Company: INV
Filing Date: 2025-04-23
Form Type: 424B3
Source: 0001628280-25-019358
Chunk: 10

Company: Innventure, Inc.
Filing Date: 2025-04-23
Form: 424B3
Chunk 10
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 amount of Common Stock set forth in the Advance will be reduced by one third (1/3 rd ); provided, however, that this lower amount may be increased if certain conditions are met. The SEPA will automatically terminate on the earliest to occur of (i) November 1, 2027 or (ii) the date on which Yorkville shall have made payment of Advances equal to $75.0 million. On December 24, 2024, the Company issued Yorkville 60,000 shares of Common Stock at an effective price of $12.83 per share; on December 30, 2024, the Company issued Yorkville 75,000 shares of Common Stock at an effective price of $12.86 per share; on January 8, 2025, the Company issued Yorkville 50,000 shares of Common Stock at an effective price of $12.85 per share; on January 23, 2025, the Company issued Yorkville 4,617 shares of Common Stock at an effective price of $12.37 per share; and on January 31, 2025, the Company issued Yorkville 19,376 shares of Common Stock at an effective price of $11.93 per share, each pursuant to the terms of the SEPA. The Company has the right to terminate the SEPA at no cost or penalty upon five trading days’ prior written notice to Yorkville, provided that there are no outstanding Advance Notices for which shares of Common Stock must be issued and the Company has paid all amounts owed to Yorkville pursuant to the SEPA. 3 In addition, for so long as any amounts remain outstanding under the Convertible Debentures (as defined below), if the Company submits an Advance Notice then, unless otherwise agreed by Yorkville, (1) the Company may only request an Option 2 Pricing Period (as defined in the SEPA) in such Advance Notice, and (2) all of the proceeds from such Advance Notice shall be used as an Advance Payment (as defined in the Convertible Debentures), provided that, if certain conditions have been satisfied under the Convertible Debentures, with respect to any Advance Notice, then the proceeds of such Advance Notice shall be paid to the Company. Innventure Warrants In connection with the Business Combination, Innventure assumed that certain Warrant Agreement (the “Warrant Agreement”), dated as of October 12, 2021, by and between Learn CW and Equiniti Trust Company, LLC