Company: PFSA
Filing Date: 2025-05-09
Form Type: S-4/A
Source: 0001213900-25-041151
Chunk: 23

Company: Profusa, Inc.
Filing Date: 2025-05-09
Form: S-4/A
Chunk 23
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) any issuance or sale or other disposition (including by way of merger, reorganization, division, consolidation, share exchange, business combination, recapitalization or other similar transaction) of 15% or more of the total voting power of the equity securities of Profusa in a transaction that would require Profusa to abandon the transactions contemplated by the Merger Agreement; provided that, for the avoidance of doubt, no Permitted Financing shall constitute an Acquisition Proposal. “Aggregate Earnout Shares” means 3,875,000shares of New Profusa Common Stock, which shall be equitably adjusted to reflect the effect of any stock split, reverse stock split, stock dividend (including any dividend or distribution of securities convertible into shares of New Profusa Common Stock), reorganization, recapitalization, reclassification, combination, merger, sale or exchange of shares or other like change with respect to shares of New Profusa Common Stock occurring prior to the time any Earnout Shares are delivered to the Participating Securityholders. “Aggregate Merger Consideration” means the aggregate Per Share Merger Consideration, plus the Aggregate Earnout Shares payable pursuant to the Merger Agreement to the participating Profusa securityholders. “Business Combination” means the transactions contemplated by the Merger Agreement, including the Merger. “Business Combination Proposal” means the proposal to approve the adoption of the Merger Agreement and the Business Combination. “Certificate of Merger” means the certificate of merger effecting the Merger pursuant to the DGCL. “Closing” means the consummation of the Business Combination. “Closing Date” means the date upon which the Closing is to occur. “Code” means the Internal Revenue Code of 1986, as amended. “Condition Precedent Proposals” means the Business Combination Proposal, the Charter Proposal, the Nasdaq Proposals, the Equity Incentive Plan Proposal, and the ESPP Proposal. “DGCL” means the Delaware General Corporation Law. “ESPP” means the Profusa, Inc. Employee Stock Purchase Plan, a copy of which is attached to the proxy statement/prospectus as Annex D. “Exchange Act” means the Securities Exchange Act of 1934, as amended. “Exchange Ratio” means the quotient obtained by dividing (i) the Profusa Reference Share Value, by (ii) $10. “Existing Charter” means NorthView’s amended and restated certificate of incorporation currently in effect. iv “Fully Diluted Profusa Shares” means, as of the Effective Time, a number