Company: APM
Filing Date: 2025-10-06
Form Type: S-4
Source: 0001213900-25-096656
Chunk: 410

Company: Aptorum Group Ltd
Filing Date: 2025-10-06
Form: S-4
Chunk 410
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 “Blank Check Preferred”). The powers, preferences and relative, participating, optional and other rights of each series of Preferred Stock and the qualifications, limitations and restrictions thereof, if any, may differ from those of any and all other series outstanding. Issuance of preferred stock by Aptorum Delaware Board may result in such shares having dividend and/or liquidation preferences senior to the rights of the holders of Aptorum Delaware Common Stock and could dilute the voting rights of the holders of Aptorum Delaware Common Stock and the likelihood that such holders will receive dividend payments and payments upon a liquidation. Series A Preferred Stock At the Effective Time, Aptorum Delaware will designate 1,810,000shares the Blank Check Preferred stock as Ser ies Apreferred stock. Each share of Series A preferred stock will have a par value of $0.0001 per share. The holders of Series A preferred stock do not have any voting rights. Shares of Series A preferred stock are not convertible. The Series A preferred stock is not redeemable. Upon the completion of a distribution pursuant to a sale or other disposition of all or substantially all of the company’s assets, certain mergers, consolidations and transfers of securities, and any liquidation, dissolution or winding up of the Combined Company, the holders of Series A preferred stock are entitled to receive a distribution of any proceeds based on the 70/30 allocation with the holders of Common Stock, as used in the Merger (as adjusted for any stock splits, stock dividends, combinations, recapitalizations or the like with respect to the Series A preferred stock), plus declared but unpaid dividends on such share. This summary of the Series A preferred stock is not complete, and you are encouraged to read the Certificate of Designation of the relative rights and preferences of the Series A preferred stock carefully and in its entirety. 240

COMPARISON OF CORPORATE GOVERNANCE AND SHAREHOLDER RIGHTS If the Merger is completed, DiamiR stockholders will receive shares of Aptorum Delaware common stock, pursuant to the terms of the Merger Agreement. Aptorum Delaware and DiamiR are both incorporated under the laws of the State of Delaware. The rights of Aptorum shareholders and DiamiR stockholders are generally governed by the DGCL. Upon completion of the Merger, DiamiR stockholders will become Aptorum shareholders, and their rights will be governed by the DGCL, the Aptorum Delaware Bylaws and the Aptorum Delaware Charter. The material differences between the current rights of DiamiR stockholders