Company: SWZ
Filing Date: 2025-03-11
Form Type: N-CSR
Source: 0001839882-25-014961
Chunk: 26

Company: Total Return Securities Fund
Filing Date: 2025-03-11
Form: N-CSR
Chunk 26
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 Common Shares held in Plan accounts are not subject to protection under the Securities Investor Protection Act of 1970. Neither the Fund nor the Plan Administrator will be liable for any good faith act or for any good faith omission to act, including, without limitation, any claim or liability arising out of failure to terminate a participant’s account upon the participant’s death, the prices at which Common Shares are purchased or sold for a participant’s account, the times when purchases or sales of Common Shares are made, or fluctuations in the market value of Common Shares. However, nothing contained in this provision affects a Stockholder’s right to bring a cause of action based on alleged violations of the federal securities laws. Voting Each Stockholder proxy will include those Common Shares purchased or received pursuant to the Plan. The Plan Administrator will forward all proxy solicitation materials to participants and vote proxies for Common Shares held pursuant to the Plan in accordance with the instructions of the participants. Taxation The automatic reinvestment of dividends will not relieve participants of any federal, state or local income tax that may be payable (or required to be withheld) on such dividends. Amendments to Plan The Fund reserves the right to suspend, amend or terminate the Plan at any time. All Stockholders of record, both participants and non-participants in the Plan, will be notified of any suspension, termination or significant amendment of the Plan. If the Plan is terminated, Common Shares held in the participants’ accounts will be distributed to the participants. Any change in the source of purchase of Common Shares under the Plan from open market purchases or direct issuance by the Plan Administrator does not constitute an amendment to the Plan. 45 THE SWISS HELVETIA FUND, INC. Directors and Officers

| Andrew Dakos            | Gerald Hellerman1,4      |
| Chairman, President and | Director                 |
| Chief Executive Officer | Thomas Antonucci         |
| Richard Dayan1,5        | Chief Financial Officer  |
| Director                | Stephanie Darling        |
| Phillip Goldstein2      | Chief Compliance Officer |
| Director                | Rajeev Das               |
| Moritz Sell3,6          | Secretary                |
| Director                |                          |

| 1 | Audit Committee Member | 4 | Pricing Committee Chair   |
| 2 | Governance Nominating  | 5 | Governance Committee      |
|   | Committee Chair        |   | Member                    |
| 3 | Audit Committee Chair  | 6 | Lead Independent Director |

Investment Adviser Schroder Investment Management North America