# EDGAR Filing Document

**Accession Number:** 0001848758
**File Stem:** 0000894189-25-011602
**Filing Date:** 2025-10
**Character Count:** 27234
**Document Hash:** 6baa5e89fd0a3efa962d60a4089f5a10
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-25-011602.hdr.sgml**: 20251021

**ACCESSION NUMBER**: 0000894189-25-011602

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250831

**FILED AS OF DATE**: 20251021

**DATE AS OF CHANGE**: 20251021

**PERIOD START**: 20260531

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NEOS ETF Trust
- **CENTRAL INDEX KEY:** 0001848758

**ORGANIZATION NAME:**
- **EIN:** 861805230
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0531

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-23645
- **FILM NUMBER:** 251407647

**BUSINESS ADDRESS:**
- **STREET 1:** 13 RIVERSIDE AVE
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880
- **BUSINESS PHONE:** 914.443.5008

**MAIL ADDRESS:**
- **STREET 1:** 13 RIVERSIDE AVE
- **CITY:** WESTPORT
- **STATE:** CT
- **ZIP:** 06880

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** SHP ETF Trust
- **DATE OF NAME CHANGE:** 20210302

## Series and Classes Contracts Data

### FIS Bright Portfolios Focused Equity ETF (Series ID: S000089423)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000255956 | FIS Bright Portfolios Focused Equity ETF |  |

