Company: VLDXW
Filing Date: 2025-01-14
Form Type: 10-Q
Source: 0000950170-25-005443
Chunk: 79

Company: Velo3D, Inc.
Filing Date: 2025-01-14
Form: 10-Q
Item: Part II, Item 4
Chunk 79
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Not applicable.

Item 5. Other InformationDuring the three months ended September 30, 2024, no director or Section 16 officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.

56

Item 6. Exhibits

    Exhibit Number
     
    Description

    3.1
     
    Second Amended and Restated Bylaws of Velo3D, Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on December 26, 2024)

    4.1
     
    Form of New Warrant (July 1, 2024) (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on July 1, 2024)  

    4.2
     
    Form of New Warrant (August 12, 2024) (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on August 13, 2024)

    10.1
     
    Letter Agreement, dated July 1, 2024, by and among the Company, High Trail Investments ON LLC and HB SPV I Master Sub LLC (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on July 1, 2024)

    10.2
     
    Form of Warrant Inducement Agreement by and between the Company and Holders (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on August 13, 2024)

    10.3
     
    Licensing and Support Services Agreement, effective September 12, 2024, by and among Space Exploration Technologies Corp., Velo3D, Inc. and Velo3D US, Inc.(incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on September 13, 2024)

    10.4
     
    Limited Consent dated September 12, 2024 by and between Velo3D, Inc., Note Holders, and U