Company: INV
Filing Date: 2025-09-16
Form Type: 8-K
Source: 0002001557-25-000007
Chunk: 2

Company: Innventure, Inc.
Filing Date: 2025-09-16
Form: 8-K
Item: Item 1.01
Chunk 2
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i) the daily volume-weighted average price (“ VWAP”) of the Company’s Common Stock is lower than the Floor Price for any five of seven consecutive trading days, (ii) the Company has issued in excess of 99% of the Common Stock available under the Exchange Cap or (iii) Yorkville is unable to use the Registration Statement (as defined below) for a period of 20 consecutive trading days. The monthly cash payments will be in an amount equal to 10% of the original principal amount (or the outstanding principal amount of the Convertible Debentures if lower than such amount), plus a payment premium of 5% and all accrued and unpaid interest as of the date of such payment. Such Amortization Event payments will commence 15 days following the Amortization Event.

If the VWAP of the Common Stock is less than the Fixed Price, then the Convertible Debentures provide the Company, subject to certain conditions, with an optional redemption right pursuant to which the Company, upon 10 trading

days’ prior written notice to Yorkville, may redeem in cash, in whole or in part, all amounts outstanding under the Convertible Debentures prior to the Maturity Date. The redemption amount shall be equal to the outstanding principal balance being redeemed by the Company, plus the redemption premium of 10% of the principal amount being redeemed, plus all accrued and unpaid interest as of the date of such redemption.

Pursuant to the terms of the Purchase Agreement, prior to the Company loaning, investing, transferring or downstreaming any cash proceeds, or assets or property acquired with cash proceeds from the issuance and sale of the Convertible Debentures to Innventure LLC (“ Innventure LLC”), a wholly-owned subsidiary of the Company, Innventure LLC was obligated to enter into a global guaranty agreement (the “ Guaranty”) in favor of Yorkville with respect to the Company’s obligations under the Purchase Agreement and the Convertible Debentures. Innventure LLC entered into the Guaranty on the date of the First Closing.

The foregoing descriptions of the Purchase Agreement, the Guaranty, and the Third Convertible Debenture do not purport to be complete and are qualified in their entirety by reference to the full text of such documents, which are filed herewith as Exhibits 10.1, 10.2 and 4.1, respectively, and are incorporated herein by reference

Registration Rights Agreement

In connection with the Purchase Agreement, on the date of the First