Document ID: 15588

Text:
{W5670291.3} 9 2.14 Investment Company. The Parent is not, and is not an Affiliate of, and immediately after the issuance of the Units, will not be or be an Affiliate of, an investment company within the meaning of the Investment Company Act of 1940 , as amended. 2.15 Listing and Maintenance Requirements. The Parents Common Units are registered pursuant to Section 12(b) or 12(g) of the Exchange Act, and the Parent has taken no action designed to, or which to its knowledge is likely to have the effect of, terminating the registration of such units under the Exchange Act nor has the Parent received any notification that the Commission is contemplating terminating such registration. The Parent has not, in the 12 months preceding the date hereof, received notice from the NYSE to the effect that the Parent is not in compliance with the listing or maintenance requirements thereof. The Parent is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements. The Units are currently eligible for electronic transfer through the American Stock Transfer &amp; Trust Company and the Parent is current in payment of fees thereto in connection with such electronic transfer. 3\. Representations and Warranties of the Investor. The Investor hereby represents and warrants as of the date hereof and as of the Closing to the Parent as follows (unless such representation or warranty is as of a date otherwise specified): 3.1 Organization; Authority. The Investor is an entity duly incorporated, validly existing and in good standing under the laws of the jurisdiction of its incorporation with full right, corporate power and authority to enter into and to consummate the transactions contemplated by this Agreement and otherwise to carry out its obligations hereunder. The execution and delivery of this Agreement and performance by the Investor of the transactions contemplated hereby have been duly authorized by all necessary corporate action on the part of the Investor. This Agreement has been duly executed by the Investor, and when delivered by the Investor in accordance with the terms hereof, will constitute the valid and legally binding obligation of the Investor, enforceable against it in accordance with its terms, except: (i) as limited by general equitable principles and applicable bankruptcy, insolvency, reorganization, moratorium and other laws of general application affecting enforcement of creditors rights generally, (ii) as limited by laws relating to the availability of specific performance, injunctive relief or other equitable remedies and (iii) insofar as indemnification and contribution provisions may be limited by applicable law. 3.2 No Conflicts. The execution, delivery and performance by the Investor of this Agreement, the issuance and sale of the Units and the consummation by it of the transactions contemplated hereby do not and will not (i) conflict with or violate any provision of the Investors certificate or articles of incorporation, bylaws or other organizational or charter documents, or (ii) conflict with, or constitute a default (or an event that with notice or lapse of time or both would become a default) under, result in the creation of any Lien upon any of the properties or assets of the Investor, or give to others any rights of termination, amendment, acceleration or cancellation (with or without notice, lapse of time or both) of, any agreement, credit facility, debt or other instrument (evidencing an Investor debt or otherwise) or other

Named Entities:
50
54
Act
75
84
Regulation
87
88
Act
381
382
Title

Tokenized Text:
{
W5670291
.
3
}
9
2
.
14
Investment
Company
.
The
Parent
is
not
,
and
is
not
an
Affiliate
of
,
and
immediately
after
the
issuance
of
the
Units
,
will
not
be
or
be
an
Affiliate
of
,
an
investment
company
within
the
meaning
of
the
Investment
Company
Act
of
1940
,
as
amended
.
2
.
15
Listing
and
Maintenance
Requirements
.
The
Parents
Common
Units
are
registered
pursuant
to
Section
12
(
b
)
or
12
(
g
)
of
the
Exchange
Act
,
and
the
Parent
has
taken
no
action
designed
to
,
or
which
to
its
knowledge
is
likely
to
have
the
effect
of
,
terminating
the
registration
of
such
units
under
the
Exchange
Act
nor
has
the
Parent
received
any
notification
that
the
Commission
is
contemplating
terminating
such
registration
.
The
Parent
has
not
,
in
the
12
months
preceding
the
date
hereof
,
received
notice
from
the
NYSE
to
the
effect
that
the
Parent
is
not
in
compliance
with
the
listing
or
maintenance
requirements
thereof
.
The
Parent
is
,
and
has
no
reason
to
believe
that
it
will
not
in
the
foreseeable
future
continue
to
be
,
in
compliance
with
all
such
listing
and
maintenance
requirements
.
The
Units
are
currently
eligible
for
electronic
transfer
through
the
American
Stock
Transfer
&
amp
;
Trust
Company
and
the
Parent
is
current
in
payment
of
fees
thereto
in
connection
with
such
electronic
transfer
.
3
\
.
Representations
and
Warranties
of
the
Investor
.
The
Investor
hereby
represents
and
warrants
as
of
the
date
hereof
and
as
of
the
Closing
to
the
Parent
as
follows
(
unless
such
representation
or
warranty
is
as
of
a
date
otherwise
specified
)
:
3
.
1
Organization
;
Authority
.
The
Investor
is
an
entity
duly
incorporated
,
validly
existing
and
in
good
standing
under
the
laws
of
the
jurisdiction
of
its
incorporation
with
full
right
,
corporate
power
and
authority
to
enter
into
and
to
consummate
the
transactions
contemplated
by
this
Agreement
and
otherwise
to
carry
out
its
obligations
hereunder
.
The
execution
and
delivery
of
this
Agreement
and
performance
by
the
Investor
of
the
transactions
contemplated
hereby
have
been
duly
authorized
by
all
necessary
corporate
action
on
the
part
of
the
Investor
.
This
Agreement
has
been
duly
executed
by
the
Investor
,
and
when
delivered
by
the
Investor
in
accordance
with
the
terms
hereof
,
will
constitute
the
valid
and
legally
binding
obligation
of
the
Investor
,
enforceable
against
it
in
accordance
with
its
terms
,
except
:
(
i
)
as
limited
by
general
equitable
principles
and
applicable
bankruptcy
,
insolvency
,
reorganization
,
moratorium
and
other
laws
of
general
application
affecting
enforcement
of
creditors
rights
generally
,
(
ii
)
as
limited
by
laws
relating
to
the
availability
of
specific
performance
,
injunctive
relief
or
other
equitable
remedies
and
(
iii
)
insofar
as
indemnification
and
contribution
provisions
may
be
limited
by
applicable
law
.
3
.
2
No
Conflicts
.
The
execution
,
delivery
and
performance
by
the
Investor
of
this
Agreement
,
the
issuance
and
sale
of
the
Units
and
the
consummation
by
it
of
the
transactions
contemplated
hereby
do
not
and
will
not
(
i
)
conflict
with
or
violate
any
provision
of
the
Investors
certificate
or
articles
of
incorporation
,
bylaws
or
other
organizational
or
charter
documents
,
or
(
ii
)
conflict
with
,
or
constitute
a
default
(
or
an
event
that
with
notice
or
lapse
of
time
or
both
would
become
a
default
)
under
,
result
in
the
creation
of
any
Lien
upon
any
of
the
properties
or
assets
of
the
Investor
,
or
give
to
others
any
rights
of
termination
,
amendment
,
acceleration
or
cancellation
(
with
or
without
notice
,
lapse
of
time
or
both
)
of
,
any
agreement
,
credit
facility
,
debt
or
other
instrument
(
evidencing
an
Investor
debt
or
otherwise
)
or
other