# EDGAR Filing Document

**Accession Number:** 0001145022
**File Stem:** 0000894189-26-003424
**Filing Date:** 2026-2
**Character Count:** 26167
**Document Hash:** 967637b21b4d0d465d0abe831fcd39f9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000894189-26-003424.hdr.sgml**: 20260206

**ACCESSION NUMBER**: 0000894189-26-003424

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260206

**DATE AS OF CHANGE**: 20260206

**PERIOD START**: 20260630

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HOTCHKIS & WILEY FUNDS /DE/
- **CENTRAL INDEX KEY:** 0001145022

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-10487
- **FILM NUMBER:** 26606989

**BUSINESS ADDRESS:**
- **STREET 1:** 601 SOUTH FIGUEROA STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017-5704
- **BUSINESS PHONE:** 2134301000

**MAIL ADDRESS:**
- **STREET 1:** 601 SOUTH FIGUEROA STREET
- **STREET 2:** 39TH FLOOR
- **CITY:** LOS ANGELES
- **STATE:** CA
- **ZIP:** 90017-5704

## Series and Classes Contracts Data

### Hotchkis & Wiley Value Opportunities Fund (Series ID: S000006216)

| Class ID   | Class Name   | Ticker Symbol   |
|:---|:---|:---|
| C000017137 | Class I      | HWAIX           |
| C000017138 | Class A      | HWAAX           |
| C000017139 | Class C      | HWACX           |
| C000205770 | Class Z      | HWAZX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** HOTCHKIS & WILEY FUNDS/DE/

- **b. Investment Company Act file number:** 811-10487

- **c. CIK number of Registrant:** 0001145022

- **d. LEI of Registrant:** 549300DFU8YF1PWZ5A57

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 601 South Figueroa Street

  - **City:** Los Angeles

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 90017-5704

  - **Telephone number:** 213-430-1000

**Item A.2. Information about the Series.**

- **a. Name of Series:** Hotchkis and Wiley Value Opportunities Fund

- **b. EDGAR series identifier (if any):** S000006216

- **c. LEI of Series:** 549300JLT8FMOBXCJA12

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2026-06-30

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $797150974.65

**Total Liabilities:** $803702.02

**Net Assets:** $796347272.63

**Cash Not Reported:** $546488.99

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000017137 | -2.37%               | 0.29%                | 2.39%                |
| Class ID C000017138 | -2.37%               | 0.26%                | 2.36%                |
| Class ID C000017139 | -2.43%               | 0.22%                | 2.29%                |
| Class ID C000205770 | -2.34%               | 0.31%                | 2.39%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1122833.70              | $-16745808.39                              |
| Month 2  | $11639032.44             | $-9735895.80                               |
| Month 3  | $6616595.02              | $12260777.65                               |

