Company: GAINI
Filing Date: 2025-11-04
Form Type: 10-Q
Source: 0001321741-25-000022
Chunk: 10

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-11-04
Form: 10-Q
Item: Part I, Item 1
Chunk 10
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 Cargo Transport – 0.0%Diligent Delivery Systems – Common Stock Warrants(C)(J)8 %500 — 

THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS.7

Table of ContentsGLADSTONE INVESTMENT CORPORATIONCONSOLIDATED SCHEDULE OF INVESTMENTS (Continued)SEPTEMBER 30, 2025 (DOLLAR AMOUNTS IN THOUSANDS)(UNAUDITED)

Company and Investment(A)(B)(D)(E)Principal/Shares/ Units(F)(H)CostFair ValueDiversified/Conglomerate Manufacturing – 0.0%Phoenix Door Systems, Inc. – Common Stock(C)(J)4,221 $1,830 $— Home and Office Furnishings, Housewares, and Durable Consumer Products – 0.0%Ginsey Home Solutions, Inc. – Common Stock(C)(J)63,747 8 — Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) – 14.2%SFEG Holdings, Inc. – Common Stock(C)(J)18,721 30,746 75,894 Total Common Equity/Equivalents$44,597 $75,894 Total Non-Control/Non-Affiliate Investments$693,893 $812,538 AFFILIATE INVESTMENTS(M) – 59.2%Secured First Lien Debt – 37.3%Diversified/Conglomerate Services – 13.2%ImageWorks Display and Marketing Group, Inc. – Term Debt (SOFR+11.0%, 15.1% Cash, Due 11/2028)(J)$22,000 $22,000 $22,000 J.R. Hobbs Co. - Atlanta, LLC – Term Debt (SOFR+6.0%, 10.1% Cash, Due 9/2030)(J)20,000 20,000 20,000 The Maids International, LLC – Term Debt (SOFR+10.5%, 14.6% Cash, Due 3/2028)(J)28,560 28,560 28,560 70,560 70,560 Electronics – 9.0%Nielsen-Kellerman Acquisition Corp.(K) – Term Debt (