Document ID: chunk:federal_register_of_legislation:F2022L01194:reg:4:p2
Version: federal_register_of_legislation:F2022L01194
Segment Type: reg
Provision Reference: reg 4 (pt 2/2)
Character Range: 3926–4668

(5)          An entity to which this instrument applies is not required to provide information under table items 6, 7 or 8 where an investment is disposed of or purchased without the consent of the investor if, within the reporting period:

           (a)          the transaction is reversed;

           (b)          the investment is not disposed of at a loss to the investor; and

           (c)           the investor has been notified of the transactions.

       (6)          An entity to which this instrument applies is not required to provide information under table item 6 in relation to a transaction where the transaction relates to a share that is not listed for quotation in the official list of an Australian financial market.