Company: FOACW
Filing Date: 2025-05-20
Form Type: 10-K/A
Source: 0001828937-25-000032
Chunk: 257

Company: Finance of America Companies Inc.
Filing Date: 2025-05-20
Form: 10-K/A
Chunk 257
---
, 2024, Kristen N. Sieffert, Presidentof FOA, adopteda trading plan intended to satisfy the affirmative defenses of Rule 10b5-1(c). The trading plan provides for the sale of 18,000shares of Company Class A Common Stock over a period ending on March 12, 2027.

## Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections
Not applicable.

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# Part III

## Item 10. Directors, Executive Officers and Corporate Governance
T he Company has adoptedan insider trading compliance policy that governs the purchase, sale, and/or other dispositions of our securities by our directors, officers, and employees, as well as the Company itself. Refer to Exhibit 19.1 in the Original 2024 Form 10-K for our insider trading compliance policy.

The remaining information required by Item 10 is included in our Definitive Proxy Statement for the 2025 Annual Stockholder Meeting (the “2025 Proxy Statement”), which was filed on March 27, 2025, within 120 days of the end of our 2024 fiscal year and is incorporated herein by reference.

## Item 11. Executive Compensation
As a result of the restatement of our previously issued audited consolidated financial statements as of and for the year ended December 31, 2024, as described in this Form 10-K/A, the Company conducted a recovery analysis for the relevant period, as contemplated by Rule 10D-1 under the Exchange Act, New York Stock Exchange Listing Standards, and in accordance with the Company’s Incentive Compensation Clawback Policy. Based on this analysis, the Company’s compensation committee concluded that no recovery of incentive-based compensation was required as a result of the restatement because no incentive-based compensation was awarded or would have been received by any person subject to such clawback policy based on the items covered by the restatement during the relevant recovery period, and thus, there was no erroneously awarded compensation.

The remainder of the information required by Item 11 is incorporated by reference to the 2025 Proxy Statement.

## Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Shareholder Matters
The information required by Item 12 is incorporated by reference to the 2025 Proxy Statement.

## Item 13. Certain Relationships and Related Transactions, and Director Independence
The information required by Item 13 is incorporated by reference to the 2025 Proxy Statement.

## Item 14