Company: INVUP
Filing Date: 2025-11-13
Form Type: 10-Q
Source: 0001493152-25-022223
Chunk: 129

Company: Investview, Inc.
Filing Date: 2025-11-13
Form: 10-Q
Item: Part I, Item 1
Chunk 129
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 on our liquidity and operations.

Sales
of substantial amounts of our common stock in the public markets or the perception that sales might occur, could cause the trading price
of our common stock to decline.

In
April 2025, the lock up agreement with our current and former officers, directors and certain of our significant shareholders expired
by its terms. As a result, 381,205,961 shares of our common stock held by such current and former officers, directors and significant
shareholders are available for sale in the open market. In addition, 565 million shares of our common stock issuable upon the redemption
of Class B Redeemable Units of our IFGH subsidiary that were issued in September 2021 in connection with our acquisition of the algorithmic
trading platform of MPower are also no longer subject to the lock up agreement. Since 2021, these Class B Redeemable Units were held
by MPower, but subject to a lock-up agreement. Following the May 2025 expiration of the lock up agreement, MPower began the process of
winding down its operations and distributing the Class B Redeemable Units to its members who will have the option to redeem such Class
B Redeemable Units for shares of our common stock at any time. The redemption of up to 565 million Class B Redeemable Units and the corollary
sale of up to 565 million shares of our common stock in the public trading market, or the perception that sales of that magnitude might
occur, could cause the trading price of our common stock to decline.

ITEM
2 – UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS

None.

ITEM
3 – DEFAULTS UPON SENIOR SECURITIES

None.

ITEM
4 – MINE SAFETY DISCLOSURES

Not
applicable.

ITEM
5 – OTHER INFORMATION

During
the three months ended September 30, 2025, no director or “officer” as defined in Rule 16a-1(f) under the Exchange Act adopted
or terminated any Rule 10b5-1 trading arrangements or any non-Rule 10b5-1 trading arrangements, in both cases as defined in Item 408
of Regulation S-K.

In
October 2025, the Company invested $1.25 million in Dream SPV VA LLC, a special purpose vehicle organized by Dream Ventures LLC, which
participated in an exempt private placement