Company: ASRV
Filing Date: 2025-03-19
Form Type: 10-K
Source: 0001558370-25-003291
Chunk: 10

Company: AMERISERV FINANCIAL INC /PA/
Filing Date: 2025-03-19
Form: 10-K
Item: Item 12S
Chunk 10
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ITEM 12.   SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS

Equity Compensation Plan Information

The following table summarizes the number of shares remaining for issuance under the Company’s outstanding equity incentive plans as of December 31, 2024.

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​​​​​​​​Equity Compensation Plan Information​    ​    ​​    Number of securities​ ​ ​​​ remaining available for​ ​ ​​​ future issuance under​ Number of securities Weighted-average​ equity compensation ​  to be issued upon exercise  exercise price of​plans (excluding ​​ of outstanding options,​ outstanding options,​securities reflected in​​ warrants and rights ​ warrants and rights ​ column (a))Plan category​(a)​(b)  (c)Equity compensation plans approved by security holders  194,000​$ 3.72  600,000Equity compensation plans not approved by security holders  —​  —  —Total  194,000​$ 3.72  600,000

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Security Ownership of Directors and Management

The following table sets forth information concerning the number of shares of our Common Stock beneficially owned, as of March 1, 2025, by each present director, nominee for director, and each executive officer named in the Summary Compensation Table as well as by all directors, nominees, and executive officers as a group.

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​​Name of Beneficial Owner(1)​Shares BeneficiallyOwned​Percentof Class (%)J. Michael Adams, Jr.(3)​163,040​*Richard W. Bloomingdale​21,206​*Amy Bradley​24,700​*David A. Finui(2)​22,192​*David J. Hickton​15,600​*Kim W. Kunkle(4)​231,467​1.4Michael D. Lynch(2)​35,332​*Daniel A. Onorato​45,926​*Mark E. Pasquerilla(5)​506,396​3.0Jeffrey A. Stopko(2)(6)​184,000​*Officers, Directors