Company: RWT-PA
Filing Date: 2025-04-01
Form Type: DEF 14A
Source: 0000930236-25-000012
Chunk: 26

Company: REDWOOD TRUST INC
Filing Date: 2025-04-01
Form: DEF 14A
Chunk 26
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(10) Includes 427,924 shares of common stock and 53,914 DSUs.

(11) Includes 74,489 shares of common stock and 102,579 DSUs.

(12) Includes 106,454 shares of common stock held in direct ownership, living trusts and through an unaffiliated pension plan, 1,913 shares held of record by Mr. Kubicek’s spouse, and 466,842 DSUs.

(13) Includes 227,941 DSUs.

(14) Includes 16,810 shares of common stock and 54,942 DSUs.

(15) Includes 1,604,628 shares of common stock and 1,978,118 DSUs.

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### SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS
The following table sets forth information as of the dates noted below, with respect to shares of our common stock owned by each person or entity known by us to be the beneficial owner of approximately 5% or more of our common stock.

| Name of Beneficial Owner            |     | Shares of Common Stock 
     Beneficially Owned |     | Percent of 
 Class(1)   |      |   |
| BlackRock, Inc.(2)                  |     |             19,932,048 |     |            | 15.0 | % |
| The Vanguard Group(3)               |     |             12,973,503 |     |            |  9.8 | % |
| Wellington Management Group, LLP(4) |     |             11,369,304 |     |            |  8.5 | % |

(1) Based on 132,982,863 shares of our common stock outstanding as of March 27, 2025.

(2) Address: 50 Hudson Yards, New York, New York 10001. The information in the above table and this footnote concerning the shares of common stock beneficially owned by BlackRock, Inc. (BlackRock) is based on the amended Schedule 13G/A filed by BlackRock with the SEC on January 22, 2024, which indicates that BlackRock and certain other subsidiary entities make aggregate reports on Schedule 13G and that such entities, in the aggregate as of December 31, 2023, had sole dispositive power with respect to 19,932,048 shares and sole voting power with respect to 19,635,