Company: FOACW
Filing Date: 2025-04-08
Form Type: 424B3
Source: 0001628280-25-017061
Chunk: 16

Company: Finance of America Companies Inc.
Filing Date: 2025-04-08
Form: 424B3
Chunk 16
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 by The Coca-Cola Company Master Retirement Trust (collectively, the “Brigade Funds”). Brigade Capital Management, LP, a Delaware limited partnership (“Brigade CM”), Brigade Capital GP LLC, a Delaware limited liability company (“Brigade GP”) and Donald E. Morgan, III (collectively, the “Brigade Parties”) have shared voting and dispositive power with respect to shares of Class A Common Stock being offered by the Brigade Funds, which are held directly by private investment funds and accounts managed by Brigade CM. Brigade GP is the general partner of Brigade CM. Mr. Morgan is the managing member of Brigade GP.

(25) Excludes 20,774 shares of Class A Common Stock held by Mr. Brian Libman, the Chairman of the Company’s Board of Directors, 24,173 shares of Class A Common Stock held by an entity for which Mr. Brian Libman is a trustee, and 10,000 shares of Class A Common Stock that Mr. Brian Libman has the right to acquire within 60 days in connection with vesting of restricted stock units. Beneficial ownership by Libman Family Holdings, LLC (“LFH”) includes an aggregate of 8,042,012 shares of Class A Common Stock, which are not being offered pursuant to this prospectus, consisting of: (i) 1,086,956 shares of Class A Common Stock and (ii) 6,955,056 shares of Class A Common Stock, issuable upon the exchange of 6,955,056 FOA Units, which if LFH elects to redeem, the Company has the option, at the Company’s sole discretion, to exchange for shares of Class A Common Stock, on a one-for-one basis, subject to adjustment. Such FOA Units are not considered as outstanding for the calculation of beneficial ownership except for calculating LFH’s beneficial ownership. Pursuant to the limited liability company agreement of LFH, LFH is managed by a board of managers consisting of Mr. Brian Libman, as the sole manager. LFH is owned, in equal parts, by Libman-Alpha Holdings, LLC (“Alpha”), Libman-Eta Holdings, LLC (“Eta”) and Libman-Kappa Holdings, LLC (“Kappa”). Each of Alpha, Eta and Kappa are owned by Brian L. Libman, Sharon Libman, Libman 2004 Trust (the “04 Trust”) and Libman Family Generational Trust (the “Generational Trust”). The Trustee of each of