Document ID: chunk:federal_register_of_legislation:C2025C00185:section:9:p10
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 9 (pt 10/63)
Character Range: 99874–102653

6C—a meaning affected by subsection 605(2); and
 (d) in relation to financial products or financial services—has a meaning affected by regulations made for the purposes of section 761CA.
class of product advice has the meaning given by section 910A.
clawback requirements has the meaning given by subsection 963BA(3).
clearing and settlement arrangements for transactions effected through a financial market has the meaning given by section 790A.
clearing and settlement facility:
 (a) has the meaning given by section 768A; and
 (b) in relation to an Australian CS facility licence—has a meaning affected by section 824E.
clearing requirements, in relation to derivative transactions, has the meaning given by subsection 901A(7).
client:
 (a) for an issue situation—has the meaning given by paragraph 1012B(2)(c); and
 (b) for a recommendation situation—has the meaning given by paragraph 1012A(2)(c); and
 (c) for a sale situation—has the meaning given by paragraph 1012C(2)(c); and
 (d) of a trustee company—has the meaning given by subsection 601RAB(3); and
Note: See also retail client and wholesale client.
client money reporting rules has the meaning given by section 981J.
climate statements means annual climate statements under sections 296A and 296B.
closed, in relation to a CSF offer, has the meaning given by subsection 738N(3).
closely related party of a member of the key management personnel for an entity means:
 (a) a spouse or child of the member; or
 (b) a child of the member's spouse; or
 (c) a dependant of the member or of the member's spouse; or
 (d) anyone else who is one of the member's family and may be expected to influence the member, or be influenced by the member, in the member's dealings with the entity; or
 (e) a company the member controls; or
 (f) a person prescribed by the regulations for the purposes of this paragraph.
coastal sea:
 (a) in relation to Australia—means:
 (i) the territorial sea of Australia; and
 (ii) the sea on the landward side of the territorial sea of Australia and not within the limits of a State or internal Territory;
  and includes the airspace over, and the sea‑bed and subsoil beneath, any such sea; and
 (b) in relation to a State or Territory—means so much of the coastal sea of Australia as is within the area described in Schedule 1 to the Offshore Petroleum and Greenhouse Gas Storage Act 2006 under the heading that refers to that State or Territory.
code of conduct means a code of conduct that relates to any aspect of the activities of:
 (a) financial services licensees; or
 (b) authorised representatives of financial services licensees; or
 (c) issuers of financial products;
being activities in relation to which ASIC has a regulatory responsibility.
Code of Ethics means the Code of Ethics in