Case Title: Bailey v. Lewis Farm, Inc.

Citation: 

Docket Number: S53916

State: oregon

Court: Oregon Supreme Court

Date: 2007-10-11T00:00:00Z

Document:
FILED: October 11, 2007
IN THE SUPREME COURT OF THE STATE OF OREGON
JEROME E. BAILEY,
Petitioner on Review,
v.
LEWIS FARM, INC.,
an Oregon corporation;
PACCAR, INC.,
a Delaware corporation,
d/b/a Kenworth Motor Truck Company and/or
Kenworth Truck Company;
and MAY TRUCKING COMPANY,
an Oregon corporation,
Respondent on Review.
(CC 0211-11957; CA A124145; SC S53916)
On review from the Court of Appeals.*
Argued and submitted March 1, 2007.
Gerald C. Doblie, Doblie & Associates, Portland, filed the briefs for petitioner on
review.
Gordon T. Carey, Jr., Portland, argued the cause and filed the briefs for respondent
on review May Trucking Company.
Kathryn H. Clarke, Portland, argued the cause and filed the brief for amicus curiae
Oregon Trial Lawyers Association.
Before De Muniz, Chief Justice, and Gillette, Durham, Balmer, Kistler, and
Walters, Justices.**
KISTLER, J.
The decision of the Court of Appeals is reversed.  The judgment of the circuit
court is reversed, and the case is remanded to the circuit court for further proceedings.
Balmer, J., concurred and filed an opinion.
*Appeal from Multnomah County Circuit Court, Henry Kantor, Judge. 207 Or App 112, 139 P3d 1014 (2006).
**Linder, J., did not participate in the consideration or decision of this case.
KISTLER, J.
The axle failed on a used tractor-trailer that May Trucking Company
(defendant) had sold to another entity approximately a year earlier.  As a result of the
axle's failure, the tractor-trailer's wheels came off, bounced across the road, and hit
plaintiff's vehicle in the oncoming lane of traffic, resulting in substantial injuries to
plaintiff.  Plaintiff sued, alleging that defendant's negligent maintenance of the axle
during the time that it had owned the tractor-trailer was a substantial cause of the axle's
failure.  Defendant moved to dismiss plaintiff's complaint against it, reasoning that its sale
of the tractor-trailer approximately a year before the accident occurred excused it from
any responsibility for negligently maintaining the axle.  The trial court agreed with
defendant's position, dismissed plaintiff's negligence claim, and entered judgment in
defendant's favor.  The Court of Appeals affirmed the trial court's judgment by an evenly
divided vote.  Bailey v. Lewis Farm, Inc., 207 Or App 112, 139 P3d 1014 (2006).  We
allowed plaintiff's petition for review and now reverse the Court of Appeals decision and
the trial court's judgment.
In reviewing the trial court's ruling dismissing plaintiff's complaint, we
assume that the facts alleged in the complaint are true and draw all reasonable inferences
in plaintiff's favor.  See Curtis v. MRI Imaging Services II, 327 Or 9, 11, 956 P2d 960
(1998) (stating standard of review).  The complaint alleges that defendant bought a 1993
Kenworth tractor-trailer when it was "new or nearly new."  Defendant sold the tractor-trailer in November 1999, after driving it approximately 500,000 miles.  Once during the
time that defendant owned the tractor-trailer, on August 8, 1997, "maintenance work was
performed on the rear axle shaft and the drive axle on the Kenworth truck, involving one
or more spindle nuts."  Otherwise, "[defendant] failed to perform any of the
[manufacturer's] recommended services [on the axles] during more than 500,000 miles of
use."  Specifically, defendant failed to clean and repack the bearings every 25,000 miles
and also failed, every 100,000 miles, to disassemble, clean, inspect, and refill or repack
the bearings with clean lubricant, readjust the bearing play, and torque the rear axle flange
nuts.
