Company: NEWTP
Filing Date: 2025-08-21
Form Type: 8-K
Source: 0001587987-25-000157
Chunk: 2

Company: NewtekOne, Inc.
Filing Date: 2025-08-21
Form: 8-K
Item: Item 5.03
Chunk 2
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Item 5.03.

Amendments to Articles of Incorporation or Bylaws.

On August 19, 2025, the Company filed the Articles Supplementary with the Maryland State Department of Assessments and Taxation amending the amended and restated articles of incorporation of the Company, as amended. The Articles Supplementary create the Series B Preferred Stock out of the authorized and unissued shares of stock of the Company, establishes the terms of the Series B Preferred Stock, fixes the authorized number of shares of Series B Preferred Stock to 53,750, and provides for certain other preferences, rights, voting powers, restrictions and limitations of the Series B Preferred Stock. The foregoing description of the Series B Preferred Stock and the Articles Supplementary is qualified entirely by the terms of the Articles Supplementary, a copy of which is attached hereto as Exhibit 3.1 and is incorporated by reference herein.

Item 8.01. Other Events.