Company: RILYN
Filing Date: 2025-09-19
Form Type: 10-K
Source: 0001464790-25-000011
Chunk: 48

Company: B. Riley Financial, Inc.
Filing Date: 2025-09-19
Form: 10-K
Item: Item 15
Chunk 48
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Form of Specimen certificate representing the 7.375% Series B Cumulative Perpetual Preferred Stock, par value $0.0001 per share, of B. Riley Financial, Inc. (NASDAQ: RILYL)8-K4.29/4/20204.19Form of Depositary Receipt (included as Exhibit A to Exhibit 4.1)8-K4.39/4/202010.1#Amended and Restated 2009 Stock Incentive Plan10-Q10.18/11/201510.2#Amended and Restated 2009 Stock Incentive Plan – Form of Restricted Stock Unit Agreement10-Q10.28/11/201510.3#Amended and Restated 2009 Stock Incentive Plan – Stock Bonus Program and Form of Stock Bonus Award Agreement10-Q10.38/11/201510.4#Amendment to Amended and Restated 2009 Stock Incentive Plan10-Q10.411/1/201910.5#B. Riley Financial, Inc. Management Bonus Plan8-K10.18/18/201510.6#2018 Employee Stock Purchase Plan8-K10.17/31/201810.7BRPI Acquisition Co LLC and Banc of California Credit Agreement,  dated as of December 19, 20188-K10.112/27/201810.8First Amendment to BRPI Acquisition Co LLC and Banc of California Credit Agreement and Joinder, dated as of February 1, 20198-K10.12/7/201910.9Second Amendment to BRPI Acquisition Co LLC and Banc of California Credit Agreement, dated December 31, 20208-K10.11/6/2021

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Table of Contents

10.10Third Amendment to BRPI Acquisition Co LLC and Banc of California Credit Agreement, dated as of December 16, 202110-K10.442/25/202210.11Fourth Amendment to BRPI Acquisition Co LLC and Banc of California Credit Agreement, dated as of June 21, 202210-Q10.17/29/202210.12Fifth Amendment to BRPI Acquisition Co LLC Banc of California Credit Agreement, dated as of March 15, 202410-Q10.45/15/202410.13Sixth Amendment to BRPI Acquisition Co LLC Banc of California Credit Agreement, dated as of April 9, 202410-Q10.55/15/202410