Company: PACB
Filing Date: 2025-05-12
Form Type: 10-Q
Source: 0001299130-25-000102
Chunk: 153

Company: PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Filing Date: 2025-05-12
Form: 10-Q
Item: Part II, Item 3
Chunk 153
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ITEM 3.  DEFAULTS UPON SENIOR SECURITIES

None.

ITEM 4.  MINE SAFETY DISCLOSURES

Not applicable.

Q1 Fiscal 2025 Form 10-Q82

Table of Contents

ITEM 5.  OTHER INFORMATION

Securities Trading Plans of Directors and Executive Officers

During our last fiscal quarter, none of our directors or officers, as defined in Rule 16a-1(f), adopted and/or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Regulation S-K Item 408.

Q1 Fiscal 2025 Form 10-Q83

Table of Contents

ITEM 6.  EXHIBITS

Incorporated by reference hereinExhibitNo.DescriptionFormExhibitNo.Filing Date3.1Amended and Restated Certificate of Incorporation of Pacific Biosciences of California, Inc.10-K3.1March 23, 20113.2Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Pacific Biosciences of California, Inc. to declassify the Board8-K3.1June 20, 20243.3Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Pacific Biosciences of California, Inc. to limit the liability of officers8-K3.2June 20, 20243.4Third Amended and Restated Bylaws of Pacific Biosciences of California, Inc.8-K3.1November 7, 202210.1Third Amendment to Lease Agreement by and between the Registrant and Menlo Park Portfolio II, LLC, dated March 7, 202510-K10.21March 17, 202510.2+Letter Relating to Employment Terms by and between the Registrant and James R. Gibson effective March 24, 2025Filed herewith10.3+Outside Director Compensation PolicyFiled herewith31.1Certification of Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002Filed herewith31.2Certification of Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of