Document ID: chunk:federal_register_of_legislation:F2024C01108:reg:8:p2
Version: federal_register_of_legislation:F2024C01108
Segment Type: reg
Provision Reference: reg 8 (pt 2/6)
Character Range: 289693–292586

Equity Market Products admitted to Official Quotation or Trading Status on a Market and notified by the operator of that Market under the operating rules of that Market in accordance with subrule (4); and
(d)       Category D Equity Market Products means all Equity Market Products that are not Category A, B or C Equity Market Products.

(4) For the purposes of subrule (3), the notification given by a Market operator:
(a)        must be published on its website and notified in writing to the operator of any other Market where the Equity Market Product is able to be traded; and
(b)       takes effect from the day following the notification.

6.4.2 Dealings to which this Part does not apply

For the avoidance of doubt, this Part does not apply to:
(a)        a Relevant Participant transmitting an Order to another Participant for the purposes of the second Participant transmitting the Order to an Order Book or Crossing System;
(b)       primary market actions, including an issue or allotment of, application or subscription for a Relevant Product, or acceptance of an offer under an Off-Market Bid;
(c)        the delivery of a Relevant Product under a securities lending arrangement; and
(d)       Exchange-Traded Fund Special Trades within the meaning of the term "ETF Special Trade" given by the operating rules of a Market.

Chapter 7: Regulatory Data and data feeds

Part 7.1 Data feeds

7.1.1 Provision of live electronic data from the Trading Platform
(1) A Market operator must deliver, or procure delivery of, a live feed of the electronic data items set out in subrule (2) as generated on or by its Trading Platform to ASIC or to a service provider nominated by ASIC and notified to the Market operator in accordance with Rule 7.1.2.
(1A) A Market operator must keep the electronic data referred to in subrule (1) for a period of seven years.

Order information from Trading Platform

(2) Electronic data provided pursuant to subrule (1) must contain such data items and fields which are generated on or by the Market operator's Trading Platform containing all Orders entered on the Market operator's Trading Platform, being:
 1.         order price and volume entries;
(b)       order amendments;
(c)        trade price and volume entries;
(d)       any special trade condition codes;
(e)        broker number and identifier code;
(f)        participant operator cross-reference data, where that data is available;
(g)       information comprising details of the financial products traded through the Trading Platform, being:
 1.          name of Issuer or publicly available issuer code;
(ii)       tick size;
(iii)     lot size;
(iv)      basis of quotation;
(v)       time stamps on all order entries, trades, amendments, cancellations and deletions; and
(vi)      unique order identifier or, if this is not available, unique order series identifier;
(ga) information