Company: FCNCB
Filing Date: 2025-11-18
Form Type: 8-K
Source: 0001193125-25-286155
Chunk: 3

Company: FIRST CITIZENS BANCSHARES INC /DE/
Filing Date: 2025-11-18
Form: 8-K
Item: Item 8.01
Chunk 3
---
Item 8.01. Other Events.

On November 18, 2025, the Company closed the public offering of 500,000 Depositary Shares pursuant to the Underwriting Agreement. The Depositary Shares and the Series D Preferred Stock have been registered under the Securities Act of 1933, as amended, by a registration statement on Form S-3ASR (File No. 333-281553) (the“ Registration Statement”). The following documents are being filed with this Current Report on Form 8-K andincorporated by reference into the Registration Statement: (i) the Underwriting Agreement, (ii) the Certificate of Designation, (iii) the Deposit Agreement, dated November 18, 2025, among the Company, Broadridge Corporate Issuer Solutions, LLC and the holders from time to time of the depositary receipts described therein, (iv) the form of depositary receipt representing the Depositary Shares, and (v) the validity opinion letters with respect to the Depositary Shares and the Series D Preferred Stock.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

The following exhibits accompany this Report.

  Exhibit      Description                                                                                                                                                                                           
      No.                                                                                                                                                                                                            
      1.1      Underwriting Agreement, dated November 13, 2025, by and among the Company, J. P. Morgan Securities LLC, BofA Securities, Inc., Citigroup Global Markets Inc. and Morgan Stanley & Co. LLC, as rep...  
      3.1      Certificate of Designation of 7.000% Non-Cumulative Perpetual Preferred Stock, Series D, of the Company, filed with the Secretary of State of the State of Delaware and effective November 14, 2025   
      4.1      Deposit Agreement, dated as of November 18, 2025, among the Company, Broadridge Corporate Issuer Solutions, LLC, as depositary, and the holders from time to time of the depositary receipts desc...  
 ─────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────
      4.2      Form of Depositary Receipt (included as Exhibit A in Exhibit 4.1 hereto)                                                                                                                              
      5.1      Opinion of Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L. L. P.                                                                                                                            
     23.