Company: SISI
Filing Date: 2025-05-15
Form Type: 10-Q
Source: 0001641172-25-010889
Chunk: 222

Company: SHINECO, INC.
Filing Date: 2025-05-15
Form: 10-Q
Item: Part I, Item 3
Chunk 222
---
 and may not prevent or detect misstatements. Further, because of changes in conditions,
effectiveness of internal controls over financial reporting may vary over time. Our system contains self-monitoring mechanisms, and actions
are taken to correct deficiencies as they are identified.

72

PART II - OTHER INFORMATION

ITEM 1. LEGAL PROCEEDINGS.

Other than ordinary routine litigation (of which we
are not currently involved), we know of no material, existing or pending legal proceedings against us, nor are we involved as a plaintiff
in any material proceeding or pending litigation, and there are no proceedings in which any of our directors, officers or affiliates,
or any registered or beneficial stockholder, is an adverse party or has a material interest adverse to our company except as disclosed
in the Quarterly Report on Form 10-Q, filed with the SEC on November 14, 2024.

ITEM 1A. RISK FACTORS.

As a “smaller reporting company,” we are
not required to provide the information required by this Item.

ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES
AND USE OF PROCEEDS.

There were no unregistered sales of the Company’s equity securities
during the nine months ended March 31, 2025 that were not previously disclosed in reports filed with the SEC.

ITEM 3. DEFAULTS UPON SENIOR SECURITIES.

None.

ITEM 4. MINE SAFETY DISCLOSURES.

Not applicable.

ITEM 5. OTHER INFORMATION.

None.

73

ITEM 6. EXHIBITS

    Exhibit Number
     
    Description
  
    3.1
     
    Amended and Restated Certificate of Incorporation of Shineco, Inc. (Incorporated by reference to the Company’s Quarterly Report on Form 10-Q filed with the SEC on February 14, 2025)
  
    3.2
     
    Second Amended and Restated Bylaws of Shineco, Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on December 21, 2023)
  
    4.1
     
    Specimen Common Stock Share Certificate (incorporated by reference to the Company’s Registration Statement on Form S-1 filed with the SEC on January 27, 2016 (Registration No. 333-202803))
  
    4.2