Document ID: chunk:federal_register_of_legislation:F2016C00907:body:0:p2
Version: federal_register_of_legislation:F2016C00907
Segment Type: other
Provision Reference: 
Character Range: 2821–6060

Africa;
(vi) United Kingdom;
           where the statement has been prepared because it is required by or under a law; or
       (3)          an offer document (however described) or a document responding to the offer document in relation to a transaction involving the acquisition of control or potential control of, or the acquisition of a substantial interest in:
           (a)          an issuer of securities; or
           (b)          a managed investment scheme;

       where the offer:
           (c)          is regulated by or under a law or other rules (however described) that:
             (i)       apply to the acquisition of:

                  (A)        the control or potential control of an entity; or

                  (B)         a substantial interest in an entity; and
             (ii)     are in force or apply in or in a part of one of the following:

                  (A)        Canada;

                  (B)         France;

                  (C)         Germany;

                  (D)        Hong Kong;

                  (E)         Italy;

                  (F)         Japan;

                  (G)        Malaysia;

                  (H)        The Netherlands;

                  (I)           New Zealand;

                  (J)           Singapore;

                  (K)        South Africa;

                  (L)         Switzerland;

                  (M)       United Kingdom;

                  (N)        United States of America; and
           (d)               involves offers being made to acquire all or some of the securities or interests in a managed investment scheme (as applicable) forming all or a part of the class or classes (bid class) of securities or interests being bid for, held by:
             (i)       all holders of securities or interests in the bid class; or
             (ii)     all such holders other than the person making the offers, that person and their associates or any other person to whom, under the regulatory requirements applicable to the transaction, the offers do not have to be made,

                  where the document has been prepared because it is required
                  by or under the law or the other rules.

       7 Self-dealers who provide general advice about own securities
An entity to which subsection 766C(4) of the Act applies does not have to comply with the requirement in subsection 911A(1) of the Act to hold an Australian financial services licence for the provision to wholesale clients of general advice that relates to securities, debentures, stocks or bonds of the entity and is contained in a document offering those securities, debentures, stocks or bonds for issue.

Endnotes

Endnote 1—Instrument history

Instrument number  Date of FRL registration     Date of commencement  Application, saving or transitional provisions
2016/356           6/6/2016 (see FF2016L00998)  8/6/2016
2016/895           23/9/2016 (see F2016L01486)  27/9/2016             -

Endnote 2—Amendment history
ad. = added or inserted     am. = amended     LA = Legislation Act 2003    rep. = repealed     rs. = repealed and substituted
Provision affected   How affected
Section 2            rep. s48D LA
Section 7            ad. 2016/895