Company: KEY-PI
Filing Date: 2025-03-28
Form Type: DEF 14A
Source: 0001193125-25-066284
Chunk: 31

Company: KEYCORP /NEW/
Filing Date: 2025-03-28
Form: DEF 14A
Chunk 31
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 loans and from engaging in short sales or transactions in put options, call options, or other derivative securities with respect to KeyCorp securities. For additional information, see the Insider Trading Policy, which is filed as an exhibit to our Annual Report on Form 10-K. While KeyCorp has not adopted a formal policy governing transactions by KeyCorp and its securities, KeyCorp will not engage in transactions in its securities, or adopt any securities repurchase plans, while in possession of material nonpublic information relating to KeyCorp or its securities other than in compliance with applicable law, subject to the policies and procedures adopted by KeyCorp. Equity Compensation Plan Information KeyCorp is authorized to issue its common shares under the KeyCorp Amended and Restated 2019 Equity Compensation Plan (the “Equity Plan”) and the KeyCorp Second Amended and Restated Discounted Stock Purchase Plan (the “DSP Plan”). KeyCorp is no longer authorized to issue its common shares under, but still has awards outstanding under: (i) the KeyCorp 2013 Equity Compensation Plan (the “2013 Plan”); (ii) the KeyCorp Deferred Equity Allocation Plan; and (iii) the KeyCorp Directors’ Deferred Share Plan. Shareholders approved the Equity Plan at the 2023 Annual Meeting of Shareholders. At December 31, 2024, 29,269,060 common shares remained available for future issuance under the Equity Plan. Shareholders originally approved the DSP Plan in 2003 and, most recently, approved an amendment and restatement in 2021. At December 31, 2024, 2,167,694 common shares remained available for future issuance under the DSP Plan.

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Ownership of KeyCorp Equity Securities The following table provides information about KeyCorp’s equity compensation plans as of December 31, 2024:

|                                                            |     | -a             |           |     | -b                |       |     | -c                   |            |
| Plan Category                                              |     | Securities to  
 be issued      
 upon exercise  
 of outstanding 
 options,       
 warrants and   
 rights (#)     |           |     | Weighted-average  
 exercise price of 
 outstanding       
 options,          
 warrants          
 and rights ($)    |       |     | Securities           
 remaining available  
 for future issuance  
 under equity         
 compensation         
 plans (excluding     
 securities reflected 
 in column (a))(#)(2) |            |
| Equity compensation plans approved by security holders (1) |     |                | 4,378