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values | filing_date stringdate 2021-01-04 00:00:00 2023-12-18 00:00:00 | section_id stringclasses 14
values | section_name stringclasses 14
values | chunk_index int64 1 43 | total_chunks int64 1 43 | word_count int64 4 1.3k | text stringlengths 23 9.16k | extraction stringlengths 1.39k 13.9k | model_used stringclasses 1
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AAPL_10K_2021-10-29_1A_001 | AAPL | AAPL_10K_2021-10-29 | 10-K | 2021-10-29 | 1A | Risk Factors | 1 | 13 | 800 | Item 1A. Risk Factors The Company’s business, reputation, results of operations and financial condition, as well as the price of the Company’s stock, can be affected by a number of factors, whether currently known or unknown, including those described below. When any one or more of these risks materialize from time to ... | {"entities": {"companies": [{"name": "Apple", "ticker": "AAPL", "role": "subject", "context": "The Company’s business, reputation, results of operations and financial condition, as well as the price of the Company’s stock, can be affected by a number of factors"}], "people": [], "products": [], "markets": [], "regulato... | null |
AAPL_10K_2021-10-29_1A_002 | AAPL | AAPL_10K_2021-10-29 | 10-K | 2021-10-29 | 1A | Risk Factors | 2 | 13 | 753 | Apple Inc. | 2021 Form 10-K | 6 In addition to an adverse impact on demand for the Company’s products, uncertainty about, or a decline in, global or regional economic conditions can have a significant impact on the Company’s suppliers, contract manufacturers, logistics providers, distributors, cellular network carriers... | {"entities": {"companies": [{"name": "Apple Inc.", "ticker": "AAPL", "role": "subject", "context": "Filer of the 10-K exposing risks to its global business, suppliers, and contract manufacturers."}], "people": [], "products": ["products", "components", "raw materials", "third-party applications"], "markets": ["global e... | null |
AAPL_10K_2021-10-29_1A_003 | AAPL | AAPL_10K_2021-10-29 | 10-K | 2021-10-29 | 1A | Risk Factors | 3 | 13 | 772 | Major public health issues, including pandemics such as the COVID-19 pandemic, have adversely affected, and could in the future adversely affect, the Company due to their impact on the global economy and demand for consumer products; the imposition of protective public safety measures, such as stringent employee travel... | {"entities": {"companies": [{"name": "Apple Inc.", "ticker": "AAPL", "role": "subject", "context": "Filer of the 10-K, subject to risks of pandemics, competition, and intellectual property infringement."}], "people": [], "products": ["smartphone", "personal computer", "tablet", "hardware", "operating system", "software... | null |
AAPL_10K_2021-10-29_1A_004 | AAPL | AAPL_10K_2021-10-29 | 10-K | 2021-10-29 | 1A | Risk Factors | 4 | 13 | 799 | The success of new product and service introductions depends on a number of factors, including timely and successful development, market acceptance, the Company’s ability to manage the risks associated with production ramp-up issues, the availability of application software for the Company’s products, the effective man... | {"entities": {"companies": [{"name": "Apple Inc.", "ticker": "AAPL", "role": "subject", "context": "The Company"}], "people": [], "products": [], "markets": [], "regulators": [], "geographies": ["U.S.", "Asia", "Europe"]}, "financial_signals": [], "risk_signals": [{"category": "supply_chain_risk", "subcategory": "compo... | null |
AAPL_10K_2021-10-29_1A_005 | AAPL | AAPL_10K_2021-10-29 | 10-K | 2021-10-29 | 1A | Risk Factors | 5 | 13 | 785 | The Company’s new products often utilize custom components available from only one source. When a component or product uses new technologies, initial capacity constraints may exist until the suppliers’ yields have matured or their manufacturing capacities have increased. The continued availability of these components a... | {"entities": {"companies": [{"name": "Apple Inc.", "ticker": "AAPL", "role": "subject", "context": "Filing entity experiencing supply chain, product quality, and intellectual property risks."}], "people": [], "products": ["hardware", "software", "operating system software", "applications", "custom components"], "market... | null |
AAPL_10K_2021-10-29_1A_006 | AAPL | AAPL_10K_2021-10-29 | 10-K | 2021-10-29 | 1A | Risk Factors | 6 | 13 | 800 | In addition, because of technological changes in the industries in which the Company currently competes or in the future may compete, current extensive patent coverage and the rapid rate of issuance of new patents, the Company’s products and services may unknowingly infringe existing patents or intellectual property ri... | {"entities": {"companies": [{"name": "Apple Inc.", "ticker": "AAPL", "role": "subject", "context": "The Company’s new products often utilize custom components available from only one source."}, {"name": "Android", "ticker": null, "role": "competitor", "context": "the developers’ perception and analysis of the relative ... | null |
