Company: GAINI
Filing Date: 2025-06-20
Form Type: DEF 14A
Source: 0001193125-25-143255
Chunk: 27

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-06-20
Form: DEF 14A
Chunk 27
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              |   6,579 |    |     |            |      | * |
| Anthony W. Parker                                           |     |              |  20,080 |    |     |            |      | * |
| Walter H. Wilkinson, Jr.                                    |     |              |  35,814 |    |     |            |      | * |
| Executive Officers (that are not also Directors):           |     |              |         |    |     |            |      |   |
| Taylor Ritchie                                              |     |              |   1,732 |    |     |            |      | * |
| All executive officers and directors as a group (9 persons) |     |              | 884,472 |    |     |            | 2.40 | % |

| * | Less than 1% |

| (1) | This table is based upon information supplied by officers, directors and principal stockholders. Unless otherwise indicated in the footnotes to this table and subject to community property laws where applicable, we believe that each of the stockholders named in this table has sole voting and sole investment power with respect to the shares indicated as beneficially owned. Applicable percentages are based on 36,897,283 shares outstanding on June 4, 2025. |

| (2) | Ownership calculated in accordance with Rule 13d-3 of the Exchange Act. |

| (3) | Includes 1,388 shares that are pledged as collateral in connection with a margin account. |

| (4) | Includes 11,018 shares held indirectly through The Gladstone Companies, Ltd. |

27

The following table sets forth, as of June 4, 2025, the dollar range of equity securities that are beneficially owned by each of our directors in the Company.

| Name                     |     | Dollar Range of Equity Securities of 
 the Company Owned by                 
 Directors or Nominee (1)(2)          |                  |
| Interested Directors:    |     |                                      |                  |
| David Gladstone          |     |                                      | Over $100,000    |
| Paula Novara             |     |                                      | $10,000-$50,000  |
| Independent Directors:   |     |                                      |                  |
| Michela A. English       |     |                                      | $10,000-$50,000  |
| Katharine C. Gorka       |     |                                      | —                |
| John H. Outland