# EDGAR Filing Document

**Accession Number:** 0000919160
**File Stem:** 0001398344-26-005481
**Filing Date:** 2026-3
**Character Count:** 9592
**Document Hash:** b4ac3ec8c490cec2a56651c025f8c3a0
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-26-005481.hdr.sgml**: 20260320

**ACCESSION NUMBER**: 0001398344-26-005481

**CONFORMED SUBMISSION TYPE**: 24F-2NT

**PUBLIC DOCUMENT COUNT**: 1

**CONFORMED PERIOD OF REPORT**: 20251231

**FILED AS OF DATE**: 20260320

**DATE AS OF CHANGE**: 20260320

**EFFECTIVENESS DATE**: 20260320

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** GUINNESS ATKINSON FUNDS
- **CENTRAL INDEX KEY:** 0000919160

**ORGANIZATION NAME:**
- **EIN:** 000000000
- **STATE OF INCORPORATION:** DE
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 24F-2NT
- **SEC ACT:** 1933 Act
- **SEC FILE NUMBER:** 033-75340
- **FILM NUMBER:** 26777383

**BUSINESS ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101
- **BUSINESS PHONE:** 626-914-1041

**MAIL ADDRESS:**
- **STREET 1:** 251 SOUTH LAKE AVE
- **STREET 2:** SUITE 800
- **CITY:** PASADENA
- **STATE:** CA
- **ZIP:** 91101

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** INVESTEC FUNDS
- **DATE OF NAME CHANGE:** 20000927

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS
- **DATE OF NAME CHANGE:** 19970506

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GUINNESS FLIGHT INVESTMENT FUNDS INC
- **DATE OF NAME CHANGE:** 19940217

## Series and Classes Contracts Data

### Guinness Atkinson Asia Focus Fund (Series ID: S000005893)

---

|  |  |  |
|:---|:---|:---|
| Class Name                        | Ticker Symbol | Class ID   |
| Guinness Atkinson Asia Focus Fund | IASMX         | C000016117 |

---

### Guinness Atkinson China & Hong Kong Fund (Series ID: S000005894)

---

|  |  |  |
|:---|:---|:---|
| Class Name                               | Ticker Symbol | Class ID   |
| Guinness Atkinson China & Hong Kong Fund | ICHKX         | C000016118 |

---

### Guinness Atkinson Global Innovators Fund (Series ID: S000005895)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                                     | Ticker Symbol | Class ID   |
| Guinness Atkinson Global Innovators Fund - Investor Class      | IWIRX         | C000016119 |
| Guinness Atkinson Global Innovators Fund - Institutional Class | GINNX         | C000161072 |

---

### Guinness Atkinson Global Energy Fund (Series ID: S000005896)

---

|  |  |  |
|:---|:---|:---|
| Class Name                           | Ticker Symbol | Class ID   |
| Guinness Atkinson Global Energy Fund | GAGEX         | C000016120 |

---

### Guinness Atkinson Alternative Energy Fund (Series ID: S000009156)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                | Ticker Symbol | Class ID   |
| Guinness Atkinson Alternative Energy Fund | GAAEX         | C000024897 |

---

### Guinness Atkinson Smart Transportation & Technology ETF (Series ID: S000065017)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                              | Ticker Symbol | Class ID   |
| Guinness Atkinson Smart Transportation & Technology ETF | MOTO          | C000210495 |

---

### Guinness Atkinson Asia Pacific Dividend Builder ETF (Series ID: S000069134)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                          | Ticker Symbol | Class ID   |
| Guinness Atkinson Asia Pacific Dividend Builder ETF | ADIV          | C000220961 |

---

### Guinness Atkinson Dividend Builder ETF (Series ID: S000069135)

---

|  |  |  |
|:---|:---|:---|
| Class Name                             | Ticker Symbol | Class ID   |
| Guinness Atkinson Dividend Builder ETF | DIVS          | C000220962 |

---

### Guinness Atkinson Sustainable Energy ETF (Series ID: S000069963)

---

|  |  |  |
|:---|:---|:---|
| Class Name                               | Ticker Symbol | Class ID   |
| Guinness Atkinson Sustainable Energy ETF | SOLR          | C000222800 |

---

### Guinness Atkinson International Dividend Builder ETF (Series ID: S000097909)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                           | Ticker Symbol | Class ID   |
| Guinness Atkinson International Dividend Builder ETF | GAID          | C000267420 |

---

### Guinness Atkinson US Dividend Builder ETF (Series ID: S000097910)

---

|  |  |  |
|:---|:---|:---|
| Class Name                                | Ticker Symbol | Class ID   |
| Guinness Atkinson US Dividend Builder ETF | GAUD          | C000267421 |

---

### Guinness Atkinson Real Assets Income ETF (Series ID: S000097935)

---

|  |  |  |
|:---|:---|:---|
| Class Name                               | Ticker Symbol | Class ID   |
| Guinness Atkinson Real Assets Income ETF | GARA          | C000267448 |

