Company: KAVL
Filing Date: 2025-04-04
Form Type: 8-K
Source: 0001731122-25-000538
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Company: Kaival Brands Innovations Group, Inc.
Filing Date: 2025-04-04
Form: 8-K
Item: Item 3.01
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ITEM 3.01. NOTICE OF DELISTING
OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD; TRANSFER OF LISTING.

On April 3, 2025, Kaival Brands Innovations Group,
Inc. (the “ Company”) received notification from The Nasdaq Stock Market LLC (“ Nasdaq”) notifying the Company that
it is not in compliance with the requirement to maintain a minimum closing bid price of $1.00 per share, as set forth in Nasdaq Listing
Rule 5550(a)(2), because the closing bid price of the Company’s common stock (the “ Common Stock”) was below $1.00 per
share for 30 consecutive business days. The notification does not impact the listing of the Company’s Common Stock on The Nasdaq
Capital Market at this time.

In accordance with Nasdaq Listing Rule 5810(c)(3)(A),
the Company has a period of 180 calendar days from the date of notification, or until September 30, 2025, to regain compliance with the minimum
bid price requirement. During this period, the Company’s Common Stock will continue to trade on The Nasdaq Capital Market. If at
any time before September 30, 2025, the bid price of the Company’s Common Stock closes at or above $1.00 per share for a minimum
of 10 consecutive trading days, Nasdaq will provide written notification that the Company has achieved compliance with this minimum bid
price requirement.

In the event the Company does not regain compliance
by September 30, 2025, the Company may be eligible for an additional 180 calendar day compliance period to demonstrate compliance with
the bid price requirement. To qualify for the additional 180-day period, the Company will be required to meet the continued listing requirement
for market value of publicly held shares and all other initial listing standards for The Nasdaq Capital Market, with the exception of
the bid price requirement, and will need to provide written notice to Nasdaq of its intention to cure the deficiency during the second
compliance period by effecting a reverse stock split, if necessary. If the Company does not qualify for the second compliance period or
fails to regain compliance during the second 180-day period, then Nasdaq will notify the Company of its determination to delist the Company.

SIGNATURE