Company: IPST
Filing Date: 2025-11-18
Form Type: 10-Q
Source: 0001788230-25-000175
Chunk: 170

Company: Heritage Distilling Holding Company, Inc.
Filing Date: 2025-11-18
Form: 10-Q
Item: Part II, Item 6
Chunk 170
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4.4August 28, 20244.5Form of outstanding warrants that expire in August 2028S-1333-279382 4.5May 13, 20244.6Form of outstanding prepaid warrants with no expiration dateS-1333-279382 4.6May 13, 20244.7Form of outstanding warrants that expire in June 2029S-1/A333-279382 4.7July 5, 20244.8Form of warrants that will expire on the 24 month, 42 month, and 60 month anniversaries of November 25, 2024S-1/A333-279382 4.8October 25, 20244.9Form of Common Warrant that expires November 21, 20298-K001-424114.2November 26, 20244.10Form of outstanding warrants that expires April 1, 202810-K001-424114.10April 28, 20254.11Form of outstanding warrants that expires February 21, 2030POS-AM333-2845094.11May 7, 20254.12Form of Pre-Funded Common Stock Purchase Warrant8-K001-424114.1August 18, 20254.13Form of Advisory Warrant8-K001-424114.2August 11, 20254.14Form of Placement Agent Warrant8-K001-424114.3August 11, 2025

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Table of Contents

Exhibit Incorporated by ReferenceNumberDescription of ExhibitsFormFile No.ExhibitFiling Date4.15Form of Exchange Warrant (exchange of Series B Preferred Stock)S-1/A333-2898704.15October 16, 202510.1Loan Agreement, dated as of March 29, 2021, by and among Silverview Credit Partners, LP, as agent for the lenders, the financial institutions and other institutional investors from time-to-time party thereto as lenders, Heritage Distilling Company, Inc., as borrower, and Heritage Distilling Holding Company, Inc.S-1333-27938210.1May 13, 202410.2Amendment No. 1 to Loan Agreement, dated as of September 9, 2021, by and among Silverview Credit Partners, LP, as agent for the lenders, the financial institutions and other institutional investors from time