Company: APM
Filing Date: 2025-10-06
Form Type: S-4
Source: 0001213900-25-096656
Chunk: 27

Company: Aptorum Group Ltd
Filing Date: 2025-10-06
Form: S-4
Chunk 27
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 ordinary shares and Aptorum Class B ordinary shares, voting as a class, present in person or represented by proxy at the Special Meeting and entitled to vote, is required to approve the Proposal No. 6. Abstentions and broker -nonvotes, if any, will have no effect on the outcome of Proposal No. 6. Mr. Huen, our Chief Executive Officer, who currently holds 507,967shares of Aptorum’s Class A ordinary shares, indirectly and directly, and 1,606,147shares of Class B ordinary shares, signed a voting and support agreement simultaneously with the execution of the Merger Agreement, pursuant to which he agreed to vote in favor of the transactions contemplated in the Merger Agreement and to be voted on at the Special Meeting. These shares represent 87.05% of the Company’s outstanding voting securities and represent sufficient voting power to approve the Proposals at the Special Meeting without the vote of any other Aptorum shareholder. Therefore, we do not need any other shareholder to vote in favor of the proposals for them to be approved. Q:Who counts the votes? A:Votes will be counted by the inspector of election appointed for the Special Meeting. Ian Huen, Aptorum’s Chief Executive Officer will serve as Aptorum’s inspector of election. vi

Q:Why is Aptorum seeking shareholder approval to issue shares of Aptorum Delaware common stock to existing DiamiR stockholders in the Merger? A:Because Nasdaq Listing Rule 5635(a) requires shareholder approval with respect to the issuance of Aptorum securities when, among other instances, the shares to be issued are being issued in connection with the acquisition of the stock or assets of another company and are equal to 20% or more of the outstanding shares of Aptorum common stock before the issuance. In the case of the Merger, Aptorum expects to issue approximately [ ] million shares of Aptorum Delaware common stock, which will represent greater than 20% of its voting stock outstanding before the issuance. Accordingly, Aptorum is seeking shareholder approval of the issuance pursuant to the Merger under the Nasdaq rules. Q:Will the common stock of the Combined Company trade on an exchange? A:Aptorum Class A ordinary shares are currently listed on Nasdaq under the symbol “APM.” After completion of the Merger, it is expected that the common stock of the Combined Company will trade on Nasdaq under the symbol “NIKI.” It is a condition to the consummation of the Merger that the