Document ID: chunk:federal_register_of_legislation:F2024C00701:body:0:p3
Version: federal_register_of_legislation:F2024C00701
Segment Type: other
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Character Range: 6479–9472

by an accountable entity which is a RSE licensee; and
(b)          an accountable person has actual or effective senior executive responsibility for management or control of the whole of, or a significant or substantial part or aspect of, the key function.
Note 1: The following terms are defined in the Act:
(a)  accountable entity;
(b) accountable person;
(c)  ADI;
(d)  authorised NOHC;
(e)  general insurer;
(f) life company;
(g)  private health insurer;
(h) registered NOHC;
(i) RSE licensee.

       Part 2—Regulator Rules

5 Register of accountable persons—prescribed information
(1) For the purposes of paragraph 40(4)(g) of the Act, the following information is prescribed for inclusion in the register:

(a) commencement date;
Note: 'commencement date' means the date the person becomes an accountable person.
Personal identification details
(b) date of birth;
(c) direct phone number;
(d) direct email address;
(e) where there is a change to the personal identification details mentioned above, or a change to an accountable person's name, the date the change occurred;
Employment status
(f) position title (role title);
(g) start date and end date of the position title (role title);
(h) employer name;
(i) start date and end date of employment with the employer;
Key functions information
(j) key functions—each ADI Key Function (if any) of the accountable person;
(k) the dates the accountable person assumed, and ceased to have, responsibility for an ADI Key Function referred to in paragraph 5(1)(j) (if applicable);
(l)  key functions—each Insurance Key Function (if any) of the accountable person;
(m)    the dates the accountable person assumed, and ceased to have, responsibility for an Insurance Key Function referred to in paragraph 5(1)(l) (if applicable);
(n)  key functions—each RSE licensee Key Function (if any) of the accountable person;
(o)  the dates the accountable person assumed, and ceased to have, responsibility for an RSE licensee Key Function referred to in paragraph 5(1)(n) (if applicable);
Reporting lines
(p) position title of the person the accountable person reports to;
(q) the dates the accountable person started, and ceased, to report to the person referred to at paragraph 5(1)(l); and
Suspension
(r) suspension (where the suspension is because the person has failed to comply with one or more of the person's accountability obligations under section 21 of the Act) start date and end date.

Endnotes

Endnote 1—About the endnotes
The endnotes provide information about this compilation and the compiled law.
The following endnotes are included in every compilation:
Endnote 1—About the endnotes
Endnote 2—Abbreviation key
Endnote 3—Legislation history
Endnote 4—Amendment history
Abbreviation key—Endnote 2
The abbreviation key sets out abbreviations that may be used in the endnotes.

Legislation history and amendment history—Endnotes 3 and 4
Amending laws are annotated in the legislation history and amendment history.

The legislation