Company: HCWB
Filing Date: 2025-11-20
Form Type: 8-K
Source: 0001193125-25-289873
Chunk: 2

Company: HCW Biologics Inc.
Filing Date: 2025-11-20
Form: 8-K
Item: Item 3.02
Chunk 2
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Item 3.02 Unregistered Sales of Equity Securities.

The Company issued the New Warrant pursuant to the exemption from the registration requirements of the Securities Act of 1933, as amended (the “ Securities Act”), available under Section 4(a)(2) of the Series Act and intends to issue the New Warrant Shares pursuant to the same exemption or pursuant to the exemption provided by Section 3(a)(9) of the Securities Act.

The description of the New Warrants under Item 1.01 above is incorporated by reference herein. The form of the New Warrants has been filed as Exhibit 4.1 to this Form 8-K and is incorporated by reference herein.