Company: AWK
Filing Date: 2025-10-27
Form Type: 425
Source: 0001193125-25-250649
Chunk: 28

Company: American Water Works Company, Inc.
Filing Date: 2025-10-27
Form: 425
Chunk 28
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 of routine cash management or investments of two percent (2%) or less in publicly
traded companies, and there are no Joint Ventures of the Company.

Section 3.2 .

(a) The authorized capital stock of the Company consists of 600,000,000 shares of Company Common Stock and 1,770,819 shares of preferred
stock, par value $1.00 per share, of the Company (the “”). As of the close of business on October 20, 2025 (the “”), (i) (A) 282,975,137 shares of Company Common
Stock were issued and outstanding, which includes no Company Restricted Shares outstanding as of such date, and (B) 3,427,257 shares of Company Common Stock were held in the Company’s treasury, (ii) Company Stock Options to purchase
1,079,266 shares of Company Common Stock (of which 794,059 Company Stock Options were exercisable) were outstanding with a weighted average exercise price of $36.60, (iii) Company RSU Awards covering 301,181 shares of Company Common Stock were
outstanding, (iv) Company Performance Share Awards covering 524,467 shares of Company Common Stock were outstanding (based on target performance), (v) 2,534,432 shares of Company Common Stock were reserved and available for issuance under the
Company Stock Plan, (vi) 960,299 shares of Company Common Stock were reserved and available for issuance under the Company ESPP, (vii) 3,177,820 shares of Company Common Stock were reserved for issuance under the Company DRIP and (viii) no
shares of Company Preferred Stock were issued or outstanding. All shares of Company Common Stock are duly authorized, validly issued, fully paid and nonassessable and were not issued in violation of any preemptive right, purchase option, call, right
of first refusal or any similar right and all shares of Company Common Stock reserved for issuance as noted in this , when issued in accordance with the respective terms thereof, will be duly authorized,
validly issued, fully paid and nonassessable and not issued in violation of any preemptive right, purchase option, call, right of first refusal or any similar right. No shares of Company Common Stock are held by any Company Subsidiary. Except as set
forth in this , at the close of business on the Business Day immediately preceding the date of this Agreement, no shares of capital stock, voting securities