Document ID: chunk:federal_register_of_legislation:F2016L01501:body:0:p3
Version: federal_register_of_legislation:F2016L01501
Segment Type: other
Provision Reference: 
Character Range: 5011–6144

non-compliance with conditions
(7) The operator of the financial market must notify ASIC in writing if the operator fails to comply with any of the conditions in this instrument. The operator must notify ASIC as soon as practicable after the operator becomes aware of the failure.
Assistance to ASIC
(8) The operator of the financial market must comply with a request from ASIC to assist in monitoring and supervising compliance with the conditions, including giving ASIC a copy of any records about the operation of the market and allowing ASIC access to any premises of a facility by means of which the market is conducted.
Annual report
(9) The operator of the financial market must give a written report to ASIC within 45 days after each anniversary of the date it was named in the register which includes the following information:
(a) the total number and total value (calculated by reference to sale price) of transactions carried out on the market in each month during the 12 months immediately before the date of the anniversary; and
(b) the number of users of the market in the 12 months immediately before the anniversary.