Company: INV
Filing Date: 2025-04-23
Form Type: 424B3
Source: 0001628280-25-019356
Chunk: 162

Company: Innventure, Inc.
Filing Date: 2025-04-23
Form: 424B3
Chunk 162
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 required to, on or before the 15 th calendar day following the date the Company files its Annual Report on Form 10-K for the year ended December 31, 2024, file with the SEC (at its sole cost and expense) a registration statement registering the resale by Yorkville of all Conversion Shares (as defined herein). The Company agreed to use its best reasonable efforts to ensure that such registration statement is declared effective by the earlier of the date that is 60 calendar days following the filing of such registration statement or the fifth business day after the date the Company is notified by the SEC that the registration statement will not be reviewed or will not be subject to further review.

The Company has further agreed to file a registration statement with the SEC to permit the public resale of the shares of Common Stock issued to the Series C Purchasers (as defined below), Ducera (as defined below), WTI Fund X, LLC and WTI Fund XI, LLC, Series B Investors, and Yorkville pursuant to the Series C Purchase Agreements (defined below), the Ducera Engagement Letter (as defined below), the A&R Registration Rights Agreement, dated October 22, 2024, by and among the Company and WTI Fund X, LLC and WTI Fund XI, LLC (the “WTI RRA”), the Series B Investment Agreements, and the SEPA, respectively.

On April 14, 2025, the Company issued two warrants to purchase up to an aggregate total of 300,000 shares of Common Stock (the “2025 WTI Warrants”) to WTI Fund X, LLC and WTI Fund XI, LLC, respectively. Each 2025 WTI Warrant is exercisable into one share of Common Stock at a price of $0.01 per share (subject to certain limitations, adjustment and certain other rights to possible future financings in accordance with terms of the 2025 WTI Warrants) through March 31, 2035. The Company has agreed to file a registration statement with the SEC to permit the public resale of the shares of Common Stock underlying the 2025 WTI Warrants on substantially the same terms as the WTI RRA.

The registration statement of which this prospectus forms a part is registering securities of the Company pursuant to the WTI RRA (for the avoidance of doubt, with respect to the WTI Warrants only and not the 2025 WTI Warrants), the Series B Investment Agreements, the A&R Registration Right Agreement,