Document ID: chunk:federal_register_of_legislation:F2023N00319:front:0:p1
Version: federal_register_of_legislation:F2023N00319
Segment Type: other
Provision Reference: 
Character Range: 0–3165

ASIC Corporations (Derivative Trade Repository Rules—DDRS) Instrument 2023/725
I, Benjamin Cohn-Urbach, delegate of the Australian Securities and Investments Commission, make the following notifiable instrument.

Date 22 September 2023

Benjamin Cohn-Urbach

Contents
Part 1—Preliminary
1 Name of notifiable instrument
2 Commencement
3 Authority
4 Definitions
Part 2—Exemptions
5 Exemption 1 (Legal Basis)
6 Exemption 2 (Access and Participation Requirements)
7 Exemption 3 (Security, Efficiency and Effectiveness of Services)
8 Exemption 4 (Acceptance of Derivative Trade Data)
9 Exemption 5 (Retention of Derivative Trade Data)
10 Exemption 6 (Use and Disclosure of Derivative Trade Data)
11 Exemption 7 (Provision of Access to Derivative Trade Data)
12 Exemption 8 (Create and Disclose Statistical Data)
13 Exemption 9 (Governance)
14 Exemption 10 (Handling Conflicts of Interest)
15 Exemption 11 (Monitoring and enforcement of compliance with obligations)
16 Exemption 12 (Risk Management)
17 Exemption 13 (Resources)
18 Exemption 14 (Human Resources)
19 Exemption 15 (Financial Resources)
20 Exemption 16 (Integrity and Security of Computer Systems and Other Systems)
21 Exemption 17 (Operational Reliability)
22 Exemption 18 (Business Continuity Planning)
23 Exemption 19 (Recovery and Resolution)
24 Exemption 20 (Operational Separation of Functions)
25 Exemption 21 (Outsourcing of Functions)
26 Exemption 22 (Disclosure of Rules, Procedures and Other Information)
27 Exemption 23 (Public Disclosures)
28 Exemption 24 (Annual Compliance Report)
29 Exemption 25 (Disclosure of Proceedings)
30 Exemption 26 (Notification of Acquisition of Significant Holding)
31 Exemption 27 (Delays, Disruptions, Suspension, Termination, Breaches of Data Security, Integrity, Confidentiality)
32 Exemption 28 (Keeping of Records)
33 Exemption 29 (Provision of Records or Other Information)
34 Condition (Requirement to notify ASIC)
Part 3—Repeals
35 Repeals

Part 1—Preliminary

1 Name of notifiable instrument
This is the ASIC Corporations (Derivative Trade Repository Rules—DDRS) Instrument 2023/725.

2 Commencement
This instrument commences on the later of:
           (a)  1 October 2023; and
           (b)  the day after it is registered on the Federal Register of Legislation.
Note: The register may be accessed at www.legislation.gov.au.

3 Authority
This instrument is made under subsection 907D(2) of the Corporations Act 2001.

4 Definitions
(1) In this instrument, unless otherwise defined, capitalised terms have the meaning given by the DTRRs.
(2) In this instrument:
ASIC Data means Derivative Trade Data reported to DDRS under the Reporting Rules and under exemptions from the Reporting Rules.
Australian Licence means the derivative trade repository licence granted to DDRS by ASIC under section 905C of the Corporations Act.
Business Day has the meaning given by section 9 of the Corporations Act.
Corporations Act means the Corporations Act 2001.
DDRS means DTCC Data Repository (Singapore) Pte Ltd (ARBN 601 601 021).
DDRS Operating Procedures means the Operating Procedures of DDRS set out in Appendix B to the DDRS Rulebook.
DDRS Rulebook means the