Company: PNNT
Filing Date: 2025-05-02
Form Type: 10-K/A
Source: 0001193125-25-111627
Chunk: 4

Company: PENNANTPARK INVESTMENT CORP
Filing Date: 2025-05-02
Form: 10-K/A
Chunk 4
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N-2/A(FileNo.333-172524),filed on January 22, 2013).4.3Fourth Supplemental Indenture, dated as of April 21, 2021, by and between the Company and American Stock Transfer & Trust Company, LLC, as trustee (Incorporated by reference to Exhibit 4.1 to the Registrant’s Form8-K(FileNo. 814-00736),filed April 22, 2021).4.4Form of 4.50% Notes due 2026 (included as part of Exhibit 4.3).4.5Fifth Supplemental Indenture, dated as of October 21, 2021, by and between the Company and American Stock Transfer & Trust Company, LLC, as trustee (Incorporated by reference to Exhibit 4.1 to the Registrant’s Form8-K(FileNo. 814-00736),filed on October 21, 2021).4.6Form of 4.00% Notes due 2026 (included as part of Exhibit 4.5).4.7Description of Securities (Incorporated by reference to Exhibit 4.7 to the Registrant’s Form10-K(FileNo. 814-00736),filed November 21, 2019).10.1Amended and Restated Administration Agreement, dated as of May 20, 2024, between the Registrant and PennantPark Investment Administration, LLC (Incorporated by reference to Exhibit 10.2 to the Registrant’s Quarterly Report on Form10-Q(FileNo. 814-00736),filed on August 7, 2024).10.2Dividend Reinvestment Plan (Incorporated by reference to Exhibit 99(e) to the Registrant’s Registration Statement on FormN-2(FileNo. 333-150033),filed on April 2, 2008).
| 10.3  |     | First Omnibus Amendment to Second Amended and Restated Senior Secured Revolving Credit Agreement and Second Amended and Restated Guarantee and Security Agreement, dated as of May 25, 2017, among the Registrant, the lenders party thereto and SunTrust Bank, as administrative agent for the lenders (Incorporated by reference to Exhibit 10.1 to the Registrant’s Quarterly Report on Form 10-Q (File No. 814