Company: GAINI
Filing Date: 2025-08-12
Form Type: 10-Q
Source: 0001321741-25-000018
Chunk: 16

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-08-12
Form: 10-Q
Item: Part I, Item 1
Chunk 16
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SOFR+4.1%, 8.4% Cash, Due 10/2026)(J)$6,900 $6,900 $6,900 Galaxy Technologies Holdings, Inc. – Term Debt (SOFR+7.0%, 11.3% Cash, Due 10/2026)(J)18,796 18,796 18,796 25,696 25,696 Cargo Transport – 2.5%Diligent Delivery Systems – Term Debt (SOFR+9.0%, 13.3% Cash, Due 9/2025)(G)(I)13,000 13,000 12,624 Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 10.9%SFEG Holdings, Inc. – Term Debt (SOFR+7.0%, 12.5% Cash, Due 10/2028)(J)54,644 54,644 54,644 Total Secured Second Lien Debt$93,340 $92,964 

THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS.11

Table of ContentsGLADSTONE INVESTMENT CORPORATIONCONSOLIDATED SCHEDULE OF INVESTMENTSMARCH 31, 2025(DOLLAR AMOUNTS IN THOUSANDS)

Company and Investment(A)(B)(D)(E)Principal/Shares/Units(F)(H)CostFair ValuePreferred Equity – 40.2%Aerospace and Defense – 3.5%Ricardo Defense, Inc.(K) – Preferred Stock(C)(J)17,388 $17,388 $17,388 Buildings and Real Estate – 6.2%Dema/Mai Holdings, Inc. – Preferred Stock(C)(J)21,000 21,000 31,070 Diversified/Conglomerate Services – 2.7%Horizon Facilities Services, Inc. – Preferred Stock(C)(J)10,080 — — Mason West, LLC – Preferred Stock(C)(J)11,206 11,206 13,262 11,206 13,262 Healthcare, Education, and Childcare – 4.3%Educators Resource, Inc. – Preferred Stock(C)(J)8,560 8,560 21,501