Company: APM
Filing Date: 2025-10-06
Form Type: S-4
Source: 0001213900-25-096656
Chunk: 188

Company: Aptorum Group Ltd
Filing Date: 2025-10-06
Form: S-4
Chunk 188
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. Aptorum ordinary shares issued pursuant to the share consolidation will remain fully paid and nonassessable. Proportionate adjustments will be made to the per share exercise price, the number of shares issuable upon the exercise, vesting or settlement of all outstanding options to purchase shares of Aptorum ordinary shares, and the number of shares reserved for issuance pursuant to Aptorum’s existing equity incentive plans will be reduced proportionately based on the Ratio. The reverse split will not affect Aptorum continuing to be subject to the periodic reporting requirements of the Exchange Act. Procedure for Effecting Share Consolidation and Exchange of Stock Certificates Effect on Registered Certificated Shareholders Some of our shareholders hold their Aptorum Class A ordinary shares in certificate form. If the share consolidation is implemented, each certificate representing pre -reversesplit shares will, until surrendered and exchanged as described below, for all corporate purposes, be deemed to represent, respectively, only the number of post- share consolidation shares. Shortly after the share consolidation becomes effective, shareholders who hold shares in certificate form will be notified and offered the opportunity at their own expense to surrender their current certificates to our transfer agent in accordance with the procedures to be set forth in a letter of transmittal to be sent by us or our transfer agent. The letter of transmittal will contain instructions on how to surrender your certificate(s) representing your pre -reverseordinary shares split shares to the transfer agent. Upon receipt of your pre -shareconsolidation certificate(s), you will be issued the appropriate number of shares electronically in book -entryform. No new shares in book -entryform will be issued until you surrender your outstanding pre -shareconsolidation certificate(s), together with the properly completed and executed letter of transmittal, to our transfer agent. At any time after receipt of your book -entrystatement, you may request a stock certificate representing your ownership interest. In connection with the share consolidation, the CUSIP number for the Ordinary Shares will change from its current CUSIP number. This new CUSIP number will appear on any new stock certificates issued representing post-share consolidation shares. Shareholders will receive the same class(es) of shares as is owned prior to the share consolidation. SHAREHOLDERS SHOULD NOT DESTROY ANY STOCK CERTIFICATE(S) AND SHOULD
NOT SUBMIT ANY STOCK CERTIFICATE(S) UNTIL REQUESTED TO DO SO. 89 Effect on Registered “Book-entry” Holders of Ordinary Shares Holders of Aptorum ordinary shares may hold some or all