Company: CERO
Filing Date: 2025-05-07
Form Type: DEF 14A
Source: 0001213900-25-040263
Chunk: 132

Company: CERO THERAPEUTICS HOLDINGS, INC.
Filing Date: 2025-05-07
Form: DEF 14A
Chunk 132
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      783,867 |     |        12.72 | % |

____________ *Represents beneficial ownership of less than 1% of our outstanding Common Stock. (1)Unless otherwise noted, the business address of each of the following individuals is 210 Haskins Way, Suite 230, South San Francisco, CA 94080. (2)Consists of (i) 57,919shares of Common Stock, (ii) 50shares of Common Stock issuable upon the exercise of Warrants exercisable within 60 days of May 1, 2025, (iii) 67,117 shares of Common Stock issuable pursuant to stock options exercisable within 60 days of May 1, 2025, and (iv) 36 shares of Common Stock held by his spouse, Sara Fried. (3)Consists of 3,333shares of Common Stock, issuable pursuant to stock options exercisable within 60 days of May 1, 2025. (4)Consists of 1,325shares of Common Stock issuable pursuant to stock options exercisable within 60 days of May 1, 2025.

75 (5)Consists of (i) 1,250shares of Common Stock, (ii) 490,534shares of Common Stock, held by the Atwood -EdminsterTrust dtd 4 -2-2000(the “Trust”), of which Mr. Atwood and Lynne H. Edminster serve as trustees (iii) 8,814shares of Common Stock, issuable pursuant to stock options exercisable within 60 days of May 1, 2025 and (iv) shares underlying 114,992 Pre -FundedWarrants held by Mr. Atwood, which is the maximum number of such Pre -FundedWarrants held thereby that may be exercised without exceeding the beneficial ownership limitations set forth therein. Excludes warrants and/or pre -fundedwarrants held by Mr. Atwood and GVN, LLC (of which Mr. Atwood and Lynne H. Edminster serve as managers, and the sole member is the Trust) that are in excess of the applicable beneficial ownership limitations. (6)Consists of 7,498shares of Common Stock issuable pursuant to stock options exercisable within 60 days of May 1, 2025. (7)Consists of (i) 59shares of Common Stock held by Kathleen LaPorte, (