Company: MGLD
Filing Date: 2025-09-19
Form Type: 10-K
Source: 0001493152-25-014286
Chunk: 392

Company: Marygold Companies, Inc.
Filing Date: 2025-09-19
Form: 10-K
Item: Item 1C
Chunk 392
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, 2025.

Pursuant
to Regulation S-K Item 308(b), this Annual Report on Form 10-K does not include an attestation report of our Company’s registered
public accounting firm regarding internal control over financial reporting.

Changes
in Internal Control and Financial Reporting

There
have been no changes in our internal control over financial reporting during the fiscal year ended June 30, 2025 which were identified
in connection with our management’s evaluation required by paragraph (d) of rules 13a-15 and 15d-15 under the Securities Exchange
Act, that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting.

ITEM
9B. OTHER INFORMATION

Securities
Trading Plans of Directors and Executive Officers

During
the fiscal quarter ended June 30, 2025, none of the Company’s directors or officers, as defined in Section 16 of the Securities
Exchange Act of 1934, adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities
that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement”
as defined under Item 408(a) of Regulation S-K.

ITEM 9C. DISCLOSURE REGARDING JURISDICTIONS THAT PREVENT INSPECTIONS  

Not
applicable.

30

PART
III

ITEM
10. DIRECTORS, EXECUTIVE OFFICERS, AND CORPORATE GOVERNANCE

The
information required by this Item is incorporated by reference to our 2025 definitive proxy statement to be filed with the SEC within
120 days following our fiscal year ended June 30, 2025.

ITEM 11.  EXECUTIVE COMPENSATION

The
information required by this Item is incorporated by reference to our 2025 definitive proxy statement to be filed with the SEC within
120 days following our fiscal year ended June 30, 2025.

ITEM
12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS

The
information required by this Item is incorporated by reference to our 2025 definitive proxy statement to be filed with the SEC within
120 days following our fiscal year ended June 30, 2025.

ITEM
13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE 

The
information required by