Company: RITM-PC
Filing Date: 2025-08-01
Form Type: S-3ASR
Source: 0001140361-25-028270
Chunk: 100

Company: Rithm Capital Corp.
Filing Date: 2025-08-01
Form: S-3ASR
Chunk 100
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ULT WITH ITS OWN LEGAL, TAX AND ERISA ADVISERS REGARDING THE CONSEQUENCES OF SUCH AN INVESTMENT. EACH SUCH INVESTOR, IS SOLELY RESPONSIBLE FOR DETERMINING THAT AN INVESTMENT IN ANY SECURITIES WILL NOT VIOLATE THE FIDUCIARY RULES UNDER ERISA AND WILL NOT RESULT IN A PROHIBITED TRANSACTION UNDER ERISA OR SECTION 4975 OF THE CODE, OR A VIOLATION OF APPLICABLE SIMILAR LAW, AND BY ACQUIRING ANY OF THE SECURITIES REGISTERED ON THE REGISTRATION STATEMENT OF WHICH THIS PROSPECTUS FORMS A PART SHALL BE DEEMED TO REPRESENT THAT ITS ACQUISITION AND HOLDING OF SUCH SECURITIES DOES NOT CONSTITUTE AND WILL NOT RESULT IN A NON-EXEMPT PROHIBITED TRANSACTION UNDER ERISA OR SECTION 4975 OF THE CODE OR A SIMILAR VIOLATION OF ANY SUBSTANTIAL SIMILAR FEDERAL, STATE, LOCAL OR NON-U.S. LAW.

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TABLE OF CONTENTS

PLAN OF DISTRIBUTION We or the selling stockholders may offer and sell the securities offered by this prospectus from time to time in one or more transactions, including without limitation:

| • | directly to one or more purchasers; |

| • | through agents; |

| • | to or through underwriters, brokers or dealers; or |

| • | through a combination of any of these methods. |

Certain of our affiliates may purchase securities in any offering. A distribution of the securities offered by this prospectus may also be effected through the issuance of derivative securities, including, without limitation, warrants, subscriptions, exchangeable securities, forward delivery contracts and the writing of options. In addition, the manner in which we may sell some or all of the securities covered by this prospectus includes any method permitted by law, including, without limitation, through:

| • | a block trade in which a broker-dealer will attempt to sell as agent, but may position or resell a portion of the block, as principal, in order to facilitate the transaction; |

| • | purchases by a broker-dealer, as principal, and resale by the broker-dealer for its account; |

| • | ordinary brokerage transactions and transactions in which a broker solicits purchasers; or |

| • | privately negotiated transactions. |

We may also enter into hedging transactions. For example, we may:

| • | enter into transactions with