Company: BCHT
Filing Date: 2025-03-31
Form Type: 10-K
Source: 0001477932-25-002237
Chunk: 1589

Company: Birchtech Corp.
Filing Date: 2025-03-31
Form: 10-K
Item: Item 9
Chunk 1589
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icially Owned” is calculated based on 96,228,153 shares of common stock outstanding as of March 31, 2025. 

We have determined beneficial ownership in accordance with the rules of the SEC, and the information is not necessarily indicative of beneficial ownership for any other purpose. These rules generally attribute beneficial ownership of securities to persons who possess sole or shared voting power or investment power with respect to those securities as well as any shares of common stock that the person has the right to acquire within 60 days of March 31, 2025 through the exercise of stock options or other rights. These shares are deemed to be outstanding and beneficially owned by the person holding those options for the purpose of computing the percentage ownership of that person, but they are not treated as outstanding for the purpose of computing the percentage ownership of any other person. Unless otherwise indicated, the persons or entities identified in this table have sole voting and investment power with respect to all shares shown as beneficially owned by them.

Except as otherwise noted below, the address for persons listed in the table is c/o the Company at 1810 Jester Drive, Corsicana, Texas 75109.

Name of Beneficial Owner Number of SharesBeneficially Owned  Percentage of Shares Beneficially Owned (9)        Richard MacPherson  14,754,403(1)  15.01%Christopher Greenberg  6,230,533(2)  6.42%John Pavlish  3,920,110(3)  3.98%James Trettel  3,036,935(4)  3.07%David M. Kaye  750,356(5) * Troy Grant  325,000(6) * Mitzi H. Coogler  110,000(7) * Alterna Core Capital Assets Fund II, L.P., et al  9,300,000(8)  9.66%All current directors and executive officers as a group (8 persons)  29,152,337   27.86%

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*Less than one percent of the outstanding shares of common stock of the Company.  (1) Includes 12,704,403 shares owned by Mr. MacPherson and 2,050,000 shares which Mr. MacPherson has the right to acquire upon exercise of options.