The complaint alleges that defendant was negligent in failing to follow the
recommended maintenance regarding the rear axle assembly and bearings.  The complaint
also alleges that defendant was negligent "in that any maintenance to the rear axle shaft
and/or drive axle [that defendant performed while it owned the tractor-trailer] failed to
result in a truck that was safe to operate."
As noted, defendant sold the tractor-trailer in November 1999, which "was
then owned by other non-parties prior to being sold to [Lewis Farm, Inc. (Lewis Farm)] in
or about January, 2000."  In November 2000, approximately a year after defendant sold
the tractor-trailer, an employee of Lewis Farm was driving the tractor-trailer when the
"left rear axle assembly separated from the tractor and the dual wheels and tires came off
the 1993 Kenworth unit, bounced across the highway, hitting plaintiff's vehicle and
causing [it] to careen down an embankment and become engulfed in flames."  According
to the complaint, defendant's negligent maintenance of the axle "was a substantial
contributing cause of the failure of the rear axle" and the resulting injuries to plaintiff.
Plaintiff brought this action against defendant, Lewis Farm, and Paccar,
Inc., which had manufactured the Kenworth tractor-trailer.  Plaintiff's claims against
Lewis Farm and Paccar have been resolved, and only his negligence claim against
defendant remains.  Defendant moved to dismiss that claim because it failed to state a
claim for which relief could be granted.  Among other things, defendant argued that,
because it had not owned the truck for approximately a year before the accident occurred,
the accident and the resulting injury to plaintiff were not a foreseeable consequence of its
alleged negligence.  The trial court agreed and entered an order "dismissing plaintiff's
claim with prejudice and without leave to re-plead on the ground that it fails to state a
claim upon which relief can be granted."  The trial court entered judgment accordingly.
As noted, the Court of Appeals affirmed the trial court's judgment by an
evenly divided vote.  Bailey, 207 Or App at 112.  Judge Ortega wrote an opinion
concurring in the judgment, which four other members of the court joined. (1)  That
opinion would have held that "the injuries to plaintiff were not a reasonably foreseeable
consequence of [defendant's] alleged failure to maintain the Kenworth."  Id. at 120
(Ortega, J., concurring).  The concurrence reasoned that, as a result of the sale, defendant
had lost ownership and, more importantly, control of the tractor-trailer for a year before
the accident occurred.  Id. at 121.  It followed, the concurrence reasoned, that defendant's
negligence was not the immediate cause of plaintiff's injuries.  Rather, "those who drive
and maintain a vehicle at the time of an accident -- those who exercise the ability, to the
extent possible, to assess the vehicle's roadworthiness -- form the intervening harm-producing force behind any injuries that result from the unsafe condition of the vehicle." 
Id.  In essence, the concurrence would have held that Lewis Farm's opportunity to correct
the result of defendant's earlier negligence absolved defendant of any liability.
The five dissenting judges filed three separate opinions.  Those opinions
yield two central propositions.  First, the dissenting judges reasoned that "the harm
alleged is exactly the type of harm that a person would expect to be caused by defendant's
negligence:  the complaint alleges that a truck axle negligently maintained by defendant
broke off and caused an accident that resulted in the injuries for which plaintiff seeks to
recover."  Id. at 139 (Rosenblum, J., dissenting).   Second, the dissenting judges explained
that Lewis Farm's failure to remedy the consequences of defendant's negligence does not
excuse defendant from liability.  Id. at 124 (Haselton, J., dissenting).  In their view, the
contrary position stated in the concurring opinion finds no support in this court's
decisions.  Id. at 124-26 (Haselton, J., dissenting).  We allowed review to consider the
issue that divided the Court of Appeals.
