Company: IPST
Filing Date: 2025-08-14
Form Type: 10-Q
Source: 0001788230-25-000126
Chunk: 20

Company: Heritage Distilling Holding Company, Inc.
Filing Date: 2025-08-14
Form: 10-Q
Item: Part II, Item 3
Chunk 20
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 the financial institutions and other institutional investors from time-to-time party thereto as lenders, Heritage Distilling Company, Inc., as borrower, and Heritage Distilling Holding Company, Inc.S-1/A333-27938210.9October 3, 202410.4Amendment No. 3 to Loan Agreement dated as of September 9, 2021, by and among Silverview Credit Partners, LP, as agent for the lenders, the financial institutions and other institutional investors from time-to-time party thereto as lenders, Heritage Distilling Company, Inc., as borrower, and Heritage Distilling Holding Company, Inc.S-1333-28450910.4January 27, 202510.52019 Equity Incentive Plan#S-1333-279385210.4May 13, 202410.62024 Equity Incentive Plan#S-1/A333-27938210.5August 28, 202410.7First Amendment to the Heritage Distilling Holding Company, Inc. 2024 Equity Incentive Plan8-K001-4241110.1June 27, 202510.8Form of October 2023 Exchange AgreementS-1/A333-27938210.6October 3, 202410.9Form of Amendment to October 2023 Exchange AgreementS-1/A333-27938210.7October 25, 202410.10Amendment dated October 24, 2024 to October 2023 Exchange AgreementS-1/A333-27938210.11October 25, 202410.11Form of April 2024 Exchange AgreementS-1/A333-27938210.8October 3, 2024

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Exhibit Incorporated by ReferenceNumberDescription of ExhibitsFormFile No.ExhibitFiling Date10.12Securities Purchase Agreement dated as of January 23, 2025 by and between Heritage Distilling Holding Company, Inc. and C/M Capital Master Fund, LP8-K001-4241110.1January 24, 202510.13Registration Rights Agreement dated as of January 23, 2025, by and between Heritage Distilling Holding Company, Inc. and C/M Capital Master Fund, LP8-K001-4241110.2January 24, 202510.14Form of Subscription Agreement, dated as of August 11, 2025, between the Company and each Subscriber (as defined