Company: INV
Filing Date: 2025-05-15
Form Type: 8-K
Source: 0001628280-25-025932
Chunk: 6

Company: Innventure, Inc.
Filing Date: 2025-05-15
Form: 8-K
Item: Item 3.02
Chunk 6
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Item 3.02

Unregistered Sales of Equity Securities.

The information contained in Item 1.01 is incorporated herein by reference. The issuance of the Second Convertible Debenture was, and the Conversion Shares issuable upon conversion of the Second Convertible Debenture will be, exempt from registration pursuant to Section 4(a)(2) of the Securities Act. Yorkville represented to the Company that it is an “accredited investor” as defined in Rule 501 of the Securities Act and that each of the Second Convertible Debenture and the Conversion Shares will be acquired for investment purposes and not with a view to, or for sale in connection with, any distribution thereof.

Item 9.01 Financial Statements and Exhibits.