Company: GDV-PK
Filing Date: 2025-08-08
Form Type: N-14
Source: 0001829126-25-006008
Chunk: 158

Company: GABELLI DIVIDEND & INCOME TRUST
Filing Date: 2025-08-08
Form: N-14
Chunk 158
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As of December 31, 2024, the portfolio managers were deemed to beneficially own the following dollar ranges of equity securities in Dividend Trust, based on a closing price on December 31, 2024 of $24.15:

| Portfolio Manager      |     | Dollar Range |
| Mario J. Gabelli       |     | G            |
| Robert D. Leininger    |     | E            |
| Kevin V. Dreyer        |     | C            |
| Jeffrey J. Jonas       |     | E            |
| Christopher J. Marangi |     | C            |
| Gustavo Pifano         |     | B            |
| Regina M. Pitaro       |     | A            |
| Sarah M. Donnelly      |     | A            |
| Brian C. Sponheimer    |     | A            |
| Howard F. Ward         |     | A            |
| Hendi Susanto          |     | A            |
| Tony Bancroft          |     | A            |
| Ashish Sinha           |     | B            |
| Justin Bergner         |     | A            |
| Justin McAuliffe       |     | A            |
| Macrae Sykes           |     | A            |
| Daniel M. Miller       |     | A            |

| * | Key to Dollar Ranges   
 A. None                
 B. $1—$10,000          
 C. $10,001—$50,000     
 D. $50,001—$100,000    
 E. $100,001—$500,000   
 F. $500,001—$1,000,000 
 G. Over $1,000,000     |

As of the date of this SAI, none of the portfolio managers of Preferred Trust own any equity securities of Preferred Trust.

<div align='center'>S-24

PORTFOLIO TRANSACTIONS</div>

Subject to policies established by the Board of Trustees of each Fund, the Investment Adviser is responsible for placing purchase and sale orders and the allocation of brokerage on behalf of each Fund. Transactions in equity securities are in most cases effected on U.S. stock exchanges and involve the payment of negotiated brokerage commissions. In general, there may be no stated commission in the case of securities traded in over-the-counter markets, but the prices of those securities may include undisclosed commissions or mark-ups. Principal transactions are not entered into with affiliates of either Fund. However