**Designated Index Information**

- **Index Name:** N/A

- **Index Identifier:** N/A

### Schedule of Portfolio Investments

| Name                               | Title                                      | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Alphabet Inc                       | Alphabet Inc                               | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     38690 | NS      | $12109970.00  | 1.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Elevance Health Inc                | Elevance Health Inc                        | CUSIP: 036752103<br>LEI: 8MYN82XMYQH89CTMTH67 | Long             | EC               | CORP              | US        |     53600 | NS      | $18789480.00  | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| APA Corp                           | APA Corp                                   | CUSIP: 03743Q108<br>LEI: 549300VCIWLRHYVSHC79 | Long             | EC               | CORP              | US        |    598000 | NS      | $14627080.00  | 1.84%             |  |  |  | No            |                  1 | On Loan: No      |
| California Resources Corp          | California Resources Corp                  | CUSIP: 13057Q305<br>LEI: 5493003Q8F0T4F4YMR48 | Long             | EC               | CORP              | US        |     66100 | NS      | $2955331.00   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Brands Inc           | Constellation Brands Inc                   | CUSIP: 21036P108<br>LEI: 5493005GKEG8QCVY7037 | Long             | EC               | CORP              | US        |     21800 | NS      | $3007528.00   | 0.38%             |  |  |  | No            |                  1 | On Loan: No      |
| Dominion Energy Inc                | Dominion Energy Inc                        | CUSIP: 25746U109<br>LEI: ILUL7B6Z54MRYCF6H308 | Long             | EC               | CORP              | US        |    320200 | NS      | $18760518.00  | 2.36%             |  |  |  | No            |                  1 | On Loan: No      |
| Heineken NV                        | Heineken NV                                | CUSIP: 423012301<br>LEI: 724500K5PTPSST86UQ23 | Long             | EC               | CORP              | NL        |     99600 | NS      | $4063680.00   | 0.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Jones Lang LaSalle Inc             | Jones Lang LaSalle Inc                     | CUSIP: 48020Q107<br>LEI: 6SYKCME112RT8TQUO411 | Long             | EC               | CORP              | US        |     18400 | NS      | $6191048.00   | 0.78%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                     | Microsoft Corp                             | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     32310 | NS      | $15625762.20  | 1.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Olin Corp                          | Olin Corp                                  | CUSIP: 680665205<br>LEI: 549300GKK294V7W57P06 | Long             | EC               | CORP              | US        |    967900 | NS      | $20161357.00  | 2.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens AG                         | Siemens AG                                 | CUSIP: 826197501<br>LEI: W38RGI023J3WT1HWRP32 | Long             | EC               | CORP              | DE        |     42000 | NS      | $5877900.00   | 0.74%             |  |  |  | No            |                  1 | On Loan: No      |
| Stagwell Inc                       | Stagwell Inc                               | CUSIP: 85256A109<br>LEI: 549300KIYTU6J3NYJ009 | Long             | EC               | CORP              | US        |   3769970 | NS      | $18435153.30  | 2.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Stanley Black & Decker Inc         | Stanley Black & Decker Inc                 | CUSIP: 854502101<br>LEI: 549300DJ09SMTO561131 | Long             | EC               | CORP              | US        |    107400 | NS      | $7977672.00   | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| LEALAND FINANCE CO BV              | Lealand Finance Co BV                      | CUSIP: N5200EAC5<br>LEI: N/A                  | Long             | LON              | CORP              | NL        |    442883 | PA      | $372021.33    | 0.05%             | 2027-06-30      | Floating      | 7.08%                 | Yes           |                  2 | On Loan: No      |
| Humana Inc                         | Humana Inc                                 | CUSIP: 444859102<br>LEI: 529900YLDW34GJAO4J06 | Long             | EC               | CORP              | US        |     24800 | NS      | $6352024.00   | 0.80%             |  |  |  | No            |                  1 | On Loan: No      |
