Company: FWDI
Filing Date: 2025-09-08
Form Type: 8-K
Source: 0001683168-25-006734
Chunk: 13

Company: Forward Industries, Inc.
Filing Date: 2025-09-08
Form: 8-K
Item: Item 8.01
Chunk 13
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 Company’s Common Stock may be highly correlated to the price of the digital assets that it holds; risks related to increased
competition in the industries in which the Company does and will operate; risks relating to significant legal, commercial, regulatory
and technical uncertainty regarding digital assets generally; risks relating to the treatment of crypto assets for U. S. and foreign tax
purpose; as well as those risks and uncertainties identified under the heading “ Item 1A. Risk Factors” in the Company’s
Annual Report on Form 10-K for the fiscal year ended September 30, 2024, filed with the SEC on December 27, 2024 (as amended) and other
information the Company has or may file with the SEC, including those disclosed under Item 8.01 of this Current Report on Form 8-K.

We caution investors not to place considerable reliance
on the forward-looking statements contained in this Current Report on Form 8-K (and the associated exhibits attached hereto). You are
encouraged to read our filings with the SEC, available at www. sec. gov, for a discussion of these and other risks and uncertainties. The
forward-looking statements speak only as of the date of this document, and we undertake no obligation to update or revise any of these
statements except as required by applicable law. Our business is subject to substantial risks and uncertainties, including those referenced
above. Investors, potential investors, and others should give careful consideration to these risks and uncertainties.

   6  

9.01 Financial Statements and Exhibits.

(d) Exhibits.

  Exhibit No.      Description                                                                                                                
 ──────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────
          4.1      Form of Pre-Funded Warrant                                                                                                 
          4.2      Form of Strategic Advisor Warrant (included as Exhibit A to the Strategic Advisor Agreement filed as Exhibit 10.3 hereto)  
          4.3      Form of Lead Investor Warrant (included as Exhibit A to the Lead Investor Agreement filed as Exhibit 10.4 hereto)          
        10.1*      Form of Securities Purchase Agreement                                                                                      
         10.2      Form of Registration Rights Agreement                                                                                      
         10.3      Strategic Advisor Agreement                                                                                                
         10.4      Lead Investor Agreement                                                                                                    
         10.5      Form of C/M Waiver and Leak-Out Agreement                                                                                  
         99.1      Press Release, dated September