Company: HCWB
Filing Date: 2025-04-28
Form Type: DEF 14A
Source: 0000950170-25-058961
Chunk: 32

Company: HCW Biologics Inc.
Filing Date: 2025-04-28
Form: DEF 14A
Chunk 32
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34,548 |     |                                    |  4,675 |     |                                               |  39,223 |     | 3.5%                                    |
| Scott T. Garrett(5)                                         |     |              |   6,697 |     |                                    |  1,885 |     |                                               |   8,582 |     | *                                       |
| Rick S. Greene(6)                                           |     |              |   1,104 |     |                                    |  1,885 |     |                                               |   2,989 |     | *                                       |
| Gary M. Winer(7)                                            |     |              |     425 |     |                                    |  2,286 |     |                                               |   2,711 |     | *                                       |
| Lisa M. Giles(8)                                            |     |              |     896 |     |                                    |  2,286 |     |                                               |   3,182 |     | *                                       |
| All executive officers and directors as a group (8 persons) |     |              | 451,724 |     |                                    | 27,891 |     |                                               | 479,615 |     | 42.7%                                   |

* Represents beneficial ownership of less than one percent of the outstanding shares of our common stock.

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TABLE OF CONTENTS

(1)Consists of (a) 298,165 shares held directly by Dr. Hing C. Wong and (b) 103,192 shares held by Dr. Hing C. Wong and Ms. Bee Yau Huang.

(2)Consists of 1,939 shares held directly by Peter Rhode.

(3)Consists of 34,548 shares held directly by Rebecca Byam.

(4)Consists of 6,697 shares held by Garrett Capital Partners, LLC. Mr. Garrett is deemed to beneficially own the shares held by Garrett Capital Partners, LLC.

(5)Consists of 1,104 shares held directly by Rick S. Greene.

(6)Consists of 425 shares held directly by Gary M. Winer.

(7)Consists of 896 shares held by Lisa M. Giles Living Trust.

Note: The beneficial owners held the above respective numbers of shares subject to outstanding stock options as of April 22, 2025 (post-reverse stock split). On April 11, 2025,