Company: MGLD
Filing Date: 2025-09-19
Form Type: 10-K
Source: 0001493152-25-014286
Chunk: 173

Company: Marygold Companies, Inc.
Filing Date: 2025-09-19
Form: 10-K
Item: Item 1A
Chunk 173
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, that
relief is limited in several respects that could have the effect of subjecting the same income to both U.S. and foreign income
taxation.

Legal,
Compliance and Regulatory Risks

Our
business is subject to extensive government regulation and oversight. Our failure to comply with extensive, complex, overlapping, and
frequently changing rules, regulations, and legal interpretations could materially harm our business.

Our
business is subject to complex and changing laws, rules, regulations, policies, and legal interpretations in the markets in which we
operate, including, but not limited to, those governing and enforcing: banking, credit, deposit taking, cross-border and domestic money
transmission, prepaid access, foreign currency exchange, privacy and data protection, data governance, cybersecurity, banking secrecy,
digital payments and cryptocurrency, payment services (including payment processing and settlement services), fraud detection, consumer
protection, antitrust and competition, economic and trade sanctions, anti-money laundering, and counter-terrorist financing. As we, through
our subsidiaries, introduce new products and services and expand into new markets, including through acquisitions, we may become subject
to additional regulations, restrictions, and licensing requirements.

Any
failure or perceived failure to comply with existing or new laws, regulations, or orders of any government authority (including changes
to or expansion of their interpretation) may subject us to significant fines, penalties, criminal and civil lawsuits, forfeiture of significant
assets, and enforcement actions in one or more jurisdictions; result in additional compliance and licensure requirements; cause us to
lose existing licenses or prevent or delay us from obtaining additional licenses that may be required for our business; increase regulatory
scrutiny of our business; divert management’s time and attention from our business; restrict our operations; lead to increased
friction for customers; force us to make changes to our business practices, products or operations; require us to engage in remediation
activities; or delay planned transactions, product launches or improvements. Any of the foregoing could, individually or in the aggregate,
harm our reputation, damage our brands and business, and adversely affect our results of operations and financial condition.

We
have implemented policies and procedures designed to help ensure compliance with applicable laws and regulations, but there can be no
assurance that our employees, contractors, and agents will not violate such laws and regulations.

We are subject to the rules and regulation of
the NYSE American stock exchange and are required to comply with certain continued exchange listing standards and requirements or be subject