Company: PFSA
Filing Date: 2025-05-09
Form Type: S-4/A
Source: 0001213900-25-041151
Chunk: 43

Company: Profusa, Inc.
Filing Date: 2025-05-09
Form: S-4/A
Chunk 43
---
 PIPE Investors are expected to purchase notes from NorthView, subject to the conditions relating to such purchases set forth in the PIPE Subscription Agreement, in an aggregate principal amount of up to $22,222,222 (the “PIPE Convertible Notes”) for a purchase price of up to $20,000,000, after 10% OID. See section entitled “ Summary of The Proxy Statement/Prospectus — PIPE Transaction” for a summary of the terms of the PIPE agreement with the PIPE Investors. Q:What interests do NorthView’s current officers and directors have in the Business Combination? A:Certain of NorthView’s executive officers and certain non -employeedirectors may have interests in the Business Combination that are different from, or in addition to, the interests of NorthView’s stockholders generally. These interests include the continued service of certain directors of NorthView as directors of the combined company and the indemnification of former NorthView directors and officers by the combined company. In addition, certain of NorthView’s current executive officers and directors have financial interests in the Business

xviii Combination that are different from, or in addition to, the interests of NorthView’s stockholders, other than NorthView’s initial stockholders. With respect to NorthView’s executive officers and directors, these interests include, among other things: •NorthView’s amended and restated articles of incorporation provide that if a definitive agreement to consummate a Business Combination has been executed but no Business Combination is consummated before June22, 2025 (or such later date as may be approved by NorthView’s stockholders), NorthView is required to begin the dissolution process provided for in NorthView’s amended and restated articles of incorporation. In the event of a dissolution: •the 4,743,750 NorthView Founder Shares that were purchased by the Sponsor prior to NorthView’s IPO for a purchase price of approximately $0.005 per share would become worthless, as the holders have waived any right to receive liquidation distributions with respect to these shares. Such shares had an aggregate market value of approximately $[•] million, based upon the closing price of $[•] of the NorthView Common Stock on [•], the Record Date; and •the 5,162,500 Private Placement Warrants that were purchased by Sponsor for a purchase price of approximately $1.00 per warrant would become worthless. Such warrants had an aggregate market value of approximately $[•], based upon the closing price of $[•] of the North