Company: RITM-PC
Filing Date: 2025-08-01
Form Type: S-3ASR
Source: 0001140361-25-028270
Chunk: 40

Company: Rithm Capital Corp.
Filing Date: 2025-08-01
Form: S-3ASR
Chunk 40
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, shares of our capital stock held in the trust will be deemed to have been offered for sale to us, or our designee, at a price per share equal to the lesser of the price per share in the transaction that resulted in the transfer to the trust (or, in the case of a devise or gift, the market price at the time of the devise or gift) and the market price on the date we, or our designee, accept the offer. We will have the right to accept the offer until the trustee has sold the shares. Upon a sale to us, the interest of the charitable beneficiary in the shares sold will terminate and the trustee will distribute the net proceeds of the sale to the proposed transferee.

Every owner of more than 5% (or such lower percentage as required by the Code or the regulations promulgated thereunder) in number or in value of all classes or series of our capital stock, including shares of our common stock, within 30 days after the end of each taxable year, will be required to give written notice to us stating the name and address of such owner, the number of shares of each class and series of shares of our capital stock that the owner beneficially owns and a description of the manner in which the shares are held. Each owner shall provide to us such additional information as we may request to determine the effect, if any, of the beneficial ownership on our qualification as a REIT and to ensure compliance with the ownership limitations. In addition, each such owner shall, upon demand, be required to provide to us such information as we may request, in good faith, to determine our qualification as a REIT and to comply with the requirements of any taxing authority or governmental authority or to determine such compliance and to ensure compliance with the 9.8% ownership limitations in our certificate of incorporation.

These ownership limitations could delay, defer or prevent a transaction or a change in control that might involve a premium price for our common stock or might otherwise be in the best interests of our stockholders.

#### Transfer Agent
The registrar and transfer agent for our common stock and preferred stock is American Stock Transfer & Trust Company, LLC.

#### Listing
The NYSE lists our common stock under the trading symbol “

#### RITM
,” our Series A Preferred Stock under the trading symbol “

### RITM PR A
,” our Series B Preferred Stock under the trading symbol “

### RITM PR B
,” our Series C Preferred Stock under the trading symbol “

### RIT