Patent Description:
Electro-optic assemblies incorporating electrochromic materials have been utilized in a variety of devices to provide variability in color and light transmittance upon the application of a voltage potential. For example, electro-optic assemblies can be incorporated into mirrors to form an electrochromic mirror in which the reflectance can be varied based on the applied voltage. In another example, electro-optic assemblies can be incorporated into windows to form an electrochromic window in which the transmission of light can be varied based on the applied voltage. Conventional electro-optic assemblies are typically solution-based in which the electrochromic materials are supplied into a chamber of the electro-optic assembly as a solution. As the dimensions of the electrochromic devices increase, conventional solution-based electrochromic materials may not provide the desired electrochemical and electro-optical characteristics or be suitable for large-scale manufacturing. <CIT> constitutes prior art useful for understanding the invention.

There is a need for materials and methods for forming electro-optic assemblies which address some of the challenges relating to solution-based electrochromic materials and which provide opportunities for large-scale manufacturing.

The claimed invention provides a cathodic electro-optic sub-assembly as defined in appended independent claim <NUM>, as well as an anodic electro-optic sub-assembly as defined in appended independent claim <NUM>. Specific embodiments thereof are defined in the appended dependent claims.

There is further generally described herein an electro-optic assembly which includes a cathodic sub-assembly and an anodic sub-assembly. The cathodic sub-assembly includes a first substrate web, a first electrically conductive layer disposed on the first substrate web, and a cathodic gel layer disposed on the first electrically conductive layer, wherein the cathodic gel layer includes a cathodic component dispersed in a polymeric matrix, the cathodic gel layer having a thickness. The anodic sub-assembly includes a second substrate web, a second electrically conductive layer disposed on the second substrate web, and an anodic gel layer disposed on the second electrically conductive layer, wherein the anodic gel layer includes an anodic component dispersed in a polymeric matrix, the anodic gel layer having a thickness, and wherein at least one of the cathodic component and the anodic component is electro-optic, and a thickness variation of at least one of the cathodic gel layer and the anodic gel layer has less than about <NUM>% of an average thickness of the respective gel layer.

These and other aspects, objects, and features of the present disclosure will be understood and appreciated by those skilled in the art upon studying the following specification, claims, and appended drawings.

The present illustrated aspects reside primarily in combinations of method steps and apparatus components related to electrochromic films for use in electro-optic elements and devices. Accordingly, the apparatus components and method steps have been represented, where appropriate, by conventional symbols in the drawings, showing only those specific details that are pertinent to understanding the aspects of the present disclosure so as not to obscure the disclosure with details that will be readily apparent to those of ordinary skill in the art having the benefit of the description herein. Further, like numerals in the description and drawings represent like elements.

As used herein, the term "and/or," when used in a list of two or more items, means that any one of the listed items can be employed by itself, or any combination of two or more of the listed items, can be employed.

In this document, relational terms, such as first and second, top and bottom, and the like, are used solely to distinguish one entity or action from another entity or action, without necessarily requiring or implying any actual such relationship or order between such entities or actions. The terms "comprises," "comprising," or any other variation thereof, are intended to cover a non-exclusive inclusion, such that a process, method, article, or apparatus that comprises a list of elements does not include only those elements but may include other elements not expressly listed or inherent to such process, method, article, or apparatus. An element proceeded by "comprises. a" does not, without more constraints, preclude the existence of additional identical elements in the process, method, article, or apparatus that comprises the element.

The present illustrated embodiments reside primarily in combinations of method steps and apparatus components relating to an electro-optic assembly that is formed from a pair of electro-optic sub-assemblies. One of the pair of electro-optic sub-assemblies is formed from a substrate web, such as a polymeric web or a glass web, onto which an electrically conductive layer and an electroactive gel layer including a cathodic component is provided and the other of the pair of electro-optic sub-assemblies is formed from a substrate web, such as a polymeric web or glass web, onto which an electrically conductive layer and an electroactive gel layer including an anodic component is provided. Each of the pair of electro-optic sub-assemblies can be formed separately and brought together to form the electro-optic element having both a cathodic component and an anodic component. Each of the pair of electro-optic assemblies can be formed from a substrate web from which multiple electro-optic sub-assemblies can be cut. The electro-optic sub-assemblies and methods disclosed herein utilizing a substrate web as a substrate can facilitate large scale production of electro-optic assemblies and provide advantages in forming and/or storing the cathodic and anodic electroactive gel layers individually.

Accordingly, the apparatus components and method steps have been represented, where appropriate, by conventional symbols in the drawings, showing only those specific details that are pertinent to understanding the embodiments of the present disclosure so as not to obscure the disclosure with details that will be readily apparent to those of ordinary skill in the art having the benefit of the description herein. Further, like numerals in the description and drawings represent like elements.

Referring to <FIG>, an electro-optic assembly <NUM> according to aspects of the present disclosure is provided. The electro-optic assembly <NUM> includes a pair of electro-optic sub-assemblies in the form of a cathodic sub-assembly <NUM> and an anodic sub-assembly <NUM>, both of which include an electrochromic component. The cathodic sub-assembly <NUM> includes a first substrate <NUM> having a first surface <NUM> and a second surface <NUM>. An optional first barrier layer <NUM> is disposed on the second surface <NUM> between a first electrically conductive layer <NUM> and the second surface <NUM>. A cathodic gel layer <NUM> including a cathodic component dispersed in a polymeric matrix is disposed on the first electrically conductive layer <NUM>. As used herein, the term "dispersed" when used to describe a particular component with respect to a polymeric matrix is used to mean that at least a portion of the molecules of a particular component may be capable of movement within the polymeric matrix (also referred to as mobile within the polymeric matrix) and/or at least a portion of the molecules of the particular component are physically and/or chemically bound or trapped within the polymeric matrix such that their movement within the polymeric matrix is restricted (also referred to as immobile within the polymeric matrix).

The anodic sub-assembly <NUM> includes a second substrate <NUM> having a third surface <NUM> and a fourth surface <NUM>. An optional second barrier layer <NUM> is disposed on the third surface <NUM> between a second electrically conductive layer <NUM> and the third surface <NUM>. An anodic gel layer <NUM> including an anodic component dispersed in a polymeric matrix is disposed on the second electrically conductive layer <NUM>. According to the claimed invention, the anodic and cathodic components exhibit electrochromic behavior and thus may alternatively be referred to as chromophores or electrochromic molecules. According to the claimed invention, both the cathodic and anodic components are electroactive and electrochromic. It will be understood that regardless of its ordinary meaning, the term "electroactive" is used herein to refer to a material that undergoes a modification in its oxidation state upon exposure to a particular electrical potential difference. The term "electrochromic" is used herein to refer to a material that exhibits a change in its extinction coefficient at one or more wavelengths upon exposure to a particular electrical potential difference. Electrochromic components, as described herein, include materials whose color and/or opacity are affected by an electrical current, such that when an electrical field is applied to the material, the color and/or opacity changes from a first phase to a second phase. In another aspect of the present disclosure, and not according to the claimed invention, the anodic and/or cathodic components may be electroactive components in the form of liquid crystal molecules or suspended particles. Non-limiting examples of electroactive and/or electrochromic components are described in <CIT> and entitled "Electrochromic Layer And Devices Comprising Same," <CIT> and entitled "Electrochromic Compounds," <CIT> and entitled "Electrochromic Medium Capable Of Producing A Pre-selected Color," <CIT> and entitled "Electrochromic Compounds," <CIT> and entitled "Electrochromic Media For Producing A Pre-selected Color," <CIT> and entitled "Electrochromic System," <CIT> and entitled "Near Infrared-Absorbing Electrochromic Compounds And Devices Comprising Same,"<CIT> and entitled "Coupled Electrochromic Compounds With Photostable Dication Oxidation States," <CIT> and entitled "Electrochromic Media With Concentration Enhanced Stability, Process For The Preparation Thereof and Use In Electrochromic Devices;" <CIT> and entitled "Electrochromic Device;" and International Patent Application Serial Nos. <CIT>, published as <CIT>, entitled "Electrochromic Polymeric Solid Films, Manufacturing Electrochromic Devices Using Such Solid Films, And Processes For Making Such Solid Films And Devices," <CIT>, published as <CIT>, entitled "Electrochrome Polymer System," and <CIT>, published as <CIT>, entitled "Electrochromic Polymeric Solid Films, Manufacturing Electrochromic Devices Using Such Solid Films, And Processes For Making Such Solid Films And Devices". Non-limiting examples of cathodic components according to the present disclosure include a viologen, a viologen derivative, a methyl viologen, an octyl viologen, a benzyl viologen, a di-acrylate viologen, a di-vinyl viologen, a di-vinyl ether viologen, a di-epoxy viologen, a di-oxetane viologen, a di-hydroxy viologen, <NUM>,<NUM>'-dialkyl-<NUM>,<NUM>'-bipyridinium, ferrocenium, substituted ferrocenium, a diimide, N,N'-dialkyl pyrometallic diimide, N,N'-dimethyl-<NUM>,<NUM>,<NUM>,<NUM>-naphthalene diimide, and combinations thereof. Exemplary viologen derivatives are described in <CIT>; <CIT>; <CIT>; <CIT>; and <CIT>. Non-limiting examples of anodic components include metallocenes, <NUM>,<NUM>-dihydrophenazines, phenothiazines, phenoxazines, carbazoles, triphendioxazines, triphenodithiazines, ferrocene, substituted ferrocenes, substituted ferrocenyl salts, phenazine, substituted phenazines, substituted phenothiazines, substituted dithiazines, thianthrene, substituted thianthrenes, di-tert-butyl-diethylferrocene, <NUM>,<NUM>-dimethyl-<NUM>,<NUM>-dihydrophenazine (DMP), bis(triethylaminopropyl)dihydrophenazine bis(tetrafluoroborate), <NUM>,<NUM>,<NUM>-trimethylphenothiazine, <NUM>,<NUM>,<NUM>,<NUM>-tetramethoxy-thianthrene, <NUM>-methylphenothiazine, tetramethylphenazine (TMP), <NUM>,<NUM>-triethylammoniumpropylphenazine, bis(butyltriethylammonium)-para-methoxytriphenodithiazine (TPDT), and combinations thereof.

