Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:2:p17
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 2 (pt 17/26)
Character Range: 1578005–1581502

relation to premiums etc
10.2.119B Disqualifications made before FSR commencement
10.2.119C Disqualifications made after FSR commencement
Division 25—Transitional matters under relevant old legislation: Marine Insurance Act 1909
10.2.120 Marine policy effected through broker
Division 25A—Transitional matters under relevant old legislation: Retirement Savings Accounts Regulations 1997
10.2.120A Continuation of RSA Regulations during transition period
Division 25B—Transitional matters under relevant old legislation: Superannuation Industry (Supervision) Regulations 1994
10.2.120B Continuation of SIS Regulations during transition period
Division 27—Transitional matters under the Act (other than Chapter 7)
10.2.122 Solvency and insolvency
10.2.123 Managed investment products held by 100 or more persons
10.2.124 When a managed investment scheme must be registered
10.2.125 Responsible entity to be a public company and hold an Australian financial services licence
10.2.126 Duties of officers of responsible entity
10.2.127 Voidable contracts
10.2.128 Situations not giving rise to relevant interests
10.2.129 Bidder's statement content
10.2.130 Continuous disclosure: other disclosing entities
10.2.131 Sale offers that need disclosure: securities issued before FSR commencement
10.2.132 Offers that do not need disclosure: offer to sophisticated investor through licensed dealer
10.2.133 Prospectus content: general disclosure test
10.2.134 Prospectus content—specific disclosures
10.2.135 Registers
Division 27A—Transitional matters under other legislation
10.2.135A References to authorised foreign exchange dealers
Division 28—Retail clients and wholesale clients
10.2.136 Securities before the FSR commencement
10.2.137 Incomplete financial services
10.2.138 Professional investors
Division 29—Effect on definitions in old Corporations Act of transition to licensed markets and licensed CS facilities
10.2.139 Approved foreign bank
10.2.140 Eligible exchange‑traded options
10.2.141 Futures law
10.2.142 Member organisation
10.2.143 Non‑broker
10.2.144 Non‑dealer
10.2.145 Securities law
10.2.146 Marketable parcel
Division 30—Effect on certain conduct of transition to licensed markets and licensed CS facilities
10.2.147 Own account dealings and transactions: futures contracts
10.2.148 Conditions of dealers licence
10.2.149 Persons who are not clients
10.2.150 Dealings and transactions on a dealer's own account
10.2.151 Dealer to give priority to clients' orders
10.2.152 Dealers' financial records
10.2.153 Auditor to report to ASIC on certain matters
10.2.154 Qualified privilege for auditor
10.2.155 Court may freeze certain bank accounts of dealers and former dealers
10.2.156 Interpretation—registers
10.2.157 Conditions of futures broker's licence: membership of futures organisation
10.2.158 Futures organisation to be informed about conditions of futures brokers licence
10.2.159 Licensee to notify breach of licence condition
10.2.160 Register of Futures Licensees
10.2.161 Excluded clients
10.2.162 Segregation of client money and property
10.2.163 Accounts to be kept by futures brokers
10.2.164 Property in custody of futures broker
10.2.165 Auditor to report to ASIC in certain cases
10.2.166 Defamation
10.2.167 Power of Court to restrain dealings with futures broker's bank accounts
10.2.168 Power of Court to restrain dealings with futures broker's bank accounts
10.2.169 Sequence of transmission and execution of orders
10.2.170 Dealings by employees of futures