Company: QTIWW
Filing Date: 2025-03-31
Form Type: 10-K
Source: 0001844505-25-000038
Chunk: 203

Company: QT IMAGING HOLDINGS, INC.
Filing Date: 2025-03-31
Form: 10-K
Item: Item 12
Chunk 203
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rock Lake Partners LLC, the general partner of Lynrock Lake LP, may be deemed to exercise voting and investment power over the shares held by Lynrock Lake Master Fund LP.  Pursuant to the terms of the Warrant Agreement that governs certain of the warrants for the purchase of shares of common stock held by Lynrock Lake Master Fund LP, Lynrock Lake Master Fund LP has elected to not have the right to exercise such warrant, to the extent that after giving effect to such exercise, it would beneficially own in excess of 4.9% of the shares of common stock issued and outstanding immediately after giving effect to such exercise. Pursuant to the terms of the other Warrant held by Lynrock Lake Master Fund LP, Lynrock Lake Master Fund LP has elected to not have the right to exercise such warrant, to the extent that after giving effect to such 

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exercise, it would beneficially own in excess of 4.99% of the shares of common stock issued and outstanding immediately after giving effect to such exercise.  The address of the foregoing entities is c/o Lynrock Lake LP, 2 International Drive, Suite 130, Rye Brook, New York 10573.

(11)The business address for this group is 60 Leveroni Court, Novato, California 94949.

Securities Authorized for Issuance Under Equity Compensation Plans

The following table presents information as of December 31, 2024 regarding equity compensation plans under which the Company’s equity securities are authorized for issuance:

Plan CategoryNumber of Securities to be Issued upon Exercise ofOutstanding OptionsWeighted-AverageExercise Price ofOutstanding OptionsNumber of SecuritiesRemaining Available forFuture Issuance underEquity Compensation PlansEquity compensation   plans approved by   security holders2,219,000 $0.72 139,093 Equity compensation   plans not approved   by security holders— — — Totals2,219,000 139,093