Company: PRMLF
Filing Date: 2025-03-20
Form Type: 10-K
Source: 0001641172-25-000043
Chunk: 115

Company: NexMetals Mining Corp.
Filing Date: 2025-03-20
Form: 10-K
Item: Item 1A
Chunk 115
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, suspended
                                            or vacated, of any self-regulatory organization, any registered entity, or any equivalent
                                            exchange, association, entity or organization that has disciplinary authority over its members
                                            or persons associated with a member.

 ●Been found by a court of competent jurisdiction in a civil action or by
the Commodity Futures Trading Commission to have violated any Federal commodities law, and the judgment in such civil action or finding
by the Commodity Futures Trading Commission has not been subsequently reversed, suspended or vacated;

 ●Been the subject of, or a party to, any Federal or
State judicial or administrative order, judgment, decree, or finding, not subsequently reversed, suspended or vacated, relating to an
alleged violation of:

(i) Any Federal or State securities or commodities
law or regulation; or

(ii) Any law or regulation respecting financial institutions
or insurance companies including, but not limited to, a temporary or permanent injunction, order of disgorgement or restitution, civil
money penalty or temporary or permanent cease-and-desist order, or removal or prohibition order; or

(iii) Any law or regulation prohibiting mail or wire fraud or fraud in
connection with any business entity.

 ●Been the subject of, or a party to, any sanction or order, not subsequently
reversed, suspended or vacated, of any self-regulatory organization (as defined in Section 3(a)(26) of the Exchange Act (15 U.S.C. 78c(a)(26))),
any registered entity (as defined in Section 1(a)(29) of the Commodity Exchange Act (7 U.S.C. 1(a)(29))), or any equivalent exchange,
association, entity or organization that has disciplinary authority over its members or persons associated with a member.

James
Gowans was a Director of Gedex Systems Inc. (“Gedex”), a company based in Mississauga, Ontario, Canada. On August
9, 2019, Gedex filed a notice of application in the Ontario Superior Court of Justice (the “Court”) under the Companies’
Creditors Arrangement Act (the “CCAA”) requesting an order approving a sale and investor solicitation process (“SISP”)
in respect of the property, assets and undertakings of Gedex. The notice of application also sought an order appointing Zeifman Partners
Inc. (“Zeifman”) as monitor in the proceedings (in such capacity, the “Monitor”). On August 12