Document ID: chunk:federal_register_of_legislation:F2024C00717:body:0
Version: federal_register_of_legislation:F2024C00717
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ASIC Corporations (Foreign Financial Services Providers—Limited Connection) Instrument 2017/182

About this compilation

Compilation No. 7

This is a compilation of ASIC Corporations (Foreign Financial Services Providers—Limited Connection) Instrument 2017/182 as in force on 6 August 2024. It includes any commenced amendment affecting the legislative instrument to that date.

This compilation was prepared by the Australian Securities and Investments Commission.

The notes at the end of this compilation (the endnotes) include information
about amending instruments and the amendment history of each amended provision.

Contents

Part 1—Preliminary
1 Name of legislative instrument
3 Repeal
4 Authority
5 Definitions
Part 2—Exemption
6 Licensing
Endnotes
Endnote 1—Instrument history
Endnote 2—Amendment history

Part 1—Preliminary

1 Name of legislative instrument
This is the ASIC Corporations (Foreign Financial Services Providers—Limited Connection) Instrument 2017/182.

3 Repeal
This instrument is repealed at the end of 31 March 2026.

4 Authority
This instrument is made under subsection 926A(2) of the Corporations Act 2001.

5 Definitions
In this instrument:
Act means the Corporations Act 2001.

Part 2—Exemption

6 Licensing
(1) A person that is carrying on a financial services business in this jurisdiction only because of section 911D of the Act does not have to comply with subsection 911A(1) of the Act in relation to the provision of a financial service to a wholesale client.
       (2) Subsection (1) does not apply to a person who holds an Australian financial services licence covering the provision of the financial service.

Endnotes

Endnote 1—Instrument history

Instrument number  Date of FRL registration     Date of commencement  Application, saving or transitional provisions
2017/182           27/3/2017 (see F2017L00320)  28/3/2017
2018/807           24/9/2018 (see F2018L01336)  25/9/2018             -
2019/902           5/9/2019 (see F2019L01144)   10/9/2019             -
2020/200           10/3/2020 (see F2020L00239)  17/3/2020             -
2021/510           11/6/2021 (see F2021L00732)  15/6/2021             -
2022/623           29/7/2022 (see F2022L01022)  2/8/2022              -
2023/588           7/8/2023 (see F2023L01065)   15/8/2023             -
2024/497           31/7/2024 (see               6/8/2024              -
                   F2024L00941)

Endnote 2—Amendment history
ad. = added or inserted     am. = amended     LA = Legislation Act 2003    rep. = repealed     rs. = repealed and substituted
Provision affected   How affected
Section 2            rep. s48D LA
Section 3            am. 2018/807; 2019/902; 2020/200; 2021/510; 2022/623 and 2024/497
                     rs. 2023/588