Source: http://www.docstoc.com/docs/53295315/Methods-And-Devices-For-Capturing-And-Fixing-Leaflets-In-Valve-Repair---Patent-6752813
Timestamp: 2014-10-02 10:27:55
Document Index: 27190554

Matched Legal Cases: ['Application No. 60', 'art 370', 'art 372', 'art 370', 'art 372', 'art 372', 'art 370', 'art 372', 'art 372', 'art 370', 'arts\n370', 'art 370', 'art 370', 'art 372', 'art 372', 'arts 370']

Methods And Devices For Capturing And Fixing Leaflets In Valve Repair - Patent 6752813
United States Patent: 6752813
6,752,813
The present invention provides methods and devices for grasping, and
optional repositioning and fixation of the valve leaflets to treat cardiac
valve regurgitation, particularly mitral valve regurgitation. Such
grasping will typically be atraumatic providing a number of benefits. For
example, atraumatic grasping may allow repositioning of the devices
relative to the leaflets and repositioning of the leaflets themselves
without damage to the leaflets. However, in some cases it may be necessary
or desired to include grasping which pierces or otherwise permanently
affects the leaflets. In some of these cases, the grasping step includes
Goldfarb; Eric A. (San Francisco, CA), Dell; Kent D. (Redwood City, CA), Fan; Sylvia Wen-Chin (San Francisco, CA), Martin; Brian B. (Boulder Creek, CA), Powell; Ferolyn T. (San Francisco, CA), Raschdorf; Alfred H. (San Francisco, CA), Thornton; Troy L. (San Francisco, CA)
09/894,463
544930Apr., 20006629534
A61B 17/122&amp;nbsp(20060101); A61B 17/12&amp;nbsp(20060101); A61B 17/00&amp;nbsp(20060101); A61B 17/04&amp;nbsp(20060101); A61B 17/068&amp;nbsp(20060101); A61B 17/064&amp;nbsp(20060101); A61B 17/128&amp;nbsp(20060101); A61F 2/24&amp;nbsp(20060101); A61B 17/06&amp;nbsp(20060101); A61B 017/10&amp;nbsp()
606/139,27,31,41,101,122
0558031
0684012
11-89937
WO 92/12690
WO 99/01377
WO 01/026557
Reul, Ross M. and Cohn, Lawrence II, Mitral Valve Reconstruction for Mitral Insufficiency, Progress in Cardiovascular Diseases, No. 6,
May/Jun. 1997, pp. 567-599, vol. XXXIX.
Abe et al., &quot;De Vega&#39;s annuloplasty for acquired tricuspid disease: Early and late results in 110 patients&quot; Ann. Thorac. Surg. (1989) 48:670-676.
Abe et al., &quot;Updated: De Vega&#39;s annuloplasty for acquired tricuspid disease: Early and late results in 110 patients&quot; Ann. Thorac. Surg. (1996) 62:1876-1877.
Alvarez et al., &quot;Repairing the degenerative mitral valve: Ten- to fifteen-year follow-up&quot; J. Thorac. Cardiovasc. Surg. (1996) 112:238-247.
Bach et al., &quot;Improvement following correction to secondary mitral regurgitation in end-stage cardiomyopathy with mitral annuloplasty&quot; Am. J. Cardiol. (1996) 78:966-969.
Bach et al., &quot;Early Improvement in congestive hear failure after correction of secondary mitral regurgitation in end-stage cardiomyopathy&quot; Am. Heart J. (1995) 129:1165-1170.
Bailey, &quot;Surgery of the Heart&quot; Chapter 20 (1995) pp. 686-737.
Bolling et al., &quot;Surgery for acquired heart disease&quot; (1995) 109:676-683.
Dec et al., &quot;Idiopathic dilated cardiomyopathy&quot; N. Engl. J. Med. (1994) 331:1564-1575.
Fucci et al., &quot;Improved results with mitral valve repair using new surgical techniques&quot; Eur. J. Cardiothorac. Sug. (1995) 9:621-627 (Medline Record enclosed herewith).
Kameda et al., &quot;Annuloplasty for severe mitral regurgitation due to dilated cardiomyopathy&quot; Am. Thorac. Surg. (1996) 61:1829-1832.
Khan et al., &quot;Blade atrial septostomy: Experience with the first 50 procedures&quot; Cathet. Cardiovasc. Diagn. (1991) 23:257-262.
Maisano et al., &quot;The edge-to-edge technique: A simplified method to correct mitral insufficiency&quot; Eur. J. Cardiothorac. Surg. (1998) 13:240-246.
McCarthy et al. &quot;Tricuspid valve repair with the Cosgrove-Edwards annuloplasty system&quot; Am. Thorac. Surg. (1997) 64:267-268.
Park et al., &quot;Clinical use of a blade atrial septostomy&quot; Circulation (1978) 58:600-608.
Ricchi et al. &quot;Linear segmental annuloplasty for mitral valve repair&quot; Ann. Thorac. Surg. (1997) 63:1805-1806.
Tager et al., &quot;Long-term follow-up of Rheumatic patients undergoing left-sided valve replacement with triscupid annuloplasty--Validity of preoperative echocardiographic criteria in the decision to perform triscuspid annuloplasty&quot; Am. J. Cardiol.
(1998) 81:1013-1016.
Uchida et al., &quot;Percutaneous cardiomyotomy and valvultomy with angioscopic guidance&quot; Am. Heart J. (1991) 121:1221-1224.
Umana et al., &quot;Bow-tie mitral valve repair: An adjuvant technique for isochemic mitral regurgitation&quot; Ann. Thorac. Surg. (1998) 66:1640-1646.
Umana et al., &quot;Bow-tie&#39; mitral valve repair successfully addresses subvalvular dysfunction in ischemic mitral regurgitation&quot; (1997) Surgical Forum pp. 279-280..
This application is a continuation-in-part of, and claims the benefit of
priority from, U.S. patent application Ser. No. 09/544,930, filed Apr. 7,
2000, which is now U.S. Pat. No. 6,629,534, claims the benefit of prior
Provisional Application No. 60/128,690, filed on Apr. 9, 1999 under 37 CFR
.sctn.1.78(a), the full disclosures of which are hereby incorporated
1.  A method for repairing a cardiac valve having valve leaflets, said method comprising: accessing a patient&#39;s vasculature remote from the heart;  advancing an interventional
tool having a capturing device through the vasculature to a location near the cardiac valve, wherein the capture device comprises at least one distal element, wherein each distal element is capable of independently protruding radially outward from the
shaft;  capturing at least one leaflet with the capturing device by atraumatically pressing the at least one distal element against the leaflet;  repositioning the captured leaflets independently of each other by applying an upward force against a
downstream surface of each leaflet;  and fixing the leaflets together.
2.  A method as in claim 1, wherein the repositioning step comprises retracting or extending the distal element.
3.  A method as in claim 1, wherein the capture device comprises at least one proximal element and at least one distal element each capable of protruding radially outward from the shaft and wherein the capturing step comprises holding the leaflet
between the proximal and distal elements.
4.  A method as in claim 3, wherein the proximal element has at least one friction accessory and the capturing step includes applying friction to the leaflet with the friction accessory.
5.  A method as in claim 3, wherein the repositioning step comprises retracting or extending the proximal element.
6.  A method as in claim 3, wherein the repositioning step comprises simultaneously retracting or extending the proximal element and distal element disposed on opposite sides of the leaflet.
7.  A method as in claim 3, further comprising interlocking the proximal and distal elements.
8.  A method for repairing a cardiac valve having valve leaflets, each leaflet comprising a proximal side and a distal side, said method comprising: penetrating a first leaflet from the proximal side to the distal side with a penetrating device;
deploying at least a portion of a first anchor having a first attached suture on the distal side of the first leaflet;  penetrating a second leaflet from the proximal side to the distal side with a penetrating device;  deploying at least a portion of a
second anchor having a second attached suture on the distal side of the second leaflet;  securing the first suture and the second suture together.
9.  A method as in claim 8, wherein the anchors are disposed on or in the penetrating devices and the deploying steps comprise releasing the anchors from the respective penetrating devices.
10.  A method as in claim 9, wherein the deploying steps further comprise expanding the anchors.
11.  A method as in claim 8, wherein the penetrations are located from 1 mm to 12 mm inward from a free edge of the valve leaflet.
12.  A method as in claim 8, further comprising: penetrating the first leaflet from the proximal side to the distal side with a penetrating device;  deploying a snare on the distal side of the leaflet so that the snare captures at least part of
the first anchor;  and retracting the snare so that the anchor is drawn through the penetration of the snare.
13.  A method as in claim 12, further comprising: penetrating the second leaflet from the proximal side to the distal side with a penetrating device;  deploying a snare on the distal side of the leaflet so that the snare captures at least part of
the second anchor;  and retracting the snare so that the anchor is drawn through the penetration of the snare.
14.  A method as in claim 8, further comprising: penetrating the second leaflet from the proximal side to the distal side with a penetrating device;  deploying a snare on the distal side of the leaflet so that the snare captures at least part of
15.  A method as in claim 14, further comprising: penetrating the first leaflet from the proximal side to the distal side with a penetrating device;  deploying a snare on the distal side of the leaflet so that the snare captures at least part of
16.  A method as in claim 8, further comprising: accessing a patient&#39;s vasculature remote from the heart;  advancing an interventional tool having at least one guide conduit through the vasculature to a location near the cardiac valve;  and
17.  A method as in claim 16, further comprising extending the guide conduits to desired positions prior to the penetrating steps.
18.  A method as in claim 16, wherein the interventional tool further comprises a capture device comprising at least one loop which is protrudable radially outward from a shaft, the method further comprising: protruding the loop(s) radially
outward from the shaft;  positioning the guide conduit(s) so that the conduit guides the penetration device through the loop upon advancement of the penetration device;  and advancing the penetration device so that the leaflet is penetrated within the
19.  A method as in claim 18, further comprising retracting one or more loops to radially translate the penetration devices and penetrated leaflets toward the shaft.
20.  A device for repairing a cardiac valve, said device comprising: an interventional catheter configured to pass from the remote vasculature of a patient to a position within the heart adjacent to the cardiac valve;  and a capture device on the
interventional catheter comprising at least one distal element, wherein the distal element is protrudable radially outward and has a loop shape configured for pressing against a downstream surface of at least one leaflet, wherein the interventional tool
further comprises at least one fixation tool for fixing the valve leaflet together, wherein the fixation tool comprises a penetrating device which has a suture and an anchor disposed at the distal end of the suture.
21.  A device as in claim 20, wherein the interventional tool comprises a shaft having a proximal end and a distal end, and the capture device is disposed near the distal end of the shaft.
22.  A device as in claim 20, wherein the length of protrusion of the distal element is adjustable.
23.  A device as in claim 20, wherein the radius of curvature of the distal element is adjustable.
24.  A device as in claim 22 or 23, wherein the distal element is extendable or retractable.
25.  A device as in claim 20, wherein the capture device comprises two distal elements disposed on opposite sides of the shaft.
26.  A device as in claim 20, wherein the capture device further comprises at least one proximal element disposed proximal to the distal element.
27.  A device as in claim 26, wherein the proximal element is protrudable radially outward from the shaft.
28.  A device as in claim 26, wherein the proximal or distal elements are made from a material comprising stainless steel, metals, nitinol, shape-memory alloy, polymer, silk, polyester, nylon or a combination of these.
