Company: BCML
Filing Date: 2025-03-14
Form Type: 10-K
Source: 0001730984-25-000017
Chunk: 3

Company: BayCom Corp
Filing Date: 2025-03-14
Form: 10-K
Item: Item 12S
Chunk 3
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Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

Information concerning security ownership of certain beneficial owners and management is incorporated herein by reference from the Proxy Statement, a copy of which will be filed with the SEC not later than 120 days after the close of the fiscal year.

The Company is not aware of any arrangements, including any pledge by any person of securities of the Company, the operation of which may at a subsequent date result in a change in control of the Company.

The following table sets forth information as of December 31, 2024 with respect to the Company’s equity compensation plans, all of which were approved by the Company’s shareholders:

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​​​​​​​​​​​​​​​Number of securities​​Number of securities to​Weighted-average​remaining available for​​be issued upon exercise​exercise price of​future issuance under​​of outstanding options,​outstanding options,​equity compensationPlan category    warrants, and rights    warrants, and rights    plans (1)​​​​​​​​Equity compensation plans approved by security holders​ —​$ —​ 492,038Equity compensation plans not approved by security holders   ​ —​​ —​ —Total​ —​$ —​ 492,038

(1)All of the shares reported are available for future issuance other than upon the exercise of an option, warrant, or right.

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