Company: CRCL
Filing Date: 2025-08-04
Form Type: DRS
Source: 0000950123-25-006942
Chunk: 458

Company: Circle Internet Group, Inc.
Filing Date: 2025-08-04
Form: DRS
Chunk 458
---
 
 terms and conditions at which all shareholders of Circle Internet Financial Limited had the right to appear, by the Irish High Court.                                                                                                                     |

| • |     | In September 2024, we issued 524,009 shares of Series E redeemable convertible preferred stock upon the                                                                                                                                 
 conversion of approximately $8.3 million principal amount of convertible notes. No underwriters were involved in this transaction. The transaction was exempt from registration under Section 3(a)(9) of the Securities Act in that the 
 securities were issued upon conversion of existing securities.                                                                                                                                                                          |

| • |     | In December 2024, we issued warrants to purchase 2,862,175 shares of our Class A common stock to a                                                                                                                                                  
 commercial counterparty. No underwriters were involved in this transaction. The transaction was exempt from registration under Section 4(a)(2) of the Securities Act in that the transaction was between an issuer and a sophisticated investor and 
 did not involve any public offering.                                                                                                                                                                                                                |

| • |     | During the years ended December 31, 2022, 2023, and 2024, stock options to purchase 509,776 shares, 989,800                                                                                                                                          
 shares, and 1,220,764 shares, respectively, were exercised, at weighted-average exercise prices of $1.10, $1.05, and $1.32, respectively. During the six months ended June 30, 2025, stock options to purchase 1,954,685 shares were exercised, at a 
 weighted-average exercise price of $3.48. The issuance of the shares upon exercise were exempt from registration under Section 4(a)(2) of the Securities Act in that the transaction was between an issuer and sophisticated investors or members of 
 its management and did not involve any public offering or under Rule 701 promulgated under the Securities Act in that the transactions were under compensatory benefit plans and contracts relating to compensation.                                 |

| • |     | In January 2025, we issued 3,857,332 shares of our Class A common stock, with a fair value of                                                                                                                                                     
 $120.2 million, in connection with the Hashnote acquisition including shares accounted for as compensation for post-combination services. The securities were issued to the sellers in the Hashnote acquisition. No underwriters were involved in 
 this transaction. This transaction was exempt from registration under Section 4(a)(2) of the Securities Act in that the transaction was between an issuer and