Company: NXDT
Filing Date: 2025-06-12
Form Type: S-4
Source: 0001437749-25-020201
Chunk: 137

Company: NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Filing Date: 2025-06-12
Form: S-4
Chunk 137
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 such compliance and to ensure compliance with the ownership limits.

Any certificates representing shares of New NXDT’s stock will bear a legend referring to the restrictions on ownership and transfer of New NXDT’s stock described above.

These restrictions on ownership and transfer of New NXDT’s stock will not apply if New NXDT’s board of directors determines that it is no longer in New NXDT’s best interests to attempt to qualify, or to continue to qualify, as a REIT or that compliance is no longer required in order for New NXDT to qualify as a REIT.

The restrictions on ownership and transfer of New NXDT’s stock described above, including in Article VII of the New NXDT Charter, could delay, defer or prevent a transaction or a change in control that might involve a premium price for New Common Stock or otherwise be in the best interests of New NXDT’s stockholders.

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Listing

New Common Stock will be listed on the NYSE under the symbol “NXDT.” The New Series A Preferred Stock will be listed on the NYSE under the symbol “NXDT PA.”. We do not intend to apply for a listing of the New Series B Preferred Stock on any national securities exchange.

Transfer Agent and Registrar

The transfer agent and registrar for New Common Stock and New Preferred Stock will be Equiniti Trust Company, LLC.

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WHERE YOU CAN FIND ADDITIONAL INFORMATION</div>

Old NXDT files annual, quarterly and current reports, proxy statements and other information with the SEC. The SEC maintains an internet site that contains reports, proxy and information statements and other information regarding issuers, including Old NXDT, that file electronically with the SEC. The public can obtain any documents that Old NXDT files electronically with the SEC at www.sec.gov.

Our website address is located at https://nxdt.nexpoint.com. We make available free of charge our Annual Report on Form 10-K, Quarterly Reports on Form 10-Q, Current Reports on Form 8-K, any amendments to those reports and other information filed with, or furnished to, the SEC pursuant to Section 13(a) or 15(d) of the Exchange Act.Such material is made available through our website as soon as reasonably practicable after we electronically file the information with, or furnish it to, the SEC. The information contained on or that can be accessed through our website does not constitute part of this prospectus.Copies of our Annual Report on Form 10-K for the fiscal year