Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:1:p40
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 1 (pt 40/148)
Character Range: 431050–434738

claim disallowed
7.5.81 Arbitration of amount of cash settlement of certain claims
7.5.82 Instalment payments
7.5.83 Notification of payment of levies
7.5.84 Notification of payment of levies
Subdivision 4.11—Other provisions relating to compensation
7.5.85 Prescribed body corporate with arrangements covering clearing and settlement facility support
7.5.85A Transitional provision for joining of Chi‑X
Division 5—Provisions common to both kinds of compensation arrangements
7.5.86 Excess money in National Guarantee Fund
7.5.87 Excess money in fidelity fund
7.5.88 Minister's arrangements for use of excess money from compensation funds
7.5.89 Payment of excess money from NGF
7.5.90 Use of excess money from NGF
7.5.91 Payment of excess money from fidelity fund
7.5.92 Use of excess money from fidelity fund
7.5.93 Qualified privilege
Part 7.5A—Regulation of derivative transactions and derivative trade repositories
Division 2—Regulation of derivative transactions: derivative transaction rules
Subdivision 2.1—Power to make derivative transaction rules
7.5A.30 Reporting requirements—prescribed facilities
7.5A.50 Persons on whom requirements cannot be imposed
Subdivision 2.1A—Derivative transaction rules imposing clearing requirements
7.5A.60 Definitions for Subdivision 2.1A
7.5A.61 Meaning of Australian clearing entity
7.5A.62 Meaning of foreign clearing entity
7.5A.63 Clearing requirements—prescribed facilities
7.5A.64 Persons on whom clearing requirements cannot be imposed
7.5A.65 Circumstances in which clearing requirements can be imposed
Subdivision 2.1B—Phase 3 reporting entities—exemption from OTC derivative reporting requirements
7.5A.70 Definitions for Subdivision 2.1B
7.5A.71 Exemption—single‑sided transaction and position reporting
7.5A.72 Reporting counterparties
7.5A.73 Application of exemptions
7.5A.74 Reporting requirement—exemption stops applying
Subdivision 2.2—Enforceable undertakings
7.5A.101 Enforceable undertakings
Subdivision 2.3—Infringement notices
7.5A.102 Infringement notices
7.5A.103 Definitions for Subdivision
7.5A.104 When infringement notice can be given
7.5A.105 Statement of reasons must be given
7.5A.106 Contents of infringement notice
7.5A.107 Amount of penalty payable to the Commonwealth
7.5A.108 Compliance with infringement notice
7.5A.109 Extension of compliance period
7.5A.110 Effect of compliance with infringement notice
7.5A.111 Application to withdraw infringement notice
7.5A.112 Withdrawal of infringement notice by ASIC
7.5A.113 Notice of withdrawal of infringement notice
7.5A.114 Withdrawal of notice after compliance
7.5A.115 Publication of details of infringement notice
Division 5—Regulation of licensed derivative trade repositories: other obligations and powers
7.5A.150 Obligations and powers—confidential information
7.5A.150A European Union requests for derivative trade data
7.5A.150B Other requests for derivative trade data
7.5A.151 Obligations relating to derivative trade data
7.5A.200 ASIC may assess licensee's compliance
Division 7—Regulation of prescribed derivative trade repositories
7.5A.250 Obligations and powers—confidential information
Division 8—Other matters
7.5A.270 Record‑keeping
Part 7.6—Licensing of providers of financial services
7.6.01 Need for Australian financial services licence: general
7.6.01AAAA Need for Australian financial services licence: prescribed insurance products in relation to claimant intermediaries
7.6.01AAAB Need for Australian financial services licence: issuers of insurance products
7.6.01AAA Particular financial products not exempted
7.6.01AB Obligation on persons providing exempt financial service
7.6.01A Providing financial services on behalf of a