Source: http://www.portal.state.pa.us/portal/server.pt/community/industry_activity/9276/archived_enforcement_actions_j_-_l/1138510
Timestamp: 2015-01-31 14:44:50
Document Index: 545979162

Matched Legal Cases: ['§ 1033', '§ 1033', '§ 1033', '§ 1033', '§ 1033', '§ 1033', '§ 1033', '§ 1033', '§ 1033']

Industry Activity - Hide Archived Enforcement Actions J - L
J J. Catherine Newton Agency (Pittsburgh, PA) 8/06 J.W. Hoban & Associates, Inc. (Wilkes-Barre, PA) 4/06
Jackson, Aqueelah N. (Philadelphia, PA) 6/3/10 § 1033 waiver granted; indefinite supervision of license for prior felony conviction. Jackson, Jeffrey (Easton, PA) 1/20/12 § 1033 waiver granted; indefinite supervision of license for prior felony conviction. Jackson, Thomas W., Jr. (Rockledge, PA) 1/27/10 Five-year license suspension for failing to disclose criminal history on license renewal application. Jacobs, Frank G. (Middletown, PA) 8/04
James & Son, Inc. (Havertown, PA) 4/06 James & Son, Inc. (Havertown, PA) 9/04 James E. Christman & Son (Pottstown, PA) 11/04 James, Jeremiah M. (Harrisburg, PA) 8/05 James, Thomas R. (Mount Union, PA) 4/06 Jefferson National Life Insurance Company (Carmel, IN) 10/6/09 $5,000 penalty and payment of $117,535.84 in restitution or accepting false documents from an insurance producer who, in turn, misappropriated money from policyholders.
Jehoich, Joseph B. (Virginia Beach, VA) 1/08 Failure to report two felony arrests and convictions; license revocation
Jenkins, William W. (Honesdale, PA) 7/1/10 License revocation and five-year license supervision – Jenkins failed to report a guilty plea to theft by unlawful taking of movable property.
Jermyn, James E. (York, PA) 8/31/10 Five-year future license supervision and full compliance with the PA Department of Revenue Deferred Payment Plan – Jermyn failed to report owing personal income taxes since 2006.
Jessome, Joseph Todd (Sunrise, FL) 2/18/09 Cease and desist order and five-year license supervision for soliciting health insurance to Pennsylvania residents without a license to do so. Jewell, Raymond B. (Philadelphia, PA) 9/08 $1,000 penalty and five-year license supervision for misrepresenting the terms of a life insurance policy, and use of another insurance producer to sign the policy as the producer of record
Johns, Cynthia Leigh (Greencastle, PA) 6/4/12 License revocation and restitution to Penn National Ins Co as determined by the Franklin County Court of Common Pleas - Johns pled guilty to felony theft by unlawful taking in 2012, which related to misappropriating premiums.
Johnson, Blair G. (Wayne, PA) 7/20/10 $15,000 penalty and five-year license supervision – Johnson was involved in the sale of a life policy that became the subject of an inappropriate viatication structure, which resulted in financial loss to a policyholder.
Johnson, Brian L. (Mechanicsburg, PA) 1/06 Johnson, David Allan (Altoona, PA) 4/06 Johnson, Kenneth J. (Williamsport, PA) 6/06
Johnson, Scott L. (Sarasota, FL) 10/9/09 Five-year license supervision for two felony charges that occurred in Florida in 2009. If convicted, the license will be surrendered. Johnson, Thomas K. (Bellefonte, PA) 7/05 Johnson-Davenport, Otis M. (Richboro, PA) 12/15/10 Mabstract, LLC (Bensalem, PA) 12/15/10
Johnston, Nancy V. (Smyra,DE) 3/05 Jones, David Schneider (West Chester, PA) 5/20/11 Three-year license supervision – Jones was convicted of two felonies in 2006, both of which were disclosed on his producer license application.
Jones, Bruce T (Eldersburg, MD) 12/30/2013
Three-year license supervision, $1,000 penalty – Jones failed to report an administrative action to the department.
Jones, Neil A. (Coraopolis, PA) 08/16/11 § 1033 waiver granted; indefinite supervision of license for prior felony conviction. Jones, Paul Calvin (Philadelphia, PA) 3/06 Jones, Paul Calvin (Philadelphia, PA) 3/06 Jordal, Nicholas J. (Doylestown, PA) 4/06 Joseph Chiarello & Company, Inc. (Hillside, NJ) 8/06 Joyce, Joseph J. Jr. (Hughestown, PA) 05/15/12 Three-year license supervision – Joyce provided certificates of insurance that had incorrect information regarding coverage amounts.
