Company: IPST
Filing Date: 2025-05-20
Form Type: 10-Q
Source: 0001788230-25-000062
Chunk: 122

Company: Heritage Distilling Holding Company, Inc.
Filing Date: 2025-05-20
Form: 10-Q
Item: Part II, Item 3
Chunk 122
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 Plan#S-1333-279385210.4May 13, 202410.62024 Equity Incentive Plan#S-1/A333-27938210.5August 28, 202410.7Form of October 2023 Exchange AgreementS-1/A333-27938210.6October 3, 202410.8Form of Amendment to October 2023 Exchange AgreementS-1/A333-27938210.7October 25, 202410.9Amendment dated October 24, 2024 to October 2023 Exchange AgreementS-1/A333-27938210.11October 25, 202410.10Form of April 2024 Exchange AgreementS-1/A333-27938210.8October 3, 202410.11Securities Purchase Agreement dated as of January 23, 2025 by and between Heritage Distilling Holding Company, Inc. and C/M Capital Master Fund, LP8-K001-4241110.1January 24, 202510.12Registration Rights Agreement dated as of January 23, 2025, by and between Heritage Distilling Holding Company, Inc. and C/M Capital Master Fund, LP8-K001-4241110.2January 24, 202531.1Certification of the Chief Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002†31.2Certification of the Chief Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002†32Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002†101.INSInline XBRL Instance Document.†101.SCHInline XBRL Taxonomy Extension Schema Document.†101.CALInline XBRL Taxonomy Extension Calculation Linkbase Document.†101.DEFInline XBRL Taxonomy Extension Definition Linkbase Document.†101.LABInline XBRL Taxonomy Extension Label Linkbase Document.†

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Exhibit Incorporated by ReferenceNumberDescription of ExhibitsFormFile No.ExhibitFiling Date101.PRE