Company: REVB
Filing Date: 2025-04-04
Form Type: DRS
Source: 0001213900-25-029022
Chunk: 216

Company: REVELATION BIOSCIENCES, INC.
Filing Date: 2025-04-04
Form: DRS
Chunk 216
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 These indemnification agreements also generally require us to advance any expenses incurred by the directors or officers as a result of any proceeding against them as to which they could be indemnified. These indemnification provisions and the indemnification agreements may be sufficiently broad to permit indemnification of our officers and directors for liabilities, including reimbursement of expenses incurred, arising under the Securities Act of 1933, as amended, or the Securities Act.

II-1

We have purchased and currently intend to maintain insurance on behalf of each and every person who is or was a director or officer of the company against any loss arising from any claim asserted against him or her and incurred by him or her in any such capacity, subject to certain exclusions. Item 15. Recent Sales of Unregistered Securities The sales of these securities were deemed to be exempt from registration under the Securities Act in reliance upon Section 4(a)(2) of the Securities Act and/or Regulation D promulgated thereunder. The purchasers of the securities acquired the securities for investment purposes only and not with a view to or for sale in connection with any distribution thereof, and appropriate legends were placed upon the stock certificates issued in these transactions. The registrant believes that all recipients of securities in these transactions were accredited investors, sophisticated investors, or had adequate access, through their relationships with the registrant, to information about the registrant. The sales of these securities were made without any general solicitation or advertising. ITEM 16. Exhibits. The following documents are filed as part of this Registration Statement:

| EXHIBIT   |     | DESCRIPTION                                                                                                                             |
| 3.1(1)    |     | Third Amended and Restated Certificate of Incorporation                                                                                 |
| 3.2(2)    |     | Amendment to the Third Amended and Restated Certificate of Incorporation dated January 30, 2023                                         |
| 3.3(3)    |     | Amendment to the Third Amended and Restated Certificate of Incorporation dated January 22, 2024                                         |
| 3.4(4)    |     | Amended and Restated Bylaws                                                                                                             |
| 4.1(1)    |     | Specimen Common Stock Certificate                                                                                                       |
| 4.2(1)    |     | Specimen Warrant Certificate for Public Warrants                                                                                        |
| 4.3(1)    |     | Warrant Agreement, dated October 7, 2020, between Continental Stock Transfer & Trust