Company: NEWTP
Filing Date: 2025-04-24
Form Type: DEF 14A
Source: 0001587987-25-000073
Chunk: 10

Company: NewtekOne, Inc.
Filing Date: 2025-04-24
Form: DEF 14A
Chunk 10
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 granted in October 2024, plus accrued dividends, vesting on October 15, 2025.

(6) Mr. Young resigned as Newtek Bank’s President effective April 22, 2025. Includes 9,416 Restricted Stock Awards granted in August 2022, plus accrued dividends, vesting on August 15, 2025; 7,955 Restricted Stock Awards granted in July 2024, plus accrued dividends, vesting on July 15, 2025; and 8,237 Restricted Stock Awards granted in October 2024, plus accrued dividends, vesting on October 15, 2025.

(7) Includes 667 Restricted Stock Awards granted in June 2022, plus accrued dividends, as equity-based compensation to non-employee directors Messrs. Mulia, Salute, Perez-Hickman and Zink, at the beginning of their 2022 terms of service, which forfeiture restrictions lapse on July 15, 2025; and 1,932 Restricted Stock Awards granted in June 2024, plus accrued dividends, as equity-based compensation to non-employee directors Messrs. Mulia, Salute, Perez-Hickman and Zink, at the beginning of their 2024 terms of service, which forfeiture restrictions will lapse on June 15, 2025.

(8) As of April 22, 2025, Mr. DeMaria was appointed Chief Financial Officer of the Company; Mr. Price maintains the title of Chief Financial Officer of Newtek Bank; Mr. Price is no longer an executive officer of the Company. Includes 18,645 Restricted Stock Awards granted in July 2023, plus accrued dividends, vesting on July 15, 2026; 1,989 Restricted Stock Awards granted in 7/1/2024, plus accrued dividends, vesting on July 15, 2025; and 4,119 Restricted Stock Awards granted in October 2024, plus accrued dividends, vesting on October 15, 2025.

(9) Mr. Mulia retired from the Company Board effective April 1, 2025. In addition, effective April 1, 2025, the Board of Directors decreased the number of members of the Board of Directors from eight to seven.

| Dollar Range of Equity Securities in the Company Beneficially Owned by Each Director: |     |                                      |
| Name of Director                                                                      |     | Dollar Range of Equity Securities in 
 Newtek