Company: PGYWW
Filing Date: 2025-07-28
Form Type: 8-K
Source: 0001883085-25-000157
Chunk: 3

Company: Pagaya Technologies Ltd.
Filing Date: 2025-07-28
Form: 8-K
Item: Item 1.01
Chunk 3
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 intended to identify forward-looking statements. The events described in our forward-looking statements are subject to a number of risks and uncertainties, assumptions and other factors that could cause actual results and the timing of certain events to differ materially from future results expressed or implied by the forward-looking statements. Each of these forward-looking statements involves risks and uncertainties. Actual results may differ materially from those expressed or implied by these forward-looking statements. For a discussion of risk factors that may cause the Company’s actual results to differ from those expressed or implied in the forward-looking statements in this Report, you should refer to the Company’s filings with the U. S. Securities and Exchange Commission, including the “ Risk Factors” section contained therein. Except as required by law, the Company undertakes no obligation to publicly update any forward-looking statements, whether as a result of new information, future events or otherwise, except as required by law. You should, therefore, not rely on these forward-looking statements as representing the Company’s views as of any date subsequent to the date of this Report.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

  Exhibit No.      Description                                                                                                                                                                     
          4.1      Indenture, dated as of July 28, 2025, by and among the Pagaya US, the Guarantors and the Trustee.                                                                               
         10.1      Amendment No. 3 to the Credit Agreement, dated as of July 28, 2025, among the Company as a borrower, Pagaya US as a borrower, the Lenders and Acquiom, as administrative agent  
         99.1      Press Release issued by Pagaya Technologies Ltd. announcing the closing of its senior unsecured notes offering, dated July 28, 2025.                                            
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          4.2      Form of Global Note, representing Pagaya US’s 8.875% Senior Notes due 2030 (included as Exhibit A to the Indenture filed as Exhibit 4.1).                                       
          104      Cover Page Interactive Data File (embedded within the Inline XBRL document).                                                                                                    

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

                                       PAGAYA TECHNOLOGIES