Company: PFSA
Filing Date: 2025-08-21
Form Type: S-1/A
Source: 0001213900-25-079401
Chunk: 226

Company: Profusa, Inc.
Filing Date: 2025-08-21
Form: S-1/A
Chunk 226
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| Number of                   
 Shares                      |     |                  | Percent of 
 Class      |     |     | Number of 
 Shares    |     | Percent of 
      Class |     |                                      |     |     |   |
| Ascent Partners Fund LLC(5) |     |        3,433,593 | ​(6)       |     | 9.9 | %         |     |  8,970,830 |     |                            2,863,593 |     | 6.7 | % |

____________ *Less than 1% (1)The information in this table and the related notes is based upon information supplied by the Selling Stockholder. (2)Represents the total number of shares of our common stock issued or issuable to the Selling Stockholder as of the date of this prospectus, without regard to ownership limitations described in footnotes (3) and (5) below, including (i) all of the shares offered hereby, and (ii) to our knowledge, all other securities held by each of the selling shareholders as of the date hereof. (3)Assumes that none of the Commitment Warrants that are exercisable for the shares of our common stock offered hereby have been sold or otherwise transferred prior to the date of this prospectus in transactions exempt from the registration requirements of the Securities Act. The Commitment Warrants contain beneficial ownership limitations, which provide that a holder of the warrants will not have the right to exercise any portion of its warrants if the holder, together with its affiliates, would beneficially own in excess of 4.99% (or, upon election by a holder prior to the issuance of the warrants, 9.99%) of the number of shares of our common stock outstanding immediately after giving effect to such conversion or exercise, provided that upon at least 61 days prior notice to us, a holder of Warrants may increase or decrease such limitation up to a maximum of 9.99% of the number of shares of common stock outstanding. On August 1, pursuant to a Notice and Waiver, the Beneficial Ownership Limitation was increased from 4.99% to 9.99% and we waived the requirement for the 60 days’ advance notice for such increase. (4)Assumes that, after the date of this prospectus and prior to completion of this offering, none of the selling shareholders (i) acquires additional shares of our common stock or other securities or (ii) sells or