Company: VLDXW
Filing Date: 2025-08-07
Form Type: S-1
Source: 0001641172-25-022475
Chunk: 5

Company: Velo3D, Inc.
Filing Date: 2025-08-07
Form: S-1
Chunk 5
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, consummated on December 7, 2020, of 65,715 units (including 8,572 units that
were issued to the underwriters in connection with the exercise in full of their over-allotment option) at $5,250.00 per unit.

“ JAWS Spitfire” refers to JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company, prior to the Closing.

“ JOBS Act” means the Jumpstart Our Business Startups Act of 2012.

“ Legacy Velo3D” means Velo3D, Inc., a Delaware corporation (n/k/a Velo3D US, Inc.), prior to the Closing.

“ Legacy Velo3D equity holder” means certain former stockholders and equity award holders of Legacy Velo3D.

“ Merger” and “ Reverse Recapitalization” mean the merger contemplated by the Business Combination Agreement, whereby Merger Sub merged with and into Legacy Velo3D, with Legacy Velo3D surviving the merger as a wholly-owned subsidiary of the Company on the Closing Date.

“ Merger Sub” means Spitfire Merger Sub, Inc., a Delaware corporation.

“ Notes” means the Secured Notes and the Secured Convertible Notes.

“ placement agent warrants” means the warrants to purchase up to 3,429 shares of common stock issued to the placement agent in connection with our Registered Direct Offering.

“ private placement warrants” means the 8,477 warrants originally issued to the Sponsor in a private placement in connection with our IPO.

“ public warrants” means the 16,429 warrants included in the units issued in our IPO.

“ Registered Direct Offering” means our December 2023 $18,000,000 registered direct offering of 68,573 shares of common stock and RDO warrants to purchase 68,573 shares of common stock.

“ RDO warrants” means the warrants to purchase up to 68,573 shares of common stock issued in our Registered Direct Offering.

“ Sarbanes-Oxley Act” or “ SOX” means the Sarbanes-Oxley Act of 2002.

“ SEC” means the United States Securities and Exchange Commission.

“ Secured Notes” means our senior secured notes due 2026, as amended, of which we had approximately $5.0 million aggregate principal amount outstanding as of June 30, 2025.

“ Secured Convertible Notes” means our senior secured convertible notes due 2026, of which we had