Company: PFSA
Filing Date: 2025-04-03
Form Type: S-4/A
Source: 0001213900-25-028544
Chunk: 322

Company: Profusa, Inc.
Filing Date: 2025-04-03
Form: S-4/A
Chunk 322
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 fee (the “Business Combination Marketing Fee”) from NorthView in connection with the Business Combination in an amount equal to an aggregate of $2,000,000, payable in cash. This fee is payable only in the event that the Business Combination closes. The aggregate amount would render the effective Business 163 Combination Marketing Fee for the shares of non -redeemingpublic shareholders to be 106% of the amount remaining in the Trust Account under the No Redemption Scenario. There would be no cash remaining in the Trust Account under the Maximum Redemption Scenario, and therefore effective Business Combination Marketing Fee is indeterminable. •In accordance with the Business Combination Marketing Agreement (BCMA) from the NorthView SPAC IPO, I -Bankersand Dawson James as “Advisor” are responsible for holding meetings with NorthView shareholders to discuss the business combination and the target company’s attributes, introducing NorthView to potential investors to purchase the NorthView’s securities in connection with the business combination, assisting NorthView with obtaining shareholder approval for the business combination (including assistance with the proxy statement or tender offer materials), and assisting NorthView with any press releases, marketing materials and filings related to the business combination or the target company.There are/were no separate fee agreements between I -Bankersand Dawson James outside of the BCMA. •The financial advisors reviewed documents and work product provided by the target company including standalone investor materials prepared by the company and various documents in the company data room describing the company’s history and business plan, technology and diagnostic capabilities, and licensing relationships. The financial advisors also had several calls with key members of management and analyzed the target company’s industry, comparable companies and precedent transactions. •The relationship between I -Bankers, Dawson James and NorthView after the close of the IPO is consistent with the scope of the BCMA. As is customary, I -Bankersand Dawson James also introduced NorthView to prospective target companies post -IPOand aided the Company in its evaluation of prospective target companies. Profusa’s officers and directors do not hold any material interests that consist of any interest in, or affiliation with, the Sponsor or NorthView. Potential Actions to Secure Requisite Stockholder Approvals In connection with the stockholder vote to approve the Business Combination, the Sponsor and NorthView’s directors, officers, advisors or their affiliates may privately negotiate transactions to purchase shares of NorthView Common Stock from stockholders who would have otherwise elected to have their shares redeemed in conjunction with the Business Combination for a per -sharepro rata portion of the Trust Account. None