Title: Lum v. State
Citation: N/A
Docket Number: 424, 2017
State: Delaware
Issuer: Delaware Supreme Court
Date: August 22, 2018

IN THE SUPREME COURT OF THE STATE OF DELAWARE 
 
MALCOLM LUM, 
§ 
 
 
 
 
 
 
§ 
No. 424, 2017 
 
Defendant Below, 
§ 
 
Appellant, 
§ 
 
 
§ 
Court Below: Superior Court 
 
v. 
§ 
of the State of Delaware 
 
 
§ 
 
STATE OF DELAWARE, 
§  
Cr. ID. No. 1611005481 
 
§ 
 
           Plaintiff Below, 
§ 
 
 
Appellee. 
§ 
 
 
 
 
§ 
 
 
Submitted: August 22, 2018 
Decided:   August 22, 2018 
 
Before STRINE, Chief Justice; SEITZ and TRAYNOR, Justices. 
 
O R D E R 
 
 
On November 8, 2016, Probation Officer Joseph Scioli and Wilmington 
Police Detective Matthew Rosaio, his Operation Safe Streets partner,1 were 
patrolling Wilmington’s Center City area when they observed Malcolm Lum and 
Dale Lolly walking in a circuitous route, seeming to avoid their patrol car with a 
“nervous demeanor” and “constantly checking [the car’s] whereabouts,” saw Lum 
exhibit the “canting” behavior of an armed gunman by appearing to secure a gun in 
                                                 
1 Operation Safe Streets is a “crime reduction initiative that teams police with state probation and 
parole officers” to “conduct unannounced curfew checks on probationers, surveil high crime areas, 
initiate investigations of probation violators and their associates, and follow-up on tips provided 
by informants.”  OPERATION SAFE STREETS/GOVERNOR’S TASK FORCE, ANNUAL REPORT 1 (2006), 
https://cjc.delaware.gov/wp-content/uploads/sites/61/2017/06/05_OSS_GTF_Annual_Report-
min.pdf.   
2 
 
his waistband,2 and exited their patrol car to detain and search the two men.3  While 
Detective Rosaio detained Lolly, Probation Officer Scioli detained Lum.  Scioli then 
conducted a pat-down search of Lum and found a loaded 10-millimeter handgun in 
his waistband.4  The officers confirmed through DELJIS that Lum had previously 
been convicted of first degree Attempted Robbery, making him a person prohibited 
from possessing firearms or ammunition, and processed Lum’s arrest.5 
 
At his later trial, Lum was convicted of Carrying a Concealed Deadly 
Weapon, Possession of a Firearm By A Person Prohibited, and Possession of 
Ammunition By A Person Prohibited.  On appeal, he makes no argument that he was 
unjustly convicted in the sense of being innocent of those crimes.  Rather, his only 
argument is that the weapon seized from him should have been suppressed as 
evidence.  Only one of Lum’s arguments in support of that contention was properly 
raised below.  That issue involves whether the officers had a reasonable articulable 
suspicion to justify stopping him.  But evidence in the record, including the fact that 
Lum was acting suspiciously in a high crime area and appeared to be armed and 
avoiding the officers’ patrol car, supports the Superior Court’s finding that the 
                                                 
2 “Canting” behavior, according to the arresting officer, is “when a subject either instinctively or 
nervously . . . adjust[s] [a] firearm in the[ir] waistband, [and] the[ir] arm goe[s] up and hold[s] [it] 
tight against the body. . . . It’s almost like a 90-degree motion you make with your arm.”  
Suppression Hearing Tr. (June 30, 2017) at 26:4‒10.  The officer also said that, through his training 
and experience, he believed this movement to be a “weapons check.”  Id. at 11:20‒12:2. 
3 Preliminary Hearing Tr. (Nov. 18, 2016), at 4:13-15, 5:6‒10, 9:3‒10. 
4 Id. at 10:1‒3. 
5 Detective Rosaio’s Affidavit (Nov. 8, 2016), at 4. 
3 
 
officers had a reasonable suspicion to stop Lum.  On appeal, Lum has surfaced two 
additional arguments that he did not present below.  These cannot be the basis for 
reversal unless they involve plain error.6  Plain error is just that, an error so obvious 
and fundamental that it would be unjust not to take into account on appeal.7  Neither 
of Lum’s arguments rise to that level. 
 
