Company: GDV-PK
Filing Date: 2025-08-08
Form Type: N-14
Source: 0001829126-25-006008
Chunk: 140

Company: GABELLI DIVIDEND & INCOME TRUST
Filing Date: 2025-08-08
Form: N-14
Chunk 140
---
 |
| Peter Goldstein                 |     |                       0 |     | *                 |
| Richard J. Walz                 |     |                       0 |     | *                 |

| (1) | This information has been furnished by each Trustee and executive officer as of December 31, 2024. “Beneficial Ownership” is determined in accordance with Rule 13(d)(3) of the 1934 Act. Reflects ownership of Common Shares unless otherwise noted.                                                                                                                                                                                                                                                                                                                                                                                                                                                                    |
| (2) | An asterisk indicates that the ownership amount constitutes less than 1% of the total Shares outstanding. The ownership of the Trustees and executive officers as a group constitutes 0.9% of the total Common Shares outstanding and 47.8% of the total Preferred Shares outstanding.                                                                                                                                                                                                                                                                                                                                                                                                                                   |
| (3) | Includes 143,512 Common Shares owned by Mr. Gabelli, 626,000 Common Shares owned by Associated Capital Group, Inc. (ACG), of which Mr. Gabelli is the Executive Chair and controlling shareholder, 10,000 Common Shares owned by GGCP, Inc. and 3,000 Common Shares owned by Gabelli Foundation. Mr. Gabelli has less than a 100% interest in each of these entities and disclaims beneficial ownership of the shares owned by these entities which are in excess of his indirect pecuniary interest.                                                                                                                                                                                                                    |
| (4) | Includes 3,211,500 shares of Series M Preferred owned by Mr. Gabelli; 3,100,000 shares of Series M Preferred owned by Associated Capital Group, Inc. (ACG), of which Mr. Gabelli is the Executive Chair and controlling shareholder; 1,900,000 shares of Series M Preferred owned by Gabelli Foundation Inc, 600,000 shares of Series M Preferred owned by GAMCO Investors, Inc, 1,500,000 shares of Series M Preferred owned by GGCP, Inc. and 400,000 shares of Series M Preferred by GAMCO Asset Management Inc. Mr. Gabelli has less than a 100% interest in each of these entities and disclaims beneficial ownership of the shares owned by these entities which are in excess of his indirect pecuniary interest. |
| (5) | Includes 1,086 Common Shares owned by Mr. Zizza’s spouse.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                |

Each Board believes that each Trustee’s experience, qualifications, attributes or skills on an individual basis and in