Document ID: chunk:federal_register_of_legislation:F2024C01108:front:0:p79
Version: federal_register_of_legislation:F2024C01108
Segment Type: other
Provision Reference: 
Character Range: 210016–212816

ensures that the details of the issue to the vendor are advised to the relevant listing Market by the listed entity immediately the Cash Market Products are issued;
(e)        where a Trading Participant:
 1.          makes a placement of new Cash Market Products (except Loan Securities) for which Official Quotation or permission to be traded on a Market will be sought, and the Trading Participant ensures that all investors accepting the Cash Market Products are informed in writing that Trading Participants cannot deal in the Cash Market Products either as Principal or agent until Official Quotation or permission to be traded on that Market is granted in respect of those Cash Market Products;
(ii)       accepts selling orders in Cash Market Products (except Loan Securities) for which Official Quotation or permission to be traded on a Market will be sought, and the Trading Participant takes all reasonable steps to ensure that the Cash Market Products are not sold before the Cash Market Products have been granted Official Quotation or permission to be traded on that Market; or
(iii)     accepts selling orders in Cash Market Products (except Loan Securities) where the Cash Market Products are of the same class as Cash Market Products which have already been granted Official Quotation or permission to be traded on the Market and:
 1.        the Cash Market Products have already been issued by the Issuer; and
(B)       the fact that the Cash Market Products have been issued has been notified to, and released to the relevant Market by, the Company Announcements Office of the relevant Market operator;
(f)        a Trading Participant may dispose of or acquire ETF Securities which are the subject of a subscription application if:
 1.          the ETF Securities are in a class of ETF Securities which are quoted on a Market;
(ii)       the subscription application is irrevocable and subject only to transfer of the subscription consideration from the subscriber to the Issuer;
(iii)     the disposal or acquisition is made on the relevant Market in accordance with these Rules and the operating rules of that Market;
(iv)      there is an arrangement between the Issuer and the relevant Market operator under which the ETF Securities will be granted Official Quotation or permission to be traded on the relevant Market before settlement of the disposal or acquisition; and
(v)       the number of ETF Securities on issue is regularly reported to the operator of the relevant Market on the basis required by the operator of that Market.

5.10.3 Dealings in Securities for which Official Quotation will not be sought
A Trading Participant may deal in new Securities issued by a listed entity of a Market for which Official Quotation or permission to be traded on that Market will