## Nport-Ex

---

| | | |
|:---|:---|:---|
| **FIS Bright Portfolios Focused Equity ETF** | **FIS Bright Portfolios Focused Equity ETF** | **FIS Bright Portfolios Focused Equity ETF** |
| **Schedule of Investments** | **Schedule of Investments** | **Schedule of Investments** |
| **August 31, 2025 (Unaudited)** | **August 31, 2025 (Unaudited)** | **August 31, 2025 (Unaudited)** |
| **COMMON STOCKS - 95.3%** | **Shares** | **Value**  |
| **Automobiles - 1.9%** | **Automobiles - 1.9%** | |
| Tesla, Inc. <sup>(a)</sup> | 5335 | $1781196 |
| **Beverages - 2.6%** | **Beverages - 2.6%** |  |
| Coca-Cola Consolidated, Inc. | 20467 | 2399551 |
| **Biotechnology - 5.6%** | **Biotechnology - 5.6%** |  |
| AbbVie, Inc. | 12867 | 2707217 |
| Amgen, Inc. | 4185 | 1204066 |
| Vertex Pharmaceuticals, Inc. <sup>(a)</sup> | 3588 | 1402980 |
|  |  | 5314263 |
| **Capital Markets - 3.1%** | **Capital Markets - 3.1%** |  |
| Moody's Corp. | 3411 | 1738791 |
| S&P Global, Inc. | 2172 | 1191212 |
|  |  | 2930003 |
| **Chemicals - 6.4%** | **Chemicals - 6.4%** |  |
| DuPont de Nemours, Inc. | 31942 | 2456979 |
| Linde PLC | 7493 | 3583827 |
|  |  | 6040806 |
| **Commercial Services & Supplies - 1.9%** | **Commercial Services & Supplies - 1.9%** |  |
| Waste Management, Inc. | 7825 | 1771502 |
| **Communications Equipment - 8.9%** | **Communications Equipment - 8.9%** |  |
| Arista Networks, Inc. <sup>(a)</sup> | 27420 | 3744201 |
| Cisco Systems, Inc. | 67664 | 4674906 |
|  |  | 8419107 |
| **Electric Utilities - 0.7%** | **Electric Utilities - 0.7%** |  |
| NRG Energy, Inc. | 4813 | 700580 |
| **Electrical Equipment - 1.9%** | **Electrical Equipment - 1.9%** |  |
| Eaton Corp. PLC | 4981 | 1739066 |
| **Ground Transportation - 2.6%** | **Ground Transportation - 2.6%** |  |
| Uber Technologies, Inc. <sup>(a)</sup> | 25580 | 2398125 |
| **Health Care Equipment & Supplies - 4.5%** | **Health Care Equipment & Supplies - 4.5%** |  |
| Abbott Laboratories | 18203 | 2414810 |
| Stryker Corp. | 4747 | 1858023 |
|  |  | 4272833 |
| **Health Care Providers & Services - 1.3%** | **Health Care Providers & Services - 1.3%** |  |
| DaVita, Inc. <sup>(a)</sup> | 9118 | 1256096 |
| **Independent Power and Renewable Electricity Producers - 0.7%** | **Independent Power and Renewable Electricity Producers - 0.7%** |  |
| Vistra Corp. | 3391 | 641272 |
| **Insurance - 6.4%** | **Insurance - 6.4%** |  |
| Allstate Corp. | 8541 | 1737666 |
| Chubb Ltd. | 4436 | 1220211 |
| Travelers Cos., Inc. | 4542 | 1233198 |
| W.R. Berkley Corp. | 24978 | 1790673 |
|  |  | 5981748 |
| **Machinery - 5.4%** | **Machinery - 5.4%** |  |
| Caterpillar, Inc. | 4329 | 1814024 |
| Cummins, Inc. | 5233 | 2085037 |
| Illinois Tool Works, Inc. | 4613 | 1220830 |
|  |  | 5119891 |
| **Metals & Mining - 1.4%** | **Metals & Mining - 1.4%** |  |
| Nucor Corp. | 8557 | 1272683 |
| **Oil, Gas & Consumable Fuels - 3.2%** | **Oil, Gas & Consumable Fuels - 3.2%** |  |
| EOG Resources, Inc. | 4714 | 588401 |
| EQT Corp. | 10869 | 563449 |
| Exxon Mobil Corp. | 11409 | 1303935 |
| Targa Resources Corp. | 3414 | 572733 |
|  |  | 3028518 |
| **Pharmaceuticals - 2.7%** | **Pharmaceuticals - 2.7%** |  |
| Eli Lilly & Co. | 3478 | 2547913 |
| **Semiconductors & Semiconductor Equipment - 14.7%** | **Semiconductors & Semiconductor Equipment - 14.7%** |  |
| Advanced Micro Devices, Inc. <sup>(a)</sup> | 8320 | 1353082 |
| Broadcom, Inc. | 17480 | 5198377 |
| NVIDIA Corp. | 41768 | 7275150 |
|  |  | 13826609 |
| **Software - 14.9%** | **Software - 14.9%** |  |
| Adobe, Inc. <sup>(a)</sup> | 3479 | 1240959 |
| Crowdstrike Holdings, Inc. - Class A <sup>(a)</sup> | 1331 | 563945 |
| Oracle Corp. | 15960 | 3609035 |
| Palo Alto Networks, Inc. <sup>(a)</sup> | 24077 | 4587150 |
| Salesforce, Inc. | 10013 | 2565831 |
| ServiceNow, Inc. <sup>(a)</sup> | 1541 | 1413806 |
|  |  | 13980726 |
| **Specialty Retail - 4.5%** | **Specialty Retail - 4.5%** |  |
| O'Reilly Automotive, Inc. <sup>(a)</sup> | 17414 | 1805483 |
| TJX Cos., Inc. | 17514 | 2392588 |
|  |  | 4198071 |
| **TOTAL COMMON STOCKS** (Cost $79,736,873) | **TOTAL COMMON STOCKS** (Cost $79,736,873) | 89620559 |
| <br> **SHORT-TERM INVESTMENTS** | <br> **SHORT-TERM INVESTMENTS** | <br> **SHORT-TERM INVESTMENTS** |
| **MONEY MARKET FUNDS - 4.7%** | **Shares** | **Value** |
| First American Treasury Obligations Fund - Class X, 4.20%<sup>(b)</sup> | 4465874 | 4465874 |
| **TOTAL MONEY MARKET FUNDS** (Cost $4,465,874) | **TOTAL MONEY MARKET FUNDS** (Cost $4,465,874) | 4465874 |
| **TOTAL INVESTMENTS - 100.0% (**Cost $84,202,747**)** | **TOTAL INVESTMENTS - 100.0% (**Cost $84,202,747**)** | 94086433 |
| Other Assets in Excess of Liabilities - 0.0% <sup>(c)</sup> | Other Assets in Excess of Liabilities - 0.0% <sup>(c)</sup> | 35670 |
| **TOTAL NET ASSETS - 100.0%** |  | $94122103 |
| two | two | –% |
| Percentages are stated as a percent of net assets. | Percentages are stated as a percent of net assets. | –% |
| The Global Industry Classification Standard ("GICS<sup>®</sup>") was developed by and/or is the exclusive property of MSCI, Inc. ("MSCI") and Standard & Poor's Financial Services LLC ("S&P"). GICS<sup>®</sup> is a service mark of MSCI and S&P and has been licensed for use by U.S. Bank Global Fund Services. | The Global Industry Classification Standard ("GICS<sup>®</sup>") was developed by and/or is the exclusive property of MSCI, Inc. ("MSCI") and Standard & Poor's Financial Services LLC ("S&P"). GICS<sup>®</sup> is a service mark of MSCI and S&P and has been licensed for use by U.S. Bank Global Fund Services. | The Global Industry Classification Standard ("GICS<sup>®</sup>") was developed by and/or is the exclusive property of MSCI, Inc. ("MSCI") and Standard & Poor's Financial Services LLC ("S&P"). GICS<sup>®</sup> is a service mark of MSCI and S&P and has been licensed for use by U.S. Bank Global Fund Services. |

