Company: RIV
Filing Date: 2025-03-21
Form Type: N-2/A
Source: 0001398344-25-005840
Chunk: 185

Company: RIVERNORTH OPPORTUNITIES FUND, INC.
Filing Date: 2025-03-21
Form: N-2/A
Chunk 185
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 while we will evaluate such plans on a case by case basis, we will generally oppose such plans.

CLIENT INFORMATION

A copy of these Proxy Voting Policies and Procedures is available to our clients, without charge, upon request, by calling 1-800-646-0148. We will send a copy of these Proxy Voting Policies and Procedures within three business days of receipt of a request, by first-class mail or other means designed to ensure equally prompt delivery.

In addition, we will provide each client, without charge, upon request, information regarding the proxy votes cast by us with regard to the client’s securities.

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PART C - OTHER INFORMATION</div>

Item 25: Financial Statements and Exhibits

1. Financial Statements:

Part A - Financial Highlights for the fiscal years ended July 31, 2019, July 31, 2020, July 31, 2021, July 31, 2022, July 31, 2023 and June 30, 2024.

Part B - Incorporated by reference in the Statement of Additional Information included herewith are the Registrant’s audited financial statements for the fiscal year ended June 30, 2024, notes to such financial statements and the report of independent registered public accounting firm thereon, as contained in the Fund’s Form N-CSR filed with the Securities and Exchange Commission on September 6, 2024. The Fund's unaudited financial statements for the six-months ended December 31, 2024have also been incorporated by reference into Part B of the Registration Statement by reference to the Registrant's annual report for the six-months ended December 31, 2024.

| 2. | Exhibits: |                                                                                                                                     |
|    | a.1       | Articles                                                                                                                            
 of Amendment and Restatement. (1)                                                                                                   |
|    | a.2       | Certificate                                                                                                                         
 of Correction. (15)                                                                                                                 |
|    | a.3       | Articles                                                                                                                            
 Supplementary Establishing and Fixing the Rights and Preferences of Perpetual Preferred Shares as of April 6, 2022. (20)            |
|    | b.        | Bylaws,                                                                                                                             
 as amended July 16, 2018. (5)                                                                                                       |
|    | c.        | Not                                                                                                                                 
 applicable.                                                                                                                         |
|    | d.        | Not                                                                                                                                 
 applicable.                                                                                                                         |
|    |