Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:1:p114
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 1 (pt 114/148)
Character Range: 618271–620959

participant and the person; and
 (b) in relation to a participant of the licensed CS facility operated by ACH, in relation to a person, includes obligations arising under:
 (i) a law; or
 (ii) the operating rules of ACH; or
 (iv) an agreement between;
 (A) in any case—the participant and the person; or
 (B) if the participant is a partner in a participant of the licensed CS facility operated by ACH—the last‑mentioned participant and the person; and
 (c) in relation to a participant of the licensed CS facility operated by ASTC, in relation to a person, includes obligations arising under:
 (i) a law; or
 (ii) the ASTC operating rules; or
 (iii) an agreement between:
 (A) in any case—the participant and the person; or
 (B) if the participant is a partner in a participant of the licensed CS facility operated by ASTC—the last‑mentioned participant and the person.
orderly market means an orderly market on a financial market of:
 (a) a participating market licensee; or
 (b) an Exchange body.
participating market licensee means a market licensee that is a member of the SEGC.
prescribed period, in relation to a sale or purchase of securities by a dealer, means:
 (a) if the operating rules of ACH or a participating market licensee, in which the dealer is a participant, being those operating rules as in force when the agreement for the sale or purchase is made, prescribe a period, for this paragraph, in relation to a class of sales or purchases that includes the sale or purchase—that period; or
 (b) in any other case—a period that is reasonable, having regard to all the circumstances relating to the sale or purchase.
property includes money, securities and scrip.
purchase obligation means an obligation to transfer securities under an agreement for the purchase of securities, if the purchase is, for Subdivision 4.3, a reportable transaction.
purchase price, in relation to a purchase of securities by a dealer on behalf of a person, means the total of:
 (a) the amount of the consideration for the purchase; and
 (b) any brokerage fees and other charges, and any stamp duty and other duties and taxes, payable by the person to the dealer in connection with the purchase.
relative, in relation to a person, means a parent or remoter lineal ancestor, son, daughter or remoter issue, or brother or sister, of the person.
reportable transaction means a transaction that is entered into before or after the commencement of this Part in relation to securities, and:
 (a) is or has at any time been a sale or purchase, by a participant (the first dealer) of a participating market licensee, of securities, if the securities are quoted on a financial market of a participating