Source: https://www.findknowdo.com/search-site/?solrsort=ds_fkd_sort_date%20desc&amp%3Bf%5B0%5D=im_field_agency%3A198&amp%3Bf%5B1%5D=sm_document_and_node_combined%3ANo-Action%20Letters&amp%3Bf%5B2%5D=im_field_regulated_entities%3A394&f%5B0%5D=is_book_bid%3A303328&f%5B1%5D=is_book_bid%3A295957
Timestamp: 2019-09-17 15:17:20
Document Index: 715915052

Matched Legal Cases: ['§\u202f7201', '§\u202f7201', 'art 239', 'art 239', '§ 274', '§ 270', '§ 274']

Remove 303328 filter 303328
Remove 295957 filter 295957
Securities Apply Securities filter 58
SEC Apply SEC filter 58
Rule Apply Rule filter 58
Effective Apply Effective filter 55
Rescinded Apply Rescinded filter 13
Disclosures Apply Disclosures filter 33
Exempt Sales Apply Exempt Sales filter 11
Private Placements (Reg D) Apply Private Placements (Reg D) filter 9
Exempt Sales: Misc. Apply Exempt Sales: Misc. filter 4
Exempt Sales: SA Reg A Apply Exempt Sales: SA Reg A filter 4
Exchange and Tender Offers Apply Exchange and Tender Offers filter 3
Issuers Apply Issuers filter 34
SEC-Registered Issuers Apply SEC-Registered Issuers filter 30
Foreign Entities Apply Foreign Entities filter 9
Foreign Private Issuers Apply Foreign Private Issuers filter 4
Cuba Apply Cuba filter 5
North Korea Apply North Korea filter 2
Trade Sanctions Reform and Export Enhancement Act of 2000 (22 U.S.C. 7201-7211)
US Congress Trade Sanctions Reform and Export Enhancement Act ...
22 USC 7201 - Definitions
In this chapter: (1) Agricultural commodity The term “agricultural commodity” has the meaning given the term in section 102 of the Agricultural Trade Act of 1978 (7 U.S.C. 5602). (2) Agricultural program The term “agricultural program” means- (A) any program administered under the Food for Peace ...
22 USC 7202 - Restriction
(a) New sanctions Except as provided in sections 7203 and 7204 of this title and notwithstanding any other provision of law, the President may not impose a unilateral agricultural sanction or unilateral medical sanction against a foreign country or foreign entity, unless- (1) not later than 60 days ...
22 USC 7203 - Exceptions
Section 7202 of this title shall not affect any authority or requirement to impose (or continue to impose) a sanction referred to in section 7202 of this title- (1) against a foreign country or foreign entity- (A) pursuant to a declaration of war against the country or entity; (B) pursuant to ...
22 USC 7204 - Termination of sanctions
Any unilateral agricultural sanction or unilateral medical sanction that is imposed pursuant to the procedures described in section 7202(a) of this title shall terminate not later than 2 years after the date on which the sanction became effective unless- (1) not later than 60 days before the date ...
22 USC 7205 - State sponsors of international terrorism
(a) Requirement (1) In general Notwithstanding any other provision of this chapter (other than section 7203 of this title), the export of agricultural commodities, medicine, or medical devices to Cuba, the Taliban or the territory of Afghanistan controlled by the Taliban, or to the government of a ...
22 USC 7206 - Congressional procedures
(a) Referral of report A report described in section 7202(a)(1) or 7204(1) of this title shall be referred to the appropriate committee or committees of the House of Representatives and to the appropriate committee or committees of the Senate. (b) Referral of joint resolution (1) In general A joint ...
22 USC 7207 - Prohibition on United States assistance and financing
(a) Prohibition on United States assistance (1) In general Notwithstanding any other provision of law, no United States Government assistance, including United States foreign assistance, United States export assistance, and any United States credit or guarantees shall be available for exports to ...
22 USC 7208 - Prohibition on additional imports from Cuba
Nothing in this chapter shall be construed to alter, modify, or otherwise affect the provisions of section 515.204 of title 31, Code of Federal Regulations, relating to the prohibition on the entry into the United States of merchandise that: (1) is of Cuban origin; (2) is or has been located in or ...
