Company: PENG
Filing Date: 2025-08-27
Form Type: S-3ASR
Source: 0001616533-25-000054
Chunk: 9

Company: Penguin Solutions, Inc.
Filing Date: 2025-08-27
Form: S-3ASR
Chunk 9
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 the Exchange Act, in this prospectus, between the date of this prospectus and the termination of the offering of the securities described in this prospectus. We are not, however, incorporating by reference any documents or portions thereof, whether specifically listed below or filed in the future, that are not deemed “filed” with the SEC, including any Compensation Committee report, Audit Committee report, performance graph or any information furnished pursuant to Items 2.02 or 7.01 of Form 8-K or related exhibits furnished pursuant to Item 9.01 of Form 8-K.

This prospectus and any accompanying prospectus supplement incorporate by reference the documents set forth below that have previously been filed with the SEC:

• our Annual Report on Form 10-K for the year ended August 30, 2024 filed with the SEC on October 24, 2024;

• our Quarterly Reports on Form 10-Q for the quarters ended November 29, 2024 filed with the SEC on January 8, 2025, February 28, 2025 filed with the SEC on April 2, 2025 and May 30, 2025 filed with the SEC on July 8, 2025, respectively;

• our Current Reports on Form 8-K, as amended, filed with the SEC on October 3, 2024 , October 15, 2024 , December 16, 2024 , February 12, 2025 , March 24, 2025 , April 2, 2025 , June 17, 2025 , June 26, 2025 and July 29, 2025 and our Current Report on Form 8-K12B filed with the SEC on June 30, 2025 ;

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• the information specifically incorporated by reference into our Annual Report on Form 10-K for the year ended August 30, 2024 from our Definitive Proxy Statement on Schedule 14A filed with the SEC on December 20, 2024; and

• the description of our share capital, which is registered under Section 12 of the Exchange Act, in our Current Report on Form 8-K12B filed with the SEC on June 30, 2025 pursuant to Rule 12g-3(a) promulgated under the Exchange Act, including any amendments or reports filed for the purposes of updating such description.

All reports and other documents we subsequently file pursuant