Company: OXLCZ
Filing Date: 2025-05-20
Form Type: N-CSR
Source: 0001213900-25-045605
Chunk: 131

Company: Oxford Lane Capital Corp.
Filing Date: 2025-05-20
Form: N-CSR
Chunk 131
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 The Registrant considers Messrs. Cohen, Rosenthal and Kupka to be Oxford Lane Management’s senior investment team. The Registrant considers Messrs. Cohen and Rosenthal to be the Registrant’s portfolio managers. The table below shows the dollar range of shares of the Registrant’s common stock to be beneficially owned by each of the Registrant’s portfolio managers as of March 31, 2025.

| Name of Portfolio Manager |     | Dollar Range of Equity    
 Securities in Oxford Lane 
 Capital Corp.(1)(2)       |
| Jonathan H. Cohen         |     | Over $1,000,000           |
| Saul B. Rosenthal         |     | Over $1,000,000           |

____________ (1)Dollar ranges are as follows: None, $1 – $10,000, $10,001 – $50,000, $50,001 – $100,000, $100,001 – $500,000; $500,001 – $1,000,000 or Over $1,000,000. (2)The dollar range of common stock beneficially owned in us is based on the closing price of our common stock of $4.72 on March 31, 2025 on the Nasdaq Global Select Market. The following information pertains to the members of Oxford Lane Management’s investment team: Jonathan H. Cohenhas served as Chief Executive Officer of both Oxford Lane Capital Corp. and Oxford Lane Management since 2010. Since 2003, Mr. Cohen has also served as Chief Executive Officer of both Oxford Square Capital Corp. (NasdaqGS: OXSQ), a publicly traded business development company, and Oxford Square Management, LLC, Oxford Square Capital Corp.’s investment adviser, and as the managing member of Oxford Funds. Since 2023, Mr. Cohen has also served as Chief Executive Officer of Oxford Park Income Fund, Inc., a non -tradedregistered closed -endfund, and Oxford Park Management, LLC, Oxford Park Income Fund, Inc.’s investment adviser. Mr. Cohen also serves on our Board of Directors, as well as the Oxford Square Capital Corp. and Oxford Park Income Fund, Inc. boards of directors. Since 2018, Mr. Cohen has also served as the Chief Executive

108 Officer of Oxford Gate Management, LLC, the investment adviser to Oxford Gate Master Fund, LLC, Oxford Gate, LLC and Oxford Gate (Bermuda), LLC (collectively, the “Oxford