Company: AAOI
Filing Date: 2025-12-11
Form Type: 144/A
Source: 0001974078-25-000470
Chunk: 0

Company: APPLIED OPTOELECTRONICS, INC.
Filing Date: 2025-12-11
Form: 144/A
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 consideration therefor: 144/A: Securities To Be Sold

| Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
| Common             | 04/22/2024        | RSU                               | Issuer                            |                 |                     |                          2206 | 04/22/2024      | N/A                 |
| Common             | 05/23/2024        | RSU                               | Issuer                            |                 |                     |                           794 | 05/23/2024      | N/A                 |
| Common             | 10/23/2024        | RSU                               | Issuer                            |                 |                     |                          1000 | 10/23/2024      | N/A                 |

*If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold. 144/A: Securities Sold During The Past 3 Months

| Nothing to Report |

144/A: Remarks and Signature

| Remarks                                                                                                               |                                                                                                                                         |
| Date of Notice                                                                                                        | 12/11/2025                                                                                                                              |
| Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1                                             | 08/12/2025                                                                                                                              |
| ATTENTION:                                                                                                            |                                                                                                                                         |
| The person for whose account the securities to which this notice relates are to be sold hereby represents by signing  
 this notice that he does not know any material adverse information in regard to the current and prospective           
 operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has       
 adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by        
 signing the form and indicating the date that the plan was adopted or the instruction given, that person makes        
 such representation as