Document ID: chunk:federal_register_of_legislation:C2025C00185:section:609:p3
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 609 (pt 3/3)
Character Range: 2443377–2444252

interest in securities merely because:
 (a) those securities are restricted securities within the meaning of the listing rules of a declared financial market; and
 (b) the company applies restrictions, in accordance with those rules, on the disposal of the securities by their holder.
 (9C) The operator of a declared financial market does not have a relevant interest in securities merely because:
 (a) those securities are restricted securities within the meaning of the listing rules of that market; and
 (b) the operator has the power under those rules to control the exercise of a power to dispose of the securities.

Prescribed exclusions
 (10) A person does not have a relevant interest in securities in the circumstances specified in the regulations. The regulations may provide that interests in securities are not relevant interests subject to specified conditions.