# EDGAR Filing Document

**Accession Number:** 0001409765
**File Stem:** 0001409765-26-000005
**Filing Date:** 2026-4
**Character Count:** 15074
**Document Hash:** d28df519ab95722ac13e3d6d5df4288f
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001409765-26-000005.hdr.sgml**: 20260421

**ACCESSION NUMBER**: 0001409765-26-000005

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20260331

**FILED AS OF DATE**: 20260421

**DATE AS OF CHANGE**: 20260421

**EFFECTIVENESS DATE**: 20260421

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Guinness Atkinson Asset Management Inc
- **CENTRAL INDEX KEY:** 0001409765

**ORGANIZATION NAME:**
- **EIN:** 980534338
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-12657
- **FILM NUMBER:** 26877752

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVENUE, SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 818 716 2739

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVENUE, SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 03-31-2026

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Guinness Atkinson Asset Management Inc<br>**Address:** 251 SOUTH LAKE AVENUE SUITE 800<br>PASADENA, CA 91101

**Form 13F File Number:** 028-12657

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Bernadett Horvath<br>**Title:** Finance officer<br>**Phone:** 442070426571

**Signature, Place, and Date of Signing:**

/s/Bernadett Horvath  London, X0  04-21-2026<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 123

**Form 13F Information Table Value Total:** $200199942

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABBVIE INC | COM | 00287Y109 |  | 1180101 | 5426 | SH |  | SOLE |  | 5426 | 0 | 0 |
| ADOBE INC | COM | 00724F101 |  | 4547784 | 18709 | SH |  | SOLE |  | 18709 | 0 | 0 |
| AECOM | COM | 00766T100 |  | 700528 | 8259 | SH |  | SOLE |  | 8259 | 0 | 0 |
| AFLAC INC | COM | 001055102 |  | 2244228 | 20456 | SH |  | SOLE |  | 20456 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 |  | 527057 | 4201 | SH |  | SOLE |  | 4201 | 0 | 0 |
| ALLIANT ENERGY CORP | COM | 018802108 |  | 11123 | 155 | SH |  | SOLE |  | 155 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 5903607 | 20530 | SH |  | SOLE |  | 20530 | 0 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 314972 | 1098 | SH |  | SOLE |  | 1098 | 0 | 0 |
| AMAZON COM INC | COM | 023135106 |  | 6282256 | 30164 | SH |  | SOLE |  | 30164 | 0 | 0 |
| AMERESCO INC | CL A | 02361E108 |  | 325584 | 12768 | SH |  | SOLE |  | 12768 | 0 | 0 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 |  | 11535 | 88 | SH |  | SOLE |  | 88 | 0 | 0 |
| AMERICAN TOWER CORP | COM | 03027X100 |  | 10182 | 59 | SH |  | SOLE |  | 59 | 0 | 0 |
| AMETEK INC | COM | 031100100 |  | 5824590 | 27172 | SH |  | SOLE |  | 27172 | 0 | 0 |
| AMPHENOL CORP | CL A | 032095101 |  | 6597113 | 52213 | SH |  | SOLE |  | 52213 | 0 | 0 |
| ANALOG DEVICES INC | COM | 032654105 |  | 326412 | 1026 | SH |  | SOLE |  | 1026 | 0 | 0 |
| APPLE INC | COM | 037833100 |  | 5848083 | 23043 | SH |  | SOLE |  | 23043 | 0 | 0 |
| APPLIED MATLS INC | COM | 038222105 |  | 6059595 | 17729 | SH |  | SOLE |  | 17729 | 0 | 0 |
| APTIV PLC | COM SHS | G3265R107 |  | 812101 | 11695 | SH |  | SOLE |  | 11695 | 0 | 0 |
