Company: APM
Filing Date: 2025-07-15
Form Type: DRS
Source: 0001213900-25-063906
Chunk: 40

Company: Aptorum Group Ltd
Filing Date: 2025-07-15
Form: DRS
Chunk 40
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 the Aptorum and DiamiR executive management team prior to the Merger, including:

| Name                |     | Title                              |
| Ian Huen            |     | Chief Executive Officer            |
| Gary Anthony        |     | Chief Financial Officer            |
| Alidad Mireskandari |     | President, Chief Operation Officer |

Regulatory Approvals SEC and Other Filings In connection with the Merger, the parties intend to make all required filings with the SEC, the Delaware Secretary of State and Nasdaq, as well as any required filings with foreign, state or local governmental authorities, as applicable. Pursuant to the terms of the Merger Agreement, each of the parties agree to use its respective reasonable best efforts to take, or cause to be taken, all actions and do, or cause to be done, all things reasonably necessary, proper, or advisable under any applicable laws to consummate and make effective the Merger, including, but not limited to, the preparation and filings of all forms, registrations, notifications and notices required to be filed to consummate the Transaction, taking all actions reasonably necessary to obtain any consent, clearance, expiration or termination of a waiting period, authorization, order, non -objectionor approval of, or any exemption by, any governmental authority required or advisable to be obtained or made by Aptorum, DiamiaR or any of their respective affiliates, and the execution and delivery of any additional instruments. Conditions to Completion of the Merger The obligations of the parties to consummate the Merger are subject to the satisfaction or (to the extent permitted by applicable law) waiver by each of the parties to the Merger Agreement of the following conditions at or prior to the Closing: •the approval of the Domestication Proposal and the completion of the Domestication; •the approval of the Nasdaq Stock Issuance Proposal; •the conversion of all outstanding convertible debt of Aptorum and of DiamiR; •the completion of review by Nasdaq of Aptorum’s listing of additional securities application for the shares to be issued in connection with the Merger, and the continuous listing of Aptorum’s shares on Nasdaq; •the declaration by the SEC of the effectiveness of a registration statement on Form S -4registering the shares of Aptorum Delaware common stock issuable pursuant to the Merger Agreement; •the composition of the board of directors of the Combined Company is as agreed between DiamiR and Aptorum, and the post -mergerofficers and directors shall have entered into employment