Document ID: chunk:federal_register_of_legislation:C2017A00007:clause:1_1546z
Version: federal_register_of_legislation:C2017A00007
Segment Type: clause
Provision Reference: sch 1 cl 1546Z
Character Range: 103398–104111

1546Z  Obligation to notify ASIC of certain information after banning order
 (1) A notice must be lodged under this section, in the prescribed form, if:
 (a) a person was banned, disqualified or suspended under Division 8 of Part 7.6 on 1 January 2019; and
 (b) the person becomes a provisional relevant provider after that day.
 (2) The notice must include the day the person begins undertaking work and training in accordance with subsection 921B(4).
 (3) The notice must be lodged within 30 business days of the day mentioned in subsection (2) by the financial services licensee on whose behalf the person is authorised to provide personal advice to retail clients in relation to relevant financial products.