Company: INV
Filing Date: 2025-04-15
Form Type: S-1
Source: 0001628280-25-017890
Chunk: 236

Company: Innventure, Inc.
Filing Date: 2025-04-15
Form: S-1
Chunk 236
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 such purchasers an aggregate of 352,000 shares of Series B Preferred Stock in a private placement,

at a price of $10.00 per share of Series B Preferred Stock (together with the financing with CWAM LP, the ”Series

B Preferred Stock Financing”). The Series B Preferred Stock Financing closed concurrently with the consummation

of the Business Combination and Innventure sold, in total, 1,102,000 shares of Series B Preferred Stock providing

Innventure with approximately $11.0 million of gross proceeds before deducting fees and other estimated offering

expenses.

Issuance to Roth

On October 31, 2024, pursuant to a letter agreement between Innventure LLC and Roth Capital Partners LLC

(“Roth”), dated July 8, 2024, the Company issued to Roth 25,000 shares of Common Stock in settlement of

$250,000 of transaction costs incurred by the Company and its affiliates for certain capital markets advisory

services.

Issuance to Pursuant to the SEPA

On December 24, 2024, the Company issued Yorkville 60,000 shares of Common Stock at an effective price of

$12.83 per share; on December 30, 2024, the Company issued Yorkville 75,000 shares of Common Stock at an

effective price of $12.86 per share; on January 8, 2025, the Company issued Yorkville 50,000 shares of Common

Stock at an effective price of $12.85 per share; on January 23, 2025, the Company issued Yorkville 4,617 shares of

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Common Stock at an effective price of $12.37 per share; and on January 31, 2025, the Company issued Yorkville

19,376 shares of Common Stock at an effective price of $11.93 per share, each pursuant to the terms of the SEPA.

Issuance to Ducera

On February 3, 2025, the Company issued to Ducera 85,471 shares of Common Stock pursuant to the terms of

an engagement letter under which Ducera performed certain financial advisory and investment banking services to

Innventure LLC. Such engagement letter was amended to include the Company on December 23, 2024.

Series C Preferred Stock

On the Series C Closing Date, the Company entered into the Series C Purchase Agreements with the Series C

Purchasers, pursuant to which