Company: CBLO
Filing Date: 2025-09-29
Form Type: 10-K
Source: 0001882781-25-000034
Chunk: 64

Company: C2 Blockchain, Inc.
Filing Date: 2025-09-29
Form: 10-K
Item: Item 9
Chunk 64
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 of which such person was an executive
    officer either at or within two years prior to the time of such filing;
  
    2.
    Any conviction in a criminal
    proceeding or being subject to a pending criminal proceeding (excluding traffic violations and other minor offenses);
  
    3.
    Being subject to any order,
    judgment, or decree, not subsequently reversed, suspended, or vacated, of any court of competent jurisdiction, permanently or temporarily
    enjoining, such person from, or otherwise limiting, the following activities:  (i) acting as a futures commission merchant,
    introducing broker, commodity trading advisor, commodity pool operator, floor broker, leverage transaction merchant, any other person
    regulated by the Commodity Futures Trading Commission, or an associated person of any of the foregoing, or as an investment advisor,
    underwriter, broker or dealer in securities, or as an affiliated person, director, or employee of any investment company, bank, savings
    and loan association, or insurance company, or engaging in or continuing any conduct or practice in connection with such activity;
    (ii) engaging in any type of business practice; or (iii) engaging in any activity in connection with the purchase or sale of any
    security or commodity or in connection with any violation of federal or state securities laws or federal commodities laws; 
  
    4.
    Being the subject of any
    order, judgment or decree, not subsequently reversed, suspended or vacated, of any federal or state authority barring, suspending
    or otherwise limiting for more than 60 days the right of such person to engage in any activity described in paragraph (3)(i) above,
    or to be associated with persons engaged in any such activity;
  
    5.
    Being found by a court
    of competent jurisdiction (in a civil action) or the SEC to have violated a Federal or State securities law, and the judgment has
    not been subsequently reversed, suspended, or vacated;
  
    6.
    Being found by a court
    of competent jurisdiction in a civil action or by the Commodity Futures Trading Commission to have violated any Federal commodities
    law, and the judgment in such civil action or finding by the Commodity Futures Trading Commission has not been subsequently reversed,
    suspended, or vacated;
  
    7.
    Being the subject of, or
    a party to, any Federal or State judicial or administrative order, judgment, decree, or finding, not subsequently reversed