Company: INV
Filing Date: 2025-04-23
Form Type: 424B3
Source: 0001628280-25-019358
Chunk: 154

Company: Innventure, Inc.
Filing Date: 2025-04-23
Form: 424B3
Chunk 154
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 of the shares of Common Stock issued to the Series C Purchasers (as defined below), Ducera, WTI Fund X, LLC and WTI Fund XI, LLC, Series B Investors (as defined below), and Yorkville pursuant to the Series C Purchase Agreements (defined below), the Ducera Engagement Letter (as defined below), the A&R Registration Rights Agreement, dated October 22, 2024, by and among the Company and WTI Fund X, LLC and WTI Fund XI, LLC (the “WTI RRA”), the Series B Investment Agreements (as defined below), and the SEPA, respectively. On April 14, 2025, the Company issued two warrants to purchase up to an aggregate total of 300,000 shares of Common Stock (the “2025 WTI Warrants”) to WTI Fund X, LLC and WTI Fund XI, LLC, respectively. Each 2025 WTI Warrant is exercisable into one share of Common Stock at a price of $0.01 per share (subject to certain limitations, adjustment and certain other rights to possible future financings in accordance with terms of the 2025 WTI Warrants) through March 31, 2035. The Company has agreed to file a registration statement with the SEC to permit the public resale of the shares of Common Stock underlying the 2025 WTI Warrants on substantially the same terms as the WTI RRA. The registration statement of which this prospectus forms a part is registering securities of the Company pursuant to the Securities Purchase Agreement RRA, the Series C Purchase Agreements, the WTI RRA, and the Ducera Engagement Letter, respectively, held by certain Company equity holders, each identified as a Selling Stockholder herein. The aggregate number of shares of Common Stock that will be entitled to registration under the Securities Purchase Agreement RRA (giving effect to the SPA Exchange Cap), the SEPA (giving effect to the 98 Exchange Cap), the Series C Purchase Agreements, the WTI RRA, and the Ducera Engagement Letter is approximately 20,281,538. Lock-up Agreements In connection with the execution of the Business Combination Agreement, certain insiders of Innventure LLC (each, a “Lock-Up Party”) entered into the Lock-Up Agreements with the Company, pursuant to which such persons agreed, subject to certain customary exceptions, not to (i) sell, offer to sell, contract or agree to sell, hypothecate, pledge, grant any