Company: SRFM
Filing Date: 2025-03-21
Form Type: 10-K
Source: 0000950170-25-043326
Chunk: 20

Company: SURF AIR MOBILITY INC.
Filing Date: 2025-03-21
Form: 10-K
Item: Item 12
Chunk 20
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 a director of the Company as of December 31, 2024.

5.Consists of (i) 14,966 shares held by Carl Albert, (2) 61,928 shares held by The Carl Albert Trust dated June 7, 1991 (“The Carl Albert Trust”), of which Carl Albert is Trustee, and (iii) 99,220 shares issuable pursuant to outstanding stock options, held by Mr. Albert, which are exercisable currently or within 60 days of March 14, 2025. Mr. Albert may be deemed to have voting or dispositive power over the shares held by The Carl Albert Trust.

6.Consists of  (i) 23,225 shares held by Mr. Anderman (ii) 1,284 shares issuable pursuant to outstanding stock options, held by Mr. Anderman, which are exercisable currently or within 60 days of March 14, 2025, and (iii) 28,571 shares issuable pursuant to outstanding warrants, held by Proxima Centauri LLC, which is an entity affiliated with Mr. Anderman, which are exercisable currently or within 60 days of March 14, 2025. Mr. Anderman may be deemed to have voting or dispositive power over the shares held by Proxima Centauri LLC.

Equity Compensation Plan Information

Our executive officers, directors, and all of our employees are allowed to participate in our equity incentive plans. We believe that providing them with the ability to participate in such plans provides them with a further incentive towards ensuring our success and accomplishing our corporate goals.

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The following table provides information regarding the securities authorized for issuance under our equity compensation plans as of December 31, 2024:

    Plan Category
    Number of Securitiesto Be Issued UponExercise ofOutstandingOptions, RSUs, PRSUsand Rights(a)
     
    Weighted AverageExercise Price ofOutstandingOptions, RSUs, PRSUsand Rights(b) (1)
     
    Number of SecuritiesRemaining Available forFuture Issuance Under EquityCompensation Plans(Excluding SecuritiesReflected in Column (a) (c) (2)

    Equity compensation plans approved bystockholders
     
    3,471,272

    7.80

    -

    Equity compensation plans not approvedby stockholders
     
    -

    -

    -

(1)	The weighted average exercise price excludes restricted stock