Document ID: 32023B0331(08)
Language: ENG

<table><col/><col/><col/><col/><tbody><tr><td><p>31.3.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>C 119/39</p></td></tr></tbody></table>
Statement of revenue and expenditure for the 2023 financial year – European Securities and Markets Authority (ESMA) – amending budget No 1
(2023/C 119/08)
REVENUE
<table><col/><col/><col/><col/><col/><tbody><tr><td><p>Title</p><p>Chapter</p></td><td><p>Heading</p></td><td><p>Budget 2023</p></td><td><p>Amending budget No&#160;1</p></td><td><p>New amount</p></td></tr><tr><td><p><span>1</span></p></td><td><p><span>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES</span></p></td></tr><tr><td><p>1&#160;0</p></td><td><p>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES</p></td><td><p>29&#160;162&#160;058</p></td><td><p>&#160;</p></td><td><p>29&#160;162&#160;058</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 1 &#8212; Total</span></p></td><td><p><span>29&#160;162&#160;058</span></p></td><td><p>&#160;</p></td><td><p><span>29&#160;162&#160;058</span></p></td></tr><tr><td><p><span>2</span></p></td><td><p><span>CONTRIBUTION FROM THE EUROPEAN UNION</span></p></td></tr><tr><td><p>2&#160;0</p></td><td><p>CONTRIBUTION FROM THE EUROPEAN UNION</p></td><td><p>18&#160;588&#160;578</p></td><td><p>&#160;</p></td><td><p>18&#160;588&#160;578</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 2 &#8212; Total</span></p></td><td><p><span>18&#160;588&#160;578</span></p></td><td><p>&#160;</p></td><td><p><span>18&#160;588&#160;578</span></p></td></tr><tr><td><p><span>3</span></p></td><td><p><span>FEES PAID TO THE AUTHORITY</span></p></td></tr><tr><td><p>3&#160;0</p></td><td><p>FEES PAID TO THE AUTHORITY</p></td><td><p>22&#160;869&#160;754</p></td><td><p>42&#160;000</p></td><td><p>22&#160;911&#160;754</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 3 &#8212; Total</span></p></td><td><p><span>22&#160;869&#160;754</span></p></td><td><p><span>42&#160;000</span></p></td><td><p><span>22&#160;911&#160;754</span></p></td></tr><tr><td><p><span>4</span></p></td><td><p><span>CONTRIBUTION FROM OBSERVERS</span></p></td></tr><tr><td><p>4&#160;0</p></td><td><p>CONTRIBUTION FROM OBSERVERS</p></td><td><p>902&#160;850</p></td><td><p>&#160;</p></td><td><p>902&#160;850</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 4 &#8212; Total</span></p></td><td><p><span>902&#160;850</span></p></td><td><p>&#160;</p></td><td><p><span>902&#160;850</span></p></td></tr><tr><td><p><span>6</span></p></td><td><p><span>ADMINISTRATIVE OPERATIONS</span></p></td></tr><tr><td><p>6&#160;0</p></td><td><p>ADMINISTRATIVE OPERATIONS</p></td><td><p>&#8212;</p></td><td><p>&#160;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 6 &#8212; Total</span></p></td><td><p><span>&#8212;</span></p></td><td><p>&#160;</p></td><td><p><span>&#8212;</span></p></td></tr><tr><td><p><span>7</span></p></td><td><p><span>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS</span></p></td></tr><tr><td><p>7&#160;0</p></td><td><p>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS</p></td><td><p>334&#160;000</p></td><td><p>&#160;</p></td><td><p>334&#160;000</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 7 &#8212; Total</span></p></td><td><p><span>334&#160;000</span></p></td><td><p>&#160;</p></td><td><p><span>334&#160;000</span></p></td></tr><tr><td><p><span>9</span></p></td><td><p><span>MISCELLANEOUS REVENUES</span></p></td></tr><tr><td><p>9&#160;0</p></td><td><p>MISCELLANEOUS REVENUES</p></td><td><p>&#160;</p></td><td><p>347&#160;371</p></td><td><p>347&#160;371</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 9 &#8212; Total</span></p></td><td><p>&#160;</p></td><td><p><span>347&#160;371</span></p></td><td><p><span>347&#160;371</span></p></td></tr><tr/><tr/><tr><td><p>&#160;</p></td><td><p><span>GRAND TOTAL</span></p></td><td><p><span>71&#160;857&#160;240</span></p></td><td><p><span>389&#160;371</span></p></td><td><p><span>72&#160;246&#160;611</span></p></td></tr></tbody></table>
EXPENDITURE
<table><col/><col/><col/><col/><col/><tbody><tr><td><p>Title</p><p>Chapter</p></td><td><p>Heading</p></td><td><p>Budget 2023</p></td><td><p>Amending budget No&#160;1</p></td><td><p>New amount</p></td></tr><tr><td><p><span>1</span></p></td><td><p><span>STAFF EXPENDITURE</span></p></td></tr><tr><td><p>1&#160;1</p></td><td><p>STAFF IN ACTIVE EMPLOYMENT</p></td><td><p>46&#160;352&#160;629</p></td><td><p>303&#160;232</p></td><td><p>46&#160;655&#160;861</p></td></tr><tr><td><p>1&#160;2</p></td><td><p>EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT</p></td><td><p>550&#160;000</p></td><td><p>&#160;</p></td><td><p>550&#160;000</p></td></tr><tr><td><p>1&#160;4</p></td><td><p>SOCIAL-MEDICAL INFRASTRUCTURE</p></td><td><p>915&#160;000</p></td><td><p>&#160;</p></td><td><p>915&#160;000</p></td></tr><tr><td><p>1&#160;6</p></td><td><p>TRAINING</p></td><td><p>380&#160;000</p></td><td><p>&#160;</p></td><td><p>380&#160;000</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 1 &#8212; Total</span></p></td><td><p><span>48&#160;197&#160;629</span></p></td><td><p><span>303&#160;232</span></p></td><td><p><span>48&#160;500&#160;861</span></p></td></tr><tr><td><p><span>2</span></p></td><td><p><span>INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE</span></p></td></tr><tr><td><p>2&#160;0</p></td><td><p>RENTAL OF BUILDING AND ASSOCIATED COSTS</p></td><td><p>6&#160;990&#160;000</p></td><td><p>55&#160;080</p></td><td><p>7&#160;045&#160;080</p></td></tr><tr><td><p>2&#160;1</p></td><td><p>INFORMATION AND COMMUNICATION TECHNOLOGY</p></td><td><p>400&#160;000</p></td><td><p>&#160;</p></td><td><p>400&#160;000</p></td></tr><tr><td><p>2&#160;3</p></td><td><p>CURRENT ADMINISTRATIVE EXPENDITURE</p></td><td><p>915&#160;000</p></td><td><p>&#160;</p></td><td><p>915&#160;000</p></td></tr><tr><td><p>2&#160;7</p></td><td><p>REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS</p></td><td><p>5&#160;700</p></td><td><p>&#160;</p></td><td><p>5&#160;700</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 2 &#8212; Total</span></p></td><td><p><span>8&#160;310&#160;700</span></p></td><td><p><span>55&#160;080</span></p></td><td><p><span>8&#160;365&#160;780</span></p></td></tr><tr><td><p><span>3</span></p></td><td><p><span>OPERATING EXPENDITURES</span></p></td></tr><tr><td><p>3&#160;1</p></td><td><p>TRAINING FOR A COMMON SUPERVISORY CULTURE</p></td><td><p>72&#160;000</p></td><td><p>&#160;</p></td><td><p>72&#160;000</p></td></tr><tr><td><p>3&#160;2</p></td><td><p>COLLECTION OF INFORMATION: IT