# EDGAR Filing Document

**Accession Number:** 0001537055
**File Stem:** 0001537055-23-000002
**Filing Date:** 2023-2
**Character Count:** 18220
**Document Hash:** f729c8a402448348b29abc06eaae5e34
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001537055-23-000002.hdr.sgml**: 20230214

**ACCESSION NUMBER**: 0001537055-23-000002

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20221231

**FILED AS OF DATE**: 20230214

**DATE AS OF CHANGE**: 20230214

**EFFECTIVENESS DATE**: 20230214

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Telemetry Investments, L.L.C.
- **CENTRAL INDEX KEY:** 0001537055
- **IRS NUMBER:** 134081603

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-16856
- **FILM NUMBER:** 23623291

**BUSINESS ADDRESS:**
- **STREET 1:** 152 WEST 36TH STREET
- **STREET 2:** ROOM 402
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018-8765
- **BUSINESS PHONE:** 212-425-9700

**MAIL ADDRESS:**
- **STREET 1:** 152 WEST 36TH STREET
- **STREET 2:** ROOM 402
- **CITY:** NEW YORK
- **STATE:** NY
- **ZIP:** 10018-8765

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 12-31-2022

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** Telemetry Investments L.L.C.<br>**Address:** 152 West 36th Street<br>Room 402<br>NEW YORK, NY 10018-8765

**Form 13F File Number:** 028-16856

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** Andrew Schorr<br>**Title:** CEO<br>**Phone:** 212-425-9700

**Signature, Place, and Date of Signing:**

Andrew Schorr  NEW YORK, NY  02-14-2023<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 146

