Company: CGABL
Filing Date: 2025-07-29
Form Type: 40-6B/A
Source: 0001193125-25-168066
Chunk: 13

Company: Carlyle Group Inc.
Filing Date: 2025-07-29
Form: 40-6B/A
Chunk 13
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 be responsible for the overall management of such Fund and will have the authority to make all decisions regarding the management, control, and direction of the Fund and its operations, business, and affairs. However, the General Partner may be permitted to enter into contracts or agreements to delegate certain of its responsibilities regarding the acquisition, management and disposition of Fund investments to an Investment Adviser, provided that the ultimate responsibility for, and control of, the Fund, remain with the applicable General Partner. A General Partner’s investment decisions for a Fund may be subject to the approval of an investment committee, comprising senior officers of Carlyle, but the General Partner will be ultimately responsible for the affairs and investments of such Fund. If a General Partner determines that a Fund should enter into any side-by-sideinvestment with an unaffiliated entity, the General Partner will be permitted to engage as sub-investmentadviser the unaffiliated entity (an “ Unaffiliated Subadviser”), which will be responsible for the management of such side-by-sideinvestment. Where the General Partner has appointed a separate Investment Adviser, the Applicants anticipate that the General Partner will, in most cases, exercise its authority only after receiving a recommendation from the Investment Adviser as to the matter to be acted upon. A General Partner may also delegate administrative responsibilities for a Fund to Carlyle. In addition, without limiting any recordkeeping requirement imposed by the Advisers Act, a Fund and its General Partner and Investment Adviser will maintain and preserve such accounts, books and other documents constituting the record forming the basis for the audited financial statements that are to be provided to the Investors or that are necessary or appropriate to record transactions with the Fund. All such records will be subject to examination by the Commission staff. No sales load or similar fee of any kind will be charged in connection with the sale of Interests. To the extent authorized by its governing documents, an Investment Adviser may be paid a management fee (“ Management Fee”) for its services to a Fund, which fee will generally be determined as a percentage of the capital commitments or assets under management of the Investors in a Fund. To the extent an Investment Adviser manages both a Fund and an underlying fund in which a Fund is invested, the Investment Adviser will not receive any management fees or other compensation from both the Fund and the underlying fund with respect to the Fund’s investment in the underlying fund. To the extent authorized by the informational memorandum or the governing documents, a General Partner or Investment Adviser may receive a performance-based fee or allocation (“