Company: HROW
Filing Date: 2025-03-27
Form Type: 10-K
Source: 0001641172-25-000925
Chunk: 367

Company: HARROW, INC.
Filing Date: 2025-03-27
Form: 10-K
Item: Item 1A
Chunk 367
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Us during the
    year ended December 31, 2023, but the issuance and delivery of the shares were deferred until the director ceased providing services
    to the Company;

    ●
    the Company issued 65,148 shares of common stock and received proceeds
    of $379,000 upon the exercise of options to purchase 65,148 shares of common stock with exercise prices ranging from $1.70 to $8.50
    per share;

    ●
    the Company issued 62,367 shares of common stock to Mark L. Baum, the
    Company’s Chief Executive Officer, upon the cashless exercise of options to purchase 180,000 shares at an exercise price of
    $8.99 per share. The Company withheld from Mr. Baum 77,167 shares as consideration for the cashless exercise and an additional 40,466
    shares for payroll tax obligations totaling $849,000;

    ●
    the Company issued 55,558 shares of common stock to Andrew R. Boll,
    the Company’s Chief Financial Officer, upon the cashless exercise of options to purchase 90,000 shares at an exercise price
    of $6.00 per share. The Company withheld from Mr. Boll 25,521 shares as consideration for the cashless exercise and an additional
    8,921 shares for payroll tax obligations totaling $189,000; 

    ●
    the Company issued 10,222 shares of common stock to John Saharek, the
    Company’s Chief Commercial Officer, upon the cashless exercise of options to purchase 20,000 shares at an exercise price of
    $4.16 per share. The Company withheld from Mr. Saharek 6,485 shares as consideration for the cashless exercise and an additional
    3,293 shares for payroll tax obligations totaling $41,000; 

    ●
    upon vesting of 23,000 RSUs granted in January 2020 to Andrew R. Boll,
    the Company’s Chief Financial Officer, the Company issued 13,398 shares of common stock to Mr. Boll, net of 9,602 shares of
    common stock withheld for payroll tax withholdings totaling $142,000;

    ●
    upon vesting of 88,000 RSUs granted in January 2020 to Mark L. Baum,
    the Company’s Chief Executive Officer, the Company issued 52,821 shares of common