First, Lum argues that, because Lolly was also searched even though he did 
not exhibit “canting” behavior, this means the police would have searched Lum even 
absent the evidence in the record of him canting.  This is not plain error of any kind.  
Testimony in the record supports the finding that Lum engaged in canting indicative 
of firearms possession.8  The fact that someone else did not does not support an 
argument that Lum’s arrest was unjust.  As important, Lum and his companion were 
                                                 
6 Sup. Ct. R. 8 (“Only questions fairly presented to the trial court may be presented for review; 
provided, however, that when the interests of justice so require, the Court may consider and 
determine any question not so presented.”); Small v. State, 51 A.3d 452, 456 (Del. 2012) (“We 
review errors which were not raised at the trial level for plain error.”). 
7 See Wainwright v. State, 504 A.2d 1096, 1100 (Del. 1986) (“[T]he doctrine of plain error is 
limited to material defects which are apparent on the face of the record; which are basic, serious 
and fundamental in their character, and which clearly deprive an accused of a substantial right, or 
which clearly show manifest injustice.”) (emphasis added); McGonigle v. State, 568 A.2d 1072 
(Del. 1989) (This Court “will not disturb findings of fact by a trial judge or by a jury, if they are 
supported by competent evidence in the record, especially if they relate to the credibility of a 
witness”). 
8 Suppression Hearing Tr. (June 30, 2017) at 11:20‒23; 12:1‒2 (when the officers circled a block 
to observe Lum and Lolly from their patrol car, they saw Lum do “a stutter step, kind of stop[] in 
his tracks,” and exhibit canting behavior by raising his right arm to the right portion of his body 
and “doing what [Detective Rosaio said he] kn[e]w through [his] training and experience to be a 
weapons check”); Id. at 13:1‒6 (when the officers exited the vehicle to stop the two men, they saw 
Lum with his “right arm pinned against his side while his left hand [wa]s flowing more naturally 
with his gait, again, showing what [Detective Rosaio said he] kn[e]w through [his] training and 
experience to be a characteristic of an armed gunman”). 
4 
 
traveling together, and the officers may have reasonably deemed it unsafe to 
themselves not to stop both Lum and Lolly, when there was a rational basis to 
assume that if one of them was armed, so was the other.  Suffice it to say that Lum 
did not raise this argument below, and thus the State was unable to provide any of 
the many plausible answers to the question of why Lolly was stopped despite the 
fact that he did not exhibit canting behavior.  Most importantly, no obvious error of 
any kind was made by the Superior Court in failing to raise this issue itself. 
 
Lum’s second new argument on appeal is that he was not a probationer under 
Scioli’s supervision and that, as a probation officer and not a police officer, Scioli 
was not legally authorized to seize him.  But, again, we fail to perceive plain error.  
Lum makes this argument in a cursory section of his brief.  And Lum slights 
language in Title 11, § 4321 of the Delaware Criminal Code that probation officers 
“shall exercise the same powers as constables under the laws of this State . . . while 
in the performance of the lawful duties of their employment,”9 and the fact that 
§ 2705 of that Code affords constables with the same powers as police officers,10 
and specifically acknowledges that constables may make “a custodial detention,” 
“an arrest,” and a “search of a person or place.”11  Lum makes no argument that 
                                                 
9 11 Del. C. § 4321(d). 
10 Id. § 2705(2) (“The constable shall . . . [e]xercise the same powers as peace officers and law-
enforcement officers, in order to protect life and property, while in the performance of the lawful 
duties of the employment.”); Id. § 222(15) (defining law-enforcement officer to include police 
officers). 
11 Id. § 2705(3). 
5 
 
Probation Officer Scioli, who was patrolling Wilmington’s Center City 
neighborhood as a part of Operation Safe Streets, was not performing the lawful 
duties of his employment at the time he, acting in concert and under supervision by 
a detective from the Wilmington Police, acted to secure Lum while Detective Rosaio 
secured Lolly.  It was not plain error for the Superior Court to itself fail to question 
Lum’s authority to act in circumstances that are hardly novel, given the long-
standing nature of the Operation Safe Streets program.12 
 
Furthermore, we perceive no fundamental injustice in Lum facing prosecution 
for a crime of which he was indisputably guilty as a substantive matter based on his 
untimely raised statutory argument.  There is a reason that issues are supposed to be 
raised at the correct time, so that a full record can be properly made.  We decline to 
pronounce on an issue of statutory law that was not properly raised when no 
fundamental injustice was done, and when there is no way to find that the trial judge 
committed plain error here without ignoring the very nature of what the word “plain” 
means. 
 
 
                                                 
12 OPERATION SAFE STREETS/GOVERNOR’S TASK FORCE, ANNUAL REPORT 1 (2006), 
https://cjc.delaware.gov/wp-content/uploads/sites/61/2017/06/05_OSS_GTF_Annual_Report-
min.pdf (“Operation Safe Streets (OSS) was originally conceived as a strategy to halt the increase 
in firearm related violence in Wilmington that occurred in 1996.”). 
6 
 
 
NOW, THEREFORE, IT IS ORDERED that the judgment of the Superior 
Court dated June 30, 2017 is hereby AFFIRMED. 
 
 
 
 
 
 
BY THE COURT:  
 
 
 
 
 
 
 
 
/s/ Leo E. Strine, Jr. 
 
 
 
 
 
 
 
 
Chief Justice