Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:3:p8
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 3 (pt 8/10)
Character Range: 63759–66608

(b) an RSA; and
 (c) a financial service that relates to a superannuation product; and
 (d) a financial service that relates to an RSA.

Part 1.1—Prescribed amounts

1.1.01  Prescribed amounts
  The amount specified in an item in column 3 of Schedule 4 is prescribed in relation to the matter specified in the item in column 2.

Part 1.2—Interpretation

Division 1—General

1.2.01  Remuneration recommendations (Act s 9B)
  For paragraph 9B(2)(f) of the Act, a recommendation, or advice or information, provided in relation to one or more members of the key management personnel for a company by an employee of a company within the same consolidated entity, is not a remuneration recommendation.

Part 1.2A—Disclosing entities

1.2A.01  Securities declared not to be ED securities
  For section 111AJ of the Act, the following securities are declared not to be ED securities:
 (a) securities of a body that, under the listing rules of the Australian Stock Exchange Limited, is an exempt foreign entity; or
 (b) securities that are quoted on Australian Bloodstock Exchange Limited.

1.2A.02  Foreign companies issuing securities under foreign scrip offers etc exempt from disclosing entity provisions
 (1) For section 111AS of the Act, a foreign company is exempt from the disclosing entity provisions in respect of ED securities under section 111AG of the Act if:
 (a) the company issues the securities in connection with a foreign takeover bid or foreign scheme of arrangement; and
 (b) the securities issued are, at the time of issue, securities in a class of securities quoted on an approved foreign exchange; and
 (c) the terms and conditions of the issue to citizens and Australian permanent residents are the same as those applying to each other person receiving securities that are in the same class; and
 (d) the same notices, documents or other information (or, where applicable, an English translation of these) (modified, if necessary, to include any additional information for the purposes of complying with Chapter 6D of the Act) are given to Australian citizens or permanent residents as are given to each other person; and
 (e) the notices, documents and other information are given to Australian citizens and permanent residents at the same time, or as soon as practicable after, they are given to those other persons; and
 (f) in relation to the issue—the company complies with all legislative and stock exchange requirements in the place in which is located:
 (i) the approved foreign exchange; or
 (ii) if more than one—the principal approved exchange;
  on which the company's securities are quoted.
 (2) In this regulation:
approved foreign exchange includes:
 (a) American Stock Exchange Inc.;
 (b) New York Stock Exchange Inc.;
 (c) New Zealand Stock Exchange;
 (d) The Stock Exchange of Hong Kong Ltd;
 (e) Stock Exchange