Company: BFRG
Filing Date: 2025-03-14
Form Type: 10-K
Source: 0001493152-25-010367
Chunk: 320

Company: BullFrog AI Holdings, Inc.
Filing Date: 2025-03-14
Form: 10-K
Item: Item 1C
Chunk 320
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 not subsequently reversed, suspended or vacated,
                                            of any court of competent jurisdiction, permanently or temporarily enjoining him from or
                                            otherwise limiting his involvement in any type of business, securities or banking activities
                                            or to be associated with any person practicing in banking or securities activities;

4.being
                                            found by a court of competent jurisdiction in a civil action, the SEC or the Commodity Futures
                                            Trading Commission to have violated a Federal or state securities or commodities law, and
                                            the judgment has not been reversed, suspended, or vacated;

5.being
                                            subject of, or a party to, any Federal or state judicial or administrative order, judgment
                                            decree, or finding, not subsequently reversed, suspended or vacated, relating to an alleged
                                            violation of any Federal or state securities or commodities law or regulation, any law or
                                            regulation respecting financial institutions or insurance companies, or any law or regulation
                                            prohibiting mail or wire fraud or fraud in connection with any business entity; or

6.being
                                            subject of or party to any sanction or order, not subsequently reversed, suspended, or vacated,
                                            of any self-regulatory organization, any registered entity or any equivalent exchange, association,
                                            entity or organization that has disciplinary authority over its members or persons associated
                                            with a member.

Section
16(a) Beneficial Ownership Compliance

Based
solely upon a review of copies of such forms filed on Forms 3, 4 and 5, and amendments thereto furnished to us, we believe that as of
the date of this Report, our executive officers, directors and greater than 10 percent beneficial owners have complied on a timely basis
with all Section 16(a) filing requirements, except for one Form 4 by each of Messrs. Elsey, Enright and Hanson concerning the annual
grant of stock options in September 2024.

Nomination
Process

As
of December 31, 2024, we did not affect any material changes to the procedures by which stockholders may recommend nominees to the Board
of Directors.

Insider
Trading Policies

We
have adopted an insider trading policy governing the purchase, sale, and other dispositions of our securities by directors, senior management,
and employees. A copy of the insider trading policy is attached as an exhibit to this Annual Report on Form 10-K.

 36 

ITEM
11. EXECUTIVE COMPENSATION

Summary
Compensation Table

The
following table sets forth