Company: TOMZ
Filing Date: 2025-12-11
Form Type: 424B5
Source: 0001654954-25-013870
Chunk: 13

Company: TOMI Environmental Solutions, Inc.
Filing Date: 2025-12-11
Form: 424B5
Chunk 13
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 to issue shares of our common stock in excess of the Exchange Cap. In any event, the Purchase Agreement specifically provides that we may not issue or sell any shares of our common stock under the Purchase Agreement if such issuance or sale would breach any applicable rules or regulations of Nasdaq.

The Purchase Agreement also prohibits us from directing Hudson Global to purchase any shares of our common stock if those shares, when aggregated with all other shares of our common stock then beneficially owned by Hudson Global, would result in Hudson Global beneficially owning more than 4.99% of our outstanding shares of common stock, as calculated pursuant to Section 13(d) of the Exchange Act, and Rule 13d-3 thereunder, which limitation we refer to as the Beneficial Ownership Cap.

Purchase of Shares under the Purchase Agreement

Upon the initial satisfaction of the conditions to our right to commence sales of Shares to Hudson Global set forth in the Purchase Agreement (such event, the “Commencement”), we will have the right, but not the obligation, from time to time and at our sole discretion during the “Commitment Period” to direct Hudson Global to purchase Shares by delivering a Put Notice. The Commitment Period begins on the execution date of the Purchase Agreement and ends on the earliest of (i) the date Hudson Global has purchased Shares equal to the Maximum Commitment Amount, (ii) twenty-four (24) months after the date of the Purchase Agreement, (iii) our written termination (outside of a valuation period and when Hudson Global no longer holds Put Shares) to Hudson Global, (iv) the registration statement ceasing to be effective, or (v) certain bankruptcy-related events, in each case as described in the Purchase Agreement.

The purchase price per Share (the “Purchase Price”) will be the lesser of (i) 92% of the average of the three (3) lowest trading prices of our common stock on the Principal Market during the ten (10) trading days immediately preceding the applicable Put Date (the “Initial Purchase Price”) and (ii) 92% of the lowest closing price of our common stock on the Principal Market on any trading day during the period beginning on the Put Date and continuing through the date that is three (3) trading days immediately following the Clearing Date associated with the applicable Put Notice (the “Valuation Period,” and such price, the “Market Price”). The Purchase Price will be equitably adjusted for stock splits, reverse stock splits and similar events during the applicable Valuation Period.

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