# EDGAR Filing Document

**Accession Number:** 0000766011
**File Stem:** 0001171843-23-000223
**Filing Date:** 2023-1
**Character Count:** 11490
**Document Hash:** 5ecfc2b662038d8afa4e316d851ca1f2
**Contains OCR:** False
**Source Format:** 

## Filing Content

## Filing Summary
**0001171843-23-000223.hdr.sgml**: 20230112

**ACCESSION NUMBER**: 0001171843-23-000223

**CONFORMED SUBMISSION TYPE**: 6-K

**PUBLIC DOCUMENT COUNT**: 2

**CONFORMED PERIOD OF REPORT**: 20230112

**FILED AS OF DATE**: 20230112

**DATE AS OF CHANGE**: 20230112

**FILER**: 

**COMPANY DATA:**
- **COMPANY CONFORMED NAME:** Caledonia Mining Corp Plc
- **CENTRAL INDEX KEY:** 0000766011
- **STANDARD INDUSTRIAL CLASSIFICATION:** GOLD & SILVER ORES [1040]
- **IRS NUMBER:** 000000000
- **FISCAL YEAR END:** 1231

**FILING VALUES:**
- **FORM TYPE:** 6-K
- **SEC ACT:** 1934 Act
- **SEC FILE NUMBER:** 001-38164
- **FILM NUMBER:** 23524916

**BUSINESS ADDRESS:**
- **STREET 1:** B006 MILLAIS HOUSE
- **STREET 2:** CASTLE QUAY
- **CITY:** ST HELIER
- **STATE:** Y9
- **ZIP:** JE2 3NF
- **BUSINESS PHONE:** 441534679800

**MAIL ADDRESS:**
- **STREET 1:** B006 MILLAIS HOUSE
- **STREET 2:** CASTLE QUAY
- **CITY:** ST HELIER
- **STATE:** Y9
- **ZIP:** JE2 3NF

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** CALEDONIA MINING CORP
- **DATE OF NAME CHANGE:** 19950606

**FORMER COMPANY:**
- **FORMER CONFORMED NAME:** GOLDEN NORTH RESOURCE CORP
- **DATE OF NAME CHANGE:** 19920302

**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**Washington, D.C. 20549**

**Form 6-K**

**Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 Of the Securities Exchange Act of 1934**

**For the month of January 2023** **Commission File Number: 001-38164**

**CALEDONIA MINING CORPORATION PLC**

(Translation of registrant's name into English)

**B006 Millais House Castle Quay St Helier Jersey JE2 3EF**

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F [ X ] &nbsp;&nbsp;&nbsp;&nbsp; Form 40-F [ ]

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

**INCORPORATION BY REFERENCE**

Exhibit 99.1 included with this report on Form 6-K is expressly incorporated by reference into this report and is hereby incorporated by reference as exhibit to the Registration Statement on Form F-3 of Caledonia Mining Corporation Plc (File No. 333-255500), as amended or supplemented.

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**SIGNATURES**

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

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| | |
|:---|:---|
|  | <u>**&nbsp;&nbsp;&nbsp;&nbsp;CALEDONIA MINING CORPORATION PLC&nbsp;&nbsp;&nbsp;&nbsp;**</u> |
|  | (Registrant) |
| Date: January 12, 2023 | <u>&nbsp;&nbsp;&nbsp;&nbsp;/s/ STEVE CURTIS&nbsp;&nbsp;&nbsp;&nbsp;</u> |
|  | Steve Curtis |
|  | CEO and Director |

---

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**EXHIBIT INDEX**

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| | |
|:---|:---|
| <u>**Exhibit Number**</u> | <u>**Description**</u> |
| [99.1](exh_991.htm) | [Caledonia Mining Corporation Plc: Issue of Securities Pursuant to Long Term Incentive Plan Awards](exh_991.htm) |

---

## Exhibit 99.1

**EXHIBIT 99.1**

**Caledonia Mining Corporation Plc: Issue of Securities Pursuant to Long Term Incentive Plan Awards**

ST HELIER, Jersey, Jan. 12, 2023 (GLOBE NEWSWIRE) -- Caledonia Mining Corporation Plc (the "Company" or "Caledonia") (NYSE American: CMCL; AIM: CMCL; VFEX: CMCL) announces that following the maturing of long term incentive plan awards on January 11, 2023 which were made under the 2015 Omnibus Equity Incentive Compensation Plan of the Company (the "**Plan**"), a total of 24,389 common shares of no par value in the Company are being issued to members of staff within the Company's group, including in the form of depositary interests and Zimbabwe depositary receipts in respect of such shares, on or about January 16, 2023. The following "Persons Discharging Managerial Responsibility" within the meaning of the Market Abuse Regulation (EU) No. 596/2014 ("PDMRs") shall receive the securities set out below:

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| | | | |
|:---|:---|:---|:---|
| **Name** | **Position** | **Number of<br>depositary<br>interests** | **Resulting interest<br>in share capital of<br>the Company<br>(number and<br>percentage)** |
| Mark Learmonth | Director and Chief Executive Officer | 10330 | 181,397 (1.10%) |
| Chester Goodburn | Chief Financial Officer | 1526 | 7,861 (0.05%) |

---

Further details of the issues of securities to such persons are set out in the notifications below.

