Document ID: chunk:federal_register_of_legislation:F2024C01108:reg:8:p3
Version: federal_register_of_legislation:F2024C01108
Segment Type: reg
Provision Reference: reg 8 (pt 3/6)
Character Range: 292299–295251

code;
(ii)       tick size;
(iii)     lot size;
(iv)      basis of quotation;
(v)       time stamps on all order entries, trades, amendments, cancellations and deletions; and
(vi)      unique order identifier or, if this is not available, unique order series identifier;
(ga) information for the order or trade recorded by the Market operator in accordance with subrule 7.4.3(1); and
(h)       such additional data items or fields notified by ASIC to the Market operator under Rule 7.1.2 which are generated on or by the Market operator's Trading Platform, provided that a Market operator is not required to provide fields that are not generated on or by the Market operator's Trading Platform.

Format requirements

(3) The electronic data required by subrule (1) must be in such format as ASIC notifies the Market operator in accordance with Rule 7.1.2.

Data security and redelivery

(4) The electronic data required by subrule (1) must:
 1.         comply with any data security requirements as notified by ASIC to the Market operator under Rule 7.1.2; and
(b)       be redelivered by the Market operator if there is disruption to the telecommunications link through which the data is provided or for any other reason ASIC does not receive the data, and ASIC notifies the Market operator in accordance with Rule 7.1.2 that ASIC requires the data to be redelivered.

Delivery requirements

(5) The electronic data required by subrule (1) must be delivered by the Market operator to ASIC or its nominated service provider in a manner and to a location notified by ASIC to the Market operator in accordance with Rule 7.1.2.

7.1.2 Notification

A notification by ASIC to a Market operator of:
 1.         a service provider under subrule 7.1.1(1);
(b)       additional data items under paragraph 7.1.1(2)(h);
(c)        data format requirements under subrule 7.1.1(3);
(d)       data security requirements or to redeliver data under subrule 7.1.1(4); or
(e)        a manner and, or, location of delivery under subrule 7.1.1(5),

must be in writing and allow the Market operator a reasonable period to comply.

Part 7.2 Information

7.2.1 Provision of information about Market Participants
A Market operator must maintain the information specified below about each Participant of its Market and advise ASIC in writing of any changes which are made to the information (including any changes resulting from the admission of new Participants to its Market) within two Business Days of the change being made:
 1.         Market Participant name;
(b)       the unique identifier that is used by the Market operator to identify the trading activities of the Market Participant on the Market operator's Trading Platform;
(c)        Market Participant type (including Trading Participant, Market Maker, or Principal Trader, as applicable); and
(d)       the type of permissions provided to each Market Participant, being permissions to trade:
 1.          Cash