Case ID: ad_107/html/0407-01.html
Source: Caselaw Access Project
Author: {"author": "O’Brien, J.:", "license": "Public Domain", "url": "https://static.case.law/"}
Date Created: 2024-08-24T03:29:51.129683

Samuel McMillan, Appellant, v. Klaw & Erlanger Construction Company, Respondent.
    
      Encroachment of a building upon a city street —when an ordinance of New York city authorizing it is illegal.
    
    An ordinance of the city of New York allowed the borough presidents and the park commissioners within their respective jurisdictions to issue permits, authorizing the owners of buildings abutting upon the public streets of that city, the fee of which streets is held by said city in trust for the public use and benefit, to construct ornamental projections, extending beyond the building line not more than two feet on certain specified streets and not more than five feet on other streets, “provided in the opinion of the officer having jurisdiction no injury will come to the public thereby.” These projections file ordinance defined as “all decorative projections on the face of a building beyond the building line, in the nature of porches, arches, porticos, pedestals, free-standing statutary, columns and pillars, which are erected purely for the enhancement of the beauty of the building from an artistic standpoint.”
    
      Held, that such ordinance was unconstitutional so far as it affected an owner of property adjoining a building upon which such an ornamental projection is so,ught to be constructed, in that it deprives him of his property without due process of law in violation of section 6 of article 1 of the New York Constitution and the fifth amendment of the United States Constitution;
    That an ordinance which devotes public property to private uses is not looked upon with favor, and the courts will scan it closely with a desire to guard jealously the rights of the public from a legal invasion under the guise of municipal authority;
    That the ordinance under consideration imposed a new,' unusual and additional burden upon the street, and diminished the adjoining owner’s easements therein without making compensation therefor.
    
      Appeal by the plaintiff, Samuel McMillan, from a final judgment of the Supreme Court in favor of-the defendant, entered in the office of the clerk of the county of. New York on the 10th day of ■December, 1904, pursuant to an' interlocutory judgment, entered in said1, cl'erk’s office.on 'the 3d_ day of September; 1904, upon the decision of the court, rendered after a trial at the New York Special Term, overruling the plaintiff’s demurrer to the supplemental answer of the defendant, with'notice of an intention to bring up for review upon such appeal the.said interlocntory judgment pursuant to which the final j udgment appealed from was entered.
    
      James F. Donnelly, for the appellant:
    
      David Gerber, for the respondent.
   O’Brien, J.:

This action was brought by an owner of property situate on Forty-•second street in the city of New York,, to restrain the defendant as owner of the adjacent lot from erecting as a part of its building, thereon a structure about forty-five feet In height, and extending into the street four feet beyoud the building lin.e..

The? defendant, interposed a supplemental! answer by which- it set up as- a defense1 an ordinance passed" by the-board1’of ald’ermem-of the city of New York subsequent to the commencement of the action, which ordinance it is claimed sanctioned apd legalized the' structure complained of.

The. plaintiff demurred to the supplemental answer upon, the ground that it was insufficient in law ; the demurrer" was overruled with leave to the plaintiff to withdraw the same, which it did not • do, and final judgment was- thereupon entered, dismissing, the complaint. From this judgment the plaintiff appeals and also-brings up for review the interlocutory judgment overruling the demurrfer.

We are of 'the opinion that the demurrer was improperly overruled, for the reason that the ordinance by which the defendant seeks to' justify the structure complained of is unconstitutional,.in that It, deprives the plaintiff of his property without due process of law. (N. Y. Const. art, 1, § 6; U. S. Const. 5th amendt.)

The complaint alleges that Forty-second, street .is a public thoroughfare, the fee thereof being in- the city,, in trust for the public use and benefit; that the plaintiff is the owner of premises fronting on this street and adjacent to defendant’s premisesthat the defendant prior to the commencement of the action had begun the erection of a building upon its land, and as part of it was then engaged in putting up a structure which, when completed, will be about forty-five feet in height, and mil project four feet into the public street'beyond the building line and the front of'plaintiffs house; that this structure when completed will greatly damage the plaintiff’s property “ to an extent impossible to- calculate dr estimate in terms of money damages,”" and will cause- the plaintiff irreparable injury; that it will impair plaintiff’s use and enjoyment of his premises by seriously interfering with his easements of light, air and access, and it wil be a violation of his property rights and an encroachment upon his said easements; that the use of the public street for this purpose is not an ordinary, usual or customary use thereof for street purposes, but a most extraordinary, unusual and novel use thereof, constituting a permanent diversion of said street pro tanto from the uses and purposes for which the fee of the said street was acquired and is held by the city, and that it will permanently impose a new and additional burden of servitude upon the street and greatly damage the future use and occupation of plaintiff’s premises.

