Document ID: chunk:federal_register_of_legislation:F2024C01150:schedule:1:p2
Version: federal_register_of_legislation:F2024C01150
Segment Type: schedule
Provision Reference: sch 1 (pt 2/3)
Character Range: 81207–83897

is not available to a body corporate (see subsections 68(2) and (3) of the Act).

1 insert full name and address of the person to whom the notice is to be given

2 insert the nature of the matter to which the investigation relates

3 insert time of day

4 insert date

    5 insert full particulars of:

     (a) if the examination will be held at one or more physical venues—the address of the place at which the requirement is to be satisfied; and

     (b) if the examination will be held using virtual enquiry technology—details of the virtual enquiry technology to be used

6 insert full name of the person conducting the examination

Form 2—Notice requiring the production of books
(regulation 5)

Australian Securities and Investment Commission Regulations 2001

Australian Securities and Investments Commission

NOTICE REQUIRING THE PRODUCTION OF BOOKS

To: 1

In relation to 2

you are notified that, under section 303/subsection 31(1)3/section 32A3/section 333 of the Australian Securities and Investments Commission Act 2001 you are required to produce to
 4 at 5
on 6 at 7
the following books:
 8
Dated 6.

Signature of the person requiring
the production of books:

1 insert full name and address of the person to whom the notice is to be given
2 insert the nature of the matter to which the request for production of books relates
3 strike out or delete if inapplicable
4 insert the full name of the person to whom the books are to be produced
5 insert time of day
6 insert date
7 insert full particulars of the address of the place at which the books are to be  produced
8 insert description(s) of the books that are to be produced

Form 3—Summons to witness
(regulations 7, 11 and 42)

Australian Securities and Investment Commission Regulations 2001

Australian Securities and Investments Commission

SUMMONS TO WITNESS
In the matter of 1

To: 2

at 4you are summoned to appear before the Australian Securities and Investments Commission3/Takeovers Panel3/Companies Auditors Disciplinary Board3

on 5
at 6 and thereafter to attend from day to day until the hearing in this matter is completed or you are excused or released from further attendance by a member of the Commission3/ Panel3/Board3.

3You are required to produce the following document(s) at the hearing:
 7
Dated 4.

Signature of person authorised by
the Commission3/Panel3/Board3 to issue summons:

1 insert description of matter
2 insert full name and address of the person to be summoned to appear
3 strike out or delete if inapplicable
4 insert time of day
5 insert date
6 insert full particulars of the address of the place where the hearing is to be held
7 insert description(s) of the documents