Title: Guardado v. State
Citation: N/A
Docket Number: SC12-1040
State: Florida
Issuer: Florida Supreme Court
Date: April 16, 2015

Supreme Court of Florida 
 
 
____________ 
 
No. SC12-1040 
____________ 
 
JESSE GUARDADO, 
Appellant, 
 
vs. 
 
STATE OF FLORIDA, 
Appellee. 
 
[October 8, 2015] 
CORRECTED OPINION 
 
PER CURIAM. 
This case is before the Court on appeal from an order denying a motion to 
vacate a judgment of conviction of first-degree murder and a sentence of death 
under Florida Rule of Criminal Procedure 3.851.  The order concerns 
postconviction relief from a capital conviction for which a sentence of death was 
imposed, and this Court has jurisdiction of the appeal under article V, section 
3(b)(1), Florida Constitution.  Because Guardado has failed to show that counsel 
were ineffective at either the guilt or penalty phases of his trial, we affirm the 
denial of postconviction relief. 
FACTS 
 
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This Court summarized the facts of this case in greater detail on direct 
appeal.  The facts relevant here are as follows: 
Guardado had known the victim of the present crimes, 75-year-
old Jackie Malone, since 2003, and had rented places to live from her.  
Guardado had been a guest in her home, including a few overnight 
stays when he was between rentals.  He received assistance from Ms. 
Malone on numerous occasions including financial assistance, and she 
had assisted him in getting the job with the local water treatment plant 
which he held at the time of the crime.  Guardado knew certain things 
about Ms. Malone, including the fact that she kept some money on 
hand in her wallet. 
On the day in question, September 13, 2004, Guardado wanted 
to get high and continue his recent crack cocaine binge.  Desperate for 
money to fix his truck and obtain drugs, Guardado decided to rob a 
local grocery store.  His attempted robbery with a knife was thwarted 
by one of the employees.  Still desperate for money, Guardado 
decided to rob and murder Ms. Malone that night because she lived in 
a secluded area and because she would open her home to him based 
on their prior trusting relationship. 
Guardado arranged to drive his girlfriend’s vehicle to work for 
the night shift.  He generally maintained a change of clothes in his 
girlfriend’s car because of the nature of his work at the treatment 
plant.  On this occasion he made sure there were clothes in the car 
because a hurricane was due to make landfall in a few days.  In 
addition to leaving clothes in the car, Guardado armed himself with a 
metal “breaker bar.”  He next drove to the parking lot at the Wal-Mart 
in DeFuniak Springs, where he got a kitchen knife from his disabled 
truck that was parked there.  With both weapons in his possession, he 
then drove his girlfriend’s car to Ms. Malone’s house. 
Ms. Malone had already retired for the night so Guardado 
continually knocked on her door to awaken her.  Guardado identified 
himself by name when she came to the door.  She greeted Guardado, 
and he told her he needed to use the telephone.  When she turned 
away to allow him to enter the house, he pulled the “breaker bar,” 
which was hidden behind his back in his pants, and struck her 
repeatedly about her head.  Ms. Malone raised her hands in defense, 
and then fell to the living room floor.  Ms. Malone did not die from 
 
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the numerous blows with the “breaker bar,” so Guardado pulled the 
kitchen knife and stabbed her several times, then slashed her throat. 
Guardado said he hit her on the head with the “breaker bar” and 
thought that would have killed her, but it did not, so he hit her several 
more times.  He also said that when she fell on the floor behind the 
couch it seemed she was not going to die so he stabbed her with the 
knife, including to the heart, so it would be over.  However, Guardado 
confessed, “It just seemed not to go that way, she would not die.”  
After beating and stabbing Ms. Malone, Guardado went to her 
bedroom, looked through her belongings for money and valuables, 
and took her jewelry box, briefcase, purse, and cell phone. 
 
