Case Title: People v. Williams

Citation: 

Docket Number: S073205

State: california

Court: California Supreme Court

Date: 2015-08-24T00:00:00Z

Document:
1 
Filed 8/24/15 
 
 
 
IN THE SUPREME COURT OF CALIFORNIA 
 
 
 
THE PEOPLE, 
) 
 
 
) 
 
Plaintiff and Respondent, 
) 
 
 
) 
S073205 
 
v. 
) 
 
 
) 
 
JACK EMMIT WILLIAMS, 
) 
 
) 
Riverside County 
 
Defendant and Appellant. 
) 
Super. Ct. No. CR49662 
 
____________________________________) 
 
A jury convicted defendant Jack Emmit Williams of the 1993 attempted 
robbery and first degree murder of Yvonne Los.1  It found true a robbery special-
circumstance allegation and enhancement allegations that a principal was armed 
with a firearm.2   
Defendant was also convicted of the robbery3 of James Garcia; attempted 
kidnapping with intent to rob4 of Debby Phillips and of Deena Nolin; robbery of 
Dale Nonies; attempted robbery5 of Barbara DeGeorge; accessory to the robbery6 
of Patricia Smith Estep and of Charles Estey; robbery of Glynn Brodbeck; and 
                                              
1  
Penal Code sections 664, 211, 187, subdivision (a).  All further statutory 
references are to the Penal Code unless otherwise indicated. 
2  
Former sections 190.2, subdivision (a)(17)(i), 12022, subdivision (a). 
3  
Section 211.   
4  
Sections 664, 209, subdivision (b).   
5  
Sections 664, 211.   
6  
Section 32.   
2 
attempted kidnapping with intent to rob of Glynn Brodbeck.  As to each count the 
jury found a principal was armed with a firearm.  For the counts involving Dale 
Nonies and Glynn Brodbeck, it found that defendant personally used a firearm.7  
The jury returned a verdict of death for the murder.  The trial court denied a 
motion to modify the verdict and sentenced defendant to death.8  It also sentenced 
defendant to a total of 24 years six months, the sentences to run consecutively.  
This appeal is automatic.9  We affirm the judgment in its entirety. 
I.  FACTUAL BACKGROUND 
A.  Introduction 
In May 1993, defendant induced a group of teenagers to form a gang. 
Between May 14 and May 20, 1993, gang members committed a series of 
robberies, attempted robberies and kidnappings, carjackings and murder.  
Defendant was convicted of these offenses either as a direct perpetrator, a 
conspirator, an aider and abettor or an accessory. 
B.  Prosecution’s Guilt Phase Evidence 
1.  The Crimes and Related Events 
a.  Events of May 14, 1993 
In the early morning of May 14, 1993, while defendant drove around 
Moreno Valley with Mondre Weatherspoon and Alonso Dearaujo, the three 
decided to commit a robbery.  Defendant had a .380-caliber handgun that was to 
feature prominently in the ensuing crimes.  He directed Weatherspoon to the 
parking lot of a Circle K convenience store and gave Dearaujo the gun.  He and 
                                              
7  
Section 12022.5, subdivision (a).  
8  
Section 190.4, subdivision (e). 
9  
Section 1239, subdivision (b).   
3 
Weatherspoon told Dearaujo to go into the store, pull out the gun and demand 
money. 
James Garcia was working at the Circle K when Dearaujo entered, pointed 
a gun and told him to ―give him all the money or he‘d blow my . . . head off.‖ 
Garcia emptied the cash register into a bag, then turned around and started to 
count to 100 as directed.  When the doorbell chimed, Garcia looked and Dearaujo 
had gone.  He locked the door and called the police 
Dearaujo ran back to the car and Weatherspoon drove away.  Defendant 
took his gun back and the three split the stolen money. 
2.  Formation of the Gang 
The same night, a group of young people ranging in age from 13 to 19 
gathered at the home of 17-year-old Natalie Dannov, defendant‘s girlfriend. 
Defendant had called the meeting and invited the participants.  According to 
Dannov and others, defendant talked about forming a gang to commit crimes and 
―have fun.‖  Stolen money would be used to buy a house and invest in stocks.  
Those over 18 would be given bank accounts.  Defendant said the gang would be 
called the Pimp-Style Hustlers.  Gang members would earn ―stripes‖ or ―G 
stripes‖ by committing crimes, carjackings and robberies.  At one point, defendant 
demonstrated how to commit a carjacking, using Dearaujo as his mock victim.  
The victim was to be put in the car trunk.  If a target resisted, defendant directed 
his members to ―cap ‘em or shoot ‘em.‖  Although others also spoke, defendant 
was the leader.  After his presentation, several people, including defendant, got 
into a van driven by John Howell and went out looking for someone to carjack. 
3.  Attempted Kidnappings for Robbery of Debby Phillips and Deena 
Nolin (Counts 4 and 5) 
Defendant directed Howell to the parking lot of Dilly‘s night club.  
Defendant gave George Holland the .380-caliber handgun and told him to commit 
4 
the carjacking because he was the oldest.  He also told 14-year-old Andrew 
Cannioto to accompany Holland.  Cannioto had a pocket knife. 
Seeing Deena Nolin and Debby Phillips getting into a car outside the club,  
Holland approached the driver‘s window.  When Nolin rolled it down, Holland 
pointed a gun through it, and told Nolin to get into the back seat.  Cannioto 
approached the passenger side where Phillips sat.  The women got out of the car, 
but Nolin stopped Phillips from getting into the back seat.  She said Holland could 
take the car and their purses, but they would not stay in the car.  Phillips ran 
toward the night club.  Holland and Cannioto ran back toward the van.  The 
passengers told them not to get in and they kept running.  Around 30 minutes later, 
defendant and Weatherspoon picked them up.  They drove to a hotel where 
Holland‘s sister had rented a room to celebrate.  
4.  Robbery of Dale Nonies (Count 6) 
Later that night, defendant, Weatherspoon, Holland and Steven McNair 
went to find another carjack victim.  Holland drove.  Around midnight, they saw 
Dale Nonies and his girlfriend, Genalyn Doronio, saying goodnight in front of 
Doronio‘s house.  Nonies‘s white Ford Escort was parked at the curb.  Defendant 
and Weatherspoon got out of the car.  Defendant pointed his gun at the couple and 
demanded Nonies‘s car key and wallet.  Nonies asked to keep his wallet and other 
keys.  The robbers agreed taking only his money and car key. 
Defendant and Weatherspoon drove off with Nonies‘s car, followed by 
Holland and McNair.  In a secluded area, they stripped the car and rolled it into a 
ditch.  
5 
b.  Events of May 15, 1993 
1.  Attempted Carjacking of Barbara DeGeorge (Count 7) 
On May 15, defendant told gang member Anthony Post to carjack a vehicle 
so defendant could drive it to the prom.  After two aborted attempts, defendant and 
Post went to the parking lot of a theater complex.  They saw a woman getting out 
of a car.  Defendant said, ―she‘ll be easy because she hasn‘t put her keys away 
yet.‖  Post was reluctant, but defendant gave him the gun and ―pumped [him] up.‖  
Post approached the woman, lifted his shirt to display the gun in his waistband, 
and demanded her car keys. 
The victims, Barbara DeGeorge and her 10-year-old daughter Lisa, were on 
their way to the movies.  When Post displayed the weapon, DeGeorge and her 
daughter ran.  Post ran toward defendant, who waved him away.  Post hid the gun 
in a field and retrieved it later. 
2.  Robbery of Patricia Smith Estep and Charles Estey (Counts 
8 and 9) 
Later that night, defendant sent Dearaujo and 13-year-old gang member 
Christopher Lyons to rob a liquor store.  Dearaujo had defendant‘s gun; Lyons 
carried two knives.  When they got to the liquor store, it was closing.  They left.  
They passed a building with the lights on and people inside.  Lyons said, 
―let‘s rob them.‖  Lyons took the gun and they entered.  The building housed a Los 
Angeles Times distribution center owned by Charles Estey who was there with his 
mother, Patricia Smith Estep.  Lyons and Dearaujo ran into the office with Lyons 
wearing a stocking mask.  Initially, Estey thought his friends were playing a joke 
on him, even as the gunman pointed the gun at his face.  Dearaujo held a knife to 
Patricia Smith Estep‘s back and told her not to look at him.  Ordered to get on the 
floor,  Estey said, ―Knock it off, Manny . . . . This has gone far enough.‖  Seeing 
the knife pointed at his mother, Estey realized the robbery was not a joke.  The 
6 
robbers took Estey‘s wallet and his mother‘s purse.  Dearaujo told Lyons, ―Let‘s 
cap them and get out of here.‖  Estey offered them his car keys, saying, ―We never 
saw you once, just go.‖  They left. 
Dearaujo and Lyons met defendant.  They gave him the purse and wallet 
that together contained about $100.  Defendant kept the money and commended 
them for a ―good job.‖ 
c. Events of May 19-20, 1993 
 
1.  Murder of Yvonne Los (Counts 1 and 2) 
On the evening of May 19, 1993, defendant was part of a group planning to 
drive to a party in Anaheim.  As he and others were getting into a car, Dearaujo 
and Lyons came over.  Defendant asked if Dearaujo could come with them, but the 
group was too large to fit in the vehicle.  Defendant told Dearaujo and Lyons to go 
to the Family Fitness Center and ―get a car.‖  Defendant told Dearaujo to carjack a 
light-colored sedan and put the victim in the trunk.  He gave Dearaujo his gun 
along with a jacket and a bandana to cover his face.  He described where to meet 
him afterwards.  
Dearaujo and Lyons walked to the parking lot of the fitness center and 
waited for an ―appropriate‖ victim.  Yvonne Los, an Air Force nurse and mother 
of two, pulled into the lot.  When her car passed them,  Dearaujo said, ―This is it, 
let‘s do it.‖  As Los sat in the driver‘s seat, Dearaujo tapped the car window with 
the gun barrel and said, ―Shh.‖  Los looked frightened and locked the doors.  
Lyons tried to open the passenger door.  A witness heard him yelling, ―get out of 
the car, get out of the fucking car.‖  When Los started the car, Dearaujo shot her.  
The car rolled backwards, striking another vehicle.  Los tapped her car horn and 
then slumped over.  Dearaujo and Lyons fled. 
7 
An off-duty police officer heard the crash and responded to find Los shot in 
the neck and unresponsive.  A bullet had severed Los‘s carotid artery causing 
death by exsanguination.  
Later, Dearaujo and Lyons met defendant and reported what happened.  
Defendant told them to find someplace to stay that night and to come to Dannov‘s 
house the next day.  
2.  Post Murder Celebration 
The following afternoon, the mood at Dannov‘s house was festive.  
Defendant referred to Dearaujo as ―Charles Manson.‖  He awarded Dearaujo two 
stripes, and Lyons one, for a ―good job.‖  When a television newscast aired a 
photograph of Los, Dearaujo said, ―I smoked that bitch.‖  When Los‘s fiancé 
appeared on screen and said they were planning to marry, Lyons said, ―Not no 
more.‖  
3.  Robbery and Attempted Kidnapping for Robbery of Glynn Brodbeck 
(Counts 10 and 11) 
That night, defendant, Weatherspoon and James Handy tried to commit 
another carjacking.  Defendant took the gun.  Defendant and Weatherspoon 
approached Glynn Brodbeck, who was parked in a Taco Bell lot waiting for his 
fiancée to finish her shift.  Defendant tapped on the driver‘s window and told 
Brodbeck to get out of the car.  Brodbeck saw defendant with a gun and two other 
men standing nearby.  
Defendant demanded his wallet, but Brodbeck had left it at home.  Handy 
―frisked‖ him and took his cigarettes.  Weatherspoon took Brodbeck‘s keys and 
opened the trunk, where he and defendant planned to put their victim.  When the 
robbers looked into the trunk, Brodbeck ran toward the Taco Bell.  Defendant shot 
at him, but Brodbeck slipped.  As he fell, he heard the bullet pass by.  He 
recovered and kept running until he entered the restaurant where he called police.  
8 
Defendant, Weatherspoon and Handy left the scene, dropping Brodbeck‘s keys in 
the parking lot.  
4.  Defendant’s Arrest and Statement to Police 
The murder investigation led police to George Holland who revealed 
defendant‘s name.  Police arrested him on May 22, 1993.  En route to the county 
jail, defendant asked how much time he could get for carjacking.  Defendant also 
commented that a detective had called him ―David Koresh,‖ adding he did not 
think he was Koresh, but guessed he was a sort of leader. 
Police interrogated defendant on May 22 and 23.  He admitted calling the 
meeting at Natalie Dannov‘s house where he and others discussed committing 
carjackings.  He also admitted proposing to put the money into a common 
investment pool and to coining the name Pimp-Style Hustlers.  He denied being 
the ―ringleader,‖ claiming he was the ―second hand man‖ to Mondre 
Weatherspoon.   
Defendant admitted either planning or committing the Circle K robbery, the 
Nonies robbery and the attempted carjacking of Brodbeck at Taco Bell.  He was 
present at the attempted carjacking of Phillips and Nolin and the attempted 
carjacking of DeGeorge.  Defendant conceded he divided the money Dearaujo and 
Lyons took from Charles Estey and his mother.  As to the murder, defendant 
admitted knowing that Dearaujo was ―gonna jack a car,‖ giving him a gun and 
planning to meet him afterwards.  He denied ordering Dearaujo to commit the 
crime.  
C.  Defendant’s Guilt Phase Evidence 
Defendant called Jason Domke, a friend of Christopher Lyon‘s.  Domke 
testified that Lyons showed him a knife and asked him if he wanted to go 
―jacking‖ with him.  Domke testified he saw Lyons retrieve a gun and a bag of 
9 
shells from Natalie Dannov‘s house.  Lyons showed him a woman‘s stolen 
driver‘s license.   
D.  Codefendant Dearaujo’s Guilt Phase Evidence10 
Dearaujo called Keisha Lawrence, who had been married to John Howell; 
she had pled guilty to two counts of being an accessory to attempted kidnapping 
for robbery and served eight months of her one-year sentence.  Lawrence believed 
Dearaujo was slow-witted and wanted to fit in.  He was ―picked on,‖ ―punched‖ 
and manipulated by defendant and others in the group.  Defendant was the leader 
the others looked up to.  She corroborated defendant‘s involvement in the 
attempted carjacking of Debbie Phillips and Deena Nolin and the robbery and 
carjacking of Dale Nonies.  Following the murder, Lawrence called defendant and 
asked what he was going to do about the homicide for which she blamed him.   He 
said, ―It‘s already done.  The bitch is dead.‖  When she asked about Dearaujo, 
defendant said Dearaujo was fine; he had the situation under control and she 
should not worry.   
E.  Prosecution’s Penalty Phase Evidence 
1.  Victim Impact Evidence 
Yvonne Los‘s family and friends described the impact of her death.  Her 
fiancé, ex-husband, parents, two siblings and two children represented the family.  
They were joined by two Air Force coworkers . 
Los was the oldest child in a close-knit family and had grown up taking 
care of her younger siblings.  Her desire to help people led her to choose nursing 
as her profession.  She joined the Air Force to further her education and was proud 
                                              
