Company: PACB
Filing Date: 2025-04-23
Form Type: DEF 14A
Source: 0001299130-25-000090
Chunk: 63

Company: PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Filing Date: 2025-04-23
Form: DEF 14A
Chunk 63
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 — Outstanding Equity Awards at Fiscal Year-End” and “Board of Directors and Committees of the Board — Director Compensation” for a description of these stock options and RSUs. In the ordinary course of business, we enter into offer letters and employment agreements and change in control and severance agreements with our executive officers. We have also entered into indemnification agreements with each of our directors and officers. The indemnification agreements and our certificate of incorporation and bylaws require us to indemnify our directors and officers to the fullest extent permitted by Delaware law.

| 2025 Proxy Statement |     | 45 |

TABLE OF CONTENTS

| SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT |

The following table sets forth certain information as of April 10, 2025, except as otherwise noted, with respect to the beneficial ownership of our common stock by (i) each person or group the Company believes beneficially holds more than 5% of the outstanding shares of the Company’s common stock based solely on the Company’s review of SEC filings; (ii) each director and nominee for director; (iii) each NEO listed in the table entitled “Summary Compensation Table” under the section entitled “Executive Compensation”; and (iv) all current directors, director nominees, and executive officers as a group.

We have determined beneficial ownership in accordance with the rules of the SEC. Unless otherwise indicated below, to our knowledge, the persons and entities named in the table have sole voting and sole investment power with respect to all shares that they beneficially owned, subject to community property laws where applicable. The percentage of beneficial ownership shown in the table is based on 300,041,319 shares of our common stock issued and outstanding as of April 10, 2025.

| Name and address of beneficial owner(1)                             |     | Number of                    
 Shares Beneficially Owned(2) |            |     | Right to  
 Acquire   
 Shares(3) |           |     | Total      
 Beneficial 
 Ownership  |            |     | Percent of 
 Class      |      |   |
| 5% Stockholders:                                                    |     |                              |            |     |           |           |     |            |            |     |            |      |   |
| ARK Investment Management LLC(4)                                    |     |                              | 34,504,273 |     |           |         — |     |            | 34,504,273 |     |            | 11.5 | % |
|