Company: MGLD
Filing Date: 2025-01-24
Form Type: 424B5
Source: 0001493152-25-003567
Chunk: 29

Company: Marygold Companies, Inc.
Filing Date: 2025-01-24
Form: 424B5
Chunk 29
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 financial instruments and may hold, or recommend to clients that they acquire, long and/or short positions in such securities and instruments.

Indemnification

We have agreed to indemnify the underwriters against liabilities relating to the offering arising under the Securities Act of 1933, as amended (“Securities Act”), and the Securities Exchange Act, as well as liabilities arising from the material breach of any of the representations and warranties we make in the underwriting agreement, and to contribute to payments that the underwriters may be required to make for these liabilities.

| S-22 |

Price Stabilization, Short Positions, and Penalty Bids

Certain SEC rules may limit the ability of the underwriters to bid for or purchase shares before the distribution of the shares is completed. However, the underwriters may engage in the following activities in accordance with the rules:

| ● | Stabilizing                                                                                           
 transactions. The representative may make bids or purchases for the purpose of pegging,               
 fixing or maintaining the price of the shares, so long as stabilizing bids do not exceed              
 a specified maximum.                                                                                  |
| ● | Over-allotments                                                                                       
 and syndicate covering transactions. The underwriters may sell more shares of common                  
 stock in connection with this offering than the number of shares that they have committed             
 to purchase. This over-allotment creates a short position for the underwriters. This short            
 sales position may involve either “covered” short sales or “naked”                                    
 short sales. Covered short sales are short sales made in an amount not greater than the underwriters’ 
 over-allotment option to purchase additional shares in this offering described above. The             
 underwriters may close out any covered short position either by exercising their over-allotment       
 option or by purchasing shares in the open market. To determine how they will close the covered       
 short position, the underwriters will consider, among other things, the price of shares available     
 for purchase in the open market, as compared to the price at which they may purchase shares           
 through the over-allotment option. Naked short sales are short sales in excess of the over-allotment  
 option. The underwriters must close out any naked short position by purchasing shares in              
 the open market. A naked short position is more likely to be created if the underwriters              
 are concerned that, in the open market after pricing, there may be downward pressure on the           
 price of the shares that could adversely affect investors who purchase shares in this offering.       |
| ● | Penalty