# EDGAR Filing Document

**Accession Number:** 0001407922
**File Stem:** 0001209191-23-014740
**Filing Date:** 2023-3
**Character Count:** 7168
**Document Hash:** 7b3177bb50c0318de0b86e5f306d28b9
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001209191-23-014740.hdr.sgml**: 20230302

**ACCESSION NUMBER**: 0001209191-23-014740

**CONFORMED SUBMISSION TYPE**: 4

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20230228

**FILED AS OF DATE**: 20230302

**DATE AS OF CHANGE**: 20230302

**REPORTING-OWNER**: 

**OWNER DATA:**
- **COMPANY CONFORMED NAME:** Lo Andrew Tak Shing
- **CENTRAL INDEX KEY:** 0001407922

**FILING VALUES:**
- **FORM TYPE:** 4
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-13908
- **FILM NUMBER:** 23699787

**MAIL ADDRESS:**
- **STREET 1:** INVESCO HONG KONG LIMITED
- **STREET 2:** 32/F THREE PACIFIC PLACE,1 QUEEN'S ROAD
- **CITY:** HONG KONG
- **STATE:** F4
- **ZIP:** 00000
**ISSUER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Invesco Ltd.
- **CENTRAL INDEX KEY:** 0000914208
- **STANDARD INDUSTRIAL CLASSIFICATION:** INVESTMENT ADVICE [6282]
- **IRS NUMBER:** 980557567
- **STATE OF INCORPORATION:** D0
- **FISCAL YEAR END:** 1231

**BUSINESS ADDRESS:**
- **STREET 1:** 1555 PEACHTREE STREET NE
- **STREET 2:** SUITE 1800
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30309
- **BUSINESS PHONE:** 404-892-0896

**MAIL ADDRESS:**
- **STREET 1:** 1555 PEACHTREE STREET NE
- **STREET 2:** SUITE 1800
- **CITY:** ATLANTA
- **STATE:** GA
- **ZIP:** 30309

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Invesco Asset Management Deutschland GMBH
- **DATE OF NAME CHANGE:** 20211102

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Invesco Ltd.
- **DATE OF NAME CHANGE:** 20080520

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** Invesco Ltd
- **DATE OF NAME CHANGE:** 20080508

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM 4

### STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

[ ] Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

---

| | | |
|:---|:---|:---|
| **1. Name and Address of Reporting Person**<sup>*</sup><br>Lo Andrew Tak Shing<br><sub>(Last) (First) (Middle)</sub><br>1555 PEACHTREE STREET<br>SUITE 1800<br><sub>(Street)</sub><br>ATLANTA, GA 30309<br><sub>(City) (State) (Zip)</sub> | **3. Date of Earliest Transaction (Month/Day/Year)**<br>2023-02-28 | **5. Relationship of Reporting Person(s) to Issuer**<br>(Check all applicable)<br>[ ] Director [ ] 10% Owner<br>[X] Officer (give title below) [ ] Other (specify below)<br>_Senior Managing Director_ |
| **2. Issuer Name and Ticker or Trading Symbol**<br>Invesco Ltd. [ IVZ ] | **4. If Amendment, Date of Original Filed (Month/Day/Year)**<br>  | **6. Individual or Joint/Group Filing (Check Applicable Line)**<br>[X] Form filed by One Reporting Person<br>[ ] Form filed by More than One Reporting Person |

---

## Table I - Non-Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | 3. Transaction Code (V) | 3. Transaction Code (V) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 4. Securities Acquired (A) or Disposed of (D) | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| 1. Title of Security | 2. Transaction Date | 2A. Deemed Execution Date | Code | V | Amount | (A) or (D) | Price | 5. Amount of Securities Beneficially Owned | 6. Ownership Form | 7. Nature of Indirect Beneficial Ownership |
| Common Shares | 2023-02-28 |  | M |  | 17631 | A | $0.00 | 363008 | D |  |
| Common Shares | 2023-02-28 |  | M |  | 25537 | A | $0.00 | 388545 | D |  |
| Common Shares | 2023-02-28 |  | M |  | 70585 | A | $0.00 | 459130 | D |  |
| Common Shares | 2023-02-28 |  | M |  | 13122 | A | $0.00 | 472252 | D |  |
| Common Shares | 2023-02-28 |  | M |  | 16478 | A | $0.00 | 488730 | D |  |

---

## Table II - Derivative Securities

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | 4. Transaction Code (V) | 4. Transaction Code (V) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Underlying Securities | 7. Title and Amount of Underlying Securities | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| 1. Title of Derivative Security | 2. Conversion or Exercise Price | 3. Transaction Date | 3A. Deemed Execution Date | Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | 8. Price of Derivative Security | 9. Number of Derivative Securities Beneficially Owned | 10. Ownership Form | 11. Nature of Indirect Beneficial Ownership |
| Restricted Stock Units<sup>(1)</sup> | $0.00 | 2023-02-28 |  | M |  |  | 17631 | <sup>(2)</sup> | <sup>(2)</sup> | Common Shares | 17631 | $0.00 | 0 | D |  |
| Restricted Stock Units<sup>(1)</sup> | $0.00 | 2023-02-28 |  | M |  |  | 25537 | <sup>(2)</sup> | <sup>(2)</sup> | Common Shares | 25537 | $0.00 | 25538 | D |  |
| Restricted Stock Units<sup>(1)</sup> | $0.00 | 2023-02-28 |  | M |  |  | 13122 | <sup>(2)</sup> | <sup>(2)</sup> | Common Shares | 13122 | $0.00 | 26244 | D |  |
| Restricted Stock Units<sup>(1)</sup> | $0.00 | 2023-02-28 |  | M |  |  | 16478 | <sup>(2)</sup> | <sup>(2)</sup> | Common Shares | 16478 | $0.00 | 49435 | D |  |
| Restricted Stock Units<sup>(1)</sup> | $0.00 | 2023-02-28 |  | A |  | 57332 |  | <sup>(2)</sup> | <sup>(2)</sup> | Common Shares | 57332 | $0.00 | 57332 | D |  |

---

### Footnotes:

(1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

(2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

**Signature:** /s/ Robert H. Rigsby, as Attorney-in-Fact  
**Date:** 2023-03-02

### Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

**Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.**