Company: GAINI
Filing Date: 2025-05-13
Form Type: 10-K
Source: 0001321741-25-000010
Chunk: 107

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-05-13
Form: 10-K
Item: Item 9B
Chunk 107
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 12,921 J.R. Hobbs Co. – Atlanta, LLC – Preferred Stock10,920 — — — — — — — The Maids International, LLC - Preferred Stock6,640 — — 5,426 — — 2,984 8,410 — — 8,033 — — 13,298 21,331 Electronics – 4.5%Nielsen-Kellerman Acquisition Corp.– Preferred Stock (L)22,169 — — — 22,169 — 252 22,421 Home and Office Furnishings, Housewares, and Durable Consumer Products – 4.7%Old World Christmas, Inc. – Preferred Stock6,180 — — 30,638 — — (7,099)23,539 

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Table of ContentsGLADSTONE INVESTMENT CORPORATIONINVESTMENTS IN AND ADVANCES TO AFFILIATES (Continued)(AMOUNTS IN THOUSANDS)

Company and Investment(A)(B)(C)(D)(E)Principal/Shares/Units(F)(G)Net Realized Gain (Loss) for Period(P)Amount of Investment Income(H)Value as of March 31, 2024Gross Additions(I)Gross Reductions(J)Net Unrealized Appreciation (Depreciation)Value as of March 31, 2025Leisure, Amusement, Motion Pictures, and Entertainment – 1.4%Pyrotek Special Effects, Inc. – Preferred Stock (L)7,060 $— $— $— $7,060 $— $200 $7,260 Mining, Steel, Iron and Non-Precious Metals - 5.2%UPB Acquisition, Inc. - Preferred Stock6,000 — — 12,287 — — 13,723 26,010 Telecommunications – 0.0%B+T Group Acquisition, Inc. – Preferred Stock14,304 — — — — — — — Total Preferred Equity$— $— $50,958 $45,629 $— $4,970 $101,557 Common Equity/Equivalents – 1.0%Diversified/Conglomerate Services - 0.0%Nth