Case Title: Disciplinary Counsel v. Pavlik

Citation: 2000-Ohio-219

Docket Number: 20000400

State: ohio

Court: Ohio Supreme Court

Date: 2000-08-16T00:00:00Z

Document:
[Cite as Disciplinary Counsel v. Pavlik, 89 Ohio St.3d 458, 2000-Ohio-219.] 
 
 
 
 
 
OFFICE OF DISCIPLINARY COUNSEL v. PAVLIK. 
[Cite as Disciplinary Counsel v. Pavlik (2000), 89 Ohio St.3d 458.] 
Attorneys at law — Misconduct — Public reprimand — Engaging out-of-state 
attorney and failing to disclose attorney’s limited authority in Ohio to 
clients. 
(No. 00-400 — Submitted May 9, 2000 — Decided August 16, 2000.) 
ON CERTIFIED REPORT by the Board of Commissioners on Grievances and 
Discipline of the Supreme Court, No. 99-45. 
 
The parties stipulated to the following facts concerning the disciplinary 
complaint brought by relator against respondent, Thomas Pavlik of Cleveland, 
Ohio, Attorney Registration No. 0017305: 
 
In 1989, respondent was a member of the Cleveland law firm of Sindell, 
Rubenstein, Einbund, Pavlik, Novak & Celebrezze (“Sindell”).  Respondent 
assisted clients with the restructuring of corporations and used business brokers to 
locate buyers and investors for Sindell’s corporate clients.  From 1989 to 1991, 
Sindell engaged Paul Misch to perform certain services for the firm’s clients.  At 
the time, Misch was an attorney admitted to the bar in Illinois and in the United 
States District Court for the Northern District of Ohio.  Misch had significant 
expertise in corporate restructuring, and Sindell hired Misch to act as a business 
 
 
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broker and financial consultant for certain clients.  Of the attorneys at Sindell, 
respondent was the partner most responsible for supervising Misch.  When Sindell 
entered into this arrangement with Misch, respondent knew that Misch was not 
admitted to the practice of law in Ohio. 
 
Respondent sometimes introduced Misch to Sindell clients without notifying 
those clients that Misch was not licensed to practice in Ohio.  Misch was also able 
to use Sindell’s office and resources to conduct research, to communicate with 
clients over the telephone, and to meet personally with clients.  On at least one 
occasion, Misch signed and transmitted a letter bearing the Sindell letterhead 
without indicating that he was sending it in a capacity other than as an attorney 
admitted to practice law in Ohio.  The Sindell letterhead did not list the names of 
firm members or alert readers that Misch was not an attorney admitted to practice 
law in Ohio. 
The Better Meats, Inc. Matter 
 
In September 1990, respondent introduced Misch to the president of Better 
Meats, Inc., so that Misch could find a buyer for the business and assist in a 
refinancing sale.  Respondent told the president that Misch was “working with” 
Sindell but did not say that Misch lacked a license to practice law in Ohio.  In a 
letter to the president, respondent stated that Sindell would bill Better Meats the 
 
 
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“same hourly rate for Misch as for partners” but did not state whether Misch was 
an attorney.  Respondent was responsible for the preparation of all legal documents 
for Better Meats, but these documents were based on transactions and negotiations 
conducted by Misch.  Sindell sent Better Meats a bill for its services in 1991, 
authorized by respondent.  This statement listed Misch’s work at the same billing 
rate as law firm partners, and listed Misch as federal court counsel. 
The Kasper Foundry Matter 
 
Respondent also introduced Misch to Elizabeth Reed and told Reed that 
Misch worked with Sindell.  The purpose of this meeting was to determine whether 
Sindell could assist in the restructuring of Kasper Foundry Company.  Respondent 
did not inform Reed that Misch had any limitations on his ability to practice law.  
Respondent worked on a proposed corporate restructuring of Kasper, and did not 
bill for Misch’s services in the statements sent to Kasper.  When respondent’s 
restructuring failed to materialize, however, Misch ultimately arranged for the 
transfer of some Kasper Foundry assets to another entity, Progressive Foundry.  
Respondent had no knowledge of this later transaction.  Misch also represented 
Reed in personal matters, but did so without respondent’s knowledge or 
authorization. 
The Manfredi Motor Transit Company 
Matter 
 
 
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Respondent referred Misch to another attorney, Joseph Weiss, who 
represented Manfredi Motor Transit Co. (“Manfredi”) in an Ohio tax matter.  
Respondent did not represent Manfredi, nor did respondent supervise Misch with 
respect to any of Misch’s work with Manfredi.  Misch prepared filings and 
correspondence for Manfredi on the Sindell letterhead, prepared a supplemental 
notice of appeal, and met with various interested parties during the course of the 
Manfredi tax matter—all the while holding himself out as a Sindell attorney.  
Manfredi received billing statements on Sindell letterhead for work performed by 
Misch, but respondent did not know about or authorize these statements. 
 
