Company: AX
Filing Date: 2025-09-25
Form Type: DEF 14A
Source: 0001299709-25-000174
Chunk: 83

Company: Axos Financial, Inc.
Filing Date: 2025-09-25
Form: DEF 14A
Chunk 83
---
 Vanguard Group, Inc., 100 Vanguard Blvd., Malvern, PA 19355. The information is based solely on direct correspondence between the Company and The Vanguard Group, Inc., regarding The Vanguard Group’s holdings as of June 30, 2025.

| 77 |

#### Other Items
Security Ownership of Directors and Named Executive Officers

Set forth below is certain information, as of the record date regarding the shares of the Company’s common stock that were owned, beneficially, by (i) each director, (ii) each of the current executive officers of the Company who are named in the Summary Compensation Table (the “Named Executive Officers”), and (iii) all of the current directors and executives as a group. Included in the common stock column below are RSUs, if any, that vest within 60 days after the record date. The percentage of outstanding shares of our common stock is based upon outstanding shares at the record date. Except as indicated in the footnotes to the table below, each person has sole voting and investment power with respect to the shares he or she beneficially owns. Beneficial ownership has been determined in accordance with Rule 13d-3 under the Exchange Act. The address of each director and executive officer is c/o Axos Financial, Inc., 9205 West Russell Road, Suite 400, Las Vegas, NV 89148.

|                                                                         |     | Beneficial Ownership of Common Stock |           |     |                    |      |   |
| Name                                                                    |     | Number of                            
 Shares(1)                            |           |     | Percent of         
 Outstanding Shares |      |   |
| Gregory Garrabrants(2)                                                  |     |                                      | 1,829,426 |     |                    | 3.23 | % |
| Paul J. Grinberg                                                        |     |                                      |   126,160 |     |                    |      | * |
| Nicholas A. Mosich                                                      |     |                                      |    84,938 |     |                    |      | * |
| James S. Argalas                                                        |     |                                      |    75,484 |     |                    |      | * |
| Brian Swanson(3)                                                        |     |                                      |    60,097 |     |                    |      | * |
| Edward J. Ratinoff                                                      |     |                                      |    50,498 |     |                    |      | * |
| Derrick K. Walsh(4)                                                     |     |                                      |    48