Company: WLTH
Filing Date: 2025-08-22
Form Type: DRS/A
Source: 0001628279-25-000564
Chunk: 161

Company: WEALTHFRONT CORP
Filing Date: 2025-08-22
Form: DRS/A
Chunk 161
---
 of common stock of $37.0 million, partially offset by proceeds from reissuance of treasury stock of $22.7 million.

#### Regulatory Capital Requirements
One of our subsidiaries, Wealthfront Brokerage LLC (“Wealthfront Brokerage”), is a broker-dealer subject to the SEC Uniform Net Capital Rule (Rule 15c3-1 under the Exchange Act), administered by the SEC and the Financial Industry Regulatory Authority, which requires the maintenance of minimum net capital, as defined in SEC Rule 15c3-1. Net capital and the related net capital requirements may fluctuate on a daily basis. Wealthfront Brokerage computes net capital under the alternative method as permitted by SEC Rule 15c3-1. Under the alternative method, Wealthfront Brokerage is required to maintain minimum net capital equal to the greater of $250,000 or 2.0% of aggregate client debits (e.g. client-related receivables) as computed per Rule 15c3-3’s reserve formula. As of January 31, 2025, Wealthfront Brokerage net capital was $97.2 million, which exceeded the alternative method minimum net capital requirement by $94.7 million.

#### Contractual Obligations
Leases

Our principal contractual obligations as of January 31, 2025 include payments on minimum lease payments for operating leases. See Note 6. — Leases to the consolidated financial statements included in this prospectus. As of January 31, 2025, the total future minimum lease payments for operating leases was $14.6 million.

Purchase Commitments

We also enter into guarantees and other similar arrangements in the ordinary course of business. For information on these arrangements, see Note 8. — Commitments and Contingencies to the consolidated financial statements included in this prospectus. As of January 31, 2025, our non-cancelable purchase commitments primarily relate to our cloud computing services consisting of total future minimum service payments of $14.2 million.

<div align='center'>119</div>

#### Off-Balance Sheet Arrangements
We did not have, and we do not currently have, any off-balance sheet financing arrangements, as defined in Regulation S-K, during the periods presented that have or are reasonably likely to have a current or future material effect on our financial condition, changes in our financial condition, revenue or expenses, results of operations, liquidity, capital expenditures, or capital resources.

#### Recent Accounting Pronouncements
See Note 2