Document ID: chunk:federal_register_of_legislation:C2025C00182:section:5:p2
Version: federal_register_of_legislation:C2025C00182
Segment Type: section
Provision Reference: s 5 (pt 2/7)
Character Range: 22216–25027

and
 (d) banker's books; and
 (e) any other record of information.
business member of the Disciplinary Board has the meaning given by subsection 203(1A).
Chairperson means:
 (a) except in Part 11 or in relation to the Disciplinary Board—the Chairperson of ASIC; and
 (b) in Part 11 or in relation to the Disciplinary Board—the Chairperson of the Disciplinary Board.
Commonwealth means the Commonwealth of Australia and, when used in a geographical sense, includes each Territory.
Note: The Australian Capital Territory, the Jervis Bay Territory, the Northern Territory, Norfolk Island and the Territories of Christmas Island and of Cocos (Keeling) Islands are covered by the definition of Territory in this subsection.
contravention:
 (a) in relation to an offence against a law—includes:
 (i) an offence against section 6 of the Crimes Act 1914; and
 (ii) an ancillary offence (within the meaning of the Criminal Code);
  relating to the offence against the law; and
 (b) in relation to a civil penalty provision—has a meaning affected by section 12GBCL.
Corporations Act means the Corporations Act 2001 and regulations and rules made under that Act.
corporations legislation means:
 (a) this Act; and
 (b) the Corporations Act.
court, except in section 248, includes a tribunal having power to require the production of documents or the answering of questions.
CSC (short for Commonwealth Superannuation Corporation) has the same meaning as in the Governance of Australian Government Superannuation Schemes Act 2011.
dealing in a financial product has the meaning given by section 766C of the Corporations Act and deal in a financial product has a corresponding meaning.
Deputy Chairperson means:
 (a) in relation to the Disciplinary Board—the Deputy Chairperson of the Disciplinary Board; and
 (b) in any other case—a Deputy Chairperson of ASIC.
Disciplinary Board means the Companies Auditors Disciplinary Board.
eligible employee has the same meaning as in the Superannuation Act 1976.
eligible person, in relation to a person, means a person who:
 (a) if the first‑mentioned person is a body corporate (other than a CCIV)—is or has been an officer of the body within the meaning of the corporations legislation (other than the excluded provisions); or
 (aa) if the first‑mentioned person is a CCIV—is or has been:
 (i) an officer of the CCIV; or
 (ii) an officer of an officer of the CCIV; or
 (b) in any case:
 (i) is or has been an employee, agent, banker, solicitor or auditor of; or
 (ii) is acting, or has acted, in any other capacity on behalf of;
  the first‑mentioned person.
Note: For paragraph (aa), officer is defined in this subsection.
engage in conduct:
 (a) in Division 2 of Part 2—has the meaning given by subsection 12BA(2); and
 (b) in the other provisions of this Act—means do an act or