Company: KITTW
Filing Date: 2025-10-28
Form Type: SCHEDULE 13D/A
Source: 0001193125-25-254033
Chunk: 1

Company: Nauticus Robotics, Inc.
Filing Date: 2025-10-28
Form: SCHEDULE 13D/A
Chunk 1
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21.5 % |
| 14                                                                 |                                                                                   IN |

Comment for Type of Reporting Person: Shares of Common Stock reported in Items 7 and 9 are held by Adam Sharkawy individually. Shares reported in Items 8 and 10 consist of (i) 7,760 shares of Common Stock held of record by MIF II, (ii) 11,800 shares of Common Stock issuable upon exercise of the Private Warrants, (iii) 180,389 shares of Common Stock issuable upon conversion of the January 2024 Term Loans as of October 24, 2025, (iv) 1,279 shares of Common Stock issuable upon conversion of the September 2023 Term Loans as of October 24, 2025 (assuming conversion at the September 2023 Term Loan Conversion Price), (v) 2,895,393 shares of Common Stock underlying the Series A Preferred Stock (assuming a conversion at the Floor Price of $2.214), and (vi) 37,946 shares of Common Stock underlying the dividends accrued for the Series A Preferred Stock. See Item 5(a) below for additional information regarding conversion of the September 2023 Term Loans and Series A Preferred Stock. Excludes 1,541 Earn-Out Shares to be released upon the occurrence of a Triggering Event. MIP II is the sole general partner of MIF II and may be deemed to have voting, investment and dispositive power with respect to these securities. Adam Sharkawy, a member of the Issuer's board of directors, and Carmichael Roberts are the managing members of MIP II and may be deemed to share voting, investment and dispositive power with respect to these securities. Percentage based on 11,453,161 shares of Common Stock outstanding as of October 28, 2025 as provided by the Issuer, plus (i) 11,800 shares of Common Stock issuable upon exercise of the Private Warrants, (ii) 180,389 shares of Common Stock issuable upon conversion of the January 2024 Term Loans as of October 24, 2025, (iii) 1,279 shares issuable upon the conversion of the September 2023 Term Loans as of October 24, 2025 (assuming conversion at the September 2023 Term Loan Conversion Price), (iv) 2,895,393 shares of Common Stock underlying the Series A Preferred Stock (assuming a conversion at the Floor Price), and (v)