Company: NEWTP
Filing Date: 2025-05-12
Form Type: 10-Q
Source: 0001587987-25-000084
Chunk: 117

Company: NewtekOne, Inc.
Filing Date: 2025-05-12
Form: 10-Q
Item: Part I, Item 1
Chunk 117
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Discount rate10.23 %7.27 %11.71 %Other real estate owned$3,764 Appraised valueN/AN/AN/ALiabilities:Equity warrants$133 Expected volatility48.00 %48.00 %48.00 %Dividend yield6.00 %6.00 %6.00 %Risk free rate4.52 %4.52 %4.52 %

F-36

Estimated Fair Value of Other Financial InstrumentsGAAP also requires disclosure of the fair value of financial instruments carried at book value on the Consolidated Statements of Financial Condition. The carrying amounts and estimated fair values of the Company’s financial instruments not measured at fair value on a recurring or non-recurring basis are as follows:March 31, 2025Carrying AmountFair Value Amount by Level:Total Fair ValueLevel 1Level 2Level 3Financial Assets:Cash and due from banks$10,201 $10,201 $— $— $10,201 Restricted cash24,151 24,151 — — 24,151 Interest bearing deposits in banks259,782 259,782 — — 259,782 Debt securities available-for-sale, at FV14,127 14,127 — — 14,127 Loans HFS, at FV547,958 — — 547,958 547,958 Loans HFS, at LCM35,849 — — 35,849 35,849 Loans HFI, at FV346,794 — — 346,794 346,794 Loans HFI, at amortized cost, net of deferred fees and costs711,166 — — 760,857 760,857 Federal Home Loan Bank and Federal Reserve Bank stock3,862 — 3,862 — 3,862 Joint ventures and other non-control investments, at FV69,242 6,960 — 62,282 69,242 Financial Liabilities:Time deposits402,265 — 403,284 — 403,284 Borrowings773,991 — 300,655 478,821 779,476 December 31, 2024Carrying AmountFair Value Amount by Level:Total Fair ValueLevel 1Level 2