Company: AOAO
Filing Date: 2025-09-16
Form Type: S-1/A
Source: 0001493152-25-013575
Chunk: 50

Company: Alpha One Inc.
Filing Date: 2025-09-16
Form: S-1/A
Chunk 50
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| ● | announcements                                                                                                                
 of new offerings, solutions and expansions by us or our competitors;                                                         |
| ● | changes                                                                                                                      
 in financial estimates by securities analysts;                                                                               |
| ● | detrimental                                                                                                                  
 adverse publicity about us, our brand, our services or our industry;                                                         |
| ● | additions                                                                                                                    
 or departures of key personnel;                                                                                              |
| ● | release                                                                                                                      
 of lock-up or other transfer restrictions on our outstanding equity securities or sales of additional equity securities; and |
| ● | potential                                                                                                                    
 litigation or regulatory investigations.                                                                                     |

Any of these factors may result in large and sudden changes in the volume and price at which our common stock will trade.

In the past, shareholders of public companies have often brought securities class action suits against those companies following periods of instability in the market price of their securities. If we were involved in a class action suit, it could divert a significant amount of our management’s attention and other resources from our business and operations and require us to incur significant expenses to defend the suit, which could harm our results of operations. Any such class action suit, whether or not successful, could harm our reputation and restrict our ability to raise capital in the future. In addition, if a claim is successfully made against us, we may be required to pay significant damages, which could have a material adverse effect on our financial condition and results of operations.

We are subject to be the penny stock rules which will make shares of our common stock more difficult to sell.

We are subject now and may continue to be subject in the future, to the SEC’s “penny stock” rules if our shares of common stock sell below $5.00 per share. Penny stocks generally are equity securities with a price of less than $5.00. The penny stock rules require broker-dealers to deliver a standardized risk disclosure document prepared by the SEC which provides information about penny stocks and the nature and level of risks in the penny stock market. The broker-dealer must also provide the customer with current bid and offer quotations for the penny stock, the compensation of the broker-dealer and its salesperson, and monthly account statements showing the market value of each penny stock held in the customer’s account. The bid and offer quotations, and the broker-dealer and salesperson compensation information must be given to the customer orally or in writing prior to completing the transaction and must be given to the customer in writing before or with the customer’s confirmation.

| 21 |

In addition, the penny