Company: VLDXW
Filing Date: 2025-02-24
Form Type: 8-K
Source: 0001493152-25-007958
Chunk: 1

Company: Velo3D, Inc.
Filing Date: 2025-02-24
Form: 8-K
Item: Item 3.02
Chunk 1
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Item
3.02 Unregistered Sales of Equity Securities.

The
information set forth under Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference.

Pursuant
to the Exchange Agreements, the Company will issue a total of 14,852,379 shares of Common Stock on the Closing Date in exchange for the
cancellation of an aggregate of 4,950,793 warrants. There will be no additional consideration. The Common Stock will be issued in reliance
on the exemption from registration provided by Section 3(a)(9) of the Securities Act of 1933, as amended.

Cautionary
Note Regarding Forward-Looking Statements

This
Current Report includes forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including
statements related to the Exchange and the expected timing of the Closing Date. These forward-looking statements are based on the current
expectations of the Company’s management, and are not predictions of actual performance. Such statements are subject to risks and
uncertainties that may cause actual results and/or the timing of events to differ materially from those expressed or implied by such
forward-looking statements. These risks and uncertainties include the risk that the Company is unable to consummate the Exchange on the
expected terms, in a timely manner, or at all. Additional risks and uncertainties are described in the Company’s filings with the
Securities and Exchange Commission (the “ SEC www. sec. gov

Item
9.01. Financial Statements and Exhibits.

(d)
Exhibits.

  Exhibit      Description                                                                  
                                                                                            
   Number                                                                                   
 ────────────────────────────────────────────────────────────────────────────────────────────
     10.1      Form of Exchange Agreement for the Highbridge Holders and the Anson Holders  
     10.2      Form of Exchange Agreement for the High Trail Holders                        
     10.3      Form of Lock-Up Agreement                                                    
      104      Cover                                                                        

SIGNATURES

Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.

                         Velo3D,                         
  Date:                  By:          /s/                
                                      Hull               
                                      Chief