Company: AAOI
Filing Date: 2025-04-10
Form Type: 8-K
Source: 0001683168-25-002413
Chunk: 0

Company: APPLIED OPTOELECTRONICS, INC.
Filing Date: 2025-04-10
Form: 8-K
Item: Item 5.07
Chunk 0
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Item 5.07      Submission of Matters to a Vote of Security Holders.  

Applied Optoelectronics, Inc. (the “ Company”)
held a Special Meeting of Stockholders on April 10, 2025 (the “ Special Meeting”). Holders of an aggregate of 49,851,482 shares
of the Company’s common stock at the close of business on March 5, 2025 were entitled to vote at the meeting, of which 21,316,994
or 42.76% of the eligible shares were represented in person or by proxy. The matters voted upon at the Special Meeting and the final
results of those votes were as follows:

Proposal 1: To approve an amendment to the
Applied Optoelectronics, Inc. Amended and Restated 2021 Equity Incentive Plan to increase the number of shares of common stock reserved
for issuance under the plan by 2,000,000 shares and increase certain annual limits on the value of awards that may be granted under the
plan.

         For        Against      Abstain  
 ──────────────────────────────────────────
  17,367,333      3,864,045       85,616  

Proposal 2: To approve the adjournment of the
Special Meeting if there are insufficient votes at the Special Meeting to approve Proposal 1.

         For        Against      Abstain  
 ──────────────────────────────────────────
  17,725,035      3,459,469      132,490  

   2  

SIGNATURES