Document ID: 32023D0394
Language: ENG

<table><col/><col/><col/><col/><tbody><tr><td><p>21.2.2023&#160;&#160;&#160;</p></td><td><p>EN</p></td><td><p>Official Journal of the European Union</p></td><td><p>L 53/89</p></td></tr></tbody></table>
COMMISSION DECISION (EU) 2023/394
of 15 February 2023
updating Annex A to the Monetary Agreement between the European Union and the Principality of Monaco
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Having regard to the Monetary Agreement of 29 November 2011 between the European Union and the Principality of Monaco ( 1 ) , and in particular Article 11(3) thereof,
Whereas:
<table><col/><col/><tbody><tr><td><p>(1)</p></td><td><p>Article&#160;11(2) of the Monetary Agreement between the European Union and the Principality of Monaco (hereinafter &#8216;the Monetary Agreement&#8217;) requires the Principality of Monaco to apply the same rules as those established in the French Republic for the purposes of transposing European legal acts concerning the activities and prudential regulation of credit institutions and the prevention of systemic risks to payment and securities settlement systems contained in Annex A.</p></td></tr></tbody></table>
<table><col/><col/><tbody><tr><td><p>(2)</p></td><td><p>Pursuant to Article&#160;11(3) of the Monetary Agreement, Annex A to that Agreement must be updated by the Commission upon amendment of any relevant acts and also each time a new text is adopted by the European Union.</p></td></tr></tbody></table>
<table><col/><col/><tbody><tr><td><p>(3)</p></td><td><p>New texts have been adopted by the European Union and amendments have been made to the texts already referred to in Annex A.</p></td></tr></tbody></table>
<table><col/><col/><tbody><tr><td><p>(4)</p></td><td><p>Annex A to the Monetary Agreement should therefore be amended accordingly,</p></td></tr></tbody></table>
HAS ADOPTED THIS DECISION:
Article 1
Annex A to the Monetary Agreement between the European Union and the Principality of Monaco is hereby replaced by the text set out in the Annex to this Decision.
Article 2
This Decision shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union .
Done at Brussels, 15 February 2023.
For the Commission
The President
Ursula VON DER LEYEN
( 1 ) OJ C 23, 28.1.2012, p. 13 .
ANNEX
‘ANNEX A
<table><col/><col/><tbody><tr><td><p>&#160;</p></td><td><p>Legislation applicable to the activities and supervision of credit institutions and the prevention of systemic risks to payment and securities settlement systems</p></td></tr><tr><td><p>1</p></td><td><p>With regard to the provisions applicable to credit institutions</p><p><span>Council Directive&#160;86/635/EEC</span> of 8&#160;December 1986 on the annual accounts and consolidated accounts of banks and other financial institutions (<a>OJ&#160;L&#160;372, 31.12.1986, p.&#160;1</a>)</p></td></tr><tr><td><p>&#160;</p></td><td><p>amended by:</p></td></tr><tr><td><p>1-2</p></td><td><p>Directive&#160;2001/65/EC of the European Parliament and of the Council of 27&#160;September 2001 amending Directives&#160;78/660/EEC, 83/349/EEC and&#160;86/635/EEC as regards the valuation rules for the annual and consolidated accounts of certain types of companies as well as of banks and other financial institutions (<a>OJ&#160;L&#160;283, 27.10.2001, p.&#160;28</a>)</p></td></tr><tr><td><p>1-3</p></td><td><p>Directive&#160;2003/51/EC of the European Parliament and of the Council of 18&#160;June 2003 amending Directives&#160;78/660/EEC, 83/349/EEC, 86/635/EEC and&#160;91/674/EEC on the annual and consolidated accounts of certain types of companies, banks and other financial institutions and insurance undertakings (<a>OJ&#160;L&#160;178, 17.7.2003, p.&#160;16</a>)</p></td></tr><tr><td><p>1-4</p></td><td><p>Directive&#160;2006/46/EC of the European Parliament and of the Council of 14&#160;June 2006 amending Council Directives&#160;78/660/EEC on the annual accounts of certain types of companies, 83/349/EEC on consolidated accounts, 86/635/EEC on the annual accounts and consolidated accounts of banks and other financial institutions and&#160;91/674/EEC on the annual accounts and consolidated accounts of insurance undertakings (<a>OJ&#160;L&#160;224, 16.8.2006, p.&#160;1</a>)</p></td></tr><tr><td><p>2</p></td><td><p><span>Council Directive&#160;89/117/EEC</span> of 13&#160;February 1989 on the obligations of branches established in a Member State of credit institutions and financial institutions having their head offices outside that Member State regarding the publication of annual accounting documents (<a>OJ&#160;L&#160;44, 16.2.1989, p.