The parties before this court agree that Misch took actions that could 
reasonably have led persons acting on behalf of Better Meats, Kasper Foundry, and 
Manfredi to believe that Misch was authorized to practice law in Ohio.  In 
Cleveland Bar Assn. v. Misch (1998), 82 Ohio St.3d 256, 695 N.E.2d 244, this 
court held that Misch engaged in the unauthorized practice of law in these matters.  
The parties also agree that, to the extent that respondent authorized Misch to use 
Sindell resources, created or permitted to be created confusion in firm 
correspondence regarding Misch’s status, and failed to inform Sindell clients that 
Misch was not an Ohio lawyer, respondent bears some of the responsibility for 
Misch’s misconduct. 
 
 
5
 
Respondent acknowledges that Sindell provided Misch access to firm 
resources and that Misch subsequently misled Sindell clients and others into 
believing that he was an attorney with the firm.  Respondent also acknowledges 
that, as the partner most responsible for Misch at Sindell, he had a responsibility 
under EC 3-6 to monitor Misch’s use of firm resources to ensure that Misch did not 
exceed his authority and to alert Sindell clients that Misch was not an Ohio lawyer.  
Accordingly, respondent has stipulated to a violation of DR 3-101(A), which 
provides, “A lawyer shall not aid a non-lawyer in the unauthorized practice of 
law.”  Id. 
 
The parties waived a formal evidentiary hearing.  Based upon the foregoing 
stipulations, relator recommended that respondent be suspended from the practice 
of law for one year, with the entire suspension stayed.  A panel of the Board of 
Commissioners on Grievances and Discipline of the Supreme Court, however, 
recommended that respondent receive a public reprimand.  The panel noted 
respondent’s active involvement in several bar associations, his admission of 
responsibility, and numerous letters attesting to his character and standing in the 
legal community.  The panel also determined that respondent’s misconduct in 
aiding Misch’s unauthorized practice of law was due to neglect or omission rather 
than affirmative, deceitful conduct. 
 
 
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The board adopted the findings, conclusions, and recommendation of the 
panel.  Relator has filed objections in response to this court’s show cause order. 
__________________ 
 
Jonathan E. Coughlan, Disciplinary Counsel, and John K. McManus, 
Assistant Disciplinary Counsel, for relator. 
 
Mark H. Aultman and Charles W. Kettlewell, for respondent. 
__________________ 
 
COOK, J.  Respondent has stipulated to a violation of DR 3-101(A), 
conceding that he aided Misch—an out-of-state attorney—in the unauthorized 
practice of law in Ohio.  In Part I, below, we discuss the rules applicable to out-of-
state attorneys who perform legal services in Ohio.  In Part II, we consider the 
appropriate sanction for respondent’s acknowledged misconduct. 
I.  Preventing the Unauthorized Practice of Law by Out-of-State Attorneys 
 
A discussion of the rules pertaining to the in-state legal services rendered by 
out-of-state attorneys will assist members of the bar in preventing problems such 
as those that arose in this case from occurring in the future.  In Part A, we note 
that, although the text of DR 3-101(A) provides that “[a] lawyer shall not aid a 
non-lawyer in the unauthorized practice of law” (emphasis added), the rule 
prohibits Ohio attorneys from aiding either laypersons or attorneys unlicensed 
 
 
7
in Ohio in the unauthorized practice of law.  In Part B, we discuss some of the 
authorized methods for out-of-state attorneys to offer their legal expertise in Ohio. 
A.  Aiding Out-of-State Attorneys in the Unauthorized Practice of Law 
 
