Company: OXLCZ
Filing Date: 2025-02-21
Form Type: 424B2
Source: 0001213900-25-015823
Chunk: 91

Company: Oxford Lane Capital Corp.
Filing Date: 2025-02-21
Form: 424B2
Chunk 91
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 distribution policy is based upon our estimate of our taxable net investment income. Oxford Lane Management Our investment activities are managed by Oxford Lane Management, which is an investment adviser that has registered under the Advisers Act. Under our Investment Advisory Agreement with Oxford Lane Management, we have agreed to pay Oxford Lane Management an annual base management fee based on our gross assets, as well as an incentive fee based on our performance. See “Investment Advisory Agreement.” We expect to benefit from the ability of Oxford Lane Management’s team to identify attractive opportunities, conduct diligence on and value prospective investments, negotiate terms where appropriate, and manage and monitor its portfolio. Oxford Lane Management’s investment team members have broad investment backgrounds, with prior experience at investment banks, commercial banks, unregistered investment funds and other financial services companies, and have collectively developed a broad network of contacts to provide us with our principal source of investment opportunities. 22 Table of Contents Oxford Lane Management is led by Jonathan H. Cohen, Chief Executive Officer, and Saul B. Rosenthal, President. Messrs. Cohen and Rosenthal are assisted by Joseph Kupka, who serves as a Managing Director for Oxford Lane Management. We consider Messrs. Cohen, Rosenthal and Kupka to be Oxford Lane Management’s senior investment team. Messrs. Cohen, Rosenthal and Kupka, together with the other members of Oxford Lane Management’s investment team, have developed an infrastructure that we believe provides Oxford Lane Capital with a competitive advantage in locating and acquiring attractive CLO investments. In particular, in addition to our portfolio, the members of Oxford Lane Management’s investment team currently manage the portfolios of: • Oxford Square Capital Corp., a NASDAQ Global Select Market -listedbusiness development company with approximately $312.9 million in gross assets as of September30, 2024, which is managed by Oxford Square Management, LLC. • Oxford Park Income Fund, Inc., a non -traded, closed -endmanagement investment company that is registered under the 1940 Act, with approximately $12.8 million in gross assets as of August31, 2024, which is managed by Oxford Park Management, LLC. • Oxford Bridge II, LLC, a private investment fund with approximately $24.5 million in gross assets as of September30, 2024, which is managed by Oxford Gate Management, LLC. • The Oxford Gate Funds, private investment funds with approximately $129.0 million in gross assets as of September30, 2024, which is managed by Oxford Gate Management, LLC.