Company: SISI
Filing Date: 2025-02-14
Form Type: 10-Q
Source: 0001493152-25-006895
Chunk: 139

Company: SHINECO, INC.
Filing Date: 2025-02-14
Form: 10-Q
Item: Part I, Item 4
Chunk 139
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 in conditions, effectiveness of internal controls over financial reporting may vary over time. Our system
contains self-monitoring mechanisms, and actions are taken to correct deficiencies as they are identified.

PART
II - OTHER INFORMATION

ITEM
1. LEGAL PROCEEDINGS.

Other
than ordinary routine litigation (of which we are not currently involved), we know of no material, existing or pending legal proceedings
against us, nor are we involved as a plaintiff in any material proceeding or pending litigation, and there are no proceedings in which
any of our directors, officers or affiliates, or any registered or beneficial stockholder, is an adverse party or has a material interest
adverse to our company except as disclosed in the Quarterly Report on Form 10-Q, filed with the SEC on November 14, 2024.

ITEM
1A. RISK FACTORS.

As
a “smaller reporting company,” we are not required to provide the information required by this Item.

ITEM
2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS.

There
were no unregistered sales of the Company’s equity securities during the six months ended December 31, 2024 that were not previously
disclosed in reports filed with the SEC.

ITEM
3. DEFAULTS UPON SENIOR SECURITIES.

None.

ITEM
4. MINE SAFETY DISCLOSURES.

Not
applicable.

ITEM
5. OTHER INFORMATION.

None.

65

ITEM
6. EXHIBITS

    Exhibit
    Number
     
    Description

    3.1*
     
    Amended and Restated Certificate of Incorporation of Shineco, Inc.

    3.2
     
    Amended and Restated Bylaws of Shineco, Inc. (incorporated by reference to the Company’s Registration Statement on Form S-1 filed with the SEC on July 1, 2015 (Registration No. 333-202803))

    4.1
     
    Specimen Common Stock Share Certificate (incorporated by reference to the Company’s Registration Statement on Form S-1 filed with the SEC on January 27, 2016 (Registration No. 333-202803))

    4.2
     
    Amendment to Convertible Promissory Note, dated September 7, 2022 (Incorporated by reference to the Company’s Annual Report on Form 10-K filed with the SEC on September