Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:15:p54
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 15 (pt 54/73)
Character Range: 1823043–1825771

old Corporations Act to a securities exchange or a stock exchange includes a licensed market for securities.
 (3) A reference in paragraph (a) of the definition of member organisation in section 9 of the old Corporations Act to the business rules of a securities exchange or a stock exchange includes the operating rules of a licensed market for securities.
 (4) A reference in paragraph (b) of the definition of member organisation in section 9 of the old Corporations Act to a futures organisation includes a licensed market for derivatives.
 (5) A reference in paragraph (b) of the definition of member organisation in section 9 of the old Corporations Act to a member of a futures organisation includes a participant of a licensed market for derivatives.
 (6) A reference in subparagraph (b)(ii) of the definition of member organisation in section 9 of the old Corporations Act to a partnership that a futures organisation recognises as a member organisation includes a partnership that a market licensee recognises as a member organisation.

10.2.143  Non‑broker
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
 (2) A reference in the definition of non‑broker in section 9 of the old Corporations Act to a futures broker or one of 2 or more persons who together constitute a futures broker includes:
 (a) a financial services licensee; and
 (b) one of 2 or more persons who together constitute a financial services licensee.

10.2.144  Non‑dealer
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
 (2) A reference in the definition of non‑dealer in section 9 of the old Corporations Act to a dealer or one of 2 or more persons who together constitute a dealer includes:
 (a) a financial services licensee; and
 (b) one of 2 or more persons who together constitute a financial services licensee.

10.2.145  Securities law
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
 (2) A reference in the definition of securities law in section 9 of the old Corporations Act to Chapter 7 of the old Corporations Act includes Chapter 7 of the amended Corporations Act.

10.2.146  Marketable parcel
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
 (2) A reference in the definition of marketable parcel in section 761 of the old Corporations Act to a stock market of a securities exchange includes a licensed market for securities.
 (3) A reference in the definition of marketable parcel in section 761 of the old Corporations Act to the relevant business rules of a stock market of a securities exchange includes the relevant operating rules of a