Company: SWKH
Filing Date: 2025-04-29
Form Type: DEF 14A
Source: 0001628280-25-020718
Chunk: 29

Company: SWK Holdings Corp
Filing Date: 2025-04-29
Form: DEF 14A
Chunk 29
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 with Item 402(v) of Regulation S-K. The amounts do not reflect the actual average amount of compensation earned by or paid to such NEOs as a group in the applicable year. In accordance with Item 402(v) of Regulation S-K, the following adjustments were made were made to the average of the amounts reported in the “Total”

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column of the Summary Compensation Table for the NEOs as a group (excluding our PEO) for each year to determine the compensation actually paid, using the same methodology described above in footnote 2:

|      | Year |   |      Average 
     Reported 
      Summary 
 Compensation 
        Table 
    Total for 
      Non-PEO 
     NEOs ($) |     |   |         Average 
         Summary 
    Compensation 
           Table 
 Value of Equity 
   Awards ($)(a) |     |   |     Average 
      Equity 
       Award 
 Adjustments 
      ($)(b) |     |   |          Average 
     Compensation 
 Actually Paid to 
          Non-PEO 
         NEOs ($) |
|:-----|:-----|:--|-------------:|:----|:--|----------------:|:----|:--|------------:|:----|:--|-----------------:|
| 2024 |      | $ |      206,403 |     | $ |         -50,003 |     | $ |      -8,524 |     | $ |          147,876 |
| 2023 |      | $ |      498,756 |     | $ |               — |     | $ |      -4,892 |     | $ |          493,864 |
| 2022 |      | $ |      437,169 |     | $ |         -75,000 |     | $ |      76,037 |     | $ |          438,206 |

(a) The amounts reported represent the average of the sum of the amounts reported in the “Stock Awards” and “Option Awards” columns in the Summary Compensation Table for the applicable fiscal year.

(b) The equity award adjustments for each fiscal year include the amounts noted in footnote 1(a). The amounts deducted or added in calculating the equity award adjustments are as follows:

| Year 
 2024 |     | Average    
 Year End   
 Fair Value 
 of Equity  
 Awards ($) | (50,003) |     | Year over   
 Year        
 Average