Company: OXLCZ
Filing Date: 2025-02-21
Form Type: 424B2
Source: 0001213900-25-015823
Chunk: 15

Company: Oxford Lane Capital Corp.
Filing Date: 2025-02-21
Form: 424B2
Chunk 15
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 or the Notes, if any, could cause the liquidity or market value of the Notes to decline significantly. Operating and Regulatory Structure Oxford Lane Capital is a Maryland corporation that is a closed -endmanagement investment company that has registered as an investment company under the 1940 Act. As a registered closed -endfund, we are required to meet regulatory tests. See “Regulation as a Registered Closed -EndManagement Investment Company” in the accompanying prospectus. We may also borrow funds to make investments. In addition, we have elected to be treated for U.S. federal income tax purposes, and intend to qualify annually, as a RIC under Subchapter M of the Code. See “Additional U.S. Federal Income Tax Considerations” in this prospectus supplement and “Certain U.S. Federal Income Tax Considerations” in the accompanying prospectus. Our investment activities are managed by Oxford Lane Management and supervised by our Board of Directors. Oxford Lane Management is an investment adviser that is registered under the Advisers Act. Under our Investment Advisory Agreement, we have agreed to pay Oxford Lane Management an annual base management fee based on our gross assets as well as an incentive fee based on our performance. See “Investment Advisory Agreement” in the accompanying prospectus. We have also entered into an Administration Agreement with Oxford Funds, under which we have agreed to reimburse Oxford Funds for our allocable portion of overhead and other expenses incurred by Oxford Funds in performing its obligations under the Administration Agreement, including furnishing us with office facilities, equipment and clerical, bookkeeping and record keeping services at such facilities, as well as providing us with other administrative services. See “Administration Agreement” in the accompanying prospectus. Oxford Funds also serves as the managing member of Oxford Lane Management. Messrs. Cohen and Rosenthal, in turn, serve as the managing member and non -managingmember, respectively, of Oxford Funds. S-6 Table of Contents Our Corporate Information Our offices are located at 8 Sound Shore Drive, Suite 255, Greenwich, CT 06830, and our telephone number is (203) 983 -5275. Recent Developments On February 10, 2025, we announced the following net asset value (“NAV”) estimate as of January 31, 2025. •Management’s unaudited estimate of the range of the NAV per share of our common stock as of January31, 2025, is between $4.78 and $4.88. This estimate is not a comprehensive statement of our financial condition or