Company: STAA
Filing Date: 2025-09-18
Form Type: DFAN14A
Source: 0001213900-25-088801
Chunk: 3

Company: STAAR SURGICAL CO
Filing Date: 2025-09-18
Form: DFAN14A
Chunk 3
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 vote or direct the vote of 6 Shares. Mr. LeBuhn has the sole power to dispose or direct the disposition of 21,280 Shares and the shared power to dispose or direct the disposition of 6 Shares. 18 Shares are held in three separate accounts for Mr. LeBuhn's daughters, as to which he has voting and dispositive control. The 21,286 Shares do not include 2,532 Shares over which Mr. LeBuhn does not have direct or indirect beneficial ownership. Such 2,532 Shares are held in three separate irrevocable trusts for Mr. LeBuhn's daughters in which Mr. LeBuhn has no voting or dispositive power and disclaims any beneficial ownership interest in such Shares.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         |

| (c) | None of the Reporting Persons have effected any transactions in the Shares during the past 60 days.                                                                                                                     |
| (d) | No person other than the Reporting Persons is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any securities owned by the Reporting Persons. |
| (e) | N/A                                                                                                                                                                                                                     |

| Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           
 Item 6 is hereby amended and supplemented by the addition of the following: On September 17, 2025, the Reporting Persons entered into a Joint Filing and Solicitation Agreement (the "Joint Filing and Solicitation Agreement") in which, among other things, the Reporting Persons agreed (i) to the joint filing on behalf of each of them of statements on Schedule 13D, and any amendments thereto, with respect to securities of the Issuer to the extent required by law, (ii) to form a group to solicit proxies against proposals related to the Proposed Merger submitted to stockholders for approval at the Special Meeting and (iii) that Broadwood Partners would bear all pre-approved expenses incurred in connection with the Reporting Persons' activities. The foregoing description of the Joint Filing and Solicitation Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Joint Filing and Solicitation Agreement, which is attached hereto as Exhibit A and is incorporated herein by reference. Other than the Joint Filing and Solicitation Agreement, there are no contracts