Company: IPST
Filing Date: 2025-05-07
Form Type: POS AM
Source: 0001641172-25-009076
Chunk: 169

Company: Heritage Distilling Holding Company, Inc.
Filing Date: 2025-05-07
Form: POS AM
Chunk 169
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| Plan category                                         |     | Number                                                                               
 of Securities to be Issued Upon Exercise of Outstanding Options, Warrants and Rights 
 (a)                                                                                  |         |     | Weighted-                                                          
 Average Exercise Price of Outstanding Options, Warrants and Rights 
 (b)                                                                |       |     | Number                                                                                                                               
 of Securities Remaining Available for Future Issuance Under Equity Compensation Plans (Excluding Securities Reflected in Column (a)) 
 (c)                                                                                                                                  |           |
|:------------------------------------------------------|:----|:-------------------------------------------------------------------------------------|--------:|:----|:-------------------------------------------------------------------|------:|:----|:-------------------------------------------------------------------------------------------------------------------------------------|----------:|
| 2019 Equity compensation                              
 plan approved by security holders                     |     |                                                                                      | 251,600 |     | $                                                                  | 14.44 |     |                                                                                                                                      |     4,900 |
| 2024                                                  
 Equity compensation plan approved by security holders |     |                                                                                      |       — |     |                                                                    |     — |     |                                                                                                                                      | 2,500,000 |
| Total                                                 |     |                                                                                      | 251,600 |     | $                                                                  | 14.44 |     |                                                                                                                                      | 2,504,900 |

Equity Incentive Plans

2019 Equity Incentive Plan.

On April 25, 2019, our board of directors adopted our 2019 Equity Incentive Plan (the “2019 Plan”) to provide an additional means to attract, motivate, retain and reward selected employees and other eligible persons. Our stockholders approved the plan on or about April 25, 2019. Employees, officers, directors and consultants that provided services to us or one of our subsidiaries were eligible to receive awards under the 2019 Plan. Awards under the 2019 Plan were issuable in the form of incentive or nonqualified stock options, stock appreciation rights, stock bonuses, restricted stock, stock units and other forms of awards including cash awards.

As of December 31, 2024, stock grants of an aggregate of 243,089 restricted stock units and 6,011 options had been made under the 2019 Plan, and 4,900 shares authorized under the 2019 Plan remained available for award purposes.

Our board of directors may amend or terminate the 2019 Plan at any time. Plan amendments will be submitted to stockholders for their approval as required by applicable law or any applicable listing agency. The 2019