Company: SWKH
Filing Date: 2025-03-20
Form Type: 8-K
Source: 0001628280-25-013999
Chunk: 3

Company: SWK Holdings Corp
Filing Date: 2025-03-20
Form: 8-K
Item: Item 9.01
Chunk 3
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Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

  Exhibit No.      Description                                                                  
         99.1      Press Release of SWK Holdings Corp, dated March 19, 2025                     
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          104      Cover Page Interactive Date File (embedded within the Inline XBRL document)  

Cautionary Statement Concerning Forward-Looking Statements

This Current Report on Form 8-K contains forward-looking statements that are made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, including the Company’s expectations regarding the timing and results of the closing of the Royalty Sale and the ANI Royalty Buy-Out and the Company’s expectations related to the anticipated declaration of a cash dividend to Company stockholders. The use of words such as “anticipate,” “believe,” “continue,” “could,” “endeavor,” “estimate,” “expect,” “anticipate,” “intend,” “may,” “might,” “plan,” “potential,” “predict,” “project,” “seek,” “should,” “target,” “will” or “would” or the negative of such words or other similar expressions can be used to identify forward-looking statements. Each forward-looking statement is subject to risks and uncertainties that could cause actual results to differ materially from those expressed or implied in such statement. These and other risks and uncertainties are described in additional detail in the section entitled “ Risk Factors” in the Company’s most recent Annual Report on Form 10-K for the year ended December 31, 2023 and its other filings made with the SEC from time to time. Although the Company’s forward-looking statements reflect the good faith judgment of its management, these statements are based only on facts and factors currently known by the Company. As a result, you are cautioned not to rely on these forward-looking statements. Any forward-looking statement made in this Current Report on Form 8-K speaks only as of the date on which it is made. Except as required by applicable law, the Company undertakes no obligation to publicly update or revise any forward-looking statement, whether as a result of new information, future developments or otherwise.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

  SWK HOLDINGS CORPORATION                                             
  By