Company: UMBFO
Filing Date: 2025-02-03
Form Type: 8-K
Source: 0001193125-25-018885
Chunk: 15

Company: UMB FINANCIAL CORP
Filing Date: 2025-02-03
Form: 8-K
Item: Item 7.01
Chunk 15
---
Item 7.01. Regulation FD Disclosure.

As a result of the Mergers, HTLF no longer exists as a legal entity separate from UMB and therefore no longer fulfills the listing requirements of the Nasdaq Global Select Market (the “ Nasdaq”). On January 31, 2025, the Nasdaq was notified that the Mergers would be effective as of January 31, 2025 and it was requested that the Nasdaq (1) suspend trading of HTLF Common Stock and HTLF Preferred Stock, (2) withdraw HTLF Common Stock and HTLF Preferred Stock from listing on the Nasdaq, in each case, prior to the open of trading on February 3, 2025, and (3) file with the Commission a notification of delisting of HTLF Common Stock and HTLF Preferred Stock under Section 12(b) of the Securities Exchange Act of 1934, as amended (the “ Exchange Act”). As a result, HTLF Common Stock and HTLF Preferred Stock will no longer be listed on the Nasdaq.

In furtherance of the foregoing, UMB, as successor to HTLF, intends to file with the Commission certifications on Form 15 under the Exchange Act requesting the deregistration of HTLF Common Stock and HTLF Preferred Stock under Section 12(g) of the Exchange Act and the corresponding immediate suspension of HTLF’s reporting obligations under Sections 13 and 15(d) of the Exchange Act as promptly as practicable, and to cease filing any further periodic reports with respect to HTLF since it no longer as a result of the Mergers exists as a separate legal entity.