Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:301:p9
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 301 (pt 9/30)
Character Range: 1896768–1899940

is given under an arrangement entered into before, on or after the application day (within the meaning of subsection 1528(4) of the Act).

10.33.02  Application of record keeping requirements for rebate scheme
  The amendment made by item 3 of Schedule 1 to the Treasury Laws Amendment (Ending Grandfathered Conflicted Remuneration) Regulations 2019 applies to financial records relating to periods ending after 1 January 2021.

Part 10.34—Application provisions related to the Corporations Amendment (National Guarantee Fund Payments) Regulations 2019

10.34.01  Application—claims for compensation payable out of the NGF
  The amendments made by Schedule 1 to the Corporations Amendment (National Guarantee Fund Payments) Regulations 2019 apply in relation to a claim made by a claimant if the claimant's entitlement to make the claim under Subdivision 4.3, 4.7, 4.8 or 4.9 arises on or after the commencement of that Schedule.

Part 10.35—Application provisions relating to the Corporations Amendment (Portfolio Holdings Disclosure) Regulations 2021

10.35.01  Application of amendments relating to portfolio holdings disclosure
 The amendments made by Schedule 1 to the Corporations Amendment (Portfolio Holdings Disclosure) Regulations 2021 apply in relation to reporting days that occur on or after the later of:
 (a) 31 December 2021; and
 (b) the commencement of that Schedule.

Part 10.37—Application provisions relating to the Treasury Laws Amendment (Financial Services Improved Consumer Protection) (Funeral Expenses Facilities) Regulations 2019

10.37.01  Application of amendment relating to funeral expenses policies
  Despite the repeal of regulation 7.1.07D by item 2 of Schedule 1 to the Treasury Laws Amendment (Financial Services Improved Consumer Protection) (Funeral Expenses Facilities) Regulations 2019, that regulation, as in force immediately before 1 April 2020, continues to apply on and after that day in relation to a funeral expenses policy (as defined in subregulation 7.1.07D(2)) if:
 (a) for a funeral expenses policy entered into with a person who is a financial services licensee immediately before 1 April 2020—the funeral expenses policy is entered into before 1 January 2021; or
 (b) for any other case—the funeral expenses policy is entered into before 1 April 2020.
Note: Regulation 7.1.07D (as in force before its repeal) provided that a funeral expenses policy is not a financial product.

Part 10.38—Application provisions relating to the Corporations Amendment (Litigation Funding) Regulations 2020

10.38.01  Application of amendments relating to litigation funding
 (1) The amendments made by the Corporations Amendment (Litigation Funding) Regulations 2020 apply in relation to litigation funding schemes, insolvency litigation funding schemes and litigation funding arrangements entered into on or after 22 August 2020.
 (2) In this regulation:
insolvency litigation funding scheme means an insolvency litigation funding scheme mentioned in regulation 5C.11.01 (as in force on 22 August 2020).
litigation funding arrangement means a litigation funding arrangement mentioned in regulation 5C.11.01 (as in force on 22