The second surface <NUM> of the first substrate <NUM> and the third surface <NUM> of the second substrate <NUM> at least partially define a chamber <NUM> within which at least the cathodic gel layer <NUM> and the anodic gel layer <NUM> is disposed. A sealing member <NUM> can be provided around the chamber <NUM> to protect the contents of the chamber <NUM> from oxygen and/or moisture. While the sealing member <NUM> is illustrated schematically in <FIG> as being located between the second surface <NUM> on the first substrate <NUM> and the third surface <NUM> of the second substrate <NUM>, other configurations of the sealing member <NUM> are possible according to the present disclosure. The sealing member <NUM> may be positioned around the perimeter of the device as in a "C" configuration, may be remotely located, or any number of other configurations that will vary depending on the final use of the electro-optic assembly <NUM>. For simplicity, herein, we refer to the sealing member <NUM> as being between the first and second substrates <NUM>, <NUM> but this configuration should be understood to be non-limiting to the present disclosure and examples or descriptions of devices, unless explicitly noted, may be configured with different variations of the sealing member <NUM>.

One or both of the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> can include additional layers, non-limiting examples of which include polarizers, anti-reflective layers, filters, resistive layers, ultraviolet light reflecting or absorbing layers, gas diffusion barrier layers, water vapor diffusion barrier layers, etc.. In some examples, the cathodic gel layer <NUM> and/or the anodic gel layer <NUM> can include an ion conduction layer disposed thereon. The ion conduction layer can be configured to be conductive to positively charged ions, such as H+ or Li+, but low in electron conductivity in comparison.

The first substrate <NUM> and the second substrate <NUM> can be formed from the same or different materials. The first and/or second substrates <NUM>, <NUM> can be formed from any suitable polymeric material, glass material, or glass-ceramic material. Non-limiting examples of suitable polymeric materials for forming the first substrate <NUM> and/or the second substrate <NUM> includes polyethylene (e.g., low and/or high density), polyethylene terephthalate (PET), polyethylene naphthalate (PEN), polycarbonate, polysulfone, acrylic polymers (e.g., poly(methyl methacrylate) (PMMA)), polymethacrylates, polyimides, polyamides (e.g., a cycloaliphatic diamine dodecanedioic acid polymer, such as Trogamid® CX7323)), epoxies, cyclic olefin polymers (COP) (e.g., Zeonor 1420R), cyclic olefin copolymers (COC) (e.g., Topas <NUM>-<NUM> or Mitsui Apel), polymethylpentene, cellulose ester based plastics (e.g., cellulose triacetate), transparent fluoropolymer, polyacrylonitrile, other polymeric materials and/or combinations thereof. Non-limiting examples of suitable glass materials include borosilicate glass and soda lime glass.

The first barrier layer <NUM> and the second barrier layer <NUM> can be formed from the same or different materials. The first and second barrier layers <NUM>, <NUM> can be provided to protect the first and second substrates <NUM>, <NUM> from interacting with contents of the chamber <NUM>, such as solvents, which may be harmful and/or degrade the first and/or second substrates <NUM>, <NUM>, particularly when the first and second substrates <NUM>, <NUM> are made from polymeric materials. In some aspects, the first and second barrier layers <NUM>, <NUM> provide resistance to oxygen and/or water permeation. The first and second barrier layers <NUM>, <NUM> can also be configured to decrease degradation of the first and second electrically conductive layers <NUM>, <NUM> due to interactions with the contents of the chamber <NUM>. In one aspect, the first and/or second barrier layer <NUM>, <NUM> can be used in combination with the respective first and second electrically conductive layers <NUM>, <NUM> to form an insulator-metal-insulator (IMI) stack. The IMI stack can include a silver metal or silver metal alloy layer, the electrically conductive layer <NUM>, <NUM>, and a polymer resin layer. The polymer resin layer can be selected from acrylic polymer resins, siloxane based resins, polyethylene terephthalate (PET) resins, polyester resins, poly(methyl methacrylate) (PMMA), polycarbonate resins, or a combination thereof. Exemplary IMI stacks for use as barrier layers <NUM> and <NUM> are disclosed in <CIT>, entitled "Plastic Coatings for Improved Solvent Resistance," and <CIT>, entitled "Plastic Coatings for Improved Solvent Resistance".

In another example, the first and/or second barrier layers <NUM>, <NUM> can include a polymer multi-layer film. Polymer multi-layer (PML) films typically consist of alternating layers of cross-linked polymer and inorganic layers to form optically clear, flexible, oxygen and water barriers which provide resistance to the permeation of oxygen and water into the chamber <NUM>. An example of a commercially available PML barrier film is the Flexible Transparent Barrier (FTB) Film product line offered by <NUM>™. An exemplary process for forming a PML barrier layer includes applying a first polymer to a polymeric substrate via flash evaporation and vapor deposition of monomers, followed by plasma, UV, or e-beam curing. The first polymer layer could also be applied via printing, slot die coating, or spraying followed by UV or e-beam curing. The inorganic layer can be applied next using conventional sputtering, evaporation, atomic layer deposition, spraying coating and/or other deposition methods under vacuum or at ambient pressure. The final polymer layer is applied on top of the inorganic layer using the flash evaporation method or other methods listed above. Optionally, another inorganic layer may be applied on top of the polymer layer. In one aspect, the PML structure or stack can be three, four, or more layers. The polymer layers can include volatile monomers which can be cross-linked into transparent polymers, examples of which include diacrylates available from Sartomer® such as SR833S, SR351, SR3238B, and SR9003B, or other volatile monomers. Suitable inorganic layer materials include metal oxides, metal nitrides, aluminum oxide, silicon oxide, indium tin oxide, silicon nitride, and combinations thereof. Other PMLs including alternative combinations of polymeric layers and inorganic layers can also be utilized.

An example of a commercially available polymeric substrate having a barrier layer provided thereon includes FTB3-<NUM> Barrier Film, available from <NUM>, which is described by <NUM> as a polyethylene terephthalate (PET) substrate with two vacuum deposited polymer layers and an inorganic oxide layer positioned between the two polymer layers. The FTB-<NUM> product can be utilized to provide the first and/or second substrate <NUM>, <NUM> with the respective barrier layer <NUM>, <NUM> already applied. A commercially available IMI stack suitable for use as the first and/or second substrates <NUM>, <NUM> with the respective barrier layer <NUM>, <NUM> already applied includes a silver-based IMI stack commercially available from TDK Corporation, to which an additional transparent conductive oxide layer (TCO), such as indium tin oxide (ITO), has been applied to the exposed surface of the IMI stack.

The first electrically conductive layer <NUM> and the second electrically conductive layer <NUM> can be formed from the same or different materials. One or both of the first and second electrically conductive layers <NUM>, <NUM> can be transparent and optionally one of the layers can be opaque, depending on the end-use of the electro-optic assembly <NUM>. Non-limiting examples of suitable transparent materials for the first and/or second electrically conductive layer <NUM>, <NUM> include transparent conductive oxides (TCO), fluorine-doped tin oxide (F:SnO<NUM>), aluminum-doped zinc oxide (AZO), indium-doped zinc oxide (IZO), indium tin oxide (ITO), doped zinc oxide, indium zinc oxide, metal oxide/metal/metal oxide (e.g. the metal can be any suitable metal or metal alloy, such as silver, gold, palladium, silver alloys, gold alloys, palladium alloys, silver-gold alloys, and silver-palladium alloys), silver nano-wire coatings, carbon nanotubes, graphene coatings, conductive nanorods, wire grids, and conductive polymers, an example of which includes poly(<NUM>,<NUM>-ethylenedioxythiophene) (PEDOT). Non-transparent materials suitable for use as an electrically conductive layer include metal coatings such as rhodium, chromium, nickel, silver, gold, and other metals, or mixtures of any two or more thereof. In one aspect, at least one layer can be deposited by atomic layer deposition (ALD) between the first and/or second electrically conductive layers <NUM>, <NUM> and an IMI stack barrier layer <NUM>, <NUM>. The ALD deposited material can include aluminum oxide, titanium dioxide, and AZO.

The cathodic gel layer <NUM> includes a cathodic component dispersed in a polymeric gel matrix. The cathodic gel layer <NUM> is formed as a free-standing (permanent) gel in which an electrochromic medium, including the cathodic component, is dispersed, such as interspersed and/or entrapped, in a polymeric matrix, and which continues to behave similar to a solution. In one aspect, more than one cathodic component can be included in the cathodic gel layer <NUM>. According to one aspect of the present disclosure, at least a portion of the cathodic component dispersed within the polymeric matrix is mobile within the polymeric matrix. According to another aspect, at least a portion of the cathodic component dispersed within the polymeric matrix is immobile within the polymeric matrix. For example, at least a portion of the cathodic component dispersed within the polymeric matrix may be chemically bonded to the polymeric matrix and/or physically entrapped within the polymeric matrix. In one example, at least a portion of the cathodic component is functionalized such that the cathodic component is capable of reacting with the polymeric matrix such that the functionalized cathodic component may be covalently bonded with the polymeric matrix. Examples of cathodic components chemically bonded or physically entrapped within a polymeric matrix can be found in <CIT>. Non-limiting examples of suitable cathodic components include a viologen and a metal oxide, such as tungsten. Exemplary viologens include, but are not limited to, methyl viologen, octyl viologen, benzyl viologen, and polymeric viologens. In one aspect, the cathodic component is an octyl viologen. In some aspects, the cathodic component may include crystalline or nanocrystalline tungsten oxide (WOx, where x is <NUM> < x < <NUM>), vanadium oxide (V<NUM>O<NUM>), nickel oxide (NiO), ferrocenium, perovskite materials, such as samarium nickelate (SmNiO<NUM>), or other metal oxides of the formula AyBzOx, where A and B are metals. The relative amounts of components A and B may vary such that y and z may individually be any value from about <NUM> to about <NUM>. For example, y and z may individually from any value from about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, or about <NUM> to about <NUM>. The amount of oxygen present in metal oxides of the formula AyBzOx may vary at least in part based on the oxidation states of the metals A and B and their relative amount in the film. According to one aspect, the value of x will nominally be at a level sufficient to attain stoichiometry. For example, the value of x may be from about <NUM>% to about <NUM>% of it stoichiometric value. In some examples, the value of x may be from about <NUM>% to about <NUM>%, about <NUM>% to about <NUM>%, about <NUM>% to about <NUM>%, about <NUM>% to about <NUM>%, about <NUM>% to about <NUM>%, about <NUM>% to about <NUM>%, about <NUM>% to about <NUM>%, about <NUM>% to about <NUM>%, about <NUM>% to about <NUM>%, or about <NUM>% to about <NUM>% of stoichiometry. The concentration of the cathodic component in the cathodic gel layer <NUM> can be about <NUM> millimolar (mM) to about <NUM>.

