Company: FOACW
Filing Date: 2025-12-15
Form Type: 8-K
Source: 0001193125-25-317959
Chunk: 2

Company: Finance of America Companies Inc.
Filing Date: 2025-12-15
Form: 8-K
Item: Item 1.01
Chunk 2
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 Persons, and any entry by the Company or its subsidiaries into a transaction or agreement that would, in any material respect, violate the terms of or result in a breach of the Company’s obligations under the Certificate of Designations and Investment Agreement.

At any time on or following the fourth anniversary of the Closing Date, the Company may redeem all of the Series A Preferred Stock for a per-shareamount in cash equal to the sum of (i) $1,000 plus (ii) any accrued and unpaid dividends. Holders representing a majority of the Series A Preferred Stock may elect to extend (a “ Delayed Redemption Election”) the applicable expiration of the non-callperiod for one year up to three times, provided that the non-callperiod cannot be extended past the seventh anniversary of the Closing Date. In the event of such a valid Delayed Redemption Election, the applicable conversion price will be increased as set forth in the Certificate of Designations.

If any shares of Series A Preferred Stock remain outstanding as of the seventh year anniversary of the Closing Date, Blue Owl will have the right to designate an individual to serve on the Company’s Board of Directors, or in Blue Owl’s discretion, a non-votingboard observer.

Pursuant to the terms of a registration rights agreement, a form of which is attached as Annex B to the Investment Agreement, the Company has agreed to file a resale registration statement with respect to shares of the Series A Preferred Stock and the shares of the Class A Common Stock issued upon any future conversion and to provide Blue Owl with customary piggyback registration rights with respect to underwritten offerings initiated by the Company.

The foregoing description of the terms of the Investment Agreement, the Series A Preferred Stock, the Certificate of Designations, the Registration Rights Agreement and the transactions contemplated thereby does not purport to be complete and is subject to, and qualified in its entirety by, the full text of the Investment Agreement and the exhibits and schedules thereto, which is attached hereto as Exhibit 10.1, and is incorporated herein by reference.

  Item 3.02.      Unregistered Sales of Equity Securities.  

The information set forth under Item 1.01 is incorporated by reference into this Item 3.02.

Pursuant to the terms of the Investment Agreement, the Company has agreed to issue shares of the Series A Preferred Stock to Blue Owl in a transaction not involving any public offering, exempt from registration under Section 4(a)(2) of the Securities Act of 1933, as amended (the “ Securities Act