Document ID: 15719

Text:
Section 3.06 Governmental Approvals. The Company or any of its Subsidiaries is not required to obtain any consent, waiver, authorization or order of, give any notice to, or make any filing or registration with, any Governmental Authority or other Person pursuant to any Law or requirement in effect on the date hereof in connection with the execution, delivery and performance by the Company of this Agreement or any of the other Transaction Agreements, other than in connection with or in compliance with (i) its obligations under the Securities Act and the Exchange Act, ( ii) the listing of the Shares pursuant to the rules and regulations of NASDAQ, (iii) the HSR Act, ( iv) the CFIUS Approval and (v) state securities or blue sky Law (collectively, the Company Governmental Approvals), and, subject to the accuracy of the representations and warranties of the Investor in Section 4.04, no authorization, consent, order, license, permit or approval of, or registration, declaration, notice or filing with, any Governmental Authority or other Person may be necessary for the consummation by the Company of the transactions contemplated by this Agreement or any of the other Transaction Agreements, except, in each case, for such authorizations, consents, approvals or filings that, if not obtained or made, would not, individually or in the aggregate, reasonably be expected to materially and adversely affect the consummation by the Company of the transactions contemplated in this Agreement or any of the other Transaction Agreement or the performance by the Company of its obligations hereunder or thereunder. Without limiting the generality of the foregoing, the consummation of the transactions contemplated by the Transaction Agreements will not result in the assignment (as defined in the Investment Advisers Act of 1940 and the Investment Company Act of 1940 ) of any investment advisory agreement to which the Company or any of its Subsidiaries is a party or otherwise require consent or other approval of any advisory client of the Company or any of its Subsidiaries.

Named Entities:
99
100
Act
103
104
Act
127
128
Act
330
334
Act
337
341
Act

Tokenized Text:
Section
3
.
06
Governmental
Approvals
.
The
Company
or
any
of
its
Subsidiaries
is
not
required
to
obtain
any
consent
,
waiver
,
authorization
or
order
of
,
give
any
notice
to
,
or
make
any
filing
or
registration
with
,
any
Governmental
Authority
or
other
Person
pursuant
to
any
Law
or
requirement
in
effect
on
the
date
hereof
in
connection
with
the
execution
,
delivery
and
performance
by
the
Company
of
this
Agreement
or
any
of
the
other
Transaction
Agreements
,
other
than
in
connection
with
or
in
compliance
with
(
i
)
its
obligations
under
the
Securities
Act
and
the
Exchange
Act
,
(
ii
)
the
listing
of
the
Shares
pursuant
to
the
rules
and
regulations
of
NASDAQ
,
(
iii
)
the
HSR
Act
,
(
iv
)
the
CFIUS
Approval
and
(
v
)
state
securities
or
blue
sky
Law
(
collectively
,
the
Company
Governmental
Approvals
)
,
and
,
subject
to
the
accuracy
of
the
representations
and
warranties
of
the
Investor
in
Section
4
.
04
,
no
authorization
,
consent
,
order
,
license
,
permit
or
approval
of
,
or
registration
,
declaration
,
notice
or
filing
with
,
any
Governmental
Authority
or
other
Person
may
be
necessary
for
the
consummation
by
the
Company
of
the
transactions
contemplated
by
this
Agreement
or
any
of
the
other
Transaction
Agreements
,
except
,
in
each
case
,
for
such
authorizations
,
consents
,
approvals
or
filings
that
,
if
not
obtained
or
made
,
would
not
,
individually
or
in
the
aggregate
,
reasonably
be
expected
to
materially
and
adversely
affect
the
consummation
by
the
Company
of
the
transactions
contemplated
in
this
Agreement
or
any
of
the
other
Transaction
Agreement
or
the
performance
by
the
Company
of
its
obligations
hereunder
or
thereunder
.
Without
limiting
the
generality
of
the
foregoing
,
the
consummation
of
the
transactions
contemplated
by
the
Transaction
Agreements
will
not
result
in
the
assignment
(
as
defined
in
the
Investment
Advisers
Act
of
1940
and
the
Investment
Company
Act
of
1940
)
of
any
investment
advisory
agreement
to
which
the
Company
or
any
of
its
Subsidiaries
is
a
party
or
otherwise
require
consent
or
other
approval
of
any
advisory
client
of
the
Company
or
any
of
its
Subsidiaries
.