Company: RILYN
Filing Date: 2025-09-19
Form Type: 10-K
Source: 0001464790-25-000011
Chunk: 46

Company: B. Riley Financial, Inc.
Filing Date: 2025-09-19
Form: 10-K
Item: Item 15
Chunk 46
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 and Restated Bylaws of B. Riley Financial, Inc., dated as of April 3, 20198-K3.14/9/20193.4Certificate of Designation designating the 6.875% Series A Cumulative Perpetual Preferred Stock of B. Riley Financial, Inc.8-K3.110/7/20193.5Certificate of Designation designating the 7.375% Series B Cumulative Perpetual Preferred Stock of B. Riley Financial, Inc. 8-K3.19/4/20203.6State of Delaware, B Riley Financial, Series A Certificate of Correction10-Q3.12/21/2025

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Table of Contents

3.7State of Delaware, B Riley Financial, Series B Certificate of Correction10-Q3.22/21/20254.1Description of Registered Securities10-K4.295/16/20234.2Form of common stock certificate10-K4.13/30/20154.3Base Indenture, dated as of May 7, 2019, by and between the registrant and The Bank of New York Mellon Trust Company, N.A., as Trustee8-K4.15/7/20194.4Second Supplemental Indenture, dated as of September 23, 2019, by and between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee (NASDAQ: RILYN)8-K4.39/23/20194.5Form of 6.50% Senior Note due 2026 (NASDAQ: RILYN) (included in Exhibit 4.4)8-K4.39/23/20194.6Fourth Supplemental Indenture, dated as of January 25, 2021, by and between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (NASDAQ: RILYT)8-K4.51/25/20214.7Form of 6.00% Senior Note due 2028 (NASDAQ: RILYT) (included in Exhibit 4.6)8-K4.51/25/20214.8Fifth Supplemental Indenture, dated as of March 29, 2021, by and between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (NASDAQ: RILYK)8-K4.63/29/20214