Company: GRAN
Filing Date: 2025-07-31
Form Type: 20-F
Source: 0001213900-25-069627
Chunk: 85

Company: Grande Group Ltd/HK
Filing Date: 2025-07-31
Form: 20-F
Item: Item 4
Chunk 85
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 purpose
of conducting the underwriting activities that are directly related to Grande Capital’s listing sponsor engagements to satisfy the
“ Sponsor Coupling” requirement. As part of the licensing condition/restrictions by the HKSFC to Grande Capital’s Type
1 (Dealing in Securities) license and Type 6 (Advising on Corporate Finance), Grande Capital are not permitted to engage in the brokerage,
trading or dealing in securities on behalf of its clients, unless such activity relates to its corporate finance engagements, and are
not permitted to hold client assets, i. e., establishing or maintaining any client accounts that would involve holding or controlling client
funds or securities, and accepting, managing, or safeguarding any money or securities on behalf of clients. See “ Licenses”
below regarding the details and restrictions of Grande Capital’s Type 1 and Type 6 licenses.

Corporate financial advisory services

Grande Capital’s corporate financial advisory
services can be broadly classified into the following 3 categories:

Financial advisory services: these mainly
include (i) advisory works for private companies, public companies listed on HKSE, as well as their shareholders, advising them on the
terms and structures of proposed transactions, such as takeovers, merger and acquisitions, and investment, and the relevant implications
of the Hong Kong regulatory framework, which primarily include the HK Listing Rules and the HK Takeovers Codes, in relation to the transactions;
and (ii) project coordination works for clients pursuing listing on other stock exchanges, such as U. S. exchanges. The Operating Subsidiary
charges a fixed fee payable by progress payment based on achievement of certain milestones, such as submission to the regulators, receiving
approvals from the regulators and/or publishing the relevant documents on the HKSE.

In relation to transactions concerning companies
listed on the HKSE, the scope of services generally include: (i) assisting in the coordination of work of all professional parties;
(ii) advising the client on the implication of the regulatory framework; (iii) drafting, reviewing and commenting, with the
other advisers, all documentation to be published by the company under the regulatory framework; and (iv) assisting the client to
address any comments from the regulatory authorities.

In relation to clients seeking listing on other
stock exchanges, Grande Capital’s role is mainly focused on project coordination and we will act as a key communication channel
between the clients and other professional parties involved in the proposed listing.

Independent financial advisory services: these
mainly include providing advice to the independent board