Company: PED
Filing Date: 2025-03-31
Form Type: 10-K
Source: 0001654954-25-003703
Chunk: 2507

Company: PEDEVCO CORP
Filing Date: 2025-03-31
Form: 10-K
Item: Item 9A
Chunk 2507
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isting of the following: (a) 51,791,325 shares of common stock held by The SGK 2018 Revocable Trust, a family trust of which Dr. Kukes is the trustee, beneficiary and which Dr. Kukes is deemed to beneficially own; (b) 7,071,949 shares of fully-vested common stock held by Dr. Kukes; (c) 850,001 unvested shares of common stock held by Dr. Kukes, 133,334 of which vest on January 23, 2026, 183,333 of which vest on January 26, 2026, 183,334 of which vest on January 26, 2027, 116,666 of which vest on November 23, 2025, and 116,667 of which vest on each of November 23, 2026 and November 23, 2027, provided that Dr. Kukes remains employed by us, or is a consultant to us, on such vesting dates; (d) 3,000 shares of fully vested common stock held by the spouse of Dr. Kukes; and (e) options to purchase 20,000 shares of common stock exercisable by the spouse of Dr. Kukes at exercises price of $1.39 and $1.17 per share (options to purchase 10,000 shares of common stock each). Dr. Kukes has voting control over his unvested shares of common stock.    (3)Consisting of the following: (a) 610,466 shares of fully-vested common stock held by Mr. Schick; and (b) 966,667 unvested shares of common stock held by Mr. Schick, 116,667 which vest on January 23, 2026, 175,000 of which vest on each of January 26, 2026 and January 26, 2027, 166,666 of which vest on November 23, 2025, and 166,667 of which vest on each of November 23, 2026 and November 23, 2027, in each case provided that Mr. Schick remains employed by us, or is a consultant to us, on such vesting dates. Mr. Schick has voting control over his unvested shares of common stock.    (4)Consisting of the following: (a) 330,