Company: TIPT
Filing Date: 2025-10-17
Form Type: PREM14A
Source: 0001140361-25-038514
Chunk: 169

Company: TIPTREE INC.
Filing Date: 2025-10-17
Form: PREM14A
Chunk 169
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 change, effect, event, circumstance, occurrence, development or other matter that was not known or reasonably foreseeable to the Tiptree Board or any committee thereof on the date of the Merger Agreement (or, if known, the consequences of which were not known or reasonably foreseeable to the Tiptree Board or any committee thereof on the date of the Merger Agreement), which material change, effect, event, circumstance, occurrence, development or other matter, or any consequence thereof, becomes known to the Tiptree Board after the date of the Merger Agreement and prior to the date on which the Tiptree stockholder approval is obtained; provided, however, that in no event will any acquisition proposal constitute an intervening event.

Nothing contained in the Merger Agreement may prohibit (i) the Tiptree Board or a committee thereof from (A) complying with its disclosure obligations under applicable law or applicable rules of Nasdaq, including taking and disclosing to its stockholders a position contemplated by Rule 14e-2(a), Rule 14d-9 or Item 1012(a) of Regulation M-A promulgated under the Exchange Act, (B) making any “stop-look-and-listen” communication to stockholders of Tiptree or (C) making any public statement that describes the receipt of an acquisition proposal, that the Tiptree Board is considering the acquisition proposal and that no position has been taken by the Tiptree Board as to the advisability and desirability of such acquisition proposal; provided, in each case, that any such action taken or statement permitted by this paragraph will not, in and of itself, be deemed to be an adverse recommendation change or form the basis for Purchaser to terminate the Merger Agreement, so long as it reaffirms the Tiptree Board’s recommendation or (ii) waiving any “standstill” or similar provision in order to permit a person to make an acquisition proposal privately and confidentially to the Tiptree Board if and to the extent the Tiptree Board has determined in good faith, after consultation with its financial advisors and outside legal counsel, that the failure to take such action would reasonably be expected to be inconsistent with applicable law (including the duties of the directors of Tiptree under applicable law).

#### Special Meeting for Tiptree Stockholder Approval
Tiptree has agreed to take all action necessary in accordance with applicable law and the charter, bylaws and other organizational documents of Tiptree to, following consultation with Purchaser, set a record