Company: USCB
Filing Date: 2025-03-14
Form Type: 10-K
Source: 0001562762-25-000043
Chunk: 8

Company: USCB FINANCIAL HOLDINGS, INC.
Filing Date: 2025-03-14
Form: 10-K
Item: Item 12
Chunk 8
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Equity compensation Plan information

. The following table provide information as of December 31, 2024 with 

respect to shares of common stock that may be issued under our existing equity compensation plans, which consists of 

2015 Equity Incentive Plan (the “2015 Option Plan”) which was approved by our shareholders. 

Per Category 

Number of 

securities issued 

or to be upon 

exercise of 

outstanding 

options, warrants 

and rights 

(a) (1) 

Weighted-average 

exercise price of 

outstanding 

options, warrants 

and rights 

(b) (1) 

Number of securities 

remaining available for 

future issuance under 

equity compensation 

plans (excluding 

securities reflected in 

column (a)) 

(c) 

Equity compensation plans approved by security holders 

1,127,243 

$ 

10.86 

966,436 

Equity compensation plans not approved by security holders 

- 

- 

- 

Total 

1,127,243 

$ 

10.86 

966,436 

(1)

 Includes 402,076 shares subject to restricted stock awards which were not vested as of December 31, 2024. The 

weighted average exercise price excludes such restricted stock awards. 

Security Ownership of Certain Beneficial Owners and Management

. Information regarding security ownership 

of certain beneficial owners and management is incorporated by reference to “Beneficial Ownership of Common Stock by 

Certain Beneficial Owners and Management” in the 2025 Definitive Proxy Statement. 

Item 13. Certain Relationships and Related Transactions, and Director Independence