Document ID: chunk:federal_register_of_legislation:F2024C01198:body:0:p112
Version: federal_register_of_legislation:F2024C01198
Segment Type: other
Provision Reference: 
Character Range: 313499–316634

made under the AML/CTF Act;

               (c) has been the subject of civil or criminal proceedings or enforcement action, in relation to the management of an entity, or commercial or professional activities, which were determined adversely to the remittance affiliate or any of its key personnel (including by the remittance affiliate or any of its key personnel consenting to an order or direction, or giving an undertaking, not to engage in unlawful or improper conduct) and which reflected adversely on the remittance affiliate's competence, diligence, judgement, honesty or integrity;

              and if so, the details of each instance as the case may be, for the remittance affiliate and each of its key personnel.

    Note: The above does not affect the operation of Part VIIC of the Crimes Act 1914, which means that certain convictions that are spent convictions are not required to be disclosed under these AML/CTF Rules.

           (37) Details of whether the remittance affiliate is:

               (a) a subsidiary of another entity or entities; or

               (b) controlled by another entity or entities; and

               if so

               (c) the full names, addresses, positions and titles of the directors of the other entity or entities; and

               (d) the ACN, ABN, ARBN (or foreign equivalent) of the other entity or entities (as applicable);

           (38) the business contact details of the individual who completed the remittance affiliate's application for registration, comprising:

               (a) full name;

               (b) position or title;

               (c) date of birth (optional);

               (d) telephone number;

               (e) facsimile number (if applicable);

               (f) email address; and

               (g) postal address.

If the person is registered as an independent remittance dealer or if a person is an independent remittance dealer who is also registered as a remittance affiliate

           (39) The business name(s) under which the person is carrying on a business, or proposes to carry on a business, of providing a registrable designated remittance service;

           (40) a description of whether the person is operating as an individual, company, partnership, trust or through any other legal structure;

           (41) the full street address of the person's principal place of business at which the person provides or proposes to provide a designated service, not being a branch of that person;

           (42) if the person has an ACN or ARBN – that number;

           (43) if the person has an ABN – that number;

           (44) if the person holds an Australian financial services licence (AFSL) –the number of that licence;

           (45) if the person holds an Australian credit licence – the number of that licence;

           (46) the foreign equivalent of the ACN, ABN, ARBN, AFSL or Australian credit licence number, together with the country in which the number was issued;

           (47) if the person is registered or licensed in a foreign country to provide remittance