Company: CRVO
Filing Date: 2025-04-29
Form Type: DEF 14A
Source: 0001437749-25-013543
Chunk: 50

Company: CervoMed Inc.
Filing Date: 2025-04-29
Form: DEF 14A
Chunk 50
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 common stock outstanding. RA Capital Healthcare Fund GP, LLC is the general partner of the RA Capital Fund. The general partner of RA Capital is RA Capital Management GP, LLC, of which Peter Kolchinsky and Rajeev Shah are the controlling persons. RA Capital serves as investment adviser for the RA Capital Fund and may be deemed a beneficial owner, for purposes of Section 13(d) of the Act, of any securities of the Company held by the RA Capital Fund. The RA Capital Fund has delegated to RA Capital the sole power to vote and the sole power to dispose of all securities held in the RA Capital Fund's portfolio, including the shares of the Company’s common stock. Because the RA Capital Fund has divested voting and investment power over the reported securities it holds and may not revoke that delegation on less than 61 days' notice, the RA Capital Fund disclaims beneficial ownership of the securities it holds for purposes of Section 13(d) of the Act. As managers of RA Capital, Dr. Kolchinsky and Mr. Shah may be deemed beneficial owners, for purposes of Section 13(d) of the Act, of any securities of the Company beneficially owned by RA Capital. RA Capital, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of the securities reported other than for the purpose of determining their obligations under Section 13(d) of the Act, and the filing of the Schedule 13G/A shall not be deemed an admission that either RA Capital, Dr. Kolchinsky, or Mr. Shah is the beneficial owner of such securities for any other purpose. The securities reported as beneficially owned by the RA Capital Fund consists of an aggregate of 1,266,143 shares of common stock that may be acquired upon the exercise of Warrants, as limited by the Beneficial Ownership Blocker. The RA Capital Fund is currently prohibited from exercising the Warrants to the extent that such exercise would result in its beneficial ownership of more than 9.99% of the shares of common stock outstanding. The address of the RA Capital Fund is 200 Berkeley Street, 18th Floor, Boston, MA 02116. |

| 16) | Shares beneficially owned by Armistice Capital Master Fund L.P. (“Armistice”) are based solely on the Closing 8-K. Armistice directly holds Warrants exercisable for up to 734,363 shares of common stock. The Warrants contain the Beneficial Ownership Blocker, which precludes exercise of the Warrants