Company: TIPT
Filing Date: 2025-10-17
Form Type: PREM14A
Source: 0001140361-25-038514
Chunk: 28

Company: TIPTREE INC.
Filing Date: 2025-10-17
Form: PREM14A
Chunk 28
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 (d) resolved to recommend that the stockholders of Tiptree approve the Merger and the other transactions contemplated by the Merger Agreement. Accordingly, the Tiptree Board recommends that Tiptree stockholders vote (i) “ FOR” the Merger Proposal and (ii) “ FOR” the proposal to approve one or more adjournments of the special meeting, if necessary, to solicit additional proxies, in the event that there are insufficient votes to approve the Merger Proposal. For a description of factors considered by the Tiptree Board in determining to recommend approval of the Merger Proposal, see the section of this proxy statement entitled “The Merger—Tiptree Board’s Recommendation and Reasons for the Merger” beginning on page 51. No Appraisal Rights (Page 221) Holders of Tiptree common stock are not entitled to appraisal rights, rights of objecting stockholders or other similar rights in connection with the Merger. See the section of this proxy statement entitled “No Appraisal Rights” beginning on page 221. Risk Factors (Page 28) The Merger and the other transactions contemplated by the Merger Agreement, including the possibility that the Merger and such other transactions may not be completed, involve and are subject to a number of risks to Tiptree and our stockholders, including the following:

| • | the announcement and pendency of the Merger and the other transactions contemplated by the Merger Agreement, whether or not completed, creates uncertainty about our future, which could have a material adverse effect on our business, financial condition and results of operations, including the Retained Business; |

| • | the Merger is subject to the receipt by Tiptree of the affirmative vote of the holders of Tiptree common stock entitled to cast a majority of all of the votes entitled to be cast on the Merger and the other transactions contemplated by the Merger Agreement (the “Tiptree stockholder approval”) and other closing requirements, and may not be completed as anticipated, or at all; |

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| • | Tiptree may waive one or more of the closing conditions without re-soliciting stockholder approval; |

| • | Tiptree will incur significant transaction costs in connection with the Merger; |

| • | Tiptree will have broad discretion in the use of the proceeds from the Merger and may use proceeds in ways that you and other stockholders may not approve; |

| • | any Leakage will decrease