Company: INV
Filing Date: 2025-03-26
Form Type: 424B3
Source: 0001140361-25-010351
Chunk: 212

Company: Innventure, Inc.
Filing Date: 2025-03-26
Form: 424B3
Chunk 212
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 Series B preferred stock, are issued and outstanding, and 2,885,848 shares of preferred stock, designated as Series C preferred stock, are issued and outstanding.As of the date hereof, the Company has reserved 54,081,514 Common Shares for issuance to parties or Persons other than the Buyers. (ii) Valid Issuance; Available Shares. All outstanding Common Shares are duly authorized and have been validly issued and are fully paid and nonassessable. As of the date hereof (A) 54,081,514 Common Shares have been reserved for issuance pursuant to Convertible Securities (as defined below) (other than the Convertible Debentures) and (B) 17,398,813 Common Shares are, as of the date hereof, owned by Persons who are “affiliates” (as defined in Rule 405 of the Securities Act and calculated based on the assumption that only officers, directors and holders of at least 10% of the Company’s issued and outstanding Common Shares are “affiliates” without conceding that any such Persons are “affiliates” for purposes of federal securities laws) of the Company or any of its Subsidiaries. “ Convertible Securities” means any capital stock or other security of the Company or any of its Subsidiaries that is at any time and under any circumstances directly or indirectly convertible into, exercisable or exchangeable for, or which otherwise entitles the holder thereof to acquire, any capital stock or other security of the Company (including, without limitation, Common Shares) or any of its Subsidiaries. 13 (iii) Existing Securities; Obligations. Except for warrants to acquire up to 300,000 Common Shares issuable upon conversion or exercise of equity securities that the Company expects to issue within 30 days of the First Closing to the WTI Lenders, forms of which have been provided to the Buyers, or as otherwise disclosed in the SEC Documents: (A) none of the Company's shares, interests or capital stock is subject to preemptive rights or any other similar rights or Liens suffered or permitted by the Company ; (B) other than issuances pursuant to the Company’s equity incentive plans, there are no outstanding options, warrants, scrip, rights to subscribe to, calls or commitments of any character whatsoever relating to, or securities or rights convertible into, or exercisable or exchangeable for, any shares, interests or capital stock of the Company, or