Document ID: chunk:federal_register_of_legislation:F2024C01107:body:0:p20
Version: federal_register_of_legislation:F2024C01107
Segment Type: other
Provision Reference: 
Character Range: 53361–56040

Official Quotation.
Recognised Market Index means an index specified in Table A5.1.6 in Annexure 5 to Schedule 1A.
Related/Associated Person means:
(a)        a partner, director, employee, officer or consultant of a Market Participant or of a company which is a partner of a Market Participant;
(b)       a person who is a member of the Immediate Family of a person referred to in paragraph (a);
(c)        the trustee of a Family Trust of a person referred to in paragraph (a);
(d)       an entity which is:
(i)         controlled by a person referred to in paragraphs (a), (b) or (c) or any of those persons acting together; or
(ii)       a corporation in which a person referred to in paragraphs (a) or (b) is beneficially entitled to more than 50% of the issued capital;
(e)        an entity which is the holding company, or which is controlled by the holding company, of a Market Participant or of a company which is a partner of a Market Participant;
(f)        a person who is a Substantial holder of a Market Participant or of a company which is a partner of a Market Participant;
(g)       an associate of a Market Participant (as defined in each section of Part 1.2, Division 2 of the Corporations Act) or of a company which is a partner of a Market Participant; and
(h)       a lender who is a party to an Approved Subordinated Loan Deed or a related entity or associate of that lender.
Related/Associated Person Balance is an amount owing to the Market Participant by a person who is a Related/Associated Person of the Market Participant and excludes an amount owing as a result of:
(a)        the deposit with, loans to or other amounts owing from an Approved Deposit Taking Institution;
(b)       the deposit of funds as a margin or deposit with a person licensed to trade or clear Futures or Options to the extent that those funds relate to an open position; or
(c)        a transaction in a Financial Instrument under Annexure 1 to Schedule 1A which is made on terms no more favourable to the Related/Associated Person than those on which it would be reasonable to expect the Market Participant to make if it had entered into the transaction on an arm's length basis, but not including sundry fees, interest or similar amounts owing on such transactions; or
(d)       brokerage or similar amounts owing that were reported or created less than 31 days previously and which arose as a result of a third party clearing arrangement entered in to with a Clearing Participant that is a Related/Associated Person of the Market Participant.

Risk-Based Capital Requirements means the requirements set out in Schedule 1A.
Risk-Based Return Declaration means a declaration