Company: CLM
Filing Date: 2025-03-04
Form Type: N-CSR
Source: 0001398344-25-004655
Chunk: 38

Company: Cornerstone Strategic Investment Fund, Inc.
Filing Date: 2025-03-04
Form: N-CSR
Chunk 38
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 Bradshaw managed no accounts except for the registrant and Cornerstone 
 Total Return Fund, Inc. Messrs. Bradshaw manage no accounts where the advisory fee is based  
 on the performance of the account. No material conflicts of interest exist in connection     
 with the portfolio managers’ management of the registrant's investments, on the one          
 hand, and the investment of the other accounts included in response to this Item, on the     
 other.                                                                                       |

| (a)(3) | Compensation                                                                                  
 for each of Ralph W. Bradshaw, Joshua G. Bradshaw, and Daniel W. Bradshaw includes a fixed    
 salary paid by Cornerstone Advisors, LLC plus a share of the profits of Cornerstone Advisors, 
 LLC. The profitability of Cornerstone Advisors, LLC is primarily dependent upon the value     
 of the assets of the registrant and other managed accounts. However, compensation is not      
 directly based upon the registrant's performance or on the value of the registrant's assets.  |

| (a)(4) | The                                                                                      
 dollar range of equity securities in the registrant beneficially owned by each portfolio 
 manager as of December 31, 2024 is as follows:                                           |

Ralph W. Bradshaw: $500,001-$1,000,000

Joshua G. Bradshaw: $10,001-$50,000

Daniel W. Bradshaw: $100,001-$500,000

Item 14. Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers.

Not applicable

Item 15. Submission of Matters to a Vote of Security Holders.

There have been no material changes to the procedures by which shareholders may recommend nominees to the registrant's board of directors that have been implemented after the registrant last provided disclosure in response to the requirements of Item 407(c)(2)(iv) of Regulation S-K (17 CFR 229.407) or this Item.

Item 16. Controls and Procedures.

(a) Based on their evaluation of the registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) as of a date within 90 days of the filing date of this report, the registrant’s principal executive officer and principal financial officer have concluded that such disclosure controls and procedures are reasonably designed and are operating effectively to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to them by others within those entities