Company: INV
Filing Date: 2025-04-15
Form Type: S-1
Source: 0001628280-25-017890
Chunk: 7

Company: Innventure, Inc.
Filing Date: 2025-04-15
Form: S-1
Chunk 7
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the parties) or other assumptions that may cause actual results or performance to be materially different from those

expressed or implied by these forward-looking statements. The risks and uncertainties include, but are not limited

to, those factors discussed and identified in other public filings made with the SEC by the Company and the

following:

• expectations regarding Innventure’s and the Innventure Companies’ (as defined below) strategies and

achieve future financial performance, including their respective future business plans, expansion and

acquisition plans or objectives, prospective performance and opportunities and competitors, revenues,

products and services, pricing, operating expenses, market trends, liquidity, cash flows and uses of cash,

capital expenditures, and Innventure’s ability to invest in growth initiatives;

• the implementation, market acceptance and success of Innventure’s and the Innventure Companies’

business models and growth strategies;

• Innventure’s future capital requirements and sources and uses of cash;

• Innventure’s ability to meet the various conditions, including the available cash and performance targets

and issuance of warrant instruments to the WTI Lenders (as defined below), and access any additional

installments draws, if available, under the WTI Facility (as defined below);

• Innventure’s ability to meet the various conditions and satisfy the various limitations under the SEPA (as

defined herein) with Yorkville, including exchange caps, issuances and subscriptions based on trading

volumes, to continue to access the funds available under the SEPA or the Securities Purchase Agreement

(as defined below) and related Convertible Debentures (as defined below) due to certain conditions,

restrictions and limitations set forth therein;

• certain restrictions and limitations set forth in Innventure’s debt instruments, which may impair

Innventure’s financial and operating flexibility;

• Innventure’s and the Innventure Companies’ ability to generate liquidity and maintain sufficient capital to

operate as anticipated;

• Innventure’s ability to obtain funding for its operations and future growth and to continue as a going

concern;

• the risk that the technology solutions that Innventure and the Innventure Companies license or acquire from

third parties or develop internally may not function as anticipated or provide the benefits anticipated;

• developments and projections relating to Innventure’s and the Innventure Companies’ competitors and

industry;

iv

• the ability of Innventure and the Innventure Companies to scale the operations of their respective

businesses;

• the ability of Innventure and the Innventure Companies to establish substantial commercial sales of their