Company: SWKH
Filing Date: 2025-03-20
Form Type: 10-K
Source: 0001628280-25-013989
Chunk: 138

Company: SWK Holdings Corp
Filing Date: 2025-03-20
Form: 10-K
Item: Item 7
Chunk 138
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.First lien12/17/2730,000 28,925 12.1 %900 Exeevo, Inc.(3), (9)First lien7/1/27— — 12.8 %8 Journey Medical CorporationFirst lien12/27/2725,000 24,964 12.8 %2,611 MedMinder Systems, Inc.First lien8/18/2822,500 22,774 12.3 %2,884 MolecuLight, Inc.First lien12/29/2710,881 11,930 12.8 %2,617 Nicoya Lifesciences, Inc.First lien11/30/266,000 6,144 12.8 %1,039 NeoLight, LLCFirst lien2/15/265,000 5,250 13.5 %992 Shield Therapeutics, PlcFirst lien9/28/2820,000 19,670 14.3 %3,296 SKNVFirst lien11/15/2815,997 16,378 12.0 %2,059 Triple RingFirst lien12/6/288,000 7,930 12.0 %76 

Marketable InvestmentsNumber of SharesFunded AmountGAAP BalanceChange in Fair ValueSecured Royalty Financing (Marketable Investment) (2), (3)N/A$3,000 $21 $— AOTI Common Stock (8)402,634 N/A559 (85)EyePoint Pharmaceuticals— N/A— (181)

Warrants to Purchase StockNumber of SharesExercise Price per ShareGAAP BalanceChange in Fair Value4Web, Inc. TBD $— $— $— Aziyo Biologics, Inc. Tranche 1157,895 6.65 353 70 Aziyo Biologics, Inc. Tranche 230,075 6.65 67 13 Biotricity, Inc. Tranche 19,589 37.56 2 (2)Biotricity, Inc. Tranche 2600,000 0.50 163 (5)CDMO Manufacturer211,442 1.42 — — DxTerity Diagnostics, Inc.2,019,231