Company: RILYN
Filing Date: 2025-02-21
Form Type: 10-Q
Source: 0001628280-25-007082
Chunk: 295

Company: B. Riley Financial, Inc.
Filing Date: 2025-02-21
Form: 10-Q
Item: Part II, Item 6
Chunk 295
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Item 6. Exhibits.

The exhibits filed as part of this Quarterly Report are listed in the index to exhibits immediately preceding such exhibits, which index to exhibits is incorporated herein by reference.

Exhibit Index

Incorporated by ReferenceExhibit No.DescriptionForm ExhibitFiling Date3.1*Series A Certificate of Correction to the Company's Certificate of Designation of 6.875% Series A Preferred Stock3.2*Series B Certificate of Correction to the Company's Certificate of Designation of 7.375% Series B Preferred Stock10.1Transfer and Contribution Agreement, dated October 25, 2024, between B. Riley Brand Management, LLC and BR Funding Holdings 2024-1, LLC.8-K2.110/31/202410.2Membership Interest Purchase Agreement, dated October 25, 2024, by and among bebe stores, inc., HBN 120, LLC, BB Brand Holdings, LLC and BKST Brand Management, LLC.8-K2.210/31/202410.3Equity Purchase Agreement, dated October 13, 2024, by and among OCM SSF III Great American PT, L.P., Opps XII Great American Holdings, LLC, VOF Great American Holdings, L.P., BR Financial Holdings, LLC, on behalf of itself and as seller's representative, John Bankert, Ken Bloore, Michael Marchlik, Great American Holdings, LLC, and, solely for purposes of Section 9.14 therein, B. Riley Financial, Inc.8-K2.111/21/2410.4*^Amendment No. 4 to Nomura Credit Agreement, dated September 17, 2024 10.5*^Amendment No. 5 to Nomura Credit Agreement, dated December 9, 2024 10.6*^Amendment No. 6 to Nomura Credit Agreement, dated January 1, 202510.7*Second Amendment to Third Amended and Restated Wells Fargo Credit Agreement, dated August 19, 202410.8*Third Amendment to Third Amended and Restated Wells Fargo Credit Agreement, dated September 3, 202410.9*Fourth Amendment to Third Amended and Restated Wells Fargo Credit Agreement, dated September 13, 202410.10*Fifth Amendment to Third Amended and Restated Wells Fargo Credit Agreement, dated September 27, 2024

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10.11*