| AUTOHOME INC | SP ADS RP CL A | 05278C107 |  | 213651 | 12300 | SH |  | SOLE |  | 12300 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 6299 | 31 | SH |  | SOLE |  | 31 | 0 | 0 |
| AVERY DENNISON CORP | COM | 053611109 |  | 7771 | 45 | SH |  | SOLE |  | 45 | 0 | 0 |
| BAIDU INC | SPON ADR REP A | 056752108 |  | 1139047 | 10223 | SH |  | SOLE |  | 10223 | 0 | 0 |
| BAKER HUGHES COMPANY | CL A | 05722G100 |  | 377594 | 6185 | SH |  | SOLE |  | 6185 | 0 | 0 |
| BECTON DICKINSON  CO | COM | 075887109 |  | 6604 | 42 | SH |  | SOLE |  | 42 | 0 | 0 |
| BLACKROCK INC | COM | 09290D101 |  | 1006910 | 1047 | SH |  | SOLE |  | 1047 | 0 | 0 |
| BROADCOM INC | COM | 11135F101 |  | 8826297 | 28517 | SH |  | SOLE |  | 28517 | 0 | 0 |
| BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 |  | 5849 | 36 | SH |  | SOLE |  | 36 | 0 | 0 |
| BROOKFIELD INFRASTRUCTURE PA | LP INT UNIT | G16252101 |  | 11539 | 320 | SH |  | SOLE |  | 320 | 0 | 0 |
| CANADIAN NAT RES LTD MED TER | COM | 136385101 |  | 608634 | 12483 | SH |  | SOLE |  | 12483 | 0 | 0 |
| CANADIAN SOLAR INC | COM | 136635109 |  | 303301 | 21899 | SH |  | SOLE |  | 21899 | 0 | 0 |
| CARLISLE COS INC | COM | 142339100 |  | 543801 | 1630 | SH |  | SOLE |  | 1630 | 0 | 0 |
| CENOVUS ENERGY INC | COM | 15135U109 |  | 536453 | 20286 | SH |  | SOLE |  | 20286 | 0 | 0 |
| CHEVRON CORPORATION | COM | 166764100 |  | 735736 | 3556 | SH |  | SOLE |  | 3556 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 1169902 | 15078 | SH |  | SOLE |  | 15078 | 0 | 0 |
| CME GROUP INC | COM | 12572Q105 |  | 1091318 | 3695 | SH |  | SOLE |  | 3695 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 1166683 | 15341 | SH |  | SOLE |  | 15341 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 676632 | 5126 | SH |  | SOLE |  | 5126 | 0 | 0 |
| DANA INC | COM | 235825205 |  | 349489 | 10386 | SH |  | SOLE |  | 10386 | 0 | 0 |
| DANAHER CORP DEL | COM | 235851102 |  | 5752843 | 30342 | SH |  | SOLE |  | 30342 | 0 | 0 |
| DARLING INGREDIENTS INC | COM | 237266101 |  | 225629 | 3648 | SH |  | SOLE |  | 3648 | 0 | 0 |
| DEVON ENERGY CORP NEW | COM | 25179M103 |  | 512509 | 10185 | SH |  | SOLE |  | 10185 | 0 | 0 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 |  | 523946 | 2649 | SH |  | SOLE |  | 2649 | 0 | 0 |
| DIGITAL RLTY TR INC | COM | 253868103 |  | 11353 | 63 | SH |  | SOLE |  | 63 | 0 | 0 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 |  | 12177 | 93 | SH |  | SOLE |  | 93 | 0 | 0 |
| EATON CORP PLC | SHS | G29183103 |  | 2442528 | 6829 | SH |  | SOLE |  | 6829 | 0 | 0 |
| EMERSON ELEC CO | COM | 291011104 |  | 1003089 | 7656 | SH |  | SOLE |  | 7656 | 0 | 0 |
| ENBRIDGE INC | COM | 29250N105 |  | 378061 | 6983 | SH |  | SOLE |  | 6983 | 0 | 0 |
| ENPHASE ENERGY INC | COM | 29355A107 |  | 174531 | 4616 | SH |  | SOLE |  | 4616 | 0 | 0 |
| EOG RES INC | COM | 26875P101 |  | 517705 | 3581 | SH |  | SOLE |  | 3581 | 0 | 0 |
| EQUINIX INC | COM | 29444U700 |  | 12743 | 13 | SH |  | SOLE |  | 13 | 0 | 0 |
| ESSENTIAL UTILS INC | COM | 29670G102 |  | 11115 | 276 | SH |  | SOLE |  | 276 | 0 | 0 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 836084 | 4928 | SH |  | SOLE |  | 4928 | 0 | 0 |
| FACTSET RESH SYS INC | COM | 303075105 |  | 6293 | 29 | SH |  | SOLE |  | 29 | 0 | 0 |
