Company: AX
Filing Date: 2025-09-19
Form Type: 8-K
Source: 0001299709-25-000162
Chunk: 3

Company: Axos Financial, Inc.
Filing Date: 2025-09-19
Form: 8-K
Item: Item 9.01
Chunk 3
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Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

  Exhibit      Description                                                                                                                                                                                           
      4.1      Indenture, dated as of February 24, 2022, between Axos Financial, Inc. and U. S. Bank Trust Company, as trustee, incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed...  
      4.2      Second Supplemental Indenture, dated as of September 19, 2025, between Axos Financial, Inc. and U. S. Bank Trust Company, National Association, as trustee.                                           
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      4.3      Form of Global Note to represent the 7.00% Fixed-to-Floating Rate Subordinated Notes due 2035 of Axos Financial, Inc. (included in Exhibit 4.2 as Exhibit A).                                         
      5.1      Opinion of Thompson Coburn LLP.                                                                                                                                                                       
     23.1      Consent of Thompson Coburn LLP (included in Exhibit 5.1).                                                                                                                                             
      104      Cover Page Interactive Data File (embedded within the Inline XBRL document)                                                                                                                           

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  Axos Financial, Inc.                                       
  By:                       /s/ Derrick K. Walsh             
                            Derrick K. Walsh                 
                            EVP and Chief Financial Officer