29.  A device as in claim 26, wherein the proximal element is interlockable with the distal element.
30.  A device as in claim 26, wherein the capture device is detachable from the interventional tool.
31.  A device as in claim 20, wherein the fixation tool is adapted for fastening, suturing, clipping, stapling, riveting, gluing, or fusing the leaflets together.
32.  A device as in claim 20, wherein the anchor is mountable on or in the penetrating device.
33.  A device as in claim 32, wherein the anchor is deployable from the penetrating device.
34.  A device as in claim 20, wherein the anchor is expandable.
35.  A device as in claim 20, wherein the anchor comprises a wire curved into a ring shape.
36.  A device as in claim 35, wherein the wire has a first end and a second end wherein the first end is disposed on top of the ring and the second end is disposed underneath the ring.
37.  A device as in claim 20, wherein the penetrating device comprises a snare.
38.  A device as in claim 20, wherein the penetrating device has a slot through which a suture is passable.
39.  A device as in claim 20, wherein the interventional tool further comprises at least one guide conduit.
40.  A device as in claim 39, wherein each guide conduit is capable of extending angularly outward from the shaft.
41.  A device as in claim 39, wherein the guide conduit is positionable so that a tool advanced through the guide tube is directed toward the inside of the loop shaped distal element.
42.  A device as in claim 20, wherein the capture device is detachable from the interventional tool.
43.  A device as in claim 20, wherein the distal element has at least one friction accessory.
44.  A device as in claim 43, wherein the friction accessory comprises prongs, windings, bands or barbs.
45.  A method for repairing a cardiac valve having valve leaflets, said method comprising: accessing a patient&#39;s vasculature remote from the heart;  advancing an interventional tool having a capturing device through the vasculature to a location
near the cardiac valve;  applying an upward force against a downstream surface of at least one leaflet with the capturing device to reposition at least one leaflet so as to reduce leakage through the valve during ventricular systole, wherein the
interventional tool comprises an elongate shaft having a proximal end and a distal end and the capture device is disposed near the distal end, wherein the capture device comprises at least one distal element capable of protruding radially outward from
the shaft and wherein the applying step includes atraumatically pressing the distal element against the downstream surface of the leaflet;  and adjusting the length of protrusion of the distal element from the shaft, wherein adjusting the length
comprises retracting or extending the distal element.
46.  A method as in claim 45, further comprising observing flow through the leaflets to determine if regurgitation has been inhibited.
47.  A method as in claim 46, further comprising fixing the leaflets together if regurgitation has been sufficiently inhibited.
48.  A method as in claim 46, further comprising adjusting the application of upward force on at least one valve leaflet with the capturing device if the regurgitation has not been sufficiently inhibited.
49.  A method as in claim 45, wherein the adjusting the length step is performed after the applying step which serves to adjust the position of the leaflet to which the distal element is applied.
50.  A method as in claim 45, further comprising adjusting the curvature of the distal element.
51.  A method as in claim 50, wherein adjusting the curvature comprises retracting or extending the distal element.
52.  A method as in claim 50, wherein the adjusting the curvature step is performed after the applying step which serves to adjust the position of the leaflet to which the distal element is applied.
53.  A method as in claim 45, wherein the capture device further comprises at least one proximal element capable of protruding radially outward from the shaft and wherein the method further comprises holding one or more leaflets between the
proximal and distal elements.
54.  A method as in claim 53, further comprising adjusting the length of protrusion of the proximal element from the shaft.
55.  A method as in claim 54, wherein the adjusting the length step is performed after the applying step which serves to adjust the position of the leaflet.
56.  A method as in claim 55, further comprising simultaneously adjusting the length of protrusion of the distal element from the shaft.
57.  A method as in claim 53, further comprising interlocking the proximal and distal elements.
58.  A method as in claim 53, further comprising detaching the capture tool from the interventional tool so that the capture tool serves as a fixation device.
59.  A kit for repairing a cardiac valve having valve leaflets, said kit comprising: an interventional catheter configured to pass from the remote vasculature of a patient to a position within the heart adjacent to the cardiac valve, said
catheter having a capture device comprising at least one distal element;  a fixation tool comprising a penetrating device having a suture and an anchor disposed at the distal end of the suture;  and instructions for use setting forth a method comprising
accessing a patient&#39;s vasculature remote from the heart, advancing the interventional tool through the vasculature to a location near the cardiac valve, and applying an upward force against a downstream surface of at least one leaflet with the capturing
device to reposition at least one leaflet so as to reduce leakage through the valve during ventricular systole.
60.  A kit as in claim 59, further comprising a guide catheter configured to pass from the remote vasculature to a position within the heart adjacent to the cardiac valve, said guide catheter having a lumen sized to accept the interventional
61.  A kit for repairing a cardiac valve having valve leaflets, said kit comprising: an interventional catheter configured to pass from the remote vasculature of a patient to a position within the heart adjacent to the cardiac valve, said
accessing a patient&#39;s vasculature remote from the heart;  advancing an interventional tool having a capturing device through the vasculature to a location near the cardiac valve;  capturing at least one leaflet with the capturing device;  and
62.  A kit as in claim 61, further comprising a guide catheter configured to pass from the remote vasculature to a position within the heart adjacent to the cardiac valve, said guide catheter having a lumen sized to accept the interventional
63.  A kit for repairing a cardiac valve having valve leaflets, said kit comprising: an interventional catheter configured to pass from the remote vasculature of a patient to a position within the heart adjacent to the cardiac valve, said
catheter having a capture device comprising at least one distal element, wherein the distal element is protrudable radially outward and has a loop shape configured for pressing against a downstream surface of at least one leaflet;  a fixation tool
comprising a penetrating device having a suture and an anchor disposed at the distal end of the suture;  and instructions for use.
64.  A method for repairing a cardiac valve having leaflets, said method comprising: accessing a patient&#39;s vasculature remote from the heart;  advancing an interventional tool having a detachable capturing device through the vasculature to a
location near the cardiac valve;  atraumatically capturing the valve leaflets with the capture device;  and detaching the capture device to leave the valve leaflets permanently affixed.
65.  A method as in claim 64, wherein the capture device comprises at least one radially deployable distal element and at least one radially deployable proximal element and wherein atraumatically capturing comprises capturing a portion of the
leaflets between the elements.
66.  A method as in claim 65, further comprising radially deploying the distal or proximal elements prior to capturing.
67.  A method as in claim 65, further comprising radially expanding or retracting the distal or proximal elements after capturing to adjust the position of the leaflets.
68.  A method as in claim 67, wherein radially expanding or retracting of the distal and proximal elements is achieved independently.
69.  A method for repairing a cardiac valve having valve leaflets, said method comprising: accessing a patient&#39;s vasculature remote from the heart;  advancing an interventional tool having a capturing device through the vasculature to a location
the shaft and wherein the applying step includes pressing the distal element against the downstream surface of the leaflet;  and adjusting the curvature of the distal element, wherein adjusting the curvature comprises retracting or extending the distal
70.  A method as in claim 69, further comprising observing flow through the leaflets to determine if regurgitation has been inhibited.
71.  A method as in claim 70, further comprising fixing the leaflets together if regurgitation has been sufficiently inhibited.
72.  A method as in claim 70, further comprising adjusting the application of upward force on at least one valve leaflet with the capturing device if the regurgitation has not been sufficiently inhibited.
73.  A method as in claim 69, further comprising adjusting the length of protrusion of the distal element from the shaft.
74.  A method as in claim 73, wherein adjusting the length comprises retracting or extending the distal element.
75.  A method as in claim 73, wherein the adjusting the length step is performed after the applying step which serves to adjust the position of the leaflet to which the distal element is applied.
76.  A method as in claim 69, wherein the adjusting the curvature step is performed after the applying step which serves to adjust the position of the leaflet to which the distal element is applied.
77.  A method as in claim 69, wherein the capture device further comprises at least one proximal element capable of protruding radially outward from the shaft and wherein the method further comprises holding one or more leaflets between the
78.  A method as in claim 77, further comprising adjusting the length of protrusion of the proximal element from the shaft.
79.  A method as in claim 78, wherein the adjusting the length step is performed after the applying step which serves to adjust the position of the leaflet.
80.  A method as in claim 79, further comprising simultaneously adjusting the length of protrusion of the distal element from the shaft.
81.  A method as in claim 77, further comprising interlocking the proximal and distal elements.
82.  A method as in claim 77, further comprising detaching the capture tool from the interventional tool so that the capture tool serves as a fixation device.
83.  A method for repairing a cardiac valve having valve leaflets, said method comprising: accessing a patient&#39;s vasculature remote from the heart;  advancing an interventional tool having a capturing device through the vasculature to a location
the shaft and wherein the applying step includes pressing the distal element against the downstream surface of the leaflet, and wherein the capture device further comprises at least one proximal element capable of protruding radially outward from the
shaft and wherein the method further comprises holding one or more leaflets between the proximal and distal elements;  and adjusting the length of protrusion of the proximal element from the shaft, wherein the adjusting the length step is performed after
the applying step which serves to adjust the position of the leaflet.
84.  A method as in claim 83, further comprising observing flow through the leaflets to determine if regurgitation has been inhibited.
85.  A method as in claim 84, further comprising fixing the leaflets together if regurgitation has been sufficiently inhibited.
86.  A method as in claim 84, further comprising adjusting the application of upward force on at least one valve leaflet with the capturing device if the regurgitation has not been sufficiently inhibited.
87.  A method as in claim 83, further comprising adjusting the length of protrusion of the distal element from the shaft.
88.  A method as in claim 87, wherein adjusting the length comprises retracting or extending the distal element.
89.  A method as in claim 87, wherein the adjusting the length step is performed after the applying step which serves to adjust the position of the leaflet to which the distal element is applied.
90.  A method as in claim 83, further comprising adjusting the curvature of the distal element.
91.  A method as in claim 90, wherein adjusting the curvature comprises retracting or extending the distal element.
92.  A method as in claim 90, wherein the adjusting the curvature step is performed after the applying step which serves to adjust the position of the leaflet to which the distal element is applied.
93.  A method as in claim 83, further comprising simultaneously adjusting the length of protrusion of the distal element from the shaft.
94.  A method as in claim 83, further comprising interlocking the proximal and distal elements.
95.  A method as in claim 83, further comprising detaching the capture tool from the interventional tool so that the capture tool serves as a fixation device.
96.  A method for repairing a cardiac valve having valve leaflets, said method comprising: accessing a patient&#39;s vasculature remote from the heart;  advancing an interventional tool having a capturing device through the vasculature to a location
near the cardiac valve;  and applying an upward force against a downstream surface of at least one leaflet with the capturing device to reposition at least one leaflet so as to reduce leakage through the valve during ventricular systole, wherein the
shaft and wherein the method further comprises holding one or more leaflets between the proximal and distal elements;  and detaching the capture tool from the interventional tool so that the capture tool serves as a fixation device.
97.  A method as in claim 96, further comprising observing flow through the leaflets to determine if regurgitation has been inhibited.
98.  A method as in claim 97, further comprising fixing the leaflets together if regurgitation has been sufficiently inhibited.
99.  A method as in claim 97, further comprising adjusting the application of upward force on at least one valve leaflet with the capturing device if the regurgitation has not been sufficiently inhibited.
100.  A method as in claim 96, further comprising adjusting the length of protrusion of the distal element from the shaft.
