Company: TIPT
Filing Date: 2025-03-03
Form Type: 10-K
Source: 0001393726-25-000028
Chunk: 223

Company: TIPTREE INC.
Filing Date: 2025-03-03
Form: 10-K
Item: Item 9B
Chunk 223
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Item 9B. Other Information

On November 6, 2024, Neil C. Rifkind, Vice President, General Counsel and Secretary of the Company, entered into a stock trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, providing for a third-party broker to sell up to 16,641 shares of common stock of the Company that Mr. Rifkind currently owns. Shares will be sold under the stock trading plan on the open market over the period of time and in accordance with other parameters set forth in Mr. Rifkind’s stock trading plan. Mr. Rifkind’s stock trading plan terminates upon the earlier of all the transactions set forth in the plan being executed and February 6, 2026.

Rule 10b5-1 trading plans are permitted under the Company’s insider trading policy and other policies, and, to the extent required, transactions under such trading plans will be disclosed publicly through Form 144 and/or Form 4 filings with the Securities and Exchange Commission. Except as may be required by law, the Company does not undertake any obligation to report Rule 10b5-1 plans by officers or directors of the Company in the future, or to report modifications or terminations of any such plans, whether or not any such plans were publicly announced.