Document ID: chunk:federal_register_of_legislation:F2022C00379:body:0:p2
Version: federal_register_of_legislation:F2022C00379
Segment Type: other
Provision Reference: 
Character Range: 2640–5436

of relief granted under Rule 1.2.1 and may enter the following details in the register:
(a)        the date that the relief takes effect;
(b)       the person or class of person relieved from the obligation;
(c)        the provision to which the relief applies;
(d)       brief reasons for the relief; and
(e)        any conditions that apply to the relief.
(2) ASIC may publish the register referred to in subrule (1).

1.2.5 Application to licensees subject to market integrity rules
(1) A financial services licensee that is required to comply with, and complies with:
(a)        Part 2.3 of the ASIC Market Integrity Rules (ASX 24 Market) 2010;
(b)       Part 2.3 of the ASIC Market Integrity Rules (FEX Market) 2013; or
(c)        Part 2.3 of the ASIC Market Integrity Rules (Futures Markets) 2017,
does not need to include monies reconciled under the above market integrity rules in reconciliations performed under Rules 2.2.1 and 2.2.2.
(2) A financial services licensee does not need to comply with these Rules if:
(a)        the licensee is required to comply with, and complies with:
(i)         Part 2.3 of the ASIC Market Integrity Rules (ASX 24 Market) 2010;
(ii)       Part 2.3 of the ASIC Market Integrity Rules (FEX Market) 2013; or
(iii)     Part 2.3 of the ASIC Market Integrity Rules (Futures Markets) 2017; and
(b)       the only Reportable Client Money received by the licensee from, on behalf of, or for the benefit of a person, is reconciled under the market integrity rules mentioned in subrule (2)(a).

Part 1.3 Interpretation

1.3.1 Words and expressions defined in the Corporations Act
Words and expressions defined in the Corporations Act will, unless otherwise defined or specified in these Rules or the contrary intention appears, have the same meaning in these Rules.

1.3.2 Definitions
Act means the Corporations Act 2001 (Cth).
Client Money Account means an account maintained for the purposes of section 981B of the Act.
financial market has the meaning given by section 767A of the Act.
licensed market has the meaning given by section 761A of the Act.
Nominated Reconciliation Time has the meaning given by Rule 2.2.3.
Reportable Client Money means money that:
(a)        is derivative retail client money within the meaning of the Act; and
(b)       is or relates to a derivative other than a derivative entered into on a market that is licensed under section 795B(1) of the Act and no exemption under section 791C or 798M covers the market.
Rules means these rules.

Chapter 2: Record-keeping and reconciliation

Part 2.1 Record-keeping

2.1.1 Record-keeping requirements
(1) A financial services licensee must at all times keep accurate records of the amount of Reportable Client Money it has received from, on behalf of, or for the benefit of a person and