Company: TOMZ
Filing Date: 2025-04-14
Form Type: 10-K
Source: 0001654954-25-004233
Chunk: 1184

Company: TOMI Environmental Solutions, Inc.
Filing Date: 2025-04-14
Form: 10-K
Item: Item 7
Chunk 1184
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John F. Nelson(3)  1,259,362   6.3%  —   —   6.3%Named Executive Officers and Directors:                    Halden S. Shane(1)(4)  4,252,664   19.5%  63,750   100.0%  19.7%Elissa J. Shane(5)  493,914   2.3%  —   —   2.3%Nick Jennings(6)  97,769  *   —   —  * Walter Johnsen(7)  111,875  *   —   —  * Kelly Anderson(8)  111,875  *   —   —  * Lim Boh Soon(9)  163,774  *   —   —  * Executive Officers and Directors as a Group (10)  5,231,871   24.0%  —   —   24.2%

 *Denotes ownership of less than 1%.    (1)Percentage of total voting power represents voting power with respect to all shares of our Common Stock and Series A Preferred Stock, as a single class. The holders of Common Stock and Series A Preferred Stock are each entitled to one vote per share.    (2)Based on Form 3 filed with the SEC by Lau Sok Huy on January 24, 2018.    (3)Based on a Schedule 13G/A filed with the SEC by John F. Nelson on October 11, 2024. The address of the shareholder is 3610 Deerpath Road, Middleton, WI 53562.    (4)Consists of: (i) 2,430,164 shares of Common Stock held of record by Dr. Shane; (ii) 187,500 shares of Common Stock held of record by the Shane Family Trust; (iii) 125,000 shares of Common Stock held of record by Belinha Shane; and (iv) 1,510,000 shares of Common Stock issuable upon the exercise of warrants and options to purchase Common Stock held by Dr. Shane that are exercisable or will become exercisable within 60 days of March 10, 2025. Dr. Shane