Document ID: chunk:federal_register_of_legislation:F2021L01114:body:0:p9
Version: federal_register_of_legislation:F2021L01114
Segment Type: other
Provision Reference: 
Character Range: 25334–28587

with resident registered financial corporations.

Item 2.1.4                      Report funds on deposit with resident clearing houses and central counterparties.

Item 2.1.5                      Report funds on deposit with resident financial institutions that are not the RBA, ADIs, registered financial corporations or clearing houses and central counterparties.

                                Item 2.1.5 is a derived item.  Report the value of funds on deposit in item 2.1.5 as item 2.1 less the sum of items 2.1.1 to 2.1.4 inclusive.

Item 2.2                        Report funds on deposit with non-resident financial institutions.

Item 2.2.1                      Of the amount reported in item 2.2, report the value that is funds on deposit with non-resident clearing houses and central counterparties.

    3.             Total securities held for trading

Item 3 collects information on the value of securities held for trading held by the ADI or RFC, classified as either debt securities or equity securities.

Exclude assets due from related parties. Report these in items 12 and 13.

Report each item (except for item 3.1) adjusted for the value of short-sold positions. That is, report the value of securities held for trading held less the value of securities held for trading sold short.

Include bills of exchange held that have been accepted either by your institution or another institution.

Column 1   Report the value.

Column 2   Of the amount reported in column 1, report the value that is denominated in a foreign currency.

Item 3                          Report securities held for trading held.

                                Item 3 is a derived item.  Report the value of securities held for trading held in item 3 as the sum of item 3.3 and item 3.4.

                                SBR: submit item 3 with accounting type of debit (assets).

Item 3.1                        Of the amount reported in item 3, report the value that is short sold.

                                Report short-sold positions as a positive value.

                                SBR: submit item 3.1 with accounting type of credit (liabilities).

Item 3.2                        Of the amount reported in item 3, report the value of securities held for trading held that have been lent under securities lending or sold under repurchase agreements.

                                SBR: submit item 3.2 with accounting type of debit (assets).

Item 3.3                        Report securities held for trading that are debt securities.

                                SBR: submit item 3.3 with accounting type of debit (assets).

Item 3.4                        Report securities held for trading that are equity securities.

                                SBR: submit item 3.4 with accounting type of debit (assets).

    4.             Total securities not held for trading

Item 4 collects information on the value of securities not held for trading held by the ADI or RFC, classified as either debt securities or equity securities.

SBR: submit item 4 with accounting type of debit (assets).

Exclude assets due from related parties.  Report these in items 12 and 13.

Report each item adjusted for the value of