Document ID: chunk:federal_register_of_legislation:F2021L01099:body:0:p15
Version: federal_register_of_legislation:F2021L01099
Segment Type: other
Provision Reference: 
Character Range: 42982–46538

unique transaction identification number and details on the collateral – whether the collateral is managed by a tri-party agent and/or eligible for re-use, the collateral type, collateral currency, collateral residual maturity, haircut and the collateral market value.

    7.             Securities borrowing stocks – securities loan characteristics

Item 7 collects information on securities borrowing outstanding as at the end of the reporting period. Report characteristics of the securities borrowing transaction against the securities borrowing transaction unique transaction identification number.  Report each securities borrowing transaction only once in item 7.

SBR: submit item 7 with accounting type of credit (liabilities).

Column 1   Report the unique transaction identification number.

           Unit of measurement: report column 1 as an alphanumeric value.

Column 2   Report whether the securities loan was an exclusive contract.

           Unit of measurement: report column 2 as Y or N.

Column 3   Report whether the securities loan was intermediated.

           Unit of measurement: report column 3 as Y or N.

Column 4   Report whether the securities loan was centrally cleared.

           Unit of measurement: report column 4 as Y or N.

Column 5   Report the securities loan counterparty sector.
           Unit of measurement: report column 5 as text selected from the counterparty sector list below.
           The counterparty sector list options are:
                * 'RBA' for RBA;
                * 'ADI' for resident ADIs;
                *  'RFC' for resident registered financial corporations;
                * 'CBA' for resident central borrowing authorities;
                * 'CCP' for resident clearing houses and central counterparties;
                * 'Auxiliary' for any resident financial auxiliaries other than clearing houses and central counterparties;
                * 'Insurance' for resident insurance corporations;
                * 'Superannuation' for resident superannuation funds;
                * 'MMIF' for resident money-market investment funds;
                * 'ETF' for resident exchange-traded funds;
                * 'Other NMMIF' for any resident non-money-market financial investment funds other than exchange-traded funds;
                * 'Other FI' for any resident financial institutions other than those reported above;
                * 'REIT' for resident REITs;
                * 'Other PNFIF' for any resident private non-financial investment funds other than REITs;
                * 'Other PNFC' for resident other private non-financial corporations;
                * 'Government' for Commonwealth general government;
                * 'Other resident' for any residents other than those reported above;
                * 'Non-resident bank' for non-resident banks;
                * 'Non-resident superannuation' for non-resident superannuation funds; and
                * 'Other non-resident' for any non-residents other than those reported above.

Column 6   Report the securities loan counterparty jurisdiction.

           Unit of measurement: report column 6 as a two-letter ISO 3166 country code.

Column 7   Report the residual maturity of the securities loan.

           Unit of measurement: report column 7 as a whole number greater than or equal to zero to the nearest day for a securities loan with a defined term or as "-1" for an undefined (open) securities loan.

Column 8   Report the security type for the security sought.

           Unit