Company: AAOI
Filing Date: 2025-08-27
Form Type: 8-K
Source: 0001104659-25-084009
Chunk: 1

Company: APPLIED OPTOELECTRONICS, INC.
Filing Date: 2025-08-27
Form: 8-K
Item: Item 1.01
Chunk 1
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 forth in the Agreement, then the Company has agreed to reimburse the
Sales Agents for reasonable out-of-pocket expenses, including the reasonable fees and disbursements of counsel incurred by the Sales Agents,
up to a maximum of $30,000 in the aggregate. The Company agreed to indemnify the Sales Agents against certain liabilities, including liabilities
under the Securities Act, or to contribute to payments that the Sales Agents may be required to make because of any of those liabilities.

The offering pursuant to the Agreement will terminate
upon the sale of all Shares subject to the Agreement. The Agreement may also be terminated by the Company or by the Sales Agents at any
time.

The Shares to be issued and sold have been registered
under the Securities Act, pursuant to the Company’s automatic shelf registration statement on Form S-3ASR (Registration No. 333-283905),
including the prospectus contained therein, as supplemented by the prospectus supplement filed with the Securities and Exchange Commission
(the “ SEC”) pursuant to Rule 424(b) under the Securities Act on August 27, 2025.

The foregoing description of the Agreement does
not purport to be complete and is qualified in its entirety by reference to the complete text of the Agreement, which is filed as Exhibit 1.1
to this Current Report on Form 8-K and incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.