Company: INV
Filing Date: 2025-03-26
Form Type: 8-K
Source: 0001140361-25-010344
Chunk: 6

Company: Innventure, Inc.
Filing Date: 2025-03-26
Form: 8-K
Item: Item 9.01
Chunk 6
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Item 9.01      Exhibits and Financial Statements  

(d) Exhibits.

  Exhibit      Description of Exhibit                                                                                    
  No.                                                                                                                    
 ─────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────
  4.1^         Form of Convertible Debenture.                                                                            
  4.2^         Form of Warrant to Acquire Securities of Innventure, Inc., to be issued to WTI Fund X, LLC.               
  4.3^         Form of Warrant to Acquire Securities of Innventure, Inc., to be issued to WTI Fund XI, LLC.              
  10.1^        Securities Purchase Agreement, by and between Innventure, Inc. and YA II PN, Ltd., dated March 25, 2025.  
  10.2         Form of Global Guaranty Agreement, by Innventure, LLC.                                                    
  10.3         Form of Registration Rights Agreement.                                                                    
  104          Cover Page Interactive Data File (formatted as Inline XBRL).                                              

  Certain schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K. Innventure, Inc. agrees to furnish a copy of any omitted schedule to the SEC  

Disclaimers and Forward-Looking Statements

This Current Report on Form 8-K contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All
statements contained in this Current Report on Form 8-K that do not relate to matters of historical fact should be considered forward-looking statements. The forward-looking statements are based on the current expectations of the Company’s
management and are inherently subject to uncertainties and changes in circumstances and their potential effects and speak only as of the date of this Form 8-K. There can be no assurance that future developments will be those that have been
anticipated. These forward-looking statements involve a number of risks, uncertainties (some of which are beyond the control of the parties) or other assumptions that may cause actual results or performance to be materially different from those
expressed or implied by these forward-looking statements. The risks and uncertainties include, but are not limited to, those factors discussed and identified in other public filings made with the SEC by the Company, including the Company’s most
recent Quarterly Report on Form 10-Q, which is available on the Company’s Investor Relations website at www. ir. innventure. com and on the Securities and Exchange Commission website at www.