Company: SINT
Filing Date: 2025-10-23
Form Type: S-3
Source: 0001493152-25-019098
Chunk: 24

Company: Sintx Technologies, Inc.
Filing Date: 2025-10-23
Form: S-3
Chunk 24
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 the denominator shall be the number of shares of common stock outstanding immediately after such event, and the number of shares issuable upon exercise of the Warrant shall be proportionately adjusted such that the aggregate exercise price of the Warrant shall remain unchanged.

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Beneficial Ownership Limitations.A holder will not have the right to exercise any portion of the Warrants if the holder (together with its affiliates) would beneficially own in excess of 4.99% (or, upon election by a holder prior to the issuance of any warrants, 9.99%) of the number of shares of common stock outstanding immediately after giving effect to the exercise, as such percentage ownership is determined in accordance with the terms of the Warrants and Pre-Funded Warrants. However, any holder may increase or decrease such percentage to any other percentage not in excess of 9.99%, upon at least 61 days’ prior notice from the holder to us with respect to any increase in such percentage.

The foregoing description of the Pre-Funded Warrants, Common Warrants, and Placement Agent Warrants is not complete. For the complete terms of the Pre-Funded Warrants, Common Warrants, and Placement Agent Warrants, please refer to the forms of the Pre-Funded Warrants, Common Warrants, and Placement Agent Warrants filed as exhibits to the registration statement of which this prospectus forms a part.

We do not intend to list the Pre-Funded Warrants, the Common Warrants, or the Placement Agent Warrants on any securities exchange or other trading market. Without an active trading market, the liquidity of these securities will be limited.

The February 2025 Offering Pre-Funded Warrants, Placement Agent Warrants and Common Warrants

As of October 20, 2025, there are 257,170 pre-funded warrants outstanding that are immediately exercisable and may be exercised at any time until all of the pre-funded warrants are exercised in full (the “February 2025 Pre-Funded Warrants”). The February 2025 Pre-Funded Warrants may be exercised on a cashless basis at any time, in which case the holder would receive upon such exercise the net number of shares of common stock determined according to the formula set forth in the February 2025 Pre-Funded Warrants. No fractional shares of common stock will be issued in connection with the exercise of a February 2025 Pre-Funded Warrant. In lieu of fractional shares, we will pay the holder an amount in cash equal to