Company: INV
Filing Date: 2025-05-19
Form Type: 424B3
Source: 0001628280-25-026459
Chunk: 61

Company: Innventure, Inc.
Filing Date: 2025-05-19
Form: 424B3
Chunk 61
---
 (17 CFR §240.12b-2 of this chapter).

#### Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

#### Item 1.01

#### Entry into a Material Definitive Agreement.
Voting Agreement

As previously disclosed in the Current Reports on Form 8-K filed by Innventure, Inc., a Delaware corporation (the “Company”) with the U.S. Securities and Exchange Commission (the “SEC”) on March 26, 2025 and April 14, 2025, the Company entered into a securities purchase agreement (the “Purchase Agreement”) with YA II PN, Ltd. (“Yorkville”), for the issuance and sale by the Company of convertible debentures (the “Convertible Debentures”) issuable in an aggregate principal amount of up to $30,000,000, which Convertible Debentures will be convertible into shares of the Company’s common stock, par value $0.0001 per share (the "Common Stock," as converted, the “Conversion Shares”).

On April 14, 2025 (the “First Closing Date”), the Company issued a Convertible Debenture to Yorkville with a principal amount of $20,000,000. Pursuant to the Purchase Agreement, Yorkville will purchase, and the Company will issue, an additional $10,000,000 in aggregate principal amount of Convertible Debentures on the first business day after both (i) the registration statement filed with the SEC registering the resale of the Conversion Shares is declared effective by the SEC, which occurred on April 23, 2025, and (ii) the Company has received stockholder approval either through (a) affirmative votes at the Company’s annual meeting or (b) irrevocable proxies to do the same, which occurred on May 13, 2025 as further described below, by a majority of the voting power of the Company (“Stockholder Approval”) of the issuance of Conversion Shares and shares issuable pursuant to the Company’s Standby Equity Purchase Agreement, dated October 24, 2023, with Yorkville in excess of the Exchange Cap (as defined in the Purchase Agreement).

By May 13, 2025, in connection with the Stockholder Approval, certain stockholders of the Company (each a