Company: AOSL
Filing Date: 2025-05-08
Form Type: 10-Q
Source: 0001387467-25-000044
Chunk: 141

Company: ALPHA & OMEGA SEMICONDUCTOR Ltd
Filing Date: 2025-05-08
Form: 10-Q
Item: Item 1A
Chunk 141
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 USE OF PROCEEDS

Not applicable.

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ITEM 3.   DEFAULTS UPON SENIOR SECURITIES 

Not applicable.  

ITEM 4.   MINE SAFETY DISCLOSURES

Not applicable.

ITEM 5.   OTHER INFORMATION

Trading Plans or Rule 10b5-1 Trading Plans

The table below summarizes the material terms of trading arrangements adopted by any of our executive officers or directors during the March 2025 quarter. All of the trading arrangements listed below are intended to satisfy the affirmative defense of Rule 10b5-1(c).NameTitleDate of AdoptionEnd Date ( 1)Aggregate number of common shares to be sold pursuant to 10b5-1 trading agreementsWenjun LiChief Operating OfficerFebruary 11, 2025October 31, 202516,733 So Yeon JeongIndependent  DirectorMarch 7, 2025February 11, 20265,024 Claudia ChenIndependent  DirectorMarch 12, 2025March 10, 20264,844 Lucas ChangIndependent  DirectorDecember 16, 2024February 26, 2025 (2)-1. Each plan will expire on the earlier of the end date and the completion of all transactions under the trading arrangement. 

2. As previously disclosed, this rule 10b5-1 trading arrangement’s original end date was April 7, 2025 and was terminated early on February 26, 2025. No shares were sold under this arrangement.  

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ITEM 6.   EXHIBITS

10.1Calendar Year 2025 Executive Incentive Cash Bonus Plan31.1Certification of Chief Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.31.2Certification of Chief Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.32.1Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.32.2Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350