Document ID: chunk:federal_register_of_legislation:F2024C01109:front:0:p10
Version: federal_register_of_legislation:F2024C01109
Segment Type: other
Provision Reference: 
Character Range: 26072–28872

a software application, satisfactory to a Market operator in relation to its Market, for entering Orders into the Trading Platform through a Terminal.
Other Regulated Entities means entities prescribed by regulations made for the purposes of paragraph 798H(1)(c) of the Corporations Act, that must comply with these Rules.
Participant means:
(a)        in relation to a Market, a person who is allowed to directly participate in the market under the operating rules of the Market other than as a recognised affiliate; or
(b)       in relation to a clearing and settlement facility, a person who is allowed to directly participate in the facility under the facility's operating rules other than as a recognised affiliate.
Prescribed Person means, in relation to a Market Participant:
 1.         an Employee, a director, or a partner, of the Market Participant;
(b)       a Controller of the Market Participant or a related body corporate of that Controller;
(c)        the Immediate Family of a person referred to in paragraphs (a) or (b);
(d)       a Family Company and a Family Trust of a person referred to in paragraphs (a) to (c); and
(e)        where a Market Participant or a person referred to in paragraphs (a) to (d) is a body corporate, anybody corporate or other entity controlled by that body corporate.
Pre-Commencement Market Integrity Rules means:
 1.         the ASIC Market Integrity Rules (ASX 24 Market) 2010; and
(b)       the ASIC Market Integrity Rules (FEX Market) 2013.
Pre-Opening Period, in relation to a Market, has the meaning given by the operating rules of that Market.
Pre-Opening Phase, in relation to a Market, has the meaning given by the operating rules of that Market.
Principal, when used in Chapter 5 in the context of a Market Participant trading on its own behalf "as Principal", includes a reference to the Market Participant trading on its own behalf or on behalf of any of the following persons:
(a)        a partner of the Market Participant;
(b)       a director or company secretary of the Market Participant;
(c)        a Substantial Holder of the Market Participant;
(d)       the Immediate Family, Family Company or Family Trust of a partner, director, company secretary or Substantial Holder of the Market Participant;
(e)        a body corporate in which the interests of one or more of the partners singly or together constitute a controlling interest of the Market Participant;
(f)        any related body corporate of the Market Participant,
and does not include where the Market Participant or a related body corporate of the Market Participant is trading as a trustee of a trust in which that trustee has a beneficial interest in the trust of less than 5%, and all of that interest was acquired in lieu of receipt of fees for administering the