Because this case arises on defendant's motion to dismiss, we assume, as the
complaint alleges, that defendant negligently maintained the axle that later failed. (2) 
We also assume, as the complaint alleges, that defendant's negligent maintenance of the
axle "was a substantial contributing cause of the failure of the rear axle * * * and of
plaintiff's damages."  In light of those allegations, if defendant had continued to own and
operate the tractor-trailer at the time of the accident, there can be little dispute that
plaintiff's complaint would state a claim for negligence against defendant.  The type of
harm that plaintiff suffered fell squarely within the scope of the risk that defendant's
negligence created; it was reasonably foreseeable that defendant's failure to maintain the
axle would cause the axle to fail and that the failed axle would result in the type of injury
that occurred in this case.  See Fazzolari v. Portland School Dist. No. 1J, 303 Or 1, 17,
734 P2d 1326 (1987) (discussing limits of negligence liability).
According to the complaint, the only factual basis for mounting an
argument that defendant is not liable for the foreseeable consequences of its negligence
derives from the allegation that defendant sold the tractor-trailer approximately a year
before the injury occurred.  In assessing the legal effect of that fact, it is important to
remember that the complaint also alleges that defendant's negligent maintenance of the
axle was a substantial contributing cause of the axle's failure and the resulting injuries to
plaintiff.  Indeed, the claim for relief against defendant does not allege that anything else
caused the axle to fail; that is, the claim for relief against defendant does not allege that
anything that the subsequent owners did or did not do during the year that they owned the
tractor-trailer caused the axle to fail. (3)  According to the allegations before us, the
only factual basis that defendant can invoke for saying that it is not responsible for the
consequences of its negligence is that it sold the tractor-trailer approximately a year
before the axle failed and the wheels came off the tractor-trailer.
In arguing that its lack of ownership at the time of the accident provides a
sufficient basis to avoid liability, defendant observes that this court explained in
Fazzolari:
"unless the parties invoke a status, a relationship, or a particular standard of
conduct that creates, defines, or limits the defendant's duty, the issue of
liability for harm actually resulting from defendant's conduct properly
depends on whether that conduct unreasonably created a foreseeable risk to
a protected interest of the kind of harm that befell the plaintiff. "
303 Or at 17.  Defendant draws two legal principles from that passage.  It notes initially
that, under Fazzolari, a defendant may argue that it is excused from liability because "a
status, a relationship, or a particular standard of conduct * * * limits the defendant's
duty."  Id.; see Boothby v. D.R. Johnson Lumber Co., 341 Or 35, 46, 137 P3d 699 (2006)
(holding that independent contractor's status limited owner's duty to contractor's
employee).  Alternatively, defendant argues that, although the question whether an injury
was a foreseeable consequence of a defendant's negligence ordinarily presents a question
of fact for the jury, in some cases a court may hold, as a matter of law, that the injury was
not reasonably foreseeable.
Defendant relies on both legal principles to support the Court of Appeals
decision.  It argues initially that the fact that it had not owned the tractor-trailer for
approximately a year before the axle failed and the wheels fell off establishes, as a matter
of law, that it owed no duty to plaintiff.  Alternatively, it argues that the accident was not
a reasonably foreseeable consequence of its negligence.  We begin with defendant's first
argument.
Defendant reasons that it owed no duty to plaintiff because a federal
regulation and an analogous state statute imposed an obligation on Lewis Farm, the owner
of the tractor-trailer at the time of the accident, to maintain it in a safe condition.  That
argument may rest on one of two related but separate propositions.  First, defendant's "no
duty" argument may rest on the proposition that the federal regulation and the state statute
affirmatively limit the duty that a prior owner of a motor vehicle owes to persons injured
as a consequence of that owners' negligence.  Cf. Boothby, 341 Or at 46 (following
general rule that owner owes no duty to independent contractor's employees).  To the
extent defendant's "no duty" argument rests on that proposition, neither the federal
regulation nor the state statute supports it.
The federal regulation on which defendant relies provides, in part, that
"[e]very motor carrier shall systematically inspect, repair, and maintain * * * all motor
vehicles subject to its control."  49 CFR § 396.3(a).  Even if we assume that Lewis Farm
is a motor carrier within the meaning of the regulation, the terms of that regulation
imposed an obligation on Lewis Farm to maintain the tractor-trailer.  They do not excuse
a prior owner, such as defendant, from the consequences of its negligence during the time
it owned the motor vehicle.  If anything, the regulation cuts against defendant's argument;
it implies that defendant had a duty to maintain the vehicle in a safe condition during the
time it owned it.
