Source: http://www.familylawweek.co.uk/site.aspx?i=ed190136
Timestamp: 2018-08-20 03:06:50
Document Index: 462097459

Matched Legal Cases: ['EWCA ', '§37', '§38', '§41', '§44', '§47', '§48', 'Art 60', 'Art 13', 'Art 11', 'UKSC ', 'EWCA ']

Family Law Week: S (Abduction - Hague Convention Or BIIa) [2018] EWCA Civ 1226
The Court was concerned with two children who were habitually resident in England and Wales, having lived with their mother in the jurisdiction pursuant to a order of the English courts made in November 2010. The children's father lived in the Netherlands.
In 2017, it was agreed that the older child – M – would spend his summer holiday there. M was not, however, returned to England as planned in September 2017. His mother accordingly sought to enforce the November 2010 order by applying to the English central authority. She thereafter commenced proceedings in England seeking, amongst other things, an order for the summary return of M to England. This application was granted by Knowles J on 13 October 2017, who directed that M should be returned immediately to England.
Her Ladyship rejected the father's submission that the matter should have proceeded by way of an application in the Netherlands under the 1980 Convention. Due to various issues in relation to enforcement, the mother thereafter applied for the return of M under the 1980 Convention in February 2018.
The father appealed the making of the summary return order. The issues for the Court of Appeal were:
(a) Whether the court had the power to make a return order summarily at the outset of proceedings in England and
(b) If it had, whether it should do so or should wait before exercising its substantive jurisdiction under BIIA until the determination of proceedings under the 1980 Convention in the Netherlands.
Finding that the court did have the power to make a summary return order, Moylan LJ (giving the lead judgment):
- Confined his judgment to cases of unlawful retention or removal to another Member State of the EU (rather than a non-Member State or non-signatory to the 1980 Convention) (§37);
- Held that "it would be unwise to be unduly prescriptive" about how the courts were to deploy particular orders available to it given the variety of cases before it and the need to respond to child abduction cases expeditiously (§38);
- Did not accept that the a summary return order fell outwith the provisions of Article 1(1)(b) and 1(2) BIIA, such that (i) any application for return had to be made under the 1980 Convention in the second state and (ii) the English and Welsh courts did not have jurisdiction (§§41-43); and
- Found that the courts of England and Wales did have jurisdiction to make a summary order where they had substantive jurisdiction under BIIA. The summary nature of the hearing did not alter the nature of the order sought, which involved the exercise of parental responsibility (§44).
However, Moylan LJ went on to state that "absent a good reason to the contrary", "the better course" for the courts in this jurisdiction would be to await the outcome of any proceedings abroad under the 1980 Convention before making a summary return order under BIIA (§47) – the former route, in any event, carrying a number of identified advantages (set out at §§48-49).
1. The broad context for the issue raised by this appeal is the relationship between Council Regulation 2201/2003 ("BIIa") and the 1980 Hague Child Abduction Convention ("the 1980 Convention") in circumstances when a child, habitually resident in England and Wales, is alleged to have been wrongfully removed to or retained in another EU Member State. The specific issues are whether the court has the power to make a return order summarily at the outset of proceedings in England and, if it has, whether it should do so or should wait before exercising its substantive jurisdiction under BIIa until the determination of proceedings under the 1980 Convention in the other Member State.
2. The appeal in this case was by a father from a return order made summarily at the outset of proceedings. I have said "was" because, following some observations from the court, the appeal was resolved by consent at the outset of the hearing of the appeal. The mother sensibly agreed to the discharge of the summary return order which had been made on 13th October 2017 by Gwynneth Knowles J. She still sought the return of her son (aged 13 at the date of the hearing before the judge) from the Netherlands but accepted that this should, at least initially, be progressed through an application she had made under the 1980 Convention.
4. It is necessary to set out only a very brief summary of the background. The parties have two children. Since 2010 they had been living with the mother in England pursuant to an order made by the English court in November 2010. In 2017 the parties agreed that the elder child (who I will call "M") would spend the summer holidays with the father in the Netherlands. M was due to return to England early in September 2017 in time for the new school term.
7. On 10th October 2017 the mother commenced proceedings in England seeking, among other things, an order for M's summary return to England. These were supported by a statement from the mother.
