Company: TSI
Filing Date: 2025-10-06
Form Type: N-2/A
Source: 0001193125-25-232082
Chunk: 200

Company: TCW STRATEGIC INCOME FUND INC
Filing Date: 2025-10-06
Form: N-2/A
Chunk 200
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. | Invest more than 15% of its total assets taken at market value, in unregistered convertible securities, including any unregistered common stock acquired upon conversion or exchange of unregistered convertible securities, excluding, however, restricted securities eligible for resale pursuant to Rule 144A under the Securities Act of 1933 which the Board of Directors, or the Fund’s Adviser has determined under Board-approved guidelines, are liquid. |

For purposes of applying the terms of investment restriction number 2, the Adviser will make reasonable determinations as to the appropriate industry classification to assign to each issuer of securities in which the Fund invests. As a general matter, an -28-

“industry” is considered to be a group of companies whose principal activities, products or services offered give them a similar economic risk profile vis a vis issuers active in other sectors of the economy. The definition of what constitutes a particular “industry” is therefore an evolving one, particularly for issuers in industries that are new or are undergoing rapid development. Some issuers could reasonably fall within more than one industry category. For example, some companies that sell goods over the Internet (including issuers of securities in which the Fund invests) were initially classified as Internet companies, but over time have evolved the economic risk profiles of retail companies. The Adviser will use its best efforts to assign each issuer to the category which it believes is most appropriate. MANAGEMENT OF THE FUND Directors and Officers The business and affairs of the Fund are managed under the direction of the Board and the Fund’s officers appointed by the Board. The Board is responsible for overseeing the Fund’s affairs. The Board currently consists of nine Directors, seven of whom are not “interested persons” of the Fund (the “Independent Directors”) and two of whom are “interested persons” of the Fund (the “Interested Directors”), as defined in the 1940 Act. Detailed information about the Directors and officers of the Fund, including their names, addresses, ages and principal occupations for the last five years, is set forth in the table below. “Fund Complex” refers to the Fund, TCW Funds, Inc. (consisting of 12 portfolios as of September 30, 2025), TCW ETF Trust (consisting of 12 portfolios as of September 30, 2025), TCW Metropolitan West Funds (consisting of 8 portfolios as of September 30, 2025), and TCW Private Asset Income Fund (consistent of 1 portfolio as of September 30,