Company: APM
Filing Date: 2025-10-06
Form Type: S-4
Source: 0001213900-25-096656
Chunk: 51

Company: Aptorum Group Ltd
Filing Date: 2025-10-06
Form: S-4
Chunk 51
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 and the execution and delivery of any additional instruments. Conditions to Completion of the Merger The obligations of the parties to consummate the Merger are subject to the satisfaction or (to the extent permitted by applicable law) waiver by each of the parties to the Merger Agreement of the following conditions at or prior to the Closing: •the approval of the Domestication Proposal and the completion of the Domestication; •the approval of the Nasdaq Stock Issuance Proposal; •the conversion of all outstanding convertible debt of Aptorum and of DiamiR; •the completion of review by Nasdaq of Aptorum’s listing of additional securities application for the shares to be issued in connection with the Merger, and the continuous listing of Aptorum’s shares on Nasdaq; •the declaration by the SEC of the effectiveness of a registration statement on Form S -4registering the shares of Aptorum Delaware common stock issuable pursuant to the Merger Agreement;

9 •the composition of the board of directors of the Combined Company is as agreed between DiamiR and Aptorum, and the post -mergerofficers and directors shall have entered into employment agreements with Aptorum; •the execution and delivery by each counterparty to the Stockholders Agreement; •Aptorum maintaining a cash balance of no less than $2,260,000 and working capital of no less than $1,644,000 at closing (the “Closing Amounts”). As of June30, 2025, Aptorum has approximately $2.8 million in cash and a current assets of approximately $3.0 million. Therefore, to ensure we have sufficient capital to close the Merger, Jurchen has indicated its intent to convert the Sep 2023 Note (as hereinafter defined). The Company intends to address any shortfall through the execution of public and/or private financings. •the lack of any order issued by any governmental authority of competent jurisdiction preventing the consummation of the Merger being in effect, and no applicable law having been enacted, entered, promulgated or enforced by any governmental authority or otherwise being in effect that prohibits or makes illegal the consummation of the Merger. In addition, Aptorum’s obligation to complete the Merger is subject to the satisfaction or (to the extent permitted by applicable law) waiver by Aptorum at or prior to the closing of the following conditions: •the truth and accuracy of certain representations and warranties of DiamiR set forth in the Merger Agreement as of the date of the Merger