Juliano, Arthur P. III (Philadelphia, PA) 8/21/2013
Juliano, Arthur P. III (Philadelphia, PA) 6/26/12 Five-year license supervision – Juliano failed to report a 2011 arrest for insurance fraud.
Julius, Hensley C. Sr. (Philadelphia, PA) 2/3/12 License revocation – Julius was convicted in 2011 of one felony and failed to report either the arrest or conviction to the department
Justen, Scott A. (Toledo, OH) 3/05 K Kackloudis, John S. (Columbus, OH) 4/07
Kaighn/Stanton, Cynthia (Willow Grove, PA) 5/04 Kaler, William R. (Altoona, PA) 7/05 Kamowski, Susan E. (Wapwallopen, PA) 08/01/11 License revocation – Kamowski created false documents and did not handle other insurance accounts in an appropriate manner.
Karcher, Theresa L. (Philadelphia, PA) 12/04 Karn, Timothy L. (Fayettesville, PA) 11/07
Karns, Gary L. trading as Integrated Insurance Marketing (Akron, OH) 3/17/11 License surrender – Karns mailed information to consumers promoting AIM Health Plans, but failed to conduct the proper research on the validity of the entity. AIM Health Plans is not a licensed insurance entity
Karpinski, Albert J. (Lancaster, PA) 5/08 Felony conviction; § 1033 waiver; indefinite supervision of producer license
Kasapidis, Spiros (Reading, PA) 1/07 Kaspar, Christopher (North Wales, PA) 6/11/12 License surrender – Kaspar misrepresented his identity to collect personal and confidential policyholder account information. KDN Lancaster Corporation (Wyommissing, PA) 5/5/10
Kelley, Norris E. (Pittsburgh, PA) 2/19/10 Indefinite supervision of producer license - § 1033 waiver for prior felony conviction.
Kelley, Steven John (Denver, PA) 7/21/10 Four-year license revocation and $5,000 fine – Kelley failed to report a 2009 felony indictment and guilty plea.
Kelly, Joey Heather (Lebanon, PA) 12/21/09 License revocation and five-year license supervision for failing to remit $1.7 million from 14 mortgage payoffs received for settlement.
Kelly, William O. (Aliquippa, PA) 12/21/09 Five-year license supervision for using an improper general disclosure statement.
Kendrick_Shawn_P (Erie, PA) Kendrick_Shawn_P. (Erie, PA) 6/04
Kennedy, John E. (Feasterville, PA) 3/06 Kennedy, Kevin G. (Monongahela, PA) 8/05 Keough, Dorothy (Philadelphia, PA) 10/22/2013
Five-year license supervision – Keough failed to comply with an Administrative Order in 2013 and her producer license was suspended. After she complied, her license was reinstated.
Kesselman, Joel D. (Richboro, PA) 4/29/11 Five-year license supervision and $5,000 fine – Kesselman owed unpaid state income tax, yet indicated he was tax compliant on his license renewal. Kesselman also failed to report a misdemeanor arrest and conviction from 2010.
Kesselman, Joel D. (Richboro, PA) 3/16/10 $5,000 penalty and five-year license supervision for receiving excessive complaints between 1996 and 2009 for misrepresenting policy terms and conditions, for which Kesselman’s employment was terminated. Kett, John W. (Wyndmoor, PA) 1/25/12 License revocation – Kett failed to remit, deposit or forward full premium payments to an insurance company.
Khawaja, Mohsin (Upper Darby, PA) 1/30/13
Five-year license supervision and must report disposition of pending charges within 30 days – Khawaja failed to report misdemeanor charges to the department. Khawam, John D. (Washington Crossing, PA) 10/07
Kiel, Steven (Ware, MA) 3/07 Kimmel, Janice M. (Hollidaysburg, PA) 11/2/12 Kimmel previously surrendered her producer license via Consent Order in 1992; now re-issued under with seven-years supervision.
King, Doung Thi (Reading, PA) and Adoniram Insurance Agency (Philadelphia, PA) 4/27/11 License supervision until 2017 and $5,000 fine – King employed an unlicensed individual who accessed an insurance company database to accept a premium payment, yet failed to forward the entire premium payment. The coverage for the policyholder was subsequently cancelled. King, Duong T. (Reading, PA) 6/07
King, Timothy J. (Philadelphia, PA) 1/05 Kirkland, Ronald Edward (Dacula, GA) 12/13/12
Three-year license supervision – Kirkland failed to notify the department of a 2009 misdemeanor plea.
