Company: OPGN
Filing Date: 2025-10-31
Form Type: 10-Q
Source: 0001829126-25-008771
Chunk: 109

Company: OPGEN INC
Filing Date: 2025-10-31
Form: 10-Q
Item: Part II, Item 2
Chunk 109
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There
were no unregistered sales of equity securities during the three months ended June 30, 2025.

Item
3. Defaults Upon Senior Securities

None.

Item
4. Mine Safety Disclosures

Not
applicable.

Item
5. Other Information

None.

31

Item
6. Exhibits

        Exhibit
        Number 
     
    Description

    10.1 **
     
    Letter
        of Engagement, dated January 2, 2024, between AEI Capital Ltd. and Client (incorporated by reference to Exhibit 10.1 of the Registrant’s
        Current Report on Form 8-K filed on May 29, 2025). 

    10.2 **
     
    Agreement
        of Assignment of Mandate in respect of Direct Listing Sponsorship Advisory Services, dated October 2, 2024, between CapForce International
        Holdings Ltd. and AEI Capital Ltd. (incorporated by reference to Exhibit 10.2 of the Registrant’s Current Report on Form 8-K filed
        on May 29, 2025). 

    10.3
     
    Joint
        Venture Agreement, dated April 3, 2025, between the European Credit Investment Bank and CapForce International Holdings Ltd. (incorporated
        by reference to Exhibit 10.3 of the Registrant’s Current Report on Form 8-K filed on May 29, 2025). 

    31.1 *
     
    Certification pursuant to Rule 13a-14(a)/15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 

    32.1 *
     
    Certification pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 

    101 *
     
    Interactive
        data files pursuant to Rule 405 of Regulation S-T: (i) the Unaudited Condensed Consolidated Balance Sheets, (ii) the Unaudited Condensed
        Consolidated Statements of Operations and Comprehensive Income (Loss), (iii) the Unaudited Condensed Consolidated Statements of Stockholders’
        Equity (Deficit), (iv) the Unaudited Condensed Consolidated Statements of Cash Flows