Document ID: chunk:federal_register_of_legislation:C2025C00185:section:994q:p20
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 994Q (pt 20/20)
Character Range: 4252573–4254914

of financial services relating to CCIVs
1241D CCIV buy‑back or redemption facility does not make a market
1241E Certain conduct relating to CCIVs is not providing a custodial or depository service
1241F Australian financial services licences
1241G Immediate suspensions or cancellations of licences
1241H Restriction on use of certain words or expressions
1241J Agreements with certain unlicensed persons
1241K Treat the CCIV as a professional investor
1241L Financial services disclosure does not apply to operating the business and conducting the affairs of CCIVs
1241M Financial records of the corporate director of a CCIV
1241N Prohibition on hawking of securities in a CCIV
1241P Modifications of Part 7.8A
1241Q Part 7.9 applies to the issue or sale of securities in a CCIV
1241R Product Disclosure Statements—when a security in a CCIV is of the same kind as another product
1241S Product Disclosure Statements—situations when not required for CCIVs
1241T Product Disclosure Statements—content requirements
1241U Product Disclosure Statements—replacement statements
1241V Product Disclosure Statements—lodging with ASIC
1241W Product Disclosure Statements—use of application forms
1241X Product Disclosure Statements—if lodged, then security not to be issued or sold before specified period
1241Y Remedies for person acquiring financial product under defective Product Disclosure Document
1241Z Disclosure obligations of issuers of securities in CCIVs
1241ZA Cooling‑off periods
1241ZB Unsolicited offers to purchase securities in CCIVs off‑market
1241ZC Product intervention orders
1241ZD Insider trading—exceptions
Part 8B.8—Miscellaneous
1242 Director identification numbers
1242A Registers
1242B Inspection of books
1242C Falsification of books
1242D Application of Part 9.4
1242E Disclosures qualifying for protection under Part 9.4AAA
1242F Powers of Courts—irregularities
1242G Fees payable to the Commonwealth
Part 8B.9—Subordinate legislation relating to CCIVs
1243 ASIC's power to make exemption and modification orders
1243A Modification by regulations

Chapter 7—Financial services and markets
Note: This Chapter applies to a CCIV in a modified form: see Division 4 of Part 8B.7.

Part 7.9—Financial product disclosure and other provisions relating to issue, sale and purchase of financial products

Division 1—Preliminary