Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:15:p50
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 15 (pt 50/73)
Character Range: 1813141–1815913

(1) For section 1444 of the Act, this regulation applies if:
 (a) securities (other than managed investment products) are sold on or after the FSR commencement; and
 (b) the securities were issued before the FSR commencement.
 (2) Section 707 of the old Corporations Act, and any associated provisions, continue to apply in relation to the securities.
 (3) Section 707 of the Act does not apply in relation to the securities.

10.2.132  Offers that do not need disclosure: offer to sophisticated investor through licensed dealer
 (1) This regulation applies in relation to a regulated principal mentioned in item 1 of the table in section 1430 of the Act.
 (2) A reference in subsection 708(10) of the Act to a financial services licensee includes the regulated principal.
 (3) Subregulation (2) ceases to apply in relation to the regulated principal at the end of the transition period in relation to the regulated principal.

10.2.133  Prospectus content: general disclosure test
 (1) This regulation applies in relation to a regulated principal mentioned in item 1 of the table in section 1430 of the Act if the regulated principal is named in a prospectus as being involved in any way in the issue or sale of the securities to which the prospectus applies.
 (2) A reference in paragraph 710(3)(e) of the Act to a person named in a prospectus as a financial services licensee includes the regulated principal.
 (3) Subregulation (2) ceases to apply in relation to the regulated principal at the end of the transition period in relation to the regulated principal.

10.2.134  Prospectus content—specific disclosures
 (1) This regulation applies in relation to a regulated principal mentioned in item 1 of the table in section 1430 of the Act if the regulated principal is named in a prospectus as being involved in any way in the issue or sale of the securities to which the prospectus applies.
 (2) A reference in paragraph 711(4)(e) of the Act to a person named in a prospectus as a financial services licensee includes the regulated principal.
 (3) Subregulation (2) ceases to apply in relation to the regulated principal at the end of the transition period in relation to the regulated principal.

10.2.135  Registers
  For section 1444 of the Act, a reference in subparagraph 1274(2)(a)(ia) of the Act to a document lodged under a provision of Chapter 7 of the Act (other than section 675 or subsection 792C(1)) includes a document lodged with ASIC under a provision of Chapter 7 (other than subsection 776(2B), section 1001B or Part 7.13) or Chapter 8 of the old Corporations Act (whether the document was lodged before or after the FSR commencement).

Division 27A—Transitional matters under other legislation

10.2.135A  References to authorised foreign exchange