Company: PFSA
Filing Date: 2025-04-03
Form Type: S-4/A
Source: 0001213900-25-028544
Chunk: 588

Company: Profusa, Inc.
Filing Date: 2025-04-03
Form: S-4/A
Chunk 588
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 persons indicated on the signature pages thereof have agreed to vote their Parent Common Stock in favor of this Agreement, the Merger and the other Transactions; and WHEREAS, for U.S. federal and applicable state income Tax purposes, the parties hereto intend that (i) the Merger shall qualify as a “ reorganization ” within the meaning of Section 368(a) of the Code and the Treasury Regulations promulgated thereunder (the “ Intended Tax Treatment ”) and (ii) this Agreement shall constitute a “ plan of reorganization ” within the meaning of Treasury Regulation Section 1.368-2(g) with respect to the Merger. Annex A-1 NOW, THEREFORE, in consideration of the foregoing and the mutual covenants and agreements herein contained, and intending to be legally bound hereby, the parties hereto hereby agree as follows: ARTICLE I DEFINITIONS Section 1.01 Certain Definitions . For purposes of this Agreement: “ Action ” means any litigation, suit, claim, action, proceeding, audit or investigation by or before any Governmental Authority. “ affiliate ” of a specified person means a person who, directly or indirectly through one or more intermediaries, controls, is controlled by, or is under common control with, such specified person. “ Aggregate Earnout Shares ” means 3,875,000 shares of Parent Common Stock, which shall be equitably adjusted to reflect the effect of any stock split, reverse stock split, stock dividend (including any dividend or distribution of securities convertible into shares of Parent Common Stock), reorganization, recapitalization, reclassification, combination, merger, sale or exchange of shares or other like change with respect to shares of Parent Common Stock occurring prior to the time any Earnout Shares are delivered to the Participating Securityholders. “ Aggregate Exercise Price ” means the aggregate dollar amount payable to the Company upon the exercise of all vested In-the-Money Company Options that are outstanding immediately prior to the Effective Time, calculated by adding the sum of all exercise prices under such vested In-the-Money Company Options. “ Aggregate Inducement Amount ” means the aggregate value of all financial inducements for which Sponsor forfeits shares or the Company Reference Value is adjusted pursuant to Sections 7.18(c)(i) and (ii) . “ Aggregate Merger Consideration ” means the aggregate Per Share Merger Consideration payable pursuant to this Agreement to Participating Securityholders. “ Ancillary Agreements ” means the Stockholder Support Agreements, the Sponsor Support Agreement, the Registration Rights