Company: KITTW
Filing Date: 2025-04-18
Form Type: PRE 14A
Source: 0001849820-25-000115
Chunk: 57

Company: Nauticus Robotics, Inc.
Filing Date: 2025-04-18
Form: PRE 14A
Chunk 57
---
 transactions were subsequently reported on a Form 5 filed on February 14, 2025.

Mr. Bellingham did not report on Form 4 (i) a vesting of 801 RSUs (post-reverse split) on October 7, 2023, and (ii) a vesting of 1,338 RSUs on May 28, 2024. Such transactions were subsequently reported on a Form 5 filed on February 14, 2025.

Mr. Spiro did not report on Form 4 (i) a vesting of 801 RSUs (post-reverse split) on October 7, 2023, (ii) a vesting of 1,338 RSUs on May 28, 2024, (iii) a disposition of an indirect beneficial ownership in 72,084 shares (post-reverse split) on June, 7, 2023, (iv) an acquisition of an indirect beneficial ownership in 4,642 shares (post-reverse split) on June, 7, 2023, (v) an acquisition of an indirect beneficial ownership interest in 200,000 private warrants on June 7, 2023, and (vi) a disposition of an indirect beneficial ownership interest in 4,783,333 private warrants. Such transactions were subsequently reported on a Form 5 filed on February 14, 2025.

Dr. Sharkawy did not report on Form 4 (i) a vesting of 801 RSUs (post-reverse split) on October 7, 2023, (ii) a vesting of 1,338 RSUs on May 28, 2024, (iii) the acquisition of a $1,000,000 indirect beneficial interest in the convertible 2023 Term Loan on September 18, 2023, (iv) the acquisition of an additional 1,000,000 indirect beneficial interest in the convertible 2023 Term Loan on January 30, 2024; (v) the acquisition of a $2,000,000 indirect beneficial interest in the convertible 2024 Term Loan on January 30, 2024; (vi) the exchange of the Debentures for a $5,102,000 indirect beneficial interest in the Senior Secured Convertible Debentures on January 30, 2024; (vii) the amendment of the terms of the SPA Warrants on January 31, 202