Company: PNBK
Filing Date: 2025-07-02
Form Type: 8-K
Source: 0001437749-25-022004
Chunk: 2

Company: PATRIOT NATIONAL BANCORP INC
Filing Date: 2025-07-02
Form: 8-K
Item: Item 5.07
Chunk 2
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 71,044,019      893,530        1,028,606      1,144,547  

  Approval of the Amended and Restated Certificate of Incorporation  
 ─────────────────────────────────────────────────────────────────────

The proposal to approve the Amended and Restated Certificate of Incorporation of the Company was approved based on the following votes:

         For      Against      Abstentions         Broker  
                                                Non-Votes  
 ───────────────────────────────────────────────────────────
  72,612,930      317,695           35,530      1,144,547  

In addition, this proposal was unanimously approved by holders of Series A Non-Cumulative Perpetual Convertible Preferred Stock by written consent.

  Approval of the Potential Issuance of Shares of Common Stock for Purposes of Complying with Nasdaq Listing Rules 5635(b) and 5635(d)  

The proposal to approve the potential issuance of shares of common stock for purposes of complying with Nasdaq Listing Rules 5635(b) and 5635(d) was approved based on the following votes:

         For      Against      Abstentions         Broker  
                                                Non-Votes  
 ───────────────────────────────────────────────────────────
  72,647,527      318,096              532      1,144,547  

  Appointment of RSM US LLP to Serve as the Independent Registered Public Accounting Firm for the Company for the Year Ending December 31, 2025  
 ─────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────

The appointment of RSM US LLP to serve as the independent registered public accounting firm for the Company for the year ending December 31, 2025 was ratified based on the following votes:

         For      Against      Abstentions  
 ────────────────────────────────────────────
  74,046,920        2,575           61,207  

Item 9.01Financial Statements and Exhibits.