Company: INV
Filing Date: 2025-04-23
Form Type: 424B3
Source: 0001628280-25-019358
Chunk: 147

Company: Innventure, Inc.
Filing Date: 2025-04-23
Form: 424B3
Chunk 147
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 Fund, LP holds 739,566 shares of Common Stock and 1,970,353 shares of Series C Preferred Stock. As of April 11, 2025, if this Registration Statement were effective, these shares of Series C Preferred Stock would be convertible into 3,940,706 shares of Common Stock. Because the conversion price of the Series C Preferred Stock is determined based on the greater of a fixed amount and the 10-trading day volume-weighted average NASDAQ official closing price of the Common Stock, the number of shares of Common Stock into which the shares are convertible will fluctuate. 94 SELLING STOCKHOLDERS This prospectus relates to the resale by the Selling Stockholders or their permitted transferees from time to time of up to 15,965,989 shares of Common Stock, which includes (i) up to 8,480,518 shares of Common Stock that may be issued upon conversion of Series C Preferred Stock, (ii) 85,471 shares of Common Stock issued to Ducera, (iii) up to 3,000,000 shares of Common Stock that may be issued upon the conversion of Convertible Debentures issued and issuable to Yorkville pursuant to the Securities Purchase Agreement, (iv) up to 4,100,000 shares of Common Stock that we may issue and sell to Yorkville from time to time pursuant to the SEPA (without exceeding the Exchange Cap) and (v) 300,000 shares of Common Stock that may be issued upon exercise of the 2025 WTI Warrants. The Selling Stockholders may from time to time offer and sell any or all of our Common Stock set forth below pursuant to this prospectus and any accompanying prospectus supplement. When we refer to the “Selling Stockholders” in this prospectus, we mean the persons listed in the table below, and the pledgees, donees, transferees, assignees, successors, designees and others who later come to hold any of the Selling Stockholders’ interest in our Common Stock other than through a public sale. Except as otherwise described below and for the ownership of the shares of our Common Stock, the Selling Stockholders have not had any material relationship with us or our predecessors or affiliates within the past three years. The following table sets forth, as of April 11, 2025, the names of the Selling Stockholders, the aggregate number of shares of Common Stock beneficially owned, the aggregate number of shares of Common Stock