&#160;40</a>)</p></td></tr><tr><td><p>3</p></td><td><p><span>Directive&#160;98/26/EC</span> of the European Parliament and of the Council of 19&#160;May 1998 on settlement finality in payment and securities settlement systems (<a>OJ&#160;L&#160;166, 11.6.1998, p.&#160;45</a>)</p></td></tr><tr><td><p>&#160;</p></td><td><p>amended by:</p></td></tr><tr><td><p>3-1</p></td><td><p>Directive&#160;2009/44/EC of the European Parliament and of the Council of 6&#160;May 2009 amending Directive&#160;98/26/EC on settlement finality in payment and securities settlement systems and Directive&#160;2002/47/EC on financial collateral arrangements as regards linked systems and credit claims (<a>OJ&#160;L&#160;146, 10.6.2009, p.&#160;37</a>)</p></td></tr><tr><td><p>3-2</p></td><td><p>Directive&#160;2010/78/EU of the European Parliament and of the Council of 24&#160;November 2010 amending Directives&#160;98/26/EC, 2002/87/EC, 2003/6/EC, 2003/41/EC, 2003/71/EC, 2004/39/EC, 2004/109/EC, 2005/60/EC, 2006/48/EC, 2006/49/EC and&#160;2009/65/EC in respect of the powers of the European Supervisory Authority (European Banking Authority), the European Supervisory Authority (European Insurance and Occupational Pensions Authority) and the European Supervisory Authority (European Securities and Markets Authority) (<a>OJ&#160;L&#160;331, 15.12.2010, p.&#160;120</a>)</p></td></tr><tr><td><p>3-3</p></td><td><p>Regulation (EU) No&#160;648/2012 of the European Parliament and of the Council of 4&#160;July 2012 on OTC derivatives, central counterparties and trade repositories (<a>OJ&#160;L&#160;201, 27.7.2012, p.&#160;1</a>)</p></td></tr><tr><td><p>3-4</p></td><td><p>Regulation (EU) No&#160;909/2014 of the European Parliament and of the Council of 23&#160;July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directive&#160;98/26/EC and&#160;2014/65/EU and Regulation (EU) No&#160;236/2012 (<a>OJ&#160;L&#160;257, 28.8.2014, p.&#160;1</a>)</p></td></tr><tr><td><p>3-5</p></td><td><p>Directive (EU)&#160;2019/879 of the European Parliament and of the Council of 20&#160;May 2019 amending Directive&#160;2014/59/EU as regards the loss-absorbing and recapitalisation capacity of credit institutions and investment firms and Directive&#160;98/26/EC (<a>OJ&#160;L&#160;150, 7.6.2019, p.&#160;296</a>) and the related level 2 measures, where applicable</p></td></tr><tr><td><p>4</p></td><td><p><span>Directive&#160;2001/24/EC</span> of the European Parliament and of the Council of 4&#160;April 2001 on the reorganisation and winding up of credit institutions (<a>OJ&#160;L&#160;125, 5.5.2001, p.&#160;15</a>)</p></td></tr><tr><td><p>&#160;</p></td><td><p>amended by:</p></td></tr><tr><td><p>4-1</p></td><td><p>Directive&#160;2014/59/EU of the European Parliament and of the Council of 15&#160;May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive&#160;82/891/EEC, and Directives&#160;2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and&#160;2013/36/EU, and Regulations (EU) No&#160;1093/2010 and (EU) No&#160;648/2012, of the European Parliament and of the Council (<a>OJ&#160;L&#160;173, 12.6.2014, p.&#160;190</a>)</p></td></tr><tr><td><p>5</p></td><td><p><span>Directive&#160;2002/47/EC</span> of the European Parliament and of the Council of 6&#160;June 2002 on financial collateral arrangements (<a>OJ&#160;L&#160;168, 27.6.2002, p.&#160;43</a>)</p></td></tr><tr><td><p>&#160;</p></td><td><p>amended by:</p></td></tr><tr><td><p>5-1</p></td><td><p>Directive&#160;2009/44/EC of the European Parliament and of the Council of 6&#160;May 2009 amending Directive&#160;98/26/EC on settlement finality in payment and securities settlement systems and Directive&#160;2002/47/EC on financial collateral arrangements as regards linked systems and credit claims (<a>OJ&#160;L&#160;146, 10.6.2009, p.&#160;37</a>)</p></td></tr><tr><td><p>5-2</p></td><td><p>Directive&#160;2014/59/EU of the European Parliament and of the Council of 15&#160;May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive&#160;82/891/EEC, and Directives&#160;2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and&#160;2013/36/EU, and Regulations (EU) No&#160;1093/2010 and (EU) No&#160;648/2012, of the European Parliament and of the Council (<a>OJ&#160;L&#160;173, 12.6.2014, p.&#160;190</a>)</p></td></tr><tr><td><p>5-3</p></td><td><p>Regulation (EU)&#160;2021/23 of the European Parliament and of the Council of 16&#160;December 2020 on a framework for the recovery and resolution of central counterparties and amending Regulations (EU) No&#160;1095/2010, (EU) No&#160;648/2012, (EU) No&#160;600/2014, (EU) No&#160;806/2014 and (EU)&#160;2015/2365 and Directives&#160;2002/47/EC, 2004/25/EC, 2007/36/EC, 2014/59/EU and (EU)&#160;2017/1132 (<a>OJ&#160;L&#160;22, 22.1.2021, p.&#160;1</a>)</p></td></tr><tr><td><p>6</p></td><td><p><span>Directive&#160;2002/87/EC</span> of the European Parliament and of the Council of 16&#160;December 2002 on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate and amending Council Directives&#160;73/239/EEC, 79/267/EEC, 92/49/EEC, 92/96/EEC, 93/6/EEC and&#160;93/22/EEC, and Directives&#160;98/78/EC and&#160;2000/12/EC of the European Parliament and of the Council (<a>OJ&#160;L&#160;35, 11.2.2003, p.&#160;1</a>) and the related level 2 measures, where applicable</p></td></tr><tr><td><p>&#160;</p></td><td><p>amended by:</p></td></tr><tr><td><p>6-1</p></td><td><p>Directive&#160;2005/1/EC of the European Parliament and of the Council of 9&#160;March 2005 amending Council Directives&#160;73/239/EEC, 85/611/EEC, 91/675/EEC, 92/49/EEC and&#160;93/6/EEC and Directives&#160;94/19/EC, 98/78/EC, 2000/12/EC, 2001/34/EC, 2002/83/EC and&#160;2002/87/EC in order to establish a new organisational structure for financial services committees (<a>OJ&#160;L&#160;79, 24.3.2005, p.&#160;9</a>)</p></td></tr><tr><td><p>6-2</p></td><td><p>Directive&#160;2008/25/EC of the European Parliament and of the Council of 11&#160;March 2008 amending Directive&#160;2002/87/EC on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate, as regards the implementing powers conferred on the Commission (<a>OJ&#160;L&#160;81, 20.3.2008, p.&#160;40</a>)</p></td></tr><tr><td><p>6-3</p></td><td><p>Directive&#160;2010/78/EU of the European Parliament and of the Council of 24&#160;November 2010 amending Directives&#160;98/26/EC, 2002/87/EC, 2003/6/EC, 2003/41/EC, 2003/71/EC, 2004/39/EC, 2004/109/EC, 2005/60/EC, 2006/48/EC, 2006/49/EC and&#160;2009/65/EC in respect of the powers of the European Supervisory Authority (European Banking Authority), the European Supervisory Authority (European Insurance and Occupational Pensions Authority) and the European Supervisory Authority (European Securities and Markets Authority) (<a>OJ&#160;L&#160;331, 15.12.2010, p.&#160;120</a>)</p></td></tr><tr><td><p>6-4</p></td><td><p>Directive&#160;2011/89/EU of the European Parliament and of the Council of 16&#160;November 2011 amending Directives&#160;98/78/EC, 2002/87/EC, 2006/48/EC and&#160;2009/138/EC as regards the supplementary supervision of financial entities in a financial conglomerate (<a>OJ&#160;L&#160;326, 8.12.2011, p.&#160;113</a>)</p></td></tr><tr><td><p>6-5</p></td><td><p>With the exception of Title V:</p><p>Directive&#160;2013/36/EU of the European Parliament and of the Council of 26&#160;June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive&#160;2002/87/EC and repealing Directives&#160;2006/48/EC and&#160;2006/49/EC (<a>OJ&#160;L&#160;176, 27.6.2013, p.&#160;338</a>)</p></td></tr><tr><td><p>6-6</p></td><td><p>Directive (EU)&#160;2019/2034 of the European Parliament and of the Council of 27&#160;November 2019 on the prudential supervision of investment firms and amending Directives&#160;2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and&#160;2014/65/EU (<a>OJ&#160;L&#160;314, 5.12.2019, p.&#160;64</a>)</p></td></tr><tr><td><p>7</p></td><td><p><span>Directive&#160;2009/110/EC</span> of the European Parliament and of the Council of 16&#160;September 2009 on the taking up, pursuit and prudential supervision of the business of electronic money institutions amending Directives&#160;2005/60/EC and&#160;2006/48/EC and repealing Directive&#160;2000/46/EC (<a>OJ&#160;L&#160;267, 10.10.2009, p.&#160;7</a>)</p></td></tr><tr><td><p>&#160;</p></td><td><p>amended by:</p></td></tr><tr><td><p>7-1</p></td><td><p>With the exception of Title V:</p><p>Directive&#160;2013/36/EU of the European Parliament and of the Council of 26&#160;June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive&#160;2002/87/EC and repealing Directives&#160;2006/48/EC and&#160;2006/49/EC (<a>OJ&#160;L&#160;176, 27.6.2013, p.