Document ID: chunk:federal_register_of_legislation:F2024C01249:front:0:p8
Version: federal_register_of_legislation:F2024C01249
Segment Type: other
Provision Reference: 
Character Range: 21018–24080

Act
6D.3A.02 Contents of CSF offer document—general
6D.3A.03 Contents of CSF offer document—Section 1: Risk warnings
6D.3A.04 Contents of CSF offer document—Section 2: Information about the offering company
6D.3A.05 Contents of CSF offer document—Section 3: Information about the offer
6D.3A.06 Contents of CSF offer document—Section 4: Information about investor rights
6D.3A.07 Obligation of CSF intermediary relating to their platforms—applicant risk acknowledgement
6D.3A.08 Gatekeeper obligation of CSF intermediary—checks
6D.3A.09 Gatekeeper obligation of CSF intermediary—reasonable standard of checks
6D.3A.10 Obligation of CSF intermediary relating to their platforms—general CSF risk warning
Part 6D.5—Fundraising—miscellaneous
6D.5.01 Warrants that are securities
6D.5.02 Modification of paragraph 708(8)(c) of the Act: renewal period for accountants' certificates
6D.5.03 Modification of section 738X of the Act: requirement to notify right to withdraw application only applies if defect is materially adverse

Note about these Regulations

These Regulations are made under the Corporations Act 2001. To assist users of these Regulations, these Regulations follow, as far as possible, the drafting style, structure and numbering of the Corporations Regulations 1990 that were made under the Corporations Act 1989. Because some provisions of the Corporations Regulations 1990 are not remade in these Regulations, some gaps appear in the numbering of these Regulations. Also, the drafting style departs in minor ways from that used in the Corporations Regulations 1990.

Chapter 1—Introductory

Part 1.0—Miscellaneous

1.0.01  Name of Regulations
  These Regulations are the Corporations Regulations 2001.

1.0.02  Definitions
Note: A number of expressions used in these Regulations are defined in the Act, including the following:
(a) financial product;
(b) financial service;
(c) managed investment scheme;
(d) superannuation entity;
(e) trustee.
 (1) In these Regulations:
ACH means Australian Clearing House Pty Limited.
Act means the Corporations Act 2001.
agent means a person appointed under subsection 601CG(1) of the Act.
approved foreign bank:
 (a) in relation to a participant of a licensed market, means a bank:
 (i) established by or under the law of a foreign country; and
 (ii) in relation to which there is in force an approval given by the market licensee in accordance with its operating rules or by ASIC under the market integrity rules; and
 (b) in relation to a financial services licensee other than a participant of a licensed market, means a bank:
 (i) regulated by an overseas regulator; and
 (ii) in relation to which there is in force an approval given by ASIC for the purposes of this definition.
approved form, in relation to a provision of the Act or of these Regulations, means the form that is approved under paragraph 350(1)(b) of the Act for use for that provision.
associated provisions, in relation to provisions (the core provisions) of the relevant old legislation as in force at a particular time, include (but