Company: CERO
Filing Date: 2025-02-05
Form Type: S-1/A
Source: 0001213900-25-010230
Chunk: 12

Company: CERO THERAPEUTICS HOLDINGS, INC.
Filing Date: 2025-02-05
Form: S-1/A
Chunk 12
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.00 per share, that were converted from Legacy CERo warrants in connection with the Business Combination. “ SEC” refers to the U.S. Securities and Exchange Commission. “ Secondary Earnout Shares” refer to the 8,750 shares of Common Stock issued to the holders of Legacy CERo common stock and Legacy CERo preferred stock in connection with the Business Combination, which became fully vested at Closing. “ Second PIPE Financing” refers to the private placement pursuant to which we issued and sold, and the PIPE Investors purchased, shares of Series B Preferred Stock, on the terms and conditions set forth in the Second Securities Purchase Agreement. “ Second PIPE Registration Rights Agreement” refers to the Registration Rights Agreement, dated as of March 29, 2024, by and between CERo and certain PIPE Investors. “Second Securities Purchase Agreement” refers to the Securities Purchase Agreement, dated as of March 29, 2024, by and among CERo and certain PIPE Investors, pursuant to which CERo agreed to issue and sell 626 shares of Series B Preferred Stock. “ Securities Act” refers to the Securities Act of 1933, as amended. “ Securities Purchase Agreements” refers to the First Securities Purchase Agreement, the Second Securities Purchase Agreement and the Third Securities Purchase Agreement. “ Series A Certificate of Designations” refers to the Certificate of Designations of Rights and Preferences of the Series A Preferred Stock, as amended from time to time. “ Series A Preferred Stock” refers to the Series A convertible preferred stock, $0.0001 par value per share, of CERo. “ Series A Warrants” refers to warrants to purchase Common Stock, at a current exercise price of $139.00 per share, sold to certain PIPE Investors pursuant to the First Securities Purchase Agreement. “ Series B Certificate of Designations” refers to the Certificate of Designations of Rights and Preferences of the Series B Preferred Stock, as amended from time to time. “ Series B Preferred Stock” refers to the Series B convertible preferred stock, $0.0001 par value per share, of CERo. “ Series C Certificate of Designations” refers to the Certificate of Designations of Rights and Preferences of the Series C Preferred Stock, as amended from time to time. viii “ Series C Preferred Stock” refers to the Series C convertible preferred stock, $0.0001 par value per share, of CERo. “ Series C Warrants” refers to warrants to purchase shares of Common Stock, at a