Company: INV
Filing Date: 2025-03-26
Form Type: 424B3
Source: 0001140361-25-010353
Chunk: 17

Company: Innventure, Inc.
Filing Date: 2025-03-26
Form: 424B3
Chunk 17
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 Stock, including, without limitation, any debt, preferred stock, rights, options, warrants or other instrument that is at any time convertible into or exchangeable for, or otherwise entitles the holder thereof to receive, Common Stock, and excluding shares of Common Stock issuable upon conversion of the Series C Preferred Stock. “ Company” shall have the meaning assigned to such term in the recitals hereof. “ Conversion Rate” shall have the meaning assigned to such term in Section 6(c). “ Conversion Right” shall have the meaning assigned to such term in Section 6(b)(i). “ Conversion Time” shall have the meaning assigned to such term in Section 6(b)(ii). 6 “ Dividend Payment Date” means the last day of the last quarter in each fiscal year of the Company (or, if such date is not a Business Day, the immediately succeeding Business Day), following the Initial Issue Date. “ Dividend Period” means the period commencing on and including a Dividend Payment Date that ends on, but does not include, the next Dividend Payment Date; providedthat the initial Dividend Period shall commence on and include the Initial Issue Date and end on, but not include, the first Dividend Payment Date. “ Dividend Rate” shall have the meaning assigned to such term in Section 4(b). “ Dividends” shall have the meaning assigned to such term in Section 4(b). “ Effectiveness Date” means, with respect to the Registration Statement, the date on which the Registration Statement is declared effective by the SEC. “ Exchange Act” means the United States Securities Exchange Act of 1934, as amended. “ GAAP” means generally accepted accounting principles in the United States set forth in the opinions and pronouncements of the Accounting Principles Board and the American Institute of Certified Public Accountants and statements and pronouncements of the Financial Accounting Standards Board or such other principles as may be approved by a significant segment of the accounting profession in the United States, as in effect from time to time. “ Holder” means, as of the relevant date, any Person that is the holder of record of at least one share of Series C Preferred Stock, as of such date. “ Holder Conversion Right” shall have the meaning assigned to such term in Section 6(b)(i). “ Initial Issue Date” means March 24, 2025. “ Junior Stock” means (a) Common Stock, (b) any other preferred stock, other than the Series B Preferred Stock, and (c)