Company: AWK
Filing Date: 2025-12-17
Form Type: S-4
Source: 0001193125-25-321389
Chunk: 229

Company: American Water Works Company, Inc.
Filing Date: 2025-12-17
Form: S-4
Chunk 229
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 Street     
 Global Advisors, Ltd.; and State Street Global Advisors Singapore Limited. State Street holds shared power to vote or direct to vote 6,896,000 shares, and shared power to dispose or to direct the disposition of 11,013,329 shares. This disclosure is 
 derived solely from information contained in the most recent Schedule 13G/A, filed by State Street with the SEC on January 30, 2024. The information is as of December 31, 2023, and the number of shares of American Water common stock                 
 beneficially owned by State Street may have changed subsequently.                                                                                                                                                                                        |

169

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT OF ESSENTIAL Security Ownership of Essential’s Directors and Executive Officers The following table sets forth information as of December 10, 2025, regarding the beneficial ownership of Essential common stock by: (i) each director on the Essential board; (ii) each named executive officer included in Essential’s Definitive Proxy Statement for its 2025 Annual Meeting of Shareholders, which was filed with the SEC on March 25, 2025; and (iii) all of Essential’s directors and current executive officers as a group. Beneficial ownership of securities as shown below has been determined in accordance with Rule 13d-3promulgated under the Exchange Act and includes the possession, directly or indirectly, through any formal or informal arrangement, either individually or in a group, of voting power (which includes the power to vote, or to direct the voting of, such security) and/or investment power (which includes the power to dispose of, or to direct the disposition of, such security). Shares of Essential common stock subject to options, Essential RSUs, and other convertible securities that are exercisable or have vested, as applicable, or will be exercisable or will vest, as applicable, within 60 days of December 10, 2025 are considered outstanding and beneficially owned by the person holding the options, Essential RSUs, or other convertible securities for the purpose of computing the number of shares of Essential common stock beneficially owned and the percentage ownership of that person, but are not treated as outstanding for the purpose of computing the percentage ownership of any other person. Except in cases where community property laws apply or where indicated in the footnotes to this table, Essential believes that each shareholder identified in the table possesses sole voting and investment power over all shares of Essential common stock shown as beneficially owned by the shareholder.