Company: PSTV
Filing Date: 2025-04-04
Form Type: S-3
Source: 0001193125-25-073481
Chunk: 18

Company: PLUS THERAPEUTICS, INC.
Filing Date: 2025-04-04
Form: S-3
Chunk 18
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 May 2024 Warrants. The Common Warrants and May 2024 Warrants are subject to a beneficial ownership limitation of 4.99%, which limitation restricts the selling         
 stockholder from exercising that portion of the Common Warrants and May 2024 Warrants that would result in the selling stockholder and its affiliates owning, after exercise, a number of shares of common stock in excess of the beneficial ownership 
 limitation. Mr. Richard Abbe is the managing member of Iroquois Capital Investment Group LLC. Mr. Abbe has voting control and investment discretion over securities held by Iroquois Capital Investment                                                |

8

| Group LLC. The address for Iroquois Capital Investment Group LLC and Mr. Abbe is 2 Over Hill Rd., Suite 500, Scarsdale, New York 10583. |

| (6) | The shares reported under “Beneficial Ownership Before this Offering” consist of the following                                                                                                                                                       
 securities: (i) 8,531,140 shares of common stock issuable upon the exercise of Series A Common Stock Warrants; (ii) 38,390,130 shares of common stock issuable upon the exercise of Series B Common Stock Warrants; and (v) 468,743 shares of common 
 stock issuable upon the exercise of May 2024 Warrants. The Common Warrants, and May 2024 Warrants are subject to a beneficial ownership limitation of 4.99%, which limitation restricts the selling stockholder from exercising that portion of the  
 Common Warrants and May 2024 Warrants that would result in the selling stockholder and its affiliates owning, after exercise, a number of shares of common stock in excess of the beneficial ownership limitation. Mr. Martin Chopp, the general     
 partner of the The Hewlett Fund LP (“Hewlett”), has voting and investment control over the securities held by Hewlett. The address for Hewlett and Mr. Chopp is 100 Merrick Road, Suite 400W, Rockville Centre, New York 11570.                      |

| (7) | The shares reported under “Beneficial Ownership Before this Offering” consist of the following                                                                                                                                                            
 securities: (i) 1,483,660 shares of common stock issuable upon the exercise of Series A Common Stock Warrants; (ii) 6,676,470 shares of common stock issuable upon the exercise of Series B Common Stock Warrants; and (iii) 98,111 shares