Company: OSBC
Filing Date: 2025-04-23
Form Type: S-4
Source: 0001104659-25-037832
Chunk: 174

Company: OLD SECOND BANCORP INC
Filing Date: 2025-04-23
Form: S-4
Chunk 174
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3 under the Exchange Act, pursuant to which a person or group of persons is deemed to have “beneficial ownership” of any of any shares of Bancorp Financial common stock that such person or group has the right to acquire within 60 days after the record date, and (ii) the number of shares presented includes shares held directly or in a fiduciary capacity and shares held by certain members of the named individuals’ families over which the named individuals may be deemed to have shared voting and investment power. Inclusion of shares shall not constitute an admission of beneficial ownership or voting and investment power over included shares. (2) Consists of 102,623 shares owned directly by Mr. Barbara. (3) Consists of 79,256 shares held in an individual retirement account for the benefit of Mr. Beles. (4) Consists of 22,300 shares held in an individual retirement account for the benefit of Mr. Campbell and 64,494 shares owned directly by Mr. Campbell. (5) Consists of (i) 1,000 shares owned by Pacella Family Investments, LLC, (ii) 152,470 shares held in trusts for the benefit of Mr. Pacella’s adult children for which Mr. Pacella serves as trustee, (iii) 26,679 shares held in joint tenancy with his wife, and (iv) 8,171 shares owned directly by Mr. Pacella. (6) Consists of 266,696 shares owned directly by Mr. Rizza.

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(7)

Consists of 205,325 shares owned by Tinker Investment Partners, LLC in which Mr. Spaniak shares voting rights and 28,057 shares owned directly by Mr. Spaniak.

(8)

Consists of 8,855 shares held in an individual retirement account for the benefit of Ms. Voss and 54,886 shares held in a trust for the benefit of Ms. Voss.

(9)

Consists of 243,473 shares held in Trust for the benefit of the Estate of J. Robert Collins.

(10)

Includes the following individuals: Fred Barbara, Josephine Marie Ferro, Anthony Barbara and Jamie Chiarito. The disclosure of this group ownership information does not constitute an admission that the identified individuals act as, or constitute, a group.

(11)

Includes the following individuals: Norman Beles, Steven Beles and Katherine Vogt. The disclosure of this group ownership information does not