Company: RILYN
Filing Date: 2025-09-19
Form Type: 10-K
Source: 0001464790-25-000011
Chunk: 126

Company: B. Riley Financial, Inc.
Filing Date: 2025-09-19
Form: 10-K
Item: Item 8
Chunk 126
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 as of November 18, 202410.20*Thirteenth Amendment to BRPI Acquisition Co LLC and Banc of California Credit Agreement, dated as of December 18, 202410.21Security and Pledge Agreement, dated as of December 19, 20188-K10.212/27/201810.22Unconditional Guaranty and Pledge Agreement by B. Riley Principal Investments, LLC, dated as of December 19, 20188-K10.312/27/201810.23Unconditional Guaranty by the registrant, dated as of December 19, 20188-K10.312/27/201810.24B. Riley Financial, Inc. 2021 Stock Incentive Plan, incorporated by reference to Appendix A to the Company’s definitive proxy statement, dated April 20, 2021 filed with the Securities and Exchange Commission8-K10.016/3/202110.25Form of Restricted Stock Unit Award Agreement (Time-Vesting) under the B. Riley Financial, Inc. 2021 Stock Incentive Plan10-K10.344/24/202410.26Form of Director and Officer Indemnification Agreement8-K10.312/22/2021

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Table of Contents

10.27#PRSU Grant Agreement10-K10.462/25/202210.28#Amended and Restated Employment Agreement, dated as of April 11, 2023 by and between the registrant and Bryant R. Riley8-K10.14/14/202310.29#Amended and Restated Employment Agreement, dated as of April 11, 2023 by and between the registrant and Thomas J. Kelleher8-K10.24/14/202310.30#Amended and Restated Employment Agreement, dated as of April 11, 2023 by and between the registrant and Phillip J. Ahn8-K10.34/14/202310.31#Amended and Restated Employment Agreement, dated as of April 11, 2023 by and between the registrant and Alan N. Forman8-K10.44/14/202310.32#Amended and Restated Employment Agreement, dated as of April 11, 2023 by and between the registrant and Andrew Moore8-K10.54/14/202310.33#Amended and Restated Employment Agreement, dated as of April 11,