| Lithia Motors Inc                  | Lithia Motors Inc                          | CUSIP: 536797103<br>LEI: SE8N1EZEHPZQBCBVKD53 | Long             | EC               | CORP              | US        |     19300 | NS      | $6413969.00   | 0.81%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott Vacations Worldwide C     | Marriott Vacations Worldwide Corp          | CUSIP: 57164Y107<br>LEI: 549300WA6BT5H4F7IO94 | Long             | EC               | CORP              | US        |    116000 | NS      | $6692040.00   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Siemens AG                         | Siemens AG                                 | CUSIP: N/A<br>LEI: W38RGI023J3WT1HWRP32       | Long             | EC               | CORP              | DE        |     42800 | NS      | $11987264.02  | 1.51%             |  |  |  | No            |                  2 | On Loan: No      |
| NOV Inc                            | NOV Inc                                    | CUSIP: 62955J103<br>LEI: 549300EHF3IW1AR6U008 | Long             | EC               | CORP              | US        |    394600 | NS      | $6167598.00   | 0.77%             |  |  |  | No            |                  1 | On Loan: No      |
| Ovintiv Inc                        | Ovintiv Inc                                | CUSIP: 69047Q102<br>LEI: 2549003MEX7YMKLGI239 | Long             | EC               | CORP              | US        |    262900 | NS      | $10303051.00  | 1.29%             |  |  |  | No            |                  1 | On Loan: No      |
| SLM Corp                           | SLM Corp                                   | CUSIP: 78442P106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    673113 | NS      | $18214437.78  | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| SLB Ltd                            | SLB Ltd                                    | CUSIP: 806857108<br>LEI: 213800ZUA17OK3QLGM62 | Long             | EC               | CORP              | US        |    727270 | NS      | $27912622.60  | 3.51%             |  |  |  | No            |                  1 | On Loan: No      |
| UnitedHealth Group Inc             | UnitedHealth Group Inc                     | CUSIP: 91324P102<br>LEI: 549300GHBMY8T5GXDE41 | Long             | EC               | CORP              | US        |     21600 | NS      | $7130376.00   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Workiva Inc                        | Workiva Inc                                | CUSIP: 98139A105<br>LEI: 529900RTOQ8GRWHY1O58 | Long             | EC               | CORP              | US        |     48800 | NS      | $4209000.00   | 0.53%             |  |  |  | No            |                  1 | On Loan: No      |
| Havas NV                           | Havas NV                                   | CUSIP: N/A<br>LEI: 894500L53AVOFQK7T710       | Long             | EC               | CORP              | FR        |   1162020 | NS      | $23225839.93  | 2.92%             |  |  |  | No            |                  2 | On Loan: No      |
| Wells Fargo & Co                   | Wells Fargo & Co                           | CUSIP: 949746101<br>LEI: PBLD0EJDB5FWOLXP3B76 | Long             | EC               | CORP              | US        |     98800 | NS      | $9208160.00   | 1.16%             |  |  |  | No            |                  1 | On Loan: No      |
| Citigroup Inc                      | Citigroup Inc                              | CUSIP: 172967424<br>LEI: 6SHGI4ZSSLCXXQSBB395 | Long             | EC               | CORP              | US        |    102900 | NS      | $12007401.00  | 1.51%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corp                       | Comcast Corp                               | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |    448600 | NS      | $13408654.00  | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| PPG Industries Inc                 | PPG Industries Inc                         | CUSIP: 693506107<br>LEI: 549300BKPEP01R3V6C59 | Long             | EC               | CORP              | US        |    162600 | NS      | $16659996.00  | 2.09%             |  |  |  | No            |                  1 | On Loan: No      |
| Popular Inc                        | Popular Inc                                | CUSIP: 733174700<br>LEI: 5493008CARDZMVQ3LO89 | Long             | EC               | CORP              | PR        |     47000 | NS      | $5852440.00   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| Ecovyst Inc                        | Ecovyst Inc                                | CUSIP: 27923Q109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    848600 | NS      | $8256878.00   | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Ericsson                           | Telefonaktiebolaget LM Ericsson            | CUSIP: 294821608<br>LEI: 549300W9JLPW15XIFM52 | Long             | EC               | CORP              | SE        |   5361200 | NS      | $51735580.00  | 6.50%             |  |  |  | No            |                  1 | On Loan: No      |
| First American Government Obli     | First American Government Obligations Fund | CUSIP: 31846V336<br>LEI: 549300R5MYM6VZF1RM44 | Long             | STIV             | RF                | US        |  29024021 | NS      | $29024020.62  | 3.64%             |  |  |  | No            |                  1 | On Loan: No      |
