Company: FEAV
Filing Date: 2025-02-03
Form Type: DEF 14A
Source: 0000950170-25-012391
Chunk: 171

Company: 5E Advanced Materials, Inc.
Filing Date: 2025-02-03
Form: DEF 14A
Chunk 171
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 the proposal to be presented at the Company’s 2024 annual meeting of stockholders to approve amendments to the Company’s amended and restated certificate of incorporation to effect a reverse stock split of the Company’s common stock at a ratio ranging from any whole number between 1-for-10 and 1-for-25, as determined by the board of directors in its discretion.

“Rules” means Rule 501(a)(1), (2), (3), and (7) of the Securities Act.

“SEC” means the Securities and Exchange Commission.

“Securities Act” means the Securities Act of 1933, as amended.

“Security” means any security, as defined in section 2(a)(1) of the Securities Act.

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“ Solicitation Deadline ” has the meaning set forth in the Milestones.

“ Solicitation Materials ” means all solicitation materials in respect of the Plan.

“ Special Meeting ” means a special meeting of the Company’s stockholders in respect of the Stockholder Approvals.

“ Standstill Termination Date ” means (a) if the Company does not obtain the Stockholder Approvals, the date of the Special Meeting or (b) if the Company obtains the Stockholder Approvals, the Effective Date of the Out-of-Court Restructuring.

“Stockholder Approvals” has the meaning set forth in the recitals to this Agreement.

“Termination Date” means the date on which termination of this Agreement as to a Party is effective in accordance withSections 11.01,11.02,11.03, or11.04.

“Transaction Documents” has the meaning set forth in the recitals to this Agreement.

“Transfer” means to sell, resell, reallocate, use, pledge, assign, transfer, hypothecate, participate, donate or otherwise encumber or dispose of, directly or indirectly (including through derivatives, options, swaps, pledges, forward sales or other transactions).

“Transfer Agreement” means an executed form of the transfer agreement providing, among other things, that a transferee is bound by the terms of this Agreement and substantially in the form attached hereto asExhibit L.

“Trustee” means any indenture trustee, collateral trustee, or other trustee or similar entity under the Notes.

“ Voting Deadline ” has the meaning set forth in the Milestones.

Interpretation . For purposes of this Agreement:

in the appropriate context, each term, whether stated in the singular or the plural, shall include