Company: WLTH
Filing Date: 2025-06-18
Form Type: DRS
Source: 0001628279-25-000372
Chunk: 296

Company: WEALTHFRONT CORP
Filing Date: 2025-06-18
Form: DRS
Chunk 296
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,525,493 |
| Series G redeemable convertible preferred stock warrant |     |             |     |     251,750 |     |      |     251,750 |
| Common stock warrants                                   |     |             |     |   1,701,713 |     |      |   1,701,713 |
| Other stock awards issued                               |     |             |     |  56,959,637 |     |      |  62,903,172 |
| Authorized for future stock awards or stock options     |     |             |     |   1,132,959 |     |      |   5,795,839 |
| Total shares of common stock reserved                   |     |             |     | 144,571,552 |     |      | 155,177,967 |

__________________

(1) Includes Series H-2 redeemable convertible preferred stock, which is convertible into shares of nonvoting common stock.

#### Repurchase Transaction and Secondary Sales
In August 2024, the Company initiated a tender offer to purchase up to an aggregate of 2,468,413 shares of common stock held by then-current employees at a price of $11.76 per share. In September 2024, the Company repurchased 1,996,765 shares of common stock with an aggregate purchase price of $23.5 million. The repurchase transaction was recorded as treasury stock at cost. Subsequently, in December 2024, the Company entered into a series of stock purchase agreements with certain stockholders for the private placement of 1,929,731 shares of common stock at a price of $11.76 per share. The aggregate purchase price was $22.7 million. The sales in the December 2024 private placement were recorded as a reissuance of the treasury stock at repurchase cost.

In November 2024, the Company initiated a tender offer to purchase up to an aggregate of 2,000,000 shares of common stock held by former employees at a price of $10.00 per share. In December 2024, the Company repurchased 1,355,459 shares of common stock with an aggregate purchase price of $13.6 million. The repurchase transaction was recorded as treasury stock and additional paid-in capital in the consolidated balance sheets.

#### 11.

#### Warrants

#### Equity-Classified Warrants
From 2019 to 2023, the Company issued warrants to purchase an aggregate