Document ID: chunk:federal_register_of_legislation:F2020L01551:body:0:p5
Version: federal_register_of_legislation:F2020L01551
Segment Type: other
Provision Reference: 
Character Range: 14673–19711

equity investment  On-balance sheet exposures – other  Off-balance sheet exposures – non-market related   Off-balance sheet exposures – market related  Total exposures  Total exposures as % of Tier 1 Capital
(1)                  (2)                       (3)                     (4)                                             (5)                                 (6)                                                (7)                                           (8)              (9)

                                               Country list

  3.1.  Total

4.  Exposures of all ELE subsidiaries which are established to hold or invest in assets

ELE subsidiary name  Legal Entity Identifier   ELE subsidiary country  On-balance sheet exposures – loans  On-balance sheet exposures – other  Off-balance sheet exposures – non-market related   Off-balance sheet exposures – market related  Total exposures  Total exposures as % of Tier 1 Capital
(1)                  (2)                       (3)                     (4)                                 (5)                                 (6)                                                (7)                                           (8)              (9)

                                               Country list

  4.1.  Total

Section C: Excluded exposures

5.  Excluded exposures - settlement exposures to related entities exceeding or equal to 10% of Tier 1 Capital

Related entity name  Legal Entity Identifier  Related entity category  Related entity sector        On-balance sheet exposures – loans  On-balance sheet exposures – other  Off-balance sheet exposures – non-market related   Off-balance sheet exposures – market related   Total exposures  Total exposures as % of Tier 1 Capital
(1)                  (2)                      (3)                      (4)                          (5)                                 (6)                                 (7)                                                (8)                                            (9)              (10)

                                              Regulated                Banking
                                              Non-regulated            Insurance
                                                                       Superannuation
                                                                       SPV
                                                                       Other financial institution
                                                                       Other counterparties

Memorandum items

6.  Tier 1 Capital
7.  Aggregate exposure to all related ADIs (including overseas based equivalents)
8.  Aggregate exposure to all related entities (other than related ADIs and related overseas based equivalents)
 8.1 of which: to non-regulated related entities

Section D: Substantial shareholdings

9.  Substantial shareholders of the ADI

Substantial shareholder name  Legal Entity Identifier  Percentage holding in the ADI
(1)                           (2)                      (3)

10.  Movements of substantial shareholdings

Substantial shareholder name  Legal Entity Identifier  Percentage movements during the quarter
(1)                           (2)                      (3)

  ARF_222_1: Exposures to related entities - foreign ADI

Australian Business Number  Institution Name

Reporting Period            Scale Factor
Quarterly                   Whole dollars with no decimal place
Reporting Consolidation
Domestic book

   1. Exposures to head office, overseas branches, Australian and overseas subsidiaries

Related entity name   Legal Entity Identifier  Related entity sector        On-balance sheet exposures   Off-balance sheet exposures - non-market-related   Off-balance sheet exposures - market-related   Total exposures
(1)                   (2)                      (3)                          (4)                          (5)                                                (6)                                            (7)

                                               Banking
                                               Insurance
                                               Superannuation
                                               SPV
                                               Other financial institution
                                               Other counterparties

    1.1.  Total

Reporting Form ARF 222.0

Exposures to Related Entities

Instruction Guide
This instruction guide is designed to assist in the completion of Reporting Form ARF 222.0 Exposures to related entities (ARF 222.0). This form collects information on an authorised deposit-taking institution's (ADI's) exposures to related entities.

In completing this form, ADIs must refer to Prudential Standard APS 222 Associations with Related Entities (APS 222).

General directions and notes

Reporting entity
ARF 222.0 must be completed on a Level 1 basis by all ADIs, with the exception of:

(a)          foreign