Company: BANC-PF
Filing Date: 2025-03-27
Form Type: DEF 14A
Source: 0001169770-25-000015
Chunk: 9

Company: BANC OF CALIFORNIA, INC.
Filing Date: 2025-03-27
Form: DEF 14A
Chunk 9
---
 |     |              |           |           |                |      |   |
| John Sotoodeh                                                                                    |     |        |    52,651 |           | -10 |     |                                         |     — |        |     |              |    52,651 |           |                |      | * |
| Former Executive Vice President and Chief Operating Officer                                      |     |        |           |           |     |     |                                         |       |        |     |              |           |           |                |      |   |
| All Executive Officers and Directors, as a group                                                 
 (19 persons)                                                                                     |     |        |           | 4,212,045 |     |     |                                         |       | 70,151 |     |              |           | 4,271,071 |                | 2.69 | % |

* Represents less than 1% of the outstanding shares of the Company's voting common stock calculated in accordance with 13d-3 of the Securities Exchange Act of 1934, as amended (Exchange Act).

#### 4Banc of CaliforniaAnnual Proxy Statement2025

#### Stock Ownership
(1) Unless otherwise indicated, the nature of the beneficial ownership is sole voting and dispositive powers over the shares indicated.

(2) For purposes of this table, "beneficial ownership" is determined in accordance with Rule 13d-3 of the Exchange Act, pursuant to which a person or group of persons is deemed to have "beneficial ownership" of any shares of common stock that such person has the right to acquire within 60 days of the Record Date. This would include any RSUs and PSUs scheduled to vest within 60 days of the Record Date. For purposes of this table, "percent of voting common stock outstanding" is based on 158,815,404 shares of voting common stock of the Company issued and outstanding as of the Record Date. In addition, in computing the percentage of outstanding shares of voting common stock held by each person or group of persons named above, any shares which such person or persons has the right to acquire within 60 days of the Record Date are deemed to be outstanding for such person or persons, but are not deemed to be outstanding for the purposes of computing the percentage ownership of any other person.

(3) Includes 18,721 shares held indirectly in an IRA account.

(4) Includes 159,680 shares owned by the James A. Barker Living Trust; as a trustee of the James A. Barker