Company: KPEA
Filing Date: 2025-01-14
Form Type: 10-K
Source: 0001493152-25-002124
Chunk: 153

Company: Kun Peng International Ltd.
Filing Date: 2025-01-14
Form: 10-K
Item: Item 6
Chunk 153
---
 of fund
and securities in the People’s Republic of China.

Our
directors hold their positions until the next annual meeting of shareholders and until their successors are elected and qualified by
our shareholders, or until earlier death, retirement, resignation, or removal.

Director
Independence

Except
as reported above, our directors do not hold any directorships in other reporting companies. Ms. Lili Zhang and Ms. Lingya Jia qualify
as “independent directors” under the Rules of NASDAQ, Marketplace Rule 4200(a)(15).

Family
Relationships

There
are no family relationships between any of our directors or executive officers.

Involvement
in Certain Legal Proceedings

To
the best of our knowledge, none of our directors or executive officers has, during the past ten years:

    ●
    been
    convicted in a criminal proceeding or been subject to a pending criminal proceeding (excluding traffic violations and other minor
    offenses);

    ●
    had
    any bankruptcy petition filed by or against the business or property of the person, or of any partnership, corporation, or business
    association of which he or she was a general partner or executive officer, either at the time of the bankruptcy filing or within
    two years prior to that time;

    ●
    been
    subject to any order, judgment, or decree, not subsequently reversed, suspended, or vacated, of any court of competent jurisdiction
    or federal or state authority, permanently or temporarily enjoining, barring, suspending, or otherwise limiting his or her involvement
    in any type of business, securities, futures, commodities, investment, banking, savings and loan, or insurance activities, or to
    be associated with persons engaged in any such activity;

    ●
    been
    found by a court of competent jurisdiction in a civil action or by the Securities and Exchange Commission or the Commodity Futures
    Trading Commission to have violated a federal or state securities or commodities law, and the judgment has not been reversed, suspended,
    or vacated;

    ●
    been
    the subject of, or a party to, any federal or state judicial or administrative order, judgment, decree, or finding, not subsequently
    reversed, suspended, or vacated (not including any settlement of a civil proceeding among private litigants), relating to an alleged
    violation of any federal or state securities or commodities law or regulation, any law or regulation respecting financial institutions
    or insurance companies including,