Company: GRAN
Filing Date: 2025-07-01
Form Type: 424B4
Source: 0001213900-25-060039
Chunk: 162

Company: Grande Group Ltd/HK
Filing Date: 2025-07-01
Form: 424B4
Chunk 162
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ary, Grande Capital, and its licensing conditions under the SFO are centered on the Type 6 (advising on corporate finance) regulated activities, as a specialized corporate financial advisory services provider which focuses on listing sponsorships, corporate financial advisory and compliance advisory services, serving exclusively the companies seeking to go public, listed companies, institutional investors, or other private or public companies, in return for professional or advisory fees. Different from the full services financial institutions or securities brokerage and dealing service providers, our Operating Subsidiary does not, and cannot, provide securities brokerage and trading or investment management services to the individual clients, general public or the retail investors, under the current regulatory regime in Hong Kong and Operating Subsidiary’s licensing conditions imposed by the HKSFC. As disclosed in “Licenses and Regulation” section below, the business and operation of our Operating Subsidiary is strictly confined to advisory services in relation to corporate finance, that our Operating Subsidiary is not permitted to hold client assets, i.e., establishing or maintaining any client accounts that would involve holding or controlling client funds or securities, and accepting, managing, or safeguarding any money or securities on behalf of clients, and the Operating Subsidiary is not permitted to engage in the brokerage, trading or dealing in securities on behalf of its clients, unless such activity relates to listing sponsor engagements of our Operating Subsidiary under the “Sponsor Coupling” requirement. Therefore, due to the business model and the nature of services of our Operating Subsidiaries, while we maintain a company website which introduces our services and showcases our completed projects, we and our Operating Subsidiary do not advertise our services to the general public, market our services through mass media, or publicly solicit for clients, in any jurisdiction, including Hong Kong and the Mainland China. For the fiscal year ended March31, 2024, we had16, 6 and 4 clients from Hong Kong, Mainland China, and Singapore, respectively, and the nine months ended December31, 2024, we had16, 6 and 4 clients from Hong Kong, Mainland China, and Singapore, respectively. All of our current and former clients and projects are originated from the professional networks of our management, referrals, and direct approach by the clients. As confirmed by our PRC Counsel, China Commercial Law Firm, we and our Operating Subsidiary are not subject to the relevant PRC law and regulations covering the marketing or acquisition of clients