Company: TVRD
Filing Date: 2025-02-14
Form Type: 424B3
Source: 0001104659-25-014310
Chunk: 696

Company: Tvardi Therapeutics, Inc.
Filing Date: 2025-02-14
Form: 424B3
Chunk 696
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TABLE OF CONTENTS

PRINCIPAL STOCKHOLDERS OF CARA The following table sets forth certain information regarding the ownership of Cara’s common stock as of January 15, 2025 by: (i) each director and nominee for director; (ii) each of the executive officers named in the Summary Compensation Table; (iii) all executive officers and directors of Cara as a group; and (iv) all those known by Cara to be beneficial owners of more than five percent of its common stock. The percentage of common stock outstanding is based on 4,571,229 shares of our common stock outstanding as of January 15, 2025. For purposes of the table below, and in accordance with the rules of the SEC, we deem shares of common stock subject to options that are currently exercisable or exercisable within 60 days of January 15, 2025 to be outstanding and to be beneficially owned by the person holding the options for the purpose of computing the percentage ownership of that person, but we do not treat them as outstanding for the purpose of computing the percentage ownership of any other person. Except as otherwise noted, each of the persons or entities in this table has sole voting and investing power with respect to all of the shares of common stock beneficially owned by them, subject to community property laws, where applicable. Except as otherwise noted below, the street address of each beneficial owner is c/o Cara Therapeutics, Inc., 400 Atlantic Street, Suite 500, Stamford, CT 06901.

| Name of beneficial owner                                                 | ​ | ​ | Number of SharesBeneficially Owned |   |         |   | ​ | ​ | Percentage of SharesBeneficially Owned |   |       |   | ​ |
| 5% or Greater Stockholders                                               | ​ | ​ | ​                                  | ​ |       ​ | ​ | ​ | ​ | ​                                      | ​ | ​     | ​ | ​ |
| Vifor (International) Ltd(1)                                             | ​ | ​ | ​                                  | ​ | 616,397 | ​ | ​ | ​ | ​                                      | ​ | 13.5% | ​ | ​ |
| Executive Officers and Directors                                         | ​ | ​ | ​                                  | ​ |       ​ | ​ | ​ | ​ | ​                                      | ​ | ​     | ​ | ​ |
| Christopher Posner(2)                                                    | ​ | ​ | ​                                  | ​ |  73