Document ID: chunk:federal_register_of_legislation:C2020A00135:clause:1_9
Version: federal_register_of_legislation:C2020A00135
Segment Type: clause
Provision Reference: sch 1 cl 9
Character Range: 17387–18407

9  Subsection 5(1)
Insert:
approved code of conduct means a code of conduct approved by ASIC by legislative instrument under section 238A, and includes a replacement code of conduct approved under that section.
code of conduct means a code of conduct that relates to any aspect of the activities of:
 (a) licensees; or
 (b) credit representatives;
being activities in relation to which ASIC has a regulatory responsibility.
enforceable code provision means a provision of an approved code of conduct identified by ASIC under subsection 238A(2).
mandatory code of conduct means a code of conduct that is declared by regulations under section 238F to be mandatory.
subscriber, in relation to an approved code of conduct:
 (a) means a person or entity that agrees, in a way required by the applicant for the code's approval, to be bound by the code; and
 (b) if a person or entity no longer agrees to be bound by the code—includes the person or entity during the period that the person or entity did agree to be so bound.