Company: NEWTP
Filing Date: 2025-04-24
Form Type: DEF 14A
Source: 0001587987-25-000073
Chunk: 11

Company: NewtekOne, Inc.
Filing Date: 2025-04-24
Form: DEF 14A
Chunk 11
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One, Inc.(1)(2)                |
| Non-Independent Directors:                                                            |     |                                      |
| Barry Sloane                                                                          |     | Over $100,000                        |
| Peter Downs                                                                           |     | Over $100,000                        |
| Halli Razon-Feingold                                                                  |     | Over $100,000                        |
| Independent Directors:                                                                |     |                                      |
| Richard Salute                                                                        |     | Over $100,000                        |
| Gregory Zink                                                                          |     | Over $100,000                        |
| Fernando Perez-Hickman                                                                |     | Over $100,000                        |
| Craig Brunet                                                                          |     | $10,001 – $50,000                    |
| Former Independent Directors:                                                         |     |                                      |
| Salvatore Mulia(3)                                                                    |     | Over $100,000                        |

____________

(1) Dollar ranges are as follows: None, $1 – $10,000, $10,001 – $50,000, $50,001 – $100,000, or Over $100,000.

(2) The dollar range of equity securities beneficially owned is based on the closing price for our Common Shares of $10.17 on April 15, 2025 on the Nasdaq Global Market. Beneficial ownership has been determined in accordance with Rule 13d-3 of the Exchange Act.

(3) Mr. Mulia retired from the Company Board effective April 1, 2025. In addition, effective April 1, 2025, the Board of Directors decreased the number of members of the Board of Directors from eight to seven.

| PROPOSAL I — ELECTION OF DIRECTORS |

Gregory Zink, Fernando Perez-Hickman and Halli Razon-Feingold have been nominated for re-election for terms expiring in 2028. Messrs. Zink and Perez-Hickman and Mrs. Razon-Feingold are not being nominated as directors for election pursuant to any agreements or understandings between the Company and each of Mr. Zink, Mr. Perez-Hickman and Mrs. Razon-Feingold. Messrs. Zink and Perez-Hickman and Mrs. Razon-Feingold have

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indicated their willingness to continue to serve if elected and have consented to be named as nominees. Messrs. Zink and Perez-Hickman are “independent directors”