Company: MGLD
Filing Date: 2025-09-19
Form Type: 10-K
Source: 0001493152-25-014286
Chunk: 82

Company: Marygold Companies, Inc.
Filing Date: 2025-09-19
Form: 10-K
Item: Item 1
Chunk 82
---
 comply with existing or new laws, regulations, or orders of any government authority (including changes
to or expansion of their interpretation) may subject us to significant fines, penalties, criminal and civil lawsuits, forfeiture of significant
assets, and enforcement actions in one or more jurisdictions; result in additional compliance and licensure requirements; cause us to
lose existing licenses or prevent or delay us from obtaining additional licenses that may be required for our business; increase regulatory
scrutiny of our business; divert management’s time and attention from our business; restrict our operations; lead to increased
friction for customers; force us to make changes to our business practices, products or operations; require us to engage in remediation
activities; or delay planned transactions, product launches or improvements. Any of the foregoing could, individually or in the aggregate,
harm our reputation, damage our brands and business, and adversely affect our results of operations and financial condition.

We
have implemented policies and procedures designed to help ensure compliance with applicable laws and regulations, but there can be no
assurance that our employees, contractors, and agents will not violate such laws and regulations.

We are subject to the rules and regulation of
the NYSE American stock exchange and are required to comply with certain continued exchange listing standards and requirements or be subject
to delisting.

Our common stock is currently listed on and subject
to the rules and regulations of, the NYSE American, LLC stock exchange (“NYSE American”). As a result, the Company is required
to comply with certain continuing listing standards to continue to trade its stock on the NYSE American. For example, in the event our
shares of common stock trade at a low price and for a substantial period of time determined by NYSE American,
the Company may be notified to take certain action to regain compliance with such listing requirement, which may include effecting a reverse
stock split within a reasonable time or face the possibility of having its stock delisted by NYSE American. Also, we must be current in
our SEC reporting obligations. If the Company fails to meet one or a combination of such continued listing standards, the NYSE American
may seek to delist the Company’s shares. Action taken by the NYSE American to delist our stock may adversely impact the trading
price and trading volume of our shares and adversely affect the Company’s ability raise additional equity or equity linked financing.
There can be no assurance we will continue to meet all of the NYSE American’s continued listing requirements.

We
incur substantial costs