Company: PETVW
Filing Date: 2025-11-14
Form Type: 10-Q
Source: 0001493152-25-023398
Chunk: 78

Company: PetVivo Holdings, Inc.
Filing Date: 2025-11-14
Form: 10-Q
Item: Part I, Item 3
Chunk 78
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 issued 52,500 shares of common stock upon the vesting of restricted stock units issued to 6 board members.

In
July 2025, the Company issued 19,372 shares to a service provider for consulting services valued at market on the date of grant of $15,000.

In
July and September 2025, the Company issued 707,669 shares of common stock to various employees for performance services valued at market
on the date of grant of $558,660.

In
July 2025, the Company issued 3,045,000 shares of common stock for conversion of Series A Preferred Stock.

In
September 2025, the Company issued 38,138 shares of common stock for conversion of accrued dividends on Series B Preferred Stock valued
at $28,604.

In
September 2025, the Company issued 1,000,000 shares of common stock for purchase of exclusive licensing agreement valued at $800,000.

In
September 2025, the Company issued 20,000 shares of common stock upon the vesting of restricted stock units issued to an employee.

In
September 2025, the Company issued 3,669,806 shares of common stock for the conversion of $1,850,000 in convertible notes plus accrued
interest of $168,154 for a total value of $2,018,154.

All
of the transactions described above were exempt from registration in reliance on Section 4(a)(2) of the Securities Act of 1933, as amended,
as a transaction by an issuer not involving a public offering. The consultants in these transactions represented their intention to acquire
these securities for investment only and not with a view to offer or sell, in connection with any distribution of the securities, and
appropriate legends were affixed to the share certificates and instruments issued in such transactions.

ITEM
3. DEFAULTS UPON SENIOR SECURITIES

None.

ITEM
4. MINE SAFETY DISCLOSURES

Not
required.

ITEM
5. OTHER INFORMATION

None

 33 

ITEM
6. EXHIBITS

The
following exhibits are filed as part of this Quarterly Report.

    Exhibit
    No.
     
    Description

    10.1
     
    Form of Securities Purchase Agreement dated April 17, 2023 between PetVivo Holding Company, Inc. and investors (incorporated by reference to Exhibit 10.1 in the Company’s Current Report on