Company: JUNS
Filing Date: 2025-11-14
Form Type: 10-Q
Source: 0001493152-25-023603
Chunk: 164

Company: JUPITER NEUROSCIENCES, INC.
Filing Date: 2025-11-14
Form: 10-Q
Item: Item 1
Chunk 164
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 into an amendment with a warrant holder who holds 1,249,999 warrants that clarified the exercise mechanisms.
Concurrently with the amendment, the warrant holder exercised the warrants via a cashless exercise and received 913,299 shares of Common Stock. Pursuant to the amendment, the Company agreed to issue the warrant holder 86,700 shares of Common Stock.

On
August 12, 2025, the Company received an exercise notice from a warrant holder who holds 109,376 warrants. The warrant was exercised
via a cashless exercise, and the warrant holder received 30,547 shares of Common Stock. Pursuant to the amended warrant agreement, the
Company agreed to issue the warrant holder 56,954 shares of Common Stock.

All
of these transactions described above were exempt from registration in reliance on Section 4(a)(2) of the Securities Act of 1933, as
amended, as transaction by an issuer not involving a public offering. The purchasers of securities in each of these transactions represented
their intention to acquire the securities for investment only and not with a view to offer or sell, in connection with any distribution
of the securities, and appropriate Rule 144 legends were affixed to the share certificates/stock transfer records and instruments issued
in such transactions.

ITEM
3. DEFAULTS UPON SENIOR SECURITIES

None.

ITEM
4. MINE SAFETY DISCLOSURE

Not
applicable.

ITEM
5. OTHER INFORMATION

Trading
Arrangements

During
the three months ended September 30, 2025, no director or officer of the Company adopted, modified, or terminated a “Rule 10b5-1
trading arrangement” or a “non-Rule 10b5-1 trading arrangement” as each term is defined in Item 408(a) of Regulation
S-K.

ITEM
6. EXHIBITS

    Exhibit
    No.
     
    Description

    31.1*
     
    Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act*

    31.2*
     
    Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act*

    32.1*
     
    Certification of Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act**

    32.2*
     
    Certification of Principal Financial Officer Pursuant to Section 906 of