Source: http://www.securities.arkansas.gov/legal/orders/default.asp?year=2007&type=2
Timestamp: 2017-12-11 18:54:25
Document Index: 114388336

Matched Legal Cases: ['§ 23', '§ 23', '§ 23', '§ 23', '§ 23', '§ 23', '§ 23', '§ 23', '§ 23', '§ 23', '§ 23', '§23', '§ 23', '§ 23', '§ 23', '§ 23', '§23', '§ 23']

07-90000379-NA012
Order granting exemption from provisions of Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner.
07-90000378-NA01
07-90000372-NA010
CREWS AND ASSOCIATES, INC.
Order granting exemption from Rule 308.01(F) of the Rules of the Arkansas Securities Commissioner.
C-07-042-07-SO01
MANDALAY MORTGAGE, LLC
LICENSE NO. 26333
Order suspending license based on allegations that the respondent failed to comply with the surety bond requirement of FMLA.
C-07-041-07-OR01
QUICK LOAN FUNDING, INC. LICENSE NO. 26203
Order suspending license based on allegations that the respondent failed to comply with the surety bond requirements of FMLA.
07-80007450-OR008
CERTAIN MINORITY SHAREHOLDERS OF LION OIL COMPANY
Order providing a transactional exemption from registration that a proposed offer and sale of capital stock in Lion Oil Company under § 23-42-501 and 502 of the Act.
C-07-038-07-FO01
Order denying loan officer renewal application under FMLA, Ark. Code Ann. § 23-39-501 based on a criminal conviction.
07-90000366-NA008
EXEMPTION OF OFFERS AND SALES OF OIL, GAS AND OTHER MINERAL INTERESTS UNDER SELECT CONDITIONS
Order based on request from several persons in the oil and gass industry for exemption for transactiosn under select conditions to qualified purchasers under Ark. Code Ann. § 23-42-501.
07-80007275-OR007
ARKANSAS HOUSEWORKS, INC.
Order providing a transactional exemption from registration for a proposed offering and sale of capital stock.
07-035-07-OR01
FIRST MAGNUS FINANCIAL CORPORATION, TUSCON, ARIZONA
An order summarily suspending license after allegations that the respondent has engaged in, is engaging in, or is about to engage in acts or practices that are in violation of the Arkansas FMLA, Ark. Code Ann. § 23-39-501.
07-80007252-OR006
Order providing transactional exemption from registration under § 23-42-504(a)(8).
C-07-025-07-CO01
LENDIA, LLC
LICENSE NO. 11640
Consent order denying addition of mortgage banker for the purpose of resolving allegations by the staff of failure to provide the department with the required surety bond in the appropriate amount or respond with its intent for ongoing mortgage loan activity in the state.
Order adopting CSBS-AARMR Guidance on nontraditional mortgage product risk.
C-07-024-07-CO01
PRESIDENTIAL MORTGAGE CORPORATION
Consent Order revoking the license of Presidential Mortgage Corporation due to the company conducting unlicensed loan activity under Ark. Code Ann. § 23-39-503(b).
C-07-030-07-OR01
KEVIN KENNA GILL
Order denying application of license of Kevin Kenna Gill base on records on file with the Department stating that he attempted to close a stated income loan in early 2006 using falsified employment and financial information from an unemployed borrower.
S-07-026-07-CD01
NEXPLORE TECHNOLOGIES, INC., EDWARD W. MANDEL, PAUL O. WILLIAMS, SKINNER G. LAYNE, EDDY A. LAYNE, R. SCOTT GRIZZLE, HUGES-ROTH FINANCIAL GROUP, INC., HUGHES-ROTH CAPITAL MARKETS, INC., RELEVANCE SEARCH PARTNERS, LLC, RELEVANCE SEARCH PARTNERS II, LLC, RELEVANCE SEARCH PARTNERS III, LLC, TEXAS SEARCH SOLUTIONS, LLC, RIVER FLUSH, LLC, AND INTERNET GAMBLERS, LLC
Cease & Desist Order based on evidence received by the Department indicating that Nexplore Technologies, Inc. among others have violated provisions of the Arkansas Securities Act codified at Ark. Code Ann. § 23-42-101
07-90000355-NA005
C-07-022-07-CD01
Cease & Desist Order based on evidence obtained by the Department indicating that Madison is acting or attempting to act as a mortgage banker in the state and is fraudulently referencing a mortgage banker license.
C-07-023-07-CO01
US MORTGAGE AND INVESTMENTS
Consent Order entered into in full settlement of all matters and claims regarding unlicensed mortgage activity pursuant to the Arkansas FMLA, codified at Ark. Code Ann. § 23-39-501.
WESLEY SNODGRASS LICENSE APPLICATION WITHDRAWAL AND SUSPENSION
Consent Order arising from an application for a license as a mortgage loan officer based on allegations of unlicensed mortgage loan brokering.
