Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:15:p64
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 15 (pt 64/73)
Character Range: 1848380–1851343

futures contracts
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
 (2) A reference in paragraph (a) of the definition of investment manager in subregulation 8.3.02(1) of the old Corporations Regulations to the holder of a dealers licence includes a financial services licensee.
 (3) A reference in subparagraph 8.3.02(2)(c)(i) of the old Corporations Regulations to a member of a futures exchange includes a participant of a licensed market for derivatives.
 (4) A reference in subparagraph 8.3.02(2)(c)(i) of the old Corporations Regulations to the business rules of a futures exchange includes the operating rules of a licensed market for derivatives.
 (5) A reference in subparagraph 8.3.02(2)(c)(ii) of the old Corporations Regulations to a member of a futures exchange includes a participant of a licensed market for derivatives.
 (6) A reference in subparagraph 8.3.02(2)(d)(i) of the old Corporations Regulations to a dealers licence includes a financial services licence that authorises the operation of a registered scheme.

10.2.190  Exemption of certain transactions from subsection 1206(1) of old Corporations Act
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
 (2) A reference in paragraph 8.4.01(b) of the old Corporations Regulations to a member of a clearing house of a futures exchange includes a participant of a licensed CS facility that provides its services for the clearing and settlement of transactions effected through a licensed market for derivatives.
 (3) A reference in regulation 8.4.01 of the old Corporations Regulations to the business rules of a futures exchange includes the operating rules of a licensed market for derivatives.

10.2.191  Exemption of certain transactions from subsection 1207(1) of the old Corporations Act
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
 (2) A reference in regulation 8.4.03 of the old Corporations Regulations to a member of a clearing house of a futures exchange includes a participant of a licensed CS facility that provides its services for the clearing and settlement of transactions effected through a licensed market for derivatives.
 (3) A reference in paragraph 8.4.03(d) of the old Corporations Regulations to the business rules of a futures exchange includes the operating rules of a licensed market for derivatives.

10.2.192  Which futures broker to comply with subsection 1207(1) of old Corporations Act in relation to certain transactions
 (1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
 (2) A reference in regulation 8.4.03A of the old Corporations Regulations to a futures broker includes a financial services licensee.

10.2.193  Exemption of certain transactions from paragraphs 1207(1)(g) and (h) of old Corporations Act
 (1) For section 1444 of the Act, this regulation applies