Company: APM
Filing Date: 2025-07-15
Form Type: DRS
Source: 0001213900-25-063906
Chunk: 287

Company: Aptorum Group Ltd
Filing Date: 2025-07-15
Form: DRS
Chunk 287
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 shares held by Jurchen, the principal office address of which is at 17 thFloor, Guangdong Investment Tower, 148 Connaught Road Central, Hong Kong. (4)[ ] has voting control over the shares held by L1 Capital Global Opportunities Master Fund, Ltd. The address of L1 is [ ]. (5)CGY Investments Limited is 50% held by Seng Fun Yee, 25% held by Mandy Lui and 25% held by Adrian Lui (all of whom are related to our former CEO, Mr. Darren Lui). Mr. Lui controls and/or has substantial influence on the disposition and voting rights of the shares held by his spouse, but no such control over the shares held by his sister or brother. Includes 533,575 Aptorum Class A ordinary shares held by CGY Investments Limited. The address for CGY is Unit A, 3/F, Cheong Sun Tower, 116 -118Wing Lok Street, Sheung Wan, Hong Kong. 165 APTORUM’S CERTAIN RELATED PARTY TRANSACTIONS The following discussion is a brief summary of certain material arrangements, agreements and transactions Company has with related parties since January 1, 2022, other than the compensation and shareholding arrangements that are described in “Management” and “Principal Shareholders.” We also engage in other transactions with related parties that we do not perceive as material. Lines of Credit On August 13, 2019 (the “Effective Date”), Aptorum Therapeutics Limited (“ATL”), one of our wholly owned subsidiaries, entered into two separate Promissory Notes and Line of Credit Agreements (the “Agreements”) with Aeneas Group Limited and Jurchen Investment Corporation (“Jurchen”). The Aeneas Group Limited Agreement and Jurchen Agreement provide ATL with a line of credit up to twelve million dollars ($12,000,000) and three million dollars ($3,000,000), respectively (collectively, the “Line of Credit”), representing the maximum aggregate amount of the advances of funds from the Line of Credit that may be outstanding at any time under the Line of Credit (the “Principal Indebtedness”). ATL may draw down from the Line of Credit at any time through the day immediately preceding the third anniversary of the Effective Date (the “Maturity Date”). As of the date hereof, the Jurchen Agreement is matured, and the maturity of Aeneas Group Limited Agreement is extended for additional three