Company: PSTV
Filing Date: 2025-04-04
Form Type: S-3
Source: 0001193125-25-073481
Chunk: 20

Company: PLUS THERAPEUTICS, INC.
Filing Date: 2025-04-04
Form: S-3
Chunk 20
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 portion of the Common Warrants that would result in the selling stockholder and its affiliates owning, after exercise, a 
 number of shares of common stock in excess of the beneficial ownership limitation. Mr. Paul Packer is the managing member of Globis Capital Partners, L.P. and has voting and investment control over the securities held by Globis Capital             
 Partners, L.P. The address for Globis Capital Partners, L.P. and Mr. Packer is 7100 W. Camino Real, Suite 302-48, Boca Raton, FL 33433.                                                                                                                 |

| (10) | The shares reported under “Beneficial Ownership Before this Offering” consist of the following                                                                                                                   
 securities purchased by Altium Healthcare Long Short Master Fund LP in the March PIPE Financing: (i) 435,454 shares of common stock; (ii) 4,110,000 shares of common stock issuable upon the exercise of         
 Pre-Funded Warrants; (iii) 45,454,540 shares of common stock issuable upon the exercise of Series A Common Stock Warrants; and (iv) 204,545,430 shares of common stock issuable upon the exercise of Series B    
 Common Stock Warrants. The Pre-Funded Warrants and Common Warrants are subject to a beneficial ownership limitation of 4.99%, which limitation restricts the selling stockholder from exercising that portion of 
 the Pre-Funded Warrants and Common Warrants that would result in the selling stockholder owning, after                                                                                                           |

9

| exercise, a number of shares of common stock in excess of the beneficial ownership limitation. The address for Altium Healthcare Long Short Master Fund LP is Altium Capital Management LLC, 152 
 West 57th Street, 20th Floor, New York, New York 10019.                                                                                                                                          |

| (11) | The shares reported under “Beneficial Ownership Before this Offering” consist of the following                                                                                                                                                                                                                                                                                                              
 securities purchased by Bigger Capital Fund, LP in the March PIPE Financing: (i) 435,454 shares of common stock; (ii) 4,110,000 shares of common stock issuable upon the exercise of Pre-Funded Warrants; (iii)                                                                                                                                                                                             
 45,454,540 shares of common stock issuable upon the exercise of Series A Common Stock Warrants; and (iv) 204,545,430 shares of common stock issuable upon the exercise of Series B Common Stock Warrants. The