Company: RIV
Filing Date: 2025-03-21
Form Type: N-2/A
Source: 0001398344-25-005840
Chunk: 179

Company: RIVERNORTH OPPORTUNITIES FUND, INC.
Filing Date: 2025-03-21
Form: N-2/A
Chunk 179
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 all Directors other than Ms. Mougin, the Fund Complex consists of the Fund, RiverNorth        
 Managed Duration Municipal Income Fund Inc., RiverNorth Opportunistic Municipal Income        
 Fund, Inc., RiverNorth Capital and Income Fund, Inc., RiverNorth/DoubleLine Strategic         
 Opportunity Fund, Inc., RiverNorth Funds (3 funds), RiverNorth Flexible Municipal Income      
 Fund, Inc., RiverNorth Flexible Municipal Income Fund II, Inc. and RiverNorth Managed         
 Duration Municipal Income Fund II, Inc. For Ms. Mougin, the Fund Complex consists of          
 the Fund, RiverNorth Managed Duration Municipal Income Fund Inc., RiverNorth Opportunistic    
 Municipal Income Fund, Inc., RiverNorth Capital and Income Fund, Inc., RiverNorth/DoubleLine  
 Strategic Opportunity Fund, Inc., RiverNorth Flexible Municipal Income Fund, Inc., RiverNorth 
 Flexible Municipal Income Fund II, Inc. and RiverNorth Managed Duration Municipal Income      
 Fund II, Inc.                                                                                 |

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As of the date of this SAI, the Independent Directors of the Fund and immediate family members did not own beneficially or of record any class of securities of the investment adviser or principal underwriter of the Fund or any person directly or indirectly controlling, controlled by, or under common control with an investment adviser or principal underwriter of the Fund.

As of the date of this SAI, the directors and officers of the Fund owned, as a group, less than 1% of the outstanding Common Shares of the Fund.

Securities Beneficially Owned

The following chart lists each Shareholder or group of Shareholders who beneficially (or of record) owned more than 5% of the shares for the Fund as of February 28, 2025.

Any person or entity that beneficially owns, directly or through one or more controlled companies, more than 25% of the voting securities of a company is presumed to “control” such company. Accordingly, to the extent that a person or entity is identified as the beneficial owner of more than 25% of the voting securities of the Fund, or is identified as the record owner of more than 25% of the Fund and has voting and/or investment powers, that person or entity may be presumed to control the Fund. A controlling Shareholder’s vote could have a more significant effect on matters presented to Shareholders for approval than the vote of other Fund Shareholders.

| Shareholder                                  
 Name and Address(1)                          | Shares            
 Of A Class        
 Beneficial