Company: ECC-PD
Filing Date: 2025-04-30
Form Type: 40-APP/A
Source: 0001104659-25-042630
Chunk: 16

Company: Eagle Point Credit Co Inc.
Filing Date: 2025-04-30
Form: 40-APP/A
Chunk 16
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 by participation in the co-investment program; and (ii) approve policies and  
 procedures of the Regulated Fund that are reasonably designed to ensure compliance with the terms of the Order.                   |

| (c) | At least quarterly, each Regulated Fund’s Adviser and chief compliance officer (as defined in Rule 38a-1(a)(4))                             
 will provide the Regulated Fund Boards with reports or other information requested by the Board related to a Regulated Fund’s participation 
 in Co-Investment Transactions and a summary of matters, if any, deemed significant that may have arisen during the period related to the    
 implementation of the Co-Investment Policies and the Regulated Fund’s policies and procedures approved pursuant to (b) above.               |

| (d) | Every year, each Regulated Fund’s Adviser and chief compliance officer will provide the Regulated                                
 Fund’s Board with reports or other information requested by the Board related to the Regulated Fund’s participation in the       
 co-investment program and any material changes in the Affiliated Entities’ participation in the co-investment program, including 
 changes to the Affiliated Entities’ Co-Investment Policies.                                                                      |

| (e) | The Adviser and the chief compliance officer will also notify the Regulated Fund’s Board of a compliance                              
 matter related to the Regulated Fund’s participation in the co-investment program and related Co-Investment Policies or the Regulated 
 Fund’s policies and procedures approved pursuant to (b) above that a Regulated Fund’s chief compliance officer considers              
 to be material.                                                                                                                       |

8. Recordkeeping. All information presented to the Board pursuant to the order will be kept for the life of the Regulated Fund and at least two years thereafter, and will be subject to examination by the Commission and its Staff. Each Regulated Fund will maintain the records required by Section 57(f)(3) as if it were a business development company and each of the Co-Investment Transactions were approved by the Required Majority under Section 57(f). 22

| 21 | “Tradable                                                                                                                                 
 Security” means a security which trades: (i) on a national securities exchange (or designated offshore securities market                  
 as defined in Rule 902(b) under the Securities Act of 1933, as amended) and (ii) with sufficient volume and liquidity (findings which     
 are to be made in good faith and documented by the Advisers to any Regulated Funds) to allow each Regulated Fund to dispose of its entire 
 remaining