Company: UTZ
Filing Date: 2025-10-30
Form Type: 10-Q
Source: 0001628280-25-047281
Chunk: 75

Company: Utz Brands, Inc.
Filing Date: 2025-10-30
Form: 10-Q
Item: Part II, Item 2
Chunk 75
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ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS

None.

ITEM 3. DEFAULTS UPON SENIOR SECURITIES

None.

ITEM 4. MINE SAFETY DISCLOSURES

None.

30

ITEM 5. OTHER INFORMATION

(a) 

None.

(b) 

None.

(c) 

Rule 10b5-1 Trading Arrangements

On August 15, 2025, Roger K. Deromedi, the Company's Lead Independent Director, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act and provides for the sale of up to 440,243 shares of the Company's Class A Common Stock pursuant to the terms of the trading arrangement.  The term of this Rule 10b5-1 trading arrangement expires August 28, 2026.

ITEM 6. EXHIBITS

The exhibits listed in the following exhibit index are furnished as part of this report.

EXHIBIT INDEX

ExhibitNumberExhibit Description3.1Certificate of Domestication of the Company, dated as of August 28, 2020 (incorporated by reference to Exhibit 3.1 to the Company's Current Report on Form 8-K, filed with the Commission on September 3, 2020).3.2Certificate of Incorporation of the Company, dated as of April 25, 2024 (incorporated by reference to Exhibit 3.2 to the Company’s Annual Report on Form 10-K, filed with the Commission on February 20, 2025).3.3Amended and Restated By-Laws of the Company, dated as of March 21, 2023 (incorporated by reference to Exhibit 3.3 to the Company's Quarterly Report on Form 10-Q, filed with the Commission on May 11, 2023).31.1*Certification of Chief Executive Officer pursuant to Rule 13a-14 and 15d-14 promulgated under the Securities Exchange Act of 1934.31.2*Certification of Chief Financial Officer pursuant to Rule 13a-14 and 15d-14 promulgated under the Securities Exchange Act of 1934.32.1**Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350,