Company: INV
Filing Date: 2025-04-15
Form Type: S-1
Source: 0001628280-25-017890
Chunk: 167

Company: Innventure, Inc.
Filing Date: 2025-04-15
Form: S-1
Chunk 167
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PA (without exceeding the Exchange Cap) and (v) 300,000

shares of Common Stock that may be issued upon exercise of the 2025 WTI Warrants, and (B) the issuance by us of

18,386,688 shares of Common Stock issuable upon the exercise of the Innventure Warrants.

Our Common Stock is listed on NASDAQ under the symbol “INV.”

Each Selling Stockholder of the securities and any of their pledgees, assignees and successors-in-interest may,

from time to time, sell any or all of their securities covered hereby on the principal trading market for such securities

or any other stock exchange, market or trading facility on which the securities are traded or in private transactions.

These sales may be at fixed or negotiated prices. A Selling Stockholder may use any one or more of the following

methods when selling securities:

• ordinary brokerage transactions and transactions in which the broker-dealer solicits purchasers;

• block trades in which the broker-dealer will attempt to sell the securities as agent but may position and

resell a portion of the block as principal to facilitate the transaction;

• purchases by a broker-dealer as principal and resale by the broker-dealer for its account;

• an exchange distribution in accordance with the rules of the applicable exchange;

• privately negotiated transactions;

• in underwritten transactions;

• settlement of short sales;

• in transactions through broker-dealers that agree with the Selling Stockholders to sell a specified number of

such securities at a stipulated price per security;

• through the writing or settlement of options or other hedging transactions, whether through an options

exchange or otherwise;

• distribution to members, limited partners or stockholders of Selling Stockholders;

• “at the market” or through market makers or into an existing market for the shares;

• a combination of any such methods of sale; or

• any other method permitted pursuant to applicable law.

The Selling Stockholders may also sell securities under Rule 144 under the Securities Act, provided that the

Selling Stockholders meet the criteria and conform to the requirements of that rule, or any other exemption from

registration under the Securities Act, if available, rather than under this prospectus.

Broker-dealers engaged by the Selling Stockholders may arrange for other brokers-dealers to participate in

sales. Broker-dealers may receive commissions or discounts from the Selling Stockholders (or, if any broker-dealer

acts as agent for the subscriber of securities, from the subscriber) in amounts to be negotiated,