Company: OXLCZ
Filing Date: 2025-02-19
Form Type: 424B2
Source: 0001213900-25-015045
Chunk: 102

Company: Oxford Lane Capital Corp.
Filing Date: 2025-02-19
Form: 424B2
Chunk 102
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 fund                 |     | CLO debt and equity                                                                               |     | $            | 24.5 million  | ​(1)    |
| Oxford Gate Master Fund, LLC  |     | Private fund                 |     | CLO debt and equity                                                                               |     | $            | 129.0 million | ​(1)(3) |

____________ (1)Gross assets are calculated as of September 30, 2024. (2)Gross assets are calculated as of August 31, 2024. (3)Includes the gross assets of Oxford Gate, LLC and Oxford Gate (Bermuda), LLC. Investment Personnel Oxford Lane Management is led by Jonathan H. Cohen, Chief Executive Officer, and Saul B. Rosenthal, President. Messrs. Cohen and Rosenthal are assisted by Joseph Kupka, who serves as a Managing Director for Oxford Lane Management. We consider Messrs. Cohen, Rosenthal and Kupka to be Oxford Lane Management’s senior investment team. We consider Messrs. Cohen and Rosenthal to be the Company’s portfolio managers. Messrs. Cohen and Rosenthal are primarily responsible for the Company’s day -to-dayinvestment management and the implementation of its investment strategy and process. The table below shows the dollar range of shares of our common stock to be beneficially owned by each of our portfolio managers as of November 5, 2024.

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| Name of Portfolio Manager |     | Dollar Range of     
 Equity Securities   
 in Oxford Lane      
 Capital Corp.(1)(2) |
| Jonathan H. Cohen         |     | Over $1,000,000     |
| Saul B. Rosenthal         |     | Over $1,000,000     |

____________ (1)Dollar ranges are as follows: None, $1 – $10,000, $10,001 – $50,000, $50,001 – $100,000, $100,001 – $500,000; $500,001 – $1,000,000 or Over $1,000,000. (2)The dollar range of equity securities beneficially owned in us is based on the closing price of our common stock of $5.30 on November 5, 2024 on the Nasdaq Global Select Market. The following information pertains to the members of Oxford Lane Management’s investment team who are not executive officers of the Company: Joseph Kupka.Mr. Kupka is a Managing Director of Oxford Lane Management,