# EDGAR Filing Document

**Accession Number:** 0001329377
**File Stem:** 0001752724-23-035280
**Filing Date:** 2023-2
**Character Count:** 40674
**Document Hash:** e93d2364fc5758501ac093aef569f747
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001752724-23-035280.hdr.sgml**: 20230223

**ACCESSION NUMBER**: 0001752724-23-035280

**CONFORMED SUBMISSION TYPE**: NPORT-P

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20221230

**FILED AS OF DATE**: 20230223

**DATE AS OF CHANGE**: 20230223

**PERIOD START**: 20221231

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** FIRST TRUST EXCHANGE-TRADED FUND
- **CENTRAL INDEX KEY:** 0001329377
- **IRS NUMBER:** 000000000

**FILING VALUES:**
- **FORM TYPE:** NPORT-P
- **SEC ACT:** 1940 Act
- **SEC FILE NUMBER:** 811-21774
- **FILM NUMBER:** 23657241

**BUSINESS ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187
- **BUSINESS PHONE:** 630-765-8000

**MAIL ADDRESS:**
- **STREET 1:** 120 EAST LIBERTY DRIVE, SUITE 400
- **CITY:** WHEATON
- **STATE:** IL
- **ZIP:** 60187

## Series and Classes Contracts Data

### First Trust NASDAQ-100 Equal Weighted Index Fund (Series ID: S000011047)

| Class ID   | Class Name                                       | Ticker Symbol   |
|:---|:---|:---|
| C000030477 | First Trust NASDAQ-100 Equal Weighted Index Fund | QQEW            |

## Form NPORT-P: Monthly Portfolio Investments Report

### NPORT-P: Part A: General Information

**Item A.1. Information about the Registrant.**

- **a. Name of Registrant:** First Trust Exchange-Traded Fund

- **b. Investment Company Act file number:** 811-21774

- **c. CIK number of Registrant:** 0001329377

- **d. LEI of Registrant:** 549300MZB4XDLRWOC672

- **e. Address and telephone number of Registrant.**

  - **Street Address 1:** 120 East Liberty Drive

  - **City:** Wheaton

  - **State:** IL

  - **Foreign country:** US

  - **Zip / Postal Code:** 60187

  - **Telephone number:** 630-765-8000

**Item A.2. Information about the Series.**

- **a. Name of Series:** First Trust NASDAQ-100 Equal Weighted Index Fund

- **b. EDGAR series identifier (if any):** S000011047

- **c. LEI of Series:** 549300RLZFKPLYN7OU15

**Item A.3. Reporting period.**

- **a. Date of fiscal year-end:** 2022-12-31

- **b. Date as of which information is reported:** 2022-12-30

**Item A.4. Final filing**

Does the Fund anticipate that this will be its final filing on Form N-PORT? **No**

### Fund Information

**Total Assets:** $1117425940.55

**Total Liabilities:** $30971512.30

**Net Assets:** $1086454428.25

**Cash Not Reported:** $597541.20

**Monthly Return Information**

| Class               | Month 1 Return (%)   | Month 2 Return (%)   | Month 3 Return (%)   |
|:---|:---|:---|:---|
| Class ID C000030477 | 5.99%                | 7.28%                | -6.60%               |

**Monthly Gains & Losses**

| Period   | Net Realized Gain/Loss   | Net Unrealized Appreciation/Depreciation   |
|:---|:---|:---|
| Month 1  | $1037511.37              | $61554401.49                               |
| Month 2  | $-12236756.71            | $94117469.74                               |
| Month 3  | $-22456950.37            | $-59264536.34                              |

### Schedule of Portfolio Investments

| Name                                                     | Title                                                    | Identifiers                                   | Payoff Profile   | Asset Category   | Issuer Category   | Country   |   Balance | Units   | Value (USD)   | % of Net Assets   | Maturity Date   | Coupon Type   | Annualized Rate (%)   | Restricted?   |   Fair Value Level | Lending Status   |
|:---|:---|:---|:---|:---|:---|:---|---:|:---|:---|:---|:---|:---|:---|:---|---:|:---|
| Cadence Design Systems Inc                               | Cadence Design Systems Inc                               | CUSIP: 127387108<br>LEI: GCT7RXJOGLXPV0NXZY22 | Long             | EC               | CORP              | US        |     68064 | NS      | $10933800.96  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Micron Technology Inc                                    | Micron Technology Inc                                    | CUSIP: 595112103<br>LEI: B3DXGBC8GAIYWI2Z0172 | Long             | EC               | CORP              | US        |    212303 | NS      | $10610903.94  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Cognizant Technology Solutions                           | Cognizant Technology Solutions Corp                      | CUSIP: 192446102<br>LEI: 5493006IEVQEFQO40L83 | Long             | EC               | CORP              | US        |    200114 | NS      | $11444519.66  | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Rivian Automotive Inc                                    | Rivian Automotive Inc                                    | CUSIP: 76954A103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    484382 | NS      | $8927160.26   | 0.82%             |  |  |  | No            |                  1 | On Loan: No      |
| Keurig Dr Pepper Inc                                     | Keurig Dr Pepper Inc                                     | CUSIP: 49271V100<br>LEI: DYTQ8KRTKO7Y2BVU5K74 | Long             | EC               | CORP              | US        |    308855 | NS      | $11013769.30  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Tesla Inc                                                | Tesla Inc                                                | CUSIP: 88160R101<br>LEI: 54930043XZGB27CTOV49 | Long             | EC               | CORP              | US        |     72889 | NS      | $8978467.02   | 0.83%             |  |  |  | No            |                  1 | On Loan: No      |
| IDEXX Laboratories Inc                                   | IDEXX Laboratories Inc                                   | CUSIP: 45168D104<br>LEI: OGMTXK0LUU1HKV2P0J84 | Long             | EC               | CORP              | US        |     27095 | NS      | $11053676.20  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Ross Stores Inc                                          | Ross Stores Inc                                          | CUSIP: 778296103<br>LEI: 549300ENZFLPGRDFZQ60 | Long             | EC               | CORP              | US        |     97461 | NS      | $11312298.27  | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Autodesk Inc                                             | Autodesk Inc                                             | CUSIP: 052769106<br>LEI: FRKKVKAIQEF3FCSTPG55 | Long             | EC               | CORP              | US        |     57713 | NS      | $10784828.31  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Enphase Energy Inc                                       | Enphase Energy Inc                                       | CUSIP: 29355A107<br>LEI: 5493008U7KIGMI59Z314 | Long             | EC               | CORP              | US        |     36364 | NS      | $9635005.44   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Walgreens Boots Alliance Inc                             | Walgreens Boots Alliance Inc                             | CUSIP: 931427108<br>LEI: 549300RPTUOIXG4LIH86 | Long             | EC               | CORP              | US        |    284660 | NS      | $10634897.60  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Crowdstrike Holdings Inc                                 | Crowdstrike Holdings Inc                                 | CUSIP: 22788C105<br>LEI: 549300YBY08K9KM4HX32 | Long             | EC               | CORP              | US        |     98520 | NS      | $10373170.80  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuit Inc                                               | Intuit Inc                                               | CUSIP: 461202103<br>LEI: VI90HBPH7XSFMB9E4M29 | Long             | EC               | CORP              | US        |     28781 | NS      | $11202140.82  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Moderna Inc                                              | Moderna Inc                                              | CUSIP: 60770K107<br>LEI: 549300EI6OKH5K5Q2G38 | Long             | EC               | CORP              | US        |     57290 | NS      | $10290429.80  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| Palo Alto Networks Inc                                   | Palo Alto Networks Inc                                   | CUSIP: 697435105<br>LEI: 549300QXR2YVZV231H43 | Long             | EC               | CORP              | US        |     73028 | NS      | $10190327.12  | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Adobe Inc                                                | Adobe Inc                                                | CUSIP: 00724F101<br>LEI: FU4LY2G4933NH2E1CP29 | Long             | EC               | CORP              | US        |     32428 | NS      | $10912994.84  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Dexcom Inc                                               | Dexcom Inc                                               | CUSIP: 252131107<br>LEI: 549300YSK3QDSFR5EU59 | Long             | EC               | CORP              | US        |     96497 | NS      | $10927320.28  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| PepsiCo Inc                                              | PepsiCo Inc                                              | CUSIP: 713448108<br>LEI: FJSUNZKFNQ5YPJ5OT455 | Long             | EC               | CORP              | US        |     61520 | NS      | $11114203.20  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Activision Blizzard Inc                                  | Activision Blizzard Inc                                  | CUSIP: 00507V109<br>LEI: 549300TPQQDBP9GNOF40 | Long             | EC               | CORP              | US        |    144558 | NS      | $11065914.90  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Microchip Technology Inc                                 | Microchip Technology Inc                                 | CUSIP: 595017104<br>LEI: 5493007PTFULNYZJ1R12 | Long             | EC               | CORP              | US        |    152356 | NS      | $10703009.00  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Marriott International Inc/MD                            | Marriott International Inc/MD                            | CUSIP: 571903202<br>LEI: 225YDZ14ZO8E1TXUSU86 | Long             | EC               | CORP              | US        |     72003 | NS      | $10720526.67  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Texas Instruments Inc                                    | Texas Instruments Inc                                    | CUSIP: 882508104<br>LEI: WDJNR2L6D8RWOEB8T652 | Long             | EC               | CORP              | US        |     65531 | NS      | $10827031.82  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Dollar Tree Inc                                          | Dollar Tree Inc                                          | CUSIP: 256746108<br>LEI: 549300PMSTQITB1WHR43 | Long             | EC               | CORP              | US        |     77275 | NS      | $10929776.00  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Intel Corp                                               | Intel Corp                                               | CUSIP: 458140100<br>LEI: KNX4USFCNGPY45LOCE31 | Long             | EC               | CORP              | US        |    414862 | NS      | $10964802.66  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Lucid Group Inc                                          | Lucid Group Inc                                          | CUSIP: 549498103<br>LEI: N/A                  | Long             | EC               | CORP              | US        |   1518349 | NS      | $10370323.67  | 0.95%             |  |  |  | No            |                  1 | On Loan: —       |
| Honeywell International Inc                              | Honeywell International Inc                              | CUSIP: 438516106<br>LEI: ISRPG12PN4EIEOEMW547 | Long             | EC               | CORP              | US        |     52991 | NS      | $11355971.30  | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Amgen Inc                                                | Amgen Inc                                                | CUSIP: 031162100<br>LEI: 62QBXGPJ34PQ72Z12S66 | Long             | EC               | CORP              | US        |     41467 | NS      | $10890892.88  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Xcel Energy Inc                                          | Xcel Energy Inc                                          | CUSIP: 98389B100<br>LEI: LGJNMI9GH8XIDG5RCM61 | Long             | EC               | CORP              | US        |    158772 | NS      | $11131504.92  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Illumina Inc                                             | Illumina Inc                                             | CUSIP: 452327109<br>LEI: SQ95QG8SR5Q56LSNF682 | Long             | EC               | CORP              | US        |     55220 | NS      | $11165484.00  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Zscaler Inc                                              | Zscaler Inc                                              | CUSIP: 98980G102<br>LEI: 529900MZ0RTK1BWRNF46 | Long             | EC               | CORP              | US        |     97148 | NS      | $10870861.20  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Marvell Technology Inc                                   | Marvell Technology Inc                                   | CUSIP: 573874104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    285366 | NS      | $10569956.64  | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Zoom Video Communications Inc                            | Zoom Video Communications Inc                            | CUSIP: 98980L101<br>LEI: 549300T9GCHU0ODOM055 | Long             | EC               | CORP              | US        |    157357 | NS      | $10659363.18  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Lam Research Corp                                        | Lam Research Corp                                        | CUSIP: 512807108<br>LEI: 549300I4GMO6D34U1T02 | Long             | EC               | CORP              | US        |     25014 | NS      | $10513384.20  | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| O'Reilly Automotive Inc                                  | O'Reilly Automotive Inc                                  | CUSIP: 67103H107<br>LEI: 549300K2RLMQL149Q332 | Long             | EC               | CORP              | US        |     13594 | NS      | $11473743.82  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Regeneron Pharmaceuticals Inc                            | Regeneron Pharmaceuticals Inc                            | CUSIP: 75886F107<br>LEI: 549300RCBFWIRX3HYQ56 | Long             | EC               | CORP              | US        |     15212 | NS      | $10975305.88  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Sirius XM Holdings Inc                                   | Sirius XM Holdings Inc                                   | CUSIP: 82968B103<br>LEI: 54930055RWDMVXAGZK98 | Long             | EC               | CORP              | US        |   1858637 | NS      | $10854440.08  | 1.00%             |  |  |  | No            |                  1 | On Loan: —       |
| Broadcom Inc                                             | Broadcom Inc                                             | CUSIP: 11135F101<br>LEI: 549300WV6GIDOZJTV909 | Long             | EC               | CORP              | US        |     19974 | NS      | $11168062.62  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Seagen Inc                                               | Seagen Inc                                               | CUSIP: 81181C104<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     85136 | NS      | $10940827.36  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Meta Platforms Inc                                       | Meta Platforms Inc                                       | CUSIP: 30303M102<br>LEI: BQ4BKCS1HXDV9HN80Z93 | Long             | EC               | CORP              | US        |     92009 | NS      | $11072363.06  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| QUALCOMM Inc                                             | QUALCOMM Inc                                             | CUSIP: 747525103<br>LEI: H1J8DDZKZP6H7RWC0H53 | Long             | EC               | CORP              | US        |     96927 | NS      | $10656154.38  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Intuitive Surgical Inc                                   | Intuitive Surgical Inc                                   | CUSIP: 46120E602<br>LEI: 54930052SRG011710797 | Long             | EC               | CORP              | US        |     42009 | NS      | $11147088.15  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Diamondback Energy Inc                                   | Diamondback Energy Inc                                   | CUSIP: 25278X109<br>LEI: 549300R22LSX6OHWEN64 | Long             | EC               | CORP              | US        |     82233 | NS      | $11247829.74  | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Cisco Systems Inc                                        | Cisco Systems Inc                                        | CUSIP: 17275R102<br>LEI: 549300LKFJ962MZ46593 | Long             | EC               | CORP              | US        |    232553 | NS      | $11078824.92  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Fiserv Inc                                               | Fiserv Inc                                               | CUSIP: 337738108<br>LEI: GI7UBEJLXYLGR2C7GV83 | Long             | EC               | CORP              | US        |    112644 | NS      | $11384929.08  | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Vertex Pharmaceuticals Inc                               | Vertex Pharmaceuticals Inc                               | CUSIP: 92532F100<br>LEI: 54930015RAQRRZ5ZGJ91 | Long             | EC               | CORP              | US        |     36224 | NS      | $10460766.72  | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Atlassian Corp                                           | Atlassian Corp                                           | CUSIP: 049468101<br>LEI: 549300V7ZY5P02D2MY38 | Long             | EC               | CORP              | US        |     75442 | NS      | $9707876.56   | 0.89%             |  |  |  | No            |                  1 | On Loan: No      |
| Monster Beverage Corp                                    | Monster Beverage Corp                                    | CUSIP: 61174X109<br>LEI: 52990090AP0E7HCB6F33 | Long             | EC               | CORP              | US        |    110827 | NS      | $11252265.31  | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Cintas Corp                                              | Cintas Corp                                              | CUSIP: 172908105<br>LEI: N/A                  | Long             | EC               | CORP              | US        |     24972 | NS      | $11277854.64  | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| PayPal Holdings Inc                                      | PayPal Holdings Inc                                      | CUSIP: 70450Y103<br>LEI: 5493005X2GO78EFZ3E94 | Long             | EC               | CORP              | US        |    160583 | NS      | $11436721.26  | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Constellation Energy Corp                                | Constellation Energy Corp                                | CUSIP: 21037T109<br>LEI: 549300F8Y20RYGNGV346 | Long             | EC               | CORP              | US        |    127023 | NS      | $10950652.83  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                             | Alphabet Inc                                             | CUSIP: 02079K107<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     60861 | NS      | $5400196.53   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| Verisk Analytics Inc                                     | Verisk Analytics Inc                                     | CUSIP: 92345Y106<br>LEI: 549300I1YSWNIRKBWP67 | Long             | EC               | CORP              | US        |     62445 | NS      | $11016546.90  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Booking Holdings Inc                                     | Booking Holdings Inc                                     | CUSIP: 09857L108<br>LEI: FXM8FAOHMYDIPD38UZ17 | Long             | EC               | CORP              | US        |      5669 | NS      | $11424622.32  | 1.05%             |  |  |  | No            |                  1 | On Loan: No      |
| Mondelez International Inc                               | Mondelez International Inc                               | CUSIP: 609207105<br>LEI: 549300DV9GIB88LZ5P30 | Long             | EC               | CORP              | US        |    167861 | NS      | $11187935.65  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Warner Bros Discovery Inc                                | Warner Bros Discovery Inc                                | CUSIP: 934423104<br>LEI: 5493006ZCRFWKF6B1K26 | Long             | EC               | CORP              | US        |   1122568 | NS      | $10641944.64  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Costco Wholesale Corp                                    | Costco Wholesale Corp                                    | CUSIP: 22160K105<br>LEI: 29DX7H14B9S6O3FD6V18 | Long             | EC               | CORP              | US        |     24035 | NS      | $10971977.50  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Charter Communications Inc                               | Charter Communications Inc                               | CUSIP: 16119P108<br>LEI: 0J0XRGZE3PBRFEZ7MV65 | Long             | EC               | CORP              | US        |     36148 | NS      | $12257786.80  | 1.13%             |  |  |  | No            |                  1 | On Loan: No      |
| Applied Materials Inc                                    | Applied Materials Inc                                    | CUSIP: 038222105<br>LEI: 41BNNE1AFPNAZELZ6K07 | Long             | EC               | CORP              | US        |    105320 | NS      | $10256061.60  | 0.94%             |  |  |  | No            |                  1 | On Loan: No      |
| Biogen Inc                                               | Biogen Inc                                               | CUSIP: 09062X103<br>LEI: W8J5WZB5IY3K0NDQT671 | Long             | EC               | CORP              | US        |     38940 | NS      | $10783264.80  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Electronic Arts Inc                                      | Electronic Arts Inc                                      | CUSIP: 285512109<br>LEI: 549300O7A67PUEYKDL45 | Long             | EC               | CORP              | US        |     91665 | NS      | $11199629.70  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Fortinet Inc                                             | Fortinet Inc                                             | CUSIP: 34959E109<br>LEI: 549300O0QJWDBAS0QX03 | Long             | EC               | CORP              | US        |    212229 | NS      | $10375875.81  | 0.96%             |  |  |  | No            |                  1 | On Loan: No      |
| Exelon Corp                                              | Exelon Corp                                              | CUSIP: 30161N101<br>LEI: 3SOUA6IRML7435B56G12 | Long             | EC               | CORP              | US        |    269217 | NS      | $11638250.91  | 1.07%             |  |  |  | No            |                  1 | On Loan: No      |
| Apple Inc                                                | Apple Inc                                                | CUSIP: 037833100<br>LEI: HWUPKR0MPOU8FGXBT394 | Long             | EC               | CORP              | US        |     82001 | NS      | $10654389.93  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Advanced Micro Devices Inc                               | Advanced Micro Devices Inc                               | CUSIP: 007903107<br>LEI: R2I72C950HOYXII45366 | Long             | EC               | CORP              | US        |    169594 | NS      | $10984603.38  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| CoStar Group Inc                                         | CoStar Group Inc                                         | CUSIP: 22160N109<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    141462 | NS      | $10932183.36  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Pinduoduo Inc                                            | Pinduoduo Inc                                            | CUSIP: 722304102<br>LEI: 5493000573DS7005T657 | Long             | EC               | CORP              | CN        |    126296 | NS      | $10299438.80  | 0.95%             |  |  |  | No            |                  1 | On Loan: No      |
| ASML Holding NV                                          | ASML Holding NV                                          | CUSIP: 000000000<br>LEI: 724500Y6DUVHQD6OXN27 | Long             | EC               | CORP              | NL        |     19417 | NS      | $10609448.80  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Paychex Inc                                              | Paychex Inc                                              | CUSIP: 704326107<br>LEI: 529900K900DW6SUBM174 | Long             | EC               | CORP              | US        |     95370 | NS      | $11020957.20  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Netflix Inc                                              | Netflix Inc                                              | CUSIP: 64110L106<br>LEI: 549300Y7VHGU0I7CE873 | Long             | EC               | CORP              | US        |     37612 | NS      | $11091026.56  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Gilead Sciences Inc                                      | Gilead Sciences Inc                                      | CUSIP: 375558103<br>LEI: 549300WTZWR07K8MNV44 | Long             | EC               | CORP              | US        |    127666 | NS      | $10960126.10  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Amazon.com Inc                                           | Amazon.com Inc                                           | CUSIP: 023135106<br>LEI: ZXTILKJKG63JELOEG630 | Long             | EC               | CORP              | US        |    126005 | NS      | $10584420.00  | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Starbucks Corp                                           | Starbucks Corp                                           | CUSIP: 855244109<br>LEI: OQSJ1DU9TAOC51A47K68 | Long             | EC               | CORP              | US        |    112241 | NS      | $11134307.20  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| NVIDIA Corp                                              | NVIDIA Corp                                              | CUSIP: 67066G104<br>LEI: 549300S4KLFTLO7GSQ80 | Long             | EC               | CORP              | US        |     66731 | NS      | $9752068.34   | 0.90%             |  |  |  | No            |                  1 | On Loan: No      |
| Microsoft Corp                                           | Microsoft Corp                                           | CUSIP: 594918104<br>LEI: INR2EJN1ERAN0W5ZP974 | Long             | EC               | CORP              | US        |     45113 | NS      | $10818999.66  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| KLA Corp                                                 | KLA Corp                                                 | CUSIP: 482480100<br>LEI: 549300H0BF5JCG96TJ81 | Long             | EC               | CORP              | US        |     28763 | NS      | $10844513.89  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Copart Inc                                               | Copart Inc                                               | CUSIP: 217204106<br>LEI: 549300KVYX3JWMYEHU61 | Long             | EC               | CORP              | US        |    183086 | NS      | $11148106.54  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| NXP Semiconductors NV                                    | NXP Semiconductors NV                                    | CUSIP: 000000000<br>LEI: 724500M9BY5293JDF951 | Long             | EC               | CORP              | NL        |     67645 | NS      | $10689939.35  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Analog Devices Inc                                       | Analog Devices Inc                                       | CUSIP: 032654105<br>LEI: GYVOE5EZ4GDAVTU4CQ61 | Long             | EC               | CORP              | US        |     66404 | NS      | $10892248.12  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| MercadoLibre Inc                                         | MercadoLibre Inc                                         | CUSIP: 58733R102<br>LEI: 549300DKPDN9M5S8GB14 | Long             | EC               | CORP              | UY        |     13159 | NS      | $11135672.16  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Lululemon Athletica Inc                                  | Lululemon Athletica Inc                                  | CUSIP: 550021109<br>LEI: 549300D9GZ4BMLDW5T40 | Long             | EC               | CORP              | CA        |     34326 | NS      | $10997363.88  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Kraft Heinz Co/The                                       | Kraft Heinz Co/The                                       | CUSIP: 500754106<br>LEI: 9845007488EC87F5AF14 | Long             | EC               | CORP              | US        |    278720 | NS      | $11346691.20  | 1.04%             |  |  |  | No            |                  1 | On Loan: No      |
| Synopsys Inc                                             | Synopsys Inc                                             | CUSIP: 871607107<br>LEI: QG7T915N9S0NY5UKNE63 | Long             | EC               | CORP              | US        |     33683 | NS      | $10754645.07  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| JD.com Inc                                               | JD.com Inc                                               | CUSIP: 47215P106<br>LEI: 549300HVTWB0GJZ16V92 | Long             | EC               | CORP              | CN        |    192234 | NS      | $10790094.42  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| ANSYS Inc                                                | ANSYS Inc                                                | CUSIP: 03662Q105<br>LEI: 549300VJV8H15Z5FJ571 | Long             | EC               | CORP              | US        |     45580 | NS      | $11011672.20  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| T-Mobile US Inc                                          | T-Mobile US Inc                                          | CUSIP: 872590104<br>LEI: 549300QHIJYOHPACPG31 | Long             | EC               | CORP              | US        |     78087 | NS      | $10932180.00  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Old Dominion Freight Line Inc                            | Old Dominion Freight Line Inc                            | CUSIP: 679580100<br>LEI: 5299009TWK32WE417T96 | Long             | EC               | CORP              | US        |     37275 | NS      | $10577899.50  | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Goldman Sachs Financial Square Treasury Obligations Fund | Goldman Sachs Financial Square Treasury Obligations Fund | CUSIP: 38141W323<br>LEI: 549300C0TCI4VJPGCS21 | Long             | STIV             | RF                | US        |  29948691 | NS      | $29948691.25  | 2.76%             |  |  |  | No            |                  1 | On Loan: No      |
| American Electric Power Co Inc                           | American Electric Power Co Inc                           | CUSIP: 025537101<br>LEI: 1B4S6S7G0TW5EE83BO58 | Long             | EC               | CORP              | US        |    117471 | NS      | $11153871.45  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| Automatic Data Processing Inc                            | Automatic Data Processing Inc                            | CUSIP: 053015103<br>LEI: HGBOLILQXWER4SAL2I23 | Long             | EC               | CORP              | US        |     44972 | NS      | $10742011.92  | 0.99%             |  |  |  | No            |                  1 | On Loan: No      |
| Airbnb Inc                                               | Airbnb Inc                                               | CUSIP: 009066101<br>LEI: 549300HMUDNO0RY56D37 | Long             | EC               | CORP              | US        |    124150 | NS      | $10614825.00  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Baker Hughes Co                                          | Baker Hughes Co                                          | CUSIP: 05722G100<br>LEI: N/A                  | Long             | EC               | CORP              | US        |    390995 | NS      | $11546082.35  | 1.06%             |  |  |  | No            |                  1 | On Loan: No      |
| Datadog Inc                                              | Datadog Inc                                              | CUSIP: 23804L103<br>LEI: 549300F6JNO0KRPO1K63 | Long             | EC               | CORP              | US        |    143598 | NS      | $10554453.00  | 0.97%             |  |  |  | No            |                  1 | On Loan: No      |
| Fastenal Co                                              | Fastenal Co                                              | CUSIP: 311900104<br>LEI: 529900PP0C7H2HHPSJ32 | Long             | EC               | CORP              | US        |    231357 | NS      | $10947813.24  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| AstraZeneca PLC                                          | AstraZeneca PLC                                          | CUSIP: 046353108<br>LEI: PY6ZZQWO2IZFZC3IOL08 | Long             | EC               | CORP              | GB        |    162374 | NS      | $11008957.20  | 1.01%             |  |  |  | No            |                  1 | On Loan: No      |
| Workday Inc                                              | Workday Inc                                              | CUSIP: 98138H101<br>LEI: 549300J0DYC0N31V7G13 | Long             | EC               | CORP              | US        |     63342 | NS      | $10599016.86  | 0.98%             |  |  |  | No            |                  1 | On Loan: No      |
| Align Technology Inc                                     | Align Technology Inc                                     | CUSIP: 016255101<br>LEI: 549300N5YSE0U3LCP840 | Long             | EC               | CORP              | US        |     56599 | NS      | $11936729.10  | 1.10%             |  |  |  | No            |                  1 | On Loan: No      |
| GLOBALFOUNDRIES Inc                                      | GLOBALFOUNDRIES Inc                                      | CUSIP: 000000000<br>LEI: 549300BA76VK784VMX48 | Long             | EC               | CORP              | US        |    182184 | NS      | $9817895.76   | 0.90%             |  |  |  | No            |                  1 | On Loan: —       |
| PACCAR Inc                                               | PACCAR Inc                                               | CUSIP: 693718108<br>LEI: KDTEY8BWE486IKZ3CC07 | Long             | EC               | CORP              | US        |    113399 | NS      | $11223099.03  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |
| eBay Inc                                                 | eBay Inc                                                 | CUSIP: 278642103<br>LEI: OML71K8X303XQONU6T67 | Long             | EC               | CORP              | US        |    268392 | NS      | $11130216.24  | 1.02%             |  |  |  | No            |                  1 | On Loan: No      |
| Alphabet Inc                                             | Alphabet Inc                                             | CUSIP: 02079K305<br>LEI: 5493006MHB84DD0ZWV18 | Long             | EC               | CORP              | US        |     61169 | NS      | $5396940.87   | 0.50%             |  |  |  | No            |                  1 | On Loan: No      |
| CSX Corp                                                 | CSX Corp                                                 | CUSIP: 126408103<br>LEI: 549300JVQR4N1MMP3Q88 | Long             | EC               | CORP              | US        |    351716 | NS      | $10896161.68  | 1.00%             |  |  |  | No            |                  1 | On Loan: No      |
| Comcast Corp                                             | Comcast Corp                                             | CUSIP: 20030N101<br>LEI: 51M0QTTNCGUN7KFCFZ59 | Long             | EC               | CORP              | US        |    319611 | NS      | $11176796.67  | 1.03%             |  |  |  | No            |                  1 | On Loan: No      |

### Signature

**Date Signed:** 2023-02-22

**Name of Applicant:** First Trust Exchange-Traded Fund

**Signature:** Donald P. Swade

**Name of Signer:** Donald P. Swade

**Title:** Treasurer, Chief Financial Officer and Chief Accounting Officer