Company: WLTH
Filing Date: 2025-07-28
Form Type: DRS/A
Source: 0001628279-25-000486
Chunk: 247

Company: WEALTHFRONT CORP
Filing Date: 2025-07-28
Form: DRS/A
Chunk 247
---
 have the effect of delaying, deferring, or preventing a change in our control and might adversely affect the market price of our common stock and the voting and other rights of the holders of our common stock. We have no current plan to issue any shares of preferred stock.

#### Options
As of January 31, 2025, we had outstanding options to purchase an aggregate of shares of our common stock under our 2008 Plan, with a weighted-average exercise price of $ per share.

As of January 31, 2025, we had outstanding options to purchase an aggregate of shares of our common stock under our 2017 Plan, with a weighted-average exercise price of $ per share.

#### RSUs
As of January 31, 2025, we had outstanding RSUs that may be settled for an aggregate of shares of our common stock under our 2017 Plan. Subsequent to January 31, 2025, we granted RSUs that may be settled for an aggregate of shares of our common stock under our 2017 Plan.

As of January 31, 2025, we had outstanding Non-Plan RSUs that may be settled for an aggregate of 475,329 shares of our common stock.

In connection with the RSU Net Settlement, we will issue shares of our common stock, after withholding an aggregate of shares of common stock, to satisfy associated estimated tax withholding and remittance obligations.

#### Warrants
As of January 31, 2025, we had outstanding common stock warrants to purchase 1,953,463 shares of our common stock, with a weighted-average exercise price of $2.73 per share.

<div align='center'>181</div>

#### SAFEs
As of January 31, 2025, we had outstanding SAFEs that may be settled for an aggregate of shares of our common stock (assuming an initial public offering price of $ per share, which is the midpoint of the offering price range set forth on the cover page of this prospectus).

#### Registration Rights
Following the completion of this offering, certain holders of shares of our common stock or their permitted transferees will be entitled to rights with respect to the registration of their shares under the Securities Act. These rights are provided under the terms of our IRA, which was entered into in connection with our redeemable convertible preferred stock financings, and include demand registration rights, Form S-3 registration rights and piggyback registration rights. In any registration made pursuant to our IRA, all fees,