Company: CDT
Filing Date: 2025-03-28
Form Type: 10-K
Source: 0001641172-25-001246
Chunk: 932

Company: CDT Equity Inc.
Filing Date: 2025-03-28
Form: 10-K
Item: Item 9C
Chunk 932
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     * 

    Freda Lewis-Hall 
     34,836(5) 
     *

    Andrew Regan 
     302,926(6) 
     4.55%

    David Tapolczay 
     30,987(7) 
     *

    Simon Fry 
     2,000(8) 
     * 

    All directors and executive officers as a group (6 individuals) 
     390,675  
     5.81%

    *
    Indicates
    beneficial ownership of less than 1%.

    (1)
    The
    table does not include Adam Sragovicz, the Company’s former Chief Financial Officer, who resigned effective May 15, 2024, and
    following such resignation, to the Company’s knowledge, did not beneficially own any securities of the Company.

    (2)
    Consists
    of (i) 372 shares of Common Stock and (ii) options to purchase 10,009 shares Common Stock that are currently exercisable. Excludes
    11,127 unvested options to purchase shares of Common Stock that are not exercisable within 60 days.

    (3)
    Consists
    of (i) 3,415 shares of Common Stock and (ii) options to purchase 216 shares of Common Stock that are currently exercisable. Excludes
    4,633 unvested options to purchase shares of Common Stock that are not exercisable within 60 days.

    (4)
    Consists
    of (i) 3,515 shares of Common Stock, (ii) warrants to purchase 2,183 shares of Common Stock and (iii) options to purchase 216 shares
    of Common Stock that are currently exercisable. Excludes 4,633 unvested options to purchase shares of Common Stock that are not
    exercisable within 60 days.

    (5)
    Includes
                                                                              234,836 shares of Common Stock, of which (i) 4,379 are held directly by Dr. Lewis-Hall, (ii) 20,033 were issued to Intelmed LLC, of which
                                                                              Dr. Lewis-Hall is the Managing Director, (iii) 5,169 shares of Common Stock were received by Mr. Emerson Hall, Jr., Dr.
                                                                              Lewis-Hall’s spouse, and (iv) 216 are underlying options that are currently exercisable