&#160;338</a>)</p></td></tr><tr><td><p>7-2</p></td><td><p>With the exception of Titles III and IV:</p><p>Directive (EU)&#160;2015/2366 of the European Parliament and of the Council of 25&#160;November 2015 on payment services in the internal market, amending Directives&#160;2002/65/EC, 2009/110/EC and&#160;2013/36/EU and Regulation (EU) No&#160;1093/2010, and repealing Directive&#160;2007/64/EC (<a>OJ&#160;L&#160;337, 23.12.2015, p.&#160;35</a>)</p></td></tr><tr><td><p>8</p></td><td><p><span>Regulation (EU) No&#160;1093/2010</span> of the European Parliament and of the Council of 24&#160;November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No&#160;716/2009/EC and repealing Commission Decision&#160;2009/78/EC (<a>OJ&#160;L&#160;331, 15.12.2010, p.&#160;12</a>)</p></td></tr><tr><td><p>&#160;</p></td><td><p>amended by:</p></td></tr><tr><td><p>8-1</p></td><td><p>Regulation (EU) No&#160;1022/2013 of the European Parliament and of the Council of 22&#160;October 2013 amending Regulation (EU) No&#160;1093/2010 establishing a European Supervisory Authority (European Banking Authority) as regards the conferral of specific tasks on the European Central Bank pursuant to Council Regulation (EU) No&#160;1024/2013 (<a>OJ&#160;L&#160;287, 29.10.2013, p.&#160;5</a>)</p></td></tr><tr><td><p>8-2</p></td><td><p>Directive&#160;2014/17/EU of the European Parliament and of the Council of 4&#160;February 2014 on credit agreements for consumers relating to residential immovable property and amending Directives&#160;2008/48/EC and&#160;2013/36/EU and Regulation (EU) No&#160;1093/2010 (<a>OJ&#160;L&#160;60, 28.2.2014, p.&#160;34</a>)</p></td></tr><tr><td><p>8-3</p></td><td><p>Directive&#160;2014/59/EU of the European Parliament and of the Council of 15&#160;May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive&#160;82/891/EEC, and Directives&#160;2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and&#160;2013/36/EU, and Regulations (EU) No&#160;1093/2010 and (EU) No&#160;648/2012, of the European Parliament and of the Council (<a>OJ&#160;L&#160;173, 12.6.2014, p.&#160;190</a>)</p></td></tr><tr><td><p>8-4</p></td><td><p>Regulation (EU) No&#160;806/2014 of the European Parliament and of the Council of 15&#160;July 2014 establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of a Single Resolution Mechanism and a Single Resolution Fund and amending Regulation (EU) No&#160;1093/2010 (<a>OJ&#160;L&#160;225, 30.7.2014, p.&#160;1</a>)</p></td></tr><tr><td><p>8-5</p></td><td><p>With the exception of Titles III and IV:</p><p>Directive (EU)&#160;2015/2366 of the European Parliament and of the Council of 25&#160;November 2015 on payment services in the internal market, amending Directives&#160;2002/65/EC, 2009/110/EC and&#160;2013/36/EU and Regulation (EU) No&#160;1093/2010, and repealing Directive&#160;2007/64/EC (<a>OJ&#160;L&#160;337, 23.12.2015, p.&#160;35</a>)</p></td></tr><tr><td><p>8-6</p></td><td><p>Regulation (EU)&#160;2019/2033 of the European Parliament and of the Council of 27&#160;November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No&#160;1093/2010, (EU) No&#160;575/2013, (EU) No&#160;600/2014 and (EU) No&#160;806/2014 (<a>OJ&#160;L&#160;314, 5.12.2019, p.&#160;1</a>)</p></td></tr><tr><td><p>9</p></td><td><p><span>Regulation (EU) No&#160;648/2012</span> of the European Parliament and of the Council of 4&#160;July 2012 on OTC derivatives, central counterparties and trade repositories (<a>OJ&#160;L&#160;201, 27.7.2012, p.&#160;1</a>) and the related level 2 measures, where applicable</p></td></tr><tr><td><p>&#160;</p></td><td><p>amended by:</p></td></tr><tr><td><p>9-1</p></td><td><p>Regulation (EU) No&#160;575/2013 of the European Parliament and of the Council of 26&#160;June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No&#160;648/2012 (<a>OJ&#160;L&#160;176, 27.6.2013, p.&#160;1</a>)</p></td></tr><tr><td><p>9-2</p></td><td><p>Directive&#160;2014/59/EU of the European Parliament and of the Council of 15&#160;May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive&#160;82/891/EEC, and Directives&#160;2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and&#160;2013/36/EU, and Regulations (EU) No&#160;1093/2010 and (EU) No&#160;648/2012, of the European Parliament and of the Council (<a>OJ&#160;L&#160;173, 12.6.2014, p.&#160;190</a>)</p></td></tr><tr><td><p>9-3</p></td><td><p>Regulation (EU) No&#160;600/2014 of the European Parliament and of the Council of 15&#160;May 2014 on markets in financial instruments and amending Regulation (EU) No&#160;648/2012 (<a>OJ&#160;L&#160;173, 12.6.2014, p.