Company: HCTI
Filing Date: 2025-03-31
Form Type: 10-K
Source: 0001213900-25-026218
Chunk: 680

Company: Healthcare Triangle, Inc.
Filing Date: 2025-03-31
Form: 10-K
Item: Item 5
Chunk 680
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Item 5. Market for Registrant’s Common Equity, Related Stockholder
Matters and Issuer Purchases of Equity Securities.

Market Information

Our common stock is trading on the Nasdaq Capital Market under the
symbol “HCTI.”

Holders

As of March 31, 2025, there were 41 stockholders
of record of our common stock. Because many of our shares of common stock are held by brokers and other institutions on behalf of stockholders,
this number is not representative of the total number of beneficial owners of our stock.

Dividends

We have never declared or paid any cash dividend
on our common stock. We intend to retain any future earnings to finance the operation and expansion of our business and fund our share
repurchase program, and we do not expect to pay cash dividends in the foreseeable future.

Recent Sales of Unregistered Securities

None

Securities Authorized for Issuance under Equity Compensation Plans

The following table provides information as of December 31, 2024, regarding
our common stock that may be issued under the Plan(2)

    Plan category: 
    Number of Securities to 
be issued Upon Exercise of Outstanding Options, Warrants, and Rights (a)  
    Weighted Average Exercise Price of Outstanding Options (b)  
    Number of Securities Remaining Available for Future Issuance Under Equity Compensation Plans (Excluding Securities Reflected in column (a)) (c) 
  
    Equity compensation plans approved by stockholders (1) 
     276,500  
    $3.7  
     1,023,050 
  
    Total 
     276,500  
    $3.7  
     1,023,050 

    (1)
    The Plan permits grants of equity awards to employees, directors, consultants and other independent contractors. 

    (2)
    Our board of directors and shareholders have approved a total reserve of 861,764 shares for issuance under the Plan which represents 13.20% of the equity on a fully diluted basis.

We have not issued any options outside of the Plan.

Transfer Agent

The transfer agent for the common stock is VStock Transfer LLC, 18
Lafayette Place, Woodmere, New York, telephone (212) 828-8436.

Item 6. [Reserved]

34

Item 7. Management’s Discussion and Analysis of Financial
Condition and Results of Operations.

The following discussion summarizes the significant
factors