Company: ROK
Filing Date: 2025-11-21
Form Type: 8-K
Source: 0001193125-25-291330
Chunk: 3

Company: ROCKWELL AUTOMATION, INC
Filing Date: 2025-11-21
Form: 8-K
Item: Item 2.03
Chunk 3
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 margin will be determined based on the ratings of the Company’s senior unsecured long-term debt securities. The base rate equals, for any day, the highest of (a) the Bank of America prime rate, (b) the federal funds rate plus1⁄2of 1% and (c) the sum of 1.0% plus the adjusted term SOFR rate for a one month period; provided, that if the base rate is less than zero, the base rate will be deemed zero. The base rate margin for a given credit rating level range from 0.0% to 0.125% as specified for that credit rating level. The adjusted term SOFR rate margins range from 0.695% to 1.125% as specified for that credit rating level.

The Agreement contains, among other things, conditions precedent, covenants, representations and warranties and events of default customary for facilities of this type. The conditions precedent, covenants, representations and warranties and events of default set forth in the Agreement and the Old Agreement are substantially the same. Such covenants restrict certain incurrence of secured indebtedness, mergers, consolidations and sales of assets and sale and lease-back transactions, subject to certain exceptions. The Agreement also includes a covenant under which the Company would be in default if its ratio of Consolidated EBITDA to Consolidated Interest Expense (as such terms are defined in the Agreement) for any period of four consecutive quarters is less than 3.00 to 1.00. The Agreement does not restrict the Company’s ability to pay dividends.

Under certain conditions the lending commitments under the Agreement may be terminated by the lenders and amounts outstanding under the Agreement may be accelerated. Bankruptcy and insolvency events with respect to the Company will result in an automatic termination of lending commitments and acceleration of the indebtedness under the Agreement. Subject to notice and cure periods in certain cases, other events of default under the Agreement will result in termination of lending commitments and acceleration of indebtedness under the Agreement at the option of a majority of the lenders. Such other events of default include failure to pay any principal when due, failure to comply with covenants, breach of representations or warranties in any material respect, non-paymentor acceleration of other material debt of the Company and its subsidiaries or a change of control of the Company.

The foregoing summary of the Agreement does not purport to be a complete description of the terms and conditions of the Agreement and is qualified by the full text of the Agreement attached as