# EDGAR Filing Document

**Accession Number:** 0001558107
**File Stem:** 0001049169-25-000639
**Filing Date:** 2025-11
**Character Count:** 36697
**Document Hash:** a1468bda491162a47337c6bb4999d109
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001049169-25-000639.hdr.sgml**: 20251124

**ACCESSION NUMBER**: 0001049169-25-000639

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251124

**DATE AS OF CHANGE**: 20251124

**PERIOD START**: 20250930

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** ALPS Series Trust
- **CENTRAL INDEX KEY:** 0001558107

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22747
- **FILM NUMBER:** 251514266

**BUSINESS ADDRESS:**
- **STREET 1:** 1290 BROADWAY, SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80203
- **BUSINESS PHONE:** 303.623.2577

**MAIL ADDRESS:**
- **STREET 1:** 1290 BROADWAY, SUITE 1000
- **CITY:** DENVER
- **STATE:** CO
- **ZIP:** 80203

## Series and Classes Contracts Data

### Beacon Planned Return Strategy Fund (Series ID: S000058975)

| Class ID   | Class Name          | Ticker Symbol   |
|:---|:---|:---|
| C000193426 | Institutional Class | BPRLX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ALPS SERIES TRUST

- **b. Investment Company Act file number:** 811-22747

- **c. CIK number of Registrant:** 0001558107

- **d. LEI of Registrant:** 5493000QN25IZZPUSL66

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 1290 BROADWAY SUITE 1000

  - **City:** DENVER

  - **State:** CO

  - **Foreign country:** US

  - **Zip / Postal Code:** 80203

  - **Telephone number:** 3036235277

**Item A.2. Information about the Series.**

- **a. Name of Series:** Beacon Planned Return Strategy Fund

- **b. EDGAR series identifier (if any):** S000058975

- **c. LEI of Series:** 549300BEF9XW1PZUN852

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-09-30

- **b. Date as of which information is reported:** 2025-09-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $400114635.43

**Total Liabilities:** $76172542.65

**Net Assets:** $323942092.78

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000193426 | 1.14%                | 1.04%                | 1.12%                |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-1.80                   | $0.00                                      |
| Month 2  | $-0.01                   | $0.00                                      |
| Month 3  | $-4.00                   | $0.00                                      |

