Company: ATLCL
Filing Date: 2025-01-06
Form Type: SCHEDULE 13D/A
Source: 0001437749-25-000516
Chunk: 0

Company: Atlanticus Holdings Corp
Filing Date: 2025-01-06
Form: SCHEDULE 13D/A
Chunk 0
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898,072.00 |
| 11                                                                 |                                                                         8,162,504.00 |
| 12                                                                 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions) |
| 13                                                                 |                                                                               43.6 % |
| 14                                                                 |                                                                                   IN |

Comment for Type of Reporting Person: Rows 7, 9 and 11: Includes (i) 263,432 shares of Atlanticus Holdings Corporation's (the Issuer) common stock held directly by David G. Hanna and (ii) 1,000 shares of the Issuer's common stock underlying a stock option award that is currently exercisable. Rows 8, 10 and 11: Includes (i) 4,000,000 shares of the Issuer's common stock underlying Series A Convertible Preferred Stock held by Dove Ventures, LLC (Dove), (ii) 3,573,072 shares of the Issuer's common stock held by DKH Capital, LLC (DKH) and (iii) 325,000 shares of the Issuer's common stock held by Bravo Two Company, Inc. as Trustee for Rainbow Trust Two Nevada (Rainbow Trust). David G. Hanna shares voting and dispositive power over the 4,000,000 shares of the Issuer's common stock underlying Series A Convertible Preferred Stock held by Dove with his brother Frank J. Hanna. The governing documents for DKH provide Kimberly M. Hanna with sole voting and dispositive power over the 3,573,072 shares of common stock held by DKH. Given Mr. Hanna's position as Executive Chairman of the Board of Directors of the Issuer, this Amendment No. 5 to Schedule 13D (this Amendment) attributes shared voting and dispositive power for these shares of common stock to David G. Hanna and Kimberly M. Hanna. Bravo Two Company, Inc. (Bravo) is the trustee for the Rainbow Trust. David G. Hanna is the President, Secretary, and Treasurer and the sole owner of Bravo. Row 11: Excludes 3,598,072 shares of the Issuer's common stock that have been pledged to an entity controlled by David G. Hanna (the Pledgee) to secure a loan to an entity controlled by Frank J. Hanna and members of Frank J. Hanna's immediate family. The pledge agreement, prior to default, does not grant to the Pledgee (i) the power to vote or to direct the