Company: OXLCZ
Filing Date: 2025-05-20
Form Type: N-CSR
Source: 0001213900-25-045605
Chunk: 134

Company: Oxford Lane Capital Corp.
Filing Date: 2025-05-20
Form: N-CSR
Chunk 134
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. (NasdaqGS: OXSQ), Oxford Gate Management, the investment manager to the Oxford Gate Funds and 109 Oxford Bridge II, LLC and Oxford Park Management, the adviser of Oxford Park Income Fund, Inc. Previously, Mr. Aleksa was a Senior Analyst in the Capital Markets group at CBA Commercial. He received a B.A. in Accounting and Finance from Franklin & Marshall College. Mr. Aleksa is also a CFA charterholder. Tyler Vallie.Mr. Vallie is an Associate at Oxford Lane Management, the adviser for Oxford Lane Capital Corp., and holds that same position with Oxford Square Management, the adviser of Oxford Square Capital Corp. (NasdaqGS: OXSQ), Oxford Gate Management, the investment manager to the Oxford Gate Funds and Oxford Bridge II, LLC and Oxford Park Management, the adviser of Oxford Park Income Fund, Inc. Previously, Mr. Vallie was an Operations Associate on the Operations team at Chilton Investment Company. He received a B.A. in Economics from Marist College. Compensation None of Oxford Lane Management’s investment personnel receive any direct compensation from us in connection with the management of our portfolio. Messrs. Cohen and Rosenthal, through their ownership interest in Oxford Funds, LLC, the managing member of Oxford Lane Management, are entitled to a portion of any profits earned by Oxford Lane Management, which includes any fees payable to Oxford Lane Management under the terms of the Investment Advisory Agreement, less expenses incurred by Oxford Lane Management in performing its services under the Investment Advisory Agreement. Messrs. Cohen and Rosenthal do not receive any additional compensation from Oxford Lane Management in connection with the management of our portfolio. The compensation paid by Oxford Lane Management to certain other investment personnel includes: (i) annual base salary; and (ii) a portfolio -basedperformance award. Item 14. Purchases of Equity Securities by Closed -End Management Investment Company and Affiliated Purchasers There have been no purchases by or on behalf of the registrant of shares or other units of any class of the registrant’s equity securities that are registered pursuant to Section 12 of the Exchange Act during the period covered by this report. Item 15. Submission of Matters to a Vote of Security Holders There have been no material changes to the procedures by which stockholders may recommend nominees to the registrant’s board of directors. Item 16.Controls and Procedures (a)Based on an evaluation of the Disclosure Controls and Procedures (as defined in Rule 30a -3(c) under the Investment Company