Company: PENG
Filing Date: 2025-07-08
Form Type: 10-Q
Source: 0001628280-25-034541
Chunk: 59

Company: Penguin Solutions, Inc.
Filing Date: 2025-07-08
Form: 10-Q
Item: Part II, Item 1A
Chunk 59
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 and Restated Bylaws of Penguin Solutions, Inc., effective as of June 27, 20258-K12B001-381023.306/30/20254.1Form of Common Stock CertificateS-8 POS333-2863474.106/30/20254.2Second Supplemental Indenture in respect of the 2026 Notes, dated as of June 30, 2025, by and among Penguin Solutions Delaware, Penguin Solutions Cayman and U.S. Bank Trust Company, National Association, a national banking association organized under the laws of the United States of America, as trustee 8-K12B001-381024.106/30/20254.3First Supplemental Indenture in respect of the 2029 Notes, dated as of June 30, 2025, by and among Penguin Solutions Delaware, Penguin Solutions Cayman and U.S. Bank Trust Company, National Association, a national banking association organized under the laws of the United States of America, as trustee 8-K12B001-381024.206/30/20254.4First Supplemental Indenture in respect of the 2030 Notes, dated as of June 30, 2025, by and among Penguin Solutions Delaware, Penguin Solutions Cayman and U.S. Bank Trust Company, National Association, a national banking association organized under the laws of the United States of America, as trustee8-K12B001-381024.306/30/20254.5Amended and Restated Investor Agreement, dated as of June 30, 2025, by and between Penguin Solutions Delaware and Astra AI Infra LLC8-K12B001-381024.406/30/202510.1†Credit Agreement, dated as of June 24, 2025, by and among Penguin Solutions, Inc., SMART Modular Technologies, Inc., the lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent, Collateral Agent and an Issuing Bank8-K001-3810210.106/26/202510.2Form of Indemnification and Advancement Agreement for Directors and Officers 8-K12B001-3810210.106/30/202510.3*Independent Director Compensation Policy 8-K12B001-3810210.206/30/202510.4*The Registrant’s Amended and Restated 2017 Stock Incentive Plan8-K12B001-381021