Company: RILYN
Filing Date: 2025-11-19
Form Type: 8-K
Source: 0001213900-25-112543
Chunk: 1

Company: B. Riley Financial, Inc.
Filing Date: 2025-11-19
Form: 8-K
Item: Item 3.01
Chunk 1
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 2025.

The Company filed its Quarterly Report on Form 10-Q for the period ended
March 31, 2025 with the SEC on November 18, 2025.

The Company anticipates filing its Quarterly Reports on Form 10-Q for the
periods ended June 30, 2025 and September 30, 2025 by the deadlines set forth in the Decision Letter.

The Decision Letter also noted that, should the Company miss any such
deadline, the Panel will delist the Company’s securities from the Exchange.

The Panel also made it a requirement during the exception period that
the Company provide prompt notification of any significant events that occur during this time that may affect the Company’s compliance
with Nasdaq requirements.

The Company has the right to request that the Nasdaq Listing and Hearing
Review Council (the “ Listing Council”) review the Decision Letter within 15 days from the date of the decision. The Company
does not anticipate making such a request at this time.

In addition, the Decision Letter advised that the Listing Council may,
on its own motion, determine to review any Panel decision within 45 calendar days after issuance of the written decision. If the Listing
Council determines to review this Decision Letter, it may affirm, modify, reverse, dismiss or remand the decision to the Panel.

SIGNATURES