# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-26-003879
**Filing Date:** 2026-2
**Character Count:** 12903
**Document Hash:** d0582a10d92702e5561349567135eb2f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-26-003879.hdr.sgml**: 20260226

**ACCESSION NUMBER**: 0001398344-26-003879

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260226

**DATE AS OF CHANGE**: 20260226

**PERIOD START**: 20251231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-08360
- **FILM NUMBER:** 26690279

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Guinness Atkinson China & Hong Kong Fund (Series ID: S000005894)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000016118 | Guinness Atkinson China & Hong Kong Fund | ICHKX           |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** GUINNESS ATKINSON FUNDS

- **b. Investment Company Act file number:** 811-08360

- **c. CIK number of Registrant:** 0000919160

- **d. LEI of Registrant:** 54930097560RK2KMX577

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 251 South Lake Ave

  - **City:** Pasadena

  - **State:** CA

  - **Foreign country:** US

  - **Zip / Postal Code:** 91101

  - **Telephone number:** 626-914-1041

**Item A.2. Information about the Series.**

- **a. Name of Series:** Guinness Atkinson China & Hong Kong Fund

- **b. EDGAR series identifier (if any):** S000005894

- **c. LEI of Series:** 549300DM0YHA9DTLSY91

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2025-12-31

- **b. Date as of which information is reported:** 2025-12-31

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $26864004.12

**Total Liabilities:** $98302.35

**Net Assets:** $26765701.77

**Cash Not Reported:** $349420.98

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000016118 | -0.43%               | 0.43%                | -0.79%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $140884.42               | $-217347.28                                |
| Month 2  | $52492.99                | $87360.66                                  |
| Month 3  | $-49705.29               | $-151941.56                                |

