Company: PNNT
Filing Date: 2025-05-02
Form Type: 10-K/A
Source: 0001193125-25-111627
Chunk: 2

Company: PENNANTPARK INVESTMENT CORP
Filing Date: 2025-05-02
Form: 10-K/A
Chunk 2
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 calculating the aggregate market value of common stock held by non-affiliates,all directors and executive officers of the Registrant have been treated as affiliates. There were 65,296,094shares of the Registrant’s common stock outstanding as of February 10, 2025. Documents Incorporated by Reference: Portions of the Registrant’s Proxy Statement relating to the Registrant’s 2025 Annual Meeting of Stockholders, filed pursuant to Regulation 14A with the Securities and Exchange Commission on December 11, 2024, are incorporated by reference into Part III of this Annual Report on Form 10-K.

EXPLANATORY NOTE PennantPark Investment Corporation, a Maryland corporation, or together with its subsidiaries, where applicable, or the Company, which may also be referred to as “we,” “us” or “our,” is filing this Amendment No. 1, or the Amendment, to our Annual Report on Form 10-Kfor the fiscal year ended September 30, 2024, or the Form 10-K,which was initially filed with the Securities and Exchange Commission, or the SEC, on November 26, 2024. We are filing this Amendment to provide audited financial statements for our investment in an unconsolidated portfolio company, JF Holdings Corp. (“JF Holdings”), for the years ended December 31, 2024 and 2023 (as Exhibit 99.3), and financial statements for our investment in JF Holdings for the years ended December 31, 2023 and 2022 (as Exhibit 99.2). We have determined that this unconsolidated portfolio company has met the conditions of a significant subsidiary under Rule 1-02(w)of Regulation S-Xfor which we are required, pursuant to Rule 3-09of Regulation S-X,to provide separate financial statements as exhibits to the Form 10-K.In accordance with Rule 3-09(b)(1),the separate audited financial statements of JF Holdings are being filed as an amendment to the Form 10-K. This Amendment also includes the filing of new Exhibits 31.1, 31.2, 32.1 and 32.2, certifications of our Chief Executive Officer and Chief Financial Officer, pursuant to Rule 13a-14(a)and (b) of the Securities Exchange Act of 1934, as amended. Except as described above, no other changes have been made to the Form 10-K.This Amendment does not reflect subsequent events that