Document ID: chunk:federal_register_of_legislation:F2023L00591:reg:4:p1
Version: federal_register_of_legislation:F2023L00591
Segment Type: reg
Provision Reference: reg 4 (pt 1/3)
Character Range: 78545–88091

4       Collateral Net Pledged To Secure Derivative Positions Amount                     All filers     Whole dollars            Report the net collateral pledged to secure positions with the counterparty.

Appendix A - Asset class hierarchy

The following table shows the hierarchical relationships between the asset class sector type, asset class characteristic 1, asset class characteristic 2 and asset class characteristic 3.

Asset class sector type                     Asset class characteristic 1           Asset class characteristic 2                               Asset class characteristic 3
Cash                                        Not Applicable                         Cash Cash At Bank                                          Not Applicable
                                                                                   Cash Term Deposit
                                                                                   Cash Short Term Bank Bills Or Securities
                                                                                   Cash Cash Management Trust
                                                                                   Cash Foreign Exchange Derivative Contracts
                                                                                   Cash Offset Derivatives
                                                                                   Not Applicable
                                                                                   Not Available
Fixed Income                                Fixed Income Investment Grade          Fixed Income Bonds Government Coupon                       Fixed Income Short Term
                                            Fixed Income Non Investment Grade      Fixed Income Bonds Government Inflation-linked             Fixed Income Long Term
                                            Fixed Income Development               Fixed Income Bonds Government Other                        Not Applicable
                                            Fixed Income Established               Fixed Income Bonds Corporate                               Not Available
                                            Not Applicable                         Fixed Income Asset Backed Commercial Mortgage
                                            Not Available                          Fixed Income Asset Backed Residential Mortgage
                                                                                   Fixed Income Asset Backed Other
                                                                                   Fixed Income Structured Non-Asset Backed
                                                                                   Fixed Income Mezzanine Debt
                                                                                   Fixed Income Private Debt
                                                                                   Fixed Income Enhanced Cash
                                                                                   Fixed Income Other
                                                                                   Fixed Income Term Deposit
                                                                                   Fixed Income Bank Bills Or Securities
                                                                                   Not Applicable
                                                                                   Not Available
Equity                                      Equity Listed Large Cap                Equity Listed Active                                       Not Applicable
                                            Equity Listed Mid Cap                  Equity Listed Passive
                                            Equity Listed Small Cap                Not Applicable
                                            Equity Listed Micro CapNot Applicable  Not Available
                                            Not Available
Equity Unlisted Development Or Early Stage  Equity Unlisted Leveraged Buyout       Not Applicable
Equity Unlisted Established Or Late Stage   Equity Unlisted Growth Equity
Not Applicable                              Equity Unlisted Venture Capital
Not Available                               Equity Unlisted Special Situations
                                            Equity Unlisted Other
                                            Not Applicable
                                            Not Available
Property                                    Property Development                   Property Commercial                                        Not Applicable
                                            Property Established                   Property Industrial
                                            Not Applicable                         Property Retail
                                            Not Available                          Property Residential
                                                                                   Property Agricultural
                                                                                   Property Other
                                                                                   Property Diversified
                                                                                   Not Applicable
                                                                                   Not Available
Infrastructure                              Infrastructure Development             Infrastructure Utilities                                   Infrastructure Government
                                            Infrastructure Established             Infrastructure Airports                                    Infrastructure Non Government
                                            Not Applicable                         Infrastructure Toll Roads                                  Infrastructure Public Private Partnership
                                            Not Available                          Infrastructure Ports                                       Not Applicable
                                                                                   Infrastructure Railways                                    Not Available
                                                                                   Infrastructure Social Availability
                                                                                   Infrastructure Energy Assets
                                                                                   Infrastructure Communications
                                                                                   Infrastructure Other
                                                                                   Infrastructure Diversified
                                                                                   Not Applicable
                                                                                   Not Available
Alternatives                                Not Applicable                         Alternatives Activist                                      Not Applicable
                                                                                   Alternatives Convertible Bond Arbitrage
                                                                                   Alternatives Credit Distressed
                                                                                   Alternatives Long Short Credit
                                                                                   Alternatives Long Short Equity
                                                                                   Alternatives Equity Market Neutral
                                                                                   Alternatives Event Driven
                                                                                   Alternatives Fixed Income Arbitrage
                                                                                   Alternatives Global Macro
                                                                                   Alternatives Managed Futures Or Commodity Trading Advisor
                                                                                   Alternatives Risk Arbitrage
                                                                                   Alternatives Volatility Arbitrage
                                                                                   Alternatives Multi Strategy
                                                                                   Alternatives Insurance Linked Securities
                                                                                   Alternatives Real Return Multi Asset Strategies
                                                                                   Alternatives Commodities
                                                                                   Alternatives Other
                                                                                   Not Applicable
                                                                                   Not Available
Currency Exposure                           Not Applicable                         Not Applicable                                             Not Applicable

[1] For the purposes of this Reporting Standard, an RSE licensee's