Company: INV
Filing Date: 2025-03-26
Form Type: 424B3
Source: 0001140361-25-010353
Chunk: 19

Company: Innventure, Inc.
Filing Date: 2025-03-26
Form: 424B3
Chunk 19
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 “ SEC” means the United States Securities and Exchange Commission. “ Securities” means any stock, shares, units, partnership interests, voting trust certificates, certificates of interest or participation in any profit-sharing agreement or arrangement, options, warrants, bonds, debentures, notes, or other evidences of indebtedness, secured or unsecured, convertible, subordinated or otherwise, or in general any instruments commonly known as “securities” or any certificates of interest, shares or participations in temporary or interim certificates for the purchase or acquisition of, or any right to subscribe to, purchase or acquire, any of the foregoing; provided, that “Securities” shall not include any earn-out agreement or obligation or any employee bonus or other incentive compensation plan or agreement. “ Securities Act” means the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder. “ Series B Preferred Stock” means any shares of preferred stock of the Company designated as “Series B Preferred Stock” with a par value of $0.0001. “ Series C Preferred Stock” shall have the meaning assigned to such term in Section 1. 8 “ Stockholder Voting Power” means the aggregate number of votes which may be cast by holders of the Company’s Voting Stock, with the calculation of such aggregate number of votes being conclusively made for all purposes under this Certificate and the Certificate of Incorporation, absent manifest error, by the Company based on the Company’s review of the Register, the Company’s other books and records, each holder’s public filings pursuant to Section 13 or Section 16 of the Exchange Act and any other written evidence satisfactory to the Company regarding any holder’s beneficial ownership of any securities of the Company. “ Threshold Amount” means 19.99% of the number of shares of Common Stock outstanding immediately after giving effect to the issuance of shares of Common Stock pursuant to an applicable Conversion Right. “ Trading Day” means a day on which Nasdaq is open for trading. “ Voting Stock” means the Common Stock, the Series C Preferred Stock and any other capital stock of the Company having the right to vote generally in any election of directors of the Board of Directors. 10. Interpretation. (a) This Certificate (including the Schedules hereto) together with that certain Preferred Stock Purchase Agreement, dated as of the date hereof, entered into by and among the Company and the purchasers listed on Schedule I thereto (the “ Preferred Stock Purchase Agreement”), constitutes the full and entire understanding and agreement