Company: TIPT
Filing Date: 2025-10-17
Form Type: PREM14A
Source: 0001140361-25-038514
Chunk: 315

Company: TIPTREE INC.
Filing Date: 2025-10-17
Form: PREM14A
Chunk 315
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, 2024. (21) Subsequent Events The Company reviewed all material events subsequent to June 30, 2025 that occurred up to the date the Company’s unaudited condensed consolidated financial statements were issued on July 30, 2025. On September 26, 2025, Tiptree entered into the Merger Agreement with Purchaser and Fortegra. Merger Sub will, upon its formation, execute a joinder to the Merger Agreement and thereby become a party thereto. Under the terms of the Merger Agreement, Purchaser will acquire Fortegra for a purchase price of $1.65 billion in cash (subject to certain adjustments as defined in the Merger Agreement), and Merger Sub will merge with and into Fortegra, with Fortegra continuing as the surviving entity, resulting in Purchaser becoming the sole stockholder of Fortegra.

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TABLE OF CONTENTS

OWNERSHIP OF TIPTREE’S EQUITY SECURITIES The following table sets forth the beneficial ownership of our common stock, as of October 14, 2025, for: (1) each person known to us to be the beneficial owner of more than 5% of our outstanding common stock; (2) each of our directors and nominees for director; (3) each of our NEOs; and (4) our directors, nominees for director and current executive officers as a group. Except as otherwise described in the notes below, the following beneficial owners have sole voting power and sole investment power with respect to all shares of common stock set forth opposite their respective names. In accordance with SEC rules, each listed person’s beneficial ownership includes:

| • | all shares the investor actually owns beneficially or of record; |

| • | all shares over which the investor has or shares voting or dispositive control (such as in the capacity as a general partner of an investment fund); and |

| • | all shares the investor has the right to acquire within 60 days (such as upon exercise of options that are currently vested or which are scheduled to vest within 60 days). |

Unless otherwise indicated, all shares are owned directly and the indicated person has sole voting and investment power. Unless otherwise indicated, the business address for each beneficial owner listed below is c/o Tiptree Inc., 660 Steamboat Road, 2nd Floor, Greenwich, Connecticut 06830.

| Name                                                        |     |   Number of Shares 
    of Common Stock 
 Beneficially Owned |     | Percent of