Document ID: chunk:federal_register_of_legislation:F2023C00827:reg:2:p6
Version: federal_register_of_legislation:F2023C00827
Segment Type: reg
Provision Reference: reg 2 (pt 6/10)
Character Range: 14500–17325

under Chapter 15 of Part IV of the Law relating to UCITS or having effect as if under that Chapter; or
(iii) a credit institution;
(b)  the foreign company is either a body corporate incorporated in Luxembourg or a partnership formed in Luxembourg;
           Note:  By subsection 761H(1) of the Act, the operation of this instrument in relation to partnerships is affected by section 761F and subsection 769B(4) of the Act.
(c) the foreign company carries on business in Luxembourg.
(2) In this section:
credit institution means a credit institution under Article 2 of Law of 5 April 1993 on the financial sector of Luxembourg.
CSSF means the Commission de Surveillance du Secteur Financier (the Commission for the Supervision of the Financial Sector) of Luxembourg.
Law means the Amended Law of 17 December 2010 of Luxembourg concerning undertakings for collective investment.
UCITS means undertakings for collective investment in transferable securities.

12 Meaning of UK regulated financial service provider
(1) For the purposes of this instrument, a UK regulated financial service provider is a foreign company to which the following apply:
(a)  the foreign company has a current Part 4A Permission;
(b)  the foreign company is either a body corporate incorporated in the United Kingdom or a partnership formed in the United Kingdom;
           Note:  By subsection 761H(1) of the Act, the operation of this instrument in relation to partnerships is affected by section 761F and subsection 769B(4) of the Act.
 (c)  the foreign company carries on business in the United Kingdom.
(2) In this section:
FSM Act means the Financial Services and Markets Act 2000 of the United Kingdom.
Part 4A Permission means a permission given under Part 4A of the FSM Act or having effect as if so given under that Part.

13 Meaning of Danish FSA regulated financial service provider
(1) For the purposes of this instrument, a Danish FSA regulated financial service provider is a foreign company to which the following apply:
(a)  the foreign company has a current Danish FSA Authorisation;
(b)  the foreign company is either a body corporate incorporated in Denmark or a partnership formed in Denmark;
           Note:  By subsection 761H(1) of the Act, the operation of this instrument in relation to partnerships is affected by section 761F and subsection 769B(4) of the Act.
 (c)  the foreign company carries on business in Denmark.
(2) In this section:
Danish FSA Authorisation means an authorisation issued by the DFSA under section 14(1) of the Financial Business Act to exercise investment activities pursuant to the licence mentioned in sections 9(1) and (2) of the Financial Business Act, including ancilliary services in Annex 4A and Annex 5 of the Financial Business Act.
DFSA means the Finanstilsynct or the Danish Financial