Patent Document

FIELD OF THE INVENTION  
       [0001]     The present invention relates to a portable device, and in particular, a portable data storage and access control device having biometrics-based authentication capabilities.  
       DESCRIPTION OF THE RELATED ART  
       [0002]     Portable data storage devices have become a class of indispensable peripherals that are widely utilized in business, educational and home computing. These devices are generally not permanently fitted to a particular host platform, such as a personal computer (PC). Rather, they can be conveniently removed from and attached to any computer having the appropriate connection port (e.g., a serial bus port like a USB port, an IEEE 1394 (“Firewire”) port). Thus, these portable data storage devices enable a user to transfer data among different computers that are not otherwise connected. A popular type of portable storage device utilizes a non-volatile solid-state memory (e.g., flash memory) as the storage medium and so does not require moving parts or a mechanical drive mechanism for accessing the data. The absence of a drive mechanism enables these portable solid-state memory devices to be more compact than surface storage devices such as magnetic disks and CD-ROMs.  
         [0003]     As portable storage devices become more widely used in various institutional and personal computing environments, preventing unauthorized users from accessing information stored on a portable or designated storage media is one of the most significant challenges in information technology today. For example, to secure confidential business information, personal information like medical and financial or other types of sensitive data, it is essential to have a reliable security measure that is simple to use, convenient and provides a level of protection appropriate for the type of information to be secured.  
         [0004]     To date, most portable storage devices have resorted to user passwords as a security measure for protecting against unauthorized data access. While the use of passwords as an authentication mechanism provides some level of protection against unauthorized access, it is often regarded by users as cumbersome and inconvenient due to the need to remember the password and to key it in every time the user requests access. In many systems, a user is also required to periodically change his/her password as an added level of security. This further adds to the inconvenience. Moreover, since a typical user generally needs access to several computer systems and/or networks requiring access control, the user may have to memorize numerous different passwords because they are not necessarily identical on the different systems. Thus, it would be advantageous to provide a reliable authentication mechanism for preventing unauthorized access to information stored on a portable or designated storage media that is not cumbersome or inconvenient for the user.  
         [0005]     In addition, passwords are not unique among different users and are also subject to hacking by many skilled hackers. Once a password has been compromised, whether by inadvertent disclosure by a bona fide user to an unauthorized party or by malicious hacking, confidential data that is supposed to be password-protected are no longer guarded. Indeed, unauthorized access to such information may go unnoticed for extended periods of time. Ongoing intrusions usually remains undeterred until the victimized user finally realizes that the data has been accessed and/or destroyed, or until the system administrator detects a pattern of suspicious activities. Therefore, it would also be advantageous to provide a secured access control mechanism for protection against unauthorized access to data stored in portable storage media and various computer systems which is not easily compromised by hacking and preferably provides a unique “access key” for each individual user.  
       SUMMARY OF THE INVENTION  
       [0006]     Accordingly, the present invention provides a method and system which delivers a highly reliable and user-friendly authentication mechanism for preventing unauthorized access to information stored on a portable or designated storage media. Furthermore, embodiments of the present invention also provide a highly secure access control mechanism for protection against unauthorized access to stored data and computer resources as well as guarding against unauthorized entry to premises. Aspects of the present invention, which utilizes a unique biometrics marker as a basis for identity authentication and as an “access key” for each individual user, are described in detail herein.  
