Source: http://www.rasteredge.com/gallery/c31/733/
Timestamp: 2020-01-18 04:03:47
Document Index: 41448623

Matched Legal Cases: ['art735', 'art376', 'art379', 'art40', 'art383', 'art1503', 'art2051']

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PCT/AI/ANF/5
3.3.2 Text string signature
To create this type of signature, an XML file must include the <text-string> element
containing a text string that represents the user’s “wet” (ink) signature, enclosed in slash “/”
characters, as shown in the example below:
/janedoe/
string must be a string of characters which does not include the forward slash
“/” character, and which is chosen by the user as its electronic signature. Valid examples
/Tobeornottobe/
/1345728625235/
/Günter François/
3.3.3 Click wrap signature
To create this type of signature, typically the user clicks on a button, labeled “I
accept”, in a user interface. This is indicated in an XML file by the presence of a
<click-wrap/> empty element.
3.3.4 Enhanced electronic signature
An enhanced electronic signature relies on the use of a PKI and a PKCS #7 digital
signature data type. See section 4.2 and Appendix II for additional information on PKCS #7
The PKCS #7 SignedData type is generated from the electronic message by the act of
the signer invoking the use of their private signing key to encrypt the message digest. The
PKCS #7 SignedData type includes a copy of the digital certificate of the signer.
3.4 Allowable document formats, by PCT communication sector
The document and image formats that are allowable under this standard are contained,
listed by PCT communication sectors, in the tables below. For each format, the tables state
the options available to Offices and an example of a corresponding valid package contents
under this standard.
Any document in electronic form that is prepared or exchanged in accordance with this
standard shall be in one of the electronic document formats listed in sections 3.1.1 to 3.1.3
which are allowed under this section in the communication sector concerned. However, in the
Office-Office communication sector, the sending Office and the recipient Office may agree to
use other types of electronic document formats for IA documents filed on paper and converted
into electronic form, except for the record copy. In such case, the recipient Office should
inform the International Bureau accordingly.
Applicant-Office (international phase) sector
Options allowable
A receiving Office must
accept this format per the
basic common standard. A
receiving Office shall notify
the IB of the character
encoding scheme for XML
documents (as described in
section 3.1.1.1) if it is other
than the standard encoding
scheme (UTF-8).
Annex C/ST.25
basic common standard.
st25.seq
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A receiving Office shall
notify the IB whether it will
accept documents in this
format, which documents it
will accept in this format,
and whether it will accept
seven-bit and/or eight-bit
other-doc.txt
format. In order to
accommodate Offices that
do not accept PDF
documents, any Office that
chooses to accept
documents in this format
must also convert the
document text and drawings
to TIFF images and transmit
those documents in both
formats to the IB.
application-body.pdf
drawings, figures, equations
or other illustrations. This
format is not intended to be
character-coded document
fig02.tif
fig01.tif
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accept images in this
Office-Office sector
Offices must be able to
transmit and receive this
format. A receiving Office
shall notify the IB of the
for XML documents (as
described in section 3.1.1.1)
if it is other than the
standard encoding scheme
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Offices shall notify the IB
whether they will transmit
and receive documents in
or accept documents in this
format. For documents
originally submitted in PDF
format, Offices may request
transmission of the original
PDF documents in addition
to the document converted
in TIFF format.
page02tif
created to contain
references to converted
TIFF page image files.
Converted TIFF page
page01.tif
format. Images may be
used for drawings, figures,
equations or other
illustrations, as in the first
TIFF drawings
includes fully-tagged
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This format may also be
used to transmit image
based or scanned
documents between offices
in the form of page images,
as in the second example to
page02.tif
TIFF page image files
An Office shall notify the
IB whether it will transmit
or accept images in this
IA DOCUMENTS PACKAGING
Because an IA document will generally consist of several files, it is useful to assemble
these files together into a single electronic “package” for transmission. Two kinds of
packages are included under this standard: non-PKI and PKI based packages. Wrapped
Application Documents Files (“WADs”) are non-PKI based packages while Wrapped and
Signed Packages (“WASPs”) are PKI based packages. More detailed information about the
implementation of PKI based solutions for the purposes of this standard is set out in
Any document in electronic form that is prepared or exchanged in accordance with
this standard shall be packaged as prescribed in sections 4.1 and 4.2. However, in the
Office-Office communication sector, the sending Office and the recipient Office may agree
not to package IA documents filed on paper and converted into electronic form, or to package
See TIFF in the Applicant-Office sector table for an example of TIFF images used as drawings, etc. The
example package contents shown here are not permitted in the Applicant-Office sector.
such documents in a different manner. In such case, the recipient Office should inform the
International Bureau accordingly.