AAPL_10K_2021-10-29_1A_007 | AAPL | AAPL_10K_2021-10-29 | 10-K | 2021-10-29 | 1A | Risk Factors | 7 | 13 | 777 | The licensing or other distribution arrangements for this content can be for relatively short time periods and do not guarantee the continuation or renewal of these arrangements on commercially reasonable terms, or at all. Some third-party content providers and distributors currently or in the future may offer competin... | {"entities": {"companies": [{"name": "Apple Inc.", "ticker": "AAPL", "role": "subject", "context": "Subject of the 10-K filing describing its operational risks, talent dependencies, and distribution channels."}], "people": [{"name": "Chief Executive Officer", "role": "Chief Executive Officer", "company": "Apple Inc.", ... | null |
AAPL_10K_2021-10-29_1A_008 | AAPL | AAPL_10K_2021-10-29 | 10-K | 2021-10-29 | 1A | Risk Factors | 8 | 13 | 783 | But these measures cannot provide absolute security, and losses or unauthorized access to or releases of confidential information occur and could materially adversely affect the Company’s business, reputation, results of operations and financial condition. The Company’s business also requires it to share confidential i... | {"entities": {"companies": [{"name": "Apple Inc.", "ticker": "AAPL", "role": "subject", "context": "The Company’s business requires it to use and store confidential information, including personal information, with respect to the Company’s customers and employees."}], "people": [], "products": [], "markets": [], "regul... | null |
AAPL_10K_2021-10-29_1A_009 | AAPL | AAPL_10K_2021-10-29 | 10-K | 2021-10-29 | 1A | Risk Factors | 9 | 13 | 754 | Because of their unique design elements, locations and size, these stores require substantially more investment than the Company’s more typical retail stores. Due to the high cost structure associated with the Company’s retail stores, a decline in sales or the closure or poor performance of an individual store or multi... | {"entities": {"companies": [{"name": "Apple Inc.", "ticker": "AAPL", "role": "subject", "context": "Filer of the 10-K, subject of retail operational risks and patent litigation."}], "people": [], "products": ["cellular-enabled products"], "markets": ["retail"], "regulators": [], "geographies": ["U.S.", "international"]... | null |
AAPL_10K_2021-10-29_1A_010 | AAPL | AAPL_10K_2021-10-29 | 10-K | 2021-10-29 | 1A | Risk Factors | 10 | 13 | 796 | The Company’s global operations are subject to complex and changing laws and regulations on subjects, including antitrust; privacy, data security and data localization; consumer protection; advertising, sales, billing and e-commerce; product liability; intellectual property ownership and infringement; digital platforms... | {"entities": {"companies": [{"name": "Apple Inc.", "ticker": "AAPL", "role": "subject", "context": "The Company's global operations are subject to complex and changing laws and regulations"}], "people": [], "products": ["App Store", "iPhone"], "markets": ["technology industry"], "regulators": ["EU"], "geographies": ["E... | null |
AAPL_10K_2021-10-29_1A_011 | AAPL | AAPL_10K_2021-10-29 | 10-K | 2021-10-29 | 1A | Risk Factors | 11 | 13 | 793 | Several jurisdictions have passed laws in this area, and additional jurisdictions are considering imposing additional restrictions or have laws that are pending. These laws continue to develop and may be inconsistent from jurisdiction to jurisdiction. Complying with emerging and changing requirements causes the Company... | {"entities": {"companies": [{"name": "Apple", "ticker": "AAPL", "role": "subject", "context": "The Company’s global operations are subject to complex and changing laws and regulations"}], "people": [], "products": [], "markets": [], "regulators": [], "geographies": []}, "financial_signals": [{"type": "margin_compressio... | null |
AAPL_10K_2021-10-29_1A_012 | AAPL | AAPL_10K_2021-10-29 | 10-K | 2021-10-29 | 1A | Risk Factors | 12 | 13 | 770 | Apple Inc. | 2021 Form 10-K | 15 The weakening of foreign currencies relative to the U.S. dollar adversely affects the U.S. dollar value of the Company’s foreign currency–denominated sales and earnings, and generally leads the Company to raise international pricing, potentially reducing demand for the Company’s product... | {"entities": {"companies": [{"name": "Apple Inc.", "ticker": "AAPL", "role": "subject", "context": "The Company"}], "people": [], "products": [], "markets": [], "regulators": [], "geographies": ["U.S.", "Ireland", "Asia"]}, "financial_signals": [{"type": "revenue_decline", "metric": "foreign currency-denominated sales"... | null |
