Company: RILYN
Filing Date: 2025-10-22
Form Type: DEF 14A
Source: 0001213900-25-101228
Chunk: 4

Company: B. Riley Financial, Inc.
Filing Date: 2025-10-22
Form: DEF 14A
Chunk 4
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 Board does not know of any other items of business that will be presented for consideration at the Annual Meeting other than those described in this proxy statement. The individuals acting as proxies will not vote on a particular matter if the proxy card representing those shares instructs them to abstain from voting on that matter or to the extent a proxy card is marked to show that some of the shares represented by the proxy card are not to be voted. Shares Outstanding and Required Vote Only holders of record of shares of our common stock at the close of business on the record date, October 10, 2025, will be entitled to notice of and to vote at the Annual Meeting and any adjournment thereof. At the close of business on October 10, 2025, the Company had 30,597,066shares of common stock outstanding and entitled to vote held by 129 stockholders of record. Each holder of record of shares of our common stock on the record date will be entitled to one vote for each share held on all matters to be voted upon at the Annual Meeting. A quorum of stockholders is necessary to hold a valid meeting. At any meeting of stockholders, the holders of a majority in voting power of all issued and outstanding stock entitled to vote thereat, present in person or represented by proxy, will constitute a quorum for the transaction of business. All votes will be tabulated by the inspector of elections appointed for the meeting by the Board of Directors, who will tabulate affirmative and negative votes, abstentions, and broker non -votes. Abstentions and broker shares that are voted as to any matter at the meeting will be included in determining if a quorum is present online or represented at the Annual Meeting. Any broker holding shares of record for you is not entitled to vote on certain matters unless the broker receives voting instructions from you. Uninstructed shares, or broker non -votes, result when shares are held by a broker who has not received instructions from its customer on such matters and the broker has so notified us on a proxy form in accordance with industry practice or has otherwise advised us that the broker lacks voting authority. The effects of broker non -votesand abstentions on the specific items to be brought before the Annual Meeting are discussed under each item. The vote required for each proposal is set forth in the applicable proposal in this proxy statement. 1 Important Information About the Annual Meeting and Voting — Attending the Annual Meeting To participate in the virtual meeting, you must register at https://web.viewproxy.com