Company: INV
Filing Date: 2025-11-12
Form Type: 424B3
Source: 0001140361-25-041464
Chunk: 171

Company: Innventure, Inc.
Filing Date: 2025-11-12
Form: 424B3
Chunk 171
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, because at least one year has elapsed from the time that Innventure filed current Form 10 type information with the SEC. Innventure is no longer a shell company, and so, once the conditions set forth in the exceptions listed above are satisfied, Rule 144 will become available for the resale of the above noted restricted securities. Rule 701 In general, under Rule 701 of the Securities Act as currently in effect, each of Innventure’s employees, consultants or advisors who purchased equity shares from Innventure in connection with a compensatory stock plan or other written agreement executed prior to the completion of the Business Combination is eligible to resell those equity shares in reliance on Rule 144, but without compliance with some of the restrictions, including the holding period, contained in Rule 144. Registration Statements on Form S-8 We have filed a registration statement on Form S-8 under the Securities Act to register 17,636,630 shares of Common Stock that initially may be delivered under or reserved for issuance under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan. Such registration statement automatically became effective upon filing with the SEC on December 9, 2024. However, shares registered on Form S-8 may be subject to the volume limitations and manner of sale, notice, and public information requirements of Rule 144.

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PLAN OF DISTRIBUTION We are registering the resale by the Selling Stockholders or their permitted transferees of up to 24,250,470 shares of Common Stock. The shares of Common Stock offered by this prospectus consist of (i) up to 12,000,000 shares that may be issued upon conversion of the Convertible Debentures issued and issuable to Yorkville pursuant to the Purchase Agreements; (ii) up to 9,000,000 shares that we may issue and sell to Yorkville from time to time, subject to certain limitations and conditions, pursuant to the SEPA and in each case with respect to (i) and (ii) subject to the ownership limitations described therein; and (iii) 3,250,470 shares of Common Stock pursuant to the Subscription Agreements, consisting of (a) 1,625,235 shares of Common Stock issued to the Subscribers and (b) 1,625,235 shares that may be issued upon exercise of the Series A Warrants. Our Common Stock is listed on NASDAQ under the symbol “INV.” The Selling Stockholders of the securities and any