Company: TOMZ
Filing Date: 2025-04-14
Form Type: 10-K
Source: 0001654954-25-004233
Chunk: 1309

Company: TOMI Environmental Solutions, Inc.
Filing Date: 2025-04-14
Form: 10-K
Item: Item 8
Chunk 1309
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 number of shares of Voting Stock beneficially owned by a person and the percentage ownership of that person, we deemed to be outstanding all shares of Voting Stock subject to options, warrants or other convertible securities held by that person or entity that are currently exercisable or releasable or that will become exercisable or releasable within 60 days of March 10, 2025. We did not deem these shares outstanding, however, for the purpose of computing the percentage ownership of any other person. Except as otherwise noted, the address of each person or entity in the following table is c/o TOMI Environmental Solutions, Inc., 8430 Spires Way., Suite N, Frederick, MD 21701.

  Shares Beneficially Owned  % of Total   Common Stock  Series A Preferred Stock  Voting  Name of Beneficial Owner Shares  % of Class  Shares  % of Class  Power(1) 5% Shareholders:               Lau Sok Huy(2)  2,170,139   10.8%  —   —   10.8%John F. Nelson(3)  1,259,362   6.3%  —   —   6.3%Named Executive Officers and Directors:                    Halden S. Shane(1)(4)  4,252,664   19.5%  63,750   100.0%  19.7%Elissa J. Shane(5)  493,914   2.3%  —   —   2.3%Nick Jennings(6)  97,769  *   —   —  * Walter Johnsen(7)  111,875  *   —   —  * Kelly Anderson(8)  111,875  *   —   —  * Lim Boh Soon(9)  163,774  *   —   —  * Executive Officers and Directors as a Group (10)  5,231,871   24.0%  —   —   24.2%

 *Denotes ownership of less than 1%.    (1)Percentage of total voting power represents voting power with respect