Document ID: 32022B0329(27)
Language: ENG

<table><col/><col/><col/><col/><tbody><tr><td><p>29.3.2022&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>C 141/149</p></td></tr></tbody></table>
Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2022
(2022/C 141/27)
REVENUE
<table><col/><col/><col/><col/><col/><tbody><tr><td><p>Title</p><p>Chapter</p></td><td><p>Heading</p></td><td><p>Financial year 2022</p></td><td><p>Financial year 2021</p></td><td><p>Financial year 2020</p></td></tr><tr><td><p><span>1</span></p></td><td><p><span>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES</span></p></td></tr><tr><td><p>1 0</p></td><td><p>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES</p></td><td><p>27&#160;293&#160;765</p></td><td><p>23&#160;936&#160;648</p></td><td><p>21&#160;603&#160;906 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 1 &#8212; Total</span></p></td><td><p><span>27&#160;293&#160;765</span></p></td><td><p><span>23&#160;936&#160;648</span></p></td><td><p><span>21&#160;603&#160;906 ,&#8212;</span></p></td></tr><tr><td><p><span>2</span></p></td><td><p><span>CONTRIBUTION FROM THE EUROPEAN UNION</span></p></td></tr><tr><td><p>2 0</p></td><td><p>CONTRIBUTION FROM THE EUROPEAN UNION</p></td><td><p>17&#160;301&#160;544</p></td><td><p>18&#160;071&#160;139</p></td><td><p>16&#160;765&#160;425 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 2 &#8212; Total</span></p></td><td><p><span>17&#160;301&#160;544</span></p></td><td><p><span>18&#160;071&#160;139</span></p></td><td><p><span>16&#160;765&#160;425 ,&#8212;</span></p></td></tr><tr><td><p><span>3</span></p></td><td><p><span>FEES PAID TO THE AUTHORITY</span></p></td></tr><tr><td><p>3 0</p></td><td><p>FEES PAID TO THE AUTHORITY</p></td><td><p>21&#160;541&#160;604</p></td><td><p>15&#160;953&#160;988</p></td><td><p>15&#160;561&#160;159 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 3 &#8212; Total</span></p></td><td><p><span>21&#160;541&#160;604</span></p></td><td><p><span>15&#160;953&#160;988</span></p></td><td><p><span>15&#160;561&#160;159 ,&#8212;</span></p></td></tr><tr><td><p><span>4</span></p></td><td><p><span>CONTRIBUTION FROM OBSERVERS</span></p></td></tr><tr><td><p>4 0</p></td><td><p>CONTRIBUTION FROM OBSERVERS</p></td><td><p>845&#160;008</p></td><td><p>741&#160;073</p></td><td><p>618&#160;617 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 4 &#8212; Total</span></p></td><td><p><span>845&#160;008</span></p></td><td><p><span>741&#160;073</span></p></td><td><p><span>618&#160;617 ,&#8212;</span></p></td></tr><tr><td><p><span>6</span></p></td><td><p><span>ADMINISTRATIVE OPERATIONS</span></p></td></tr><tr><td><p>6 0</p></td><td><p>ADMINISTRATIVE OPERATIONS</p></td><td><p>0</p></td><td><p>0</p></td><td><p>0 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 6 &#8212; Total</span></p></td><td><p><span>0</span></p></td><td><p><span>0</span></p></td><td><p><span>0 ,&#8212;</span></p></td></tr><tr><td><p><span>7</span></p></td><td><p><span>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS</span></p></td></tr><tr><td><p>7 0</p></td><td><p>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS</p></td><td><p>334&#160;000</p></td><td><p>1&#160;897&#160;974</p></td><td><p>1&#160;748&#160;539 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 7 &#8212; Total</span></p></td><td><p><span>334&#160;000</span></p></td><td><p><span>1&#160;897&#160;974</span></p></td><td><p><span>1&#160;748&#160;539 ,&#8212;</span></p></td></tr><tr/><tr/><tr><td><p>&#160;</p></td><td><p><span>GRAND TOTAL</span></p></td><td><p><span>67&#160;315&#160;921</span></p></td><td><p><span>60&#160;600&#160;822</span></p></td><td><p><span>56&#160;297&#160;646 ,&#8212;</span></p></td></tr></tbody></table>