ORS 815.020(1)(b), the state statute on which defendant relies, poses the
same problem for defendant's argument.  That statute makes it a traffic offense for the
owner of a vehicle to "caus[e] or knowingly permi[t] the vehicle to be driven or moved on
any highway when the vehicle is in such unsafe condition as to endanger any person." 
Nothing in the terms of that statute purports to excuse a prior owner from the
consequences of its negligence.  Rather, the statute establishes only that the current owner
of a vehicle must ensure that a vehicle is safe to operate if the owner causes or knowingly
permits the vehicle to be driven on a highway.
Defendant's "no duty" argument may rest on an alternative proposition. 
Defendant may be arguing that, if Lewis Farm had a statutory or regulatory duty to
inspect, repair, and maintain the tractor-trailer, then, as a matter of general negligence
law, the existence of that duty relieved defendant of the consequences of its earlier
negligence. (4)  To the extent that defendant's "no duty" argument rests on that
proposition, it is at odds with this court's decision in Hills v. McGillvrey, 240 Or 476, 402
P2d 722 (1965), as well as general principles of tort law.
In Hills, an automobile parts store negligently supplied the wrong wheel
bearing to a mechanic, who negligently failed to realize that fact and installed it in a
customer's car.  Id. at 479.  As a result of installing the wrong wheel bearing, the brakes
failed, causing the customer to lose control of her car and kill another person.  Id.  The
deceased person's estate brought a negligence action against both the automobile parts
store that supplied the wrong part and the mechanic who failed to recognize that fact.  Id. 
In response to the estate's claim, the parts store contended that "it was the duty of the
mechanic to install the part with due care, and that if [the mechanic] had exercised due
care he would have discovered that he had been given the wrong part and presumably
would not have installed it."  Id. at 482.  The automobile parts store argued that, as a
matter of law, the mechanic's duty to install the correct part excused the parts store from
the consequences of its negligence in supplying the wrong part.  Id.
This court held otherwise.  It explained that,
"[i]f it was reasonably foreseeable that some harm to the traveling public
could result from the installation of the wrong part on an automobile, and if
it was reasonably foreseeable that the mechanic might negligently install on
an automobile a part supplied him for such a purpose, then it would follow
that there was a duty on the part of the suppliers not to supply the mechanic
the wrong part."
Id.  The court held that the question whether those factual matters were reasonably
foreseeable presented an issue for the jury; it could not say, as a matter of law, that the
mechanic's failure to correct the parts store's prior negligence excused the parts store from
all liability.  Id. at 482-83.
The automobile parts store's argument in Hills is difficult to distinguish
from the argument that defendant advances in this case.  If the mechanic's breach of his
duty in Hills did not excuse the parts store from the foreseeable consequences of its prior
negligence, then it is difficult to see how Lewis Farm's duty to maintain the tractor-trailer
axle relieved defendant of liability for the foreseeable consequences of its prior
negligence.  Not only could a reasonable juror find that it was foreseeable that Lewis
Farm would be as deficient in maintaining the axle as defendant allegedly had been, but
the claim for relief against defendant did not even allege that Lewis Farm had been
deficient in maintaining the axle during the time it owned the truck.
The holding in Hills is consistent with the general rule that "the failure of a
third person to act to prevent harm to another threatened by the actor's negligent conduct"
does not excuse the actor from responsibility for his or her own negligence.  See
Restatement (Second) of Torts § 452(1) (1965) (stating general rule); Fowler V. Harper,
Fleming James, Jr., and Oscar S. Gray, 4 Harper, James and Gray on Torts § 20.5, 201-02 and n 47 (3d ed 2007) (describing general rule).  We note that some courts have
recognized that there are "exceptional cases" where the responsibility has been shifted to
another party, by express agreement or otherwise, such that "the original actor is relieved
of liability for the result which follows from the operation of his own negligence."  See
Restatement (Second) of Torts § 452 comment d (noting proposition); but see 4 Harper,
James and Gray on Torts § 20.5, 202 n 47 (questioning exception noted in the
Restatement).
