Document ID: chunk:federal_register_of_legislation:F2024C01108:front:0:p6
Version: federal_register_of_legislation:F2024C01108
Segment Type: other
Provision Reference: 
Character Range: 17983–20855

Product or a CGS Depository Interest, determined under subrule 8.1.1(1).
AOP Annual Notification has the meaning given by subrule 5.6.8B(1).
AOP Annual Review has the meaning given by Rule 5.6.8A.
AOP Annual Review Date means 1 November each calendar year.
AOP Client means a person who is a client of a Participant and who is permitted by a Participant to submit Trading Messages into the Participant's system.
AOP Initial Certification has the meaning given by Rule 5.6.6.
AOP Material Change Review has the meaning given by subrule 5.6.8(1).
Approved Ratings Agency means a credit rating agency holding an AFSL authorising it to give general advice by issuing a credit rating.
AQUA Product means a financial product which is:
 1.         a financial product issued by or provided pursuant to a Managed Fund;
 2.        an ETF Security; or
 3.         a Structured Product;
which is admitted to Trading Status as an AQUA Product or to the AQUA Quote Display Board.
AQUA Product Issuer means an entity which issues, distributes or makes available AQUA Products and which has been admitted as an AQUA Product Issuer.
AQUA Quote Display Board means the facility provided by a Market operator for AQUA Product Issuers and Trading Participants to advertise their interest in acquiring or disposing of AQUA Products.
ASIC means the Australian Securities and Investments Commission.
ASIC Act means the Australian Securities and Investments Commission Act 2001.
ASX means ASX Limited (ACN 008 624 691).
ASX 24 means Australian Securities Exchange Limited (ACN 000 943 377).
ASX 24 Market means the financial market operated by ASX 24 under Australian Market Licence (Australian Securities Exchange Limited) 2002.
ASX Market means the financial market operated by ASX under Australian Market Licence (ASX Limited) 2002.
ASX TradeMatch means the Order Book operated by ASX and generally known as "ASX TradeMatch", that is the Central Order Book of ASX for Equity Market Products.
Auction means an auction conducted in a Trading Platform and, in Part 8.2 of these Rules, means:
(a)        in relation to an Equity Market Product, an auction in the Equity Market Product on ASX TradeMatch; and
(b)       in relation to CGS Depository Interests, an auction in the CGS Depository Interest on the Central Order Book of the Responsible Market Operator for CGS Depository Interests.
Authorised Person means a person who:
 1.         is either:
        1.          a client of a Trading Participant;
(ii)       an agent of a client of a Trading Participant; or
(iii)     a Representative of a Trading Participant; and
(b)       is permitted by a Trading Participant to submit orders into the Trading Participant's system.
Automated Client Order Processing is the Automated Order Processing of an order submitted by an Authorised Person into a Trading Participant's system.
Automated Order