Document ID: chunk:federal_register_of_legislation:F2024C01031:reg:18
Version: federal_register_of_legislation:F2024C01031
Segment Type: reg
Provision Reference: reg 18
Character Range: 26822–27788

18  Condition—notifying retail clients before providing an exempt financial service
  The condition in this section is met for an eligible financial service if, before providing the financial service to a person as a retail client, the provider clearly and prominently discloses to the client:
 (a) the provider's name and contact details; and
 (b) information about any remuneration (including commissions) to which the provider can become entitled in relation to the financial service; and
 (c) information about any associations or relationships between:
 (i) the provider or any of the provider's related bodies corporate; and
 (ii) the issuers of any financial products;
  that might reasonably be capable of influencing the client in relation to the provision of the financial service; and
 (d) information about the dispute resolution systems available to the client, including about how to access those systems and how long those systems will be available.