Company: GIFLF
Filing Date: 2025-04-11
Form Type: 20-F
Source: 0001104659-25-034245
Chunk: 243

Company: Grifols SA
Filing Date: 2025-04-11
Form: 20-F
Item: Item 7
Chunk 243
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 controls Flat Footed LLC.
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(6)   The 13,525,737 voting rights are held indirectly by Mason Capital Management LLC.
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(7)   Of the total number of 4,549,091 voting rights, 4,170,656 voting rights are held through contracts for differences (CFD) and 378,435 are held through put options rights.
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(8)   Of the total number of 13,059,573 voting rights, 1.465.990 voting rights are held indirectly, 12.676 voting rights through third party depositary receipts (rights-of-use held) and 11,580,907 voting rights are held through equity swaps.
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(9)   24,000 Class A shares are held indirectly through Glanzmann Enterprises AG.
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(10)   Of the total number of 303,661voting shares attributed to Mr. Tomás Dagá Gelabert, 35,000 are held indirectly through Prismiberica, S.A.
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(11)   Of the total number of 107,834 voting shares attributed to Mr. Victor Grifols Deu, 93,214 are held indirectly through New Fiction 2012, S.L.
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To our knowledge, we are not controlled, directly or indirectly, by any other corporation, government or any other natural or legal person. We do not know of any arrangements which would result in a change in our control.
As of the date of this annual report on Form 20-F, based on public information provided to us by our listing agents, we estimate that 32.5% of our shares were held by holders of record in the United States. Since shares may be held by nominees, the number of shareholders of record may not be representative of the number of beneficial owners.
Significant Changes in Ownership
Other than as described below, no significant changes occurred from on January 1, 2022 until the date of this filing, as such transfers of shares were reported to the CNMV:2

●   In February 2022, Capital Research and Management Company reached a stake of 5.659% and reduced that stake to less than 5% in March 2024. As of the date of this annual report, to our knowledge Capital Research and Management Company holds less than 3% of our voting shares.
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●   JP Morgan Chase &amp; Co