Company: INV
Filing Date: 2025-04-29
Form Type: PRE 14A
Source: 0001628280-25-020657
Chunk: 59

Company: Innventure, Inc.
Filing Date: 2025-04-29
Form: PRE 14A
Chunk 59
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 |                                                       3,750,000 |
| $9.00                    |     |                                                       3,333,333 |
| $10.00                   |     |                                                       3,000,000 |

Consequences of Non-Approval If this Proposal 4 is not approved by our stockholders at the Annual Meeting, we may be required to make monthly prepayments as described above, which may impair our working capital and our ability to fund capital expenditures and operating expenses, including the expenses for the Innventure Companies and the Operating Companies. Our Board has determined that the Securities Purchase Agreement and Convertible Debentures, with such modifications, amendments, or changes (consistent with the intent and purpose of this proposal) agreed upon by the parties thereto, and in accordance with the stockholder approval requirements of Nasdaq Listing Rules 5635(d) and 5635(b), is in the best interests of us and our stockholders because it will decrease the likelihood we will have to make monthly prepayments pursuant to the Convertible Debentures. Furthermore, if this Proposal 4 is not approved by our stockholders at the Annual Meeting, Yorkville will not purchase, and we will not issue, the Second Convertible Debenture. Accordingly, the additional $10.0 million of funds to be received by us upon issuance of the Second Convertible Debenture will not be made available to us. Board Recommendation Our Board unanimously recommends that you vote “ FOR ” the potential issuance of a number of shares of Common Stock to Yorkville in excess of the Convertible Debentures Exchange Cap. Vote Required The approval of the potential issuance of a number of shares of Common Stock to Yorkville in excess of the Convertible Debentures Exchange Cap requires the affirmative vote of the majority of the votes cast (meaning the number of shares voted “for” the proposal must exceed the number of shares voted “against” the proposal). Abstentions and broker non-votes, if any, are not considered votes cast for the foregoing purpose, and will have no effect on the vote for this proposal. Subsequent to the date of this proxy statement, we intend to enter into voting agreements with holders of a majority in voting power of our Common Stock to grant us an irrevocable proxy to vote their shares of Common Stock in favor of this Proposal 4. Under applicable Nasdaq Listing Rules, the shares of Common Stock issued pursuant to conversion of all or any portion of the Convertible Debentures, if applicable, are not entitled to vote