Document ID: chunk:federal_register_of_legislation:F2024C01109:front:0:p40
Version: federal_register_of_legislation:F2024C01109
Segment Type: other
Provision Reference: 
Character Range: 104084–106954

or not it was previously artificial) a price for trading in financial products on a Market;
(iii)     creating, or causing the creation of, a false or misleading appearance of active trading in financial products on a Market; or
(iv)      creating, or causing the creation of, a false or misleading appearance with respect to the market for, or the price for trading in, financial products on a Market,
whether or not the Market Participant is aware of:
(v)       the intention of any party to the transaction or order; or
(vi)      all of the details of the transaction or order,
the Market Participant must, as soon as practicable, notify ASIC in writing of the details of the transaction or order (to the extent known to the Market Participant) and the reasons it suspects the matter set out in paragraphs (a) and, or, (b).
(2) A Market Participant is not required to notify ASIC under subrule (1) if the Market Participant has reported the information that would otherwise be required to be contained in the notification to ASIC under subrule (1) to the Australian Transaction Reports and Analysis Centre under section 41 of the Anti-Money Laundering and Counter-Terrorism Financing Act 2006 or under section 16 of the Financial Transaction Reports Act 1988.

3.6.2 Confidentiality
A Participant who notifies ASIC under subrule 3.6.1(1) must not disclose that the notification was made, or the information contained in the notification, to any person other than:
(a)        for the purposes of seeking legal advice; or
(b)       as required by law.

Chapter 4: The Market operator

Part 4.1 Provision of surveillance and supervision data by the Market operator

4.1.1 Data provision to assist surveillance of activities and conduct on the Market
(1) Data to assist surveillance of activities and conduct on a Market
A Market operator must deliver to ASIC, or to a service provider nominated by ASIC and notified to the operator in accordance with Rule 4.1.2, all data items as generated on or by its Trading Platform, being:
(a)        Order price and volume entries;
(b)       Order modifications;
(c)        Order cancellations;
(d)       trade price and volume entries;
(e)        trade type;
(f)        "Firm ID" and "Trader ID" code or other broker number and identifier code, where available; and
(g)       information as containing details of the Contracts traded through the Market operator's Trading Platform, being:
(i)         contract codes;
(ii)       time stamps on all Order entries, trades, amendments, cancellations and deletions;
(iii)     unique order and deal (or trade) identifier data;
(iv)      Order type;
(v)       Order characteristics; and
(vi)      such additional data items or fields notified by ASIC to the Market operator under Rule 4.1.2 and which are generated on or by the Market operator's Trading Platform, but a Market operator