Patent Document

STATEMENT AS TO RIGHTS IN INVENTIONS MADE UNDER FEDERALLY-SPONSORED RESEARCH AND DEVELOPMENT 
     This invention was made with Government support under Small Business Innovation Research Award No. 1 R43 GM50907-01, awarded by the National Institute of General Medical Sciences, a component of the U.S. Department of Health and Human Services. The Government has certain rights in the invention. 
    
    
     A portion of the disclosure of this patent document contains material which is subject to copyright protection. The copyright owner has no objection to the facsimile reproduction by anyone of the patent document or the patent disclosure as it appears in the Patent and Trademark Office patent files or records, but otherwise reserves all copyrights whatsoever. 
     BACKGROUND OF THE INVENTION 
     A microfiche appendix consisting of 20 microfiche and of 1,937 frames is included as part of the specification. 
     The background of the invention is set forth in two parts: the field of the invention and the description of related art. 
     1. Field of the Invention 
     This invention relates to a computer-implemented expert support system for authoring invention disclosures. 
     2. Description of Related Art 
     Prior-art, knowledge-based software systems serve a variety of purposes. U.S. Pat. No. 4,675,829 discloses a method and apparatus for performing inheritance in knowledge-based systems. U.S. Pat. No. 4,839,822 discloses an expert system which provides one or more suggested treatments for a patient with physical trauma. U.S. Pat. No. 4,943,933 discloses a method and apparatus for handling definitions of relationships between knowledge and data in a database used as the knowledge of an expert system. U.S. Pat. No. 4,945,476 discloses a knowledgebase having particular utility as a medical/pathology knowledgebase containing textual and pictorial information on various diseases. U.S. Pat. No. 5,025,392 discloses an apparatus and method for providing a microcomputer-based expert system having a knowledgebase of failure analysis of metals. U.S. Pat. No. 5,043,915 discloses an inference system provided with a first knowledgebase for storing general knowledge which is a theorem, and a second knowledgebase for storing associative knowledge which is different in knowledge structure from the general knowledge. U.S. Pat. No. 5,051,932 discloses a system for controlling a process exhibiting both linear and non-linear behavior. U.S. Pat. No. 5,067,148 discloses an expert system for planning telephone facilities networks. The disclosures of the above patents are incorporated by reference herein as if fully set forth. 
     A variety of publications and software programs are used by inventors in authoring invention disclosures. Some inventors use forms provided by their technology managers, supplemented by library research findings as guidance during preparation of invention disclosures. Practitioners of rDNA technology use the DOS version of AuthorIn sequence input software or PatentIn sequence-input software. 
     A number of books and two software products are available to assist novice inventors in preparing U.S. patent applications. The book  Patent It Yourself  by Robert Pressman (Pressman, R.  Patent It Yourself . Berkeley, Calif.: Nolo Press, 1995) is highly regarded by many. “Patent Writer” software is available as DOS shareware from World Permission Software ( Patent Writer. User&#39;s Manual V . 2.00. Long Beach, Calif.: World Permission Software, 1992). 
     A Windows software product for authoring of U.S. patent applications called “Patent It Yourself” is published by Nolo Press ( Patent It Yourself , Version 1.0. Berkeley, Calif.: Nolo Press, 1994). The software contains an on-line version of Robert Pressman&#39;s book and “the forms and instructions needed to patent a product in the United States.” This product is of high quality, having been developed by the Electronic Data Systems Corporation (EDS). The limitations of this software are as follows: (1) It is appropriate for preparation of only U.S. patent applications in fairly “low-tech” fields; (2) It provides only basic legal guidance; (3) Users must learn to use a proprietary word processor with limited features, and text prepared with other word processors must be imported into the proprietary word processor as RTF or ASCII text files; (4) The “built-in” patent application headings are not the headings recommended by the PTO. One inventor known to the applicants was required by a PTO Examiner to amend his specification to use the “correct headings.” 
     Many inventors have been the recipients of documents generated by a Windows software tool available to PTO Examiners called “Action Writer.” This software is a WordPerfect-for-Windows macro program that provides “canned” text for use in office actions. The focus of the program is on providing the rationale for rejecting patent claims and for responding to the patentability arguments of applicants. 
     Other information on the background of the invention is disclosed in a report entitled “Expert System for Recombinant DNA Invention Disclosure, Phase I Progress Report Volumes I and II,” October, 1994, published by Yellowstone Environmental Science, Inc., 920 Technology Boulevard, Bozeman, Montana 59715. That disclosure is incorporated herein as if fully set forth. 
     SUMMARY OF THE INVENTION 
     The present invention is expert support system software that enables inventors to adequately disclose (communicate) the characteristics of their inventions to their technology manager and research sponsor, as well as to their patent professional (i.e., patent attorney or patent agent). The disclosure must allow the technology manager and/or research sponsor to decide whether to invest in protecting the invention. If protection is sought, it must also be complete enough for the patent professional to be able to determine whether patent protection is appropriate and, if so, to be used as a basis for preparation and prosecution of a patent application. Thus, three types of users are served by the proposed software product: inventors, technology managers, and patent professionals. Because the invention facilitates communication among parties with different vocabularies, perspectives, values, experiences and expertise, it can be classified as “domain-interaction” software. This type of software facilitates knowledge-sharing among “experts” from different domains. Such systems empower users by improving bi-directional communication of “mission-critical” domain knowledge. They eliminate the “say what?” bottlenecks which hamper productivity improvement. 
     Scientist/inventors interact with patent attorneys, for example, at a high level of sophistication in the preparation of patent applications that will eventually become patents with value as intellectual property. Scientist/inventors are experts in technological domain and patent attorneys are experts in the intellectual property domain. It is the responsibility of the patent attorney to teach the scientist/inventor how to disclose his/her invention, and to offer an opinion as to the patentability of the invention. It is the responsibility of the scientist/inventor to disclose the characteristics of his/her invention in the manner stipulated by the attorney, and to teach the attorney why the invention is useful, novel and unobvious. 
     Each expert participating in such an interaction provides information about his/her domain and receives information about the other expert&#39;s domain. Because domain knowledge can be complex and its language “foreign,” exchanges of information are typically clarified by guidance, explanations, and examples. Guidance is provided in “layers” so its depth can be controlled by the person requesting it. The expert providing the information may want to know “why” it was requested, as well as “what” to provide, and “how” to provide it. Some explanatory knowledge is acquired by means of knowledge engineering methods, and is resident in the software in the form of “advisors” or “guides” accessible by means of forward chaining expert systems. Default explanatory information is customized by an expert for particular interactions or interaction types. Each expert also reports to the other on the status of his/her respective domain. Domain status data changes over time and is visualized for effective communication. 
     Domain-interaction software systems are categorized as hybrid systems. The components of such systems include a user interface (possibly different for each user group), knowledge base(s), an inference engine, database(s), a database manager, a document editor, a data visualization tool, and a communications capability. Expert system and/or decision support system and/or expert support system components are used to streamline information exchange. 
     The invention is executed on a programmed digital computer or processor. In the best mode the invention is executed on an IBM-compatible microcomputer (running the Microsoft Windows™ operating system) which includes a central processing unit, main storage, input/output resources, and a user interface including a manually-operated keyboard and mouse. An example of such a microcomputer is The Gateway 2000™ P5-60 Computer System. The architecture and operation of The Gateway 2000™ P5-60 Computer System are described in the  User&#39;s Guide  by Gateway    2000 ,  610  Gateway Drive, North Sioux City, S.Dak.  57049. In alternative embodiments, other types of microcomputers—such as the Apple Macintosh—and/or other operating systems—such as OS/2—are used. 
     The invention is a system that provides a framework for organizing information concerning the user&#39;s technology portfolio into technology groups. Each technology group is composed of a number of inventions. Each invention in a technology group may share one or more of the following features with other inventions in the group: 
     One person manages the inventions in the group 
     One or more of the inventors is the same 
     One or more of the prior art references is the same 
     One or more of the patent professionals is the same 
     The system allows the lists of common information (examples shown in Table 1) to be entered either as a set-up activity or during preparation of a disclosure. The system allows a user to 
     
       
         
               
             
               
               
               
             
           
               
                 TABLE 1 
               
             
             
               
                   
               
               
                 Common Setup Information 
               
             
          
           
               
                   
                 List 
                 Information type 
               
               
                   
                   
               
               
                   
                 Inventions 
                 Records a   
               
               
                   
                 Inventors 
                 Records a   
               
               
                   
                 Patent professionals 
                 Records a   
               
               
                   
                 Organizations 
                 Records a   
               
               
                   
                 Prior art references 
                 Records 
               
               
                   
                 Future actions 
                 Records b   
               
               
                   
                 Depositories 
                 Records a   
               
               
                   
                   
               
               
                   
                   a Automatically alphabetically ordered  
               
               
                   
                   b Automatically ordered by date  
               
             
          
         
       
     
     select an existing invention from or add a new invention to a technology group. When adding a new invention, the user is able to enter the general technology type of the invention (e.g., mechanical, electrical, software, chemical, or biotechnology). 
     The system allows the user to select a technology management activity that he/she wants to accomplish next. Examples of technology management activities include the following: record progress, search prior art, create/edit disclosure, evaluate invention, file patent application, prosecute patent application, market invention and prepare agreements. The system allows a user to select an existing disclosure from, or add a new disclosure to, an invention database. When adding a new disclosure the user is able to select a disclosure purpose. The user is also able to select an invention category, such as the following: (1) product, and (2) process. 
     After a disclosure is characterized and selected, the user is able to select one of the disclosure sections (examples shown in Table 2) on which to work. A forward-chaining expert system leads the user through authoring the sections by inputting invention characteristics. Each section includes information on a particular characteristic of the invention being disclosed. After a section has been modified and exited, the software indicates work on the section has occurred. The system provides reasons why each type of information is requested in a window at the bottom of each input screen. In the default settings mode, the “Why Is This Information Needed?” window appears each time an input screen appears. 
     The software system provides appropriate information on “how to” prepare the different sections of an invention disclosure in a “Legal Guide” window at the bottom of each input screen. In a preferred embodiment the user is able to access the following information which bears on content and format of the disclosure for at least the jurisdictions of the U.S. Patent and Trademark Office (PTO), Patent Cooperation Treaty (PCT), European Patent Office (EPO), and Japanese Patent Office (JPO): general overview, procedures, regulations, case law (e.g., court 
     
       
         
               
             
               
               
               
               
             
           
               
                 TABLE 2 
               
             
             
               
                   
               
               
                 Disclosure Sections 
               
             
          
           
               
                   
                   
                 Disclosure 
                 Information 
               
               
                   
                 Section 
                 purpose 
                 type 
               
               
                   
                   
               
               
                   
                 Inventors/applicants 
                 All a   
                 Ordered records 
               
               
                   
                 Title of the invention 
                 All 
                 Ordered list 
               
               
                   
                 Related patent applications 
                 All 
                 Record 
               
               
                   
                 Contracts and grants 
                 SR b   
                 Record 
               
               
                   
                 Resources used 
                 SR 
                 Record 
               
               
                   
                 Important events 
                 Each a   
                 Record 
               
               
                   
                 Technical field 
                 All 
                 Text 
               
               
                   
                 Prior art U.S. patents 
                 All 
                 Ordered records 
               
               
                   
                 Prior art foreign patents 
                 All 
                 Ordered records 
               
               
                   
