Company: PNBK
Filing Date: 2025-03-05
Form Type: 8-K
Source: 0001628280-25-010308
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Company: PATRIOT NATIONAL BANCORP INC
Filing Date: 2025-03-05
Form: 8-K
Item: Item 7.01
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Item 7.01 Regulation FD Disclosure.

The Company requested and received from the Nasdaq Listing Qualifications Department an exception from the Nasdaq shareholder approval rules pursuant to the “financial viability exception” set forth in Nasdaq Listing Rule 5635(f). A notice to shareholders regarding such reliance on the financial viability exception will be mailed to shareholders in accordance with Nasdaq Listing Rules. A copy of such notice is being furnished asExhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference into this Item 7.01.

The information contained in this Item 7.01 of the Current Report on Form 8-K, includingExhibit 99.1, is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that Section, nor shall it be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act, except as otherwise expressly stated in such filing.

Item 9.01 Financial Statements and Exhibits.