Company: PFSA
Filing Date: 2025-05-15
Form Type: 424B3
Source: 0001213900-25-044417
Chunk: 73

Company: Profusa, Inc.
Filing Date: 2025-05-15
Form: 424B3
Chunk 73
---
 7,152,683shares expected to be issued to existing Profusa common and preferred shareholders, 7,966,963shares expected to be issued to the holders of Profusa’s junior convertible notes and senior convertible notes, and 380,354shares reserved for Profusa option holders under each redemption scenario. (4)Includes 1,897,500shares issuable pursuant to outstanding NorthView Rights. (5)Represents $1,575,000 of transaction costs being paid in shares of New Profusa Common Stock at $10 per share. (6)Assumes 1,000,000shares issuable upon conversion of the $10 million first tranche of the PIPE Investor convertible note facility ($22.22 million total) at $10 per share. (7)Senior secured convertible note which includes 710,220 Sponsor shares that were utilized as inducement shares for the notes. (8)Represents 1,385,901shares issued upon the conversion and exchange of Profusa bridge notes and 2,899,111shares issued in exchange for the shares issued pursuant to the Bridge Note Buyout Agreement. (9)Represents shares from the conversion of the NorthView working capital convertible loan at a $2.22 per share.

11 For more information, see the section entitled “ Unaudited Pro Forma Condensed Combined Financial Information.” Organizational Structure Prior to the Business Combination The following diagram shows the current ownership structure of NorthView. The following diagram shows the current ownership structure of Profusa. 12 Following the Business Combination The following diagram shows the ownership of New Profusa immediately after the Business Combination assuming No Redemptions. The following diagram shows the ownership of New Profusa immediately after the Business Combination assuming Maximum Redemptions. Board of Directors of New Profusa Following the Business Combination The parties have agreed to take actions such that, effective immediately after the Closing of the Business Combination, New Profusa’s board of directors shall consist of five directors, consisting of one NorthView designee (who shall be an “independent director”), and four Profusa designees (at least three of whom shall be “independent directors”), one of whom shall be the chief executive officer of the combined company. Additionally, certain current Profusa management personnel will become officers of NorthView. Material Tax Consequences For a detailed discussion of certain U.S. federal income tax consequences of the Business Combination, see the sections titled “ Material U.S. Federal Income Tax Considerations” in this proxy statement/prospectus