Company: FEAV
Filing Date: 2025-02-03
Form Type: DEF 14A
Source: 0000950170-25-012391
Chunk: 388

Company: 5E Advanced Materials, Inc.
Filing Date: 2025-02-03
Form: DEF 14A
Chunk 388
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,849.4391 shares of Common Stock per $1,000 principal amount of Notes (with respect to the Amendment No. 4 Notes), which amount is subject to adjustment in the same manner as, and at the same time and for the same events for which, the Conversion Rate is required to be adjusted pursuant toSection 2.8(d).

(iv)Adjustment of Stock Prices and Number of Additional Shares. The (A) Stock Prices in the first row (i.e., the column headers) of the tables set forth inSection 2.9(a)will be adjusted in the same manner as, and at the same time and for the same events for which, the Conversion Price is adjusted as a result of the operation ofSection 2.8(d)and (B) numbers of Additional Shares in the tables set forth inSection 2.9(a)will be adjusted in the same manner as, and at the same time and for the same events for which, the Conversion Rate is adjusted pursuant

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toSection 2.8(d); provided, however, that any adjustment pursuant to this Section 2.9(a) in connection with a Degressive Issuance as set forth in Section 2.8(d)(vi) shall only apply in respect of the Amendment No. 2 Notes and the Amendment No. 3 Notes.

(v)Principal Market Regulation. No Additional Shares shall be issued or issuable pursuant to thisSection 2.9(a)that would violate the applicable rules of The Nasdaq Stock Market, including Nasdaq Listing Rule 5635, until the Company obtains the approval of its stockholders as required by the applicable rules of The Nasdaq Stock Market, including Nasdaq Listing Rule 5635, to issue the maximum aggregate amount of Additional Shares that may potentially be issuable pursuant to this Section 2.9(a).

(b)Notice of the Occurrence of a Make-Whole Fundamental Change. If a Make-Whole Fundamental Change occurs, then, promptly and in no event later than the Business Day immediately after the Make-Whole Fundamental Change Effective Date of such Make-Whole Fundamental Change, the Issuer will notify the Purchasers of the occurrence of such Make-Whole Fundamental Change and of such Make-Whole Fundamental Change Effective Date, briefly stating the circumstances under which the Conversion Rate will be increased pursuant to thisSection 2.9in connection with such Make-Whole Fundamental Change.

(c)Overlapping Make-Whole Fundamental Change Conversion