Company: OCEA
Filing Date: 2025-05-15
Form Type: 10-Q
Source: 0001641172-25-011080
Chunk: 21

Company: Ocean Biomedical, Inc.
Filing Date: 2025-05-15
Form: 10-Q
Item: Item 2
Chunk 21
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 Inc. (n/k/a Ocean Biomedical Holdings, Inc.) (incorporated by reference from Exhibit 2.1 to the Form 8-K filed by Aesther Healthcare Acquisition Corp. (n/k/a Ocean Biomedical, Inc.) (File No. 001-40793) on September 8, 2022).
  
    2.2
     
    Amendment to Agreement and Plan of Merger, dated as of December 5, 2022, by and between Aesther Healthcare Acquisition Corp. (n/k/a Ocean Biomedical, Inc.), AHAC Merger Sub Inc., Aesther Healthcare Sponsor, LLC, Dr. Chirinjeev Kathuria and Ocean Biomedical, Inc. (n/k/a Ocean Biomedical Holdings, Inc.) (incorporated by reference from Exhibit 2.2 to the Form 8-K filed by Ocean Biomedical, Inc. (File No. 001-40793) on February 15, 2023).
  
    3.1
     
    Third Amended and Restated Certificate of Incorporation (incorporated by reference from Exhibit 3.1 to the Form 8-K filed by Ocean Biomedical, Inc. (File No. 001-40793) on February 15, 2023).
  
    3.2
     
    Amended and Restated Bylaws (incorporated by reference from Exhibit 3.2 to the Form 8-K filed by Ocean Biomedical, Inc. (File No. 001-40793) on February 15, 2023).
  
    31.1*
     
    Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act.
  
    31.2*
     
    Certification of Principal Accounting Officer pursuant to Section 302 of the Sarbanes-Oxley Act.
  
    32.1**
     
    Certification of Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act.
  
    32.2**
     
    Certification of Principal Accounting Officer Pursuant to Section 906 of the Sarbanes-Oxley Act.
  
    101.INS
     
    Inline XBRL Instance Document
  
    101.SCH
     
    Inline XBRL Taxonomy Extension Schema Document
  
    101.CAL
     
    Inline XBRL Taxonomy Extension Calculation Linkbase Document
  
    101