Company: KAVL
Filing Date: 2025-07-11
Form Type: S-3/A
Source: 0001731122-25-000968
Chunk: 2

Company: Kaival Brands Innovations Group, Inc.
Filing Date: 2025-07-11
Form: S-3/A
Chunk 2
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 our stockholders.
We may or may not issue and sell any securities under this registration statement. Filing this registration statement merely gives us
flexibility to issue registered securities if and when we deem doing so is appropriate and in the best interest of our stockholders, without
any unnecessary delays. This registration statement helps us maintain an optimal state of readiness at all times.

This pre-effective Amendment No. 1 to the Registration
Statement on Form S-3 (File No. 333-288091) is being filed solely to file the form of trust indenture as Exhibit 4.6. Accordingly, this
Amendment No. 1 consists solely of the facing page, this explanatory note, Part II of the Registration Statement, the signature page
to the Registration Statement, the exhibit index and the filed Exhibit 4.6. The prospectus contained in Part I of the Registration Statement
is unchanged and has been omitted from this filing.

<div align='center'>PART II

INFORMATION NOT REQUIRED IN PROSPECTUS</div>

Item 14. Other Expenses of Issuance and Distribution

The following table sets forth the various expenses
in connection with the registration of the securities offered hereby. We will bear all of these expenses. All amounts are estimated except
for the SEC registration fee:

| Item                          |     | Amount |         |
|:------------------------------|:----|:-------|--------:|
| SEC registration fee          |     | $      |  15,310 |
| FINRA filing fee              |     | $      |  15,500 |
| Legal fees and expenses       |     | $      | 100,000 |
| Accounting fees and expenses  |     | $      |  20,000 |
| Printing and related expenses |     | $      |   5,000 |
| Miscellaneous                 |     | $      |  10,000 |
| Total                         |     | $      | 165,810 |

Item 15. Indemnification of Directors and Officer s

Section 102 of the General Company Law of the State
of Delaware (“DGCL”) permits a Company to eliminate the personal liability of directors of a Company to the Company or its
stockholders for monetary damages for a breach of fiduciary duty as a director, except where the director breached his duty of loyalty,
failed to act in good faith, engaged in intentional misconduct or knowingly violated a law, authorized the payment of a dividend or approved
a stock repurchase