Company: INDP
Filing Date: 2025-02-12
Form Type: S-1
Source: 0001493152-25-006068
Chunk: 147

Company: Indaptus Therapeutics, Inc.
Filing Date: 2025-02-12
Form: S-1
Chunk 147
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 shares as agent, but may position and resell a portion 
 of the block as principal to facilitate the transaction;                                                                             |
| ● | to                                                                                                                                   
 a broker-dealer as principal and resale by the broker-dealer for its account; or                                                     |
| ● | a                                                                                                                                    
 combination of any such methods of sale.                                                                                             |

YA has agreed that, during the term of the Purchase Agreement, neither YA or its affiliates will engage in any short sales or hedging transactions with respect to our shares of common stock, provided that YA and its affiliates may enter into Permitted Sales.

YA and any unaffiliated broker-dealer will be subject to liability under the federal securities laws and must comply with the requirements of the Exchange Act, including without limitation, Rule 10b-5 and Regulation M under the Exchange Act. These rules and regulations may limit the timing of purchases and sales of shares of common stock by YA or any unaffiliated broker-dealer. Under these rules and regulations, YA and any unaffiliated broker-dealer:

| ● | may                                                                                                                                     
 not engage in any stabilization activity in connection with our securities;                                                             |
| ● | must                                                                                                                                    
 furnish each broker which offers our shares of common stock covered by the prospectus and accompanying prospectus that are a part       
 of our Registration Statement with the number of copies of such prospectus and accompanying prospectus which are required by each       
 broker; and                                                                                                                             |
| ● | may                                                                                                                                     
 not bid for or purchase any of our securities or attempt to induce any person to purchase any of our securities other than as permitted 
 under the Exchange Act.                                                                                                                 |

These restrictions may affect the marketability of the shares by YA and any unaffiliated broker-dealer.

We have advised YA that it is required to comply with Regulation M promulgated under the Exchange Act. With certain exceptions, Regulation M precludes the selling stockholder, any affiliated purchasers, and any broker-dealer or other person who participates in the distribution from bidding for or purchasing, or attempting to induce any person to bid for or purchase any security which is the subject of the distribution until the entire distribution is complete. Regulation M also prohibits any bids or purchases made in order to stabilize the price of a security in connection with the distribution of that security. All of the foregoing may affect the marketability of the securities offered by this prospectus.

We will pay the expenses incident to the registration under the Securities Act of the offer and sale of our shares of common stock covered by this prospectus by the selling