Company: NMFCZ
Filing Date: 2025-05-23
Form Type: 40-17G
Source: 0001580642-25-003281
Chunk: 10

Company: New Mountain Finance Corp
Filing Date: 2025-05-23
Form: 40-17G
Chunk 10
---
iable Instruments, Certificates of Deposit, documents of title, Acceptances, Evidences of Debt, security agreements, Withdrawal Orders, certificates of origin or title, Letters of Credit, insurance policies, abstracts of title, deeds and mortgages on real estate, revenue and other stamps, tokens, unsold state lottery tickets, books of account and other records whether recorded in writing or electronically, gems, jewelry, precious metals of all kinds and in any form, and tangible items of personal property which are not herein before enumerated. (p) Statement of Uncertificated Security means a written statement of the issuer of an Uncertificated Security containing: (1) a description of the Issue of which the Uncertificated Security is a part; (2) the number of shares or units:

| (a) | transferred              
 to the registered owner; |

| (b) | pledged                                            
 by the registered owner to the registered pledgee; |

| (c) | released                               
 from pledge by the registered pledgee; |

| (d) | registered                                                           
 in the name of the registered owner on the date of the statement; or |

| (e) | subject                                 
 to pledge on the date of the statement; |

(3) the name and address of the registered owner and registered pledgee; (4) a notation of any liens and restrictions of the issuer and any adverse claims to which the Uncertificated Security is or may be subject or a statement that there are none of those liens, restrictions or adverse claims; and (5) the date:

| (a) | the                                                                                                
 transfer of the shares or units to the new registered owner of the shares or units was registered; |

| (b) | the                                                 
 pledge of the registered pledgee was registered, or |

| (c) | of                                                      
 the statement, if it is a periodic or annual statement. |

(q) Transportation Company means any organization which provides its own or leased vehicles for transportation or which provides freight forwarding or air express services. (r) Uncertificated Security means a share, participation or other interest in property of or an enterprise of the issuer or an obligation of the issuer, which is:

| (1) | not                                                                                        
 represented by an instrument and the transfer of which is registered upon books maintained 
 for that purpose by or on behalf of the issuer;                                            |

| (2) | of                                                               
 a type commonly dealt in on securities exchanges or markets; and |

(3) either