Company: AIRJW
Filing Date: 2025-05-05
Form Type: 424B3
Source: 0001213900-25-039770
Chunk: 167

Company: AirJoule Technologies Corp.
Filing Date: 2025-05-05
Form: 424B3
Chunk 167
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 have been registered or qualified for sale in the state or an exemption from the state’s
registration or qualification requirement is available and complied with.

B. Riley Principal Capital II is an
“underwriter” within the meaning of Section 2(a)(11) of the Securities Act with respect to the offer and sale by
B. Riley Principal Capital II of up to 4,250,000 shares of our Class A Common Stock that may be issued by us to B. Riley Principal Capital
II pursuant to the Purchase Agreement. For the avoidance of doubt, B. Riley Principal Capital II is not involved in the offer and sale
of Class A Common Stock by the PIPE Investors, and is not an “underwriter” within the meaning of Section 2(a)(11) of the Securities
Act with respect to such offerings.

B. Riley Principal Capital II has informed
us that it presently anticipates using, but is not required to use, B. Riley Securities, Inc. (“BRS”), a registered broker-dealer
and FINRA member and an affiliate of B. Riley Principal Capital II, as a broker to effectuate resales, if any, of our Class A
Common Stock that it may acquire from us pursuant to the Purchase Agreement, and that it may also engage one or more other registered
broker-dealers to effectuate resales, if any, of such Class A Common Stock that it may acquire from us. Such resales will be made
at prices and at terms then prevailing or at prices related to the then current market price. Each such registered broker-dealer will
be an underwriter within the meaning of Section 2(a)(11) of the Securities Act. B. Riley Principal Capital II has
informed us that each such broker-dealer it engages to effectuate resales of our Class A Common Stock on its behalf, excluding BRS,
may receive commissions from B. Riley Principal Capital II for executing such resales for B. Riley Principal Capital II
and, if so, such commissions will not exceed customary brokerage commissions.

B. Riley Principal Capital II is
an affiliate of BRS, a registered broker-dealer and FINRA member, which will act as an executing broker that will effectuate resales
of our common stock that may be acquired by B. Riley Principal Capital II from us pursuant to the Purchase Agreement to
the public in this offering. Because B. Riley Principal Capital II will receive all the net proceeds from such resales of
our common stock made to