Company: BK-PK
Filing Date: 2025-10-31
Form Type: 10-Q
Source: 0001390777-25-000159
Chunk: 6

Company: Bank of New York Mellon Corp
Filing Date: 2025-10-31
Form: 10-Q
Item: Item 4
Chunk 6
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 By-Laws, as amended and restated, a copy of which is attached as Exhibit 3.10 to this Quarterly Report on Form 10-Q and is incorporated herein by reference.(c)    Certain of our officers or directors have made elections to participate in, and are participating in, our dividend reinvestment plan, employee stock purchase plan and 401(k) plan, and have made, and may from time to time make, elections to have shares withheld to cover withholding taxes or pay the exercise price of stock awards, which may be designed to satisfy the affirmative defense conditions of Rule 10b5-1 under the Exchange Act or may constitute non-Rule 10b5-1 trading arrangements (as defined in Item 408(c) of Regulation S-K). Item 6.  Exhibits.The list of exhibits required to be filed as exhibits to this report appears below.  

102 BNY

Index to Exhibits

ExhibitDescriptionMethod of Filing3.1Restated Certificate of Incorporation of The Bank of New York Mellon Corporation.Previously filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K (File No. 000-52710) as filed with the Securities and Exchange Commission (the “Commission”) on July 2, 2007, and incorporated herein by reference.3.2Certificate of Amendment to The Bank of New York Mellon Corporation’s Restated Certificate of Incorporation, as filed with the Secretary of State of the State of Delaware on April 9, 2019.Previously filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K (File No. 001-35651) as filed with the Commission on April 10, 2019, and incorporated herein by reference.3.3Certificate of Designations of The Bank of New York Mellon Corporation with respect to the Series A Noncumulative Preferred Stock, dated June 15, 2007.Previously filed as Exhibit 4.1 to the Company’s Current Report on Form 8-K (File No. 000-52710) as filed with the Commission on July 5, 2007, and incorporated herein by reference.3.4Certificate of Designations of The Bank of New York Mellon Corporation with respect to the Series F Noncumulative Perpetual Preferred Stock, dated July 29, 2016.Previously filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K (File No.