Canon 3 of the Code of Professional Responsibility and its associated 
Ethical Considerations and Disciplinary Rules focus on preventing “laymen” or 
“non-lawyers” from engaging in the unauthorized practice of law.  In addition, EC 
3-9 and DR 3-101(B) recognize the impropriety of attorneys’ practicing law in 
jurisdictions where they are not licensed.  Our rules prohibiting the unauthorized 
practice of law are intended to protect Ohio citizens from the dangers of faulty 
legal representation rendered by persons not trained in, examined on, or licensed to 
practice by the laws of our state.  These dangers can arise from the services of out-
of-state attorneys unfamiliar with Ohio’s legal system as well as from the work of 
laypersons unschooled in the legal profession.  Accord Ayamo v. State Bd. of 
Governors of Washington State Bar Assn. (1946), 24 Wash.2d 706, 167 P.2d 674.  
And since a state’s internal attorney-discipline system can impose disciplinary 
sanctions only upon that state’s own licensed attorneys, each state has an interest in 
restricting the practice of law within its borders to those attorneys who are subject 
to its disciplinary system.  See Gov.Bar R. IV(1) (“The Code of Professional 
Responsibility * * * shall be binding upon all persons admitted to practice 
 
 
8
law in Ohio” [emphasis added]); see, also, 18 Internatl. Ltd. v. Interstate Express, 
Inc. (1982), 116 Misc.2d 66, 455 N.Y.S.2d 224. 
 
For these reasons, our Rules for the Government of the Bar define the 
“unauthorized practice of law” as “the rendering of legal services for another by 
any person not admitted to practice in Ohio under Rule I and not granted active 
status under Rule VI, or certified under Rule II [interns], Rule IX [temporary 
certification], or Rule XI [foreign legal consultants] of the Supreme Court Rules 
for the Government of the Bar.”  (Emphasis added.)  Gov.Bar R. VII(2)(A).  The 
rules also provide that an attorney who is admitted to the practice of law in another 
state, but not in Ohio, and who is employed by an Ohio law firm may not practice 
law in Ohio or hold himself or herself out as authorized to practice in Ohio until 
admitted to practice here.  Gov.Bar R. VI(4)(D). 
 
An Ohio lawyer can aid the unauthorized practice of law and violate DR 3-
101(A), then, by facilitating or failing to adequately limit, through supervision, the 
activities of a lawyer unlicensed in Ohio.  Respondent has stipulated to such a 
violation in this case. 
B.  Out-of-State Attorneys in Ohio 
 
Although we may enjoin out-of-state attorneys from engaging in the 
unauthorized practice of law in our state, and although Ohio attorneys such as 
 
 
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respondent violate DR 3-101(A) by aiding out-of-state attorneys in the 
unauthorized practice of law, our state’s Rules for the Government of the Bar are 
not blind to the interjurisdictional realities of modern legal practice.  EC 3-9, part 
of the Code of Professional Responsibility adopted by this court in Gov.Bar R. IV, 
explicitly recognizes the tension that exists between our global society and each 
state’s regulation of the unauthorized practice of law:  “[T]he demands of business 
and the mobility of our society pose distinct problems in the regulation of the 
practice of law by the states.  In furtherance of the public interest, the legal 
profession should discourage regulation that unreasonably imposes territorial 
limitations upon the right of a lawyer to handle the legal affairs of his client * * * 
including the presentation of a contested matter in a tribunal before which the 
lawyer is not permanently admitted to practice.”  Our state’s Rules for the 
Government of the Bar provide several avenues through which out-of-state 
attorneys may perform legal services in Ohio under certain circumstances. 
1.  Admission Without Examination 
 
Gov.Bar R. I(9) permits certain experienced out-of-state attorneys to apply 
for admission to the practice of law in Ohio without examination, when those 
attorneys intend to practice law in Ohio “actively and on a continuing basis.”  
Gov.Bar R. I(9)(A)(6).  Division (H) of this rule emphasizes that an applicant for 
 
 
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admission must not engage in the practice of law in Ohio prior to the approval of 
his or her application and presentation of the applicant to this court by a licensed 
Ohio attorney.  By its own terms, however, Division (H) does not apply to 
participation in litigation by out-of-state attorneys in Ohio cases when the attorney 
participates with leave of court. 
2.  Registration for Corporate Status 
 
Our rules also permit out-of-state attorneys employed full-time by 
nongovernmental Ohio employers (but not by Ohio law firms) to register for 
“corporate status.”  Gov.Bar R. VI(4).  An out-of-state attorney granted corporate 
status under this section “may perform legal services in Ohio solely for a 
nongovernmental Ohio employer, as long as the attorney is a full-time employee of 
that employer.”  Gov.Bar R. VI(4)(A). 
 
