Company: TOMZ
Filing Date: 2025-04-14
Form Type: 10-K
Source: 0001654954-25-004233
Chunk: 1097

Company: TOMI Environmental Solutions, Inc.
Filing Date: 2025-04-14
Form: 10-K
Item: Item 6
Chunk 1097
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2,170,139   10.8%  —   —   10.8%John F. Nelson(3)  1,259,362   6.3%  —   —   6.3%Named Executive Officers and Directors:                    Halden S. Shane(1)(4)  4,252,664   19.5%  63,750   100.0%  19.7%Elissa J. Shane(5)  493,914   2.3%  —   —   2.3%Nick Jennings(6)  97,769  *   —   —  * Walter Johnsen(7)  111,875  *   —   —  * Kelly Anderson(8)  111,875  *   —   —  * Lim Boh Soon(9)  163,774  *   —   —  * Executive Officers and Directors as a Group (10)  5,231,871   24.0%  —   —   24.2%

 *Denotes ownership of less than 1%.    (1)Percentage of total voting power represents voting power with respect to all shares of our Common Stock and Series A Preferred Stock, as a single class. The holders of Common Stock and Series A Preferred Stock are each entitled to one vote per share.    (2)Based on Form 3 filed with the SEC by Lau Sok Huy on January 24, 2018.    (3)Based on a Schedule 13G/A filed with the SEC by John F. Nelson on October 11, 2024. The address of the shareholder is 3610 Deerpath Road, Middleton, WI 53562.    (4)Consists of: (i) 2,430,164 shares of Common Stock held of record by Dr. Shane; (ii) 187,500 shares of Common Stock held of record by the Shane Family Trust; (iii) 125,000 shares of Common Stock held of record by Belinha Shane; and (iv) 1,510,000 shares of Common Stock issuable upon the exercise of warrants and options to purchase Common Stock held by Dr. Shane that are