---

PLC - Public Limited Company<br>

(a) Non-income producing security.

(b) The rate shown represents the 7-day annualized effective yield as of August 31, 2025.

(c) Represents less than 0.05% of net assets.

------

**FIS Bright Portfolios Focused Equity ETF**<br> Notes to Quarterly Schedule of Investments<br> August 31, 2025 (Unaudited)<br>**Investment Valuation**<br> The Fund discloses the fair value of their investments in a hierarchy that distinguishes between: (1) market participant assumptions developed based on market data obtained from sources independent of the Fund's (observable inputs) and (2) the Fund's own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:<br>**• Level 1** — Quoted prices in active markets for identical assets that the Fund's have the ability to access.<br> **• Level 2** — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).<br> **• Level 3** — Significant unobservable inputs (including the Fund's own assumptions in determining the fair value of investments).<br>The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.<br>The following is a summary of the inputs used to value the Fund's investments as of August 31, 2025:

---

| | | | | |
|:---|:---|:---|:---|:---|
|  | **<u>Level 1</u>** | **<u>Level 2</u>** | **<u>Level 3</u>** | **<u>Total</u>** |
| **Assets** | | | | |
| **Investments:** | | | | |
|  &nbsp;&nbsp;&nbsp;&nbsp;Common Stocks | $89620559 | $– | $– | $89620559 |
|  &nbsp;&nbsp;&nbsp;&nbsp;Money Market Funds | 4465874 | – | – | 4465874 |
| **Total Investments** | $94086433 | $– | $– | $94086433 |
| Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. | Refer to the Schedule of Investments for further disaggregation of investment categories. |

---

---

| |
|:---|
| **Allocation of Portfolio Holdings by Country as of August 31, 2025** |
| (% of Net Assets) |

---

---

| | | |
|:---|:---|:---|
| United States | $91127156 | 96.8% |
| Ireland | 1739066 | 1.9 |
| Switzerland | 1220211 | 1.3 |
| Other Assets in Excess of Liabilities | 35670 | 0.0<br> <sup>(a)</sup>  |
|  | $**94122103** | 100.0<br> **%** |

---

(a) Represents less than 0.05% of net assets.

