Company: SWKH
Filing Date: 2025-04-10
Form Type: 8-K
Source: 0001628280-25-017350
Chunk: 3

Company: SWK Holdings Corp
Filing Date: 2025-04-10
Form: 8-K
Item: Item 9.01
Chunk 3
---
Item 9.01

Financial Statements and Exhibits.

(b) Pro forma financial information.

The unaudited pro forma consolidated financial statements of the Company as of and for the year ended December 31, 2024 and the notes related thereto, giving effect to the Royalty Sale, are filed as Exhibit 99.2 to this Current Report on Form 8-K and incorporated herein by reference.

(d) Exhibits

  Exhibit No.      Description                                                                                     
         99.1      Press Release of SWK Holdings Corp, dated April 10, 2025                                        
 ───────────────────────────────────────────────────────────────────────────────────────────────────────────────────
         99.2      Unadudited Pro Forma Condensed Consolidated Financial Information for SWK Holdings Corporation  
          104      Cover Page Interactive Date File (embedded within the Inline XBRL document)                     

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

  SWK HOLDINGS CORPORATION                                             
  By:                           /s/ Joe D. Staggs                      
                                Joe D. Staggs                          
                                President and Chief Executive Officer  

Date: April 10, 2025