Document ID: chunk:federal_register_of_legislation:C2013C00334:clause:1_92h
Version: federal_register_of_legislation:C2013C00334
Segment Type: clause
Provision Reference: sch 1 cl 92H
Character Range: 20338–21633

92H  Compliance with reporting, record‑keeping and notification requirements

Reporting requirements
 (1) If a person is subject to a requirement under the Opt‑in Scheme to give a report to the Regulator, the person must comply with that requirement.

Record‑keeping requirements
 (2) If a person is subject to a requirement under the Opt‑in Scheme to:
 (a) make a record of information; or
 (b) retain such a record or a copy;
the person must comply with that requirement.

Notification requirements
 (3) If a person is subject to a requirement under the Opt‑in Scheme to notify a matter to the Regulator, the person must comply with that requirement.

Ancillary contraventions
 (4) A person must not:
 (a) aid, abet, counsel or procure a contravention of subsection (1), (2) or (3); or
 (b) induce, whether by threats or promises or otherwise, a contravention of subsection (1), (2) or (3); or
 (c) be in any way, directly or indirectly, knowingly concerned in, or party to, a contravention of subsection (1), (2) or (3); or
 (d) conspire with others to effect a contravention of subsection (1), (2) or (3).

Civil penalty provisions
 (5) Subsections (1), (2), (3) and (4) are civil penalty provisions.
Note: Part 17 provides for pecuniary penalties for breaches of civil penalty provisions.