Document ID: chunk:federal_register_of_legislation:F2024C01108:front:0:p10
Version: federal_register_of_legislation:F2024C01108
Segment Type: other
Provision Reference: 
Character Range: 28532–31363

sale which is subject to fulfilment of conditions and made on a market declared by a Market operator to be a conditional market.

Confirmation has the meaning given by Rule 3.4A.1.

Continuing Professional Education Requirements means the requirements of Rule 2.4.21.

Continuously and in Real-Time, in relation to Pre-Trade Information or Post-Trade Information, means that the information is:
(a)        made available through an electronic data feed and in a machine-readable format; and
(b)       updated immediately as:
(i)         new Orders are received and existing Orders are amended, matched, executed or cancelled; or
(ii)       transactions are executed, reported or cancelled,
as applicable.
Continuous Trading Period means a session on a Trading Platform during which the following parameters apply:
(a)        Bids and Offers may be entered, amended or cancelled in the Trading Platform;
(b)       Bids and Offers are matched In Price/Time Priority on a continuous basis; and
(c)        allowable trades may be reported.
Contract Series means a Futures Series or an Option Series.
Controlled Trust means a trust in relation to which an Employee, Immediate Family of an Employee or a company controlled by an Employee:
 1.         is a trustee;
(b)       holds more than 50% of the whole beneficial interest; or
(c)        controls the trust.

Controller means:

 1.         a person holding 20% or more of the total votes attached to voting shares of a Market Participant or a person who, together with Related Parties, holds 20% or more of such votes; or

(b)       a person who has the power to control a Market Participant, whether that power is direct or indirect or is, or can be, exercised as a result of, by means of, in breach of, or by revocation of, trusts, relevant agreements and practices, or any of them, and whether or not they are enforceable,

but for the purposes of Part 6.4 does not include an entity if the entity, a holding company of the entity, or a subsidiary of the entity through which the entity has an interest in the Market Participant is an entity listed on the Market or with any other Australian market licensee, or a Recognised Stock Exchange whose principal place of business is located outside Australia.

Corporations Act means the Corporations Act 2001 (Cth).

Course of Sales Information has the meaning given by subrule 6.3.6A(2).

Cross or Crossing, means a transaction in respect of which a Trading Participant acts:

 1.         on behalf of both buying and selling clients to that transaction; or

(b)       on behalf of a buying or selling client on one side of that transaction and as Principal on the other side.

Crossing System means any automated service provided by a Market Participant which matches or executes client Orders with Orders of:

 1.         the