Company: CGABL
Filing Date: 2025-07-29
Form Type: 40-6B/A
Source: 0001193125-25-168066
Chunk: 15

Company: Carlyle Group Inc.
Filing Date: 2025-07-29
Form: 40-6B/A
Chunk 15
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 and policies of each Fund and whether it will operate as a diversified or non-diversified closed-endor open-endvehicle may vary from Fund to Fund, and will be set forth in the informational memorandum and the governing documents relating to the specific Fund. Potential investments for the Funds may include a wide variety of U.S. and non-U.S.assets, including but not limited to public and private debt and equity securities, real estate, equity, credit, and other financial assets. The Funds may invest either directly or indirectly through investments in limited partnerships and other investment pools (including pools that are exempt from registration in reliance on Section 3(c)(1) or 3(c)(7) of the 1940 Act) and investments in registered investment companies. 8Investments may be made side by side with Carlyle and Carlyle-related investors and through investment pools (including Aggregation Vehicles) sponsored or managed by Carlyle or an unaffiliated entity. 9

| 8 | The Applicants are not requesting any exemption from any provision of the 1940 Act or any Rules and Regulations                                                        
 that may govern the eligibility of a Fund to invest in an entity relying on Section 3(c)(1) or 3(c)(7) of the 1940 Act or any such entity’s status under the 1940 Act. |

| 9 | An “Aggregation Vehicle” is an investment pool sponsored or managed by Carlyle or an                                                                                                                                                                      
 unaffiliated entity that is formed solely for the purpose of permitting a Fund and one or more Carlyle Entities and Carlyle-related investors or Third Party Funds to collectively invest in other entities. It may often be more efficient for Carlyle   
 and Carlyle-related investors and Third Party Funds to invest in an entity together through an Aggregation Vehicle rather than having each investor separately acquire a direct interest in such entity. An Aggregation Vehicle will not be used to issue 
 interests that discriminate against a Fund or provide preferential treatment to Carlyle or other Carlyle-related investors with respect to a portfolio company investment. Because no investment decisions are made at the Aggregation Vehicle level, the 
 fact that a person who participates in the Fund’s decision to acquire an interest in an Aggregation Vehicle also serves as an officer, director, general partner or investment adviser of the Aggregation Vehicle would not create a conflict of          
 interest on the part of such person.                                                                                                                                                                                                                      |

7

It is possible that an investment program may be structured in which a Fund will co-investin a portfolio