Document ID: 32020B1126(20)
Language: ENG

<table><col/><col/><col/><col/><tbody><tr><td><p>26.11.2020&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>C 407/90</p></td></tr></tbody></table>
Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2020 – amending budget No 3
(2020/C 407/20)
REVENUE
<table><col/><col/><col/><col/><col/><tbody><tr><td><p>Title</p><p>Chapter</p></td><td><p>Heading</p></td><td><p>Budget 2020</p></td><td><p>Amending budget No 3</p></td><td><p>New amount</p></td></tr><tr><td><p><span>1</span></p></td><td><p><span>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES</span></p></td></tr><tr><td><p>1 0</p></td><td><p>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES</p></td><td><p>22&#160;015&#160;379</p></td><td><p>&#8211;&#160;800&#160;212</p></td><td><p>21&#160;215&#160;167</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 1 &#8212; Total</span></p></td><td><p><span>22&#160;015&#160;379</span></p></td><td><p><span>&#8211;&#160;800&#160;212</span></p></td><td><p><span>21&#160;215&#160;167</span></p></td></tr><tr><td><p><span>2</span></p></td><td><p><span>CONTRIBUTION FROM THE EUROPEAN UNION</span></p></td></tr><tr><td><p>2 0</p></td><td><p>CONTRIBUTION FROM THE EUROPEAN UNION</p></td><td><p>17&#160;389&#160;880</p></td><td><p>&#8211;1&#160;725&#160;723</p></td><td><p>15&#160;664&#160;157</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 2 &#8212; Total</span></p></td><td><p><span>17&#160;389&#160;880</span></p></td><td><p><span>&#8211;1&#160;725&#160;723</span></p></td><td><p><span>15&#160;664&#160;157</span></p></td></tr><tr><td><p><span>3</span></p></td><td><p><span>FEES PAID TO THE AUTHORITY</span></p></td></tr><tr><td><p>3 0</p></td><td><p>FEES PAID TO THE AUTHORITY</p></td><td><p>13&#160;383&#160;007</p></td><td><p>1&#160;399&#160;484</p></td><td><p>14&#160;782&#160;491</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 3 &#8212; Total</span></p></td><td><p><span>13&#160;383&#160;007</span></p></td><td><p><span>1&#160;399&#160;484</span></p></td><td><p><span>14&#160;782&#160;491</span></p></td></tr><tr><td><p><span>4</span></p></td><td><p><span>CONTRIBUTION FROM OBSERVERS</span></p></td></tr><tr><td><p>4 0</p></td><td><p>CONTRIBUTION FROM OBSERVERS</p></td><td><p>625&#160;437</p></td><td><p>&#8211;22&#160;734</p></td><td><p>602&#160;703</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 4 &#8212; Total</span></p></td><td><p><span>625&#160;437</span></p></td><td><p><span>&#8211;22&#160;734</span></p></td><td><p><span>602&#160;703</span></p></td></tr><tr><td><p><span>6</span></p></td><td><p><span>ADMINISTRATIVE OPERATIONS</span></p></td></tr><tr><td><p>6 0</p></td><td><p>ADMINISTRATIVE OPERATIONS</p></td><td><p>0</p></td><td><p>&#160;</p></td><td><p>0</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 6 &#8212; Total</span></p></td><td><p><span>0</span></p></td><td><p>&#160;</p></td><td><p><span>0</span></p></td></tr><tr><td><p><span>7</span></p></td><td><p><span>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS</span></p></td></tr><tr><td><p>7 0</p></td><td><p>CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS</p></td><td><p>1&#160;697&#160;615</p></td><td><p>&#160;</p></td><td><p>1&#160;697&#160;615</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 7 &#8212; Total</span></p></td><td><p><span>1&#160;697&#160;615</span></p></td><td><p>&#160;</p></td><td><p><span>1&#160;697&#160;615</span></p></td></tr><tr/><tr/><tr><td><p>&#160;</p></td><td><p><span>GRAND TOTAL</span></p></td><td><p><span>55&#160;111&#160;318</span></p></td><td><p><span>&#8211;1&#160;149&#160;185</span></p></td><td><p><span>53&#160;962&#160;133</span></p></td></tr></tbody></table>
EXPENDITURE
<table><col/><col/><col/><col/><col/><tbody><tr><td><p>Title</p><p>Chapter</p></td><td><p>Heading</p></td><td><p>Appropriations 2020</p></td><td><p>Amending budget No 3</p></td><td><p>New amount</p></td></tr><tr><td><p><span>1</span></p></td><td><p><span>STAFF EXPENDITURE</span></p></td></tr><tr><td><p>1 1</p></td><td><p>STAFF IN ACTIVE EMPLOYMENT</p></td><td><p>31&#160;775&#160;318</p></td><td><p>&#8211;1&#160;499&#160;385</p></td><td><p>30&#160;275&#160;933</p></td></tr><tr><td><p>1 2</p></td><td><p>EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT</p></td><td><p>500&#160;000</p></td><td><p>&#160;</p></td><td><p>500&#160;000</p></td></tr><tr><td><p>1 