Source: https://sourcebook.acus.gov/index.php?title=Congressional_Review_of_Agency_Rulemaking&diff=1470&oldid=1115
Timestamp: 2020-08-05 08:15:43
Document Index: 101677129

Matched Legal Cases: ['art1', '§ 801', '§ 802', '§ 801', '§ 804', '§ 804', '§ 808', '§ 804', '§ 802', '§ 801', '§ 805']

Revision as of 10:50, 13 November 2018 (view source)
Latest revision as of 12:22, 12 April 2019 (view source)
TPhillips (talk | contribs)
(→‎Summary of procedure)
The Small Business Regulatory Enforcement Fairness Act of 1996, enacted as title II of the Contract with America Advancement Act ([https://www.govinfo.gov/content/pkg/PLAW-104publ121/pdf/PLAW-104publ121.pdf Pub. L. No. 104-121]), created a process for congressional review of agency rulemaking in Subtitle E. It added a new chapter 8 to title 5 of the U.S.C. In an effort to increase accountability for costly rules, the CRA mandates that agencies submit a copy to Congress. Congress then has the opportunity to use expedited procedures to pass a joint resolution of disapproval of the rule. It was effective upon enactment (Mar. 29, 1996).
===Summary of procedure===
The principal provisions of § [http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section801&num=0&edition=prelim 801] may be summarized briefly. Subsection 801(a)(1)(A) defines the basic procedure that an agency must follow after adopting a rule. Before a rule can take effect, agencies must submit a report to each House of Congress and to the Comptroller General (GAO) containing a copy of the rule and indicating whether is the rule qualifies as a major rule. In addition, agencies must provide a copy of any cost-benefit analysis of the rule and the agency statements made under any other acts (such as the [[Unfunded Mandates Reform Act]], the [[Paperwork Reduction Act]], or the [[Regulatory Flexibility Act]]). For major rules, the Comptroller has 15 days after submission to provide a report to the committees of jurisdiction in each House of Congress. Per Office of Management and Budget (OMB) guidance, as of May 11, 2019, all agencies are required to submit rules (as defined in subsection 804(3)) to the Office of Information and Regulatory Affairs (OIRA) for determination of whether each rule is a "major rule" for CRA purposes.
===Major and non-major rules===
The term “rule” as used in the CRA in § [http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section804&num=0&edition=prelim 804(3)] follows the definition found in the [[Administrative Procedure Act]] (APA). The term “rule,” therefore, includes rules that may be exempt from the APA’s notice-and comment procedures, such as statements of general policy, interpretive rules, and rules relating to government grants, benefits, contracts, etc. A “major rule” is defined as a rule that has resulted in, or is likely to result in, an annual effect on the economy of one hundred million dollars or more, a major increase in cost of prices for consumers or industry, or significant adverse effects on competition, employment, investment, productivity, or competition of prices in foreign markets (s''ee'' 5 U.S.C. § [http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section804&num=0&edition=prelim 804(2)]). [http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section804&num=0&edition=prelim Section 801(a)(3)] provides that the effective date of non-major rules is not delayed by the CRA, but the effective date of major rules is delayed at least 60 days from the date the rule is published in the ''Federal Register'' or from the date the agency’s report on the rule is submitted, whichever is later (unless a resolution of disapproval is defeated during that time). However, all rules for which the agency has invoked the “good cause” exemption in the APA from notice and comment procedures are effective immediately, as are rules concerning hunting, fishing, and camping (5 U.S.C. § [http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section808&num=0&edition=prelim 808]).
#rules of particular applicability (including rules that approve or prescribe future rates, wages, prices, etc.);
#rules relating to agency management or personnel; and
#rules of agency organization, procedure, or practice that do not substantially affect the rights or obligations of nonagency parties (5 U.S.C. § [http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section804&num=0&edition=prelim 804(3)]).
Also excluded from congressional review are rules the FCC promulgates under the Telecommunications Act of 1996 ([http://uscode.house.gov/statutes/pl/104/104.pdf Pub. L. No. 104-104]) and Federal Reserve Board monetary rules.
The CRA also contains complicated provisions in [http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section802&num=0&edition=prelim section 802] addressing how days are counted for purposes of the expedited legislative process to consider joint resolutions of disapproval. Consider, for example, the timing instruction that as long as a resolution of disapproval is introduced within 60 calendar days of receipt of the rule and report (but not counting periods when either house is adjourned for longer than three days), there is no time limit on congressional action on that resolution during that Congress. Moreover, if a major rule is submitted to Congress in the final 60 days of a congressional session, the CRA provides Congress with a special extended review period.
