Company: DVAX
Filing Date: 2025-05-06
Form Type: 10-Q
Source: 0001029142-25-000071
Chunk: 199

Company: DYNAVAX TECHNOLOGIES CORP
Filing Date: 2025-05-06
Form: 10-Q
Item: Part II, Item 1A
Chunk 199
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,422 shares received in February upon final settlement of the ASR Agreement, which amount was included in the $100 million upfront payment made in 2024.

ITEM 3.             DEFAULTS UPON SENIOR SECURITIES

None.

ITEM 4.             MINE SAFETY DISCLOSURES

None.

ITEM 5.             OTHER INFORMATION

None.

70

Table of Contents

ITEM 6.             EXHIBITS

  Incorporated by Reference ExhibitNumberDocumentExhibitNumberFilingFiling DateFile No.Filed Herewith3.1Sixth Amended and Restated Certificate of Incorporation`3.1S-1/AFebruary 5, 2004333-109965 3.2Certificate of Amendment of Amended and Restated Certificate of Incorporation3.18-KJanuary 4, 2010001-34207 3.3Certificate of Amendment of Amended and Restated Certificate of Incorporation3.18-KJanuary 5, 2011001-34207 3.4Certificate of Amendment of Amended and Restated Certificate of Incorporation3.68-KMay 30, 2013001-34207 3.5Certificate of Amendment of the Sixth Amended and Restated Certificate of Incorporation3.18-KNovember 10, 2014001-34207 3.6Certificate of Amendment of the Sixth Amended and Restated Certificate of Incorporation3.18-KJune 2, 2017001-34207 3.7Certificate of Amendment of the Sixth Amended and Restated Certificate of Incorporation3.18-KJuly 31, 2017001-34207 3.8Certificate of Amendment of the Sixth Amended and Restated Certificate of Incorporation3.18-KMay 29, 2020001-34207 3.9Amended and Restated Certificate of Designation of Series A Junior Participating Preferred Stock filed with the Secretary of State of the State of Delaware on October 29, 20243.18-KOctober 29, 2024001-342073.10Amended and Restated Bylaws3.810-QNovember 6, 2018001-34207 4.1Reference is made to Exhibits 3.1, 3.2, 3.3, 3.4, 3.5, 3.6, 3.