Document ID: chunk:federal_register_of_legislation:C2025C00185:section:9:p26
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 9 (pt 26/63)
Character Range: 140560–143535

the meaning given by section 601RAA.
fidelity fund has the meaning given by section 880B.
financed emissions has the meaning given by the sustainability standards.
financial benchmark:
 (a) has the meaning given by section 908AB; and
 (b) in relation to a benchmark administrator licence—has a meaning affected by section 908BE.
financial benchmark data means:
 (a) information obtained to generate or administer a financial benchmark; or
 (b) information (including statistical data) that is created or derived from information referred to in paragraph (a).
financial benchmark rules means rules made under section 908CA.
financial benefit: see giving a financial benefit.
financial investment: see makes a financial investment.
financial market (except for the purposes of Chapter 8A) has the meaning given by section 767A.
financial product has the meaning given by Division 3 of Part 7.1 and:
 (a) in Part 7.8A (design and distribution requirements)—has a meaning affected by subsection 994AA(1); and
 (b) in Part 7.9A (product intervention orders)—has a meaning affected by section 1023B.
Note: In Part 7.10 (market misconduct etc.) bank accepted bills and negotiable certificates of deposit are treated as if they were financial products: see section 1040B.
financial product advice has the meaning given by section 766B.
financial records includes:
 (a) invoices, receipts, orders for the payment of money, bills of exchange, cheques, promissory notes and vouchers; and
 (b) documents of prime entry; and
 (c) working papers and other documents needed to explain:
 (i) the methods by which financial statements are made up; and
 (ii) adjustments to be made in preparing financial statements.
financial report means:
 (a) an annual financial report required by or under section 292, 293, 294, 294A or 294B; or
 (b) a half‑year financial report required by section 302.
financial reporting requirements for a financial report means the requirements imposed under:
 (a) section 296 or 297 if the financial report is an annual financial report; or
 (b) section 304 or 305 if the financial report is a half‑year financial report.
financial risk: see manages financial risk.
financial service has the meaning given by Division 4 of Part 7.1.
Financial Services and Credit Panel means a panel convened under subsection 139(1) of the ASIC Act.
financial services civil penalty provision has the meaning given by subsection 1317E(3).
financial services compensation scheme of last resort means the financial services compensation scheme of last resort established under Part 7.10B.
financial services compensation scheme of last resort operator: see CSLR operator.
Financial Services Guide means a Financial Services Guide required by section 941A or 941B to be given in accordance with Division 2 of Part 7.7.
financial services law has the meaning given by section 761A.
financial services licensee means a person who holds an Australian financial services licence.
financial