Document ID: chunk:federal_register_of_legislation:F2024C01249:front:0:p7
Version: federal_register_of_legislation:F2024C01249
Segment Type: other
Provision Reference: 
Character Range: 17838–21312

notices (Act s 601FP(3))
Part 5C.4—The compliance plan
5C.4.01 Agents' authorities to be lodged
5C.4.02 Agents to assist auditors of compliance plans
Part 5C.5—The compliance committee
5C.5.01 Responsible entities etc to assist compliance committees
Part 5C.9—Winding up
5C.9.01 Notice of commencement of winding up
Part 5C.11—Exemptions and modifications
Division 1—Exemptions
5C.11.01 Certain schemes not managed investment schemes
Division 2—Modifications
5C.11.02 Modifications
5C.11.03 Register of members of registered schemes (Act s 169(1))
5C.11.03A How to work out the value of an interest
5C.11.04 Names of registered schemes (Act s 601EB(1))
5C.11.05A Schemes not required to be registered (Act s 601ED)
5C.11.06 Liability of responsible entities (Act s 601FB(4))
Chapter 5D—Licensed trustee companies
Part 5D.1—Preliminary
5D.1.01A Meaning of trustee company
5D.1.02 Meaning of traditional trustee company services and estate management functions
5D.1.03 Meaning of mortgage‑backed security
5D.1.04 Interaction between trustee company provisions and State and Territory laws
Part 5D.2—Powers etc of licensed trustee companies
Division 2.1—Annual Information Returns
5D.2.01 Obligation on licensed trustee company to provide an annual information return if requested
5D.2.02 Information to be included in annual information return
Division 2.2—Common funds
5D.2.03 Common funds
5D.2.04 Establishment of common funds
5D.2.05 Deciding details about common funds
5D.2.06 Operation of common funds
5D.2.07 Register of investments
5D.2.08 Financial reports
Part 5D.3—Regulation of fees charged by licensed trustee companies
5D.3.01 Modification of section 601TAB of the Act: disclosure to clients of changed fees
Part 5D.4—Obligations of receiving company after transfer
5D.4.01 Preserving rights under dispute resolution systems and arrangements for compensation
Part 5D.5—ASIC‑approved transfers of estate assets and liabilities
5D.5.01 Notice of certificate
Chapter 6—Takeovers
Part 6.2—Exceptions to the prohibition
6.2.01A Prescribed requirements
6.2.01 Prescribed circumstances (Act s 611)
6.2.02 Other prescribed circumstances (Act s 611)
Part 6.6—Variation of offers
6.6.01 Right to withdraw acceptance
Part 6.8—Acceptances
6.8.01 Acceptance of offers made under off‑market bid
6.8.02 Acceptances by transferees and nominees of offers made under off‑market bid
Part 6.10—Review and intervention
6.10.01 Application for review of Takeovers Panel decision
Chapter 6A—Compulsory acquisitions and buy‑outs
Part 6A.1—Compulsory acquisitions and buy‑outs after takeover bid
6A.1.01 Terms on which securities to be acquired
Chapter 6CA—Continuous disclosure
6CA.1.01 Continuous disclosure: other disclosing entities
Chapter 6D—Fundraising
Part 6D.2—Disclosure to investors about securities
6D.2.01 Exemption—member shares
6D.2.02 Exemption—foreign companies
6D.2.03 Sophisticated investors
6D.2.04 Simple corporate bonds—base prospectus
6D.2.05 Simple corporate bonds—offer‑specific prospectus
6D.2.06 Simple corporate bonds—key financial ratios relevant to issuing body
Part 6D.3A—Crowd‑sourced funding
6D.3A.01 Offers that are eligible to be made under Part 6D.3A of the Act
6D.3A.02 Contents of CSF offer document—general
6D.3A.03 Contents of CSF offer document—Section 1: Risk warnings
6D.3A.04 Contents of CSF offer document—Section 2: Information about the offering company
6D.3A.05 Contents of CSF offer document—Section 3: Information about the offer
6D.3A.06