Company: FOACW
Filing Date: 2025-03-27
Form Type: DEF 14A
Source: 0001193125-25-065614
Chunk: 42

Company: Finance of America Companies Inc.
Filing Date: 2025-03-27
Form: DEF 14A
Chunk 42
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 |    |     | -c                   |     |           |    |
| Equity compensation plans approved by security holders     |     |                      |     |           |    |     |                  |     |    |    |     |                      |     |           |    |
| Omnibus Plan                                               |     |                      |     | 2,164,677 | -1 |     |                  |     | 25 | -2 |     |                      |     | 1,198,726 | -3 |
| Equity compensation plans not approved by security holders |     |                      |     |         — |    |     |                  |     |  — |    |     |                      |     |         — |    |
| Total                                                      |     |                      |     | 2,164,677 |    |     |                  |     | 25 | -2 |     |                      |     | 1,198,726 |    |

| (1) | Total includes (i) 145,800 Earnout Rights, (ii) 1,298,877 RSUs and (iii) 720,000 Options. The Earnout Rights as defined under the A&R MLTIP are specified as “Substitute Awards” and do not count against the Absolute Share Limit defined within the Omnibus Plan. |

| (2) | The exercise price with respect to each of the Options is $25. The Earnout Rights and the RSUs do not have an exercise price. |

| (3) | These shares are available for grant as of December 31, 2024 under the Omnibus Plan pursuant to which the compensation committee of the board of directors may make various share based awards including incentive stock options, nonqualified stock options, stock appreciation rights, restricted stock, restricted stock units, other equity-based awards, and other cash-based awards granted under the Omnibus Plan. The maximum number of shares that may be granted under the Omnibus Plan is 2,125,000 (accounting for adjustments for the Company’s 10:1 reverse stock split effective on July 25, 2024), without giving effect to any “evergreen” increase, pursuant to which such “Absolute Share Limit” is automatically increased on the first day of each fiscal year commencing on January 1, 2022, in an amount equal to the least of (x) 531,250 shares of Class A Common Stock (accounting for adjustments for the Company’s 10:1 reverse stock split