Company: HURA
Filing Date: 2025-02-07
Form Type: S-4
Source: 0001193125-25-022803
Chunk: 488

Company: TuHURA Biosciences, Inc./NV
Filing Date: 2025-02-07
Form: S-4
Chunk 488
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 private TuHURA’s common and preferred stock and issuance of convertible notes.**

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Series A Preferred Stock Financing

In August 2017 through April 2018, TuHURA issued an aggregate of 33,186,952 shares of private TuHURA’s Series A Preferred Stock at a purchase price of $0.52 per share for aggregate net proceeds of $15.6 million. There were 2,858,180 private TuHURA common stock warrants (after giving effect to the exchange ratio in the Kintara Merger) associated with these preferred shares.

Series A-1Preferred Stock Financing

From October 2020 to October 2021, TuHURA issued an aggregate of 14,288,076 shares of private TuHURA’s Series A-1 Preferred Stock at a purchase price of $0.66 per share for aggregate consideration of $9,430,000. There were 1,157,130 private TuHURA common stock warrants (after giving effect to the exchange ratio in the Kintara Merger) associated with these preferred shares.

Series B Preferred Stock Financing

From June through August 2022, TuHURA issued Series B preferred shares and received $16.6 million for 25,153,030 private TuHURA Series B shares at a purchase price of $0.66 along with 3,374,908 private TuHURA common stock warrants (after giving effect to the exchange ratio in the Kintara Merger) that are exercisable at a fixed price of $0.66.

Prior Convertible Note Financing

From May 2019 through December 2020, TuHURA issued $4,995,000 aggregate principal amount of convertible notes, which bear interest at the rate of 10% per annum.

On February 24, 2021, a majority of note holders elected to voluntarily convert their notes under the terms of a non-qualified financing in the Note. This forced a conversion of all Notes into preferred shares. The conversion price was set by the same terms offered in the non-qualified financing. As a result, the $4,995,000 Note principal plus $277,000 accrued interest was converted into 7,988,169 private TuHURA Series A-1 preferred shares at $0.66 a share. There were 673,711 private TuHURA common stock warrants (after giving effect to the exchange ratio in the Kintara Merger) associated with