Document ID: chunk:federal_register_of_legislation:F2018C00034:reg:9:p9
Version: federal_register_of_legislation:F2018C00034
Segment Type: reg
Provision Reference: reg 9 (pt 9/34)
Character Range: 30226–32970

the person applies for a pilotage provider licence under section 9;
(b) AMSA decides to vary the person's pilotage provider licence under section 14;
(c) the person applies for a variation of the person's pilotage provider licence under section 15;
(d) it is within 90 days before or after the anniversary of the date of issue of the person's pilotage provider licence that was issued for a term of at least 12 months;
(e) the person applies for a renewal of the person's pilotage provider licence under section 16;
(f) AMSA determines that a pilotage provider may not be complying with provisions of this Order other than for conduct that is the subject of a suspension of a pilotage provider under Division 3;
(g) AMSA determines it is necessary to conduct an audit of a pilotage provider at any time other than a time mentioned in paragraphs (a) to (f).
Note 1   approved auditor — see section 21.
Note 2   For reasons for auditing — see section 22.
Note 3   A fee may be determined for this section — see the AMSA Act, s 47.
       (2)An approved auditor must conduct an audit in accordance with the directions of AMSA.

21 Persons approved to conduct audits
       (1)For an audit required by AMSA, AMSA may approve a person (an approved auditor) to conduct the audit on behalf of AMSA.
       (2)This section does not prevent AMSA from conducting an audit itself.

22 Reason for audit
       (1)A compliance audit may be conducted for the purpose of:
(a) substantiating information provided to AMSA; or
(b) deciding whether a person has complied with the Act or the conditions of the person's pilotage provider licence or proposed pilotage provider licence.
       (2)A compliance audit may be conducted for the purpose of identifying:
(a) compliance with provisions of this Order; or
(b) the effectiveness of the pilotage provider's safety management system; or
(c) eligibility of a person to hold a pilotage provider licence; or
(d) compliance with any conditions on holding a pilotage provider licence.
       (3)A compliance audit may review all aspects of a person's systems that are relevant to this Order.

23 Requirement to comply
       A person who is the subject of a compliance audit under this Subdivision must comply with the reasonable requirements of the person conducting the audit.

24 Powers not limited by compliance audit provisions
       (1)This Subdivision does not limit the power of AMSA to inquire into the activities of a pilotage provider.
       (2)If AMSA inquires into the activities of a pilotage provider, the provider must respond to the satisfaction of AMSA to any request made by AMSA for the inquiry.
Subdivision 2.5 Regulatory action

25 Grounds for regulatory action
       Each of the following is