Document ID: 02016R1646-20221017
Language: ITA

02016R1646 — IT — 17.10.2022 — 001.001
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<table><col/><col/><tr><td><p><a>&#9658;B</a></p></td><td><p>REGOLAMENTO DI ESECUZIONE (UE) 2016/1646 DELLA COMMISSIONE</p><p>del 13 settembre 2016</p><p>che stabilisce norme tecniche di attuazione per quanto riguarda gli indici principali e le borse valori riconosciute a norma del regolamento (UE) n. 575/2013 del Parlamento europeo e del Consiglio relativo ai requisiti prudenziali per gli enti creditizi e le imprese di investimento</p><p><a>(Testo rilevante ai fini del SEE)</a></p><p>(GU L 245 del 14.9.2016, pag. 5)</p></td></tr></table>
Modificato da:
<table><col/><col/><col/><col/><col/><tr><td><p>&#160;</p></td><td><p>&#160;</p></td><td><p>Gazzetta ufficiale</p></td></tr><tr><td><p>&#160;&#160;n.</p></td><td><p>pag.</p></td><td><p>data</p></td></tr><tr><td><p><a>&#9658;M1</a></p></td><td><p><a>REGOLAMENTO DI ESECUZIONE (UE) 2022/1650 DELLA COMMISSIONE&#160;del 24&#160;marzo 2022</a></p></td><td><p>&#160;&#160;L&#160;249</p></td><td><p>1</p></td><td><p>27.9.2022</p></td></tr></table>
REGOLAMENTO DI ESECUZIONE (UE) 2016/1646 DELLA COMMISSIONE
del 13 settembre 2016
che stabilisce norme tecniche di attuazione per quanto riguarda gli indici principali e le borse valori riconosciute a norma del regolamento (UE) n. 575/2013 del Parlamento europeo e del Consiglio relativo ai requisiti prudenziali per gli enti creditizi e le imprese di investimento
(Testo rilevante ai fini del SEE)
Articolo 1
Indici principali
Gli indici principali ai sensi dell'articolo 197, paragrafo 8, lettera a), del regolamento (UE) n. 575/2013 sono indicati nell'allegato I del presente regolamento.
Articolo 2
Borse valori riconosciute
Le borse valori riconosciute ai sensi dell'articolo 197, paragrafo 8, lettera b), del regolamento (UE) n. 575/2013 sono indicate nell'allegato II del presente regolamento.
Articolo 3
Entrata in vigore
Il presente regolamento entra in vigore il ventesimo giorno successivo alla pubblicazione nella Gazzetta ufficiale dell'Unione europea .
Il presente regolamento è obbligatorio in tutti i suoi elementi e direttamente applicabile in ciascuno degli Stati membri.
ALLEGATO I
INDICI PRINCIPALI DI CUI ALL’ARTICOLO 197 DEL REGOLAMENTO (UE) N. 575/2013
Tabella 1
Indici azionari