4</p></td><td><p>SOCIAL-MEDICAL INFRASTRUCTURE</p></td><td><p>770&#160;000</p></td><td><p>&#8211;49&#160;000</p></td><td><p>721&#160;000</p></td></tr><tr><td><p>1 6</p></td><td><p>TRAINING</p></td><td><p>230&#160;000</p></td><td><p>57&#160;000</p></td><td><p>287&#160;000</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 1 &#8212; Total</span></p></td><td><p><span>33&#160;275&#160;318</span></p></td><td><p><span>&#8211;1&#160;491&#160;385</span></p></td><td><p><span>31&#160;783&#160;933</span></p></td></tr><tr><td><p><span>2</span></p></td><td><p><span>INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE</span></p></td></tr><tr><td><p>2 0</p></td><td><p>RENTAL OF BUILDING AND ASSOCIATED COSTS</p></td><td><p>6&#160;380&#160;000</p></td><td><p>&#160;</p></td><td><p>6&#160;380&#160;000</p></td></tr><tr><td><p>2 1</p></td><td><p>INFORMATION AND COMMUNICATION TECHNOLOGY</p></td><td><p>450&#160;000</p></td><td><p>&#160;</p></td><td><p>450&#160;000</p></td></tr><tr><td><p>2 3</p></td><td><p>CURRENT ADMINISTRATIVE EXPENDITURE</p></td><td><p>1&#160;045&#160;000</p></td><td><p>170&#160;000</p></td><td><p>1&#160;215&#160;000</p></td></tr><tr><td><p>2 7</p></td><td><p>REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS</p></td><td><p>6&#160;000</p></td><td><p>&#160;</p></td><td><p>6&#160;000</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 2 &#8212; Total</span></p></td><td><p><span>7&#160;881&#160;000</span></p></td><td><p><span>170&#160;000</span></p></td><td><p><span>8&#160;051&#160;000</span></p></td></tr><tr><td><p><span>3</span></p></td><td><p><span>OPERATING EXPENDITURES</span></p></td></tr><tr><td><p>3 1</p></td><td><p>TRAINING FOR A COMMON SUPERVISORY CULTURE</p></td><td><p>50&#160;000</p></td><td><p>&#8211;25&#160;000</p></td><td><p>25&#160;000</p></td></tr><tr><td><p>3 2</p></td><td><p>COLLECTION OF INFORMATION: IT PROJECTS</p></td><td><p>9&#160;145&#160;000</p></td><td><p>550&#160;000</p></td><td><p>9&#160;695&#160;000</p></td></tr><tr><td><p>3 4</p></td><td><p>LEGAL ADVICE</p></td><td><p>150&#160;000</p></td><td><p>&#8211;75&#160;000</p></td><td><p>75&#160;000</p></td></tr><tr><td><p>3 5</p></td><td><p>ACCESS TO DATA FOR ECONOMIC RESEARCH</p></td><td><p>600&#160;000</p></td><td><p>&#160;</p></td><td><p>600&#160;000</p></td></tr><tr><td><p>3 6</p></td><td><p>MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES</p></td><td><p>600&#160;000</p></td><td><p>&#8211;&#160;350&#160;000</p></td><td><p>250&#160;000</p></td></tr><tr><td><p>3 7</p></td><td><p>COMMUNICATION</p></td><td><p>460&#160;000</p></td><td><p>267&#160;200</p></td><td><p>727&#160;200</p></td></tr><tr><td><p>3 8</p></td><td><p>MEETING EXPENSES</p></td><td><p>415&#160;000</p></td><td><p>&#8211;&#160;135&#160;000</p></td><td><p>280&#160;000</p></td></tr><tr><td><p>3 9</p></td><td><p>SERVICES ON OPERATIONAL MATTERS</p></td><td><p>85&#160;000</p></td><td><p>&#8211;60&#160;000</p></td><td><p>25&#160;000</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 3 &#8212; Total</span></p></td><td><p><span>11&#160;505&#160;000</span></p></td><td><p><span>172&#160;200</span></p></td><td><p><span>11&#160;677&#160;200</span></p></td></tr><tr><td><p><span>4</span></p></td><td><p><span>DELEGATED TASKS</span></p></td></tr><tr><td><p>4 0</p></td><td><p>SINGLE INTERFACE TO TRADE REPOSITORIES</p></td><td><p>400&#160;000</p></td><td><p>&#160;</p></td><td><p>400&#160;000</p></td></tr><tr><td><p>4 1</p></td><td><p>INSTRUMENTS REFERENCE DATA</p></td><td><p>2&#160;050&#160;000</p></td><td><p>&#160;</p></td><td><p>2&#160;050&#160;000</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 4 &#8212; Total</span></p></td><td><p><span>2&#160;450&#160;000</span></p></td><td><p>&#160;</p></td><td><p><span>2&#160;450&#160;000</span></p></td></tr><tr><td><p><span>9</span></p></td><td><p><span>ITEMS OUTSIDE THE FORESEEN BUDGET LINES</span></p></td></tr><tr><td><p>9 0</p></td><td><p>ITEMS OUTSIDE THE FORESEEN BUDGET LINES</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr><td><p>&#160;</p></td><td><p><span>Title 9 &#8212; Total</span></p></td><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>&#160;</p></td></tr><tr/><tr/><tr><td><p>&#160;</p></td><td><p><span>GRAND TOTAL</span></p></td><td><p><span>55&#160;111&#160;318</span></p></td><td><p><span>&#8211;1&#160;149&#160;185</span></p></td><td><p><span>53&#160;962&#160;133</span></p></td></tr></tbody></table>