Case ID: f-appx_709/html/0504-02.html
Source: Caselaw Access Project
Author: {"author": "", "license": "Public Domain", "url": "https://static.case.law/"}
Date Created: 2024-08-24T03:29:51.129683

IN RE: Gerson Irving FOX, Debtor, Gerson I. Fox, Individually and as Trustee of the Gerson and Gertrude Fox Family Trust; et al., Appellants, v. Elissa Miller, Chapter 7 Trustee, Appellee.
    No. 16-55345
    United States Court of Appeals, Ninth Circuit.
    Argued and Submitted November 16, 2017 Pasadena, California
    Filed January 22, 2018
    Rebecca Anne Asuan-O’Brien, Attorney, Michael Douglas Dempsey, Esquire, Attorney, Dempsey Law P.C., Los Angeles, CA, for Appellants
    Ryan Daniel O’Dea, Attorney, Leonard M. Shulman, Attorney, Shulman Hodges & Bastían LLP, Irvine, CA for Appellee
    Before: IKUTA and WATFORD, Circuit Judges, and GETTLEMAN, District Judge.
    
      
       This case was submitted to a panel that included Judge Kozinsld, who recently retired. Following Judge Kozinski’s retirement, Judge Watford was drawn by lot to replace Judge Kozinsld. Ninth Circuit General Order 3.2.h. Judge Watford has read the briefs, reviewed the record, and listened to the oral argument.
    
    
      
       The Honorable Robert W. Gettleman, United States District Judge for the Northern District of Illinois, sitting by designation.
    
   MEMORANDUM

Gerson, Gertrude, and Theodore Fox (the Fox parties) appeal from the district court’s order denying their emergency motion to stay the bankruptcy court’s January 14, 2016 order requiring the production of email correspondence between Ted Fox and his parents’ lawyers, their motion to stay the bankruptcy court’s .order, and their motion for leave to appeal the order. We have jurisdiction under 28 U.S.C. § 1292(a)(1) because the district court’s order was a denial of a motion for an injunction.

The Fox parties did not demonstrate a likelihood of success in establishing that the communications between Theodore Fox and his parents’ law firm on behalf of his parents were privileged. See Winter v. Nat. Res. Def. Council, Inc., 555 U.S. 7, 22, 129 S.Ct. 365, 172 L.Ed.2d 249 (2008); All. for the Wild Rockies v. Cottrell, 632 F.3d 1127, 1134 (9th Cir. 2011). Federal law applies to the Fox parties’ claim of privilege in connection with the Rule 2004 examinations. Cf. United States v. Zolin, 491 U.S. 554, 562, 109 S.Ct. 2619, 105 L.Ed.2d 469 (1989); United States v. Bauer, 132 F.3d 504, 510 n.4 (9th Cir. 1997). Even if there is a federal representative privilege when the client is “disabled or is in some unique position requiring another to intervene between the client and counsel,” and the intervention was “(1) related to the subject matter of the underlying attorney-client relationship; (2) necessary to effectuate the representation; and (3) could not have been communicated by the client herself,” Dynamic Fin. Corp. v. Kipperman ( In re N. Plaza, LLC), 395 B.R. 113, 124 (S.D. Cal. 2008), the Fox parties have not shown it would be applicable here. There was no evidence that Theodore Fox was necessary to effectuate the representation, given that the record established that Ger-son Fox was able to communicate orally with counsel and to respond directly in critical legal situations, and his difficulties extended only to the use of email.

Given the record before the bankruptcy court, there is no likelihood of success in showing the bankruptcy court erred in ordering production of communications to which Theodore Fox was a party. The bankruptcy court’s denial of leave to file supplemental declarations regarding Ted Fox’s role as an intermediary was not an abuse of discretion. See Johnson v. Neil-son (In re Slatkin), 525 F.3d 805, 810-11 (9th Cir. 2008).

AFFIRMED. 
      
       This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3.