Company: PTHS
Filing Date: 2025-03-27
Form Type: 10-K
Source: 0001753926-25-000503
Chunk: 1945

Company: Pelthos Therapeutics Inc.
Filing Date: 2025-03-27
Form: 10-K
Item: Item 9C
Chunk 1945
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 to beneficially own the shares of Common Stock owned directly by Balmoral.

    (4)
    For Mr. Davis, includes
    20,001 shares of Common Stock issuable upon the exercise of stock options held by Mr. Davis, which are exercisable for shares
    of Common Stock at a price of $22.68 per share, 22,223 shares of Common Stock issuable upon the exercise of stock options
    held by Mr. Davis, which are exercisable for shares of Common Stock at a price of $22.68 per share, an RSU for 64,039 shares
    and an additional 29,167 shares of Common Stock issued in a private placement in full satisfaction of the Company’s
    obligations under the Director Note.

    (5)
    For Mr. Malamut,
    includes 15,000 shares of Common Stock issuable upon the exercise of stock options held by Mr. Malamut, which are exercisable
    for shares of Common Stock at a price of $22.68 per share and an RSU for 31,934 shares.

    (6)
    For Ms. Simmons,
    includes 13,333 shares of Common Stock issuable upon the exercise of stock options held by Ms. Simmons, which are exercisable
    for shares of Common Stock at a price of $22.68 per share and 33,750 shares of Common Stock issuable upon the exercise of
    stock options held by Ms. Simmons, which are exercisable for shares of Common Stock at a price of $1.30.

    (7)
    For Dr. Lang, includes
    14,130 shares of Common Stock issuable upon the exercise of stock options held by Dr. Lang, which are exercisable for shares
    of Common Stock at a price of $22.68 per share and 48,750 shares of Common Stock issuable upon the exercise of stock options
    held by Dr. Lang, which are exercisable for shares of Common Stock at a price of $1.30.

97 

    (8)
    Alexandra Wood (Canada)
    Inc. has sole voting power and dispositive power over the shares held by Alexandra Wood (Canada) Inc. The principal executive
    office of Alexandra Wood (Canada) Inc. is 45 Adelaide Street West, Toronto ON M5H 4E5, Canada.

    (9)
    Rochelle Gross has
    sole voting and dispositive power