Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:4:p29
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 4 (pt 29/60)
Character Range: 894836–898085

proper ASTC transfer on transferee: Division 4 financial products other than rights
7.11.28 Effect of proper ASTC transfer on transferee: rights
7.11.29 Warranties by participant if identification code is included in transfer document
7.11.30 Indemnities in respect of warranted matters: transfer not effected by the participant
7.11.31 Indemnities in respect of warranted matters: transferor not legally entitled or authorised to transfer Division 4 financial products
7.11.32 Indemnities in respect of warranted matters: participant not authorised to effect transfer
7.11.33 Joint and several warranties and liabilities
7.11.34 ASTC entitled to assume its operating rules complied with
7.11.35 ASTC‑regulated transfer not to be registered unless proper ASTC transfer
7.11.36 Issuer not to refuse to register proper ASTC transfer
7.11.37 Determination of who holds Division 4 financial products for the purposes of meeting
7.11.38 Determination of who holds Division 4 financial products in class of Division 4 financial products for the purposes of meeting
7.11.39 Determination of who holds Division 4 financial products for the purposes of conferring security benefits
Division 5—Offences
7.11.40 Stamping of broker's stamp on sufficient transfer
7.11.41 Inclusion of identification codes in proper ASTC transfers
7.11.42 Contravention by participant of the ASTC certificate cancellation provisions relating to use of cancellation stamps
Division 6—Civil liability
7.11.43 Contravention by participant of the ASTC certificate cancellation provisions
Part 7.12—Miscellaneous
7.12.01 Destruction of records by ASIC
Chapter 8—Mutual recognition of securities offers
Part 8.1—Preliminary
8.1.01 Meaning of foreign recognition scheme
8.1.02 Meaning of offeror—prescribed offer and kind of person
8.1.03 Meaning of recognised jurisdiction
Part 8.2—Foreign offers that are recognised in this jurisdiction
Division 1—Recognised offers
8.2.01 Prescribed offer (Act s 1200C(4))
8.2.02 Prescribed warning statements (Act s 1200E)
8.2.03 Prescribed details to be given in warning statements (Act s 1200E(b))
8.2.04 Prescribed home regulators (Act s 1200G(13) and (14))
Division 4—Modification of the Act in relation to its application to recognised offers for interests in New Zealand managed investment schemes (Act s 1020G, 1200M)
8.4.01 Modification of Part 7.9 of the Act—New Zealand offer documents replace Product Disclosure Statements
8.4.02 Modification of Part 6D.2 of the Act and Part 7.9 of the Act—certain disclosure obligations not to apply
Chapter 8A—Asia Region Funds Passport
Part 8A.4—Notified foreign passport funds
Division 1—Becoming a notified foreign passport fund
8A.4.10 Rejecting a notice of intention—name of fund identical to another or unacceptable
Division 4—Providing key information in relation to notified foreign passport funds
8A.4.40 Register of members—purposes for which a person may obtain and use a copy
8A.4.45 Destruction of records by ASIC—period before documents may be destroyed
Part 8A.5—Register of passport funds
8A.5.10 Prescribed details for the Register of Passport Funds
Part 8A.7—Deregistration and denotification
8A.7.10 Authority
8A.7.15 Continued application of Corporations legislation to deregistered