Company: PFSA
Filing Date: 2025-05-09
Form Type: S-4/A
Source: 0001213900-25-041151
Chunk: 69

Company: Profusa, Inc.
Filing Date: 2025-05-09
Form: S-4/A
Chunk 69
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 Agreement. In addition in the restriction does not apply to any transfers made in connection with the Business Combination. |

6 Registration Rights Agreements Following the execution of the Merger Agreement, NorthView, the Sponsor, I -BankersSecurities Inc., Dawson James Securities, Inc. (who, together with I -Bankers, acted as underwriters in NorthView’s IPO), certain holders of shares of Profusa, and certain holders of Convertible Company Notes (as defined in the Merger Agreement) receiving shares of New Profusa Common Stock in connection with the Business Combination will enter into an Amended and Restated Registration Rights Agreement (the “Registration Rights Agreement”), which will amend the terms of the Registration Rights Agreement entered into by NorthView and the Sponsor on December 20, 2021 and pursuant to which NorthView will be obligated to file a registration statement to register the resale of certain securities of NorthView held by such holders. The Registration Rights Agreement also provides such holders with “piggy -back” registration rights, subject to certain requirements and customary conditions. The foregoing description of the Registration Rights Agreement is subject to and qualified in its entirety by reference to the full text of the form of the form Registration Rights Agreement, a copy of which is attached as Exhibit 10.4 to the registration statement of which this proxy statement/prospectus is a part, and the terms of which are incorporated herein by reference. Conflicts of Interests of Certain Persons in the Business Combination There may be actual or potential material conflicts of interest between or among (i) the Sponsor and its affiliates, the NorthView Initial Stockholders, NorthView’s officers or directors, NorthView’s promotors, Profusa’s officers or directors, and (ii) the unaffiliated security holders of NorthView. In addition, I -Bankersand Dawson James, NorthView’s advisors and the managing underwriters of NorthView’s IPO, have a financial interest that may conflict with your interests. In considering the recommendation of NorthView’s Board to vote in favor of Proposal 1 (Business Combination Proposal), NorthView Holders should be aware that, aside from their interests as stockholders, the Sponsor and NorthView’s directors, officers and initial stockholders have interests in the Business Combination that are different from, or in addition to, those of other stockholders and warrant and right holders generally. NorthView’s directors were aware of and considered these interests, among other matters, in evaluating the Business Combination, and in recommending to stockholders that they approve the Business Combination