The anodic gel layer <NUM> includes an anodic component dispersed in a polymeric gel matrix. The anodic gel layer <NUM> is formed as a free-standing (permanent) gel in which an electrochromic medium, including the anodic component, is dispersed, such as interspersed and/or entrapped in a polymeric matrix, and which continues to behave similar to a solution. In one aspect, more than one anodic component can be included in the anodic gel layer <NUM>. According to one aspect of the present disclosure, at least a portion of the anodic component dispersed within the polymeric matrix is mobile within the polymeric matrix. According to another aspect, at least a portion of the anodic component dispersed within the polymeric matrix is immobile within the polymeric matrix. For example, at least a portion of the anodic component dispersed within the polymeric matrix may be chemically bonded to the polymeric matrix and/or physically entrapped within the polymeric matrix. In one example, at least a portion of the anodic component is functionalized such that the anodic component is capable of reacting with the polymeric matrix such that the functionalized anodic component may be covalently bonded with the polymeric matrix. Examples of anodic components chemically bonded or physically entrapped within a polymeric matrix can be found in <CIT>. Non-limiting examples of suitable anodic components include metallocenes, <NUM>,<NUM>-dihydrophenazines, phenothiazines, phenoxazines, carbazoles, triphendioxazines, triphenodithiazines, ferrocene, substituted ferrocenes, substituted ferrocenyl salts, phenazine, substituted phenazines, and substituted phenothiazines, including substituted dithiazines, thianthrene, and substituted thianthrenes, di-tert-butyl-diethylferrocene, <NUM>,<NUM>-dimethyl-<NUM>,<NUM>-dihydrophenazine (DMP), bis(triethylaminopropyl)dihydrophenazine bis(tetrafluoroborate), <NUM>,<NUM>,<NUM>-trimethylphenothiazine, <NUM>,<NUM>,<NUM>,<NUM>-tetramethoxy-thianthrene, <NUM>-methylphenothiazine, tetramethylphenazine (TMP), <NUM>,<NUM>-triethylammoniumpropylphenazine, and bis(butyltriethylammonium)-para-methoxytriphenodithiazine (TPDT). In one aspect, the anodic component includes <NUM>,<NUM>-dihydro-<NUM>,<NUM>-dimethylphenazine. In another aspect, the anodic component includes a combination of <NUM>,<NUM>-dihydro-<NUM>,<NUM>-dimethylphenazine and <NUM>,<NUM>-dineopentyl-<NUM>,<NUM>-dihydro-<NUM>,<NUM>-di-isobutylphenazine, <NUM>,<NUM>-triethylammoniumpropylphenazine. The total concentration of anodic components can be about <NUM> to about <NUM>.

The cathodic gel layer <NUM> and the anodic gel layer <NUM> are formed as a free-standing gel that includes at least one solvent and a cross-linked polymeric matrix. As described in more detail below, because each of the cathodic sub-assembly <NUM> and anodic sub-assembly <NUM> are individually formed on their respective substrates, the cathodic gel layer <NUM> and the anodic gel layer <NUM> are preferably formed with sufficient to rigidity to maintain their shape (thickness and length and width dimensions) during processing until the sub-assemblies <NUM>, <NUM> are assembled to form the electro-optic assembly <NUM>. In one aspect, the cathodic gel composition and the anodic gel composition are configured such that a change in shape between an initially deposited gel composition and the final cured gel layer is less than about <NUM>%, less than about <NUM>%, or less than about <NUM>%.

The cathodic gel layer <NUM> and the anodic gel layer <NUM> can have the same or different thickness. In one aspect, the thickness of the cathodic gel layer <NUM> and the anodic gel layer <NUM> are in the range of about <NUM> micrometers (µm) to about <NUM>, possibly about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, about <NUM> to about <NUM>, or about <NUM> to about <NUM>.

According to the claimed invention, the cathodic gel layer <NUM> and/or anodic gel layer <NUM> have a predetermined thickness variation. The cathodic gel layer <NUM> and/or anodic gel layer <NUM> have a thickness characterized by a maximum measured thickness ThMAX, a minimum measured thickness ThMIN, an average thickness ThAVG, and a thickness variation defined as (ThMAX - ThMIN). According to the claimed invention, the cathodic gel layer <NUM> and/or anodic gel layer <NUM> are configured such that a thickness variation of the layer is less than about <NUM>% of the average thickness ThAVG of the respective layer. That is, the cathodic gel layer <NUM> and/or anodic gel layer <NUM> are configured such that a thickness variation of the layer is less than about <NUM>%, less than about <NUM>%, less than <NUM>%, less than <NUM>%, or less than <NUM>% of the average thickness ThAVG. The cathodic gel layer <NUM> and/or anodic gel layer <NUM> can be configured to satisfy the desired thickness variation over an entirety or a portion of an area of the respective layer. For example, the cathodic gel layer <NUM> and/or anodic gel layer <NUM> can be configured such that the layer has the desired thickness variation over greater than about <NUM>% of the layer area, greater than about <NUM>% of the layer area, greater than about <NUM>% of the layer area, greater than about <NUM>% of the layer area, or greater than about <NUM>% of the layer area.

In one aspect, the polymeric matrix forming the cathodic gel layer <NUM> and/or the anodic gel layer <NUM> is formed by cross-linking polymer chains, where the polymer chains are formed by the polymerization of at least one monomer. Non-limiting examples of suitable monomers include methyl methacrylate, methyl acrylate, isocyanatoethyl methacrylate, <NUM>-isocyanatoethyl acrylate, <NUM>-hydroxyethyl methacrylate, <NUM>-hydroxyethyl acrylate, <NUM>-hydroxypropyl methacrylate, glycidyl methacrylate, <NUM>-vinylphenol, acetoacetoxy methacrylate, and acetoacetoxy acrylate. The at least one monomer can be pre-polymerized and dispersed and/or dissolved in a suitable solvent system prior to application of the solution to the substrate or after the solution is deposited on the substrate such that polymerization and cross-linking both proceed on the substrate.

In one aspect, hydroxyethyl methacrylate (HEMA) may be combined with methyl acrylate (MA) to form a copolymer. In another aspect, hydroxyethyl methacrylate (HEMA) may be combined with methyl methacrylate (MMA) to form a copolymer. The molar ratio of HEMA to MMA be about <NUM>:<NUM> to about <NUM>:<NUM>, with the preferred ratio being about <NUM>:<NUM>. In one aspect, the cross-linker for a pre-polymer having a hydroxyl (or any reactive group having an active hydrogen, such as thiol, hydroxyl, acetoacetyl, urea, melamine, urethane, etc.) is an isocyanate, isothiocyanate, or the like having a functionality greater than one. In one aspect, a molar ratio of isocyanate cross-linking agent to hydroxyl groups in the polymer or co-polymer being catalyzed is about <NUM>:<NUM> to about <NUM>:<NUM>. In an exemplary aspect, <NUM>-hydroxyethylmethacrylate and methyl acrylate are randomly polymerized to form the polymeric matrix. In one aspect, <NUM>-isocyanatoethyl methacrylate (IEMA) may be combined with MMA in the ratio of about <NUM>:<NUM> to about <NUM>:<NUM>, with the preferred ratio of about <NUM>:<NUM>. Cross-linking of a group containing an isocyanate can occur with any compound containing a reactive hydrogen, such as hydroxyl, thiol, acetoacetyl, urea, melamine, or urethanes.

In one aspect, the polymeric matrices of the cathodic gel layer <NUM> and/or the anodic gel layer <NUM> may include materials which are pre-polymerized prior to deposition of the layer onto the respective substrate and cross-linked after deposition or the materials may be simultaneously polymerized and cross-linked following deposition of the layer onto the substrate. In one aspect, the polymeric matrices of the cathodic gel layer <NUM> and/or the anodic gel layer <NUM> include polyols with hydroxyl functionalities of at least two, i.e., polymer molecules with at least two hydroxyl groups that can react with other functional groups, such as, among others, isocyanate groups, metal alkoxide groups, or ketene groups. Examples of metal alkoxides include tetramethyl or tetraethyl orthosilicate or titanium (IV) isopropoxide. In the polymeric matrices, the polyols are crosslinked by molecules of a bridging compound, which in turn have at least two functional groups that can react with the reactive hydroxyls of the polyols, an example of which includes materials including thiol functional groups.

In another aspect, the polymeric matrices of the cathodic gel layer <NUM> and/or the anodic gel layer <NUM> may be formed by cross-linking two co-polymers. For example HEMA/MMA may be combined with IEMA/MMA and the hydroxyl groups of HEMA will self-react with the isocyanate groups of IEMA to form an open polymeric structure.

According to the claimed invention, an amount of polymeric matrix in the cathodic gel layer <NUM> and/or the anodic gel layer <NUM> is about <NUM> wt. % to about <NUM> wt. The characteristics of the materials and methods for forming the gel layers can be selected to provide each of the cathodic gel layer <NUM> and the anodic gel layer <NUM> with the desired gel properties (e.g., gel thickness and gel rigidity) while also providing a gel layer that allows for sufficient ion mobility within the gel layer to provide the desired electrochromic properties.

The cathodic gel layer <NUM> and anodic gel layer <NUM> can be formed using the same or different solvents. In one aspect, both the cathodic gel layer <NUM> and the anodic gel layer <NUM> are formed using propylene carbonate as the solvent. Additional, non-limiting examples of suitable solvents include cyclic esters, such as propylene carbonate, isobutylene carbonate, gamma-butyrolactone, gamma-valerolactone, any homogeneous mixture that is liquid at room temperature of any two or more of propylene carbonate, isobutylene carbonate, gamma-butyrolactone, and gamma-valerolactone, and any homogenous mixture that is liquid at room temperature of any one or more of propylene carbonate, isobutylene carbonate, gamma-butyrolactone, and gamma-valerolactone with ethylene carbonate. Additional co-solvents may be include in the cathodic and/or anodic gel layers <NUM>, <NUM> to aid in the gel coating process, non-limiting examples of which include acetonitrile and <NUM>-methoxypropionitrile. The co-solvents may facilitate adjusting a surface tension of the fluid and/or to increase solubility limits of the cathodic and/or anodic gel layers <NUM>, <NUM>, as needed.

