Document ID: chunk:federal_register_of_legislation:F2024C01137:front:0:p3
Version: federal_register_of_legislation:F2024C01137
Segment Type: other
Provision Reference: 
Character Range: 6077–8915

Act.
Derivative Trade Repository has the meaning given by section 9 of the Act.
Derivative Transaction has the meaning given by section 9 of the Act.
Derivative Transaction Information means the information about Derivative Transactions set out in Part S1.3 of Schedule 1 to these Rules.
Exempt Foreign Licensee means a person:
        (a)        whose activities, relating to Derivatives, are regulated by an overseas regulatory authority;
        (b)       who provides a financial service, relating to Derivatives, only to wholesale clients as defined in section 761G of the Act; and
        (c)        who is exempt from the requirement to hold an AFS Licence for the financial service referred to in paragraph (b).
Foreign ADI has the meaning given by section 5 of the Banking Act 1959.
ISO means the International Organization for Standardization, and any reference to ISO followed by a number means the standard of that number, and any successor standard that is maintained and published by ISO from time to time.
Note: For example, ISO 17442 means the standard numbered 17442 that is maintained and published by ISO from time to time.
LEI means a legal entity identifier code in the format and structure specified in ISO 17442.
Licence means an Australian derivative trade repository licence within the meaning of section 9 of the Act.
Licensed CS Facility has the meaning given by section 9 of the Act.
Licensed Repository means a licensed derivative trade repository as defined in section 761A of the Act.
non-bank body regulated by APRA means a body within the meaning of subsections 3(2) and 3(3) of the Australian Prudential Regulation Authority Act 1998 other than a body authorised under the Banking Act 1959.
Non-centrally Cleared Derivative means an OTC Derivative where:
        (a)        the operator of an authorised clearing facility is not a counterparty; and
        (b)       a clearing member, acting in the capacity of clearing member, is not a counterparty.
Operating Rules has the meaning given by section 9 of the Act.
OTC Derivative has the meaning given by Rule 1.2.4.
Prescribed Class means a class of Derivatives that the Minister has determined, under section 901B of the Act, as a class of Derivatives in relation to which Reporting Requirements may be imposed (and that determination has not been revoked).
Prescribed Repository means a prescribed derivative trade repository as defined in section 9 of the Act.
quarter day has the meaning given by section 9 of the Act.
RE means the responsible entity of a managed investment scheme.
Relevant Jurisdiction means, in relation to a Reportable Transaction:
        (a)        this jurisdiction, if the Reportable Transaction was booked to the profit or loss account of a branch of the Reporting Entity located in this jurisdiction or was entered into by