The CRA also contains complicated provisions in § [http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section802&num=0&edition=prelim 802] addressing how days are counted for purposes of the expedited legislative process to consider joint resolutions of disapproval. Consider, for example, the timing instruction that as long as a resolution of disapproval is introduced within 60 calendar days of receipt of the rule and report (but not counting periods when either house is adjourned for longer than three days), there is no time limit on congressional action on that resolution during that Congress. Moreover, if a major rule is submitted to Congress in the final 60 days of a congressional session, the CRA provides Congress with a special extended review period.
Under [http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section801&num=0&edition=prelim section 801(f)], once a resolution of disapproval is enacted, a new rule that had already gone into effect is “treated as though such rule had never taken effect.” Moreover, when a rule is disapproved, a new rule that is “substantially the same” as the disapproved rule may not be issued unless authorized by subsequent law.
Under § [http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section801&num=0&edition=prelim 801(f)], once a resolution of disapproval is enacted, a new rule that had already gone into effect is “treated as though such rule had never taken effect.” Moreover, when a rule is disapproved, a new rule that is “substantially the same” as the disapproved rule may not be issued unless authorized by subsequent law.
===Judicial Review===
The judicial review provision of the CRA is set forth in [http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section805&num=0&edition=prelim section 805] and states that no action or omission in the chapter is subject to judicial review. [http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section801&num=0&edition=prelim Section 801(g)] provides that if Congress does not enact a joint resolution of disapproval, “no court or agency may infer any intent of the Congress from any action or inaction.” Notwithstanding the seemingly unqualified preclusion of judicial review, some district courts have concluded that the provision does not bar jurisdiction to review an agency’s compliance with the CRA, i.e., “whether an agency rule is in effect that should have been reported to Congress pursuant to the CRA.” ''United States v. S. Ind. Gas & Elec. Co.'', 2002 U.S. Dist. LEXIS 20936 (S.D. Ind. Oct. 24, 2002).
The judicial review provision of the CRA is set forth in § [http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section805&num=0&edition=prelim 805] and states that no action or omission in the chapter is subject to judicial review. [http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section801&num=0&edition=prelim Section 801(g)] provides that if Congress does not enact a joint resolution of disapproval, “no court or agency may infer any intent of the Congress from any action or inaction.” Notwithstanding the seemingly unqualified preclusion of judicial review, some district courts have concluded that the provision does not bar jurisdiction to review an agency’s compliance with the CRA, i.e., “whether an agency rule is in effect that should have been reported to Congress pursuant to the CRA.” ''United States v. S. Ind. Gas & Elec. Co.'', 2002 U.S. Dist. LEXIS 20936 (S.D. Ind. Oct. 24, 2002).
===Impact of the Law===
While a large number of rules are sent to Congress each week, the impact of the CRA on the rulemaking process was initially slight. During the first two decades after enactment, only one rule was disapproved, and few resolutions of disapproval were introduced. The first disapproval of a rule occurred in March 2001 when Republican congressional leadership, supported by the Bush Administration, successfully used the CRA to overturn OSHA’s controversial ergonomic regulations. President Clinton had issued final ergonomic regulations in November 2000, but the rules did not take effect until January 16, 2001, four days before he left office. ''See'' [https://www.govinfo.gov/content/pkg/FR-2000-11-14/pdf/00-28854.pdf 65 Fed. Reg. 68,262] (Nov. 14, 2000). After the inauguration of President George W. Bush, the Republican-controlled Senate and House voted to approve the Joint Resolution of disapproval, and President Bush signed it into law.
While a large number of rules are sent to Congress each week, the impact of the CRA on the rulemaking process was initially slight. During the first two decades after enactment, only one rule was disapproved, and few resolutions of disapproval were introduced. The first disapproval of a rule occurred in March 2001 when Republican congressional leadership, supported by the Bush Administration, successfully used the CRA to overturn OSHA’s controversial ergonomic regulations. President Clinton had issued final ergonomic regulations in November 2000, but the rules did not take effect until January 16, 2001, four days before he left office. Ergonomics Program, [https://www.govinfo.gov/content/pkg/FR-2000-11-14/pdf/00-28854.pdf 65 Fed. Reg. 68,262] (Nov. 14, 2000). After the inauguration of President George W. Bush, the Republican-controlled Senate and House voted to approve the Joint Resolution of disapproval, and President Bush signed it into law.
