Company: PGYWW
Filing Date: 2025-04-30
Form Type: DEF 14A
Source: 0001883085-25-000066
Chunk: 43

Company: Pagaya Technologies Ltd.
Filing Date: 2025-04-30
Form: DEF 14A
Chunk 43
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 Board. Our board of directors has determined that Avi Zeevi, Daniel Petrozzo, Harvey Golub, Alison Davis and Asheet Mehta are “independent directors” as defined in Nasdaq listing standards and applicable SEC rules.

#### Delinquent Section 16(a) Reports
Section 16(a) of the Exchange Act requires the Company’s directors and executive officers, and persons who own more than 10% of the Company’s Ordinary Shares, to file with the SEC reports of beneficial ownership and reports of changes in beneficial ownership in the Ordinary Shares. Even though the Company was a private foreign issuer during the year ended December 31, 2024, and the Company’s directors, executive officers and

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greater than 10% shareholders were exempt from the requirements of Section 16(a) during that period, since the Company’s earnings release for the quarter ended March 31, 2024, we have begun filing on U.S. domestic issuer forms. Based solely upon a review of Forms 3, 4 and 5, and amendments thereto, filed electronically with the SEC during the year ended December 31, 2024, all Section 16(a) filing requirements applicable to our officers, directors and greater than 10% beneficial owners were complied with during fiscal year 2024, other than a late filing on a Form 4 on behalf of Mr. Yahav Yulari which was filed on April 9 instead of April 5; a Form 4 for Mr. Avi Zeevi filed on April 9 instead of April 8; a Form 3 for each of Messrs. Evangelos Perros, Harvey Golub, and Dan Petrozzo and Ms. Nicole Torraco filed on April 26 instead of April 18; a Form 3 on behalf of Mr. Scott Bower, filed on May 17, instead of April 18; a Form 4 for Mr. Sanjiv Das filed on August 21 instead of April 18 and July 18; a Form 4 on behalf of Ms. Tami Rosen filed on August 21 instead of May 2; Form 4s for Mr. Scott Bower and Mr. Evangelos Perros filed on August 21 instead of July 3; a Form 4 for each of Messrs. Avi Zeevi, Harvey Golub and Dan Petrozzo, filed on September 17 instead of June 17; a Form