# EDGAR Filing Document

**Accession Number:** 0001998018
**File Stem:** 0001398344-25-020740
**Filing Date:** 2025-11
**Character Count:** 10399
**Document Hash:** 5567a45c9ba5772bd02a6462305b2b98
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001398344-25-020740.hdr.sgml**: 20251112

**ACCESSION NUMBER**: 0001398344-25-020740

**CONFORMED SUBMISSION TYPE**: 13F-HR

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20250930

**FILED AS OF DATE**: 20251112

**DATE AS OF CHANGE**: 20251112

**EFFECTIVENESS DATE**: 20251112

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** NBZ Investment Advisors LLC
- **CENTRAL INDEX KEY:** 0001998018

**ORGANIZATION NAME:**
- **EIN:** 621608809
- **STATE OF INCORPORATION:** TN
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 13F-HR
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 028-24951
- **FILM NUMBER:** 251470621

**BUSINESS ADDRESS:**
- **STREET 1:** 6322 DEANE HILL DRIVE
- **CITY:** KNOXVILLE
- **STATE:** TN
- **ZIP:** 37919
- **BUSINESS PHONE:** 865-584-1184

**MAIL ADDRESS:**
- **STREET 1:** 6322 DEANE HILL DRIVE
- **CITY:** KNOXVILLE
- **STATE:** TN
- **ZIP:** 37919

### FORM 13F COVER PAGE

**Report for the Calendar Year or Quarter Ended:** 09-30-2025

**Check here if Amendment** [ ] **Amendment Number:** 

**This Amendment (Check only one.):** [ ] is a restatement.

[ ] adds new holdings entries.

**Institutional Investment Manager Filing this Report:**

**Name:** NBZ Investment Advisors LLC<br>**Address:** 6322 DEANE HILL DRIVE<br>KNOXVILLE, TN 37919

**Form 13F File Number:** 028-24951

**CRD Number (if applicable):** 000123902

**SEC File Number (if applicable):** 801-62087

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

**Person Signing this Report on Behalf of Reporting Manager:**

**Name:** RICHARD I. ZIVI JR.<br>**Title:** MANAGING MEMBER<br>**Phone:** 865-584-1184

**Signature, Place, and Date of Signing:**

/s/ RICHARD I. ZIVI JR.  KNOXVILLE, TN  11-12-2025<br>[Signature]  [City, State]  [Date]

**Report Type (Check only one.):**

[x] **13F HOLDINGS REPORT.** (Check here if all holdings of this reporting manager are reported in this report.)

[ ] **13F NOTICE.** (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).)

[ ] **13F COMBINATION REPORT.** (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)

### Form 13F Summary Page

**Report Summary:**

**Number of Other Included Managers:** 0

**Form 13F Information Table Entry Total:** 66

**Form 13F Information Table Value Total:** $191726616

      (round to nearest dollar)

**List of Other Included Managers:**

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.

[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]

