Document ID: chunk:federal_register_of_legislation:F2024C01109:front:0:p29
Version: federal_register_of_legislation:F2024C01109
Segment Type: other
Provision Reference: 
Character Range: 75880–78634

company); and
        2.      service of process on the Foreign Market Participant in relation to legal proceedings conducted by ASIC (including under section 50 of the ASIC Act), and in relation to proceedings relating to a financial services law, by any person referred to in subsection 659B(1) of the Corporations Act and whether brought in the name of ASIC or the Crown or otherwise, can be effected by service on the agent;
 1.         that the deed applies notwithstanding that the Foreign Market Participant may have ceased to be a Market Participant; and
 2.         for such additional terms notified by ASIC in writing to the Foreign Market Participant.

Chapter 3: Trading principles

Part 3.1 Trading principles for Orders entered on the Trading Platform

3.1.1 Expressions of Interest
(1) A Market Participant must not enter an Order into a Trading Platform based on an Expression of Interest without first confirming with the Client that that Expression of Interest is a firm Order to buy or sell.
(2) For the purposes of subrule (1), in respect of a Market Participant which is a corporation, a Client includes a related body corporate or a division of the Market Participant—which is separate from the Market Participant's futures division.

3.1.2 False or misleading appearance
(1) A Market Participant must not offer to purchase or sell a Contract or deal in any Contract:
 1.         as Principal:
(i)         with the intention; or
(ii)       if that offer to purchase or sell or dealing has the effect, or is likely to have the effect,
        of creating a false or misleading appearance of active trading in any Contract or with respect to the market for, or the price of, any Contract; or
(b)       on account of any other person where:
(i)         the Market Participant intends to create;
(ii)       the Market Participant is aware that the person intends to create; or
(iii)     taking into account the circumstances of the Order, a Market Participant ought reasonably suspect that the person has placed the Order with the intention of creating,
        a false or misleading appearance of active trading in any Contract or with respect to the market for, or the price of, any Contract.
(2) For the purposes of paragraph (1)(a), a reference to a Market Participant offering to purchase or sell a Contract or deal in any Contract as Principal includes a reference to offering to purchase, sell or deal in any Contract on its own behalf or on behalf of the following persons:
(a)        a partner of the Market Participant;
(b)       a director of, company secretary of, or person who has a substantial holding in the Market Participant;
(c)        the spouse of, non-adult children of, family company of, or family trust of a