Company: SWKH
Filing Date: 2025-04-29
Form Type: DEF 14A
Source: 0001628280-25-020718
Chunk: 31

Company: SWK Holdings Corp
Filing Date: 2025-04-29
Form: DEF 14A
Chunk 31
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2024 and 2023:

|                       |     | Year Ended December 31, |    2024 |     |   |    2023 |
|:----------------------|:----|:------------------------|--------:|:----|:--|--------:|
| Audit fees(1)         |     | $                       | 364,372 |     | $ | 446,685 |
| Audit-related fees(2) |     |                         |       — |     |   |       — |
| Tax fees(3)           |     |                         |       — |     |   |       — |
| All other fees(4)     |     |                         |       — |     |   |       — |
| Total fees            |     | $                       | 364,372 |     | $ | 446,685 |

(1) Audit fees consist of fees billed for professional services rendered for the audit of our annual consolidated financial statements and review of our quarterly condensed consolidated financial statements and services, such as consents and review of SEC comment letters that are normally provided by BPM in connection with statutory and regulatory filing engagements.

(2) There were no Audit-related fees in 2024 or 2023.

(3) There were no tax related fees in 2024 or 2023.

(4) There were no other fees incurred in 2024 or 2023.

Our Audit Committee considers at least annually whether the provision of non-audit services by our independent registered public accounting firm is compatible with maintaining auditor independence. This process includes:

• Obtaining and reviewing, on at least an annual basis, a letter from the independent registered public accounting firm describing all relationships between the independent registered public accounting firm and the Company required to be disclosed by Public Company Accounting Oversight Board standards, reviewing the nature and scope of such relationships, discussing these relationships with the independent registered public accounting firm and discontinuing any relationships that the Audit Committee believes could compromise the independence of the registered public accounting firm.

• Obtaining reports of all non-audit services proposed to be performed by the independent registered public accounting firm before such services are performed, reviewing and approving or prohibiting, as appropriate, any non-audit services not permitted by applicable law. The Audit Committee may delegate authority to review and approve or prohibit non-audit services to one or more members of the Audit Committee, and direct that any approval so granted be reported to the Audit Committee at a following meeting of the Audit Committee.

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