Company: WLTH
Filing Date: 2025-12-11
Form Type: S-1/A
Source: 0001628280-25-056439
Chunk: 438

Company: WEALTHFRONT CORP
Filing Date: 2025-12-11
Form: S-1/A
Chunk 438
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0.48 to $2.67 per share.

• The Registrant granted to its directors, officers, employees, consultants and other service providers an aggregate of 25,853,606 RSUs to be settled in shares of its common stock under its 2017 Plan.

Unless otherwise stated, the sales of the above securities were deemed to be exempt from registration under the Securities Act in reliance upon Section 4(a)(2) of the Securities Act (or Regulation D or Regulation S promulgated thereunder), or Rule 701 promulgated under Section 3(b) of the Securities Act as transactions by an issuer not involving any public offering or pursuant to benefit plans and contracts relating to compensation as provided under Rule 701. The recipients of the securities in each of these transactions represented their intentions to acquire the securities for investment only and not with a view to or for sale in connection with any distribution thereof, and appropriate legends were placed upon the stock certificates issued in these transactions.

## ITEM 16. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES.
(a) Exhibits.

<div align='center'>II-2</div>

| Exhibit 
 Number  |     | Description of Document                                                                                                                                                                                 |
| 1.1*    |     | Form of Underwriting Agreement.                                                                                                                                                                         |
| 3.1*    |     | Restated Certificate of Incorporation of Wealthfront Corporation, as amended and currently in effect.                                                                                                   |
| 3.2*    |     | Form of Restated Certificate of Incorporation of Wealthfront Corporation, to be in effect immediately prior to the completion of this offering.                                                         |
| 3.3*    |     | Amended and Restated Bylaws of Wealthfront Corporation, as currently in effect.                                                                                                                         |
| 3.4*    |     | Form of Restated Bylaws of Wealthfront Corporation, to be in effect immediately prior to the completion of this offering.                                                                               |
| 4.1*    |     | Form of Common Stock certificate of Wealthfront Corporation.                                                                                                                                            |
| 4.2*    |     | Amended and Restated Investors’ Rights Agreement among Wealthfront Corporation and certain holders of its capital stock and warrants to purchase shares of its capital stock, dated September 22, 2022. |
| 4.3*    |     | Plain English Warrant Agreement between Wealthfront Corporation and TriplePoint Capital LLC, dated April 22, 2016.                                                                                      |
|