Company: SLNH
Filing Date: 2025-03-31
Form Type: 10-K
Source: 0001641172-25-001756
Chunk: 2581

Company: Soluna Holdings, Inc
Filing Date: 2025-03-31
Form: 10-K
Item: Item 9A
Chunk 2581
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 common stock on April 15, 2024, 52,977 restricted Series A preferred stock
    awards on April 15, 2024, 5,981 restricted stock awards on June 1, 2024, 46,021 restricted stock awards on September 1, 2024, and
    43,044 restricted stock awards on December 1, 2024 for his service as a Director of the Board. As of December 31, 2024, Mr. Michaels
    held 1,640 restricted stock units, 161,531 restricted stock awards and 52,977 restricted Series A preferred stock awards.

    (9)
    Mr.
    Phelan was granted 47,059 restricted stock awards of common stock on April 15, 2024, 185,421 restricted Series A preferred stock
    awards on April 15, 2024, 6,852 restricted stock awards on June 1, 2024, 52,845 restricted stock awards on September 1, 2024, and
    49,315 restricted stock awards on December 1, 2024. As of December 31, 2024, Mr. Phelan held 3,240 restricted stock units, 157,771
    restricted stock awards and 185,421 restricted Series A preferred stock awards.

74

Item
12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

Securities
Authorized for Issuance Under Equity Compensation Plans

The
following table presents certain information as of December 31, 2024, with respect to the Soluna Holdings, Inc. Third Amended and Restated
2021 Stock Incentive Plan (the “2021 Plan”) and the Soluna Holdings, Inc. Amended and Restated 2023 Stock Incentive Plan
(the “2023 Plan”, together with the 2021 Plan, the “Plans”), under which equity securities of the Company are
authorized for issuance:

    Plan Category 
    Number of securities to be issued upon exercise of outstanding options, warrants and rights(1) (a)  
    Weighted average exercise price of outstanding options, warrants and rights (b)  
    Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a)) (c) 
  
    Equity compensation plans approved by security holders 
     213,557  
    $0.35