Document ID: chunk:federal_register_of_legislation:C2025C00185:section:1222n
Version: federal_register_of_legislation:C2025C00185
Segment Type: section
Provision Reference: s 1222N
Character Range: 4991307–4992162

1222N  Certain CCIVs and sub‑funds must not be listed
  The following must not be included in the official list of a declared financial market operated in this jurisdiction:
 (a) a wholesale CCIV;
 (b) a retail CCIV that has more than one sub‑fund;
 (c) a sub‑fund of a wholesale CCIV;
 (d) a sub‑fund of a retail CCIV that has more than one sub‑fund.
Note 1: This section does not prohibit either or both of the following from being included in the official list of a declared financial market operated in this jurisdiction:
(a) a sub‑fund of a retail CCIV that has only one sub‑fund;
(b) that retail CCIV.
Note 2: A retail CCIV will be a listed company if its single sub‑fund is included in such an official list even if the retail CCIV is not so included (see the definition of listed in section 9).

Subdivision F—Changing company type not permitted