Document ID: chunk:federal_register_of_legislation:F2024C01108:front:0:p36
Version: federal_register_of_legislation:F2024C01108
Segment Type: other
Provision Reference: 
Character Range: 96391–99084

company); and
(iii)     service of process on the Foreign Market Participant in relation to legal proceedings conducted by ASIC (including under section 50 of the ASIC Act), and in relation to proceedings relating to a financial services law, by any person referred to in subsection 659B(1) of the Corporations Act and whether brought in the name of ASIC or the Crown or otherwise, can be effected by service on the agent;
(e)        that the deed applies notwithstanding that the Foreign Market Participant may have ceased to be a Market Participant of the relevant Market; and
(f)        for such additional terms notified by ASIC in writing to the Foreign Market Participant.

Chapter 3: Client relationships

Part 3.1 Clients trading in products for first time

3.1.1 Documents to be given to a client
Before accepting an order from a person to enter into a Market transaction, a Market Participant must give the person, in addition to all of the documents which the Market Participant is required to give the person in respect of the Market transaction under the Corporations Act, all of the documents the Market Participant is required to give the person in respect of the Market transaction under this Part.

3.1.2 Documents to be given to a client: Options, LEPOs and Warrants
(1) Subject to subrule (4), before a Market Participant accepts an Order from a person to enter into an Options Market Transaction on a Market, the Market Participant must give the person a copy of any current explanatory booklet in respect of Options Market Contracts published by the operator of that Market, together with any updates to that explanatory booklet published by that Market operator, if it is the first time an Order to enter into an Options Market Transaction on that Market is accepted from the person.
(2) Subject to subrule (4), before a Market Participant accepts an Order from a person to enter into an Options Market Transaction in respect of LEPOs, the Market Participant must give the person a copy of any current explanatory booklet in respect of LEPOs published by the operator of the relevant Market, together with any updates to that explanatory booklet published by that Market operator, if it is the first time an Order to enter into an Options Market Transaction in respect of LEPOs on that Market is accepted from the person.
(3) Subject to subrule (4), before a Market Participant accepts an Order from a person to purchase a Warrant on a Market, the Market Participant must give the person a copy of any current explanatory booklet in respect of Warrants published by the operator of the relevant Market, together with any updates to that explanatory booklet published by