Document ID: chunk:federal_register_of_legislation:F2024C01249:clause:10a_1013l:p10
Version: federal_register_of_legislation:F2024C01249
Segment Type: clause
Provision Reference: sch 10A cl 1013L (pt 10/17)
Character Range: 2242944–2245605

only in respect of information that the responsible person becomes liable to give to the concerned person after becoming aware of the concerned person's address or location.

14.3  After subsection 1017D(7)
insert
 (8) Subject to subsections (9) and (10), this section does not apply if:
 (a) the issuer has an address for a holder, and:
 (i) is satisfied on reasonable grounds that that address is incorrect; and
 (ii) has taken reasonable steps to locate the holder but has been unable to do so; or
 (b) the issuer has no address for the holder, and:
 (i) has been unable to obtain an address for the holder; and
 (ii) has taken reasonable steps to locate the holder, but has been unable to do so.
 (9) If the issuer has refrained, in reliance on subsection (8), from giving information to a holder, the issuer must give information to the holder if the issuer later becomes aware of the holder's address or location.
 (10) Subsection (9) applies only in respect of information that the issuer becomes liable to give to the holder after becoming aware of the holder's address or location.

14.4  After subsection 1017DA(3)
insert
 (3A) Subject to subsections (3B) and (3C), this section does not apply if:
 (a) the trustee has an address for a holder or former holder, and:
 (i) is satisfied on reasonable grounds that that address is incorrect; and
 (ii) has taken reasonable steps to locate the holder or former holder but has been unable to do so; or
 (b) the trustee has no address for the holder or former holder, and:
 (i) has been unable to obtain an address for the holder or former holder; and
 (ii) has taken reasonable steps to locate the holder or former holder, but has been unable to do so.
 (3B) If the trustee has refrained, in reliance on subsection (3A), from giving information to a holder or former holder, the trustee must give information to the holder or former holder if the trustee later becomes aware of the holder's or former holder's address or location.
 (3C) Subsection (3B) applies only in respect of information that the trustee becomes liable to give to the holder or former holder after becoming aware of the holder's or former holder's address or location.

Part 15—Modifications for confirmation of transactions

15.1  After subsection 1017F(5A)
insert
 (5B) Despite subsection (5), if:
 (a) the cost of a transaction (including taxes and charges) is not known at the time at which confirmation of the transaction would be required to be given; and
 (b) all of the other information required under subsection (7) in relation to confirmation of the transaction is known at that time;
the confirmation of the transaction is