Company: INVUP
Filing Date: 2025-03-28
Form Type: 10-K
Source: 0001641172-25-001193
Chunk: 1107

Company: Investview, Inc.
Filing Date: 2025-03-28
Form: 10-K
Item: Item 1
Chunk 1107
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 negative effect on our stock price.

Sales
of substantial amounts of our common stock in the public markets or the perception that sales might occur, could cause the trading price
of our common stock to decline.

Our current and former officers, directors and certain of our significant shareholders will soon be permitted to sell in the market up
to an aggregate of approximately 381,205,961 shares of our common stock, as well as 565 million shares of our common stock that may be
issuable in the future upon the redemption, if at all, of shares of Class B Redeemable Units of our IFGH subsidiary, that were issued
in September 2021 in connection with our acquisition of the algorithmic trading platform of MPower, as the lock-up agreement that prohibited
any such market sales is scheduled to expire on April 25, 2025. Sales of substantial amounts of stock in the public markets following
the expiration of the lock-up period, or the perception that sales might occur, could cause the trading price of our common stock to decline.

Conversion
of existing convertible notes purchased by DBR Capital could cause additional substantial dilution to our stockholders.

Under
the terms of its convertible notes, DBR Capital has the right to convert an aggregate of $3.3 million in principal of convertible notes
into shares of our common stock at a conversion price of $0.007 per share. Exclusive of interest that could accrue on these notes, conversion
of the outstanding principal of these notes would result in the issuance to DBR Capital of approximately 471 million additional shares
of our common stock. Substantial additional dilution of up to an additional 1,100,000,000 shares of our common stock could be experienced
by our shareholders should DBR Capital advance and ultimately convert additional notes of $7.7 million on or before December 31, 2026.
The presence of these arrangements could make it difficult for the Company to attract third-party capital in the future.

21

Special
Governance Rights included within DBR Capital’s investments enable DBR Capital to retain significant control of the Company for
the foreseeable future.

In
connection with its investment, DBR Capital, LLC, has been accorded certain special governance rights, including the right to appoint
four of our seven directors, and to require that certain capital, financial and other material actions of our board of directors be approved
by at least one DBR Capital-appointed director, who shall be David B. Rothrock if he is then