Company: AX
Filing Date: 2025-08-21
Form Type: 10-K
Source: 0001299709-25-000125
Chunk: 35

Company: Axos Financial, Inc.
Filing Date: 2025-08-21
Form: 10-K
Item: Item 15
Chunk 35
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ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES

(a)(1).Financial Statements: See Part II, Item 8—Financial Statements and Supplementary Data.(a)(2).Financial Statement Schedules: All financial statement schedules have been omitted as they are either not required, not applicable, or the information is otherwise included.(a)(3).Exhibits:

ExhibitNumberDescriptionIncorporated By Reference to2.1Agreement and Plan of Merger, by and among Axos Clearing, LLC, Axos Clarity MergeCo., Inc., Cor Securities Holdings, Inc., the Seller Parties thereto and the Holder Representative, dated September 28, 2018Exhibit 2.1 to the Current Form 8-K filed on October 1, 2018.3.1Certificate of Incorporation of the Company, filed with the Delaware Secretary of State on July 6, 1999Exhibit 3.1 to the Registration Statement on Form S-1/A (File No. 333-121329) filed on January 26, 2005.3.1.1Certificate of Amendment of Certificate of Incorporation of the Company, filed with the Delaware Secretary of State on August 19, 1999Exhibit 3.5 to the Registration Statement on Form S-1/A (File No. 333-121329) filed on January 26, 2005.3.1.2Certificate of Amendment of Certificate of Incorporation of the Company, filed with the Delaware Secretary of State on February 25, 2003Exhibit 3.6 to the Registration Statement on Form S-1/A (File No. 333-121329) filed on January 26, 2005.3.1.3Certificate of Amendment of Certificate of Incorporation of the Company, filed with the Delaware Secretary of State on January 25, 2005Exhibit 3.2 to the Registration Statement on Form S-1/A (File No. 333-121329) filed on January 26, 2005.3.1.4Certificate Eliminating Reference to a Series of Shares from the Certificate of Incorporation of the CompanyExhibit 3.3 to the Current Report on Form 8-K filed on September 7, 2011.3.1.5Certificate of Amendment of Certificate of Incorporation of the Company, filed with the Delaware Secretary of State on October 25,