Company: APM
Filing Date: 2025-07-15
Form Type: DRS
Source: 0001213900-25-063906
Chunk: 196

Company: Aptorum Group Ltd
Filing Date: 2025-07-15
Form: DRS
Chunk 196
---
 exchange agent, the record holder of such stock certificates or book -entryshares, as applicable, will be entitled to receive in exchange therefor book -entryshares representing the number of whole shares of Aptorum common stock issuable to such holder pursuant to the Merger Agreement and any dividends or other distributions payable pursuant to the Merger Agreement. The surrendered certificates representing shares of DiamiR common stock will be canceled. After the Effective Time, each certificate or book -entryshare representing DiamiR common stock that has not been surrendered will represent only the right to receive the Merger consideration payable in respect thereof pursuant to the Merger Agreement. HOLDERS OF DIAMIR COMMON STOCK SHOULD NOT SEND IN THEIR DIAMIR STOCK CERTIFICATES UNTIL THEY RECEIVE A LETTER OF TRANSMITTAL FROM THE EXCHANGE AGENT WITH INSTRUCTIONS FOR THE SURRENDER OF DIAMIR STOCK CERTIFICATES. Representations and Warranties The Merger Agreement contains generally reciprocal representations and warranties, except as otherwise indicated below. Each of Aptorum, the Merger Sub, and DiamiR has made representations and warranties regarding, among other things: •organization, existence, standing, qualification to do business and corporate organizational power; •authority with respect to the execution and delivery of the Merger Agreement and the due and valid execution and delivery and enforceability of the Merger Agreement; •required regulatory filings and consents and approvals of governmental authorities; •absence of conflicts with or violations of organizational documents, other contracts and applicable laws; •capital structure; •ownership of subsidiaries and minority owned joint ventures; •accuracy of information supplied or to be supplied in connection with this proxy statement/prospectus; •conduct of their business in the ordinary course and the absence of a material adverse effect; •absence of undisclosed material liabilities; •absence of certain litigation; •possession of and compliance with, necessary permits; 101 •compliance with applicable laws; •certain material contracts; •taxes; •employee matters and employee benefit plans; •labor matters; •intellectual property and information technology (including data protection); •environmental matters; •compliance with certain domestic and foreign anti -corruptionlaws; •compliance with customs and international trade laws and sanctions; •insurance coverage; •real property and personal property; •transactions with affiliates; andbroker’s fees payable in connection with the Mergers and the other transactions contemplated by the Merger Agreement; The Merger Agreement contains additional representations and warranties of Aptorum and