Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:4:p3
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 4 (pt 3/5)
Character Range: 74559–77259

or letters, or other symbols.
 (3) However, this regulation does not apply to use of the letters ADI as part of another word.
            Example: The letters adi appear in the word traditional.  This regulation does not apply to use of the word traditional.
 (4) If an item in Part 4 of Schedule 6 applies in relation to the name, the application must be accompanied by the written consent of the Minister who is specified in the item.
 (5) If an item in Part 5 of Schedule 6 applies in relation to the name, the application must be accompanied by the written consent of the public authority, instrumentality or agency that is specified in the item.

2B.6.02A  Exemption from requirement to include "Limited" in name
 (1) For the purposes of subsections 5H(5) and 5I(1) of the Act, subsection 148(2) of the Act does not apply in relation to Westpac Banking Corporation (ABN 33 007 457 141).
 (2) For the purposes of subsection 5I(1) of the Act, the Westpac Banking Corporation (Transfer of Incorporation) Act 2000 (NSW) is the specified law.

2B.6.03  Exemptions from requirement to set out name and ACN on certain documents (Act s 155)
  For section 155 of the Act, the exemptions provided for in Schedule 7 apply in relation to the requirements of subsection 153(2) of the Act.

Chapter 2C—Registers

Part 2C.1—Registers generally

Division 2C.1.1—Location of register

2C.1.01  Form of notice
  A notice to be lodged under subsection 172(2) of the Act must be in a form approved by ASIC (if a form has been approved).

Division 2C.1.2—Right to inspect and get copies of register

2C.1.02  Form of register
  For subsection 173(3) of the Act, a copy of a register must be provided as a delimited text file:
 (a) produced by a commercially available spreadsheet or database application; and
 (b) copied onto a CD‑ROM or a USB portable memory device.

2C.1.03  Improper purposes for getting copy of register
  For paragraph 173(3A)(b) of the Act, the following purposes are prescribed:
 (a) soliciting a donation from a member of a company;
 (b) soliciting a member of a company by a person who is authorised to assume or use the word stockbroker or sharebroker in accordance with section 923B of the Act;
 (c) gathering information about the personal wealth of a member of a company;
 (d) making an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act;
 (e) making an invitation that, were it an offer to purchase a financial product, would be an offer that satisfies paragraphs 1019D(1)(a) to (d) of the Act.
Note: See subsection 1019D(1) of the Act for a description of unsolicited offers to purchase financial products off‑market.

2C.1.04  Information to be included in application for