Company: AX
Filing Date: 2025-08-21
Form Type: 10-K
Source: 0001299709-25-000125
Chunk: 12

Company: Axos Financial, Inc.
Filing Date: 2025-08-21
Form: 10-K
Item: Item 8
Chunk 12
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, 2021.3.1.9Certificate of Amendment of Certificate of Incorporation of the Company, filed with the Delaware Secretary of State on November 14, 2022Exhibit 3.1.10 to the Quarterly Report on Form 10-Q filed on January 26,2023.3.2Amended and Restated By-lawsExhibit 3.2 to the Current Report on Form 8-K filed on May 30, 2023.4.1Form of Common Stock Certificate of the CompanyExhibit 4.1 to the Current Report on Form 8-K filed on September 12, 2018.4.2Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934Exhibit 4.2 to the Annual Report on Form 10-K filed August 26, 2021.4.3Indenture for Subordinated Debt Securities, dated as of March 3, 2016, between Axos Financial, Inc. and U.S. Bank National Association, as trusteeExhibit 4.1 to the Current Report on 8-K filed on September 18, 2020.4.4Second Supplemental Indenture, dated as of September 18, 2020, between Axos Financial, Inc. and U.S. BankNational Association, as trusteeExhibit 4.2 to the Current Report on 8-K filed on September 18, 2020.4.5Form of Global Note to represent the 4.875% Fixed-to-Floating Rate Subordinated Notes due 2030 of Axos Financial, Inc.Exhibit 4.3 to the Current Report on 8-K filed on September 18, 2020.4.6Indenture, dated as of February 24, 2022, between Axos Financial, Inc. and U.S. Bank Trust Company, National Association, as trusteeExhibit 4.1 to the Current Report on 8-K filed on February 24, 2022.4.7First Supplemental Indenture, dated as of February 24, 2022, between Axos Financial, Inc. and U.S. Bank Trust Company, National Association, as trustee.Exhibit 4.2 to the Current Report on 8-K filed on February 24, 2022.4.8Form of Global Note to represent the 4.00% Fixed-to-Floating Rate Subordinated Notes