                 Prior art publications 
                 All 
                 Ordered records 
               
               
                   
                 Prior art problems 
                 All 
                 Text 
               
               
                   
                 Definitions of terms 
                 All 
                 Text 
               
               
                   
                 Nature of invention 
                 All 
                 Text 
               
               
                   
                 Essential elements 
                 All 
                 Record 
               
               
                   
                 Essential steps 
                 All 
                 Record 
               
               
                   
                 Purpose of invention 
                 SR 
                 Text 
               
               
                   
                 Utility of the invention 
                 All 
                 Text 
               
               
                   
                 Advantages of the invention 
                 All 
                 Text 
               
               
                   
                 Objects of the invention 
                 PTO d   
                 Text 
               
               
                   
                 Brief description of the 
                 All 
                 Text 
               
               
                   
                 drawings 
               
               
                   
                 Material incorporated by 
                 Each 
                 Ordered records 
               
               
                   
                 reference 
               
               
                   
                 Drawings 
                 All 
                 Graphics 
               
               
                   
                 Detailed description of the 
                 All 
                 Text 
               
               
                   
                 invention 
               
               
                   
                 Deposit of biological material 
                 All 
                 Record 
               
               
                   
                 Sequence information 
                 All 
                 Record 
               
               
                   
                 Working example(s) 
                 All 
                 Text 
               
               
                   
                 Best mode(s) 
                 PTO 
                 Text 
               
               
                   
                 Alternative embodiments 
                 All 
                 Text 
               
               
                   
                 Industrial applicability 
                 Some e   
                 Text 
               
               
                   
                 Effects of the invention 
                 JPO f   
                 Text 
               
               
                   
                 Claims 
                 All 
                 Text 
               
               
                   
                 Abstract 
                 All 
                 Text 
               
               
                   
                 Patent professionals 
                 All 
                 Ordered records 
               
               
                   
                   
               
               
                   
                   a Required for all disclosure purposes  
               
               
                   
                   b Required for sponsored research initial disclosures only  
               
               
                   
                   c Different version required for each disclosure type  
               
               
                   
                   d Required for U.S. patent application  
               
               
                   
                   e Required for PCT, EPO and JPO patent applications  
               
               
                   
                   f Required for JPO patent applications  
               
             
          
         
       
     
     The software provides expert support systems that guide the user through a preliminary evaluation of the patentability and/or marketability of an invention for which a disclosure has been prepared. Features of the patentability expert support system include the following: knowledgebases (rules from PTO, PCT, EPO and JPO), why explanation screens, conclusion displayed, reasons for conclusion displayed, input first sought in disclosure database, input stored in disclosure database, warning displayed that choosing “unknown” will result in conclusion of unpatentability, revision of answers allowed, and user being allowed to complete evaluation even if invention is unpatentable. 
     The software arranges the invention disclosure sections and either displays them or outputs them (e.g., on a printer). The display or output is presented in the order and format appropriate for its selected purpose. 
     The software includes an online Windows Help system which provides overview information on invention disclosures and specific instructions pertaining to the user interface which is currently being used. Features of the online help system include: Help menu, contents topic, search dialogue box, browse sequence, back, history, bookmark, context-sensitive access, jumps, pop-up windows, secondary windows, user annotation, copy and paste from Help windows, print Help topics, and multiple Help windows open. 
     The present invention has a number of advantages over prior art systems. One object of the invention is to improve the quality of international, regional, and national patent applications for the purpose of reducing the duration of the pendency and associated uncertainty regarding the scope of their claims. Another object is to facilitate the authoring of disclosures for one or more purposes. These purposes include an initial disclosure to an employer and/or research sponsor; a non-enabling disclosure for use in marketing the invention in situations where confidential relationships cannot be established prior to disclosure; and patent applications to be filed with the U.S. Patent and Trademark Office, a Patent Cooperation Treaty international patent application receiving office, the European Patent Office, the Japanese Patent Office, or another regional or national patent office. Another object is to facilitate authoring of invention disclosures in “high-tech” fields such as biotechnology. Another object is to provide motivation and detailed legal guidance on content and format requirements to a user of the system. Another object is to facilitate authoring of the specification of patent applications to be input to the Electronic Applications System (EASY) under development by the European Patent Office (EPO), World Intellectual Property Organization (WIPO), U.S. Patent and Trademark Office (PTO), and to the Japanese paperless patent application filing system. Yet another object is to evaluate a disclosed invention for patentability and marketability. Yet another object is to reorganize disclosure information so that it is output in the format required by any one of a plurality of patent offices. Further objects and advantages of the invention will become apparent from consideration of the drawings and the ensuing description of it. 
    
    
     BRIEF DESCRIPTION OF THE DRAWINGS 
     The features of the invention will be better understood by reference to the accompanying drawings which illustrate presently preferred embodiments of the invention. 
     In the drawings: 
     FIG. 1 is highly schematic block diagram of the expert support system. 
     FIG. 2 is a database classes hierarchy graph. 
     FIG. 3 is an expert classes hierarchy graph. 
     FIG. 4 is a windows classes hierarchy graph. 
     FIG. 5 is a screen objects classes hierarchy graph. 
     FIG. 6 is a collaboration graph for the Text File Handling Subsystem. 
     FIG. 7 is a collaboration graph for the Record Handling Subsystem. 
     FIG. 8 is a collaboration graph for the Expert Support Subsystem. 
     FIG. 9 is a photograph of the main screen. 
     FIG. 10 is a photograph of the new invention screen. 
     FIG. 11 is a photograph of the new disclosure screen. 
     FIG. 12 is a photograph of the sections of the disclosure screen. 
     FIG. 13 is a photograph of a typical text input screen. 
     FIG. 14 is a photograph of a typical record input screen. 
     FIG. 15 is a photograph of a typical Help screen. 
    
