Company: OXLCZ
Filing Date: 2025-11-05
Form Type: N-CSRS
Source: 0001213900-25-106331
Chunk: 73

Company: Oxford Lane Capital Corp.
Filing Date: 2025-11-05
Form: N-CSRS
Chunk 73
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as served as our Chief Compliance Officer since June 2015 pursuant to an agreement between the Fund and ACA Group a compliance consulting firm. Mr. Cummins also currently serves as the Chief Compliance Officer of Oxford Lane Management, Oxford Square Capital Corp., Oxford Square Management, LLC, Oxford Funds LLC, and since 2018, Oxford Gate Management, LLC. Mr. Cummins has served as the Chief Compliance Officer of Oxford Park Income Fund, Inc. and Oxford Park Management, LLC, since 2023. Mr. Cummins has been a director of ACA Group or its predecessor firms since June 2014 and in that capacity he also serves as the Chief Compliance Officer to a fund complex with three BDCs, a closed -endfund and multiple private funds, an internally managed BDC and a private credit fund manager. Prior to joining ACA Group, Mr. Cummins was a consultant for Barclays Capital Inc. from 2012 to 2013, where he participated in numerous compliance projects on pricing and valuation, compliance assessments, and compliance policy and procedure development. Prior to his consulting work at Barclays, Mr. Cummins was from 2010 to 2011 the Chief Operating Officer and the Chief Compliance Officer for BroadArch Capital and from 2009 to 2011 the Chief Financial Officer and Chief Compliance Officer to its predecessor New Castle Funds, a long -shortequity asset manager. Prior to that, Mr. Cummins spent 25 years at Bear Stearns Asset Management (BSAM), where he was a Managing Director and held senior compliance, controllers and operations risk positions. Mr. Cummins graduated with a B.A. in Mathematics from Fordham University. 60

Compensation of Directors The following table sets forth compensation of our directors for the six months ended September 30, 2025:

| Name                  
 Interested Directors  |     | Fees      
 Earned(1) |        |     | All Other       
 Compensation(2) |   |     | Aggregate         
 Compensation from 
 Fund Complex(3)   |        |
|:----------------------|:----|:----------|-------:|:----|:----------------|:--|:----|:------------------|-------:|
| Jonathan H. Cohen     |     | $         |      — |     | $               | — |     | $                 |      — |
| Saul B. Rosenthal     |     | $         |      — |     | $               | — |     | $                 |      — |
| Independent Directors