---

| |
|:---|
| **Sector Classification as of August 31, 2025** |
| (% of Net Assets) |

---

---

| | | |
|:---|:---|:---|
| Information Technology | $36226442 | 38.5% |
| Health Care | 13391105 | 14.2 |
| Industrials | 11028584 | 11.8 |
| Financials | 8911751 | 9.5 |
| Materials | 7313489 | 7.8 |
| Consumer Discretionary | 5979267 | 6.3 |
| Energy | 3028518 | 3.2 |
| Consumer Staples | 2399551 | 2.6 |
| Utilities | 1341852 | 1.4 |
| Money Market Funds | 4465874 | 4.7 |
| Other Assets in Excess of Liabilities | 35670 | 0.0<br> <sup>(a)</sup>  |
|  | **94122103** | 100.0<br> **%** |

---

(a) Represents less than 0.05% of net assets.

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** NEOS ETF Trust

- **b. Investment Company Act file number:** 811-23645

- **c. CIK number of Registrant:** 0001848758

- **d. LEI of Registrant:** 549300Q4QMDLLFX8BQ98

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 13 Riverside Avenue

  - **City:** Westport

  - **State:** CT

  - **Foreign country:** US

  - **Zip / Postal Code:** 06880

  - **Telephone number:** 203-298-7300

**Item A.2. Information about the Series.**

- **a. Name of Series:** FIS Bright Portfolios Focused Equity ETF

- **b. EDGAR series identifier (if any):** S000089423

- **c. LEI of Series:** 529900U8DJGDBVELHL04

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-05-31

- **b. Date as of which information is reported:** 2025-08-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $94173879.11

