Company: HURA
Filing Date: 2025-02-07
Form Type: S-4
Source: 0001193125-25-022803
Chunk: 612

Company: TuHURA Biosciences, Inc./NV
Filing Date: 2025-02-07
Form: S-4
Chunk 612
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 2024. The number of shares beneficially owned includes shares of Kineta Common Stock that each person has the right to acquire within 60 days of December 31, 2024, including upon the exercise of stock options and warrants. These stock options and warrants shall be deemed to be outstanding for the purpose of computing the percentage of outstanding shares of Kineta Common Stock owned by such person but shall not be deemed to be outstanding for the purpose of computing the percentage of outstanding shares of Kineta Common Stock owned by any other person.This table is based upon information supplied by Kineta’s officers, directors as of the record date and the principal stockholders and Schedules 13D and 13G filed with the SEC (the dates of such filings are indicated in the footnotes). Unless otherwise noted, the address for each officer and director listed in the table is c/o Kineta, Inc., 7683 SE 27th Street, Suite 481, Mercer Island, Washington 98040.Name and Address of Beneficial OwnerNumberPercent5% StockholdersArmistice Capital, LLC(1)2,959,36524.1%Entities Associated with CBI USA, Inc.(2)821,5206.7%Charles Magness, Ph.D.(3)620,4135.1%Named Executive Officers and DirectorsCraig W. Philips(4)428,0953.5%Keith A. Baker(5)190,0571.5%Raymond Bartoszek(6)1,840,78315.0%Shawn Iadonato, Ph.D.(7)1,013,4778.3%Marion R. Foote(8)196,2561.6%Richard Peters, M.D., Ph.D.(9)121,2911.0%David Arkowitz(10)35,971*Scott Dylla, Ph.D.(11)20,250*Kimberlee C. Drapkin(12)16,250*All current directors and executive officers as a group (10 persons)4,062,11933.1%* Represents beneficial ownership of less than one percent(1)Based on information set forth in the Schedule 13G filed with the SEC on November 14, 2024 by Armistice Capital, LLC. Armistice Capital, LLC beneficially owns 2,959,365 shares of common stock, consisting of 643,978 outstanding shares directly held, plus an additional 2,