Company: NEWTP
Filing Date: 2025-11-25
Form Type: S-4/A
Source: 0001628280-25-054014
Chunk: 64

Company: NewtekOne, Inc.
Filing Date: 2025-11-25
Form: S-4/A
Chunk 64
---
 of NewtekOne, Inc. and its subsidiaries as of December 31, 2024 and 2023 and for each of the years in the three-year period ended December 31, 2024 and the effectiveness of internal control over financial reporting as of December 31, 2024 incorporated in this prospectus by reference from the Annual Report on Form 10-K for the year ended December 31, 2024 have been audited by RSM US LLP, an independent registered public accounting firm, as stated in their reports thereon, incorporated herein by reference, in this prospectus in reliance upon such reports and upon the authority of such firm as experts in accounting and auditing.

<div align='center'>-50-</div>

<div align='center'>The Information Agent for the Exchange Offer is:</div>

#### Alliance Advisors
<div align='center'>The Overlook Corporate Center

150 Clove Road Suite 400

Little Falls Township, NJ 07424

Attention: Tyler Herka

Email: NEWT@AllianceAdvisors.com

For Confirmation by Telephone:

1-855-206-1406

The Dealer Manager for the Exchange Offer is:</div>

| Lucid Capital Markets, LLC       |
| 570 Lexington Avenue, 40th Floor 
 New York, NY 10022               |
| Attention: Jeffrey Caliva        |
| Email: jcaliva@lucidcm.com       |

# PART II

#### Information Not Required In Prospectus

## Item 20. Indemnification of Directors and Officers
Reference is made to Section 2-418 of the Maryland General Corporation Law, Article VII of the Registrant’s charter and Article XI of the Registrant’s bylaws.

Maryland law permits a Maryland corporation to include in its charter a provision limiting the liability of its directors and officers to the corporation and its stockholders for money damages except for liability resulting from (a) actual receipt of an improper benefit or profit in money, property or services or (b) active and deliberate dishonesty established by a final judgment as being material to the cause of action.

The Registrant’s charter authorizes the Registrant, to the maximum extent permitted by Maryland law, to indemnify any present or former director or officer or any individual who, while serving as the Registrant’s director or officer and at the Registrant’s request, serves or has served another corporation, real estate investment trust, partnership, joint venture, trust, employee benefit plan or other enterprise as a director, officer