Document ID: chunk:federal_register_of_legislation:F2019L00782:body:0:p7
Version: federal_register_of_legislation:F2019L00782
Segment Type: other
Provision Reference: 
Character Range: 18231–21415

'Include' and 'Exclude' must not be taken as an exhaustive list of items to be included or excluded.

     1. New borrower-accepted margin loan commitments – by interest rate type

Item 1 collects information on the value of new borrower-accepted commitments (commitments) for margin loans during the reporting period by the interest rate type.

Reporting basis: report item 1 as during the reporting period.

Commitments to non-residents are separately identified in item 1.

Commitments reported in item 1 must also be reported on Reporting Form ARF 741.0 ABS/RBA Business Finance (ARF 741.0) or Reporting Form ARF 745.0 ABS/RBA Personal Finance (ARF 745.0) as appropriate.

     Item 1.1                               Report the value of borrower-accepted commitments for margin loans to residents.

                                            Item 1.1 is a derived item.  Report the value of borrower-accepted commitments in item 1.1 as the sum of item 1.1.1 and item 1.1.2.

        Item 1.1.1                          Report the value of borrower-accepted commitments for margin loans to residents with a variable interest rate.

        Item 1.1.2                          Report the value of borrower-accepted commitments for margin loans to residents with a fixed interest rate.

                                            Item 1.1.2 is a derived item.  Report the value of borrower-accepted commitments with a fixed interest rate in item 1.1.2 as the sum of item 1.1.2.1 and item 1.1.2.2.

           Item 1.1.2.1                     Report the value of borrower-accepted commitments for margin loans to residents with a fixed interest rate where interest is paid in arrears.

           Item 1.1.2.2                     Report the value of borrower-accepted commitments for margin loans to residents with a fixed interest rate where interest is pre-paid.

     Item 1.2                               Report the value of borrower-accepted commitments for margin loans to non-residents.

    2.             Margin loans – by number of customers and loans

Item 2 collects information on the number of customers with margin loans and the number of margin loans.

Reporting basis: report item 2 as at the end of the reporting period.

Margin loans to non-residents are separately identified in item 2.

Count each customer once (column 1) and count each margin loan available to customers individually (column 2). Where a margin loan is in the name of multiple borrowers, this must be recorded as a single unique customer.

Column 1  Report the number of customers with one or more margin loans.

          This column must be calculated at the customer level.

          For items 2.1 and 2.2, include all margin loans regardless of whether there is credit outstanding (i.e. include margin loans with credit outstanding or a zero or net-deposit balance).

Column 2  Report the total number of margin loans.

          This column must be calculated at the loan level.

          For item 2.1 and 2.2, include all margin loans regardless of whether there is credit outstanding (i.e. include margin loans with credit outstanding or a zero or net-deposit balance).