Company: CERO
Filing Date: 2025-05-02
Form Type: PRER14A
Source: 0001213900-25-039149
Chunk: 131

Company: CERO THERAPEUTICS HOLDINGS, INC.
Filing Date: 2025-05-02
Form: PRER14A
Chunk 131
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 |     |        5,040 |     |            * |   |
| All current directors and executive officers as a group (eight individuals) |     |      657,137 |     |         12.2 | % |

____________ *Represents beneficial ownership of less than 1% of our outstanding Common Stock. (1)Unless otherwise noted, the business address of each of the following individuals is 210 Haskins Way, Suite 230, South San Francisco, CA 94080. (2)Consists of (i) 7,813shares of Common Stock issuable on the conversion of shares of Series A Preferred Stock, (ii) 90,206shares of Common Stock issuable on the conversion of shares of Series C Preferred Stock, (iii) 1,532shares of Common Stock issuable on the exercise of Series A Warrants, and (v) 187,200shares of Common Stock issuable on the exercise of Series C Warrants. The principal business address of Funicular Funds, LP is 601 California Street, Suite 1151, San Francisco, CA 94108 -2816.

75 (3)Consists of (i) 57,919shares of Common Stock, (ii) 50shares of Common Stock issuable upon the exercise of Warrants exercisable within 60 days of April 11, 2025, (iii) 53,721 shares of Common Stock issuable pursuant to stock options exercisable within 60 days of April 11, 2025, and (iv) 36 shares of Common Stock held by his spouse, Sara Fried. (4)Consists of 2,500shares of Common Stock, issuable pursuant to stock options exercisable within 60 days of April 11, 2025. (5)Consists of 1,500shares of Common Stock issuable pursuant to stock options exercisable within 60 days of April 11, 2025. (6)Consists of (i) 1,250shares of Common Stock, (ii) 490,534shares of Common Stock, held by the Atwood -EdminsterTrust dtd 4 -2-2000(the “Trust”), of which Mr. Atwood and Lynne H. Edminster serve as trustees (iii) 5,080shares of Common Stock, issuable pursuant to stock options exercisable within 60 days of April 11, 2025 and (iv)