Company: RIV
Filing Date: 2025-03-07
Form Type: N-CSRS
Source: 0001398344-25-005090
Chunk: 4

Company: RIVERNORTH OPPORTUNITIES FUND, INC.
Filing Date: 2025-03-07
Form: N-CSRS
Chunk 4
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     | $        | 262,686,867 |   |

SCHEDULE OF SECURITIES SOLD SHORT

| Description                                     
 EXCHANGE TRADED FUNDS - COMMON SHARES (-12.88%) |     | Shares |         |   |     | Value    
 (Note 2) |             |   |
|:------------------------------------------------|:----|:-------|:--------|:--|:----|:---------|:------------|:--|
| Invesco S&P 500 Equal Weight ETF                |     |        | (75,411 | ) |     | $        | (13,214,269 | ) |
| SPDR S&P 500 ETF Trust                          |     |        | (35,173 | ) |     |          | (20,614,192 | ) |
| TOTAL EXCHANGE TRADED FUNDS - COMMON SHARES     |     |        |         |   |     |          | (33,828,461 | ) |
| TOTAL SECURITIES SOLD SHORT                     |     |        |         |   |     |          |             |   |
| (Proceeds $33,181,208)                          |     |        |         |   |     | $        | (33,828,461 | ) |

| (a) | All or a portion of the security is pledged as collateral for any loan payable. As of December 31, 
 2024, the aggregate value of those securities was $2,025,000, representing 0.77% of net assets.    |

| (b) | All or a portion of the security is pledged as collateral for securities sold short. As of December 
 31, 2024, the aggregate value of those securities was $16,917,400 representing 6.44% of net assets. |

| (c) | Perpetual maturity. |

| (d) | Security exempt from registration under Rule 144A of the Securities Act of 1933, as amended. This security                              
 may be resold in transactions exempt from registration, normally to qualified institutional buyers. As of December 31, 2024, the market 
 value of those Rule 144A securities held by the Fund was $12,926,926 representing 4.92% of the Fund's net assets.                       |

| (e) | Securities were purchased pursuant to Regulation S under the Securities Act of 1933, as amended, which                                   
 exempts securities offered and sold outside of the