Company: MVNC
Filing Date: 2025-11-14
Form Type: 10-Q
Source: 0001683168-25-008388
Chunk: 130

Company: Marvion Inc.
Filing Date: 2025-11-14
Form: 10-Q
Item: Part I, Item 4
Chunk 130
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 reasonably be likely to have a material adverse effect
on us.

Item 1A. Risk Factors

As a “smaller reporting
company”, we are not required to provide the information required by this Item.

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds

None.

Item 3. Defaults Upon Senior Securities

None.

Item 4. Mine Safety Disclosures

Not Applicable.

Item 5. Other Information

During the period ended
September 30, 2025, no director or officer adopted or terminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement,
as each term is defined in Item 408(a) of Regulation S-K.

 44 

Item 6. Exhibits

    Exhibit No.
     
    Description

    3.1
     
    Restated Articles of Incorporation (1)
  
    3.2
     
    Amended and Restated Certificate of Designation, Preferences and Rights of Series B Preferred Stock (2)
  
    3.3
     
    Certificate of Amendment to Restated Articles of Incorporation filed January 17, 2023 (3)
  
    3.4
     
    Certificate of Amendment to Restated Articles of Incorporation filed April 23, 2024 (3)
  
    3.5
     
    Bylaws (1)
  
    4.1
     
    Specimen certificate evidencing shares of Common Stock (1)
  
    4.2
     
    Description of Securities (4)
  
    10.1
     
    Stock Purchase Agreement, dated August 15, 2024, by and between Marvion Inc., United Warehouse Management Corp., a British Virgin Island corporation, and the shareholders of United Warehouse Management Corp. (5)
  
    10.2
     
    Form of Promissory Note made by Marvion Inc. in favor of Chan Sze Yu. (5)
  
    10.3
     
    Form of Promissory Note made by Marvion Inc. in favor of Fong Hiu Ching. (5)
  
    10.4
     
    Form of Promissory Note made by Marvion Inc. in favor of Young Chi Kin Eric. (5)
  
    10.5