Document ID: chunk:federal_register_of_legislation:C2004A03415:body:0:p1
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Australian Stock Exchange and National Guarantee Fund Act 1987

No. 6 of 1987

TABLE OF PROVISIONS
PART I—PRELIMINARY
Section
  1. Short title
  2. Commencement
PART II—AMENDMENTS OF SECURITIES INDUSTRY ACT 1980
  3. Principal Act
  4. Interpretation
  5. Insertion of new Part—
PART IIa—AUSTRALIAN STOCK EXCHANGE LIMITED
       36a. Interpretation
       36b. Incorporation
       36c. Names of Exchange and Exchange subsidiaries
       36d. Additional functions and powers
             36e. Memorandum, articles, listing rules and business rules of Exchange
       36f. New memorandum and articles of nominated exchange
       36g. Membership of Exchange
       36h. Membership of nominated exchange
             36j. Disciplinary proceedings in respect of past conduct of nominated exchange members
       36k. Seat redemption scheme
       36l. Exchange to take over main board listing agreements
       36m. Transfer of certain assets of nominated exchange
       36n. Transfer of Part VIII deposits held by nominated exchange
             36p. How Parts VIII and IX apply in relation to a local Exchange subsidiary
       36q. Appointment of new trustees of certain trusts
       36r. Transfer of assets and liabilities of AASE
       36s. Transfer of AASE employees
       36t. Part not to prejudice corresponding provisions

TABLE OF PROVISIONS—continued
Section
  6. Insertion of new section—
       42b. Qualified privilege in respect of disciplinary proceedings
  7. Repeal of sections 94a and 95 and substitution of new sections—
       94a. Interpretation
       95. Deposits to be lodged by member organisations
  8. Deposit to be proportion of trust account balances
  9. Deposits to be invested by stock exchange
  10. Accounts in respect of deposits
  11. Claims etc. not affected by this Part
  12. Insertion of new section—
       99a. Interpretation
  13. Establishment of fidelity fund
  14. Claims against the fund
  15. Insertion of new Part—
PART IXa—THE NATIONAL GUARANTEE FUND
Division 1—Interpretation
       122aa. Interpretation
       122ab. Excluded persons
       122ac. Becoming insolvent
       122ad. Permitted investments
Division 2—The Corporation
       122ba. Ministerial Council to nominate
       122bb. Functions and powers under Fund provisions
       122bc. Commission to be notified of amendments to business rules
Division 3—The Fund
       122ca. Establishment
       122cb. Property constituting Fund
       122cc. Fund to be kept in separate bank account
       122cd. Payments out of Fund
       122da. Accounts of Fund
       122db. Investment of Fund
       122dc. Interest and profits from investment of Fund
       122dd. Minimum amount of Fund
Division 4—Levies where Fund less than Minimum Amount
       122ea. Interpretation
       122eb. Levy on reportable transactions
       122ec. Payment by leviable dealer
       122fa. Revocation of levy on reportable transactions
       122fb. Levy on participating exchanges
             122fc. Levy by participating exchange on members or member organisations
Division 5—Securities Industry Development Accounts
       122ga. Interpretation
       122gb. Payments where Fund exceeds minimum amount
       122gc. Payments into and out of development account
       122gd. Investment
       122ge. Accounts
TABLE OF PROVISIONS—continued
Division 6—Contract Guarantees
Section
             122h. Interpretation
             122j. Claim by selling dealer in respect of default by buying dealer
             122k. Claim by buying dealer in respect of