Company: INV
Filing Date: 2025-04-15
Form Type: S-1
Source: 0001628280-25-017890
Chunk: 154

Company: Innventure, Inc.
Filing Date: 2025-04-15
Form: S-1
Chunk 154
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 Michael P. Glockner Revocable Trust; (f) 747,834 shares held by the Timothy E. Glockner Revocable Trust; (g) 3,964 shares held by the Andrew M. Glockner Revocable Trust; and (h) 51,662 shares held by the Barbara G. Glockner Revocable Trust, each of which has three trustees, Timothy Glockner, James Donnally, and Theresa Laxton, Mr. Donnally’s spouse, with shared voting power. Timothy Glockner has a life estate interest in the Barbara G. Glockner Trust fbo Timothy E. Glockner. The beneficiaries of the Barbara G. Glockner Trust fbo Timothy E. Glockner are the issue of Timothy Glockner. The beneficiaries of the Barbara G. Glockner Trust fbo Joseph C. Glockner are the issue of Joseph C. Glockner. The beneficiaries of the Barbara G. Glockner Trust fbo Michael P. Glockner are the issue of Michael P. Glockner. (2) Mr. Otworth holds 2,714,580 shares of Common Stock and 114,161 shares of Series C Preferred Stock. As of April 11, 2025, if this Registration Statement were effective, these shares of Series C Preferred Stock would be convertible into 228,322 shares of Common Stock. Because the conversion price of the Series C Preferred Stock is determined based on the greater of a fixed amount and the 10-trading day volume-weighted average NASDAQ official closing price of the Common Stock, the number of shares of Common Stock into which the shares are convertible will fluctuate. (3) Dr. Scott holds 1,628,985 shares of Common Stock and 226,334 shares of Series C Preferred Stock. As of April 11, 2025, if this Registration Statement were effective, these shares of Series C Preferred Stock would be convertible into 452,668 shares of Common Stock. Because the conversion price of the Series C Preferred Stock is determined based on the greater of a fixed amount and the 10-trading day volume-weighted average NASDAQ official closing price of the Common Stock, the number of shares of Common Stock into which the shares are convertible will fluctuate. (4) Greg Wasson has voting and investment power over the securities held by WE-INN LLC. (5) Ascent X Innventure TC, A Series of Ascent X Innventure, LP is a limited partnership (“Ascent”). As