Company: AIZ
Filing Date: 2025-05-23
Form Type: 8-K
Source: 0001267238-25-000032
Chunk: 0

Company: ASSURANT, INC.
Filing Date: 2025-05-23
Form: 8-K
Item: Item 5.03
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Item 5.03.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On May 21, 2025, Assurant, Inc. (the “ Company”) held its 2025 annual meeting of stockholders (the “ Annual Meeting”), during which the Company’s stockholders approved certain amendments (the “ Charter Amendments”) to the Company’s Amended and Restated Certificate of Incorporation (the “ Charter”; and, as so amended and restated, the “ Restated Charter”). As further described in the Company’s definitive proxy statement filed on April 8, 2025 (the “ Proxy”), the Charter Amendments (a) enable adoption of a stockholders’ right to call special meetings of stockholders (the “ Special Meeting Charter Amendment”), (b) limit the liability of officers to the fullest extent permitted by the General Corporation Law of the State of Delaware and (c) implement certain other miscellaneous changes to update and modernize the Company’s Charter. The Charter Amendments became effective upon the filing of a Certificate of Amendment of Amended and Restated Certificate of Corporation (the “ Certificate of Amendment”) with the Secretary of State of the State of Delaware on May 21, 2025.

On May 21, 2025, the Company also filed with the Secretary of State of the State of Delaware a Certificate of Elimination of 6.50% Series D Mandatory Convertible Preferred Stock of Assurant, Inc. (the “ Certificate of Elimination”) to eliminate from the Company’s Charter all matters relating to the Certificate of Designations of 6.50% Series D Mandatory Convertible Preferred Stock (such series, the “ MCPS”). All outstanding shares of MCPS have been converted into shares of common stock of the Company, and no MCPS were issued or outstanding at the time of filing the Certificate of Elimination. The Certificate of Elimination became effective upon filing.

On May 21, 2025, the Company also filed with the Secretary of State of the State of Delaware a Restated Certificate of Incorporation (the “ Restated Charter”) that restated and integrated, but did not further amend, the Charter (as amended through the filing of the Certificate of Amendment and the Certificate of Elimination described above). The Restated Charter became effective upon filing.

In connection with the Charter Amendments, on May 21, 2025, the Board approved certain amendments (the “ By-law Amendments”) to the Company’s Amended and Restated By-laws