Document ID: chunk:federal_register_of_legislation:C2017A00007:clause:1_1:p2
Version: federal_register_of_legislation:C2017A00007
Segment Type: clause
Provision Reference: sch 1 cl 1 (pt 2/2)
Character Range: 5094–6999

met any one or more of the education and training standards in subsections 921B(2) to (4).
monitoring body for a compliance scheme means the person that monitors and enforces compliance with the Code of Ethics under the scheme.
notice provision means section 922D, 922H, 922HA, 922HB, 922HD, 922J or 922K.
professional association means a body or association that represents a section of the financial services industry.
provisional relevant provider means a relevant provider who is undertaking work and training in accordance with subsection 921B(4).
Note: For rules relating to provisional relevant providers, see Subdivision C of Division 8A and section 923C.
recent advising history has the meaning given by section 922G.
Register of Relevant Providers means the Register of Relevant Providers maintained under section 922Q.
relevant financial products means financial products other than:
 (a) basic banking products; or
 (b) general insurance products; or
 (c) consumer credit insurance; or
 (d) a combination of any of those products.
relevant provider: a person is a relevant provider if the person:
 (a) is an individual; and
 (b) is:
 (i) a financial services licensee; or
 (ii) an authorised representative of a financial services licensee; or
 (iii) an employee or director of a financial services licensee; or
 (iv) an employee or director of a related body corporate of a financial services licensee; and
 (c) is authorised to provide personal advice to retail clients, as the licensee or on behalf of the licensee, in relation to relevant financial products.
Note: For rules about when relevant providers can use the expressions "financial adviser" and "financial planner", see section 923C.
standards body means the body corporate in relation to which a declaration under section 921X is in force.
supervisor of a provisional relevant provider has the meaning given by subsection 921F(2).