Document ID: chunk:federal_register_of_legislation:C2023A00069:clause:4_71
Version: federal_register_of_legislation:C2023A00069
Segment Type: clause
Provision Reference: sch 4 cl 71
Character Range: 142109–142868

71  After subsection 111AE(1B)
Insert:
 (1C) If:
 (a) subsection (1) does not apply to securities issued by a CCIV; and
 (b) a sub‑fund of the CCIV is, with the agreement, consent or acquiescence of the CCIV, included in the official list of a prescribed financial market; and
 (c) the market's listing rules (according to their terms) apply to the sub‑fund in relation to a class of securities issued by the CCIV that are referable to the sub‑fund;
securities in that class that are referable to the sub‑fund are ED securities, and that market is a listing market in relation to the CCIV.
Note: Subsection (1) may apply to a CCIV instead of this subsection if the CCIV, and not a sub‑fund, is included in the official list of a prescribed financial market.