Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:3:p25
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 3 (pt 25/43)
Character Range: 764800–767535

(A) informing a person (person 2) that a financial services licensee, or a representative of the financial services licensee, is able to provide a particular financial service, or a class of financial services; and
 (B) giving person 2 information about how person 2 may contact the financial services licensee or representative;
 (ii) person 1 is not a representative of the financial service licensee, or of a related body corporate of the financial services licensee;
 (iii) person 1 discloses to person 2, when the service is provided:
 (A) any benefits (including commission) that person 1, or an associate of person 1, may receive in respect of the service; and
 (B) any benefits (including commission) that person 1, or an associate of person 1, may receive that are attributable to the service;
 (iv) the disclosure mentioned in subparagraph (iii) is provided in the same form as the information mentioned in subparagraph (i);
 (ea) a financial service provided by a person (person 1) in the following circumstances:
 (i) the service consists only of:
 (A) informing a person (person 2) that a financial services licensee, or a representative of the financial services licensee, is able to provide a particular financial service, or a class of financial services; and
 (B) giving person 2 information about how person 2 may contact the financial services licensee or representative;
 (ii) person 1 is a representative of the financial service licensee, or of a related body corporate of the financial services licensee;
 (f) a financial service provided in the following circumstances:
 (i) a person (person 1) is a person that is not in the jurisdiction;
 (ii) person 1 arranges, on behalf of another person (person 2), for a holder of an Australian financial services licence to deal in a financial product;
 (iii) person 1 believes on reasonable grounds that person 2 is not in the jurisdiction;
 (fa) a financial service is provided in the following circumstances:
 (i) a person (person 1) is a person that is not in the jurisdiction;
 (ii) person 1 enters into an arrangement with the holder of an Australian financial services licence under which a financial product, or a beneficial interest in a financial product, is to be held on trust for, or on behalf of, another person (person 2);
 (iii) person 1 believes on reasonable grounds that person 2 is not in the jurisdiction;
 (g) a financial service provided in the following circumstances:
 (i) a person (person 1) is a person that is not in the jurisdiction;
 (ii) person 1 believes on reasonable grounds that another person (person 2) is not in the jurisdiction;
 (iii) person 1 deals on behalf of person 2 in a financial product that cannot be traded on a licensed