There are several important caveats to this rule.  An attorney granted 
corporate status may not practice before any Ohio court or agency on behalf of the 
attorney’s Ohio employer “or any person except himself or herself, unless granted 
leave by the court or agency.”  Gov.Bar R. VI(4)(B).  And out-of-state attorneys 
who perform legal services in Ohio for their employers but do not register or 
qualify to register under this rule are subject to referral for investigation 
concerning the unauthorized practice of law.  Gov.Bar R. VI(4)(C). 
 
 
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Finally, registration for corporate status does not apply to out-of-state 
attorneys who are employed by, associated with, or partners in an Ohio law firm.  
Gov.Bar R. VI(4)(D).  “Until the attorney is admitted to the practice of law in 
Ohio, the attorney may not practice law in Ohio, hold himself or herself out as 
authorized to practice law in Ohio, or practice before any nonfederal court or 
agency in this state on behalf of any person except himself or herself, unless 
granted leave by the court or agency.  The law firm may include the name of the 
attorney on its letterhead only if the letterhead includes a designation that the 
attorney is not admitted in Ohio.”  Id. 
3.  Admission Pro Hac Vice 
 
An out-of-state attorney who has not attained one of the above qualifications 
may still, with respect to a particular proceeding, appear before Ohio tribunals, 
participate in oral arguments, and file pleadings, memoranda, briefs, or other 
documents by following the applicable court rules of practice and obtaining 
admission pro hac vice.  See, e.g., S.Ct.Prac.R. I(2); Loc.R. 1.03 of the Court of 
Common Pleas of Lucas County, General Division; see, also, Gov.Bar R. I(9)(H). 
4.  Limited Practice of Law by Foreign Legal Consultants 
 
Those admitted to the practice of law in a foreign country or political 
subdivision thereof may apply for a certificate of registration as a foreign 
 
 
12
legal consultant.  See Gov.Bar R. XI.  Foreign legal consultants may render legal 
services in Ohio, but they are subject to significant limitations regarding both the 
scope of those services and the legal documents or instruments that they may draft.  
Id., Section 5. 
5.  Partnerships Among Lawyers Licensed in Different Jurisdictions 
 
Lawyers authorized to practice law in different jurisdictions may form 
partnerships and use the same firm name in each jurisdiction so long as the firm 
letterhead and other permissible listings of members and associates “make clear the 
jurisdictional limitations” on those attorneys.  DR 2-102(D). 
 
The foregoing discussion indexes some of the options available to out-of-
state attorneys who wish to provide limited services to Ohio clients.  In Cleveland 
Bar Assn. v. Misch, supra, 82 Ohio St.3d at 260-261, 695 N.E.2d at 247-248, this 
court discussed these rules, distinguished Misch’s activities from those of a 
consultant, business broker, or paralegal, and held that Misch had impermissibly 
rendered legal services in Ohio.  Respondent has acknowledged that he failed to 
monitor Misch to ensure that Misch did not mislead Sindell clients or exceed his 
limited authority, and that his breach of this duty led Sindell clients or former 
clients to erroneously believe that Misch was authorized to practice law in Ohio. 
II.  Determining the Appropriate 
Sanction 
 
 
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Relator objects to the board’s recommendation that respondent receive a 
public reprimand, contending that respondent’s misconduct—when measured 
against this court’s precedent and the ABA Standards for Imposing Lawyer 
Sanctions—warrants a one-year suspension from the practice of law.  We disagree, 
and adopt the findings, conclusions, and recommendation of the board. 
 
As relator notes, this court has not had occasion to consider the appropriate 
disciplinary sanctions for attorneys, such as respondent, who aid out-of-state 
attorneys in the unauthorized practice of law in Ohio.  Our prior cases concerning 
DR 3-101(A) have addressed Ohio lawyers who aided nonlawyers in the 
unauthorized practice of law, and most have addressed situations where a violation 
of DR 3-101(A) was but one of several disciplinary violations.1 
A.  Wayne Cty. Bar Assn. v. Naumoff 
 
Relator relies heavily on our 1996 Naumoff case because Naumoff’s actual 
suspension resulted solely from a violation of DR 3-101(A)—the same violation 
that respondent has stipulated to here.  Wayne Cty. Bar Assn. v. Naumoff (1996), 74 
Ohio St.3d 637, 639, 660 N.E.2d 1177, 1178.  But we find Naumoff distinguishable 
because Naumoff’s prior disciplinary record affected the sanction.  Respondent 
here lacks any prior disciplinary record. 
 
