Company: UMBFO
Filing Date: 2025-02-03
Form Type: 8-K
Source: 0001193125-25-018885
Chunk: 9

Company: UMB FINANCIAL CORP
Filing Date: 2025-02-03
Form: 8-K
Item: Item 3.03
Chunk 9
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Item 3.03. Material Modifications to Rights of Security Holders.

On January 31, 2025, in connection with the consummation of the Mergers, UMB filed (i) a certificate of amendment with the Missouri Secretary of State for the purpose of amending its articles of incorporation to effect an increase in the number of authorized shares of UMB Common Stock from 80,000,000 to 160,000,000 and (ii) a certificate of designation to fix the designations, preferences, limitations and relative rights of the UMB Preferred Stock. Additionally, in connection with the issuance of the UMB Preferred Stock, UMB entered into a deposit agreement (the “ Deposit Agreement”), dated as of January 31, 2025, by and among UMB, Computershare Trust Company, N. A. and Computershare, Inc., jointly as depositary, and the holders from time to time of the depositary receipts described in the Deposit Agreement.

The description of the UMB Preferred Stock and the UMB depositary shares to be issued in connection therewith under the section of the joint proxy statement/prospectus filed by UMB with the Commission on July 5, 2024 (the “ Joint Proxy Statement/Prospectus”) entitled “ DESCRIPTION OF NEW UMB PREFERRED STOCK” is incorporated herein by reference.

The foregoing description of the certificate of amendment, the certificate of designation and the terms of the UMB Preferred Stock does not purport to be complete and is qualified in its entirety by reference to the full text of the certificate of amendment and the certificate of designation, which are filed as Exhibits 3.1 and 3.2 to this Current Report and are incorporated by reference herein.