Company: HROW
Filing Date: 2025-03-27
Form Type: 10-K
Source: 0001641172-25-000925
Chunk: 114

Company: HARROW, INC.
Filing Date: 2025-03-27
Form: 10-K
Item: Item 1
Chunk 114
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 limitations include the realities that judgments in
decision-making can be faulty and that breakdowns can occur because of simple error or mistake. Controls can also be circumvented by
the individual acts of some persons, by collusion of two or more people, or by management override of the controls. The design of any
system of controls is based in part on certain assumptions about the likelihood of future events, and there can be no assurance that
any design will succeed in achieving its stated goals under all potential future conditions. Projections of any evaluation of controls
effectiveness to future periods are subject to risks. Over time, controls may become inadequate because of changes in conditions or deterioration
in the degree of compliance with policies or procedures.

 68 

ITEM 9B. OTHER INFORMATION

From time to time, certain
of our executive officers and directors may enter into, amend or terminate written trading arrangements pursuant to Rule 10b5-1 of the
Exchange Act or otherwise. During the three months ended December 31, 2024, none of our directors or officers adopted or terminated any
Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K).

ITEM 9C. DISCLOSURE REGARDING FOREIGN JURISDICTIONS
THAT PREVENT INSPECTIONS

Not applicable.

PART III

ITEM 10. DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE
GOVERNANCE

The information required by this
item is incorporated by reference to the information set forth under the captions “Election of Directors,” “Executive
Officers,” “Corporate Governance,” “Corporate Governance — Delinquent Section 16(a) Reports,” and
“Corporate Governance — Code of Business Conduct and Ethics” in the Company’s Proxy Statement for the 2025 Annual
Meeting of Stockholders.

 We have adopted an Insider
Trading Policy governing transactions in our securities by all officers of the Company and its subsidiaries, all members of the Company’s
Board of Directors and all employees of the Company and its subsidiaries, and we believe such policy is reasonably designed to promote
compliance with insider trading laws, rules and regulations, and the exchange listing standards applicable to us. A copy of our Insider
Trading Policy is filed as Exhibit 19 to this Annual Report on Form 10-K. It is our policy to comply with all applicable securities laws
and regulations (including appropriate approvals by our Board of Directors,