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PUBLIC SERVICE REGULATIONS REQUIREMENTS (CHAPTER I, PART III B) HUMAN RESOURCES PLAN AND ORGANISATIONAL STRUCTURE - PDF
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1 Part 5 HR Pages /7/03 8:38 AM Page PART 5 PUBLIC SERVICE REGULATIONS REQUIREMENTS (CHAPTER I, PART III B) HUMAN RESOURCES PLAN AND ORGANISATIONAL STRUCTURE2 Part 5 HR Pages /7/03 8:38 AM Page BACKGROUND During 2000, the Department of Foreign Affairs embarked on a Strategic Planning Process to ensure the alignment of its policies, programmes and activities with the promotion of South Africa s national interests internationally. The process culminated in the formulation of the Departmental mission statement (Mission, Vision and Values) and the adoption of 19 foreign policy objectives. Subsequently, the Department embarked on a process of Institutional Realignment aimed at analysing capacity gaps in the Department that Africa & Middle East Americas & Caribbean Chief Directorate Public Diplomacy Directorate Internal Audit Europe Minister Deputy Minister Director General State Protocol may impede on the achievement of Departmental goals and objectives. The Capacity Building Project outlined the core competencies and capacity needs required to deliver on the foreign policy objectives. The project focused on the following needs: Structures Systems Processes Human resources Financial requirements The ultimate goal was to ensure an appropriate match between human, financial and physical resources needed to achieve delivery. Chief Directorate Policy, Research & Analyis Directorate Intelligence Liaison Asia & Australasia Multilateral Security Governance Corporate Services Multilateral Development & Co-operation DEPARTMENTAL STRUCTURE The structure of the Department of Foreign Affairs is made up of eleven components, consisting of the Office of the Minister of Foreign Affairs, Office of the Deputy Minister of Foreign Affairs, Office of the Director-General, and 8 es (Africa and Middle East, Europe, Americas and the Caribbean, Asia and Australasia, Multilateral Development Co-operation, Multilateral Security and Governance, Corporate Services and State Protocol). The Capacity Building structure was approved, but will be implemented and funded incrementally and in phases. HUMAN RESOURCES CHALLENGES As the lead agency responsible for managing South Africa s International Relations Programmes, the Department is faced with the challenge of ensuring that it has the right number of people at the right places, with the necessary expertise, support and resources to promote and advance the Department s foreign policy objectives. Below are some of the challenges the Department faces: To meet Employment Equity targets Creating awareness on the EE Plan3 Part 5 HR Pages /7/03 8:38 AM Page in the Department Setting EE Targets according to different groups and occupational levels Entrenching the Performance Management and Development System A pool of suitably qualified officials who will fill critical positions Education, Training and Development Implementing an integrated approach in Missions (grades and levels of appointment) Implementing the decentralisation system Implementing the Foreign Service Dispensation Impact of HIV/AIDS Skills gaps and multiskilling Retention of staff Staff shortage (supply vs demand) Skills Audit Performance Culture Developing Job Profiles/Job Descriptions Developing appropriate recognition and reward systems Increasing number of trained Diplomats amongst the designated groups INITIATIVES TO STRENGTHEN DFA S HR SYSTEM In order to address the abovementioned HR challenges, the following strategies will be employed: Employment Equity The Department will continue to implement Affirmative Action measures and the EE strategies to promote Employment Equity in line with EE Plan. Entrenching Performance Management and Development System. The Department will realign the Performance Management and Development System to support the Department s strategic plan. Focus will be on ensuring that all employees within the Department understand the Department s strategy and what their roles are in assisting the Department to achieve its goals. This process will be achieved through intensive training on the Departmental Performance Management and Development System. Critical Positions The Department will embark on a succession planning process. Focus will be on the proactive development of Senior Managers of the future to ensure the continuous availability of required competencies at any given time. Critical posts will also be identified and a pool of employees who meet the set criteria will be assessed and appropriate developmental interventions will be designed for them, in line with their Competency Development Plans. Multiskilling and Re-skilling In promoting a culture of performance and, enabling employees to deliver, there will be focus on developing their skills in line with the training needs analysis results. Over and above that, the Department will engage in multiskilling and re-skilling efforts. Culture of Learning Emphasis will be on skill development to enable individuals to contribute towards the implementation of the Departmental strategy. Programmes will focus on both the technical skills required