Document ID: chunk:federal_register_of_legislation:F2025C00020:reg:9a
Version: federal_register_of_legislation:F2025C00020
Segment Type: reg
Provision Reference: reg 9A
Character Range: 28239–30643

9A  Notices about authorised representatives and relevant providers—prescribed fees
 (1) For section 5 of the Act, the fee in subregulation (2) is prescribed for lodging a notice with ASIC under any one or more of the following:
 (a) subsection 916F(1) or (3) of the Corporations Act;
 (b) subsection 922D(1), 922H(1) or 922HB(1) of that Act.
Note: Some of the notices referred to in subregulation (1) may be combined in a single notice.
 (2) The fee is:
Note 1: For the definitions of prescribed amount and relevant number of persons, see subregulation (5).
Note 2: An additional fee may be charged if a notice is lodged late (see regulation 9B).

Where no fee is payable
 (3) For section 5 of the Act, no fee is prescribed for lodging a notice if:
 (a) the notice is lodged under subsection 922J(1) or 922K(1) or section 1546X of the Corporations Act; or
 (b) for a notice lodged under subsection 916F(1) or 922D(1) of that Act—the notice is lodged within 10 business days of the date an Australian financial services licence takes effect.

Indexation
 (4) Subregulations 3(3) to (7) apply in relation to the prescribed amount in the same way as those subregulations apply in relation to a fee prescribed for an indexable matter.

Definitions
 (5) In this regulation:
prescribed amount means:
 (a) for a notice lodged under subsection 916F(1) or 922D(1) of the Corporations Act, or both:
 (i) if the notice is lodged electronically—$43; or
 (ii) if the notice is lodged in any other form—$79; and
 (b) for a notice lodged under subsection 916F(3) or 922H(1) or both, or under subsection 922HB(1), of that Act:
 (i) if the notice is lodged electronically—$29; or
 (ii) if the notice is lodged in any other form—$50.
relevant number of persons to which a notice relates means the following:
 (a) for a notice lodged only under subsection 916F(1) or (3) of the Corporations Act—the number of authorised representatives to whom the notice relates;
 (b) for a notice lodged only under subsection 922D(1), 922H(1) or 922HB(1) of that Act—the number of relevant providers to whom the notice relates;
 (c) for a notice lodged under subsections 916F(1) and 922D(1), or 916F(3) and 922H(1), of that Act—the total of the following:
 (i) the number of authorised representatives to whom the notice relates;
 (ii) the number of relevant providers who are not authorised representatives to whom the notice relates.