Company: APM
Filing Date: 2025-10-06
Form Type: S-4
Source: 0001213900-25-096656
Chunk: 189

Company: Aptorum Group Ltd
Filing Date: 2025-10-06
Form: S-4
Chunk 189
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 of their shares electronically in book -entryform (“street name”). These shareholders do not have stock certificates evidencing their ownership. They are, however, provided with a statement reflecting the number of Aptorum ordinary shares registered in their accounts. If the share consolidation is implemented and you hold registered Aptorum ordinary shares in book -entryform, you do not need to take any action to receive your post -shareconsolidation. If you are entitled to post -shareconsolidation shares, a transaction statement will automatically be sent to your address of record indicating the number of shares you hold. If you are entitled to a payment in lieu of any fractional share interest, a check will be mailed to you at your registered address as soon as practicable after our transfer agent completes the aggregation and sale described below in “Fractional Shares.” No Fractional Shares We do not currently intend to issue fractional shares in connection with the share consolidation. Therefore, we will not issue certificates representing fractional shares. In lieu of issuing fractions of shares, we will round up to the next whole number. Vote Required for Approval The approval of the Share Consolidation Proposal requires an ordinary resolution under Cayman Islands law, being the affirmative vote of a simple majority of the votes cast by the holders of Aptorum Class A ordinary shares and Aptorum Class B ordinary shares, voting as a class, present in person or represented by proxy at the Special Meeting and entitled to vote, is required to approve the Share Consolidation Proposal. Abstentions and broker -nonvotes, if any, will have no effect on the Share Consolidation Proposal. However, as described elsewhere, Ian Huen, Aptorum’s Chairman and Chief Executive Officer, who beneficially owns 87.05% of Aptorum’s total voting power as of October3, 2025, signed a voting agreement simultaneously with the execution of the Merger Agreement, pursuant to which he agreed to vote in favor of the Proposals. Accordingly, the Share Consolidation Proposal will be approved after Mr. Huen casts his vote; no other vote will be needed to approve this proposal. Resolution to be Voted Upon The Board proposes to solicit shareholder approval to effect a share consolidation of the Company’s ordinary shares at one of the ratios as set out below in the form of shareholder resolutions, the shareholders to approve each ratio and to grant the Board a discretion to determine the most appropriate ratio and such consolidation to be effective on such date as is determined by the Board, which shall be on or before the effective date of the Domestication.