Company: KODK
Filing Date: 2025-04-10
Form Type: DEF 14A
Source: 0001140361-25-013170
Chunk: 65

Company: EASTMAN KODAK CO
Filing Date: 2025-04-10
Form: DEF 14A
Chunk 65
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 Lewis Investment Management LLC |

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TABLE OF CONTENTS

(“KLIM”) is the owner of KLM. Mr. Richman is a managing member and control person of KLIM and may be deemed to beneficially own the shares directly held by the KLIM Funds. The amount shown also includes 21,446 shares held by Mr. Richman for the benefit of KLIM Fund I and KLIM Fund II. Mr. Richman disclaims any direct beneficial ownership over the Company’s shares except any indirect economic interest through the shares directly held by the KLIM Funds.

| (8) | The amount shown includes 19,921 RSUs that vest on May 20, 2025. |

| (9) | The amount shown includes 16,667 RSUs that vest on May 17, 2025 and presently exercisable options to purchase 518,289 shares of our common stock. |

| (10) | The amount shown includes 8,333 RSUs that vest on May 17, 2025 and presently exercisable or exercisable within 60 days of the March 25, 2025 options to purchase 181,867 shares of our common stock. |

| (11) | Mr. Continenza holds 1,734,034 shares of common stock, 117,977 vested performance stock units not yet settled in shares of common stock and presently exercisable options to purchase 3,800,000 shares of our common stock. Mr. Continenza also has 241,589 shares of phantom stock credited to his account under the Deferred Compensation Plan for Directors. The CEO Employment Agreement provides that Mr. Continenza will not have the right to exercise any stock options granted to him pursuant to the terms of any award granted to him in February 2019 or July 2020 to the extent that, after giving effect to the issuance of the common stock resulting from such exercise, Mr. Continenza (together with his affiliates and any person acting as a group), would beneficially own more than 4.99% of the then issued and outstanding shares of common stock. Accordingly, the shares reported on the table above as beneficially owned by Mr. Continenza and his percentage ownership of our outstanding shares do not include amounts in excess of Mr. Continenza’s ownership limit. |

| (12) | The shares and percentage ownership of our outstanding shares do not include amounts in excess of the ownership limit for Mr. Continenza described