Company: PFSA
Filing Date: 2025-05-15
Form Type: 424B3
Source: 0001213900-25-044417
Chunk: 501

Company: Profusa, Inc.
Filing Date: 2025-05-15
Form: 424B3
Chunk 501
---
’s junior convertible notes and senior convertible notes, and 380,354shares reserved for Profusa option holders under each redemption scenario. (4)Includes 1,897,500 shares issuable pursuant to outstanding NorthView Rights. (5)Represents$1,575,000 of transaction costs being paidin shares ofNew Profusa Common Stock at $10 per share. (6)Assumes 1,000,000 shares issuable upon conversion of the $10 million first tranche of the PIPE Investor convertible note facility ($22.22 million total) at $10 per share. (7)Senior secured convertible note which includes 710,220 Sponsor shares that were utilized as inducement shares for the notes. (8)Represents 1,385,901shares issued upon the conversion and exchange of Profusa bridge notes and 2,899,111shares issued in exchange for the shares issued pursuant to the Bridge Note Buyout Agreement . (9)Represents shares from the conversion of the NorthView working capital convertible loan at a $2.22 per share. For more information, see the section entitled “ Unaudited Pro Forma Condensed Combined Financial Information.” Sales of substantial amounts of the New Profusa Common Stock in the public market could adversely affect prevailing market prices of the New Profusa Common Stock. Prior to the Business Combination, there has been no public market for New Profusa Common Stock. New Profusa intends to apply for listing of the New Profusa Common Stock on Nasdaq, but New Profusa cannot assure you that Nasdaq will approve the New Profusa Common Stock for listing or that a regular trading market will develop in the New Profusa Common Stock. Lock-Up and Registration Rights Agreements Following the execution of the Merger Agreement, NorthView, Profusa, the Sponsor, certain other holders of NorthView Founder Shares and certain holders of shares of Profusa that will receive shares of New Profusa Common Stock in connection with the Business Combination entered into a lock -upagreement (the “Lock -UpAgreement”) with NorthView, whereby those holders are prohibited from selling or transferring their shares of New Profusa Common Stock for a period of eight months following the Closing, subject to early release of a portion of their shares upon the occurrence of certain milestones. Following the execution of the Merger Agreement, NorthView, the Sponsor, certain other holders of NorthView Founder Shares and certain holders of shares of Profusa that will receive shares of New Profusa Common Stock in connection with the Business