Company: LIDRW
Filing Date: 2025-05-12
Form Type: 10-Q
Source: 0001437749-25-015868
Chunk: 66

Company: AEye, Inc.
Filing Date: 2025-05-12
Form: 10-Q
Item: Part II, Item 3
Chunk 66
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None.

Item 4. Mine Safety Disclosures

Not applicable.

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      Table of Contents

   Item 5. Other Information 
    
   Rule 10b5-1 Trading Plans. For the three months ended  March 31, 2025, no director or officer of the Company adopted or terminated a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement" as each term is defined in Item 408(a) of Regulation S-K.

Item 6. Exhibits

      Exhibit Number 
      Description 
      Form 
      File Number 
      Exhibit/Appendix Reference 
      Filing Date 
      Filed Herewith 

      3.1 
      Second Amended and Restated Certificate of Incorporation of AEye, Inc. 
      8-K 
      001-39699 
      3.1 
      08/23/2021 

      3.2 
      Certificate of Amendment of the Second Amended and Restated Certificate of Incorporation of AEye, Inc. 
      10-Q 
      001-39699 
      3.2 
      05/11/2023 

     3.3
     Certificate of Amendment of the Second amended and Restated Certificate of Incorporation of AEye, Inc.
      8-K 
      001-39699 
      3.1 
      12/29/2023 

      3.4 
      Amended and Restated Bylaws of AEye, Inc. 
      8-K 
      001-39699 
      3.1 
      03/07/2025 

      31.1 
      Certification of Principal Executive Officer pursuant to Rules 13a-14(a) and 15(d)-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 

      X 

      31.2 
      Certification of Principal Financial Officer pursuant to Rules 13a-14(a) and 15(d)-14(a) under the Securities Exchange Act of 1934, as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 

      X 

      32.1* 
      Certification of Principal Executive Officer and Principal Financial Officer pursuant to 18