Document ID: chunk:federal_register_of_legislation:C2025C00182:section:5:p3
Version: federal_register_of_legislation:C2025C00182
Segment Type: section
Provision Reference: s 5 (pt 3/7)
Character Range: 24798–27483

person.
Note: For paragraph (aa), officer is defined in this subsection.
engage in conduct:
 (a) in Division 2 of Part 2—has the meaning given by subsection 12BA(2); and
 (b) in the other provisions of this Act—means do an act or omit to do an act.
examination means an examination of a person pursuant to a requirement made under section 19.
excluded provisions means section 12A and Division 2 of Part 2.
expenses, in relation to an investigation under Division 1 of Part 3, includes costs and expenses incurred in relation to a proceeding begun under section 50 as a result of the investigation.
external Territory:
 (a) means a Territory referred to in section 122 of the Constitution, where an Act makes provision for the government of the Territory as a Territory; but
 (b) does not include a Territory covered by the definition of Territory in this subsection.
Note: The Australian Capital Territory, the Jervis Bay Territory, the Northern Territory, Norfolk Island and the Territories of Christmas Island and of Cocos (Keeling) Islands are covered by the definition of Territory in this subsection.
fail means refuse or fail.
financial product:
 (a) in Division 2 of Part 2—has the meaning given by section 12BAA; and
 (b) in the other provisions of this Act—has the meaning given by Division 3 of Part 7.1 of the Corporations Act.
financial service:
 (a) in Division 2 of Part 2—has the meaning given by section 12BAB; and
 (b) in the other provisions of this Act—has the same meaning as it has in the Corporations Act.
Note: Some provisions of of the Corporations Act have a modified meaning when applying to CCIVs (see Part 8B.7 of that Act).
Financial Services and Credit Panel means a panel convened under subsection 139(1).
foreign business law means:
 (a) a law of a foreign country that regulates, or relates to the regulation of, business or persons engaged in business; or
 (b) a law, or rules or regulations (however described), that an international business regulator administers or enforces.
foreign country includes:
 (a) a part of a foreign country; and
 (b) when used in a provision of this Act that does not apply (either generally or in particular circumstances) to a particular external Territory—that external Territory (but only to the extent that the provision does not apply in that external Territory).
FRC means the Financial Reporting Council.
give has:
 (a) in relation to a document—a meaning affected by section 86; and
 (b) in relation to information—a meaning affected by section 6.
hearing, in this section and Part 3, means a hearing before ASIC and, in sections 52, 54, 55 and 56, includes a part of such a hearing.
House means a House of the