Document ID: chunk:federal_register_of_legislation:F2024C01249:clause:2_5:p8
Version: federal_register_of_legislation:F2024C01249
Segment Type: clause
Provision Reference: sch 2 cl 5 (pt 8/9)
Character Range: 2021706–2024599

partner in, or an employee of, the participant.

(signature of an officer of the SEGC)

(under the signature add the words 'For the Securities Exchanges Guarantee Corporation')

(add the date of signature)

* Omit if not applicable

Form 721
(regulation 7.5.80)

Corporations Regulations 2001

NOTICE OF DISALLOWANCE OF CLAIM AGAINST THE SECURITIES EXCHANGES GUARANTEE CORPORATION

(Set out the name and address of the claimant or the claimant's solicitor and an appropriate form of salutation)

In relation to (insert name of the dealer to whom the claim relates), *formerly carrying on / *carrying on business at (insert business address of the dealer).

The *Board of the Securities Exchanges Guarantee Corporation / *delegate of the Board of the Securities Exchanges Guarantee Corporation under section 890C of the Corporations Act 2001 has considered your claim against the Corporation in respect of (insert description of the circumstances giving rise to the claim and the loss allegedly suffered by the claimant).

After considering all the available evidence, the Corporation has decided that the claim under *regulation (insert relevant regulation number) / *regulations (insert relevant regulation numbers) should be *disallowed / *partly disallowed to the extent set out below.
If you are not satisfied with this decision, you may bring proceedings within 3 months after service of this notice (see section 888H of the Act).

Yours sincerely,

(signature of an officer of the Corporation)

(under the signature add the words 'for the Securities Exchanges Guarantee Corporation')
(add the date of signature)

(If the claim has been partly disallowed, insert a heading

'PARTICULARS OF PARTIAL DISALLOWANCE'

and specify the necessary particulars under it)

* Omit if not applicable

Form 905

Registration no:

Corporations Act 2001

PARTICULARS OF CESSATION OR CHANGE RELATING TO A PERSON REGISTERED AS AN AUDITOR UNDER SUBSECTION 1287(1)

Surname              First or given names

Residential address

*1. CESSATION
  On (insert date) , I ceased to practise as an auditor. I request ASIC to exercise its discretion under subsection 1290(1) and cancel my registration as an auditor.

*2. CHANGE OF NAME
  On (insert date) , I changed my name
  from:
  to:

*3. CHANGE IN OTHER PARTICULARS
  *On (insert date) , the full address of the principal place at which I practise was changed from:
  to: (insert full address)

   *On (insert date) , the full address of a place at which I practise was changed from:
   to: (insert full address)

   *On (insert date) , I commenced to practise at: (insert full address)

  *On (insert date) , I commenced to practise under a name and style other than my own at:              (insert full address)

  *On (insert date) , I ceased to practise at: (insert full address)

  *On (insert date) , the *name/*address of a firm of which I