Company: NEWTP
Filing Date: 2025-06-06
Form Type: 8-K
Source: 0001587987-25-000106
Chunk: 1

Company: NewtekOne, Inc.
Filing Date: 2025-06-06
Form: 8-K
Item: Item 1.01
Chunk 1
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 copy of the opinion of Robert Fraley, Senior Counsel of the Company, relating to the legality of the issuance and sale of the Shares to be sold pursuant to the prospectus supplement, dated November 17, 2023, as amended by Amendment No. 1 thereto dated June 6, 2025 (the “ Prospectus Supplement”), is filed as Exhibit 5.1 hereto.

The Shares, if any, will be issued pursuant to the Company’s shelf registration statement on Form S-3 (File No. 333-269452) and the Prospectus Supplement, as further amended or supplemented from time to time.

This Current Report on Form 8-K shall not constitute an offer to sell or a solicitation of an offer to buy any securities, nor shall there be any sale of these securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or other jurisdiction.