Company: GEDC
Filing Date: 2025-04-02
Form Type: 10-K
Source: 0001641172-25-002190
Chunk: 728

Company: CalEthos, Inc.
Filing Date: 2025-04-02
Form: 10-K
Item: Item 7
Chunk 728
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 (iii) currently-exercisable stock options to purchase 500,000 shares of common stock owned by M1 Advisors
LLC, and (iv) currently-exercisable stock options to purchase 166,667 shares of common stock owned by Michael Campbell. The address of
Michael Campbell and M1 Advisors LLC is 11753 Willard Avenue, Tustin, CA 92782. Mr. Campbell has sole voting and investment power over
the shares held by M1 Advisors LLC.

    (3)
    Represents currently-exercisable stock options to purchase 583,333 shares
of common stock owned by Joel Stone.

    (4)
    Represents
    shares of common stock owned of record by DSS Consulting Corporation, a company controlled by Dean Skupen. DSS Consulting Corporation’s
    address is 30 N Gould Street, Suite 12829, Sharidan, WY 82801 Mr. Skupen has sole voting and investment power over the shares held
    by DSS Consulting Corporation.

    (5)
    Represents
    (i) 161,010 shares of common stock owned of record by Core Fund Management, LP, a company controlled by Steven Shum and (ii) currently exercisable stock options to purchase 404,000 shares of common stock owned
    by Steven Shum. The address of Core Fund Management, LP is 1515 SW 5th Avenue, Suite 606, Portland, OR 97201. Mr. Shum has sole voting
    and investment power over the shares held by Core Fund Management.

    (6)
    Represents
    (i) 9,074,386 shares of common stock owned of record by Nanosha LLC, a company controlled by Sean Fortenot, (ii) currently exercisable
    warrants to purchase 4,458,877 shares of common stock owned of record by Nanosha LLC, and (iii) currently-exercisable stock options to
    purchase 750,000 shares of common stock owned by Nanosha LLC. The address of Nanosha Investments LLC is 1202 Walnut Avenue, Long Beach,
    CA 90813. Mr. Fontenot has sole voting and investment power over the securities held by Nanosha Investments, LLC.

    Item
    13. 
    Certain
    Relationships and Related Transactions, and Director Independence.

A
“related party transaction” is any actual or proposed transaction, arrangement or relationship or series of similar transactions,
arr