Company: FWDI
Filing Date: 2025-02-13
Form Type: 10-Q
Source: 0001683168-25-000993
Chunk: 72

Company: Forward Industries, Inc.
Filing Date: 2025-02-13
Form: 10-Q
Item: Item 5
Chunk 72
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No officers, as defined in Rule 16a-1(f), or directors
adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined
in Regulation S-K Item 408, during the last fiscal quarter. 

ITEM 6.EXHIBITS

The exhibits listed in the
accompanying “Index to Exhibits” are filed or incorporated by reference as part of this Form 10-Q.

 27 

Signatures

Pursuant to the requirements
of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned,
hereunto duly authorized.

Dated:  February 13, 2025

    FORWARD INDUSTRIES, INC.

    By: /s/ Terence Wise
    Terence Wise
    Chief Executive Officer
    (Principal Executive Officer)

    By: /s/ Kathleen Weisberg
    Kathleen Weisberg
    Chief Financial Officer
    (Principal Financial and Accounting Officer) 

 28 

EXHIBIT INDEX

    Incorporated by
    Reference

    Exhibit
    No.
     
    Exhibit Description
    Form
    Date
    Number
    Filed or
    Furnished
    Herewith
  
    2.1
     
    Stock Purchase
    Agreement dated January 18, 2018 - Intelligent Product Solutions, Inc.+
    8-K
    1/18/18
    2.1

    2.2
     
    Asset
    Purchase Agreement dated August 17, 2020 - Kablooe, Inc.+  
    8-K
    8/17/20
    2.1

    3.1
     
    Restated
    Certificate of Incorporation
    10-K
    12/8/10
    3(i)

    3.2
     
    Certificate
    of Amendment of the Certificate of Incorporation – Series A Participating Preferred Stock 
    8-K
    4/26/13
    3.1

    3.3
     
    Certificate
    of Amendment of the Certificate of Incorporation – 6% Senior Convertible Preferred
    Stock
    8-K
    7/3/13