Company: APM
Filing Date: 2025-10-06
Form Type: S-4
Source: 0001213900-25-096656
Chunk: 8

Company: Aptorum Group Ltd
Filing Date: 2025-10-06
Form: S-4
Chunk 8
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edin the Cayman Islands pursuant to the Companies Act (as revised) of the Cayman Islands and the Company’s Memorandum and Articles of Association and be registered by way of continuation as a corporation under the laws of the State of Delaware (the “Domestication”) and that the directors of Aptorum be authorized and directed to cause an application to be made to the Registrar of Companies of the Cayman Islands to deregister the Company in the Cayman Islands. The Domestication will be effected at least one day prior to closing the Merger, by Aptorum filing a certificate of corporate domestication and the proposed new certificate of incorporation (the “Proposed Certificate of Incorporation”) with the Secretary of State of the State of Delaware and filing an application to deregister with the Registrar of Companies of the Cayman Islands. Upon the effectiveness of the Domestication, Aptorum will continue as a Delaware corporation. All outstanding securities of Aptorum will convert into outstanding securities of Aptorum Delaware, as described in more detail in the accompanying proxy statement/prospectus (the “Domestication Proposal” or “Proposal No. 2”); 3.Approve, by ordinary resolution, (i) the issuance of shares of Aptorum Delaware common stock, which will represent more than 20% of the shares of Aptorum Delaware common stock outstanding immediately prior to such issuance, to DiamiR stockholders, pursuant to the terms of the Merger Agreement, a copy of which is attached as Annex A to the accompanying proxy statement/prospectus (the “Nasdaq Stock Issuance Proposal” or “Proposal No.3); 4.To approve, by ordinary resolution, the implementation of a new stock incentive plan with [] shares of Common Stock (the “2025 Incentive Plan”), attached as Annex H hereto (the “SIP Proposal” or “Proposal No. 4”) 5.Approve, by ordinary resolution, a proposal to approve the appointment of five (5) directors of the Combined Company, namely Kira Sheinerman, Ian Huen, Justin Wu, Dougals Arner and Laura A. Philips, assuming the Merger closes, to be effective upon the Closing (the “Director Appointment Proposal” or Proposal No. 5”) 6.To approve, by ordinary resolution, an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of Proposal Nos. 1 through 4 (the “Adjournment Proposal” or “Proposal No