Company: AIRJW
Filing Date: 2025-04-28
Form Type: S-1/A
Source: 0001213900-25-036124
Chunk: 141

Company: AirJoule Technologies Corp.
Filing Date: 2025-04-28
Form: S-1/A
Chunk 141
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ary interest therein. All voting and investment decisions with respect to securities held of record by BRPC II are made by majority vote of an investment policy committee of BRPC II composed of three individuals, each of whom is not involved in the management of BRSH and at least two of whom are not affiliates or associated persons of B. Riley Securities, Inc. (“BRS”), a registered broker -dealerand member of the Financial Industry Regulatory Authority, Inc. (“FINRA”), and a wholly owned subsidiary of BRSH. We have been advised that neither BRSH nor BRPC II is a FINRA member or an independent broker -dealer. Because each of BRPC II and BRS is a wholly owned subsidiary of BRSH, BRPC II is deemed to be an affiliate of BRS. BRS will act as an executing broker that will effectuate resales of our Class A Common Stock that may be acquired by BRPC II from us pursuant to the Purchase Agreement to the public in this offering. See “ Plan of Distribution (Conflict of Interest) — Offer and Resale of Class A Common Stock by the Selling Stockholder”for more information about the relationship between BRPC II and BRS. PIPE Investors This prospectus also relates in part to the offer and sale by the PIPE Investors of an aggregate of up to 4,051,006shares of our Class A Common Stock. We are registering the shares of our Class A Common Stock included in this prospectus pursuant to the provisions of the April 2025 PIPE Subscription Agreements or March 2024 PIPE Subscription Agreement, as applicable, in order to permit the PIPE Investors to offer the shares included in this prospectus for resale from time to time. Except for the transactions contemplated by the April 2025 PIPE Subscription Agreements and the March 2024 PIPE Subscription Agreement, as applicable, and as set forth in this section andin the section titled “ Plan of Distribution (Conflict of Interest) — Offer and Resale of Class A Common Stock by the PIPE Investors” in this prospectus, the PIPE Investors have not had any material relationship with us within the past three years. The PIPE Investors may from time to time offer and sell any or all of the Class A Common Stock set forth below pursuant to this prospectus. In this prospectus, the term “PIPE Investors” includes (i) the entities identified in the table and in the footnotes in the table below (as such table may be amended from time to time by means of an amendment to the registration statement of which this