Document ID: chunk:federal_register_of_legislation:C2025C00185:section:742:p3
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 742 (pt 3/24)
Character Range: 2907120–2910332

handling and settling service
766H Meaning of superannuation trustee service
Division 5—Meaning of financial market
767A Meaning of financial market
Division 6—Meaning of clearing and settlement facility
768A Meaning of clearing and settlement facility
Division 7—General provisions relating to civil and criminal liability
769A Part 2.5 of Criminal Code does not apply
769B People are generally responsible for the conduct of their agents, employees etc.
769C Representations about future matters taken to be misleading if made without reasonable grounds
Part 7.2—Licensing of financial markets
Division 1—Preliminary
790A Meaning of clearing and settlement arrangements
Division 2—Requirement to be licensed
791A Need for a licence
791B Other prohibitions on holding out
791C Exemptions by ASIC
791D When a financial market is operated in this jurisdiction
791E Criteria for declarations that financial markets have a material connection with this jurisdiction
791F Ministerial consent to ASIC determination required
791G Revoking declarations that financial markets have a material connection with this jurisdiction
Division 3—Regulation of market licensees
Subdivision A—Licensee's obligations
792A General obligations
792B Obligation to notify ASIC of certain matters
792C Giving ASIC information about a listed disclosing entity
792D Obligation to assist ASIC
792E Obligation to give ASIC access to market facilities
792F Annual report
792G Obligations to notify people about clearing and settlement arrangements in certain circumstances
792H Change of country by foreign licensee
792I Making information about compensation arrangements publicly available
Subdivision B—The market's operating rules and procedures
793A Content of the operating rules and procedures
793B Legal effect of operating rules
793C Enforcement of operating rules
793D Changing the operating rules
793E Disallowance of changes to operating rules
Subdivision C—Powers of ASIC
794A ASIC's directions power—promoting compliance
794AA ASIC's directions power—crisis resolution
794AB Matters relating to ASIC directions—crisis resolution
794B ASIC's power to require special report
794BA ASIC's power to require expert report
794C ASIC assessment of licensee's compliance
794D ASIC's directions power—protecting dealings in financial products
794DA Matters relating to ASIC directions—protecting dealings in financial products
794E Additional directions to clearing and settlement facilities
Division 4—The Australian market licence
Subdivision A—How to get a licence
795A How to apply for a licence
795B When a licence may be granted
795C Publication of notice of licence grant
795D More than one licence in the same document
795E More than one market covered by the same licence
Subdivision B—The conditions on the licence
796A The conditions on the licence
Subdivision C—When a licence can be varied, suspended or cancelled
797A Varying licences
797B Immediate suspension or cancellation
797C Suspension or cancellation following hearing and report
797D Effect of suspension
797E Variation or revocation of suspension
797F Publication of notice of licence suspension or cancellation
797G Suspension and cancellation only in accordance