Company: BCG
Filing Date: 2025-04-03
Form Type: S-1/A
Source: 0001410578-25-000637
Chunk: 102

Company: Binah Capital Group, Inc.
Filing Date: 2025-04-03
Form: S-1/A
Chunk 102
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 by the Company to be the beneficial owner of more than 5% of the Common Stock of the Company; |

| ● | each of the Company’s executive officers and directors; and |

| ● | all executive officers and directors of the Company as a group |

The SEC has defined “beneficial ownership” of a security to mean the possession, directly or indirectly, of voting power and/or investment power over such security. A stockholder is also deemed to be, as of any date, the beneficial owner of all securities that such stockholder has the right to acquire within 60 days after that date through (a) the exercise of any option, warrant or right, (b) the conversion of a security, (c) the power to revoke a trust, discretionary account or similar arrangement, or (d) the automatic termination of a trust, discretionary account or similar arrangement. In computing the number of shares beneficially owned by a person and the percentage ownership of that person, shares of Common Stock subject to options or other rights (as set forth above) held by that person that are currently exercisable, or will become exercisable within 60 days thereafter, are deemed outstanding, while such shares are not deemed outstanding for purposes of computing percentage ownership of any other person. Each person named in the table has sole voting and investment power with respect to all of the shares shown as beneficially owned by such person, except as otherwise indicated in the table or footnotes below. Unless otherwise indicated, we believe that all persons named in the table below have sole voting and investment power with respect to all shares of the Company’s Common Stock beneficially owned by them. The beneficial ownership of Common Stock is based on 16,602,460 shares of our Common Stock issued and outstanding as of March 28, 2025.

| ​                                               | ​ |                ​ | ​ |     ​ | ​ |
| Name of Beneficial Owners(1)                    | ​ |                ​ | ​ |     ​ |   |
| Directors and Executive Officers                |   | Number of Shares |   |     % | ​ |
| Craig Gould                                     |   |          309,235 |   |  1.86 | % |
| David Shane                                     |   |                — |   |     — | ​ |
| David Crane                                     |   |                — |   |     — | ​ |
| Daniel Hynes                                    |   |                — |   |     — | ​ |
| Joel Marks                                      |   |                — |   |