Document ID: chunk:federal_register_of_legislation:F2024L01124:body:0:p20
Version: federal_register_of_legislation:F2024L01124
Segment Type: other
Provision Reference: 
Character Range: 55240–58018

* at Level 1 - an external third party, even if held in the name of the reporting entity; or
                        * at Level 2 - a party outside the Level 2 consolidated group, even if held in the name of the reporting entity (or another member of its Level 2 consolidated group).
Item 1.2.2.2  Report Holdings of own Additional Tier 1 Capital instruments and any unused trading limit agreed with APRA.
              This is the value, as at the relevant date, of the reporting entity's holdings of its own Additional Tier 1 Capital instruments, unless exempted by APRA or eliminated through the application of Australian Accounting Standards. Include any unused trading limit on these instruments where agreed with APRA and own Additional Tier 1 Capital instruments that the ADI could be contractually obliged to purchase, regardless of whether they are held on the banking or trading book.  Refer to APS 111.
Item 1.2.2.3  Report Adjustments to Additional Tier 1 Capital due to shortfall in Tier 2 Capital.
              Where the amount of Tier 2 Capital is insufficient to cover the amount of deductions required to be made from this category of capital, deduct the shortfall from Additional Tier 1 Capital. If Additional Tier 1 Capital is insufficient to cover the amount of deductions required, the remaining amount must be deducted from Common Equity Tier 1 Capital.
Item 1.2.2.4  Report Adjustments and exclusions to Additional Tier 1 Capital.
              This is the amount of adjustments applied to Additional Tier 1 Capital that are specific to the application of the requirements of APS 111.

Item 1.2.3    Report Additional Tier 1 Capital.
              This is a derived field on the form. It is the sum of the amounts reported in items 1.2.1.1 (1.2.1.2 for Level 2) less the amount reported in item 1.2.2.
Item 1.3      Report Excess Mutual Equity Interests.
              This is the value, as at the relevant date, of any mutual equity interests that are above the limit specified in APS 111 (that is, the value of any mutual equity interests on issue that are not eligible for inclusion in Common Equity Tier 1 Capital in item 1.1.2).

              For the purposes of this item, only include proceeds of issues that have been received by the issuer. Any partly paid issue is reported only to the extent that it has been paid-up.

   1.   Tier 1 Capital

Column 1  Report the value.

Item 1.4  Tier 1 Capital.
          Derived field calculated as the sum of items 1.1.3 Common Equity Tier 1 Capital and 1.2.3 Additional Tier 1 Capital and 1.3 Excess Mutual Equity Interests.

2. Tier 2 Capital

2.1 Tier 2 Capital before regulatory adjustments

Column 1  Report the value.

Item 2.1.1    Report Tier 2 Capital instruments.
              This is