Company: CERO
Filing Date: 2025-02-07
Form Type: 424B3
Source: 0001213900-25-011071
Chunk: 274

Company: CERO THERAPEUTICS HOLDINGS, INC.
Filing Date: 2025-02-07
Form: 424B3
Chunk 274
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, she or it possesses sole or shared voting or investment power over that security. Shares of our Common Stock subject
to options, warrants or shares of Series A Preferred Stock, Series B Preferred Stock or Series C Preferred Stock that are currently exercisable
or convertible or exercisable or convertible within 60 days or shares of Common Stock underlying time-based restricted stock units that
vest within 60 days are considered outstanding and beneficially owned by the person holding the options, warrants, shares of preferred
stock or restricted stock units, as applicable, for the purpose of calculating the percentage ownership of that person but not for the
purpose of calculating the percentage ownership of any other person. Accordingly, the ownership percentage of such persons presented
below assumes the exercise or conversion of derivative securities held thereby without assuming exercise or conversion of securities
of the same type held by any other persons and, accordingly, is greater than the percentage that would be owned by such persons if all
of the holders of securities of the same type exercised or converted such securities. Unless otherwise indicated, we believe that the
persons and entities named in the table below have sole voting and investment power with respect to all of our voting securities beneficially
owned by them. Unless otherwise indicated, we believe that all persons named in the table have sole voting and investment power with
respect to all shares of Common Stock beneficially owned by them.

The
percentage of beneficial ownership is based on 2,729,933 shares of Common Stock issued and
outstanding as of January 8, 2025.

| Name                                                                        
 of Beneficial Owner (1)                                                     |     | Number of    
 Shares       
 Beneficially 
 Owned        |         |     | Percentage   
 Beneficially 
 Owned        |      |   |
| 5% or Greater Beneficial Owners:                                            |     |              |         |     |              |      |   |
| Keystone Capital                                                            
 Partners, LLC (2)                                                           |     |              | 242,357 |     |              |  8.9 | % |
| Funicular Funds, LP (3)                                                     |     |              | 286,751 |     |              | 10.5 | % |
| SMS Trust (4)                                                               |     |              | 210,681 |     |              |  7.7 | % |
| Directors and Executive Officers:                                           |     |              |         |     |              |      |   |
| Chris Ehrlich (5)                                                           |     |