Company: TOP
Filing Date: 2025-08-13
Form Type: 20-F
Source: 0001213900-25-075728
Chunk: 40

Company: TOP Financial Group Ltd
Filing Date: 2025-08-13
Form: 20-F
Item: Item 6
Chunk 40
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Item 6.
Directors, Senior Management and Employees

6. A. Directors
and Senior Management

The following table provides information regarding
our executive officers and directors as of the date hereof:

  Name                       Age      Position(s)                           
 ────────────────────────────────────────────────────────────────────────────
  Ka Fai Yuen                 51      Chief Executive Officer and Director  
  Yung Yung Lo                43      Chief Financial Officer               
  Jennifer Hoi Ling Tam       48      Chief Operating Officer               
  Junli Yang                  47      Director (Chairwoman)                 
  Anthony S. Chan             61      Independent Director                  
  Mau Chung Ng                67      Independent Director                  
  Mei Cai                     45      Independent Director                  

Ka Fai Yuenhas served as our chief executive
officer and as a director since February 1, 2021. Mr. Yuen has more than 20 years of experience in the financial services industry. His
activities have included the functions of securities dealer, marketing, settlement, compliance, risk management, market making, proprietary
trading, asset management and research and advisory services activities. Mr. Yuen has been acting as an officer and director of ZYSL and
ZYCL since April 2017 and August 2017, respectively, and has been responsible for the establishment and development of their respective
brokerage and asset management businesses. From April 1997 until April 2017, he served as an officer for Kaiser Futures Limited (“ Kaiser”)
and also served as a dealer manager for Kaiser from July 2000 until April 2017. At Kaiser, Mr. Yuen acquired experience related to securities
advisory services and asset management. Mr. Yuen is licensed as a SFC Responsible Officer for Type 1,2,4,5 and 9 regulated activities,
He has established and manages and supervises our daily brokerage operations for local and overseas markets, discretionary managed accounts
and advisory client investment portfolios. He is also responsible for SFC license applications in preparing and setting up process, operations
and infrastructure of our firm, as well as overseeing our asset management daily operations in compliance with all relevant regulatory
requirements and applicable laws. His responsibilities also include credit and risk control management, development of new discretionary
management accounts and review of portfolio strategies. Supported by our accounting officer, he is also responsible for monitoring FFR.
Mr. Yuen received a Bachelor of Arts Degree in Business Studies from the