Document ID: 02016R1646-20221017
Language: ENG

02016R1646 — EN — 17.10.2022 — 001.001
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<table><col/><col/><tr><td><p><a>&#9658;B</a></p></td><td><p>                        COMMISSION IMPLEMENTING REGULATION (EU) 2016/1646</p><p>of 13 September 2016</p><p>laying down implementing technical standards with regard to main indices and recognised exchanges in accordance with Regulation (EU) No 575/2013 of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms</p><p><a>(Text with EEA relevance)</a></p><p>(OJ L 245 14.9.2016, p. 5)</p></td></tr></table>
Amended by:
<table><col/><col/><col/><col/><col/><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Official Journal</p></td></tr><tr><td><p>&#160;&#160;No</p></td><td><p>page</p></td><td><p>date</p></td></tr><tr><td><p><a>&#9658;M1</a></p></td><td><p><a>                              COMMISSION IMPLEMENTING REGULATION (EU) 2022/1650&#160;of 24&#160;March 2022</a></p></td><td><p>&#160;&#160;L&#160;249</p></td><td><p>1</p></td><td><p>27.9.2022</p></td></tr></table>
COMMISSION IMPLEMENTING REGULATION (EU) 2016/1646
of 13 September 2016
laying down implementing technical standards with regard to main indices and recognised exchanges in accordance with Regulation (EU) No 575/2013 of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms
(Text with EEA relevance)
Article 1
Main indices
The main indices for the purposes of Article 197(8)(a) of Regulation (EU) No 575/2013 are specified in Annex I to this Regulation.
Article 2
Recognised exchanges
The recognised exchanges for the purposes of Article 197(8)(b) of Regulation (EU) No 575/2013 are specified in Annex II to this Regulation.
Article 3
Entry into force
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union .
This Regulation shall be binding in its entirety and directly applicable in all Member States.
ANNEX I
MAIN INDICES SPECIFIED UNDER ARTICLE 197 OF REGULATION (EU) No 575/2013
Table 1
Equity indices
<table><col/><col/><tbody><tr><td><p>Index</p></td><td><p>Country/Area</p></td></tr><tr><td><p>Austrian Traded Index</p></td><td><p>Austria</p></td></tr><tr><td><p>BEL 20</p></td><td><p>Belgium</p></td></tr><tr><td><p>CETOP20</p></td><td><p>Central Europe</p></td></tr><tr><td><p>CNX 100</p></td><td><p>India</p></td></tr><tr><td><p>CSI 300 Index</p></td><td><p>China</p></td></tr><tr><td><p>EGX 30</p></td><td><p>Egypt</p></td></tr><tr><td><p>FTSE 350</p></td><td><p>UK</p></td></tr><tr><td><p>FTSE All World Europe</p></td><td><p>Europe</p></td></tr><tr><td><p>FTSE All-World Index</p></td><td><p>Global</p></td></tr><tr><td><p>FTSE MIB</p></td><td><p>Italy</p></td></tr><tr><td><p>FTSE Nasdaq Dubai UAE 20 Index</p></td><td><p>UAE</p></td></tr><tr><td><p>FTSE RAFI Emerging Index</p></td><td><p>Emerging markets</p></td></tr><tr><td><p>FTSE Straits Times Index</p></td><td><p>Singapore</p></td></tr><tr><td><p>FTSE/JSE Capped Top 40</p></td><td><p>South Africa</p></td></tr><tr><td><p>FTSE/JSE Industrial 25</p></td><td><p>South