Company: PNBK
Filing Date: 2025-04-15
Form Type: 10-K
Source: 0001628280-25-017837
Chunk: 68

Company: PATRIOT NATIONAL BANCORP INC
Filing Date: 2025-04-15
Form: 10-K
Item: Item 12
Chunk 68
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24.(6)CB Group Capital, LLC acquired 6,000,000 shares of Common Stock in the Company’s Private Placement on March 20, 2025.(7)Patriot 26, LLC acquired 4,666,667 shares of Common Stock in the Company’s Private Placement on March 20, 2025.  (8)Moniqua 30 LLC acquired 3,866,720 shares of Common Stock in the Company’s Private Placement on March 20, 2025.  

Equity Compensation Plan Information as of the End of Fiscal 2024

The table below provides information as of December 31, 2024, with respect to the compensation plan under which equity securities of the Company are authorized for issuance to directors, officers or employees.

Equity Compensation PlansNumber of securities to be issued upon exercise of outstanding options, warrants and rights (a)Weighted-average exercise price of outstanding options, warrants and rights (b)Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a)) (c)Approved by the shareholders—$— 74,540Not approved by the shareholders—$— —Total—$— 74,540

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