Company: PETVW
Filing Date: 2025-07-10
Form Type: 10-K
Source: 0001641172-25-018617
Chunk: 142

Company: PetVivo Holdings, Inc.
Filing Date: 2025-07-10
Form: 10-K
Item: Item 1A
Chunk 142
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    stock market fluctuations;

    ●
    announcements
    concerning our business or those of our competitors;

    ●
    actual
    or perceived limitations on our ability to raise capital when we require it, and to raise such capital on favorable terms;

    ●
    conditions
    or trends in the industry;

    ●
    litigation;

    ●
    changes
    in market valuations of other similar companies;

    ●
    future
    sales of common stock;

    ●
    departure
    of key personnel or failure to hire key personnel; and

    ●
    general
    market conditions.

Any
of these factors could have a significant and adverse impact on the market price of our common stock. In addition, the stock market in
general has at times experienced extreme volatility and rapid decline that has often been unrelated or disproportionate to the operating
performance of particular companies. These broad market fluctuations may adversely affect the trading price of our common stock and/or
warrants, regardless of our actual operating performance.

Our
common stock has in the past been a “penny stock” under SEC rules, and if our common stock is deemed to be a “penny
stock,” it will be more difficult to resell our securities.

In
the past, our common stock was a “penny stock” under applicable Securities and Exchange Commission (“SEC”) rules
(generally defined as non-exchange traded stock with a per-share price below $5.00). While our common stock is currently not considered
a “penny stock,” if we do not continue to satisfy the requirements to be exempt from the “penny stock” rules,
it will be more difficult to resell our securities. “Penny stock” rules impose additional sales practice requirements on
broker-dealers that recommend the purchase or sale of penny stocks to persons other than those who qualify as “established customers”
or “accredited investors.” For example, broker-dealers must determine the appropriateness for non-qualifying persons of investments
in penny stocks. Broker-dealers must also provide, prior to a transaction in a penny stock not otherwise exempt from the rules, a standardized
risk disclosure document that provides information about penny stocks and the risks in the penny stock market. The broker-dealer also
must provide the customer with current bid and offer quotations for the penny stock, disclose the compensation of the broker-dealer and
its salesperson in the transaction, furnish monthly account statements showing the market value of each penny stock held