         [0007]     Specifically, a preferred embodiment of the present invention provides a portable device which includes a microprocessor, a non-volatile memory coupled thereto, and a biometrics-based authentication module controlled by the microprocessor. Preferably, the biometrics technology used is fingerprint authentication technology, and flash memory is used as the non-volatile memory. In this embodiment, the fingerprint authentication module automatically prompts the user to register his/her fingerprint with the portable device upon its first use. In a currently preferred embodiment, a compact and encrypted version of the fingerprint is stored in the portable device&#39;s flash memory when the registration process is, completed. Upon a subsequent use, the fingerprint authentication module reads the user&#39;s fingerprint, compares it with the registered fingerprint stored in the flash memory and reliably determines whether there is a match between the two. If a match is identified, authentication of the user&#39;s identity is successful, and the authenticated user is granted access to information in the flash memory. On the other hand, if a match cannot be found between the user&#39;s fingerprint and the registered fingerprint, access to the flash memory contents is denied. As such, this embodiment of the present invention delivers a highly convenient, secured and reliable system for user authentication and access control which is superior to password-based authentication approaches in prior art. The present invention appreciates that fingerprints, being unique signatures for an individual, have been legally and universally accepted for verifying identity for over a century, that they cannot be forgotten by a user, as passwords could, and further that they are almost impossible to alter, duplicate, or crack by hacking. As such, fingerprints and other biometrics-based techniques are well-suited for use as an authentication and/or access control solution, as embodied in the present invention.  
         [0008]     Advantages of the invention will be set forth, in part, in the description that follows and, in part, will be understood by those skilled in the art from the description herein.  
     
    
     BRIEF DESCRIPTION OF THE DRAWINGS  
       [0009]     The accompanying drawings, which are incorporated in and constitute a part of this specification, illustrate several embodiments of the invention and, together with the description, serves to explain the principles of the invention.  
         [0010]      FIG. 1A  is a block diagram illustrating functional blocks of one embodiment of the portable device of the present invention and an illustrative operational configuration thereof.  
         [0011]      FIG. 1B  is a block diagram illustrating functional blocks of another embodiment of the portable device of the present invention.  
         [0012]      FIG. 2  is a front perspective view of a portable device with an integrated fingerprint module in accordance with one embodiment of the present invention.  
         [0013]      FIG. 3  is a rear perspective view of the portable device with an integrated fingerprint module as shown in  FIG. 2 .  
         [0014]      FIG. 4  is a bottom plan view of the portable device with an integrated fingerprint module as shown in  FIG. 2 .  
         [0015]      FIG. 5  is a top plan view of the portable device with an integrated fingerprint module as shown in  FIG. 2 .  
         [0016]      FIG. 6  is a left side elevation view of the portable device with an integrated fingerprint module as shown in  FIG. 2 .  
         [0017]      FIG. 7  is a right side elevation view of the portable device with an integrated fingerprint module as shown in  FIG. 2 .  
         [0018]      FIG. 8  is a front elevation view of the portable device with an integrated fingerprint module as shown in  FIG. 2 .  
         [0019]      FIG. 9  is a rear elevation view of the portable device with an integrated fingerprint module as shown in  FIG. 2 .  
         [0020]      FIG. 10  is a flow diagram illustrating steps of a user registration/authentication process using a portable device in accordance with one embodiment of the present invention.  
     
    
     DETAILED DESCRIPTION OF PREFERRED EMBODIMENTS  
       [0021]     The present invention now will be described more fully with reference to the accompanying drawings, in which preferred embodiments of the invention are shown. The present invention may, however, be embodied in many different forms and should not be construed as being limited to the embodiments set forth herein; rather these embodiments are provided so that this disclosure will be thorough and complete and will fully convey the invention to those skilled in the art. Indeed, the invention is intended to cover alternatives, modifications and equivalents of these embodiments, which will be included within the scope and spirit of the invention as defined by the appended claims. Furthermore, in the following detailed description of the present invention, numerous specific details are set forth in order to provide a thorough understanding of the present invention. However, it will be clear to those of ordinary skill in the art that the present invention may be practiced without such specific details. In other instances, well known methods, procedures, components, and circuits have not been described in detail as not to unnecessarily obscure aspects of the present invention.  
         [0022]      FIG. 1A  is a block diagram illustrating functional blocks of one embodiment of the portable device of the present invention and an illustrative operational configuration thereof  FIG. 1A  shows a portable device  70  coupled to a host platform  90 . In this embodiment, host platform  90  is coupled to a power supply circuit  80  located in portable device  70 . Power supply circuit  80  draws power from host platform  90  and serves as a power source for various components of portable device  70 .  
