Document ID: chunk:federal_register_of_legislation:C2005C00498:clause:1_1101b:p2
Version: federal_register_of_legislation:C2005C00498
Segment Type: clause
Provision Reference: sch 1 cl 1101B (pt 2/4)
Character Range: 804370–807100

the circumstances in which a person may be aggrieved by a contravention for the purposes of paragraph (1)(d).

Examples of orders the Court may make

 (4) Without limiting subsection (1), some examples of orders the Court may make under subsection (1) include:
 (a) an order restraining a person from carrying on a business, or doing an act or classes of acts, in relation to financial products or financial services, if the person has persistently contravened, or is continuing to contravene:
 (i) a provision or provisions of this Chapter; or
 (ii) a provision or provisions of any other law relating to dealing in financial products or providing financial services; or
 (iii) a condition on an Australian market licence, Australian CS facility licence or Australian financial services licence; or
 (iv) a condition imposed under section 918D on a declaration of a declared professional body; or
 (v) a condition of an exemption from a requirement to hold an Australian market licence or Australian CS facility licence; or
 (vi) a provision of the operating rules, or the compensation rules (if any), of a licensed market or of the operating rules of a licensed CS facility; or
 (b) an order giving directions about complying with a provision of the operating rules, or the compensation rules (if any), of a licensed market or of the operating rules of a licensed CS facility to a person (or the directors of the body corporate, if the person is a body corporate) who contravened the provision; and
 (c) an order requiring a person to disclose to the public or to specified persons, in accordance with the order, specified information that the person to whom the order is directed possesses or to which that person has access, if the person:
 (i) contravened a provision of the operating rules of a licensed market or a condition relating to the disclosure or provision of information; or
 (ii) was involved in such a contravention; and
 (d) an order requiring a person to publish advertisements in accordance with the order at that person's expense, if the person:
 (i) contravened a provision of the operating rules of a licensed market, or a condition relating to the disclosure or provision of information; or
 (ii) was involved in such a contravention; and
 (e) an order restraining a person from acquiring, disposing of or otherwise dealing with any financial products that are specified in the order; and
 (f) an order restraining a person from providing any financial services that are specified in the order; and
 (g) an order appointing a receiver of property (see subsection (9)) of a financial services licensee; and
 (h) an order declaring a contract relating to financial products or financial services to be void