Company: INVUP
Filing Date: 2025-03-28
Form Type: 10-K
Source: 0001641172-25-001193
Chunk: 676

Company: Investview, Inc.
Filing Date: 2025-03-28
Form: 10-K
Item: Item 11
Chunk 676
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 are met.

Equity
Compensation Plans

The
following table summarizes the equity compensation plans under which our securities may be issued as of December 31, 2024: 

    Number of Securities to Be Issued upon Exercise of Outstanding
    Options, Warrants and Rights  
    Weighted-Average Exercise Price of Outstanding Options, Warrants and
    Rights  
    Number of Securities Remaining Available for Future Issuance under
    Equity Compensation Plans (excluding securities reflected in column (a)) 
  
    Plan Category 
    (a)  
    (b)  
    (c) 

    Equity compensation plans approved by security holders 
     —  
     —  
     — 
  
    Equity compensation plans not approved by security holders 
     351,416,665  
     0.05  
     248,583,335 

Item
13. Certain Relationships and Related Transactions, and Director Independence

Convertible
Note Financing Arrangements with DBR Capital, LLC

On
April 27, 2020, we entered into a Securities Purchase Agreement and related agreements with DBR Capital, LLC (“DBR Capital”),
a company wholly owned by David B. Rothrock, the Chairman of our Board of Directors. Pursuant to the Securities Purchase Agreement, which
was subsequently amended and restated on November 9, 2020, between April 27 and November 9, 2020, we received aggregate proceeds of $3,300,000
from DBR Capital and entered into three convertible promissory notes in support thereof. Each note is secured by collateral of the Company
and its subsidiaries. The notes bear interest at rates between 20% and 38.5% per annum, payable monthly, with the principal for each
note due and payable on April 27, 2030. Each note is convertible into our common stock at a conversion price of $0.007 per share by DBR
Capital at any time prior to their maturity or by the Company if certain benchmarks relating to the trading price and volume of the common
stock are met. During the years ended December 31, 2024 and December 31, 2023 we made aggregate payments of interest to DBR Capital in
the amounts of $900,516 and $900,516, respectively.

In
addition, the Securities Purchase Agreement, as amended, under which the first three loans were issued, gave DBR