Company: RILYN
Filing Date: 2025-04-04
Form Type: 8-K
Source: 0001213900-25-029055
Chunk: 1

Company: B. Riley Financial, Inc.
Filing Date: 2025-04-04
Form: 8-K
Item: Item 2.06
Chunk 1
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 “ Rule”), which requires Nasdaq-listed companies to timely file
all required periodic financial reports with the U. S. Securities and Exchange Commission (the “ SEC”).

The Notice states that the Company has 60 calendar
days from the date of the Notice, or until June 2, 2025, to submit a plan to regain compliance with the Rule. If Nasdaq accepts the Company’s
plan to regain compliance, then Nasdaq may grant the Company up to 180 calendar days from the prescribed due date of its Annual Report,
or until September 29, 2025, to file its Annual Report to regain compliance. The Notice has no immediate effect on the listing of the
Company’s securities on Nasdaq.

The Company continues to work diligently to complete
its Annual Report and plans to file its Annual Report as promptly as possible to regain compliance with the Rule.

On April 4, 2025, the Company issued a press release
in accordance with Nasdaq Listing Rule 5810(b) announcing that the Company had received the Notice. A copy of the press release is attached
hereto as Exhibit 99.1.

Item 8.01 Other Events.