Company: DGLY
Filing Date: 2025-11-12
Form Type: 10-Q
Source: 0001493152-25-021680
Chunk: 136

Company: DIGITAL ALLY, INC.
Filing Date: 2025-11-12
Form: 10-Q
Item: Part I, Item 1
Chunk 136
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 such claims or legal proceedings cannot be predicted with certainty, it is in the opinion of management,
after consultation with legal counsel, that the final outcome in such proceedings, in the aggregate, would not have a material adverse
effect on our consolidated financial condition, results of operations or cash flows.

Item
1A. Risk Factors.

As
a smaller reporting company, we are not required to provide the information required by this Item.

Item
2. Unregistered Sales of Equity Securities and Use of Proceeds.

There
were no unregistered sales of equity securities during the three and nine months ended September 30, 2025 that were not disclosed by
the Company on a Current Report on Form 8-K.

Item
3. Defaults upon Senior Securities.

There
were no defaults upon senior securities during the three and nine months ended September 30, 2025 that were not disclosed by the Company
on a Current Report on Form 8-K.

Item
4. Mine Safety Disclosures.

Not
applicable.

Item
5. Other Information.

Not
applicable.

57

Item
6. Exhibits.

    (a)
    Exhibits:

    Exhibit
    Number
     
    Description
    of Exhibit
  
    3.1
     
    Certificate of Amendment to Articles of Incorporation of Digital Ally, Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K with the SEC on May 23, 2025).

    4.1
     
    Form of Senior Secured Convertible Note(incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K with the SEC on September 17, 2025).
  
    4.2
     
    Form of Warrant (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K with the SEC on September 17, 2025).
  
    10.1
     
    Form of Securities Purchase Agreement related to Notes and Warrants  (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K with the SEC on September 17, 2025).
  
    10.2
     
    Form
    of Securities Purchase Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K with
    the