101.  A method as in claim 100, wherein adjusting the length comprises retracting or extending the distal element.
102.  A method as in claim 100, wherein the adjusting the length step is performed after the applying step which serves to adjust the position of the leaflet to which the distal element is applied.
103.  A method as in claim 96, further comprising adjusting the curvature of the distal element.
104.  A method as in claim 103, wherein adjusting the curvature comprises retracting or extending the distal element.
105.  A method as in claim 103, wherein the adjusting the curvature step is performed after the applying step which serves to adjust the position of the leaflet to which the distal element is applied.
106.  A method as in claim 96, further comprising adjusting the length of protrusion of the proximal element from the shaft.
107.  A method as in claim 106, wherein the adjusting the length step is performed after the applying step which serves to adjust the position of the leaflet.
108.  A method as in claim 107, further comprising simultaneously adjusting the length of protrusion of the distal element from the shaft.
109.  A method as in claim 96, further comprising interlocking the proximal and distal elements.
110.  A method for repairing a cardiac valve having valve leaflets, said method comprising: accessing a patient&#39;s vasculature remote from the heart;  advancing an interventional tool having a capturing device through the vasculature to a location
near the cardiac valve;  capturing at least one leaflet with the capturing device, wherein the capture device comprises at least one proximal element which has at least one friction accessory and at least one distal element, the proximal and distal
elements each capable of protruding radially outward from the shaft and wherein the capturing step comprises holding the leaflet between the proximal and distal elements and applying friction to the leaflet with the friction accessory;  and repositioning
the captured leaflets independently of each other.
111.  A device for repairing a cardiac valve, said device comprising: an interventional catheter configured to pass from the remote vasculature of a patient to a position within the heart adjacent to the cardiac valve;  and a capture device on
the interventional catheter comprising at least one distal element, wherein the distal element is protrudable radially outward and has a loop shape configured for pressing against a downstream surface of at least one leaflet, wherein the interventional
tool further comprises at least one fixation tool for fixing the valve leaflet together, wherein the fixation tool comprises a penetrating device comprising a snare.
112.  A device for repairing a cardiac valve, said device comprising: an interventional catheter configured to pass from the remote vasculature of a patient to a position within the heart adjacent to the cardiac valve;  and a capture device on
tool further comprises at least one fixation tool for fixing the valve leaflet together, wherein the fixation tool comprises a penetrating device which has a slot through which a suture is passable.
113.  A device for repairing a cardiac valve, said device comprising: an interventional catheter comprising at least one guide conduit, the interventional catheter configured to pass from the remote vasculature of a patient to a position within
the heart adjacent to the cardiac valve;  and a capture device on the interventional catheter comprising at least one distal element, wherein the distal element is protrudable radially outward and has a loop shape configured for pressing against a
downstream surface of at least one leaflet.
114.  A device as in claim 113, wherein the interventional tool comprises a shaft having a proximal end and a distal end, and the capture device is disposed near the distal end of the shaft.
115.  A device as in claim 113, wherein the length of protrusion of the distal element is adjustable.
116.  A device as in claim 113, wherein the radius of curvature of the distal element is adjustable.
117.  A device as in claim 115 or 116, wherein the distal element is extendable or retractable.
118.  A device as in claim 113, wherein the capture device comprises two distal elements disposed on opposite sides of the shaft.
119.  A device as in claim 113, wherein the capture device further comprises at least one proximal element disposed proximal to the distal element.
120.  A device as in claim 119, wherein the proximal element is protrudable radially outward from the shaft.
121.  A device as in claim 119, wherein the proximal or distal elements are made from a material comprising stainless steel, metals, nitinol, shape-memory alloy, polymer, silk, polyester, nylon or a combination of these.
122.  A device as in claim 119, wherein the proximal element is interlockable with the distal element.
123.  A device as in claim 119, wherein the capture device is detachable from the interventional tool.
124.  A device as in claim 113, wherein the interventional tool further comprises at least one fixation tool for fixing the valve leaflet together.
125.  A device as in claim 124, wherein the fixation tool is adapted for fastening, suturing, clipping, stapling, riveting, gluing, or fusing the leaflets together.
126.  A device as in claim 124, wherein the fixation tool comprises a penetrating device.
127.  A device as in claim 113, wherein each guide conduit is capable of extending angularly outward from the shaft.
128.  A device as in claim 113, wherein the guide conduit is positionable so that a tool advanced through the guide tube is directed toward the inside of the loop shaped distal element.
129.  A device as in claim 113, wherein the capture device is detachable from the interventional tool.
130.  A device for repairing a cardiac valve, said device comprising: an interventional catheter configured to pass from the remote vasculature of a patient to a position within the heart adjacent to the cardiac valve;  and a capture device on
the interventional catheter comprising at least one distal element, wherein the distal element is protrudable radially outward and has a loop shape configured for pressing against a downstream surface of at least one leaflet and wherein the distal
element has at least one friction accessory comprising prongs, windings, bands or barbs.
131.  A device as in claim 130, wherein the interventional tool comprises a shaft having a proximal end and a distal end, and the capture device is disposed near the distal end of the shaft.
132.  A device as in claim 130, wherein the length of protrusion of the distal element is adjustable.
133.  A device as in claim 130, wherein the radius of curvature of the distal element is adjustable.
134.  A device as in claim 130, wherein the capture device comprises two distal elements disposed on opposite sides of the shaft.
135.  A device as in claim 130, wherein the capture device further comprises at least one proximal element disposed proximal to the distal element.
136.  A device as in claim 135, wherein the proximal element is protrudable radially outward from the shaft.
137.  A device as in claim 135, wherein the proximal element is interlockable with the distal element.
138.  A device as in claim 135, wherein the capture device is detachable from the interventional tool.
139.  A device as in claim 130, wherein the interventional tool further comprises at least one fixation tool for fixing the valve leaflet together.
140.  A device as in claim 130, wherein the interventional tool further comprises at least one guide conduit.
141.  A device as in claim 140, wherein each guide conduit is capable of extending angularly outward from the shaft.
142.  A device as in claim 140, wherein the guide conduit is positionable so that a tool advanced through the guide tube is directed toward the inside of the loop shaped distal element.  Description
The present invention relates generally to medical methods, devices, and systems.  In particular, the present invention relates to methods, devices, and systems for the endovascular or minimally invasive surgical repair of the valves of the
heart, particularly the mitral valve.
Mitral valve regurgitation can result from a number of different mechanical defects in the mitral valve.  The valve leaflets, the valve chordae which connect the leaflets to the papillary muscles, or the papillary muscles themselves may be
damaged or otherwise dysfunctional.  Commonly, the valve annulus may be damaged, dilated, or weakened limiting the ability of the mitral valve to close adequately against the high pressures of the left ventricle.
The most common treatments for mitral valve regurgitation rely on valve replacement or strengthening of the valve annulus by implanting a mechanical support ring or other structure.  The latter is generally referred to as valve annuloplasty.  A
recent technique for mitral valve repair which relies on suturing adjacent segments of the opposed valve leaflets together is referred to as the &quot;bow-tie&quot; or &quot;edge-to-edge&quot; technique.  While all these techniques can be very effective, they usually rely
on open heart surgery where the patient&#39;s chest is opened, typically via a sternotomy, and the patient placed on cardiopulmonary bypass.  The need to both open the chest and place the patient on bypass is traumatic and has associated morbidity.
For these reasons, it would be desirable to provide alternative and additional methods, devices, and systems for performing the repair of mitral and other cardiac valves, particularly the tricuspid and aortic valves.  Such methods, devices, and
systems should preferably not require open chest access and be capable of being performed either endovascularly, i.e., using devices which are advanced to the heart from a point in the patient&#39;s vasculature remote from the heart or by a minimally
invasive approach.  Still more preferably, the methods, devices, and systems should not require that the heart be bypassed, although the methods, devices, and systems should be useful with patients who are bypassed and/or whose heart may be temporarily
stopped by drugs or other techniques.  At least some of these objectives will be met by the inventions described hereinbelow.
Maisano et al. (1998) Eur.  J. Cardiothorac.  Surg.  13:240-246; Fucci et al. (1995) Eur.  J. Cardiothorac.  Surg.  9:621-627; and Umana et al. (1998) Ann.  Thorac.  Surg.  66:1640-1646, describe open surgical procedures for performing
&quot;edge-to-edge&quot; or &quot;bow-tie&quot; mitral valve repair where edges of the opposed valve leaflets are sutured together to lessen regurgitation.  Dec and Fuster (1994) N. Engl.  J. Med.  331:1564-1575 and Alvarez et al. (1996) J. Thorac.  Cardiovasc.  Surg.
112:238-247 are review articles discussing the nature of and treatments for dilated cardiomyopathy.
Mitral valve annuloplasty is described in the following publications.  Bach and Bolling (1996) Am.  J. Cardiol.  78:966-969; Kameda et al. (1996) Ann.  Thorac.  Surg.  61:1829-1832; Bach and Bolling (1995) Am.  Heart J. 129:1165-1170; and Bolling
et al. (1995) 109:676-683.  Linear segmental annuloplasty for mitral valve repair is described in Ricchi et al. (1997) Ann.  Thorac.  Surg.  63:1805-1806.  Tricuspid valve annuloplasty is described in McCarthy and Cosgrove (1997) Ann.  Thorac.  Surg.
64:267-268; Tager et al. (1998) Am.  J. Cardiol.  81:1013-1016; and Abe et al. (1989) Ann.  Thorac.  Surg.  48:670-676.
Percutaneous transluminal cardiac repair procedures are described in Park et al. (1978) Circulation 58:600-608; Uchida et al. (1991) Am.  Heart J. 121:1221-1224; and Ali Khan et al. (1991) Cathet.  Cardiovasc.  Diagn.  23:257-262.
Endovascular cardiac valve replacement is described in U.S.  Pat.  Nos.  5,840,081; 5,411,552; 5,554,185; 5,332,402; 4,994,077; and 4,056,854.  See also U.S.  Pat.  No. 3,671,979 which describes a catheter for temporary placement of an artificial
Other percutaneous and endovascular cardiac repair procedures are described in U.S.  Pat.  Nos.  4,917,089; 4,484,579; and 3,874,338; and WO 91/01689.
Thoracoscopic and other minimally invasive heart valve repair and replacement procedures are described in U.S.  Pat.  Nos.  5,855,614; 5,829,447; 5,823,956; 5,797,960; 5,769,812; and 5,718,725.
The present invention provides methods, devices, and systems for the endovascular repair of cardiac valves, particularly the atrioventricular valves which inhibit back flow of blood from a heart ventricle during contraction (systole), most
particularly the mitral valve between the left atrium and the left ventricle.  By &quot;endovascular,&quot; it is meant that the procedure(s) of the present invention are performed with interventional tools and supporting catheters and other equipment introduced
to the heart chambers from the patient&#39;s arterial or venous vasculature remote from the heart.  The interventional tools and other equipment may be introduced to the vasculature percutaneously, i.e., through an access sheath placed through the skin, or
may be introduced via a surgical cut down, and then advanced from the remote access site through the vasculature to the heart.  Thus, the procedures of the present invention will generally not require penetrations made directly through the exterior heart
muscle, i.e., myocardium, although there may be some instances where penetrations will be made interior to the heart, e.g., through the interatrial septum to provide for a desired access route.  While the procedures of the present invention will usually
be percutaneous and intravascular, many of the tools will find use in minimally invasive and open surgical procedures as well.  In particular, the tools for repositioning the valve leaflets prior to attachment can find use in virtually any type of
procedure for modifying cardiac valve function.
