Company: IPST
Filing Date: 2025-08-18
Form Type: 10-Q/A
Source: 0001788230-25-000131
Chunk: 2

Company: Heritage Distilling Holding Company, Inc.
Filing Date: 2025-08-18
Form: 10-Q/A
Chunk 2
---
 does not reflect events that may have occurred subsequent to the Original Filing Date. Accordingly, this Amendment should be read in conjunction with the Original Filing and the Company’s other filings with the SEC.

Pursuant to Rule 12b-15 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), currently dated certifications are filed herewith as exhibits to this Amendment pursuant to Rule 13a-14(a) or 15d-14(a) of the Exchange Act under Item 15(a) of Part IV hereof. Because no financial statements have been included in this Amendment and this Amendment does not contain any disclosure with respect to Items 307 and 308 of Regulation S-K, paragraphs 3, 4, and 5 of the certifications have been omitted. Similarly, because no financial statements have been included in this Amendment, certifications pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 have been omitted.

# Part II - Other Information

## Item 6. Exhibits.
The Exhibits listed in the Exhibit Index are filed as part of this quarterly report on Form 10-Q. Each management contract or compensatory plan or agreement listed on the Exhibit Index is identified by a hashtag.

### EXHIBIT INDEX
| Exhibit |     |                                                                                                                                     |     | Incorporated by Reference |     |            |     |         |     |                   |
| Number  |     | Description of Exhibits                                                                                                             |     | Form                      |     | File No.   |     | Exhibit |     | Filing Date       |
| 3.1     |     | Second Amended and Restated Certificate of Incorporation of Heritage Distilling Holding Company, Inc.                               |     | 8-K                       |     | 001-42411  |     |     3.1 |     | November 26, 2024 |
| 3.2     |     | First Amendment to Second Amended and Restated Certificate of Incorporation of Heritage Distilling Holding Company, Inc.            |     | 8-K                       |     | 001-42411  |     |     3.1 |     | June 27, 2025     |
| 3.3     |     | Amended and Restated Bylaws of Heritage Distilling Holding Company, Inc.†                                                           |     |                           |     |            |     |         |     |                   |
| 3.4     |     | Certificate of