Company: PACB
Filing Date: 2025-05-12
Form Type: 10-Q
Source: 0001299130-25-000102
Chunk: 72

Company: PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Filing Date: 2025-05-12
Form: 10-Q
Item: Part II, Item 1
Chunk 72
---
  DEFAULTS UPON SENIOR SECURITIES

None.

ITEM 4.  MINE SAFETY DISCLOSURES

Not applicable.

Q1 Fiscal 2025 Form 10-Q82

ITEM 5.  OTHER INFORMATION

Securities Trading Plans of Directors and Executive Officers

During our last fiscal quarter, none of our directors or officers, as defined in Rule 16a-1(f), adopted and/or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Regulation S-K Item 408.

Q1 Fiscal 2025 Form 10-Q83

ITEM 6.  EXHIBITS

Incorporated by reference hereinExhibitNo.DescriptionFormExhibitNo.Filing Date3.1Amended and Restated Certificate of Incorporation of Pacific Biosciences of California, Inc.10-K3.1March 23, 20113.2Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Pacific Biosciences of California, Inc. to declassify the Board8-K3.1June 20, 20243.3Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Pacific Biosciences of California, Inc. to limit the liability of officers8-K3.2June 20, 20243.4Third Amended and Restated Bylaws of Pacific Biosciences of California, Inc.8-K3.1November 7, 202210.1Third Amendment to Lease Agreement by and between the Registrant and Menlo Park Portfolio II, LLC, dated March 7, 202510-K10.21March 17, 202510.2+Letter Relating to Employment Terms by and between the Registrant and James R. Gibson effective March 24, 2025Filed herewith10.3+Outside Director Compensation PolicyFiled herewith31.1Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002Filed herewith31.2Certification of Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002Filed herewith32.1*Certification of