Document ID: 32023B0131(32)
Language: ENG

<table><col/><col/><col/><col/><tbody><tr><td><p>31.1.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>C 38/171</p></td></tr></tbody></table>
Statement of revenue and expenditure of the European Securities and Markets Authority for the financial year 2022 – amending budget No 2
(2023/C 38/32)
REVENUE
<table><col/><col/><col/><col/><col/><tbody><tr><td><p>Title</p><p>Chapter</p></td><td><p>Heading</p></td><td><p>Budget 2022</p></td><td><p>Amending budget No&#160;2</p></td><td><p>New amount</p></td></tr><tr><td><p><span>1</span></p></td><td><p><span>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES</span></p></td></tr><tr><td><p>1&#160;0</p></td><td><p>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES</p></td><td><p>27&#160;293&#160;765</p></td><td><p>&#160;</p></td><td><p>27&#160;293&#160;765</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 1 &#8212; Total</span></p></td><td><p><span>27&#160;293&#160;765</span></p></td><td><p>&#160;</p></td><td><p><span>27&#160;293&#160;765</span></p></td></tr><tr><td><p><span>2</span></p></td><td><p><span>CONTRIBUTION FROM THE EUROPEAN UNION</span></p></td></tr><tr><td><p>2&#160;0</p></td><td><p>CONTRIBUTION FROM THE EUROPEAN UNION</p></td><td><p>17&#160;301&#160;544</p></td><td><p>&#160;</p></td><td><p>17&#160;301&#160;544</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 2 &#8212; Total</span></p></td><td><p><span>17&#160;301&#160;544</span></p></td><td><p>&#160;</p></td><td><p><span>17&#160;301&#160;544</span></p></td></tr><tr><td><p><span>3</span></p></td><td><p><span>FEES PAID TO THE AUTHORITY</span></p></td></tr><tr><td><p>3&#160;0</p></td><td><p>FEES PAID TO THE AUTHORITY</p></td><td><p>21&#160;541&#160;604</p></td><td><p>686&#160;630</p></td><td><p>22&#160;228&#160;234</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 3 &#8212; Total</span></p></td><td><p><span>21&#160;541&#160;604</span></p></td><td><p><span>686&#160;630</span></p></td><td><p><span>22&#160;228&#160;234</span></p></td></tr><tr><td><p><span>4</span></p></td><td><p><span>CONTRIBUTION FROM OBSERVERS</span></p></td></tr><tr><td><p>4&#160;0</p></td><td><p>CONTRIBUTION FROM OBSERVERS</p></td><td><p>845&#160;008</p></td><td><p>&#160;</p></td><td><p>845&#160;008</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 4 &#8212; Total</span></p></td><td><p><span>845&#160;008</span></p></td><td><p>&#160;</p></td><td><p><span>845&#160;008</span></p></td></tr><tr><td><p><span>6</span></p></td><td><p><span>ADMINISTRATIVE OPERATIONS</span></p></td></tr><tr><td><p>6&#160;0</p></td><td><p>ADMINISTRATIVE OPERATIONS</p></td><td><p>0</p></td><td><p>&#160;</p></td><td><p>0</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 6 &#8212; Total</span></p></td><td><p><span>0</span></p></td><td><p>&#160;</p></td><td><p><span>0</span></p></td></tr><tr><td><p><span>7</span></p></td><td><p><span>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS</span></p></td></tr><tr><td><p>7&#160;0</p></td><td><p>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS</p></td><td><p>334&#160;000</p></td><td><p>66&#160;000</p></td><td><p>400&#160;000</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 7 &#8212; Total</span></p></td><td><p><span>334&#160;000</span></p></td><td><p><span>66&#160;000</span></p></td><td><p><span>400&#160;000</span></p></td></tr><tr/><tr/><tr><td><p>&#160;</p></td><td><p><span>GRAND TOTAL</span></p></td><td><p><span>67&#160;315&#160;921</span></p></td><td><p><span>752&#160;630</span></p></td><td><p><span>68&#160;068&#160;551</span></p></td></tr></tbody></table>
EXPENDITURE
<table><col/><col/><col/><col/><col/><tbody><tr><td><p>Title</p><p>Chapter</p></td><td><p>Heading</p></td><td><p>Budget 2022</p></td><td><p>Amending budget No&#160;2</p></td><td><p>New amount</p></td></tr><tr><td><p><span>1</span></p></td><td><p><span>STAFF EXPENDITURE</span></p></td></tr><tr><td><p>1&#160;1</p></td><td><p>STAFF IN ACTIVE EMPLOYMENT</p></td><td><p>43&#160;090&#160;152</p></td><td><p>&#160;</p></td><td><p>43&#160;090&#160;152</p></td></tr><tr><td><p>1&#160;2</p></td><td><p>EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT</p></td><td><p>300&#160;000</p></td><td><p>&#160;</p></td><td><p>300&#160;000</p></td></tr><tr><td><p>1&#160;4</p></td><td><p>SOCIAL-MEDICAL