Document ID: chunk:federal_register_of_legislation:F2024C01249:schedule:2a:p1
Version: federal_register_of_legislation:F2024C01249
Segment Type: schedule
Provision Reference: sch 2A (pt 1/7)
Character Range: 2025038–2033814

Schedule 2A—Forms of transfer of Division 3 securities
(regulation 7.11.04)

Form 1

DIVISION 3 SECURITY TRANSFER FORM                                                                                                                                                                                                                                              MARKING STAMP

PART 1
Full name of company:
 Description of Division 3 assets:                                                                                                                                                                                                                                              Class:                                                                                                                                                                                                  If not fully paid, paid to:    Register:
 Quantity:                                                                                                                                                                                                                                                                      [Words]                                                                                                                                                                                                 [Figures]
 Transfer identification number:
 Full name(s) of transferor(s):
 The transferor(s) hereby transfer(s) the above Division 3 assets to the transferee(s) named in Part 2 hereof or to the several transferees named in Part 2 of the Broker's Transfer Form(s), Split Transfer Form(s) or Consolidated Transfer Form(s) relating to the assets.

 This transfer is executed on the transferor's behalf by the transferor's broker, who certifies:
    (a) as to the validity of documents; and
    (b) that stamp duty, if payable, has been or will be paid.

 [Transferor's broker's stamp]

 Affixed at

 on

 (place and date of affixing stamp)
PART 2

 Full name(s) and address(es) of transferee(s):                                                                                                                                                                                                                                 Transferee's broker hereby certifies:
                                                                                                                                                                                                                                                                                   (a) that the Division 3 assets set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in this Part; and
                                                                                                                                                                                                                                                                                   (b) that stamp duty, if payable, has been or will be paid;
                                                                                                                                                                                                                                                                                and hereby requests that such entries be made in the register as are necessary to give effect to this transfer;

                                                                                                                                                                                                                                                                                [Transferee's broker's stamp]

                                                                                                                                                                                                                                                                                Date of affixing stamp:

PART 3

 Transferee's broker hereby certifies:
    (a) that the Division 3 assets set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in the Consolidated Transfer Form relating to the Division 3 assets; and
    (b) that stamp duty, if payable, has been or will be paid;

 and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.

 [Transferee's broker's stamp]

 Date of affixing stamp:

Form 2

BROKER'S TRANSFER FORM                                                                                                                                                                                                                              MARKING STAMP

PART 1
Full name of company:
 Description of Division 3 assets:                                                                                                                                                                                                                   Class:                                                                                                                                                                                                  If not fully paid, paid to:    Register:
 Quantity:                                                                                                                                                                                                                                           [Words]                                                                                                                                                                                                 [Figures]
 Transfer identification number:

                                                                                                                                                                                                                                                     Transferor's broker hereby certifies:
                                                                                                                                                                                                                                                        (a) that the Security Transfer Form relating to the Division 3 assets set out above has been or will be lodged at the company's office; and
 Full name(s) of transferor(s):                                                                                                                                                                                                                         (b) that stamp duty, if payable, has been or will be paid.

                                                                                                                                                                                                                                                     [Transferor's broker's stamp]

                                                                                                                                                                                                                                                     Affixed at

                                                                                                                                                                                                                                                     on

                                                                                                                                                                                                                                                     (place and date of affixing stamp)

PART 2

 Full name(s) and address(es) of transferee(s):

                                                                                                                                                                                                                                                     Transferee's broker hereby certifies:
                                                                                                                                                                                                                                                        (a) that the Division 3 assets set out in Part 1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in this Part; and