<table><col/><col/><tbody><tr><td><p>Indice</p></td><td><p>Paese/Area</p></td></tr><tr><td><p>Austrian Traded Index</p></td><td><p>Austria</p></td></tr><tr><td><p>BEL 20</p></td><td><p>Belgio</p></td></tr><tr><td><p>CETOP20</p></td><td><p>Europa centrale</p></td></tr><tr><td><p>CNX 100</p></td><td><p>India</p></td></tr><tr><td><p>CSI 300 Index</p></td><td><p>Cina</p></td></tr><tr><td><p>EGX 30</p></td><td><p>Egitto</p></td></tr><tr><td><p>FTSE 350</p></td><td><p>Regno Unito</p></td></tr><tr><td><p>FTSE All World Europe</p></td><td><p>Europa</p></td></tr><tr><td><p>FTSE All-World Index</p></td><td><p>Mondiale</p></td></tr><tr><td><p>FTSE MIB</p></td><td><p>Italia</p></td></tr><tr><td><p>FTSE Nasdaq Dubai UAE 20 Index</p></td><td><p>Emirati arabi uniti (EAU)</p></td></tr><tr><td><p>FTSE RAFI Emerging Index</p></td><td><p>Mercati emergenti</p></td></tr><tr><td><p>FTSE Straits Times Index</p></td><td><p>Singapore</p></td></tr><tr><td><p>FTSE/JSE Capped Top 40</p></td><td><p>Sud Africa</p></td></tr><tr><td><p>FTSE/JSE Industrial 25</p></td><td><p>Sud Africa</p></td></tr><tr><td><p>Hang Seng Mainland 100 Index</p></td><td><p>Hong Kong</p></td></tr><tr><td><p>HDAX</p></td><td><p>Germania</p></td></tr><tr><td><p>IBEX 35</p></td><td><p>Spagna</p></td></tr><tr><td><p>IBOVESPA</p></td><td><p>Brasile</p></td></tr><tr><td><p>ISEQ 20</p></td><td><p>Irlanda</p></td></tr><tr><td><p>KOSPI 100</p></td><td><p>Corea del Sud</p></td></tr><tr><td><p>MSCI ACWI Index</p></td><td><p>Mondiale</p></td></tr><tr><td><p>MSCI EM 50</p></td><td><p>Mercati emergenti</p></td></tr><tr><td><p>NASDAQ-100</p></td><td><p>Stati Uniti d&#8217;America</p></td></tr><tr><td><p>Nikkei 300</p></td><td><p>Giappone</p></td></tr><tr><td><p>NYSE ARCA China Index</p></td><td><p>Cina</p></td></tr><tr><td><p>OBX</p></td><td><p>Norvegia</p></td></tr><tr><td><p>OMX Copenhagen 25</p></td><td><p>Danimarca</p></td></tr><tr><td><p>OMX Helsinki 25</p></td><td><p>Finlandia</p></td></tr><tr><td><p>OMXS60</p></td><td><p>Svezia</p></td></tr><tr><td><p>Qatar Exchange General Index</p></td><td><p>Qatar</p></td></tr><tr><td><p>S&amp;P 500</p></td><td><p>Stati Uniti d&#8217;America</p></td></tr><tr><td><p>S&amp;P BSE 100</p></td><td><p>India</p></td></tr><tr><td><p>S&amp;P Latin America 40</p></td><td><p>America latina</p></td></tr><tr><td><p>S&amp;P/ASX 100</p></td><td><p>Australia</p></td></tr><tr><td><p>S&amp;P/BMV IPC</p></td><td><p>Messico</p></td></tr><tr><td><p>S&amp;P/NZX 10</p></td><td><p>Nuova Zelanda</p></td></tr><tr><td><p>S&amp;P/TSX 60</p></td><td><p>Canada</p></td></tr><tr><td><p>SBF 120</p></td><td><p>Francia</p></td></tr><tr><td><p>SET 50</p></td><td><p>Thailandia</p></td></tr><tr><td><p>SMI Expanded</p></td><td><p>Svizzera</p></td></tr><tr><td><p>STOXX Asia/Pacific 600</p></td><td><p>Asia/Pacifico</p></td></tr><tr><td><p>STOXX Europe 600</p></td><td><p>Europa</p></td></tr><tr><td><p>TOPIX Mid 400</p></td><td><p>Giappone</p></td></tr><tr><td><p>TSEC Taiwan 50</p></td><td><p>Taiwan</p></td></tr><tr><td><p>WIG20</p></td><td><p>Polonia</p></td></tr></tbody></table>
