Company: FEAV
Filing Date: 2025-01-24
Form Type: PRE 14A
Source: 0000950170-25-008828
Chunk: 203

Company: 5E Advanced Materials, Inc.
Filing Date: 2025-01-24
Form: PRE 14A
Chunk 203
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, BEP Special Situations IV LLC, a Delaware limited liability company (“BEP,” and together with Ascend, the “Subscribers”) and 5E Advanced Materials, Inc., a company incorporated under the laws of the State of Delaware (the “Company”).

WHEREAS, this Agreement is being entered into in connection with the Restructuring Support Agreement, dated January 14, 2025 (as amended, modified, supplemented or waived from time to time in accordance with its terms, the “Restructuring Support Agreement”) among the Company Parties (as defined in the Restructuring Support Agreement) and the Consenting Parties (as defined in the Restructuring Support Agreement) and the transactions contemplated by the Out-of-Court Restructuring (as defined in the Restructuring Support Agreement) (“Transactions”);

WHEREAS, the Subscribers are entering into the Amended and Restated Note Purchase Agreement (as defined in the Restructuring Support Agreement) in connection with the Restructuring Support Agreement, pursuant to which the Subscribers will purchase the Notes (as defined herein) in the amounts and on the terms and conditions set forth therein;

WHEREAS, the Subscribers shall, severally and not jointly, subscribe for and purchase the Subscription Securities (as defined herein) for the Purchase Price, and the Company shall issue and sell the Subscription Securities to the Subscribers in consideration of the payment of the applicable Purchase Price therefor by or on behalf of the Subscribers to the Company, all on the terms and conditions set forth herein;

WHEREAS, the issue and sale of the Subscription Securities hereunder shall be made in reliance upon Section 4(a)(2) under the U.S. Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder (the “SecuritiesAct”), or upon such other exemption from the registration requirements of the Securities Act as may be available with respect to any or all of the transactions to be made hereunder; and

NOW, THEREFORE, in consideration of the foregoing and the mutual representations, warranties and covenants, and subject to the conditions, herein contained, and intending to be legally bound hereby, the parties hereto agree as follows:

Definitions . Capitalized terms in this Agreement shall have the meanings given below:

“Affiliates” shall mean any person or entity that, directly or indirectly through one or more intermediaries, controls or is controlled by or is under common control with a person or entity, as such terms are used in