Company: HGBL
Filing Date: 2025-05-08
Form Type: 10-Q
Source: 0000950170-25-066888
Chunk: 7

Company: Heritage Global Inc.
Filing Date: 2025-05-08
Form: 10-Q
Item: Item 6
Chunk 7
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(a) Exhibits

     Exhibit No.
      
     Identification of Exhibit

     3.1
      
     Second Amended and Restated Articles of Incorporation (filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on June 7, 2024 (File No. 001-39471), and incorporated herein by reference)

     3.2
      
     Restated Bylaws, as amended (filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on September 30, 2020 (File No. 001-39471), and incorporated herein by reference).

     4.1
      
     Warrant Agreement by and between Heritage Global Inc. and Napier Park Industrial Asset Acquisition, LP, effective as of March 19, 2019 (filed as Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on March 25, 2019 (File No. 000-17973), and incorporated herein by reference).

     10.1*
      
     Business Loan Agreement, dated February 6, 2025, by and between Heritage Global Inc. and C3bank, National Association.

     10.2*
      
     Promissory Note, dated February 6, 2025, by and between Heritage Global Inc. and C3bank, National Association

     10.3*
      
     Commercial Security Agreement, dated February 6, 2025, by and between Heritage Global Inc. and C3bank, National Association

     31.1 
      
     Certification of Principal Executive Officer pursuant to Rule 13a-14(a) and 15d-14(a) as adopted under Section 302 of the Sarbanes-Oxley Act of 2002 

     31.2
      
     Certification of Principal Financial Officer pursuant to Rule 13a-14(a) and 15d-14(a) as adopted under Section 302 of the Sarbanes-Oxley Act of 2002 

     32.1
      
     Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

     32.2
      
     Certification of Principal Financial Officer pursuant to 18 U.S.C. Section