Company: FTSP
Filing Date: 2025-11-14
Form Type: 10-Q
Source: 0001199835-25-000387
Chunk: 16

Company: FinTrade Sherpa, Inc.
Filing Date: 2025-11-14
Form: 10-Q
Item: Part I, Item 1
Chunk 16
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 policy. The Company has chosen the National Institute of
Standards (NIST) for its base framework because it is compatible with certain risk management business functions required by customers
and US Government oversight. Controls in the SP 800-53 catalog will be tailored-in based on governance found in SP 800-171, internally
determined IT General Controls, and industry best practices to create a balanced approach protecting confidentiality, integrity, and
availability.

Governance

Our
Board of Directors has primary responsibility for evaluating cybersecurity risk management, overseeing our major cybersecurity risk exposures
and the steps management has taken to monitor and control these exposures, including policies and procedures for assessing and managing
risk, as well as oversight of compliance related to legal and regulatory exposure.

The
“to be newly formed” management positions responsible for assessing and managing cybersecurity risks will be a Director of
Cybersecurity and a Chief Information Officer (“CIO”), who will report directly to our CFO. Presently our CFO is undertaking
the actions of both the Director of Cybersecurity and CIO. The CIO will be responsible for ensuring that we have a cybersecurity risk
management program in place that is fully aligned with business requirements and strategy.

    ITEM
    2.
    UNREGISTERED
    SALES OF EQUITY SECURITIES AND USE OF PROCEEDS.

We
had no unregistered sales of securities during the three months ended September 30, 2025.

Other
than as disclosed above and in previous reports filed with the SEC, we have not issued any equity securities that were not registered
under the Securities Act within the past three years.

15

    ITEM
    6.
    EXHIBITS.

The
following documents are included herein:

    Exhibit
    No.
    Document
    Description

    31.1
    Certification of Principal Executive and Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

    32.1
    Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 for the Chief Executive and Chief Financial Officer.

    101.INS
    Inline
    XBRL Instance Document (the instance document does not appear in the Interactive Data File because XBRL tags are embedded within
    the Inline XBRL document)

    101.SCH
    Inline
    XBRL Taxonomy Extension Schema

    101.CAL
    Inline
    XBRL Taxonomy Extension Calculation Linkbase