Company: PSTV
Filing Date: 2025-03-14
Form Type: PRE 14A
Source: 0001140361-25-008857
Chunk: 38

Company: PLUS THERAPEUTICS, INC.
Filing Date: 2025-03-14
Form: PRE 14A
Chunk 38
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 Stock issuable upon the exercise of Series B Warrants, and (D) 380,144 shares of Common Stock issuable upon the exercise of May 2024 Warrants; and (iii) AIGH Investment Partners, LLC (“AIGH LLC”) holdings of: (A) 123,460 shares of Common Stock, (B) 185,460 shares of Common Stock issuable upon the exercise of Prefunded Warrants, (C) 185,460 shares of Common Stock issuable upon the exercise of Series A Warrants, (D) 185,460 shares of Common Stock issuable upon the exercise of Series B Warrants, and (E) 123,640 shares of Common Stock issuable upon the exercise of May 2024 Warrants. Mr. Orin Hirschman (“Mr. Hirschman”) is the Managing Member of AIGH Capital Management, LLC (“AIGH CM”) and president of AIGH LLC. AIGH CM is an advisor or sub-advisor with respect to shares of the securities of the Company held by AIGH LP, Onshore – AIGH, and AIGH LLC. Mr. Hirschman has voting and investment control over the securities indirectly held by AIGH CM, directly held by AIGH LP and directly held by Mr. Hirschman and his family. The address of AIGH CM, AIGH LP, Onshore – AIGH and AIGH LLC is 6006 Berkeley Avenue, Baltimore, MD 21209. The shares of Common Stock issuable upon exercise of the Prefunded Warrants, Series A Warrants, Series B Warrants and May 2024 Warrants held by AIGH LP, Onshore – AIGH and AIGH LLC are each subject to a beneficial ownership limitation of 9.99% and accordingly, not all shares underlying such warrants are reflected in the table above as being beneficially owned. |

| (5) | Reflects (i) 885,454 shares of Common Stock, (ii) 3,660,000 shares of Common Stock issuable upon the exercise of Prefunded Warrants, (iii) 4,545,454 shares of Common Stock issuable upon the exercise of Series A Warrants, and (iv) 4,545,454 shares of Common Stock issuable upon the exercise of Series B Warrants. The address of S.H.N Financial Investments Ltd. (“SHN”) is Arik Einstein 3, Herzliya, Israel. The shares of Common Stock