Company: INV
Filing Date: 2025-04-15
Form Type: S-1
Source: 0001628280-25-017890
Chunk: 168

Company: Innventure, Inc.
Filing Date: 2025-04-15
Form: S-1
Chunk 168
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 but, except as set

forth in a supplement to this Prospectus, in the case of an agency transaction not in excess of a customary brokerage

commission in compliance with applicable FINRA rules.

101

In connection with the sale of the securities or interests therein, the Selling Stockholders may enter into hedging

transactions with broker- dealers or other financial institutions, which may in turn engage in short sales of the

securities in the course of hedging the positions they assume. The Selling Stockholders may also sell securities short

and deliver these securities to close out their short positions, or loan or pledge the securities to broker-dealers that in

turn may sell these securities. The Selling Stockholders may also enter into option or other transactions with broker-

dealers or other financial institutions or create one or more derivative securities which require the delivery to such

broker-dealer or other financial institution of securities offered by this prospectus, which securities such broker-

dealer or other financial institution may resell pursuant to this prospectus (as supplemented or amended to reflect

such transaction).

The Selling Stockholders and any broker-dealers or agents that are involved in selling the securities may be

deemed to be “underwriters” within the meaning of the Securities Act in connection with such sales. In such event,

any commissions received by such broker-dealers or agents and any profit on the resale of the securities purchased

by them may be deemed to be underwriting commissions or discounts under the Securities Act. Each Selling

Stockholder has informed the Company that it does not have any written or oral agreement or understanding,

directly or indirectly, with any person to distribute the securities.

The Company is required to pay certain fees and expenses incident to the registration of the shares of Company

Common Stock to be offered and sold pursuant to this prospectus by the Selling Stockholders. The Company has

also agreed to indemnify the Selling Stockholders against certain losses, claims, damages and liabilities, including

liabilities under the Securities Act or the Exchange Act. The Selling Stockholders will bear all commissions and

discounts, if any, attributable to their sale of securities. Additionally, in certain underwritten offerings, the Selling

Stockholders and the Company shall bear the expenses of the underwriter pro rata in proportion to the respective

amount of shares of Common Stock each is selling in such offering.

With respect to the Selling Stockholders under the WTI RRA, the Company has agreed to keep this prospectus

effective and in compliance with the Securities Act until the