**Form 13F Information Table Value Total:** $63292

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| EURONAV NV | SHS | B38564108 |  | 228 | 13405 | SH |  | SOLE |  | 13405 | 0 | 0 |
| AGILE GROWTH CORP | *W EXP 03/09/202 | G01202111 |  | 1 | 51759 | SH |  | SOLE |  | 51759 | 0 | 0 |
| ARIES I ACQUISITION CORP | *W EXP 03/18/202 | G0542N123 |  | 5 | 87753 | SH |  | SOLE |  | 87753 | 0 | 0 |
| BABYLON HLDGS LTD | CL A SHS | G07031209 |  | 267 | 39500 | SH |  | SOLE |  | 39500 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | CL A ORD SHS | G0888J108 |  | 917 | 89256 | SH |  | SOLE |  | 89256 | 0 | 0 |
| BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | G0888J124 |  | 3 | 44628 | SH |  | SOLE |  | 44628 | 0 | 0 |
| BIOPLUS ACQUISITION CORP | CLASS A ORD SHS | G11217117 |  | 685 | 66607 | SH |  | SOLE |  | 66607 | 0 | 0 |
| BIOPLUS ACQUISITION CORP | *W EXP 12/02/202 | G11217125 |  | 0 | 33303 | SH |  | SOLE |  | 33303 | 0 | 0 |
| BIOTECH ACQUISITION COMPANY | *W EXP 11/30/202 | G1125A116 |  | 10 | 153694 | SH |  | SOLE |  | 153694 | 0 | 0 |
| CARTESIAN GROWTH CORP II | UNIT 07/12/2028 | G19305104 |  | 256 | 25000 | SH |  | SOLE |  | 25000 | 0 | 0 |
| DP CAP ACQUISITION CORP I | *W EXP 11/08/202 | G2R05B126 |  | 1 | 132180 | SH |  | SOLE |  | 132180 | 0 | 0 |
| ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 |  | 14 | 144769 | SH |  | SOLE |  | 144769 | 0 | 0 |
| HEALTHCARE AI ACQUISITION CO | CLASS A ORD SHS | G4373K109 |  | 859 | 83900 | SH |  | SOLE |  | 83900 | 0 | 0 |
| HEALTHCARE AI ACQUISITION CO | *W EXP 99/99/999 | G4373K117 |  | 2 | 41950 | SH |  | SOLE |  | 41950 | 0 | 0 |
| MARIADB PLC | ORD SHS | G5920M100 |  | 48 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| MARIADB PLC | *W EXP 12/16/202 | G5920M118 |  | 10 | 34432 | SH |  | SOLE |  | 34432 | 0 | 0 |
| NABORS INDUSTRIES LTD | SHS | G6359F137 |  | 310 | 2000 | SH |  | SOLE |  | 2000 | 0 | 0 |
| NEWCOURT ACQUISITION CORP | *W EXP 01/22/202 | G6448C129 |  | 1 | 129000 | SH |  | SOLE |  | 129000 | 0 | 0 |
| THRIVE ACQUISITION CORPORATI | *W EXP 10/31/202 | G7158C119 |  | 0 | 60350 | SH |  | SOLE |  | 60350 | 0 | 0 |
| POWERUP ACQUISITION CORP | UNIT 02/18/2032 | G7207P111 |  | 320 | 31044 | SH |  | SOLE |  | 31044 | 0 | 0 |
| PRENETICS GLOBAL LTD | *W EXP 05/18/202 | G72245114 |  | 8 | 52729 | SH |  | SOLE |  | 52729 | 0 | 0 |
| PROTHENA CORP PLC | SHS | G72800108 |  | 301 | 5000 | SH |  | SOLE |  | 5000 | 0 | 0 |
| TIO TECH A | *W EXP 04/12/202 | G8T10C114 |  | 2 | 69397 | SH |  | SOLE |  | 69397 | 0 | 0 |
| SHUAA PARTNERS ACQUISTN CORP | UNIT 02/24/2027 | G81173125 |  | 1028 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP | CLASS A ORD SHS | G8201H105 |  | 2825 | 280000 | SH |  | SOLE |  | 280000 | 0 | 0 |
| SILVER SPIKE ACQUISITN CORP | *W EXP 02/26/202 | G8201H113 |  | 2 | 56156 | SH |  | SOLE |  | 56156 | 0 | 0 |
| SLAM CORP | *W EXP 02/23/202 | G8210L121 |  | 7 | 79034 | SH |  | SOLE |  | 79034 | 0 | 0 |
