Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:1:p30
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 1 (pt 30/148)
Character Range: 403414–406041

details of the offence or penalty, including a description of the circumstances giving rise to it;
 (i) if, during the 10‑year period before the CSF offer is to be made, any person referred to in paragraph (1)(d) has, in any of the capacities referred to in that paragraph with any company:
 (i) been convicted of any offence other than one against the Act; or
 (ii) had imposed on him or her a penalty under any law other than the Act;
  details of the offence or penalty, including a description of the circumstances giving rise to it.

6D.3A.05  Contents of CSF offer document—Section 3: Information about the offer
 (1) The following information must be contained in section 3 of the offer document:
 (a) a description, or a summary, of the securities on offer, including information on the rights associated with those securities;
 (b) the minimum subscription amount for the offer (see subsection 738L(8) of the Act);
 (c) the maximum subscription amount for the offer (see subsection 738L(7) of the Act);
 (d) the period that the offering company expects the offer to remain open;
 (e) a description of how the offering company intends to use the proceeds from the offer (including a description of how the company intends to use any proceeds of the offer in excess of the minimum subscription amount for the offer).
 (1A) If a summary of the information mentioned in paragraph (1)(a) is contained in section 3 of the offer document, then:
 (a) the information in full must be contained in another section of, or in an appendix to, the offer document; and
 (b) section 3 of the offer document must include a cross reference to the location of that information.
 (2) If any of the proceeds of the offer will be paid, directly or indirectly, to any of the following persons, section 3 of the offer document must also contain a description of the payment:
 (a) a person referred to in paragraph 6D.3A.04(1)(d);
 (b) the CSF intermediary that will publish the offer, or any other person that is a related party (within the meaning of subsection 738G(3) of the Act) of that CSF intermediary;
 (c) a person promoting or marketing the offer;
 (d) a person that holds securities entitling the person to exercise more than 20% of the rights to vote at a general meeting of the offering company;
 (e) a person that controls the offering company;
 (f) any other person that is a related party (within the meaning of subsection 738G(3) of the Act) of the offering company.
 (3) Without limiting subregulation (2), proceeds of the offer will be paid indirectly to a person if those proceeds will be paid for the benefit of the person