Company: JUSHF
Filing Date: 2025-05-08
Form Type: 10-Q
Source: 0001628280-25-023749
Chunk: 9

Company: Jushi Holdings Inc.
Filing Date: 2025-05-08
Form: 10-Q
Item: Item 4
Chunk 9
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 to Note 8 - Debt for additional information. An entity affiliated with James Cacioppo, the Company’s Chief Executive Officer, Chairman and Founder, purchased additional Second Lien Notes and received 5,810,938 Warrants, and Denis Arsenault, a Founder and significant equity holder of the Company, purchased additional Second Lien Notes and received 2,199,688 Warrants.

Item 3. Defaults Upon Senior Securities

None.

Item 4. Mine Safety Disclosures

Not Applicable.

Item 5. Other Information

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

(c)

Insider trading arrangements 

During the three months ended March 31, 2025, none of the Company’s directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934) adopted, terminated or modified a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K).

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Table of Contents

Item 6. Exhibits

10.1(a)Form of Common Stock Purchase Warrant31.1Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or Rule 15d — 14(a)31.2Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or Rule 15d — 14(a)32.1Certification of Chief Executive Officer under Section 906 of the Sarbanes-Oxley Act of 200232.2Certification of Chief Financial Officer under Section 906 of the Sarbanes-Oxley Act of 2002101.INSInline XBRL Instance Document101.SCHInline XBRL Taxonomy Extension Schema Document101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document101.LABInline XBRL Taxonomy Extension Label Linkbase Document101.PREInline XBRL Taxonomy Extension Presentation Linkbase Document104Cover Page Interactive Data File (embedded with Inline XBRL File) 

(a)Incorporated by reference to our Form 8-K filed on February 18, 2025

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Signature

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on