Company: MMI
Filing Date: 2025-02-27
Form Type: 10-K
Source: 0001578732-25-000015
Chunk: 112

Company: Marcus & Millichap, Inc.
Filing Date: 2025-02-27
Form: 10-K
Item: Item 8
Chunk 112
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 Issued UponExercise ofOutstandingOptions,Warrants andRights(1)Weighted-Average ExercisePrice ofOutstandingOptions,Warrants andRights (2)Number of SecuritiesRemaining Availablefor Future IssuanceUnder EquityCompensation Plans(Excluding SecuritiesReflected in Column(a)) (3)(a)(b)(c)Equity compensation plans approved by security holders1,969,886$— 2,909,770Equity compensation plans not approved by security holders—— —1,969,886$— 2,909,770

(1)Consists of restricted stock units (“RSUs”) granted under our Amended Plan. Excludes restricted stock awards granted under the Amended Plan, purchase rights granted under the ESPP. 

(2)Outstanding RSUs have no exercise price. 

(3)Includes 2,829,238 shares available for future issuance under the Amended Plan. Includes 80,532 shares available for future issuance under the ESPP, including shares subject to purchase during the current offering period, which commenced on November 15, 2024 (the exact number of which will not be known until the purchase date on May 14, 2025). Subject to the number of shares remaining in the share reserve, the maximum number of shares purchasable by any participant on any one purchase date for any purchase period, including the current purchase period, may not exceed 1,250 shares. 

Item 13. Certain Relationships and Related Transactions, and Director Independence 

The information required by this Item is incorporated herein by reference to information appearing in our Proxy Statement, which information will appear under the captions entitled “Corporate Governance—Director Independence” and “Certain Relationships and Related Party Transactions” in the Proxy Statement. 

Item 14. Principal Accounting Fees and Services 

The information required by this Item is incorporated herein by reference to information appearing in our Proxy Statement, which information will appear under the caption entitled “Proposal 2: Ratification of Appointment of Independent Registered Public Accounting Firm for 2025” in the Proxy Statement. 

49

PART IV

Item 15. Exhibits, Financial Statement Schedules 

(a)The following documents are filed as part of this Report: 

(1)Consolidated Financial Statements 

The consolidated financial statements listed in the accompanying Index to Consolidated Financial Statements are attached to this Form 10-K beginning on page F-1.

Reports of Independent Registered Public Accounting Firm 

Consolidated Balance Sheets as of December 31, 202