Company: TWO-PC
Filing Date: 2025-04-02
Form Type: DEF 14A
Source: 0001465740-25-000090
Chunk: 22

Company: TWO HARBORS INVESTMENT CORP.
Filing Date: 2025-04-02
Form: DEF 14A
Chunk 22
---
. (1) The business address for each individual is 1601 Utica Avenue South, Suite 900, St. Louis Park, MN 55416. Beneficial ownership is determined in accordance with Rule 13d-3 of the Exchange Act. A person is deemed to be the beneficial owner of shares of common stock if that person has or shares voting power or investment power with respect to those shares or has the right to acquire beneficial ownership at any time within 60 days of the date on which it is calculated. “Voting power” is the power to vote or direct the voting of shares and “investment power” is the power to dispose or direct the disposition of shares. (2) Includes the following unvested restricted stock units (RSUs) scheduled to vest within 60 days following March 19, 2025: Mr. Abraham, 9,104 RSUs; Mr. Bender, 9,104 RSUs; Mr. Das, 9,104 RSUs; Ms. Hammond, 9,104 RSUs; Mr. Kasnet, 30,324 RSUs; Mr. Stern, 9,104 RSUs; and Ms. Woodhouse, 9,104 RSUs. RSUs are not considered to be issued and outstanding and individuals are not entitled to vote the shares. (3) Based on 104,022,948 shares of common stock outstanding as of March 19, 2025. Under our Insider Trading Policy, our directors and named executive officers are prohibited from both hedging company stock and from pledging company stock in any manner. (4) Includes 3,025 shares held by Mr. Greenberg’s spouse. While Mr. Greenberg retains a pecuniary interest in these shares, he does not have dispositive or voting power with respect thereto and he disclaims any beneficial ownership interest therein. (5) Mr. Kasnet also owns 10,000 shares of our 8.125% Series A Preferred Stock, which generally does not have voting rights; Mr. Kasnet’s holdings did not exceed 1.0% of the Series A Preferred Stock issued and outstanding as of March 19, 2025. (6) Ms. Riskey retired in August 2024. Accordingly, Ms. Riskey is included in this table individually as a named executive officer, but is not included in this total for all directors, director nominees and executive officers as a group. 19

### EXECUTIVE OFFICERS