Company: LEGT
Filing Date: 2025-02-19
Form Type: 10-K
Source: 0001829126-25-001098
Chunk: 427

Company: Legato Merger Corp. III
Filing Date: 2025-02-19
Form: 10-K
Item: Item 3
Chunk 427
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30,000

    *
    %  
  
    Brian Pratt

    1,200,000

    4.7
    % 
  
    John Ing(5)

    150,000

    *
    %  
  
    All officers and directors as a group (seven individuals)

    4,356,475

    16.9
    % 
  
    Karpus Investment Management(6)

    3,379,991

    13.1
    % 
  
    First Trust Capital Management L.P.(7)

    1,927,713

    7.5
    % 
  
    Wealthspring Capital LLC(8)

    1,671,295

    6.5
    % 

    *
    Less than one percent. 

52

        (1) 
    
        Unless otherwise indicated, the business address of each of the individuals is c/o Legato Merger Corp. III, 777 Third Avenue, 37th Floor, New York, New York 10017.  
  
    (2)
    
        Includes shares held by trusts established for Mr. Rosenfeld’s children, including the Eric S Rosenfeld 2017 Trust No. 1. Mr. Jaffe is the trustee of these trusts and has sole voting and dispositive power over the shares held by such trusts.  
  
    (3)
    
        Includes 200,000 shares held by Mr. Jaffe’s Roth IRA.  
  
    (4)
    Represents shares held by Triple J Holdings II, LLC, an affiliate of Mr. Semler. 
  
    (5)
    Represents shares held by The Mont Blanc Investment Corporation, an affiliate of Mr. Ing. 
  
    (6)
    Represents shares held by Karpus Management, Inc., d/b/a Karpus Investment Management. The business address of Karpus is 183 Sully’s Trail, Pittsford, New York 14534. The information is derived from a Schedule 13G/A filed on November 13, 2024. 
  
    (7)
    
        Represents shares held by First Trust Capital Management LP (“FTCM”). FTCM is an investment adviser registered with the SEC that provides investment advisory services to, among others, (i) series of Investment Managers Series Trust II, an investment company registered under the Investment Company Act of 1940, specifically First Trust Multi-Strategy Fund and First Trust Merger Arbitrage Fund (ii) and Highland Capital Management Institutional