Company: SFBC
Filing Date: 2025-03-18
Form Type: 10-K
Source: 0001541119-25-000009
Chunk: 64

Company: Sound Financial Bancorp, Inc.
Filing Date: 2025-03-18
Form: 10-K
Item: Item 12
Chunk 64
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Item 12.    Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

Information concerning security ownership of certain beneficial owners and management is incorporated herein by reference from the Company's definitive proxy statement for its Annual Meeting of Stockholders to be held in May 2025, a copy of which will be filed with the SEC not later than 120 days after the close of the fiscal year.

The Company is not aware of any arrangements, including any pledge by any person of securities of the Company, the operation of which may at a subsequent date result in a change in control of Sound Financial Bancorp.

Equity Compensation Plan Information. The following table sets forth information at December 31, 2024 with respect to the Company’s equity compensation plans, all of which were approved by the Company’s shareholders.

Plan CategoryNumber of securitiesto be issued uponexercise of outstandingoptions, warrants and rightsWeighted averageexercise price ofoutstanding options,warrants and rightsNumber of securitiesremaining availablefor future issuanceunder equity compensation plan (1)Equity Incentive Plan approved by security holders72,836 $35.50 257 Equity Incentive Plan not approved by security holders— — — Total72,836 $35.50 257 

(1)  There are no shares available for issuance for stock awards, other than awards of stock options and stock appreciation rights, included in this amount.