Company: CWAN
Filing Date: 2025-05-02
Form Type: 10-Q
Source: 0001628280-25-021833
Chunk: 9

Company: Clearwater Analytics Holdings, Inc.
Filing Date: 2025-05-02
Form: 10-Q
Item: Part II, Item 2
Chunk 9
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Item 2. Unregistered Sales of Equity Securities.

In connection with the completion of the Company's previously announced acquisition of Bistro, the Company issued 3,833,333 shares of Class A common stock as part of the consideration paid for the acquisition on March 31, 2025. The Class A common stock was issued in reliance on the exemption from registration requirements of the Securities Act of 1933, as amended, provided by Section 4(a)(2) thereof and/or Rule 506 of Regulation D promulgated thereunder.

Item 3. Defaults Upon Senior Securities.

None. 

Item 4. Mine Safety Disclosures.

Not applicable. 

Item 5. Other Information.

Not applicable. 

Item 6. Exhibits.

Exhibits filed or furnished herewith are designated by an asterisk (*); all exhibits not so designated are incorporated by reference to a prior filing as indicated. 

ExhibitNumberDescriptionReport or Registration StatementSEC File or Registration NumberExhibit Reference2.1Agreement and Plan of Merger, dated as of January 10, 2025, by and among Clearwater Analytics Holdings, Inc., Enfusion, Inc., Enfusion Ltd. LLC, Poseidon Acquirer, Inc., Poseidon Merger Sub I, Inc. and Poseidon Merger Sub II, LLC8-K filed January 13, 2025001-40838

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Table of Contents

2.2Agreement and Plan of Merger and Reorganization, dated as of March 11, 2025, by and among Clearwater Analytics Holdings, Inc., Beacon Platform Incorporated, BluePoint Merger Sub I, Inc., BluePoint Merger Sub II, Inc. and Shareholder Representative Services LL, as Equityholder Representative.8-K filed March 12, 2025001-408383.1Amended and Restated Certificate of Incorporation of Clearwater Analytics Holdings, Inc., dated September 27, 20218-K filed September 28, 2021001-408383.13.2Amended and Restated Bylaws of Clearwater Analytics Holdings, Inc., dated September 27, 20218-K filed September 28, 2021001-408383.210.1**Credit Agreement, dated as of April 21, 2025, by and among CWAN Acquisition, LLC, a Delaware limited liability company, as holdings, Clearwater Analytics, LLC, a Delaware limited liability company, as the borrower, the lenders party ther