Company: INV
Filing Date: 2025-04-15
Form Type: S-1
Source: 0001628280-25-017890
Chunk: 162

Company: Innventure, Inc.
Filing Date: 2025-04-15
Form: S-1
Chunk 162
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’s “affiliates” or Learn CW’s “affiliates” without

restriction or further registration under the Securities Act.

Sales of substantial amounts of Common Stock in the public market could adversely affect prevailing market

prices of the Common Stock. Prior to the Business Combination, there was no public market for the Common Stock.

Registration Rights

Pursuant to the A&R Registration Right Agreement, Innventure is required to file a registration statement

within 45 days after the consummation of the Business Combination registering the number of shares of Common

Stock to permit the public resale of the Registrable Securities (as defined in the A&R Registration Right Agreement)

held by the holders thereto and use commercially reasonable efforts to have the registration statement declared

effective and to maintain the effectiveness of such registration statement.

In connection with the Securities Purchase Agreement entered into with Yorkville, on the First Closing Date,

the Company entered into a registration rights agreement (the “SPA RRA”) with Yorkville pursuant to which

Yorkville is entitled to certain registration rights under the Securities Act. Pursuant to the SPA RRA, the Company

will be required to, on or before the 15th calendar day following the date the Company files its Annual Report on

Form 10-K for the year ended December 31, 2024, file with the SEC (at its sole cost and expense) a registration

statement registering the resale by Yorkville of all Conversion Shares (as defined herein). The Company agreed to

use its best reasonable efforts to ensure that such registration statement is declared effective by the earlier of the date

that is 60 calendar days following the filing of such registration statement or the fifth business day after the date the

Company is notified by the SEC that the registration statement will not be reviewed or will not be subject to further

review.

The Company has further agreed to file a registration statement with the SEC to permit the public resale of the

shares of Common Stock issued to the Series C Purchasers (as defined below), Ducera, WTI Fund X, LLC and WTI

Fund XI, LLC, Series B Investors (as defined below), and Yorkville pursuant to the Series C Purchase Agreements

(defined below), the Ducera Engagement Letter (as defined below), the A&R Registration Rights Agreement, dated

October 22, 2024, by and among the Company and WTI Fund X, LLC and WTI Fund XI, LLC (the “WTI RRA”),

the Series B Investment Agreements (