Company: WTFCN
Filing Date: 2025-02-28
Form Type: 10-K
Source: 0001015328-25-000093
Chunk: 177

Company: WINTRUST FINANCIAL CORP
Filing Date: 2025-02-28
Form: 10-K
Item: Item 12
Chunk 177
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ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS

Information with respect to security ownership of certain beneficial owners and management is incorporated by reference to the materials under the caption “Security Ownership of Certain Beneficial Owners, Directors and Management” that will be included in the Company’s Proxy Statement.

The following table summarizes information as of December 31, 2024, relating to the Company’s equity compensation plans pursuant to which common stock is authorized for issuance:

EQUITY COMPENSATION PLAN INFORMATION    Plan CategoryNumber ofsecurities to be issuedupon exercise ofoutstanding options,warrants and rights(a)Weighted-averageexercise price ofoutstanding options,warrants and rights(b)Number of securitiesremaining availablefor future issuanceunder equitycompensation plans(excluding securitiesreflected in column (a))(c)Equity compensation plans approved by security holdersWTFC 1997 Stock Incentive Plan, as amended85,000 —— WTFC 2007 Stock Incentive Plan10,576 —— WTFC 2015 Stock Incentive Plan380,678 —— WTFC 2022 Stock Incentive Plan1,074,759 —680,538 WTFC Employee Stock Purchase Plan— —140,036 WTFC Directors Deferred Fee and Stock Plan— —356,600 1,551,013 —1,177,174 Equity compensation plans not approved by security holders (1)N/A— —— Total1,551,013 —1,177,174 

(1)Excludes 10,825 shares of the Company’s common stock issuable pursuant to the exercise of options granted under the plan of STC Bancshares Corporation. The weighted average exercise price of these options is $43.76. No additional awards will be made under this plan.