Company: VLDXW
Filing Date: 2025-06-25
Form Type: DRS
Source: 0001641172-25-016496
Chunk: 304

Company: Velo3D, Inc.
Filing Date: 2025-06-25
Form: DRS
Chunk 304
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2025 Exchange Agreement with each of: (i) HM; (ii) Highbridge Tactical Credit Institutional Fund, Ltd.; (iii) AMF; (iv) Anson East Master Fund LP; (v) HTI, and (vi) HB SPV I Master LLC, pursuant to which: (a) the Highbridge Holders and the Anson Holders agreed to exchange an aggregate of 902,247 registered warrants issued in April of 2024 and an aggregate of 1,485,714 registered warrants issued in August of 2024, and (b) the High Trail Holders agreed to exchange an aggregate of 2,277,117 unregistered warrants issued in April of 2024 and July of 2024, and an aggregate of 285,715 registered warrants issued in December of 2023, for the Acquired Shares, respectively, equating in each case to an exchange ratio of three Acquired Shares for each warrant. We received no additional consideration in connection with the February 2025 Exchange.

Item 16. Exhibits and financial statement schedules.

| (a) | Exhibits. |

The exhibits listed below are filed as part of this registration statement.

The exhibits to the Registration Statement are listed in the Exhibit Index attached hereto and incorporated by reference herein.

| Exhibit 
 Number  |     | Exhibit                                                                                                                               
 Title                                                                                                                                 |     | Form  |     | Exhibit |     | Filing     
 Date       |     | Filed    
 Herewith |
| 1.1**   |     | Form                                                                                                                                  
 of Underwriting Agreement                                                                                                             |     |       |     |         |     |            |     |          |
| 2.1     |     | Business                                                                                                                              
 Combination Agreement, dated as of March 22, 2021, by and among JAWS Spitfire Acquisition Corporation, Spitfire Merger Sub, Inc.,     
 and Velo3D, Inc.                                                                                                                      |     | 8-K   |     |     2.1 |     | 03/23/2021 |     |          |
| 2.2     |     | Amendment                                                                                                                             
 No. 1 to the Business Combination Agreement, dated July 20, 2021, by and among JAWS Spitfire Acquisition Corporation, Spitfire Merger 
 Sub, Inc., and Velo3D, Inc.                                                                                                           |     | S-4/A |     |   Annex 
      AA |     | 07/20/202