Moreover, the respondent in Naumoff aided a nonlawyer in the 
 
 
14
practice of law.  At the time Misch engaged in the unauthorized practice of law in 
this case, he was admitted to the bar in Illinois and to the federal bar in Ohio, and 
the parties stipulated that he possessed considerable experience in corporate 
restructuring.  Though Misch’s legal qualifications do not excuse either Misch’s 
unauthorized practice of law or respondent’s violation of DR 3-101(A), they may 
reasonably have influenced the degree of supervision that respondent deemed 
appropriate or necessary while Misch performed what respondent erroneously 
believed to be permissible consulting services for Sindell clients. 
B.  Cincinnati Bar Assn. v. Fehler-Schultz 
 
Relator also cites a case in which this court indefinitely suspended an Ohio 
attorney who aided the unauthorized practice of law by permitting one of his firm’s 
investigators—another Ohio attorney, who was serving an indefinite suspension 
from the practice of law due to criminal convictions—to interview a client, 
negotiate with an insurer, obtain the client’s signature on an unsigned contingency 
fee contract, and advise the client regarding settlement.  Cincinnati Bar Assn. v. 
Fehler-Schultz (1992), 64 Ohio St.3d 452, 597 N.E.2d 79.  As relator concedes, 
however, Fehler-Schultz did not concern an Ohio attorney who aided an out-of-
state attorney in the unauthorized practice of law, and the respondent in that case 
committed 
additional 
disciplinary violations. 
 
 
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C.  Application of the ABA Standards for Lawyer Sanctions 
 
Due to the lack of applicable precedent, we find the ABA Standards for 
Imposing Lawyer Sanctions to be a helpful methodology for determining the 
appropriate sanction in this case. See ABA Center for Professional Responsibility, 
Standards for Imposing Lawyer Sanctions (1991 & Amend.1992); see, also, 
Disciplinary Counsel v. Brown (1999), 87 Ohio St.3d 316, 720 N.E.2d 525.  
According to the ABA Standards, an attorney who aids the unauthorized practice 
of law violates a duty owed as a professional, and the recommended sanctions for 
such conduct appear in Standard 7.0 et seq.  Relator correctly notes that Standard 
7.2 recommends suspending an attorney who “knowingly engages in conduct that 
is a violation of a duty owed as a professional, and causes injury or potential injury 
to a client, the public, or the legal system.”  (Emphasis added.)  Relator contends 
that suspension is appropriate here, asserting that respondent “knew of all the 
attendant circumstances that allowed clients and others to conclude that Misch was 
an attorney.” 
 
The ABA Committee’s Introduction to Standard 7.0, however, provides,  
“While these standards have been developed out of a desire to protect the public, 
such as by restricting practice to those persons who have met appropriate 
educational requirements, * * * a sanction of disbarment or suspension 
 
 
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will rarely be required, and a sanction of reprimand, admonition or probation will 
be sufficient to ensure that the public is protected and the bar is educated.”  
(Emphasis added.)  Standard 7.0, Introduction.  The ABA Standards recommend 
that courts suspend or disbar attorneys for violations of DR 3-101(A) only in 
particularly egregious cases—and this is not one of those cases. 
 
We agree with relator that respondent’s introductions to clients in the Better 
Meats and Kasper matters were misleading, for respondent told these clients that 
Misch was “working with” Sindell without specifically mentioning Misch’s lack of 
an Ohio law license.  Respondent also authorized a misleading letter and billing 
statement in the Better Meats matter.  The letter quoted the same billing rate for 
“Partners and Mr. Misch,” and the statement listed Misch as federal court counsel, 
but neither document indicated whether Misch was an attorney licensed to practice 
law in Ohio.  And respondent arguably facilitated Misch’s unauthorized actions in 
the Manfredi Motors matter by introducing Misch to Manfredi’s tax counsel and 
then failing to monitor Misch’s use of the Sindell letterhead or other firm 
resources.  Respondent could have known earlier than he did that Sindell clients 
were being led to believe that Misch was licensed to practice law in Ohio. 
 
But like the panel and board, we conclude that respondent’s acknowledged 
failures in these matters “arose more out of neglect by omission * * * as opposed 
 
 
17
to affirmative, deceitful conduct that enabled Misch to engage in the unauthorized 
practice of law.”  Thus we do not find that respondent’s supervisory failings 
deserve the harsher discipline that the ABA Standards reserve for egregious 
intentional or knowing violations of DR 3-101(A).  Accord People v. Robinson 
(Colo.1990), 803 P.2d 474 (applying ABA Standards, Supreme Court of Colorado 
publicly censured attorney who failed to request that out-of-state attorney 
appearing on behalf of firm be specially admitted). 
 
