Company: UMBFO
Filing Date: 2025-10-30
Form Type: 10-Q
Source: 0001193125-25-257610
Chunk: 4

Company: UMB FINANCIAL CORP
Filing Date: 2025-10-30
Form: 10-Q
Item: Part II, Item 1A
Chunk 4
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 has not made any repurchases other than through the Repurchase Authorizations, but did acquire share pursuant to the Company's share-based incentive programs. The Company is not currently engaging in repurchases.  In the future, it may determine to resume repurchases.  All share purchases pursuant to the Repurchase Authorizations are intended to be within the scope of Rule 10b-18 promulgated under the Exchange Act.  Rule 10b-18 provides a safe harbor for purchases in a given day if the Company satisfies the manner, timing and volume conditions of the rule when purchasing its own shares of common stock.   

ITEM 5. OTHER INFORMATION

On September 5, 2025, three foundations and trusts that are related interests of Chairman and Chief Executive Officer J. Mariner Kemper adopted a single, pre-arranged stock sale plan in accordance with Rule 10b5-1(c) (Rule 10b5-1) under the Exchange Act for the sale of shares of the Company’s common stock (the 2026 Plan). The 2026 Plan was entered into during an open trading window in accordance with the Company’s requirements regarding transactions in the Company’s securities and is intended to satisfy the affirmative defense conditions of Rule 10b5-1.