Company: NLY-PF
Filing Date: 2025-05-08
Form Type: 10-Q
Source: 0001628280-25-023811
Chunk: 268

Company: ANNALY CAPITAL MANAGEMENT INC
Filing Date: 2025-05-08
Form: 10-Q
Item: Part II, Item 2
Chunk 268
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1.4Distribution Agency Agreement, dated May 8, 2025, by and among Annaly Capital Management, Inc. and BTIG, LLC. †1.5Distribution Agency Agreement, dated May 8, 2025, by and among Annaly Capital Management, Inc. and Citizens JMP Securities, LLC. †1.6Distribution Agency Agreement, dated May 8, 2025, by and among Annaly Capital Management, Inc. and Goldman Sachs & Co. LLC. †1.7Distribution Agency Agreement, dated May 8, 2025, by and among Annaly Capital Management, Inc. and J.P. Morgan Securities LLC. †1.8Distribution Agency Agreement, dated May 8, 2025, by and among Annaly Capital Management, Inc. and Keefe, Bruyette & Woods, Inc. †1.9Distribution Agency Agreement, dated May 8, 2025, by and among Annaly Capital Management, Inc. and Morgan Stanley & Co. LLC. †1.10Distribution Agency Agreement, dated May 8, 2025, by and among Annaly Capital Management, Inc. and Piper Sandler & Co. †1.11Distribution Agency Agreement, dated May 8, 2025, by and among Annaly Capital Management, Inc. and RBC Capital Markets, LLC. †1.12Distribution Agency Agreement, dated May 8, 2025, by and among Annaly Capital Management, Inc. and UBS Securities LLC. †

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ANNALY CAPITAL MANAGEMENT, INC. AND SUBSIDIARIES

1.13Distribution Agency Agreement, dated May 8, 2025, by and among Annaly Capital Management, Inc. and Wells Fargo Securities, LLC. †5.1Opinion of Venable LLP. †23.1Consent of Venable LLP (included in Exhibit 5.1) †31.1Certification of David L. Finkelstein, Chief Executive Officer and Co-Chief Investment Officer (Principal Executive Officer) of the Registrant, pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. †31.2Certification of Serena Wolfe, Chief Financial Officer (Principal Financial Officer) of the Registrant, pursuant to 18 U.S.C. Section 1350 as adopted pursuant to