Company: NEWTP
Filing Date: 2025-04-24
Form Type: DEF 14A
Source: 0001587987-25-000073
Chunk: 46

Company: NewtekOne, Inc.
Filing Date: 2025-04-24
Form: DEF 14A
Chunk 46
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    |     |           |     |           |  99,000 |     | -12 |     |   |        |     | — |     |   |                             |     | — |     |   |               |     | — |     |   |              |     | — |     |           |           |        |   399,000 |         |
|                                                                                        |     | 2022 |     |      |     |       — |     |        |         |         |     |         — |     |       |         |     |    |     |         — |     |           |         |     |     |     | — |        |     |   |     | — |                             |     |   |     | — |               |     |   |     | — |              |     |   |     |         — |           |        |           |         |

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(1) The value reported for in this column is the aggregate grant date fair value of stock awards granted to the NEOs, determined in accordance with FASB ASC Topic 718, using the valuation methodology for equity awards set forth in Note 15 - Stock-Based Compensation included in the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2024.

(2) Received a grant of 11,532 Restricted Stock Awards in October 2024 , vesting on October 15, 2025; Received 61,652 Restricted Stock Awards in December 2022, vesting on January 15, 2026; and 47,081 Restricted Stock Awards in August 2022, vesting on August 15, 2025.

(3) Discretionary cash bonus, paid in the period disclosed.

(4) Mr. Price was appointed our Chief Financial Officer in May 2023; and as of April 22, 2025, is the Chief Financial Officer of Newtek Bank.

(5) Cash bonus pursuant to terms of employment agreement.

(6) Received a grant of 1,989 Restricted Stock Awards in July 2024, vesting on July 15, 2025; 4,119 Restricted Stock Award in October 2024, vesting on October 15, 2025; and 18,645 Restricted Stock Awards in July 2023, vesting on July 15, 2026;

(7) Received a grant of 9,944 Restricted Stock Awards in July