Document ID: chunk:federal_register_of_legislation:C2025C00185:section:941a
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 941A
Character Range: 3881368–3881958

941A  Obligation on financial services licensee to give a Financial Services Guide if financial service provided to person as a retail client
 (1) A financial services licensee (the providing entity) must give a person a Financial Services Guide in accordance with this Division if the providing entity provides a financial service to the person (the client) as a retail client.
 (2) This section has effect subject to section 941C.
 (3) A person contravenes this subsection if the person contravenes subsection (1).
Note: This subsection is a civil penalty provision (see section 1317E).