Company: HROW
Filing Date: 2025-05-08
Form Type: 10-Q
Source: 0001641172-25-009263
Chunk: 73

Company: HARROW, INC.
Filing Date: 2025-05-08
Form: 10-Q
Item: Item 3
Chunk 73
---

See Note 13 to our unaudited
condensed consolidated financial statements included in this Quarterly Report for information on various legal proceedings, which is incorporated
into this Item by reference.

Item 1A. Risk Factors

In addition to the other
information contained in this Quarterly Report you should consider the risk factors and the other information in our Annual Report on
Form 10-K for the year ended December 31, 2024, including our audited financial statements and the related notes and “Management’s
Discussion and Analysis of Financial Condition and Results of Operations.” If any such risks actually occur, our business, financial
condition, results of operations and future growth prospects would likely be materially and adversely affected. In these circumstances,
the market price of our common stock would likely decline and you may lose all or part of your investment. Additional risks and uncertainties
not presently known to us or that we currently deem immaterial also may impair our business operations.

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

None.

Item 3. Defaults Upon Senior Securities

Not applicable.

Item 4. Mine Safety Disclosures

Not applicable.

Item 5. Other Information

From time to time, certain
of our executive officers and directors may enter into, amend or terminate written trading arrangements pursuant to Rule 10b5-1 of the
Exchange Act or otherwise. During the three months ended March 31, 2025, none of our directors or officers adopted or terminated any Rule
10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K).

 33 

Item 6. Exhibits

    Exhibit
    Number

    Description

    3.1
     
    Amended and Restated Certificate of Incorporation, as amended (incorporated herein by reference to Exhibit 3.1 to the Current Report on Form 8-K of Harrow, Inc. filed with the Securities and Exchange Commission on September 29, 2023).

    3.2
     
    Amended and Restated Bylaws of Harrow, Inc. (incorporated herein by reference to Exhibit 3.2 to the Current Report on Form 8-K of Harrow, Inc. filed with the Securities and Exchange Commission on September 29, 2023).

    31.1*
     
    Certification of Mark L. Baum, principal executive officer