Document ID: chunk:federal_register_of_legislation:F2024C01249:reg:4:p31
Version: federal_register_of_legislation:F2024C01249
Segment Type: reg
Provision Reference: reg 4 (pt 31/60)
Character Range: 900529–903127

person's agent in any way that:
 (i) is agreed to by the agent; and
 (ii) allows the regulated person to be satisfied, on reasonable grounds, that the agent has received the Guide or Statement.
 (3) For paragraph 940C(7)(b) of the Act, a document, information or statement that is to be given in electronic form must, as far as practicable, be presented in a way that will allow the person to whom it is given to keep a copy of it so that the person can have ready access to it in the future.
 (4) A document or statement that is to be given in electronic form must be presented in a way that clearly identifies the information that is part of the document or statement.

Division 2—Financial Services Guide

7.7.02  Situations in which Financial Services Guide is not required
 (1) For paragraph 941C(6)(c) of the Act, the following are prescribed:
 (a) a deposit product that is a facility in relation to which:
 (i) there is no minimum period before which funds cannot be withdrawn or transferred from the facility without a reduction in the return generated for the depositor; or
 (ii) if there is such a period, it expires on or before the end of the period of 2 years starting on the day on which funds were first deposited in the facility;
 (b) travellers' cheques;
 (c) a cash management trust interest.
 (2) For subsection 941C(4) of the Act:
 (a) providing general advice to the public, or a section of the public, at an event organised by or for financial services licensees to which retail clients are invited is prescribed; and
 (b) a broadcast of general advice to the public, or a section of the public, that may be viewed or heard by any person is prescribed; and
 (c) distributing or displaying promotional material that:
 (i) provides general advice to the public, or a section of the public; and
 (ii) is available in a place that is accessible to the public is prescribed.
Examples:
1 Television or radio broadcasts.
2 Distributing promotional material contained in newspapers and magazines.
3 Sending a broadcast via an Internet website or webcast.
4 Giving a public lecture or seminar for retail clients, including employees of a workplace.
Note: If general advice is given to the public, or a section of the public, the requirements of subsection 941C(5) of the Act must be complied with. Additionally, if general advice is provided to 1 or more retail clients, the providing entity must comply with section 949A of the Act.
 (3) For subsection 941C(8) of the Act, a Financial Services Guide does not have to be given to a client in the following circumstances:
 (a) a person