Company: LASR
Filing Date: 2025-08-08
Form Type: 10-Q
Source: 0001124796-25-000120
Chunk: 21

Company: NLIGHT, INC.
Filing Date: 2025-08-08
Form: 10-Q
Item: Part I, Item 5
Chunk 21
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Table of Contents

ITEM 5. OTHER INFORMATION

Securities Trading Plans of Directors and Executive Officers

During our last fiscal quarter, the following director and officer, as defined in Rule 16a-1(f), adopted a “Rule 10b5-1 trading arrangement” as defined in Regulation S-K Item 408, as follows:

On June 12, 2025, Scott Keeney, our President and Chief Executive Officer, adopted a Rule 10b5-1 trading arrangement providing for the sale from time to time of an aggregate of up to 430,868 shares of our common stock. The trading arrangement is intended to satisfy the affirmative defense in Rule 10b5-1(c). The duration of the trading arrangement is until August 31, 2026, or earlier if all transactions under the trading arrangement are completed.

During our last fiscal quarter ended June 30, 2025, no other director or officer, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” each as defined in Regulation S-K Item 408.

In addition, in our Quarterly Report on Form 10-Q for the quarter ended March 31, 2025, which we filed with the Securities and Exchange Commission on May 9, 2025, we inadvertently omitted disclosure regarding the entry into a Rule 10b5-1 trading arrangement by Joseph Corso, our Chief Financial Officer, on March 14, 2025 . Mr. Corso's Rule 10b5-1 trading plan provides for the sale from time to time of an aggregate of up to 121,298 shares of our common stock. The trading arrangement is intended to satisfy the affirmative defense in Rule 10b5-1(c). The duration of the trading arrangement is until June 11, 2026, or earlier if all transactions under the trading arrangement are completed.

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