Company: ATHE
Filing Date: 2025-08-29
Form Type: 20-F
Source: 0001213900-25-082027
Chunk: 90

Company: ALTERITY THERAPEUTICS LTD
Filing Date: 2025-08-29
Form: 20-F
Item: Item 6
Chunk 90
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50% interest. Mr. Kempler may be deemed to be the beneficial owner of the ordinary shares held of record by Baywick Pty Ltd., Crystal Triangle Pty Ltd. and NRB Developments Pty Ltd.
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4.   Includes vested options to purchase 81,872,645 ordinary shares that are exercisable for A$0.03 each on or before January 6, 2026, vested options to purchase 200 ordinary shares that are exercisable for US$0.003 each on or before March 21, 2029 and vested options granted in August 2025 to purchase 96,800,000 ordinary shares that are exercisable for US$0.0086 each on or before August 8, 2030. Also includes 139,258 ADSs representing 83,554,800 ordinary shares. Includes 4,545,455 ordinary shares issued as part of the placements during the 2025 year.
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5.   Includes options to purchase 7,000,000 ordinary shares that are exercisable for A$0.09 each on or before September 17, 2025 and options to purchase 50,000,000 ordinary shares that are exercisable for A$0.01 each on or before December 30, 2027. All options are held by Montoya Pty Ltd, an Australian corporation owned by Mr. Gozlan, The 4,545,455 outstanding ordinary shares are held of record by Montoya Pty Ltd. Includes 4,545,455 shares issued as part of the placements during the 2025 year, as well as 50,000,000 options separately granted by resolution at the AGM.
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6.   Includes options to purchase 7,000,000 ordinary shares that are exercisable for A$0.09 each on or before September 17, 2025 and options to purchase 30,000,000 ordinary shares that are exercisable for A$0.01 each on or before December 30, 2027. Of the 9,004,150 outstanding ordinary shares, 7,185,968 ordinary shares are held of record by Lampam Pty Ltd., an Australian corporation owned by Mr. Peter Marks, and 1,818,182 ordinary shares are held of record by Shanti Capital Pty Ltd &lt;Peter