Source: http://ecfr.io/Title-17/se17.4.240_115g_61
Timestamp: 2019-08-25 03:23:12
Document Index: 267606370

Matched Legal Cases: ['§240', 'art 240', '§240', 'art 240', '§240', 'art 240', '§240']

[17 CFR §240.15g-1] Title 17 Part 240 → §240.15g-1 : Code of Federal Regulations ';
Title 17 Part 240 → §240.15g-1
Title 17 → Chapter II → Part 240 → §240.15g-1
Note: Prior to April 28, 1993, commissions, commission equivalents, mark-ups, and mark-downs from transactions in designated securities, as defined in 17 CFR 240.15c2-6(d)(2) as of April 15, 1992, may be considered to be commissions, commission equivalents, mark-ups, and mark-downs from transactions in penny stocks for purposes of paragraph (a)(1) of this section.