Document ID: chunk:federal_register_of_legislation:F2024L01124:body:0:p6
Version: federal_register_of_legislation:F2024L01124
Segment Type: other
Provision Reference: 
Character Range: 14330–17849

Common Equity Tier 1 Capital adjustments
     1.1.2.15.  Equity exposures (non-Additional Tier 1 or Tier 2 Capital instruments) and other capital support provided to:
       1.1.2.15.1.       Financial institutions
         1.1.2.15.1.1.   Other ADIs or overseas equivalents, and their subsidiaries
         1.1.2.15.1.2.   Holding companies of ADIs and equivalent overseas entities
         1.1.2.15.1.3.   Insurers, including holding companies of insurers, or other financial institutions other than ADIs, authorised NOHCs or equivalent overseas entities
       1.1.2.15.2.       Commercial (non-financial) entities
       1.1.2.15.3.       Non-consolidated subsidiaries (Level 2 only)
     1.1.2.16.  Adjustments for equity investments in subsidiaries above threshold (Level 1)
     1.1.2.17.  Guarantees or credit derivatives that provide for a materiality threshold
     1.1.2.18.  Non-repayable loans advanced by the ADI under APRA's certified industry support arrangements
     1.1.2.19.  All other adjustments relating to securitisation
     1.1.2.20.  Shortfall in provisions for credit losses
     1.1.2.21.  Other Common Equity Tier 1 adjustments as advised by APRA
     1.1.2.22.  Adjustments and exclusions to Common Equity Tier 1 Capital
    1.1.3.  Common Equity Tier 1 Capital

   1.2.  Additional Tier 1 Capital
    1.2.1.  Additional Tier 1 Capital before regulatory adjustments

     1.2.1.1.  Additional Tier 1 Capital instruments
     1.2.1.2.  Additional Tier 1 Capital instruments issued by fully consolidated subsidiaries in the Level 2 group held by third parties (Level 2 only)
    1.2.2.  Regulatory Adjustments to Additional Tier 1 Capital
     1.2.2.1.  Capital investments in Additional Tier 1 Capital instruments of ADIs or overseas equivalents and their subsidiaries, insurance companies and other financial institutions
     1.2.2.2.  Holdings of own Additional Tier 1 Capital instruments and any unused trading limit agreed with APRA
     1.2.2.3.  Adjustments to Additional Tier 1 Capital due to shortfall in Tier 2 Capital
     1.2.2.4.  Adjustments and exclusions to Additional Tier 1 Capital
    1.2.3.  Additional Tier 1 Capital
   1.3.  Excess Mutual Equity Interests

   1.4.  Tier 1 Capital

2.  Tier 2 Capital
   2.1.  Tier 2 Capital before regulatory adjustments

    2.1.1.  Tier 2 Capital instruments
    2.1.2.  Tier 2 Capital instruments issued by fully consolidated subsidiaries in the Level 2 group held by third parties (Level 2 only)
    2.1.3.  Provisions eligible for inclusion in Tier 2 capital
     2.1.3.1.  Standardised approach (to a maximum of 1.25% of total credit RWA)
     2.1.3.2.  IRB approach surplus provisions on non-defaulted exposures (to a maximum of 0.6% of credit RWA)
   2.2.  Regulatory adjustments to Tier 2 Capital
    2.2.1.  Capital investments in Tier 2 Capital instruments of ADIs or overseas equivalents and their subsidiaries, insurance companies and other financial institutions
    2.2.2.  Holdings of own Tier 2 Capital instruments and any unused trading limit agreed with APRA
    2.2.3.  Adjustments and exclusions to Tier 2 Capital

   2.3.  Tier 2 Capital

3.  Total Capital

Section B: Risk profile

                                                                                                                 RWA
1.  Credit risk (excluding exposures in New Zealand subsidiaries)

   1.1.  As Per ARS 112
   1.2.  As Per ARS 113
   1.3.  Securitisation (as per ARS 120)
   1.4.  Total RWA for credit risk

2.  Operational