Company: FOACW
Filing Date: 2025-12-15
Form Type: 8-K
Source: 0001193125-25-317959
Chunk: 4

Company: Finance of America Companies Inc.
Filing Date: 2025-12-15
Form: 8-K
Item: Item 3.02
Chunk 4
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Item 3.02.      Unregistered Sales of Equity Securities.  

The information set forth under Item 1.01 is incorporated by reference into this Item 3.02.

Pursuant to the terms of the Investment Agreement, the Company has agreed to issue shares of the Series A Preferred Stock to Blue Owl in a transaction not involving any public offering, exempt from registration under Section 4(a)(2) of the Securities Act of 1933, as amended (the “ Securities Act”). The shares of Series A Preferred Stock and the Class A Common Stock issuable upon conversion of such shares, if any, have not been registered under the Securities Act and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.