Company: PFSA
Filing Date: 2025-04-28
Form Type: S-4/A
Source: 0001213900-25-035718
Chunk: 364

Company: Profusa, Inc.
Filing Date: 2025-04-28
Form: S-4/A
Chunk 364
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 deferred offering costs to permanent equity and payment of the respective accrued and unpaid portion of the deferred offering costs. 191 (H)Represents payment of Northview accrued offering costs and expenses. (I)Represents payment of estimated direct and incremental transaction costs incurred by NorthView of approximately $1.6 million in advisory, banking, printing, legal, and accounting fees and other transaction related expenses in connection with the Merger and PIPE Subscription Agreement. (J)Elimination of transactions between the two companies. (K)Reflects exchange of Profusa’s Series A Convertible Preferred Stock for common stock of Profusa with $0.0001 par value. (L)Reflects exchange of Profusa’s Series B Convertible Preferred Stock for common stock of Profusa with $0.0001 par value. (M)Reflects exchange of Profusa’s Series C/C1 Convertible Preferred Stock for common stock of Profusa with $0.0001 par value. (N)Reflects conversion of Senior Notes and Senior Bridge Notes into 6,267,204shares of Profusa in accordance with their terms. (O)Reflects conversion of Junior Notes into 2,631,652shares of Profusa in accordance with their terms. (P)Reflects the impact of Maximum Redemption of 52,159 redeemable shares of NorthView, which reflects $1.25million remaining in trust under the Maximum Redemption scenario. (Q)Represents reclassification of Profusa’s transaction costs incurred in excess of proceeds received under the Maximum Redemptions scenario from additional paid -incapital to accumulated deficit. (R)Represents issuance of shares in New Profusa upon conversion of Northview’s convertible loan at the Closing of the Merger. (S)Reflects the elimination of gain from change in FV of Tasly Convertible Debt upon Merger and reduction of loan balance. (T)Represents the closing of the APAC Joint Venture and receipt of the remaining $4.1 million of transaction proceeds. As presented in the unaudited pro forma condensed combined financial information, in exchange for the license, the JV would pay Profusa an upfront fee of $6 million, of which $1.6 million has been received as a loan in advance of the contract execution. As such, the remaining $4.1 is being reflected as a pro forma adjustment on the balance sheet as of December31, 2024. Although the accounting treatment has not yet been determined, Profusa preliminarily expects