# EDGAR Filing Document

**Accession Number:** 0001507971
**File Stem:** 0001172661-23-000405
**Filing Date:** 2023-2
**Character Count:** 15712
**Document Hash:** 90bd6a2e14f21e7e72463077c1be3cc1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001172661-23-000405.hdr.sgml**: 20230202

**ACCESSION NUMBER**: 0001172661-23-000405

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230202

**DATE AS OF CHANGE**: 20230202

**EFFECTIVENESS DATE**: 20230202

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Wall Street Access Asset Management, LLC
- **CENTRAL INDEX KEY:** 0001507971
- **IRS NUMBER:** 134152843
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-14077
- **FILM NUMBER:** 23579376

**BUSINESS ADDRESS:**
- **STREET 1:** 100 WALL STREET
- **STREET 2:** SUITE 804
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005
- **BUSINESS PHONE:** 212 709-9400

**MAIL ADDRESS:**
- **STREET 1:** 100 WALL STREET
- **STREET 2:** SUITE 804
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10005

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Wall Street Access Asset Management LLC<br>**Address:** 100 Wall Street<br>Suite 804<br>New York, NY 10005

**Form 13F File Number:** 028-14077

**CRD Number (if applicable):** 000126021

**SEC File Number (if applicable):** 801-62029

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Keith Marks<br>**Title:** Chief Compliance Officer<br>**Phone:** 212-709-9400

**Signature, Place, and Date of Signing:**

/s/ Keith Marks  New York, NY  02-02-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 1

**Form 13F Information Table Entry Total:** 123

**Form 13F Information Table Value Total:** $143285655

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

| No.   | Name                                      | Form 13F File Number   |
|:---|:---|:---|
|  | Wilmington Trust Investment Advisors Inc. | 028-10909              |

