Company: SUNE
Filing Date: 2025-04-30
Form Type: 10-K/A
Source: 0001213900-25-037633
Chunk: 2

Company: SUNation Energy, Inc.
Filing Date: 2025-04-30
Form: 10-K/A
Chunk 2
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 to as “SUNation Energy,” “SUNE,” “our,” “we” or the “Company”) is filing this Amendment No. 1 on Form 10-K/A (“Amendment No. 1”) to amend our Annual Report on Form 10-K for the fiscal year ended December 31, 2024 (the “Original Filing”), filed with the U.S. Securities and Exchange Commission (“SEC”) on April 15, 2025 (the “Original Filing Date”), to include the information required by Items 10 through 14 of Part III of Form 10-K. This information was previously omitted from the Original Filing in reliance on General Instruction G(3) to Form 10-K. Pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), this Amendment No. 1 also contains new certifications by our principal executive officer and principal financial officer as required by Section 302 of the Sarbanes-Oxley Act of 2002. Accordingly, Item 15 of Part IV is amended and restated to include the currently dated certifications as exhibits. Except as expressly noted in this Amendment No. 1, this Amendment No. 1 does not reflect events that may have occurred subsequent to the Original Filing Date or modify or otherwise update any other disclosures contained in the Original Filing, including, without limitation, the financial statements. Accordingly, this Amendment No. 1 should be read in conjunction with the Original Filing. TABLE OF CONTENTS

| PART III   |                                                                                                |    |
| ITEM 10.   | Directors, Executive Officers and Corporate Governance                                         |  1 |
| ITEM 11.   | Executive Compensation                                                                         |  5 |
| ITEM 12.   | Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters | 19 |
| ITEM 13.   | Certain Relationships and Related Transactions, and Director Independence                      | 21 |
| ITEM 14.   | Principal Accountant Fees and Services                                                         | 22 |
| PART IV    |                                                                                                |    |
| ITEM 15.   | Exhibits and Financial Statement Schedules                                                     | 23 |
| SIGNATURES |                                                                                                | 29 |

i PART III ITEM 10. DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE INFORMATION REGARDING DIRECTORS The following sets forth information regarding the Company’s current directors (the “Board of Directors” or “Board