Company: RILYN
Filing Date: 2025-09-19
Form Type: 10-K
Source: 0001464790-25-000011
Chunk: 122

Company: B. Riley Financial, Inc.
Filing Date: 2025-09-19
Form: 10-K
Item: Item 8
Chunk 122
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 of the Form 10-K and this Amendment are field with, or incorporated by reference in, this report.

(b)Exhibits and Index to Exhibits, below.

(c)Financial Statement Schedule and Separate Financial Statements of Subsidiaries Not Consolidated and Fifty Percent or Less Owned Persons.

Babcock & Wilcox was deemed a significant equity investee under Rule 3-09 of Regulation S-X for the year ended December 31, 2022. As such, Babcock & Wilcox’s financial statements for its fiscal years ended December 31, 2024, 2023, and 2022 are provided as Exhibit 99.1 to this Form 10-K incorporation by reference to Item 8 and the Financial Statement Schedule – Schedule II - Valuation and Qualifying Accounts included in Item 15 of Babcock & Wilcox Enterprises, Inc.’s Annual Report on Form 10-K for the year ended December 31, 2024 filed with the Securities and Exchange Commission on March 31, 2025.

(c) Exhibit Index

Incorporated by ReferenceExhibit No.DescriptionFormExhibitFiling Date3.1Amended and Restated Certificate of Incorporation, as amended, dated as of August 17, 201510-Q3.18/3/20183.2Amended and Restated Bylaws, dated as of November 6, 201410-Q3.611/6/20143.3Amendment to Amended and Restated Bylaws of B. Riley Financial, Inc., dated as of April 3, 20198-K3.14/9/20193.4Certificate of Designation designating the 6.875% Series A Cumulative Perpetual Preferred Stock of B. Riley Financial, Inc.8-K3.110/7/20193.5Certificate of Designation designating the 7.375% Series B Cumulative Perpetual Preferred Stock of B. Riley Financial, Inc. 8-K3.19/4/20203.6State of Delaware, B Riley Financial, Series A Certificate of Correction10-Q3.12/21/2025

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Table of Contents

3.7State of Delaware, B Riley Financial, Series B Certificate of Correction10-Q3.22/21/20254.1Description of Registered Securities10-K4.295/16/20234.2Form of common stock certificate10-K4.13/30/20154.