| STONEBRIDGE ACQUISITION CORP | *W EXP 03/31/202 | G85094129 |  | 3 | 124473 | SH |  | SOLE |  | 124473 | 0 | 0 |
| VALUENCE MERGER CORP I | UNIT 02/18/2027 | G9R16L126 |  | 677 | 65000 | SH |  | SOLE |  | 65000 | 0 | 0 |
| WEJO GROUP LIMITED | *W EXP 11/18/202 | G9525W117 |  | 5 | 120856 | SH |  | SOLE |  | 120856 | 0 | 0 |
| ALLOT LTD | SHS | M0854Q105 |  | 53 | 15500 | SH |  | SOLE |  | 15500 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 |  | 480 | 11100 | SH |  | SOLE |  | 11100 | 0 | 0 |
| VASCULAR BIOGENICS LTD | COM | M96883109 |  | 48 | 403500 | SH |  | SOLE |  | 403500 | 0 | 0 |
| AFFIMED N V | COM | N01045108 |  | 248 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| ATLAS CORP | SHARES | Y0436Q109 |  | 625 | 40755 | SH |  | SOLE |  | 40755 | 0 | 0 |
| ADMA BIOLOGICS INC | COM | 000899104 |  | 223 | 57500 | SH |  | SOLE |  | 57500 | 0 | 0 |
| ATYR PHARMA INC | COM NEW | 002120202 |  | 1367 | 624000 | SH |  | SOLE |  | 624000 | 0 | 0 |
| ACORDA THERAPEUTICS INC | COM NEW | 00484M601 |  | 102 | 132500 | SH |  | SOLE |  | 132500 | 0 | 0 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 |  | 1990 | 26000 | SH |  | SOLE |  | 26000 | 0 | 0 |
| ADICET BIO INC | COM | 007002108 |  | 192 | 21500 | SH |  | SOLE |  | 21500 | 0 | 0 |
| ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 |  | 350 | 50000 | SH |  | SOLE |  | 50000 | 0 | 0 |
| AGROFRESH SOLUTIONS INC | COM | 00856G109 |  | 75 | 25201 | SH |  | SOLE |  | 25201 | 0 | 0 |
| ALBERTSONS COS INC | COMMON STOCK | 013091103 |  | 311 | 15000 | SH |  | SOLE |  | 15000 | 0 | 0 |
| ALCOA CORP | COM | 013872106 |  | 523 | 11500 | SH |  | SOLE |  | 11500 | 0 | 0 |
| ALPINE ACQUISITION CORPORATI | *W EXP 05/01/202 | 02083L117 |  | 10 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| AMPLIFY ENERGY CORP NEW | COM | 03212B103 |  | 181 | 20600 | SH |  | SOLE |  | 20600 | 0 | 0 |
| AMRYT PHARMA PLC | SPONSORED ADS | 03217L106 |  | 951 | 130262 | SH |  | SOLE |  | 130262 | 0 | 0 |
| APPLOVIN CORP | COM CL A | 03831W108 |  | 139 | 13210 | SH |  | SOLE |  | 13210 | 0 | 0 |
| APTOSE BIOSCIENCES INC | COM NEW | 03835T200 |  | 58 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| ARDELYX INC | COM | 039697107 |  | 191 | 67000 | SH |  | SOLE |  | 67000 | 0 | 0 |
| ARTEMIS STRATEGIC INVT CORP | *W EXP 09/30/202 | 04303A111 |  | 12 | 152150 | SH |  | SOLE |  | 152150 | 0 | 0 |
| ASSERTIO HOLDINGS INC | COM NEW | 04546C205 |  | 430 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| BELLEROPHON THERAPEUTICS INC | COM NEW | 078771300 |  | 40 | 44000 | SH |  | SOLE |  | 44000 | 0 | 0 |
| BENEFITFOCUS INC | COM | 08180D106 |  | 283 | 27100 | SH |  | SOLE |  | 27100 | 0 | 0 |
| BIOGEN INC | COM | 09062X103 |  | 226 | 817 | SH |  | SOLE |  | 817 | 0 | 0 |
| BLACK KNIGHT INC | COM | 09215C105 |  | 358 | 5800 | SH |  | SOLE |  | 5800 | 0 | 0 |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 |  | 136 | 19900 | SH |  | SOLE |  | 19900 | 0 | 0 |