Kistler, David B. (Jacobus, PA) 10/05 Kisty, Jr., Stephen M. (Pittsburgh, PA) 12/05
Knauber, Ronald E. Jr. (Millersburg, PA) 12/06 Knauff Insurance, Inc. (Charlotte, NC) 9/05
Knight, Ronnie (Erie, PA) 11/9/11 § 1033 waiver granted; indefinite supervision of license for prior felony conviction. Knowles_Robert_I_Jr. (Waverly, PA)
Kochel, Samantha A. (Wernersville, PA) 1/16/13
Kohler, Walter J. (Lansdale, PA) 10/06 Kollar, Jr., Cyril R. (Yukon, PA) 6/06
Koltoff, Jeffrey R. (Philadelphia, PA) 1/6/09 Surrender of all licenses and five-year future license supervision for a February 2008 arrest for three felony charges. Kramp, Ryan D. (Schnecksville, PA) 3/27/13
Five-year license supervision, must report disposition of charges – Kramp was charged with criminal conduct in 2012 and failed to report the charges to the department.
Krauss, Steven W. (Moscow, PA) 9/08 Surrender of Professional Bail Bondsman license and five-year future license supervision for failing to disclose three felony convictions in Connecticut from 1993, while indicating no criminal charges on his Pennsylvania licensing application and subsequent renewals.
Kreighbaum, John W. (Middleburg, PA) 3/06 Kroope, Richard Alan (Bethlehem, PA) 2/17/10 License revocation, $24,000 civil penalty, $151,376.59 restitution and seven-year future license supervision – failure to pay Pennsylvania state income tax for calendar years 1999 through 2006 and providing incomplete or false information on several license applications and renewals.
KT Settlement Services and Kevin Tanribilir (Berwick, PA) 6/18/12 Five-year license supervision and $5,000 penalty – Tanribilir allowed an individual to operate as an unlicensed title agent. Kuenster, Mary F. (Oak Park, IL) 1/27/10 License surrender for failing to report that her home state of Illinois revoked her license in 2008.
Kukish, Warren M. / PA Auto Insurance Outlet (Philadelphia, PA) 8/08 $5,000 penalty and three-year license supervision for charging undisclosed fees
Kullman, Richard T. (Allentown, PA) 7/14/09 License revocation, five-year future license supervision and 418,813 in restitution for converting insurance premiums from policyholders for his personal use. Kurlander, Mitchell (Allentown, PA) 6/24/2013
License revocation – Kurlander pled guilty to felony criminal charges for Conspiracy to Commit Mail Fraud
L Labib, Alfred A. (Smithburg, MD) 8/04
Lackawanna Casualty Company (Wilkes Barre, PA) 5/06 Lagbara, Shemstchass A. (Philadelphia, PA) 5/17/2013
Five-year license supervision – Lagbara’s license was previously suspended for failure to pay child support.
Lake, Jamie P. (Scranton, PA) 9/1/09 License revocation for failing to report to the commonwealth within 30 days a guilty plea and conviction for one felony count of mail fraud.
Landsperger, Barry Norman (Pittsburgh, PA) 3/1/12 License revocation and restitution– Landsperger produced and remitted 136 fictitious insurance applications for 42 fictitious policyholders and collected over $38,000 in commissions. Lane, Scott E. (Whitehall, PA) 1/6/10 Five-year license supervision for prior felony and misdemeanor convictions.
Lane, Scott Edward (Whitehall, PA) 8/5/10 Six-month license revocation and ten-year future license supervision – Lane was convicted of a felony while already under a license supervision
Langley, Mary Lou (South Williamsport, PA) 9/6/12 Indefinite license supervision – Langley was granted an 18 U.S.C. Section 1033 waiver for previous felony convictions.
Laslo, Joseph S. (Noblesville, IN) 12/28/10 License revocation and five-year future license supervision – Laslo failed to report a license revocation action from Florida to Pennsylvania and Alabama. Laster, Samans & Levin, Inc. (Philadelphia, PA) 1/04
Lattari, Michael J. (Philadelphia, PA) 6/21/12 Five-year license supervision – Lattari had a misdemeanor conviction which was disclosed on his producer application.
Lavery, William A. (Hatboro, PA) 3/07 Lavins, Laurence J. (Philadelphia, PA) 3/11/09 Surrender of public adjuster license and five-year future license for conducting public adjuster appraisals with an unlicensed appraiser and ultimately accepting compensation from the unlicensed appraiser.
Lawler, Dennis (Pottstown, PA) 7/06 Lawrence, Kenneth A. (Ambler, PA) 7/24/12 Five-year license supervision and $7,947 restitution – Lawrence failed to remit premium.
Lawson, Lance (Harrisburg, PA) 9/24/2013
Leak, Edward (Philadelphia, PA) 11/05 Lease, James A. (Trafford, PA) 10/15/10 License revocation, restitution and five-year future license supervision – Lease collected, but failed to collect and remit, over $3,000 in premium from nine clients.