All electronic document exchange files under this standard must be first packaged as a
WAD. Section 5.2 provides additional information on allowable package/transmission
combinations according to the different PCT communication sectors.
4.1 Non-PKI based package
This standard includes only one type of non-PKI based package: the WAD.
4.1.1 Wrapped application documents (WAD)
The IA submission along with any referenced documents are wrapped and treated as
one data block. This data block is called the wrapped application documents package (WAD)
and is created using the wrapping standard, ZIP.
The software used to create the ZIP file must conform to the ZIP file format
specification as published in the PKWARE
Application Note (Revised:
08/01/1998). All ZIP files must have a flat directory structure.
The ZIP standard allows the compression software to select from among a number of
compression algorithms. The compression method must be “deflation” with the normal
compression option.
4.2 PKI package types
This standard includes only two types of PKI based packages: the WASP and the
C-WASP. See Appendix II for further information on PKI.
4.2.1 Wrapped and signed package (WASP)
When the person who signs the WASP is the applicant (or his representative), the
signature of the WASP may also serve as an enhanced electronic signature of the application
(see section 3.3) if technical systems in place provide that the application is automatically
signed thereby.
A low-level or high-level digital certificate (see definitions in section 9) accompanies
Figure 3 is a simplified anatomy of the WASP. The diagram has been intentionally
simplified to obscure technical detail that may distract the reader from the key issues of the
package design. For example, the PKZIP wrapping has been left out of the diagram.
In case of a notification sent by the Office to the applicant, the Office prepares, signs
and sends the WASP which contains such notification.
An Annex F Wrapped and
Signed Package can be
thought of as a “box
containing documents.”
Atty # 12345
The package contains all of
the files that make up the
IA documents, images, etc.
certificate for validating the
integrity of the data, and
optionally (in the case of
the enhanced electronic
signature) used as the
signature for the IA
Figure 3 – Wrapped and signed package (WASP)
See Appendix II for additional detail on the WASP technical specification.
4.2.2 Compound WASP (C-WASP)
The one or more WASPs sent to the applicant from the Office are wrapped using the
ZIP as shown in the section 4.1.1 and treated as one data block. This data block is called
“Compound WASP” (C-WASP).
4.3 File naming convention
The present file naming convention is established in order to enhance server
automation, as well as to establish a client side software workflow and a good work practice
for user understanding. It shall be applied in respect of any document in electronic form that
is prepared or exchanged in accordance with this standard. However, in the Office-Office
communication sector, the sending Office and the recipient Office may agree to apply other
file naming rules for the purposes of their transactions. In such case, the recipient Office
should inform the International Bureau accordingly. The following set of tables constitutes
the file naming convention and the client side software should automatically produce the
suffixes and extensions accordingly. Each of these tables addresses a level of the standard,
followed with tables of examples.
Codes used in the descriptions below
One character from the following set:
Any combination of at least two characters from the following set:
{ABCDEFGHIJKLMNOPQRSTUVWXYZabcdefghijklmnopqrstuvwxyz0123456
Any combination of one to three characters from the following set:
NNNNNN Any combination of six characters from the following set:
Each instance of a document type
Applicant’s or Office’s identifier, not to exceed 50 positions
Separator (dash)
Document type (see Table 6) or Subdocument type (see Table 7)
Entity type (see Table 8), in case of image file
NNNNNN Document sequence number, right justified, left padded with zero
Separator (period)
File type (see Table 5)
External entities referenced from within document instances
Entity type (see Table 8)
NNNNNN Entity sequence number, right-justified, left-padded with zero
NNNNNN Page sequence number, right-justified, left-padded with zero
Files not referenced from within document instances
Document name as provided by applicant, not to exceed 50
File name extensions accepted
Text file, see section 3.1.1.3.
XML file, see section 3.1.1.1.
TIFF file, see section 3.1.3.1.
JFIF file, see section 3.1.3.2.
Portable document format (PDF) file, see section 3.1.2.
ST.25 file, see section 3.1.1.2.
Archive file containing one or more files
Document and package types currently accepted for initial ePCT filing
record copy (package)
home copy (package)
receiving office information
original separate power of attorney
original general power of attorney
copy of general power of attorney
statement explaining the lack of signature
document in pre-conversion format
sequence listing not forming part of the application
application receipt list
change of bibliographic material
ex-officio correction
IPEA demand receiving information
international search opinion (ISO)
translation of international search report
translation of international preliminary examination
translation of international search opinion
office specific document types
[2-position country code]AA
table exceeding fifty printed pages
Subdocument types currently accepted for initial ePCT filing
Subdocument type
M Mathematical formula
C Chemical structure or formula
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