| FRESH TRACKS THERAPEUTICS IN | COM NEW | 10802T204 |  | 95 | 65000 | SH |  | SOLE |  | 65000 | 0 | 0 |
| CARNEY TECHNOLOGY ACQU CORP | *W EXP 11/30/202 | 143636116 |  | 5 | 80521 | SH |  | SOLE |  | 80521 | 0 | 0 |
| CHECKPOINT THERAPEUTICS INC | COM NEW | 162828206 |  | 51 | 10000 | SH |  | SOLE |  | 10000 | 0 | 0 |
| CINEMARK HLDGS INC | COM | 17243V102 |  | 171 | 19713 | SH |  | SOLE |  | 19713 | 0 | 0 |
| CITIGROUP INC | COM NEW | 172967424 |  | 317 | 7000 | SH |  | SOLE |  | 7000 | 0 | 0 |
| CORVUS PHARMACEUTICALS INC | COM | 221015100 |  | 332 | 390000 | SH |  | SOLE |  | 390000 | 0 | 0 |
| DENBURY INC | COM | 24790A101 |  | 235 | 2700 | SH |  | SOLE |  | 2700 | 0 | 0 |
| DIGITALBRIDGE GROUP INC | CL A NEW | 25401T603 |  | 133 | 12161 | SH |  | SOLE |  | 12161 | 0 | 0 |
| EVO PMTS INC | CL A COM | 26927E104 |  | 558 | 16500 | SH |  | SOLE |  | 16500 | 0 | 0 |
| ECOPETROL S A | SPONSORED ADS | 279158109 |  | 118 | 11254 | SH |  | SOLE |  | 11254 | 0 | 0 |
| EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 |  | 407 | 345000 | SH |  | SOLE |  | 345000 | 0 | 0 |
| ELEVATE CREDIT INC | COM | 28621V101 |  | 69 | 39373 | SH |  | SOLE |  | 39373 | 0 | 0 |
| ESPERION THERAPEUTICS INC NE | COM | 29664W105 |  | 442 | 71000 | SH |  | SOLE |  | 71000 | 0 | 0 |
| EVAXION BIOTECH A S | ADS | 29970R105 |  | 68 | 37500 | SH |  | SOLE |  | 37500 | 0 | 0 |
| FAST ACQUISITION CORP II | CL A | 311874101 |  | 695 | 69440 | SH |  | SOLE |  | 69440 | 0 | 0 |
| FORTRESS BIOTECH INC | COM | 34960Q109 |  | 47 | 72000 | SH |  | SOLE |  | 72000 | 0 | 0 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 |  | 418 | 11004 | SH |  | SOLE |  | 11004 | 0 | 0 |
| FUTURE HEALTH ESG CORP | COM | 36118W102 |  | 148 | 14632 | SH |  | SOLE |  | 14632 | 0 | 0 |
| FUTURE HEALTH ESG CORP | *W EXP 99/99/999 | 36118W110 |  | 10 | 149885 | SH |  | SOLE |  | 149885 | 0 | 0 |
| GAIN THERAPEUTICS INC | COM | 36269B105 |  | 385 | 123000 | SH |  | SOLE |  | 123000 | 0 | 0 |
| GAP INC | COM | 364760108 |  | 153 | 13593 | SH |  | SOLE |  | 13593 | 0 | 0 |
| GLOBALSTAR INC | COM | 378973408 |  | 336 | 252500 | SH |  | SOLE |  | 252500 | 0 | 0 |
| GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 |  | 6 | 133449 | SH |  | SOLE |  | 133449 | 0 | 0 |
| GRAF ACQUISITION CORP IV | COM | 384272100 |  | 593 | 59561 | SH |  | SOLE |  | 59561 | 0 | 0 |
| GRITSTONE BIO INC | COM | 39868T105 |  | 362 | 105000 | SH |  | SOLE |  | 105000 | 0 | 0 |
| HARPOON THERAPEUTICS INC | COM | 41358P106 |  | 67 | 93000 | SH |  | SOLE |  | 93000 | 0 | 0 |
| HEALTHWELL ACQUISITION CORP | CLASS A COM | 42227R109 |  | 778 | 78500 | SH |  | SOLE |  | 78500 | 0 | 0 |
| HEALTHWELL ACQUISITION CORP | *W EXP 08/05/202 | 42227R117 |  | 1 | 49396 | SH |  | SOLE |  | 49396 | 0 | 0 |
| HOME PLATE ACQUISITION CORP | CL A COM | 43734R103 |  | 1012 | 100000 | SH |  | SOLE |  | 100000 | 0 | 0 |
| HOME PLATE ACQUISITION CORP | *W EXP 09/30/202 | 43734R111 |  | 0 | 48401 | SH |  | SOLE |  | 48401 | 0 | 0 |
