Company: KITTW
Filing Date: 2025-04-29
Form Type: DEF 14A
Source: 0001849820-25-000120
Chunk: 58

Company: Nauticus Robotics, Inc.
Filing Date: 2025-04-29
Form: DEF 14A
Chunk 58
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) the amendment of the terms of the SPA Warrants on January 31, 2024; (viii) the exchange of the Senior Secured Convertible Debentures for an indirect beneficial ownership interest in 5,342 shares of Series A Preferred Stock on December 26, 2024, and (ix) the amendment of the terms of the 2024 Term Loan on January 3, 2025. Such transactions were subsequently reported on a Form 5 filed on February 25, 2025. Dr. Sharkawy also filed Form 5 for the fiscal year 2024 ten days late.

Material Impact Partners II, L.P., a 10% shareholder of the Company, did not report on Form 3 the initial holdings on September 9, 2022 of (i) 69,496 common shares (post-reverse split) of the Company, (ii) 408,000 private warrants, (iii) Debentures in the amount of $5,102,000, and (iv) 13,873 Earn-Out Shares. Material Impact did not report on Form 4 (i) the acquisition of a $1,000,000 interest in the convertible 2023 Term Loan on September 18, 2023, (ii) the acquisition of an additional 1,000,000 interest in the convertible 2023 Term Loan on January 30, 2024; (iii) the acquisition of a $2,000,000 interest in the convertible 2024 Term Loan on January 30, 2024; (iv) the exchange of the Debentures for a $5,102,000 interest in the Senior Secured Convertible Debentures on January 30, 2024; (v) the amendment of the terms of the SPA Warrants on January 31, 2024; (vi) the exchange of the Senior Secured Convertible Debentures for 5,342 shares of Series A Preferred Stock on December 26, 2024, and (vii)

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the amendment of the terms of the 2024 Term Loan on January 3, 2025. Such transactions were subsequently reported on a Form 5 filed on February 25, 2025. Material Impact also filed Form 5 for the fiscal year 2024 ten days late.

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