Company: NEWTP
Filing Date: 2025-06-16
Form Type: 8-K
Source: 0001587987-25-000109
Chunk: 0

Company: NewtekOne, Inc.
Filing Date: 2025-06-16
Form: 8-K
Item: Item 5.07
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Item 5.07.

Submission of Matters to a Vote of Security Holders.

NewtekOne, Inc. (the “ Company”) held its Annual Meeting of Shareholders on June 13, 2025 (the “ Annual Meeting”). The proposals considered at the Annual Meeting are described in detail in the Company’s definitive proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission on April 24, 2025 (the “ Annual Meeting Proxy”).

At the Annual Meeting, the Company’s shareholders approved Proposals I and II, as described in the Annual Meeting Proxy, and provided an advisory vote with respect to Proposal III.

A total of 21,511,457 shares of the Company’s common stock were present or represented by proxy at the Annual Meeting.

The tabulation of votes was:

Proposal I: To elect three directors of the Company to serve on the Board of Directors until the Company’s annual meeting of shareholders in 2028 and until their successors are duly elected and qualified:

  Director                     Votes For      Votes Withheld  
 ──────────────────────────────────────────────────────────────
  Gregory Zink                10,995,823           4,018,676  
  Halli Razon-Feingold        12,396,589           2,617,910  
  Fernando Perez-Hickman      13,484,834           1,529,665  

Proposal II: To ratify the selection of RSM US LLP as the Company’s independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2025:

   Votes For      Votes Against      Abstentions  
 ──────────────────────────────────────────────────
  20,193,631          1,215,133          102,693  

Proposal III: To approve, on an advisory basis, the compensation of the Company’s named executive officers:

   Votes For      Votes Against      Abstentions  
 ──────────────────────────────────────────────────
  12,795,595          1,948,335          270,569  

SIGNATURES

In accordance with the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

                           NEWTEKONE, INC.                                                                    
  Date: June 16, 2025      By:                  /S/ B ARRY S LOANE                                            
                                                Barry Sloane