Company: WBS-PG
Filing Date: 2025-08-11
Form Type: 10-Q
Source: 0000801337-25-000083
Chunk: 245

Company: WEBSTER FINANCIAL CORP
Filing Date: 2025-08-11
Form: 10-Q
Item: Part II, Item 3
Chunk 245
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ITEM 3. DEFAULTS UPON SENIOR SECURITIES

Not applicable.

ITEM 4. MINE SAFETY DISCLOSURES

Not applicable.

90

ITEM 5. OTHER INFORMATION

John Ciulla, our Chairman and Chief Executive Officer, entered into a Rule 10b5-1 trading agreement with a brokerage firm, intended to satisfy the affirmative defense of Rule 10b5-1(c), on April 30, 2025 for trades over a period of time from August 1, 2025 until August 3, 2026, or such earlier time as when 32,000 shares of Webster common stock are sold. 

Except as described above, no director or officer of the Company adopted or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement, as each term is defined in Item 408 of Regulation S-K, during the quarter ended June 30, 2025.

91

ITEM 6. EXHIBITS

A list of exhibits to this Form 10-Q is set forth below.Exhibit NumberExhibit DescriptionExhibit IncludedIncorporated by ReferenceFormExhibitFiling Date3Certificate of Incorporation and Bylaws3.1Fourth Amended and Restated Certificate of Incorporation10-Q3.18/9/20163.2.1Certificate of Amendment to Fourth Amended and Restated Certificate of Incorporation of Webster Financial Corporation, effective as of April 28, 20238-K3.14/28/20233.2.2Certificate of Amendment to Fourth Amended and Restated Certificate of Incorporation of Webster Financial Corporation, effective as of January 31, 20228-K3.22/1/20223.3Certificate of Designations establishing the rights of the Company's 8.50% Series A Non-Cumulative Perpetual Convertible Preferred Stock8-K3.16/11/20083.4Certificate of Designations establishing the rights of the Company’s Fixed Rate Cumulative Perpetual Preferred Stock, Series B8-K3.111/24/20083.5Certificate of Designations establishing the rights of the Company’s Perpetual Participating Preferred Stock, Series C8-K3.17/31/20093.6Certificate of Designations establishing the rights of the Company’s Non-Voting Perpetual Participating Preferred Stock, Series D8-K3.27/31/20093.7Certificate of Design