Company: SERV
Filing Date: 2025-10-10
Form Type: 8-K
Source: 0001213900-25-097926
Chunk: 1

Company: Serve Robotics Inc. /DE/
Filing Date: 2025-10-10
Form: 8-K
Item: Item 1.01
Chunk 1
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 Offering, the Company entered into a placement agency agreement (the “ Placement Agency Agreement”) with
Northland Securities, Inc. (the “ Placement Agent”), pursuant to which the Placement Agent agreed to serve as the exclusive
placement agent for the Company, on a reasonable best efforts basis. The Company agreed to pay the Placement Agent an aggregate cash fee
equal to 5.0% of the gross proceeds received in the Registered Direct Offering.

The Shares are being
sold pursuant to the Company’s effective registration statement on Form S-3 (Registration Statement No. 333-285614) that was originally
filed with the Securities and Exchange Commission on March 6, 2025, and which was declared effective on March 14, 2025, and a related
base prospectus and prospectus supplement (the “ Prospectus Supplement”) thereunder.

The foregoing descriptions
of the Purchase Agreement and the Placement Agency Agreement do not purport to be complete and are qualified in their entirety by the
full text of the form of Purchase Agreement and the Placement Agency Agreement, copies of which are attached hereto as Exhibits 10.1 and
10.2, respectively, and are incorporated by reference herein.

This Current Report on
Form 8-K does not constitute an offer to sell any securities or a solicitation of an offer to buy any securities, nor shall there be any
sale of any securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration
or qualification under the securities laws of any such state or jurisdiction.

A copy of the opinion
of Orrick, Herrington & Sutcliffe LLP relating to the legality of the issuance and sale of the Shares is attached as Exhibit 5.1 hereto.

Item 8.01 Other Events.