Company: GAINI
Filing Date: 2025-06-03
Form Type: 8-K
Source: 0001193125-25-134147
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Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-06-03
Form: 8-K
Item: Item 1.01
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Item 1.01.      Entry into a Material Definitive Agreement  

On June 2, 2025, Gladstone Investment Corporation (the “ Company”) entered into (1) separate amendments, each dated June 2, 2025 (collectively, the “ Amendments”), to those certain sales agreements, each dated May 14, 2024, with Gladstone Management Corporation, Gladstone Administration, LLC, and Oppenheimer & Co. Inc., B. Riley Securities, Inc. and Virtu Americas LLC (each, a“ Sales Agent”) and (2) a sales agreement (the “ M& T Sales Agreement”), dated June 2, 2025 with Gladstone Management Corporation, Gladstone Administration, LLC and M& T Securities, Inc. (“ M& T” and together with Oppenheimer & Co. Inc., B. Riley Securities, Inc. and Virtu Americas LLC, the “ Sales Agents”), which collectively provide for the issuance of up to an aggregate of $75 million of its common stock, par value $0.001 per share (the “ Shares”). The Shares are being offered pursuant to the Company’s registration statement on FormN-2(FileNo. 333-277452)declared effective by the Securities and Exchange Commission on April 18, 2024 and the base prospectus dated April 18, 2024, prospectus supplement dated May 14, 2024 and supplement dated June 2, 2025. The Amendments provide for the addition of M& T as a Sales Agent under the Company’s at-themarket offering. Subject to the terms of the M& T Sales Agreement, M& T is not required to sell any specific number or dollar amount of securities but will act as the Company’s sales agent using commercially reasonable efforts consistent with its normal trading and sales practices, on mutually agreed terms with the Company.