Characteristics such as an amount of polymeric matrix, a degree of cross-linking, a rate of cross-linking, the type of cross-linker, and the type of polymers, can be selected to provide the formed cathodic gel layer <NUM> and the anodic gel layer <NUM> with the desired gel features. For example, a rigidity of the free standing gel layer <NUM> and/or <NUM> can be altered by changing the polymer molecular weight, the weight percent of the polymer, and/or the crosslink density of the polymeric matrix. In one aspect, the gel rigidity generally increases with increasing polymer concentration (weight percent), increasing crosslink density, and/or to some extent with increasing molecular weight. In one aspect, a rate of crosslinking for any of the polymers described herein can be controlled at last in part by selection of the reactive crosslinking species. For example, in some aspects, the reaction rates can be increased by using an aromatic isocyanate or an aromatic alcohol or both. In other aspects, reaction rates can be decreased, for example, by using sterically hindered isocyanates or sterically hindered alcohols or both.

The polymeric matrix forming the cathodic gel layer <NUM> and the anodic gel layer <NUM> may be the same or different. Either or both of the cathodic gel layer <NUM> and the anodic gel layer <NUM> can include additional components, non-limiting examples of which include ultraviolet light (UV) stabilizing agents, thickeners, stabilizers, current carrying electrolytes, surfactants, rheology modifiers, etc. In some aspects, the cathodic gel layer <NUM> and/or the anodic gel layer <NUM> are formed from a composition that includes thickening agents to provide the gel layer with the desired thickness. Non-limiting examples of suitable thickening agents include colloidal silica and acrylic fibers.

Non-limiting examples of polymer and solvent systems that can be utilized in the present disclosure for forming the cathodic gel layer <NUM> and the anodic gel layer <NUM> are disclosed in <CIT>; <CIT>; <CIT>; <CIT>; and <CIT>; and <CIT> and <CIT>.

The sealing member <NUM> can be any suitable structure for sealing a perimeter of the electro-optic assembly <NUM> to isolate the contents of the chamber <NUM> from ambient oxygen and/or moisture. In one aspect, the sealing member <NUM> may be a heat seal film which attaches to the first and second substrates <NUM>, <NUM> at an edge of the first and second substrates <NUM>, <NUM> around the perimeter of the electro-optic assembly <NUM>. In one aspect, the sealing members covers an edge of the first surface <NUM> of the first substrate <NUM> and extends to an edge of the fourth surface <NUM> of the second substrate <NUM>. The sealing member <NUM> can be configured to provide a barrier to isolate the contents of the chamber <NUM> from moisture and/or oxygen. Suitable heat seal films are typically multilayers consisting of an inner sealant layer, middle core layer, and outer barrier layer which may or may not include an aluminum foil layer. The films can be applied using a heat sealer to attach the film to the edge of the electro-optic assembly <NUM>. An example of a heat seal film without a foil layer includes Torayfan® CBS2 from Toray, and an example of a metallized heat seal film is Torayfan® PWXS from Toray. Additionally, a pressure-sensitive adhesive can be added to the inner sealant layer to adhere the film at room temperature and/or to improve adhesion during heat sealing. An example of a pressure sensitive adhesive for this purpose is 8142KCL from <NUM>®.

In some aspects, the sealing member <NUM> may be applied as a liquid layer around the perimeter of the cathodic and anodic gel layers <NUM>, <NUM>, and heat, ultraviolet light, or a combination thereof can be applied to cure the liquid layer and form the sealing member <NUM>. Non-limiting examples of suitable liquid layer materials include silicones, epoxies, acrylics, hot melts, and polyurethanes. In another aspect, a pre-formed layer, such as a pressure-sensitive adhesive layer (e.g., an acrylic) can be used to form the sealing member <NUM>. In these examples, the sealing member <NUM> may optionally extend between the first and second electrically conductive layers <NUM>, <NUM> or have a generally C-shaped cross-sectional profile.

Referring to <FIG>, each of the cathodic sub-assembly <NUM> and an anodic sub-assembly <NUM> are formed individually on a first substrate web <NUM> and a second substrate web <NUM>, respectively, and brought together to form the electro-optic assembly <NUM>. While aspects of the present disclosure are discussed with respect to exemplary embodiments in which the first substrate web <NUM> and second substrate web <NUM> are formed from polymeric materials and thus referred to as the first polymeric web <NUM> and the second polymeric web <NUM>, respectively, as discussed in more detail below, the first and/or second substrate webs <NUM>, <NUM> may be formed from a glass material and referred to as first and second glass webs. In one aspect, the individually formed cathodic sub-assembly <NUM> and an anodic sub-assembly <NUM> can be laminated together using heat, pressure, and/or vacuum. In another aspect, the individually formed cathodic sub-assembly <NUM> and an anodic sub-assembly <NUM> can be assembled by coupling the first substrate <NUM> and the second substrate <NUM> using the seal <NUM> and/or any adhesive or tie layers. As is discussed in more detail below, multiple cathodic sub-assemblies <NUM> and multiple anodic sub-assemblies <NUM> can be formed from the respective first and second polymeric webs <NUM> and <NUM>, respectively, such that multiple electro-optic assemblies <NUM> can be formed and separated from the assembled first and second polymeric webs <NUM> and <NUM>. The first polymer web <NUM> includes at least the first substrate <NUM> and optionally the first barrier layer <NUM> and/or the first electrically conductive layer <NUM>. The second polymer web <NUM> includes at least the second substrate <NUM> and optionally the second barrier layer <NUM> and/or the second electrically conductive layer <NUM>.

As used herein, a web refers to a continuous sheet of material having a width and length such that parts, or multiple parts (i.e., one, two, or more) can be formed from a single sheet which is either provided in a stack or in roll form. The length and/or width of the substrate web can be selected to accommodate the formation of individual or multiple parts in either or both the length and width directions. The web may have a planar cross-sectional profile in all directions; alternatively, a cross-sectional profile of the web in at least one direction may deviate from planar.

The polymeric webs <NUM> and <NUM> form at least the first substrate <NUM> and the second substrate <NUM>, respectively, and thus are made from the same types of materials listed above as being suitable for forming the first and second substrates <NUM>, <NUM>. Non-limiting examples of suitable polymeric materials for forming the first polymeric web <NUM> and/or the second polymeric web <NUM> include polyethylene (e.g., low and/or high density), polyethylene terephthalate (PET), polyethylene naphthalate (PEN), polycarbonate, polysulfone, acrylic polymers (e.g., poly(methyl methacrylate) (PMMA)), polymethacrylates, polyimides, polyamides (e.g., a cycloaliphatic diamine dodecanedioic acid polymer, such as Trogamid® CX7323)), epoxies, cyclic olefin polymers (COP) (e.g., Zeonor 1420R), cyclic olefin copolymers (COC) (e.g., Topas <NUM>-<NUM> or Mitsui Apel), polymethylpentene, cellulose ester based plastics (e.g., cellulose triacetate), transparent fluoropolymer, polyacrylonitrile, other polymeric materials and/or combinations thereof. In one aspect, when the first and second substrates <NUM>, <NUM> are made from glass, the corresponding first and second substrate webs <NUM>, <NUM> are made from glass, rather than a polymeric material, and may be referred to as the first and second glass webs <NUM>, <NUM>. Non-limiting examples of suitable glass materials include borosilicate glass and soda lime glass.

Referring now to <FIG>, methods for forming the electro-optic cathodic and anodic sub-assemblies and methods for forming the electro-optic assembly from a pair of the cathodic and anodic sub-assemblies according to aspects of the present disclosure are provided. With reference to <FIG>, a method <NUM> for forming the electro-optic assembly <NUM> from the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> is provided. The method <NUM> may be a continuous process or may be comprised of multiple individual processing steps, between which an intermediate product is stored under appropriate conditions (e.g., in a clean room, under vacuum, in an oxygen free environment, etc.). Generally, the method <NUM> can be considered as including <NUM> process phases: a substrate web forming process <NUM>, a sub-assembly formation process <NUM>, an electro-optic assembly formation process <NUM>, and optionally an electrochromic device forming process <NUM>. The substrate web forming process <NUM> and the sub-assembly formation process <NUM> can be utilized to form each of the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> which are combined in the electro-optic assembly formation process <NUM> to form the electro-optic assembly <NUM>. The cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> can be formed according to the processes <NUM> and <NUM> either consecutively or simultaneously. The cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> may be formed at the same or different location than the electro-optic assembly <NUM> is formed in process <NUM>. In one aspect, each of the processes <NUM>, <NUM>, and <NUM> may proceed immediately following the previous process in a generally continuous process of forming the cathodic and anodic sub-assemblies <NUM>, <NUM> and the electro-optic assembly <NUM>. In another aspect, the product(s) formed using one or more of the processes <NUM> and/or <NUM> may be stored for a predetermined period of time before being processed according to the next process phase <NUM> and/or <NUM>. In one aspect, all of the processes <NUM>, <NUM>, and <NUM> of the method <NUM> are performed in the same facility; alternatively, one or more of the processes <NUM>, <NUM>, and/or <NUM> may be performed at a facility different than the other processes. It is understood that a particular sequence of steps is disclosed according to the method <NUM> and the <NUM> process phases <NUM>, <NUM>, and <NUM> of the method <NUM> for illustrative purposes and that the particular steps of the method <NUM> and any of the <NUM> process phases <NUM>, <NUM>, and <NUM> of the method <NUM> may be conducted in a different sequence or in different combinations without deviating from the spirit of the present disclosure.

Still referring to <FIG>, the substrate web forming process <NUM> includes the step of providing a polymeric web at <NUM> and forming an electrically conductive layer on the polymeric web at <NUM>. As discussed above, each of the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> is formed on a polymeric web <NUM> and <NUM>, respectively, that form a part of the respective substrates <NUM> and <NUM>. The polymeric webs <NUM> and <NUM> can be provided as individual sheets or as a roll for storage and/or processing and can include any of the materials described above for forming the first substrate <NUM> and the second substrate <NUM>. While the steps <NUM> and <NUM> are discussed in the context of forming the cathodic sub-assembly <NUM>, it is understood that the steps <NUM> and <NUM> can be used in a similar manner to form the anodic sub-assembly <NUM> using the same or different materials than the cathodic sub-assembly <NUM>, which are discussed above.

