Company: PFSA
Filing Date: 2025-09-17
Form Type: S-1/A
Source: 0001213900-25-088333
Chunk: 375

Company: Profusa, Inc.
Filing Date: 2025-09-17
Form: S-1/A
Chunk 375
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 shall be adjusted, without limitation, based on down -roundand most -favorednation (MFN) price and terms protections (the “Conversion Price”). The SPA contemplates that additional Convertible Notes will be purchased in multiple tranches: (i)Prior to the one -yearanniversary of the Initial Closing Date, subject to the conditions set forth in the SPA, the Company may request that the Investor purchase additional Convertible Notes having an aggregate principal amount of up to $ 12,222,222at a purchase price of $ 11,000,000(reflecting a 10% OID), as follows: (a)Provided a registration statement has been filed for the shares underlying the Initial Note, shares of combined company common stock, par value $ 0.0001(“New Profusa Common Stock”) have traded a volume of at least 15,000,000shares in the aggregate, and no default or event of default has occurred, the Company may call and thereby require the Investor to purchase Convertible Notes in the aggregate principal amount of $ 2,222,222for a purchase price of $ 2,000,000(reflecting a 10% OID) (“Second Purchase”); F-103 NORTHVIEW ACQUISITION CORPORATION
NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Note 6 — Commitments and Contingencies (cont.) (b)Provided a registration statement is effective for the shares underlying the Initial Note, New Profusa Common Stock has traded a volume of at least $ 35,000,000in the aggregate after the $ 2,000,000Second Purchase has closed, no default or event of default has occurred and the stock has traded at a trading price of no less than $ 4.00for a period of fivetrading dayspreceding such purchase, the Company may call and thereby require the Investor to purchase Convertible Notes in the aggregate principal amount of $ 5,555,555for a purchase price of $ 5,000,000(reflecting a 10% OID); and (c)The Investor at its sole discretion may call from the Company and thereby require the Company to sell an additional Convertible Note having an aggregate principal amount of $ 4,444,444at a purchase price of $ 4,000,000(reflecting a 10% OID) to be purchased at any time within 12 months of the Initial Closing. As a