Document ID: chunk:federal_register_of_legislation:F2024C01107:body:0:p27
Version: federal_register_of_legislation:F2024C01107
Segment Type: other
Provision Reference: 
Character Range: 71854–74788

Market Participant or by one director in accordance with a resolution of the board of directors of the Market Participant (the date of the resolution must be specified), or, if the Market Participant is a partnership, by two partners of the Market Participant; and
         5.         the Market Participant's group structure chart showing the Market Participant's corporate ownership structure starting at the ultimate parent, dropping down to the immediate parent, the Market Participant, any subsidiaries (including nominee companies of the Market Participant) and any related/associated companies of the Market Participant.
(2) If the financial year end of the Market Participant is other than 30 June, the Market Participant must notify ASIC of its financial year end.
Note: There is no Part 9.3 in this Chapter

Part 9.4 General

9.4.1 Alternate director

Where a Market Participant has appointed an alternate director in accordance with section 201K of the Corporations Act and the constitution of the Market Participant, the alternate director may authorise or sign the forms referred to in Part 9.2 only if the Market Participant has provided ASIC with:
(a)        the details of the appointment of the alternate director; and
(b)       a statement that the Market Participant's constitution permits the appointment of the alternate director.

9.4.2 Delivering a return or declaration to ASIC

Unless otherwise directed by ASIC, a Market Participant must comply with the following provisions:
(a)        Rule 9.2.1;
(b)       subrule 9.2.2(2);
(c)        Rule 9.2.3;
(d)       Rule 9.2.4,
by submitting the information required to be delivered to ASIC under those provisions to the electronic lodgement system maintained by or on behalf of ASIC for this purpose.

Part 9.5 Scope of audits

9.5.1 Market Participant to assist auditor
(1) A Market Participant must give its auditor access to its premises and Employees and all records, documents, explanations and other information required by the auditor in respect of any audit conducted under Part 9.2.
(2) A Market Participant must:
(a)        not impose any limitation on the extent of any audit required under Part 9.2; and
(b)       permit and direct the auditor to notify ASIC immediately if any limitation is imposed on the auditor, or if the auditor is hindered or delayed in the performance of the auditor's duties.
(3) The records of each of the Market Participant's nominee companies must be included in the audit.

Schedule 1A: Capital liquidity requirements

Part S1A.1 Interpretation

S1A.1.2 Interpretation
(1) Schedule 1A must be interpreted and applied consistently across positions in the same Financial Instruments throughout a period covered by a return required under Part 9.2.
(2) References to dollar amounts are references to Australian dollar amounts.
(3) The Annexures to Schedule 1A form part of Schedule 1A and a reference to Schedule 1A in these