Company: KITTW
Filing Date: 2025-12-08
Form Type: 8-K
Source: 0001849820-25-000301
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Company: Nauticus Robotics, Inc.
Filing Date: 2025-12-08
Form: 8-K
Item: Item 8.01
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Item 8.01 Other Events.

As previously disclosed by Nauticus Robotics, Inc., a Delaware corporation (the “ Company”) in its filings with the SEC, on October 16, 2025, the Company received a deficiency letter (the “ Deficiency Letter”) from the Listing Qualifications Department (the “ Staff”) of The Nasdaq Stock Market LLC (“ Nasdaq”) notifying the Company that, for the preceding 30 consecutive trading days, the market value of the Company’s listed securities had been below the minimum $35,000,000 requirement for continued listing on The Nasdaq Capital Market, pursuant to Nasdaq Listing Rule 5550(b)(2) (the “ MVLS Requirement”). The Company also did not meet the alternative equity requirement under Nasdaq Listing Rule 5550(b)(1) (the “ Equity Rule”) or the alternative net income requirement under Nasdaq Listing Rule 5550(b)(3).

The Company timely requested a hearing before a Hearings Panel. On December 4, 2025 the Company attended a hearing before the Hearings Panel. No decision has been announced by the Hearings Panel.

The Company undertook a number of actions to regain compliance with The Nasdaq Capital Market listing rules.

As previously disclosed by the Company in its filings with the SEC, on October 24, 2025, the Company filed a prospectus supplement to the prospectus dated May 29, 2025, announcing that the Company may now offer and sell additional shares of its common stock having an aggregate offering price of up to $1,600,000 from time to time under the At The Market Offering Agreement (the “ Sales Agreement”) with H. C. Wainwright & Co. LLC., or Wainwright. On October 31, 2025, the Company filed another prospectus supplement to the prospectus dated May 29, 2025, announcing that the Company may now offer and sell additional shares of its common stock having an aggregate offering price of up to $92,000,000 from time to time under the Sales Agreement. Since October 2025, the Company has offered common stock in the aggregate amount of $7.1 million as registered under the prospectus dated May 29, 2025 as supplemented by the prospectus supplements dated October 24, 2025 and October 31, 2025, with the aggregate net proceeds of $6.9 million after expenses.

As previously disclosed by the Company in its filings with the SEC, on