Company: SUND
Filing Date: 2025-06-30
Form Type: 10-K
Source: 0001641172-25-017143
Chunk: 122

Company: Sundance Strategies, Inc.
Filing Date: 2025-06-30
Form: 10-K
Item: Item 1A
Chunk 122
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 information security protocols, anti-virus and anti-ransomware software.

Governance

Our
Board of Directors provides oversight of our cybersecurity program through an annual risk review. On an annual basis, cybersecurity risk
and mitigation strategies are reviewed as part of management’s reporting to the Board of Directors, which includes reporting significant
business risks, including cybersecurity mitigation strategies employed to manage these risks, and a review of any emerging risks. Annually,
management is to provide an overview of our cybersecurity program to the Board of Directors, including a review of key strategies, emerging
risks, and a summary of key performance indicators. As of the date of this filing, we have not experienced any material cybersecurity
incidents.

Item
2. Properties

We
conduct our business through our executive office, located in Provo, Utah, with approximately 1,600 square feet of office space. We believe
that the lease to which we are subject is generally on terms consistent with prevailing market terms, and none of the leases are with
our affiliates. We believe that our facilities are in good condition and are adequate to meet our operating needs for the foreseeable
future.

Item
3. Legal Proceedings

To
the best of our knowledge, there are no legal proceedings pending or threatened against us; and there are no actions pending or threatened
against any of our directors or officers that are adverse to us.

Item
4. Mine Safety Disclosures

Not
applicable.

PART
II

Item
5. Market for Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities

Market
Information

Our
common stock is quoted on the OTCQB under the symbol “SUND.” There is no “established trading market” for our
shares of common stock. No assurance can be given that any established trading market for our common stock will develop or be maintained,
and if an established trading market develops in the future, the sale of shares of our common stock that are deemed to be “restricted
securities” or “control securities” pursuant to Rule 144 of the SEC by members of management or others may have a substantial
adverse impact on any such market.

Holders

As
of June 29, 2025, we had 128 stockholders of record and an indeterminate number of stockholders who held shares in “street name.”

Dividends

There
are no present material restrictions that limit our ability to pay dividends on our common or preferred stock. Presently, we have no