Document ID: chunk:federal_register_of_legislation:F2024C01198:body:0:p150
Version: federal_register_of_legislation:F2024C01198
Segment Type: other
Provision Reference: 
Character Range: 418161–421066

email address (if applicable); and

(g) full business address (not being a post box address);

    16. A description of the business carried on or proposed to be carried on by the applicant;

    17. The date on which the applicant commenced or is to commence offering registrable designated remittance services;

18. Whether the applicant or any of its key personnel:

         (a) has been charged, prosecuted and/or convicted in relation to money laundering, financing of terrorism, terrorism, people smuggling, fraud, a serious offence, an offence under the AML/CTF Act, or an offence under the Financial Transaction Reports Act 1988 (FTR Act);

         (b) has been subject to a civil penalty order made under the AML/CTF Act;

         (c) has been the subject of civil or criminal proceedings or enforcement action, in relation to the management of an entity, or commercial or professional activities, which were determined adversely to the applicant or any of its key personnel (including by the applicant or any of its key personnel consenting to an order or direction, or giving an undertaking, not to engage in unlawful or improper conduct) and which reflected adversely on the applicant's competence, diligence, judgement, honesty or integrity;

    and if so, the details of each instance as the case may be, for the applicant and each of its key personnel.

    Note: The above does not affect the operation of Part VIIC of the Crimes Act 1914, which means that certain convictions that are spent convictions are not required to be disclosed under these AML/CTF Rules.

    19. Details of whether the applicant is:

     (a) a subsidiary of another entity or entities; or

     (b) controlled by another entity or entities; and

     if so

         (c) the full names, addresses, positions and titles of the directors of the other entity or entities; and

         (d) the ACN, ABN, ARBN (or foreign equivalent) of the other entity or entities (as applicable);

      20. The business contact details of the individual completing the application for registration, comprising:

(a) full name;

(b) position or title;

(c) date of birth (optional);

(d)  telephone number;

(e) facsimile number (if applicable);

(f) email address; and

(g) postal address.

       Part B Information to be obtained and retained by the applicant pursuant to subsection 75(4) of the AML/CTF Act

         1. (a) the original or certified copy (as applicable) of a National Police Certificate (or foreign equivalent if one is able to be obtained) that has been issued within the 6 month period preceding the date of application for registration, for each of the key personnel of the applicant; or

         (b) a National Police History Check (NPHC) that has been issued within the 6 month period preceding the date of the application for registration, for each of the key personnel