Document ID: chunk:federal_register_of_legislation:C2025C00185:section:742:p21
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 742 (pt 21/24)
Character Range: 2959367–2962696

without consent
Subdivision D—Common rules for consents under this Division
962X Obligation to keep records of compliance
962Y Form for consents
962YA Combining information in a single notice or form
Subdivision E—Common rules for terminations under this Division
962Z Civil penalty provision—charging ongoing fees after arrangement terminated
962ZA Effect of termination
Division 4—Conflicted remuneration
Subdivision A—Preliminary
963 Application to a financial services licensee acting as an authorised representative
Subdivision B—Meaning of conflicted remuneration
963A Meaning of conflicted remuneration—general
963AA Benefits given in relation to life risk insurance products
963B Monetary benefit given in certain circumstances not conflicted remuneration
963BA Meaning of benefit ratio requirements and clawback requirements
963C Non‑monetary benefit given in certain circumstances not conflicted remuneration
Subdivision C—Ban on conflicted remuneration
963E Licensee must not accept conflicted remuneration
963F Licensee must ensure compliance
963G Authorised representative must not accept conflicted remuneration
963H Other representatives must not accept conflicted remuneration
963J Employer must not give employees conflicted remuneration
963K Product issuer or seller must not give conflicted remuneration
963L Volume‑based benefits presumed to be conflicted remuneration
Subdivision D—Rebate of conflicted remuneration
963M Person covered by this section in relation to conflicted remuneration
963N Regulations may provide for rebate of conflicted remuneration
963P Person covered by section 963M must pay amount etc. in accordance with regulations
Division 5—Other banned remuneration
Subdivision A—Volume‑based shelf‑space fees
964 Application
964A Platform operator must not accept volume‑based shelf‑space fees
Subdivision B—Asset‑based fees on borrowed amounts
964B Application
964C Application to a financial services licensee acting as an authorised representative
964D Financial services licensees must not charge asset‑based fees on borrowed amounts
964E Authorised representatives must not charge asset‑based fees on borrowed amounts
964F Meaning of asset‑based fee
964G Meaning of borrowed
964H Meaning of reasonably apparent
Division 6—Anti‑avoidance
965 Anti‑avoidance
Part 7.8—Other provisions relating to conduct etc. connected with financial products and financial services, other than financial product disclosure
Division 1—Preliminary
980A Matters covered by this Part
980B General approach to offence provisions
Division 2—Dealing with clients' money
Subdivision A—Money other than loans
981A Money to which Subdivision applies
981B Obligation to pay money into an account
981C Regulations may deal with various matters relating to accounts maintained for the purposes of section 981B
981D Money related to derivatives may be used for general margining etc. purposes
981E Protection of money from attachment etc.
981F Regulations may deal with how money to be dealt with if licensee ceases to be licensed etc.
981G Account provider not liable merely because of licensee's contravention
981H Money to which Subdivision applies taken to be held in trust
Subdivision AA—Client money reporting rules
981J Client money reporting rules
981K Matters that may be dealt with in client money reporting