Company: SWZ
Filing Date: 2025-03-11
Form Type: N-CSR
Source: 0001839882-25-014961
Chunk: 27

Company: Total Return Securities Fund
Filing Date: 2025-03-11
Form: N-CSR
Chunk 27
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 Inc. 7 Bryant Park New York, NY 10018-3706 (212) 641-3800 Investment Sub-adviser Schroder Investment Management North America Ltd. 1 London Wall Place London, EC2Y, United Kingdom Administrator U.S. Bank Global Fund Services Custodian U.S. Bank, N.A. Transfer Agent Equiniti Trust Company, LLC 48 Wall Street, Floor 23 New York, NY 10005 (888) 556-0425 Legal Counsel Sullivan & Cromwell LLP Independent Registered Public Accounting Firm Tait, Weller & Baker LLP The Investment Adviser The Swiss Helvetia Fund, Inc. (the “Fund”) is managed by Schroder Investment Management North America Inc. (“SIMNA Inc.”). SIMNA Inc. is an investment adviser registered with the U.S. Securities & Exchange Commission (the “SEC”). It provides asset management products and services to the Fund, other registered investment companies, private funds and segregated accounts. SIMNA Inc. is part of a global asset management firm with approximately $1,042.7 billion in assets under management and administration as of September 30, 2024. Executive Offices The Swiss Helvetia Fund, Inc. 615 East Michigan Street Milwaukee, WI 53202 (212) 641-3800 For inquiries and reports: (212) 641-3800 email: swzintermediary@schroders.com Website Address www.swzfund.com The Fund The Fund is a non-diversified, closed-end investment company whose objective is to seek long-term capital appreciation through investment in equity and equity-linked securities of Swiss companies. The Fund also may acquire and hold equity and equity-linked securities of non-Swiss companies in limited instances. The Fund is listed on the New York Stock Exchange under the symbol “SWZ”. Net Asset Value is calculated daily by 6:15 P.M. (Eastern Time). The most recent calculation is available by accessing the Fund’s website www.swzfund.com. Net Asset Value is also published weekly in Barron’s, the Monday edition of The Wall Street Journaland the Sunday edition of The New York Times. 46 (This Page Intentionally Left Blank.)

| (b) | Not applicable. |

Item 2. Code of Ethics. The registrant has adopted a code of ethics that applies to the registrant’s principal executive officer and principal financial officer. The registrant has not made any substantive amendments to its code of ethics during the period covered by this