Company: BCG
Filing Date: 2025-03-31
Form Type: 10-K
Source: 0001410578-25-000604
Chunk: 25

Company: Binah Capital Group, Inc.
Filing Date: 2025-03-31
Form: 10-K
Item: Item 3L
Chunk 25
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ITEM 3. LEGAL PROCEEDINGS

We may be party to various claims and legal proceedings from time to time. We are not subject to any pending material legal proceedings, nor, to our knowledge, is any material legal proceeding threatened against us or any of our officers or directors in their capacity as such.

From time to time, we have been subjected to and are currently subject to legal and regulatory proceedings arising out of our business operations, including lawsuits, arbitration claims and inquiries, investigations and enforcement proceedings initiated by the SEC, FINRA and state securities regulators, as well as other actions and claims.