Company: GRAN
Filing Date: 2025-03-14
Form Type: CORRESP
Source: 0001213900-25-023986
Chunk: 6

Company: Grande Group Ltd/HK
Filing Date: 2025-03-14
Form: CORRESP
Chunk 6
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 securities on behalf of its clients, unless such activity relates to listing sponsor engagements of our Operating Subsidiary under the “Sponsor Coupling” requirement to act as the “head of syndicates” responsible for the overall management of the offering. Therefore, we believe that the regulated activities of our Operating Subsidiary do not create a risk that we may be deemed to be involved in activities that require permissions, licensing, consent or other action in order to solicit and engage in activities involving individuals from Mainland China. |

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| (b) | As discussed above, as a condition for our Operating Subsidiary, as the “overseas securities companies” under the definition in the Trial Administrative Measures, to engage clients in Mainland China, i.e., PRC domestic companies, to act as their listing sponsors (i.e. in our case, to conduct Type 6 (advising on corporate finance activities) and Type 1 (dealing in securities) activities) for their overseas listings outside of Mainland China, overseas securities companies, such as our Operating Subsidiary, shall be subject to filing/reporting, verification and supervisory obligations to the CSRC regarding the overseas listing projects of the PRC domestic companies engaged. Grande Capital, our Operating Subsidiary, is registered with the CSRC under Article 21 of Trial Administrative Measures as an overseas securities company that provides listing and sponsorship services and has provided the undertakings to the CSRC in relation to the PRC domestic companies clients that engaged Grande Capital as the listing sponsor for their overseas listings in Hong Kong. |

As to the solicitation involving entities
from Mainland China, due to the business model and the nature of services of our Operating Subsidiary, while we maintain a company website
that introduces our services and showcases our completed projects, we and our Operating Subsidiary do not advertise our services to the
general public or retail investors, market our services through mass media, or publicly solicit for clients, in any jurisdiction, including
Hong Kong and the Mainland China. All of our current and former clients and projects, including companies in Mainland China, are
originated from the professional networks of our management and project execution team, referrals, and direct approach by the clients.
Except for the relevant filing, reporting and verification obligations undertaken by our Operating Subsidiary as required by the Trial
Administrative Measures, our Operating Subsidiary is not subject to the