Company: GAINI
Filing Date: 2025-05-13
Form Type: 10-K
Source: 0001321741-25-000010
Chunk: 172

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-05-13
Form: 10-K
Item: Item 5
Chunk 172
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 any shares of our stock during the fourth quarter ended March 31, 2025.

Stock Performance Graph

The following graph shows the total stockholder return on an investment of $100 in cash on March 31, 2020 for (i) our common stock, (ii) the Nasdaq’s 100 Total Return index (“Nasdaq 100 TR”), (iii) the Russell 1000 Total Return index (“Russell 1000 TR”) and (iv) the Standard and Poor’s BDC index (“S&P BDC”). The graph and other information furnished under the heading “Stock Performance Graph” shall not be deemed to be incorporated by reference into any filing under the Securities Act or the Exchange Act, except to the extent that we specifically incorporate it by reference and shall not be deemed to be “soliciting material” or to be “filed” with the SEC or subject to Regulation 14A or 14C under, or to the liabilities of Section 18 of, the Exchange Act.

The returns on each investment assume reinvestment of dividends. This stock performance graph and the related textual information are not necessarily indicative of future performance.

GAINNasdaq 100 TRRussell 1000 TRS&P BDC3/31/2020$100.00 $100.00 $100.00 $100.00 3/31/2021$170.65 $168.88 $160.94 $194.70 3/31/2022$243.01 $192.76 $182.29 $235.06 3/31/2023$204.35 $172.81 $166.99 $216.53 3/31/2024$277.89 $238.05 $216.87 $278.26 3/31/2025$293.60 $256.86 $233.83 $308.82 

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Table of Contents

Fees and Expenses

The following table is intended to assist stockholders in understanding the costs and expenses that common stockholders will bear directly or indirectly. The percentages indicated in the table below are estimates and may vary. Except where the context suggests otherwise, whenever this Annual Report contains a reference to fees or expenses paid by “us” or the “Company,” or that “we” will pay fees or expenses, common stockholders will indirectly bear such fees or expenses as