Guardado v. State, 965 So. 2d 108, 110-11 (Fla. 2007).  Guardado was indicted on 
charges of first-degree murder and robbery with a weapon and pled guilty to both 
counts.  Id. at 110.  At the penalty phase, Guardado’s attorneys, John Gontarek and 
Jason Cobb, presented two witnesses: Dr. James Larson, a clinical psychologist, 
and Guardado himself.  At the conclusion of the penalty phase, the jury returned a 
unanimous recommendation of death.  Id. at 111.  The trial court sentenced 
Guardado to death, making the following findings as to the aggravating and 
mitigating circumstances: 
The court found five aggravating factors: (1) the capital felony was 
committed by a person under sentence of imprisonment or on 
conditional release supervision; (2) the defendant was previously 
convicted of another capital felony or of a felony involving the use or 
threat of violence to the person (to wit: armed robbery, April 9, 1984; 
robbery with a deadly weapon, July 6, 1990; robbery, January 23, 
1991; robbery with a weapon, January 23, 1991; attempted robbery 
with a deadly weapon, February 17, 2005); (3) the capital felony was 
committed while the defendant was engaged in the commission of, or 
attempt to commit, or escape after committing, a robbery with a 
weapon; (4) the capital felony was especially heinous, atrocious, or 
 
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cruel (HAC); and (5) the crime was committed in a cold, calculated 
and premeditated manner (CCP). 
Guardado did not ask the trial court to consider any statutory 
mitigating circumstances, and the trial court did not find any.  The 
trial court did find nineteen nonstatutory mitigating factors (ten as 
requested by Guardado, seven additional ones based upon review and 
consideration of the defense expert at the Spencer hearing, and two 
that were suggested by the State).  [n.2]  The trial court gave the jury’s 
advisory sentence and recommendation great weight and considered 
and weighed the aggravating and mitigating circumstances.  The trial 
court found, as did the jury, that the aggravating circumstances 
outweighed the mitigating circumstances. 
 
[N.2] The nonstatutory mitigating factors and the weight 
given by the trial court [were]: (1) defendant entered a 
plea of guilty to first-degree murder without asking for 
any plea bargain or other favor in exchange (great 
weight); (2) defendant has fully accepted responsibility 
for his actions and blames nobody else for this crime 
(great weight); (3) defendant is not a psychopath 
pursuant to expert testimony and would not be a danger 
to other inmates or correctional officers should he be 
given a life sentence (moderate weight); (4) defendant 
could contribute to an open prison population and work 
as a plumber or an expert in wastewater treatment plant 
operations should he be given a life sentence (little 
weight); (5) defendant fully cooperated with law 
enforcement to quickly resolve the case to the point of 
helping law enforcement officers recover evidence to be 
used against him at trial (great weight); (6) defendant has 
a good jail record while awaiting trial with not a single 
incident or discipline report (little weight); (7) defendant 
has consistently shown a great deal of remorse for his 
actions (great weight); (8) defendant has suffered most of 
his adult life with an addiction problem to crack cocaine 
which was the basis of his criminal actions (some 
weight); (9) defendant has a good family and a good 
family support system that could help him contribute to 
an open prison population (moderate weight); (10) 
defendant testified he would try to counsel other inmates 
 
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to take different paths than he has taken should he be 
given a life sentence (moderate weight); (11) as a child, 
defendant suffered a major trauma in his life by the crib 
death of a sibling (moderate weight); (12) as a child, 
defendant suffered another major trauma in his life by 
being sexually molested by a neighbor (moderate 
weight); (13) defendant has a lengthy history of 
substance abuse (marijuana and Quaaludes) during early 
teen years, graduating to alcohol and cocaine and 
substance abuse treatment beginning about age 14 or 15 
(little weight); (14) defendant’s biological father passed 
away before defendant developed any lasting memories 
of him (little weight); (15) defendant was raised by his 
mother, whom he always considered loving, thoughtful 
and concerned, and by a stepfather he later came to 
respect (little weight); (16) defendant was under 
emotional duress during the time frame of this crime 
(little weight); (17) defendant does not suffer a mental 
illness or major emotional disorder (little weight); (18) 
defendant offered to release his personal property, 
including his truck, to his girlfriend (little weight); and 
(19) defendant previously contributed to state prison 
facilities as a plumber and in wastewater treatment work 
(little weight). 
 
