Company: TOMZ
Filing Date: 2025-04-14
Form Type: 10-K
Source: 0001654954-25-004233
Chunk: 655

Company: TOMI Environmental Solutions, Inc.
Filing Date: 2025-04-14
Form: 10-K
Item: Item 1C
Chunk 655
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The following table provides information as of December 31, 2024 with respect to compensation plans under which our equity securities are authorized for issuance.

Plan Category Number of securities to be issued upon exercise of outstanding options, warrants and rights(1)  Weighted-average exercise price of outstanding options, warrants and rights(1)  Number of securities remaining available for future issuance under equity compensation plans(1) Equity compensation plans approved by security holders  805,042(2) $1.23   752,708(4)Equity compensation plans not approved by security holders  1,158,958(3) $2.98   — Total  1,964,000  $2.26   — 

 (1)Reflects the 1-for-8 reverse stock split of our Common Stock and Series A Preferred Stock effected on September 10, 2020.    (2)Prior to August 25, 2015, we granted awards under the 2008 Plan.    (3)Represents shares of common stock issuable upon the exercise of warrants issued to executive officers, employees and consultants in exchange for services rendered.    (4)On July 7, 2017, the 2016 Plan received shareholder approval, which permits the grant up to 625,000 shares of common stock. On December 30, 2020, we received shareholder approval to amend and restate the 2016 Plan to increase the maximum number of shares of common stock authorized from issuance by 1,375,000, from 625,000 shares to 2,000,000.

Security Ownership of Certain Beneficial Owners and Management

The following table sets forth certain information with respect to the beneficial ownership of our common stock and Series A preferred stock (together, “Voting Stock”) as of March 10, 2025 for:

 ·each person (or group of affiliated persons) known by us to be the beneficial owner of more than 5% of our outstanding shares of common stock or Series A preferred stock; ·each of our directors and nominees for election to the Board; ·each of the executive officers named in the summary compensation table; and ·all of our directors and executive officers as a group.

We have determined beneficial ownership in accordance with the rules of the SEC. Except as indicated by the footnotes below, we believe, based on the information furnished