Document ID: chunk:federal_register_of_legislation:C2004A04041:section:1990:p41
Version: federal_register_of_legislation:C2004A04041
Segment Type: section
Provision Reference: s 1990 (pt 41/212)
Character Range: 109884–112903

of Chapter 8—a person who holds a futures brokers licence, or a futures advisers licence, granted under Part 8.3 of the Corporations Law of this jurisdiction; and

  (e) in relation to a licence—the person who holds the licence;".

Section 9 (definition of "listed corporation"):

After "exchange" insert "(as defined, for the purposes of this definition, by the regulations)".

Section 9 (definition of "lodge"):

  Add at the end "in this or any other jurisdiction".

Section 9 (definition of "management company"):

  Omit "corporation", substitute "body corporate".

Section 9 (definition of "marketable securities"):

Omit "corporation" (wherever occurring), substitute "body corporate".

Section 9 (definition of "member firm"):

  Omit "within the meaning of Chapter 7".

Section 9 (definition of "Minister"):

  Omit the definition, substitute:

" 'Minister' has the meaning given by section 80a;".

SCHEDULE 1—continued

Section 9 (definition of "NSEGC"):

  Before "law" insert "previous".

Section 9 (paragraph (a) of the definition of "option contract"):

Omit all the words after "class of securities,", substitute ", being securities of a kind referred to in paragraph 92 (1) (a), (b), (c) or (d), at a price specified in, or to be determined in accordance with, the contract; or".

Section 9 (paragraph (b) of the definition of "option contract"):

  Omit "within the meaning of Chapter 7".

Section 9 (paragraphs (a), (b) and (c) of the definition of "Part 5.1 body"):

  Omit the paragraphs, substitute:

  "(a) a company; or

      (b) a registrable body (other than a registrable local body) that is registered under Division 1 or 2 of Part 4.1 of the Corporations Law of this jurisdiction;".

Section 9 (definition of "Part 5.7 body"):

  Omit the definition, substitute:

" 'Part 5.7 body' means:

   (a) a registrable body (other than a registrable local body) that:

         (i) is registered under Division 1 or 2 of Part 4.1 of the Corporations Law of this jurisdiction; or

       (ii) carries on business in this jurisdiction; or

     (b) a partnership, association or other body (whether a body corporate or not) that consists of more than 5 members;".

Section 9 (definition of "place of origin"):

  Omit the definition, substitute:

" 'place of origin', in relation to a body corporate, means:

     (a) in the case of a body incorporated in a State or Territory—that State or Territory; or

   (b) otherwise—the place of the body's incorporation;".

Section 9 (definition of "prescribed"):

Omit "this Act", substitute "the Corporations Law of this jurisdiction".

Section 9 (definition of "previous Fund"):

Omit "a law corresponding to section 929", substitute "subsection 122ca (1) of the Securities Industry Act 1980".

SCHEDULE 1—continued

Section 9 (definition of "proprietary company"):

  Omit the definition, substitute:

" 'proprietary company' means:

     (a) a body corporate incorporated as a proprietary company by virtue of section 116; or

     (b) a body corporate