Company: COHN
Filing Date: 2025-04-17
Form Type: DEF 14A
Source: 0001104659-25-035625
Chunk: 74

Company: Cohen & Co Inc.
Filing Date: 2025-04-17
Form: DEF 14A
Chunk 74
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 Investment Partnership, L.P. (the “Solomon Investment Partnership Shares”). Edward E. Cohen and Betsy Zubrow Cohen, his spouse, are the sole shareholders, officers and directors of the corporate general partner of Solomon Investment Partnership, L.P. and are the sole partners of the partnership. Edward E. Cohen and Betsy Zubrow Cohen share voting and dispositive power over the Solomon Investment Partnership Shares. Edward E. Cohen and Betsy Zubrow Cohen are father and the mother, respectively, of Daniel G. Cohen, Executive Chairman of the Board of Directors and of the Board of Managers of Cohen & Company, LLC. The number of shares of common stock beneficially owned by Edward E. Cohen and set forth in the table above is based on the Schedule 13D filed by Edward E. Cohen with the SEC on September 8, 2015 and information provided by the Company. The address for this stockholder is 1240 North Casey Key Road, Osprey, Florida 34229. (5) Mr. Brafman is the Chief Executive Officer of the Company and of Cohn & Company, LLC. The common stock does not include an aggregate of 40,000 restricted shares of common stock previously granted to Mr. Brafman on October 22, 2020, all of which will vest and be delivered to Mr. Brafman on January 31, 2026, so long as Mr. Brafman is then employed by the Company or any of its subsidiaries.

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TABLE OF CONTENTS The common stock does not include an aggregate of 138,831 shares of common stock into which 1,388,316 restricted LLC Units may become convertible into common stock. These restricted LLC Units were previously granted to Mr. Brafman on various dates under the 2020 Long-Term Incentive Plan and will vest and be delivered to Mr. Brafman between January 31, 2026 and January 31, 2028, in each case, so long as Mr. Brafman is employed by the Company or any of its subsidiaries on the applicable vesting dates. The address for this stockholder is 2929 Arch Street, Suite 1703, Philadelphia, Pennsylvania, 19104. (6) Mr. Cohen is the Executive Chairman of the Board of Directors and of the Board of Managers of Cohen & Company, LLC. The common stock includes 4,017 shares held directly by Mr. Cohen. The common stock also includes 1,