Company: COHN
Filing Date: 2025-03-12
Form Type: 10-K
Source: 0001437749-25-007158
Chunk: 1239

Company: Cohen & Co Inc.
Filing Date: 2025-03-12
Form: 10-K
Item: Item 1A
Chunk 1239
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 effectiveness of our controls as of December 31, 2024. Therefore, as of December 31, 2024, we have only performed management’s assessment of the effectiveness of our internal controls and management has determined that our internal controls are effective as of December 31, 2024. Any failure to maintain effective controls in the future could adversely affect our business or cause us to fail to meet our reporting obligations. Such non-compliance could also result in an adverse reaction in the financial marketplace due to a loss of investor confidence in the reliability of our financial statements. In addition, perceptions of our business among customers, suppliers, rating agencies, lenders, investors, securities analysts and others could be adversely affected.

The market price of our Common Stock may be volatile and may be affected by market conditions beyond our control. 

﻿The market price of our Common Stock is subject to significant fluctuations in response to, among other factors:

      • 
      variations in our operating results and market conditions specific to our business; 

      • 
      changes in financial estimates or recommendations by securities analysts; 

      • 
      the emergence of new competitors or new technologies; 

      • 
      operating and market price performance of other companies that investors deem comparable; 

      • 
      changes in our board or management; 

      • 
      sales or purchases of our Common Stock by insiders; 

      • 
      commencement of, or involvement in, litigation; 

      • 
      changes in governmental regulations; 

      • 
      the relatively low trading volumes of our Common Stock; and 

      • 
      general economic conditions and slow or negative growth of related markets. 

In addition, if the market for stocks in our industry, or the stock market in general, experience a loss of investor confidence, the market price of our Common Stock could decline for reasons unrelated to our business, financial condition, or results of operations. If any of the foregoing occurs, it could cause the price of our Common Stock to fall and may expose us to lawsuits that, even if unsuccessful, could be costly to defend and a distraction to the board of directors and management.

﻿Our Common Stock may be delisted, which may have a material adverse effect on the liquidity and value of our Common Stock. 

﻿To maintain our listing on the NYSE American, we must meet certain financial and liquidity criteria. The market price of our Common Stock has been and may continue to be subject to significant fluctuation as a result of periodic variations in our revenues and results of operations. If