Document ID: chunk:federal_register_of_legislation:C2025C00185:section:742:p17
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 742 (pt 17/24)
Character Range: 2947776–2950941

providers
Subdivision C—Registration and period of registration
921ZC Registration of relevant providers
921ZD Period of registration—relevant providers who are financial services licensees
921ZE Period of registration—relevant providers who are registered in relation to financial services licensees
921ZF Assisted decision making
Division 9—Registers relating to financial services
Subdivision A—Registers generally
922A Registers relating to financial services
922B Fees for searching registers
Subdivision B—Notice requirements relating to the Register of Relevant Providers
922D Obligation to notify ASIC about a person who becomes a relevant provider
922E Information about a relevant provider who is a financial services licensee
922F Information about a relevant provider who is not a financial services licensee
922G Meaning of recent advising history
922H Ongoing obligation to notify ASIC when there is a change in a matter for a relevant provider
922HA Obligation to notify ASIC of financial services licensee's CPD year
922HB Obligation to notify ASIC of non‑compliance with CPD provisions
922HC Requirement to retain information
922J Obligation to notify ASIC about a person who starts to have control of a body corporate licensee
922K Obligation to notify ASIC about a person who ceases to have control of a body corporate licensee
922L Requirement for notice to be lodged
922M Failing to comply with obligation to notify ASIC
922N Obligation for relevant providers to provide information to financial services licensees
922P Change in matter within 30 business days
Subdivision C—Register of Relevant Providers
922Q Register of Relevant Providers
922R Relevant provider number
922S Correcting the Register
Division 10—Restrictions on use of terminology
923A Restriction on use of certain words or expressions
923B Restriction on use of certain words or expressions unless authorised in licence conditions
923C Restriction on use of terms "financial adviser" and "financial planner"
Division 11—Agreements with unlicensed persons relating to the provision of financial services
Subdivision A—Agreements affected
924A Agreements with certain unlicensed persons
Subdivision B—Effect on agreements
925A Client may give notice of rescission
925B Effect of notice under section 925A
925C Client may apply to Court for partial rescission
925D Court may make consequential orders
925E Agreement unenforceable against client
925F Non‑licensee not entitled to recover commission
925G Onus of establishing non‑application of section 925E or 925F
925H Client may recover commission paid to non‑licensee
925I Remedies under this Division additional to other remedies
Division 12—Miscellaneous
926A Exemptions and modifications by ASIC
926B Exemptions and modifications by regulations
Part 7.7—Financial services disclosure
Division 1—Preliminary
940A How Part applies if a financial services licensee is acting as authorised representative
940B What if there is no reasonable opportunity to give a document, information or statement required by this Part?
940C How documents, information and statements are to be given
940D General approach to offence provisions