Company: KITTW
Filing Date: 2025-01-17
Form Type: 424B3
Source: 0001849820-25-000035
Chunk: 3

Company: Nauticus Robotics, Inc.
Filing Date: 2025-01-17
Form: 424B3
Chunk 3
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the “Securities Purchase Agreement”) (the “Nasdaq Stock Issuance Proposal (Debenture)”); and (3) approved a proposal to adjourn the Meeting to a later date or date to permit further solicitation and vote of proxies, if necessary or appropriate. While a majority of votes cast were in favor of a proposal to increase the authorized shares of the Company's common stock from 625,000,000 to 5,000,000,000 (the “Authorized Share Amendment”), the proposal did not reach the required threshold of a majority of all issued and outstanding common stock, and was therefore not approved.

A total of 3,676,638 shares of common stock of the Company attended the Meeting by proxy or in person, representing 57.39% of the Company's outstanding common stock entitled to vote as of November 4, 2024, the record date of the Meeting. The results of the voting were as follows:

| Proposal 1:  To approve, pursuant to Nasdaq Rule 5635, the issuance of shares of the Company’s common stock upon the conversion of shares of the Series A Convertible Preferred Stock, issued pursuant to the Exchange Agreement and the corresponding Certificate of Designations of Rights and Preferences of Series A Convertible Preferred Stock (the “Nasdaq Stock Issuance Proposal (Preferred Stock)”) |     |         |     |         |     |                  |
| For                                                                                                                                                                                                                                                                                                                                                                                                           |     | Against |     | Abstain |     | Broker Non-Votes |
| 1,692,753                                                                                                                                                                                                                                                                                                                                                                                                     |     | 629,740 |     |  20,441 |     |        1,333,704 |

| Proposal 2:  To approve, pursuant to Nasdaq Rule 5635, the issuance of shares of the Company’s common stock upon the conversion of debt under its Original Issue Discount Senior Secured Convertible Debentures Due September 9, 2026, issued pursuant to the Securities Purchase Agreement (the “Nasdaq Stock Issuance Proposal (Debenture)”) |     |         |     |         |     |                  |
|:-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|:----|--------:|:----|--------:|:----|-----------------:|
| For                                                                                                                                                                                                                                                                                                                                            |     | Against |     | Abstain |     | Broker Non-Votes |
| 1,698,250                                                                                                                                                                                                                                                                                                                                      |     | 624,