Company: CPMV
Filing Date: 2025-04-15
Form Type: 10-K
Source: 0001683168-25-002584
Chunk: 738

Company: Mosaic ImmunoEngineering Inc.
Filing Date: 2025-04-15
Form: 10-K
Item: Item 7
Chunk 738
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 a security. Any securities not
outstanding that are subject to outstanding RSUs, options, warrants or other convertible securities shall be deemed to be outstanding
for the purpose of computing the percentage of outstanding securities of the class owned by that person, but shall not be deemed to be
outstanding for the purpose of computing the percentage of the class owned by any other person.

Unless otherwise indicated, each person named below
holds sole investment and voting power, other than the powers that may be shared with the person’s spouse under applicable law.
Unless otherwise noted below, each individual’s address is 9114 Adams Avenue, #202, Huntington Beach, California 92646.

    Title of Class
    Name of Beneficial Owner
    Amount and Nature of Ownership (1)
    
    Percent of Class
    (1)
  
    Common Stock, $0.00001 par value:

    Nicole Steinmetz, Ph.D. (2)
    2,224,614
    30.66%

    Steven King (3)
    1,666,236
    22.93%

    Paul Lytle
    1,641,252
    22.66%

    Case Western Reserve University (4)
    802,786
    9.98%

    Steven Fiering, Ph.D.
    570,870
    7.88%

    Robert Garnick, Ph.D. (5)
    550,465
    7.40%

    Robert A. Baffi, Ph.D. (5)
    193,671
    2.60%

    All officers and directors as a group
    4,051,624
    44.1%

    (four individuals in total)

    Series B Preferred, $0.00001 par value:

    Case Western Reserve University
    10900 Euclid Avenue
    Adelbert Hall, Suite 4
    Cleveland, OH 44106-7014
    70,000
    100.0%

_____________

*
Represents less than 1%

(1)Applicable
                                            percentage ownership of common stock computed on the basis of 7,242,137 shares of common
                                            stock and 70,000 shares of Series B Preferred outstanding at March 31, 2025.

(2)Includes 570,870
                                            shares of common stock held by spouse and 12,492 shares of common stock to be issued