Company: SUND
Filing Date: 2025-11-13
Form Type: 10-Q
Source: 0001493152-25-022380
Chunk: 96

Company: Sundance Strategies, Inc.
Filing Date: 2025-11-13
Form: 10-Q
Item: Part II, Item 2
Chunk 96
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None.

Purchases
of Equity Securities by the Issuer

There
were no repurchases of equity during the quarter ended September 30, 2025.

Item
3. Defaults upon Senior Securities.

None;
not applicable.

Item
4. Mine Safety Disclosures.

None;
not applicable.

Item
5. Other Information.

None;
not applicable.

17

Item
6. Exhibits

    Exhibit
    No.
     
    Exhibit
    Description
  
    3.1
     
    Amended and Restated Articles of Incorporation (incorporated by reference to Exhibit 3(i) to the Company’s Current Report on Form 8-K filed April 5, 2013, file no. 000-50547)
  
    3.2
     
    Certificate of Amendment to the Amended and Restated Articles of Incorporation(incorporated by reference to Exhibit 3(i)(a) to the Company’s Current Report on Form 8-K filed April 5, 2013, file no. 000-50547)
  
    3.3
     
    Certificate of Amendment to the Amended and Restated Articles of Incorporation(incorporated by reference to Exhibit 3(i)(b) to the Company’s Current Report on Form 8-KA-1 filed May 24, 2013, file no. 000-50547)
  
    3.4
     
    Amended Bylaws (incorporated by reference to Exhibit 3(ii) to the Company’s Current Report on Form 8-K filed April 5, 2013, file no. 000-50547)
  
    4.1
     
    Description of Securities Registered Under Section 12 of the Exchange Act
  
    10.1
     
    Agreement and Plan of Merger (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed April 5, 2013, file no. 000-50547)
  
    10.2
     
    Form of Lock-Up/Leak-Out Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed April 5, 2013, file no. 000-50547)
  
    10.22
     
    8% Convertible Debenture (incorporated by reference to Exhibit