&#160;84</a>) and the related level 2 measures, where applicable</p></td></tr><tr><td><p>&#160;</p></td><td><p>amended by:</p></td></tr><tr><td><p>9-3-1</p></td><td><p>Regulation (EU)&#160;2016/1033 of the European Parliament and of the Council of 23&#160;June 2016 amending Regulation (EU) No&#160;600/2014 on markets in financial instruments, Regulation (EU) No&#160;596/2014 on market abuse and Regulation (EU) No&#160;909/2014 on improving securities settlement in the European Union and on central securities depositories (<a>OJ&#160;L&#160;175, 30.6.2016, p.&#160;1&#8211;7</a>)</p></td></tr><tr><td><p>9-4</p></td><td><p>Directive (EU)&#160;2015/849 of the European Parliament and of the Council of 20&#160;May 2015 on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing, amending Regulation (EU) No&#160;648/2012 of the European Parliament and of the Council, and repealing Directive&#160;2005/60/EC of the European Parliament and of the Council and Commission Directive&#160;2006/70/EC (<a>OJ&#160;L&#160;141, 5.6.2015, p.&#160;73</a>)</p></td></tr><tr><td><p>9-5</p></td><td><p>Regulation (EU)&#160;2015/2365 of the European Parliament and of the Council of 25&#160;November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No&#160;648/2012 (<a>OJ&#160;L&#160;337, 23.12.2015, p.&#160;1</a>), in relation to credit institutions</p></td></tr><tr><td><p>9-6</p></td><td><p>Regulation (EU)&#160;2019/834 of the European Parliament and of the Council of 20&#160;May 2019 amending Regulation (EU) No&#160;648/2012 as regards the clearing obligation, the suspension of the clearing obligation, the reporting requirements, the risk-mitigation techniques for OTC derivative contracts not cleared by a central counterparty, the registration and supervision of trade repositories and the requirement for trade repositories (<a>OJ&#160;L&#160;141, 28.5.2019, p.&#160;42</a>)</p></td></tr><tr><td><p>9-7</p></td><td><p>Regulation (EU)&#160;2019/876 of the European Parliament and of the Council of 20&#160;May 2019 amending Regulation (EU) No&#160;575/2013 as regards the leverage ratio, the net stable funding ratio, requirements for own funds and eligible liabilities, counterparty credit risk, market risk, exposures to central counterparties, exposures to collective investment undertakings, large exposures, reporting and disclosure requirements, and Regulation (EU) No&#160;648/2012 (<a>OJ&#160;L&#160;150, 7.6.2019, p.&#160;1</a>) and the related level 2 measures, where applicable</p></td></tr><tr><td><p>9-8</p></td><td><p>Regulation (EU)&#160;2021/23 of the European Parliament and of the Council of 16&#160;December 2020 on a framework for the recovery and resolution of central counterparties and amending Regulations (EU) No&#160;1095/2010, (EU) No&#160;648/2012, (EU) No&#160;600/2014, (EU) No&#160;806/2014 and (EU)&#160;2015/2365 and Directives&#160;2002/47/EC, 2004/25/EC, 2007/36/EC, 2014/59/EU and (EU)&#160;2017/1132 (<a>OJ&#160;L&#160;22, 22.1.2021, p.&#160;1</a>)</p></td></tr><tr><td><p>9-9</p></td><td><p>Regulation (EU)&#160;2021/168 of the European Parliament and of the Council of 10&#160;February 2021 amending Regulation (EU)&#160;2016/1011 as regards the exemption of certain third-country spot foreign exchange benchmarks and the designation of replacements for certain benchmarks in cessation, and amending Regulation (EU) No&#160;648/2012 (<a>OJ&#160;L&#160;49, 12.2.2021, p.&#160;6</a>)</p></td></tr><tr><td><p>10</p></td><td><p><span>Regulation (EU) No&#160;575/2013</span> of the European Parliament and of the Council of 26&#160;June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No&#160;648/2012 (<a>OJ&#160;L&#160;176, 27.6.2013, p.&#160;1</a>) and the related level 2 measures, where applicable</p></td></tr><tr><td><p>&#160;</p></td><td><p>amended by:</p></td></tr><tr><td><p>10-1</p></td><td><p>Regulation (EU)&#160;2017/2395 of the European Parliament and of the Council of 12&#160;December 2017 amending Regulation (EU) No&#160;575/2013 as regards transitional arrangements for mitigating the impact of the introduction of IFRS 9 on own funds and for the large exposures treatment of certain public sector exposures denominated in the domestic currency of any Member State (<a>OJ&#160;L&#160;345, 27.12.2017, p.