Company: ATHE
Filing Date: 2025-08-29
Form Type: 20-F
Source: 0001213900-25-082027
Chunk: 96

Company: ALTERITY THERAPEUTICS LTD
Filing Date: 2025-08-29
Form: 20-F
Item: Item 6
Chunk 96
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000
January 6, 2026             0.03            91,392,720
November 29, 2026           0.04            10,000,000
November 29, 2026           0.02            11,500,000
December 19, 2026           0.01             8,000,000
August 31, 2026             0.01           931,232,089
February 26, 2027          0.028         1,222,300,911
December 30, 2027           0.01           170,000,000
March 13, 2029             0.004            20,166,667
March 13, 2029             0.005            62,500,000
March 21, 2029             0.003            40,000,200
July 1, 2030                0.01            15,000,000
August 8, 2030             0.013            11,500,000
August 8, 2030             0.013           312,400,200
                                         2,940,992,787

Shares issued as a result of the exercise of options

During the year ended June 30, 2025, 6,428,732 of our ordinary shares were issued as a result of the exercise of options.

Since June 30, 2025, 79,999,800 ordinary shares were issued as a result of the exercise of options by Dr. David Stamler, and a further 1,379,180 ordinary shares were issued as a result of the exercise of options by other holders.

There are no amounts unpaid on the shares issued as a result of the exercise of the options during and since the end of the current financial year. The amount paid per share is the same as the exercise price.

Proceedings on behalf of our Group

No proceedings have been brought or intervened in on behalf of our Group with leave of the Court under section 237 of the Corporations Act 2001.

Non-audit services

We may decide to employ the auditor on assignments additional to their statutory audit duties where the auditor’s expertise and experience with our Group are important, subject to the limitations imposed by the Sarbanes Oxley Act of 2002.

Auditor’s