Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:4:p17
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 4 (pt 17/60)
Character Range: 857176–860677

Accordingly, this compilation does not show the text of the compiled law as modified. For more information on any modifications, see the Register for the compiled law.

Self‑repealing provisions

If a provision of the compiled law has been repealed in accordance with a provision of the law, details are included in the endnotes.

Contents
Chapter 7—Financial services and markets
Part 7.7—Financial service disclosure
Division 1—Preliminary
7.7.01 How documents, information and statements are to be given
Division 2—Financial Services Guide
7.7.02 Situations in which Financial Services Guide is not required
7.7.02A Situations when Financial Services Guide is not required
7.7.03 Financial Services Guide given by financial services licensee: description of documents
7.7.03A Financial Services Guide given by financial services licensee: arrangements for compensation
7.7.04 Financial Services Guide given by financial services licensee: remuneration, commission and benefits
7.7.04A Financial services guide given by financial services licensee: more detailed information about remuneration etc
7.7.04AA Financial Services Guide given by financial services licensee: non‑monetary benefit that is not conflicted remuneration
7.7.04AB Financial Services Guide given by authorised representative: non‑monetary benefit that is not conflicted remuneration
7.7.05 Record of advice given by financial services licensee
7.7.05A Financial Services Guide given by authorised representative of financial services licensee: authorised representative number
7.7.05B Personalised Financial Services Guide
7.7.05C Exemption from providing certain information in a Financial Services Guide
7.7.06 Financial Services Guide given by authorised representative of financial services licensee: description of documents
7.7.06A Financial Services Guide given by authorised representative of financial services licensee—licence number
7.7.06B Financial Services Guide given by authorised representative of financial services licensee: arrangements for compensation
7.7.07 Financial Services Guide given by authorised representative of financial services licensee: remuneration, commission and benefits
7.7.07A Financial services guide given by authorised representative: more detailed information about remuneration etc
7.7.08 Record of advice given by authorised representative of financial services licensee
Division 2A—Combined Financial Services Guide and Product Disclosure Statement
7.7.08A Combined Financial Services Guide and Product Disclosure Statement
Division 2AA—Combined Financial Services Guide and credit guide
7.7.08B Modification of section 942DA of the Act
Division 2B—Record of small investment advice
7.7.08C Record of small investment advice—content requirements
Division 3—Statement of Advice
7.7.09 Situations in which statement of advice is not required: further advice
7.7.09A Situations in which Statement of Advice is not required: small investments threshold
7.7.09AA Statement of Advice from financial services licensee
7.7.09AB Modification of subsection 947B(4) of the Act
7.7.09B Statement of Advice from providing entity—information not included in the Statement
7.7.09BA Statement of Advice from authorised representative
7.7.09BB Modification of subsection 947C(4) of the Act
7.7.09BC Statement of Advice given by financial services licensee: non‑monetary benefit that is not conflicted remuneration
7.7.09BD Statement of Advice given by authorised representative: non‑monetary