Company: KITTW
Filing Date: 2025-10-27
Form Type: 8-K
Source: 0001849820-25-000257
Chunk: 5

Company: Nauticus Robotics, Inc.
Filing Date: 2025-10-27
Form: 8-K
Item: Item 3.02
Chunk 5
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Item 3.02 Unregistered Sales of Equity Securities

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The information contained in Item 1.01 of this Current Report on Form 8-K under the caption “ Equity Purchase Facility Agreement” and the information contained in Items 7.01 and 8.01 is incorporated by reference in this Item 3.02.

Item 7.01. Regulation FD Disclosure.

On October 27, 2025, the Company issued a press release announcing that it has entered into an agreement with existing debtholders to convert $3.7M of debt into common equity. The press release is attached hereto and furnished as Exhibit 99.1 to this Current Report.

On October 27, 2025, the Company issued a press release announcing that it has entered into the $250 million equity line of credit (ELOC) facility. The press release is attached hereto and furnished as Exhibit 99.2 to this Current Report.

The information provided in this Item 7.01, including the accompanying Exhibits 99.1 and 99.2, shall be deemed “furnished” and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (“ Exchange Act”), or otherwise subject to the liabilities of such section, nor shall it be incorporated by reference in any filing made by the Company pursuant to the Securities Act of 1933, as amended, or the Exchange Act, regardless of the general incorporation language of such filing, except as expressly set forth by specific reference in such filing.

Item 8.01. Other Events.

On October 24, 2025, the Company entered into a Letter of Intent (the “ LOI”) with certain holders of debt securities of the Company (the “ Holders”). Pursuant to the LOI, the Holders will exchange certain existing debt securities (the “ Existing Debt”) issued by the Company for certain convertible preferred stock of the Company (the “ Exchange”). Final terms and conditions, including those customary for transactions such as the Exchange, will be contained within the definitive agreements governing such Exchange, including, but not limited to, an exchange agreement and a certificate of designation for a new series of convertible preferred stock of the Company.

The LOI is filed herewith as Exhibit 99.3 to this Current Report on Form 8-K and is incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

  Exhibit      Description