Company: PENG
Filing Date: 2025-07-08
Form Type: 10-Q
Source: 0001628280-25-034541
Chunk: 135

Company: Penguin Solutions, Inc.
Filing Date: 2025-07-08
Form: 10-Q
Item: Part II, Item 6
Chunk 135
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Item 6. Exhibits

INDEX TO EXHIBITS

Incorporated by ReferenceExhibitNo.DescriptionFiledHerewithFormFile No.ExhibitFilingDate3.1Amended and Restated Certificate of Incorporation of Penguin Solutions, Inc., effective as of June 27, 20258-K12B001-381023.106/30/20253.2Certificate of Designation of Convertible Preferred Stock, effective as of June 27, 20258-K12B001-381023.206/30/20253.3Amended and Restated Bylaws of Penguin Solutions, Inc., effective as of June 27, 20258-K12B001-381023.306/30/20254.1Form of Common Stock CertificateS-8 POS333-2863474.106/30/20254.2Second Supplemental Indenture in respect of the 2026 Notes, dated as of June 30, 2025, by and among Penguin Solutions Delaware, Penguin Solutions Cayman and U.S. Bank Trust Company, National Association, a national banking association organized under the laws of the United States of America, as trustee 8-K12B001-381024.106/30/20254.3First Supplemental Indenture in respect of the 2029 Notes, dated as of June 30, 2025, by and among Penguin Solutions Delaware, Penguin Solutions Cayman and U.S. Bank Trust Company, National Association, a national banking association organized under the laws of the United States of America, as trustee 8-K12B001-381024.206/30/20254.4First Supplemental Indenture in respect of the 2030 Notes, dated as of June 30, 2025, by and among Penguin Solutions Delaware, Penguin Solutions Cayman and U.S. Bank Trust Company, National Association, a national banking association organized under the laws of the United States of America, as trustee8-K12B001-381024.306/30/20254.5Amended and Restated Investor Agreement, dated as of June 30, 2025, by and between Penguin Solutions Delaware and Astra AI Infra LLC8-K12B001-381024.406/30/202510.1†Credit Agreement, dated as of June 24, 2025, by and among Penguin Solutions, Inc., SMART Modular Technologies, Inc., the lenders party thereto and JPMorgan