Company: CRCL
Filing Date: 2025-02-13
Form Type: DRS/A
Source: 0000950123-25-001965
Chunk: 361

Company: Circle Internet Group, Inc.
Filing Date: 2025-02-13
Form: DRS/A
Chunk 361
---
     | In April 2023, we sold warrants to purchase 4,506,264 shares of our common stock to a commercial counterparty. No                                                                                                                                  
 underwriters were involved in this offering. The sale was exempt from registration under Section 4(a)(2) of the Securities Act in that the transaction was between an issuer and a sophisticated investor and did not involve any public offering. |

| • |     | In August 2023, we sold warrants to purchase 3,562,139 shares of our common stock to a commercial counterparty. No                                                                                                                                 
 underwriters were involved in this offering. The sale was exempt from registration under Section 4(a)(2) of the Securities Act in that the transaction was between an issuer and a sophisticated investor and did not involve any public offering. |

| • |     | In August 2023, we issued 8,367,442 shares of our common stock, with a fair value of $209.9 million, as consideration for                                                                                                                          
 the Centre Acquisition. The securities were issued to a digital assets exchange. No underwriters were involved in this offering. The issuance was exempt from registration under Section 4(a)(2) of the Securities Act in that the transaction was 
 between an issuer and a sophisticated investor and did not involve any public offering.                                                                                                                                                            |

| • |     | On July 1, 2024, we consummated a scheme of arrangement, pursuant to which issued ordinary shares and preferred shares in                                                                                                                                 
 the capital of Circle Internet Financial Limited were cancelled and, in connection with such cancellation, Circle Internet Group, Inc. issued an equivalent number of shares of its capital stock of the same class and series to then-shareholders of    
 Circle Internet Financial Limited. In this transaction, we issued 55,881,969 shares of Class A common stock, 33,620,690 shares of Series A preferred stock, 17,586,205 shares of Series B preferred stock, 18,445,443 shares of Series C preferred stock, 
 23,202,679 shares of Series D preferred stock, 36,866,587 shares of Series E preferred stock and 9,515,886 shares of Series F preferred stock. The securities were exempt from registration under Section 3(a)(10) of the Securities Act in that the      
 securities were issued in exchange for outstanding securities of Circle Internet Financial Limited pursuant to a scheme of arrangement whose terms and conditions were approved, after a hearing upon the fairness of such terms and conditions