Company: INVUP
Filing Date: 2025-03-28
Form Type: 10-K
Source: 0001641172-25-001193
Chunk: 351

Company: Investview, Inc.
Filing Date: 2025-03-28
Form: 10-K
Item: Item 9A
Chunk 351
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 to purchase 40,020,000 shares.
  
    (9)
    Includes
    10,320,000 shares and vested options to purchase 82,500,000 shares.
  
    (10)
    Includes
    vested options to purchase 22,500,000 shares.
  
    (11)
    Ms.
    McWidener personally owns 13,333,334 shares of common stock.

No
director, executive officer, affiliate, or any owner of record or beneficial owner of more than 5% of any class of our voting securities
is a party adverse to us or has a material interest adverse to us.

40

Material
Agreement Regarding Stock Ownership

We
have entered into a Lock-Up agreement dated March 22, 2021, with all of our current and former officers, directors, and certain of our
significant shareholders, covering an aggregate of approximately 381,205,961 shares of our common stock. The Lock-Up agreement will run
through the earlier of April 25, 2025, the date we complete a liquidation, merger, stock exchange, or similar transaction resulting in
all our shareholders having the right to exchange their shares of common stock for cash, securities, or other property, or the date we
determine to release some or all of the shares of common stock from the Lock-Up Agreement. The Lock-Up Agreement does provide for limited
resale provisions if certain price per share and trading volume benchmarks are met.

Equity
Compensation Plans

The
following table summarizes the equity compensation plans under which our securities may be issued as of December 31, 2024: 

    Number of Securities to Be Issued upon Exercise of Outstanding
    Options, Warrants and Rights  
    Weighted-Average Exercise Price of Outstanding Options, Warrants and
    Rights  
    Number of Securities Remaining Available for Future Issuance under
    Equity Compensation Plans (excluding securities reflected in column (a)) 
  
    Plan Category 
    (a)  
    (b)  
    (c) 

    Equity compensation plans approved by security holders 
     —  
     —  
     — 
  
    Equity compensation plans not approved by security holders 
     351,416,665  
     0.05  
     248,583,335 

Item
13. Certain Relationships and Related Transactions, and Director Independence

Convertible
Note Financing Arrangements with DBR