10  
Defendant was tried along with Dearaujo before separate juries.  Dearaujo‘s 
convictions are not involved in this appeal.  The evidence summarized here was 
heard by defendant‘s jury. 
10 
of her military service.  She rose to the rank of staff sergeant, a difficult 
achievement for medical personnel.  She did volunteer work and cared for a 
disabled boy.  Committed to her Catholic faith, she loved her two children and 
instilled high moral values in them.  She was a person who loved unconditionally.   
Each relative described learning of Los‘s death, their feelings of loss and 
grief and the impact of her death on the extended family.  Her father testified 
about the pain of losing a child.  Siblings recounted the family‘s sadness and the 
pall cast over family gatherings.  Her son, age 10, was five when she died and 
remembered her as a ―nice mom.‖  Her daughter, 15, testified Los was a kind 
person and a role model.  She thought of her mother every day.  She remained 
upset that she and her mother had argued on the night of the murder and that she 
had gone to bed without telling her mother good-night.  Los‘s ex-husband 
described how difficult it had been for him and their children after her death.  He 
returned from Germany, where he was stationed, to be with the children and take 
them back to Germany.  Witnesses described her funeral and burial in Iowa and a 
posthumous ceremony where an Air Force dormitory for nurses was named in her 
honor.  A videotape of the ceremony, an unusual honor, was shown to the jury 
along with a montage of still photographs.  
2.  Violent Criminal Activity 
The prosecutor presented evidence in aggravation documenting defendant‘s 
criminal activity involving the ―use or attempted use of force or violence or the 
express or implied threat to use force.‖11  
                                              
11  
Section 190.3, factor (a). 
11 
Mario Loa testified that in September 1991 he was attacked by defendant 
and the ex-boyfriend of a woman Loa was dating.  Trina P. testified that in 
January 1992, defendant hit her in the mouth following a disagreement.   
A number of witnesses testified to defendant‘s violent crimes while in 
custody.  Inmate Donald Deloney testified how, in March 1994, he and defendant 
joined together to intimidate and assault other inmates.  Defendant beat up an 
inmate to secure a lower bunk for Deloney and forced another inmate to orally 
copulate defendant.  Deloney and defendant robbed at least 13 inmates.  They took 
commissary cards and physically threatened Timothy Goodfield.  After the 
incident with Goodfield, defendant and Deloney were reassigned to high security 
segregated housing.  
In May 1994, defendant fought with inmate Mark Sanchez.  That same 
month, he ordered a Latino inmate to attack a White prisoner who had a swastika 
tattoo.  In July 1994, defendant fought with inmate Mark Heinzen, believing he 
was gay.  In August 1994, defendant assaulted Dale Foster because he wanted 
Foster‘s bunk.  In December 1995, defendant fought Arturo Alatorre, who had 
complained that defendant exceeded his phone time.  
F.  Defendant’s Penalty Phase Evidence 
Defendant‘s father testified he was a ―normal kid,‖ who had experienced 
problems in middle school that were resolved.  He dropped out of high school and 
an alternative school.  At 17, defendant went to work in his father‘s landscaping 
business.  At 18, he began living away from home intermittently.  Defendant‘s 
father was acquainted with most of his friends.  He had been unaware defendant 
had any problems with substance abuse or violence.  Defendant‘s arrest devastated 
his father who could not imagine life without his son. 
12 
Defendant‘s mother abused drugs when defendant was growing up and 
would visit out-of-town relatives for months at a time.  Occasionally, she took her 
children. 
Defendant‘s sister described him as helpful, respectful and well-liked.   
Rahin Brown was defendant‘s neighbor and friend in 1987.  They played 
basketball and football together.  Brown left home, joined the Navy, and went to 
college.  He remained in touch with defendant who was like a member of Brown‘s 
family.  Brown was unaware of any bad behavior on defendant‘s part.  In spite of 
defendant‘s convictions, Brown remained his friend and believed he had good 
qualities.  
Velma McDowell lived next door to defendant‘s grandmother.  He ran 
errands for her and mowed her lawn.  He was respectful and ―a good kid.‖  
Defendant‘s sixth and seventh grade teachers also testified about his good 
character. 
Anthony Casas, a private investigator and litigation consultant, worked for 
the Department of Corrections for 23 years.  He described the prison classification 
system.  Based on his case review and interviews with defendant, he opined that if 
sentenced to life without parole, defendant would be sent to a level 4 facility, the 
most restrictive in the system.  Casas described level 4 facilities, routines and 
disciplinary actions.  Casas believed defendant would adapt and do well in that 
setting.  Notwithstanding his ―infractions‖ while in custody, Casas believed he 
would not be a management problem in prison.  
Defendant also presented evidence that Mario Loa failed to initially name 
him as one of his assailants.  A district attorney investigator testified that the 
attack on the inmate with the swastika tattoo was not committed by a Latino 
inmate acting on defendant‘s orders, but by someone else.  
13 
G.  Prosecution Rebuttal Evidence 
Correctional Officer Martin Trochtrop found homemade weapons 
concealed in the ceiling of defendant‘s cell.  Samuel Francis, a correctional officer 
for over 17 years, was called to counter Casa‘s opinion that defendant would pose 
no threat at a level 4 facility.  Francis testified that an inmate with a record of 
weapons possession and assaults on other inmates might be an administrative 
problem.  In his opinion, such an inmate would continue to demonstrate a 
propensity for violence.  
II.  GUILT PHASE ISSUES 
A.  Use of Restraints 
Defendant contends the trial court abused its discretion when it ordered the 
use of a leg restraint without a finding of manifest necessity.  (People v. Duran 
(1976) 16 Cal.3d 282, 290-291.)12   He argues further that the court‘s decision 
violated his rights under various constitutional provisions.  (U.S. Const., 5th, 6th 
& 8th Amends.; Cal. Const., art. I, §§  1, 7, 15, 16 & 17.)  Defendant has forfeited 
the claim and, in any event, fails to show prejudice. 
Following preliminary instructions to the jury, and outside the jury‘s 
presence, the trial court remarked, ―I was approached by the security people that 
                                              