PROJECTS</p></td><td><p>12&#160;715&#160;494</p></td><td><p>&#160;</p></td><td><p>12&#160;715&#160;494</p></td></tr><tr><td><p>3&#160;4</p></td><td><p>LEGAL ADVICE</p></td><td><p>135&#160;000</p></td><td><p>&#160;</p></td><td><p>135&#160;000</p></td></tr><tr><td><p>3&#160;5</p></td><td><p>ACCESS TO DATA FOR ECONOMIC RESEARCH</p></td><td><p>750&#160;000</p></td><td><p>&#160;</p></td><td><p>750&#160;000</p></td></tr><tr><td><p>3&#160;6</p></td><td><p>MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES</p></td><td><p>390&#160;000</p></td><td><p>31&#160;059</p></td><td><p>421&#160;059</p></td></tr><tr><td><p>3&#160;7</p></td><td><p>COMMUNICATION</p></td><td><p>401&#160;417</p></td><td><p>&#160;</p></td><td><p>401&#160;417</p></td></tr><tr><td><p>3&#160;8</p></td><td><p>MEETING EXPENSES</p></td><td><p>410&#160;000</p></td><td><p>&#160;</p></td><td><p>410&#160;000</p></td></tr><tr><td><p>3&#160;9</p></td><td><p>SERVICES ON OPERATIONAL MATTERS</p></td><td><p>75&#160;000</p></td><td><p>&#160;</p></td><td><p>75&#160;000</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 3 &#8212; Total</span></p></td><td><p><span>14&#160;948&#160;911</span></p></td><td><p><span>31&#160;059</span></p></td><td><p><span>14&#160;979&#160;970</span></p></td></tr><tr><td><p><span>4</span></p></td><td><p><span>DELEGATED TASKS</span></p></td></tr><tr><td><p>4&#160;0</p></td><td><p>SINGLE INTERFACE TO TRADE REPOSITORIES</p></td><td><p>400&#160;000</p></td><td><p>&#160;</p></td><td><p>400&#160;000</p></td></tr><tr><td><p>4&#160;1</p></td><td><p>INSTRUMENTS REFERENCE DATA</p></td><td><p>&#8212;</p></td><td><p>&#160;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 4 &#8212; Total</span></p></td><td><p><span>400&#160;000</span></p></td><td><p>&#160;</p></td><td><p><span>400&#160;000</span></p></td></tr><tr><td><p><span>9</span></p></td><td><p><span>ITEMS OUTSIDE THE FORESEEN BUDGET LINES</span></p></td></tr><tr><td><p>9&#160;0</p></td><td><p>ITEMS OUTSIDE THE FORESEEN BUDGET LINES</p></td><td><p>&#8212;</p></td><td><p>&#160;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 9 &#8212; Total</span></p></td><td><p><span>&#8212;</span></p></td><td><p>&#160;</p></td><td><p><span>&#8212;</span></p></td></tr><tr/><tr/><tr><td><p>&#160;</p></td><td><p><span>GRAND TOTAL</span></p></td><td><p><span>71&#160;857&#160;240</span></p></td><td><p><span>389&#160;371</span></p></td><td><p><span>72&#160;246&#160;611</span></p></td></tr></tbody></table>
Establishment plan
<table><col/><col/><col/><col/><col/><tbody><tr><td><p>Function group and grade</p></td><td><p>&#160;</p></td></tr><tr><td><p>2023</p></td><td><p>2022</p></td></tr><tr><td><p>Authorized under the Union budget</p></td><td><p>Authorized under the Union budget</p></td></tr><tr><td><p>Permanent posts</p></td><td><p>Temporary posts</p></td><td><p>Permanent posts</p></td><td><p>Temporary posts</p></td></tr><tr/><tr/><tr><td><p>AD 16</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>1</p></td></tr><tr><td><p>AD 15</p></td><td><p>&#8212;</p></td><td><p>3</p></td><td><p>&#8212;</p></td><td><p>3</p></td></tr><tr><td><p>AD 14</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>1</p></td></tr><tr><td><p>AD 13</p></td><td><p>&#8212;</p></td><td><p>2</p></td><td><p>&#8212;</p></td><td><p>1</p></td></tr><tr><td><p>AD 