Company: NEWTP
Filing Date: 2025-03-17
Form Type: 10-K
Source: 0001587987-25-000050
Chunk: 184

Company: NewtekOne, Inc.
Filing Date: 2025-03-17
Form: 10-K
Item: Item 5
Chunk 184
---
 requirement in respect of a taxable year, we generally were not subject to U.S. federal income taxes at corporate rates on any income we distributed to our shareholders as dividends for U.S. federal income tax purposes.

The following table summarizes our dividend declarations and distributions from January 1, 2022 through December 31, 2022, after which the Company no longer operates as a RIC:

Record DatePayment DateDistribution DeclaredMarch 21, 2022March 31, 2022$0.65 June 20, 2022June 30, 2022$0.75 September 20, 2022September 30, 2022$0.65 December 20, 2022December 30, 2022$0.70 

68

Table of Contents

The Company has a stock-based compensation plan as discussed in NOTE 20—BENEFIT PLANS. Securities authorized for issuance under equity compensation plans as of December 31, 2024:Plan Category(a)Number of securities to be issued upon exercise of outstanding options, warrants and rights(b)Weighted-average exercise price of outstanding options, warrants and rights(c)Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a))Equity compensation plans approved by security holdersNoneNone1,744,067 sharesEquity compensation plans not approved by security holdersNoneNoneNone

Stock Performance Graph 

The following graph compares the return on our common stock with that of the Standard & Poor’s 500 Stock Index, the NASDAQ Composite Index, the Russell 2000, and S&P Small Cap 600 for the period from December 31, 2019 through December 31, 2024. The graph assumes that, on January 1, 2020, a person invested $100 in each of our common stock, the Nasdaq Composite, S&P 500 Index, Russell 2000 and S&P Small Cap 600. The graph measures total shareholder return, which takes into account both changes in stock price and dividends. It assumes that dividends paid are invested in like securities.

Source: Bloomberg