Company: MFON
Filing Date: 2025-09-02
Form Type: 10-Q
Source: 0001641172-25-026202
Chunk: 7

Company: MOBIVITY HOLDINGS CORP.
Filing Date: 2025-09-02
Form: 10-Q
Item: Part II, Item 1A
Chunk 7
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 Exchange Act regarding
such matters as the Company’s business operations and developments, legal proceedings involving the Company, the Company’s
financial results, the compensation of the Company’s directors and named executive officers, and Company securities held by the
Company’s directors, officers and major stockholders. In addition, it is likely that there will be limited liquidity for the Company’s
common stock and that trading of shares may only continue in privately negotiated sales. As a result, stockholders may not be able to
purchase or sell the common stock at all or at prices they desire.

Further,
the Company’s stockholders will no longer have the protections provided by the liability provisions of the Exchange Act and the
Sarbanes-Oxley Act applicable to the Company and the Company’s directors, officers and major stockholders, including the short-swing
profit provisions of Section 16, the proxy solicitation rules under Section 14, the stock ownership reporting rules under Section 13,
provisions relating to personal attestation by officers about accounting controls and procedures potential criminal liability regarding
the disclosure by the Company.

Item
2. Unregistered Sales of Equity Securities and Use of Proceeds.

None.

Item
3. Defaults upon Senior Securities.

None.

Item
4. Mine Safety Disclosures.

Not
applicable.

Item
5. Other Information

During
the six months ended June 30, 2025, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted, modified
or terminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative
defense conditions of Rule 10b5-1(c) of the Exchange Act or any non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation
S-K).

31

Table of Contents

Item
6. Exhibits

    Exhibit
                                                                                No.
     
    Description
  
    2.1
     
    Asset Purchase Agreement, dated September 25, 2024, by and between Mobivity Holdings Corp. and SMS Factory, Inc. (incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed on October 1, 2024)
  
    3.1
     
    Restated Articles of Incorporation filed with the Nevada Secretary of State on August 12, 2022 (incorporated by reference