for task execution and the improvement of interpersonal competencies. There will also be emphasis on Leadership Development. Integrated Approach in Missions Mission structures need to be flexible so that they can accommodate a broad range of levels.4 Part 5 HR Pages /7/03 8:38 AM Page PRODUCTIVITY IMPROVEMENT In our efforts to improve productivity, performance, commitment, morale and motivation, one of the initiatives that may be embarked upon is the conducting of a climate survey. The results thereof may be utilised to design appropriate interventions. DFA HUMAN RESOURCES REQUIREMENTS REQUIRED COMPETENCIES During the Capacity Building Project, an analysis of the Department s functioning was conducted, including the capacity gaps in terms of the competencies required to deliver on the Foreign Policy objectives. A detailed analysis of the Departmental Strategic Plan was conducted, including the identification and definition of the required critical skills. The skills were grouped into skill sets and the analysis revealed 14 core skill clusters and knowledge domains for the Department. The skills clusters produced 11 Departmental core competencies: Diplomacy Insight Conceptualisation Strategic Leadership Analytical Thinking Actualization Communications Participative Management Applied Strategic Planning Adaptability Networking A preliminary analysis of the competency development and training needs of staff was conducted during April and May The analysis is based on 806 responses received from Head Office staff in October The analysis revealed that the training needs differed from to. The following table depicts the competency training needs of different es: CORPORATE SERVICES TRAINING NEEDS FOR VARIOUS BRANCHES MULTILATERAL (DEVELOPMENT COOPERA- TION AND SECURITY GOVERNANCE) AMERICAS AND CARIBBEAN STATE PROTOCOL AFRICA AND MIDDLE EAST (excl. Middle East) ASIA & AUSTRALASIA (incl. Middle East) EUROPE MINISTRY BRANCH COMPETENCY Communication Planning and Organising Analytical Thinking Insight Conceptualisation Actualisation Planning & Organisation Communication Analytical Thinking Diplomacy Communication Analytical Ability Project Management Negotiation Project Management Strategic Leadership Negotiation Planning and Organising Analytical Thinking Strategic Leadership Diplomacy Participative Management Applied Strategic Management5 Part 5 HR Pages /7/03 8:38 AM Page A number of developmental initiatives have been designed and implemented to ensure that employees develop the competencies required to deliver on the strategic objectives of the Department. These include training programmes designed by accredited service providers and on the job assignments. Moreover, the Department will embark on a skills audit to fast track development of employees to close the skill gaps. EMPLOYMENT CAPACITY All officials will be employed on a permanent basis. Officials from outside the Department, appointed as Heads of Mission will be contracted to the Department. Where skills are required, individuals may be contracted to the Department on a temporary basis. COST IMPLICATIONS Due to the nature of the service the Department is rendering and the work demands, the following have been identified as costs that cannot be avoided but should be managed properly: Human Resources Pool Training: Foreign Service Institute Skills Development NUMBER OF EMPLOYEES REQUIRED During the transformation process, the Department developed a structure, which is in line with its strategic objectives. The human resources requirements for this structure are as follows: Total number of staff at Head Office: 1995 Total number of staff at Missions :794 Total number of staff at both H/O and Missions: The ratio between line function officials at Head Office and those in Missions should be 1: 2. The Head Office ratio between line function officials and Corporate Services should be 4: 1. TARGETS AND TIME FRAMES Below is the EE status, which is in line with the EE Plan of the Department, which has been submitted, to the Department of Labour: Economically Active Population 1996 African 76% Coloured 8,9% Asian 2,6% White 10,9% Women/Male EE Plan: 2001/ % 7% 5% 30% 50% DFA profile at 31 Jan % 5% 5% 38% 49%6 Part 5 HR Pages /7/03 8:38 AM Page Through the Consultative Work Group (CWG), the Department will review the targets and ensure that targets are set for the different groups and occupational levels. CURRENT STATUS OF HUMAN RESOURCES WITHIN DFA Workplace Analysis: Barriers in terms of Departmental policies, practices and procedures All Departmental policies are being aligned to legislative requirements. Existing policies are being revised to ensure that they are aligned to the Departmental strategic direction. WORKFORCE ANALYSIS: STAFF COMPLEMENT The table below outlines the Departmental staff complement: MANAGEMENT African African Asian Asian Coloured Coloured White White Grand LEVEL Total Total Total Total Total Female Male Female Male Female Male Female Male 01 POLITICAL OFFICE-BEARERS DIRECTOR GENERAL DEPUTY DIRECTOR GENERAL CHIEF DIRECTOR DIRECTOR DEPUTY DIRECTOR ASSISTANT DIRECTOR /11 BELOW ASD Grand Total7 Part 5 HR Pages /7/03 8:38 AM Page COMPETENCIES OF STAFF A skills audit will be conducted to identify the current competencies of Departmental employees. EMPLOYMENT