Company: APM
Filing Date: 2025-07-15
Form Type: DRS
Source: 0001213900-25-063906
Chunk: 205

Company: Aptorum Group Ltd
Filing Date: 2025-07-15
Form: DRS
Chunk 205
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 necessary, proper, or advisable under any applicable laws to consummate and make effective the Merger, including, but not limited to, the preparation and filings of all forms, registrations, notifications and notices required to be filed to consummate the Transaction, taking all actions reasonably necessary to obtain any consent, clearance, expiration or termination of a waiting period, authorization, order, non -objectionor approval of, or any exemption by, any governmental authority required or advisable to be obtained or made by Aptorum, DiamiaR or any of their respective affiliates, and the execution and delivery of any additional instruments. Conditions to Completion of the Merger The obligations of the parties to consummate the Merger are subject to the satisfaction or (to the extent permitted by applicable law) waiver by each of the parties to the Merger Agreement of the following conditions at or prior to the Closing: •the approval of the Domestication Proposal and the completion of the Domestication; •the approval of the Nasdaq Stock Issuance Proposal; •the conversion of all outstanding convertible debt of Aptorum and of DiamiR; •the completion of review by Nasdaq of Aptorum’s listing of additional securities application for the shares to be issued in connection with the Merger, and the continuous listing of Aptorum’s shares on Nasdaq; •the declaration by the SEC of the effectiveness of a registration statement on Form S -4registering the shares of Aptorum Delaware common stock issuable pursuant to the Merger Agreement; •the composition of the board of directors of the Combined Company is as agreed between DiamiR and Aptorum and the post -mergerofficers and directors shall have entered into employment agreements with Aptorum; and •Aptorum maintaining a certain amount of cash balance and working capital as required at closing; the execution and delivery by each counterparty to the Stockholders Agreement and •the lack of any order issued by any governmental authority of competent jurisdiction preventing the consummation of the Merger being in effect, and no applicable law having been enacted, entered, promulgated or enforced by any governmental authority or otherwise being in effect that prohibits or makes illegal the consummation of the Merger.

107 In addition, Aptorum’s obligation to complete the Merger is subject to the satisfaction or (to the extent permitted by applicable law) waiver by Aptorum at or prior to the closing of the following conditions: •the truth and accuracy of certain representations and warranties of DiamiR set forth in the Merger Agreement as of the