Company: SUNE
Filing Date: 2025-04-15
Form Type: 10-K
Source: 0000022701-25-000002
Chunk: 77

Company: SUNation Energy, Inc.
Filing Date: 2025-04-15
Form: 10-K
Item: Item 8
Chunk 77
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 Reference Title of DocumentLocation1.1 Form of Placement Agency Agreement, dated February 27, 2025, between the Company and Roth Capital Partners, LLCFiled as Exhibit 1.1 to Form 8-K filed on February 27, 2025 and incorporated herein by reference.2.1#Agreement and Plan of Merger, dated March 1, 2021, by and among Communications Systems, Inc., Helios Merger Co., Pineapple Energy LLC, Lake Street Solar LLC, and Randall D. SampsonFiled as Exhibit 2.1 to the Form 8-K filed on March 3, 2021 and incorporated herein by reference.2.2#Amendment No. 1 to Agreement and Plan of Merger dated December 16, 2021 by and among Communications Systems, Inc., Helios Merger Co., Pineapple Energy LLC, Lake Street Solar LLC, and Randall D. SampsonFiled as Exhibit 2.1 to the Form 8-K filed on December 20, 2021 and incorporated herein by reference.

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 2.3#Transaction Agreement, dated November 9, 2022, by and among Pineapple Energy Inc., Solar Merger Sub, LLC, Scott Maskin, James Brennan, Scott Sousa, Brian Karp and Scott Maskin as representative of each seller, including the forms of the Plan of Merger, the Pledge and Security Agreement, the Short-Term Limited Recourse Secured Promissory Note and the Long-Term Promissory NoteFiled as Exhibit 2.1 to Form 8-K filed on November 10, 2022 and incorporated herein by reference.3.1 Certificate of Incorporation of SUNation Energy, Inc.Filed as Exhibit 3.1 to the Form 8-K filed on November 19, 2024 and incorporated herein by reference.3.2 Bylaws SUNation Energy, Inc.Filed as Exhibit 3.2 to the Form 8-K filed on November 19, 2024 and incorporated herein by reference.3.3 Certificate of Designation of Preferences, Rights and Limitations of Series A Convertible Preferred Stock of Communications Systems, Inc. (n/k/a Pineapple Energy Inc.) filed on March 25, 2022Filed as Exhibit 3.2 to Form 8-K filed on March 25, 2022 and incorporated herein by reference.3.4 Certificate of Designation of Series B Preferred Stock,