Company: COHN
Filing Date: 2025-04-17
Form Type: DEF 14A
Source: 0001104659-25-035625
Chunk: 41

Company: Cohen & Co Inc.
Filing Date: 2025-04-17
Form: DEF 14A
Chunk 41
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 price of the Company’s common stock ($10.35) as reported by the NYSE American Exchange on December 31, 2024. (2) As of December 31, 2024, Mr. Brafman held 80,000 restricted shares of the Company’s common stock and 1,832,997 restricted LLC Units. 22

TABLE OF CONTENTS The 80,000 restricted shares of common stock were granted to Mr. Brafman under the 2020 Long-Term Incentive Plan on October 22, 2020, 40,000 of which vested and were delivered to Mr. Brafman on January 31, 2025 and the remaining 40,000 restricted shares will vest and be delivered to Mr. Brafman on January 31, 2026, so long as Mr. Brafman is then employed by the Company or any of its subsidiaries. The LLC Units consist of: (i) 1,200,000 restricted LLC Units granted to Mr. Brafman under the 2020 Long-Term Incentive Plan on October 28, 2021, of which 400,000 LLC Units vested and were delivered to Mr. Brafman on January 31, 2025, and of which 400,000 restricted LLC Units and 400,000 restricted LLC Units will vest and be delivered to Mr. Brafman on January 31, 2026 and January 31, 2027, respectively, in each case, so long as Mr. Brafman is then employed by the Company or any of its subsidiaries; (ii) 70,330 restricted LLC Units which were granted to Mr. Brafman under the 2020 Long-Term Incentive Plan on December 20, 2021, all of which vested and were delivered to Mr. Brafman on January 31, 2025; (iii) 140,667 restricted LLC Units which were granted to Mr. Brafman under the 2020 Long-Term Incentive Plan on December 20, 2022, of which 70,333 LLC Units vested and were delivered to Mr. Brafman on January 31, 2025, and of which 70,334 restricted LLC Units will vest and be delivered to Mr. Brafman on January 31, 2026, so long as Mr. Brafman is then employed by the Company or any of its