Company: NEWTP
Filing Date: 2025-06-06
Form Type: 8-K
Source: 0001587987-25-000106
Chunk: 2

Company: NewtekOne, Inc.
Filing Date: 2025-06-06
Form: 8-K
Item: Item 9.01
Chunk 2
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Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

  Number      Description                                                                                                                                                                                           
     1.1      Amended and Restated Equity Distribution Agreement, by and among NewtekOne, Inc., Keefe, Bruyette & Woods, Inc., B. Riley Securities, Inc., Cantor Fitzgerald & Co., Compass Point Research & Tra...  
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     5.1      Opinion of Robert Fraley.                                                                                                                                                                             
    23.1      Consent of Robert Fraley (included in Exhibit 5.1).                                                                                                                                                   

SIGNATURES

In accordance with the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

                          NEWTEKONE, INC.                                                                    
  Date: June 6, 2025      By:                  /S/ B ARRY S LOANE                                            
                                               Barry Sloane                                                  
                                               Chief Executive Officer, President and Chairman of the Board