Although the methods, devices, and systems of the present invention may be used for the endovascular repair of any of the cardiac valves, the majority of the description will be in regards to the repair of atrioventricular valves.  The
atrioventricular valves are located at the junctions of the atria and their respective ventricles.  The atrioventricular valve between the right atrium and the right ventricle has three valve leaflets (cusps) and is referred to as the tricuspid or right
atrioventricular valve.  The atrioventricular valve between the left atrium and the left ventricle is a bicuspid valve having only two leaflets (cusps) and is generally referred to as the mitral valve.  In both cases, the valve leaflets are connected to
the base of the atrial chamber in a region referred to as the valve annulus, and the valve leaflets extend generally downwardly from the annulus into the associated ventricle.  In this way, the valve leaflets open during diastole when the heart atria
fills with blood, allowing the blood to pass into the ventricle.  During systole, however, the valve leaflets are pushed together and closed to prevent back flow of blood into the atria.  Thus, the valve leaflets each have generally two planar surfaces,
a surface facing the atrium which may be referred to as the atrial surface and a surface facing the ventricle which may be referred to as the ventricular surface.  Such terminology may be used with cardiac valves which do not straddle an atrium and a
ventricle.  In these cases, it is understood that such terminology may be used to suitably describe the corresponding valve surfaces.
Alternatively, the surfaces of the valves may be described in relation to flow direction.  For example, since valve leaflets each have two planar surfaces, a surface facing upstream may be referred to as the upstream surface and a surface facing
downstream may be referred to as the downstream surface.  In the case of the mitral valve, the atrial surface would be the upstream surface and the ventricular surface would be the downstream surface.  In the case of the aortic valve, the ventricular
surface would be the upstream surface and the surface facing the aorta would be the downstream surface.  Such terminology may be most relevant when considering the natural shape of the leaflets since the shape is more related to direction of flow than
orientation of the valve in the heart.
Interventions according to the present invention are generally directed at the valve leaflets.  It will be the general purpose of such interventions to modify the manner in which the valve leaflets coapt or close during systole so that back flow
or regurgitation is minimized or prevented.  While the procedures of the present invention will be most useful with the atrioventricular valves, at least some of the tools described hereinafter may be useful in the repair of other cardiac valves,
particularly the aortic valve.
The methods of the present invention will usually include accessing a patient&#39;s vasculature at a location remote from the heart and advancing an interventional catheter having a capturing device through the vasculature to a location near a
cardiac valve to be repaired.  The methods may include applying an upward force against a downstream surface of at least one leaflet of the cardiac valve with the capturing device.  Such application of force will reposition at least one leaflet so as to
reduce leakage through the valve during ventricular systole.  Typically, two or more leaflets are repositioned in this manner to achieve desired coaptation.  The interventional tool may comprise an elongate shaft having a proximal end and a distal end
wherein the capture device is disposed near the distal end.  The capture device may comprise at least one distal element capable of protruding radially outward from the shaft.  The above described application of force may be achieved by pressing a distal
element of the capture device against the downstream surface of the leaflet.
In a first aspect of the methods of the present invention, the distal element may be adjusted prior to or after pressing the distal element against the surface of the leaflet.  Such adjustment may include adjusting the length of protrusion of the
distal element from the shaft.  This may be achieved by retracting or extending the distal element.  This allows the capture device to be advanced to the valve in a low profile arrangement and the distal elements to be extended for use once the capture
device has been positioned in a desired orientation in relation to the valve.  When adjustment of the length is performed after the distal element is in contact with the valve leaflet, such adjustment may serve to reposition the valve leaflet.  In
addition, adjustment may include adjusting the curvature of the distal element.  Adjustment of the curvature may also be achieved by retracting or extending the distal element.  Again, if this adjustment step is performed after the distal element is in
contact with the leaflet, such adjustment in curvature may serve to reposition the valve leaflet.  In some embodiments, the capture device may optionally comprise at least one proximal element capable of protruding radially outward from the shaft and the
methods of the present invention may further include holding one or more leaflets between the proximal and distal elements.  In this case, adjusting the length and/or curvature of the proximal or distal elements may serve to reposition the captured valve
leaflets.  Such adjustment of the proximal and distal elements may be achieved simultaneously.  In an additional aspect, the proximal and distal elements may interlock for added grasping strength.
In a second aspect of the methods of the present invention, flow through the valve may be observed to determine if regurgitation has been inhibited by the leaflet repositioning.  Such observation may be achieved by any suitable means.  If the
regurgitation has not been sufficiently inhibited, the application of upward force on at least one valve leaflet with the capturing device may be adjusted.  This may be achieved with any of the adjustment steps previously described and/or by decreasing
or removing any of the upward force against one or more valve leaflets.  The observation and adjustment steps may be repeated any number of times until the regurgitation has been sufficiently inhibited.
In a third aspect of the methods of the present invention, the leaflets may optionally be fixed together.  Fixing may include fastening, suturing, clipping, stapling, riveting, gluing, or fusing the leaflets together.  Alternatively, the
capturing tool may be detached from the interventional tool to serve as a fixation device.  This involves activating a detachment or decoupling mechanism which allows the capture tool to separate from the interventional tool to be left behind as a
In a fourth aspect of the methods of the present invention, one or more valve leaflets may be atraumatically captured with the capturing device and the captured leaflets may be repositioned independently of each other.  When the capture device
comprises at least one distal element capable of protruding radially outward from the shaft, a leaflet may be atraumatically captured by pressing the distal element against the leaflet surface.  The captured leaflets may be independently repositioned by
independently adjusting the distal elements.  Likewise, when the capture device comprises at least one proximal element and one distal element, each capable of protruding radially outward from the shaft, the atraumatically capturing step comprises
holding the leaflet between the proximal and distal elements.  The captured leaflets may be independently repositioned by simultaneously retracting or extending the proximal element and distal element disposed on opposite sides of the leaflet.  Again,
once the leaflets have been repositioned to a desired orientation, the leaflets may be fixed together by any suitable means including detaching the capture device from the interventional tool and leaving it behind.
In a fifth aspect of the methods of the present invention, the valve leaflets, each leaflet comprising a proximal side and a distal side, may be repaired with the use of sutures having attached anchors.  To begin, a first leaflet may be
penetrated from the proximal side to the distal side of the leaflet with a penetrating device.  In this case, at least a portion of first anchor having a first attached suture is then deployed on the distal side of the first leaflet.  A second leaflet is
penetrated from the proximal side to the distal side with a penetrating device.  Such a penetrating device may be the same penetrating device as penetrated the first leaflet or a separate penetrating device.  At least a portion of a second anchor having
a second attached suture is deployed on the distal side of the second leaflet.  The first and second sutures are then secured together.  By securing the sutures together, the valve is repaired by fixing the leaflets together in the desired coapted
orientation.  Typically, the anchors are disposed in or on the penetrating devices.  For example, the anchors may be loaded within a lumen in the penetrating devices or mounted externally on a penetrating device.  In any case, the deploying steps
comprise releasing the anchors from the respective penetrating devices.  In many cases, the anchors are expanded to provide anchoring support on the distal side of the leaflet to prevent the anchor from passing through the penetration and releasing the
suture.  The anchors may be self-expanding or the deploying steps may further comprise expanding the anchors.
As an alternative, anchors may be used simply to aid in the placement of sutures wherein the anchors are removed prior to securing the sutures together.  In this case, again, a first leaflet is penetrated from the proximal side to the distal side
of the leaflet with a penetrating device.  And, at least a portion of a first anchor having a first attached suture is deployed on the distal side of the first leaflet.  The first leaflet is again penetrated from the proximal side to the distal side with
a penetrating device, however, this time at a new location.  At this new location, a snare is deployed on the distal side of the leaflet so that the snare captures at least part of the first anchor.  The snare is then retracted so that the anchor is
drawn through the penetration of the snare.  By drawing the anchor through the penetration to the proximal side of the leaflet, the suture line effectively passes from the proximal side of the leaflet through a penetration to the distal side traversing a
portion of the distal side of the leaflet and then passing through a separate penetration back to the proximal side of the leaflet.  This may be repeated on a second leaflet in a similar manner.  The four portions of suture on the proximal side of the
leaflets may then be secured together.  This method may be repeated at any number of locations on the leaflet to create any number of suture lines on the proximal side of the leaflet for securing together.  Additional suture lines may provide added
fixation strength or possible repositioning of the leaflets.  Likewise, the anchor and snare may be deployed on separate leaflets, respectively, so that a suture line may penetrate a first leaflet from the proximal side to the distal side traverse on the
distal side of the leaflet to a second leaflet and then cross back through a penetration on the second leaflet to the proximal side.  One or more sutures may be positioned in this manner and secured together as previously described.  Also, it may be
appreciated that such suture placement may be achieved on the opposite side of the leaflets so that the sutures are secured on the distal side of the leaflets.
The penetrating devices described above may be advanced through guide conduits on the interventional tool.  Such guide conduits may be adjusted to direct the penetrating device toward the desired location on the valve leaflet.  Adjustment may
include extending or retracting the guide conduits or angularly adjusting the guide conduits in relation to the shaft.  When the capture device comprises at least one loop which is protrudable radially outward from the shaft, the guide conduit may be
positioned so that the conduit guides the penetration device through the loop when the penetration device is advanced.  Once the penetrating device has penetrated the leaflet, the loops may be retracted to radially translate the penetration devices and
the penetrated leaflets toward the shaft.  This may serve to reposition the leaflets in a more desired coapted orientation.
The devices of the present invention will usually include an interventional catheter configured to pass from the remote vasculature of a patient to a position within the heart adjacent to the cardiac valve to be repaired and a capture device on
the interventional catheter for capturing at least one valve leaflet.  Typically, the capture device includes at least one distal element and optionally includes at least one proximal element.  The distal end or proximal elements may be comprised of a
number of materials, including wire, ribbon, filaments, or fibers which are made from stainless steel, metals, nitinol, shape memory alloy, polymers, silk, polyester or nylon, to name a few.
In a first aspect of the devices of the present invention, the distal elements of the capture devices may take a number of forms and these forms can take a number of shapes.  In a preferred embodiment, the distal elements have the form of loops.
The loops may have a petal shape so that when the loops are positioned on opposite sides of the shaft, the loops will form a &quot;figure 8&quot; shape when viewed from the top or bottom.  This loop configuration is most suitable for use with valves having two
leaflets.  It may be appreciated that more than two loops may be present and arranged around the shaft having various distances between the loops.  Thus, the looped distal elements may be configured for valves having three leaflets.  In another
embodiment, the distal element has the form of a block, rod or bar disposed perpendicularly to the shaft.  The bar may pivot around a pivot point at the base of the shaft to manipulate the position of the bar.  Such manipulation may be achieved with the
use of a pullwire extending from the shaft to the bar.  Retracting or pulling upwards on the pullwire may pivot the bar around the pivot point.  Such pivoting orients the bar to a low profile position so that the interventional tool may more easily be
passed through a guide catheter, and further between a set of valve leaflets so that the bar is disposed below the valve.  The bar may then be pressed against the downstream surface of the leaflets to grasp and reposition the leaflets.
In a second aspect of the devices of the present invention, the distal elements may be individually repositionable or adjustable.  The elements may be extended or retracted by variable amounts for protrusion of various distances from the shaft.
Such extension and retraction may also adjust the width of the exposed elements if the width varies radially from the shaft, such as with a petal shape.  Further, the elements may have differing angles of curvature.  This may be achieved by heat-shaping
the elements to have different curvatures, or the curvatures may be adjusted by manipulation by the user.  Individual manipulation of the elements allows individually protruding the elements prior to capturing the leaflets to ensure proper orientation
and includes individually adjusting the elements after grasping the leaflets to reposition the leaflets.  In addition, it may be appreciated that the elements may be extended and retracted simultaneously, if desired.
In a third aspect of the devices of the present invention, the interventional tool comprises proximal elements which are capable of protruding radially outward from the shaft at a location which is proximal to the distal elements.  The proximal
elements may have any of the forms, shapes, material compositions, features or capabilities described in relation to the distal elements.  Thus, the proximal elements may be extended, retracted or similarly adjusted to further orient the captured
leaflets.  The proximal elements may be deployed separately from the distal elements.  For example, the proximal elements may be constrained within a shaft while the distal elements are extended radially outward.  The proximal elements may then be
released by retracting the shaft.  Release of the proximal elements allows them to extend radially outward and downward to contact the valve leaflet.  In this arrangement, the valve leaflets are held between the proximal and the distal elements.  To
assist in holding the leaflets the proximal and/or distal elements may included various friction accessories, such as prongs or windings around the elements such as bands or barbs.  Alternatively or in addition, the proximal elements and distal elements
may interlock to prevent relative motion between the elements and more securely hold the leaflets.
In some embodiments, the proximal and distal elements are formed from a continuous structure.  The continuous structure may be held in a low profile position under tension.  When the continuous structure is released and allowed to relax, the
reforming of the structure allows the structure to protrude outward at various points along the structure.  Each protrusion is similar to an above-described proximal or distal element and functions in a similar manner.
In a fifth aspect of the devices of the present invention, the interventional catheter may include a fixation tool or device.  In one embodiment, the capture device may function as a fixation device when left in place.  To this end, the capture
device may be detachable and be left behind as a permanent or temporary implant.  Detachment may be achieved by a variety of different mechanisms and design features.
In other embodiments, the fixation tools are used with the capture device either incorporated into the interventional tool or used in combination with the interventional tool.  In many of these embodiments, the fixation tools are advanceable
through guide conduits disposed near the distal end of the interventional tool.  The guide conduits are used to guide the fixation tools to specific locations on the surfaces of the leaflets.  The guide conduits are located proximal to the distal
elements and are capable of extending and retracting axially and angularly outward from the shaft.  Any angle may be used to target the leaflets at points which are approximately one to twelve millimeters inward or away from the free edge of each
leaflet.  Typically, the guide conduit is used to introduce a fixation tool comprising a penetrating device or needle.  The needle may house a suture having an anchor disposed at the distal end of the suture.  The needle is advanced toward a valve
leaflet to penetrate the leaflet and emerge from the other side.  The anchor may be deployed on the opposite side of the leaflet by passing the anchor through the needle and expanding or allowing it to self-expand after it has exited the needle.
Alternatively, the anchor may be mounted on the outside of the needle and covered by a sheath.  Retraction or removal of the sheath would allow expansion of the anchor.  In any case, after anchor deployment, the needle is then retracted while maintaining
the anchor on the distal side of the leaflet.  A number of different types of anchors may be used during fixation of the leaflets.  Typically the anchor is expandable from a compressed, low profile state, for delivery to the anchoring site, to an
expanded state to provide a large enough surface for anchoring support.  In addition, the fixation tools may include snares which are deployable on the distal side of the leaflet for capturing at least part of an anchor.  The snare may then be retracted
to move the anchor, such as to draw the anchor through a penetration in the leaflet.  Once the suture is placed through the leaflets, either attached to anchors or free from anchors, the suture ends or lines may then be fixed together by conventional
knot tying or any suitable method, including positioning suture fasteners.
The methods, devices and systems of the present invention may be provided in one or more kits for such use.  The kits may include an interventional catheter configured to pass from the remote vasculature of a patient to a position within the
heart adjacent to a cardiac valve to be repaired, wherein the catheter has a capture device comprising at least one distal element, and instructions for use.  The instructions for use may set forth any of the methods of the present invention.
Optionally, such kits may further include any of the other systems components described in relation to the present invention and any other materials or items relevant to the present invention.
will become apparent from the detailed description to follow, together with the accompanying drawings.
The left ventricle LV of a normal heart H in systole is illustrated in FIG. 1.  The left ventricle LV is contracting and blood flows outwardly through the tricuspid (aortic) valve AV in the direction of the arrows.  Back flow of blood or
&quot;regurgitation&quot; through the mitral valve MV is prevented since the mitral valve is configured as a &quot;check valve&quot; which prevents back flow when pressure in the left ventricle is higher than that in the left atrium LA.  The mitral valve MV comprises a pair
of leaflets having free edges FE which meet evenly to close, as illustrated in FIG. 1.  The opposite ends of the leaflets LF are attached to the surrounding heart structure along an annular region referred to as the annulus AN.  The free edges FE of the
leaflets LF are secured to the lower portions of the left ventricle LV through chordae tendineae CT (referred to hereinafter as the chordae) which include plurality of branching tendons secured over the lower surfaces of each of the valve leaflets LF.
The chordae CT in turn, are attached to the papillary muscles PM which extend upwardly from the lower portions of the left ventricle and interventricular septum IVS.
A number of structural defects in the heart can cause mitral valve regurgitation.  Regurgitation occurs when the valve leaflets do not close properly allowing leakage from the ventricle into the atrium.  As shown in FIG. 2A, the free edges of the
anterior and posterior leaflets normally meet along a line of coaptation C. An example of a defect causing regurgitation is shown in FIG. 2B.  Here an enlargement of the heart causes the mitral annulus to become enlarged, making it impossible for the
free edges FE to meet during systole.  This results in a gap G which allows blood to leak through the valve during ventricular systole.  Ruptured chordae can also cause a valve leaflet to prolapse since inadequate tension is transmitted to the leaflet
via the chordae.  While the other leaflet maintains a normal profile, the two valve leaflets do not properly meet and leakage from the left ventricle into the left atrium will occur.  Such regurgitation can also occur in patients who have suffered
ischemic heart disease where papillary muscles do not contract sufficiently to effect proper closure.
The present invention provides methods and devices for grasping, and optional repositioning and fixation of the valve leaflets to treat cardiac valve regurgitation, particularly mitral valve regurgitation.  Such grasping will typically be
atraumatic providing a number of benefits.  For example, atraumatic grasping may allow repositioning of the devices relative to the leaflets and repositioning of the leaflets themselves without damage to the leaflets.  However, in some cases it may be
necessary or desired to include grasping which pierces or otherwise permanently affects the leaflets.  In some of these cases, the grasping step includes fixation.  Although a number of embodiments are provided to achieve these results, a general
overview of the basic features will be presented herein.  Such features are not intended to limit the scope of the invention and are presented with the aim of providing a basis for descriptions of individual embodiments presented later in the
Generally, the valve leaflets are grasped and repositioned by pressing a capture device against the ventricular surface of the leaflets.  The ventricular surface is the generally planar surface of the valve that faces the ventricle.  Access to
the ventricular surface will be described in the following section, however it is basically assumed that the ventricular surface is accessible by a retrograde approach through the ventricle or by an antegrade approach through the atrium and then passing
through the valve to the ventricle.  For illustration purposes, an antegrade approach will be described.
Referring to FIG. 3, a interventional tool 100, having a shaft 104 and a capture device 105 comprising two elements 106 protruding radially outward from the distal end 102 of the shaft 104, is shown approaching the mitral valve MV from the atrial
side.  The mitral valve MV is shown in a perspective side view wherein the valve leaflets LF open through the valve annulus AN during diastole.  In such a position, the chordae CT are can be seen attached along the free edge FE of the leaflet LF and the
ventricular surface VS is visible.  Short-axis echocardiography may be used to visualize the interventional tool 100 and orient the elements 106 so that they are positioned substantially perpendicular to the line of coaptation C. The tool 100 may be
moved roughly along the line of coaptation to the location of regurgitation.  Under long-axis echo guidance, the elements 106 are then advanced through the valve, between the leaflets LF in the direction of the arrow 108, so that the elements 106 emerge
beyond the valve.  In this perpendicular position, the tool 100 is then retracted, pressing the elements 106 against the ventricular surface of the leaflets LF.  This grasps the leaflets LF and pulls the leaflets up close to the annular plane so that the
grasped free edges are coapted.  This is illustrated in FIG. 4, a short-axis view of the mitral valve MV from the atrial side.  Here the elements 106 are shown in dashed outline as the elements 106 are positioned on the ventricular side of the valve.
The interventional tool 100 is dimensioned at its waist 110 to fit between adjacent chordae where the chordae attach to the free edge.  The elements 106 may be dimensioned to have a width 112 which is greater than the distance between the
adjacent chordae, effectively trapping the chordae, however this is not necessary.  In addition, the opposing tensioning force of the chordae on the free edge FE of the leaflets helps secure the leaflets LF on the elements 106.  Such dimensioning and
positioning prevents displacement of the leaflets LF from the interventional tool 100 due to the diastolic pressure gradient on the leaflets LF and relative movement of the annulus to the elements 106.  This is shown in FIG. 5, a short-axis view of the
mitral valve MV from the atrial side during diastole wherein the leaflets LF remain in position against the elements 106 surrounded by openings 114 which result from the diastolic pressure gradient.  This simulates the double orifice geometry of a
standard surgical bow-tie repair.  Color Doppler echo will show if the regurgitation of the valve has been reduced.  If the resulting mitral flow pattern is satisfactory, the leaflets may be fixed together in this orientation with a suture 115 or
fixation device, as shown in FIG. 5A.  If the resulting color Doppler image shows insufficient improvement in mitral regurgitation, the interventional tool 100 may be repositioned.  This may be repeated until an optimal result is produced wherein the
leaflets LF may then be fixed.
As will be discussed later, the interventional tool 100 may take a number of forms and may be comprised of a variety of materials, each design choice providing variations to the above described methods and devices.  Further, the tool 100 may
include provisions for fixing the leaflets together after repositioning.  Thus, the above provided description simply sets forth a sampling of basic features of the present invention.
III.  ACCESS TO THE MITRAL VALVE
Access to the mitral valve or other cardiac valve will preferably be accomplished through the patient&#39;s vasculature in a &quot;percutaneous&quot; manner.  By &quot;percutaneous&quot; it is meant that a location of the vasculature remote from the heart is accessed
through the skin, such as using needle access through, for example, the Seldinger technique.  However, it may also include using a surgical cut down procedure or a minimally invasive procedure.  The ability to percutaneously access the remote vasculature
is well-known and described in the patent and medical literature.  Depending on the point of vascular access, the approach to the mitral valve may be antegrade and require entry into the left atrium via the pulmonary vein or by crossing the interatrial
septum.  Alternatively, approach to the mitral valve can be retrograde where the left ventricle is entered through the aortic valve.  Once percutaneous access is achieved, the interventional tools and supporting catheter(s) will be advanced to the heart
intravascularly where they may be positioned adjacent the target cardiac valve in a variety of manners, as described elsewhere herein.  While the methods will preferably be percutaneous and intravascular, many of the tools and catheters described herein
will, of course, also be useful for performing open surgical techniques where the heart is beating or stopped and the heart valve accessed through the myocardial tissue.  Many of the devices will also find use in minimally invasive procedures where
access is achieved thorascopically and where the heart will usually be stopped but in some instances could remain beating.
