Company: TIPT
Filing Date: 2025-10-31
Form Type: DEFM14A
Source: 0001140361-25-039949
Chunk: 313

Company: TIPTREE INC.
Filing Date: 2025-10-31
Form: DEFM14A
Chunk 313
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 the Republic of Korea) and Fortegra, pursuant to which and subject to the conditions set forth therein, Tiptree and Warburg will sell all of the issued and outstanding shares of common stock of Fortegra to DB Insurance Co., Ltd. for aggregate consideration of $1.65 billion in cash (subject to certain adjustments set forth in the agreement). The sale is subject to approvals by Tiptree stockholders and various foreign and domestic regulators. The Company anticipates the agreement will be finalized in mid-2026. Based on management’s review, no other events merited disclosure in the consolidated financial statements and notes thereto.

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TABLE OF CONTENTS

OWNERSHIP OF TIPTREE’S EQUITY SECURITIES The following table sets forth the beneficial ownership of our common stock, as of October 30, 2025, for: (1) each person known to us to be the beneficial owner of more than 5% of our outstanding common stock; (2) each of our directors and nominees for director; (3) each of our NEOs; and (4) our directors, nominees for director and current executive officers as a group. Except as otherwise described in the notes below, the following beneficial owners have sole voting power and sole investment power with respect to all shares of common stock set forth opposite their respective names. In accordance with SEC rules, each listed person’s beneficial ownership includes:

| • | all shares the investor actually owns beneficially or of record; |

| • | all shares over which the investor has or shares voting or dispositive control (such as in the capacity as a general partner of an investment fund); and |

| • | all shares the investor has the right to acquire within 60 days (such as upon exercise of options that are currently vested or which are scheduled to vest within 60 days). |

Unless otherwise indicated, all shares are owned directly and the indicated person has sole voting and investment power. Unless otherwise indicated, the business address for each beneficial owner listed below is c/o Tiptree Inc., 660 Steamboat Road, 2nd Floor, Greenwich, Connecticut 06830.

| Name                                                        |     |   Number of Shares 
    of Common Stock 
 Beneficially Owned |     | Percent of   
 Common Stock |
| Greater than 5% Stockholders                                |     |                    |     |              |
| Michael G. Barnes(1)                                        |     |         10,439,197 |     | 27.34%       |
|