         [0023]     Referring still to  FIG. 1A , portable device  70  further includes an integrated circuit  10 , a flash memory  20 , a volatile memory  30  and a fingerprint module  50 . Integrated circuit  10  can be conveniently implemented as an application-specific integrated circuit (ASIC). In a currently preferred embodiment, flash memory  20  can have a storage capacity between 8 MB and 512 MB, a portion of which can be used to store one or more templates generated in accordance with the present invention as described below. Moreover, in a preferred embodiment, the template(s) are stored in a reserved area of flash memory  20  which is specifically designated for this purpose and which is not otherwise accessible to the user. Additionally, as described in detail further below, a template is encrypted before it is stored in flash memory  20  in a currently preferred embodiment, thereby providing added security against hacking. In one embodiment, volatile memory  30  is external to integrated circuit  10  and can comprise either a dynamic random access memory (DRAM) or a static random access memory (SRAM). Among other uses, volatile memory  30  can serve as an initial storage and staging area for a fingerprint image captured in accordance with the present invention.  
         [0024]     Integrated circuit  10  comprises a microprocessor  11  which, in one embodiment, is a RISC processor. In a currently preferred embodiment, an authentication engine  12  is included in integrated circuit  10 . Authentication engine  12  in turns comprises a template generator  12   a  and a verification module  12   b.  Template generator  12   a  is used to generate an encoded version of an image of a fingerprint. Within the scope of the present invention, such an encoded fingerprint image is referred to as a template. It should be appreciated that according to current biometrics technology, a fingerprint can be uniquely identified using between 8 and 13 distinct points in the raw image of the fingerprint. Fingerprint information can thus be conveniently stored in a condensed fashion as data pertaining to the 8 to 13 relevant data points. A preferred embodiment of the present invention advantageously stores a fingerprint in a compact format as a template referred to above. In this embodiment, a template has a size of 512 bytes. Other embodiments can use templates of different sizes. The other component of authentication engine  12 , verification module  12   b,  is used to compare a newly generated template against a stored template to validate the authenticity of a fingerprint provided by someone purporting to be an authorized user. Thus, authentication engine  12  works in conjunction with fingerprint module  50 , described in greater detail below, to implement user authentication in accordance with the present invention.  
         [0025]     It should be appreciated that authentication engine  12  is well-adapted to numerous implementations within the scope of the present invention. In one embodiment, authentication engine  12  is implemented as firmware stored in a non-volatile memory within portable device  70 . In another embodiment, authentication engine  12  is implemented as part of microprocessor  11 . In still another embodiment, authentication engine  12  is implemented as a processor separate from microprocessor  11 . In yet another embodiment, authentication engine  12  includes the same components and serves the same functions as described herein, but is located in host platform  90  rather than in portable device  70 . In other words, within the scope of the present invention, authentication engine  12  is not required to reside in portable device  70 . Instead, where authentication engine  12  is to be placed is a design choice, thus affording design flexibility to suit different applications in which the present invention can be utilized.  
         [0026]     Referring still to  FIG. 1A , in a preferred embodiment, integrated circuit  10  also comprises a bus interface  13  which facilitates communication between integrated circuit  10  and other components, such as volatile memory  30 . Integrated circuit  10  further includes a flash controller  14  for controlling access to flash memory  20 . In one embodiment, upon the successful generation of a template during user registration, flash controller  14  communicates with template generator  12   a  to store the newly generated template into flash memory  20  for use in subsequent user authentication. Moreover, in a currently preferred embodiment, portable device  70  is compatible with the universal serial bus (USB) standard and includes a USB connector (not shown). In this embodiment, integrated circuit  10  also includes a USB device controller  15 , which serves to control the communication between portable device  70  and host platform  90 , such as a USB-compatible personal computer (PC) having a USB host controller  93  therein.  
