Company: CGABL
Filing Date: 2025-07-29
Form Type: 40-6B/A
Source: 0001193125-25-168066
Chunk: 5

Company: Carlyle Group Inc.
Filing Date: 2025-07-29
Form: 40-6B/A
Chunk 5
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le 2(collectively, “ Non-AccreditedInvestors”), meet the standards of an “accredited investor” under Rule 501(a) of Regulation D, or (b) an entity must (i) be a current Consultant of Carlyle and (ii) meet the standards of an “accredited investor” under Rule 501(a) of Regulation D (“ Accredited Investors”). No Fund will sell its Interests to more than 35 Non-AccreditedInvestors under Regulation D. At the request of an Eligible Employee and the discretion of the General Partner, Interests may be assigned by such Eligible Employee, or sold directly by the Fund, to a Qualified Participant of an Eligible Employee. In order to qualify as a “ Qualified Participant,” an individual or entity must (i) be an Eligible Family Member or Eligible Investment Vehicle (in each case as defined below), of an Eligible Employee and (ii) if purchasing an Interest from a Fund, except as discussed below, come within the standards of an Accredited Investor. An “ Eligible Family Member” is a spouse, Spousal Equivalent (as defined below), parent, child, spouse or Spousal Equivalent of a child, brother, sister or grandchild of an Eligible Employee, including step and adoptive relationships. A “ Spousal Equivalent” is a cohabitant occupying a relationship generally equivalent to that of a spouse (as defined in Rule 501(j) of Regulation D under the 1933 Act). An “ Eligible Investment Vehicle” is (a) a trust of which the trustee, grantor and/or beneficiary is an Eligible Employee, (b) a partnership, corporation or other entity controlled by an Eligible Employee, 3or (c) a trust or other entity established solely for the benefit of an Eligible Employee and/or one or more Eligible Family Members of an Eligible Employee. An Eligible Employee or Eligible Family Member may purchase Interests through an Eligible Investment Vehicle only if either (i) the investment vehicle is an Accredited Investor, or (ii) the applicable Eligible Employee is a settlor and principal investment decision-maker with respect to the investment vehicle. If such investment vehicle is an entity other than a trust, the term “settlor” shall be read to mean a person who created such vehicle, alone or together with other Eligible Employees and/or Eligible Family Members, and contributed funds to such vehicle. Eligible Investment Vehicles that are not Accred