Document ID: chunk:federal_register_of_legislation:F2022C00379:body:0:p7
Version: federal_register_of_legislation:F2022C00379
Segment Type: other
Provision Reference: 
Character Range: 15627–19586

regard to the nature and size of the licensee.
Any projection of the evaluation of internal controls to future periods is subject to the risk that the internal controls may become inadequate because of changes in conditions, or that the degree of compliance with them may deteriorate.
The audit opinion expressed in this report has been formed on the above basis.
[Qualified] Auditor's Opinion
In our opinion, [except for the matters referred to in the qualification below,] the licensee maintained, in all material respects during the Financial Year, suitably designed and effective internal controls to comply with the requirements of the Rules.
Qualification (if applicable)

Name of Audit Firm ........................................................................................................
Director's/Partner's Signature ........................................................................................................
Name of /Director/Partner ........................................................................................................
Address of Audit Firm ........................................................................................................
Date ........................................................................................................

Endnotes

Endnote 1 – Instrument history

Instrument number                                                                                          Date of FRL registration  Date of commencement    Application, saving or transitional provisions
ASIC Client Money Reporting Rules 2017                                                                     09/10/2017                04/04/2018
(F2017L01333)
ASIC Market Integrity Rules (Securities Markets and other ASIC-Made Rules) Amendment Instrument 2022/117   09/03/2022                Schedule 8: 10/03/2022
(F2022L00295)

Endnote 2 – Amendment history

ad. = added or inserted     am. = amended    LA = Legislation Act 2003   rep. = repealed     rs. = repealed and substituted
Provision affected                                                                                                           How affected
Rule 1.1.3                                                                                                                   rep. s48D LA
Rule 1.1.4                                                                                                                   rs. F2022L00295, Schedule 8, item [2]
Rule 1.2.2 (Penalty)                                                                                                         rep. F2022L00295, Schedule 8, item [1]
Rule 2.1.1 (Penalty)                                                                                                         rep. F2022L00295, Schedule 8, item [1]
Rule 2.1.2 (Penalty)                                                                                                         rep. F2022L00295, Schedule 8, item [1]
Rule 2.2.1 (Penalty)                                                                                                         rep. F2022L00295, Schedule 8, item [1]
Rule 2.2.2 (Penalty)                                                                                                         rep. F2022L00295, Schedule 8, item [1]
Rule 2.2.3 (Penalty)                                                                                                         rep. F2022L00295, Schedule 8, item [1]
Rule 3.1.1 (Penalty)                                                                                                         rep. F2022L00295, Schedule 8, item [1]
Rule 3.1.2 (Penalty)                                                                                                         rep. F2022L00295, Schedule 8, item [1]
Rule 4.1.1 (Penalty)                                                                                                         rep. F2022L00295, Schedule 8, item [1]