Company: PNNT
Filing Date: 2025-08-21
Form Type: 40-17G
Source: 0001193125-25-185310
Chunk: 15

Company: PENNANTPARK INVESTMENT CORP
Filing Date: 2025-08-21
Form: 40-17G
Chunk 15
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1. | transmitted via telefacsimile, and: |

| a. | purports and reasonably appears to be from a Customer, a Financial Institution, or another office 
 of the Insured;                                                                                   |

| b. | was in fact transmitted by someone other than a Customer, a Financial Institution, or another 
 office of the Insured; and                                                                    |

| c. | purports and reasonably appears to contain the handwritten signature of a person authorized to initiate such 
 transfer that proves to have been used by an unauthorized person; or                                         |

| 2. | transmitted verbally, via telephone, and purports to be from: |

| a. | an officer, director, partner or employee of a Customer, who is authorized by the Customer to 
 instruct the Insured or an Investment Adviser to make such a transfer;                        |

| b. | a Customer who is a natural person; or |

| c. | an Employee in another office of the Insured who was authorized by the Insured to instruct other                                                                   
 Employees to transfer funds on deposit in a Customer’s account; and was received by an Employee specifically designated to receive and act upon such instructions, |

but was in fact transmitted by someone other than a person described in paragraph V.2.; or

| 3. | transmitted via electronic mail and purports and reasonably appears to be from a Customer of the 
 Insured, but was in fact transmitted by someone other than such Customer.                        |

Fraudulent Instructiondoes not include any instruction that purports to be from a Customerunless the instruction is transmitted by a method that is authorized in the Funds Transfer Agreementbetween the Insured and the Customer.

| W. | Funds Transfer Agreement means an agreement, signed by the Customer, that: |

| a. | authorizes the Insured or an Investment Adviser to rely on instructions transmitted by either voice, 
 telefacsimile or electronic mail to make funds transfers; and                                        |

| b. | provides the Insured or an Investment Adviser with the names of persons authorized to initiate funds 
 transfers.                                                                                           |

| IVBB-16001 Ed. 01-16 © 2016 The Travelers 
 Indemnity Company. All rights reserved.   |     | Page 12 of 25 |

| X. | Guarantee means a Written undertaking obligating the signer to pay the debt of                                                                                                             
 another to the Insured or its assignee or to a Financial Institution from which the Insured has purchased participation in