Company: OXLCZ
Filing Date: 2025-05-20
Form Type: N-CSR
Source: 0001213900-25-045605
Chunk: 125

Company: Oxford Lane Capital Corp.
Filing Date: 2025-05-20
Form: N-CSR
Chunk 125
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 identification number. This information is used only so that we can send you annual and semi -annualreports, proxy statements and other information required by law, and to send you information we believe may be of interest to you. We do not share such information with any non -affiliatedthird party except as described below: •It is our policy that only authorized employees of our investment adviser, Oxford Lane Management, LLC, who need to know your personal information will have access to it. •We may disclose stockholder -relatedinformation to companies that provide services on our behalf, such as record keeping, processing your trades, and mailing you information. These companies are required to protect your information and use it solely for the purpose for which they received it. •If required by law, we may disclose stockholder -relatedinformation in accordance with a court order or at the request of government regulators. Only that information required by law, subpoena, or court order will be disclosed. Our privacy policy is available on our website at https://www.oxfordfunds.com/privacy -policy /. If you have any questions or concerns about the policy, please contact by calling (203) 983 -5275. 102 Oxford Lane Capital Corp. BOARD OF DIRECTORS
Independent Directors
Mark J. Ashenfelter, Chairman of the Board of Directors
John Reardon
David S. Shin Interested Directors (1) Jonathan H. Cohen
Saul B. Rosenthal OFFICERS Jonathan H. Cohen, Chief Executive Officer
Saul B. Rosenthal, President
Bruce L. Rubin, Chief Financial Officer, Corporate Secretary and Treasurer
Gerald Cummins, Chief Compliance Officer INVESTMENT ADVISER Oxford Lane Management, LLC
8 Sound Shore Drive, Suite 255
Greenwich, CT 06830 ____________ (1)Interested directors are “interested persons,” as defined in section 2(a)(19) of the Investment Company Act of 1940, as amended. 103 Oxford Lane Capital Corp. 8 Sound Shore Drive, Suite 255 | Greenwich, CT 06830 | oxfordlanecapital.com| (203) 983 -5275 104 Item 2. Code of Ethics Oxford Lane Capital Corp. (the “Registrant”) has adopted a code of business conduct and ethics which applies to, among others, its senior officers, including its Chief Executive Officer (its principal executive officer) and Chief Financial Officer (its principal financial officer), as well as every officer, director and employee of