Patent ID: 7389257

Claim:
A computer system for tracking regulatory governed communications between a securities broker and one or more clients, comprising: a broker side server and communications interface for communicating with a data repository database and one or more client computers, the broker side server programmed with a set of instructions comprising generating a client side interface, the client side interface including a plurality of unique customer request categories, receiving one or more selections from the plurality of customer request categories, determining data necessary to document the communications between the broker side server and the one or more client computers, retrieving the data necessary to document the communications between the broker side server and the one or more client computers, verifying if the retrieved data substantially complies with required information, and repeating the retrieving step until the data substantially complies with the required information; and the data repository database programmed with a set of instructions for storing the data necessary to document the communications between the broker side server and the one or more client computers.