Company: SOBR
Filing Date: 2025-04-15
Form Type: 10-K
Source: 0001477932-25-002746
Chunk: 402

Company: SOBR Safe, Inc.
Filing Date: 2025-04-15
Form: 10-K
Item: Item 1B
Chunk 402
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Long-Term Incentive Plan

Currently, our Company does not have a formal long-term incentive plan in favor of any director, officer, consultant or employee of our Company. 

 46Table of Contents

ITEM 12 - SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS

The following table sets forth, as of March 31, 2025, certain information with respect to our equity securities owned of record or beneficially by (i) each Officer and Director of the Company; (ii) each person who owns beneficially more than 5% of each class of the Company’s outstanding equity securities; and (iii) all Directors and Executive Officers as a group.

Title of Class Name and Address of Beneficial Owner (2) Nature ofBeneficial Ownership Amount  Percentof Class (1)  Common Stock David Gandini (3) CEO, Secretary and Director  1,014(4)  <1%             Common Stock Christopher Whitaker (3) CFO  86(5)  <1%             Common Stock Ford Fay (3) Director  68(6)  <1%             Common Stock Steven Beabout (3) Director  684(7)  <1%             Common Stock Noreen Butler (3) Director  23(8)  <1%             Common Stock Sandy Shoemaker (3) Director  69(9)  <1%               All Officers and Directors as a Group (6 persons)    1,944(10)  <1%

(1) Unless otherwise indicated, based on 1,516,145 shares of common stock issued and outstanding. Shares of common stock subject to options or warrants currently exercisable, or exercisable within 60 days, are deemed outstanding for purposes of computing the percentage of the person holding such options or warrants but are not deemed outstanding for the purposes of computing the percentage of any other person.

(2)Unless indicated otherwise, the address of the shareholder is 6400 South Fiddlers Green Circle, Suite 1400, Greenwood Village, Colorado 80111.(3)Indicates one of our officers or directors. (4)Includes vested stock options to acquire 469 shares of our common stock at exercise prices from