Company: CGABL
Filing Date: 2025-07-29
Form Type: 40-6B/A
Source: 0001193125-25-168066
Chunk: 33

Company: Carlyle Group Inc.
Filing Date: 2025-07-29
Form: 40-6B/A
Chunk 33
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 however, shall not be deemed to limit or prevent the disposition of an investment by an Affiliated Co-Investor(i) to its direct or indirect wholly owned subsidiary, to any company (a “ Parent”) of which the Affiliated Co-Investoris a direct or indirect wholly owned subsidiary or to a direct or indirect wholly owned subsidiary of its Parent, (ii) to immediate family members of the Affiliated Co-Investor,including step or adoptive relationships, or a trust or other investment vehicle established for any Affiliated Co-Investoror any such immediate family member, or (iii) when the investment is comprised of securities that are (a) listed on a national securities exchange registered under Section 6 of the 1934 Act, (b) NMS stocks pursuant to Section 11A(a)(2) of the 1934 Act and Rule 600(a) of Regulation NMS thereunder, (c) government securities as defined in Section 2(a)(16) of the 1940 Act or other securities that meet the definition of “Eligible Security” in Rule 2a-7under the 1940 Act, or (d) listed or traded on any foreign securities exchange or board of trade that satisfies regulatory requirements under the law of the jurisdiction in which such foreign securities exchange or board of trade is organized similar to those that apply to a national securities exchange or a national market system for securities.

| 12 | If a Fund invests through an Aggregation Vehicle and such investment is a Section 17 Transaction, this                                            
 condition will apply with respect to both the investment in the Aggregation Vehicle and any investment by the Aggregation Vehicle of Fund assets. |

| 13 | Each Fund will preserve the accounts, books and other documents required to be maintained in an easily 
 accessible place for the first two years.                                                              |

| 14 | If a Fund invests in a Rule 17d-1 Investment through an Aggregation                                                                                                    
 Vehicle, the requirements of clauses (i) and (ii) of this sentence shall apply to both the Affiliated Co-Investor’s disposition of such Rule 17d-1                     
 Investment and, if the Affiliated Co-Investor also holds a Rule 17d-1 Investment through such Aggregation Vehicle, its disposition of all or part of its investment in 
 the Aggregation Vehicle.                                                                                                                                               |

15

4. Each Fund and its General Partner will maintain and preserve, for the life of each Fund and at least six years thereafter