Document ID: chunk:federal_register_of_legislation:C2004A01334:clause:11a_672da:p1
Version: federal_register_of_legislation:C2004A01334
Segment Type: clause
Provision Reference: sch 11A cl 672DA (pt 1/3)
Character Range: 406125–408762

672DA  Register of information about relevant interests in listed company or listed managed investment scheme

 (1) A listed company, or the responsible entity for a listed managed investment scheme, must keep a register of the following information that it receives under this Part on or after 1 January 2005 (whether the information is received pursuant to a direction the company, or responsible entity, itself gives under section 672A or is received from ASIC under section 672C):
 (a) details of the nature and extent of a person's relevant interest in shares in the company or interests in the scheme;
 (b) details of the circumstances that give rise to a person's relevant interest in shares in the company or interests in the scheme;
 (c) the name and address of a person who has a relevant interest in shares in the company or interests in the scheme;
 (d) details of instructions that a person has given about:
 (i) the acquisition or disposal of shares in the company or interests in the scheme; or
 (ii) the exercise of any voting or other rights attached to shares in the company or interests in the scheme; or
 (iii) any other matter relating to shares in the company or interests in the scheme;
 (e) the name and address of a person who has given instructions of the kind referred to in paragraph (d).
The register must be kept in accordance with this section.

 (2) A register kept under this section by a listed company must be kept at:
 (a) the company's registered office; or
 (b) the company's principal place of business in this jurisdiction; or
 (c) a place in this jurisdiction (whether or not an office of the company) where the work involved in maintaining the register is done; or
 (d) another place in this jurisdiction approved by ASIC.

 (3) A register kept under this section by the responsible entity of a listed managed investment scheme must be kept at:
 (a) the responsible entity's registered office; or
 (b) the responsible entity's principal place of business in this jurisdiction; or
 (c) a place in this jurisdiction (whether or not an office of the responsible entity) where the work involved in maintaining the register is done; or
 (d) another place in this jurisdiction approved by ASIC.

 (4) The company, or the responsible entity, must lodge with ASIC a notice of the address at which the register is kept within 7 days after the register is:
 (a) established at a place that:
 (i) is not the registered office of the company or responsible entity; and
 (ii) is not at the principal place of business of the company or responsible entity in this jurisdiction; or
 (b) moved from one place to