Company: IPST
Filing Date: 2025-04-28
Form Type: 10-K
Source: 0001788230-25-000048
Chunk: 216

Company: Heritage Distilling Holding Company, Inc.
Filing Date: 2025-04-28
Form: 10-K
Item: Item 8
Chunk 216
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.4Amendment No. 3 to Loan Agreement dated as of September 9, 2021, by and among Silverview Credit Partners, LP, as agent for the lenders, the financial institutions and other institutional investors from time-to-time party thereto as lenders, Heritage Distilling Company, Inc., as borrower, and Heritage Distilling Holding Company, Inc.S-1333-28450910.4January 27, 202510.52019 Equity Incentive Plan#S-1333-279385210.4May 13, 202410.62024 Equity Incentive Plan#S-1333-27938210.5August 28, 202410.7Form of October 2023 Exchange AgreementS-1333-27938210.6October 3, 202410.8Form of Amendment to October 2023 Exchange AgreementS-1333-27938210.7October 25, 202410.9Amendment dated October 24, 2024 to October 2023 Exchange AgreementS-1333-27938210.11October 25, 202410.10Form of April 2024 Exchange AgreementS-1333-27938210.8October 3, 202410.11Securities Purchase Agreement dated as of January 23, 2025 by and between Heritage Distilling Holding Company, Inc. and C/M Capital Master Fund, LP8-K001-4241110.1January 24, 202510.12Registration Rights Agreement dated as of January 23, 2025, by and between Heritage Distilling Holding Company, Inc. and C/M Capital Master Fund, LP8-K001-4241110.2January 24, 202519Insider Trading Policy†21.1Subsidiaries of the Registrant†31.1Certification of the Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002†31.2Certification of the Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002†

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Exhibit   Incorporated by ReferenceNumber Description of Exhibits Form File No. Exhibit F