Company: LRHC
Filing Date: 2025-08-18
Form Type: DEF 14C
Source: 0001213900-25-077700
Chunk: 9

Company: La Rosa Holdings Corp.
Filing Date: 2025-08-18
Form: DEF 14C
Chunk 9
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 effect
to such purchase and sale the aggregate number of Advance Shares issued under the Facility together with any shares of Common Stock issued
in connection with any other transaction that may be considered part of the same series of transactions, where the number of shares issued
would exceed the number of shares representing 19.99% of the issued and outstanding shares of Common Stock as of the date of the Facility
(the “Exchange Cap”), unless the Company has obtained stockholder approval as required for issuance of Common Stock in excess
of the Exchange Cap, in accordance with the applicable rules of Nasdaq. Accordingly, the Company may not have access to the right to sell
the full Commitment Amount to the Investor under the Facility until such stockholder approval is obtained.

Conditions to Each Advance under the Facility

The Investor’s obligation to accept Advance
Notices that are delivered by the Company in accordance with the terms of the Facility Agreement and to purchase Advance Shares under
the Facility is subject to the satisfaction, at the applicable Advance Notice Date (as defined therein), of certain conditions, including
(among others): (i) the accuracy in all material respects of the representations and warranties of the Company included in the Facility
Agreement; (ii) the registration statement pursuant to which the Investor is permitted to utilize a prospectus for resale of the Advance
Shares issuable pursuant to such Advance Notice has been declared effective under the Securities Act by the SEC; (iii) the Company shall
have filed with the SEC in a timely manner all reports, notices and other documents required under the Exchange Act and applicable SEC
regulations during the twelve-month period immediately preceding the applicable Condition Satisfaction Date (as defined therein); (iv
) the Company shall have obtained all permits and qualifications required by any applicable state for the offer and sale of all the Advance
Shares issuable pursuant to such Advance Notice, or shall have the availability of exemptions therefrom, and the sale and issuance of
such Advance Shares shall be legally permitted by all laws and regulations to which the Company is subject; (v) no Material Outside Event
or Material Adverse Effect (each as defined in the Facility Agreement) shall have occurred and be continuing; (vi) the Advance Shares
have been approved for trading on the Company’s Principal Market (as defined in the Facility Agreement), subject to official notice
of issuance; trading in the Common Stock shall not have been suspended by the SEC, the Principal Market or FINRA; and the Company shall
not have received any final and non-appeal