Company: NEOV
Filing Date: 2025-09-29
Form Type: 10-K
Source: 0001683168-25-007304
Chunk: 490

Company: NeoVolta Inc.
Filing Date: 2025-09-29
Form: 10-K
Item: Item 7A
Chunk 490
---
5 Annual Meeting of Stockholders to be
filed with the Securities and Exchange Commission within 120 days of the fiscal year ended June 30, 2025 and is incorporated into this
Annual Report on Form 10-K by reference.

Securities Authorized for Issuance under Equity Compensation Plans

The following table sets forth
information regarding our equity compensation plans at June 30, 2025:

    Plan category

    Number of securities to be
    issued upon
    exercise of
    outstanding
    options,
    warrants and
    rights
    (a)

    Weighted-
    average exercise price
    of
    outstanding
    options,
    warrants and
    rights
    (b)

    Number of securities
    (by class) remaining
    available for future
    issuance under
    equity compensation
    plans (excluding
    securities reflected in
    column (a))
    (c)

    ﻿Equity compensation plans approved by security holders (1)

    7,500,000

    $
    3.30

    1,806,362

    (1)
    Represents shares of common stock issuable upon exercise of outstanding restricted stock units under our 2019 Stock Plan.

 43 

ITEM 13. CERTAIN RELATIONSHIPS AND RELATED
TRANSACTIONS, AND DIRECTOR INDEPENDENCE

The
information required by this item is incorporated by reference to our proxy statement for the 2025 Annual Meeting of Stockholders to be
filed with the Securities and Exchange Commission within 120 days of the fiscal year ended June 30, 2025 and is incorporated into this
Annual Report on Form 10-K by reference.

ITEM 14. PRINCIPAL ACCOUNTANT FEES AND SERVICES

The
information required by this item is incorporated by reference to our proxy statement for the 2025 Annual Meeting of Stockholders to be
filed with the Securities and Exchange Commission within 120 days of the fiscal year ended June 30, 2025 and is incorporated into this
Annual Report on Form 10-K by reference.

 44 

PART IV

ITEM 15. EXHIBITS AND FINANCIAL STATEMENTS

(a)Documents filed as part of this Report

1.All Financial Statements

The financial statements and
notes are included herein under “Part II-Item 8. Financial Statements and Supplementary Data”.

INDEX TO FINANCIAL STATEMENTS

    Report of Independent Registered Public Accounting Firm