Company: CWAN
Filing Date: 2025-06-16
Form Type: 8-K
Source: 0001193125-25-141408
Chunk: 2

Company: Clearwater Analytics Holdings, Inc.
Filing Date: 2025-06-16
Form: 8-K
Item: Item 3.03
Chunk 2
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 Upon the Conversion, outstanding stock options, restricted stock units and other equity-based awards issued under the Company’s 2021 Omnibus Incentive Plan remain unchanged because such awards are denominated in shares of Class A Common Stock.

  Item 5.03.      Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.  

As described under Item 3.03, on June 12, 2025, the Company filed the Certificate of Retirement with the Secretary of State of the State of Delaware to effect the retirement of the shares of Class C Common Stock and Class D Common Stock that were issued but not outstanding following the Conversion and to accordingly reduce the Company’s total number of authorized shares of capital stock by the number of retired shares of Class C Common Stock and Class D Common Stock.

The foregoing description of the Certificate of Retirement is a summary only and is qualified in its entirety by reference to the full text of (a) the Certificate of Retirement, a copy of which is filed as Exhibit 3.1 to this Current Report on Form8-Kand incorporated herein by reference and (b) the Certificate of Incorporation, a copy of which is incorporated herein by reference as Exhibit 3.2 hereto.

  Item 8.01.      Other Events.  

The Class A Common Stock will continue to trade on the New York Stock Exchange under the ticker symbol “ CWAN” following the Conversion and will maintain the same CUSIP number previously assigned to the Class A Common Stock.

On June 16, 2025, the Company issued a press release announcing the Conversion of all outstanding Class C Common Stock and Class D Common Stock.

A copy of the press release is attached as Exhibit 99.1 hereto and is incorporated herein by reference.

  Item 9.01      Financial Statements and Exhibits.  

  (d):      The following exhibits are being filed herewith:  

  Exhibit      Description                                                                                                             Report of                     
   Number                                                                                                                                                            
                                                                                                                                       Registration                  
                                                                                                                                                                     
                                                                                                                                       Statement                     
 ─────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────
      3.1      Certificate of Retirement                                                                                                                             
      3.2      Amended and Restated Certificate of Incorporation of Clearwater Analytics Holdings, Inc., dated September 27, 2021      8-K filed September 28, 2021  
     99.1      Press Release, dated June 16, 2025, issued by