Document ID: chunk:federal_register_of_legislation:C2025C00185:section:1317e:p2
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 1317E (pt 2/7)
Character Range: 5585537–5599573

officers of responsible entity                                                                                                                                                                        corporation/scheme
subsection 601FE(3)                                                                                                                                                  duties of employees of responsible entity                                                                                                                                                                       corporation/scheme
subsection 601FG(2)                                                                                                                                                  acquisition of interest in scheme by responsible entity                                                                                                                                                         corporation/scheme
subsection 601JD(3)                                                                                                                                                  duties of members                                                                                                                                                                                               corporation/scheme
subsection 601UAA(2)                                                                                                                                                 duties of officers of licensed trustee company                                                                                                                                                                  corporation/scheme
subsection 601UAB(2)                                                                                                                                                 duties of employees of licensed trustee company                                                                                                                                                                 corporation/scheme
subsection 641A(1)                                                                                                                                                   use or disclosure of information obtained from target                                                                                                                                                           uncategorised
subsection 670A(4)                                                                                                                                                   misstatements in, or omissions from, takeover and compulsory acquisition and buy‑out documents                                                                                                                  uncategorised
subsections 674A(2), 674A(3), 675A(2) and 675A(3)                                                                                                                    continuous disclosure—knowledge, recklessness or negligence                                                                                                                                                     financial services
subsection 727(6)                                                                                                                                                    offering securities without a current disclosure document                                                                                                                                                       uncategorised
subsection 728(4)                                                                                                                                                    misstatement in, or omission from, disclosure document                                                                                                                                                          uncategorised
subsection 791A(3)                                                                                                                                                   need for an Australian market licence                                                                                                                                                                           uncategorised
subsection 792A(2)                                                                                                                                                   general obligations of market licensees                                                                                                                                                                         uncategorised
subsection 792B(7)                                                                                                                                                   market licensee to notify ASIC of certain matters                                                                                                                                                               uncategorised
subsection 798H(1)                                                                                                                                                   complying with market integrity rules                                                                                                                                                                           uncategorised
subsection 820A(3)                                                                                                                                                   need for an Australian CS facility licence                                                                                                                                                                      uncategorised
subsection 821A(2)                                                                                                                                                   general obligations of CS facility licensees                                                                                                                                                                    uncategorised
subsection 821B(6)                                                                                                                                                   CS facility licensee to notify ASIC of certain matters                                                                                                                                                          uncategorised
subsection 826J(1)                                                                                                                                                   complying with CS facility rules                                                                                                                                                                                uncategorised
section 828C                                                                                                                                                         complying with CS services rules                                                                                                                                                                                uncategorised
section 828D                                                                                                                                                         obligation to notify ASIC of inability to meet obligations under section 828C                                                                                                                                   uncategorised
subsection 848C(4)                                                                                                                                                   disclosure of information covered by secrecy provision                                                                                                                                                          financial services
subsection 853F(3)                                                                                                                                                   obligations on disqualified individuals                                                                                                                                                                         uncategorised
section 901E                                                                                                                                                         complying with derivative transaction rules                                                                                                                                                                     uncategorised
section 903D                                                                                                                                                         complying with derivative trade repository rules                                                                                                                                                                uncategorised
subsection 904A(2)                                                                                                                                                   general obligations of derivative trade repository licensees                                                                                                                                                    uncategorised
subsection 904C(1A)                                                                                                                                                  obligation to notify ASIC of inability to meet obligations under section 904A                                                                                                                                   uncategorised
subsection 905A(3)                                                                                                                                                   need to hold a licence to operate a derivative trade repository                                                                                                                                                 uncategorised
subsection 908CF(1)                                                                                                                                                  complying with financial benchmark rules or compelled financial benchmark rules                                                                                                                                 uncategorised
subsections 908DA(1) and (2) and 908DB(1) and (2)                                                                                                                    manipulating financial benchmarks                                                                                                                                                                               uncategorised
subsection 911A(5B)                                                                                                                                                  need for an Australian financial services licence                                                                                                                                                               uncategorised
subsection 911B(4)                                                                                                                                                   providing financial services on behalf of a person who carries on a financial services business                                                                                                                 uncategorised
subsection 912A(5A)                                                                                                                                                  general obligations of a financial services licensee                                                                                                                                                            uncategorised
subsection 912DAA(7)                                                                                                                                                 failure by a financial services licensee to report to ASIC a reportable situation in relation to the licensee                                                                                                   uncategorised
subsection 912DAB(8)                                                                                                                                                 failure by a financial services licensee to report to ASIC a reportable situation in relation to another financial services licensee, or to give a copy of the report to the other financial services licensee  uncategorised
subsection 912DAC(4)                                                                                                                                                 failure by a financial services licensee to notify ASIC that the licensee has become, or ceased to be, a participant in a licensed market or a licensed CS facility                                             uncategorised
subsection 912EA(5)                                                                                                                                                  failure by a financial services licensee to notify an affected client of a