Company: AWRE
Filing Date: 2025-03-13
Form Type: 10-K
Source: 0000950170-25-038714
Chunk: 132

Company: AWARE INC /MA/
Filing Date: 2025-03-13
Form: 10-K
Item: Item 9B
Chunk 132
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 required by Item 14 of Form 10-K is incorporated by reference from the information contained in the section captioned “Independent Accountants” in the Proxy Statement that will be delivered to our shareholders in connection with our June 11, 2025 Annual Meeting of Shareholders.

54

PART IV

ITEM 15.  EXHIBITS AND FINANCIAL STATEMENT SCHEDULE

The following documents are filed as part of this report:

(a)Financial Statements and Exhibits:

    Page

    (1) Report of Independent Registered Public Accounting Firm (PCAOB ID No. 49)
    26

    Consolidated Balance Sheets as of December 31, 2024 and 2023
    28

    Consolidated Statements of Operations and Comprehensive Loss for each of the two years in the period ended December 31, 2024
    29

    Consolidated Statements of Cash Flows for each of the two years in the period ended December 31, 2024 
    30

    Consolidated Statements of Stockholders’ Equity for each of the two years in the period ended December 31, 2024 
    31

    Notes to Consolidated Financial Statements 
    32

(b) Exhibits:

The exhibits listed below are filed with or incorporated by reference in this report. 

    Exhibit No.
     
    Description of Exhibit

      3.1
     
    Amended and Restated Articles of Organization, as amended (filed as Exhibit 3.1 to the Company’s Form 10-K for the year ended December 31, 2008 and incorporated herein by reference). 

      3.2
     
    Amended and Restated By-Laws (filed as Exhibit 3.1 to the Company’s Form 8-K filed with the Securities and Exchange Commission on December 10, 2007 and incorporated herein by reference).

      4.1
     
    Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (filed as Exhibit 4.1 to the Company’s Form 10-K for the year ended December 31, 2019 and incorporated herein by reference)

    10.1*
     
    2021 Employee Stock Purchase Plan, (filed as Annex A to the Company’s Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on April 9