Company: GAINI
Filing Date: 2025-02-12
Form Type: 10-Q
Source: 0001321741-25-000005
Chunk: 18

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-02-12
Form: 10-Q
Item: Part I, Item 1
Chunk 18
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13,000 13,000 Total Secured First Lien Debt$324,731 $324,348 Secured Second Lien Debt – 18.9%Aerospace and Defense – 5.2%Galaxy Technologies Holdings, Inc. – Term Debt (SOFR+4.1%, 9.4% Cash, Due 10/2026)(J)$6,900 $6,900 $6,900 Galaxy Technologies Holdings, Inc. – Term Debt (SOFR+7.0%, 12.3% Cash, Due 10/2026)(J)18,796 18,796 18,796 25,696 25,696 Cargo Transport – 2.6%Diligent Delivery Systems – Term Debt (SOFR+9.0%, 14.3% Cash, Due 9/2024)(Q)13,000 13,000 13,000 Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 11.1%SFEG Holdings, Inc. – Term Debt (SOFR+7.0%, 12.5% Cash, Due 10/2028)(J)54,644 54,644 54,644 Total Secured Second Lien Debt$93,340 $93,340 

THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS.11

Table of ContentsGLADSTONE INVESTMENT CORPORATIONCONSOLIDATED SCHEDULE OF INVESTMENTSMARCH 31, 2024(DOLLAR AMOUNTS IN THOUSANDS)

Company and Investment(A)(B)(D)(E)Principal/Shares/Units(F)(H)CostFair ValuePreferred Equity – 33.0%Buildings and Real Estate – 4.5%Dema/Mai Holdings, Inc. – Preferred Stock(C)(J)21,000 $21,000 $22,181 Diversified/Conglomerate Services – 4.0%Horizon Facilities Services, Inc. – Preferred Stock(C)(J)10,080 — — Mason West, LLC – Preferred Stock(C)(J)11,206 11,206 19,759 11,206 19,759 Healthcare, Education, and Childcare – 6.0%Educators Resource, Inc. –