Source: https://www.mentor.edu.au/courses/rg146/derivatives-adviser
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Derivatives Adviser - RG146 Courses | Mentor Education
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Derivatives Adviser is a short course designed for individuals who require RG146 compliance and authorisation by an Australian Financial Services License (AFSL) holder to provide advice on regulated Derivatives products.
For existing authorised representatives, successful completion of this course allows you to extend your advisory range into Derivatives products.
The Derivatives Adviser course will equip you with the specialist knowledge and technical skills to provide compliant advice to clients seeking to manage investment risk by using Derivatives products.
Even experienced property investment advisers will benefit from this course by becoming RG146 compliant and made aware of their legal rights and responsibilities as a consultant.
Individuals seeking to provide Tier 1 compliant advice on Derivatives products, are required to successfully complete two modules. which are:
DFP 1 - Financial Advice module sets the foundation by teaching the financial advice process, which is reinforced in the Derivatives module.
Pre-requisite for Personal Advice only (not General Advice) in Derivatives. If you are providing Personal Advice, than the following Parts are required, in addition to the above Australian Industry Essentials (above) and the Derivatives Advice (below).
Part 8 Personal Taxation
Part 9 Social Security
Part 10 Wealth Creation
Part 11 Estate Planning
Part 12 Establishing Client Relationships
Part 13 Identify Client Objectives and Financial Situation
Part 14 Analyse Client Objectives and Financial Situation
Part 15 Develop Strategies and Solutions
Part 16 Present Strategies and Negotiate Solutions
Part 17 Implement Agreed Plan
Part 18 Provide Ongoing Service
Part 1 Introduction to Derivatives
Part 2 Introduction to Equity Options
Part 3 Option Pricing (1)
Part 4 Option Pricing (2)
Part 5 The Taken Call
Part 6 The Taken Put
Part 7 The Written Call
Part 8 The Written Put
Part 9 Index Options
Part 10 Options Trading, Clearing and Settlement
Part 11 Warrant Issuers
Part 12 Introduction to Trading Warrants
Part 13 Index, Currency and Commodity Warrants
Part 14 Introduction to Installments
Part 15 Installments, Endowments and SIPs
Part 16 Introduction to Futures
Part 17 Futures Strategies
Part 18 CFD
Derivatives General Advice
Derivatives Personal Advice
For further information regarding pricing and offers related to the RG146 Derivatives Adviser nationally recognised qualification listed on this web page delivered by Mentor Education Pty Ltd (RTO 21683), please visit the Terms and Conditions section of the Mentor Education Website located at https://www.mentor.edu.au/terms-and-conditions.