Company: OXLCZ
Filing Date: 2025-06-27
Form Type: 40-APP
Source: 0001213900-25-058802
Chunk: 1

Company: Oxford Lane Capital Corp.
Filing Date: 2025-06-27
Form: 40-APP
Chunk 1
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ATE (BERMUDA), LLC AND OXFORD    
 BRIDGE II, LLC.                   
 8 SOUND SHORE DRIVE, SUITE 255    
 GREENWICH, CONNECTICUT 08630      
 File No. 812-                     | : 
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 : | APPLICATION FOR AN ORDER             
 PURSUANT TO SECTIONS 17(d) AND 57(i) 
 OF THE INVESTMENT COMPANY ACT OF     
 1940 AND RULE 17d-1 UNDER THE        
 INVESTMENT COMPANY ACT OF 1940       
 PERMITTING CERTAIN JOINT             
 TRANSACTIONS OTHERWISE               
 PROHIBITED BY SECTIONS 17(d) AND     
 57(a)(4) OF AND RULE 17d-1 UNDER THE 
 INVESTMENT COMPANY ACT OF 1940       |

| I. | Summary of application |

The following entities hereby
request an order (the “Order”) of the U.S. Securities and Exchange Commission (the “SEC”
or “Commission”) under Section 57(i) of the Investment Company Act of 1940, as amended (the “1940 Act”), and Rule 17d-1, permitting certain joint transactions otherwise prohibited by Sections 17(d) and 57(a)(4)
of the 1940 Act and Rule 17d-1 thereunder. The Order would supersede the exemptive order issued by the Commission on June 14, 2017 (the
“Prior Order”) that was granted pursuant to Sections 17(d), 57(a)(4), 57(i) and Rule 17d-1, with the result that
no person will continue to rely on the Prior Order if the Order is granted.

| • | Oxford Square Capital Corp., a closed-end management investment company that has elected to be regulated as a business development company under the 1940 Act (“OXSQ”); |

| • | Oxford Square Management, LLC, the investment adviser to OXSQ (“OXSQ Adviser”); |

| • | Oxford Lane Capital Corp., a closed-end management investment company registered under the 1940 Act (“OXLC”); |

| 1 | Unless otherwise indicated, all section and rule references herein are to the 1940 Act and rules promulgated 
 thereunder.                                                                                                  |

|