Company: TWO-PC
Filing Date: 2025-07-29
Form Type: 10-Q
Source: 0001465740-25-000140
Chunk: 174

Company: TWO HARBORS INVESTMENT CORP.
Filing Date: 2025-07-29
Form: 10-Q
Item: Item 5
Chunk 174
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Item 5. Other Information

(a)None.

(b)None.

(c)On May 22, 2025, William Dellal, Vice President and Chief Financial Officer, adopted a written plan intended to satisfy affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act pursuant to which Mr. Dellal has elected to sell a number of shares sufficient to cover the local, state and federal tax liability associated with each future vesting of equity compensation, subject to the maximum of fifty percent of shares vesting.

Except as set forth above, during the three months ended June 30, 2025, no director or officer of the Company adopted, modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.