Company: INV
Filing Date: 2025-03-26
Form Type: 424B3
Source: 0001140361-25-010351
Chunk: 124

Company: Innventure, Inc.
Filing Date: 2025-03-26
Form: 424B3
Chunk 124
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 the Company that it is an “accredited investor” as defined in Rule 501 of the Securities Act and that each of the Convertible Debentures and the Conversion Shares will be acquired for investment purposes and not with a view to, or for sale in connection with, any distribution thereof. The Company has also agreed to register the sale of the shares of Common Stock underlying the WTI Warrants under the Securities Act.

| Item 9.01 | Exhibits and Financial Statements |

(d) Exhibits.

| Exhibit 
 No.     | Description of Exhibit                                                                                   |
| 4.1^    | Form of Convertible Debenture.                                                                           |
| 4.2^    | Form of Warrant to Acquire Securities of Innventure, Inc., to be issued to WTI Fund X, LLC.              |
| 4.3^    | Form of Warrant to Acquire Securities of Innventure, Inc., to be issued to WTI Fund XI, LLC.             |
| 10.1^   | Securities Purchase Agreement, by and between Innventure, Inc. and YA II PN, Ltd., dated March 25, 2025. |
| 10.2    | Form of Global Guaranty Agreement, by Innventure, LLC.                                                   |
| 10.3    | Form of Registration Rights Agreement.                                                                   |
| 104     | Cover Page Interactive Data File (formatted as Inline XBRL).                                             |

| ^ | Certain schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K. Innventure, Inc. agrees to furnish a copy of any omitted schedule to the SEC 
 upon request.                                                                                                                                                  |

Disclaimers and Forward-Looking Statements This Current Report on Form 8-K contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements contained in this Current Report on Form 8-K that do not relate to matters of historical fact should be considered forward-looking statements. The forward-looking statements are based on the current expectations of the Company’s management and are inherently subject to uncertainties and changes in circumstances and their potential effects and speak only as of the date of this Form 8-K. There can be no assurance that future developments will be those that have been anticipated. These forward-looking statements involve a number of risks, uncertainties (some of which are beyond the control of the parties) or other assumptions that may cause actual results or performance to be materially different from those expressed or implied by