Company: DVAX
Filing Date: 2025-05-06
Form Type: 10-Q
Source: 0001029142-25-000071
Chunk: 211

Company: DYNAVAX TECHNOLOGIES CORP
Filing Date: 2025-05-06
Form: 10-Q
Item: Part II, Item 6
Chunk 211
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2021 001-34207  4.4Form of Global Note, representing Dynavax Technologies Corporation’s 2.50% Convertible Senior Notes due 20264.28-KMay 13, 2021001-34207 4.5Rights Agreement, dated as of October 28, 2024, between Company and Computershare Trust Company, N.A., which includes the form of Amended and Restated Certificate of Designation as Exhibit A and the form of Right Certificate as Exhibit B4.18-KOctober 29, 2024001-342074.6Indenture, dated as of March 13, 2025, between Company and U.S. Bank Trust Company, National Association, as Trustee4.18-KMarch 13, 2025001-342074.7Form of 2.00% Convertible Senior Notes due 2030 (included as Exhibit A to Exhibit 4.6)4.28-KMarch 13, 2025001-34207

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Table of Contents

10.1^Supply Agreement, dated February 10, 2025, between Company and West Pharmaceutical Services, Inc.10.3010-KFebruary 20, 2025001-3420710.2Form of Exchange and Subscription Agreement10.18-KMarch 6, 2025001-3420731.1Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002    X31.2Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002    X32.1*Certification of Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002    X32.2*Certification of Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002    X

EX—101.INSInline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.EX—101.SCHInline XBRL Taxonomy Extension Schema DocumentEX—104Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)

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^ Pursuant to Item 601(b)(10) of Regulation S-K, certain portions of this exhibit have been omitted as the Registrant has determined that (i