Company: FEAV
Filing Date: 2025-02-03
Form Type: DEF 14A
Source: 0000950170-25-012391
Chunk: 321

Company: 5E Advanced Materials, Inc.
Filing Date: 2025-02-03
Form: DEF 14A
Chunk 321
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Affiliate Transaction” above is subject to the exceptions inSection 7.9.

“Amendment No. 2” means that certain Amendment No. 2 to the Amended and Restated Note Purchase Agreement, dated as of May 28, 2024, by and among the Issuer, each Purchaser party thereto, each Guarantor party thereto and the Collateral Agent.

“Amendment No. 2 Effective Date” has the meaning assigned to such term in Amendment No. 2.

“Amendment No. 2 NotesConversion Rate” initially means 650.4065 shares of Common Stock per $1,000 principal amount of Notes;provided,however, that the Amendment No. 2 Notes Conversion Rate is subject to adjustment pursuant toSection 2.8(including as a result of the Degressive Issuance effected on August 27, 2024);provided,further, that whenever this Agreement refers to the Amendment No. 2 Notes Conversion Rate as of a particular date without setting forth a particular time on such date, such reference will be deemed to be to the Existing Notes Conversion Rate as of the Close of Business on such date.

“Amendment No. 3” means that certain Amendment No. 3 to the Amended and Restated Note Purchase Agreement, dated as of September 16, 2024, by and among the Issuer, each Purchaser party thereto, each Guarantor party thereto and the Collateral Agent.

“Amendment No. 3 Effective Date” has the meaning assigned to such term in Amendment No. 3.

“Amendment No. 3 NotesConversion Rate” initially means 1,066.6667 shares of Common Stock per $1,000 principal amount of Notes;provided,however, that the Amendment No. 3 Notes Conversion Rate is subject to adjustment pursuant toSection 2.8;provided,further, that whenever this Agreement refers to the Amendment No. 3 Notes as of a particular date without setting forth a particular time on such date, such reference will be deemed to be to the Amendment No. 3 Notes Conversion Rate as of the Close of Business on such date.

“Amendment No. 4” means that certain Amendment No. 4 to the Amended and Restated Note Purchase Agreement, dated as of January 14, 2025, by and among the Issuer, each Purchaser party thereto, each Guarantor party thereto and the Collateral Agent.