Company: OXLCZ
Filing Date: 2025-11-05
Form Type: N-CSRS
Source: 0001213900-25-106331
Chunk: 122

Company: Oxford Lane Capital Corp.
Filing Date: 2025-11-05
Form: N-CSRS
Chunk 122
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 regulatory policies or tax guidelines with respect to RICs or registered closed -endmanagement investment companies; •failure to continue to qualify as a RIC, or the loss of RIC status; •any shortfall in revenue or net income or any increase in losses from levels expected by investors or securities analysts; •changes, or perceived changes, in the value of our portfolio investments; •departures of any members of Oxford Lane Management’s senior investment team; •operating performance of companies comparable to us; or •general economic conditions and trends and other external factors. In the past, following periods of volatility in the market price of a company’s securities, securities class action litigation has often been brought against that company. Due to the potential volatility of our stock price, we may become the target of securities litigation in the future. Securities litigation could result in substantial costs and divert management’s attention and resources from our business. We may experience fluctuations in our quarterly results. We could experience fluctuations in our quarterly operating results due to a number of factors, including our ability or inability to make investments that meet our investment criteria, the interest rate payable on the debt securities we acquire, the level of portfolio dividend and fee income, the level of our expenses, variations in and the timing of the recognition of realized and unrealized gains or losses, the degree to which we encounter competition in our markets and general economic conditions. As a result of these factors, results for any period should not be relied upon as being indicative of performance in future periods. We cannot assure you that we will be able to successfully deploy the proceeds of any offering of our securities within the timeframe we have contemplated. We currently anticipate that substantially all of the net proceeds of any offering conducted will be invested in accordance with our investment objective within approximately one to three months after the consummation of such offering. We cannot assure you, however, that we will be able to locate a sufficient number of suitable investment opportunities to allow us to successfully deploy substantially all of the net proceeds of any such offering in that timeframe. To the extent we are unable to invest substantially all of the net proceeds of any such offering within our contemplated timeframe after the completion of such offering, our investment income, and in turn our results of operations, will likely be materially adversely affected. 88 We will have broad discretion over the use of proceeds of any offering conducted and will use proceeds in part to satisfy operating expenses. We will have significant flexibility in applying the proceeds of any offering conducted and may use the net proceeds from any such offering in ways with