Company: HCTI
Filing Date: 2025-05-20
Form Type: 10-Q
Source: 0001213900-25-045994
Chunk: 216

Company: Healthcare Triangle, Inc.
Filing Date: 2025-05-20
Form: 10-Q
Item: Part II, Item 2
Chunk 216
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Item 2. Unregistered Sales of Equity Securities
and Use of Proceeds. 

On February 27, 2025, we entered into Securities Purchase Agreements
dated February 27, 2025 with institutional investors for the private placement of 36,190,485 units (each a, “Unit”), each
Unit consisting of one share of the our common stock or one pre-funded warrant to purchase one share of common stock, one Series A Warrant
(a “Series A Warrant”) to purchase one share of common stock and one Series B Warrant to purchase one share of common stock
at an offering price of $0.42 per Unit (or $0.41999 per Unit in the case of Units that include pre-funded warrants).

Item 3. Defaults Upon Senior Securities. 

Not applicable

Item 4. Mine Safety Disclosures. 

Not applicable

Item 5. Other Information 

None

39

Item 6. Exhibits

    Exhibit No.
     
    Description
  
    3.1
     
    Certificate of Incorporation of the Company (incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement No. 333-259180, initially filed on August 30, 2021)
  
    3.2
     
    Bylaws of the Company (incorporated by reference to Exhibit 3.2 to the Company’s Registration Statement No. 333-259180, initially filed on August 30, 2021)
  
    3.3
     
    Amendment to Certificate of Incorporation of the Company (incorporated by reference to Exhibit 3.3 to the Company’s Registration Statement No. 333-259180, initially filed on August 30, 2021)
  
    3.4
     
    Series A Preferred Stock Certificate of Designation (incorporated by reference to Exhibit 3.4 to the Company’s Registration Statement No. 333-259180, initially filed on August 30, 2021)
  
    3.5
     
    Series A Preferred Stock Amended and Restated Certificate of Designations (incorporated by reference to Exhibit 3.5 to the Company’s Registration Statement No. 333-259180, initially filed on August 30, 2021)
  
    4.1
     
    Form of Series A Warrant (incorporated by reference to Exhibit 4.1