Company: RSI
Filing Date: 2025-10-30
Form Type: 10-Q
Source: 0001793659-25-000193
Chunk: 5

Company: Rush Street Interactive, Inc.
Filing Date: 2025-10-30
Form: 10-Q
Item: Part II, Item 1A
Chunk 5
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Item 1A.    Risk Factors.

There have been no material changes to the risk factors disclosed under the heading “Risk Factors” in our Annual Report.

Item 5.    Other Information.

Securities Trading Plans of Directors and Executive Officers

During the three months ended September 30, 2025, none of our directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of the Company’s securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement”, except as described in the table below: Name and Title Action Date of ActionDuration of Trading Arrangements Rule 10b5-1 Trading Arrangement? (Y/N)1Aggregate Number of Securities Subject to Trading ArrangementRichard Schwartz, Chief Executive Officer and Director2Adopt August 15, 2025January 2, 2026 - December 31, 2026 Y2,482,800Kyle Sauers, President and Chief Financial Officer Adopt August 22, 2025March 3, 2026 - March 31, 2027Y276,000Mattias Stetz, Chief Operating Officer3Adopt August 22, 2025January 2, 2026 - December 31, 2026Y410,000The trading arrangement reported above is subject to a number of conditions, including the price at which, and the time of when, purchases or sales may occur, and it is possible that a trading arrangement may not result in the purchase or sale 

1 Denotes whether the trading plan is intended, when adopted, to satisfy the affirmative defense of Rule 10b5-1 (c).

2 Represents the adoption of a Rule 10b5-1 trading plan by Mr. Schwartz individually and by trusts affiliated with him. The plans provide for the potential sale of up to 1,057,800 shares of the Company’s Class A common stock by Mr. Schwartz, up to 425,000 shares by the Richard T. Schwartz Revocable Trust U/A DTD 10/25/2024 and up to 500,000 shares by the Lori R. Schwartz 2025 Gift Trust U/A DTD 3/28/2025, each of which Mr. Schwartz, serves as trustee, and up to 500,000 shares by the Richard T. Schwartz 2024 Gift Trust U/A DTD