Company: EUO
Filing Date: 2025-03-18
Form Type: S-3/A
Source: 0001193125-25-056731
Chunk: 144

Company: ProShares Trust II
Filing Date: 2025-03-18
Form: S-3/A
Chunk 144
---
 NFA is currently effective. The Sponsor’s registration as a commodity trading advisor was approved on June 11, 1999. On February 17, 2013, the Sponsor’s commodity trading advisor registration was withdrawn. The Sponsor’s registration as a commodity pool operator was originally approved on June 11, 1999. It withdrew its registration as a commodity pool operator on August 30, 2000 but later re-applied and had its registration subsequently approved on November 28, 2007. Its registration as a commodity pool operator is currently effective. As a registered commodity pool operator, with respect to the Trust, the Sponsor must comply with various regulatory requirements under the CEA, and the rules and regulations of the CFTC and the NFA, including investor protection requirements, antifraud prohibitions, disclosure requirements, and reporting and recordkeeping requirements. The NFA approved the Sponsor as a Swaps Firm on January 4, 2013. The Sponsor is also subject to periodic inspections and audits by the CFTC and NFA. Its principal place of business is 7272 Wisconsin Avenue, 21 st Floor, Bethesda, Maryland 20814 and its telephone number is (240) 497-6400. The registration of the Sponsor with the CFTC and its membership in the NFA must not be taken as an indication that either the CFTC or the NFA has recommended or approved the Sponsor, the Trust and the Funds. In its capacity as a commodity pool operator, the Sponsor is an organization which operates or solicits funds for commodity pools; that is, an enterprise in which funds contributed by a number of persons are combined for the purpose of trading futures contracts. For past performance of commodity pools operated by the Sponsor, see the section entitled “ Performance of the Offered Commodity Pools Operated by the Commodity Pool Operator” beginning on page 56 and the section entitled “Performance of the Other Commodity Pools Operated by the Commodity Pool Operator ” beginning on page 75 . Executive Officers of the Trust and Principals and Significant Employees of the Sponsor

| Name                | Position                                                                                          |
| Michael L. Sapir    | Chief Executive Officer and Principal of the Sponsor                                              |
| Louis M. Mayberg    | Principal of the Sponsor                                                                          |
| Sapir Family Trust  | Principal of the Sponsor                                                                          |
| Northstar Trust     | Principal of the Sponsor                                                                          |
| Edward J. Karpowicz | Principal Financial Officer of the Trust and Principal of