Document ID: chunk:federal_register_of_legislation:C2025C00185:section:961k
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 961K
Character Range: 4014545–4015159

961K  Civil penalty provision—sections 961B, 961G, 961H and 961J
 (1) A financial services licensee contravenes this section if the licensee contravenes section 961B, 961G, 961H or 961J.
Note: This subsection is a civil penalty provision (see section 1317E).
 (2) A financial services licensee contravenes this section if:
 (a) a representative, other than an authorised representative, of the licensee contravenes section 961B, 961G, 961H or 961J; and
 (b) the licensee is the, or a, responsible licensee in relation to that contravention.
Note: This subsection is a civil penalty provision (see section 1317E).