Company: PFSA
Filing Date: 2025-05-13
Form Type: S-4/A
Source: 0001213900-25-042224
Chunk: 250

Company: Profusa, Inc.
Filing Date: 2025-05-13
Form: S-4/A
Chunk 250
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) be bound by certain transfer restrictions with respect to such securities, prior to the Closing of the Business Combination, in each case, on the terms and subject to the conditions set forth in the Sponsor Support Agreement. Lock-Up and Registration Rights Agreements In connection with the Closing, NorthView, the NorthView Initial Stockholders, and certain Profusa shareholders will enter into a Lock -UpAgreement and an Amended and Restated Registration Rights Agreement. Lock -UpAgreement and Amended and Restated Registration Rights Agreement provides customary demand and piggyback registration rights. Pursuant to the Lock -Upand Registration Rights Agreements, New Profusa will, as soon as practicable, but in any event within 45 calendar days after the Closing Date, use its reasonable best efforts to file with the SEC a registration statement registering the resale of certain New Profusa Common Stock held by the NorthView Holders and the Profusa shareholders party to the Lock -Upand Registration Rights Agreements, and New Profusa will use its reasonable efforts to have the registration statement declared effective as soon as practicable after the filing thereof, but no later than the 90 thcalendar day (or 120 thcalendar day if the SEC notifies New Profusa that it will “review” the registration statement) following the Closing. In addition, pursuant to the Lock -Upand Registration Rights Agreements, New Profusa Common Stock to be issued to the NorthView Initial Stockholders in exchange for shares of New Profusa Common Stock that constituted founder shares will be locked -upfor 8 months after the Closing Date, subject to earlier release on (i) the last consecutive trading day where the sale price of New Profusa Common Stock equals or exceeds $12.50 per share for any 20 trading days within any 30 -tradingday period commencing at least 180 days after the Closing or (ii) such date on which New Profusa completes a liquidation, merger, stock exchange or other similar transaction that results in all of New Profusa’s stockholders having the right to exchange their shares of New Profusa Common Stock for cash, securities or other property. Separately, certain New Profusa shareholders will be subject to a lock -upagreement in connection with the PIPE Subscription Agreement, as described further in the section entitled “ Summary of The Proxy Statement/Prospectus— PIPE Transaction”. Amendment to Business Combination Marketing Agreement and Engagement Letter NorthView previously engaged I -Bankersand Dawson James as advisors to assist in holding meetings to discuss the potential