The polymeric web <NUM> at <NUM> can include the one or more barrier layers <NUM> or the step <NUM> can include a process for applying the one or more barrier layers <NUM> to the polymeric web <NUM>. While the method <NUM> is described in the context of providing a barrier layer <NUM>, it is understood that the barrier layer <NUM> can be skipped, or that elements can be incorporated into the body of the polymeric web <NUM> to provide barrier properties, as needed. When a barrier layer <NUM> is provided on the polymeric web <NUM>, the barrier layer <NUM> may be laminated onto the polymeric web <NUM>, adhered to the polymeric web <NUM>, or integrally formed with the polymeric web <NUM>, such as by a co-extrusion type process. The barrier layer <NUM> may be a single layer or multiple layers. In one aspect, the polymeric web <NUM> can be purchased from a supplier with the one or more barrier layers <NUM> formed thereon. One such example is a PET web to which a multi-layer polymer/oxide/polymer barrier layer has been applied, an example of which includes a flexible transparent barrier film sold by <NUM> under the trade name FTB3-<NUM> Barrier Film. The FTB-<NUM> Barrier Film is described by <NUM> as a PET substrate with two vacuum deposited polymer layers with an inorganic oxide layer positioned between the two polymer layers. The "<NUM>" in the tradename of the <NUM> material refers to the thickness of the substrate, in this case <NUM>. However, it is understood that alternative FTB3 products having different thicknesses can also be utilized. In another aspect, the one or more barrier layers <NUM> may be co-extruded or laminated with the polymeric web <NUM> as part of the substrate web forming process <NUM>.

In one aspect, the polymeric web <NUM> can be provided with a removable interleaf layer (also referred to as a release liner) disposed over the surface on which the electrically conductive layer <NUM> is to be formed to protect the surface until deposition of the electrically conductive layer <NUM>. When the polymeric web <NUM> includes one or more barrier layers <NUM>, the interleaf layer can be disposed over the exposed surface of the outermost barrier layer <NUM>. When the polymeric web <NUM> does not include a barrier layer <NUM> or prior to application of a barrier layer <NUM>, the polymeric web <NUM> can be provided within an interleaf layer to protect the surface onto which the barrier layer <NUM> and/or the electrically conductive layer <NUM> is to be deposited. The interleaf layer can be applied to the surface of the polymeric web <NUM> or integrally formed with the polymeric web <NUM> to provide a peelable clean substrate. For example, a polymer resin forming the polymeric web <NUM> and a polymeric resin forming the interleaf layer can be co-extruded to form a substrate from which the co-extruded interleaf layer can be peeled-off to expose the underlying surface of the polymeric web <NUM>.

In one aspect, when a barrier layer <NUM> is utilized, the interleaf layer can be applied over the exterior surface of the barrier layer <NUM> under vacuum in order to minimize the deposition of debris and/or degradation of the exposed exterior surface of the barrier layer <NUM> and optionally may be applied as a continuous process with the formation of the barrier layer <NUM> on the web <NUM>. Optionally, the exterior surface of the barrier layer <NUM> may undergo a cleaning process, such as a plasma treatment, prior to application of the interleaf layer. When the interleaf layer is present, the process <NUM> can include a step to remove the interleaf layer prior to forming the electrically conductive layer <NUM>. Alternatively, when the barrier layer(s) <NUM> and electrically conductive layer <NUM> are formed in a continuous process, an interleaf layer may not be necessary.

Still referring to <FIG>, at step <NUM>, the electrically conductive layer <NUM> can be formed on the polymeric web <NUM> over the exposed surface of the barrier layer <NUM> using any suitable process. <FIG> illustrates an exemplary roll-to-roll sputtering process <NUM> for forming the electrically conductive layer <NUM> according to an aspect of the present disclosure. The polymeric web <NUM> having the barrier layer <NUM> deposited thereon can be provided to a process drum <NUM> configured to expose the polymeric web <NUM> to a sputter source <NUM> for depositing the electrically conductive layer on the polymeric web <NUM>. The polymeric web <NUM> can be provided on an unwinder <NUM>, which optionally includes an interleaf layer remover <NUM> to remove an interleaf layer <NUM> from the polymeric web <NUM>, when present. The process drum <NUM> moves the polymeric web <NUM> from the unwinder <NUM> past the sputter source <NUM> such that the outermost surface of the barrier layer <NUM> is exposed to the sputter source <NUM> for depositing the electrically conductive layer <NUM> onto the barrier layer <NUM>. The nature of the materials and the control parameters of the sputtering source <NUM> will vary depending on the material(s) being deposited to form the electrically conductive layer <NUM>. While only a single sputter source <NUM> is illustrated, aspects of the present disclosure can include more than one sputter source, optionally in separate chambers, to deposit the materials for forming the electrically conductive layer <NUM>. Optionally, prior to depositing the electrically conductive layer <NUM> on the polymeric web <NUM>, the polymeric web <NUM> can be degassed to inhibit water and/or oxygen from affecting the electrically conductive materials during deposition. The degassing process can include heating the polymeric web roll or sheet under vacuum or storing the polymeric web roll or sheet in an inert atmosphere at an elevated temperature.

The polymeric web <NUM> with barrier layer <NUM> and electrically conductive layer <NUM> deposited thereon form a substrate web <NUM>' that can be wound into a roll on a rewinder <NUM> for storage or for further processing. Optionally, the step <NUM> can include applying an interleaf layer to an exposed surface of the electrically conductive layer <NUM> (not shown), to protect the exposed surface from debris and/or degradation between processing steps. The application of the interleaf layer may be conducted under vacuum and may be a continuous process with the roll-to-roll sputtering process <NUM> or a separate process step.

While aspects of the step <NUM> of forming the electrically conductive layer <NUM> on the polymeric web <NUM> to form the substrate web <NUM>' are described in the context of a roll-to-roll process that utilizes sputtering to deposit the electrically conductive material, other forms and processes may also be utilized within the scope of the present disclosure. For example, the polymeric web <NUM> may be provided as individual sheets rather than a roll to provide individual sheets of the substrate web <NUM>'. In other aspects, the conductive material may be deposited using processes other than sputtering, examples of which include chemical vapor deposition (CVD) and physical vapor deposition (PVD).

Referring again to <FIG>, the sub-assembly formation process <NUM> includes applying an electrochromic gel to the substrate web <NUM>' at <NUM> and then curing the electrochromic gel at <NUM> to form an electro-optic sub-assembly. A cathodic electrochromic gel is applied to form the cathodic sub-assembly <NUM> and an anodic electrochromic gel is applied to form the anodic sub-assembly <NUM>.

<FIG> illustrates an exemplary roll-to-roll process <NUM> for forming an electro-optic sub-assembly, including the cathodic sub-assembly <NUM> and/or the anodic sub-assembly <NUM>, according to an aspect of the present disclosure. While aspects of forming the electro-optic sub-assembly at <NUM> are discussed in the context of forming the cathodic sub-assembly <NUM>, it is understood that the anodic sub-assembly <NUM> can be formed in a similar manner using materials suitable for forming an anodic gel, as described above. Still referring to <FIG>, the web substrate <NUM>' formed according to the substrate web forming process <NUM> described above can be provided on a substrate roll <NUM>. The web substrate <NUM>' can be unwound from the substrate roll <NUM> such that the electrically conductive layer <NUM> is exposed for application of a gel composition at a coating station <NUM>. When the electrically conductive layer <NUM> is covered by an interleaf layer, the process <NUM> can include an interleaf layer removal station (not shown) to remove the interleaf layer prior to passing the web substrate <NUM>' through the coating station <NUM>. Optionally, removal of the interleaf layer and/or the entire roll-to-roll process <NUM> can be performed in a clean room to minimize debris, static, etc. Optionally, prior to passing the web substrate <NUM>' through the coating station <NUM>, the exposed surface of the electrically conductive layer <NUM> can be treated to remove impurities and/or defects, non-limiting examples of which include a heat treatment or a plasma treatment.

Referring to <FIG> and <FIG>, the coating station <NUM> can be configured to apply an electroactive gel composition that includes at least one electroactive component dispersed within a polymeric matrix and a solvent, and optional additives as discussed above with regards to forming the cathodic gel layer <NUM> and the anodic gel layer <NUM>. When forming the cathodic sub-assembly <NUM>, the electroactive gel composition will be a cathodic gel composition including at least one cathodic component. When forming the anodic sub-assembly <NUM>, the electroactive gel composition will be an anodic gel composition including at least one anodic component. The coating station <NUM> can be any suitable type of equipment for applying a layer or layers of gel compositions to the substrate web <NUM>', such as a slot die for extrusion, a lamination system, a screen printing system, drawdown bars, Mayer rods (rod coating), gravure printing, a sol-gel process, spin coating, die casting, dip coating, or inkjet printing, for example. Furthermore, it is understood that the shape of the part and/or a thickness of the gel layer may be defined by depositing the layer according to one or more of the methods listed above (or other suitable methods) through a stencil disposed on the substrate. The stencil may be removed before or after curing of the gel. <FIG> illustrates an exemplary coating station <NUM> in the form of a screen printing system <NUM>, according to an aspect of the present disclosure. The screen printing system can include a rotating screen <NUM> that includes a dispenser <NUM> and squeegee <NUM> and an impression cylinder <NUM> for printing a cathodic gel composition <NUM>' onto the exposed surface of the electrically conductive layer <NUM>. The screen printing system <NUM> is configured to apply the cathodic gel composition <NUM>' at a desired thickness and temperature based on the desired characteristics of the cathodic gel layer <NUM> to be formed.

In one aspect, the cathodic and anodic gel compositions are configured to be suitable for deposition using the desired type of equipment. For example, when a screen printing system is utilized, it may be advantageous to form the cathodic and anodic gel compositions having a viscosity suitable for the screen printing equipment. In one aspect, the cathodic and anodic gel compositions are screen printing compositions have a minimum viscosity of about <NUM> centipoise (cP) and/or a minimum solids content of about <NUM>%. The cathodic and anodic gel compositions can be modified by adjusting the solids content and/or adding suitable additives to provide the cathodic and anodic gel compositions with the desired characteristics. The cathodic and gel compositions may include pre-polymerized polymers dispersed and/or dissolved in a solvent and/or polymerization may be initiated after application of the gel compositions to the substrate web <NUM>'.

Optionally, the substrate web <NUM>' can be provided with a mask to facilitate depositing and/or maintaining the deposited cathodic and/or anodic gel compositions in a desired shape corresponding to a desired final shape of the cathodic and/or gel layers <NUM>, <NUM>.

