Company: OCG
Filing Date: 2025-12-11
Form Type: 424B5
Source: 0001213900-25-120719
Chunk: 77

Company: Oriental Culture Holding LTD
Filing Date: 2025-12-11
Form: 424B5
Chunk 77
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 online platforms through our subsidiaries in Hong Kong which are not subject to the laws and
regulations of China, and the VIE and its subsidiaries in China provide marketing, warehouse storage and technical maintenance services
and they are not cyberspace operators with personal information of more than 1 million users or activities that affect or may affect
national security. Nevertheless, the aforementioned measures and any related implementation rules to be enacted may subject us to additional
compliance requirement in the future. On February 17, 2023, the CSRC released the Trial Administrative Measures of Overseas Securities
Offering and Listing by Domestic Enterprises (the “New Overseas Listing Rules”) with five interpretive guidelines, which
took effect on March 31, 2023. The New Overseas Listing Rules require Chinese domestic enterprises to complete filings with relevant
governmental authorities and report related information under certain circumstances, such as: a) an issuer making an application for
initial public offering and listing in an overseas market; b) an issuer making an overseas securities offering after having been listed
on an overseas market; c) a domestic company seeking an overseas direct or indirect listing of its assets through single or multiple
acquisition(s), share swap, transfer of shares or other means. According to the Notice on Arrangements for Overseas Securities Offering
and Listing by Domestic Enterprises, published by the CSRC on February 17, 2023, a company that (i) has already completed overseas listing
or (ii) has already obtained the approval for the offering or listing from overseas securities regulators or exchanges but has not completed
such offering or listing before effective date of the new rules and also completes the offering or listing before September 30, 2023
will be considered as an existing listed company and is not required to make any filing until it conducts a new offering in the future.
Furthermore, upon the occurrence of any of the material events specified below after an issuer has completed its offering and listed
its securities on an overseas stock exchange, the issuer shall submit a report thereof to the CSRC within 3 business days after the occurrence
and public disclosure of the event: (i) change of control; (ii) investigations or sanctions imposed by overseas securities regulatory
agencies or other competent authorities; (iii) change of listing status or transfer of listing segment; or (iv) voluntary or mandatory
delisting. In addition, an overseas offering and listing is prohibited under any of the following circumstances: (1) if the intended
se