# EDGAR Filing Document

**Accession Number:** 0001425355
**File Stem:** 0001654954-25-013935
**Filing Date:** 2025-12
**Character Count:** 7628
**Document Hash:** f5b94c3edec1e421fb842bdcbf4648ba
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001654954-25-013935.hdr.sgml**: 20251215

**ACCESSION NUMBER**: 0001654954-25-013935

**CONFORMED SUBMISSION TYPE**: 8-K

**PUBLIC DOCUMENT COUNT**: 14

**CONFORMED PERIOD OF REPORT**: 20251213

**ITEM INFORMATION**: Other Events

**FILED AS OF DATE**: 20251215

**DATE AS OF CHANGE**: 20251215

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** SUI Group Holdings Ltd.
- **CENTRAL INDEX KEY:** 0001425355
- **STANDARD INDUSTRIAL CLASSIFICATION:** FINANCE SERVICES [6199]
- **ORGANIZATION NAME:** 09 Crypto Assets
- **EIN:** 900316651
- **STATE OF INCORPORATION:** MN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 8-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-41472
- **FILM NUMBER:** 251570120

**BUSINESS ADDRESS:**
- **STREET 1:** 1907 WAYZATA BOULEVARD
- **STREET 2:** SUITE 205
- **CITY:** WAYZATA
- **STATE:** MN
- **ZIP:** 55391
- **BUSINESS PHONE:** (952) 479-1923

**MAIL ADDRESS:**
- **STREET 1:** 1907 WAYZATA BOULEVARD
- **STREET 2:** SUITE 205
- **CITY:** WAYZATA
- **STATE:** MN
- **ZIP:** 55391

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Mill City Ventures III, Ltd
- **DATE OF NAME CHANGE:** 20121213

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** POKER MAGIC INC
- **DATE OF NAME CHANGE:** 20080129

?xml version='1.0' encoding='ASCII'? suig_8k.htm

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 8-K**

**CURRENT REPORT**

**Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934**

**Date of Report (Date of earliest event reported): December 13, 2025**

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| |
|:---|
| **SUI GROUP HOLDINGS LIMITED** |
| **(Exact name of registrant as specified in its charter)** |

---

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| | | |
|:---|:---|:---|
| **Minnesota** | **001-41472** | **90-0316651** |
| **(State or other jurisdiction**<br>**of incorporation)** | **(Commission**<br>**File Number)** | **(I.R.S. Employer**<br>**Identification No.)** |

---

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| | |
|:---|:---|
| **1907 Wayzata Blvd, Suite #205, Wayzata, MN** | **55391** |
| **(Address of principal executive offices)** | **(Zip Code)** |

---

**(952) 479-1923**

**(Registrant's telephone number, including area code)**

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (*see* General Instruction A.2):

☐&nbsp;&nbsp;&nbsp;&nbsp; Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐&nbsp;&nbsp;&nbsp;&nbsp; Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐&nbsp;&nbsp;&nbsp;&nbsp; Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐&nbsp;&nbsp;&nbsp;&nbsp; Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

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| | | |
|:---|:---|:---|
| **Title of each class** | **Trading**<br>**symbol(s)** | **Name of each exchange**<br>**on which registered** |
| Common Stock, $.01 par value per share | SUIG | The Nasdaq Stock Market LLC  |

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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

☐ Emerging growth company

☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

**Item 8.01 OTHER EVENTS**

**<u>Appointment of Board Member Dana Wagner to the Corporate Governance and Nominating and Compensation Committees of the Board of Directors</u>**

On December 13, 2025, the Board of Directors (the "<u>Board</u>") of Sui Group Holdings Limited (the "<u>Company</u>") appointed independent Board member Dana Wagner to serve as a member of the Board's Compensation Committee, and the Board's Corporate Governance and Nominating Committee.

The Board determined that Mr. Wagner has appropriate experience and background in accordance with the requirements of Nasdaq Stock Market LLC ("<u>Nasdaq</u>") Listing Rule 5605. The Board determined that Mr. Wagner is "independent" in accordance with the compensation committee requirements of Nasdaq Listing Rule 5605.

Mr. Wagner joined the Company's Board on July 27, 2025.

Mr. Wagner was not appointed as member of the Compensation Committee or Corporate Governance and Nominating Committee pursuant to any arrangement or understanding with any other person. Mr. Wagner does not have any family relationships with any executive officer or director of the Company or with the Company's independent registered public accounting firm, Boulay PLLP, and he is not a party to any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K.

A description of Mr. Wagner's existing compensatory arrangement is provided in the section titled "Executive and Director Compensation" in the Company's Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on August 26, 2025.

**<u>Corporate Governance and Nominating</u>**<u>**Committee and Compensation Committee Composition**</u>

Mr. Wagner's appointment to the Compensation Committee fills a previously disclosed vacancy on the Compensation Committee, resulting in a Compensation Committee comprised of two qualified members.

Mr. Wagner's appointment to the Corporate Governance and Nominating Committee also fills a previously disclosed vacancy on the Corporate Governance and Nominating Committee, resulting in a Corporate Governance and Nominating Committee comprised of two qualified members.

As previously reported, on July 22, 2025, the Company received a letter (the "<u>Letter</u>") from Nasdaq notifying the Company that it was not in compliance with Nasdaq's committee requirements as set forth in Nasdaq Listing Rule 5605 as a result of the unexpected passing of a former Board member, resulting in a Compensation Committee comprised of only one qualified director and a Corporate Governance and Nominating Committee comprised of only one qualified director. Nasdaq Listing Rule 5605 requires, among other things, that each listed company must have a compensation committee comprised of at least two members, each of whom must meet certain independence and other qualifications as set forth in such rule.

In the Letter, Nasdaq indicated that it would provide the Company with a cure period—prior to the Company's next annual shareholder meeting or July 9, 2026; or if the next annual shareholder meeting is held before January 5, 2026, then no later than January 5, 2026— in order to regain compliance.

Please refer to the Company's Current Reports on Form 8-K dated July 22, 2025, and July 27, 2025, for additional information.

2<br>

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| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| 104 | Cover Page Interactive Data File (formatted as inline XBRL) |

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3<br>

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

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| | | |
|:---|:---|:---|
|  | SUI GROUP HOLDINGS LIMITED | SUI GROUP HOLDINGS LIMITED |
| Date: December 15, 2025 | By: | /s/ Douglas M. Polinsky |
|  |  | Douglas M. Polinsky |
|  |  | Chief Executive Officer |

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4<br>