Company: INVUP
Filing Date: 2025-03-28
Form Type: 10-K
Source: 0001641172-25-001193
Chunk: 1928

Company: Investview, Inc.
Filing Date: 2025-03-28
Form: 10-K
Item: Item 5
Chunk 1928
---
 a broad release
of claims.

Other
Change in Control Arrangements

The
Investview, Inc. 2022 Incentive Plan under which awards have been issued to our named executive officers and directors contains “change
in control” provisions. Under the 2022 Incentive Plan, without limiting the authority of the Board or a committee delegated authority
by the Board to adjust awards, if a “change in control” of the Company occurs, then, unless otherwise provided in the award
or other agreement, if an award is continued, assumed or substituted by the successor entity, the award will not vest or lapse solely
as a result of the change of control but will instead remain outstanding under the terms pursuant to which it has been continued, assumed
or substituted and will continue to vest or lapse pursuant to such terms.

39

Policies
and Practices Related to the Grant of Certain Equity Awards Close in Time to the Release of Material Nonpublic Information

During
fiscal 2024, we granted 16,000,000 stock options or similar awards as part of our equity compensation program. When granting equity awards,
we do not grant equity awards in anticipation of the release of material nonpublic information, and we do not time the release of material
nonpublic information based on equity award grant dates or for the purpose of affecting the value of executive compensation. In addition,
we do not take material nonpublic information into account when determining the timing and terms of such awards. 

Item
12. Security Ownership of Certain Beneficial Owners, Management and Related Stockholder Matters

The
following table sets forth certain information, as of March 20, 2025, respecting the beneficial ownership of our outstanding common stock
by: (i) any holder of more than 5%; (ii) each of the Named Executive Officers and directors; and (iii) our directors and Named Executive
Officers as a group, based on 1,859,231,786 shares of common stock outstanding as of March 20, 2025. Except as otherwise indicated, each
stockholder listed below has sole voting and investment power over the shares beneficially owned: 

    Name
    and Address of Beneficial Owner (1) 
    Amount and Nature of Beneficial Ownership  
    Percent
    of Class (2) 
  
    Principal Stockholders: 

    DBR
Capital, LLC (3)
                                                1645
Kecks Road
                                                Breinigsville, PA 18031