Document ID: chunk:federal_register_of_legislation:C2024C00541:section:41:p1
Version: federal_register_of_legislation:C2024C00541
Segment Type: section
Provision Reference: s 41 (pt 1/2)
Character Range: 54282–56922

41  Annual return by PDF
 (1) A PDF must, within 4 months after the end of each financial year, give the Board a written return that includes the following information:
 (a) the name, address, occupation, qualifications and experience of each relevant officer of the PDF;
 (b) for each person or partnership (if any) whom or that the PDF has engaged to supply (otherwise than as an officer of the PDF) investment management services to the PDF:
 (i) the name and address of the person or partnership; and
 (ii) in the case of a natural person—the person's occupation, qualifications and experience; and
 (iii) the name, address, occupation, qualifications and experience of each natural person who is supplying such services to the PDF:
 (A) if the first‑mentioned person is a natural person—as an employee of the first‑mentioned person; or
 (B) if the first‑mentioned person is a body corporate—as an officer of the body; or
 (C) in the case of a partnership—as a member or employee of the partnership or as an officer of a body corporate that is such a member;
 (c) full particulars of the investments (other than unregulated investments) held by the PDF at the end of the financial year;
 (d) full particulars of the making and disposal of investments (other than unregulated investments) by the PDF during the financial year;
 (da) for each of the PDF's investee companies (within the meaning of Division 1 of Part 4), the proportion of the investee company's issued share capital held by the PDF at the end of the financial year;
 (db) the amounts of all profits, gains or losses the PDF made during the financial year from each such investee company;
 (dc) the amounts of all unregulated investments held by the PDF at the end of the financial year;
 (dd) the amounts of all profits, gains or losses the PDF made during the financial year from unregulated investments;
 (e) the PDF's approved investment plan;
 (f) full particulars of the capital raised by the PDF during the financial year;
 (g) the PDF's issued share capital and paid‑up share capital;
 (h) the address of the registered office of the PDF;
 (i) the name and address of, and number of shares in the PDF held by:
 (i) if there are not more than 10 shareholders in the PDF—each of those shareholders; or
 (ii) if there are more than 10 shareholders in the PDF—each of the 10 of those shareholders who hold the greatest number of shares in the PDF;
 (ia) full particulars of the dividends the PDF paid to the shareholders in the PDF during the financial year;
 (j) any other information that a determination in force under subsection (3) requires the return to include.