Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:2:p18
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 2 (pt 18/26)
Character Range: 1581221–1584787

10.2.166 Defamation
10.2.167 Power of Court to restrain dealings with futures broker's bank accounts
10.2.168 Power of Court to restrain dealings with futures broker's bank accounts
10.2.169 Sequence of transmission and execution of orders
10.2.170 Dealings by employees of futures brokers and futures advisers
Division 31—Effect on fundraising of transition to licensed markets and licensed CS facilities
10.2.171 Sale offers that need disclosure
10.2.172 Prospectus content—specific disclosures
10.2.173 Issuing or transferring the securities under a disclosure document
10.2.174 Choices open to person making an offer if disclosure document condition not met or disclosure document defective
10.2.175 Restrictions on advertising and publicity
Division 32—Effect on product disclosure of transition to licensed markets and licensed CS facilities
10.2.176 Offers that do not need disclosure
10.2.177 Prospectus content—general disclosure test
10.2.178 Prospectus content—specific disclosures
10.2.179 Futures broker to give certain information to prospective client
Division 33—Effect on Corporations Regulations 2001 of transition of financial service providers and transition to licensed markets and licensed CS facilities
10.2.180 Licence conditions—investment advice to retail investors
10.2.181 Exemption from licensing—certain dealings
10.2.182 Exemption from licensing—managed investment schemes
10.2.183 Exempt dealer
10.2.184 Exempt securities and interests
10.2.185 Transactions in prescribed circumstances
10.2.186 Exempted transaction
10.2.187 Charging brokerage on principal transactions
10.2.188 Exemption from subsection 844(2) of old Corporations Act
10.2.189 Exemption: Part 8.3 of old Corporations Act—certain futures contracts
10.2.190 Exemption of certain transactions from subsection 1206(1) of old Corporations Act
10.2.191 Exemption of certain transactions from subsection 1207(1) of the old Corporations Act
10.2.192 Which futures broker to comply with subsection 1207(1) of old Corporations Act in relation to certain transactions
10.2.193 Exemption of certain transactions from paragraphs 1207(1)(g) and (h) of old Corporations Act
Division 34—Effect on certain instruments of transition of financial service providers and transition to licensed markets and licensed CS facilities
10.2.194 References to certain matters
Division 35—Streamlined licensing
10.2.195 Suspension or cancellation of streamlined licence
Division 36—Insurance multi‑agents
10.2.196 Application by holder of qualified licence
Division 37—Hawking of managed investment products
10.2.197 Hawking interest in managed investment scheme
10.2.198 Hawking financial product—other arrangements
Division 38—Security bonds issued before FSR commencement
10.2.199 Security bonds
Division 39—Disclosure documents
10.2.200 Disclosure documents—cooling‑off period
Division 41—Requirements if Product Disclosure Statement is not in existence
10.2.202 Documents equivalent to Product Disclosure Statement
Division 42—Dealing with money received for financial product before the product is issued
10.2.203 Payment of money into account
Division 43—Arrangements related to deposits with stock exchanges
10.2.204 Withdrawals from trust account
Division 44—Superannuation to which arrangements apply under the Family Law Act 1975
10.2.205 Application of amendments
Division 45—Arrangements relating to certain reporting periods
10.2.206 Fund information for retail clients for financial products that have an investment component: superannuation
10.2.207 Periodic statements for retail