Company: SWZ
Filing Date: 2025-01-27
Form Type: DEF 14A
Source: 0000894189-25-000453
Chunk: 43

Company: Total Return Securities Fund
Filing Date: 2025-01-27
Form: DEF 14A
Chunk 43
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0 Act) of the Fund or by the Investment Manager, upon sixty (60) days’ written notice delivered to each party hereto, and (b) shall automatically be terminated in the event of its assignment (as defined in the 1940 Act). Any such notice shall be deemed given when received by the addressee. 10. GOVERNING LAW. This Agreement shall be governed, construed and interpreted in accordance with the laws of the State of New York, provided, however, that nothing herein shall be construed as being inconsistent with the 1940 Act. 11. NOTICES. Any notice hereunder shall be in writing and shall be delivered in person or by facsimile (followed by delivery in person) to the parties at the addresses set forth below: IF TO THE FUND: THE SWISS HELVETIA FUND, INC. c/o Sullivan & Cromwell LLP 125 Broad Street New York, NY 10024 Attention: William G. Farrar Telephone No.: (212) 558-4000
Fax No.: (212) 558-3588 A-3 IF TO THE INVESTMENT MANAGER: Bulldog Investors, LLP Park 80 West 250 Pehle Avenue, Suite 708
Saddle Brook, New Jersey 07663 Attention: Telephone No.: (xxx) xxx-xxxx
Fax No.: (xxx) xxx-xxxx or to such other address as to which the recipient shall have informed the other party in writing. Unless specifically provided elsewhere, notice given as provided above shall be deemed to have been given, if by personal delivery, on the day of such delivery, and, if by facsimile and mail, on the date on which such facsimile or mail is sent. 12. COUNTERPARTS. This Agreement may be executed in two counterparts, each of which shall be deemed to be an original, but all of which together shall constitute one and the same instrument. IN WITNESS WHEREOF, the parties hereto caused their duly authorized signatories to execute this Agreement as of the day and year first written above. [•] By: ____________________________________ Name: Title: By: ____________________________________ Name: Title: BULLDOG INVESTORS, LLP By: ____________________________________ Name: Title: A-4 EXHIBIT B

PORTFOLIO INVESTMENTS AND RELATED RISKS Portfolio Investments and Related Risks Other Closed-End Investment Company Securities .The Fund will invest in the securities of other closed