Company: QTIWW
Filing Date: 2025-10-01
Form Type: 8-K
Source: 0001628280-25-043297
Chunk: 4

Company: QT IMAGING HOLDINGS, INC.
Filing Date: 2025-10-01
Form: 8-K
Item: Item 1.01
Chunk 4
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10.1 filed with this Current Report on Form 8-K, the terms of which are incorporated in this Current Report on Form 8-K by reference.

Registration Rights Agreement

In connection with the Private Placement, the Company entered into a Registration Rights Agreement with the Purchasers, dated September 30, 2025 (the “Registration Rights Agreement”). The Registration Rights Agreement provides that the Company shall file a registration statement covering the resale of all Registrable Securities (as defined in the Registration Rights Agreement) with the SEC no later than the 30th calendar day following the date of the Registration Rights Agreement, and have the registration statement declared effective by the SEC as promptly as practicable after the filing thereof, but in any event no later than the 90th calendar day following the date of the Registration Rights Agreement, or in the event of a “full review” by the SEC, the 120th day following the date of the Registration Rights Agreement.

Upon the occurrence of any Event (as defined in the Registration Rights Agreement), which, among others, prohibits the Purchasers from reselling the Securities for more than ten consecutive calendar days or more than an aggregate of twenty calendar days during any twelve-month period, the Company is obligated to pay to the Purchasers, on each monthly anniversary of each such Event, an amount in cash, as partial liquidated damages and not as a penalty, equal to the product of 1% multiplied by the aggregate subscription amount paid by the Purchaser pursuant to the Securities Purchase Agreement.

All fees and expenses incident to the performance of or compliance with the Registration Rights Agreement by the Company will be borne by the Company, whether or not any Shares or Warrant Shares are sold pursuant to a registration statement.

The foregoing summary of the Registration Rights Agreement is qualified in its entirety by reference to the form of Registration Rights Agreement, a copy of which is filed with this Current Report on Form 8-K as Exhibit 10.2, the terms of which are incorporated in this Current Report on Form 8-K by reference.

Placement Agency Agreement

The Company also entered into a Placement Agency Agreement (the “ Placement Agency Agreement”) with Ladenburg Thalmann & Co. Inc. (the “Placement Agent”), dated September 30, 2025, pursuant to which the Placement Agent will act as the exclusive placement agent for the Company in connection with the Private Placement, with all funds to be held in a designated escrow account pursuant to an escrow agreement. The Company agreed to pay the Placement Agent a 6.0