Company: HCTI
Filing Date: 2025-02-18
Form Type: 10-K/A
Source: 0001213900-25-014503
Chunk: 120

Company: Healthcare Triangle, Inc.
Filing Date: 2025-02-18
Form: 10-K/A
Chunk 120
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19,700 |     |        | — |     |         |  66,747 |

Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters The table below sets forth information regarding the beneficial ownership of the common stock by (i) our directors and named executive officers; (ii) all the named executives and directors as a group and (iii) any other person or group that to our knowledge beneficially owns more than five percent of our outstanding shares of common stock. We have determined beneficial ownership in accordance with the rules and regulations of the SEC. These rules generally provide that a person is the beneficial owner of securities if such person has or shares the power to vote or direct the voting thereof, or to dispose or direct the disposition thereof or has the right to acquire such powers within 60 days. Shares of common stock subject to options that are currently exercisable or exercisable within 60 days of March 18, 2024 are deemed to be outstanding and beneficially owned by the person holding the options. Shares issuable pursuant to stock options or warrants are deemed outstanding for computing the percentage ownership of the person holding such options or warrants, but are not deemed outstanding for computing the percentage ownership of any other person. Except as indicated by the footnotes below, we believe, based on the information furnished to us, that the persons and entities named in the table below will have sole voting and investment power with respect to all shares of common stock that they will beneficially own, subject to applicable community property laws. 57 The information contained in this table is as of March 18, 2024. At that date, 4,649,909 shares of our common stock were outstanding.

|                                                                        |     |                         |     | Number of Shares   
 Beneficially Owned |           |     |              |     |   |     | Beneficial Ownership Percentages |      |   |     |                       |     |     |                  |      |   |
| Name and Address of Beneficial Owner (1)                               |     | Title                   |     | Common             
 Stock              |           |     | Series A     
 Super Voting 
 Preferred    
 Stock(2)     |     |   |     | Percent of                       
 Common Stock                     |      |   |     | Percent of            
 Series A Super Voting 
 Preferred Stock       |     |     | Percent of       
 Voting Stock (3) |      |   |
| Officers and Directors                                                 |     |                         |     |                    |           |     |