Africa</p></td></tr><tr><td><p>Hang Seng Mainland 100 Index</p></td><td><p>Hong Kong</p></td></tr><tr><td><p>HDAX</p></td><td><p>Germany</p></td></tr><tr><td><p>IBEX 35</p></td><td><p>Spain</p></td></tr><tr><td><p>IBOVESPA</p></td><td><p>Brazil</p></td></tr><tr><td><p>ISEQ 20</p></td><td><p>Ireland</p></td></tr><tr><td><p>KOSPI 100</p></td><td><p>South Korea</p></td></tr><tr><td><p>MSCI ACWI Index</p></td><td><p>Global</p></td></tr><tr><td><p>MSCI EM 50</p></td><td><p>Emerging markets</p></td></tr><tr><td><p>NASDAQ-100</p></td><td><p>USA</p></td></tr><tr><td><p>Nikkei 300</p></td><td><p>Japan</p></td></tr><tr><td><p>NYSE ARCA China Index</p></td><td><p>China</p></td></tr><tr><td><p>OBX</p></td><td><p>Norway</p></td></tr><tr><td><p>OMX Copenhagen 25</p></td><td><p>Denmark</p></td></tr><tr><td><p>OMX Helsinki 25</p></td><td><p>Finland</p></td></tr><tr><td><p>OMXS60</p></td><td><p>Sweden</p></td></tr><tr><td><p>Qatar Exchange General Index</p></td><td><p>Qatar</p></td></tr><tr><td><p>S&amp;P 500</p></td><td><p>USA</p></td></tr><tr><td><p>S&amp;P BSE 100</p></td><td><p>India</p></td></tr><tr><td><p>S&amp;P Latin America 40</p></td><td><p>Latin America</p></td></tr><tr><td><p>S&amp;P/ASX 100</p></td><td><p>Australia</p></td></tr><tr><td><p>S&amp;P/BMV IPC</p></td><td><p>Mexico</p></td></tr><tr><td><p>S&amp;P/NZX 10</p></td><td><p>New Zealand</p></td></tr><tr><td><p>S&amp;P/TSX 60</p></td><td><p>Canada</p></td></tr><tr><td><p>SBF 120</p></td><td><p>France</p></td></tr><tr><td><p>SET 50</p></td><td><p>Thailand</p></td></tr><tr><td><p>SMI Expanded</p></td><td><p>Switzerland</p></td></tr><tr><td><p>STOXX Asia/Pacific 600</p></td><td><p>Asia/Pacific</p></td></tr><tr><td><p>STOXX Europe 600</p></td><td><p>Europe</p></td></tr><tr><td><p>TOPIX Mid 400</p></td><td><p>Japan</p></td></tr><tr><td><p>TSEC Taiwan 50</p></td><td><p>Taiwan</p></td></tr><tr><td><p>WIG20</p></td><td><p>Poland</p></td></tr></tbody></table>
ANNEX II
RECOGNISED EXCHANGES SPECIFIED UNDER ARTICLE 197 OF REGULATION (EU) No 575/2013
Table 1
Recognised exchanges on which contracts listed in Annex II of Regulation (EU) No 575/2013 are not traded
<table><col/><col/><tbody><tr><td><p>Regulated market</p></td><td><p>MIC</p></td></tr><tr><td><p>AIAF &#8211; MERCADO DE RENTA FIJA</p></td><td><p>XDRF, SEND</p></td></tr><tr><td><p>ATHENS EXCHANGE SECURITIES MARKET</p></td><td><p>XATH</p></td></tr><tr><td><p>BADEN-WUERTTEMBERGISCHE WERTPAPIERBOERSE</p></td><td><p>STUC, STUA</p></td></tr><tr><td><p>BOERSE BERLIN</p></td><td><p>BERC, BERA, EQTB, EQTA</p></td></tr><tr><td><p>BOERSE DUESSELDORF</p></td><td><p>DUSC, DUSA</p></td></tr><tr><td><p>BOERSE MUENCHEN</p></td><td><p>MUNC, MUNA</p></td></tr><tr><td><p>BOLSA DE BARCELONA</p></td><td><p>XBAR, SBAR</p></td></tr><tr><td><p>BOLSA DE BILBAO</p></td><td><p>XBIL, SBIL</p></td></tr><tr><td><p>BOLSA DE MADRID</p></td><td><p>XMAD, MERF</p></td></tr><tr><td><p>BOLSA DE VALENCIA</p></td><td><p>XVAL</p></td></tr><tr><td><p>BONDSPOT SECURITIES MARKET</p></td><td><p>RPWC</p></td></tr><tr><td><p>BOURSE