Company: GDV-PK
Filing Date: 2025-08-08
Form Type: N-14
Source: 0001829126-25-006008
Chunk: 161

Company: GABELLI DIVIDEND & INCOME TRUST
Filing Date: 2025-08-08
Form: N-14
Chunk 161
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 York, NY 10036                      |     | Common         |     | 6,825,012 (record)       |     | 7.7%       |
| Saba Capital Management, L.P.           
 405 Lexington Avenue, 58th Floor        
 New York, NY 10174                      |     | Common         |     | 6,348,579 (beneficial)   |     | 7.2%       |
| GAMCO Investors Inc. and affiliates     
 One Corporate Center                    
 Rye, NY 10580                           |     | Preferred      |     | 10,711,500* (beneficial) |     | 47.8%      |
| MJG 1999 Descendants Trust              
 One Corporate Center                    
 Rye, NY 10580                           |     | Preferred      |     | 2,500,000 (beneficial)   |     | 11.2%      |

| * | The shares reported are comprised of 3,211,500 shares of Series M Preferred owned by Mr. Gabelli; 3,100,000 shares of Series M Preferred owned by Associated Capital Group, Inc. (ACG), of which Mr. Gabelli is the Executive Chair and controlling shareholder; 1,900,000 shares of Series M Preferred owned by Gabelli Foundation Inc, 600,000 shares of Series M Preferred owned by GAMCO Investors, Inc, 1,500,000 shares of Series M Preferred owned by GGCP, Inc. and 400,000 shares of Series M Preferred by GAMCO Asset Management Inc. Mr. Gabelli has less than a 100% interest in each of these entities and disclaims beneficial ownership of the shares owned by these entities which are in excess of his indirect pecuniary interest. |

As of June 30, 2025, the ownership of the Trustees and executive officers of Dividend Trust as a group beneficially owned less than 5% of the total common shares outstanding and approximately 47.8% of the total preferred shares outstanding.

Preferred Trust

As of the date of the Proxy Statement/Prospectus, [ ] Preferred Trust Common Shares are outstanding, which are owned beneficially and of record by Dividend Trust. These shares were issued in respect of Dividend Trust’s contribution of $100,000 of initial capital to Preferred Trust. Dividend Trust has represented that these shares were, or will be, purchased for investment purposes only and that they will be sold only pursuant to