A typical antegrade approach to the mitral valve is depicted in FIG. 6.  The mitral valve MV may be accessed by a standard approach from the inferior vena cava IVC or superior vena cava SVC, through the right atrium RA, across the interatrial
septum IAS and into the left atrium LA above the mitral valve MV.  As shown, a catheter 120 having a needle 122 may be advanced from the inferior vena cava IVC into the right atrium RA.  Once the catheter 120 reaches the interatrial septum IAS, the
needle 122 may be advanced so that it penetrates through the septum at the fossa ovalis FO or the foramen ovale into the left atrium LA.  At this point, a guidewire may be advanced out of the needle 122 and the catheter 120 withdrawn.  As shown in FIG.
7, access through the interatrial septum IAS will usually be maintained by the placement of a guide catheter 125, typically over a guidewire 124 which has been placed as described above.  The guide catheter 125 affords subsequent access to permit
introduction of the tool(s) which will be used for performing the valve or tissue modification, as described in more detail below.
A typical retrograde approach to the mitral valve is depicted in FIG. 8.  Here the mitral valve MV may be accessed by an approach from the aortic arch AA, across the aortic valve AV, and into the left ventricle below the mitral valve MV.  The
aortic arch AA may be accessed through a conventional femoral artery access route, as well as through more direct approaches via the brachial artery, axillary artery, or a radial or carotid artery.  As shown in FIG. 9, such access may be achieved with
the use of a guidewire 128.  Once in place, a guide catheter 126 may be tracked over the guidewire 128.  The guide catheter 126 affords subsequent access to permit introduction of the tool(s) which will be used for performing the valve modification, as
In some cases, access routes to the mitral valve may be established in both antegrade and retrograde approach directions.  This may be useful when, for instance, grasping is performed with the use of specific devices introduced through one route
and fixation is achieved with the use of separate devices introduced through another route.  In one possible situation, the leaflets may be grasped and repositioned by pressing a interventional tool against the ventricular surface of the valve via a
retrograde approach.  While the interventional tool is in place, a fixation tool may be introduced via an antegrade approach to fix the leaflets in place.  Thus, a variety of access routes may be used individually or in combination with the methods and
IV.  LEAFLET CAPTURE DEVICE
Once the valve is accessed and the guidecatheter is positioned in place, the interventional catheter is introduced through the guidecatheter for use in capturing or holding the valve leaflets.  The interventional catheter typically comprises a
shaft, having a proximal end and a distal end, and an interventional tool disposed near its distal end.  The interventional tool may take a number of forms to perform the methods of the present invention.  Fundamentally, the interventional tool comprises
a capture device comprising at least one distal element capable of protruding radially outward from the shaft.  Typically, the tool will have two distal elements, one element to press upwardly against each leaflet of the two leaflet that are to be fixed
together.  However, the tool may have any number of such elements, including multiple elements pressing against each of the leaflets or one element pressing against one leaflet and no element pressing against an adjacent leaflet.  Any of these
combinations may effectively coapt a pair of leaflets.  Further, multiple elements may be present to reposition and coapt three leaflets, such as for use with the aortic valve.
FIGS. 10A-10C show a number of embodiments of capture devices 204 that may be disposed at the distal end 202 of an interventional catheter 200.  As described, each device 204 will typically have two distal elements 208 which are protrudable
radially outward from the shaft 210.  In many embodiments, the elements 208 extend from opposite sides of the shaft 210 so the elements 208 are approximately 180 degrees apart.  However, it may be appreciated that the elements 208 may be spaced any
distance apart and may be symmetrically or asymmetrically arranged.
In addition, the distal elements 208 may take a number of forms, including bars, rods, flaps, sheets, blocks or loops to name a few.  These forms can in turn take a number of shapes, such as rectangular, circular, oblong, elliptical and petal.
Further, these forms may be comprised of a number of materials, including wire, ribbon, filaments or fibers which are made from stainless steel, metals, nitinol, shape-memory alloy, polymers, silk, polyester or nylon, to name a few.  Such materials may
also be radiopaque to aid in visualization.  Likewise, the elements may be comprised of a combination of such forms and/or materials.  As an example, FIG. 10A illustrates elements 208 in the form of loops 212 having a petal shape.  Here, the loops are
positioned on opposite sides of the shaft 210 so as to form a &quot;figure-8&quot; shape in a top view or a bottom view.  These loops 212 are preferably made from nitinol or shape-memory wire, however other materials may be suitable.  The loops 212 may protrude
from the shaft 210 by a means of a number of designs.  For example, as illustrated in FIG. 10A, the loops may protrude from a space between the shaft 210 and a cap 238 located at its tip.  Alternatively, the loops 212 may protrude through the shaft 210,
as shown in FIG. 10B, or through the cap 238.  This may lend support to the loops 212 during use.  As will be discussed later, such loops 212 may be combined with a second set of loops comprised of suture that are detachable from these loops 212 for
leaflet fixation.  FIG. 10C illustrates elements 208 in the form of flaps or sheets 214 which are essentially rectangular such as made from ribbon or other flat materials.  These sheet 214 are also preferably made from nitinol or shape-memory wire,
however other materials may be suitable.
FIG. 11A illustrates a element 208 in the form of a block, rod or bar 216 disposed perpendicularly to the shaft 210.  The bar 216 may be comprised of any number of materials, including metals, alloys, polymers or fibers, to name a few.  When such
a bar 216 forms one continuous element 208 which extends beyond the diameter of the shaft, as shown, the bar 216 may pivot (indicated by arrows) around a pivot point 218 at the base of the shaft 210 to manipulate the position of the bar 216.  As shown in
FIG. 11B, the bar 216 may further comprise a pull-wire 219 which extends from the shaft 210 to the bar 216 and loops through the bar 216 to connect with each end of the bar 216.  By retracting or pulling upwards on the pull-wire 219 the bar 216 will
pivot around a pivot point 218 at the base of the shaft 210.  This orients the bar 216 to a low profile position so that the interventional tool may more easily be passed through a guidecatheter and further between a set of valve leaflets LF, as shown.
Once the element 208 is advanced and disposed below the valve, as shown in FIG. 11C, the element 208 is then pressed against the ventricular surface 217 of the leaflets LF to grasp and reposition the leaflets.  Since the bar 216 is pivotable around a
center pivot point 218, the bar 216 may slightly pivot during grasping based on the anatomy of the valve.  This may allow a more desirable application of force to the valve leaflets, as a less rigid leaflet may receive a larger force to draw the leaflet
up to a coapted position.  In a similar design, each element 208 may pivot independently of the other around a pivot point at the base of the shaft.  This is possible when such a bar or rod forms two elements 208 extending 180 degrees apart outwardly
from the shaft 210.  This may provide an even higher degree of flexibility during grasping.
Referring to FIG. 12, the element 208 may be comprised of a combination of forms and materials.  Here, the element has the form of a block 220 having cutouts 222 surrounded by wire loops 224.  Such loops 224 may increase the area in which the
element 208 may contact the leaflet LF.  In addition, such loops 224 may be adjustable to aid in manipulation and repositioning of the leaflets.  Further, the block 220 may be pivotable around a center pivot point 218 at the base of the shaft 210 to
manipulate the position of the block 220 as in the manner described and shown in FIGS. 11B-11C.
In many embodiments, the distal elements are individually extendable, retractable and repositionable.  FIG. 13 illustrates the extension of a first element 230 independently of the second element 232.  Such elements 230, 232 may be utilized in
this arrangement or the second element 232 may be extended at any point during the procedure.  Likewise, the elements 230, 232 may be extended or retracted by variable amounts for protrusion of various distances from the shaft 210.  Such extension and
retraction may also adjust the width 231 of the exposed elements 230, 232 if the width of the element 230, 232 varies radially from the shaft, such as with a petal shape.  In addition, the elements 230, 232 may be individually rotatable around the shaft
210 to vary the distance between the elements 230, 232.  Further, as shown in FIG. 14, the elements 230, 232 may have differing angles of curvature.  Here, the first element 230 has a first radius of curvature 234 which is larger than a second radius of
curvature 236 of the second element 232.  This may be achieved by heat shaping the elements 230, 232 to have different curvatures, or the curvatures may be adjusted by manipulation by the user at the proximal end of the interventional catheter 200.
Consequently, each element 230, 232 will provide a different repositioning effect when pressed against a leaflet.
In some embodiments, the capture device 204 has a cap 238 located at its tip.  Such a cap 238 has been shown in embodiments presented in FIGS. 10A, 10C, 13, and 14 and may provide a variety of functions.  For example, the cap 238 may serve as a
blunt tip to assist in atraumatic passing of the device 204 through the valve, between valve leaflets, during placement of the device 204.  The cap 238 may also be moveable to close a gap 240 between the cap 238 and the shaft 210 where the distal
elements 230, 232 emerge.  When the elements 230, 232 are retracted, movement of the cap 238 to close the gap minimizes the profile of the tool 204 and reduces the possibility of the elements 230, 232 or portions of the device 204 interfering with tissue
or entangling with chordae.  As shown in FIG. 15, when the elements 230, 232 are extended, movement of the cap 238 to close the gap 240 may increase rigidity of the elements 230, 232 by providing support for the elements 230, 232 or it may adjust the
curvature of the elements 230, 232 by flexing a portion of the elements 230, 232 near the shaft 210.  Further, when the elements 230, 232 are pressed against the ventricular surface of the valve leaflets, the leaflets may extend into the gap 240 between
the cap 238 and the shaft 210.  When the cap 238 is moved to close the gap 240, the leaflets may be pinched between the shaft 210 and the elements 230, 232 and cap 238.  This may assist grasping of the leaflets for later fixation.  It may be appreciated
that although these elements have been illustrated as curving upwardly, away from the distal end, the elements may alternatively be uncurved, curve downwardly, include compound curvatures or more than one curvature along each element, or any other
combination of curvatures.
In some embodiments, the distal elements are held in a retracted position under tension and are extendable upon release.  For example, FIGS. 16A-16C illustrate one embodiment of the interventional tool 204 in various states of deployment.  The
elements 230, 232 are disposed near a distal end 231 of an inner shaft 233 within the shaft 210.  FIG. 16A shows the elements 230, 232 in a retracted position as they are held under tension by loops 221, each loop 221 threaded through an element 230, 232
and pulled upwardly within the shaft 210 as shown.  The loops 221 may be comprised of any suitable material, including suture, wire or polymer strands.  It may be appreciated that the tool 204 may be introduced in this state or the inner shaft 233 and
elements 230, 232 may be retracted within the shaft 210 and later deployed to this state when near the valve.  FIG. 16B shows the elements 230, 232 in an extended state of deployment.  Here, the upward force on the loops 221 have been relaxed and the
tension released.  Consequently, the elements 230, 232 extend outwardly as shown and the relaxed loops 221 hang at any location.  As shown in FIG. 16C, the loops 221 may then be slid to toward the inner shaft 233 so that the elements 230, 232 may more
easily engage the valve leaflets LF.
