Source: https://www.scribd.com/document/74591123/Janet-C-Hall-Financial-Disclosure-Report-for-2010
Timestamp: 2017-12-11 11:13:07
Document Index: 406488658

Matched Legal Cases: ['art) 09', 'art) 09', 'art) 09', 'art)\n102', '§ 501', '§ 7353']

Janet C Hall Financial Disclosure Report for 2010 | Exchange Traded Fund | Dividend
2. Court or Organization U.S. District Court (D.CT) 5a. Report Type (check appropriate D’pe) ] Nomination,
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..~¢~ 101-111)
I. Person Reporting (last name, first, middle initial) HALL, JANET C.
i 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)
7. Chambers or Office Addrt~s U.S. District Court 915 Lafayette Blvd. Bridgeport, CT 0661M
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance s~Jth applicable laws and regulations.
I. POSITIONS. tR,po,ing inaividuol o,ly; s~e p,. 9-13 of filing instructions.)
I. 2. 3. 4. 5. Trustee
FINANCIAL DISCLOSURE REPORT Page :2 of 1:2
Name of Person Reporting HALL, JANET C.
Date of Repot{ 5/10/2011
III. NON-INVESTMENT INCOME. tnepo.i.g in~i,’idaal o.dspouse~ seepp, w-:~ of filing instructions.)
B. Spouse’s Non-[ nvestmen t ! ncome - If you were married during any portion of the reporting year, complete this section.
Sel f-employed attorney
IV. REIMBURSEMENTS -transportation, Iodglng, food, entertainment
SOURCE Federal Bar Council DATES 514/2010 11/24/2010 LOCATION New York, New York New York, New York
FBC Law Day Event Thanksgiving luncheon for the Federal Judiciary
ITEMS PAID OR PROVIDED Dinner for myself and my spouse Luncheon expense
V. G I FTS. anelude, those ,o spouse and dependent children; see pp. 28-31 of filing instruction.~)
Vl. LIABILITIES. aneludes those o/spouse ond dependen, children; see pp. 32-33 of filing instructions.)
D NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. U.S. Dept. Education Citizens Bank Citizens Bank Sallie Mae Student Loan Line of Credit Student Loan Student Loan
VALUECODE L M L L
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructionx)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 Method
(2) (3) (4) Date ValueI Gain mm/dd/yy Code2 i Codel (J-P) (A-H)
State oflsrael Bond - Exp. 1/01/13 Ternpleton Dragon Fund Templeton Global Small Cos Growth Fund Mutual Quest Fund Charllinks, L.P. Strips-tprp Pmt on 10.625 2015 T/ Bond-8/I 5/2015 Strips Tint-US Treasury Mat. I 1/I 5/20 Vanguard Windsor 11 Fund Mutual Discovery Fund CL2
K K J M J J J L K M L J K L J K
T T T T W T T T T W W T T T T Buy Buy 09/29/10 10/01/10 N N Sold (part) 09/27/I 0 K A
Interest Interest Dividend Dividend None None
10. ~ .,.,.,,~ P.C. (Note) I1. 12. 13. 14. 15. 16. 17. Partnership Interest in Whitney-Humphrey Assc. (Note) U.S. Savings Bonds MetLife Ins. Co. of CT (universal life) AXA Equitable Life Ins. Co. (life policy) Columbia Value Rest. Fund Schwab US Treas Money Fund A B B A A
Interest Interest Interest Dividend Interest
I. Income Gain Codes: (see Columns B I and 2. Value Codes (See Columns CI and D3) 3. Value Mcthod Codc~ (See Column C2)
A =$1,000 or less F =$50.001 - $100.000 J =$15,0~0 or less N =$250.0~1 - $500.00~ P3 =$25,0~.001 - $50.000.000 Q =Appraisal U =Book Value
B =SI,001 - $2,500 G =$1~.001 - $1,0~0,0~ K =$15,001 - $50,000 O =$500,001 - $1,000,0~0 R -Cost (Real Estate Only) V =Other
C =S2,501 - $5,000 H I =$ 1,00~.001 - $5.000,090 L -$50,001 - $100,000 P I =$ 1,000,001 - $5,0~0,00~ P4 =More than $50,000,00~ S =Assessment W =Estimated
D = $ 5.001 - $15,000 H2 =More than $5,00~.000 M -$100,0~1 - $250.0~K~ P2 =$5.000,001 - $25.00~.0~0 T =Cash Market
VI I. INVESTMENTS and TRUSTS - income, ,’at.e, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
Description of Assets (including trust assels) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period Transactions during reporting period
18. 19. Sound Shore Fund 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Citizens Bank Muhlenkamp Fund AMRCorp. Artisan Int’l Small Cap Calamos Growth Fund- A Third Ave. Real Est. Value Fund ThirdAve. International Value Fund Buffalo Sm. CapFund T. Rowe Price MidCapGrowth T. Rowe PriceCap.App.Fund MarsicoGrowth Fund A C A A A A A Interest None None Dividend None Dividend Dividend None Dividend Dividend Dividend J M M J K J J M M T T T T Buy Sold (pan) 10/28/10 09/27/I 0 K L T T T T Sold (part) 09/27/10 B T Sold 08/I 8/10 A Thomburg Value Fund CL.A Westport Select Cap.CL.R Schwab Value Advantage Money Fund A
B Dividend M
10/26/10 O
T T T Sold (part) Sold (part) 09/27/10 II/01/10 J J
I. Income Gain Codes: (See Columns B I and 2. Value Codes (See Colunms C I and D3) 3. Value Melhod Codes (See Column C2)
A =$ 1,000 or le~s F =$50.001 - $100.0~0 J =$15.000 or less N =$250.001 - $500,000 P3 = $25,0~0,001 - $ 50.00),000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G=$100,001 K =$15,001 - $50,000 O =$500.001 - $ 1,00~.0~ R =Cosl (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$1,0~0,001 - $ L =$50.001 - $ I PI =$1.0~0.001 - $5,000,00~ P4 =More than $50~0~0.00~ S =As~s~.mcnt W =Estimated
D =$5.001 - $15,@ H2 :More than $5.000.000 M $100.001 - $250.000 P2 =$5.000.0~1 T =Ca,h Markcl
E =$15,0~1- $50.00~
~ame of Person Reporting HALL, JANET C.
VII. INVESTMENTS and TRUSTS - income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions,)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt frorn prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Codel div.,rent, (A-H) or int.) C. Gross value at end of reporting period (I) Value Code2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) (2) (3) i (4) Value i Gain Date mm/dd/yy Code2 i Codel (J-P) [ (A-H) i (5) Identity of buyer/seller (if private transaction) D. Transactions during reporting period
35. iShare MSCI Canada Index Fund (Note)
36. Fidelity Cash Acct.
Bank of America Schwab Bank Davis NT Venture Fd- A Artisan Mid-Cap Value FD
T T T Sold (part) Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l) 09/23/10 10/22/10 11/08/10 11/16/10 12/02/10 12/13/10 10/27/10 11/08/10 11/16/10 12/02/10 L K K J J J .I J J J
Dodge & Cox Int’l. Stock
Vanguard Strategic Equity Wells Fargo Advantage Value Fund
1. Income Gain Codes: (see Columns BI and 134) 2. Value Codes (See Columns CI and D3) 3. Value Me~hod Codes (See Column C2)
A =$1,000 or less F =$50,001 - ,$100,00~ J =$15.000 or less N -,$250.0(I I - ,$50’0.000 P3 =$25.0~0,0OI - $50.000.0~0 Q =Appraisal U =Book Value
B =$1.001 - ’$2,500 G =$100,001 - ,$1,000.000 K $15.0OI - $50.0OO 0 =’$500.001 - $ 1.000.000 R Cost (Real E,talc Only] V =Olhcr
C =$2.501 - ’$5.000 H I =$1,000.0OI - $5.000.000 L -$50.0OI - $100.000 PI =$1.000.0Ol - $5.000.000 P4 =More than $50.000,000 S =Assessment W = E~,timatcd
