Company: MGLD
Filing Date: 2025-09-23
Form Type: DEF 14A
Source: 0001493152-25-014569
Chunk: 27

Company: Marygold Companies, Inc.
Filing Date: 2025-09-23
Form: DEF 14A
Chunk 27
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| (2) | Represents shares of common                                                                                                              
 stock held by the Schoenberger Family Trust (“Schoenberger Trust”) of which Mr. Schoenberger is the sole trustee.                        |
| (3) | Unless otherwise noted                                                                                                                   
 in the above footnotes, beneficial ownership is determined in accordance with Rule 13d-3 under the Securities Exchange Act and is        
 generally based on voting power and/or investment power with respect to securities. Unless otherwise noted, all shares of common         
 stock listed above are owned of record by each individual or entity named as beneficial owner and such individual or entity has sole     
 voting and dispositive power with respect to the shares of common stock owned by each of them. Such person or entity’s percentage        
 ownership is determined by assuming that any options, restricted stock awards, or convertible securities held by such person or entity   
 which are exercisable, vested or convertible within 60 days from the date hereof have been exercised or converted. Such shares, however, 
 are not deemed outstanding for the purposes of computing the percentage ownership of any other person.                                   |

Voting Agreement

Pursuant to a voting agreement, dated January 27, 2015 (“Voting Agreement”), the Gerber Trust and Schoenberger Trust have agreed to vote all shares of voting securities owned by them or subsequently acquired to elect Mr. Gerber and Mr. Schoenberger or their respective designees to the Board, to elect five other Board designees mutually agreed upon by them, and to elect additional directors nominated pursuant to our Bylaws and articles of incorporation. Accordingly, Messrs. Gerber and Schoenberger may cast an aggregate of 23,388,766 votes, or 54.3% of total number of votes that may be cast at such a meeting, in the election of our director nominees.

Securities Authorized for Issuance Under Equity Compensation Plans

The following table provides information as of June 30, 2025, regarding shares that have been or may be issued under our 2021 Omnibus Equity Incentive Plan, our equity compensation plan.

|                                                                        |     | Number of securities to be issued upon exercise of outstanding options, warrants and rights |         |     | Weighted-average exercise price of outstanding options, warrants and rights |      |     | Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in second column) |           |
|:-----------------------------------------------------------------------|:----|:--------------------------------------------------------------------------------------------|--------:|