Company: HLI
Filing Date: 2025-07-25
Form Type: DEF 14A
Source: 0001302215-25-000084
Chunk: 52

Company: HOULIHAN LOKEY, INC.
Filing Date: 2025-07-25
Form: DEF 14A
Chunk 52
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,355 shares held by the Alley Stock Trust, over which Mr. Alley has disposition power.

#### Equity Compensation Plan Information
The following table sets forth information, as of March 31, 2025, concerning compensation plans under which our equity securities are authorized for issuance.

| Plan Category                                              |     | Number of Securities to be Issued Upon Exercise of Outstanding Options, Warrants and Rights (#) |     | Weighted Average Exercise Price of Outstanding Options, Warrants and Rights ($) |     | Number of Securities Remaining Available for Future Issuance Under Equity Compensation Plans (#) |
| Equity compensation plans approved by security holders(1)  |     |                                                                                      739,500(2) |     | —                                                                               |     |                                                                                     4,970,718(3) |
| Equity compensation plans not approved by security holders |     |                                                                                               — |     | —                                                                               |     |                                                                                                — |
| Total                                                      |     |                                                                                         739,500 |     | —                                                                               |     |                                                                                        4,970,718 |

(1) Consists of the Houlihan Lokey, Inc. Amended and Restated 2016 Incentive Award Plan, as amended (“2016 Plan”). On October 24, 2024, our board of directors approved an amendment (the “Amendment”) to the 2016 Incentive Plan reducing the number of shares of common stock available for issuance under the 2016 Incentive Plan. Under the Amendment, the aggregate number of shares of common stock available for issuance under awards granted pursuant to the 2016 Incentive Plan on or after October 24, 2024 was equal to 8.0 million. Also pursuant to the 2016 Plan, the number of shares available for issuance increased on April 1, 2025 by 4,231,218.

(2) Represents the number of shares issuable under dollar-denominated awards and unvested restricted stock units granted under the 2016 Plan that were outstanding as of March 31, 2025, assuming that such awards were settled in shares based on the closing price of our Class A common stock on that date. Awards ultimately will be settled in either cash or shares of our Class B common stock based on the closing price on the applicable vesting date.

(3) Represents the number of shares remaining available for future issuance under the 2016 Plan as of March 31, 2025. From and after the date of