Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:4:p9
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 4 (pt 9/60)
Character Range: 836708–839832

the letters "ACA", "CA" or "FCA"; and
 (iii) is subject to, and complies with, ICAA's continuing professional education requirements; or
 (c) a member of the Institute of Public Accountants (IPA) who:
 (i) holds a Public Practice Certificate issued by IPA; and
 (ii) is entitled to use the letters "FIPA" or "MIPA"; and
 (iii) is subject to, and complies with, IPA's continuing professional education requirements.

7.6.04AA  Time limits for notification of authorised representatives—modification of section 916F of the Act
  For paragraph 926B(1)(c) of the Act, Part 7.6 of the Act applies as if:
 (a) subsection 916F(1) were modified by omitting "15 business days" and substituting "30 business days"; and
 (b) subsection 916F(3) were modified by omitting "10 business days" and substituting "30 business days".

7.6.04A  Exemptions to notification of authorised representatives
  For paragraph 916F(1AA)(d) of the Act, each of the following financial products is prescribed:
 (a) a general insurance product;
 (b) a basic deposit product;
 (c) a facility for making non‑cash payments that is related to a basic deposit product;
 (d) a consumer credit insurance product;
 (e) a cash management trust interest.

7.6.05  Register of financial services licensees and register of authorised representatives of financial services licensees
 (1) For subsection 922A(2) of the Act, ASIC must include the following details for each financial services licensee in the register of financial service licensees:
 (a) the financial services licensee's name (including the financial services licensee's principal business name, if any);
 (b) the principal business address of the financial services licensee;
 (c) the date on which the financial services licensee's licence was granted;
 (d) the number of the financial services licence of the financial services licensee;
 (e) if the financial services licensee has an ABN—the ABN;
 (f) details of any conditions on the financial services licensee's licence, including details of the financial service, or class of financial services, that the financial services licensee is authorised to provide;
 (g) any other information that ASIC believes should be included in the register.
 (2) For subsection 922A(2) of the Act, ASIC must include the following details for each authorised representative of a financial services licensee in the register of authorised representatives of financial services licensees:
 (a) the authorised representative's name (including the authorised representative's principal business name, if any);
 (b) the authorised representative's principal business address;
 (c) if the authorised representative is a body corporate—the name of each director and secretary;
 (d) the number allocated to the authorised representative by ASIC;
 (e) the name of each financial services licensee for which the authorised representative is an authorised representative;
 (f) the number of the financial services licence of each financial services licensee for which the authorised representative is an authorised representative;
 (g) if the authorised representative has an