Referring again to <FIG>, the substrate web <NUM>' with the cathodic gel composition <NUM>' applied thereon is then passed to a curing station <NUM> to cure the cathodic gel composition <NUM>' to form the cathodic layer <NUM> on the substrate web <NUM>', thus forming a cathodic sub-assembly web <NUM>". The nature of the curing station <NUM> will be based on the components of the cathodic gel composition <NUM>'. For example, the curing station <NUM> may be a heat, an e-beam, and/or an ultraviolet light curing station depending on whether the polymeric material in the cathodic gel composition <NUM>' is thermally cross-linkable and/or cross-linkable upon exposure to ultraviolet light. Parameters of the curing station <NUM>, such as time, temperature, ultraviolet light exposure, etc., can be set based on characteristics of the applied cathodic gel composition <NUM>', non-limiting examples of which include the polymeric material, solvent, additives, thickness of the cathodic gel composition layer, desired degree of gelling, and desired thickness of the cured cathodic gel layer. In one aspect, the curing process is implemented in an environment that is low or free of oxygen. In one aspect, the curing process is implemented under nitrogen gas and/or in the presence of filtered air. Optionally, the method may include a leveling step, prior to curing. The leveling step can include exposing the deposited gel layer to a hold period in which surface irregularities in the thickness of the layer may be allowed to dissipate through flowing or other means. The hold period may be implemented at temperatures that are higher than the deposition temperature of the gel layer, but below the cure temperature of the gel layer in order to facilitate leveling of the layer, such as by increasing a rate of leveling.

The cathodic gel layer <NUM> can be formed from the deposition of a single layer of a cathodic gel composition or from the deposition of multiple sub-layers of one or more cathodic gel compositions. In one aspect, the cathodic gel layer <NUM> can be formed by the sequential deposition of two or more sub-layers of a cathodic gel. Each deposited sub-layer may have the same or different composition. In one aspect, the curing step occurs after the deposition of all of the sub-layers. Optionally, one or more of the sub-layers may be cured prior to deposition of the next sub-layer. The anodic gel layer <NUM> can be formed in a similar manner using appropriate anodic gel compositions.

Following the curing station <NUM>, the cathodic sub-assembly web <NUM>" formed thereon can be wound onto a cathodic sub-assembly roll <NUM>. Optionally, an interleaf layer <NUM> can be applied to an exposed surface of the cathodic gel layer <NUM> prior to winding the cathodic sub-assembly web <NUM>" on the cathodic sub-assembly roll <NUM>. The cathodic sub-assembly web <NUM>" can be stored for future use or used immediately in further processing steps. While the formation of the cathodic sub-assembly web <NUM>" is described in the context of a roll-to-roll process, it is understood that the cathodic sub-assembly could be formed in a similar manner using individual sheets of the web <NUM>'. Formation of the anodic sub-assembly web can proceed in any of the roll-to-roll or individual sheet processes described with respect to the formation of the cathodic sub-assembly web <NUM>", except for with components suitable for forming an anodic gel composition. Parameters of the anodic gel composition application and the curing process may be different than those described for the cathodic gel composition based on characteristics such as the components of the anodic gel composition, a thickness of the anodic gel composition layer, a desired degree of gelling, and a desired thickness of the cured anodic gel layer, for example. In one aspect, the cathodic and anodic sub-assembly webs can be formed simultaneously on parallel systems and further processed in a continuous process. In another aspect, one or both of the cathodic and anodic sub-assembly webs can be formed and stored prior to additional processing.

In this manner, the steps <NUM> and <NUM> of the sub-assembly formation process <NUM> can be repeated for both the cathodic sub-assembly web formation and the anodic sub-assembly web formation. Forming the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> in separate processes on separate webs allows the materials and processing conditions to be selected based on the individual characteristics of each of the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM>. For example, because each of the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> are cured separately, the curing parameters at <NUM> can be set based on the materials forming each individual sub-assembly, allowing for independent tuning or optimizing of conditions for each of the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM>. In addition, forming the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> separately allows each of the cathodic gel layer <NUM> and the anodic gel layer <NUM> to be stored separately until they are to be sealed in the electro-optic assembly <NUM>. One or both of the cathodic gel layer <NUM> and/or the anodic gel layer <NUM> can include components that may be sensitive to moisture, oxygen, and/or light. For some materials, this sensitivity may be increased when the cathodic and anodic components are in contact with one another. Forming the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> independently of each can facilitate protecting sensitive components from damage/degradation until the sub-assemblies <NUM>, <NUM> are sealed together.

According to one aspect of the present disclosure, the electrochromic gel composition applied at step <NUM> can be applied as a continuous layer across at least a portion of the width of the substrate web. According to another aspect of the present disclosure, the electrochromic gel composition applied at step <NUM> is applied in a pattern on the substrate web <NUM>' based on a shape of the part to be formed.

Referring to <FIG>, exemplary patterns for applying the electrochromic gel formation to the substrate web are illustrated. As illustrated in <FIG>, the cathodic gel layer <NUM> can be applied to the substrate web <NUM>' such that each cathodic sub-assembly <NUM> has a predetermined shape. In one aspect, the predetermined shape can correspond to a final part shape of the electro-optic assembly <NUM>. The dimensions and orientation of the cathodic sub-assembly pattern can be based on the final part dimensions and the dimensions of the substrate web <NUM>". Forming the electrochromic gel layer in a pattern on the substrate web can reduce waste with respect to the materials forming the cathodic gel layer <NUM> and the anodic gel layer <NUM>. As discussed above, screen printing is one exemplary method for applying the electrochromic gel compositions which can be controlled to print the gel compositions with tolerances suitable for forming patterns of the cathodic and/or anodic sub-assemblies <NUM> and/or <NUM>. Optionally, one or more additional elements of the cathodic and/or anodic sub-assemblies <NUM>, <NUM>, such as the first and second barrier layers <NUM>, <NUM> and/or the first and second electrically conductive layers <NUM>,<NUM>, respectively, can also be applied in a pattern to reduce waste of these components.

Referring again to <FIG>, the cathodic sub-assembly web and anodic sub-assembly web formed in process <NUM> are combined according to the electro-optic assembly formation process <NUM> to form the electro-optic assembly <NUM>. At step <NUM>, the cathodic sub-assembly web and anodic sub-assembly web are assembled together to form an electro-optic sub-assembly web. In one aspect, the assembly step <NUM> can be a lamination step that includes the application of heat and/or pressure to assemble the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> together. In another aspect, the assembly step <NUM> includes bringing the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> together using one or more adhesive layers, tie layers, and/or seal layers. Optionally, the assembly step <NUM> is performed in an inert atmosphere (e.g., under nitrogen gas) or under vacuum. When one or both of the cathodic sub-assembly web and/or the anodic sub-assembly web formed in process <NUM> include an interleave layer, the interleaf layer is removed prior to the assembly step at <NUM>.

When the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> are patterned on their respective substrate webs, the assembly step <NUM> can include an alignment step by which the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> patterns are aligned such that at least a portion of the cathodic sub-assembly <NUM> overlaps with at least a portion of the anodic sub-assembly <NUM>. In some aspects, the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> can be aligned such that at least one edge of the cathodic sub-assembly <NUM> and at least one edge of the anodic sub-assembly <NUM> are offset from one another. In some aspects, one of the cathodic sub-assembly <NUM> or the anodic sub-assembly <NUM> has at least one dimension that is larger than a corresponding dimension of the other of the cathodic sub-assembly <NUM> or the anodic sub-assembly <NUM> such that at least one pair of sub-assembly edges is offset.

In one aspect, the assembly formation process <NUM> can include an optional degassing step to remove air trapped as bubbles in one or both of the cathodic gel layer <NUM> and the anodic gel layer <NUM>. During assembly, such as by lamination, bubbles can be trapped between the cathodic and anodic gel layers <NUM>, <NUM>. In some aspects, a vacuum is applied after lamination to draw the bubbles laterally along an interface between the cathodic and anodic gel layers <NUM>, <NUM> to remove them from the system. In one aspect, the cathodic gel layer <NUM> and the anodic gel layer <NUM> are formed such that they have sufficient rigidity and/or solids content to facilitate movement of the bubbles at the interface between the cathodic and anodic gel layers <NUM>, <NUM> and out of the system. The degree of polymeric reaction and/or cross-linking density may be adjusted to provide sufficient rigidity suitable for a degassing step. In another aspect, bubble formation can be minimized or eliminated by lamination the cathodic gel layer <NUM> and the anodic gel layer <NUM> in a vacuum sealed chamber at sub-atmospheric pressures.

At step <NUM>, one or more seals, electrical busses, etc.. , can be applied to the aligned cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM>. All or some portions of the step <NUM> can occur prior to, subsequent to, or concurrently with the assembly step <NUM>. In some aspects, an electrical bus and at least the seal <NUM> are provided between the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM> prior to applying heat and/or pressure to laminate the sub-assemblies at <NUM>. At step <NUM>, a shaped part can be cut from the aligned cathodic and anodic sub-assembly webs to form each electro-optic assembly <NUM>. The shaped part can be cut using a laser or other suitable methods. The step <NUM> can occur before or after lamination of the aligned cathodic and anodic sub-assembly webs. Additional seals may optionally be applied after cutting the electro-optic assembly <NUM> from the aligned cathodic and anodic sub-assembly webs. The electro-optic assemblies <NUM> can be stored for future use or optionally further processed with additional components to form an electrochromic device at step <NUM>.

Some or all of the steps of the method <NUM> can be performed in an inert atmosphere and/or under vacuum. In one aspect, one or more of the substrate web forming process <NUM>, the sub-assembly formation process <NUM>, and the electro-optic assembly formation process <NUM> may be formed in a continuous process maintained in an inert atmosphere or under vacuum. In another aspect, one or more of the substrate web forming process <NUM>, the sub-assembly formation process <NUM>, and the electro-optic assembly formation process <NUM> may be conducted individual in an inert atmosphere or under vacuum and care may be taken to maintain an inert atmosphere or vacuum during storage and/or transition between the processes <NUM>, <NUM>, and <NUM> or between individual steps of each process <NUM>, <NUM>, and <NUM>.

The electro-optic assemblies of the present disclosure can be utilized in a variety of devices to provide the device with electrochromic features, non-limiting examples of which include interior and exterior mirror assemblies, sunroofs, architectural windows, vehicle windows, airplane windows, etc..

