Company: WLTH
Filing Date: 2025-12-12
Form Type: 424B4
Source: 0001628280-25-056780
Chunk: 301

Company: WEALTHFRONT CORP
Filing Date: 2025-12-12
Form: 424B4
Chunk 301
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 Rachleff 2015 Irrevocable Trust u/a/d 5/15/2015 (the “JAR Trust”), (ii) 403,225 shares of our common stock directly held by The Shelby Elizabeth Rachleff 2015 Irrevocable Trust u/a/d 5/15/2015 (the “SER Trust”), and (iii) 16,424,204 shares of our common stock directly held by the Rachleff Family Revocable Trust UTD 5/19/92 (the “Family Trust”). Mr. Rachleff and his spouse serve as co-trustees of the JAR Trust, the SER Trust, and the Family Trust and may be deemed to exercise voting and investment discretion over securities held by them.

(5) Consists of 300,000 shares underlying options to purchase common stock, which are vested and exercisable within 60 days of December 1, 2025.

(6) Consists of (i) 53,732 shares of our common stock directly held by the Goldman-Valeriote Family Trust (the “G-V Trust”), (ii) 25,000 shares of our common stock directly held by MNM Holdings, LLC (“MNM”), (iii) 300,000 shares underlying options to purchase common stock, which are vested and exercisable within 60 days of December 1, 2025, and (iv) 80,719 shares of common stock underlying RSUs, which will vest and be settled for shares within 60 days of December 1, 2025. Mr. Goldman serves as trustee of the G-V Trust and as manager of MNM and as such may be deemed to exercise voting and investment discretion over securities held by them.

(7) Consists of (i) 300,000 shares of our common stock and (ii) 282,525 shares of common stock underlying RSUs, which will vest and be settled for shares within 60 days of December 1, 2025.

(8) Consists entirely of shares of our common stock directly held by the Index Investors (as defined below) as more specifically described in footnote (13) below.

(9) Consists of 4,251 shares of common stock underlying RSUs, which will vest and be settled for shares within 60 days of December 1, 2025.

(10) Represents the total of all securities beneficially owned by our directors and officers, consisting of an aggregate (