Company: SWKH
Filing Date: 2025-06-16
Form Type: 8-K
Source: 0001628280-25-031621
Chunk: 0

Company: SWK Holdings Corp
Filing Date: 2025-06-16
Form: 8-K
Item: Item 5.02
Chunk 0
---
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On June 13, 2025, at the 2025 Annual Meeting of Stockholders (the “ Annual Meeting”) of SWK Holdings Corporation (the “ Company”), the Company’s stockholders approved the amendment (the “ Plan Amendment”) to the Company’s 2010 Equity Incentive Plan (the “ Plan”) to extend the date of termination of the Plan to June 13, 2030. The Plan Amendment previously had been approved, subject to stockholder approval, by the Board of Directors of the Company. The Plan Amendment became effective immediately upon stockholder approval at the Annual Meeting.

A description of the material terms of the Plan Amendment is contained in the Company’s Definitive Proxy Statement for the Annual Meeting filed with the Securities and Exchange Commission on April 29, 2025 (the “ Proxy Statement”). The foregoing description of the Plan Amendment and the summary contained in the Proxy Statement do not purport to be complete and are qualified in their entirety by reference to the full text of the Plan Amendment, which will be filed with the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2025.

Item 5.07 Submission of Matters to a Vote of Security Holders.