Company: INVUP
Filing Date: 2025-03-28
Form Type: 10-K
Source: 0001641172-25-001193
Chunk: 1074

Company: Investview, Inc.
Filing Date: 2025-03-28
Form: 10-K
Item: Item 1
Chunk 1074
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 Exchange Commission (“SEC”) is the Federal agency charged with administration
of the federal securities laws. As a broker-dealer with the SEC, Opencash must be registered with both the SEC and maintain its membership
of the Financial Industry Regulatory Authority (FINRA), a self-regulatory organization (SRO) overseen by the SEC. The principal purpose
of regulation and discipline of broker-dealers is the protection of customers and the securities markets, rather than protection of creditors
and stockholders of broker-dealers. The regulations to which broker-dealers are subject cover all aspects of the securities business,
including training of personnel, sales methods, trading practices among broker-dealers, uses and safekeeping of customers’ funds
and securities, capital structure of securities firms, record keeping, fee arrangements, disclosure to clients, and the conduct of directors,
officers and employees. Additional legislation, changes in rules promulgated by the SEC and by self-regulatory organizations or changes
in the interpretation or enforcement of existing laws and rules may directly affect the method of operation and profitability of broker-dealers
and investment advisers. The SEC, self-regulatory organizations and state securities authorities may conduct administrative proceedings
which can result in censure, fine, cease and desist orders or suspension or expulsion of a broker-dealer or an investment adviser, its
officers or employees.

Manufacture
and Development of Over-the-counter Health, Beauty and Wellness Products

The
formulation, manufacturing, packaging, labeling, advertising, distribution and sale (hereafter, “sale” or “sold”
may be used to signify all of these activities) of our products are subject to regulation by one or more federal agencies, principally
the Food and Drug Administration (“FDA”) and the Federal Trade Commission (“FTC”), and to a lesser extent the
Consumer Product Safety Commission (“CPSC”), the United States Department of Agriculture and the Environmental Protection
Agency. Our activities are also regulated by various governmental agencies for the states and localities in which our products are sold,
as well as by governmental agencies in certain countries outside the United States in which our products are sold. Under current U.S.
regulations, our products must comply with certain labeling requirements enforced by the FDA and FTC, but otherwise generally are not
required to receive regulatory approval prior to introduction into the U.S. market. Among other matters, regulation by the FDA and FTC
is concerned with product safety and claims made with respect to a product’s ability to provide health-related benefits. Specifically,
the FDA,