Company: PFSA
Filing Date: 2025-04-03
Form Type: S-4/A
Source: 0001213900-25-028544
Chunk: 43

Company: Profusa, Inc.
Filing Date: 2025-04-03
Form: S-4/A
Chunk 43
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     $5.00 |     |     $8.00 |     |    $10.00 |
|:--------------------------------------------------------|:----|:-------|-----------:|:----|:-------------|-----------:|:----|-----------------:|:----|----------:|:----|----------:|:----|----------:|:----|----------:|
| PIPE Investors Convertible Note – Second Tranche Shares |     | $      | 12,222,222 |     | $            | 11,000,000 |     |        6,111,111 |     | 3,055,556 |     | 2,444,444 |     | 1,527,778 |     | 1,222,222 |

Q:Will NorthView enter into any financing arrangements in connection with the Business Combination? Yes. Pursuant to the Merger Agreement, NorthView previously agreed to satisfy a $15,000,000 minimum cash requirement, net of NorthView’s transaction expenses, with such funds to be available at the time of Closing, however such condition has since been conditionally waived by Profusa, subject to NorthView having sufficient funds to satisfy Nasdaq’s initial listing requirements as of the Closing. Additionally, on February11, 2025, NorthView executed a Securities Purchase Agreement (the “PIPE Subscription Agreement”) with Ascent Partners Fund LLC (together with any party who may become party to the PIPE Subscription Agreement, the “PIPE Investors”). Pursuant to the PIPE Subscription Agreement, the PIPE Investors are expected to purchase notes from NorthView, subject to the conditions relating to such purchases set forth in the PIPE Subscription Agreement, in an aggregate principal amount of up to $22,222,222 (the “PIPE Convertible Notes”) for a purchase price of up to $20,000,000, after 10% OID. See section entitled “ Summary of The Proxy Statement/Prospectus — PIPE Transaction” for a summary of the terms of the PIPE agreement with the PIPE Investors. Q:What interests do NorthView’s current officers and directors have in the Business Combination? A:Certain of NorthView’s executive officers and certain non -employeedirectors may have interests in the Business Combination that are different from, or in addition to, the interests of NorthView’s stockholders generally. These interests include the continued service of certain directors of NorthView as directors of the combined company and the indemnification of former NorthView directors and officers by the combined company.