Company: QTIWW
Filing Date: 2025-03-31
Form Type: 10-K
Source: 0001844505-25-000038
Chunk: 202

Company: QT IMAGING HOLDINGS, INC.
Filing Date: 2025-03-31
Form: 10-K
Item: Item 12
Chunk 202
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,730,126 25.8 %Five Percent or Greater Holders:John C. Klock, Jr. and Cynthia L. Klock Trust Dated 7/27/07(1)(4)(6)2,894,473 10.5 %Lynrock Lake Master Fund LP(10)2,666,245 9.6 %Emil D. Kakkis and Jenny Soriano(11)1,400,300 5.1 %

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*Less than 1%.

(1)Unless otherwise indicated, the business address of each of the individuals is 3 Hamilton Landing, Suite 160, Novato, CA 94949.

(2)The business address for this person is 1731 Embarcadero Road, Suite 200, Palo Alto, California 94303.

(3)Includes shares of common stock underlying warrants that are exercisable within 60 days.

(4)Includes 13,333 shares of common stock underlying stock options that are exercisable within 60 days.

(5)Includes warrants to purchase 571,431 shares of common stock that are exercisable within 60 days.

(6)Shares held by John C. Klock, Jr. and Cynthia L. Klock Trust Dated 7/27/07. 

(7)Includes 546,325 shares of common stock underlying warrants and 196,666 shares of common stock underlying stock options that are exercisable within 60 days.

(8)Includes 200,000 shares of common stock and 428,082 shares of common stock underlying warrants held by Sky D Ventures, LLC that are exercisable within 60 days.  The securities held by Sky D Ventures, LLC are beneficially owned by James Greene, a member of our Board.  Mr. Greene is also the Managing Member of Sky D Ventures, LLC, who has sole voting and dispositive power over the securities held by Sky D Ventures, LLC.

(9)Consists of 108,333 shares of common stock underlying stock options that are exercisable within 60 days.

(10) Shares held by Lynrock Lake Master Fund LP.  Lynrock Lake LP is the investment manager of Lynrock Lake Master Fund LP, and pursuant to an investment management agreement, Lynrock Lake LP has been delegated full voting and investment power over the shares held by Lynrock Lake Master Fund LP. Cynthia Paul, the Chief Investment Officer of Lynrock Lake LP and Sole Member of Lyn