Company: PNBK
Filing Date: 2025-05-27
Form Type: DEF 14A
Source: 0001140361-25-020413
Chunk: 77

Company: PATRIOT NATIONAL BANCORP INC
Filing Date: 2025-05-27
Form: DEF 14A
Chunk 77
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 in contravention of 12 U.S.C. 1828(k) or 12 C.F.R. Part 359. A-14 Annex B AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF PATRIOT NATIONAL BANCORP, INC. (Pursuant to Sections 33-800 and 33-797 of the Connecticut General Statutes) The undersigned, being a duly authorized officer of Patriot National Bancorp, Inc., a corporation organized and existing under the laws of the State of Connecticut (the “Corporation”), does hereby certify: FIRST: That this Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) was duly adopted and approved by the shareholders of the Corporation in the manner required by Section 33-800 of the Connecticut General Statutes and by the Certificate of Incorporation, as amended and corrected, at a duly convened meeting thereof held on June 26, 2025. SECOND: That the Certificate of Incorporation of the Corporation, as amended and corrected, be, and the same hereby is, amended and restated in its entirety to read as follows: I. CORPORATE NAME. The name of the corporation is Patriot National Bancorp, Inc. (hereinafter the “Corporation”). The principal office of the Corporation shall be located in the City of Stamford, County of Fairfield, and State of Connecticut. II. CAPITAL STOCK. (a) The amount of the capital stock of the Corporation hereby authorized is 2,200,000,000 shares, which consist of 2,000,000,000 shares of common stock, par value $0.01 per share (“Common Stock”), of which (i) 1,800,000,000 shares of Common Stock shall be designated as voting Common Stock (“Voting Common Stock”) and 200,000,000 shares shall be designated as non-voting Common Stock (“Non-Voting Common Stock” and together with the Voting Common Stock, “Common Stock”), and (ii) 200,000,000 shares shall be designated as preferred stock, without par value (“Preferred Stock”). (b) Voting Common Stock. Subject to all of the rights of the Preferred Stock, if any, and except as provided by law or in this Article II (or in any certificate of amendment related to any series of Preferred Stock): (i) the holders of the Voting Common Stock shall have the exclusive right to vote for the election of directors and on all other matters requiring shareholder action