Company: PSTV
Filing Date: 2025-04-23
Form Type: S-3/A
Source: 0001193125-25-091456
Chunk: 20

Company: PLUS THERAPEUTICS, INC.
Filing Date: 2025-04-23
Form: S-3/A
Chunk 20
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 restricts the selling stockholder from exercising that portion of the 
 Common Warrants and May 2024 Warrants that would result in the selling stockholder and its affiliates owning, after exercise, a number of shares of common stock in excess of the beneficial ownership limitation. Mr. Hirschman is the managing          
 member of AIGH Investment Partners, LLC, a Delaware limited liability company (“AIGH LLC”). Mr. Hirschman has voting and investment control over the securities indirectly held by AIGH LLC and directly held by Mr. Hirschman and                        
 his family directly. The address of Mr. Hirschman and the entities listed is 6006 Berkeley Avenue, Baltimore, Maryland 21209.                                                                                                                             |

| (4) | The shares reported under “Beneficial Ownership Before this Offering” consist of the following                                                                                                                                                            
 securities: (i) 30,525 shares of common stock; (ii) 5,765,250 shares of common stock issuable upon the exercise of Series A Common Stock Warrants; (iii) 25,943,625 shares of common stock issuable upon the exercise of Series B Common Stock            
 Warrants; and (iv) 384,350 shares of common stock issuable upon the exercise of May 2024 Warrants. The Common Warrants and May 2024 Warrants are subject to a beneficial ownership limitation of 4.99%, which limitation restricts the selling            
 stockholder from exercising that portion of the Common Warrants and May 2024 Warrants that would result in the selling stockholder and its affiliates owning, after exercise, a number of shares of common stock in excess of the beneficial ownership    
 limitation. Iroquois Capital Management L.L.C. is the investment manager of Iroquois Master Fund, Ltd. Iroquois Capital Management, LLC has voting control and investment discretion over securities held by Iroquois Master Fund. As Managing Members of 
 Iroquois Capital Management, LLC. Richard Abbe and Kimberly Page make voting and investment decisions on behalf of Iroquois Capital Management, LLC in its capacity as investment manager to Iroquois Master Fund Ltd. As a result of the foregoing,      
 Mr. Abbe and Mrs. Page may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act) of the securities held by Iroquois Capital Management and Iroquois Master Fund. The address for                      
 Iroquois Master Fund Ltd., Mr.