Company: GAINI
Filing Date: 2025-05-13
Form Type: 10-K
Source: 0001321741-25-000010
Chunk: 16

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-05-13
Form: 10-K
Item: Item 8
Chunk 16
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Home Concepts Acquisition, Inc. – Preferred Stock(C)(J)3,275 3,275 — Total Preferred Equity$92,898 $200,606 Common Equity/Equivalents – 10.9%Aerospace and Defense – 0.7%Galaxy Technologies Holdings, Inc. – Common Stock(C)(J)16,957 $11,513 $3,480 Cargo Transport – 0.0%Diligent Delivery Systems – Common Stock Warrants(C)(J)8 %500 — Diversified/Conglomerate Manufacturing – 0.0%Phoenix Door Systems, Inc. – Common Stock(C)(J)4,221 1,830 — Home and Office Furnishings, Housewares, and Durable Consumer Products – 0.0%Ginsey Home Solutions, Inc. – Common Stock(C)(J)63,747 8 — Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 10.2%SFEG Holdings, Inc. – Common Stock(C)(J)18,721 30,746 50,788 Total Common Equity/Equivalents$44,597 $54,268 Total Non-Control/Non-Affiliate Investments$562,371 $648,589 

THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS.80

Table of ContentsGLADSTONE INVESTMENT CORPORATIONCONSOLIDATED SCHEDULE OF INVESTMENTSMARCH 31, 2025(DOLLAR AMOUNTS IN THOUSANDS)

Company and Investment(A)(B)(D)(E)Principal/Shares/ Units(F)(H)CostFair ValueAFFILIATE INVESTMENTS(M) – 66.1%Secured First Lien Debt – 42.7%Diversified/Conglomerate Services – 16.2%ImageWorks Display and Marketing Group, Inc. – Term Debt (SOFR+11.0%, 15.3% Cash, Due 11/2028)(J)$22,000 22,000 22,000 J.R. Hobbs Co. - Atlanta, LLC – Line of Credit, $0 available (SOFR+6.0%, 10.3% Cash, Due 6/2025)(G)(J)5,000 5,000 3