Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:4:p18
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 4 (pt 18/60)
Character Range: 860361–863825

7.7.09BA Statement of Advice from authorised representative
7.7.09BB Modification of subsection 947C(4) of the Act
7.7.09BC Statement of Advice given by financial services licensee: non‑monetary benefit that is not conflicted remuneration
7.7.09BD Statement of Advice given by authorised representative: non‑monetary benefit that is not conflicted remuneration
7.7.09C Requirement to keep Statement of Advice and other documents
7.7.10 Products for which a Statement of Advice is not required
7.7.10AA Obligation on authorised representative to give a financial services guide
7.7.10AAA Record of advice without a recommendation to purchase or sell—content requirements
7.7.10AB Financial services guide—contents of guide
7.7.10AC Financial services guide
7.7.10AD Financial services guide
7.7.10ADA Website disclosure information
7.7.10AE Situations in which Statement of Advice not required
7.7.10AF Various consequential amendments to Division 7 of Part 7.7 concerning situations where Financial Services Guides do not have to be given
7.7.10AG Various consequential amendments to Division 7 of Part 7.7
7.7.10AI Obligation to warn client that advice does not take account of client's objectives, financial situation or needs—carbon units, Australian carbon credit units and eligible international emissions units
7.7.10A Statements of Advice—requirement to state information as amounts in dollars
7.7.10B Insertion of definition—further advice
7.7.10C Omission of definition—further market‑related advice
7.7.10D Additional information in Statement of Advice
7.7.10E Additional information in Statement of Advice
7.7.11 Statement of Advice given by financial services licensee
7.7.11A Statement of Advice given by authorised representative of financial services licensee—licence number
7.7.11B Statement of Advice—disclosure of dollar amounts
7.7.12 Statement of Advice given by authorised representative of financial services licensee
7.7.13 Statement of Advice provided by authorised representative—disclosure of dollar amounts
7.7.13A Additional information about charges or benefits—disclosure of dollar amounts
7.7.13B Additional information about charges or benefits—disclosure of dollar amounts
Division 4—General advice provided to a retail client
7.7.14 Product Disclosure Statement not required
Division 5—Other disclosure requirements
7.7.20 General advice to retail client—no obligation to warn client
7.7.20A Extension of disclosure requirements to wholesale clients dealing with certain unauthorised insurers
Division 6—Exemptions from application of Part 7.7 of the Act
7.7.21 Exemption from application of Part 7.7 of the Act
Part 7.7A—Best interests obligations and remuneration
Division 2—Best interests obligations
7.7A.05 Best interests duty—basic banking products etc.
7.7A.06 Best interests duty—general insurance products
Division 3—Charging ongoing fees to clients
7.7A.10 Arrangements that are not ongoing fee arrangements
7.7A.11AA Compliance records required to be kept by fee recipients
Division 4—Conflicted remuneration
Subdivision 1—Benefits in relation to life risk insurance products that are conflicted remuneration
7.7A.11A What this Subdivision is about
7.7A.11B Circumstances in which benefits in relation to life risk insurance products are conflicted remuneration
7.7A.11C Circumstances in which benefits in relation to information about life risk insurance products are not conflicted remuneration
7.7A.11D Circumstances