Company: BKYI
Filing Date: 2025-10-30
Form Type: 8-K
Source: 0001437749-25-032448
Chunk: 2

Company: BIO KEY INTERNATIONAL INC
Filing Date: 2025-10-30
Form: 8-K
Item: Item 3.02
Chunk 2
---
Item 3.02 Unregistered Sale of Equity Securities.

Warrant Exercise Agreement

The information in Item 1.01 above under the caption Warrant Exercise Agreement is incorporated herein by reference. The New Warrants were issued solely to one accredited investor in a private placement transaction exempt from the registration requirements of the Securities Act of 1933, as amended (the “ Securities Act”), pursuant to Section 4(a)(2) of the Securities Act and Rule 506 of Regulation D promulgated thereunder. The New Warrants and the shares of common stock issuable upon the exercise thereof have not been registered under the Securities Act and may not be offered or sold in the United States absent registration with the Securities and Exchange Commission or an applicable exemption from such registration requirements.

Streeterville Exchange Agreements

The information in Item 1.01 above under the caption Streeterville Exchange Agreements is incorporated herein by reference. The issuance of the Exchange Shares pursuant to the Exchange Agreements is not being registered under the Securities Act and is being effected pursuant to the exemption provided in Section 3(a)(9) under the Securities Act.

This report shall not constitute an offer to sell or a solicitation of an offer to buy nor shall there be any sale of these securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such state or jurisdiction.

Item 9.01 Financial Statements and Exhibits.