Document ID: chunk:federal_register_of_legislation:C2019A00017:clause:5_25
Version: federal_register_of_legislation:C2019A00017
Segment Type: clause
Provision Reference: sch 5 cl 25
Character Range: 315019–318179

25  In the appropriate position in subsection 1317E(3)
Insert:

subsections 994B(2) and (9)       failure to make and make available target market determinations for financial products                                                                                                   financial services
subsection 994C(2)                failure to review target market determinations                                                                                                                                           financial services
subsection 994C(4)                engaging in retail product distribution conduct in relation to financial products before review of target market determinations                                                          financial services
subsection 994C(5)                failure to inform regulated persons of obligations not to engage in retail product distribution conduct in relation to financial products before review of target market determinations  financial services
subsection 994C(7)                engaging in retail product distribution conduct in relation to financial products before review of target market determinations                                                          financial services
section 994D                      engaging in retail product distribution conduct where no target market determination                                                                                                     financial services
subsections 994E(1) and (3)       ensuring that retail product distribution conduct is consistent with target market determinations                                                                                        financial services
subsections 994F(1) and (3)       failure to keep records                                                                                                                                                                  financial services
subsections 994F(4), (5) and (6)  failure to report complaints and other information                                                                                                                                       financial services
subsection 994F(8)                failure to comply with requirements of regulations                                                                                                                                       financial services
section 994G                      failure to notify ASIC                                                                                                                                                                   financial services
subsection 994H(3)                failure to provide information to ASIC on request                                                                                                                                        financial services
subsections 994J(7) and (8)       failure to comply with stop order obligations                                                                                                                                            financial services