Case ID: nys_98/html/0083-01.html
Source: Caselaw Access Project
Author: {"author": "McLAUGHLIN, J.", "license": "Public Domain", "url": "https://static.case.law/"}
Date Created: 2024-08-24T03:29:51.129683

(111 App. Div. 558)
    PEOPLE v. LEWIS et al.
    (Supreme Court, Appellate Division, First Department.
    March 9, 1906.)
    1. Indictment — Counts—-Reference—Waiver of Objections.
    Where, at the beginning of the trial on an indictment containing three counts — one for burglary in the third degree, one for grand larceny in the first degree, and one for receiving stolen goods — the District Attorney was granted permission to withdraw the counts for burglary and larceny, and defendant made no objection to the third count until after he was convicted, he thereby consented that the first and second counts might be retained, to explain the reference contained in the third count, and thereby to include essential allegations of time and place.
    2. Same — Counts—Sufficiency.
    The purpose of an indictment containing several counts, some of which are abandoned, to inform the defendant at the time he is arraigned of the crime of wtíich' he is accused, as required by Code Cr. Proc. §§ 285, 542, 684, is accomplished if the count or counts under which the trial proceeds fully state the- facts constituting the crime, either directly or by reference to preceding counts.
    [Ed. Note. — For cases in point, see vol. 27, Cent. Dig. Indictment and Information, §§ 270, 270%.
    Appeal from Court of General Sessions, New York County.
    David Lewis and others were charged with receiving stolen goods, and from an order granting a motion in arrest of judgment, filed by defendant Lewis, the people appeal.
    Reversed.
    Argued before O’BRIEN, P. J., and McLAUGHLIN, INGRAHAM, CLARKE, and HOUGHTON, JJ.
    Robert C. Taylor, for the People.
    Leonard A. Snitkin, for respondent.
   McLAUGHLIN, J.

The defendant, with others, was tried upon an indictment containing three counts, charging him with (1) burglary in the third degree, (2) grand larceny in the first degree, and (3) receiving stolen goods. At the beginning of the trial, upon motion of the District Attorney, the court granted permission to withdraw the counts of grand larcency and burglary, and the trial then proceeded under, and the case was submitted to the jury on, the third count. The defendant was convicted, and thereupon made a motion for arrest of judgment, which was granted, and the people appeal.

The motion was granted, as appears from the statement of the learned trial judge, and the briefs presented, upon the ground that the third count, under which the trial and conviction were had, standing, by itself, did not state facts sufficient to constitute a crime, and the defects in the indictment were not cured, notwithstanding reference was made to the preceding counts, which set out the material facts omitted in the third count, under the authority of People v. Werbin, 27 Hun, 311. If we were disposed to follow the Werbin Case, which we are. not, it would not be difficult to distinguish it from the case now before us. The indictment was found and the indictment had in that case prior to the adoption of the Code of Criminal Procedure, which provides (sections 285, 542, and 684) that an indictment is not insufficient, nor is the trial, judgment, or other proceeding affected, by reason of an imperfection in matter of form which does not tend to the prejudice of the substantial rights of the defendant upon the merits, and that all technical objections must be disregarded which do not prejudice the defendant in such respect. There the defendant was indicted for arson. There were three counts in the indictment, two of which were abandoned by the entry of a nolle prosequi. Immediately upon such entry being made, defendant’s counsel moved to discharge the defendant, upon the ground that the third count was insufficient. The motion was denied, and on appeal the court held that the effect of the nolle prosequi was to strike out the first and second counts; that, those counts having been in effect expunged, the third count was insufficient, because its essential elements of time and place rested upon reference to allegations in that respect contained in the other counts. The Code of Criminal Procedure abolishes a nolle prosequi. Section 672. But, even if the withdrawing of the first and second counts were to be considered, in effect, the same as the entry of a nolle prosequi, the Werbin Case would not apply, because there, as soon as the first and second counts had been abandoned, the objection was taken that the third count did hot justify a conviction, while here no such objection was made until after the defendant had been convicted; and it must be held, under the authority of People v. McLaughlin, 150 N. Y. 365, 44 N. E. 1017, that the failure to object was, in effect, a consent by defendant that the first and second counts be retained, for the purpose of explaining the references contained in the third count, and that, when retained for that purpose, the third count was sufficient.

It is unquestionably true that an indictment must contain every essential element of the crime charged, and the charge must be made directly, and not inferentially; but it is equally true that a count in an indictment is good if the facts there stated, and those stated in a preceding count, to which reference is made by apt and appropriate words, contain all the essential elements of the crime charged against the defendant, and for which he is tried. People v. Danihy, 63 Hun, 579, 18 N. Y. Supp. 467; People v. Graves, 5 Parker, Cr. R. 134; People v. McLaughlin, supra; Com. v. Clapp, 16 Gray, 237; State v. Dufour, 63 Ind. 567; Blitz v. U. S., 153 U. S. 308, 14 Sup. Ct. 924, 38 L. Ed. 725; Crain v. U. S., 162 U. S. 625, 16 Sup. Ct. 952, 40 L. Ed. 1097. The purpose of an indictment is to inform the defendant at the time he is arraigned of the crime which he is accused of having committed, to the end that he may prepare for and properly defend himself at the trial. This purpose is accomplished, where there are several counts in an indictment, some of which are abandoned, if the count or counts under which the trial proceeds fully set out the facts constituting the crime either directly or by reference to preceding counts. Such reference draws to and embodies in the count under which the trial is had a statement of the facts omitted. This defendant knew, at the time he was arraigned, that the third count in the indictment charged him with having received, at the time and place stated, the property mentioned in the first two counts in the indictment, knowing such property to have been stolen. It charged him with having knowingly received, “on, the day and year aforesaid, at the borough and county aforesaid, the same goods, chattels, and personal property mentioned, described, and set forth in the second count of this indictment, to which reference is hereby made.” That he knew this is obvious from the fact that he proceeded with the trial, and in no way questioned the validity of this count until after he had been convicted. The indictment fully advised the defendant of the crime with which he was charged. It enabled him to prepare his defense. It protects him against a subsequent prosecution for the same offense. This is all that is required in an indictment. People v. Weldon, 111 N. Y. 569, 19 N. E. 279; People v. Herlihy, 66 App. Div. 534, 73 N. Y. Supp. 236, affirmed 170 N. Y. 584, 63 N. E. 1120.

If the foregoing views be correct, then it follows that the order appealed from should be reversed, the motion in arrest of judgment denied, and the matter- remitted to the Court of General Sessions of the place in and for the county of New York, to proceed according to law, and to render such judgment against defendant as it may be advised.

All concur.