Company: SUND
Filing Date: 2025-06-30
Form Type: 10-K
Source: 0001641172-25-017143
Chunk: 378

Company: Sundance Strategies, Inc.
Filing Date: 2025-06-30
Form: 10-K
Item: Item 3
Chunk 378
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Percentage
ownership in the table below is based on 43,063,441  shares of common stock outstanding as of June 30, 2025. Beneficial ownership
is determined in accordance with the rules of the Securities and Exchange Commission, and generally includes voting power and/or investment
power with respect to the securities held. Any securities not outstanding but which are subject to options or warrants exercisable within
60 days of June 30, 2025, are deemed outstanding and beneficially owned for the purpose of computing the percentage of outstanding common
stock beneficially owned by the stockholder holding such options or warrants, but are not deemed outstanding for the purpose of computing
the percentage of common stock beneficially owned by any other stockholder.

Unless
otherwise indicated, each of the stockholders listed below has sole voting and investment power with respect to the shares beneficially
owned. The address for each director or named executive officer is c/o Sundance Strategies, Inc., Attention: Randall F. Pearson, 4626
North 300 West, Suite No. 365, Provo, Utah 84604.

    Shares Beneficially Owned
  
    Name and Address of Beneficial Owner 
    Number  
    Percent
  
    Directors and Named Executive Officers 

    Kraig T. Higginson (1) 
     14,802,775  
     30.5%
  
    Glenn S. Dickman (4) 
     4,762,213  
     10.6%
  
    Randall F. Pearson 
     1,191,432  
     2.8%
  
    Stephen E Quesenberry 
     970,206  
     2.3%

    All executive officers and directors as a group (4 persons) 
     21,726,626  
     43.0%

    5% Stockholders Not Listed Above 

    Zoe, LLC (2) 
     5,100,000  
     11.8%
  
    Radiant Life, LLC (2) 
     5,681,016  
     12.3%
  
    Smartrade Consulting, Inc. (3) 
     2,500,000  
     5.8%

    (1)
    Mr.
    Higginson’s ownership includes 7,000,000 shares owned by Higginson Family Inv, LLC; 750,000 shares