Company: NMFCZ
Filing Date: 2025-04-15
Form Type: 40-APP/A
Source: 0001104659-25-035141
Chunk: 6

Company: New Mountain Finance Corp
Filing Date: 2025-04-15
Form: 40-APP/A
Chunk 6
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 Insurance
Co. (pub. avail. July 28, 2000) and SMC Capital, Inc. (pub. avail. Sept. 5, 1995).

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II. GENERAL DESCRIPTION OF THE APPLICANTS

A. Existing Regulated Funds

NMFC.NMFC is an externally managed, closed-end, non-diversified management investment company that has elected to be regulated
as a business development company under the 1940 Act. NMFC was organized as a corporation under the Delaware General Corporation Law
on June 29, 2010, and its shares of common began trading on the New York Stock Exchange on May 19, 2011, and subsequently on
Nasdaq on September 11, 2020. NMFC has made an election to be treated as a regulated investment company (“RIC”)
under Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”), and intends to continue to
make such election in the future.

SLF.SLF is an externally managed, closed-end, non-diversified management investment company that has elected to be regulated as
a business development company under the 1940 Act. SLF was organized as a corporation under the General Corporate Laws of the State of
Maryland on January 23, 2019, and has offered and sold its common stock in private placement transactions pursuant to certain exemptions
of the Securities Act of 1933, as amended (the “Securities Act”) and the laws of the states and jurisdictions
where any offering is made. SLF has made an election to be treated as a RIC under Subchapter M of the Code and intends to continue to
make such election in the future.

GIV.GIV is an externally managed, closed-end, non-diversified management investment company that has elected to be regulated as
a business development company under the 1940 Act. GIV was organized as a limited liability company under the Delaware General Corporation
Law on March 18, 2022, and has offered and sold its units of limited liability company interests in private placement transactions
pursuant to certain exemptions of the Securities Act and the laws of the states and jurisdictions where any offering is made. GIV has
made an election to be treated as a RIC under Subchapter M of the Code and intends to continue to make such election in the future.

GIV Income. GIV Income is an externally