Company: SWKH
Filing Date: 2025-11-06
Form Type: 10-Q
Source: 0001628280-25-050155
Chunk: 2

Company: SWK Holdings Corp
Filing Date: 2025-11-06
Form: 10-Q
Item: Part II, Item 1A
Chunk 2
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 August 1, 2025 - August 31, 202522,782 14.8822,782 $— September 1, 2025 - September 30, 2025— — — $— 87,927 $15.12 87,927 

As of September 30, 2025, the Company has repurchased an aggregate of 992,629 shares under the Prior Repurchase Programs and Current Repurchase Program at a total cost of $16.5 million, or $16.67 per share. 

ITEM 3.      DEFAULTS UPON SENIOR SECURITIES.

None.

ITEM 4.      MINE SAFETY DISCLOSURES.

Not Applicable.

ITEM 5.      OTHER INFORMATION.

None.

38

ITEM 6.       EXHIBITS 

NumberExhibit DescriptionFilingFiledFormExhibitDateHerewith2.01Agreement and Plan of Merger, dated as of October 9, 2025, by and among SWK Holdings Corporation, Runway Growth Finance Corp., RWAY Portfolio Holding Corp., RWAY Portfolio Corp. and Runway Growth Capital LLC8-K2.110/10/252.02Key Stockholder Agreement, dated as of October 9, 2025, by and among Runway Growth Finance Corp., Double Black Diamond Offshore Ltd. and Black Diamond Offshore Ltd.8-K99.110/10/253.01Third Amended and Restated Certificate of Incorporation, dated as of August 12, 2022.8-K3.18/15/223.02Amended and Restated Bylaws, dated as of August 12, 2022. 8-K3.028/15/2231.01Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.X31.02Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002X32.01Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.*X32.02Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, adopted pursuant to Section 906 of the Sarbanes-Oxley Act of