Id. at 112-13.  On direct appeal, Guardado claimed that the trial court erred in 
denying his request to discharge his court-appointed counsel and his motion to 
dismiss based on Ring v. Arizona, 536 U.S. 584 (2002), and that there was no 
competent, substantial evidence to establish the HAC or CCP aggravators.  
Guardado, 965 So. 2d at 113-18.  This Court affirmed the convictions and 
sentences.  Id. at 120. 
Guardado filed his original rule 3.851 motion on October 15, 2008, but on 
 
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June 1, 2010, filed an amended motion, raising four claims1 and adopting the 
appendix from his original motion.  The State filed an answer on June 22, 2010.  
The trial court conducted the evidentiary hearing on November 21, 2011, and on 
March 30, 2012, denied all of Guardado’s claims.  Guardado appealed. 
ANALYSIS 
To prevail on an ineffectiveness claim, a defendant must satisfy both prongs 
of the Strickland2 test: (1) that counsel performed deficiently and (2) that such 
deficiency prejudiced the defendant.  Lynch v. State, 2 So. 3d 47, 70 (Fla. 2008).  
Because both prongs must be demonstrated, a finding of deficient performance is 
not necessary where an ineffectiveness claim can instead be disposed of for a lack 
of prejudice.  Strickland, 466 U.S. at 697.  Furthermore, because the inquiry 
involves mixed questions of law and fact, we defer to the trial court’s factual 
findings where supported by competent, substantial evidence, but review the 
court’s legal conclusions de novo.  Walker v. State, 88 So. 3d 128, 134 (Fla. 2012). 
The proper standard for evaluating deficient performance is “reasonableness 
under prevailing professional norms.”  Strickland, 466 U.S. at 688.  “[T]he 
                                          
 
 
1.  Guardado claimed ineffective assistance of counsel for failing to (1) 
protect his right to remain silent and right to counsel and to suppress inadmissible 
evidence; (2) ensure fair and impartial jurors; (3) call character witnesses during 
penalty phase; and (4) present available statutory mental health mitigation. 
2.  Strickland v. Washington, 466 U.S. 668, 687 (1984). 
 
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claimant must identify particular acts or omissions of the lawyer that are shown to 
be outside the broad range of reasonably competent performance under prevailing 
professional standards.”  Walker, 88 So. 3d at 134 (quoting Bolin v. State, 41 So. 
3d 151, 155 (Fla. 2010)).  In assessing counsel’s performance, judicial scrutiny 
must be “highly deferential,” and counsel is entitled to the strong presumption that 
his or her conduct “falls within the wide range of reasonable professional 
assistance.”  Strickland, 466 U.S. at 689.  Thus, a defendant “must overcome the 
presumption that, under the circumstances, the challenged action ‘might be 
considered sound trial strategy.’ ”  Id. (quoting Michel v. Louisiana, 350 U.S. 91, 
101 (1955)). 
To establish prejudice, the defendant must show that without counsel’s 
deficiency, there is a “reasonable probability” that the defendant would have 
received a different sentence.  Simmons v. State, 105 So. 3d 475, 503 (Fla. 2012).  
The deficiency must be demonstrated to have “so affected the fairness and 
reliability of the proceeding that confidence in the outcome is undermined.”  
Walker, 88 So. 3d at 134 (quoting Bolin, 41 So. 3d at 155); see also Strickland, 
466 U.S. at 694 (“A reasonable probability is a probability sufficient to undermine 
confidence in the outcome.”).  To determine reasonable probability, we must 
“consider the totality of the available mitigation evidence—both that adduced at 
trial, and . . . in the [postconviction] proceeding—and reweig[h] it against the 
 
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evidence in aggravation.”  Walker, 88 So. 3d at 138 (internal quotation marks 
omitted). 
I.  Reasonable Investigation into Mitigation 
 
Guardado claims that his defense team provided ineffective assistance by 
failing to conduct a reasonable investigation into potential mitigation, or to present 
adequate mitigation, and by failing to expand that investigation when it became 
evident that such expansion was necessary.  Guardado has several complaints 
regarding his counsel’s mitigation investigation, but he fails to demonstrate 
deficiency or prejudice regarding them.  Finding none upon our own review of the 
record, we summarily deny these claims and only address Guardado’s claims that 
counsel failed to contact and present several potentially mitigating witnesses and 
failed to expand its investigation of possible mitigation when it became clear that 
such action was necessary. 
A.  Potential Mitigation Witnesses 
“[A]n attorney has a strict duty to conduct a reasonable investigation of a 
defendant’s background for possible mitigating evidence.”  State v. Riechmann, 
777 So. 2d 342, 350 (Fla. 2000).  The goal of such investigation is to discover all 
reasonably available evidence that could either be mitigating or instead rebut the 
aggravating evidence introduced by the State.  Blackwood v. State, 946 So. 2d 960, 
974 (Fla. 2006).  Furthermore, the mitigation presented to the jury must focus on 
 
