Company: CERO
Filing Date: 2025-05-27
Form Type: POS AM
Source: 0001213900-25-047469
Chunk: 257

Company: CERO THERAPEUTICS HOLDINGS, INC.
Filing Date: 2025-05-27
Form: POS AM
Chunk 257
---
 conditions contained in the Purchase Agreements, the satisfaction of which are entirely outside of Selling Securityholder’s control, including the registration statement that includes this prospectus becoming and remaining effective. Furthermore, the Fixed Purchases, VWAP Purchases, or Additional VWAP Purchases, as applicable, of Common Stock are subject to certain agreed upon maximum amount limitations set forth in the Purchase Agreements. |

| (2) | This table assumes the conversion of the Series A Preferred Stock at an effective conversion price, giving effect to applicable multipliers and adjustments, of $1.96 per share, the Series B Preferred Stock at an effective conversion price, giving effect to applicable multipliers and adjustments, of $0.45 per share, the Series C Preferred Stock at an effective conversion price, giving effect to applicable multipliers and adjustments, of $1.96 per share, and the Series D Preferred Stock, at an effective conversion price, giving effect to applicable multipliers and adjustments, of $0.78 per share. Because the conversion price of the Preferred Shares may be adjusted, the number of shares that will actually be issued may be more or less than the number of shares being offered by this prospectus. |

| (3) | Applicable percentage ownership is based on 8,242,072 shares of our Common Stock outstanding as of May 19, 2025. |

| (4) | The shares of Common Stock to be offered pursuant to this prospectus consist of 2,100,000 shares of Common Stock consisting of (i) 2,086,357 shares available for purchase by Keystone and (ii) 13,643 shares issued as commitment shares related to the Keystone ELOC. The business address of Keystone is 139 Fulton Street, Suite 412, New York, NY 10038. Keystone’s principal business is that of a private investor. Ranz Group, LLC, a Delaware limited liability company, is the managing member of Keystone and the beneficial owner of 97% of the membership interests in Keystone. Fredric G. Zaino is the managing member of Ranz Group, LLC and has sole voting control and investment discretion over securities beneficially owned directly by Keystone and indirectly by Ranz Group, LLC. We have been advised that none of Mr. Zaino, Ranz Group, LLC or Keystone is a member of the Financial Industry Regulatory Authority (“FINRA”) or an independent broker-dealer, or an affiliate or associated person of a FINRA member or independent broker-dealer. The