DE LUXEMBOURG</p></td><td><p>XLUX</p></td></tr><tr><td><p>BRATISLAVA STOCK EXCHANGE</p></td><td><p>XBRA</p></td></tr><tr><td><p>BUCHAREST STOCK EXCHANGE</p></td><td><p>XBSE</p></td></tr><tr><td><p>BUDAPEST STOCK EXCHANGE</p></td><td><p>XBUD</p></td></tr><tr><td><p>BULGARIAN STOCK EXCHANGE &#8211; SOFIA JSC</p></td><td><p>XBUL</p></td></tr><tr><td><p>CBOE EUROPE</p></td><td><p>CCXE</p></td></tr><tr><td><p>CME AMSTERDAM</p></td><td><p>BTAM</p></td></tr><tr><td><p>CYPRUS STOCK EXCHANGE</p></td><td><p>XCYS</p></td></tr><tr><td><p>ELECTRONIC BOND MARKET</p></td><td><p>MOTX</p></td></tr><tr><td><p>ELECTRONIC ETF AND ETC/ETN MARKET &#8211; ETFplus</p></td><td><p>ETFP</p></td></tr><tr><td><p>ELECTRONIC SECONDARY SECURITIES MARKET</p></td><td><p>HDAT</p></td></tr><tr><td><p>ELECTRONIC SHARE MARKET</p></td><td><p>MTAA</p></td></tr><tr><td><p>EURONEXT AMSTERDAM</p></td><td><p>XAMS</p></td></tr><tr><td><p>EURONEXT BRUSSELS</p></td><td><p>XBRU</p></td></tr><tr><td><p>EURONEXT DUBLIN</p></td><td><p>XMSM</p></td></tr><tr><td><p>EURONEXT EXPAND</p></td><td><p>XOAS</p></td></tr><tr><td><p>EURONEXT LISBON</p></td><td><p>XLIS</p></td></tr><tr><td><p>EURONEXT OSLO</p></td><td><p>XOSL</p></td></tr><tr><td><p>EURONEXT PARIS</p></td><td><p>XPAR</p></td></tr><tr><td><p>FRANKFURTER WERTPAPIERBOERSE (REGULIERTER MARKT)</p></td><td><p>FRAA, XETA</p></td></tr><tr><td><p>HANSEATISCHE WERTPAPIERBOERSE HAMBURG (REGULIERTER MARKT)</p></td><td><p>HAMA, HAMM</p></td></tr><tr><td><p>LJUBLJANA STOCK EXCHANGE OFFICIAL MARKET</p></td><td><p>XLJU</p></td></tr><tr><td><p>MALTA STOCK EXCHANGE</p></td><td><p>XMAL, IFSM</p></td></tr><tr><td><p>MARKET FOR INVESTMENT VEHICLES (MIV)</p></td><td><p>MIVX</p></td></tr><tr><td><p>MTS GOVERNMENT MARKET</p></td><td><p>MTSC</p></td></tr><tr><td><p>NASDAQ COPENHAGEN</p></td><td><p>XCSE</p></td></tr><tr><td><p>NASDAQ HELSINKI</p></td><td><p>XHEL</p></td></tr><tr><td><p>NASDAQ ICELAND</p></td><td><p>XICE</p></td></tr><tr><td><p>NASDAQ RIGA</p></td><td><p>XRIS</p></td></tr><tr><td><p>NASDAQ STOCKHOLM</p></td><td><p>XSTO</p></td></tr><tr><td><p>NASDAQ TALLINN</p></td><td><p>XTAL</p></td></tr><tr><td><p>NASDAQ VILNIUS</p></td><td><p>XLIT</p></td></tr><tr><td><p>NIEDERSAECHSISCHE BOERSE ZU HANNOVER (REGULIERTER MARKT)</p></td><td><p>HANA</p></td></tr><tr><td><p>NORDIC GROWTH MARKET NGM</p></td><td><p>XNGM</p></td></tr><tr><td><p>NXCHANGE</p></td><td><p>XNXC</p></td></tr><tr><td><p>PRAGUE STOCK EXCHANGE</p></td><td><p>XPRA</p></td></tr><tr><td><p>RM-SYSTEM CZECH STOCK EXCHANGE</p></td><td><p>XRMZ</p></td></tr><tr><td><p>TRADEGATE EXCHANGE (REGULIERTER MARKT)</p></td><td><p>XGRM</p></td></tr><tr><td><p>VIENNA STOCKEXCHANGE OFFICIAL MARKET (AMTLICHER HANDEL)</p></td><td><p>WBAH</p></td></tr><tr><td><p>WARSAW STOCK EXCHANGE</p></td><td><p>XWAR, WBON, WETP</p></td></tr><tr><td><p>ZAGREB STOCK EXCHANGE</p></td><td><p>XZAG</p></td></tr><tr><td><p>ASX LIMITED</p></td><td><p>XASX</p></td></tr><tr><td><p>CHI-X AUSTRALIA PTY LTD</p></td><td><p>CHIA</p></td></tr><tr><td><p>THE STOCK EXCHANGE OF HONG KONG LIMITED (SEHK)</p></td><td><p>SHKG</p></td></tr><tr><td><p>BOX OPTIONS EXCHANGE LLC</p></td><td><p>XBOX</p></td></tr><tr><td><p>CBOE BYX EXCHANGE, INC. (FORMERLY BATS BYX EXCHANGE, INC.; BATS Y-EXCHANGE, INC.)