# EDGAR Filing Document

**Accession Number:** 0001579982
**File Stem:** 0001752724-23-065121
**Filing Date:** 2023-3
**Character Count:** 12868
**Document Hash:** fa59d92096412c565cd96f79068aabfc
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-065121.hdr.sgml**: 20230324

**ACCESSION NUMBER**: 0001752724-23-065121

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230131

**FILED AS OF DATE**: 20230324

**DATE AS OF CHANGE**: 20230324

**PERIOD START**: 20230731

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Ark ETF Trust
- **CENTRAL INDEX KEY:** 0001579982
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0831

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-22883
- **FILM NUMBER:** 23758420

**BUSINESS ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011
- **BUSINESS PHONE:** 212.426.7040

**MAIL ADDRESS:**
- **STREET 1:** 155 WEST 19TH STREET, FIFTH FLOOR
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10011

## Series and Classes Contracts Data

### ARK Fintech Innovation ETF (Series ID: S000064752)

| Class ID   | Class Name                 | Ticker Symbol   |
|:---|:---|:---|
| C000209702 | ARK Fintech Innovation ETF | ARKF            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** ARK ETF Trust

- **b. Investment Company Act file number:** 811-22883

- **c. CIK number of Registrant:** 0001579982

- **d. LEI of Registrant:** 2549000Z0EWMH3U0CQ16

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 200 Central Avenue

  - **City:** St. Petersburg

  - **State:** FL

  - **Foreign country:** US

  - **Zip / Postal Code:** 33701

  - **Telephone number:** 727-810-8160

**Item A.2. Information about the Series.**

- **a. Name of Series:** ARK Fintech Innovation ETF

- **b. EDGAR series identifier (if any):** S000064752

- **c. LEI of Series:** 54930054K1MBIMPS7V72

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2023-07-31

- **b. Date as of which information is reported:** 2023-01-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $874677825.05

**Total Liabilities:** $14327339.51

**Net Assets:** $860350485.54

**Cash Not Reported:** $2526.61

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000209702 | -2.93%               | -11.65%              | 28.67%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $-25863042.66            | $867075.02                                 |
| Month 2  | $-73100671.82            | $-16519827.30                              |
| Month 3  | $-74825577.52            | $263239414.42                              |

