Company: TSI
Filing Date: 2025-03-05
Form Type: N-CSR
Source: 0001193125-25-046168
Chunk: 57

Company: TCW STRATEGIC INCOME FUND INC
Filing Date: 2025-03-05
Form: N-CSR
Chunk 57
---
Under the Restricted Unit Plan, certain portfolio managers in the fixed income and equity areas may be awarded partnership units in the Advisor’s parent company. Awards under this plan have vested over time, subject to satisfaction of performance criteria.

Under the 2013 Equity Unit Incentive Plan, certain portfolio managers in the fixed income and equity areas may be awarded options to acquire partnership units in the Advisor’s parent company with a strike price equal to the fair market value of the option at the date of grant. The options granted under this plan are subject to vesting and other conditions.

Other Plans and Compensation Vehicles. Portfolio managers may also elect to participate in the applicable TCW Advisor’s 401(k) plan, to which they may contribute a portion of their pre- and post-tax compensation to the plan for investment on a tax-deferred basis.

(a)(4) Share Ownership in Registrant as of December 31, 2024.

| Portfolio Manager       |     | None |     | $1   
 to   
 $10K |     | $10K 
 to   
 $50K |     | $50K  
 to    
 $100K |     | $100K 
 to    
 $500K |     | $500K   
 to      
 $1 Mill |     | Over    
 $1 Mill |
| Jerry Cudzil            |     | X    |     |      |     |      |     |       |     |       |     |         |     |         |
| Ruben Hovhannisyan, CFA |     |      |     |      |     | X    |     |       |     |       |     |         |     |         |
| Bryan T. Whalen, CFA    |     |      |     |      |     |      |     |       |     | X     |     |         |     |         |

(b) Not applicable.

| Item 14. | Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers. |

None.

| Item 15. | Submission of Matters to a Vote of Security Holders. |

There have been no material changes to the procedures by which shareholders may recommend nominees to the Registrant’s Board of Directors.

| Item 16. | Controls and Procedures. |

| (a) | The Principal Executive Officer and Principal Financial and Accounting Officer have concluded, as of a date within 90 days of the filing date of this report, that the Registrant’s disclosure controls and procedures