Case Title: Utsch v. Department of Environmental Protection

Citation: 

Docket Number: 

State: maine

Court: Maine Supreme Court

Date: 2024-01-30T00:00:00Z

Document:
MAINE SUPREME JUDICIAL COURT 
Reporter of Decisions 
Decision: 
 2024 ME 10 
Docket: 
Ken-22-418 
Argued: 
June 7, 2023 
Decided: 
 January 30, 2024 
 
Panel: 
 STANFILL, C.J., and MEAD, JABAR, HORTON, LAWRENCE, and DOUGLAS, JJ. 
 
 
HANS UTSCH et al. 
 
v. 
 
DEPARTMENT OF ENVIRONMENTAL PROTECTION 
 
 
STANFILL, C.J. 
[¶1]  Hans Utsch and Julia H. Merck appeal from a judgment of the 
Superior Court (Kennebec County, Stokes, J.) denying their Rule 80C petition for 
judicial review of an email from the mining coordinator of the Department of 
Environmental Protection.  Because we conclude that the email that Utsch and 
Merck challenge is not a final agency action, we vacate the Superior Court’s 
judgment and remand for dismissal of the petition.   
I.  BACKGROUND 
A. 
Introduction 
 
[¶2]  Harold MacQuinn, Inc., and its owner, Paul MacQuinn (collectively, 
MacQuinn), own some property in Hall Quarry, a neighborhood in the Town of 
Mount Desert.  A quarry was being operated on that property by 1967, but the 
 
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quarry ceased operations sometime thereafter.  Starting around 2012, 
however, MacQuinn raised the possibility of restarting the quarry and reached 
out to the Department of Environmental Protection to see whether he needed 
any permits to do so.   
 
[¶3]  Quarry operations in Maine must comply with performance 
standards in order to prevent major impacts to wildlife habitat, groundwater, 
natural resources, roads, and waste.  See 38 M.R.S. § 490-Z (2023).  Those 
intending to operate a quarry must file a “notice of intent to comply” (NOITC) 
with these performance standards.  See 38 M.R.S. § 490-Y (2023).  Whether 
MacQuinn is required to file a NOITC is the subject of the email that Utsch and 
Merck challenge.   
B. 
Events from 2012 to 2015  
[¶4]  The following facts are drawn from the administrative record.  See 
Fair Elections Portland, Inc. v. City of Portland, 2021 ME 32, ¶ 11 & n.3, 252 A.3d 
504; see also Francis Small Heritage Tr. v. Town of Limington, 2014 ME 102, ¶ 2, 
98 A.3d 1012.   
[¶5]  In June 2012, the mining coordinator of the Department’s Bureau of 
Land Resources wrote to MacQuinn and advised him that he did not need a 
“permit” to comply with performance standards for excavations for his quarry.  
 
3 
See 38 M.R.S. §§ 490-W to 490-FF (2012).  Upon further inquiry, the mining 
coordinator clarified that because the quarry operated prior to 1970, MacQuinn 
did not need to file a NOITC with performance standards.   
[¶6]  From 2012 to 2015, the mining coordinator responded to various 
inquiries from the Town of Mt. Desert, MacQuinn, and members of the public 
concerning whether MacQuinn needed to file a NOITC, and he consistently 
replied that a NOITC is not required because the Department’s jurisdiction does 
not extend to quarries that pre-dated January 1, 1970.  He explained that the 
Site Location of Development Law (Site Law), enacted in 1970, grandfathered 
“any development in existence or in possession of applicable state or local 
licenses to operate or under construction on January 1, 1970” into the 
performance standards for quarries.  See P.L. 1969, ch. 571, § 2 (effective May 9, 
1970) (codified at 38 M.R.S.A. § 488 (Supp. 1970)).  In 1995, the Legislature 
added small road quarries to the Site Law and created a separate article for 
performance standards for them.  See P.L. 1995, ch. 287, §§ 5, 18 (effective 
June 23, 1995) (codified at 38 M.R.S.A. §§ 488(16), 490-P to 490-V (Supp. 
1995)).  These provisions expired on December 31, 1995, see id., and the 
performance standards for quarries were then recodified in a different article.  
 
