Company: TIPT
Filing Date: 2025-10-17
Form Type: PREM14A
Source: 0001140361-25-038514
Chunk: 371

Company: TIPTREE INC.
Filing Date: 2025-10-17
Form: PREM14A
Chunk 371
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 “Condition Satisfaction”) have been satisfied or waived; provided, that if the Condition Satisfaction occurs less than five (5) Business Days prior to the last Business Day of such month, the Closing shall occur on the last Business Day of the month immediately following the month in which the Condition Satisfaction occurs, or (b) such other date or at such other time or place as the parties hereto may mutually agree. The date on which the Closing occurs is called the “Closing Date.”

Section 3.02 Effective Time . Upon the terms and subject to the conditions of this Agreement, the parties hereto shall deliver at Closing to the Secretary of State of the State of Delaware a certificate of merger that effectuates the transactions contemplated hereby (the “Certificate of Merger”) and shall make all other filings or recordings as may be required under the DGCL and any other applicable Law in order to effect the Merger. The Merger shall become effective at the time of filing the Certificate of Merger with the Secretary of State of the State of Delaware in accordance with the DGCL. The date and time at which the Merger shall so become effective is herein referred to as the “Effective Time.”

Section 3.03 Closing Deliverables.

(a) Closing Deliverables of the Company and Company Parent . At the Closing, subject to the terms and conditions hereof, the Company and Company Parent shall deliver, or cause to be delivered, to Purchaser:

(i) Copy of Data Room . A digital record containing a copy of the information and documents set forth in the Data Room as of the Closing Date.

(ii) Affiliate Transactions . Evidence, reasonably satisfactory to Purchaser, of the termination of the Affiliate Transactions pursuant to Section 7.15 .

(iii) Officer’s Certificate . The certificate described in Section 8.02(d) .

(iv) D&O Insurance . Evidence, reasonably satisfactory to Purchaser, that the Group Companies have obtained the D&O Insurance referenced in Section 7.07(b) .

(v) Release Documentation . The Release Documentation.

(b) Closing Deliverables of Purchaser and Merger Sub . At the Closing, Purchaser and Merger Sub shall have delivered, or caused to be delivered, to the Company (or other Persons to the extent so specified) the following:

(i) Officer’s Certificate . The certificate described in Section 8.03(d) .

(ii) D&O Insurance . Purchaser’s fifty percent (50%) portion of any premiums, fees and expenses incurred in connection with the D&O