Company: HLI
Filing Date: 2025-08-28
Form Type: SCHEDULE 13D/A
Source: 0000950170-25-112114
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Company: HOULIHAN LOKEY, INC.
Filing Date: 2025-08-28
Form: SCHEDULE 13D/A
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1,161,867 shares of Class B common stock in connection with new equity incentive awards, (vi) the issuance of restricted stock units convertible into 127,136 shares of Class B common stock, (vii) the repurchase of 3,405 shares of Class B common stock (viii) the issuance of 17,694 shares upon the vesting of fixed dollar awards and restricted stock units previously issued to employees, and (ix) the conversion of 1,444,433 shares of Class B common stock and subsequent sale of 1,444,433 of such shares of Class A common stock in the open market. 
 Since Amendment No. 28 dated September 20, 2024 and through August 26, 2025, Mr. Adelson: (i) acquired 12,682 shares Class B common stock as equity awards; and (ii) had 14,043 shares of Class B common stock withheld by the Company for payment of taxes upon vesting of equity awards. These shares are included in the transactions described above in this Item 3.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              
 Since Amendment No. 28 dated September 20, 2024 and through August 26, 2025, Mr. Gold: (i) acquired 4,790 shares Class B common stock as equity awards; (ii) had 6,704 shares of Class B common stock withheld by the Company for payment of taxes upon vesting of equity awards; (iii) converted an aggregate of 10,000 shares of Class B common stock into Class A common stock and subsequently sold such shares of Class A common stock; and (iv) converted an aggregate of 10,000 shares of Class B common stock into Class A common stock and subsequently donated such shares of Class A common stock. These shares are included in the transactions described above in this Item 3.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           
 Since Amendment No. 28 dated September 20, 2024 and through August 26, 2025, Mr. Beiser: (i) acquired 5,777 shares Class B common stock as equity awards; (ii) had 7,881 shares of Class B common stock withheld by the Company for payment of taxes upon vesting of equity awards; (iii) converted an aggregate of 23,008 shares of Class B common stock into Class A common stock and subsequently sold such shares of Class A common stock; and (iv) converted an aggregate of 15,000 shares