Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:4:p21
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 4 (pt 21/60)
Character Range: 869543–873161

Appointment of auditor by financial services licensee
7.8.16 When person is ineligible to act as auditor of financial services licensee
Division 7—Other rules about conduct
7.8.17 Priority to clients' orders
7.8.18 Instructions to deal through licensed markets
7.8.19 Records of instructions to deal on licensed markets and foreign markets
7.8.20 Dealings with non‑licensees
7.8.20A Dealings involving employees of financial service licensees—risk insurance products
7.8.21 Dealings involving employees of financial services licensees
Division 8—Miscellaneous
7.8.21A Exceptions to prohibition on hawking of financial products
7.8.23 Return of financial product: transfer between superannuation entities or RSAs
7.8.24 Right of return not to apply
7.8.25 Variation of amount to be repaid
Part 7.8A—Design and distribution requirements relating to financial products for retail clients
Division 1—Preliminary
7.8A.01 Definitions
7.8A.02 Meaning of regulated person—prescribed persons
Division 2—Financial products for which target market determinations are required
7.8A.03 Financial products for which target market determinations are required
7.8A.04 Jurisdictional scope of Division
7.8A.05 Simple corporate bonds
7.8A.06 Debentures of certain bodies
7.8A.07 Basic banking products
7.8A.08 Investor‑directed portfolio services
7.8A.09 Exchange traded products
7.8A.10 Custodial or depository services
Division 3—Exemptions
7.8A.20 Financial products for which target market determinations are not required
7.8A.25 Exemption from Part 7.8A—Employers complying with certain superannuation guarantee obligations
Part 7.9—Financial product disclosure and other provisions relating to issue and sale of financial products
Division 1—Preliminary
7.9.01 Interpretation
7.9.02 Sub‑plans
7.9.02A Alternative ways of giving Statement
7.9.02B Product Disclosure Statement in electronic form
Division 2—Arrangements for Product Disclosure Statements in relation to superannuation products and RSAs
Subdivision 2.1—Preliminary
7.9.03 Application of Division 2
Subdivision 2.2—Late provision of Product Disclosure Statement for certain members of regulated superannuation fund, public offer superannuation fund or successor fund
7.9.04 Product Disclosure Statement to be provided later
Subdivision 2.3—Product Disclosure Statement for RSA
7.9.05 Situation in which Product Disclosure Statement is not required
Subdivision 2.4—Additional obligations for eligible rollover funds
7.9.06A Meaning of relevant superannuation entity
7.9.06B Application forms
Subdivision 2.5—Product Disclosure Statement for insurance options
7.9.07 Modification of Act: Product Disclosure Statement in relation to insurance options
Division 2A—Product Disclosure Statement for warrants
7.9.07A Warrants
Division 2B—Product Disclosure Statement for market‑traded derivatives
7.9.07B Product Disclosure Statements for certain market‑traded derivatives
7.9.07C Remedies for Product Disclosure Statements for certain market‑traded derivatives
Division 2BA—Product Disclosure Statement for discretionary mutual funds
7.9.07CA Extension of Product Disclosure Statement requirements to wholesale clients
Division 2C—Situations where a Product Disclosure Statement is not required
7.9.07D Product Disclosure Statement not required for offers of bundled contracts of insurance
7.9.07E Product Disclosure Statement not required if offer of financial product is declined
7.9.07F Product Disclosure Statement not required if the client is not contactable
7.9.07FA Product Disclosure Statement not required for certain specified products
7.9.07FB Product Disclosure