Company: OCG
Filing Date: 2025-12-11
Form Type: 424B5
Source: 0001213900-25-120719
Chunk: 40

Company: Oriental Culture Holding LTD
Filing Date: 2025-12-11
Form: 424B5
Chunk 40
---
RC on February 17, 2023, a company that (i) has already completed overseas listing or (ii) has already obtained the approval for the
offering or listing from overseas securities regulators or exchanges but has not completed such offering or listing before effective
date of the new rules and also completes the offering or listing before September 30, 2023 will be considered as an existing listed company
and is not required to make any filing until it conducts a new offering in the future. Furthermore, upon the occurrence of any of the
material events specified below after an issuer has completed its offering and listed its securities on an overseas stock exchange, the
issuer shall submit a report thereof to the CSRC within 3 business days after the occurrence and public disclosure of the event: (i)
change of control; (ii) investigations or sanctions imposed by overseas securities regulatory agencies or other competent authorities;
(iii) change of listing status or transfer of listing segment; or (iv) voluntary or mandatory delisting. The New Overseas Listing
Rules stipulate the legal consequences to the companies for breaches, including failure to fulfill filing obligations or filing documents
having false statement or misleading information or material omissions, which may result in a fine ranging from RMB1 million to RMB10
million, and in cases of severe violations, the relevant responsible persons may also be barred from entering the securities market.
On February 24, 2023, the CSRC, the Ministry of Finance, the National Administration of State Secretes Protection and the National Archives
Administration released the Provisions on Strengthening the Confidentiality and Archives Administration Related to the Overseas Securities
Offering and Listing by Domestic Companies, or the Confidentiality and Archives Administration Provisions, which took effect on March
31, 2023. PRC domestic enterprises seeking to offer securities and list in overseas markets, either directly or indirectly, shall establish
and improve the system of confidentiality and archives work, and shall complete approval and filing procedures with competent authorities,
if such PRC domestic enterprises or their overseas listing entities provide or publicly disclose documents or materials involving state
secrets and work secrets of state organs to relevant securities companies, securities service institutions, overseas regulatory agencies
and other entities and individuals. It further stipulates that (i) providing or publicly disclosing documents and materials which may
adversely affect national security or public interests, and accounting records or photocopies thereof to relevant securities companies,
securities service institutions, overseas regulatory agencies and other entities and individuals