Company: UMBFO
Filing Date: 2025-02-03
Form Type: 8-K
Source: 0001193125-25-018885
Chunk: 4

Company: UMB FINANCIAL CORP
Filing Date: 2025-02-03
Form: 8-K
Item: Item 2.01
Chunk 4
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 due September 15, 2037 and (xv) $20,619,000 of its floating rate junior subordinated debt securities due September 1, 2037 (collectively, the “ Trust Preferred Securities”). In connection with the Merger, at the Effective Time, the Company also assumed all of HTLF’s obligations as required by that certain Indenture, dated as of December 17, 2014, as supplemented by that certain Second Supplemental Indenture, dated as of September 8, 2021 (collectively, the “ Indenture”), with respect to HTLF’s $150,000,000 aggregate principal amount of 2.75% fixed-to-floatingrate subordinated notes due September 15, 2031 (the “2031 Notes”).

The supplemental indentures pursuant to which the Company assumed the Trust Preferred Securities and the original indentures pursuant to which the Trust Preferred Securities were issued, and the assignment and assumption pursuant to which the Company assumed the 2031 Notes, as well as the Indenture pursuant which the 2031 Notes were issued, have not been filed herewith pursuant to Item 601(b)(4)(v) of Regulation S-Kunder the Securities Act. The Company agrees to furnish a copy of such indentures and the Indenture to the Commission upon request.