Company: CWAN
Filing Date: 2025-08-06
Form Type: 10-Q
Source: 0001866368-25-000018
Chunk: 12

Company: Clearwater Analytics Holdings, Inc.
Filing Date: 2025-08-06
Form: 10-Q
Item: Part II, Item 3
Chunk 12
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Item 3. Defaults Upon Senior Securities.

None. 

Item 4. Mine Safety Disclosures.

Not applicable. 

Item 5. Other Information.

During the three months ended June 30, 2025,  the following officer adopted a “Rule 10b5-1 trading arrangement”, as such term is defined in Item 408(a) of Regulation S-K. All trading plans that were adopted during the period were entered into during an open insider trading window and are intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act, and our policies regarding transactions in our securities. 

Name and TitleDateActionExpiration DateTotal Shares Subject to PlanSubi Sethi, Chief Operating OfficerJune 9, 2025AdoptionJuly 30, 202644,436

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Table of Contents

Item 6. Exhibits.

Exhibits filed or furnished herewith are designated by an asterisk (*); all exhibits not so designated are incorporated by reference to a prior filing as indicated. 

ExhibitNumberDescriptionReport or Registration StatementSEC File or Registration NumberExhibit Reference2.1Agreement and Plan of Merger, dated as of January 10, 2025, by and among Clearwater Analytics Holdings, Inc., Enfusion, Inc., Enfusion Ltd. LLC, Poseidon Acquirer, Inc., Poseidon Merger Sub I, Inc. and Poseidon Merger Sub II, LLC8-K filed January 13, 2025001-408382.2Agreement and Plan of Merger and Reorganization, dated as of March 11, 2025, by and among Clearwater Analytics Holdings, Inc., Beacon Platform Incorporated, BluePoint Merger Sub I, Inc., BluePoint Merger Sub II, Inc. and Shareholder Representative Services LL, as Equityholder Representative.8-K filed March 12, 2025001-408383.1Amended and Restated Certificate of Incorporation of Clearwater Analytics Holdings, Inc., dated September 27, 20218-K filed September 28, 2021001-408383.13.2Amended and Restated Bylaws of Clearwater Analytics Holdings, Inc., dated September 27, 20218-K filed September 28, 2021001-408383.23.3Certificate of Retirement of Class C common stock and Class D common stock of Clearwater Analytics Holdings, Inc. 8-K filed June 16, 2025001-