Company: OXLCZ
Filing Date: 2025-02-21
Form Type: 424B2
Source: 0001213900-25-015823
Chunk: 83

Company: Oxford Lane Capital Corp.
Filing Date: 2025-02-21
Form: 424B2
Chunk 83
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 14 Table of Contents RISK FACTORS Investing in our securities involves a high degree of risk. Before deciding whether to invest in our securities, you should carefully consider the risks and uncertainties described in the section titled “Principal Risks” in our most recent Annual Report on Form N -CSRfor the fiscal year ended March 31, 2024, filed with the SEC on May 17, 2024 and our most recent Semi -AnnualReport on Form N -CSRfor the six months ended September 30, 2024, filed with the SEC on November 1, 2024, as such principal risks may be supplemented from time to time, which is incorporated by reference herein. The specific risks applicable to a particular offering of Securities will be set forth in the related prospectus supplement. 15 Table of Contents CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS This prospectus, including the documents we incorporate by reference herein, contains forward -lookingstatements that involve substantial risks and uncertainties. These forward -lookingstatements are not historical facts, but rather are based on current expectations, estimates and projections about Oxford Lane Capital Corp., our current and prospective portfolio investments, our industry, our beliefs, and our assumptions. Words such as “anticipates,” “expects,” “intends,” “plans,” “will,” “may,” “continue,” “believes,” “seeks,” “estimates,” “would,” “could,” “should,” “targets,” “projects,” and variations of these words and similar expressions are intended to identify forward -lookingstatements. The forward -lookingstatements contained in this prospectus involve risks and uncertainties, including statements as to: •our future operating results, including our ability to achieve objectives; •our business prospects and the prospects of a CLO vehicle’s portfolio companies; •the impact of investments that we expect to make; •our contractual arrangements and relationships with third parties; •the dependence of our future success on the general economy and its impact on the industries in which we invest; •market conditions and our ability to access alternative debt markets and additional debt and equity capital; •the ability of a CLO vehicle’s portfolio companies to achieve their objectives; •the valuation of our investments in CLOs, particularly those having no liquid trading market; •our expected financings and investments; •the ability of Oxford Lane Management to locate suitable investments for us and to monitor and administer our investments; •the adequacy of our cash resources and working capital; and •the timing of cash