Company: INV
Filing Date: 2025-03-26
Form Type: 424B3
Source: 0001140361-25-010351
Chunk: 11

Company: Innventure, Inc.
Filing Date: 2025-03-26
Form: 424B3
Chunk 11
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13(d)(3) of the Exchange Act) beneficially owning in excess of the Threshold Amount prior to such voting rights being approved by the Company’s stockholders (whether approved through a special meeting of the Company’s stockholders or otherwise) in accordance with the stockholder approval requirements of Nasdaq Marketplace Rule 5635 (or any equivalent rule or requirement of the applicable exchange or automated quotation system on which the Common Stock is then listed or quoted) (the “ Requisite Stockholder Approval”). (b) Written Consent; Meetings. A consent or affirmative vote of the Holders may be given or obtained either in writing without a meeting, or in person or by proxy at a regular annual meeting, or a special meeting of stockholders or Holders. 2 4. Dividends. (a) All Dividends are pari passu with any dividend on any Parity Stock and are prior to and in preference over any dividend on any Junior Stock. All Dividends shall be declared and fully paid concurrently with any dividends declared and paid, or any other distributions made, on Parity Stock but before any dividends are declared and paid, or any other distributions are made, on any Junior Stock. Dividends shall be payable to the Holders as they appear on the records of the Company on the record date for such Dividends, which, to the extent the Board of Directors determines to declare Dividends in respect of any Dividend Period, shall be the date that is 10 Business Days prior to the applicable Dividend Payment Date, and which record date and Dividend Payment Date, to the extent so determined, shall be declared by the Board of Directors during each Dividend Period on the date that is at least 15 Business Days prior to the Dividend Payment Date and five Business Days prior to the record date. (b) From and after the Initial Issue Date, preferential cumulative dividends (“ Dividends”) shall accrue on the total number of shares of Series C Preferred Stock held by a Holder on an annual basis and in arrears as 8.0% of the Liquidation Preference (the “ Dividend Rate”). Dividends will be due and payable annually in arrears as payment in kind (in the form of shares of Series C Preferred Stock) on each Dividend Payment Date. (c) The Holders of Series C Preferred Stock will be entitled to receive all dividends and other distributions of cash and other property as may be declared on the Common Stock by the Board of Directors from