Company: INV
Filing Date: 2025-05-09
Form Type: 424B3
Source: 0001628280-25-024239
Chunk: 58

Company: Innventure, Inc.
Filing Date: 2025-05-09
Form: 424B3
Chunk 58
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 not purchase, and we will not issue, the Second Convertible Debenture. Accordingly, the additional $10.0 million of funds to be received by us upon issuance of the Second Convertible Debenture will not be made available to us. Board Recommendation Our Board unanimously recommends that you vote “ FOR ” the potential issuance of a number of shares of Common Stock to Yorkville in excess of the Convertible Debentures Exchange Cap. Vote Required The approval of the potential issuance of a number of shares of Common Stock to Yorkville in excess of the Convertible Debentures Exchange Cap requires the affirmative vote of the majority of the votes cast (meaning the number of shares voted “for” the proposal must exceed the number of shares voted “against” the proposal). Abstentions and broker non-votes, if any, are not considered votes cast for the foregoing purpose, and will have no effect on the vote for this proposal. Subsequent to the date of this proxy statement, we intend to enter into voting agreements with holders of a majority in voting power of our Common Stock to grant us an irrevocable proxy to vote their shares of Common Stock in favor of this Proposal 4. Under applicable Nasdaq Listing Rules, the shares of Common Stock issued pursuant to conversion of all or any portion of the Convertible Debentures, if applicable, are not entitled to vote on Proposal 4.

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EXECUTIVE AND DIRECTOR COMPENSATION All dollar amounts (“$”) in this section reflect actual amounts. As an emerging growth company and smaller reporting company, Innventure has opted to comply with the executive compensation disclosure rules applicable to “emerging growth companies” and “smaller reporting companies” as each such term is defined in the rules promulgated under the Securities Act, which, in general, require compensation disclosure for Innventure’s principal executive officer and its two other most highly compensated executive officers. Innventure’s principal executive officer and its two other most highly compensated executive officers are referred to herein as our named executive officers (the “NEOs”). Gregory W. (Bill) Haskell was Innventure’s principal executive officer for the entirety of 2024. The two most highly compensated executive officers of Innventure that were serving in such capacity at the end of 2024 (other than Mr. Haskell) were Mike Otworth and Dr. John Scott. Therefore, for the fiscal year ended December 31, 2024, Innventure’s NEOs were: • Gregory W. (Bill) Haskell, Chief