Company: MGLD
Filing Date: 2025-02-05
Form Type: 10-Q
Source: 0001493152-25-005002
Chunk: 147

Company: Marygold Companies, Inc.
Filing Date: 2025-02-05
Form: 10-Q
Item: Part II, Item 3
Chunk 147
---
None.

Item
4. Mine Safety Disclosures

Not
applicable.

Item
5. Other Information

Securities
Trading Plans of Directors and Executive Officers

During
the fiscal quarter ended December 31, 2024, none of the Company’s directors or officers, as defined in Section 16 of the Securities
Exchange Act of 1934, adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities
that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement”
as defined under Item 408(a) of Regulation S-K.

Item
6. Exhibits

The
following exhibits are filed or incorporated by reference as part of this Form 10-Q:

    31.1
     
    Certification of Principal Executive Officer pursuant to Rules 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
  
    31.2
     
    Certification of Principal Accounting Officer pursuant to Rules 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
  
    32.1
     
    Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
  
    32.2
     
    Certification of Principal Accounting Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

*
Indicates management contract or any compensatory plan, contract or arrangement.

    101.INS
     
    Inline
    XBRL Instance Document#
  
    101.SCH
     
    Inline
    XBRL Taxonomy Extension Schema Document#
  
    101.CAL
     
    Inline
    XBRL Taxonomy Extension Calculation Linkbase Document#
  
    101.LAB
     
    Inline
    XBRL Taxonomy Extension Labels Linkbase Document#
  
    101.PRE
     
    Inline
    XBRL Tax