Document ID: chunk:federal_register_of_legislation:F2018L01253:body:0:p6
Version: federal_register_of_legislation:F2018L01253
Segment Type: other
Provision Reference: 
Character Range: 13517–15902

arrangement;
    that involves the taking of money on deposit.

    investor means the person to whom an investment product is issued or sold.

    issue:
       (a) in relation to securities – has the same meaning as in Part 6D.2 of the Corporations Act; and
       (b) in relation to any other investment product – has the same meaning as in Part 7.9 of the Corporations Act.

    offer has the meaning given in Part 6D.2 of the Corporations Act.

    Product Disclosure Statement has the meaning given in section 761A of the Corporations Act.

    professional investor has the meaning given in section 9 of the Corporations Act.

    prudential supervision warning has the meaning in Condition 12.

    registered entity means:
      (a)   a corporation whose name is entered in the Register of Entities kept by APRA under section 8 of the Financial Sector (Collection of Data) Act 2001; or
      (b)   a corporation that meets the definition of 'registrable corporation' in section 7 of the Financial Sector (Collection of Data) Act 2001 as it existed immediately prior to amendment by the Treasury Laws Amendment (Banking Measures No. 1) Act 2018.

    retail investor means a person who would be a retail client under section 761G of the Corporations Act 2001.

    retail product means an investment product offered, issued or sold to a retail investor.

    representative, in relation to a registered entity, means:
       (a) an authorised representative of the entity; or
       (b) an employee or director of the entity; or
       (c) an employee or director of a related body corporate of the entity; or
       (d) any other person acting on behalf of the entity.

    sale:
       (a) in relation to securities – has the same meaning as in Part 6D.2 of the Corporations Act; and
       (b) in relation to any other investment product – has the same meaning as in Part 7.9 of the Corporations Act.

    securities has the same meaning as in Part 6D.2 of the Corporations Act.

    small business has the meaning given in subsection 761G(12) of the Corporations Act.

    Whether a body corporate is related to another body corporate for the purposes of paragraph (a) of Condition 11 is to be determined in the same way as under the Corporations Act.

    A reference to an Act or provision of an Act is a reference to that Act or provision as in force from time to time.