         [0027]     With reference still to  FIG. 1A , integrated circuit  10  also includes a volatile memory  16  and a non-volatile memory  17 . In a preferred embodiment, volatile memory  16  is a random access memory (RAM) that serves as a working memory for microprocessor  11  during its operation. Non-volatile memory  17  is a read-only memory (ROM) in this embodiment and can be used to store firmware that perform various functions of portable device  70 . Additionally, integrated circuit  10  includes an optional error checking (ECC) engine  19  for performing various error checking tasks during the operation of portable device  70 . It should be appreciated that ECC engine  19 , like authentication engine  12 , is well-suited to numerous implementations within the scope of the present invention. For example, ECC engine  19  can be implemented by software (e.g., firmware stored in a non-volatile memory), as part of microprocessor  11 , or as a processor unit separate from microprocessor  11 .  
         [0028]     Referring again to  FIG. 1A , fingerprint module  50  comprises a sensor  52  which is used to capture the fingerprint image of a finger being placed thereon. Fingerprint module  50  also comprises a converter  54 , which serves to convert a captured fingerprint image into electrical signals representing the image. In a currently preferred embodiment, a fingerprint print image is converted into 64 KB of data by converter  54  and sent to volatile memory  30  of portable device  70  for temporary storage. In other embodiments, converter  54  can produce image data of different sizes. Fingerprint module  50  further includes an optional control unit  56  which, in a currently preferred embodiment, is controlled via microprocessor  11  in portable device  70  and is used for checking the quality of fingerprint images captured by sensor  52  to determine whether a given image is acceptable or not. As described in more detail below, if it is determined that the quality of a captured image is unacceptable, the user will be prompted to place his/her finger on sensor  52  again so that a new image can be captured.  
         [0029]     Reference is now made to  FIG. 1B , which is a block diagram illustrating functional blocks of another embodiment of the portable device of the present invention. In this embodiment, portable device  170  is compatible with the USB standard and includes a USB plug  118  which, as  FIG. 1B  shows, is coupled to a USB host controller  193  of a host platform. Optionally, portable device  170  further includes an additional USB port  162  that is coupled to USB plug  118 . USB port  162  is provided as a convenient feature that can be used to couple other USB-compatible device(s) to the USB via portable device  170 . In this embodiment, portable device  170  also includes a USB device controller  115  for controlling the communication between portable device  170  and the host platform via USB host controller  193 . In one embodiment, a driver software  177  and an application programming interface (API)  197 , which in turn includes monitoring software  199 , reside in the host platform and communicate with USB host controller  193  to facilitate the operation of portable device  170 .  
         [0030]     Portable device  170  further comprises an integrated circuit  110 , a flash memory  120  and a volatile memory  130 . Integrated circuit  110  can be conveniently implemented as an ASIC. In a preferred embodiment, a reserved area  122  of flash memory  120  is used to store one or more templates generated in accordance with the present invention. Furthermore, in this embodiment, reserved flash memory area  122  includes a status flag  121  which indicates whether or not portable device  170  has been previously registered in accordance with the present invention. Status flag  121  thus enables portable device  170  to automatically invoke a registration process upon its initial use, as described in detail further below. In one embodiment, volatile memory  130  comprises either a DRAM or a SRAM, which serves as an initial storage area for a fingerprint image captured in accordance with the present invention.  
         [0031]     Referring still to  FIG. 1B , integrated circuit  110  comprises a microprocessor  111  which preferably is a RISC processor. Integrated circuit  110  further includes a flash controller  114  for controlling access to flash memory  120  and a memory controller  133  for controlling access to volatile memory  130 . Integrated circuit  110  also includes a volatile memory  116  and a non-volatile memory  117 . Preferably, volatile memory  116  comprises a RAM for use as a working memory for microprocessor  111  during its operation, while non-volatile memory  117  comprises a ROM for storing firmware that perform various functions of portable device  170 . Specifically, in one embodiment, ROM  117  stores the following firmware code: firmware  117   a  for reading fingerprint sensor  152 , firmware  117   b  for processing fingerprint images, firmware  117   c  for generating templates, firmware  117   d  for encrypting fingerprint images and/or templates, and firmware  117   e  for verifying fingerprint authenticity. Nevertheless, it should be appreciated that in an alternative embodiment of the present invention, such firmware can be stored in a non-volatile memory within the host platform rather than in portable device  170 .  