    
     The following reference numerals are used to indicate the parts of the invention on the drawings: 
       1  expert support system 
       3  computer 
       5  monitor 
       7  keyboard 
       9  software program 
       11  printer 
       13  mouse 
       15  network 
       21  second computer 
       23  modem 
       25  third computer 
       30  class DataRecords 
       31  abstract subclass RecordsDatabases 
       32  superclass Databases 
       33  abstract Subclass TextFilesDatabases 
       34  class TextRecords 
       37  PTOPatentabilityAssessments 
       39  concrete class PCTPatentabilityAssessments 
       41  concrete class EPOPatentabilityAssessments 
       43  concrete class JPOPatentabilityAssessments 
       51  abstract class PatentabilityAssessments 
       53  concrete class MarketabilityAssessments 
       55  superclass Experts 
       61  concrete class AnswerWindows 
       63  concrete class RecordEditWindows 
       65  concrete class OrderedRecordDisplayWindows 
       67  concrete class OrderedRecordEditWindows 
       69  concrete class TextDisplayWindows 
       71  abstract superclass Windows 
       81  concrete class EditLines 
       83  concrete class EditBoxes 
       85  concrete class ComboBoxes 
       87  abstract class EditObjects 
       89  concrete class ListBoxes 
       91  concrete class Menus 
       93  concrete class Buttons 
       95  concrete class CheckBoxes 
       97  concrete class RadioButtons 
       99  abstract class ScreenObjects 
       111  Text File Handling Subsystem 
       113  Windowing Subsystem 
       115  class TextEditWindows 
       117  class TextDisplayWindows 
       119  class TextEditors 
       121  class TextMovers 
       123  class TextFiles 
       131  Record Handling Subsystem 
       133  class RecordWindows 
       135  class EditObjects 
       137  class RecordDatabases 
       139  class OrderedRecordEditWindows 
       141  class OrderVerifiers 
       143  class OrderedRecordDisplayWindows 
       151  Expert Support Subsystem 
       153  class AnswerWindows 
       155  class RadioButtons 
       157  class InferenceEngines 
       159  class RecordDatabases 
       161  class Knowledgebases 
     DESCRIPTION OF THE PREFERRED EMBODIMENTS 
     Reference is now made to FIG. 1 which is a highly schematic block diagram of a representative embodiment of expert support system  1 . System  1  comprises computer  3 , output device or monitor  5 , input device or keyboard  7 , and software program or programs  9  which preferably reside(s) in computer  3 . System  1  may also comprise printer  11  and mouse  13 . In an alternative embodiment, System  1  may comprise network  15  and all or part of program or programs  9  comprising sets of instructions that may reside and/or be executed in second computer  21 . In yet another embodiment, system  1  comprises modem  23  which connects computer  3  with third computer  25  in which all or part of program or programs  9  may reside and/or be executed. 
     Invention disclosures serve a variety of purposes. Most basically, invention disclosures allow for management of (hopefully valuable) intellectual property by giving it an identity. Thus, an initial purpose of an invention disclosure is to establish the date of conception of an invention. This is important because currently U.S. patents are granted to the “first to invent.” While other patent-granting organizations grant patents on a “first to file” basis, they still require that no one else can have disclosed the invention publicly. Thus, a public invention disclosure can preclude patentability in certain situations. 
     A second purpose of invention disclosures is to facilitate evaluation of the market value of the invention by technology managers. Such an evaluation is necessary because preparation, filing, and prosecution of patent applications can be time-consuming and expensive. Care must be taken to ensure that the commercial potential of the invention is commensurate with such efforts. 
     An invention disclosure can also serve the purpose of compliance with the terms of an employment agreement or with the terms of a contract or grant award. For example, in accordance with the  Bayh - Dole Act  ( Public Law  98-620, which amended  Public Law  96-517), inventions “first conceived or actually reduced to practice” during the performance of federally-funded research must be disclosed to the research sponsor under regulations contained in 37 CFR 401 , Rights to Inventions Made by Nonprofit Organizations and Small Business Firms . Most employment contracts also require disclosure of inventions produced by employees during working hours or inventions made using facilities of the employee. 
     A “non-enabling” invention disclosure serves a fourth purpose. This type of disclosure is used by technology managers to attract commercial interest in an invention in a period during which secrecy is still required (i.e., prior to the filing of a patent application). 
     A fifth purpose of invention disclosures is to facilitate preparation of a patent application by a patent professional (patent attorney or agent). In exchange for the granting of a patent, patent laws require disclosure of a description of an invention and an explanation of its operation. 
     To a large degree, content requirements for an invention disclosure depend on the purpose for which it is prepared. Content requirements for a number of types of invention disclosures are summarized below. This section comprises a knowledgebase concerning invention disclosure requirements. 
     An invention disclosure required by a contract, termed herein an initial invention disclosure, must comply with the terms of that contract. Generally, the following information is required: 
     TITLE OF INVENTION 
     Inventor(s) including name, social security number, position, department, citizenship, work address, work voice telephone number, work fax telephone number, work e-mail address, home address and home voice telephone number Contract or grant project(s) during which the invention was conceived or first reduced to practice including identifying number, sponsor and principal investigator Dates and details of and witnesses to important events including initial idea, first oral or written description of the complete invention (conception), first successful demonstration (actual reduction to practice), publications containing a full description of the invention and oral disclosures of the invention 
     DESCRIPTION OF THE INVENTION 
     General purpose of the invention 
     Practical applications 
     Technical description of the invention 
     Essential elements (steps) of the invention 
     Interrelationships of elements (steps) 
     Mode of operation 
     Possible variations and modifications 
     Advantages and improvements over existing methods, devices, or materials 
     Features believed to be new 
     State and limitations of the (prior) art 
     Patents 
     Publications 
     Other prior art 
     Potential licensees including organization, reason for interest, contact name, address and voice telephone number 
     A non-enabling invention disclosure is designed to motivate the reader to want to learn more about the invention. Because the secrecy of the invention must be maintained, the disclosure should provide less information than the amount that a person skilled in the art would need to practice the invention. Generally, the following information is appropriate: 
     Invention title 
     Purpose of the invention 
     Prior art solutions 
     Problems with prior art 
     Advantages of the invention 
     Content requirements of patent application invention disclosures are established by law and stipulated in regulations. All patent-granting organizations have established format requirements for invention disclosures as noted below. 
     General disclosure requirements of the U.S. Patent and Trademark Office (PTO) are stipulated in Subpart B of Title 37 of the Code of Federal Regulations, and specific requirements for biotechnology disclosures are given in Subpart G (PTO, 1992). Seventy-three pages of detailed procedural guidelines concerning the parts, form, and content of a U.S. patent application are given in Chapter 600 of the  Manual of patent Examining Procedure  (MPEP) (PTO, 1992). Guidelines for patentability determinations are given in Chapter 2100 of the MPEP. Guidelines for drafting a model patent application presented in the MPEP suggest the following headings (MPEP 608): 
     Title of the Invention 
     Cross-References to Related Applications (if any) 
     Statements as to rights to inventions made under Federally-sponsored research and development (if any) 
     Background of the Invention 
     Field of the Invention 
     Description of related art including information disclosed under sections 1.97 and 1.98 
     Summary of the Invention 
     Brief Description of the Drawing 
     Description of the Preferred Embodiment(s) 
     Claim(s) 
     Abstract of the Disclosure 
     Patent Cooperation Treaty (PCT) invention disclosure requirements are documented in the following publications:  Handbook on Industrial Property Information and Documentation  (World Intellectual Property Organization, WIPO, 1991);  Patent Cooperation Treaty  (PCT)  and Regulations under the PCT  (WIPO, 1992) and  PCT Applicant&#39;s Guide  (WIPO, 1994) The  PCT Applicant&#39;s Guide  stipulates that the description of an invention should have the following headings: 
     Technical Field 
     Background Art 
     Disclosure of Invention 
     Brief Description of Drawings 
     Best Mode for Carrying Out the Invention 
     or 
     Mode(s) for Carrying Out the Invention 
     Industrial Applicability 
     It also provides specific format requirements for disclosures of nucleotide and amino acid sequences. The  PCT Applicant&#39;s Guide  further notes that “the details required for the disclosure of the invention . . . depend on the practice of the National Offices.” 
     The disclosure requirements of the European Patent Office (EPO) are documented in the following publications:  National Law Relating to the EPC  (EPO, 1991);  European Patent Convention  (EPO, 1991);  How to Get a European Patent: A Guide for Applicants  (EPO, 1992) and  Guidelines for Examination in the European Patent Office  (EPO, 1992). The  Guide for Applicants  stipulates that the description of the invention should have the following sections: 
     Technical Field 
     Background Art 
     Disclosure of the Invention 
     Brief Description of the Figures 
     Detailed Account of at Least One Way of Carrying Out the Invention 
     Statement of How the Invention is Capable of Industrial Application 
     Provisions regulating representation of nucleotide and amino acid sequences in patent applications became mandatory on Jan. 1, 1993 (EPO, 1992). A computer program, PatentIn, is available to assist applicants in meeting the physical requirements of U.S. and EPO sequence listing rules. 
     The disclosure requirements of the Japanese Patent Office (JPO) are documented in the following publications:  Guide to Industrial Property in Japan  (JPO, 1988);  Guideline for Accelerated Examination and Accelerated Appeal; Examination System for Working - Related Patent  ( or Utility Model )  Applications  (JPO, 1989);  Patent Application Paperless System Guide Book  (JPO, 1990);  Industrial Property Rights in Japan  (JETRO,    1991   );  Japanese Laws Relating to Industrial Property  (AIPPI Japan,    1992   );  Examination Manual for Patent and Utility Model  (AIPPI Japan, 1992) and  Supplemental Guidelines for Examination Practice under Revised System of Multiple Claims  (AIPPI Japan, 1992). The  Guide to Industrial Property in Japan  stipulates that specification of a Japanese patent application should have the following headings: 
     Title of the Invention 
     Claim(s) 
     Detailed Explanation of the Invention 
     Industrial Field of Application 
     Prior Art 
     Problems that the Invention is to Solve 
     Means of Solving the Problems 
     Operation of the Invention 
     Working Examples 
     Effects of the Inventions 
     Brief Explanation of the Drawings (if any) 
     In any rapidly developing art such as biotechnology, criteria for determining patentability and the adequacy of disclosure are in constant flux. Decisions of the U.S. Board of Patent Appeals and Interferences and the U.S. courts, as well as decisions of the EPO Technical Boards of Appeal, regularly establish new criteria and refine existing criteria. These decisions are published in such journals as the  US. Patent Quarterly  and the  Official Journal of the EPO  and are analyzed in a variety of legal journals. Proposed legislation, such as the Biotechnology Patent Protection Act (1991), may indicate trends in disclosure requirements and suggest potential disclosure strategies. 
     U.S. Patent and Trademark Office requirements reflect the fact that a U.S. patent may be obtained by its inventor(s) for a useful, new, and unobvious invention. The invention must fall into one of the following five classes of inventions: 
     1. a process (which may be a process of making something or a process of using something) 
     2. a machine 
     3. a manufacture (article) 
     4. a composition of matter, and 
     5. an improvement of any of the above. 
     A complete U.S. patent application comprises the following elements (37 CFR 1.51): 
     A specification, including a claim or claims 
     An oath or declaration 
     Drawings, when necessary 
     The prescribed filing fee 
     The content and format of the oath or declaration and filing fee calculations are standardized and have been automated by electronic patent application filing aids such as EASY or Patent It Yourself (EDS, 1994). For that reason, they are not covered here. 
     The material presented below was incorporated into the Legal Guide section of the software. The material was quoted or derived from U.S. Government publications, such as the  Patent Academy Instructors Manual  (PTO, 1989). Salient portions of the  Manual of Patent Examining Procedure  (MPEP), the  Code of Federal Regulations  (CFR), and administrative and judicial decisions concerning the sections of a U.S. patent application are presented in Appendix A, B and C of Exhibit B, respectively. At least one example of each section is presented in Appendix D of Exhibit B. 
     Inventors. Care must be taken in identifying the inventor or inventors, as only the inventor or inventors may sign the oath or declaration and obtain a U.S. patent. Each person who actually conceived claimed subject matter must be listed as one of the inventors. The degree of contribution to claimed subject matter is irrelevant, but it must constitute real invention, and not merely “a pair of hands.” The inventors need not have physically worked together, or at the same time, or made the same type or amount of contribution, or each have contributed to all claimed subject matter. 
     When two or more parties claim the same invention in separate U.S. patent applications, the patent will be awarded to the party who can prove that he/she/they were the “first to invent.” The first party to apply for a patent on the invention (i.e, the party who first “constructively” reduced the invention to practice, or “senior party”) is presumed to be the “first to invent.” This presumption can be overcome by a “junior party” who can prove actual reduction to practice before the senior party, unless the senior party can prove that he was first to conceive of the invention and that he was reasonably diligent in developing the invention during the period between his conception of the invention and his reduction of the invention to practice. Thus, the general rule is that the law “regards the first conceiver, if he used reasonable diligence in perfecting his invention and reducing it to practice, as the first inventor, not withstanding the invention was first reduced to practice by another” (In re Harper, 1930). Uncorroborated and undocumented testimony of an applicant as to a critical date is insufficient proof that an action occurred. 
     The date upon which an invention can be proven to have been completed also affects which references (patents, publications, etc.) can be used as “prior art” during the examination of a patent application. In general, only those references that were published prior to the date of invention can be used as prior art. The “general working consensus” is that the actual date on which the journal issues (to subscribers or other members of the public) is the effective date (of “publication”) for purposes of patent law. 
     Title of the Invention. The title of the invention should be technically accurate and descriptive, but brief. Preferably, the title should consist of two to seven words (less than 250 characters). It should be placed at the top of the first page of the specification. 
     In that the first step in bibliographic (key word) and classification (class and subclass) patent searches is viewing a listing of the first 69 characters of patent titles, care should be taken in choosing each word of an invention title. A reading of the first 69 characters of the title should be sufficient to motivate the reader to view the entire title and patent abstract. 
     Cross-References to Related Applications. A U.S. patent application is entitled to the filing date of an earlier “related” application under certain conditions. The subsequent application (which is called a continuing application) must be for an invention disclosed in the earlier application, must be filed before the earlier application is issued as a patent, is abandoned, or rejected by the courts, must be filed by at least one inventor named in the earlier application, and must contain a reference to the earlier application at the time of filing. Thus, a patent application is entitled to the benefit of the filing date of one or more prior, copending applications which have at least one common inventor if the invention claimed in the subsequent (continuing) application is disclosed in the prior application and the prior application is referenced in the continuing application. An appropriate reference to a related application will be generated by this software as follows: 
     “This is a (division, continuation, or continuation-in-part) of application Serial No.() filed (date). 
     Statement as to Rights to Inventions. Most contracts and grants awarded by the U.S. Government require reporting of inventions created or first actually reduced to practice during the contract or grant period. The Government typically has rights in such inventions. When a contractor or grantee retains the patent rights to an invention that was conceived or first reduced to practice under a U.S. Government contract or grant, the patent application must include a statement of Government rights in the invention. In most situations, an appropriate statement for disclosing Government rights will be generated by this software as follows: 
     “The U.S. Government has a paid-up license in this invention and the rights in limited circumstances to require the patent owner to license others on reasonable terms as provided for by the terms of (Contract No. or Grant No.) awarded by (Agency).” 
     Background of the Invention. The background of the invention is set forth in two parts: (1) the field of the invention, and (2) a description of related art. The field of the invention is a statement of the field of art to which the claimed invention pertains. If a patent search has identified the classification (class and subclass) of the invention, then the subclass definition may be paraphrased. This section may also be titled “Technical Field.” 
     The description of related art section presents a sunmary of the prior art in the field of the invention. Reference should be made to specific documents, if appropriate. Problems left unsolved by the prior art that are solved by the present invention should be discussed. This is the first place in the disclosure that evidence that the invention meets the three criteria for patentability (utility, novelty, and unobviousness) can be presented. This is accomplished by pointing out the limitations of the prior art, thus setting the stage for a delineation of the advantages of the present invention in the Summary of the Invention section. 
     Summary of the Invention. A brief summary of the inventive concept(s) is presented in this section. The nature and gist of the inventive concept(s) should be set forth in broad statements. These statements may paraphrase and amplify the broadest claims. The summary should point out the advantages of the invention and how it solves problems existing in the art (that were described in the Description of Related Art section). The utility of the invention should be pointed out. The section may end with statements of the “objects” of the invention. 
     It is in this section that the applicants provides a summary of the information upon which a determination of the utility, novelty, and unobviousness of the invention can be based. If a reading of this section does not convince a patent examiner that the invention meets the criteria of patentability, then that difficult task will have to be accomplished during prosecution of the application. For this reason, it is prudent to state the specific, credible uses of the invention to establish its utility. It is also effective to provide a listing of the elements (or steps) of the embodiment (version) of the invention described in the broadest (least limited) claim. The use or uses must be credible to a person skilled in the art of the invention. Examples should be provided of means for accomplishing functions recited in the broadest claims. Unexpected or surprising results that bear on a determination of unobviousness should be summarized. 
     Brief Description of the Drawing(s). Most disclosures contain drawings that illustrate the elements and/or steps of the invention. This section of an invention disclosure contains an initial reference to each drawing by number and a brief description of the nature (e.g., plan, elevation, schematic block diagram, etc.) of each drawing. 
     Description of the Preferred Embodiment(s). This is the heart of the disclosure. Here, a written description of the invention and a description of the process of making and using the invention are presented. At least one, and preferably several, preferred embodiments (also called best modes) of the invention are described in great detail. 
     U.S. law requires that the disclosure be sufficient to teach the invention to a “person skilled in the art”. It is also the case that “new matter” (additional disclosure of the inventive concept) cannot be added to a patent application after it is filed. For these reasons, it is better to err on the side of too much disclosure rather than on the side of too little. 
     In the typical case of a biotechnology invention involving molecular biology or genetic engineering, the following descriptive material may be appropriate for inclusion an invention disclosure, if applicable: 
     Identification of any DNA sources, including accession numbers and addresses of depositories 
     Procedure used to isolate and purify any gene(s) 
     Procedure used to synthesize and label any probe(s) 
     Procedure used to prepare any genomic or cDNA libraries 
     Procedure used to enrich any DNA of interest 
     Procedure and conditions of hybridization 
     Procedure used for cloning 
     Procedure used for characterizing clones 
     Procedure used to construct vector(s) 
     Identification and sources of preferred and alternative cloning vectors, promoters, terminators, etc. 
     Preferred and other host cells for transformation, including accession numbers and addresses of depositories 
     Preferred culture conditions 
     Procedures for purification of protein(s) 
     Procedures for incorporating the protein into useful product(s) 
     Nature and source of all trademarked material used in making the invention. 
     References in U.S. patent applications as filed to deposits of biological materials should include the following: 
     Deposit (or accession) number 
     Date of the deposit 
     Name and address of depository 
     Taxonomic description to the extent available 
     While any word-processing program which has the capability to convert a file into ASCII text can be used to generate a Sequence Listing, it is recommended that the PatentIn computer program be used. In any event, extreme care must be taken in following sequence listing format rules given in the  Manual of Patent Examining Procedure  (MPEP) and in PatentIn documentation. 
     In the typical case of a biotechnology invention involving molecular biology or genetic engineering, the following sequence information may be appropriate for inclusion an invention disclosure, if applicable: 
     Sequence of any probe(s) 
     Sequence of any known protein(s) 
     Preferred regulatory sequence(s) 
     U.S. patent law requires that at least the “best mode” of the invention be disclosed. It is prudent, however, to include in the specification at least a mention of all conceivable alternatives to the mode that is considered the best mode at the time of filing of the patent application. This will make it more difficult for other inventors to obtain patents on improvements to the present invention and could facilitate obtaining broader claims. 
     Claims. U.S. patent applications must contain at least one claim. A patent application that is filed without at least one claim is not entitled to a filing date (MPEP 608.01). A claim is a legal description of the “metes and bounds” of an embodiment of an invention. As such, claims contain terms and phrases that have come to have meanings particular to patent law. 
     Abstract of the Disclosure. The abstract is a summary of the disclosure as a whole in a single paragraph of 250 words or less. In that the most widely-available patent searching software is capable of searching for patent titles and abstracts by key words and phrases, care should be taken to ensure that appropriate key words and phrases occur in patent abstracts. It should fulfill the purpose of permitting the PTO and the public to rapidly determine the nature and gist of the technical disclosure from a cursory inspection. 
     Drawings. In the typical case of a biotechnology invention involving molecular biology or genetic engineering, the following types of drawings may be appropriate for invention disclosure: 
     Schematic block diagram of the process of making the invention with each block being a step in the process, e.g., the procedure for isolating and purifying or synthesizing a gene, for synthesizing and labeling an oligonucleotide probe, for preparing a genomic or cDNA library (or for enriching the DNA of interest), or for constructing a hybrid plasmid. 
     Restriction endonuclease cleavage map of a novel vector 
     Obtaining patent protection under the Patent Cooperation Treaty (PCT) is accomplished in two phases. It begins with the filing of an international patent application and ends (hopefully) with the grant of a number of national and/or regional patents: hence the terms, “international phase” and “national phase.” It is the international phase patent application that is the subject of this disclosure. 
     The description of an invention in a PCT application must disclose the invention in a manner sufficiently clear and complete for it to be carried out by a person skilled in the art. The sections of a PCT patent application are described below (WIPO, 1994): 
     Title of Invention. The title of the invention must be short (preferably two to seven words, when in English or translated to English) and precise. 
     Applicant(s). The applicant(s) for a PCT international patent need not be the “first inventor(s)” as is the case in the U.S. At least one of the applicants must be a resident or national of a PCT Contracting State. The applicant(s) must be the first inventor(s), however, if a U.S. patent will be sought in the national phase. 
     Technical Field. This section specifies the technical field to which the invention relates. 
     Background Art. This section indicates the background art which the applicant, regards as useful for the understanding, searching, and examination of the invention. Preferably, it should cite the documents that contain the prior art. 
     Disclosure of Invention. In this section, the invention as claimed, is disclosed in such terms that the technical problem that it solves (even if not expressly stated as such) and its solution can be understood. The advantageous effects of the invention, if any, with reference to the background art are stated. 
     Brief Description of the Drawings. The figures in the drawings, if any, are briefly described in this section. 
     Mode(s) or Best Mode for Carrying Out the Invention. If at least one of the designated states requires the indication of the “best mode” (for instance, the PTO), that best mode must be indicated in the description. This is done in terms of examples, where appropriate, and with reference to the drawings, if any. 
     Industrial Applicability. When it is not obvious from the description or nature of the invention, the way in which the invention is capable of exploitation in industry is explicitly stated in this section. The way in which it can be made and used, or, if it can only be used, the way in which it can be used is described. The term “industry” is to be understood in its broadest sense as in the Paris Convention for the Protection of Industrial Property. 
     The European Patent Office establishes requirements for obtaining a European patent. A European patent confers on its owner, in each contracting state for which it is granted, the rights that would be conferred by a national patent granted by the State. European patents are granted for inventions with industrial applicability which are new and which involve an inventive step. The sections of the disclosure portion of an EPO patent application are described below (EPO, 1992): 
     Technical Field. This section indicated the technical field to which the invention relates. This can be indicated by repeating fully, or in substance, the initial (prior art) portion of an independent claim, or by referring to it. 
     Background Art. An account of the background art that would be useful for understanding the invention is presented. Documents describing prior art should be cited wherever possible. The citations should be sufficiently complete to allow them to be consulted: i.e., in the case of patent specifications, giving the country and number; in the case of books, the author, title, publisher, edition, place and year of publication, plus the page numbers; and in the case of periodicals, the title, year, issue and page numbers. 
     Disclosure of the Invention. The disclosure of the invention must be such that the technical problem (even if not expressly stated as such) and its solution can be understood. To facilitate understanding the solution as given in the independent claim or claims, the characterizing portion of the independent claim or claims may be repeated or referred to or the features of the solution can be set out in a form which corresponds in substance to the claim(s). Details of the embodiments of the invention as given in the dependent claims are elucidated only if this is not done in the description of the way or ways of carrying out the invention as claimed, or in the figures in the drawings. Any advantageous effects of the invention vis-à-vis the background art are stated. Care must be taken, however, not to disparage a particular earlier product or process. 
     Brief Description of the Figures. A brief description of the figures in any drawings is presented, indicating the numbers of the figures. 
     Detailed Account of at Least One Way of Carrying Out the Invention. A detailed description of at least one embodiment of the invention is presented. This is usually done by means of examples that are explained by reference to the drawings using the reference manuals. 
     Statement of How the Invention is Capable of Industrial Application. Because a criterion of patentability is that the invention be capable of industrial application, a statement to that effect is included in the application. 
     The  Guide for Applicants  (EPO, 1992) further provides: 
     “In exceptional cases the description may be set out in a different manner and sequence to that described above if this would afford a better understanding and a more economic presentation.” 
     “Although the description should be clear and straightforward with avoidance of unnecessary technical jargon, the use of recognized terms of art is acceptable, and will often be desirable. Little known technical terms may be allowed provided that they are adequately defined and that there is no generally recognized equivalent.” 
     “Proper names or similar words may not be used to refer to articles unless they would thereby be identified unambiguously. Even if such a word is used the product must be sufficiently identified, without reliance upon the word, to enable the invention to be carried out by the skilled person. If such proper names or similar words are registered trade marks, that fact must be mentioned.” 
     The Japanese Patent Office establishes requirements for obtaining a Japanese patent. A Japanese patent may be obtained by the first to file a patent application that describes a useful and novel invention that involved “an inventive step.” The description of the sections presented below was derived from the  Guide to Industrial Property in Japan  (JPO, 1988): 
     Industrial Field of Application. This is a statement of the technical field to which the invention pertains. It is particularly important in those situation in which the industrial applicability of the invention is not clear. 
     Prior Art. The content of the prior art(s) to which the invention is to be compared is described. As a rule, documents that describe prior art are cited in the application. If the invention is totally novel and no prior art exist, a statement to that effect is included. 
     Problems That the Invention Is to Solve. The application contains an analysis of the problems involved with (or limitation of) the prior art that are solved by the invention. Disparaging the prior art is not allowed. 
     Means of Solving the Problems. The means (e.g., constituents or elements) of the invention that overcome the problems of the prior art are described. The description explains how the elements are related to one another. 
     Operation of the Invention. The specification describes how the elements of the invention function. How the elements, in combination, operate to solve the problems of the prior art is described. 
     Working Examples. The invention must be described in such concrete terms as to enable its reproduction. As many different embodiments of the invention as possible should be described. If claims are written to recite invention elements generically (e.g., means claims), the specification is required to give representative examples of what is meant, except in cases in which the meaning of such claims can be grasped theoretically or from experience. 
     Effects of the Invention. The effects produced by the indispensable constituent features (i.e., required elements) of the invention are described. Comparative data on the results of the invention compared to the results of the prior art are presented. 
     In a preferred embodiment, software program  9  is developed by means of an object-oriented design process and is implemented in an object-oriented computer language, such as C++. Object-oriented design is the process by which software requirements are turned into a detailed specification of objects (Wirfs-Brock, R., et al.  Designing Object - Oriented Software . New Jersey: PTR Prentice-Hall, 1990). The object-oriented design process is typically iterative. 
     Following procedures recommended by Wirfs-Brock (1990) and Booch (Booch, G.  Object - Oriented Design with Applications . U.S.A.: Benjamin/Cummings Publishing Company, Inc., 1991), an initial exploratory phase of object-oriented software design is conducted. Key abstractions that occur in the problem domain are identified. In this way, the requirements specification is decomposed into a variety of objects which communicate with one another to achieve the overall goal of the software. Objects are instances of classes and comprise sets of instructions for the operation of computer  3 . One way this is accomplished is by reviewing an outline requirements specification to extract noun phrases from which to build a list of candidate classes of objects. Candidates for abstract superclasses are identified by grouping classes that share common attributes. A short statement of the purpose of each class is prepared. 
     The responsibilities of the software are extracted from the specification noting actions and information. These responsibilities are then assigned to specific classes. Collaborations between classes are identified by examining the responsibilities associated with each class. A collaboration is the embodiment of a contract between a client class and a server class. A client class sends a message to a server class requesting assistance in fulfilling a client responsibility. The output of this design phase is class tables (Wirfs-Brock, 1990). 
     Exploration of the problem domain begins with identification of the key classes of objects by capturing the user&#39;s vocabulary in nouns (classes) and verbs (methods). The key classes of objects included in the invention are: 
     Database objects 
     Expert objects 
     User interface objects 
     Exploratory design of the software identifies classes of persistent database objects the application must manage. The attributes of each class of database objects are quantified. Specifically, for each data object (instance of a class), the description, type and length of database field that will hold the object is presented. Key components of domain-interaction systems are database objects. The purpose of these objects is to maintain data in a form that is changeable, but that persists from one use of the software to another. 
     A list of classes of database objects is presented in alphabetical order in Tables 3 and 4. Database classes responsible for managing databases comprised of multiple element records are described in Table 5. Database classes responsible for managing databases comprised of text file names are described in Table 4. Also listed are the data members (field names) and types of data elements that comprise each database. 
     Each database class is responsible for management of its data elements. As this database management behavior is shared by all database management classes, an abstract superclass (Database) is created to capture this shared behavior in one place. Those shared behaviors (member functions) are described in alphabetical order in Table 5. 
     Expert (or knowledge-based) objects are also key components of domain-interaction systems. These objects comprise 
     
