Company: GRAN
Filing Date: 2025-07-31
Form Type: 20-F
Source: 0001213900-25-069627
Chunk: 100

Company: Grande Group Ltd/HK
Filing Date: 2025-07-31
Form: 20-F
Item: Item 4
Chunk 100
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 hours are undertaken. Individuals who engage in the sponsor work or Codes on Takeovers transaction work for a firm are
required to attend 2.5 CPT hours per calendar year on topics that are relevant to their sponsor work or Codes on Takeovers
advisory work. Responsible officers and executive officers required to take two additional CPT hours per calendar year on
regulatory compliance.

Obligation
for substantial shareholders

Under
section 132 of the SFO, a person (including a corporation) has to apply for the HKSFC’s approval prior to becoming or continuing
to be, as the case may be, a substantial shareholder of a corporation licensed undersection 116 of the SFO. A person who has become
aware that he/she/it has become a substantial shareholder of a licensed corporation without the HKSFC’s prior approval should,
as soon as reasonably practicable and in any event within three business days after he/she/it becomes so aware, apply to the HKSFC
for approval to continue to be a substantial shareholder of the licensed corporation.

Variation
of regulated activity specified in license or certificate of registration

Under
section 127(1) of the SFO, a licensed corporation may apply in the prescribed manner and payment of the prescribed fee to the HKSFC
to vary the regulated activity specified in its license or certificate of registration. Prior approval would also need to be obtained
from the HKSFC in cases such as addition or reduction of regulated activity, modification or waiver of licensing conditions and change
of financial year end.

Modification
or waiver of licensing requirements

Under
the licensing requirements, a licensed corporation may apply in the prescribed manner and payment of the prescribed fee to the HKSFC
for modification or waiver of the conditions imposed or certain other requirements specified in section 134 of the SFO.

Other
key ongoing obligations

Outlined
below are other key ongoing obligations of a licensed corporation relevant to our business:

  payment                                                                                                                      

  keep                                                                                                                               

  submission                                                                                                                                  

  exhibit                                                                                                                                        
  the printed license or certificate of registration (as the case may be) in a prominent place at its principal place of business in accordance  
  with the requirements under the Securities and Futures (Miscellaneous) Rules (Chapter 571U of the Laws of Hong Kong); and                      
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  compliance                                                                                                                             

Anti-Money
Laundering and Terrorist Financing