Company: GCTS
Filing Date: 2025-03-25
Form Type: 10-K
Source: 0000950170-25-044438
Chunk: 45

Company: GCT Semiconductor Holding, Inc.
Filing Date: 2025-03-25
Form: 10-K
Item: Item 12
Chunk 45
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    8.3%

    TD Securities (USA) LLC(14)

    3,691,100

    7.1%

* Represents beneficial ownership of less than 1%

(1)Includes 100,149 shares of Common Stock issuable upon exercise of stock options within 60 days of March 15, 2025.

(2)Includes 19,000 shares of Common Stock issuable upon vesting of restricted stock units within 60 days of March 15, 2025.

(3)Includes 82,359 shares of Common Stock issuable upon exercise of stock options within 60 days of March 15, 2025.

(4)Includes 36,698 shares of Common Stock issuable upon exercise of stock options within 60 days of March 15, 2025.

(5)Includes 4,150 shares of Common Stock held by Dr. Lee’s spouse and 5,278 shares of Common Stock issuable upon vesting of restricted stock units within 60 days of March 15, 2025. The percentage ownership was calculated based upon 49,033,113 shares of the Issuer’s common Stock, which consists of (i) 48,233,113 issued and outstanding shares of the Company’s Common Stock as of March 15, 2025 and (ii) 800,000 Private Placement Warrants that were allocated at GCT’s discretion to Kyeongho Lee to incentivize investment to the Company Insider Recipients.

(6)Includes 2,800 shares of Common Stock issuable upon exercise of stock options and 5,278 shares of Common Stock issuable upon vesting of restricted stock units within 60 days of March 15, 2025.

(7)Includes 6,536 shares of Common Stock issuable upon exercise of stock options, 25,288 shares of Common Stock issuable upon vesting of restricted stock units within 60 days of March 15, 2025, and 14,706 shares of Common Stock issuable upon vesting of restricted stock units under the award, which is determined on March 31, 2025 by dividing $27,500 by the fair market value per share of Common Stock on such date and for the purposes of this table, was determined to be $1.87 on March 15, 2025, rounded down to the nearest whole share.

(8)Includes 6,536 shares of Common Stock issuable upon exercise of