22 USC 7209 - Requirements relating to certain travel-related transactions with Cuba
(a) Authorization of travel relating to commercial sales of agricultural and medical goods The Secretary of the Treasury shall promulgate regulations under which the travel-related transactions listed in paragraph (c) of section 515.560 of title 31, Code of Federal Regulations, are authorized by ...
22 USC 7210 - Application of the Trade Sanctions Reform and Export Enhancement Act
Nothing in the Trade Sanctions Reform and Export Enhancement Act of 2000 [22 U.S.C. § 7201 et seq.] shall limit the application or scope of any law establishing criminal or civil penalties, including any Executive order or regulation promulgated pursuant to such laws (or similar or successor laws), ...
22 USC 7211 - Technical clarification relating to provision of material support to terrorism
No provision of the Trade Sanctions Reform and Export Enhancement Act of 2000 (title IX of Public Law 106-387) [22 U.S.C. § 7201 et seq.] shall be construed to limit or otherwise affect section 2339A or 2339B of title 18. US Congress 22 U.S.C. 7211 ...
Securities Act Forms (17 CFR Part 239)
SEC Rule 239.0-1: Availability of forms.
(a) This part identifies and describes the forms prescribed for use under the Securities Act of 1933. (b) Any person may obtain a copy of any form prescribed for use in this part by written request to the Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. Any persons may ...
Forms for Public Sales
Part 239 -- Subpart A: Forms for Registration Statements
SEC Rules 239.4-239.10: Reserved
SEC Rule 239.11: Form S-1, registration statement under the Securities Act of 1933.
This Form shall be used for the registration under the Securities Act of 1933 of securities of all registrants for which no other form is authorized or prescribed, except that this Form shall not be used for securities of foreign governments or political subdivisions thereof or asset-backed ...
SEC Rule 239.12: Reserved
[Reserved] SEC 17 CFR 239.12 ...
SEC Rule 239.13: Form S-3, for registration under the Securities Act of 1933 of securities of certain issuers offered pursuant to certain types of transactions.
This instruction sets forth registrant requirements and transaction requirements for the use of Form S-3. Any registrant which meets the requirements of paragraph (a) of this section (“Registrant Requirements”) may use this Form for the registration of securities under the Securities Act of 1933 ( ...
Disclosures, Distribution Procedures
Forms for Public Sales, Shelf Offerings
SEC Rule 239.14: Form N-2 for closed end management investment companies registered on Form N-8A.
Form N-2 shall be used for registration under the Securities Act of 1933 of securities of all closed end management investment companies registered under the Investment Company Act of 1940 on form N-8A (§ 274.10 of this chapter). This form is also to be used for the registration statement of such ...
Closed-End Funds, Forms for Public Sales, Forms for RICs
SEC Rule 239.15: Form N-1 for open-end management investment companies registered on Form N-8A.
This rule is effective, but it is proposed to be rescinded.
Form N-1 shall be used for the registration under the Securities Act of 1933 of securities of all open-end management investment companies that are separate accounts of insurance companies as defined by section 2(a)(37) of the Investment Company Act of 1940 registered under the Investment Company ...
Forms for Public Sales, Forms for RICs, Open-End Funds
SEC Rule 239.15A: Form N-1A, registration statement of open-end management investment companies.
Form N-1A shall be used for the registration under the Securities Act of 1933 of securities of open-end management investment companies other than separate accounts of insurance companies registered under the Investment Company Act of 1940 (on form N-1) (§ 270.11 of this chapter). This form is also ...
SEC Rule 239.16: Form S-6, for unit investment trusts registered on Form N-8B-2.
This form may be used for registration under the Securities Act of 1933 of securities of any unit investment trust registered under the Investment Company Act of 1940 on Form N-8B-2 (§ 274.12 of this chapter). Editorial Note: For Federal Register citations affecting Form S-6, see the List of CFR ...
Forms for Public Sales, Forms for RICs, UITs
SEC Rule 239.16b: Form S-8, for registration under the Securities Act of 1933 of securities to be offered to employees pursuant to employee benefit plans.
(a) Any registrant that, immediately prior to the time of filing a registration statement on this form, is subject to the requirement to file reports pursuant to section 13 (15 U.S.C. 78m) or 15(d) (15 U.S.C. 78o(d)) of the Securities Exchange Act of 1934; has filed all reports and other materials ...
SEC Rule 239.17: Reserved
[Reserved] SEC 17 CFR 239.17 ...