Company: ROK
Filing Date: 2025-08-06
Form Type: 10-Q
Source: 0001024478-25-000083
Chunk: 52

Company: ROCKWELL AUTOMATION, INC
Filing Date: 2025-08-06
Form: 10-Q
Item: Part II, Item 1A
Chunk 52
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(1) All of the shares purchased during the quarter ended June 30, 2025, were acquired pursuant to the repurchase programs described in (3) below.

(2) Average price paid per share includes brokerage commissions.

(3) On May 2, 2022, and September 11, 2024, the Board of Directors authorized us to expend an additional $1.0 billion to repurchase shares of our common stock. Our repurchase programs allow us to repurchase shares at management’s discretion or at our broker’s discretion pursuant to a share repurchase plan subject to price and volume parameters.

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Table of Contents

Item 5. Other Information

During the quarter ended June 30, 2025, the following officers of the Company adopted Rule 10b5-1 trading arrangements that are each intended to satisfy the affirmative defense of Rule 10b5-1(c) promulgated under the Exchange Act, with such details of the arrangements as further follows:

•Blake D. Moret, President and Chief Executive Officer, adopted a Rule 10b5-1 trading arrangement on May 30, 2025, that will terminate on the earlier of May 29, 2026, or the execution of all trades in the trading arrangement. Mr. Moret’s trading arrangement covers the (i) exercise of 24,400 stock options and the sale of the underlying shares of the Company’s common stock, (ii) exercise of 61,700 stock options and the sale of the underlying shares of the Company's common stock and (iii) sale of the number of shares of the Company’s common stock required to be sold to cover taxes on upcoming restricted stock unit and performance share vests.

•Cyril Perducat, Senior Vice President and Chief Technology Officer, adopted a Rule 10b5-1 trading arrangement on May 30, 2025, that will terminate on the earlier of April 10, 2026, or the execution of all trades in the trading arrangement.  Mr. Perducat's trading arrangement covers the sale of (i) the number of shares of the Company's common stock having a value of up to $500,000, and (ii) the number of shares of the Company's common stock required to be sold to cover taxes on upcoming restricted stock unit and performance share vests.

•Terry Riesterer, Vice President, Global Finance Operations and Controller, adopted a Rule 10b5-