Company: SUNE
Filing Date: 2025-04-15
Form Type: 10-K
Source: 0000022701-25-000002
Chunk: 78

Company: SUNation Energy, Inc.
Filing Date: 2025-04-15
Form: 10-K
Item: Item 8
Chunk 78
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 dated May 14, 2024Filed as Exhibit 3.1 to Form 8-K filed on May 17, 2024 and incorporated herein by reference.3.5 Statement of Cancellation of the Certificate of Designation of Series B Preferred Stock, effective as of August 14, 2024Filed as Exhibit 3.7 to Form 10-Q filed on August 19, 2024 and incorporated herein by reference.3.6 Certificate of Designation of Preferences, Rights and Limitations of Series C Convertible Preferred StockFiled as Exhibit 3.1 to Form 8-K filed on September 9, 2024 and incorporated herein by reference.

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 3.7 Certificate of Correction to Certificate of DesignationFiled as Exhibit 3.1 to Form 8-K filed on September 26, 2024 and incorporated herein by reference.3.8 Certificate of Designation of Series D Preferred StockFiled as Exhibit 3.1 to Form 8-K filed on February 27, 2025 and incorporated herein by reference.3.9 Amended Certificate of Incorporation of SUNation Energy, Inc.Filed as Exhibit 3.1 to Form 8-K filed on April 3, 2025 and incorporated herein by reference.4.1 Description of Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934Filed herewith.4.2 Form of Senior IndentureFiled as Exhibit 4.4 to Registration Statement on Form S-3 filed August 25, 2022 and incorporated herein by reference.4.3 Form of Subordinated IndentureFiled as Exhibit 4.5 to Registration Statement on Form S-3 filed August 25, 2022 and incorporated herein by reference.4.4 Form of Series A WarrantFiled as Exhibit 4.1 to Form 8-K filed on February 27, 2025 and incorporated herein by reference.

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 4.5 Form of Series B WarrantFiled as Exhibit 4.2 to Form 8-K filed on February 27, 2025 and incorporated herein by reference.4.6 Form of Pre-Funded WarrantFiled as Exhibit 4.3 to Form 8-K filed on February 27, 2025 and incorporated herein by reference.10.1*Pineapple Energy Inc. 2022 Employee Stock Purchase Plan, as amendedFiled as Appendix B to the 2023 Annual