**NONE**

### FORM 13F INFORMATION TABLE

---

|  |  |  |  |  |  |  |  |  |  |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | VOTING AUTHORITY | VOTING AUTHORITY | VOTING AUTHORITY |
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | VALUE (x$1000) | SHRS OR PRN AMT | SH/PRN | PUT/CALL | INVESTMENT DISCRETION | OTHER MANAGER | SOLE | SHARED | NONE |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 237670 | 1469 | SH |  | SOLE |  | 0 | 0 | 1469 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 |  | 32358 | 200 | SH | Call | SOLE |  | 0 | 0 | 200 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQ | 00888H497 |  | 7405954 | 271536 | SH |  | SOLE |  | 0 | 0 | 271536 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H547 |  | 32408 | 1158 | SH |  | SOLE |  | 0 | 0 | 1158 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQU | 00888H554 |  | 59366 | 2083 | SH |  | SOLE |  | 0 | 0 | 2083 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQU | 00888H562 |  | 2111240 | 72828 | SH |  | SOLE |  | 0 | 0 | 72828 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM EQ BUF | 00888H570 |  | 598572 | 20457 | SH |  | SOLE |  | 0 | 0 | 20457 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQU | 00888H596 |  | 27550 | 890 | SH |  | SOLE |  | 0 | 0 | 890 |
| ALPHABET INC | CAP STK CL C | 02079K107 |  | 2416016 | 9920 | SH |  | SOLE |  | 0 | 0 | 9920 |
| ALPHABET INC | CAP STK CL A | 02079K305 |  | 27328 | 112 | SH |  | SOLE |  | 0 | 0 | 112 |
| AMAZON COM INC | COM | 023135106 |  | 319278 | 1454 | SH |  | SOLE |  | 0 | 0 | 1454 |
| AMAZON COM INC | COM | 023135106 |  | 43914 | 200 | SH | Call | SOLE |  | 0 | 0 | 200 |
| AMERICAN EXPRESS CO | COM | 025816109 |  | 1794976 | 5404 | SH |  | SOLE |  | 0 | 0 | 5404 |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 032108409 |  | 21151845 | 474576 | SH |  | SOLE |  | 0 | 0 | 474576 |
| APPLE INC | COM | 037833100 |  | 3533459 | 13877 | SH |  | SOLE |  | 0 | 0 | 13877 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 |  | 6435044 | 74566 | SH |  | SOLE |  | 0 | 0 | 74566 |
| ARK ETF TR | ARK SPACE EXPL | 00214Q807 |  | 40427 | 1416 | SH |  | SOLE |  | 0 | 0 | 1416 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 |  | 854658 | 1700 | SH |  | SOLE |  | 0 | 0 | 1700 |
| BOEING CO | COM | 097023105 |  | 568712 | 2635 | SH |  | SOLE |  | 0 | 0 | 2635 |
| CALAMOS ETF TR | S P 500 STRUCTUR | 12811T605 |  | 309660 | 10946 | SH |  | SOLE |  | 0 | 0 | 10946 |
| CALAMOS ETF TR | CALAMOS BIT 90 S | 12811T712 |  | 22406 | 808 | SH |  | SOLE |  | 0 | 0 | 808 |
| CALAMOS ETF TR | CALAMOS BIT 80 S | 12811T720 |  | 1030801 | 36042 | SH |  | SOLE |  | 0 | 0 | 36042 |
| CALAMOS ETF TR | S 500 STRUCTUR | 12811T803 |  | 54047 | 2033 | SH |  | SOLE |  | 0 | 0 | 2033 |
| CALAMOS ETF TR | NASDAQ 100 STRUC | 12811T878 |  | 253556 | 9515 | SH |  | SOLE |  | 0 | 0 | 9515 |
| CAPITOL SER TR | FAIRLEAD TACTICA | 14064D550 |  | 8848088 | 294838 | SH |  | SOLE |  | 0 | 0 | 294838 |
| DISNEY WALT CO | COM | 254687106 |  | 134309 | 1173 | SH |  | SOLE |  | 0 | 0 | 1173 |
| DISNEY WALT CO | COM | 254687106 |  | 68700 | 600 | SH | Call | SOLE |  | 0 | 0 | 600 |
| FLOWERS FOODS INC | COM | 343498101 |  | 152685 | 11700 | SH |  | SOLE |  | 0 | 0 | 11700 |
| INNOVATOR ETFS TRUST | EQUITY DEFINED | 45783Y335 |  | 45674 | 1635 | SH |  | SOLE |  | 0 | 0 | 1635 |
| INNOVATOR ETFS TRUST | DEFINED WLT SHLD | 45783Y855 |  | 14445821 | 440153 | SH |  | SOLE |  | 0 | 0 | 440153 |
| INVESCO EXCHANGE TRADED FD T | S EQL WGT | 46137V357 |  | 25610 | 135 | SH |  | SOLE |  | 0 | 0 | 135 |