Application has been made by Caledonia for the admission of depositary interests representing all the issued shares to trading on AIM and it is anticipated that trading in such securities will commence on or about January 17, 2023. Following issue of all the shares, the Company will have a total number of shares in issue of 17,283,312 common shares of no par value each. Caledonia has no shares in treasury; therefore, this figure may be used by holders of securities in the Company as the denominator for the calculations by which they determine if they are required to notify their interest in, or a change to their interest in, the Company.

For further information please contact:

---

| | |
|:---|:---|
| **Caledonia Mining Corporation Plc**<br>Mark Learmonth<br>Camilla Horsfall | <br>Tel: +44 1534 679 802<br>Tel: +44 7817 841793 |
| **Cenkos Securities plc (Nomad and Joint Broker)**<br>Adrian Hadden<br>Neil McDonald<br>Pearl Kellie | <br>Tel: +44 207 397 1965<br>Tel: +44 131 220 9771<br>Tel: +44 131 220 9775 |
| **Liberum Capital Limited (Joint Broker)**<br>Scott Mathieson/Kane Collings | <br>Tel: +44 20 3100 2000 |
| **BlytheRay Financial PR**<br>Tim Blythe/Megan Ray | <br>Tel: +44 207 138 3204 |
| **3PPB**<br>Patrick Chidley<br>Paul Durham | <br>Tel: +1 917 991 7701<br>Tel: +1 203 940 2538 |
| **Curate Public Relations (Zimbabwe)**<br>Debra Tatenda | <br>Tel: +263 77802131<br>|
| **IH Securities (Private) Limited (VFEX Sponsor - Zimbabwe)**<br>Dzika Dhana<br>Lloyd Mlotshwa | <br>Tel: +263 (242) 745 119/33/39 |

---

**NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM**

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| | | | |
|:---|:---|:---|:---|
| **1** | **Details of the person discharging managerial responsibilities/person closely associated** | **Details of the person discharging managerial responsibilities/person closely associated** | **Details of the person discharging managerial responsibilities/person closely associated** |
| a) | Name | Mark Learmonth | Mark Learmonth |
| **2** | **Reason for the notification** |  |  |
| a) | Position/status | Director and Chief Executive Officer | Director and Chief Executive Officer |
| b) | Initial notification/ Amendment | Initial notification | Initial notification |
| **3** | **Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor** | **Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor** | **Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor** |
| a) | Name | Caledonia Mining Corporation Plc | Caledonia Mining Corporation Plc |
| b) | LEI | 21380093ZBI4BFM75Y51 | 21380093ZBI4BFM75Y51 |
| **4** | **Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted** | **Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted** | **Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted** |
| a) | Description of the financial instrument, type of instrument | Depositary interests representing common shares of no par value | Depositary interests representing common shares of no par value |
| a) | Identification code | JE00BF0XVB15 | JE00BF0XVB15 |
| b) | Nature of the transaction | Issue of securities | Issue of securities |
| c) | Price(s) and volume(s) | &nbsp;&nbsp;**Price(s)** | &nbsp;&nbsp;**Volume(s)** |
| c) | Price(s) and volume(s) | &nbsp;&nbsp;US$14.40 | &nbsp;&nbsp;10330 |
| d) | Aggregated information |  |  |
| d) | - Aggregated volume | 10330 | 10330 |
| d) | - Price | US$14.40 | US$14.40 |
| e) | Date of the transaction | 11 January 2023 | 11 January 2023 |
| f) | Place of the transaction | AIM of the London Stock Exchange plc | AIM of the London Stock Exchange plc |

---

**NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM**

---

| | | | |
|:---|:---|:---|:---|
| **1** | **Details of the person discharging managerial responsibilities/person closely associated** | **Details of the person discharging managerial responsibilities/person closely associated** | **Details of the person discharging managerial responsibilities/person closely associated** |
| a) | Name | Chester Goodburn | Chester Goodburn |
| **2** | **Reason for the notification** |  |  |
| a) | Position/status | Chief Financial Officer | Chief Financial Officer |
| b) | Initial notification/ Amendment | Initial notification | Initial notification |
| **3** | **Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor** | **Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor** | **Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor** |
| a) | Name | Caledonia Mining Corporation Plc | Caledonia Mining Corporation Plc |
| b) | LEI | 21380093ZBI4BFM75Y51 | 21380093ZBI4BFM75Y51 |
| **4** | **Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted** | **Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted** | **Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted** |
| a) | Description of the financial instrument, type of instrument | Depositary interests representing common shares of no par value | Depositary interests representing common shares of no par value |
| a) | Identification code | JE00BF0XVB15 | JE00BF0XVB15 |
| b) | Nature of the transaction | Issue of securities | Issue of securities |
| c) | Price(s) and volume(s) | &nbsp;&nbsp;**Price(s)** | &nbsp;&nbsp;**Volume(s)** |
| c) | Price(s) and volume(s) | &nbsp;&nbsp;US$14.40 | &nbsp;&nbsp;1526 |
| d) | Aggregated information |  |  |
| d) | - Aggregated volume | 1526 | 1526 |
| d) | - Price | US$14.40 | US$14.40 |
| e) | Date of the transaction | 11 January 2023 | 11 January 2023 |
| f) | Place of the transaction | AIM of the London Stock Exchange plc | AIM of the London Stock Exchange plc |

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