Document ID: chunk:federal_register_of_legislation:C2025C00185:section:742:p14
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 742 (pt 14/24)
Character Range: 2938967–2942026

908BT ASIC's power to give directions to licensee not complying with obligations
908BU Minister may disallow all or part of an ASIC direction etc.
908BV ASIC's power to give directions requiring reports
Subdivision H—Other matters
908BW ASIC may assess licensee's compliance
908BWA ASIC's power to require expert report
908BX Basis of licences
Division 3—Financial benchmark rules and compelled financial benchmark rules
Subdivision A—Power to make financial benchmark rules
908CA ASIC may make financial benchmark rules
908CB Main permitted matters that may be dealt with in the rules
908CC Other permitted matters that may be dealt with in the rules
Subdivision B—Power to make compelled financial benchmark rules
908CD ASIC may make compelled financial benchmark rules
908CE Permitted powers and matters that may be dealt with in the rules
Subdivision C—Compliance with each set of rules etc.
908CF Obligation to comply with each set of rules
908CG Alternatives to civil proceedings
908CH Infringement notices
908CI Enforceable undertakings
908CJ Protection from liability for compliance in good faith
Subdivision D—Matters relating to the making of each set of rules
908CK Matters to which ASIC has regard when making rules
908CL ASIC to consult before making rules
908CM Ministerial consent to rules required
908CN Emergency rules: consultation and consent not required
908CO Requirements
908CP Regulations may limit how rules may deal with certain matters
908CQ Varying or revoking the rules
Division 4—Offences and civil penalties relating to manipulation of financial benchmarks
908DA Manipulation of financial benchmarks
908DB False or misleading statements or information that could affect financial benchmarks
908DC Penalties for offences against this Division
908DD Geographical scope of offences and civil penalty provisions
Division 5—Other provisions
908EA Making provision by referring to instruments as in force from time to time
908EB Exemptions by the regulations or by ASIC
Part 7.6—Licensing of providers of financial services
Division 1—Preliminary
910A Meaning of some terms relating to licensing of providers of financial services
910B Meaning of control
910C Meaning of linked to a refusal or failure to give effect to a determination made by AFCA
910D Insurance fulfilment providers taken to be acting on behalf of financial services licensees
Division 2—Requirement to be licensed or authorised
911A Need for an Australian financial services licence
911B Providing financial services on behalf of a person who carries on a financial services business
911C Prohibition on holding out
911D When a financial services business is taken to be carried on in this jurisdiction
Division 3—Obligations of financial services licensees
Subdivision A—General obligations
912A General obligations
912B Arrangements for compensation if financial services provided to persons as retail clients
Subdivision B—Providing information and assistance to ASIC
912C Direction to provide a statement
912CA Regulations may require information to be provided