&#160;27</a>)</p></td></tr><tr><td><p>10-2</p></td><td><p>Regulation (EU)&#160;2017/2401 of the European Parliament and of the Council of 12&#160;December 2017 amending Regulation (EU) No&#160;575/2013 on prudential requirements for credit institutions and investment firms (<a>OJ&#160;L&#160;347, 28.12.2017, p.&#160;1</a>)</p></td></tr><tr><td><p>10-3</p></td><td><p>Regulation (EU)&#160;2019/630 of the European Parliament and of the Council of 17&#160;April 2019 amending Regulation (EU) No&#160;575/2013 as regards minimum loss coverage for non-performing exposures (<a>OJ&#160;L&#160;111, 25.4.2019, p.&#160;4</a>)</p></td></tr><tr><td><p>10-4</p></td><td><p>Regulation (EU)&#160;2019/876 of the European Parliament and of the Council of 20&#160;May 2019 amending Regulation (EU) No&#160;575/2013 as regards the leverage ratio, the net stable funding ratio, requirements for own funds and eligible liabilities, counterparty credit risk, market risk, exposures to central counterparties, exposures to collective investment undertakings, large exposures, reporting and disclosure requirements, and Regulation (EU) No&#160;648/2012 (<a>OJ&#160;L&#160;150, 7.6.2019, p.&#160;1</a>) and the related level 2 measures, where applicable</p></td></tr><tr><td><p>10-5</p></td><td><p>Regulation (EU)&#160;2019/2033 of the European Parliament and of the Council of 27&#160;November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No&#160;1093/2010, (EU) No&#160;575/2013, (EU) No&#160;600/2014 and (EU) No&#160;806/2014 (<a>OJ&#160;L&#160;314, 5.12.2019, p.&#160;1</a>)</p></td></tr><tr><td><p>10-6</p></td><td><p>Regulation (EU)&#160;2020/873 of the European Parliament and of the Council of 24&#160;June 2020 amending Regulations (EU) No&#160;575/2013 and (EU)&#160;2019/876 as regards certain adjustments in response to the COVID-19 pandemic (<a>OJ&#160;L&#160;204, 26.6.2020, p.&#160;4</a>)</p></td></tr><tr><td><p>10-7</p></td><td><p>Regulation (EU)&#160;2021/558 of the European Parliament and of the Council of 31&#160;March 2021 amending Regulation (EU) No&#160;575/2013 as regards adjustments to the securitisation framework to support the economic recovery in response to the COVID-19 crisis (<a>OJ&#160;L&#160;116, 6.4.2021, p 25</a>)</p></td></tr><tr><td><p>11</p></td><td><p>With the exception of Title V:</p><p><span>Directive&#160;2013/36/EU</span> of the European Parliament and of the Council of 26&#160;June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive&#160;2002/87/EC and repealing Directives&#160;2006/48/EC and&#160;2006/49/EC (<a>OJ&#160;L&#160;176, 27.6.2013, p.&#160;338</a>) and the related level 2 measures, where applicable</p></td></tr><tr><td><p>&#160;</p></td><td><p>amended by:</p></td></tr><tr><td><p>11-1</p></td><td><p>Directive&#160;2014/59/EU of the European Parliament and of the Council of 15&#160;May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive&#160;82/891/EEC, and Directives&#160;2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and&#160;2013/36/EU, and Regulations (EU) No&#160;1093/2010 and (EU) No&#160;648/2012, of the European Parliament and of the Council (<a>OJ&#160;L&#160;173, 12.6.2014, p.&#160;190</a>)</p></td></tr><tr><td><p>11-2</p></td><td><p>Directive (EU)&#160;2019/878 of the European Parliament and of the Council of 20&#160;May 2019 amending Directive&#160;2013/36/EU as regards exempted entities, financial holding companies, mixed financial holding companies, remuneration, supervisory measures and powers and capital conservation measures (<a>OJ&#160;L&#160;150, 7.6.2019, p.&#160;253</a>) and the related level 2 measures, where applicable</p></td></tr><tr><td><p>11-3</p></td><td><p>Directive (EU)&#160;2019/2034 of the European Parliament and of the Council of 27&#160;November 2019 on the prudential supervision of investment firms and amending Directives&#160;2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and&#160;2014/65/EU (<a>OJ&#160;L&#160;314, 5.12.2019, p.&#160;64</a>)</p></td></tr><tr><td><p>11-4</p></td><td><p>Directive (EU)&#160;2021/338 of the European Parliament and of the Council of 16&#160;February 2021 amending Directive&#160;2014/65/EU as regards information requirements, product governance and position limits, and Directives&#160;2013/36/EU and (EU)&#160;2019/878 as regards their application to investment firms, to help the recovery from the COVID-19 crisis (<a>OJ&#160;L&#160;68, 26.2.2021, p.&#160;14</a>)</p></td></tr><tr><td><p>12</p></td><td><p><span>Directive&#160;2014/49/EU</span> of the European Parliament and of the Council of 16&#160;April 2014 on deposit-guarantee schemes (recast) (<a>OJ&#160;L&#160;173, 12.6.2014, p.