Company: ANY
Filing Date: 2025-03-28
Form Type: 10-K
Source: 0001628280-25-015457
Chunk: 1

Company: Sphere 3D Corp.
Filing Date: 2025-03-28
Form: 10-K
Item: Item 15
Chunk 1
---
/20203.10Certificate of Amendment to the Articles of Amalgamation of the Company6-K001-365321/7/20213.11Certificate of Amendment to the Articles of Amalgamation of the Company6-K001-365327/15/20213.12Certificate of Amendment to the Articles of Amalgamation of the Company6-K001-3653210/4/20213.13Certificate of Amendment to the Articles of Amalgamation of the Company8-K001-365326/28/20233.14By-Law No. 1, as Amended6-K001-365327/17/20173.15By-Law No. 1 Amending Agreement6-K001-365322/1/20223.16By-Law No. 1 Amending Agreement8-K001-365321/13/20233.17By-Law No. 26-K001-365325/12/20174.1Specimen certificate evidencing Common SharesF-3333-2107354/13/20164.2Description of SecuritiesX4.6Form of Warrant6-K001-365329/9/20214.8Common Share Purchase Warrant issued by the Company to LDA Capital Limited on April 17, 20238-K001-365324/21/20234.9Form of Warrant8-K001-365328/14/20234.10Form of Warrant8-K/A001-365328/23/20234.11Senior Secured Convertible Promissory Note, dated September 14, 2020, between the Company and Rainmaker Worldwide Inc.8-K001-365329/18/202010.1+Sphere 3D Corp. 2015 Performance Incentive Plan, as amendedS-8333-2798665/31/202410.2+Form of Inducement Restricted Stock Unit Award AgreementS-8333-2092512/1/201610.3+Form of Executive Inducement Restricted Stock Unit Award AgreementS-8333-2092512/1/2016

39

ExhibitFiledIncorporated by ReferenceNumberDescriptionHerewithFormFile No.Date Filed10.4+Form of Executive Stock Option Agreement10-K001-365323/21/201810.5+Sphere 3D Corp. Employee Stock Purchase Plan, as amendedS-8333-2052361/29/201810.6