Company: AX
Filing Date: 2025-11-14
Form Type: 8-K
Source: 0001299709-25-000191
Chunk: 0

Company: Axos Financial, Inc.
Filing Date: 2025-11-14
Form: 8-K
Item: Item 5.07
Chunk 0
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Item 5.07 Submission of Matters to a Vote of Security Holders.

Axos Financial, Inc. (the “ Company”) held its annual meeting of stockholders on November 13, 2025 (the “ Annual Meeting”). As of September 16, 2025, the record date for the Annual Meeting, 56,595,223 shares of the Company’s common stock were eligible to vote. There were a total of 49,480,296 shares present at the Annual Meeting (87.42% of the eligible shares to vote), constituting a quorum.

Set forth below are the final vote tabulations for each of the matters submitted to a vote of the stockholders, including the votes for and against, and any abstentions or broker non-votes.

The first proposal was the election of the following Class III directors with terms expiring in 2028: James S. Argalas, James J. Court, Stefani D. Carter and Roque A. Santi.

                                For        Withheld      Broker Non-Votes  
 ───────────────────────────────────────────────────────────────────────────
  James S. Argalas       42,034,547       1,900,294             5,545,455  
  James J. Court         27,435,298      16,499,543             5,545,455  
  Stefani D. Carter      27,584,082      16,350,759             5,545,455  
  Roque A. Santi         42,645,512       1,289,329             5,545,455  

The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company’s Named Executive Officers as disclosed in the Company’s proxy statement.

         For         Against      Abstain      Broker Non-Votes  
 ─────────────────────────────────────────────────────────────────
  25,671,253      18,081,439      182,149             5,545,455  

The third proposal was to approve an amendment to the Amended and Restated 2014 Stock Incentive Plan.

         For         Against      Abstain      Broker Non-Votes  
 ─────────────────────────────────────────────────────────────────
  27,625,699      16,153,783      155,359             5,545,455  

The fourth proposal was the ratification of the appointment