**Designated Index Information**

- **Index Name:** S&P 500

- **Index Identifier:** SPY

### Schedule of Portfolio Investments

| Name                                                             | Title                                                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| The Options Clearing Corporation                                 | Put XSP February 542.96 02/13/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |        80 | NC      | $31318.46     | 0.01%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP December 600.94 12/12/2025                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       285 | NC      | $111157.84    | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP April 528.27 04/14/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -390 | NC      | $-207800.19   | -0.06%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP 673.50 07/14/2026                                                               | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -950 | NC      | $-4294255.27  | -1.33%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP April 617.26 04/14/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -780 | NC      | $-5994783.52  | -1.85%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP May 604.51 05/14/2026                                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       510 | NC      | $4629527.35   | 1.43%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP April 586.97 04/14/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       390 | NC      | $393226.98    | 0.12%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP Dec 611.12 12/12/2025                                                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       240 | NC      | $112215.43    | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP February 488.66 02/13/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       -80 | NC      | $-17712.50    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP 579.60 07/14/2026                                                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -475 | NC      | $-640904.34   | -0.20%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP November 600.94 11/14/2025                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       500 | NC      | $3626798.85   | 1.12%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP 84.05 08/14/2026                                                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       100 | NC      | $5851717.12   | 1.81%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP February 70.75 02/13/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |        80 | NC      | $4786340.11   | 1.48%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP May 78.55 05/14/2026                                                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       510 | NC      | $30118581.98  | 9.30%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP October 613.19 10/14/2025                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |     -1230 | NC      | $-6981287.38  | -2.16%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP March 575.54 03/13/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |     -1100 | NC      | $-12028784.46 | -3.71%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP 644.00 08/14/2026                                                               | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       100 | NC      | $693413.36    | 0.21%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP 644.00 07/14/2026                                                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       475 | NC      | $1168829.65   | 0.36%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP March 542.96 03/13/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       550 | NC      | $276660.34    | 0.09%             |  |  |  | No            |                  2 | On Loan: No      |
| Goldman Sachs Financial Square Funds - Treasury Instruments Fund | Goldman Sachs Financial Square Funds - Treasury Instruments Fund                         | CUSIP: 38142B609<br>LEI: 549300DAH6N80PM31E83 | Long             | STIV             | RF                | US        |   2986179 | NS      | $2986178.88   | 0.92%             |  |  |  | No            |                  1 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP Jan 550.01 01/14/2026                                                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -330 | NC      | $-100081.31   | -0.03%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP June 626.25 06/12/2026                                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       490 | NC      | $939808.19    | 0.29%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP March 488.66 03/13/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -550 | NC      | $-157085.78   | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP Dec 611.12 12/12/2025                                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       240 | NC      | $1596541.08   | 0.49%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP March 542.96 03/13/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       550 | NC      | $7647894.82   | 2.36%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP October 525.74 10/14/2025                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -615 | NC      | $-3335.33     | -0.00%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP October 584.16 10/14/2025                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       615 | NC      | $5262371.61   | 1.62%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP Jan 79.78 01/14/2026                                                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       330 | NC      | $19451183.93  | 6.00%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP November 600.94 11/14/2025                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       500 | NC      | $95549.10     | 0.03%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP 644.00 07/14/2026                                                               | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       475 | NC      | $3134156.69   | 0.97%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP March 70.75 03/13/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       550 | NC      | $32894139.36  | 10.15%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP February 573.37 02/13/2026                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -160 | NC      | $-1738424.18  | -0.54%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP January 565.09 01/14/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       200 | NC      | $2267955.84   | 0.70%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP April 563.63 04/14/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -100 | NC      | $-78044.25    | -0.02%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP Febuary 73.53 02/13/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       450 | NC      | $26799879.65  | 8.27%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP Febuary 592.84 02/13/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -900 | NC      | $-8195885.37  | -2.53%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP Jan 611.12 01/14/2026                                                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       330 | NC      | $234727.15    | 0.07%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP February 542.96 02/13/2026                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |        80 | NC      | $1094832.10   | 0.34%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP June 563.63 06/12/2026                                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -490 | NC      | $-507484.67   | -0.16%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP November 540.85 11/14/2025                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -500 | NC      | $-32899.10    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP 644.00 08/14/2026                                                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       100 | NC      | $264348.14    | 0.08%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP 676.26 08/14/2026                                                               | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -200 | NC      | $-937427.64   | -0.29%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP October 584.16 10/14/2025                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       615 | NC      | $10879.41     | 0.00%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP December 600.94 12/12/2025                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       285 | NC      | $2161578.71   | 0.67%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP November 78.25 11/14/2025                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       500 | NC      | $29532667.65  | 9.12%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP June 626.25 06/12/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       490 | NC      | $3728923.32   | 1.15%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP Jan 638.62 01/14/2026                                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -660 | NC      | $-3154616.78  | -0.97%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP Dec 550.01 12/12/2025                                                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -240 | NC      | $-41651.35    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP December 540.85 12/12/2025                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -285 | NC      | $-43682.26    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP August 661.75 08/14/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       380 | NC      | $2151128.55   | 0.66%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP December 628.46 12/12/2025                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -570 | NC      | $-2911748.21  | -0.90%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP November 626.66 11/14/2025                                                      | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |     -1000 | NC      | $-4852144.30  | -1.50%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP August 86.15 08/14/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       380 | NC      | $22159245.86  | 6.84%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP April 626.25 04/14/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       100 | NC      | $695182.90    | 0.21%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP June 656.75 06/12/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -980 | NC      | $-5204266.87  | -1.61%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP October 76.10 10/14/2025                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       615 | NC      | $36446797.95  | 11.25%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP April 651.61 04/14/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -200 | NC      | $-995689.42   | -0.31%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP April 586.97 04/14/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       390 | NC      | $3999476.13   | 1.23%             |  |  |  | No            |                  2 | On Loan: No      |
| Invesco Government & Agency Portfolio                            | Invesco Short-Term Investments Trust Government & Agency Portfolio - Institutional Class | CUSIP: 825252885<br>LEI: 5493007T1J7WZ5QI1A47 | Long             | STIV             | RF                | US        |   4381332 | NS      | $4381332.03   | 1.35%             |  |  |  | No            |                  1 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP Febuary 508.58 02/13/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -450 | NC      | $-120981.87   | -0.04%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP 579.60 08/14/2026                                                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -100 | NC      | $-148773.84   | -0.05%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP May 544.06 05/14/2026                                                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -510 | NC      | $-380914.10   | -0.12%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP December 78.25 12/12/2025                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       285 | NC      | $16826640.31  | 5.19%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP January 508.58 01/14/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -200 | NC      | $-37730.18    | -0.01%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP Jan 611.12 01/14/2026                                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       330 | NC      | $2353332.83   | 0.73%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP Febuary 565.09 02/13/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       450 | NC      | $230422.28    | 0.07%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP 84.05 07/14/2026                                                                | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       475 | NC      | $27795554.05  | 8.58%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP August 691.99 08/14/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -760 | NC      | $-2822742.68  | -0.87%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP Dec 79.78 12/12/2025                                                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       240 | NC      | $14133379.25  | 4.36%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP May 634.74 05/14/2026                                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |     -1020 | NC      | $-6768924.92  | -2.09%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP April 626.25 04/14/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       100 | NC      | $155297.81    | 0.05%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP June 81.80 06/12/2026                                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       490 | NC      | $28775607.41  | 8.88%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP August 661.75 08/14/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       380 | NC      | $1173878.03   | 0.36%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP April 76.65 04/14/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       390 | NC      | $23103088.28  | 7.13%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP May 604.51 05/14/2026                                                            | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       510 | NC      | $711864.94    | 0.22%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP Febuary 565.09 02/13/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       450 | NC      | $5231296.62   | 1.61%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP April 81.80 04/14/2026                                                          | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       100 | NC      | $5873418.44   | 1.81%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP January 73.53 01/14/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       200 | NC      | $11912158.84  | 3.68%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP Dec 635.93 12/12/2025                                                           | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -480 | NC      | $-2143281.65  | -0.66%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP January 565.09 01/14/2026                                                        | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |       200 | NC      | $73939.20     | 0.02%             |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Put XSP August 595.58 08/14/2026                                                         | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -380 | NC      | $-653350.64   | -0.20%            |  |  |  | No            |                  2 | On Loan: No      |
| The Options Clearing Corporation                                 | Call XSP January 590.58 01/14/2026                                                       | CUSIP: N/A<br>LEI: 549300CII6SLYGKNHA04       | N/A              | DE               | CORP              | US        |      -400 | NC      | $-3590939.32  | -1.11%            |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2025-10-30

**Name of Applicant:** ALPS SERIES TRUST

**Signature:** Jill McFate

**Name of Signer:** Jill McFate

**Title:** Treasurer