Company: GANX
Filing Date: 2025-04-29
Form Type: DEF 14A
Source: 0001558370-25-005829
Chunk: 55

Company: Gain Therapeutics, Inc.
Filing Date: 2025-04-29
Form: DEF 14A
Chunk 55
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   |               2,113,128 |   |             7.18 | % |

| * | Less than one percent. |

| (1) | This table is based upon information supplied by officers, directors and principal stockholders and Schedules 13D and 13G filed with the SEC. Unless otherwise indicated in the footnotes to this table and subject to community property laws where applicable, we believe that each of the stockholders named in this table has sole voting and investment power with respect to the shares indicated as beneficially owned. Applicable percentages are based on 29,427,225 shares outstanding on April 25, 2025, adjusted as required by rules promulgated by the SEC. |

| (2) | Consists of (a) 14,400 shares of common stock held by Mr. Mack and (b) 58,333 shares of common stock issuable upon the exercise of options that will vest within 60 days of April 25, 2025. |

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| (3) | Consists of shares of common stock issuable upon the exercise of options that are exercisable within 60 days of April 25, 2025. |

| (4) | Consists of (a) 289,629 shares of common stock held by Mr. Richman, (b) 370,824 shares of common stock issuable upon the exercise of options that are exercisable within 60 days of April 25, 2025, and (c) 14,829 shares of common stock held by the Eric I. Richman Living Trust. Mr. Richman is the trustee for the Eric I. Richman Living Trust and has sole voting and investment power over the shares held by the Eric I. Richman Living Trust. |

| (5) | Consists of (a) 880,784 shares of common stock held by 1 MM & 1 PP AG, of which Dr. Islam is the ultimate shareholder and beneficial owner, (b) 50,000 shares of common stock held by Dr. Islam, and (c) 68,770 shares of common stock, held in Dr. Islam’s individual name, issuable upon the exercise of options granted to Dr. Islam that are exercisable within 60 days of April 25, 2025. |

| (6) | Consists of (a) 30,000 shares of common stock held by Mr. Riley and (b) 81,