Company: FVR
Filing Date: 2025-11-18
Form Type: 8-K
Source: 0001193125-25-286433
Chunk: 8

Company: FrontView REIT, Inc.
Filing Date: 2025-11-18
Form: 8-K
Item: Item 1.01
Chunk 8
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 the issuance of such Warrant. In addition, each Warrant will be automatically exercised on the fifth anniversary of the issuance of such Warrant or on the date of a recapitalization, consolidation, merger, sale or other transfer of substantially all assets of the Company and its subsidiaries or similar transaction whose reference property consists entirely of cash. Upon exercise, the Company will issue to such holder the whole number of shares of Common Stock purchased plus an amount in cash representing any fractional share of Common Stock otherwise due upon such exercise. Any Warrant may be exercised by a holder thereof by paying the exercise price in cash or exercised on a cashless basis. Any Warrant that is automatically exercised will be settled on a cashless basis.

The Warrants will be subject to customary anti-dilution adjustments from time to time in accordance with the provisions of the Warrant Agreement. The strike price may not be adjusted prior to the receipt of Stockholder Approval if such adjustment would result in a strike price less than the average closing price for the Common Stock for the five trading days immediately preceding the signing of the Investment Agreement.

Holders of Warrants will not have the rights or privileges of holders of Common Stock until they exercise their Warrants and receive shares of Common Stock.

Pursuant to the terms of the Warrant Agreement, unless and until Stockholder Approval is obtained, no Warrants may be exercised into shares of Common Stock if and to the extent that such exercise would result in the holder beneficially owning in excess of 19.9% of the then-outstanding shares of Common Stock.

The foregoing description of the Warrant Agreement and Warrants does not purport to be complete and is qualified in its entirety by the full text of the substantially final form of Warrant Agreement attached to the Investment Agreement, which is attached as Exhibit 10.1 hereto.

Item 3.02 Unregistered Sales of Equity Securities

The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated by reference into this Item 3.02.

As described in Item 1.01, under the terms of the Investment Agreement, the Company has agreed to issue 750,000 shares of Series A Preferred Stock to the Purchasers. The offer and sale of the Series A Preferred Stock are being made, and the issuance of the Series A Preferred Stock will be made, in reliance upon the exemption from registration provided by Section 4(a)(2) of the Securities Act and Rule 506 of Regulation D promulgated thereunder