Company: GRAN
Filing Date: 2025-07-01
Form Type: 424B4
Source: 0001213900-25-060039
Chunk: 39

Company: Grande Group Ltd/HK
Filing Date: 2025-07-01
Form: 424B4
Chunk 39
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 business activities of such overseas securities companies regarding overseas listings of PRC domestic companies; and (2) for each project for which the overseas securities companies have been engaged, submitting the undertakings to the CSRC that such offshore securities companies have verified and examined the documents submitted to CSRC by its clients in relation to their overseas listing, and that such documents are true, accurate and complete. For the details of the filing/reporting, verification and supervisory obligations to the CSRC, please see “Regulations — Registration/Filing Requirements and the Regulatory Regime under the Trial Administrative Measures” on page 110. Currently, Grande Capital, our Operating Subsidiary, is registered with the CSRC under Article 21 of the Trial Administrative Measures as an overseas securities company and has provided the undertakings to the CSRC in relation to the PRC domestic companies clients that engaged Grande Capital as the listing sponsor for their overseas listings in Hong Kong. According to Article 21 of the Trial Administrative Measures, sponsors and lead underwriters engaged before March31, 2023 for overseas listing applications to the CSRC submitted by the PRC domestic companies shall make a filing with the CSRC within 30 working days after March31, 2023 in a prescribed form specified in Supporting Guideline No.5. of the Trial Administrative Measures. Sponsors or lead underwriters who are being engaged for Overseas Listings after March31, 2023, shall within 10 working days after signing its first engagement agreement, submit to the CSRC a prescribed form specified in Supporting Guideline No.5. Such filing only needs to be done once, not on case -by-casebasis. Such overseas securities company must update the CSRC within 10 working days in case of changes of details previously filed. According to Article 21 of the Trial Administrative Measures, no later than January 31 each year, overseas securities companies that serve as sponsors or lead underwriters for overseas listings shall submit an annual report to the CSRC on its relevant business activities in the previous year on all overseas listings. Therefore, although the offering of our securities in the United States and the operation of our Operating Subsidiary in Hong Kong do not require approvals, licenses, permits, or qualifications from the PRC authorities, such as the CSRC or the CAC, as long as our Operating Subsidiary conducts regulated activities in Hong Kong that involve PRC domestic companies, our Operating Subsidiary is subject to regulatory oversight from the CSRC under the Trial Administrative Measures