Company: CFG-PE
Filing Date: 2025-03-10
Form Type: DEF 14A
Source: 0000759944-25-000044
Chunk: 105

Company: CITIZENS FINANCIAL GROUP INC/RI
Filing Date: 2025-03-10
Form: DEF 14A
Chunk 105
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 Also includes 7,545 shares jointly owned with spouse.

(19) Includes 505,148 restricted stock units stock held by all current executive officers and directors as a group which are vested, or will vest and be distributed in an equivalent number of shares of our common stock and 45 shares which Mr. Coughlin has the right to acquire through the Company's Employee Stock Purchase Plan, within 60 days of February 28, 2025. Does not include shares beneficially owned by Ms. Johnson who retired from the Company on March 3, 2025.

#### 942025 Proxy Statement

#### Other Items
Beneficial Ownership of Shareholders Holding More Than Five Percent

| NAME                        |     |            |     | NUMBER OF SHARES |      |     | % |
| The Vanguard Group, Inc.(1) |     | 54,154,656 |     |                  | 11.6 |     |   |
| BlackRock, Inc.(2)          |     | 48,327,303 |     |                  | 10.8 |     |   |
| Capital World Investors(3)  |     | 34,943,648 |     |                  |  7.8 |     |   |
| State Street Corporation(4) |     | 28,380,838 |     |                  |  6.1 |     |   |
| Invesco Ltd.(5)             |     | 25,069,361 |     |                  |  5.6 |     |   |

(1) Represents shares beneficially owned by Vanguard Group, Inc., 100 Vanguard Blvd., Malvern, PA 19355. The Vanguard Group, Inc. has no sole voting power with respect to any shares, sole dispositive power with respect to 52,057,511 shares, shared voting power with respect to 622,522 shares, and shared dispositive power with respect to 2,097,145 shares. The foregoing information is based solely on a Schedule 13G filed by The Vanguard Group, Inc. with the SEC on February 13, 2024, regarding its holdings as of December 29, 2023. Affiliates of The Vanguard Group, Inc. act as investment managers for certain investment options under our 401(k) Plan. We also maintain other certain ordinary course commercial relationships with The Vanguard Group, Inc., and its affiliates which include counterparty trading relationships. All such relationships are on non-prefer