Document ID: chunk:federal_register_of_legislation:C2025C00185:section:922q:p2
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 922Q (pt 2/3)
Character Range: 3843775–3846665

or under section 130F of the Superannuation Industry (Supervision) Act 1993—information about that banning, disqualification or suspension;
 (q) information about any undertaking that the relevant provider has given under:
 (i) section 93AA or 171E of the ASIC Act; or
 (ii) section 322 of the National Consumer Credit Protection Act 2009;
 (s) if applicable, information about both of the following:
 (i) the relevant financial products in relation to which the relevant provider is authorised to provide personal advice to retail clients;
 (ii) whether the relevant provider is authorised to provide class of product advice in relation to some or all of those products;
 (t) if applicable, the ABN of any of the following:
 (i) the relevant provider;
 (ii) each licensee referred to in paragraph (c);
 (iii) if applicable, the authorised representative referred to in paragraph (h);
 (u) information about the educational qualifications of, and any training courses completed by, the relevant provider (but not courses completed in accordance with a CPD provision), to the extent that the qualifications and training courses are relevant to the provision of financial services;
 (ua) whether a registration under section 921ZC of the relevant provider is in force;
 (ub) whether the relevant provider provides, or is to provide, a tax (financial) advice service;
 (uc) if an instrument of a kind prescribed by regulations made for the purposes of subsection (3) is given to, or made in relation to, the relevant provider—details of the instrument;
 (ud) if a Financial Services and Credit Panel gives the relevant provider an infringement notice and the relevant provider pays the amount stated in the notice before the end of the payment period for the notice—all of the following:
 (i) details of the notice;
 (ii) a statement that the relevant provider has complied with the notice;
 (iii) a statement that compliance with the notice is not an admission of guilt or liability;
 (iv) a statement that the relevant provider is not regarded as having contravened the provision specified in the notice;
 (ue) any declaration under section 1317E that the relevant provider has contravened a restricted civil penalty provision;
 (w) any other information that ASIC believes should be included in the Register that relates to the provision of financial services by the relevant provider.
Note 1: Not all of the Register's contents are publicly available. However, section 1274A provides that ASIC may permit a person to search certain registers kept by ASIC for prescribed information.
Note 2: Information in paragraph (2)(s) may not be known in relation to a provisional relevant provider (see subsection 922F(4)).
 (3) The regulations may prescribe instruments of one or more of the following kinds:
 (a) an instrument made by a Financial Services and Credit Panel under subsection 921K(1);