Company: APM
Filing Date: 2025-10-06
Form Type: S-4
Source: 0001213900-25-096656
Chunk: 322

Company: Aptorum Group Ltd
Filing Date: 2025-10-06
Form: S-4
Chunk 322
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____________ *Less than 1% of total outstanding Ordinary Shares on an as converted basis. (1)For each person and group included in this column, percentage ownership is calculated by dividing the number of Aptorum Class A ordinary shares and Aptorum Class B ordinary shares beneficially owned by such person or group, including shares that such person or group has the right to acquire within 60 days after the date of this proxy statement/prospectus, by the sum of Aptorum Class A ordinary shares and Aptorum Class B ordinary shares, and the number of Aptorum Class A ordinary shares that such person or group has the right to acquire beneficial ownership within 60 days after the date of this proxy statement/prospectus. Following the IPO, each Aptorum Class B ordinary share can be converted at any time on a one -for-onebasis into Aptorum Class A ordinary shares at the discretion of the holder.

178 (2)For each person and group included in this column, percentage of total voting power represents voting power based on both Aptorum Class A ordinary shares and Aptorum Class B ordinary shares beneficially owned by such person or group with respect to all of our outstanding Aptorum Class A ordinary shares and Aptorum Class B ordinary shares as one single class. Holders of Aptorum Class A ordinary shares are entitled to one vote per share and holders of Aptorum Class B ordinary shares are entitled to one hundred votes per share on all matters subject to a shareholders’ vote. (3)Includes 370,308 Aptorum Class A ordinary shares owned by Jurchen, warrants held by Jurchen to purchase 54,054 Aptorum Class A ordinary shares, 137,659 Aptorum Class A ordinary shares owned by Mr. Huen, and 1,606,147 Aptorum Class B ordinary shares owned by Jurchen. Jurchen Investment Corporation, is a company wholly owned by Mr. Huen. Mr. Huen maintains sole voting control over the shares held by Jurchen, the principal office address of which is at 17 thFloor, Guangdong Investment Tower, 148 Connaught Road Central, Hong Kong. (4)CGY Investments Limited is 50% held by Seng Fun Yee, 25% held by Mandy Lui and 25% held by Adrian Lui (all of whom are related to our former Chief Executive Officer, Mr. Darren Lui). Mr. Lui controls and/or has substantial influence on the disposition and voting rights of the shares held by