Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:3:p3
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 3 (pt 3/5)
Character Range: 1460529–1463198

licensed market mentioned in subparagraph 1020AB(1)(a)(ii) of the Act (operator 1) appoints the operator of another licensed market (operator 2), in writing, as operator 1's agent for the purpose of receiving any of those particulars, operator 2 is the entity for those particulars.

7.9.100A  Seller disclosure of existing short position
 (1) If a seller has a short position which arises from an agreement to sell, entered into before commencement of this regulation, the seller must give particulars about the short position as at the close of business on the day this regulation commences:
 (a) on or before 9 am on the third reporting day after commencement of this regulation; and
 (b) on or before 9 am on each subsequent reporting day as long as the seller has a short position.
 (2) The particulars must be given to ASIC in the form required by ASIC.

7.9.101  Licensee disclosure
 (1) For paragraph 1020AC(2)(a) of the Act, the particulars that a financial services licensee must give in relation to information given to the licensee under section 1020AB of the Act in relation to a sale of a listed section 1020B product is the information specified in paragraphs 7.9.100(1)(a), (b) and (c).
 (2) For paragraph 1020AC(2)(b) of the Act:
 (a) the time for disclosure of the information is on or before 9 am:
 (i) if the information is given to the licensee after the start of the trading day but before 7 pm—on the next trading day after the licensee is given the information under section 1020AB of the Act; and
 (ii) if the information is given to the licensee after 7 pm but before the start of the next trading day—on the second trading day after the licensee is given the information under section 1020AB of the Act; and
 (b) the manner for disclosure of the information is by electronic transmission to the operator.
 (3) A reference to trading day in subregulation (2) is to a trading day of the market where the information is given.
 (4) For paragraph 1020AC(3)(b) of the Act, and in relation to the particulars mentioned in paragraph 1020AC(3)(a) of the Act, if the operator of the licensed market mentioned in paragraph 1020AC(1)(a) of the Act (operator 1) appoints the operator of another licensed market (operator 2), in writing, as operator 1's agent for the purpose of receiving any of those, operator 2 is the entity for those particulars.

7.9.102  Public disclosure of information
 (1) For paragraph 1020AD(2)(a) of the Act, the particulars which the operator of a licensed market must publicly disclose in relation to information given to the operator under section 1020AB or 1020AC of the Act in relation to a sale of a listed section 1020B