Document ID: chunk:federal_register_of_legislation:C2005C00498:clause:1_1011b
Version: federal_register_of_legislation:C2005C00498
Segment Type: clause
Provision Reference: sch 1 cl 1011B
Character Range: 507358–508574

1011B  Definitions

  In this Division:

issue Statement has the meaning given by subsection 1013A(1).

offer has a meaning affected by sections 1010C and 1011C.

regulated person, in relation a financial product, means:
 (a) an issuer of the financial product; or
 (b) a seller of the financial product if the sale takes place in circumstances described in subsection 1012C(5), (6) or (8) (secondary sales that require a Product Disclosure Statement); or
 (c) any financial services licensee; or
 (d) any authorised representative of a financial services licensee; or
 (f) any person who is not required to hold an Australian financial services licence because the person is covered by:
 (i) paragraph 911A(2)(j); or
 (ii) an exemption in regulations made for the purposes of paragraph 911A(2)(k); or
 (iii) an exemption specified by ASIC for the purposes of paragraph 911A(2)(l); or
 (g) any person who is required to hold an Australian financial services licence but who does not hold such a licence.

responsible person for a Product Disclosure Statement has the meaning given by subsection 1013A(3).

sale has a meaning affected by section 1010C.

sale Statement has the meaning given by subsection 1013A(2).