Company: APM
Filing Date: 2025-10-06
Form Type: S-4
Source: 0001213900-25-096656
Chunk: 234

Company: Aptorum Group Ltd
Filing Date: 2025-10-06
Form: S-4
Chunk 234
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nified Party is not ultimately entitled) judgments, fines, losses, claims, damages, liabilities and amounts paid in settlement in connection with any actual or threatened claim, action, investigation, suit or proceeding in respect of matters existing or occurring at or prior to the Closing, whether asserted or claimed prior to, at or after the Closing. Prior to the Closing, Aptorum shall obtain one or more non -cancelablerun -offinsurance policies for directors’ and officers’ liability which shall be renewed by DiamiR at DiamiR’s expenses following the Closing to provide insurance coverage for events, acts or omissions occurring on or prior to the Closing, including in connection with the Merger Agreement and the related transactions, for all persons who were directors or officers of DiamiR on or prior to the Closing Date (the “ D&O Tail Policy”). DiamiR shall maintain the D&O Tail Policy in full force and effect after the Closing. If Aptorum or its successors or assigns consolidates with or merges into any other Person and shall not be the continuing or surviving company or entity of such consolidation or merger or transfers or conveys all or substantially all of its properties and assets to any Person, then, and in each such case, Aptorum shall ensure, and cause its Subsidiaries to ensure, that proper provision shall be made so that the successors and assigns of Aptorum shall succeed to the indemnification obligations 117 Related Agreements In connection with the Merger, the parties entered into several agreements, namely, a Management Services Agreement, an Intellectual Property License Agreement, a Voting & Support Agreement and a Stockholders Agreement, each of which are included as an Annex to this proxy statement/prospectus. While the entities themselves are parties to the agreements, certain individuals at DiamiR may have additional interests. Dr. Sheinerman is a managing director at H.C. Wainwright & Co., LLC (“Wainwright”), with which DiamiR has a financial advisory agreement pursuant to which Wainwright acts as exclusive financial advisor to DiamiR in connection with the Merger. Additionally, Dr. Kira Sheinerman owns less than one percent (1%) of Aptorum’s Class A ordinary shares and will be appointed to the Combined Company’s board of directors. Dr. Mireskandari and Mr. Anthony, DiamiR’s current Chief Executive Officer and Chief Financial Officer, will also be appointed the Combined Company’s executive management, as Chief Operation Officer and Chief Financial Officer, respectively. Management Services