Company: UFPT
Filing Date: 2025-11-07
Form Type: 10-Q
Source: 0001628280-25-050425
Chunk: 9

Company: UFP TECHNOLOGIES INC
Filing Date: 2025-11-07
Form: 10-Q
Item: Part II, Item 3
Chunk 9
---
ITEM 3:    DEFAULTS UPON SENIOR SECURITIES

None.

ITEM 4:    MINE SAFETY DISCLOSURES

Not Applicable.

ITEM 5:    OTHER INFORMATION

During the third quarter of fiscal 2025, none of our directors or executive officers adopted Rule 10b5-1 trading plans and none of our directors or executive officers terminated a Rule 10b5-1 trading plan or adopted or terminated a non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K).

ITEM 6:    EXHIBITS

Exhibit No.Description3.01Amended and Restated Certificate of Incorporation of UFP Technologies, Inc., dated June 7, 2023 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the SEC on June 13, 2023 (SEC File No. 001-12648)).3.02Second Amended and Restated Bylaws of the Company (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the SEC on April 24, 2023 (SEC File No. 001-12648)).31.1Rule 13a-14(a)/15d-14(a) Certification of the Chief Executive Officer.*31.2Rule 13a-14(a)/15d-14(a) Certification of the Chief Financial Officer.*32.1Certifications pursuant to 18 U.S.C., Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**101.INSInline XBRL Instance Document.*101.SCHInline XBRL Taxonomy Extension Schema Document.*101.CALInline XBRL Taxonomy Calculation Linkbase Document.*101.LABInline XBRL Taxonomy Label Linkbase Document.*101.PREInline XBRL Taxonomy Presentation Linkbase Document.*101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document.*104Cover Page Interactive Data File (formatted as Inline XBRL with applicable taxonomy extension information contained in Exhibits 101)

_______________

*Filed herewith.

**Furnished herewith.

36

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned there