Company: OXLCZ
Filing Date: 2025-02-19
Form Type: 424B2
Source: 0001213900-25-015045
Chunk: 101

Company: Oxford Lane Capital Corp.
Filing Date: 2025-02-19
Form: 424B2
Chunk 101
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 Lane Management currently provides portfolio management services only to us, we do not believe there are any conflicts of interests with respect to Oxford Lane Management’s management of our portfolio on the one hand, and the management of other accounts or investment vehicles by Oxford Lane Management on the other. However, Mr. Cohen currently serves as Chief Executive Officer and Mr. Rosenthal currently serves as President of Oxford Square Capital Corp., a publicly -tradedbusiness development company that invests principally in the debt of U.S. -basedcompanies and to a lesser extent in CLO debt and equity securities, and Oxford Park Income Fund, Inc., a non -tradedregistered closed -endfund that invests principally in CLO debt and equity securities. Messrs, Cohen and Rosenthal also serve in the same positions at Oxford Square Management, LLC, the investment adviser to Oxford Square Capital Corp., and Oxford Park Management, LLC, the investment adviser to Oxford Park Income Fund, Inc. As a result, Messrs. Cohen and Rosenthal may be subject to certain conflicts of interests with respect to their management of our portfolio on the one hand, and their respective obligations to manage Oxford Square Capital Corp. and Oxford Park Income Fund, Inc. on the other hand. Mr. Cohen also serves as the Chief Executive Officer of Oxford Gate Management, LLC, the investment adviser to Oxford Bridge II, LLC and the Oxford Gate Funds. Oxford Bridge II, LLC and the Oxford Gate Funds are private investment funds. Mr. Rosenthal has also served as President of Oxford Gate Management, LLC, the investment adviser to the Oxford Gate Funds and Oxford Bridge II, LLC. Set forth below is additional information regarding the additional entities currently managed by Messrs. Cohen and Rosenthal:

| Name                          |     | Entity                       |     | Investment Focus                                                                                  |     | Gross Assets |               |         |
|:------------------------------|:----|:-----------------------------|:----|:--------------------------------------------------------------------------------------------------|:----|:-------------|:--------------|:--------|
| Oxford Square Capital Corp.   |     | Business development Company |     | Principally debt investments in U.S. based companies and, to a lesser extent, CLO debt and equity |     | $            | 312.9 million | ​(1)    |
| Oxford Park Income Fund, Inc. |     | Registered closed-end fund   |     | CLO debt and equity                                                                               |     | $            | 12.8 million  | ​(2)    |
| Oxford Bridge II, LLC         |     | Private