Company: RILYN
Filing Date: 2025-10-22
Form Type: DEF 14A
Source: 0001213900-25-101228
Chunk: 3

Company: B. Riley Financial, Inc.
Filing Date: 2025-10-22
Form: DEF 14A
Chunk 3
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| CORPORATE GOVERNANCE                                                                      |     |   14 |
| MANAGEMENT                                                                                |     |   21 |
| COMPENSATION DISCUSSION AND ANALYSIS                                                      |     |   22 |
| COMPENSATION COMMITTEE REPORT                                                             |     |   31 |
| EXECUTIVE COMPENSATION                                                                    |     |   32 |
| PAY VERSUS PERFORMANCE                                                                    |     |   39 |
| NARRATIVE TO PAY VERSUS PERFORMANCE TABLE                                                 |     |   40 |
| DIRECTOR COMPENSATION                                                                     |     |   43 |
| SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT                            |     |   45 |
| REPORT OF THE AUDIT COMMITTEE                                                             |     |   46 |
| OTHER MATTERS                                                                             |     |   47 |

i B. RILEY FINANCIAL, INC.
11100 SANTA MONICA BOULEVARD, SUITE 800
LOS ANGELES, CA
(310) 966-1444 PROXY STATEMENT
For Annual Meeting of Stockholders to be held on December 1, 2025 General The Board of Directors (the “Board” or “Board of Directors”) is soliciting proxies for use at the Annual Meeting of Stockholders (the “Annual Meeting”) of B. Riley Financial, Inc. to be held on December 1, 2025, at 8:00 a.m. Pacific Time or at any adjournment or postponement thereof, for the purposes set forth herein and in the accompanying Notice of Annual Meeting. The Annual Meeting will be a virtual meeting conducted exclusively via live webcast. All references to “us”, “we”, “our”, “B. Riley” and the “Company” refer to B. Riley Financial, Inc. and its subsidiaries. Solicitation of Proxies The Board is soliciting the accompanying proxy. In accordance with unanimous recommendations of our Board, the individuals named in the proxy will vote all shares represented by proxies in the manner designated, or if no designation is made, they will vote the proxies FOR the election of all of the director nominees, FOR proposals 2 and 3 and for “3 Years” on proposal 4. In their discretion, the proxy holders named in the proxy are authorized to vote on any other matters that may properly come before the Annual Meeting and at any continuation, postponement, or adjournment of the Annual Meeting. As of the date of this proxy statement, the