Document ID: chunk:federal_register_of_legislation:C2025C00185:section:742:p19
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 742 (pt 19/24)
Character Range: 2953512–2956761

Advice
946AA Small investments—Statement of Advice not required
946B Other situations in which a Statement of Advice is not required
946C Timing of giving Statement of Advice
Subdivision D—Content of Statement of Advice
947A Title of Statement of Advice
947B Statement of Advice given by financial services licensee—main requirements
947C Statement of Advice given by authorised representative—main requirements
947D Additional requirements when advice recommends replacement of one product with another
947E Statement of Advice not to be combined with Financial Services Guide or Product Disclosure Statement
Subdivision E—Other matters
948A Qualified privilege if providing entity complies with this Division
Division 3A—Cash Settlement Fact Sheet
Subdivision A—When this Division applies
948B Situation in which this Division applies
Subdivision B—Requirement for a Cash Settlement Fact Sheet to be given
948C Obligation to give client a Cash Settlement Fact Sheet
948D Timing for giving a Cash Settlement Fact Sheet
Subdivision C—Contents of a Cash Settlement Fact Sheet
948E Title of Cash Settlement Fact Sheet
948F Content of Cash Settlement Fact Sheet
Division 4—Other disclosure requirements
949A General advice provided to retail client—obligation to warn client that advice does not take account of client's objectives, financial situation or needs
949B Regulations may impose disclosure requirements in certain situations
Division 6—Miscellaneous
951A Part cannot be contracted out of
951B Exemptions and modifications by ASIC
951C Exemptions and modifications by regulations
Division 7—Enforcement
Subdivision A—Offences
952A Overview
952B Meaning of defective and disclosure document or statement
952C Offence of failing to give a disclosure document or statement
952D Offence of giving a disclosure document or statement knowing it to be defective
952E Giving a defective disclosure document or statement (whether or not known to be defective)
952F Offences of financial services licensee knowingly providing defective disclosure material to an authorised representative
952G Offences of financial services licensee providing disclosure material to an authorised representative (whether or not known to be defective)
952H Financial services licensee failing to ensure authorised representative gives disclosure documents or statements as required
952I Offences if a Financial Services Guide, Supplementary FSG or website disclosure information does not comply with certain requirements
952J Offence if a Statement of Advice does not comply with certain requirements
952JA Offence if a Cash Settlement Fact Sheet does not comply with certain requirements
952K Offence if authorised representative gives out unauthorised Financial Services Guide, Supplementary FSG or website disclosure information
952L Offences if financial services licensee or authorised representative becomes aware that a Financial Services Guide, Supplementary FSG or website disclosure information is defective
952M Offence of unauthorised alteration of Financial Services Guide, Supplementary Financial Services Guide or website disclosure information
Subdivision B—Civil liability
953A Meaning of defective and disclosure document or statement
953B Civil action