Company: SINT
Filing Date: 2025-02-26
Form Type: 8-K
Source: 0001493152-25-008277
Chunk: 1

Company: Sintx Technologies, Inc.
Filing Date: 2025-02-26
Form: 8-K
Item: Item 1.01
Chunk 1
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 Placement.

The
Purchase Agreement contains customary representations and warranties and agreements of the Company and the Purchasers and customary indemnification
rights and obligations of the parties. Pursuant to the Purchase Agreement, the Company agreed not to issue, enter into any agreement
to issue or announce the issuance or proposed issuance of any shares of Common Stock or any securities convertible into or exercisable
or exchangeable for shares of Common Stock or file any registration statement or prospectus, or any amendment or supplement thereto for
a period beginning on February 20, 2025 and ending 60 days after the earliest of the date that (a) the initial registration statement
has been declared effective by the United States Securities
and Exchange Commission (the “ SEC”), (b) all of the Shares and Common Stock issuable
upon exercise of the Warrants (the “ Warrant Shares”) have been sold pursuant to Rule 144 or may be sold pursuant to Rule
144 without the requirement for the Company to be in compliance with the current public information required under Rule 144 and without
volume or manner-of-sale restrictions, (c) following the one year anniversary of the closing date provided that a holder of Shares or
Warrant Shares is not an affiliate of the Company, or (d) all of the Shares and Warrant Shares may be sold pursuant to an exemption from
registration under Section 4(a)(1) of the Securities Act without volume or manner-of-sale restrictions and company counsel has delivered
to such holders a standing written unqualified opinion that resales may then be made by such holders of the Shares and Warrant Shares
pursuant to such exemption which opinion shall be in form and substance reasonably acceptable to such holders (the “ Effective Date”).

Pursuant
to the Purchase Agreement, the Company also agreed not to effect or enter into an agreement to effect any issuance of Common Stock or
any securities convertible into or exercisable or exchangeable for shares of Common Stock involving a variable rate transaction (as defined
in the Purchase Agreement), for a period beginning on February 20, 2025 and ending 1 year after the Effective Date.

The
Company agreed to pay Wainwright (i) a cash fee equal to 7.5% of the aggregate gross proceeds raised in the Private Placement, (ii) a
cash fee equal to 7.5% of the aggregate gross exercise price paid with respect to all Pre-Funded Warrants and Common Warrants (when exercised),
(iii) a cash management