Document ID: chunk:federal_register_of_legislation:F2023C00827:clause:1_13
Version: federal_register_of_legislation:F2023C00827
Segment Type: clause
Provision Reference: sch 1 cl 13
Character Range: 54174–56852

13        Ontario OSC regulated financial service provider                  Ontario, Canada    A financial service that is any of the following and that is provided to a wholesale client in relation to a financial product referred to in column 5:   A financial product that is any of the following:

                                                                                                 (a) providing financial product advice;                                                                                                                   (a)  a derivative;

                                                                                                 (b) dealing in a financial product.                                                                                                                       (b)  a foreign exchange contract;

                                                                                                                                                                                                                                                           (c)  a security;

                                                                                                                                                                                                                                                           (d)  a debenture, stock or bond issued by or proposed to be issued by a government;

                                                                                                                                                                                                                                                           (e)  a managed investment product;

                                                                                                                                                                                                                                                           (f)  an interest in a managed investment scheme that is not required to be registered under Chapter 5C of the Act.

Endnotes

Endnote 1—Instrument history

Instrument number  Date of FRL registration     Date of commencement  Application, saving or transitional provisions
2020/198           10/3/2020 (see F2020L00237)  1/4/2020              -
2023/649           31/8/2023 (see F2023L01166)  1/9/2023              -

Endnote 2—Amendment history
ad. = added or inserted     am. = amended     LA = Legislation Act 2003    rep. = repealed     rs. = repealed and substituted
Provision affected   How affected
Section 2            rep. s48D LA
Paragraph 18(1)(d)   am. 2023/649