Company: AIZ
Filing Date: 2025-08-15
Form Type: 424B5
Source: 0001193125-25-181851
Chunk: 25

Company: ASSURANT, INC.
Filing Date: 2025-08-15
Form: 424B5
Chunk 25
---
 is or becomes a party in interest or disqualified
person may result in a prohibited transaction under ERISA or Section 4975 of the Code, unless the Notes are acquired, held and disposed of pursuant to an applicable exemption, as applicable. The U.S. Department of Labor has issued five
prohibited transaction class exemptions, or “PTCEs”, that may provide exemptive relief if required for direct or indirect prohibited transactions that may arise from the purchase, holding or disposition of Notes. These exemptions are PTCE 84-14 (for certain transactions determined by independent qualified professional asset managers), PTCE 90-1 (for certain transactions involving insurance company pooled
separate accounts), PTCE 91-38 (for certain transactions involving bank collective investment funds), PTCE 95-60 (for transactions involving certain insurance company
general accounts), and PTCE 96-23 (for transactions managed by in-house asset managers). In addition, ERISA Section 408(b)(17) and Section 4975(d)(20) of the
Code may provide an exemption for the acquisition and disposition of Notes, provided that neither the issuer of the Notes offered hereby nor any of its affiliates have or exercise any discretionary authority or control or render any investment
advice with respect to the assets of any Covered Plan involved in the transaction, and provided further that the Covered Plan pays no more and receives no less than “adequate consideration” in connection with the transaction (the
“service provider exemption”). Each of the above-noted exemptions contains conditions and limitations on its application. Fiduciaries of a Covered Plan considering acquiring Notes in reliance on these or any other exemption should
carefully review the exemption to assure it is applicable. There can be no assurance that all of the conditions of any such exemptions will be satisfied with respect to transactions involving the Notes.

Due to the complexity of these rules and the penalties that may be imposed upon persons involved in
non-exempt prohibited transactions, it is important that fiduciaries or other persons considering purchasing Notes on behalf of or with the assets of any Covered Plan consult with their counsel regarding the
availability of exemptive relief, as applicable.

While employee benefit plans that are governmental plans (as defined in
Section 3(32) of ERISA), certain church plans (as defined in Section 3(33) of ERISA) and non-U.S. plans (as described in Section 4(b)(4) of ERISA) (“Other Plan Arrangements”) are not
subject to