Company: HLI
Filing Date: 2025-02-04
Form Type: 10-Q
Source: 0001302215-25-000007
Chunk: 113

Company: HOULIHAN LOKEY, INC.
Filing Date: 2025-02-04
Form: 10-Q
Item: Part I, Item 8
Chunk 113
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Approximate Dollar Value of Shares That May Yet Be Purchased Under the Plans or Programs (1)October 1, 2024 - October 31, 2024 (2)2,756 $165.05 — $457,712,992 November 1, 2024 - November 30, 2024— — — 457,712,992 December 1, 2024 - December 31, 2024 (3)16 177.96 — 457,712,992 Total 2,772  $165.13 — $457,712,992 

(1)The shares of Class A common stock repurchased through this program have been retired. On May 12, 2022, the Company announced that the Company's board of directors had authorized a replacement program to the previous July 2021 share repurchase program, which provides for share repurchases of a new aggregate amount of up to $500 million of the Company's Class A common stock and Class B common stock. This share repurchase program does not expire.

(2)Total Number of Shares Purchased consists of 2,756 unvested shares of Class B common stock at an average price per share of $165.05, which were withheld from employees to satisfy tax withholding obligations resulting from the vesting of certain restricted stock awards.

(3)Total Number of Shares Purchased consists of 16 unvested shares of Class B common stock at an average price per share of $177.96, which were withheld from employees to satisfy tax withholding obligations resulting from the vesting of certain restricted stock awards.

Item 3.    Defaults upon Senior Securities

None.

Item 4.    Mine Safety Disclosures

Not applicable.

Item 5.    Other Information

(a) None.

(b) None.

(c) On November 18, 2024, Christopher Crain, the Company's General Counsel and Secretary, entered into a “Rule 10b5-1 trading arrangement” (as defined in Item 408(a) of Regulation S-K) that provides for the sale of 2,000 shares of Class A common stock issuable upon the vesting of certain restricted stock awards. The plan will expire April 30, 2026, subject to early termination for certain specified events as set forth in the plan.

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Item 6.    Exhibits

Incorporated by Reference