Company: SWKH
Filing Date: 2025-10-10
Form Type: 425
Source: 0001552781-25-000322
Chunk: 8

Company: SWK Holdings Corp
Filing Date: 2025-10-10
Form: 425
Chunk 8
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 summary description of the Key Stockholder
Agreement is subject to and qualified in its entirety by reference to the Key Stockholder Agreement, a copy of which is attached hereto
as Exhibit 2.2 and the terms of which are incorporated herein by reference.

Forward-Looking Statements

Some of the statements in this document constitute
forward-looking statements because they relate to future events, future performance or financial condition. The forward-looking statements
may include statements as to future operating results of Parent and the Company, and distribution projections; business prospects of Parent
and the Company, and the prospects of their portfolio companies; and the impact of the investments that Parent and the Company expect
to make. In addition, words such as “anticipate,” “believe,” “expect,” “seek,” “plan,”
“should,” “estimate,” “project” and “intend” indicate forward-looking statements, although
not all forward-looking statements include these words. The forward-looking statements contained in this document involve risks and uncertainties.
Certain factors could cause actual results and conditions to differ materially from those projected, including the uncertainties associated
with (i) the ability of the parties to consummate the mergers on the expected timeline, or at all; (ii) the expected synergies and savings
associated with the mergers; (iii) the ability to realize the anticipated benefits of the mergers, including the expected elimination
of certain expenses and costs due to the mergers; (iv) the percentage of the Company’s stockholders voting in favor of the transaction;
(v) the possibility that competing offers or acquisition proposals will be made; (vi) the possibility that any or all of the various conditions
to the consummation of the mergers may not be satisfied or waived; (vii) risks related to diverting management’s attention from
ongoing business operations; (viii) the combined company’s plans, expectations, objectives and intentions, as a result of the mergers;
(ix) any potential termination of the merger agreement; (x) the future operating results and net investment income projections of Parent,
the Company or, following the closing of the mergers, the combined company; (xi) the ability of the Adviser and its affiliates to attract
and retain highly talented professionals; (xii) the business prospects of Parent, the Company or, following the closing of the mergers,
the combined company, and the prospects of their portfolio companies; (xiii) the impact of the investments that Parent,