Company: TOMZ
Filing Date: 2025-09-30
Form Type: ARS
Source: 0001654954-25-011264
Chunk: 83

Company: TOMI Environmental Solutions, Inc.
Filing Date: 2025-09-30
Form: ARS
Chunk 83
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 of 625,000 shares of common stock. On August 25, 2015, the Board terminated the 2008 Plan, which we had maintained previously and which our shareholders had approved. Accordingly, we will issue future awards under the 2016 Plan.

On December 30, 2020, we received shareholder approval to amend and restate the 2016 Plan to increase the maximum number of shares of common stock authorized from issuance by 1,375,000, from 625,000 shares to 2,000,000.

The following table provides information as of December 31, 2024 with respect to compensation plans under which our equity securities are authorized for issuance.

| Plan Category                                              |     | Number of securities to be issued upon exercise of outstanding options, warrants and rights(1) |           |    |     | Weighted-average exercise price of outstanding options, warrants and rights(1) |      |     | Number of securities remaining available for future issuance under equity compensation plans(1) |         |    |
|:-----------------------------------------------------------|:----|:-----------------------------------------------------------------------------------------------|----------:|---:|:----|:-------------------------------------------------------------------------------|-----:|:----|:------------------------------------------------------------------------------------------------|--------:|---:|
| Equity compensation plans approved by security holders     |     |                                                                                                |   805,042 | -2 |     | $                                                                              | 1.23 |     |                                                                                                 | 752,708 | -4 |
| Equity compensation plans not approved by security holders |     |                                                                                                | 1,158,958 | -3 |     | $                                                                              | 2.98 |     |                                                                                                 |       — |    |
| Total                                                      |     |                                                                                                | 1,964,000 |    |     | $                                                                              | 2.26 |     |                                                                                                 |       — |    |

| (1) | Reflects the 1-for-8 reverse stock split of our Common Stock and Series A Preferred Stock effected on September 10, 2020.                                                                                                                                                                                                                               |
| (2) | Prior to August 25, 2015, we granted awards under the 2008 Plan.                                                                                                                                                                                                                                                                                        |
| (3) | Represents shares of common stock issuable upon the exercise of warrants issued to executive officers, employees and consultants in exchange for services rendered.                                                                                                                                                                                     |
| (4) | On July 7, 2017, the 2016 Plan received shareholder approval, which permits the grant up to