Company: BCG
Filing Date: 2025-04-03
Form Type: S-1/A
Source: 0001410578-25-000637
Chunk: 69

Company: Binah Capital Group, Inc.
Filing Date: 2025-04-03
Form: S-1/A
Chunk 69
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2024, the Company’s workforce was comprised of approximately 150 employees and substantially all employees are salaried. A significant portion of our workforce is comprised of compliance, operations, finance and other administrative personnel. None of our employees are represented by a labor union. We have never experienced any work stoppages and we believe that our employee relations are positive.

We are committed to building a diverse and inclusive workforce where ideas and innovation can flourish and where individuals from every community feel a true sense of belonging. We are committed to this through how we hire, develop and recognize our talent. Our employees are a significant asset, and we aim to create an environment that is equitable, inclusive and representative in which our employees can grow and advance their careers, with the overall goal of developing, expanding and retaining our workforce to support our current and future business goals. We value agility, passion and teamwork, and are building a diverse environment where our employees can thrive and one that inspires exceptional contributions and professional and personal development to achieve our goal of being a natural destination for financial advisors and assets in motion as the hybrid broker-dealer of choice.

**Material Legal Proceedings**

From time to time, we may become involved in litigation or other legal proceedings. We are not currently a party to any litigation or legal proceedings that, in the opinion of our management, are likely to have a material adverse effect on our business. Regardless of outcome, litigation can have an adverse impact on us because of defense and settlement costs, diversion of management resources, and other factors.

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MANAGEMENT Executive Officers and Directors.

| ​            | ​ |   ​ | ​ | ​                                    |
| Name         |   | Age |   | Position                             |
| Criag Gould  | ​ |  54 | ​ | Chief Executive Officer and Chairman |
| David Shane  | ​ |  58 | ​ | Chief Financial Officer and Director |
| David Crane  | ​ |  58 | ​ | Director                             |
| Daniel Hynes | ​ |  55 | ​ | Director                             |
| Joel Marks   | ​ |  67 | ​ | Director                             |

Set forth below is biographical information about each of the individuals named in the tables above: Executive Officers Craig Gould . Mr. Gould is the Chief Executive Officer of Binah Capital Group, Inc., a holding company that acquires and manages businesses in the wealth management industry. Craig has over 25 years in senior management roles in the financial services industry, including Chief Executive Officer, National