Case Title: State v. Hamilton

Citation: 

Docket Number: S057583

State: oregon

Court: Oregon Supreme Court

Date: 2010-06-10T00:00:00Z

Document:
FILED: June 10, 2010
IN THE SUPREME COURT OF THE STATE OF OREGON
STATE OF OREGON,
Respondent
on Review,
v.
ALBERT LEWIS HAMILTON,
Petitioner
on Review.
(CC001239970;
CA A135407; SC S057583)
On review from the
Court of Appeals.*
Argued and submitted
March 4, 2010.
Robin A. Jones, Senior
Deputy Public Defender, Office of Public Defense Services, Salem, argued the
cause for petitioner on review.  With her on the brief was Peter Gartlan, Chief
Defender.
Janet A. Klapstein,
Assistant Attorney General, Salem, argued the cause for respondent on review. 
With her on the brief were John R. Kroger, Attorney General, and Jerome Lidz,
Solicitor General.
Before De Muniz, Chief
Justice, and Gillette, Durham, Balmer, Kistler, and Walters, Justices.**
DE MUNIZ, C. J.
The decision of the
Court of Appeals and the judgment of the circuit court are affirmed.
*Appeal from Multnomah County Circuit Court, Jerry B. Hodson,
Judge. 229 Or App 94, 209
P3d 851 (2009).
**Linder, J., did not participate in the consideration or decision of this case.
DE MUNIZ, C. J.
Defendant petitions for review of a
Court of Appeals decision affirming his convictions and sentences for, among other
crimes, multiple counts of robbery in the first and second degrees.  The Court of Appeals affirmed, citing its decision in State v. Williams, 229 Or App 79, 209 P3d 842, rev den 347 Or 44 (2009) in
which it concluded that robbery is a crime against a person and that those
against whom a defendant uses physical force or whom a defendant threatens in
the course of a robbery are "victims" of that robbery, justifying
multiple convictions and sentences.  State v. Hamilton, 229 Or
App 94, 209 P3d 851 (2009).  We allowed
defendant's petition for review and, for the reasons set out
below, we affirm the Court of Appeals decision.
We take the facts that we consider
relevant from a previous Court of Appeals opinion describing the factual
context of the underlying charges against defendant: 
"On the night of December 22, 2000, Terry
Weaver, the owner of the Spare Room Lounge in northeast Portland, was tending
bar.  The Spare Room is divided into two separate areas known as the 'front
bar' and the 'back bar.'  [Approximately 200 customers were in the back bar.] 
Weaver was behind the front bar along with two employees, Anna Higgins and
Patricia Alcorn.  Alcorn was standing near the entrance to the kitchen.  Two
customers, Lori Owens and Joyce Hansen, were sitting on bar stools at the front
bar, and Ernest Brumitt and William Lambert, also customers, were in the back
bar.
"At approximately 10:45 p.m., [defendant
and another man wearing  masks] walked through the front door into the front
bar.  The men fired two shots into the ceiling of the lounge and ordered
everyone to get down.  As that occurred, Alcorn slipped into the kitchen to
call 9-1-1.  One of the men then ran towards the bar, pointed a gun at
Higgins's chest, and demanded money.  That same man then approached Weaver,
pointed the gun at his head, and again demanded money.  Weaver complied with
the demand and began handing over money, first from the lounge's cash register
and then from the lottery till.  Owens and Hansen got down on the floor * * *. 
Alcorn * * * was put on hold by a 9-1-1 operator and watched through a small
cook's window in the kitchen as one of the perpetrators ran past the bar.  She
then hid behind a walk-in refrigerator for protection.
"Lambert and Brumitt, the patrons who were
in the back bar, heard the gunshots and went to the front bar to see what was
happening.  As they watched the first man point the gun at Weaver, they tried
to approach.  However, the second man saw them and fired two more shots into
the ceiling.  Lambert and Brumitt * * * got down on the floor.  The man who
took the money then ran around the bar, fired several shots into the ceiling,
and, after meeting up with his cohort, ran out the door.  Shortly thereafter,
Portland police arrived on the scene and, after an extended pursuit during
which one of the assailants shot at two of the officers, defendant[ and a
codefendant] were apprehended."
