Company: BANC-PF
Filing Date: 2025-08-08
Form Type: 10-Q
Source: 0001169770-25-000029
Chunk: 62

Company: BANC OF CALIFORNIA, INC.
Filing Date: 2025-08-08
Form: 10-Q
Item: Item 1A
Chunk 62
---
INE SAFETY DISCLOSURES

Not applicable.

ITEM 5. OTHER INFORMATION 

Trading Arrangements 

 During the quarter ended June 30, 2025, none of our directors or executive officers adopted or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (in each case, as defined in Item 408 of Regulation S-K) for the purchase or sale of the Company’s securities.

115

ITEM 6. EXHIBITS 

Exhibit NumberDescription2.1Agreement and Plan of Merger, dated as of July 25, 2023, by and among PacWest Bancorp, Banc of California, Inc. and Cal Merger Sub, Inc. (Exhibit 2.1 to the Registrant's Current Report on Form 8-K filed on July 28, 2023 and incorporated herein by reference).3.1Third Articles of Restatement of Banc of California, Inc., restated as of February 27, 2024 (Exhibit 3.1 to the Registrant's Annual Report on Form 10-K filed on February 29, 2024 and incorporated herein by reference).3.2Sixth Amended and Restated Bylaws of Banc of California, Inc. (Exhibit 3.1 to the Registrant's Current Report on Form 8-K filed on May 15, 2023 and incorporated herein by reference.)10.1*Banc of California, Inc. Executive Change in Control Severance Plan (Filed herewith).31.1Section 302 Certification of Chief Executive Officer (Filed herewith).31.2Section 302 Certification of Chief Financial Officer (Filed herewith).32.1+Section 906 Certification of Chief Executive Officer (Furnished herewith).32.2+Section 906 Certification of Chief Financial Officer (Furnished herewith).101Interactive data files pursuant to Rule 405 of Regulation S-T formatted in Inline XBRL: (i) the Condensed Consolidated Balance Sheets as of June 30, 2025, and December 31, 2024, (ii) the Condensed Consolidated Statements of Earnings for the three months ended June 30, 2025, March 31, 2025, June 30, 2024, and six months ended June 30, 2025 and 2024, (iii) the Condensed Consolidated Statements of Comprehensive Income for the three