Company: APM
Filing Date: 2025-07-15
Form Type: DRS
Source: 0001213900-25-063906
Chunk: 362

Company: Aptorum Group Ltd
Filing Date: 2025-07-15
Form: DRS
Chunk 362
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 the value of 88,000 restricted stock awards granted to Mr. Mireskandari in 2022 based on the probable outcome of performance conditions. The value of the awards based on achieving the highest level of performance conditions was $652,080. Mr. Mireskandari has an additional 8,000 options, which he received prior to 2022 for previous consulting work he did for the Company. (3)Represents the value of 13,000 options issued to Mr. Knechtel and 88,000 options modified in 2023 based on the probable outcome of performance conditions. The value of the options issued and the incremental value of the options modified based on achieving the highest level of performance conditions was $187,500 in the aggregate. 2014 Stock Option Plan On October 1, 2014, DiamiR’s Board of Directors approved and adopted the 2014 Stock Option Plan (the “2014 Plan”). The Plan provided for the grant of stock options to its employees, officers, directors and consultants, and is administered by the Board of Directors, provided that the Board may delegate such administration to a committee consisting of no fewer than two independent members of the Board of Directors. As of the date of this proxy statement/prospectus, there are 511,950 options or other grants outstanding under the Plan. No further shares may be granted under the 2014 Plan.

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Outstanding Equity Awards at Fiscal Year End The following table summarizes outstanding unexercised options, unvested stocks and equity incentive plan awards held by each of DiamiR’s named executive officers, as of May 31, 2024: Outstanding Equity Awards at May 31, 2024

| Name                |     |   Number of 
  Securities 
  Underlying 
 Unexercised 
 Options (#) 
 Exercisable |     |      Number of 
     Securities 
     Underlying 
    Unexercised 
    Options (#) 
 Unexcersisable |     |      Equity 
   Incentive 
        Plan 
     Awards: 
   Number of 
  Securities 
  Underlying 
 Unexercised 
    Unearned 
     Options 
         (#) |     | Option   
 Exercise 
 Prices   
 ($)      |      |     | Option          
 Expiration      
 Date            |     | Number of 
 Shares or 
  Units of 
     Stock 
      That 
      Have 
       Not 
    Vested 
       (#)