| FIDELITY NATL FINL INC | COM SHS | 31620R303 |  | 6818 | 147 | SH |  | SOLE |  | 147 | 0 | 0 |
| FIRST SOLAR INC | COM | 336433107 |  | 669303 | 3393 | SH |  | SOLE |  | 3393 | 0 | 0 |
| GALLAGHER ARTHUR J  CO | COM | 363576109 |  | 1124267 | 5191 | SH |  | SOLE |  | 5191 | 0 | 0 |
| GENERAL MILLS INC | COM | 370334104 |  | 6365 | 171 | SH |  | SOLE |  | 171 | 0 | 0 |
| GENTHERM INC | COM | 37253A103 |  | 112342 | 4044 | SH |  | SOLE |  | 4044 | 0 | 0 |
| HALLIBURTON CO | COM | 406216101 |  | 466788 | 11972 | SH |  | SOLE |  | 11972 | 0 | 0 |
| HDFC BANK LTD | SPONSORED ADS | 40415F101 |  | 233872 | 9400 | SH |  | SOLE |  | 9400 | 0 | 0 |
| HELIX ENERGY SOLUTIONS GRP I | COM | 42330P107 |  | 104399 | 10556 | SH |  | SOLE |  | 10556 | 0 | 0 |
| HERSHEY CO | COM | 427866108 |  | 9147 | 44 | SH |  | SOLE |  | 44 | 0 | 0 |
| HUBBELL INC | COM | 443510607 |  | 1052147 | 2144 | SH |  | SOLE |  | 2144 | 0 | 0 |
| ILLINOIS TOOL WKS INC | COM | 452308109 |  | 1041941 | 4003 | SH |  | SOLE |  | 4003 | 0 | 0 |
| IMPERIAL OIL LTD | COM NEW | 453038408 |  | 568001 | 4338 | SH |  | SOLE |  | 4338 | 0 | 0 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 |  | 6155467 | 39137 | SH |  | SOLE |  | 39137 | 0 | 0 |
| INTUIT | COM | 461202103 |  | 4041888 | 9348 | SH |  | SOLE |  | 9348 | 0 | 0 |
| INVESCO LTD | SHS | G491BT108 |  | 7481 | 308 | SH |  | SOLE |  | 308 | 0 | 0 |
| ITRON INC | COM | 465741106 |  | 574528 | 6410 | SH |  | SOLE |  | 6410 | 0 | 0 |
| JD.COM INC | SPON ADS CL A | 47215P106 |  | 959192 | 32438 | SH |  | SOLE |  | 32438 | 0 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1183334 | 4841 | SH |  | SOLE |  | 4841 | 0 | 0 |
| KINDER MORGAN INC DEL | COM | 49456B101 |  | 398068 | 11872 | SH |  | SOLE |  | 11872 | 0 | 0 |
| KLA CORP | COM NEW | 482480100 |  | 6086943 | 4134 | SH |  | SOLE |  | 4134 | 0 | 0 |
| LAM RESEARCH CORP | COM NEW | 512807306 |  | 5563279 | 26038 | SH |  | SOLE |  | 26038 | 0 | 0 |
| LOCKHEED MARTIN CORP | COM | 539830109 |  | 10275 | 17 | SH |  | SOLE |  | 17 | 0 | 0 |
| MARSH  MCLENNAN COS INC | COM | 571748102 |  | 8039 | 44 | SH |  | SOLE |  | 44 | 0 | 0 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 |  | 6130828 | 12270 | SH |  | SOLE |  | 12270 | 0 | 0 |
| MEDTRONIC PLC | SHS | G5960L103 |  | 6627079 | 76481 | SH |  | SOLE |  | 76481 | 0 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 5494737 | 9604 | SH |  | SOLE |  | 9604 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 6872576 | 18566 | SH |  | SOLE |  | 18566 | 0 | 0 |
| MOBILEYE GLOBAL INC | COMMON CLASS A | 60741F104 |  | 41220 | 6000 | SH |  | SOLE |  | 6000 | 0 | 0 |
| MONDELEZ INTL INC | CL A | 609207105 |  | 1132972 | 19656 | SH |  | SOLE |  | 19656 | 0 | 0 |
| NETEASE COM INC | SPONSORED ADS | 64110W102 |  | 2337307 | 20880 | SH |  | SOLE |  | 20880 | 0 | 0 |
| NETFLIX INC. | COM | 64110L106 |  | 7239903 | 75298 | SH |  | SOLE |  | 75298 | 0 | 0 |
| NEXTERA ENERGY INC | COM | 65339F101 |  | 1102764 | 11873 | SH |  | SOLE |  | 11873 | 0 | 0 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 6171842 | 35389 | SH |  | SOLE |  | 35389 | 0 | 0 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 |  | 858310 | 4360 | SH |  | SOLE |  | 4360 | 0 | 0 |
| OMNICOM GROUP INC | COM | 681919106 |  | 7531 | 100 | SH |  | SOLE |  | 100 | 0 | 0 |
