Company: SERV
Filing Date: 2025-03-06
Form Type: POS AM
Source: 0001213900-25-021238
Chunk: 3

Company: Serve Robotics Inc. /DE/
Filing Date: 2025-03-06
Form: POS AM
Chunk 3
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 common
stock issuable upon exercise of the warrants issued to investors in connection with the issuance of the Bridge Notes (the “Bridge
Warrants”); (iii) an aggregate of 478,571 shares of our common stock issuable upon exercise of the warrants issued to (a) certain
registered broker-dealers in connection with the sale of the Bridge Notes (the “Bridge Broker Warrants”) and (b) each of the
U.S. registered broker-dealers in connection with the Private Placement (the “Placement Agent Warrants”); (iv) 142,730 shares
of our common stock issuable upon exercise of the warrants of Serve that were assumed by the Company in connection with the merger between
us and Serve (the “Merger”); (v) 12,249,085 shares of our common stock privately issued to the selling stockholders on July
31, 2023 in exchange for the capital stock of Serve in connection with the closing of the Merger, which excludes the restricted stock
held by the Company’s current or former employees who have waived their registration rights (the “Merger Shares”); and
(vi) 1,500,000 shares of our common stock held by the stockholders of Patricia Acquisition Corp., our predecessor, prior to the Merger.

On June 7, 2024, the Company filed a Registration Statement on Form
S-1 (Registration No. 333-280071), as amended by Amendment No. 1, filed with the SEC on June 28, 2024, which was subsequently declared
effective by the SEC on July 5, 2024 (the “Second Registration Statement”). The Second Registration Statement originally registered
up to 4,813,041 shares which consisted of up to (i) 2,104,562 shares of our common stock issued upon conversion of certain convertible
promissory notes (the “Convertible Promissory Notes”); (ii) 500,000 shares of our common stock issuable upon exercise of the
warrant (the “Underwriter Warrant”) issued to Aegis Capital Corp. (“Aegis”) in connection with the public offering
and uplisting of our common stock (the “Public Offering”); (iii) 63,479 shares of our common stock issuable upon exercise
of the warrants (the “Network 1 Warrants”) issued to Network 1 Financial Securities, Inc. (“Network 1”) at the
closing of the Public