Company: AAOI
Filing Date: 2025-04-18
Form Type: PRE 14A
Source: 0001104659-25-036344
Chunk: 51

Company: APPLIED OPTOELECTRONICS, INC.
Filing Date: 2025-04-18
Form: PRE 14A
Chunk 51
---
 (5) Amounts reflect awards of time-based RSUs that will vest quarterly over a 4-year period commencing on January 21, 2024. 34

TABLE OF CONTENTS

Outstanding Equity Awards at 2024 Fiscal Year-End The following table sets forth information regarding outstanding equity awards held by our NEOs as of December 31, 2024.

| ​                          | ​ | ​ |          ​ | ​ |    ​ | ​ | ​ | ​ |                                             Stock Awards |   |        |   |   |   |                                                                |   |         |   |   |   |                                                                                                   |   |   |   |   |   |                                                                                                                 |   |   |   | ​ |
| Name                       | ​ | ​ | Grant Year |   |      |   | ​ | ​ | Numberof Sharesor Unitsof StockThat HaveNot Vested(#)(1) |   |        |   | ​ | ​ | Market Valueof Shares orUnits ofStock ThatHave NotVested($)(2) |   |         |   | ​ | ​ | Equity IncentivePlan Awards:Number ofUnearnedShares, Unitsor OtherRights ThatHave NotVested(#)(3) |   |   |   | ​ | ​ | EquityIncentivePlan Awards:Market orPayout Valueof UnearnedShares, Unitsor OtherRights ThatHave NotVested($)(2) |   |   |   | ​ |
| Chih-Hsiang (Thompson) Lin | ​ | ​ |          ​ | ​ | 2021 | ​ | ​ | ​ |                                                        ​ | ​ | 23,705 | ​ | ​ | ​ |                                                              ​ | ​ | 873,766 | ​ | ​ | ​ |                                                                                                 ​ | ​ | — | ​ | ​ | ​ |                                                                                                               ​ | ​ | — | ​ | ​ |
| ​                          | ​ | ​ |       2021 | ​ |    ​ | ​ | ​ | ​ |                                                   11,344 | ​ |      ​ | ​ | ​ | ​ |                                                        418,140 | ​ |       ​ | ​ | ​ | ​ |                                                                                                 — | ​ | ​ | ​ | ​ | ​ |                                                                                                               — | ​ | ​ |   |   |
| ​                          | ​ | ​ |       2022 | ​ |    ​ | ​ | ​ | ​ |                                                   69,755 | ​ |      ​ | ​ |