Company: TVRD
Filing Date: 2025-02-14
Form Type: S-4/A
Source: 0001104659-25-013053
Chunk: 673

Company: Tvardi Therapeutics, Inc.
Filing Date: 2025-02-14
Form: S-4/A
Chunk 673
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 direct the disposition and vote of any shares received by Slate Path in the conversion of such Convertible Notes, but disclaims beneficial ownership of all shares held by Slate Path except to any pecuniary interest therein. (3) Wallace Hall is a member of Tvardi’s board of directors and a general partner of BioMatrix Partners Ltd. Mr. Hall may be deemed to share the power to direct the disposition and vote of any shares received by BioMatrix Partners Ltd. in the conversion of such Convertible Notes, but disclaims beneficial ownership of all shares held by BioMatrix Partners Ltd. except to any pecuniary interests therein. Series B Preferred Stock Financing In multiple closings held between June 3, 2021 and June 17, 2021, Tvardi issued and sold an aggregate of 20,055,539 shares of its Series B redeemable convertible preferred stock, $0.001 par value per share, or Series B Preferred Stock at a purchase price of $3.8095 per share for an aggregate purchase price of $74,418,281.20. The following table summarizes the Series B Preferred Stock purchased by holders of more than 5% of Tvardi’s capital stock and entities affiliated with its executive officers and members of its board of directors.

| Participants(1)                        | ​ | ​ | Shares ofSeries BPreferredStockPurchased(#) |   |           |   | ​ | ​ | AggregatePurchase Price($) |   |               |   | ​ |
| Entities affiliates with Slate Path(2) | ​ | ​ | ​                                           | ​ | 5,250,032 | ​ | ​ | ​ | ​                          | ​ | 19,999,996.91 | ​ | ​ |
| Entities affiliated with Sporos(3)     | ​ | ​ | ​                                           | ​ | 4,684,679 | ​ | ​ | ​ | ​                          | ​ | 17,077,031.89 | ​ | ​ |
| David J. Tweardy                       | ​ | ​ | ​                                           | ​ |    53,695 | ​ | ​ | ​ | ​                          | ​ |    163,643.82 | ​ | ​ |
| Entities affiliated with Palkon(4)     | ​ | ​ | ​                                           | ​ | 3,274,707 | ​ | ​ | ​ | ​                          | ​ | 12,474,996.33 | ​ | ​ |
| Shaheen Wirk(