Document ID: chunk:federal_register_of_legislation:F2016L01489:body:0:p1
Version: federal_register_of_legislation:F2016L01489
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ASIC Corporations (Exchange-Traded Warrants) Instrument 2016/886
I, Grant Moodie, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

Date  19 September  2016

Grant Moodie

Contents

Part 1—Preliminary
1 Name of legislative instrument
2 Commencement
3 Authority
4 Definitions
Part 2—Exemption
5 Exchange-traded managed investment warrants
Part 3—Declaration
6 Exchange-traded warrants

Part 1—Preliminary

1 Name of legislative instrument
This is the ASIC Corporations (Exchange-Traded Warrants) Instrument 2016/886.

2 Commencement
This instrument commences on the day after it is registered on the Federal Register of Legislation.
Note: The register may be accessed at www.legislation.gov.au.

3 Authority
This instrument is made under subsections 111AT(1) and 1020F(1) of the Corporations Act 2001.

4 Definitions
In this instrument:
Act means the Corporations Act 2001.
ASX operating rules means the operating rules of the licensed market operated by ASX Limited as in force from time to time.
Chi-X operating rules means the operating rules of the licensed market operated by Chi-X Australia Pty Ltd as in force from time to time.
disclosing entity provisions has the meaning given by section 111AR of the Act.
exchange-traded managed investment warrant means an
exchange-traded warrant  that is a managed investment warrant.
exchange-traded warrant means:
           (a) a warrant (within the meaning of rule [7100] of the ASX operating rules) that has been admitted to trading status (within the meaning of rule [7100] of the ASX operating rules); or
           (b) a warrant (within the meaning of rule 1.1 of the Chi-X operating rules) that has been admitted to quotation (within the meaning of rule 1.1 of the Chi-X operating rules).
managed investment warrant means a financial product:
           (a) to which the definition of derivative in subsection 761D(1) of the Act applies that is a financial product of the kind referred to in subparagraph 764A(1)(b)(ii) or 764A(1)(ba)(ii) of the Act; and
           (b) that is transferable.
Short-Form PDS has the same meaning as in Division 3A of Part 7.9 of the Act as notionally inserted by Part 3 of Schedule 10BA to the Corporations Regulations 2001.
warrant issuer means:
           (a) in relation to a managed investment warrant that satisfies paragraph (a) of the definition of exchange-traded warrant—a warrant-issuer (within the meaning of rule [7100] of the ASX operating rules); and
           (b) in relation to a managed investment warrant that satisfies paragraph (b) of the definition of exchange-traded warrant—a product issuer (within the meaning of rule 1.1 of the
           Chi-X operating rules).

       Part 2—Exemption

5 Exchange-traded managed investment warrants
(1) A warrant issuer that complies with section 1017B of the Act as if subsection 1017B(2) were omitted is exempt from:
(a) section 1013I of the Act in relation to a Product Disclosure Statement or Short-Form PDS that relates to an