Company: USCB
Filing Date: 2025-03-14
Form Type: 10-K
Source: 0001562762-25-000043
Chunk: 5

Company: USCB FINANCIAL HOLDINGS, INC.
Filing Date: 2025-03-14
Form: 10-K
Item: Item 9A
Chunk 5
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based on the criteria in Internal Control-Integrated Framework issued by the Committee of Sponsoring Organizations of the 

Treadway Commission (COSO). Based on this evaluation under the criteria in Internal Control-Integrated Framework, 

management concluded that internal control over financial reporting was effective as of December 31, 2024. Furthermore, 

during the conduct of its assessment, management identified no material weakness in its financial reporting control system. 

The Board of the Company, through its Audit Committee, provides oversight to management’s conduct of the financial 

reporting process. The Audit Committee, which is composed entirely of independent directors, is also responsible for the 

appointment of the independent registered public accounting firm. The Audit Committee also meets with management, the 

internal audit staff, and the company’s independent registered public accounting firm throughout the year to provide 

assurance as to the adequacy of the financial reporting process and to monitor the overall scope of the work performed by 

the internal audit staff and the independent registered public accounting firm. 

Because of its inherent limitations, the disclosure controls and procedures may not prevent or detect misstatements. A 

control system, no matter how well conceived and operated, can only provide reasonable, not absolute, assurance that the 

objectives of the control system are met. Because of the inherent limitations in all control systems, no evaluation of controls 

can provide absolute assurance that all control issues and instances of fraud, if any, have been detected. Also, projections 

of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of 

changes in conditions or that the degree of compliance with the policies or procedures may deteriorate. 

Changes in Internal Control Over Financial Reporting 

There has been no change in our internal control over financial reporting (as defined in Rules 13a-15(f) and 15d-15(f) 

under the Exchange Act) during our most recent fiscal quarter that has materially affected, or is reasonably likely to materially 

affect, our internal control over financial reporting. 

Item 9B. Other Information