# EDGAR Filing Document

**Accession Number:** 0001716338
**File Stem:** 0001104659-23-007509
**Filing Date:** 2023-1
**Character Count:** 15673
**Document Hash:** 374ef0706bb0683c450420fbb36ca0a1
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001104659-23-007509.hdr.sgml**: 20230127

**ACCESSION NUMBER**: 0001104659-23-007509

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230127

**FILED AS OF DATE**: 20230127

**DATE AS OF CHANGE**: 20230127

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Pintec Technology Holdings Ltd
- **CENTRAL INDEX KEY:** 0001716338
- **STANDARD INDUSTRIAL CLASSIFICATION:** SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
- **IRS NUMBER:** 000000000
- **STATE OF INCORPORATION:** E9
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38712
- **FILM NUMBER:** 23562697

**BUSINESS ADDRESS:**
- **STREET 1:** 3RD FLOOR, NO.11 BUILDING
- **STREET 2:** NO.109 YARD TIANJIZHIGU, JINGHAI 3RD ST
- **CITY:** BDA, BEIJING
- **STATE:** F4
- **ZIP:** 100000
- **BUSINESS PHONE:** 86 1085643600

**MAIL ADDRESS:**
- **STREET 1:** 3RD FLOOR, NO.11 BUILDING
- **STREET 2:** NO.109 YARD TIANJIZHIGU, JINGHAI 3RD ST
- **CITY:** BDA, BEIJING
- **STATE:** F4
- **ZIP:** 100000

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**FORM 6-K**

**REPORT OF FOREIGN PRIVATE ISSUER<br> PURSUANT TO RULE 13a-16 OR 15d-16<br> UNDER THE SECURITIES EXCHANGE ACT OF 1934**

**For the month of January 2023**

**Commission File Number: 001-38712**

**Pintec Technology Holdings Limited**

**(Exact name of registrant as specified in its charter)**

**3rd Floor, No. 11 Building,<br> No. 109 Yard Tianjizhigu,<br> Jinghai 3rd Street, BDA, Beijing,<br> People's Republic of China**

**(Address of principal executive offices)**

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ⌧ Form 40-F ◻

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ◻

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ◻

***Resignation of Victor Huike Li from the Board, the CEO and the acting CFO***

On December 27, 2022, Mr. Victor Huike Li resigned from the board of directors (the "**Board**") and from his positions as the Chief Executive Oofficer (the "**CEO**") and the acting Chief Financial Officer (the "**CFO**") of Pintec Technology Holdings Limited (Nasdaq: PT) ("**PINTEC**" or the "**Company**") for personal reasons, effective January 27, 2023. Mr. Li's resignation did not result from any disagreement with the Company.

***Appointment of Zexiong Huang as the director, the CEO and the acting CFO***

Mr. Zexiong Huang has over 10 years of experience in the financial industry as well as the financial services industry, specializing in SME financial services, financing and guarantee, consumer finance, real estate mortgage financing, microfinance, and other financial products. He has held various senior management positions in mainland China and Hong Kong, and has gained comprehensive industry experience in the areas of consulting, business development, financial operations, and management. Mr. Huang was an executive director and the Chief Executive Officer of JIMU GROUP LIMITED (8187.HK) from June 2020 to May 2022. He has been a consultant of Pintec's digital SME business unit since 2021 and has been the executive Vice President of the group since he joined in 2022. Mr. Huang holds a bachelor's degree in economics from Yunnan University of Finance and Economics.

There are no family relationships between Mr. Zexiong Huang and any other employees or members of the Board of the Company.

***Resignation of Zehua Shi from the Board***

On December 27, 2022, Mr. Zehua Shi resigned from the Board of the Company for personal reasons, effective January 27, 2023. Mr. Shi's resignation did not result from any disagreement with the Company.

***Appointment of Chao Chen as the director***

On December 27, 2022, Mr. Chao Chen was elected as the director of the Board with effect from January 27, 2023 until the earlier of (i) the date on which the director ceases to be a member of the Board for any reason or (ii) the date of termination of the director agreement entered into between Chao Chen and the Company.

