Document ID: chunk:federal_register_of_legislation:F2024C01137:reg:8a:p4
Version: federal_register_of_legislation:F2024C01137
Segment Type: reg
Provision Reference: reg 8A (pt 4/6)
Character Range: 54485–57319

to a Reporting Entity that is an RE, Trustee, or corporate director of a CCIV includes a reference to a person appointed by the RE, Trustee, or corporate director of a CCIV to enter into OTC Derivatives on behalf of the RE or Trustee.
           Note: A person appointed by an RE, Trustee, or corporate director of a CCIV may be a fund manager—in which case, the Reporting Entity or the fund manager may, for example, create and maintain data elements of client codes, collateral portfolio codes, package identifiers, custom basket codes and event identifiers.

Part S1.2 Definitions

S1.2.1 Definitions
In the Tables in this Part:
Business Identifier Code (BIC code) means a universal identifier code issued to an entity under ISO 9362 or successor standard, in force from time to time.
Designated Business Identifier means:
        (a)        an Australian Business Number (ABN) with the status of active;
        (b)       an international business entity identifier issued by Avox Limited (AVID); or
        (c)        a Business Identifier Code (BIC code);
CCP means an authorised clearing facility.
Client Code means a unique identifier code of not more than 72 characters assigned to a client by a Reporting Entity in the structure and format of the LEI of the Reporting Entity followed by characters assigned to the client.
ISIN means an international securities identification number in the format and structure specified in ISO 6166.
MIC means an identifier in the format and structure specified in ISO 10383.
GLEIF means the Global Legal Entity Identifier Foundation which is a foundation within the meaning of the Swiss Civil Code.
Portfolio Basis, in relation to collateral, means the collateral was calculated on the basis of net positions resulting from a set of Derivatives, rather than per Derivative.
reported as a monetary amount means that the value reported is an amount of money.
           Note: For example, 1234.56 is the monetary amount of 1,234.56 Australian dollars.
reported as a decimal means a rate reported as a number that is 1/100th of the number in percentage format.
           Note: For example, 0.0257 is a number that is 1/100th of the number 2.57 in 2.57%.
reported in basis points means a rate reported as a number that is 100 times the number in percentage format.
           Note: For example, 257 is a number that is 100 times the number 2.57 in 2.57%.
RIC means a Reuters Instrument Code.
ROC Statement means the Statement on individuals acting in a business capacity dated 30 September 2015 published by the committee known as the Regulatory Oversight Committee, formed to oversee the Global LEI System and other identifier systems.
           Note: The ROC Statement is available on a website maintained by the Regulatory Oversight Committee at http://www.leiroc.org.
UPI means a product