12</p></td><td><p>&#8212;</p></td><td><p>9</p></td><td><p>&#8212;</p></td><td><p>6</p></td></tr><tr><td><p>AD 11</p></td><td><p>&#8212;</p></td><td><p>11</p></td><td><p>&#8212;</p></td><td><p>7</p></td></tr><tr><td><p>AD 10</p></td><td><p>&#8212;</p></td><td><p>29</p></td><td><p>&#8212;</p></td><td><p>21</p></td></tr><tr><td><p>AD 9</p></td><td><p>&#8212;</p></td><td><p>45</p></td><td><p>&#8212;</p></td><td><p>39</p></td></tr><tr><td><p>AD 8</p></td><td><p>&#8212;</p></td><td><p>39</p></td><td><p>&#8212;</p></td><td><p>32</p></td></tr><tr><td><p>AD 7</p></td><td><p>&#8212;</p></td><td><p>40</p></td><td><p>&#8212;</p></td><td><p>31</p></td></tr><tr><td><p>AD 6</p></td><td><p>&#8212;</p></td><td><p>38</p></td><td><p>&#8212;</p></td><td><p>42</p></td></tr><tr><td><p>AD 5</p></td><td><p>&#8212;</p></td><td><p>32</p></td><td><p>&#8212;</p></td><td><p>49</p></td></tr><tr><td><p>Subtotal AD</p></td><td><p>&#8212;</p></td><td><p>250</p></td><td><p>&#8212;</p></td><td><p>233</p></td></tr><tr><td><p>AST 11</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 10</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 9</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 8</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 7</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 6</p></td><td><p>&#8212;</p></td><td><p>4</p></td><td><p>&#8212;</p></td><td><p>3</p></td></tr><tr><td><p>AST 5</p></td><td><p>&#8212;</p></td><td><p>9</p></td><td><p>&#8212;</p></td><td><p>5</p></td></tr><tr><td><p>AST 4</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>1</p></td></tr><tr><td><p>AST 3</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 2</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 1</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>1</p></td></tr><tr><td><p>Subtotal AST</p></td><td><p>&#8212;</p></td><td><p>13</p></td><td><p>&#8212;</p></td><td><p>10</p></td></tr><tr><td><p>AST/SC 6</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 5</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 4</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 3</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 2</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 1</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>Subtotal&#160;AST/SC</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p><span>Total</span></p></td><td><p><span>&#8212;</span></p></td><td><p><span>263</span></p></td><td><p><span>&#8212;</span></p></td><td><p><span>243</span></p></td></tr><tr><td><p><span>Grand Total</span></p></td><td><p><span>263</span></p></td><td><p><span>243</span></p></td></tr></tbody></table>
Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts
<table><col/><col/><col/><tbody><tr><td><p>Contract staff posts</p></td><td><p>2023</p></td><td><p>2022</p></td></tr><tr/><tr/><tr><td><p>FG IV</p></td><td><p>63</p></td><td><p>66</p></td></tr><tr><td><p>FG III</p></td><td><p>31</p></td><td><p>28</p></td></tr><tr><td><p>FG II</p></td><td><p>&#8212;</p></td><td><p>3</p></td></tr><tr><td><p>FG I</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>Total FG</p></td><td><p>94</p></td><td><p>97</p></td></tr><tr/><tr/><tr><td><p>Seconded national experts posts</p></td><td><p>30</p></td><td><p>15</p></td></tr><tr><td><p>Total</p></td><td><p>124</p></td><td><p>112</p></td></tr></tbody></table>