Company: PFSA
Filing Date: 2025-05-13
Form Type: S-4/A
Source: 0001213900-25-042224
Chunk: 89

Company: Profusa, Inc.
Filing Date: 2025-05-13
Form: S-4/A
Chunk 89
---
 -UpAgreement”), pursuant to which they will agree to, subject to certain customary exceptions, not offer, sell, contract to sell, hypothecate, pledge or otherwise dispose of any shares of New Profusa Common Stock or securities convertible, exchangeable or exercisable into, shares of New Profusa Common Stock beneficially owned, held or acquired by them. The period for such restrictions shall apply from the Initial Closing Date until the termination of the Lock -UpAgreement in accordance with its terms. Additional Ancillary Agreements Pursuant to the PIPE Subscription Agreement and prior to or concurrent with the Initial Closing Date, New Profusa and the investors will enter into a Registration Rights Agreement, a Security Agreement, and a Guaranty, each in a form to be agreed upon by the Company and the investors. Pursuant to the PIPE Subscription Agreement, New Profusa and its subsidiaries will be guarantors of New Profusa’s Obligations under the PIPE Convertible Notes pursuant to the Guaranty. The foregoing descriptions of the PIPE transaction documents are qualified in their entirety by reference to the full text of the respective forms of such transaction documents, copies of which will be filed as exhibits to the registration statement of which this proxy statement/prospectus forms a part. 20

SELECTED HISTORICAL FINANCIAL DATA OF NORTHVIEW The following tables summarize certain financial data for NorthView’s business and should be read in conjunction with the section entitled “ NorthView Management’s Discussion and Analysis of Financial Condition and Results of Operations” and NorthView’s audited financial statements, and the notes related thereto, which are included elsewhere in this proxy statement/prospectus. NorthView’s balance sheet data as of December 31, 2024 and December 31, 2023 and statement of operations data for the years then ended are derived from NorthView’s audited financial statements included elsewhere in this proxy statement/prospectus. The historical results presented below are not necessarily indicative of the results to be expected for any future period. You should read the following selected financial information in conjunction with NorthView’s financial statements and related notes and the section entitled “ NorthView Management’s Discussion and Analysis of Financial Condition and Results of Operations” contained elsewhere in this proxy statement/prospectus.

|                                                                                                    |     | For the      
 Year Ended   
 December 31, 
 2024         |            |   |     | For the      
 Year Ended   
 December 31, 
 2023         |            |   |
|:---------------------------------------------------------------------------------------------------|