Company: PAX
Filing Date: 2025-05-15
Form Type: 20-F
Source: 0001628280-25-025640
Chunk: 166

Company: Patria Investments Ltd
Filing Date: 2025-05-15
Form: 20-F
Item: Item 4
Chunk 166
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 recordkeeping; to report suspicious activities and ensure staff awareness and training.

United Kingdom Regulated Entities

Patria Investments UK Ltd. in U. K is authorized as a MiFID manager by the FCA, the scope of permission to perform the following regulated activities and services:

• Advising on investments (except for pension transfers and pensions opt outs);

• Arranging (bringing about deals) in investments;

• Dealing in investments as agent;

• Establishing, operating or winding up a collective investment scheme;

•Making arrangements with a view to carry out transactions in investments; and

• Managing investments.

Other jurisdictions

Our subsidiaries in Dubai (UAE), and Hong Kong (China) perform activities that require registration with and regulation by appropriate regulatory authorities in their jurisdictions, as follows:

• Patria Investments Hong Kong Limited in Hong Kong is licensed as a Type 1 Dealing in Securities, issued by the SFC (Securities and Futures Commission);

• Patria Investments UK Ltd. has a branch in Dubai with a category 4 DIFC Investment Advisory License, issued by the Dubai International Financial Centre ("DIFC");

C. Organizational Structure

On December 1, 2020, we entered into a purchase agreement among Blackstone and certain of its affiliates, Messrs. Alexandre T. de A. Saigh, Olimpio Matarazzo Neto and Otavio Lopes Castello Branco Neto (together referred to as the “ Founders”), and certain entities affiliated with the Founders (the “ Founder Entities”), and Patria Brazil, in connection with the Purchase and Roll-Up. See “ - A. History and Development of the Company - Our History - Corporate Reorganization” for additional information regarding our corporate reorganization.

For a chart showing our current corporate structure and equity ownership, see “ Presentation of Financial and Other Information - Corporate Structure.” Such chart is provided for illustrative purposes only and does not show all of the legal entities.

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D. Property, Plants and Equipment

Intellectual Property

Most of our services are based on the jurisdictions in which we have offices. We rely on a combination of copyright, industrial property, and software laws, as well as employee and third-party nondisclosure, confidentiality and other types of contractual arrangements to establish, maintain and enforce our intellectual property rights, including with respect to our proprietary rights related to our products and services. In addition, we license technology from third parties.

As of