FIGS. 16D-16E illustrate another embodiment wherein the distal elements are held in a retracted position under tension and are extendable upon release.  Here, the elements 230, 232 are disposed near the distal end the shaft 210.  FIG. 16D shows
the elements 230, 232 in a retracted position as they are held downward against the shaft 210 under tension by loops 221, each loop 221 threaded through an element 230, 232 and pulled upwardly within the shaft 210 as shown.  The loops 221 may be
comprised of any suitable material, including suture, wire or polymer strands.  FIG. 16E shows the elements 230, 232 in an extended state of deployment.  Here, the upward force on the loops 221 have been relaxed and the tension released.  Consequently,
the elements 230, 232 extend upwardly and outwardly as shown and the relaxed loops 221 are drawn upward to hang from the extended elements 230, 232.
In some embodiments, the distal elements extend and retract together, an example of which is illustrated in FIGS. 16F-16G.  Referring to FIG. 16A, the elements 230, 232 are disposed at the distal end 231 of the inner shaft 233 within the shaft
210.  The elements 230, 232 pass through the shaft 210 wall and outside the shaft 210 at locations 235, 237 desired for element protrusion.  Upon retracting the inner shaft 233, as shown in FIG. 16B, the elements 230, 232 together are guided radially
outward through the shaft 210 at the locations 235, 237.  It may be appreciated that although the elements 230, 232 in FIGS. 16A-16G have been illustrated as curving downwardly, towards the distal end, the elements may alternatively be uncurved, curve
upwardly, include compound curvatures or more than one curvature along each element, or any other combination of curvatures.
In a number of embodiments, an example of which is shown in FIGS. 17A-17D, the interventional tool 204 also comprises proximal elements 240, 242 which are capable of protruding radially outward from the shaft at a location which is proximal to
the elements 230, 232 previously described.  The proximal elements 240, 242 may have any of the forms, shapes, material compositions, features, or capabilities described in relation to the distal elements 230, 232.  In FIG. 17A, such proximal elements
240, 242 are shown as loops.  Such proximal elements 240, 242 would most commonly be used in embodiments of capture devices 204 designed for an antegrade approach to the valve wherein the device 204 crosses the valve to access the ventricular surface of
the leaflets.  Typically, once the distal elements 230, 232 are extended and positioned against the ventricular surface of the leaflets, the proximal elements 240, 242 are then extended and positioned against the artrial surface of the leaflets.  As
shown in FIG. 17B, the leaflets LF are thus secured between the proximal elements 240, 242 and distal elements 230, 232.  The proximal elements 240, 242 and/or distal elements 230, 232 may then be extended, retracted or similarly adjusted to further
orient the leaflets.  In addition, the cap 238 may optionally be retracted toward the shaft 210 to further pinch the leaflets between the elements.
Referring to FIG. 17C, the proximal elements 240, 242 may be separately deployable from the distal elements 230, 232.  Here, the elements 240, 242, 230, 232 are disposed near the distal end 231 of the inner shaft 233 within shaft 210.  The
proximal elements 240, 242 are constrained within the shaft 210 while the distal elements 230, 232 are extended radially outward.  In this state, the distal elements 230, 232 may be positioned against the ventricular surface of the valve leaflets LF.
The proximal elements 240, 242 may then be released by retracting the shaft 210.  As shown in FIG. 17D, release of the proximal elements 240, 242 allows them to extend radially outward and downward, as illustrated by arrows.  Depending on the curvature
of the proximal elements 240, 242, they may remain proximal to, move to within the same plane of, or move beyond the plane of the distal elements 230, 232.  In addition, the proximal elements may include various friction accessories 227, such as prongs,
to assist in holding the valve leaflets LF.  Other friction accessories 227 include windings around the elements, such as metal, polymer or suture windings, cuffs, bands, or barbs.  Further, such accessories 227 may additionally or alternatively be
included on the distal elements 230, 232.  Likewise, such accessories 227 may be included on the elements of the capture devices in any of the embodiments of the interventional tool.  In an additional embodiment, depicted in FIGS. 18A-18D, the valve
leaflets LF may be pinched between a proximal element or superior loop 720 and a distal element or inferior loop 721.  In a preferred embodiment, the capture device or grasper is comprised of a nitinol flat ribbon heat set in the shape of double loops
720, 721.  The ribbon may be mounted on a series of three coaxial shafts, an interior shaft 725, a central shaft 726 and an exterior shaft 727.  The distal end of the ribbon may be attached to the distal end 730 of the interior shaft 725, a midportion of
the ribbon may be attached to the distal end 731 of the central shaft 726, and the proximal end of the ribbon may be attached to the distal end 732 of the exterior shaft 727.  One or more ribbons may be mounted on the coaxial shafts; in this example, two
ribbons are shown 180 degrees apart.  When extended, as shown in FIG. 18A, the grasper may be pulled flat against the shafts 725, 726, 727 for ease of insertion through a guide catheter or tool and into a desired position between the valve leaflets LF.
When the central shaft 726 is retracted or the exterior shaft 727 advanced, as shown in FIG. 18B, the superior loops 720 may extend radially from the shafts.  The superior loops 720 may rest on the superior surface of the valve leaflets LF in the atrium,
as shown in FIG. 18D.  In this position, the superior loops 720 may aid in orientation assessment, as the superior loops may be echo or fluorogenic and may be easily visible in relation to the cardiac structures or other devices or components.  When
positioned in a desired location, the interior shaft 725 may then be retracted, as shown in FIG. 18C, to extend the inferior loops 721 radially from the shafts.  The inferior loops 721 may be in contact with the inferior surface of the valve leaflets LF
in the ventricle.  Thus, the valve leaflets LF may be pinched between the inferior loop 721 and superior loop 720.  It may also be appreciated that the inferior loops 721 may be deployed prior to the superior loops 720.
Further, the proximal elements 240, 242 and distal elements 230, 232 may interlock to prevent relative motion between the elements and more securely hold the leaflets LF.  Referring to FIG. 19A, a distal element 230 is shown protruding radially
outwardly from the shaft 210.  In this example, the distal element 230 is shaped having a raised upwardly pointing tip portion 243 and two side portions 245.  The proximal element 240 is shown protruding radially outwardly from the shaft 210 at a
location proximal to the distal element 230.  Here, the proximal element 240 is shaped having two downwardly pointing tip portions 247, 249.  When the elements 230, 240 are drawn together, as shown in FIG. 19B, the raised upwardly pointing tip portion
243 fits between the two downwardly pointing tip portions 247, 249 locking the elements 230, 240 together.  This may be more easily visualized in a top view of the interlocked elements 230, 240 shown in FIG. 19C.  It may be appreciated that, in use, the
distal element 230 is extended and positioned against a ventricular surface of a leaflet, the proximal element 240 is extended and positioned against an artrial surface of the leaflet.  Thus, the leaflet is thus secured between the elements 230, 240 in
the interlocked orientation.
In some embodiments, the proximal and distal elements are formed by a continuous structure.  Referring to FIG. 20A, the continuous structure 260 is shown in a low profile position wrapped around the end portion 262 of the shaft 210 of the
interventional catheter 200 under tension.  In this profile position, the catheter 202 is advanced with an atrial approach through the valve, between the leaflets LF, so that the distal end 202 extends beyond the valve into the ventricle.  Referring to
FIG. 20B, the continuous structure 260 is then released and allowed to relax.  Prior heat forming allows the structure 260 protrude radially outward at various points along the structure 260.  Each protrusion is similar to an above described proximal or
distal element and functions in a similar manner.  The embodiment shown in FIGS. 20A-20B includes protrusions similar to both proximal elements 240, 242 and distal elements 230, 232 as shown.  These elements may protrude various distances and at various
angles from the shaft, as previously described.
Many features of the distal elements 230, 232 and proximal elements 240, 242 have been described and illustrated with embodiments comprising wire loops.  It may be appreciated that the described features are applicable to any of the above
described embodiments, such as blocks, rods, ribbons, etc. Use of wire loops as examples are not intended to limit the scope of the present invention.
IV.  LEAFLET FIXATION TOOL
With the valve leaflets grasped in a desired orientation using an embodiment of the capture device described above, the leaflets may be fixed together to maintain this orientation.  This may be achieved by leaving the capture device in place to
function as a fixation device.  To this end, the capture device may be detachable from the interventional tool to be left behind as a permanent or temporary implant.  FIG. 21A illustrates a capture device comprising distal elements 230, 232 and proximal
elements 240, 242 wherein the leaflets LF are captured therebetween.  As shown, the capture device may be detached from the shaft 210 and left behind as a fixation device.  Detachment may be achieved by a variety of different mechanism and design
features.  FIGS. 21B-21H illustrate embodiments of such detachment mechanisms.  FIG. 21B shows an upper shaft 312 and a detachable lower shaft 313 which are interlocked at a joining line 314.  The joining line 314 may have any shape or curvature which
will allow or facilitate interlocking and later detachment.  A snuggly fitting outer sheath 315 is positioned over the shafts 312, 313 to cover the joining line 314 as shown.  FIG. 21C illustrates detachment of the lower shaft 313 from the upper shaft
312.  This is achieved by retracting the outer sheath 315, so that the joining line 314 is exposed, which allows the shafts 312, 313 to separate.  Similarly, FIG. 21D illustrates a tubular upper shaft 316 and a detachable tubular lower shaft 317 which
are interlocked at a joining line 314.  Again, the joining line 314 may have any shape or curvature which will allow or facilitate interlocking and later detachment.  A snuggly fitting rod 318 is inserted through the tubular shafts 316, 317 to bridge the
joining line 314 as shown.  FIG. 21E illustrates detachment of the lower shaft 317 from the upper shaft 316.  This is achieved by retracting the rod 318 to a position above the joining line 314 which in turn allows the shafts 316, 317 to separate.
FIGS. 21F-21H illustrate another embodiment of a detachment mechanism.  Referring to FIG. 21F, an upper shaft 900 is shown attached to a detachable lower shaft 902.  An outer tube 910 surrounds the upper shaft 900 and contacts the lower shaft 902
as shown.  The upper shaft 900 is held in attachment to the lower shaft 902 by the presence of a ball 904 or similar device which is disposed in recess 906, shaped to receive a portion of the ball 904, in the lower shaft 902.  The ball 904 is held in the
recess 906 by an angular cutout 908 in the upper shaft 900.  Referring to FIG. 21G, the upper shaft 900 may be retracted.  This may be achieved by pulling the upper shaft 900 upwards within the outer tube 910 while the outer tube 910 applies force on the
lower shaft 902 to aid separation.  As the upper shaft 900 is retracted, the angular cutout 908 allows the ball 904 to move from the recess 906 to a position within the upper shaft 900.  Referring to FIG. 21H, upper shaft 900 and ball 904 may retracted
into the outer tube 910, completing the detachment from the lower shaft 902.  It may be appreciated that this detachment mechanism concept may be used with other shaped shafts, recesses, and balls or similar devices and may function without the use of
In some cases, use of the capture device as a fixation device may create one or more small gaps between the leaflets LF at the coaptation line.  If this is likely to occur, or as an added precaution, a block, disk or pledget 321 of material may
be positioned such that it blocks possible flow through such a gap.  As shown in FIG. 21I, the pledget 321 may be positioned between the proximal elements 240, 242 and distal elements 230, 232.  When the leaflets LF are captured between the proximal
elements 240, 242 and distal elements 230, 232, as shown in a top view in FIG. 21J, the pledget 321 is positioned between the leaflet LF edges to block flow therethrough.
