Company: COHN
Filing Date: 2025-09-05
Form Type: 8-K
Source: 0001104659-25-087809
Chunk: 1

Company: Cohen & Co Inc.
Filing Date: 2025-09-05
Form: 8-K
Item: Item 8.01
Chunk 1
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ings of the sale, assignment,
transfer and conveyance to Buyer all of Seller’s rights and obligations in and under the CDO Agreements for, and all books and
records with respect to, Alesco Preferred Funding III, Ltd., Alesco Preferred Funding IV, Ltd., and Alesco Preferred Funding VI, Ltd.
for an aggregate purchase price of $2,022,403 after required purchase price reductions set forth in the MTA.

No
further Closings are contemplated under the MTA.

The
foregoing description of the MTA does not purport to be complete and is qualified in its entirety by reference to the full text of the
MTA, a copy of which is attached as Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q for the quarterly period ended
March 31, 2025 filed with the United States Securities and Exchange Commission on May 2, 2025, and is incorporated herein by reference.

SIGNATURES