         [0032]     Additionally, integrated circuit  110  includes an optional error checking (ECC) engine  119  for performing various error checking tasks during the operation of portable device  170 . It should be appreciated that ECC engine  119  can be implemented as software (e.g., firmware) or hardware (e.g., processor/processor module) within the scope of the present invention.  
         [0033]     Referring still to  FIG. 1B , fingerprint module  150  comprises a sensor  152 , a converter  154  and an optional controller  156 . In this embodiment, sensor  152  is used to capture the fingerprint image of a finger being placed thereon, converter  154  serves to convert a captured fingerprint image into electrical signals representing the image, and optional controller  156  is used to check the quality of fingerprint images captured by sensor  152  to determine whether a given image is acceptable or not. It should be appreciated that such image processing capabilities can be implemented using software (e.g., firmware) or hardware (e.g., processor/processor module) within the scope of the present invention.  
         [0034]     In a currently preferred embodiment as illustrated in  FIG. 1B , microprocessor  111  controls various components of portable device  170 , including flash controller  114 , USB device controller  115 , RAM  116 , ROM  117  (and execution of firmware code stored therein), ECC engine  119 , memory controller  133 , and controller  156  of fingerprint module  150 . In this embodiment, portable device  170  also includes a write-protection switch  140  which, when activated, triggers microprocessor  111  to disable write-access to flash memory  120 .  
         [0035]     With reference next to  FIG. 2 , a front perspective view of a portable device with an integrated fingerprint module in accordance with one embodiment of the present invention is shown. In  FIG. 2 , portable device  70  is shown with USB connector  18  protruding from its front end. Fingerprint module  50  is shown as being structurally integrated with portable device  70  in a unitary construction, with sensor  52  disposed on the top side of portable device  70 . A light emitting diode (LED)  73  is also shown disposed near the edge of the top side of portable device  70 . In one embodiment, LED  73  flashes when data in portable device is being accessed, thus serving as an activity indicator. In another embodiment, LED  73  lights up to indicate that an authentication process is underway.  
         [0036]     Referring next to  FIG. 3 , a rear perspective view of the portable device with an integrated fingerprint module as depicted in  FIG. 2  is shown. Again, portable device  70  is shown with USB connector  18  protruding from its front end, and fingerprint module  50  is shown as being structurally integrated with portable device  70  in a unitary construction, with sensor  52  disposed on the top side thereof LED  73  is again shown disposed near the edge of the top side of portable device  70 . Optional write protection switch  40  is also shown as being located at the rear end of portable device  70 .  
         [0037]     Reference is now made to  FIG. 4 , which shows a bottom plan view of the portable device with an integrated fingerprint module as illustrated in  FIG. 2 . A substantially semicircular indentation  77 , an optional feature which allows a user to hold portable device  70  firmly while coupling or decoupling portable device  70  to/from host platform  90  ( FIG. 1A ), is shown on the bottom side of portable device  70  in  FIG. 4 . USB connector  18  is also shown.  
         [0038]     Referring next to  FIG. 5 , a top plan view of the portable device with an integrated fingerprint module as shown in  FIG. 2  is depicted. Portable device  70  is shown with USB connector  18  protruding from its front end, and fingerprint module  50  is shown as being structurally integrated with portable device  70  in a unitary construction, with sensor  52  disposed on the top side thereof LED  73  is again shown disposed near the edge of the top side of portable device  70 .  
         [0039]     Reference is now made to  FIG. 6 , which is a left side elevation view of the portable device with an integrated fingerprint module as shown in  FIG. 2 . USB connector  18  is shown protruding from the front of portable device  70 , and the periphery of sensor  52  is shown slightly raised from the top side of portable device  70 .  
