Company: RIV
Filing Date: 2025-03-21
Form Type: N-2/A
Source: 0001398344-25-005840
Chunk: 180

Company: RIVERNORTH OPPORTUNITIES FUND, INC.
Filing Date: 2025-03-21
Form: N-2/A
Chunk 180
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 its judgment, after reviewing the recommendation of the Adviser, is most consistent with the Adviser’s proxy voting policies and in the best interests of shareholders. When the Board of Directors of the Fund is required to make a proxy voting decision, only the directors without a conflict of interest with regard to the security in question or the matter to be voted upon shall be permitted to participate in the decision of how the Fund’s vote will be cast. The Adviser votes proxies pursuant to the proxy voting policy and guidelines set forth in Appendix A to this SAI.

You may also obtain information about how the Fund voted proxies related to its portfolio securities during the 12-month period ended June 30 by visiting the SEC’s website at sec.gov or by visiting the Fund’s website at rivernorth.com/riv (this reference to the Fund’s website does not incorporate the contents of the website into this SAI).

<div align='center'>ADDITIONAL INFORMATION</div>

A Registration Statement on Form N-2, including amendments thereto, has been filed by the Fund with the SEC. The Fund’s Prospectus and this SAI do not contain all of the information set forth in the Registration Statement, including any exhibits and schedules thereto. For further information with respect to the Fund and the Securities offered hereby, reference is made to the Fund’s Registration Statement. Statements contained in the Fund’s Prospectus and this SAI as to the contents of any contract or other document referred to are not necessarily complete and in each instance reference is made to the copy of such contract or other document filed as an exhibit to the Registration Statement, each such statement being qualified in all respects by such reference.

The Registration Statement and the Codes of Ethics also may be available on the Edgar Database on the SEC’s website, sec.gov, or be obtained, after paying a duplicating fee, by electronic request to publicinfo@sec.gov.

<div align='center'>FINANCIAL STATEMENTS</div>

The Fund’s financial statements for the fiscal year ended June 30, 2024, together with the report thereon of Cohen & Company, Ltd. (“Cohen”), an independent registered public accounting firm, given on the authority of said firm as experts in auditing and accounting, are incorporated in this statement of additional information by reference to the Fund’s Annual Reportto shareholders. The Fund's unaudited financial statements and financial highlights included in the Fund's semi-annual reportto the Fund's shareholders for the six months ended December 31, 2024, are also incorporated