Company: SOJE
Filing Date: 2025-05-27
Form Type: 8-K
Source: 0000092122-25-000060
Chunk: 1

Company: SOUTHERN CO
Filing Date: 2025-05-27
Form: 8-K
Item: Item 3.02
Chunk 1
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Item 3.02.      Unregistered Sales of Equity Securities.  

The information set forth under Item 2.03 is incorporated into this Item 3.02 by reference.

The Company offered and sold the Series 2025A Convertible Senior Notes to the Initial Purchasers in reliance on the exemption from registration provided by Section 4(a)(2) of the Securities

Act of 1933, as amended (the “ Securities Act”), and for resale by the Initial Purchasers to persons reasonably believed to be qualified institutional buyers pursuant to the exemption from registration provided by Rule 144A under the Securities Act. The Company relied on these exemptions from registration based in part on representations made by the Initial Purchasers in the Purchase Agreement. The shares of Common Stock issuable upon conversion of the Series 2025A Convertible Senior Notes, if any, have not been registered under the Securities Act and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. The Company expects any shares of Common Stock issued upon conversion of the Series 2025A Convertible Senior Notes to be issued pursuant to the exemption provided by Section 3(a)(9) of the Securities Act. Initially, a maximum of 18,165,675 shares of Common Stock may be issued upon conversion of the Series 2025A Convertible Senior Notes, based on the initial maximum conversion rate of 11.0095 shares of Common Stock per $1,000 principal amount of Series 2025A Convertible Senior Notes, subject to anti-dilution adjustments.

  Item 9.01.      Financial Statements and Exhibits.