Document ID: chunk:federal_register_of_legislation:C2025C00185:section:942b:p2
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 942B (pt 2/3)
Character Range: 3895766–3898566

(iii) meets the requirements (if any) determined in an instrument under subsection (7A); and
 (g) if the providing entity provides further market‑related advice (see subsection 946B(1)) or advice to which subsection 946B(7) applies—a statement in relation to which the following requirements are satisfied:
 (i) the statement must indicate that the client may request a record of that advice, if they have not already been provided with a record of that advice;
 (ii) the statement must set out particulars of how the client may request such a record;
 (iii) any limitations in those particulars on the time within which the client may request such a record must be consistent with any applicable requirements in regulations made for the purposes of this subparagraph or, if there are no such applicable requirements, must be such as to allow the client a reasonable opportunity to request a record of the advice; and
 (h) information about the dispute resolution system that covers complaints by persons to whom the providing entity provides financial services, and about how that system may be accessed; and
 (i) if the providing entity acts under a binder in providing any of the authorised services—a statement that:
 (i) identifies the services provided under the binder; and
 (ii) states that they are provided under a binder; and
 (iii) explains the significance of the services being provided under a binder; and
 (j) if the providing entity is a participant in a licensed market or a licensed CS facility—a statement that the providing entity is a participant in that market or facility; and
 (k) any other statements or information required by the regulations.
Note: A Supplementary Financial Services Guide containing additional information may be given with a Financial Services Guide that does not contain all the required information. The additional information is taken to be included in the Financial Services Guide (see section 943D.)
 (3) Subject to subsection (4), the level of information about a matter that is required is such as a person would reasonably require for the purpose of making a decision whether to acquire financial services from the providing entity as a retail client.
 (4) The regulations may provide all or any of the following:
 (a) that a provision of subsection (2) does not apply in a particular situation;
 (b) that particular information is not required by a provision of subsection (2), either in a particular situation or generally;
 (c) a more detailed statement of the information that is required by a provision of subsection (2), either in a particular situation or generally;
 (d) that certain supplementary information must be given or made available to the client in some other way.
 (5) The Financial Services Guide must be dated. The date must