These allegations are not controverted by the supplemental answer, and they must, therefore, be regarded as admitted in considering' the questions presented upon tins appeal. The ordinance set out in the- supplemental answer, and which, according to defendant’s claim, confers the legal right to erect a structure of the kind described in the complaint, provides, so far. as it is material to this case, that the borough presidents and the park commissioners within their respective jurisdictions may, upon the payment of a specified fee, issue permits “ for the construction of ornamental projections which project beyond the building line,” not more than two feet on certain specified streets and not more than five feet on other streets, including the one on which this property is situated, “ provided, in the opinion of the officer having jurisdiction, no injury will come to the public thereby.” And the term “ ornamental projection ” is defined as meaning and including “ all decorative projections on the face of a building beyond the building line, in the nature of porches, arches, porticos, pedestals, free-standing statuary, columns and pillars, which are erected purely for the enhancement of the beauty of the building from an artistic standpoint.”

The question presented, therefore, is whether such a municipal enactment is constitutional, the effect of which would permit one property owner, for his own benefit, to erect a structure in the public street which would seriously impair the easements of his neighbor without compensating him therefor.

In approaching the consideration of this question, it must be borne in mind that three parties have separate and distinct interests and rights in the street upon which the plaintiff’s property is situated, to wit, the public at large, the city of New York and owners of property abutting thereon. With respect to the easements therein^ those enjoyed by the public and those owned by individual property owners are separate and distinct. The former are public and the latter are private easements. Even though the public easements be destroyed, as in the instance of the closing of a street, private easements are not necessarily destroyed by such closing.

The Legislature of the State, acting as the representative of the public at large, has, within constitutional limitations, authority to control the use of the street. ' It may widen the street or narrow it; may change its course or even close it; and being the representative of the public, it may limit to a certain extent the use thereof by the public, providing that it does not invade the property rights of the individual or destroy his property rights without compensation. The, municipality has an interest in the street by reason of its being vested with the fee thereof. But this fee is a qualified one, being held by it in trust for the public use and benefit, and that use cannot be departed from without violating an; essential condition of the contract between it and the abutting property owners, as expressed by the adjudication in the street opening proceeding tinder which the land was obtained. So long as the municipality does not violate the contract it may withdraw from the use of the general public a portion of the street, providing that it always acts within the constitutional limits and either under express legislative authority or in the exercise of the inherent right residing in it for controlling the use of its streets for the purpose for which they were dedicated.

Familiar examples of the exercise of this power are seen, in the

appropriation of a portion of the streets for hydrants (Ring v. City of Cohoes, 77 N. Y. 83); for stepping stones (Du Bois v. City of Kingston, 102 id. 219); for shade trees and grass plots (Dougherty v. Village of Horseheads, 159 id. 158; Palmer v. Larchmont E. Co., 6 App. Div. 12); for coal holes and vaults (Irvine v. Wood, 51 N. Y. 224; Clifford v. Dam, 81 id. 52; Wolf v. Fitzpatrick, 101 id. 146); for the erection of statuary (Tompkins v. Hodgson,

2 Hun, 146); for public monuments (Parsons v. Van Wyck, 56 App. Div. 329); for area ways (Babbage v. Powers, 130 N. Y. 281); for bay windows ( Wormser v. Brown, 149 id. 163; Broadbelt v. Loew, 15 App. Div. 343; affd., 162 N. Y. 642); for stoops and cellarways (Jorgensen v. Squires, 144 id. 280); for telegraph and telephone poles (Eels v. American T. & T. Co., 65 Hun, 516; 20 N. Y. Supp. 600; affd., 143 N. Y. 133; City of Utica v. Utica Tel. Co., 24 App. Div. 361) and for other purposes which need not now be specified.

But in all these cases the withdrawal of a portion of a street from the use of the general public has been approved by the courts only upon the ground that the public was benefited thereby, either directly by reason of the particular use to which the land was appropriated, or indirectly through the increased convenience with which business might be transacted, or in some other manner. And in no case have the courts sanctioned a material invasion of the property, rights of abutting owners without compensation therefor.

This brings us to a consideration of these rights. They are special rights residing in the property owner and arising from the relation of his lot to the streets in front of it, and in the city of Hew York, since 1813 at least (Revised Laws of 1813, chap. 86, § 177 et seq.), arising from the contract between himself and the municipality created by the adjudication in the street opening proceedings by which the land was acquired. The opening of the street conferred certain benefits upon abutting property, and for those benefits the owner has paid through the assessment for benefit imposed upon his property by the commissioners of estimate and assessment. He has acquired by these proceedings the right of free access to and egress from his property, and the right to the free admission and circulation of light and air over the open street to and from his property. These easements are property rights' which have been paid for, and as such, are guarded from legislative or municipal invasion, as,securely as the- property rights in the land;itself.

When the street was opened the awards of the commissioners-were based upon two considerations: First, the value- of the land, taken; and, second, the benefits which would result to the abutting property by reason of its being adjacent to the street. For these benefits, as already said, the owner had been assessed, and the constitutional guaranty that he should not be deprived of his property without due process of law will be violated if they can. be impaired or lessened without compensation and for the private advantage of his neighbor. If the city, having fixed the amount of the assessment upon the basis that the owner was to have certain valuable easements in an open street, should thereafter be permitted to diminish those easements without compensation, then the statute-under which the street was opened would be an efficient engine of fraud and injustice.

