Company: NEWTP
Filing Date: 2025-04-24
Form Type: DEF 14A
Source: 0001587987-25-000073
Chunk: 47

Company: NewtekOne, Inc.
Filing Date: 2025-04-24
Form: DEF 14A
Chunk 47
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2024, vesting on July 15, 2025; 11,326 Restricted Stock Awards in October 2024, vesting on October 15, 2025; and 17,655 Restricted Stock Awards in August 2022, vesting on August 15, 2025.

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(8) Received a grant of 9,944 Restricted Stock Awards in July 2024, vesting on July 15, 2025; 11,326 Restricted Stock Awards in October 2024, vesting on October 15, 2025; and 14,124 Restricted Stock Awards in August 2022, vesting on August 15, 2025.

(9) Mr. Young resigned as Newtek Bank’s President effective April 22, 2025.

(10) Received a grant of 7,955 Restricted Stock Awards in July 2024, vesting on July 15, 2025; 8,237 Restricted Stock Awards in October 2024, vesting on October 15, 2025; and 9,416 Restricted Stock Awards in August 2022, vesting on August 15, 2025.

(11) Mr. DeMaria was appointed Chief Accounting Officer in March 2024; and as of April 22, 2025, has been named Chief Financial Officer.

(12) Received a grant of 19,889 Restricted Stock Awards in July 2024, vesting on July 15, 2027; 4,119 Restricted Stock Awards in October 2024, vesting on October 15, 2025; and 6,215 Restricted Stock Awards in July 2023, vesting on July 2026 .

(13) Mr. Downs was appointed President of Newtek Bank, effective April 22, 2025.

#### 2024 Grants of Plan-Based Awards
| Name                |     | Grant Date |     | Estimated Future Payouts Under Non-Equity Incentive Plan Awards 
 Thresh-old ($)                                                  |   |     | Target ($) |   |     | Maxi-mum ($) |   |     | Estimated Future Payouts Under Equity Incentive Plan Awards 
 Thresh-old (#)                                              |   |     | Target (#) |   |     | Maxi-mum (#) |   |     | All Other Stock Awards: Number of Shares of Stock or Units |        |