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the particularized characteristics of the defendant, so that the recommended 
sentence may be individualized based on those characteristics.  Armstrong v. 
Dugger, 833 F.2d 1430, 1433 (11th Cir. 1987). 
Guardado argues that counsel failed to conduct a reasonable investigation by 
failing to contact ten potentially mitigating witnesses.3  Guardado claims that he 
was prejudiced by this alleged deficiency because these witnesses would have been 
able to present additional statutory mental health mitigation to the jury—
specifically, that at the time of the homicide, Guardado was under the influence of 
extreme mental or emotional disturbance and that his mental illness was the result 
of years of chronic drug and alcohol abuse, neglect of his health, and failure to get 
treatment for his mental illness.  Guardado also claims that this potential testimony 
would have captured his unique characteristics and humanized him to the jury. 
The postconviction court found that Guardado was not entitled to relief on 
this claim.  The court properly held that Guardado did not demonstrate deficiency 
or prejudice as to the first four witnesses because he did not provide any testimony 
from these witnesses at the evidentiary hearing.  Regarding Warren, Porter, and 
Guardado’s brother Bennie, Guardado provided only letters from these witnesses, 
                                          
 
 
3.  These witnesses were Tommy Lancaster, Mark Mestrovich, John Harris, 
and the custodian of records at OMI, Inc.; Guardado’s sister (Linda Warren), 
brother (Bennie Guardado), and ex-girlfriend (Donna Porter); Major Rhodene 
Mathis; Elizabeth Darby Padgett; and Guardado’s mother (Patsy Umlauf). 
 
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containing mostly background information about Guardado.  The court found no 
deficiency because the letters did not establish that either of these three were 
available or willing to testify.4  The postconviction court’s findings are supported 
by competent, substantial evidence, and we agree that there was no deficiency or 
prejudice as to counsel’s failure to contact these seven witnesses. 
Major Rhodene Mathis is a retired prison warden who was a major at the 
prison while Guardado was there.  The court found that her testimony at the 
evidentiary hearing5 did “little, if anything, to provide mitigation evidence that 
could have been used by Defendant at the penalty phase.”  The court also found 
Mathis’ testimony to be cumulative to the information already presented at the 
penalty phase.  Thus, the court held that Guardado failed to demonstrate deficiency 
or prejudice.  Our review of the record leads us to agree.  We find that no 
deficiency or prejudice has been demonstrated. 
                                          
 
4.  The postconviction court acknowledged that the testimony of Guardado’s 
mother, Patsy Umlauf, established that Linda Warren was present at the trial; 
however, it found that no evidence was presented regarding Warren’s willingness 
to testify. 
5.  Mathis testified that she could not recall much about the defendant other 
than his name, that he worked off the prison grounds at a wastewater plant, and 
that he lived off the prison grounds at the forestry camp.  Mathis also agreed with 
the prosecutor’s statement at the evidentiary hearing that “if the court already 
knows that [Guardado] was incarcerated in the state prison system and that he 
learned to work in wastewater treatment plants . . . in prison and did so, there’s not 
a whole lot you can add to what the Court already knows.” 
 
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Elizabeth Padgett, Guardado’s friend, testified that she met Guardado when 
he was dating a friend of hers (Donna Porter).  Padgett testified that she had only 
known Guardado for about six to nine months.  Guardado testified that he told his 
penalty phase counsel about Padgett.  However, the postconviction court found that 
Guardado’s testimony was not credible.  The court concluded that counsel could 
not be found deficient “for failing to contact or investigate a witness of which they 
had no knowledge because of Defendant’s own actions.”  The court also found that 
Padgett’s testimony could have easily been discredited and was largely cumulative 
of Dr. Larson’s and Guardado’s testimony at the penalty phase. 
The postconviction court’s finding that Guardado’s testimony was not 
credible is supported by competent, substantial evidence.  Several times at the 
penalty phase and Spencer hearings, Guardado was asked whether he had anything 
else that he believed his counsel should present in mitigation.  Each time, 
Guardado either informed the judge that he had “no knowledge of any further 
mitigation” that he could present or wavered regarding the issue, without ever 
indicating any additional mitigation.  This behavior continued at the evidentiary 
hearing.  As a result, the postconviction court’s finding that Guardado’s testimony 
was not credible is supported by competent, substantial evidence.  Further, our 
review of the record confirms the postconviction court’s determination that 
 
