Company: INV
Filing Date: 2025-04-15
Form Type: S-1
Source: 0001628280-25-017890
Chunk: 43

Company: Innventure, Inc.
Filing Date: 2025-04-15
Form: S-1
Chunk 43
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 same exemptions from disclosure requirements including exemption from

compliance with the auditor attestation requirements of Section 404 and reduced disclosure obligations regarding

executive compensation in this prospectus and Innventure’s periodic reports and proxy statements.

Innventure will take advantage of the smaller reporting company scaled disclosures, and it will be able to

continue to take advantage of the smaller reporting company scaled disclosures for so long as its voting and non-

voting Common Stock held by non-affiliates is less than $250.0 million measured on the last business day of its

second fiscal quarter, or its annual revenue is less than $100.0 million during the most recently completed fiscal year

and its voting and non-voting Common Stock held by non-affiliates is less than $700.0 million measured on the last

business day of its second fiscal quarter.

Innventure cannot predict if investors will find its Common Stock less attractive because Innventure may rely

on these exemptions. If some investors find the Common Stock less attractive as a result, there may be a less active

trading market for the Common Stock and its market price may be more volatile.

Future offerings of debt or offerings or issuances of equity securities by Innventure may adversely affect the

market price of the Common Stock or otherwise dilute all other stockholders.

In the future, Innventure may attempt to obtain financing or to further increase Innventure’s capital resources by

issuing additional shares of Common Stock or offering debt or other equity securities, including commercial paper,

medium-term notes, senior or subordinated notes, debt securities convertible into equity or shares of preferred stock.

Innventure also expects to grant equity awards to employees, directors, and consultants under Innventure’s stock

incentive plans. Future acquisitions could require substantial additional capital in excess of cash from operations.

Innventure would expect to obtain the capital required for acquisitions through a combination of additional issuances

of equity, corporate indebtedness and/or cash from operations.

Issuing additional shares of Common Stock or other equity securities or securities convertible into equity may

dilute the economic and voting rights of Innventure’s existing stockholders or reduce the market price of the

Common Stock or both. Upon liquidation, holders of such debt securities, preferred shares, and lenders with respect

to other borrowings would receive a distribution of Innventure’s available assets prior to the holders of Common

Stock. Debt securities convertible into equity could be subject to adjustments in the conversion ratio pursuant to

which certain events may increase the