Document ID: chunk:federal_register_of_legislation:F2024C01107:body:0:p3
Version: federal_register_of_legislation:F2024C01107
Segment Type: other
Provision Reference: 
Character Range: 8535–11269

direction or with the consent or agreement (whether express or implied) of an officer, Employee, or other agent of the person, and whether or not the giving of the direction, consent or agreement is within the scope of the actual or apparent authority of the officer, Employee, or other agent,
is deemed to have been engaged in by the person.

1.1.7 State of mind of a person
(1) If for the purposes of these Rules in respect of conduct engaged in by a person, it is necessary to establish the state of mind of the person, it is sufficient to show that an officer, Employee, or other agent of the person, being an officer, Employee, or other agent by whom the conduct was engaged in and whether or not the conduct was within the scope of the actual or apparent authority of that officer, Employee, or other agent, had that state of mind.
(2) In subrule (1), a reference to the state of mind of a person includes a reference to the knowledge, intention, opinion, belief or purpose of the person and the person's reasons for the person's intention, opinion, belief or purpose.

1.1.8 Application for review by Administrative Review Tribunal of certain decisions made under these Rules
(1) Subject to this Rule, applications may be made to the Tribunal for review of a decision made by ASIC under:
(a)       subrule 1.2.1(1); or
(b)       subrule 1.2.1(3); or
(c)       rule 1.4.3 (paragraph (c)(ii) of definition of Approved Subordinated Loan Deed); or
(d)       paragraph 8.2.1(3)(a); or
(e)       paragraph 8.2.1(3)(b); or
(f)       paragraph 9.2.4(1)(a); or
(g)      rule 9.4.2; or
(h)      rule S1A.2.3A; or
(i)       paragraph S1A.2.4(1)(a); or
(j)       paragraph S1A.2.4(1)(b); or
(k)      subrule S1A.2.4(4) ; or
(l)       subrule S1A.2.4(6); or
(m)    subparagraph S1A.2.4A(2B)(a); or
(n)      rule S1A.2.5(1); or
(o)      subrule S1A.2.7(3); or
(p)   rule S1A.2.9; or
(q)   rule S1A.2.9B; or
(r)    rule S1A.2.9C; or
(s)    table A5.2.2.
(2) An application made under subrule (1) may only be made by:
(a)     in relation to paragraphs (a) and (b);
(i)         the Market Participant that made the application for a waiver of a Rule under Rule 1.2.1;
(b)     in relation to paragraphs (c) to (s);
(i)         the Market Participant in respect of which the decision by ASIC was made.
(3) In this Rule:
decision and Tribunal have the same meaning as in the Administrative Review Tribunal Act 2024.

1.1.9 Notice of reviewable decision and review rights
(1) This Rule applies if ASIC makes a decision to which Rule 1.1.8 applies.
(2) ASIC must take such steps as are reasonable in the circumstances to give to each person who may make an application for review of the decision under Rule 1.1.8 notice, in writing or otherwise:
(a)