Company: FTCI
Filing Date: 2025-07-07
Form Type: 8-K
Source: 0001193125-25-155869
Chunk: 1

Company: FTC Solar, Inc.
Filing Date: 2025-07-07
Form: 8-K
Item: Item 3.02
Chunk 1
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Item 3.02      Unregistered Sale of Equity Securities.  

The information set forth in Item 1.01 above relating to the Warrants and the A& R AV Warrant is hereby incorporated by reference in this Item 3.02. The Company issued the Warrants, and the Company previously issued the Original AV Warrant (as amended and restated by the A& R AV Warrant), in reliance upon an exemption from registration contained in Section 4(a)(2) under the Securities Act of 1933, as amended (the “ Securities Act”). The Warrants and the shares of Common Stock issuable thereunder may not be offered, sold, pledged or otherwise transferred in the United States absent registration or an applicable exemption from the registration requirements under the Securities Act.