Company: SFB
Filing Date: 2025-04-25
Form Type: DEF 14A
Source: 0001193125-25-094691
Chunk: 50

Company: STIFEL FINANCIAL CORP
Filing Date: 2025-04-25
Form: DEF 14A
Chunk 50
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876; and directors and executive officers as a group, 42,038. Also includes the following shares underlying stock units held by such persons and which are currently vested or which vest within 60 days following of April 7, 2025: Ms. Maryam Brown, 1,914; Mr. Michael Brown, 1,914; Ms. Carnoy, 1,914; Mr. Zimmerman, 1,914; Mr. Grady, 0; Mr. Peacock, 1,914; Ms. Markus, 1,914; Mr. Berlew, 1,914; Mr. Kavanaugh, 1,914; and directors and officers as a group, 15,312. Also includes the following RSAs: Mr. Kruszewski, 15,991; Mr. Zemlyak, 7,198; Mr. Nesi, 8,796. |

| Proxy Statement for the 2025 Annual Meeting of Shareholders |     | 62 |

| (3) | Based upon 103,033,074 shares of common stock issued and outstanding as of April 7, 2025, and, for each director, officer or the group, the number of shares subject to options or stock units which the director, officer, or the group has the right to acquire currently or within 60 days following that date. |

| (4) | Includes unvested stock units that will not be converted to shares and delivered within the 60-day period after April 7, 2025, and, therefore, under applicable SEC rules, are not deemed to be “beneficially owned” as of that date. These include RSUs and PRSUs that meet the condition stated in the preceding sentence. PRSUs are included in this column at the “Target” level, but may vest at between 0% and 200% of the “Target” level, as more fully described beginning on page 42. The stock units generally will be transferred into common stock at the end of a three- to six-year period after the date of grant contingent upon the holder’s continued employment with us. |

| (5) | Includes 654,984 shares held in a limited liability company as to which Mr. Kruszewski has sole voting power (but of which Mr. Kruszewski disclaims 275,141 shares). |

| (6) | Includes 838,422 shares held in a limited liability company as