Document ID: chunk:federal_register_of_legislation:F2021L01333:body:0:p6
Version: federal_register_of_legislation:F2021L01333
Segment Type: other
Provision Reference: 
Character Range: 13841–16843

and
              (b) a statement that the person will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
           If the person is requested to give a copy of the agreement, the copy must be given within 2 business days after receiving the request and the copy must be endorsed with a statement that the copy is a true copy.
           (4B) Where an authorisation agreement between a lender and an agent lender in relation a securities lending arrangement contributed to the situation giving rise to the person needing to provide the information, the information need not be accompanied by a copy of the authorisation agreement or any master securities lending agreement to which the authorisation relates, provided the information is accompanied by:
              (a) in relation to the securities lending arrangement—a statement by the person giving full and accurate details of the matters referred to in paragraph (4A)(a); and
              (b) in relation to the authorisation agreement—a statement by the person giving full and accurate details of the following matters:
                  (i) the type of agreement;
                  (ii) the parties to the agreement;
                  (iii) the circumstances in which the agent lender can exercise the authorisations in relation to the securities;
                  (iv) the circumstances in which the agent lender is subject to any restriction in how it can deal with the securities;
                  (v) whether the agent lender has a right to require the borrower to deliver the securities (or equivalent securities) to the agent lender or to an entity nominated by the agent lender earlier than the scheduled date (if any) and, if so, the circumstances in which this right can be exercised; and
              (c) a statement that the person will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the authorisation agreement to the company, responsible entity or ASIC.
           If the person is requested to give a copy of the authorisation agreement, the copy must be given within 2 business days after receiving the request and the copy must be endorsed with a statement that the copy is a true copy.
           (4C) In subsections (3A), (4A), (4B) and this subsection:
            agent lender has the same meaning as in subsection 608(8C).
           authorisation agreement has the same meaning as in subsection 608(8C).
           borrower the same meaning as in paragraphs 608(8A)(a) and (b).
           custodial or depository service has the meaning given by subsection 766E(1).
           lender the same meaning as in paragraphs 608(8A)(a) and (b).
           master securities lending agreement means:
              (a) an Australian Master Securities Lending Agreement as published by the Australian Securities Lending Association;