State v. Davis/Hamilton, 194 Or App 382, 385-86,
95 P3d 230 (2004), adh'd to as modified on recons, 197 Or App 1, 104 P3d
602 (2004), rev den, 339 Or 230 (2005).
Among other crimes, defendant was
charged with two counts of attempted aggravated murder and two counts of
attempted first-degree assault for firing at the officers, and seven counts
each of first-degree robbery with a firearm and second-degree robbery with a
firearm for his conduct involving the owner, employees, and certain customers
at the bar.  At trial, after the state presented its case, defendant moved for judgment
of acquittal on each of the robbery charges relating to the bar customers and
Alcorn, asserting that those persons were merely witnesses.  The trial court
denied the motion, reasoning that the gravamen of the offense of robbery was
the threat associated with the crime, and that all seven people named in the
counts had felt threatened.  The jury subsequently convicted defendant of all
14 robbery counts.   
Defendant appealed, asserting that
the trial court had erred when it denied his motion for judgment of acquittal,
and that his first-degree robbery convictions for crimes against the
"witnesses" in the bar should merge with his robbery convictions for
crimes against Weaver and Higgins.  The Court of Appeals rejected defendant's
arguments regarding the motion for judgment of acquittal, concluding that the
state had presented evidence sufficient to permit the jury to decide whether
defendant was guilty of the multiple robbery charges.  That court also declined
to address defendant's argument that various of the robbery charges should
merge, reasoning that defendant should have raised that argument in a
post-verdict motion.  Davis/Hamilton, 194 Or App at 392.  Defendant
petitioned for reconsideration, and the Court of Appeals held that a Sixth
Amendment Blakely v. Washington, 542 US 296, 124 S Ct 2531, 159 L Ed 2d
403 (2004) error had occurred at sentencing and remanded the case to the trial
court for resentencing.  State v. Davis/Hamilton, 197 Or App 1, 104 P3d 602
(2004), rev den, 339 Or 230 (2005).  
On remand to the trial court, and
before sentencing, defendant again sought merger with regard to his robbery
convictions; the trial court denied that motion.  Defendant appealed and, as
noted, the Court of Appeals affirmed, citing its decision in Williams.(1) 
In Williams, the Court of Appeals had concluded that the focus of the
robbery statutes is the threat that the defendant made against a person and,
therefore, all those persons that a defendant threatens in the course of a
robbery are victims of the crime.  229 Or App at 84-85.  Based on its reasoning
in Williams, the Court of Appeals concluded here that robbery crimes
committed against more than one victim were not subject to merger.   Hamilton,
229 Or App at 95.  
On review, defendant argues that the
legislature intended the robbery statutes, set out below, to provide increasing
degrees of seriousness for proving a single substantive offense, which
defendant argues is "the use or threatened * * * use of force in the
course of committing a theft or attempted theft."  (Emphasis by
defendant.)  Defendant contends that, because the robbery statutes do not use
the word "victim," and because theft or attempted theft is a
necessary element of the crime of robbery, the definition of "victim"
must come from the theft statute, ORS 164.015,(2)
which defines the victim of theft as the owner of the property, and ORS
164.005(4),(3)
which defines "owner."  Defendant argues that, by incorporating theft
as the "root element" of the crime of robbery, the legislature made
clear that the "victim" of the crime is the person from whom property
is taken or demanded, and not bystanders, observers, or other persons who might
suffer collateral harm.  Therefore, defendant asserts, the guilty verdicts for
robbery against the bar customers (counts 5 through 8 on verdict form) and
Alcorn (count 9 on verdict form) should merge into the convictions for robbery committed
against Weaver (count 3 on verdict form) and Higgins (count 4 on verdict form).(4) 
We turn to the question whether merger applies in this case.(5)
The state maintains that the seven
guilty verdicts are separately punishable and should result in separate
judgments of conviction under ORS 161.067(2).  That statute provides, in part:
"When the same conduct or criminal episode,
though violating only one statutory provision involves two or more victims,
there are as many separately punishable offenses as there are victims."