12  
―As to this and virtually all other appellate claims, defendant contends that 
an issue raised and decided in the trial court resulted in constitutional violations, 
but he did not present those constitutional theories below.  In such instances, it 
appears that (1) the appellate claim is the kind that required no [specific argument] 
to preserve it, or (2) the new arguments do not invoke facts or legal standards 
different from those the trial court was asked to apply . . . .  To that extent, 
defendant‘s new constitutional arguments are not forfeited on appeal.  [Citations.]  
In the latter case, no separate constitutional discussion is required or provided 
where rejection of a claim that the trial court erred on the issue presented to that 
court necessarily leads to rejection of any constitutional theory or ‗gloss‘ raised for 
the first time here.‖  (People v. Contreras (2013) 58 Cal.4th 123, 139, fn. 17.) 
14 
their intention is to request at some point [defendant] wear, at least initially, the 
leg restraint locking-type of device to prevent his escape or any type of other 
security issue.  As I understand it, although I have never seen it, it is an 
unobtrusive device which is not visible to any member of the jury.  As long as 
there‘s no attempt to rapidly run, it remains flexible. . . .  [I]f he tries to run, it‘s 
supposed to lock . . . . I‘ve been told that there are a number of incidents [since 
defendant] has been in custody that have occurred in jail that apparently support 
the sheriff‘s concern that some, at least minimal, restraints ought to be employed 
in this case.‖  Defense counsel responded, ―I told [defendant] to expect this.  So I 
don‘t think at this point I‘m in a position to comment further, but other than to say 
[defendant] has never been a problem for transportation, to my knowledge.  I think 
the incidents that may have occurred in the jail are pretty old at this point.  Other 
than that, I told [defendant] already to expect to have the leg restraint.  He‘s seen it 
already and knows what it is.‖  Addressing the bailiff, the court said, ―[I]f there are 
any concerns [about] that regular restraint, I assume that you will or someone from 
your office will make the presentation or ask us to revisit the issue.‖  The bailiff 
said, ―yes.‖  
Later, during a recess, defendant complained the restraint was ―very, very 
uncomfortable‖ because ―[i]t‘s cutting me.‖  The prosecutor suggested leg 
shackles.  Defense counsel replied, ―I don‘t think it would be to[o] oppressive to 
sit.  We can find out tomorrow, and maybe leg shackles would be the alternative.  
Since he doesn‘t have to stand up, the jury wouldn‘t see it, but I‘ll alert the court.‖   
The last reference to defendant‘s restraint was made in the context of a 
discussion about the use of restraints on prosecution witnesses.  During that 
discussion, the prosecutor noted that defendant and Dearaujo were ―not restrained.  
They don‘t have handcuffs on.  As far as the jury knows, they‘re greatly 
unrestrained.‖  
15 
―Under Duran, supra, 16 Cal.3d 282, a criminal defendant may be 
subjected to physical restraints in the jury‘s presence upon ‗a showing of a 
manifest need for such restraints.‘  [Citations.]  This requirement is satisfied by 
evidence that the defendant has threatened jail deputies, possessed weapons in 
custody, threatened or assaulted other inmates, and/or engaged in violent outbursts 
in court.  [Citations.]   [¶]  The trial court‘s decision to physically restrain a 
defendant cannot be based on rumor or innuendo.  [Citation.]  However, a formal 
evidentiary hearing is not required.  [Citation.]‖  (People v. Lewis and Oliver 
(2006) 39 Cal.4th 970, 1031-1032.)  The trial court‘s determination is reviewed 
for abuse of discretion.  (People v. Combs (2004) 34 Cal.4th 821, 837.) 
Defendant failed to object to restraints and has therefore forfeited his claim 
on appeal.  (People v. Foster (2010) 50 Cal.4th 1301, 1321.)  At no time did the 
defense request a formal hearing on the question.  In any event,  we need not 
consider any abuse of discretion because no evidence suggests that any juror saw 
the restraints.  (Id. at p. 1322; see People v. Manibusan (2013) 58 Cal.4th 40, 85.)  
―[W]e have consistently held that courtroom shackling, even if error, [is] harmless 
if there is no evidence that the jury saw the restraints, or that the shackles impaired 
or prejudiced the defendant‘s right to testify or participate in his defense.‖  (People 
v. Anderson (2001) 25 Cal.4th 543, 596.) 
The only record regarding the restraint was the court‘s initial comment that 
it would not be visible to the jury and the prosecutor‘s later observation that 
defendants did not appear to be restrained.  Defendant cites nothing in the record 
to contradict these references.  He did not testify at either phase of the trial and 
made a single passing reference to discomfort.  No evidence suggests the restraint 
influenced him not to testify, affected his demeanor or impaired his ability to 
communicate with defense counsel.  (People v. Combs, supra, 34 Cal.4th at pp. 
837-839; see People v. Manibusan, supra, 58 Cal.4th at p. 87.) 
16 
Defendant claims Deck v. Missouri (2005) 544 U.S. 622, stands for the 
proposition that when restraints are used prejudice is presumed.    We have 
previously rejected this construction of Deck.  (People v. Letner and Tobin (2010) 
50 Cal.4th 99.)  We noted ―[i]n Deck, there was no dispute that the restraints were 
visible to the jury — a circumstance that courts consistently have viewed as 
inherently prejudicial.‖  (Id. at p. 155.)  We declined to presume the jurors viewed 
the restraint, and nothing in the record showed that they did so.  (Ibid.)  The same 
analysis applies here. 
B.  Excusal of Juror No. 12 During Trial 
During the prosecution‘s case, the court dismissed a juror who improperly 
expressed an opinion about witness credibility then lied to the court about having 
made the statement.  Defendant contends the excusal of the juror was an abuse of 
discretion and also violated his rights under various constitutional provisions.  
(U.S. Const., 5th, 6th, 8th & 14th Amends.) 
1.  Background 
Juror No. 6 initially reported that Juror No. 12 said she was upset because 
James Handy, an in-custody prosecution witness, had been brought to court in 
handcuffs.  Later, Juror No. 7 told Juror No. 6 that Juror No. 12 said the only 
reason Handy had been handcuffed was because he was African-American.  Juror 
No. 12 herself was African-American.  
Upon inquiry, Juror No. 12 admitted making the comment.  The court 
explained a decision to restrain an inmate witness was based on whether the 
witness posed a security threat and was ―not a racial decision.‖  Juror No. 12 said 
the episode would not prejudice her against either side.  She acknowledged that 
her ―mistake‖ was, ―I‘m not supposed to give my opinions to others.‖  At the 
prosecutor‘s request, the trial court also questioned Juror No. 7 about Juror No. 
17 
12‘s comment.  She confirmed that Juror No. 12 had asserted ―the black [prisoner-
witnesses] are in shackles.‖  
The prosecutor sought to excuse Juror No. 12 because she could not be fair 
and impartial.  The trial court denied the request because the juror had said she 
could be fair to both sides and her comment concerned an ancillary matter. 
The trial court told the jury that restraints were placed on a witness for 
security and should have no bearing on its evaluation of the witness‘s credibility.  
The trial court also reminded jurors they were not to discuss the merits of the case 
before it was submitted to them.  
Nine days later, another juror reported comments by Juror No. 12.  Juror 
No. 2 told the court that after Glynn Brodbeck testified, Juror No. 12 said, ―the 
only truth lied [sic] in the parking lot and that everyone else was just lying.‖  Juror 
No. 2 reported the comment had been made after the court‘s earlier admonition not 
to discuss the merits of the case.  Juror No. 2 also said Juror No. 12‘s latest remark 
had been made in the presence of other jurors.  
The matter was put over for several days before Juror No. 12 was 
questioned.   She said she heard someone make a similar statement but denied it 
was she.  She heard someone say ―everybody in the courtroom was lying except 
the judge,‖ but did not remember who made the comment.  She volunteered she 
was ―a strong-opinionated person,‖ and suggested that ―maybe somebody would 
not like for me to be on the jury, to go into deliberations or whatever.‖  She 
wondered if she was being ―pinpointed with things that are said or done as far as 
this particular trial is concerned.‖  The court pointed out that the juror who had 
reported this comment was not the same juror who had reported the handcuffing 
comment.  Juror No. 12 said she could be fair but felt like ―I‘m being attacked.‖  
The remaining jurors and alternates were questioned.  No one remembered 
hearing the statement Juror No. 2 reported.  Alternate Juror No. 3 said he 
18 
overheard a juror say she was upset by a comment Juror No. 12 made.  That 
remark could have been made on the day Brodbeck testified.  
The prosecutor renewed her motion to dismiss Juror No. 12, saying the 
issue was whether Juror No. 2 was credible.  She argued that Alternate Juror No. 
3‘s recollection corroborated Juror No. 2‘s claim that Juror No. 12 had made the 
statement about witnesses lying.  The prosecutor asserted that the new statement 
violated the court‘s admonition not to discuss the case and that Juror No. 12‘s 
denial ―was not credible.‖ 
Over defendant‘s objection, the court removed Juror No. 12.  Referring to 
the handcuff statement, the court noted that Juror No. 12 had said one of the things 
she learned from the incident was not to share her opinion with others.  
Nonetheless, the second statement attributed to her went ―directly [to] the merits 
of the case‖ and showed Juror No. 12 had formed an opinion about the witness‘s 
credibility.  This behavior violated the court‘s admonition not to do so until the 
case was finally submitted.  The court held the juror had lied when denying she 
made the statement and that Juror No. 2 was credible.  
The court found that Juror No. 12‘s misconduct was thrice improper.  
―First, she, in violation of the Court‘s order, formed an opinion about the merits of 
the case, and two, she expressed that opinion to other jurors, and three, when 
confronted with that, in my opinion she lied to the Court as to whether she made 
the statement in the first place.‖ The juror was dismissed and an alternate seated.   
2.  Discussion 
―The court may discharge a juror for good cause (see § 1089), which 
includes a failure to follow the court‘s instructions.‖  (People v. Allen and Johnson 
(2011) 53 Cal.4th 60, 69.)  ―A juror who violates his or her oath and the trial 
court‘s instructions is guilty of misconduct.‖  (People v. Linton (2013) 56 Cal.4th 
19 
1146, 1194.)  ―We review a trial court‘s decision to discharge a juror under an 
abuse of discretion standard, and will uphold such decision if the record supports 
the juror‘s disqualification as a demonstrable reality.  [Citations.]  The 
demonstrable reality test ‗requires a showing that the court as trier of fact did rely 
on evidence that, in light of the entire record, supports its conclusion that 
[disqualification] was established.‘  [Citation.]  To determine whether the trial 
court‘s conclusion is ‗manifestly supported by evidence on which the court 
actually relied,‘ we consider not just the evidence itself, but also the record of 
reasons the court provided.  [Citation.]  In doing so, we will not reweigh the 
evidence.  [Citation.]‖  (People v. Wilson (2008) 43 Cal.4th 1, 26.)  We defer to 
the trial court‘s credibility assessments ―based, as they are, on firsthand 
observations unavailable to us on appeal.‖  (People v. Barnwell (2007) 41 Cal.4th 
1038, 1053.) 
Section 1122 requires that after the jury is sworn and before opening 
arguments it be instructed about ―its basic functions, duties and conduct,‖ 
including that the jurors ―shall not converse among themselves, or with anyone 
else, . . . on any subject connected with the trial.‖  (§ 1122, subd. (a).)  This jury 
was so instructed.  Section 1122 also requires that ―[t]he jury shall also, at each 
adjournment of the court before the submission of the cause to the jury, . . . be 
admonished by the court that it is their duty not to . . . converse among themselves, 
or with anyone else, on any subject connected with the trial, or to form or express 
any opinion about the case until the cause is finally submitted to them.‖  (§ 1122, 
subd. (b).)  Those admonitions were given as required.  A juror‘s violation of these 
directions constitutes serious misconduct.  (People v. Majors (1998) 18 Cal.4th 
385, 423.)  
Moreover, after the initial inquiry as to the handcuffing, the court again 
drew the jury‘s attention to the prohibition against discussing the case until it was 
20 
submitted to them.  Indeed, Juror No. 12 herself recognized she should keep her 
opinion to herself.  
On this record, the trial court did not abuse its discretion in dismissing Juror 
No. 12.  The crux of the court‘s ruling was its credibility determination that Juror 
No. 2 was truthful and Juror No. 12 was not.  There is no basis to disturb that 
finding on appeal.  Juror No. 12 was well aware that she was not to form an 
opinion on any matter touching upon the case or to express an opinion to others.  
Nevertheless, her second remark shows she had formed an opinion about witness 
credibility.  She then shared it with at least one other juror.  She compounded her 
misconduct by lying to the court.  The record supports her disqualification as a 
demonstrable reality. 
C.  Instructional Claims 
1.  Lesser Included Offense Instruction 
Defendant contends the trial court erred by failing to provide, sua sponte, 
lesser include offense instructions on second degree felony murder, second degree 
murder and voluntary manslaughter.  He maintains the error violated his rights 
under various constitutional provisions.  (U.S. Const., 5th, 6th, 8th & 14th 
Amends.)  Because no substantial evidence implicated issues addressed in these 
instructions the trial court was not required to give them. 
―The trial court must instruct on general legal principles closely related to 
the case.  This duty extends to necessarily included offenses when the evidence 
raises a question as to whether all the elements of the charged offense are 
present. . . .  [¶]  Nevertheless, ‗the existence of ―any evidence, no matter how 
weak‖ will not justify instructions on a lesser included offense . . . .‘  [Citation.]  
Such instructions are required only where there is ‗substantial evidence‘ from 
which a rational jury could conclude that the defendant committed the lesser 
21 
offense, and that he is not guilty of the greater offense.‖  (People v. DePriest 
(2007) 42 Cal.4th 1, 50.)  ―Substantial evidence,‖ in this context, ―is evidence 
sufficient to ‗deserve consideration by the jury,‘ that is, evidence that a reasonable 
jury could find persuasive.‖  (People v. Barton (1995) 12 Cal.4th 186, 201, fn. 8.) 
Defendant was charged with the felony murder of Yvonne Los.  Because he 
was not the perpetrator, the prosecution proceeded on theories of aiding and 
abetting and conspiracy.  Defendant asserts that the evidence supported 
instructions for the lesser included offense of second degree felony murder based 
on a target offense of discharging a firearm in a grossly negligent manner.  
(§ 246.3.)  He also contends the jury could have determined that Los was killed 
during an intentional but unpremeditated shooting, thus constituting second degree 
murder.  Finally, he argues he merely furnished a weapon knowing it might be 
used in a crime.  Accordingly, his act ―amounts to nothing more than criminal 
negligence supporting a voluntary manslaughter conviction.‖13 
The evidence showed that carjacking was one of the crimes defendant 
formed his gang to commit.  He trained them how to do a carjacking and said any 
resisting victim was to be shot.  Before the Los killing, defendant had already 
                                              
13 
We question whether a second degree felony-murder instruction would 
have been appropriate here.  ―[The] use of the second degree felony-murder rule 
[is] appropriate when the purpose of the predicate felony was independent of or 
collateral to an intent to cause injury that would result in death.‖  (People v. 
Robertson (2004) 34 Cal.4th 156, 171.)  In Robertson, we held that the trial court 
did not err in instructing about second degree felony murder based on a violation 
of section 246.3 where the defendant claimed he had fired his gun to frighten the 
men who were stealing his hubcaps.  (Robertson, at p. 173.)  Here, however, there 
was no evidence that Dearaujo used his gun for any other purpose than to commit 
a carjacking.  We similarly doubt that either second degree murder or voluntary 
manslaughter were available as lesser included offenses here.  We will assume, 
merely for purpose of argument, that they were. 
 
22 
directed two other carjackings by gang members whom he had armed.  He had 
personally carjacked Dale Nonies.  On the night of the murder, he told Dearaujo to 
secure a car and gave him the gun.  Defendant specifically said to place the victim 
in the trunk.  He clearly contemplated a robbery, not the mere theft of an 
unattended vehicle.   Defendant intended that the gun be used to commit a 
carjacking and, if necessary, to shoot the victim.  Dearaujo acted on defendant‘s 
direction when he approached the car and pointed the gun at Los.  Her killing was 
manifestly a natural and probable consequence of defendant‘s instructions. 
No substantial evidence supports defendant‘s assertions that he was 
unaware Dearaujo would use the gun or that he did not share Dearaujo‘s purpose.  
No evidence points to a different intent than Dearaujo‘s use of defendant‘s gun to 
commit a carjacking and, if necessary, to shoot a resisting victim.  Defendant 
asserts the jury might have concluded he only intended that Dearaujo obtain a car, 
not necessarily commit a carjacking.  He argues further the jury could have 
inferred he armed Dearaujo merely for self-defense.  There is simply no basis in 
the evidence for these speculative assertions.  As we noted in People v. Mendoza 
(2000) 24 Cal.4th 130, 174, ―[s]peculation is insufficient to require the giving of 
an instruction on a lesser included offense.‖  The fragments of Lyons‘s testimony 
on which defendant relies in no way support the instructions he claims were 
lacking.  For example, to bolster his argument that the shooting was a reflexive 
and impulsive act rather than a calculated plan to kill, defendant asserts that Lyons 
testified Dearaujo shot the victim in a panic.  In the transcript passages he cites, 
however, Lyons testified not to Dearaujo‘s panic, but to his own.  Again, 
defendant fails to direct us to any substantial evidence supporting a lesser included 
instruction. 
23 
2.  Consciousness of Guilt Instructions (CALJIC Nos. 2.03 & 2.06)  
Defendant challenges the consciousness of guilt instructions regarding false 
statements and suppression of evidence (CALJIC Nos. 2.03, 2.06 ) as ―infirm‖ 
under various constitutional provisions.  (U.S. Const., 5th, 6th, 8th & 14th 
Amends.)  He urges that they permitted the jury to convict him based on improper 
inferences and were impermissibly argumentative.  He alternatively contends that 
the instructions were unwarranted by the evidence. 
We have consistently rejected the challenges defendant advances here.  
People v. Lopez (2013) 56 Cal.4th 1028, held that neither CALJIC No. 2.03 nor 
No. 2.06 is argumentative, nor does either generate an impermissible inference of 
guilt.  (Lopez, at p. 1075.)  People v. Watkins (2012) 55 Cal.4th 999, concluded 
CALJIC No. 2.03 does not direct or compel the drawing of an impermissible 
inference of guilt.  (Watkins, at p. 1028; accord, People v. Stitely (2005) 35 Cal.4th 
514, 555; People v. Holloway (2004) 33 Cal.4th 96, 142.)  ―Each challenged 
instruction made clear that the jury ‗may‘ consider certain described conduct as a 
circumstance tending to prove consciousness of guilt, but each also cautioned that 
such conduct is not sufficient by itself to prove guilt, and that the weight or 
significance of the conduct, if any, constituted matters for the jury‘s 
consideration.‖  (Watkins, at p. 1027.)  ―These conclusions apply with equal force 
to the case before us and defendant provides no persuasive reason for 
reconsidering the issue.‖  (Lopez, at p. 1075.) 
Moreover, there was ample evidentiary support for the instructions.  There 
was evidence defendant made false and misleading statements to police about his 
involvement in the murder.  ―[T]he instruction applied based on defendant‘s 
inconsistent and contradicted statements to police attempting to minimize 
involvement in the capital crime.‖  (People v. Stitely, supra, 35 Cal.4th at p. 555; 
People v. Kelly (1992) 1 Cal.4th 495, 531.)  Similarly, there was evidence 
24 
defendant subsequently gave the murder weapon to Anthony Post, who then 
disassembled it.  (See People v. Hart (1999) 20 Cal.4th 546, 620-621 [citing cases 
involving disposal or attempted disposal of weapons].) 
3.  Jury Query Regarding Liability of Principals for Aiding and 
Abetting Purposes  
Defendant contends the trial court responded inadequately to a jury inquiry.  
He asserts the trial court‘s response violated his rights under various constitutional 
provisions.  (U.S. Const., 5th, 6th, 8th & 14th Amends.; Cal. Const., §§ 1, 7, 15, 
16 & 17.)  The claim is meritless.   
During their deliberations, the jurors sent out two notes regarding aiding 
and abetting liability.  The first note asked:  ―Need clarification of the law —  [¶]  
If A-B-C-D were involved in planning and talking about a robbery at one place 
and B + C started out to the do the crime [but] [t]hey did not do the planned crime 
but did another crime in the same area, what would A‘s status be under the law.‖  
These facts apparently referred to the robbery of the Los Angeles Times 
distribution center that Dearaujo and Lyons committed after they failed to rob the 
liquor store as defendant had originally directed.  The trial court responded:  ―In 
response to your Question #9, the legal answer is provided in the instructions 
already provided.  The court would refer you to the series on Aiding and Abetting, 
starting with 3.00.   [¶]  Note that in your question, whether ―A‖ would be legally 
responsible for the actual crime ultimately committed would require that the jury 
unanimously find that the committed crime was ‗reasonably foreseeable.‘  That is, 
an aider and abettor (‗A‘ in your hypothetical) is guilty not only of the offense he 
intended to facilitate or encourage, but also of any reasonable foreseeable offense 
committed by the person(s) (‗B-C-D‘ in your hypothetical) he aids and abets.‖   
Later the same day, the court received a second note:  ―I want to know if a 
person is a principal if the non principal commits a crime is the principal just as 
25 
guilty of the crime also.‖  In discussing the note, the court agreed with the 
prosecutor that the answer to the question was covered by CALJIC No. 3.00.  
Defense counsel said:  ―But there are —,‖ at which the prosecutor broke in and 
said, ―That one instruction answers that question.‖  Defense counsel stated, ―Yes, 
well —,‖ and the prosecutor continued, ― — which is to what level are principals 
responsible.  Each principal, regardless of the extent or manner of participation, is 
equally guilty, principals included, and its [sic] defined.‖  Defense counsel 
reiterated an earlier objection he had made to all aiding and abetting instructions, 
including CALJIC No. 3.00 but acknowledged, ―that language is in 3.00.‖  The 
trial court said, ―Okay.  You objection is noted and the answer is to refer to 
instruction 3.00.‖  The judge then responded to the jury‘s question as follows:  
―You are referred to Instruction 3.00.‖ 
Defendant contends that the trial court‘s response, referring the jury to 
CALJIC No. 3.00, was inadequate because it did not also refer to CALJIC No. 
8.27.  Additionally, he asserts the response showed partiality by the court toward 
the prosecution.   
The Attorney General argues the claim is forfeited.  The record reveals that 
during the discussion of the jury‘s note defendant renewed his objection to all 
aiding and abetting instructions, including the one to which the court referred the 
jury, and the court noted the objection.  This is sufficient for us to proceed to the 
merits of the claim that we reject. 
Section 1138 requires the court to answer jury requests for clarification on 
points of law.14  ―If, however ‗ ―the original instructions are themselves full and 
                                              
