Company: NREF
Filing Date: 2025-11-04
Form Type: 8-K
Source: 0001437749-25-033072
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Company: NexPoint Real Estate Finance, Inc.
Filing Date: 2025-11-04
Form: 8-K
Item: Item 3.03
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Item 3.03. Material Modification to Rights of Security Holders.

On November 4, 2025, the Company filed Articles Supplementary (the “ Articles Supplementary”) with the State Department of Assessments and Taxation of the State of Maryland (the “ Department”) to classify and designate 8,000,000 shares of the Company’s authorized but unissued preferred stock, $0.01 par value per share, as shares of Series C Preferred Stock, with the powers, designations, preferences and other rights as set forth therein. The Articles Supplementary became effective upon acceptance for record by the Department on November 4, 2025. A summary of the material terms of the Series C Preferred Stock is set forth under the caption “ Description of Series C Preferred Stock” in theProspectus Supplement, and is hereby incorporated by reference into this Item 3.03. The summary of the Series C Preferred Stock in the Prospectus Supplement and the following description of the Series C Preferred Stock do not purport to be complete and are qualified in their entirety by reference to the full text of the Articles Supplementary, which is filed as Exhibit 3.1 to this Current Report on Form 8-K and is hereby incorporated by reference into this Item 3.03.

The Series C Preferred Stock ranks senior to the Company’s common stock, par value $0.01 per share (“ Common Stock”), and pari passu with the Company’s 8.50% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share (the “ Series A Preferred Stock”) and the Company’s 9.00% Series B Cumulative Redeemable Preferred Stock, par value $0.01 per share (the “ Series B Preferred Stock”), with respect to distribution rights and rights upon the voluntary or involuntary liquidation, dissolution or winding up of the Company.

In addition to other preferential rights, upon any voluntary or involuntary liquidation, dissolution or winding-up of our affairs, before any distribution or payment will be made to holders of our Common Stock or any other class or series of capital stock ranking junior to our shares of Series C Preferred Stock, the holders of shares of Series C Preferred Stock then outstanding will be entitled to be paid out of our assets legally available for distribution to our stockholders, after payment or provision for our debts and other liabilities, the liquidation preference equal to the stated value of $25.00 per share, subject to appropriate adjustment in relation to any recapitalizations, stock dividends, stock