4 
See P.L. 1995, ch. 700, § 35 (effective July 4, 1996) (codified at 38 M.R.S.A. 
§§ 490-W to 490-EE (Supp. 1997)).   
[¶7]  In March 2015, the mining coordinator learned that when the 
performance standards for quarries were recodified in a different article, the 
“prior to 1970” language was not integrated into that different article, but that 
language was part of the performance standards for excavations.  Compare 38 
M.R.S. § 490-C (2012) (performance standards for excavations), with 38 M.R.S. 
§ 490-Y (2012) (performance standards for quarries).  The performance 
standards for quarries stated that 
a person intending to create or operate a quarry under this article 
must file a notice of intent to comply before the total area of 
excavation of rock or overburden on the parcel exceeds one acre. 
 
38 M.R.S. § 490-Y (2012).   
[¶8]  The mining coordinator informed MacQuinn that a NOITC is 
required if the total area of excavation, including the area excavated before 
1970, exceeded one acre.  In response, MacQuinn modified its excavation plan 
so that the total area excavated would not exceed one acre.  The mining 
coordinator thereafter confirmed that MacQuinn’s modified plan did not trigger 
the one-acre threshold for a NOITC.  Following the mining coordinator’s 
determination, the mining coordinator responded to several inquiries 
 
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regarding the quarry and continued to maintain that MacQuinn’s plan did not 
trigger the one-acre threshold for a NOITC.   
C. 
Events occurring from 2015 to 2021 
 
[¶9]  In 2017, the Legislature passed “An Act to Make Minor Changes and 
Corrections to Statutes Administered by the Department of Environmental 
Protection.”  P.L. 2017, ch. 137.  This act added temporal language to the 
performance standards for quarries, and the statute now provides that 
a person intending to create or operate a quarry under this article 
must file a notice of intent to comply before the total area of 
excavation of rock or overburden on the parcel exceeds one acre 
excavated since January 1, 1970.   
 
Id. § A-11 (codified at 38 M.R.S. § 490-Y (2017)) (emphasis added).   
 
[¶10]  In 2020, some area residents again contacted the Department, 
arguing that MacQuinn’s proposed area for the quarry exceeded one acre and 
thus a NOITC was required.  The Department disagreed and explained that 
under 38 M.R.S. § 490-Y, the area excavated before January 1, 1970, did not 
count toward the one-acre threshold to trigger the requirement of a NOITC.  
Therefore, no NOITC was required because 0.88 acres, see infra n.1, of 
MacQuinn’s proposed activity must be subtracted from the entire area of 
activity, leaving the area under the one-acre threshold.  
 
6 
D. 
The 2021 email 
 
[¶11]  On March 29, 2021, Utsch and Merck, who own a home located 
across Somes Sound from the quarry, sent a letter via email to the mining 
coordinator requesting that the Department “require that Harold MacQuinn, 
Inc. (‘MacQuinn’) must submit to [the Department] a Notice of Intent to Comply 
(NOITC) pursuant to 38 M.R.S. § 490-Y before proceeding with MacQuinn’s plan 
to restart operation of Hall Quarry in Mount Desert.”  In the letter, Utsch and 
Merck contend that MacQuinn excavated an area of the quarry after 1970, and 
that section 490-Y “does not include any provision for ‘grandfathering’ of 
pre-1970 excavated areas that are again excavated after 1970.”   
 
[¶12]  On April 15, 2021, the mining coordinator responded by email to 
Utsch and Merck’s letter, stating that MacQuinn did not need to file a NOITC and 
citing 38 M.R.S. § 490-Y.  The mining coordinator explained that the Department 
believes the area excavated after 1970 is being used as stockpile or grout 
storage and is outside the area MacQuinn wishes to excavate.  The Department 
further explained that even if MacQuinn were proposing to use the post-1970 
excavated area, it is below the one-acre threshold to require a NOITC.1  He 
 
1  The mining coordinator explained the following.  MacQuinn proposes to excavate 1.024 acres, 
and only 0.144 acres count towards the one-acre threshold to trigger a NOITC because 0.88 acres 
 
 
7 
concluded the email by stating that, unless any new information were to 
become available, the matter was closed.   
E. 
Procedural History 
 
