Company: OCEA
Filing Date: 2025-04-08
Form Type: 10-K
Source: 0001641172-25-003155
Chunk: 2371

Company: Ocean Biomedical, Inc.
Filing Date: 2025-04-08
Form: 10-K
Item: Item 1A
Chunk 2371
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 Opportunity Fund SPV LLC – Series 3 (incorporated by reference from Exhibit 10.1 to the Form 8-K filed by Aesther Healthcare Acquisition Corp. (n/k/a Ocean Biomedical, Inc.) (File No. 001-40793) on February 13, 2023).

176

    14.1
     
    Code of Ethical Business Conduct (incorporated by reference from Exhibit 14.1 to the Form S-1/A filed by Aesther Healthcare Acquisition Corp. (n/k/a Ocean Biomedical, Inc.) (File No. 333-258012) on September 2, 2021).

    19.1*
     
    Insider Trading Compliance Policy.

    21.1
     
    List of Subsidiaries (incorporated by reference from Exhibit 21.1 to the Form 8-K/A filed by Ocean Biomedical, Inc. (File No. 001-40793) on February 15, 2023).

    31.1*
     
    Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act.

    31.2*
     
    Certification of Principal Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act.

    32.1**
     
    Certification of Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act.

    32.2**
     
    Certification of Principal Accounting Officer Pursuant to Section 906 of the Sarbanes-Oxley Act.

    97*
     
    Policy for the Recovery of Erroneously Awarded Compensation

    101.INS
     
    Inline XBRL Instance Document
    - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.

    101.SCH
     
    Inline XBRL Taxonomy Extension
    Schema Document

    101.CAL
     
    Inline XBRL Taxonomy Extension
    Calculation Linkbase Document

    101.DEF
     
    Inline XBRL Taxonomy Extension
    Definition Linkbase Document

    101.LAB
     
    Inline XBRL Taxonomy Extension
    Label Linkbase Document

    101.PRE
     
    Inline XBRL Taxonomy Extension
    Presentation Linkbase Document

    104
     
    Cover Page Interactive