Source: http://dfs.ny.gov/reportpub/wb171117.htm
Timestamp: 2017-12-18 18:14:30
Document Index: 701913338

Matched Legal Cases: ['arts 420', 'art 420', 'art 420', 'art 420', 'art 420', 'art 420', 'art 420', 'art 420', 'art 420']

﻿ NYSDFS: Banking Division - Weekly Bulletin 11/17/2017
This section records the receipt of applications and notices to the Banking Division of the Department of Financial Services. Applications and notices received by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of receipt; applications and notices received by Mortgage Banking are listed at the end of Section I by type of application or notice. THE WEEKLY BULLETIN CONSTITUTES THE ONLY WRITTEN NOTIFICATION OF THESE SUBMISSIONS THAT WILL BE ISSUED BY THE DEPARTMENT. Any comment on, or objection to, any item contained in this Weekly Bulletin should be presented to the Department within 10 calendar days of the date of this bulletin, unless a different time period is specified in the item. More specifically, such comments or objections, including any that concern CRA-related applications, should be either (a) delivered by mail or in person to Office of the General Counsel, New York State Department of Financial Services, One State Street, New York, New York 10004-1417 before the stated deadline or (b) transmitted by e-mail to Comments@dfs.ny.gov.
This section records actions taken by the Superintendent of Financial Services, and other information concerning the activities of the Banking Division of the Department of Financial Services. Actions relating to institutions supervised by Foreign and Wholesale Banks, Community and Regional Banks and Licensed Financial Services are listed in order of date of action; actions relating to institutions supervised by Mortgage Banking are listed at the end of Section II by type of action taken.
Each item in the Weekly Bulletin is identified by a two-letter code indicating the type of institution and a three-letter code indicating the unit of the Department which has supervisory responsibility for the institution. The following is a list of the codes and their meanings:
VC Virtual Currency
CEU Consumer Examination Unit
November 13, 2017 (SB-CRB)
1395 Northern Boulevard, Manhasset, NY 11030
Application dated November 9, 2017, for permission to change the location of branch office from 371 Seventh Avenue, Borough of Manhattan, City of New York 10001 to 345 Seventh Avenue, Borough of Manhattan, City of New York 10001, received.
November 14, 2017 (BK-CRB)
Application dated November 7, 2017, for permission to open and occupy a branch office at 138-35 39th Avenue, Flushing, Borough of Queens, City of New York 11354, received.
November 15, 2017 (TR-CM)
EQUINITI TRUST COMPANY (in formation)
90 Park Avenue, 25th floor, New York, NY 10016
Pursuant to the provisions of Section 105-b of the Banking Law, notice to the Superintendent of Financial Services of intention to establish and maintain trust offices at the following two locations, received.
1110 Centre Pointe Curve, Mendota Heights, Minnesota 55120
1175 Centre Pointe Circle, Mendota Heights, Minnesota 55120
November 15, 2017 (FB-FWB)
25 Gresham Street, London EC2V 7HN, England, United Kingdom
Application, pursuant to Section 201 of the Banking Law, to establish and maintain a branch at 1095 Avenue of the Americas, New York, NY 10036, received.
UNIVERSAL CHECK CASHING CORP. (CC-LFS)
739 West Nyack Road, West Nyack, NY 10994
Application received for a change of control filed by Universal Check Cashing Corp. to acquire the main office and branch office of Granite Check Cashing Corp. located at 62 North Highland Avenue, Ossining, NY 19562, and 150 North Division Street, Peekskill, NY 10566 respectively.
The publication of receipt of this application does not indicate that the application is deemed complete. An application is deemed complete and filed when all required and requested information has been provided to the Department by the licensee.
November 17, 2017 (TM-LFS)
PANGEA USA, LLC
400 N. State Street, Fl. 3, Chicago, IL 60654
Application received for a license to engage in business as a transmitter of money at 400 N. State Street, Fl. 3, Chicago, IL 60654.
