Source: https://www.law.cornell.edu/uscode/text/15/78d
Timestamp: 2017-09-26 05:29:46
Document Index: 364568627

Matched Legal Cases: ['§ 78', '§ 78', '§ 78', '§\u202f4', '§\u202f1106', '§\u202f3', '§\u202f305', '§\u202f1', '§\u202f307', '§\u202f103', '§\u202f207', '§\u202f406', '§\u202f203', '§\u202f8', '§\u202f915', '§\u202f2', '§\u202f915', '§\u202f919', '§\u202f965', '§\u202f991', '§\u202f103', '§\u202f207', '§\u202f991', '§\u202f8', '§\u202f1', '§\u202f701', '§\u202f929']

15 U.S. Code § 78d - Securities and Exchange Commission | US Law | LII / Legal Information Institute
U.S. Code › Title 15 › Chapter 2B › § 78d
15 U.S. Code § 78d - Securities and Exchange Commission
Nothwithstanding [1] any other provision of law, the Commission is authorized to enter directly into leases for real property for office, meeting, storage, and such other space as is necessary to carry out its functions, and shall be exempt from any General Services Administration space management regulations or directives.
(A) In generalThe head of the Office shall be the Investor Advocate, who shall—
(C) Limitation on serviceAn individual who serves as the Investor Advocate may not be employed by the Commission—
(4) Functions of the Investor AdvocateThe Investor Advocate shall—
(ii) ContentsEach report required under clause (i) shall include—
Not later than 180 days after the date on which the first Investor Advocate is appointed under paragraph (2)(A)(i),[2] the Investor Advocate shall appoint an Ombudsman, who shall report directly to the Investor Advocate.
(B) DutiesThe Ombudsman appointed under subparagraph (A) shall—
(1) Division of Trading and MarketsThe Division of Trading and Markets of the Commission, or any successor organizational unit, shall have a staff of examiners who shall—
(2) Division of Investment ManagementThe Division of Investment Management of the Commission, or any successor organizational unit, shall have a staff of examiners who shall—
(B) LimitationsFor any 1 fiscal year—
(A) In generalThe head of the Office shall be the Advocate for Small Business Capital Formation, who shall—
(4) Functions of the Advocate for Small Business Capital FormationThe Advocate for Small Business Capital Formation shall—
(D) analyze the potential impact on small businesses and small business investors of—
(B) ContentsEach report required under subparagraph (A) shall include—
(iv) an inventory of the items summarized under clause (iii) (including items summarized under such clause for any prior reporting period on which no action has been taken or that have not been resolved to the satisfaction of the Advocate for Small Business Capital Formation as of the beginning of the reporting period covered by the report) that includes—
(June 6, 1934, ch. 404, title I, § 4, 48 Stat. 885; Oct. 28, 1949, ch. 782, title XI, § 1106(a), 63 Stat. 972; Pub. L. 86–619, § 3, July 12, 1960, 74 Stat. 408; Pub. L. 86–771, Sept. 13, 1960, 74 Stat. 913; Pub. L. 88–426, title III, § 305(20), Aug. 14, 1964, 78 Stat. 425; Pub. L. 98–38, § 1, June 6, 1983, 97 Stat. 205; Pub. L. 100–181, title III, § 307, Dec. 4, 1987, 101 Stat. 1254; Pub. L. 101–550, title I, § 103, title II, § 207, Nov. 15, 1990, 104 Stat. 2713, 2721; Pub. L. 104–290, title IV, § 406, Oct. 11, 1996, 110 Stat. 3444; Pub. L. 105–353, title II, § 203, Nov. 3, 1998, 112 Stat. 3234; Pub. L. 107–123, § 8(d)(2), Jan. 16, 2002, 115 Stat. 2399; Pub. L. 111–203, title IX, §§ 915, 919D, 965, 991(e)(1), July 21, 2010, 124 Stat. 1830, 1840, 1911, 1954; Pub. L. 114–284, § 2(a), Dec. 16, 2016, 130 Stat. 1447.)
[2]  So in original. Probably should be “(2)(A)(ii),”.
This chapter, referred to in subsecs. (a), (g)(4)(D)(ii), and (j)(4)(D)(ii), was in the original “this title”. See References in Text note set out under section 78a of this title.
2016—Subsec. (j). Pub. L. 114–284 added subsec. (j).
2010—Subsec. (g). Pub. L. 111–203, § 915, added subsec. (g).
Subsec. (g)(8). Pub. L. 111–203, § 919D, added par. (8).
Subsec. (h). Pub. L. 111–203, § 965, added subsec. (h).
Subsec. (i). Pub. L. 111–203, § 991(e)(1), added subsec. (i).
1996—Subsec. (e). Pub. L. 104–290 inserted before period at end “and the Commission may also specify the time that such fee shall be determined and paid relative to the filing of any statement or document with the Commission”.
1990—Subsec. (b). Pub. L. 101–550, § 103, inserted heading, designated existing provision as par. (1) and inserted heading, and added par. (2).
Subsec. (f). Pub. L. 101–550, § 207, added subsec. (f).
Pub. L. 111–203, title IX, § 991(e)(2), July 21, 2010, 124 Stat. 1955, provided that:
“The amendment made by this subsection [amending this section] shall take effect on October 1, 2011.”
Act Oct. 28, 1949, ch. 782, set out in the credit of this section, was repealed (subject to a savings clause) by Pub. L. 89–554, Sept. 6, 1966, § 8, 80 Stat. 632, 655.
For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§ 1, 2, eff. May 24, 1950, 15 F.R. 3175,64 Stat. 1265, set out below.
Pub. L. 112–106, title VII, § 701, Apr. 5, 2012, 126 Stat. 327, provided that:
“The Securities and Exchange Commission shall provide online information and conduct outreach to inform small and medium sized businesses, women owned businesses, veteran owned businesses, and minority owned businesses of the changes made by this Act [see Short Title of 2012 Amendment note set out under section 78a of this title].”
Pub. L. 111–203, title IX, § 929G(c), July 21, 2010, 124 Stat. 1856, provided that:
“The [Securities and Exchange] Commission may set the rate of pay for experts and consultants appointed under the authority of section 3109 of title 5, United States Code, in the same manner in which it sets the rate of pay for employees of the Commission.”
15 F.R. 3175,64 Stat. 1265