Document ID: chunk:federal_register_of_legislation:C2013C00527:clause:1_901d
Version: federal_register_of_legislation:C2013C00527
Segment Type: clause
Provision Reference: sch 1 cl 901D
Character Range: 21351–22085

901D  Regulations may limit the persons on whom requirements may be imposed
  The regulations may provide that the derivative transaction rules:
 (a) cannot impose requirements (or certain kinds of requirements) on certain classes of persons; or
 (b) can only impose requirements (or certain kinds of requirements) on certain classes of persons in certain circumstances.
Note: A class of persons may be described by reference to any matter, including (for example):
(a) the volume of derivative transactions entered into by persons over a period; or
(b) the characteristics or nature of persons or of their businesses; or
(c) the place of residence or business of persons.

Subdivision B—Compliance with derivative transaction rules