Company: PACB
Filing Date: 2025-04-23
Form Type: DEF 14A
Source: 0001299130-25-000090
Chunk: 65

Company: PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Filing Date: 2025-04-23
Form: DEF 14A
Chunk 65
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) Represents shares issuable upon exercise of options exercisable within 60 days after April 10, 2025 and RSUs that vest within 60 days after April 10, 2025; however, unless otherwise indicated, these shares do not include any options and RSUs awarded after April 10, 2025.

(4) Based on information taken from Schedule 13G/A filed on January 29, 2024 reporting on ownership as of December 31, 2023 by ARK Investment Management LLC, which has sole voting power as to 33,037,569 of these shares, shared voting power as to 783,694 of these shares and sole dispositive power as to 34,504,273 of these shares. The address of this entity is 200 Central Avenue, St. Petersburg, FL 33701.

(5) Based on information taken from Schedule 13G/A filed on November 14, 2024 reporting on ownership as of September 30, 2024 by Madrone Opportunity Fund, L.P. (“Madrone”), Madrone Capital Partners, LLC (“Madrone GP”), Shimoda Holdings, LLC (“Shimoda”), Greg Penner (“Penner”), Jameson McJunkin (“McJunkin”) and Thomas Patterson (“Patterson” and, together with Madrone, Madrone GP, Shimoda, Penner and McJunkin, the “Madrone Reporting Persons”). The Madrone Reporting Persons expressly disclaim status as a “group” for purposes of the Schedule 13G/A. Includes 23,391,915 shares held by Madrone. Madrone GP is the general partner of Madrone. Penner, McJunkin and Patterson are managers of Madrone GP and share voting and dispositive power over the shares held by Madrone. Includes 3,500,000 shares held by Shimoda. Penner is a Vice President and Manager of Shimoda and shares voting and dispositive power over the shares held by Shimoda. The address of the Madrone Reporting Persons is 1149 Chestnut Street, Suite 200, Menlo Park, CA 94025.

(6) Based on information taken from Schedule 13G/A filed on April 17, 2025 reporting on ownership as of March 31, 2025 by BlackRock, Inc., which has sole voting power as to 22,378,404 of these shares and sole dispositive power as to 22