Document ID: chunk:federal_register_of_legislation:F2024C01137:reg:2:p6
Version: federal_register_of_legislation:F2024C01137
Segment Type: reg
Provision Reference: reg 2 (pt 6/6)
Character Range: 34524–37288

(Relevant Day) by:
         1.         reporting Derivative Transaction Information for each Reportable Transaction in the Relevant OTC Derivative; or
         2.        reporting Derivative Transaction Information in relation to the Relevant OTC Derivative on its terms as of the Relevant Day;
and otherwise reporting the information in accordance with the Rules.

2.2.9 Reporting requirement—Unique transaction identifier
(1) This Rule applies if a Reporting Entity is required to report a UTI for a Reportable Transaction referred to in subparagraph 1.2.5(1)(b)(i), (iii) or (iv), in a report made under subrule 2.2.1(1).
           Note: This Rule does not apply to a report made under subrule 2.2.1(3) to a Prescribed Repository or where the Reporting Entity does not report the Reportable Transaction in accordance with subparagraph 2.2.1(3)(b)(ii).
(2) In this Rule, other than subrule (8), a reference to a Reporting Entity that is an RE, Trustee, or corporate director of a CCIV, includes a person appointed by an RE, Trustee, or corporate director of a CCIV to enter into OTC Derivatives on behalf of the RE, Trustee or corporate director of a CCIV.
           Note: A person appointed by an RE, Trustee, or corporate director of a CCIV may be a fund manager—in which case, the Reporting Entity or the fund manager may determine the UTI generating entity under subrule (3), generate and provide the UTI to the other counterparty under subrule (4), act upon non-receipt of a UTI under subrule (6) and appoint a service provider under subrule (7).
(3) Subject to subrule (6), the Reporting Entity must:
         1.         determine the UTI generating entity for a Reportable Transaction specified in column 2 of Table 2 in accordance with column 3 of the table; and
         1.        determine the UTI generating entity using:
                1.          the first item of items 1, 2, 3, 4 and 5 of Table 2 that applies to the Reportable Transaction; or
                2.        if items 1, 2, 3, 4 and 5 of Table 2 do not apply to the Reportable Transaction, any one of items 6, 7 or 8 that the Reporting Entity believes is applicable having regard to its own reporting requirements in foreign jurisdictions, and its knowledge of, or reasonable assumptions about, the reporting requirements of the other counterparty.
            Table 2: UTI generating entity for specified Reportable Transactions
1. Item  2. Reportable Transaction                                                                                                                                                                                                                                                                                                       3. UTI generating entity