Company: CPMV
Filing Date: 2025-08-19
Form Type: 10-Q
Source: 0001683168-25-006318
Chunk: 49

Company: Mosaic ImmunoEngineering Inc.
Filing Date: 2025-08-19
Form: 10-Q
Item: Part II, Item 3
Chunk 49
---
None.

    Item 4.
    Mine Safety Disclosures

Not applicable.

    Item 5.
    Other Information

Mr. Lytle resigned as EVP, Chief Financial Officer
and from the Board of Directors of the Company on August 15, 2025. Mr. Lytle’s resignation was not the result of any disagreement
with either the Board of Directors or management of the Company. Mr. Steven King, President and CEO, assumed the role of Principal Financial
Officer and Principal Accounting Officer.

Dr. Garnick resigned from the Board of Directors
of the Company and any committees of the Board of Directors effective August 15, 2025. The resignation was not the result of any disagreement
with either the Board of Directors or management of the Company.

Dr. Baffi resigned from the Board of Directors
of the Company and any committees of the Board of Directors effective August 18, 2025. The resignation was not the result of any disagreement
with either the Board of Directors or management of the Company.

During the quarter ended June 30, 2025, no director
or officer adopted or terminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement, as each term is defined in
Item 408(a) of Regulation S-K.

    Item 6.
    Exhibits

The exhibits filed or furnished as part of this Quarterly
Report on Form 10-Q are set forth below.

    Exhibit No.
     
    Description

    31.1*
     
    Certification of Principal Executive and Principal Financial Officer pursuant to Rule 13a-14(a) or 15d-14(a) of the Securities Exchange Act of 1934, as amended
  
    32.1*
     
    Certification of Principal Executive and Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
  
    101.INS*
     
    XBRL Instance Document
  
    101.SCH*
     
    XBRL Schema Document
  
    101.CAL*
     
    XBRL Calculation Linkbase Document
  
    101.DEF*
     
    XBRL Definition Linkbase Document
  
    101.LAB*
     
    XBRL Label Linkbase Document
  
    101.PRE*
     
    XBRL Presentation Linkbase Document

    *
    Filed herewith. 

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