Company: HCTI
Filing Date: 2025-11-13
Form Type: 10-Q
Source: 0001213900-25-109581
Chunk: 273

Company: Healthcare Triangle, Inc.
Filing Date: 2025-11-13
Form: 10-Q
Item: Part II, Item 1A
Chunk 273
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Item 1A. Risk Factors. 

As of the date of this Quarterly Report on Form
10-Q, there have been no material changes to the risk factors disclosed in our Annual Report on Form 10-K , filed with the SEC on March
31, 2025. We may disclose changes to such factors or disclose additional factors from time to time in our future filings with the SEC.

Item 2. Unregistered Sales of Equity Securities
and Use of Proceeds. 

On February 27, 2025, we entered into Securities
Purchase Agreements dated February 27, 2025 with institutional investors for the private placement of 145,344 units (each a, “Unit”),
each Unit consisting of one share of the our common stock or one pre-funded warrant to purchase one share of common stock, one Series
A Warrant (a “Series A Warrant”) to purchase one share of common stock and one Series B Warrant to purchase one share of
common stock at an offering price of $104.58 per Unit (or $104.57 per Unit in the case of Units that include pre-funded warrants).

Item 3. Defaults Upon Senior Securities. 

Not applicable

Item 4. Mine Safety Disclosures. 

Not applicable

Item 5. Other Information 

None

45

Item 6. Exhibits

    Exhibit No.
     
    Description
  
    3.1
     
    Certificate of Incorporation of the Company (incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement No. 333-259180, initially filed on August 30, 2021)
  
    3.2
     
    Bylaws of the Company (incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement No. 333-259180, initially filed on August 30, 2021)
  
    3.3
     
    Amendment to Certificate of Incorporation of the Company (incorporated by reference to Exhibit 3.3 to the Company’s Registration Statement No. 333-259180, initially filed on August 30, 2021)
  
    3.4
     
    Series A Preferred Stock Certificate of Designation (incorporated by reference to Exhibit 3.4 to the Company’s Registration Statement No. 333-259180, initially filed on August 30, 2021)
  
    3.5