Company: GAINI
Filing Date: 2025-08-12
Form Type: 10-Q
Source: 0001321741-25-000018
Chunk: 11

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-08-12
Form: 10-Q
Item: Part I, Item 1
Chunk 11
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MENT CORPORATIONCONSOLIDATED SCHEDULE OF INVESTMENTS (Continued)JUNE 30, 2025 (DOLLAR AMOUNTS IN THOUSANDS)(UNAUDITED)

Company and Investment(A)(B)(D)(E)Principal/Shares/ Units(F)(H)CostFair ValueHome and Office Furnishings, Housewares, and Durable Consumer Products – 5.1%Old World Christmas, Inc. – Preferred Stock(C)(J)6,180 $— $24,912 Leisure, Amusement, Motion Pictures, and Entertainment – 1.6%Pyrotek Special Effects, Inc.(P) – Preferred Stock(C)(J)7,060 7,060 7,907 Mining, Steel, Iron and Non-Precious Metals – 5.9%UPB Acquisition, Inc. – Preferred Stock(C)(J)6,000 6,000 28,505 Telecommunications – 0.0%B+T Group Acquisition, Inc.(K) – Preferred Stock(C)(J)14,304 4,722 — Total Preferred Equity$111,006 $112,922 Common Equity/Equivalents – 1.0%Finance – 1.0%Gladstone Alternative Income Fund – Common Equity(C)(O)500,000 $5,000 $5,010 Telecommunications – 0.0%B+T Group Acquisition, Inc.(K) – Common Stock Warrants(C)(J)3.5 %— — Total Common Equity/Equivalents$5,000 $5,010 Total Affiliate Investments$355,836 $328,020 CONTROL INVESTMENTS(N) – 0.1%Secured First Lien Debt – 0.1%Diversified/Conglomerate Manufacturing – 0.1%Edge Adhesives Holdings, Inc.(K) – Term Debt (SOFR+5.5%, 9.8% Cash, Due 8/2026)(G)(J)9,210 $9,210 $368 Total Secured First Lien Debt$9,210 $368 Preferred Equity – 0.0%Diversified/Conglomerate Manufacturing – 0.0%Edge Adhesives Holdings, Inc.(K) – Preferred Stock(C)(J)8,199 $8,199 $— Total Preferred