Company: TEM
Filing Date: 2025-05-06
Form Type: 10-Q
Source: 0000950170-25-064447
Chunk: 7

Company: Tempus AI, Inc.
Filing Date: 2025-05-06
Form: 10-Q
Item: Part II, Item 5
Chunk 7
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Disclosure of Trading Arrangements 

During the fiscal quarter ended March 31, 2025, none of our directors or officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K, except as set forth in the table below. 

     Type of TradingArrangement 

     Name and Position
      
     Action 
      
     Date 
      
     Rule10b5-1* 
      
     Non-Rule10b5-1** 
      
     Total Shares ofClass A commonstock to be Sold 
      
     Expiration Date 

     Nadja West, Director
      
     Adoption
      
     December 3, 2024
      
     X

     8,443
      
     December 1, 2025(1)

     Eric Lefkofsky, Chief Executive Officer,   Founder and Director
      
     Adoption(2)
      
     February 27, 2025
      
     X

     1,995,000(3)
      
     July 2, 2026

     Eric Lefkofsky, Chief Executive Officer,   Founder and Director
      
     Modification(4)
      
     March 4, 2025
      
     X

     3,990,000(5)
      
     July 2, 2026

     Ryan Bartolucci, Chief Accounting Officer
      
     Adoption(6)
      
     March 14, 2025
      
     X

     To Be Determined(7)
      
     July 1, 2026

* Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. 

** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act. 

(1)All transactions under this Rule 10b5-1 trading plan were completed in the first quarter of 2025 and no additional sales will occur under this trading plan.

(2)Trading under this Rule 10b5-1 trading plan will not commence until completion of the required cooling off period