Source: https://www.fdic.gov/regulations/laws/sarc/sarcappeals.html
Timestamp: 2016-10-26 15:12:18
Document Index: 276231851

Matched Legal Cases: ['art 362', 'art 323', 'art 323', 'art 309', 'art 362', 'art 323', 'art 323']

Supervision Appeals Review Committee - Decisions Home - SARC Guidelines PDF Help - Information on downloading and using the PDF reader.
SARC Decisions Case No. & Date
SARC-2016-01 - 04/29/2016 - PDF
Appeal of the written determination of the Director, RMS, following review of material supervisory determinations concerning apparent violations of law and regulations, apparent contraventions of the Interagency Appraisal and Evaluation Guidelines, and accounting treatment for loans. SARC-2015-02 - 09/4/2015 - PDF
Appeal of the written determination of the Director, RMS, following review of material supervisory determinations including the Composite rating, Asset Quality, Earnings and Management Component ratings, as well as several determinations relating to accounting entries and the Bank�s policies with respect to foreclosed real estate. SARC-2014-01 - 06/19/2014 - PDF
Appeal of the written determination of the Director, RMS following review of two material supervisory determinations: the Management Component Rating and the Composite Rating. SARC-2013-04 - 01/07/2014 - PDF
Appeal of the written determination of the Director, DCP following review of two material supervisory determinations: the Compliance rating and CRA rating.
SARC-2013-01 - 08/30/2013 - PDF
Appeal of determinations by the Director of RMS that (1) certain notes receivable issued by Holding Company to Subsidiary Bank were improperly accounted for and should be excluded from equity capital; and (2) that the affected Consolidated Report of Condition and Income (�Call Report�) should be amended.
SARC-2012-01 - 06/19/2012 - PDF
Appeal of determinations by the Director of RMS that (1) a loan was properly classified as a Loss under the definition established by the FDIC’s Risk Manual of Examination Policies; and (2) the Bank’s acquisition and retention of certain real estate was an unauthorized equity investment of a type not permissible under section 24 of the FDI Act as implemented by Part 362 of the FDIC’s Rules and Regulations.
SARC-2011-01 - 08/12/2011 - PDF
Appeal of CRA Rating
SARC-2010-07 - 03/31/2011 - PDF
SARC-2010-04 - 09/07/2010 - PDF
Appeal of rate restrictions under 12 C.F.R. � 337.6
SARC-2010-03 - 08/17/2010 - PDF
Appeal of Capital, Asset Quality, Management, and Earnings Component Ratings and the Composite Rating
SARC-2009-04 - 03/25/2010 - PDF
Appeal of loan classifications and the Capital, Asset Quality, and Composite ratings
SARC-2008-02 - 02/13/2009 - PDF
Appeal CRA Rating
SARC-2008-01 - 04/30/2008 - PDF
SARC-2007-04 - 05/02/2008 Appeal of Compliance and CRA Ratings
SARC-2007-03 - 03/10/2008 Appeal of Compliance and CRA Ratings
SARC-2007-02 - 03/10/2008
Appeal of Compliance Report of Examination
SARC-2007-01 - 09/05/2007
Appeal of Component and Composite ratings
SARC-2006-01 - 11/14/2006
SARC-2005-04 - 12/28/2005
SARC-2005-03 - 11/10/2005
Appeal of Supervisory Determination Regarding the Development and Validation of a Credit Scoring Model.
SARC-2005-02 - 08/31/2005
Appeal of Consumer Compliance Rating and Composite CRA Rating.
SARC-2005-01 - 08/05/2005
Appeal of Asset Quality and Management Component Ratings and Composite Rating.
SARC-2004-03 - 06/15/2004
Appeal of CAMELS component ratings for capital, asset quality, and management; CAMELS composite rating; and adverse loan classifications.
SARC-2004-02 - 04/12/2004
Appeal of the CAMELS component ratings for asset quality and management; and CAMELS composite rating.
SARC-2004-01 - 01/04/2004
Appeal of adverse loan classifications.
SARC-2003-03 - 12/31/2003
Appeal of the CAMELS component ratings for asset quality and earnings; CAMELS composite rating; determination that Call Report amendments are required to properly reflect "other than temporary impairment" of equity securities; and adverse classification of certain assets.
SARC-2003-02 - 11/04/2003
Appeal of the examination findings that the bank, through its subsidiary, engaged in a pattern of practice or "overt discrimination."
SARC-2003-01 - 10/14/2003
Appeal of the CAMELS component ratings for capital, asset quality, and management; CAMELS composite rating; subprime designation of the credit card portfolio; substandard classification of residual interests; and "troubled condition" designation.
SARC-2002-01 - 05/02/2002
Appeal of the CAMELS component ratings for capital, asset quality, management, earnings, liquidity, and sensitivity to market risk; and CAMELS composite rating.
SARC-2001-02 - 08/03/2001
Appeal of CAMELS component ratings for management and capital; CAMELS composite rating; adverse classification of the subprime credit card portfolio, assessment that the ALLL was inadequate, apparent violations of Part 323 (Appraisals) and the BSA; and finding that certain internal controls were inadequate.
SARC-2001-01 - 05/22/2001
Appeal of the CAMELS component ratings for management, earnings, sensitivity to market risk, and asset quality; and CAMELS composite rating.