| HUMANIGEN INC | COM NEW | 444863203 |  | 56 | 470000 | SH |  | SOLE |  | 470000 | 0 | 0 |
| IMAGO BIOSCIENCES INC | COM | 45250K107 |  | 694 | 19291 | SH |  | SOLE |  | 19291 | 0 | 0 |
| INTELLIGENT MEDI ACQSITN COR | UNIT 11/05/2026 | 45828D205 |  | 418 | 40796 | SH |  | SOLE |  | 40796 | 0 | 0 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 7988 | 30000 | SH | Put | SOLE |  | 30000 | 0 | 0 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 |  | 1026 | 50000 | SH | Put | SOLE |  | 50000 | 0 | 0 |
| IROBOT CORP | COM | 462726100 |  | 449 | 9332 | SH |  | SOLE |  | 9332 | 0 | 0 |
| KINS TECHNOLOGY GROUP INC | *W EXP 10/14/202 | 49714K117 |  | 4 | 119843 | SH |  | SOLE |  | 119843 | 0 | 0 |
| KLUDEIN I ACQUISITION CORP | *W EXP 07/08/202 | 49878L117 |  | 10 | 119512 | SH |  | SOLE |  | 119512 | 0 | 0 |
| KORE GROUP HLDGS INC | COMMON STOCK | 50066V107 |  | 82 | 65000 | SH |  | SOLE |  | 65000 | 0 | 0 |
| KORE GROUP HLDGS INC | *W EXP 09/30/202 | 50066V115 |  | 15 | 118000 | SH |  | SOLE |  | 118000 | 0 | 0 |
| MERCURY ECOM ACQUISITION COR | *W EXP 07/27/202 | 589381110 |  | 6 | 115900 | SH |  | SOLE |  | 115900 | 0 | 0 |
| MERIDIAN BIOSCIENCE INC | COM | 589584101 |  | 674 | 20285 | SH |  | SOLE |  | 20285 | 0 | 0 |
| MICROSOFT CORP | COM | 594918104 |  | 313 | 1306 | SH |  | SOLE |  | 1306 | 0 | 0 |
| MIND MEDICINE MINDMED INC | COM NEW | 60255C885 |  | 211 | 96000 | SH |  | SOLE |  | 96000 | 0 | 0 |
| MONEYGRAM INTL INC | COM NEW | 60935Y208 |  | 917 | 84200 | SH |  | SOLE |  | 84200 | 0 | 0 |
| MONEYLION INC | *W EXP 09/22/202 | 60938K114 |  | 3 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| MUSTANG BIO INC | COM | 62818Q104 |  | 155 | 392700 | SH |  | SOLE |  | 392700 | 0 | 0 |
| NOGIN INC | *W EXP 08/26/202 | 65528N113 |  | 2 | 80627 | SH |  | SOLE |  | 80627 | 0 | 0 |
| NOVAVAX INC | COM NEW | 670002401 |  | 181 | 17632 | SH |  | SOLE |  | 17632 | 0 | 0 |
| OCCIDENTAL PETE CORP | COM | 674599105 |  | 442 | 7021 | SH |  | SOLE |  | 7021 | 0 | 0 |
| 1LIFE HEALTHCARE INC | COM | 68269G107 |  | 294 | 17600 | SH |  | SOLE |  | 17600 | 0 | 0 |
| PARATEK PHARMACEUTICALS INC | COM | 699374302 |  | 903 | 483000 | SH |  | SOLE |  | 483000 | 0 | 0 |
| PEAR THERAPEUTICS INC | *W EXP 12/03/202 | 704723113 |  | 13 | 85742 | SH |  | SOLE |  | 85742 | 0 | 0 |
| PELOTON INTERACTIVE INC | CL A COM | 70614W100 |  | 130 | 16366 | SH |  | SOLE |  | 16366 | 0 | 0 |
| PHOENIX BIOTECH ACQUISITION | *W EXP 09/01/202 | 71902K113 |  | 5 | 125114 | SH |  | SOLE |  | 125114 | 0 | 0 |
| POSHMARK INC | COM CL A | 73739W104 |  | 567 | 31701 | SH |  | SOLE |  | 31701 | 0 | 0 |
| PROLOGIS INC. | COM | 74340W103 |  | 237 | 2100 | SH |  | SOLE |  | 2100 | 0 | 0 |
| RAPT THERAPEUTICS INC | COM | 75382E109 |  | 238 | 12000 | SH |  | SOLE |  | 12000 | 0 | 0 |
| REVELATION BIOSCIENCES INC | *W EXP 01/10/202 | 76135L119 |  | 2 | 143115 | SH |  | SOLE |  | 143115 | 0 | 0 |
