Company: NEWTP
Filing Date: 2025-04-24
Form Type: DEF 14A
Source: 0001587987-25-000073
Chunk: 40

Company: NewtekOne, Inc.
Filing Date: 2025-04-24
Form: DEF 14A
Chunk 40
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 | 785,908 |     |                             | -50.2 | % |     | -28.2 | % |                  | 32,311 |     |     | 1.34 |
|                             |     | 2021 |                                             | 3,500,000 |     |                                      | 4,633,439 |     |                 | 895,000 |     |                  | 960,718 |     |                             |  55.5 | % |     |  17.7 | % |                  | 84,142 |     |     | 3.69 |
|                             |     | 2020 |                                             |   700,000 |     |                                      |   637,939 |     |                 | 486,667 |     |                  | 447,525 |     |                             |  -1.5 | % |     |  19.9 | % |                  | 33,619 |     |     | 1.59 |

____________

(1) Mr. Sloanewas our PEO for each of the fiscal years presented in the above table. Our non-PEO NEOs were as follows:

|      | Downs |     | Schwartz |     | Price |     | DeMaria |     | Young |     | Leger(a) |     | Towers(b) |
| 2024 | ●     |     | ●        |     | ●     |     | ●       |     | ●     |     |          |     |           |
| 2023 | ●     |     | ●        |     | ●     |     |         |     | ●     |     | ●        |     |           |
| 2022 | ●     |     | ●        |     |       |     |         |     | ●     |     | ●        |     |           |
| 2021 | ●     |     | ●        |     |       |     |         |     | ●     |     | ●        |     |           |
| 2020 | ●     |     | ●        |     |       |     |         |     |       |     |          |     | ●         |

<div align='center'>29</div>

(a) Nicholas Leger, our former Chief Accounting Officer, was transitioned to the role of Treasurer in March 2024, and is no longer an NEO.

(b) Mr. Towers was a former Chief Accounting Officer, and