EXPENDITURE
<table><col/><col/><col/><col/><col/><tbody><tr><td><p>Title</p><p>Chapter</p></td><td><p>Heading</p></td><td><p>Financial year 2022</p></td><td><p>Financial year 2021</p></td><td><p>Financial year 2020</p></td></tr><tr><td><p><span>1</span></p></td><td><p><span>STAFF EXPENDITURE</span></p></td></tr><tr><td><p>1 1</p></td><td><p>STAFF IN ACTIVE EMPLOYMENT</p></td><td><p>43&#160;090&#160;152</p></td><td><p>36&#160;236&#160;057</p></td><td><p>29&#160;669&#160;439 ,&#8212;</p></td></tr><tr><td><p>1 2</p></td><td><p>EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT</p></td><td><p>300&#160;000</p></td><td><p>510&#160;000</p></td><td><p>470&#160;000 ,&#8212;</p></td></tr><tr><td><p>1 4</p></td><td><p>SOCIAL-MEDICAL INFRASTRUCTURE</p></td><td><p>985&#160;000</p></td><td><p>588&#160;416</p></td><td><p>565&#160;000 ,&#8212;</p></td></tr><tr><td><p>1 6</p></td><td><p>TRAINING</p></td><td><p>400&#160;000</p></td><td><p>271&#160;000</p></td><td><p>260&#160;000 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 1 &#8212; Total</span></p></td><td><p><span>44&#160;775&#160;152</span></p></td><td><p><span>37&#160;605&#160;473</span></p></td><td><p><span>30&#160;964&#160;439 ,&#8212;</span></p></td></tr><tr><td><p><span>2</span></p></td><td><p><span>INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE</span></p></td></tr><tr><td><p>2 0</p></td><td><p>RENTAL OF BUILDING AND ASSOCIATED COSTS</p></td><td><p>6&#160;520&#160;000</p></td><td><p>6&#160;398&#160;000</p></td><td><p>6&#160;352&#160;000 ,&#8212;</p></td></tr><tr><td><p>2 1</p></td><td><p>INFORMATION AND COMMUNICATION TECHNOLOGY</p></td><td><p>450&#160;000</p></td><td><p>582&#160;632</p></td><td><p>450&#160;000 ,&#8212;</p></td></tr><tr><td><p>2 3</p></td><td><p>CURRENT ADMINISTRATIVE EXPENDITURE</p></td><td><p>1&#160;007&#160;000</p></td><td><p>949&#160;998</p></td><td><p>1&#160;110&#160;115 ,&#8212;</p></td></tr><tr><td><p>2 7</p></td><td><p>REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS</p></td><td><p>6&#160;000</p></td><td><p>3&#160;000</p></td><td><p>6&#160;000 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 2 &#8212; Total</span></p></td><td><p><span>7&#160;983&#160;000</span></p></td><td><p><span>7&#160;933&#160;630</span></p></td><td><p><span>7&#160;918&#160;115 ,&#8212;</span></p></td></tr><tr><td><p><span>3</span></p></td><td><p><span>OPERATING EXPENDITURES</span></p></td></tr><tr><td><p>3 1</p></td><td><p>TRAINING FOR A COMMON SUPERVISORY CULTURE</p></td><td><p>70&#160;000</p></td><td><p>0 ,&#8212;</p></td><td><p>&#160;</p></td></tr><tr><td><p>3 2</p></td><td><p>COLLECTION OF INFORMATION: IT PROJECTS</p></td><td><p>12&#160;250&#160;000</p></td><td><p>10&#160;545&#160;900</p></td><td><p>10&#160;916&#160;251 ,&#8212;</p></td></tr><tr><td><p>3 4</p></td><td><p>LEGAL ADVICE</p></td><td><p>130&#160;000</p></td><td><p>59&#160;000</p></td><td><p>65&#160;000 ,&#8212;</p></td></tr><tr><td><p>3 5</p></td><td><p>ACCESS TO DATA FOR ECONOMIC RESEARCH</p></td><td><p>625&#160;000</p></td><td><p>623&#160;000</p></td><td><p>600&#160;000 ,&#8212;</p></td></tr><tr><td><p>3 6</p></td><td><p>MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES</p></td><td><p>320&#160;000</p></td><td><p>6&#160;404</p></td><td><p>70&#160;811 ,&#8212;</p></td></tr><tr><td><p>3 7</p></td><td><p>COMMUNICATION</p></td><td><p>288&#160;678</p></td><td><p>789&#160;250</p></td><td><p>793&#160;200 ,&#8212;</p></td></tr><tr><td><p>3 8</p></td><td><p>MEETING EXPENSES</p></td><td><p>420&#160;001</p></td><td><p>119&#160;907</p></td><td><p>108&#160;529 ,&#8212;</p></td></tr><tr><td><p>3 9</p></td><td><p>SERVICES ON OPERATIONAL MATTERS</p></td><td><p>54&#160;090</p></td><td><p>252&#160;733</p></td><td><p>2&#160;077 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 3 &#8212; Total</span></p></td><td><p><span>14&#160;157&#160;769</span></p></td><td><p><span>12&#160;396&#160;194 ,&#8212;</span></p></td><td><p><span>12&#160;555&#160;868 ,&#8212;</span></p></td></tr><tr><td><p><span>4</span></p></td><td><p><span>DELEGATED TASKS</span></p></td></tr><tr><td><p>4 0</p></td><td><p>SINGLE INTERFACE TO TRADE REPOSITORIES</p></td><td><p>400&#160;000</p></td><td><p>875&#160;525</p></td><td><p>450&#160;924 ,&#8212;</p></td></tr><tr><td><p>4 1</p></td><td><p>INSTRUMENTS REFERENCE DATA</p></td><td><p>&#160;</p></td><td><p>1&#160;790&#160;000</p></td><td><p>2&#160;050&#160;000 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 4 &#8212; Total</span></p></td><td><p><span>400&#160;000</span></p></td><td><p><span>2&#160;665&#160;525</span></p></td><td><p><span>2&#160;500&#160;924 ,&#8212;</span></p></td></tr><tr><td><p><span>9</span></p></td><td><p><span>ITEMS OUTSIDE THE FORESEEN BUDGET LINES</span></p></td></tr><tr><td><p>9 0</p></td><td><p>ITEMS OUTSIDE THE FORESEEN BUDGET LINES</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>2&#160;358&#160;300 ,&#8212;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 9 &#8212; Total</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p><span>2&#160;358&#160;300 ,&#8212;</span></p></td></tr><tr/><tr/><tr><td><p>&#160;</p></td><td><p><span>GRAND TOTAL</span></p></td><td><p><span>67&#160;315&#160;921</span></p></td><td><p><span>60&#160;600&#160;822 ,&#8212;</span></p></td><td><p><span>56&#160;297&#160;646 ,&#8212;</span></p></td></tr></tbody></table>
Establishment plan
<table><col/><col/><col/><col/><col/><tbody><tr><td><p>Function group and grade</p></td><td><p>&#160;</p></td></tr><tr><td><p>2022</p></td><td><p>2021</p></td></tr><tr><td><p>Authorized under the Union budget</p></td><td><p>Authorized under the Union budget</p></td></tr><tr><td><p>Permanent posts</p></td><td><p>Temporary posts</p></td><td><p>Permanent posts</p></td><td><p>Temporary posts</p></td></tr><tr/><tr/><tr><td><p>AD 16</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>1<a>&#160;(<span>1</span>)</a></p></td></tr><tr><td><p>AD 15</p></td><td><p>&#8212;</p></td><td><p>3</p></td><td><p>&#8212;</p></td><td><p>3</p></td></tr><tr><td><p>AD 14</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>1</p></td></tr><tr><td><p>AD 13</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>3</p></td></tr><tr><td><p>AD 12</p></td><td><p>&#8212;</p></td><td><p>5</p></td><td><p>&#8212;</p></td><td><p>10</p></td></tr><tr><td><p>AD 11</p></td><td><p>&#8212;</p></td><td><p>7</p></td><td><p>&#8212;</p></td><td><p>15</p></td></tr><tr><td><p>AD 10</p></td><td><p>&#8212;</p></td><td><p>17</p></td><td><p>&#8212;</p></td><td><p>24</p></td></tr><tr><td><p>AD 