Company: HGBL
Filing Date: 2025-03-13
Form Type: 10-K
Source: 0000950170-25-038691
Chunk: 11

Company: Heritage Global Inc.
Filing Date: 2025-03-13
Form: 10-K
Item: Item 15
Chunk 11
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 No. 001-39471), and incorporated herein by reference).

      10.28
     
    Form of Restricted Stock Grant for Restricted Stock Granted Under 2022 Heritage Global Inc. Equity Incentive Plan (Non-employee Director) (filed as Exhibit 10.36 to the Company’s Annual Report on Form 10-K on March 14, 2024 (File No. 001-39471), and incorporated herein by reference).

      10.29
     
    Form of Restricted Stock Grant for Restricted Stock Granted Under 2022 Heritage Global Inc. Equity Incentive Plan (Employee).

      19
     
    Statement of Company Policy Regarding Insider Trading and Company Policy Regarding Special Trading Procedures

       21
     
    List of subsidiaries.

       23.1
     
    Consent of UHY LLP

       31.1
     
    Certification of the Principal Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

       31.2
     
    Certification of the Principal Financial Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

       32.1
     
    Certification pursuant to 18 U.S.C. 1350 as adopted pursuant to Section 906 of the Sarbanes Oxley Act of 2002.

       32.2
     
    Certification pursuant to 18 U.S.C. 1350 as adopted pursuant to Section 906 of the Sarbanes Oxley Act of 2002.

       97.1
     
    Heritage Global Inc. Compensation Recoupment Policy (Adopted Nov. 7, 2023).

    101.INS
     
    Inline XBRL Instance Document

    101.SCH
     
    Inline XBRL Taxonomy Extension Schema

    101.CAL
     
    Inline XBRL Taxonomy Extension Calculation Linkbase

    101.DEF
     
    Inline XBRL Taxonomy Extension Definition Linkbase

    101.LAB
     
    Inline XBRL Taxonomy Extension Label Linkbase

    101.PRE
     
    Inline XB