Company: CERO
Filing Date: 2025-11-28
Form Type: DEF 14A
Source: 0001213900-25-115783
Chunk: 81

Company: CERO THERAPEUTICS HOLDINGS, INC.
Filing Date: 2025-11-28
Form: DEF 14A
Chunk 81
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 Prospective investors should carefully review the terms and provisions of the form of February 2025 Pre -FundedWarrant for a complete description of the terms and conditions of the February 2025 Pre -FundedWarrants. Duration and Exercise Price:Each February 2025 Pre -FundedWarrant offered has an initial exercise price per share equal to $0.0001. The February 2025 Pre -FundedWarrants are immediately exercisable and may be exercised at any time until the February 2025 Pre -FundedWarrants are exercised in full. The exercise price and number of shares of Common Stock issuable upon exercise is subject to appropriate adjustment in the event of stock dividends, stock splits, reorganizations or similar events affecting our Common Stock and the exercise price. Exercisability:Each February 2025 Pre -FundedWarrant may be exercised at any time following the date of issuance and from time to time thereafter until the February 2025 Pre -FundedWarrants are exercised in full. The February 2025 Pre -FundedWarrants are exercisable in whole or in part by delivering to the Company a completed instruction form for exercise and complying with the requirements for exercise set forth in the February 2025 Pre -FundedWarrant. Payment of the exercise price may be made in cash in which case the holder would receive upon such exercise the net number of shares of Common Stock determined according to the formula set forth in the February 2025 Pre -FundedWarrant. Exercise Limitation:In general, a holder will not have the right to exercise any portion of a February 2025 Pre -FundedWarrant if the holder (together with its Attribution Parties (as defined in the Pre -FundedWarrant)) would beneficially own in excess of 4.99% or 9.99%, at the election of the holder, of the number of shares of our Common Stock outstanding immediately after giving effect to the exercise, as such percentage ownership is determined in accordance with the terms of the February 2025 Pre -FundedWarrant. However, any holder may increase or decrease such percentage to any other percentage not in excess of 9.99% upon notice to us, provided, that any increase in this limitation will not be effective until 61 days after such notice from the holder to us and such increase or decrease will apply only to the holder providing such notice. Transferability:Subject to applicable laws, a February 2025 Pre -F