Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:201:p19
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 201 (pt 19/26)
Character Range: 1653388–1656251

for self‑listing
  On and after the FSR commencement, arrangements entered into by a securities exchange under subsection 772B(2) of the old Corporations Act are taken to be arrangements entered into under subsection 798C(2) of the Act.

10.2.22  Status of exemption relating to self‑listing
 (1) On and after the FSR commencement, an exemption given by ASIC under paragraph 772B(6)(a) of the old Corporations Act continues in force as if it were an exemption given under paragraph 798D(1)(a) of the Act.
 (2) On and after the FSR commencement, a declaration made by ASIC under paragraph 772B(6)(b) of the old Corporations Act continues in force as if it were a declaration made under paragraph 798D(1)(b) of the Act.

Division 7—Decisions about membership of futures exchange

10.2.23  Status of notice to applicant
 (1) This regulation applies if:
 (a) a futures exchange was required, before the FSR commencement, to give an applicant for membership of the futures exchange a notice under subsection 1135(1) of the old Corporations Act; and
 (b) the futures exchange had not complied with the requirement before the FSR commencement; and
 (c) the period for compliance had not expired before the FSR commencement.
 (2) On and after the FSR commencement, subsection 1135(1) of the old Corporations Act, as in force immediately before the FSR commencement, continues to have effect in relation to the futures exchange in its capacity as a market licensee.

10.2.24  Status of notice to ASIC
 (1) This regulation applies if:
 (a) a futures exchange was required, before the FSR commencement, to give ASIC a notice under subsection 1135(1) of the old Corporations Act; and
 (b) the futures exchange had not complied with the requirement before the FSR commencement; and
 (c) the period for compliance had not expired before the FSR commencement.
 (2) On and after the FSR commencement, subsection 1135(1) of the old Corporations Act, as in force immediately before the FSR commencement, continues to have effect in relation to the futures exchange in its capacity as a market licensee.

Division 8—National Guarantee Fund

10.2.25  Status of claim against the National Guarantee Fund
 (1) This regulation applies if:
 (a) a person made a claim in relation to a matter, before the FSR commencement, under a provision of any of the following Divisions of the old Corporations Act:
 (i) Division 6 of Part 7.10 (dealing with contract guarantees);
 (ii) Division 6A of Part 7.10 (dealing with securities loans guarantees);
 (iii) Division 6B of Part 7.10 (dealing with net obligations);
 (iv) Division 6C of Part 7.10 (dealing with transfer service delivery guarantees);
 (v) Division 7 of Part 7.10 (dealing with unauthorised transfer);
 (vi) Division 7A of Part 7.10 (dealing with contraventions of SCH certificate cancellation provisions);
 (vii) Division 8 of Part