Company: PFSA
Filing Date: 2025-04-03
Form Type: S-4/A
Source: 0001213900-25-028544
Chunk: 479

Company: Profusa, Inc.
Filing Date: 2025-04-03
Form: S-4/A
Chunk 479
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 of the reported securities, except to the extent of his pecuniary interest therein. (4)Includes 4,743,750 founder shares and 5,162,500shares from Sponsor’s private placement warrants. The business address of NorthView Sponsor, LLC is: 207 West 25 thSt, 9 thFloor, New York, NY 10001. (5)Consists of (i) 1,301,492shares of New Profusa Common Stock issuable in exchange for Profusa capital stock held by BC hSensor Limited and (ii) 1,025,278shares of New Profusa Common Stock issuable upon conversion of convertible notes held by BC hSensor Limited and 3E Bioventure Capital, L.P. (“3E Fund”). 3E Bioventures GP, L.P. (the “3E GP”) is the general partner of 3E Fund, and 3E Bioventures GP GP, LLC (“3E GP GP”) is the general partner of the 3E GP, the ultimate general partner of 3E Fund. Qianye Karen Liu, the sole director of 3E GP, and Yu Fang are members of 3E GP, and both of them may be deemed to hold shared voting and dispositive power over the shares held by 3E Fund and BC hSensor Limited. The business address of BC hSensor Limited, 3E Fund, 3E GP, Qianye Karen Liu and Yu Fang is: P.O. Box 4301, Road Town, Tortola, British Virgin Islands.

271 CERTAIN RELATIONSHIPS AND RELATED PERSON TRANSACTIONS NorthView See “ NorthView Management’s Discussion and Analysis of Financial Condition and Results of Operations — Related Party Transactions.” Profusa Investor Rights Agreement In May 2018, Profusa entered into an amended and restated investor rights agreement (the “IRA”) with certain holders of its preferred stock and common stock, including certain holders of 5% of its capital stock, and including certain affiliates of its directors, and certain of its executive officers. The IRA provides the holders of Profusa’s convertible preferred stock with certain registration rights, including the right to demand that Profusa files a registration statement or request that their shares be covered by a registration statement that Profusa is otherwise filing. The IRA also provides certain major stockholders with information rights and a right of first refusal with regard to certain issuances of Profusa’s capital stock. The IRA will terminate upon