Company: PNNT
Filing Date: 2025-12-17
Form Type: 40-APP
Source: 0001193125-25-322955
Chunk: 1

Company: PENNANTPARK INVESTMENT CORP
Filing Date: 2025-12-17
Form: 40-APP
Chunk 1
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, FL 33139

(212) 905-1000

APPLICATION FOR AN ORDER PURSUANT TO SECTIONS 17(d) AND 57(i) OF THE INVESTMENT COMPANY ACT OF 1940 AND RULE 17d-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 PERMITTING CERTAIN JOINT TRANSACTIONS OTHERWISE PROHIBITED BY SECTIONS 17(d) AND 57(a)(4) OF AND RULE 17d-1 UNDER THE INVESTMENT
COMPANY ACT OF 1940

All Communications, Notices and Orders to:

Arthur H. Penn

PennantPark Investment Advisers, LLC

1691 Michigan Avenue, Suite 500

Miami Beach, FL 33139

Telephone: (212) 905-1000

Copies to:

Thomas J. Friedman, Esq.

Paul S. Stevens, Esq.

Dechert LLP

One International Place,

40th Floor, 100 Oliver Street,

Boston, MA, 02110-2605

(617) 728-7120

December 17, 2025

UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION

| IN THE MATTER OF                                                                                                                                                                                                                                         
 PENNANTPARK INVESTMENT ADVISERS, LLC, PENNANTPARK INVESTMENT CORPORATION,                                                                                                                                                                                
 PENNANTPARK FLOATING RATE CAPITAL LTD., PENNANTPARK PRIVATE INCOME FUND, PENNANTPARK ENHANCED INCOME FUND, PNNT INVESTMENT HOLDINGS, LLC, PFLT INVESTMENT HOLDINGS, LLC, PENNANTPARK FLOATING RATE FUNDING I, LLC, PENNANTPARK FLOATING RATE FUNDING II, 
 LLC, PENNANTPARK CLO I, LTD., PENNANTPARK CLO II, LTD., PENNANTPARK CLO VI DEPOSITOR, LLC, PENNANTPARK CLO VIII, LLC, PENNANTPARK CLO 11, LLC, PENNANTPARK CLO 12 DEPOSITOR, LLC, PENNANTPARK CAPITAL LIQUIDITY SOLUTIONS, LP, PENNANTPARK CREDIT        
 OPPORTUNITIES FUND II, LP, PENNANTPARK CREDIT OPPORTUNITIES FUND III, LP, PENNANTPARK CREDIT OPPORTUNITIES FUND IV AGGREGATOR,