Company: APM
Filing Date: 2025-10-06
Form Type: S-4
Source: 0001213900-25-096656
Chunk: 54

Company: Aptorum Group Ltd
Filing Date: 2025-10-06
Form: S-4
Chunk 54
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 -publicinformation) any inquiries, proposals or offers that constitute or would lead to any merger, business combination or other similar transaction involving any Aptorum and its subsidiaries that precludes or is mutually exclusive with the Merger (an “Alternative ListCo Transaction Proposal”), (ii) engage or participate in any discussions, negotiations or transactions with any third party regarding any Alternative ListCo Transaction Proposal or that would lead to any such Alternative ListCo Transaction Proposal, or (iii) enter into any agreement or deliver any agreement or instrument (including a confidentiality agreement, letter of intent, term sheet, indication of interest, indicative proposal or other agreement or instrument) related to any Alternative ListCo Transaction Proposal. Aptorum agreed to promptly notify DiamiR if Aptorum or any of its subsidiaries and its and their respective officers and directors receives any offer or communication in respect of an Alternative ListCo Transaction Proposal, and will promptly communicate to DiamiR in reasonable detail the terms and substance thereof, and Aptorum shall, and shall cause its subsidiaries and its and their respective officers and directors to, cease any and all existing negotiations or discussions with any person or group of persons (other than DiamiR and its subsidiaries and its and their respective officers and directors) regarding an Alternative ListCo Transaction Proposal. 11 Termination of the Merger Agreement The Merger Agreement may be terminated at any time prior to the closing, whether before or after receipt of the requisite shareholder approvals, under the following circumstances: •by mutual written agreement of Aptorum and DiamiR; •by written notice from DiamiR or Aptorum to the other, if there shall be in effect any (i) applicable laws or (ii) governmental order (other than, for the avoidance of doubt, a temporary restraining order), that (x) in the case of each of clauses (i) and (ii), permanently restrains, enjoins, makes illegal or otherwise prohibits the consummation of the Merger, and (y) in the case of clause (ii) such governmental order shall have become final and non-appealable; •by written notice from Aptorum to DiamiR, if DiamiR has breached or failed to perform any of its representations, warranties, or covenants or other agreements, which breach or failure to perform (i) would result in the failure of any of the closing conditions to be satisfied and (ii) is not capable of being cured by the Termination Date or, if capable of being cured by the Termination Date, is not cured