Document ID: chunk:federal_register_of_legislation:F2023C00208:reg:17:p3
Version: federal_register_of_legislation:F2023C00208
Segment Type: reg
Provision Reference: reg 17 (pt 3/3)
Character Range: 49081–52719

varied by omitting paragraph (3)(a) and substituting:
            "(a) give the entity mentioned in subsection (4) particulars specified in the regulations in relation to:
                (i) the circumstances mentioned in paragraphs (1)(a), (b) and (c); or
                (ii) the sale of a section 1020B product for which the seller does not have a presently exercisable and unconditional right to vest in a buyer but who does not have to comply with subsection 1020B(2) in relation to the sale; and".

Endnotes

Endnote 1—Instrument history

Instrument number  Date of FRL registration      Date of commencement  Application, saving or transitional provisions
2018/745           27/9/2018 (see F2018L01356)   28/9/2018
2019/784           17/9/2019 (see F2019L01206)   18/9/2019             -
2021/754           29/9/2021 (see F2021L01334)   30/9/2021             -
2022/968           06/12/2022 (see F2022L01582   07/12/2022            -
2023/24            30/01/2023 (see F2023L00059)  31/01/2023            -

Endnote 2—Amendment history
ad. = added or inserted     am. = amended     LA = Legislation Act 2003    rep. = repealed     rs. = repealed and substituted  Sch. =Schedule(s)   md not incorp. = misdescribed amendment.
Provision affected                                                                         How affected
Section 2                                                                                  rep. s48D LA
Section 5 (notional paragraph 1020B(4A)(b))                                                rs. 2019/784
                                                                                           am. 2022/968
Section 5 (notional subsection 1020B(4D), definition of ETF market maker)                  am.2022/968
Section 5 (notional paragraph 1020B(4D)(b)                                                 am. 2022/968
Section 6 (notional subparagraph 1020B(5A)(c)(ii))                                         am.2022/968
Section 6 (notional subparagraph 1020B(5A)(c)(iii))                                        ad.2022/968
Section 6 (notional paragraph 1020B(5B)(b))                                                am.2022/968
Section 6 (notional subsection 1020B(5C))                                                  am.2022/968
Section 6 (notional paragraph 1020B(5C)(d))                                                am.2022/968
Section 6 (notional subsection 1020B(5J))                                                  ad.2022/968
Subsection 8(4) (definition of exchange traded option)                                     am.2022/968
Section 11 (notional subsection 1020B(7B) note)                                            am.2022/968
Section 11 (notional subparagraph 1020B(7C)(a)(ii))                                        am.2022/968
Section 11 (notional subparagraph 1020B(7D)(a)(iii))                                       am.2022/968
Section 11 (notional paragraph 1020B(7F)(b), paragraph (b) of definition of public offer)  ad.2022/968
Section 11 (notional paragraph 1020B(7H)(b))                                               am.2022/968 (Sch 1 item 15 md not incorp)
Section 11 (notional paragraph 1020B(7H))                                                  rs.2023/24
Section 11 (notional subsection 1020B(7H) note)                                            am.2022/968
Subsection 13(2)                                                                           rs. 2019/784
                                                                                           am.2022/968
Part 6                                                                                     rep. 2021/754