Company: PSTV
Filing Date: 2025-04-30
Form Type: 10-K/A
Source: 0000950170-25-061028
Chunk: 24

Company: PLUS THERAPEUTICS, INC.
Filing Date: 2025-04-30
Form: 10-K/A
Chunk 24
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226 | 2.45%      |

* Less than 1%. (1) Unless otherwise indicated, the address of each of the persons listed above is c/o Plus Therapeutics, Inc., 2710 Reed Rd, Suite 160, Houston, TX 77051. (2) Reflects beneficial ownership of common stock as defined in Rule 13d-3 under the Exchange Act. (3) Reflects (i) AIGH Investment Partners, L.P. (“AIGH LP”) holdings of: (A) 1,655,305 shares of common stock issuable upon the exercise of Series A common warrants issued in connection with an offering and sale of securities in a private placement of the Company (the “March 2025 PIPE Financing”) that was consummated on March 4, 2025 (“Series A Warrants”), (B) 1,655,305 shares of common stock issuable upon the exercise of Series B common warrants purchased in the March 2025 PIPE Financing (“Series B Warrants”), and (C) 953,537 shares of common stock issuable upon the exercise of Series B common warrants (“May 2024 Series B Warrants”) purchased in the May 2024 PIPE Financing (as defined below);(ii) WVP Emerging Manager Onshore Fund, LLC – AIGH Series (“Onshore – AIGH”) holdings of: (A) 570,216 shares of common stock issuable upon the exercise of Series A Warrants, (B) 570,216 shares of common stock issuable upon the exercise ofSeries B Warrants, and (C) 330,144 shares of common stock issuable upon the exercise of May 2024 Series B Warrants; and (iii) AIGH Investment Partners, LLC (“AIGH LLC”) holdings of: (A) 185,460 shares of common stock issuable upon the exercise of Series A Warrants, (B) 185,460 shares of common stock issuable upon the exercise of Series B Warrants, and (C) 123,640 shares of common stock issuable upon the exercise of May 2024 Series B Warrants. Mr. Orin Hirschman (“Mr. Hirschman”) is the Managing Member of AIGH Capital Management, LLC (“AIGH CM”) and president of AIGH LLC. AIGH CM is an advisor or sub-advisor with respect to shares of the securities of the Company held by AIGH LP, Onshore – AIGH