Company: GAINI
Filing Date: 2025-08-12
Form Type: 10-Q
Source: 0001321741-25-000018
Chunk: 20

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-08-12
Form: 10-Q
Item: Part I, Item 1
Chunk 20
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 Total Secured Second Lien Debt$10,616 $10,616 Preferred Equity – 20.3%Chemicals, Plastics, and Rubber – 0.2%PSI Molded Plastics, Inc. – Preferred Stock(C)(J)322,598 $36,130 $996 Diversified/Conglomerate Services – 4.3%ImageWorks Display and Marketing Group, Inc. – Preferred Stock(C)(J)67,490 6,749 12,921 J.R. Hobbs Co. – Atlanta, LLC – Preferred Stock(C)(J)10,920 10,920 — The Maids International, LLC – Preferred Stock(C)(J)6,640 6,640 8,410 24,309 21,331 Electronics – 4.5%Nielsen-Kellerman Acquisition Corp.(K) – Preferred Stock(C)(J)22,169 22,169 22,421 

THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS.13

Table of ContentsGLADSTONE INVESTMENT CORPORATIONCONSOLIDATED SCHEDULE OF INVESTMENTSMARCH 31, 2025(DOLLAR AMOUNTS IN THOUSANDS)

Company and Investment(A)(B)(D)(E)Principal/Shares/Units(F)(H)CostFair ValueHome and Office Furnishings, Housewares, and Durable Consumer Products – 4.7%Old World Christmas, Inc. – Preferred Stock(C)(J)6,180 $— $23,539 Leisure, Amusement, Motion Pictures, and Entertainment – 1.4%Pyrotek Special Effects, Inc.(P) – Preferred Stock(C)(J)7,060 7,060 7,260 Mining, Steel, Iron and Non-Precious Metals – 5.2%UPB Acquisition, Inc. - Preferred Stock(C)(J)6,000 6,000 26,010 Telecommunications – 0.0%B+T Group Acquisition, Inc.(K) – Preferred Stock(C)(J)14,304 4,722 — Total Preferred Equity$100,390 $101,557 Common Equity/Equivalents – 1.0%Finance – 1.0%Gladstone Alternative Income Fund – Common Equity(C)(O)500