Company: WLTH
Filing Date: 2025-12-02
Form Type: S-1/A
Source: 0001628280-25-054592
Chunk: 258

Company: WEALTHFRONT CORP
Filing Date: 2025-12-02
Form: S-1/A
Chunk 258
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4210 (as to margin lending programs, such as the Company’s PLOC product) and FINRA Rule 4330 (as to the Company’s fully-paid securities lending program). Securities lending programs (both margin lending and fully-paid securities lending) also trigger consequences for Wealthfront Brokerage LLC’s net capital calculation under SEC

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Rule 15c3-1, and its customer reserve calculation and securities possession and control requirements under SEC Rule 15c3-3.

#### Our Facilities
We are headquartered in Palo Alto, California, where we occupy approximately 36,700 square feet of office space pursuant to a sublease that is expected to expire in June 2028, subject to the terms thereof.

We believe that our current facilities are adequate to meet our current needs and that, should it be needed, suitable additional or alternative space will be available to accommodate our operations.

#### Legal Proceedings
From time to time, we may be involved in various legal proceedings arising from the normal course of business activities. We are not presently a party to any litigation the outcome of which, we believe, if determined adversely to us, would individually or taken together have a material adverse effect on our business, operating results , cash flows, or financial condition. We have in the past received, and may in the future receive, claims from third parties asserting, among other things, infringement of their intellectual property rights. Defending such proceedings when necessary is costly and can impose a significant burden on management and employees, we may receive unfavorable preliminary or interim rulings in the course of litigation, and there can be no assurances that favorable final outcomes will be obtained.

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### MANAGEMENT

#### Executive Officers and Non-Employee Directors
The following table provides information regarding our executive officers, employee director, and non-employee directors as of December 1, 2025:

| Name                        |     | Age |     | Position(s)                                                  |
| Executive Officers:         |     |     |     |                                                              |
| David Fortunato             |     |  40 |     | Chief Executive Officer, President, and Director             |
| Alan Imberman               |     |  43 |     | Chief Financial Officer and Treasurer                        |
| Kal Iyer                    |     |  56 |     | Vice President of Engineering                                |
| Lauren Lin                  |     |  45 |     | Chief Legal Officer, Chief Compliance Officer, and Secretary |
| Julien Wetterwald           |