Company: CERO
Filing Date: 2025-02-05
Form Type: S-1/A
Source: 0001213900-25-010230
Chunk: 255

Company: CERO THERAPEUTICS HOLDINGS, INC.
Filing Date: 2025-02-05
Form: S-1/A
Chunk 255
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 ● | each person known by us to be the beneficial owner of more than 5% of our outstanding shares of Common Stock; |

| ● | each of our named executive officers and directors that beneficially owns shares of our Common Stock; and |

| ● | all our executive officers and directors as a group. |

Beneficial ownership is determined in accordance with the rules and regulations of the SEC, which generally provide that a person has beneficial ownership of a security if he, she or it possesses sole or shared voting or investment power over that security. Shares of our Common Stock subject to options, warrants or shares of Series A Preferred Stock, Series B Preferred Stock or Series C Preferred Stock that are currently exercisable or convertible or exercisable or convertible within 60 days or shares of Common Stock underlying time-based restricted stock units that vest within 60 days are considered outstanding and beneficially owned by the person holding the options, warrants, shares of preferred stock or restricted stock units, as applicable, for the purpose of calculating the percentage ownership of that person but not for the purpose of calculating the percentage ownership of any other person. Accordingly, the ownership percentage of such persons presented below assumes the exercise or conversion of derivative securities held thereby without assuming exercise or conversion of securities of the same type held by any other persons and, accordingly, is greater than the percentage that would be owned by such persons if all of the holders of securities of the same type exercised or converted such securities. Unless otherwise indicated, we believe that the persons and entities named in the table below have sole voting and investment power with respect to all of our voting securities beneficially owned by them. Unless otherwise indicated, we believe that all persons named in the table have sole voting and investment power with respect to all shares of Common Stock beneficially owned by them. The percentage of beneficial ownership is based on 2,729,933 shares of Common Stock issued and outstanding as of January 8, 2025.

| Name                                                                        
 of Beneficial Owner (1)                                                     |     | Number of    
 Shares       
 Beneficially 
 Owned        |         |     | Percentage   
 Beneficially 
 Owned        |      |   |
| 5% or Greater Beneficial Owners:                                            |     |              |         |     |              |      |   |
| Keystone Capital                                                            
 Partners, LLC (2)                                                           |     |              | 242,357 |     |              |  8.9 | % |
| Funicular Funds, LP (3)                                                     |     |