Company: IPST
Filing Date: 2025-11-18
Form Type: 10-Q
Source: 0001788230-25-000175
Chunk: 169

Company: Heritage Distilling Holding Company, Inc.
Filing Date: 2025-11-18
Form: 10-Q
Item: Part II, Item 6
Chunk 169
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Item 6. Exhibits.

The Exhibits listed in the Exhibit Index are filed as part of this quarterly report on Form 10-Q. Each management contract or compensatory plan or agreement listed on the Exhibit Index is identified by a hashtag.

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Table of Contents

EXHIBIT INDEX

Exhibit Incorporated by ReferenceNumberDescription of ExhibitsFormFile No.ExhibitFiling Date3.1Second Amended and Restated Certificate of Incorporation of Heritage Distilling Holding Company, Inc.8-K001-424113.1November 26, 20243.2First Amendment to Second Amended and Restated Certificate of Incorporation of Heritage Distilling Holding Company, Inc.8-K001-424113.1June 27, 20253.3Second Amendment to Second Amended and Restated Certificate of Incorporation of Heritage Distilling Holding Company, Inc.8-K001-424113.1September 29, 20253.4Third Amendment to Second Amended and Restated Certificate of Incorporation of Heritage Distilling Holding Company, Inc.8-K001-424113.1October 31, 20253.5Amended and Restated Bylaws of Heritage Distilling Holding Company, Inc.10-Q/A001-424113.3August 18, 20253.6Certificate of Designations, Preferences and Rights of the Series A Convertible Preferred StockS-1/A333-279382 3.8October 3, 20243.7Certificate of Designations, Preferences, Powers and Rights of the Series B Convertible Preferred Stock8-K001-424113.1January 24, 20253.8Certificate of Amendment to the Certificate of Designations, Preferences, Powers and Rights of Series B Convertible Preferred StockS-1333-2880513.5June 13, 20254.1Specimen common stock certificateS-1/A333-279382 4.1August 28, 20244.2Form of Representative’s Warrant from initial public offering8-K001-424114.1November 26, 20244.3Form of outstanding restricted stock units issued under the 2019 Plan prior to January 1, 2024S-1/A333-279382 4.3July 5, 20244.4Form of outstanding restricted stock units issued under the 2019 Plan after January 1, 2024S-1/A333-279382