Company: PETVW
Filing Date: 2025-03-31
Form Type: 8-K
Source: 0001641172-25-001429
Chunk: 1

Company: PetVivo Holdings, Inc.
Filing Date: 2025-03-31
Form: 8-K
Item: Item 3.02
Chunk 1
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Item
3.02Unregistered Sales of Equity Securities.

On
March 26, 2025, PetVivo Holdings, Inc., including its wholly-owned subsidiary PetVivo Animal Health, Inc., (collectively the “ Company”,
“we” and “us”) entered into a Subscription Agreement to receive Five Million Dollars ($5,000,000) of equity financing
in exchange for Five Million shares of Series B Convertible Preferred Stock (“ Shares”) (the “ Offering”). The
Company initially received Six Hundred Thousand Dollars ($600,000) of the Offering proceeds on March 26, 2025, with the investor receiving
an option to invest the remaining Four Million Four Hundred Thousand Dollars ($4,400,000) pursuant to the same terms and conditions,
which is anticipated to be received within the next sixty days of execution of the Subscription Agreement. The Offering was conducted
pursuant to the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933, as amended (“ Securities
Act”). The investor entered into the subscription agreement (the “ Subscription Agreement”) with the Company and represented
in writing that he, she, or it is an “accredited investor” (as such term is defined in Rule 501(a) of Regulation D under
the Securities Act) and acquired the securities for his, her or its own account for investment purposes and any subsequent transfer or
sales of these securities will be in accordance with the Securities Act or exempt from registration under the Securities Act. The shares
of Series B Preferred Stock will be “restricted securities” under Rule 144 of the Securities Act, and certificates representing
the foregoing will bear a Rule 144 restrictive legend.

The
form of Subscription Agreement is filed as Exhibit 10.1 to this Current Report on Form 8-K, respectively, and the description in this
Current Report on Form 8-K of terms of Subscription Agreement are qualified in their entirety by reference to such exhibits.

Item
5.03Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.