Company: AOSL
Filing Date: 2025-05-08
Form Type: 10-Q
Source: 0001387467-25-000044
Chunk: 0

Company: ALPHA & OMEGA SEMICONDUCTOR Ltd
Filing Date: 2025-05-08
Form: 10-Q
Item: Item 5
Chunk 0
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ITEM 5.   OTHER INFORMATION

Trading Plans or Rule 10b5-1 Trading Plans

The table below summarizes the material terms of trading arrangements adopted by any of our executive officers or directors during the March 2025 quarter. All of the trading arrangements listed below are intended to satisfy the affirmative defense of Rule 10b5-1(c).NameTitleDate of AdoptionEnd Date ( 1)Aggregate number of common shares to be sold pursuant to 10b5-1 trading agreementsWenjun LiChief Operating OfficerFebruary 11, 2025October 31, 202516,733 So Yeon JeongIndependent  DirectorMarch 7, 2025February 11, 20265,024 Claudia ChenIndependent  DirectorMarch 12, 2025March 10, 20264,844 Lucas ChangIndependent  DirectorDecember 16, 2024February 26, 2025 (2)-1. Each plan will expire on the earlier of the end date and the completion of all transactions under the trading arrangement. 

2. As previously disclosed, this rule 10b5-1 trading arrangement’s original end date was April 7, 2025 and was terminated early on February 26, 2025. No shares were sold under this arrangement.  

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