Company: TIPT
Filing Date: 2025-10-31
Form Type: DEFM14A
Source: 0001140361-25-039949
Chunk: 123

Company: TIPTREE INC.
Filing Date: 2025-10-31
Form: DEFM14A
Chunk 123
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 Warburg Pincus and/or certain of its affiliates and portfolio companies, (ii) having acted or acting as a bookrunner for certain block trades by Warburg Pincus, (iii) having acted or acting as an administrative agent, collateral agent, syndication agent, bookrunner and/or arranger for, and/or as a lender under, certain term loans, letters of credit, credit and leasing facilities and other credit arrangements of Warburg Pincus and/or certain of its affiliates and portfolio companies (including acquisition financing), (iv) having provided or providing certain commodity, derivatives, foreign exchange and other trading services to Warburg Pincus and/or certain of its affiliates and portfolio companies, and (v) having provided or providing certain treasury management products and services to Warburg Pincus and/or certain of its affiliates and portfolio companies. In addition, BofA Securities and/or certain of its affiliates have maintained, currently are maintaining, and in the future may maintain, significant commercial (including vendor and/or customer) relationships with Warburg Pincus and/or certain of its affiliates and portfolio companies. From September 1, 2023 through August 31, 2025, BofA Securities and its affiliates derived aggregate revenues from Warburg Pincus and certain of its affiliates and portfolio companies of approximately $50 million for investment and corporate banking services.

In addition, BofA Securities and its affiliates in the past have provided, currently are providing, and/or in the future may provide, investment banking, commercial banking and other financial services to Purchaser and certain of its affiliates and have received or in the future may receive compensation for the rendering of these services, including having provided or providing certain derivatives and other trading services to Purchaser and/or certain of its affiliates. In addition, BofA Securities and/or certain of its affiliates have maintained, currently are maintaining, and in the future may maintain, significant commercial (including vendor and/or customer) relationships with Purchaser and/or certain of its affiliates. From September 1, 2023 through August 31, 2025, BofA Securities and its affiliates derived aggregate revenues from Purchaser and certain of its affiliates of approximately $1 million for investment and corporate banking services.

In the ordinary course of its respective businesses, BofA Securities and its affiliates (including members of BofA Securities’ deal team working with Fortegra on the Merger) has pitched, is currently pitching, and/or will continue to pitch, additional investment and corporate banking services unrelated to