Company: RILYN
Filing Date: 2025-06-06
Form Type: 8-K
Source: 0001213900-25-051802
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Company: B. Riley Financial, Inc.
Filing Date: 2025-06-06
Form: 8-K
Item: Item 3.01
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Item
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

On June 4, 2025, B. Riley
Financial, Inc. (the “ Company”) received a notice (the “ Notice”) from the Nasdaq Stock Market LLC (“ Nasdaq”),
which indicated that, as a result of the Company’s delay in filing its Annual Report on Form 10-K for the period ended December
31, 2024 and its Quarterly Report on Form 10-Q for the period ended March 31, 2025, the Company was not in compliance with Nasdaq Listing
Rule 5250(c)(1) (the “ Rule”), which requires Nasdaq-listed companies to timely file all required periodic financial reports
with the U. S. Securities and Exchange Commission (the “ SEC”).

The Notice states that based
on Nasdaq’s further review and the materials submitted on June 2, 2025, the Staff has determined to grant an exception to enable
the Company to regain compliance with the Rule. The Notice also indicates that this exception to allow the Company to regain compliance
with all delinquent filings will be due on or before September 29, 2025. The Notice has no immediate effect on the listing of the Company’s
securities on Nasdaq.

The Company continues to
work diligently to complete its Annual and Quarterly Reports and plans to file its Annual and Quarterly Reports as promptly as possible
to regain compliance with the Rule.

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Item
7.01 Regulation FD Disclosure