During the Trump administration, the CRA has seen increased usage with the enactment of 15 additional disapproval resolutions, all between February and November 2017. The Federal Register’s website compiles all [https://www.federalregister.gov/reader-aids/congressional-review/resolutions-of-disapproval-under-the-congressional-review-act Resolutions of Disapproval under the Congressional Review Act].
During the Trump administration, the CRA has seen increased usage with the enactment of 15 additional disapproval resolutions in 2017. The ''Federal Register''’s website compiles all [https://www.federalregister.gov/reader-aids/congressional-review/resolutions-of-disapproval-under-the-congressional-review-act Resolutions of Disapproval under the Congressional Review Act].
Concerned by the perceived impotence of the CRA, congressional opponents of regulation have trumpeted and introduced the Regulations from the Executive in Need of Scrutiny Act (REINS Act) in the [https://www.congress.gov/112/bills/hr10/BILLS-112hr10rfs.pdf 112th], [https://www.congress.gov/113/bills/hr367/BILLS-113hr367rfs.pdf 113th], [https://congress.gov/114/bills/hr427/BILLS-114hr427pcs.pdf 114th], and [https://www.congress.gov/115/bills/hr26/BILLS-115hr26rfs.pdf 115th] Congresses. Unlike under the CRA, a major rule facing scrutiny under REINS would generally only take effect if Congress enacted a joint resolution of approval. In 2013, 2015, and 2017, the Republican-controlled House succeeded in passing such a bill along party lines.
The legislation that was to become the CRA was included in several Senate “comprehensive regulatory reform bills” considered in the 104th Congress. The Judiciary Committee’s bill, [https://www.congress.gov/104/bills/s343/BILLS-104s343rs.pdf S. 343], introduced by Majority Leader Dole (R-KS) on February 2, 1995, did not contain this provision originally. Subcommittee hearings were held on February 22 and full committee hearings on March 17. On May 26, S. 343 was jointly reported to the Senate by both the Judiciary and Governmental Affairs Committee and contained a simplified version of the CRA.
The legislation that was to become the CRA was included in several Senate “comprehensive regulatory reform bills” considered in the 104th Congress. The Judiciary Committee’s bill, [https://www.congress.gov/104/bills/s343/BILLS-104s343rs.pdf S. 343], introduced by Senator Bob Dole on February 2, 1995, did not contain this provision originally. Subcommittee hearings were held on February 22 and full committee hearings on March 17. On May 26, S. 343 was jointly reported to the Senate by both the Judiciary and Governmental Affairs Committee and contained a simplified version of the CRA.
S. 343 ultimately failed to achieve cloture in floor votes and thus was not passed. Other bills that did not reach a floor vote included a similar provision: the Governmental Affairs Committee bill, [https://www.congress.gov/104/bills/s291/BILLS-104s291rs.pdf S. 291], introduced by Sen. Roth (R-DE). S. 291 was reported by that committee on May 25, 1995, and an alternative bill introduced in June by the ranking member of that committee, Senator Glenn (D-OH), [https://www.congress.gov/104/bills/s1001/BILLS-104s1001is.pdf S. 1001].
S. 343 ultimately failed to achieve cloture in floor votes and thus was not passed. Other bills that did not reach a floor vote included a similar provision: the Governmental Affairs Committee bill, [https://www.congress.gov/104/bills/s291/BILLS-104s291rs.pdf S. 291], introduced by Senator William Roth. S. 291 was reported by that committee on May 25, 1995, and an alternative bill introduced in June by the ranking member of that committee, Senator John Glenn, [https://www.congress.gov/104/bills/s1001/BILLS-104s1001is.pdf S. 1001].
Although these comprehensive bills lacked enough bipartisan support to be enacted, the congressional review provisions attracted support from both parties. In the next session, Representative Archer (R-TX) introduced [https://www.congress.gov/104/bills/hr3136/BILLS-104hr3136ih.pdf H.R. 3136] (the bill that ultimately was enacted as [https://www.govinfo.gov/content/pkg/PLAW-104publ121/pdf/PLAW-104publ121.pdf Pub. L. No. 104-121]) on March 29, 1996. Its title at the time of introduction was “A bill to provide for enactment of the Senior Citizens’ Right to Work Act of 1996, the Line Item Veto Act, and the Small Business Growth and Fairness Act of 1996, and to provide for a permanent increase in the public debt limit.” Subtitle E contained the more complicated version of the CRA that was subsequently enacted. The bill was reported for floor action by the Rules Committee as the “Contract With America Advancement Act of 1996.” (''See'' [https://www.congress.gov/104/bills/hres392/BILLS-104hres392eh.pdf H. Res 392], approved by recorded vote in the House on March 28, 1996.)
Although these comprehensive bills lacked enough bipartisan support to be enacted, the congressional review provisions attracted support from both parties. In the next session, Representative Bill Archer introduced [https://www.congress.gov/104/bills/hr3136/BILLS-104hr3136ih.pdf H.R. 3136] (the bill that ultimately was enacted as [https://www.govinfo.gov/content/pkg/PLAW-104publ121/pdf/PLAW-104publ121.pdf Pub. L. No. 104-121]) on March 29, 1996. Its title at the time of introduction was “A bill to provide for enactment of the Senior Citizens’ Right to Work Act of 1996, the Line Item Veto Act, and the Small Business Growth and Fairness Act of 1996, and to provide for a permanent increase in the public debt limit.” Subtitle E contained the more complicated version of the CRA that was subsequently enacted. The bill was reported for floor action by the Rules Committee as the “Contract With America Advancement Act of 1996.” ''See'' [https://www.congress.gov/104/bills/hres392/BILLS-104hres392eh.pdf H. Res 392], approved by recorded vote in the House on March 28, 1996.
The bill was amended to add several other “regulatory reform” provisions acceptable to the White House—some of which derived from [https://www.congress.gov/104/bills/hr9/BILLS-104hr9rfs.pdf H.R. 9], the “Job Creation and Wage Enhancement Act of 1995” (the legislation introduced at the beginning of the 104th Congress to implement the original “Contract With America”). As passed by the House, H.R. 3136 was quickly sent to the Senate and was approved by unanimous consent. It was signed into law by President Clinton the next day.
*''Regulatory Reform'', Hearings before the S. Comm. on Governmental Affairs, 104th Cong. (Feb. 7, 8, 15; Mar. 8, 1995).
*''Regulatory Reform'', Hearings Before the S. Comm. on Gov’tal Affairs, 104th Cong. (1995).
*''Comprehensive Regulatory Reform Act of 1995'', Hearings before the Subcomm. on Admin. Oversight and the Courts, Senate Comm. on the Judiciary, 104th Cong. (Feb. 22, 24, 1995).
*''Comprehensive Regulatory Reform Act of 1995'', Hearings Before the Subcomm. on Admin. Oversight and the Courts, S. Comm. on the Judiciary, 104th Cong. (1995).
*''Regulatory Reform'', Hearings before the S. Comm. on the Judiciary, 104th Cong. (Mar. 17, 1995).
*''Regulatory Reform'', Hearing Before the S. Comm. on the Judiciary, 104th Cong. (1995).
*[https://www.congress.gov/104/crpt/srpt88/CRPT-104srpt88.pdf S. 291, Regulatory Reform Act of 1995], S. Comm. on Governmental Affairs, Sen. Rep. No. 104-88 (1995).
*S. 291, Regulatory Reform Act of 1995, [https://www.congress.gov/104/crpt/srpt88/CRPT-104srpt88.pdf S. Rep. No. 104-88] (1995).
*[https://www.congress.gov/104/crpt/srpt89/CRPT-104srpt89.pdf Comprehensive Regulatory Reform Act of 1995: S.343], S. Comm. on the Judiciary, Sen. Rep. No. 104-89 (1995).
*Comprehensive Regulatory Reform Act of 1995: S.343, [https://www.congress.gov/104/crpt/srpt89/CRPT-104srpt89.pdf S. Rep. No. 104-89] (1995).
*[https://www.congress.gov/104/crpt/srpt90/CRPT-104srpt90.pdf Comprehensive Regulatory Reform Act of 1995: S.343], S. Comm. on the Judiciary, Sen. Rep. No. 104-90 (1995).
*Comprehensive Regulatory Reform Act of 1995: S.343, [https://www.congress.gov/104/crpt/srpt90/CRPT-104srpt90.pdf S. Rep. No. 104-90] (1995).
