Company: INV
Filing Date: 2025-04-15
Form Type: S-1
Source: 0001628280-25-017890
Chunk: 160

Company: Innventure, Inc.
Filing Date: 2025-04-15
Form: S-1
Chunk 160
---
holder did not have any agreements or understandings with any person to distribute such shares. The business address of the listed

Selling Stockholder is 409 Cunningham Street, Maryville, Tennessee 37803. Mr. Otworth serves as the Company’s Executive Chairman

and as a director.

(9) Consists of 200,000 shares of Common Stock issuable upon conversion of 100,000 shares of Series C Preferred Stock originally issued to

the Selling Stockholder. Based on information provided to us, the Selling Stockholder acquired the shares being registered hereunder in the

ordinary course of business, and at the time of the acquisition of the shares, the Selling Stockholder did not have any agreements or

understandings with any person to distribute such shares. The business address of the listed Selling Stockholder is 7 Country Road, Boynton

Beach, Florida 33436.

(10) Consists of up to 2,000,000 shares of Common Stock that may be issued upon conversion of the Convertible Debentures issued to Yorkville

pursuant to the Securities Purchase Agreement without exceeding the SPA Exchange Cap. Based on information provided to us, the Selling

Stockholder acquired the shares being registered hereunder in the ordinary course of business, and at the time of the acquisition of the

shares, the Selling Stockholder did not have any agreements or understandings with any person to distribute such shares. The business

address of the listed Selling Stockholder is c/o Mark Angelo, 1012 Springfield Avenue, Mountainside, New Jersey, 07092.

(11) Consists of up to 3,000,000 shares of Common Stock that may be issued upon conversion of the Convertible Debentures issued and to be

issued to Yorkville pursuant to the Securities Purchase Agreement and up to 4,100,000 shares of Common Stock that may be issued to

Yorkville pursuant to the SEPA.

(12) Consists of 85,471 shares of Common Stock issuable pursuant to the Ducera Engagement Letter. Based on information provided to us, the

Selling Stockholder acquired the shares being registered hereunder in the ordinary course of business, and at the time of the acquisition of

the shares, the Selling Stockholder did not have any agreements or understandings with any person to distribute such shares. The business

address of the listed Selling Stockholder is 11 Times Square, Floor 36, New York, New York 10036.

(13)