Company: PFSA
Filing Date: 2025-08-22
Form Type: S-1/A
Source: 0001213900-25-079829
Chunk: 234

Company: Profusa, Inc.
Filing Date: 2025-08-22
Form: S-1/A
Chunk 234
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 to current market prices of our Common Stock reflected in the purchase prices payable by Ascent for our Common Stock that we may require it to purchase from us from time to time in one or more Purchases under the Purchase Agreement, and (iii) our reimbursement of Ascent’s legal fees up to $30,000 for the negotiation, preparation, execution and closing of the Purchase Agreement and related documents up to the Effective Date and additional fees, costs and expenses relating to the Purchase Agreement thereafter. The total underwriting compensation to be received by all participating FINRA members, in the aggregate, in connection with this offering, as determined under FINRA Rule 5110, will not exceed 8.0% of the maximum aggregate offering price of all ELOC Shares that may be resold by Ascent to the public through this prospectus. Accordingly, the total amount of any specific item of underwriting compensation described herein that may be received by any participating FINRA member in connection with this offering shall, in each case, be subject to the limitation on the total underwriting compensation to be received by all participating FINRA members, in the aggregate, in connection with this offering, as determined under FINRA Rule 5110, described in the immediately preceding sentence. Sales of the Common Stock offered hereby may be effected by Ascent from time to time in one or more types of transactions (which may include block transactions), including but not limited to, in negotiated transactions, through put or call options transactions relating to the securities offered hereby, through short sales of the securities offered hereby, or a combination of such methods of sale. Such transactions may or may not involve brokers or dealers. In effecting sales, brokers or dealers engaged by Ascent may arrange for other brokers or dealers to participate. Broker -dealertransactions may include purchases of the securities by a broker -dealeras principal and resales of the securities by the broker -dealerfor its account pursuant to this prospectus, ordinary brokerage transactions or transactions in which the broker -dealersolicits purchasers. Such broker -dealersmay receive compensation in the form of discounts, concessions or commissions from Ascent and/or the purchasers of the securities offered hereby for whom such broker -dealersmay act as agents or to whom they sell as principal, or both (which compensation as to a particular broker -dealermight be in excess of customary commissions). Any broker -dealersparticipating in the distribution of the securities covered by this prospectus may be deemed to be “underwriters” within the meaning of the