### Schedule of Portfolio Investments

| Name                                     | Title        | Identifiers                  | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| AIA GROUP LTD /HKD/                      | COMMON STOCK | CUSIP: Y002A1105<br>LEI: N/A | Long             | EC               | CORP              | HK        |     96200 | NS      | $986677.84    | 3.69%             |  |  |  | No            |                  2 | On Loan: No      |
| ALIBABA GROUP HOLDING LT /HKD/           | COMMON STOCK | CUSIP: G01719114<br>LEI: N/A | Long             | EC               | CORP              | KY        |     24500 | NS      | $450186.03    | 1.68%             |  |  |  | No            |                  1 | On Loan: No      |
| ALIBABA GROUP HOLDING-SP ADR             | COMMON STOCK | CUSIP: 01609W102<br>LEI: N/A | Long             | EC               | CORP              | KY        |      4201 | NS      | $615782.58    | 2.30%             |  |  |  | No            |                  2 | On Loan: No      |
| BAIDU INC                                | COMMON STOCK | CUSIP: 056752108<br>LEI: N/A | Long             | EC               | CORP              | KY        |      7184 | NS      | $938661.44    | 3.51%             |  |  |  | No            |                  1 | On Loan: No      |
| BYD CO LTD-H /HKD/                       | COMMON STOCK | CUSIP: Y1023R104<br>LEI: N/A | Long             | EC               | CORP              | CN        |     58000 | NS      | $700932.71    | 2.62%             |  |  |  | No            |                  2 | On Loan: No      |
| CHINA MERCHANTS BANK-H /HKD/             | COMMON STOCK | CUSIP: Y14896115<br>LEI: N/A | Long             | EC               | CORP              | CN        |    134500 | NS      | $910522.68    | 3.40%             |  |  |  | No            |                  2 | On Loan: No      |
| CHINA OVERSEAS LAND & IN /HKD/           | COMMON STOCK | CUSIP: Y15004107<br>LEI: N/A | Long             | EC               | CORP              | HK        |    476000 | NS      | $748229.30    | 2.80%             |  |  |  | No            |                  2 | On Loan: No      |
| GEELY AUTOMOBILE HOLDING /HKD/           | COMMON STOCK | CUSIP: G3777B103<br>LEI: N/A | Long             | EC               | CORP              | KY        |    363000 | NS      | $833785.57    | 3.12%             |  |  |  | No            |                  2 | On Loan: No      |
| HAIER SMART HOME CO LTD- /HKD/           | COMMON STOCK | CUSIP: Y298BN100<br>LEI: N/A | Long             | EC               | CORP              | CN        |    292600 | NS      | $912124.24    | 3.41%             |  |  |  | No            |                  2 | On Loan: No      |
| HAITIAN INTERNATIONAL HOLDINGS LTD /HKD/ | COMMON STOCK | CUSIP: G4232C108<br>LEI: N/A | Long             | EC               | CORP              | KY        |    327000 | NS      | $929633.28    | 3.47%             |  |  |  | No            |                  2 | On Loan: No      |
| HANGZHOU FIRST PV MATERI /CNH/           | COMMON STOCK | CUSIP: Y29846105<br>LEI: N/A | Long             | EC               | CORP              | CN        |    418070 | NS      | $834603.17    | 3.12%             |  |  |  | No            |                  2 | On Loan: No      |
| HONG KONG EXCHANGES & CL /HKD/           | COMMON STOCK | CUSIP: Y3506N139<br>LEI: N/A | Long             | EC               | CORP              | HK        |     15800 | NS      | $826520.74    | 3.09%             |  |  |  | No            |                  2 | On Loan: No      |
| HONGFA TECHNOLOGY CO LTD /CNH/           | COMMON STOCK | CUSIP: Y9716T105<br>LEI: N/A | Long             | EC               | CORP              | CN        |    250658 | NS      | $1091925.19   | 4.08%             |  |  |  | No            |                  2 | On Loan: No      |
| INNER MONGOLIA YILI INDU /CNY/           | COMMON STOCK | CUSIP: Y40847108<br>LEI: N/A | Long             | EC               | CORP              | CN        |    238900 | NS      | $979047.55    | 3.66%             |  |  |  | No            |                  2 | On Loan: No      |
| JD.COM INC-ADR                           | COMMON STOCK | CUSIP: 47215P106<br>LEI: N/A | Long             | EC               | CORP              | KY        |     21178 | NS      | $607808.60    | 2.27%             |  |  |  | No            |                  1 | On Loan: No      |
| JD.COM INC-CLASS A /HKD/                 | COMMON STOCK | CUSIP: G8208B101<br>LEI: N/A | Long             | EC               | CORP              | KY        |      1352 | NS      | $19475.26     | 0.07%             |  |  |  | No            |                  2 | On Loan: No      |
| MEITUAN-CLASS B /HKD/                    | COMMON STOCK | CUSIP: G59669104<br>LEI: N/A | Long             | EC               | CORP              | KY        |     61900 | NS      | $818943.76    | 3.06%             |  |  |  | Yes           |                  2 | On Loan: No      |
| MIDEA GROUP CO LTD-A /CNH/               | COMMON STOCK | CUSIP: Y6S40V103<br>LEI: N/A | Long             | EC               | CORP              | CN        |     84200 | NS      | $942590.48    | 3.52%             |  |  |  | No            |                  2 | On Loan: No      |
| NARI TECHNOLOGY DEVELOPM /CNY/           | COMMON STOCK | CUSIP: Y2959R100<br>LEI: N/A | Long             | EC               | CORP              | CN        |    294568 | NS      | $948918.18    | 3.55%             |  |  |  | No            |                  2 | On Loan: No      |
| NETEASE INC-ADR                          | COMMON STOCK | CUSIP: 64110W102<br>LEI: N/A | Long             | EC               | CORP              | KY        |      6669 | NS      | $917787.78    | 3.43%             |  |  |  | No            |                  1 | On Loan: No      |
| PING AN INSURANCE GROUP  /HKD/           | COMMON STOCK | CUSIP: Y69790106<br>LEI: N/A | Long             | EC               | CORP              | CN        |    134000 | NS      | $1119614.75   | 4.18%             |  |  |  | No            |                  2 | On Loan: No      |
| SANY HEAVY INDUSTRY CO L /CNY/           | COMMON STOCK | CUSIP: Y75268105<br>LEI: N/A | Long             | EC               | CORP              | CN        |    298497 | NS      | $903677.05    | 3.38%             |  |  |  | No            |                  2 | On Loan: No      |
| SHANDONG HIMILE MECHANIC /CNH/           | COMMON STOCK | CUSIP: Y767AC109<br>LEI: N/A | Long             | EC               | CORP              | CN        |     86900 | NS      | $1053317.35   | 3.94%             |  |  |  | No            |                  2 | On Loan: No      |
| SHENZHEN INOVANCE TECHNO /CNH/           | COMMON STOCK | CUSIP: Y7744Z101<br>LEI: N/A | Long             | EC               | CORP              | CN        |     81954 | NS      | $883314.60    | 3.30%             |  |  |  | No            |                  2 | On Loan: No      |
| SHENZHOU INTERNATIONAL G /HKD/           | COMMON STOCK | CUSIP: G8087W101<br>LEI: N/A | Long             | EC               | CORP              | KY        |    117300 | NS      | $923881.71    | 3.45%             |  |  |  | No            |                  2 | On Loan: No      |
| SINO BIOPHARMACEUTICAL /HKD/             | COMMON STOCK | CUSIP: G8167W138<br>LEI: N/A | Long             | EC               | CORP              | KY        |    902500 | NS      | $716594.35    | 2.68%             |  |  |  | No            |                  2 | On Loan: No      |
| SUOFEIYA HOME COLLECTION /CNH/           | COMMON STOCK | CUSIP: Y29336107<br>LEI: N/A | Long             | EC               | CORP              | CN        |    447200 | NS      | $871683.86    | 3.26%             |  |  |  | No            |                  2 | On Loan: No      |
| TENCENT HOLDINGS LTD /HKD/               | COMMON STOCK | CUSIP: G87572163<br>LEI: N/A | Long             | EC               | CORP              | KY        |     17600 | NS      | $1353514.27   | 5.06%             |  |  |  | No            |                  2 | On Loan: No      |
| TRAVELSKY TECHNOLOGY /HKD/-H             | COMMON STOCK | CUSIP: Y8972V101<br>LEI: N/A | Long             | EC               | CORP              | CN        |    597000 | NS      | $788711.82    | 2.95%             |  |  |  | No            |                  2 | On Loan: No      |
| WEICHAI POWER CO LTD-H /HKD/             | COMMON STOCK | CUSIP: Y9531A109<br>LEI: N/A | Long             | EC               | CORP              | CN        |    420480 | NS      | $1017871.61   | 3.80%             |  |  |  | No            |                  2 | On Loan: No      |
| ZHEJIANG SUPOR COOKWARE /CNH/            | COMMON STOCK | CUSIP: Y98925103<br>LEI: N/A | Long             | EC               | CORP              | CN        |    137509 | NS      | $868244.39    | 3.24%             |  |  |  | No            |                  2 | On Loan: No      |

### Signature

**Date Signed:** 2026-02-26

**Name of Applicant:** GUINNESS ATKINSON FUNDS

**Signature:** /s/ Lyna Phan

**Name of Signer:** Lyna Phan

**Title:** Assistant Treasurer