Company: DOMO
Filing Date: 2025-05-13
Form Type: DEF 14A
Source: 0001505952-25-000062
Chunk: 76

Company: DOMO, INC.
Filing Date: 2025-05-13
Form: DEF 14A
Chunk 76
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 Form S-3 is at least $5.0 million. We were only obligated to file one registration statement in connection with the exercise of such Form S-3 registration rights. These registration rights were subject to specified conditions and limitations, including our ability to defer the filing of a registration statement with respect to an exercise of such Form S-3 registration rights for up to 90 days under certain circumstances.

If we had proposed to register the offer and sale of any of its securities under the Securities Act, either for its own account or for the account of other stockholders, Mr. James had the right, subject to certain exceptions, to include his registrable shares in the registration statement. We were only obligated to register shares in connection with Mr. James’ exercise of these piggyback registration rights with respect to one registration. This registration right was subject to specified conditions and limitations, including the right of the underwriters to limit the number of shares included in any such registration statement under certain circumstances.

Prior to such termination date, Mr. James or his affiliates did not take, and did not cause to take, any action to exercise his registration rights under the Registration Rights Agreement.

Other Transactions Involving Joshua G. James

Adam James, Mr. James’ brother, was employed by us in a non-executive employee position. Compensation received by Adam James for fiscal 2025 included a base salary of approximately $225,000. Adam James is also eligible to participate in fiscal 2025 bonuses. Adam James also participated in our health and other benefit plans as well as our employee stock purchase plan, in each case on terms and conditions applicable to similarly situated employees.

During the fiscal year ended January 31, 2025, Bobbi James, Mr. James’ sister, was employed by us in a non-executive employee position. Compensation received by Bobbi James for fiscal 2025 included a base salary of approximately $75,000 and restricted stock units with a grant date fair value of $4,605. Bobbi James is also eligible to participate in fiscal 2025 bonuses. Bobbi James also participated in our health and other benefit plans as well as our employee stock purchase plan, in each case on terms and conditions applicable to similarly situated employees.

During the fiscal year ended January 31, 2025, we paid to Luis Bardin, Mr. James’ father-in-law and his company, LATAM as a Service, approximately $262,809 for sales services.

During the fiscal year ended January 31,