Company: CDT
Filing Date: 2025-03-28
Form Type: 10-K
Source: 0001641172-25-001246
Chunk: 1042

Company: CDT Equity Inc.
Filing Date: 2025-03-28
Form: 10-K
Item: Item 11
Chunk 1042
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6 individuals) 
     390,675  
     5.81%

    *
    Indicates
    beneficial ownership of less than 1%.

    (1)
    The
    table does not include Adam Sragovicz, the Company’s former Chief Financial Officer, who resigned effective May 15, 2024, and
    following such resignation, to the Company’s knowledge, did not beneficially own any securities of the Company.

    (2)
    Consists
    of (i) 372 shares of Common Stock and (ii) options to purchase 10,009 shares Common Stock that are currently exercisable. Excludes
    11,127 unvested options to purchase shares of Common Stock that are not exercisable within 60 days.

    (3)
    Consists
    of (i) 3,415 shares of Common Stock and (ii) options to purchase 216 shares of Common Stock that are currently exercisable. Excludes
    4,633 unvested options to purchase shares of Common Stock that are not exercisable within 60 days.

    (4)
    Consists
    of (i) 3,515 shares of Common Stock, (ii) warrants to purchase 2,183 shares of Common Stock and (iii) options to purchase 216 shares
    of Common Stock that are currently exercisable. Excludes 4,633 unvested options to purchase shares of Common Stock that are not
    exercisable within 60 days.

    (5)
    Includes
                                                                              234,836 shares of Common Stock, of which (i) 4,379 are held directly by Dr. Lewis-Hall, (ii) 20,033 were issued to Intelmed LLC, of which
                                                                              Dr. Lewis-Hall is the Managing Director, (iii) 5,169 shares of Common Stock were received by Mr. Emerson Hall, Jr., Dr.
                                                                              Lewis-Hall’s spouse, and (iv) 216 are underlying options that are currently exercisable and are held directly by Dr.
                                                                              Lewis-Hall, (v) warrants to purchase 1,033 shares of Common Stock held directly by Dr. Lewis-Hall and (vi) warrants to purchase
4,006 shares of Common Stock held by Intelmed LLC. By virtue of this relationship with both Intelmed LLC and her spouse, Dr. Lewis-Hall may be deemed to share beneficial
                                                                              ownership of the securities held of record by Intelmed