Company: PFIS
Filing Date: 2025-08-11
Form Type: 10-Q
Source: 0001558370-25-011043
Chunk: 27

Company: PEOPLES FINANCIAL SERVICES CORP.
Filing Date: 2025-08-11
Form: 10-Q
Item: Part II, Item 5
Chunk 27
---
Item 5. Other Information. 

During the fiscal quarter ended June 30, 2025, none of the Company’s directors or officers informed management of the adoption or termination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Regulation S-K, Item 408. 

​

Item 6. Exhibits. 

 ​

Item Number​​Description​​​​​​​​​3.1​​Peoples Financial Services Corp. Articles of Incorporation, as amended (incorporated by reference to Exhibit 3.1 to the registrant’s Form 10-K filed with the Commission on March 17, 2014). ​​​​3.2​​Articles of Amendment to the Articles of Incorporation of Peoples Financial Services Corp., effective as of May 19, 2020 (incorporated by reference to Exhibit 3.2 to registrant's quarterly report on Form 10-Q filed with the Commission on August 10, 2020)​​​​3.3​​Peoples Financial Services Corp. Second Amended and Restated Bylaws, as amended (incorporated by reference to Exhibit 3.1 to the registrant’s quarterly report on Form 10-Q filed with the Commission on November 14, 2024)​​​​4.1​​Indenture, dated June 6, 2025, between Peoples Financial Services Corp. and U.S. Bank Trust Company, National Association, as trustee (incorporated by reference to Exhibit 4.1 to the registrant’s Form 8-K filed with the Commission on June 6, 2025) ​​​​4.2​​Form of Subordinated Note (incorporated by reference to Exhibit A-1 to Exhibit 4.1 to the registrant’s Form 8-K filed with the Commission on June 6, 2025)​​​​10.1​​Form of Subordinated Note Purchase Agreement (incorporated by reference to Exhibit 10.1 to the registrant’s Form 8-K filed with the Commission on June 6, 2025)​​​​10.2​​Form of Registration Rights Agreement (incorporated by reference to Exhibit 10.2 to the registrant’s Form 8-K filed with the Commission on June 6, 2025)​​​​10.3​​Purchase and Sale Agreement by and between Moosic Holdings, LLC and Peoples Security Bank