Company: PNNT
Filing Date: 2025-05-02
Form Type: 10-K/A
Source: 0001193125-25-111627
Chunk: 3

Company: PENNANTPARK INVESTMENT CORP
Filing Date: 2025-05-02
Form: 10-K/A
Chunk 3
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 may have occurred after the original filing date of the Form 10-Kor modify or update in any way disclosures made in the Form 10-K,except as required to reflect the revisions discussed above. Among other things, forward-looking statements made in the Form 10-Khave not been revised to reflect events that occurred or facts that became known to us after filing of the Form 10-K,and such forward-looking statements should be read in their historical context. Furthermore, this Amendment should be read in conjunction with the Form 10-Kand with our subsequent filings with the SEC.

## PART IVItem 15.Exhibits and Financial Statement SchedulesThe following documents are filed as part of this Annual Report:(1)Financial Statements—Refer to Item 8 starting on page 60 of the Registrant’s Annual Report on Form10-Kfiled on November 26, 2024.(2)Financial Statement Schedules—None.(3)Exhibits3.1Articles of Incorporation (Incorporated by reference to Exhibit 99(a) to the Registrant’sPre-EffectiveAmendment No. 3 to the Registration Statement on FormN-2/A(FileNo. 333-140092),filed on April 5, 2007).3.2Articles of Amendment to Articles of Incorporation of the Registrant (Incorporated by reference to Exhibit 3.2 to the Registrant’s Quarterly Report on Form10-Q(FileNo. 814-00736),filed on August 7, 2024).3.3Second Amended and Restated Bylaws of the Registrant (Incorporated by reference to Exhibit 3.2 to the Registrant’s Quarterly Report on Form10-Q(FileNo. 814-00736),filed on May 11, 2020).4.1Form of Share Certificate (Incorporated by reference to Exhibit 99(d)(1) to the Registrant’s Registration Statement on FormN-2(FileNo. 333-150033),filed on April 2, 2008).4.2Base Indenture, dated as of January 22, 2013, relating to the 6.25% Senior Notes due 2025, between the Registrant and American Stock Transfer & Trust Company, LLC, as trustee (Incorporated by reference to Exhibit 99(d)(8) to the Registrant’s Post-Effective Amendment No.4 to the Registration Statement on Form