Company: ROK
Filing Date: 2025-06-18
Form Type: 11-K
Source: 0001024478-25-000072
Chunk: 4

Company: ROCKWELL AUTOMATION, INC
Filing Date: 2025-06-18
Form: 11-K
Chunk 4
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 and 2023, and is specific to the Master Trust.

In 2023, the Plex 401(k) Profit Sharing Plan was merged into the Plan and subsequently terminated. Effective January 1, 2023 $54,122,981 of assets were transferred from the Plex 401(k) Profit Sharing Plan to the Rockwell Automation Retirement Savings Plan.

b. Participation - The Plan provides that eligible employees electing to become participants may contribute up to a maximum of 50% of base compensation, as defined in the Plan document. However, contributions by highly compensated participants are limited to 16% of the participant’s base compensation. Participant contributions can be made either before or after United States federal taxation of a participant’s base compensation. Participants have an option to contribute to a traditional pre-tax option, traditional after-tax option, Roth 401(k) after-tax option, or a combination of the three.

Newly hired employees are automatically enrolled at a 3% pre-tax contribution rate after 30 days of employment.

Rockwell Automation contributes an amount equal to 50% of the first 7% of base compensation contributed by the participants. All matching contributions are directed by the participant's investment elections.

Employees hired or rehired after June 30, 2010 or who take an In-Service Distribution from the Rockwell Automation Pension Plan, are eligible for a non-elective contribution to the Plan. The non-elective contribution is based on age and years of service as of December 31 each year and ranges from 3% to 7% of eligible compensation. The contribution is paid by Rockwell Automation annually, at the end of the first quarter of the following calendar year.

The contribution schedule for the non-elective contribution is as follows:

| Age + Years of 
 Service        |     | Employer Contribution in 
 % of Compensation        |
| < 40           |     | 3%                       |
| 40 to 59       |     | 4%                       |
| 60 to 79       |     | 5%                       |
| 80 +           |     | 7%                       |

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c. Investment Elections - Participants may contribute to any or all of the funds that are available for investments in 1% increments. Participants may change such investment elections on a daily basis. If a participant does not have an investment election on file, contributions are made to one of the lifecycle commingled pools, based on the participant’s projected retirement date.