Company: CDT
Filing Date: 2025-03-28
Form Type: 10-K
Source: 0001641172-25-001246
Chunk: 912

Company: CDT Equity Inc.
Filing Date: 2025-03-28
Form: 10-K
Item: Item 9C
Chunk 912
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 in Cabo San Lucas, Mexico. Prior to Mistral, Ms. Farley
was Vice President of Tricap International from 1994 to 1995. From 1992 to 1994, Ms. Farley was an Associate at UBS Capital Corporation,
and analyzed and evaluated principal investment and financing opportunities for the firm’s internal $1 billion fund. Ms. Farley
began her career as a Financial Analyst in the Global Finance department - Energy and Telecom Group of Goldman, Sachs & Co. Ms. Farley
has also had an active political career. In 2020, Ms. Farley ran for election to the U.S. House of Representatives to represent New York’s
18th Congressional district. In 2018, Ms. Farley ran for election to the U.S. Senate to represent New York. Ms. Farley graduated from
Stanford University with a B.S. and M.S. in Industrial Engineering. She is a member of YPO - Young Presidents’ Organization. Ms.
Farley was selected to serve on our board of directors following the Business Combination based on her past experience with business
development, capital raising, financings, and banking.

74

Simon
Fry. Mr. Fry has served as a member of our board of directors since November 2024. Mr. Fry has over 30 years’ experience
in investment banking having held senior executive positions at various top-tier institutions, such as Nomura and Credit Suisse First
Boston. In 2003, Mr. Fry was appointed as Chief Executive Officer at Crosby Asset Management. He previously worked at Nomura, where he
was Managing Director and European Board member, as well as a member of the risk committee and credit committee. During his time at Nomura,
Mr. Fry initiated and built the Company’s Asset Investment Group, whose focus was to create specific product and strategy groups
within it to invest in mis-priced and undervalued credit and equity exposures. During this period, Mr. Fry was also responsible for building
Nomura’s highly regarded International Markets Division, which was responsible for all the European capital market activity in
equity, fixed income and derivatives including primary origination. Prior to this, Mr. Fry spent 14 years at Credit Suisse First Boston
(CSFB) trading a variety of securities including both fixed income and equities. From 1990, Mr. Fry developed CSFB’s Asset Trading
Group, and as Managing Director built a team that generated significant