Document ID: chunk:federal_register_of_legislation:C2025C00185:section:742:p16
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 742 (pt 16/24)
Character Range: 2944664–2948107

from providing financial services
Subdivision A—Banning orders
920A ASIC's power to make a banning order
920B What a banning order prohibits
920C Effect of banning orders
920D Variation or cancellation of banning orders
920E Date of effect and publication of banning order, variation or cancellation
920F Statement of reasons
Subdivision B—Disqualification by the Court
921A Disqualification by the Court
Division 8A—Professional standards for relevant providers etc.
Subdivision A—Education and training standards
921B Meaning of education and training standards
921BA Relevant providers to meet education and training standards
921BB Additional requirements for relevant providers who provide tax (financial) advice services
921BC Exemptions for certain relevant providers
Subdivision AA—Limitations on authorisation to provide personal advice
921C Limitation on authorisation to provide personal advice unless conditions met
Subdivision B—Ethical standards
921E Code of Ethics
Subdivision C—Provisional relevant providers
921F Requirements relating to provisional relevant providers
Subdivision D—Other matters
921G Approval of foreign qualifications
921GA Approval of domestic qualifications
921H Modifications of Part in relation to continuing professional development
Division 8B—Action against relevant providers
Subdivision A—Action by Financial Services and Credit Panels
921K Power of Financial Services and Credit Panels to take action against relevant providers
921L Instruments that Financial Services and Credit Panels may make in relation to relevant providers
921M Copy of instrument to be given to affected person etc.
921N Variation or revocation of instruments made in relation to relevant providers
Subdivision B—Proposed action notices etc.
921P Proposed action notice
921Q Recommendations to ASIC in relation to restricted civil penalty provisions
921R Notices to Tax Practitioners Board about qualified tax relevant providers who are registered tax agents
Subdivision C—Warnings and reprimands
921S Warnings and reprimands by ASIC
921T Warnings and reprimands by Financial Services and Credit Panels
Subdivision D—Fit and proper person test
921U Fit and proper person test for relevant providers
Subdivision E—Review of decisions made under this Division etc.
921V Review of decisions etc.
Subdivision F—Electronic communication
921W Electronic communication of documents given by Financial Services and Credit Panels etc.
921X Electronic communication of documents given to Financial Services and Credit Panels etc.
Division 8C—Registration of relevant providers
Subdivision A—Requirement for relevant providers to be registered
921Y Unregistered relevant providers not to provide personal advice
921Z Financial services licensees not to continue to authorise unregistered relevant providers to provide personal advice
              Subdivision B—Applications for registration
921ZA Application for registration—relevant providers who are financial services licensees applying to be registered
921ZB Application for registration—financial services licensees applying to register relevant providers
Subdivision C—Registration and period of registration
921ZC Registration of relevant providers
921ZD Period of registration—relevant providers who are financial services licensees
921ZE Period of registration—relevant providers who are registered in relation to financial services licensees
921ZF Assisted decision making