# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-26-003878
**Filing Date:** 2026-2
**Character Count:** 12556
**Document Hash:** 09b6c11360a47c03de503921af4b0944
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-26-003878.hdr.sgml**: 20260226

**ACCESSION NUMBER**: 0001398344-26-003878

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260226

**DATE AS OF CHANGE**: 20260226

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 26690274

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Guinness Atkinson Asia Focus Fund (Series ID: S000005893)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000016117 | Guinness Atkinson Asia Focus Fund | IASMX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** Guinness Atkinson Asia Focus Fund

- **b. EDGAR series identifier (if any):** S000005893

- **c. LEI of Series:** 549300B83EIJXRDORS90

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $11273997.83

**Total Liabilities:** $53964.42

**Net Assets:** $11220033.41

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000016117 | 0.22%                | -1.25%               | 0.05%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-21892.18               | $43119.58                                  |
| Month 2  | $163201.25               | $-300775.17                                |
| Month 3  | $0.00                    | $10935.73                                  |

### Schedule of Portfolio Investments

| Name                                     | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| ALIBABA GROUP HOLDING LT /HKD/           | COMMON STOCK | CUSIP: G01719114<br>LEI: N/A | Long             | EC               | CORP              | KY        |     22600 | NS      | $415273.64    | 3.70%             |  |  |  | No            |                  1 | On Loan: No      |
| ALIBABA GROUP HOLDING-SP ADR             | COMMON STOCK | CUSIP: 01609W102<br>LEI: N/A | Long             | EC               | CORP              | KY        |       600 | NS      | $87948.00     | 0.78%             |  |  |  | No            |                  2 | On Loan: No      |
| APPLIED MATERIALS INC                    | COMMON STOCK | CUSIP: 038222105<br>LEI: N/A | Long             | EC               | CORP              | US        |      1590 | NS      | $408614.10    | 3.64%             |  |  |  | No            |                  1 | On Loan: No      |
| AUTOHOME INC-ADR                         | COMMON STOCK | CUSIP: 05278C107<br>LEI: N/A | Long             | EC               | CORP              | KY        |     12300 | NS      | $273798.00    | 2.44%             |  |  |  | No            |                  1 | On Loan: No      |
| BAIDU INC                                | COMMON STOCK | CUSIP: 056752108<br>LEI: N/A | Long             | EC               | CORP              | KY        |      3039 | NS      | $397075.74    | 3.54%             |  |  |  | No            |                  1 | On Loan: No      |
| BROADCOM INC                             | COMMON STOCK | CUSIP: 11135F101<br>LEI: N/A | Long             | EC               | CORP              | US        |      1103 | NS      | $381748.30    | 3.40%             |  |  |  | No            |                  1 | On Loan: No      |
| CHINA MEDICAL SYSTEM HOL /HKD/           | COMMON STOCK | CUSIP: G21108124<br>LEI: N/A | Long             | EC               | CORP              | KY        |    207000 | NS      | $342440.97    | 3.05%             |  |  |  | No            |                  2 | On Loan: No      |
| CHINA MERCHANTS BANK-H /HKD/             | COMMON STOCK | CUSIP: Y14896115<br>LEI: N/A | Long             | EC               | CORP              | CN        |     55500 | NS      | $375717.54    | 3.35%             |  |  |  | No            |                  2 | On Loan: No      |
| CORPORATE TRAVEL MANAGEM /AUD/           | COMMON STOCK | CUSIP: Q2909K105<br>LEI: N/A | Long             | EC               | CORP              | AU        |     34519 | NS      | $184290.03    | 1.64%             |  |  |  | No            |                  1 | On Loan: No      |
| DBS GROUP HOLDINGS LTD /SGD/             | COMMON STOCK | CUSIP: Y20246107<br>LEI: N/A | Long             | EC               | CORP              | SG        |     11618 | NS      | $509245.45    | 4.54%             |  |  |  | No            |                  2 | On Loan: No      |
| ELITE MATERIAL CO LTD /TWD/              | COMMON STOCK | CUSIP: Y2290G102<br>LEI: N/A | Long             | EC               | CORP              | TW        |     10000 | NS      | $525262.31    | 4.68%             |  |  |  | No            |                  2 | On Loan: No      |
| GEELY AUTOMOBILE HOLDING /HKD/           | COMMON STOCK | CUSIP: G3777B103<br>LEI: N/A | Long             | EC               | CORP              | KY        |    164000 | NS      | $376696.51    | 3.36%             |  |  |  | No            |                  2 | On Loan: No      |
