Company: DVAX
Filing Date: 2025-03-13
Form Type: 8-K
Source: 0001193125-25-054049
Chunk: 8

Company: DYNAVAX TECHNOLOGIES CORP
Filing Date: 2025-03-13
Form: 8-K
Item: Item 3.02
Chunk 8
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Item 3.02      Unregistered Sales of Equity Securities  

The Information set forth under Item 1.01 of this Current Report on Form8-Kis incorporated herein by reference. Any shares of the common stock that may be issued upon conversion of the New Notes will be issued in reliance upon Section 3(a)(9) of the Securities Act as involving an exchange by the Company exclusively with its security holders. Initially, a maximum of 16,059,937 shares of the common stock may be issued upon conversion of the New Notes based on the initial maximum conversion rate of 71.3775 shares of the common stock per $1,000 principal amount of New Notes, which is subject to customary anti-dilution adjustment provisions.