Company: INVUP
Filing Date: 2025-08-13
Form Type: 10-Q
Source: 0001493152-25-011912
Chunk: 162

Company: Investview, Inc.
Filing Date: 2025-08-13
Form: 10-Q
Item: Part I, Item 2
Chunk 162
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 and pending settlements with the OSC and AMF could expose us to similar claims from other securities regulators in the United
States and in other foreign countries in which we operate. Were such claims to be made, we could be exposed to having to defend our business
model in protracted and costly legal disputes, or else engage in similar settlements in which we agree to limit the geographic scope
of our operations, either of which alternatives could have an adverse effect on our liquidity and operations.

ITEM
2 – UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS

None.

ITEM
3 – DEFAULTS UPON SENIOR SECURITIES

None.

ITEM
4 – MINE SAFETY DISCLOSURES

Not
applicable.

ITEM
5 – OTHER INFORMATION

During
the three months ended June 30, 2025, no director or “officer” as defined in Rule 16a-1(f) under the Exchange Act adopted
or terminated any Rule 10b5-1 trading arrangements or any non-Rule 10b5-1 trading arrangements, in both cases as defined in Item 408
of Regulation S-K.

41

ITEM
6 – EXHIBITS

The
following exhibits are filed as a part of this report:

    Exhibit
    Number*
     
    Title
    of Document
     
    Location

    Item
    31
     
    Rule
    13a-14(a)/15d-14(a) Certifications

    31.01
     
    Certification of Principal Executive Officer Pursuant to Rule 13a-14
     
    This
    filing.

    31.02
     
    Certification of Principal Financial Officer Pursuant to Rule 13a-14
     
    This
    filing.

    Item
    32
     
    Section
    1350 Certifications

    32.01
     
    Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
     
    This
    filing.

    32.02
     
    Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
     
    This