Company: PNBK
Filing Date: 2025-05-15
Form Type: S-3
Source: 0001437749-25-016950
Chunk: 18

Company: PATRIOT NATIONAL BANCORP INC
Filing Date: 2025-05-15
Form: S-3
Chunk 18
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 LLC has voting and dispositive power over the shares held by LMCG Investments, LLC in client managed accounts.
(39) Brian Angel and Heather Angel, as trustees of the Angel Living Trust, share voting and dispositive power over the shares held by the Angel Living Trust.

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(40) Dennis Angel, Brian Angel, and Brett Cyprus are members of APB Properties LLC (“APB Properties”). Under the so-called “rule of three,” if voting and dispositive decisions regarding an entity’s securities are made by two or more individuals, and a voting and dispositive decision requires the approval of a majority of those individuals, then none of the individuals is deemed a beneficial owner of the entity’s securities. This is the situation with regard to APB Properties. Based upon the foregoing analysis, no individual member of APB Properties exercises voting or dispositive control over any of the securities held by APB Properties. Accordingly, none of the members is deemed to have or share beneficial ownership of such securities. The business address of APB Properties is 19528 Ventura Blvd., #383, Tarzana, CA 91356.

(41) Brian Angel and Brett Cyprus, as managers of CBB3 Properties LLC, share voting and dispositive power over the shares held by CBB3 Properties LLC. The business address of CBB3 Properties LLC is 19528 Ventura Blvd., #383, Tarzana, CA 91356.
(42) Jeffrey Jacobs, as managing member of G&J Investments, LLC, has sole voting and dispositive power over the shares held by G&J Investments, LLC. The business address of G&J Investments, LLC is 1299 Ocean Ave., #333, Santa Monica, CA 90401.
(43) David P. Damus, as the sole trustee of The Jack Hazard Trust FBO C. James, has voting and dispositive power over the shares held by The Jack Hazard Trust FBO C. James.
(44) David P. Damus, as the sole trustee of The Jack Hazard Trust FBO P. James, has voting and dispositive power over the shares held by The Jack Hazard Trust FBO P. James.
(45) David P. Damus, as the sole trustee of The Jack Hazard Trust FBO M. Haldeman, has voting and dispositive power over the shares held by The Jack Hazard Trust FBO M. Haldeman.
(46) Nicholas Martinez has sole voting and dispositive power