Company: KITTW
Filing Date: 2025-04-15
Form Type: 10-Q/A
Source: 0001849820-25-000097
Chunk: 61

Company: Nauticus Robotics, Inc.
Filing Date: 2025-04-15
Form: 10-Q/A
Chunk 61
---
 greatest closing sale price of the Common Stock on any trading day during the period commencing on the date immediately preceding the date that the applicable notice of redemption is delivered to the Lenders and ending on the trading day immediately prior to the date the Company makes the entire payment required to be made in connection with such redemption.

The 2024 Loans are convertible, in whole or in part, at the option of each Lender into shares of Common Stock until the date that the Loans are no longer outstanding, at a conversion rate equal to the outstanding principal amount of the Loans to be converted divided by a conversion price of $0.4582 per share of Common Stock, subject to certain adjustments as described in the 2024 Term Loan Agreement.

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## ITEM 3. DEFAULTS UPON SENIOR SECURITIES
None.

## ITEM 4. MINE SAFETY DISCLOSURES
Not applicable.

## ITEM 5. OTHER INFORMATION

#### Trading Plans
During the three months ended March 31, 2024, no director or Section 16 officer of the Company adoptedor terminateda “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.

## ITEM 6. EXHIBITS
|         |     |                                                                                                                                                                                                                                                                                                                                                                              |     | Incorporated by Reference |     |           |     |          |     |                    |
| Exhibit |     | Description                                                                                                                                                                                                                                                                                                                                                                  |     | Schedule/                 
 Form                      |     | File      
 Number    |     | Exhibits |     | Filing Date        |
| 2.1     |     | Agreement and Plan of Merger, dated as of October 2, 2023, by and among Nauticus Robotics, Inc., 3D Merger Sub, Inc. and 3D at Depth, Inc.                                                                                                                                                                                                                                   |     | Form 8-K                  |     | 001-40611 |     |      2.1 |     | October 6, 2023    |
| 3.1     |     | Second Amended and Restated Certificate of Nauticus Robotics, Inc.                                                                                                                                                                                                                                                                                                           |     | Form 8-K                  |     | 001-40611 |     |      3.5 |     | September 15, 2022 |
| 3.2     |     |