ALLEGATO II
BORSE VALORI RICONOSCIUTE DI CUI ALL’ARTICOLO 197 DEL REGOLAMENTO (UE) N. 575/2013
Tabella 1
Borse valori riconosciute in cui non sono negoziati i contratti elencati nell’allegato II del regolamento (UE) n. 575/2013
<table><col/><col/><tbody><tr><td><p>Mercato regolamentato</p></td><td><p>MIC</p></td></tr><tr><td><p>AIAF &#8212; MERCADO DE RENTA FIJA</p></td><td><p>XDRF, SEND</p></td></tr><tr><td><p>ATHENS EXCHANGE SECURITIES MARKET</p></td><td><p>XATH</p></td></tr><tr><td><p>BADEN-WUERTTEMBERGISCHE WERTPAPIERBOERSE</p></td><td><p>STUC, STUA</p></td></tr><tr><td><p>BOERSE BERLIN</p></td><td><p>BERC, BERA, EQTB, EQTA</p></td></tr><tr><td><p>BOERSE DUESSELDORF</p></td><td><p>DUSC, DUSA</p></td></tr><tr><td><p>BOERSE MUENCHEN</p></td><td><p>MUNC, MUNA</p></td></tr><tr><td><p>BOLSA DE BARCELONA</p></td><td><p>XBAR, SBAR</p></td></tr><tr><td><p>BOLSA DE BILBAO</p></td><td><p>XBIL, SBIL</p></td></tr><tr><td><p>BOLSA DE MADRID</p></td><td><p>XMAD, MERF</p></td></tr><tr><td><p>BOLSA DE VALENCIA</p></td><td><p>XVAL</p></td></tr><tr><td><p>BONDSPOT SECURITIES MARKET</p></td><td><p>RPWC</p></td></tr><tr><td><p>BOURSE DE LUXEMBOURG</p></td><td><p>XLUX</p></td></tr><tr><td><p>BRATISLAVA STOCK EXCHANGE</p></td><td><p>XBRA</p></td></tr><tr><td><p>BUCHAREST STOCK EXCHANGE</p></td><td><p>XBSE</p></td></tr><tr><td><p>BUDAPEST STOCK EXCHANGE</p></td><td><p>XBUD</p></td></tr><tr><td><p>BULGARIAN STOCK EXCHANGE &#8212; SOFIA JSC</p></td><td><p>XBUL</p></td></tr><tr><td><p>CBOE EUROPE</p></td><td><p>CCXE</p></td></tr><tr><td><p>CME AMSTERDAM</p></td><td><p>BTAM</p></td></tr><tr><td><p>CYPRUS STOCK EXCHANGE</p></td><td><p>XCYS</p></td></tr><tr><td><p>ELECTRONIC BOND MARKET</p></td><td><p>MOTX</p></td></tr><tr><td><p>ELECTRONIC ETF AND ETC/ETN MARKET &#8211; ETFplus</p></td><td><p>ETFP</p></td></tr><tr><td><p>ELECTRONIC SECONDARY SECURITIES MARKET</p></td><td><p>HDAT</p></td></tr><tr><td><p>ELECTRONIC SHARE MARKET</p></td><td><p>MTAA</p></td></tr><tr><td><p>EURONEXT AMSTERDAM</p></td><td><p>XAMS</p></td></tr><tr><td><p>EURONEXT BRUSSELS</p></td><td><p>XBRU</p></td></tr><tr><td><p>EURONEXT DUBLIN</p></td><td><p>XMSM</p></td></tr><tr><td><p>EURONEXT EXPAND</p></td><td><p>XOAS</p></td></tr><tr><td><p>EURONEXT LISBON</p></td><td><p>XLIS</p></td></tr><tr><td><p>EURONEXT OSLO</p></td><td><p>XOSL</p></td></tr><tr><td><p>EURONEXT PARIS</p></td><td><p>XPAR</p></td></tr><tr><td><p>FRANKFURTER