Document ID: chunk:federal_register_of_legislation:F2019L00782:body:0:p13
Version: federal_register_of_legislation:F2019L00782
Segment Type: other
Provision Reference: 
Character Range: 35580–38944

to residents where Australian equities in more than twenty companies are directly held as security.

        Item 8.1.2                          Report for overseas equities held directly that are underlying margin loans to residents.

        Item 8.1.3                          Report for units in managed funds that are underlying margin loans to residents.

        Item 8.1.4                          Report for residential property that is underlying margin loans to residents.

        Item 8.1.5                          Report for bonds that are underlying margin loans to residents.

        Item 8.1.6                          Report for hybrid securities that are underlying margin loans to residents.

        Item 8.1.7                          Report for any other security underlying margin loans to residents that are not reported in items 8.1.1 to 8.1.6.

                                            Item 8.1.7 is a derived item.  Report the value of other security in item 8.1.7 as the value for total security reported in item 8.1 less the sum of item 8.1.1 and items 8.1.2 to 8.1.6 inclusive.

    9.             Security underlying margin loans outstanding to residents – largest 10 exposures to listed companies (by value)

Item 9 collects information on the 10 listed companies that the ADI or RFC is most exposed to through the security underlying margin loans with credit outstanding.

Reporting basis: report item 9 as at the end of the reporting period.

For item 9, the size of the exposure to a particular listed company is based on the market value of the equities.

Include directly held Australian equities and overseas equities.

Exclude security underlying margin loans to non-residents.

Column 1  Report the market value of equities used as security.

Column 2  Report detail on the listed company.

          Unit of measurement: report item 9 as free text as follows:

               * for an ASX listed company, report the ASX ticker code; and
               * for a foreign listed company, report the relevant exchange code followed by the company's listing code on that exchange.

     Item 9.1                        Report the largest equity exposure to a single company underlying margin loans to residents with credit outstanding.

     Item 9.2                        Report the 2nd largest equity exposure to a single company underlying margin loans to residents with credit outstanding.

     Item 9.3                        Report the 3rd largest equity exposure to a single company underlying margin loans to residents with credit outstanding.

     Item 9.4                        Report the 4th largest equity exposure to a single company underlying margin loans to residents with credit outstanding.

     Item 9.5                        Report the 5th largest equity exposure to a single company underlying margin loans to residents with credit outstanding.

     Item 9.6                        Report the 6th largest equity exposure to a single company underlying margin loans to residents with credit outstanding.

     Item 9.7                        Report the 7th largest equity exposure to a single company underlying margin loans to residents with credit outstanding.

     Item 9.8                        Report the 8th largest equity exposure to a single company underlying margin