Company: RILYN
Filing Date: 2025-10-22
Form Type: DEF 14A
Source: 0001213900-25-101228
Chunk: 56

Company: B. Riley Financial, Inc.
Filing Date: 2025-10-22
Form: DEF 14A
Chunk 56
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 of B. Riley Securities, Inc. effective as of September 18, 2025. Payments Due Upon Termination With Cause or Resignation Without Good Reason (1)

| Name               |     | Cash    
 Payment 
 ($)     |     | Stock  
 Awards 
 ($)    |     | Non-Equity      
 Incentive Plan  
 Compensation(1) 
 ($)             |     | All Other    
 Compensation 
 ($)          |     | Benefits 
 ($)      |     | Total 
 ($)   |
| Bryant R. Riley    |     | —       |     | —      |     | —               |     | —            |     | —        |     | —     |
| Thomas J. Kelleher |     | —       |     | —      |     | —               |     | —            |     | —        |     | —     |
| Phillip J. Ahn(2)  |     | —       |     | —      |     | —               |     | —            |     | —        |     | —     |
| Kenneth Young(3)   |     | —       |     | —      |     | —               |     | —            |     | —        |     | —     |
| Andrew Moore(4)    |     | —       |     | —      |     | —               |     | —            |     | —        |     | —     |
| Alan N. Forman     |     | —       |     | —      |     | —               |     | —            |     | —        |     | —     |

____________ (1)In the event an executive is terminated by the Company with Cause or resigns without Good Reason, the executive shall only be paid his base salary through the effective of termination. (2)Mr. Ahn resigned effective as of June 3, 2025 and did not receive any severance payments or benefits in connection with such resignation. (3)Mr. Young resigned effective as of September 20, 2024 and did not receive any severance payments or benefits in connection with such resignation. (4)Mr. Moore was not re -appointedas an executive officer of the Company, but continues to serve as the Co -ChiefExecutive Officer of B. Riley Securities, Inc. effective as of September 18, 2025.

36

Payments Due Upon Change in Control

| Name               |     | Cash    
 Payment 
 ($)     |     |     Stock