Company: ABUS
Filing Date: 2025-04-04
Form Type: DEF 14A
Source: 0001140361-25-012305
Chunk: 34

Company: Arbutus Biopharma Corp
Filing Date: 2025-04-04
Form: DEF 14A
Chunk 34
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 on our website at www.arbutusbio.com. 21

TABLE OF CONTENTS

SHARE OWNERSHIP OF DIRECTORS, OFFICERS AND PRINCIPAL SHAREHOLDERS Our authorized share capital consists of an unlimited number of Common Shares and Preferred Shares, including 1,164,000 series A participating convertible Preferred Shares without par value. As of March 24, 2025, there were 191,480,188 Common Shares outstanding and no Preferred Shares outstanding. The following table shows information regarding the beneficial ownership of our Common Shares as of March 24, 2025 by:

| • | each of our Named Executive Officers (as defined below); |

| • | each of our directors; |

| • | all of our current directors and current executive officers as a group; and |

| • | each person, or group of affiliated persons, known by us to own beneficially more than 5% of our Common Shares. |

Beneficial ownership is determined in accordance with the rules of the SEC as indicated in the footnotes to the table below. All of the Named Executive Officers have departed the Company, and are being included in the table in accordance with SEC rules.

| Name of Beneficial Owner                               |     |           Amount and 
 Nature of beneficial 
         Ownership(1) |     | Percent  
 of       
 Class(2) |
| Named Executive Officers and Directors(3)              |     |                      |     |          |
| Michael J. Sofia, Ph.D.(4)                             |     |            2,183,564 |     | 1.1%     |
| Michael J. McElhaugh(5)                                |     |            2,649,793 |     | 1.4%     |
| David C. Hastings(6)                                   |     |            1,324,629 |     | *        |
| Karen Sims, M.D., Ph.D.(7)                             |     |              487,913 |     | *        |
| Lindsay Androski, JD, MBA, CFA                         |     |                    — |     | *        |
| Robert Alan Beardsley                                  |     |                    — |     | *        |
| Joseph Bishop                                          |     |                    — |     | *        |
| Matthew Gline(8)                                       |     |           38,847,462 |     | 20.3%    |
| Anuj Hasija                                            |     |                    — |     |