Company: TIPT
Filing Date: 2025-10-31
Form Type: DEFM14A
Source: 0001140361-25-039949
Chunk: 122

Company: TIPTREE INC.
Filing Date: 2025-10-31
Form: DEFM14A
Chunk 122
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 other brokerage activities, and principal investing as well as providing investment, corporate and private banking, asset and investment management, financing and financial advisory services and other commercial services and products to a wide range of companies, governments and individuals. In the ordinary course of their businesses, BofA Securities and its affiliates may invest

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on a principal basis or on behalf of customers or manage funds that invest, make or hold long or short positions, finance positions or trade or otherwise effect transactions in equity, debt or other securities or financial instruments (including derivatives, bank loans or other obligations) of (i) Fortegra and certain of its affiliates, including Tiptree and certain of its affiliates and Warburg Pincus and certain of its affiliates and portfolio companies, and (ii) Purchaser and certain of its affiliates.

BofA Securities and its affiliates in the past have provided, currently are providing, and/or in the future may provide, investment banking, commercial banking and other financial services to Fortegra and certain of its subsidiaries and have received or in the future may receive compensation for the rendering of these services. From September 1, 2023 through August 31, 2025, BofA Securities and its affiliates derived aggregate revenues from Fortegra and certain of its subsidiaries of less than $100,000 for investment and corporate banking services.

In addition, BofA Securities and its affiliates in the past have provided, currently are providing, and/or in the future may provide, investment banking, commercial banking and other financial services to Tiptree and certain of its affiliates (not including Fortegra and its subsidiaries) and have received or in the future may receive compensation for the rendering of these services. From September 1, 2023 through August 31, 2025, BofA Securities and its affiliates derived aggregate revenues from Tiptree and certain of its affiliates (not including Fortegra and its subsidiaries) of less than $100,000 for investment and corporate banking services.

In addition, BofA Securities and its affiliates in the past have provided, currently are providing, and/or in the future may provide, investment banking, commercial banking and other financial services to Warburg Pincus and certain of its affiliates and portfolio companies and have received or in the future may receive compensation for the rendering of these services, including (i) having acted or acting as a book-running manager, bookrunner and/or underwriter for certain equity and/or debt offerings of