Company: EQS
Filing Date: 2025-02-18
Form Type: 8-K
Source: 0001712543-25-000010
Chunk: 1

Company: EQUUS TOTAL RETURN, INC.
Filing Date: 2025-02-18
Form: 8-K
Item: Item 3.02
Chunk 1
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Item 3.02      Unregistered Sales of Equity Securities.  

On February 10, 2025, the Fund issued the Equus
Note and Warrants as described in Item 1.01 above. No solicitation was made and no underwriting discounts were given or paid in
connection with this transaction. The Fund believes that the issuance of the Equus Note and Warrants was exempt from registration
with the Securities and Exchange Commission pursuant to Section 4(2) of the Securities Act of 1933.