Company: KITTW
Filing Date: 2025-08-07
Form Type: 8-K
Source: 0001849820-25-000191
Chunk: 8

Company: Nauticus Robotics, Inc.
Filing Date: 2025-08-07
Form: 8-K
Item: Item 5.03
Chunk 8
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Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

The information set forth in Item 1.01 related to the Certificate of Designation and Exhibit 3.1 are incorporated by reference herein.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

  Exhibit      Description                                                                                                                                                   
 ─────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────
  3.1          Certificate of Designations of Rights and Preferences of Series B Convertible Preferred Stock of Nauticus Robotics, Inc                                       
  10.1*+       Securities Purchase Agreement dated August 6, 2025, by and among Nauticus Robotics, Inc. and each of the investors listed on the Schedule of Buyers thereto.  

* Schedules and exhibits have been omitted pursuant to Item 601(a)(5) of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished to the SEC upon request.

+ Certain portions of this document that constitute confidential information have been redacted pursuant to Item 601(b)(10) of Regulation S-K.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  Dated: August 7, 2025      Nauticus Robotics, Inc.                                               
 ───────────────────────────────────────────────────────────────────────────────────────────────────
                             By:                          /s/ John Symington                       
                                                          Name:                   John Symington   
                                                          Title:                  General Counsel