         [0040]     Next,  FIG. 7  is a right side elevation view of the portable device with an integrated fingerprint module as shown in  FIG. 2 . Once again, USB connector  18  is shown protruding from the front of portable device  70 , and the periphery of sensor  52  is shown slightly raised from the top side of portable device  70 .  
         [0041]     Referring next to  FIG. 8 , a front elevation view of the portable device with an integrated fingerprint module as shown in  FIG. 2  is depicted. The insertion end of USB connector  18  is centrally depicted, and the periphery of sensor  52  is shown slightly raised from the top side of portable device  70 .  
         [0042]     Reference is now made to  FIG. 9 , which is a rear elevation view of the portable device with an integrated fingerprint module as shown in  FIG. 2 . The periphery of sensor  52  is shown slightly raised from the top side of portable device  70 , and optional indentation  77  on the bottom side of portable device  70  is also visible. Optional write protection switch  40  is also shown as being located at the rear end of portable device  70 .  
         [0043]     Referring next to  FIG. 10 , a flow diagram  200  illustrating steps of a user registration/authentication process using the portable device with an integrated fingerprint module in accordance with one embodiment of the present invention is shown. In the following description, various modules and components referred to have been described above with reference to  FIG. 1A  using the same reference numerals. In step  210 , upon being coupled to a host platform, portable device  70  undergoes an initialization procedure. In a currently preferred embodiment, the initialization procedure involves establishing communication with the host platform and ensuring the host platform is aware that portable device  70  has been coupled thereto.  
         [0044]     In step  220 , portable device  70  determines whether a user registration is necessary. For example, if portable device  70  is being used for the first time and no template has yet been stored in flash memory  20 , portable device  70  will guide the user to complete a registration process (steps  225 ,  235 ,  245  and  255  as described below) via a user interface (e.g., pop-up message windows) through the host platform. Thus, upon the first use of portable device  70  (e.g., immediately after purchase), a preferred embodiment automatically initiate the registration process to generate the first (“master”) template. This is preferably accomplished by checking a status flag (e.g., flag  121  in flash memory  120  of  FIG. 1B ). Subsequent registration(s), as described below, can be activated by individual users via software on the host platform.  
         [0045]     In one embodiment, portable device  70  supports more than one user. In another embodiment, the same user may register multiple fingerprints as separate templates. In yet another embodiment, the same user fingerprint may be registered multiple times as different templates. Thus, portable device  70  can facilitate the registration of additional user(s) and/or additional template(s) either by periodically (e.g., upon startup) inquiring whether a new user/template needs to be added or upon the user&#39;s request in step  220 . If an additional user/template is to be registered, the registration process will be invoked. If it is determined that no new registration is necessary, process  200  proceeds with an authentication process (steps  230 ,  240  and  260  as described below).  
         [0046]     It should be appreciated that within the scope of the present invention, software (e.g., a software driver) may need to be installed on the host platform prior to the first use of portable device  70  to enable its utilization of the host platform&#39;s user interface to communicate with the user. It should also be appreciated that if the operating system of the host platform has built-in support for such functionality, no additional software needs to be installed thereon. Referring still to  FIG. 10 , the registration process is now described. In step  225 , the registration process is initiated. In one embodiment, this involves informing the user that a registration process will commence and prompting the user to place his/her finger on sensor  52 .  
         [0047]     In step  235 , sensor  52  is read to capture an image of the fingerprint of the user&#39;s finger that has been placed thereon. In a currently preferred embodiment, step  235  also includes verifying that the captured image is of sufficient quality for further processing (e.g., template generation). This is preferably performed by control unit  56  as directed by microprocessor  11 . In one embodiment, step  235  will be repeated if the quality of the captured fingerprint image is unacceptable. Under such circumstances, the user will be prompted to place his/her finger on sensor  52  again so that a new image can be captured. Preferably, the number of retry is user-configurable.  
