Document ID: chunk:federal_register_of_legislation:C2025C00185:section:911c
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 911C
Character Range: 3659258–3659914

911C  Prohibition on holding out
  A person must not hold out:
 (a) that the person has an Australian financial services licence; or
 (b) that a financial service provided by the person or by someone else is exempt from the requirement to hold an Australian financial services licence; or
 (c) that, in providing a financial service, the person acts on behalf of another person; or
 (d) that conduct, or proposed conduct, of the person is within authority (within the meaning of Division 6) in relation to a particular financial services licensee;
if that is not the case.
Note: Failure to comply with this section is an offence (see subsection 1311(1)).