Document ID: chunk:federal_register_of_legislation:F2024C01137:reg:83
Version: federal_register_of_legislation:F2024C01137
Segment Type: reg
Provision Reference: reg 83
Character Range: 215492–222017

83                                                                         Underlier ID (Other)                             Where the UPI that is reported for Unique product identifier (item 2 above) is a UPI which does not identify the specific underlier for the OTC Derivative and Custom basket code (item 80) does not apply, an identifier which identifies the specific underlier.                                                                                                                                                                       For an identifier under paragraph (a) of column 5, the format of the UPI reference data element that is the identifier.                                                      1.      The UPI underlier; or
                                                                                                                            Otherwise, the identifier of the specific underlier may be, but is not required to be, reported for this item.                                                                                                                                                                                                                                                                                                                           For an identifier under paragraphs (b) to (g) of column 5, an alphanumeric code of not more than 210 characters.                                                          one of the following values:
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  1.      if the underlier has an ISIN or RIC, the ISIN or RIC;
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  2.      if the underlier is traded on a facility, the code assigned to the underlier by the operator of the facility;
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  3.      if the value of the underlier is determined by reference to other things traded on a facility, the code assigned to the underlier by the operator of the facility;
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  4.      the code assigned to the underlier by the publisher of the reference rate, price or measure of the underlier;
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  5.       the short name or abbreviation, or, if there is no short name or abbreviation, the name assigned to the underlier by the publisher of the reference rate or price of the underlier; or
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  6.      any alphanumeric value.