14  
Section 1138 provides in relevant part:  ―After the jury have retired for 
deliberation, . . . if they desire to be informed on any point of law arising in the 
case, they must require the officer to conduct them into court.  Upon being brought 
 
(footnote continued on next page) 
26 
complete, the court has discretion under . . . section 1138 to determine what 
additional explanations are sufficient to satisfy the jury‘s request for 
information.‖ ‘ ‖  (People v. Smithey (1999) 20 Cal.4th 936, 985.)  Defendant does 
not contend that CALJIC No. 3.00 was an incorrect statement of the law but only 
that, in addition to that instruction, the trial court should also have referred the jury 
to CALJIC No. 8.27. 
The second note reflects confusion over who qualifies as a principal.  A 
―non principal‖ cannot commit a crime because, by definition, one who commits a 
crime is a principal.  CALJIC No. 3.00 explains that concept and clarifies that 
aiders and abettors may be liable as principals, even if they do not directly commit 
the offense.  The instruction was sufficient to clarify the jury‘s inquiry.15 
CALJIC No. 8.27 simply restates those concepts in the context of the 
particular offense of felony murder.16  CALJIC No. 8.27 was both read to the jury 
                                                                                                                                                              
 
(footnote continued from previous page) 
 
into court, the information required must be given in the presence of, or after 
notice to, the prosecuting attorney, and the defendant or his counsel . . . .‖ 
15  
As given here, CALJIC No. 3.00 stated:  ―Persons who are involved in 
committing or attempting to commit a crime are referred to as principals in that 
crime.  Each principal, regardless of the extent or manner of participation is 
equally guilty.  [¶]  Principals include, one, those who directly and actively 
commit or attempt to commit the crime, or, two, those who aid and abet the 
commission or attempted commission of the crime.‖   
16  
As given here, CALJIC No. 8.27 stated:  ―If a human being is killed by any 
one of several persons engaged in the commission or attempted commission of the 
crime of robbery, all persons who either directly or actively commit the act 
constituting the crime, or who with knowledge of the unlawful purpose of the 
perpetrator of the crime and with the intent or purpose of committing, 
encouraging, or facilitating the commission of the offense, aid, promote, 
encourage or instigate by acts or advice its commission, are guilty of murder of the 
first degree whether the killing is intentional, unintentional or accidental.‖   
27 
and given to it in writing.  The jury received additional instructions in aiding and 
abetting as well as the elements of robbery and other substantive offenses.  
Defendant fails to demonstrate error. 
Defendant also argues that in exercising its discretion the court 
demonstrated partiality to the prosecution.  He fails to explain how giving a 
correct statement of the law, particularly in the absence of a request for 
augmentation, reflects partiality.  
 4.  Instruction on Natural and Probable Consequences (CALJIC No. 
3.02) 
There are two distinct forms of aider and abettor liability.  ―First, an aider 
and abettor with the necessary mental state is guilty of the intended crime.  
Second, under the natural and probable consequences doctrine, an aider and 
abettor is guilty not only of the intended crime, but also ‗for any other offense that 
was a ―natural and probable consequence‖ of the crime aided and abetted.‘  
[Citation.]‖  (People v. McCoy (2001) 25 Cal.4th 1111, 1117.)  This latter form of 
liability was the basis of the prosecutor‘s theory that defendant aided and abetted 
the Los murder:  he aided and abetted Dearaujo‘s carjacking, the natural and 
probable consequence of which was that Dearaujo shot and killed Los. 
The prosecution‘s theory was explained in CALJIC No. 3.02, given here:  
―One who aids and abets another in the commission of a crime is not only guilty of 
those crimes, but is also guilty of any other crimes committed by a principal which 
is a natural and probable consequence of the crime originally aided and abetted.‖  
The jury was told that before it could convict defendant it had to find ―beyond a 
reasonable doubt that:  [¶]  1.  The crime . . . of . . . murder [was] committed;  [¶]  
2.  That the defendant aided and abetted [that] crime[];  [¶]  3.  That a co-principal 
in that crime committed the crime[] of . . . murder[;] and  [¶]  4.  The crime[] 
28 
of . . . murder [was] a natural and probable consequence of the commission of the 
crime[] of robbery.‖  
Defendant contends the natural and probable consequences doctrine as set 
forth in CALJIC No. 3.02 unconstitutionally imposes criminal liability for mere 
negligence.  ( U.S. Const., 5th, 6th, 8th & 11th Amends.)  We have previously 
rejected similar challenges.  (People v. Richardson (2008) 43 Cal.4th 959, 1021; 
People v. Coffman and Marlow (2004) 34 Cal.4th 1, 108), and do so again. 
Alternatively, defendant faults the trial court for omitting the following 
language from the version it gave of CALJIC No. 3.02:  ―In determining whether a 
consequence is ‗natural and probable,‘ you must apply an objective test, based not 
on what the defendant actually intended, but on what a person of reasonable and 
ordinary prudence would have expected likely to occur.  The issue is to be decided 
in light of all of the circumstances surrounding the incident.  A ‗natural‘ 
consequence is one which is within the normal range of outcomes that may be 
reasonably expected to occur if nothing unusual has intervened.  ‗Probable‘ means 
likely to happen.‖ 
Defendant was tried in 1998.  The ―objective test‖ language was added to 
the instruction by a 2000 revision.  (CALJIC No. 3.02 (2000 rev.) (6th ed. 1997).)  
The trial court‘s instruction was a complete and accurate statement of the law.  
There was no error.  Defendant fails to demonstrate that the failure to include a 
clarification later included by the CALJIC committee rendered the instruction 
inadequate as given.17  To the extent defendant could have sought a modification 
of the instruction to add the ―objective test‖ language, his failure to have done so 
                                              
17  
The instruction given at defendant‘s trial was prepared by the Committee 
on Standard Jury Instructions, Criminal, composed of lawyers and judges under 
the auspices of the Los Angeles County Superior Court.   
29 
forfeits any claim of error.  (People v. Lang (1989) 49 Cal.3d 991, 1024 [―A party 
may not complain on appeal that an instruction correct in law and responsive to 
the evidence was too general or incomplete unless the party requested appropriate 
clarifying or amplifying language‖].)   
D.  Trial Court Responses to Jury’s Requests for Clarification 
Regarding Law of Conspiracy 
Conspiracy, like aiding and abetting, was presented as a theory of 
defendant‘s liability, but was not charged as a substantive offense.  ―It is long and 
firmly established that an uncharged conspiracy may properly be used to prove 
criminal liability for acts of a coconspirator.‖  (People v. Belmontes (1988) 45 
Cal.3d 744, 788.)  
Over defendant‘s objection, the jury was given standard conspiracy 
instructions, including CALJIC No. 6.10.5, which defined the conspiracy as ―an 
agreement between two or more persons with the specific intent to agree to 
commit the crime of robbery, and with the further specific intent to commit that 
crime, followed by an overt act committed in this state by one or more of the 
parties for the purpose of accomplishing the object of the agreement.‖  The jury 
was also instructed it ―must determine whether the defendant is guilty as a 
member of the conspiracy to commit the originally agreed upon crime or crimes, 
and, if so, whether the crime alleged in Counts I through XI was perpetrated by a 
co-conspirator in furtherance of that conspiracy and was a natural and probable 
consequence of the agreed upon criminal objective of that conspiracy.‖  
Additionally, the jury was instructed that ―[e]ach defendant is individually entitled 
to, and must receive, your determination whether he was a member of the alleged 
conspiracy.‖   
During deliberations, the jury sent a note to the trial court:  ―When you deal 
with conspiracies, is every individual crime the start of a new conspiracy or does 
30 
the conspiracy start at the first crime and every crime after that is just a 
continuance of the original conspiracy.‖  The jury‘s note did not refer to a 
particular instruction or count as the impetus for the question. 
The trial court, over defendant‘s objection, responded:  ―You, the jury, are 
to determine from the evidence whether a conspiracy was formed.  If you find that 
a conspiracy was formed, then any crimes committed which you find to be in 
furtherance of that conspiracy comes within the original conspiracy.  All of these 
legal concepts are included in the instructions previously given starting with 
6.10.5.‖ 
Defendant contends the trial court‘s response was error because, he asserts, 
whether there was a single conspiracy or multiple conspiracies was a factual 
question for the jury to decide and the trial court‘s response ―implied (if not 
directed)‖ there was a single conspiracy.  According to defendant, ―[i]f the jury 
had been permitted to decide for itself whether there was but one conspiracy or a 
number of conspiracies, the jury may well have decided the individual 
conspiracies were narrow in scope – a result likely in [defendant‘s] favor.‖ 
The Attorney General argues defendant has forfeited his claim on appeal 
because defense counsel failed to specifically object to the trial court‘s response.  
During the discussion of the note, defense counsel reiterated his objection to any 
conspiracy instructions because the substantive offense of conspiracy had not been 
charged.  Moreover, defense counsel specifically objected when the court 
proposed telling the jury ―if you find that a conspiracy was established, then any 
crime committed that is in the furtherance of that conspiracy comes within the 
perimeters of that conspiracy.‖  Although defense counsel grudgingly conceded 
the ultimate response given by the court did not contain ―any blatant problems,‖ he 
again noted his objection to any conspiracy instructions.  We assume these 
31 
objections were sufficient to preserve the issue on appeal.  The claim fails on its 
merits. 
Defendant cites decisions of the Court of Appeal for the proposition that the 
number of conspiracies is a factual question for the jury.  As he concedes, 
however, the lower court is split on this question.  (Compare People v. Jasso 
(2006) 142 Cal.App.4th 1213 with People v. Liu (1996) 46 Cal.App.4th 1119, 
1133.)  Moreover, these decisions involved conspiracy as a charged offense.  
Where the crime of conspiracy is charged, the factual question of whether there 
was a single conspiracy or multiple conspiracies raises questions of jury unanimity 
and whether the evidence will sustain single or multiple convictions.  (See, e.g., 
Jasso, at pp. 1220-1223.)  Where, however, conspiracy is a theory of liability and 
not a charged offense, these considerations do not arise.  We need not resolve that 
conflict in the different context of this case. 
We disagree with defendant‘s assertion that the trial court‘s response to the  
question directed the jury to find that only one conspiracy existed.  To the 
contrary, the reference to ―a conspiracy‖ in the first two sentences of the response 
would not have foreclosed the jury from determining there were multiple 
conspiracies.  Also significant was the trial court‘s reference in the third sentence 
to the conspiracy instructions previously given.  As noted, those instructions 
informed the jury it must determine whether defendant was a member of a 
conspiracy for purposes of counts 1 through 11.  These instructions allowed the 
jury to consider whether there was a single conspiracy encompassing all counts or 
whether each count was the fruit of its own conspiracy.  In short, the trial court‘s 
response did not remove from the jury its ability to determine for itself whether 
there was one conspiracy or multiple conspiracies. 
Further, it would have made no difference even if some jurors understood 
the court‘s response in the manner claimed by defendant.  Even were we to 
32 
assume the jury understood the note in the manner defendant urges, any error 
would have been harmless.18  There was overwhelming evidence that defendant 
either actively participated in or instigated every crime committed by the Pimp-
Style Hustlers.  Whether the jurors concluded there was single conspiracy 
encompassing multiple counts or that each count constituted a separate conspiracy, 
the result would have been the same.  There is no reasonable probability of a more 
favorable verdict had the jury been explicitly instructed that it was to determine 
the number of conspiracies.  (People v. Watson (1956) 46 Cal.2d 818, 836.) 19 
                                              
