# EDGAR Filing Document

**Accession Number:** 0000857602
**File Stem:** 0000857602-26-000002
**Filing Date:** 2026-4
**Character Count:** 2694
**Document Hash:** 402d51807ec2db5e6d6c138cbb014545
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000857602-26-000002.hdr.sgml**: 20260414

**ACCESSION NUMBER**: 0000857602-26-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260414

**DATE AS OF CHANGE**: 20260414

**EFFECTIVENESS DATE**: 20260414

**PERIOD START**: 20250101

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** LEVEL FOUR FINANCIAL, LLC
- **CENTRAL INDEX KEY:** 0000857602

**ORGANIZATION NAME:**
- **EIN:** 200629176
- **STATE OF INCORPORATION:** AL
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-41965
- **FILM NUMBER:** 26861839

**BUSINESS ADDRESS:**
- **STREET 1:** 12400 COIT ROAD
- **STREET 2:** SUITE 700
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75251
- **BUSINESS PHONE:** 972-284-5478

**MAIL ADDRESS:**
- **STREET 1:** 12400 COIT ROAD
- **STREET 2:** SUITE 700
- **CITY:** DALLAS
- **STATE:** TX
- **ZIP:** 75251

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HARBOR FINANCIAL SERVICES, LLC
- **DATE OF NAME CHANGE:** 20040326

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** J. ROE BURTON & CO. INC.
- **DATE OF NAME CHANGE:** 20040325

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** HARBOR FINANCIAL SERVICES, LLC
- **DATE OF NAME CHANGE:** 20040325

### Attached PDF Documents

**Attachment 1:** `levpub.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000857602

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 01-01-2025

**Report Period End Date:** 12-31-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** LEVEL FOUR FINANCIAL, LLC

**Business Address:** 12400 COIT ROAD, SUITE 700, DALLAS, NJ, 75251

**Contact Person:** Thomas Hopkins

**Contact Phone:** 603-216-8933

### Independent Public Accountant Identification

**Accountant Name:** Goldman & Company

**Accountant Address:** 3535 Rosewell Road - Suite 32, Marietta, GA, 30062

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Marc Whitehead**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **LEVEL FOUR FINANCIAL, LLC**, as of **12-31-2025**, are true and correct.

**Signature:** Marc Whitehead

**Title:** President