Company: SUND
Filing Date: 2025-06-30
Form Type: 10-K
Source: 0001641172-25-017143
Chunk: 320

Company: Sundance Strategies, Inc.
Filing Date: 2025-06-30
Form: 10-K
Item: Item 2
Chunk 320
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 to help meet specific needs that have arisen. Our Board of Directors may also interview prospective nominees in person or by
telephone. After completing this evaluation, the Board of Directors will determine the nominees.

The
Board has not adopted a formal process for considering director candidates who may be recommended by stockholders. However, our policy
is to give due consideration to any and all such candidates. A stockholder may submit a recommendation for director candidates to us
at our corporate offices, to the attention of Randall F. Pearson. We do not pay fees to any third parties to assist us in identifying
potential nominees.

Number
of Meetings

The
Board held a total of one (1) meeting during the fiscal year ended March 31, 2025. Each incumbent director attended the Board
meetings. Although we do not have a formal policy regarding attendance by directors at our annual meeting, we encourage directors to
attend. We did not hold an annual meeting during the fiscal year ended March 31, 2025.

Codes
of Ethics and Business Conduct

We
have adopted a corporate Code of Ethics and Business Conduct which is available as Exhibit 14.1 to this filing. The Code of Ethics and
Business Conduct applies to all our officers, directors and employees, including our principal executive officer, principal financial
officer and controller, or persons performing similar functions. If we effect an amendment to, or waiver from, a provision of our Code
of Ethics and Business Conduct, we intend to satisfy our disclosure requirements by posting a description of such amendment or waiver
on our website at www.sundancestrategies.com.

ITEM
11: EXECUTIVE COMPENSATION

Director
Compensation

There
was no cash compensation and there were no equity awards granted during either of the fiscal years ended March 31, 2025 and
2024.

At
March 31, 2025, Mr. Pearson’s beneficial ownership totaled 1,191,432 shares.

At
March 31, 2025, Mr. Dickman’s beneficial ownership totaled 4,762,213 shares, including 1,994,332 warrants.

At
March 31, 2025, Mr. Quesenberry’s beneficial ownership totaled 970,206 shares.

At
March 31, 2025, Mr. Higginson’s beneficial ownership totaled 14,802,775 shares, including 7,000,000 shares owned by Higginson Family
Inv, LLC; 750