Company: ROK
Filing Date: 2025-06-18
Form Type: 11-K
Source: 0001024478-25-000072
Chunk: 13

Company: ROCKWELL AUTOMATION, INC
Filing Date: 2025-06-18
Form: 11-K
Chunk 13
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 routine audits by taxing jurisdictions; however, there are currently no audits for any tax periods in progress.

#### 5. RELATED-PARTY TRANSACTIONS
Certain Master Trust investments are shares of mutual funds, lifecycle funds, common collective trusts, separate account funds, and a money market fund managed by the Trustee. Fidelity is the trustee and recordkeeper as defined by the Master Trust; therefore, these transactions qualify as party-in-interest transactions. Fees paid by the Master Trust for investment management services were included as a reduction of the return earned on each fund.

At December 31, 2024 and 2023, the Master Trust held 916,016 and 1,054,383 shares, respectively, of common stock of Rockwell Automation, the sponsoring employer, with a cost basis of $42,422,602 and $47,323,720, respectively, and a fair value of $261,788,213 and $327,364,834, respectively. During the years ended December 31, 2024 and 2023, purchases of shares by the Master Trust totaled $1,805,660 and $1,839,908, respectively, and sales by the Master Trust totaled $40,013,982 and $45,150,652, respectively.

During 2024 and 2023, dividends on Rockwell Automation common stock, held in the Master Trust, paid and/or credited to eligible Plan participants’ accounts totaled $5,014,249 and $5,351,866, respectively.

The Plan issues loans to participants, which are secured by the participant’s account balances. These transactions qualify as party-in-interest transactions. As of December 31, 2024 and 2023, notes receivable from participants totaled $16,582,155 and $16,336,467, respectively.

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#### ROCKWELL AUTOMATION RETIREMENT SAVINGS PLAN

#### FORM 5500, SCHEDULE H, PART IV, LINE 4i -

#### SCHEDULE OF ASSETS (HELD AT END OF YEAR),

#### DECEMBER 31, 2024

#### EIN 25-1797617

#### PLAN NUMBER 008
| Column A |     | Column B            
 Identity of Issuer, 
 Borrower, Lessor    
 or Similar Party    |     | Column C                                                                                    
 Description of Investment                                                                   
 Including Collateral, Rate                                                                  
 of Interest, Maturity Date,                                                                 
 Par