Company: ECC-PD
Filing Date: 2025-10-16
Form Type: PRE 14A
Source: 0001104659-25-100083
Chunk: 14

Company: Eagle Point Credit Co Inc.
Filing Date: 2025-10-16
Form: PRE 14A
Chunk 14
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 beneficial owners, while not exercising this right for other beneficial owners. In that case, the written demand should state the number of shares of Unlisted Preferred Stock as to which appraisal is sought. Where no number of shares of Unlisted Preferred Stock is expressly mentioned, the demand will be presumed to cover all shares of Unlisted Preferred Stock held in the name of the record owner. IF YOU HOLD YOUR SHARES OF UNLISTED PREFERRED STOCK IN BANK OR BROKERAGE ACCOUNTS OR OTHER NOMINEE FORMS, AND YOU WISH TO EXERCISE APPRAISAL RIGHTS, YOU SHOULD CONSULT WITH YOUR BROKER, BANK, TRUSTEE OR NOMINEE, AS APPLICABLE, TO DETERMINE THE APPROPRIATE PROCEDURES FOR THE BROKER, BANK, TRUSTEE OR NOMINEE TO MAKE A DEMAND FOR APPRAISAL OF THOSE SHARES OF UNLISTED PREFERRED STOCK. If you own shares of Unlisted Preferred Stock jointly with one or more other persons, as in a joint tenancy or tenancy in common, demand for appraisal must be executed by or for you and all other joint owners. An authorized agent, including an agent for two or more joint owners, may execute the demand for appraisal for Unlisted Preferred Stockholder of record; however, the agent must identify the record owner and expressly disclose the fact that, in making the demand, such person is acting as agent for the record owner. If you hold shares of Unlisted Preferred Stock through a broker who in turn holds the shares through a central securities depository nominee, a demand for appraisal of such shares must be made by or on behalf of the depository nominee and must identify the depository nominee as record holder. 14 The Company’s Actions After Completion of the Conversion If the Conversion is completed, the Company will give written notice that the Conversion has become effective within ten days after the Conversion to each Unlisted Preferred Stockholder that did not vote in favor of, or consent in writing to, the Proposal and delivered a written demand for appraisal in accordance with Section 262 of the DGCL. Any Unlisted Preferred Stockholder that has not commenced an appraisal proceeding or joined such a proceeding as a named party may withdraw a demand for appraisal and accept the Converted Preferred Shares, without interest, by delivering a written withdrawal of the demand for appraisal to the Company, except that any attempt to withdraw made more than 60 days after the Conversion will require written approval of the Company. Within 120 days after the Conversion, but