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Padgett’s testimony would have been cumulative to that already presented.  No 
deficiency has been demonstrated. 
Finally, Guardado argues that his mother, Patsy Umlauf, should have been 
called as a witness or, in the alternative, that defense counsel should have read her 
letter to the jury at trial rather than just entering it as an exhibit.  There was a 
dispute as to whether Umlauf refused to testify or was simply not contacted by 
defense counsel.  In either event, Guardado is not entitled to relief because he has 
failed to demonstrate prejudice regarding his mother’s potential oral or written 
testimony. 
The postconviction court found that Umlauf’s testimony at the evidentiary 
hearing “failed to establish detailed mitigation.”  In its order denying relief, the 
court said, “Umlauf basically testified that she believed Defendant’s drug addiction 
and his inability to cope with life outside of prison led him to the murder.”  The 
court noted that although Umlauf testified that Guardado’s brother and father had 
died while he was young—a fact that was not mentioned in her letter and thus, not 
presented at the penalty phase—she did not elaborate on the circumstances of these 
events or how they affected Guardado.  The court found Umlauf’s testimony to be 
“largely cumulative” and held that “[c]ounsel cannot be ineffective for failing to 
present cumulative evidence and testimony.” 
 
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We agree with the postconviction court’s finding of no prejudice from 
Umlauf not being called as a witness.  We also find no prejudice from defense 
counsel’s decision not to read Umlauf’s letter to the jury.  The letter substantively 
tracks much of the same information about which Umlauf testified at the 
evidentiary hearing.  Although the jury did not hear about Guardado losing his 
father and brother at a young age, this fact does not establish prejudice because a 
claim of ineffective assistance “will not be sustained where the jury was aware of 
most aspects of the mitigation evidence that the defendant claims should have been 
presented.”  Troy v. State, 57 So. 3d 828, 835 (Fla. 2011).  Therefore, we find that 
Guardado has not demonstrated prejudice regarding the failure to call his mother as 
a witness or read her letter to the jury and is not entitled to relief on his claim of 
unreasonable investigation into mitigation.  A determination of deficient 
performance is unnecessary.  Strickland, 466 U.S. at 697 (explaining that a finding 
of deficient performance is not necessary where an ineffectiveness claim can be 
disposed of instead for a lack of sufficient prejudice). 
B.  Failure to Expand Investigation 
“In any ineffectiveness case, a particular decision not to investigate must be 
directly assessed for reasonableness in all the circumstances, applying a heavy 
measure of deference to counsel’s judgments.”  Strickland, 466 U.S. at 691.  This 
Court must determine whether a decision not to expand the investigation of 
 
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potential mitigation was reasonable under the circumstances.  Cooper v. Sec’y, 
Dep’t of Corr., 646 F.3d 1328, 1351 (11th Cir. 2011) (“The question under 
Strickland is whether . . . trial counsel conducted an adequate background 
investigation or reasonably decided to end the background investigation when 
[they] did.” (internal quotation marks omitted)); see, e.g., Wiggins v. Smith, 539 
U.S. 510, 524 (2003) (“Counsel’s decision not to expand their investigation 
beyond the PSI and the DSS records fell short of the professional standards that 
prevailed in Maryland in 1989.”); Strickland, 466 U.S. at 699 (“[T]he decision not 
to seek more character or psychological evidence than was already in hand was 
likewise reasonable.”) 
Guardado claims deficiency in that the report by the defense expert, Dr. 
Larson, failed to address his significant drug problem.  Guardado relies on Cooper 
to argue that counsel should have expanded their investigation by inquiring as to 
why the report lacked information regarding his substance abuse issues or by 
instructing Dr. Larson to delve deeper into those issues.  Otherwise, Guardado 
argues that counsel should have sought a more specialized expert in substance 
abuse addiction.  He argues prejudice in that the jury did not hear mitigation 
related to his drug delirium, never heard that Guardado suffered from a mental 
illness, and never heard character testimony about Guardado—each of which 
 
