Company: FEAV
Filing Date: 2025-02-03
Form Type: DEF 14A
Source: 0000950170-25-012391
Chunk: 168

Company: 5E Advanced Materials, Inc.
Filing Date: 2025-02-03
Form: DEF 14A
Chunk 168
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 interests of any Company Party (in each case whether or not arising under or in connection with any employment agreement).

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“Equity Plan Amendment” means an amendment to the Company’s 2022 equity compensation plan to increase the number of shares of common stock authorized for issuance by 14,000,000 shares (appropriately adjusted to reflect any stock split, stock dividend, stock combination, recapitalization, or the like occurring after the date hereof), or 19,000,000 shares (appropriately adjusted to reflect any stock split, stock dividend, stock combination, recapitalization, or the like occurring after the date hereof) if the proposal to be presented at the Company’s 2024 annual meeting of stockholders to approve an increase to the aggregate number of shares reserved for issuance under the 2022 equity compensation plan by 5,000,000 shares fails to be approved.

“Execution Date” has the meaning set forth in the preamble to this Agreement.

“ First Day Pleadings ” means, in the event of the In-Court Restructuring, the first-day pleadings that the Company Parties determine are necessary or desirable to file, with the consent of the Consenting Parties.

“ Fourth Amendment to the Amended and Restated Note Purchase Agreement ” has the meaning set forth in the recitals to this Agreement.

“ Holder ” means an Entity holding a Claim or Equity Interest.

“ In-Court Restructuring ” means the Restructuring Transactions to be consummated through confirmation of the Plan in the Chapter 11 Cases and other related transactions.

“Law” means any federal, state, local, or foreign law (including common law), statute, code, ordinance, rule, regulation, order, ruling, or judgment, in each case, that is validly adopted, promulgated, issued, or entered by a governmental authority of competent jurisdiction (including the Bankruptcy Court).

“ Milestones ” means the applicable milestones set forth on Exhibit K hereto, as such may be extended in accordance with the terms of this Agreement.

“ New Common Equity ” means the new common stock of FEAM or, in the event of the In-Court Restructuring, the new common equity interests of Reorganized FEAM, to be issued in accordance with the terms set forth in the Restructuring Term Sheet and the Subscription Agreement.

“ Notes ” means the convertible notes of FEAM held by the BEP Noteholders and the Ascend Noteholders in connection with