Company: APM
Filing Date: 2025-10-06
Form Type: S-4
Source: 0001213900-25-096656
Chunk: 31

Company: Aptorum Group Ltd
Filing Date: 2025-10-06
Form: S-4
Chunk 31
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 contact your broker, bank or other agent if you did not receive a control number. Q:What is the difference between holding shares as a registered stockholder and as a beneficial owner? A: Stockholder of Record: Shares Registered in Your Name If your shares are registered directly in your name with Aptorum’s transfer agent, Continental Stock Transfer & Trust Company, you are considered to be, with respect to those shares, the registered shareholder, and these proxy materials are being sent directly to you by Aptorum. Beneficial Owner: Shares Registered in the Name of Broker, Bank or Other Agent If your shares are held by a broker, bank or other agent, you are considered the beneficial owner of shares held in street name, and these proxy materials are being forwarded to you from that broker, bank or other agent. Q:What happens if I do not vote? A: Shareholder of Record: Shares Registered in Your Name If you are the registered shareholder and do not vote in one of the ways described above, your shares will not be voted at the Special Meeting and will not be counted toward the quorum requirement. Beneficial Owner: Shares Registered in the Name of Broker, Bank or Other Agent If you are the beneficial owner and do not direct your broker, bank or other agent how to vote your shares, your broker, bank or other agent will only be able to vote your shares with respect to proposals considered to be “routine.” Your broker, bank or other agent is not entitled to vote your shares with respect to “non -routine” proposals, which Aptorum refers to as a “broker non -vote.” Whether a proposal is considered routine or non -routineis subject to stock exchange rules and final determination by the stock exchange. Even with respect to routine matters, some brokers are choosing not to exercise discretionary voting authority. As a result, Aptorum urges you to direct your broker, bank or other agent how to vote your shares on all proposals to ensure that your vote is counted. Q:What if I sign and return a proxy card or otherwise vote but do not indicate specific choices? A: Shareholder of Record: Shares Registered in Your Name The shares represented by each signed and returned proxy will be voted at the Special Meeting by the persons named as proxies in the proxy card in accordance with the instructions indicated on the proxy card. However, if you are the registered shareholder and sign and return your proxy card without giving specific instructions, the persons named as proxies in the proxy card will vote your shares in accordance with the recommendations of the Aptorum