Company: TOMZ
Filing Date: 2025-04-14
Form Type: 10-K
Source: 0001654954-25-004233
Chunk: 1435

Company: TOMI Environmental Solutions, Inc.
Filing Date: 2025-04-14
Form: 10-K
Item: Item 9A
Chunk 1435
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 these shares outstanding, however, for the purpose of computing the percentage ownership of any other person. Except as otherwise noted, the address of each person or entity in the following table is c/o TOMI Environmental Solutions, Inc., 8430 Spires Way., Suite N, Frederick, MD 21701.

  Shares Beneficially Owned  % of Total   Common Stock  Series A Preferred Stock  Voting  Name of Beneficial Owner Shares  % of Class  Shares  % of Class  Power(1) 5% Shareholders:               Lau Sok Huy(2)  2,170,139   10.8%  —   —   10.8%John F. Nelson(3)  1,259,362   6.3%  —   —   6.3%Named Executive Officers and Directors:                    Halden S. Shane(1)(4)  4,252,664   19.5%  63,750   100.0%  19.7%Elissa J. Shane(5)  493,914   2.3%  —   —   2.3%Nick Jennings(6)  97,769  *   —   —  * Walter Johnsen(7)  111,875  *   —   —  * Kelly Anderson(8)  111,875  *   —   —  * Lim Boh Soon(9)  163,774  *   —   —  * Executive Officers and Directors as a Group (10)  5,231,871   24.0%  —   —   24.2%

 *Denotes ownership of less than 1%.    (1)Percentage of total voting power represents voting power with respect to all shares of our Common Stock and Series A Preferred Stock, as a single class. The holders of Common Stock and Series A Preferred Stock are each entitled to one vote per share.    (2)Based on Form 3 filed with the SEC by Lau Sok Huy on January 24, 2018.    (3)Based on a Schedule 13G/A filed with the SEC