Company: FEAV
Filing Date: 2025-05-15
Form Type: 10-Q
Source: 0000950170-25-072736
Chunk: 7

Company: 5E Advanced Materials, Inc.
Filing Date: 2025-05-15
Form: 10-Q
Item: Item 6
Chunk 7
---
 Company’s Current Report on Form 8-K filed with the SEC on January 14, 2025).

     10.4
     Securities Subscription Agreement, dated January 14, 2025 (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed with the SEC on January 14, 2025).

     10.5
     Fourth Amended and Restated Investor and Registration Rights Agreement, dated January 14, 2025 (incorporated by reference to Exhibit 10.5 to the Company’s Current Report on Form 8-K filed with the SEC on January 14, 2025).

     10.6(a)
     Amended and Restated Note Purchase Agreement, dated January 18, 2024 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on January 19, 2024). 

     10.6(b)
     Amendment No. 4 to the Amended and Restated Note Purchase Agreement, dated January 14, 2025 (incorporated by reference to Exhibit 10.6 to the Company’s Current Report on Form 8-K filed with the SEC on January 14, 2025).

     10.7
     Amended and Restated 5E Advanced Materials, Inc. 2022 Equity Compensation Plan (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on March 4, 2025). 

     10.8*
     Non-Executive Director Appointment Letter, Curtis L. Hebert, Jr., dated March 6, 2025. 

     10.9†*
     Subscription Agreement with 5E Capital II, LLC, dated May 12, 2025.

     10.10*
     Subscription Agreement with Lazarus Securities Pty Ltd, dated May 13, 2025.

     10.11*
     Malm Employment Agreement, dated May 15, 2025.

     31.1*
     Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 

     31.2*
     Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 

     32.1**