Company: KITTW
Filing Date: 2025-04-18
Form Type: PRE 14A
Source: 0001849820-25-000115
Chunk: 36

Company: Nauticus Robotics, Inc.
Filing Date: 2025-04-18
Form: PRE 14A
Chunk 36
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 One-to-Nine |
| Common Stock                         |     | 35,153,188 |     |                  | 17,576,594 |     |            | 3,683,688 |     |             |
| Public Warrants                      |     |    239,583 |     |                  |    119,792 |     |            |    26,620 |     |             |
| Private Warrants                     |     |    199,306 |     |                  |     99,653 |     |            |    22,145 |     |             |
| SPA Warrants                         |     |    106,530 |     |                  |     53,265 |     |            |    11,837 |     |             |
| November 2024 Convertible Debentures |     |  2,097,561 |     |                  |  1,048,781 |     |            |   233,062 |     |             |
| Series A Preferred Stock             |     | 19,361,951 |     |                  |  9,680,976 |     |            | 2,151,328 |     |             |
| September 2023 Term Loan             |     |     74,297 |     |                  |     37,149 |     |            |     8,255 |     |             |
| January 2024 Term Loan               |     |  7,202,665 |     |                  |  3,601,333 |     |            |   800,296 |     |             |
| RSUs and Options under Equity Plans  |     |    484,648 |     |                  |    242,324 |     |            |    53,850 |     |             |

If the reverse stock split is implemented, the Certificate of Amendment will not reduce the number of shares of our common stock or preferred stock authorized under our Amended and Restated Certificate of Incorporation, the right of our Board of Directors to designate preferred stock, or the par value of our common or preferred stock.

Additionally, as of the date of this Proxy Statement, we do not have any current plans, agreements, or understandings with respect to the additional authorized shares that will become available for issuance after the reverse stock split has been implemented.

Stockholders will not receive fractional shares in connection with the reverse stock split. Instead, stockholders otherwise entitled to fractional shares will receive an