The situation has been, well stated by Chief Judge Bugeb in the course of the very able opinion- in Lahr v. Met. E. R. Co. (104 N. Y. 268, 291) as follows: “ An abutting, owner necessarily enjoys certain advantages from the existence of an open street adjoining his property,, which belong to Mm by reason of its locar tion, and are not enjoyed by the general public, such as the right of free access to his premises, and the free admission and circulation of light and air to and through his property. These rights are not only valuable to him for sanitary purposes, but are indispensable to the proper and beneficial enjoyment of his property, and are legitimate subjects of estimate by the > public authorities in raising the fund necessary to defray the cost of constructing the street. He is, therefore,, compelled- to pay for them at their full value, and if in the next instant they may by legislative authority be taken away and diverted to inconsistent uses, a system has been inaugurated which resembles more nearly legalized robbery than any other form of acquiring property.

This principle, which has been approved by the courts of this State in other cases (Story v. New York Elevated R. R. Co., 90 N. Y. 122; Hudson R. T. Co. v. Watervliet T. & R. Co., 135 id. 393) is not at all in conflict with the decisions that a street may, without compensation to abutting property owners, be used for the purpose of surface railways. (People v. Kerr, 27 N. Y. 188; Kellinger v. Forty-second St., etc., R. R. Co., 50 id. 206.). Such a case does not withdraw any part of the land from the public, provision is made simply for a new method of transportation thereupon which is not inconsistent with the ordinary travel, and the railway does not interfere with or impair the easements of the abutting property owners to light, air and access.

Nor is the principle above quoted from the Lahr Case (supra) disturbed by the decisions holding that a change of grade of a street may be l ade by a municipality without compensation to the abutting property owners for the damage which they may thereby suffer. (Talbot v. N. Y. & Harlem R. R. Co., 151 N. Y. 160; Reining v. N. Y., L. & W. R. Co., 128 id. 165.) As said by Judge Andrews in Reining v. N. Y., L. & W. R. Co. (supra), the cases of change of grade “ proceed on the ground that individual interests in streets are subordinate to public interests, and that a lot owner, although he may have built upon and improved his property with a view to the existing and established grade of the street, and relying upon its continuance, has no legal redress for any injury to his property, however serious, caused by a change of grade, provided only that the change was made under lawful authority. This, it is held, is not a taking of the abutting owner’s property, and the injury requires no compensation.”

The structure which the defendant in this case is erecting, however, cannot, in any event, be regarded as a use of the street which benefits at all the public at large. On the contrary, it enhances the value of the defendant’s property alone, and withdraws from the public a portion of the street itself. If the legality of the ordinance b.e sustained it would permit individuals to appropriate from two to five feet of public property all along the streets of the city and under the guise of ornamental projections to devote the land to whatever uses their private interests might require. The ordinance attempts to sanction private encroachments upon public property which, in the greatest stretch of the imagination, cannot be considered as beneficial to the general public, or as contributing to the business or commercial welfare of the community at large. Ordinances which thus devote public property to private uses are not looked upon with favor, and the courts will scan them closely with a desire to jealously guard the rights of the public from illegal invasion under the guise of municipal authority. An attempt by the municipality to authorize a willful encroachment or construction of this character will always be condemned unless the power to sanction it is clearly shown.

One of the latest judicial utterances upon this subject is found in the opinion of the Court of Appeals in the case of Ackerman v. True (175 N. Y. 353, 364) where it is said : “ Although it is true that the title of the streets in the city of New York is in the municipality, that title is held by it in trust for public use, and not even the municipal assembly has authority to permit permanent encroachments .thereon. While that body may, by ordinance, regulate the use of streets, highways, roads, public places and sidewalks and prevent encroachments upon and obstructions to the same, the charter expressly provides that they shall have no power to authorize the placing or continuing of any encroachment or obstruction upon any street or sidewalk, except the temporary occupation thereof, during the erection or repairing of a building on a lot opposite the same.’ ”

Referring again to the particular encroachment here involved, we repeat that it imposes a new, unusual and additional burden upon the street and diminishes the plaintiff’s easements without compensation. No municipal or legislative enactment can justify or sanction such an invasion of the rights of private property guaranteed to the citizen by both State and Federal Constitutions, and, therefore, the ordinance set up in the answer is no defense to the plaintiff’s cause of action. For these reasons the demurrer thereto should have been sustained as it was insufficient in law.

It follows that the judgment appealed from must be reversed, with costs to the appellant; and that the plaintiff should have judgment for relief prayed for in the complaint, with costs of the action.

Patterson, Hatch and Laughlin, JJ., concurred.

Judgment reversed, with costs, and judgment ordered for plaintiff, with costs. 
      
       See Laws of 1897, chap. 378, § 49, subd. 3. This provision is now contained in the revised charter (Laws of 1901, chap. 466. § 50, as amd. by Laws of 1905, chap. 629) and the board of aldermen possesses the power of the municipal assembly.— [Rep.