Company: MGLD
Filing Date: 2025-09-23
Form Type: DEF 14A
Source: 0001493152-25-014569
Chunk: 22

Company: Marygold Companies, Inc.
Filing Date: 2025-09-23
Form: DEF 14A
Chunk 22
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 a code of business conduct and ethics that applies to our directors, officers and employees. Our code of business conduct and ethics is intended to promote honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest between personal and professional relationships; full, fair, accurate, timely and understandable disclosure in reports and documents that we file with, or submit to, the SEC and in other public communications made by us; compliance with applicable governmental laws, rules and regulations; prompt internal reporting of violations of the code of business conduct and ethics to an appropriate person or persons identified in the code of business conduct and ethics; and accountability for adherence to the code of business conduct and ethics. The Company’s code of business conduct and ethics is available on our website at https://the marygoldcompanies.com/pdf/Code-of-ethics.pdf. A printed copy of our code of business conduct and ethics is also available free of charge to any person who requests a copy by writing to our Secretary, The Marygold Companies, Inc., 120 Calle Iglesias, Unit B, San Clemente, California 96762.

Family Relationships

There are no family relationships among any of our directors and/or executive officers.

<div align='center'>THE BOARD OF DIRECTORS RECOMMENDS THAT STOCKHOLDERS VOTE “FOR” THE ELECTION OF EACH DIRECTOR NOMINEE NAMED ABOVE</div>

<div align='center'>PROPOSAL 2

RATIFICATION OF APPOINTMENT OF

INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM</div>

The Company’s audit committee has appointed BPM LLP (“BPM”) to be its independent registered public accounting firm for the fiscal year ending June 30, 2026. BPM has served as the independent registered public accounting firm to the Company since fiscal year 2017 and is considered by the audit committee and the Board of Directors to be well qualified.

Although ratification of the appointment of BPM is not required, the Board is submitting the selection of BPM as our independent registered public accountants for ratification as a matter of good corporate practice. If the selection is not ratified, the Audit Committee will consider the results in connection with its selection of auditors for the balance of fiscal 2026. Further, the Audit Committee in its discretion may select a different independent registered public accounting firm at any time if it determines that such change would be in the Company’s best interests and the best interests of stockholders.

The proposal requires the approval of the affirmative vote of a majority of the voting power