AAPL_10K_2021-10-29_1A_013 | AAPL | AAPL_10K_2021-10-29 | 10-K | 2021-10-29 | 1A | Risk Factors | 13 | 13 | 280 | If the Company’s effective tax rates were to increase, particularly in the U.S. or Ireland, or if the ultimate determination of the Company’s taxes owed is for an amount in excess of amounts previously accrued, the Company’s business, results of operations and financial condition could be materially adversely affected.... | {"entities": {"companies": [{"name": "Apple Inc.", "ticker": "AAPL", "role": "subject", "context": "The Company regularly assesses the likelihood of an adverse outcome resulting from these examinations to determine the adequacy of its provision for taxes."}], "people": [], "products": [], "markets": [], "regulators": [... | null |
AAPL_10K_2021-10-29_1_001 | AAPL | AAPL_10K_2021-10-29 | 10-K | 2021-10-29 | 1 | Business | 1 | 4 | 779 | Item 1. Business Company Background The Company designs, manufactures and markets smartphones, personal computers, tablets, wearables and accessories, and sells a variety of related services. The Company’s fiscal year is the 52- or 53-week period that ends on the last Saturday of September. Products iPhone iPhone ® is ... | {"entities": {"companies": [{"name": "Apple Inc.", "ticker": "AAPL", "role": "subject", "context": "Company Background"}], "people": [], "products": ["iPhone", "Mac", "iPad", "AirPods", "Apple TV", "Apple Watch", "Beats", "HomePod", "iPod touch"], "markets": ["consumer", "small and mid-sized business", "education", "en... | null |
AAPL_10K_2021-10-29_1_002 | AAPL | AAPL_10K_2021-10-29 | 10-K | 2021-10-29 | 1 | Business | 2 | 4 | 787 | The Company’s ability to compete successfully depends heavily on ensuring the continuing and timely introduction of innovative new products, services and technologies to the marketplace. The Company designs and develops nearly the entire solution for its products, including the hardware, operating system, numerous soft... | {"entities": {"companies": [{"name": "Apple Inc.", "ticker": "AAPL", "role": "subject", "context": "The Company designs, manufactures and markets smartphones, personal computers, tablets, wearables and accessories, and sells a variety of related services."}], "people": [], "products": ["smartphones", "personal computer... | null |
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SEC Filings Structured Signals
A structured dataset derived from real SEC EDGAR filings, containing information extracted from corporate disclosures submitted to the U.S. Securities and Exchange Commission.
The dataset transforms filing text into structured signals covering financial risks, hedging strategies, litigation, supply-chain dependencies, causal relationships, entity relations, and management tone. It is designed to support research and development in information extraction, financial NLP, knowledge graphs, and AI-driven financial document analysis.
Dataset Overview
- Source: SEC EDGAR public filings
- Coverage: 19 tickers, 43 Form 10-K filings, and 483 Form 8-K filings
- Format: Parquet
- Granularity: One row per filing chunk
- Extraction: Structured JSON stored as a string in the
extractioncolumn - Data types: Corporate disclosures, risk signals, relationships, events, and contextual information extracted from filing text
Dataset Contents
The extracted signals cover several dimensions of corporate disclosures:
- Risk analysis: Identification of business, operational, and financial risks.
- Hedging: Information about hedging strategies and related disclosures.
- Litigation: Legal proceedings and litigation-related information.
- Supply-chain dependencies: Relationships and dependencies between companies, suppliers, and other entities.
- Causal chains: Connections between events, conditions, and their potential consequences as described in filings.
- Entity relations: Structured relationships among organizations, entities, and business activities.
- Management tone: Linguistic signals describing management's tone and communication patterns.
Intended Applications
- Financial document intelligence
- Information extraction and structured data generation
- Financial knowledge graph construction
- Retrieval-augmented generation (RAG) over SEC filings
- Corporate risk analysis and research
- Training and evaluation of language models for financial NLP
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