Company: SERV
Filing Date: 2025-01-07
Form Type: 424B3
Source: 0001213900-25-001710
Chunk: 11

Company: Serve Robotics Inc. /DE/
Filing Date: 2025-01-07
Form: 424B3
Chunk 11
---
 effective registration statement on Form S-3 (Registration Statement No. 333-282389) that was originally filed with the Securities and Exchange Commission on September 27, 2024, and which was declared effective on October 3, 2024 and a related base prospectus and prospectus supplement (the “Prospectus Supplement”) thereunder.

The foregoing descriptions of the Purchase Agreement and the Placement Agency Agreement do not purport to be complete and are qualified in their entirety by the full text of the form of Purchase Agreement and the Placement Agency Agreement, copies of which are attached hereto as Exhibits 10.1 and 10.2, respectively, and are incorporated by reference herein.

This Current Report on Form 8-K does not constitute an offer to sell any securities or a solicitation of an offer to buy any securities, nor shall there be any sale of any securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

A copy of the opinion of Orrick, Herrington & Sutcliffe LLP relating to the legality of the issuance and sale of the Shares is attached as Exhibit 5.1 hereto.

Item 8.01 Other Events.

On January 7, 2025, the Company issued a press release announcing the pricing of the Registered Direct Offering, a copy of which is filed as Exhibit 99.1 and incorporated by reference herein.

<div align='center'>11</div>

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

| Exhibit No. |     | Description                                                                                                          |
| 5.1         |     | Opinion of Orrick, Herrington & Sutcliffe LLP                                                                        |
| 10.1        |     | Form of Securities Purchase Agreement, by and among the Company and the Purchaser                                    |
| 10.2        |     | Placement Agency Agreement, dated January 7, 2025, by and between Serve Robotics Inc. and Northland Securities, Inc. |
| 23.1        |     | Consent of Orrick, Herrington & Sutcliffe LLP (included in Exhibit 5.1)                                              |
| 99.1        |     | Press Release, dated January 7, 2025                                                                                 |
| 104         |     | Cover Page Interactive Data File (embedded within the                                                                
 Inline XBRL document)                                                                                                |

<div align='center'>12

SIGN