Company: OPGN
Filing Date: 2025-10-31
Form Type: 10-Q
Source: 0001829126-25-008771
Chunk: 102

Company: OPGEN INC
Filing Date: 2025-10-31
Form: 10-Q
Item: Part I, Item 4
Chunk 102
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Evaluation
of Disclosure Controls and Procedures

The
Company’s management evaluated, with the participation of the Company’s principal executive and principal financial officer,
the effectiveness of the Company’s disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the
Exchange Act) as of June 30, 2025. We maintain disclosure controls and procedures that are designed to ensure that information required
to be disclosed in our reports filed or submitted under the Exchange Act is recorded, processed, summarized and reported within the time
periods specified in the SEC’s rules and forms, and that such information is accumulated and communicated to our management, including
our principal executive officer and principal financial officer, as appropriate, to allow for timely decisions regarding disclosure. Based
on their evaluation, management has concluded that the Company’s disclosure controls and procedures were effective as of June 30,
2025.

Changes
in Internal Control over Financial Reporting

For
the quarter ended June 30, 2025, there have been no changes in the Company’s internal controls over financial reporting that
have materially affected, or are reasonably likely to materially affect, the Company’s internal controls over financial reporting.

30

PART II.
OTHER INFORMATION

Item 1. Legal
Proceedings

To
the best of our knowledge, we are not currently a party to any legal proceedings that, individually or in the aggregate, are deemed to
be material to our financial condition or results of operations.

Item
1A. Risk Factors

Reference
is made to the Risk Factors included in our annual report on Form 10-K for the year ended December 31, 2024. There have been no material
changes from such Risk Factors.

Item
2. Unregistered Sales of Equity Securities and Use of Proceeds

There
were no unregistered sales of equity securities during the three months ended June 30, 2025.

Item
3. Defaults Upon Senior Securities

None.

Item
4. Mine Safety Disclosures

Not
applicable.

Item
5. Other Information

None.

31

Item
6. Exhibits

        Exhibit
        Number 
     
    Description

    10.1 **
     
    Letter
        of Engagement, dated January 2, 2024, between AEI Capital Ltd. and Client (incorporated by reference to Exhibit 10.1 of the Registrant’s
        Current Report on Form 8-K filed on May