Company: PFSA
Filing Date: 2025-04-28
Form Type: S-4/A
Source: 0001213900-25-035718
Chunk: 239

Company: Profusa, Inc.
Filing Date: 2025-04-28
Form: S-4/A
Chunk 239
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 such inquiry or proposal) notify such person in writing that it is subject to the non -solicitationobligations in the Merger Agreement with respect to the Business Combination that prohibits it from considering such inquiry or proposal. Stock Exchange Listing NorthView will use its reasonable best efforts to cause the shares of NorthView Common Stock to be issued in connection with the Business Combination to be approved for listing on the Nasdaq Capital Market at the Closing. During the period from the date of the Merger Agreement until the Closing, NorthView agreed to use its reasonable best efforts to keep the NorthView Common Stock, the NorthView Warrants and NorthView Rights listed for trading on the Nasdaq Capital Market. Other Covenants and Agreements The Merger Agreement contains other covenants and agreements, including covenants related to: •Profusa and NorthView providing access to books and records and furnishing relevant information to the other party, subject to certain limitations and confidentiality provisions; •certain employee benefit matters; •director and officer indemnification; •prompt notification of certain matters; •Profusa and NorthView using reasonable best efforts to consummate the Business Combination; •public announcement relating the Business Combination; •agreement relating to the intended tax treatment of the Business Combination; •cooperation regarding any filings required under the HSR Act; •NorthView making disbursements from the Trust Account; •the election to the NorthView Board of the individuals designated by NorthView and Profusa in the Merger Agreement; •the adoption of the equity incentive plan prior to the Closing; and •Profusa’s delivery of its PCAOB audited financial statements. Conditions to Closing Mutual The obligations of Profusa, NorthView and Merger Sub to consummate the Business Combination, including the Merger, are subject to the satisfaction or waiver (where permissible) at or prior to the Closing of the following conditions: (a)the Condition Precedent Proposals will have been approved and adopted by the requisite affirmative vote of the stockholders of NorthView; (b)the Business Combination and the Merger Agreement will have been approved and adopted by the requisite affirmative vote of the stockholders of Profusa; 115 (c)no governmental authority will have enacted, issued, promulgated, enforced or entered any law, rule, regulation, judgment, decree, executive order or award which is then in effect and has the effect of making the Business Combination illegal or otherwise prohibits the Business Combination; (d)all required filings under the HSR Act will