Company: KITTW
Filing Date: 2025-04-18
Form Type: PRE 14A
Source: 0001849820-25-000115
Chunk: 21

Company: Nauticus Robotics, Inc.
Filing Date: 2025-04-18
Form: PRE 14A
Chunk 21
---
 Officers8    |     |  6,965,196 |     |                  | 11.4    %   |     |   |

* Less than 1%

1 The business address of each of the individuals is c/o Nauticus Robotics, Inc., 17146 Feathercraft Lane, Suite 450, Webster, TX 77598

2 Percentages calculated by including assumption of conversion as specified in the footnotes below.

3. Consists of (i) 336 shares issuable upon exercise of the SPA Warrants, (ii) 28,001 shares issuable upon the conversion of debt issued pursuant to the September 2023 Term Loan, (iii) 699,964 shares issuable upon the conversion of debt issued pursuant to the January 2024 Term Loan, (iv) 13,658,537 shares issuable upon conversion of the Series A Preferred Stock, and (v) 2,097,561 shares issuable upon conversion of the November 2024 Debentures, assuming conversion of the entirety of each of these tranches.

4. Consists of (i) 83,702 shares issued as merger consideration, (ii) 106,194 shares issuable upon exercise of the SPA Warrants, (iii) 9,259 shares issuable upon the conversion of debt issued pursuant to the September Term Loan, (iv) 1,399,360 shares issuable upon the conversion of debt issued pursuant to the January 2024 Term Loan and (iv) 5,211,707 shares issuable upon conversion of the Series A Preferred Stock, assuming conversion of the entirety of each of these tranches. Our director, Adam Sharkawy is a founder and managing partner at Material Impact Fund II, L.P. The business address of Material Impact Fund II, L.P. is 131 Dartmouth Street, Boston, Massachusetts 02116. Information is based on a Form 5 filed with the SEC on February 25, 2025 on behalf of Material Impact Fund II, L.P., Material Impact Partners II, LLC, Adam Sharkawy and Carmichael Roberts.

5. Consists of 1,852,696 shares held by Mr. Kreber. The address of Mr. Kreber is 3917 NE 104TH ST, Oklahoma City, OK, 73131. Information is based on a Schedule 13D/A filed with the SEC on April 10, 2025 on behalf of Mr. Kreber.

6. Cons