Company: PFSA
Filing Date: 2025-10-09
Form Type: S-1
Source: 0001213900-25-097860
Chunk: 229

Company: Profusa, Inc.
Filing Date: 2025-10-09
Form: S-1
Chunk 229
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 is deemed an “underwriter” within the meaning of Section 2(a)(11) of the Securities Act. Ascent may engage one or more other registered broker-dealers to effectuate resales, if any, of Purchase Shares that it may acquire from us. Such resales will be made at prices and at terms then prevailing or at prices related to the then current market price. Each such registered broker-dealer will be an underwriter within the meaning of Section 2(a)(11) of the Securities Act. Ascent has informed us that each such broker-dealer it engages to effectuate resales of Purchase Shares on its behalf may receive commissions from Ascent for executing such resales for Ascent and, if so, such commissions will not exceed customary brokerage commissions. Except as set forth above, we know of no existing arrangements between Ascent and any other stockholder, broker, dealer, underwriter or agent relating to the sale or distribution of Purchase Shares offered by this prospectus. Brokers, dealers, underwriters or agents participating in the distribution of the shares of our Common Stock offered by this prospectus may receive compensation in the form of commissions, discounts, or concessions from the purchasers, for whom the broker-dealers may act as agent, of Purchase Shares sold by Ascent through this prospectus. The compensation paid to any such particular broker-dealer by any such purchasers of Purchase Shares sold by Ascent may be less than or in excess of customary commissions. Neither we nor Ascent can presently estimate the amount of compensation that any agent will receive from any purchasers of Purchase Shares sold by Ascent. We may from time to time file with the SEC one or more supplements to this prospectus or amendments to the registration statement of which this prospectus forms a part to amend, supplement or update information contained in this prospectus, including, if and when required under the Securities Act, to disclose certain information relating to a particular sale of shares offered by this prospectus by Ascent, including with respect to any compensation paid or payable by Ascent to any brokers, dealers, underwriters or agents that participate in the distribution of such shares by Ascent, and any other related information required to be disclosed under the Securities Act. We will pay the expenses incident to the registration under the Securities Act of the offer and sale of Purchase Shares covered by this prospectus by Ascent. As consideration for its irrevocable commitment to purchase our Common Stock at our direction under the Purchase Agreement, we issued to Ascent Commitment Warrants exerc