Company: GRAN
Filing Date: 2025-07-01
Form Type: 424B4
Source: 0001213900-25-060039
Chunk: 175

Company: Grande Group Ltd/HK
Filing Date: 2025-07-01
Form: 424B4
Chunk 175
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hibit the printed license or certificate of registration (as the case may be) in a prominent place at its principal place of business in accordance with the requirements under the Securities and Futures (Miscellaneous) Rules (Chapter 571U of the Laws of Hong Kong); and •compliance with business conduct requirements under the Code of Conduct, the Management, Supervision and Internal Control Guidelines for Persons Licensed by or Registered with the HKSFC and other applicable codes and guidelines issued by the HKSFC. Anti-Money Laundering and Terrorist Financing Licensed corporations are required to comply with the applicable anti -moneylaundering and counter -terroristfinancing laws and regulations in Hong Kong as well as the Guideline on Anti -MoneyLaundering and Counter -Financingof Terrorism (For Licensed Corporations) published by the HKSFC. In Hong Kong, legislation dealing with money laundering and terrorist financing includes the following: (i)the Anti -MoneyLaundering and Counter -TerroristFinancing Ordinance (Chapter 615 of the Laws of Hong Kong) (‘‘AMLO’’) The AMLO imposes requirements relating to client due diligence and record -keepingand provides regulatory authorities with the powers to supervise compliance with the requirements under the AMLO. 107 (ii)Drug Trafficking (Recovery of Proceeds) Ordinance (Chapter 405 of the Laws of Hong Kong) (‘‘DTROP’’) It is an offence under the DTROP if a person deals with any property knowing or having reasonable grounds to believe it in whole or in part directly or indirectly represents the proceeds of drug trafficking. The DTROP requires a person to report to an authorized officer if he/she knows or suspects that any property (directly or indirectly) represents the proceeds of drug trafficking or is intended to be used or was used in connection with drug trafficking. Failure to make such disclosure constitutes an offence under the DTROP. (iii)Organized and Serious Crimes Ordinance (Chapter 455 of the Laws of Hong Kong) (‘‘OSCO’’) The OSCO empowers officers of the Hong Kong Police Force and the Hong Kong Customs and Excise Department to investigate organized crime and triad activities, and it gives the courts jurisdiction to confiscate the proceeds of organized and serious crimes, to issue restraint orders and charging orders in relation to the property of defendants of specified offences. The OSCO extends the money laundering offence to cover the proceeds of all indictable offences in addition to drug trafficking. (iv)