Company: ANIX
Filing Date: 2025-09-10
Form Type: S-3
Source: 0001493152-25-013010
Chunk: 20

Company: Anixa Biosciences Inc
Filing Date: 2025-09-10
Form: S-3
Chunk 20
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, these provisions may make the removal of management more difficult and may discourage transactions that could otherwise involve payment of a premium over prevailing market prices for our common stock.

Market, Symbol and Transfer Agent

Our common stock is listed for trading on the Nasdaq Capital Market under the symbol “ANIX.” The transfer agent and registrar for our common stock is Equiniti Trust Company, LLC.

Preferred Stock

Our certificate of incorporation empowers our board of directors, without action by our shareholders, to issue up to 20,000 shares of blank check preferred stock from time to time in one or more series, which preferred stock may be offered by this prospectus and supplements thereto. As of September 9, 2025, 140 shares of Series A convertible preferred stock, the Series A preferred stock, were designated and 0 shares of Series A preferred stock was outstanding. Pursuant to our charter, our undesignated shares of preferred stock are “blank check” preferred stock which means that our board of directors are authorized, without further action by the stockholders, to establish one or more class or series, and fix the relative rights and preferences of the Company’s undesignated preferred stock.

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In connection with any offering of undesignated preferred stock, we will fix the rights, preferences, privileges and restrictions of the preferred stock of each series in the certificate of designation relating to that series. We will file as an exhibit to the registration statement of which this prospectus is a part, or will incorporate by reference from a current report on Form 8-K that we file with the SEC, the form of any certificate of designation that describes the terms of the series of preferred stock we are offering before the issuance of the related series of preferred stock. This description will include any or all of the following, as required:

| ● | the                                                                                                                                     
 title and stated value;                                                                                                                 |
| ● | the                                                                                                                                     
 number of shares we are offering;                                                                                                       |
| ● | the                                                                                                                                     
 liquidation preference per share;                                                                                                       |
| ● | the                                                                                                                                     
 purchase price;                                                                                                                         |
| ● | the                                                                                                                                     
 dividend rate, period and payment date and method of calculation for dividends;                                                         |
| ● | whether                                                                                                                                 
 dividends will be cumulative or non-cumulative and, if cumulative, the date from which dividends will accumulate;                       |
| ● | any                                                                                                                                     
 contractual limitations on our ability to declare, set aside or pay any dividends;                                                      |
| ● | the                                                                                                                                     
 procedures for any auction