Document ID: chunk:federal_register_of_legislation:F2024C01249:clause:2_5:p4
Version: federal_register_of_legislation:F2024C01249
Segment Type: clause
Provision Reference: sch 2 cl 5 (pt 4/9)
Character Range: 2010933–2014102

(subsection 206GAA(6))
Form 589

Corporations Act 2001

Subsection 206GAA(6)

Notice of disqualification from managing corporations

IN THE MATTER of (1)__________________________________

Notice of disqualification from managing corporations

under subsection 206GAA(6) of the Corporations Act 2001.

To: (2) ________________________________________________________

ASIC has given you notice in the prescribed form requiring you to demonstrate why you should not be disqualified from managing corporations and has given you an opportunity to be heard on the question.

TAKE NOTICE THAT having regard to the Notice to Demonstrate Why Disqualification Should Not Occur dated ___________(3) issued by _________

____________(4) and your opportunity to be heard ASIC is satisfied that your disqualification pursuant to section 206GAA of the Corporations Act 2001 is justified.

YOU ARE DISQUALIFIED from the time of service of this notice for a period of _______(5) years from managing corporations without the leave of ASIC.

Please note the extent of the legal prohibitions on your management of corporations under section 206A of the Corporations Act 2001.

Dated this ________________ day of ___________________(6)

Signed …………………………………………………………

_____________________________________

(7) Delegate of the Australian Securities and Investments Commission

DIRECTIONS

       (1) Insert the name of person being disqualified.
       (2) Insert the name of person being disqualified.
       (3) Insert date of Notice to Demonstrate Why Disqualification Should Not Occur.
       (4) Insert name of delegate who issued Notice to Demonstrate Why Disqualification Should Not Occur.
       (5) Insert number of years disqualified.
       (6) Insert date of notice.
       (7) Insert full name of delegate signing notice.

Form 719
(regulations 7.5.90 and 7.5.92)

Corporations Regulations 2001

STATEMENT ABOUT PAYMENTS OUT OF FINANCIAL INDUSTRY DEVELOPMENT ACCOUNT

   1. The name of the market licensee to which this statement relates is (insert name of market licensee).
   2. This statement relates to the financial year ending on (insert date) (the relevant financial year).
   3. Specify in respect of each purpose approved by the Minister under subregulation 7.5.88 of the Regulations:
(a) the terms of the purpose as so approved are:
 (insert terms)
(b) the date of that approval was (date);
(c) the amount of payments made for that purpose during the relevant financial year was $(amount);
(d) the total, as at the end of the relevant financial year, of all payments made for this purpose in the relevant financial year and previous financial years was $(amount);
(e) further payments for this purpose *are / *are not envisaged.
   4. The total of payments for all purposes in respect of the relevant financial year was $(amount).

REPORT OF AUDITOR

*I/We (insert name of the auditor or auditors signing this report), report that:
(a) *I / *We have audited the above statement; and
(b) it accurately represents the payments that it mentions.

       Dated

       (signature of auditor)
(under the signature add the name