D =$ 5,0~ I - $15,0~0 H2 =More than ’$5,000,00’0 M =$ 100,001 - $250,0~) P2 =,$5.000,001 - $25.000.0~ T Cash Market
E =,$15.001- ’$50.000
VII. INVESTMENTS and TRUSTS - i .... e, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period 0) (2) Amount Type (e.g., Code I div., rent,
(A-H) or int.) Gross value at end
Transactions during reporting period (J) Type (e.g., buy, sell, redemption)
(2) Date mm/dd/yy (3) Value Code2 (J-P) (4) Gain Code 1 (A-H)
of reporting period (l) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) L L L W W T
(s) Identity of buyer/seller (if private lransaction)
Storage Inn Ltd. Arcadia Wind Farms Energies Ltd Limited Partner, Cummings DriveS~,~i~i L.P. Marisco International B
None None Dividend None None None A Dividend None A Dividend None D Dividend
Sold T J J J J L M T T T T T T Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l)
09/27/10 L
56. iShares INC MSCI EMU Index Fund 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. Intrepid Small Cap Fund B Plug Power Inc. T. Rowe Price Group A Buffalo Mid-Cap Pax World Balance Fund Marisco Focus Fund Fairholme Fund
08/19110 10/27/I 0 I I/08/10 11/16/10 12/13/I 0 12/16/10 09/27/10
L K J K K K L D
I. Income Gain Codes: (See Colunms BI and IM) 2. Value Codes (S¢c Columns CI and D3) 3. Value Method Codc~ (See Column C2)
A =$1.000 or less F = $50.001 - $ 100,000 J =$15.000 or less N =$250.001 . $500.000 P3 =$25,000.001 - $50.000.000 Q = A pprai’,.al U =Book Value
B = $1.001 - $2.500 G -$100.001 - $1,000.0~0 K $15.001 - $50.000 O $500.001-$1,000,000 R -Co~t (Real Estate Only) V Other
C =$2,501 - $5,000 H I =$1.000,001 - $5,000,000 L =$50,001 - $100,000 PI =$1,000.001 - $5,000,000 P4 =More than S =Assessment W =Estimated
D =$5,001 - $15.000 H2 =More than $5.000,000 M -$100.001 - $250.000 P2 =$5,000,001 - $25,000.000 T =Cash Market
E =$ 15,001 - $50,0~0
t e, value, t ......ions (Includes those of sp ......
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (i) (2) Value Value Code 2 Method
Transaclions during reporting period 0)
Matthews Asia Pacific Schwab S&P 500 Index Fund Schwab EFTS lnt’l Equity ETF (Note) Schwab ETFS - US Large Cap ETF Petrobank Energy & Res LTDF iShares TR Russell 3000 Schwab Total Stock Market Conoco Philips Greenspring Fund Nicholas II Fund Nicholas Ltd Edition Fund Schwab Investor Money Fund Schwab Advantage Cash B A A A A A A A A
None Dividend Dividend Dividend None Dividend Dividend Dividend Dividend Dividend Dividend None None K K K K K T T T K J T T
09/29/10 09/27/10 L J
09/27/I 0
I 1/01/10 09/27/10 I 1/01/10 10/27/I 0 10/27/I 0 10/27/I 0
Vanguard Russell 2000 Growth Index Fund Vanguard Russell 2000 Value Index Fund Vanguard REIT ETF
I. Income Gain Codes: (Sce Columns B I and D-I) 2. Value Codes (S¢c Columns CI and D3) 3. Value Method Cc~dcs tScc Column C2)
A =$1,000 or less F ~$50.001 - $100,0~ J =$15.000 or less N ~$250,001 - $500.000 P3 -$25.0(~.091 - $50,000.0~0 Q ~Apprai:,al U ~Book Value
B =$1,001 - $2.500 G =$100.001 - $1.000.000 K $15.001 - $50.000 O $500,001 - $1,000.000 R =Cost (Rc~I Estate Only) V =Other
C =$2.501 - $5,000 HI ~$l.000.00l - $5.000.000 L =$50,001 - $100.000 PI =$1.000.001 - $5.00~,000 P4 =More than $50,000,0~0 S =As~ssmcnt W =E~.limated
D =$5.001 - $15,000 H2 =More than $5,000.000 M =$100,001 - $250.000 P2 =$5,0~0,001 - $25,00’0.0~ T =Cash Markel
Name of Person Reporling HALL, JANET C.
