Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:201:p26
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 201 (pt 26/26)
Character Range: 1670816–1672559

conditions on the licence, grant the financial services licence subject to conditions that include the conditions that would otherwise be mentioned in the variation.
 (3) If ASIC acts under subregulation (2), ASIC is not required to notify the licensee separately of the variation to the conditions in accordance with subsection 914A(1) of the Act.

10.2.38  Persons taken to be regulated principals: giving of incidental advice and previously exempt persons
 (1) For item 9 of the table in section 1430 of the Act, a person is a regulated principal if, immediately before the FSR commencement, the person is a person described in column 2 of one of the items in the following table.
 (2) The regulated activities of that person are as specified in column 3 of that item, and the relevant old legislation is as specified in column 4 of that item.

Regulated principals and regulated activities
Item                                           These persons are regulated principals                                                                                                                                                                                                                                                                                                                                                                                           These are the regulated principal's regulated activities                                                                                                                                                                                                                                                                                            This is the relevant old legislation (if any)