| GE HealthCare Technologies Inc     | GE HealthCare Technologies Inc             | CUSIP: 36266G107<br>LEI: 549300OI9J7XOWZMUN85 | Long             | EC               | CORP              | US        |    248200 | NS      | $20357364.00  | 2.56%             |  |  |  | No            |                  1 | On Loan: No      |
| General Motors Co                  | General Motors Co                          | CUSIP: 37045V100<br>LEI: 54930070NSV60J38I987 | Long             | EC               | CORP              | US        |    224450 | NS      | $18252274.00  | 2.29%             |  |  |  | No            |                  1 | On Loan: No      |
| Articore Group Ltd                 | Articore Group Ltd                         | CUSIP: N/A<br>LEI: 254900SRSOME9Q6QGA93       | Long             | EC               | CORP              | AU        |   1991054 | NS      | $344890.05    | 0.04%             |  |  |  | No            |                  2 | On Loan: No      |
| LEALAND FINANCE CO BV              | Lealand Finance Co BV                      | CUSIP: N5200EAB7<br>LEI: N/A                  | Long             | LON              | CORP              | NL        |   1523458 | PA      | $1190833.92   | 0.15%             | 2027-12-31      | Floating      | 5.03%                 | Yes           |                  2 | On Loan: No      |
| U-Haul Holding Co                  | U-Haul Holding Co                          | CUSIP: 023586506<br>LEI: 5493003WIDMLDHYC6Y24 | Long             | EC               | CORP              | US        |    562200 | NS      | $26277228.00  | 3.30%             |  |  |  | No            |                  1 | On Loan: No      |
| ConocoPhillips                     | ConocoPhillips                             | CUSIP: 20825C104<br>LEI: WPTL2Z3FIYTHSP5V2253 | Long             | EC               | CORP              | US        |     61900 | NS      | $5794459.00   | 0.73%             |  |  |  | No            |                  1 | On Loan: No      |
| FREDDIE MAC                        | Federal Home Loan Mortgage Corp            | CUSIP: 313400715<br>LEI: S6XOOCT0IEG5ABCC6L87 | Long             | EP               | USGSE             | US        |     18400 | NS      | $385112.00    | 0.05%             |  |  |  | No            |                  1 | On Loan: No      |
| FED HOME LOAN MORTGAGE             | Federal Home Loan Mortgage Corp            | CUSIP: 313400764<br>LEI: S6XOOCT0IEG5ABCC6L87 | Long             | EP               | USGSE             | US        |    116400 | NS      | $2183664.00   | 0.27%             |  |  |  | No            |                  2 | On Loan: No      |
| FREDDIE MAC                        | Federal Home Loan Mortgage Corp            | CUSIP: 313400830<br>LEI: S6XOOCT0IEG5ABCC6L87 | Long             | EP               | USGSE             | US        |     33300 | NS      | $775057.50    | 0.10%             |  |  |  | No            |                  2 | On Loan: No      |
| F5 Inc                             | F5 Inc                                     | CUSIP: 315616102<br>LEI: 54930015FPK9KT966303 | Long             | EC               | CORP              | US        |    208590 | NS      | $53244683.40  | 6.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Fiserv Inc                         | Fiserv Inc                                 | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |     41300 | NS      | $2774121.00   | 0.35%             |  |  |  | No            |                  1 | On Loan: No      |
| Fluor Corp                         | Fluor Corp                                 | CUSIP: 343412102<br>LEI: CQ7WZ4NOFWT7FAE6Q943 | Long             | EC               | CORP              | US        |     61700 | NS      | $2445171.00   | 0.31%             |  |  |  | No            |                  1 | On Loan: No      |
| Global Indemnity Group LLC         | Global Indemnity Group LLC                 | CUSIP: 37959R103<br>LEI: 549300KNR55WEKSPTK65 | Long             | EC               | CORP              | US        |    102500 | NS      | $2911000.00   | 0.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Henkel AG & Co KGaA                | Henkel AG & Co KGaA                        | CUSIP: N/A<br>LEI: 549300VZCL1HTH4O4Y49       | Long             | EC               | CORP              | DE        |    122500 | NS      | $9323007.53   | 1.17%             |  |  |  | No            |                  2 | On Loan: No      |
| Murphy Oil Corp                    | Murphy Oil Corp                            | CUSIP: 626717102<br>LEI: QBKYQD0ODE7DC7PDIN91 | Long             | EC               | CORP              | US        |    235100 | NS      | $7346875.00   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| Qantas Airways Ltd                 | Qantas Airways Ltd                         | CUSIP: N/A<br>LEI: YLXNW6TI6QSK1H8H0N82       | Long             | EC               | CORP              | AU        |   2359620 | NS      | $16301919.92  | 2.05%             |  |  |  | No            |                  2 | On Loan: No      |
| Shell PLC                          | Shell PLC                                  | CUSIP: 780259305<br>LEI: 21380068P1DRHMJ8KU70 | Long             | EC               | CORP              | GB        |    148350 | NS      | $10900758.00  | 1.37%             |  |  |  | No            |                  1 | On Loan: No      |
