Company: NOTV
Filing Date: 2025-12-05
Form Type: 10-K
Source: 0001628280-25-055483
Chunk: 25

Company: Inotiv, Inc.
Filing Date: 2025-12-05
Form: 10-K
Item: Item 1A
Chunk 25
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changes in revenue or earnings estimates, or changes in recommendations by equity research analysts;

•compliance with ongoing regulatory requirements;

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•market acceptance of our products;

•technological innovations, new commercial products or drug discovery efforts and preclinical and clinical activities by us or our competitors;

•changes in government regulations, taxes, legal proceedings and other developments;

•inspections, investigations and enforcement actions by regulatory authorities against us or our principal suppliers;

•negative information related to, or adverse regulatory or other actions against us or our principal suppliers;

•general economic conditions, including changes in interest rates, and other external factors;

•actual or anticipated fluctuations in our quarterly financial and operating results and those of our competitors;

•announcements concerning us or our competitors;

•market conditions in contract research services or research model industries;

•additions or departures of key management personnel;

•future mergers and strategic alliances;

•investor sentiment toward the stock of animal breeding companies;

•maintenance of acceptable credit ratings or credit quality; 

•ability to fund future growth;

•the degree of trading liquidity in our common shares; and

•our ability to meet the minimum standards required for remaining listed on The Nasdaq Capital Market.

Factors which may impact the price of our common shares include influences beyond our control, such as market conditions and changes in the pharmaceutical and biotechnology industries we serve. The stock market, and in particular the market for pharmaceutical and biotechnology company stocks, has experienced periods of significant price and volume fluctuations, including as a result of recent elevated interest rates and inflation. Volatility and valuation decline have affected the market prices of securities issued by many companies, often for reasons unrelated to their operating performance, and also have adversely affected the price of our common shares.

Following periods of volatility in the overall market and in the market price of a company’s securities, securities class action litigation and derivative securities litigation have often been instituted against that company, as has been the case with us. Such occurrences of litigation could result in very substantial costs, divert management’s attention and resources and harm our business, operating results and financial condition.

The resale of certain common shares underlying warrants issued with the Second Lien Notes and covered by a resale registration statement could adversely affect the market price of our common shares, which result could in turn negatively affect our ability to raise additional equity capital.

Pursuant to a Registration Rights Agreement which we entered with the purchasers of, and the structuring agent for, our Second Lien Notes and warrants, we filed a registration statement registering the resale of