8. On 13th October the hearing took place before Gwynneth Knowles J. The mother was represented by counsel. The father was not represented but attended the hearing by telephone. He had provided a position statement prepared for him by English solicitors but he had not by then filed any evidence. The position statement submitted that an application under the 1980 Convention was "the correct means of resolving" the issues including because this would provide an opportunity for M's voice to be heard.
9. The hearing was short. The judge heard submissions from counsel for the mother and from the father. The judge decided that she had substantive jurisdiction and that it was in M's best interests for him to be returned immediately to England. She acknowledged that he "appears to have expressed the wish to remain living with his father" but considered that evaluating M's wishes was not a straightforward matter because of his particular circumstances.
10. On 16th October the mother's solicitors informed ICACU of the order made by the court on 13th October. They then sent a draft copy of the order and a draft Annex II Certificate to ICACU on 18th October 2017.
11. On 18th October ICACU informed the Dutch Central Authority of the mother's prospective enforcement application. The Dutch Central Authority replied on the same day providing information about how an order could be enforced in the Netherlands. This information was provided to the mother's solicitors. In simple terms, the mother would have to appoint her own lawyers to act for her in the Netherlands because the Central Authority could not itself provide any assistance.
16. On 7th March 2018 this court was informed by the parties that the first hearing in the Dutch court of the mother's application under the 1980 Convention had taken place earlier that day and that the parties had agreed to attend mediation. The mediation would conclude by 12th March. In the absence of an agreement, the substantive hearing of the application under the Convention would take place within four weeks.
19. Ms Renton submitted alternatively that, if the court did have jurisdiction to make a summary return order, it should not have exercised its jurisdiction in circumstances where the mother could pursue an application in the Netherlands under the 1980 Convention. She submitted that the proper route to seek to procure M's return was by way of an application under the 1980 Convention.
20. Ms Renton made a number of points in support of this submission. First, that the primary route for seeking a child's return in these circumstances is or should be under the 1980 Convention. This provides, she submitted, an effective and simple means by which any grounds raised in opposition to a summary return can be considered and by which the voice of the child can be heard. Secondly, that taking this course diminishes the risk of conflicting decisions. Thirdly, that orders made after summary hearings are more likely to encounter enforcement difficulties. This is both because of the nature of the enforcement process itself and because of the grounds for non-recognition under Article 23.
22. For the mother, Mr Harrison made a number of general observations about the need to deter and combat child abduction having regard to the harm it causes. This, he submitted, should make the court cautious about giving general guidance. Also, cases are highly fact or context specific and the use of such "expeditious mechanisms" as are available to the court should not be unduly restricted.
23. As to the issue of jurisdiction, Mr Harrison submitted that the court had jurisdiction to make a summary return order under BIIa. The breadth of the Regulation can be seen from Recital (5), which states that it "covers all decisions on parental responsibility", and Articles 1(1)(b) and 2(7). He also referred to A v A (Children: Habitual Residence)(Reunite International Child Abduction Centre and others Intervening) [2014] AC 1.
24. As for the 1980 Convention, Mr Harrison submitted that it is complementary to the court's powers under BIIa and is not given primacy over the latter. He referred to Article 18 of the Convention and the Explanatory Report by Professor Perez-Vera (paras 39 and 112). In respect of BIIa he referred to Recital 17 and Article 60.
25. Mr Harrison also pointed to what he submitted could be advantages of the court making a summary return order. These included that an order can provide clarity as to the existence of rights of custody as demonstrated, for example, by In re S (A Minor)(Custody: Habitual Residence)[1998] AC 750. Such an order can lead to the expeditious return of a child while an application under the 1980 Convention can take some considerable time to determine. Such an order also represents an appropriate response by the court to unilateral action by one parent and the court would be entitled to act on the presumption that the parent would comply with an order.
28. The structure referred to in Recital 17 is set out in Articles 11, 40 and 42. Article 11 contains the mechanism by which the 1980 Convention is "complemented by" BIIa. In particular Article 11(8) makes clear that the courts of the Member State of the child's habitual residence can make an order requiring the child to be returned even after a "judgment of non-return" has been made by the requested state.
