Company: TIPT
Filing Date: 2025-10-17
Form Type: PREM14A
Source: 0001140361-25-038514
Chunk: 330

Company: TIPTREE INC.
Filing Date: 2025-10-17
Form: PREM14A
Chunk 330
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 obligated by Law or executive order to close.

“ Certificate of Designation ” shall mean that certain Certificate of Designation of Series A Preferred Stock of the Company, dated June 21, 2022.

“ Certificate of Merger ” shall have the meaning set forth in Section 3.02 hereof.

“ Certificates ” shall have the meaning set forth in Section 2.03(e) hereof.

“ CFIUS ” shall mean the Committee on Foreign Investment in the United States.

“ CFIUS Approval ” shall mean (a) the Company and Purchaser have received written notice from CFIUS that CFIUS has determined that the transactions contemplated by this Agreement are not “covered transactions” (within the meaning of the DPA) and are not subject to review under the DPA; (b) the Company and Purchaser have received written notice from CFIUS that it has concluded all action under the DPA with respect to the transactions contemplated by this Agreement and has determined that there are no unresolved national security concerns; or (c) CFIUS has determined, pursuant to 31 C.F.R. § 800.407(a)(2), that it is not able to conclude action under the DPA with respect to the transactions contemplated by this Agreement pursuant to a CFIUS Declaration submitted by the parties hereto but has not requested the submission of a CFIUS Notice; or (d) if CFIUS has sent a report (the “ CFIUS Report ”) to the President of the United States requesting the President’s decision, then the President has (i) announced a decision not to take any action to suspend or prohibit the transactions contemplated by this Agreement or (ii) not taken any action to suspend or prohibit the transactions contemplated by this Agreement after fifteen (15) days from the date of receipt of the CFIUS Report.

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“ CFIUS Declaration ” means a declaration filing with respect to the transactions contemplated by this Agreement submitted to CFIUS by the parties hereto pursuant to 31 C.F.R. Part 800 Subpart D.

“ CFIUS Notice ” shall mean a joint voluntary notice with respect to the transactions contemplated by this Agreement submitted to CFIUS by the Company and Purchaser pursuant to 31 C.F.R. Part 800 Subpart E.

“ CFIUS Report ” shall have the meaning set forth in the definition of “CFIUS Approval.”

“ Change of