Company: PFSA
Filing Date: 2025-08-11
Form Type: S-1
Source: 0001213900-25-073872
Chunk: 132

Company: Profusa, Inc.
Filing Date: 2025-08-11
Form: S-1
Chunk 132
---
        8,070,830 |     |                19.8 | % |     | $                | 5,488,164.40 |
| $0.75                                    |     |        8,070,830 |     |                19.8 | % |     | $                | 6,053,122.50 |
| $1.00                                    |     |        8,070,830 |     |                19.8 | % |     | $                | 8,070,830.00 |

____________ (1)Excluding the 900,000 Commitment Warrant Shares issuable upon exercise of the Commitment Warrants that we issued to Ascent upon our execution of the term sheet relating to the Purchase Agreement on July 20, 2025, as consideration for its commitment to purchase shares of Common Stock at our direction upon the terms and subject to the conditions set forth in the Purchase Agreement. We have not and will not receive any cash consideration in exchange for issuing the Commitment Shares to Ascent. Although the Purchase Agreement provides that we may sell up to $100,000,000 of our Common Stock to Ascent, we are only registering 8,970,830 shares under the registration statement that includes this prospectus, consisting of the 900,000 Commitment Warrant Shares (for which we have not and will not receive any cash consideration) and 8,070,830 Purchase Shares, which may or may not cover all of the shares of Common Stock we ultimately sell to Ascent under the Purchase Agreement. We will not issue more than an aggregate of 6,554,496 shares of our Common Stock (i.e., the Exchange Cap), unless (i) we obtain stockholder approval to issue shares of Common Stock in excess of the Exchange Cap in accordance with applicable Nasdaq rules, or (ii) the average price per share paid by Ascent for all of the shares of Common Stock that we direct Ascent to purchase from us pursuant to the Purchase Agreement, if any, equals or exceeds $0.68 per share (in which case the Exchange Cap limitation will not apply to issuances and sales of Common Stock pursuant to the Purchase Agreement). The number of shares to be issued as set forth in this column (i) does not give effect to the Exchange Cap and (ii) is without regard for the Beneficial Ownership Limitation. (2)The denominator is based on 32,788,877shares of Common Stock outstanding