Company: NODK
Filing Date: 2025-04-09
Form Type: DEF 14A
Source: 0001174947-25-000546
Chunk: 23

Company: NI Holdings, Inc.
Filing Date: 2025-04-09
Form: DEF 14A
Chunk 23
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 investment portfolio and reinsurance programs, which may include market risk, credit risk, liquidity risk, and risks related to reinsurance arrangements. 16

Delinquent Section 16(a) Reports Section 16(a) of the Exchange Act requires our Board and executive officers, and persons who own more than 10% of our common stock, to file with the SEC initial reports of ownership and reports of changes in ownership of our common stock and other securities which are derivatives of our common stock. Executive officers, directors, and holders of more than 10% of our common stock are required by SEC regulations to furnish us with copies of all such reports they file. Based upon a review of the copies of such forms received by us and information furnished by the persons named above, we believe that all reports were filed on a timely basis during fiscal 2024 except for the following Form 4 filings, which were filed late due to an administrative error:

| Name                 
 Michael J. Alexander 
 Seth C. Daggett      | Date of Earliest Transaction 
 March 1, 2024                
 March 1, 2024                | Date Filed    
 March 8, 2024 
 March 8, 2024 |
|:---------------------|:-----------------------------|:--------------|
| Patrick W. Duncan    | March 1, 2024                | March 8, 2024 |

Insider Trading Policy We are committed to promoting high standards of ethical business conduct and compliance with applicable laws, rules, and regulations. As part of this commitment, we have adoptedan Insider Trading Policy governing transactions in our securities by our directors, employees, contractors, consultants, and other personnel providing services to us, that we believe is reasonably designed to promote compliance with insider trading laws, rules and regulations, and Nasdaq listing standards. While the Company has not adopted a formal policy governing insider trading restrictions on the Company itself, as a matter of practice the Company observes the same procedures and restrictions, including the potential existence of material non -publicinformation, with respect to transactions by the Company in its securities, including repurchases of common stock. Environmental, Social, and Governance We are committed to addressing the environmental, social, and governance (“ESG”) issues facing today’s society, and pursue various initiatives around these matters. These initiatives include evaluating investment recommendations using ESG considerations, promoting health and safety issues with our employees, adopting additional work -at-homeoptions to reduce greenhouse gas emissions, upgrading our offices and business practices to reduce our environmental impacts, and