Company: PSTV
Filing Date: 2025-04-01
Form Type: PRER14A
Source: 0001140361-25-011649
Chunk: 38

Company: PLUS THERAPEUTICS, INC.
Filing Date: 2025-04-01
Form: PRER14A
Chunk 38
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 | each of our directors; and |

| • | all of our current directors and executive officers as a group. |

We have determined beneficial ownership in accordance with the rules of the SEC, which generally means that a person has beneficial ownership of a security if he or she possesses sole or shared voting or investment power over that security, including options that are currently exercisable or exercisable within sixty (60) days of March 4, 2025. Unless otherwise indicated, to our knowledge, the persons and entities named in the table below have sole voting and sole investment power with respect to all shares that they beneficially own, subject to community property laws where applicable. The information in the table below does not necessarily indicate beneficial ownership for any other purpose, including for purposes of Sections 13(d) and 13(g) of the Exchange Act. We have based our calculation of the percentage of beneficial ownership on 11,785,078 shares of Common Stock. We have deemed shares of our Common Stock subject to stock options that are currently exercisable or exercisable within sixty (60) days of March 4, 2025, to be outstanding and to be beneficially owned by the person holding the stock option for the purpose of computing the percentage ownership of that person. We did not, however, deem such shares outstanding for the purpose of computing the percentage ownership of any other person or entity.

| Name of Beneficial Owner(1)                                         |     | Number of 
 Shares of 
    Common 
     Stock 
     Owned |     |   Number of 
   Shares of 
      Common 
       Stock 
  Subject to 
    Awards / 
 Warrants(2) |     |        Total 
    Number of 
    Shares of 
       Common 
        Stock 
 Beneficially 
     Owned(3) |     | Percent   
 Ownership |
| Greater than 5% Stockholders                                        |     |           |     |             |     |              |     |           |
| Entities associated with AIGH Capital Management, LLC(4)            |     |   732,232 |     |     494,498 |     |    1,226,730 |     | 9.99%     |
| S.H.N Financial Investments Ltd.(5)                                 |     |   885,454 |     |     324,270 |     |    1,209,724 |     | 9.99%     |
| Great Point Capital, LLC(6)                                         |     |