Company: RILYN
Filing Date: 2025-09-19
Form Type: 10-K
Source: 0001464790-25-000011
Chunk: 49

Company: B. Riley Financial, Inc.
Filing Date: 2025-09-19
Form: 10-K
Item: Item 15
Chunk 49
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.14Seventh Amendment to BRPI Acquisition Co LLC and Banc of California Credit Agreement, dated as of August 22, 202410-Q10.12/21/202510.15Eighth Amendment to BRPI Acquisition Co LLC. and Banc of California Credit Agreement, dated as of September 6, 202410-Q10.12/21/202510.16Ninth Amendment to BRPI Acquisition Co LLC and Banc of California Credit Agreement, dated as of September 13, 202410-Q10.12/21/202510.17Tenth Amendment to BRPI Acquisition Co LLC and Banc of California Credit Agreement, dated as of September 20, 202410-Q10.12/21/202510.18Eleventh Amendment to BRPI Acquisition Co LLC and Banc of California  Credit Agreement, dated as of September 30, 202410-Q10.22/21/202510.19*Twelfth Amendment to BRPI Acquisition Co LLC and Banc of California Credit Agreement, dated as of November 18, 202410.20*Thirteenth Amendment to BRPI Acquisition Co LLC and Banc of California Credit Agreement, dated as of December 18, 202410.21Security and Pledge Agreement, dated as of December 19, 20188-K10.212/27/201810.22Unconditional Guaranty and Pledge Agreement by B. Riley Principal Investments, LLC, dated as of December 19, 20188-K10.312/27/201810.23Unconditional Guaranty by the registrant, dated as of December 19, 20188-K10.312/27/201810.24B. Riley Financial, Inc. 2021 Stock Incentive Plan, incorporated by reference to Appendix A to the Company’s definitive proxy statement, dated April 20, 2021 filed with the Securities and Exchange Commission8-K10.016/3/202110.25Form of Restricted Stock Unit Award Agreement (Time-Vesting) under the B. Riley Financial, Inc. 2021 Stock Incentive Plan10-K10.344/24/202410.26Form of Director and Officer Indemnification Agreement8-K10.312/22/2021

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Table of Contents

10.27#PRSU Grant Agreement10-K10.462/25/202210.28#Amended and Restated Employment Agreement, dated as of April 11, 2023 by and between