Company: INV
Filing Date: 2025-05-19
Form Type: 424B3
Source: 0001628280-25-026457
Chunk: 64

Company: Innventure, Inc.
Filing Date: 2025-05-19
Form: 424B3
Chunk 64
---
 “Redemption Notice”), may redeem in cash, in whole or in part, all amounts outstanding under the Second Convertible Debenture prior to the Maturity Date. The redemption amount shall be equal to the outstanding principal balance being redeemed by the Company, plus the redemption premium of 5% of the principal amount being redeemed if completed on or before the twelve-month anniversary of the issuance date, or 10% of the principal amount being redeemed if completed after the twelve-month anniversary of the issuance date, plus all accrued and unpaid interest as of the date of such redemption.

Item 2.02 Results of Operations and Financial Condition.

On May 15, 2025, the Company issued a press release, attached hereto as Exhibit 99.1 and incorporated herein by reference, announcing the Company’s financial results for the first quarter ended March 31, 2025, and certain other information.

#### Item 2.03
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet

#### Arrangement of a Registrant.
The information contained in Item 1.01 is incorporated herein by reference.

#### Item 3.02

#### Unregistered Sales of Equity Securities.
The information contained in Item 1.01 is incorporated herein by reference. The issuance of the Second Convertible Debenture was, and the Conversion Shares issuable upon conversion of the Second Convertible Debenture will be, exempt from registration pursuant to Section 4(a)(2) of the Securities Act. Yorkville represented to the Company that it is an “accredited investor” as defined in Rule 501 of the Securities Act and that each of the Second Convertible Debenture and the Conversion Shares will be acquired for investment purposes and not with a view to, or for sale in connection with, any distribution thereof.

#### Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.

| Exhibit Number 
 4.1^           |     | Description of Exhibit                                                     
 Second Convertible Debenture, issued to YA II PN, Ltd., dated May 15, 2025 |
|:---------------|:----|:---------------------------------------------------------------------------|
| 10.1           |     | Form of Voting Agreement                                                   |
| 99.1           |     | Press Release by Innventure, Inc. dated May 15, 2025                       |
| 104            |     | Cover Page Interactive Data File (formatted as Inline XBRL)                |

^ Certain schedules have been omitted pursuant