Company: INV
Filing Date: 2025-03-26
Form Type: 424B3
Source: 0001140361-25-010353
Chunk: 146

Company: Innventure, Inc.
Filing Date: 2025-03-26
Form: 424B3
Chunk 146
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 First Closing Date. 3Insert the date that is the 9-month anniversary of the First Closing Date. 16 (y) “ Person” means a corporation, an association, a partnership, organization, a business, an individual, a government or political subdivision thereof or a governmental agency. (z) “ Principal Market” means the Nasdaq Stock Market; provided however, that in the event the Company’s Common Shares are ever listed or traded on any of the New York Stock Exchange, the NYSE American, or any such successor thereto, the “Principal Market” shall mean that market on which the Common Shares are then listed or traded. (aa) “ Redemption Amount” shall have the meaning set forth in Section (1)(d). (bb) “ Redemption Notice” shall have the meaning set forth in Section (1)(d). (cc) “ Redemption Premium” mean, in respect of an Optional Redemption completed on or before the twelve-month anniversary of the Issuance Date, 5% of the Principal Amount being paid, and in respect of an Optional Redemption completed after the twelve-month anniversary of the Issuance Dat, 10% of the Principal Amount being paid. (dd) “ Registration Rights Agreement” has the meaning given such term in the Securities Purchase Agreement. (ee) “ Registration Statement” means a registration statement meeting the requirements set forth in the Registration Rights Agreement, covering among other things the resale of the Underlying Shares and naming the Holder as a “selling stockholder” thereunder. (ff) “ Repayment Date” shall have the meaning set forth in Section (1)(c). (gg) “ Securities Act” means the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder. (hh) “ SEPA” means the Standby Equity Distribution Agreement entered into between the Company and the Holder on October 24, 2023. (ii) “ Share Delivery Date” shall have the meaning set forth in Section (3)(b)(i). (jj) “ Subsidiary” shall mean any Person in which the Company, directly or indirectly, (x) owns a majority of the outstanding capital stock or holds a majority of the equity or similar interest of such Person or (y) controls or operates all or substantially all of the business, operations or administration of such Person, and the foregoing are collectively referred to herein as “ Subsidiaries.” 17 (kk) “ Trading Day” means a day on which the Common