Company: FEAV
Filing Date: 2025-01-21
Form Type: 8-K
Source: 0000950170-25-007292
Chunk: 1

Company: 5E Advanced Materials, Inc.
Filing Date: 2025-01-21
Form: 8-K
Item: Item 5.07
Chunk 1
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Item 5.07 Submission of Matters to a Vote of Security Holders.

As discussed above, on January 21, 2025, the Company held the 2024 Annual Meeting at which a quorum was present. At the 2024 Annual Meeting, the following matters, each as discussed in the Annual Meeting Proxy Statement, were voted upon by the Company’s stockholders:

1.

the election of each of four directors named in the Proxy Statement to serve on the Board of Directors (the “ Board”) until the 2025 annual meeting of stockholders;

2.

the ratification of the appointment of PricewaterhouseCoopers LLP (“ PwC”) as the Company’s independent registered public accounting firm for the fiscal year ended June 30, 2025;

3.

the approval, for the purposes of ASX Listing Rule 10.14 and for all other purposes, of the participation by each of (1) Paul Weibel, (2) Graham van’t Hoff, (3) Barry Dick, and (4) Bryn Jones, members of the Board, in the Plan, each as a separate resolution;

4.

the approval of an amendment to the Plan to increase the number of shares of common stock authorized for issuance (“ Plan Amendment Proposal”);

5.

the approval, for purposes of Nasdaq Listing Rule 5635 and for all other purposes, of the issuance of additional shares of the Company’s common stock upon a Make-Whole Fundamental Change and upon conversion of the convertible notes issuable under the Amended and Restated Note Purchase Agreement (the “ Convertible Notes Proposal”);

6.

the approval of a potential future private offering;

7.

the approval of amendments to the Company’s Amended and Restated Certificate of Incorporation to effect a reverse stock split of the Company’s common stock at a ratio ranging from any whole number between 1-for-10 and 1-for-25, as determined by the Board of Directors in its discretion, subject to the Board’s authority to abandon such amendments (the “ Reverse Stock Split Proposal”); and

8.

the approval of the adjournment of the 2024 Annual Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of Proposals Three, Four, Five, Six or Seven (the “ Adjournment Proposal”). The Adjournment Proposal was presented at the 2024 Annual Meeting but not needed as Proposals Three, Four, Five, Six or Seven each received a sufficient number of votes for approval