Company: APM
Filing Date: 2025-10-06
Form Type: S-4
Source: 0001213900-25-096656
Chunk: 196

Company: Aptorum Group Ltd
Filing Date: 2025-10-06
Form: S-4
Chunk 196
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 stockholders in Aptorum Delaware. Vote Required for Approval The approval of the Domestication Proposal requires a special resolution, being the affirmative vote of holders of at least two -thirdsof the Aptorum Class A ordinary shares and Aptorum Class B ordinary shares, voting as a class, who, being present in person or by proxy and entitled to vote at the Special Meeting, vote at the Special Meeting. Abstentions and broker non -votes, while considered present for the purposes of establishing a quorum, will not count as votes cast at the Special Meeting. However, as described elsewhere, Ian Huen, Aptorum’s Chairman and Chief Executive Officer, who beneficially owns 87.05% of Aptorum’s total voting power as of October3, 2025, signed a voting agreement simultaneously with the execution of the Merger Agreement, pursuant to which he agreed to vote in favor of the Proposals. Accordingly, the Domestication Proposal will be approved after Mr. Huen casts his vote; no other vote will be needed to approve this proposal. 93 Resolution to be Voted Upon “ RESOLVED, as a special resolution, that Aptorum be de -registeredin the Cayman Islands pursuant to clause 7 of the third amended and restated memorandum of association of Aptorum and article 53 of the third amended and restated articles of association of Aptorum and Part XII of the Cayman Islands Companies Act (As Revised); and be registered and transferred by way of continuation to Delaware as a corporation under the laws of the state of Delaware; and that the directors of Aptorum be authorized and directed to cause an application to be made to the Registrar of Companies of the Cayman Islands to de -registerthe Company in the Cayman Islands and be registered by way of continuation as a corporation under the laws of the State of Delaware.” Recommendation of Aptorum Board THE APTORUM BOARD UNANIMOUSLY RECOMMENDS THAT SHAREHOLDERS VOTE “FOR” THE APPROVAL OF THE DOMESTICATION PROPOSAL. 94 PROPOSAL NO. 3 — THE NASDAQ STOCK ISSUANCE PROPOSAL Overview Assuming the Domestication Proposal is approved, Aptorum’s shareholders are also being asked to approve, by ordinary resolution, the Nasdaq Stock Issuance Proposal. Why Aptorum Needs Shareholder Approval Under Nasdaq Listing Rule 5635(a), shareholder approval is required prior to the issuance of securities in connection with the acquisition of another company if, due to the present or potential