Company: PFSA
Filing Date: 2025-07-28
Form Type: 8-K
Source: 0001213900-25-067855
Chunk: 3

Company: Profusa, Inc.
Filing Date: 2025-07-28
Form: 8-K
Item: Item 3.02
Chunk 3
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Item 3.02.

Unregistered Sales of Equity Securities.

The information set forth in Item 1.01 of this Current Report on Form
8-K is incorporated by reference into this Item 3.02 in its entirety. The securities that have been or may be issued under the Purchase
Agreement are being offered and sold by the Company in a transaction exempt from registration under the Securities Act, in reliance on
Section 4(a)(2) thereof. The Purchaser represented to the Company in the Purchase Agreement that it is an “accredited investor,”
as defined in Regulation D, and is acquiring the securities under the Purchase Agreement for its own account, for investment purposes
and not with a view towards, or for resale in connection with, the public distribution thereof in violation of the Securities Act or any
applicable state securities or “ Blue Sky” laws. Accordingly, the offer and sale by the Company of the securities that have
been or may be issued to the Purchaser under the Purchase Agreement is not being registered under the Securities Act or any applicable
state securities or “ Blue Sky” laws and, therefore, such securities may not be offered or sold in the United States absent
registration or an exemption from registration under the Securities Act and any applicable state securities or “ Blue Sky”
laws.

This Current Report on Form 8-K shall not constitute an offer to sell
or a solicitation of an offer to buy any securities of the Company, nor shall there be any sale of any securities of the Company in any
state or other jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under
the securities laws of any such state or other jurisdiction.

Item 9.01 Financial Statements and Exhibits.