Document ID: chunk:federal_register_of_legislation:F2023C00827:front:0
Version: federal_register_of_legislation:F2023C00827
Segment Type: other
Provision Reference: 
Character Range: 0–1777

ASIC Corporations (Foreign Financial Services Providers—Foreign AFS Licensees) Instrument 2020/198

About this compilation

Compilation No. 1

This is a compilation of ASIC Corporations (Foreign Financial Services Providers—Foreign AFS Licensees) Instrument 2020/198 as in force on 1 September 2023. It includes any commenced amendment affecting the legislative instrument to that date.

This compilation was prepared by the Australian Securities and Investments Commission.

The notes at the end of this compilation (the endnotes) include information
about amending instruments and the amendment history of each amended provision.

Contents

Part 1—Preliminary
1 Name of legislative instrument
3 Authority
4 Definitions
5 Meaning of US SEC regulated financial service provider
6 Meaning of US Federal Reserve and OCC regulated financial service provider
7 Meaning of US CFTC regulated financial services provider
8 Meaning of Singapore MAS regulated financial service provider
9 Meaning of Hong Kong SFC regulated financial service provider
10 Meaning of German BaFin regulated financial service provider
11 Meaning of Luxembourg CSSF regulated financial services provider
12 Meaning of UK regulated financial service provider
13 Meaning of Danish FSA regulated financial service provider
14 Meaning of Swedish FI regulated financial service provider
15 Meaning of French AMF regulated financial service provider
16 Meaning of French ACPR regulated financial service provider
17 Meaning of Ontario OSC regulated financial service provider
Part 2—Exemption
18 Exemption from certain requirements of Chapter 7 of the Act
19 Conditions
Part 3—Declaration
20 Modification of Part 7.8
Schedule 1—Meaning of home jurisdiction and wholesale financial service
1 Interpretation