Company: LICN
Filing Date: 2025-01-31
Form Type: 6-K
Source: 0001213900-25-008867
Chunk: 3

Company: Lichen International Ltd
Filing Date: 2025-01-31
Form: 6-K
Chunk 3
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 harbor” provisions of the Private Securities Litigation Reform Act of 1995 and
other Federal securities laws. For example, the Company is using forward-looking statements when it discusses the closings of both December
26 Registered Direct Offering and December 29 Registered Direct Offering. All statements other than statements of historical facts included
in this report are forward-looking statements. Forward-looking statements are neither historical facts nor assurances of future performance.
Instead, they are based only on the Company’s current beliefs, expectations and assumptions regarding the future of its business,
future plans and strategies, projections, anticipated events and trends, the economy and other future conditions. Because forward-looking
statements relate to the future, they are subject to inherent uncertainties, risks and changes in circumstances that are difficult to
predict and many of which are outside of the Company’s control. The Company’s actual results and financial condition may differ
materially from those indicated in the forward-looking statements. Therefore, you should not rely on any of these forward-looking statements.
Important factors that could cause our actual results and financial condition to differ materially from those indicated in the forward-looking
statements include the risks and uncertainties described in the Company’s annual report on Form 20-F for the year ended December
31, 2023, filed with the Commission on April 4, 2024, and the Company’s other filings with the Commission. The Company undertakes
no obligation to publicly update any forward-looking statement, whether written or oral, that may be made from time to time, whether as
a result of new information, future developments or otherwise.

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Exhibit Index</div>

| Exhibit No. 
 4.1         
 5.1         
 5.2         |     | Description                                                                                                        
 Form of the Pre-Funded Warrants                                                                                    
 Opinion of Appleby, dated January 29, 2025                                                                         
 Opinion of Ortoli Rosenstadt LLP, dated January 29, 2025                                                           |
|:------------|:----|:-------------------------------------------------------------------------------------------------------------------|
| 10.1        |     | Placement Agency Agreement, dated January 28, 2025, by and between the Company and Univest Securities, LLC         |
| 10.2        |     | Form of Securities Purchase Agreement, dated January 28, 2025, by and among the Company and the purchasers thereto |
| 23.1        |     | Consent of Appleby (included in Exhibit 5.1)                                                                       |
| 23