Company: KAVL
Filing Date: 2025-03-17
Form Type: 10-Q
Source: 0001731122-25-000399
Chunk: 39

Company: Kaival Brands Innovations Group, Inc.
Filing Date: 2025-03-17
Form: 10-Q
Item: Item 1
Chunk 39
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 become party to litigation
or other legal proceedings that we consider to be a part of the ordinary course of our business. We are not currently involved in legal
proceedings that could reasonably be expected to have a material adverse effect on our business, prospects, financial condition, or results
of operations. To the best of our knowledge, no adverse legal activity is anticipated or threatened.

While we are not a party to the legal or regulatory
proceedings involving Bidi, the outcome of those or related proceedings could have a material adverse or positive impact on our ability
to operate our business given our reliance on Bidi.

Item 1A. Risk Factors.

As a smaller reporting company,
we are not required to provide the information required by this item.

Item 2. Unregistered Sales of Equity Securities
and Use of Proceeds.

None.

Item 3. Defaults Upon Senior Securities.

None.

Item 4. Mine Safety Disclosures.

Not applicable.

8

Item 5. Other Information.

None.

Item 6. Exhibits

The following exhibits are filed herewith as a part of this Quarterly Report.

    Exhibit
    Number
     
    Description

    31.1
     
    Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934*

    31.2
     
    Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934*

    32.1
     
    Chief Executive Officer pursuant to 18 U.S.C. Section 1350 of Chapter 63 of Title 18 of the United States Code*

    32.2
     
    Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350 of Chapter 63 of Title 18 of the United States Code*

    33.1 
     
    Amendment
    to Interim Chief Financial Officer Services Agreement 

    101.INS
     
    Inline XBRL
    Instance Document*

    101.SCH
     
    Inline XBRL Taxonomy Extension
    Schema Document*

    101.CAL
     
    Inline XBRL Taxonomy Extension
    Calculation Linkbase Document*

    101.DEF
     
    Inline XBRL Taxonomy Extension
    Definition Linkbase Document*

    101.LAB
     
    Inline XBRL Taxonomy Extension
    Label Linkbase Document*