| INVESCO EXCHANGE TRADED FD T | S 500 GARP ETF | 46137V431 |  | 58312 | 513 | SH |  | SOLE |  | 0 | 0 | 513 |
| INVESCO EXCHANGE TRADED FD T | S MDCP QUALITY | 46137V472 |  | 11731084 | 111767 | SH |  | SOLE |  | 0 | 0 | 111767 |
| INVESCO EXCHANGE TRADED FD T | S SMLCP MOMENT | 46137V498 |  | 11922200 | 162052 | SH |  | SOLE |  | 0 | 0 | 162052 |
| INVESCO EXCHANGE TRADED FD T | LARGE CAP VALUE | 46137V738 |  | 21845 | 335 | SH |  | SOLE |  | 0 | 0 | 335 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 |  | 2103488 | 3504 | SH |  | SOLE |  | 0 | 0 | 3504 |
| ISHARES TR | CORE S ETF | 464287200 |  | 935012 | 1397 | SH |  | SOLE |  | 0 | 0 | 1397 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 |  | 290352 | 1200 | SH | Call | SOLE |  | 0 | 0 | 1200 |
| ISHARES TR | 0-3 MNTH TREASRY | 46436E718 |  | 697851 | 6930 | SH |  | SOLE |  | 0 | 0 | 6930 |
| ISHARES TR | LARGE CAP MAX BU | 46438G612 |  | 705861 | 25165 | SH |  | SOLE |  | 0 | 0 | 25165 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 |  | 12512464 | 246405 | SH |  | SOLE |  | 0 | 0 | 246405 |
| JPMORGAN CHASE  CO. | COM | 46625H100 |  | 1249734 | 3962 | SH |  | SOLE |  | 0 | 0 | 3962 |
| META PLATFORMS INC | CL A | 30303M102 |  | 398673 | 543 | SH |  | SOLE |  | 0 | 0 | 543 |
| MICROSOFT CORP | COM | 594918104 |  | 1963525 | 3791 | SH |  | SOLE |  | 0 | 0 | 3791 |
| NIKE INC | CL B | 654106103 |  | 130604 | 1873 | SH |  | SOLE |  | 0 | 0 | 1873 |
| NIKE INC | CL B | 654106103 |  | 97622 | 1400 | SH | Call | SOLE |  | 0 | 0 | 1400 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 2494383 | 13369 | SH |  | SOLE |  | 0 | 0 | 13369 |
| NVIDIA CORPORATION | COM | 67066G104 |  | 18658 | 100 | SH | Call | SOLE |  | 0 | 0 | 100 |
| PFIZER INC | COM | 717081103 |  | 576592 | 22629 | SH |  | SOLE |  | 0 | 0 | 22629 |
| PFIZER INC | COM | 717081103 |  | 117208 | 4600 | SH | Call | SOLE |  | 0 | 0 | 4600 |
| PGIM ROCK ETF TR | S 500 BUFFER | 69420N858 |  | 328800 | 11197 | SH |  | SOLE |  | 0 | 0 | 11197 |
| PINNACLE FINL PARTNERS INC | COM | 72346Q104 |  | 547921 | 5842 | SH |  | SOLE |  | 0 | 0 | 5842 |
| PINNACLE FINL PARTNERS INC | COM | 72346Q104 |  | 93790 | 1000 | SH | Call | SOLE |  | 0 | 0 | 1000 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 |  | 8053382 | 313239 | SH |  | SOLE |  | 0 | 0 | 313239 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 |  | 1730204 | 58374 | SH |  | SOLE |  | 0 | 0 | 58374 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 |  | 121644 | 4360 | SH |  | SOLE |  | 0 | 0 | 4360 |
| SPDR SERIES TRUST | PORTFOLIO S | 78464A854 |  | 29506199 | 376643 | SH |  | SOLE |  | 0 | 0 | 376643 |
| T ROWE PRICE ETF INC | PRICE BLUE CHIP | 87283Q107 |  | 2742806 | 56113 | SH |  | SOLE |  | 0 | 0 | 56113 |
| T ROWE PRICE ETF INC | US EQUITY RESEAR | 87283Q503 |  | 12277535 | 292950 | SH |  | SOLE |  | 0 | 0 | 292950 |
| T ROWE PRICE ETF INC | INTERNATIONAL EQ | 87283Q834 |  | 1681 | 50 | SH |  | SOLE |  | 0 | 0 | 50 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 |  | 476469 | 1706 | SH |  | SOLE |  | 0 | 0 | 1706 |
| TESLA INC | COM | 88160R101 |  | 543448 | 1222 | SH |  | SOLE |  | 0 | 0 | 1222 |
| TIDAL TRUST I | FUNDSTRAT GRANNY | 886364231 |  | 12976832 | 519281 | SH |  | SOLE |  | 0 | 0 | 519281 |
| VANGUARD INDEX FDS | S 500 ETF SHS | 922908363 |  | 203923 | 333 | SH |  | SOLE |  | 0 | 0 | 333 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 |  | 69479 | 760 | SH |  | SOLE |  | 0 | 0 | 760 |
| WELLS FARGO CO NEW | COM | 949746101 |  | 944903 | 11273 | SH |  | SOLE |  | 0 | 0 | 11273 |

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