Company: CPSS
Filing Date: 2025-03-12
Form Type: 10-K
Source: 0001683168-25-001548
Chunk: 731

Company: CONSUMER PORTFOLIO SERVICES, INC.
Filing Date: 2025-03-12
Form: 10-K
Item: Item 3
Chunk 731
---
458,985  
     2.1% 
  
    All directors and executive officers combined (21 persons) 
     17,081,795(3) 
     65.6% 
  
    Black Diamond Capital Management, L.L.C. 2187 Atlantic Street, 9th Floor, Stamford, CT 06902 
     5,127,165(2) 
     23.9% 
  
    Dimensional Fund Advisors LP, Building One, 6300 Bee Cave Road, Austin, Texas, 78746 
     1,623,488(4) 
     7.6% 

*Less than 1%

    (1)
    Includes certain shares that may be acquired within 60 days after
    March 10, 2025 from the Company upon exercise of options, as follows: Mr. Bradley, 1,777,500 shares; Mr. Grasso, 90,000 shares;
    Mr. Grounds, 30,000 shares; Mr. Rayhill, 165,000 shares; Mr. Roberts, 60,000 shares; Mr. Washer, 150,000 shares; Mr. Wood, 165,000
    shares; Mr. Bharwani, 255,000 shares; Mr. Lavin, 442,500 shares; Ms. Robinson, 275,000 shares; and Mr. Terry, 255,000 shares. Of Mr.
    Bradley’s shares, 1,685,878 are pledged to secure loan(s) to him. The calculation of beneficial ownership also includes, in
    the case of the executive officers, an approximate number of shares each executive officer could be deemed to hold through
    contributions made to the Company’s Employee 401(k) Plan (the "401(k) Plan"). The 401(k) Plan provides an option for all
    participating employees to purchase stock in the Company indirectly by buying units in a mutual fund. Each "unit" in the
    mutual fund represents an interest in Company stock, cash and cash equivalents.

    (2)
    These shares are held directly by certain Black Diamond investment vehicles ("Black Diamond vehicles"). Black Diamond Capital Management, L.L.C. ("Black Diamond") exercises investment discretion on behalf of investment advisory affiliates that serve as investment advisers to the Black Diamond vehicles. Mr. Deckoff is the Managing Principal of Black Diamond. Mr. Deckoff disclaims beneficial ownership over the shares, except to the extent