Document ID: chunk:federal_register_of_legislation:F2024C01108:reg:5
Version: federal_register_of_legislation:F2024C01108
Segment Type: reg
Provision Reference: reg 5
Character Range: 269529–272116

5                                                                                    For a transaction reported as a Large Portfolio Trade, the Relevant Product was not in a Trading Suspension at the time the transaction was reported as being executed
Trade With Price Improvement (see paragraph 6.1.1(2)(c))                             6                                                                                                                                                                             For a transaction reported as a Trade with Price Improvement, the price per Relevant Product for the transaction meets the criteria in subrule 6.2.3(1) based on the Operator's calculation of the Best Available Bid and Best Available Offer at the time the transaction is reported
Permitted Trades During Post-Trading Hours Period (see paragraph 6.1.1(2)(d))        7                                                                                                                                                                             For a transaction reported as a Permitted Trade During the Post-Trading Hours Period, the Post-Trade Information indicates that the transaction was entered into during the Post-Trading Hours Period as set out in Rule 6.2.4
Permitted Trades During Pre-Trading Hours Period (see paragraph 6.1.1(2)(e))         8                                                                                                                                                                             For a transaction reported as a Permitted Trade During the Pre-Trading Hours Period, the Post-Trade Information indicates that the transaction was entered into during the Pre-Trading Hours Period as set out in Rule 6.2.5
Out of Hours Trades (see paragraph 6.1.1(2)(f))                                      9                                                                                                                                                                             For a transaction reported as an Out of Hours Trade, the Post-Trade Information indicates that the transaction was entered into outside of Normal Trading Hours as set out in Rule 6.2.6
Large Principal Transactions (see subparagraph 6.3.1(2)(b)(i))                       10                                                                                                                                                                            For a transaction reported as a Large Principal Transaction, the consideration for the transaction meets the criteria in Rule 6.4.1