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| 3M CO | COM | 88579Y101 |  | 186476 | 1555 | SH |  | SOLE |  | 1555 | 0 | 0 |
| 3M CO | COM | 88579Y101 |  | 143904 | 1200 | SH |  | OTR | 1 | 0 | 1200 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 497129 | 4528 | SH |  | SOLE |  | 4528 | 0 | 0 |
| ABBOTT LABS | COM | 002824100 |  | 252517 | 2300 | SH |  | OTR | 1 | 0 | 2300 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 478042 | 2958 | SH |  | OTR | 1 | 0 | 2958 | 0 |
| ABBVIE INC | COM | 00287Y109 |  | 1782928 | 11032 | SH |  | SOLE |  | 11032 | 0 | 0 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 |  | 221477 | 830 | SH |  | SOLE |  | 830 | 0 | 0 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 1913708 | 21690 | SH |  | SOLE |  | 11690 | 0 | 10000 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 4537120 | 51134 | SH |  | SOLE |  | 7660 | 0 | 43474 |
| AMAZON COM INC | COM | 023135106 |  | 3610626 | 42984 | SH |  | SOLE |  | 24402 | 0 | 18582 |
| AMGEN INC | COM | 031162100 |  | 827227 | 3150 | SH |  | SOLE |  | 3150 | 0 | 0 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 |  | 918576 | 14400 | SH |  | SOLE |  | 0 | 0 | 14400 |
| APPLE INC | COM | 037833100 |  | 2251947 | 17332 | SH |  | OTR | 1 | 0 | 17332 | 0 |
| APPLE INC | COM | 037833100 |  | 9435451 | 72619 | SH |  | SOLE |  | 45774 | 0 | 26845 |
| ARDAGH METAL PACKAGING S A | SHS | L02235106 |  | 51298 | 10665 | SH |  | SOLE |  | 10665 | 0 | 0 |
| AT INC | COM | 00206R102 |  | 34390 | 1868 | SH |  | OTR | 1 | 0 | 1868 | 0 |
| AT INC | COM | 00206R102 |  | 662382 | 35979 | SH |  | SOLE |  | 20434 | 0 | 15545 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 224528 | 940 | SH |  | SOLE |  | 940 | 0 | 0 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 |  | 382176 | 1600 | SH |  | OTR | 1 | 0 | 1600 | 0 |
| AVERY DENNISON CORP | COM | 053611109 |  | 493587 | 2727 | SH |  | SOLE |  | 67 | 0 | 2660 |
| BANK AMERICA CORP | COM | 060505104 |  | 1410832 | 42598 | SH |  | SOLE |  | 444 | 0 | 42154 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 |  | 1874844 | 4 | SH |  | SOLE |  | 0 | 0 | 4 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 17373615 | 56243 | SH |  | SOLE |  | 9427 | 0 | 46816 |
| BLACKSTONE MORTGAGE TRUST IN | NOTE 4.750% 3/1 | 09257WAC4 |  | 35303 | 36000 | SH |  | SOLE |  | 36000 | 0 | 0 |
| BOEING CO | COM | 097023105 |  | 623070 | 3271 | SH |  | SOLE |  | 3271 | 0 | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 |  | 347734 | 4833 | SH |  | SOLE |  | 1532 | 0 | 3301 |
| BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 |  | 603585 | 4500 | SH |  | SOLE |  | 0 | 0 | 4500 |
| BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 |  | 53652 | 400 | SH | Put | SOLE |  | 400 | 0 | 0 |
| BROWN  BROWN INC | COM | 115236101 |  | 2395475 | 42048 | SH |  | SOLE |  | 42048 | 0 | 0 |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 |  | 1767980 | 27250 | SH |  | SOLE |  | 0 | 0 | 27250 |
| CATERPILLAR INC | COM | 149123101 |  | 496426 | 2072 | SH |  | SOLE |  | 2072 | 0 | 0 |
| CISCO SYS INC | COM | 17275R102 |  | 1034951 | 21724 | SH |  | SOLE |  | 4428 | 0 | 17296 |
| CITIGROUP INC | COM NEW | 172967424 |  | 322079 | 7121 | SH |  | SOLE |  | 120 | 0 | 7001 |
| COCA COLA CO | COM | 191216100 |  | 460346 | 7237 | SH |  | SOLE |  | 7237 | 0 | 0 |
| COCA COLA CO | COM | 191216100 |  | 699710 | 11000 | SH |  | OTR | 1 | 0 | 11000 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 53218 | 451 | SH |  | SOLE |  | 451 | 0 | 0 |
| CONOCOPHILLIPS | COM | 20825C104 |  | 176410 | 1495 | SH |  | OTR | 1 | 0 | 1495 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 227714 | 3874 | SH |  | SOLE |  | 3874 | 0 | 0 |
| CORTEVA INC | COM | 22052L104 |  | 1247606 | 21225 | SH |  | OTR | 1 | 0 | 21225 | 0 |
| COSTCO WHSL CORP NEW | COM | 22160K105 |  | 345767 | 757 | SH |  | SOLE |  | 130 | 0 | 627 |
| DOCGO INC | COM | 256086109 |  | 82104 | 11613 | SH |  | SOLE |  | 0 | 0 | 11613 |
