Company: GRAN
Filing Date: 2025-04-09
Form Type: F-1/A
Source: 0001213900-25-030179
Chunk: 181

Company: Grande Group Ltd/HK
Filing Date: 2025-04-09
Form: F-1/A
Chunk 181
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 prescribed fee to the HKSFC for modification or waiver of the conditions imposed or certain other requirements specified in section 134 of the SFO. Other key ongoing obligations Outlined below are other key ongoing obligations of a licensed corporation relevant to our business: •payment of the prescribed fees to the HKSFC as described in Schedule 1 to the Securities and Futures (Fees) Rules (Chapter 571AF of the Laws of Hong Kong); •keep records in accordance with the requirements under the Securities and Futures (Keeping of Records) Rules (Chapter 571O of the Laws of Hong Kong); •submission of audited accounts and other required documents in accordance with the requirements under the Securities and Futures (Accounts and Audit) Rules (Chapter 571P of the Laws of Hong Kong); •exhibit the printed license or certificate of registration (as the case may be) in a prominent place at its principal place of business in accordance with the requirements under the Securities and Futures (Miscellaneous) Rules (Chapter 571U of the Laws of Hong Kong); and •compliance with business conduct requirements under the Code of Conduct, the Management, Supervision and Internal Control Guidelines for Persons Licensed by or Registered with the HKSFC and other applicable codes and guidelines issued by the HKSFC. Anti-Money Laundering and Terrorist Financing Licensed corporations are required to comply with the applicable anti -moneylaundering and counter -terroristfinancing laws and regulations in Hong Kong as well as the Guideline on Anti -MoneyLaundering and Counter -Financingof Terrorism (For Licensed Corporations) published by the HKSFC. In Hong Kong, legislation dealing with money laundering and terrorist financing includes the following: (i)the Anti -MoneyLaundering and Counter -TerroristFinancing Ordinance (Chapter 615 of the Laws of Hong Kong) (‘‘AMLO’’) The AMLO imposes requirements relating to client due diligence and record -keepingand provides regulatory authorities with the powers to supervise compliance with the requirements under the AMLO. 108 (ii)Drug Trafficking (Recovery of Proceeds) Ordinance (Chapter 405 of the Laws of Hong Kong) (‘‘DTROP’’) It is an offence under the DTROP if a person deals with any property knowing or having reasonable grounds to believe it in whole or in part directly or indirectly represents the proceeds of drug trafficking. The DTROP requires a person to report to an authorized officer if he/she knows or suspects that any