Company: BTC
Filing Date: 2025-02-28
Form Type: 10-K
Source: 0000950170-25-029405
Chunk: 4

Company: Grayscale Bitcoin Mini Trust ETF
Filing Date: 2025-02-28
Form: 10-K
Item: Item 12
Chunk 4
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Securities Authorized for Issuance under Equity Compensation Plans and Related Stockholder Matters

Not applicable.

93 

Security Ownership of Certain Beneficial Owners and Management

The Trust does not have any directors, officers or employees. The following table sets forth certain information with respect to the beneficial ownership of the Shares for (i) each person that, to the Sponsor’s knowledge based on the records of the Transfer Agent and other ownership information provided to the Sponsor, owns beneficially a significant portion of the Shares; (ii) each director and executive officer of the Sponsor individually; and (iii) all directors and executive officers of the Sponsor as a group. 

The number of Shares beneficially owned and percentages of beneficial ownership set forth below are based on the number of Shares outstanding as of February 24, 2025. 

In accordance with the rules of the SEC, beneficial ownership includes voting or investment power with respect to securities. 

    Name and Address of Beneficial Owner
     
    Amount andNature ofBeneficialOwnership
     
    Percentage ofBeneficialOwnership

    Significant Shareholders:

    Digital Currency Group, Inc.
     
    *
     
    * %

    Directors & Executive Officers of the Sponsor:(1)

    Mark Shifke
     
    *
     
    * %

    Matthew Kummell
     
    *
     
    * %

    Peter Mintzberg
     
    *
     
    * %

    Edward McGee
     
    *
     
    * %

    Hugh Ross
     
    *
     
    * %

    Directors & executive officers of the Sponsor as a group
     
    *
     
    * %

(1)The Trust does not have any directors, officers or employees. Under the Trust Agreement, all management functions of the Trust have been delegated to and are conducted by the Sponsor, its agents and its affiliates. 

* Represents beneficial ownership of less than 1%. 

Unless otherwise indicated, the address for each shareholder listed in the table above is c/o Grayscale Investments Sponsors, LLC, 290 Harbor Drive, 4th Floor, Stamford, Connecticut 06902.