Company: INV
Filing Date: 2025-10-23
Form Type: S-1
Source: 0001140361-25-039085
Chunk: 273

Company: Innventure, Inc.
Filing Date: 2025-10-23
Form: S-1
Chunk 273
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 Combination and Innventure sold, in total, 1,102,000 shares of Series B Preferred Stock providing Innventure with approximately $11.0 million of gross proceeds before deducting fees and other estimated offering expenses. Issuance to WTI On October 22, 2024, the Company issued the WTI Warrants as unregistered securities to WTI Fund X, LLC and WTI Fund XI, LLC, which warrants may be exercised for up to an aggregate of 1,000,000 shares of Common Stock. Each warrant is exercisable into one share of Common Stock at price of $0.01 per share (subject to certain limitations, adjustment and certain other rights to possible future financings in accordance with terms of the WTI Warrants) through March 31, 2035. On April 14, 2025, the Company issued the 2025 WTI Warrants to WTI Fund X, LLC and WTI Fund XI, LLC, respectively. Each 2025 WTI Warrant is exercisable into one share of Common Stock at a price of $0.01 per share (subject to certain limitations, adjustment and certain other rights to possible future financings in accordance with terms of the 2025 WTI Warrants) through March 31, 2035. Issuance to Roth On October 31, 2024, pursuant to a letter agreement between Innventure LLC and Roth Capital Partners LLC (“Roth”), dated July 8, 2024, the Company issued to Roth 25,000 shares of Common Stock in settlement of $250,000 of transaction costs incurred by the Company and its affiliates for certain capital markets advisory services.

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TABLE OF CONTENTS Issuances Pursuant to the SEPA Pursuant to the terms of the SEPA, during the period from December 24, 2024 through the date of this prospectus, the Company has issued an aggregate of 1,206,566 shares of Common Stock to Yorkville for aggregate gross proceeds of $7,849,798.79. Issuance to Ducera On February 3, 2025, the Company issued to Ducera 85,471 shares of Common Stock pursuant to the terms of an engagement letter under which Ducera performed certain financial advisory and investment banking services to Innventure LLC. Such engagement letter was amended to include the Company on December 23, 2024. Series C Preferred Stock On March 24, 2025 (the “