Document ID: 32021B0331(54)
Language: ENG

<table><col/><col/><col/><col/><tbody><tr><td><p>31.3.2021&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>C 114/298</p></td></tr></tbody></table>
Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2020 – amending budget No 4
(2021/C 114/54)
REVENUE
<table><col/><col/><col/><col/><col/><tbody><tr><td><p>Title</p><p>Chapter</p></td><td><p>Heading</p></td><td><p>Budget 2020</p></td><td><p>Amending budget No&#160;4</p></td><td><p>New amount</p></td></tr><tr><td><p><span>1</span></p></td><td><p><span>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES</span></p></td></tr><tr><td><p>1 0</p></td><td><p>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES</p></td><td><p>21&#160;215&#160;167</p></td><td><p>388&#160;739</p></td><td><p>21&#160;603&#160;906</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 1 &#8212; Total</span></p></td><td><p><span>21&#160;215&#160;167</span></p></td><td><p><span>388&#160;739</span></p></td><td><p><span>21&#160;603&#160;906</span></p></td></tr><tr><td><p><span>2</span></p></td><td><p><span>CONTRIBUTION FROM THE EUROPEAN UNION</span></p></td></tr><tr><td><p>2 0</p></td><td><p>CONTRIBUTION FROM THE EUROPEAN UNION</p></td><td><p>15&#160;664&#160;157</p></td><td><p>1&#160;101&#160;268</p></td><td><p>16&#160;765&#160;425</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 2 &#8212; Total</span></p></td><td><p><span>15&#160;664&#160;157</span></p></td><td><p><span>1&#160;101&#160;268</span></p></td><td><p><span>16&#160;765&#160;425</span></p></td></tr><tr><td><p><span>3</span></p></td><td><p><span>FEES PAID TO THE AUTHORITY</span></p></td></tr><tr><td><p>3 0</p></td><td><p>FEES PAID TO THE AUTHORITY</p></td><td><p>14&#160;782&#160;490</p></td><td><p>778&#160;669</p></td><td><p>15&#160;561&#160;159</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 3 &#8212; Total</span></p></td><td><p><span>14&#160;782&#160;490</span></p></td><td><p><span>778&#160;669</span></p></td><td><p><span>15&#160;561&#160;159</span></p></td></tr><tr><td><p><span>4</span></p></td><td><p><span>CONTRIBUTION FROM OBSERVERS</span></p></td></tr><tr><td><p>4 0</p></td><td><p>CONTRIBUTION FROM OBSERVERS</p></td><td><p>602&#160;704</p></td><td><p>15&#160;913</p></td><td><p>618&#160;617</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 4 &#8212; Total</span></p></td><td><p><span>602&#160;704</span></p></td><td><p><span>15&#160;913</span></p></td><td><p><span>618&#160;617</span></p></td></tr><tr><td><p><span>6</span></p></td><td><p><span>ADMINISTRATIVE OPERATIONS</span></p></td></tr><tr><td><p>6 0</p></td><td><p>ADMINISTRATIVE OPERATIONS</p></td><td><p>0</p></td><td><p>&#160;</p></td><td><p>0</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 6 &#8212; Total</span></p></td><td><p><span>0</span></p></td><td><p>&#160;</p></td><td><p><span>0</span></p></td></tr><tr><td><p><span>7</span></p></td><td><p><span>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS</span></p></td></tr><tr><td><p>7 0</p></td><td><p>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS</p></td><td><p>1&#160;697&#160;615</p></td><td><p>50&#160;924</p></td><td><p>1&#160;748&#160;539</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 7 &#8212; Total</span></p></td><td><p><span>1&#160;697&#160;615</span></p></td><td><p><span>50&#160;924</span></p></td><td><p><span>1&#160;748&#160;539</span></p></td></tr><tr/><tr/><tr><td><p>&#160;</p></td><td><p><span>GRAND TOTAL</span></p></td><td><p><span>53&#160;962&#160;133</span></p></td><td><p><span>2&#160;335&#160;513</span></p></td><td><p><span>56&#160;297&#160;646</span></p></td></tr></tbody></table>
EXPENDITURE
<table><col/><col/><col/><col/><col/><tbody><tr><td><p>Title</p><p>Chapter</p></td><td><p>Heading</p></td><td><p>Appropriations 2020</p></td><td><p>Amending budget No&#160;4</p></td><td><p>New amount</p></td></tr><tr><td><p><span>1</span></p></td><td><p><span>STAFF EXPENDITURE</span></p></td></tr><tr><td><p>1 1</p></td><td><p>STAFF IN ACTIVE EMPLOYMENT</p></td><td><p>29&#160;743&#160;150</p></td><td><p>&#8211;73&#160;711</p></td><td><p>29&#160;669&#160;439</p></td></tr><tr><td><p>1 2</p></td><td><p>EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT</p></td><td><p>470&#160;000</p></td><td><p>&#160;</p></td><td><p>470&#160;000</p></td></tr><tr><td><p>1 