18  
Although defendant appears to argue there is a federal constitutional 
dimension to his claim of error, he neglects to identify the precise constitutional 
right involved or the manner in which it may have been violated.  He simply 
asserts he would have benefited had the jury determined there were multiple 
conspiracies, without showing how.  Accordingly, the error appears to be one of 
state law only.  Even if we were to subject the claimed error to review under the 
standard for federal constitutional error, we would find it harmless beyond a 
reasonable doubt.  (See Chapman v. California (1967) 386 U.S. 18; People v. 
Harris (1994) 9 Cal.4th 407, 424-431.)  
19 
Defendant raises a somewhat related claim.  He asserts that, assuming the 
jury concluded there was a single conspiracy, the Circle K robbery could not have 
been part of it because it occurred before the formation of his gang. He shows no 
prejudice.  The jury was instructed it had to decide whether the various counts 
were in furtherance of the conspiracy.  Assuming the jury found the conspiracy 
began when defendant formed the gang, an offense committed beforehand could 
not have been in furtherance of the conspiracy.  More fundamentally, there was 
ample evidence defendant aided and abetted the Circle K robbery. 
Defendant also argues that, because the purpose of the Pimp-Style Hustlers 
conspiracy was to obtain money, the murder of Los, to obtain a car, was not in 
furtherance of the conspiracy.  It is unclear how this relates to his overall 
argument.  In any event it is without merit.  The evidence amply showed 
defendant, Dearaujo and Lyons conspired to commit a carjacking and that the 
murder was a natural and probable consequence of the target offense.  Their 
ultimate goal, whether to obtain money or transportation or both, is irrelevant.  
They intended to commit a carjacking.  That offense was identified by defendant 
as one of the gang‘s chosen crimes.  Whether they ultimately intended to establish 
a fleet of stolen cars for the gang‘s use or to liquidate the stolen cars for ready 
 
(footnote continued on next page) 
33 
Finally, defendant contends ―[t]he jury should have been instructed to agree 
unanimously whether there was a single or multiple conspiracies.‖  We have 
previously rejected that argument when a count of conspiracy has not been 
charged but the doctrine is merely relied upon as a theory of culpability for the 
crimes for which the defendant is on trial.  (People v. Valdez (2012) 55 Cal.4th 82, 
153-154; People v. Prieto (2003) 30 Cal.4th 226, 251.) 
E.  Excusal of Juror No. 10 During Deliberations  
Defendant asserts Juror No. 10 was improperly dismissed during 
deliberations, violating his rights under various federal constitutional provisions.  
(U.S. Const., 5th, 6th & 14th Amends.)  The claim fails.  
1.  Background 
During deliberations the court and counsel met with Juror No. 10, at her 
request.  The juror's driver's license was suspended.  She wanted to know if jury 
duty counted as community service because she otherwise feared she would be 
unable to drive to court.  The court advised her to take it up with the traffic court.  
On her way out, the juror asked, ―What is not deliberating?  If you don‘t have 
comments, is that considered not deliberating?‖  The court replied:  ―Not 
deliberating is just what it sounds like.  A person just sits there with their, 
figuratively with their arms closed, and they just don‘t discuss the case or the law 
with other jurors.  It‘s like they have pulled away and they won‘t talk about it 
period.‖  After the juror left, the prosecutor expressed some concern with the trial 
                                                                                                                                                              
 
(footnote continued from previous page) 
 
capital does not negate their intent to commit a carjacking, or remove that crime 
from the scope of their conspiracy. 
 
34 
court‘s answer.  The court recalled the juror to correct any misimpression.  The 
court said, ―[T]he appropriate response should have been that if the jury has a 
question regarding the subject, the foreperson should direct a note to the Court in 
this regard and then the Court would address to the jury as a whole the subject . . . 
rather than an individual going back and saying, well, the Court told me such and 
such, which would be improper.‖   
Three days later, on the tenth day of deliberation, Juror No. 10 called in 
sick.  When contacted by the court clerk about whether she would appear the next 
day, Juror No. 10 said she would call in that afternoon.  Later, she telephoned to 
say she would probably not be in the next day.  The bailiff, meanwhile, reported 
that the other jurors wanted to talk to the court about Juror No. 10‘s absence.  The 
jurors appeared to be quite agitated.  After some discussion with counsel, the trial 
court directed the foreman to send a note about the jury‘s concerns. 
In response, the foreman wrote:  ―Regarding juror number 10[.]  She does 
not pay attention to discussion, she appears to be asleep most of the time, doesn‘t 
participate [,] constantly has an attitude towards others.  [¶]  Furthermore, we‘ve 
completed the written voting on counts 1-11.  She has been seen writting [sic] 
information on paper [and] taking it out with her to lunch.  When she returns from 
lunch she changes her opinion on how she voted and has questions on the legal 
terminology.  This has happened more than once.  Upon her return from lunch she 
mentioned at the table that ‗my lawyer can put holes on this interview.‘  [¶]  She 
has also stated that she wants to prolong this due to the fact that she doesn‘t want 
to return to work.  This unnecessary delay has caused financial hardship on juror 
number 11. [¶]  There is a number of issues that other jurors would like to discuss 
with you.  Sorry for the inconvenience.  [¶]  Juror #3 4/1/98.‖   
35 
The prosecutor argued that the note showed misconduct and suggested that 
the court talk to the foreman and then to Juror No. 10 the following day.  Defense 
counsel agreed.   
The foreman, Juror No. 3, told the court the jury‘s procedure was to go 
around the table so each juror could speak.  He reported that, while other people 
spoke, Juror No. 10 had her eyes closed.  When it came her turn to speak, she 
would announce she had nothing to say.  When asked by the court if Juror No. 10 
was asleep, Juror No. 3 responded that she would ask questions about subjects 
they had just finished discussing.  Juror No. 3 said, while he had never seen it, 
other jurors reported that Juror No. 10 made notes to herself and, when she 
returned from lunch, would want to revisit counts she had already voted on and 
would bring up technical questions.  When Juror No. 3 would ask her to write 
down her thoughts so other jurors could discuss them, she would ―clam[] up.‖  He 
reported that ―[w]hen she disagrees, we try to find out why she disagrees and she 
won‘t tell us . . . .  She just says my opinion is this and that‘s it.‖  He also reported 
that Juror No. 10 said she wanted the trial to go on as long as possible.  Other 
jurors believed it was because she did not want to go back to work and perhaps 
intended to file a ―stress case‖ with her employer. 
Under questioning by the prosecutor, Juror No. 3 reiterated that attempts by 
other jurors to solicit Juror No. 10‘s reasons for her positions were met with 
statements like, ― ‗Because I believe, because this is the way I believe,‘ but she 
doesn‘t give a reason why she believes that.‖  Juror No. 3 said in his opinion, Juror 
No. 10 was not deliberating because ―she does not accept our views at all.  She‘s 
closed her mind.  If we break it down step by step, she does not open her mind to 
anything we say.‖  Juror No. 3 also clarified that Juror No. 10‘s statement that her 
―lawyer can put holes in this interview‖ referred to the police interrogation of 
defendant.  He ended by telling the court, ―we‘re all just so frustrated [with Juror 
36 
No. 10] we don‘t know where to go,‖ and described their stress — ―A lot of us 
aren‘t getting any sleep . . . stomachs are inside out, upside down.  I‘m shaking 
right now.‖  
Defense counsel asked whether the other jurors‘ frustration was only with 
Juror No. 10.  Juror No. 3 responded that while everyone had feelings about the 
case, they were trying to follow the law.  He said the ―race issue‖ had been 
brought up and, as the foreman, ―I tried to put a halt to that right then and there, 
and I think I did, but that came up and we sort of talked about it.  [¶]  We don‘t 
look at it that way.  I mean, we are looking at the law.‖  Nonetheless he believed 
that Juror No. 10 may have taken that discussion personally.  Juror No. 3 said 
there had also been a ―blowup‖ in the room but that he had apologized for it.20   
The court and counsel then questioned six other jurors (Juror Nos. 1, 2, 4, 
5, 6 and 11) on four specific points:  (1) whether Juror No. 10 was sleeping during 
deliberations; (2) Juror No. 10‘s statements about prolonging deliberations to 
avoid going back to work; (3) whether Juror No. 10 consulted outside sources on 
the law; and (4) whether Juror No. 10 refused to deliberate.   
On the first point, Juror No. 2 stated he had seen Juror No. 10 sleeping 
during deliberations.  The remaining jurors could not say she was sleeping but all 
of them had seen her with her eyes closed for several minutes during which she 
did not appear to be paying attention to the discussion.  One juror mentioned Juror 
No. 10 had fallen asleep during the trial court‘s instructions. 
On the second point, Juror Nos. 2 and 6 reported that Juror No. 10 had said 
she wanted to prolong the deliberations and that she did not want to return to 
                                              
20  
Neither the court nor counsel questioned the foreperson further about the 
nature of the ―blowup‖ or whether it related to the ―race issue.‖  No additional 
information on this topic appears in the record.  (But see fn. 21, p. 38, post.)  
37 
work.  The other jurors had not heard her make this statement although Juror No. 
11 had heard from other jurors that Juror No. 10 had made the statement. 
On the third point, all the jurors told the court they saw Juror No. 10 
making notes on scraps of paper she would take with her during lunch breaks.  She 
would return from lunch and change her position on issues the jury had voted on 
earlier.  She would present new arguments, sometimes introducing new legal 
terms.  Several of the jurors remembered her statement that her lawyer could poke 
holes through defendant‘s statement to police.  Juror No. 2 noted that Juror No. 10 
had an appointment with a lawyer involving custody issues.  
On the final point, the jurors said Juror No. 10 regularly refused requests to 
explain her position and to relate it to the law and evidence.  For example, Juror 
No. 1 said Juror No. 10 would say whether she liked or disliked something but 
would not go into detail and would not discuss the factual or legal basis of her 
opinion.  Juror No. 2 said her response when asked to explain her position was, 
―When I‘m ready to tell you, you‘ll find out.  When I‘m ready to say something, 
you‘ll hear from me.‖  Juror No. 2 said Juror No. 10 had been offered the option of 
writing down her disagreements for discussion and had refused.  Juror No. 2 also 
spoke of an incident where Juror No. 10 said, ―I‘m the only African/American in 
this room and I want to make sure, I have to double check everything.‖  He said, 
―she felt that she was being picked on because of that, and I said, no, you know, 
that‘s not the issue, and so everybody, everybody has been very, very patient with 
her since she made that statement.‖21   
                                              
21  
It is not clear whether this is the same episode the foreman was referring to 
when he mentioned the ―race issue.‖ Defendant suggests that the juror‘s removal 
was race related because both Juror Nos. 12 and 10 were African-American and 
their removal left no African-Americans on his jury.  Defendant is African-
American.  He suggests that the other jurors may have wanted to remove these 
 
(footnote continued on next page) 
38 
Juror No. 4 said that during discussions Juror No. 10 would flip through the 
pages of the instructions, and ―not [be] with us.‖  She disagreed without stating 
why, and said the other jurors had not proven their positions.  When they offered 
specifics, Juror No. 10 would say, ― ‗No, I don‘t believe it.‘ ‖  Juror No. 4 said the 
other jurors had ―bent over backward‖ to allow her to say everything she wanted 
to say and had provided her with her own set of instructions while they shared 
another among themselves.  Juror No. 5 said if there was a disagreement between 
Juror No. 10 and other jurors, she would not explain the basis of her disagreement 
―so we could help understand where she was coming from.‖  Juror No. 6 told the 
court that Juror No. 10 would ―refuse to speak with us.  She will just say, ‗I‘m not 
talking to you, if I have something to say, I‘ll say it.‘ ‖  Juror No. 6 added that, on 
issues on which she agreed with other jurors, she was more open but where she 
disagreed she would not discuss the basis of her disagreement.  Juror No. 11 said 
Juror No. 10 would participate in discussions during the morning sessions but then 
―clam[] up‖ in the afternoon.  When the jurors went around the table to speak and 
                                                                                                                                                              
