# EDGAR Filing Document

**Accession Number:** 0001889147
**File Stem:** 0001889147-23-000001
**Filing Date:** 2023-1
**Character Count:** 18325
**Document Hash:** a644cbe092aa35e3407c0bd9c7b4c60b
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001889147-23-000001.hdr.sgml**: 20230131

**ACCESSION NUMBER**: 0001889147-23-000001

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230131

**DATE AS OF CHANGE**: 20230130

**EFFECTIVENESS DATE**: 20230131

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Essex LLC
- **CENTRAL INDEX KEY:** 0001889147
- **IRS NUMBER:** 364138681
- **STATE OF INCORPORATION:** IL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-21382
- **FILM NUMBER:** 23569656

**BUSINESS ADDRESS:**
- **STREET 1:** 21805 W. FIELD PARKWAY STE 340
- **CITY:** DEER PARK
- **STATE:** IL
- **ZIP:** 60010
- **BUSINESS PHONE:** 8477777847

**MAIL ADDRESS:**
- **STREET 1:** 21805 W. FIELD PARKWAY STE 340
- **CITY:** DEER PARK
- **STATE:** IL
- **ZIP:** 60010

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Essex LLC<br>**Address:** 21805 W. FIELD PARKWAY STE 340<br>DEER PARK, IL 60010

**Form 13F File Number:** 028-21382

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Wren Green<br>**Title:** Compliance Consultant<br>**Phone:** 720-408-0394

