Company: GRAN
Filing Date: 2025-07-31
Form Type: 20-F
Source: 0001213900-25-069627
Chunk: 93

Company: Grande Group Ltd/HK
Filing Date: 2025-07-31
Form: 20-F
Item: Item 4
Chunk 93
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 corporation, means a director of the corporation who (i) actively participates
in; or (ii) is responsible for directly supervising the business of a regulated activity for which the corporation is licensed.
All the executive director(s) must seek the HKSFC’s approval as Responsible Officer(s) accredited to the licensed corporation.

The
same individual could apply to be a Responsible Officer for more than one regulated activity simultaneously provided that he/she meets
the fit and proper (including competence) requirements for the regulated activity concerned, and demonstrate that there is no conflict
of interest for he/she to carry on the regulated activities concurrently. In addition, the same individual could apply to be a Responsible
Officer for more than one licensed corporation simultaneously provided that he/she can demonstrate there is no conflict of interest.

It
is an offence for a person to conduct any regulated activity without the required license.

Types
of regulated activities

Schedule 5
to the SFO stipulates 10 types of regulated activities, namely:

  Type                      
  1: Dealing in securities  
 ────────────────────────────

  Type                             
  2: Dealing in futures contracts  
 ───────────────────────────────────

  Type                                   
  3: Leveraged foreign exchange trading  
 ─────────────────────────────────────────

  Type                       
  4: Advising on securities  
 ─────────────────────────────

  Type                              
  5: Advising on futures contracts  
 ────────────────────────────────────

  Type                              
  6: Advising on corporate finance  
 ────────────────────────────────────

  Type                                     
  7: Providing automated trading services  
 ───────────────────────────────────────────

  Type                            
  8: Securities margin financing  
 ──────────────────────────────────

  Type                 
  9: Asset management  
 ───────────────────────

  Type                                  
  10: Providing credit rating services  
 ────────────────────────────────────────

As
of the date of this annual report, we are licensed for and carried on Type 1 and Type 6 of the above regulated activities. The foregoing
licenses of Grande Capital have no expiry date and remain in force until suspended or revoked, subject to certain continuing obligations,
such as payment of annual fee and submission of annual return.

Licensed
corporation

For
application as a licensed corporation, the applicant has to be incorporated and the licensed corporation has to satisfy the HKSFC that
it