Document ID: chunk:federal_register_of_legislation:F2023C00832:body:0:p2
Version: federal_register_of_legislation:F2023C00832
Segment Type: other
Provision Reference: 
Character Range: 2754–5493

the provision of a custodial or depository service;
(c) holds an Australian financial services licence covering the operation of an IDPS or is a responsible entity of an IDPS-like scheme;
(d) is a trustee of a self-managed superannuation fund or a superannuation master trust; or
(e) is a registered holder of shares or interests in the class and is noted on the register of members of the body or scheme as holding the shares or interests on account of another person.
Note: If the shares are in a CCIV, the register of members must show additional information about the sub-fund of the CCIV to which each share is referable: section 1222ZB.
       custodian offer means an offer to a registered holder to the extent that it is of the kind referred to in paragraph (b) of the definition of purchase plan.
       excluded order means a technical relief instrument to the extent it is made under section 340 or 341 of the Act.
Note: ASIC Corporations (Disregarding Technical Relief) Instrument 2016/73 notionally inserts a definition of technical relief instrument in section 9 of the Act.
       IDPS and IDPS-like scheme have the same meanings as in ASIC Corporations (Investor Directed Portfolio Services) Instrument 2023/669 and ASIC Corporations (Investor Directed Portfolio Services Provided Through a Registered Managed Investment Scheme) Instrument 2023/668 respectively.
       instruction includes a direction or request.
       purchase plan, in relation to shares in a body or interests in a registered scheme, means an arrangement under which:
(a) an offer is made to each registered holder of shares or interests in the class on a date determined by the issuer, and whose address (as recorded in the register of members) is in a place in which, in the reasonable opinion of the issuer, it is lawful and practical for the issuer to offer and issue shares or interests to that person;
(b) an offer may enable a registered holder who is a custodian to acquire shares or interests on behalf of a person (the beneficiary) on whose behalf the custodian is holding shares or interests in the class;
(c) each offer is made on:
              (i) the same terms and conditions:
                  (A) to the extent that it is an offer to a registered holder to acquire shares or interests on their own behalf; and
                  (B) to the extent (if any) it is an offer to a registered holder to acquire shares or interests as a custodian on behalf of a beneficiary; and
              (ii) a non-renounceable basis;
(d) if offers of the kind are referred to in sub-subparagraph (c)(i)(B) are made—the terms and conditions on which a registered holder may acquire shares or interests on their own behalf or as a custodian on behalf of