Company: SWKH
Filing Date: 2025-04-29
Form Type: DEF 14A
Source: 0001628280-25-020718
Chunk: 28

Company: SWK Holdings Corp
Filing Date: 2025-04-29
Form: DEF 14A
Chunk 28
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 in fair value between the end of the prior fiscal year and the vesting date of such awards; (v) for awards granted in prior years that fail to meet the applicable vesting conditions during the fiscal year, the subtraction of the fair value of such awards at the end of the prior fiscal year; and (vi) the dollar value of any dividends or other earnings paid on such awards in the applicable year prior to the vesting date that are not otherwise reflected in the fair value of such award or included

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in any other component of the amount reported in the “Total” column of the Summary Compensation Table for the applicable year. The amounts deducted or added in calculating the equity award adjustments are as follows:

| Year 
 2024 |     | Year End      
 Fair Value of 
 Equity        
 Awards ($)    | (599,930) |     | Year over   
 Year        
 Change in   
 Fair Value  
 of          
 Outstanding 
 and         
 Unvested    
 Equity      
 Awards ($)  | (19,751) |     | Fair     
 Value as 
 of       
 Vesting  
 Date of  
 Equity   
 Awards   
 Granted  
 and      
 Vested   
 in the   
 Year ($) | — |     | Year over   
 Year        
 Change in   
 Fair Value  
 of Equity   
 Awards      
 Granted in  
 Prior Years 
 that Vested 
 in the Year 
 ($)         |    414 |     | Fair Value  
 at the End  
 of the      
 Prior Year  
 of Equity   
 Awards      
 that Failed 
 to Meet     
 Vesting     
 Conditions  
 in the      
 Year ($)    | — |     | Value of      
 Dividends or  
 other         
 Earnings Paid 
 on Stock or   
 Option        
 Awards not    
 Otherwise     
 Reflected in  
 Fair Value or 
 Total         
 Compensation  
 ($)           | — |     | Total       
 Equity      
 Award       
 Adjustments 
 ($)         | (19,337) |
|:-----|:----|:--------------|----------:|:----|:------------|---------:|:----|:---------|:--|:----|:------------|-------:|:----|:------------|:--|:----|:--------------|:--|:----|:------------|---------:|
| 2023 |     | $             |         — |     | $           |   -1,951 |     | $        | — |     | $           | -9,699 |     | $           | — |     | $             | —