Case ID: tenn_4/html/0037-01.html
Source: Caselaw Access Project
Author: {"author": "Per Curiam. Roane, Judge. Haywood, Judge. Haywood, Judge.", "license": "Public Domain", "url": "https://static.case.law/"}
Date Created: 2024-08-24T03:29:51.129683

David Hartley v. The United States.
    [ Constitutional Law. — Jurisdiction of State Courts to enforce Penalties under Acts of Congress.
    
   Per Curiam.

This cause having been argued, the next day Roane, Judge, delivered the opinion of himself and Judge Haywood. Judge Whyte gave no opinion, saying he had not sufficiently matured the subject in his mind to form a satisfactory conclusion upon it.

Roane, Judge.

This is an action commenced in the Circuit Court for Greene County in the name of the United States against David Hartley, who is plaintiff in error, to recover the penalty incurred under an act of Congress, for retailing domestic distilled spirits without license.' Judgment was given in that court, and the cause is brought up to this court by writ of error. The only question submitted to this court is, whether the Circuit Court had jurisdiction of the cause. The act of Congress, 1813, ch. 38, laying duties on retailers of wines, spirituous liquors and foreign merchandise, directs such retailers to take out licenses, points out the mode of obtaining them, and lays a tax or duty on such license, and enacts that if any person shall retail, &c., without having a license, such person shall, in addition to the duty, forfeit and pay the sum of $150 with costs of suit. The collectors, in their respective districts, are directed to collect the duties, and to prosecute for the recovery of them, and of the forfeitures and penalties. The suits to be brought * in the name of the United States, or of the collector of the district. One moiety to the United States, the other to the collector, if the first discover, otherwise, to the first informer; then follow these words: and where the cause of action or complaint shall arise or accrue more than 50 miles distant from the nearest place by law established for the holding of a District Court within the district in which the same shall arise or accrue, such suit and recovery may be had before any court of the State holden within the said district, having jurisdiction in like cases.” This act was afterwards altered, but not so as to affect the question presented to the court for their decision. The cause of action did arise or accrue more than 50 miles from the nearest place of holding District Courts of the United States, and is stated to be so in the declaration. The court before which the recovery was had, has jurisdiction in similar cases, that is, has jurisdiction of suits brought for the recovery of forfeitures and penalties of the amount for which this suit is brought. It cannot be doubted but that it was one of the courts intended, and comes fully within the tei’ms used in the act of Congress. The objections to the exercise of this jurisdiction are said to be founded on the Constitution, and therefore merit serious consideration. The Constitution declares, that “ the judicial power of the United States shall extend to all cases arising under the Constitution and laws of the United States, and treaties made,” &c. After enumerating a variety of other cases, it declares, that “ the judicial power of the United States shall be vested in one Supreme Court and such inferior courts as Congress may, from time to time, ordain and establish.” The counsel for the appellant, assuming the position that this judicial power, or the whole of it, is given to the Supreme Court and those inferior courts to be ordained and established by Congress, insist that the State courts cannot exercise this jurisdiction, because the judges in them are only * officers of the State, appointed and paid by the State ; their duties are pointed out and jurisdiction defined by the laws of the State. That it would be an assumption of power to extend them further, and that they are amenable only to the constituted authorities of their own State for the correct discharge of their judicial functions. Again, the judges or courts of a State form none of the courts which the Constitution of the United States declares that Congress may, from time to time, ordain and establish, and in which the judicial power of the United States shall be vested. The State judges, say they, being neither appointed nor paid by the United States, cannot be impeached by, or in any manner made amenable to, the United States for misbehavior in office, or refusal to discharge any portion of their judicial powers. All these positions are admitted to be correct ; it is also admitted that the State judiciary cannot assume, nor can the United States coerce it to exercise any judicial power, but those sanctioned by the laws and Constitution of the State. How then can the courts of the State give judgment for a penalty imposed by an act of Congress, by whose laws we are not bound either as judges or as citizens, unless they are made in pursuance of the Constitution ? As the decision depends on the construction of the Constitution, it will be necessary to take a cursory view of that instrument. The articles of confederation were formed by the States, in their sovereign capacities. The powers delegated by it to Congress were too limited to provide effectually for the common defence, or to promote the general welfare. Their judicial power was extended only to a few special cases. They had no power to provide the necessary funds to pay the debts of the United States ; they passed resolutions, recommending to the several States to furnish such sums, and make such other provisions as were deemed necessary for the general welfare. The Legislatures of the States * might comply or refuse. In this state of things, it was necessary to vest the United States with more extensive powers. Accordingly, the present Constitution was established, not by the several States in their sovereign capacities, but by the people of the United States. The power delegated to the different departments of the government of the United States, operated as a diminution of the sovereignty of the several States, but those not delegated by the Constitution, nor prohibited by it to the States, were reserved to the States respectively or to the people. It is expressly declared that Congress shall have power to lay and collect taxes, duties, and excises, &c., and after enumerating other legislative powers, to make all laws .which shall be necessary and