Company: LIDRW
Filing Date: 2025-02-24
Form Type: 10-K
Source: 0001437749-25-004906
Chunk: 1157

Company: AEye, Inc.
Filing Date: 2025-02-24
Form: 10-K
Item: Item 1A
Chunk 1157
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1.28
     %

      Prof. Dr. Bernd Gottschalk(5) 

     37,915

     *

      Jonathon B. Husby(6) 

     29,647

     *

      Sue E. Zeifman(7) 

     32,976

     *

      Andrew S. Hughes(8) 

     74,037

     *

      Conor B. Tierney(9) 

     125,600

     *

      All directors and executive officers as a group (8 individuals)(10) 

     914,878

     4.90
     %

      Five Percent Holders: 

      None 

* Less than 1%. 

      (1) 
      Unless otherwise noted, the business address of each of the following entities or individuals is c/o AEye, Inc., 4670 Willow Road, Suite 125, Pleasanton, CA 94588. 

      (2) 
      Consists of 83,886 shares of common stock held of record by Mr. Dunn, 950 shares of common stock held of record by the Dunn Family Trust U/A/D 7/10/2001, for which Mr. Dunn serves as a trustee, and options to purchase 620 shares of common stock. 

      (3) 
      Consists of 3,493 shares of common stock held of record by Mr. Dussan, 241,832 held by the Luis Dussan Trust A U/A/D 5/18/2022, for which Mr. Dussan is the trustee and beneficiary, 33,000 held by the Jennifer Dussan Trust A U/A/D 5/18/2022, for which Mr. Dussan’s spouse is the beneficiary and Mr. Dussan is the trustee, and 12,402 shares of common stock held of record by the Luis Carlos Dussan Family Trust dated January 20, 2021, however, with respect to the shares held in this trust, Mr. Dussan disclaims beneficial ownership except to the extent of his pecuniary interest therein. 

      (4) 
      Consists of 238,520 shares held of record by Mr. Fisch. 

      (5) 
      Consists of 35,435 shares of common stock held of record by Prof. Dr. Gottschalk and options to purchase 2,480 shares of common stock. 

      (6