Company: AX
Filing Date: 2025-08-21
Form Type: 10-K
Source: 0001299709-25-000125
Chunk: 36

Company: Axos Financial, Inc.
Filing Date: 2025-08-21
Form: 10-K
Item: Item 15
Chunk 36
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2013Exhibit 3.1 to the Current Report on Form 8-K filed on October 28, 2013.3.1.6Certificate of Amendment of Certificate of Incorporation of the Company, filed with the Delaware Secretary of State on November 5, 2015Exhibit 3.1 to the Current Report on Form 8-K filed on November 6, 2015.3.1.7Certificate of Amendment of Certificate of Incorporation of the Company, filed with the Delaware Secretary of State on September 11, 2018Exhibit 3.1 to the Current Report on Form 8-K filed on September 11, 2018.3.1.8Certificate of Elimination relating to the Series A - 6% Cumulative Nonparticipating Perpetual Preferred Stock Convertible through January 2009, filed with the Delaware Secretary of State on January 25, 2021.Exhibit 3.1.8 to the Quarterly Report on Form 10-Q filed on January 28, 2021.3.1.9Certificate of Amendment of Certificate of Incorporation of the Company, filed with the Delaware Secretary of State on November 14, 2022Exhibit 3.1.10 to the Quarterly Report on Form 10-Q filed on January 26,2023.3.2Amended and Restated By-lawsExhibit 3.2 to the Current Report on Form 8-K filed on May 30, 2023.4.1Form of Common Stock Certificate of the CompanyExhibit 4.1 to the Current Report on Form 8-K filed on September 12, 2018.4.2Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934Exhibit 4.2 to the Annual Report on Form 10-K filed August 26, 2021.4.3Indenture for Subordinated Debt Securities, dated as of March 3, 2016, between Axos Financial, Inc. and U.S. Bank National Association, as trusteeExhibit 4.1 to the Current Report on 8-K filed on September 18, 2020.4.4Second Supplemental Indenture, dated as of September 18, 2020, between Axos Financial, Inc. and U.S. BankNational Association, as trusteeExhibit 4.2 to the Current Report on 8-K filed