Company: WLTH
Filing Date: 2025-12-11
Form Type: S-1/A
Source: 0001628280-25-056439
Chunk: 44

Company: WEALTHFRONT CORP
Filing Date: 2025-12-11
Form: S-1/A
Chunk 44
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 of common stock in connection with the closing of this offering pursuant to the terms of our restated certificate of incorporation (the “Capital Stock Conversion”);

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• the cash exercise of stock options to purchase 1,857,491 shares of our common stock, with a weighted-average exercise price of $2.05 per share, for total gross proceeds to us of approximately $3.8 million, by certain selling stockholders in connection with the sale of all or a portion of such shares by such selling stockholders in this offering, as described in the section titled “Principal and Selling Stockholders” (the “Option Exercise”);

• the net issuance of 10,308,718 shares of our common stock in connection with the vesting and settlement of RSUs outstanding as of July 31, 2025, for which (i) the service-based vesting condition was satisfied as of July 31, 2025 and (ii) the liquidity-based vesting condition will be satisfied upon the effectiveness of the registration statement of which this prospectus forms a part (“IPO Vesting RSUs”), after giving effect to the withholding of 8,434,405 shares of our common stock to satisfy the associated estimated tax withholding and remittance obligations (assuming an initial public offering price of $13.00 per share, which is the midpoint of the offering price range set forth on the cover page of this prospectus, and an assumed 45% tax withholding rate) (the “RSU Net Settlement”);

• the issuance of 437,415 shares of common stock immediately prior to consummation of this offering pursuant to the conversion of outstanding Simple Agreements for Future Equity (“SAFEs”) (the “SAFE Settlement”);

• the filing and effectiveness of our restated certificate of incorporation and the effectiveness of our restated bylaws, each of which will occur immediately prior to the completion of this offering;

• no exercise of outstanding stock options or warrants or vesting and settlement of outstanding RSUs (except as described above) subsequent to July 31, 2025; and

• no exercise by the underwriters of their option to purchase 5,192,308 additional shares of our common stock in this offering.

The assumed 45% tax withholding rate used in this prospectus is an assumed blended withholding rate for the IPO Vesting RSUs that are subject to withholding in the RSU Net Settlement. The estimates in this prospectus relating to the RSU Net Settlement and related share