Company: SISI
Filing Date: 2025-02-14
Form Type: 10-Q
Source: 0001493152-25-006895
Chunk: 143

Company: SHINECO, INC.
Filing Date: 2025-02-14
Form: 10-Q
Item: Part II, Item 1A
Chunk 143
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As
a “smaller reporting company,” we are not required to provide the information required by this Item.

ITEM
2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS.

There
were no unregistered sales of the Company’s equity securities during the six months ended December 31, 2024 that were not previously
disclosed in reports filed with the SEC.

ITEM
3. DEFAULTS UPON SENIOR SECURITIES.

None.

ITEM
4. MINE SAFETY DISCLOSURES.

Not
applicable.

ITEM
5. OTHER INFORMATION.

None.

65

ITEM
6. EXHIBITS

    Exhibit
    Number
     
    Description

    3.1*
     
    Amended and Restated Certificate of Incorporation of Shineco, Inc.

    3.2
     
    Amended and Restated Bylaws of Shineco, Inc. (incorporated by reference to the Company’s Registration Statement on Form S-1 filed with the SEC on July 1, 2015 (Registration No. 333-202803))

    4.1
     
    Specimen Common Stock Share Certificate (incorporated by reference to the Company’s Registration Statement on Form S-1 filed with the SEC on January 27, 2016 (Registration No. 333-202803))

    4.2
     
    Amendment to Convertible Promissory Note, dated September 7, 2022 (Incorporated by reference to the Company’s Annual Report on Form 10-K filed with the SEC on September 28, 2023)

    4.3
     
    Amendment to Convertible Promissory Note, dated September 7, 2022 (Incorporated by reference to the Company’s Annual Report on Form 10-K filed with the SEC on September 28, 2023)

    4.4
     
    Amendment to Convertible Promissory Note, dated June 15, 2023 (Incorporated by reference to the Company’s Annual Report on Form 10-K filed with the SEC on September 28, 2023)

    4.5
     
    Amendment to Convertible Promissory Note, dated June 15, 2023 (Incorporated by reference to the Company’s Annual Report on Form 10-K filed with the SEC on September 28,