**Total Liabilities:** $51775.89

**Net Assets:** $94122103.22

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000255956 | 6.15%                | 2.53%                | 1.15%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1057322.15              | $4166186.76                                |
| Month 2  | $624262.29               | $1622717.87                                |
| Month 3  | $318803.96               | $690246.80                                 |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                           | Title                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Advanced Micro Devices Inc     | Advanced Micro Devices Inc               | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |      8320 | NS      | $1353081.60   | 1.44%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                      | Adobe Inc                                | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |      3479 | NS      | $1240959.30   | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Arista Networks Inc            | Arista Networks Inc                      | CUSIP: 040413205<br>LEI: 635400H1WKBLOQERUU95 | Long             | EC               | CORP              | US        |     27420 | NS      | $3744201.00   | 3.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Caterpillar Inc                | Caterpillar Inc                          | CUSIP: 149123101<br>LEI: WRJR7GS4GTRECRRTVX92 | Long             | EC               | CORP              | US        |      4329 | NS      | $1814024.16   | 1.93%             |  |  |  | No            |                  1 | On Loan: No      |
| Cummins Inc                    | Cummins Inc                              | CUSIP: 231021106<br>LEI: ZUNI8PYC725B6H8JU438 | Long             | EC               | CORP              | US        |      5233 | NS      | $2085036.52   | 2.22%             |  |  |  | No            |                  1 | On Loan: No      |
| Coca-Cola Consolidated Inc     | Coca-Cola Consolidated Inc               | CUSIP: 191098102<br>LEI: 57VG5X0E00X0QJU7CQ58 | Long             | EC               | CORP              | US        |     20467 | NS      | $2399551.08   | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Exxon Mobil Corp               | Exxon Mobil Corp                         | CUSIP: 30231G102<br>LEI: J3WHBG0MTS7O8ZVMDC91 | Long             | EC               | CORP              | US        |     11409 | NS      | $1303934.61   | 1.39%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc       | Crowdstrike Holdings Inc                 | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |      1331 | NS      | $563944.70    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Nucor Corp                     | Nucor Corp                               | CUSIP: 670346105<br>LEI: 549300GGJCRSI2TIEJ46 | Long             | EC               | CORP              | US        |      8557 | NS      | $1272682.61   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                 | Salesforce Inc                           | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |     10013 | NS      | $2565831.25   | 2.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                      | Amgen Inc                                | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |      4185 | NS      | $1204066.35   | 1.28%             |  |  |  | No            |                  1 | On Loan: No      |
| Broadcom Inc                   | Broadcom Inc                             | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     17480 | NS      | $5198377.20   | 5.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Eaton Corp PLC                 | Eaton Corp PLC                           | CUSIP: N/A<br>LEI: 549300VDIGTMXUNT7H71       | Long             | EC               | CORP              | IE        |      4981 | NS      | $1739066.34   | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Abbott Laboratories            | Abbott Laboratories                      | CUSIP: 002824100<br>LEI: HQD377W2YR662HK5JX27 | Long             | EC               | CORP              | US        |     18203 | NS      | $2414809.98   | 2.57%             |  |  |  | No            |                  1 | On Loan: No      |
| AbbVie Inc                     | AbbVie Inc                               | CUSIP: 00287Y109<br>LEI: FR5LCKFTG8054YNNRU85 | Long             | EC               | CORP              | US        |     12867 | NS      | $2707216.80   | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                    | NVIDIA Corp                              | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     41768 | NS      | $7275150.24   | 7.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Oracle Corp                    | Oracle Corp                              | CUSIP: 68389X105<br>LEI: 1Z4GXXU7ZHVWFCD8TV52 | Long             | EC               | CORP              | US        |     15960 | NS      | $3609034.80   | 3.83%             |  |  |  | No            |                  1 | On Loan: No      |
| Palo Alto Networks Inc         | Palo Alto Networks Inc                   | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |     24077 | NS      | $4587150.04   | 4.87%             |  |  |  | No            |                  1 | On Loan: No      |
| Linde PLC                      | Linde PLC                                | CUSIP: N/A<br>LEI: 5299003QR1WT0EF88V51       | Long             | EC               | CORP              | US        |      7493 | NS      | $3583826.97   | 3.81%             |  |  |  | No            |                  1 | On Loan: No      |
