Company: SUND
Filing Date: 2025-02-14
Form Type: 10-Q
Source: 0001493152-25-006815
Chunk: 24

Company: Sundance Strategies, Inc.
Filing Date: 2025-02-14
Form: 10-Q
Item: Part I, Item 1
Chunk 24
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5 that have materially
affected, or are reasonably likely to materially affect, our internal control over financial reporting.

PART
II - OTHER INFORMATION

Item
1. Legal Proceedings

To
the best of our knowledge, there are no legal proceedings pending or threatened against us; and there are no actions pending or threatened
against any of our directors or officers that are adverse to us.

Item
1A. Risk Factors

In
addition to the other information set forth in this quarterly report on Form10-Q, you should carefully consider the risks discussed in
our Annual Report on Form 10-K for the year ended March 31, 2024, which risks could materially affect our business, financial condition
or future results. There were no material changes during the quarter ended December 31, 2024, to the risk factors disclosed in the Company’s
Annual Report on Form 10-K for the year ended March 31, 2022. These risks are not the only risks facing our Company. Additional risks
and uncertainties not currently known to us or that we currently deem to be immaterial also may materially adversely affect our business,
financial condition or future results.

Item
2. Unregistered Sales of Equity Securities and Use of Proceeds

None.

Purchases
of Equity Securities by the Issuer

There
were no repurchases of equity during the quarter ended December 31, 2024.

Item
3. Defaults upon Senior Securities.

None;
not applicable.

Item
4. Mine Safety Disclosures.

None;
not applicable.

Item
5. Other Information.

None;
not applicable.

17

Item
6. Exhibits

    Exhibit
    No.
     
    Exhibit
    Description
  
    3.1
     
    Amended and Restated Articles of Incorporation (incorporated by reference to Exhibit 3(i) to the Company’s Current Report on Form 8-K filed April 5, 2013, file no. 000-50547)
  
    3.2
     
    Certificate of Amendment to the Amended and Restated Articles of Incorporation(incorporated by reference to Exhibit 3(i)(a) to the Company’s Current Report on Form 8-K filed April 5, 2013, file no. 000-50547)
  
    3.3
     
    Certificate of Amendment to the Amended and Restated Articles of Incorporation(incorporated by reference to Exhibit 3(i)(