Company: TEM
Filing Date: 2025-11-04
Form Type: 10-Q
Source: 0001193125-25-264652
Chunk: 7

Company: Tempus AI, Inc.
Filing Date: 2025-11-04
Form: 10-Q
Item: Part II, Item 3
Chunk 7
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None. 

Item 4. Mine Safety Disclosures 

Not applicable. 

Item 5. Other Information 

Disclosure of Trading Arrangements 

During the fiscal quarter ended September 30, 2025, none of our directors or officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K, except as set forth in the table below. 

     Type of TradingArrangement 

     Name and Position
      
     Action 
      
     Date 
      
     Rule10b5-1* 
      
     Non-Rule10b5-1** 
      
     Total Shares ofClass A commonstock to be Sold 
      
     Expiration Date 

     Jennifer A. Doudna, Director
      
     Adoption(1)
      
     August 12, 2025
      
     X

     10,376
      
     November 15, 2026

     Andrew Polovin, Executive Vice President, General Counsel and Secretary
      
     Adoption(1)
      
     August 12, 2025
      
     X

     To Be Determined(2)
      
     November 1, 2026

     James Rogers, Chief Financial Officer
      
     Adoption(1)
      
     September 11, 2025
      
     X

     To Be Determined(3)
      
     December 31, 2026

     Erik Phelps, Executive Vice President, Chief Administrative and Legal Officer and Assistant Secretary
      
     Adoption(1)
      
     September 15, 2025
      
     X

     To Be Determined(4)
      
     December 15, 2026

* Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. 

** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act. 	

(1)Trading under this Rule 10b5-1 trading plan will not commence until completion of the required cooling off period under Rule 10b5-1. 

(2)This Rule 10b