Document ID: chunk:federal_register_of_legislation:C2025C00113:section:9:p2
Version: federal_register_of_legislation:C2025C00113
Segment Type: section
Provision Reference: s 9 (pt 2/3)
Character Range: 18434–21033

(1) and (2) are:
 (a) a statement in writing setting out:
 (i) the name, the place and date of incorporation and the address of the registered office of the corporation; and
 (ii) the name, and the address of the registered office, of every corporation that is related to the corporation; and
 (iii) particulars of the principal methods by which the corporation ordinarily borrows moneys; and
 (iv) particulars of the principal kinds of finance ordinarily provided by the corporation; and
 (b) a copy of the last audited balance‑sheet of the corporation; and
 (c) if there is no such balance‑sheet or the balance‑sheet includes both assets and liabilities in Australia and assets and liabilities outside Australia but does not show the assets and liabilities in Australia separately from the assets and liabilities outside Australia—a statement showing the assets and liabilities in Australia of the corporation.
 (6) If:
 (a) a registered entity changes its name or the address of its registered office; or
 (b) a change takes place in the principal methods by which a registered entity ordinarily borrows moneys or in the principal kinds of finance ordinarily provided by a registered entity; or
 (c) a corporation that is related to a registered entity ceases to be so related; or
 (d) a corporation becomes related to a registered entity;
the registered entity must, before the end of the period of 60 days after the occurrence of the event concerned, notify APRA in writing accordingly.
Penalty: 10 penalty units.
Note: If a financial sector entity to which subsection (6) applies fails to notify APRA before the end of the period specified in that subsection, the obligation to notify APRA continues after the end of that period with daily offences being committed until the obligation is complied with (see section 4K of the Crimes Act 1914).
 (7) A corporation is not required by this section to give to APRA a statement or notification in relation to a matter if a statement or notification in relation to that matter has already been given to APRA by another corporation.
Note: A defendant bears an evidential burden in relation to matters in subsection (7) (see subsection 13.3(3) of the Criminal Code).
 (8) A statement or notification by a corporation to APRA under this section must be signed by a senior officer of the corporation.
 (9) APRA must, if requested to do so by the Secretary of the Department, give the Secretary a copy of a document received by APRA under this section.
 (10) An offence for a contravention of subsection (1), (2) or (6) is an offence of strict liability.