Company: PFSA
Filing Date: 2025-05-13
Form Type: S-4/A
Source: 0001213900-25-042224
Chunk: 222

Company: Profusa, Inc.
Filing Date: 2025-05-13
Form: S-4/A
Chunk 222
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. •In addition, I -Bankersand Dawson James, the managing underwriters of NorthView’s IPO, received an aggregate of 450,000 representative shares of NorthView Common Stock in connection with the IPO. None of those shares will have any value if NorthView fails to complete an initial business 103 combination and liquidates. Also, pursuant to a business combination marketing agreement (the “Business Combination Marketing Agreement”) executed by NorthView, I -Bankersand Dawson James in connection with the IPO, and as amended on November7, 2022 and subsequently agreed to on January19, 2025, in connection with the signing of the Merger Agreement, I -Bankersand Dawson James are entitled to receive a fee (the “Business Combination Marketing Fee”) from NorthView in connection with the Business Combination in an amount equal to an aggregate of $2,000,000 payable in cash. This fee is payable only in the event that the Business Combination closes. The aggregate amount would render the effective Business Combination Marketing Fee for the shares of non -redeemingpublic shareholders to be 106% of the amount remaining in the Trust Account under the No Redemption Scenario. There would be no cash remaining in the Trust Account under the Maximum Redemption Scenario, and therefore effective Business Combination Marketing Fee is indeterminable. Record Date and Voting You will be entitled to vote or direct votes to be cast at the special meeting of stockholders if you owned shares of NorthView Common Stock at the close of business on [•], 2025, which is the Record Date for the special meeting of stockholders. You are entitled to one vote for each share of NorthView Common Stock that you owned as of the close of business on the Record Date. If your shares are held in “street name” or are in a margin or similar account, you should contact your broker, bank or other nominee to ensure that votes related to the shares you beneficially own are properly counted. On the Record Date, there were [•] shares of NorthView Common Stock outstanding. The Sponsor, officers and directors have agreed to vote all of their NorthView Common Stock in favor of Proposal 1 (the Business Combination Proposal), Proposal 2 (the Charter Proposals), Proposal 3 (the Governance Proposal), Proposal 4 (the Nasdaq Proposals), Proposal 6 (the Equity Incentive Plan Proposal), Proposal 7 (the ESPP Proposal), and Proposal 8 (the Adjournment Proposal), if presented. Holders of NorthView W