Document ID: chunk:federal_register_of_legislation:C2004A01334:clause:1_1299f
Version: federal_register_of_legislation:C2004A01334
Segment Type: clause
Provision Reference: sch 1 cl 1299F
Character Range: 204730–206199

1299F  Notification of certain matters

 (1) An authorised audit company must notify ASIC if a condition or restriction to which the company's registration is subject is contravened.

 (2) The notice under subsection (1) must:
 (a) set out details of the contravention; and
 (b) be given within 14 days after the company becomes aware of the contravention; and
 (c) be lodged with ASIC in the prescribed form.

 (3) An authorised audit company must notify ASIC if:
 (a) details of a matter are required by subsection 1299E(2) to be entered in the Register of Authorised Audit Companies in relation to the company; and
 (b) a change occurs in that matter while the company is registered as an authorised audit company.

 (4) The notice under subsection (3) must:
 (a) set out details of the change; and
 (b) be given within 28 days after the change occurs; and
 (c) be lodged with ASIC in the prescribed form.

 (5) A company that applies for registration as an authorised audit company must notify ASIC if:
 (a) details of a matter would be required by subsection 1299E(2) to be entered in the Register of Authorised Audit Companies in relation to the company if it were to be registered; and
 (b) a change occurs in that matter before the application is granted or rejected.

 (6) The notice under subsection (5) must:
 (a) set out details of the change; and
 (b) be given within 28 days after the change occurs; and
 (c) be lodged with ASIC in the prescribed form.