Company: PFSA
Filing Date: 2025-05-13
Form Type: S-4/A
Source: 0001213900-25-042224
Chunk: 229

Company: Profusa, Inc.
Filing Date: 2025-05-13
Form: S-4/A
Chunk 229
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,152,683shares expected to be issued to existing Profusa common and preferred shareholders, 7,966,963shares expected to be issued to the holders of Profusa’s junior convertible notes and senior convertible notes, and 380,354shares reserved for Profusa option holders under each redemption scenario. (4)Includes 1,897,500shares issuable pursuant to outstanding NorthView Rights. (5)Represents $1,575,000 of transaction costs being paid in shares of New Profusa Common Stock at $10 per share. (6)Assumes 1,000,000shares issuable upon conversion of the $10million first tranche of the PIPE Investor convertible note facility ($22.22million total) at $10 per share. (7)Senior secured convertible note which includes 710,220 Sponsor shares that were utilized as inducement shares for the notes. (8)Represents 1,385,901shares issued upon the conversion and exchange of Profusa bridge notes and 2,899,111shares issued in exchange for the shares issued pursuant to the Bridge Note Buyout Agreement. (9)Represents shares from the conversion of the NorthView working capital convertible loan at a $2.22 per share. The Merger Agreement The following is a summary of the material terms of the Merger Agreement. A copy of the Merger Agreement is attached as Annex A to this proxy statement/prospectus and is incorporated by reference into this proxy statement/prospectus. The Merger Agreement has been attached to this proxy statement/prospectus to provide you with information regarding its terms. It is not intended to provide any other factual information about NorthView, Merger Sub or Profusa. The following description does not purport to be complete and is qualified in its entirety by reference to the Merger Agreement. You should refer to the full text of the Merger Agreement for details of the Merger (as defined below) and the terms and conditions of the Merger Agreement.

108 The Merger Agreement contains representations and warranties that NorthView and Merger Sub, on the one hand, and Profusa on the other hand, have made to one another as of specific dates. These representations and warranties have been made for the benefit of the other parties to the Merger Agreement and may be intended not as statements of fact but rather as a way of allocating the risk to one of the parties if those statements prove to be incorrect. In addition, the assertions embodied in the representations and warranties are qualified by