Company: KITTW
Filing Date: 2025-08-07
Form Type: 8-K
Source: 0001849820-25-000191
Chunk: 6

Company: Nauticus Robotics, Inc.
Filing Date: 2025-08-07
Form: 8-K
Item: Item 3.02
Chunk 6
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Item 3.02 Unregistered Sale of Equity Securities

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The information set forth under Item 1.01 of this Current Report is incorporated herein by reference. The issuance of the securities offered in the Preferred Offering pursuant to the Purchase Agreement will not be registered under the Securities Act in reliance on the exemption provided by Section 4(a)(2) of the Securities Act and Rule 506 of Regulation D promulgated thereunder, or under any state securities laws. The Company relied on this exemption from registration in entering into the Purchase Agreement and the Company will rely upon this exemption from registration in issuing such securities based in part on representations made by Investor. The securities may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. Neither this Current Report on Form 8-K, nor the exhibits attached hereto, is an offer to sell or the solicitation of an offer to buy the securities described herein.

Item 3.03 Material Modification to Rights of Security Holders.