Company: UMBFO
Filing Date: 2025-01-28
Form Type: 8-A12B
Source: 0001193125-25-014368
Chunk: 1

Company: UMB FINANCIAL CORP
Filing Date: 2025-01-28
Form: 8-A12B
Chunk 1
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 share and with a liquidation preference of $10,000 per share (the “UMB Preferred Stock”) in which each such Depositary Share represents a 1/400th ownership interest, will be issued in connection with the Mergers (as defined herein) pursuant to the Agreement and Plan of Merger, dated as of April 28, 2024, by and among the Company, Heartland Financial USA, Inc. (“HTLF”) and Blue Sky Merger Sub Inc. (“Merger Sub”) (as amended from time to time, the “Merger Agreement”): (i) the merger of Merger Sub with and into HTLF (the “Merger”), with HTLF surviving the Merger as a wholly-owned subsidiary of the Company (the “Surviving Entity”) and (ii) immediately following the effective time of the Merger and as part of a single, integrated transaction, the merger of the Surviving Entity with and into the Company (the “Second Merger” and, together with the Merger, the “Mergers”), with the Company surviving the Second Merger. Each share of UMB Preferred Stock has terms that are identical to shares of corresponding HTLF preferred stock (which will be exchangeable pursuant to the Merger Agreement on a 1-for-1basis for a corresponding share of UMB Preferred Stock), except for its par value, redemption date and that it will be issued by the Company. The Mergers are expected to close on January 31, 2025. The Depositary Shares will be evidenced by the depositary receipts to be issued under the Deposit Agreement by and among the Company, Computershare Trust Company, N.A. and Computershare Inc., jointly as Depositary, and the holders from time to time of the depositary receipts described in the Deposit Agreement. The terms of the Preferred Stock and the Depositary Shares are described in the following: (1) joint proxy statement/prospectus, filed with the SEC on July 5, 2024, and (2) Registration Statement on Form S-4(File No. 333-280190)of which the joint proxy statement/prospectus forms a part, filed with the SEC on June 13, 2024, as amended on July 2, 2024, and declared effective by the SEC on July 5, 2024, under the caption “Description of New UMB Preferred Stock.”

| Item 2. | Exhibits. |

The following exhibits