Company: PSTV
Filing Date: 2025-04-11
Form Type: POS AM
Source: 0001193125-25-079109
Chunk: 13

Company: PLUS THERAPEUTICS, INC.
Filing Date: 2025-04-11
Form: POS AM
Chunk 13
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 Warrants that would result in the selling stockholder and its affiliates owning, 
 after exercise, a number of shares of common stock in excess of the beneficial ownership limitation. The shares reported under “Beneficial Ownership Before this Offering” do not reflect 1,655,305 Series A common stock warrants (“March           
 2025 Series A Warrants”) and 1,655,305 Series B common stock warrants (“March 2025 Series B Warrants”) issued pursuant to the Securities Purchase Agreement, dated March 4, 2025, among us and certain accredited investors (the                     
 “March Purchase Agreement”), which are not exercisable unless and until we obtain the approval of our stockholders. Mr. Orin Hirschman is the managing member of AIGH Capital Management, LLC, a Maryland limited liability company                  
 (“AIGH CM”), which is an advisor with respect to the securities held by AIGH LP. Mr. Hirschman has voting and investment control over the securities                                                                                                 |

6

| indirectly held by AIGH CM, directly held by AIGH LP and directly held by Mr. Hirschman and his family. The address of Mr. Hirschman and the entities listed is 6006 Berkeley Avenue, 
 Baltimore, Maryland 21209.                                                                                                                                                            |

| (2) | The shares reported under “Beneficial Ownership Before this Offering” consist of 330,144 shares of                                                                                                                                                       
 common stock issuable upon the exercise of Series B Common Stock Warrants purchased by WVP Emerging Manager Onshore Fund, LLC – AIGH Series in the May 2024 PIPE Financing. The Series B Common Stock Warrants are subject to a beneficial ownership     
 limitation of 9.99%, which limitation restricts the selling stockholder from exercising that portion of the Series B Common Stock Warrants that would result in the selling stockholder and its affiliates owning, after exercise, a number of shares of 
 common stock in excess of the beneficial ownership limitation. The shares reported under “Beneficial Ownership Before this Offering” do not reflect 570,216 March 2025 Series A Warrants and 570,216 March 2025 Series B Warrants issued                 
 pursuant to the March Purchase Agreement, which are not exercisable unless and until we obtain the approval of our stockholders. Mr. Hirschman is the managing member of AIGH CM, which is a sub-advisor                                                 
 with respect to the securities held by WVP Emerging Manager Onshore Fund, LLC – AIGH Series. Mr. Hirsch