Company: PFSA
Filing Date: 2025-02-12
Form Type: S-4/A
Source: 0001213900-25-012354
Chunk: 343

Company: Profusa, Inc.
Filing Date: 2025-02-12
Form: S-4/A
Chunk 343
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 which is split into tranches. Tranche 1 will be funded upon closing the merger for $10million subject to a 10% OID ($9.0million net). The notes are not expected to convert as of the closing date. As such, the notes will remain in the pro forma balance sheet for pro forma purposes, as the notes convert at the election of the note holder until the shares are registered. (D)Reflects the elimination of historical earnings of NorthView. (E)Represents estimated direct and incremental transaction costs incurred by New Profusa related to the Merger and PIPE Subscription of approximately $6.1 million for advisory, banking, printing, legal and accounting. (F)Represents the payment of preliminary estimated direct and incremental transaction costs, of which $4.5 million is expected to be paid in shares and $1.6 million is expected to be paid in cash. (G)Represents reclassification of Profusa’s deferred offering costs to permanent equity and payment of the respective accrued and unpaid portion of the deferred offering costs. (H)Represents payment of Northview accrued offering costs and expenses. 180 (I)Represents estimated direct and incremental transaction costs incurred by NorthView of approximately $1.4 million in advisory, banking, printing, legal, and accounting fees and other transaction related expenses in connection with the Merger and PIPE Subscription. (J)Elimination of transactions between the two companies. (K)Reflects exchange of Profusa’s Series A Convertible Preferred Stock for common stock of Profusa with $0.0001 par value. (L)Reflects exchange of Profusa’s Series B Convertible Preferred Stock for common stock of Profusa with $0.0001 par value. (M)Reflects exchange of Profusa’s Series C/C1 Convertible Preferred Stock for common stock of Profusa with $0.0001 par value. (N)Reflects conversion of Senior Notes and Senior Bridge Notes into 6,183,800shares of Profusa in accordance with their terms. (O)Reflects conversion of Junior Notes into 2,254,580shares of Profusa in accordance with their terms. (P)Reflects the impact of Maximum Redemption of 265,222 redeemable shares of NorthView. (Q)Represents reclassification of Profusa’s transaction costs incurred in excess of proceeds received under the Maximum Redemptions scenario from additional paid -incapital to accumulated deficit. (R)Represents cash repayment of