Document ID: chunk:federal_register_of_legislation:F2024C01108:front:0:p3
Version: federal_register_of_legislation:F2024C01108
Segment Type: other
Provision Reference: 
Character Range: 10223–13074

the scope of the actual or apparent authority of the officer, Employee, or other agent,
is deemed to have been engaged in by the person.

1.1.7 State of mind of a person
(1) If for the purposes of these Rules in respect of conduct engaged in by a person, it is necessary to establish the state of mind of the person, it is sufficient to show that an officer, Employee, or other agent of the person, being an officer, Employee, or other agent by whom the conduct was engaged in and whether or not the conduct was within the scope of the actual or apparent authority of that officer, Employee, or other agent, had that state of mind.
(2) In subrule (1), a reference to the state of mind of a person includes a reference to the knowledge, intention, opinion, belief or purpose of the person and the person's reasons for the person's intention, opinion, belief or purpose.

1.1.8  Application for review by Administrative Review Tribunal of certain decisions made under these Rules
(1) Subject to this Rule, applications may be made to the Tribunal for review of a decision made by ASIC under:
(a)        subrule 1.2.1(1); or
(b)     subrule 1.2.1(3); or
(c)        paragraph 2.6.1(2)(f)); or
(d)       paragraph 3.3.1(d); or
(e)        paragraph 3.4.1(2)(c); or
(f)        subrule 3.5.4(1); or
(g)       subrule 3.5.4(2); or
(h)       paragraph 3.7.3(2)(a); or
(i)         subrule 4.3.1(2); or
(j)         subrule 4.3.1(3); or
(k)       subrule 4.3.2(1); or
(l)         subrule 4.3.2(2); or
(m)      paragraph 5.6.6(1)(b); or
(n)       subrule 5.6.11(1); or
(o)       subrule 5.6.12(2); or
(p)    rule 5.9.2; or
(q)    subrule 7.1.1(1); or
(r)    paragraph 7.1.1(2)(h); or
(s)    subrule 7.1.1(3); or
(t)    paragraph 7.1.1(4)(a); or
(u)    paragraph 7.1.1(4)(b); or
(v)    subrule 7.1.1(5); or
(w)   subrule 8.1.1(3); or
(x)    subrule 8.1.4(3); or
(y)    rule 9.5.3.
(2) An application made under subrule (1) may only be made by:
(a)     in relation to paragraphs (a) and (b):
 1.          the Market Participant that made the application for a waiver of a Rule under Rule 1.2.1;
(b)     in relation to paragraph (c):
 1.          the Foreign Market Participant in respect of which the decision by ASIC was made;
(c)    in relation to paragraph (d):
 1.          the Market Participant that requested ASIC's permission under paragraph 3.3.1(d);
(d)     in relation to paragraphs (f) and (g):
 1.          the Market Participant that made the application for ASIC approval of a foreign bank for the handling of client money under subrule 3.5.4(1);
(e)     in relation to paragraphs (e), (h) to (l):
 1.          the Market Participant in respect of which the decision by ASIC was made;
(f)     in relation to paragraphs (m) to (p):
 1.          the Trading Participant in respect of which the decision by ASIC was made;
(g)     in relation to paragraphs