Document ID: chunk:federal_register_of_legislation:F2024C01108:reg:8:p4
Version: federal_register_of_legislation:F2024C01108
Segment Type: reg
Provision Reference: reg 8 (pt 4/6)
Character Range: 294947–297779

the Market Participant on the Market operator's Trading Platform;
(c)        Market Participant type (including Trading Participant, Market Maker, or Principal Trader, as applicable); and
(d)       the type of permissions provided to each Market Participant, being permissions to trade:
 1.          Cash Market Products; or
(ii)       Derivatives Market Contracts.

Part 7.3 Material changes to operating rule procedures

7.3.1 Market operator to notify material changes to operating rule procedures
(1) Subject to subrule (2), a Market operator must notify ASIC of a material change to the written procedures made under its operating rules, within a reasonable time before adopting the change.
(2) Where a Market operator is required to make an urgent material change to the written procedures made under its operating rules, the Market operator must notify ASIC of the change as soon as practicable after making the change.

Part 7.4 Requirement to record and provide Regulatory Data

7.4.1 Application of Part

(1) This Part applies to:
(a)        the operator of a Market on or through which offers to acquire or dispose of Equity Market Products are made or accepted;
(b)       Participants of the Markets referred to in paragraph (a);
(c)        the operator of a CGS Market; and
(d)       CGS Market Participants.

(2) This Part applies to orders and transactions in:
(a)        financial products able to be traded on a Market referred to in subrule (1)(a), other than Options Market Contracts; and
(b)       CGS Depository Interests.

7.4.2 Participant to provide Regulatory Data with Orders and Trade Reports

(1) A Participant must provide Regulatory Data to a Market operator in an Order transmitted to an Order Book of that Market operator.

(2) A Participant must provide Regulatory Data to a Market operator in a Trade Report made to that Market operator, for each side of the transaction for which the Participant acted as agent on behalf of a client, or as Principal.

(3) A Participant must not disclose the Regulatory Data it provides to a Market operator under subrules (1) and (2) in connection with the Order or Trade Report other than:
(a)        to any of the following:
(i)         a person acting as agent on behalf of the Participant, to the extent there is a legitimate business reason for the person to have access to the Regulatory Data;
(ii)       the Market operator to which the Regulatory Data is provided; or
(iii)     ASIC;
(b)       for the purposes of seeking legal advice; or
(c)        as otherwise required or permitted by law,

and must take reasonable steps to ensure that a person referred to in subparagraph (a)(i) does not disclose the Regulatory Data to any person other than a person referred to in paragraph (a), or in accordance with paragraphs (b) or (c).

7.4.3 Market operator