Company: INV
Filing Date: 2025-05-09
Form Type: DEF 14A
Source: 0001628280-25-024060
Chunk: 76

Company: Innventure, Inc.
Filing Date: 2025-05-09
Form: DEF 14A
Chunk 76
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. (6) Based on information provided by CastleKnight Master Fund LP in a Schedule 13G ﬁled with the SEC on November 15, 2024. Per such Schedule 13G, CastleKnight Master Fund LP has shared voting power over all of such shares and shared dispositive power of all of such shares. The principal business address of CastleKnight Master Fund LP is Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman KY1-1104 Cayman Islands. (7) The Glockner Family Venture Fund, LP holds 4,680,272 shares of Common Stock. The Company’s “free float,” as determined by the Company in reliance upon the guidance issued by FTSE Russell, exceeds 10% of the Company’s total voting power. Securities Authorized for Issuance Under Equity Compensation Plans Equity Compensation Plan Information

| Plan Category                                                                                         |     | Number of securities to beissued upon exercise ofoutstanding options,warrantsand rights(1)(a) |     | Weighted-average exerciseprice of outstandingoptions, warrants andrights(2)(b) |     | Number of securitiesremainingavailable for future issuanceunderequity compensation plans(excluding securitiesreflected incolumn (a))(3)(c) |
| Equity compensation plans approved bysecurity holders............................................     |     |                                                                                     3,878,195 |     |                                                                         $12.20 |     |                                                                                                                                  7,144,699 |
| Equity compensation plans not approved bysecurity holder............................................. |     |                                                                                             — |     |                                                                              — |     |                                                                                                                                          — |
| TOTAL............................................................                                     |     |                                                                                     3,878,195 |     |                                                                         $12.20 |     |                                                                                                                                  7,144,699 |

_____________________________ (1) Reflects options, restricted stock units and Accelsius SARs outstanding under the 2024 Plan. Each Accelsius SAR represents the right of the holder to receive a number of shares of Common Stock with a value equal to the appreciation in the value of a Class A Common Unit of Accelsius over a base price of $12.175 (such appreciation in value, the “spread”). We calculated the number of shares of Common Stock covered by the Accelsius SARs for purposes of this column (a) by determining the aggregate spread and dividing it by the fair market value of a share of Common Stock all as of December 31, 2024. (2) The