Company: QTIWW
Filing Date: 2025-11-03
Form Type: S-1
Source: 0001628280-25-048373
Chunk: 452

Company: QT IMAGING HOLDINGS, INC.
Filing Date: 2025-11-03
Form: S-1
Chunk 452
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 (the “ Recanati Securities Purchase Agreement ”), with Leon Recanati for a private placement (the “ May 2025 Private Placement ”) of securities. At the closing of the May 2025 Private Placement, the Company issued (i) 68,447 shares of the Common Stock; and (ii) a warrant with a term of five years from the initial exercise date to purchase up to an additional 68,447 shares of Common Stock.

The purchase price of each share of Common Stock was $2.922 and the per share exercise price of the warrant is $3.36. The aggregate gross proceeds to the Company from the May 2025 Private Placement was approximately $200,000, before deducting the offering expenses payable by the Company, which expenses consist solely of legal fees. The Company intends to use the net proceeds from the offering for working capital purposes. The shares and warrants were sold without registration under the 1933 Act, in reliance on the exemptions provided by Section 4(a)(2) of the Securities Act as a transaction not involving a public offering and Rule 506(b) of Regulation D.

#### October 2025 Private Placement
On September 30, 2025, the Company entered into a Securities Purchase Agreement, with certain accredited investors and qualified institutional buyers, led by Sio Capital Management, LLC, for a private placement (the “ October 2025 Private Placement ”) of securities that closed in October 2025. At the closing of the October 2025 Private Placement, the Company issued (i) 2,232,243 shares of the Common Stock; (ii) subscription warrants with a term of five years from the initial exercise date to purchase up to an additional 4,040,272 shares of Common Stock; and (iii) pre‑funded warrants to purchase up to an additional 1,808,055 shares of Common Stock, exercisable any time after its issuance.

The purchase price of each share of Common Stock was $4.50 and the purchase price for each pre‑funded warrant was $4.4997. The aggregate gross proceeds to the Company from the Private Placement will be approximately $18,180,655, before deducting the offering expenses payable by the Company, which expenses consist solely of legal fees and the amounts provided for pursuant to a placement agency agreement. The Company intends to use the net proceeds from the offering for working capital purposes. In addition, the per share exercise price of each subscription warrant is $4.