Company: FEAV
Filing Date: 2025-01-24
Form Type: PRE 14A
Source: 0000950170-25-008828
Chunk: 308

Company: 5E Advanced Materials, Inc.
Filing Date: 2025-01-24
Form: PRE 14A
Chunk 308
---
 generally or by equitable principles relating to enforceability (whether enforcement is sought in equity or at law).

Liens .

The liens and security interests under the Note Documents are valid and subsisting and secure the Obligations.

The Issuer for itself and on behalf of the Guarantors hereby ratifies and reaffirms the validity and enforceability of (i) the Liens and security interests granted by the Issuer and the Guarantors to the Collateral Agent for the benefit of the Secured Parties to secure the Obligations pursuant to the Note Documents, including, for the avoidance of doubt, all Obligations arising under the Note Purchase Agreement after giving effect to this Amendment and (ii) the obligations of the Issuer and the Guarantors under the Note Purchase Agreement and the other Note Documents, and hereby confirms and agrees that, notwithstanding the effectiveness of this Amendment, each such Note Document is, and shall continue to be, in full force and effect and each is hereby ratified and confirmed in all respects.

Representations and Warranties of the Purchasers . Each of Bluescape, Ascend and Meridian, severally and not jointly, hereby represents and warrants to the Issuer and the Guarantors that, as of the date hereof:

Investor Status . Such Purchaser is (i) an “accredited investor” as defined in Regulation D promulgated under the Securities Act, (ii) an institutional account as defined in FINRA Rule 4512(c), (iii) an Eligible Investor, (iv) not acting on behalf of, or for the benefit of, any person who is not an Eligible Investor, and (v) is not acquiring the Amendment No. 4 Notes (or shares of Common Stock issuable upon conversion of the Amendment No. 4 Notes) with the purpose of selling or transferring, or granting, issuing, or transferring interests in, or options over, the Amendment No. 4 Notes (or shares of Common Stock issuable upon conversion of the Amendment No. 4 Notes) within 12 months of their purchase or issuance other than to an Eligible Investor.

Representations and Warranties . All representations and warranties of each of Bluescape, Ascend and Meridian contained in the Note Purchase Agreement and in the other Note Documents are true and correct in all material respects (unless already qualified by materiality in which case such applicable representation and warranty shall be true and correct) with the same effect as though such representations and warranties had been made as of