Company: ROK
Filing Date: 2025-06-18
Form Type: 11-K
Source: 0001024478-25-000075
Chunk: 8

Company: ROCKWELL AUTOMATION, INC
Filing Date: 2025-06-18
Form: 11-K
Chunk 8
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 |     |                                 |   476,508 |
| Total investments                    |     |              | 3,806,391,372 |     |                                 | 7,509,830 |     |              | 3,649,662,557 |     |                                 | 7,219,312 |
| Accrued fees                         |     |              |       -44,365 |     |                                 |         — |     |              |       -36,830 |     |                                 |         — |
| Net assets                           |     | $            | 3,806,347,007 |     | $                               | 7,509,830 |     | $            | 3,649,625,727 |     | $                               | 7,219,312 |

The following is a description of the valuation methodologies used for the Master Trust’s investments measured at fair value. There have been no changes in the methodologies during the years ended December 31, 2024 and 2023.

Common stock - Valued at the closing price reported on the active market on which the individual securities are traded.

Mutual funds - Valued at the closing price reported on the active market on which the individual funds are traded.

Other brokerage accounts - Consist primarily of equity and fixed income investments valued at the most recent closing price reported on the market on which the individual securities are traded.

Separate account funds: Rockwell Automation Stock Fund - Valued at the net asset value (NAV) of shares held at year end based on the fair value of the underlying investments, primarily Rockwell Automation common stock and short-term investments. The fund seeks to increase value of the participant investments over the long-term by investing in Rockwell Automation common stock. Short-term investments provide needed liquidity to the fund.

Separate account funds: Other - Valued at the NAV of shares held at year end based on the fair value of the underlying investments. The objective of these funds is to provide long-term capital growth and current income (Diversified Fund), to outperform the benchmark Russell 2500 Index over the long-term (Small & Mid Cap Equity Fund), or to increase value of the participant investments over the long-term by investing in Schlumberger N.V. common stock.

Lifecycle commingled pools - Valued at the NAV as determined by the custodian of the fund. The NAV is based on the fair value of the underlying assets owned by the fund, minus its liabilities, then divided by the number of units

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