Document ID: chunk:federal_register_of_legislation:F2023C00564:reg:10
Version: federal_register_of_legislation:F2023C00564
Segment Type: reg
Provision Reference: reg 10
Character Range: 54211–55346

10                                                     Securities and unit registry services to securities and unit issuers, including the following:
                                                       (a) managing portfolios of assets;
                                                       (b) allotting of share issues;
                                                       (c) making dividend payments;
                                                       (d) receiving applications for issue of shares;
                                                       (e) performing a redemption or capital repayment;
                                                       (f) placing scrip orders;
                                                       (g) bonus issues;
                                                       (h) scrip settlement;
                                                       (i) client account processing;
                                                       (j) transaction processing and recording;
                                                       (k) handling investor inquiries
Loans services