Document ID: chunk:federal_register_of_legislation:C2025C00185:section:9:p11
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 9 (pt 11/63)
Character Range: 102378–105218

activities of:
 (a) financial services licensees; or
 (b) authorised representatives of financial services licensees; or
 (c) issuers of financial products;
being activities in relation to which ASIC has a regulatory responsibility.
Code of Ethics means the Code of Ethics in force under section 921E.
collective investment fund has the meaning given by subsection 1212(1).
commence, in relation to a winding up, has the meaning given by Division 1A of Part 5.6.
commencement, in relation to an accounting standard or a sustainability standard, means:
 (a) in the case of an accounting standard or a sustainability standard as originally in effect—the time when the accounting standard or sustainability standard took effect; or
 (b) in the case of an accounting standard or a sustainability standard as varied by a particular provision of an instrument made under section 334 or 336A—the time when that provision took effect.
common fund, in Chapter 5D (licensed trustee companies), has the meaning given by subsection 601SCA(2).
Commonwealth means the Commonwealth of Australia and, when used in a geographical sense, includes each Territory.
Note: The Australian Capital Territory, the Jervis Bay Territory, the Northern Territory, Norfolk Island and the Territories of Christmas Island and of Cocos (Keeling) Islands are covered by the definition of Territory in this section.
Commonwealth authority means an authority or other body (whether incorporated or not) that is established or continued in existence by or under an Act.
Commonwealth body means:
 (a) an Agency (within the meaning of the Public Service Act 1999); or
 (b) a body, whether incorporated or not, established for a public purpose by or under a law of the Commonwealth; or
 (c) a person:
 (i) holding or performing the duties of an office established by or under a law of the Commonwealth; or
 (ii) holding an appointment made under a law of the Commonwealth.
communication facility, in relation to a CSF offer, has the meaning given by subsection 738ZA(5).
company means a company registered under this Act and:
 (c) in Parts 5.7B and 5.8 (except sections 595 and 596), includes a Part 5.7 body; and
 (d) in Part 5B.1, includes an unincorporated registrable body.
company limited by guarantee means a company formed on the principle of having the liability of its members limited to the respective amounts that the members undertake to contribute to the property of the company if it is wound up.
company limited by shares means a company formed on the principle of having the liability of its members limited to the amount (if any) unpaid on the shares respectively held by them.
compelled financial benchmark rules means rules made under section 908CD.
compensation arrangements has the meaning given by section 880B.
compensation proceedings has the meaning given