Company: INVUP
Filing Date: 2025-11-13
Form Type: 10-Q
Source: 0001493152-25-022223
Chunk: 18

Company: Investview, Inc.
Filing Date: 2025-11-13
Form: 10-Q
Item: Part I, Item 2
Chunk 18
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’s position that iGenius introduced its members to third-party software
providers without being registered with the AMF in contravention of Section 148 of the Quebec Securities Act. The Financial Markets Administrative
Tribunal approved the settlement agreement in an order dated August 28, 2025. The AMF’s case against the former iGenius distributor
is ongoing. 

Although
we have concluded that our iGenius business unit operates generally in compliance with applicable securities rules and regulations, our
completed settlements with the OSC and AMF could expose us to similar claims from other securities regulators in the United States and
in other foreign countries in which we operate. Were such claims to be made, we could be exposed to having to defend our business model
in protracted and costly legal disputes, or else engage in similar settlements in which we agree to limit the geographic scope of our
operations, either of which alternatives could have an adverse effect on our liquidity and operations.

Sales
of substantial amounts of our common stock in the public markets or the perception that sales might occur, could cause the trading price
of our common stock to decline.

In
April 2025, the lock up agreement with our current and former officers, directors and certain of our significant shareholders expired
by its terms. As a result, 381,205,961 shares of our common stock held by such current and former officers, directors and significant
shareholders are available for sale in the open market. In addition, 565 million shares of our common stock issuable upon the redemption
of Class B Redeemable Units of our IFGH subsidiary that were issued in September 2021 in connection with our acquisition of the algorithmic
trading platform of MPower are also no longer subject to the lock up agreement. Since 2021, these Class B Redeemable Units were held
by MPower, but subject to a lock-up agreement. Following the May 2025 expiration of the lock up agreement, MPower began the process of
winding down its operations and distributing the Class B Redeemable Units to its members who will have the option to redeem such Class
B Redeemable Units for shares of our common stock at any time. The redemption of up to 565 million Class B Redeemable Units and the corollary
sale of up to 565 million shares of our common stock in the public trading market, or the perception that sales of that magnitude might
occur, could cause the trading price of our common