Company: SHPH
Filing Date: 2025-02-26
Form Type: 10-K
Source: 0001493152-25-008300
Chunk: 332

Company: Shuttle Pharmaceuticals Holdings, Inc.
Filing Date: 2025-02-26
Form: 10-K
Item: Item 1A
Chunk 332
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 which he was an executive
    officer at or within two years before the time of such filing;

    (2)
    Such
    person was convicted in a criminal proceeding or is a named subject of a pending criminal proceeding (excluding traffic violations
    and other minor offenses);

    (3)
    Such
    person was the subject of any order, judgment, or decree, not subsequently reversed, suspended, or vacated, of any court of competent
    jurisdiction, permanently or temporarily enjoining him from, or otherwise limiting, the following activities:

    i.
    Acting
    as a futures commission merchant, introducing broker, commodity trading advisor, commodity pool operator, floor broker, leverage
    transaction merchant, any other person regulated by the Commodity Futures Trading Commission, or an associated person of any of the
    foregoing, or as an investment adviser, underwriter, broker or dealer in securities, or as an affiliated person, director or employee
    of any investment company, bank, savings and loan association or insurance company, or engaging in or continuing any conduct or practice
    in connection with such activity;

    ii.
    Engaging
    in any type of business practice; or

    iii.
    Engaging
    in any activity in connection with the purchase or sale of any security or commodity or in connection with any violation of Federal
    or State securities laws or Federal commodities laws;

74

    (4)
    Such
    person was the subject of any order, judgment, or decree, not subsequently reversed, suspended or vacated, of any Federal or State
    authority barring, suspending or otherwise limiting for more than 60 days the right of such person to engage in any activity described
    in paragraph (f)(3)(i) below, or to be associated with persons engaged in any such activity;

    (5)
    Such
    person was found by a court of competent jurisdiction in a civil action or by the Commission to have violated any Federal or State
    securities law, and the judgment in such civil action or finding by the Commission has not been subsequently reversed, suspended,
    or vacated;

    (6)
    Such
    person was found by a court of competent jurisdiction in a civil action or by the Commodity Futures Trading Commission to have violated
    any Federal commodities law, and the judgment in such civil action or finding by the Commodity Futures Trading Commission has not
    been subsequently reversed, suspended, or vacated;

    (7)
    Such