Company: OXLCZ
Filing Date: 2025-11-05
Form Type: N-CSRS
Source: 0001213900-25-106331
Chunk: 140

Company: Oxford Lane Capital Corp.
Filing Date: 2025-11-05
Form: N-CSRS
Chunk 140
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igence Oxford Lane Management’s investment team conducts due diligence on prospective investments. Oxford Lane Management’s due diligence process generally includes some or all of the following elements: •review of indenture structures; •review of underlying collateral loans; •analysis of projected future cash flows; and •analysis of compliance with covenants. Upon the completion of due diligence, the investment professionals present the opportunity to Oxford Lane Management’s investment committee, which then determines whether to proceed with the potential investment. Any fees and expenses incurred by Oxford Lane Management in connection with due diligence investigations undertaken by third parties will be subject to reimbursement by the Company, which reimbursements will be in addition to any management or incentive fees payable under our Investment Advisory Agreement to Oxford Lane Management. While the investment strategy involves a team approach, we may not enter into a transaction without the prior approval of either Messrs. Cohen or Rosenthal. Ongoing Relationships Monitoring Oxford Lane Management monitors our investments on an ongoing basis. Oxford Lane Management has several methods of monitoring the performance and value of our investments, which include the following: •review of pricing data and indicative bids for recent transactions in our investments; •comparisons to other Senior Loans and CLO vehicles; and •review of available financial reports for our investments. 100 ADDITIONAL INFORMATION Portfolio Information The Fund files its complete schedule of portfolio holdings for the first quarter and the third quarter of each fiscal year on SEC Form N -PORT. The Fund’s N -PORTfilings are available on the SEC’s website at http://www.sec.gov. Proxy Information A description of the policies and procedures that Oxford Lane Management uses to determine how to vote proxies relating to the Fund’s portfolio securities is available (i) without charge, upon request, by calling (203) 983 -5275; (ii) on the Fund’s website at http://www.oxfordlanecapital.com. Information about how Oxford Lane Management voted proxies with respect to the Fund’s portfolio securities during the most recent 12 -monthperiod ended March 31 can be obtained by making a written request for proxy voting information to: Chief Compliance Officer, Oxford Lane Management, LLC, 8 Sound Shore Drive, Suite 255, Greenwich, CT 06830. All information described in this paragraph is also available on the SEC’s website at http://www.sec.gov. Tax Information For tax purposes, distributions to stockholders during the six months ended September 30, 2025 were approximately $258.3 million. Privacy Policy We are committed to protecting your privacy. This