Company: ROK
Filing Date: 2025-06-18
Form Type: 11-K
Source: 0001024478-25-000072
Chunk: 12

Company: ROCKWELL AUTOMATION, INC
Filing Date: 2025-06-18
Form: 11-K
Chunk 12
---
|:----|:------------------------|------------:|:----|:--|------------:|
| Interest                                                                                  |     | $                       |  16,296,428 |     | $ |  14,200,450 |
| Dividends                                                                                 |     |                         |   8,982,897 |     |   |   8,330,316 |
| Net appreciation in fair value of investments                                             |     |                         | 376,330,214 |     |   | 538,595,659 |
| Investment income of the Master Trust                                                     |     |                         | 401,609,539 |     |   | 561,126,425 |
| Less: Income allocated to Rockwell Automation 1165(e) Plan and Sensia 401(k) Savings Plan |     |                         |  -8,987,923 |     |   | -12,064,679 |
| Plan's income in the Master Trust                                                         |     | $                       | 392,621,616 |     | $ | 549,061,746 |

While the Plan participates in the Master Trust, the investment portfolio is not ratable among the various participating plans. As a result, the investment income recognized by each plan will differ based on their level of participation in each investment.

#### 4. TAX STATUS
The Internal Revenue Service (the IRS) has determined and informed Rockwell Automation by letter dated April 25, 2014, that the Plan and related trust are designed in accordance with applicable sections of the Internal Revenue Code of 1986, as amended (the IRC). The Plan has been amended since receiving the determination letter. The Plan Administrator believes that the Plan is currently designed and is being operated in compliance with the applicable provisions of the IRC and the Plan continues to be tax-exempt. Therefore, no provision for income taxes has been included in the Plan’s financial statements.

Accounting principles generally accepted in the United States of America require the Plan’s management to evaluate uncertain tax positions taken by the Plan. The financial statement effects of a tax position are recognized when the position is more likely than not, based on the technical merits to be sustained upon examination by the IRS. The Plan Administrator has analyzed the tax positions taken by the Plan, and has concluded that as of December 31, 2024 and 2023, there were no uncertain positions taken or expected to be taken. The Plan has recognized no interest or penalties related to uncertain tax positions. The Plan is subject to