Document ID: chunk:federal_register_of_legislation:F2024C01108:front:0:p30
Version: federal_register_of_legislation:F2024C01108
Segment Type: other
Provision Reference: 
Character Range: 80428–83345

made under paragraph (1)(b) are available on the Federal Register of Legislation. The register may be accessed at www.legislation.gov.au.

Part 1.5 Participants of multiple Markets

1.5.1 Participants may rely on notifications
Where these Rules require a Market Participant or a CGS Market Participant to give to ASIC any document (however described), the Participant may give to ASIC the same document in relation to more than one Market and, or CGS Market if:
(a)        the Participant has notified ASIC in writing that it intends to comply with these Rules by relying on that document, or on documents of that kind, in relation to each Market to which the document applies; and
(b)       the document contains all of the information that would be required to be in the document if it were given separately in relation to each Market and, or CGS Market.

Part 1.6 Transitional

1.6.1 Status of notifications and certifications given by a Market Participant under the Pre-Commencement Market Integrity Rules
(1) This Rule applies if:
(a)        a Market Participant or CGS Market Participant gave ASIC a written notification or certification under the Pre-Commencement Market Integrity Rules; and
(b)       the notification or certification has not been withdrawn or otherwise ceased to have effect; and
(c)        the power or obligation in the Pre-Commencement Market Integrity Rules to give the notification or certification is incorporated under a corresponding provision in these Rules.
(1A) For the purposes of this Rule, a provision (old provision) of the Pre-Commencement Market Integrity Rules corresponds to a provision (new provision) of these Rules (and vice versa) if the old provision and the new provision are substantially the same.
(1B) For the purposes of subrule (1A), differences of all or any of the following kinds are not sufficient to mean that two provisions are not substantially the same:
(a)        differences in the numbering of the provisions;
(b)       differences of a minor technical nature (for example, differences in punctuation, or differences that are attributable to the correction of incorrect cross-references);
(c)        the fact that one of the provisions refers to a corresponding previous law and the other does not;
(d)       other differences that are attributable to the fact that these Rules apply to more than one Market.
(2) The notification or certification:
(a)        is taken to have been given to ASIC by the Market Participant under the corresponding provision in these Rules; and
(b)       will continue in its existing form, and continue to have the same effect under these Rules, as when given under the Pre-Commencement Market Integrity Rules.

Chapter 2: Market Participants and Representatives

Part 2.1 Management requirements

2.1.1 Management structure
(1) A Market Participant must, in relation to its conduct, and that part of its business that