---

## Series and Classes Contracts Data

### Guinness Atkinson Asia Focus Fund (Series ID: S000005893)

| Class ID   | Class Name                        | Ticker Symbol   |
|:---|:---|:---|
| C000016117 | Guinness Atkinson Asia Focus Fund | IASMX           |

### Guinness Atkinson China & Hong Kong Fund (Series ID: S000005894)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000016118 | Guinness Atkinson China & Hong Kong Fund | ICHKX           |

### Guinness Atkinson Global Innovators Fund (Series ID: S000005895)

| Class ID   | Class Name                                                     | Ticker Symbol   |
|:---|:---|:---|
| C000016119 | Guinness Atkinson Global Innovators Fund - Investor Class      | IWIRX           |
| C000161072 | Guinness Atkinson Global Innovators Fund - Institutional Class | GINNX           |

### Guinness Atkinson Global Energy Fund (Series ID: S000005896)

| Class ID   | Class Name                           | Ticker Symbol   |
|:---|:---|:---|
| C000016120 | Guinness Atkinson Global Energy Fund | GAGEX           |

### Guinness Atkinson Alternative Energy Fund (Series ID: S000009156)

| Class ID   | Class Name                                | Ticker Symbol   |
|:---|:---|:---|
| C000024897 | Guinness Atkinson Alternative Energy Fund | GAAEX           |

### Guinness Atkinson Smart Transportation & Technology ETF (Series ID: S000065017)

| Class ID   | Class Name                                              | Ticker Symbol   |
|:---|:---|:---|
| C000210495 | Guinness Atkinson Smart Transportation & Technology ETF | MOTO            |

### Guinness Atkinson Asia Pacific Dividend Builder ETF (Series ID: S000069134)

| Class ID   | Class Name                                          | Ticker Symbol   |
|:---|:---|:---|
| C000220961 | Guinness Atkinson Asia Pacific Dividend Builder ETF | ADIV            |

### Guinness Atkinson Dividend Builder ETF (Series ID: S000069135)

| Class ID   | Class Name                             | Ticker Symbol   |
|:---|:---|:---|
| C000220962 | Guinness Atkinson Dividend Builder ETF | DIVS            |

### Guinness Atkinson Sustainable Energy ETF (Series ID: S000069963)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000222800 | Guinness Atkinson Sustainable Energy ETF | SOLR            |

### Guinness Atkinson International Dividend Builder ETF (Series ID: S000097909)

| Class ID   | Class Name                                           | Ticker Symbol   |
|:---|:---|:---|
| C000267420 | Guinness Atkinson International Dividend Builder ETF | GAID            |

### Guinness Atkinson US Dividend Builder ETF (Series ID: S000097910)

| Class ID   | Class Name                                | Ticker Symbol   |
|:---|:---|:---|
| C000267421 | Guinness Atkinson US Dividend Builder ETF | GAUD            |

### Guinness Atkinson Real Assets Income ETF (Series ID: S000097935)

| Class ID   | Class Name                               | Ticker Symbol   |
|:---|:---|:---|
| C000267448 | Guinness Atkinson Real Assets Income ETF | GARA            |

## FORM 24F-2NT: Annual Notice of Securities Sold Pursuant to Rule 24f-2

### 24F-2NT: Filer Information

**Filer CIK:** 0000919160

**Is this a LIVE or TEST Filing?:** LIVE

**Filer Investment Company Type:** N-1A

### 24F-2NT: Annual Filing Information

**1. Name and address of issuer:**

- **Name of Issuer:** Guinness Atkinson Funds

- **Address:** 251 South Lake Avenue Suite 800, Pasadena, CA 91101

**2. The Name and EDGAR Identifier of each series or class of securities for which this Form is filed:**

- [ ] Check box if the Form is being filed for all series and classes of the issuer.

**3. Investment Company Act File Number:** 811-08360

   **Securities Act File Number:** 033-75340

**4(a). Last day of fiscal year for which this Form is filed:** 12/31/2025

**4(b). Check box if this Form is being filed late:** [ ]

**4(c). Check box if this is the last time the issuer will be filing this Form:** [ ]

**5. Calculation of registration fee:**

- **(i) Aggregate sale price of securities sold during the fiscal year:** $73949288.00

- **(ii) Aggregate price of securities redeemed or repurchased during the fiscal year:** $79463254.00

- **(iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year:** $232240165.00

- **(iv) Total available redemption credits [add Items 5(ii) and 5(iii)]:** $311703419.00

- **(v) Net sales:** $0.00

- **(vi) Redemption credits available for use in future years:** $-237754131.00

- **(vii) Multiplier for determining registration fee:** 0.000138100

- **(viii) Registration fee due:** $0.00

**Signatures**

**Name and Title:** Rita Dam, Treasurer and Principal Financial Officer

**Date:** 03/20/2026

**Signature:** /s/ Rita Dam