Company: SWKH
Filing Date: 2025-04-29
Form Type: ANNLRPT
Source: 0001628280-25-020720
Chunk: 40

Company: SWK Holdings Corp
Filing Date: 2025-04-29
Form: ANNLRPT
Chunk 40
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 periods under this program were July 1, 2022 through May 15, 2023 and May 16, 2023 through May 15, 2024 (the "Prior Repurchase Programs").

On May 16, 2024, the Company announced that the Board had authorized the Company to repurchase up to $10.0 million of the Company’s outstanding shares of common stock from time-to-time until May 16, 2025, through a trading plan established in compliance with Rule 10b5-1 and Rule 10b-18 of the Exchange Act (the “Current Repurchase Program”). The actual timing, number and value of shares repurchased under the Repurchase Program will depend on several factors, including the constraints specified in the Rule 10b5-1 trading plan, price, and general market conditions. There is no guarantee as to the exact number of shares that will be repurchased under the Repurchase Program. Our Board may also suspend or discontinue the Current Repurchase Program at any time, in its sole discretion. The purchase period for the Current Repurchase Program is May 16, 2024 through May 16, 2025.

The table below summarizes information about our purchases of common stock during the three months ending December 31, 2024:

| Period                               |     | Total Number of Shares Purchased |     |        |     | Average Price Paid per Share |       |     | Total Number of Shares Purchased as Part of Publicly Announced Plan |     |        |     | Maximum Approximate Dollar Value of Shares That May Yet Be Purchased Under the Plan (in thousands) |       |
|:-------------------------------------|:----|:---------------------------------|:----|-------:|:----|:-----------------------------|------:|:----|:--------------------------------------------------------------------|:----|-------:|:----|:---------------------------------------------------------------------------------------------------|------:|
| October 1, 2024 - October 31, 2024   |     |                                  |     | 33,858 |     | $                            | 16.96 |     |                                                                     |     | 33,858 |     | $                                                                                                  | 5,655 |
| November 1, 2024 - November 30, 2024 |     |                                  |     | 10,669 |     |                              | 16.70 |     |                                                                     |     | 10,669 |     | $                                                                                                  | 5,476 |