*[https://www.congress.gov/104/bills/hres391/BILLS-104hres391rh.pdf H. Res. 391], Providing for the Consideration of H.R. 3136, the Contract With America Advancement Act of 1996, H. Rep. No. 104-500 (1996).
*[https://www.govinfo.gov/content/pkg/CRPT-104hrpt500/pdf/CRPT-104hrpt500.pdf H. Rep. No. 104-500] (1996).
*''Oversight Hearings on the Congressional Review Act'', Hearings before the Subcomm. on Commercial and Admin. Law of the H. Comm. on the Judiciary, 105th Congress (1997).
*''Oversight Hearings on the Congressional Review Act'', Hearing Before the Subcomm. on Commercial and Admin. Law of the H. Comm. on the Judiciary, 105th Congress (1997).
*[https://www.govinfo.gov/content/pkg/CHRG-113hhrg79726/pdf/CHRG-113hhrg79726.pdf “REINS Act of 2013”: Promoting Jobs, Growth and American Competitiveness], Hearing before the Subcomm. on Regulatory Reform, Commercial and Antitrust Law of the H. Comm. on the Judiciary, 113th Cong. (2013).
*[https://www.govinfo.gov/content/pkg/CHRG-113hhrg79726/pdf/CHRG-113hhrg79726.pdf “REINS Act of 2013”: Promoting Jobs, Growth and American Competitiveness], Hearing Before the Subcomm. on Regulatory Reform, Commercial and Antitrust Law of the H. Comm. on the Judiciary, 113th Cong. (2013) ([https://judiciary.house.gov/hearing/h-r-367-the-reins-act-promoting-jobs-growth-and-american-competitiveness-0/ video]).
*[https://www.govinfo.gov/content/pkg/CHRG-115hhrg29778/pdf/CHRG-115hhrg29778.pdf Rulemakings Must Follow the Rules, Too: Oversight of Agency Compliance with the Congressional Review Act], Hearing before the Subcomm. on Regulatory Reform, Commercial and Antitrust Law of the H. Comm. on the Judiciary, 115th Cong. (2017).
*[https://www.govinfo.gov/content/pkg/CHRG-115hhrg29778/pdf/CHRG-115hhrg29778.pdf Rulemakers Must Follow the Rules, Too: Oversight of Agency Compliance with the Congressional Review Act], Hearing Before the Subcomm. on Regulatory Reform, Commercial and Antitrust Law of the H. Comm. on the Judiciary, 115th Cong. (2017) ([https://judiciary.house.gov/hearing/rulemakers-must-follow-rules-oversight-agency-compliance-congressional-review-act/ video]).
*''Memorandum for Heads of Executive Departments, Agencies, and Independent Establishments, New Statutory Procedures for Regulations'' (Apr. 2, 1996).
*[https://www.gao.gov/decisions/majrule/FED_RULE.PDF Form for Submission of Federal Rules Under the Congressional Review Act] (Mar. 23, 1999).
*[https://www.whitehouse.gov/wp-content/uploads/2019/04/M-19-14.pdf ''Memorandum for the Heads of Executive Departments and Agencies'', ''Guidance on Compliance with the Congressional Review Act''] (Apr. 11, 2019).
===GAO Documents===
*T-OGC-98-55, [https://www.govinfo.gov/content/pkg/GAOREPORTS-T-OGC-98-55/pdf/GAOREPORTS-T-OGC-98-55.pdf Congressional Review Act: Update on Implementation and Coordination] (1998).
*B-281575, [https://www.gao.gov/assets/200/199604.pdf Comments on Whether EPA Interim Guidance Is a Rule Under the Congressional Review Act] (1999).
*GAO-06601T, [https://www.gao.gov/assets/120/113245.pdf Federal Rulemaking: Perspectives on 10 Years of Congressional Review Act Implementation] (2006).
*GAO-08-268T, [https://www.gao.gov/assets/120/118599.pdf Congressional Review Act, Statement of Gary Kepplinger, General Counsel, Before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Representatives] (2007).
*GAO-18-183, [https://www.gao.gov/assets/700/690624.pdf Federal Rulemaking: OMB Should Work with Agencies to Improve Congressional Review Act Compliance during and at the End of Presidents’ Terms] (2018).
*GAO-18-183, [https://www.gao.gov/assets/700/690624.pdf Federal Rulemaking: OMB Should Work to Improve Congressional Review Act Compliance during and at the End of Presidents’ Terms] (2018).
