Company: GAINI
Filing Date: 2025-05-13
Form Type: 10-K
Source: 0001321741-25-000010
Chunk: 122

Company: GLADSTONE INVESTMENT CORPORATION\DE
Filing Date: 2025-05-13
Form: 10-K
Item: Item 16
Chunk 122
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erman Acquisition Corp. – Term Debt (SOFR+8.5%,13.5% Cash, Due 12/2029) (L)48,082 — 1,857 — 48,082 — — 48,082 — 1,888 — 49,152 — — 49,152 Home and Office Furnishings, Housewares, and Durable Consumer Products – 7.6%Old World Christmas, Inc. – Term Debt (SOFR+9.5%, 13.8% Cash, Due 12/2028)38,000 — 6,530 43,000 — (5,000)— 38,000 Leisure, Amusement, Motion Pictures, and Entertainment – 4.5%Pyrotek Special Effects, Inc.– Line of Credit, $500 available (SOFR+5.0%, 10.0% Cash, Due 11/2026) (L)2,500 — 94 — 3,000 (500)— 2,500 Pyrotek Special Effects, Inc. – Term Debt (SOFR+8.0%, 13.0% Cash, Due 11/2029) (L)20,120 — 853 — 20,120 — — 20,120 — 947 — 23,120 (500)— 22,620 

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Table of ContentsGLADSTONE INVESTMENT CORPORATIONINVESTMENTS IN AND ADVANCES TO AFFILIATES (Continued)(AMOUNTS IN THOUSANDS)

Company and Investment(A)(B)(C)(D)(E)Principal/Shares/Units(F)(G)Net Realized Gain (Loss) for Period(P)Amount of Investment Income(H)Value as of March 31, 2024Gross Additions(I)Gross Reductions(J)Net Unrealized Appreciation (Depreciation)Value as of March 31, 2025Mining, Steel, Iron and Non-Precious Metals Total – 3.0%UPB Acquisition, Inc. (SOFR+10.0%, 14.3% Cash, Due 7/2026)$15,000 $— $2,688 $18,250 $— $(3,250)$— $15,000 Telecommunications – 1.5%B