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Guardado claims would have established a basis for the two statutory mental health 
mitigators. 
The postconviction court found no deficiency because defense counsel did 
present Guardado’s chronic alcohol and drug abuse issues at trial, although they 
were presented as nonstatutory instead of statutory mitigation.  The court also 
found no prejudice because the testimony of the two experts presented at the 
evidentiary hearing mirrored the information presented to the jury through Dr. 
Larson’s testimony at the penalty phase. 
We agree with the postconviction court that Guardado is not entitled to relief 
on this claim.  “Simply presenting the testimony of experts during the evidentiary 
hearing that are inconsistent with the mental health opinion of an expert retained 
by trial counsel does not rise to the level of prejudice necessary to warrant relief.”  
Dufour v. State, 905 So. 2d 42, 58 (Fla. 2005).  Yet, that is what Guardado did 
here.  In fact, at the hearing, Guardado’s postconviction counsel expressly asked 
each expert to agree or disagree with a conclusion or statement made by Dr. Larson 
at trial.  A Strickland analysis does not consider “how present counsel would have 
proceeded, in hindsight, but rather whether there was both a deficient performance 
and a reasonable probability of a different result.”  Brown v. State, 846 So. 2d 
1114, 1121 (Fla. 2003) (internal quotation marks omitted); see, e.g., Dufour, 905 
So. 2d at 56 (finding that “trial counsel was not ineffective simply because after 
 
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receiving an initial unfavorable report from Dr. Gutman they did not proceed 
further to seek additional experts for mental mitigation evidence”). 
Additionally, Guardado’s reliance on Cooper is misplaced.  In that case, 
defense counsel hired an expert who could have testified regarding the child abuse 
the defendant had suffered at the hands of his father; however, counsel decided not 
to call the expert.  Cooper, 646 F.3d at 1352.  Instead, counsel relied on the 
testimony of the defendant’s mother, who testified about the abuse she suffered at 
the hands of the defendant’s father, which the defendant witnessed.  Id. at 1352-53.  
The Eleventh Circuit Court of Appeals found that defense counsel’s decision “to 
end the background investigation” was unreasonable because once they decided 
not to call their expert as a witness, “they did nothing further to develop 
background information to support their mitigation theory.”  Id. at 1351-52. 
Here, there was no need to develop additional background information to 
support the defense’s mitigation theory.  There was no reason to doubt Dr. 
Larson’s report, although it was not as favorable as the defense would have liked.  
See, e.g., Dufour, 905 So. 2d at 56 (“Although counsel did not seek a second 
opinion, the record clearly reflects that counsel attempted to secure a mental health 
expert, had no reason to doubt that expert’s negative conclusions, and made an 
informed decision not to present a mental health expert.” (emphasis added)).  
Unlike the expert in Cooper, the expert here, Dr. Larson, did testify.  This was not 
 
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a scenario where an expert who could provide mitigating testimony about the 
defendant was not called and counsel instead relied on one witness who did not 
provide specific details regarding mitigating information.  Therefore, Guardado has 
failed to satisfy Strickland as to this claim. 
II.  Voir Dire 
Guardado presents two claims of ineffective assistance regarding voir dire.  
First, he claims that two prospective jurors, James Tucker and David Hebert, were 
improperly stricken for cause without proper objection from defense counsel.6  
Second, he argues that counsel improperly allowed three biased jurors—Pamela 
Pennington, Earl Hall, and William Cornelius—to sit on the jury without striking 
them.  Each claim will be addressed in turn below. 
A.  Prospective Jurors Improperly Stricken 
The State argues that Guardado’s claim regarding the prospective jurors is 
procedurally barred because it should have been raised on direct appeal.  However, 
Guardado’s claim is not that two qualified prospective jurors were improperly 
stricken.  Rather, it is that penalty phase counsel were ineffective for failing to 
                                          
 
 
6.  Although Guardado’s original and amended 3.851 motions alleged that 
three jurors were improperly stricken for cause, his initial brief explains that after 
reviewing the record, it is clear that the State used a peremptory strike, not a cause 
challenge, to remove prospective juror Theresa Clark.  Guardado’s initial brief also 
does not provide any arguments related to Theresa Clark.  As such, we do not 
discuss that claim here. 
 
