Company: VLDXW
Filing Date: 2025-08-20
Form Type: 424B4
Source: 0001641172-25-024892
Chunk: 290

Company: Velo3D, Inc.
Filing Date: 2025-08-20
Form: 424B4
Chunk 290
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, the Company entered into Warrant Exchange Agreements (the “February Warrant Exchange Agreements”) with each of: (i) Highbridge Tactical Credit Master Fund, L.P. (“HM”); (ii) Highbridge Tactical Credit Institutional Fund, Ltd. (collectively with HM, the “Highbridge Holders”); (iii) Anson Investments Master Fund LP (“AMF”); (iv) Anson East Master Fund LP (collectively with AMF, the “Anson Holders”); (v) High Trail Investments ON LLC (“HTI”), and (vi) HB SPV I Master LLC (together with HTI, the “High Trail Holders”), pursuant to which: (a) the Highbridge Holders and the Anson Holders agreed to exchange an aggregate of 60,150 registered warrants issued in April 2024 and an aggregate of 99,048 registered warrants issued in August 2024, and (b) the High Trail Holders agreed to exchange an aggregate of 151,808 unregistered warrants issued in April 2024 and July 2024, and an aggregate of 19,048 registered warrants issued in December 2023, for an aggregate of 990,159 shares (the “Acquired Shares”) of Company’s common stock, respectively, equating in each case to an exchange ratio of three Acquired Shares for each warrant.

Common Stock Reserved for Future Issuance

Shares of common stock reserved for future issuance on an “as if converted” basis were as follows:

Schedule of Common Stock Reserved for Future Issuance

|                                                                    |     |    June 30, |         |     | December 31, |         |
|                                                                    |     |        2025 |         |     |         2024 |         |
|                                                                    |     | -share data |         |     |              |         |
| Common stock warrants                                              |     |             |  36,892 |     |              | 366,946 |
| Shares available for future grant under 2021 Equity Incentive Plan |     |             |       — |     |              |  46,456 |
| Reserved for At-the-Market offering                                |     |             |   5,383 |     |              |   5,383 |
| Reserved for employee stock purchase plan                          |     |             | 148,897 |     |              |  18,958 |
| Total shares of common stock reserved                              |