Company: AAOI
Filing Date: 2025-06-12
Form Type: 8-K
Source: 0001683168-25-004444
Chunk: 0

Company: APPLIED OPTOELECTRONICS, INC.
Filing Date: 2025-06-12
Form: 8-K
Item: Item 5.03
Chunk 0
---
Item 5.03      Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.  

Applied Optoelectronics, Inc. (the “ Company”)
held an Annual Meeting of Stockholders on June 12, 2025 (the “ Annual Meeting”). At the Annual Meeting, the Company’s
stockholders approved an amendment to the Company’s Amended and Restated Certificate of Incorporation (the “ Certificate of
Incorporation”) to increase the number of authorized shares of the Company’s common stock, $0.001 par value per share, from
80,000,000 to 120,000,000, and the total number of authorized shares of the Company’s capital stock of all classes from 85,000,000
to 125,000,000 (the “ Share Increase Amendment”). The Share Increase Amendment was effected pursuant to a Certificate of Amendment
of the Certificate of Incorporation (the “ Certificate of Amendment”) filed with the Secretary of State of the State of Delaware
on June 12, 2025, which became effective upon filing. Following the filing of the Certificate of Amendment, on June 12, 2025, the Company
filed a Restated Certificate of Incorporation (the “ Restated Certificate”) with the Secretary of State of the State of Delaware
to integrate the Share Increase Amendment and previous amendments to the Certificate of Incorporation into a single document, which became
effective upon filing.

The foregoing descriptions are summaries only and
are qualified in their entirety by reference to the full text of the Certificate of Amendment and Restated Certificate, copies of which
are filed with this Current Report on Form 8-K as Exhibit 3.1 and 3.2, respectively, and are incorporated herein by reference.