Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:15:p61
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 15 (pt 61/73)
Character Range: 1840447–1843342

relation to a regulated principal mentioned in item 3 or 4 of the table in section 1430 of the Act.
 (2) A reference in subsection 1267(7), (9) or (10) of the old Corporations Act to a futures exchange includes a licensed market for derivatives.

Division 31—Effect on fundraising of transition to licensed markets and licensed CS facilities

10.2.171  Sale offers that need disclosure
 (1) For section 1444 of the Act, this regulation applies in relation to a managed investment product.
 (2) A reference in subparagraph 707(2)(b)(ii) of the old Corporations Act to a stock market of a securities exchange includes a relevant financial market.
 (3) A reference in subparagraph 707(5)(a)(ii) of the old Corporations Act to a stock market of a securities exchange includes a relevant financial market on which the securities mentioned in that subparagraph were quoted.

10.2.172  Prospectus content—specific disclosures
 (1) For section 1444 of the Act, this regulation applies in relation to a managed investment product.
 (2) A reference in subsection 711(5) of the old Corporations Act to a stock market of a securities exchange includes a financial market (whether in Australia or elsewhere).
 (3) A reference in subsection 711(5) of the old Corporations Act to a stock market includes a financial market (whether in Australia or elsewhere).
 (4) A reference in subsection 711(5) of the old Corporations Act to a securities exchange includes the operator of a financial market (whether in Australia or elsewhere).

10.2.173  Issuing or transferring the securities under a disclosure document
 (1) For section 1444 of the Act, this regulation applies in relation to a managed investment product.
 (2) A reference in subsection 723(3) of the old Corporations Act to a stock market of a securities exchange (whether in Australia or elsewhere) includes a financial market (whether in Australia or elsewhere).

10.2.174  Choices open to person making an offer if disclosure document condition not met or disclosure document defective
 (1) For section 1444 of the Act, this regulation applies in relation to a managed investment product.
 (2) A reference in paragraph 724(1)(b) of the old Corporations Act to a stock market of a securities exchange (whether in Australia or elsewhere) includes a financial market (whether in Australia or elsewhere).

10.2.175  Restrictions on advertising and publicity
 (1) For section 1444 of the Act, this regulation applies in relation to a managed investment product.
 (2) A reference in paragraph 734(7)(a) of the old Corporations Act to a securities exchange includes a market operator.

Division 32—Effect on product disclosure of transition to licensed markets and licensed CS facilities

10.2.176  Offers that do not need disclosure
 (1) For section 1444 of the Act, this regulation applies in relation to a managed investment product.
 (2) A reference in