Document ID: chunk:federal_register_of_legislation:F2024C01107:body:0:p12
Version: federal_register_of_legislation:F2024C01107
Segment Type: other
Provision Reference: 
Character Range: 32187–35007

does not include a CGS Depository Interest.
Equity Net Position means an amount calculated in accordance with Part A3.9 of Annexure 3 to Schedule 1A.
Equity Securities means:
(a)        shares in a body corporate or an unincorporated body other than redeemable preference shares which are Loan Securities in accordance with paragraph (c) of the definition of Loan Securities; or
(b)       interests in a managed investment scheme, except those referred to in paragraph (d) of the definition of Loan Securities; or
(c)        renounceable and non-renounceable rights to subscribe for Securities other than Loan Securities; or
(d)       options over unissued Securities other than Loan Securities; or
(e)        convertible notes; or
(f)        in relation to a Market, any Securities which are determined to be Equity Securities by the operator of the Market on which those Securities are able to be traded in accordance with the operating rules of the Market,
but does not include Options Market Contracts, or in relation to a Market, Securities determined to be Loan Securities by the operator of the Market where those financial products are able to be traded in accordance with the operating rules of the Market.
ETF means a Managed Fund:
(a)        the Equity Securities of which are:
(i)         listed on a Market;
(ii)       able to be traded on a Market; or
(iii)     admitted to Trading Status as an AQUA Product or to the AQUA Quote Display Board;
(b)       with power and approval to continuously issue and have quoted on the relevant Market, Equity Securities in the Managed Fund;
(c)        which provides for the issue of new Equity Securities in return for the subscriber transferring to the Managed Fund a portfolio of Securities, cash or a combination of Securities and cash; and
(d)       for which the price of the Underlying Instrument is continuously disclosed or can be immediately ascertained.
ETF Security means a financial product issued by or provided pursuant to an ETF.
Excluded Asset means:
(a)        a fixed asset;
(b)       an intangible asset;
(c)        a deferred tax asset;
(d)       a non current asset;
(e)        a deposit with or loan to a person other than:
(i)         a deposit or loan with an Approved Deposit Taking Institution;
(ii)       a deposit or loan to the extent the balance is secured by collateral which is Liquid, evidenced in writing and valued at the mark-to-market value; or
(iii)     a deposit of funds as a margin or deposit with a person licensed to trade or clear Futures or Options to the extent that those funds relate to an open position;
(f)        a deposit with a third party clearing organisation;
(g)       a Related/Associated Person Balance to the extent the balance is not secured by collateral which is:
(i)         Liquid;
(ii)       under the