Company: BBD
Filing Date: 2025-05-30
Form Type: 6-K
Source: 0001292814-25-002283
Chunk: 72

Company: BANK BRADESCO
Filing Date: 2025-05-30
Form: 6-K
Chunk 72
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investment funds, systematizing and regulating the innovations brought by Law No. 13,874, of September 20, 2019, in order to improve the
regulatory framework for investment funds. known as the “Law of Economic Freedom”. In general, it establishes higher standards
of transparency, governance, criteria for the composition of investment portfolios and defines the rights and responsibilities of the
shareholders and service providers, seeking to provide greater legal certainty to the participants of the capital market.

In addition
to the above, CVM Resolution No. 175/22, as amended, among the changes provided by the said Resolution, highlights (i) the possibility
of the fund to define whether the liability of the shareholders will be limited or unlimited to the value of the quotas; (ii) the liability
of the essential service providers (administrators and managers) and other service providers of the fund, who will respond to the CVM
in their respective spheres of activity, for their own acts and omissions contrary to the law, the regulation of the fund or the current
regulation; (iii) the creation of different classes of quotas, with different rights and obligations, and must belong to the same category
as the fund; (iv) determines that all portfolio assets are identified by an ISIN (International Securities Identification Number) code
in order to establish an international standardization in the identification of financial assets, assigning each asset traded on the market
a unique identification code; and (v) possibility of investing in new asset classes, such as cryptoassets, decarbonization credits and
carbon credits.

Pursuant
to Resolution No. 175/22, securities, as well as other financial assets which are an integral part of the investment fund portfolio, should
be duly registered in the registration system with a custodian or central depository, in all cases, with institutions duly authorized
by the Central Bank of Brazil or the CVM to carry out such activities, in their respective areas of competence.

Broker and dealer firms

Broker
and dealer firms are part of the SFN and are subject to CMN, Central Bank of Brazil and CVM regulation and supervision. Brokerage and
distribution firms must be authorized by the Central Bank of Brazil and are the only institutions in Brazil authorized to trade on Brazil’s
stock exchanges. Both brokers and dealers may act as underwriters for public placement of securities and engage in the brokerage of foreign
currency in any exchange market.

Brokers
must observe B3 rules