Company: SHPH
Filing Date: 2025-02-26
Form Type: 10-K
Source: 0001493152-25-008300
Chunk: 1507

Company: Shuttle Pharmaceuticals Holdings, Inc.
Filing Date: 2025-02-26
Form: 10-K
Item: Item 9B
Chunk 1507
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, judgment, or decree, not subsequently reversed, suspended, or vacated, of any court of competent
    jurisdiction, permanently or temporarily enjoining him from, or otherwise limiting, the following activities:

    i.
    Acting
    as a futures commission merchant, introducing broker, commodity trading advisor, commodity pool operator, floor broker, leverage
    transaction merchant, any other person regulated by the Commodity Futures Trading Commission, or an associated person of any of the
    foregoing, or as an investment adviser, underwriter, broker or dealer in securities, or as an affiliated person, director or employee
    of any investment company, bank, savings and loan association or insurance company, or engaging in or continuing any conduct or practice
    in connection with such activity;

    ii.
    Engaging
    in any type of business practice; or

    iii.
    Engaging
    in any activity in connection with the purchase or sale of any security or commodity or in connection with any violation of Federal
    or State securities laws or Federal commodities laws;

74

    (4)
    Such
    person was the subject of any order, judgment, or decree, not subsequently reversed, suspended or vacated, of any Federal or State
    authority barring, suspending or otherwise limiting for more than 60 days the right of such person to engage in any activity described
    in paragraph (f)(3)(i) below, or to be associated with persons engaged in any such activity;

    (5)
    Such
    person was found by a court of competent jurisdiction in a civil action or by the Commission to have violated any Federal or State
    securities law, and the judgment in such civil action or finding by the Commission has not been subsequently reversed, suspended,
    or vacated;

    (6)
    Such
    person was found by a court of competent jurisdiction in a civil action or by the Commodity Futures Trading Commission to have violated
    any Federal commodities law, and the judgment in such civil action or finding by the Commodity Futures Trading Commission has not
    been subsequently reversed, suspended, or vacated;

    (7)
    Such
    person was the subject of, or a party to, any Federal or State judicial or administrative order, judgment, decree, or finding, not
    subsequently reversed, suspended, or vacated, relating to an alleged violation of:

    i.
    Any
    Federal or State securities or commodities law or regulation; or

    ii.