Document ID: chunk:federal_register_of_legislation:F2024C01058:reg:4:p2
Version: federal_register_of_legislation:F2024C01058
Segment Type: reg
Provision Reference: reg 4 (pt 2/3)
Character Range: 10263–13034

Consumer Credit Protection Act 2009.
operator:
 (a) in relation to a notified foreign passport fund—has the same meaning as in the Corporations Act 2001; and
 (b) in relation to a regulated former notified fund:
 (i) if the fund is a regulated CIS—has the same meaning as in the Passport Rules for this jurisdiction; and
 (ii) if the fund is no longer a regulated CIS—the entity or entities in control of the fund.
overseas market has the meaning given by subsection 46(3).
over‑the‑counter, in relation to a financial product, means a financial product that cannot be traded on:
 (a) a large futures exchange; or
 (b) a large securities exchange; or
 (c) a market licensed under subsection 795B(2) of the Corporations Act 2001 that operates as an exchange; or
 (d) a small futures exchange; or
 (e) a small securities exchange; or
 (f) a small securities (self‑listing) exchange.
registrable superannuation entity has the same meaning as in the Superannuation Industry (Supervision) Act 1993.
regulated former notified fund means a fund described in paragraph 5C(2)(b) or (c).
small amount credit contract has the same meaning as in the National Consumer Credit Protection Act 2009.
small futures exchange has the meaning given by subsection 49(3).
small securities exchange has the meaning given by subsection 48(3).
small securities (self‑listing) exchange has the meaning given by subsection 47(3).
specialised market has the meaning given by subsection 52A(4).
sub‑sector means a group of one or more entities each of which meets the criteria specified in a provision of Part 3 for an entity to form part of the sub‑sector.
Note 1: Within each such provision, the name of the sub‑sector is identified in bold italics.
Note 2: For a list of sub‑sectors, see Schedule 1.
sub‑sector population, in relation to a sub‑sector, for a financial year, means the number of entities specified by ASIC in an annual determination to be the number of entities that form part of the sub‑sector at any time in the financial year.
sub‑sector regulatory costs, in relation to a sub‑sector, for a financial year, means the Australian dollar amount specified by ASIC in a determination made under subsection 10(2) of the Act to be the extent to which ASIC's regulatory costs for the financial year are attributable to the sub‑sector.
supervisory college means a college of regulators established for a credit rating agency:
 (a) that has significant cross border operations; and
 (b) that has affiliates or branches in more than one country; and
 (c) whose credit ratings are relied on by investors and other users of credit ratings in more than one country.
unregistered managed investment scheme is a managed investment scheme that is not:
 (a) a registered scheme; or
 (b) a notified