Company: AOMN
Filing Date: 2025-04-02
Form Type: DEF 14A
Source: 0001766478-25-000028
Chunk: 69

Company: Angel Oak Mortgage REIT, Inc.
Filing Date: 2025-04-02
Form: DEF 14A
Chunk 69
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 is c/o Davidson Kempner Capital Management LP, 520 Madison Avenue, 30th Floor, New York, NY 10022.

(2) Based upon information contained in a Schedule 13G/A filed on November 14, 2024, as of September 30, 2024. Each of MS Capital Partners Adviser Inc., NHTV Atlanta Holdings LP, MS Tactical Value Fund GP Inc., MS Tactical Value Fund GP LP, North Haven Tactical Value Fund LP, Project Atlanta GP LLC (together, the “ MS Entities ”) and Morgan Stanley, as a parent holding company of the MS Entities, may be deemed to share voting power and share dispositive power over these shares of common stock reflected in the table above. Edward Cummings is the MS Investor designee to the Board. However, based on the Schedule 13G/A filed by Morgan Stanley and the MS Entities on November 14, 2024, Mr. Cummings has no beneficial ownership of the shares of our common stock held by the MS Entities, as currently reflected in the table above. The address of each of the MS Entities and Morgan Stanley is 1585 Broadway, New York, NY 10036.

(3) Includes 315,000 shares of common stock held by Falcons I, LLC. The sole member of Falcons I, LLC is Angel Oak Asset Management Holdings, LLC. The sole member of Angel Oak Asset Management Holdings, LLC is Angel Oak Companies, LP. The general partner of Angel Oak Companies, LP is Angel Oak Managing Partner, Inc. Mr. Fierman is a director and 50% stockholder of Angel Oak Managing Partner, Inc. and, accordingly, may be deemed to be the beneficial owner of the shares held by Falcons I, LLC. Mr. Fierman disclaims beneficial ownership of the shares of common stock held by Falcons I, LLC, except to the extent of his pecuniary interest therein. Mr. Fierman’s vested stock is held solely in an individual brokerage account.

(4) Includes 6,655 shares of unvested restricted stock that will vest on May 15, 2025, subject to Ms. Savarese’s continued service to the Company through the vesting date. Ms. Savarese’s vested stock is held solely in an individual brokerage account.

(5) Includes 6,655 shares of unvested restricted stock that vest on May 15, 2025, subject to Mr. Jones’ continued service to us through the vesting