Company: ASAN
Filing Date: 2025-06-03
Form Type: 10-Q
Source: 0001477720-25-000107
Chunk: 335

Company: Asana, Inc.
Filing Date: 2025-06-03
Form: 10-Q
Item: Part I, Item 8
Chunk 335
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 shares to be sold pursuant to Ms. Parekh’s Rule 10b5-1 trading arrangement, can only be determined upon the occurrence of the future vesting events. For purposes of this disclosure, we have reported the maximum aggregate number of shares to 

71

be sold without subtracting any shares to be withheld upon future vesting events. The plan terminates on March 31, 2026, or upon the earlier completion of all authorized transactions under the plan.

On March 18, 2025, Justin Rosenstein, a member of our board of directors, terminated a trading plan adopted on September 18, 2024. On March 18, 2025, Mr. Rosenstein adopted a new Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 6,000,000 shares of the Company’s Class B common stock. The trading plan terminates on May 29, 2026, or upon the earlier completion of all authorized transactions under the plan.

ITEM 6. EXHIBITS

The documents listed in the Exhibit Index of this Quarterly Report on Form 10-Q are incorporated by reference or are filed with this Quarterly Report on Form 10-Q, in each case as indicated therein (numbered in accordance with Item 601 of Regulation S-K).

Incorporated by ReferenceExhibit NumberExhibit TitleFormFile NumberExhibitFiling Date3.1Restated Certificate of Incorporation of the Registrant.8-K001-394953.1September 21, 20203.2Amended and Restated Bylaws of the Registrant.8-K001-394953.1December 12, 202310.1*Fourth Amendment to Credit Agreement, dated May 29, 2025, by and among the Registrant and Silicon Valley Bank, a division of First-Citizens Bank & Trust Company, as the issuing lender, the swingline lender, administrative agent and collateral agent.31.1*Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.31.2*Certification of Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley