Company: CERO
Filing Date: 2025-02-07
Form Type: 424B3
Source: 0001213900-25-011071
Chunk: 10

Company: CERO THERAPEUTICS HOLDINGS, INC.
Filing Date: 2025-02-07
Form: 424B3
Chunk 10
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“PIPE Warrants”
refer to the Series A Warrants, the Series C Warrants and the Preferred Warrants issued in the PIPE Financings.

“Preferred Stock”
refers to the shares of preferred stock, par value $0.0001 per share, of CERo.

“Preferred Shares”
refer to the shares of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock issued in the PIPE Financings,
including the Warrant Preferred Shares.

“Preferred Warrants”
refer to warrants to purchase shares of Series A Preferred Stock.

“Primary Earnout Shares” refer to the 12,000 shares of Common Stock issued to the holders of Legacy CERo common stock and Legacy CERo preferred
stock in connection with the Business Combination, 10,000 of which are subject to vesting upon the achievement of certain stock price-based
earnout targets and 2,000 of which are subject to vesting upon a change of control, respectively.

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“Private Placement Warrants” refer to private placement warrants to purchase shares of Common Stock, at an exercise price of $1,150.00 per share,
that were originally sold in a private placement concurrently with the Initial Public Offering.

“Public Warrants”
refer to the warrants to purchase shares of Common Stock, at an exercise price of $1,150.00 per share, that were originally issued in
the Initial Public Offering.

“Rollover Warrants”
refer to warrants to purchase shares of Common Stock, at an exercise price of $1,000.00 per share, that were converted from Legacy CERo
warrants in connection with the Business Combination.

“SEC”
refers to the U.S. Securities and Exchange Commission.

“Secondary Earnout Shares” refer to the 8,750 shares of Common Stock issued to the holders of Legacy CERo common stock and Legacy CERo preferred
stock in connection with the Business Combination, which became fully vested at Closing.

“Second PIPE Financing”
refers to the private placement pursuant to which we issued and sold, and the PIPE Investors purchased, shares of Series B Preferred
Stock, on the terms and conditions set forth in the Second Securities Purchase Agreement.

“Second PIPE Registration Rights Agreement” refers to the Registration Rights Agreement, dated as of March 29, 2024, by and between CERo and certain
PIPE Investors.

“Second Securities Purchase Agreement” refers to the Securities Purchase Agreement, dated as of