proper for carrying into execution the foregoing powers. Laws to lay and collect taxes, duties, &c., must necessarily operate on the citizens at large, and would be always evaded, unless sanctioned by penalties, which might be enforced by judicial authority. The laws made by Congress on those subjects to which their powers extend, are as much the law of the land as any law passed by the Legislature of the State, and are equally obligatory on the citizens. How are these obligations to be enforced? By some judicial tribunal competent to decide. The counsel for the appellant say, by the judicial tribunals of the United States, and by them alone. Does the Constitution authorize this position ? Article 3, § 2. “ The judicial power shall extend to all cases in law and equity, arising under this Constitution, the laws of the United States, and treaties made and which shall be made under their authority ; to all cases of admiralty and maritime jurisdiction; to controversies to which the United States shall be a party ; to controversies between two or more States; between a State and citizen of another State; between citizens of different States; between citizens of the * same State claiming lands under grants from different States; between a State or the citizens thereof and foreign States, citizens, and subjects.” To these different classes of cases the judicial power of the United States shall extend. That is, as I believe, if Congress shall deem it expedient, and for the general interest, they have a right-to vest all these cases exclusively in tribunals created by themselves, but unless they do so, the State tribunals will continue the jurisdiction which they had before the formation of the Constitution. There is no prohibitory or exclusive clause; in the act on which the present cause is founded, there is not only no exclusion, but an express declaration that suits for the recovery of the penalties may be brought in the State courts if more than 50 miles from the nearest place of holding District Courts; if within that distance, the State tribunals are excluded from any cognizance of those causes by the act to establish the judicial courts of the United States, 1789, ch. 20, § 9. It is therefore considered the most obvious construction of the act of 1813, to say, that Congress did not thereby intend to exercise any control over the State courts, or vest them with any new powers; but merely for convenience of the citizens to have them in the exercise of those powers vested in them by the Constitution and laws of the State, and which they have a right to exercise, unless prohibited expressly or by necessary implication. The judges of the Circuit Courts have cognizance of all pleas, real, personal, and mixed, &c., except where it is otherwise directed; see act 1794, ch. 1, § 1, together with subsequent acts, defining the powers of Circuit Courts. The act of Congress of 1813, directing a license to be taken and a duty to be paid by retailers of domestic distilled spirits, also declares what penalty shall be incurred by the citizen who retails without license. If by his conduct a liability to pay is created, and a cause of action arises or accrues, and that the suit is commenced * either in the name of the United States or the collector, the plaintiff has a right, by the laws of the State, to have his cause heard or determined in the Circuit Courts. Nor can we perceive as to the jurisdiction, whether the defendant’s liability to pay arises from a contract made under an act of Congress, or from the operation of law on selling without license. The construction of the Constitution before given, is believed to be more consistent with the nature and genius of our government than that of the plaintiff’s counsel, who endeavors to assimilate the laws of the United States with those of foreign governments. Can foreign governments make laws which will be obligatory upon our citizens ? Can they impose penalties upon them ? No, they cannot. Their laws are not the law of the land. In enforcing contracts made in foreign countries, the laws of the country where the contract was made may be proved as other facts are proved, but are not judicially noticed as the laws of the State. The citizens of the State owe no obedience to foreign laws; they have no voice in making them, and from the very nature of things cannot be bound by them ; not so as respects the laws of the United States; they are framed- by our representatives, and by solemn compact are as obligatory as those made by the State Legislatures; and why cannot the State courts take cognizance in all cases arising out of them ? Because, by the same solemn compact, and the laws made in pursuance of it, they are prohibited the exercise of this power. If we take a view of the third article of the Constitution, and the various classes of cases there enumerated, we shall see that the State courts exercise jurisdiction in many of those cases, and no one ever did question their right to do so; yet, these cases, by the Constitution, are vested in the Supreme and inferior courts of the United States, in the very same words as the case before us is. The judicial power is extended to them equally; but, as was said before, * Congress are not bound to confine it to them exclusively. The construction now given to the Constitution appears to have been adopted by Congress at a very early period; several of the members of the convention who formed the Constitution were also members of the first Congress. They never imagined that the judicial powers enumerated in the Constitution were necessarily to be taken exclusively, as appears by the act for establishing the judicial courts of the United States. They have in that act distributed the judicial powers amongst the several courts, have said what shall be exclusively exercised by the courts of the United States, and in what cases the jurisdiction shall be concurrent with that of the State courts, and one case of concurrent jurisdiction is, where an alien sues for a tort only in violation of the laws of nations or a treaty with the United States ; a very strong evidence that they did not consider the extension of the judicial power was exclusive; for here an alien sues, and for a.tort, in violation of a treaty. The same construction of the Constitution has been made in Congress, from time to time, since that period, nor is it known that ever one member opposed the passage of a law leaving a concurrent judicial power in the State courts on the ground of unconstitutionality.