**Signature, Place, and Date of Signing:**

E. Wren Green  Westminster, CO  01-30-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 149

**Form 13F Information Table Value Total:** $330832006

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 230846 | 1925 | SH |  | SOLE |  | 1925 | 0 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 635607 | 3933 | SH |  | SOLE |  | 3933 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 246491 | 3220 | SH |  | SOLE |  | 3220 | 0 | 0 |
| ADOBE SYSTEMS INCORPORATED | COM | 00724F101 |  | 293118 | 871 | SH |  | SOLE |  | 871 | 0 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 3272051 | 50518 | SH |  | SOLE |  | 50518 | 0 | 0 |
| AIR PRODS  CHEMS INC | COM | 009158106 |  | 356040 | 1155 | SH |  | SOLE |  | 1155 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 2212279 | 25074 | SH |  | SOLE |  | 25074 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 2508128 | 28267 | SH |  | SOLE |  | 28267 | 0 | 0 |
| ALPS ETF TR | DISRUPTIVE TECH | 00162Q478 |  | 4804593 | 144586 | SH |  | SOLE |  | 144586 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 1186301 | 14123 | SH |  | SOLE |  | 14123 | 0 | 0 |
| AMGEN INC | COM | 031162100 |  | 222242 | 846 | SH |  | SOLE |  | 846 | 0 | 0 |
| AON PLC | SHS CL A | G0403H108 |  | 233209 | 777 | SH |  | SOLE |  | 777 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 3761381 | 28949 | SH |  | SOLE |  | 28949 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 992730 | 53923 | SH |  | SOLE |  | 53923 | 0 | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 911255 | 2950 | SH |  | SOLE |  | 2950 | 0 | 0 |
| BLACKSTONE INC | COM | 09260D107 |  | 307221 | 4141 | SH |  | SOLE |  | 4141 | 0 | 0 |
| BOSTON PROPERTIES INC | COM | 101121101 |  | 1811682 | 26808 | SH |  | SOLE |  | 26808 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 1100645 | 15269 | SH |  | SOLE |  | 15269 | 0 | 0 |
| C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 |  | 263322 | 2876 | SH |  | SOLE |  | 2876 | 0 | 0 |
| CASSAVA SCIENCES INC | COM | 14817C107 |  | 449038 | 15201 | SH |  | SOLE |  | 15201 | 0 | 0 |
| CHURCHILL DOWNS INC | COM | 171484108 |  | 301288 | 1425 | SH |  | SOLE |  | 1425 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 3019494 | 63381 | SH |  | SOLE |  | 63381 | 0 | 0 |
| COLGATE PALMOLIVE CO | COM | 194162103 |  | 236370 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| CONSOLIDATED EDISON INC | COM | 209115104 |  | 1759589 | 18459 | SH |  | SOLE |  | 18459 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 930487 | 15830 | SH |  | SOLE |  | 15830 | 0 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 488913 | 1071 | SH |  | SOLE |  | 1071 | 0 | 0 |
| CVS HEALTH CORP | COM | 126650100 |  | 585813 | 6286 | SH |  | SOLE |  | 6286 | 0 | 0 |
| DEERE  CO | COM | 244199105 |  | 6673888 | 15566 | SH |  | SOLE |  | 15566 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 |  | 2515881 | 28958 | SH |  | SOLE |  | 28958 | 0 | 0 |
| DOCUSIGN INC | COM | 256163106 |  | 694246 | 12527 | SH |  | SOLE |  | 12527 | 0 | 0 |
| DOW INC | COM | 260557103 |  | 783665 | 15552 | SH |  | SOLE |  | 15552 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 1086550 | 15832 | SH |  | SOLE |  | 15832 | 0 | 0 |
| EMERSON ELEC CO | COM | 291011104 |  | 3188775 | 33196 | SH |  | SOLE |  | 33196 | 0 | 0 |
| ETF MANAGERS TR | PRIME MOBILE PAY | 26924G409 |  | 414703 | 10563 | SH |  | SOLE |  | 10563 | 0 | 0 |
| EXELON CORP | COM | 30161N101 |  | 2684583 | 62100 | SH |  | SOLE |  | 62100 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 2268847 | 20570 | SH |  | SOLE |  | 20570 | 0 | 0 |
| FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 |  | 16101576 | 904075 | SH |  | SOLE |  | 904075 | 0 | 0 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 |  | 5533718 | 329388 | SH |  | SOLE |  | 329388 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR TA HIYL | 33738D408 |  | 1357293 | 34856 | SH |  | SOLE |  | 34856 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 |  | 1547178 | 32634 | SH |  | SOLE |  | 32634 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 |  | 912166 | 15346 | SH |  | SOLE |  | 15346 | 0 | 0 |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 33733E500 |  | 408524 | 8657 | SH |  | SOLE |  | 8657 | 0 | 0 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 3468826 | 13981 | SH |  | SOLE |  | 13981 | 0 | 0 |
| GENERAL ELECTRIC CO | COM NEW | 369604301 |  | 1855719 | 22147 | SH |  | SOLE |  | 22147 | 0 | 0 |
| GENWORTH FINL INC | COM CL A | 37247D106 |  | 96807 | 18300 | SH |  | SOLE |  | 18300 | 0 | 0 |
| GLOBAL X FDS | GLB X MLP ENRG I | 37954Y293 |  | 4125849 | 101223 | SH |  | SOLE |  | 101223 | 0 | 0 |
| GLOBAL X FDS | CYBRSCURTY ETF | 37954Y384 |  | 3056247 | 147289 | SH |  | SOLE |  | 147289 | 0 | 0 |
