Company: MMI
Filing Date: 2025-02-27
Form Type: 10-K
Source: 0001578732-25-000015
Chunk: 4

Company: Marcus & Millichap, Inc.
Filing Date: 2025-02-27
Form: 10-K
Item: Item 12
Chunk 4
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Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters 

The information required by this Item is incorporated herein by reference to information appearing in our Proxy Statement, which information will appear under the captions entitled “Principal Stockholders” in the Proxy statement. 

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Table of Contents

Equity Compensation Plan Information 

The following table summarizes information about our equity compensation plans as of December 31, 2024. All outstanding awards relate to our common stock. 

Plan CategoryNumber of Securitiesto be Issued UponExercise ofOutstandingOptions,Warrants andRights(1)Weighted-Average ExercisePrice ofOutstandingOptions,Warrants andRights (2)Number of SecuritiesRemaining Availablefor Future IssuanceUnder EquityCompensation Plans(Excluding SecuritiesReflected in Column(a)) (3)(a)(b)(c)Equity compensation plans approved by security holders1,969,886$— 2,909,770Equity compensation plans not approved by security holders—— —1,969,886$— 2,909,770

(1)Consists of restricted stock units (“RSUs”) granted under our Amended Plan. Excludes restricted stock awards granted under the Amended Plan, purchase rights granted under the ESPP. 

(2)Outstanding RSUs have no exercise price. 

(3)Includes 2,829,238 shares available for future issuance under the Amended Plan. Includes 80,532 shares available for future issuance under the ESPP, including shares subject to purchase during the current offering period, which commenced on November 15, 2024 (the exact number of which will not be known until the purchase date on May 14, 2025). Subject to the number of shares remaining in the share reserve, the maximum number of shares purchasable by any participant on any one purchase date for any purchase period, including the current purchase period, may not exceed 1,250 shares.