Company: APM
Filing Date: 2025-07-15
Form Type: DRS
Source: 0001213900-25-063906
Chunk: 371

Company: Aptorum Group Ltd
Filing Date: 2025-07-15
Form: DRS
Chunk 371
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 University of Finance and Economics, and Zurich, among others. Professor Arner is the Senior Regulatory & Strategic Advisor of Aeneas Group, a multi -disciplinaryfinancial services institution with technology -drivengrowth initiatives. He holds a BA from Drury College (where he studied literature, economics and political science) in 1992, a JD (cum laude) from Southern Methodist University in 1995, an LLM (with distinction) in banking and finance law from the University of London (Queen Mary College) in 1996, and a Ph.D. from the University of London in 2005. 226

PRINCIPAL STOCKHOLDERS OF THE COMBINED COMPANY The following table provides information anticipated as of the Merger Closing, regarding beneficial ownership of 5% or more of Aptorum Delaware’s common stock by: (i) each person known to Aptorum Delaware who beneficially owns more than five percent of Aptorum Delaware’s common stock; (ii) each of the expected officers and directors of the combined company. The following table assumes (i) Merger Closing will occur concurrently with the consummation of this financing on [ ], 2025; (i) [ ] shares of Aptorum Delaware Common Stock will be issued in this offering (assuming a $[ ] million financing and based on the closing price of Aptorum Delaware Common Stock of $[ ] on [], 2025) and (ii) conversion of []. We have determined beneficial ownership in accordance with the rules of the SEC. These rules generally attribute beneficial ownership of securities to persons who possess sole or shared voting power or investment power with respect to those securities. In addition, the rules include shares of common stock issuable pursuant to the exercise of stock options that are either immediately exercisable or exercisable within 60 days after [], 2025. These shares are deemed to be outstanding and beneficially owned by the person holding those options for the purpose of computing the percentage ownership of that person, but they are not treated as outstanding for the purpose of computing the percentage ownership of any other person. The shares in the tables does not, however, constitute an admission that the named stockholder is a direct or indirect beneficial owner of those shares. Unless otherwise indicated, the address for each beneficial owner is [].

| NAME OF BENEFICIAL OWNER                                       |     | NUMBER OF    
 SHARES       
 BENEFICIALLY 
 OWNED        |     | PERCENTAGE   
 OF SHARES    
 OUTSTANDING  
 BENEFICIALLY 
 OWNED