Company: XXII
Filing Date: 2025-06-20
Form Type: S-3
Source: 0001641172-25-015905
Chunk: 15

Company: 22nd Century Group, Inc.
Filing Date: 2025-06-20
Form: S-3
Chunk 15
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 for resale from time to time.

The table below lists the selling stockholders and other information regarding the beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder) of the shares of common stock held by the selling stockholders as of June 18, 2025.

Under the terms of the various warrants, the selling stockholders will not have the right to exercise any portion of the warrant if the holder, together with its affiliates, would beneficially own in excess of 4.99% or 9.99%, as applicable, of the number of shares of our common stock (including securities convertible into common stock) outstanding immediately after the exercise; provided, however, that the holder may increase or decrease this limitation at any time, although any increase shall not be effective until the 61st day following the notice of increase and the holder may not increase this limitation in excess of 9.99% of the number of shares of our common stock (including securities convertible into common stock) outstanding immediately after the exercise. The number of shares owned before and after the offering do not reflect this limitation. The selling stockholders may sell all, some or none of their shares in this offering. See “Plan of Distribution.” Information is as of June 18, 2025 and is based on 500,331 shares of common stock outstanding as of such date (including 156,554 shares of common stock held in abeyance).

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| Name                                      |     | Number of         
 Shares of         
 Common Stock      
 Owned             
 Prior to Offering |           |     | Maximum      
 Number of    
 Shares of    
 Common Stock 
 to           
 be Sold      
 Pursuant     
 to this      
 Prospectus   |           |     | Number   
 of       
 Shares   
 of       
 Common   
 Stock    
 Owned    
 After    
 Offering |         |     | Percent of  
 Outstanding 
 Common      
 Stock Owned 
 After       
 Offering    |      |   |
| Anson East Master Fund LP (1)             |     |                   |    83,829 |     |              |    77,108 |     |          |   6,721 |     |             |    * |   |
| Anson Investments Master Fund LP (1)      |     |                   | 4,791,281 |     |              | 4,659,734 |     |          | 131,547 |     |             | 1.45 |