INFRASTRUCTURE</p></td><td><p>985&#160;000</p></td><td><p>&#160;</p></td><td><p>985&#160;000</p></td></tr><tr><td><p>1&#160;6</p></td><td><p>TRAINING</p></td><td><p>400&#160;000</p></td><td><p>&#160;</p></td><td><p>400&#160;000</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 1 &#8212; Total</span></p></td><td><p><span>44&#160;775&#160;152</span></p></td><td><p>&#160;</p></td><td><p><span>44&#160;775&#160;152</span></p></td></tr><tr><td><p><span>2</span></p></td><td><p><span>INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE</span></p></td></tr><tr><td><p>2&#160;0</p></td><td><p>RENTAL OF BUILDING AND ASSOCIATED COSTS</p></td><td><p>6&#160;520&#160;000</p></td><td><p>&#160;</p></td><td><p>6&#160;520&#160;000</p></td></tr><tr><td><p>2&#160;1</p></td><td><p>INFORMATION AND COMMUNICATION TECHNOLOGY</p></td><td><p>450&#160;000</p></td><td><p>&#160;</p></td><td><p>450&#160;000</p></td></tr><tr><td><p>2&#160;3</p></td><td><p>CURRENT ADMINISTRATIVE EXPENDITURE</p></td><td><p>1&#160;007&#160;000</p></td><td><p>&#160;</p></td><td><p>1&#160;007&#160;000</p></td></tr><tr><td><p>2&#160;7</p></td><td><p>REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS</p></td><td><p>6&#160;000</p></td><td><p>&#160;</p></td><td><p>6&#160;000</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 2 &#8212; Total</span></p></td><td><p><span>7&#160;983&#160;000</span></p></td><td><p>&#160;</p></td><td><p><span>7&#160;983&#160;000</span></p></td></tr><tr><td><p><span>3</span></p></td><td><p><span>OPERATING EXPENDITURES</span></p></td></tr><tr><td><p>3&#160;1</p></td><td><p>TRAINING FOR A COMMON SUPERVISORY CULTURE</p></td><td><p>70&#160;000</p></td><td><p>&#160;</p></td><td><p>70&#160;000</p></td></tr><tr><td><p>3&#160;2</p></td><td><p>COLLECTION OF INFORMATION: IT PROJECTS</p></td><td><p>12&#160;250&#160;000</p></td><td><p>230&#160;630</p></td><td><p>12&#160;480&#160;630</p></td></tr><tr><td><p>3&#160;4</p></td><td><p>LEGAL ADVICE</p></td><td><p>130&#160;000</p></td><td><p>&#160;</p></td><td><p>130&#160;000</p></td></tr><tr><td><p>3&#160;5</p></td><td><p>ACCESS TO DATA FOR ECONOMIC RESEARCH</p></td><td><p>625&#160;000</p></td><td><p>&#160;</p></td><td><p>625&#160;000</p></td></tr><tr><td><p>3&#160;6</p></td><td><p>MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES</p></td><td><p>320&#160;000</p></td><td><p>&#160;</p></td><td><p>320&#160;000</p></td></tr><tr><td><p>3&#160;7</p></td><td><p>COMMUNICATION</p></td><td><p>288&#160;678</p></td><td><p>522&#160;000</p></td><td><p>810&#160;678</p></td></tr><tr><td><p>3&#160;8</p></td><td><p>MEETING EXPENSES</p></td><td><p>420&#160;001</p></td><td><p>&#160;</p></td><td><p>420&#160;001</p></td></tr><tr><td><p>3&#160;9</p></td><td><p>SERVICES ON OPERATIONAL MATTERS</p></td><td><p>54&#160;090</p></td><td><p>&#160;</p></td><td><p>54&#160;090</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 3 &#8212; Total</span></p></td><td><p><span>14&#160;157&#160;769</span></p></td><td><p><span>752&#160;630</span></p></td><td><p><span>14&#160;910&#160;399</span></p></td></tr><tr><td><p><span>4</span></p></td><td><p><span>DELEGATED TASKS</span></p></td></tr><tr><td><p>4&#160;0</p></td><td><p>SINGLE INTERFACE TO TRADE REPOSITORIES</p></td><td><p>400&#160;000</p></td><td><p>&#160;</p></td><td><p>400&#160;000</p></td></tr><tr><td><p>4&#160;1</p></td><td><p>INSTRUMENTS REFERENCE DATA</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 4 &#8212; Total</span></p></td><td><p><span>400&#160;000</span></p></td><td><p>&#160;</p></td><td><p><span>400&#160;000</span></p></td></tr><tr><td><p><span>9</span></p></td><td><p><span>ITEMS OUTSIDE THE FORESEEN BUDGET LINES</span></p></td></tr><tr><td><p>9&#160;0</p></td><td><p>ITEMS OUTSIDE THE FORESEEN BUDGET LINES</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 9 &#8212; Total</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>&#160;</p></td><td><p><span>GRAND TOTAL</span></p></td><td><p><span>67&#160;315&#160;921</span></p></td><td><p><span>752&#160;630</span></p></td><td><p><span>68&#160;068&#160;551</span></p></td></tr></tbody></table>
Establishment plan
