Company: SWKH
Filing Date: 2025-10-10
Form Type: 425
Source: 0001552781-25-000321
Chunk: 3

Company: SWK Holdings Corp
Filing Date: 2025-10-10
Form: 425
Chunk 3
---
 of defense and liability; and (xix) future changes in laws or regulations (including the interpretation
of these laws and regulations by regulatory authorities). You should not place undue reliance on such forward-looking statements, which
speak only as of the date of this communication. Parent and the Company have based the forward-looking statements included in this document
on information available to them on the date hereof, and they assume no obligation to update any such forward-looking statements. Although
Parent and the Company undertake no obligation to revise or update any forward-looking statements, whether as a result of new information,
future events or otherwise, you are advised to consult any additional disclosures that they may make directly to you or through reports
that Parent and the Company in the future may file with the U.S. Securities and Exchange Commission (the “SEC”), including
the Proxy Statement and the Registration Statement (in each case, as defined below), annual reports on Form 10-K, quarterly reports on
Form 10-Q and current reports on Form 8-K. You should read this communication and the documents referenced in this communication completely
and with the understanding that actual future events and results may be materially different from expectations. Parent and the Company
qualify all forward-looking statements by these cautionary statements.

Additional Information and Where to Find It

This document relates to the proposed transaction and
certain related matters. In connection with the proposed transaction, including seeking to obtain the approval from the Company stockholders,
Parent will file with the SEC a registration statement on Form N-14 (the “Registration Statement”), which will contain a preliminary
proxy statement of the Company that also constitutes a preliminary prospectus of Parent. After the Registration Statement is declared
effective, the Company will mail a definitive proxy statement/prospectus to the Company stockholders (the “Proxy Statement/Prospectus”).
The Proxy Statement/Prospectus and the Registration Statement will each contain important information about the Company, Parent, the proposed
transaction and related matters. This communication is not a substitute for the Proxy Statement/Prospectus or the Registration Statement
to which it pertains or for any other document that the Company or Parent may file with the SEC and send to the Company’s stockholders
in connection with the proposed transactions. This communication is for informational purposes only and does not constitute an offer to
sell or the solicitation of an offer to buy any securities or a solicitation of any vote or approval. No offer of securities shall be
made except by means of a