Company: INV
Filing Date: 2025-09-16
Form Type: 424B3
Source: 0002001557-25-000011
Chunk: 5

Company: Innventure, Inc.
Filing Date: 2025-09-16
Form: 424B3
Chunk 5
---
 connection with the Purchase Agreement, on the date of the First Closing, the Company entered into a registration rights agreement (the “Registration Rights Agreement”) with Yorkville pursuant to which Yorkville is entitled to certain registration rights under the Securities Act of 1933, as amended (the “Securities Act”). Pursuant to the Registration Rights Agreement, the Company is required to, on the 45th calendar day following the date of the First Closing, file with the SEC (at its sole cost and expense) a registration statement (the “Registration Statement”) registering the resale by Yorkville of at least 12 million Conversion Shares. Under the Registration Rights Agreement, Yorkville was also granted demand registration rights and piggyback registration rights under certain conditions as described in the Registration Rights Agreement.

The Company agreed to use its best reasonable efforts to ensure that the Registration Statement is declared effective by the earlier of the date that is 60 calendar days following the filing of such Registration Statement or the fifth business day after the date the Company is notified by the SEC that the Registration Statement will not be reviewed or will not be subject to further review. The Company also agreed that, with respect to any additional registration statements filed pursuant to the Registration Rights Agreement, it will use its reasonable best efforts to ensure that such registration statement is declared effective by the earlier of the date that is 75 calendar days following the date on which the Company was required to file such registration statement and the fifth business day after the date the Company is notified by the SEC that such registration statement will not be reviewed or will not be subject to further review.

The foregoing description of the Registration Rights Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of such document, which is filed herewith as Exhibit 10.3 and is incorporated herein by reference.

#### Amendment to Existing Convertible Debentures
As previously disclosed, on March 25, 2025, the Company entered into a securities purchase agreement (the “Previous Purchase Agreement”) with Yorkville, for the issuance and sale by the Company of convertible debentures (the “Existing Convertible Debentures”) issuable in an aggregate principal amount of up to $30,000,000, which Existing Convertible Debentures are convertible into shares of the Company’s Common Stock. On April 14, 2025, the Company issued an Existing Convertible Debenture to Yorkville with an original principal amount of $20,000,000 (the “First Convertible Debent