| RIGEL PHARMACEUTICALS INC | COM NEW | 766559603 |  | 484 | 322500 | SH |  | SOLE |  | 322500 | 0 | 0 |
| RIVIAN AUTOMOTIVE INC | COM CL A | 76954A103 |  | 209 | 11345 | SH |  | SOLE |  | 11345 | 0 | 0 |
| RUBICON TECHNOLOGIES INC | *W EXP 04/01/202 | 78112J117 |  | 2 | 38112 | SH |  | SOLE |  | 38112 | 0 | 0 |
| SPDR S 500 ETF TR | TR UNIT | 78462F103 |  | 11473 | 30000 | SH | Put | SOLE |  | 30000 | 0 | 0 |
| SPDR GOLD TR | GOLD SHS | 78463V107 |  | 390 | 2300 | SH |  | SOLE |  | 2300 | 0 | 0 |
| SENIOR CONNECT ACQUISITN COR | *W EXP 12/31/202 | 81723H116 |  | 7 | 122810 | SH |  | SOLE |  | 122810 | 0 | 0 |
| SHAPEWAYS HOLDINGS INC | *W EXP 09/29/202 | 81947T110 |  | 2 | 126455 | SH |  | SOLE |  | 126455 | 0 | 0 |
| SHARECARE INC | COM CL A | 81948W104 |  | 800 | 500000 | SH |  | SOLE |  | 500000 | 0 | 0 |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 |  | 567 | 8725 | SH |  | SOLE |  | 8725 | 0 | 0 |
| SOUTH JERSEY INDS INC | COM | 838518108 |  | 291 | 8200 | SH |  | SOLE |  | 8200 | 0 | 0 |
| SOUTHPORT ACQUISITION CORP | CL A COM | 84465L105 |  | 713 | 70000 | SH |  | SOLE |  | 70000 | 0 | 0 |
| SOUTHPORT ACQUISITION CORP | *W EXP 99/99/999 | 84465L113 |  | 1 | 35000 | SH |  | SOLE |  | 35000 | 0 | 0 |
| SPIRIT AIRLS INC | COM | 848577102 |  | 686 | 35200 | SH |  | SOLE |  | 35200 | 0 | 0 |
| SPRINGBIG HOLDINGS INC | *W EXP 06/14/202 | 85021Q116 |  | 3 | 153101 | SH |  | SOLE |  | 153101 | 0 | 0 |
| BLOCK INC | CL A | 852234103 |  | 207 | 3302 | SH |  | SOLE |  | 3302 | 0 | 0 |
| STORE CAP CORP | COM | 862121100 |  | 1009 | 31461 | SH |  | SOLE |  | 31461 | 0 | 0 |
| TEGNA INC | COM | 87901J105 |  | 422 | 19900 | SH |  | SOLE |  | 19900 | 0 | 0 |
| TERRAN ORBITAL CORPORATION | *W EXP 03/25/202 | 88105P111 |  | 6 | 59675 | SH |  | SOLE |  | 59675 | 0 | 0 |
| THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 |  | 8 | 98100 | SH |  | SOLE |  | 98100 | 0 | 0 |
| TRACON PHARMACEUTICALS INC | COM NEW | 89237H209 |  | 145 | 97000 | SH |  | SOLE |  | 97000 | 0 | 0 |
| TRAJECTORY ALPHA ACQUISITION | COM CL A | 89301B104 |  | 1065 | 106000 | SH |  | SOLE |  | 106000 | 0 | 0 |
| TRAJECTORY ALPHA ACQUISITION | *W EXP 99/99/999 | 89301B112 |  | 2 | 53000 | SH |  | SOLE |  | 53000 | 0 | 0 |
| UMPQUA HLDGS CORP | COM | 904214103 |  | 363 | 20363 | SH |  | SOLE |  | 20363 | 0 | 0 |
| UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 |  | 81 | 12330 | SH |  | SOLE |  | 12330 | 0 | 0 |
| USERTESTING INC | COM | 91734E101 |  | 180 | 24000 | SH |  | SOLE |  | 24000 | 0 | 0 |
| UWM HOLDINGS CORPORATION | COM CL A | 91823B109 |  | 41 | 12500 | SH |  | SOLE |  | 12500 | 0 | 0 |
| VACCINEX INC | COM | 918640103 |  | 268 | 416000 | SH |  | SOLE |  | 416000 | 0 | 0 |
| VERASTEM INC | COM | 92337C104 |  | 91 | 225000 | SH |  | SOLE |  | 225000 | 0 | 0 |
| VIEWRAY INC | COM | 92672L107 |  | 896 | 200000 | SH |  | SOLE |  | 200000 | 0 | 0 |
| VMWARE INC | CL A COM | 928563402 |  | 436 | 3550 | SH |  | SOLE |  | 3550 | 0 | 0 |

---