Company: OCEA
Filing Date: 2025-01-13
Form Type: 10-Q
Source: 0001493152-25-001880
Chunk: 268

Company: Ocean Biomedical, Inc.
Filing Date: 2025-01-13
Form: 10-Q
Item: Item 1A
Chunk 268
---
 its common stock to the Investor during the fiscal year ended December 31, 2023 as interest payments.

In March 2024, the Company issued
169,582 restricted shares of its common stock in connection with the convertible portion of the Underwriter Promissory Note.

In May 2024, the Company issued 50,000 shares of its common stock to a
vendor in satisfaction of certain of their outstanding invoices due.

Issuer
Purchases of Equity Securities

We
did not purchase any shares of our common stock during the quarter ended September 30, 2024.

53

Item
6. Exhibits.

    Exhibit
    Number
     
    Description
  
    2.1
     
    Agreement and Plan of Merger, dated as of August 31, 2022 by and between Aesther Healthcare Acquisition Corp. (n/k/a Ocean Biomedical, Inc.), AHAC Merger Sub Inc., Aesther Healthcare Sponsor, LLC, Dr. Chirinjeev Kathuria and Ocean Biomedical, Inc. (n/k/a Ocean Biomedical Holdings, Inc.) (incorporated by reference from Exhibit 2.1 to the Form 8-K filed by Aesther Healthcare Acquisition Corp. (n/k/a Ocean Biomedical, Inc.) (File No. 001-40793) on September 8, 2022).
  
    2.2
     
    Amendment to Agreement and Plan of Merger, dated as of December 5, 2022, by and between Aesther Healthcare Acquisition Corp. (n/k/a Ocean Biomedical, Inc.), AHAC Merger Sub Inc., Aesther Healthcare Sponsor, LLC, Dr. Chirinjeev Kathuria and Ocean Biomedical, Inc. (n/k/a Ocean Biomedical Holdings, Inc.) (incorporated by reference from Exhibit 2.2 to the Form 8-K filed by Ocean Biomedical, Inc. (File No. 001-40793) on February 15, 2023).
  
    3.1
     
    Third Amended and Restated Certificate of Incorporation (incorporated by reference from Exhibit 3.1 to the Form 8-K filed by Ocean Biomedical, Inc. (File No. 001-40793) on February 15, 2023).
  
    3.2
     
    Amended and Restated Bylaws (incorporated by reference from Exhibit 3