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object to the State’s cause challenges of these jurors,7 and such a claim is the 
proper subject of a rule 3.851 motion. 
“The test for determining juror competency is whether the juror can lay 
aside any bias or prejudice and render his verdict solely upon the evidence 
presented and the instructions on the law given to him by the court.”  Lusk v. State, 
446 So. 2d 1038, 1041 (Fla. 1984).  “When a party seeks to strike a potential juror 
for cause, the trial court must allow the strike when ‘there is basis for any 
reasonable doubt’ that the juror had ‘that state of mind which w[ould] enable him 
to render an impartial verdict based solely on the evidence submitted and the law 
announced at the trial.’ ”  Carratelli v. State, 961 So. 2d 312, 318 (Fla. 2007) 
(quoting Singer v. State, 109 So. 2d 7, 23-24 (Fla. 1959)).  A trial court’s finding 
that a cause challenge is proper will be sustained on appeal absent an abuse of 
discretion.  Franqui v. State, 804 So. 2d 1185, 1191 (Fla. 2001).   
1.  James Tucker 
Guardado claims that Mr. Tucker was erroneously stricken for cause because 
he never expressed anti-death penalty views that would prohibit his jury service.  
Guardado argues that the failure to properly object to the striking of this qualified 
                                          
 
 
7.  Chandler v. State, 848 So. 2d 1031, 1035 (Fla. 2003) (finding claim that 
jury was unfair or biased to be the underlying issue of an ineffective assistance of 
counsel claim). 
 
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juror is inherently prejudicial under Davis v. Georgia, 429 U.S. 122 (1976).  
During voir dire, Mr. Tucker, a lawyer, confirmed that he was opposed to the death 
penalty for philosophical and personal reasons.  He confirmed that he would not be 
able to vote for the imposition of the death penalty in any case of first-degree 
murder in Florida.  The defense attempted to rehabilitate Mr. Tucker by asking if 
there were certain circumstances in which he could vote to impose the death 
penalty, but Mr. Tucker responded: 
Well, I’ve given a fair amount of thought and—and I believe most of 
the statutes the states have drafted, including Florida, raise significant 
issues both on the Fourth Amendment and Fourteenth Amendment 
due process.  I also think the way they implement it is not consistent.  
Therefore, in theory, you could come up with some possible 
justification for the death penalty laws.  I think that life without parole 
does cover, you know, most of the purposes of the criminal law in this 
context. 
 
When asked again whether he could impose the death penalty, despite his personal 
feelings, in certain circumstances based on the law, the facts, and the judge’s 
instructions, Mr. Tucker answered, “I’m sorry.  I don’t think I could, under the 
Florida Statute.”  He then confirmed to the court that he knew his responsibilities 
under the law and that his beliefs would substantially impair his ability to follow 
the law. 
The State challenged Mr. Tucker for cause and, although defense counsel 
objected, the court granted the cause challenge.  In its postconviction order, the 
court held that Guardado was not entitled to relief on this claim: 
 
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The record refutes Defendant’s claim that Mr. Tucker was 
improperly challenged for cause without proper objection.  The record 
clearly shows that, after detailed inquiry, Mr. Tucker responded that 
his beliefs would substantially impair his ability to follow the law.  
Mr. Tucker did not merely voice general objections to the death 
penalty or express conscientious or religious scruples against its 
infliction, but rather responded that he would likely not be able to 
follow the law based upon his beliefs.  The record indicates that Mr. 
Tucker was not improperly challenged for cause.  Consequently, 
Defendant has failed to demonstrate that his counsel acted deficiently 
or that he was prejudiced as it appears the strike would have been 
properly granted.  The Court’s confidence in the outcome is not 
undermined. 
 
We agree that Guardado is not entitled to relief. 
While prospective jurors who voice general objections to the death penalty 
cannot be excluded from the jury on that basis, Witherspoon v. Illinois, 391 U.S. 
510, 522 (1968), prospective jurors who cannot or will not follow the law as 
applied to the facts of a case can properly be challenged for cause, San Martin v. 
State, 717 So. 2d 462, 467 (Fla. 1998).  Here, Mr. Tucker did not voice a general 
objection to the death penalty but instead stated firmly that he could not vote for 
the death penalty in Florida because of due process concerns and twice stated that 
his beliefs would substantially impair his ability to obey the law in this case.  Thus, 
the trial court did not abuse its discretion in granting the State’s cause challenge as 
to Mr. Tucker.  Any objection by Guardado’s counsel would have been meritless, 
and since “[c]ounsel cannot be deemed ineffective for failing to make a meritless 
 