SARC-2000-03 - 12/15/2000
Appeal of the CAMELS component ratings for management, liquidity, and sensitivity to market risk; and CAMELS composite rating.
SARC-2000-02 - 12/01/2000
Appeal of the CAMELS component ratings for management and capital, CAMELS composite rating, adverse classification of the subprime credit card portfolio, assessment that the ALLL is inadequate, apparent violations of Part 323 (Appraisals) and the BSA, and the determination of inadequate internal controls.
SARC-2000-01 - 05/23/2000
Appeal of apparent violations of Regulation Z (Truth in Lending).
SARC-1999-07 - 12/10/1999
Appeal of the CAMELS component ratings for asset quality, management, liquidity, and sensitivity to market risk; CAMELS composite rating; apparent violation of Part 309 (Disclosure); and "troubled institution" designation.
SARC-1999-06 - 11/24/1999
Appeal of the Trust component ratings of management and compliance, and apparent violation of regulations governing the bank's employee stock ownership plan.
SARC-1999-05 - 09/13/1999
Appeal of the CRA rating. SARC-1999-04 - 08/09/1999
Appeal of the CAMELS component ratings for capital and earnings, adverse classification of a finance company's entire loan portfolio, and assessment that the ALLL methodology and balance are inadequate. SARC-1999-03 - 05/12/1999
Appeal of the CAMELS component ratings for capital, asset quality, management, earnings, and sensitivity to market risk; CAMELS composite rating; adverse loan and ORE classifications, apparent violation of Part 362 (Bank Activities), and continuance of the Cease and Desist Order. SARC-1999-02 - 02/04/1999
Appeal of the CRA rating and certain Compliance examination findings. SARC-1999-01 - 02/04/1999
Appeal of the CAMELS component rating of management and CAMELS composite rating. SARC-1998-07 - 09/22/1998
Appeal of Appeal of the CAMELS component rating of management, CAMELS composite rating, and continuance of a Memorandum of Understanding. SARC-1998-06 - 07/28/1998
Appeal of an apparent violation of Regulation Z (Truth in Lending). SARC-1998-05 - 07/17/1998
Appeal of the Information Systems composite rating and the Year 2000 assessment. SARC-1998-04 - 06/02/1998
Appeal of apparent violations of Regulation Z (Truth in Lending). SARC-1998-03 - 06/02/1998
Appeal of the CRA rating. SARC-1998-02 - 03/12/1998
Appeal of the CAMELS component ratings of capital, liquidity, and sensitivity to market risk; CAMELS composite rating; and initiation of a Memorandum of Understanding. SARC-1998-01 - 02/26/1998
Appeal of the CAMELS component ratings for capital, asset quality, management, earnings, and sensitivity to market risk; CAMELS composite rating; certain loan and ORE classifications, and continuance of a Cease and Desist Order.
SARC-1997-04 - 12/04/1997
Appeal of an apparent violation of Regulation Z (Truth in Lending) and corresponding restitution. SARC-1997-03b - 10/10/1997
Appeal of apparent violations of Regulation Z (Truth in Lending); pattern or practice of violations.
SARC-1997-03 - 09/19/1997
Appeal of the CAMELS component ratings of asset quality and management; CAMELS composite rating; certain adversely classified assets; and assessment that the ALLL methodology is inadequate. SARC-1997-02 - 09/19/1997
Appeal of the determination that subject preferred stock should be excluded from Tier 1 Capital. SARC-1997-01 - 09/15/1997
Appeal of the CAMELS component ratings for capital, asset quality, liquidity, and management; the CAMELS composite rating; certain adversely classified assets; apparent violations of the Bank Secrecy Act (BSA) and Part 323 (Appraisals). SARC-1996-07 - 12/06/1996
Appeal of the CRA rating. SARC-1996-06 - 12/06/1996
Appeal of the CRA rating. SARC-1996-05 - 09/27/1996
Appeal of the assessment that the ALLL methodology is inadequate. SARC-1996-04 - 06/26/1996
Appeal of the CRA rating. SARC-1996-03 - 03/22/1996
Appeal of apparent violations of Regulation O. SARC-1996-02 - 02/29/1996
Appeal of an Other Real Estate (ORE) classification and continuance of the Cease and Desist Order. SARC-1996-01 - 02/29/1996
Appeal of the CAMELS composite rating.
SARC-1995-08 - 12/19/1995
Appeal of the CRA rating. SARC-1995-07 - 11/08/1995
Appeal of the formula classification of credit card receivables in accordance with the Uniform Policy for Classification of Consumer Installment Credit based on Delinquency Status.
SARC-1995-06 - 10/19/1995
Appeal of the Consumer Compliance rating.
SARC-1995-05 - 10/18/1995
Appeal of the CRA rating. SARC-1995-04 - 10/04/1995
Appeal of the Consumer Compliance and the Community Reinvestment Act (CRA) ratings.
SARC-1995-03 - 08/25/1995
Appeal of a Call Report amendment requiring certain compensation paid to non-officer directors to be reported as dividends rather than bonuses.
SARC-1995-02 - 07/17/1995
Appeal of the CAMELS composite rating. SARC-1995-01 - 07/14/1995
Appeal of apparent violations of Part 323 (Appraisals), State chattel property laws, and assessment that the ALLL is inadequate.
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