Document ID: chunk:federal_register_of_legislation:C2004A03231:body:0:p49
Version: federal_register_of_legislation:C2004A03231
Segment Type: other
Provision Reference: 
Character Range: 122459–125143

in a case where the instrument of transfer includes a notice of the kind referred to in paragraph (1) (c), the shares particulars of which are set out in the notice),
then, before the end of the period of 14 days commencing upon registration of the transfer, the transferee shall, whether or not the transferee commences before the end of that period to hold any of the relevant shares beneficially, give to the company a notice that—
     (c) sets out the name and address of the transferee;
     (d) contains a statement to the effect that, as from registration of the transfer, the transferee holds the relevant shares non-beneficially;
     (e) sets out particulars of the relevant shares; and
     (f) is signed by or on behalf of the transferee.
"(5) Where—
     (a) at a particular time, a person holds beneficially shares in a company; and
     (b) immediately after that time, the person holds non-beneficially particular shares (in this sub-section referred to as the 'relevant shares'), being any of the shares referred to in paragraph (a),
then, before the end of the period of 14 days commencing at that time, the person shall, whether or not the person recommences before the end of that period to hold any of the relevant shares beneficially, give to the company a notice that—
     (c) sets out the name and address of the person;
     (d) contains a statement to the effect that, after that time, the person holds the relevant shares non-beneficially;
     (e) specifies that time and sets out particulars of the relevant shares; and

     (f) is signed by or on behalf of the person.
"(6) Where—
     (a) at a particular time, a person holds non-beneficially shares in a company; and
     (b) immediately after that time, the person holds beneficially particular shares (in this sub-section referred to as the 'relevant shares'), being any of the shares referred to in paragraph (a),
then, before the end of the period of 14 days commencing at that time, the person shall, whether or not the person recommences before the end of that period to hold any of the relevant shares non-beneficially, give to the company a notice that—
     (c) sets out the name and address of the person;
     (d) contains a statement to the effect that, after that time, the person holds the relevant shares beneficially;
     (e) specifies that time and sets out particulars of the relevant shares; and
     (f) is signed by or on behalf of the person.
"(7) In proceedings under this section, a person shall, unless the contrary is established, be presumed to have been aware at a particular time of a circumstance of which an employee or agent of the person, being an employee or agent