Referring to <FIG>, an exemplary electrochromic device incorporating the electro-optic assembly <NUM> is illustrated in the form of a sunroof <NUM>. The sunroof <NUM> includes first and second glass panes <NUM> and <NUM>, the electro-optic assembly <NUM>, and one or more additional layers <NUM>, <NUM>, <NUM>, and <NUM>, non-limiting examples of which include a solar control film, structural support layers, laminating layers, filtering layers, etc.. Non-limiting examples of laminating layer materials include ethylene-vinyl acetate (EVA), polyurethane, and polyvinylbutyral (PVB). The electro-optic assembly <NUM> can include electrical connectors <NUM> which are electrically coupled with the first and second electrically conductive layers <NUM>, <NUM> through the electrical bus of the electro-optic assembly <NUM>. The electrical connectors <NUM> can be configured to electrically couple with additional electrical connectors <NUM> of the sunroof <NUM> such that an electrical potential can be applied across the first and second electrically conductive layers <NUM>, <NUM> by an external power source (not shown). The sunroof <NUM> can include a primary seal <NUM> that seals the internal layers <NUM>-<NUM> and the electro-optic assembly <NUM> between the glass panes <NUM>, <NUM>.

<FIG> illustrates a cross-sectional schematic of one example of a configuration of the sunroof <NUM> according to an aspect of the present disclosure. In the exemplary configuration of <FIG>, the seal <NUM> is in the form of a tape sealant that forms a perimeter seal around the electro-optic assembly <NUM> and around the electrical connector <NUM> that extends into the electro-optic assembly <NUM> and is electrically coupled with the first and second electrically conductive surfaces. The electrical connector <NUM> is electrically coupled with additional electrical connector <NUM> that extends beyond the primary seal <NUM> of the sunroof <NUM> for connection with an external power source (not shown).

<FIG> illustrates an alternative sunroof configuration <NUM>', which is similar to the sunroof <NUM>, but which has some differences, such as with regard to the electrical connectors. Therefore, like components are labeled with the same reference numerals as those of <FIG> and <FIG>. The sunroof <NUM>' of <FIG> includes an electro-optic assembly <NUM>' that is similar to the electro-optic assembly <NUM> described herein except that the seal <NUM>' is a multi-layer component include electrically conductive components <NUM>', which may be in the form of conductive metal strips (e.g., copper), dielectric layers, and oxygen-resistant, pressure-sensitive adhesive layers. The sunroof electrical connector <NUM>' is in the form of a conductive epoxy which is provided to electrically couple the electrically conductive components <NUM>' of the seal <NUM>' with an external power source (not shown). The device may include one or more additional components, not shown. For example, one or more additional components may be provided to electrically connect electrically conductive components <NUM>' with the electrical connector <NUM>'.

The following examples describe various features and advantages provided by the disclosure, and are in no way intended to limit the aspects of the present disclosure and appended claims.

Tables <NUM> and <NUM> below illustrate exemplary compositions for forming a cathodic gel layer and an anodic gel layer, respectively, according to aspects of the present disclosure suitable for forming the cathodic sub-assembly <NUM> and the anodic sub-assembly <NUM>. The "Matrix Co-polymer" used in the cathodic and anodic gel layer compositions to form the polymeric matrix was a randomly polymerized <NUM>:<NUM> molar ratio of <NUM>-hydroxyethylmethacrylate and methyl acrylate. A <NUM> wt. % stock solution of the formed co-polymer was prepared in a propylene carbonate solvent and used to form the cathodic gel layer and the anodic gel layer according to Tables <NUM> and <NUM> below, respectively.

According to the claimed invention, there is provided a cathodic electro-optic sub-assembly as defined in appended independent claim <NUM> as well as an anodic electro-optic sub-assembly as defined in appended independent claim <NUM>.

Optionally, the electro-optic sub-assembly further includes a release liner disposed over the electroactive gel layer.

Optionally, the electroactive gel layer forms a pattern on the electrically conductive layer.

Optionally, the substrate web is a polymeric web including a material selected polyethylene polymer, polyethylene terephthalate (PET), a polyethylene naphthalate (PEN), polycarbonate, polysulfone polymer, acrylic polymer, poly(methyl methacrylate) (PMMA), polymethacrylate polymer, polyimide polymer, polyamide polymer, cycloaliphatic diamine dodecanedioic acid polymer, epoxy polymer, cyclic olefin polymer, cyclic olefin copolymers (COC), polymethylpentene polymer, cellulose ester based polymer, cellulose triacetate, transparent fluoropolymer, polyacrylonitrile polymer, and combinations thereof.

Optionally, the substrate web is a glass web including a material selected from borosilicate glass and soda lime glass.

Optionally, the electro-optic sub-assembly further includes at least one barrier layer disposed between the substrate web and the electrically conductive layer, wherein the at least one barrier layer is resistant to at least one of oxygen and water.

Optionally, the at least one barrier layer includes a polymer-inorganic layer-polymer stack or an insulator-metal-insulator (IMI) stack.

Optionally, the electrically conductive layer includes at least one material selected from a transparent conductive oxide (TCO), fluorine-doped tin oxide (F:SnO<NUM>), aluminum-doped zinc oxide (AZO), indium-doped zinc oxide (IZO), indium tin oxide (ITO), doped zinc oxide, an indium zinc oxide, metal oxide/metal/metal oxide, metal oxide/metal alloy/metal oxide, insulator-metal-insulator (IMI) stack, silver nano-wire coating, carbon nanotubes, graphene coating, conductive nanorods, wire grid, conductive polymer, and poly(<NUM>,<NUM>-ethylenedioxythiophene) (PEDOT).

Optionally, the electroactive component is covalently bonded to the polymeric matrix.

There is further generally described herein an electro-optic assembly which includes a cathodic sub-assembly and an anodic sub-assembly. The cathodic sub-assembly includes a first substrate web, a first electrically conductive layer disposed on the first substrate web, and a cathodic gel layer disposed on the first electrically conductive layer, wherein the cathodic gel layer includes an cathodic component dispersed in a polymeric matrix, the cathodic gel layer having a thickness. The anodic sub-assembly includes a second substrate web, a second electrically conductive layer disposed on the second substrate web, and an anodic gel layer disposed on the second electrically conductive layer, wherein the anodic gel layer includes an anodic component dispersed in a polymeric matrix, the anodic gel layer having a thickness. At least one of the cathodic component and the anodic component is electro-optic, and a thickness variation of at least one of the cathodic gel layer and the anodic gel layer comprises less than about <NUM>% of an average thickness of the respective gel layer.

Optionally, the cathodic gel layer forms a pattern on the first electrically conductive layer and the anodic gel layer forms a pattern on the second electrically conductive layer.

Optionally, the cathodic component includes at least one material selected from a viologen, metal oxide, methyl viologen, octyl viologen, benzyl viologen, polymeric viologen, ferrocenium, tungsten oxide, vanadium oxide, nickel oxide, a perovskite, samarium nickelate, and metal oxide of the formula AyBzOx, wherein A and B are metals, y is <NUM> ≤ y ≤ <NUM>, z is <NUM> ≤ z ≤ <NUM>, and x is from about <NUM>% to about <NUM>% of stoichiometry.

Optionally, the anodic component includes at least one at least one material selected from a metallocene, <NUM>,<NUM>-dihydrophenazines, phenothiazines, phenoxazines, carbazoles, triphendioxazines, triphenodithiazines, ferrocene, substituted ferrocenes, substituted ferrocenyl salts, phenazine, substituted phenazines, substituted phenothiazines, substituted dithiazines, thianthrene, and substituted thianthrenes, di-tert-butyl-diethylferrocene, <NUM>,<NUM>-dimethyl-<NUM>,<NUM>-dihydrophenazine (DMP), bis(triethylaminopropyl) dihydrophenazine bis(tetrafluoroborate), <NUM>,<NUM>,<NUM>-trimethylphenothiazine, <NUM>,<NUM>,<NUM>,<NUM>-tetramethoxy-thianthrene, <NUM>-methylphenothiazine, tetramethylphenazine (TMP), <NUM>,<NUM>-triethylammoniumpropylphenazine, bis(butyltriethylammonium)-para-methoxytriphenodithiazine (TPDT), and <NUM>,<NUM>-dineopentyl-<NUM>,<NUM>-dihydro-<NUM>,<NUM>-di-isobutylphenazine.

Optionally, wherein the first substrate web, the second substrate web, or both include a polymeric material selected from polyethylene polymer, polyethylene terephthalate (PET), polyethylene naphthalate (PEN), polycarbonate, polysulfone polymer, acrylic polymer, poly(methyl methacrylate) (PMMA), polymethacrylate polymer, polyimide polymer, polyamide polymer, cycloaliphatic diamine dodecanedioic acid polymer, epoxy polymer, cyclic olefin polymer, cyclic olefin copolymers (COC), polymethylpentene polymer, cellulose ester based polymer, cellulose triacetate, transparent fluoropolymer, polyacrylonitrile polymer, and combinations thereof.

Optionally, electro-optic assembly further includes at least one first barrier layer disposed between the first substrate web and the first electrically conductive layer and at least one second barrier layer disposed between the second substrate web and the second electrically conductive layer. The at least one first barrier layer and the at least one second barrier layer are resistant to at least one of oxygen and water.

Optionally, the at least one first barrier layer, the at least one second barrier layer, or both includes a polymer-inorganic layer-polymer stack or an insulator-metal-insulator (IMI) stack.

Optionally, the first electrically conductive layer, the second electrically conductive layer, or both comprises at least one material selected from a transparent conductive oxide (TCO), fluorine-doped tin oxide (F:SnO<NUM>), aluminum-doped zinc oxide (AZO), indium-doped zinc oxide (IZO), indium tin oxide (ITO), doped zinc oxide, indium zinc oxide, metal oxide/metal/metal oxide, metal oxide/metal alloy/metal oxide, insulator-metal-insulator (IMI) stack, silver nano-wire coating, carbon nanotubes, graphene coating, conductive nanorods, wire grid, conductive polymer, and poly(<NUM>,<NUM>-ethylenedioxythiophene) (PEDOT).

Optionally, the first substrate web, the second substrate web, or both comprises a glass material selected from borosilicate glass and soda lime glass.

There is further generally described herein a method of forming an electro-optic sub-assembly. The method includes applying an electroactive gel composition on the electrically conductive layer, wherein the electroactive gel composition includes an electroactive component dispersed in a polymeric matrix. The electroactive gel composition is cured to form an electroactive gel layer on the electrically conductive layer.

Optionally, the applying an electroactive gel composition includes applying the electroactive gel in a pattern on the electrically conductive layer.

Optionally, the polymeric web further includes at least one barrier layer disposed between the polymeric web and the electrically conductive layer, wherein the at least one barrier layer is resistant to at least one of oxygen and water.

