Company: FOACW
Filing Date: 2025-05-23
Form Type: 10-Q/A
Source: 0001828937-25-000044
Chunk: 102

Company: Finance of America Companies Inc.
Filing Date: 2025-05-23
Form: 10-Q/A
Chunk 102
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 Item 1 of this Report.

## Item 1A. Risk Factors
We are not aware of any material changes from the risk factors set forth under “Item 1A. Risk Factors” included in the Form 10-K/A filed with the SEC on May 20, 2025.

In addition to the other information included in this Report, you should carefully consider the factors discussed in “Item 1A. Risk Factors” included in the Form 10-K/A, as well as the factors identified under “Forward-Looking Statements” prior to the beginning of Part I, Item 1 of this Quarterly Report and as may be updated in subsequent filings with the SEC, which could materially affect the Company’s business, financial condition, or future results. The risks described in the Form 10-K/A and this Quarterly Report are not the only risks we face. Additional risks and uncertainties not currently known to us or that we currently deem to be immaterial may also materially adversely affect our business, financial condition, or operating results.

## Item 2. Unregistered Sales of Equity Securities and Use of Proceeds
None.

## Item 3. Defaults Upon Senior Securities
None.

## Item 4. Mine Safety Disclosures
Not applicable.

## Item 5. Other Information

#### Section 13(r) Disclosure
Pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012, which added Section 13(r) of the Exchange Act, we hereby incorporate by reference herein Exhibit 99.1 of this report, which includes disclosures regarding activities at Mundys S.p.A., which may be, or may have been at the time considered to be, an affiliate of Blackstone and, therefore, our affiliate.

#### Executive Compensation Matters
On November 7, 2024, upon the recommendation of the Compensation Committee, the Board of Directors of the Company granted options to certain officers of the Company, in recognition of their leadership and service to the Company, including in connection with recent strategic initiatives. Grants were made to the Company’s named executive officers and chief financial officer, in the amounts set forth below pursuant to the Finance of America Companies Inc. 2021 Omnibus Incentive Plan and the form of Option Grant Notice and Option Agreement, substantially in the form attached hereto as Exhibit 10.1 to this Quarterly Report on Form 10-Q.

The options vest on the second anniversary from the date of grant (subject to the officer’s continued employment on the vesting