Company: IPST
Filing Date: 2025-08-14
Form Type: 10-Q
Source: 0001788230-25-000126
Chunk: 280

Company: Heritage Distilling Holding Company, Inc.
Filing Date: 2025-08-14
Form: 10-Q
Item: Part II, Item 8
Chunk 280
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 Inc.8-K001-424113.1November 26, 20243.2First Amendment to Second Amended and Restated Certificate of Incorporation of Heritage Distilling Holding Company, Inc.8-K001-424113.1June 27, 20253.3Amended and Restated Bylaws of Heritage Distilling Holding Company, Inc.8-K001-424113.2November 26, 20243.4Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred StockS-1/A333-279382 3.8October 3, 20243.5Certificate of Designations, Preferences, Powers and Rights of the Series B Convertible Preferred Stock8-K001-424113.1January 24, 20253.6Certificate of Amendment to the Certificate of Designations, Preferences, Powers and Rights of Series B Convertible Preferred StockS-1333-2880513.5June 13, 20254.1Specimen common stock certificateS-1/A333-279382 4.1August 28, 20244.2Form of Representative’s Warrant from initial public offering8-K001-424114.1November 26, 20244.3Form of outstanding restricted stock units issued under the 2019 Plan prior to January 1, 2024S-1/A333-279382 4.3July 5, 20244.4Form of outstanding restricted stock units issued under the 2019 Plan after January 1, 2024S-1/A333-279382 4.4August 28, 20244.5Form of outstanding warrants that expire in August 2028S-1333-279382 4.5May 13, 20244.6Form of outstanding prepaid warrants with no expiration dateS-1333-279382 4.6May 13, 20244.7Form of outstanding warrants that expire in June 2029S-1/A333-279382 4.7July 5, 20244.8Form of warrants that will expire on the 24 month, 42 month, and 60 month anniversaries of November 25, 2024S-1/A333-279382 4.8October 25, 2024

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Exhibit Incorporated by ReferenceNumberDescription of ExhibitsFormFile No.ExhibitFiling Date4.9