Document ID: chunk:federal_register_of_legislation:F2017L00724:body:0:p13
Version: federal_register_of_legislation:F2017L00724
Segment Type: other
Provision Reference: 
Character Range: 38467–41774

item 6.

        Report shares which are listed on the Australian Securities Exchange (ASX) issued by:

            * private trading enterprises in item 6.1.1;

            * banks in item 6.1.2;

            * other deposit-taking institutions in item 6.1.3;

            * life insurance and friendly societies in item 6.1.4;

            * general and health insurance corporations in item 6.1.5; and

            * other financial institutions in item 6.1.6.

        When reporting shares listed on the ASX (i.e. equity securities listed on the ASX), include listed ordinary shares and listed participating preference shares (a special type where the holder has an entitlement to a share in the residual value on dissolution of the issuing company). When reporting shares listed on the ASX, exclude equity derivatives, such as exchange traded options (included as derivatives); units in listed trusts (included as units in trusts); shares in non-resident companies even if quoted on domestic stock exchanges (included as non-resident shares). A list of the foreign companies quoted on the ASX is available from the ASX website www.asx.com.au.

        Report the portion of shares in other financial institutions that are attributable to shares in investment companies in item 6.1.6.1.

        Report shares which are not listed on the ASX (i.e. they are not available for purchase or sale through the ASX, sometimes referred to as private equity) issued by:

            * private trading enterprises in item 6.2.1;

            * banks in item 6.2.2;

            * other deposit-taking institutions in item 6.2.3;

            * insurance corporations in item 6.2.4; and

            * other financial institutions in item 6.2.5.

        Item 6.3 is a derived item. Report total shares as the sum of shares listed on the ASX reported in item 6.1 and shares not listed on the ASX in item 6.2.

        When reporting on shares not listed on the ASX, include investment in venture capital firms.

Item 7                               Report units in trusts that are resident assets in item 7.

                                     Item 7.7 is a derived item. Report total units in trusts in item 7.7 as the sum of:

                                         * cash management trusts reported in item 7.1;

                                         * retail trusts that are listed on the ASX and which are property and infrastructure trusts reported in item 7.2.1;

                                         * retail trusts that are listed on the ASX and which are other trusts reported in item 7.2.2;

                                         * retail trusts that are not listed on the ASX and which are property and infrastructure trusts reported in item 7.3.1;

                                         * retail trusts that are not listed on the ASX and which are other trusts reported in item 7.3.2;

                                         * pooled superannuation trusts reported in item 7.4;

                                         * wholesale trusts with an Australian Registered Scheme Number which are property and infrastructure trusts reported in item 7.5.1;

                                         * wholesale trusts with an Australian Registered Scheme Number which are other trusts