Company: BFRG
Filing Date: 2025-03-14
Form Type: 10-K
Source: 0001493152-25-010367
Chunk: 782

Company: BullFrog AI Holdings, Inc.
Filing Date: 2025-03-14
Form: 10-K
Item: Item 7A
Chunk 782
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 required to restate because
of misconduct, and the reimbursement of those funds to the issuer. A copy of the Clawback Policy is attached as an exhibit to this annual
report and can be found at www.bullfrogai.com.

 35 

Family
Relationships

There
are no family relationships among and between the issuer’s directors, officers, persons nominated or chosen by the issuer to become
directors or officers, or beneficial owners of more than ten percent of any class of the issuer’s equity securities.

Involvement
in Certain Legal Proceedings

Our
directors and executive officers have not been involved in any of the following events during the past ten years:

1.any
                                            bankruptcy petition filed by or against such person or any business of which such person
                                            was a general partner or executive officer either at the time of the bankruptcy or within
                                            two years prior to that time;

2.any
                                            conviction in a criminal proceeding or being subject to a pending criminal proceeding (excluding
                                            traffic violations and other minor offenses);

3.being
                                            subject to any order, judgment, or decree, not subsequently reversed, suspended or vacated,
                                            of any court of competent jurisdiction, permanently or temporarily enjoining him from or
                                            otherwise limiting his involvement in any type of business, securities or banking activities
                                            or to be associated with any person practicing in banking or securities activities;

4.being
                                            found by a court of competent jurisdiction in a civil action, the SEC or the Commodity Futures
                                            Trading Commission to have violated a Federal or state securities or commodities law, and
                                            the judgment has not been reversed, suspended, or vacated;

5.being
                                            subject of, or a party to, any Federal or state judicial or administrative order, judgment
                                            decree, or finding, not subsequently reversed, suspended or vacated, relating to an alleged
                                            violation of any Federal or state securities or commodities law or regulation, any law or
                                            regulation respecting financial institutions or insurance companies, or any law or regulation
                                            prohibiting mail or wire fraud or fraud in connection with any business entity; or

6.being
                                            subject of or party to any sanction or order, not subsequently reversed, suspended, or vacated,
                                            of any self-regulatory organization, any registered entity or any equivalent exchange, association,
                                            entity or organization that has disciplinary authority over its members or persons associated
                                            with a member.

Section
16(a) Beneficial Ownership Compliance

Based
solely upon