Company: INV
Filing Date: 2025-04-15
Form Type: S-1
Source: 0001628280-25-017890
Chunk: 166

Company: Innventure, Inc.
Filing Date: 2025-04-15
Form: S-1
Chunk 166
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 subject to the reporting requirements of Section 13 or 15(d) of the Exchange

Act;

• the issuer of the securities has filed all Exchange Act reports and material required to be filed, as

applicable, during the preceding twelve months (or such shorter period that the issuer was required to file

such reports and materials), other than Form 8-K reports; and

• at least one year has elapsed from the time that the issuer filed current Form 10 type information with the

SEC reflecting its status as an entity that is not a shell company.

As a result, although Innventure is a new registrant, shares of Common Stock and Innventure Warrants may not

be eligible for sale pursuant to Rule 144 without registration until October 9, 2025—one year from the time that

Innventure filed current Form 10 type information with the SEC.

Innventure is no longer a shell company, and so, once the conditions set forth in the exceptions listed above are

satisfied, Rule 144 will become available for the resale of the above noted restricted securities.

Rule 701

In general, under Rule 701 of the Securities Act as currently in effect, each of Innventure’s employees,

consultants or advisors who purchased equity shares from Innventure in connection with a compensatory stock plan

or other written agreement executed prior to the completion of the Business Combination is eligible to resell those

equity shares in reliance on Rule 144, but without compliance with some of the restrictions, including the holding

period, contained in Rule 144. However, the Rule 701 shares remain subject to lock-up arrangements and only

become eligible for sale when the lock-up period expires.

100

PLAN OF DISTRIBUTION

We are registering (A) the resale by the Selling Stockholders or their permitted transferees of up to 15,965,989

shares of Common Stock, which includes (i) up to 8,480,518 shares of Common Stock that may be issued upon

conversion of Series C Preferred Stock, (ii) 85,471 shares of Common Stock issued to Ducera, (iii) up to 3,000,000

shares of Common Stock that may be issued upon the conversion of Convertible Debentures issued to Yorkville

pursuant to the Securities Purchase Agreement, (iv) up to 4,100,000 shares of Common Stock that we may issue and

sell to Yorkville from time to time pursuant to the SE