Company: PENG
Filing Date: 2025-06-30
Form Type: 8-K12B
Source: 0001193125-25-152807
Chunk: 6

Company: Penguin Solutions, Inc.
Filing Date: 2025-06-30
Form: 8-K12B
Chunk 6
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 information set forth in the Introductory Note, under the headings “Supplemental Indentures to Indentures Governing Convertible Senior Notes” and “Investor Agreement” in Item 1.01, and in Item 5.03 of this Current Report on Form 8-Kis incorporated by reference into this Item 3.03.

| Item 5.01 | Changes in Control of Registrant. |

The information set forth in the Introductory Note of this Current Report on Form 8-Kis incorporated by reference into this Item 5.01.

| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |

Directors and Officers In connection with the completion of the Redomiciliation Transaction, the directors and executive officers of Penguin Solutions Cayman immediately prior to the completion of the Redomiciliation Transaction became the directors and executive officers of Penguin Solutions Delaware. In addition, following completion of the Redomiciliation Transaction, Penguin Solutions Delaware replicated the structure of the committees of the board of directors that previously were in place for Penguin Solutions Cayman. Information regarding Penguin Solutions Delaware’s directors, executive officers and committee members is included in Penguin Solutions Cayman’s proxy statement on Schedule 14A filed with the SEC on December 20, 2024 under the headings “Corporate Governance and Board Matters,” “Information Regarding Committees of the Board of Directors,” “Other Information Related to Penguin Solutions, the Directors, and the Executive Officers” and “Certain Relationships and Related Person Transactions” and is incorporated herein by reference. Assumption and Amendment and Restatement of Equity Plans Effective upon the completion of the Redomiciliation Transaction, Penguin Solutions Delaware assumed Penguin Solutions Cayman’s Amended and Restated 2017 Share Incentive Plan, as amended, 2021 Inducement Plan and 2018 Employee Share Purchase Plan and all outstanding awards and rights thereunder and amended and restated each plan in the form of the Amended and Restated 2017 Stock Incentive Plan, the Amended and Restated 2021 Inducement Plan and the Amended and Restated 2018 Employee Stock Purchase Plan, respectively, to provide, among other things, that the securities issuable in connection with awards thereunder (including the purchase rights under the Amended and Restated 2018 Employee Stock Purchase Plan) will be shares of common stock of Penguin Solutions Delaware rather than ordinary shares of Penguin Solutions Cay