Company: ASB
Filing Date: 2025-12-04
Form Type: 8-K
Source: 0001193125-25-307500
Chunk: 0

Company: ASSOCIATED BANC-CORP
Filing Date: 2025-12-04
Form: 8-K
Item: Item 3.02
Chunk 0
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Item 3.02 Unregistered Sales of Equity Securities.

The information set forth under Item 1.01 of this Report on Form8-Kwith respect to the issuance of Associated Common Stock to the American National voting shareholders is incorporated herein by reference. The issuance of the Associated Common Stock to American National voting shareholders in the Merger is expected to be exempt from the registration requirements of the Securities Act of 1933, as amended (the “ Securities Act”), under Section 4(a)(2) of the Securities Act.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

  Exhibit      Description of Exhibit                                                                                                                             
      No.                                                                                                                                                         
      2.1      Agreement and Plan of Merger, dated as of November 30, 2025, by and between Associated Banc-Corp and American National Corporation                 
     10.1      Transfer, Voting and Registration Rights Agreement, dated as of November 30, 2025, between Associated Banc-Corp and the other signatories thereto  
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      104      The cover page from this Current Report on Form 8-K, formatted in Inline XBRL