Company: PENG
Filing Date: 2025-10-21
Form Type: 10-K
Source: 0001616533-25-000061
Chunk: 89

Company: Penguin Solutions, Inc.
Filing Date: 2025-10-21
Form: 10-K
Item: Item 15
Chunk 89
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 therein, SMART Global Holdings, Inc., a Cayman Islands exempted company10-Q001-381022.101/09/20243.1Amended and Restated Certificate of Incorporation of Penguin Solutions, Inc., effective as of June 27, 2025 8-K12B001-381023.106/30/20253.2Amended and Restated Bylaws of Penguin Solutions, Inc., effective as of June 30, 20258-K12B001-381023.306/30/20253.3Certificate of Designation of Convertible Preferred Stock, effective as of June 27, 20258-K12B001-381023.206/30/20254.1Description of the Registrant’s Capital StockX4.2Form of Common Stock CertificateS-8 POS333-2863474.106/30/20254.3Indenture, dated February 11, 2020, between SMART Global Holdings, Inc. and U.S. Bank National Association, as Trustee 8-K001-381024.102/11/20204.4Form of 2.25% Convertible Senior Notes due 2026 (included as Exhibit A to the Indenture filed as Exhibit 4.3) 8-K001-381024.102/11/20204.5First Supplemental Indenture with respect to 2.25% Convertible Senior Notes due 2026, dated August 26, 2022, between SMART Global Holdings, Inc. and U.S. Bank Trust Company, National Association, as Trustee8-K001-381024.108/29/2022

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4.6Second Supplemental Indenture in respect of the 2026 Notes, dated as of June 30, 2025, by and among Penguin Solutions Delaware, Penguin Solutions Cayman and U.S. Bank Trust Company, National Association, a national banking association organized under the laws of the United States of America, as trustee8-K12B001-381024.106/30/20254.7Indenture, dated as of January 23, 2023, between SMART Global Holdings, Inc. and U.S. Bank Trust Company, National Association, as Trustee8-K001-381024.101/23/20234.8Form of certificate representing the 2.000% Convertible Senior Notes due 2029 (included as Exhibit A to the Indenture filed as