| HAITIAN INTERNATIONAL HOLDINGS LTD /HKD/ | COMMON STOCK | CUSIP: G4232C108<br>LEI: N/A | Long             | EC               | CORP              | KY        |    111000 | NS      | $315563.59    | 2.81%             |  |  |  | No            |                  2 | On Loan: No      |
| HDFC BANK LTD-ADR                        | COMMON STOCK | CUSIP: 40415F101<br>LEI: N/A | Long             | EC               | CORP              | IN        |      9400 | NS      | $343476.00    | 3.06%             |  |  |  | No            |                  1 | On Loan: No      |
| INNER MONGOLIA YILI INDU /CNY/           | COMMON STOCK | CUSIP: Y40847108<br>LEI: N/A | Long             | EC               | CORP              | CN        |     83400 | NS      | $341785.54    | 3.05%             |  |  |  | No            |                  2 | On Loan: No      |
| JD.COM INC-ADR                           | COMMON STOCK | CUSIP: 47215P106<br>LEI: N/A | Long             | EC               | CORP              | KY        |     11260 | NS      | $323162.00    | 2.88%             |  |  |  | No            |                  1 | On Loan: No      |
| LARGAN PRECISION CO LTD /TWD/            | COMMON STOCK | CUSIP: Y52144105<br>LEI: N/A | Long             | EC               | CORP              | TW        |      4000 | NS      | $318614.79    | 2.84%             |  |  |  | No            |                  2 | On Loan: No      |
| MEITUAN-CLASS B /HKD/                    | COMMON STOCK | CUSIP: G59669104<br>LEI: N/A | Long             | EC               | CORP              | KY        |     30000 | NS      | $396903.28    | 3.54%             |  |  |  | Yes           |                  2 | On Loan: No      |
| NARI TECHNOLOGY DEVELOPM /CNY/           | COMMON STOCK | CUSIP: Y2959R100<br>LEI: N/A | Long             | EC               | CORP              | CN        |    111909 | NS      | $360502.45    | 3.21%             |  |  |  | No            |                  2 | On Loan: No      |
| NETEASE INC-ADR                          | COMMON STOCK | CUSIP: 64110W102<br>LEI: N/A | Long             | EC               | CORP              | KY        |      3400 | NS      | $467908.00    | 4.17%             |  |  |  | No            |                  1 | On Loan: No      |
| PING AN INSURANCE GROUP  /HKD/           | COMMON STOCK | CUSIP: Y69790106<br>LEI: N/A | Long             | EC               | CORP              | CN        |     49000 | NS      | $409411.36    | 3.65%             |  |  |  | No            |                  2 | On Loan: No      |
| PROYA COSMETICS CO LTD A /CNH/           | COMMON STOCK | CUSIP: Y7S88X100<br>LEI: N/A | Long             | EC               | CORP              | CN        |     29900 | NS      | $293030.87    | 2.61%             |  |  |  | No            |                  2 | On Loan: No      |
| SAMSUNG ELECTRONICS CO L /KRW/           | COMMON STOCK | CUSIP: Y74718100<br>LEI: N/A | Long             | EC               | CORP              | KR        |      7415 | NS      | $613242.53    | 5.47%             |  |  |  | No            |                  2 | On Loan: No      |
| SANY HEAVY INDUSTRY CO L /CNY/           | COMMON STOCK | CUSIP: Y75268105<br>LEI: N/A | Long             | EC               | CORP              | CN        |    143200 | NS      | $433527.15    | 3.86%             |  |  |  | No            |                  2 | On Loan: No      |
| SHENZHOU INTERNATIONAL G /HKD/           | COMMON STOCK | CUSIP: G8087W101<br>LEI: N/A | Long             | EC               | CORP              | KY        |     44600 | NS      | $351279.83    | 3.13%             |  |  |  | No            |                  2 | On Loan: No      |
| SHIN ZU SHING CO LTD /TWD/               | COMMON STOCK | CUSIP: Y7755T127<br>LEI: N/A | Long             | EC               | CORP              | TW        |     48000 | NS      | $309806.31    | 2.76%             |  |  |  | No            |                  2 | On Loan: No      |
| SINO BIOPHARMACEUTICAL /HKD/             | COMMON STOCK | CUSIP: G8167W138<br>LEI: N/A | Long             | EC               | CORP              | KY        |    377000 | NS      | $299341.91    | 2.67%             |  |  |  | No            |                  2 | On Loan: No      |
| SONIC HEALTHCARE LTD /AUD/               | COMMON STOCK | CUSIP: Q8563C107<br>LEI: N/A | Long             | EC               | CORP              | AU        |     19149 | NS      | $288685.13    | 2.57%             |  |  |  | No            |                  2 | On Loan: No      |
| TAIWAN SEMICONDUCTOR MAN /TWD/           | COMMON STOCK | CUSIP: Y84629107<br>LEI: N/A | Long             | EC               | CORP              | TW        |     13000 | NS      | $642771.80    | 5.73%             |  |  |  | No            |                  2 | On Loan: No      |
| TENCENT HOLDINGS LTD /HKD/               | COMMON STOCK | CUSIP: G87572163<br>LEI: N/A | Long             | EC               | CORP              | KY        |      6400 | NS      | $492187.01    | 4.39%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-26

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer