# EDGAR Filing Document

**Accession Number:** 0001722622
**File Stem:** 0001892688-23-000020
**Filing Date:** 2023-2
**Character Count:** 26071
**Document Hash:** 1a18bbb1eab6ccbd28a0558a492c8abe
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001892688-23-000020.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001892688-23-000020

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Sage Rock Capital Management LP
- **CENTRAL INDEX KEY:** 0001722622
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-19969
- **FILM NUMBER:** 23624926

**BUSINESS ADDRESS:**
- **STREET 1:** 60 EAST 42ND STREET
- **STREET 2:** SUITE 1365
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10165
- **BUSINESS PHONE:** 2122574859

**MAIL ADDRESS:**
- **STREET 1:** 60 EAST 42ND STREET
- **STREET 2:** SUITE 1365
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10165

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Sage Rock Capital Management LP<br>**Address:** 60 EAST 42ND STREET<br>SUITE 1365<br>NEW YORK, NY 10165

**Form 13F File Number:** 028-19969

**CRD Number (if applicable):** 000171117

**SEC File Number (if applicable):** 801-114963

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Matthew Fisher<br>**Title:** Chief Operating Officer<br>**Phone:** 212-257-4876

**Signature, Place, and Date of Signing:**

Matthew Fisher  New York, NY  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 197

**Form 13F Information Table Value Total:** $320619689

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ABG ACQUISITION CORP I | CL A SHS | G00496102 |  | 3156969 | 312881 | SH |  | SOLE |  | 312881 | 0 | 0 |
| ACROPOLIS INFRASTRUCTURE ACQ | CL A | 005029103 |  | 7318265 | 735504 | SH |  | SOLE |  | 735504 | 0 | 0 |
| ACROPOLIS INFRASTRUCTURE ACQ | *W EXP 03/30/202 | 005029111 |  | 39461 | 328845 | SH |  | SOLE |  | 328845 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 229650 | 3000 | SH |  | SOLE |  | 3000 | 0 | 0 |
| ADIT EDTECH ACQUISITION CORP | *W EXP 99/99/999 | 007024110 |  | 14400 | 240000 | SH |  | SOLE |  | 240000 | 0 | 0 |
| ALIGHT INC | COM CL A | 01626W101 |  | 167200 | 20000 | SH |  | SOLE |  | 20000 | 0 | 0 |
| ALPHA PARTNERS TECH MERGR CO | CLASS A ORD SHS | G63290111 |  | 5195881 | 518034 | SH |  | SOLE |  | 518034 | 0 | 0 |
| ALPHA PARTNERS TECH MERGR CO | *W EXP 03/31/202 | G63290103 |  | 8771 | 199334 | SH |  | SOLE |  | 199334 | 0 | 0 |
| ALPHATIME ACQUISITION CORP | UNIT 03/01/2028 | G0223V113 |  | 440796 | 43600 | SH |  | SOLE |  | 43600 | 0 | 0 |
| ALTC ACQUISITION CORP | COM CL A | 02156V109 |  | 4449120 | 448500 | SH |  | SOLE |  | 448500 | 0 | 0 |
| ALTENERGY ACQUISITION CORP | COM CL A | 02157M108 |  | 635625 | 62500 | SH |  | SOLE |  | 62500 | 0 | 0 |
| AMPRIUS TECHNOLOGIES INC | *W EXP 09/14/202 | 03214Q116 |  | 203067 | 699990 | SH |  | SOLE |  | 699990 | 0 | 0 |
| ANTHEMIS DIGITAL ACQUISITION | CLASS A ORD | G03959106 |  | 5053255 | 492520 | SH |  | SOLE |  | 492520 | 0 | 0 |
| ANTHEMIS DIGITAL ACQUISITION | *W EXP 11/01/202 | G03959114 |  | 49720 | 452000 | SH |  | SOLE |  | 452000 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 |  | 75127 | 536620 | SH |  | SOLE |  | 536620 | 0 | 0 |
| APOLLO STRATEGIC GRWT CPTL I | SHS CL A | G0412A102 |  | 5303786 | 529320 | SH |  | SOLE |  | 529320 | 0 | 0 |
| APPRECIATE HOLDINGS INC | *W EXP 11/29/202 | 03832J114 |  | 1584 | 52554 | SH |  | SOLE |  | 52554 | 0 | 0 |
| AQUARON ACQUISITION CORP | COMMON STOCK | 03842W105 |  | 204498 | 20409 | SH |  | SOLE |  | 20409 | 0 | 0 |
| ARYA SCIENCES ACQUISITN CORP | CLASS A ORD SHS | G31658100 |  | 1544063 | 153029 | SH |  | SOLE |  | 153029 | 0 | 0 |
| ATHENA CONSUMER ACQ CORP | CL A | 04684M106 |  | 176232 | 16978 | SH |  | SOLE |  | 16978 | 0 | 0 |
| ATHENA CONSUMER ACQ CORP | *W EXP 07/31/202 | 04684M114 |  | 34372 | 295546 | SH |  | SOLE |  | 295546 | 0 | 0 |
| ATHENA TECHNOLOGY ACQ CORP I | CL A COM | 04687C105 |  | 1153882 | 114700 | SH |  | SOLE |  | 114700 | 0 | 0 |
| AUTHENTIC EQUITY ACQUISTN CO | CL A SHS | G06607108 |  | 5800481 | 573737 | SH |  | SOLE |  | 573737 | 0 | 0 |
| AUTHENTIC EQUITY ACQUISTN CO | *W EXP 01/20/202 | G06607124 |  | 1188 | 339500 | SH |  | SOLE |  | 339500 | 0 | 0 |
| B RILEY PRIN 250 MERGER CORP | CLASS A COM | 05602L104 |  | 3037153 | 304935 | SH |  | SOLE |  | 304935 | 0 | 0 |
| B RILEY PRIN 250 MERGER CORP | *W EXP 04/01/202 | 05602L112 |  | 3049 | 101645 | SH |  | SOLE |  | 101645 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | CL A COM | 06690B107 |  | 214410 | 21000 | SH |  | SOLE |  | 21000 | 0 | 0 |
| BANYAN ACQUISITION CORPORATI | *W EXP 09/30/202 | 06690B115 |  | 263 | 10500 | SH |  | SOLE |  | 10500 | 0 | 0 |
| BILANDER ACQUISITION CORP | CL A COM | 09001T106 |  | 4322340 | 436600 | SH |  | SOLE |  | 436600 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | CL A COM | 09216A108 |  | 6253498 | 613088 | SH |  | SOLE |  | 613088 | 0 | 0 |
| BLACK MOUNTAIN ACQ CORP | *W EXP 10/15/202 | 09216A116 |  | 26019 | 708975 | SH |  | SOLE |  | 708975 | 0 | 0 |
| BLOCKCHAIN COINVSTRS ACQ CRP | *W EXP 11/01/202 | G11765115 |  | 18000 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| BLUERIVER ACQUISITION CORP | SHS CL A | G1261Q107 |  | 1503723 | 149031 | SH |  | SOLE |  | 149031 | 0 | 0 |
| BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 |  | 745 | 49677 | SH |  | SOLE |  | 49677 | 0 | 0 |
| BULLPEN PARLAY ACQUISITION C | CLASS A ORD SHS | G1792A100 |  | 4730870 | 461999 | SH |  | SOLE |  | 461999 | 0 | 0 |
| BULLPEN PARLAY ACQUISITION C | *W EXP 12/03/202 | G1792A118 |  | 9072 | 453587 | SH |  | SOLE |  | 453587 | 0 | 0 |
| CARNEY TECHNOLOGY ACQU CORP | *W EXP 11/30/202 | 143636116 |  | 16800 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| CATALYST PARTNRS ACQUISITN C | *W EXP 05/12/202 | G19550121 |  | 105 | 61500 | SH |  | SOLE |  | 61500 | 0 | 0 |
| CC NEUBERGER PRINCIPAL HOLDN | *W EXP 02/05/202 | G1992N126 |  | 12597 | 249933 | SH |  | SOLE |  | 249933 | 0 | 0 |
| CF ACQUISITION CORP IV | COM CL A | 12520T102 |  | 5570104 | 545020 | SH |  | SOLE |  | 545020 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | *W EXP 02/17/202 | 17143W119 |  | 4394 | 73225 | SH |  | SOLE |  | 73225 | 0 | 0 |
| CHURCHILL CAPITAL CORP VI | COM CL A | 17143W101 |  | 3659419 | 366125 | SH |  | SOLE |  | 366125 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | COM CL A | 17144M102 |  | 2027001 | 203310 | SH |  | SOLE |  | 203310 | 0 | 0 |
| CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 |  | 2009 | 40662 | SH |  | SOLE |  | 40662 | 0 | 0 |
| COLONNADE ACQUISITION CORP I | *W EXP 99/99/999 | G2284B119 |  | 5263 | 105251 | SH |  | SOLE |  | 105251 | 0 | 0 |
| COMPASS DIGITAL ACQUISITN CO | CLASS A ORD | G2476C107 |  | 3879393 | 387165 | SH |  | SOLE |  | 387165 | 0 | 0 |
| COMPASS DIGITAL ACQUISITN CO | *W EXP 09/29/202 | G2476C123 |  | 11761 | 147008 | SH |  | SOLE |  | 147008 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | COM CL A | 204833107 |  | 654228 | 64775 | SH |  | SOLE |  | 64775 | 0 | 0 |
| COMPUTE HEALTH ACQUISITIN CO | *W EXP 01/25/202 | 204833115 |  | 123124 | 1095901 | SH |  | SOLE |  | 1095901 | 0 | 0 |
| CONCORD ACQUISITION CORP II | COM CL A | 20607U108 |  | 685220 | 68901 | SH |  | SOLE |  | 68901 | 0 | 0 |
| CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 |  | 15674 | 230500 | SH |  | SOLE |  | 230500 | 0 | 0 |
| CONCORD ACQUISITION CORP III | COM CL A | 20607V106 |  | 4819870 | 473000 | SH |  | SOLE |  | 473000 | 0 | 0 |
| CORNER GROWTH ACQUISITION CO | *W EXP 99/99/999 | G2425N113 |  | 4628 | 153766 | SH |  | SOLE |  | 153766 | 0 | 0 |
| CORNER GROWTH ACQUISITN CORP | *W EXP 04/09/202 | G2426E120 |  | 1503 | 150294 | SH |  | SOLE |  | 150294 | 0 | 0 |
| CORSAIR PARTNERING CORP | *W EXP 07/06/202 | G2540H116 |  | 94553 | 288009 | SH |  | SOLE |  | 288009 | 0 | 0 |
| CORSAIR PARTNERING CORP | SHS CL A | G2540H108 |  | 3885270 | 388527 | SH |  | SOLE |  | 388527 | 0 | 0 |
| DECARBONIZATION PLUS ACQUISI | COM CL A | G2773W103 |  | 3539191 | 346470 | SH |  | SOLE |  | 346470 | 0 | 0 |
| DECARBONIZATION PLUS ACQUISI | *W EXP 07/15/202 | G2773W111 |  | 422519 | 754499 | SH |  | SOLE |  | 754499 | 0 | 0 |
| DENBURY INC | COM | 24790A101 |  | 565630 | 6500 | SH |  | SOLE |  | 6500 | 0 | 0 |
| DMY TECHNOLOGY GROUP INC VI | CL A COM | 233247105 |  | 3482345 | 346502 | SH |  | SOLE |  | 346502 | 0 | 0 |
| DP CAP ACQUISITION CORP I | CLASS A ORD | G2R05B100 |  | 6389928 | 622800 | SH |  | SOLE |  | 622800 | 0 | 0 |
| DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | G2R05B126 |  | 5776 | 288800 | SH |  | SOLE |  | 288800 | 0 | 0 |
| DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 |  | 3291268 | 333800 | SH |  | SOLE |  | 333800 | 0 | 0 |
| DTRT HEALTH ACQUISITION CORP | *W EXP 08/31/202 | 23344T111 |  | 206572 | 688802 | SH |  | SOLE |  | 688802 | 0 | 0 |
| ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 |  | 11296 | 115151 | SH |  | SOLE |  | 115151 | 0 | 0 |
| EG ACQUISITION CORP | *W EXP 05/28/202 | 26846A118 |  | 57900 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| ELLIOTT OPPORTUNITY II CORP | *W EXP 03/02/202 | G30092111 |  | 9857 | 109524 | SH |  | SOLE |  | 109524 | 0 | 0 |
| ENTERPRISE 4.0 TEC ACQSTN CO | *W EXP 10/21/202 | G3137C114 |  | 7743 | 258096 | SH |  | SOLE |  | 258096 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | COM CL A | 30069X102 |  | 7187684 | 700554 | SH |  | SOLE |  | 700554 | 0 | 0 |
| EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 30069X110 |  | 10643 | 354777 | SH |  | SOLE |  | 354777 | 0 | 0 |
| FIFTH WALL ACQUISITN CORP II | CLASS A ORD SHS | G34142102 |  | 3501008 | 348706 | SH |  | SOLE |  | 348706 | 0 | 0 |
| FINTECH EVOLUTION ACQUIS GRO | SHS CL A | G3R19A104 |  | 3863311 | 382506 | SH |  | SOLE |  | 382506 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | CL A | 34619V103 |  | 3838438 | 382505 | SH |  | SOLE |  | 382505 | 0 | 0 |
| FOREST ROAD ACQUISITION COR | *W EXP 01/15/202 | 34619V111 |  | 25551 | 76501 | SH |  | SOLE |  | 76501 | 0 | 0 |
| FORUM MERGER IV CORP | CLASS A COM | 349875104 |  | 3243140 | 323344 | SH |  | SOLE |  | 323344 | 0 | 0 |
| FORUM MERGER IV CORP | *W EXP 03/15/202 | 349875112 |  | 2869 | 95626 | SH |  | SOLE |  | 95626 | 0 | 0 |
| FRONTIER ACQUISITION CORP | CLASS A ORD SHS | G36826108 |  | 3259308 | 323344 | SH |  | SOLE |  | 323344 | 0 | 0 |
| FRONTIER ACQUISITION CORP | *W EXP 03/15/202 | G36826124 |  | 1877 | 161839 | SH |  | SOLE |  | 161839 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | CLASS A ORD SHS | G3728Y103 |  | 3269008 | 323344 | SH |  | SOLE |  | 323344 | 0 | 0 |
| FTAC HERA ACQUISITION CORP | *W EXP 02/28/202 | G3728Y111 |  | 2630 | 95626 | SH |  | SOLE |  | 95626 | 0 | 0 |
| FTAC PARNASSUS ACQUISITN COR | CLASS A COM | 30319B108 |  | 3278967 | 326916 | SH |  | SOLE |  | 326916 | 0 | 0 |
| FTAC PARNASSUS ACQUISITN COR | *W EXP 03/10/202 | 30319B116 |  | 1930 | 96519 | SH |  | SOLE |  | 96519 | 0 | 0 |
| FUTURE HEALTH ESG CORP | *W EXP 99/99/999 | 36118W110 |  | 17500 | 250000 | SH |  | SOLE |  | 250000 | 0 | 0 |
| G SQUARED ASCEND II INC | COM CL A | G42041106 |  | 3600773 | 354756 | SH |  | SOLE |  | 354756 | 0 | 0 |
| G SQUARED ASCEND II INC | *W EXP 12/31/202 | G42041122 |  | 9423 | 234985 | SH |  | SOLE |  | 234985 | 0 | 0 |
| GFL ENVIRONMENTAL INC | SUB VTG SHS | 36168Q104 |  | 511525 | 17500 | SH |  | SOLE |  | 17500 | 0 | 0 |
| GRIFFON CORP | COM | 398433102 |  | 286320 | 8000 | SH |  | SOLE |  | 8000 | 0 | 0 |
| HORIZON ACQUISITION CORPORAT | *W EXP 10/19/202 | G46044114 |  | 237800 | 580000 | SH |  | SOLE |  | 580000 | 0 | 0 |
| HORIZON SPACE ACQUSTN I CORP | UNIT 03/02/2029 | G4619M133 |  | 551334 | 54600 | SH |  | SOLE |  | 54600 | 0 | 0 |
| HPX CORP | *W EXP 07/14/202 | G32219126 |  | 42000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| INFINITE ACQUISITION CORP | CL A ORD SHS | G48028107 |  | 269575 | 26300 | SH |  | SOLE |  | 26300 | 0 | 0 |
| INFINITE ACQUISITION CORP | *W EXP 11/23/202 | G48028123 |  | 868 | 13150 | SH |  | SOLE |  | 13150 | 0 | 0 |
| INTEGRATED RAIL AND RES ACQ | *W EXP 99/99/999 | 45827R114 |  | 49000 | 350000 | SH |  | SOLE |  | 350000 | 0 | 0 |
| INVESTCORP INDIA ACQUISTN CO | CLASS A ORD SHS | G49219101 |  | 2065353 | 199744 | SH |  | SOLE |  | 199744 | 0 | 0 |
| INVESTCORP INDIA ACQUISTN CO | *W EXP 06/01/202 | G49219127 |  | 5213 | 99872 | SH |  | SOLE |  | 99872 | 0 | 0 |
| JACK CREEK INVESTMENT CORP | *W EXP 10/01/202 | G4989X123 |  | 63030 | 300000 | SH |  | SOLE |  | 300000 | 0 | 0 |
| JAGUAR GLOBAL GROWTH CORP I | RIGHT 01/01/2027 | G5S11A155 |  | 15866 | 264000 | SH |  | SOLE |  | 264000 | 0 | 0 |
| JAGUAR GLOBAL GROWTH CORP I | *W EXP 11/23/202 | G5S11A130 |  | 7920 | 132000 | SH |  | SOLE |  | 132000 | 0 | 0 |
| JAGUAR GLOBAL GROWTH CORP I | CLASS A ORD SHS | G5S11A106 |  | 2366952 | 231600 | SH |  | SOLE |  | 231600 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | CLASS A COM | 47201B103 |  | 3220350 | 323004 | SH |  | SOLE |  | 323004 | 0 | 0 |
| JAWS HURRICANE ACQUISITN COR | *W EXP 03/26/202 | 47201B111 |  | 12961 | 80751 | SH |  | SOLE |  | 80751 | 0 | 0 |
| JAWS JUGGERNAUT ACQUISITN CO | CLASS A ORD SHS | G50735102 |  | 4409387 | 438396 | SH |  | SOLE |  | 438396 | 0 | 0 |
| JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 |  | 16644 | 256061 | SH |  | SOLE |  | 256061 | 0 | 0 |
| JUNIPER II CORP | CL A COM | 48203N103 |  | 762750 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| KENSINGTON CAPITAL ACQUISITI | *W EXP 99/99/999 | G5251K129 |  | 67702 | 398246 | SH |  | SOLE |  | 398246 | 0 | 0 |
| KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 |  | 3807788 | 382500 | SH |  | SOLE |  | 382500 | 0 | 0 |
| KLUDEIN I ACQUISITION CORP | *W EXP 07/08/202 | 49878L117 |  | 23699 | 299236 | SH |  | SOLE |  | 299236 | 0 | 0 |
| L CATTERTON ASIA ACQUISITION | CLASS A ORD SHS | G5346G125 |  | 3265795 | 323346 | SH |  | SOLE |  | 323346 | 0 | 0 |
| L CATTERTON ASIA ACQUISITION | *W EXP 03/08/202 | G5346G117 |  | 20024 | 452000 | SH |  | SOLE |  | 452000 | 0 | 0 |
| LANDCADIA HOLDINGS IV INC | *W EXP 03/29/202 | 51477A112 |  | 14345 | 143450 | SH |  | SOLE |  | 143450 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | *W EXP 02/10/202 | G54035111 |  | 1665 | 277473 | SH |  | SOLE |  | 277473 | 0 | 0 |
| LAZARD GROWTH ACQUISITION CO | CL A ORD SHS | G54035103 |  | 5245183 | 519325 | SH |  | SOLE |  | 519325 | 0 | 0 |
| LDH GROWTH CORP I | CLASS A ORD SHS | G54094100 |  | 3256084 | 323345 | SH |  | SOLE |  | 323345 | 0 | 0 |
| LDH GROWTH CORP I | *W EXP 03/17/202 | G54094126 |  | 1683 | 76501 | SH |  | SOLE |  | 76501 | 0 | 0 |
| LEAD EDGE GROWTH OPRTUNTS LT | *W EXP 04/01/202 | G54085116 |  | 41675 | 833490 | SH |  | SOLE |  | 833490 | 0 | 0 |
| LEAD EDGE GROWTH OPRTUNTS LT | COM | G54085108 |  | 4565094 | 453336 | SH |  | SOLE |  | 453336 | 0 | 0 |
| LEARN CW INVESTMENT COR | CL A ORD SHS | G54157105 |  | 4811095 | 476346 | SH |  | SOLE |  | 476346 | 0 | 0 |
| LEARN CW INVESTMENT COR | *W EXP 10/08/202 | G54157113 |  | 14290 | 238173 | SH |  | SOLE |  | 238173 | 0 | 0 |
