Company: KITTW
Filing Date: 2025-10-28
Form Type: SCHEDULE 13D/A
Source: 0001193125-25-254033
Chunk: 0

Company: Nauticus Robotics, Inc.
Filing Date: 2025-10-28
Form: SCHEDULE 13D/A
Chunk 0
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 (11) excludes certain shares (See Instructions) |
| 13                                                                 |                                                                               21.5 % |
| 14                                                                 |                                                                                   OO |

Comment for Type of Reporting Person: Consists of (i) 7,760 shares of Common Stock held of record by MIF II (as defined in Item 2(a) of the Original Schedule 13D), (ii) 11,800 shares of Common Stock issuable upon exercise of the Private Warrants (as defined in the Original Schedule 13D), (iii) 180,389 shares of Common Stock issuable upon conversion of the January 2024 Term Loans (as defined in the Original Schedule 13D) as of October 24, 2025, (iv) 1,279 shares of Common Stock issuable upon conversion of the September 2023 Term Loans (as defined in the Original Schedule 13D) as of October 24, 2025 (assuming conversion at the September 2023 Term Loan Conversion Price (as defined in Item 5)), (v) 2,895,393 shares of Common Stock underlying the Series A Preferred Stock (as defined in the Original Schedule 13D) (assuming a conversion at the floor price of $2.214 (the "Floor Price")), and (vi) 37,946 shares of Common Stock underlying the dividends accrued for the Series A Preferred Stock. See Item 5(a) below for additional information regarding conversion of the September 2023 Term Loans and Series A Preferred Stock. Excludes 1,541 Earn-Out Shares (as defined in the Original Schedule 13D) to be released upon the occurrence of a Triggering Event (as defined in the Original Schedule 13D). MIP II (as defined in Item 3 of the Original Schedule 13D) is the sole general partner of MIF II and may be deemed to have voting, investment and dispositive power with respect to these securities. Adam Sharkawy, a member of the Issuer's board of directors, and Carmichael Roberts are the managing members of MIP II and may be deemed to share voting, investment and dispositive power with respect to these securities. Percentage based on 11,453,161 shares of Common Stock outstanding as of October 28, 2025 as provided by the Issuer, plus (i) 11,800 shares of Common Stock issuable upon exercise of the Private Warrants, (ii) 180,389 shares of Common Stock iss