Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:1:p90
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 1 (pt 90/148)
Character Range: 556698–559707

listing of entities, including:
 (i) admitting an entity to the official list of the licensed market for the purpose of enabling financial products of the entity to be traded on the licensed market, and removing an entity from the official list; and
 (ii) the activities or conduct of an entity that is included on the official list of the licensed market, including a description of the arrangements for the disciplining of the entity for a breach of the operating rules;
 (h) mechanisms through which market‑related disputes between participants may be settled (for example, arbitration arrangements);
 (i) the power to facilitate the assessment and, if appropriate, the investigation of market‑related disputes between participants;
 (j) any obligations on participants and listed entities that are necessary to ensure that the market licensee is able to comply with subparagraph 792A(1)(c)(i) of the Act and regulations made under section 798E of the Act.

7.2.08  Content of licensed market's written procedures
  For subsection 793A(2) of the Act, the following matters are matters in respect of which a licensed market must have written procedures to the extent that the market integrity rules do not deal with a matter:
 (a) exchange of appropriate information with:
 (i) clearing and settlement facilities; and
 (ii) other financial markets; and
 (iii) ASIC;
 (b) arrangements to ensure the integrity and security of systems (including computer systems);
 (c) arrangements for the monitoring of compliance by participants and listed entities with the operating rules of the licensed market:
 (d) the assessment, investigation (if justified) and settlement of market‑related disputes between participants;
 (f) the recording and effective disclosure of transactions;
 (g) the provision of information about market processes.

Division 3—Powers of the Minister and ASIC

7.2.09  Agencies for compliance assessment
  For paragraph 794C(5)(d) of the Act, the following agencies are prescribed:
 (a) the Clean Energy Regulator;
 (aa) the Australian Competition and Consumer Commission;
 (b) the Australian Prudential Regulation Authority;
 (c) the Australian Taxation Office;
 (d) the Australian Transaction Reports and Analysis Centre;
 (e) an authority of a State or Territory having functions and powers similar to those of the Director of Public Prosecutions;
 (f) the police force or service of each State and the Northern Territory;
 (g) the Department of Consumer and Employment Protection of Western Australia;
 (ga) the Commissioner of State Revenue of Western Australia;
 (h) the Department of Fair Trading of New South Wales;
 (i) the Office of Fair Trading and Business Affairs of Victoria;
 (ia) the State Revenue Office of Victoria;
 (j) the Office of Consumer Affairs of Queensland;
 (ja) the Office of State Revenue of Queensland;
 (k) the Office of Consumer and Business Affairs of South Australia;
 (l) the Office of Consumer Affairs and Fair Trading of Tasmania;
 (la) the Department of