Company: INV
Filing Date: 2025-04-14
Form Type: 8-K
Source: 0001628280-25-017703
Chunk: 2

Company: Innventure, Inc.
Filing Date: 2025-04-14
Form: 8-K
Item: Item 1.01
Chunk 2
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 Closing Date, pursuant to the terms of the Purchase Agreement, Innventure LLC, a wholly-owned subsidiary of the Company, entered into a global guaranty agreement (the “ Guaranty”) in favor of Yorkville with respect to the Company’s obligations under the Purchase Agreement and the Convertible Debentures.

Registration Rights Agreement

On the First Closing Date, the Company entered into a registration rights agreement (the “ Registration Rights Agreement”) with Yorkville pursuant to which Yorkville is entitled to certain registration rights under the Securities Act of 1933, as amended (the “ Securities Act”). Pursuant to the Registration Rights Agreement, the Company is required to, on the 15th calendar day following the date the Company files its Annual Report on Form 10-K for the year ended December 31, 2024, file with the Securities and Exchange Commission (the “ SEC”) (at its sole cost and expense) a registration statement (the “ Registration Statement”) registering the resale by Yorkville of all Conversion Shares. Under the Registration Rights Agreement, Yorkville was also granted demand registration rights and piggyback registration rights under certain conditions as described in the Registration Rights Agreement.

The Company agreed to use its best reasonable efforts to ensure that the Registration Statement is declared effective by the earlier of the date that is 60 calendar days following the filing of filing such Registration Statement or the fifth business day after the date the Company is notified by the SEC that the Registration Statement will not be reviewed or will not be subject to further review. The Company also agreed that, with respect to any additional registration statements filed pursuant to the Registration Rights Agreement, it will use its reasonable best efforts to ensure that such registration statement is declared effective by the earlier of the date that is 75 calendar days following the date on which the Company was required to file such registration statement and the fifth business day after the date the Company is notified by the SEC that such registration statement will not be reviewed or will not be subject to further review.

The foregoing descriptions of the First Convertible Debenture, Guaranty, and Registration Rights Agreement do not purport to be complete and are qualified in their entirety by reference to the full text of such documents, which are filed herewith as Exhibits 4.1, 10.1 and 10.2, respectively, and are incorporated herein by reference.

WTI Warrants

As previously disclosed in the Prior Form 8-K, the Company also agreed to issue two warrants to purchase up to an aggregate total of 300,