Company: WLTH
Filing Date: 2025-12-11
Form Type: S-1/A
Source: 0001628280-25-056439
Chunk: 434

Company: WEALTHFRONT CORP
Filing Date: 2025-12-11
Form: S-1/A
Chunk 434
---
 |            |

<div align='center'>F-56</div>

### WEALTHFRONT CORPORATION
<div align='center'>Notes to Unaudited Condensed Consolidated Financial Statements</div>

The following common stock equivalents were excluded from the computation of diluted earnings per share attributable to common stockholders because including them would have been antidilutive (outstanding):

|                                           |     | Three Months Ended July 31, |            |         |     |      |            |         |     | Six Months Ended July 31, |            |         |     |      |            |         |
|                                           |     |                        2024 |            |         |     | 2025 |            |         |     |                      2024 |            |         |     | 2025 |            |         |
| Liability-classified common stock warrant |     |                             |     60,000 |         |     |      |     60,000 |         |     |                           |     60,000 |         |     |      |     60,000 |         |
| Series G Warrant                          |     |                             |    251,750 |         |     |      |    251,750 |         |     |                           |          — |         |     |      |    251,750 |         |
| Dual-trigger RSUs                         |     |                             | 25,058,032 |         |     |      | 34,242,383 |         |     |                           | 25,058,032 |         |     |      | 34,242,383 |         |
| SAFEs                                     |     |                             |            | Various |     |      |            | Various |     |                           |            | Various |     |      |            | Various |

### 16. Financial Instruments with Off-Balance Sheet Credit Risk
As a securities broker, the Company executes transactions with and on behalf of clients. The Company clears these transactions with its clearing firm on an omnibus basis.

In the normal course of business, the Company’s client activities involve the execution of securities transactions and settlement by its clearing broker. The agreement between the Company and its clearing broker provides that the Company is obligated to assume any exposure related to nonperformance by its clients. These activities may expose the Company to off-balance sheet risk in the event the client is unable to fulfill its contracted obligations. In the event the client fails to satisfy its obligations, the Company may be required to purchase or sell financial