Company: MITN
Filing Date: 2025-03-21
Form Type: DEF 14A
Source: 0001514281-25-000033
Chunk: 73

Company: AG Mortgage Investment Trust, Inc.
Filing Date: 2025-03-21
Form: DEF 14A
Chunk 73
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 Award so granted shall be subject to such conditions not inconsistent with this Plan as may be reflected in the applicable Award Agreement or other form evidencing such Award.

11. Adjustments; Dissolution or Liquidation; Change in Control .

(a) Adjustments. In the event of (i) any dividend (other than non-recurring dividends or distributions), recapitalization, stock split, reverse stock split, reorganization, liquidation, dissolution, merger, consolidation, split-up, split-off, spin-off, combination, repurchase, exchange of shares of Common Stock or other securities of the Company, issuance of warrants or other rights to acquire shares of Common Stock or other securities of the Company, or other similar corporate transaction or event that affects the shares of Common Stock (including, without limitation, a Change in Control); or (ii) unusual or nonrecurring events (including, without limitation, a Change in Control) affecting the Company, any Affiliate of the Company, or the financial statements of the Company or any Affiliate of the Company, or changes in applicable rules, rulings, regulations or other requirements of any governmental body or securities exchange or inter-dealer quotation system, accounting principles or law, such that in either case an adjustment will be made, then the Committee shall make any such proportionate substitution or adjustment, if any, as it deems equitable, including without limitation, adjusting any or all of (A) the number of shares of Common Stock that may be issued under this Plan, or any other limit applicable under this Plan with respect to the number of shares of Common Stocks of Common Stock or Awards which may be granted hereunder; and (B) the terms of any outstanding Award, including, without limitation, (i) the number of shares of Common Stock or other securities of the Company (or number and kind of other securities or other property) subject to outstanding Awards or to which outstanding Awards relate; (ii) the exercise price or strike price with respect to any Award; or (iii) any applicable performance measures (including, without limitation, Performance Criteria); provided , that in the case of any “equity restructuring” (within the meaning of the Financial Accounting Standards Board Accounting Standards Codification Topic 718 (or any successor pronouncement thereto)), the Committee shall make an equitable or proportionate adjustment to outstanding Awards to reflect such equity restructuring. Any adjustment under this Section 11(a) shall be conclusive and binding for all purposes.

(b) Change in Control . This Section 11(b) will apply except to the extent otherwise