       
         
               
             
               
               
               
             
           
               
                 TABLE 3 
               
             
             
               
                   
               
               
                 Classes of Record Database Objects 
               
             
          
           
               
                 Class 
                 Data member 
                 Type a   
               
               
                   
               
               
                 ActualReductionsTo- 
                 disclosurelD 
                 C/20 
               
               
                 Practice 
                 actualReductionToPracticeDate 
                 C/8 
               
               
                   
                 actualReductionToPracticeLocation 
                 C/40 
               
               
                   
                 witnessed 4   
                 C/3 
               
               
                 Awards 
                 disclosureID 
                 C/20 
               
               
                   
                 awardTitle 
                 C/200 
               
               
                   
                 awardNumber 
                 C/50 
               
               
                   
                 awardingAgency 
                 C/100 
               
               
                   
                 lastNameOfPI 
                 C/30 
               
               
                   
                 firstNameMIOfPI 
                 C/30 
               
               
                   
                 awardType C/1 
               
               
                 BiologicalMaterials 
                 disclosureID 
                 C/20 
               
               
                   
                 accessionNumber 
                 C/20 
               
               
                   
                 depositDate 
                 D/8 
               
               
                   
                 depositoryID 
                 C/8 
               
               
                 Claims 
                 disclosureID 
                 C/20 
               
               
                   
                 claimNumber 
                 N/3 
               
               
                   
                 claimType c   
                 C/1 
               
               
                 Conceptions 
                 disclosureID 
                 C/20 
               
               
                   
                 conceptionDate 
                 C/8 
               
               
                   
                 conceptionLocation 
                 C/40 
               
               
                   
                 witnessed d   
                 C/3 
               
               
                 Definitions 
                 disclosureID 
                 C/20 
               
               
                   
                 termDefined 
                 C/40 
               
               
                   
                 termDefinition 
                 C/250 
               
               
                 Depositories 
                 depositoryID e   
                 C/8 
               
               
                   
                 depositoryName 
                 C/50 
               
               
                   
                 depositoryAddress 
                 C/50 
               
               
                 DependentClaims 
                 disclosureID 
                 C/20 
               
               
                   
                 claimNumber 
                 N/3 
               
               
                   
                 dateAmended 
                 D/8 
               
               
                   
                 timesAmended 
                 N/2 
               
               
                   
                 wordProcessorFileName 
                 C/8 
               
               
                 Deposits 
                 disclosureID 
                 C/20 
               
               
                   
                 depositID 
                 C/30 
               
               
                   
                 depositDescription 
                 C/20 
               
               
                   
                 deposited d   
                 C/3 
               
               
                 DiligenceActions 
                 disclosureID 
                 C/20 
               
               
                   
                 diligenceActivity 
                 C/100 
               
               
                   
                 dilegenceActivityDate 
                 C/8 
               
               
                 Disclosure 
                 disclosureID 
                 C/20 
               
               
                   
                 disclosureShortName 
                 C/30 
               
               
                 DisclosureToAnother 
                 disclosureID 
                 C/8 
               
               
                   
                 disclosureDate 
                 C/8 
               
               
                   
                 disclosureLocation 
                 C/40 
               
               
                   
                 witnessed d   
                 C/3 
               
               
                 ForeignReferences 
                 priorArtForeignID 
                 C/8 
               
               
                   
                 country 
                 C/20 
               
               
                   
                 documentNumber 
                 C/20 
               
               
                   
                 publicationDate 
                 D/8 
               
               
                 FutureActions 
                 disclosureID 
                 C/20 
               
               
                   
                 futureAction 
                 C/20 
               
               
                   
                 dueDate 
                 D/8 
               
               
                   
                 patentApplicationSerialNumber 
                 C/10 
               
               
                   
                 firstInventorsLastName 
                 C/15 
               
               
                 ImportantEvents 
                 disclosureID 
                 C/20 
               
               
                   
                 firstConceptionDate 
                 C/8 
               
               
                   
                 firstConceptionLocation 
                 C/40 
               
               
                   
                 firstSketchDate 
                 C/8 
               
               
                   
                 firstSketchLocation 
                 C/40 
               
               
                   
                 firstWrittenDescriptionDate 
                 C/8 
               
               
                   
                 firstWrittenDescriptionLocation 
                 C/40 
               
               
                   
                 firstDisclosureToAnotherDate 
                 C/8 
               
               
                   
                 firstDisclosureToAnotherLocation 
                 C/40 
               
               
                   
                 firstDiligenceActivityDate 
                 C/8 
               
               
                   
                 firstDiligenceActivityLocation 
                 C/40 
               
               
                   
                 firstActualReductionToPracticeDate 
                 C/8 
               
               
                   
                 firstActualReductionToPractice 
                 C/40 
               
               
                   
                 Location 
               
               
                   
                 firstNonConfidentialDisclosureDate 
                 C/8 
               
               
                   
                 firstNonConfidentialDisclosure- 
                 C/40 
               
               
                   
                 Location 
               
               
                   
                 firstPublicationDate 
                 C/8 
               
               
                   
                 firstPublicationLocation 
                 C/40 
               
               
                 IndependentClaims 
                 disclosureID 
                 C/20 
               
               
                   
                 claimNumber 
                 N/3 
               
               
                   
                 timesAmended 
                 N/2 
               
               
                   
                 dateAmended 
                 D/8 
               
               
                   
                 claimText 
                 C/250 
               
               
                 Inventions 
                 inventionID 
                 C/20 
               
               
                   
                 inventionShortName 
                 C/40 
               
               
                 InventorOrder 
                 disclosureID 
                 C/20 
               
               
                   
                 inventorID 
                 C/11 
               
               
                   
                 inventorOrder 
                 C/2 
               
               
                 Inventors 
                 inventorID 
                 C/11 
               
               
                   
                 inventorLastName 
                 C/30 
               
               
                   
                 inventorFirstNameMI 
                 C/30 
               
               
                   
                 inventorPosition 
                 C/20 
               
               
                   
                 inventorDepartment 
                 C/20 
               
               
                   
                 inventorWorkTelephoneNumber 
                 C/13 
               
               
                   
                 inventorFaxTelephoneNumber 
                 C/13 
               
               
                   
                 inventorEMailAddress 
                 C/20 
               
               
                   
                 inventorWorkAddress 
                 C/30 
               
               
                   
                 inventorHomeAddress 
                 C/30 
               
               
                   
                 inventorHomeTelephoneNumber 
                 C/13 
               
               
                   
                 inventorCitizenship 
                 C/20 
               
               
                 NonConfidential- 
                 disclosureID 
                 C/20 
               
               
                 Disclosures 
                 disclosureDate 
                 C/8 
               
               
                   
                 disclosureLocation 
                 C/3 
               
               
                   
                 witnessed d   
                 C/40 
               
               
                 Organizations 
                 organization 
                 C/30 
               
               
                   
                 school 
                 C/30 
               
               
                   
                 department 
                 C/30 
               
               
                   
                 institute 
                 C/30 
               
               
                 PatentProfessionals 
                 patentProfessionalID 
                 C/8 
               
               
                   
                 patentProfessionalFirmName 
                 C/100 
               
               
                   
                 patentProfessionalLastName 
                 C/30 
               
               
                   
                 patentProfessionalFirstNameMI 
                 C/4 
               
               
                   
                 patentProfessionalTelephoneNumber 
                 C/50 
               
               
                   
                 patentProfessionalFaxNumber 
                 C/13 
               
               
                   
                 patentProfessionalEMailAddress 
                 C/13 
               
               
                   
                 patentProfessionalAddress 
                 C/13 
               
               
                 PriorArtForeign- 
                 disclosureID 
                 C/20 
               
               
                 Orders 
                 priorArtForeignID 
                 C/8 
               
               
                   
                 priorArtForeignOrder 
                 C/2 
               
               
                 PriorArt- 
                 disclosureID 
                 C/20 
               
               
                 PublicationOrders 
                 priorArtPublicationID 
                 C/8 
               
               
                   
                 priorArtPublicationOrder 
                 C/2 
               
               
                 PriorArtUSOrders 
                 disclosureID 
                 C/20 
               
               
                   
                 priorArtUSID 
                 C/8 
               
               
                   
                 priorArtUSOrder 
                 C/2 
               
               
                 Publication- 
                 priorArtPublicationID 
                 C/8 
               
               
                 References 
                 authorLastName 
                 C/20 
               
               
                   
                 authorlnitials 
                 C/6 
               
               
                   
                 PublicationTitle 
                 C/30 
               
               
                   
                 relevantPages 
                 C/20 
               
               
                   
                 PublicationMonth 
                 C/2 
               
               
                   
                 PublicationYear 
                 C/2 
               
               
                   
                 PublicationName 
                 C/20 
               
               
                 Publications 
                 disclosureID 
                 C/20 
               
               
                   
                 PublicationDate 
                 C/8 
               
               
                   
                 PublicationLocation 
                 C/40 
               
               
                   
                 witnessed d   
                 C/3 
               
               
                 RelatedPatent- 
                 disclosureID 
                 C/20 
               
               
                 Applications 
                 serialNumber 
                 C/20 
               
               
                   
                 title 
                 C/250 
               
               
                   
                 filingDate 
                 D/8 
               
               
                   
                 abandoned d   
                 C/1 
               
               
                   
                 patentNumber 
                 C/10 
               
               
                 Sketches 
                 disclosureID 
                 C/20 
               
               
                   
                 sketchDate 
                 C/8 
               
               
                   
                 sketchLocation 
                 C/3 
               
               
                   
                 witnessed d   
                 C/40 
               
               
                 Titles 
                 disclosureID 
                 C/20 
               
               
                   
                 titleRank 
                 N/1 
               
               
                   
                 inventionTitle 
                 C/250 
               
               
                 USPatentReferences 
                 priorArtUSID 
                 C/8 
               
               
                   
                 patenteeLastName 
                 C/20 
               
               
                   
                 patenteeInitials 
                 C/20 
               
               
                   
                 patentNumber 
                 C/20 
               
               
                   
                 patentIssueDate 
                 D/8 
               
               
                 Witnesses 
                 disclosureID 
                 C/20 
               
               
                   
                 witnessedEventType f   
                 C/8 
               
               
                   
                 witnessName 
                 C/40 
               
               
                   
                 witnessAddress 
                 C/120 
               
               
                   
                 witnessTelephoneNumber 
                 C/40 
               
               
                 Class 
                 Data member 
                 Type a   
               
               
                 WrittenDescriptions 
                 disclosureID 
                 C/20 
               
               
                   
                 descriptionData 
                 C/8 
               
               
                   
                 descriptionLocation 
                 C/40 
               
               
                   
                 witnessed d   
                 C/3 
               
               
                   
               
               
                   a Data member (field) types are as follows: C - character, N - numeric, D - date, L - logical, and M - memo.  
               
               
                   b Award type pick list is contract and grant.  
               
               
                   c Claim type pick list is dependent and independent.  
               
               
                   d Pick list is yes and no.  
               
               
                   e Depository ID pick list is NRRL, VKPM, VNIIA, ATCC, AGAL, BCCM, CBS, CECT, CNCM, CCAP, DML, CCM, CCY, DSM, ECACC, IBFM-VKM, IMI, KCTC, KCCM, NBIMCC, NCAIM, NCFB, NCTC, NCYC, NCIMB, NIBHT, and OTHER.  
               
               
                   f Witnessed event type pick list is Conception, Sketch, Written Description, Disclosure to Another, Diligence, Actual Reduction to Practice, Nonconfidential Disclosure, and Publication.  
               
             
          
         
       
     
     
       
         
               
             
               
               
               
               
             
           
               
                 TABLE 4 
               
             
             
               
                   
               
               
                 Classes of Text Database Objects 
               
             
          
           
               
                   
                 Class 
                 Data member 
                 Type a   
               
               
                   
                   
               
               
                   
                 Advantages 
                 disclosureID 
                 C/20 
               
               
                   
                   
                 wordProcessorFileName 
                 C/8 
               
               
                   
                 Alternative- 
                 disclosureID 
                 C/20 
               
               
                   
                 Embodiments 
                 wordProcessorFileName 
                 C/8 
               
               
                   
                 BestModes 
                 disclosureID 
                 C/20 
               
               
                   
                   
                 wordProcessorFileName 
                 C/8 
               
               
                   
                 Effects 
                 disclosureID 
                 C/20 
               
               
                   
                   
                 wordProcessorFileName 
                 C/8 
               
               
                   
                 Industrial- 
                 disclosureID 
                 C/20 
               
               
                   
                 Applications 
                 wordProcessorFileName 
                 C/8 
               
               
                   
                 Natures 
                 disclosureID 
                 C/20 
               
               
                   
                   
                 wordProcessorFileName 
                 C/8 
               
               
                   
                 Objects 
                 disclosureID 
                 C/20 
               
               
                   
                   
                 wordProcessorFileName 
                 C/8 
               
               
                   
                 PriorArtProblems 
                 disclosureID 
                 C/20 
               
               
                   
                   
                 wordProcessorFileName 
                 C/8 
               
               
                   
                 ResourcesUsed 
                 disclosureID 
                 C/20 
               
               
                   
                   
                 source 
                 C/40 
               
               
                   
                   
                 wordProcessorFileName 
                 C/8 
               
               
                   
                 TechnicalFields 
                 disclosureID 
                 C/20 
               
               
                   
                   
                 wordProcessorFileName 
                 C/8 
               
               
                   
                 WorkingExamples 
                 disclosureID 
                 C/20 
               
               
                   
                   
                 wordProcessorFileName 
                 C/8 
               
               
                   
                   
               
               
                   
                   a Data member (field) types are as follows: C - character, N - numeric, D - date, L - logical, and M - memo.  
               
             
          
         
       
     
     
       
         
               
               
               
             
           
               
                   
                 TABLE 5 
               
               
                   
                   
               
               
                   
                 Member function 
                 Responsibilities 
               
               
                   
                   
               
             
             
               
                   
                 appendRecord 
                 Add a new record to a database 
               
               
                   
                   
                 object. 
               
               
                   
                 bottomRecord 
                 Retrieve the bottom (last 
               
               
                   
                   
                 appended) record of a database 
               
               
                   
                   
                 object. Position the pointer 
               
               
                   
                   
                 at the last record. 
               
               
                   
                 closeDatabase 
                 Close the currently active 
               
               
                   
                   
                 database object. 
               
               
                   
                 createDatabase 
                 Create and open a new database 
               
               
                   
                   
                 object. If successful, it 
               
               
                   
                   
                 becomes the active database 
               
               
                   
                   
                 object. 
               
               
                   
                 createIndex 
                 Create a new index for the 
               
               
                   
                   
                 active database object. 
               
               
                   
                   
                 Make it the active index. 
               
               
                   
                 deleteRecord 
                 Delete a record from the 
               
               
                   
                   
                 active database object. 
               
               
                   
                 recordNumber 
                 Return the current record 
               
               
                   
                   
                 number. 
               
               
                   
                 retrieveRecord 
                 Retrieve the fields specified 
               
               
                   
                   
                 for a record. 
               
               
                   
                 setExact 
                 Set exact or inexact matches 
               
               
                   
                   
                 on character data types. 
               
               
                   
                 setFilter 
                 Set a filter for the entire 
               
               
                   
                   
                 database. Restrict the 
               
               
                   
                   
                 available records to those 
               
               
                   
                   
                 that satisfy the filter. 
               
               
                   
                 skipRecord 
                 Retrieve a record after moving 
               
               
                   
                   
                 the pointer. 
               
               
                   
                 topRecord 
                 Retrieve the top (first) 
               
               
                   
                   
                 record of a database object. 
               
               
                   
                   
                 Position the pointer at the 
               
               
                   
                   
                 top record. 
               
               
                   
                 updateRecord 
                 Update the current record in 
               
               
                   
                   
                 the active database 
               
               
                   
                 useDatabase 
                 Open a database object 
               
               
                   
                   
                 Make it active. 
               
               
                   
                   
               
             
          
         
       
     
     knowledgebases (typically rules) and an inference engine that uses the rules and user input to make (or support) decisions. A list of classes of expert objects is presented in Table 6. The class names describe the decision that is being supported (the inference that is being made). A single inference engine object searches an appropriate knowledgebase to allow the overall question (hypothesis) that is posed to each expert object to be answered. The inference engine object is responsible for performing a backward chaining, rule-processing operation. These capabilities are typically provided by expert system shells. User interface objects facilitate communication between the software application and its users. Development of software applications that run in the Microsoft® Windows™ graphical environment is most efficiently accomplished by means of an application framework that provides Windows user interface classes and functionality which can be inherited by application 
     
       
         
               
             
               
               
               
             
           
               
                 TABLE 6 
               
             
             
               
                   
               
               
                 Classes of Expert Objects 
               
             
          
           
               
                   
                 Class 
                 Responsibility 
               
               
                   
                   
               
               
                   
                 PTOPatentabilityAssessments 
                 Assess the patentability of a 
               
               
                   
                   
                 disclosed invention under PTO 
               
               
                   
                   
                 rules. 
               
               
                   
                 PCTPatentabilityAssessments 
                 Assess the patentability of a 
               
               
                   
                   
                 disclosed invention under PCT 
               
               
                   
                   
                 rules. 
               
               
                   
                 EPOPatentabilityAssessments 
                 Assess the patentability of a 
               
               
                   
                   
                 disclosed invention under EPO 
               
               
                   
                   
                 rules. 
               
               
                   
                 JPOPatentabilityAssessments 
                 Assess the patentability of a 
               
               
                   
                   
                 disclosed invention under JPO 
               
               
                   
                   
                 rules. 
               
               
                   
                 NarketabilityAssessment 
                 Assess the marketability of a 
               
               
                   
                   
                 disclosed invention 
               
               
                   
                   
               
             
          
         
       
     
     specific objects. A list of classes of windows objects is presented in Table 7. Classes of screen objects are described in Table 8. Other user interface classes are described in Table 9. 
     In object-oriented software programs, a collaboration is a request from client class to server class for assistance in fulfilling a responsibility to the client class. An object collaborates with another object if, to fulfill a responsibility, it needs to send the other object any messages. Thus, collaborations are one-way interactions, from a client to a server. For this reason, classes that represent external 
     
       
         
               
             
               
               
             
           
               
                 TABLE 7 
               
             
             
               
                   
               
               
                 Classes of Windows Objects 
               
             
          
           
               
                 Class 
                 Responsibilities 
               
               
                   
               
               
                 ControlWindows 
                 Display buttons. 
               
               
                 MainWindows 
                 Display main menu. 
               
               
                 OrderedRecordDisplayWindows 
                 Display selected record elements 
               
               
                   
                 in screen objects in Order. 
               
               
                 OrderedRecordEditWindows 
                 Display selected record elements 
               
               
                   
                 in Order in screen objects. 
               
               
                   
                 Allow Order number editing. 
               
               
                 RecordEditWindows 
                 Display records in screen 
               
               
                   
                 objects. Allow record editing. 
               
               
                 TextDisplayWindows 
                 Display word-wrapped text files. 
               
               
                 TextEditWindows 
                 Display word-wrapped text files. 
               
               
                   
                 Allow text editing. 
               
               
                   
               
             
          
         
       
     
     
       
         
               
             
               
               
               
             
           
               
                 TABLE 8 
               
             
             
               
                   
               
               
                 Classes of Screen Objects 
               
             
          
           
               
                   
                 Class 
                 Responsibilities 
               
               
                   
                   
               
               
                   
                 Buttons 
                 Display button. 
               
               
                   
                   
                 Accept a button press. 
               
               
                   
                 CheckBoxes 
                 Display a set of check boxes. 
               
               
                   
                   
                 Allow one or more to be selected. 
               
               
                   
                 ComboBoxes 
                 Display a list of items. Allow 
               
               
                   
                   
                 one to be edited and/or selected. 
               
               
                   
                 EditBoxes 
                 Display multiple lines of text. 
               
               
                   
                   
                 Allow it to be edited. 
               
               
                   
                 EditLines 
                 Display one line of text. 
               
               
                   
                   
                 Allow it to be edited. 
               
               
                   
                 ListBoxes 
                 Display a list of items. 
               
               
                   
                   
                 Allow one or more to be selected. 
               
               
                   
                 Menus 
                 Display menu items. 
               
               
                   
                   
                 Allow one or more to be selected. 
               
               
                   
                 RadioButtons 
                 Display a set of radio buttons. 
               
               
                   
                   
                 Allow one to be selected. 
               
               
                   
                   
               
             
          
         
       
     
     
       
         
               
             
               
               
               
             
           
               
                 TABLE 9 
               
             
             
               
                   
               
               
                 Other User Interface Classes 
               
             
          
           
               
                   
                 Class 
                 Responsibilities 
               
               
                   
                   
               
               
                   
                 OrderVerifiers 
                 Allowed selection and Ordering of records. 
               
               
                   
                   
                 Verify that record Orders are different. 
               
               
                   
                 TextEditor 
                 Allow text editing. 
               
               
                   
                 TextMovers 
                 Retrieve text from text file. 
               
               
                   
                   
                 Write text to text file. 
               
