Company: EQS
Filing Date: 2025-07-02
Form Type: 8-K
Source: 0001712543-25-000048
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Company: EQUUS TOTAL RETURN, INC.
Filing Date: 2025-07-02
Form: 8-K
Item: Item 5.07
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Item 5.07      Submission of Matters to a Vote of Security Holders.  

At the Annual Meeting of Stockholders held on June
26, 2025 (“ Annual Meeting”), the stockholders of Equus Total Return, Inc. (the“ Company”)
voted on six proposals which are described in detail in the Company’s Proxy Statement filed with the Securities and Exchange Commission
on May 12, 2025: (i) to elect five director nominees, each for a term of one year (“ Proposal 1”), (ii) to ratify
the appointment of BDO USA, P. C. as the Company’s independent accountants for the fiscal year ended December 31, 2025 (“ Proposal
2”), (iii) to approve on a non-binding advisory basis, the compensation paid to the Company’s named executive officers
in 2024 (“ Proposal 3”), (iv) to authorize the Company, with approval of its Board of Directors, to sell or otherwise
issue shares of its common stock at a price below its then-current net asset value per share in connection with the conversion of an existing
investment note and the exercise of warrants issued in connection therewith, and in one or more future offerings (“ Proposal
4”), (v) to authorize the Company to issue shares of its common stock in excess of 19.99% of the Company’s shares
presently issued and outstanding in connection with the conversion of an existing investment note and the exercise of warrants issued
in connection therewith, and in one or more future offerings (“ Proposal 5”), and (vi) to approve an amendment
to the Company’s Certificate of Incorporation to provide the Board of Directors the discretion to authorize in the future, for a
period not exceeding one year, a reverse stock split of the Company’s common stock at a reverse stock split ratio ranging from 2:1
to 5:1, inclusive (“ Proposal 6”).