Company: SINT
Filing Date: 2025-09-30
Form Type: S-3
Source: 0001493152-25-016341
Chunk: 25

Company: Sintx Technologies, Inc.
Filing Date: 2025-09-30
Form: S-3
Chunk 25
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 of a holder of the Company’s common stock, including any voting rights, until such holder exercises such holder’s September 2025 New Warrants. The September 2025 New Warrants provide that the holders of the September 2025 New Warrants have the right to participate in distributions or dividends paid on shares of the Company’s common stock.

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Fundamental Transactions

If at any time the September 2025 New Warrants are outstanding, the Company, either directly or indirectly, in one or more related transactions effect a Fundamental Transaction (as defined in the September 2025 New Warrants), a holder of September 2025 New Warrants will be entitled to receive, for each warrant share, the number of shares of common stock of the successor or acquiring corporation or of the Company, if the Company is the surviving corporation, and any additional consideration receivable as a result of the Fundamental Transaction by such holder of the number of shares of common stock for which the September 2025 New Warrants are exercisable immediately prior to the Fundamental Transaction (without regard to beneficial ownership limitations). Alternatively, at the holder’s option, the Company or successor entity may be required to purchase the September 2025 New Warrants for cash equal to their Black Scholes Value (as defined in the September 2025 New Warrants).

Waivers and Amendments

The September 2025 New Warrants may be modified or amended or the provisions of the September 2025 New Warrants waived with the Company’s and the holder’s written consent.

The February 2025 Offering Pre-Funded Warrants, Placement Agent Warrants and Common Warrants

As of September 26, 2025, there are 257,170 pre-funded warrants outstanding that are immediately exercisable and may be exercised at any time until all of the pre-funded warrants are exercised in full (the “February 2025 Pre-Funded Warrants”). The February 2025 Pre-Funded Warrants may be exercised on a cashless basis at any time, in which case the holder would receive upon such exercise the net number of shares of common stock determined according to the formula set forth in the February 2025 Pre-Funded Warrants. No fractional shares of common stock will be issued in connection with the exercise of a February 2025 Pre-Funded Warrant. In lieu of fractional shares, we will pay the holder an amount in cash equal to the fractional amount multiplied by the exercise price or round up to the next whole share.

The placement agent warrants