Company: CERO
Filing Date: 2025-01-21
Form Type: S-1/A
Source: 0001213900-25-004742
Chunk: 379

Company: CERO THERAPEUTICS HOLDINGS, INC.
Filing Date: 2025-01-21
Form: S-1/A
Chunk 379
---
 converted
to CERo Therapeutics Holdings, Inc. (“New CERo”) common stock at a conversion ratio equal to and shares of New
CERo common stock, par value $ per share (“New CERo Common Stock”) for each share of Series Seed convertible preferred
stock (“Series Seed Preferred Stock”) and Series A convertible preferred stock (“Series A Preferred Stock”),
respectively, resulting in the issuance of and common shares for the Series Seed Preferred Stock and Series A Preferred
Stock, respectively (see Note 15).

|             |     | Shares authorized |            |     | Shares      
 issued and  
 outstanding |            |     | Liquidation amount |            |
|:------------|:----|:------------------|-----------:|:----|:------------|-----------:|:----|:-------------------|-----------:|
| Series Seed |     |                   |  5,155,703 |     |             |  5,155,703 |     | $                  |  4,154,981 |
| Series 1    |     |                   |        100 |     |             |          - |     |                    |          - |
| Series A    |     |                   | 24,614,402 |     |             | 22,764,764 |     |                    | 39,999,967 |
|             |     |                   | 29,770,205 |     |             | 27,920,467 |     | $                  | 44,154,948 |

Series 1 Convertible Preferred Stock – The
Company issued shares of Series 1 preferred stock (“Series 1 Preferred Stock”) in 2018, which was subsequently converted
on November 14, 2019 into shares of Series A Preferred Stock. There were no shares of Series 1 Preferred Stock outstanding in
the years ended December 31, 2023 or 2022.

Series Seed and Series A Preferred Stock –
Holders have various rights and preferences as follows:

Voting rights – The holders of convertible
preferred stock are entitled to vote on all matters on which the common stockholders are entitled to vote. Holders of convertible preferred
stock and common stock vote together as a single class. Each holder of convertible preferred stock is entitled to the number of votes
equal to the number of shares of common stock into which the shares held by such holder are convertible.

Dividends – Dividends are payable
when and if declared by the board