Company: RILYN
Filing Date: 2025-10-22
Form Type: DEF 14A
Source: 0001213900-25-101228
Chunk: 62

Company: B. Riley Financial, Inc.
Filing Date: 2025-10-22
Form: DEF 14A
Chunk 62
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U awards were approved on August 6, 2024 by the Compensation Committee in the amount of 3,660 RSUs to Robert Antin, Tammy Brandt, Robert D’Agostino, Renée E. LaBran, Randall Paulson, Michael Sheldon, and Mimi Walters for such directors’ annual stock grant of $75,000 as a non -employeedirector and will be granted promptly following the date on which the RSUs may be permissibly granted under the 2021 Plan. All awards will be treated as vested on June 21, 2025, subject to continued service on the Board through such vesting date. As of December 31, 2024, D’Agostino, Antin, Brandt, LaBran, Paulson, Sheldon, and Walters have no equity awards outstanding. (3)Reflects accrued dividend rights paid upon May 23, 2024 vesting of RSUs originally granted on May 23, 2023, in accordance with award agreements, as approved by the Compensation Committee. 44

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT The following table sets forth information concerning the beneficial ownership of the shares of our common stock as of October 10, 2025, by (i) each person we know to be the beneficial owner of 5% or more of the outstanding shares of our common stock (ii) each named executive officer listed in the Summary Compensation Table; (iii) each of our directors; and (iv) all of our executive officers and directors as a group.

| Name or Group of Beneficial Owners(1)                     |     | Shares Beneficially 
            Owned(2) |     |      |   |
| Number                                                    |     |             Percent |     |      |   |
| Directors and Named Executive Officers:                   |     |                     |     |      |   |
| Bryant R. Riley(3)                                        |     |           6,914,063 |     | 22.6 | % |
| Thomas J. Kelleher(4)                                     |     |             973,409 |     |  3.2 | % |
| Phillip J. Ahn(5)                                         |     |             249,226 |     |    * |   |
| Scott Yessner(6)                                          |     |             100,000 |     |    * |   |
| Kenneth Young(7)