### Schedule of Portfolio Investments

| Name                               | Title                              | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Discovery Ltd                      | Discovery Ltd                      | CUSIP: 000000000<br>LEI: 378900245A26169C8132 | Long             | EC               | CORP              | ZA        |   4407776 | NS      | $34958223.45  | 4.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Toast Inc                          | Toast Inc                          | CUSIP: 888787108<br>LEI: 549300TN1PZNLCD4I551 | Long             | EC               | CORP              | US        |   1478818 | NS      | $32992429.58  | 3.83%             |  |  |  | No            |                  1 | On Loan: No      |
| NU Holdings Ltd/Cayman Islands     | NU Holdings Ltd/Cayman Islands     | CUSIP: 000000000<br>LEI: 5493002DG1RHWK9W2X27 | Long             | EC               | CORP              | BR        |   2965457 | NS      | $13789375.05  | 1.60%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                        | NVIDIA Corp                        | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     74445 | NS      | $14544319.65  | 1.69%             |  |  |  | No            |                  1 | On Loan: No      |
| Roku Inc                           | Roku Inc                           | CUSIP: 77543R102<br>LEI: 549300KR6ITU0YIR1T71 | Long             | EC               | CORP              | US        |    456514 | NS      | $26249555.00  | 3.05%             |  |  |  | No            |                  1 | On Loan: No      |
| UiPath Inc                         | UiPath Inc                         | CUSIP: 90364P105<br>LEI: 5493000YP61KBELDHT53 | Long             | EC               | CORP              | US        |   3029038 | NS      | $46526023.68  | 5.41%             |  |  |  | No            |                  1 | On Loan: No      |
| Adyen NV                           | Adyen NV                           | CUSIP: 000000000<br>LEI: 724500973ODKK3IFQ447 | Long             | EC               | CORP              | NL        |     22679 | NS      | $33965244.39  | 3.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Shopify Inc                        | Shopify Inc                        | CUSIP: 82509L107<br>LEI: 549300HGQ43STJLLP808 | Long             | EC               | CORP              | CA        |   1971529 | NS      | $97137233.83  | 11.29%            |  |  |  | No            |                  1 | On Loan: No      |
| Bill.com Holdings Inc              | Bill.com Holdings Inc              | CUSIP: 090043100<br>LEI: 549300IBF9VZZIGOZW63 | Long             | EC               | CORP              | US        |    178284 | NS      | $20613196.08  | 2.40%             |  |  |  | No            |                  1 | On Loan: No      |
| TCS Group Holding PLC              | TCS Group Holding PLC              | CUSIP: 87238U203<br>LEI: 549300XQRN9MR54V1W18 | Long             | EC               | CORP              | CY        |    607059 | NS      | $6070.59      | 0.00%             |  |  |  | No            |                  3 | On Loan: No      |
| Pinterest Inc                      | Pinterest Inc                      | CUSIP: 72352L106<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    314110 | NS      | $8257951.90   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| JD.com Inc                         | JD.com Inc                         | CUSIP: 47215P106<br>LEI: 549300HVTWB0GJZ16V92 | Long             | EC               | CORP              | CN        |    152111 | NS      | $9055167.83   | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Block Inc                          | Block Inc                          | CUSIP: 852234103<br>LEI: 549300OHIIUWSTIZME52 | Long             | EC               | CORP              | US        |   1142908 | NS      | $93398441.76  | 10.86%            |  |  |  | No            |                  1 | On Loan: No      |
| StoneCo Ltd                        | StoneCo Ltd                        | CUSIP: 000000000<br>LEI: 549300O1A9LEF0XZCR35 | Long             | EC               | CORP              | BR        |   2471816 | NS      | $27585466.56  | 3.21%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                         | Intuit Inc                         | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |     41340 | NS      | $17473177.80  | 2.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Kaspi.KZ JSC                       | Kaspi.KZ JSC                       | CUSIP: 48581R205<br>LEI: 2549003YU6FARG8OAZ13 | Long             | EC               | CORP              | KZ        |    189089 | NS      | $13860223.70  | 1.61%             |  |  |  | No            |                  1 | On Loan: No      |
| Global-e Online Ltd                | Global-e Online Ltd                | CUSIP: 000000000<br>LEI: N/A                  | Long             | EC               | CORP              | IL        |   1232762 | NS      | $36945877.14  | 4.29%             |  |  |  | No            |                  1 | On Loan: No      |
| ROBLOX Corp                        | ROBLOX Corp                        | CUSIP: 771049103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    304795 | NS      | $11341421.95  | 1.32%             |  |  |  | No            |                  1 | On Loan: No      |
| Zillow Group Inc                   | Zillow Group Inc                   | CUSIP: 98954M200<br>LEI: 2549002XEELQDIR6FU05 | Long             | EC               | CORP              | US        |    101908 | NS      | $4505352.68   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| Intercontinental Exchange Inc      | Intercontinental Exchange Inc      | CUSIP: 45866F104<br>LEI: 5493000F4ZO33MV32P92 | Long             | EC               | CORP              | US        |     76848 | NS      | $8265002.40   | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Dreyfus Government Cash Management | Dreyfus Government Cash Management | CUSIP: 000000000<br>LEI: 5493000Q69I5Q3QZIA91 | Long             | STIV             | RF                | US        |    318515 | NS      | $318515.14    | 0.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Twilio Inc                         | Twilio Inc                         | CUSIP: 90138F102<br>LEI: 5493004W8TRGD63APX93 | Long             | EC               | CORP              | US        |    809685 | NS      | $48451550.40  | 5.63%             |  |  |  | No            |                  1 | On Loan: No      |
| Farfetch Ltd                       | Farfetch Ltd                       | CUSIP: 30744W107<br>LEI: 549300QFQ74Z0F96NS78 | Long             | EC               | CORP              | GB        |    657986 | NS      | $4487464.52   | 0.52%             |  |  |  | No            |                  1 | On Loan: No      |
| DraftKings Inc                     | DraftKings Inc                     | CUSIP: 26142V105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   2570014 | NS      | $38524509.86  | 4.48%             |  |  |  | No            |                  1 | On Loan: No      |
| MercadoLibre Inc                   | MercadoLibre Inc                   | CUSIP: 58733R102<br>LEI: 549300DKPDN9M5S8GB14 | Long             | EC               | CORP              | UY        |     40808 | NS      | $48222405.52  | 5.60%             |  |  |  | No            |                  1 | On Loan: No      |
| Robinhood Markets Inc              | Robinhood Markets Inc              | CUSIP: 770700102<br>LEI: 213800FS5AO3YWIE6F63 | Long             | EC               | CORP              | US        |   4017081 | NS      | $41817813.21  | 4.86%             |  |  |  | No            |                  1 | On Loan: No      |
| Teladoc Health Inc                 | Teladoc Health Inc                 | CUSIP: 87918A105<br>LEI: 549300I2PVFBC9MFAC61 | Long             | EC               | CORP              | US        |    889651 | NS      | $26155739.40  | 3.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Coinbase Global Inc                | Coinbase Global Inc                | CUSIP: 19260Q107<br>LEI: 5493004G3J2SC154DU06 | Long             | EC               | CORP              | US        |   1519152 | NS      | $88840008.96  | 10.33%            |  |  |  | No            |                  1 | On Loan: No      |
| Z Holdings Corp                    | Z Holdings Corp                    | CUSIP: 000000000<br>LEI: 52990078MD2OL792YM35 | Long             | EC               | CORP              | JP        |   4323214 | NS      | $12338754.67  | 1.43%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-03-22

**Name of Applicant:** ARK ETF Trust

**Signature:** Bill Cox

**Name of Signer:** Bill Cox

**Title:** Principal Financial Officer