Company: SWKH
Filing Date: 2025-03-20
Form Type: 10-K
Source: 0001628280-25-013989
Chunk: 50

Company: SWK Holdings Corp
Filing Date: 2025-03-20
Form: 10-K
Item: Item 16
Chunk 50
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 13, 2023 by and among the Company, SWK Funding LLC, the financial institutions party thereto and First Horizon Bank as a Lender and Agent~†X

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10.22Exclusive Option and Asset Purchase Agreement, by and between Enteris Biopharma, Inc., the Company and AptarGroup, Inc., dated March 13, 20248-K10.0103/19/2410.23Consulting Agreement, by and between the Company and Yvette Heinrichson, dated February 14, 2024*†10-Q10.005/15/2410.24Third Amendment to Credit Agreement dated May 17, 2024 by and among the Company, SWK Funding LLC, the financial institutions party thereto and First Horizon Bank as a Lender and AgentX10.25Executive Employment Agreement, dated March 14, 2025 between SWK Holdings Corporation and Adam RiceX10.26Fourth Amendment to Credit Agreement and Waiver dated as of August 29, 2024 by and among the Company, SWK Funding LLC, the financial institutions party thereto and First Horizon Bank as a Lender and Agent ~10-Q10.011/14/2419.01Insider Trading PolicyX21.01SubsidiariesX23.01Consent of Independent Registered Public Accounting Firm - BPM LLPX

Exhibit NumberExhibit DescriptionFormExhibitFiling DateFiled Herewith24.01Power of Attorney (included on signature page of this Annual Report on Form 10-K).X31.01Certification of Principal Executive Officer  pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.X31.02Certification of Principal Financial Officer  pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.X32.01Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**X32.02Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**X

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97SWK Holdings Corporation Compensation RecoveryX101.INS+XBRL Instance Document101.SCH+XBRL Taxonomy Extension Schema Document101.CAL+XBRL Taxonomy Extension Calculation Linkbase101.DEF+XB