Company: OXLCZ
Filing Date: 2025-09-04
Form Type: DEF 14A
Source: 0001213900-25-084505
Chunk: 10

Company: Oxford Lane Capital Corp.
Filing Date: 2025-09-04
Form: DEF 14A
Chunk 10
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 and does not reflect any knowledge that we have with regard to the present intent of the beneficial owners of our common stock and preferred stock listed in this table. (2)Based on a total of 482,902,319shares of our Common Stock and a total of 8,761,706shares of our Preferred Stock issued and outstanding on the Record Date. (3)Mr. Rosenthal is the grantor and trustee of the Rosenthal 2012 Family Trust, which owns 2,315,000shares of the reported securities. (4)Based on information obtained in the Schedule 13D filed jointly on August 15, 2025 by Eagle Point Credit Management LLC, and Thomas Philip Majewski. Includes 1,900,338 shares held by Eagle Point Credit Management LLC and 5,500 shares held by Thomas Philip Majewski. The principal business address of Eagle Point Credit Management LLC and Thomas Philip Majewski is 600 Steamboat Road, Suite 202, Greenwich, CT 06830. (5)Based on information obtained in the Schedule 13Gs filed on August 14, 2025, by Karpus Management, Inc. The address of Karpus Maagement, Inc. is 183 Sully’s Trail, Pittsford, New York 14534. Set forth below is the dollar range of equity securities beneficially owned by each of our directors as of the Record Date.

| Name of Director      |     | Dollar Range of Equity  
 Securities Beneficially 
 Owned(1)(2)             |
| Interested Directors  |     |                         |
| Jonathan H. Cohen     |     | Over $100,000           |
| Saul B. Rosenthal     |     | Over $100,000           |
| Independent Directors |     |                         |
| Mark J. Ashenfelter   |     | Over $100,000           |
| John Reardon          |     | $10,001 – $50,000       |
| David S. Shin         |     | $10,001 – $50,000       |

____________ (1)Dollar ranges are as follows: None, $1 – $10,000, $10,001 – $50,000, $50,001 – $100,000, or Over $100,000. (2)The dollar range of equity securities beneficially owned in us is based on the closing price for our Common Stock of $3.66 on the Record Date on the NAS