Company: NEWTP
Filing Date: 2025-04-24
Form Type: DEF 14A
Source: 0001587987-25-000073
Chunk: 49

Company: NewtekOne, Inc.
Filing Date: 2025-04-24
Form: DEF 14A
Chunk 49
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4, including dividends paid on the outstanding equity awards in the form of additional Restricted Stock Awards, of which 311,960 were held by our NEOs.

There were no outstanding option awards as of December 31, 2024.

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The following table sets forth information regarding outstanding awards of Restricted Stock Awards held by our 2024 NEOs as of December 31, 2024:

|                       | Name |     | Number of                            
 Shares or Units that have not Vested 
 (#)                                  |         |     |   |                               Market Value of 
 Shares or Units of Stock that have not Vested 
                                        ($)(7) |     |     | Equity Incentive                                            
 Plan Awards:                                                
 Number of                                                   
 Unearned Shares, Units or Other Rights that have not Vested 
 (#)                                                         |         |     |   |                                                                                Equity Incentive 
                                                                                    Plan Awards: 
 Market or Payout Value of Number of Unearned Shares, Units or Other Rights that have not Vested 
                                                                                          ($)(7) |
|:----------------------|:-----|:----|:-------------------------------------|--------:|:----|:--|----------------------------------------------:|:----|:----|:------------------------------------------------------------|--------:|:----|:--|------------------------------------------------------------------------------------------------:|
| Barry Sloane(1)       |      |     |                                      | 140,325 |     | $ |                                     1,791,950 |     |     |                                                             | 140,325 |     | $ |                                                                                       1,791,950 |
| M. Scott Price(2)     |      |     |                                      |  27,423 |     | $ |                                       350,192 |     |     |                                                             |  27,423 |     | $ |                                                                                         350,192 |
| Peter Downs(3)        |      |     |                                      |  43,139 |     | $ |                                       550,885 |     |     |                                                             |  43,139 |     | $ |                                                                                         550,885 |
| Michael A Schwartz(4) |      |     |                                      |  39,846 |     | $ |                                       508,833 |     |     |                                                             |  39,846 |     | $ |                                                                                         508,833 |
| Nicolas Young(5)      |      |     |                                      |  28,722 |     | $ |