Company: GAINI
Filing Date: 2025-11-04
Form Type: 10-Q
Source: 0001321741-25-000022
Chunk: 8

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-11-04
Form: 10-Q
Item: Part I, Item 1
Chunk 8
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2,000 Home Concepts Acquisition, Inc. – Line of Credit, $400 available (SOFR+6.0%, 10.1% Cash, Due 11/2025)(J)— — — Home Concepts Acquisition, Inc. – Term Debt (SOFR+9.0%, 13.1% Cash, Due 5/2028)(J)12,000 12,000 9,325 14,000 11,325 Total Secured First Lien Debt$425,056 $393,766 

THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS.6

Table of ContentsGLADSTONE INVESTMENT CORPORATIONCONSOLIDATED SCHEDULE OF INVESTMENTS (Continued)SEPTEMBER 30, 2025 (DOLLAR AMOUNTS IN THOUSANDS)(UNAUDITED)

Company and Investment(A)(B)(D)(E)Principal/Shares/ Units(F)(H)CostFair ValueSecured Second Lien Debt – 16.9%Aerospace and Defense – 4.8%Galaxy Technologies Holdings, Inc. – Term Debt (SOFR+4.1%, 8.2% Cash, Due 10/2026)(J)$6,900 $6,900 $6,900 Galaxy Technologies Holdings, Inc. – Term Debt (SOFR+7.0%, 11.1% Cash, Due 10/2026)(J)18,796 18,796 18,796 25,696 25,696 Cargo Transport – 1.9%Diligent Delivery Systems – Term Debt (SOFR+9.0%, 13.1% Cash, Due 10/2025)(G)(J)13,000 13,000 10,293 Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 10.2%SFEG Holdings, Inc. – Term Debt (SOFR+7.0%, 12.5% Cash, Due 10/2028)(J)54,644 54,644 54,644 Total Secured Second Lien Debt$93,340 $90,633 Preferred Equity – 47.1%Aerospace and Defense – 6.8%Detroit Defense, Inc.(K) – Preferred Stock(C)(J)(Q