Document ID: chunk:federal_register_of_legislation:F2021L01104:body:0:p7
Version: federal_register_of_legislation:F2021L01104
Segment Type: other
Provision Reference: 
Character Range: 17872–20844

investment funds.

Item 2.4.2                      Report equity securities held that were issued by resident other private non-financial corporations.

Item 2.5                        Report equity securities held that were issued by resident financial institutions.

Item 2.5.1                      Report equity securities held that were issued by resident ADIs.

Item 2.5.2                      Report equity securities held that were issued by resident registered financial corporations.

Item 2.5.3                      Report equity securities held that were issued by resident life insurance corporations.

Item 2.5.4                      Report equity securities held that were issued by resident other insurance corporations.

Item 2.5.5                      Report equity securities held that were issued by resident financial auxiliaries.

Item 2.5.6                      Report equity securities held that were issued by resident securitisers.

Item 2.5.7                      Report equity securities held that were issued by resident money-market investment funds.

Item 2.5.8                      Report equity securities held that were issued by resident non-money-market financial investment funds.

Item 2.5.9                      Report equity securities held that were issued by resident financial institutions other than those reported in items 2.5.1 to 2.5.8.

                                Include:

                                     * self-managed superannuation funds;
                                     * other superannuation funds; and
                                     * financial institution n.e.c..
                                     * Item 2.5.9 is a derived item.  Report the value of equity securities held in item 2.5.9 as item 2.5 less the sum of items 2.5.1 to 2.5.8 inclusive.

    3.             Total equity securities issued by non-residents

Item 3 collects information on the value of equity securities held by the ADI or RFC that were issued by non-resident entities.

Report all equity securities, including securities held for trading and securities not held for trading, in non-resident entities regardless of whether they are listed on an exchange.

Exclude equity securities issued by residents.  Note that this treatment differs from the ARF 720.0A where equity securities issued by residents are not separately identified.

Column 1   Report the market value.

Item 3                          Report equity securities held that were issued by non-residents.

Item 3.1                        Of the amount reported in item 3, report the value issued by related parties.

Item 3.2                        Of the amount reported in item 3, report the value of preference shares.

[1] To avoid doubt, if the due date for a particular reporting period falls on a day other than a usual business day, an ADI or RFC is nonetheless required to submit the information required no later than the due date.