Company: OXLCZ
Filing Date: 2025-05-20
Form Type: N-CSR
Source: 0001213900-25-045605
Chunk: 58

Company: Oxford Lane Capital Corp.
Filing Date: 2025-05-20
Form: N-CSR
Chunk 58
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 on pricing and valuation, compliance assessments, and compliance policy and procedure development. Prior to his consulting work at Barclays, Mr. Cummins was from 2010 to 2011 the Chief Operating Officer and the Chief Compliance Officer for BroadArch Capital and from 2009 to 2011 the Chief Financial Officer and Chief Compliance Officer to its predecessor New Castle Funds, a long -shortequity asset manager. Prior to that, Mr. Cummins spent 25 years at Bear Stearns Asset Management (BSAM), where he was a Managing Director and held senior compliance, controllers and operations risk positions. Mr. Cummins graduated with a B.A. in Mathematics from Fordham University. 61

Compensation of Directors The following table sets forth compensation of our directors for the year ended March 31, 2025:

| Name                  
 Interested Directors  
 Jonathan H. Cohen     
 Saul B. Rosenthal     
 Independent Directors |     | Fees      
 Earned(1) |       — 
       — |     | All Other       
 Compensation(2) 
 —               
 —               |     | Aggregate         
 Compensation from 
 Fund Complex(3)   |       — 
       — |
|:----------------------|:----|:----------|--------:|:----|:----------------|:----|:------------------|--------:|
| Mark J. Ashenfelter   |     | $         | 118,000 |     | —               |     | $                 | 123,000 |
| John Reardon          |     | $         | 118,000 |     | —               |     | $                 | 123,000 |
| David S. Shin         |     | $         | 128,000 |     | —               |     | $                 | 133,000 |

____________ (1)For a discussion of the independent directors’ compensation, see below. (2)We do not maintain a stock option plan, non -equityincentive plan or pension plan for our directors. (3)“Fund Complex” includes Oxford Park Income Fund, Inc. The independent directors receive an annual fee of $90,000. In addition, the independent directors receive $4,000 plus reimbursement of reasonable out -of-pocketexpenses incurred in connection with attending each Board of Directors meeting, and relevant committee members receive $1,500 plus reimbursement of reasonable out -of-pocketexpenses incurred in connection with attending each Valuation Committee meeting and $1,500 plus reimbursement of reasonable out -of-pocketexpenses incurred