Company: NEWTP
Filing Date: 2025-08-21
Form Type: 8-A12B
Source: 0001587987-25-000159
Chunk: 1

Company: NewtekOne, Inc.
Filing Date: 2025-08-21
Form: 8-A12B
Chunk 1
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 liquidation preference of $1,000 per share ($25.00 per Depositary Share) (the “Series B Preferred Stock”), of NewtekOne, Inc., a Maryland corporation (the “Company”).

The descriptions of the Depositary Shares and the underlying shares of Series B Preferred Stock are incorporated herein by reference to the descriptions included under the captions “ Description of Depositary Shares ” and “ Description of Preferred Stock, ” respectively, in the Prospectus Supplement dated August 13, 2025, as filed with the Securities and Exchange Commission (the “SEC”) on August 15, 2025 pursuant to Rule 424(b) under the Securities Act of 1933, as amended, to the Prospectus dated July 27, 2023, included in the Company’s registration statement on Form S-3 (File No. 333-269452) filed with the SEC, as amended , which was declared effective by the SEC on July 27, 2023. The Depositary Shares are expected to be listed on The Nasdaq Global Market.

## Item 2. Exhibits.
| Exhibit 
 Number  
 3.1     
 3.2     
 3.3     |     | Description                                                                                                                                                                                                                                                                                                                                                                                                                                                                      
 Amended and Restated Articles of Incorporation of NewtekOne, Inc. (incorporated by reference to Exhibit A to NewtekOne, Inc.’s Pre-Effective Amendment No. 3 to its Registration Statement on Form N-2, No. 333-191499, filed November 3, 2014).                                                                                                                                                                                                                                 
 Articles of Amendment to the Amended and Restated Articles of Incorporation of NewtekOne, Inc. (incorporated by reference to Exhibit 99.1 of NewtekOne, Inc.’s Current Report on Form 8-K, filed January 17, 2023).                                                                                                                                                                                                                                                              
 Articles Supplementary to the Amended and Restated Articles of Incorporation of NewtekOne, Inc. (incorporated by reference to Exhibit 3.1 to NewtekOne, Inc.’s Current Report on Form 8-K filed February 7, 2023).                                                                                                                                                                                                                                                               |
|:--------|:----|:---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| 3.4     |     | Articles Supplementary to the Amended and Restated Articles of Incorporation of NewtekOne, Inc. (incorporated by reference to Exhibit 3.1 to NewtekOne, Inc