Document ID: chunk:federal_register_of_legislation:C2025C00185:section:994q:p5
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 994Q (pt 5/20)
Character Range: 4208716–4211942

offers to sell
1019G Duration and withdrawal of offers
1019H Terms of offer cannot be varied
1019I Contents of offer document
1019J Obligation to update market value
1019K Rights if requirements of Division not complied with
Division 5B—Disclosure etc. in relation to short sales covered by securities lending arrangement of listed section 1020B products
1020AAA Treatment of transactions relating to section 1020B products
1020AA Meaning of securities lending arrangement
1020AB Seller disclosure
1020AC Licensee disclosure
1020AD Public disclosure of information
1020AE Licensee's obligation to ask seller about short sale
1020AF Regulations
Division 5C—Information about CGS depository interests
1020AG Jurisdictional scope of Division
1020AH Meaning of CGS depository interest information website, information statement and regulated person
1020AI Requirement to give information statements for CGS depository interest if recommending acquisition of interest
1020AJ Information statement given must be up to date
1020AK How an information statement is to be given
1020AL Civil action for loss or damage
Division 6—Miscellaneous
1020A Offers etc. relating to certain managed investment schemes not to be made in certain circumstances
1020BAA Offers etc. relating to foreign passport funds not to be made in certain circumstances
1020B Prohibition of certain short sales of securities, managed investment products, foreign passport fund products and certain other financial products
1020D Part cannot be contracted out of
1020E Stop orders by ASIC
1020F Exemptions and modifications by ASIC
1020G Exemptions and modifications by regulations
Division 7—Enforcement
Subdivision A—Offences
1021A Overview
1021B Meaning of defective and disclosure document or statement
1021C Offence of failing to give etc. a disclosure document or statement
1021D Offence of preparer of defective disclosure document or statement giving the document or statement knowing it to be defective
1021E Preparer of defective disclosure document or statement giving the document or statement (whether or not known to be defective)
1021F Offence of regulated person (other than preparer) giving disclosure document or statement knowing it to be defective
1021FA Paragraph 1012G(3)(a) obligation—offences relating to communication of information
1021FB Paragraph 1012G(3)(a) obligation—offences relating to information provided by product issuer for communication by another person
1021G Financial services licensee failing to ensure authorised representative gives etc. disclosure documents or statements as required
1021H Offences if a Product Disclosure Statement (or Supplementary PDS) does not comply with certain requirements
1021I Offence of giving disclosure document or statement that has not been prepared by the appropriate person
1021J Offences if preparer etc. of disclosure document or statement becomes aware that it is defective
1021K Offence of unauthorised alteration of Product Disclosure Statement (or Supplementary PDS)
1021L Offences of giving, or failing to withdraw, consent to inclusion of defective statement
1021M Offences relating to keeping and providing copies of Product Disclosure Statements (or Supplementary PDSs)
1021N