| EOG Resources Inc              | EOG Resources Inc                        | CUSIP: 26875P101<br>LEI: XWTZDRYZPBUHIQBKDB46 | Long             | EC               | CORP              | US        |      4714 | NS      | $588401.48    | 0.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Stryker Corp                   | Stryker Corp                             | CUSIP: 863667101<br>LEI: 5493002F0SC4JTBU5137 | Long             | EC               | CORP              | US        |      4747 | NS      | $1858023.27   | 1.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Targa Resources Corp           | Targa Resources Corp                     | CUSIP: 87612G101<br>LEI: 5493003QENHHS261UR94 | Long             | EC               | CORP              | US        |      3414 | NS      | $572732.64    | 0.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Chubb Ltd                      | Chubb Ltd                                | CUSIP: N/A<br>LEI: E0JAN6VLUDI1HITHT809       | Long             | EC               | CORP              | CH        |      4436 | NS      | $1220210.52   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Moody's Corp                   | Moody's Corp                             | CUSIP: 615369105<br>LEI: 549300GCEDD8YCF5WU84 | Long             | EC               | CORP              | US        |      3411 | NS      | $1738791.36   | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| ServiceNow Inc                 | ServiceNow Inc                           | CUSIP: 81762P102<br>LEI: 549300HJTQM36M0E1G39 | Long             | EC               | CORP              | US        |      1541 | NS      | $1413805.86   | 1.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                      | Tesla Inc                                | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |      5335 | NS      | $1781196.45   | 1.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Inc     | Vertex Pharmaceuticals Inc               | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |      3588 | NS      | $1402979.76   | 1.49%             |  |  |  | No            |                  1 | On Loan: No      |
| Vistra Corp                    | Vistra Corp                              | CUSIP: 92840M102<br>LEI: 549300KP43CPCUJOOG15 | Long             | EC               | CORP              | US        |      3391 | NS      | $641272.01    | 0.68%             |  |  |  | No            |                  1 | On Loan: No      |
| EQT Corp                       | EQT Corp                                 | CUSIP: 26884L109<br>LEI: 4NT01YGM4X7ZX86ISY52 | Long             | EC               | CORP              | US        |     10869 | NS      | $563448.96    | 0.60%             |  |  |  | No            |                  1 | On Loan: No      |
| TJX Cos Inc/The                | TJX Cos Inc/The                          | CUSIP: 872540109<br>LEI: V167QI9I69W364E2DY52 | Long             | EC               | CORP              | US        |     17514 | NS      | $2392587.54   | 2.54%             |  |  |  | No            |                  1 | On Loan: No      |
| Travelers Cos Inc/The          | Travelers Cos Inc/The                    | CUSIP: 89417E109<br>LEI: 549300Y650407RU8B149 | Long             | EC               | CORP              | US        |      4542 | NS      | $1233198.42   | 1.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Uber Technologies Inc          | Uber Technologies Inc                    | CUSIP: 90353T100<br>LEI: 549300B2FTG34FILDR98 | Long             | EC               | CORP              | US        |     25580 | NS      | $2398125.00   | 2.55%             |  |  |  | No            |                  1 | On Loan: No      |
| Waste Management Inc           | Waste Management Inc                     | CUSIP: 94106L109<br>LEI: 549300YX8JIID70NFS41 | Long             | EC               | CORP              | US        |      7825 | NS      | $1771501.75   | 1.88%             |  |  |  | No            |                  1 | On Loan: No      |
| W R Berkley Corp               | W R Berkley Corp                         | CUSIP: 084423102<br>LEI: SQOAGCLKBDWNVYV1OV80 | Long             | EC               | CORP              | US        |     24978 | NS      | $1790672.82   | 1.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Illinois Tool Works Inc        | Illinois Tool Works Inc                  | CUSIP: 452308109<br>LEI: 76NA4I14SZCFAYMNSV04 | Long             | EC               | CORP              | US        |      4613 | NS      | $1220830.45   | 1.30%             |  |  |  | No            |                  1 | On Loan: No      |
| Eli Lilly & Co                 | Eli Lilly & Co                           | CUSIP: 532457108<br>LEI: FRDRIPF3EKNDJ2CQJL29 | Long             | EC               | CORP              | US        |      3478 | NS      | $2547913.24   | 2.71%             |  |  |  | No            |                  1 | On Loan: No      |
| NRG Energy Inc                 | NRG Energy Inc                           | CUSIP: 629377508<br>LEI: 5E2UPK5SW04M13XY7I38 | Long             | EC               | CORP              | US        |      4813 | NS      | $700580.28    | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive Inc        | O'Reilly Automotive Inc                  | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |     17414 | NS      | $1805483.52   | 1.92%             |  |  |  | No            |                  1 | On Loan: No      |
| S&P Global Inc                 | S&P Global Inc                           | CUSIP: 78409V104<br>LEI: Y6X4K52KMJMZE7I7MY94 | Long             | EC               | CORP              | US        |      2172 | NS      | $1191211.68   | 1.27%             |  |  |  | No            |                  1 | On Loan: No      |
| Allstate Corp/The              | Allstate Corp/The                        | CUSIP: 020002101<br>LEI: OBT0W1ED8G0NWVOLOJ77 | Long             | EC               | CORP              | US        |      8541 | NS      | $1737666.45   | 1.85%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc              | Cisco Systems Inc                        | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |     67664 | NS      | $4674905.76   | 4.97%             |  |  |  | No            |                  1 | On Loan: No      |
| DaVita Inc                     | DaVita Inc                               | CUSIP: 23918K108<br>LEI: M2XHYMU3TZNEZURC6H66 | Long             | EC               | CORP              | US        |      9118 | NS      | $1256095.68   | 1.33%             |  |  |  | No            |                  1 | On Loan: No      |
| DuPont de Nemours Inc          | DuPont de Nemours Inc                    | CUSIP: 26614N102<br>LEI: 5493004JF0SDFLM8GD76 | Long             | EC               | CORP              | US        |     31942 | NS      | $2456978.64   | 2.61%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Treasury Obliga | First American Treasury Obligations Fund | CUSIP: 31846V328<br>LEI: 549300UU586IAH2B8H03 | Long             | STIV             | RF                | US        |   4465874 | NS      | $4465873.59   | 4.74%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2025-10-20

**Name of Applicant:** NEOS ETF Trust

**Signature:** /s/ Josh Hunter

**Name of Signer:** Josh Hunter

**Title:** Treasurer