 
(footnote continued from previous page) 
 
jurors because of their race.  The record lends no support to this claim.  The 
dismissals of the two jurors came at different points in the trial and for different 
reasons, neither related to race.  The only mention of race in the jury room, of 
which there is any evidence, is the episode described above in which Juror No. 10 
asserted that because she was African-American she had to ―double check 
everything.‖  The juror‘s life experience as an African-American was certainly a 
legitimate prism through which she viewed the case but, as her fellow jurors 
correctly pointed out, race was not an issue here.  Moreover, defendant assumes 
the remaining jurors were White.  Other than Juror No. 10‘s assertion, the record 
does not reflect the racial composition of the jury.  We do know, from statements 
by the jurors to the court, that they tried to include Juror No. 10 in the 
deliberations and to draw her out.  We reject as unsupported defendant‘s 
insinuation that racial bias played a role in Juror No. 10‘s dismissal or in the jury‘s 
ultimate resolution of the case.  
39 
it was Juror No. 10‘s turn to speak, she would say, ― ‗I ain‘t got nothing to say,‘ 
and that would be it.‖ 
After hearing from seven out of the 12 jurors, the trial court stated, ―it 
seems like we are hearing the same things over and over again.‖  The clerk 
reported that Juror No. 10 had indicated she would probably not be back the 
following day.  The court concluded there was credible evidence from the 
statements of her fellow jurors that Juror No. 10 was sleeping during deliberations.  
The court noted that ―on many occasions‖ during the trial it had to send the bailiff 
over to ―wake her up, give her cups of water.‖  The court pointed to one example 
when the tape of defendant‘s interrogation was being played and the jury followed 
along with transcripts.  ―[S]he would go as long as five pages without turning the 
transcript and then all of a sudden would kind of start, come awake, and turn 
several pages at once and then repeat the process.‖  Based on these observations 
and the statements of her fellow jurors, the court said, ―it is probable . . . that she 
does have a problem staying awake.‖  
The court did not find there was sufficient evidence to conclude either that 
Juror No. 10 wished to prolong the proceedings or was receiving information from 
outside sources.  
The court concluded it was ―very clear‖ that Juror No. 10 had ―violate[d] 
her jury oath by not deliberating.‖  The court stated, ―You can‘t take a position 
and refuse to discuss the basis for it,‖ and found ―a consistent pattern where . . . if 
it‘s a situation where she is in disagreement with other jurors, simply takes the 
position and then stonewalls.‖ 
Finally, the court cited ―her inability to participate because of [her] illness.‖  
The court alluded to the fact that the jury had been given ―a certain time line‖ for 
the trial that Juror No. 10‘s illness was disrupting.  He noted that, given the flu-
40 
like symptoms she had described, she might be contagious.  Accordingly, the trial 
court excused her.  
Defense counsel objected to the dismissal.  He argued it was unclear 
whether Juror No. 10‘s unwillingness to express her opinion was on minor or 
important issues.  He argued further if she had already made her point and did not 
wish to restate it declining to do so did not constitute a refusal to deliberate. The 
court clarified that it found the areas of disagreement to be on important issues and 
that, while there were instances when Juror No. 10 did discuss evidence, ―it‘s 
pretty clear that the norm is that she has a predisposition not to deliberate.‖  
The court excused Juror No. 10 and the clerk so informed her.  
Nonetheless, Juror No. 10 appeared the next day and accused her fellow jurors of 
not beginning deliberations anew when previous jurors had been excused.   She 
reported she was taking antibiotic and pain medicine for an ear infection and was 
―like drugged, dragging.‖  Her statements regarding renewed deliberations are 
discussed below. 
2.  Discussion 
The trial court may discharge a juror for good cause at any time, including 
during deliberations, if the court finds that the juror is ―unable to perform his or 
her duty.‖  (§ 1089.)  As noted, ―[w]e review a trial court‘s decision to discharge a 
juror under an abuse of discretion standard, and will uphold the decision if the 
record supports the juror‘s disqualification as a demonstrable reality.‖  (People v. 
Wilson, supra, 43 Cal.4th at p. 26.)  The trial court gave three reasons for excusing 
Juror No. 10:  (1) she was sleeping during deliberations; (2) she violated her oath 
by refusing to deliberate; and (3) her illness would delay the proceedings 
indefinitely.  Because the first reason is sufficient to uphold the court‘s ruling, it is 
41 
unnecessary for us to address the court‘s remaining grounds.  (People v. Johnson 
(1993) 6 Cal.4th 1, 21-22.) 
Sleeping during trial constitutes good cause for the dismissal of a juror.  
(People v. Bonilla (2007) 41 Cal.4th 313, 350.)  ―When the trial court receives 
notices that such cause may exist it has an affirmative obligation to investigate.  
[Citations.]  Both the scope of any investigation and the ultimate decision whether 
to discharge a given juror are committed to the sound discretion of the trial 
court.‖  (Ibid.)   
In People v. Johnson, supra, 6 Cal.4th 1, the trial court excused a juror after 
finding the juror had fallen asleep at trial.  ―The court, its two deputies, and the 
prosecutor each stated on the record that they had observed [the juror] exhibiting 
various physical indicia of sleep, including eye closures, head nodding, and 
slumping in his chair.‖  (Id. at p. 21.)  We concluded the trial court had properly 
discharged the juror, notwithstanding the defendant‘s claim that the court had not 
inquired of the juror whether he had been asleep.  (Id. at pp. 21-22.) 
In People v. Ramirez (2006) 39 Cal.4th 398, the court excused a juror over 
the defendant‘s objection after receiving a note from the foreperson ―that the juror 
had fallen asleep on two occasions.‖  (Id. at p. 456.)  The court questioned the 
foreperson who confirmed that he had seen the juror sleeping.  The court added 
that it had noticed the juror ― ‗behaving as if he were dozing off from time to 
time.‘ ‖  (Id. at p. 457.)  Based on the foreperson‘s statements and the court‘s own 
observations, the court excused the juror for sleeping.  We affirmed:  ―The judge‘s 
observations were consistent with the testimony of the jury foreperson that the 
juror had fallen asleep twice during deliberations.  The trial court, therefore, did 
not abuse its discretion in discharging the juror.‖  (Id. at p. 458.) 
Here, the record is more extensive than in Johnson and Ramirez.  Juror No. 
2 affirmatively stated that he had seen Juror No. 10 sleeping during deliberations, 
42 
adding that he sat ―two seats away from her, so I can see her very clearly.‖  Five 
other jurors described behavior consistent with sleeping.  The juror closed her eyes 
and leaned back in her chair, once for at least 15 minutes.  She would later appear 
to have no idea what the other jurors had been discussing while she was in this 
posture.  One of the jurors reported Juror No. 10 slept during instructions.  To this 
testimony, the court added its own observations that ―on many occasions‖ it had to 
have the bailiff wake her and bring her water.  The court referred to a specific 
instance while the jury listened to the recording of defendant‘s statement to the 
police.  This record reveals no abuse of discretion in excusing the juror for 
sleeping.  
F.  Alleged Coercion of Verdict  
Defendant contends that the verdict reached following the dismissal of 
Juror No. 10 was the product of coercion, violating his rights under various 
constitutional provisions.  (U.S. Const., 5th, 6th, 8th & 14th Amends.)  His claim 
can also be understood to assert that the jury failed to deliberate anew as 
instructed.  In either case, he cites allegations of juror misconduct made by Juror 
No. 10 regarding deliberations after previous jurors had been dismissed and the 
speed with which the jury reached its verdict after Juror No. 10 was excused.  We 
consider and reject both aspects of his challenge. 
1.  Background 
Juror No. 10 was excused from the jury on Wednesday, April 1, and 
notified of her excusal that afternoon.  The next morning, Thursday, April 2, Juror 
No. 10 appeared in court and accused her fellow jurors of not beginning 
deliberations anew when two alternates had been seated.  According to Juror No. 
10, the remaining jurors asked the newcomers what they thought and told them 
what the previous group had decided.  She elaborated:  ―[W]e spent a week and a 
43 
half in there before we could even vote on issues, and then you come in and you 
just say how you felt about certain charges, and then we listened and we said that‘s 
how we felt, and then we voted.‖  She also said the jury had voted on 11 charges 
before the alternates were seated.22  After Juror No. 10 left the courtroom, defense 
counsel indicated he would seek a mistrial because the jury failed to deliberate 
anew.  The court said it would consider the motion when it was filed, but pointed 
out ―starting anew does not necessarily mean that the jury is required to repeat 
every step and every word and every nuance of [its] deliberations, including 
asking for the same testimony to be reread or the same words to be spoken or 
things of that nature.‖  
Following that discussion, the court convened the jury and Juror No. 10‘s 
replacement, Alternate Juror No. 4.  The court read CALJIC No. 17.51, which 
admonished the jury not to consider for any purpose the replacement of Juror No. 
10 and to ―set aside and disregard all past deliberations and begin deliberating 
anew.  This means that each remaining original juror must set aside and disregard 
the earlier deliberations as if they had not taken place.‖   
The reconstituted jury began deliberations at 10:30 a.m. on Thursday, April 
2 and adjourned at 4:10 p.m.  During that time, it requested that portions of 
Mondre Weatherspoon‘s testimony be read back.  They agreed on verdicts for nine 
of the 11 counts.  The jury did not deliberate on Friday, April 3.  The following 
Monday, April 6, deliberations resumed at 9:30 a.m.  That afternoon, the jury sent 
a note requesting clarification of the phrase ―to wit‖ in an instruction concerning 
                                              
22  
Those votes were not formally returned as verdicts.  Final verdicts on all 
counts were returned only after Juror No. 10 was excused and a third alternate 
seated.  
44 
sentence enhancements.  At 2:15 p.m., the jury reached verdicts on the remaining 
two counts.  
Defendant‘s mistrial motion was heard after the verdicts were recorded but 
before the penalty phase began.  The trial court rejected the idea that CALJIC No. 
17.51 required the jury to backtrack and duplicate every discussion it had had 
before the new jurors were seated.  ―It means in good faith they start from the 
beginning discussing issues and show a willingness to include the newly seated 
juror or jurors so that all decisions are made with all 12 jurors participating in that 
function.‖  The court noted that, between the time the two alternates were seated 
and Juror No. 10 made her allegations, the jury had requested readbacks and 
submitted a question.   ―[S]o I am satisfied that they were deliberating within the 
legal meaning of Section 17.51; therefore, the motion for mistrial is denied.‖  
2.  Discussion 
There is no merit to defendant‘s claim that the reconstituted jury was 
coerced into reaching a verdict or that it failed to deliberate anew.  ―We presume 
[it] followed the trial court‘s instructions to begin the deliberation anew [citation], 
and defendant‘s speculation to the contrary does not persuade us to conclude 
otherwise.‖  (People v. Fuiva (2012) 53 Cal.4th 622, 716.)  Here, that presumption 
is supported by the actual, deliberative conduct of the reconstituted jury.  It 
requested a readback and asked the court for clarification of instructions.  
Defendant asserts the length of deliberations is evidence the jury did not follow 
the instruction to begin deliberations anew.  ―But the brevity of the deliberations 
proves nothing.  [Citations.]  The newly constituted jury was not required to 
deliberate for the same length of time as the original jury, nor was it required to 
review the same evidence.  When, as here, there are no indications to the contrary, 
we assume that the jurors followed the trial court‘s instructions and started afresh.  
45 
[Citation.]‖  (People v. Leonard (2007) 40 Cal.4th 1370, 1413.)  Defendant‘s 
further claim that the trial court‘s excusal of Juror Nos. 10 and 12 communicated 
to the jury the court‘s view that defendant was guilty is meritless.  The two jurors 
were excused at different points in the trial and for different reasons.  Nothing said 
by the court on either occasion communicated any court opinion as to defendant‘s 
guilt or innocence. 
Defendant asserts that Juror No. 10‘s accusations of misconduct are 
evidence that the jury refused to deliberate anew.  We assume, without deciding, 
her statements were admissible under Evidence Code section 1150, subdivision 
(a).23  Plainly, the trial court rejected the former juror‘s implicit belief that 
redeliberation required repetition of every step taken to the point when the new 
jurors were seated.  Thus, contrary to defendant‘s claim, the trial court was not 
obliged to instruct the jury to discontinue engaging in the "improper practices" 
asserted by Juror No. 10.  Moreover, Juror No. 10 obviously was not present 
during the deliberations of the jury that actually rendered the verdicts.  Finally, to 
the extent defendant faults the court for failing to conduct a more thorough 
investigation, the contention is forfeited by his failure to raise it below.  In any 
event, the trial court acted within its discretion as to the scope of any such 
investigation.  (People v. Alexander (2010) 49 Cal.4th 846, 927.) 
                                              
23  
That statute provides:  ―Upon an inquiry as to the validity of a verdict, any 
otherwise admissible evidence may be received as to statements made, or conduct, 
conditions, or events occurring, either within or without the jury room, of such 
character as is likely to have influenced the verdict improperly.  No evidence is 
admissible to show the effect of such statement, conduct, condition, or event upon 
a juror either in influencing him to assent or to dissent from the verdict or 
concerning the mental processes by which it was determined.‖  (Evid. Code, 
§ 1150, subd. (a).) 
46 
G.  Sufficiency of Evidence to Support Robbery-Murder Special 
Circumstance  
Defendant contends insufficient evidence supported the robbery-murder 
special circumstance based on an aiding and abetting theory.  According to 
defendant, the evidence failed to establish he was a major participant in the target 
offense or exhibited reckless indifference to human life as required by section 
190.2, subdivision (d). 
In considering such a challenge ― ‗we review the entire record in the light 
most favorable to the judgment to determine whether it contains substantial 
evidence — that is, evidence that is reasonable, credible, and of solid value — 
from which a reasonable trier of fact could find the defendant guilty beyond a 
reasonable doubt.‘  [Citation.]  We determine ‗whether, after viewing the evidence 
in the light most favorable to the prosecution, any rational trier of fact could have 
found the essential elements of the crime beyond a reasonable doubt.‘  [Citation.]  
In so doing, a reviewing court ‗presumes in support of the judgment the existence 
of every fact the trier could reasonably deduce from the evidence.‘  [Citation.]‖  
(People v. Maciel (2013) 57 Cal.4th 482, 514-515.)  ―The same standard applies to 
special circumstance allegations.‖  (People v. Tully (2012) 54 Cal.4th 952, 1007.) 
At the time of defendant‘s trial, section 190.2, subdivision (d) stated in 
relevant part:  ―[E]very person, not the actual killer, who, with reckless 
indifference to human life and as a major participant, aids [and] abets . . . in the 
commission of a felony enumerated in paragraph (17) of subdivision (a) which 
felony results in the death of some person or persons, who is found guilty of 
murder in the first degree therefor, shall suffer death or confinement in state prison 
for life without the possibility of parole, in any case in which a special 
circumstance enumerated in paragraph (17) of subdivision (a) . . . has been found 
to be true . . . .‖  Robbery is one of the enumerated felonies.  (§ 190.1, 
47 
subd. (a)(17)(A).)  A major participant need not be the ringleader (People v. Proby 
(1998) 60 Cal.App.4th 922, 931), but a ringleader is a major participant (see 
People v. Marshall (1990) 50 Cal.3d 907, 938).  ― ‗[R]eckless indifference to 
human life‘ is commonly understood to mean that the defendant was subjectively 
aware that his or her participation in the felony involved a grave risk of death.‖  
(People v. Estrada (1995) 11 Cal.4th 568, 577; see, for further discussion, People 
v. Banks (2015) 61 Cal.4th 788.) 
As he does in other contexts, defendant continues to insist that his only 
participation in the murder was supplying the gun and that he had no idea 
Dearaujo and Lyons would commit a carjacking or kill a resisting victim.  His 
interpretation of evidence is contrary to the governing standard of review and the 
proven facts. 
Defendant was the founder, ringerleader and mastermind behind the Pimp-
Style Hustlers.  He formed the gang the day after he, Dearaujo and Weatherspoon 
committed a robbery during which Dearaujo used defendant‘s gun.  The gang‘s 
purpose was to commit robbery and carjacking in order to buy a home and build a 
stock portfolio.  Defendant gave the gang members a carjacking tutorial and 
instructed them that a resisting victim was to be shot. 
Defendant directed the attempted carjacking of Phillips and Nolin and that 
of DeGeorge.  He personally robbed Nonies and tried to carjack Brodbeck.  
Defendant also ordered Dearaujo and Lyons to rob a liquor store, which led to the 
robbery at the Los Angeles Times distribution center.  In each case, defendant 
chose and armed the gang member he commissioned to commit the crime or was 
himself armed with the gun. 
The circumstances of the murder followed the pattern of the crimes that 
preceded and followed it.  Defendant directed Dearaujo to go to the Family Fitness 
Center and to carjack a specific type of car, which he described in detail.  He gave 
48 
Dearaujo the gun along with a bandana to cover his face.  He described where they 
should meet after the crime.  He reminded Dearaujo to put the victim in the trunk.  
Defendant himself told police he understood that Dearaujo was ―gonna jack a car‖ 
and that he had repeatedly instructed gang members to shoot a victim who 
resisted.  Defendant later commended Dearaujo and Lyons and awarded them 
stripes for the murder.  His claim of tangential involvement and ignorance are 
manifestly at odds with the evidence arrayed against him.  The facts adduced are 
more than sufficient to uphold the special circumstance finding that defendant was 
a major participant and acted with reckless indifference to human life. 
III.  PENALTY PHASE ISSUES 
A.  Defense Counsel’s Asserted Conflict of Interest 
Defendant contends his public defender had a conflict of interest because 
his office had previously represented prosecution witnesses who appeared at the 
penalty phase.  He asserts the conflict violated his rights under various 
constitutional provisions.  (U.S. Const., 5th, 6th & 14th Amends.; Cal. Const., art. 
I, § 15.)  We reject the claim. 
1.  Background 
After Donald Deloney testified about violent activities he and defendant 
had engaged in while in jail, a representative from the public defender‘s office, 
Floyd Zagorsky, requested an in camera hearing to discuss a possible conflict of 
interest.24  Zagorsky related that the office had previously represented Deloney.  
That prior representation created a conflict of interest because Zargorsky believed 
                                              
