Company: NLY-PF
Filing Date: 2025-08-07
Form Type: 8-K
Source: 0001193125-25-175436
Chunk: 3

Company: ANNALY CAPITAL MANAGEMENT INC
Filing Date: 2025-08-07
Form: 8-K
Item: Item 8.01
Chunk 3
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Item 8.01. Other Events.

On July 31, 2025, the Company entered into an underwriting agreement (the “ Underwriting Agreement”) with Morgan Stanley & Co. LLC, BofA Securities, Inc., Goldman Sachs & Co. LLC, J. P. Morgan Securities LLC, RBC Capital Markets, LLC, UBS Securities LLC and Wells Fargo Securities, LLC, as representatives of the several underwriters named in Schedule A thereto (the “ Underwriters”), relating to (i) the offer and sale of 10,000,000 shares of the Series J Preferred Stock, and (ii) the grant by the Company to the Underwriters of an option to purchase up to an additional 1,500,000 shares of Series J Preferred Stock (together, the “ Shares”). On August 5, 2025, the Underwriters exercised such option to purchase 1,000,000 additional Shares. The issuance and sale of 11,000,000 Shares closed on August 7, 2025. The Underwriting Agreement is filed as Exhibit 1.1 to this Current Report on Form8-Kand the description of the Underwriting Agreement contained herein is qualified in its entirety by reference to such exhibit.

The offering is being conducted pursuant to the Company’s Registration Statement on FormS-3(File No. 333-282261). The offering was made pursuant to the prospectus supplement, dated July 31, 2025, and the accompanying prospectus, dated September 20, 2024, filed with the Securities and Exchange Commission pursuant to Rule 424(b) of the Securities Act of 1933, as amended.