Company: SONM
Filing Date: 2025-10-31
Form Type: 10-Q
Source: 0001493152-25-020310
Chunk: 80

Company: SONIM TECHNOLOGIES INC
Filing Date: 2025-10-31
Form: 10-Q
Item: Item 3
Chunk 80
---
15,323
    shares of common stock in consideration of the exchange of $200,000 of the original principal amount of the $3,300,000 promissory
    note issued on February 21, 2025. The exchange was effected at the “Minimum Price” as defined in Nasdaq Listing Rule
    5635(d)
     
    Section
    3(a)(9) of the Securities Act
     
    Streeterville
    Capital, LLC

Item
3. Defaults Upon Senior Securities.

None.

Item
4. Mine Safety Disclosures.

Not
applicable.

Item
5. Other Information.

None
of our directors or officers adopted or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement (as defined
in Item 408(c) of Regulation S-K) during the quarterly period covered by this report.

36

Item
6. Exhibits.

    Incorporated by Reference
  
    Exhibit
    Number
     
    Description
     
    Form
     
    File
    No.
     
    Exhibit
    Number
     
    Filing
    Date

    2.1+#
     
    Asset Purchase Agreement dated as of July 17, 2025
     
    8-K
     
    001-38907
     
    2.1
     
    July
    22, 2025

    3.1
     
    Amended and Restated Certificate of Incorporation of the Registrant.
     
    8-K
     
    001-38907
     
    3.1
     
    May
    17, 2019

    3.2
     
    Certificate of Amendment to the Amended and Restated Certificate of Incorporation, effective September 15, 2021 (Reverse Stock Split)
     
    8-K
     
    001-38907
     
    3.1
     
    September
    15, 2021

    3.3
     
    Certificate of Amendment to the Amended and Restated Certificate of Incorporation, effective July 17, 2024 (Reverse Stock Split)
     
    8-K
     
    001-38907
     
    3.1
     
    July
    18, 2024