Company: INVUP
Filing Date: 2025-08-13
Form Type: 10-Q
Source: 0001493152-25-011912
Chunk: 182

Company: Investview, Inc.
Filing Date: 2025-08-13
Form: 10-Q
Item: Part II, Item 1
Chunk 182
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 our operations in Quebec, Canada, we have entered into a tentative settlement agreement with the AMF
to resolve the matter. In the tentative settlement agreement, iGenius tentatively agreed to pay a CAD $15,000 administrative
penalty, institute an online geoblock throughout Canada preventing customer access to certain third-party providers of robotic
trading platforms, and tentatively accept the AMF’s position that iGenius introduced its members to third-party software
providers without being registered with the AMF in contravention of Section 148 of the Quebec Securities Act. The AMF and iGenius
will present the tentative settlement agreement to the Financial Markets Administrative Tribunal on or about August 19, 2025, and
the agreement will become final if the Tribunal approves the agreement. 

Although
we have concluded that our iGenius business unit operates generally in compliance with applicable securities rules and regulations, our
completed and pending settlements with the OSC and AMF could expose us to similar claims from other securities regulators in the United
States and in other foreign countries in which we operate. Were such claims to be made, we could be exposed to having to defend our business
model in protracted and costly legal disputes, or else engage in similar settlements in which we agree to limit the geographic scope
of our operations, either of which alternatives could have an adverse effect on our liquidity and operations.

ITEM
2 – UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS

None.

ITEM
3 – DEFAULTS UPON SENIOR SECURITIES

None.

ITEM
4 – MINE SAFETY DISCLOSURES

Not
applicable.

ITEM
5 – OTHER INFORMATION

During
the three months ended June 30, 2025, no director or “officer” as defined in Rule 16a-1(f) under the Exchange Act adopted
or terminated any Rule 10b5-1 trading arrangements or any non-Rule 10b5-1 trading arrangements, in both cases as defined in Item 408
of Regulation S-K.

41

ITEM
6 – EXHIBITS

The
following exhibits are filed as a part of this report:

    Exhibit
    Number*
     
    Title
    of Document
     
    Location

    Item
    31
     
    Rule
    13a-14(a)/15d-14(a) Certifications

    31.01
     
    Certification