===CRS Documents===
*Curtis W. Copeland, RL34633, [https://fas.org/sgp/crs/misc/RL34633.pdf Congressional Review Act: Disapproval of Rules in a Subsequent Session of Congress] (2008).
*Curtis W. Copeland, R40997, ''Congressional Review Act: Rules Not Submitted to GAO and Congress'' (2009).
*Valerie C. Brannon & Maeve P. Carey, R45248, [https://fas.org/sgp/crs/misc/R45248.pdf The Congressional Review Act: Determining Which “Rules” Must Be Submitted to Congress] (2018).
*Robert S. Ballentine, ''Ethics in Environmental Regulatory Compliance - Conflicts Arising in a Transitional World'', 58 S. Tex. L. Rev. 491 (2017).
*Steven J. Balla, ''Legislative Organization and Congressional Review of Agency Regulations'', 16 J. L. Econ. & Org. 424 (2000).
*Matthew S. Brooker & Michael A. Livermore, ''Centralizing Congressional Oversight'', 32 J. L. & Pol. S. 261 (2017).
*Cary Coglianese & Gabriel Scheffler, [http://www.administrativelawreview.org/wp-content/uploads/2017/12/Coglianese_Final.pdf What Congress’s Repeal Efforts Can Teach Us About Regulatory Reform], 3 Admin. L. Rev. Accord 43 (2017).
*Daniel Cohen & Peter L. Strauss, [https://scholarship.law.columbia.edu/cgi/viewcontent.cgi?article=1277&context=faculty_scholarship Congressional Review of Agency Regulations], 49 Admin. L. Rev. 95 (1997).
*Michael J. Cole, [http://www.administrativelawreview.org/wp-content/uploads/2018/04/ALR_70.1_Cole-Final.pdf Interpreting the Congressional Review Act: Why the Courts Should Assert Judicial Review, Narrowly Construe “Substantially the Same,” and Decline to Defer to Agencies Under Chevron], 70 Admin. L. Rev. 53 (2018).
*John Conyers, Jr., Henry Johnson, Jr., & David N. Cicilline, [http://harvardjol.com/wp-content/uploads/2017/05/HLL201-1.pdf The Dangers of Legislating Based on Mythology: The Serious Risks Presented by the Anti-Regulatory Agenda of the 115th Congress and the Trump Administration], 54 Harv. J. On Legis. 365 (2017).
*Sean D. Croston, ''Congress and the Courts Close Their Eyes: The Continuing Abdication of the Duty to Review Agencies’ Noncompliance with the Congressional Review Act'', 62 Admin. L. Rev. 907 (2010).
*Adam M. Finkel & Jason W. Sullivan, [https://scholarship.law.upenn.edu/cgi/viewcontent.cgi?article=1347&context=faculty_scholarship A Cost-Benefit Interpretation of the “Substantially Similar” Hurdle in the Congressional Review Act: Can OSHA Ever Utter the E-Word (Ergonomics) Again?], 63 Admin. L. Rev. 707 (2011).
*Paul J. Larkin, Jr., [http://www.harvard-jlpp.com/wp-content/uploads/2018/01/Larkin_FINAL.pdf Reawakening the Congressional Review Act], 41 Harv. J. L. & Pub. Pol'y 187 (2018).
*Paul J. Larkin, Jr., [http://www.harvard-jlpp.com/wp-content/uploads/2018/01/Larkin_FINAL.pdf Reawakening the Congressional Review Act], 41 Harv. J. L. & Pub. Pol’y 187 (2018).
*Note, [https://harvardlawreview.org/wp-content/uploads/pdfs/vol_122_the_mysteries.pdf The Mysteries of the Congressional Review Act], 122 Harv. L. Rev. 2162 (2009).
*William Alan Nelson, [https://scholarship.shu.edu/cgi/viewcontent.cgi?article=1126&context=shlj Unfaithful Execution of the Law: Congressional Interference with Agency Decision-Making,] 42 Seton Hall Legis. J. 95 (2017).
*David L. Noll, ''Deregulating Arbitration'', 30 Loy. Consumer L. Rev. 51 (2017).
*James T. O’Reilly, ''FDA Rulemaking After the 104th Congress: Major Rules Enter the Twilight Zone of Review'', 51 Food & Drug L.J. 677 (1996).
*Julie A. Parks, Comment, ''Lessons in Politics: Initial Use of the Congressional Review Act'', 55 Admin. L. Rev. 187 (2003).
