Company: CFG-PE
Filing Date: 2025-03-10
Form Type: DEF 14A
Source: 0000759944-25-000044
Chunk: 102

Company: CITIZENS FINANCIAL GROUP INC/RI
Filing Date: 2025-03-10
Form: DEF 14A
Chunk 102
---
 whom we know to own beneficially more than 5% of our common stock;

• each of the directors, nominees and named executive officers individually; and

• all directors, nominees and executive officers as a group.

In accordance with SEC rules, beneficial ownership includes sole or shared voting or investment power with respect to securities and includes the shares issuable pursuant to restricted stock units and performance stock units that will become vested within 60 days of the date of determination. Under these rules, one or more persons may be a deemed beneficial owner of the same securities and a person may be deemed a beneficial owner of securities to which such person has no economic interest. Unless otherwise indicated, the persons or entities identified in this table have sole voting and investment power with respect to all shares shown as beneficially owned by them, subject to applicable community property laws.

Unless otherwise noted, the number of shares and percentage of beneficial ownership for each of the directors and named executive officers individually, all directors and executive officers as a group, and persons whom we know to beneficially own more than five percent of our common stock in the table below are as of February 28, 2025. As of February 28, 2025, there were 437,133,889 shares of our common stock outstanding and entitled to vote. Information with respect to beneficial ownership has been furnished by each director, officer, or beneficial owner of more than five percent of the shares of our common stock. Except as otherwise noted below, the address for each person listed on the table is c/o Citizens Financial Group, Inc., 600 Washington Boulevard, Stamford, Connecticut 06901.

Beneficial Ownership of Directors and Named Executive Officers

| NAME                                                                 |     |           |     |     |     | TOTAL |     | %  |
| Bruce Van Saun                                                       |     | 1,084,463 |     |  -1 |     |       |     | <1 |
| Brendan Coughlin                                                     |     |    93,893 |     |  -2 |     |       |     | <1 |
| Elizabeth S. Johnson                                                 |     |   106,199 |     |  -3 |     |       |     | <1 |
| Donald H. McCree III                                                 |     |   288,981 |     |  -4 |     |       |     | <1 |
| John F. Woods                                                        |     |   226,805 |     |  -5 |     |       |     | <