Company: GAINI
Filing Date: 2025-11-04
Form Type: 10-Q
Source: 0001321741-25-000022
Chunk: 12

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-11-04
Form: 10-Q
Item: Part I, Item 1
Chunk 12
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,749 17,825 J.R. Hobbs Co. – Atlanta, LLC – Preferred Stock(C)(J)10,920 10,920 12,362 The Maids International, LLC – Preferred Stock(C)(J)6,640 6,640 3,394 24,309 33,581 Electronics – 4.4%Nielsen-Kellerman Acquisition Corp.(K) – Preferred Stock(C)(J)22,169 22,169 23,793 

THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS.8

Table of ContentsGLADSTONE INVESTMENT CORPORATIONCONSOLIDATED SCHEDULE OF INVESTMENTS (Continued)SEPTEMBER 30, 2025 (DOLLAR AMOUNTS IN THOUSANDS)(UNAUDITED)

Company and Investment(A)(B)(D)(E)Principal/Shares/ Units(F)(H)CostFair ValueHome and Office Furnishings, Housewares, and Durable Consumer Products – 4.2%Old World Christmas, Inc. – Preferred Stock(C)(J)6,180 $— $22,243 Leisure, Amusement, Motion Pictures, and Entertainment – 1.3%Pyrotek Special Effects, Inc.(P) – Preferred Stock(C)(J)7,060 7,060 6,738 Mining, Steel, Iron and Non-Precious Metals – 4.3%UPB Acquisition, Inc. – Preferred Stock(C)(J)6,000 6,000 23,304 Telecommunications – 0.0%B+T Group Acquisition, Inc.(K) – Preferred Stock(C)(J)14,304 4,722 — Total Preferred Equity$111,006 $113,033 Common Equity/Equivalents – 0.9%Finance – 0.9%Gladstone Alternative Income Fund – Common Equity(C)(O)500,000 $5,000 $5,075 Telecommunications – 0.0%B+T Group Acquisition, Inc.(K) – Common Stock Warrants(C)(J)3.5 %— — Total Common Equity/Equivalents$5,000 $5,075 Total Affiliate Investments$325,898 $317,551 CONTROL INVESTMENTS(N) – 0.1%Secured