Company: FEAV
Filing Date: 2025-01-24
Form Type: PRE 14A
Source: 0000950170-25-008828
Chunk: 224

Company: 5E Advanced Materials, Inc.
Filing Date: 2025-01-24
Form: PRE 14A
Chunk 224
---
 any other remedy based on, or with respect to the accuracy or inaccuracy of, or compliance with, the representations, warranties, covenants and agreements in this Agreement. The Subscriber understands and acknowledges that its purchase of the Subscription Securities and any Warrant Shares, as applicable, involves a high degree of risk and uncertainty. The Subscriber has sought such accounting, legal and tax advice as it has considered necessary to make an informed investment decision with respect to its investment in

16

the Subscription Securities and any Warrant Shares, as applicable. The Subscriber acknowledges that this Agreement and the Warrant is the result of arm’s-length negotiations between the Company and such Subscriber.

No Public Offering . The Subscriber understands that the Subscription Securities and any Warrant Shares, as applicable, are being offered in a transaction not involving any public offering within the meaning of the Securities Act and that the offer and sale of such Subscription Securities and any Warrant Shares have not been registered under the Securities Act. The Subscriber understands that the Subscription Securities and any Warrant Shares, as applicable, may not be resold, transferred, pledged or otherwise disposed of by such Subscriber absent an effective registration statement under the Securities Act, except (i) to the Company or a subsidiary thereof, (ii) to non-U.S. persons pursuant to offers and sales that occur solely outside the United States within the meaning of Regulation S under the Securities Act or (iii) pursuant to another applicable exemption from the registration requirements of the Securities Act, and in each of cases (i) and (iii), in accordance with any applicable securities laws of the states and other jurisdictions of the United States, and that any book entries representing such Subscription Securities and any Warrant Shares shall contain a legend to such effect. The Subscriber understands and agrees that the Subscription Securities and any Warrant Shares, as applicable, will be subject to the foregoing transfer restrictions and, as a result, such Subscriber may not be able to readily resell its Subscription Securities and any Warrant Shares and may be required to bear the financial risk of an investment in such Subscription Securities and any Warrant Shares for an indefinite period of time. The Subscriber understands that it has been advised to consult legal counsel prior to making any offer, resale, pledge or transfer of any of its Subscription Securities or Warrant Shares.

Reliance Upon such Purchaser’s Representations and Warranties . The Subscriber understands and acknowledges that the Subscription Securities and any Warrant Shares, as applicable, are being offered and sold in reliance on a transactional exemption from the registration requirements of federal