Company: TOMZ
Filing Date: 2025-11-14
Form Type: S-3
Source: 0001654954-25-013109
Chunk: 26

Company: TOMI Environmental Solutions, Inc.
Filing Date: 2025-11-14
Form: S-3
Chunk 26
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 for the best interests of the corporation in a proceeding by or in right of the corporation to procure a judgment in its favor or in a proceeding by or in the right of a shareholder, (b) a transaction in which the director or officer derived an improper personal benefit, (c) a violation of the criminal law, unless the director or officer had reasonable cause to believe his or her conduct was lawful or had no reasonable cause to believe his or her conduct was unlawful, or (d) in the case of a director, a circumstance under which the director would be liable under the FBCA for an unlawful distribution.

We have not adopted provisions in our amended bylaws providing that our current and former directors and officers shall be indemnified beyond the compulsory indemnification set out under the FBCA. The Company has obtained a directors’ and officers’ liability insurance policy covering its current and former directors and officers.

| II-2 |

Item 16. Exhibits

(a)Exhibits.

Exhibit Index

| Exhibit No. |     | Description                                                                                                                                                                                                                             |
| 1.1*        |     | Form of Underwriting Agreement                                                                                                                                                                                                          |
| 3.1         |     | Articles of Restatement of the Registrant, effective October 6, 2009 (incorporated by reference to Exhibit 3.1 to the Registrant’s registration statement on Form S-1, File No. 333-162356, filed with the SEC on October 6, 2009)      |
| 3.2         |     | Articles of Amendment of Articles of Incorporation of the Registrant, effective October 24, 2011 (incorporated by reference to Exhibit 3 to the Registrant’s Current Report on Form 8-K filed with the SEC on November 7, 2011)         |
| 3.3         |     | Articles of Amendment of Articles of Incorporation of the Registrant, effective September 10, 2020 (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on September 14, 2020)   |
| 3.4         |     | Amended Bylaws of the Registrant, adopted effective November 2, 2007 (incorporated by reference to Exhibit 3.2 to the Registrant’s Quarterly Report on Form 10-Q filed with the SEC on May 16, 2016)                                    |
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