Company: RNAC
Filing Date: 2025-11-06
Form Type: 10-Q
Source: 0001453687-25-000120
Chunk: 87

Company: Cartesian Therapeutics, Inc.
Filing Date: 2025-11-06
Form: 10-Q
Item: Part II, Item 1A
Chunk 87
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Item 1A. Risk Factors 

See the risk factors previously disclosed in Item 1A of our Annual Report on Form 10-K for the year ended December 31, 2024. There have been no material changes from the risk factors previously disclosed in such filings.

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

Not applicable.

Item 3. Defaults Upon Senior Securities

None.

Item 4. Mine Safety Disclosures

None.

Item 5. Other Information

During the fiscal quarter ended September 30, 2025, no officer or director, as defined in Rule 16a-1(f) of the Exchange Act, informed us of the adoption, modification or termination of any “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Item 408 of Regulation S-K .

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Table of Contents

Item 6. Exhibits

EXHIBIT INDEX

  Incorporated by ReferenceExhibitNumberExhibit DescriptionFormFile No.ExhibitFilingDate2.1*Agreement and Plan of Merger, dated November 13, 2023, by and among Selecta Biosciences, Inc., Sakura Merger Sub I, Inc., Sakura Merger Sub II, LLC, and Cartesian Therapeutics, Inc.8-K001-377982.111/13/20233.1(a)Restated Certificate of Incorporation of Selecta Biosciences, Inc.8-K001-377983.16/29/20163.1(b)Certificate of Amendment to the Restated Certificate of Incorporation of Selecta Biosciences, Inc., dated June 21, 20228-K001-377983.16/21/20223.1(c)Certificate of Amendment to the Restated Certificate of Incorporation of Selecta Biosciences, Inc., dated November 13, 20238-K001-377983.311/13/20233.1(d)Certificate of Amendment to the Restated Certificate of Incorporation, as amended, of Cartesian Therapeutics, Inc., dated March 28, 2024.8-K001-377983.23/28/20243.2Amended and Restated By-laws of Cartesian Therapeutics, Inc.8-K001-377983.210/30/20254.1(a)Certificate of Designation of Preferences, Rights and Limit