Company: SWKH
Filing Date: 2025-04-29
Form Type: ANNLRPT
Source: 0001628280-25-020720
Chunk: 114

Company: SWK Holdings Corp
Filing Date: 2025-04-29
Form: ANNLRPT
Chunk 114
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 and Agent               |     | 8-K  |     | 10.1 |     | 10/13/23 |     |   |
| 10.21 |     | Second Amendment to Credit Agreement dated December 13, 2023 by and among the Company, SWK Funding LLC, the financial institutions party thereto and First Horizon Bank as a Lender and Agent~†           |     |      |     |      |     |          |     | X |

<div align='center'>77</div>

| 10.22 
 10.23 
 10.24 
 10.25 |     | Exclusive Option and Asset Purchase Agreement, by and between Enteris Biopharma, Inc., the Company and AptarGroup, Inc., dated March 13, 2024                                                                  
 Consulting Agreement, by and between the Company and Yvette Heinrichson, dated February 14, 2024*†                                                                                                             
 Third Amendment to Credit Agreement dated May 17, 2024 by and among the Company, SWK Funding LLC, the financial institutions party thereto and First Horizon Bank as a Lender and Agent                        
 Executive Employment Agreement, dated March 14, 2025 between SWK Holdings Corporation and Adam Rice                                                                                                            |     | 8-K  
 10-Q |     | 10.01 
  10.0 |     | 03/19/24 
 05/15/24 |     | X 
 X |
|:------|:----|:---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|:----|:-----|:----|------:|:----|:---------|:----|:--|
| 10.26 |     | Fourth Amendment to Credit Agreement and Waiver dated as of August 29, 2024 by and among the Company, SWK Funding LLC, the financial institutions party thereto and First Horizon Bank as a Lender and Agent ~ |     | 10-Q |     |  10.0 |     | 11/14/24 |     |   |
| 19.01 |     | Insider Trading Policy                                                                                                                                                                                         |     |      |     |       |     |          |     | X |
| 21.01 |     | Subsidiaries                                                                                                                                                                                                   |     |      |     |       |     |          |     | X |
| 23.01 |     | Consent of Independent Registered Public Accounting Firm - BPM LLP                                                                                                                                             |     |      |     |