*Morton Rosenberg, ''Whatever Happened to Congressional Review of Rulemaking?: A Brief Overview, Assessment, and Proposal for Reform'', 51 Admin. L. Rev. 1051 (1999).
*Mark Seidenfeld, [https://scholarship.law.duke.edu/cgi/viewcontent.cgi?article=1150&context=dlj The Psychology of Accountability and the Political Review of Agency Rules], 51 Duke L. J. 1059 (2001).
*Stuart Shapiro & Deanna Moran, [http://www.nyujlpp.org/wp-content/uploads/2016/05/Shapiro-Moran-Regulatory-Reform-Since-the-APA-19nyujlpp141.pdf The Checkered History of Regulatory Reform Since the APA], 19 N.Y.U. J. Legis. & Pub. Pol'y 141 (2016).
*Stuart Shapiro & Deanna Moran, [http://www.nyujlpp.org/wp-content/uploads/2016/05/Shapiro-Moran-Regulatory-Reform-Since-the-APA-19nyujlpp141.pdf The Checkered History of Regulatory Reform Since the APA], 19 N.Y.U. J. Legis. & Pub. Pol’y 141 (2016).
*Brie D. Sherwin, ''Regulating Coal Ash Waste in the Trump Era'', 37 Stan. Envtl. L. J. 75 (2017).
*Paul R. Verkuil, ''The Wait is Over: Chevron as the Stealth Vermont Yankee'', 75 Geo. Wash. L. Rev. 921 (2007).
*Christopher J. Walker, [https://repository.law.umich.edu/cgi/viewcontent.cgi?article=1708&context=mlr Restoring Congress’s Role in the Modern Administrative State], 116 Mich. L. Rev. 1101 (2018).
Title 5 U.S. Code, [http://uscode.house.gov/view.xhtml?path=/prelim@title5/part1/chapter8&edition=prelim Chapter 8—Congressional Review of Agency Rulemaking]
*[http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section801&num=0&edition=prelim § 801. Congressional review]
*[http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title5-section802&num=0&edition=prelim § 802. Congressional disapproval procedure]
Latest revision as of 12:22, 12 April 2019
The principal provisions of § 801 may be summarized briefly. Subsection 801(a)(1)(A) defines the basic procedure that an agency must follow after adopting a rule. Before a rule can take effect, agencies must submit a report to each House of Congress and to the Comptroller General (GAO) containing a copy of the rule and indicating whether is the rule qualifies as a major rule. In addition, agencies must provide a copy of any cost-benefit analysis of the rule and the agency statements made under any other acts (such as the Unfunded Mandates Reform Act, the Paperwork Reduction Act, or the Regulatory Flexibility Act). For major rules, the Comptroller has 15 days after submission to provide a report to the committees of jurisdiction in each House of Congress. Per Office of Management and Budget (OMB) guidance, as of May 11, 2019, all agencies are required to submit rules (as defined in subsection 804(3)) to the Office of Information and Regulatory Affairs (OIRA) for determination of whether each rule is a "major rule" for CRA purposes.
The term “rule” as used in the CRA in § 804(3) follows the definition found in the Administrative Procedure Act (APA). The term “rule,” therefore, includes rules that may be exempt from the APA’s notice-and comment procedures, such as statements of general policy, interpretive rules, and rules relating to government grants, benefits, contracts, etc. A “major rule” is defined as a rule that has resulted in, or is likely to result in, an annual effect on the economy of one hundred million dollars or more, a major increase in cost of prices for consumers or industry, or significant adverse effects on competition, employment, investment, productivity, or competition of prices in foreign markets (see 5 U.S.C. § 804(2)). Section 801(a)(3) provides that the effective date of non-major rules is not delayed by the CRA, but the effective date of major rules is delayed at least 60 days from the date the rule is published in the Federal Register or from the date the agency’s report on the rule is submitted, whichever is later (unless a resolution of disapproval is defeated during that time). However, all rules for which the agency has invoked the “good cause” exemption in the APA from notice and comment procedures are effective immediately, as are rules concerning hunting, fishing, and camping (5 U.S.C. § 808).
rules of agency organization, procedure, or practice that do not substantially affect the rights or obligations of nonagency parties (5 U.S.C. § 804(3)).
Also excluded from congressional review are rules the FCC promulgates under the Telecommunications Act of 1996 (Pub. L. No. 104-104) and Federal Reserve Board monetary rules.
