Company: TOMZ
Filing Date: 2025-12-11
Form Type: 424B5
Source: 0001654954-25-013870
Chunk: 14

Company: TOMI Environmental Solutions, Inc.
Filing Date: 2025-12-11
Form: 424B5
Chunk 14
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The Company may direct Hudson Global, by its delivery of a Put Notice, to purchase Shares: (i) in a minimum amount not less than $25,000 (calculated using the Initial Purchase Price) and (ii) in a maximum amount up to the lesser of (a) $2,000,000 (calculated using the Initial Purchase Price) or (b) 200% of the Average Daily Trading Value. There is no upper limit on the price per share that Hudson Global could be obligated to pay for Shares under the Purchase Agreement.

From and after Commencement, we will control the timing and amount of any sales of Shares to Hudson Global. Actual sales of Shares to Hudson Global under the Purchase Agreement will depend on a variety of factors to be determined by us from time to time, including, market conditions, the trading price of the common stock, and determinations by us as to the appropriate sources of funding for our operations. We may ultimately decide to sell to Hudson Global all, some, or none of the Shares that may be available for us to sell pursuant to the Purchase Agreement.

Beneficial Ownership Limitation

The Purchase Agreement prohibits us from directing Hudson Global to purchase any Shares if those shares, when aggregated with all other shares of our common stock then beneficially owned by Hudson Global (as calculated pursuant to Section 13(d) of the Exchange Act and Rule 13d-3 thereunder) would result in Hudson Global beneficially owning more than 4.99% of our issued and outstanding common stock (the “Beneficial Ownership Limitation”).

Exchange Cap

Under applicable Nasdaq rules, we may not issue to Hudson Global under the Purchase Agreement more than the number of shares of our common stock equal to the Exchange Cap, as defined in the Purchase Agreement, unless and until we obtain shareholder approval to issue shares of common stock in excess of the Exchange Cap in accordance with Nasdaq Rule 5635(d).

Proceeds

Because the purchase price per share to be paid by Hudson Global for the Shares that we may elect to sell under the Purchase Agreement, if any, will fluctuate based on the market prices of our common stock during the Valuation Period for each Purchase made, as of the date of this prospectus supplement it is not possible for us to predict the number of shares of common stock that we will sell to Hudson Global thereunder, the actual purchase price per share to be paid by Hudson Global for such shares, or the actual gross proceeds to be raised by us from those sales