| DOW INC | COM | 260557103 |  | 930250 | 18461 | SH |  | OTR | 1 | 0 | 18461 | 0 |
| DOW INC | COM | 260557103 |  | 201937 | 4008 | SH |  | SOLE |  | 4008 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 270281 | 3938 | SH |  | SOLE |  | 3938 | 0 | 0 |
| DUPONT DE NEMOURS INC | COM | 26614N102 |  | 1235958 | 18009 | SH |  | OTR | 1 | 0 | 18009 | 0 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 |  | 1023016 | 86185 | SH |  | SOLE |  | 5705 | 0 | 80480 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 |  | 215827 | 8948 | SH |  | SOLE |  | 8948 | 0 | 0 |
| EXPEDITORS INTL WASH INC | COM | 302130109 |  | 789792 | 7600 | SH |  | SOLE |  | 0 | 0 | 7600 |
| EXXON MOBIL CORP | COM | 30231G102 |  | 609408 | 5525 | SH |  | SOLE |  | 5525 | 0 | 0 |
| FLUOR CORP NEW | COM | 343412102 |  | 657674 | 18975 | SH |  | SOLE |  | 18975 | 0 | 0 |
| FORD MTR CO DEL | COM | 345370860 |  | 288840 | 24836 | SH |  | SOLE |  | 24836 | 0 | 0 |
| GENERAL DYNAMICS CORP | COM | 369550108 |  | 329242 | 1327 | SH |  | SOLE |  | 1327 | 0 | 0 |
| GILEAD SCIENCES INC | COM | 375558103 |  | 680946 | 7932 | SH |  | SOLE |  | 7932 | 0 | 0 |
| GLATFELTER CORPORATION | COM | 377320106 |  | 118554 | 42645 | SH |  | SOLE |  | 42645 | 0 | 0 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 |  | 703592 | 2049 | SH |  | SOLE |  | 2049 | 0 | 0 |
| GRAB HOLDINGS LIMITED | CLASS A ORD | G4124C109 |  | 54901 | 17050 | SH |  | SOLE |  | 17050 | 0 | 0 |
| GRANITE PT MTG TR INC | NOTE 6.375%10/0 | 38741LAC1 |  | 37596 | 39000 | SH |  | SOLE |  | 39000 | 0 | 0 |
| GREENBRIER COS INC | NOTE 2.875% 2/0 | 393657AK7 |  | 244372 | 259000 | SH |  | SOLE |  | 259000 | 0 | 0 |
| GSK PLC | SPONSORED ADR | 37733W204 |  | 373704 | 10635 | SH |  | SOLE |  | 10635 | 0 | 0 |
| HANESBRANDS INC | COM | 410345102 |  | 278675 | 43817 | SH |  | SOLE |  | 43817 | 0 | 0 |
| HOME DEPOT INC | COM | 437076102 |  | 215101 | 681 | SH |  | SOLE |  | 681 | 0 | 0 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 |  | 201416 | 14285 | SH |  | SOLE |  | 14285 | 0 | 0 |
| HUNTSMAN CORP | COM | 447011107 |  | 722827 | 26304 | SH |  | SOLE |  | 26304 | 0 | 0 |
| IDEXX LABS INC | COM | 45168D104 |  | 604597 | 1482 | SH |  | SOLE |  | 1482 | 0 | 0 |
| INTEL CORP | COM | 458140100 |  | 148008 | 5600 | SH |  | OTR | 1 | 0 | 5600 | 0 |
| INTEL CORP | COM | 458140100 |  | 546051 | 20660 | SH |  | SOLE |  | 7769 | 0 | 12891 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 511258 | 1920 | SH |  | SOLE |  | 1920 | 0 | 0 |
| IQVIA HLDGS INC | COM | 46266C105 |  | 665688 | 3249 | SH |  | SOLE |  | 27 | 0 | 3222 |
| ISHARES TR | TIPS BD ETF | 464287176 |  | 532200 | 5000 | SH |  | SOLE |  | 0 | 0 | 5000 |
| ISHARES TR | CORE S ETF | 464287200 |  | 25288040 | 65818 | SH |  | SOLE |  | 65818 | 0 | 0 |
| ISHARES TR | CORE S ETF | 464287200 |  | 91826 | 239 | SH |  | OTR | 1 | 0 | 239 | 0 |
| ISHARES TR | S 500 GRWT ETF | 464287309 |  | 526500 | 9000 | SH |  | OTR | 1 | 0 | 9000 | 0 |
| JOHNSON  JOHNSON | COM | 478160104 |  | 1150322 | 6512 | SH |  | SOLE |  | 6512 | 0 | 0 |
| JPMORGAN CHASE  CO | COM | 46625H100 |  | 946786 | 7060 | SH |  | SOLE |  | 2273 | 0 | 4787 |
| KKR REAL ESTATE FIN TR INC | NOTE 6.125% 5/1 | 48251KAB6 |  | 94216 | 96000 | SH |  | SOLE |  | 96000 | 0 | 0 |
| LAUDER ESTEE COS INC | CL A | 518439104 |  | 232700 | 938 | SH |  | SOLE |  | 0 | 0 | 938 |
| LIBERTY MEDIA CORP DEL | COM SER C FRMLA | 531229854 |  | 413379 | 6915 | SH |  | SOLE |  | 0 | 0 | 6915 |
| MCDONALDS CORP | COM | 580135101 |  | 726816 | 2758 | SH |  | SOLE |  | 1338 | 0 | 1420 |
| MEDICAL PPTYS TRUST INC | COM | 58463J304 |  | 139690 | 12540 | SH |  | SOLE |  | 12540 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 581675 | 5243 | SH |  | SOLE |  | 5243 | 0 | 0 |
| MERCK  CO INC | COM | 58933Y105 |  | 665700 | 6000 | SH |  | OTR | 1 | 0 | 6000 | 0 |
| META PLATFORMS INC | CL A | 30303M102 |  | 1150451 | 9560 | SH |  | SOLE |  | 1632 | 0 | 7928 |
| MICROSOFT CORP | COM | 594918104 |  | 10765518 | 44890 | SH |  | SOLE |  | 14460 | 0 | 30430 |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 |  | 148604 | 17279 | SH |  | SOLE |  | 17279 | 0 | 0 |
