Company: STAA
Filing Date: 2025-04-24
Form Type: DEF 14A
Source: 0000950170-25-058174
Chunk: 60

Company: STAAR SURGICAL CO
Filing Date: 2025-04-24
Form: DEF 14A
Chunk 60
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5,468,710 |     | 11.0%      |
| Soleus Capital Master Fund, L.P.(5) 
 104 Field Point Road, 2nd Floor     
 Greenwich, CT  06830                |     |                 2,562,893 |     | 5.2%       |

(1) Percent of Class calculated based on 49,526,129 shares of common stock outstanding on the Record Date, April 22, 2025. Under Rule 13d-3 of the Securities Exchange Act of 1934, certain shares may be deemed to be beneficially owned by more than one person (if, for example, a person shares the power to vote or the power to dispose of the shares). As a result, the percentage of outstanding shares of any person as shown in this table does not necessarily reflect the person’s actual ownership or voting power with respect to the number of shares of common stock actually outstanding on the Record Date. (2) In its Form 4 filed April 20, 2025, with respect to its ownership of STAAR securities as of April 8, 2025, Broadwood Partners, L.P. and Broadwood Capital, Inc. state they may be deemed to beneficially own 13,519,491 shares and have sole voting power as to no shares, shared voting power as to 13,519,491 shares, sole dispositive power as to no shares, and shared dispositive power as to 13,519,491 shares. Neal C. Bradsher states he may be deemed to beneficially own 13,545,391 shares and has sole voting power as to 25,900 shares, shared voting power as to 13,545,391 shares, sole dispositive power as to 25,900 shares, and shared dispositive power as to 13,545,391 shares. (3) In its Schedule 13G/A filed February 5, 2025, with respect to its ownership of STAAR securities as of December 31, 2024, BlackRock, Inc. states that it has sole voting power as to 8,039,145 shares, shared voting power as to no shares, sole dispositive power as to 8,222,301 shares, and shared dispositive power as to no shares. (4) In its Schedule 13G/A filed February 13, 2024, with respect to its ownership of STAAR securities as of December 29