Company: PFSA
Filing Date: 2025-04-03
Form Type: S-4/A
Source: 0001213900-25-028544
Chunk: 359

Company: Profusa, Inc.
Filing Date: 2025-04-03
Form: S-4/A
Chunk 359
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. The PIPE Subscription Agreement provides for a total facility up to $22.22million which is split into tranches. The Initial Note will be funded upon closing the merger for $10million subject to a 10% OID ($9.0million net). The notes are not expected to convert as of the closing date. As such, the notes will remain in the pro forma balance sheet for pro forma purposes, as the notes convert at the election of the note holder until the shares are registered. (D)Reflects the elimination of historical earnings of NorthView. (E)Represents estimated direct and incremental transaction costs incurred by New Profusa related to the Merger and PIPE Subscription Agreement of approximately $6.1 million for advisory, banking, printing, legal and accounting. (F)Represents the payment of preliminary estimated direct and incremental transaction costs, of which $1.6 million is expected to be paid in shares and $4.5million is expected to be paid in cash, including the Business Combination Marketing Fee of $2.0million. (G)Represents reclassification of Profusa’s deferred offering costs to permanent equity and payment of the respective accrued and unpaid portion of the deferred offering costs. 187 (H)Represents payment of Northview accrued offering costs and expenses. (I)Represents payment of estimated direct and incremental transaction costs incurred by NorthView of approximately $1.6 million in advisory, banking, printing, legal, and accounting fees and other transaction related expenses in connection with the Merger and PIPE Subscription Agreement. (J)Elimination of transactions between the two companies. (K)Reflects exchange of Profusa’s Series A Convertible Preferred Stock for common stock of Profusa with $0.0001 par value. (L)Reflects exchange of Profusa’s Series B Convertible Preferred Stock for common stock of Profusa with $0.0001 par value. (M)Reflects exchange of Profusa’s Series C/C1 Convertible Preferred Stock for common stock of Profusa with $0.0001 par value. (N)Reflects conversion of Senior Notes and Senior Bridge Notes into 6,267,204shares of Profusa in accordance with their terms. (O)Reflects conversion of Junior Notes into 2,631,652shares of Profusa in accordance with their terms. (P)Reflects the impact of Maximum Redemption of 154,561 redeemable shares of NorthView. (Q)Represents reclassification of Profusa’s transaction