Company: GAINI
Filing Date: 2025-02-12
Form Type: 10-Q
Source: 0001321741-25-000005
Chunk: 12

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-02-12
Form: 10-Q
Item: Part I, Item 1
Chunk 12
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 – 3.7%UPB Acquisition, Inc. – Term Debt (SOFR+10.0%, 14.3% Cash, Due 7/2026)(J)18,250 18,250 18,250 Telecommunications – 1.4%B+T Group Acquisition, Inc.(K) – Line of Credit, $0 available (SOFR+2.0%, 7.0% Cash, Due 12/2026)(G)(J)3,080 3,080 3,080 B+T Group Acquisition, Inc.(K) – Line of Credit, $297 available (SOFR+2.0%, 7.0% Cash, Due 6/2025)(G)(J)753 753 753 B+T Group Acquisition, Inc.(K) – Term Debt (SOFR+2.0%, 7.0% Cash, Due 12/2026)(G)(J)14,000 14,000 2,963 17,833 6,796 Total Secured First Lien Debt$243,853 $212,654 Secured Second Lien Debt – 3.3%Chemicals, Plastics, and Rubber – 3.3%PSI Molded Plastics, Inc. – Term Debt (SOFR+5.5%, 9.8% Cash, Due 1/2026)(J)$26,618 $26,618 $15,889 Total Secured Second Lien Debt$26,618 $15,889 Preferred Equity – 19.9%Chemicals, Plastics, and Rubber – 0.0%PSI Molded Plastics, Inc. – Preferred Stock(C)(J)158,598 $19,730 $— 

THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS.8

Table of ContentsGLADSTONE INVESTMENT CORPORATIONCONSOLIDATED SCHEDULE OF INVESTMENTS (Continued)DECEMBER 31, 2024 (DOLLAR AMOUNTS IN THOUSANDS)(UNAUDITED)

Company and Investment(A)(B)(D)(E)Principal/Shares/ Units(F)(H)CostFair ValueDiversified/Conglomerate Services – 2.9%ImageWorks Display and Marketing Group, Inc. – Preferred Stock(C)(J