Company: BIVIW
Filing Date: 2025-11-10
Form Type: 10-Q
Source: 0001520138-25-000343
Chunk: 37

Company: BIOVIE INC.
Filing Date: 2025-11-10
Form: 10-Q
Item: Part I, Item 1
Chunk 37
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shares of our Common Stock, further diluting the interest of holders of our Common Stock.

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Item 2. Unregistered sales of equity securities

In connection
with the Offering, the Company issued to the underwriter warrants (the “Underwriter’s Warrants”) to purchase
300,000 shares of Common Stock. The Underwriter’s Warrants have an exercise price of $2.50 per share, are immediately exercisable,
in whole or in part, and expire on August 11, 2030. The Underwriter’s Warrants provide
for registration rights (including a one-time demand registration right and unlimited piggyback rights) and customary anti-dilution provisions.

Other than
the Underwriter’s Warrants issued in connection with the Offering as disclosed, there were no unregistered sales of equity securities
during the quarterly period ended September 30, 2025.

Item 3. Defaults Upon Senior Securities

None

Item 4. Mine Safety Disclosures

None

Item 5. Other Information

None

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Item 6. Exhibits

(a) Exhibit index

Exhibit

    4.1
    Form of Warrant (incorporated by reference to Annex B of Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on August 11, 2025).

    4.2
    Form of Pre-Funded Warrant (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K filed on August 11, 2025).

    4.3
    Form of Underwriter’s Warrant (incorporated by reference to Exhibit 4.3 to the Company’s Current Report on Form 8-K filed on August 11, 2025).

    10.1***
    Warrant Agent Agreement, dated as of August 7, 2025, by and between the Company and the Warrant Agent (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on August 11, 2025).

    31.1*
    Certification of Chief Executive Officer (Principal Executive Officer) required by Rule 13a-14(a) or Rule 15d-14(a) under the Securities Exchange Act of 1934, as amended.

    31.2*
    Certification of Chief Financial Officer (Principal Financial Officer) required by Rule 13a-