Document ID: chunk:federal_register_of_legislation:F2023C00832:body:0:p5
Version: federal_register_of_legislation:F2023C00832
Segment Type: other
Provision Reference: 
Character Range: 10309–13048

in section 8 (wherever occurring), and in the definition of purchase plan, applies to the stapled security as if its component shares or interests constituted a single share or interest and not to any of those components separately;
              (ii) references to issue price and market price of shares or interests in paragraph (e) of the definition of purchase plan apply to the stapled security as if its component shares or interests constituted a single share or interest and not to any of those components separately;
              (iii) the share or interest is taken to be in a class which is quoted on the financial market operated by ASX if the stapled security is quoted on that market.
           (f) a notice is defective if the notice:
              (i) does not comply with subparagraph 7(f)(ii); or
              (ii) is false in a material particular; or
              (iii) has omitted from it a matter or thing which renders the notice misleading in a material respect.
           (g) an arrangement covered by ASIC Class Order [CO 09/425] is taken to be similar to a purchase plan;
           (h) an arrangement is not to be taken not to be similar to a purchase plan merely because:
              (i) only one of them involves custodian offers; or
              (ii) where both the arrangement and the purchase plan involve custodian offers—only one of them involves offers to a custodian to acquire shares or interests in the class where another custodian holds beneficial interests on behalf of another person; or
              (iii) they involve different maximum levels of applications by registered holders.

       Part 2—Exemptions

6 Exemptions for issuers

Application

       (1) The exemptions in this section apply where the requirements of section 7 are satisfied. A person relying on the exemptions must comply with the conditions in section 8.

Shares—disclosure and advertising relief
(2) A body (the issuer) which is admitted to the official list of ASX does not have to comply with Part 6D.2 or 6D.3 of the Act for an offer of shares for issue under a purchase plan.
Interests in registered schemes—disclosure and advertising relief
(3) A responsible entity (the issuer) of a registered scheme which is admitted to the official list of ASX does not have to comply with section 1012B or Division 4 of Part 7.9 of the Act in relation to an offer of interests in the scheme for issue, or an issue of interests in the scheme, under a purchase plan.
Shares in CCIVs – disclosure and advertising relief
(4)  If a sub-fund of a retail CCIV or a retail CCIV is admitted to the official list of ASX, the retail CCIV does not have to comply with section 1012B or Division 4 of Part 7.9 of the Act in relation