Document ID: chunk:federal_register_of_legislation:C2025C00185:section:901d
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 901D
Character Range: 3524881–3525615

901D  Regulations may limit the persons on whom requirements may be imposed
  The regulations may provide that the derivative transaction rules:
 (a) cannot impose requirements (or certain kinds of requirements) on certain classes of persons; or
 (b) can only impose requirements (or certain kinds of requirements) on certain classes of persons in certain circumstances.
Note: A class of persons may be described by reference to any matter, including (for example):
(a) the volume of derivative transactions entered into by persons over a period; or
(b) the characteristics or nature of persons or of their businesses; or
(c) the place of residence or business of persons.

Subdivision B—Compliance with derivative transaction rules