Company: APM
Filing Date: 2025-11-17
Form Type: F-1
Source: 0001213900-25-111548
Chunk: 1

Company: Aptorum Group Ltd
Filing Date: 2025-11-17
Form: F-1
Chunk 1
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 for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐ The information in this prospectus is not complete and may be changed. Neither we nor the selling securityholders may sell these securities until the registration statement filed with the Securities and Exchange Commission is effective. This prospectus is not an offer to sell and is not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. SUBJECT TO COMPLETION, DATED NOVEMBER 17, 2025 PRELIMINARY PROSPECTUS APTORUM GROUP LIMITED November 17, 2025 Up to 2,060,000 Class A Ordinary Shares Upon Exercise of Certain Warrants Aptorum Group Limited (the “Company”), a holding company incorporated in the Cayman Islands with its operations conducted by its subsidiaries is filing this prospectus for the offer and sale from time to time by the selling securityholders named in this prospectus (and any of their pledgees, assignees, transferees and successors-in-interest) (the “Selling Securityholders”) of up to 2,060,000 shares of its Class A Ordinary Shares, par value of $0.00001 each (the “Class A Ordinary Shares”), issuable upon the exercise of (i) Ordinary Share Purchase Warrants to purchase up to 2,000,000 Class A Ordinary Shares (“Investor Warrant Shares”) at an original exercise price of $2.00 per share, subject to adjustment (the “October 2025 Warrants”), issued by us to certain accredited investors on October 14, 2025 in a concurrent private placement and registered direct transaction pursuant to a securities purchase agreement, dated as of October 10, 2025 (the “Purchase Agreement”) and (ii) placement agent ordinary share purchase warrants (the “Placement Agent Warrants,” together with the October 2025 Warrants, the “2025 Warrants”) to purchase an aggregate of 60,000 Class A Ordinary Shares (the “Placement Agent Warrant Shares,” together with the Investor Warrant Shares, the “2025 Warrant Shares”) issued to H.C. Wainwright & Co., LLC or its designees, as exclusive placement agent (the “Placement Agent”), at an exercise price of $2.50 per share. The Investor Warrants are exercisable immediately and expire on the 5-year anniversary of the effective date of this registration statement. The