# EDGAR Filing Document

**Accession Number:** 0000215660
**File Stem:** 0000215660-25-000002
**Filing Date:** 2025-9
**Character Count:** 2725
**Document Hash:** 7fa41638382f223564ab195a85444330
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0000215660-25-000002.hdr.sgml**: 20250922

**ACCESSION NUMBER**: 0000215660-25-000002

**CONFORMED SUBMISSION TYPE**: X-17A-5

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250630

**FILED AS OF DATE**: 20250922

**DATE AS OF CHANGE**: 20250922

**EFFECTIVENESS DATE**: 20250922

**PERIOD START**: 20240701

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** PACTOLUS SECURITIES, LLC
- **CENTRAL INDEX KEY:** 0000215660

**ORGANIZATION NAME:**
- **EIN:** 351403362
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 0630

**FILING VALUES:**
- **FORM TYPE:** X-17A-5
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 008-21979
- **FILM NUMBER:** 251329371

**BUSINESS ADDRESS:**
- **STREET 1:** 8614 WESTWOOD CENTER DRIVE
- **STREET 2:** SUITE 620
- **CITY:** VIENNA
- **STATE:** VA
- **ZIP:** 22182
- **BUSINESS PHONE:** 571-297-6348

**MAIL ADDRESS:**
- **STREET 1:** 8614 WESTWOOD CENTER DRIVE
- **STREET 2:** SUITE 620
- **CITY:** VIENNA
- **STATE:** VA
- **ZIP:** 22182

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DFP EQUITIES, INC.
- **DATE OF NAME CHANGE:** 20151030

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** PACTOLUS SECURITIES, LLC
- **DATE OF NAME CHANGE:** 20151021

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** DFP EQUITIES, INC.
- **DATE OF NAME CHANGE:** 20050901

### Attached PDF Documents

**Attachment 1:** `public1.pdf`

_No text found in this document._

### UNITED STATES SECURITIES AND EXCHANGE COMMISSION
**Washington, D.C. 20549**

## FORM X-17A-5

### ANNUAL AUDITED REPORT

### Filer Information

**Filer CIK:** 0000215660

**Filer CCC:** XXXXXXXX

**Is this a LIVE or TEST filing?:** LIVE

**Would you like a Return Copy?:** No

### Submission Information

**Report Period Begin Date:** 07-01-2024

**Report Period End Date:** 06-30-2025

**Type of Registrant:** Broker-dealer

**Any material weaknesses identified?:** No

### Registrant Identification

**Name of Broker-Dealer:** PACTOLUS SECURITIES, LLC

**Business Address:** 8614 WESTWOOD CENTER DRIVE, SUITE 620, VIENNA, VA, 22182

**Contact Person:** Thomas E Shea

**Contact Phone:** 7735161521

### Independent Public Accountant Identification

**Accountant Name:** weaver and tidwell llp

**Accountant Address:** 2821 west seventh street, suite 700, fort worth, TX, 76107

**Accountant Type:** Certified Public Accountant

### OATH OR AFFIRMATION

I, **alan m. harter**, swear (or affirm) that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of **PACTOLUS SECURITIES, LLC**, as of **06-30-2025**, are true and correct.

**Signature:** alan m. harter

**Title:** ceo

**Notarized:** Yes