Company: GAINI
Filing Date: 2025-06-20
Form Type: DEF 14A
Source: 0001193125-25-143255
Chunk: 28

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-06-20
Form: DEF 14A
Chunk 28
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 respective class as reported on Nasdaq as of June 4, 2025 by the number of shares of the respective class so beneficially owned and aggregated accordingly. |

| (2) | Includes 569 shares that are pledged as collateral in connection with a margin account. |

28

Gladstone Commercial, our affiliate and a real estate investment trust (“REIT”), is also managed by our Adviser. The following table sets forth certain information regarding the ownership of the common stock of Gladstone Commercial as of June 4, 2025, by each independent incumbent director and nominee. None of our independent directors owns any securities of Gladstone Commercial, other than the common stock listed below.

| Name                     
 Independent Directors:   |     | Number of 
 Common    
 Shares    |        |    |     | Percent of 
 Class      |   |     | Value of Securities (1) |         |
|:-------------------------|:----|:----------|-------:|---:|:----|:-----------|:--|:----|:------------------------|--------:|
| Michela A. English       |     |           |  1,761 | -2 |     |            | * |     | $                       |  25,393 |
| Katharine C. Gorka       |     |           |      — |    |     |            | * |     |                         |       — |
| John H. Outland          |     |           |  4,065 |    |     |            | * |     | $                       |  58,617 |
| Anthony W. Parker        |     |           | 42,206 |    |     |            | * |     | $                       | 608,610 |
| Walter H. Wilkinson, Jr. |     |           | 13,734 |    |     |            | * |     | $                       | 198,044 |

| * | Less than 1% |

| (1) | Ownership calculated in accordance with Rule 16a-1(a)(2) of the Exchange Act. The value of securities beneficially owned is calculated by multiplying the closing price of the respective class as reported on Nasdaq as of June 4, 2025 by the number of shares of the respective class so beneficially owned and aggregated accordingly. |

| (2) | Includes 1,761 shares that are pledged as collateral in connection with a margin account. |

Gladstone Land, our affiliate and