&#160;149</a>)</p></td></tr><tr><td><p>13</p></td><td><p><span>Directive&#160;2014/59/EU</span> of the European Parliament and of the Council of 15&#160;May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive&#160;82/891/EEC, and Directives&#160;2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and&#160;2013/36/EU, and Regulations (EU) No&#160;1093/2010 and (EU) No&#160;648/2012, of the European Parliament and of the Council (<a>OJ&#160;L&#160;173, 12.6.2014, p.&#160;190</a>) and the related level 2 measures, where applicable</p></td></tr><tr><td><p>&#160;</p></td><td><p>amended by:</p></td></tr><tr><td><p>13-1</p></td><td><p>Directive (EU)&#160;2017/2399 of the European Parliament and of the Council of 12&#160;December 2017 amending Directive&#160;2014/59/EU as regards the ranking of unsecured debt instruments in insolvency hierarchy (<a>OJ&#160;L&#160;345, 27.12.2017, p.&#160;96</a>)</p></td></tr><tr><td><p>13-2</p></td><td><p>Directive (EU)&#160;2019/879 of the European Parliament and of the Council of 20&#160;May 2019 amending Directive&#160;2014/59/EU as regards the loss-absorbing and recapitalisation capacity of credit institutions and investment firms and Directive&#160;98/26/EC (<a>OJ&#160;L&#160;150, 7.6.2019, p.&#160;296</a>) and the related level 2 measures, where applicable</p></td></tr><tr><td><p>13-3</p></td><td><p>Directive (EU)&#160;2019/2034 of the European Parliament and of the Council of 27&#160;November 2019 on the prudential supervision of investment firms and amending Directives&#160;2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and&#160;2014/65/EU (<a>OJ&#160;L&#160;314, 5.12.2019, p.&#160;64</a>)</p></td></tr><tr><td><p>13-4</p></td><td><p>Regulation (EU)&#160;2021/23 of the European Parliament and of the Council of 16&#160;December 2020 on a framework for the recovery and resolution of central counterparties and amending Regulations (EU) No&#160;1095/2010, (EU) No&#160;648/2012, (EU) No&#160;600/2014, (EU) No&#160;806/2014 and (EU)&#160;2015/2365 and Directives&#160;2002/47/EC, 2004/25/EC, 2007/36/EC, 2014/59/EU and (EU)&#160;2017/1132 (<a>OJ&#160;L&#160;22, 22.1.2021, p.&#160;1</a>)</p></td></tr><tr><td><p>14</p></td><td><p>With regard to the provisions applicable to credit institutions and with the exception of Articles 34 to 36 and Title III:</p><p><span>Directive&#160;2014/65/EU</span> of the European Parliament and of the Council of 15&#160;May 2014 on markets in financial instruments and amending Directive&#160;2002/92/EC and Directive&#160;2011/61/EU (recast) (<a>OJ&#160;L&#160;173, 12.6.2014, p.&#160;349</a>) and the related level 2 measures, where applicable</p></td></tr><tr><td><p>&#160;</p></td><td><p>amended by:</p></td></tr><tr><td><p>14-1</p></td><td><p>Regulation (EU) No&#160;909/2014 of the European Parliament and of the Council of 23&#160;July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives&#160;98/26/EC and&#160;2014/65/EU and Regulation (EU) No&#160;236/2012 (<a>OJ&#160;L&#160;257, 28.8.2014, p.&#160;1</a>)</p></td></tr><tr><td><p>14-2</p></td><td><p>Directive (EU)&#160;2016/1034 of the European Parliament and of the Council of 23&#160;June 2016 amending Directive&#160;2014/65/EU on markets in financial instruments (<a>OJ&#160;L&#160;175, 30.6.2016, p.&#160;8</a>)</p></td></tr><tr><td><p>14-3</p></td><td><p>With the exception of Article&#160;64(5):</p><p>Directive (EU)&#160;2019/2034 of the European Parliament and of the Council of 27&#160;November 2019 on the prudential supervision of investment firms and amending Directives&#160;2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and&#160;2014/65/EU (<a>OJ&#160;L&#160;314, 5.12.2019, p.&#160;64</a>)</p></td></tr><tr><td><p>14-4</p></td><td><p>Directive (EU)&#160;2019/2177 of the European Parliament and of the Council of 18&#160;December 2019 amending Directive&#160;2009/138/EC on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II), Directive&#160;2014/65/EU on markets in financial instruments and Directive (EU)&#160;2015/849 on the prevention of the use of the financial system for the purposes of money-laundering or terrorist financing (<a>OJ&#160;L&#160;334, 27.12.2019, p.&#160;155</a>)</p></td></tr><tr><td><p>14-5</p></td><td><p>Directive (EU)&#160;2020/1504 of the European Parliament and of the Council of 7&#160;October 2020 amending Directive&#160;2014/65/EU on markets in financial instruments (<a>OJ&#160;L&#160;347, 20.10.2020, p.