Company: RILYN
Filing Date: 2025-04-01
Form Type: 8-K
Source: 0001213900-25-027230
Chunk: 5

Company: B. Riley Financial, Inc.
Filing Date: 2025-04-01
Form: 8-K
Item: Item 9.01
Chunk 5
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Item 9.01

Financial Statements and Exhibits.

(d) Exhibits.

  Exhibit      Description                                                                                                                                                                                           
      No.                                                                                                                                                                                                            
     10.1      Indenture, dated as of March 26, 2025, by and among B. Riley Financial, Inc. and GLAS Trust Company LLC, as trustee and collateral agent, governing the issuance by B. Riley Financial Inc. of th...  
     10.3      Warrant, dated as of March 26, 2025, issued by B. Riley Financial, Inc. to the Investor.*                                                                                                             
     10.4      Registration Rights Agreement, dated March 26, 2025, by and between B. Riley Financial, Inc. and the Investor.*                                                                                       
 ─────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────
     10.2      Form of 8.00% Senior Secured Second Lien Note due 2028.*                                                                                                                                              
      104      Cover Page Interactive Data File (embedded within the Inline XBRL document).                                                                                                                          

  In accordance with Item 601(a)(5) of Regulation S-K certain                                                                                

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

                           B. Riley Financial, Inc.                         
                           By:                           /s/ Bryant Riley   
                           Name:                         Bryant Riley       
                           Title:                        Chairman & Co-CEO  
  Date: April 1, 2025