Company: LASR
Filing Date: 2025-11-07
Form Type: 10-Q
Source: 0001124796-25-000154
Chunk: 54

Company: NLIGHT, INC.
Filing Date: 2025-11-07
Form: 10-Q
Item: Part I, Item 8
Chunk 54
---
 and protectionism, could materially adversely affect both our ability to effectively operate our foreign offices and the ability of our foreign suppliers to supply us with required materials or services. Any interruption or delay in the supply of our required components, products, materials or services, or our inability to obtain these components, materials, products or services from alternate sources at acceptable prices and within a reasonable amount of time, could impair our ability to meet scheduled product deliveries to our customers and could cause customers to cancel orders. Our failure to manage the foregoing risks associated with our existing and potential future international business operations could materially adversely affect our business, financial condition, results of operations and growth prospects.

30

ITEM 5. OTHER INFORMATION

Securities Trading Plans of Directors and Executive Officers

During our last fiscal quarter, the following director and officer, as defined in Rule 16a-1(f), adopted a “Rule 10b5-1 trading arrangement” as defined in Regulation S-K Item 408, as follows:

On September 15, 2025, Joseph Corso, our Chief Financial Officer, adopted a Rule 10b5-1 trading arrangement providing for the sale from time to time of an aggregate of up to  156,714 shares of our common stock. This trading arrangement, intended to satisfy the affirmative defense in Rule 10b5-1(c), modifies a trading arrangement previously adopted on March 14, 2025. The duration of the trading arrangement is until December 31, 2026, or earlier if all transactions under the trading arrangement are completed.

During our last fiscal quarter ended September 30, 2025, no other director or officer, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.

31

ITEM 6. EXHIBITS

(a) Exhibits  

ExhibitNumberIncorporated by ReferenceFiledHerewithDescriptionFormFile No.ExhibitFiling Date10.12018 Equity Incentive Plan-Form of Restricted Stock Unit Agreement (Performance-Based)8-K001-3846210.1August 15, 202510.2Amended and Restated Employment Agreement, dated August 13, 2025, by and between the registrant and Scott Keeney8-K001-3846210.2August 15, 202531.1