Company: COHN
Filing Date: 2025-03-12
Form Type: 10-K
Source: 0001437749-25-007158
Chunk: 414

Company: Cohen & Co Inc.
Filing Date: 2025-03-12
Form: 10-K
Item: Item 1
Chunk 414
---
’s Current Report on Form 8-K filed with the SEC on September 24, 2024)

     10.47
     Senior Promissory Note, dated September 1, 2024, issued by Cohen & Company, LLC to JKD Capital Partners I LTD in the aggregate principal amount of $5,145,926.67 (incorporated by reference to Exhibit 10.2 of the Company’s Current Report on Form 8-K filed with the SEC on September 24, 2024).

      ﻿14.1 
      Code of Conduct (incorporated by reference to Exhibit 14.1 to the Company’s Annual Report on Form 10-K filed with the SEC on March 10, 2010). 

      ﻿ 

     19
     Company Insider Trading Policy *

      ﻿21.1 
      List of Subsidiaries. * 

      ﻿ 

      ﻿23.1 
      Consent of Grant Thornton, LLP, Independent Registered Public Accounting Firm, regarding the financial statements of Cohen & Company, Inc. * 

      ﻿ 

      ﻿31.1 
      Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, as amended.  * 

      ﻿ 

      ﻿31.2 
      Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, as amended. * 

      ﻿ 

      ﻿32.1 
      Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, as amended. * 

      ﻿ 

      ﻿32.2 
      Certification of the Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, as amended. * 

      ﻿ 

     97.1
     Cohen & Company, Inc. Incentive Compensation Policy. *

      101 
      Interactive data files pursuant to Rule 405 of Regulation S-T formatted inline XBRL: (i) the Consolidated Balance Sheets at December 31, 2024 and December 31, 2023, (ii) the Consolidated Statements of Operations and Comprehensive Income / (Loss) for the Year Ended December 31, 2024, 2023 and 2022, (iii) the Consolidated Statement of Changes in Equity for the Year Ended December 31, 2024,