Document ID: chunk:federal_register_of_legislation:F2024C00936:reg:16:p8
Version: federal_register_of_legislation:F2024C00936
Segment Type: reg
Provision Reference: reg 16 (pt 8/13)
Character Range: 196744–199443

relation to Part 6 audits and alternative audits:
 (a) the audits carried out by the auditor during the year (whether completed during the year or not) as audit team leader or leader of the alternative audit;
 (b) the audits that the auditor assisted in during the year (whether completed during the year or not) as an audit team member or a team member of the alternative audit;
 (c) the position the auditor held in relation to the audits the auditor assisted in carrying out as an audit team member during the year;
 (d) the name of the audited body, or body being audited in the alternative audit, for each audit carried out during the year;
 (e) the audits completed during the year and the time taken to complete each audit;
 (f) any other matter specified by the Regulator in writing for the purposes of this paragraph.

6.70  Retention of audit records
  A registered greenhouse and energy auditor who carries out a Part 6 audit as audit team leader must keep the records relating to the audit for 5 years from the date of the report of the audit.

Subdivision 6.6.9—Exemptions

6.71  Regulator may grant exemptions in certain cases
 (1) This regulation applies to an application for an exemption mentioned in:
 (a) subregulation 6.47(4); or
 (b) subregulation 6.54(2); or
 (c) subregulation 6.59(5).
 (2) The application must be in writing and must contain the following information:
 (a) the name of the audit team leader;
 (b) the name of the audit team member in respect of whom the application is being made;
 (c) details of the Part 6 audit in respect of which the exemption is sought;
 (d) the reasons for which the exemption is sought;
 (e) if the application is for an exemption under subregulation 6.47(4) or 6.54(2)—details of procedures the audit team leader proposes to put in place for managing the conflict of interest or circumstances.
 (3) The Regulator may, in writing, grant the audit team leader the exemption if the Regulator is satisfied about the following:
 (a) that the non‑participation in the audit of the person in respect of whom the exemption is sought would place an unreasonable burden on the audited body, the audit team leader or the Regulator;
 (b) if the application is for an exemption under subregulation 6.47(4) or 6.54(2)—that the audit team leader has put in place procedures for managing the conflict of interest or circumstances so that the Regulator is satisfied that the findings of the audit will not be affected by the conflict or circumstances.
 (4) If the Regulator decides to refuse an application, the Regulator must give the applicant notice of, and reasons for, the decision.

Division 6.7—Other matters

6.72  Legislative instrument
 (1)