Company: KAVL
Filing Date: 2025-02-10
Form Type: 10-K
Source: 0001731122-25-000185
Chunk: 961

Company: Kaival Brands Innovations Group, Inc.
Filing Date: 2025-02-10
Form: 10-K
Item: Item 9
Chunk 961
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.

Changes in Internal Control Over Financial Reporting

There have been no changes in our internal control
over financial reporting (as that term is defined in Rules 13(a)-15(f) and 15(d)-15(f) of the Exchange Act) that have occurred during
the fourth quarter ended October 31, 2024 that have materially affected, or are reasonably likely to materially affect, our internal control
over financial reporting.

Item 9B. Other Information.

None.

Item 9C. Disclosure Regarding Foreign Jurisdictions
that Prevent Inspections 

Not Applicable.

PART III

Item 10. Directors, Executive Officers and Corporate
Governance.  

The following table and text set
forth the names and ages of our directors and executive officers as of the date of this Report. Our board of directors (the “Board”)
is comprised of only one class of directors. Also provided herein are brief descriptions of the business experience of each director and
executive officer during the past five years (based on information supplied by them) and an indication of directorships held by each director
in other public companies subject to the reporting requirements under the Federal securities laws. During the past ten years, none of
our directors or executive officers has been involved in any legal proceedings that are material to an evaluation of the ability or integrity
of such person:

    Name
     
    Age
     
    Position(s)
     
    Dates
    in Position or Office

    David
    Worner (1)

    46

    Director
     
    March 19, 2023–
    Current

    Mark
    Thoenes (2)

    71

    Director and Interim Chief Executive Officer
     
    August 1, 2023– Current

    Ketankumar
    Patel (3)

    39

    Director
     
    April 24, 2024– Current

    Ashesh
    Modi (4)

    45

    Director
     
    April 24, 2024– Current

    Eric
    Morris (5)

    49

    Interim Chief Financial Officer
     
    March 7, 2024– Current

46

    (1)
    Mr. Worner serves as chair of the Audit Committee and a member of the Audit and Governance and Nominating Committee.
  
    (2)
    Mr. Thoenes was appointed to the Board effective August 1,