Company: IPST
Filing Date: 2025-11-18
Form Type: 10-Q
Source: 0001788230-25-000175
Chunk: 172

Company: Heritage Distilling Holding Company, Inc.
Filing Date: 2025-11-18
Form: 10-Q
Item: Part II, Item 6
Chunk 172
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urities Purchase Agreement dated as of January 23, 2025 by and between Heritage Distilling Holding Company, Inc. and C/M Capital Master Fund, LP8-K001-4241110.1January 24, 202510.15Registration Rights Agreement dated as of January 23, 2025, by and between Heritage Distilling Holding Company, Inc. and C/M Capital Master Fund, LP8-K001-4241110.2January 24, 2025

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Exhibit Incorporated by ReferenceNumberDescription of ExhibitsFormFile No.ExhibitFiling Date10.16Form of Subscription Agreement, dated as of August 11, 2025, between the Company and each Subscriber (as defined therein)8-K001-4241110.1August 11, 202510.17Form of Amendment to Subscription Agreement, dated as of August 15, 2025, between Company and each Subscriber (as defined therein)8-K001-4241110.1August 18, 202510.18Form of Registration Rights Agreement, dated as of August 11, 2025, between the Company and each Purchaser (as defined therein)8-K001-4241110.2August 11, 202510.19Placement Agency Agreement, dated as of August 11, 2025, among the Company, Cantor Fitzgerald & Co. and Roth Capital Partners, LLC8-K001-4241110.3August 11, 202510.20Employment Agreement dated October 1, 2025 by and among the Company and Justin Stiefel8-K001-4241110.1October 3, 202510.21Employment Agreement dated October 1, 2025 by and among the Company and Jennifer Stiefel8-K001-4241110.2October 3, 202510.22Employment Agreement dated October 1, 2025 by and among the Company and Michael Carrosino8-K001-4241110.3October 3, 202531.1Certification of the Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002†31.2Certification of the Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant