Company: INV
Filing Date: 2025-04-15
Form Type: S-1
Source: 0001628280-25-017890
Chunk: 155

Company: Innventure, Inc.
Filing Date: 2025-04-15
Form: S-1
Chunk 155
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cent holds 3,291,685 shares of Common Stock and 125,000 shares of Series C Preferred Stock. As of April 11, 2025, if this Registration Statement were effective, these shares of Series C Preferred Stock would be convertible into 250,000 shares of Common Stock. Because the conversion price of the Series C Preferred Stock is determined based on the greater of a fixed amount and the 10-trading day volume-weighted average NASDAQ official closing price of the Common Stock, the number of shares of Common Stock into which the shares are convertible will fluctuate. Voting and investment power over the shares held by Ascent is exercised by Jonathan Loeffler and Mark Pomeroy Jr. The address for Ascent is 5956 Sherry Lane, 20th Floor, Dallas, Texas 75225.

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(6) Based on information provided by CastleKnight Master Fund LP in a Schedule 13G ﬁled with the SEC on November 15, 2024. Per such

Schedule 13G, CastleKnight Master Fund LP has shared voting power over all of such shares and shared dispositive power of all of such

shares. The principal business address of CastleKnight Master Fund LP is Maples Corporate Services Limited, P.O. Box 309, Ugland

House, Grand Cayman KY1-1104 Cayman Islands.

(7) The Glockner Family Venture Fund, LP holds 739,566 shares of Common Stock and 1,970,353 shares of Series C Preferred Stock. As of

April 11, 2025, if this Registration Statement were effective, these shares of Series C Preferred Stock would be convertible into 3,940,706

shares of Common Stock. Because the conversion price of the Series C Preferred Stock is determined based on the greater of a fixed amount

and the 10-trading day volume-weighted average NASDAQ official closing price of the Common Stock, the number of shares of Common

Stock into which the shares are convertible will fluctuate.

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SELLING STOCKHOLDERS

This prospectus relates to the resale by the Selling Stockholders or their permitted transferees from time to time

of up to 15,965,989 shares of Common Stock, which includes (i) up to 8,480,518 shares of Common Stock that may

be issued upon conversion of Series C Preferred Stock, (ii) 85,471 shares of Common Stock issued to Ducera, (iii)

up to