Company: VLDXW
Filing Date: 2025-06-25
Form Type: DRS
Source: 0001641172-25-016496
Chunk: 5

Company: Velo3D, Inc.
Filing Date: 2025-06-25
Form: DRS
Chunk 5
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 Stock Purchase Plan.

“ Exchange Act” means the Securities Exchange Act of 1934, as amended.

“ GAAP” means United States generally accepted accounting principles.

“ IPO” means the Company’s initial public offering, consummated on December 7, 2020, of 34,500,000 units (including 4,500,000 units that were issued to the underwriters in connection with the exercise in full of their over-allotment option) at $10.00 per unit.

“ JAWS Spitfire” refers to JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company, prior to the Closing.

“ JOBS Act” means the Jumpstart Our Business Startups Act of 2012.

“ Legacy Velo3D” means Velo3D, Inc., a Delaware corporation (n/k/a Velo3D US, Inc.), prior to the Closing.

<div align='center'>Confidential Treatment Requested by Velo3D, Inc.

Pursuant to 17 CFR 200.83</div>

“ Legacy Velo3D equity holder” means certain former stockholders and equity award holders of Legacy Velo3D.

“ Merger” and “ Reverse Recapitalization” mean the merger contemplated by the Business Combination Agreement, whereby Merger Sub merged with and into Legacy Velo3D, with Legacy Velo3D surviving the merger as a wholly-owned subsidiary of the Company on the Closing Date.

“ Merger Sub” means Spitfire Merger Sub, Inc., a Delaware corporation.

“ Notes” means the Secured Notes and the Secured Convertible Notes.

“ placement agent warrants” means the warrants to purchase up to 1,800,000 shares of common stock issued to the placement agent in connection with our Registered Direct Offering.

“ private placement warrants” means the 4,450,000 warrants originally issued to the Sponsor in a private placement in connection with our IPO.

“ public warrants” means the 8,625,000 warrants included in the units issued in our IPO.

“ Registered Direct Offering” means our December 2023 $18,000,000 registered direct offering of 36,000,000 shares of common stock and RDO warrants to purchase 36,000,000 shares of common stock.

“ RDO warrants” means the warrants to purchase up to 36,000,000 shares of common stock issued in our Registered Direct Offering.

“ Sarbanes-Oxley Act” or “ SOX” means the