Document ID: chunk:federal_register_of_legislation:C2005C00498:clause:1_761a:p5
Version: federal_register_of_legislation:C2005C00498
Segment Type: clause
Provision Reference: sch 1 cl 761A (pt 5/7)
Character Range: 16280–19083

Australian CS facility licence.

licensed market means a financial market the operation of which is authorised by an Australian market licence.

life risk insurance product means a financial product described in paragraph 764A(1)(e).

listing rules of a financial market, or proposed financial market, means any rules (however described) that are made by the operator of the market, or contained in the operator's constitution, and that deal with:
 (a) admitting entities to, or removing entities from, the market's official list, whether for the purpose of enabling financial products of those entities to be traded on the market or for other purposes; or
 (b) the activities or conduct of entities that are included on that list.

lodge with ASIC, when used in a provision of this Chapter in relation to which regulations made for the purposes of this definition state that the lodgment is to be in a prescribed form, means lodge with ASIC in a prescribed form.

Note: See section 350 for the meaning of lodge in a prescribed form.

makes a market for a financial product has the meaning given by section 766D.

managed investment product means a financial product described in paragraph 764A(1)(b).

market licensee means a person who holds an Australian market licence.

operated in this jurisdiction:
 (a) in relation to a financial market, has a meaning affected by section 791D; and
 (b) in relation to a clearing and settlement facility, has a meaning affected by section 820D.

operating rules:
 (a) of a clearing and settlement facility, or proposed clearing and settlement facility, means any rules (however described) made by the operator of the facility, or contained in the operator's constitution, that deal with:
 (i) the activities or conduct of the facility; or
 (ii) the activities or conduct of persons in relation to the facility;
  but does not include any such rules that deal with matters in respect of which licensed CS facilities must have written procedures under regulations made for the purposes of subsection 822A(2); or
 (b) of a financial market, or proposed financial market, means any rules (however described), including the market's listing rules (if any), that are made by the operator of the market, or contained in the operator's constitution, and that deal with:
 (i) the activities or conduct of the market; or
 (ii) the activities or conduct of persons in relation to the market;
  but does not include:
 (iii) any such rules that deal with matters in respect of which licensed markets must have written procedures under regulations made for the purposes of subsection 793A(2); or
 (iv) compensation rules within the meaning of Part 7.5.

participant:
 (a) in relation to a clearing and settlement facility, means a person who is allowed to directly participate