Document ID: chunk:federal_register_of_legislation:F2021L01099:body:0:p13
Version: federal_register_of_legislation:F2021L01099
Segment Type: other
Provision Reference: 
Character Range: 36948–40236

other resident financial institutions other than those reported above;
                * 'PNFIF equity' for equity securities issued by resident private non-financial investment funds;
                * 'Other PNFC equity' for equity securities issued by resident other private non-financial corporations;
                * 'Other resident equity' for any equity securities issued by residents other than those reported above;
                * 'Non-resident equity' for equity securities issued by non-residents; and
                * 'Other' for any assets other than those reported above.

Column 9   Report the currency of the security sought.

           Unit of measurement: report column 9 as a three-letter ISO 4217 currency code.

Column 10  Report the market value of the security sought.

Column 11  Report the lending fee/premium or rebate rate.

           Unit of measurement: report column 11 as a per cent to two decimal places.

Item 5  For each securities lending transaction outstanding as at the end of the reporting period, provide a unique transaction identification number and details on the securities loan – whether the securities loan was an exclusive contract, intermediated and/or centrally cleared, the counterparty sector, counterparty jurisdiction, residual maturity of the securities loan, the security type for the security sought, the currency and market value of the security sought and the lending fee/premium or rebate rate.

    6.             Securities lending stocks – collateral characteristics

Item 6 collects information on securities lending outstanding as at the end of the reporting period. Report detail on the characteristics of each piece of collateral held against the securities lending transaction in item 6 against the securities lending transaction's unique transaction identification number.

For example, if a securities lending transaction involves two pieces of collateral, there must be two entries against the unique transaction identification number in item 6 – one for each piece of collateral.  If one piece of collateral is used under multiple securities lending transactions, then apportion and report the collateral separately for each securities lending transaction.

SBR: submit item 6 with accounting type of debit (assets).

Column 1  Report the unique transaction identification number.

          Unit of measurement: report column 1 as an alphanumeric value.

Column 2  Report whether the collateral is managed by a tri-party agent.

          Unit of measurement: report column 2 as Y or N.

Column 3  Report whether the collateral is available for re-use.

          Unit of measurement: report column 3 as Y or N.

Column 4  Report the collateral type.
          Unit of measurement: report column 4 as text selected from the collateral type list below.
          The collateral type list options are:
               * 'Cash' for cash;
               * 'ST AGS' for short-term Australian Government Securities;
               * 'LT AGS' for long-term Australian Government Securities;
               * 'ST SGS' for short-term semi‑government securities;
               * 'LT SGS' for long-term semi‑government securities;
               * 'NCD' for negotiable certificates of deposit (NCDs) issued