Document ID: chunk:federal_register_of_legislation:F2023L01292:body:0:p12
Version: federal_register_of_legislation:F2023L01292
Segment Type: other
Provision Reference: 
Character Range: 30513–33595

operating expenses, calculated on a rolling basis at the end of each month.
Note: ASIC may also specify financial resources that the Operator is required to hold, in the conditions of the Operator's Licence.
(2) An Operator must maintain a viable plan, approved by its governing body and updated regularly, for raising additional equity should its equity fall close to or below the amount needed under subrule (1).

2.4.8 Integrity and security of computer systems and other systems
An Operator must establish, implement, maintain and enforce policies, procedures, and physical and electronic controls over its systems for accepting, retaining, using, disclosing and providing access to Derivative Trade Data designed to:
(a)        maintain the integrity, security and confidentiality of Derivative Trade Data at all times during transmission between the Trade Repository, Australian Regulators and Users, and while retained in the Trade Repository; and
Note: For example, ensuring the Derivative Trade Data is protected from loss, leakage and corruption.
(b)       prevent unauthorised use or disclosure of, or access to, Derivative Trade Data.

2.4.9 Operational reliability
(1) An Operator must ensure that its systems for accepting, retaining, using, disclosing and providing access to Derivative Trade Data are reliable and have sufficient, scalable capacity for the ongoing and planned operations of the Trade Repository, including, without limitation, the capacity to accept and retain for the period required by Rule 2.3.2 all Derivative Trade Data reported to the Trade Repository by Participants.
(2) An Operator must establish, implement, maintain and enforce plans, including escalation plans, for its internal communications and its communications with Users and Australian Regulators in circumstances of an operational outage or other disruption to the Trade Repository's services.

2.4.10 Business continuity planning
An Operator must establish, implement, maintain and enforce business continuity, backup and data recovery plans designed to:
(a)        address events that pose a significant risk of disruption to the Trade Repository's operations or services, including events that could cause a wide-scale or major disruption; and
(b)       in the event of any disruption to the Trade Repository's operations or services, enable the timely restoration of those operations and services and enable the Operator to meet its obligations to Australian Regulators and Users.

2.4.11 Recovery and resolution
(1) An Operator must establish, implement, maintain and enforce policies, procedures and plans designed to:
(a)        identify scenarios that may potentially prevent the Operator from being able to provide the Trade Repository's critical operations or services as a going concern and assess the effectiveness of a full range of options for recovery or orderly wind-down; and
(b)       provide for the recovery or orderly wind-down of the Trade Repository's critical operations or services based on the results of the assessment referred to in paragraph (a).
(2)