Company: APM
Filing Date: 2025-07-15
Form Type: DRS
Source: 0001213900-25-063899
Chunk: 233

Company: Aptorum Group Ltd
Filing Date: 2025-07-15
Form: DRS
Chunk 233
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7.

On October 13, 2017, ordinary
resolutions were passed at an extraordinary general meeting of the Company approving (the “Conversions”): (i) converting 7,213,587
of authorized but unissued ordinary shares into 5,457,362 authorized but unissued Class A Ordinary Shares, par value of $10.00 per share
and 1,756,225 authorized but unissued Class B Ordinary Shares, par value of $10.00 per share, respectively; (ii) converting 2,493,085
ordinary shares held by three shareholders into an aggregate of 249,309 Class A Ordinary Shares and 2,243,776 Class B Ordinary Shares;
and (iii) converting 293,330 ordinary shares held by 24 shareholders into an aggregate 293,330 Class A Ordinary Shares. Following these
issuances, we had 27 shareholders of record.

On October 19, 2017, we changed
our name from APTUS Holdings Limited to our current name, Aptorum Group Limited.

On March 23, 2018, Jurchen
transferred 44,615 Class A Ordinary Shares and 401,537 Class B Ordinary Shares to CGY Investments Limited, a company incorporated in Hong
Kong and which we deem Mr. Darren Lui jointly controls and/or of which he has substantial influence on the disposition rights and voting
rights of such shares. Following this transfer, Jurchen owns approximately 33% and 72% of our Class A Ordinary Shares and Class B
Ordinary Shares, respectively.

On December 17, 2018, the
Company consummated its IPO of 76,142 Class A Ordinary Shares. The shares were sold at a price of $158 per share, generating gross proceeds
to the Company of approximately $12,030,420.

On May 26, 2021, the Company
entered into a private placement shares purchase agreement with Jurchen, issuing 138,793 Class A Ordinary Shares, par value $10 per share,
at $28.82 per share, representing a 10% premium to the last closing price of the Company’s Class A Ordinary Shares on the NASDAQ
stock exchange on that date. The Company received aggregate gross proceeds of $4,000,000 from the purchase of these shares. Following
the purchase, Mr. Huen’s total shareholding represented 55.52% of the total issued share capital of the Company