Company: NEWTP
Filing Date: 2025-04-24
Form Type: DEF 14A
Source: 0001587987-25-000073
Chunk: 61

Company: NewtekOne, Inc.
Filing Date: 2025-04-24
Form: DEF 14A
Chunk 61
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 |     | $ | 2,560 |
| Audit related fees |     |   |   456 |
| Tax fees           |     |   |   398 |
| All other fees     |     |   |   126 |
| Total fees         |     | $ | 3,540 |

Fees for professional services rendered to the Company by RSM during the fiscal year ended December 31, 2023 were as follows (in thousands):

| Audit fees         |     | $ | 3,188 |
| Audit related fees |     |   |    33 |
| Tax fees           |     |   |   386 |
| All other fees     |     |   |   203 |
| Total fees         |     | $ | 3,810 |

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Audit Fees: The audit fees for the fiscal years ended December 31, 2024 and 2023 were for professional services rendered in connection with the audits of the Company’s annual financial statements, assistance with review of documents filed with the SEC, and other audit services required to be performed by our independent registered public accounting firm.

Audit-Related Fees: All other fees billed to the Company by RSM during the fiscal years ended December 31, 2024 and 2023 for non-audit services and assurance and related services for attestations not required by law.

Tax Fees: Tax fees were for professional services rendered in connection with tax compliance, tax advice, and tax planning.

All Other Fees: Non-audit related services billed by RSM were primarily related to consents and other SEC filings.

In accordance with the Audit Committee Charter, all of the foregoing audit and non-audit fees paid to, and the related services provided by, RSM were pre-approved by the Audit Committee after consulting with the Company’s Chief Accounting Officer.

### REPORT OF THE AUDIT COMMITTEE
The Board of Directors, through its Audit Committee, and in accordance with its written Charter, reviews the audit function, internal controls and financial statements of the Company. The Committee consists solely of directors who are not Company employees and are considered “independent” under applicable rules of the SEC and Nasdaq. In 2024, the Audit Committee convened 4 times to discuss with management and the independent auditors their respective accounting, auditing and financial reporting responsibilities with respect to the fiscal years 2024 and 2023. In addition, during 2024, the Audit Committee convened with management and the independent aud