Company: TIPT
Filing Date: 2025-10-17
Form Type: PREM14A
Source: 0001140361-25-038514
Chunk: 125

Company: TIPTREE INC.
Filing Date: 2025-10-17
Form: PREM14A
Chunk 125
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 and corporate banking matters unrelated to the proposed transaction and BofA Securities believes, based on the information available to it as of such date, that the aggregate revenues BofA Securities and its affiliates will derive from Warburg Pincus and certain of its affiliates and portfolio companies for

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those concurrent investment and corporate banking services will materially exceed the fee payable to BofA Securities for its services in connection with the proposed transaction. In addition, in the ordinary course of its respective businesses, BofA Securities and its affiliates (including members of BofA Securities’ deal team working with Fortegra on the proposed transaction) has pitched, is currently pitching, and/or will continue to pitch, additional investment and corporate banking services unrelated to the proposed transaction to Warburg Pincus and its affiliates and portfolio companies but how much, if any, additional investment and corporate banking business and revenues will result from those efforts is subject to numerous factors beyond the control of BofA Securities and its affiliates.

As of September 26, 2025, the date of the announcement by Fortegra of the execution of the Merger Agreement, BofA Securities and its affiliates were working with Purchaser and certain of its affiliates on one or more investment and corporate banking matters unrelated to the Merger and BofA Securities believes, based on the information available to it as of such date, that the aggregate revenues BofA Securities and its affiliates will derive from Purchaser and certain of its affiliates for those concurrent investment and corporate banking services will be less than the fee payable to BofA Securities for its services in connection with the Merger. In addition, in the ordinary course of its respective businesses, BofA Securities and its affiliates (including members of BofA Securities’ deal team working with Fortegra on the Merger) has pitched, is currently pitching, and/or will continue to pitch, additional investment and corporate banking services unrelated to the Merger to the Purchaser and its affiliates but how much, if any, additional investment and corporate banking business and revenues will result from those efforts is subject to numerous factors beyond the control of BofA Securities and its affiliates.

As of the close of trading on September 26, 2025, the date of the announcement by Fortegra of the execution of the Merger Agreement, BofA Securities and its affiliates held on a non-fiduciary basis (i) outstanding common stock of Tiptree having a market value of