WERTPAPIERBOERSE (REGULIERTER MARKT)</p></td><td><p>FRAA, XETA</p></td></tr><tr><td><p>HANSEATISCHE WERTPAPIERBOERSE HAMBURG (REGULIERTER MARKT)</p></td><td><p>HAMA, HAMM</p></td></tr><tr><td><p>LJUBLJANA STOCK EXCHANGE OFFICIAL MARKET</p></td><td><p>XLJU</p></td></tr><tr><td><p>MALTA STOCK EXCHANGE</p></td><td><p>XMAL, IFSM</p></td></tr><tr><td><p>MARKET FOR INVESTMENT VEHICLES (MIV)</p></td><td><p>MIVX</p></td></tr><tr><td><p>MTS GOVERNMENT MARKET</p></td><td><p>MTSC</p></td></tr><tr><td><p>NASDAQ COPENHAGEN</p></td><td><p>XCSE</p></td></tr><tr><td><p>NASDAQ HELSINKI</p></td><td><p>XHEL</p></td></tr><tr><td><p>NASDAQ ICELAND</p></td><td><p>XICE</p></td></tr><tr><td><p>NASDAQ RIGA</p></td><td><p>XRIS</p></td></tr><tr><td><p>NASDAQ STOCKHOLM</p></td><td><p>XSTO</p></td></tr><tr><td><p>NASDAQ TALLINN</p></td><td><p>XTAL</p></td></tr><tr><td><p>NASDAQ VILNIUS</p></td><td><p>XLIT</p></td></tr><tr><td><p>NIEDERSAECHSISCHE BOERSE ZU HANNOVER (REGULIERTER MARKT)</p></td><td><p>HANA</p></td></tr><tr><td><p>NORDIC GROWTH MARKET NGM</p></td><td><p>XNGM</p></td></tr><tr><td><p>NXCHANGE</p></td><td><p>XNXC</p></td></tr><tr><td><p>PRAGUE STOCK EXCHANGE</p></td><td><p>XPRA</p></td></tr><tr><td><p>RM-SYSTEM CZECH STOCK EXCHANGE</p></td><td><p>XRMZ</p></td></tr><tr><td><p>TRADEGATE EXCHANGE (REGULIERTER MARKT)</p></td><td><p>XGRM</p></td></tr><tr><td><p>VIENNA STOCKEXCHANGE OFFICIAL MARKET (AMTLICHER HANDEL)</p></td><td><p>WBAH</p></td></tr><tr><td><p>WARSAW STOCK EXCHANGE</p></td><td><p>XWAR, WBON, WETP</p></td></tr><tr><td><p>ZAGREB STOCK EXCHANGE</p></td><td><p>XZAG</p></td></tr><tr><td><p>ASX LIMITED</p></td><td><p>XASX</p></td></tr><tr><td><p>CHI-X AUSTRALIA PTY LTD</p></td><td><p>CHIA</p></td></tr><tr><td><p>THE STOCK EXCHANGE OF HONG KONG LIMITED (SEHK)</p></td><td><p>SHKG</p></td></tr><tr><td><p>BOX OPTIONS EXCHANGE LLC</p></td><td><p>XBOX</p></td></tr><tr><td><p>CBOE BYX EXCHANGE, INC. (FORMERLY BATS BYX EXCHANGE, INC.; BATS Y-EXCHANGE, INC.)</p></td><td><p>BATY</p></td></tr><tr><td><p>CBOE BZX EXCHANGE, INC. (FORMERLY BATS BZX EXCHANGE, INC.; BATS EXCHANGE, INC.)</p></td><td><p>BATS</p></td></tr><tr><td><p>CBOE C2 EXCHANGE, INC.</p></td><td><p>C2OX</p></td></tr><tr><td><p>CBOE EDGA EXCHANGE, INC. (FORMERLY BATS EDGA EXCHANGE, INC.; EDGA EXCHANGE, INC.)</p></td><td><p>EDGA</p></td></tr><tr><td><p>CBOE EDGX EXCHANGE, INC. (FORMERLY BATS EDGX EXCHANGE, INC.; EDGX EXCHANGE, INC.)</p></td><td><p>EDGX</p></td></tr><tr><td><p>CBOE EXCHANGE, INC.</p></td><td><p>CBSX</p></td></tr><tr><td><p>CHICAGO STOCK EXCHANGE, INC.