Our decision to impose a lesser sanction is supported by the lack of 
aggravating factors and the presence of several mitigating factors in this case.  
Relator submits that respondent’s “extensive experience as an attorney” should 
weigh in favor of a harsher sanction, since ABA Standard 9.22(i) includes 
“substantial experience in the practice of law” as a potential aggravating 
circumstance.  We note, however, that when the Board of Commissioners on 
Grievances and Discipline recently proposed a list of aggravating factors that 
closely resembles the list in the ABA Standards, the board chose not to propose 
that an attorney’s substantial experience be considered by the board in 
recommending a more severe sanction.  See Board of Commissioners on 
Grievances and Discipline, Proposed Amendments to Rules and Regulations 
Governing Procedure on Complaints and Hearings, Section 10(A), Ohio 
 
 
18
Official Reports, Nov. 22, 1999 Advance Sheets, xlii, xlv.2  Regardless, 
respondent’s significant legal experience is not a compelling aggravating factor in 
this case. 
 
Relator also suggests that only three mitigating factors are appropriate for 
this court’s consideration.  First, relator acknowledges several letters that attest to 
respondent’s character and standing in the community.  Relator also acknowledges 
respondent’s admission of responsibility.  Finally, relator concedes that 
respondent’s misconduct did not arise from affirmative deceit.  We also find, 
however, two additional mitigating circumstances that appear in the board’s own 
list of mitigating factors:  respondent’s lack of a prior disciplinary record and his 
cooperative attitude toward the disciplinary proceedings.  Id., Section 10(B).  The 
presence of these additional mitigating factors further supports our conclusion that 
a public reprimand is the appropriate sanction here. 
III.  Conclusion 
 
Like the parties, the panel, and the board, we agree that respondent—as the 
Sindell partner most responsible for Misch—had a duty to ensure that Misch did 
not engage in the unauthorized practice of law.  Respondent breached this duty and 
violated DR 3-101(A) by failing to disclose Misch’s limited authority to Sindell 
clients and by failing to take steps to ensure that Misch did not manipulate 
 
 
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Sindell resources to exceed that limited authority.  But due to the lack of 
affirmative deceit on respondent’s part, and due to the presence of several 
mitigating circumstances, we agree with the board that a public reprimand is the 
appropriate sanction in this case—a result that comports with the ABA Standards.  
Costs taxed to respondent. 
Judgment accordingly. 
 
MOYER, C.J., DOUGLAS, RESNICK, F.E. SWEENEY, PFEIFER and LUNDBERG 
STRATTON, JJ., concur. 
FOOTNOTES: 
 
1. 
See, e.g., Columbus Bar Assn. v. Culbreath (2000), 88 Ohio St.3d 
271, 725 N.E.2d 629 (respondent referred to nonlawyer as “my partner” and 
permitted him to make opening statements and examine witnesses in felony trial); 
Cuyahoga Cty. Bar Assn. v. Okocha (1994), 69 Ohio St.3d 398, 632 N.E.2d 1284 
(violation of DR 3-101[A] charged but not proven based on allegations that 
respondent’s nonlawyer law clerk identified himself as an “associate”); Bar Assn. 
of Greater Cleveland v. Nesbitt (1982), 69 Ohio St.2d 108, 23 O.O.3d 157, 431 
N.E.2d 323 (violation of DR 3-101[A] charged but not proven when respondent 
arranged transaction with client without alerting client that respondent split 
finder’s 
fee 
paid 
by 
third-party borrower); Stark Cty. Bar Assn. v. 
 
 
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George (1976), 45 Ohio St.2d 267, 74 O.O.2d 425, 344 N.E.2d 132 (Ohio attorney 
misrepresented material facts and left office in custody of his brother, a 
nonlawyer).  See, also, Attorney Grievance Comm. of Maryland v. Brown (1999), 
353 Md. 271, 725 A.2d 1069 (Maryland attorney violated Maryland rule against 
assisting unauthorized practice by introducing Virginia attorney as cocounsel to 
hearing examiner and including Virginia attorney’s name on letterhead without 
indicating that associate was not admitted to practice in jurisdiction where office 
was located). 
 
2. 
The proposed amendments became effective June 1, 2000.  See 
Amendments to The Rules and Regulations Governing Procedure on Complaints 
and Hearings, Section 10(B), Ohio Official Reports, June 19, 2000 Advance 
Sheets, xvii, xix.