Company: RIVF
Filing Date: 2025-06-26
Form Type: 8-K/A
Source: 0001376474-25-000553
Chunk: 24

Company: Rivulet Entertainment, Inc.
Filing Date: 2025-06-26
Form: 8-K/A
Chunk 24
---
2024, there were approximately 530 holders of record of the Company’s stock. The number of common stockholders was determined from the records of our stock transfer agent and does not reflect persons or entities that hold their shares in nominee or “street” name through various brokerage firms. Dividends The Company has no history of paying dividends Securities authorized for issuance under equity compensation plans On May 26, 2020, the Company’s Board of Directors approved the Company’s 2020 Equity Incentive Plan (“2020 Incentive Plan”). The 2020 Incentive Plan allows the Board of Directors to grant up to 16,000,000 shares of common stock to directors, officers, employees and consultants in a combination of equity incentive forms including incentive stock options (ISO), non-qualified stock options (NQSO), stock appreciation right (SAR) or restricted shares (RSU) of common stock, provided that, no more than 10,000,000 shares of common stock may be granted as ISOs. Options granted under the 2020 Incentive Plan have a 10-year maximum term, an exercise price equal to at least the fair market value of the Company’s common stock on the date of the grant, and with varying vesting periods as determined by the Board.

| Name                                                       | Number of securities 
         to be issued 
     upon exercise of 
 outstanding options, 
  warrants and rights 
                  (a) |        Weighted average 
          exercise price 
 of outstanding options, 
     warrants and rights 
                     (b) |            Number of securities 
         remaining available for 
                 future issuance 
 under equity compensation plans 
 (excluding securities reflected 
                 in column (a) ) |
| Equity compensation plans approved by security holders     |                    - |                       - |                               - |
| Equity compensation plans not approved by security holders |            9,000,000 |                  $ 0.10 |                       7,000,000 |

Performance graph As a smaller reporting company, the Company is not required to provide this information Recent Sales of Unregistered Securities In the prior three years, Rivulet Media has issued and sold the securities described below without registering the securities under the 1933 Act. The Company believes that each of the following issuances was exempt from registration under the 1933 Act in reliance on Regulation D under the 1933 Act, Rule 701 under the 1933 Act or pursuant to Section 4(a)(2) of the 1933