Company: CERO
Filing Date: 2025-12-02
Form Type: 8-K
Source: 0001213900-25-116971
Chunk: 2

Company: CERO THERAPEUTICS HOLDINGS, INC.
Filing Date: 2025-12-02
Form: 8-K
Item: Item 1.01
Chunk 2
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 to exceed the applicable Additional VWAP Purchase Maximum Amount, at the applicable Additional VWAP Purchase
Price therefor on the applicable Additional VWAP Purchase Date in accordance with the Purchase Agreement (each such purchase, an “ Additional
VWAP Purchase”); provided, however, that the Investor’s aggregate committed obligation under a VWAP Purchase and all Additional
VWAP Purchases on the applicable Additional VWAP Purchase Date, which Additional VWAP Purchase Date shall be the same Trading Day as the
applicable VWAP Purchase Date for such VWAP Purchase, shall not exceed $10,000,000 in the aggregate for such VWAP Purchase and all such
Additional VWAP Purchases, collectively.

In no event shall the Company issue or sell to
the Investor, any shares of Common Stock under the Purchase Agreement, which, when aggregated with all other shares of Common Stock then
beneficially owned by the Investor and its Affiliates (as calculated pursuant to Section 13(d) of the Exchange Act and Rule 13d-3 promulgated
thereunder), would result in the beneficial ownership by the Investor of more than 4.99% of the outstanding shares of Common Stock.

Concurrent with the execution of the Purchase
Agreement, the Company entered into a registration rights agreement with the Investor (the “ Registration Rights Agreement”),
pursuant to which the Company agreed to provide the Investor with customary registration rights related to the shares issued under the
Registration Rights Agreement.

The foregoing descriptions of the Purchase Agreement
and the Registration Rights Agreement do not purport to be complete and are qualified in their entirety by reference to the Purchase Agreement
and the Registration Rights Agreement, copies of which are filed as Exhibits 10.1 and 10.2 hereto and incorporated by reference herein.

Item 9.01. Financial
Statements and Exhibits.