Company: PETVW
Filing Date: 2025-08-14
Form Type: 10-Q
Source: 0001493152-25-011967
Chunk: 47

Company: PetVivo Holdings, Inc.
Filing Date: 2025-08-14
Form: 10-Q
Item: Part I, Item 1
Chunk 47
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 OF EQUITY SECURITIES AND USE OF PROCEEDS

In
April 2025, the Company issued 20,000 shares to service providers for consulting services valued at market on the date of grant of $12,640.

In
April 2025, the Company issued 52,500 shares of common stock upon the vesting of restricted stock units issued to 6 board members.

In
May 2025, the Company issued 20,000 shares to service providers for consulting services valued at market on the date of grant of $15,160.

In
June 2025, the Company issued 8,000 shares to a consultant in connection with the conversion of an outstanding accounts payable balance
of $6,000.

In
June 2025, the Company issued 70,000 shares of common stock in connection with the exercise of a warrant in exchange for proceeds of
$140,000.

In
June 2025, the Company issued 30,157 shares of common stock upon the vesting of restricted stock units issued to 2 employees.

All
of the transactions described above were exempt from registration in reliance on Section 4(a)(2) of the Securities Act of 1933, as amended,
as a transaction by an issuer not involving a public offering. The consultants in these transactions represented their intention to acquire
these securities for investment only and not with a view to offer or sell, in connection with any distribution of the securities, and
appropriate legends were affixed to the share certificates and instruments issued in such transactions.

ITEM
3. DEFAULTS UPON SENIOR SECURITIES

None.

ITEM
4. MINE SAFETY DISCLOSURES

Not
required.

ITEM
5. OTHER INFORMATION

None

31

ITEM
6. EXHIBITS 

The
following exhibits are filed as part of this Quarterly Report.

    Exhibit
    No.
     
    Description

    10.1
     
    Form
    of Securities Purchase Agreement dated April 17, 2023 between PetVivo Holding Company, Inc. and investors (incorporated by reference
    to Exhibit 10.1 in the Company’s Current Report on Form 8-K filed with the SEC on April 17, 2023).

    10.2
     
    Finder’s
    Fee Agreement dated March 28, 2023, between PetVivo Holdings, Inc. and Bancroft Capital, LLC (incorpor