Company: COHN
Filing Date: 2025-03-12
Form Type: 10-K
Source: 0001437749-25-007158
Chunk: 2035

Company: Cohen & Co Inc.
Filing Date: 2025-03-12
Form: 10-K
Item: Item 3
Chunk 2035
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 Stockholders and is incorporated herein by reference.

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The following table provides information regarding the 2020 Long-Term Incentive Plan as of December 31, 2024.  

      (a) 

      (b) 

      (c) 

      Number of securities to be issued upon the exercise of outstanding options, warrants and rights (1) 

      Weighted-average exercise price of outstanding options, warrants, and rights 

      Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a)) 

      Equity compensation plans approved by security holders 

     -

     -

     385,400

      Equity compensation plans not approved by security holders 

     -

     -

     -

      Total 

     -

     -

     385,400

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      (1) 
      See note 22 to our consolidated financial statements included in this Annual Report on Form 10-K for further information regarding the 2020 Long-Term Incentive Plan. 

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The remainder of the information required by Item 12 is included in the Section entitled “Share Ownership of Certain Beneficial Owners and Management” in the Company’s definitive Proxy Statement, to be filed pursuant to Regulation 14A of the Exchange Act in connection with the Company’s 2025 Annual Meeting of Stockholders and is incorporated herein by reference.

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Item 13.  Certain Relationships and Related Transactions, and Director Independence. 

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The information required by Item 13 is included in the sections entitled “Certain Relationships and Related Party Transactions” and “Corporate Governance and Board of Directors Information — Director Independence” in the Company’s definitive Proxy Statement, to be filed pursuant to Regulation 14A of the Securities Exchange Act of 1934 in connection with the Company’s 2025 Annual Meeting of Stockholders and is incorporated herein by reference.

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Item 14.  Principal Accounting Fees and Services. 

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The information required by Item 14 is included in the sections entitled “Principal Accounting Firm Fees” in the Company’s definitive Proxy Statement, to be filed pursuant to Regulation 14A of the Exchange Act in connection with the Company’s 2025 Annual Meeting of Stockholders and is incorporated herein by reference.

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PART IV 

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ITEM  15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES. 

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(F) a)