Company: IPST
Filing Date: 2025-11-20
Form Type: 8-K
Source: 0001788230-25-000177
Chunk: 0

Company: Heritage Distilling Holding Company, Inc.
Filing Date: 2025-11-20
Form: 8-K
Item: Item 3.01
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Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

As previously disclosed in Current Reports on Form 8-K filed with the Securities and Exchange Commission on April 18, 2025 and October 17, 2025, on April 14, 2025, Heritage Distilling Holding Company, Inc. (the “ Company”) received a notice from the Nasdaq Stock Market LLC (“ Nasdaq”), indicating that the Company’s common stock, par value $0.0001 per share (the “ Common Stock”), did not meet the minimum bid price required set forth in Nasdaq Listing Rule 5550(a)(2), as the closing bid price for the Common Stock was below $1.00 per share for 30 consecutive business days.

On November 19, 2025, the Company received a letter from Nasdaq stating that, as the closing bid price of the Common Stock has been at $1.00 per share or greater for the ten consecutive business days from November 5, 2025 to November 18, 2025, the Staff has determined that the Company has regained compliance with Nasdaq Listing Rule 5550(a)(2) and has closed the matter.

Item 7.01 Regulation FD Disclosure.