Company: NEOV
Filing Date: 2025-09-29
Form Type: 10-K
Source: 0001683168-25-007304
Chunk: 563

Company: NeoVolta Inc.
Filing Date: 2025-09-29
Form: 10-K
Item: Item 9B
Chunk 563
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To
our knowledge, no director or officer of the Company adopted or terminated a "Rule 10b5-1
trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation
S-K, during the three months ended June 30, 2025.

ITEM 9C. DISCLOSURE REGARDING FOREIGN JURISDICTIONS
THAT PREVENT INSPECTIONS.

Not applicable.

 42 

PART III

ITEM 10. DIRECTORS, EXECUTIVE OFFICERS AND
CORPORATE GOVERNANCE

The
information required by this item is incorporated by reference to our proxy statement for the 2025 Annual Meeting of Stockholders to be
filed with the Securities and Exchange Commission within 120 days of the fiscal year ended June 30, 2025 and is incorporated into this
Annual Report on Form 10-K by reference.

Our
Board of Directors has adopted a written Code of Business Conduct and Ethics applicable to all officers, directors and employees, which
is available on our website (www.neovolta.com) under “Governance” within the “Investors” section. We intend to
satisfy the disclosure requirement under Item 5.05 of Form 8-K regarding amendment to, or waiver from, a provision of this Code by posting
such information on the website address and location specified above.

ITEM 11. EXECUTIVE COMPENSATION

The
information required by this item is incorporated by reference to our proxy statement for the 2025 Annual Meeting of Stockholders to be
filed with the Securities and Exchange Commission within 120 days of the fiscal year ended June 30, 2025 and is incorporated into this
Annual Report on Form 10-K by reference.

ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL
OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS

The
information required by this item is incorporated by reference to our proxy statement for the 2025 Annual Meeting of Stockholders to be
filed with the Securities and Exchange Commission within 120 days of the fiscal year ended June 30, 2025 and is incorporated into this
Annual Report on Form 10-K by reference.

Securities Authorized for Issuance under Equity Compensation Plans

The following table sets forth
information regarding our equity compensation plans at June 30, 2025:

    Plan category

    Number of securities to