Company: VLDXW
Filing Date: 2025-07-25
Form Type: 8-K
Source: 0001641172-25-021026
Chunk: 1

Company: Velo3D, Inc.
Filing Date: 2025-07-25
Form: 8-K
Item: Item 3.03
Chunk 1
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 (i) public warrants to purchase up to 8,625,000 shares of common stock issued in the Company’s December
2020 initial public offering (the “ Public Warrants”); and (ii) private placement warrants to purchase up to 4,450,000 shares
of common stock issued in connection with the Company’s December 2020 initial public offering (the “ Private Placement Warrants”),
in each case, pursuant to that certain Warrant Agreement between JAWS Spitfire Acquisition Corporation and Continental, as warrant agent,
dated December 7, 2020, informing the holders that, as a result of the Reverse Stock Split, each Public Warrant and Private Placement
Warrant will become exercisable for 1/525 th

Further,
the Company has sent notices to the holders of the Company’s outstanding: (i) warrant to purchase up to 70,000 shares of common
stock issued to Silicon Valley Bank (the “2022 Private Warrant”); (ii) warrant to purchase up to 1,800,000 shares of common
stock issued to A. G. P./Alliance Global Partners (“ AGP”) in connection with the Company’s December 2024 registered direct
offering (the “ RDO Placement Agent Warrant”); (iii) warrants to purchase up to 2,707,143 shares of common stock issued in
the Company’s April 2024 reasonable best efforts public offering (the “ RBEO Warrants”); and (iv) warrant to purchase
up to 1,714,286 shares of common stock issued to AGP in connection with the Company’s April 2024 reasonable best efforts public
offering (the “ RBEO Placement Agent Warrant”), in each case, informing the holders of equivalent corresponding adjustments
to the shares issuable upon the exercise of, and the exercise prices of, such warrants resulting from the Reverse Stock Split.

Copies
of such notices are attached as Exhibits 99.1, 99.2, 99.3, 99.4 and 99.5, respectively, to this Current Report on Form 8-K and are incorporated
herein by reference.

The
foregoing summary of the terms of the Certificate of Amendment and the Reverse Stock Split does not purport to be complete, and is qualified
in its entirety by reference to the Certificate of Amendment, which is filed as Exhibit 3.1 to this Current Report on Form 8-K and is
incorpor