Document ID: chunk:federal_register_of_legislation:C2004A03415:body:0:p22
Version: federal_register_of_legislation:C2004A03415
Segment Type: other
Provision Reference: 
Character Range: 55195–57992

or remoter lineal ancestor, son, daughter or remoter issue, or brother or sister, of the person;

     'relevant Act' means the Australian Stock Exchange and National Guarantee Fund Act 1987;
     'relevant commencement' means the commencement of section 15 of the relevant Act;
     'reportable transaction' means a sale or purchase, by a member organisation (in this definition referred to as the 'first dealer') of a participating exchange, of quoted securities, where:
        (a) in any case—the participating exchange's business rules, as in force when the agreement for the sale or purchase is made, require the first dealer to report the sale or purchase to the participating exchange; or
        (b) if the sale or purchase is to or from, as the case may be, a member organisation (in this definition referred to as the 'second dealer') of a participating exchange—the last-mentioned participating exchange's business rules, as in force when the agreement for the sale or purchase is made, require the second dealer to report to the last-mentioned participating exchange the purchase or sale of the securities by the second dealer from or to, as the case may be, the first dealer;
     'settlement documents', in relation to a transaction, means documents the supply of which in accordance with the agreement for the transaction:
        (a) if the agreement has not been discharged—is sufficient; or
        (b) if the agreement has been discharged, whether by performance or otherwise—would, if the agreement had not been discharged, be sufficient;
    to discharge the obligations of the seller under the agreement, in so far as those obligations relate to the supply of documents in connection with the transaction;
     'transaction' means a sale or purchase of securities.
"(2) Except so far as the contrary intention appears, a reference in section 122cb, 122cd, 122db or 122dc, subsection 122fc (1), paragraph 122fc (5) (c), subsection 122fc (6), section 122ga, subsection 122gb (3), (4) or (5), 122gb (1), (2), (6) or (7) or 122gd (1), paragraph 122t (1) (b), (3) (a) or (4) (a), section 122w, subsection 122x (4), section 122yd or subsection 122za (1), (2) or (4), 122zd (2) or 122zf (8) to a provision or provisions of this Act includes a reference to a provision or provisions of a law of a participating State or participating Territory that corresponds or correspond with that provision, or those provisions, of this Act.
"(3) For the purposes of this Part, a sale and purchase of securities shall be taken to consist of 2 distinct transactions, namely, the sale of the securities by the seller to the purchaser and the purchase of the securities by the purchaser from the seller.

"(4) Except so far as the contrary intention appears, a reference in this Part to a sale, or