Company: AAOI
Filing Date: 2025-03-10
Form Type: DEF 14A
Source: 0001104659-25-022149
Chunk: 68

Company: APPLIED OPTOELECTRONICS, INC.
Filing Date: 2025-03-10
Form: DEF 14A
Chunk 68
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9)                                               | ​ | ​ | ​                                                 | ​ |   110,588 | ​ | ​ | ​ | ​                                          | ​ | *     | ​ | ​ |
| Hung-Lun (Fred) Chang(10)                                        | ​ | ​ | ​                                                 | ​ |   106,061 | ​ | ​ | ​ | ​                                          | ​ | *     | ​ | ​ |
| Stefan J. Murry(11)                                              | ​ | ​ | ​                                                 | ​ |   107,123 | ​ | ​ | ​ | ​                                          | ​ | *     | ​ | ​ |
| Shu-Hua (Joshua) Yeh(12)                                         | ​ | ​ | ​                                                 | ​ |   183,853 | ​ | ​ | ​ | ​                                          | ​ | *     | ​ | ​ |
| David Kuo(13)                                                    | ​ | ​ | ​                                                 | ​ |    35,284 | ​ | ​ | ​ | ​                                          | ​ | *     | ​ | ​ |
| All executive officers and directors as a group (11 persons)(14) | ​ | ​ | ​                                                 | ​ | 2,463,718 | ​ | ​ | ​ | ​                                          | ​ | 4.96% | ​ | ​ |

(1) Beneficial ownership as of September 30, 2024 as reported by BlackRock, Inc. (“BlackRock”) on a Schedule 13G filed with the SEC on November 8, 2024, pursuant to which BlackRock has sole voting power with respect to 2,965,614 shares and sole dispositive power with respect to 3,037,392 shares on behalf of itself and the following subsidiaries: BlackRock Advisors, LLC, Aperio Group, LLC, BlackRock Asset Management Canada Limited, BlackRock Fund Advisors, BlackRock Asset Management Ireland Limited, BlackRock Institutional Trust Company, National Association, BlackRock Financial Management, Inc., BlackRock Fund Managers Ltd, BlackRock Asset Management Schweiz AG and BlackRock Investment Management, LLC. The principal address for BlackRock is 50 Hudson Yards, New York, NY 10001.

47

TABLE OF CONTENTS (2) Beneficial ownership as of January 8, 2025 as reported by D. E. Shaw & Co., L.P., D. E. Shaw & Co., L.L.C., and David E. Shaw on a Schedule 13G filed with the SEC