Company: AX
Filing Date: 2025-08-21
Form Type: 10-K
Source: 0001299709-25-000125
Chunk: 32

Company: Axos Financial, Inc.
Filing Date: 2025-08-21
Form: 10-K
Item: Item 12
Chunk 32
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ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS

The information called for by this item is incorporated herein by reference to the information contained in the sections captioned “Principal Holders of Common Stock” and “Security Ownership of Directors and Named Executive Officers” in the Proxy Statement.

Equity Compensation Plan Information

The following table provides information regarding the aggregate number of securities to be issued under all of our stock option and equity based compensation plans upon exercise of outstanding options, warrants and other rights and their weighted-average exercise prices as of June 30, 2025. There were no securities issued under equity compensation plans not approved by security holders.Plan Category(a)Number of securities to be issued upon exercise of outstanding options, warrants and rights(b)Weighted-average exercise price of outstanding options and units granted(c)Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a))Equity compensation plans approved by security holders— $— 1,191,861 Equity compensation plans not approved by security holdersN/AN/AN/ATotal— $— 1,191,861 

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