Company: PED
Filing Date: 2025-08-14
Form Type: 10-Q
Source: 0001654954-25-009652
Chunk: 43

Company: PEDEVCO CORP
Filing Date: 2025-08-14
Form: 10-Q
Item: Part I, Item 1
Chunk 43
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 Securities by the Issuer and Affiliated Purchasers

None.

ITEM 3. DEFAULTS UPON SENIOR SECURITIES

None.

ITEM 4. MINE SAFETY DISCLOSURES

Not Applicable.

ITEM 5. OTHER INFORMATION

(c) Rule 10b5-1 Trading Plans. 

Our directors and executive officers may from time to time enter into plans or other arrangements for the purchase or sale of our shares that are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or may represent a non-Rule 10b5-1 trading arrangement under the Exchange Act. During the quarter ended June 30, 2025, none of the Company’s directors or officers (as defined in Rule 16a-1(f)) adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement”, except as follows:

On, May 20, 2025, each of Paul A. Pinkston, our Chief Accounting Officer, J. Douglas Schick, our President and Chief Executive Officer, Jody Crook, our Chief Commercial Officer, and Clark R. Moore, our Executive Vice President and General Counsel, entered into trading plans which are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. The trading plans provide for the sale of an aggregate of 108,000, 320,000, 316,667, and 84,962 shares of our common stock, respectively, in connection with the vesting of certain of their equity awards through May 19, 2027. The trading plans each terminate on May 19, 2027, subject to early termination for certain specified events set forth in the respective trading plans. These trading plans were entered into during an open insider trading window.

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ITEM 6. EXHIBITS

  Incorporated By ReferenceExhibit No. Description Form Exhibit Filing Date File Number10.1 PEDEVCO Corp. 2021 Equity Incentive Plan(#) 8-K 10.1 9/1/2021 001-3592210.2First Amendment to PEDEVCO Corp. 2021 Equity Incentive Plan(#)8-K10.18/