Company: ECC-PD
Filing Date: 2025-04-30
Form Type: 40-APP/A
Source: 0001104659-25-042630
Chunk: 6

Company: Eagle Point Credit Co Inc.
Filing Date: 2025-04-30
Form: 40-APP/A
Chunk 6
---
 9 | See, e.g.,                                                                                                                                  
 Massachusetts Mutual Life Insurance Co. (pub. avail. June 7, 2000), Massachusetts Mutual Life Insurance Co. (pub. avail. July 28, 2000)     
 and SMC Capital, Inc. (pub. avail. Sept. 5, 1995).                                                                                          |

| 6 |

II.GENERAL DESCRIPTION OF THE APPLICANTS

| A. | ECC |

ECC is a Delaware corporation
organized as an externally managed, non-diversified closed-end management investment company registered under the 1940 Act. ECC was initially
organized as a Delaware limited liability company on March 24, 2014, converted to a Delaware corporation on October 6, 2014
and completed its initial public offering on October 7, 2014. ECC has elected to be treated, and intends to operate so as to qualify
annually, as a regulated investment company (“RIC”) under subchapter M of the Code, for federal income tax purposes.
ECC’s principal place of business is 600 Steamboat Road, Suite 202, Greenwich, CT 06830.

ECC’s primary investment
objective is to generate high current income, with a secondary objective to generate capital appreciation. ECC has a six-member board
of which four members are not “interested persons” of ECC within the meaning of Section 2(a)(19) of the 1940 Act.

| B. | EIC |

EIC is a Delaware corporation
organized as an externally managed, diversified closed-end management investment company registered under the 1940 Act. EIC was initially
organized as a Delaware limited liability company on September 28, 2018, converted to a Delaware corporation on October 16,
2018 and completed its initial public offering on July 24, 2019. EIC has elected to be treated, and intends to operate so as to qualify
annually, as a RIC under subchapter M of the Code, for federal income tax purposes. EIC’s principal place of business is 600 Steamboat
Road, Suite 202, Greenwich, CT 06830.

EIC’s primary investment
objective is to generate high current income, with a secondary objective to generate capital appreciation. EIC has a six-member board
of which four members are not “interested persons” of EIC within the meaning of Section 2(a)(19) of the 1940 Act.

| C. | E