Document ID: chunk:federal_register_of_legislation:C2005C00498:clause:1_769b:p3
Version: federal_register_of_legislation:C2005C00498
Segment Type: clause
Provision Reference: sch 1 cl 769B (pt 3/3)
Character Range: 82203–83648

7.9, conduct engaged in by a person in their capacity as a regulated person (within the meaning of section 1011B) is taken, or taken also, to have been engaged in by another such regulated person.

 (8A) Nothing in this section, other than subsections (7) and (8), excludes or limits the operation of subsection 601FB(2) in relation to the provisions of this Chapter or to proceedings under this Chapter.

 (9) The regulations may provide that this section, or a particular provision of this section, has effect for specified purposes subject to modifications specified in the regulations. The regulations have effect accordingly.

 (10) In this section:
 (a) a reference to a proceeding under this Chapter includes a reference to:
 (i) a prosecution for an offence based on a provision of this Chapter; and
 (ii) a proceeding under a provision of Part 9.4B that relates to a provision of this Chapter; and
 (iii) any other proceeding under any other provision of Chapter 9 that relates to a provision of this Chapter; and
 (b) a reference to conduct is a reference to an act, an omission to perform an act, or a state of affairs; and
 (c) a reference to the state of mind of a person includes a reference to the knowledge, intention, opinion, belief or purpose of the person and the person's reasons for the person's intention, opinion, belief or purpose.

Note: For the meaning of offence based on a provision, see the definition in section 9.