November 9, 2017 (BK-MBD)
MCS Mortgage Bankers, Inc. D/B/A Wholesale Direct
800 West Main Street, Suite 207, Freehold, NJ 07728
405 East Joppa Road, Suite 302, Towson, MD 21286
November 14, 2017 (BK-MBD)
70-50 Austin Street, Suite #107, Rm 7, Forest Hills, NY 11375
Matthew A. Holmes
Scott Jeremy Griffin
1319491
Matthew Greenleaf
Alexander Michael Hicks
Chung Chia
Sean Thomas Van Coutren
1161219
Victor Hugo Acevedo Aguirre
Wojciech Daniel
1387396
Brendan Christopher Shea
1418428
Sean Allen Meek
Scott Joseph Kosteba
1664193
Jeremy Scott Place
Eric Edward Konopinski
1625508
Richard D. Rosenberg
1581555
Paola A. Gomez
D. Camella Bassue
998813
780824
Michael George Rojas
1672753
Andrea Grace N. Santos
Emily Henyka Silipini
1671283
Zachary Nathaniel Green
John F Rondi
Jason Harrison Tolisano
Sara Louise Reifler
1070155
Christopher Phillip Schnaider
1365188
Yunus M Yahya
Jermaine D McCall
Thomas Newton Bradley-King
1272557
Christopher Stephen Waters
Kyle Robert Arabian
984403
Aaron Courtland Boudot
1222546
Matthew T. Deknatel
October 18, 2017 (LL-LFS)
601 NW Second Street, Evansville, IN 47708
Application filed by Independence Holdings, LLC to acquire 100% of OneMain Financial Holdings, Inc., the parent company of OneMain Financial, Inc., a NYS licensed lender company located at 100 International Drive, 18th Floor, Baltimore, MD 21202 was approved effective October 18, 2017.
Notification for a change of name and entity of OneMain Financial Holdings, Inc. into OneMain Financial Holdings, LLC, the parent company of OneMain Financial, Inc., a NYS licensed lender company was approved effective October 18, 2017.
October 19, 2017 (LL-LFS)
ONE MAIN FINANCIAL GROUP, LLC
100 International Drive, 16th Floor, Baltimore, MD 21202
Application to engage in doing business as a licensed lender at the following locations was approved effective October 19, 2017.
3190 Niagara Falls Boulevard, Amherst, NY 14228
1626 Clark Street Road, Suite 26, Auburn, NY 13021
4152 West Main Street, Batavia, NY 14020
372 W. Washington Street, Bath Plaza, Bath, NY 14810
2375 State Route 332, Boca Commons, Canandaigua, NY 14424
6195 State Route 31 Suite 8, Lakeshore Heights Plaza, Cicero, NY 13039
4779 Transit Road, Transit French Plaza, Depew, NY 14043
830 County Road 64 Suite 2, Consumer Square, Elmira, NY 14903
738 Route 9, Suite 23, Fishkill Plaza, Fishkill, NY 12524
29 East Main Street, Fredonia, NY 14063
23 Arterial Plaza # 30A, Gloversville, NY 12078
888 Veterans Memorial Highway, Suite 220, Hauppauge, NY 11788
401 Elmira Road, Suite 6, Ithaca, NY 14850
365 Harry L Drive, Suite R, The Small Mall, Johnson City, NY 13790
580 Kings Mall Court, Kingston, NY 12401
515 Troy Schenectady Road, Suite 7, Circle West Plaza, Latham, NY 12110
164 Harte Haven Plaza, Massena, NY 13662
425 Broadhollow Road Suite 108, Melville, NY 11747
731 Route 211 E, Stoneridge Mini Mall, Middletown, NY 10941
400 State Route 17M, Federal Plaza, Suite 15 & 16, Monroe, NY 10950
211 West Route 59, Nanuet Shoparama, Nanuet, NY 10954
4654 Commercial Drive, New Hartford, NY 13413
1004 Oneida Plaza Drive, Oneida, NY 13421
140 State Route 104 Suite 3, Oswego Plaza, Oswego, NY 13126
51 Smithfield Boulevard, Shoppes at Smithfield, Plattsburgh, NY 12901
756 Upper Glen Street Suite 10A, Queensbury Plaza, Queensbury, NY 12804
600 N Greenbush Road, Greenbush Commons, Rensselaer, NY 12144
737 Old Country Road, Riverhead Plaza, Riverhead, NY 11901
2518 Ridgeway Avenue, Erie Canal Commons, Rochester, NY 14626
1400 Altamont Avenue, Hannaford Plaza, Schenectady, NY 12303
169 Delaware Avenue, Sidney, NY 13838
1150 South Avenue, Suite 304A, Southport Plaza, Staten Island, NY 10314
2800 Sheridan Drive, Tonawanda, NY 14150
1063 Arsenal Street, Suite B, Watertown, NY 13601
1900 Empire Boulevard., Webster, NY 14580
1400 Old Country Road. Suite 100, Westbury, NY 11590
1 Executive Boulevard, Suite 435, Yonkers, NY 10701
605 Munn Road, 3rd Floor, Fort Mill, SC 29715
November 10, 2017 (CB-CRB)
2200 Montauk Highway, Bridgehampton, NY 11932
Application, pursuant to Section 136 of the Banking Law, for the conversion of The Bridgehampton National Bank from national to state charter, under the name BNB Bank, approved.
November 10, 2017 (BK-CRB)
68 North Plank Road, Newburgh, NY 12550
Authorization issued to open and occupy a branch office at 1698 Victory Boulevard, Borough of Staten Island, City of New York 10314, on or after November 11, 2017.
