Company: ABLV
Filing Date: 2025-02-14
Form Type: F-3
Source: 0001213900-25-014400
Chunk: 9

Company: Able View Global Inc.
Filing Date: 2025-02-14
Form: F-3
Chunk 9
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 will
not interpret or implement the laws or regulations in ways that negatively affect us, and any failure to comply with applicable laws and
obligations could have a material and adverse effect on our business, financial condition and results of operations. Further, due to long
arm provisions under the current Mainland China laws and regulations, the PRC government may apply laws and regulations relating to data
protection, cybersecurity review and the anti-monopoly regulations that have not been listed in Annex III of the Basic Law of the
Hong Kong Special Administrative Region of the People’s Republic of China (“Basic Law”) to the Hong Kong subsidiary
of Able View. In the event that the Hong Kong subsidiary of Able View were to become subject to laws and regulations of Mainland China
relating to data protection, cybersecurity review or the anti-monopoly regulations, it may be subject to the cybersecurity review or trigger
anti-monopoly concern. Please see “Risk Factors — We may be subject to a variety of laws and other obligations regarding cybersecurity, data protection or anti-monopoly, and any failure to comply with applicable laws and obligations could have a material and adverse effect on our business, financial condition and results of operations” enclosed in the Company’s
FY23 Annual Report incorporated by reference herein for more details.

On February 17, 2023, the China Securities Regulatory
Commission (the “CSRC”) released the Trial Administrative Measures of Overseas Securities Offering and Listing by Domestic
Companies (the “Trial Measures”) with five interpretive guidelines (together with the New Overseas Listing Rules, collectively,
the “New Overseas Listing Rules”), which came into effect on March 31, 2023. The New Overseas Listing Rules apply to overseas
securities offerings and/or listings conducted by (i) companies incorporated in the PRC, or PRC domestic companies, directly and (ii)
companies incorporated overseas with operations primarily in the PRC and valued on the basis of interests in PRC domestic companies, or
indirect offerings. Under the New Overseas Listing Rules, a filing-based regulatory system applies to “indirect overseas offerings
and listings” of companies in mainland China, which refers to securities offerings and listings in an overseas market made under
the name of an offshore entity but based on the underlying equity, assets, earnings or other similar rights of a company in mainland China
that operates its main business in mainland China. The New Overseas Listing Rules state that, any post-listing follow-on offering by an
issuer in an