Company: CFG-PE
Filing Date: 2025-07-31
Form Type: 8-K
Source: 0001193125-25-170524
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Company: CITIZENS FINANCIAL GROUP INC/RI
Filing Date: 2025-07-31
Form: 8-K
Item: Item 3.03
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Item 3.03.      Material Modification to Rights of Security Holders.  

Upon issuance of the 6.500% Fixed-Rate Reset Non-CumulativePerpetual Preferred Stock, Series I, liquidation preference of $1,000 per share (the “ Series I Preferred Stock”) by Citizens Financial Group, Inc. (the “ Registrant”) on July 31, 2025, the ability of the Registrant to declare or pay dividends on, or purchase, redeem or otherwise acquire, shares of its common stock or any shares of other stock of the Registrant that rank junior to the Series I Preferred Stock will be subject to certain restrictions in the event that the Registrant does not declare and pay (or set aside) dividends on the Series I Preferred Stock for the last preceding dividend period, and the ability of the Registrant to declare full dividends on any preferred stock that ranks equally with the Series I Preferred Stock will be subject to certain limitations in the event the Registrant declares partial dividends on the Series I Preferred Stock. The terms of the Series I Preferred Stock, including such restrictions, are more fully described in, and this description is qualified in its entirety by reference to, the Certificate of Designations (as defined in Item 5.03 below), a copy of which is filed as Exhibit 3.1 to this Current Report on Form8-Kand is incorporated herein by reference.