Document ID: chunk:federal_register_of_legislation:F2024L01024:front:0:p3
Version: federal_register_of_legislation:F2024L01024
Segment Type: other
Provision Reference: 
Character Range: 5629–8599

by name and CAS number. The list applies to chemicals of the same structural formula (e.g. hydrates, isotopically‑labelled forms or all possible stereoisomers) regardless of name or CAS number. CAS numbers are shown to assist in identifying a particular chemical or mixture, irrespective of nomenclature. CAS numbers cannot be used as unique identifiers because:
 (a) some forms of the listed chemical have different CAS numbers; and
 (b) mixtures containing a listed chemical may also have different CAS numbers.

3.6 Source code
  "Source code" items are controlled either by "software" or by "software" and "technology" controls, except when such "source code" items are explicitly decontrolled.

3.7 Medical equipment
  Equipment specially designed for medical end‑use that incorporates an item controlled in the Dual‑Use List is not controlled.

3.8 Nuclear technology note (NTN)
Note: To be read in conjunction with section E of Category 0.
3.81  The "technology" directly associated with any goods controlled in Category 0 is controlled according to the provisions of Category 0.
3.82  "Technology" for the "development", "production" or "use" of goods under control remains under control even when applicable to non‑controlled goods.
3.83  The approval of goods for export also authorises the export to the same end‑user of the minimum "technology" required for the installation, operation, maintenance and repair of the goods.
3.84  Controls on "technology" transfer do not apply to information "in the public domain" or to "fundamental research".

3.9 General technology note (GTN)
Note: This note applies to all technology controls in Categories 1 to 9 of the Dual‑Use List.
3.91  The export of "technology" which is "required" for the "development", "production" or "use" of goods controlled in Categories 1 to 9, is controlled according to the provisions of Categories 1 to 9.
3.92  "Technology" "required" for the "development", "production" or "use" of goods under control remains under control even when applicable to non‑controlled goods.
3.93  Controls do not apply to that "technology" which is the minimum necessary for the installation, operation, maintenance (checking) and repair of those goods which are not controlled or whose export has been authorised.
Note: This does not release such "technology" specified by 1E002.e, 1E002.f, 8E002.a and 8E002.b.
3.94  Controls on "technology" transfer do not apply to information "in the public domain", to "fundamental research" or to the minimum necessary information for patent applications.

3.10 General software note (GSN)
Note: This note applies to all software controls in the Defence and Strategic Goods List.
3.101  The Defence and Strategic Goods List does not control "software" which is any of the following:
 (1) generally available to the public by being:
 (a) sold from stock at retail selling points, without restriction, by means of:
 1. over the counter transactions; or
 2. mail order