Document ID: chunk:federal_register_of_legislation:F2022L00966:body:0:p2
Version: federal_register_of_legislation:F2022L00966
Segment Type: other
Provision Reference: 
Character Range: 2871–4301

as its representative; and

           (i)      Adara Advisors has a written undertaking from the Volunteer:

               (i)      to manage conflicts of interest arising from acting as a representative of Adara Advisors and a representative of the Volunteer Firm; and

               (ii)     not to use confidential information obtained in the course of acting as a representative of Adara Advisors when acting as a representative of the Volunteer Firm; and

               (iii)    not to use confidential information obtained in the course of acting as a representative of the Volunteer Firm when acting as a representative of Adara Advisors; and

               (iv)    to satisfy the training requirements of the Volunteer Firm in relation to conflicts management, confidential information, and any other relevant training; and

               (v)    not to receive any financial benefit as a result of providing the financial product advice; and

           (j)      Adara Advisors has received from the Volunteer a written notification that the Volunteer Firm has confirmed that there is no conflict of interest for the Volunteer Firm in the Volunteer providing the financial product advice; and

           (k)     the Volunteer does not receive any financial benefit as a result of the Volunteer providing the financial product advice.

Part 3—Repeal

7 Repeal
This instrument is repealed on 1 October 2025.