Mr. Chao Chen has 15 years of experience in financial services, specializing in customer relationship management, credit risk management and team operation management. He has held various senior management positions in mainland China and Hong Kong, including the credit manager and the branch manager of Zhong An Credit from October 2007 to March 2012, the deputy general manager of Shenzhen Qian Hai Golden Excellence Microfinance Management Company Limited from August 2013 to December 2014 and the executive director of JIMU GROUP LIMITED (8187.HK) from September 2020 to May 2021. He has been a consultant of Pintec's digital SME business unit since 2021 and the head of SME business since he joined the Company in 2022.

There are no family relationships between Mr. Chao Chen and any other employees or members of the Board of the Company.

***Resignation of Jimin Zhuo from the Board and the Chairman of Audit Committee***

On December 27, 2022, Mr. Jimin Zhuo resigned from his positions as an independent director and the Chairman of Audit Committee of the Company for personal reasons, effective January 27, 2023. Mr. Zhuo's resignation did not result from any disagreement with the Company.

***Appointment of Sen Lin as the independent director and the Chairman of Audit Committee***

Mr. Sen Lin has over 20 years of accounting and auditing experience. He currently serves as the Chief Capital Officer of AsiaLinq Investments. Since December 2021, Mr. Lin has served as an independent director of Metalpha Technology Holding Limited (Nasdaq: MATH), a company engaged in the development of a rewards-based crowdfunding platform. Since June 2021, Mr. Lin has been an independent director of Shenzhen Jiang & Associates Creative Design Co., Ltd. (300668.SZ). From February 2001 to November 2006, Mr. Lin served as a manager of PricewaterhouseCoopers, and he became a certified public accountant in China in 2010. Mr. Lin received his bachelor's degree in international business administration from Central University of Finance and Economics in 1998 and an EMBA degree from China Europe International Business School in 2011.

There are no family relationships between Mr. Sen Lin and any other employees or members of the Board of the Company.

***Resignation of Yong Chen from the Board and the member of Audit Committee***

On December 27, 2022, Mr. Yong Chen resigned from his positions as an independent director and a member of Audit Committee of the Company for personal reasons, effective January 27, 2023. Mr. Chen's resignation did not result from any disagreement with the Company.

***Appointment of Eun Jung Shin as the independent director and the member of Audit Committee***

Ms. Eun Jung Shin has over 20 years of management, operations and marketing experience. From November 2013 to March 2022, she served as a director at Jenax Inc, during which time she created a new business unit and managed the R&D, production, HR, marketing and sales departments, presented as a guest speaker at various conferences in many cities in Europe, USA, and Japan, and led external collaborations with global companies. From September 2009 to March 2011, she worked as a senior account manager at Fleishman-Hillard Korea, where she developed the communications platform as part of the core team of the G20 Business Summit Committee communications partners. She received her bachelor's degree in International Relations and Political Science in 2005 from Tufts University, and an MBA degree in 2009 from Yonsei University.

There are no family relationships between Ms. Eun Jung Shin and any other employees or members of the Board of the Company.

**EXHIBIT INDEX**

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| | |
|:---|:---|
| **Exhibit No.** | **Description** |
| [99.1](tm233888d1_ex99-1.htm) | [Press Release](tm233888d1_ex99-1.htm) |

---

**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: January 27, 2023

---

| | |
|:---|:---|
| **Pintec Technology Holdings Limited** | **Pintec Technology Holdings Limited** |
| By: | /s/ Zexiong Huang |
| Name: | Zexiong Huang |
| Title: | Director and Chief Executive Officer |

---

## Exhibit 99.1

**Exhibit 99.1**

**PINTEC Announces Changes to Management and Board of Directors**

BEIJING, Jan. 27, 2023 /PRNewswire/-- Pintec Technology Holdings Limited (Nasdaq: PT) ("PINTEC" or the "Company"), a leading independent technology platform enabling financial services in China, today announced Mr. Zexiong Huang will be its Chief Executive Officer, acting Chief Financial Officer, and director of the board of directors (the "Board") of the Company, effective immediately. Mr. Victor Huike Li has resigned from his position as the Company's Chief Executive Officer, acting Chief Financial Officer, and director for personal reasons on December 27, 2022, with effect from January 27, 2023. In addition, Mr. Zehua Shi, Mr. Jimin Zhuo and Mr. Yong Chen have all resigned from the Board due to personal reasons on December 27, 2022, with effect from January 27, 2023. Their resignations did not result from any disagreement with the Company, its management, the Board, or any committee of the Board, on any matter relating to the Company's operations, policies or practices. Relevant competent directors and officers have been appointed to fill in their vacancies with effect from January 27, 2023.

