Document ID: chunk:federal_register_of_legislation:F2024C01108:front:0:p12
Version: federal_register_of_legislation:F2024C01108
Segment Type: other
Provision Reference: 
Character Range: 33848–36824

a Derivatives Market Contract.
Derivatives Market Transaction means a transaction between Trading Participants for one or more Derivatives Market Contracts.
Derivatives Only Combination means a transaction which comprises at least two component Derivatives Market Transactions, in a specific ratio, in respect of which:
 1.         entry into each component Derivatives Market Transaction is contingent on entry into each of the other component Derivatives Market Transactions;
(b)       the combined transaction has a net price; and
(c)        each transaction is for the same client.
Disclosed in relation to an Order on an Order Book, means the Pre-Trade Information referred to in both items 4 (volume) and 6 (price) in the table in Rule 6.1.4 (in the case of Equity Market Products) or Rule 6.1.4A (in the case of CGS Depository Interests) is made available for the Order.
DTR means a representative of a Trading Participant who has been authorised by the Trading Participant to submit Trading Messages to a Trading Platform on behalf of the Trading Participant.
DTR identifier means a unique code, allocated by the Trading Participant under Rule 2.5.6, that identifies a DTR.
Employee in relation to a Market Participant includes a director, employee, officer, agent, representative, consultant or adviser of that Market Participant, or an independent contractor who acts for or by arrangement with a Market Participant.
Equity Market Product means:
 1.         a share in a body;
(b)       a financial product referred to in subparagraph 764A(1)(b)(i) or subparagraph 764A(1)(ba)(i) of the Corporations Act;
(c)        a right (whether existing or future and whether contingent or not) to acquire, by way of issue, the following under a rights issue:
 1.          a share covered by paragraph (a); or
(ii)       a financial product covered by paragraph (b);
(d)       a CHESS Depositary Interest; or
(e)        a Transferable Custody Receipt,
admitted to quotation under a Market's operating rules, but does not include a CGS Depository Interest.
Equity Securities means:
(a)        shares in a body corporate or an unincorporated body other than redeemable preference shares which are Loan Securities in accordance with paragraph (c) of the definition of Loan Securities; or
(b)       interests in a managed investment scheme, except those referred to in paragraph (d) of the definition of Loan Securities; or
(c)        renounceable and non-renounceable rights to subscribe for Securities other than Loan Securities; or
(d)       options over unissued Securities other than Loan Securities; or
(e)        convertible notes; or
(f)        in relation to a Market, any Securities which are determined to be Equity Securities by the operator of the Market on which those Securities are able to be traded in accordance with the operating rules of the Market,
     but does not include Options Market Contracts or, in relation to a Market, Securities determined to be Loan