Company: DARE
Filing Date: 2025-11-13
Form Type: 10-Q
Source: 0001401914-25-000050
Chunk: 11

Company: Dare Bioscience, Inc.
Filing Date: 2025-11-13
Form: 10-Q
Item: Part II, Item 1A
Chunk 11
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 to the accompanying condensed consolidated financial statements. Lincoln Park represented to us, among other things, that it is an “accredited investor” as such term is defined in Rule 501(a)(3) of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”). The shares of common stock issued to Lincoln Park under the purchase agreement were issued in reliance upon an exemption from the registration requirements of the Securities Act afforded by Section 4(a)(2) of the Securities Act and/or Rule 506 of Regulation D promulgated under the Securities Act.

(b)    None.

(c)    None.

Item 3. Defaults Upon Senior Securities

None.

Item 4. Mine Safety Disclosures

Not applicable.

Item 5. Other Information

(a)     None.

(b)     None.

(c)     During the period from July 1, 2025 to September 30, 2025, none of our directors or officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated any Rule 10b5-1 trading arrangement (as defined in Item 408(a)(1)(i) of Regulation S-K) or any non-Rule 10b5-1 trading arrangement (as defined in Item 408(c) of Regulation S-K). 

49

Item 6. Exhibits

Incorporated by ReferenceExhibitNumberDescription of ExhibitFormFile No.Filing DateExhibit No.Filed Herewith10.1Amendment No. 1 to Daré  Bioscience, Inc. 2022 Stock Incentive Plan10-Q001-363958/14/202510.110.2Grant Agreement between Daré Bioscience, Inc. and the Gates Foundation (f/k/a The Bill & Melinda Gates Foundation)  effective as of June 30, 2021, as amended to dateX10.3Grant Agreement between Daré Bioscience, Inc. and the Gates Foundation (f/k/a the Bill & Melinda Gates Foundation) effective as of November 11, 2024, as amended to dateX31.1Certification of Principal Executive Officer and Principal Financial Officer pursuant to Rule 13a-14(a)/15d-14(a) of the Securities Exchange Act of 1934, as amendedX32.1Certification of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C. §