Document ID: chunk:federal_register_of_legislation:F2024C01058:reg:61
Version: federal_register_of_legislation:F2024C01058
Segment Type: reg
Provision Reference: reg 61
Character Range: 72849–73586

61  Retail over‑the‑counter derivatives issuers
 (1) A leviable entity forms part of the retail over‑the‑counter derivatives issuers sub‑sector in a financial year if:
 (a) the entity holds, at any time in the financial year, an Australian financial services licence that authorises the holder to provide both of the following financial services to retail clients:
 (i) dealing in a financial product by issuing derivatives;
 (ii) making a market for derivatives; and
 (b) the entity is not a body regulated by APRA.

Entity metric
 (2) The leviable entity's entity metric for the sub‑sector for the financial year is the number of days in the financial year on which the entity holds a licence of the kind mentioned in subsection (1).