[¶13]  On May 13, 2021, Utsch and Merck filed a “Petition for Review of 
Final Agency Action or Failure to Act,” seeking review of the mining 
coordinator’s email.  See M.R. Civ. P. 80C(a).  Utsch and Merck claimed that they 
had standing to bring the petition because they live near the quarry and will be 
affected by the noise when the quarry is in operation.  They alleged that the 
Department “violated statutory provisions, exceeded its statutory authority, 
committed errors of law, and/or abused its discretion” by determining that 
MacQuinn does not have to file a NOITC before operating the quarry.  See 
5 M.R.S. § 11007(4)(C)(1), (2), (4), (6) (2023).   
[¶14]  MacQuinn was not named as a party by Utsch and Merck, but 
nonetheless opposed their petition as a “party in interest.”  The Department 
and MacQuinn asserted that the mining coordinator’s April 15 email is not a 
final agency action and that Utsch and Merck lack standing to seek review of the 
mining coordinator’s decision.  Utsch and Merck maintained that the email was 
 
were excavated before January 1, 1970.  The area excavated post-1970 is 0.51 acres.  0.144 acres plus 
0.51 acres equals about 0.65 acres, which is still below the one-acre threshold required for a NOITC. 
 
8 
subject to review under Rule 80C or, in the alternative, the complaint could be 
construed as a declaratory judgment action.   
[¶15]  On September 27, 2022, following oral argument, the 
Superior Court (Kennebec County, Stokes, J.) denied Utsch and Merck’s 80C 
petition, or in the alternative, any request for declaratory relief.  Although the 
court concluded that the April 15 email was a final agency action and that Utsch 
and Merck had standing to appeal it, the court agreed with the Department’s 
interpretation that any areas excavated before January 1, 1970, are 
grandfathered.  Utsch and Merck timely appealed the court’s decision.  
M.R. App. P. 2B(c)(1); M.R. Civ. P. 80C(m); 5 M.R.S. § 11008 (2023).  The State 
timely cross-appealed, primarily on the threshold issues of standing and final 
agency action.  See M.R. App. P. 2C(a)(2).   
II.  DISCUSSION 
A. 
Final Agency Action under the Maine Administrative Procedure Act 
[¶16]  We review de novo whether the mining coordinator’s email was a 
“final agency action” such that the Superior Court had jurisdiction to review it.  
Tomer v. Me. Hum. Rts. Comm’n, 2008 ME 190, ¶¶ 9-11, 962 A.2d 335; see 
 
9 
5 M.R.S. § 8002(4) (2023); M.R. Civ. P. 80C(a).2  The Maine Administrative 
Procedure Act (APA) provides the Superior Court with jurisdiction to hear 
petitions for review of a “final agency action.”3  See 5 M.R.S. § 11001(1) (2023); 
Brown v. Dep’t of Manpower Affs., 426 A.2d 880, 883-84 (Me. 1981).   
[¶17]  The APA defines “final agency action” as “a decision by an agency 
which affects the legal rights, duties or privileges of specific persons, which is 
dispositive of all issues, legal and factual, and for which no further recourse, 
appeal or review is provided within the agency.”  5 M.R.S. § 8002(4) (2023); see 
also Brown, 426 A.2d at 883 (discussing the scope of judicial review of final 
agency actions).  A final agency action is not “limited to strictly adjudicatory” 
proceedings, Brown, 426 A.2d at 883, meaning that “[a]s long as all questions 
 
2  Although there are very limited circumstances in which one may seek judicial review of a non-
final agency action (or seek review without exhausting administrative remedies, see infra note 4), 
none are applicable here.  See 5 M.R.S. § 11001(1) (2023) (stating that non-final action may be 
reviewable if “review of the final agency action would not provide an adequate remedy”); see also 
Ne. Occupational Exch., Inc. v. Bureau of Rehab., 473 A.2d 406, 410 (Me. 1984) (“[R]eview of nonfinal 
agency action should be undertaken only when the parties face the prospect of irreparable injury, 
with no practical means of procuring effective relief after the close of proceedings.” (quotation marks 
omitted)); Churchill v. S. A. D. No. 49 Tchrs. Ass’n, 380 A.2d 186, 190 (Me. 1977) (outlining other 
exceptions such as “where the questions involved are questions of law [which only] the courts must 
ultimately decide” or “where the administrative agency is not empowered to grant the relief sought 
and it would be futile to complete the administrative appeal process”). 
3  “[A]ny person aggrieved by any order or decision of the board or commissioner may appeal to 
the Superior Court,” provided that the appeal comports with the Administrative Procedure Act.  
38 M.R.S. § 346(1).  The Administrative Procedure Act provides that parties may seek an advisory 
ruling or an informal staff opinion from an agency, though such a ruling or opinion is neither binding 
nor appealable.  See 5 M.R.S. § 9001(1)-(4) (2023); 06-096 C.M.R. ch. 2, § 4(c) (effective Oct. 19, 2015) 
(“Advisory rulings are not appealable to the Board and are not final agency action.”).  
 
