Company: SWKH
Filing Date: 2025-05-15
Form Type: 10-Q
Source: 0001628280-25-025955
Chunk: 2

Company: SWK Holdings Corp
Filing Date: 2025-05-15
Form: 10-Q
Item: Part II, Item 1A
Chunk 2
---
028/15/2210.01Purchase and Sale Agreement, dated March 19, 2025, between the registrant and SCOF SPV I, LP.X10.02Form of Indemnification Agreement for DirectorsX10.03Form of Indemnification Agreement for Executive OfficersX31.01Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.X31.02Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002X32.01Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.*X32.02Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.*X101.INS+XBRL InstanceX101.SCH+XBRL Taxonomy Extension SchemaX101.CAL+XBRL Taxonomy Extension CalculationX101.DEF+XBRL Taxonomy Extension DefinitionX101.LAB+XBRL Taxonomy Extension LabelsX101.PRE+XBRL Taxonomy Extension PresentationX

* These certifications accompany this Quarterly Report on Form 10-Q. They are not deemed “filed” with the Securities and Exchange Commission and are not to be incorporated by reference in any filing of SWK Holdings Corporation under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date hereof and irrespective of any general incorporation language in any filings. 

+ XBRL information is furnished and not filed or a part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise is not subject to liability under these sections.

33

# Exhibits and/or schedules to this exhibit have been omitted pursuant to Item 601(a)(5) of Regulation S-K. The registrant agrees to furnish supplemental copies of any omitted exhibits or schedules to the SEC upon request; provided, however, that the registrant may request confidential treatment pursuant to Rule 24b-2 of the Exchange Act for any exhibits or schedules so furnished.

34