Company: BHM
Filing Date: 2025-01-03
Form Type: 8-K
Source: 0001104659-25-000643
Chunk: 0

Company: Bluerock Homes Trust, Inc.
Filing Date: 2025-01-03
Form: 8-K
Item: Item 3.02
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ITEM 3.02      UNREGISTERED SALES OF EQUITY SECURITIES  

On
January 1, 2025, Bluerock Homes Trust, Inc., a Maryland corporation (the “ Company”) granted 5,405 long-term incentive plan
units (“ LTIP Units”) of the Company’s operating partnership, Bluerock Residential Holdings, L. P. (the “ Operating
Partnership”), to each of Elizabeth Harrison, Kamal Jafarnia, I. Bobby Majumder, and Romano Tio, the non-employee members of the
Company’s board of directors, in payment of the equity portion of their respective annual retainers (such grants, collectively,
the “ Director Grants”). The LTIP Units issued as Director Grants were issued pursuant to the Company’s 2022 Equity Incentive
Plan for Individuals (the “ Individuals Plan”). Each such Director Grant is evidenced by an LTIP Unit Award Agreement.

The
issuances of LTIP Units as Director Grants were made in reliance upon exemptions from registration provided by Section 4(a)(2) of the
Securities Act of 1933 and Regulation D thereunder for transactions not involving any public offering. No general solicitation or advertising
occurred in connection with the issuance and sale of these securities. Such LTIP Units were fully vested upon issuance, and may convert
to OP Units upon reaching capital account equivalency with the OP Units held by the Company, and may then be redeemed for cash or, at
the option of the Company and after a one year holding period (including any period during which the LTIP Units were held), settled in
shares of the Company’s Class A Common Stock on a one-for-one basis. From the date of grant, holders of such LTIP Units will be
entitled to receive “distribution equivalents” at the time distributions are paid to the holders of the Company’s Class
A Common Stock.

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