10 
necessarily involved in the underlying subject matter are resolved, a review of 
that matter is not necessarily inappropriate,” Wheeler v. Me. Unemployment Ins. 
Comm’n, 477 A.2d 1141, 1146 (Me. 1984).4  Thus, once the agency has 
completed its decision-making process and determined rights or obligations, 
its decision is appealable as a final agency action.  See 5 M.R.S. § 8002(4); see 
also Bailey v. Dep’t of Marine Res., 2015 ME 128, ¶¶ 5-6, 124 A.3d 1125 
(concluding that the Department of Marine Resources’ issuance of an elver 
transaction card was a final agency action); 1 M.R.S. § 409(1) (2023) (stating 
that “a refusal or denial to inspect or copy a record” is a final agency action 
pursuant to the Freedom of Access Act that can be appealed); 06-096 C.M.R. ch. 
2, § 24 (effective Oct. 19, 2015) (outlining the process for appealing the 
Department of Environmental Protection commissioner’s final licensing 
decisions).   
[¶18]  The mining coordinator’s email is not a final agency action.  It did 
not affect anyone’s “legal rights, duties or privileges.”  5 M.R.S. § 8002(4). 
 
4  Before a party can turn to courts for relief, that party must first exhaust all administrative 
remedies before the relevant administrative agency.  Ne. Occupational Exch., Inc., 473 A.2d at 408-09.  
The exhaustion principle allows agencies to “correct their own errors, clarify their policies, and 
reconcile conflicts before [an aggrieved party] resort[s] to judicial relief.”  Id. at 409 (quotation marks 
omitted).  It also allows the reviewing court to have a complete record to be able to effectively review 
the administrative action.  Id.  The administrative agency should have “every opportunity to resolve 
a matter in its area of special competence before its actions become subject to judicial review.”  Id. at 
410.   
 
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Although Utsch and Merck may be “interested” in whether a NOITC is required, 
5 M.R.S. § 9001(1); see 06-096 C.M.R. ch. 2, § 4, their legal rights, duties, or 
privileges are not affected by the email.  Moreover, the mining coordinator’s 
email cannot affect or be dispositive of MacQuinn’s “legal rights, duties or 
privileges” to operate the quarry when MacQuinn was not even involved in the 
action, i.e., the email.  See 5 M.R.S. § 8002(4), (8) (explaining that final agency 
action is a decision that affects “specific persons”); see, e.g., Sinclair Wyo. Refin. 
Co., LLC v. U.S. Env’t Prot. Agency, 72 F.4th 1137, 1143-45 (10th Cir. 2023) 
(concluding an email was not a final agency action because the email did not 
determine any rights); AT&T Co. v. E.E.O.C., 270 F.3d 973, 975-76 (D.C. Cir. 
2001) (stating that “Letters of Determination” threatening a lawsuit “fall short 
of final agency action”); Nat’l Ass’n of Home Builders v. Norton, 415 F.3d 8, 13-17 
(D.C. Cir. 2005) (explaining that survey results are not final agency action, 
because the survey results did not bind the agency); Goethel v. U.S. Dep’t of Com., 
854 F.3d 106, 114-16 (1st Cir. 2017) (characterizing, for purposes of time limits 
for an appeal, an agency’s email notification of an agency order as an 
unreviewable agency action because the notification did not result from an 
agency adjudication).   
 
