Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:21:p5
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 21 (pt 5/24)
Character Range: 1486905–1489488

taken to be quoted for a specified period;
the Division 4 financial product is taken to be quoted during the period.
 (8) The provisions are:
 (a) the definitions of:
 (i) ASTC certificate cancellation provisions; and
 (ii) ASTC‑regulated transfer; and
 (iii) ASTC subregister; and
 (iv) proper ASTC transfer; and
 (b) section 653A of the Act; and
 (c) Part 7.11 of the Act; and
 (d) regulations made for the purposes of Part 7.11 of the Act.

7.11.04  Arrangements for forms
 (1) A reference in this Part to a form by number is a reference to:
 (a) the form numbered in that way in Schedule 2A; or
 (b) a form that has the same effect.
 (2) If a form in Schedule 2A refers to the full name of the transferor of Division 3 securities, the reference includes a reference to the name of the person shown in the records of the issuer in relation to those securities as the holder of those securities.

7.11.05  Document duly completed in accordance with a particular form
 (1) Subject to subregulation (2), a document is not duly completed in accordance with one of Forms 1, 2, 3, 4, 5, 6, 7 and 8, or a part of one of those forms, unless the following requirements are met:
 (a) the document must purport to state the transferee's name and address where the form or part requires that information;
 (b) the document must bear a stamp that purports to be the transferor's broker's stamp where the form or part requires that information;
 (c) the document must bear a stamp that purports to be the transferee's broker's stamp where the form or part requires that information;
 (d) the document must bear a stamp that purports to be a market licensee's stamp where the form or part requires that information.
 (2) If a document (the first document) relates to particular Division 3 securities, the following paragraphs apply for the purposes of determining whether the first document and another document (the second document) are, together or with 1 or more other documents, a sufficient transfer of the Division 3 securities:
 (a) the first document is not duly completed in accordance with Part 3 of Form 1, 2, 3, 5, 6 or 7 unless it:
 (i) bears a stamp that purports to be the transferee's broker's stamp where that part refers to the transferee's broker's stamp; and
 (ii) sets out a string of characters that purports to be the transfer consolidation number of the first document where that part refers to the transferee's broker's stamp;
 (b) the second document is not duly completed in accordance with Part 1 of Form 4 or 8 unless it sets out a string of characters that purports