               
                   
                   
               
             
          
         
       
     
     interfaces are typically servers and not clients. Collaborations between classes are presented in Table 10. This information is the starting point of the analysis phase of the object-oriented design process. 
     During a second, analysis phase of object-oriented design, class hierarchies, subsystems, and protocols are documented. CAD techniques are used to prepare graphics that illustrate class hierarchies, shared responsibilities, and class collaborations. Each collaboration embodies a contract between a client and a server object. Classes that collaborate to support a small and strongly cohesive set of responsibilities are grouped into subsystems. Finally, class protocols are defined in detail. The output of this phase is specifications for each class, subsystem, and contract. 
     The analysis phase of database design involves refinement of the database model. The data dictionary is also normalized. 
     
       
         
               
             
               
               
               
             
           
               
                 TABLE 10 
               
             
             
               
                   
               
               
                 Collaborations between Classes 
               
             
          
           
               
                   
                 Client class/responsibility 
                 Server class 
               
               
                   
                   
               
               
                   
                 TextFileHandling Subsystem 
                   
               
               
                   
                 Allow editing of text files 
                 Windowing Subsystem 
               
               
                   
                 Display text files 
                 Windowing Subsystem 
               
               
                   
                 WindowingSubsystem 
               
               
                   
                 Allow editing of text files 
                 TextEditWindows 
               
               
                   
                 Display text files 
                 TextDisplayWindows 
               
               
                   
                 TextEditors 
               
               
                   
                 Manipulate text 
                 TextEditWindows 
               
               
                   
                 Move text 
                 TextEditors 
               
               
                   
                 TextMovers 
               
               
                   
                 Store text 
                 TextFiles 
               
               
                   
                 RecordHandling Subsystem 
               
               
                   
                 Allow editing of Orders 
                 OrderedRecordWindows 
               
               
                   
                 of records 
               
               
                   
                 Allow editing of records 
                 RecordWindows 
               
               
                   
                 EditObjects 
               
               
                   
                 Accept input on Ordered 
                 OrderedRecordEditWindows 
               
               
                   
                 records 
               
               
                   
                 Accept add record input 
                 OrderedRecordDisplayWindows 
               
               
                   
                 Store records 
                 RecordDatabases 
               
               
                   
                 Accept input of records 
                 RecordWindows 
               
               
                   
                 OrderedRecordEditWindows 
               
               
                   
                 Verify Order of records 
                 OrderVerifiers 
               
               
                   
                 ExpertSupport Subsystem 
               
               
                   
                 Display answers 
                 AnswerWindows 
               
               
                   
                 RadioButtons 
               
               
                   
                 Display radio buttons 
                 AnswerWindows 
               
               
                   
                 InferenceEngines 
               
               
                   
                 Accept answer input 
                 RadioButtons 
               
               
                   
                 Store records 
                 RecordDatabases 
               
               
                   
                 Store knowledge 
                 Knowledgebases 
               
               
                   
                   
               
             
          
         
       
     
     Knowledge-based expert system (KBES) design alternatives are also evaluated. The different ways knowledge can be represented and structured are evaluated in the light of the nature of the knowledgebase. Rule-based knowledge representation technology (backward-chaining, and forward-chaining), frame object-based representation, multiple context representation, model-based representation, and blackboard representation were considered. Based on this evaluation, the form(s) of representation that best matched the inherent structure(s) of the problem are identified. 
     Finally, user interface issues are addressed. A visual metaphor for the application is selected and means by which an extensive user guidance system can be implemented are developed. 
     Class hierarchies are developed for each of the classes of objects. In establishing class hierarchies, a development team preferably follows the rule advocated by Wild (Wild, F. H. Managing Class Coupling,  Unix Review , October 1991, 45-47) and Lorenz (Lorenz, M.  Object - Oriented Software Development. A Practical Guide . New Jersey: PTR Prentice-Hall, Inc., 1993). This rules states the “subclasses inherit all the superclass&#39;s methods only adding new methods and instance variables that work with the superclass&#39;s structure, or the new class should be positioned elsewhere.” Hierarchy graphs are used to present graphical representation of the inheritance relationships between related classes. In hierarchy graphs classes are represented by rectangles which are labeled with the class names. Inheritance is indicated by a line from a superclass to a subclass and by position, with superclasses being positioned above their subclasses. The upper left hand corners of the rectangles representing abstract classes is filled in while that of concrete classes are not. 
     A hierarchy graph for database classes is presented on FIG.  2 . Abstract subclass RecordsDatabases  31  and abstract subclass TextFilesDatabases  33  inherit behavior (member functions or methods) from superclass Databases  32 . Class DataRecords  30  inherits behavior from abstract class RecordsDatabases  31  and class TextRecords  34  inherits behavior from abstract subclass TextFilesDatabases  33 . 
     A hierarchy graph for expert classes is presented on FIG.  3 . Concrete class PTOPatentabilityAssessments  37 , concrete class PCTPatentabilityAssessments  39 , concrete class EPOPatentabilityAssessments  41 , and concrete class JPOPatentabilityAssessments  43  inherit the behavior from abstract class PatentabilityAssessments  51 . Abstract class PatentabilityAssessments  51  and concrete class MarketabilityAssessments  53  inherit behavior from superclass Experts  55 . 
     A hierarchy graph for windows classes is presented on FIG.  4 . Concrete class AnswerWindows  61  inherits from concrete class RecordEditWindows  63 . Concrete class OrderedRecordDisplayWindows  65  and concrete class RecordEditWindows  63  inherit from concrete class OrderedRecordEditWindows  67 . Concrete class OrderedRecordEditWindows  67  and concrete class TextDisplayWindows  69  inherit behavior from abstract superclass Windows  71 . 
     A hierarchy graph for screen object classes is presented on FIG.  5 . Concrete class EditLines  81  inherits from concrete class EditBoxes  83 . Concrete classes EditBoxes  83  and concrete class ComboBoxes  85  inherit from abstract class EditObjects  87 , but class ComboBoxes  85  also inherits from concrete class ListBoxes  89 . Abstract class EditObjects  87 , concrete class ListBoxes  89 , concrete class Menus  91 , concrete class Buttons  93 , concrete class CheckBoxes  95 , and concrete class RadioButtons  97  inherit behavior from abstract class ScreenObjects  99 . 
     Subsystems are groups of classes, or groups of classes and other subsystems, that collaborate among themselves to fulfil a responsibility. Subsystem and class collaborations can be illustrated in a collaborations graph. Collaboration graphs can illustrate superclass—subclass relationships as well as collaborations. Rectangles representing subclasses are graphically nested with the rectangles that represent their superclasses. A cross-hatched rectangle boundary is used to indicate that a superclass is expanded elsewhere (e.g., in a hierarchy graph). 
     As was noted earlier, the responsibilities of a class comprise one or more contracts for which that class is a server. On collaboration graphs, contracts are shown as small semicircles inside the server class to which they belong. Collaborations between classed are represented by on arrow from the client class to the contract supported by the server class. Subsystems are represented on collaborations graphs by rectangles with rounded corners. These rectangles enclose the classes and subsystems that comprise the subsystem. 
     A collaboration graph for the Text File Handling Subsystem  111  is presented on FIG.  6 . Text File Handling Subsystem  111  is comprised of Windowing Subsystem  113  which, in turn, is comprised of class TextEditWindows  115  and class TextDisplayWindows  117 . Text File Handling Subsystem  111  is further comprised of class TextEditors  119 , class TextMovers  121 , and class TextFiles  123 . This subsystem supports the following contracts: 
     
       
         
               
               
             
           
               
                   
               
               
                 Contract number 
                 Contract 
               
               
                   
               
             
             
               
                 A 
                 Allow editing of text files 
               
               
                 B 
                 Display text files 
               
               
                 C 
                 Manipulate text 
               
               
                 D 
                 Move edited text 
               
               
                 E 
                 Store text 
               
               
                 F 
                 Move displayed text 
               
               
                   
               
             
          
         
       
     
     A collaboration graph for Record Handling Subsystem  131  is presented on FIG.  7 . The subsystem comprises the classes that support data-persistence contracts. This includes class RecordWindows  133 , class EditObjects  135 , class RecordDatabases  137 , class OrderedRecordEditWindows  139 , class OrderVerifiers  141  and class OrderedRecordDisplayWindows  143 . It coordinates the transfer of information into and out of database records. This subsystem supports the following contracts: 
     
       
         
               
               
             
           
               
                   
               
               
                 Contract number 
                 Contract 
               
               
                   
               
             
             
               
                 G 
                 Allow editing of orders of record 
               
               
                 H 
                 Allow editing of records 
               
               
                 I 
                 Accept input on ordered records 
               
               
                 J 
                 Verify order of records 
               
               
                 K 
                 Display ordered records 
               
               
                 L 
                 Accept add record input 
               
               
                 M 
                 Store records 
               
               
                 N 
                 Accept input of records 
               
               
                   
               
             
          
         
       
     
     A collaboration graph for Expert Support Subsystem  151  is presented on FIG.  8 . Expert Support Subsystem  151  comprises class AnswerWindows  153 , class RadioButtons  155 , class InferenceEngines  157 , class RecordDatabases  159 , and class Knowledgebases  161 . This subsystem supports the following contracts: 
     
       
         
               
               
             
           
               
                   
               
               
                 Contract number 
                 Contract 
               
               
                   
               
             
             
               
                 O 
                 Display answers 
               
               
                 P 
                 Display radio buttons 
               
               
                 Q 
                 Accept answer input 
               
               
                 R 
                 Store records 
               
               
                 S 
                 Store knowledge 
               
               
                   
               
             
          
         
       
     
     The Expert Support Subsystem uses rules in either a forward-chaining mode or backward-chaining mode. 
     The final step in specifying an object-oriented design is to construct protocols for each class. Protocols are the specific signature for the member functions that each class will perform. Thus, a protocol comprises the name of a member function, the name and order of its parameter, and what it returns. 
     Member functions for the Database class are those provided by the dBase version of the KnowledgePro Windows Data (Knowledge Garden, Inc. Knowledge Pro Windows Database Toolkit. Nassau, N.Y.: Knowledge Garden, Inc., 1991). Member functions for Expert, Windows, and ScreenObject classes are those provided by KnowledgePro Windows Version 2.0 (Knowledge Garden, Inc.,  Knowledge Pro Windows Reference Manual Version  2.0. Nassau, N.Y.: Knowledge Garden, Inc., 1991). 
     The analysis phase of database design involves refinement of the database model and normalization of the data dictionary. The final version is described in Tables 3 and 4. 
     Analysis of the problem domain is conducted to determine an appropriate form of knowledge representation. The findings of that analysis are presented in Table 11. Because the patentability in any jurisdiction depends on the application of a fairly complex set of legal rules, a rule-based representation was found to be appropriate for patentability assessments. With this type of knowledge representation, rules are conceptually represented as IF/THEN statements in the form: 
     
       
         IF&lt;predicate&gt;THEN&lt;consequent&gt;. 
       
     
     An inference engine then analyzes and processes the rules. In a preferred embodiment, a backward-chaining approach to rule processing was appropriate. With backward-chaining, the inference engine works backward from a hypothesized consequent (e.g., probably unpatentable) to locate known predicates that would provide support for either hypothesis. The rules used in the PTO patentability assessment knowledgebase in the working example are presented in Table 12. A similar “rulebase” is appropriate for other knowledgebase classes. 
     
