Company: SFB
Filing Date: 2025-02-26
Form Type: 10-K
Source: 0000950170-25-027702
Chunk: 401

Company: STIFEL FINANCIAL CORP
Filing Date: 2025-02-26
Form: 10-K
Item: Item 3
Chunk 401
---
ifel Nicolaus & Company, Incorporated, the Lenders party thereto, and Bank of America, N.A., incorporated by reference to Exhibit 10.1 to Stifel Financial Corp.’s Current Report on Form 8-K filed on September 28, 2023.

    11
     
    Computation of Per Share Earnings is set forth in Note 27 of Notes to Consolidated Financial Statements included in this Form 10-K. 

    14
     
    Stifel Financial Corp. Code of Business Conduct and Ethics, filed herewith. 

    19
     
    Insider Trading Policy, included in Exhibit 14. 

    21
     
    List of Subsidiaries of Stifel Financial Corp., filed herewith.

    23
     
    Consent of Independent Registered Public Accounting Firm, filed herewith.

    31.1
     
    Certification of Ronald J. Kruszewski pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed herewith.

    31.2
     
    Certification of James M. Marischen pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed herewith.

    32.1
     
    Certification of Ronald J. Kruszewski pursuant to Rule 13a-14(b) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, filed herewith.**

    32.2
     
    Certification of James M. Marischen pursuant to Rule 13a-14(b) and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, filed herewith.**

    97
     
    Stifel Financial Corp. Incentive Compensation Recovery Policy, incorporated herein by reference to Exhibit 97 to Stifel Financial Corp.’s Annual Report on Form 10-K for the year ended December 31, 2023, filed on February 16, 2024.

    101
     
    The following financial information, formatted in iXBRL (Inline Extensible Business Report Language), Pursuant to Rule 405 of