Source: https://www.law.cornell.edu/uscode/text/29/1021
Timestamp: 2019-03-24 21:26:40
Document Index: 312343868

Matched Legal Cases: ['§ 1021', '§\u202f1021', '§\u202f111', '§\u202f108', '§\u202f107', '§\u202f202', '§\u202f503', '§\u202f509', '§\u202f103', '§\u202f401', '§\u202f12012', '§\u202f502', '§\u202f103', '§\u202f504', '§\u202f2003', '§\u202f104', '§\u202f40211', '§\u202f501', '§\u202f503', '§\u202f105', '§\u202f507']

29 U.S. Code § 1021 - Duty of disclosure and reporting | U.S. Code | US Law | LII / Legal Information Institute
Section 1021. Duty of disclosure and reporting
29 U.S. Code § 1021. Duty of disclosure and reporting
Each notice required under paragraph (1) shall contain identifying information, including the name of the plan, the address and phone number of the planadministrator and the plan’s principal administrative officer, each plan sponsor’s employer identification number, and the plan number of the plan.
any additional information which the planadministrator elects to include to the extent not inconsistent with regulations prescribed by the Secretary.
(A) In generalThe notices described in paragraph (1) shall be written in a manner calculated to be understood by the average planparticipant and shall include—
the inability to provide the 30-day advance notice is due to events that were unforeseeable or circumstances beyond the reasonable control of the planadministrator, and a fiduciary of the plan reasonably so determines in writing,
(j) Notice of funding-based limitation on certain forms of distributionThe planadministrator of a single-employer plan shall provide a written notice to plan participants and beneficiaries within 30 days—
any quarterly, semi-annual, or annual financial report prepared for the plan by any planinvestment manager or advisor or other fiduciary which has been in the plan’s possession for at least 30 days,
include any individually identifiable information regarding any planparticipant, beneficiary, employee, fiduciary, or contributing employer, or
Subparagraph (C)(i) shall not apply to individually identifiable information with respect to any planinvestment manager or adviser, or with respect to any other person (other than an employee of the plan) preparing a financial report required to be included under paragraph (1)(B).1
The notice required by this subsection shall be written in a manner calculated to be understood by the average planparticipant and may be delivered in written, electronic, or other appropriate form to the extent that such form is reasonably accessible to the recipient.
Pub. L. 113–235, div. O, title I, § 111(e), Dec. 16, 2014, 128 Stat. 2794, provided that:
“The amendments made by this section [amending this section and sections 1027 and 1132 of this title] shall apply with respect to plan years beginning after December 31, 2014.”
Pub. L. 109–280, title I, § 108(e), formerly § 107(e), Aug. 17, 2006, 120 Stat. 820, renumbered Pub. L. 111–192, title II, § 202(a), June 25, 2010, 124 Stat. 1297, provided that:
“The amendments made by this section [amending this section, sections 1023, 1053, 1054, 1056, 1103, 1108, 1301, 1303, 1310, 1362, 1371, and 1423 of this title, and Reorganization Plan No. 4 of 1978, set out as a note under section 1001 of this title and in the Appendix to Title 5, Government Organization and Employees, and repealing section 1057 of this title] shall apply to plan years beginning after 2007.”
Pub. L. 109–280, title V, § 503(f), Aug. 17, 2006, 120 Stat. 945, provided that:
“The amendments made by this section [amending this section and sections 1023 and 1024 of this title] shall apply to plan years beginning after December 31, 2007.”
Pub. L. 109–280, title V, § 509(b), Aug. 17, 2006, 120 Stat. 952, provided that:
“The amendments made by this subsection [probably means this section, amending this section] shall take effect as if included in the provisions of section 306 of Public Law 107–204 (116 Stat. 745 et seq.).”
Pub. L. 108–218, title I, § 103(d), Apr. 10, 2004, 118 Stat. 604, provided that:
“The amendments made by this section [amending this section and section 1132 of this title] shall apply to plan years beginning after December 31, 2004.”
Pub. L. 105–200, title IV, § 401(h)(1)(B), July 16, 1998, 112 Stat. 668, provided that:
“The amendment made by subparagraph (A) [amending this section] shall take effect as if included in the enactment of the Act entitled ‘An Act to repeal the Medicare and Medicaid Coverage Data Bank’, approved October 2, 1996 (Public Law 104–226; 110 Stat. 3033).”
