Company: AAOI
Filing Date: 2025-11-07
Form Type: 424B5
Source: 0001104659-25-108494
Chunk: 19

Company: APPLIED OPTOELECTRONICS, INC.
Filing Date: 2025-11-07
Form: 424B5
Chunk 19
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. The information that we incorporate by reference into this prospectus supplement is considered to be part of this prospectus supplement, and information that we file later with the SEC automatically updates and supersedes any information in this prospectus supplement. We have filed the following documents with the SEC. These documents are incorporated by reference as of their respective dates of filing, as well as any future documents (excluding information furnished pursuant to Items 2.02 and 7.01 of Form 8-K) we file with the SEC pursuant to Sections 13(a), 13(c), 14 or 15(d) of the Exchange Act, subsequent to the date of this prospectus supplement and prior to the termination of the offering:

1.

Our Annual Report on Form 10-K for the fiscal year ended December 31, 2024, as filed with the SEC on February 28, 2025 ;

2.

The portions of our Definitive Proxy Statement incorporated by reference into our Annual Report on Form 10-K for the fiscal year ended December 31, 2024 , for the 2025 Annual Meeting of Stockholders, as filed with the SEC on April 28, 2025 ;

3.

Our Quarterly Reports on Form 10-Q for the quarterly period ended March 31, 2025, June 30, 2025 and September 30, 2025, as filed with the SEC on May 8, 2025 , August 7, 2025 and November 6, 2025 , respectively;

4.

Our Current Reports on Form 8-K as filed with the SEC on February 28, 2025 , March 13, 2025 , April 2, 2025 , April 9, 2025 , April 10, 2025 , April 25, 2025 , May 28, 2025 , June 11, 2025 , June 12, 2025 , June 18, 2025 , July 1, 2025 , July 23, 2025 , August 4, 2025 , August 6, 2025 , August 26, 2025 , August 27, 2025 , September 4, 2025 , September 24, 2025 , and November 3, 2025 ; and

5.

The description of our common stock contained in the “Description of Company’s Common Stock” filed as Exhibit 4.7 to