Company: SWKH
Filing Date: 2025-12-04
Form Type: 425
Source: 0001552781-25-000440
Chunk: 2

Company: SWK Holdings Corp
Filing Date: 2025-12-04
Form: 425
Chunk 2
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 cause actual results and conditions to differ materially from those projected, including the uncertainties associated
with (i) the ability of the parties to consummate the mergers on the expected timeline, or at all; (ii) the expected synergies and savings
associated with the mergers; (iii) the ability to realize the anticipated benefits of the mergers, including the expected elimination
of certain expenses and costs due to the mergers; (iv) the percentage of the Company’s stockholders voting in favor of the transaction;
(v) the possibility that competing offers or acquisition proposals will be made; (vi) the possibility that any or all of the various conditions
to the consummation of the mergers may not be satisfied or waived; (vii) risks related to diverting management’s attention from
ongoing business operations; (viii) the combined company’s plans, expectations, objectives and intentions, as a result of the mergers;
(ix) any potential termination of the merger agreement; (x) the future operating results and net investment income projections of Parent,
the Company or, following the closing of the mergers, the combined company; (xi) the ability of the Adviser and its affiliates to attract
and retain highly talented professionals; (xii) the business prospects of Parent, the Company or, following the closing of the mergers,
the combined company, and the prospects of their portfolio companies; (xiii) the impact of the investments that Parent, the Company or,
following the closing of the mergers, the combined company expect to make; (xiv) the ability of the portfolio companies of Parent, the
Company or, following the closing of the mergers, the combined company to achieve their objectives; (xv) the expected financings and investments
and additional leverage that Parent, the Company or, following the closing of the mergers, the combined company may seek to incur in the
future; (xvi) the adequacy of the cash resources and working capital of Parent, the Company or, following the closing of the mergers,
the combined company; (xvii) the timing of cash flows, if any, from the operations of the portfolio companies of Parent, the Company or,
following the closing of the mergers, the combined company; (xviii) the risk that stockholder litigation in connection with the mergers
may result in significant costs of defense and liability; and (xix) future changes in laws or regulations (including the interpretation
of