# EDGAR Filing Document

**Accession Number:** 0001773751
**File Stem:** 0001773751-23-000052
**Filing Date:** 2023-3
**Character Count:** 7584
**Document Hash:** 03df310d8ac51a39a84e492c5c6b0164
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001773751-23-000052.hdr.sgml**: 20230307

**ACCESSION NUMBER**: 0001773751-23-000052

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230303

**FILED AS OF DATE**: 20230307

**DATE AS OF CHANGE**: 20230307

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Dudum Andrew
- **CENTRAL INDEX KEY:** 0001837796

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38986
- **FILM NUMBER:** 23713524

**MAIL ADDRESS:**
- **STREET 1:** 2269 CHESTNUT STREET, #523
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94123
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Hims & Hers Health, Inc.
- **CENTRAL INDEX KEY:** 0001773751
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-OFFICES & CLINICS OF DOCTORS OF MEDICINE [8011]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 2269 CHESTNUT ST
- **STREET 2:** #523
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94123
- **BUSINESS PHONE:** 415-851-0195

**MAIL ADDRESS:**
- **STREET 1:** 2269 CHESTNUT ST
- **STREET 2:** #523
- **CITY:** SAN FRANCISCO
- **STATE:** CA
- **ZIP:** 94123

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Oaktree Acquisition Corp.
- **DATE OF NAME CHANGE:** 20190412

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Dudum Andrew<br><sub>(Last) (First) (Middle)</sub><br>2269 CHESTNUT STREET, #523<br><sub>(Street)</sub><br>SAN FRANCISCO, CA 94123<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-03-03 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[X] Director [X] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Chief Executive Officer_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Hims & Hers Health, Inc. [ HIMS ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Class A Common Stock | 2023-03-03 |  | M |  | 1249<sup>(1)</sup> | A | $2.43 | 351864 | D |  |
| Class A Common Stock | 2023-03-03 |  | S |  | 1249<sup>(1)</sup> | D | $11.956 | 350615 | D |  |
| Class A Common Stock |  |  |  |  |  |  |  | 1500 | I | Held by Trustees of Richard M. Dudum Irrevocable 1 U/A dtd 10/15/1997 |
| Class A Common Stock |  |  |  |  |  |  |  | 81100 | I | Held by Trustee of Dudum Family Community Property Trust |
| Class A Common Stock |  |  |  |  |  |  |  | 700000 | I | Held by Trustee of AD 2022 GRAT |
| Class A Common Stock |  |  |  |  |  |  |  | 359947 | I | Held by Trustee of Andrew Dudum 2015 Trust Dated July 2, 2015 |
| Class A Common Stock |  |  |  |  |  |  |  | 1695815 | I | Held by Trustee of AD 2022 GRAT 3 |
| Class A Common Stock |  |  |  |  |  |  |  | 2874769 | I | Held by Trustee of Dudum Family Heritage Trust UAD 8-10-2021 |
| Class A Common Stock |  |  |  |  |  |  |  | 660837 | I | Held by Trustee of AD 2021 GRAT 2 dated 11-1-2021 |
| Class A Common Stock |  |  |  |  |  |  |  | 2643348 | I | Held by Trustee of AD 2021 GRAT dated 11-1-2021 |
| Class A Common Stock |  |  |  |  |  |  |  | 1047164 | I | Held by Trustee of AD 2022 GRAT 2 dated 9/7/2022 |
| Class A Common Stock |  |  |  |  |  |  |  | 1121033 | I | Held by Trustee of the AD GRAT dated 8/31/20 |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Stock Option (right to buy) | $2.43 | 2023-03-03 |  | M |  |  | 1249 | <sup>(2)</sup> | 2030-06-16 | Class A Common Stock | 1249.0 | $0 | 3208257 | D |  |

---

### Footnotes:

(1) The option exercises and related sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 3, 2022 by the Reporting Person.

(2) Prior to the Company's business combination transaction in 2021, the option represented the right to purchase 7,166,182 shares of Hims, Inc. with an exercise price of $1.10. Following the Company's business combination transaction in 2021, the option converted into the right to purchase 3,246,139 shares of the Company with an exercise price of $2.43. 100% of the shares subject to the option vested upon certain specified thresholds met in 2021.

**Signature:** /s/ Soleil Boughton, Attorney-in-Fact  
**Date:** 2023-03-07

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**