Company: INVUP
Filing Date: 2025-03-28
Form Type: 10-K
Source: 0001641172-25-001193
Chunk: 1512

Company: Investview, Inc.
Filing Date: 2025-03-28
Form: 10-K
Item: Item 1C
Chunk 1512
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GH, which are redeemable in the future for 565 million shares of the Company.

    (5)
    Brian
    McMullen beneficially owns 90,000,000 shares through an entity he controls, plus 200,000,000 shares owned personally.
  
    (6)
    Joseph
    Hagan owns 199,683,274 shares through two entities he controls, plus 4,298,671 shares owned personally.
  
    (7)
    David
    B. Rothrock is deemed to be the beneficial owner of 471,428,572 shares issuable upon the conversion of Convertible Notes in the amount
    of $3,300,000 issued to DBR Capital, LLC, because Mr. Rothrock is the sole owner of DBR Capital. As the managing member of MPower
    Trading Systems, LLC and as part of the acquisition of the operating assets and intellectual property rights of MPower Trading Systems,
    LLC, Mr. Rothrock is also deemed the beneficial owner of 565 million non-voting membership interests in our wholly owned subsidiary
    IFGH, which are redeemable in the future for 565 million shares of the Company. Mr. Rothrock also owns 11,466,666 shares and vested
    options to purchase 67,916,665 shares.
  
    (8)
    Includes
    vested options to purchase 40,020,000 shares.
  
    (9)
    Includes
    10,320,000 shares and vested options to purchase 82,500,000 shares.
  
    (10)
    Includes
    vested options to purchase 22,500,000 shares.
  
    (11)
    Ms.
    McWidener personally owns 13,333,334 shares of common stock.

No
director, executive officer, affiliate, or any owner of record or beneficial owner of more than 5% of any class of our voting securities
is a party adverse to us or has a material interest adverse to us.

40

Material
Agreement Regarding Stock Ownership

We
have entered into a Lock-Up agreement dated March 22, 2021, with all of our current and former officers, directors, and certain of our
significant shareholders, covering an aggregate of approximately 381,205,961 shares of our common stock. The Lock-Up agreement will run
through the earlier of April 25, 2025, the date we complete a liquidation, merger, stock exchange, or similar