Document ID: chunk:federal_register_of_legislation:F2021L01104:body:0:p6
Version: federal_register_of_legislation:F2021L01104
Segment Type: other
Provision Reference: 
Character Range: 14680–18222

Item 1.5.2                      Report equity securities held that were issued by resident registered financial corporations.

Item 1.5.3                      Report equity securities held that were issued by resident life insurance corporations.

Item 1.5.4                      Report equity securities held that were issued by resident other insurance corporations.

Item 1.5.5                      Report equity securities held that were issued by resident financial auxiliaries.

Item 1.5.6                      Report equity securities held that were issued by resident securitisers.

Item 1.5.7                      Report equity securities held that were issued by resident money-market investment funds.

Item 1.5.8                      Report equity securities held that were issued by resident non-money-market financial investment funds.

Item 1.5.9                      Report equity securities held that were issued by resident financial institutions other than those reported in items 1.5.1 to 1.5.8.

                                Include:

                                     * self-managed superannuation funds;
                                     * other superannuation funds; and
                                     * financial institution n.e.c.
                                     * Item 1.5.9 is a derived item.  Report the value of equity securities held in item 1.5.9 as item 1.5 less the sum of items 1.5.1 to 1.5.8 inclusive.

    2.             Total equity securities not listed on the ASX and issued by residents

Item 2 collects information on the value of equity securities held by the ADI or RFC that were issued by resident entities and not listed on the Australian Securities Exchange (ASX), by the counterparty of the issuer.

Report all equity securities, including securities held for trading and securities not held for trading, in resident entities that are not listed on the ASX.

Exclude equity securities issued by non-residents.  Note that this treatment differs from the ARF 720.0A where equity securities issued by non-residents are not separately identified.

Column 1   Report the market value.

Item 2                          Report equity securities held that are not listed on the ASX and were issued by residents.

                                Item 2 is a derived item.  Report the value of total equity securities held in item 2 as the sum of items 2.3, 2.4 and 2.5.

Item 2.1                        Of the amount reported in item 2, report the value issued by residents that are related parties.

Item 2.2                        Of the amount reported in item 2, report the value of preference shares.

Item 2.3                        Report equity securities held that were issued by resident community service organisations.

Item 2.4                        Report equity securities held that were issued by resident non-financial businesses.

                                Item 2.4 is a derived item.  Report the value of equity securities held in item 2.4 as the sum of item 2.4.1 and item 2.4.2.

Item 2.4.1                      Report equity securities held that were issued by resident private non-financial investment funds.

Item 2.4.2                      Report equity securities held that were issued by resident other private non-financial corporations.

Item 2.5                        Report equity securities held that were issued by resident financial institutions.

Item 2.5.1                      Report equity securities held that were issued by