Company: INV
Filing Date: 2025-03-26
Form Type: 424B3
Source: 0001140361-25-010353
Chunk: 223

Company: Innventure, Inc.
Filing Date: 2025-03-26
Form: 424B3
Chunk 223
---
 this Section 4(d). “ Underlying Securities” means the (i) the Conversion Shares, and (ii) any Common Shares issued or issuable with respect to the Conversion Shares, including, without limitation, (1) as a result of any stock split, stock dividend, recapitalization, exchange or similar event or otherwise and (2) shares of capital stock of the Company into which the Common Shares are converted or exchanged without regard to any limitations on conversion of the Convertible Debentures. (e) RESERVED. (f) Pledge of Securities. Notwithstanding anything to the contrary contained in this Agreement, the Company acknowledges and agrees that, subject to compliance with applicable federal and state securities laws, the Securities may be pledged by a Buyer in connection with a bona fide margin agreement or other loan or financing arrangement that is secured by the Securities. The Company hereby agrees to execute and deliver such documentation as a pledgee of the Securities may reasonably request in connection with a pledge of the Securities to such pledgee by a Buyer. (g) Disclosure of Transactions and Other Material Information. (i) Disclosure of Transactions. The Company shall (A) on or before 10:00 pm Eastern Time on the first Business Day after the date of this Agreement, file with the SEC a current report on Form 8-K disclosing (a) all the material terms of the transactions contemplated by the Transaction Documents in the form required by the Exchange Act and attaching the Transaction Documents deemed by the Company necessary to be filed therewith, and (b) all material non-public information concerning the Company disclosed to the Buyers (other than the 2024 Annual Report) (including, required exhibits, the “ Current Report”), and (B) on or before the First Closing Date, file the 2024 Annual Report. In addition, effective upon the filing of the Current Report and the 2024 Annual Report, the Company acknowledges and agrees that any and all confidentiality or similar obligations with respect to the transactions contemplated by the Transaction Documents under any agreement, whether written or oral, between the Company, any of its Subsidiaries or any of their respective officers, directors, affiliates, employees or agents, on the one hand, and any of the Buyers or any of their affiliates, on the other hand, shall terminate, and the Company specifically agrees that the Confidentiality and Non-Disclosure Agreement dated March 20, 2025 between the Company and Yorkville Advisors Global, LP shall terminate. 21 (ii) Limitations on Disclosure.