Company: PTHS
Filing Date: 2025-05-13
Form Type: 10-Q
Source: 0001753926-25-000790
Chunk: 64

Company: Pelthos Therapeutics Inc.
Filing Date: 2025-05-13
Form: 10-Q
Item: Part I, Item 1
Chunk 64
---
 Exhibit 10.4 to Registrant’s Current Report on Form 8-K, filed with the SEC on April 17, 2025 and incorporated by reference herein).

    10.7
     
    Form of Lock-Up Agreement (Nomis Bay, Ligand and other investors). (filed as Exhibit 10.5 to Registrant’s Current Report on Form 8-K, filed with the SEC on April 17, 2025 and incorporated by reference herein).

    10.8
     
    Form of Registration Rights Agreement. (filed as Exhibit 10.6 to Registrant’s Current Report on Form 8-K, filed with the SEC on April 17, 2025 and incorporated by reference herein).

    10.9
     
    Marcum Letter, dated as of April 17, 2025 (filed as Exhibit 16.1 to Registrant’s Current Report on Form 8-K, filed with the SEC on April 17, 2025 and incorporated by reference herein).

    10.10
     
    Promissory Note dated May 8, 2025.

    10.11
     
    First Amendment to Promissory Note dated May 12, 2025.

    31.1
     
    Certification of Principal Executive Officer and Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

    32.1
     
    Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

    101
     
    Interactive
    Data Files (embedded within the Inline XBRL document)

    104
     
    Cover
    Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)

+
Indicates management contract or compensatory plan. 

In
accordance with SEC Release 33-8238, Exhibit 32.1 is being furnished and not filed.

40

SIGNATURES

Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.

    Channel
    Therapeutics Corporation

    Date:
    May 13, 2025
    By: