Company: INV
Filing Date: 2025-03-26
Form Type: 424B3
Source: 0001140361-25-010353
Chunk: 104

Company: Innventure, Inc.
Filing Date: 2025-03-26
Form: 424B3
Chunk 104
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 neither the Series C Preferred Stock nor the Converted Shares (as defined below) will be registered under the Securities Act, the securities laws of any state of the United States or the securities laws of any other country; (B) in issuing and selling the Series C Preferred Stock to such Non-U.S. person pursuant hereto, the Company is relying upon the “safe harbor” provided by Regulation S and/or on Section 4(a)(2) under the Securities Act; (C) it is a condition to the availability of the Regulation S “safe harbor” that the Series C Preferred Stock and the Converted Shares not be offered or sold in the United States or to a U.S. person until the expiration of a six-month “distribution compliance period” following the Closing; and 13 (D) notwithstanding the foregoing, prior to the expiration of the six-month “distribution compliance period” after the Closing (the “ Restricted Period”), the Series C Preferred Stock and the Converted Shares may be offered and sold by the holder thereof only if such offer and sale is made in compliance with the terms of this Agreement and either: (1) if the offer or sale is within the United States or to or for the account of a U.S. person (as such terms are defined in Regulation S), the securities are offered and sold pursuant to an effective registration statement or pursuant to Rule 144 under the Securities Act or pursuant to an exemption from the registration requirements of the Securities Act; or (2) the offer and sale is outside the United States and to other than a U.S. person. (iii) As used herein, the term “ United States” means the United States of America, its territories and possessions, any State of the United States, and the District of Columbia, and the term “ U.S. person” (as defined in Regulation S) means: (A) a natural person resident in the United States; (B) any partnership or corporation organized or incorporated under the laws of the United States; (C) any estate of which any executor or administrator is a U.S. person; (D) any trust of which any trustee is a U.S. person; (E) any agency or branch of a foreign entity located in the United States; (F) any nondiscretionary account or similar account (other than an estate or trust) held by a dealer or other fiduciary for the benefit or account of a U.S. person; (G) any discretionary account or similar account (other than an estate or trust)