| Salesforce Inc                     | Salesforce Inc                             | CUSIP: 79466L302<br>LEI: RCGZFPDMRW58VJ54VR07 | Long             | EC               | CORP              | US        |    138400 | NS      | $36663544.00  | 4.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Seritage Growth Properties         | Seritage Growth Properties                 | CUSIP: 81752R100<br>LEI: 5493003CJFC2MM82WB25 | Long             | EC               | CORP              | US        |    307200 | NS      | $998400.00    | 0.13%             |  |  |  | No            |                  1 | On Loan: No      |
| State Street Corp                  | State Street Corp                          | CUSIP: 857477103<br>LEI: 549300ZFEEJ2IP5VME73 | Long             | EC               | CORP              | US        |     61200 | NS      | $7895412.00   | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                        | Workday Inc                                | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |    328420 | NS      | $70538047.60  | 8.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Iracore International Holdings Inc | Iracore Investments Holdings Inc           | CUSIP: N/A<br>LEI: 5493001MEBLCGW71EE69       | Long             | EC               | CORP              | US        |     32422 | NS      | $7705736.74   | 0.97%             |  |  |  | Yes           |                  3 | On Loan: No      |
| N/A                                | United Parcel Service Inc                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       510 | NC      | $411825.00    | 0.05%             |  |  |  | No            |                  2 | On Loan: No      |
| UTEX Industries Inc                | UTEX Industries Inc                        | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |     24058 | NS      | $1222627.56   | 0.15%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Vanguard Long-Term Treasury ET     | Vanguard Long-Term Treasury ETF            | CUSIP: 92206C847<br>LEI: N/A                  | Long             | EC               | RF                | US        |    230100 | NS      | $12839580.00  | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Bank of New York Mellon Corp/T     | Bank of New York Mellon Corp/The           | CUSIP: 064058100<br>LEI: WFLLPEPC7FZXENRZV188 | Long             | EC               | CORP              | US        |     64200 | NS      | $7452978.00   | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Philip Morris International In     | Philip Morris International Inc            | CUSIP: 718172109<br>LEI: HL3H1H2BGXWVG3BSWR90 | Long             | EC               | CORP              | US        |     46260 | NS      | $7420104.00   | 0.93%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                | Digital Realty Trust Inc                   | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |       350 | NC      | $948500.00    | 0.12%             |  |  |  | No            |                  1 | On Loan: No      |
| METALS RECOVERY HOLDINGS LLC       | METALS RECOVERY HOLDINGS LLC               | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | US        |      7042 | NS      | $2323.96      | 0.00%             |  |  |  | Yes           |                  3 | On Loan: No      |
| Avnet Inc                          | Avnet Inc                                  | CUSIP: 053807103<br>LEI: XJI53DCPL7QABOWK4Z75 | Long             | EC               | CORP              | US        |    138800 | NS      | $6673504.00   | 0.84%             |  |  |  | No            |                  1 | On Loan: No      |
| Fuso Chemical Co Ltd               | Fuso Chemical Co Ltd                       | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | JP        |    563400 | NS      | $22966054.09  | 2.88%             |  |  |  | No            |                  2 | On Loan: No      |
| Aptiv PLC                          | Aptiv PLC                                  | CUSIP: N/A<br>LEI: N/A                        | Long             | EC               | CORP              | IE        |     52400 | NS      | $3987116.00   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Mcdermott International Ltd        | Mcdermott International Ltd                | CUSIP: N/A<br>LEI: 54930004RAXI4B3L4752       | Long             | EC               | CORP              | US        |      6659 | NS      | $138844.73    | 0.02%             |  |  |  | No            |                  1 | On Loan: No      |
| N/A                                | United Parcel Service Inc                  | CUSIP: N/A<br>LEI: N/A                        | N/A              | DE               |  | US        |      3940 | NC      | $3329300.00   | 0.42%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-06

**Name of Applicant:** HOTCHKIS & WILEY FUNDS/DE/

**Signature:** /s/ James Menvielle

**Name of Signer:** James Menvielle

**Title:** Treasurer / Principal Financial Officer