Company: SWKH
Filing Date: 2025-03-20
Form Type: 10-K
Source: 0001628280-25-013989
Chunk: 125

Company: SWK Holdings Corp
Filing Date: 2025-03-20
Form: 10-K
Item: Item 1B
Chunk 125
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See attached Exhibit Index.

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ITEM 16. FORM 10-K SUMMARY

None.

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SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on March 20, 2025.

SWK Holdings CorporationBy:/s/ Joe D. StaggsJoe D. StaggsChief Executive Officer(Principal Executive Officer)By:/s/ Adam RiceAdam RiceChief Financial Officer( Principal Financial and Accounting Officer)

POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS that each individual whose signature appears below constitutes and appoints Joe D. Staggs, his or her true and lawful attorney-in-fact and agent, with full power of substitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments to this Annual Report on Form 10-K and to file the same, with all exhibits thereto and all documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorney-in-fact and agent, or his or their substitute or substitutes, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated below as of March 20, 2025.

By:/s/ Joe D. StaggsJoe D. StaggsChief Executive Officer (Principal Executive Officer)By:/s/ Jerry AlbrightJerry AlbrightDirectorBy:/s/ Laurie M. DotterLaurie M. DotterDirectorBy:/s/ Robert K. HatcherRobert K. HatcherDirector

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EXHIBIT INDEX Exhibit NumberExhibit DescriptionFormExhibitFiling DateFiled Herewith3.01Third Amended and Restated Certificate of Incorporation, dated as of August 12, 2022.8-K3.108/15/223.02Amended and