Company: RILYN
Filing Date: 2025-09-19
Form Type: 10-K
Source: 0001464790-25-000011
Chunk: 105

Company: B. Riley Financial, Inc.
Filing Date: 2025-09-19
Form: 10-K
Item: Item 8
Chunk 105
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483,086 1,081,780 Thomas J. Kelleher3/4/202483,086 1,081,780 Phillip J. Ahn(3)3/4/202441,543 540,890 Kenneth Young(4)— — Andrew Moore(5)3/4/202444,510 579,520 Alan N. Forman3/4/202423,739 309,082 (1)On March 4, 2024, we granted our NEOs RSU awards as a component of their annual compensation for the fiscal year ended December 31, 2024. The RSUs vested one-third on March 15, 2025, will vest one-third on March 15, 2026, and one-third on March 15, 2027, subject to continued employment with our Company through each vesting date. Each RSU represents the right to receive one share of our common stock. (2) Represents the grant date fair value, which has been computed in accordance with FASB ASC Topic 718.(3) Mr. Ahn resigned effective as of June 3, 2025.(4) Mr. Young resigned effective as of September 20, 2024.(5) Mr. Moore was not re-appointed as an executive officer of the Company, but continues to serve as the Co-Chief Executive Officer of B. Riley Securities, Inc. effective as of September 18, 2025.

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Table of Contents

2024 Outstanding Equity Awards at Fiscal Year-End

The following table provides information concerning outstanding equity awards held by our named executive officers as of December 31, 2024.

NameNumber of Units of Stock That Have Not Vested (1) (#)Market Value of Units of Stock That Have Not Vested (2) ($)Bryant R. Riley (3)129,932 596,388 Thomas J. Kelleher (4)129,932 596,388 Phillip J. Ahn (5)65,300 299,727 Kenneth Young (6)19,655 90,216 Andrew Moore (7)68,267 313,346 Alan N. Forman (8)30,034 137,856 (1) Represents awards of RSUs granted under the 2021 Plan.(2) The market value of awards of RSUs that have not yet vested is