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[¶19]  Finally, the statute and the Department’s regulations make clear 
that an action is appealable only if it is made by the board or the commissioner.  
38 M.R.S. § 346(1); 06-096 C.M.R. ch. 2, § 28.  Here, the email was from the 
mining coordinator, and thus was not final agency action as defined in the 
statute.  The email is simply advisory in nature, unreviewable under the APA 
and Rule 80C.5   
B. 
Declaratory Judgment Action 
 
[¶20]  Utsch and Merck argue in the alternative that their Rule 80C 
petition should be treated as a declaratory judgment action.  We observe that 
the only count asserted in the complaint is for review of final agency action.  
There is no stated claim for a declaratory judgment.  Utsch and Merck never 
sought to amend the complaint under M.R. Civ. P. 15, nor did they seek to add 
MacQuinn as a necessary party under M.R. Civ. P. 19.   
[¶21]  While we have occasionally treated a petition for judicial review of  
an agency action as one for declaratory judgment, we have done so only in very 
limited circumstances and in the interest of judicial economy.  See La Bonta v. 
 
5  Although the email is advisory in nature, we note that Utsch and Merck did not in their letter 
formally request an advisory ruling or an informal staff opinion.  See 5 M.R.S. § 9001(1)-(4).  That is 
of no moment, because even if the email was an advisory ruling or an informal staff opinion issued in 
accordance with the statute, it would not be appealable.  See 5 M.R.S. § 9001(1)-(4); 06-096 C.M.R. 
ch. 2, § 4(c) (“Advisory rulings are not appealable to the Board and are not final agency action.”).   
 
13 
City of Waterville, 528 A.2d 1262, 1264 (Me. 1987) (explaining that a dismissal 
of the 80B appeal “would serve no purpose whatever, would unjustifiably 
elevate form over substance, and would waste judicial resources as well as the 
resources of the parties”).  We have treated a petition for judicial review as a 
declaratory judgment action when that was the relief actually sought and it was 
within the jurisdiction of the court.  For example, in Hurricane Island 
Foundation v. Vinalhaven, the plaintiff sought review under Maine Rule of Civil 
Procedure 80B of the town tax assessor’s denial of a tax exemption.  2023 ME 
33, ¶ 3, 295 A.3d 147.  Addressing whether direct review was available under 
Rule 80B or required a declaratory judgment action, we said, “We need not 
determine whether review under Rule 80B is ‘otherwise available by law’ 
under one of the extraordinary writs” because “the court nonetheless has 
jurisdiction when the complaint may fairly be treated as a complaint for 
declaratory judgment.”  Id. at ¶ 13 (quoting M.R. Civ. P. 80B(a)); see also 
La Bonta, 528 A.2d at 1263-64 (noting that the “clearly defined issue” of the 
validity of an ordinance “was fully and fairly tried in Superior Court” regardless 
whether it was appropriately an action under Rule 80B or a declaratory 
judgment action).   
 
14 
[¶22]  The Declaratory Judgments Act (DJA) does not enlarge the 
jurisdiction of the courts.  See 14 M.R.S. § 5953 (2023) (“Courts . . . within their 
respective jurisdictions shall have power to declare rights, status and other legal 
relations whether or not further relief is or could be claimed.” (emphasis 
added)); Walsh v. City of Brewer, 315 A.2d 200, 210 (Me. 1974); Capodilupo v. 
Town of Bristol, 1999 ME 96, ¶ 4, 730 A.2d 1257.  On appeal, we may consider 
whether the Superior Court had subject matter jurisdiction even if the issue 
was not raised in the Superior Court.  See Walsh, 315 A.2d at 210-11; cf. 
Sold, Inc. v. Town of Gorham, 2005 ME 24, ¶ 10, 868 A.2d 172 (“A declaratory 
judgment action cannot be used to create a cause of action that does not 
otherwise exist.”). 
[¶23]  The DJA provides: 
Any person . . . whose rights, status or other legal relations are 
affected by a statute, municipal ordinance, contract or franchise 
may have determined any question of construction or validity 
arising under the instrument, statute, ordinance, contract or 
franchise and obtain a declaration of rights, status or other legal 
relations thereunder.  
 
14 M.R.S. § 5954 (2023) (emphasis added).  We have indicated that the DJA 
“gives plaintiffs whose rights are affected the right to bring declaratory action.”  
Blanchard v. Town of Bar Harbor, 2019 ME 168, ¶ 19, 221 A.3d 554.   
 
