Company: BCG
Filing Date: 2025-09-08
Form Type: 424B3
Source: 0001104659-25-088309
Chunk: 4

Company: Binah Capital Group, Inc.
Filing Date: 2025-09-08
Form: 424B3
Chunk 4
---
. Under this shelf registration process, from time to time, we and the Selling Securityholders may offer and sell the securities offered by them described in this prospectus in one or more offerings from time to time through any means described in the section entitled “Plan of Distribution.” We may use the shelf registration statement to issue shares of Common Stock upon exercise of the Warrants. We will receive proceeds from any exercise of the Warrants for cash. We may use the shelf registration statement to issue up to an aggregate of 14,442,665 shares of our Common Stock issuable by us consisting of (1) up to 8,588,425 Public Warrants; (2) up to 5,776,240 Private Placement Warrants; and (3) up to 78,000 OPCO Warrants.

The Selling Securityholders may use the shelf registration statement to sell up to: (1) 21,840,361 Total Resale Shares of including (i) 9,703,943 shares of Common Stock, which shares were originally issued to certain Wentworth Equityholders in connection with the consummation of the Business Combination as merger consideration at an equity consideration value of $10.00 per share; (ii) 104,000 shares of Common Stock issued in connection with the consummation of the Business Combination, originally issued as part of units issued to OPCO in lieu of certain fees in connection with the IPO (iii) up to 2,750,277 Founder Shares issued in connection with the consummation of the Business Combination, originally issued in a private placement to the Sponsor at a price of $0.001 per share; (iv) up to 531,651 shares of Common Stock issued in connection with the conversion of certain convertible notes upon the consummation of the Business Combination; (v) up to 1,500,000 shares of Common Stock upon the conversion of Series A Convertible Preferred Stock, subject to certain vesting restrictions pursuant to a subscription agreement entered into with certain Selling Security Holders in connection with the Business Combination, originally issued at a price of approximately $9.60 per share; (vi) up to 150,000 shares of Common Stock upon the conversion of the Series B Convertible Preferred Stock (as defined herein), subject to certain vesting restrictions pursuant to a subscription agreement entered into with certain Selling Security Holders in a private placement, originally issued at a price of $10.00 per share; (vii) up to 5,776