Company: CNTB
Filing Date: 2025-09-10
Form Type: POS AM
Source: 0001193125-25-200186
Chunk: 59

Company: Connect Biopharma Holdings Ltd
Filing Date: 2025-09-10
Form: POS AM
Chunk 59
---
 made by any method permitted that is deemed an “at
the market” offering as defined in Rule 415(a)(4) promulgated under the Securities Act of 1933, as amended (the “Securities Act”), including sales made directly on or through the Nasdaq Stock Market LLC (“Nasdaq”), on
or through any other existing trading market for our Ordinary Shares or to or through a market maker. If expressly authorized by us, the Sales Agent may also sell the Ordinary Shares in privately negotiated transactions. The Sales Agent is not
required to sell any specific number or dollar amount of securities but will act as our sales agent using commercially reasonable efforts consistent with their normal trading and sales practices and applicable state and federal laws, rules and
regulations and the rules of Nasdaq, on mutually agreed terms between the Sales Agent and us. There are no minimum sale requirements, and there is no arrangement for funds to be received in any escrow, trust or similar arrangement.

The compensation payable to the Sales Agent for sales of Ordinary Shares sold pursuant to the Sales Agreement will be an
amount up to 3.0% of the gross proceeds of any Ordinary Shares sold under the Sales Agreement. See “Plan of Distribution” beginning on page 35 for additional information regarding the compensation to be paid to the Sales Agent. In
connection with the sale of the Ordinary Shares on our behalf, the Sales Agent will be deemed to be an “underwriter” within the meaning of the Securities Act, and the compensation paid to the Sales Agent will be deemed to be underwriting
compensation. We have also agreed in the Sales Agreement to provide indemnification and contribution to the Sales Agent with respect to certain liabilities, including liabilities under the Securities Act or the Securities Exchange Act of 1934, as
amended (the “Exchange Act”).

The Ordinary Shares are listed on the Nasdaq Global Market under the symbol
“CNTB.” On September 9, 2025, the last reported sale price of the Ordinary Shares on the Nasdaq Global Market was $1.76 per Ordinary Share.

Our principal executive offices are located at 3580 Carmel Mountain Road, Suite 200, San Diego, California 92130, and our
telephone number is +1 877 245 2787. Our registered office in the Cayman Islands is located at the offices of Appleby Global Services (Cayman) Limited at PO Box 500, 71 Fort Street, Grand Cayman, KY1-1106