Company: QTIWW
Filing Date: 2025-03-31
Form Type: 10-K
Source: 0001844505-25-000038
Chunk: 201

Company: QT IMAGING HOLDINGS, INC.
Filing Date: 2025-03-31
Form: 10-K
Item: Item 12
Chunk 201
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Item 12: Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

Security Ownership of Certain Beneficial Owners and Management

The following table sets forth information as of March 28, 2025 regarding the beneficial ownership of shares of common stock of the Company by:

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•each person, including any “group” as defined in Section 13(d)(3) of the Exchange Act, known to be the beneficial owner of more than 5% of the common stock of the Company;

•each of the Company’s NEOs as of December 31, 2024;

•each of the Company’s directors as of March 28, 2025; and

•all of the Company’s NEOs as of December 31, 2024 and directors as of March 25, 2024, as a group.

Beneficial ownership is determined according to the rules of the SEC, which generally provide that a person has beneficial ownership of a security if he, she or it possesses sole or shared voting or investment power over that security, including options and warrants that are currently exercisable or exercisable within 60 days. As of March 25, 2024, there were 27,653,210 shares of our common stock outstanding.

Unless otherwise indicated, the Company believes that all persons named in the table have sole voting and investment power with respect to all shares of common stock of the Company beneficially owned by them.

Name and Address of Beneficial Owner†Number of Sharesof Common StockBeneficiallyOwnedPercentage ofOutstandingCommonStock%Directors and Named Executive Officers:Dr. Avi S. Katz (2)(3)(4)(5)1,360,335 4.8 %Dr. John Klock (1)(4)(6)2,894,473 10.5 %Dr. Raluca Dinu (1)(3)(7)1,518,561 5.3 %Ross Taylor (1)(3)(4)355,797 1.3 %Professor Zeev Weiner (1)(3)(4)184,565 *Daniel Dickson (1)(3)(4)184,565 *James Greene (1)(3)(4)(8)1,123,497 4.0 %Anastas Budagov (1)(9)108,333 *All Directors and Executive Officers of the Company as a Group (8 Individuals) 7