| ON SEMICONDUCTOR CORP | COM | 682189105 |  | 183159 | 2958 | SH |  | SOLE |  | 2958 | 0 | 0 |
| ORMAT TECHNOLOGIES INC | COM | 686688102 |  | 826641 | 7386 | SH |  | SOLE |  | 7386 | 0 | 0 |
| OTIS WORLDWIDE CORP | COM | 68902V107 |  | 985159 | 12781 | SH |  | SOLE |  | 12781 | 0 | 0 |
| OWENS CORNING NEW | COM | 690742101 |  | 468376 | 4328 | SH |  | SOLE |  | 4328 | 0 | 0 |
| PAYCHEX INC | COM | 704326107 |  | 1146341 | 12444 | SH |  | SOLE |  | 12444 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 1106597 | 7126 | SH |  | SOLE |  | 7126 | 0 | 0 |
| POWER INTEGRATIONS INC | COM | 739276103 |  | 165274 | 3228 | SH |  | SOLE |  | 3228 | 0 | 0 |
| PRICE T ROWE GROUP INC | COM | 74144T108 |  | 7121 | 79 | SH |  | SOLE |  | 79 | 0 | 0 |
| PROCTER  GAMBLE CO | COM | 742718109 |  | 1039390 | 7196 | SH |  | SOLE |  | 7196 | 0 | 0 |
| PROLOGIS INC. | COM | 74340W103 |  | 11632 | 88 | SH |  | SOLE |  | 88 | 0 | 0 |
| QUALCOMM INC | COM | 747525103 |  | 1214009 | 9427 | SH |  | SOLE |  | 9427 | 0 | 0 |
| QUANTA SVCS INC | COM | 74762E102 |  | 406275 | 740 | SH |  | SOLE |  | 740 | 0 | 0 |
| ROPER TECHNOLOGIES INC | COM | 776696106 |  | 6429282 | 18169 | SH |  | SOLE |  | 18169 | 0 | 0 |
| SALESFORCE INC | COM | 79466L302 |  | 6067522 | 32504 | SH |  | SOLE |  | 32504 | 0 | 0 |
| SBA COMMUNICATIONS CORP | CL A | 78410G104 |  | 9638 | 56 | SH |  | SOLE |  | 56 | 0 | 0 |
| SENSATA TECHNOLOGIES HLDG PL | SHS | G8060N102 |  | 885642 | 25146 | SH |  | SOLE |  | 25146 | 0 | 0 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 |  | 106350 | 1986 | SH |  | SOLE |  | 1986 | 0 | 0 |
| SLB LIMITED | COM STK | 806857108 |  | 447864 | 8715 | SH |  | SOLE |  | 8715 | 0 | 0 |
| SUNCOR ENERGY INC NEW | COM | 867224107 |  | 598702 | 9055 | SH |  | SOLE |  | 9055 | 0 | 0 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 |  | 8679908 | 25684 | SH |  | SOLE |  | 25684 | 0 | 0 |
| TC ENERGY CORP | COM | 87807B107 |  | 362439 | 5800 | SH |  | SOLE |  | 5800 | 0 | 0 |
| TE CONNECTIVITY PLC | ORD SHS | G87052109 |  | 293673 | 1405 | SH |  | SOLE |  | 1405 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 275095 | 740 | SH |  | SOLE |  | 740 | 0 | 0 |
| TEXAS INSTRS INC | COM | 882508104 |  | 1103103 | 5682 | SH |  | SOLE |  | 5682 | 0 | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 |  | 6066955 | 12343 | SH |  | SOLE |  | 12343 | 0 | 0 |
| TRACTOR SUPPLY CO | COM | 892356106 |  | 7157 | 158 | SH |  | SOLE |  | 158 | 0 | 0 |
| TRANE TECHNOLOGIES PLC | SHS | G8994E103 |  | 927663 | 2226 | SH |  | SOLE |  | 2226 | 0 | 0 |
| UNION PAC CORP | COM | 907818108 |  | 11161 | 46 | SH |  | SOLE |  | 46 | 0 | 0 |
| VALERO ENERGY CORP | COM | 91913Y100 |  | 772619 | 3127 | SH |  | SOLE |  | 3127 | 0 | 0 |
| VENTAS INC | COM | 92276F100 |  | 12431 | 152 | SH |  | SOLE |  | 152 | 0 | 0 |
| VISA INC | COM CL A | 92826C839 |  | 6032408 | 19959 | SH |  | SOLE |  | 19959 | 0 | 0 |
| WATERS CORP | COM | 941848103 |  | 1489 | 5 | SH |  | SOLE |  | 5 | 0 | 0 |
| WEC ENERGY GROUP INC | COM | 92939U106 |  | 11345 | 98 | SH |  | SOLE |  | 98 | 0 | 0 |
| WELLTOWER INC | COM | 95040Q104 |  | 11863 | 60 | SH |  | SOLE |  | 60 | 0 | 0 |
| WILLIAMS COS INC | COM | 969457100 |  | 393740 | 5410 | SH |  | SOLE |  | 5410 | 0 | 0 |

---