The Constitution and the laws of the United States, made pursuant thereto, are the supreme laws of the land, and not only the citizens in their individual capacities, but the judges in every State, are bound thereby. If a case is brought before them in which a right is claimed to recover, by virtue of such a law, the court is in duty bound to hear and determine it, unless it be a case where the jurisdiction is exclusively vested in the United States’ tribunal. But, notwithstanding this, they are still to be considered State courts; deriving no jurisdiction from the United States, but only exercising that vested in them by the Constitution and laws of the State. If they refuse, as * before stated, they cannot be compelled, removed, or punished for malconduct, except by the constituted authorities of their own State. However, the consequence of such refusal will be, that defendants, in all cases of suits commenced against them for a violation of the revenue laws, let their place of residence be ever so remote from the place of holding the District Courts of the United States, will be deprived of the privilege of a trial in his own county, before a judge of his own State, and obliged, at great expense and trouble, to attend at the federal tribunals, as Congress have the power to give that court exclusive jurisdiction whenever it may become necessary.

Haywood, Judge.

I concur in the opinion, that the Circuit Court had jurisdiction.

After Judge Roane had delivered his opinion, and Haywood, Judge, had concurred, McKinney moved the court to suspend judgment till next term, that further argument might then be brought forward, and the New York and other cases might then be produced, and their reasons examined and deliberated upon.

Haywood, Judge.

