Document ID: chunk:federal_register_of_legislation:F2014L00343:body:0:p3
Version: federal_register_of_legislation:F2014L00343
Segment Type: other
Provision Reference: 
Character Range: 5577–9611

Reporting Standard using the 'Direct to APRA' software, it will be necessary for the officer or agent to digitally sign the relevant information using a digital certificate acceptable to APRA.

    12.         If the information required by this Reporting Standard is provided by an agent who submits using the 'Direct to APRA' software on the RSE licensee's behalf, the RSE licensee must:

       (a)          obtain from the agent a copy of the completed form with the information provided to APRA; and

       (b)          retain the completed copy.

    13.         An officer or agent of an RSE licensee who submits the information under this Reporting Standard for, on behalf of, the RSE licensee must be authorised by either:

       (a)          the Chief Executive Officer of the RSE licensee; or

       (b)          the Chief Financial Officer of the RSE licensee.

Variations

    14.         APRA may, by written notice to an RSE licensee, vary the reporting requirements of SRF 520.0 in relation to that RSE licensee.

Interpretation

    15.         In this Reporting Standard:

    APRA means the Australian Prudential Regulation Authority established under the Australian Prudential Regulation Authority Act 1998;

    Chief Executive Officer means the chief executive officer of the RSE licensee, by whatever name called, and whether or not he or she is a member of the Board of the RSE licensee[3];

    Chief Financial Officer means the chief financial officer of the RSE licensee, by whatever name called;

    due date means the relevant date under paragraph 6 or, if applicable, paragraph 8;

    responsible person has the meaning given in Prudential Standard SPS 520 Fit and Proper;

    RSE auditor means an auditor appointed by the RSE licensee to perform functions under this Reporting Standard;

    RSE licensee has the meaning given in section 10(1) of the SIS Act; and

    SIS Act means Superannuation Industry (Supervision) Act 1993.

SRF 520.0: Responsible Persons Information

Australian Business Number  Institution Name

Reporting Period            Scale Factor      Reporting Consolidation

 1. Responsible persons information - Directors, executive officers and senior managers

    1.1                   Existing director, executive officer and senior manager employment information
Title                                                                                                     Given name(s)  Family name  Date of birth  Former name(s)
(1)                                                                                                       (2)            (3)          (4)            (5)

Type of responsible person  Position title  Main responsibilities  Employer name  Associate
(6)                         (7)             (8)                    (9)            (10)
Director                                                                          Yes
Director (Chair)                                                                  No
Executive officer: CEO
Executive officer: CFO
Other executive officer
Secretary
Senior manager
Other responsible person

Responsible person status                 Assessed under Fit and Proper Policy   End date  Responsible person - Business phone number  Responsible person - Business email address
(11)                                      (12)                                  (13)       (14)                                        (15)
Changed                                   Yes
Unchanged                                 No
No longer acting as a responsible person  Interim

    1.2                   New director, executive officer and senior manager employment information
Title                                                                                                Given name(s)  Family name  Date of birth  Former name(s)
(1)                                                                                                  (2)            (3)          (4)            (5)

Type of responsible