Company: ABLV
Filing Date: 2025-04-23
Form Type: 20-F
Source: 0001213900-25-034677
Chunk: 58

Company: Able View Global Inc.
Filing Date: 2025-04-23
Form: 20-F
Item: Item 3
Chunk 58
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 and Archives Provisions specify that
during the overseas securities offering and listing activities of domestic companies, domestic companies and securities companies and
securities service institutions that provide relevant securities business shall, by strictly abiding by the relevant laws and regulations
of the PRC and this Confidentiality and Archives Provisions, institute a sound confidentiality and archives administration systems, take
necessary measures to fulfill confidentiality and archives administration obligations, and shall not divulge any national secrets, work
secrets of governmental agencies and harm national and public interests. Confidentiality and Archives Provisions provides that it is applicable
to initial public offerings as well as other types of securities listing of PRC domestic enterprises, including de-SPAC transactions such
as our Business Combination, and any future issuance of securities and listing activities after the initial listing. Working papers generated
in the PRC by securities companies and securities service providers that provide relevant securities services for overseas issuance and
listing of securities by domestic companies shall be kept in the PRC. Confidentiality and Archives Provisions provide no explicit definition
of working papers. In practice, the securities companies’ working papers usually refer to various important information and work
records related to the securities business obtained and prepared by the securities companies and securities service providers and their
representatives in the whole process of the securities businesses, such as due diligence work. Without the approval of relevant competent
authorities, such as CSRC, MOF PRC National Administration of State Secrets Protection, and National Archives Administration of China,
depending on the nature and transmission method of secrets, it shall not be transferred overseas. Where documents or materials need to
be transferred outside of the PRC, it shall be subject to the approval procedures in accordance with relevant PRC regulations. The relevant
competent authorities, such as, CSRC, MOF, PRC National Administration of State Secrets Protection, and National Archives Administration
of China will regulate, supervise and inspect pursuant to their respective statutory mandates over matters of Confidentiality and Archives
Administration concerning overseas offering and listing by domestic companies. As Confidentiality and Archives Administration is newly
promulgated, there is substantial uncertainty regarding their specific requirements. If we fail to comply with related laws and regulation,
we may be subject to fine, confiscation, blocking transmission or criminal offense. We have taken measures to adopt management systems
for the compliance of Confidentiality and Archives Provisions. We believe our listing does not involve in national secrets, work secrets
of governmental agencies and undermine national and public interests. There is no assurance that