</p></td><td><p>XCHI</p></td></tr><tr><td><p>THE INVESTORS EXCHANGE LLC</p></td><td><p>IEXG</p></td></tr><tr><td><p>MIAMI INTERNATIONAL SECURITIES EXCHANGE</p></td><td><p>XMIO</p></td></tr><tr><td><p>MIAX PEARL, LLC</p></td><td><p>MPRL</p></td></tr><tr><td><p>NASDAQ BX, INC. (FORMERLY NASDAQ OMX BX, INC.; BOSTON STOCK EXCHANGE)</p></td><td><p>BOSD</p></td></tr><tr><td><p>NASDAQ GEMX, LLC (FORMERLY ISE GEMINI)</p></td><td><p>GMNI</p></td></tr><tr><td><p>NASDAQ ISE, LLC (FORMERLY INTERNATIONAL SECURITIES EXCHANGE, LLC)</p></td><td><p>XISX</p></td></tr><tr><td><p>NASDAQ MRX, LLC (FORMERLY ISE MERCURY)</p></td><td><p>MCRY</p></td></tr><tr><td><p>NASDAQ PHLX LLC (FORMERLY NASDAQ OMX PHLX, LLC; PHILADELPHIA STOCK EXCHANGE)</p></td><td><p>XPHL</p></td></tr><tr><td><p>THE NASDAQ STOCK MARKET</p></td><td><p>XNAS</p></td></tr><tr><td><p>NEW YORK STOCK EXCHANGE LLC</p></td><td><p>XNYS</p></td></tr><tr><td><p>NYSE ARCA, INC.</p></td><td><p>ARCX</p></td></tr><tr><td><p>AQUA SECURITIES L.P.</p></td><td><p>AQUA</p></td></tr><tr><td><p>ATS-1</p></td><td><p>MSTX</p></td></tr><tr><td><p>ATS-4</p></td><td><p>MSPL</p></td></tr><tr><td><p>ATS-6</p></td><td><p>MSRP</p></td></tr><tr><td><p>BARCLAYS ATS</p></td><td><p>BARX</p></td></tr><tr><td><p>BARCLAYS DIRECTEX</p></td><td><p>BCDX</p></td></tr><tr><td><p>BIDS TRADING, L.P.</p></td><td><p>BIDS</p></td></tr><tr><td><p>CIOI</p></td><td><p>CIOI</p></td></tr><tr><td><p>CITIBLOC</p></td><td><p>CBLC</p></td></tr><tr><td><p>CITICROSS</p></td><td><p>CICX</p></td></tr><tr><td><p>CODA MARKETS, INC</p></td><td><p>CODA</p></td></tr><tr><td><p>CREDIT SUISSE SECURITIES (USA) LLC</p></td><td><p>CAES</p></td></tr><tr><td><p>DEUTSCHE BANK SECURITIES, INC</p></td><td><p>DBSX</p></td></tr><tr><td><p>EBX LLC</p></td><td><p>LEVL</p></td></tr><tr><td><p>INSTINCT X</p></td><td><p>BAML</p></td></tr><tr><td><p>INSTINET CONTINUOUS BLOCK CROSSING SYSTEM (CBX)</p></td><td><p>ICBX</p></td></tr><tr><td><p>INSTINET, LLC (INSTINET CROSSING, INSTINET BLX)</p></td><td><p>XINS</p></td></tr><tr><td><p>INSTINET, LLC (BLOCKCROSS)</p></td><td><p>BLKX</p></td></tr><tr><td><p>JPB-X</p></td><td><p>JPBX</p></td></tr><tr><td><p>J.P. MORGAN ATS (&#8220;JPM-X&#8221;)</p></td><td><p>JPMX</p></td></tr><tr><td><p>JSVC LLC</p></td><td><p>&#160;<a>(<span/>)</a></p></td></tr><tr><td><p>LIQUIDNET H<span>2</span>O ATS</p></td><td><p>LIUH</p></td></tr><tr><td><p>LIQUIDNET NEGOTIATION ATS</p></td><td><p>LIUS</p></td></tr><tr><td><p>LUMINEX TRADING &amp; ANALYTICS LLC</p></td><td><p>LMNX</p></td></tr><tr><td><p>NATIONAL FINANCIAL SERVICES, LLC</p></td><td><p>NFSC</p></td></tr><tr><td><p>POSIT</p></td><td><p>ITGI</p></td></tr><tr><td><p>SIGMA