In the context of the sale of used vehicles, some courts have looked to a
combination of factors, such as the terms of the sale, whether the original owner sold the
used vehicle to a dealer, which may be expected to inspect the vehicle before reselling it,
and whether the defect resulting from the original owner's negligence was patent, in
deciding whether to hold, as a matter of law, that the original owner was excused from the
consequences of its prior negligence.  See, e.g., Ikerd v. Lapworth, 435 F2d 197 (7th Cir
1970) (illustrating proposition); Stapinski v. Walsh Constr. Co., 272 Ind 6, 395 NE2d
1251 (1979) (same); but see Dutchmen Mfg., Inc. v. Reynolds, 849 NE 2d 516 (Ind 2006)
(limiting Stapinski).
We need not decide whether either the rationales or the results in those
cases are consistent with Oregon negligence law; that is, we need not decide whether
those factors, or some combination of them, would be sufficient to permit a court to say,
as a matter of law, that defendant is completely excused from the consequences of its
prior negligence.  The limited allegations before us do not disclose whether any of the
facts that were critical to those other decisions are present in this case.  Rather, defendant
moved to dismiss plaintiff's claim for relief against it, and the only allegation in that claim
on which defendant can base its defense is that Lewis Farm owned the tractor-trailer
approximately a year before the accident occurred.  Under this court's decisions, that
allegation is not sufficient for a court to say, as a matter of law, that defendant is not
responsible for the consequences of its negligence.
Defendant advances a different argument.  It contends that the harm that
plaintiff suffered was not a reasonably foreseeable consequence of its conduct.  If we
assume that the allegations in the complaint are true, as we must on review of a motion to
dismiss, it is difficult to see what basis defendant has for that argument.  The complaint
alleges that defendant negligently maintained the axle when it owned the tractor-trailer
and that defendant's negligent maintenance "was a substantial contributing cause of the
failure of the rear axle * * * and of plaintiff's damages."  If those facts are true, then a
reasonable jury could find that the failure of the axle, the loss of the wheels, and the
resulting injury to plaintiff were all foreseeable.
As we understand defendant's foreseeability argument, it turns in part on
assuming that a different set of facts applies.  Defendant's argument assumes that the axle
failed, not as a result of its negligence, but either as a result of normal wear and tear or as
a result of Lewis Farm's negligent maintenance. (5)  That, however, is not what the
claim for relief against defendant alleges.  It may be that the evidence brought out, at
either summary judgment or trial, will show that defendant was not negligent or that
defendant's conduct, even if negligent, was not a substantial cause of the axle's failure. 
However, for the purposes of reviewing the trial court's ruling on defendant's motion to
dismiss, we must assume that the facts alleged in the complaint are true.
Alternatively, in arguing that the axle's failure was not a reasonably
foreseeable consequence of its negligence, defendant adopts the reasoning in the
concurring opinion in the Court of Appeals.  Defendant contends, as the concurrence
reasoned, that Lewis Farm's ownership of the tractor-trailer for approximately 11 months
before the axle failed constitutes an "intervening harm-producing force" that relieved
defendant of the consequences of its earlier negligence.  That argument, however, simply
repeats in a different guise the same point that we have considered and rejected -- that
Lewis Farm's opportunity to discover and correct the results of defendant's prior
negligence immunizes defendant from responsibility for its own negligent conduct.  As
explained above, defendant's argument is at odds with this court's holding in Hills and the
general rule stated in section 452(1) of the Restatement (Second) of Torts. (6)
Defendant argues that two more recent decisions from this court, Buchler v.
Oregon Corrections Div., 316 Or 499, 853 P2d 798 (1993), and Oregon Steel Mills, Inc.
v. Coopers & Lybrand, LLP, 336 Or 329, 83 P3d 322 (2004), permit a court to say as a
matter of law that the axle's failure was not a reasonably foreseeable consequence of its
negligence.  In our view, neither decision advances defendant's argument.  In Buchler, the
state corrections division negligently permitted a convicted car thief, with no known
history of violent conduct, to escape from custody.  316 Or at 502.  Two days after the
escape and more than 50 miles away from the site of the escape, the escaped prisoner shot
two people, killing one and injuring the other.  Id.
