Document ID: chunk:federal_register_of_legislation:F2016L00324:body:0:p2
Version: federal_register_of_legislation:F2016L00324
Segment Type: other
Provision Reference: 
Character Range: 2673–5373

to the body the names and contact details of any of the persons contacted for the purposes of the market research;
(e) the advertisement or statement is published solely for the purpose of market research by the market research organisation to ascertain:
(i) the number of copies of the disclosure document which should be printed in order to meet demand; and
(ii) to whom the intended offer should be marketed; and
(iii) the type and extent of marketing which should be undertaken;
(f) no more than 5,000 advertisements or statements in total are published in connection with the market research.

6 Market research in relation to intended availability of financial products
(1) A person that intends to make available a financial product or proposed financial product by way of issue, or by way of sale offers which section 1012C will apply, and a market research organisation engaged by the person in relation to that intended availability, do not have to comply with subsection 1018A(2) of the Act in relation to an advertisement or statement published by either or both of them.
(2) This section applies where all of the following are satisfied:
(a) the financial products that are intended to be made available are in a class of financial products that are, or are intended to be, able to be traded on a prescribed financial market;
(b) the advertisement or statement contains information in relation to the intended availability of financial products for issue or sale to be made under a Product Disclosure Statement;
(c) the person permits the market research organisation to provide the information to other persons only to the extent necessary to enable:
(i) the organisation to conduct market research; and
(ii) those persons to answer questions asked of them by the organisation for the purposes of the research;
(d) the person does not permit the market research organisation to disclose to the person the names and contact details of any of those persons contacted for the purposes of the market research;
(e) the advertisement or statement is published solely for the purpose of market research by the market research organisation to ascertain:
(i) the number of copies of the Product Disclosure Statement which should be printed in order to meet demand; and
(ii) to whom the intended availability should be marketed; and
(iii) the type and extent of marketing which should be undertaken;
(f) no more than 5,000 advertisements or statements in total are published in connection with the market research.

7 Roadshow presentations of intended offers of securities
(1) A body does not have to comply with Part 6D.2 and 6D.3 of the Act for any act by the body (whether or not involving an