Company: PENG
Filing Date: 2025-08-27
Form Type: S-3ASR
Source: 0001616533-25-000054
Chunk: 37

Company: Penguin Solutions, Inc.
Filing Date: 2025-08-27
Form: S-3ASR
Chunk 37
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 connection with any action, suit or proceeding, whether civil, criminal, administrative or investigative which such director or officer was, is made, or is threatened to be made a party to by reason of the fact of their service as a director or officer on behalf of the corporation.

As permitted by Section 102(b)(7) of the DGCL, our amended and restated certificate of incorporation provides that a director or officer of ours shall not be personally liable to us or our stockholders for monetary damages for breach of fiduciary duty as a director or officer, except to the extent such exemption from liability or limitation thereof is not permitted under the DGCL as the same exists or hereafter may be amended.

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We have also entered into certain indemnification agreements with our directors and executive officers. The indemnification agreements provide our directors and executive officers with further indemnification, to the maximum extent permitted by the DGCL.

As permitted by Section 145(g) of the DGCL, we also maintain a directors’ and officers’ insurance policy that insures our directors and officers against liability asserted against such persons in such capacity whether or not such directors or officers have the right to indemnification pursuant to our certificate of incorporation, bylaws or otherwise.

Item 16. Exhibits.

|         |     |                                                                                                                                                                                                          |     | Incorporated by Reference to 
 Filings Indicated            |     |         |     |            |     |          |
| Exhibit 
 Number  |     | Exhibit Description                                                                                                                                                                                      |     | Form                         |     | Exhibit 
     No. |     | FilingDate |     | Filed    
 Herewith |
| 1.1*    |     | Form of Underwriting Agreement.                                                                                                                                                                          |     |                              |     |         |     |            |     |          |
| 3.1     |     | Amended and Restated Certificate of Incorporation.                                                                                                                                                       |     | 8-K12B                       |     |     3.1 |     | 6/30/2025  |     |          |
| 3.2     |     | Certificate of Designation of Convertible Preferred Stock of Penguin Solutions, Inc.                                                                                                                     |     | 8-K12B                       |     |     3.2 |     | 6/30/2025  |     |          |
| 3.3     |     | Amended and Restated Bylaws.                                                                                                                                                                             |     | 8-K12