Company: BLNE
Filing Date: 2025-08-07
Form Type: PRE 14A
Source: 0001641172-25-022594
Chunk: 19

Company: Beeline Holdings, Inc.
Filing Date: 2025-08-07
Form: PRE 14A
Chunk 19
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 relating to equity grants which also include other drawbacks relating to improper conduct.

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Stockholder Communications

Although we do not have a formal policy regarding communications with our Board, stockholders may communicate with the Board by writing to the Corporate Secretary of Beeline Holdings, Inc. at 188 Valley Street, Suite 225, Providence, RI, 02909, or by email at: ir@makeabeeline.com. Stockholders who would like their submission directed to a member of the Board may so specify, and the communication will be forwarded, as appropriate.

Delinquent Section 16(a) Reports

Section 16(a) of the Exchange Act requires our directors, executive officers, and persons who own more than 10% of our Common Stock to file initial reports of ownership and changes in ownership of our Common Stock and other equity securities with the SEC. These individuals are required by the regulations of the SEC to furnish us with copies of all Section 16(a) forms they file. Based solely on a review of the copies of the forms furnished to us, we believe that all filing requirements applicable to our officers, directors and 10% beneficial owners were complied with during 2024, except that Mr. Geoffrey Gwin, our then Chief Executive Officer, did not timely file a Form 4 in connection with a May 1, 2024 grant of shares of Common Stock under the Company’s 2016 Equity Incentive Plan, and Mr. Michael Bigger, a then 10% stockholder, did not timely file a Form 4 in connection with his indirect acquisition and disposition of shares of Common Stock on September 5, 2024.

Involvement in Certain Legal Proceedings

Not Applicable.

<div align='center'>CERTAIN RELATIONSHIPS AND RELATED PARTY TRANSACTIONS</div>

Other than as disclosed below and the compensation arrangements described under “Executive Compensation,” there have been no transactions since January 1, 2023, involving the Company, in which the amount exceeded $120,000, and in which any of our directors, executive officers, beneficial owners of 5% or more of our Common Stock or certain other related persons had a direct or indirect material interest, and there are no such currently proposed transactions.

The following is a description of transactions since January 1, 2023, as to which the amount involved exceeds $120,000 and in which any related person has or will have a direct or indirect material interest, other than equity, compensation, termination and other