| LIV CAPITAL ACQUISITN CORP I | CLASS A ORD SHS | G5510R105 |  | 3667950 | 357500 | SH |  | SOLE |  | 357500 | 0 | 0 |
| LIV CAPITAL ACQUISITN CORP I | *W EXP 02/07/202 | G5510R113 |  | 63364 | 704040 | SH |  | SOLE |  | 704040 | 0 | 0 |
| LOGISTICS INNOVTN TECHNLGS C | CLASS A COM | 54141L100 |  | 3744724 | 376305 | SH |  | SOLE |  | 376305 | 0 | 0 |
| LOGISTICS INNOVTN TECHNLGS C | *W EXP 06/15/202 | 54141L118 |  | 5030 | 125435 | SH |  | SOLE |  | 125435 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | *W EXP 01/12/202 | G58411110 |  | 1892 | 1182600 | SH |  | SOLE |  | 1182600 | 0 | 0 |
| MARLIN TECHNOLOGY CORP | CL A SHS | G58411102 |  | 4403319 | 434681 | SH |  | SOLE |  | 434681 | 0 | 0 |
| MOBIV ACQUISITION CORP | CLASS A COM | 60742N106 |  | 4013384 | 390407 | SH |  | SOLE |  | 390407 | 0 | 0 |
| MORINGA ACQUISITION CORP | CL A SHS | G6S23K108 |  | 3579341 | 355446 | SH |  | SOLE |  | 355446 | 0 | 0 |
| MOTIVE CAPITAL CORP II | CL A ORD | G6293R106 |  | 214830 | 21000 | SH |  | SOLE |  | 21000 | 0 | 0 |
| MOTIVE CAPITAL CORP II | *W EXP 99/99/999 | G6293R114 |  | 16628 | 414643 | SH |  | SOLE |  | 414643 | 0 | 0 |
| MSD ACQUISITION CORP | CLASS A ORD SHS | G5709C109 |  | 3781651 | 374792 | SH |  | SOLE |  | 374792 | 0 | 0 |
| MSD ACQUISITION CORP | *W EXP 03/25/202 | G5709C125 |  | 6195 | 79940 | SH |  | SOLE |  | 79940 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | *W EXP 01/31/202 | G6546R119 |  | 27388 | 546666 | SH |  | SOLE |  | 546666 | 0 | 0 |
| NOBLE ROCK ACQUISITION CORP | CL A SHS | G6546R101 |  | 4380986 | 433761 | SH |  | SOLE |  | 433761 | 0 | 0 |
| NORTHERN GENESIS ACQU CORP I | COM | 66516W107 |  | 5371601 | 535020 | SH |  | SOLE |  | 535020 | 0 | 0 |
| NORTHERN GENESIS ACQU CORP I | *W EXP 12/31/202 | 66516W115 |  | 13823 | 164759 | SH |  | SOLE |  | 164759 | 0 | 0 |
| NORTHERN STAR INVEST CORP II | COM CL A | 66574L100 |  | 3844185 | 382506 | SH |  | SOLE |  | 382506 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | COM CL A | 66575B101 |  | 3590503 | 357264 | SH |  | SOLE |  | 357264 | 0 | 0 |
| NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 |  | 1387 | 59544 | SH |  | SOLE |  | 59544 | 0 | 0 |
| OCA ACQUISITION CORP | *W EXP 01/14/202 | 670865112 |  | 4615 | 466131 | SH |  | SOLE |  | 466131 | 0 | 0 |
| OSIRIS ACQUISITION CORP | *W EXP 05/01/202 | 68829A111 |  | 13957 | 339582 | SH |  | SOLE |  | 339582 | 0 | 0 |
| PANACEA ACQUISITION CORP II | CL A SHS | G6882C106 |  | 4034663 | 401459 | SH |  | SOLE |  | 401459 | 0 | 0 |
| PAPAYA GRWT OPPORTUNITY CORP | CLASS A COM | 69882P102 |  | 485491 | 47504 | SH |  | SOLE |  | 47504 | 0 | 0 |
| PARABELLUM ACQUISITION CORP | COM CL A | 69901P109 |  | 763185 | 75000 | SH |  | SOLE |  | 75000 | 0 | 0 |
| PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 |  | 17725 | 77066 | SH |  | SOLE |  | 77066 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | CLASS A COM | 71902K105 |  | 1889715 | 183998 | SH |  | SOLE |  | 183998 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | *W EXP 09/01/202 | 71902K113 |  | 3965 | 91999 | SH |  | SOLE |  | 91999 | 0 | 0 |
| PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 |  | 138 | 275000 | SH |  | SOLE |  | 275000 | 0 | 0 |
| PIVOTAL INVESTMENT CORP III | COM CL A | 72582M106 |  | 3166709 | 312885 | SH |  | SOLE |  | 312885 | 0 | 0 |
| PLUM ACQUISITION CORP I | CLASS A ORD SHS | G7134L126 |  | 3259318 | 323345 | SH |  | SOLE |  | 323345 | 0 | 0 |
| PLUM ACQUISITION CORP I | *W EXP 03/15/202 | G7134L118 |  | 1400 | 76501 | SH |  | SOLE |  | 76501 | 0 | 0 |
| PLUTONIAN ACQUISITION CORP | UNIT 10/26/2027 | 72942P203 |  | 2513419 | 249100 | SH |  | SOLE |  | 249100 | 0 | 0 |
| PONO CAP TWO INC | COM CL A | 73245B107 |  | 3348884 | 328322 | SH |  | SOLE |  | 328322 | 0 | 0 |
| PONTEM CORPORATION | SHS CL A | G71707106 |  | 5409042 | 535019 | SH |  | SOLE |  | 535019 | 0 | 0 |
| PONTEM CORPORATION | *W EXP 01/05/202 | G71707122 |  | 15301 | 191266 | SH |  | SOLE |  | 191266 | 0 | 0 |
| PORTAGE FINTECH ACQUISITN CO | *W EXP 07/08/202 | G7185D114 |  | 39746 | 198732 | SH |  | SOLE |  | 198732 | 0 | 0 |
| PORTAGE FINTECH ACQUISITN CO | CLASS A ORD SHS | G7185D106 |  | 6575026 | 655536 | SH |  | SOLE |  | 655536 | 0 | 0 |
| POWERED BRANDS | *W EXP 01/07/202 | G7209M116 |  | 57 | 191266 | SH |  | SOLE |  | 191266 | 0 | 0 |
| POWERUP ACQUISITION CORP | CLASS A ORDI SHS | G7207P103 |  | 3192598 | 309961 | SH |  | SOLE |  | 309961 | 0 | 0 |
| POWERUP ACQUISITION CORP | *W EXP 05/23/202 | G7207P129 |  | 12790 | 160076 | SH |  | SOLE |  | 160076 | 0 | 0 |
| RF ACQUISITION CORP | CLASS A COM | 74954L104 |  | 593194 | 58674 | SH |  | SOLE |  | 58674 | 0 | 0 |
| RF ACQUISITION CORP | *W EXP 05/01/202 | 74954L112 |  | 605 | 48374 | SH |  | SOLE |  | 48374 | 0 | 0 |
| RICE ACQUISITION CORP II | *W EXP 99/99/999 | G75529126 |  | 157125 | 125700 | SH |  | SOLE |  | 125700 | 0 | 0 |
| RIGEL RESOURCE ACQ CORP | *W EXP 99/99/999 | G7573M114 |  | 76550 | 765500 | SH |  | SOLE |  | 765500 | 0 | 0 |
| ROC ENERGY ACQUISITION CORP | RIGHT 11/30/2028 | 77118V116 |  | 269697 | 1586454 | SH |  | SOLE |  | 1586454 | 0 | 0 |
| ROC ENERGY ACQUISITION CORP | COMMON STOCK | 77118V108 |  | 4840376 | 472693 | SH |  | SOLE |  | 472693 | 0 | 0 |
| SCION TECH GROWTH II | *W EXP 01/28/202 | G31070116 |  | 4048 | 1124323 | SH |  | SOLE |  | 1124323 | 0 | 0 |
| SCION TECH GROWTH II | CL A SHS | G31070108 |  | 3166366 | 312882 | SH |  | SOLE |  | 312882 | 0 | 0 |
| SHOULDERUP TECHNOLOGY ACQUIS | CL A COM | 82537G104 |  | 223380 | 21900 | SH |  | SOLE |  | 21900 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP | CLASS A ORD SHS | G8201H105 |  | 3254711 | 322568 | SH |  | SOLE |  | 322568 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP | *W EXP 02/26/202 | G8201H113 |  | 2862 | 95396 | SH |  | SOLE |  | 95396 | 0 | 0 |
| SKYDECK ACQUISITION CORP | CLASS A ORD SHS | G82220123 |  | 2917400 | 290000 | SH |  | SOLE |  | 290000 | 0 | 0 |
| SKYDECK ACQUISITION CORP | *W EXP 05/13/202 | G82220115 |  | 3000 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| SLAM CORP | CL A SHS | G8210L105 |  | 4737991 | 468644 | SH |  | SOLE |  | 468644 | 0 | 0 |
