Company: INV
Filing Date: 2025-05-09
Form Type: DEF 14A
Source: 0001628280-25-024060
Chunk: 54

Company: Innventure, Inc.
Filing Date: 2025-05-09
Form: DEF 14A
Chunk 54
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to our current stockholders.

28

For illustrative purposes only, the table below shows the maximum number of shares of Common Stock that would be issuable under the SEPA at various assumed effective sale prices per share. This example is based on the original SEPA Commitment Amount of $75.0 million.

| Assumed Sale Price per Share |     | Maximum Shares of Common Stock Issuable Under the SEPA |
| $3.00                        |     |                                             25,000,000 |
| $4.00                        |     |                                             18,750,000 |
| $5.00                        |     |                                             15,000,000 |
| $6.00                        |     |                                             12,500,000 |
| $7.00                        |     |                                             10,714,285 |
| $8.00                        |     |                                              9,375,000 |
| $9.00                        |     |                                              8,333,333 |
| $10.00                       |     |                                              7,500,000 |

**Consequences of Non-Approval If this Proposal 3 is not approved by our stockholders at the Annual Meeting, it may impair our working capital and our ability to fund capital expenditures and operating expenses, including the expenses for the Innventure Companies and the Operating Companies. Our Board has determined that the SEPA, with such modifications, amendments, or changes (consistent with the intent and purpose of this proposal) agreed upon by the parties to the SEPA, and in accordance with the stockholder approval requirements of Nasdaq Listing Rules 5635(d) and 5635(b) is in the best interests of us and our stockholders because the flexibility to issue shares of Common Stock in excess of the SEPA Exchange Cap provides us with a reliable source of capital for working capital and general corporate purposes. Board Recommendation Our Board unanimously recommends that you vote “ FOR ” the potential issuance of a number of shares of Common Stock to Yorkville in excess of the SEPA Exchange Cap. Vote Required The approval of the potential issuance of a number of shares of Common Stock to Yorkville in excess of the SEPA Exchange Cap requires the affirmative vote of the majority of the votes cast (meaning the number of shares voted “for” the proposal must exceed the number of shares voted “against” the proposal). Abstentions and broker non-votes, if any, are not considered votes cast for the foregoing purpose, and will have no effect on the vote