Company: AAOI
Filing Date: 2025-04-25
Form Type: 424B7
Source: 0001104659-25-039431
Chunk: 9

Company: APPLIED OPTOELECTRONICS, INC.
Filing Date: 2025-04-25
Form: 424B7
Chunk 9
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 which all of the shares included in the registration statement have been sold in accordance with the plan and method of distribution described herein. See “Plan of Distribution.” The following table sets forth information with respect to the current beneficial ownership of the selling securityholder, the number of shares of our common stock being offered hereby by the selling securityholder and information with respect to shares to be beneficially owned by the selling securityholder after completion of this offering, assuming all shares that may be offered from time to time by the selling securityholder pursuant to this prospectus supplement are sold. Beneficial ownership is determined under the rules of the SEC, and such information is not necessarily indicative of beneficial ownership for any other purpose. Under such rules, beneficial ownership includes any shares as to which a person has sole or shared voting power or investment power and any shares which the person has the right to acquire within 60 days through the exercise of any option, warrant or right, through conversion of any security or pursuant to the automatic termination of a power of attorney or revocation of a trust, discretionary account or similar arrangement. Percentages are calculated in accordance with applicable SEC rules and are based on beneficial ownership as provided by the selling securityholder to us and 55,514,060 shares of our common stock issued and outstanding as of April 23, 2025.

| ​                                         | ​ | ​ | Shares of CommonStock BeneficiallyOwned BeforeOffering |   |   |   |   |   |            |   |   |   | ​ | ​ | Number ofShares ofCommonStockOfferedby thisProspectusSupplement(1) |   |           |   | ​ | ​ | Shares of CommonStock Owned AfterOffering(2) |   |   |   |   |   |   |   |   |   | ​ |
| Selling Securityholder                    | ​ | ​ | Number                                                 |   |   |   | ​ | ​ | Percentage |   |   |   | ​ | ​ | Number                                                             |   |           |   | ​ | ​ | Percentage                                   |   |   |   | ​ |   |   |   |   |   |   |
| Amazon.com NV Investment Holdings LLC.(3) | ​ | ​ | ​                                                      | ​ | 0 | ​ | ​ | ​ | ​          | ​ | * | ​ | ​ | ​ | ​                                                                  | ​ | 7,945,399 | ​ | ​ | ​ | ​                                            | ​ | 0 | ​ |