Company: RILYN
Filing Date: 2025-09-19
Form Type: 10-K
Source: 0001464790-25-000011
Chunk: 349

Company: B. Riley Financial, Inc.
Filing Date: 2025-09-19
Form: 10-K
Item: Item 8
Chunk 349
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’Agostino, Renée E. LaBran, Randall Paulson, Michael Sheldon, and Mimi Walters for such directors’ annual stock grant of $75,000 as a non-employee director and will be granted promptly following the date on which the RSUs may be permissibly granted under the 2021 Plan.  All awards will be treated as vested on June 21, 2025, subject to continued service on the Board through such vesting date. As of December 31, 2024, D’Agostino, Antin, Brandt, LaBran, Paulson, Sheldon, and Walters have no equity awards outstanding.(3)Reflects accrued dividend rights paid upon May 23, 2024 vesting of RSUs originally granted on May 23, 2023, in accordance with award agreements, as approved by the Compensation Committee.

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Table of Contents

Item 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS

The following table sets forth information concerning the beneficial ownership of the shares of our common stock as of September 18, 2025, by (i) each person we know to be the beneficial owner of 5% or more of the outstanding shares of our common stock (ii) each named executive officer listed in the Summary Compensation Table; (iii) each of our directors; and (iv) all of our executive officers and directors as a group.

Shares Beneficially Owned(2) Name or Group of Beneficial Owners(1)NumberPercentDirectors and Named Executive Officers:Bryant R. Riley(3)6,914,063 22.6 %Thomas J. Kelleher(4)973,409 3.2 %Phillip J. Ahn(5)249,226 *Scott Yessner(6)100,000 *Kenneth Young(7)237,156 *Andrew Moore(8)286,546 *Alan N. Forman123,283 *Robert L. Antin(9)295,495 1.0 %Tammy Brandt6,195 *Robert D’Agostino160,570 *Renée E. LaBran6,734 *Randall E. Paulson318,979 1.0 %Michael J. Sheldon56,677 *Mimi K. Walters10,262 *Executive officers and directors as