Company: ECC-PD
Filing Date: 2025-02-04
Form Type: 40-APP/A
Source: 0001104659-25-008762
Chunk: 30

Company: Eagle Point Credit Co Inc.
Filing Date: 2025-02-04
Form: 40-APP/A
Chunk 30
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reason of common control because (i) EPCM serves as the investment adviser to, and may be deemed to control, each of the Existing
Affiliated Funds; and an Adviser to Affiliated Funds will be the investment adviser (and sub-adviser(s), if any) to, and may be deemed
to control, any Future Affiliated Fund; (ii) EPCM serves as the investment adviser to, and may be deemed to control ECC and EPIIF,
EPIM serves as the investment adviser to, and may be deemed to control EIC, EPEIM serves as the investment adviser to, and may be deemed
to control EPEIT, and EPDIM serves as the investment adviser to, and may be deemed to control EPDIT; and an Adviser to Regulated Funds
will be the investment adviser (and sub-adviser(s), if any) to, and may be deemed to control, any Future Regulated Fund; (iii) each
Wholly-Owned Investment Sub and BDC Downstream Fund will be deemed to be controlled by its Regulated Fund parent and/or its Regulated
Fund parent’s investment adviser; and (iv) the Advisers to Affiliated Funds and the Advisers to Regulated Funds are under
common control. Thus, each of the Affiliated Funds could be deemed to be a person related to the Regulated Funds, including any BDC Downstream
Fund, in a manner described by Section 57(b) and an affiliated person to the other Regulated Funds in a manner described by
Rule 17d-1; and therefore the prohibitions of Rule 17d-1 and Section 57(a)(4) would apply respectively to prohibit
the Affiliated Funds from participating in Co-Investment Transactions with the Regulated Funds. Each Regulated Fund could also be related
to or an affiliated person of each other Regulated Fund in a manner described by Section 57(b) or Rule 17d-1, as applicable,
and thus prohibited from participating in Co-Investment Transactions with each other.

In addition, because the
Proprietary Accounts are controlled by an Adviser and, therefore, may be under common control with ECC, EIC, EPIIF, EPEIT, EPDIT, EPCM,
EPIM, EPEIM, EPDIM, and any Future Regulated Funds, the Proprietary Accounts could be deemed to be persons related to the Regulated Funds
(or a company controlled by the Reg