Company: ASB
Filing Date: 2025-12-30
Form Type: S-4
Source: 0001193125-25-337086
Chunk: 134

Company: ASSOCIATED BANC-CORP
Filing Date: 2025-12-30
Form: S-4
Chunk 134
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 and local laws, regulations and rules.

(d) Section 3.26(d) of the Company Disclosure Schedule sets forth a list of
all Loans as of the date hereof by the Company and its Subsidiaries to any director, executive officer and principal shareholders (as such terms are defined in Regulation O of the Federal Reserve Board (12 C.F.R. Part 215)) of the Company or any of
its Subsidiaries. There are no Loans to employees, officers, directors or other affiliates where the borrower is paying a rate other than that reflected in the note or other relevant credit or security agreement or on which the borrower is paying a
rate which was below market at the time the Loan was originated and all such Loans are and were originated in compliance in all material respects with all applicable laws.

3.27 . Except as would not reasonably be likely to have, either individually or in the aggregate, a
Material Adverse Effect on the Company, (a) the Company and its Subsidiaries are insured with reputable insurers against such risks and in such amounts as the management of the Company reasonably has determined to be prudent and consistent with
industry practice, and neither the Company nor any of its Subsidiaries has received notice to the effect that any of them are in default under any material insurance policy, (b) each such policy is outstanding and in full force and effect and,
except for policies insuring against potential liabilities of officers, directors and employees of the Company and its Subsidiaries, the Company or the relevant Subsidiary thereof is the sole beneficiary of such policies, and (c) all premiums
and other payments due under any such policy have been paid, and all claims thereunder have been filed in due and timely fashion.

3.28 .

(a) Neither the Company nor any Subsidiary of the Company serves in a
capacity described in Section 9(a) or 9(b) of the Investment Company Act of 1940, as amended, nor acts as an “investment adviser” required to register as such under the Investment Advisers Act of 1940, as amended.

(b) Neither the Company nor any Subsidiary of the Company is a broker-dealer required to be registered under the Exchange Act with the SEC.

A-24

3.29 .

(a) Except for the representations and warranties made by the Company in this Article III or in any certificate delivered by or on behalf of
the Company pursuant to this Agreement, neither the Company nor