Company: NOTV
Filing Date: 2025-08-07
Form Type: 10-Q
Source: 0001628280-25-039017
Chunk: 108

Company: Inotiv, Inc.
Filing Date: 2025-08-07
Form: 10-Q
Item: Part II, Item 1A
Chunk 108
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 form of the Fourth Amended and Restated Bylaws, including the following:

•require a shareholder soliciting proxies in support of nominations of persons, other than our nominees, for election to our Board of Directors to certify their compliance with Rule 14a-19 under the Exchange Act and, upon our request, to deliver reasonable evidence of such compliance to us no later than five business days prior to the date of the applicable meeting of shareholders;

•clarify the procedure for the transfer of shares that are uncertificated;

•provide a process for director resignations;

•provide that the act of a majority of the number of directors present at a meeting at which a quorum is present will constitute approval of that matter;

•clarify the provisions related a director written consent;

•revise provisions related to the authority and responsibilities of various officers of the Company, and provide a process for officer resignations;

•update provisions related to the execution of documents, the making of deposits and the authority to act as a proxy for another company; and

•incorporate other technical, clarifying and conforming changes.

The foregoing description of the amendments is qualified in its entirety by reference to the text of the Fourth Amended and Restated Bylaws, a marked copy of which is attached hereto as Exhibit 3.3 and is incorporated herein by reference, and a clean copy of which is attached hereto as Exhibit 3.2 and is incorporated herein by reference.

Trading Arrangements

During the three months ended June 30, 2025, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted or terminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or any non-Rule 10b5-1 trading arrangement (as defined in the SEC’s rules).

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ITEM 6 – EXHIBITS

NumberDescription of Exhibits(2)2.1Stock Purchase Agreement, dated January 27, 2022, by and among Envigo Global Services, Inc., Inotiv, Inc. and Orient Bio, Inc. (incorporated by reference to Exhibit 2.1 to Form 8-K filed January 31, 2022).2.2Amendment No. 1 to Stock Purchase Agreement, dated April 4, 2023, by and among Envigo Global