Document ID: chunk:federal_register_of_legislation:C2025C00185:section:1015b
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 1015B
Character Range: 4353862–4355649

1015B  Some Statements must be lodged with ASIC
 (1) A copy of a Statement must have been lodged with ASIC in a prescribed form (in accordance with the requirements of subsection (2) for consents) before the Statement is given to a person for the purposes of a provision of this Part if:
 (a) the following subparagraphs apply:
 (i) the financial product is a managed investment product; and
 (ii) the Statement states or implies that the product will be able to be traded on a financial market; and
 (iii) the Statement meets the requirements set out in section 1013H; or
 (b) the financial product is a managed investment product that can be traded on a financial market; or
 (ba) the financial product is:
 (i) a managed investment product of an Australian passport fund; or
 (ii) a foreign passport fund product; or
 (c) the financial product is a financial product of a kind specified in regulations made for the purposes of this paragraph.
Note: Failure to comply with this subsection is an offence (see subsection 1311(1)).
 (2) The lodgment of a Statement in relation to a managed investment product with ASIC requires the consent of:
 (a) whether it is an issue Statement or a sale Statement:
 (i) if the responsible person is a body corporate—every director of the responsible person; or
 (ii) otherwise—the responsible person; and
 (b) if it is a sale Statement:
 (i) if the issuer of the financial product concerned is a body corporate—every director of the issuer; or
 (ii) otherwise—the issuer of the financial product concerned.
 (3) The lodgment of a Statement in relation to a foreign passport fund product with ASIC requires the consent of:
 (a) if the operator of the fund is a body corporate—every director of the operator; or
 (b) otherwise—the responsible person.