Company: PNBK
Filing Date: 2025-03-19
Form Type: 8-K
Source: 0001628280-25-013879
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Company: PATRIOT NATIONAL BANCORP INC
Filing Date: 2025-03-19
Form: 8-K
Item: Item 5.03
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Item 5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On March 13, 2025, Patriot National Bancorp, Inc. (the “ Company”) filed a Certificate of Amendment of the Certificate of Incorporation of the Company (the “ Certificate of Amendment”) with the Secretary of State of the State of Connecticut. The Certificate of Amendment designates a new series of the Company’s preferred stock, no par value per share, as Series A Non-Cumulative Perpetual Convertible Preferred Stock (the “ Series A Preferred Stock”). The Certificate of Amendment was effective upon filing with the Connecticut Secretary of State. No shares of Series A Preferred Stock are outstanding.

The foregoing summary of the Certificate of Amendment is qualified in its entirety by the full text of the Certificate of Amendment, a copy of which is filed herewith as Exhibit 3.1 and incorporated herein by reference.

This Current Report on Form 8-K does not constitute an offer to sell or a solicitation of an offer to buy any securities, nor shall there be any sale of securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction.

Item 9.01 Financial Statements and Exhibits.