Company: FEAV
Filing Date: 2025-02-03
Form Type: DEF 14A
Source: 0000950170-25-012391
Chunk: 387

Company: 5E Advanced Materials, Inc.
Filing Date: 2025-02-03
Form: DEF 14A
Chunk 387
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  3.5449 |  2.2161 |  0.0000 |
| August 15, 2028                              | 1,424.5016 |   521.8581 |   0.0000 |   0.0000 |   0.0000 |   0.0000 |   0.0000 |   0.0000 |   0.0000 |  0.0000 |  0.0000 |  0.0000 |  0.0000 |  0.0000 |

If such Make-Whole Fundamental Change Effective Date or Stock Price is not set forth in the table above, then:

(A)if such Stock Price is between two Stock Prices in the table above or the Make-Whole Fundamental Change Effective Date is between two dates in the table above, then the number of Additional Shares will be determined by straight-line interpolation between the numbers of Additional Shares set forth for the higher and lower Stock Prices in the table above or the earlier and later dates in the table above, based on a 365-day year; and

(B)if the Stock Price is greater than $110.00 (with respect to the Initial Notes and the Amendment No. 2 Notes), $80.490 (with respect to the Amendment No. 3 Notes), or $25.113 (with respect to the Amendment No. 4 Notes) (subject to adjustment in the same manner as the Stock Prices set forth in the column headings of the table above are adjusted pursuant toSection 2.9(a)(iv)), or less than $1.025 (with respect to the Initial Notes and the Amendment No. 2 Notes), $0.750 (with respect to the Amendment No. 3 Notes), or $0.234 (with respect to the Amendment No. 4 Notes) (subject to adjustment in the same manner), per share, then no Additional Shares will be added to the Conversion Rate.

Notwithstanding anything to the contrary in this Agreement or the Notes, in no event will the Conversion Rate be increased to an amount that exceeds 975.6098 shares of Common Stock per $1,000 principal amount of Notes (with respect to the Initial Notes and the Amendment No. 2 Notes), 1,511.1112 shares of Common Stock per $1,000 principal amount of Notes (with respect to the Amendment No. 3 Notes), or 4