Company: COHN
Filing Date: 2025-03-12
Form Type: 10-K
Source: 0001437749-25-007158
Chunk: 2151

Company: Cohen & Co Inc.
Filing Date: 2025-03-12
Form: 10-K
Item: Item 3
Chunk 2151
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 the withdrawal of capital and otherwise in making distributions and loans.  JVB is subject to net capital restrictions imposed by the SEC and FINRA, which require certain minimum levels of net capital to remain in this subsidiary. In addition, these restrictions could potentially impose notice requirements or limit the Company’s ability to withdraw capital above the required minimum amounts (excess capital) whether through distribution or loan. CCFESA is regulated by the ACPR and subject to certain minimum levels of capital. 
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   Shares Outstanding of Stockholders’ Equity of the Company 
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   The following table summarizes share transactions that occurred in stockholders’ equity during the years ended  December 31, 2024, 2023, and 2022.  
    
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    ROLLFORWARD OF SHARES OUTSTANDING OF 
 COHEN & COMPANY INC. 

       Common Stock    Restricted Stock    Total  
 December 31, 2021   1,331,150   366,293   1,697,443 
 Issuance as equity-based compensation   -   92,400   92,400 
 Vesting of shares   117,634   (117,634)  - 
 Shares withheld for employee taxes   (15,501)  -   (15,501)
 December 31, 2022   1,433,283   341,059   1,774,342 
 Issuance as equity-based compensation   -   143,900   143,900 
 Vesting of shares   113,301   (113,301)  - 
 Shares withheld for employee taxes   (20,328)  -   (20,328)
 Forfeiture / cancellation of restricted stock   -   (4,167)  (4,167)
 December 31, 2023   1,526,256   367,491   1,893,747 
 Issuance of shares   13,500   -   13,500 
 Issuance as equity-based compensation   -   153,125   153,125 
 Vesting of shares   114,491   (114,491)  - 
 Shares withheld for employee taxes   (26,195)  -   (26,195)
 Units exchanged for