The CRA also contains complicated provisions in § 802 addressing how days are counted for purposes of the expedited legislative process to consider joint resolutions of disapproval. Consider, for example, the timing instruction that as long as a resolution of disapproval is introduced within 60 calendar days of receipt of the rule and report (but not counting periods when either house is adjourned for longer than three days), there is no time limit on congressional action on that resolution during that Congress. Moreover, if a major rule is submitted to Congress in the final 60 days of a congressional session, the CRA provides Congress with a special extended review period.
Under § 801(f), once a resolution of disapproval is enacted, a new rule that had already gone into effect is “treated as though such rule had never taken effect.” Moreover, when a rule is disapproved, a new rule that is “substantially the same” as the disapproved rule may not be issued unless authorized by subsequent law.
The judicial review provision of the CRA is set forth in § 805 and states that no action or omission in the chapter is subject to judicial review. Section 801(g) provides that if Congress does not enact a joint resolution of disapproval, “no court or agency may infer any intent of the Congress from any action or inaction.” Notwithstanding the seemingly unqualified preclusion of judicial review, some district courts have concluded that the provision does not bar jurisdiction to review an agency’s compliance with the CRA, i.e., “whether an agency rule is in effect that should have been reported to Congress pursuant to the CRA.” United States v. S. Ind. Gas & Elec. Co., 2002 U.S. Dist. LEXIS 20936 (S.D. Ind. Oct. 24, 2002).
While a large number of rules are sent to Congress each week, the impact of the CRA on the rulemaking process was initially slight. During the first two decades after enactment, only one rule was disapproved, and few resolutions of disapproval were introduced. The first disapproval of a rule occurred in March 2001 when Republican congressional leadership, supported by the Bush Administration, successfully used the CRA to overturn OSHA’s controversial ergonomic regulations. President Clinton had issued final ergonomic regulations in November 2000, but the rules did not take effect until January 16, 2001, four days before he left office. Ergonomics Program, 65 Fed. Reg. 68,262 (Nov. 14, 2000). After the inauguration of President George W. Bush, the Republican-controlled Senate and House voted to approve the Joint Resolution of disapproval, and President Bush signed it into law.
During the Trump administration, the CRA has seen increased usage with the enactment of 15 additional disapproval resolutions in 2017. The Federal Register’s website compiles all Resolutions of Disapproval under the Congressional Review Act.
The legislation that was to become the CRA was included in several Senate “comprehensive regulatory reform bills” considered in the 104th Congress. The Judiciary Committee’s bill, S. 343, introduced by Senator Bob Dole on February 2, 1995, did not contain this provision originally. Subcommittee hearings were held on February 22 and full committee hearings on March 17. On May 26, S. 343 was jointly reported to the Senate by both the Judiciary and Governmental Affairs Committee and contained a simplified version of the CRA.
S. 343 ultimately failed to achieve cloture in floor votes and thus was not passed. Other bills that did not reach a floor vote included a similar provision: the Governmental Affairs Committee bill, S. 291, introduced by Senator William Roth. S. 291 was reported by that committee on May 25, 1995, and an alternative bill introduced in June by the ranking member of that committee, Senator John Glenn, S. 1001.
Although these comprehensive bills lacked enough bipartisan support to be enacted, the congressional review provisions attracted support from both parties. In the next session, Representative Bill Archer introduced H.R. 3136 (the bill that ultimately was enacted as Pub. L. No. 104-121) on March 29, 1996. Its title at the time of introduction was “A bill to provide for enactment of the Senior Citizens’ Right to Work Act of 1996, the Line Item Veto Act, and the Small Business Growth and Fairness Act of 1996, and to provide for a permanent increase in the public debt limit.” Subtitle E contained the more complicated version of the CRA that was subsequently enacted. The bill was reported for floor action by the Rules Committee as the “Contract With America Advancement Act of 1996.” See H. Res 392, approved by recorded vote in the House on March 28, 1996.
Regulatory Reform, Hearings Before the S. Comm. on Gov’tal Affairs, 104th Cong. (1995).
Memorandum for the Heads of Executive Departments and Agencies, Guidance on Compliance with the Congressional Review Act (Apr. 11, 2019).
Retrieved from "https://sourcebook.acus.gov/index.php?title=Congressional_Review_of_Agency_Rulemaking&oldid=1470"
This page was last edited on 12 April 2019, at 12:22.