&#160;50</a>)</p></td></tr><tr><td><p>14-6</p></td><td><p>Directive (EU)&#160;2021/338 of the European Parliament and of the Council of 16&#160;February 2021 amending Directive&#160;2014/65/EU as regards information requirements, product governance and position limits, and Directives&#160;2013/36/EU and (EU)&#160;2019/878 as regards their application to investment firms, to help the recovery from the COVID-19 crisis (<a>OJ&#160;L&#160;68, 26.2.2021, p.&#160;14</a>)</p></td></tr><tr><td><p>15</p></td><td><p><span>Regulation (EU) No&#160;909/2014</span> of the European Parliament and of the Council of 23&#160;July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives&#160;98/26/EC and&#160;2014/65/EU and Regulation (EU) No&#160;236/2012 (<a>OJ&#160;L&#160;257, 28.8.2014, p.&#160;1</a>)</p></td></tr><tr><td><p>&#160;</p></td><td><p>amended by:</p></td></tr><tr><td><p>15-1</p></td><td><p>Regulation (EU)&#160;2016/1033 of the European Parliament and of the Council of 23&#160;June 2016 amending Regulation (EU) No&#160;600/2014 on markets in financial instruments, Regulation (EU) No&#160;596/2014 on market abuse and Regulation (EU) No&#160;909/2014 on improving securities settlement in the European Union and on central securities depositories (<a>OJ&#160;L&#160;175, 30.6.2016, p.&#160;1</a>)</p></td></tr><tr><td><p>16</p></td><td><p>With regard to the provisions applicable to credit institutions</p><p><span>Regulation (EU) No&#160;600/2014</span> of the European Parliament and of the Council of 15&#160;May 2014 on markets in financial instruments and amending Regulation (EU) No&#160;648/2012 (<a>OJ&#160;L&#160;173, 12.6.2014, p.&#160;84</a>)</p></td></tr><tr><td><p>&#160;</p></td><td><p>amended by:</p></td></tr><tr><td><p>16-1</p></td><td><p>Regulation (EU)&#160;2016/1033 of the European Parliament and of the Council of 23&#160;June 2016 amending Regulation (EU) No&#160;600/2014 on markets in financial instruments, Regulation (EU) No&#160;596/2014 on market abuse and Regulation (EU) No&#160;909/2014 on improving securities settlement in the European Union and on central securities depositories (<a>OJ&#160;L&#160;175, 30.6.2016, p.&#160;1</a>)</p></td></tr><tr><td><p>16-2</p></td><td><p>Regulation (EU)&#160;2019/2033 of the European Parliament and of the Council of 27&#160;November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No&#160;1093/2010, (EU) No&#160;575/2013, (EU) No&#160;600/2014 and (EU) No&#160;806/2014 (<a>OJ&#160;L&#160;314, 5.12.2019, p.&#160;1</a>)</p></td></tr><tr><td><p>16-3</p></td><td><p>Regulation (EU)&#160;2021/23 of the European Parliament and of the Council of 16&#160;December 2020 on a framework for the recovery and resolution of central counterparties and amending Regulations (EU) No&#160;1095/2010, (EU) No&#160;648/2012, (EU) No&#160;600/2014, (EU) No&#160;806/2014 and (EU)&#160;2015/2365 and Directives&#160;2002/47/EC, 2004/25/EC, 2007/36/EC, 2014/59/EU and (EU)&#160;2017/1132 (<a>OJ&#160;L&#160;22, 22.1.2021, p.&#160;1</a>)</p></td></tr><tr><td><p>17</p></td><td><p><span>Regulation (EU)&#160;2015/2365</span> of the European Parliament and of the Council of 25&#160;November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No&#160;648/2012 (<a>OJ&#160;L&#160;337, 23.12.2015, p.&#160;1</a>), in relation to credit institutions</p><p>amended by:</p></td></tr><tr><td><p>17-1</p></td><td><p>Regulation (EU)&#160;2021/23 of the European Parliament and of the Council of 16&#160;December 2020 on a framework for the recovery and resolution of central counterparties and amending Regulations (EU) No&#160;1095/2010, (EU) No&#160;648/2012, (EU) No&#160;600/2014, (EU) No&#160;806/2014 and (EU)&#160;2015/2365 and Directives&#160;2002/47/EC, 2004/25/EC, 2007/36/EC, 2014/59/EU and (EU)&#160;2017/1132 (<a>OJ&#160;L&#160;22, 22.1.2021, p.&#160;1</a>)</p></td></tr><tr><td><p>18</p></td><td><p>With the exception of Titles III and IV:</p><p><span>Directive (EU)&#160;2015/2366</span> of the European Parliament and of the Council of 25&#160;November 2015 on payment services in the internal market, amending Directives&#160;2002/65/EC, 2009/110/EC and&#160;2013/36/EU and Regulation (EU) No&#160;1093/2010, and repealing Directive&#160;2007/64/EC (<a>OJ&#160;L&#160;337, 23.12.2015, p.&#160;35</a>) and the related level 2 measures, where applicable</p></td></tr></tbody></table>
’