Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:15:p60
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 15 (pt 60/73)
Character Range: 1837982–1840659

association includes:
 (a) the operator of a licensed market for derivatives; and
 (b) the operator of a licensed CS facility that provides its services for the clearing and settlement of transactions effected through a licensed market for derivatives.

10.2.167  Power of Court to restrain dealings with futures broker's bank accounts
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 3 of the table in section 1430 of the Act.
 (2) A reference in section 1224 of the old Corporations Act to a member of a futures organisation includes a participant of a licensed market for derivatives.
 (3) A reference in subsection 1224(2) of the old Corporations Act to a futures organisation includes a market licensee.

10.2.168  Power of Court to restrain dealings with futures broker's bank accounts
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 3 of the table in section 1430 of the Act.
 (2) A reference in section 1226 of the old Corporations Act to a futures organisation includes the operator of a licensed market for derivatives.

10.2.169  Sequence of transmission and execution of orders
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 3 of the table in section 1430 of the Act.
 (2) A reference in subsection 1266(1) of the old Corporations Act to a futures market includes a licensed market for derivatives.
 (3) A reference in paragraph 1266(4)(c) of the old Corporations Act to the business rules of a futures organisation of which a futures broker is a member includes the operating rules of a licensed market for derivatives of which the broker is a participant.
 (4) A reference in subsection 1266(5) of the old Corporations Act to a member of a futures exchange includes a participant of a licensed market for derivatives.
 (5) A reference in subsection 1266(5) of the old Corporations Act to a trading floor of a futures exchange includes a trading floor of a licensed market for derivatives.
 (6) A reference in subsection 1266(6) of the old Corporations Act to the business rules of a futures organisation of which a broker is a member includes the operating rules of a licensed market of which the broker is a participant.

10.2.170  Dealings by employees of futures brokers and futures advisers
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal mentioned in item 3 or 4 of the table in section 1430 of the Act.
 (2) A reference in subsection 1267(7), (9) or (10) of the old Corporations Act to a futures exchange includes a