</p></td><td><p>BATY</p></td></tr><tr><td><p>CBOE BZX EXCHANGE, INC. (FORMERLY BATS BZX EXCHANGE, INC.; BATS EXCHANGE, INC.)</p></td><td><p>BATS</p></td></tr><tr><td><p>CBOE C2 EXCHANGE, INC.</p></td><td><p>C2OX</p></td></tr><tr><td><p>CBOE EDGA EXCHANGE, INC. (FORMERLY BATS EDGA EXCHANGE, INC.; EDGA EXCHANGE, INC.)</p></td><td><p>EDGA</p></td></tr><tr><td><p>CBOE EDGX EXCHANGE, INC. (FORMERLY BATS EDGX EXCHANGE, INC.; EDGX EXCHANGE, INC.)</p></td><td><p>EDGX</p></td></tr><tr><td><p>CBOE EXCHANGE, INC.</p></td><td><p>CBSX</p></td></tr><tr><td><p>CHICAGO STOCK EXCHANGE, INC.</p></td><td><p>XCHI</p></td></tr><tr><td><p>THE INVESTORS EXCHANGE LLC</p></td><td><p>IEXG</p></td></tr><tr><td><p>MIAMI INTERNATIONAL SECURITIES EXCHANGE</p></td><td><p>XMIO</p></td></tr><tr><td><p>MIAX PEARL, LLC</p></td><td><p>MPRL</p></td></tr><tr><td><p>NASDAQ BX, INC. (FORMERLY NASDAQ OMX BX, INC.; BOSTON STOCK EXCHANGE)</p></td><td><p>BOSD</p></td></tr><tr><td><p>NASDAQ GEMX, LLC (FORMERLY ISE GEMINI)</p></td><td><p>GMNI</p></td></tr><tr><td><p>NASDAQ ISE, LLC (FORMERLY INTERNATIONAL SECURITIES EXCHANGE, LLC)</p></td><td><p>XISX</p></td></tr><tr><td><p>NASDAQ MRX, LLC (FORMERLY ISE MERCURY)</p></td><td><p>MCRY</p></td></tr><tr><td><p>NASDAQ PHLX LLC (FORMERLY NASDAQ OMX PHLX, LLC; PHILADELPHIA STOCK EXCHANGE)</p></td><td><p>XPHL</p></td></tr><tr><td><p>THE NASDAQ STOCK MARKET</p></td><td><p>XNAS</p></td></tr><tr><td><p>NEW YORK STOCK EXCHANGE LLC</p></td><td><p>XNYS</p></td></tr><tr><td><p>NYSE ARCA, INC.</p></td><td><p>ARCX</p></td></tr><tr><td><p>AQUA SECURITIES L.P.</p></td><td><p>AQUA</p></td></tr><tr><td><p>ATS-1</p></td><td><p>MSTX</p></td></tr><tr><td><p>ATS-4</p></td><td><p>MSPL</p></td></tr><tr><td><p>ATS-6</p></td><td><p>MSRP</p></td></tr><tr><td><p>BARCLAYS ATS</p></td><td><p>BARX</p></td></tr><tr><td><p>BARCLAYS DIRECTEX</p></td><td><p>BCDX</p></td></tr><tr><td><p>BIDS TRADING, L.P.</p></td><td><p>BIDS</p></td></tr><tr><td><p>CIOI</p></td><td><p>CIOI</p></td></tr><tr><td><p>CITIBLOC</p></td><td><p>CBLC</p></td></tr><tr><td><p>CITICROSS</p></td><td><p>CICX</p></td></tr><tr><td><p>CODA MARKETS, INC</p></td><td><p>CODA</p></td></tr><tr><td><p>CREDIT SUISSE SECURITIES (USA) LLC</p></td><td><p>CAES</p></td></tr><tr><td><p>DEUTSCHE BANK SECURITIES, INC</p></td><td><p>DBSX</p></td></tr><tr><td><p>EBX LLC</p></td><td><p>LEVL</p></td></tr><tr><td><p>INSTINCT X</p></td><td><p>BAML</p></td></tr><tr><td><p>INSTINET CONTINUOUS BLOCK CROSSING SYSTEM (CBX)</p></td><td><p>ICBX</p></td></tr><tr><td><p>INSTINET, LLC (INSTINET CROSSING, INSTINET BLX)</p></td><td><p>XINS</p></td></tr><tr><td><p>INSTINET, LLC (BLOCKCROSS)</p></td><td><p>BLKX</p></td></tr><tr><td><p>JPB-X</p></td><td><p>JPBX</p></td></tr><tr><td><p>J.P. MORGAN ATS (&#8216;JPM-X&#8217;)</p></td><td><p>JPMX</p></td></tr><tr><td><p>JSVC LLC</p></td><td><p>&#160;<a>(<span/>)</a></p></td></tr><tr><td><p>LIQUIDNET H<span>2</span>O ATS</p></td><td><p>LIUH</p></td></tr><tr><td><p>LIQUIDNET NEGOTIATION ATS</p></td><td><p>LIUS</p></td></tr><tr><td><p>LUMINEX TRADING &amp; ANALYTICS LLC</p></td><td><p>LMNX</p></td></tr><tr><td><p>NATIONAL FINANCIAL SERVICES, LLC</p></td><td><p>NFSC</p></td></tr><tr><td><p>POSIT</p></td><td><p>ITGI</p></td></tr><tr><td><p>SIGMA X2</p></td><td><p>SGMT</p></td></tr><tr><td><p>SPOT QUOTE LLC</p></td><td><p>&#160;<a>(<span/>)</a></p></td></tr><tr><td><p>SPREAD ZERO LLC</p></td><td><p>&#160;<a>(<span/>)</a></p></td></tr><tr><td><p>UBS ATS</p></td><td><p>UBSS</p></td></tr><tr><td><p>USTOCKTRADE</p></td><td><p>&#160;<a>(<span/>)</a></p></td></tr><tr><td><p>VIRTU MATCHIT</p></td><td><p>VFMI</p></td></tr><tr><td><p>XE</p></td><td><p>PJCX</p></td></tr><tr><td><div><a>(<span>1</span>)&#160;&#160;&#160;</a><p>MIC codes not available on the ISO 10383 &#8211; Codes for exchanges and market identification list</p></div></td></tr></tbody></table>
Table 2
Recognised exchanges on which contracts listed in Annex II of Regulation (EU) No 575/2013 are traded
<table><col/><col/><tbody><tr><td><p>Regulated market</p></td><td><p>MIC</p></td></tr><tr><td><p>ATHENS EXCHANGE DERIVATIVES MARKET</p></td><td><p>XADE</p></td></tr><tr><td><p>BUDAPEST STOCK EXCHANGE</p></td><td><p>XBUD</p></td></tr><tr><td><p>CBOE DERIVATIVES</p></td><td><p>CDEX</p></td></tr><tr><td><p>EUREX DEUTSCHLAND</p></td><td><p>XEUR</p></td></tr><tr><td><p>EURONEXT BRUSSELS DERIVATIVES</p></td><td><p>XBRD</p></td></tr><tr><td><p>EURONEXT COM\, COMMODITIES FUTURES AND OPTIONS</p></td><td><p>XEUC</p></td></tr><tr><td><p>EURONEXT EQF\, EQUITIES AND INDICES DERIVATIVES</p></td><td><p>XEUE</p></td></tr><tr><td><p>EUROPEAN ENERGY EXCHANGE</p></td><td><p>XEEE, XEER</p></td></tr><tr><td><p>FISH POOL</p></td><td><p>FISH</p></td></tr><tr><td><p>HENEX FINANCIAL ENERGY MARKET &#8211; DERIVATIVES MARKET</p></td><td><p>HEDE</p></td></tr><tr><td><p>HUDEX ENERGY EXCHANGE</p></td><td><p>HUDX</p></td></tr><tr><td><p>ICE ENDEX MARKETS</p></td><td><p>NDEX</p></td></tr><tr><td><p>ITALIAN DERIVATIVES MARKET</p></td><td><p>XDMI</p></td></tr><tr><td><p>MATIF</p></td><td><p>XMAT</p></td></tr><tr><td><p>MEFF EXCHANGE</p></td><td><p>XMRV, XMPW, XMFX</p></td></tr><tr><td><p>MERCADO DE FUTUROS E OPCOES</p></td><td><p>MFOX</p></td></tr><tr><td><p>MONEP</p></td><td><p>XMON</p></td></tr><tr><td><p>NASDAQ OSLO</p></td><td><p>NORX</p></td></tr><tr><td><p>NASDAQ STOCKHOLM</p></td><td><p>XSTO</p></td></tr><tr><td><p>NOREXECO</p></td><td><p>NEXO</p></td></tr><tr><td><p>OMIP &#8211; POLO PORTUGUES</p></td><td><p>OMIP</p></td></tr><tr><td><p>OSLO B&#216;RS</p></td><td><p>XOSL</p></td></tr><tr><td><p>WARSAW STOCK EXCHANGE/COMMODITIES/POLISH POWER EXCHANGE/COMMODITY DERIVATIVES</p></td><td><p>PLPD</p></td></tr><tr><td><p>WARSAW STOCK EXCHANGE/FINANCIAL DERIVATIVES</p></td><td><p>WDER</p></td></tr></tbody></table>