Company: INVUP
Filing Date: 2025-03-28
Form Type: 10-K
Source: 0001641172-25-001193
Chunk: 1916

Company: Investview, Inc.
Filing Date: 2025-03-28
Form: 10-K
Item: Item 5
Chunk 1916
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are not limited to, the realities that judgments in decision-making can be faulty and that breakdowns can occur because of simple error
or mistake. Additionally, controls can be circumvented by the individual acts of some persons, by collusion of two or more people, or
by management override of the control. The design of any system of controls is also based in part upon certain assumptions about the
likelihood of future events and there can be no assurance that any design will succeed in achieving its stated goals under all potential
future conditions. Over time, controls may become inadequate because of changes in conditions, or the degree of compliance with the policies
or procedures may deteriorate. Because of the inherent limitations in a cost-effective control system, misstatements due to error or
fraud may occur and not be detected.

Changes
in Internal Controls

During
the fiscal quarter ended December 31, 2024, there have been no changes in our internal control over financial reporting that have materially
affected or are reasonably likely to materially affect our internal controls over financial reporting.

Item
9B. Other Information

During
the fourth quarter of the fiscal year ended December 31, 2024, no director or “officer” as defined in Rule 16a-1(f) under
the Exchange Act adopted or terminated any Rule 10b5-1 trading plan or arrangements or any non-Rule 10b5-1 trading plan or arrangements,
in both cases as defined in Item 408(a) of Regulation S-K.

Item
9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections

Not
applicable.

34

PART
III

Item
10. Directors, Executive Officers and Corporate Governance

Directors
and Executive Officers

The
following table sets forth certain information with respect to our directors and executive officers:

    Name
     
    Age
     
    Position
     
    Serving
    Since
  
    David
    B. Rothrock
     
    60
     
    Chairman
     
    2020
  
    Victor
    M. Oviedo
     
    48
     
    Chief
    Executive Officer and Director
     
    2022
  
    James
    Bell
     
    59
     
    President, Chief Operating Officer and Director
     
    2020
  
    Ralph
    R. Valvano
     
    55
     
    Chief
    Financial Officer