Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:15:p59
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 15 (pt 59/73)
Character Range: 1835490–1838251

for derivatives.
 (3) A reference in subparagraph 1213(2)(b)(vii) of the old Corporations Act to the futures market of a futures exchange includes a licensed market for derivatives.
 (4) A reference in paragraph 1213(4)(d) of the old Corporations Act to another futures broker includes a financial services licensee.
 (5) A reference in subsection 1213(5) of the old Corporations Act to a futures exchange includes an operator of a licensed market for derivatives.
 (6) A reference in subsection 1213(5) of the old Corporations Act to a member includes a participant of a licensed market for derivatives.
 (7) A reference in subsection 1213(5) of the old Corporations Act to recording a matter pursuant to subsection 1270(3) of the old Corporations Act includes recording a matter for section 1101C of the amended Corporations Act.

10.2.164  Property in custody of futures broker
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 3 of the table in section 1430 of the Act.
 (2) A reference in paragraph 1214(1)(e) of the old Corporations Act to the business rules of a futures exchange that maintained or provided a futures market includes the operating rules of a licensed market for derivatives.

10.2.165  Auditor to report to ASIC in certain cases
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 3 of the table in section 1430 of the Act.
 (2) A reference in subsection 1220(1) of the old Corporations Act to a futures exchange of which a broker is a member includes:
 (a) the operator of a licensed market for derivatives; and
 (b) the operator of a licensed CS facility that provides its services for the clearing and settlement of transactions effected through that licensed market.
 (3) A reference in paragraph 1220(1)(b) of the old Corporations Act to a futures exchange of which a broker is a member includes:
 (a) the operator of a licensed market for derivatives; and
 (b) the operator of a licensed CS facility that provides its services for the clearing and settlement of transactions effected through that licensed market.

10.2.166  Defamation
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 3 of the table in section 1430 of the Act.
 (2) A reference in paragraph 1222(1)(b) of the old Corporations Act to a futures exchange, a clearing house for a futures exchange, or a futures association includes:
 (a) the operator of a licensed market for derivatives; and
 (b) the operator of a licensed CS facility that provides its services for the clearing and settlement of transactions effected through a licensed market for derivatives.

10.2.167  Power