Company: PNBK
Filing Date: 2025-05-15
Form Type: S-3
Source: 0001437749-25-016950
Chunk: 14

Company: PATRIOT NATIONAL BANCORP INC
Filing Date: 2025-05-15
Form: S-3
Chunk 14
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 upon the conversion of 24,166 shares of Series A Preferred Stock. Alon Abady has sole voting and dispositive power over the shares held by Moniqua 30, LLC. The business address of Moniqua 30, LLC is 501 S. Beverly Drive, Suite 220, Beverly Hills, CA 90212. |

| (5) | Jeremy Dupree has sole voting and dispositive power over the shares held by Patriot 26, LLC. The business address of Patriot 26, LLC is 501 S. Beverly Drive, Suite 220, Beverly Hills, CA 90212.                                                                                                                                                                                                                                                                                                                                                  |
| (6) | Shares of Common Stock being offered consist of: (i) 666,720 shares of Common Stock and (ii) 3,333,280 shares of Common Stock issuable upon the conversion of 41,666 shares of Series A Preferred Stock. Angel Oak Capital Advisors, LLC is the investment advisor of Angel Oak Financial Strategies Income Term Trust.  Angel Oak Financial Strategies Income Term Trust. The business address of Angel Oak Financial Strategies Income Term Trust is c/o Angel Oak Capital Advisors, LLC, 3344 Peachtree Road NE, Suite 1725, Atlanta, GA 30326. |

(7) Alon Abady has sole voting and dispositive power over the shares held by Horizon Trust FBO Alon Abady IRA. The business address of Horizon Trust FBO Alon Abady IRA is 6301 Indian School Road NE, Suite 810, Albuquerque, NM 87110.

(8) Angel Oak Capital Partners II, LLC is the general partner of Angel Oak BFNS 2021-2, LP. Michael Fierman and Sreeniwas Prabhu share voting and dispositive power of the shares held by Angel Oak BFNS 2021-2, LP. The business address of Angel Oak BFNS 2021-2, LP is c/o Angel Oak Capital Advisors, LLC, 3344 Peachtree Road NE, Suite 1725, Atlanta, GA 30326.

(9) James R. Parks, as partner of APW Ave. Group, has sole voting and dispositive power over the shares held by APW Ave. Group. The business address of APB Ave. Group is 10474 Santa Monica Boulevard, Suite 200, Los Angeles, CA 90025.
(10) Donegal Group Inc., as sole shareholder of the Atlantic States Insurance Company, has sole voting and dis