Company: UMBFO
Filing Date: 2025-02-03
Form Type: 8-K
Source: 0001193125-25-018885
Chunk: 6

Company: UMB FINANCIAL CORP
Filing Date: 2025-02-03
Form: 8-K
Item: Item 2.03
Chunk 6
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ively, the “ Trust Preferred Securities”). In connection with the Merger, at the Effective Time, the Company also assumed all of HTLF’s obligations as required by that certain Indenture, dated as of December 17, 2014, as supplemented by that certain Second Supplemental Indenture, dated as of September 8, 2021 (collectively, the “ Indenture”), with respect to HTLF’s $150,000,000 aggregate principal amount of 2.75% fixed-to-floatingrate subordinated notes due September 15, 2031 (the “2031 Notes”).

The supplemental indentures pursuant to which the Company assumed the Trust Preferred Securities and the original indentures pursuant to which the Trust Preferred Securities were issued, and the assignment and assumption pursuant to which the Company assumed the 2031 Notes, as well as the Indenture pursuant which the 2031 Notes were issued, have not been filed herewith pursuant to Item 601(b)(4)(v) of Regulation S-Kunder the Securities Act. The Company agrees to furnish a copy of such indentures and the Indenture to the Commission upon request.

Item 3.03. Material Modifications to Rights of Security Holders.

On January 31, 2025, in connection with the consummation of the Mergers, UMB filed (i) a certificate of amendment with the Missouri Secretary of State for the purpose of amending its articles of incorporation to effect an increase in the number of authorized shares of UMB Common Stock from 80,000,000 to 160,000,000 and (ii) a certificate of designation to fix the designations, preferences, limitations and relative rights of the UMB Preferred Stock. Additionally, in connection with the issuance of the UMB Preferred Stock, UMB entered into a deposit agreement (the “ Deposit Agreement”), dated as of January 31, 2025, by and among UMB, Computershare Trust Company, N. A. and Computershare, Inc., jointly as depositary, and the holders from time to time of the depositary receipts described in the Deposit Agreement.

The description of the UMB Preferred Stock and the UMB depositary shares to be issued in connection therewith under the section of the joint proxy statement/prospectus filed by UMB with the Commission on July 5, 2024 (the “ Joint Proxy Statement/Prospectus”) entitled “ DESCRIPTION OF NEW UMB PREFERRED STOCK” is