Company: AEMD
Filing Date: 2025-08-13
Form Type: 10-Q
Source: 0001683168-25-006049
Chunk: 79

Company: AETHLON MEDICAL INC
Filing Date: 2025-08-13
Form: 10-Q
Item: Item 4
Chunk 79
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 implementation of our business objectives.

    ·
    
    Our success is dependent in part on our executive
    officers.

    ·
    Delays in successfully commencing or completing our planned clinical trials could jeopardize our ability to obtain regulatory approval and sustain our operations.

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There have been no material changes to the risk factors
previously disclosed under the heading “Risk Factors” in our Annual Report. The risks described in our Annual Report are not
the only risks facing our company. Additional risks and uncertainties not currently known to us or that we currently deem to be immaterial
also may materially adversely affect our business, financial condition or future results.

ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND
USE OF PROCEEDS.

We did not issue or sell any unregistered securities during the three months
ended June 30, 2025.

ITEM 3. DEFAULTS UPON SENIOR SECURITIES.

None.

ITEM 4. MINE SAFETY DISCLOSURES.

Not applicable.

ITEM 5. OTHER INFORMATION.

Rule 10b5-1 Trading Plans 

During the three months ended June 30, 2025,
none of our directors or officers entered into, modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule
10b5-1 trading arrangement,” that were intended to satisfy the affirmative defense conditions of Rule 10b5-1, in each case as defined
in Item 408 of Regulation S-K.

 25 

ITEM 6. EXHIBITS.

(a) Exhibits. The following documents are filed as
part of this report:

    Incorporated by Reference
  
    Exhibit
Number
     
    Exhibit Description
     
    Form
     
    SEC File No.
     
    Exhibit
Number
     
    Date
     
    Filed
Herewith

    3.1
     
    Articles of Incorporation, as amended.
     
    8-K
     
    001-37487
     
    3.1
     
    September 19, 2022

    3.2
     
    Amended and Restated Bylaws of the Company.
     
    8-K
     
    001-37487
     
    3.1
     
    September 12, 2019

    4.1
     
    Form of Common