29. An order made "pursuant to Article 11(8)" is then enforceable under the provisions of Chapter III Section 4, in particular Article 40(1)(b) and Article 42. These contain more robust enforcement provisions (applicable also to access orders) than those applicable to other parental responsibility orders. In particular it is provided, by Article 42(1), that the order is enforceable "without any possibility of opposing its recognition if the judgment has been certified in the Member State of origin in accordance with paragraph 2". This paragraph provides that the judge can issue the certificate if a number of requirements have been satisfied:
"(a) that "the child was given the opportunity to be heard" unless this was considered inappropriate because of the child's age or degree of maturity;
(c) that the court "has taken into account in issuing its judgment the reasons for and evidence underlying the order issued pursuant to Article 13 of the 1980 Hague Convention".
31. Article 60 provides that BIIa takes "precedence" over the 1980 Convention in matters governed by the Regulation.
"28.2 In contrast to the original Brussels II Regulation, which did not affect the operation of the Hague Abduction Convention, Art 60(e) of the revised Regulation provides that in relations between Member States of the European Union the Regulation takes precedence over the Hague Abduction Convention 'insofar as they concern matters governed by this Regulation'.
28.3 The background to this radical change is as follows. It began with a French proposal aimed at facilitating the exercise of cross-border rights of access which was followed by the European Commission's proposal designed to improve the original Brussels II Regulation but which controversially addressed the problem of child abduction through provisions on jurisdiction and on the return of the child. Eventually, the two proposals were amalgamated into a new Commission proposal. This proposal would have effectively disapplied the Hague Abduction Convention within the Community in favour of allowing courts of the State to which the child had been abducted at best only to make provisional holding orders and even then only provided the exceptions akin to those set out in Art 13 of the Hague Abduction Convention applied, with the courts of the child's habitual residence free to make custody orders according to the merits. https://www.lexisnexis.com/uk/legal/ - link0
The crucial provision is Art 11."
34. More recently, the relationship between BIIa and the 1980 Convention was considered by Black LJ (as she then was) in In re A (A Child) [2016] 4 WLR 111 (at paras 26 to 38). The context of that case was different to the present case because England was the requested state under the 1980 Convention application and the appeal was from a summary return order purportedly made under Article 20 of BIIa. However, the judgment sets out a detailed analysis including extracts from the European Commission's Practice Guide for the Application of the Brussels IIa Regulation which states that the 1980 Convention "continues to apply in relation to cases of child abduction between Member States" as "supplemented by certain provisions of the Regulation" (para 4.1).
35. In the course of her judgment Black LJ referred to the structure of Article 11 of BIIa as being based "on the premise that the process by which the return of the child is sought" will be an application under the 1980 Convention (para 31). She concluded as follows.
"38. Given all these indicators that the return of a child who has been abducted from one member state to another is expected to be dealt with under the 1980 Hague Convention and article 11 of Brussels IIA, it seems to me that there would have to be a particularly compelling reason even to think of circumventing a properly constituted 1980 Hague Convention application for the return of a child, by proceeding instead under article 20 of Brussels IIA. In so doing, the court would be falling out of step with the other member states of the EU and abandoning the detailed provisions of the Convention and the Regulation, which have been carefully calibrated to safeguard the interests of parents and children (see: for example, commentary on the Convention by the Supreme Court in In re E (Children) (Abduction: Custody Appeal) [2011] UKSC 27; [2012] 1 AC 144, paras 14–18). Article 20, useful though it is in appropriate cases, contains no guidance as to the circumstances in which the court will act, save that the case will be urgent and the measures taken "provisional, including protective". There is no route map of the kind provided by the Convention and article 11, which focuses the minds of the parties and the court upon the issues which are likely to bear upon whether a return order should or should not be granted.
39. Although the judge was rightly concerned to act quickly in the interests of the child, there was no reason in the present case to abandon the Hague Convention proceedings in favour of article 20 and it was, in my view, wholly inappropriate to do so."
As I have said, Black LJ was dealing with what the court should do when a child had been abducted to England and Wales. However, her observations about how the return of a child is "expected to be dealt with" also apply to the situation as existed in the present case.
38. Secondly, I fully accept Mr Harrison's submission about the need to deter and to combat child abduction. In the recent decision of Re W [2018] EWCA Civ 664 I said:
"Child abduction is well-recognised as being harmful to children. As was noted in Re E, the "first object of the Convention is to deter either parent … from taking the law into their own hands and pre-empting the results of any dispute between them about the future upbringing of their children. If an abduction does take place, the next object is to restore the children as soon as possible to their home country, so that any disputes can be determined there".