<table><col/><col/><col/><col/><col/><tbody><tr><td><p>Function group and grade</p></td><td><p>&#160;</p></td></tr><tr><td><p>2022</p></td><td><p>2021</p></td></tr><tr><td><p>Authorized under the Union budget</p></td><td><p>Authorized under the Union budget</p></td></tr><tr><td><p>Permanent posts</p></td><td><p>Temporary posts</p></td><td><p>Permanent posts</p></td><td><p>Temporary posts</p></td></tr><tr/><tr/><tr><td><p>AD 16</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>1<a>&#160;(<span>1</span>)</a></p></td></tr><tr><td><p>AD 15</p></td><td><p>&#8212;</p></td><td><p>3</p></td><td><p>&#8212;</p></td><td><p>3</p></td></tr><tr><td><p>AD 14</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>1</p></td></tr><tr><td><p>AD 13</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>3</p></td></tr><tr><td><p>AD 12</p></td><td><p>&#8212;</p></td><td><p>6</p></td><td><p>&#8212;</p></td><td><p>10</p></td></tr><tr><td><p>AD 11</p></td><td><p>&#8212;</p></td><td><p>7</p></td><td><p>&#8212;</p></td><td><p>15</p></td></tr><tr><td><p>AD 10</p></td><td><p>&#8212;</p></td><td><p>21</p></td><td><p>&#8212;</p></td><td><p>24</p></td></tr><tr><td><p>AD 9</p></td><td><p>&#8212;</p></td><td><p>39</p></td><td><p>&#8212;</p></td><td><p>42</p></td></tr><tr><td><p>AD 8</p></td><td><p>&#8212;</p></td><td><p>32</p></td><td><p>&#8212;</p></td><td><p>40</p></td></tr><tr><td><p>AD 7</p></td><td><p>&#8212;</p></td><td><p>31</p></td><td><p>&#8212;</p></td><td><p>45</p></td></tr><tr><td><p>AD 6</p></td><td><p>&#8212;</p></td><td><p>42</p></td><td><p>&#8212;</p></td><td><p>17</p></td></tr><tr><td><p>AD 5</p></td><td><p>&#8212;</p></td><td><p>49</p></td><td><p>&#8212;</p></td><td><p>37</p></td></tr><tr><td><p>Subtotal AD</p></td><td><p>&#8212;</p></td><td><p>233</p></td><td><p>&#8212;</p></td><td><p>238</p></td></tr><tr/><tr/><tr><td><p>AST 11</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 10</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 9</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 8</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>2</p></td></tr><tr><td><p>AST 7</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>3</p></td></tr><tr><td><p>AST 6</p></td><td><p>&#8212;</p></td><td><p>3</p></td><td><p>&#8212;</p></td><td><p>3</p></td></tr><tr><td><p>AST 5</p></td><td><p>&#8212;</p></td><td><p>5</p></td><td><p>&#8212;</p></td><td><p>3</p></td></tr><tr><td><p>AST 4</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>1</p></td></tr><tr><td><p>AST 3</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 2</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 1</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>Subtotal AST</p></td><td><p>&#8212;</p></td><td><p>10</p></td><td><p>&#8212;</p></td><td><p>12</p></td></tr><tr/><tr/><tr><td><p>AST/SC 6</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 5</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 4</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 3</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 2</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 1</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>Subtotal AST/SC</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr/><tr/><tr><td><p><span>Total</span></p></td><td><p><span>&#8212;</span></p></td><td><p><span>243</span></p></td><td><p><span>&#8212;</span></p></td><td><p><span>250</span></p></td></tr><tr><td><p><span>Grand Total</span></p></td><td><p><span>243</span></p></td><td><p><span>250</span></p></td></tr><tr><td><p><a>&#160;(<span>1</span>)</a></p></td></tr></tbody></table>
Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts
<table><col/><col/><col/><tbody><tr><td><p>Contract staff posts</p></td><td><p>2022</p></td><td><p>2021</p></td></tr><tr/><tr/><tr><td><p>FG IV</p></td><td><p>66</p></td><td><p>66</p></td></tr><tr><td><p>FG III</p></td><td><p>28</p></td><td><p>35</p></td></tr><tr><td><p>FG II</p></td><td><p>3</p></td><td><p>&#160;</p></td></tr><tr><td><p>FG I</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Total FG</p></td><td><p>97</p></td><td><p>101</p></td></tr><tr/><tr/><tr><td><p>Seconded national experts posts</p></td><td><p>15</p></td><td><p>15</p></td></tr><tr><td><p>Total</p></td><td><p>112</p></td><td><p>116</p></td></tr></tbody></table>
<note>
( 1 ) 1 AD 16 post for the Chair of the CCP Supervisory Committee and 1 ad personam AD 16 post from 1 January to 31 December.
</note>