Source: https://www.law.cornell.edu/cfr/text/17/4.15
Timestamp: 2017-03-29 11:21:02
Document Index: 387212226

Matched Legal Cases: ['art 4', 'art 4', 'art 4', 'art 4', 'art 4', 'art 4']

17 CFR 4.15 - Continued applicability of antifraud section. | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter I › Part 4 › Subpart A › Section 4.15 17 CFR 4.15 - Continued applicability of antifraud section.
The provisions of section 4o of the Act shall apply to any person even though such person is exempt from registration under this part 4, and it shall continue to be unlawful for any such person to violate section 4o of the Act.
[ 50 FR 15884, Apr. 23, 1985]
Title 17 published on 2015-12-04The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 4 after this date.2016-11-25; vol. 81 # 227 - Friday, November 25, 201681 FR 85147 - Commodity Pool Operator Financial Reports
typeregulations.gov FR Doc.2016-28388 RIN3038-AE47 COMMODITY FUTURES TRADING COMMISSION Final rules. Effective December 27, 2016. 17 CFR Part 4 SummaryThe Commodity Futures Trading Commission (Commission or CFTC) is amending certain of its regulations applicable to the financial reports that each person registered or required to be registered as a commodity pool operator (CPO) must provide for each commodity pool that it operates. These amendments: Permit the use of additional alternative generally accepted accounting principles, standards or practices; provide relief from the Annual Report audit requirement under certain circumstances; and make clear that an audited Annual Report must be distributed and submitted at least once during the life of a pool.
2016-09-06; vol. 81 # 172 - Tuesday, September 6, 201681 FR 61147 - Commodity Pool Operator Annual Report
typeregulations.gov FR Doc.2016-21153 RIN3038-AE47 COMMODITY FUTURES TRADING COMMISSION Notice of proposed rulemaking; extension of comment period. The comment period for the Proposal published on August 5, 2016, at 81 FR 51828, is extended until September 20, 2016. 17 CFR Part 4 SummaryOn August 5, 2016, the Commodity Futures Trading Commission (Commission or CFTC) published in the Federal Register a notice of proposed rulemaking (Proposal) to amend certain of its regulations applicable to the Annual Report that each person registered or required to be registered as a commodity pool operator (CPO) must distribute for each commodity pool that it operates. As is explained below, the Commission is extending for two weeks the comment period for the Proposal.
2016-08-05; vol. 81 # 151 - Friday, August 5, 201681 FR 51828 - Commodity Pool Operator Annual Report
typeregulations.gov FR Doc.2016-18400 RIN3038-AE47 COMMODITY FUTURES TRADING COMMISSION Notice of proposed rulemaking. Comments must be received on or before September 6, 2016. 17 CFR Part 4 SummaryThe Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend certain of its regulations applicable to the Annual Report that each person registered or required to be registered as a commodity pool operator (CPO) must distribute for each commodity pool that it operates (Proposal). Specifically, the Proposal addresses the use of additional alternative generally accepted accounting principles, standards or practices, and the Annual Report audit requirement where the first fiscal year of a pool consists of a period of three months or less from the date of formation of the pool.