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objection,” Hitchcock v. State, 991 So. 2d 337, 361 (Fla. 2008), Guardado cannot 
prevail on this claim. 
2.  David Hebert8 
Guardado also claims that prospective juror Hebert did not express anti-
death penalty views sufficient to disqualify him from jury service and that the 
failure to object to the striking of this qualified juror is inherently prejudicial.  
Davis, 429 U.S. 122.  During voir dire, Mr. Hebert expressed opposition to the 
death penalty based on his religious beliefs.  Essentially, Mr. Hebert could not, in 
good conscience, say that he could follow the law.  The State moved to strike Mr. 
Hebert for cause, stating, “And Mr. Hebert is obviously—due to his religious faith 
is the reason I would move to excuse him.”  Defense counsel did not object, and 
the court excused Mr. Hebert for cause.  The postconviction court found that Mr. 
Hebert “could not assure the trial court that he would be able to set aside his 
religious faith and follow the law if he were seated as a juror in Defendant’s case.”  
The court stated that even though counsel did not object, “the record indicates that 
such objection would likely have been overruled.”  Thus, the court concluded that 
Guardado was not entitled to relief. 
                                          
 
 
8.  At times within the record, this prospective juror’s surname is spelled 
“Herbert,” but the voir dire transcript confirms the proper spelling as “Hebert.” 
 
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“[I]t cannot be assumed that a juror who describes himself as having 
‘conscientious or religious scruples’ against the infliction of the death penalty . . . 
[has] thereby affirmed that he could never vote in favor of it or that he would not 
consider doing so in the case before him.”  Witherspoon, 391 U.S. at 515 n.9 
(citation omitted).  However, if there is any reasonable doubt that a juror who is 
challenged for cause has the state of mind necessary to render an impartial verdict 
based on only the law and the evidence, the court must allow the strike.  Carratelli, 
961 So. 2d at 318.  Also, a trial court’s granting of a cause challenge will be 
sustained absent an abuse of discretion.  Franqui, 804 So. 2d at 1191.  Here, Mr. 
Hebert’s equivocations did not assure the trial court of his ability to follow the law 
despite his religion.  Thus, the court was reasonable in excusing Mr. Hebert for 
cause.  As counsel cannot be ineffective for failing to make a meritless objection, 
Hitchcock, 991 So. 2d at 361, Guardado has failed to demonstrate ineffective 
assistance of counsel on this issue. 
B.  Allegedly Biased Jurors 
In a claim of ineffective assistance of counsel “for failing to raise or preserve 
a cause challenge, the defendant must demonstrate that a juror was actually 
biased.”  Carratelli, 961 So. 2d at 324.  “[A]ctual bias means bias-in-fact that 
would prevent service as an impartial juror.”  Id.  Evidence of such bias “must be 
plain on the face of the record.”  Id. 
 
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Guardado argues that three jurors—Pamela Pennington, Earl Hall, and 
William Cornelius—were biased.  Guardado alleged that juror Pennington should 
have been stricken because the victim had served as a realtor for Pennington’s son 
and Pennington had met with and spoken to the victim in connection with that 
transaction over the course of several months.  Guardado claims that juror Hall 
should have been stricken because (1) he was “strongly” in favor of the death 
penalty; (2) he knew three of the police officers who worked on the case; and (3) 
he noted positive feelings about the victim, whom some of his family members 
knew personally.  Lastly, Guardado claims that juror Cornelius should have been 
stricken because his aunt and uncle were murdered approximately twenty-five 
years prior under circumstances similar to the murder in this case.  None of these 
allegations demonstrate actual bias, and Guardado is not entitled to relief. 
CONCLUSION 
Guardado has failed to demonstrate ineffective assistance of counsel as to 
any of his claims.  Accordingly, we affirm the postconviction court’s denial of 
relief under rule 3.851. 
It is so ordered. 
LABARGA, C.J., and PARIENTE, LEWIS, QUINCE, CANADY, POLSTON, 
and PERRY, JJ., concur. 
 
NO MOTION FOR REHEARING WILL BE ALLOWED.  
 
 
 
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An Appeal from the Circuit Court in and for Walton County,  
Kelvin Clyde Wells, Judge - Case No. 662004CF000903CFAXM 
 
Clyde M. Taylor, Jr., and Clyde Montgomery Taylor, III of Taylor & Taylor, P.A., 
St. Augustine, Florida, 
 
 
for Appellant 
 
Pamela Jo Bondi, Attorney General, and Charmaine Millsaps, Assistant Attorney 
General, Tallahassee, Florida, 
 
 
for Appellee