Company: GAINI
Filing Date: 2025-11-04
Form Type: 10-Q
Source: 0001321741-25-000022
Chunk: 244

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-11-04
Form: 10-Q
Item: Part II, Item 6
Chunk 244
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File No. 814-00704), filed December 17, 2024.31.1*Certification of Chief Executive Officer pursuant to section 302 of The Sarbanes-Oxley Act of 2002.31.2*Certification of Chief Financial Officer and Treasurer pursuant to section 302 of The Sarbanes-Oxley Act of 2002.32.1**Certification of Chief Executive Officer pursuant to section 906 of The Sarbanes-Oxley Act of 2002.32.2**Certification of Chief Financial Officer and Treasurer pursuant to section 906 of The Sarbanes-Oxley Act of 2002.101.INS***XBRL Instance Document101.SCH***XBRL Taxonomy Extension Schema Document101.CAL***XBRL Taxonomy Extension Calculation Linkbase Document101.LAB***XBRL Taxonomy Extension Label Linkbase Document101.PRE***XBRL Taxonomy Extension Presentation Linkbase Document101.DEF***XBRL Definition Linkbase104Cover Page Interactive Data File (formatted in iXBRL and contained in Exhibit 101)______________________

*Filed herewith**Furnished herewith***Attached as Exhibit 101 to this Quarterly Report on Form 10-Q are the following materials, formatted in Inline eXtensible Business Reporting Language (iXBRL): (i) the Consolidated Statements of Assets and Liabilities as of September 30, 2025 and March 31, 2025, (ii) the Consolidated Statements of Operations for the three and six months ended September 30, 2025 and 2024, (iii) the Consolidated Statements of Changes in Net Assets for the three and six months ended September 30, 2025 and 2024, (iv) the Consolidated Statements of Cash Flows for the six months ended September 30, 2025 and 2024, (v) the Consolidated Schedules of Investments as of September 30, 2025 and March 31, 2025, and (vi) the Notes to Consolidated Financial Statements.

All other exhibits for which provision is made in the applicable regulations of the SEC are not required under the related instruction or are inapplicable and therefore have been omitted.

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

GLADSTONE