Company: AIRJW
Filing Date: 2025-05-05
Form Type: 424B3
Source: 0001213900-25-039770
Chunk: 168

Company: AirJoule Technologies Corp.
Filing Date: 2025-05-05
Form: 424B3
Chunk 168
---
 the public through BRS, BRS is deemed to have a “conflict of interest” within the meaning of
FINRA Rule 5121. Consequently, this offering will be conducted in compliance with the provisions of FINRA Rule 5121, which
requires that a “qualified independent underwriter,” as defined in FINRA Rule 5121, participate in the preparation
of the registration statement that includes this prospectus and exercise the usual standards of “due diligence” with
respect thereto. Accordingly, we have engaged Seaport Global Securities LLC, a registered broker-dealer and FINRA member
(“Seaport”), to be the qualified independent underwriter in the offering of the Class A Common Stock offered by the
Selling Stockholder pursuant to this prospectus and, in such capacity, participate in the preparation of the registration statement
that includes this prospectus and exercise the usual standards of “due diligence” with respect thereto. B. Riley
Principal Capital II has agreed to pay Seaport a cash fee of $50,000 upon the completion of this offering as consideration for
its services and to reimburse Seaport up to $5,000 for expenses incurred in connection with acting as the qualified independent
underwriter in this offering. While we are not obligated to pay any such fees or expense reimbursement directly to Seaport, we have
agreed to pay or cause to be paid to B. Riley Principal Capital II $25,000 in cash upon execution of the Purchase
Agreement and the Registration Rights Agreement as reimbursement of a portion of the fees and expenses payable by B. Riley
Principal Capital II to Seaport for acting as the qualified independent underwriter in connection with this offering. In
accordance with FINRA Rule 5110, such cash fee and expense reimbursement to be paid by B. Riley Principal Capital II
to Seaport for acting as the qualified independent underwriter in this offering, including $25,000 reimbursement from us for a
portion of the fees and expenses of Seaport paid by B. Riley Principal Capital II, are deemed to be underwriting
compensation in connection with sales of our Class A Common Stock by B. Riley Principal Capital II to the public.
Seaport will receive no other compensation for acting as the qualified independent underwriter in this offering. In accordance with
FINRA Rule 5121, BRS is not permitted to sell shares of our common stock in this offering to an account over which it exercises