CAPACITY The table below depicts the employment capacities within the Department: APPOINTMENT African African Asian Asian Coloured Coloured White White Grand NATURE Total Total Total Total Total Female Male Female Male Female Male Female Male CONTRACT OFFICER PERMANENT OFFICER: PERM PROBATION POLITICAL OFFICE BEARERS TEMPORARY LOCALLY RECRUITED PERSONNEL 1566 Grand Total8 Part 5 HR Pages /7/03 8:38 AM Page EMPLOYMENT CAPACITIES FOR DFA OFFICIALS: AN ANALYSIS Area and occupational category Competencies Training needs Employment capacity Race The strategy of the Department was analysed to determine the competencies that will enable delivery Training needs were identified within the eight es of the Department based on knowledge and skills clusters Head Office: African: 622 (55%) Asian: 35 (3%) Coloured: 50 (4%) White: 432 (38%) The analysis produced 11 core competencies, 14 core clusters and knowledge domains. A training needs analysis was conducted based on identified competencies. The results were however not analysed according to racial categories These training needs forms the basis for each employee s Competency Development Plan Total: 1139 Missions: African: 258 (50%) Asian: 42 (8%) Coloured: 28 (5%) White: 190 (37%) Total: 518 Grand Total: African: 880 (53%) Asian: 77 (5%) Coloured: 78 (5%) White: 622 (38%) Gender Analysis of competency requirements was not done in terms of gender category The skills audit will be conducted to determine the skills gaps according to gender and appropriate intervention will be developed to close the gaps Total Female: 806 (49%) Total Male: 850 (51%) Total: Disability Analysis of competency requirements was not done in terms of disability The skills audit will also focus on this category and training be afforded to affected employees Total Male: 19 Total Female: 29 Part 5 HR Pages /7/03 8:38 AM Page GAP ANALYSIS QUALITATIVE ANALYSIS ITEM FUTURE NEEDS CURRENT PROFILE GAPS IDENTIFIED HR Implications The Department needs more trained Diplomats amongst the designated groups The Department has a shortage of staff and limited critical competencies required The Department has limited number of career Diplomats Mandated functions Policy development, delegations of authority are being finalised Policies and guidelines are at various stages of policy process steps towards finalisation The work of the Department is being hampered without policies and approved delegations of authority New Functions Abolished functions10 Part 5 HR Pages /7/03 8:38 AM Page QUANTITATIVE ANALYSIS (INFO BASED ON DFA TARGETS) ITEM FUTURE NEEDS CURRENT PROFILE GAPS IDENTIFIED HR implications per occupational category, organisational component and grade Numbers shortage Race New EE targets needs to be determined according to group and occupational levels Current Targets: African: 58% Coloured: 7% Asian: 5% White: 30% Will be determined once EE targets have been set Gender New EE targets should be determined by CWG according to different groups and occupational levels Current Targets: Women: 50% Men: 50% Will be determined once EE targets have been set Disability New targets to be determined by CWG Total Male : 19 Total Female: 2 Will be determined once new EE targets have been set Competencies Refer to page 7 for training needs identified Total number of competencies identified is 19 Refer to page 7 for gaps identified Employment Capacities employees are employed on permanent basis with a few employed on contractual basis in various fields namely: Diplomats, specialists, administrative, professional, etc A shortage of trained staff amongst the designated groups to represent SA abroad Limited number of trained Diplomats amongst the designated groups11 Part 5 HR Pages /7/03 8:38 AM Page STRATEGIES TO ADDRESS GAPS The Department will pursue various strategies to address the current and the future needs in order to support the departmental strategy. Some of the strategies are as follows: EMPLOYMENT EQUITY Aggressive implementation of Affirmative Action support the EE plan Set new EE targets according to groups and occupational levels Hold road shows at levels throughout the Department to disseminate the EE Plan TRAINING AND DEVELOPMENT Re-skill and multi-skill employees on the core competencies Fast track training amongst the designated groups Train all employees on the Performance Management and Development System Implementation of the Skills Work Plan RETENTION STRATEGY Develop appropriate recognition and reward systems Employment of contracted Diplomats on permanent basis when term of duty expires Identify critical positions and train employees who meet the set requirements in the Department Employees to act on critical post EMPLOYMENT CAPACITIES Develop the Recruitment and Selection strategies that will ensure the Department attract talent Embark on recruitment drive to fill funded and vacant posts REPOSITION OF THE FOREIGN SERVICE INSTITUTE The FSI to provide world class Diplomatic training JOB PROFILES Develop Job Profiles that will support the Recruitment and Selection and Training and Developments efforts and the employees OTHER HR GAPS The Department will continue finding the most effective and efficient ways to address the Human Resources challenges. 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