Company: AOMN
Filing Date: 2025-04-02
Form Type: DEF 14A
Source: 0001766478-25-000028
Chunk: 70

Company: Angel Oak Mortgage REIT, Inc.
Filing Date: 2025-04-02
Form: DEF 14A
Chunk 70
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 date. Mr. Jones’ vested stock is held solely in an individual brokerage account.

(6) Includes 6,655 shares of unvested restricted stock that vest on May 15, 2025, subject to Mr. Parsons’ continued service to us through the vesting date. Mr. Parsons’ vested stock is held jointly with his wife as co-trustees in a revocable trust.

(7) Includes 6,655 shares of unvested restricted stock that vest on May 15, 2025, subject to Mr. Morgan’s continued service to the Company through the vesting date, 21,000 shares held in Mr. Morgan’s individual retirement account, and 10,404 shares held as tenant-in-common with Mr. Morgan’s spouse.

(8) Includes 6,655 shares of unvested restricted stock that vest on May 15, 2025, subject to Mr. Minami’s continued service to us through the vesting date, 8,700 shares owned in an individual retirement account and 29,904 shares held in an individual brokerage account.

(9) Includes 315,000 shares of common stock held by Falcons I, LLC. The sole member of Falcons I, LLC is Angel Oak Asset Management Holdings, LLC. The sole member of Angel Oak Asset Management Holdings, LLC is Angel Oak Companies, LP. The general partner of Angel Oak Companies, LP is Angel Oak Managing Partner, Inc. Mr. Fierman is a director and 50% stockholder of Angel Oak Managing Partner, Inc. and, accordingly, may be deemed to be the beneficial owner of the shares held by Falcons I, LLC. Mr. Prabhu disclaims beneficial ownership of the shares of common stock held by Falcons I, LLC, except to the extent of his pecuniary interest therein.

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(10) Includes 5,468 shares of unvested restricted stock which vest in two equal annual installments commencing July 1, 2025; 14,412 shares of unvested restricted stock that vest in three equal installments commencing on July 1, 2025; and 12,160 shares of unvested restricted stock that vest in four equal installments commending on July 1, 2025, all subject to Mr. Filson’s continued service to the Company throughout the applicable vesting dates.

(11) For purposes of this calculation, the 315,000 shares of