Document ID: chunk:federal_register_of_legislation:F2024C01058:front:0:p2
Version: federal_register_of_legislation:F2024C01058
Segment Type: other
Provision Reference: 
Character Range: 2778–6252

16 Large proprietary companies
17 Public companies (unlisted)
18 Registered company auditors
Subdivision 1.3—Sub‑sectors to which graduated levy component applies
19 Listed corporations
20 Registered liquidators
Division 2—Deposit‑taking and credit sector
Subdivision 2.1—General
21 Deposit‑taking and credit sector
22 Basic levy component applies to sub‑sectors in Subdivision 2.2
Subdivision 2.2—Sub‑sectors to which basic levy component applies
23 Margin lenders
24 Small and medium amount credit providers
Subdivision 2.3—Sub‑sectors to which graduated levy component applies
25 Credit intermediaries
26 Credit providers
27 Deposit product providers
28 Payment product providers
Division 3—Investment management, superannuation and related services sector
Subdivision 3.1—General
29 Investment management, superannuation and related services sector
30 Basic levy component applies to sub‑sectors in Subdivision 3.2
Subdivision 3.2—Sub‑sectors to which basic levy component applies
31 Custodians
32 Managed discretionary account providers
33 Traditional trustee company service providers
Subdivision 3.3—Sub‑sectors to which graduated levy component applies
34 Operators of investor directed portfolio services
35 Responsible entities
35A Operators of notified foreign passport funds and regulated former notified funds
36 Superannuation trustees
37 Wholesale trustees
Division 4—Financial advice sector
Subdivision 4.1—General
38 Financial advice sector
39 Basic levy component applies to sub‑sectors in Subdivision 4.2
Subdivision 4.2—Sub‑sectors to which basic levy component applies
40 Licensees that provide only general advice to retail or wholesale clients
41 Licensees that provide personal advice to only wholesale clients
42 Licensees that provide personal advice to retail clients on only products that are not relevant financial products
Subdivision 4.3—Sub‑sectors to which graduated levy component applies
43 Licensees that provide personal advice on relevant financial products to retail clients
Division 5—Market infrastructure and intermediaries sector
Subdivision 5.1—General
44 Market infrastructure and intermediaries sector
45 Basic levy component applies to sub‑sectors in Subdivision 5.2
Subdivision 5.2—Sub‑sectors to which basic levy component applies
46 Overseas market operators
47 Small securities exchange operators with self‑listing function only
48 Small securities exchange operators
49 Small futures exchange operators
51 Large securities exchange operators
52 Large futures exchange operators
52A New specialised market operators
52B Established specialised market operators
53 Exempt market operators
54 Tier 1 clearing and settlement facility operators
55 Tier 2 clearing and settlement facility operators
56 Tier 3 clearing and settlement facility operators
57 Tier 4 clearing and settlement facility operators
58 Exempt CS facility operators
59 Australian derivative trade repository operators
61 Retail over‑the‑counter derivatives issuers
62 Wholesale electricity dealers
62A Benchmark administrators
Subdivision 5.3—Sub‑sectors to which graduated levy component applies
62B Credit rating agencies
63 Corporate advisors
64 Large futures exchange participants
65 Large securities exchange participants
66 Over‑the‑counter traders
67 Securities dealers
Division 6—Insurance sector
Subdivision 6.1—General
68 Insurance sector
69 Basic levy component applies to sub‑sectors in Subdivision 6.2
Subdivision 6.2—Sub‑sectors to which basic