Authorization issued to open and occupy a branch office at 6923 18th Avenue, Borough of Brooklyn, City of New York 11204, on or after November 11, 2017.
November 13, 2017 (PF-LFS)
IPFS CORPORATION
1055 Broadway, 11th Floor, Kansas City, Jackson County, MO 64105
Application received from IPFS Corporation for the 100% acquisition of Premium Assignment Corporation, a NYS Premium Finance company located at 3522 Thomasville Road, Suite 400, Tallahassee, Leon, FL 32309 was approved on October 26,2017.
November 14, 2017 (TR-CRB)
Applicant notified in writing that no objection will be interposed to the establishment of an electronic facility (automated teller machine) at Oishei Children's Hospital, 818 Ellicott Street, Buffalo, Erie County, NY 14203.
November 17, 2017 (CC–LFS)
NY COMMUNITY FINANCIAL, LLC U/A/N THE CHECK CASHING PLACE U/A/N COMMUNITY FINANCIAL SERVICE CENTER
560 Sylvan Avenue, Englewood Cliffs, NJ 07632
A license was issued to change the location of doing business as a licensed casher of checks to 735 Flatbush Avenue, Brooklyn, New York 11226.
In connection with the above license issuance, the original check casher license at 214 Parkside Avenue, Brooklyn, New York 11226 was surrendered.
November 15, 2017 (BK-MBD)
17197 N. Laurel Park Drive, Suite 250, Livonia, MI 48152
Premia Mortgage, LLC D/B/A Premia Relocation Mortgage
6465 Wayzata Boulevard, 2nd Floor, Suite 200, Saint Louis Park, MN 55426
500 Virginia Drive, Suite 502-C, Fort Washington, PA 19034
2 Carlson Parkway, Suite 355, Plymouth, MN 55447
164-19 Hillside Avenue, Jamaica Hills, NY 11432
4050 Skyron Drive, Suite A3, Doylestown, PA 18902
3701 Regent Blvd., Suite 200, Irving, TX 75063
2374-2380 Ralph Avenue, #2380A, Brooklyn, NY 11234
132 Albany Street, Suite U-3, Cazenovia, NY 13035
41 Madison Avenue, 31st Floor, Suite 3114, New York, NY 10010
7 Arley Way, Suite 201, Bluffton, SC 29910
6276 Amboy Road, 2A, Staten Island, NY 10309
November 15, 2017 (BR-MBD)
G. Victoria Calle
11 East Broadway, Suite 8B, New York, NY 10038
Effective Date: October 27, 2017
November 14, 2017 (BR-MBD)
Banas Mortgage Co., LTD.
383 Park Avenue, Suite B, Rochester, NY 14607
Effective Date: November 10, 2017
The following Licensed Mortgage Loan Originator (“MLO”) has entered into a Settlement Agreement with the Department on October 27, 2017, in lieu of a hearing for a fine or revocation of his New York MLO license to settle violations of Parts 420.20 (a) (3) and 420.20(a) (4) of the Superintendent’s Regulation for operating through an unauthorized website, engaging in transactions, practice, or course of business that does not constitute fair dealing. Part 420.20 (a) (3) of the Superintendent’s Regulation prohibits an MLO from “misrepresenting his or her status, or persuade or induce a borrower to apply for a mortgage loan under the belief that such MLO is duly licensed as a mortgage banker or registered as a mortgage broker, pursuant to Article 12-D of the Banking Law.” Part 420.20(a) (4) of the Superintendent’s Regulations, prohibits an MLO from “publish[ing], advertis[ing] or display[ing] his MLO license in any manner which implies that the MLO is licensed or registered with the Department to engage in mortgage loan originating activities as a mortgage banker or mortgage broker pursuant to Article 12-D of the Banking Law.” The Settlement Agreement terms and conditions include a fine of $2,500.
November 09, 2017 (MLO-MBD)
William T. Knoop
The following Licensed Mortgage Loan Originator (“MLO”) has entered into a Settlement Agreement with the Department on July 25, 2017, in lieu of a hearing for a fine or revocation of his New York MLO license to settle violation of Part 420.20(a)(3) and 420.20(a)(4) of the Superintendent’s Regulations for operating through an unauthorized domain name and website. Part 420.20(a)(3) of the Superintendent’s Regulations prohibits an MLO from misrepresenting his or her license status, or persuading or inducing a borrower to apply for a mortgage loan under the belief that such MLO is duly licensed as a mortgage banker or registered as a mortgage broker. Part 420.20(a)(4) of the Superintendent’s Regulations states in part that an MLO shall not publish, advertise or display his MLO authorization in any manner which implies that the MLO is licensed or registered with the State of New York Department of Financial Services to engage in mortgage loan originating activities as a mortgage banker or mortgage broker. The Settlement Agreement terms and conditions include a fine of $25,000.
November 13, 2017 (MLO-MBD)
Michael J. Rakeman
The following Licensed Mortgage Loan Originator (“MLO”) has entered into a Settlement Agreement with the Department on August 2, 2017, in lieu of a hearing for a fine or revocation of his New York MLO license to settle violation of Part 420.20(a)(3) and 420.20(a)(4) of the Superintendent’s Regulations Operating through an unauthorized website, engaging in transactions, practice, or course of business that does not constitute fair dealing. Part 420.20(a)(3) of the Superintendent’s Regulations prohibits an MLO from misrepresenting his or her license status, or persuading or inducing a borrower to apply for a mortgage loan under the belief that such MLO is duly licensed as a mortgage banker or registered as a mortgage broker. Part 420.20(a)(4) of the Superintendent’s Regulations states in part that an MLO shall not publish, advertise or display his MLO authorization in any manner which implies that the MLO is licensed or registered with the State of New York Department of Financial Services to engage in mortgage loan originating activities as a mortgage banker or mortgage broker. The Settlement Agreement terms and conditions include a fine of $25,000.
Brian G. Schiele
The following registered Mortgage Broker has entered into a Settlement Agreement with the Department on June 30, 2017, in lieu of a hearing for a fine or revocation of its mortgage broker registration to settle violations of Section 591-a(2) of the New York Banking Law for utilizing four domain names prior to receiving authorization from the Department; and Section 420.18(a)(3)(iv) of the Superintendent’s Regulations, by allowing its sponsored MLO to originate loans from an unregistered location. The Settlement Agreement terms and conditions include a fine of $10,000.
November 13, 2017 (BR-MBD)
South Fork Funding, Inc.
2000 Arctic Avenue, Bohemia, NY 11716
Jason Clark Moses
1294443
James Earl Young
1376916
Brandon Dale Fiting
Anthony Michael Torres
Alexander Carmen Fredrick Console
1497381
Brandon Nelson Hayes
1520689
Michael Patrick McDevitt
1536986
Brian Christopher Siers
1552565
Benjamen Michael Surgalski
1603609
Ajay Pacheco Delarosa
1615299
Austin Curtis Clayton
1622927
Robin Ashley Rogers
1626967
Ashley Ann Wilson
1627198
Zarmouhi Dalida Mirachian
1637706
Gabrielle Dupre Roberison
1638480
Austin David Brown
1638540
Madeline Nicole Bohn
1638646
Katherine Nicole Redas
257843
Lisa Lynn Chavez
Ellen Christine Frazier
Craig Alan Chaben
Brian Michael Reid
Jeremy Michael Streicher-Martinez
Bradley Allen Houser
1485310
Brandon Lee Scharf
1484974
Hassan Faisal Faraj
1627733
Rashida Sawii Smith
Eugene Edward Neal
1626993
Carlos Ramon Maldonado-Gomez
1615206
Meghan Eileen Thompson
Cornell Gregory Downs
Juan Carlos Vieyra
1627524
Kari Lee McClintock
1611515
Michael James Cohn
950760
Danielle Cie Rose Ujvari
1160754
Penny Lea Smith
Anders Johncke
Angela Avoletta
Laszlo Sandor Molnar
Jason M. Wiggins
Christopher Mark Burroughs
1475969
The Mortgage Capital Group LLC
Joseph Thomas Dougherty
American Neighborhood Mortgage Acceptance Company, LLC
1656144
Blair Henry Mathies
Kevin John Buxton
Brian Charles Sly
1409203
Matthew Thomas Victor
Edmond Robert Foy
1173871
1537709
Sean Derrett Manning
1652905
Jaclyn Koller
Brandon Michael Mischler
1011361
Joshua Gideon Gendelman
1573285
Diane D Ehmann
1543717
Patrick Von Kaenel
Lube Aleksoski
John Sausa
Fatima Kahil
1551863
Zaid Ali Al-Yasiry
1663430
James Daniel Argue
Wei Jiang Huang
1654289
Jenna Brianne Halvorson
Kaan Phillip Solagan
1590292
Ricardo Robert Taylor
1638653
Mohammed Ayad Alsaman
1349375
Kelly E Jones
1406851
Mark Paul Hluska
Tammac Holdings Corporation
1589309
Michele D Read
1211960
Matthew Jacob Harrison
Scott Gregory Spencer
1627171
Nathan Michael Ziolko
1588372
Cassandra Renee Wheeler
Nina Joyce Hamilton
672968
Gloria Guorong Yang
Accountable Financial Management Corporation
Ida Garay Luna
David Eric Ostrowsky
Justin Michael Teran
472488
Lynn M DiTomasso