| SLAM CORP | *W EXP 02/23/202 | G8210L121 |  | 12197 | 138607 | SH |  | SOLE |  | 138607 | 0 | 0 |
| SPRING VALLEY ACQUISTN CORP | RIGHT 02/25/2026 | G83752132 |  | 102000 | 600000 | SH |  | SOLE |  | 600000 | 0 | 0 |
| ST ENERGY TRANSITION I LTD | CL A ORD SHS | G8465L107 |  | 5345060 | 523000 | SH |  | SOLE |  | 523000 | 0 | 0 |
| ST ENERGY TRANSITION I LTD | *W EXP 12/02/202 | G8465L115 |  | 64778 | 1079628 | SH |  | SOLE |  | 1079628 | 0 | 0 |
| SVF INVESTMENT CORP 2 | CL A SHS | G8601M100 |  | 3262511 | 323341 | SH |  | SOLE |  | 323341 | 0 | 0 |
| TAILWIND INTERNATNAL ACQ COR | COM CL A | G8662F101 |  | 129979 | 12882 | SH |  | SOLE |  | 12882 | 0 | 0 |
| TARGET GLOBAL ACQUISI I CORP | CLASS A ORD SHS | G8675N109 |  | 215040 | 21000 | SH |  | SOLE |  | 21000 | 0 | 0 |
| TASTEMAKER ACQUISITION CORP | *W EXP 01/07/202 | 876545112 |  | 101550 | 676548 | SH |  | SOLE |  | 676548 | 0 | 0 |
| TCV ACQUISITION CORP | CL A SHS | G8704C124 |  | 4027924 | 402390 | SH |  | SOLE |  | 402390 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | *W EXP 11/12/202 | G41522114 |  | 7601 | 199500 | SH |  | SOLE |  | 199500 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | CLASS A ORD SHS | G41522106 |  | 4001970 | 399000 | SH |  | SOLE |  | 399000 | 0 | 0 |
| THE GROWTH FOR GOOD ACQU COR | RIGHT 11/12/2026 | G41522130 |  | 20210 | 504000 | SH |  | SOLE |  | 504000 | 0 | 0 |
| THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 |  | 3171 | 41344 | SH |  | SOLE |  | 41344 | 0 | 0 |
| TPG PACE BENEFICIAL II CORP | COMMON STOCK | G89826104 |  | 2626488 | 267327 | SH |  | SOLE |  | 267327 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | CL A SHS | G91595101 |  | 195066 | 19302 | SH |  | SOLE |  | 19302 | 0 | 0 |
| TZP STRATEGIES ACQUISTN CORP | *W EXP 01/06/202 | G91595119 |  | 4511 | 184132 | SH |  | SOLE |  | 184132 | 0 | 0 |
| VECTOR ACQUISITION CORP II | CL A SHS | G9460A104 |  | 5936497 | 587772 | SH |  | SOLE |  | 587772 | 0 | 0 |
| VIEMED HEALTHCARE INC | COM | 92663R105 |  | 579813 | 76500 | SH |  | SOLE |  | 76500 | 0 | 0 |
| VMG CONSUMER ACQUISITION COR | CLASS A COM | 91842V102 |  | 6011601 | 592276 | SH |  | SOLE |  | 592276 | 0 | 0 |
| VMG CONSUMER ACQUISITION COR | *W EXP 11/03/202 | 91842V110 |  | 8713 | 217832 | SH |  | SOLE |  | 217832 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9460M108 |  | 3859475 | 382505 | SH |  | SOLE |  | 382505 | 0 | 0 |
| WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9461D107 |  | 3863301 | 382505 | SH |  | SOLE |  | 382505 | 0 | 0 |
| WAVERLEY CAPITAL ACQUIS CORP | SHS CL A | G06536109 |  | 4494000 | 448503 | SH |  | SOLE |  | 448503 | 0 | 0 |
| WAVERLEY CAPITAL ACQUIS CORP | *W EXP 07/15/202 | G06536117 |  | 6817 | 149501 | SH |  | SOLE |  | 149501 | 0 | 0 |
| ZIMMER ENERGY TRANSITION ACQ | *W EXP 06/16/202 | 989570114 |  | 31680 | 197877 | SH |  | SOLE |  | 197877 | 0 | 0 |

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