Company: MGLD
Filing Date: 2025-01-24
Form Type: 424B5
Source: 0001493152-25-003567
Chunk: 17

Company: Marygold Companies, Inc.
Filing Date: 2025-01-24
Form: 424B5
Chunk 17
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 $____ per share. The following is a brief description of our shares of common stock. You should refer to the accompanying prospectus, our articles of incorporation and our bylaws for more information about our capital stock, including our shares of common stock.

Common Stock

General.We are authorized to issue up to 900,000,000 shares of common stock. As of December 31, 2024, 40,187,820 shares of our common stock were issued and outstanding. All the issued and outstanding shares of common stock were fully paid and non-assessable.

Voting Rights. Each holder of common stock is entitled to one non-cumulative vote for each share held on all matters to be voted upon by stockholders.

Dividends. The holders of common stock, after any preferences of holders of any preferred stock, are entitled to receive dividends when and if declared by the board of directors out of legally available funds.

Liquidation and Dissolution. If we are liquidated or dissolved, the holders of the common stock will be entitled to share in our assets available for distribution to stockholders in proportion to the amount of common stock they own. The amount available for common stockholders is calculated after payment of liabilities. Holders of any preferred stock may receive a preferential share of our assets before the holders of the common stock receive any assets.

Other Rights.Holders of the common stock have no right to:

| ● | convert the stock into any other security                                     |
| ● | have the stock redeemed, or                                                   |
| ● | purchase additional stock to maintain their proportionate ownership interest. |

Holders of shares of the common stock are not required to make additional capital contributions.

Options and Restricted Stock

As of December 31, 2024, the following stock options and shares of restricted stock have been issued and are outstanding pursuant to our 2021 Omnibus Equity Incentive Plan:

| ● | 640,881                                                                                      
 options to purchase our common stock at a weighted average exercise price of $1.35 per share 
 of which 209,445 are vested and exercisable, and                                             |
| ● | 370,584                                                                                      
 shares of restricted stock pursuant to restricted stock grants                               |

Transfer Agent and Registrar

The transfer agent and registrar for our common stock is Issuer Direct Corporation, 500 Perimeter Park Drive, Morrisville, North Carolina 27560; telephone number: 877.481.4014.

Stock Exchange Listing

Our common stock is listed on the NYSE American under