Company: LICN
Filing Date: 2025-01-03
Form Type: 6-K
Source: 0001213900-25-000801
Chunk: 4

Company: Lichen International Ltd
Filing Date: 2025-01-03
Form: 6-K
Chunk 4
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 into a placement agency agreement (the “Second Closing Placement Agency Agreement”) with Univest, pursuant to which the Company engaged Univestas the exclusive placement agent in connection with December 29 Registered Direct Offering. The Placement Agent agreed to use its reasonable best efforts to arrange for the sale of the Second Closing Shares and the Second Closing Pre-Funded Warrants. In addition, under the Second Closing Placement Agency Agreement the Company agreed to pay the Placement Agent a placement agent fee in cash equal to seven percent (7.0%) of the aggregate gross proceeds raised from the sale. The Company also agreed to reimburse the Placement Agent at closing for legal and other expenses incurred by them in connection with December 29 Registered Direct Offering in an amount not to exceed $50,000.

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The foregoing summaries of the First Closing Placement Agency Agreement, the First Closing Purchase Agreement and the First Closing Pre-Funded Warrants, and the Second Closing Placement Agency Agreement, the Second Closing Purchase Agreement and the Second Closing Pre-Funded Warrants do not purport to be complete and are subject to, and qualified in their entirety by, such documents filed as Exhibits 10.1, 10.2 and 4.1, and Exhibits 10.3, 10.4 and 4.2, respectively, hereto and incorporated by reference herein. A copy of the press release related to December 26 Registered Direct Offering entitled “Lichen China Limited Announces $2.8 Million Registered Direct Offering” is furnished as Exhibit 99.1 hereto and is incorporated by reference herein. A copy of the press release related to December 29 Registered Direct Offering entitled “Lichen China Limited Announces $3.1 Million Registered Direct Offering” is furnished as Exhibit 99.2 hereto and is incorporated by reference herein.

Copies of the opinions of Appleby and Ortoli Rosenstadt LLP relating to the legality of the issuance and sale of the First Closing Securities and the Second Closing Securities, respectively, are filed as Exhibits 5.1, 5.2, 5.3 and 5.4 hereto, respectively.

This report is incorporated by reference into the registration statements on Form S-8(File No. 333-275086) and on Form F-3(File No. 333-277230) of the Company, filed with the Commission, to be a part thereof from the date on which this report is submitted, to the extent not superseded by documents or reports