Company: LIDRW
Filing Date: 2025-02-24
Form Type: 10-K
Source: 0001437749-25-004906
Chunk: 216

Company: AEye, Inc.
Filing Date: 2025-02-24
Form: 10-K
Item: Item 9
Chunk 216
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 based on service-based vesting conditions within 60 days of February 18, 2025.  However, we did not deem such shares outstanding for the purpose of computing the percentage ownership of any other person.

Unless otherwise noted in the footnotes to the following table, and subject to applicable community property laws, the persons and entities named in the table have sole voting and investment power with respect to their beneficially owned common stock and preferred stock.

      Name and Address of Beneficial Owner(1) 
      
      Number of Shares of 

      Percent  

      Common stock 

      Owned  

      Directors and Named Executive Officers: 

      Timothy J. Dunn(2) 

     85,456

     *

      Luis C. Dussan(3) 

     290,727

     1.56
     %

      Matthew Fisch(4) 

     238,520

     1.28
     %

      Prof. Dr. Bernd Gottschalk(5) 

     37,915

     *

      Jonathon B. Husby(6) 

     29,647

     *

      Sue E. Zeifman(7) 

     32,976

     *

      Andrew S. Hughes(8) 

     74,037

     *

      Conor B. Tierney(9) 

     125,600

     *

      All directors and executive officers as a group (8 individuals)(10) 

     914,878

     4.90
     %

      Five Percent Holders: 

      None 

* Less than 1%. 

      (1) 
      Unless otherwise noted, the business address of each of the following entities or individuals is c/o AEye, Inc., 4670 Willow Road, Suite 125, Pleasanton, CA 94588. 

      (2) 
      Consists of 83,886 shares of common stock held of record by Mr. Dunn, 950 shares of common stock held of record by the Dunn Family Trust U/A/D 7/10/2001, for which Mr. Dunn serves as a trustee, and options to purchase 620 shares of common stock. 

      (3) 
      Consists of 3,493 shares of common stock held of record by Mr. Dussan, 241,832 held by the Luis Dussan Trust A U/A/D 5/18/2022, for which Mr. Duss