Company: APM
Filing Date: 2025-07-15
Form Type: DRS
Source: 0001213900-25-063906
Chunk: 475

Company: Aptorum Group Ltd
Filing Date: 2025-07-15
Form: DRS
Chunk 475
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 Warrants         |     |       — |     |  29,336 |

Additional shares are issuable under the Company’s convertible notes, the amount of which is dependent on future events. NOTE 13 — SUBSEQUENT EVENTS In April 2025 and June 2025, Diamir amended the convertible note with Kira Sheinerman, one of its founders and the Executive Director, such that the founder loaned us additional $100,000 or $150,000, respectively. In June 2025, the Company entered into a Letter of Intent with a publicly traded foreign company regarding a collaboration. encompassing a license agreement, management agreement and merger agreement for the sale of Common Stock of the Company. Pursuant to the merger agreement, if completed, shareholders of the Company would receive shares of the acquirer’s common stock in a share exchange. Preliminary accounting for the merger, if a definitive merger agreement is completed, is not complete The Company evaluated subsequent events through July14, 2025, the date these financial statements were available to be issued. No subsequent events occurred that required disclosure.

F-62 ANNEX A Annex A-1 ANNEX B Annex B-1 ANNEX C Annex C-1 PART II INFORMATION NOT REQUIRED IN PROXY STATEMENT / PROSPECTUS Item 20. Indemnification of Directors and Officers Cayman Islands law does not limit the extent to which a company’s memorandum and articles of association may provide for indemnification of officers and directors, except to the extent any such provision may be held by the Cayman Islands courts to be contrary to public policy, such as to provide indemnification against civil fraud or the consequences of committing a crime. Aptorum’s current amended and restated memorandum and articles permit indemnification of officers and directors for losses, damages, costs and expenses incurred in their capacities as such unless such losses or damages arise from dishonesty of such directors or officers. This standard of conduct is generally the same as permitted under the DGCL for a Delaware corporation. Insofar as indemnification for liabilities arising under the Securities Act of 1933, as amended, or the Securities Act, may be permitted to Aptorum’s directors, officers or persons controlling us under the foregoing provisions, we have been informed that in the opinion of the Securities and Exchange Commission, or the SEC, such indemnification is against public policy as expressed in the Securities Act and is therefore unenforceable. Item 21. Exhibits and Financial Statement Schedules (a)Exhibit Index