Company: IPST
Filing Date: 2025-08-14
Form Type: 10-Q
Source: 0001788230-25-000126
Chunk: 14

Company: Heritage Distilling Holding Company, Inc.
Filing Date: 2025-08-14
Form: 10-Q
Item: Part II, Item 2
Chunk 14
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.2November 26, 20243.4Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred StockS-1/A333-279382 3.8October 3, 20243.5Certificate of Designations, Preferences, Powers and Rights of the Series B Convertible Preferred Stock8-K001-424113.1January 24, 20253.6Certificate of Amendment to the Certificate of Designations, Preferences, Powers and Rights of Series B Convertible Preferred StockS-1333-2880513.5June 13, 20254.1Specimen common stock certificateS-1/A333-279382 4.1August 28, 20244.2Form of Representative’s Warrant from initial public offering8-K001-424114.1November 26, 20244.3Form of outstanding restricted stock units issued under the 2019 Plan prior to January 1, 2024S-1/A333-279382 4.3July 5, 20244.4Form of outstanding restricted stock units issued under the 2019 Plan after January 1, 2024S-1/A333-279382 4.4August 28, 20244.5Form of outstanding warrants that expire in August 2028S-1333-279382 4.5May 13, 20244.6Form of outstanding prepaid warrants with no expiration dateS-1333-279382 4.6May 13, 20244.7Form of outstanding warrants that expire in June 2029S-1/A333-279382 4.7July 5, 20244.8Form of warrants that will expire on the 24 month, 42 month, and 60 month anniversaries of November 25, 2024S-1/A333-279382 4.8October 25, 2024

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Table of Contents

Exhibit Incorporated by ReferenceNumberDescription of ExhibitsFormFile No.ExhibitFiling Date4.9Form of Common Warrant that expires November 21, 20298-K001-424114.2November 26, 20244.10Form of outstanding warrants that expires April 1, 202810-K001-424114.10April 28, 20254.11Form of outstanding warrants that expires February 21, 2030POS-AM333