Document ID: chunk:federal_register_of_legislation:F2024C01109:front:0:p30
Version: federal_register_of_legislation:F2024C01109
Segment Type: other
Provision Reference: 
Character Range: 78384–81109

(a)        a partner of the Market Participant;
(b)       a director of, company secretary of, or person who has a substantial holding in the Market Participant;
(c)        the spouse of, non-adult children of, family company of, or family trust of a partner, director, company secretary, or person who has a substantial holding in the Market Participant;
(d)       a body corporate in which the interests of one or more of the partners of the Market Participant singly or together constitute a controlling interest; and
(e)        a related body corporate of the Market Participant.
(3) For the purposes of subparagraph (1)(b)(iii), in considering the circumstances of the Order, the Market Participant must have regard to the following matters:
(a)        whether the Order or execution of the Order would be inconsistent with the history of or recent trading in that Contract;
(b)       whether the Order or execution of the Order would alter the market for, or the price of, the Contract;
(c)        the time the Order is entered or any instructions concerning the time of entry of the Order;
(d)       whether the person on whose behalf the Order is placed, or another person who the Market Participant knows to be a related party of that person, may have an interest in creating a false or misleading appearance of active trading in any Contract or with respect to the market for, or the price of, any Contract;
(e)        whether the Order is accompanied by settlement, delivery or security arrangements which are unusual;
(f)        where the Order appears to be part of a series of Orders, whether when put together with other Orders which appear to make up the series, the Order or the series is unusual having regard to the matters referred to in this subrule;
(g)       whether there appears to be a legitimate commercial reason for that person placing the Order, unrelated to an intention to create a false or misleading appearance of active trading in or with respect to the market for, or price of, any Contract;
(h)       whether the proposed transaction, bid or offer which is proposed will involve no change of beneficial ownership;
(i)         the frequency with which Orders are placed by a person;
(j)         the volume of Contracts the subject of each Order placed by a person; and
(k)       the extent to which a person amends or cancels an instruction to purchase or sell a Contract relative to the number of transactions executed for that person.

3.1.3 Entering Orders without an intent to trade
(1) A Market Participant must not enter Orders where there does not exist an intent to trade.
(2) For the purposes of this Rule, circumstances which indicate that there does not exist an intent to trade