Company: KITTW
Filing Date: 2025-08-11
Form Type: 10-Q
Source: 0001849820-25-000211
Chunk: 17

Company: Nauticus Robotics, Inc.
Filing Date: 2025-08-11
Form: 10-Q
Item: Part II, Item 1A
Chunk 17
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ITEM 1A. RISK FACTORS

During the three months ended June 30, 2025, there have been no material changes in the “Risk Factors” as set forth in “Item 1A. Risk Factors” of the Company’s Annual Report on Form 10-K for the year ended December 31, 2024 filed by the Company with the SEC. The risks described therein are not the only risks facing the Company. Additional risks and uncertainties not currently known to us or that we currently deem to be immaterial also may materially adversely affect our business, financial condition and/or operating results.

ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS

In the second quarter of 2025, the Company issued  1,781,983  and 363,167  shares of common stock, respectively, to ATW and SLS, upon their respective conversions of 1,250 and 300 shares of Series A Preference Stock.

ITEM 3. DEFAULTS UPON SENIOR SECURITIES

None.

ITEM 4. MINE SAFETY DISCLOSURES

Not applicable.

ITEM 5. OTHER INFORMATION

Trading Plans

During the three months ended June 30, 2025, no director or Section 16 officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.

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ITEM 6. EXHIBITS

Incorporated by ReferenceExhibit DescriptionSchedule/ FormFile NumberExhibitsFiling Date3.1Second Amended and Restated Certificate of Incorporation of Nauticus Robotics, Inc.Form 8-K001-406113.5September 15, 20223.2Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation of Nauticus Robotics, Inc.Form 8-K001-406113.1July 18, 20243.3Certificate of Designations of Rights and Preferences of Series A Convertible Preferred Stock of Nauticus Robotics, Inc.Form 8-K 001-406113.1December 27, 20243.4Amended and Restated Bylaws of Nauticus Robotics, Inc (as of May 11, 2023).Form 8-K001-406113.1May