Company: NEWTP
Filing Date: 2025-04-24
Form Type: DEF 14A
Source: 0001587987-25-000073
Chunk: 28

Company: NewtekOne, Inc.
Filing Date: 2025-04-24
Form: DEF 14A
Chunk 28
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4

#### Named Executive Officers
This compensation discussion and analysis (“CD&A”) provides 2024 compensation information for the following 2024 named executive officers (“NEOs”). References to “2024 NEOs” in this CD&A are references to Messrs. Sloane, Downs, Schwartz, Price, Young and DeMaria.

| Name                |     | Age |     | Position                                                                                                      |
| Barry Sloane        |     |  65 |     | Chairman, Chief Executive Officer and President, NewtekOne; Chairman and Chief Executive Officer, Newtek Bank |
| Peter Downs         |     |  60 |     | President, Newtek Bank (formerly Chief Lending Officer, NewtekOne and Newtek Bank)                            |
| Michael A. Schwartz |     |  64 |     | Chief Legal Officer and Corporate Secretary, NewtekOne and Newtek Bank                                        |
| M. Scott Price      |     |  46 |     | Chief Financial Officer, Newtek Bank (formerly Chief Financial Officer, NewtekOne)                            |
| Nicolas Young       |     |  48 |     | President and Chief Operating Officer, Newtek Bank (former)                                                   |
| Frank DeMaria       |     |  36 |     | Chief Financial Officer (formerly Chief Accounting Officer, NewtekOne and Newtek Bank)                        |

#### Information about 2024 NEOs Who Are Not Directors
Michael A. Schwartz, age 64, has served as Chief Legal Officer and Corporate Secretary since January 2015, and has served as Chief Legal Officer and Corporate Secretary of the Company’s bank subsidiary Newtek Bank since January 2023. In addition. Mr. Schwartz serves on the boards of a number of the Company’s non-bank subsidiaries. Beginning in November 2013, Mr. Schwartz was Senior Counsel to the Company. Prior to joining the Company, Mr. Schwartz spent twenty-two years in private legal practice specializing in complex litigation in the fields of securities, mergers and acquisitions, corporate governance, commercial law, unfair employment practices, consumer protection and antitrust. Mr. Schwartz served on the Company’s Board of Directors from 2005 through 2009.

M. Scott Price, age 46, served as Chief Financial Officer of the Company and Newtek Bank from May 2023 through April 21, 2025. As of April 22, 2025, Mr. DeMaria was appointed Chief Financial Officer of the Company, and Mr. Price assumed the sole role and