Company: CERO
Filing Date: 2025-08-11
Form Type: S-3
Source: 0001213900-25-073849
Chunk: 15

Company: CERO THERAPEUTICS HOLDINGS, INC.
Filing Date: 2025-08-11
Form: S-3
Chunk 15
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THE OFFERING

| Issuer                                                                                                                     |     | CERo Therapeutics Holdings, Inc., a Delaware corporation.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |
| Shares of Common Stock offered by the Selling Stockholders                                                                 |     | Up to 9,615,385 shares of our Common Stock issuable upon the conversion of the outstanding shares of our Series D Preferred Stock.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    |
|                                                                                                                            |     | The terms of the Fourth PIPE Registration Rights Agreement require us to register the number of shares of Common Stock equal to the sum of 250% of the maximum number of Common Stock issuable upon conversion of the Series D Preferred Stock (assuming for purposes hereof that (x) the Series D Preferred Stock is convertible at the Alternate Conversion Price (as defined in the Series D Certificate of Designations) assuming an Alternate Conversion Date (as defined in the Series D Certificate of Designations) of such date of determination, and (y) any such conversion shall not take into account any limitations on the conversion of the Series D Preferred Stock set forth in the Series D Certificate of Designations). Notwithstanding the foregoing, because the Alternate Conversion Price changes daily, we have elected to register the number of shares of Common Stock equal to 300% of the maximum number of Common Stock issuable upon conversion of the Series D Preferred Stock at the Floor Price (as defined in the Series D Certificate of Designations) of $3.12. |
| Shares of Common Stock outstanding prior to the exercise of all Warrants and Options                                       |     | 1,205,402 shares (as of August 1, 2025).                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              |
| Shares of Common Stock outstanding assuming exercise of all Warrants,                                                      
 Options, shares reserved for issuance pursuant to stock plans, and shares issuable upon conversion of all Preferred shares |     | 2,167,110 shares.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |
| Restrictions on securities                                                                                                 |     | Under the terms of the Preferred Shares,                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              
 a holder may not convert the Preferred Shares to the extent (but only to the extent) such holder or any of its affiliates would beneficially                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          
 own a number of shares of Common Stock which would exceed 4.99%, or, at the election of the holder, a number of