Document ID: chunk:federal_register_of_legislation:C2009A00108:clause:1_15
Version: federal_register_of_legislation:C2009A00108
Segment Type: clause
Provision Reference: sch 1 cl 15
Character Range: 27721–28727

15  After paragraph 1317E(1)(ja)
Insert:
 (jaa) subsection 985E(1) (issuing or increasing limit of margin lending facility without having made assessment etc.);
 (jab) subsection 985H(1) (failure to assess a margin lending facility as unsuitable);
 (jac) subsection 985J(1) (failure to give assessment to retail client if requested before issue of facility or increase in limit);
 (jad) subsection 985J(2) (failure to give assessment to retail client if requested after issue of facility or increase in limit);
 (jae) subsection 985J(4) (demanding payment to give assessment to retail client);
 (jaf) subsection 985K(1) (issuing or increasing limit of margin lending facility if unsuitable);
 (jag) section 985L (making issue of margin lending facility conditional on retail client agreeing to receive communications through agent);
 (jah) subsection 985M(1) (failure to notify of margin call where there is no agent);
 (jai) subsection 985M(2) (failure to notify of margin call where there is an agent);