Document ID: chunk:federal_register_of_legislation:F2024C01109:front:0:p26
Version: federal_register_of_legislation:F2024C01109
Segment Type: other
Provision Reference: 
Character Range: 67930–70856

Variation for both the day of the reconciliation and the prior day;
 2.         the percentage amount of the Variation for both the day of the reconciliation and the prior day;
 3.         an explanation of the reason for a Variation, if the dollar amount of the Variation is more than, or less than, zero; and
 4.        where the movement in Total Futures Client Monies is greater than 20% from the prior day, an explanation of the reason.

2.3.3 Monthly reconciliation of clients' funds
(1) A Market Participant must perform an accurate reconciliation, of the aggregate balance held by it at the close of business on the last business day of each calendar month in clients' segregated accounts maintained under Rule 2.2.6 and the corresponding balance as recorded in the Market Participant's accounting records.
(2) Each reconciliation referred to in subrule (1) must be given to ASIC by the last business day of the calendar month following the calendar month to which the reconciliation relates.
(3) Each reconciliation referred to in subrule (1) must set out:
 1.         the date to which the reconciliation relates;
 2.        for both the last business day of the month of the reconciliation and the last business day of the prior month, the dollar amounts of:
        1.          Total Futures Client Monies;
        2.        Director/Employee Monies; and
        3.      Total Third Party Client Monies;
 1.         for both the last business day of the month of the reconciliation and the last business day of the prior month, the dollar amounts of:
        1.          Clients' Segregated Account at Bank;
        2.        Deposits with ASX Clear (Futures) Client Account;
        3.      Deposits with FEX Clearer Client Account;
        4.       Deposits with ASX Clear Client Account;
        5.        Deposits with a Clearing Participant of FEX;
        6.       Deposits with a Participant of ASX Clear (Futures);
        7.     Deposits with a Participant of FEX;
        8.   Deposits with a Participant of ASX Clear;
        9.       Deposits with a Participant of ASX 24;
       10.        Deposits with a Participant of ASX;
       11.       Deposits with an Overseas Broker;
       12.     funds invested in accordance with paragraph 981C(a) of the Corporations Act; and
       13.   Total Deposits;
 1.        the dollar amount of the Variation for both the last business day of the reconciliation and the last business day of the prior month;
 2.         the percentage amount of the Variation for both the last business day of the month of the reconciliation and the last business day of the prior month;
 3.         an explanation of the reason for a Variation, if the dollar amount of the Variation is more than, or less than, zero; and
 4.        where the movement in Total Futures Client Monies is greater than 20% from the last business day of the prior month, an explanation of the reason.