| NIKE INC | CL B | 654106103 |  | 2287897 | 19553 | SH |  | SOLE |  | 19553 | 0 | 0 |
| NORTHFIELD BANCORP INC DEL | COM | 66611T108 |  | 590205 | 37521 | SH |  | SOLE |  | 0 | 0 | 37521 |
| OWL ROCK CAPITAL CORPORATION | COM | 69121K104 |  | 142970 | 12378 | SH |  | SOLE |  | 12378 | 0 | 0 |
| PALO ALTO NETWORKS INC | COM | 697435105 |  | 343966 | 2465 | SH |  | SOLE |  | 2465 | 0 | 0 |
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 |  | 199680 | 11829 | SH |  | SOLE |  | 11829 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 698974 | 3869 | SH |  | SOLE |  | 3869 | 0 | 0 |
| PEPSICO INC | COM | 713448108 |  | 632310 | 3500 | SH |  | OTR | 1 | 0 | 3500 | 0 |
| PFIZER INC | COM | 717081103 |  | 1562057 | 30485 | SH |  | SOLE |  | 21669 | 0 | 8816 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 147771 | 975 | SH |  | OTR | 1 | 0 | 975 | 0 |
| PROCTER AND GAMBLE CO | COM | 742718109 |  | 808923 | 5337 | SH |  | SOLE |  | 3606 | 0 | 1731 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 213950 | 2120 | SH |  | SOLE |  | 2120 | 0 | 0 |
| RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 |  | 161472 | 1600 | SH |  | OTR | 1 | 0 | 1600 | 0 |
| REEDS INC | COM | 758338107 |  | 2449 | 35081 | SH |  | SOLE |  | 0 | 0 | 35081 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 |  | 216447 | 300 | SH |  | SOLE |  | 0 | 0 | 300 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 314520 | 7764 | SH |  | SOLE |  | 0 | 0 | 7764 |
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 |  | 670370 | 7664 | SH |  | SOLE |  | 0 | 0 | 7664 |
| SMART SAND INC | COM | 83191H107 |  | 55741 | 31140 | SH |  | SOLE |  | 31140 | 0 | 0 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 |  | 308468 | 931 | SH |  | SOLE |  | 0 | 0 | 931 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 1438886 | 8482 | SH |  | SOLE |  | 6382 | 0 | 2100 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 1280376 | 3348 | SH |  | SOLE |  | 186 | 0 | 3162 |
| STELLANTIS N.V | SHS | N82405106 |  | 420020 | 29675 | SH |  | SOLE |  | 0 | 0 | 29675 |
| STRYKER CORPORATION | COM | 863667101 |  | 251825 | 1030 | SH |  | SOLE |  | 1030 | 0 | 0 |
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 |  | 368099 | 23596 | SH |  | SOLE |  | 23596 | 0 | 0 |
| TARGET CORP | COM | 87612E106 |  | 17885 | 120 | SH |  | OTR | 1 | 0 | 120 | 0 |
| TARGET CORP | COM | 87612E106 |  | 459764 | 3085 | SH |  | SOLE |  | 3085 | 0 | 0 |
| TESLA INC | COM | 88160R101 |  | 456259 | 3704 | SH |  | SOLE |  | 274 | 0 | 3430 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 |  | 213598 | 3298 | SH |  | SOLE |  | 3298 | 0 | 0 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 |  | 1046575 | 1974 | SH |  | SOLE |  | 68 | 0 | 1906 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 |  | 243111 | 3229 | SH |  | SOLE |  | 0 | 0 | 3229 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 |  | 2606671 | 18570 | SH |  | SOLE |  | 0 | 0 | 18570 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 1184165 | 14357 | SH |  | SOLE |  | 0 | 0 | 14357 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 |  | 1035533 | 5642 | SH |  | SOLE |  | 0 | 0 | 5642 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 |  | 1635619 | 7675 | SH |  | SOLE |  | 0 | 0 | 7675 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 |  | 522713 | 2734 | SH |  | SOLE |  | 0 | 0 | 2734 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 |  | 546513 | 2681 | SH |  | SOLE |  | 157 | 0 | 2524 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 |  | 1436197 | 9458 | SH |  | SOLE |  | 7 | 0 | 9451 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 |  | 1565398 | 39731 | SH |  | SOLE |  | 14472 | 0 | 25259 |
| VISA INC | COM CL A | 92826C839 |  | 407002 | 1959 | SH |  | SOLE |  | 193 | 0 | 1766 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 |  | 139432 | 14708 | SH |  | SOLE |  | 14708 | 0 | 0 |

---