Company: INV
Filing Date: 2025-03-26
Form Type: 8-K
Source: 0001140361-25-010344
Chunk: 3

Company: Innventure, Inc.
Filing Date: 2025-03-26
Form: 8-K
Item: Item 1.01
Chunk 3
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 the Company files its Annual Report on Form 10-K for the year ended December 31, 2024, file with the SEC (at its sole cost and expense) a registration statement (the “ Registration
Statement”) registering the resale by Yorkville of all Conversion Shares. Under the Registration Rights Agreement, Yorkville will also be granted demand registration rights and piggyback registration rights under certain conditions as described
in the Registration Rights Agreement.

The Company will agree to use its best reasonable efforts to ensure that the Registration Statement is declared effective by the earlier of the date
that is 60 calendar days following the filing of filing such Registration Statement or the fifth business day after the date the Company is notified by the SEC that the Registration Statement will not be reviewed or will not be subject to further
review. The Company will also agree that, with respect to any additional registration statements filed pursuant to the Registration Rights Agreement, it will use its reasonable best efforts to ensure that such registration statement is declared
effective by the earlier of the date that is 75 calendar days following the date on which the Company was required to file such registration statement and the fifth business day after the date the Company is notified by the SEC that such
registration statement will not be reviewed or will not be subject to further review.

The foregoing description of the Registration Rights Agreement does not purport to be complete and is qualified in its entirety by reference to the
full text of such document, which is filed herewith as Exhibit 10.3 and is incorporated herein by reference.

WTI WarrantsThe Company also agreed to issue two warrants to purchase up to an aggregate total of 300,000 shares of Common Stock (the “ WTI Warrants”) to WTI Fund X, LLC and WTI Fund XI, LLC (the “ WTI Holders”), respectively, as consideration for WTI Fund X,
Inc., WTI Fund XI, Inc., WTI Fund X, LLC and WTI Fund XI, LLC (collectively, the “ WTI Entities”) entering into a consent with the Company and Innventure LLC, dated March 21, 2025, pursuant to which, among other things, the WTI Entities consented
to (i) the Company entering into the Purchase Agreement and the transactions contemplated thereby and (ii) to the Company’s issuance of its Series C Preferred Stock, par value $0.0001 per share, and the payoffs of certain related party loans
(each as described in the Company’s Current Report on Form 8-K