Document ID: chunk:federal_register_of_legislation:C2004A02473:body:0:p5
Version: federal_register_of_legislation:C2004A02473
Segment Type: other
Provision Reference: 
Character Range: 9778–12562

to address the inspector or to examine the prescribed person, the inspector may require the legal practitioner to cease to address him or to cease to examine the prescribed person, as the case may be.
    "(12b) Where an inspector makes a requirement of a legal practitioner under sub-section (12a), the legal practitioner shall not refuse or fail to comply with that requirement.".

Investigation deemed to be a proceeding
14. Section 20 of the Principal Act is amended by omitting "of the Territory".

Admissibility of record of examination in evidence in proceedings against person examined
15. Section 23 of the Principal Act is amended by omitting sub-section (2) and substituting the following sub-section:

"(2) Evidence of an answer given by a person at an examination under this Division shall not be admitted in evidence in criminal or civil proceedings against a person if—
    (a) the proceedings are criminal proceedings (other than proceedings for an offence against sub-section 19 (4) or other proceedings in respect of the falsity of the answer) and, before answering the question, the person claimed that the answer might tend to incriminate him;
    (b) the question and answer are not relevant to the proceedings and the person objects to the admission of the evidence;
    (c) the answer is qualified or explained by some other answer given at the examination, evidence of the other answer is not tendered in the proceedings and the person objects to the admission of the evidence of the first-mentioned answer; or
    (d) the answer discloses matter in respect of which a claim of legal professional privilege could be made by the person in the proceedings if the provision of this Division did not apply in relation to that evidence, and the person objects to the admission of the evidence.".

Power of court to order observance or enforcement of business rules or listing rules of stock exchange
16. Section 42 of the Principal Act is amended by omitting sub-section (2) and substituting the following sub-section:
"(2) A body corporate shall, for the purposes of sub-section (1), be deemed to be under an obligation to comply with, observe and give effect to the listing rules of a stock exchange if that body corporate has been admitted to the official list of that stock exchange and has not been removed from that official list.".

Grant of dealers licence or investment advisers licence
17. Section 48 of the Principal Act is amended by omitting from sub-paragraph (a) (i) "undischarged bankrupt" and substituting "insolvent under administration".

Conditions to which licence is subject
18. Section 51 of the Principal Act is amended by inserting after sub-section (9) the following sub-section:
"(9a) The regulations may make provision for or in relation