41. I am unable to accept Ms Renton's argument as to the scope of BIIa. By Article 1(b), BIIa applies to "the attribution, exercise, delegation, restriction or termination of parental responsibility". Article 1(2) contains a non-exhaustive list of matters within 1(b) and includes dealing with "rights of custody". Article 2(7) contains a very broad definition of parental responsibility. As Baroness Hale said in A v A, in respect of a summary order requiring children to be returned to England and making them wards (para 29):
"Parental responsibility is given a wide definition in article 2(7) and must include deciding where the child shall be for the time being. The order to bring the children to this jurisdiction related to the exercise of that power. Furthermore, the order made the children wards of court, which places them in the guardianship of the High Court, and is thus one of the examples expressly referred to in article 1(2)(b)."
The breadth of the matters within the scope of parental responsibility is also confirmed by the CJEU's decision in Gogova v Iliev [2016] 1 FLR 158 (paras 26 to 29), to which Mr Harrison referred.
42. The Dutch decision to which we were referred (see 18 above) appears to have been dealing with the question of which state has jurisdiction to make an order under the 1980 Convention. The child was habitually resident with his father in the Netherlands and had been retained by the mother in Belgium. The father sought an order under the 1980 Convention from the court in the Netherlands. The Supreme Court decided that an application under the 1980 Convention "can only be submitted to the judge in the country where the child is located" (para 3.6). It is not, therefore, relevant to the situation in the present case although it is interesting to note that the application by the father had not been made under any other domestic provision.
43. I do not consider that the matters relied on by Mr Harrison from the 1980 Convention and the Explanatory Report assist on the issue of the scope of the powers of the courts of the home state under BIIa. In my view Article 18 and paragraphs 39 and 112 of the Explanatory Report are dealing with, as referred to in Article 34, the "state addressed". Paragraph 39 of the Report makes clear that it is addressing Article 34. The focus of both Article 18 and paragraph 112, when viewed in context, is also on the state in which the child is located. The "competent authorities" mentioned in paragraph 112 are the authorities of the requested state because it is those authorities with which the 1980 Convention is concerned and it is those authorities which can order the return of the child under the Convention.
44. However, I do accept Mr Harrison's submission that the court in England and Wales has power to make a summary return order when it has substantive jurisdiction under BIIa. I do not see how it can be argued that an order requiring a child to be returned from another Member State to England does not fall within these provisions. It forms an aspect of the exercise of parental responsibility. Indeed, such orders are commonly made as part of, say, an order permitting a child to spend time with a parent in another Member State. If such an order is within the scope of BIIa, it could not be excluded simply because it was made at a summary hearing. The summary nature of the hearing does not change the nature of the order which would still be dealing with the exercise of parental responsibility and would remain governed by section 1 of the Children Act 1989, making the child's welfare the court's paramount consideration.
45. Accordingly, contrary to Ms Renton's submissions, I consider that the judge had jurisdiction to make a summary order for M's return. It is also clear that the judge specifically addressed the question of whether she had jurisdiction by considering where M was habitually resident which was the relevant factor either under Article 8 or Article 10.
47. The situation in this case is not the same as that in In re A. I do not, therefore, consider that a "particularly compelling reason" would be required before it would be appropriate for a court to make a return order summarily at the outset of proceedings. However, having regard to the matters set out above, I consider that, absent a good reason to the contrary, the better course is for the court to defer making a return order until an application under the 1980 Convention has been determined in the other Member State. As Black LJ said this is how the return of a child is "expected to be dealt with". Once such a determination has been made the court can then decide what order to make pursuant to Article 11(8) of BIIa.
49. The advantages of an application being made under the 1980 Convention as against making a summary return order are evident from the circumstances of this case. Having obtained a summary return order, the mother found herself unable effectively to apply for its enforcement. It is not, therefore, known whether she might have encountered other difficulties under Article 23, for example on the issue of whether the voice of the child had been heard. Although there were some delays in the mother's application under the 1980 Convention being progressed, once she engaged with the process required in the Netherlands to progress an application under the 1980 Convention, the court there dealt with the application with expedition. That such applications are dealt with expeditiously can be seen from the information provided in its Annual Report for 2017 by the Dutch Office of the Liaison Judge for International Child Protection (BLIK). This is not to say that a return order would be made but that the process was more likely to be expedited by making an application under the 1980 Convention than seeking to enforce a summary return order by means of BIIa.