Document ID: chunk:federal_register_of_legislation:C2004A01334:clause:7_708a:p3
Version: federal_register_of_legislation:C2004A01334
Segment Type: clause
Provision Reference: sch 7 cl 708A (pt 3/3)
Character Range: 376534–378149

false or misleading in a material particular; or
 (c) has omitted from it a matter or thing the omission of which renders the notice misleading in a material respect.

Sale offer of quoted securities—case 2

 (11) The sale offer does not need disclosure to investors under this Part if:
 (a) the relevant securities are in a class of securities that are quoted securities of the body; and
 (b) either:
 (i) a prospectus is lodged with ASIC on or after the day on which the relevant securities were issued but before the day on which the sale offer is made; or
 (ii) a prospectus is lodged with ASIC before the day on which the relevant securities are issued and offers of securities that have been made under the prospectus are still open for acceptance on the day on which the relevant securities were issued; and
 (c) the prospectus is for an offer of securities issued by the body that are in the same class of securities as the relevant securities.

Sale offer of quoted securities—case 3

 (12) This subsection is satisfied if:
 (a) the body offered to issue securities under a prospectus; and
 (b) the body issued the relevant securities to:
 (i) a person (the underwriter) named in that prospectus as an underwriter of the issue; or
 (ii) a person nominated by the underwriter; and
 (c) the relevant securities were issued to the underwriter, or the person nominated by the underwriter, at or about the time that persons who applied for securities under the prospectus were issued with those securities; and
 (d) the relevant securities are in a class of securities that were quoted securities of the body.