Company: AWK
Filing Date: 2025-08-06
Form Type: 8-K
Source: 0001193125-25-174298
Chunk: 3

Company: American Water Works Company, Inc.
Filing Date: 2025-08-06
Form: 8-K
Item: Item 1.01
Chunk 3
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 P. Morgan Securities LLC and Mizuho Securities USA LLC, as the forward sellers (each, a “ Forward Seller”), and each of the Forward Purchasers, pursuant to which the Forward Sellers sold to the Underwriters the Borrowed Shares on August 6, 2025. Under the terms of the Underwriting Agreement, American Water also granted the Underwriters a30-dayoption to purchase up to an additional 1,056,338 shares (the “ Optional Shares” and together with the Borrowed Shares, the “ Shares”) of Common Stock. The Underwriters agreed to buy the Shares issued pursuant to the Underwriting Agreement at a price equal to the initial forward sale price, less, with respect to the Optional Shares, any dividends declared and payable by the Company on the Borrowed Shares and not on the Optional Shares. The Shares were registered under the Securities Act of 1933, as amended, pursuant to a Registration Statement on FormS-3(File No. 333-277166).

This Current Report on Form8-Kis being filed, in part, to report the closing of the registered public offering of the Shares and the sale of the Borrowed Shares, and to include, as exhibits, certain documents executed in connection with such registered public offering and sale.

Cautionary Statement Concerning Forward-Looking Statements

Certain statements in this Current Report on Form8-K, including, without limitation, with respect to the future settlement of the Forward Sale Agreements, adjustments to the forward sale price, and the amount of and intended use of net proceeds from any settlement of the Forward Sale Agreements, are forward-looking statements within the meaning of the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 and the Federal securities laws. In some cases, these forward-looking statements can be identified by words with prospective meanings such as “intend,” “plan,” “estimate,” “believe,” “anticipate,” “expect,” “predict,” “project,” “propose,” “assume,” “forecast,” “likely,” “uncertain,” “outlook,” “future,” “pending,” “goal,” “objective,” “potential,” “continue,” “seek to,” “may,” “can,” “should,” “will” and “could” or the negative of such terms or other variations or similar expressions. These forward-looking statements are predictions based on American Water’s current expectations and assumptions regarding future events. They are not guarantees or assurances of any outcomes, financial results of levels of activity, performance or achievements