Company: LIDRW
Filing Date: 2025-04-07
Form Type: DEFC14A
Source: 0001140361-25-012590
Chunk: 47

Company: AEye, Inc.
Filing Date: 2025-04-07
Form: DEFC14A
Chunk 47
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846(3) |     |            $13.19 |     |               0(4) |
| 2014 US LADAR Inc. Equity Incentive Plan                   |     |         11,007(5) |     |             $3.02 |     |               0(6) |
| 2022 Employee Stock Purchase Plan                          |     |                 0 |     |                $0 |     |          12,061(7) |
| Equity compensation plans not approved by security holders |     |                 — |     |                 — |     |                  — |
| Total                                                      |     |           524,039 |     |                   |     |            718,581 |

| (1) | Represents 299,812 shares of common stock issuable upon the settlement of outstanding restricted stock units granted under the 2021 Equity Incentive Plan as of December 31, 2024. As of April 4, 2025, no stock options had been issued under the 2021 Equity Incentive Plan. |

| (2) | To the extent that outstanding awards under the 2021 Equity Incentive Plan are forfeited, canceled, reacquired by the Company, satisfied without the issuance of shares of common stock, or are otherwise terminated (other than by exercise or vesting), such shares subject to such awards will be available for future issuance under the 2021 Equity Incentive Plan. In addition, the number of shares of common stock reserved for issuance under the 2021 Equity Incentive Plan were increased by 406,024 shares after December 31, 2024, representing 3% of the common stock issued and outstanding calculated on a fully diluted basis as of December 31, 2024, and will be cumulatively increased on each January 1 hereafter, through and including January 1, 2031, by a number of shares of common stock of up to 3% of the number of shares of common stock issued and outstanding calculated on a fully-diluted basis on the immediately preceding December 31. The number here does not reflect the increase in shares available for grant occurring after December 31, 2024. |

| (3) | Represents 128,846 shares of common stock issuable upon settlement of outstanding restricted share units and shares of common stock issuable upon the exercise of outstanding stock options as of December 31, 2024 under the 2016 Stock