Company: CRVO
Filing Date: 2025-04-29
Form Type: DEF 14A
Source: 0001437749-25-013543
Chunk: 49

Company: CervoMed Inc.
Filing Date: 2025-04-29
Form: DEF 14A
Chunk 49
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 within 60 days of the Record Date. |

| 10) | Consists of (a) 28,345 shares of common stock held by Mr. Zavrl through an individual retirement account, (b) 153,130 shares of common stock held by The FEZ Delaware Dynasty Trust (“FEZ Trust”), (c) 171,534 shares of common stock held by the Paula Zavrl Delaware Dynasty Trust (“PZ Trust”), and (d) 24,043 shares of common stock issuable upon the exercise of options exercisable within 60 days of the Record Date. Mr. Zavrl is the trust investment manager of the FEZ Trust and the PZ Trust and may be deemed to be the beneficial owner of such securities. Mr. Zavrl disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |

| 11) | Consists of (a) 13,674 shares of common stock held directly by Ms. Blackburn and (b) 45,209 shares of common stock issuable upon the exercise of options exercisable within 60 days of the Record Date. |

| 12) | Consists of 9,222 shares of common stock issuable upon the exercise of options exercisable within 60 days of the Record Date.                                                                      |
| 13) | Consists of (a) 1,267 shares of common stock held directly by Mr. Elder and (b) 26,345 shares of common stock issuable upon the exercise of options exercisable within 60 days of the Record Date. |

| 14) | Includes 276,962 shares of common stock issuable upon the exercise of options exercisable within 60 days of the Record Date. |

| 15) | Shares beneficially owned are based solely on the Schedule 13G/A filed with the SEC by RA Capital Management, L.P. (“RA Capital”) on February 14, 2025. RA Capital Healthcare Fund, L.P. (the “RA Capital Fund”) directly holds warrants (the “Warrants”) exercisable for up to 1,266,143 shares of common stock. The Warrants contain a provision (the “Beneficial Ownership Blocker”) which precludes exercise of the Warrants to the extent that, following exercise, the holder, together with its affiliates and other attribution parties, would own more than 4.99% or 9.99% (at the holder’s election) of the