Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:201:p14
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 201 (pt 14/26)
Character Range: 1640470–1643253

ASIC; and
 (b) ASIC is taken to have complied with its obligations to the Minister under section 793E of the Act; and
 (c) the Minister is taken to have been given the notice of the change on the day on which written notice of the amendment was lodged in accordance with subsection 774(1) of the old Corporations Act.

Division 3—Status of directions and notices

10.2.08  Direction to securities exchange to comply with ongoing requirements
 (1) This regulation applies if the Minister published a notice under subsection 769B(1) of the old Corporations Act before the FSR commencement, directing a securities exchange to do specified things.
 (2) On and after the FSR commencement, the notice is taken to be a direction to a market licensee under subsection 794A(1) of the Act.

10.2.09  Notice to securities exchange of need to prohibit trading
 (1) This regulation applies if ASIC gave a notice to a securities exchange under subsection 775(1) of the old Corporations Act before the FSR commencement, stating the Commission's opinion that it is necessary to prohibit trading in particular securities.
 (2) On and after the FSR commencement, the notice is taken to be written advice given to a market licensee under subsection 794D(1) of the Act.
 (3) ASIC is taken to have complied with its obligation under subsection 794D(1) of the Act to give a statement setting out reasons for making the direction.

10.2.10  Notice to securities exchange prohibiting trading
 (1) This regulation applies if ASIC gave a notice to a securities exchange under subsection 775(2) of the old Corporations Act before the FSR commencement, prohibiting trading in particular securities.
 (2) On and after the FSR commencement, the notice is taken to be a direction to a market licensee under subsection 794D(2) of the Act.
 (3) ASIC is taken to have complied with its obligation under subsection 794D(2) of the Act to give a statement setting out reasons for making the direction.

10.2.11  Direction to futures exchange—orderly market
 (1) This regulation applies if ASIC gave a notice to a futures exchange under subsection 1138(1) of the old Corporations Act before the FSR commencement.
 (2) On and after the FSR commencement, the notice is taken to be written advice given to a market licensee under subsection 794D(1) of the Act.
 (3) ASIC is taken to have complied with its obligations under section 794D of the Act in relation to the period before giving the written advice.
 (4) ASIC is taken to have complied with its obligations under subsection 794D(5) of the Act if it complies with those obligations as soon as practicable after the FSR commencement.

Division 4—Assistance to ASIC

10.2.12  Obligations of securities exchange: disciplinary action
 (1) This regulation applies if:
 (a)