Company: CERO
Filing Date: 2025-04-25
Form Type: PRE 14A
Source: 0001213900-25-035562
Chunk: 132

Company: CERO THERAPEUTICS HOLDINGS, INC.
Filing Date: 2025-04-25
Form: PRE 14A
Chunk 132
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 held by the Atwood -EdminsterTrust dtd 4 -2-2000(the “Trust”), of which Mr. Atwood and Lynne H. Edminster serve as trustees (iii) 5,080shares of Common Stock, issuable pursuant to stock options exercisable within 60 days of April 11, 2025 and (iv) shares underlying 11,660 Pre -FundedWarrants held by Mr. Atwood, which is the maximum number of such Pre -FundedWarrants held thereby that may be exercised without exceeding the beneficial ownership limitations set forth therein. Excludes warrants and/or pre -fundedwarrants held by Mr. Atwood and GVN, LLC (of which Mr. Atwood and Lynne H. Edminster serve as managers, and the sole member is the Trust) that are in excess of the applicable beneficial ownership limitations. (7)Consists of 5,976shares of Common Stock issuable pursuant to stock options exercisable within 60 days of April 11, 2025. (8)Consists of (i) 59shares of Common Stock held by Kathleen LaPorte, (ii) 9,660shares of Common Stock, held by the Kathleen LaPorte Revocable Trust, of which Ms. LaPorte serves as a trustee, and (iii) 5,976shares of Common Stock issuable pursuant to stock options exercisable within 60 days of April 11, 2025. (9)Consists of 5,976shares of Common Stock issuable pursuant to stock options exercisable within 60 days of April 11, 2025. (10)Consists of 5,040shares of Common Stock issuable pursuant to stock options exercisable within 60 days of April 11, 2025. 75 REPORT OF THE AUDIT COMMITTEE The audit committee has reviewed our audited consolidated financial statements for the fiscal year ended December 31, 2024 and discussed them with the Company’s management and Wolf, the Company’s independent registered public accounting firm. The audit committee has also received from, and discussed with, Wolf various communications that Wolf is required to provide to the audit committee, including the matters required to be discussed by the applicable requirements of the Public Company Accounting Oversight Board and the SEC. In addition, Wolf provided the audit committee with the written disclosures and the letter required by applicable requirements of the Public Company Accounting Oversight Board regarding the independent registered public accounting firm’s communications