Document ID: chunk:federal_register_of_legislation:F2018L01390:body:0:p15
Version: federal_register_of_legislation:F2018L01390
Segment Type: other
Provision Reference: 
Character Range: 38897–41974

a Category C insurer) or authorised insurance NOHC is any person who is:
       (a)          a director of the APRA-regulated institution;
       (b)          a senior manager of the institution;
       (c)          for a general insurer, the Appointed Auditor;
       (d)          for a general insurer, the Appointed Actuary and the Reviewing Actuary;
       (e)          a responsible auditor who provides any report in relation to the authorised insurance NOHC that is required to be prepared by an auditor under the Insurance Act, prudential standards made under the Insurance Act or reporting standards under FSCODA; or
       (f)           a person who performs activities for a subsidiary of the APRA-regulated institution where those activities may materially affect the whole, or a substantial part, of the business of the APRA-regulated institution or its financial standing, either directly or indirectly.
2.             References to a subsidiary in subparagraph 1(f) of this Attachment do not apply to a subsidiary that is an RSE licensee.

Attachment D - Responsible persons of Category C insurers
     1. A responsible person of a Category C insurer is any person who is:
       (a)          a senior manager of the Category C insurer who is, except in the case of the senior officer outside Australia referred to in paragraph 25(d) of this Prudential Standard, ordinarily resident in Australia;
       (b)          the Category C insurer's agent in Australia where the agent in Australia is an individual[29];
       (c)          a director of the Category C insurer's agent in Australia where the agent in Australia is a corporate agent;
       (d)          a senior manager of the Category C insurer's agent in Australia where the agent in Australia is a corporate agent;
       (e)          the Appointed Auditor of the Category C insurer;
       (f)           the Appointed Actuary and the Reviewing Actuary of the Category C insurer; or
       (g)          a person who performs activities for a subsidiary of the Category C insurer that the Category C insurer controls as part of its Australian operations, where:
(i)                   those activities may materially affect the whole, or a substantial part, of the business of the Category C insurer or its financial standing, either directly or indirectly; and
(ii)                   the person is ordinarily resident in Australia.
2.             References to a subsidiary in subparagraph 1(g) of this Attachment do not apply to a subsidiary that is an RSE licensee.

Attachment E - Responsible persons of life companies and registered life NOHCs
     1. A responsible person of a life company (other than an EFLIC) or registered life NOHC is any person who is:
       (a)          a director of the APRA-regulated institution;
       (b)          a senior manager of the institution;
       (c)          for a life company, the Auditor;
       (d)          for a life company, the Appointed Actuary;
       (e)          a responsible auditor who is required, in relation to a registered life NOHC, to