Company: INV
Filing Date: 2025-05-09
Form Type: 424B3
Source: 0001628280-25-024243
Chunk: 73

Company: Innventure, Inc.
Filing Date: 2025-05-09
Form: 424B3
Chunk 73
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 Wasson and Kimberly Wasson share voting and investment power over the securities held by WE-INN LLC. The address for WE-INN LLC is 233 N Michigan Avenue, Suite 1410 Chicago, Illinois 60601. (5) Ascent X Innventure TC, A Series of Ascent X Innventure, LP is a limited partnership (“Ascent”). Ascent holds 3,291,685 shares of Common Stock and 125,000 shares of Series C Preferred Stock. As of April 24, 2025, if the registration statement registering the resale of the shares of Common Stock underlying the Series C Preferred Stock (the “Series C Preferred Stock Resale Registration Statement”) were effective, these shares of Series C Preferred Stock would be convertible into 250,000 shares of Common Stock. Because the conversion price of the Series C Preferred Stock is determined based on the greater of a fixed amount and the 10- trading day volume-weighted average Nasdaq official closing price of the Common Stock, the number of shares of Common Stock into which the shares are convertible will fluctuate. Voting and investment power over the shares held by Ascent is exercised by Jonathan Loeffler and Mark Pomeroy Jr. The address for Ascent is 5956 Sherry Lane, 20th Floor, Dallas, Texas 75225. (6) Based on information provided by CastleKnight Master Fund LP in a Schedule 13G ﬁled with the SEC on November 15, 2024. Per such Schedule 13G, CastleKnight Master Fund LP has shared voting power over all of such shares and shared dispositive power of all of such shares. The principal business address of CastleKnight Master Fund LP is Maples Corporate Services Limited, P.O. Box 309, Ugland House, Grand Cayman KY1-1104 Cayman Islands. (7) The Glockner Family Venture Fund, LP holds 4,680,272 shares of Common Stock. The Company’s “free float,” as determined by the Company in reliance upon the guidance issued by FTSE Russell, exceeds 10% of the Company’s total voting power. Securities Authorized for Issuance Under Equity Compensation Plans Equity Compensation Plan Information

| Plan Category                                                                                         |     | Number of securities to beissued upon exercise ofoutstanding options,warrantsand rights(1)(a) |     | Weighted-average exerciseprice of outstandingoptions, warrants andrights(2)(b) |     | Number of securitiesremainingavailable for future issuanceundere