Company: NEWTP
Filing Date: 2025-04-24
Form Type: DEF 14A
Source: 0001587987-25-000073
Chunk: 52

Company: NewtekOne, Inc.
Filing Date: 2025-04-24
Form: DEF 14A
Chunk 52
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36,809 |
| Nicolas Young(4)       |     |                                       |     | — |     |                |     | — |     |                                      |  7,696 |     | $                         | 100,510 |
| Frank DeMaria          |     |                                       |     | — |     |                |     | — |     |                                      |      — |     | $                         |       — |

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(1) Mr. Sloane received a Restricted Stock Award of 83,218 Common Shares in February 2021, with one-third of the award vested on each of February 15, 2022, February 15, 2023 and February 15, 2024; includes dividends paid on the Restricted Stock Awards in the form of additional Restricted Stock Awards,

(2) Mr. Downs received a Restricted Stock Award of 11,557 Common Shares in February 2021, with one-third of the award vested on each of February 15, 2022, February 15, 2023 and February 15, 2024; includes dividends paid on the Restricted Stock Awards in the form of additional Restricted Stock Awards.

(3) Mr. Schwartz received a Restricted Stock Award of 6,935 Common Shares in February 2021, with one-third of the award vested on each of February 15, 2022, February 15, 2023 and February 15, 2024, and 3,083 Common Shares in March 2021, with one-third of the award vested on each of March 15, 2022, March 15, 2023 and March 15, 2024; includes dividends paid on the Restricted Stock Awards in the form of additional Restricted Stock Awards.

(4) Mr. Young received a Restricted Stock award of 17,197 Common Shares in August 2021, with one-third of the award vested on each of August 2, 2022 and August 2, 2023 and one-third vesting on August 2, 2024; includes dividends paid on the Restricted Stock Awards in the form of additional Restricted Stock Awards.

(5) Based on the closing price of our Common Shares of $11.76 and $13.06 on February 15, 2024 and August 2, 2024, respectively.

#### Employment Agreements
The Company entered into separate employment agreements with the following NEOs during 2024 (