Company: GAINI
Filing Date: 2025-11-10
Form Type: 8-K
Source: 0001193125-25-274307
Chunk: 2

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-11-10
Form: 8-K
Item: Item 1.01
Chunk 2
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 Underwriting Agreement, the Sixth Supplemental Indenture and the Notes, respectively, each filed as exhibits to this Current Report on Form

8-K

and incorporated by reference herein.

Item 9.01. Financial Statements and

Exhibits

.

(d) Exhibits.

  Exhibit No.      Description                                                                                                                                                                                         
          1.1      Underwriting Agreement, dated as of November 6, 2025, by and among Gladstone Investment Corporation, Gladstone Management Corporation, Gladstone Administration, LLC and B. Riley Securities, Inc.  
          4.1      Sixth Supplemental Indenture between Gladstone Investment Corporation and UMB Bank, National Association, dated as of November 10, 2025.                                                            
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          4.2      Form of Global Note with respect to the 6.875% Notes due 2028, incorporated by reference to Exhibit 4.1 hereto.                                                                                     
          5.1      Opinion of Kirkland & Ellis LLP.                                                                                                                                                                    
         23.1      Consent of Kirkland & Ellis LLP (included in Exhibit 5.1 hereto).                                                                                                                                   
         99.1      Press Release issued by Gladstone Investment Corporation, dated November 6, 2025.                                                                                                                   
          104      Cover Page Interactive Data File (embedded within the Inline XBRL document).                                                                                                                        

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

                               Gladstone Investment Corporation                                             
  Date: November 10, 2025      By:                                   /s/ Taylor Ritchie                     
                                                                     Taylor Ritchie                         
                                                                     Chief Financial Officer and Treasurer