4</p></td><td><p>SOCIAL-MEDICAL INFRASTRUCTURE</p></td><td><p>565&#160;000</p></td><td><p>&#160;</p></td><td><p>565&#160;000</p></td></tr><tr><td><p>1 6</p></td><td><p>TRAINING</p></td><td><p>260&#160;000</p></td><td><p>&#160;</p></td><td><p>260&#160;000</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 1 &#8212; Total</span></p></td><td><p><span>31&#160;038&#160;150</span></p></td><td><p><span>&#8211;73&#160;711</span></p></td><td><p><span>30&#160;964&#160;439</span></p></td></tr><tr><td><p><span>2</span></p></td><td><p><span>INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE</span></p></td></tr><tr><td><p>2 0</p></td><td><p>RENTAL OF BUILDING AND ASSOCIATED COSTS</p></td><td><p>6&#160;352&#160;000</p></td><td><p>&#160;</p></td><td><p>6&#160;352&#160;000</p></td></tr><tr><td><p>2 1</p></td><td><p>INFORMATION AND COMMUNICATION TECHNOLOGY</p></td><td><p>450&#160;000</p></td><td><p>&#160;</p></td><td><p>450&#160;000</p></td></tr><tr><td><p>2 3</p></td><td><p>CURRENT ADMINISTRATIVE EXPENDITURE</p></td><td><p>1&#160;110&#160;115</p></td><td><p>&#160;</p></td><td><p>1&#160;110&#160;115</p></td></tr><tr><td><p>2 7</p></td><td><p>REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS</p></td><td><p>6&#160;000</p></td><td><p>&#160;</p></td><td><p>6&#160;000</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 2 &#8212; Total</span></p></td><td><p><span>7&#160;918&#160;115</span></p></td><td><p>&#160;</p></td><td><p><span>7&#160;918&#160;115</span></p></td></tr><tr><td><p><span>3</span></p></td><td><p><span>OPERATING EXPENDITURES</span></p></td></tr><tr><td><p>3 1</p></td><td><p>TRAINING FOR A COMMON SUPERVISORY CULTURE</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>3 2</p></td><td><p>COLLECTION OF INFORMATION: IT PROJECTS</p></td><td><p>10&#160;916&#160;251</p></td><td><p>&#160;</p></td><td><p>10&#160;916&#160;251</p></td></tr><tr><td><p>3 4</p></td><td><p>LEGAL ADVICE</p></td><td><p>65&#160;000</p></td><td><p>&#160;</p></td><td><p>65&#160;000</p></td></tr><tr><td><p>3 5</p></td><td><p>ACCESS TO DATA FOR ECONOMIC RESEARCH</p></td><td><p>600&#160;000</p></td><td><p>&#160;</p></td><td><p>600&#160;000</p></td></tr><tr><td><p>3 6</p></td><td><p>MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES</p></td><td><p>70&#160;811</p></td><td><p>&#160;</p></td><td><p>70&#160;811</p></td></tr><tr><td><p>3 7</p></td><td><p>COMMUNICATION</p></td><td><p>793&#160;200</p></td><td><p>&#160;</p></td><td><p>793&#160;200</p></td></tr><tr><td><p>3 8</p></td><td><p>MEETING EXPENSES</p></td><td><p>108&#160;529</p></td><td><p>&#160;</p></td><td><p>108&#160;529</p></td></tr><tr><td><p>3 9</p></td><td><p>SERVICES ON OPERATIONAL MATTERS</p></td><td><p>2&#160;077</p></td><td><p>&#160;</p></td><td><p>2&#160;077</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 3 &#8212; Total</span></p></td><td><p><span>12&#160;555&#160;868</span></p></td><td><p>&#160;</p></td><td><p><span>12&#160;555&#160;868</span></p></td></tr><tr><td><p><span>4</span></p></td><td><p><span>DELEGATED TASKS</span></p></td></tr><tr><td><p>4 0</p></td><td><p>SINGLE INTERFACE TO TRADE REPOSITORIES</p></td><td><p>400&#160;000</p></td><td><p>50&#160;924</p></td><td><p>450&#160;924</p></td></tr><tr><td><p>4 1</p></td><td><p>INSTRUMENTS REFERENCE DATA</p></td><td><p>2&#160;050&#160;000</p></td><td><p>&#160;</p></td><td><p>2&#160;050&#160;000</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 4 &#8212; Total</span></p></td><td><p><span>2&#160;450&#160;000</span></p></td><td><p><span>50&#160;924</span></p></td><td><p><span>2&#160;500&#160;924</span></p></td></tr><tr><td><p><span>9</span></p></td><td><p><span>ITEMS OUTSIDE THE FORESEEN BUDGET LINES</span></p></td></tr><tr><td><p>9 0</p></td><td><p>ITEMS OUTSIDE THE FORESEEN BUDGET LINES</p></td><td><p>&#160;</p></td><td><p>2&#160;358&#160;300</p></td><td><p>2&#160;358&#160;300</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 9 &#8212; Total</span></p></td><td><p>&#160;</p></td><td><p><span>2&#160;358&#160;300</span></p></td><td><p><span>2&#160;358&#160;300</span></p></td></tr><tr/><tr/><tr><td><p>&#160;</p></td><td><p><span>GRAND TOTAL</span></p></td><td><p><span>53&#160;962&#160;133</span></p></td><td><p><span>2&#160;335&#160;513</span></p></td><td><p><span>56&#160;297&#160;646</span></p></td></tr></tbody></table>