Document ID: chunk:federal_register_of_legislation:C2025C00185:section:9:p36
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 9 (pt 36/63)
Character Range: 165584–168305

as liquidators); and
 (b) in Chapter 7, includes a provisional liquidator.
liquidity period, for an ESS interest: see subsection 1100ZB(7).
listed:
 (a) a company, managed investment scheme or other body is listed if it is included in the official list of a declared financial market operated in this jurisdiction; and
 (b) a retail CCIV that is not listed because of paragraph (a) is listed if:
 (i) the retail CCIV has only one sub‑fund; and
 (ii) that sub‑fund is included in the official list of a declared financial market operated in this jurisdiction; and
 (c) a sub‑fund of a retail CCIV is listed if:
 (i) the sub‑fund is included in the official list of a declared financial market operated in this jurisdiction; or
 (ii) the retail CCIV is listed because of paragraph (a).
listed corporation means a body corporate that is included in an official list of a declared financial market.
listed disclosing entity has the meaning given by section 111AL.
listing market, in relation to a listed disclosing entity, has the meaning given by subsection 111AE(1), (1A), (1B) or (1C).
listing rules of a financial market, or proposed financial market, means any rules (however described) that are made by the operator of the market, or contained in the operator's constitution, and that deal with:
 (a) admitting entities to, or removing entities from, the market's official list, whether for the purpose of enabling financial products of those entities to be traded on the market or for other purposes; or
 (b) the activities or conduct of entities that are included on that list.
local agent, in relation to a foreign company, means a person who is a local agent of the foreign company by virtue of subsection 601CG(5).
lodge:
 (a) means lodge with ASIC in this jurisdiction; and
 (b) in relation to a document lodged with ASIC in a prescribed form—has a meaning affected by subsection 350(2).
lower court means a court of a State or Territory that is not a superior court.
made, in relation to a CSF offer, has the meaning given by subsection 738N(1).
makes a financial investment has the meaning given by section 763B.
makes a market for a financial product has the meaning given by section 766D.
makes non‑cash payments has the meaning given by section 763D.
managed investment product means a financial product described in paragraph 764A(1)(b).
managed investment scheme means:
 (a) a scheme that has the following features:
 (i) people contribute money or money's worth as consideration to acquire rights (interests) to benefits produced by the scheme (whether the rights are actual, prospective or contingent and whether they are enforceable or not);
 (ii) any of the contributions are to be pooled, or used in a