Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:301:p4
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 301 (pt 4/30)
Character Range: 1883128–1886047

all times during a period:
 (a) starting on 1 October 2015; and
 (b) ending at the end of the quarter day that next follows 2 successive disqualifying quarter days for the entity, counting disqualifying quarter days on or after 30 June 2015.

Entities with disqualifying quarter days on 31 March 2015 and 30 June 2015
 (2) Subregulation (3) applies in relation to an entity that was a phase 3 reporting entity on 30 September 2015, if:
 (a) the entity became a phase 3 reporting entity on or before 31 March 2015; and
 (b) 31 March 2015 and 30 June 2015 were disqualifying quarter days for the entity.
 (3) For the purposes of regulations 7.5A.71 and 7.5A.72, regulation 7.5A.73 first applies to the entity, in relation to an OTC derivative transaction or an OTC derivative position, at all times during a period:
 (a) starting on the day after the quarter day that next follows 2 successive qualifying quarter days for the entity, counting qualifying quarter days on or after 30 September 2015; and
 (b) ending at the end of the quarter day that next follows 2 successive disqualifying quarter days for the entity.

Interpretation
 (4) A term used in this regulation has the same meaning as in regulation 7.5A.73.

Part 10.22—Application provisions related to the Corporations Amendment (Financial Services Information Lodgement Periods) Regulation 2015

10.22.01  Application of amendment of paragraph 7.6.04(1)(c)
  Paragraph 7.6.04(1)(c), as amended by the Corporations Amendment (Financial Services Information Lodgement Periods) Regulation 2015, applies in relation to:
 (a) an Australian financial services licence granted before, on or after the commencement of that regulation; and
 (b) a change mentioned in paragraph 7.6.04(1)(c) that occurs on or after 19 August 2015.

10.22.02  Application of modification of subsections 916F(1) and (3)
 (1) Subsection 916F(1) of the Act, as modified by the Corporations Amendment (Financial Services Information Lodgement Periods) Regulation 2015, applies in relation to an authorisation of a representative to provide a financial service as mentioned in section 916A or 916B of the Act if the authorisation occurs on or after 19 August 2015.
 (2) Subsection 916F(3) of the Act, as modified by the Corporations Amendment (Financial Services Information Lodgement Periods) Regulation 2015, applies in relation to each of the following events, if the event occurs on or after 19 August 2015:
 (a) a change in any details relating to the representative that are required to be included in a notice under subsection 916F(2) of the Act;
 (b) the revocation of an authorisation to which subsection 916F(1) of the Act applied.

Part 10.23—Application provisions relating to the Corporations Amendment (Remuneration Disclosures) Regulation 2016

10.23.01  Application—remuneration disclosures
  The amendments made by items 1 to 6 of Schedule 1 to the Corporations Amendment