Company: SFB
Filing Date: 2025-11-05
Form Type: 10-Q
Source: 0001193125-25-266891
Chunk: 3

Company: STIFEL FINANCIAL CORP
Filing Date: 2025-11-05
Form: 10-Q
Item: Part II, Item 1A
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The discussion of our business and operations should be read together with the information contained in our other reports and periodic filings that we make with the SEC, including, without limitation, the information contained under the caption “Item 1A. Risk Factors” in our annual report on Form 10‑K for the year ended December 31, 2024. Those risk factors could materially affect our business, financial condition, and results of operations. The risks that we describe in our public filings are not the only risks that we face. Additional risks and uncertainties not currently known to us, or that we presently deem to be immaterial, also may materially adversely affect our business, financial condition, and results of operations.

There have been no material changes in our risk factors from those disclosed under the caption “Item 1A. Risk Factors” to our annual report on Form 10-K for the year ended December 31, 2024.

ITEM 2.  UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS

There were no unregistered sales of equity securities during the quarter ended September 30, 2025. The following table sets forth information with respect to purchases made by or on behalf of Stifel Financial Corp. or any “affiliated purchaser” (as defined in Rule 10b-10(a)(3) under the Securities Exchange Act of 1934, as amended), of our common stock during the quarter ended September 30, 2025.

     Total Number of Shares Purchased

     Average Price Paid per share

     Total Number of Shares Purchased as Part of Publicly Announced Plans

     Maximum Number of Shares That May Yet be Purchased Under the Plan or Program

     July 1 - 31, 2025
      
     —

     $
     —

     —

     8,215,979

     August 1 - 31, 2025
      
     175,000

     113.14

     175,000

     8,040,979

     September 1 - 30, 2025
      
     99,900

     114.50

     99,900

     7,941,079

     274,900

     $
     113.63

     274,900

We have an ongoing authorization from the Board of Directors to repurchase our common stock in the open market or in negotiated transactions. At September 30