Document ID: chunk:federal_register_of_legislation:F2024C00936:reg:16:p6
Version: federal_register_of_legislation:F2024C00936
Segment Type: reg
Provision Reference: reg 16 (pt 6/13)
Character Range: 191584–194342

matters being audited to:
 (i) define the objectives of audit tasks assigned to particular audit team members; and
 (ii) consider the reasonableness of the methods and data used by audit team members in undertaking their assigned tasks; and
 (iii) consider the reasonableness of the audit team members' findings in relation to the matters being audited.
Note for paragraph (a): Sections 73, 73A and 74 of the Act provide for audits to be undertaken.

Subdivision 6.6.8—Other requirements

6.64  Registered auditor must continue to be fit and proper person
 (1) A registered greenhouse and energy auditor must not cease to be a fit and proper person.
 (2) In determining whether a registered greenhouse and energy auditor has ceased to be a fit and proper person, the Regulator must have regard to the information and evidence mentioned in regulation 6.23 and the following:
 (a) whether the auditor has been convicted of an offence against a law of the Commonwealth, a State or Territory or a foreign country (including a state or similar division of a foreign country) if the offence had an element of dishonesty;
 (b) whether there has been, in respect of the auditor, any finding of civil liability for any breach of trust or other breach of fiduciary duty, dishonesty, negligence or recklessness in the course of the auditor's work as a registered greenhouse and energy auditor;
 (c) whether the auditor:
 (i) is bankrupt or has applied to take the benefit of any law for the relief of bankrupt or insolvent debtors; or
 (ii) has compounded with creditors or made an assignment of remuneration for their benefit;
 (d) whether the auditor made a statement that was false or misleading in a material particular:
 (i) in an application for registration; or
 (ii) in a report under regulation 6.69; or
 (iii) to a person conducting a review under regulation 6.26 or an inspection under regulation 6.40;
 (e) whether the auditor has had his or her membership of a relevant professional body cancelled.
 (3) In determining whether a registered greenhouse and energy auditor has ceased to be a fit and proper person, the Regulator may also have regard to the following:
 (a) whether the auditor has been subject to disciplinary action by a relevant professional body, and the outcomes of any such action;
 (b) if the auditor is, or has been, registered as an auditor under another law of the Commonwealth or a law of a State or Territory—whether the auditor has been the subject of disciplinary action in relation to that registration, and the outcomes of any such action (including deregistration);
 (c) any other relevant matter.

6.65  Continuing professional development requirements
 (1) A registered greenhouse and energy auditor must complete at least 15