Company: NEWTP
Filing Date: 2025-06-06
Form Type: 424B5
Source: 0001587987-25-000104
Chunk: 0

Company: NewtekOne, Inc.
Filing Date: 2025-06-06
Form: 424B5
Chunk 0
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Filed Pursuant to Rule 424(b)(5)
Registration No. 333-269452

AMENDMENT NO.1 DATED JUNE 6, 2025 TO
PROSPECTUS SUPPLEMENT DATED NOVEMBER 17, 2023

(To Prospectus Dated July 27, 2023)

#### Up to 5,000,000 Shares

#### NewtekOne, Inc.
Common Stock

This Amendment No. 1 (this “amendment”) amends our prospectus supplement dated November 17, 2023 (the “prospectus supplement”). This amendment should be read in conjunction with the prospectus supplement and the accompanying prospectus dated July 27, 2023 (the “prospectus”), each of which are to be delivered with this amendment. This amendment amends only those sections of the prospectus supplement listed in this amendment; all other sections of the prospectus supplement remain unchanged.

On November 17, 2023, we entered into an Equity Distribution Agreement (the “2023 Equity Distribution Agreement”) with Keefe, Bruyette & Woods, Inc., B. Riley Securities, Inc., Compass Point Research & Trading, LLC, Ladenburg Thalmann & Co. Inc., Raymond James & Associates, Inc. and UBS Securities LLC (the “Original Placement Agents”) relating to the offer and sale of up to 3,000,000 shares of our common stock, par value $0.02 per share (the “common stock”). On June 6, 2025, we entered into an Amended and Restated Equity Distribution Agreement (the “Amended and Restated Equity Distribution Agreement”) with each of the Original Placement Agents, Cantor Fitzgerald & Co., H.C. Wainwright & Co., LLC, Lucid Capital Markets, LLC, Roth Capital Partners, LLC and Hovde Group, LLC (the “Additional Placement Agents”), pursuant to which the number of shares subject to offer and sale thereunder (inclusive of shares previously sold under the 2023 Equity Distribution Agreement) was increased from 3,000,000 to 5,000,000 and the Additional Placements became Placement Agents. Each reference to the term “Placement Agent” in the prospectus supplement is hereby amended to refer to the Original Placement Agents and the Additional Placement Agents (and any reference to Placement Agent shall refer to any one of them) and each reference to the term “Equity Distribution Agreement” in the prospectus supplement is