15 
[¶24]  The DJA “may be invoked only where there is a genuine 
controversy.”  Id. ¶ 20 (quotation marks omitted); see Wagner v. Sec’y of State, 
663 A.2d 564, 567 (Me. 1995).  We have explained that “[a] genuine controversy 
exists if a case is ripe for judicial consideration and action.”  Patrons Oxford Mut. 
Ins. Co. v. Garcia, 1998 ME 38, ¶ 4, 707 A.2d 384.  A case is ripe if it satisfies two 
prongs: “(1) the issues must be fit for judicial review, and (2) hardship to the 
parties will result if the court withholds review.”  Blanchard, 2019 ME 168, ¶ 20, 
221 A.3d 554.   
[¶25]  Utsch and Merck’s petition for judicial review was not ripe for 
consideration as a declaratory judgment action because it fails both prongs 
required for ripeness.  First, their petition is not fit for review because there is 
no certain or immediate legal problem that will directly and continuously 
impact them.  See Marquis v. Town of Kennebunk, 2011 ME 128, ¶ 18, 36 A.3d 
861, 866; Johnson v. City of Augusta, 2006 ME 92, ¶ 7, 902 A.2d 855.  Utsch and 
Merck’s allegations are too uncertain as to the extent that future quarrying 
activity that might occur and might be audible at their home across 
Somes Sound.  See, e.g., Pilot Point, LLC v. Town of Cape Elizabeth, 2020 ME 100, 
¶ 31, 237 A.3d 200; Blanchard, 2019 ME 168, ¶ 21, 221 A.3d 554.  MacQuinn’s 
quarry has not operated for several years, and it is unclear when or if it will 
 
16 
begin operating.6  Accordingly, we cannot conclude that, because of the mining 
coordinator’s email, any noise generated by any future quarrying activity is a 
certain and immediate threat that will directly and continuously impact Utsch 
and Merck.   
[¶26]  Second, Utsch and Merck have not established a sufficient 
“hardship.”  We have explained that “the hardship prong requires adverse 
effects on the plaintiff, . . . and speculative hardships do not suffice to meet the 
requirement.”  Blanchard, 2019 ME 168, ¶ 22, 221 A.3d 554 (alteration and 
quotation marks omitted); see Johnson, 2006 ME 92, ¶ 8, 902 A.2d 855.  Even 
though the quarry has not operated for some time, Utsch and Merck allege that 
they will be able to hear quarrying activity from their residence across 
Somes Sound.  This alleged harm is too speculative and concerns a future 
adverse consequence that may or may not occur.  See Blanchard, 2019 ME 168, 
¶ 19, 221 A.3d 554 (concluding that the declaratory judgment action was not 
ripe because the “the property owners’ rights, status or other legal relations are 
not yet affected” (quotation marks omitted)).  “In simple terms, [their] situation 
 
6  The parties indicated at oral argument that there has been a moratorium on quarrying activities 
in the Town and that MacQuinn still needed approval from the local planning board before operating 
the quarry.   
 
17 
before and after our review would remain the same, thus rendering this 
challenge . . . not ripe for judicial review.”  Id. ¶ 22. 
[¶27]  Because there is not a justiciable controversy, we do not consider 
whether Utsch and Merck have standing.  See Tomer, 2008 ME 190, ¶ 16, 962 
A.2d 335.  We vacate the Superior Court’s judgment and remand for dismissal 
of the complaint for lack of jurisdiction.  See id. ¶ 14. 
The entry is: 
 
Judgment vacated.  Remanded to the Superior 
Court for dismissal of the petition for judicial 
review. 
 
 
 
 
 
 
Matthew D. Manahan, Esq., and Joshua D. Dunlap, Esq. (orally), Pierce Atwood 
LLP, Portland, for appellants Hans Utsch and Julia H. Merck 
 
Aaron M. Frey, Attorney General, Robert L. Martin, Asst. Atty. Gen. (orally), and 
Margaret A. Bensinger, Asst. Atty. Gen., Office of the Attorney General, Augusta, 
for cross-appellant Department of Environmental Protection 
 
Edmond J. Bearor, Esq., and Jonathan P. Hunter, Esq. (orally), Rudman Winchell, 
Bangor, for appellee Harold MacQuinn, Inc. 
 
 
Kennebec County Superior Court docket number AP-2021-20 
FOR CLERK REFERENCE ONLY