Company: PFSA
Filing Date: 2025-02-12
Form Type: S-4/A
Source: 0001213900-25-012354
Chunk: 503

Company: Profusa, Inc.
Filing Date: 2025-02-12
Form: S-4/A
Chunk 503
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 The Notice provides that the Company may be eligible to transfer the listing of its securities to The Nasdaq Capital Market (provided that it then satisfies the requirements for continued listing on that market). Prior to September 3, 2024, the Company submitted an application to transfer the listing of its securities to the Nasdaq Capital Market. On September 12, 2024, the Company received a letter (the “Nasdaq Letter”) from the Staff indicating the Company’s non -compliancewith the Listing Rule as a result of the Company’s failure to timely file its Quarterly Report on Form 10 -Qfor the period ended June 30, 2024. This Nasdaq Letter has no immediate effect on the listing of the Company’s securities on Nasdaq. However, if the Company fails to timely regain compliance with the Rule, the Company’s securities will be subject to delisting from Nasdaq. F-9 NORTHVIEW ACQUISITION CORPORATION
NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Note 1 — Description of Organization and Business Operations (cont.) The Nasdaq Letter also notified the Company that the Staff has granted the Company an exception to enable it to regain compliance with the Listing Rule. Pursuant to the terms of the exception, the Company must file the following on or prior to October 14, 2024: •The Company’s Quarterly Report on Form 10 -Qfor the period ended March31, 2024; and •The Company’s Quarterly Report on Form 10 -Qfor the period ended June30, 2024. On October 9, 2024, the Company filed its Quarterly Report on Form 10 -Qfor the period ended March 31, 2024. On October 15, 2024, the Company received a letter (the “Extension Notice”) from the Staff notifying the Company that it had partially regained compliance with the Listing Rule by filing its Quarterly Report on Form 10 -Qfor the period ended March 31, 2024. The Extension Notice also notified the Company that the Staff had determined to grant the Company a further exception to enable it to regain compliance with the Listing Rule. Pursuant to the terms of the exception, the Company must file its Quarterly Report on Form 10 -Qfor the period ended June 30, 2024 on or prior to November 18, 2024. On November 15, 2024, the Company filed its Quarterly Report on Form