Company: USCB
Filing Date: 2025-03-14
Form Type: 10-K
Source: 0001562762-25-000043
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Company: USCB FINANCIAL HOLDINGS, INC.
Filing Date: 2025-03-14
Form: 10-K
Item: Item 9A
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Evaluation of Disclosure Controls and Procedures 

Under the supervision and with the participation of our management, including our Chief Executive Officer and our Chief 

Financial Officer, we evaluated the effectiveness of the design and operation of the Company’s disclosure controls and 

procedures as of December 31, 2024. Based on that evaluation, management believes that the Company’s disclosure 

controls and procedures were effective to collect, process, and disclose the information required to be disclosed in the 

reports filed or submitted under the Exchange Act within the required time periods as of the end of the period covered by 

this Annual Report on Form 10-K. 

This annual report does not include an integrated audit report of the Company's registered public accounting firm 

regarding internal control over financial reporting. Management's report was not subject to audit by the Company's 

registered public accounting firm pursuant to the rules of the SEC that permit the Company, as an emerging growth company 

to provide only management's report in this annual report. 

Management’s Report on Internal Control over Financial Reporting 

Management is responsible for designing, implementing, documenting, and maintaining an adequate system of internal 

control over financial reporting, as such term is defined in the Exchange Act. An adequate system of internal control over 

financial reporting encompasses the processes and procedures that have been established by management to: 

• maintain records that accurately reflect the Company’s transactions; 

• prepare financial statement and footnote disclosures in accordance with U.S. GAAP that can be relied upon by 

external users; and 

• prevent and detect unauthorized acquisition, use or disposition of the Company's assets that could have a material 

effect on the financial statements. 

Management conducted an evaluation of the effectiveness of the Company's internal control over financial report