Document ID: chunk:federal_register_of_legislation:F2013L00969:body:0:p3
Version: federal_register_of_legislation:F2013L00969
Segment Type: other
Provision Reference: 
Character Range: 5471–8389

as may be amended from time to time, to the extent that they are not inconsistent with the requirements of SPS 310.

    12.         All information provided by an RSE licensee under this Reporting Standard must be subject to systems, processes and controls developed by the RSE licensee for the internal review and authorisation of that information. It is the responsibility of the Board and senior management of the RSE licensee to ensure that an appropriate set of policies and procedures for the authorisation of information submitted to APRA is in place.

Authorisation

    13.         When an officer or agent of an RSE licensee provides the information required by this Reporting Standard using the 'Direct to APRA' software, it will be necessary for the officer or agent to digitally sign the relevant information using a digital certificate acceptable to APRA.

    14.         If the information required by this Reporting Standard is provided by an agent who submits using the 'Direct to APRA' software on the RSE licensee's behalf, the RSE licensee must:

       (a)          obtain from the agent a copy of the completed form with the information provided to APRA; and

       (b)          retain the completed copy.

    15.         An officer or agent of an RSE licensee who submits the information under this Reporting Standard for, on behalf of, the RSE licensee must be authorised by either:

       (a)          the Chief Executive Officer of the RSE licensee; or

       (b)          the Chief Financial Officer of the RSE licensee.

Variations

    16.         APRA may, by written notice to an RSE licensee, vary the reporting requirements of SRF 535.0 in relation to that RSE licensee or one or more RSEs, defined benefit RSEs, PSTs or ERFs within that RSE licensee's business operations.

Interpretation

    17.         In this Reporting Standard:

    APRA means the Australian Prudential Regulation Authority established under the Australian Prudential Regulation Authority Act 1998;

    Chief Executive Officer means the chief executive officer of the RSE licensee, by whatever name called, and whether or not he or she is a member of the Board of the RSE licensee[3];

    Chief Financial Officer means the chief financial officer of the RSE licensee, by whatever name called;

    defined benefit RSE means an RSE that is a defined benefit fund within the meaning given in Prudential Standard SPS 160 Defined Benefit Matters;

    due date means the relevant date under paragraph 9 or, if applicable, paragraph 10;

    eligible rollover fund (ERF) has the meaning given in section 10(1) of the SIS Act and, in relation to the period between 1 July 2013 and 31 December 2013, includes an existing ERF within the meaning given in section 391 of the SIS Act;

    pooled superannuation trust (PST) has the meaning given in section 10(1) of the SIS Act;

    reporting