Following section 319 of the Restatement (Second) of Torts, this court held
that, because the corrections division neither knew nor should have known that the
prisoner would be "likely to cause bodily harm to others" if he escaped, it was not liable
for the bodily harm that the prisoner caused.  Id. at 506-07.  As the court explained, it was
not reasonably foreseeable that a convicted car thief, with no known history of violence,
would engage in violent conduct after he had completed his escape.  Id. at 507.  The type
of injuries that the escaped prisoner inflicted in Buchler were outside the scope of the risk
created by negligently allowing a convicted car thief to escape.  In this case, by contrast,
the type of harm that occurred -- the failure of the axle and the resulting harm to
oncoming motorists -- was squarely within the scope of the risk posed by defendant's
negligent maintenance of the axle, or so a reasonable juror could find.
Nor does this court's decision in Oregon Steel Mills advance defendant's
position.  In that case, an accounting firm negligently audited and approved a company's
financial statements for the 1994 tax year.  336 Or at 346.  The accounting firm was
aware when it conducted the audit only that the company planned a securities offering at
some time in late 1995 or early 1996.  Id.  As a result of the accounting firm's negligence,
the company had to delay its securities offering from May 2, 1996, when it had hoped to
enter the market, until June 13, 1996, when it made the offering.  Id. at 333.  As a result
of an unrelated decline in the market, the price at which the company could offer its
shares was $2.50 lower per share on June 13 than on May 2.  Id.
The company brought an action against the accounting firm for the
difference in the yield from the sale of its securities.  Id. at 333-34.  The trial court
granted the accounting firm's motion for summary judgment, and the Court of Appeals
reversed.  Id. at 332.  On review, this court held that the decline in the market price was
not a reasonably foreseeable consequence of the accounting firm's negligence.  The court
observed that, when the firm audited the company's books, the timing of the anticipated
offering "was known in only the most general sense."  Id. at 346.  The offering was not
"scheduled to occur at a specific, advantageous time," id., and the court declined to hold
that the accounting firm should have foreseen how the market would perform at some
unspecified time more than a year and a half in the future.  Moreover, the court observed
that, to the extent that the company had wanted to time the offering to take advantage of
the company's favorable earnings report, it had been able to do so.  Id. at 347.  In sum, the
court held that, on the record before it, it could not say that the harm that the company
suffered was a reasonably foreseeable consequence of the accounting firm's negligence.
In Fazzolari, this court cautioned against turning fact-specific decisions on
foreseeability into rules of law.  See 303 Or at 16 (explaining that "phrasing a conclusion
in a particular case in terms of 'duty' or 'no duty,' without reference to any external
standard, tends to turn into an apparent rule of law what may be only a determination
concerning foreseeability in the circumstances of that case").  Neither Buchler nor
Oregon Steel Mills departs from that precept.  Rather, each of those decisions turned on
the specific facts before the court.  Neither decision purports to convert every subsequent
act of negligence into an "intervening harm-producing force" that will immunize a
defendant from responsibility for its own negligence.  To the extent that defendant reads
those decisions that broadly, it errs.  Put differently, neither decision provides a basis for
saying that the decision in Hills is no longer good law or that the principle stated in that
decision does not control the resolution of defendant's motion to dismiss.  The allegations
in plaintiff's claim for relief against defendant state a claim for negligence.
The decision of the Court of Appeals is reversed.  The judgment of the
circuit court is reversed, and the case is remanded to the circuit court for further
proceedings.
BALMER, J., concurring.
