Company: CFG-PE
Filing Date: 2025-07-31
Form Type: 8-K
Source: 0001193125-25-170524
Chunk: 2

Company: CITIZENS FINANCIAL GROUP INC/RI
Filing Date: 2025-07-31
Form: 8-K
Item: Item 8.01
Chunk 2
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Item 8.01.      Other Events.  

On July 22, 2025, the Registrant entered into an underwriting agreement (the “ Underwriting Agreement”) with Morgan Stanley & Co. LLC, BofA Securities, Inc., J. P. Morgan Securities LLC, UBS Securities LLC, Wells Fargo Securities, LLC and Citizens JMP Securities, LLC, as representatives of the several underwriters listed therein, relating to the public offering of 16,000,000 depositary shares (the “ Depositary Shares”), each representing a 1/40thinterest in a share of the Series I Preferred Stock. The Underwriting Agreement contains various representations, warranties and agreements by the Registrant, conditions to closing, indemnification rights and obligations of the parties and termination provisions. The description of the Underwriting Agreement set forth above is qualified in its entirety by reference to the Underwriting Agreement, a copy of which is filed as Exhibit 1.1 to this Current Report on Form8-Kand incorporated herein by reference. This Current Report on Form8-Kis being filed for the purpose of filing Exhibit 1.1 as an exhibit to the Registrant’s registration statement on FormS-3(FileNo. 333-282511)(the “ Registration Statement”) and such exhibit is hereby incorporated by reference into the Registration Statement.