Source: https://www.law.cornell.edu/cfr/text/17/part-249/subpart-A
Timestamp: 2017-05-29 07:53:07
Document Index: 656022299

Matched Legal Cases: ['art 249', 'art 249', 'art 249', '§ 249', '§ 249', '§ 249', '§ 249', '§ 249', '§ 240', 'art 249', 'art 249', 'arts 242']

17 CFR Part 249, Subpart A - Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter II › Part 249 › Subpart A 17 CFR Part 249, Subpart A - Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges
§ 249.1 Form 1, for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Exchange Act.
§ 249.10 Form 1-N for notice registration as a national securities exchange.
§ 249.11 Form R31 for reporting covered sales and covered round turn transactions under section 31 of the Act.
§ 249.25 Form 25, for notification of removal from listing and/or registration.
§ 249.26 Form 26, for notification of the admission to trading of a substituted or additional class of security under Rule 12a-5 (§ 240.12a-5 of this chapter).
Title 17 published on 09-May-2017 03:50The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 249 after this date.2017-04-12; vol. 82 # 69 - Wednesday, April 12, 201782 FR 17545 - Inflation Adjustments and Other Technical Amendments Under Titles I and III of the Jobs Act
2016-07-27; vol. 81 # 144 - Wednesday, July 27, 201681 FR 49360 - Disclosure of Payments by Resource Extraction Issuers
2016-06-09; vol. 81 # 111 - Thursday, June 9, 201681 FR 37132 - Form 10-K Summary
typeregulations.gov FR Doc.2016-13328 RIN3235-AL89 Release No.34-77969 File No.S7-09-16 SECURITIES AND EXCHANGE COMMISSION Interim final rule; request for comment. Effective Date: The interim final rule is effective on June 9, 2016. Comment Date: Comments should be received on or before July 11, 2016. 17 CFR Part 249 SummaryWe are adopting an interim final amendment to implement Section 72001 of the Fixing America&apos;s Surface Transportation (“FAST”) Act. The interim final amendment provides that a registrant may, at its option, include a summary in its Form 10-K provided that each item in the summary includes a cross-reference by hyperlink to the material contained in the registrant&apos;s Form 10-K to which such item relates.
2015-12-23; vol. 80 # 246 - Wednesday, December 23, 201580 FR 80058 - Disclosure of Payments by Resource Extraction Issuers
2013-08-21; vol. 78 # 162 - Wednesday, August 21, 201378 FR 51910 - Broker-Dealer Reports
2013-03-25; vol. 78 # 57 - Monday, March 25, 201378 FR 18084 - Regulation Systems Compliance and Integrity
typeregulations.gov FR Doc.2013-05888 RIN3235-AL43 Release No.34-69077 File No.S7-01-13 SECURITIES AND EXCHANGE COMMISSION Proposed rule and form; proposed rule amendment. Comments should be submitted on or before May 24, 2013. 17 CFR Parts 242 and 249 SummaryThe Securities and Exchange Commission (“Commission”) is proposing Regulation Systems Compliance and Integrity (“Regulation SCI”) under the Securities Exchange Act of 1934 (“Exchange Act”) and conforming amendments to Regulation ATS under the Exchange Act. Proposed Regulation SCI would apply to certain self-regulatory organizations (including registered clearing agencies), alternative trading systems (“ATSs”), plan processors, and exempt clearing agencies subject to the Commission&apos;s Automation Review Policy (collectively, “SCI entities”), and would require these SCI entities to comply with requirements with respect to their automated systems that support the performance of their regulated activities.