Company: INV
Filing Date: 2025-04-15
Form Type: S-1
Source: 0001628280-25-017890
Chunk: 139

Company: Innventure, Inc.
Filing Date: 2025-04-15
Form: S-1
Chunk 139
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 and any potential disclosure obligations of Innventure in connection with such related party

transaction; and

• if a related party transaction will be ongoing, the Audit Committee may establish guidelines for

Innventure’s management to follow in its ongoing dealings with the related party.

In addition, the related party transaction policy provides that the Audit Committee, in connection with any

approval of a related party transaction involving a non-employee director or director nominee, should consider

whether such transaction would compromise the director or director nominee’s status as an “independent” or “non-

employee” director, as applicable, under the rules and regulations of the SEC and NASDAQ.

Director Independence

Our Board has evaluated and affirmatively determined the independence of each of James O. Donnally, Bruce

Brown, Elizabeth Williams, Daniel J. Hennessy, and Michael Amalfitano: (i) based on each nominee’s completed

questionnaire designed to solicit information about relationships that could have an impact on independence and (ii)

using standards required by the SEC and NASDAQ. In making these determinations, the Board considered the

current and prior relationships that each non-employee director has with Innventure and all other facts and

circumstances the Board deemed relevant in determining a director nominee’s independence, including the

beneficial ownership of our capital stock by each non-employee director.

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DESCRIPTION OF SECURITIES

Innventure has one class of securities registered under Section 12 of the Exchange Act: its Common Stock. The

following description of our capital stock is a summary and is qualified in its entirety by provisions of Delaware law

and by reference to the terms of the A&R Certificate of Incorporation and our Bylaws, which are attached as

exhibits to Innventure’s most recent Annual Report on Form 10-K filed with the SEC. We encourage you to read

the applicable portions of the Delaware General Corporation Law, as amended (the “DGCL”), and our A&R

Certificate of Incorporation and our Bylaws, as applicable, carefully and in their entirety because they describe your

rights as a holder of shares of Common Stock.

General

Innventure’s authorized capital stock consists of 250,000,000 shares of Common Stock and 25,000,000 shares

of preferred stock, par value $0.0001 per share. Of the 25,000,000 shares of preferred stock, 3,000,000 shares are

designated as “Series B Preferred Stock”