Company: HCTI
Filing Date: 2025-11-13
Form Type: 10-Q
Source: 0001213900-25-109581
Chunk: 171

Company: Healthcare Triangle, Inc.
Filing Date: 2025-11-13
Form: 10-Q
Item: Part I, Item 2
Chunk 171
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 and procedures.
Based on that evaluation, our Chief Operating Officer and Chief Financial Officer concluded that the design and operation of our disclosure
controls and procedures were effective as of September 30, 2025.

Changes in Internal Control over Financial Reporting 

There were no changes to our internal control
over financial reporting during the nine months ended September 30, 2025, that have materially affected, or are reasonable likely to
materially effect, our internal controls over financial reporting.

44

PART II

OTHER INFORMATION

Item 1. Legal Proceedings. 

From time to time, we may be involved in routine
litigation that arises in the ordinary course of business. We are not currently involved in any claim outside the ordinary course of
business that is material to our financial condition or results of operations.

Item 1A. Risk Factors. 

As of the date of this Quarterly Report on Form
10-Q, there have been no material changes to the risk factors disclosed in our Annual Report on Form 10-K , filed with the SEC on March
31, 2025. We may disclose changes to such factors or disclose additional factors from time to time in our future filings with the SEC.

Item 2. Unregistered Sales of Equity Securities
and Use of Proceeds. 

On February 27, 2025, we entered into Securities
Purchase Agreements dated February 27, 2025 with institutional investors for the private placement of 145,344 units (each a, “Unit”),
each Unit consisting of one share of the our common stock or one pre-funded warrant to purchase one share of common stock, one Series
A Warrant (a “Series A Warrant”) to purchase one share of common stock and one Series B Warrant to purchase one share of
common stock at an offering price of $104.58 per Unit (or $104.57 per Unit in the case of Units that include pre-funded warrants).

Item 3. Defaults Upon Senior Securities. 

Not applicable

Item 4. Mine Safety Disclosures. 

Not applicable

Item 5. Other Information 

None

45

Item 6. Exhibits

    Exhibit No.
     
    Description
  
    3.1
     
    Certificate of Incorporation of the Company (incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement No. 333-259180, initially filed on August 30, 2021)
  
    3.2