I agree with the majority's analysis and disposition of this case.  I
write separately only to address concerns raised by defendant, amicus curiae Oregon
Association of Defense Counsel, and the concurring opinion in the Court of Appeals
about the impact that this case may have on Oregon tort law.  Defendant, for example,
argues that a decision here that plaintiff's complaint states a claim for relief "would
require a used vehicle seller, to avoid potential liability, to completely refurbish a vehicle
before sale."  To preclude that result, defendant asserts that this court must hold that
defendant's alleged conduct could not "unreasonably create a foreseeable risk of harm." 
For its part, amicus contends that this case requires the court to determine "[w]hat are the
extreme circumstances where foreseeability is not reasonable."  
In fact, as I discuss briefly below, the allegations in the complaint
plainly do state a claim for relief.  As to the request by amicus that we use this case to set
out the circumstances in which "foreseeability is not reasonable," that general question
simply is not presented by this case and does not lend itself to an abstract answer in any
event.  Rather, in this case, consistent with this court's usual approach, the majority has
decided only the issue before the court, drawing on our precedents and based on the
arguments presented by the parties.  That decision reaffirms prior caselaw, notably Hills
v. McGillvrey, 240 Or 476, 402 P2d 722 (1965), and leaves intact the legal defenses and
responses to the facts alleged in the complaint that defendant may have, as well as legal
arguments that other defendants may raise in other contexts.
The problem with defendant's position here is that, at this stage in the
case, the answer to the question whether defendant's conduct may have unreasonably
created a foreseeable risk of harm to plaintiff can be based only on the allegations in the
complaint.  Those allegations include that defendant negligently failed to perform
recommended axle maintenance and to maintain a truck that was safe to operate; that
defendant sold the truck to a third party; and that the subsequent failure of the truck's axle
was a substantial cause of plaintiff's injury.  As the majority opinion carefully points out,
accepting those allegations as true, it is difficult to escape the conclusion that defendant's
conduct "unreasonably created a foreseeable risk of harm" to plaintiff.  
By limiting its defense (at this point) to asserting that the allegations
in the complaint fail to state a claim for relief, defendant has staked its position on a
single defense:  that its sale of the truck to a third party more than a year before plaintiff
was injured necessarily bars plaintiff from bringing this action.  The majority correctly
rejects that argument. 
But, of course, it does not necessarily follow that defendant is liable
for plaintiff's injuries.  The facts of this case might show that defendant was negligent,
that defendant's negligence was a substantial cause of plaintiff's injuries, that plaintiff's
injury was foreseeable, and that no contract or other source of law limits or supersedes
defendant's liability.  On the other hand, the facts might show that defendant was not
negligent in maintaining the truck.  The facts might show that, after defendant had sold
the truck and before the injury at issue here, the truck had been in a severe accident that
damaged the axle.  The facts might show that when defendant sold the truck, the initial
buyer had agreed to completely recondition the truck -- and either had or had not done so. 
The facts might show that defendant had sold the truck for scrap, but that the buyer had
failed to scrap the truck and instead had resold it.  
I raise these possible scenarios not to suggest that they accurately
describe the facts in this case or that they necessarily would constitute successful legal
defenses.  Rather, I mention them because they demonstrate that the evidence may either
refute the factual allegations in the complaint or may support one or more legal defenses
that would permit defendant to avoid liability.  Yet, because defendant has not filed an
answer in which it could deny plaintiff's factual allegations and make its own factual
allegations establishing any potential defenses, and because we lack even the limited
factual record that we would have in a summary judgment proceeding, we must decide
this case based only on the well-pleaded allegations in the complaint.
I am not critical of defendant's decision to file a motion to dismiss
under ORCP 21 A(8).  Defendants often face the dilemma of whether to file such a
motion and perhaps terminate the trial phase of the litigation quickly and inexpensively --
but, perhaps, incorrectly and subject to reversal on appeal -- or whether to file an answer,
engage in discovery, and later file a motion for summary judgment, if appropriate.  That
decision has to be made by litigants in light of the circumstances of each case.  It is
noteworthy that Oregon Steel Mills, Inc. v. Coopers & Lybrand, LLP, 336 Or 329, 83 P3d
322 (2004) and Buchler v. Oregon Corrections Div., 316 Or 499, 853 P2d 798 (1993),
two cases relied upon by the concurring opinion in the Court of Appeals, were decided on
summary judgment.  Even a cursory review of those decisions demonstrates that they
rested on facts established in the summary judgment record and not only on allegations in
the complaint.  It is unlikely that the trial court in either Oregon Steel Mills or Buchler,
looking solely at the allegations in the complaint, would have dismissed the complaint for
failure to state a claim or, if it had, that such a decision would have been sustained on
appeal.  
