Company: BCML
Filing Date: 2025-04-25
Form Type: DEF 14A
Source: 0001730984-25-000031
Chunk: 9

Company: BayCom Corp
Filing Date: 2025-04-25
Form: DEF 14A
Chunk 9
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 owned by Bay Pond Partners, L.P. (“BPP”).  Each member of the Wellington Group reported shared voting and dispositive powers with respect to all such shares.  Bay Pond Partners, LP filed a Schedule 13G with the SEC on December 23, 2024, reporting aggregate beneficial ownership of 581,576 shares as of December 31, 2024. BPP reported shared voting and dispositive powers with respect to all such shares. The address of the Wellington Group and BPP is 280 Congress Street, Boston, MA 02210. The information contained herein regarding the Wellington Group and BPP is derived from such filings. |

| (3) | Royce & Associates LP (“Royce”) filed a Schedule 13G with the SEC on January 28, 2025, reporting aggregate beneficial ownership of 603,286 shares of Common Stock as of December 31, 2024. Royce reported sole voting and dispositive power with respect to all such shares.  The address of Royce is 1 Madison Avenue, New York 10010. The information contained herein regarding Royce is derived from such filing. |

| (4) | Dimensional Fund Advisors LP (“Dimensional”) filed a Schedule 13G with the SEC on October 31, 2024, reporting aggregate beneficial ownership of 602,526 shares as of September 30, 2024. Dimensional reported sole voting power with respect to 587,775 shares and sole dispositive power with respect to 602,526 shares. The address of Dimensional is 6300 Bee Cave Road, Austin, TX 78746. The information contained herein regarding Dimensional is derived from such filing. |

| (5) | Includes 24,332 restricted shares of Common Stock over which the individual has sole voting power and no dispositive power. |

| (6) | Includes 27,877 shares of Common Stock held in Mr. Guarini’s 401(k) Plan account over which he has sole dispositive power and shared voting power, 24,332 restricted shares of Common Stock over which he has sole voting power and no dispositive power and 159,827 shares of Common Stock held by a charitable foundation of which he is a trustee and over which he has shared voting and dispositive powers. |

| (7) | Includes 13,131 restricted shares of Common Stock over which Ms. Colwell has sole voting power and no dispositive power. |

| (8) |