Company: LDWY
Filing Date: 2025-09-26
Form Type: PRE 14A
Source: 0001104659-25-093874
Chunk: 30

Company: LENDWAY, INC.
Filing Date: 2025-09-26
Form: PRE 14A
Chunk 30
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MENT TO OUR CERTIFICATE OF INCORPORATION.

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PRELIMINARY PROXY STATEMENT – SUBJECT TO COMPLETION

EQUITY COMPENSATION PLAN INFORMATION The following table presents certain information regarding our equity compensation plans, the 2013 Omnibus Stock and Incentive Plan (the”2013 Plan”), the 2018 Plan and our Employee Stock Purchase Plan as of June 30, 2025.

| ​                                                          | ​ | ​                                                                                           | ​ | ​                                                                           | ​ |                                                                                                ​ |
| Plan Category                                              |   | Number of Securities to be Issued Upon Exercise of Outstanding Options, Warrants and Rights | ​ | Weighted-Average Exercise Price of Outstanding Options, Warrants and Rights |   | Number of Securities Remaining Available for Future Issuance under Equity Compensation Plans (1) |
| Equity Compensation plans approved by security holders     | ​ | -                                                                                           | ​ | $ -                                                                         | ​ |                                                                                          102,521 |
| Equity Compensation plans not approved by security holders | ​ | -                                                                                           | ​ | -                                                                           | ​ |                                                                                                - |
| Total                                                      | ​ | -                                                                                           | ​ | $ -                                                                         | ​ |                                                                                          102,521 |

| (1) | Includes 22,945 shares available for issuance under our Employee Stock Purchase Plan and 79,576 shares available for issuance pursuant to future awards under the 2018 Plan. The Company maintains the Employee Stock Purchase Plan, pursuant to which eligible employees, including named executive officers, can contribute up to ten percent of their base pay per year to purchase shares of Common Stock. The shares are issued by the Company at a price per share equal to 85% of market value on the first day of the offering period or the last day of the plan year, whichever is lower. |

21

PRELIMINARY PROXY STATEMENT – SUBJECT TO COMPLETION

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT The following table presents information provided to the Company as to the beneficial ownership of common stock as of
September 24, 2025, by: (i) persons known to the Company to hold 5% or more of such stock; (ii) each of the directors of the Company; (iii) each of the Named Executive Officers; and (iv) all directors, nominees and current executive officers as a group. The address of each director and executive officer is 5000 West 36 thStreet, Suite