Document ID: chunk:federal_register_of_legislation:C2025C00185:section:742:p2
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 742 (pt 2/24)
Character Range: 2904345–2907420

law is affected by an application, saving or transitional provision that is not included in this compilation, details are included in the endnotes.

Editorial changes

For more information about any editorial changes made in this compilation, see the endnotes.

Modifications

If the compiled law is modified by another law, the compiled law operates as modified but the modification does not amend the text of the law. Accordingly, this compilation does not show the text of the compiled law as modified. For more information on any modifications, see the Register for the compiled law.

Self‑repealing provisions

If a provision of the compiled law has been repealed in accordance with a provision of the law, details are included in the endnotes.

Contents
Chapter 7—Financial services and markets
Part 7.1—Preliminary
Division 1—Object of Chapter and outline of Chapter
760A Object of Chapter
760B Outline of Chapter
Division 2—Meaning of some terms relating to financial services and markets
761A Meaning of some terms relating to financial services and markets
761B Meaning of arrangement
761CAA Meaning of claimant intermediary
761CA Meaning of class and kind of financial products and financial services
761D Meaning of derivative
761DA Meaning of insurance claims manager
761E Meaning of acquire, issue and provide
761EA Meaning of margin lending facility, margin call and associated expressions
761F Meaning of person—generally includes a partnership
761FA Meaning of person—generally includes multiple trustees
761G Meaning of retail client and wholesale client
761GA Meaning of retail client—sophisticated investors
761H References to this Chapter include references to regulations or other instruments made for the purposes of this Chapter
Division 3—Meaning of financial product and related terms
Subdivision A—Preliminary
762A Overview of approach to defining what a financial product is
762B What if a financial product is part of a broader facility?
762C Meaning of facility
Subdivision B—The general definition
763A Meaning of financial product
763B Meaning of makes a financial investment
763C Meaning of manages financial risk
763D Meaning of makes non‑cash payments
763E What if a financial product is only incidental?
Subdivision C—Specific inclusions
764A Specific things that are financial products (subject to Subdivision D)
Subdivision D—Specific exclusions
765A Specific things that are not financial products
Division 4—Meaning of financial service and related terms
766A Meaning of financial service
766B Meaning of financial product advice, personal advice and general advice
766C Meaning of dealing
766D Meaning of makes a market
766E Meaning of custodial or depository service
766F Meaning of crowd‑funding service
766G Meaning of claims handling and settling service
766H Meaning of superannuation trustee service
Division 5—Meaning of financial market
767A Meaning of financial market
Division 6—Meaning of clearing and settlement facility
768A Meaning of clearing and settlement facility
Division 7—General provisions relating to civil