Company: APM
Filing Date: 2025-07-15
Form Type: DRS
Source: 0001213900-25-063899
Chunk: 361

Company: Aptorum Group Ltd
Filing Date: 2025-07-15
Form: DRS
Chunk 361
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ation of the Merger and
within 90 days thereafter, Wainwright shall receive a cash fee of $250,000, which cash fee shall be paid in lieu of a number of warrants
equal to $250,000 as described in the immediately preceding sentence (and, if previously issued, a number of warrants equal to $250,000
shall be cancelled). In addition, Wainwright shall receive reimbursement of reasonable out-of-pocket expenses, including legal fees and
expenses, incurred by Wainwright in connection with financial advisory agreement. Dr. Kira Sheinerman, the co-founder of DiamiR, is currently
a managing director of Wainwright.

Regulation M Compliance

The placement agent may be deemed to be an underwriter within the meaning
of Section 2(a)(11) of the Securities Act, and any commissions received by it and any profit realized on the sale of our securities offered
hereby by it while acting as principal might be deemed to be underwriting discounts or commissions under the Securities Act. The placement
agent will be required to comply with the requirements of the Securities Act and the Exchange Act, including, without limitation, Rule
10b-5 and Regulation M under the Exchange Act. These rules and regulations may limit the timing of purchases and sales of our securities
by the placement agent. Under these rules and regulations, the placement agent may not (i) engage in any stabilization activity in connection
with our securities; and (ii) bid for or purchase any of our securities or attempt to induce any person to purchase any of our securities,
other than as permitted under the Exchange Act, until it has completed its participation in the distribution.

Listing and Transfer Agent

Our Class A Ordinary shares are listed on the Nasdaq Capital Market
under the symbols “APM.” The transfer agent and registrar for our ordinary shares is Continental Stock Transfer & Trust
whose address is 1 State Street, 30 Floor, New York, NY 10004.

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TAXATION</div>

The following summary contains a description of certain Cayman Islands and U.S. federal income tax consequences of the acquisition, ownership and disposition of Class A Ordinary Shares. Please note that this summary should not be considered a comprehensive description of all the tax considerations that may be relevant to the decision to purchase Class A Ordinary Shares. The summary is based upon the tax laws of the Cayman Islands and regulations thereunder and on the tax laws of the United States and regulations thereunder as