Company: HFFG
Filing Date: 2025-05-12
Form Type: 10-Q
Source: 0001680873-25-000036
Chunk: 85

Company: HF Foods Group Inc.
Filing Date: 2025-05-12
Form: 10-Q
Item: Item 1A
Chunk 85
---
ITEM 1A.    Risk Factors.

There have been no material changes from the risk factors disclosed in Item 1A of our Annual Report on Form 10-K for the year ended December 31, 2024.

ITEM 2.    Unregistered Sales of Equity Securities and Use of Proceeds from Registered Securities.

None.

ITEM 3.    Defaults Upon Senior Securities.

None.

ITEM 4.    Mine Safety Disclosures.

Not applicable.

ITEM 5.    Other Information.

Securities Trading Plans of Directors and Executive Officers

During the three months ended March 31, 2025, none of our officers or directors adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.

29

ITEM 6.    Exhibits

The following exhibits are incorporated herein by reference or are filed or furnished with this report as indicated below:

Incorporated by ReferenceExhibit NumberDescriptionFormExhibitFiling Date3.1Second Amended and Restated Certificate of Incorporation8-K3.1.211/5/20193.2Amended and Restated Bylaws8-K3.0211/4/20223.3First Amendment to Amended and Restated Bylaws, dated April 25, 20238-K3.14/26/20233.4Certificate of Designation of Rights, Preferences and Privileges of Series A Participating Preferred Stock8-K3.14/12/20234.1Specimen Common Stock CertificateS-1/A4.27/28/20174.2Form of Unit Purchase Option between the Registrant and Chardan Capital Markets, LLCS-1/A4.57/28/201710.1Amendment No. 4 to Third Amended and Restated Credit Agreement, dated as of February 12, 20258-K10.12/18/202531.1*Certification of Chief Executive Officer pursuant to Rule 13a-14 and Rule 15d-14(a), promulgated under the Securities and Exchange Act of 1934, as amended.31.2*Certification of Chief Financial Officer pursuant to Rule 13a-14 and Rule 15d-14(a), promulgated under the Securities and Exchange Act of 1934, as amended.32.1**Certification of