Company: RILYN
Filing Date: 2025-10-22
Form Type: DEF 14A
Source: 0001213900-25-101228
Chunk: 50

Company: B. Riley Financial, Inc.
Filing Date: 2025-10-22
Form: DEF 14A
Chunk 50
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 Young(4)   |     | —          |     |                 — |     |             — |
| Andrew Moore(5)    |     | 3/4/2024   |     |            44,510 |     |       579,520 |
| Alan N. Forman     |     | 3/4/2024   |     |            23,739 |     |       309,082 |

____________ (1)On March 4, 2024, we granted our NEOs RSU awards as a component of their annual compensation for the fiscal year ended December 31, 2024. The RSUs vested one -thirdon March 15, 2025, will vest one -thirdon March 15, 2026, and one -thirdon March 15, 2027, subject to continued employment with our Company through each vesting date. Each RSU represents the right to receive one share of our common stock. (2)Represents the grant date fair value, which has been computed in accordance with FASB ASC Topic 718. (3)Mr. Ahn resigned effective as of June 3, 2025. (4)Mr. Young resigned effective as of September 20, 2024. (5)Mr. Moore was not re -appointedas an executive officer of the Company, but continues to serve as the Co -ChiefExecutive Officer of B. Riley Securities, Inc. effective as of September 18, 2025.

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2024 Outstanding Equity Awards at Fiscal Year-End The following table provides information concerning outstanding equity awards held by our named executive officers as of December 31, 2024.

| Name                  |     |      Number of 
 Units of Stock 
  That Have Not 
      Vested(1) 
            (#) |     | Market Value of 
  Units of Stock 
   That Have Not 
       Vested(2) 
             ($) |
| Bryant R. Riley(3)    |     |        129,932 |     |         596,388 |
| Thomas J. Kelleher(4) |     |        129,932 |     |         596,388 |
| Phillip J. Ahn(5)     |     |         65,300 |     |         299,727 |
| Kenneth Young(6)      |     |         19,655 |     |          90,216 |