Pub. L. 101–508, title XII, § 12012(e), Nov. 5, 1990, 104 Stat. 1388–573, provided that:
“The amendments made by this section [amending this section and sections 1082, 1103, 1108, and 1132 of this title] shall apply to qualified transfers under section 420 of the Internal Revenue Code of 1986 [26 U.S.C. 420] made after the date of the enactment of this Act [Nov. 5, 1990].”
Pub. L. 109–280, title V, § 502(a)(3), Aug. 17, 2006, 120 Stat. 940, provided that:
“The Secretary shall prescribe regulations under section 101(k)(2) of the Employee Retirement Income Security Act of 1974 [29 U.S.C. 1021(k)(2)] (as added by paragraph (1)) not later than 1 year after the date of the enactment of this Act [Aug. 17, 2006].”
Pub. L. 108–218, title I, § 103(c), Apr. 10, 2004, 118 Stat. 604, provided that:
“The Secretary of Labor shall, not later than 1 year after the date of the enactment of this Act [Apr. 10, 2004], issue regulations (including a model notice) necessary to implement the amendments made by this section [amending this section and section 1132 of this title].”
Pub. L. 114–74, title V, § 504(b)(2)(B), Nov. 2, 2015, 129 Stat. 594, provided that:
“The Secretary of Labor shall modify the statements required under subclauses (I) and (II) of section 101(f)(2)(D)(i) of such Act [29 U.S.C. 1021(f)(2)(D)(i)] to conform to the amendments made by this section [amending this section, section 1083 of this title, and section 430 of Title 26, Internal Revenue Code, and enacting provisions set out as a note under section 430 of Title 26].”
Pub. L. 113–159, title II, § 2003(b)(2)(B), Aug. 8, 2014, 128 Stat. 1849, provided that:
“The Secretary of Labor shall modify the statements required under subclauses (I) and (II) of section 101(f)(2)(D)(i) of such Act [29 U.S.C. 1021(f)(2)(D)(i)] to conform to the amendments made by this section [probably means “this subsection”, which amended this section and section 1083 of this title].”
Pub. L. 113–97, title I, § 104(a)(2), Apr. 7, 2014, 128 Stat. 1120, provided that:
“The Secretary of Labor may modify the model notice required to be published under section 501(c) of the Pension Protection Act of 2006 [section 501(c) of Pub. L. 109–280, set out below] to include the information described in section 101(f)(2)(E) of the Employee Retirement Income Security Act of 1974 [29 U.S.C. 1021(f)(2)(E)], as added by this subsection.”
Pub. L. 112–141, div. D, title II, § 40211(b)(2)(B), July 6, 2012, 126 Stat. 849, provided that:
“The Secretary of Labor shall modify the model notice required to be published under section 501(c) of the Pension Protection Act of 2006 [section 501(c) of Pub. L. 109–280, set out below] to prominently include the information described in section 101(f)(2)(D) of the Employee Retirement Income Security Act of 1974 [29 U.S.C. 1021(f)(2)(D)], as added by this paragraph.”
Pub. L. 109–280, title V, § 501(c), Aug. 17, 2006, 120 Stat. 939, provided that:
“Not later than 1 year after the date of the enactment of this Act [Aug. 17, 2006], the Secretary of Labor shall publish a model version of the notice required by section 101(f) of the Employee Retirement Income Security Act of 1974 [29 U.S.C. 1021(f)]. The Secretary of Labor may promulgate any interim final rules as the Secretary determines appropriate to carry out the provisions of this subsection.”
Pub. L. 109–280, title V, § 503(e), Aug. 17, 2006, 120 Stat. 945, as amended by Pub. L. 110–458, title I, § 105(c)(2), Dec. 23, 2008, 122 Stat. 5105, provided that:
“Not later than 1 year after the date of the enactment of this Act [Aug. 17, 2006], the Secretary of Labor shall publish a model form for providing the statements, schedules, and other material required to be provided under section 104(d) of the Employee Retirement Income Security Act of 1974 [29 U.S.C. 1024(d)], as amended by this section. The Secretary of Labor may promulgate any interim final rules as the Secretary determines appropriate to carry out the provisions of this subsection.”
Pub. L. 109–280, title V, § 507(c), Aug. 17, 2006, 120 Stat. 949, provided that:
“The Secretary of the Treasury shall, within 180 days after the date of the enactment of this subsection [Aug. 17, 2006], prescribe a model notice for purposes of satisfying the requirements of the amendments made by this section [amending this section and section 1132 of this title].”
[2]  So in original. The closing parenthesis probably should not appear.