Document ID: chunk:federal_register_of_legislation:C2004A03231:schedule:1:p22
Version: federal_register_of_legislation:C2004A03231
Segment Type: schedule
Provision Reference: sch 1 (pt 22/23)
Character Range: 276184–279618

exchange".
                                        (b) Omit "stock exchange" (second occurring), substitute "securities exchange".
  Paragraph 39 (5) (a)...........       Omit "public".
  Sub-section 39 (5)............        (a) Omit "the stock exchange that is the home exchange", substitute "each notifiable securities exchange".

SCHEDULE 1—continued
Provisions                              Amendments
                                          (b) Omit "stock exchange" (second occurring), substitute "securities exchange".
  Sub-section 39 (6)............          Omit "stock exchange" (twice occurring), substitute "securities exchange".
  Paragraph 46 (2) (b)...........         (a) Omit "public".
                                          (b) Omit "the stock exchange that is the home exchange", substitute "each notifiable securities exchange".
  Sub-sections 56 (1), (2) and (3)...     Omit "stock exchange" (wherever occurring), substitute "securities exchange".
  Sub-section 62 (4)............          (a) Omit "stock exchange", substitute "securities exchange".
                                          (b) Omit "stock exchanges", substitute "securities exchanges".
  Schedule, Part A, clauses 7, 8 and 9    Omit "stock exchange" (wherever occurring), substitute "securities exchange".

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SCHEDULE 2 Section 133

FURTHER AMENDMENTS OF THE COMPANIES ACT 1981 RELATING TO SECURITIES EXCHANGES

1. The following provisions of the Companies Act 1981 are amended by omitting "stock exchange" (wherever occurring) and substituting "securities exchange":
Sub-section 5 (1) (definition of "listed corporation"); paragraphs 100 (4) (a) and (b); sub-sections 105 (1), (7) and (8); sub-section 131 (5b); paragraph 134 (2) (a); paragraph 191 (3) (d); sub-sections 194 (1) and (2); paragraph 195 (1) (c); sub-section 198 (2); paragraph 552 (4) (a); paragraph 552 (6) (h).
2. The following provisions of the Companies Act 1981 are amended by omitting "prescribed stock exchange" (wherever occurring) and substituting "securities exchange":
Sub-section 189 (1) (definition of "broker" and paragraph (b) of the definition of "prescribed corporation"); paragraph 191 (3) (d); sub-sections 194 (1) and (2); paragraph 195 (1) (c); sub-section 198 (2); Schedule 4 (Forms 3 and 7).

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SCHEDULE 3 Section 200
FURTHER AMENDMENTS OF THE SECURITIES INDUSTRY ACT 1980 RELATING TO SECURITIES EXCHANGES
The following provisions of the Securities Industry Act 1980 are amended by omitting "stock exchange" (wherever occurring) and substituting "securities exchange":
Sub-section 4 (1) (definitions of "committee", "marketable parcel", "member", "member firm" and "sole trader"); sub-section 4 (6); sub-paragraphs 8 (1) (a) (i), (ii), (v) and (vi); sub-section 8 (2); sub-section 12 (3); paragraphs 14 (1) (a), (b) and (c); sub-section 37 (2); sub-sections 39 (1) and (6); section 40; sub-sections 41 (1) and (2); sub-section 42 (1); sub-section 51 (8); sub-paragraph 64 (2) (h) (i); paragraph 64 (5) (a); paragraph 65 (7) (a); sub-sections 65 (8) and (9); sub-section 66 (5); paragraph 68 (3) (a); sub-paragraph 68 (3) (d) (iii); sub-section 68 (5); sub-section 71 (4); sub-section 79 (1); sub-section 80 (1); sub-section 80 (2) (other than paragraph 80 (2) (b)); paragraph 81 (1) (b); section 82; paragraph 87 (4) (a); sections 100, 101, 103 to 115 (inclusive) and 117 to 122 (inclusive); sub-section 128 (9); sub-section 131 (1);