Company: KITTW
Filing Date: 2025-02-25
Form Type: 5
Source: 0000950170-25-026774
Chunk: 1

Company: Nauticus Robotics, Inc.
Filing Date: 2025-02-25
Form: 5
Chunk 1
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 |                             N/A |                                                                                                  0 | I                                                                                |                                                        |
| New Private Warrants                          |                                                  $0.00 | 01/31/2024                           | N/A                                                | A                              |     |                                                                                106,194 | A | 01/31/2024 - 09/09/2032                                  | Common Stock - 106,194                                                            |                             N/A |                                                                                            106,194 | I                                                                                |                                                        |
| 2024 Debentures                               |                                                   [F9] | 12/26/2024                           | N/A                                                | D                              |     |                                                                                    nan | D | 01/30/2024 - 09/09/2026                                  | Common Stock - [F9]                                                               |                             N/A |                                                                                                  0 | I                                                                                |                                                        |
| Series A Preferred Stock                      |                                                  $1.23 | 12/26/2024                           | N/A                                                | A                              |     |                                                                                  5,342 | A | [F13] - [F13]                                            | Common Stock - 5,211,706                                                          |                             N/A |                                                                                              5,342 | I                                                                                |                                                        |
| Convertible Senior Secured Term Loan 2024     |                                                   [F7] | 01/03/2025                           | N/A                                                | D                              |     |                                                                                    nan | D | 01/30/2024 - 01/30/2027                                  | Common Stock - [F7]                                                               |                             N/A |                                                                                                  0 | I                                                                                |                                                        |
| New Convertible Senior Secured Term Loan 2024 |                                                  $1.59 | 01/03/2025                           | N/A                                                | A                              |     |                                                                                    nan | A | 01/03/2025 - 01/30/2027                                  | Common Stock - [F14,F15]                                                          |                             N/A |                                                                                          2,000,000 | I                                                                                |                                                        |

Remarks:

The transactions herein are being reported late due to an inadvertent administrative oversight and discovered in connection with the Reporting Person's compliance review. The transactions set forth in this Form 5 were previously disclosed by the Issuer in its filings with the Securities and Exchange Commission, other than the vesting and settlement of the RSUs discussed in footnotes 3 and 4.

The Reporting Person, a Managing Member of MIP II, was elected to the board