Company: COHN
Filing Date: 2025-03-12
Form Type: 10-K
Source: 0001437749-25-007158
Chunk: 1513

Company: Cohen & Co Inc.
Filing Date: 2025-03-12
Form: 10-K
Item: Item 1B
Chunk 1513
---
: REE) 

     (165
     )

     (4,755
     )

     4,590

      Shift Technologies, Inc. (NASDAQ: SFT) 

     (233
     )

     (5,539
     )

     5,306

      Syntec Optics Holdings, Inc. (NASDAQ: OPTX) 

     (1,141
     )

     -

     (1,141
     )

      Wejo Group Limited (OTC: WEJWF) 

     -

     (1,617
     )

     1,617

      CREO JV 

     901

     32

     869

      U.S. Insurance JV 

     463

     11

     452

      Stoa USA Inc./FlipOs 

     (6,847
     )

     4,196

     (11,043
     )

      SFAs 

     25,395

     -

     25,395

      Bridge loan 

     1,050

     -

     1,050

      Other 

     195

     (351
     )

     546

      Investing principal transactions 

     19,261

     (27,556
     )

     46,817

      Total principal transactions 

     14,949

     (30,631
     )

     45,580

      IIFC revenue share 

     1,105

     673

     432

      All other income / (loss) 

     400

     611

     (211
     )

      Other income 

     1,505

     1,284

     221

      Total principal transactions and other income 
      
     $
     16,454

     $
     (29,347
     )
      
     $
     45,801

      56

Principal Transactions 

In the table above, our principal transactions revenue is broken out into two groups:

1.  Capital Markets Principal Transactions: In some cases, CCM acquires financial instruments or receives financial instruments in lieu of cash for its advisory transactions. We carry these instruments at fair value with changes in fair value included as a component of principal transactions and other income in our consolidated income statement.  Gains and losses on these instruments are included in our Capital Markets segment as these instruments were acquired as a result of CCM's activities.  See note