Document ID: chunk:federal_register_of_legislation:F2024C00936:reg:24:p51
Version: federal_register_of_legislation:F2024C00936
Segment Type: reg
Provision Reference: reg 24 (pt 51/52)
Character Range: 171618–174156

6.51  Audit team leader to comply with requirements of this Subdivision
  An audit team leader must not breach a requirement of this Subdivision in relation to an audited body for a Part 6 audit.

6.52  Audit team leader not to engage in audit activity during occurrence of certain circumstances
 (1) This regulation applies in the following circumstances:
 (a) the audit team leader engages in audit activity in relation to the audited body at a particular time;
 (b) an item of the table in subregulation 6.56(2) applies at that time to a person or entity covered by regulation 6.55;
 (c) the audit team leader becomes aware of the circumstance referred to in paragraph (b).
 (2) The audit team leader must, as soon as possible after becoming aware of the circumstances, take all reasonable steps to ensure that the audit team leader does not continue to engage in the audit activity in those circumstances.

6.53  Audit team leader must cease to be leader
 (1) This regulation applies if:
 (a) an audit team leader is carrying out a Part 6 audit; and
 (b) a relevant item of the table in subregulation 6.56(2) applies to the person or entity covered by items 1, 2, 4, 6 or 7 of the table in regulation 6.55 while the audit team leader is carrying out the audit as audit team leader; and
 (c) on a particular day (the start day), the audit team leader becomes aware of the circumstances referred to in paragraph (b); and
 (d) at the end of the period of 21 days from the start day those circumstances remain in existence.
 (2) The audit team leader must, within 7 days after the end of the 21 day period, cease to be the audit team leader and notify the Regulator and the audited body in writing accordingly.

6.54  Audit team leader must seek exemption etc for team member
 (1) This subregulation applies if:
 (a) the audit team leader is carrying out a Part 6 audit; and
 (b) a relevant item of the table in subregulation 6.56(2) applies to a person covered by item 3 or 5 of the table in regulation 6.55 while the audit team leader is carrying out the audit as audit team leader; and
 (c) on a particular day (the start day), the audit team leader becomes aware of the circumstances referred to in paragraph (b).
 (2) The audit team leader must, before the end of the period of 21 days after the start day, apply under regulation 6.71 for an exemption from the requirements of this Subdivision for the circumstances.
 (3) If the audit team leader applies for an exemption, the audit team leader must, as soon as practicable after the