Company: AAOI
Filing Date: 2025-02-28
Form Type: PRE 14A
Source: 0001104659-25-019126
Chunk: 47

Company: APPLIED OPTOELECTRONICS, INC.
Filing Date: 2025-02-28
Form: PRE 14A
Chunk 47
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                                                                                                 | ​ |         — | ​ |       ​ | ​ | ​                                                                                                               | ​ |       — | ​ | ​ | ​ |           — | ​ |   |   |
| ​                          | ​                                                        | ​ |       2023 | ​ |    ​ | ​ | ​                                                              | ​ |       44,037 | ​ |      ​ | ​ | ​                                                                                                 | $ | 1,623,204 | ​ |       ​ | ​ | ​                                                                                                               | ​ |  78,291 | ​ | ​ | ​ |  $2,885,806 | ​ |   |   |
| ​                          | ​                                                        | ​ |       2023 | ​ |    ​ | ​ | ​                                                              | ​ |            — | ​ |      ​ | ​ | ​                                                                                                 | ​ |         — | ​ |       ​ | ​ | ​                                                                                                               | ​ |       — | ​ | ​ | ​ |           — | ​ |   |   |
| ​                          | ​                                                        | ​ |       2024 | ​ |    ​ | ​ | ​                                                              | ​ |       16,045 | ​ |      ​ | ​ | ​                                                                                                 | $ |   591,419 | ​ |       ​ | ​ | ​                                                                                                               | ​ |  19,747 | ​ | ​ | ​ |    $727,874 | ​ |   |   |
| ​                          | ​                                                        | ​ |       2024 | ​ |    ​ | ​ | ​                                                              | ​ |            — | ​ |      ​ | ​ | ​                                                                                                 | ​ |         — | ​ |       ​ | ​ | ​                                                                                                               | ​ |       ​ | ​ | ​ | ​ |           ​ | ​ |   |   |

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TABLE OF CONTENTS

(1) The amounts reported reflect RSUs granted under our 2021 Plan, including RSUs granted in 2021, 2022, 2023 and 2024 in settlement of the awards approved by the compensation committee in the prior year that were denominated in dollars and to be settled in RSUs following achievement of the annual performance goals. The RSUs vest in substantially equal installments each quarter over a four-year period commencing in January of the specified calendar year, subject to continued service through each applicable vesting date. (2) The market value of the stock awards was calculated using the closing price of our common stock on December 31,