Company: OSRH
Filing Date: 2025-05-28
Form Type: S-1
Source: 0001213900-25-048346
Chunk: 105

Company: OSR Holdings, Inc.
Filing Date: 2025-05-28
Form: S-1
Chunk 105
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 alleged violation of any federal  
 or state securities or commodities law or regulation, any law or regulation respecting financial 
 institutions or insurance companies including, but not limited to, a temporary or permanent      
 injunction, order of disgorgement or restitution, civil money penalty or temporary or permanent  
 cease-and-desist order, or removal or prohibition order, or any law or regulation prohibiting    
 mail or wire fraud or fraud in connection with any business entity; or                           |

| ● | been the subject                                                                                   
 of, or a party to, any sanction or order, not subsequently reversed, suspended or vacated,         
 of any self-regulatory organization (as defined in Section 3(a)(26) of the Exchange Act (15        
 U.S.C. 78c(a)(26))), any registered entity (as defined in Section 1(a)(29) of the Commodity        
 Exchange Act (7 U.S.C. 1(a)(29))), or any equivalent exchange, association, entity or organization 
 that has disciplinary authority over its members or persons associated with a member.              |

The Company does not have any claims, lawsuits, or proceedings against us that, individually or in the aggregate, would be considered material to our business or likely to result in a material adverse effect on our future operating results, financial condition, or cash flows. We may from time to time become subject to a range of actual or potential claims, lawsuits and other legal and administrative proceedings that may arise in the ordinary course of business. Some of these claims, lawsuits and other proceedings may range in complexity and result in substantial uncertainty; it is possible that they may result in damages, fines, penalties, non-monetary sanctions, or relief. In March of 2025 Company Management became aware of a civil action filed against the Company by Benjamin Securities, Inc. in Supreme Court, New York County, seeking $500,000.00 in brokerage fees and costs the plaintiff alleges are due and owing. The Company intends to manage all valid arrears in its debts and liability accounts as soon as monies become available from anticipated near-term financing arrangements. The Board of Directors’ Role in Risk Oversight The board of directors oversees that the assets of our company are properly safeguarded, that the appropriate financial and other controls are maintained, and that our business is conducted wisely and in compliance with applicable laws and regulations and proper governance. Included in these responsibilities is the board of directors’ oversight of the various risks facing our company. In this regard, our board of directors seeks to understand and oversee critical business