Company: GAINI
Filing Date: 2025-01-24
Form Type: 8-K
Source: 0001193125-25-012203
Chunk: 0

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-01-24
Form: 8-K
Item: Item 1.01
Chunk 0
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Item 1.01.      Entry Into a Material Definitive Agreement.  

On January 24, 2025, Gladstone Investment Corporation (the “ Company”) entered into a new investment advisory and management agreement (the “ New Advisory Agreement”) with Gladstone Management Corporation (the “ Adviser”), the investment adviser to the Company. The New Advisory Agreement, which was approved by the Company’s stockholders at a stockholders’ meeting on January 4, 2024, was entered into as a result of a change of control of the Adviser pursuant to the previously disclosed voting trust agreement, among David Gladstone, Lorna Gladstone, Laura Gladstone, Kent Gladstone and Jessica Martin, each as a trustee and collectively, as the board of trustees of the voting trust, the Adviser and certain stockholders of the Adviser. There are no changes to the terms, including the fee structure and services to be provided, of the investment advisory and management agreement, dated June 22, 2005, between the Company and the Adviser (the “ Original Advisory Agreement”) in the New Advisory Agreement, other than the date and term of the New Advisory Agreement as compared to the Original Advisory Agreement.

The description above is only a summary of the material provisions of the New Advisory Agreement and is qualified in its entirety by reference to a copy of the New Advisory Agreement, filed as an exhibit to this Current Report on Form 8-K and incorporatedby reference herein.