C-07-017-RV01
LICENSE NO. 10197
Order revoking license based on allegations that the respondent has failed to comply with the qualifications, financial responsibility, character, or general fitness requirements under Ark. Code Ann. § 23-39-505 or bond or net worth requirements of the FMLA.
07-80007060-OR005
SWARTHOUT PROPERTIES, LLC
Order providing a transactional exemption from registration for a proposed restructuring of ownership pursuant to Ark. Code Ann. § 23-42-504(a)(12).
C-07-016-07-FO01
MICAH JEFFREY LINN
Order to deny the loan officer application of Micah Jeffery Linn under the Arkansas FMLA, Ark. Code Ann. § 23-39-501.
C-07-012-07-CO01
REALTY MORTGAGE CORPORATION AND TODD REYNOLDS, INDIVIDUALLY
Consent Order entered pursuant to FMLA, codified at Ark. Code Ann. §23-39-501 with Realty Mortgage Corporation and Todd Reynolds in full settlement based on allegations involving unlicensed loan activity.
07-80007021-OR004
LAKELAND BAY, INC.
Order providing transactional exemption from registration for the proposed offering and sale of common stock pursuant to Ark. Code Ann. § 23-42-504(a)(12).
C-07-013-07-CD01
AMERICAN DREAM MORTGAGE, LLC
LICENSE NO. 29639
Order suspending license based on allegations that the respondent failed to comply with the surety bond requirements of the FMLA.
C-07-014-07-CD01
AMORTGAGELINK, LLC
LICENSE NO. 11728
07-80006951-OR003
WILSON FLYING SERVICES, INC.
Order providing transactional exemption from registration requesting that the proposed offering and sale of capital stock to Terry Wilson.
C-07-011-07-CD01
AMERICAN FINANCIAL PRODUCTS. LTD.
LICENSE NO. 11677
Order suspending license based on allegations that the respondent has failed to comply with the surety bond requirements and payment of accrued late fees of the FMLA.
C-07-005-07-CD01
ARKANSAS LENDING GROUP, LLC
LICENSE NO. 27158
Order suspending license based on allegations that the respondent failed to comply with the surety bonding requirements of the FMLA.
S-03-016-07-CO10
WACHOVIA FINANCIAL GROUP
Consent Order for the sole purpose of settling the matter discussed stating that WCM will cease and desist from violating Ark. Code Ann. § 23-42-308(a)(2)(J) of the Arkansas Securities Act.
C-05-037-07-FO01
Summary Order entered pursuant to the terms and conditions of Order NO. C-05-037-06-OR01 stating the conditional loan officer license granted to Keith W. Thomas is revoked and the respondent is ordered to cease and desist from all mortgage loan activity.
S-06-038-07-CD01
AMERICANS FOR LAWFUL FINANCIAL INDEPENDENCE & INFORMATION, MY ICIS, INC., WAYNE HICKS, LORI HICKS AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THOSE ENTITIES OR THOSE PERSONS
Cease & Desist Order based on evidence received by the Department which indicates Americans for Lawful Financial Independence & Information, My Icis, Inc., Wayne Hicks and Lori Hicks have violated provisions of the Arkansas Securities Act, Ark. Code Ann. § 23-42-101.
C-06-023-07-CO01
LICENSE NO. 21850
Consent Order entered pursuant to the Arkansas Fair Mortgage Lending Act, codified at Ark. Code. Ann. § 23-39-501 in full settlement of all matters set forth in cease & desist order No. C-06-023-06-CD01 as grounds for denial of Robertson's pending application for licensure as a loan officer.
C-06-022-07-FO01
A FREEDOM TEAM MORTGAGE COMPANY, INC., A/K/A~FREEDOM TEAM MORTGAGE COMPANY, INC., AND AFTMORTGAGE.NET; BETTY KITCHEN; MARK LEAMON THOMAS; AND TRENT DODDS
Final order against Freedom Team Mortgage Company, Inc., Betty Kitchen, Mark Leamon Thomas, and Trent Dodds to cease & desist from all mortgage loan activity within the state of Arkansas.
S-05-041-07-CD01
THE LIBERTY GROUP, LLC, ANTHONY EUGENE KENNEDY, LARRY WARREN AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THAT ENTITY OR THOSE INDIVIDUALS
Cease & Desist Order based on evidence received byt he Department which indicates that The Liberty Group, LLC., Anthony Eugene Kennedy and Larry Warren have violated provisions of the Arkansas Securities Act, codified at Ark. Code Ann. §23-42-101.
07-80006820-OR002
CITY PLUMBING, HEATING, AND ELECTRIC, INC.
Order providing a transactional exemption from registration the proposed offering and sale of capital stock in a redemption by the company pursuant to Ark. Code Ann. Section 23-42-504(a)(12).
07-80006762-OR001
Order providing a transactional exemption from registration for the proposed offereing and sale of capital stock from Jeff Koenic to David McConnell and Ron White pursuant to Ark. Code Ann. § 23-42-504(a)(12).