Company: SREA
Filing Date: 2025-05-08
Form Type: 10-Q
Source: 0001032208-25-000027
Chunk: 291

Company: SEMPRA
Filing Date: 2025-05-08
Form: 10-Q
Item: Item 8
Chunk 291
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i) Kevin C. Sagara, who was at the time a Sempra director, adopted a Rule 10b5-1 trading arrangement with respect to the securities of Sempra, with the material terms described below; (ii) Jeffrey W. Martin, who was at the time a Sempra director and officer, terminated a Rule 10b5-1 trading arrangement with respect to the securities of Sempra, as described below; (iii) no Sempra directors or officers adopted or terminated a non-Rule 10b5-1 trading arrangement with respect to the securities of Sempra; and (iv) no SDG&E or SoCalGas directors or officers adopted or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement with respect to the securities of each such Registrant. As used herein, directors and officers are as defined in Rule 16a-1(f) under the Exchange Act, a Rule 10b5-1 trading arrangement is as defined in Item 408(a) of SEC Regulation S-K, and a non-Rule 10b5-1 trading arrangement is as defined in Item 408(c) of SEC Regulation S-K. The Rule 10b5-1 trading arrangements listed below are intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act.

RULE 10B5-1 TRADING ARRANGEMENT(Three months ended March 31, 2025)Name and title of the director or officerDate on which the director or officer adopted or terminated the trading arrangementDuration of the trading arrangementAggregate number of securities to be purchased or sold pursuant to the trading arrangementSempra:Jeffrey W. Martin, Chairman, Chief Executive Officer and PresidentMarch 10, 2025(terminated)From January 30, 2025 until March 10, 2025All shares of Sempra common stock subject to 104,540 performance-based RSUs vesting in January and February of 2025(1), less shares to which Mr. Martin would otherwise be entitled that are withheld to satisfy minimum statutory tax withholding requirements Kevin C. Sagara, DirectorMarch 19, 2025(adopted)From June 18, 2025 until all shares are sold or the trading arrangement is otherwise terminated43,297 shares of Sempra common stock (1)    49,737 and 53,111 shares (in each case reflecting the deduction of shares