Company: BANC-PF
Filing Date: 2025-03-27
Form Type: DEF 14A
Source: 0001169770-25-000015
Chunk: 8

Company: BANC OF CALIFORNIA, INC.
Filing Date: 2025-03-27
Form: DEF 14A
Chunk 8
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10,235,154 shares, (ii) shared voting power over zero shares, (iii) sole dispositive power over 10,268,682 shares, and (iv) shared dispositive power over zero shares.

(6) As reported in Amendment No. 5 to Schedule 13G filed with the SEC on February 13, 2024 by The Vanguard Group (Vanguard). The amended Schedule 13G reports that Vanguard has (i) sole voting power over zero shares, (ii) shared voting power over 91,328 shares, (iii) sole dispositive power over 8,794,648 shares, and (iv) shared dispositive power over 220,162 shares.

#### 3Banc of CaliforniaAnnual Proxy Statement2025

#### Stock Ownership
Stock Ownership of Directors and Executive Officers

The following table shows the beneficial ownership of our voting common stock on the Record Date for:

(i) each director of the Company;

(ii) each Named Executive Officer (as defined in the Compensation Discussion and Analysis— Overview section in this proxy statement ) (NEO); and

(iii) all executive officers and directors of the Company, as a group.

The address of each of these beneficial owners is the same main address as that of the Company. As used in this proxy statement, RSAs refer to restricted stock awards, RSUs refer to restricted stock units, and PSUs refer to performance stock units, each of which is defined in our 2018 Omnibus Stock Incentive Plan and our Amended and Restated 2018 Omnibus Stock Incentive Plan (collectively, the 2018 Omnibus Plan).

| Name                                                                                             |     | Voting 
 Common 
 Stock  |           |           |     |     | Total Number                            
 of Shares Subject to                    
 PSUs/RSUs that will Vest Within 60 Days |       |        |     | Total        
 Number of    
 Shares       
 Beneficially 
 Owned(1)     |           |           | Percent of     
 Voting         
 Common         
 Stock          
 Outstanding(2) |      |   |
| Directors Who Are Not Executive Officers                                                         |     |        |           |           |     |     |                                         |       |        |     |              |           |           |                |      |   |
| John M. Eggemeyer                                                                                |     |        |   195,956 |           |  -3 |     |                                         | 5,366 |        |     |              |   201,322