In analyzing whether a crime involves
"two or more victims" within the meaning of ORS 161.067(2), this
court determines who qualifies as a "victim" by interpreting the
substantive statute defining the relevant crime.  See State v. Glaspey,
337 Or 558, 561-63, 100 P3d 730 (2004) ("We conclude that ORS 161.067(2)
uses the term 'victims' to describe the category of persons who are victims
within the meaning of the specific substantive statute defining the relevant
offense.").  To do so, we examine the  text of the pertinent statute in
context, and then, to the extent we find it helpful, we consider legislative
history proffered by the parties.  See State v. Gaines, 346 Or 160,
171-72, 206 P3d 1042 (2009) (after considering text and context, court
considers any pertinent legislative history, giving it appropriate weight).
Like many criminal statutes, the
robbery statutes reflect an escalating order of seriousness, beginning with
robbery in the third degree.  ORS 164.395 provides, in part:
"(1) A person commits the crime of robbery
in the third degree if in the course of committing or attempting to commit
theft * * * the person uses or threatens the immediate use of physical force
upon another person with the intent of:
"(a) Preventing or overcoming resistance to
the taking of the property or to retention thereof immediately after the
taking; or
"(b) Compelling the owner of such property or
another person to deliver the property or to engage in other conduct which
might aid in the commission of the theft[.]"
The second-degree robbery statute, ORS 164.405, provides, in
part:
"(1) A person commits the crime of robbery
in the second degree if the person violates ORS 164.395 and the person:
"(a) Represents by word or conduct that the
person is armed with what purports to be a dangerous or deadly weapon; or
"(b) Is aided by another person actually
present."
Finally, the first-degree robbery statute, ORS 164.415,
provides, in part:
"(1) A person commits the crime of robbery
in the first degree if the person violates ORS 164.395 and the person:
"(a) Is armed with a deadly weapon;
"(b) Uses or attempts to use a dangerous
weapon; or
"(c) Causes or attempts to cause serious
physical injury to any person."
As defendant notes, the term
"victim" is not used in any of the robbery statutes.  However, the
statutes generally only describe the person against whom force must be used as
"any person" or "another person."  For example, under ORS
164.395, a person is guilty of robbery in the third degree if the person
commits or attempts to commit theft and the person "uses or threatens the
immediate use of physical force upon another person."  (Emphasis
added.)  Likewise, under ORS 164.415(1)(c), a person is guilty of robbery in
the first degree if the person violates ORS 164.395 and the person "[c]auses
or attempts to cause serious physical injury to any person." 
(Emphasis added.)  The text of ORS 164.395(1)(b) -- which refers to
"[c]ompelling the owner of such property or another person"
(emphasis added) -- accentuates the importance of the generic words "any
person" or "another person"; it demonstrates that the
legislature deliberately chose not to limit the reach of the robbery statutes
to the use of force against the owner.  
Moreover, the robbery statutes
demonstrate that the theft need not be successful.  It is the additional factor
of actual or threatened violence that transforms the conduct from theft, which
requires only the intent to deprive, into a substantively different crime,
robbery.  This court has noted that
"[r]obbery is the taking of property using threats of
violence or otherwise creating a sense of fear in the victim, thus forcing the
victim to hand over property.  It is the concept of fear or threat of
violence that separates robbery from mere theft. * * * The use or threat of
violence is what causes the victim to part with property, and that coercive
effect is what each of the robbery statutes addresses."
State v. White, 346 Or 275, 290, 211 P3d 248 (2009)
(emphasis added).  It follows that a "victim" of robbery includes a
person against whom a defendant uses or threatens violence in the course of
committing or attempting to commit theft, which can, but does not have to, be
the owner or possessor of the property.
