Company: COHN
Filing Date: 2025-03-12
Form Type: 10-K
Source: 0001437749-25-007158
Chunk: 321

Company: Cohen & Co Inc.
Filing Date: 2025-03-12
Form: 10-K
Item: Item 1
Chunk 321
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 our Common Stock is subject to significant fluctuations in response to, among other factors:

      • 
      variations in our operating results and market conditions specific to our business; 

      • 
      changes in financial estimates or recommendations by securities analysts; 

      • 
      the emergence of new competitors or new technologies; 

      • 
      operating and market price performance of other companies that investors deem comparable; 

      • 
      changes in our board or management; 

      • 
      sales or purchases of our Common Stock by insiders; 

      • 
      commencement of, or involvement in, litigation; 

      • 
      changes in governmental regulations; 

      • 
      the relatively low trading volumes of our Common Stock; and 

      • 
      general economic conditions and slow or negative growth of related markets. 

In addition, if the market for stocks in our industry, or the stock market in general, experience a loss of investor confidence, the market price of our Common Stock could decline for reasons unrelated to our business, financial condition, or results of operations. If any of the foregoing occurs, it could cause the price of our Common Stock to fall and may expose us to lawsuits that, even if unsuccessful, could be costly to defend and a distraction to the board of directors and management.

﻿Our Common Stock may be delisted, which may have a material adverse effect on the liquidity and value of our Common Stock. 

﻿To maintain our listing on the NYSE American, we must meet certain financial and liquidity criteria. The market price of our Common Stock has been and may continue to be subject to significant fluctuation as a result of periodic variations in our revenues and results of operations. If we violate the NYSE American listing requirements, our Common Stock may be delisted. If we fail to meet any of the NYSE American’s listing standards, our Common Stock may be delisted. In addition, our board may determine that the cost of maintaining our listing on a national securities exchange outweighs the benefits of such listing. A delisting of our Common Stock from the NYSE American may materially impair our stockholders’ ability to buy and sell our Common Stock and could have an adverse effect on the market price of, and the efficiency of the trading market for, our Common Stock. In addition, the delisting of our Common Stock could significantly impair our ability to raise capital.

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      35

ITEM 1B.  UNRESOLVED STAFF COMMENTS. 

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None