Company: GRAN
Filing Date: 2025-07-31
Form Type: 20-F
Source: 0001213900-25-069627
Chunk: 86

Company: Grande Group Ltd/HK
Filing Date: 2025-07-31
Form: 20-F
Item: Item 4
Chunk 86
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 committee and independent shareholders of companies listed on HKSE rendering
recommendation and opinions, in return for a fixed fee paid by progress payment based on achievement of certain milestones, such as submission
to the regulators, receiving approvals from the regulators and/or publishing the relevant documents on the HKSE.

The scope of services generally include (i) discussing
with the company concerning the terms of the transaction; (ii) preparing a letter of advice to advise the independent board committee
of the company in relation to the transaction and whether the transaction is fair and reasonable and as to its acceptance; (iii) liaise
with the regulatory authorities to obtain necessary clearance and approval for the letter and the transaction; and (iv) other activities
incidental to the transaction.

Compliance advisory services: these mainly
include advisory services to listed companies in Hong Kong in relation to post-listing compliance matters, in return for a monthly
fee.

The Operating Subsidiary generally charges our
client a fixed monthly fee of the service, payable quarterly in advance. The scope of services generally includes (i) providing the
client with guidance as to compliance with the HK Listing Rules and all other applicable regulatory framework in respect of the company’s
obligations and responsibility and (ii) advising the company on its obligations in respect of any transactions under the HK Listing
Rules.

Referral
services

Since
mid-2024, Grande Capital also provide referral services to other professional parties, such as financial institutions, for equity and
debt fund raising exercises, for referral fees. Occasionally we may on a case by case basis come across fund-raising exercises which
require the introduction of other professional parties in which we may obtain referral fees. Such referral fee is generally based on
a percentage of the fee charged by our clients in the particular fund-raising exercises.

We
generally enter into a client referral agreement with the professional party. Under the referral agreement, we would introduce clients
to the professional party to utilize the professional party’s service in the particular fund raising exercises. Such referral agreement
specifies that we shall receive a percentage of the fees charged by the professional party from its clients for such fund-raising projects.
The payment shall be made by the professional party to the Operating Subsidiary on a monthly basis or at any other interval as agreed
by the parties from time to time.

Pricing
Policy

The
corporate finance advisory fees are determined on a case-by-case basis after negotiations with each client. In determining the fee,