Company: OSRH
Filing Date: 2025-06-10
Form Type: S-1/A
Source: 0001213900-25-053114
Chunk: 33

Company: OSR Holdings, Inc.
Filing Date: 2025-06-10
Form: S-1/A
Chunk 33
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 of our Company. The result of such an issuance would be those new stockholders and management would control our Company, and persons unknown could replace our management at that time. Such an occurrence would result in a greatly reduced percentage of ownership of our Company by our current stockholders, which could present significant risks to stockholders. The Company may raise capital in the futures in “down rounds” at a lower per share price than it’s the price in this offering or the trading price for our stock, which would be dilutive to prior investors, and there can be no assurance that future rounds will not be necessary that would be dilutive to investors in the current round. Investors may experience dilution in any future financing conducted by the Company. There can be no assurance that the Company will be able to comply with the continued listing standards of Nasdaq. The Company's failure to meet the continued listing requirements of Nasdaq could result in a delisting of the Company Common Stock and warrants. As of the date of this filing, the Company Common Stock and warrants are listed on Nasdaq under the symbols “OSRH” and “OSRHW,” respectively. The Company’s eligibility for listing on Nasdaq depends on its ability to comply with Nasdaq’s continued listing standards, including requirements relating to the trading price and trading volume of its securities, and other corporate governance requirements. If the Company is not able to comply with the continued listing standards of Nasdaq, the Company and its stockholders could face significant material adverse consequences including, but not limited to:

| ● | a limited availability of market quotations for its securities; |

| ● | reduced liquidity for the Company securities; |

| ● | a determination that the Company Common Stock is a “penny stock,” which will require                                                     
 brokers trading in the Company Common Stock to adhere to more stringent rules and possibly result in a reduced level of trading activity 
 in the secondary trading market for the Company Common Stock;                                                                            |

| ● | a limited amount of or no analyst coverage; and |

| ● | a decreased ability to issue additional securities or obtain additional financing in the future. |

The National Securities Markets Improvement Act of 1996, which is a federal statute, prevents or preempts the states from regulating the sale of certain securities, which are referred to as “covered securities.” As long as the Company’s Common Stock and warrants are listed on Nasdaq, they will be considered covered securities. If the Company’s securities were no longer listed on Nasdaq, the securities would not be covered securities and would