Company: XOMAP
Filing Date: 2025-04-15
Form Type: DEF 14A
Source: 0001193125-25-081538
Chunk: 74

Company: XOMA Royalty Corp
Filing Date: 2025-04-15
Form: DEF 14A
Chunk 74
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 Outstanding Options, 
 Warrants and Rights  
 (a)                  |           |    |     | Weighted-average     
 Exercise Price of    
 Outstanding Options, 
 Warrants and Rights  
 (b)                  |       |    |     | Number of Securities 
 Remaining Available  
 for Future Issuance  
 under Equity         
 Compensation         
 Plans (Excluding     
 Securities Reflected 
 in Column (a))       
 (c)                  |         |    |
|:--------------------------------------------------------|:----|:---------------------|----------:|---:|:----|:---------------------|------:|---:|:----|:---------------------|--------:|---:|
| Equity compensation plans approved by stockholders:     |     |                      | 2,314,221 | -1 |     | $                    | 19.58 | -2 |     |                      | 298,814 | -3 |
| Equity compensation plans not approved by stockholders: |     |                      |   725,000 | -4 |     | $                    | 23.74 | -5 |     |                      |       — |    |
| Total                                                   |     |                      | 3,039,221 |    |     | $                    | 20.83 |    |     |                      | 298,814 |    |

| (1) | Includes outstanding stock options and PSUs, assuming all performance targets are achieved, granted under the 2010 Plan. |

| (2) | Reflects the weighted-average exercise price of stock options granted under the 2010 Plan. PSUs reflected in column (a) are not included in this column as they do not have an exercise price. |

| (3) | Includes (i) 86,827 shares of Common Stock available for issuance under our 2010 Plan and (ii) 211,987 shares of Common Stock available for issuance under our 2015 Employee Stock Purchase Plan, as amended. |

| (4) | Includes outstanding stock options granted as inducement awards in compliance with Nasdaq Listing Rule 5635(c)(4). |

| (5) | Reflects the weighted-average exercise price of stock options granted as inducement awards. |

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COMPENSATION OF EXECUTIVE OFFICERS The primary objectives of our executive compensation program are to enable the Company to attract, motivate and retain outstanding individuals and to align their success with that of our stockholders through the creation of stockholder value. We attract and retain executives by