Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:1:p105
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 1 (pt 105/148)
Character Range: 594965–597512

into a deed of arrangement or composition of a kind mentioned in subsections 206B(3) and (4) of the Act;
  and, if the CS facility licensee knows the information, details of what the CS facility licensee knows.

7.3.02  Obligation to inform ASIC of certain matters: ceasing to be director, secretary or executive officer of CS facility licensee
 (1) This regulation applies if a person ceases to be a director, secretary or executive officer of a CS facility licensee or of a holding company of a CS facility licensee (including when the person changes from one of those positions to another).
 (2) For subsection 821B(4) of the Act, the information to be given to ASIC by the CS facility licensee is:
 (a) the name and contact details of the person; and
 (b) the position that the person held; and
 (c) the date on which the person ceased to hold the position; and
 (d) if the person ceases to be a director, secretary or executive officer because the person is changing from the position to another in the company, the new position; and
 (e) if the reason for ceasing to hold the position is:
 (i) because of a contravention of the Corporations Act or another law of a State or Territory; or
 (ii) because the person has become an undischarged bankrupt;
  details of the reason.

7.3.03  Obligation to inform ASIC of certain matters: voting power in CS facility licensee
 (1) This regulation applies if a CS facility licensee becomes aware that a person has come to have, or has ceased to have, more than 15% of the voting power in the CS facility licensee or in a holding company of the CS facility licensee.
 (2) For subsection 821B(4) of the Act, the information to be given to ASIC by the CS facility licensee is:
 (a) the person's name and contact details; and
 (b) if known by the CS facility licensee, the date on which the person came to have, or ceased to have, more than 15% of the voting power; and
 (c) if the CS facility licensee knows the voting power that the person had immediately before the person came to have, or ceased to have, more than 15% of the voting power, that voting power; and
 (d) whether the CS facility licensee knows the manner in which the person came to have, or ceased to have, more than 15% of the voting power, and, if the CS facility licensee knows the manner, details of what the CS facility licensee knows.

7.3.04  Annual report of CS facility licensee
  For subsection 821E(2) of the Act, if an annual report by a CS facility licensee does not contain any of the following information, the information