Document ID: chunk:federal_register_of_legislation:F2021L01114:body:0:p27
Version: federal_register_of_legislation:F2021L01114
Segment Type: other
Provision Reference: 
Character Range: 82251–85188

issued by resident ADIs and have an original maturity of less than or equal to 12 months.

Item 3.8                        Report the value of debt securities held that are issued by resident ADIs and have an original maturity of greater than 12 months.

Item 3.9                        Report the value of debt securities held that are issued by resident financial institutions other than ADIs or SPVs and that have an original maturity of less than or equal to 12 months.

Item 3.10                       Report the value of debt securities held that are issued by resident financial institutions other than ADIs or SPVs and that have an original maturity of greater than 12 months.

Item 3.11                       Report the value of debt securities held that are issued by resident private non-financial corporations other than SPVs that have an original maturity of less than or equal to 12 months.

Item 3.12                       Report the value of debt securities held that are issued by resident private non-financial corporations other than SPVs that have an original maturity of greater than 12 months.

Item 3.13                       Report the value of debt securities held that are issued by resident SPVs.

Item 3.14                       Report the value of any other debt securities held other than those reported in items 3.3 to 3.13 that have an original maturity of less than or equal to 12 months.

Item 3.15                       Report the value of any other debt securities held other than those reported in items 3.3 to 3.13 that have an original maturity of greater than 12 months.

    4.             Total equity securities

Item 4 collects information on the value of equity securities held by the ADI.

SBR: submit item 4 with accounting type of debit (assets).

Exclude assets due from related parties.  Report these in items 12 and 13.

Report each item adjusted for the value of short-sold positions. That is, report the value of equity securities held less the value of equity securities sold short.

Include bills of exchange held that have been accepted either by your institution or another institution.

Item 4                          Report the value of equity securities held.

                                Item 4 is a derived item.  Report the value of equity securities held in item 4 as the sum of item 4.1 and item 4.2.

Item 4.1                        Report the value of equity securities held that are securities held for trading.

Item 4.2                        Report the value of equity securities held that are securities not held for trading.

    5.             Net acceptances of customers

Item 5 collects information on the value of acceptances of customers' bills of exchange that are not held by the ADI.

SBR: submit item 5 with accounting type of debit (assets).

Exclude assets due from related parties.  Report these in items 12 and 13.

Exclude bills