Company: NMFCZ
Filing Date: 2025-11-03
Form Type: 10-Q
Source: 0001496099-25-000035
Chunk: 54

Company: New Mountain Finance Corp
Filing Date: 2025-11-03
Form: 10-Q
Item: Part II, Item 1A
Chunk 54
---
 — — 47,052 May 202538,800 10.59 38,800 46,641 June 2025886,416 10.41 886,416 37,410 July 2025476,852 10.57 476,852 32,369 August 2025759,140 10.33 759,140 24,525 September 20251,501,385 9.81 1,501,385 9,799 Total3,662,593 $10.17 3,662,593 

(1)     Amount includes commissions paid.

142

Item 3.     Defaults Upon Senior Securities

None.

Item 4.    Mine Safety Disclosures

Not applicable.

Item 5.    Other Information

(a)None.

(b)None.

(c)For the period covered by this Quarterly Report on Form 10-Q, no director or officer has entered into or terminated any (i) contract, instruction or written plan for the purchase or sale of securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act or (ii) any non-Rule 10b5-1 trading arrangement. 

We have adopted insider trading policies and procedures governing the purchase, sale, and disposition of the our securities by our officers and directors that are reasonably designed to promote compliance with insider trading laws, rules and regulations. 

143

Item 6.     Exhibits

(a)Exhibits

The following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the U.S. Securities and Exchange Commission:

ExhibitNumberDescription3.1(a)Amended and Restated Certificate of Incorporation of New Mountain Finance Corporation(2)3.1(b)Certificate of Change of Registered Agent and/or Registered Office of New Mountain Finance Corporation(3)3.2Amended and Restated Bylaws of New Mountain Finance Corporation(2)3.3Certificate of Amendment to the Amended and Restated Certificate of Incorporation New Mountain Finance Corporation(4)4.1Form of Stock Certificate of New Mountain Finance Corporation(1)10.1Third Amended and Restated Uncommitted Revolving Loan Agreement, by and between New Mountain Finance Corporation, as borrower, and NMF Investments III, L.L.C., as Lender*31.1Certification of Chief Executive Officer pursuant