Source: http://www-us.practicallaw.com/about/0-201-3393
Timestamp: 2016-06-25 10:25:14
Document Index: 182756451

Matched Legal Cases: ['art 4', 'art 4', 'art 4', 'art 4', 'art 4', 'art 4', 'art 4', 'art 4', 'art 4', 'art 4']

PLC - Applying to vary FCA and PRA firms' Part 4A permissions
Applying to vary FCA and PRA firms' Part 4A permissions
Authorised firms can apply to the FCA or the PRA to vary their permission, or to impose, vary or cancel a requirement under Part 4A of the Financial Services and Markets Act 2000 (FSMA). This note provides an overview of the procedure that firms must follow to do this.
Resource ID: 0-201-3393
Section 19 of FSMA: the general prohibition (http://www-us.practicallaw.com/topic0-201-8611)
Applying to FCA or PRA for authorisation under Part 4A FSMA
Applying to FCA or PRA for authorisation under Part 4A FSMA (http://www-us.practicallaw.com/topic4-201-3386)
Approved persons: applying for approval Approved persons: applying for approval (http://www-us.practicallaw.com/topic7-201-3399)
Cancelling Part 4A permissions at FCA and PRA firms' request
Cancelling Part 4A permissions at FCA and PRA firms' request (http://www-us.practicallaw.com/topic0-202-2043)
FCA disciplinary process (http://www-us.practicallaw.com/topic2-524-7509)
FCA disciplinary sanctions
FCA disciplinary sanctions (http://www-us.practicallaw.com/topic6-524-6490)
FCA statutory objectives (http://www-us.practicallaw.com/topic6-518-2285)
FSMA threshold conditions
FSMA threshold conditions (http://www-us.practicallaw.com/topic8-201-3394)
PRA: role, governance and powers (http://www-us.practicallaw.com/topic0-504-5437)
Preparing to apply to FCA or PRA for authorisation under Part 4A FSMA
Preparing to apply to FCA or PRA for authorisation under Part 4A FSMA (http://www-us.practicallaw.com/topic4-557-7886)
{ "siteName" : "PLC", "objType" : "PLC_Doc_C", "objID" : "1247243097832",
"objName" : "Applying to vary FCA and PRA firms Part 4A permissions",
"objUrl" : "http://www-us.practicallaw.com/cs/Satellite/about/0-201-3393?null",
"analyticsPermCookie" : "2-2523e861:1558524fdce:38a6",
"analyticsSessionCookie" : "2-2523e861:1558524fdce:38a7", "statisticSensorPath" : "http://analytics.practicallaw.com/sensor/statistic"