Company: SWKH
Filing Date: 2025-03-20
Form Type: 10-K
Source: 0001628280-25-013989
Chunk: 49

Company: SWK Holdings Corp
Filing Date: 2025-03-20
Form: 10-K
Item: Item 16
Chunk 49
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10.10Loan and Security Agreement between SWK Holdings Corporation and SWK Funding LLC as Borrowers and Certain Financial Institutions as Lenders and State Bank and Trust Company as Agent dated June 29, 20188-K10.106/29/1810.11First Amendment to Loan and Security Agreement dated August 26, 2019 by and among SWK Holdings Corporation and Cadence Bank, N.A.10-K10.103/31/2310.12Second Amendment to Loan and Security Agreement dated June 29, 2021 by and among SWK Holdings Corporation and Cadence Bank, N.A.8-K10.106/29/2110.13Third Amendment to Loan and Security Agreement dated September 27, 2021 by and among SWK Holdings Corporation and Cadence Bank, N.A.8-K10.110/01/2110.14Fourth Amendment to Loan and Security Agreement, dated September 26, 2022, by and among SWK Holdings Corporation, SWK Funding LLC and Cadence Bank, N.A.8-K10.109/28/2210.15Fifth Amendment to Loan and Security Agreement between SWK Holdings Corporation and SWK Funding LLC as Borrowers, and Cadence Bank, a Mississippi bank and successor by merger to Cadence Bank, N.A., a 8-K10.111/22/2210.16Letter Agreement, dated June 30, 2022, by and between the Company and Winston L. Black III*8-K10.107/07/2210.17Separation and Release Agreement, dated August 31, 2022, by and between the Company and Winston L. Black III.*10-Q10.211/09/2210.18Employment Agreement, dated January 2, 2023 between SWK Holdings Corporation and Jody Staggs*8-K10.101/03/2310.19Credit Agreement, dated June 28, 2023 by and among SWK Holdings Corporation, SWK Funding LLC, the Lenders party thereto and First Horizon Bank as a Lender and Agent8-K10.16/30/2310.20First Amendment to Credit Agreement dated October 10, 2023 by and among the Company, SWK Funding LLC, the financial institutions party thereto and First Horizon Bank as a Lender and Agent8-K10.110/13/2310.21Second Amendment to Credit Agreement dated December