Document ID: chunk:federal_register_of_legislation:F2024C01031:front:0:p2
Version: federal_register_of_legislation:F2024C01031
Segment Type: other
Provision Reference: 
Character Range: 2763–3802

retail client
13 Exposure limits for exempt financial services—total limit for all services etc.
Division 2—Other ways exemption can cease
14 Exemption ceases because of ASIC decision
15 Exemption ceases if provider notifies ASIC
Part 4—Requirements for the exemption to exist
16 Lodging a valid notification for eligible financial services
Part 5—Conditions for the exemption
17 Condition—notifying all clients before providing an exempt financial service
18 Condition—notifying retail clients before providing an exempt financial service
19 Condition—notifying clients while providing an exempt financial service
20 Condition—maintaining certain procedures, memberships and arrangements
21 Condition—statements of advice
22 Condition—client money obligations
23 Condition—financial product disclosure
24 Condition—make‑good orders
Part 6—Related matters
25 Exempt intermediaries for CSF offers
Endnotes
Endnote 1—About the endnotes
Endnote 2—Abbreviation key
Endnote 3—Legislation history
Endnote 4—Amendment history

Part 1—Preliminary