Company: PHAT
Filing Date: 2025-03-06
Form Type: 10-K
Source: 0000950170-25-034183
Chunk: 123

Company: Phathom Pharmaceuticals, Inc.
Filing Date: 2025-03-06
Form: 10-K
Item: Item 16
Chunk 123
---
 )

F-28

EXHIBIT INDEX 

    Incorporated by Reference

    ExhibitNumber
     
    Exhibit Description
      
    Form
      
    Date
      
    Number
      
    FiledHerewith

    3.1
     
    Amended and Restated Certificate of Incorporation 
      
    8-K
      
    10-29-2019
     
    3.1

    3.2
     
    Certificate of Amendment to Amended and Restated Certificate of Incorporation, as filed with the Secretary of the State of Delaware on May 26, 2023
     
    8-K
     
    5-30-2023
     
    3.1

    3.3
     
    Amended and Restated Bylaws, effective as of December 13, 2023 
      
    8-K
      
    12-15-2023
     
    3.1

    4.1
     
    Form of Common Stock Certificate 
      
    S-1/A
      
    10-15-2019
     
    4.1

    4.2
     
    Warrant to purchase stock issued to Silicon Valley Bank, dated May 14, 2019
     
    S-1
     
    9-30-2019
     
    4.3

    4.3
     
    Warrant to purchase stock issued to WestRiver Innovation Lending Fund VIII, L.P., dated May 14, 2019
     
    S-1
     
    9-30-2019
     
    4.4

    4.4
     
    Note Purchase Agreement, dated May 7, 2019, by and among the Registrant and the other parties party thereto, as amended
     
    S-1/A
     
    10-15-2019
     
    4.5

    4.5
     
    Warrant to purchase stock issued to Hercules Capital, dated September 17, 2021
     
    10-Q
     
    11-8-2021
     
    10.2

    4.6
     
    Form of Warrant to purchase stock issuable pursuant to the Loan and Security Agreement, as amended, by and between the Registrant