Company: USCB
Filing Date: 2025-11-07
Form Type: S-4
Source: 0001193125-25-272361
Chunk: 81

Company: USCB FINANCIAL HOLDINGS, INC.
Filing Date: 2025-11-07
Form: S-4
Chunk 81
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ification for liabilities arising under the Securities Act may be permitted for the directors and officers of the Company or for persons controlling such entity, pursuant to our Articles, Bylaws or the FBCA, we acknowledge that in the opinion of the SEC such indemnification is against public policy as expressed in the Securities Act and is therefore unenforceable. In addition to the authority granted to us by the FBCA to indemnify our directors, certain other provisions of the FBCA have the effect of further limiting the personal liability of our directors. For example, a director of a Florida corporation cannot be held personally liable for monetary damages to the corporation or any other person for any statement, vote, decision or failure to act regarding corporate management or policy except in the case of certain qualifying breaches of the director’s duties.

| Item 21. | Exhibits. |

The following exhibits are filed herewith or are incorporated herein by reference to other filings of the Registrant:

| Exhibit 
 Number  |     | Document Description/Title                                                                                                                                                                                                                                                                                    |
| 3.1     |     | Articles of Incorporation of the Company (incorporated by reference to Exhibit 3.1                                                                                                                                                                                                                            
 to the Company’s Quarterly Report on Form 10-Q (File No. 001-41196) filed with the SEC on August 11, 2023).                                                                                                                                                                                                   |
| 3.2     |     | Amended and Restated Bylaws of the Company (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K (File No. 001-41196) filed with the SEC on July 26, 2023).                                                                                                                   |
| 4.1     |     | Side Letter Agreement, dated December                                                                                                                                                                                                                                                                         
 30, 2021, between the Company, the Bank, Priam Capital Fund II, LP, Patriot Financial Partners II, L.P. and Patriot Financial Partners Parallel II, L.P. (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K (File No. 001-41196) filed with the SEC on December 30, 2021). |
| 4.2     |     | Registration Rights Agreement, dated March 17, 2015, between the Bank, Priam                                                                                                                                                                                                                                  
 Capital Fund II, LP, Patriot Financial Partners II, L.P., Patriot Financial Partners Parallel II, L.P., and certain other shareholders of