Document ID: chunk:federal_register_of_legislation:F2023L00407:body:0:p5
Version: federal_register_of_legislation:F2023L00407
Segment Type: other
Provision Reference: 
Character Range: 10923–18102

APRA to exercise a power or discretion, this power or discretion is to be exercised in writing.

  ARF_221_0: Large Exposures

Australian Business Number  Institution Name

Reporting Period            Scale Factor
                            Millions to one decimal place for banks
                            Whole dollars no decimal place for ADIs other than banks
Reporting Consolidation
Level 1 / Level 2

Section A: Large exposures

 1. Twenty largest exposures and all those exposures exceeding or equal to 10% of Tier 1 Capital

Counterparty name/ group counterparty name  Legal Entity Identifier   Counterparty sector                                                         On-balance sheet exposures - loans  On-balance sheet exposures - other  Off-balance sheet exposures - non-market-related   Off-balance sheet exposures - market-related        Total exposures   Total exposures as % of Tier 1 Capital
(1)                                         (2)                       (3)                                                                         (4)                                 (5)                                 (6)                                                (7)                                                 (8)               (9)

                                                                      Banking
                                                                      Insurance
                                                                      Superannuation
                                                                      Central or Commonwealth Government
                                                                      State or Territory government
                                                                      Local government
                                                                      Central bank
                                                                      Central counterparty
                                                                      SPV
                                                                      International banking agencies and multilateral regional development banks
                                                                      Other financial institution
                                                                      Other counterparties

  1.1.  Total

2.  Groups of connected counterparties
Group counterparty name                  Connection  Counterparties connected within the group
(1)                                      (2)         (3)

3.  Government-related entities - Twenty largest exposures and all those exposures exceeding or equal to 5% of Tier 1 Capital

Counterparty name  Legal Entity Identifier   Counterparty country  Counterparty sector                                                         On-balance sheet exposures - loans  On-balance sheet exposures - other  Off-balance sheet exposures - non-market-related   Off-balance sheet exposures - market-related        Total exposures   Total exposures as % of Tier 1 Capital
(1)                (2)                       (3)                   (4)                                                                         (5)                                 (6)                                 (7)                                                (8)                                                 (9)               (10)

                                             Country list          Banking
                                                                   Insurance
                                                                   Superannuation
                                                                   Central or Commonwealth Government
                                                                   State or Territory government
                                                                   Local government
                                                                   Central bank
                                                                   Central counterparty
                                                                   SPV
                                                                   International banking agencies and multilateral regional development banks
                                                                   Other financial institution
                                                                   Other counterparties

  3.1.  Total

Section B: Large exposures (without credit risk mitigation effects)

4.  Twenty largest exposures and all those exposures exceeding or equal to 10% of Tier 1 Capital

Counterparty name/ group counterparty name  Legal Entity Identifier   Counterparty sector                                                         On-balance sheet exposures - loans  On-balance sheet exposures - other  Off-balance sheet exposures - non-market-related   Off-balance sheet exposures - market-related        Total exposures   Total exposures as % of Tier 1 Capital
(1)                                         (2)                       (3)                                                                         (4)                                 (5)                                 (6)                                                (7)                                                 (8)               (9)

                                                                      Banking
                                                                      Insurance
                                                                      Superannuation
                                                                      Central or Commonwealth Government
                                                                      State or Territory government
                                                                      Local government
                                                                      Central bank
                                                                      Central counterparty
                                                                      SPV
                                                                      International banking agencies and multilateral regional development banks
                                                                      Other financial institution
                                                                      Other counterparties

  4.1.  Total

5.  Groups of connected counterparties
Group counterparty name                 Connection  Counterparties connected within the group
(1)                                     (2)         (3)

Section C: Excluded exposures

6.  Excluded exposures - sovereigns held as HQLA, qualifying central counterparties relating to clearing activities and settlement exposures exceeding or equal to 10% of Tier 1 Capital

Counterparty name  Legal Entity Identifier  Counterparty sector                                                         Exclusion category       On-balance sheet exposures - loans  On-balance sheet exposures