Company: PFSA
Filing Date: 2025-05-13
Form Type: S-4/A
Source: 0001213900-25-042224
Chunk: 326

Company: Profusa, Inc.
Filing Date: 2025-05-13
Form: S-4/A
Chunk 326
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 Combination Marketing Agreement (BCMA) from the NorthView SPAC IPO, I -Bankersand Dawson James as “Advisor” are responsible for holding meetings with NorthView shareholders to discuss the business combination and the target company’s attributes, introducing NorthView to potential investors to purchase the NorthView’s securities in connection with the business combination, assisting NorthView with obtaining shareholder approval for the business combination (including assistance with the proxy statement or tender offer materials), and assisting NorthView with any press releases, marketing materials and filings related to the business combination or the target company.There are/were no separate fee agreements between I -Bankersand Dawson James outside of the BCMA. •The financial advisors reviewed documents and work product provided by the target company including standalone investor materials prepared by the company and various documents in the company data room describing the company’s history and business plan, technology and diagnostic capabilities, and licensing relationships. The financial advisors also had several calls with key members of management and analyzed the target company’s industry, comparable companies and precedent transactions. •The relationship between I -Bankers, Dawson James and NorthView after the close of the IPO is consistent with the scope of the BCMA. As is customary, I -Bankersand Dawson James also introduced NorthView to prospective target companies post -IPOand aided the Company in its evaluation of prospective target companies. Profusa’s officers and directors do not hold any material interests that consist of any interest in, or affiliation with, the Sponsor or NorthView. Potential Actions to Secure Requisite Stockholder Approvals In connection with the stockholder vote to approve the Business Combination, the Sponsor and NorthView’s directors, officers, advisors or their affiliates may privately negotiate transactions to purchase shares of NorthView Common Stock from stockholders who would have otherwise elected to have their shares redeemed in conjunction with the Business Combination for a per -sharepro rata portion of the Trust Account. None of the Sponsor or NorthView’s directors, officers, advisors or their affiliates will make any such purchases when they are in possession of any material non -publicinformation not disclosed to the seller. Such a purchase of shares may include a contractual acknowledgement that such stockholder, although still the record holder of the shares of NorthView Common Stock is no longer the beneficial owner thereof and therefore agrees not to exercise its redemption rights. In the event that the Sponsor or NorthView’s directors, officers, advisors or their affiliates purchase shares in privately negotiated transactions from NorthView Holders who have already elected to exercise their redemption rights, such selling stockholders would