Company: PNNT
Filing Date: 2025-09-12
Form Type: 40-17G
Source: 0001193125-25-202194
Chunk: 19

Company: PENNANTPARK INVESTMENT CORP
Filing Date: 2025-09-12
Form: 40-17G
Chunk 19
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 Company. All rights reserved.   |     | Page 14 of 25 |

| OO. | Single Loss has the meaning set forth in section VI. CONDITIONS, D. SINGLE LOSS. |

| PP. | Statement of Uncertificated Security means a Written statement of the issuer of an 
 Uncertificated Security containing:                                                |

| 1. | a description of the issue of which the Uncertificated Security is a part; |

| 2. | the number of shares or units: |

| a. | transferred to the registered owner; |

| b. | pledged by the registered owner to the registered pledgee; |

| c. | released from pledge by the registered pledgee; |

| d. | registered in the name of the registered owner on the date of the statement; or |

| e. | subject to pledge on the date of the statement; |

| 3. | the name and address of the registered owner and registered pledgee; |

| 4. | a notation of any liens and restrictions of the issuer and any adverse claims to which the Uncertificated                
 Security is or may be subject to, or a statement that there are none of those liens, restrictions or adverse claims; and |

| 5. | the date: |

| a. | the transfer of the shares or units to the new registered owner of the shares or units was registered; |

| b. | the pledge of the registered pledgee was registered; or |

| c. | of the statement, if it is a periodic or annual statement. |

| QQ. | Substitute Check means a paper reproduction of an Original Written check as defined in the 
 Check Clearing for the 21st Century Act of 2003, as amended.                               |

| RR. | Transportation Company means any organization that provides its own or leased vehicles for 
 transportation or that provides freight forwarding or air express services.                |

| SS. | Uncertificated Security means a share, participation or other interest in property of, or an 
 enterprise of, the issuer or an obligation of the issuer, that is:                           |

| 1. | not represented by a Written instrument issued in bearer or registered form and the transfer of which is 
 registered upon books maintained for that purpose by or on behalf of the issuer;                         |

| 2. | of a type commonly dealt in on securities exchanges or markets, or commonly recognized in any area in which it 
 is issued or dealt in as a