Company: PFSA
Filing Date: 2025-02-12
Form Type: S-4/A
Source: 0001213900-25-012354
Chunk: 635

Company: Profusa, Inc.
Filing Date: 2025-02-12
Form: S-4/A
Chunk 635
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 approved and adopted this Agreement and declared its advisability and approved the Merger and the other transactions contemplated by this Agreement, and (b) recommended the approval and adoption of this Agreement and the Merger by the sole stockholder of Merger Sub, respectively; WHEREAS, promptly following the execution and delivery of this Agreement (and in no event later than twenty-four (24) hours thereafter), Parent, the Company, and the Specified Stockholders, expect to enter into Stockholder Support Agreements (the “ Stockholder Support Agreements ”), providing that, among other things, the Specified Stockholders will provide their written consent to (a) adopt and approve this Agreement and the other documents contemplated hereby and the transactions contemplated hereby and thereby and (b) adopt and approve, in accordance with the terms and subject to the conditions of the Company Organizational Documents, the Company Preferred Conversion and effect the Company Preferred Conversion; WHEREAS, in connection with the Closing, Parent, the holders of Convertible Company Notes, certain stockholders of the Company and certain stockholders of Parent (the “ Parent Initial Stockholders ”), shall enter into that certain Amended and Restated Registration Rights Agreement (the “ Registration Rights Agreement ”) substantially in the form attached hereto as Exhibit A ; WHEREAS, in connection with the Closing, certain Participating Securityholders listed in Section 8.02(e) of the Company Disclosure Schedule and NorthView Sponsor I, LLC (the “ Sponsor ”) shall each enter into a Lock-Up Agreement (collectively, the “ Lock-Up Agreements ”) substantially in the form attached hereto as Exhibit B ; WHEREAS, the officers and directors of Parent and the Sponsor have entered into a Sponsor Support Agreement, dated as of the date hereof (the “ Sponsor Support Agreement ”), pursuant to which, among other things, the persons indicated on the signature pages thereof have agreed to vote their Parent Common Stock in favor of this Agreement, the Merger and the other Transactions; and WHEREAS, for U.S. federal and applicable state income Tax purposes, the parties hereto intend that (i) the Merger shall qualify as a “ reorganization ” within the meaning of Section 368(a) of the Code and the Treasury Regulations promulgated thereunder (the “ Intended Tax Treatment ”) and (ii) this Agreement shall constitute a “ plan of reorganization ” within the meaning of Treasury Regulation Section 1.368-2(g) with respect to the Merger. Annex A-1 NOW, THERE