Company: PFSA
Filing Date: 2025-04-28
Form Type: S-4/A
Source: 0001213900-25-035718
Chunk: 351

Company: Profusa, Inc.
Filing Date: 2025-04-28
Form: S-4/A
Chunk 351
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 |      |   |     | Pro Forma Combined 
  (Assuming Maximum 
       Redemptions) |     |      |   |
| Shareholder                                                 |     |             Shares |     |    % |   |     |             Shares |     |    % |   |
| Shares to Profusa Equity Holders(1)                         |     |          7,152,683 |     | 21.7 | % |     |          7,152,683 |     | 21.8 | % |
| Shares to the holders of Profusa’s senior convertible notes |     |          5,176,535 |     | 15.7 | % |     |          5,176,535 |     | 15.8 | % |
| Shares to the holders of Profusa’s junior convertible notes |     |          2,790,428 |     |  8.5 | % |     |          2,790,428 |     |  8.5 | % |
| Shares reserved for exercise of Profusa Options(2)          |     |            380,354 |     |  1.2 | % |     |            380,354 |     |  1.2 | % |
| Total Profusa’s Common Stock Balance                        |     |         15,500,000 |     | 47.0 | % |     |         15,500,000 |     | 47.2 | % |

____________ (1)Shares of Profusa Common and Preferred stock at the respective exchange ratios based on no redemption versus maximum redemption. (2)Shares of Profusa vested stock options at the respective exchange ratios based on no redemption versus maximum redemption. •An estimated 1,588,914shares will be reserved for the potential future issuance of Profusa common stock upon the exercise of Profusa Options based on the conversion, as contemplated by the Merger Agreement, of all outstanding Profusa Options into options exercisable for shares of New Profusa Common Stock with the same terms except for the number of shares exercisable and the exercise price, each of which will be adjusted using the Exchange Ratio. This amount of reserved shares includes estimated 380,354shares related to net exercise of vested in -the-moneyoptions under a no redemption scenario and 380,354shares of net exercises of vested in -the-moneyoptions under the maximum redemption scenario as of the Closing, and which is included in Profusa’s equity