Document ID: chunk:federal_register_of_legislation:C2004A00897:clause:2_31
Version: federal_register_of_legislation:C2004A00897
Segment Type: clause
Provision Reference: sch 2 cl 31
Character Range: 241565–242128

31  Subsection 995‑1(1)
Insert:

financial entity, at a particular time, means an entity other than an *ADI that is any of the following at that time:
 (a) a registered corporation under the Financial Corporations Act 1974;
 (b) a *securitisation vehicle;
 (c) an entity that:
 (i) holds a dealer's licence granted under Part 7.3 of the Corporations Law; and
 (ii) carries on a *business of dealing in securities; and
 (iii) does not carry on that business predominantly for the purposes of dealing in securities with, or on behalf of, the entity's *associates.