Company: MGLD
Filing Date: 2025-01-27
Form Type: 424B5
Source: 0001493152-25-003788
Chunk: 32

Company: Marygold Companies, Inc.
Filing Date: 2025-01-27
Form: 424B5
Chunk 32
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 fewer than 100 or, if the Relevant Member State has implemented the relevant provision of     
 the 2010 PD Amending Directive, 150 natural or legal persons (other than qualified investors  
 as defined in the Prospectus Directive), as permitted under the Prospectus Directive, subject 
 to obtaining the prior consent of the manager for any such offer; or                          |
| ● | in                                                                                            
 any other circumstances which do not require the publication by the issuer of a prospectus    
 pursuant to Article 3(2) of the Prospectus Directive, provided that no such offer of the      
 securities shall require the issuer or any underwriter to publish a prospectus pursuant to    
 Article 3 of the Prospectus Directive.                                                        |

For the purposes of this provision, the expression an “offer of securities to the public” in relation to any securities in any Relevant Member State means the communication in any form and by any means of sufficient information on the terms of the offer and securities to be offered so as to enable an investor to decide to purchase or subscribe securities, as the same may be varied in that Relevant Member State by any measure implementing the Prospectus Directive in that Relevant Member State and the expression “Prospectus Directive” means Directive 2003/71/EC (and amendments thereto, including the 2010 PD Amending Directive, to the extent implemented in the Relevant Member State), and includes any relevant implementing measure in each Relevant Member State and the expression “2010 PD Amending Directive” means Directive 2010/73/EU.

United Kingdom

In the United Kingdom, this document is being distributed only to, and is directed only at, and any offer subsequently made may only be directed at persons who are “qualified investors” (as defined in the Prospectus Directive) (i) who have professional experience in matters relating to investments falling within Article 19 (5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005, as amended (the Order), and/or (ii) who are high net worth companies (or persons to whom it may otherwise be lawfully communicated) falling within Article 49(2)(a) to (d) of the Order (all such persons together, the relevant persons). This document must not be acted on or relied on in the United Kingdom by persons who are not relevant persons. In the United Kingdom, any investment or investment activity to which this document relates is only available to, and will be engaged in with, relevant persons.

Canada

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