Document ID: chunk:federal_register_of_legislation:F2015L01984:body:0:p14
Version: federal_register_of_legislation:F2015L01984
Segment Type: other
Provision Reference: 
Character Range: 40456–43423

does not need to be reported.

Example: two non-connected investment vehicles domiciled in the U.S.A. that invest in Asia with an aggregate value of 6 per cent of the RSE's total investments, are to be aggregated and reported in a single line.

Example: two connected investment vehicles domiciled in Brazil that invest in the Americas with an aggregate value of 0.75 per cent of the RSE's total investments do not need to be reported.

Unit of measurement: report item 5 column 5 as thousands of dollars.

APRA-look through basis: report item 5 column 1 and column 2 on a non APRA-look through basis; report item 5 column 3, column 4 and column 5 on an APRA-look through basis.

Item 5                          Report each combination of domicile of investment vehicle, associate, international region exposure and country that has an aggregate value greater than or equal to one per cent of the total investments of the RSE on a separate line in item 5.

                                Report the domicile of the investment vehicle in column 1.

                                If the investment vehicle is an associate of the RSE licensee or RSE, report 'yes'; otherwise, report 'no' in column 2.

                                Report the international region exposure in column 3, the country in column 4 and the aggregate value of the investment in column 5.

                                The international region exposures are: global, Americas region, Asia region, Europe region¸ Mid East / Africa region, Oceania region and individual country.

                                Report 'not applicable' for country in column 4 if the international region exposure reported in column 3 is global, Americas region, Asia region, Europe region¸ Mid East / Africa region or Oceania region.

Domicile of investment vehicle  Represents the location of the investment vehicle. The criterion for location is whether an investment vehicle is permanently located, physically and/or by way of law or registration, inside or outside a country's borders.

Large exposures in unlisted investments

Item 6 collects additional information about each equity security holding in an unlisted corporation, unlisted private trust, limited partnership or joint venture that represents more than one per cent of total investments.

Reporting basis: report column 6 as at the date the investment was made; report column 8 with respect to transactions that occurred during the reporting period; report column 5, column 7, column 9 and column 10 as at the end of the reporting period. If investments have been made at multiple dates, report column 6 as the sum across all of the dates investments were made.

Unit of measurement: report column 5 as a percentage; report column 6 to column 9 inclusive as thousands of dollars.

APRA-look through basis: report item 6 on a non APRA-look through basis.

Item 6                   Report each directly held equity investment