Company: GEDC
Filing Date: 2025-04-02
Form Type: 10-K
Source: 0001641172-25-002190
Chunk: 792

Company: CalEthos, Inc.
Filing Date: 2025-04-02
Form: 10-K
Item: Item 9B
Chunk 792
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    (4)
    Represents
    shares of common stock owned of record by DSS Consulting Corporation, a company controlled by Dean Skupen. DSS Consulting Corporation’s
    address is 30 N Gould Street, Suite 12829, Sharidan, WY 82801 Mr. Skupen has sole voting and investment power over the shares held
    by DSS Consulting Corporation.

    (5)
    Represents
    (i) 161,010 shares of common stock owned of record by Core Fund Management, LP, a company controlled by Steven Shum and (ii) currently exercisable stock options to purchase 404,000 shares of common stock owned
    by Steven Shum. The address of Core Fund Management, LP is 1515 SW 5th Avenue, Suite 606, Portland, OR 97201. Mr. Shum has sole voting
    and investment power over the shares held by Core Fund Management.

    (6)
    Represents
    (i) 9,074,386 shares of common stock owned of record by Nanosha LLC, a company controlled by Sean Fortenot, (ii) currently exercisable
    warrants to purchase 4,458,877 shares of common stock owned of record by Nanosha LLC, and (iii) currently-exercisable stock options to
    purchase 750,000 shares of common stock owned by Nanosha LLC. The address of Nanosha Investments LLC is 1202 Walnut Avenue, Long Beach,
    CA 90813. Mr. Fontenot has sole voting and investment power over the securities held by Nanosha Investments, LLC.

    Item
    13. 
    Certain
    Relationships and Related Transactions, and Director Independence.

A
“related party transaction” is any actual or proposed transaction, arrangement or relationship or series of similar transactions,
arrangements or relationships, including those involving indebtedness not in the ordinary course of business, to which we or our subsidiaries
were or are a party, or in which we or our subsidiaries were or are a participant, in which the amount involved exceeded or exceeds the
lesser of (i) $120,000 or (ii) one percent of the average of our total assets at year-end for the last two completed fiscal years and
in which any related party had or will have a direct or indirect material interest. A “related party” includes:

    ●
    any
    person who is, or at any time