Company: OCEA
Filing Date: 2025-04-08
Form Type: 10-K
Source: 0001641172-25-003155
Chunk: 418

Company: Ocean Biomedical, Inc.
Filing Date: 2025-04-08
Form: 10-K
Item: Item 3
Chunk 418
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 is presented under the same captions in our definitive Proxy Statement for the Annual Meeting
of Shareowners to be held in the fourth quarter of fiscal 2024 and is incorporated herein by reference.

168

PART
IV

ITEM
15. EXHIBITS, FINANCIAL STATEMENTS AND FINANCIAL STATEMENT SCHEDULES.

    (a)
    The
    following documents are filed as part of this Annual Report on Form 10-K:

    (1)
    Consolidated
    Financial Statements

    Page
  
    Reports of Independent Registered Public Accounting Firms
    F-2

    Consolidated
    Financial Statements:

    Consolidated Balance Sheets
    F-4

    Consolidated
    Statements of Operations for the years ended December 31, 2024 and 2023
    F-5

    Consolidated
    Statements of Stockholders’ Deficit for the years ended December 31, 2024 and 2023
    F-6

    Consolidated
    Statements of Cash Flows for the years ended December 31, 2024 and 2023
    F-7

    Notes
    to Consolidated Financial Statements
    F-8

    (2)
    Financial
    Statements Schedule

All
financial statement schedules are omitted because they are not applicable or the amounts are immaterial and not required, or the required
information is presented in the financial statements and notes beginning on page F-1 in this Report.

    (3)
    Exhibits
    [to be updated]

    Exhibit
    No.
     
    Description

    2.1
     
    Agreement and Plan of Merger, dated as of August 31, 2022 by and between Aesther Healthcare Acquisition Corp. (n/k/a Ocean Biomedical, Inc.), AHAC Merger Sub Inc., Aesther Healthcare Sponsor, LLC, Dr. Chirinjeev Kathuria and Ocean Biomedical, Inc. (n/k/a Ocean Biomedical Holdings, Inc.) (incorporated by reference from Exhibit 2.1 to the Form 8-K filed by Aesther Healthcare Acquisition Corp. (n/k/a Ocean Biomedical, Inc.) (File No. 001-40793) on September 8, 2022).

    2.2
     
    Amendment to Agreement and Plan of Merger, dated as of December 5, 2022, by and between Aesther Healthcare Acquisition Corp