Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:15:p53
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 15 (pt 53/73)
Character Range: 1820574–1823283

professional investor for section 9 and paragraph 761G(7)(d) of the Act.
 (3) Subject to subregulation (4), this regulation ceases to apply in relation to the person on the earlier of:
 (a) the end of the transition period in relation to the person under subsection 1431(1) of the Act; and
 (b) the day on which the person ceases to have the status that made the person a regulated person.
 (4) If:
 (a) the person is subject to an exemption or modification under section 1437 of the Act; and
 (b) the exemption or modification has the effect of extending the transition period in relation to the person (generally or in respect of certain activities);
the person ceases to be a person mentioned in subregulation (1) at the end of the period of the extension.

Division 29—Effect on definitions in old Corporations Act of transition to licensed markets and licensed CS facilities

10.2.139  Approved foreign bank
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
 (2) A reference in the definition of approved foreign bank in section 9 of the old Corporations Act to a member of a futures organisation includes a participant of a licensed market for derivatives.
 (3) A reference in the definition of approved foreign bank in section 9 of the old Corporations Act to an approval given by a futures organisation in accordance with its business rules (within the meaning of Chapter 8 of the old Corporations Act) includes an approval given by the operator of a licensed market for derivatives (within the meaning of section 761A of the amended Corporations Act).

10.2.140  Eligible exchange‑traded options
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
 (2) A reference in the definition of eligible exchange‑traded option in section 9 of the old Corporations Act to a futures market of a futures exchange includes a licensed market for derivatives.

10.2.141  Futures law
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
 (2) A reference in the definition of futures law in section 9 of the old Corporations Act to Chapter 8 of the old Corporations Act includes Chapter 7 of the amended Corporations Act.

10.2.142  Member organisation
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
 (2) A reference in paragraph (a) of the definition of member organisation in section 9 of the old Corporations Act to a securities exchange or a stock exchange includes a licensed market for securities.
 (3) A reference in paragraph (a) of the definition of member organisation in section 9 of the old Corporations Act to the business