Company: TSI
Filing Date: 2025-08-08
Form Type: N-2
Source: 0001193125-25-177098
Chunk: 197

Company: TCW STRATEGIC INCOME FUND INC
Filing Date: 2025-08-08
Form: N-2
Chunk 197
---
                                                                                                                                   
 under, or to the extent not prohibited by, the Investment Company Act of 1940, as amended, and rules thereunder, as interpreted or modified by regulatory authority having jurisdiction from time to time. For the purpose of this investment     
 restriction, collateral or escrow arrangements with respect to margin for futures contracts are not deemed to be a pledge of assets and neither such arrangements nor the purchase of futures contracts are deemed to be the issuance of a senior 
 security.                                                                                                                                                                                                                                         |

| 6. | Purchase or sell commodity contracts except that the Company may purchase stock index futures contracts and 
 purchase and sell interest rate futures contracts and options on interest rate futures contracts.           |

| 7. | Purchase or sell real estate or real estate mortgage loans; provided that the Fund may invest in securities         
 secured by real estate or interests therein or issued by companies that invest in real estate or interests therein. |

| 8. | Purchase securities on margin, except for short-term credits as may be necessary for the clearance of 
 transactions.                                                                                         |

| 9. | Make short sales of securities or maintain a short position except as described in the Prospectus. |

| 10. | Purchase or sell (write) call options except as permitted under, or to the extent not prohibited by, the                                                    
 Investment Company Act of 1940, as amended, and rules thereunder, as interpreted or modified by regulatory authority having jurisdiction from time to time. |

| 11. | Invest more than 15% of its total assets taken at market value, in unregistered convertible securities,                                                                                                                                                   
 including any unregistered common stock acquired upon conversion or exchange of unregistered convertible securities, excluding, however, restricted securities eligible for resale pursuant to Rule 144A under the Securities Act of 1933 which the Board 
 of Directors, or the Fund’s Adviser has determined under Board-approved guidelines, are liquid.                                                                                                                                                           |

-28-

For purposes of applying the terms of investment restriction number 2, the Adviser will make reasonable determinations as to the appropriate industry classification to assign to each issuer of securities in which the Fund invests. As a general matter, an “industry” is considered to be a group of companies whose principal activities, products or services offered give them a similar economic risk profile vis a vis issuers active in other sectors of the economy. The definition of what constitutes a particular “industry” is therefore an evolving one, particularly for issuers in industries that are new or are undergoing rapid development.