Company: AX
Filing Date: 2025-08-21
Form Type: 10-K
Source: 0001299709-25-000125
Chunk: 37

Company: Axos Financial, Inc.
Filing Date: 2025-08-21
Form: 10-K
Item: Item 15
Chunk 37
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 on September 18, 2020.4.5Form of Global Note to represent the 4.875% Fixed-to-Floating Rate Subordinated Notes due 2030 of Axos Financial, Inc.Exhibit 4.3 to the Current Report on 8-K filed on September 18, 2020.4.6Indenture, dated as of February 24, 2022, between Axos Financial, Inc. and U.S. Bank Trust Company, National Association, as trusteeExhibit 4.1 to the Current Report on 8-K filed on February 24, 2022.4.7First Supplemental Indenture, dated as of February 24, 2022, between Axos Financial, Inc. and U.S. Bank Trust Company, National Association, as trustee.Exhibit 4.2 to the Current Report on 8-K filed on February 24, 2022.4.8Form of Global Note to represent the 4.00% Fixed-to-Floating Rate Subordinated Notes due 2032 of Axos Financial, Inc. (included in Exhibit 4.2 as Exhibit A).Exhibit 4.3 to the Current Report on 8-K filed on February 24, 2022.10.1Form of Indemnification Agreement between the Company and each of its executive officers and directorsExhibit 10.1 to the Registration Statement on Form S-1/A (File No. 333-121329) filed on February 24, 2005.10.2*2004 Employee Stock Purchase Plan, including forms of agreements thereunderExhibit 10.4 to the Registration Statement on Form S-1 (File No. 333-121329) filed on December 16, 2004.10.3*Amended and Restated Employment Agreement, dated September 24, 2024, between Axos Bank and Andrew J. MichelettiExhibit 10.1 to the Quarterly Report on Form 10-Q filed on October 30, 2024.

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ExhibitNumberDescriptionIncorporated By Reference to10.4Amended and Restated Declaration of Trust of BofI Trust I dated December 16, 2004Exhibit 10.10 to the Registration Statement on Form S-1/A (File No. 333-121329) filed on January 26, 2005.10.5*Second Amended and Rest