Company: ORBS
Filing Date: 2025-11-14
Form Type: 10-Q
Source: 0001493152-25-023549
Chunk: 251

Company: Eightco Holdings Inc.
Filing Date: 2025-11-14
Form: 10-Q
Item: Part II, Item 5
Chunk 251
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During
the three months ended September 30, 2025, no director or officer adopted or terminated any (i) “Rule 10b5-1 trading arrangement,”
as defined in Item 408(a) of Regulation S-K intending to satisfy the affirmative defense conditions of Rule 10b5–1(c) or (ii) “non-Rule
10b5-1 trading arrangement,” as defined in Item 408(a) of Regulation S-K.

ITEM
6. EXHIBITS

(b)
Exhibits

The
following documents are filed as exhibits hereto:

    Exhibit
    No.
     
    Description

    4.1
     
    Form of Pre-Funded Warrant (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed September 10, 2025).

    4.2
     
    Form of Strategic Advisor Warrant (incorporated by reference to Exhibit 10.10 to the Company’s Current Report on Form 8-K filed September 10, 2025).

    4.3
     
    Form of Placement Agent Warrant (incorporated by reference to Exhibit 10.5 to the Company’s Current Report on Form 8-K filed September 10, 2025).

    10.1
     
    Form of Securities Purchase Agreement, dated September 8, 2025, between Eightco Holdings Inc. and each Purchaser (as defined therein) (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed September 10, 2025).

    10.3
     
    Form of Registration Rights Agreement, dated September 8, 2025, between Eightco Holdings Inc. and each Purchaser (as defined therein) (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed September 10, 2025).

52

    10.4
     
    Placement Agent Agreement, dated September 8, 2025, between Eightco Holdings Inc. and R.F. Lafferty & Co., Inc. (incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K filed September 10, 2025).

    10.6
     
    Seller Note Termination Agreement, dated September 8,