Company: RILYN
Filing Date: 2025-09-19
Form Type: 10-K
Source: 0001464790-25-000011
Chunk: 358

Company: B. Riley Financial, Inc.
Filing Date: 2025-09-19
Form: 10-K
Item: Item 8
Chunk 358
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% Senior Note due 2026 (NASDAQ: RILYG)  (included in Exhibit 4.12)8-K4.812/3/2021

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Table of Contents

4.14Deposit Agreement, dated October 7, 2019, among B. Riley Financial, Inc., Continental Stock Transfer & Trust Company, as Depositary, and the holders of depositary receipts, with respect to B. Riley Financial, Inc.’s 6.875% Series A Cumulative Perpetual Preferred Stock (NASDAQ: RILYP)8-K4.110/7/20194.15Form of Specimen Certificate representing the 6.875% Series A Cumulative Perpetual Preferred Stock, par value $0.0001 per share, of B. Riley Financial, Inc. (NASDAQ: RILYP)8-K4.210/7/20194.16Form of Depositary Receipt (NASDAQ: RILYP) (included as Exhibit A to Exhibit 4.1)8-K4.310/7/20194.17Deposit Agreement, dated September 4, 2020, among B. Riley Financial, Inc., Continental Stock Transfer & Trust Company, as Depositary, and the holders of depositary receipts, with respect to B. Riley Financial, Inc.’s 7.375% Series B Cumulative Perpetual Preferred Stock (NASDAQ: RILYL)8-K4.19/4/20204.18Form of Specimen certificate representing the 7.375% Series B Cumulative Perpetual Preferred Stock, par value $0.0001 per share, of B. Riley Financial, Inc. (NASDAQ: RILYL)8-K4.29/4/20204.19Form of Depositary Receipt (included as Exhibit A to Exhibit 4.1)8-K4.39/4/202010.1#Amended and Restated 2009 Stock Incentive Plan10-Q10.18/11/201510.2#Amended and Restated 2009 Stock Incentive Plan – Form of Restricted Stock Unit Agreement10-Q10.28/11/201510.3#Amended and Restated 2009 Stock Incentive Plan – Stock Bonus Program and Form of Stock Bonus Award Agreement10-Q10.38/11/201510.4#Amendment to Amended and Restated 2009 Stock Incentive Plan10-Q10.411/