       
         
               
             
               
               
               
               
             
           
               
                 TABLE 11 
               
             
             
               
                   
               
               
                 Knowledge Representation 
               
             
          
           
               
                   
                   
                 Form of knowledge 
                 Type of rule 
               
               
                   
                 Class 
                 representation 
                 processing 
               
               
                   
                   
               
               
                   
                 PTOPatentability- 
                 Rules 
                 Backward chaining 
               
               
                   
                 Assessments 
               
               
                   
                 PCTPatentability- 
                 Rules 
                 Backward chaining 
               
               
                   
                 Assessments 
               
               
                   
                 EPOPatentability- 
                 Rules 
                 Backward chaining 
               
               
                   
                 Assessments 
               
               
                   
                 JPOPatentability- 
                 Rules 
                 Backward chaining 
               
               
                   
                 Assessments 
               
               
                   
                 Marketability- 
                 Rules 
                 Forward chaining 
               
               
                   
                 Assessment 
               
               
                   
                   
               
             
          
         
       
     
     
       
         
               
             
               
               
               
             
           
               
                 TABLE 12 
               
             
             
               
                   
               
               
                 PTO Patentability Assessment Knowledgebase 
               
             
          
           
               
                   
                   
                 Answer required 
               
               
                   
                   
                 for a conclusion 
               
               
                   
                 Question 
                 of patentability 
               
               
                   
                   
               
               
                   
                 Is the invention a process, machine, 
                 Yes 
               
               
                   
                 manufacture, or composition of matter, or 
               
               
                   
                 an improvement thereof? 
               
               
                   
                 Is the invention illegal or contrary to 
                 No 
               
               
                   
                 public policy (i.e., the public good)? 
               
               
                   
                 Is the invention a product, principle, or 
                 No 
               
               
                   
                 property of nature? 
               
               
                   
                 Does the invention have at least one 
                 Yes 
               
               
                   
                 believable, non-research use? 
               
               
                   
                 Was the invention claimed in a patent that 
                 No 
               
               
                   
                 issued anywhere more than one year prior to 
               
               
                   
                 your filing date? 
               
               
                   
                 Was the invention described in a printed 
                 No 
               
               
                   
                 publication anywhere more than one year 
               
               
                   
                 prior to your filing date? 
               
               
                   
                 Was the invention used in public in the 
                 No 
               
               
                   
                 U.S. by the inventor(s) or anyone else more 
               
               
                   
                 than one year prior to your filing date? 
               
               
                   
                 Did any public use of the invention meet 
                 Yes a   
               
               
                   
                 the “experimental exception” in that the 
               
               
                   
                 user was required to report how well the 
               
               
                   
                 invention functioned? 
               
               
                   
                 Was the invention sold or offered for sale 
                 No 
               
               
                   
                 in the U.S. more than one year prior to 
               
               
                   
                 your filing date? 
               
               
                   
                 Was the invention abandoned (e.g., 
                 No 
               
               
                   
                 dedicated to the public or not diligently 
               
               
                   
                 developed) by its inventor(s)? 
               
               
                   
                 Was a foreign patent on the invention based 
                 No 
               
               
                   
                 on a foreign application filed more than a 
               
               
                   
                 year before the filing date of your U.S. 
               
               
                   
                 Pat. Application issued to you before you 
               
               
                   
                 filed your U.S. Pat. Application? 
               
               
                   
                 Was how to make and use the invention 
                 No 
               
               
                   
                 publicly known in the U.S. prior to your 
               
               
                   
                 date of invention? 
               
               
                   
                 Was the invention publicly used, accessible 
                 No 
               
               
                   
                 to the public, or used secretly for a 
               
               
                   
                 commercial purpose by another in the U.S. 
               
               
                   
                 prior to your date of invention? 
               
               
                   
                 Was the invention described in a printed 
                 No 
               
               
                   
                 publication anywhere prior to your date of 
               
               
                   
                 invention? 
               
               
                   
                 Was the invention described in a patent 
                 No 
               
               
                   
                 granted on an application by a different 
               
               
                   
                 inventive entity that was filed in the U.S. 
               
               
                   
                 prior to your date of invention? 
               
               
                   
                 Was the invention described in a patent 
                 No 
               
               
                   
                 granted on a PCT application by another who 
               
               
                   
                 filed a related application in the U.S. 
               
               
                   
                 prior to your date of invention? 
               
               
                   
                 Was the invention completed in the U.S. by 
                 No 
               
               
                   
                 another (who has not abandoned, suppressed, 
               
               
                   
                 or concealed it) prior to your date of 
               
               
                   
                 invention? 
               
               
                   
                 On your date of invention, would the 
                 No 
               
               
                   
                 invention have been obvious to a person 
               
               
                   
                 with ordinary skill and knowledge of prior 
               
               
                   
                 art to which the invention pertains? 
               
               
                   
                 On your date of invention, did prior art 
                 No 
               
               
                   
                 contain a suggestion (either explicit or 
               
               
                   
                 implied) of the possibility of achieving 
               
               
                   
                 further improvement by combining references 
               
               
                   
                 in a manner to produce the invention? 
               
               
                   
                 Does the invention produce unexpected or 
                 Yes 
               
               
                   
                 surprising result? 
               
               
                   
                   
               
               
                   
                   a If answer to previous question was “Yes”.  
               
             
          
         
       
     
     When display or output of an invention disclosure is required, the software organizes information on the characteristics of each invention in an appropriate order and format. The information may be displayed on monitor  5  and/or it may be output on printer  11 . The organized information may also be transmitted via modem  23  to third computer  25  and/or it may be transmitted to second computer  21  via network  15 . In some embodiments, the user of second computer  21  and/or third computer  25  may modify the information stored by program  9 . 
     User interface design activities include selection of “metaphors” for the interface, implementing that metaphor in a series of prototype screens, and testing. Screens are then revised in response to user comments. 
     A verbal metaphor is the “application of a word or phrase to an object or concept it does not literally denote, in order to suggest comparison with another object or concept” ( Random House College Dictionary . Revised ed. U.S.A.: Random House, 1973). The visual metaphors used in software design communicate the designer&#39;s model of the problem domain. Effective metaphors trigger application of the desired knowledge and experience in the minds of users (Heckel, P.  The Elements of Friendly Software Design . San Francisco: Sybex Inc., 1991). 
     A number of metaphors are appropriate in designing the main program entry screen. One is to use a parent window having a blank screen and a main menu similar to that used in word processing applications, such as WordPerfect for Windows™ or Microsoft Word for Windows™. The primary advantage to using this approach is that the software&#39;s users are experienced with using this kind of interface to manipulate documents. A disadvantage is that the application bears more similarity to a database (e.g., accounting program) than it does to a word processing program (although some of the “fields,” or subdocuments, will become parts of related master documents). 
     A second approach involves using a parent window with an abbreviated main menu with an introductory text display (child) window and a “control panel” (child) window along the right edge of the screen. The metaphor is that of an electronic instrument having a control panel. Because potential users of the software are scientists, this approach is preferred for implementation. This interface design communicates the nature of the application: an instrument for data management, not a file-based word processor. 
     An extensive user guidance system is part of the user interface. The components of that system are: 
     Motivational information 
     Legal guidance information, and 
     Online Help system 
     In a preferred embodiment, the software provides motivational information and legal guidance information in a child window located beneath the input/output window. A forward-chaining expert system is used to infer which motivational material or content and format requirements or guidelines to display. The online Help system is located in a vertical window that overlays the right one-third of the parent window. 
     Motivational information is provided in a window having the title “Why Is This Information Required?”. The default mode is for this “Why?” information to be displayed at the same time each input window was displayed. By changing a setting in the main menu, a motivated or experienced user can cause the legal guidance to be automatically displayed. 
     Legal guidance is provided in “Legal Guide” screens. Initially, legal guidance specific to the displayed input screen is provided that was deemed appropriate for a “lay” (i.e., inexperienced) user. The user uses buttons to select one or more of the following more detailed legal guidance options: 
     Procedures 
     Regulations 
     Case law 
     Examples 
     The online Help system is developed following the guidance of Boggan et al. (Boggan, S., et. al.  Developing Online Help For Windows . U.S.A.: SAMS Publishing, 1993) and Microsoft ( Microsoft Windows Version  3.1. U.S.A.: Microsoft Corp., 1994). Help topic files are compiled with the Microsoft Help Compiler (HC31.EXE). Both general and context-specific Help topics were provided. 
     Help topics provide an overview of intellectual property management issues and guidance concerning the key steps in obtaining and maintaining patent protection. Context-sensitive Help topics provide guidance on how to operate the software and how to input data. 
     WORKING EXAMPLE 
     A working example of system  1  was implemented to lead a scientist/inventor through the process of preparing a disclosure for a recombinant deoxyribonucleic acid (rDNA) invention that would be sufficient for disclosing the invention to a research sponsor or to a patent professional who had the responsibility of preparing a U.S. patent application. The software organized disclosure information into the following nested subdivisions: 
     Technology groups 
     Inventions 
     Disclosures 
     Thus, the software&#39;s model or schema was that technology groups contain inventions and inventions contain disclosures. 
     The working example also provided an expert system a scientist/inventor could use to conduct a preliminary assessment of the patentability of a rDNA invention under U.S. (PTO) rules. The working example provided functionality for reverse-chaining rules processing and a Windows™ user interface. 
     The working example was implemented in the Borland C++ language. Portions of the C++ code were prototyped in Knowledge Garden&#39;s KPWin++. A listing of the C++ code, for which U.S. copyright protection has been applied, is included as Exhibit A. 
     The working example ran in the Microsoft Windows™ operating system. It included a fully-functional subset of an online Help system. The text of Help topics is presented in Appendix C included in Exhibit B. Photographs of key user interface screens are presented on the following figures: 
     FIG.  9 . Main Screen 
     FIG.  10 . New Invention Screen 
     FIG.  11 . New Disclosure Screen 
     FIG.  12 . Sections of the Disclosure Screen 
     FIG.  13 . Typical Text Input Screen 
     FIG.  14 . Typical Record Input Screen 
     FIG.  15 . Typical Help Screen 
     Explanatory information was retrieved (read only) from text files and displayed. The text files could be tailored to a particular inventor&#39;s needs by a patent professional or another knowledgeable party using a commercially-available word processor Text files are included in the following appendices included in Exhibit B: 
     Appendix B Introductory Text 
     Appendix C Why Text 
     Appendix D U.S. Legal Guide 
     Appendix E PTO Procedures 
     Appendix F PTO Regulations 
     Appendix G PTO Case Law 
     Appendix H PTO Examples 
     Appendix I EPO Procedures (e.g., WordPerfect for Windows or Microsoft Word for Windows). 
     Testing of the prototype included verification, validation, and user acceptance testing (Preece, A.D. Towards a methodology for evaluating expert systems.  Expert Systems , 215-223, 1990). Verification included a determination of internal self-consistency and completeness. Validation was carried out to determine if the prototype performed the critical real-world tasks for which it was created. User acceptance testing addressed ergonomic and organizational aspects and was verified by alpha testing by 10 faculty and student practitioners of rDNA technology at Montana State University. In addition, two individuals from biotechnology companies, one from a software company, and one from an inventors&#39; group tested the software prototype. 
     Many variations in configurations have been discussed and others will occur to those skilled in the art. Some variations within the scope of the claims include network implementations of the invention. Other variations within the scope of the claims include single-user implementations of the invention. All such variations within the scope of the claims are intended to be within the scope and spirit of the present invention.

Technology Category: 3