Document ID: chunk:federal_register_of_legislation:F2023C00489:reg:9
Version: federal_register_of_legislation:F2023C00489
Segment Type: reg
Provision Reference: reg 9
Character Range: 13317–15358

9  Requests to open Registry account
 (1) A person may request the Regulator to open a Registry account in the person's name.
 (2) The person who makes the request:
 (a) if the person is not an individual—must nominate an authorised representative; or
 (b) if the person is an individual—may nominate an authorised representative.
 (3) The request must:
 (a) be made in the approved form; and
 (b) subject to subregulation (4), include the information that is required by the approved form.
Note: Identity evidence for the person making the request, and for associated persons, must also be given to the Regulator at the time of the request: see Division 2.2.
 (4) The approved form may require information specified in subregulation (5) to be provided if the information is relevant to the person making the request, or an authorised representative, officer, employee or trustee of the person.
 (5) The information is the following:
 (a) a person's full name, address and contact details;
 (b) a person's business name and, if different, trading name;
 (c) the address of a person's principal place of business;
 (d) a person's ABN, ACN, ARBN, GST registration number, Indigenous corporation number or other unique number;
 (e) an individual's date of birth and residential address;
 (f) each name by which an individual is known by;
 (g) a person's status as one of the following:
 (i) an individual, including an individual who is a sole trader;
 (ii) a body corporate;
 (iii) a corporation sole;
 (iv) a body politic;
 (v) a local governing body;
 (vi) a trust;
 (h) a description of the form in which a body corporate has been incorporated;
 (i) a description of the type of trust a trust is;
 (j) the full name and date of birth of the beneficiaries of a trust;
 (k) details about a class of which beneficiaries of a trust are members;
 (l) each jurisdiction in which a person operates;
 (m) the full name, address and contact details of any Australian agent through which a body corporate that is a foreign person conducts business.