24  
Zagorsky is identified in the record only as a member of the public 
defender‘s office making a special appearance on defendant‘s behalf.  No further 
explanation is given about why he, rather than defendant‘s trial counsel, also a 
public defender, brought this conflict to the court‘s attention. 
49 
there was material in Deloney‘s files potentially useful for his cross-examination.  
Later, Zagorsky reported his office had represented three other prosecution 
witnesses — David Ramirez, Christopher Willis and Timothy Goodfield.   
Zagorsky eventually said he believed there was also a conflict as to four additional 
prosecution witnesses; Arturo Alatorre, Dale Foster, Michael Hanna and Martin 
Sanchez, all of whom had been represented by the public defender‘s office.  
Defendant‘s counsel, Deputy Public Defender Wright, informed the court he had 
not represented any of these witnesses and did not have any confidential 
information about them.  Specifically addressing Deloney, Wright argued he did 
not have an actual conflict of interest just because another public defender had 
represented Deloney.  Zargorsky took the position that an actual conflict existed 
when anyone in the public defender‘s office reviewed the files of former clients 
and declared a conflict.  The trial court did not find a conflict of interest. 25 
2.  Discussion 
To successfully establish a conflict of interest, ―defendant must show the 
existence of an actual or potential conflict ‗that adversely affected counsel‘s 
performance.‘  [Citations.]  A conflict of interest may arise if counsel‘s former 
client is a prosecution witness in the case against the defendant.  [Citations.]  This 
is because counsel‘s duty not to reveal confidential information acquired during 
the attorney-client relationship creates conflicting obligations to multiple clients 
that ‗effectively seal[s] his lips on crucial matters.‘  [Citation.]  As we recognized 
in People v. Cox (2003) 30 Cal.4th 916, 949, however, courts have held that no 
                                              
