Company: GAINI
Filing Date: 2025-05-13
Form Type: 10-K
Source: 0001321741-25-000010
Chunk: 53

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-05-13
Form: 10-K
Item: Item 8
Chunk 53
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)1,000 1,000 1,000 Home Concepts Acquisition, Inc. – Term Debt (SOFR+9.0%, 14.3% Cash, Due 5/2028)(J)12,000 12,000 12,000 13,000 13,000 Total Secured First Lien Debt$324,731 $324,348 Secured Second Lien Debt – 18.9%Aerospace and Defense – 5.2%Galaxy Technologies Holdings, Inc. – Term Debt (SOFR+4.1%, 9.4% Cash, Due 10/2026)(J)$6,900 $6,900 $6,900 Galaxy Technologies Holdings, Inc. – Term Debt (SOFR+7.0%, 12.3% Cash, Due 10/2026)(J)18,796 18,796 18,796 25,696 25,696 Cargo Transport – 2.6%Diligent Delivery Systems – Term Debt (SOFR+9.0%, 14.3% Cash, Due 9/2024)(Q)13,000 13,000 13,000 

THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS.84

Table of ContentsGLADSTONE INVESTMENT CORPORATIONCONSOLIDATED SCHEDULE OF INVESTMENTS (Continued)MARCH 31, 2024(DOLLAR AMOUNTS IN THOUSANDS)

Company and Investment(A)(B)(D)(E)Principal/Shares/Units(F)(H)CostFair ValueMachinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 11.1%SFEG Holdings, Inc. – Term Debt (SOFR+7.0%, 12.5% Cash, Due 10/2028)(J)$54,644 $54,644 $54,644 Total Secured Second Lien Debt$93,340 $93,340 Preferred Equity – 33.0%Buildings and Real Estate – 4.5%Dema/Mai Holdings, Inc. – Preferred Equity(C)(J)21,000 $21,000 $22,181 Diversified/Conglomerate Services – 4.0%Horizon Facilities Services, Inc. – Preferred Stock(C