Company: NEWTP
Filing Date: 2025-04-24
Form Type: DEF 14A
Source: 0001587987-25-000073
Chunk: 9

Company: NewtekOne, Inc.
Filing Date: 2025-04-24
Form: DEF 14A
Chunk 9
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ane Family Foundation; includes 47,081 Restricted Stock Awards granted to Mr. Sloane in August 2022, plus accrued dividends, vesting on August 15, 2025; 61,652 Restricted Stock Awards granted in December 2022, plus accrued dividends, vesting on January 15, 2026; and 11,532 Restricted Stock Awards granted to Mr. Sloane in October 2024, plus accrued dividends, vesting on October 15, 2025.

(2) Effective April 22, 2025, Mr. Downs was appointed President of the Company’s bank subsidiary, Newtek Bank, N.A. Includes 17,655 Restricted Stock Awards granted in August 2022, plus accrued dividends, vesting on August 15, 2025; 9,944 Restricted Stock Awards granted in July 2024 plus accrued dividends, vesting on July 15, 2025; and 10,297 Restricted Stock Awards granted in October 2024, plus accrued dividends, vesting on October 15, 2025.

(3) Includes 7,062 Restricted Stock Awards granted in August 2022, plus accrued dividends, vesting on August 15, 2025; 5,967 Restricted Stock Awards granted in July 2024, plus accrued dividends, vesting on July 15, 2025; and 7,208 Restricted Stock Awards granted in October 2024, plus accrued dividends, vesting on October 15, 2025.

(4) As of April 22, 2025, Mr. DeMaria was appointed Chief Financial Officer of the Company. Includes 6,215 Restricted Stock Awards granted in July 2023, plus accrued dividends, vesting on July 15, 2026; 19,889 Restricted Stock Awards

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granted in July 2024, plus accrued dividends, vesting on July 15, 2027; and 4,119, Restricted Stock Awards granted in October 2024, plus accrued dividends, vesting on October 15, 2025.

(5) Includes 14,124 Restricted Stock Awards granted in August 2022, plus accrued dividends, vesting on August 15, 2025; 9,944 Restricted Stock Awards granted in July 2024, plus accrued dividends, vesting on July 15, 2025; and 11,326 Restricted Stock Awards