It is as much the duty of a judge to cause his judgment to be carried into effect, when he has no reasonable doubt pressing on his mind, as it is to suspend it when he has, and I cannot say that my mind is affected with any reasonable doubt. If we ought to respect the opinions given by the judicatures of other States, as we undoubtedly ought, we ought also, and perhaps equally, to respect the opinions of these legislators, who, from the time of the first Congress to the first decisions we are invited to reflect on, have viewed the judicial power of the Union, so far as regards controversies between citizens of different States, or the United States and a citizen, as concurrent with the judicial power of the States, except in those instances where Congress might render it exclusive. How many cases are left by the judicial law of 1789, to be decided by the State * judiciaries ? The causes which produced the judicial power of the Union are such as did not require exclusion in all cases. If the citizen of another State, whether foreign or domestic, had it in his option to try his cause either in a State or federal court, or were defendant to remove it at pleasure from a State court into a federal court, he could not then complain of the partialities of State courts, or of any injustice done to him therein ; for immediately he could be met with the remark that he might have avoided such partialities by going into a court of the Union, which is supposed not to be influenced by them. As to the notion that our courts cannot execute the laws of another sovereignty, surely the laws of the United States, made by Congress upon subjects submitted to their government by the Oonstitution, are as much laws of our own as those made by our own Legislature. Do we not make them ourselves ? Do we not appoint the legislators and President ? Are they not our representatives intrusted with the regulation and care of our interests, for the purpose of procuring the public welfare and prosperity ? Are we not sworn to support them ? Is not our duty to obey and carry them into effect ? Are we not bound in conscience and as good citizens, to aid in the support of them ? Whenever the time comes when the laws of the Union shall be disobeyed and looked upon as the laws . of a foreign sovereignty, and when all our courts and judicial officers withdraw from them sustentation, then that anarchy, with its threatening aspect, will come again, which shortly preceded the formation of the present Constitution. United by no common head, we shall pursue as many different courses as there are States, and be divided and separated into disunited portions, never to be again drawn together by sound principles, but only by the despotism of the sword. A judge has no right to be a politician; but when such are the consequences of disregard to the laws of the Union, * it is not improper to contemplate them, that thereby he may feel an invigorated desire to execute them. And in the case now before us, what has the defendant to complain of? His ease and convenience are consulted ; instead of being sued to a federal court sitting one hundred or two hundred miles from his own residence and neighborhood, he is carried into a court in his own county, held by one of his neighbors, perhaps with whom he has lived on terms of friendship from his infancy ; his cause is left to a jury of his acquaintances and friends, living in the same county with him. Had he rather go to a federal court and there be tried ? Is it to be apprehended that he will be less rigorously dealt with in a federal court than in the court of his own county ? If we were legislators we should endeavour to produce for our people the benefit of a trial before our own courts. Shall we, as lawyers, say it is oppressive ? If the United States are willing that infractions of their penal laws shall be heard and adjudged in our own courts, shall we say no ? The Constitution guards against the evasion of penal laws, by giving, when necessary, a power to the courts of the Union to inflict the penalties ordained; and therefore, whether necessary or not, we shall insist that this grant of power is absolute and unconditional, and that our citizen shall go into a court of the Union to have his cause decided; at the sametime that the United States wish it to be accommodated by a domestic tribunal at his own door, and in the midst of his friends. If our citizens were deprived of a right to be heard in a State court, and should be carried to a tribunal far from his home and connections, it might look like reason to complain, that Congress was more apprehensive of our partialities in favor of our countrymen than need be, and made an earlier and more use of its power, than the Constitution contemplates ; which is only so much interposition of federal jurisdiction as is barely sufficient to secure the observance of its laws. But to * say that the non-interference of federal jurisdiction is a hardship, prohibited by the Constitution, is, indeed, in my judgment, a novelty.

No man values more highly than I do, the New York decisions.

Why say that this grant of judicial power is absolute and exclusive, when the cause and reason of it is not so, and when the words of the Constitution do not require it so to be considered ? Suppose no judicial power had been given to the Union; or a judicial power not extending to the penalties created by laws of the United States; what then ? Would not the State courts have carried the law into execution? And is not this precisely the state of things, when Congress, having a power to order or not to order the courts of the Union to take cognizance, have omitted to do so, and have intentionally left this matter, as it would stand without the interference of the federal Constitution. Are not all the powers reserved to the States, which are not expressly taken from them by the Constitution ? And is the power in question taken from them till Congress thinks proper to appropriate it exclusively to the courts of the Union ? If I give you a power of attorney to sell my land, is it not mine till you have executed the power of selling ? If I authorize you by a declaration of uses to be made by yourself, to appropriate it exclusively to yourself, is it not mine till the declaration be made ? Is not such portion of it as is not included in the declaration mine still ? I will not speak of the consolidation which is talked of. The dread thereof is an illusion which exists in the imagination only. An appeal in any shape to the Supreme Court of the Union, in the few cases we are contemplating, in which the judicial power need not to be exclusive, and is not so, will never lead as an appeal in all cases, and over all causes might, to an extinction of State sovereign-ties, and the consolidation of all State powers into one great mass. I do greatly * respect the opinion of the General Court of Virginia; I see in that State the most illustrious characters; the ornaments of mankind ; much to imitate and much to praise; but so far as they contradict the opinion now given, I must say, Cato Amicus et Plato Amicus sed major Amicus veritas.

Note. This case seems in conflict with Martin v. Hunter, 1 Wheaton, 304; and The Moses Taylor, 4 Wallace, 411.