9</p></td><td><p>&#8212;</p></td><td><p>36</p></td><td><p>&#8212;</p></td><td><p>42</p></td></tr><tr><td><p>AD 8</p></td><td><p>&#8212;</p></td><td><p>29</p></td><td><p>&#8212;</p></td><td><p>40</p></td></tr><tr><td><p>AD 7</p></td><td><p>&#8212;</p></td><td><p>42</p></td><td><p>&#8212;</p></td><td><p>45</p></td></tr><tr><td><p>AD 6</p></td><td><p>&#8212;</p></td><td><p>42</p></td><td><p>&#8212;</p></td><td><p>17</p></td></tr><tr><td><p>AD 5</p></td><td><p>&#8212;</p></td><td><p>49</p></td><td><p>&#8212;</p></td><td><p>37</p></td></tr><tr><td><p>Subtotal AD</p></td><td><p>&#8212;</p></td><td><p>233</p></td><td><p>&#8212;</p></td><td><p>238</p></td></tr><tr/><tr/><tr><td><p>AST 11</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 10</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 9</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 8</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>2</p></td></tr><tr><td><p>AST 7</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>3</p></td></tr><tr><td><p>AST 6</p></td><td><p>&#8212;</p></td><td><p>2</p></td><td><p>&#8212;</p></td><td><p>3</p></td></tr><tr><td><p>AST 5</p></td><td><p>&#8212;</p></td><td><p>5</p></td><td><p>&#8212;</p></td><td><p>3</p></td></tr><tr><td><p>AST 4</p></td><td><p>&#8212;</p></td><td><p>1</p></td><td><p>&#8212;</p></td><td><p>1</p></td></tr><tr><td><p>AST 3</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 2</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST 1</p></td><td><p>&#8212;</p></td><td><p>2</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>Subtotal AST</p></td><td><p>&#8212;</p></td><td><p>10</p></td><td><p>&#8212;</p></td><td><p>12</p></td></tr><tr/><tr/><tr><td><p>AST/SC 6</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 5</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 4</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 3</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 2</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>AST/SC 1</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr><td><p>Subtotal AST/SC</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td><td><p>&#8212;</p></td></tr><tr/><tr/><tr><td><p><span>Total</span></p></td><td><p><span>&#8212;</span></p></td><td><p><span>243</span></p></td><td><p><span>&#8212;</span></p></td><td><p><span>250</span></p></td></tr><tr><td><p><span>Grand Total</span></p></td><td><p><span>243</span></p></td><td><p><span>250</span></p></td></tr><tr><td><p><a>&#160;(<span>1</span>)</a></p></td></tr></tbody></table>
Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts
<table><col/><col/><col/><tbody><tr><td><p>Contract staff posts</p></td><td><p>2022</p></td><td><p>2021</p></td></tr><tr/><tr/><tr><td><p>FG IV</p></td><td><p>66</p></td><td><p>66</p></td></tr><tr><td><p>FG III</p></td><td><p>28</p></td><td><p>35</p></td></tr><tr><td><p>FG II</p></td><td><p>3</p></td><td><p>&#160;</p></td></tr><tr><td><p>FG I</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>Total FG</p></td><td><p>97</p></td><td><p>101</p></td></tr><tr/><tr/><tr><td><p>Seconded national experts posts</p></td><td><p>15</p></td><td><p>15</p></td></tr><tr><td><p>Total</p></td><td><p>112</p></td><td><p>116</p></td></tr></tbody></table>
<note>
( 1 ) 1 AD 16 post for the Chair of the CCP Supervisory Committee and 1 ad personam AD 16 post from 1 January to 31 December.
</note>