Company: USCB
Filing Date: 2025-08-08
Form Type: 10-Q
Source: 0001562762-25-000206
Chunk: 9

Company: USCB FINANCIAL HOLDINGS, INC.
Filing Date: 2025-08-08
Form: 10-Q
Item: Part II, Item 3
Chunk 9
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Item 1. Legal Proceedings 

We are not currently subject to any material legal proceedings. We are from time to time subject to claims and litigation 

arising in the ordinary course of business. These claims and litigation may include, among other things, allegations of 

violation of banking and other applicable regulations, competition law, labor laws and consumer protection laws, as well as 

claims or litigation relating to intellectual property, securities, breach of contract and tort. We intend to defend ourselves 

vigorously against any pending or future claims and litigation. 

There can be no assurance that any future legal proceedings to which we are a party will not be decided adversely to 

our interests and have a material adverse effect on our financial condition and operations.

Item 1A. Risk Factors 

For detailed information about certain risk factors that could materially affect our business, financial condition, or future 

results, see “Part I, Item 1A – Risk Factors” of the 2024 Form 10-K. 

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds 

(a) None. 

(b) Not applicable. 

(c) There were no repurchases of equity securities during any month in the three months ended June 30, 2025. As of 

June 30, 2025 the maximum number of shares that may yet be purchased under the Company’s Board approved stock 

repurchase programs was 528,309 shares. 

Item 3. Defaults Upon Senior Securities 

(a)

 Not applicable 

(b)

 Not applicable 

Item 4. Mine Safety Disclosures 

Not applicable. 

Item 5. Other Information 

(a)

 Not applicable 

(b)

 Not applicable 

(c)

 During the three months ended June 30, 2025, none of the Company’s directors or Section 16 reporting persons 

adopted

 or 

terminated

 any Rule 10b5-1 trading arrangement or 

non-Rule

10b5-1

 trading arrangement (as such 

terms are defined in Item 408 of the SEC’s