Company: COHN
Filing Date: 2025-05-02
Form Type: 10-Q
Source: 0001437749-25-014235
Chunk: 241

Company: Cohen & Co Inc.
Filing Date: 2025-05-02
Form: 10-Q
Item: Item 8
Chunk 241
---
      Average Price Paid Per Share 

      Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs 

      Maximum Dollar Value of Shares that May Yet be Purchased under the Plans or Programs 

      January 1 through January 31, 2025 

     -

     $
     -

     -

     34,704

      February 1 through February 28, 2025 

     -

     $
     -

     -

     34,704

      March 1 through March 31, 2025 

     -

     $
     -

     -

     34,704

      Total 

     -

     -

Item 3. Defaults Upon Senior Securities

None

Item 4. Mine Safety Disclosures

None

   Item 5. Other Information
    
   Rule 10b5-1 Trading Plans
    
   Our executive officers and directors  may from time to time enter into plans or arrangements for the purchase or sale of our Common Stock that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. During the three months ended  March 31, 2025, none of our directors or officers adopted, modified or terminated by any contract, instruction, or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or any “non-Rule 10b5-1 trading arrangement.”

       77

Item 6. Exhibits 

      Exhibit No. 
      
      Description 

     10.1
      
     Master Transaction Agreement, dated March 13, 2025, by and between Cohen and Company Financial Management, LLC and HCMC III, LLC.*

      ﻿31.1 
      
      Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, as amended.* 

      ﻿ 

      ﻿31.2 
      
      Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, as amended.* 

      ﻿ 

      ﻿32.1 
      
      Certification of the Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, as amended.** 

      ﻿ 

      ﻿32.2 
      
      Certification of the Chief