VII. INVESTMENTS and TRUSTS - i.co.,, ,,at.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
A. Description of Assels (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (0 Type (e.g., buy, sell, redemption)
Vanguard Russell 3000 Index Fund Vanguard Emerging Markets SPDRS&PEmergingAsia CMG Focus Fund
I0127/10 10/28110 10128/10 10127/10 I 1/01/10 I 1/01/10 10/26/10 l 0/28/I 0 1 I109110 11/17/10 12/03110 12114/10 I0/27110 I I108/10 11116110 12113110 10127110
J K K K J J O M L M K L K K J K K
CMG Realty Fund Schwab Advantage Cash Reserve Premium
Buy Buy Sold (part) Sold (part) Sold (part) Sold (part) Sold (part)
102. TR Price Growth Fund
1. Income Gain Codes: ( See Columns B I and IM ) 2. Value Codes {See Columns C I and D3) 3. Value Mclhod Codes {See Column C2)
A =$1,000 or less F = $50.0~ I - $ 100,0~ J -$15,000 or less N =$250.0~1 - $500,000 P3 =$25,000,0~1 - $50.000.000 Q =Appraisal U =Book Value
B =$1.001 - $2,500 G -$ 100,0~ I - $ 1,0~0,000 K =$15,001 - $50.0~O O -$500.001 - $1.000,000 R =Cost (Real Eslale Only) V =Other
C =$2.501 - $5,000 H 1 =$ 1,000,001 - $5,000.000 L =$50,001 - $100,000 PI =$1,000,0~1 - $5,09~,000 P4-More than $50,000,000 S =Assessment W =Estimated
D =$5.001 - $15,000 H2 =More than $5,00~,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
FINANCIAL DISCLOSURE REPORT Page I 0 of 12
VII. INVESTMEN TS and TRUSTS - income, valuo, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
Value Code 2 (l-P) Gain Code I (A-H)
103. 104. 105. 106. Vanguard Small Cap Fund 107. Thomberg Int’l Value Fund 108. 109. II0. III. 112. Vanguard Emerging Markets 113. Vanguard Wellesley Fund 114. Vanguard GNMA Fund 115. 116. A A A Dividend Dividend Dividend J J J T T T A A Dividend Dividend J L T T Buy Buy Buy Buy Buy Buy (add’l) Buy (add’l) Buy (add’l) Buy (add’l) Buy Buy Buy 11/08/10 11/16/10 12/13/10 I 1/01/10 10/27/10 11/08/10 11/16/10 12/02/I 0 12/13/10 03/09/10 03/09/10 03/09/10 J K K J J J J J J J J J
I. Income Gain Codes: (See Columns B I and I)4) 2. Value Codes (See Columns C I and DI) 3. Value Method Codes {See Column C2)
A :$1,000 or less F =$50.001 - $100.000 J =$15,0~1 or less N -$250.001 - $500,000 P3 =$25,0~0.001 - $50.00~.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $1,0~0.0~} K =$15,0~1 - $50,1)00 O =$500,001 - $1,0~),00~ R =Cost {Real Estale Only) V Other
C =$2,501 - $5,000 HI =$1,000.001 - $5.000.000 L =$50.001 - $10~.000 PI =$1,000.001 - $5,0{~,6~) P4 =More than $50,000.000 S =Assessment W =Estimated
D =$5,001 - $15,00~ H2 =Mor~ than $5,00~,0~O M =$100.001 - $250.000 P2 =$5,000,001 - $25.0G~,000 T =Cash Market
Part VII: Line 10: Passive income from sub-chapter S corporation. Line I I : The appraisal date is 4/2008. Line 35: In the 2009 Report (Line 49), Column C(I) was mistakenly reported as "K." It should have been "J." Line 71: In the 2009 Report (Line 78), Column D(4) was mislakenly reported at "K." It should have been "J."
Date of Report 51101201 I
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno~vledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq, 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature: S] JANET C. HALL
Documents Similar To Janet C Hall Financial Disclosure Report for 2010
Janet C Hall Financial Disclosure Report for 2005
jhjgyfty