Document ID: chunk:federal_register_of_legislation:C2025C00185:section:994q:p10
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 994Q (pt 10/20)
Character Range: 4223631–4226817

protections given by this Division
Division 1A—Employee share schemes
Subdivision A—Introduction
1100E Simplified outline of this Division
1100F Geographical coverage of Division
1100G Offers and invitations both covered
1100H Person offering interests
1100J Offers may also be made in reliance on section 708 or 1012D
1100K Financial markets recognised under this Division
Subdivision B—Key concepts
1100L Meaning of employee share scheme
1100M Meaning of ESS interest
Subdivision C—Offers that are eligible to be made under this Division
1100N Offers that are eligible to be made under this Division
1100P Offers for no monetary consideration
1100Q Offers for monetary consideration
1100R Offers that would otherwise not need disclosure
1100S Requirements for trusts
1100T Meaning of ESS contribution plan
1100U Requirements for connected loans
1100V Issue cap for offers involving consideration
1100W Disclosure requirements for offers involving consideration
1100X Additional disclosure requirements for offers by unlisted bodies corporate
1100Y Terms of the offer—disclosure etc.
1100Z Terms of the offer—misleading statements and omissions
1100ZA Monetary cap for offers by unlisted bodies corporate
1100ZB Amounts that are excluded from the monetary cap
Subdivision D—Making offers under this Division
1100ZC Making offers under this Division
1100ZD Regulatory relief for certain subsequent sale offers of ESS interests
1100ZE Dealing with money received before ESS interest is issued
1100ZF Dealing with money received before liquidity period
1100ZG Revocation of regulatory relief in certain circumstances
Subdivision E—Prohibitions and defences
1100ZH Misstatement in, or omission from, disclosure information
1100ZI Misstatement in, or omission from, financial information for options and incentive rights
1100ZJ Obligation to inform person about deficiencies in disclosure documents
Subdivision F—ASIC powers
1100ZK ASIC's power to make exemptions and declare modifications etc. in relation to this Division
1100ZL ASIC stop orders
1100ZM ASIC's power to request documents
Division 2—Codes of conduct
Subdivision A—Approved codes of conduct
1101A Approved codes of conduct
1101AA Variations to approved codes of conduct
1101AB Review of approved codes of conduct
1101AC Obligation to comply with enforceable code provisions
1101AD Regulations
Subdivision B—Mandatory codes of conduct
1101AE Mandatory codes of conduct
1101AF Obligation to comply with mandatory code of conduct
Division 3—Other matters
1101B Power of Court to make certain orders
1101C Preservation and disposal of records etc.
1101D Destruction of records by ASIC
1101E Concealing etc. of books
1101F Falsification of records
1101G Precautions against falsification of records
1101GA How Part 9.3 applies to books required to be kept by this Chapter etc.
1101H Contravention of Chapter does not generally affect validity of transactions etc.
1101I Gaming and wagering laws do not affect validity of contracts relating to financial products
1101J Delegation
Chapter 8—Mutual recognition of securities offers
Part 8.1—Preliminary
1200A Meaning of some terms relating to mutual recognition of securities offers