Document ID: chunk:federal_register_of_legislation:C2004A01287:clause:1_29l:p1
Version: federal_register_of_legislation:C2004A01287
Segment Type: clause
Provision Reference: sch 1 cl 29L (pt 1/2)
Character Range: 68760–71535

29L  Applications for registration

Who may apply for registration

 (1) An RSE licensee may apply to APRA for registration of a registrable superannuation entity.

Requirements for applications

 (2) An application for registration of a registrable superannuation entity must:
 (a) be in the approved form; and
 (b) contain the information required by the approved form; and
 (c) be accompanied by an up‑to‑date copy of the trust deed by which the registrable superannuation entity is constituted (except to the extent that the trust deed is constituted by the governing rules of the entity); and
 (d) be accompanied by an up‑to‑date copy of the governing rules of the registrable superannuation entity (except to the extent that the governing rules are constituted by the law of the Commonwealth or by unwritten rules); and
 (e) be accompanied by an up‑to‑date copy of the risk management plan for the registrable superannuation entity, signed by the RSE licensee that made the application; and
 (f) be accompanied by a statement, signed by the RSE licensee that made the application, to the effect that the risk management plan accompanying the application complies with section 29P.

Note: If the RSE licensee is a group of individual trustees, the copy or statement must be signed by each of the members of the group: see subsection 13A(6).

Notifying certain changes while applications are pending

 (3) If:
 (a) an RSE licensee applies for registration of a registrable superannuation entity; and
 (b) after the application is made but before APRA decides the application, the trust deed (other than the governing rules of the entity) by which the entity is constituted is varied or revoked and replaced;
the RSE licensee must lodge an up‑to‑date copy of the trust deed with APRA as soon as practicable after the trust deed is varied or revoked and replaced.

 (4) If:
 (a) an RSE licensee applies for registration of a registrable superannuation entity; and
 (b) after the application is made but before APRA decides the application, any governing rules of the entity (that are not constituted by the law of the Commonwealth or by unwritten rules) are varied or revoked and replaced;
the RSE licensee must lodge an up‑to‑date copy of the governing rules (that are not constituted by the law of the Commonwealth or by unwritten rules) with APRA as soon as practicable after the governing rules are varied or revoked and replaced.

 (5) If:
 (a) an RSE licensee applies for registration of a registrable superannuation entity; and
 (b) after the application is made but before APRA decides the application, the risk management plan for the entity is varied or revoked and replaced;
the RSE licensee must lodge an up‑to‑date copy of the risk management plan with APRA