Company: GEDC
Filing Date: 2025-08-14
Form Type: 10-Q
Source: 0001641172-25-023834
Chunk: 40

Company: CalEthos, Inc.
Filing Date: 2025-08-14
Form: 10-Q
Item: Item 1
Chunk 40
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1A. Risk Factors

We
are a small reporting company, as defined by Rule 12b-2 of the Exchange Act, and are not required to provide the information under this
item.

Item
2. Unregistered Sales of Equity Securities and Use of Proceeds

Sales
of Unregistered Securities

There
have been no sales of unregistered securities within the reporting period covered by this report that would be required to be disclosed
pursuant to Item 701 of Regulation S-K[, with the exception of the following:]

In July 2025, in
connection with a loan made to us by an accredited investor in the amount of $500,000, we issued to the lender a five-year warrant to
purchase 2,000,000 shares of common stock for a purchase price of $0.50 per share. Such warrant was issued by us in reliance upon the
exemption from registration available under Section 4(2) of the Securities Act and Regulation D promulgated thereunder.

Repurchases
of Shares or of Company Equity Securities

None.

Item
3. Default Upon Senior Securities

None.

Item
4. Mine Safety Disclosures.

Not
applicable.

Item
5. Other Information

None

Item
6. Exhibits

The
following documents are filed as a part of this report or incorporated herein by reference:

    Exhibit
                                            
    Number
     
    Description

    31.1
     
    Certification of the Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

    31.2
     
    Certification of the Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

    32.1
     
    Certifications of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

    32.2
     
    Certifications of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.