Mr. Zexiong Huang has over 10 years of experience in the financial industry as well as the financial services industry, specializing in SME financial services, financing and guarantee, consumer finance, real estate mortgage financing, microfinance, and other financial products. He has held various senior management positions in mainland China and Hong Kong, and has gained comprehensive industry experience in the areas of consulting, business development, financial operations, and management. Mr. Huang was an executive director and the Chief Executive Officer of JIMU GROUP LIMITED (8187.HK) from June 2020 to May 2022. He has been a consultant of the Company's digital SME business unit since 2021 and has been the executive Vice President of the Group since he joined in 2022. Mr. Huang holds a bachelor's degree in economics from Yunnan University of Finance and Economics.

The Board of Directors would like to express its sincere gratitude to Mr. Li, Mr. Shi, Mr. Zhuo and Mr. Chen for their contributions, efforts, and dedication over the years. PINTEC has survived and retained its core competencies under both market and regulatory pressures with the outstanding leadership of Mr. Li. The Board and management thank Mr. Li for his contributions to the Company and wish him all the best in the future. Under the leadership of Mr. Huang and a team of experienced industry professionals, PINTEC is well positioned to further optimize its digital MSME eco-enabling products and expand its market leadership position going forward and is confident in the Company's ability to overcome the current short-term market challenges.

Mr. Zexiong Huang, Chief Executive Officer, acting Chief Financial Officer and director of PINTEC, commented, "We thank Mr. Li for his past contributions to PINTEC as he has worked very hard to help us navigate through a challenging and uncertain market environment and has laid a solid foundation for the future growth of the Company. Currently, we are on track to grow our revenues and reach profitability with our strategic direction as well as our SMB empowerment products. As the business continues to expand, I am confident in the Company's current management team and its ability to enter new growth cycles down the road."

**Safe Harbor Statement**

This press release contains forward-looking statements. These statements constitute "forward-looking" statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, and as defined in the U.S. Private Securities Litigation Reform Act of 1995. These forward-looking statements can be identified by terminology such as "will," "expects," "anticipates," "future," "intends," "plans," "believes," "estimates," "target," "confident" and similar statements. Among other things, the quotations from management in this announcement, as well as PINTEC's strategic and operational plans, contain forward-looking statements. PINTEC may also make written or oral forward-looking statements in its periodic reports to the U.S. Securities and Exchange Commission, in its annual report to shareholders, in press releases and other written materials and in oral statements made by its officers, directors or employees to third parties. Such statements are based upon management's current expectations and current market and operating conditions, and relate to events that involve known or unknown risks, uncertainties and other factors, all of which are difficult to predict and many of which are beyond the Company's control. Forward-looking statements involve inherent risks, uncertainties and other factors that could cause actual results to differ materially from those contained in any such statements. Potential risks and uncertainties include, but are not limited to, the Company's limited operating history, regulatory uncertainties relating to the markets and industries where the Company operates, and the need to further diversify its financial partners, the Company's reliance on a limited number of business partners, the impact of current or future PRC laws or regulations on wealth management financial products, and the Company's ability to meet the standards necessary to maintain the listing of its ADSs on the Nasdaq Global Market, including its ability to cure any non-compliance with Nasdaq's continued listing criteria. Further information regarding these and other risks, uncertainties or factors is included in the Company's filings with the U.S. Securities and Exchange Commission. All information provided in this press release is as of the date of this press release, and the Company does not undertake any obligation to update any forward-looking statement as a result of new information, future events or otherwise, except as required under applicable law.

**About PINTEC**

PINTEC is a leading independent technology platform enabling financial services in China. By connecting business and financial partners on its open platform, PINTEC enables them to provide financial services to end users efficiently and effectively. The Company offers its partners a full suite of customized solutions, ranging from digital retail lending, digital business lending, robotic process automation, to wealth management and insurance products. Leveraging its scalable and reliable technology infrastructure, PINTEC serves a wide range of industry verticals covering online travel, e-commerce, telecommunications, online education, SaaS platforms, financial technology, internet search, and online classifieds and listings, as well as various types of financial partners including banks, brokers, insurance companies, investment funds and trusts, consumer finance companies and other similar institutions.

**For further information, please contact:**

Pintec Technology Holdings Ltd.<br> Phone: +86 (10) 8564-3600<br> E-mail: ir@pintec.com