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Form ADV Part IIA – Disclosure BrochureMarch 31, 2011
3033 Excelsior Boulevard, Suite 300Minneapolis, MN 55416Phone: 612-253-6001Fax: 612-253-6100www.whiteboxadvisors.com
This Brochure provides information about Whitebox Advisors, LLC. If you have any questions about the contents of this Brochure, please contact us at 612‐253‐6001 orinvrelations@whiteboxadvisors.com. The information in this Brochure has not been approved orverified by the United States Securities and Exchange Commission or by any state securitiesauthority.Whitebox Advisors, LLC is a registered investment adviser. Registration of an investment adviserdoes not imply any level of skill or training.This document does not constitute an offer to sell or a solicitation to buy interests in any Fund. Theinformation contained in this document is qualified in its entirety by reference to disclosures madein the relevant Private Offering Memorandums and related attachments and exhibits for the Fundsadvised by Whitebox Advisors, LLC. These documents should be carefully reviewed prior to makingan investment decision.Additional information about Whitebox Advisors, LLC also is available on the SEC’s website at www.adviserinfo.sec.gov.
Whitebox Advisors, LLC Form ADV Part II A Page ii
On July 28, 2010, the United State Securities and Exchange Commission published “Amendments toForm ADV” which amends the disclosure document that we provide as required by SEC Rules. ThisBrochure dated March 31, 2011 is a new document prepared according to the SEC’s newrequirements and rules. As such, this Document is materially different in structure and requirescertain new information that our previous Brochure did not require.In the future, this Item will discuss only specific material changes that are made to the Brochureand provide a summary of such changes. We will also reference the date of the last annual updateof our Brochure.Currently, our Brochure may be requested by contacting Investor Relations at 612‐253‐6001 orinvrelations@whiteboxadvisors.com.Additional information about Whitebox Advisors, LLC is also available via the SEC’s web sitewww.adviserinfo.sec.gov.
Whitebox Advisors, LLC Form ADV Part II A Page iii
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Item 6 – Performance‐Based Fees and Side‐By‐Side Management ........................................................ 2
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tem 11 – Code of Ethics
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