The presence of the litigant's dilemma described above, however,
does not mean that we can ignore our well-accepted standards for deciding motions to
dismiss and our cases describing the elements of a cause of action for negligence.  Here,
those standards and cases fully support the majority's conclusion.
1. The Court of Appeals decision affirming the trial court's judgment by an evenly
divided vote allowed that judgment to stand but does not have any precedential effect.  See State
v. Boots, 308 Or 371, 376, 780 P2d 725 (1989) (explaining effect of upholding lower court's
decision by an evenly divided vote).  The Court of Appeals has adopted the practice of
publishing the concurring and dissenting opinions in such cases.
2. There is a suggestion in defendant's brief on the merits that failing to comply with
the manufacturer's recommended maintenance does not constitute negligence.  Whatever the
merits of that factual argument, it presents a question of proof for trial or summary judgment.  It
does not provide a basis for dismissing the complaint for failure to state a claim for relief. 
Additionally, because we assume, as the complaint alleges, that defendant negligently maintained
the axles on the tractor-trailer, we refer throughout the remainder of this opinion to defendant's
negligent maintenance of the axles without putting "alleged" before each reference to negligence.
3. Plaintiff's complaint contains five claims for relief.  The fifth claim for relief
alleges that defendant negligently maintained the axle during the time it owned the tractor-trailer. 
Although the first claim for relief alleges that Lewis Farm negligently failed to inspect and
maintain the axle when it owned the tractor-trailer, the fifth claim for relief neither includes those
allegations nor incorporates them by reference.  In reviewing defendant's motion to dismiss
plaintiff's fifth claim for relief, we are limited to the allegations in that claim for relief and may
not look to the allegations in other claims for relief that plaintiff has not incorporated by
reference.  See Dotson v. Smith, 307 Or 132, 137-38, 764 P2d 540 (1988) (allegations in claim
against one defendant may not be used to support a motion to dismiss a claim against a different
defendant under ORCP 21 A(9)); cf. ORCP 16 B and D (providing that separate claims must be
stated separately but that parties may incorporate by reference allegations from one claim in
another).
4. Defendant also relies on Boothby to argue that its lack of control over the tractor-trailer once it sold it excuses defendant from any responsibility for its negligence.  In Boothby,
however, the defendant never had any right to control nor did it ever exercise any control over
the independent contractor whose negligence harmed the plaintiff.  341 Or at 41, 46.  In this case,
defendant had control over the tractor trailer during the six years that it owned it and, according
to the complaint, defendant's negligent maintenance of the axle during that time was a substantial
cause of the axle's later failure and the injuries plaintiff suffered.  Boothby's reasoning does not
advance defendant's argument.
5. For example, defendant argues in its brief on the merits that, if plaintiff's
complaint states a cause of action for negligence, then every person who "sells a high-mileage
vehicle faces liability if any subsequent owner does not maintain the vehicle and chooses to drive
it in an unsafe condition.  That is so even if the original owner maintained the vehicle and sold it
in a 'safe-to-operate' condition."  Contrary to the assumptions that underlie defendant's argument,
the complaint alleges that the axle's failure resulted from defendant's negligence, not from the
high mileage.  Similarly, the claim for relief alleges that, as a result of defendant's minimal
maintenance, the tractor-trailer was not "safe to operate."  
6. Moreover, if the claim for relief against defendant does not allege that Lewis Farm did or
failed to do anything that would have caused the axle to fail, it is difficult to see how Lewis
Farm's conduct can be described as a "harm-producing force."