Company: SLNH
Filing Date: 2025-02-10
Form Type: 8-K
Source: 0001493152-25-005535
Chunk: 0

Company: Soluna Holdings, Inc
Filing Date: 2025-02-10
Form: 8-K
Item: Item 3.02
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Item
3.02 Unregistered Sales of Equity Securities.

As
previously disclosed, Soluna Holdings, Inc. (the “ Company”) entered into a Standby Equity Purchase Agreement with YA PN,
LTD. (the “ Investor”) on August 12, 2024 (the “ SEPA”). Pursuant to the terms of the SEPA, the Company agreed
to issue and sell to the Investor, from time to time, up to $25 million of shares (the “ Purchase Shares”) of common stock,
par value $0.001 per share (“ Common Stock”), of the Company, and issued 59,382 shares of Common Stock to the Investor as
consideration for its irrevocable commitment to purchase shares of Common Stock at the Company’s direction. The Company filed a
Registration Statement on Form S-1 on October 9, 2024 with the Securities and Exchange Commission to register for resale 3,000,000 of
the Purchase Shares. Such Registration Statement was declared effective on February 5, 2025, and upon such effectiveness all conditions
under the SEPA for the sale of the Purchase Shares have been met. The Purchase Shares will be issued and sold by the Company to the Investor
in reliance upon the exemption from the registration requirements of the Securities Act of 1933, as amended (the “ Securities Act”),
afforded by Section 4(a)(2) of the Securities Act.

Item
7.01 Regulation FD Disclosure.