| GLOBAL X FDS | FINTECH ETF | 37954Y814 |  | 2070241 | 107545 | SH |  | SOLE |  | 107545 | 0 | 0 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 |  | 226703 | 3868 | SH |  | SOLE |  | 3868 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 9332259 | 27178 | SH |  | SOLE |  | 27178 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 231759 | 734 | SH |  | SOLE |  | 734 | 0 | 0 |
| HONEYWELL INTL INC | COM | 438516106 |  | 4330857 | 20209 | SH |  | SOLE |  | 20209 | 0 | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 |  | 1408363 | 9996 | SH |  | SOLE |  | 9996 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | GBL SRT TRM HY | 46138E669 |  | 7790231 | 405530 | SH |  | SOLE |  | 405530 | 0 | 0 |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 |  | 186566 | 12956 | SH |  | SOLE |  | 12956 | 0 | 0 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 |  | 6493445 | 158803 | SH |  | SOLE |  | 158803 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 2914667 | 7586 | SH |  | SOLE |  | 7586 | 0 | 0 |
| ISHARES TR | S MC 400VL ETF | 464287705 |  | 1785636 | 17715 | SH |  | SOLE |  | 17715 | 0 | 0 |
| ISHARES TR | US CONSM STAPLES | 464287812 |  | 1956219 | 9647 | SH |  | SOLE |  | 9647 | 0 | 0 |
| ISHARES TR | U.S. ENERGY ETF | 464287796 |  | 274198 | 5898 | SH |  | SOLE |  | 5898 | 0 | 0 |
| ISHARES TR | US HLTHCARE ETF | 464287762 |  | 3353168 | 11819 | SH |  | SOLE |  | 11819 | 0 | 0 |
| ISHARES TR | US TELECOM ETF | 464287713 |  | 236861 | 10560 | SH |  | SOLE |  | 10560 | 0 | 0 |
| ISHARES TR | U.S. UTILITS ETF | 464287697 |  | 2777328 | 32093 | SH |  | SOLE |  | 32093 | 0 | 0 |
| ISHARES TR | U.S. BAS MTL ETF | 464287838 |  | 1232104 | 9875 | SH |  | SOLE |  | 9875 | 0 | 0 |
| ISHARES TR | U.S. FINLS ETF | 464287788 |  | 2031728 | 26921 | SH |  | SOLE |  | 26921 | 0 | 0 |
| ISHARES TR | US INDUSTRIALS | 464287754 |  | 1915117 | 19854 | SH |  | SOLE |  | 19854 | 0 | 0 |
| ISHARES TR | U.S. TECH ETF | 464287721 |  | 4893770 | 65697 | SH |  | SOLE |  | 65697 | 0 | 0 |
| ISHARES TR | ISHARES BIOTECH | 464287556 |  | 561133 | 4274 | SH |  | SOLE |  | 4274 | 0 | 0 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 |  | 473253 | 1360 | SH |  | SOLE |  | 1360 | 0 | 0 |
| ISHARES TR | S SML 600 GWT | 464287887 |  | 402020 | 3720 | SH |  | SOLE |  | 3720 | 0 | 0 |
| ISHARES TR | DOW JONES US ETF | 464287846 |  | 258857 | 2770 | SH |  | SOLE |  | 2770 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 |  | 314761 | 4272 | SH |  | SOLE |  | 4272 | 0 | 0 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 46641Q837 |  | 7137008 | 142370 | SH |  | SOLE |  | 142370 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 5605753 | 31734 | SH |  | SOLE |  | 31734 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 4787539 | 35701 | SH |  | SOLE |  | 35701 | 0 | 0 |
| KELLOGG CO | COM | 487836108 |  | 290659 | 4080 | SH |  | SOLE |  | 4080 | 0 | 0 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 1749511 | 96765 | SH |  | SOLE |  | 96765 | 0 | 0 |
| LILLY ELI  CO | COM | 532457108 |  | 677401 | 1852 | SH |  | SOLE |  | 1852 | 0 | 0 |
| LINDE PLC | SHS | G5494J103 |  | 3072094 | 9418 | SH |  | SOLE |  | 9418 | 0 | 0 |
| MARSH  MCLENNAN COS INC | COM | 571748102 |  | 3412198 | 20620 | SH |  | SOLE |  | 20620 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 502733 | 1446 | SH |  | SOLE |  | 1446 | 0 | 0 |
| MCDONALDS CORP | COM | 580135101 |  | 376584 | 1429 | SH |  | SOLE |  | 1429 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 3497322 | 31522 | SH |  | SOLE |  | 31522 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 466781 | 3879 | SH |  | SOLE |  | 3879 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 4208118 | 17547 | SH |  | SOLE |  | 17547 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 |  | 461609 | 1565 | SH |  | SOLE |  | 1565 | 0 | 0 |
| NIKE INC | CL B | 654106103 |  | 320730 | 2741 | SH |  | SOLE |  | 2741 | 0 | 0 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 |  | 213192 | 2350 | SH |  | SOLE |  | 2350 | 0 | 0 |
| NOVO-NORDISK A S | ADR | 670100205 |  | 333207 | 2462 | SH |  | SOLE |  | 2462 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 1690727 | 11569 | SH |  | SOLE |  | 11569 | 0 | 0 |
| PAYPAL HLDGS INC | COM | 70450Y103 |  | 2141158 | 30064 | SH |  | SOLE |  | 30064 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 4475654 | 24774 | SH |  | SOLE |  | 24774 | 0 | 0 |
| PFIZER INC | COM | 717081103 |  | 3368346 | 65737 | SH |  | SOLE |  | 65737 | 0 | 0 |
| PHILIP MORRIS INTL INC | COM | 718172109 |  | 253939 | 2509 | SH |  | SOLE |  | 2509 | 0 | 0 |
| PINTEREST INC | CL A | 72352L106 |  | 956268 | 39385 | SH |  | SOLE |  | 39385 | 0 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 3974737 | 26226 | SH |  | SOLE |  | 26226 | 0 | 0 |
| PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 |  | 260000 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 3446228 | 34148 | SH |  | SOLE |  | 34148 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 282152 | 2128 | SH |  | SOLE |  | 2128 | 0 | 0 |
| SCHLUMBERGER LTD | COM STK | 806857108 |  | 211429 | 3955 | SH |  | SOLE |  | 3955 | 0 | 0 |
