Company: DEFI
Filing Date: 2025-03-25
Form Type: POS AM
Source: 0001999371-25-003118
Chunk: 224

Company: Tidal Commodities Trust I
Filing Date: 2025-03-25
Form: POS AM
Chunk 224
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, N.A.

CFTC:Commodity Futures Trading Commission, an independent federal agency with the mandate to regulate commodity futures and options in the United States.

Code:Internal Revenue Code of 1986, as amended.

Commodity Pool:An enterprise in which several individuals contribute funds in order to trade futures contracts or options on futures contracts collectively.

Commodity Pool Operator or CPO:Any person engaged in a business which is of the nature of an investment trust, syndicate, or similar enterprise, and who, in connection therewith, solicits, accepts, or receives from others, funds, securities, or property, either directly or through capital contributions, the sale of stock or other forms of securities, or otherwise, for the purpose of trading in any swap or commodity for future delivery or commodity option on or subject to the rules of any contract market.

Creation Basket:A block of 10,000 Shares used by the Fund to issue Shares.

DTC:The Depository Trust Company. DTC will act as the securities depository for the Shares.

DTC Purchaser:An entity that has an account with DTC.

Exchange Act:The Securities Exchange Act of 1934.

Exchange for Physical or EFP:A privately negotiated trade between two parties that allow for the simultaneous transfer of a futures position for an equivalent spot market position, or vice versa. Governed by CME Exchange Rule 538, EFP transactions must be executed at commercially reasonable prices mutually agreed upon by the parties involved. All parties to an EFP are required to prepare and maintain all documents related to both the futures and the corresponding physical bitcoin position, in accordance with CFTC Regulation 1.35. CME has the authority to obtain records related to EFRP transactions and has a surveillance program in place to appropriately monitor and enforce compliance with its Market Regulation to prevent fraud and manipulation.

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Exchange for Related Position or EFRP:A privately negotiated and simultaneous exchange of a futures contract position is exchanged for cash or physical, swap, over the counter instrument or other financial instrument such as the creation or redemption of shares in a fund.

FINRA:Financial Industry Regulatory Authority.

Futures Contract:An exchange-traded contract traded with standard terms that calls for the delivery of a specified quantity of a cryptocurrency at a specified price, on a specified date and at a specified location. Typically, a futures contract is traded out or rolled on an exchange before delivery or receipt of the underlying cryptocurrency is required.

Indirect Purchasers:Banks, brokers,