Company: SWKH
Filing Date: 2025-04-10
Form Type: 8-K
Source: 0001628280-25-017350
Chunk: 0

Company: SWK Holdings Corp
Filing Date: 2025-04-10
Form: 8-K
Item: Item 2.01
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Item 2.01

Completion of Acquisition or Disposition of Assets.

As previously disclosed in the Current Report on Form 8-K filed by SWK Holdings Corporation (the “ Company”), with the Securities and Exchange Commission (the “ SEC”) on March 20, 2025, the Company entered into a purchase and sale agreement (the “ Purchase and Sale Agreement”) with SCOF SPV I, LP, a Delaware limited partnership and an entity affiliated with Soleus Capital Management L. P. (the “ Purchaser”) on March 19, 2025 for the sale and assignment to Purchaser (the “ Royalty Sale”) of the Company’s rights to receive royalties and other amounts payable or that may become payable under certain contracts to which SWK Funding LLC, a wholly owned subsidiary of the Company (“ SWK Funding”), is a party, comprising the majority of the Company’s royalty portfolio for an aggregate purchase price of approximately $34.0 million. OnApril 10, 2025, the Company completed the transactions contemplated by the Purchase and Sale Agreement and Purchaser paid the Company approximately $34.0 million in cash and assumed certain related liabilities.

A copy of the unaudited pro forma consolidated financial statements of the Company, giving effect to the Royalty Sale, are attached as Exhibit 99.2 to this Current Report on Form 8-K and are incorporated herein by reference.

Item 7.01 Regulation FD Disclosure.