Company: GCTS
Filing Date: 2025-03-26
Form Type: 424B3
Source: 0000929638-25-001279
Chunk: 167

Company: GCT Semiconductor Holding, Inc.
Filing Date: 2025-03-26
Form: 424B3
Chunk 167
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 filed two late Forms 4 to report two transactions; (iv) Dr. Kyeongho Lee filed two late Forms 4 to report two transactions; (v) Jeff Tuder filed two late Forms 4 to report two transactions; and (vi) Nelson C. Chan filed two late Forms 4 to report two transactions. Clawback Policy Our Board adopted a clawback policy (the “Clawback Policy”), providing for the recovery of certain incentive-based compensation from current and former executive officers of the Company in the event the Company is required to restate any of its financial statements filed with the SEC under the Exchange Act in order to correct an error that is material to the previously-issued financial statements, or that would result in a material misstatement if the error were corrected in the current period or left uncorrected in the current period. A copy of the Clawback Policy has been filed herewith, as exhibit 97.1. Insider Trading Policies We have adopted an insider trading policy governing the purchase, sale, and other dispositions of our securities by directors, senior management, and employees. A copy of the Insider Trading Policy has been filed herewith, as exhibit 19.1. 85 Item 11. Executive Compensation. Overview This section discusses the material components of the executive compensation program for our executive officers who are named below. As an emerging growth company, we have opted to comply with the executive compensation disclosure rules applicable to “smaller reporting companies” as such term is defined in the rules promulgated under the Securities Act, which require compensation disclosure for our principal executive officer and our two other most highly compensated executive officers. In 2024, our chief executive officer and our two other most highly compensated executive officers, referred to collectively as the “named executive officers” (or “NEOs”) were as follows: • John Schlaefer, Chief Executive Officer • Edmond Cheng, Chief Financial Officer • Alex Sum, Sr. VP of Sales and Marketing Summary Compensation Table The following table sets out the compensation paid or payable to the NEOs during the last two fiscal years:

| Name and Principal Position |     | Year  |     | Salary      
 ($)         |     | Bonus      
 ($)        |     | Stock Awards ($) |     | Option Awards ($) |     | Non-Equity Deferred Compensation Earnings ($) |     | Nonqualified Deferred Compensation 
 Earnings                           
 ($)                                |     | All Other Compensation ($) |     | Total     
 ($)       |
| John Schlaefer              
 Chief                       
 Executive