Company: AEGOF
Filing Date: 2025-05-16
Form Type: 6-K
Source: 0001193125-25-121236
Chunk: 30

Company: AEGON LTD.
Filing Date: 2025-05-16
Form: 6-K
Chunk 30
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 responsible for the identification and assessment of regulatory developments and associated risks, the management and implementation of programs to respond to regulatory developments (risk mitigation) and first line monitoring, and reporting of compliance with existing regulations and internal policies to ensure that Aegon operates within its integrity risk tolerance. The following thematic regulatory areas fall within the scope of the Compliance Function:

| • |     | Market Conduct Regulation (Treating Customers Fairly); |

| • |     | Prudential Financial Regulation; |

| • |     | Organizational Conduct Regulation (Market Abuse, Anti-Trust and Competition); |

| • |     | Personal Conduct Regulation (Conflict of Interest, Fitness & Propriety; Personal Conduct Regulation); |

| • |     | Customer Conduct Regulation (Sanctions); and |

| • |     | Financial Crime Regulation (Anti-Money Laundering, Counter Terrorist Financing, Fraud, Anti-Bribery and Corruption). |

Role of management Compliance is a control function within Aegon. The CEO, supported by the Executive Committee, is responsible for the effectiveness of the Aegon organization as a whole at all times; they are responsible for the establishment of an effective Compliance function that meets the requirements set out in the Compliance Charter. Responsibilities & roles of the Compliance Function Compliance acts as a gatekeeper within the organization to identify regulatory requirements, and, working with business unit management, to ensure compliance. The function maintains a charter, a framework and a suite of global policies designed to manage the risk of non-compliance. In realizing the objective of the function, the following aspects are important:

| • |     | Advise the CEO on: |

| ○ |     | the (potential) impact of regulatory developments on Aegon; |

| ○ |     | the development of a compliance framework that encompasses the relevant regulatory requirements and risks pertaining to Aegon and serves as a standard for all entities of Aegon; and |

| ○ |     | the status of Aegon’s compliance with laws, regulations and appropriate Aegon Group policies. |

| • |     | Support and facilitate the CEO, the business unit management, and the business in the implementation, maintenance and embedding of the compliance framework. |

| • |     | Monitor on behalf of the CEO, and business unit management, in cooperation with local teams the implementation and effectiveness of the compliance framework. |

| 25 |     | | Aegon Financial Condition Report 2024 |

| Governance structure  Actuarial Function