Document ID: chunk:federal_register_of_legislation:C2025C00185:section:994q:p9
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 994Q (pt 9/20)
Character Range: 4220690–4223925

overpayments
Part 7.11—Title and transfer
Division 1—Title to certain securities
1070A Nature of shares and certain other interests in a company or registered scheme
1070B Numbering of shares
1070C Matters to be specified in share certificate
1070D Loss or destruction of title documents for certain securities
Division 2—Transfer of certain securities
Subdivision A—General provisions
1071A Application of the Subdivision to certain securities
1071B Instrument of transfer
1071C Occupation need not appear in transfer document, register etc.
1071D Registration of transfer at request of transferor
1071E Notice of refusal to register transfer
1071F Remedy for refusal to register transfer or transmission
1071G Certification of transfers
1071H Duties of company with respect to issue of certificates
Subdivision B—Special provisions for shares
1072A Transmission of shares on death (replaceable rule—see section 135)
1072B Transmission of shares on bankruptcy (replaceable rule—see section 135)
1072C Rights of trustee of estate of bankrupt shareholder
1072D Transmission of shares on mental incapacity (replaceable rule—see section 135)
1072E Trustee etc. may be registered as owner of shares
1072F Registration of transfers (replaceable rule—see section 135)
1072G Additional general discretion for directors of proprietary companies to refuse to register transfers (replaceable rule—see section 135)
1072H Notices relating to non‑beneficial and beneficial ownership of shares
Division 3—Transfer of certain securities effected otherwise than through a prescribed CS facility
1073A Application of the Division to certain securities
1073B Meaning of transfer
1073C Application of Division to certain bodies as if they were companies
1073D Regulations may govern transfer of certain securities
1073E ASIC may extend regulations to securities not otherwise covered
1073F Operation of this Division and regulations made for its purposes
Division 4—Transfer of financial products effected through prescribed CS facility
1074A Financial products to which this Division applies
1074C Operating rules of prescribed CS facility may deal with transfer of title
1074D Valid and effective transfer if operating rules complied with
1074E Regulations may govern transfer of financial products in accordance with operating rules of prescribed CS facility
1074F Issuer protected from civil liability for person's contravention of prescribed CS facility's certificate cancellation rules
1074G Operation of this Division and regulations made for its purposes
Division 5—Exemptions and modifications
1075A ASIC's power to exempt and modify
Part 7.12—Miscellaneous
Division 1—Qualified privilege
1100A Qualified privilege for information given to ASIC
1100B Qualified privilege for the conduct of market licensees and CS facility licensees
1100C Qualified privilege for information given to market licensees and CS facility licensees etc.
1100D Extension of protections given by this Division
Division 1A—Employee share schemes
Subdivision A—Introduction
1100E Simplified outline of this Division
1100F Geographical coverage of Division
1100G Offers and invitations both covered
1100H Person offering interests
1100J Offers may also be made in reliance