Company: HCWB
Filing Date: 2025-03-28
Form Type: 10-K
Source: 0000950170-25-046724
Chunk: 73

Company: HCW Biologics Inc.
Filing Date: 2025-03-28
Form: 10-K
Item: Item 15
Chunk 73
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(a)(1) Financial Statements 

The information concerning HCW Biologics’ audited financial statements and the Report of Independent Registered Public Accounting Firm required by this Item 15(a)(1) is incorporated by reference herein to the section of this Annual Report, Item 8, titled, “Financial Statements and Supplementary Data.”

(a)(2) Financial Statement Schedules 

All financial statement schedules have been omitted as the information is not required under the related instructions or is not applicable or because the information required is already included in the audited financial statements or the notes to those audited financial statements.

(a)(3) Exhibits 

We have filed, or incorporated into this Annual Report by reference, the exhibits listed on the accompanying Exhibit Index immediately preceding the signature page of this Annual Report.

134  

Exhibit Index

    Incorporated by reference
     
    Filed orfurnishedherewith 

     Exhibit No.
     
     Exhibit title
     
    Form 
     
    File No. 
     
     Exhibit No.
     
     Filing date

      3.1
     
    Amended and Restated Certificate of Incorporation
     
    8-K
     
    001-40591
     
    3.1
     
    07/26/2021

      3.2
     
    Amended and Restated Bylaws
     
    8-K
     
    001-40591
     
    3.2
     
    07/26/2021

      4.1
     
    Specimen Stock Certificate
     
    S-1/A
     
    333-256510
     
    4.1
     
    07/09/2021

      4.2
     
    Description of Securities
     
    10-K 
     
    001-40591
     
    4.2
     
    03/29/2022

      4.3
     
    Form of Common Stock Purchase Warrant between the Company and Holder
     
    8-K
     
    001-40591
     
    4.1
     
    11/20/2024

      4.4
     
    Form of Pre-Funded Common Stock Purchase Warrant between the Company and Holder
     
    8-K
     
    001-40591
     
    4.2
     
    11/20/2024

    10.1
     
    Form of Indemnification Agreement between HC