Company: INV
Filing Date: 2025-05-09
Form Type: DEF 14A
Source: 0001628280-25-024060
Chunk: 31

Company: Innventure, Inc.
Filing Date: 2025-05-09
Form: DEF 14A
Chunk 31
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correct in the first instance (without regard to any taxes paid). Incentive-based compensation includes any compensation

granted, earned or vested based wholly, or in part, upon the Company attaining a financial reporting measure. The Section

16 Clawback Policy is a “no fault” policy and does not require any misconduct on the part of a Section 16 officer or any of

his or her subordinates in the case of a restatement. If there is a restatement and the Section 16 officer would have received

less incentive-based compensation under the relevant restated amounts than they actually received, we must recover

reasonably promptly the excess compensation received, and within the applicable recovery period (which is generally the

last three fiscal years), unless one of the limited exceptions set forth in the Section 16 Clawback Policy applies.

**Insider Trading and Anti-Hedging Policies and Procedures**

We have adopted an insider trading policy (the “Insider Trading Policy”) and procedures applicable to directors,

officers, employees, and other covered persons (including family members), and have implemented processes applicable to

us, that we believe are reasonably designed to promote compliance with insider trading laws, rules, and regulations, and

Nasdaq’s listing standards.

The Insider Trading Policy also (i) imposes prohibitions on hedging or monetization transactions, including

financial instruments such as prepaid variable forwards, equity swaps, short sale instruments, puts, collars and exchange

funds or through other transactions that hedge or offset, or are designed to hedge or offset, any decrease in the market value

of the Company’s securities, (ii) discourages pledging, hypothecating or otherwise using the Company’s securities as

collateral for a loan or other form of indebtedness, including, without limitation, holding the Company’s securities in a

margin account as collateral for a margin loan and (iii) discourages placing standing or limit orders on the Company’s

securities.

A copy of our Insider Trading Policy is filed as Exhibit 19.1 to our 2024 Annual Report, filed with the SEC on

April 14, 2025.

**17

CERTAIN RELATIONSHIPS AND RELATED PARTY TRANSACTIONS**

Unless otherwise indicated, all dollar amounts (“$”) in this section are expressed in thousands, except share and per share

amounts.

The following is a description of each transaction since January 1, 2023 and each currently proposed transaction in

which Innventure LLC, Innventure