Company: SHPH
Filing Date: 2025-02-26
Form Type: 10-K
Source: 0001493152-25-008300
Chunk: 666

Company: Shuttle Pharmaceuticals Holdings, Inc.
Filing Date: 2025-02-26
Form: 10-K
Item: Item 2
Chunk 666
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Involvement
in Certain Legal Proceedings

During
the past ten years, other than Peter Dritschilo, our President, who filed for personal bankruptcy under Chapter 7 of the U.S. Bankruptcy
Code in 2014, no director, executive officer, promoter, or control person of the Company has been involved in the following:

    (1)
    A
    petition under the Federal bankruptcy laws or any state insolvency law which was filed by or against, or a receiver, fiscal agent
    or similar officer was appointed by a court for the business or property of such person, or any partnership in which he was a general
    partner at or within two years before the time of such filing, or any corporation or business association of which he was an executive
    officer at or within two years before the time of such filing;

    (2)
    Such
    person was convicted in a criminal proceeding or is a named subject of a pending criminal proceeding (excluding traffic violations
    and other minor offenses);

    (3)
    Such
    person was the subject of any order, judgment, or decree, not subsequently reversed, suspended, or vacated, of any court of competent
    jurisdiction, permanently or temporarily enjoining him from, or otherwise limiting, the following activities:

    i.
    Acting
    as a futures commission merchant, introducing broker, commodity trading advisor, commodity pool operator, floor broker, leverage
    transaction merchant, any other person regulated by the Commodity Futures Trading Commission, or an associated person of any of the
    foregoing, or as an investment adviser, underwriter, broker or dealer in securities, or as an affiliated person, director or employee
    of any investment company, bank, savings and loan association or insurance company, or engaging in or continuing any conduct or practice
    in connection with such activity;

    ii.
    Engaging
    in any type of business practice; or

    iii.
    Engaging
    in any activity in connection with the purchase or sale of any security or commodity or in connection with any violation of Federal
    or State securities laws or Federal commodities laws;

74

    (4)
    Such
    person was the subject of any order, judgment, or decree, not subsequently reversed, suspended or vacated, of any Federal or State
    authority barring, suspending or otherwise limiting for more than 60 days the right of such person to engage in any activity described
    in paragraph (f)(