Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:4:p10
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 4 (pt 10/60)
Character Range: 839538–842327

services licensee for which the authorised representative is an authorised representative;
 (f) the number of the financial services licence of each financial services licensee for which the authorised representative is an authorised representative;
 (g) if the authorised representative has an ABN—the ABN;
 (h) the date of the authorised person's authorisation, and any other information about the authorisation that ASIC believes should be included in the register;
 (i) any other information that ASIC believes should be included in the register.

7.6.06  ASIC register relating to persons against whom banning order or disqualification order is made
 (1) For subsection 922A(2) of the Act, ASIC must include the following details for each person against whom a banning order is made in the register of persons against whom a banning order under Division 8 of Part 7.6 of the Act is made:
 (a) the person's name;
 (b) the day on which the banning order took effect;
 (c) whether the banning order is permanent or for a fixed period;
 (d) if the banning order is for a fixed period—the period;
 (e) the terms of the banning order;
 (f) whether the banning order has been varied or cancelled;
 (g) if the banning order has been varied:
 (i) the date of the variation; and
 (ii) the terms of the variation;
 (h) if the banning order has been cancelled—the date of the cancellation;
 (i) any other information that ASIC believes should be included in the register.
 (2) For subsection 922A(2) of the Act, ASIC must include the following details for each person against whom a disqualification order is made in the register of persons against whom a disqualification order under Division 8 of Part 7.6 of the Act is made:
 (a) the person's name;
 (b) the day on which the disqualification order took effect;
 (c) whether the disqualification order is permanent or for a fixed period;
 (d) if the disqualification order is for a fixed period—the period;
 (e) the terms of the disqualification order;
 (f) whether the disqualification order has been varied or revoked;
 (g) if the disqualification order has been varied:
 (i) the date of the variation; and
 (ii) the terms of the variation;
 (h) if the disqualification order has been revoked—the date of the revocation;
 (i) any other information that ASIC believes should be included in the register.

7.6.06C  Correcting registers
  ASIC may correct any error in or omission from a register maintained under regulation 7.6.05 or 7.6.06.
Note: Australian Privacy Principle 13 applies to ASIC and requires it to take reasonable steps to correct personal information that is wrong or misleading so that the information is accurate, up to date, complete, relevant and not misleading (see Schedule 1 to the Privacy Act 1988).

7.6.06D  Register