Company: INV
Filing Date: 2025-07-01
Form Type: 8-K
Source: 0001628280-25-033614
Chunk: 4

Company: Innventure, Inc.
Filing Date: 2025-07-01
Form: 8-K
Item: Item 5.07
Chunk 4
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             1,623,584  
  Michael Amalfitano      31,838,348           2,537,713             1,623,584  

Proposal 2: To ratify the appointment of BDO USA, P. C. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025. The ratification was approved by vote of stockholders as follows:

   Votes For      Votes Against      Abstentions      Broker Non-Votes  
 ────────────────────────────────────────────────────────────────────────
  35,636,797            223,622          139,226      --                

Proposal 3: To approve, for purposes of complying with Nasdaq Listing Rule 5635(d), the issuance of 20% or more of the Company’s issued and outstanding Common Stock as of October 2, 2024, pursuant to the Standby

Equity Purchase Agreement with YA II PN, Ltd. (“ Yorkville”). Proposal 3 was approved by vote of stockholders as follows:

   Votes For      Votes Against      Abstentions      Broker Non-Votes  
 ────────────────────────────────────────────────────────────────────────
  32,930,848          1,236,199          209,014             1,623,584  

Proposal 4: To approve, for purposes of complying with Nasdaq Listing Rule 5635(d), the issuance of 20% or more of the Company’s issued and outstanding Common Stock as of March 25, 2025, pursuant to the convertible debentures, convertible into shares of Common Stock subject to certain conditions and limitations, in the aggregate principal amount of up to $30.0 million, with Yorkville. Proposal 4 was approved by vote of stockholders as follows:

   Votes For      Votes Against      Abstentions      Broker Non-Votes  
 ────────────────────────────────────────────────────────────────────────
  33,231,820          1,144,220               21             1,623,584  

Item 9.01 Financial Statements and Exhibits.