         [0048]     Once an acceptable fingerprint image has been captured in step  235 , process  200  proceeds to step  245 , wherein a template is generated based on the captured fingerprint image. As described above, in a preferred embodiment, the captured image is converted into 64 KB of data, which is then used as input to template generator  12   a  for generating a 512-byte template.  
         [0049]     In step  248 , the template generated in step  245  is encrypted. In one embodiment, the encryption is performed by firmware (e.g., encryption firmware  117   d  of  FIG. 1B ), thereby providing an added level of security against hacking.  
         [0050]     In step  255 , the encrypted template is stored into flash memory  20 . In one embodiment, upon successful generation and encryption of a template, flash controller  14  is prompted by template generator  12   a  to store the newly generated and encrypted template into flash memory  20  for use in subsequent user authentication. Moreover, as described above, in a preferred embodiment, the template is stored in a reserved area of flash memory  20  which is specifically designated for storing template(s) and which is not otherwise accessible to the user.  
         [0051]     In step  280 , a signal or message indicating the successful completion of the registration process is generated. In an embodiment where portable device  70  is used as a secure storage device, step  280  can also entail enabling portable device, i.e., granting the newly registered user access (e.g., read data therefrom and write data thereto) to portable device  70  and mapping portable device  70  to a valid drive letter on host platform  90 .  
         [0052]     With reference still to  FIG. 10 , the authentication process is now described. In step  230 , sensor  52  is read to capture an image of the fingerprint of the user&#39;s finger that has been placed thereon. In a currently preferred embodiment, step  230  also includes a quality check of the captured image by control unit  56 , so that the image capture will be repeated if the quality of the captured fingerprint image is unacceptable for template generation. If a repeat capture is needed, the user will be so prompted. Preferably, the number of retry is user-configurable. In a currently preferred embodiment, step  230  also includes generating a template based on the captured fingerprint image and storing the resulting template into volatile memory  16 .  
         [0053]     In step  240 , the stored template(s) are read from flash memory  20  for use as the basis of authenticating the identity of the user whose fingerprint image has been captured in step  230 . In a currently preferred embodiment, microprocessor  11  directs flash controller  14  to retrieve the registered template(s) from flash memory  20 .  
         [0054]     In step  250 , the registered template(s) read from flash memory  20 , which are stored in encrypted form in a preferred embodiment, are decrypted. The decrypted template(s) are loaded into volatile memory  16  in one embodiment.  
         [0055]     In step  260 , it is determined whether the user&#39;s fingerprint can be authenticated against the registered fingerprint template on record. In a currently preferred embodiment, verification module  12   b  compares the template pending verification against the registered template(s). If a match is detected, the user is authenticated; otherwise, authentication fails. In one embodiment, the user is allowed to reattempt the authentication process if an initial attempt fails (e.g., steps  230 ,  240  and  250  are repeated). Preferably, the number of repeated attempts is user-configurable and can be set once an authorized user has been authenticated and granted access.  
         [0056]     In one embodiment, when a user has failed to authenticated his/her identity as an authorized user, access to flash memory  20  will be blocked (e.g., in an embodiment where a software driver resides in host platform  90 , the software driver can forbid such access). In another embodiment, microprocessor  11  in portable device  70  will shut down or otherwise disable flash controller  14  upon such authentication failure. These actions serve as added security measures against potential hacking and other forms of unauthorized access to the data stored in flash memory  20  and are triggered by repeated failed authentication attempts.  
         [0057]     In one embodiment, optional step  270  is provided. In this embodiment, should verification module  12   b  malfunction and refuse to authenticate an authorized user whose fingerprint has been previously registered, the user is provided with an option to bypass the fingerprint authentication and provide a password to gain access instead. This embodiment affords the user the ability to avoid a helpless situation where access to contents of flash memory  20  cannot be had unless and until verification module  12   b  is fixed. If the bypass password is correctly entered, user authentication is deemed to be successful; otherwise, user authentication remains a failure. It should also be appreciated that if added security is desired, a password requirement can be implemented in addition to the fingerprint authentication even for normal routine authentication within the scope of the present invention.  
