Document ID: chunk:federal_register_of_legislation:F2019C00215:body:0:p3
Version: federal_register_of_legislation:F2019C00215
Segment Type: other
Provision Reference: 
Character Range: 5256–8350

financial market operated by ASX Limited or Chi-X Australia Pty Ltd; or
                  (ii) admitted to the AQUA Quote Display Board.
              (c) shares in, or debentures of, a foreign company that are quoted on the financial market operated by ASX Limited or Chi-X Australia Pty Ltd;
              (d) shares and debentures quoted on the financial market operated by ASX Limited that are issued by a body referred to in section 1073C;
              (da) transferable custody receipts;
              (e) depository interests in relation to financial products held by CHESS Depositary Nominees Pty Limited in accordance with the operating rules of ASX Settlement Pty Limited.
(2) In this section:
           depositary interests means units of beneficial ownership in financial products of the following kind that are issued for the purpose of enabling the financial products to be recorded and transferred in accordance with the operating rules of ASX Settlement Pty Limited:
              (a) securities issued by a foreign company; or
              (b) foreign scheme products.
           foreign quoted shares, in relation to transferable custody receipts, means shares of a foreign company that is listed on the New York Stock Exchange, NASDAQ Global Market or NASDAQ Global Select Market, where the shares are in a class of shares that are able to be traded on at least one of those financial markets.
           foreign scheme product means a financial product that:
              (a) is referred to in paragraph 764A(1)(ba); and
              (b) relates to a managed investment scheme which is:
                  (i) operated by a foreign company; and
                  (ii)  included in the official list of the financial market operated by ASX Limited.
           transferable custody receipts means units of beneficial ownership in foreign quoted shares where the units:
              (a) arise from a custodial and sub-custodial arrangement under which:
                  (i) a custodian holds, directly or indirectly, the foreign quoted shares on behalf of, or in trust for, a financial services licensee that holds an Australian financial services licence that covers the provision of a custodial or depository service; and
                  (ii) the financial services licensee holds their equitable rights or interests in the shares arising from the custodial arrangement mentioned in subparagraph (i) on behalf of, or in trust for, a person; and
              (b) are issued without the involvement of the issuer of the foreign quoted shares; and
(c) are able to be traded on the financial market operated by Chi-X Australia Pty Ltd.
           warrant has the meaning given by subregulation 1.0.02(1) of the regulations.".
            Note 1: Paragraph 7.11.03(1)(b) of the Regulations provides that a financial product is a Division 4 financial product if the financial product is declared by ASIC, under section 1075A of the Act, to be a financial product the transfer of which will be effected through ASTC under the Regulations.
            Note 2: ASX Settlement