Document ID: chunk:federal_register_of_legislation:C2012A00067:clause:1_962
Version: federal_register_of_legislation:C2012A00067
Segment Type: clause
Provision Reference: sch 1 cl 962
Character Range: 5951–6531

962  Application of this Division
 (1) This Division applies in a case where:
 (a) a financial services licensee, or a representative of a financial services licensee, enters into an ongoing fee arrangement with another person (the client); and
 (b) the arrangement has not terminated for any reason.
 (2) This Division also applies in a case where:
 (a) the rights of a financial services licensee, or a representative of a financial services licensee, under an ongoing fee arrangement are assigned to another person; and
 (b) the arrangement has not terminated for any reason.