Company: BCG
Filing Date: 2025-02-14
Form Type: S-1
Source: 0001410578-25-000143
Chunk: 13

Company: Binah Capital Group, Inc.
Filing Date: 2025-02-14
Form: S-1
Chunk 13
---
 would otherwise apply to private companies. The JOBS Act provides that a company can elect to opt out of the extended transition period and comply with the requirements that apply to non-emerging growth companies, but any such election to opt out is irrevocable. The Company has elected not to opt out of such extended transition period, which means that when a standard is issued or revised and it has different application dates for public or private companies, we, as an emerging growth company, can adopt the new or revised standard at the time private companies adopt the new or revised standard. This may make comparison of our financial statements with another public company which is neither an emerging growth company nor an emerging growth company which has opted out of using the extended transition period difficult or impossible because of the potential differences in accounting standards used. Corporate Information We were formed as a Delaware corporation on June 27, 2022. Our principal executive office is located at 80 State Street, Albany, NY 12207.and our telephone number is (212) 404-7002. Our website is www.binahcap.com. The information found on, or that can be accessed from or that is hyperlinked to, our website is not part of this prospectus. Risk Factors An investment in our Common Stock involves substantial risk. The occurrence of one or more of the events or circumstances described in the section entitled “Risk Factors,”alone or in combination with other events or circumstances, may have a material adverse effect on our business, cash flows, financial condition and results of operations. Important factors and risks that could cause actual results to differ materially from those in the forward-looking statements include, among others:

| ● | Risks inherent in the independent broker-dealer business model; |

| ● | Misconduct by our advisors, who operate in a decentralized environment; |

| ● | Poor performance of investment products and services recommended or sold to our clients; |

| ● | Wentworth’s inability to enhance or maintain their brand and reputation; |

| ● | Our subsidiaries are broker-dealers registered with the SEC and members of FINRA, and therefore are subject to extensive regulation and scrutiny; |

| ● | Our subsidiaries are subject to net capital and other regulatory capital requirements; failure to comply with these rules could harm our business; |

<div align='center'>2</div>

| ● | FINRA may require changes to our business practices based on the ownership of our subsidiaries, which could impose additional costs or disrupt our business; |

| ● | We rely on clearing brokers and the termination