Company: COHN
Filing Date: 2025-11-06
Form Type: 10-Q
Source: 0001437749-25-033482
Chunk: 166

Company: Cohen & Co Inc.
Filing Date: 2025-11-06
Form: 10-Q
Item: Item 4
Chunk 166
---
 executive officers and directors  may from time to time enter into plans or arrangements for the purchase or sale of our Common Stock that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. During the nine months ended  September 30, 2025, none of our directors or officers adopted, modified or terminated any contract, instruction, or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or any “non-Rule 10b5-1 trading arrangement.” (as defined in Item 408(c) of Regulation S-K). 

       93

Item 6. Exhibits 

      Exhibit No. 
      
      Description 

      ﻿31.1 
      
      Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, as amended.* 

      ﻿ 

      ﻿31.2 
      
      Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, as amended.* 

      ﻿ 

      ﻿32.1 
      
      Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, as amended.** 

      ﻿ 

      ﻿32.2 
      
      Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, as amended.** 

      ﻿ 

      101 
      
      Interactive data files pursuant to Rule 405 of Regulation S-T formatted inline XBRL: (i) the Consolidated Balance Sheets at September 30, 2025 and December 31, 2024, (ii) the Consolidated Statements of Operations and Comprehensive Income (Loss) for the Three and Nine Months Ended September 30, 2025 and 2024, (iii) the Consolidated Statements of Changes in Equity for the Three and Nine Months Ended September 30, 2025 and 2024, (iv) the Consolidated Statements of Cash Flows for the Nine Months Ended September 30, 2025 and 2024, and (v) Notes to Consolidated Financial Statements.** 

     104
      
     Cover Page Interactive Data File (formatted in inline XBRL and contained