Company: PFSA
Filing Date: 2025-07-18
Form Type: 8-K
Source: 0001213900-25-065686
Chunk: 53

Company: Profusa, Inc.
Filing Date: 2025-07-18
Form: 8-K
Chunk 53
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, par value $0.0001 per share. The outstanding shares of the Company’s Common Stock are fully paid and
non-assessable. As of immediately after the Closing, there were 32,788,877 shares of New Profusa Common Stock outstanding, no shares of
preferred stock outstanding, and 17,404,250 warrants outstanding.

As of July 16, 2025, there
were 209 holders of record of New Profusa Common Stock and 5 holders of record of New Profusa warrants.

Financial Statements, Supplementary Data and Exhibits

The information set forth
in Item 9.01 of this Report is incorporated herein by reference.

Item 3.02 Unregistered Sales of Equity Securities.

The information in Item 1.01,
under the heading “PIPE Transaction – Initial Note”is incorporated by reference in this Item 3.02 as if set
forth herein.

Item 3.03 Material Modification to Rights of Security Holders.

On the Closing Date, the Company
filed the Amended and Restated Certificate of Incorporation of the Company (the “A&R Certificate”) with the Secretary
of State of the State of Delaware. The material terms of the A&R Certificate and the general effect upon the rights of holders of
the Company’s capital stock are described in the sections of the Proxy Statement entitled “Proposal No. 2 - Charter Proposal,”
beginning on page 199, which information is incorporated herein by reference. A copy of the A&R Certificate is filed as Exhibit 3.1
to this Report and is incorporated herein by reference.

In addition, upon the Closing,
pursuant to the terms of the Merger Agreement, the Company amended and restated its bylaws. A copy of the Company’s Amended and
Restated Bylaws is filed as Exhibit 3.2 to this Report and is incorporated herein by reference.

Item 5.01 Changes in Control of Registrant.

The information set forth
in the “Introductory Note” and in Item 2.01 of this Report is incorporated herein by reference.

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Directors and Executive Officers

Information with respect to
the Company’s directors and executive officers before and after the consummation of the Business Combination is set forth in (i)
the Proxy Statement in the sections entitled “Information about NorthView – Directors and