Company: CGABL
Filing Date: 2025-11-07
Form Type: 10-Q
Source: 0001527166-25-000125
Chunk: 5

Company: Carlyle Group Inc.
Filing Date: 2025-11-07
Form: 10-Q
Item: Part I, Item 4
Chunk 5
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Item 4.Controls and Procedures

Evaluation of Disclosure Controls and Procedures

We maintain disclosure controls and procedures (as that term is defined in Rules 13a-15(e) and 15d-15(e) under the 

Securities Exchange Act of 1934, as amended (the “Exchange Act”)) that are designed to ensure that information required to be 

disclosed in our reports under the Exchange Act is recorded, processed, summarized and reported within the time periods 

specified in the SEC’s rules and forms, and that such information is accumulated and communicated to our management, 

including our principal executive officer and principal financial officer, as appropriate, to allow timely decisions regarding 

required disclosures. In designing disclosure controls and procedures, our management necessarily was required to apply its 

judgment in evaluating the cost-benefit relationship of possible disclosure controls and procedures. The design of any 

disclosure controls and procedures also is based in part upon certain assumptions about the likelihood of future events, and 

there can be no assurance that any design will succeed in achieving its stated goals under all potential future conditions. Any 

controls and procedures, no matter how well designed and operated, can provide only reasonable, not absolute, assurance of 

achieving the desired control objectives.

Our management, with the participation of our principal executive officer and principal financial officer, has evaluated 

the effectiveness of the design and operation of our disclosure controls and procedures as of the end of the period covered by 

this report. Based upon that evaluation and subject to the foregoing, our principal executive officer and principal financial 

officer concluded that, as of the end of the period covered by this report, the design and operation of our disclosure controls and 

procedures were effective to accomplish their objectives at the reasonable assurance level.

Changes in Internal Control over Financial Reporting

There have been no changes in our internal control over financial reporting (as defined in Rule 13a-15(f) and 15d-15(f) 

under the Exchange Act) during the fiscal quarter ended September 30, 2025 that have materially affected, or that are 

reasonably likely to materially affect, our internal control over financial reporting.