Company: JPC
Filing Date: 2025-04-24
Form Type: N-14 8C
Source: 0001999371-25-004713
Chunk: 153

Company: Nuveen Preferred & Income Opportunities Fund
Filing Date: 2025-04-24
Form: N-14 8C
Chunk 153
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 table sets forth the number of outstanding common shares and preferred shares and certain other share information as of [●], 2025.

| (1)            
 Title of Class | (2)               
 Shares Authorized | (3)                 
 Shares Held by Fund 
 for Its Own Account | -4)                                                   
 Shares Outstanding Exclusive of Shares Shown under (3 |
| Target         
 Fund           |                   |                     |                                                       |
| Common         
 shares         | Unlimited         | —                   | [●]                                                   |
| Acquiring      
 Fund           |                   |                     |                                                       |
| Common         
 shares         | Unlimited         | —                   | [●]                                                   |
| Preferred      
 shares         | Unlimited         | —                   | [●]                                                   
 (Series A TFP)                                        |
| Preferred      
 shares         | Unlimited         | —                   | [●]                                                   
 (Series B TFP)                                        |

The common shares of the Target Fund and the Acquiring Fund are listed and trade on the NYSE under the ticker symbols JPI and JPC, respectively. Upon the closing of the Merger, it is expected that the common shares of the Acquiring Fund will continue to be listed on the NYSE. None of the preferred shares of the Acquiring Fund are currently listed on any exchange.

Shareholders of the Acquiring Fund and the Target Fund

[As of [●], 2025, the members of the Board and officers of each Fund as a group owned less than 1% of the total outstanding common shares and less than 1% of the total outstanding preferred shares of each Fund.]

[As of [●], 2025, no Fund is aware of any shareholder holding more than 5% of its common shares. No Fund is aware of any person who, as of [●], 2025, “controls” (within the meaning of the 1940 Act) the Fund.] Under the 1940 Act, a person who beneficially owns, directly or indirectly, more than 25% of the voting securities of a fund is presumed to control the fund.

The Acquiring Fund Series A TFP Shares and the Acquiring Fund Series B TFP Shares currently are designed to be eligible for purchase by money market funds and other short duration investors. Information with respect to aggregate holdings of Acquiring Fund Series A TFP Shares associated with fund complexes known to the Fund to hold greater than 5% of such shares as of [●], 2025, including the number of shares associated with the fund complex