Company: PAX
Filing Date: 2025-05-15
Form Type: 20-F
Source: 0001628280-25-025640
Chunk: 159

Company: Patria Investments Ltd
Filing Date: 2025-05-15
Form: 20-F
Item: Item 4
Chunk 159
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 Convention against Corruption of the Organization of American States (Convención Interamericana contra la Corrupción de la Organización de los Estados Americanos)

The United Nations Convention against Corruption (Convención de las Naciones Unidas en Contra de la Corrupción)

Regulatory Framework Money Laundering, Finance of Terrorism, Proliferation of Weapons of Mass Destruction:

  Patria Investments Limited      101  

  Table of Contents  

Colombian laws adopt the latest guidelines related to anti-money laundering and other terrorist activities established by the Financial Action Task Force on Money Laundering (“ FATF”). Colombia, as a member of the GAFI-SUD (a FATF-style regional body) follows all of FATF’s 40 recommendations and nine special recommendations.

Anti-money laundering provisions have been complemented with provisions aimed at deterring terrorism financing. The requirements include “know your customer” including ultimate beneficial owners identification, rules and procedures to protect financial institutions from being used directly by shareholders and executives in money-laundering activities, for channeling funds for terrorist activities, or for the concealment of assets from such activities; these rules and procedures set forth detailed instructions for monitoring these risks.

Main regulations:

Law 808 of 2003

Law 800 of 2003

Law 970 of 2005

External Circular (Circular Externa) No. 100-000016 (December th, 24, 2020)

External Circular (Circular Externa) No. 100-000004 (April 9 th, 2021)

External Circular (Circular Externa) No. 100-000008 (June 11 th, 2021)

External Circular (Circular Externa) No. 100-000015 (August 24 th, 2021)

Law 1121 of 2006 (art. 20)

Law 1186 of 2009

Decree 1674 of 2016

Decree 1736 of 2020 (art. 7, núm. 28)

Decree 1068 of 2015 (art. 2.14.2)

Patria Asset Management S. A. is authorized in Colombia to perform investment manager services and is subject to the oversight of the SFC ( Superintendencia Financiera de Colombia) once it receives a license to distribute funds.

Relevant Applicable Law to Asset Management Activities in Chile

Pursuant to Chilean