25  
The court ordered Wright not to examine his office‘s files on the 
prosecution witnesses for impeachment material but did not preclude him from 
developing such material from his own independent investigation.  
50 
actual or potential conflict of interest arises when the attorney does not possess 
such confidential information.‖  (People v. Clark (2011) 52 Cal.4th 856, 983-984.)  
Here, Deputy Public Defender Wright told the court he had not represented, 
nor did he possess, any confidential information about the prosecution witnesses in 
question.  ―[Wright], as an officer of the court, was in the best position to assess 
whether a conflict of interest existed or was likely to arise.‖  (People v. Clark 
(1993) 5 Cal.4th 950, 1001.)  ―[T]he court may rely on the representations of 
defense counsel that no conflict exists.‖  (People v. Lawley (2002) 27 Cal.4th 102, 
146.) 
Notwithstanding Wright‘s representations, defendant insists an actual 
conflict existed because Zagorsky had declared one based on information in client 
files.  An analogous argument was made in People v. Clark, supra, 52 Cal.4th 856.  
There, Deputy Public Defender Martinez conceded she had not personally 
represented a prosecution witness previously represented by her office, nor had 
she obtained information developed by another public defender during the 
attorney-client relationship.  Nonetheless, she declared a conflict.  The defendant 
in Clark argued that her declaration distinguished the case from earlier cases like 
Lawley in which no conflict had been declared.  We rejected the claim.  ―That 
Martinez declared a conflict is not dispositive of its existence, however.‖  (Clark, 
at p. 984.)  Given Martinez‘s concessions, we concluded, based on the totality of 
the circumstances, that there was ―no showing of an actual or potential conflict of 
interest [here].‖  (Ibid.)  Similarly, there is no showing of an actual or potential 
conflict of interest in this case, Zagorsky‘s statement notwithstanding. 
In a related claim, defendant suggests that the prosecution withheld 
impeachment evidence about Deloney and other penalty phase prosecution 
witnesses.  (Brady v. Maryland (1963) 373 U.S. 83.)  Not only is the claim 
forfeited because it was not made below, nothing in the record supports the 
51 
existence of any undisclosed impeachment evidence known to the prosecution.  
The claim fails as it is based on pure speculation.  
B.  Victim Impact Evidence Claims  
Defendant challenges the victim impact evidence as irrelevant and 
prejudicial and asserts its admission violated his rights under various constitutional 
provisions.  (U.S. Const., 5th, 6th, 8th & 14th Amends.)  He contends further that 
the trial court erred by failing to give sua sponte a limiting instruction on the use 
of the victim impact evidence.  Many of defendant‘s specific claims, including his 
claim of instructional error, are forfeited.  All are without merit. 
― ‗The Eighth Amendment does not prohibit the admission of evidence 
showing how a defendant‘s crimes directly impacted the victim‘s family, friends, 
and the community as a whole, unless such evidence is ―so unduly prejudicial‖ 
that it results in a trial that is ―fundamentally unfair.‖  [Citations.]  Likewise, under 
state law, victim impact evidence is admissible as a circumstance of the crime 
under section 190.3, factor (a), so long as it ―is not so inflammatory as to elicit 
from the jury an irrational or emotional response untethered to the facts of the 
case.‖  [Citations.]‘ ‖  (People v. Pearson (2013) 56 Cal.4th 393, 466-467.)  
― ‗[T]he state has a legitimate interest in ― ‗counteracting the mitigating evidence 
which the defendant is entitled to put in, by reminding the sentencer that just as the 
murderer should be considered as an individual, so too the victim is an individual 
whose death represents a unique loss to society and in particular to [her] 
family.‘ ‖ ‘ ‖  (People v. Linton, supra, 56 Cal.4th at p. 1203.) 
Defendant objects to the quantity, scope and nature of the victim impact 
testimony, asserting that the 10 victim impact witnesses consumed a fifth of the 
prosecution‘s penalty phase case.  He objected, however, only to the testimony of 
three of those witnesses, Los‘s fiancé, Paul Petrosky and her coworkers 
52 
Christopher Reusch and Captain Margaret Foltz.  He also objected to admission of 
a video of the dormitory dedication in the victim‘s honor, and another depicting a 
series of still photographs of the victim set to music.  The trial court admitted both 
tapes but directed that the music accompanying the second be muted to avoid 
evocation of an emotional response.  The court also properly allowed the 
prosecution to call the three nonfamily member witnesses to whom defendant 
objected.  Victim impact testimony is not limited to testimony of family members.  
(People v. Pollock (2004) 32 Cal.4th 1153, 1183.)  Defendant did not object to the 
testimony of the victim‘s family members or her former husband.  His claims 
regarding their testimony are forfeited.  (Evid. Code, §353; Pollock, at p. 1183.)  
Defendant asserts any objection would have been futile in view of the trial court‘s 
admission of other testimony and videos.  The argument fails.  The trial court 
carefully listened to defendant‘s objections, modifying one exhibit by excluding 
the music.  We will not assume the trial court would have been any less 
conscientious had defendant timely objected to the evidence he challenges here. 
In any event, defendant‘s claims are meritless.  First, as to number.  The 10 
victim impact witnesses constituted 20 percent of the prosecution‘s case.  In other 
words, 80 percent of the prosecution‘s phase was directed at other matters, 
primarily defendant‘s propensity for violence.  Further, any argument attempting 
to put a numerical limit on evidence of this nature is of minimal persuasiveness.  
The question is the qualitative fairness of the evidence, not an arbitrary 
quantification.  The testimony of each victim impact witness was relatively brief.  
The testimony of Los‘s father, for example, consists of 12 pages; her mother‘s, 
eight; her son‘s, two.  The most extensive testimony, that of her fiancé, consumes 
22 pages.  The evidence, representing three generations of the victim‘s family, her 
former husband, coworkers and current fiancé, was neither unduly inflammatory 
nor unfairly prejudicial.  (See People v. Taylor (2010) 48 Cal.4th 574, 646 [proper 
53 
to admit victim impact testimony of six family members representing four 
generations of the victim‘s close family].)  The evidence was ― ‗very typical of the 
victim impact evidence we routinely permit.‘ ‖  (People v. Pearson, supra, 56 
Cal.4th at p. 467.) 
Defendant‘s contends that victim impact evidence should be limited to 
testimony that describes the impact on family members present at the scene or 
immediately thereafter, and to those effects known or reasonably knowable to 
defendant at the time of the murder.  We have previously rejected these 
arguments.  (People v. Pollock, supra, 32 Cal.4th at p. 1183.)  So too have we 
rejected the argument advanced here that victim impact evidence should provide 
no more than a quick glimpse into the victim‘s life.  ―The People are entitled to 
present a ‗ ―complete life histor[y] [of the murder victim] from early childhood to 
death.‖ ‘ ‖  (People v. Garcia (2011) 52 Cal.4th 706, 751.)  Nor did the trial court 
err in admitting the videotape of the dedication ceremony.  In People v. Huggins 
(2006) 38 Cal.4th 175, we held that the testimony that the victim‘s ―community. . . 
mourned her death by placing a bronze statue of her at the . . . public library‖ was 
permissible.  (Id. at p. 239.)  Admission of the videotape of still photographs of the 
living victim was likewise within the court‘s discretion.  (People v. Linton, supra, 
56 Cal.4th at pp. 1202-1204.) 
Defendant contends further that the contrast between the victim‘s life and 
his own invited the jury to draw invidious comparisons.  In support, he asserts that 
the prosecutor explicitly urged the jury to make these comparisons in her closing 
argument and, further, improperly raised the issue of race.  Defendant failed to 
object to any of the identified statements, forfeiting the claim.  (People v. Lopez, 
supra, 56 Cal.4th at p. 1073.)  The claim is also without merit.  The contrast the 
prosecutor drew between the victim‘s positive effect on the lives she touched and 
defendant‘s violent crimes was reasonable commentary on the weighing of 
54 
aggravating and mitigating circumstances and fell within the wide range of 
permissible argument.  (See People v. Dykes (2009) 46 Cal.4th 731, 789-791.)  
The prosecutor‘s fleeting reference to the ―Crips‖ when explaining the nature of 
defendant‘s gang was not an appeal to race, directly or implicitly.  Her 
characterization of defendant as ―sociopathic‖ was consistent with the evidence 
and fell within the permissible range of argument.  (People v. Zambrano (2007) 41 
Cal.4th 1082, 1172-1173.) 
Defendant also challenges the court‘s instructions regarding consideration 
of this evidence.  The trial court read CALJIC No. 8.84.1, which stated in part:  
―You must neither be influenced by bias nor prejudice against the defendant, nor 
swayed by public opinion or public feelings.  In your consideration of whether the 
sentence of death is appropriate, you should not consider the race, color, religious 
beliefs, national origin, or sex of the defendant or the victim.‖  Defendant asserts 
this instruction was insufficient to guide the jury in the consideration of victim 
impact evidence and that the court, sua sponte, should have provided an 
instruction to that end.  Defendant‘s claim is forfeited by his failure to request 
clarification or modification of the instruction.  (People v. Guerra (2006) 37 
Cal.4th 1067, 1134.)  Defendant asserts such a request would have been futile.  
We reject it for the same reason we rejected his previous claim of futility.  
Moreover, we have consistently ―rejected the argument that a trial court must 
instruct the jury not to be influenced by emotion resulting from victim impact 
evidence.‖  (People v. Carey (2007) 41 Cal.4th 109, 134.)  We do so again. 
C.  Instructional Claims 
1.  Lingering Doubt  
Defendant assigns error for refusal to give a lingering doubt instruction.  
―There is no federal or state right to such an instruction.  [Citations.]  Rather, we 
55 
have held that ‗the standard instructions on capital sentencing factors, together 
with counsel‘s closing argument, are sufficient to convey the lingering doubt 
concept to the jury.‘  [Citations.]  Defendant cites no persuasive reason to revisit 
this conclusion.‖  (People v. Edwards (2013) 57 Cal.4th 658, 765; accord, People 
v. Rogers (2013) 57 Cal.4th 296, 348-349; People v. Streeter (2012) 54 Cal.4th 
205, 265-266.) 
2.  CALJIC No. 8.85 
Defendant contends that CALJIC No. 8.85, the standard instruction 
identifying the aggravating and mitigating circumstances, is ―constitutionally 
flawed.‖  The defect, according to defendant, is that the instruction failed to advise 
the jury which factors were aggravating, which were mitigating, and which could 
be considered as either mitigating or aggravating depending of the jury‘s view of 
the evidence.  ―As defendant acknowledges, we have in the past repeatedly 
rejected [this] contention[].  Thus, we have held that the trial court is not obligated 
to identify which factors are mitigating and which are aggravating . . . .‖  (People 
v. Lewis (2008) 43 Cal.4th 415, 532; People v. Farnam (2002) 28 Cal.4th 107, 
191.)  We decline to reconsider this precedent. 
3.  CALJIC No. 8.88 
Defendant raises familiar challenges to CALJIC No. 8.88, the standard jury 
instruction on how to weigh the aggravating and mitigating evidence.  As 
defendant acknowledges, we have in the past rejected each of these contentions:  
―The court was not required to instruct the jury that (1) it could return a verdict of 
life imprisonment without possibility of parole even if the circumstances in 
aggravation outweighed those in mitigation; (2) it was required to return a verdict 
of life without possibility of parole if it found that the aggravating factors did not 
outweigh the mitigating factors or that death was not the appropriate punishment; 
56 
or (3) it could return a verdict of life without possibility of parole even in the 
complete absence of mitigating evidence.  [Citations.]  The term ‗so substantial‘ as 
used in CALJIC No. 8.88 is not unconstitutionally vague [citation] and does not 
improperly direct a verdict in favor of death if the jury finds aggravation 
outweighs mitigation [citation].‖  (People v. Whalen (2013) 56 Cal.4th 1, 89.)  
―Finally, the trial court need not instruct the jury that life imprisonment without 
possibility of parole is presumed to be the appropriate penalty unless the 
prosecution proves to the contrary.  [Citation.]  We decline defendant‘s invitation 
to revisit these holdings.‖  (People v. Lewis, supra, 43 Cal.4th at p. 534.) 
D.  Trial Court Response to Jury Request for Clarification Regarding 
Life Without Possibility of Parole 
Defendant requested an instruction that, if sentenced to death, the jury 
―must assume . . . the defendant . . . will be executed in the gas chamber or by 
lethal injection,‖ and that, if sentenced to life without parole, the jury must 
―assume that he will not be paroled.‖  The court declined to give the instruction.  
Instead, it gave the jury CALJIC No. 8.84:  ―It is the law of this state that the 
penalty for a defendant found guilty of murder of the first degree shall be death or 
confinement in the state prison for life without possibility of parole in any case in 
which the special circumstances alleged in this case has been specially found to be 
true.  [¶]  Under the law of this state, you must now determine which of these 
penalties shall be imposed on the defendant.‖ 
During deliberations, the jury sent the court the following note:  ―If we vote 
for life imprisonment without the possibility of parole.  Does that mean no good 
time off at all.  Or he may be able to get out in 40 or 50 yrs or what ever.  Will he 
spend his natural life in prison and never get out.   [¶]   If we vote for death 
penalty can the judge overturn our decision?‖ 
57 
After discussing the issue, and with the reluctant agreement of defense 
counsel, the court responded to the first question:  ―[Y]ou are not to speculate on 
such issues but are to follow the court‘s instruction previously given.‖  Similarly, 
the court replied to the second question:  ―[Y]ou[] are instructed that you are not to 
speculate as to such issues but instead are instructed to concentrate on your 
responsibilities and functions as you have previously been instructed.‖  The trial 
court‘s response was consistent with our recommended instruction on this point in 
People v. Letner and Tobin, supra, 50 Cal.4th at page 206.  
Defendant now contends that both the court‘s response and CALJIC No. 
8.84 were inadequate to properly convey the jury‘s sentencing responsibilities.  
His arguments rest on Simmons v. South Carolina (1994) 512 U.S. 154 and Shafer 
v. South Carolina (2001) 532 U.S. 36, a pair of United States Supreme Court 
decisions we have previously distinguished in decisions that rejected the same 
arguments defendant advances here.  (People v. Ervine (2009) 47 Cal.4th 745, 
810-812; People v. Wallace (2008) 44 Cal.4th 1032, 1089-1091; People v. Abilez 
(2007) 41 Cal.4th 472, 527-528; People v. Prieto, supra, 30 Cal.4th at pp. 269-
271.)  
E.  Asserted Disproportionality of Death Sentence 
Defendant advances two proportionality claims.  First, he argues that the 
death penalty is disproportionate when applied to a defendant convicted of felony 
murder as an aider and abettor because the statute does not require proof that he 
acted with a culpable state of mind, permitting him to be executed for an 
unintentional or accidental killing.  Second, he asserts his punishment is 
disproportionate to his culpability under a Dillon analysis.  (People v. Dillon 
(1983) 34 Cal.3d 441.)  His arguments fail. 
58 
As noted above, section 190.2, subdivision (d) permits the imposition of a 
death sentence for a defendant who aids and abets the commission of a robbery 
that results in death when it is proven the defendant acted with reckless 
indifference to human life and was a major participant in the commission of the 
felony.  ―Th[is] portion of the statutory language . . . derives verbatim from the 
United States Supreme Court‘s decision in Tison v. Arizona (1987) 481 U.S. 
137 . . . .  In Tison, the court held that the Eighth Amendment does not prohibit as 
disproportionate the imposition of the death penalty on a defendant convicted of 
first degree felony murder who was a ‗major participant‘ in the underlying felony, 
and whose mental state is one of ‗reckless indifference to human life.‘  [Citation.]  
The incorporation of Tison‘s rule into section 190.2(d) — in express terms — 
brought state capital sentencing law into conformity with prevailing Eighth 
Amendment doctrine.‖  (People v. Estrada, supra, 11 Cal.4th at p. 575.)  
Accordingly, we reject defendant‘s claim that his conviction under this section 
violates the Eighth Amendment.  The assertion in his reply brief that Tison is no 
longer good law must be addressed to the United States Supreme Court.   
Regarding his second claim, as defendant concedes, we have repeatedly 
held that intercase proportionality review is not required.  (People v. Carpenter 
(1997) 15 Cal.4th 312, 421; People v. Fierro (1991) 1 Cal.4th 173, 253.)  
Defendant nonetheless persists, relying on People v. Dillon, supra, 34 Cal.3d 441, 
to argue that the death penalty is disproportionate to his culpability.  Except in age, 
defendant bears no semblance to the immature 17-year-old defendant in Dillon 
who shot and killed his victim in a panic and was sentenced to life in prison 
despite the views of the judge and jury that his sentence was disproportionate to 
his moral culpability.  (Id. at p. 487.)  We need not repeat the facts of this case nor 
defendant‘s role as kingpin in a brief but violent and lethal crime wave.  The 
penalty is not disproportionate to his culpability. 
59 
F.  International Law 
―Defendant contends he was denied the right to a fair and impartial trial by 
an independent tribunal in violation of customary international law as well as 
international treaties to which the United States is a party.  He also claims he 
suffered racial discrimination in violation of international law at both the guilt and 
penalty phases of his trial.  Because defendant has failed to establish his premise 
that he suffered violations of state or federal constitutional law, or that his rights to 
due process of law and to be free from racial discrimination were violated, we 
need not consider the applicability of those international treaties and laws to his 
appeal.  [Citation.]  In any event, ‗ ―[i]nternational law does not prohibit a 
sentence of death rendered in accordance with state and federal constitutional and 
statutory requirements. ‖ ‘ ‖  (People v. Tafoya (2007) 42 Cal.4th 147, 199; see 
People v. Lewis, supra, 43 Cal.4th at p. 539 [The defendant‘s death sentence did 
not violate the International Covenant on Civil and Political Rights where, when it 
ratified the treaty, the United States ― ‗ ― specially reserved the right to impose the 
death penalty on any person, except a pregnant woman, duly convicted under laws 
permitting the imposition of capital punishment‖ ‘ ‖]; People v. Jenkins (2000) 22 
Cal.4th 900, 1055.) 
G.  Constitutional Challenges to the Death Penalty Statute 
Defendant contends that California‘s death penalty statute is 
constitutionally invalid in numerous respects.  We have repeatedly rejected 
identical challenges to the statute and we do so again here. 
― ‗[T]he California death penalty statute is not impermissibly broad, 
whether considered on its face or as interpreted by this court.‘  [Citation.]  We 
further ‗reject the claim that section 190.3, factor (a), on its face or as interpreted 
and applied, permits arbitrary and capricious imposition of a sentence of death.‘  
[Citations.] 
60 
―Contrary to defendant‘s assertion, the death penalty statute does not lack 
safeguards to avoid arbitrary and capricious sentencing, deprive a defendant of the 
right to a jury trial, or constitute cruel and unusual punishment because it does not 
require unanimity as to the truth of aggravating circumstances, or findings beyond 
a reasonable doubt that an aggravating circumstance (other than § 190.3, factor (b) 
or (c) evidence) has been proved, that the aggravating factors outweighed the 
mitigating factors, or that death is the appropriate sentence.  [Citations.]  ‗Nothing 
in . . . Blakely v. Washington (2004) 542 U.S. 296 [159 L.Ed2d 403, 124 S.Ct. 
2531], Ring v. Arizona (2002) 536 U.S. 584 [153 L.Ed.2d 556, 122 S.Ct. 2428], or 
Apprendi v. New Jersey (2000) 530 U.S. 466 [147 L.Ed.2d 435, 120 S.Ct. 2348], 
affects our conclusions in this regard.‘  [Citation.]  ‗Written findings by the jury 
during the penalty phase are not constitutionally required, and their absence does 
not deprive defendant of meaningful appellate review.‘  [Citation.]  The jury may 
properly consider a defendant‘s unadjudicated criminal activity.  [Citation.]  ‗Use 
of the adjectives ―extreme‖ and ―substantial‖ in section 190.3, factors (d) and (g) 
is constitutional.‘  [Citation.]  [¶]  ‗The failure to require intercase proportionality  
does not guarantee ―arbitrary, discriminatory, or disproportionate impositions of 
the death penalty.‖ ‘  [Citations.]  Moreover ‗capital and noncapital defendants are 
not similarly situated and therefore may be treated differently without violating 
constitutional guarantees of equal protection of the laws . . . ,‘ due process of law, 
or the cruel and unusual punishment clause.‖  (People v. Edwards, supra, 57 
Cal.4th at pp. 767-768; see People v. Linton, supra, 56 Cal.4th at pp. 1215-1216; 
People v. Whalen, supra, 56 Cal.4th at pp. 90-92; People v. Watkins, supra, 55 
Cal.4th at pp. 1034-1036; People v. Elliott (2012) 53 Cal.4th 535, 593-595.)  
61 
H.  Cumulative Effect of Error 
Defendant asserts that numerous alleged errors, committed during both 
phases of his trial, cumulatively prejudiced him and require reversal of his 
conviction and of the judgment of death.  We have either found no error or, in 
those instances where error has been found or assumed, no prejudice.  Thus, there 
is no prejudice to accumulate. 
IV.  RESTITUTION FINE 
Defendant contends the trial court improperly imposed a $10,000 restitution 
fine without considering his ability to pay.  As the Attorney General points out, 
when defendant committed his 1993 crimes and when he was sentenced in 1998, 
the relevant statutes authorized the trial court to consider a defendant‘s ability to 
pay in imposing the restitution fine.  (Former § 1202.4, subd. (a); former Gov. 
Code, § 13967, subd. (a).)  Defendant failed to raise this issue at his sentencing.  
Accordingly, his claim is forfeited.  (People v. Avila (2009) 46 Cal.4th 680, 728-
729.)   Further, we assume the court was aware of and exercised its authority.  
Defendant cites no facts supporting a contrary conclusion.   
V.  DISPOSITION 
The judgment is affirmed. 
 
 
 
 
 
 
 
CORRIGAN, J. 
 
WE CONCUR:   
CANTIL-SAKAUYE, C. J. 
WERDEGAR, J. 
CHIN, J. 
LIU, J.   
CUÉLLAR, J. 
KRUGER, J.   
 
1 
 
See next page for addresses and telephone numbers for counsel who argued in Supreme Court. 
 
Name of Opinion People v. Williams 
__________________________________________________________________________________ 
 
Unpublished Opinion 
Original Appeal XXX 
Original Proceeding 
Review Granted 
Rehearing Granted 
 
__________________________________________________________________________________ 
 
Opinion No. S073205 
Date Filed: August 24, 2015 
__________________________________________________________________________________ 
 
Court: Superior 
County: Riverside 
Judge: Timothy Heaslett 
 
__________________________________________________________________________________ 
 
Counsel: 
 
R. Clayton Seaman, Jr., under appointment by the Supreme Court, for Defendant and Appellant. 
 
Edmund G. Brown, Jr., and Kamala D. Harris, Attorneys General, Dane R. Gillette, Chief Assistant 
Attorney General, Gary W. Schons, Assistant Attorney General, Adrianne S. Denault and Anthony Da 
Silva, Deputy Attorneys General, for Plaintiff and Respondent. 
 
 
 
 
 
 
2 
 
 
 
 
 
Counsel who argued in Supreme Court (not intended for publication with opinion): 
 
R. Clayton Seaman, Jr. 
P.O. Box 12008 
Prescott, AZ  86304 
(928) 776-9168 
 
Anthony Da Silva 
Deputy Attorney General 
600 West Broadway, Suite 1800 
San Diego, CA  92101 
(619) 645-2608