Company: USCB
Filing Date: 2025-11-07
Form Type: 10-Q
Source: 0001562762-25-000269
Chunk: 15

Company: USCB FINANCIAL HOLDINGS, INC.
Filing Date: 2025-11-07
Form: 10-Q
Item: Part II, Item 6
Chunk 15
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 II, L.P., and certain other shareholders of U.S. Century Bank 

(incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K (File No. 001-41196) filed with the 

Securities and Exchange Commission on December 30, 2021).

4.3

Assignment and Assumption of Agreement, dated December 30, 2021, between U.S. Century Bank and USCB Financial 

Holdings, Inc. (incorporated by reference to Exhibit 4.3 to the Registrant’s Current Report on Form 8-K (File No. 001-41196) 

filed with the Securities and Exchange Commission on December 30, 2021).

4.4

Description of USCB Financial Holdings, Inc.’s securities (incorporated by reference to Exhibit 4.4 to the Registrant's Annual 

Report on Form 10-K (File No. 001-41196) filed with the Securities and Exchange Commission on March 22, 2024).

4.5

Indenture, dated August 14, by and between USCB Financial Holdings, Inc. and Wilmington Trust, National Association, as 

trustee (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K (File No. 001-41196) filed 

with the Securities and Exchange Commission on August 14, 2025).

4.6

Form of 7.625% Fixed-to-Floating Rate Subordinated Note due 2035 (included as Exhibit A-1 and Exhibit A-2 to the 

Indenture referenced in Exhibit 4.5 hereto (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on 

Form 8-K (File No. 001-41196) filed with the Securities and Exchange Commission on August 14, 2025).

10.1

Form of Subordinated Note Purchase Agreement, dated August 14, 2024, by and among USCB Financial Holdings, Inc. 

and certain qualified institutional buyers (incorporated by reference to Exhibit 10.1 to