Company: TPET
Filing Date: 2025-09-12
Form Type: 10-Q
Source: 0001493152-25-013189
Chunk: 108

Company: Trio Petroleum Corp.
Filing Date: 2025-09-12
Form: 10-Q
Item: Part I, Item 2
Chunk 108
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3 to our Annual Report on Form 10-K/A for the year ended October 31, 2024, which was filed with the SEC on April 15, 2025 (“2024
Annual Report”). Our business involves significant risks. You should carefully consider the risks and uncertainties described in
our 2024 Annual Report, together with all of the other information in our 2024 Annual Report and in this Quarterly Report on Form 10-Q,
as well as our audited financial statements and related notes as disclosed in our 2024 Annual Report.

37

Item
2. Unregistered Sales of Equity Securities and Use of Proceeds

None,
except as reported on Current Reports on Form 8-K filed by the Company during the quarterly period covered by this report.

Item
3. Defaults Upon Senior Securities

None.

Item
4. Mine Safety Disclosures

Not
applicable.

Item
5. Other Information

On
July 30, 2025, the Company held its Annual Meeting of Stockholders. A quorum was present, and all proposals described in the Company’s
proxy statement filed on June 18, 2025 were approved, including the election of directors, amendments to the Certificate of Incorporation
and the 2022 Plan, and the ratification of the Company’s independent auditor.

Trading
Arrangements

During the quarterly period ended
July 31, 2025, none of our directors or officers (as defined in Rule 16a-1(f) promulgated under the Exchange Act) adopted or
terminated any “Rule 10b5-1 trading arrangement” or any “non-Rule 10b5-1 trading arrangement,” as each term
is defined in Item 408(a) of Regulation S-K.

Item
6. Exhibits

    Exhibit
    No.
     
    Description
  
    4.1*
     
    Certificate of Amendment of Amended and Restated Certificate of Incorporation. filed July 30, 2025
  
    31.1*
     
    Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
  
    31.2*
     
    Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
  
    32.1**
     
    Certification of the Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sar