Company: ELSE
Filing Date: 2025-03-19
Form Type: 10-K
Source: 0000897101-25-000160
Chunk: 71

Company: ELECTRO SENSORS INC
Filing Date: 2025-03-19
Form: 10-K
Item: Item 9A
Chunk 71
---
 of Conduct will be posted to our website.

The information required by Item 407 regarding corporate governance will be set forth under the caption “Corporate Governance” in the 2025 Proxy Statement and is incorporated herein by reference.

Insider Trading

The
Company has adopted inside trading policies and procedures governing the purchase,
sale, and/or other dispositions of its securities by directors, officers, and employees
that are reasonably designed to promote compliance with insider trading laws,
rules, and regulations.  The Company’s Policy
Statement on Confidential Information and Securities Trading by
Electro-Sensors, Inc. Personnel is included as Exhibit
19.1 to this Annual Report on Form 10-K.

Item 11.                 Executive Compensation.

The information called for by Item 402 under Regulation S-K, will be set forth under the caption “Executive Compensation” and "Director Compensation" in the Company’s 2025 Proxy Statement and is incorporated herein by reference.

Item 12.                 Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.

The information called for by Item 403 under Regulation S-K will be set forth under the caption “Security Ownership of Certain Beneficial Owners and Management” in the Company’s 2025 Proxy Statement and is incorporated herein by reference.

40    

The following table provides information as of December 31, 2024 about the Company’s equity compensation plans.

Equity Compensation Plan Information

Number of securities tobe issued upon exerciseof outstanding options,warrants and rights 

Weighted averageexercise price ofoutstanding options,warrants and rights 

Number of securities remainingavailable for future issuance underequity compensation plans(excluding securities reflected incolumn (a))  

 (a)  

 (b)  

 (c)   

 Equity compensation plans approved by security holders  

290,000 

$4.03 

185,000(1)  

 Equity compensation plans not approved by security holders  

— 

— 

—  

 Total  
290,000

$4.03 

185,000(1)     

(1) Shares issuable pursuant to the 2013 Equity Incentive Plan.     

Item 13.                 Certain Relationships and Related Transactions, and Director Independence.

The information required by Item 404 under Regulation S-K will be set forth under the caption “Transactions with Related Persons, Promoters and Certain Control Persons” in the 2025 Proxy Statement and is incorporated herein by reference.

The information required by Item 407(a