Document ID: 12727

Text:
(b) Securities Law Compliance. Investor has been advised that the Notes and the underlying securities have not been registered under the Securities Act of 1933 , as amended (the Securities Act), or any state securities laws and, therefore, cannot be resold unless they are registered under the Securities Act and applicable state securities laws or unless an exemption from such registration requirements is available. Investor is aware that the Company is under no obligation to effect any such registration with respect to the Notes or the underlying securities or to file for or comply with any exemption from registration. Investor has not been formed solely for the purpose of making this investment and is purchasing the Notes for its own account for investment, not as a nominee or agent, and not with a view to, or for resale in connection with, the distribution thereof, and Investor has no present intention of selling, granting any participation in, or otherwise distributing the same. Investor has such knowledge and experience in financial and business matters that Investor is capable of evaluating the merits and risks of such investment, is able to incur a complete loss of such investment without impairing Investors financial condition and is able to bear the economic risk of such investment for an indefinite period of time. Investor is an accredited investor as such term is defined in Rule 501 of Regulation D under the Securities Act and shall submit to the Company such further assurances of such status as may be reasonably requested by the Company.

Named Entities:
24
27
Act
248
249
Regulation
251
252
Regulation

Tokenized Text:
(
b
)
Securities
Law
Compliance
.
Investor
has
been
advised
that
the
Notes
and
the
underlying
securities
have
not
been
registered
under
the
Securities
Act
of
1933
,
as
amended
(
the
Securities
Act
)
,
or
any
state
securities
laws
and
,
therefore
,
cannot
be
resold
unless
they
are
registered
under
the
Securities
Act
and
applicable
state
securities
laws
or
unless
an
exemption
from
such
registration
requirements
is
available
.
Investor
is
aware
that
the
Company
is
under
no
obligation
to
effect
any
such
registration
with
respect
to
the
Notes
or
the
underlying
securities
or
to
file
for
or
comply
with
any
exemption
from
registration
.
Investor
has
not
been
formed
solely
for
the
purpose
of
making
this
investment
and
is
purchasing
the
Notes
for
its
own
account
for
investment
,
not
as
a
nominee
or
agent
,
and
not
with
a
view
to
,
or
for
resale
in
connection
with
,
the
distribution
thereof
,
and
Investor
has
no
present
intention
of
selling
,
granting
any
participation
in
,
or
otherwise
distributing
the
same
.
Investor
has
such
knowledge
and
experience
in
financial
and
business
matters
that
Investor
is
capable
of
evaluating
the
merits
and
risks
of
such
investment
,
is
able
to
incur
a
complete
loss
of
such
investment
without
impairing
Investors
financial
condition
and
is
able
to
bear
the
economic
risk
of
such
investment
for
an
indefinite
period
of
time
.
Investor
is
an
accredited
investor
as
such
term
is
defined
in
Rule
501
of
Regulation
D
under
the
Securities
Act
and
shall
submit
to
the
Company
such
further
assurances
of
such
status
as
may
be
reasonably
requested
by
the
Company
.