Document ID: chunk:federal_register_of_legislation:F2024C01107:body:0:p95
Version: federal_register_of_legislation:F2024C01107
Segment Type: other
Provision Reference: 
Character Range: 259686–263334

Trade receivables 1

Financial assets 2

Loans and deposits 3

Related/Associated Persons

Property, plant and equipment 4

Right-of-use assets

Intangible assets

Deferred tax assets

Other non-current assets5

Total non-current assets

  1. Client and trade receivables only. (Note: You should include Trade Related/Associated Person amounts here – refer 'Related/Associated Person Balance' definition.)

  2. All equity, debt and similar instruments at market value.

  3. Other deposits excluding client trust and segregated accounts.

  4. Property, plant and equipment excluding Right-of-use assets.

  5. Other balances not included above.

Total assets

Assets        Current  Prior

Total assets

Current liabilities

Current liabilities          Current  Prior

Trade payables 1

Securities lending 2

Financial liabilities 3

Short term borrowings

Income tax payable

Approved Subordinated Debt

Lease liabilities

Other current liabilities 4

Total current liabilities

1. Client and trade payables only (Note: You should include Trade Related/Associated Person amounts here – refer 'Related/Associated Person Balance' definition.)

2. Only include cash received from securities lending.

3. All equity, debt and similar instruments at market value.

4. Other balances not included above.

Non-current liabilities

Non-current liabilities          Current  Prior

Long term borrowings

Deferred income tax

Approved Subordinated Debt

Lease liabilities

Other non-current liabilities 1

Total non-current liabilities

     1.        Other balances not included above

Total liabilities

Liabilities        Current  Prior

Total liabilities

Net assets

Equity

Equity                              Current  Prior

Ordinary issued and paid up shares

Non-cumulative Preference Shares

Cumulative Preference Shares

Other

Total equity

Current Reserves

Reserves              Current  Prior

Revaluation reserves

Other reserves 1

Total reserves

1. Includes those revaluation reserves eligible for inclusion in Core Capital.

Total equity

                                          Current  Prior

Retained earnings / (Accumulated losses)

Total equity

Balance sheet details

Cash & Cash Equivalents

                                            Current  Non Current

Approved Deposit Taking Institution (ADTI)  Secured  Unsecured    Secured  Unsecured

Total ADTI

Petty Cash

Non ADTI and Other

Total Non ADTI and Other

Total Secured/Unsecured

Total Current/Non Current

If you have entered an amount in the current, secured, 'Non ADTI and Other' area, give a description of the collateral used to secure the amount.

Collateral comment

Related/Associated Persons

                                            Current  Non Current
Approved Deposit Taking Institution (ADTI)  Secured  Unsecured    Secured  Unsecured

Total ADTI
Non ADTI and Other

Total Non ADTI and Other
Total Secured/Unsecured
Total Current/Non Current

      * Refer 'Related/Associated Person Balance' definition. You should only include non-trade amounts here unless otherwise advised.
      * Although amounts owing from an ADTI do not fall within the definition of 'Related/Associated Person Balance' in the Market Integrity Rules, you should report them in this section.
      * You must report Related/Associated Person Balances (refer 'Related/Associated Person Balance' definition) that are not secured by liquid assets in the 'unsecured' column. If the Related/Associated Person is not an ADTI, this 'unsecured' asset must be treated as an 'Excluded Asset' and excluded from the liquid capital calculation.
      *