An examination of the legislative
history pertinent to the robbery statutes confirms the foregoing conclusion. 
The robbery statutes are a product of the comprehensive revision of the state
criminal code in 1971.  The text of ORS 164.395 "contains the basic
statement of the crime," with the texts of ORS 164.405 and ORS 164.415
"adding one or more of certain aggravating factors to the crime." 
Commentary to Criminal Law Revision Commission Proposed Oregon Criminal Code,
Final Draft and Report §§ 150, 154 (July 1970).  The Commentary states that the
intent of the robbery statutes is not only to retain the underlying principle
in past statutes of prohibiting the forcible taking of property from another,
but also to adopt the view that "repression of violence is the principal
reason for being guilty of robbery."  Id. at 155.  The statutes
also made it "immaterial whether property is or is not obtained," and
removed the requirement that robbery "[could] only be consummated through
an assault plus a taking of property from the person assaulted."  Id.
at 156.  "The language 'use or threatens the immediate use of physical
force upon another person' encompasses the type of case in which the force or
threat is directed at someone other than the owner of the property."  Id. 
The legislative subcommittee that reviewed the proposed robbery statutes noted
that "the use or threat of force would not need to be directed at the
owner of the property; it could be directed toward a member of the owner's
family or one of his employees and still fall within the purview of the robbery
statute."  Minutes, Oregon Criminal Law Commission, Subcommittee No 1, June
22, 1968, 5.  The subcommittee also noted that the purpose of the revision was
to shift the focus of attention from the taking of property to the risk of
injury and violence to the victim.  Id.  
That commentary
confirms the wording of the statutes and this court's case law:  the
legislature intended that a "victim" of robbery includes a
person against whom a defendant uses or threatens violence in the course of
committing or attempting to commit theft.  Here, in the course of committing
theft of the bar's property, defendant directly threatened seven people with
force to prevent their resistance to the taking of that property.  Defendant
and his codefendant fired multiple shots into the ceiling of the lounge,
ordered the bar customers to get down onto the floor, and aimed their weapons
at Weaver and Higgins.  Each of the seven people subjected to threats of
violence in the course of the robbery was a victim for purposes of the robbery
statutes.  Thus, the trial court properly
denied defendant's motion to merge his robbery convictions under ORS
161.067(2), and the Court of Appeals correctly affirmed that ruling.
The decision of the Court of Appeals and
the judgment of the circuit court are affirmed.
1. Defendant
also filed a pro se supplemental brief challenging the consecutive
sentences that were imposed without jury findings.  The Court of Appeals
rejected that argument under Oregon v. Ice, 555 US ___, 129 S Ct 711, 172
L Ed 2d 517 (2009), and defendant did not seek review of that decision in this
court.  
2. ORS
164.015 provides, in part:
"A person commits theft when, with intent
to deprive another of property or to appropriate property to the person or to a
third person, the person:
"(1) Takes, appropriates, obtains or
withholds such property from an owner thereof[.]"
3. ORS
164.005(4) defines "owner of property taken, obtained or withheld" or
"owner" as "any person who has a right to possession thereof
superior to that of the taker, obtainer, or withholder."  
4. Defendant
also argues that the guilty verdicts for robbery in the second degree against
the bar customers (counts 12 through 15 on verdict form) and Alcorn (count 16
on verdict form) should merge into the convictions for robbery in the second
degree committed against Weaver (count 10 on verdict form) and Higgins (count
13 on verdict form).  However, he did not raise that issue in the Court of
Appeals.  Sentences on all of the second-degree robbery counts were ordered to
be served concurrently, and appear to have now been completed.  That question
is therefore not properly before us. 
5. Defendant
advances the same legal arguments regarding merger that he made with regard to
his motions for judgment of acquittal.  However, defendant's post-verdict
arguments no longer pertain to the sufficiency of the state's proof, but
instead to questions regarding the proper construction of ORS 164.395, and to
the proper application of ORS 161.067 to the entry of his multiple robbery convictions.