Company: PFSA
Filing Date: 2025-05-09
Form Type: S-4/A
Source: 0001213900-25-041151
Chunk: 224

Company: Profusa, Inc.
Filing Date: 2025-05-09
Form: S-4/A
Chunk 224
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 stockholders. Accordingly, a NorthView Holder’s failure to vote by proxy or in person at the special meeting or to instruct its broker how to vote, or an abstention from voting, will have no effect on the outcome of any vote on any of Proposal 1(the Business Combination Proposal), Proposal 3 (the Governance Proposals), Proposal 4 (the Nasdaq Proposals), Proposal 6 (the Equity Incentive Plan Proposal), Proposal 7 (the ESPP Proposal) or Proposal 8 (the Adjournment Proposal). As of the Record Date, the NorthView Initial Stockholders beneficially own an aggregate of [•]% of the issued and outstanding shares of NorthView Common Stock. As a result, holders of approximately [•]% of NorthView Common Stock will need to vote in favor of Proposal 1(the Business Combination Proposal), Proposal 3 (the Governance Proposals), Proposal 4 (the Nasdaq Proposals), Proposal 6 (the Equity Incentive Plan Proposal), Proposal 7 (the ESPP Proposal), and Proposal 8 (the Adjournment Proposal) to approve each of those respective proposals. The approval of Proposal 2 (the Charter Proposal) requires the affirmative vote of the holders of 65% of all then outstanding shares of NorthView Common Stock entitled to vote thereon at the special meeting of stockholders. Accordingly, a NorthView Holder’s failure to vote by proxy or in person at the special meeting of stockholders or to instruct its broker how to vote, or an abstention from voting, will have the same effect as a vote “AGAINST” Proposal 2 (the Charter Proposal). As of the Record Date, the NorthView Initial Stockholders beneficially own an aggregate of [•]% of the issued and outstanding shares of NorthView Common Stock. As a result, holders of approximately [•]% of NorthView Common Stock will need to vote in favor of the Charter Proposal for the Charter Proposal to be approved. Directors are elected by a plurality of all of the votes cast by the stockholders present in person (which would include presence at a virtual meeting) or represented by proxy at the Special Meeting. This means that the five (5) director nominees who receive the most affirmative votes will be elected. Stockholders may not cumulate their votes with respect to the election of directors. Abstentions and Uninstructed Shares Under the rules of various national and regional securities exchanges, your broker, bank or nominee cannot vote your shares with respect to non -discretion