Source: https://www.law.cornell.edu/cfr/text/17/appendix-to_subpart_B_of_part_248
Timestamp: 2017-05-30 11:34:24
Document Index: 53387250

Matched Legal Cases: ['art 248', 'art 248', 'art_248', 'art 248', 'art 248', '§ 248', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 80', '§ 80', '§ 80', '§ 80', '§ 1681', '§ 1681', '§ 1681', '§ 1681', '§ 1681', '§ 6801', '§ 6802', '§ 6803', '§ 6804', '§ 6805', '§ 6806', '§ 6807', '§ 6808', '§ 6809', '§ 6825', 'art 248', 'art 162']

17 CFR Appendix to Subpart B of Part 248, Model Forms | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter II › Part 248 › Subpart B › Appendix to_subpart_B_of_part_248 17 CFR Appendix to Subpart B of Part 248, Model Forms
Appendix to Subpart B of Part 248 - Model Forms
a. Although you and your affiliates are not required to use the model forms in this Appendix, use of a model form (if applicable to each person that uses it) complies with the requirement in section 624 of the FCRA for clear, conspicuous, and concise notices.
b. Although you may need to change the language or format of a model form to reflect your actual policies and procedures, any such changes may not be so extensive as to affect the substance, clarity, or meaningful sequence of the language in the model forms. Acceptable changes include, for example:
3. Substituting a clearer and more accurate description of the affiliates providing or covered by the notice for phrases such as “the [ABC] group of companies.”
5. Omitting items that are not accurate or applicable. For example, if a person does not limit the duration of the opt out period, the notice may omit information about the renewal notice.
6. Adding a statement informing the consumer how much time they have to opt out before shared eligibility information may be used to make solicitations to them.
10. Adding disclosures regarding the treatment of opt-outs by joint consumers to comply with § 248.123(a)(2), if applicable.
A-1 - Model Form for Initial Opt Out Notice (Single-Affiliate Notice)
A-2 - Model Form for Initial Opt Out Notice (Joint Notice)
A-3 - Model Form for Renewal Notice (Single-Affiliate Notice)
A-4 - Model Form for Renewal Notice (Joint Notice)
A-5 - Model Form for Voluntary “No Marketing” Notice
A-1 - Model Form for Initial Opt Out Notice (Single-Affiliate Notice) - [Your Choice to Limit Marketing]/[Marketing Opt Out]
• You may limit our affiliates in the [ABC] group of companies, such as our [investment adviser, broker, transfer agent, and investment company] affiliates, from marketing their products or services to you based on your personal information that we collect and share with them. This information includes your [income], your [account history with us], and your [credit score].
• Your choice to limit marketing offers from our affiliates will apply [until you tell us to change your choice]/[for x years from when you tell us your choice]/[for at least 5 years from when you tell us your choice]. [Include if the opt out period expires.] Once that period expires, you will receive a renewal notice that will allow you to continue to limit marketing offers from our affiliates for [another x years]/[at least another 5 years].
• On the Web: www. - .com
A-2 - Model Form for Initial Opt Out Notice (Joint Notice) - [Your Choice to Limit Marketing]/[Marketing Opt Out]
• You may limit the [ABC] companies, such as the [ABC investment companies, investment advisers, transfer agents, and broker-dealers] affiliates, from marketing their products or services to you based on your personal information that they receive from other [ABC] companies. This information includes your [income], your [account history], and your [credit score].
• Your choice to limit marketing offers from the [ABC] companies will apply [until you tell us to change your choice]/[for x years from when you tell us your choice]/[for at least 5 years from when you tell us your choice]. [Include if the opt out period expires.] Once that period expires, you will receive a renewal notice that will allow you to continue to limit marketing offers from the [ABC] companies for [another x years]/[at least another 5 years].
Do not allow any company [in the ABC group of companies] to use my personal information to market to me.
A-3 - Model Form for Renewal Notice (Single-Affiliate Notice) - [Renewing Your Choice to Limit Marketing]/[Renewing Your Marketing Opt Out]
• You previously chose to limit our affiliates in the [ABC] group of companies, such as our [investment adviser, investment company, transfer agent, and broker-dealer] affiliates, from marketing their products or services to you based on your personal information that we share with them. This information includes your [income], your [account history with us], and your [credit score].
Renew my choice to limit marketing for [x] more years.
A-4 - Model Form for Renewal Notice (Joint Notice) - [Renewing Your Choice to Limit Marketing]/[Renewing Your Marketing Opt Out]
• You previously chose to limit the [ABC] companies, such as the [ABC investment adviser, investment company, transfer agent, and broker-dealer] affiliates, from marketing their products or services to you based on your personal information that they receive from other ABC companies. This information includes your [income], your [account history], and your [credit score].
A-5 - Model Form for Voluntary “No Marketing” Notice - Your Choice to Stop Marketing
Do not market to me.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeU.S. Code: Title 15 - COMMERCE AND TRADE§ 78o-4§ 78o-5§ 78q - Records and reports§ 78q-1§ 78w - Rules, regulations, and orders; annual reports§ 78mm - General exemptive authority§ 80a-30§ 80a-37§ 80b-4§ 80b-11§ 1681m - Requirements on users of consumer reports§ 1681s - Administrative enforcement§ 1681s-3§ 1681w - Disposal of records§ 1681s-3 note§ 6801 - Protection of nonpublic personal information§ 6802 - Obligations with respect to disclosures of personal information§ 6803 - Disclosure of institution privacy policy§ 6804 - Rulemaking§ 6805 - Enforcement§ 6806 - Relation to other provisions§ 6807 - Relation to State laws§ 6808 - Study of information sharing among financial affiliates§ 6809 - Definitions§ 6825 - Agency guidance
Title 17 published on 09-May-2017 03:50The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 248 after this date.2013-04-19; vol. 78 # 76 - Friday, April 19, 201378 FR 23638 - Identity Theft Red Flags Rules
2012-03-06; vol. 77 # 44 - Tuesday, March 6, 201277 FR 13450 - Identity Theft Red Flags Rules
typeregulations.gov FR Doc.2012-5157 RIN3038-AD14 Release No.IC-29969 File No.S7-02-12 SECURITIES AND EXCHANGE COMMISSION, COMMODITY FUTURES TRADING COMMISSION Joint proposed rules and guidelines. Comments must be received on or before May 7, 2012. 17 CFR Part 162 SummaryThe Commodity Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC,” together with the CFTC, the “Commissions”) are jointly issuing proposed rules and guidelines to implement new statutory provisions enacted by Title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act. These provisions amend section 615(e) of the Fair Credit Reporting Act and direct the Commissions to prescribe rules requiring entities that are subject to the Commissions&apos; jurisdiction to address identity theft in two ways. First, the proposed rules and guidelines would require financial institutions and creditors to develop and implement a written identity theft prevention program that is designed to detect, prevent, and mitigate identity theft in connection with certain existing accounts or the opening of new accounts. The Commissions also are proposing guidelines to assist entities in the formulation and maintenance of a program that would satisfy the requirements of the proposed rules. Second, the proposed rules would establish special requirements for any credit and debit card issuers that are subject to the Commissions&apos; jurisdiction, to assess the validity of notifications of changes of address under certain circumstances.