Company: SUND
Filing Date: 2025-06-30
Form Type: 10-K
Source: 0001641172-25-017143
Chunk: 119

Company: Sundance Strategies, Inc.
Filing Date: 2025-06-30
Form: 10-K
Item: Item 1A
Chunk 119
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 when they want to sell. The limited market for our shares may also impair
our ability to raise capital by selling additional shares and our ability to acquire other companies or technologies by using our common
stock as consideration. The following may result in short-term or long-term negative pressure on the trading price of our shares, among
other factors:

    ●
    Conditions
    and publicity regarding the life settlement market and related regulations generally;

    ●
    Regulatory
    developments in the life settlement market;

    ●
    Lack
    of listing for our common stock;

    ●
    Lack
    of shares of our common stock in public float;

    ●
    Lack
    of market makers with respect to our common stock;

    ●
    Inability
    to raise needed capital; 

    ●
    Low
    volume of trading of our common stock;

    ●
    Price
    and volume fluctuations in the stock market at large, which do not relate to our operating performance; and

    ●
    Comments
    by securities analysts or government officials, including those with regard to the viability or profitability of the life settlement
    industry generally or with regard to our ability to meet market expectations.

The
stock market has occasionally experienced extreme price and volume fluctuations unrelated to particular companies’ operating performance.

We
are an emerging growth company and we cannot be certain if the reduced disclosure requirements applicable to emerging growth companies
will make our common stock less attractive to investors.

We
are an emerging growth company under the Jumpstart Our Business Startups Act of 2012, or the JOBS Act. For as long as we continue to
be an emerging growth company, we intend to take advantage of certain exemptions from various reporting requirements that are applicable
to other public companies including, but not limited to, reduced disclosure obligations regarding executive compensation in our periodic
reports and proxy statements, exemptions from the requirements of holding a nonbinding advisory stockholder vote on executive compensation
and any golden parachute payments not previously approved, exemption from the requirement of auditor attestation in the assessment of
our internal control over financial reporting and exemption from any requirement that may be adopted by the Public Company Accounting
Oversight Board. If we do, the information that we provide stockholders may be different than what is available with respect to other
public companies. We cannot predict if investors will find our common stock less attractive because we will rely on these exemptions.
If some investors find our common stock less attractive as a result, there may be a