| SCHWAB CHARLES CORP | COM | 808513105 |  | 336703 | 4044 | SH |  | SOLE |  | 4044 | 0 | 0 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 |  | 6064285 | 188273 | SH |  | SOLE |  | 188273 | 0 | 0 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 2027732 | 45252 | SH |  | SOLE |  | 45252 | 0 | 0 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 6565143 | 162062 | SH |  | SOLE |  | 162062 | 0 | 0 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 |  | 5648626 | 86094 | SH |  | SOLE |  | 86094 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 |  | 6501335 | 143994 | SH |  | SOLE |  | 143994 | 0 | 0 |
| SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 |  | 954773 | 38530 | SH |  | SOLE |  | 38530 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 |  | 674721 | 12144 | SH |  | SOLE |  | 12144 | 0 | 0 |
| SCHWAB STRATEGIC TR | 1 5YR CORP BD | 808524714 |  | 1002508 | 21380 | SH |  | SOLE |  | 21380 | 0 | 0 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 |  | 391829 | 5935 | SH |  | SOLE |  | 5935 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 |  | 995839 | 13358 | SH |  | SOLE |  | 13358 | 0 | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 |  | 5328272 | 42818 | SH |  | SOLE |  | 42818 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 |  | 991432 | 7676 | SH |  | SOLE |  | 7676 | 0 | 0 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 |  | 1204069 | 25090 | SH |  | SOLE |  | 25090 | 0 | 0 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 1512340 | 17290 | SH |  | SOLE |  | 17290 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 |  | 1624494 | 11958 | SH |  | SOLE |  | 11958 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 |  | 1623706 | 16533 | SH |  | SOLE |  | 16533 | 0 | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 |  | 1229251 | 35943 | SH |  | SOLE |  | 35943 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 |  | 689116 | 8871 | SH |  | SOLE |  | 8871 | 0 | 0 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 |  | 530795 | 7529 | SH |  | SOLE |  | 7529 | 0 | 0 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 |  | 2691980 | 29540 | SH |  | SOLE |  | 29540 | 0 | 0 |
| SOUTHERN CO | COM | 842587107 |  | 2104738 | 29474 | SH |  | SOLE |  | 29474 | 0 | 0 |
| SPDR SER TR | BLOOMBERG SHT TE | 78468R408 |  | 21167911 | 873264 | SH |  | SOLE |  | 873264 | 0 | 0 |
| SPDR SER TR | S BIOTECH | 78464A870 |  | 2516030 | 30314 | SH |  | SOLE |  | 30314 | 0 | 0 |
| SPDR SER TR | S KENSHO NEW | 78468R648 |  | 1244884 | 31580 | SH |  | SOLE |  | 31580 | 0 | 0 |
| STARBUCKS CORP | COM | 855244109 |  | 4470123 | 45062 | SH |  | SOLE |  | 45062 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 356355 | 647 | SH |  | SOLE |  | 647 | 0 | 0 |
| TITAN MED INC | COM NEW | 88830X819 |  | 1887757 | 2857640 | SH |  | SOLE |  | 2857640 | 0 | 0 |
| TJX COS INC NEW | COM | 872540109 |  | 297067 | 3732 | SH |  | SOLE |  | 3732 | 0 | 0 |
| TRANE TECHNOLOGIES PLC | SHS | G8994E103 |  | 529692 | 3151 | SH |  | SOLE |  | 3151 | 0 | 0 |
| TRANSOCEAN LTD | REG SHS | H8817H100 |  | 1356454 | 297468 | SH |  | SOLE |  | 297468 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 644870 | 3114 | SH |  | SOLE |  | 3114 | 0 | 0 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 |  | 295993 | 1703 | SH |  | SOLE |  | 1703 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 275694 | 520 | SH |  | SOLE |  | 520 | 0 | 0 |
| VALE S A | SPONSORED ADS | 91912E105 |  | 1213134 | 71487 | SH |  | SOLE |  | 71487 | 0 | 0 |
| VANECK ETF TRUST | FALLEN ANGEL HG | 92189F437 |  | 5546828 | 205286 | SH |  | SOLE |  | 205286 | 0 | 0 |
| VANECK ETF TRUST | PREFERRED SECURT | 92189F429 |  | 250132 | 14969 | SH |  | SOLE |  | 14969 | 0 | 0 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 977134 | 12980 | SH |  | SOLE |  | 12980 | 0 | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 207217 | 1129 | SH |  | SOLE |  | 1129 | 0 | 0 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 250678 | 1311 | SH |  | SOLE |  | 1311 | 0 | 0 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 411284 | 1171 | SH |  | SOLE |  | 1171 | 0 | 0 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 |  | 1368718 | 35113 | SH |  | SOLE |  | 35113 | 0 | 0 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 |  | 18843993 | 250618 | SH |  | SOLE |  | 250618 | 0 | 0 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 |  | 287425 | 5557 | SH |  | SOLE |  | 5557 | 0 | 0 |
| VERISIGN INC | COM | 92343E102 |  | 5430601 | 26434 | SH |  | SOLE |  | 26434 | 0 | 0 |
| VIATRIS INC | COM | 92556V106 |  | 232205 | 20863 | SH |  | SOLE |  | 20863 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 311224 | 1498 | SH |  | SOLE |  | 1498 | 0 | 0 |
| WASTE MGMT INC DEL | COM | 94106L109 |  | 1792511 | 11426 | SH |  | SOLE |  | 11426 | 0 | 0 |
| WEYERHAEUSER CO MTN BE | COM NEW | 962166104 |  | 452910 | 14610 | SH |  | SOLE |  | 14610 | 0 | 0 |

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