Document ID: chunk:federal_register_of_legislation:C2004C01110:clause:4_5
Version: federal_register_of_legislation:C2004C01110
Segment Type: clause
Provision Reference: sch 4 cl 5
Character Range: 76829–77398

5  Documents to be lodged with ASIC by transferring financial institution

 (1) Within 1 month after a transferring financial institution of this jurisdiction is registered as a company under clause 3, it must lodge with ASIC a notice that sets out the personal details of each director and secretary of the company as at the transfer date. The notice must be in the prescribed form.

Penalty: 5 penalty units.

 (2) The personal details of a director or secretary are the details that would need to be set out in the notice if it were being given under section 242.