Company: CODI-PB
Filing Date: 2025-08-11
Form Type: NT 10-Q
Source: 0001345126-25-000046
Chunk: 3

Company: Compass Diversified Holdings
Filing Date: 2025-08-11
Form: NT 10-Q
Chunk 3
---
 by reference, CODI has not completed its financial statements for the quarter ended June 30, 2025, and its financial statements for the quarter ended June 30, 2024 are subject to restatement. Accordingly, CODI cannot at this time provide an estimate of the anticipated changes in its results of operations for the quarter ended June 30, 2025 compared to its results of operations for the quarter ended June 30, 2024.

Cautionary Note Regarding Forward-Looking Statements

This Form 12b-25 contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, including without limitation CODI’s expectations as to the timing and outcome of the Lugano Holding, Inc. (“Lugano”) investigation, actions taken in response to the outcome of the investigation, the filing or delay of CODI’s periodic reports, the amount of any potential misstatements associated with Lugano and the impact any such misstatements may have on CODI’s previously issued financial statements or results of operations, CODI’s beliefs and expectations relating to the anticipated financial and other impacts of internal control failures and the items subject to investigation and restatement review, and the impacts of any material weaknesses identified and CODI’s remediation efforts and efforts to prepare financial statements. Such forward looking statements may be identified by, among other things, the use of forward-looking terminology such as “believe,” “expect,” “may,” “could,” “would,” “plan,” “intend,” “estimate,” “predict,” “potential,” “continue,” “should” or “anticipate” or the negative thereof or other variations thereon or comparable terminology, or by discussions of strategy that involve risks and uncertainties. These statements are based on beliefs and assumptions by the Board and management, and on information currently available to the Board and management. These statements involve risk and uncertainties that could cause CODI’s actual results and outcomes to differ, perhaps materially, including but not limited to: the discovery of additional information relevant to the investigation; the conclusions (and timing of those conclusions) concerning matters relating to the investigation; the timing of the review by, and the conclusions of, CODI’s independent registered public accounting firm regarding the investigation and CODI’s financial statements; a further material delay in CODI’s financial reporting or ability to hold an annual meeting of stockholders; the impacts of restatement reviews