Document ID: chunk:federal_register_of_legislation:C2004A04501:body:0:p10
Version: federal_register_of_legislation:C2004A04501
Segment Type: other
Provision Reference: 
Character Range: 65139–70224

of amendments of business rules
                                                             779D.                                                                                Securities clearing house to assist Commission
                                                             779E.                                                                                Securities clearing house to notify Commission of disciplinary action
                                                             779F.                                                                                Issuers of quoted securities and quoted rights to comply with SCH business rules
                                                             779G.                                                                                Power of Court to order compliance with provisions of SCH business rules
                                                             779H.                                                                                Qualified privilege in respect of disciplinary proceedings
                                                             779J.                                                                                Provision of settlement facilities not a securities business etc.
 129.                                                       Interpretation
 130.                                                       Transfer of securities etc. and payment of money
 131.                                                       Novation of agreements
 132.                                                       Definitions
 133.                                                       Effect of using a transfer delivery service
 134.                                                       Claim by selling dealer in respect of default by buying dealer
 135.                                                       Claim by buying dealer in respect of default by selling dealer
 136.                                                       Effect of novation, under business rules, of agreement for purchase

TABLE OF PROVISIONS—continued

Section
 137.     Claim by selling client in respect of default by selling dealer
 138.     Claim by buying client in respect of default by buying dealer
 139.     Insertion of new section:
         952A.                                                                                          Cash settlement of claims—SCH-regulated transfers
 140.     Cash settlement of claims—transfers other than SCH-regulated transfers
 141.     Effect of using a transfer delivery service
 142.     Effect of novation, under business rules, of guaranteed securities loan
 143.     Effect of using a transfer delivery service
 144.     Claim in respect of failure to pay net amount in respect of transactions
 145.     Claim in respect of failure to transfer net number of securities in respect of transactions
 146.     How claim under subsection 954P(2) is to be satisfied
 147.     How claim under subsection 954P(3) is to be satisfied
 148.     Claims in respect of default by TDS nominee
 149.     How claim under subsection 954X(2) is to be satisfied
 150.     Nexus with this jurisdiction
 151.     Interpretation
 152.     Repeal of section 956 and substitution of new section:
           956.                                                                                         Situations to which Division applies
 153.     Claim by transferee or sub-transferee
 154.     Discretion to pay amounts not received etc. because of failure to transfer securities
 155.     Application of Fund in respect of certain claims
 156.     Arbitration of amount of cash settlement of certain claims
 157.     Subrogation of SEGC to claimant's rights etc.
 158.     Nature of shares and other interests
 159.     Numbering shares
 160.     Instrument of transfer
 161.     Duties of company with respect to issue of certificates
 162.     Insertion of heading
 163.     Interpretation
 164.     Insertion of new sections:
          1097A.                                                                                        Quoted securities and rights
          1097B.                                                                                        SCH business rules may provide that securities or rights continue to be quoted securities or rights
          1097C.                                                                                        Commission may declare Law applies to securities as if they were quoted securities or rights
          1097D.                                                                                        Transfer that substantially complies with SCH business rules
 165.     Insertion of new heading and section:
         Subdivision B—Sufficient transfers (transfers other than SCH-regulated transfers)
          1099A.                                                                                        Subdivision does not apply to SCH-regulated transfers
 166.     Insertion of new