Company: HGBL
Filing Date: 2025-08-07
Form Type: 10-Q
Source: 0000950170-25-104951
Chunk: 7

Company: Heritage Global Inc.
Filing Date: 2025-08-07
Form: 10-Q
Item: Item 6
Chunk 7
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(a) Exhibits

     Exhibit No.
      
     Identification of Exhibit

     3.1
      
     Second Amended and Restated Articles of Incorporation (filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on June 7, 2024 (File No. 001-39471), and incorporated herein by reference)

     3.2
      
     Restated Bylaws, as amended (filed as Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on September 30, 2020 (File No. 001-39471), and incorporated herein by reference).

     4.1
      
     Warrant Agreement by and between Heritage Global Inc. and Napier Park Industrial Asset Acquisition, LP, effective as of March 19, 2019 (filed as Exhibit 4.1 to the Company’s Current Report on Form 8-K filed on March 25, 2019 (File No. 000-17973), and incorporated herein by reference).

     31.1 
      
     Certification of Principal Executive Officer pursuant to Rule 13a-14(a) and 15d-14(a) as adopted under Section 302 of the Sarbanes-Oxley Act of 2002 

     31.2
      
     Certification of Principal Financial Officer pursuant to Rule 13a-14(a) and 15d-14(a) as adopted under Section 302 of the Sarbanes-Oxley Act of 2002 

     32.1
      
     Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

     32.2
      
     Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

     101.INS 
      
     Inline XBRL Instance Document 

     101.SCH 
      
     Inline XBRL Taxonomy Extension Schema Document

     101.CAL 
      
     Inline XBRL Taxonomy Extension Calculation Linkbase Document

     101.DEF 
      
     Inline XBRL Taxonomy Extension Definition Linkbase Document

     101.LAB 
      
     Inline XBRL Taxonomy Extension Labels