Company: SLNH
Filing Date: 2025-05-15
Form Type: 10-Q
Source: 0001641172-25-010886
Chunk: 108

Company: Soluna Holdings, Inc
Filing Date: 2025-05-15
Form: 10-Q
Item: Part I, Item 1
Chunk 108
---
 ability to raise capital through alternative financing sources on terms
acceptable to us, or at all, and may result in the potential loss of confidence by investors, suppliers, contractual counterparties, and
employees and fewer business development opportunities. If our common stock were delisted, it could be more difficult to buy or sell our
common stock or to obtain accurate quotations, and the price of our common stock could suffer a material decline. Delisting could also
impair our ability to raise capital on acceptable terms, if at all.

Item 2. Unregistered Sales of
Equity Securities and Use of Proceeds

None

Item 3. Defaults Upon Senior Securities

None

Item 4. Mine Safety Disclosures

Not applicable.

Item 5. Other Information

Rule 10b5-1 Trading Arrangements
and Non-Rule 10b5-1 Trading Arrangements

During the fiscal quarter ended March
31, 2025, none of our officers or directors, as those terms are defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading
arrangement” or a “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Item 408 of Regulation S-K.

53

Item
6. Exhibits

    Exhibit
    No.
     
    Description
  
    1.1
     
    At
    The Market Offering Agreement, dated as of April 29, 2025, by and between Soluna Holdings, Inc. and H.C. Wainwright & Co., LLC
    (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on April 29, 2025)
  
    4.1
     
    Form
    of Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 27, 2025)
  
    10.1
     
    Loan
    Agreement, dated as of March 12, 2025, by and among Soluna SW LLC, Soluna SW Holdings, LLC, and Galaxy Digital LLC (incorporated
    by reference to the Company’s Current Report on Form 8-K filed with the SEC on March 18, 2025)
  
    10.2
     
    Security
    Agreement, dated as of March 12, 2025,