Company: PFSA
Filing Date: 2025-08-11
Form Type: S-1
Source: 0001213900-25-073872
Chunk: 391

Company: Profusa, Inc.
Filing Date: 2025-08-11
Form: S-1
Chunk 391
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 reliance on the exemption from registration provided by Section 4(a)(2) of the Securities Act or Regulation D promulgated thereunder. 2025 Committed Equity Facility Commitment Warrants As consideration for Ascent’s commitment to purchase shares of Common Stock upon our execution of the term sheet relating to the Purchase Agreement, we issued Ascent Commitment Warrants to purchase 900,000shares of Common Stock and an exercise prices of $0.01 per share (the “Commitment Warrant Shares”), which Commitment Warrant Shares have a total aggregate value equal to 0.9% of Ascent’s $100,000,000 total aggregate purchase commitment under the Purchase Agreement (assuming a value per Commitment Warrant Share of $1.00). If we do not require Ascent to purchase any Purchase Shares on or before the 100 thday following the execution of the Purchase Agreement, the number of Commitment Warrant Shares underlying the Commitment Warrants will be reduced to 450,000. On July 28, 2025, we entered into the Purchase Agreement and a related Registration Rights Agreement with Ascent. Item 16. Exhibits and Financial Statement Schedules. (a) Exhibits: The Company has filed with this registration statement or incorporated by reference herein certain exhibits as specified below pursuant to Rule 12b -32under the Exchange Act.

| Exhibit No. 
 3.1         
 3.2         |     | Exhibit Description                                                                                                                                                                                                                          
 Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K filed December 23, 2021)                                                                                       
 Amendment to the Amended and Restated Certificate of Incorporation of NorthView Acquisition Corp., dated March 10, 2023 (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K, filed with the SEC on March 13, 2023)   |
|:------------|:----|:---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| 3.3         |     | Amendment to the Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 of the Current Report on Form 8-K, filed with the SEC on December 28, 2023)                                                     |
| 3.4         |     | Bylaws (incorporated by reference to exhibit 3.3 of the Form S-1 file no 333-