Document ID: chunk:federal_register_of_legislation:C2025C00185:section:111ae:p1
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 111AE (pt 1/2)
Character Range: 384208–386800

111AE  Securities of bodies or undertakings included in a licensed market's official list
 (1) If:
 (a) a body corporate (other than a notified foreign passport fund) is, with its agreement, consent or acquiescence, included in the official list of a declared financial market; and
 (b) the market's listing rules (according to their terms) apply to the body in relation to a class (which may be some or all) of securities issued by the body;
securities issued by the body in that class are ED securities, and that market is a listing market in relation to that body.
 (1A) If:
 (a) an undertaking to which interests in a registered scheme relates is, with the agreement, consent or acquiescence of the responsible entity, included in the official list of a declared financial market; and
 (b) the market's listing rules (according to their terms) apply to the undertaking in relation to a class (which may be some or all) of managed investment products that relate to the scheme;
managed investment products in that class that relate to the scheme are ED securities, and that market is a listing market in relation to the undertaking.
 (1B) If:
 (a) an undertaking to which interests in a notified foreign passport fund relate is, with the agreement, consent or acquiescence of the operator of the fund, included in the official list of a declared financial market; and
 (b) the market's listing rules (according to their terms) apply to the fund in relation to a class (which may be some or all) of foreign passport fund products that relate to the fund;
foreign passport fund products in that class that relate to the fund are ED securities, and that market is a listing market in relation to the fund.
 (1C) If:
 (a) subsection (1) does not apply to securities issued by a CCIV; and
 (b) a sub‑fund of the CCIV is, with the agreement, consent or acquiescence of the CCIV, included in the official list of a declared financial market; and
 (c) the market's listing rules (according to their terms) apply to the sub‑fund in relation to a class of securities issued by the CCIV that are referable to the sub‑fund;
securities in that class that are referable to the sub‑fund are ED securities, and that market is a listing market in relation to the CCIV.
Note: Subsection (1) may apply to a CCIV instead of this subsection if the CCIV, and not a sub‑fund, is included in the official list of a declared financial market.
 (2) Subsections (1) and (1A) do not apply to securities of a body if:
 (a) the body is a public authority of the Commonwealth or an instrumentality or agency of the Crown