         [0058]     In step  280 , a signal or message indicating the successful authentication is generated. In an embodiment where portable device  70  is used as a secure storage device, step  280  can also entail enabling portable device, i.e., granting the newly registered user access (e.g., read data therefrom and write data thereto) to portable device  70  and mapping portable device  70  to a valid drive letter on host platform  90 .  
         [0059]     It should be appreciated that in an embodiment where authentication engine  12  is located in host platform  90 , appropriate modifications to the authentication process described above are needed. In particular, once a satisfactory fingerprint image has been obtained in step  230 , the image data is first encrypted and then transmitted to host platform  90 , wherein the steps to be performed by authentication engine  12  will be carried out. Thus, depending on the particular implementation or application, the information being transmitted from portable device  70  to host platform  90  can either be a simple notification of success upon successful authentication, or image data representing a user fingerprint that is pending authentication.  
         [0060]     In a currently preferred embodiment, performance of various steps of process  200  are controlled by microprocessor  11  executing firmware code, which is preferably stored in non-volatile memory  17  of portable device  70 .  
         [0061]     Significantly, it should be appreciated that the present invention not only contemplates using portable device  70  as a secure data storage device but also as an access control device. In particular, within the scope of the present invention, portable device  70  can act as an “access key” to host platform  90  to which portable device  70  is coupled. More specifically, in one embodiment, in order to access any resource on host platform  90  (e.g., data, files, application programs, peripherals) and/or any resource attached thereto (e.g., network access, network printers and storage devices, electronic mail) a user is required to first successfully authenticate his/her identity as an authorized user using portable device  70  with integrated fingerprint module  50 . In accordance with this embodiment, such fingerprint authentication is used preferably in lieu of (or alternatively in addition to) conventional password-based authentication. Thus, the user inconvenience and less stringent security that is inherent in the prior art password-based authentication approach is advantageously eliminated in accordance with the present invention.  
         [0062]     Beyond access control to various computer resources, the present invention can also be advantageously utilized in numerous other applications that require security clearance, such as entry into private homes, offices, hotel rooms, bank vaults and security deposit boxes, and so on. The present invention can also be beneficially applied to restrict the operation of machinery, such as factory machines and vehicles, to those who have been properly trained. In one embodiment, access control device  70  can be used as a house key to a private home or room key to a hotel room in place of conventional keys. In the first example, the home owner first registers his/her fingerprint when the biometrics-based lock is installed at the house. In the latter example, a hotel guest first registers his/her fingerprint upon check-in at a hotel. Thereafter, access to the house or hotel room is securely restricted to the respective key holder (home owner or hotel guest). These and other wide-ranging applications of the biometrics-based access device technology disclosed herein are all intended to be within the scope and spirit of the present invention.  
         [0063]     Although embodiments of the present invention have been described herein as using fingerprint authentication technology to implement access control, it should be appreciated that the present invention is not limited thereto but rather encompasses the use of other biometrics-based authentication techniques. One such technique is iris scan technology. While such other biometrics-based techniques are not expressly described herein, their applicability to access control implementations using a portable device is within the scope and spirit of the present invention disclosed.  
         [0064]     Moreover, while preferred embodiments of the present invention have been described herein as using flash memory as a storage media, it should be appreciated that other types of non-volatile memory, such as ferroelectric random access memory (FRAM) or magnetic random access memory (MRAM), can also be used within the scope of the present invention. In addition, while such preferred embodiments have been described herein as being compatible with the USB standard, the portable device of the present invention is not intended to be restricted thereto. Rather, the present invention is intended to encompass portable devices that support other communication protocols and/or bus standards, such as the IEEE 1394 (“Firewire”) standard.  
         [0065]     While preferred embodiments of the present invention, a method and system for implementing access control using biometrics-based technology, have been described, it is understood that those skilled in the art, both now and in the future, may make various improvements and enhancements which fall within the scope of the claims that follow. These claims should be construed to maintain the proper protection for the invention first disclosed herein.

Technology Category: g