Company: TEM
Filing Date: 2025-11-04
Form Type: 10-Q
Source: 0001193125-25-264652
Chunk: 10

Company: Tempus AI, Inc.
Filing Date: 2025-11-04
Form: 10-Q
Item: Part II, Item 5
Chunk 10
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Disclosure of Trading Arrangements 

During the fiscal quarter ended September 30, 2025, none of our directors or officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K, except as set forth in the table below. 

     Type of TradingArrangement 

     Name and Position
      
     Action 
      
     Date 
      
     Rule10b5-1* 
      
     Non-Rule10b5-1** 
      
     Total Shares ofClass A commonstock to be Sold 
      
     Expiration Date 

     Jennifer A. Doudna, Director
      
     Adoption(1)
      
     August 12, 2025
      
     X

     10,376
      
     November 15, 2026

     Andrew Polovin, Executive Vice President, General Counsel and Secretary
      
     Adoption(1)
      
     August 12, 2025
      
     X

     To Be Determined(2)
      
     November 1, 2026

     James Rogers, Chief Financial Officer
      
     Adoption(1)
      
     September 11, 2025
      
     X

     To Be Determined(3)
      
     December 31, 2026

     Erik Phelps, Executive Vice President, Chief Administrative and Legal Officer and Assistant Secretary
      
     Adoption(1)
      
     September 15, 2025
      
     X

     To Be Determined(4)
      
     December 15, 2026

* Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. 

** “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act. 	

(1)Trading under this Rule 10b5-1 trading plan will not commence until completion of the required cooling off period under Rule 10b5-1. 

(2)This Rule 10b5-1 trading plan provides for sales of (i) 15,825 shares of Class A common stock and (ii