Company: HGBL
Filing Date: 2025-08-07
Form Type: 10-Q
Source: 0000950170-25-104951
Chunk: 6

Company: Heritage Global Inc.
Filing Date: 2025-08-07
Form: 10-Q
Item: Item 5
Chunk 6
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Rule 10b5-1 Trading Plans of Directors and Section 16 Officers

On June 25, 2025, James Sklar, Executive Vice President, General Counsel and Secretary, adopted a written arrangement intended to satisfy the affirmative defense conditions of Exchange Act Rule 10b5-1(c) (the "Trading Plan"). The Trading Plan provides for the sale of 33,606 shares of our common stock between October 1, 2025 and June 25, 2026.

During the fiscal quarter ended June 30, 2025, none of our other directors or officers (as defined in Exchange Act Rule 16a-1(f)) adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (in each case, as defined in Item 408 of Regulation S-K).