Company: HCWB
Filing Date: 2025-05-15
Form Type: 8-K
Source: 0000950170-25-072700
Chunk: 3

Company: HCW Biologics Inc.
Filing Date: 2025-05-15
Form: 8-K
Item: Item 8.01
Chunk 3
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Item 8.01 Other Events.

This Current Report on Form 8-K does not constitute an offer to sell any securities or a solicitation of an offer to buy any securities, nor shall there be any sale of any securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

  Exhibit No.      Description                                                                                      
 ────────────────────────────────────────────────────────────────────────────────────────────────────────────────────
          4.1      Form of Common Stock Purchase Warrant                                                            
          4.2      Form of Pre-Funded Common Stock Purchase Warrant                                                 
          4.3      Form of amended and restated Common Stock Purchase Warrant                                       
         10.1      Placement Agency Agreement, dated May 13, 2025, between the Company and Maxim Group LLC          
         10.2      Securities Purchase Agreement, dated May 13, 2025, between the Company and Purchaser             
         10.3      Amendment to Existing Warrants Agreement, dated May 13, 2025, between the Company and Purchaser  
         99.1      Press release, dated May 13, 2025, announcing pricing of the Offering