Company: INV
Filing Date: 2025-04-29
Form Type: PRE 14A
Source: 0001628280-25-020657
Chunk: 75

Company: Innventure, Inc.
Filing Date: 2025-04-29
Form: PRE 14A
Chunk 75
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 day volume-weighted average Nasdaq official closing price of the Common Stock, the number of shares of Common Stock into which the shares are convertible will fluctuate. Voting and investment power over the shares held by Ascent is exercised by Jonathan Loeffler and Mark Pomeroy Jr. The address for Ascent is 5956 Sherry Lane, 20th Floor, Dallas, Texas 75225. (6) Based on information provided by CastleKnight Master Fund LP in a Schedule 13G ﬁled with the SEC on November 15, 2024. Per such Schedule 13G, CastleKnight Master Fund LP has shared voting power over all of such shares and shared dispositive power of all of such shares. The principal business address of CastleKnight Master Fund LP is Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman KY1-1104 Cayman Islands. (7) The Glockner Family Venture Fund, LP holds 4,680,272 shares of Common Stock. The Company’s “free float,” as determined by the Company in reliance upon the guidance issued by FTSE Russell, exceeds 10% of the Company’s total voting power. Securities Authorized for Issuance Under Equity Compensation Plans Equity Compensation Plan Information

| Plan Category                                                                                         |     | Number of securities to beissued upon exercise ofoutstanding options,warrantsand rights(1)(a) |     | Weighted-average exerciseprice of outstandingoptions, warrants andrights(2)(b) |     | Number of securitiesremainingavailable for future issuanceunderequity compensation plans(excluding securitiesreflected incolumn (a))(3)(c) |
| Equity compensation plans approved bysecurity holders............................................     |     |                                                                                     3,878,195 |     |                                                                         $12.20 |     |                                                                                                                                  7,144,699 |
| Equity compensation plans not approved bysecurity holder............................................. |     |                                                                                             — |     |                                                                              — |     |                                                                                                                                          — |
| TOTAL............................................................                                     |     |                                                                                     3,878,195 |     |                                                                         $12.20 |     |                                                                                                                                  7,144,699 |

_____________________________ (1) Reflects options, restricted stock units and Accelsius SARs outstanding under the 2024 Plan. Each Accelsius SAR represents the right of the holder to receive a number of shares of Common Stock with a value equal to the appreciation in the value of a Class A Common