Company: INV
Filing Date: 2025-09-16
Form Type: 424B3
Source: 0002001557-25-000011
Chunk: 7

Company: Innventure, Inc.
Filing Date: 2025-09-16
Form: 424B3
Chunk 7
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 necessary to allow Yorkville to continue to utilize a registration statement that the Company previously filed, and is currently effective, to register the resale of the shares issued upon conversion of the Existing Debentures.

The foregoing description of the Second Amendment does not purport to be complete and is qualified in its entirety by the terms of the Second Amendment, which is attached hereto as Exhibit 10.4 and is incorporated herein by reference.

Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.

The information contained in Item 1.01 is incorporated herein by reference.

Item 3.02 Unregistered Sales of Equity Securities.

The information contained in Item 1.01 is incorporated herein by reference. The issuance of the Convertible Debentures and the Conversion Shares will be exempt from registration pursuant to Section 4(a)(2) of the Securities Act. Yorkville represented to the Company that it is an “accredited investor” as defined in Rule 501 of the Securities Act and that each of the Convertible Debentures and the Conversion Shares will be acquired for investment purposes and not with a view to, or for sale in connection with, any distribution thereof.

#### Item 9.01 Financial Statements and Exhibits
.

(d) Exhibits.

| Exhibit Number 
 4.1^           
 10.1^          |     | Description of Exhibit                                                                                                   
 Third Convertible Debenture, issued to YA II PN, Ltd., dated September 15, 2025.                                         
 Securities Purchase Agreement, by and between Innventure, Inc. and YA II PN, Ltd., dated September 15, 2025.             |
|:---------------|:----|:-------------------------------------------------------------------------------------------------------------------------|
| 10.2           |     | Global Guaranty Agreement by Innventure LLC, dated September 15, 2025.                                                   |
| 10.3           |     | Registration Rights Agreement, dated September 15, 2025, between Innventure, Inc. and YA II PN, Ltd.                     |
| 10.4           |     | Amendment to Convertible Debentures, by and between Innventure, Inc. and YA II PN, Ltd., dated as of September 15, 2025. |
| 104            |     | Cover Page Interactive Data File (formatted in Inline XBRL).                                                             |

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^ Certain schedules have been omitted pursuant to Item 601(a)(5)