Company: SWKH
Filing Date: 2025-04-30
Form Type: DEFR14A
Source: 0001628280-25-021125
Chunk: 65

Company: SWK Holdings Corp
Filing Date: 2025-04-30
Form: DEFR14A
Chunk 65
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 the following measures (whether or not in comparison to other peer companies) to determine whether the performance goals established by the Committee and applicable to Awards have been satisfied:

| · |     | Net revenue and/or net revenue growth; |

| · |     | Earnings per share and/or earnings per share growth; |

| · |     | Earnings before income taxes and amortization and/or earnings before income taxes and amortization growth; |

| · |     | Operating income and/or operating income growth; |

| · |     | Net income and/or net income growth; |

| · |     | Total stockholder return and/or Share price appreciation; |

| · |     | Return on equity; |

| · |     | Operating cash flow return on income; |

| · |     | Adjusted operating cash flow return on income; |

| · |     | Economic value added; |

| · |     | Individual business objectives; and |

| · |     | Company specific operational metrics. |

“ Performance Period ” means the period of service determined by the Committee, not to exceed five (5) years, during which years of service or performance is to be measured for the Award.

“ Performance Share ” means an Award granted pursuant to Section 10 or Section 12 of the Plan.

“ Plan ” means this SWK Holdings Corporation 2010 Equity Incentive Plan.

“ Purchase Price ” means the price to be paid for Shares acquired under the Plan, other than Shares acquired upon exercise of an Option or SAR.

“ Restricted Stock Award ” means an award of Shares pursuant to Section 6 or Section 12 of the Plan, or issued pursuant to the early exercise of an Option.

“ Restricted Stock Unit ” means an Award granted pursuant to Section 9 or Section 12 of the Plan.

“ SEC ” means the United States Securities and Exchange Commission.

“ Securities Act ” means the United States Securities Act of 1933, as amended.

“ Shares ” means shares of the Company’s Common Stock and any successor security.

“ Stock Appreciation Right ” means an Award granted pursuant to Section 8 and Section 12 of the Plan.

“ Stock Bonus ” means an Award granted pursuant to Section 7 or Section 12 of the Plan.

“ Subsidiary ” means any corporation (other than the Company) in an unbroken chain of corporations beginning with the Company if each of the corporations other than the last corporation in the unbroken chain owns stock possessing fifty percent (50%) or more of the total combined voting power of