Company: CVBF
Filing Date: 2025-04-08
Form Type: DEF 14A
Source: 0000950170-25-051966
Chunk: 44

Company: CVB FINANCIAL CORP
Filing Date: 2025-04-08
Form: DEF 14A
Chunk 44
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 Financial Corp.’s Directors and Executive Officers Own?”

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Policy on Insider Trading, Pledging and Hedging of Company Equity Securities by Directors, Officers and Employees

The Company hasadoptedan “Insider Trading Policy” governing transactions in CVB Financial Corp. equity securities by officers, directors, associates (employees) and consultants of the Company. In addition to the Policy’s general prohibitions on insider trading in violation of applicable securities law, this Policy contains a more specific set of restrictions which apply to any of our directors, NEOs and certain other officers whom the Company has designated as restricted persons due to their positions with the Company or their access to material non-public information regarding the Company (collectively, “Restricted Persons”).

Under the Policy, if a director, officer, employee or consultant knows of material nonpublic information relating to the Company, neither that person nor any related person may buy or sell the Company’s securities or engage in any other action to take advantage of, or pass on to others, that information. In addition, it is the policy of the Company that no director, officer, employee or consultant of the Company who, in the course of working for the Company, learns of material nonpublic information about another public company, including a company involved in a potential sale or acquisition, a competitor company, or a company with which the Company does business, such as a customer or supplier of the Company, may trade in that company’s securities until the information becomes public or is no longer material. Directors, executive officers, and certain other individuals who have access to material nonpublic information regarding the company are restricted from engaging in transactions in the Company’s securities, including purchases, sales and gifts of the Company’s common stock, during any “blackout” periods (except pursuant to preapproved trading plans which comply with Rule 10b5-1, as further discussed below).

In addition, under the Policy, our Restricted Persons are prohibited from engaging in specified types of transactions involving the Company’s equity securities, including any trading in violation of the federal short-swing profit rules (i.e., purchases and sales within a six-month period), short-selling or buying or selling options (including the trading of puts, calls or other market derivatives). Except with the consent of the General Counsel upon provision of detailed justification and pre-clearance, Restricted Persons are also prohibited from engaging in other forms of hedging or monetization transactions, such as equity swaps, zero-cost collars and forward sale contracts, which would allow the Restricted Person to continue