Company: RILYN
Filing Date: 2025-10-22
Form Type: DEF 14A
Source: 0001213900-25-101228
Chunk: 34

Company: B. Riley Financial, Inc.
Filing Date: 2025-10-22
Form: DEF 14A
Chunk 34
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 to our Code of Business Conduct and Ethics, our Audit Committee must review and approve in advance all material related party transactions or business or professional relationships. The Code of Business Conduct and Ethics also requires that any dealings with a related party must be conducted in such a way as to avoid preferential treatment and assure that the terms obtained by the Company are no less favorable than could be obtained from unrelated parties on an arm’s -lengthbasis. Aside from this policy and our Code of Business Conduct and Ethics, we have not adopted additional procedures for review of, or standards for approval of, related party transactions, but instead review such transactions on a case -by-casebasis. Section 16(a) Reports Section 16(a) of the Exchange Act requires our executive officers, directors and persons who beneficially own more than 10% of our common stock to file initial reports of ownership and reports of changes in ownership with the SEC. Such persons are required by SEC regulations to furnish us with copies of all Section 16(a) forms filed by such person. Based solely on our review of such forms furnished to us and written representations from our reporting persons, we believe that all filing requirements applicable to our executive officers, directors and more than 10% stockholders were met in a timely manner. 20

MANAGEMENT Executive officers are elected by our Board and serve at its discretion. There are no family relationships between any director or executive officer and any other directors or executive officers. Set forth below is information regarding our executive officers as of October 10, 2025.

| Name               |     | Position                                                |     | Age |
| Bryant R. Riley    |     | Chairman and Co-Chief Executive Officer                 |     |  58 |
| Thomas J. Kelleher |     | Co-Chief Executive Officer                              |     |  58 |
| Scott Yessner      |     | Executive Vice President and Chief Financial Officer    |     |  56 |
| Alan N. Forman     |     | Executive Vice President, General Counsel and Secretary |     |  64 |
| Howard Weitzman    |     | Senior Vice President, Chief Accounting Officer         |     |  63 |

Bryant Riley and Thomas Kelleher’s biographical information is included above with those of the other members of our Board. Scott Yessnerhas served as our Executive Vice President and Chief Financial Officer since June 2025 and has previously served as Chief Financial Officer of Funko, Inc, from 2022 to 202