Case ID: ad_143/html/0522-01.html
Source: Caselaw Access Project
Author: {"author": "\n      Hirsohberg, J.:", "license": "Public Domain", "url": "https://static.case.law/"}
Date Created: 2024-08-24T03:29:51.129683

In the Matter of the Application of John M. Phillips, Respondent, to Vacate an Alleged Subpœna, Purporting to Have Been Issued by One Samuel H. Ordwat, as Commissioner, Appellant, and Purporting to Require the Said John M. Phillips to Attend Before the Said Commissioner to Testify and Give Evidence in an Alleged Proceeding Pending Before the Said Samuel H. Ordway, as Commissioner, Appointed by the Governor of the State of New York to Take Evidence as to the Truth of the Charges Filed with the Governor by Arthur Keating and Others, Appellants, against Lawrence Gresser, President of the Borough of Queens.
    Second Department,
    March 17, 1911.
    Process—subpoena—possibility that incriminating questions may be. asked.
    The Special Term has no power to set aside a subpoena requiring a witness to appear personally and testify upon the ground that, if he do so, he may be asked questions the answers to which may tend to incriminate him. This is true although the witness is under indictment for offenses connected with the matters under investigation.
    The constitutional privilege to refuse to answer on the ground that the answer may tend to incriminate the witness is simply an option to refuse to testify, not a prohibition of inquiry.
    Appeal by Samuel H. Ordway, as commissioner, etc., and by Arthur E. Keeting and others, from an order of the Supreme Court, made at the Queens County Special Term and entered in the office of the clerk of the county of Queens on the 20tli day of December, 1910, as resettled by an order entered in said clerk’s office on the 27th day of December, 1910, vacating and setting aside a subpoena issued to John M. Phillips.
    
      Nelson S. Spencer, for the appellant Samuel H. Ordway, commissioner.
    
      Charles Pope Caldwell [Frederick M. Thompson with him on the brief], for the appellants Arthur E. Keating and others.
    
      Eugene N. L. Young, for the respondent.
   Hirsohberg, J.:

The question presented on this appeal is whether the Supreme Court at Special Term may set aside a subpoena lawfully issued and relieve the party subpoenaed from attending in obedience to it, on the ground that if he appear and be sworn, he may be asked questions the answers to which may tend to incriminate him. I know of no authority for such a course, and none is cited in the respondent’s brief.

The proceeding in which the subpoena was issued is instituted for the removal of a borough president by the Governor of the State, and has been taken under section 382 of the charter of the city of New York (Laws of 1901, chap. 466, as amd. by Laws of 1905, chap. 633). By section 34 of the Public Officers Law (Consol. Laws, chap. 47; Laws of 1909, chap. 51) it is provided in substance that the evidence taken - in proceedings for such removal may be taken before a commissioner appointed for that purpose by the Governor, and that the commissioner so appointed may issue subpoenas requiring the attendance and examination of witnesses before him. In this ease Samuel H. Ordwav was duly appointed commissioner, and he issued a subpoena requiring the respondent, John M. Phillips, to attend before him and testify. Mr. Phillips at the time was under indictment for offenses connected with the subject-matter. of the investigation, and it is undoubted that an examination might, and probably would, relate to matters in respect to which it would be his constitutional privilege to refuse to answer on the ground that the answers might tend to incriminate him. I do not think, however, that this fact justified the granting of the order appealed from, the duty of the witness subpoenaed being to attend in obedience to the lawful process, to be sworn as a witness and to refuse to answer such questions as might trench upon his constitutional rights, under the shield of the privilege referred to. As is said in Wigmore on Evidence (§ 2268), “ The privilege is simply an option of refusal, not a prohibition of inquiry.”

The only case cited in support of the order appealed from which may be said to be in point is Matter of Foster (139 App. Div. 769). That case, however, related to a subpoena duces tecum requiring the witness to produce documents. The case, therefore, is clearly distinguishable, the mischief being accomplished by the mere act of obedience to the mandate, while in the case at bar the witness can attend and be examined on many subjects connected with the inquiry other than those which relate to the criminal charges pending against him. As was said by the court in Matter of Foster (p. 774): “ On oral examination he may object if the question addressed to him violates his natural or constitutional right, and he may then plead the protection secured to him. The testimony of a written instrument is given as soon as the eye falls upon it and the mind thereby becomes possessed of its contents.”

The order should, therefore, be reversed and the subpoena reinstated or a new one issued, as the appellants may be advised.

Jenks, P. J., Burr, Woodward and Rich, JJ., concurred.

Order reversed, with ten dollars costs and disbursements, and subpoena reinstated, or a new one issued, as appellants may be advised.