X2</p></td><td><p>SGMT</p></td></tr><tr><td><p>SPOT QUOTE LLC</p></td><td><p>&#160;<a>(<span/>)</a></p></td></tr><tr><td><p>SPREAD ZERO LLC</p></td><td><p>&#160;<a>(<span/>)</a></p></td></tr><tr><td><p>UBS ATS</p></td><td><p>UBSS</p></td></tr><tr><td><p>USTOCKTRADE</p></td><td><p>&#160;<a>(<span/>)</a></p></td></tr><tr><td><p>VIRTU MATCHIT</p></td><td><p>VFMI</p></td></tr><tr><td><p>XE</p></td><td><p>PJCX</p></td></tr><tr><td><div><a>(<span>1</span>)&#160;&#160;&#160;</a><p>Codici MIC non disponibili nella norma ISO 10383 &#8211; Codici per borse valori ed elenco identificativo del mercato.</p></div></td></tr></tbody></table>
Tabella 2
Borse valori riconosciute in cui sono negoziati i contratti elencati nell’allegato II del regolamento (UE) n. 575/2013
<table><col/><col/><tbody><tr><td><p>Mercato regolamentato</p></td><td><p>MIC</p></td></tr><tr><td><p>ATHENS EXCHANGE DERIVATIVES MARKET</p></td><td><p>XADE</p></td></tr><tr><td><p>BUDAPEST STOCK EXCHANGE</p></td><td><p>XBUD</p></td></tr><tr><td><p>CBOE DERIVATIVES</p></td><td><p>CDEX</p></td></tr><tr><td><p>EUREX DEUTSCHLAND</p></td><td><p>XEUR</p></td></tr><tr><td><p>EURONEXT BRUSSELS DERIVATIVES</p></td><td><p>XBRD</p></td></tr><tr><td><p>EURONEXT COM\, COMMODITIES FUTURES AND OPTIONS</p></td><td><p>XEUC</p></td></tr><tr><td><p>EURONEXT EQF\, EQUITIES AND INDICES DERIVATIVES</p></td><td><p>XEUE</p></td></tr><tr><td><p>EUROPEAN ENERGY EXCHANGE</p></td><td><p>XEEE, XEER</p></td></tr><tr><td><p>FISH POOL</p></td><td><p>FISH</p></td></tr><tr><td><p>HENEX FINANCIAL ENERGY MARKET - DERIVATIVES MARKET</p></td><td><p>HEDE</p></td></tr><tr><td><p>HUDEX ENERGY EXCHANGE</p></td><td><p>HUDX</p></td></tr><tr><td><p>ICE ENDEX MARKETS</p></td><td><p>NDEX</p></td></tr><tr><td><p>ITALIAN DERIVATIVES MARKET</p></td><td><p>XDMI</p></td></tr><tr><td><p>MATIF</p></td><td><p>XMAT</p></td></tr><tr><td><p>MEFF EXCHANGE</p></td><td><p>XMRV, XMPW, XMFX</p></td></tr><tr><td><p>MERCADO DE FUTUROS E OPCOES</p></td><td><p>MFOX</p></td></tr><tr><td><p>MONEP</p></td><td><p>XMON</p></td></tr><tr><td><p>NASDAQ OSLO</p></td><td><p>NORX</p></td></tr><tr><td><p>NASDAQ STOCKHOLM</p></td><td><p>XSTO</p></td></tr><tr><td><p>NOREXECO</p></td><td><p>NEXO</p></td></tr><tr><td><p>OMIP &#8211; POLO PORTUGUES</p></td><td><p>OMIP</p></td></tr><tr><td><p>OSLO B&#216;RS</p></td><td><p>XOSL</p></td></tr><tr><td><p>WARSAW STOCK EXCHANGE/COMMODITIES/POLISH POWER EXCHANGE/COMMODITY DERIVATIVES</p></td><td><p>PLPD</p></td></tr><tr><td><p>WARSAW STOCK EXCHANGE/FINANCIAL DERIVATIVES</p></td><td><p>WDER</p></td></tr></tbody></table>