Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:2:p14
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 2 (pt 14/26)
Character Range: 1568936–1572114

about membership of futures exchange
10.2.23 Status of notice to applicant
10.2.24 Status of notice to ASIC
Division 8—National Guarantee Fund
10.2.25 Status of claim against the National Guarantee Fund
10.2.26 Entitlement to make claim against the National Guarantee Fund
10.2.27 Status of future claim against the National Guarantee Fund
10.2.27A Expenditure of excess funds from National Guarantee Fund
Division 9—Claims against fidelity funds
10.2.28 Status of claim against fidelity fund
10.2.29 Entitlement to make claim against fidelity fund
10.2.29A Status of incomplete claim against fidelity fund
10.2.30 Status of future claim against fidelity fund
Division 10—Status of netting markets
10.2.31 Netting markets
10.2.32 Netting market approval granted before the FSR commencement
Division 11—Status of listed securities
10.2.33 Securities of exempt stock markets
Division 12—Miscellaneous
10.2.34 Preservation of nomination of body corporate as SEGC
Division 13—Regulated principals
10.2.35 Definitions
10.2.35A Streamlined licensing procedure for certain regulated principals
10.2.36 Persons who are not covered by section 1433 of the Act
10.2.37 Variation of conditions on financial services licence
10.2.38 Persons taken to be regulated principals: giving of incidental advice and previously exempt persons
10.2.39 Reference to offer covered by Australian financial services licence: section 911A of the Act
10.2.40 Reference to financial services licensee: section 911A of the Act
10.2.40A Need for an Australian financial services licence
10.2.41 Reference to second principal: section 911B of the Act
10.2.42 Reference to financial services licensee: section 916D of the Act
10.2.43 Status of insurance agent: section 1436A of the Act
10.2.44A Obligation to cite licence number in documents
10.2.46 When Australian financial services licence may be granted
10.2.46A When Australian financial services licence may be varied
10.2.47A Modification of pre‑FSR authority
Division 14—Financial services disclosure
10.2.48 Obligation to give Financial Services Guide for service arranged before application of Part 7.7 of the Act
10.2.48A Obligation to give a Financial Services Guide for a custodial and depository service
10.2.49 Obligation to give Financial Services Guide in relation to existing clients
10.2.50 Content of Financial Services Guide for an authorised representative that is a regulated principal or a representative of a regulated principal
10.2.50A Treatment of arrangements under which a person can instruct another person to acquire a financial product
Division 15—Other provisions relating to conduct etc
10.2.51 Sale offers that need disclosure
10.2.52 Offers that do not need disclosure: small scale offerings
10.2.52A Offers that do not need disclosure
10.2.53 Money other than loans: financial services licensee who formerly held dealer's licence
10.2.54 Money other than loans: financial services licensee who formerly held futures broker's licence
10.2.55 Money other than loans: financial services licensee who was formerly a registered insurance broker
10.2.56 Money other than loans: financial services licensee who ceases to be licensed