Company: BCG
Filing Date: 2025-02-14
Form Type: S-1
Source: 0001410578-25-000143
Chunk: 142

Company: Binah Capital Group, Inc.
Filing Date: 2025-02-14
Form: S-1
Chunk 142
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 directors, even if such an action, if successful, might otherwise benefit the Company and the Company’s stockholders. Furthermore, a stockholder’s investment may be adversely affected to the extent we pay the costs of settlement and damage awards against officers and directors pursuant to these indemnification provisions.

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We believe that these provisions, the directors’ and officers’ liability insurance and the indemnity agreements are necessary to attract and retain talented and experienced officers and directors.

Insofar as indemnification for liabilities arising under the Securities Act may be permitted to the Company’s directors, officers and controlling persons pursuant to the foregoing provisions, or otherwise, we have been advised that, in the opinion of the SEC, such indemnification is against public policy as expressed in the Securities Act, and is, therefore, unenforceable.

#### Listing of Securities
The Company’s Common Stock and Warrants are listed on the Nasdaq under the symbols “BCG” and “BCG.WW,” respectively.

#### Transfer Agent and Registrar
The transfer agent and registrar for the Company’s securities is Continental Stock Transfer & Trust Company.

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PLAN OF DISTRIBUTION We are registering the issuance by us of 14,442,665 shares of Common Stock issuable by us upon exercise of the Warrants. We are also registering the offer and sale from time to time by the Selling Securityholders or their permitted transferees of (i) 21,330,361 shares of Common Stock, which shares were originally issued to certain Wentworth Equityholders in connection with the consummation of the Business Combination as merger consideration at an equity consideration value of $10.00 per share; (ii) 104,000 shares of Common Stock issued in connection with the consummation of the Business Combination, originally issued as part of units issued to OPCO in lieu of certain fees in connection with the IPO (iii) up to 2,750,277 Founder Shares issued in connection with the consummation of the Business Combination, originally issued in a private placement to the Sponsor at a price of $0.001 per share; (iv) up to 531,651 shares of Common Stock issued in connection with the conversion of certain convertible notes upon the consummation of the Business Combination; (v) up to 1,500,000 shares of Common Stock upon the conversion of Series A Convertible Preferred Stock, subject to certain vesting restrictions pursuant to a subscription agreement entered into with certain Selling Security Holders in connection with the Business