Company: NMFCZ
Filing Date: 2025-08-04
Form Type: 10-Q
Source: 0001496099-25-000027
Chunk: 449

Company: New Mountain Finance Corp
Filing Date: 2025-08-04
Form: 10-Q
Item: Part I, Item 8
Chunk 449
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47,052 April 2025— — — 47,052 May 202538,800 10.59 38,800 46,641 June 2025886,416 10.41 866,416 37,410 Total925,216 $10.42 905,216 

(1)     Amount includes commissions paid.

142

Item 3.     Defaults Upon Senior Securities

None.

Item 4.    Mine Safety Disclosures

Not applicable.

Item 5.    Other Information

(a)None.

(b)None.

(c)For the period covered by this Quarterly Report on Form 10-Q, no director or officer has entered into or terminated any (i) contract, instruction or written plan for the purchase or sale of securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act or (ii) any non-Rule 10b5-1 trading arrangement. 

We have adopted insider trading policies and procedures governing the purchase, sale, and disposition of the our securities by our officers and directors that are reasonably designed to promote compliance with insider trading laws, rules and regulations. 

143

Item 6.     Exhibits

(a)Exhibits

The following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the U.S. Securities and Exchange Commission:

ExhibitNumberDescription3.1(a)Amended and Restated Certificate of Incorporation of New Mountain Finance Corporation(2)3.1(b)Certificate of Change of Registered Agent and/or Registered Office of New Mountain Finance Corporation(3)3.2Amended and Restated Bylaws of New Mountain Finance Corporation(2)3.3Certificate of Amendment to the Amended and Restated Certificate of Incorporation New Mountain Finance Corporation(4)4.1Form of Stock Certificate of New Mountain Finance Corporation(1)10.1 Fourteenth Amended and Restated Loan and Security Agreement, dated as of July 17, 2025, by and among New Mountain Finance Corporation, as the collateral manager, New Mountain Finance Holdings, L.L.C., as the borrower, Wells Fargo Bank, National Association, as the administrative agent, the lenders party thereto and Wells Fargo Bank, National Association, as the collateral custodian*31.1Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act