Source: https://www.ecfr.gov/cgi-bin/text-idx?mc=true&node=pt17.2.44&rgn=div5
Timestamp: 2020-05-27 13:31:53
Document Index: 775583051

Matched Legal Cases: ['art 44', '§44', 'art 44', '§44', '§44', '§44']

Title 17 → Chapter I → Part 44
§44.00 Definition of terms used in part 44 of this chapter.
§44.01 Effective date.
§44.02 Reporting pre-enactment swaps to a swap data repository or the Commission.
§44.03 Reporting transition swaps to a swap data repository or to the Commission.
Source: 75 FR 63084, Oct. 14, 2010, unless otherwise noted.
(d) Reporting entity, when used in this part, means any counterparty referenced or identified in Section 4r(a)(3)(A)-(C) of the Commodity Exchange Act, as amended;
(e) Swap Data Repository shall have the meaning provided in Section 1a(48) of the Commodity Exchange Act, as amended, and any rules or regulations thereunder;
(f) Swap Dealer shall have the meaning provided in Section 1(a)(49) of the Commodity Exchange Act, as amended, and any rules or regulations thereunder;
[75 FR 63084, Oct. 14, 2010, as amended at 75 FR 78896, Dec. 17, 2010]
(1) Report to a registered swap data repository or the Commission by the compliance date established in the reporting rules required under Section 2(h)(5) of the Commodity Exchange Act, or within 60 days after a swap data repository becomes registered with the Commission and commences operations to receive and maintain data related to such swap, whichever occurs first, the following information with respect to the swap transaction:
Note to paragraphs (a)(1) and (a)(2): In order to comply with the reporting requirements contained in paragraph (a)(1) and (a)(2) of this section, each counterparty to a pre-enactment unexpired swap transaction that may be required to report such transaction should retain, in its existing format, all information and documents, to the extent and in such form as they presently exist, relating to the terms of a swap transaction, including but not limited to any information necessary to identify and value the transaction; the date and time of execution of the transaction; information relevant to the price of the transaction; whether the transaction was accepted for clearing and, if so, the identity of such clearing organization; any modification(s) to the terms of the transaction; and the final confirmation of the transaction.
Note to paragraph (a). In order to comply with the reporting requirements contained in paragraphs (a)(1) and (a)(2) of this section, each counterparty to a post-enactment pre-effective swap transaction that may be required to report such transaction should retain, in its existing format, all information and documents, to the extent and in such form as they exist on the effective date of this section, relating to: the terms of a swap transaction, including but not limited to any information necessary to identify and value the transaction (e.g., underlying asset and tenor); the date and time of execution of the transaction; volume (e.g., notional or principal amount); information relevant to the price and payment for the transaction until the swap is terminated, reaches maturity or is novated; whether the transaction was accepted for clearing and, if so, the identity of such clearing organization; any modification(s) to the terms of the transaction; and the final confirmation of the transaction.
[75 FR 78896, Dec. 17, 2010]