Company: INV
Filing Date: 2025-03-26
Form Type: 424B3
Source: 0001140361-25-010351
Chunk: 7

Company: Innventure, Inc.
Filing Date: 2025-03-26
Form: 424B3
Chunk 7
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 The number of shares of Common Stock that each holder of Series C Preferred Stock will receive upon conversion of all of such holder’s shares of Series C Preferred Stock will be the number of shares equal to the Series C Conversion Rate (defined below)multiplied by the number of shares of Series C Preferred Stock held by such holder (subject to a threshold amount). No fractional shares of Common Stock shall be issued upon the exercise of any conversion right. Any fractional shares of Common Stock that a holder would otherwise be entitled to will be rounded up to the next whole share. “Series C Conversion Rate” means a fraction whose numerator is the Original Issue Price, and whose denominator is the lesser of (i) the Reset Conversion Price and (ii) $12.50. “Reset Conversion Price” means the greater of (a) $5.00 and (b) the 10-trading day volume-weighted average Nasdaq official closing price of the Common Stock. Adjustments Holders of Series CPreferred Stock will have rights to certain adjustments for stock dividends stock splits and rights in connection with certain subsequent rights offerings. The foregoing description of the Series C Preferred Stock does not purport to be complete and is subject to and qualified in its entirety by reference to the form of Series C Preferred Stock Certificate of Designations, which is filed as Exhibit 3.1 to thisCurrent Report on Form 8-K and is incorporated herein by reference.

| Item 9.01 | Exhibits and Financial Statements |

(d) Exhibits.

| Exhibit 
 No.     
 3.1     
 10.1    |     | Description of Exhibit                                                                                         
 Certificate of Designations of Series C Preferred Stock, dated March 24, 2025, of Innventure, Inc.             
 Standby Equity Purchase Agreement, by and between Innventure, Inc. and YA II PN, Ltd., dated October 24, 2023. |
|:--------|:----|:---------------------------------------------------------------------------------------------------------------|
| 10.2^   |     | Form of Series C Purchase Agreement for U.S. Investors                                                         |
| 10.3^   |     | Form of Series C Purchase Agreement for Ex-U.S. Investors                                                      |
| 104     |     | Cover Page Interactive Data File (formatted as Inline XBRL).                                                   |

| ^ | Certain schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K. Innventure, Inc. agrees to furnish a copy of any omitted schedule to the SEC upon request. |

Disclaimers