Document ID: chunk:federal_register_of_legislation:F2022L00761:body:0:p4
Version: federal_register_of_legislation:F2022L00761
Segment Type: other
Provision Reference: 
Character Range: 8212–9677

the financial year; and

              (ii)  which are prepared in accordance with accounting standards and principles which are generally accepted in Hong Kong;

            (b)   an unaudited return in substantially the same form as the Annual Audited Risk-Based Return, which accurately reflects BCAL's accounts and its financial position as at the end of BCAL's financial year;

            (c)   a Risk-Based Return Declaration relating to the unaudited return provided under paragraph 7(4)(b), authorised by one director of BCAL;

            (d)   the annual Financial Resources Return and the related audit report submitted by BCAL to the SFC in respect of the financial year;

            (e)   a statement in the form set out in Form 6 of Schedule 1C to the Capital Rules, dated and signed by a director of BCAL; and

            (f)    a group structure chart showing BCAL's corporate ownership structure starting at the ultimate parent, the immediate parent, BCAL, any subsidiaries (including nominee companies of BCAL) and any related/associated companies of BCAL that are involved in activities related to BCAL acting as a Participant of a Market.

       Note:  The conditions imposed on a waiver must be complied with in order for the waiver to be effective: subrule 1.2.1(2) of both the Capital Rules and the ASIC Market Integrity Rules (Securities Markets) 2017.

8 Expiry
  This instrument ceases to have effect at the end of 1 July 2025.