Company: NMFCZ
Filing Date: 2025-05-23
Form Type: 40-17G
Source: 0001580642-25-003281
Chunk: 31

Company: New Mountain Finance Corp
Filing Date: 2025-05-23
Form: 40-17G
Chunk 31
---
 or account outside of the Insured’s control, in reliance upon a Social Engineering Fraud Instruction directing such transfer, payment, or delivery of Money or Securities, provided that the Insured obtained Official Authorization from at least two Employees, one of whom is an officer of or serves in a supervisory capacity with the Insured, and who was not the Employee who initially received the Social Engineering Fraud Instruction which was sent by a person purporting to be an Authorized Transfer Agent.

| B. | Solely                                                                                                                                    
 with respect to the coverage provided by this Rider, the DEFINITIONS section is amended by the addition of the following new definitions: |

Authorized Transfer Agent means:

| (1) | a                                                                      
 director, officer, partner, member, or sole proprietor of the Insured; |

| (2) | an                                                                                                                                   
 Employee who is authorized by the Insured to instruct other Employees to transfer, pay or deliver the Insured’s Money or Securities; 
 or                                                                                                                                   |

| (3) | an                                                                                                                                
 employee of a Vendor authorized by such Vendor and the Insured to direct the Insured’s Employees to transfer, pay, or deliver the 
 Insured’s Money or Securities in accordance with the terms of a written agreement between the Vendor and the Insured.             |

Official Authorization means a valid handwritten signature of an actual Employee, or an electronic record of entry and approval into a wire transfer system, accounting system, or similar system which is capable of maintaining and reproducing an audit trail, which demonstrates that an actual Employee (other than the Employee actually making the transfer, payment, or delivery) approved a transaction within their authority. A Forgery is not an Official Authorization. Official Authorization shall not include a typed name in any form (including but not limited to email, letterhead, or pre-printed material), but shall include electronic reproductions or handwritten signatures in any form.

Securities means Certificated Securities or Uncertificated Securities.

| AXIS         
 1012863 0221 | Includes                                                
 copyright material of The Surety Association of America | Page   
 1 of 3 |

| FINANCIAL        
 INSTITUTION BOND |

Social Engineering Fraud Instruction means a telephonic, written, or electronic instruction communicated to an Employee by a natural person purporting to be an Authorized Transfer Agent, or by an individual acting in collusion with such person, for the purpose of intentionally misleading an Employee to transfer, pay, or deliver the Insured’s Money or Securities, but which instruction was not actually made by