Company: CLSKW
Filing Date: 2025-02-06
Form Type: 10-Q
Source: 0000950170-25-015470
Chunk: 69

Company: CLEANSPARK, INC.
Filing Date: 2025-02-06
Form: 10-Q
Item: Item 1A
Chunk 69
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urchase shares of our common stock from investors in the 2030 Notes.

Item 3. Defaults upon Senior Securities

None.

Item 4. Mine Safety Disclosures

Not applicable.

23

Item 5. Other Information

None. Furthermore, for the three months ended December 31, 2024, none of our directors or officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted, modified, or terminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act or any “non-Rule 10b5-1 arrangement” as defined in Item 408(c) of Regulation S-K. 

24

Item 6. Exhibits

    Incorporated by Reference
     
    Filed/

    ExhibitNumber
     
    Exhibit Description
     
    Form
     
    File No.
     
    Exhibit
     
    FilingDate
     
    FurnishedHerewith

    3.1
     
    Conformed Copy of First Amended and Restated Articles of Incorporation of CleanSpark, Inc., as amended through October 28, 2024

    *

    3.2
     
    First Amended and Restated Bylaws of CleanSpark, Inc., dated September 17, 2021
     
    8-K
     
    001-39187
     
    3.2
     
    09/17/2021

    3.3
     
    First Amendment to First Amended and Restated Bylaws of CleanSpark, Inc., dated August 28, 2024
     
    8-K
     
    001-39187
     
    3.2
     
    08/30/2024

    4.1
     
    Amended and Restated Warrant Agreement, dated November 8, 2024, by and between CleanSpark, Inc. and Securities Transfer Corporation
     
    8-A/A
     
    001-39187
     
    4.1
     
    11/08/2024

    4.2
     
    Form of Warrant Certificate (included in Exhibit 4.1)
     
    8-A/A
     
    001-391