Company: FEAV
Filing Date: 2025-03-04
Form Type: 8-K
Source: 0000950170-25-032427
Chunk: 2

Company: 5E Advanced Materials, Inc.
Filing Date: 2025-03-04
Form: 8-K
Item: Item 5.07
Chunk 2
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Item 5.07 Submission of Matters to a Vote of Security Holders.

As discussed above, on March 4, 2025, the Company held the Special Meeting at which a quorum was present. At the Special Meeting, the following matters, each as discussed in the Special Meeting Proxy Statement, were voted upon by the Company’s stockholders:

1.

the approval, for purposes of complying with the Nasdaq Listing Rules and the ASX Listing Rules, and for all other purposes, (a) the issuance of 312,490,076 shares of Common Stock (which number of shares, upon issuance, will be adjusted for the Reverse Stock Split) to the holders of our outstanding senior secured convertible promissory notes (the “ Notes, and such holders, the “ Noteholders”) upon exchange of all of the Company’s outstanding Notes, and (b)(i) the issuance and sale to the Noteholders of $5.0 million of Common Stock at the price per share described in the Special Meeting Proxy Statement and (ii) the issuance to the Noteholders of warrants to purchase up to $20.0 million of Common Stock at the exercise price described in the Special Meeting Proxy Statement (the “ Share Issuance Proposal”);

2.

the approval of the Amended and Restated 5E Advanced Materials, Inc. 2022 Equity Compensation Plan (the “ Equity Plan Proposal”);

3.

the approval, for the purposes of ASX Listing Rule 10.14 and for all other purposes, of the participation by each of (1) Graham van’t Hoff, (2) Barry Dick, (3) Bryn Jones, and (4) Curtis J. Hebert, in the Amended and Restated Plan, each as a separate resolution (the “ ASX Director Compensation Proposals”); and

4.

the approval of the adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of Proposals One, Two or Three (the “ Adjournment Proposal”). The Adjournment Proposal was presented at the Special Meeting but was not needed as Proposals One, Two and Three each received a sufficient number of votes for approval.

As disclosed under the heading "Voting Exclusion Statement” in the Special Meeting Proxy Statement, under the rules of the ASX, the Company disregarded votes cast in favor of certain proposals for those shareholders who may have had an interest in the outcome thereof, which voting exclusions impacted the final voting results reflected