Company: GRAN
Filing Date: 2025-07-01
Form Type: 424B4
Source: 0001213900-25-060039
Chunk: 164

Company: Grande Group Ltd/HK
Filing Date: 2025-07-01
Form: 424B4
Chunk 164
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 requirements. See “Regulations — Licensing requirements.” The following table summarizes the licenses and permissions held by Grande Capital under the SFO, and the restrictions to such licenses and permission.

| License/Permit                                 |     | Issuing   
 Authority |     | Issuance Date    |     | Term               |     | Restrictions and Licensing Conditions                                                                  |
| Type 1 license (dealing in securities)         |     | HKSFC     |     | August 1, 2022   |     | No expiration date |     | The licensee shall not engage in dealing activities other than those relating to corporate finance.(1) 
 The licensee shall not hold client assets.(2)                                                          |
| Type 6 license (advising on corporate finance) |     | HKSFC     |     | January 23, 2018 |     | No expiration date |     | The licensee shall not hold client assets.(2)                                                          |

____________ (1)Under this restriction, Grande Capital is not permitted to engage in the brokerage, trading, or dealing in securities on behalf of its clients unless such activity relates to its corporate finance engagements. An example of a permissible activity under Type 1 (dealing in securities) license Grande Capital has is where Grande Capital acts as an underwriter/overall coordinator in an initial public offering on the HKSE for which it also serves as the sponsor under the “Sponsor Coupling” requirement by the HKSE. In such cases, the underwriting activities are directly related to Grande Capital’s corporate finance engagements and are conducted in compliance with its licensing conditions. (2)Under this restriction, Grande Capital is prohibited from (i) establishing or maintaining accounts that would involve holding or controlling client funds or securities; and (ii) accepting, managing, or safeguarding any money or securities on behalf of clients. Grande Capital is not licensed to carry on Type 4 (advising on securities) regulated activities in Hong Kong. As such, Grande Capital’s corporate finance advisory services are limited in the nature and is not authorized to (i) give advice on the acquisition or disposal of securities; or (ii) issue analyses or reports for the purposes of facilitating the recipients to make decision on the acquisition or disposal of securities, other than activities incidental to carry out Type 1 (dealing in securities) regulated activities. During the six months ended September30, 2024 and the years ended March 31, 2024 and 2023, and up to the date of this prospectus,