Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:1:p88
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 1 (pt 88/148)
Character Range: 551606–554335

the person has become an undischarged bankrupt;
  details of the reason.

7.2.04  Obligation to inform ASIC of certain matters: voting power in market licensee
 (1) This regulation applies if a market licensee becomes aware that a person has come to have, or has ceased to have, more than 15% of the voting power in the market licensee or in a holding company of the market licensee.
 (2) For subsection 792B(5) of the Act, the information to be given to ASIC by the market licensee is:
 (a) the person's name and contact details; and
 (b) if known by the market licensee, the date on which the person came to have, or ceased to have, more than 15% of the voting power; and
 (c) if the market licensee knows the voting power that the person had immediately before the person came to have, or ceased to have, more than 15% of the voting power, that voting power; and
 (d) whether the market licensee knows the manner in which the person came to have, or ceased to have, more than 15% of the voting power, and, if the market licensee knows the manner, details of what the market licensee knows.

7.2.05  Giving ASIC information about a listed disclosing entity
 (1) For subsection 792C(2) of the Act, the following information is prescribed:
 (a) a stock exchange automated trading system notification message;
 (b) an Australian Stock Exchange voiceline announcement.
 (2) In this regulation:
Australian Stock Exchange voiceline announcement means a message from the Australian Stock Exchange that is:
 (a) spoken over an announcement system; and
 (b) a summary of information lodged with the Australian Stock Exchange by a company or other entity that is included in the official list of a financial market.
Stock exchange automated trading system notification message means a brief message that is:
 (a) transmitted to computer terminals of persons linked to the Stock Exchange Automated Trading System; and
 (b) a summary of information lodged with the Australian Stock Exchange by a company or other entity that is included in the official list of a financial market.

7.2.06  Annual report of market licensee
  For subsection 792F(2) of the Act, if an annual report by a market licensee does not contain any of the following information, the information must accompany the annual report:
 (a) a description of the activities the market licensee has undertaken in the financial year;
 (b) the resources (including financial, technological and human resources) that the market licensee had available, and used, in order to ensure that it has complied with its obligations in Chapter 7 of the Act, and, in particular, the obligation contained in subparagraph 792A(1)(c)(i) of the Act;
 (c) an analysis of the extent to which the