Document ID: chunk:federal_register_of_legislation:F2018L00522:body:0:p2
Version: federal_register_of_legislation:F2018L00522
Segment Type: other
Provision Reference: 
Character Range: 2890–4990

is a condition of the relief in subsection 5(1) that the Market Participant must:
           (a) describe in the relevant Crossing System Initial Report lodged with ASIC under Rule 5A.1.1 of the Rules:
              (i) the legal name of the Aggregator; and
              (ii) a statement that Orders in the Market Participant's Crossing System may be executed or matched with Orders received via the Aggregator; and
              (iii) a unique code identifying each Crossing System operated by the Aggregator; and
           (b) for the purposes of the requirement in Rule 5A.1.2 of the Rules to prepare and provide to ASIC a Crossing System Monthly Report, treat any change during a calendar month to the information provided in compliance with paragraph (a):
              (i) as a change required to be set out in a Crossing System Monthly Report; and
              (ii) if the Market Participant is not otherwise required to prepare and provide to ASIC a Crossing System Monthly Report in relation to that calendar month, as a change requiring the preparation and provision to ASIC of a Crossing System Monthly Report.

              Note:  Rule 5A.1.2 requires a Market Participant that operates a Crossing System during a calendar month to prepare a Crossing System Monthly Report setting out any changes to the information last provided to ASIC in the Market Participant's Crossing System Initial Report or Crossing System Monthly Report.
(2) It is a condition of the relief in subsection 5(2) that the Market Participant must:
           (a) make available the information referred to in subparagraphs 6(1)(a)(i) to (iii):
              (i) on a website that is publicly accessible; and
              (ii) free of charge; and
           (b) comply with Rules 5A.2.1 and 5A.2.2 of the Rules as if the information referred to in subparagraphs 6(1)(a)(i) to (iii) were Publicly Available Crossing System Information for the purposes of those Rules.

       Note:  The conditions imposed on a waiver must be complied with in order for the waiver to be effective: subrule 1.2.1(2) of the Rules.