Company: BCG
Filing Date: 2025-04-08
Form Type: 424B3
Source: 0001410578-25-000663
Chunk: 13

Company: Binah Capital Group, Inc.
Filing Date: 2025-04-08
Form: 424B3
Chunk 13
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 the information set forth under “Risk Factors.”                                                                                                                                                                                                                                                                                                                                                                                                                                                        |
| Holders                                                              | As of February 13, 2025, there were approximately 29 holders of record of our Common Stock, one holder of record of our Series A Convertible Preferred Stock and approximately 11 holders of record of the Warrants. The number of holders of record does not include a substantially greater number of “street name” holders or beneficial holders whose Common Stock and Warrants are held of record by banks, brokers and other financial institutions.                                                                                                                                                                              |
| Dividend Policy                                                      | We have no current plans to pay cash dividends. The declaration, amount and payment of any future dividends on our Common Stock will be at the sole discretion of our board of directors. Our board of directors may take into account general and economic conditions, our financial condition and results of operations, our available cash and current and anticipated cash needs, capital requirements, contractual, legal, tax and regulatory restrictions and implications on the payment of dividends by us to our shareholders or by our subsidiaries to us and such other factors as our board of directors may deem relevant. |
| Nasdaq ticker symbols                                                | Common Stock: BCGWarrants: BCGWW                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        |

5

RISK FACTORS Investing in our securities involves a high degree of risk. Investors should carefully consider the risks described below and all of the other information set forth in the registration statement of which this prospectus forms a part, including our financial statements and related notes and “Management’s Discussion and Analysis of Financial Condition and Results of Operations,” before deciding to invest in our Common Stock and Warrants. If any of the events or developments described below occur, our business, financial condition, or results of operations could be materially or adversely affected. As a result, the market price of our Common Stock and Warrants could decline, and investors could lose all or part of their investment. The risks and uncertainties described below are not the only risks and uncertainties that we face. Additional risks and uncertainties not presently known to us or that we currently deem immaterial may also impair our business operations. The risks discussed below also include forward-looking statements, and our actual results may differ substantially from those discussed in these forward-looking statements. See “Cautionary Notes Regarding Forward-Looking Statements.” Risks Related to Our Business and Industry Several risks are inherent in the independent broker-dealer business model. Compared to wirehouses and other employee models, our advisors are not typically our direct employees. We generally offer advisors wider choice in operating