Company: PFSA
Filing Date: 2025-02-12
Form Type: S-4/A
Source: 0001213900-25-012354
Chunk: 68

Company: Profusa, Inc.
Filing Date: 2025-02-12
Form: S-4/A
Chunk 68
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 eight months after the closing date. |     | •   Sponsor                
 •   I-Bankers              
 •   Dawson James           
 •   [Profusa Stockholders] |     | The date that is (i) six months for 25% of the Lock-Up shares, (ii) nine months for 25% of the Lock-Up shares, and (iii) one year for 50% of the Lock-Up shares. |     | N/A                                                                                                                                                                                                                                                                                                                                                                  |
| Sponsor Support Agreement |     | In connection with the Sponsor Support Agreement described above, each NorthView Initial Stockholders agreed, among other things, not to sell, assign, transfer (including by operation of law), place a lien on, pledge, hypothecate, grant an option to purchase, distribute, dispose of or otherwise encumber any Founder Shares or other NorthView Common Stock.                                                                                      |     | •   Sponsor                
 •   I-Bankers              
 •   Dawson James           |     | Upon the earlier of (a) the termination of the Merger Agreement in accordance with its terms, and (b) the mutual written agreement of the parties.               |     | The restriction does not apply to (a) a transfer to any affiliate of such NorthView Initial Stockholder, (b) to another NorthView Initial Stockholder, provided that the transferee must enter into a joinder to the Stockholder Support Agreement. In addition in the restriction does not apply to any transfers made in connection with the Business Combination. |

6 Registration Rights Agreements Following the execution of the Merger Agreement, NorthView, the Sponsor, I -BankersSecurities Inc., Dawson James Securities, Inc. (who, together with I -Bankers, acted as underwriters in NorthView’s IPO), certain holders of shares of Profusa, and certain holders of Convertible Company Notes (as defined in the Merger Agreement) receiving shares of New Profusa Common Stock in connection with the Business Combination will enter into an Amended and Restated Registration Rights Agreement (the “Registration Rights Agreement”), which will amend the terms of the Registration Rights Agreement entered into by NorthView and the Sponsor on December 20, 2021 and pursuant to which NorthView will be obligated to file a registration statement to register the resale of certain securities of NorthView held by such holders. The Registration Rights Agreement also provides such holders with “piggy -back” registration rights, subject to certain requirements and customary conditions. The foregoing description of the Registration Rights Agreement is subject to and qualified