Optionally, the at least one barrier layer includes a polymer-inorganic layer-polymer stack or an insulator-metal-insulator (IMI) stack.

Optionally, the method further includes applying a release liner over the electroactive gel layer.

Optionally, the electroactive component includes an anodic component or a cathodic component.

Optionally, the electrochromic component includes at least one cathodic component that is electrochromic, the at least one cathodic component including a material selected from a viologen, metal oxide, methyl viologen, octyl viologen, benzyl viologen, polymeric viologen, ferrocenium, tungsten oxide, vanadium oxide, nickel oxide, a perovskite, samarium nickelate, and metal oxide of the formula AyBzOx, wherein A and B are metals, y is <NUM> ≤ y ≤ <NUM>, z is <NUM> ≤ z ≤ <NUM>, and x is from about <NUM>% to about <NUM>% of stoichiometry; or the electrochromic component includes at least one anodic component that is electrochromic, the at least one anodic component including a material selected from a metallocene, <NUM>,<NUM>-dihydrophenazines, phenothiazines, phenoxazines, carbazoles, triphendioxazines, triphenodithiazines, ferrocene, substituted ferrocenes, substituted ferrocenyl salts, phenazine, substituted phenazines, substituted phenothiazines, substituted dithiazines, thianthrene, substituted thianthrenes, di-tert-butyl-diethylferrocene, <NUM>,<NUM>-dimethyl-<NUM>,<NUM>-dihydrophenazine (DMP), bis(triethylaminopropyl) dihydrophenazine bis(tetrafluoroborate), <NUM>,<NUM>,<NUM>-trimethylphenothiazine, <NUM>,<NUM>,<NUM>,<NUM>-tetramethoxy-thianthrene, <NUM>-methylphenothiazine, tetramethylphenazine (TMP), <NUM>,<NUM>-triethylammoniumpropylphenazine, bis(butyltriethylammonium)-para-methoxytriphenodithiazine (TPDT), and <NUM>,<NUM>-dineopentyl-<NUM>,<NUM>-dihydro-<NUM>,<NUM>-di-isobutylphenazine.

Optionally, the substrate web is a polymeric web including a material selected from polyethylene polymer, polyethylene terephthalate (PET), a polyethylene naphthalate (PEN), polycarbonate, polysulfone polymer, acrylic polymer, poly(methyl methacrylate) (PMMA), polymethacrylate polymer, polyimide polymer, polyamide polymer, cycloaliphatic diamine dodecanedioic acid polymer, epoxy polymer, cyclic olefin polymer, cyclic olefin copolymers (COC), polymethylpentene polymer, cellulose ester based polymer, cellulose triacetate, transparent fluoropolymer, polyacrylonitrile polymer, and combinations thereof.

Optionally, the curing the electroactive gel composition includes at least one of heating the electroactive gel composition and exposing the electroactive gel composition to ultraviolet light.

Optionally, the substrate web further includes a release liner disposed over the electrically conductive layer, wherein the method further includes removing the release liner prior to the applying an electroactive gel composition on the electrically conductive layer.

Optionally, the providing a substrate web includes unrolling a roll of the substrate web.

Optionally, the electroactive gel composition is applied in one of a screen printing process, extrusion process, laminating process, gravure printing process, rod coating process, drawdown bar process, sol-gel process, spin coating process, die casting process, dip coating process, and inkjet printing process.

There is further generally described herein a method of forming an electro-optic assembly. The method includes providing a cathodic sub-assembly and an anodic sub-assembly. The cathodic sub-assembly includes a first substrate web, a first electrically conductive layer disposed on the first substrate web, and a cathodic gel layer disposed on the first electrically conductive layer, wherein the cathodic gel layer includes a cathodic component dispersed in a polymeric matrix, the cathodic gel layer having a thickness. The anodic sub-assembly includes a second substrate web, a second electrically conductive layer disposed on the second substrate web, and an anodic gel layer disposed on the second electrically conductive layer, wherein the anodic gel layer includes an anodic component dispersed in a polymeric matrix, the anodic gel layer having a thickness. The cathodic sub-assembly is assembled with the anodic sub-assembly to form an electro-optic sub-assembly web. A shaped part is cut from the electro-optic sub-assembly web corresponding to a shape of the electro-optic assembly. At least one of the cathodic component or anodic component is electro-optic and a thickness variation of at least one of the cathodic gel layer and the anodic gel layer comprises less than about <NUM>% of an average thickness of the respective gel layer.

Optionally, the first substrate web includes at least one first barrier layer disposed between the first substrate web and the first electrically conductive layer and the second substrate web includes at least one second barrier layer disposed between the second substrate web and the second electrically conductive layer. The at least one first barrier layer and the at least one second barrier layer are resistant to at least one of oxygen and water.

Optionally, the at least one first barrier layer, the at least one second barrier layer, or both comprise a polymer-inorganic layer-polymer stack or an insulator-metal-insulator (IMI) stack.

Optionally, the cathodic gel layer and the anodic gel layer each comprise a release liner. The method further includes prior to the step of assembling the cathodic sub-assembly and the anodic sub-assembly, removing the release liner from the cathodic gel layer and removing the release liner from the anodic gel layer.

Optionally, the cathodic gel layer is present in a pattern corresponding to the shaped part and the anodic gel layer is present in a pattern corresponding to the shaped part. The method further includes aligning the cathodic gel layer pattern with the anodic gel layer pattern prior to the step of assembling the cathodic sub-assembly and the anodic sub-assembly. Wherein the step of cutting a shaped part from the electro-optic sub-assembly web includes cutting the aligned cathodic gel layer pattern and the anodic gel layer pattern.

Optionally, the method further includes applying an electrical bus to a portion of the electro-optic sub-assembly web from which the shaped part is cut one of concurrent with or subsequent to the step of assembling the cathodic sub-assembly and the anodic sub-assembly.

Optionally, the cathodic sub-assembly is provided as a first roll and the anodic sub-assembly is provided as a second roll.

Optionally, the anodic component comprises at least one material selected from a metallocene, <NUM>,<NUM>-dihydrophenazines, phenothiazines, phenoxazines, carbazoles, triphendioxazines, triphenodithiazines, ferrocene, substituted ferrocenes, substituted ferrocenyl salts, phenazine, substituted phenazines, substituted phenothiazines, substituted dithiazines, thianthrene, and substituted thianthrenes, di-tert-butyl-diethylferrocene, <NUM>,<NUM>-dimethyl-<NUM>,<NUM>-dihydrophenazine (DMP), bis(triethylaminopropyl) dihydrophenazine bis(tetrafluoroborate), <NUM>,<NUM>,<NUM>-trimethylphenothiazine, <NUM>,<NUM>,<NUM>,<NUM>-tetramethoxy-thianthrene, <NUM>-methylphenothiazine, tetramethylphenazine (TMP), <NUM>,<NUM>-triethylammoniumpropylphenazine, bis(butyltriethylammonium)-para-methoxytriphenodithiazine (TPDT), and <NUM>,<NUM>-dineopentyl-<NUM>,<NUM>-dihydro-<NUM>,<NUM>-di- isobutylphenazine.

Optionally, the first substrate web, the second substrate web, or both comprise a polymeric material selected from polyethylene polymer, polyethylene terephthalate (PET), polyethylene naphthalate (PEN), polycarbonate, polysulfone polymer, acrylic polymer, poly(methyl methacrylate) (PMMA), polymethacrylate polymer, polyimide polymer, polyamide polymer, cycloaliphatic diamine dodecanedioic acid polymer, epoxy polymer, cyclic olefin polymer, cyclic olefin copolymers (COC), polymethylpentene polymer, cellulose ester based polymer, cellulose triacetate, transparent fluoropolymer, polyacrylonitrile polymer, and combinations thereof.

Modifications of the disclosure will occur to those skilled in the art and to those who make or use the concepts disclosed herein. Therefore, it is understood that the embodiments shown in the drawings and described above are merely for illustrative purposes and not intended to limit the scope of the disclosure, which is defined by the following claims.

It will be understood by one having ordinary skill in the art that construction of the described concepts, and other components, is not limited to any specific material. Other exemplary embodiments of the concepts disclosed herein may be formed from a wide variety of materials, unless described otherwise herein.

For purposes of this disclosure, the term "coupled" (in all of its forms: couple, coupling, coupled, etc.) generally means the joining of two components (electrical or mechanical) directly or indirectly to one another. Such joining may be permanent in nature, or may be removable or releasable in nature, unless otherwise stated.

It is also important to note that the construction and arrangement of the elements of the disclosure, as shown in the exemplary embodiments, is illustrative only. Although only a few embodiments have been described in detail in this disclosure, those skilled in the art who review this disclosure will readily appreciate that many modifications are possible (e.g., variations in sizes, dimensions, structures, shapes and proportions of the various elements, values of parameters, mounting arrangements, use of materials, colors, orientations, etc.) without materially departing from the novel teachings and advantages of the subject matter recited. For example, elements shown as integrally formed may be constructed of multiple parts, or elements shown as multiple parts may be integrally formed, the operation of the interfaces may be reversed or otherwise varied, the length or width of the structures and/or members or connector or other elements of the system may be varied, and the nature or numeral of adjustment positions provided between the elements may be varied. It should be noted that the elements and/or assemblies of the system may be constructed from any of a wide variety of materials that provide sufficient strength or durability, in any of a wide variety of colors, textures, and combinations. The scope of the claimed invention is defined by the appended claims.

Claim 1:
A cathodic electro-optic sub-assembly, comprising:
a first substrate web;
a first electrically conductive layer disposed on the first substrate web; and
an electrochromic cathodic gel layer disposed on the first electrically conductive layer, wherein the electrochromic cathodic gel layer is formed as a free-standing gel that includes at least one solvent and a cross-linked polymeric matrix in which an electrochromic cathodic component is dispersed, the electrochromic cathodic gel layer comprising a thickness in a range of <NUM> to <NUM>,
wherein a thickness variation of the electrochromic cathodic gel layer comprises less than about <NUM>% of an average thickness of the electrochromic cathodic gel layer,
wherein the amount of polymeric matrix in the electrochromic cathodic gel layer is <NUM> wt.% to <NUM> wt.%, and
wherein the cathodic electro-optic sub-assembly is configured to be assembled with an anodic electro-optic sub-assembly to form an electrochromic assembly, the anodic electro-optic sub-assembly comprising a second substrate web, a second electrically conductive layer disposed on the second substrate web, and an electrochromic anodic gel layer disposed on the second electrically conductive layer.