Company: GAINI
Filing Date: 2025-11-06
Form Type: 424B2
Source: 0001193125-25-269767
Chunk: 57

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-11-06
Form: 424B2
Chunk 57
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 withholding taxes with respect to such interest (or gross sales proceeds, if the proposed Treasury Regulations are not relied on by the holders) will be required to seek a credit or refund from the IRS to obtain the benefit of such exemption or reduction, if any. We will not pay additional amounts to holders of the Notes in respect of any amounts withheld. Prospective holders are urged to consult their tax advisors regarding the potential application of withholding under FATCA to their investment in the Notes. S-38 CUSTODIAN, TRANSFER AND DIVIDEND PAYING AGENT AND REGISTRAR The custodian of our assets is The Bank of New York Mellon Corp. The custodian’s address is: 500 Ross Street, Suite 935, Pittsburgh, PA 15262. Our assets are held under bank custodianship in compliance with the 1940 Act. Securities held through our wholly owned subsidiary, Business Investment, are held under a custodian agreement with The Bank of New York Mellon Corp., which acts as collateral custodian pursuant to the Credit Facility. The address of the collateral custodian is 2322 French Settlement Road, Suite 100, Dallas, TX 75212. Computershare, Inc. acts as the transfer and dividend paying agent and registrar for our common stock. The principal business address of Computershare Inc. is 150 Royall Street, Canton, Massachusetts 02021, telephone number 781-575-2000.Computershare also maintains an internet website at www.computershare.com. LEGAL MATTERS Certain legal matters, including the validity of the Notes to be issued in connection with this offering, will be passed upon for us by Kirkland & Ellis LLP, Washington, D.C. Certain legal matters will be passed upon for the underwriter by Duane Morris LLP, New York, New York. EXPERTS The financial statements incorporated in this prospectus supplement by reference to the Annual Report on Form 10-K for theyear ended March 31, 2025 have been so incorporated in reliance on the report of PricewaterhouseCoopers LLP, an independent registered public accounting firm, given on the authority of said firm as experts in auditing and accounting. PricewaterhouseCoopers LLP’s business address is 655 New York Ave NW, Suite 1100, Washington, District of Columbia 20001. WHERE YOU CAN FIND MORE INFORMATION This prospectus supplement and the accompanying prospectus constitute part of a registration statement on Form N-2that we have filed with the SEC