# EDGAR Filing Document

**Accession Number:** 0002011217
**File Stem:** 0002011217-25-000004
**Filing Date:** 2025-11
**Character Count:** 2363
**Document Hash:** d68d8f7bc539d5f6b1d1725f946f3eb8
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0002011217-25-000004.hdr.sgml**: 20251126

**ACCESSION NUMBER**: 0002011217-25-000004

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251126

**DATE AS OF CHANGE**: 20251126

**EFFECTIVENESS DATE**: 20251126

**PERIOD START**: 20240923

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** HEG SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0002011217

**ORGANIZATION NAME:**
- **EIN:** 934744906
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0930

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-71212
- **FILM NUMBER:** 251529568

**BUSINESS ADDRESS:**
- **STREET 1:** 660 STEAMBOAT ROAD
- **STREET 2:** 4TH FLOOR
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830
- **BUSINESS PHONE:** 203-971-0730

**MAIL ADDRESS:**
- **STREET 1:** 660 STEAMBOAT ROAD
- **STREET 2:** 4TH FLOOR
- **CITY:** GREENWICH
- **STATE:** CT
- **ZIP:** 06830

### Attached PDF Documents

**Attachment 1:** `hegpublicaudit.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0002011217

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** Yes

### Submission Information

**Report Period Begin Date:** 09-23-2024

**Report Period End Date:** 09-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** HEG SECURITIES, LLC

**Business Address:** 660 STEAMBOAT ROAD, 4TH FLOOR, GREENWICH, CA, 06830

**Contact Person:** Ilina Stamova

**Contact Phone:** 212-668-8700

### Independent Public Accountant Identification

**Accountant Name:** WithumSmith & Brown, PC

**Accountant Address:** 200 Jefferson Park, Suite 400, Whippany, NJ, 07981

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **Christopher Cercy**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **HEG SECURITIES, LLC**, as of **09-30-2025**, are true and correct.

**Signature:** Christopher Cercy

**Title:** CEO