Company: HGBL
Filing Date: 2025-04-22
Form Type: DEF 14A
Source: 0000950170-25-056713
Chunk: 21

Company: Heritage Global Inc.
Filing Date: 2025-04-22
Form: DEF 14A
Chunk 21
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 by The Vanguard Group, in which it reported that as of December 29, 2023, it had sole voting power and sole dispositive power with respect to 1,882,877 shares and shared dispositive power with respect to 10,769 shares. The address for the reporting person is 100 Vanguard Blvd., Malvern, PA 19355. |     |                        |           |     |     |     |                            |      |   |
| (6)                                                         | Includes 75,000 shares of common stock issuable pursuant to options. Mr. Ludwig’s address is c/o National Loan Exchange Inc., 10 Sunset Hills Professional Center, Floor 1, Edwardsville, IL 62025.                                                                                                                                                                                                                                                   |     |                        |           |     |     |     |                            |      |   |
| (7)                                                         | Includes 2,500 shares of common stock issuable pursuant to options.                                                                                                                                                                                                                                                                                                                                                                                   |     |                        |           |     |     |     |                            |      |   |
| (8)                                                         | Includes 65,000 shares of common stock issuable pursuant to options.                                                                                                                                                                                                                                                                                                                                                                                  |     |                        |           |     |     |     |                            |      |   |
| (9)                                                         | Includes 150,000 shares of common stock issuable pursuant to options.                                                                                                                                                                                                                                                                                                                                                                                 |     |                        |           |     |     |     |                            |      |   |
| (10)                                                        | Includes 25,000 shares of common stock issuable pursuant to options.                                                                                                                                                                                                                                                                                                                                                                                  |     |                        |           |     |     |     |                            |      |   |
| (11)                                                        | Includes 25,000 shares of common stock issuable pursuant to options.                                                                                                                                                                                                                                                                                                                                                                                  |     |                        |           |     |     |     |                            |      |   |

<div align='center'>17

INFORMATION ABOUT OUR EXECUTIVE OFFICERS</div>

The Company’s executive officers as of April 22, 2025, are:

Ross Dove

Brian Cobb

James Sklar

David Ludwig

Nicholas Dove

Ross Dove, age 72, currently serves as a Class I director and the Chief Executive Officer and President of the Company. Mr. Ross Dove was appointed our Chief Executive Officer in May 2015 and has served as Co-Managing Partner of Heritage Global Partners, Inc., a Company subsidiary (“HGP”) since its founding in October 2009