Company: SERV
Filing Date: 2025-04-02
Form Type: 10-K/A
Source: 0001832483-25-000019
Chunk: 2

Company: Serve Robotics Inc. /DE/
Filing Date: 2025-04-02
Form: 10-K/A
Chunk 2
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ant on June 30, 2024, the last business day of its most recently completed second fiscal quarter, was $ 65.3million based on the closing price of the registrant’s common stock as reported by The Nasdaq Capital Market on that date.

As of March 4, 2025, the registrant had a total of 56,918,226 shares of its common stock, par value $0.0001 per share, issued and outstanding.

### DOCUMENTS INCORPORATED BY REFERENCE
None.

### EXPLANATORY NOTE
Serve Robotics Inc. (the “Company”) is filing this Amendment No. 1 on Form 10-K/A (this “Form 10-K/A”) to amend its original Annual Report on Form 10-K for the year ended December 31, 2024 originally filed with the Securities and

Exchange Commission (the “SEC”) on March 6, 2025 (the “Original Form 10-K”). This Form 10-K/A should be read in conjunction with the Original Form 10-K and the Company’s subsequent reports filed with the SEC. Except for the information specifically amended and restated herein, this Form 10-K/A has not been updated to reflect events, results or developments that occurred after the date of the Original Form 10-K nor does it change any other disclosures contained in the Original Form 10-K.

This Form 10-K/A is being filed to correct the inadvertent omission of management’s report on internal control over financial reporting in Part II, Item 9A. “Controls and Procedures” of the Original Form 10-K. Accordingly, Part II, Item 9A. “Controls and Procedures” is hereby amended in its entirety. As required by Rule 12b-15 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), this Form 10-K/A revises Part IV. Item 15. “Exhibits and Financial Statements” to include new certifications of the Company’s Chief Executive Officer and Chief Financial Officer filed as exhibits to this Form 10-K/A. Except as described above, no other changes have been made to the Original Form 10-K.

# PART II

## Item 9A. Controls and Procedures

### Evaluation of Disclosure Controls and Procedures
Under the supervision of and with the participation of our management, including our principal executive officer and our principal financial officer, we conducted an evaluation of the effectiveness of our disclosure controls and procedures as of December