Company: CNTB
Filing Date: 2025-03-31
Form Type: 10-K
Source: 0001835268-25-000014
Chunk: 39

Company: Connect Biopharma Holdings Ltd
Filing Date: 2025-03-31
Form: 10-K
Item: Item 15
Chunk 39
---
ITEM 15.       EXHIBIT AND FINANCIAL STATEMENT SCHEDULES.

(a) The following documents are filed as part of this Annual Report on Form 10-K:

1.Consolidated Financial Statements.

The consolidated financial statements and supplementary data set forth in Part II of the Annual Report on Form 10-K are included herein.

2.Consolidated Financial Statement Schedules.

These schedules are omitted because they are not required, or are not applicable, or the required information is shown in the consolidated financial statements or notes thereto.

3.Exhibits.

The exhibits listed in the accompanying Exhibit Index are incorporated by reference, filed, or furnished, as applicable, as part of this Annual Report on Form 10- K.

155

TABLE OF CONTENTS

EXHIBIT INDEX

Incorporation by ReferenceExhibit No.DescriptionFormFile No.Exhibit ReferenceFiling DateFiled or Furnished Herewith3.1Fifth Amended and Restated Memorandum of Association of Connect Biopharma Holdings Limited20-F001-402121.13/31/20224.1Specimen Certificate for Ordinary SharesF-1/A333-2536314.13/12/20214.2Deposit Agreement, among Connect Biopharma Holdings Limited, the depositary, and the holders and beneficial owners of American Depositary Shares issued thereunderS-8333-2545244.33/19/20214.3Specimen American Depositary ReceiptS-8333-2545244.3, Exhibit A3/19/20214.4Second Amended and Restated Shareholders Agreement, dated as of December 1, 2020, between Connect Biopharma Holdings Limited, its subsidiaries and certain of its shareholdersF-1333-2536314.42/26/20214.5Description of Securities20-F001-402122.53/31/202210.1†Form of Indemnification AgreementF-1/A333-25363110.23/17/202110.2†2019 Stock Incentive PlanF-1333-25363110.12/26/202110.3†2021 Stock Incentive Plan and form of share option grant notice and share option agreement thereunderF-1/A333-25363110.33/12/202110.4†2021 Employee Share Purchase PlanF-1/A333-25363110.43/12/202110.5†Non-Employee