Company: GAINI
Filing Date: 2025-05-13
Form Type: 10-K
Source: 0001321741-25-000010
Chunk: 119

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-05-13
Form: 10-K
Item: Item 15
Chunk 119
---
 Business Investment, LLC, as Borrower, Gladstone Management Corporation, as Servicer, KeyBank National Association, as administrative agent, swingline lender, managing agent and lead arranger and certain other lenders party thereto.14*Code of Ethics19Insider Trading Policy for Gladstone Investment Corporation, incorporated by reference to Exhibit 14 filed herewith.21*Subsidiaries of the Registrant.23.1*Consent of Registered Public Accounting Firm31.1*Certification of Chief Executive Officer filed pursuant to section 302 of The Sarbanes-Oxley Act of 2002.31.2*Certification of Chief Financial Officer filed pursuant to section 302 of The Sarbanes-Oxley Act of 2002.32.1**Certification of Chief Executive Officer furnished pursuant to section 906 of The Sarbanes-Oxley Act of 2002.32.2**Certification of Chief Financial Officer furnished pursuant to section 906 of The Sarbanes-Oxley Act of 2002.97.1*Clawback Policy101.INS***XBRL Instance Document101.SCH***XBRL Taxonomy Extension Schema Document101.CAL***XBRL Taxonomy Extension Calculation Linkbase Document101.LAB***XBRL Taxonomy Extension Label Linkbase Document101.PRE***XBRL Taxonomy Extension Presentation Linkbase Document101.DEF***XBRL Definition Linkbase104Cover Page Interactive Data File (formatted in iXBRL and contained in Exhibit 101)

123

*Filed herewith**Furnished herewith***Attached as Exhibit 101 to this Annual Report on Form 10-K are the following materials, formatted in Inline eXtensible Business Reporting Language (iXBRL): (i) the Consolidated Statements of Assets and Liabilities as of March 31, 2025 and 2024, (ii) the Consolidated Statements of Operations for the years ended March 31, 2025, 2024 and 2023, (iii) the Consolidated Statements of Changes in Net Assets for the years ended March 31, 2025, 2024 and 2023, (iv) the Consolidated Statements of Cash Flows for the years ended March 31, 2025, 2024 and 2023, (v) the Consolidated Schedules of Investments as of March 31, 2025 and 2024 and (vi) the Notes to Consolidated Financial Statements.