Company: SWKH
Filing Date: 2025-04-29
Form Type: DEF 14A
Source: 0001628280-25-020718
Chunk: 19

Company: SWK Holdings Corp
Filing Date: 2025-04-29
Form: DEF 14A
Chunk 19
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 1,435,630 |
|                                     |     |   2023 |     |        | 408,077 |     |          | 525,269 |     |           |       — |     |                 | 19,800 |     |       |   953,146 |
| Adam Rice,                          
 Chief Financial Officer(4)          |     |   2024 |     |        | 139,615 |     |          |       — |     |           | 100,006 |     |                 |  7,563 |     |       |   247,184 |
| Yvette Heinrichson,                 
 Former Chief Financial Officer(5)   |     |   2024 |     |        |  54,577 |     |          | 108,000 |     |           |       — |     |                 |  3,046 |     |       |   165,623 |
|                                     |     |   2023 |     |        | 330,000 |     |          | 148,956 |     |           |       — |     |                 | 19,800 |     |       |   498,756 |

(1) Represents the amounts payable as discretionary cash bonuses for the applicable year.

(2) The amounts reported represent the aggregate grant date fair value of restricted stock units granted during 2024, computed in accordance with FASB ASC Topic 718, Compensation-Stock Compensation. Information about the assumptions used to value these awards can be found in Note 10 to the Company’s consolidated financial statements in the Company’s Annual Report on Form 10-K for the year ended December 31, 2024.

(3) The amounts reported reflect the Company’s contributions under its 401(k) plan.

(4) Mr. Rice was appointed as our Chief Financial Officer effective as of July 1, 2024 .

(5) Ms. Heinrichson resigned from her role as our Chief Financial Officer effective February 13, 2024.

#### Narrative to Summary Compensation Table

#### Salary
We use base salaries to recognize the experience, skills, knowledge and responsibilities required of all our employees, including our named executive officers. Base salaries are reviewed annually, typically in connection with our annual performance review process, and adjusted from time to time to realign salaries with market levels after taking into account individual responsibilities, performance and experience. For 2024, the base salary for each of Mr. Stag