Company: PFSA
Filing Date: 2025-05-09
Form Type: S-4/A
Source: 0001213900-25-041151
Chunk: 173

Company: Profusa, Inc.
Filing Date: 2025-05-09
Form: S-4/A
Chunk 173
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 •the amount of our securities purchased outside of the redemption offer by our Sponsor, directors, officers, advisors or any of their respective affiliates, along with the purchase price; •the purpose of such purchases; •the impact, if any, of such purchases on the likelihood that the Business Combination will be approved; •the identities of our selling stockholders for such purchases (if not purchased on the open market) or the nature of our stockholders (e.g., 5% stockholders) who sold to our Sponsor, directors, officers, advisors or any of their respective affiliates; and •the number of our shares for which we have received redemption requests pursuant to the redemption offer. In addition, if such purchases are made, the public float of NorthView Common Stock and the number of beneficial holders of NorthView’s securities may be reduced, possibly making it difficult for New Profusa to obtain the quotation, listing or trading of its securities on a national securities exchange. The Sponsor and NorthView’s officers, directors and/or their affiliates anticipate that they may identify the shareholders with whom the Sponsor or NorthView’s officers, directors or their affiliates may pursue privately negotiated purchases by either the shareholders contacting NorthView directly or by NorthView or its advisor’s receipt of redemption requests submitted by shareholders following our mailing of proxy materials in connection with the Business Combination. If the Sponsor or NorthView’s officers, directors, advisors or their affiliates enter into a private purchase, they would identify and contact only potential selling shareholders who have expressed their election to redeem their shares for a pro rata share of the proceeds of the Trust Account or vote against the Business Combination but only if such shares have not already been voted at the Special Meeting. The Sponsor and NorthView’s officers, directors, advisors or their affiliates will only purchase shares if such purchases comply with Regulation M under the Exchange Act and other applicable federal securities laws, including Rule 14e -5under the Exchange Act. 74 Any purchases by the Sponsor or NorthView’s officers, directors and/or their affiliates who are affiliated purchasers under Rule 10b -18under the Exchange Act will only be made to the extent such purchases are able to be made in compliance with Rule 10b -18, which is a safe harbor from liability for manipulation under Section 9(a)(2) and Rule 10b -5of the Exchange Act. Rule 10b -18has certain technical requirements that must be complied with in order for the safe harbor to be available to the purchaser. The Sponsor and NorthView’s officers,