Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:2:p13
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 2 (pt 13/26)
Character Range: 1565760–1569208

property
9.7.01 Entitlement to unclaimed property
Part 9.10—Fees imposed by the Corporations (Fees) Act 2001 and the Corporations (Review Fees) Act 2003
9.10.01 Penalty for failure to pay review fee on time—prescribed penalty (Act s 1364)
Part 9.12—Matters relating to regulations
9.12.01 Exemptions from Chapter 7
9.12.02 Exemption from provisions of Chapter 7—CLS Bank
9.12.03 Partial exemption of foreign‑based market licensees from certain notification obligations
9.12.03A Exemption from provisions of Chapter 7—compliance with ASIC exemptions
9.12.04 Exemption from provisions of Chapter 7—carbon unit auctions
9.12.05 Exemption from provisions of Chapter 7—gas trading exchange
Chapter 10—Repeals, transitional matters and application provisions
Part 10.2—Transitional arrangements relating to Financial Services Reform legislation
Division 1—Preliminary
10.2.01 Application of Part 10.2
10.2.02 Definitions
10.2.02A References to transition periods
10.2.02B References to the application of Division 2 of Part 7.9 of the Act
Division 1A—Treatment of proposed markets that have not started to operate by the FSR commencement
10.2.02C Proposed markets
Division 2—Transitional arrangements relating to business rules or listing rules
Subdivision 2.1—Business rules
10.2.03 Amendment of business rules of securities exchange before FSR commencement
10.2.04 Amendment of SCH business rules before FSR commencement
10.2.05 Amendment of SEGC business rules before FSR commencement
10.2.06 Amendment of business rules of futures body before FSR commencement
Subdivision 2.2—Listing rules
10.2.07 Amendment of listing rules of securities exchange before FSR commencement
Division 3—Status of directions and notices
10.2.08 Direction to securities exchange to comply with ongoing requirements
10.2.09 Notice to securities exchange of need to prohibit trading
10.2.10 Notice to securities exchange prohibiting trading
10.2.11 Direction to futures exchange—orderly market
Division 4—Assistance to ASIC
10.2.12 Obligations of securities exchange: disciplinary action
10.2.13 Obligations of securities exchange: particulars of contravention
10.2.14 Obligations of securities exchange: information about listed disclosing entity
10.2.15 Obligations of securities clearing house: disciplinary action
10.2.16 Obligations of futures body: disciplinary action
10.2.17 Obligations of futures body: particulars of contravention
10.2.18 Obligations of clearing house for futures exchange: information about listed disclosing entity
Division 5—Special reports
10.2.19 Special report by securities exchange about compliance with ongoing requirements
10.2.20 Special report by securities exchange about compliance with ongoing requirements: ASIC requirements
Division 5A—Transactions by holder of financial services licence or a representative of the holder of such a licence
10.2.20A References to financial service licensee
Division 5B—Obligation to pay money into account
10.2.20B Financial products quoted on Australian Stock Exchange Limited
Division 6—Self‑listing
10.2.21 Status of arrangements for self‑listing
10.2.22 Status of exemption relating to self‑listing
Division 7—Decisions about membership of futures exchange
10.2.23 Status of notice to applicant
10.2.24 Status of notice to ASIC
Division 8—National Guarantee Fund
10.2.25 Status of claim against the National Guarantee Fund
10.2.26 Entitlement to make claim against the National Guarantee Fund