Lebowitz, David (Bethlehem, PA) 6/08 Criminal history; Appeal of denial of Producer License; may reapply for license 11/4/2011, three-year future license supervision
Leland-West Insurance Brokers, Inc. (Fresno, CA) 2/27/09 Cease and desist order and three-year license supervision for charging an illegal application fee to Pennsylvania consumers. Lempiner, Claudine R. (Douglassville, PA) 11/06
Lenenberg, Sandor L. (Pittsburgh, PA) 6/8/09 § 1033 waiver granted for prior felony conviction. Lennon Insurance Agency, Inc. (Hatboro, PA) 7/07
Lennon, Thomas J. (Furlong, PA) 7/07
Leo, Edward B. (Glenmore, PA) 4/2/2013
Five-year license supervision – Leo failed to comply with an Administrative Order in 2012 and his producer license was suspended. After he complied, his license was reinstated.
Leparulo, Luigi (Kimberton, PA) 1/4/12 Five-year license supervision and Deferred Payment Plan compliance – Leparulo failed to pay state corporation taxes for multiple years and failed to disclose tax liabilities on license renewal applications.
Lerman, Jacob (Horsham, PA) 05/08/12 Ten-year license supervision, $6,000 restitution and $3,000 penalty – Lerman forged 17 signatures on insurance applications and misrepresented his identity to insurance company representatives. Lesko, Alexis A. (Frackville, PA) 2/14/11 License surrender and five-year future license supervision – Lesko misappropriated $24,520 from customer accounts while at Wachovia Bank, which resulted in a FINRA action.
Lewis, Chase D. (Philadelphia, PA) 4/25/2013
Three-year license supervision; must report disposition of charges – Lewis failed to notify the department he was arrested and charged with violations of the Pennsylvania Criminal Code, Title 18.
Lewison, Robert S. (Cherry Hill, NJ) 7/05 Lexington & Concord Search & Abstract, LLC (Huntingdon Valley, PA) 7/05
Liberty Financial Services, Inc. (Pittsburgh, PA)
Liberty Insurance Underwriters, Inc. (New York, NY) 5/08 Untimely submission of Workers' Compensation Accident & Illness Prevention Report; $5,000 penalty, Cease and desist.
Librich, Thomas F. (Glenshaw, PA) 1/12/12 Five-year license supervision and $5,000 penalty – Librich falsified applicant information and misrepresented surrender charges for an annuity.
Linkowski, Steven J., Jr. (Avella, PA) 10/1/10 Five-year license supervision – Linkowski failed to remit personal income tax for 2005, yet submitted renewals in 2007 and 2009 indicating he was tax compliant.
Lipka, Matthew S. (Morrisdale, PA) 6/25/09 Three-year license supervision for a 2005 guilty plea to one misdemeanor, and two 2006 DUI charges.
Lititz Mutual Insurance Company (Lititz, PA) Little, Christopher R. (Jackson, TN) 3/05
Locey, Corinne L. (Bemus Point, NY) 8/8/12 Three-year license supervision – Locey failed to disclose a 2006 misdemeanor conviction on her license application.
Lockhart , Aliah (Philadelphia, PA) 6/4/12 Five-year license supervision – Lockhart failed to report a 2010 arrest to the department. Lockhart, Tony Oscar (Philadelphia, PA) 11/17/11 § 1033 waiver granted; indefinite supervision of license for prior felony conviction. Loeber, James B. (Etters, PA) 11/05 Lomax, Tanya Y. (West Chester, PA) 6/20/11 § 1033 waiver granted; indefinite supervision of license for prior felony conviction. London American General Agency, Inc. (San Diego, CA) 10/06 Long, Angela M. (Manahawkin, NJ) 4/1/10 Five-year future license supervision: Failure to notify the department concerning a 2008 consent order from New Jersey.
Lowa, Karl William, III (Pottstown, PA) 7/7/10 Five-year license supervision – Lowa failed to pay personal income tax from 1996 to present. He has entered into a Settlement Agreement with the Department of Revenue and the Attorney General’s Office to become tax compliant.
Lowe, John J. (Elterton, PA) 12/04 Lowe, Norman (Geneva, OH) 11/12/2013
Three-year license supervision – Lowe failed to notify the department of his criminal arrest.
Lynch, Benjamin Adriel (Cranberry, PA) 5/17/10 Five-year license supervision for acting as a surplus lines producer who sold, or was involved in the sale of, over surplus lines policies to PA policyholders.
Lynch, John J. (Havertown, PA) 3/08 Failure to indicate annuity and life replacement and give notice of annuity replacement, misquoted an annuity rate; $5,000 penalty and 5-year license supervision Privacy Policy | Security Policy
DATE/TIME:Jan 31, 2015 9:44:49 AM