Company: SWKH
Filing Date: 2025-10-10
Form Type: 425
Source: 0001552781-25-000322
Chunk: 9

Company: SWK Holdings Corp
Filing Date: 2025-10-10
Form: 425
Chunk 9
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 the Company or,
following the closing of the mergers, the combined company expect to make; (xiv) the ability of the portfolio companies of Parent, the
Company or, following the closing of the mergers, the combined company to achieve their objectives; (xv) the expected financings and investments
and additional leverage that Parent, the Company or, following the closing of the mergers, the combined company may seek to incur in the
future; (xvi) the adequacy of the cash resources and working capital of Parent, the Company or, following the closing of the mergers,
the combined company; (xvii) the timing of cash flows, if any, from the operations of the portfolio companies of Parent, the Company or,
following the closing of the mergers, the combined company; (xviii) the risk that stockholder litigation in connection with the mergers
may result in significant costs of defense and liability; and (xix) future changes in laws or regulations (including the interpretation
of these laws and regulations by regulatory authorities). You should not place undue reliance on such forward-looking statements, which
speak only as of the date of this communication. Parent and the Company have based the forward-looking statements included in this document
on information available to them on the date hereof, and they assume no obligation to update any such forward-looking statements. Although
Parent and the Company undertake no obligation to revise or update any forward-looking statements, whether as a result of new information,
future events or otherwise, you are advised to consult any additional disclosures that they may make directly to you or through reports
that Parent and the Company in the future may file with the U.S. Securities and Exchange Commission (the “SEC”), including
the Proxy Statement and the Registration Statement (in each case, as defined below), annual reports on Form 10-K, quarterly reports on
Form 10-Q and current reports on Form 8-K. You should read this communication and the documents referenced in this communication completely
and with the understanding that actual future events and results may be materially different from expectations. Parent and the Company
qualify all forward-looking statements by these cautionary statements.

Additional Information and Where to Find It

This document relates to the proposed Mergers and certain
related matters. In connection with the proposed transaction, including seeking to obtain the approval from the Company stockholders,
Parent will file with the SEC a registration statement on Form N-14 (the “Registration Statement”), which will