Company: INV
Filing Date: 2025-05-09
Form Type: DEF 14A
Source: 0001628280-25-024060
Chunk: 6

Company: Innventure, Inc.
Filing Date: 2025-05-09
Form: DEF 14A
Chunk 6
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 “Shareholder of Record” and a Beneficial Owner of Shares Held in “Street Name”.**

Shareholder of Record. If your shares are registered directly in your name with our transfer agent, Equiniti Trust

Company, LLC, then you are considered the “shareholder of record” of those shares. In this case, your Notice of

Availability has been sent to you directly by us. You may vote your shares by proxy prior to the Annual Meeting by

following the instructions contained in the Notice of Availability and in the section titled “How to Vote” below.

Beneficial Owner of Shares Held in Street Name. If your shares are held by a bank, broker or other nominee, then

you are considered the beneficial owner of those shares, which are held in “street name.” In this case, your Notice of

Availability will be sent to you by that organization. The organization holding your shares is considered the shareholder of

record for purposes of voting at the Annual Meeting. As the beneficial owner, you have the right to instruct that

organization as to how to vote the shares held in your account by following the instructions contained on the voting

instruction card provided to you by that organization.

Do the Series B Preferred Stock Holders Have Voting Rights? Yes. As described in the certificate of

designation for the Series B Preferred Stock (the “Series B Certificate of Designation”), for each whole share of Series B

Preferred Stock held by the holder as of the Record Date, the holders of the Series B Preferred Stock will be entitled to cast

the number of votes equal to (i) the Original Issue Price, which is $10.00, divided by (ii) $10.35, which is the Minimum

Price (which shall have the meaning assigned in Nasdaq Listing Rule 5635(d)) as of the initial issue date of the Series B

Preferred Stock, and will vote with the holders of the Common Stock and Series C Preferred Stock as a single class and on

an as-converted basis, except as provided by law or applicable “Nasdaq Listing Rules” of the Nasdaq Global Market

(“Nasdaq”) and subject to certain other limitations as set forth in the Series B Certificate of Designation. Following this

calculation, each share of our Series B Preferred Stock is entitled to 0.97 votes on each matter to be voted on at the Annual

Meeting.

Do the Series C Preferred Stock Holders Have Voting Rights? Yes. As described in the certificate of

designation