Company: CDT
Filing Date: 2025-03-28
Form Type: 10-K
Source: 0001641172-25-001246
Chunk: 672

Company: CDT Equity Inc.
Filing Date: 2025-03-28
Form: 10-K
Item: Item 7
Chunk 672
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 Regulation S-K. The Company will make
any legally required disclosures regarding amendments to, or waivers of, provisions of its Code of Conduct on its corporate website.

Director
and Officer Liability and Indemnification

We
have purchased directors’ and officers’ liability insurance and have entered into indemnification agreements with each of
directors and executive officers. The indemnification agreements and our amended and restated certificate of incorporation and amended
and restated bylaws require us to indemnify our directors and officers to the fullest extent permitted by Delaware law.

77

Insider
Trading Policy

The
use of material non-public information in securities transactions or the communication of such information to others who use it in securities
trading (“Tipping”) violates the federal securities laws. Such violations are likely to result in harsh consequences for
the individuals involved including exposure to investigations by the SEC, criminal and civil prosecution, disgorgement of any profits
realized or losses avoided through use of the non-public information and penalties equal to three times such profits or losses. Further,
insider trading violations expose the Company, its management, and other personnel acting in supervisory capacities to potential civil
liabilities and penalties for the actions of employees under their control who engage in Insider Trading violations.

Our
Insider Trading Policy (the “Insider Trading Policy”) prohibits our executive officers, the non-employee members of our board
of directors and certain other employees from engaging in the following transactions:

    ●
    selling
    any of our securities that they do not own at the time of the sale (referred to as a “short sale”);

    ●
    passing
    material nonpublic information on to others or recommending that another engage in transactions in any securities that they have
    information on;

    ●
    buying
    or selling puts, calls, other derivative securities of the Company or any derivative securities that provide the economic equivalent
    of ownership of any of our securities or an opportunity, direct or indirect, to profit from any change in the value of our securities
    or engaging in any other hedging transaction with respect to our securities;

    ●
    using
    our securities as collateral in a margin account; and

    ●
    pledging
    our securities as collateral for a loan (or modifying an existing pledge).

While
the Company has not adopted a formal policy governing transactions by the Company in its securities, the Company will not engage in transactions
in Company securities, or adopt any securities repurchase plans