Company: GAINI
Filing Date: 2025-11-06
Form Type: 424B2
Source: 0001193125-25-269767
Chunk: 70

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-11-06
Form: 424B2
Chunk 70
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 things, future events or our future operating results, our business prospects and the prospects of our portfolio companies, actual and potential conflicts of interest with the Adviser and its affiliates, the use of borrowed money to finance our investments, the adequacy of our financing sources and working capital, and our ability to co-invest,among other factors. In some cases, you can identify forward-looking statements by terminology such as “estimate,” “may,” “might,” “believe,” “will,” “provided,” “anticipate,” “future,” “could,” “growth,” “plan,” “project,” “intend,” “expect,” “should,” “would,” “if,” “seek,” “possible,” “potential,” “likely” or the negative or other variations of such terms or comparable terminology. These forward-looking statements involve known and unknown risks, uncertainties and other factors that may cause our actual results, levels of activity, performance or achievements to be materially different from any future results, levels of activity, performance or achievements expressed or implied by such forward-looking statements. Such factors include:

| • |     | changes in the economy and the capital markets; |

| • |     | risks associated with negotiation and consummation of pending and future transactions; |

| • |     | the loss of one or more of our executive officers, in particular David Gladstone, David Dullum or Terry Lee Brubaker; |

| • |     | changes in our investment objectives and strategy; |

| • |     | availability, terms (including the possibility of interest rate volatility) and deployment of capital; |

| • |     | changes in our industry, interest rates, exchange rates, regulation or the general economy, including inflation; |

| • |     | our business prospects and the prospects of our portfolio companies; |

| • |     | the degree and nature of our competition; |

| • |     | changes in governmental regulations, tax rates and similar matters; |

| • |     | our ability to exit investments in a timely manner; |

| • |     | our ability to maintain our qualification as a RIC and as a BDC; and |

| • |     | those factors described or incorporated by reference in the “Risk Factors” section of this prospectus and any accompanying prospectus supplement. |

We caution readers not to place undue reliance on any such forward-looking statements, which speak only as of the date made. Actual results could differ materially from those anticipated in our forward-looking statements and future results could differ materially