Company: PFSA
Filing Date: 2025-08-11
Form Type: S-1
Source: 0001213900-25-073872
Chunk: 226

Company: Profusa, Inc.
Filing Date: 2025-08-11
Form: S-1
Chunk 226
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 of ELOC Shares offered by this prospectus could be effected in one or more of the following methods: •ordinary brokers’ transactions; •transactions involving cross or block trades; •through brokers, dealers, or underwriters who may act solely as agents; •“at the market” into an existing market for our Common Stock; •in other ways not involving market makers or established business markets, including direct sales to purchasers or sales effected through agents; •in privately negotiated transactions; or •any combination of the foregoing. In order to comply with the securities laws of certain states, if applicable, the shares may be sold only through registered or licensed brokers or dealers. In addition, in certain states, the shares may not be sold unless they have been registered or qualified for sale in the state or an exemption from the state’s registration or qualification requirement is available and complied with. Ascent may be deemed an “underwriter” within the meaning of Section 2(a)(11) of the Securities Act. Ascent may engage one or more other registered broker -dealersto effectuate resales, if any, of ELOC Shares that it may acquire from us. Such resales will be made at prices and at terms then prevailing or at prices related to the then current market price. Each such registered broker -dealerwill be an underwriter within the meaning of Section 2(a)(11) of the Securities Act. Ascent has informed us that each such broker -dealerit engages to effectuate resales of ELOC Shares on its behalf may receive commissions from Ascent for executing such resales for Ascent and, if so, such commissions will not exceed customary brokerage commissions. Except as set forth above, we know of no existing arrangements between the Selling Stockholder and any other stockholder, broker, dealer, underwriter or agent relating to the sale or distribution of ELOC Shares offered by this prospectus. Brokers, dealers, underwriters or agents participating in the distribution of the shares of our Common Stock offered by this prospectus may receive compensation in the form of commissions, discounts, or concessions from the purchasers, for whom the broker -dealersmay act as agent, of ELOC Shares sold by the Selling Stockholder through this prospectus. The compensation paid to any such particular broker -dealerby any such purchasers of ELOC Shares sold by the Selling Stockholder may be less than or in excess of customary commissions. Neither we nor the Selling Stockholder can presently estimate the amount of compensation that any agent will receive from any purchasers of E