Company: UFPT
Filing Date: 2025-05-12
Form Type: 10-Q
Source: 0001171843-25-003049
Chunk: 51

Company: UFP TECHNOLOGIES INC
Filing Date: 2025-05-12
Form: 10-Q
Item: Part I, Item 3
Chunk 51
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, claims and complaints should not result in final judgments or settlements that, in the aggregate, would have a material adverse effect on the Company’s financial condition or results of operations.

			ITEM 1A:

			RISK FACTORS

The Company faces a number of uncertainties and risks that are difficult to predict and many of which are outside of the Company's control. For a detailed discussion of the risks that affect our business, you should consider carefully the risks and uncertainties described below, in addition to other information described in this Quarterly Report on Form 10-Q as well as our other public filings with the SEC including Part I, Item IA, “Risk Factors” in our Annual Report on Form 10-K for the fiscal year ended December 31, 2024.

			ITEM 2:

			UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS

None.

			ITEM 3:

			DEFAULTS UPON SENIOR SECURITIES

None.

			ITEM 4:

			MINE SAFETY DISCLOSURES

Not Applicable.

			ITEM 5:

			OTHER INFORMATION

During the first quarter of fiscal 2025, none of our directors or executive officers adopted Rule 10b5-1 trading plans and none of our directors or executive officers terminated a Rule 10b5-1 trading plan or adopted or terminated a non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K).

30

			ITEM 6:

			EXHIBITS 

			Exhibit No.

			Description

			31.1

			Rule 13a-14(a)/15d-14(a) Certification of the Chief Executive Officer.*

			31.2

			Rule 13a-14(a)/15d-14(a) Certification of the Chief Financial Officer.*

			32.1

			Certifications pursuant to 18 U.S.C., Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**

			10.1

			Supplier Letter Agreement between Sage Products, LLC and AJR Enterprises, LLC, dated March 31, 2025 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K, filed with the SEC on April 4, 2025 (