Alternatively, fixation may be accomplished with the use of separate devices used in combination with an interventional tool having a capture device.  And, many embodiments of the present invention incorporate a fixation tool into the
interventional tool for such use.  The fixation tools described herein below may be used with any of the capture devices previously described.  A few examples will be presented to illustrate possible embodiments.
In many embodiments, such as illustrated in FIG. 22, the interventional tool 100 has distal elements 302 and guide conduits 304 disposed near its distal end 306.  Guide conduits 304 such as these may be used to guide a number of tools or devices
to specific locations near the distal end 306.  For example, in this case, the guide conduits 304 are used to guide fixation tools to specific locations on the surfaces of the leaflets.  In addition, as will be described in a later section, the conduits
304 may be attached to the proximal loops.  In addition to other benefits described later, the conduits 304 may provide added support or rigidity to the interventional tool which may aid in the fixation process.
As shown in FIG. 22, the guide conduits 304 are located proximal to the distal elements 302 and are capable of extending angularly outward from the shaft 308.  It may be appreciated that the conduits 304 may be located at any point along the
shaft 308 and may be capable of extending at any angle 310.  Typically, such an angle 310 ranges from approximately 90 degrees, perpendicular to the shaft, to around zero degrees, essentially parallel to the shaft.  Any angle 310 may be used to target
the leaflets LF at points which are approximately 1-12 mm, preferably 3-5 mm, inward from the free edge FE of each leaflet LF.  In a particular embodiment of the interventional tool 100, the guide conduit 304 is used for fixation.  Here, the guide
conduit 304 is used to introduce a fixation tool 305 comprising a penetrating device or needle 320 housing a suture 322 having an anchor 324 disposed at the distal end of the suture 322.  The needle 320 is advanced toward a valve leaflet, either by
extension of the guide conduit 304 or the needle 320 itself.  In either case, the needle 320 is then advanced to penetrate the leaflet and emerge from the other side or the distal side of the leaflet.  The needle 320 may be rigid, possibly made from a
metallic material, or flexible, made from a flexible polymer, for example.  As shown in FIG. 23A, an atrial approach would involve the needle 320 penetrating the atrial surface 326 of the leaflet LF, passing through the leaflet LF and emerging on the
ventricular surface 327 of the leaflet LF.  Once emerged, the anchor 324 is deployed as shown.  The anchor 324 may be deployed by passing the anchor 324 through the needle 320 and expanding or allowing it to self-expand after it has exited the needle
320.  Alternatively, the anchor 324 may be mounted on the outside of the needle 320 and covered by a sheath.  Retraction or removal of the sheath would allow expansion of the anchor 324.  In any case, after anchor deployment, the needle 320 is then
retracted while maintaining the anchor 324 on the distal side of the leaflet LF.  Consequently, the attached suture 322 remains in place, passing through the leaflet penetration.  Once each fixation tool 305 has deployed its anchor 324 on the distal side
of a leaflet LF, individually or simultaneously, the guide conduit 304 and interventional tool 204 are retracted.  As shown in FIG. 23B, the ends of the sutures 322 may then be fixed together by conventional knot tying or any suitable method, including
positioning fasteners.  This may be achieved with the use of additional tools which are part of the interventional catheter 200, or this may be achieved by other methods after withdrawal and removal of the interventional catheter 200.
A number of different types of anchors 324 may be used during fixation of the leaflets.  Typically, the anchor 324 is expandable from a compressed low profile state, for delivery to the anchoring site, to an expanded state to provide a large
enough surface for anchoring support.  One embodiment of the anchor 324, shown in FIG. 24, is comprised of a wire 360 curved into a ring shape.  The wire 360 may be stainless steel, nitinol or other shape memory wire, polymer or similar material.  Suture
322 is attached to the center 366 of the ring by a bonding material.  The wire 360 has a first end 362 and a second end 364 wherein the first end 362 is disposed on top of the ring and the second end 364 is disposed underneath the ring as shown.  This
configuration provides support for the ring when the anchor 324 is pulled snuggly against a valve leaflet surface by the suture 322.  In addition, the first end 362 and second end 364 may have radiopaque markers 365 disposed thereon.  Referring to FIG.
25, this embodiment of the anchor 324 is shown in possible use for fixation of valve leaflets.  As described previously, an atrial approach would involve the needle 320 penetrating the atrial surface 326 of the leaflet LF, passing through the leaflet LF
and emerging on the ventricular surface 327 of the leaflet LF.  When the anchor wire 360 is comprised of flexible materials, the anchor 324 is collapsible for loading within the needle 320.  Once the needle 320 has emerged on the ventricular surface 327,
the anchor 324 is deployed as shown.  The needle 320 is then retracted while maintaining the anchor 324 on the distal side of the leaflet LF.  Consequently, the attached suture 322 remains in place, passing through the leaflet penetration.  Once each
fixation tool 305 has deployed its anchor 324 on the distal side of a leaflet LF, individually or simultaneously, the guide conduit 304 and interventional tool 204 are retracted.  The sutures 322 may be pulled tight so that the anchors 324 are disposed
against the leaflets LF and the ends of the sutures 322 may then be fixed together by conventional knot tying or any suitable method, including positioning fasteners.
Another embodiment of the anchor 324, shown in FIGS. 26A-26B, involves two parts which are disposed on opposite sides of a valve leaflet.  Referring to FIG. 26A, the anchor 324 is comprised of a first part 370 and a second part 372 wherein the
suture 322 is fixedly attached to the first part 370, slidably attached to the second part 372, and continues to a free end 373 proximal to the second part 372.  In addition, the first part 370 may have spikes 374 or other protrusions which interlock
with receptacles 376 in the second part 372.  It may be appreciated that such spikes 374 may be located on the second part 372 to interlock with receptacles 376 on the first part 370 or such spikes 374 and receptacles 376 may be located on both parts
370, 372.  The anchor 324 may be comprised of flexible materials so that the anchor 324 is collapsible for loading within the needle 320.  In this case, as previously described, the needle may penetrate the atrial surface 326 of the leaflet LF, pass
through the leaflet LF and emerge on the ventricular surface 327 of the leaflet LF.  Here the first part 370 of the anchor 324 is deployed, as shown in FIG. 26A.  The needle 320 is then retracted while maintaining the first part 370 on the distal side of
the leaflet LF.  Consequently, the attached suture 322 remains in place, passing through the leaflet.  Once the needle 320 is disengaged from the leaflet LF, the second part 372 of the anchor is deployed so the second part 372 is disposed on the atrial
surface 326 as shown.  Referring to FIG. 26B, the parts 370, 372 may then be drawn together so the spikes 374 pass through the leaflet LF and are received in the receptacles 376 locking the anchor in place.  One or more sutures 322 with anchors 324 may
be placed in other locations on the same or other leaflets LF.  The ends of the sutures 322 may then be fixed together by conventional knot tying or any suitable method, including positioning fasteners.
Another embodiment of the anchor 324, shown in FIGS. 27A-27B, involves a single structure having flanges which are disposed on opposite sides of a valve leaflet.  Referring to FIG. 27A, the anchor 324 is comprised of a structure 381 having a
first flange 380, a second flange 382 and a cylindrical portion 383 therebetween.  The suture 322 is fixedly attached to the structure 381 as shown.  In addition, the structure 381 may optionally include a compressible layer 384 on a surface of either
the first flange 380, the second flange 382 or both facing the cylindrical portion 383.  The anchor 324 may be comprised of flexible materials so that the anchor 324 is collapsible for loading within the needle 320.  In this case, as previously
described, the needle may penetrate the atrial surface 326 of the leaflet LF, pass through the leaflet LF and emerge on the ventricular surface 327 of the leaflet LF.  Here the structure 381 is partially deployed so that the first flange 380 emerges and
is positionable against the ventricular surface 327.  The needle 320 is then retracted while maintaining the first flange 380 on the distal side of the leaflet LF.  Consequently, cylindrical portion 383 emerges and is positioned through the leaflet.  As
the needle 320 is disengages from the leaflet LF, the second flange 382 is deployed so the second flange 382 is disposed on the atrial surface 326 as shown in FIG. 27B.  One or more sutures 322 with anchors 324 may be placed in other locations on the
same or other leaflets LF.  The ends of the sutures 322 may then be fixed together by conventional knot tying or any suitable method, including positioning fasteners.
Another embodiment of the anchor 324, shown in FIGS. 27C-27D, involves a single tubular structure 800 having longitudinal slits 802 attached to the end of the suture 322.  As shown in FIG. 27C, the structure 800 may be compressed to a low profile
position so that it can be loaded within or on the outside of a catheter, needle or other delivery device.  Upon delivery, as shown in FIG. 27D, the structure 800 may expand so that side-arms 804 project radially outward.  This provides a broad surface
to rest against the leaflets.  A similar embodiment, shown in FIGS. 27E-27F, comprises a tubular structure 810 having a central bar 812 to which the suture 322 is attached.  As shown in FIG. 27F, the structure 810 may be compressed to a low profile
position.  Upon delivery, as shown in FIG. 27G, the structure 810 may expand so that side-arms 814 project radially outward.  Such positioning of the suture 322 may provide allow the anchor 324 to be positioned more flush to the leaflets.
Another embodiment of the anchor 324, shown in FIGS. 27G-27H, involves a tubular structure 820 attached to the end of the suture 322.  As shown in FIG. 27G, the structure 820 may be mounted on the outside of a needle or introductory device 822 in
a low profile position.  Upon delivery, as shown in FIG. 27H, the structure 820 may expand radially outward.  To achieve this, the structure 820 may be self expanding, wherein the structure 820 is released by retracting a sheath or similar restraining
support.  Or, the structure 820 may be mechanically expanded by action of a balloon or similar device mounted on the introductory device.  In any case, introductory device 822 may then be removed.
Another embodiment of the anchor 324, shown in FIGS. 27I-27J, involves a longitudinal structure 830 having a horizontal beam 832 attached to the end of the suture 322.  As shown in FIG. 27I, the structure 830 may be compressed to a low profile
position so that it can be loaded within a catheter, needle or other delivery device.  Upon delivery, as shown in FIG. 27J, the structure 830 may expand so that side-arms 834 project radially outward.  This may be achieved by expanding the horizontal
beam 832 which in turn pushes the side-arms outward.  Alternatively, this may be achieved by the side-arms 834 self-expanding which in turn expands the horizontal beam 832.
Another embodiment of the anchor 324, shown in FIGS. 27K-27L, involves a thin disk 840 attached to the end of the suture 322.  As shown in FIG. 27K, the disk 840 may be rolled to a cylinder shape, for either mounting on the outside of or for
insertion through a lumen in a needle, catheter or other introductory device.  Upon delivery, as shown in FIG. 27L, the disk 840 may then be flattened to provide a large surface area to rest against the leaflets.
Another embodiment of the anchor 324, shown in FIGS. 27M-27N, involves a single tubular structure 850, having longitudinal slits 852 from one end to approximately midsection, attached to the end of the suture 322.  As shown in FIG. 27M, the
structure 850 may be compressed to a low profile position so that it can be loaded within or on the outside of a catheter, needle or other delivery device.  Upon delivery, as shown in FIG. 27N, the slit structure portions 854 may curl or bend outwardly
and/or downwardly.  This provides a broad surface to rest against the leaflets.
Another embodiment of the anchor 324, shown in FIGS. 27P-27Q, involves a tubular structure 860 attached to the end of the suture 322.  As shown in FIG. 27P, the structure 860 may be mounted on the outside of a needle or introductory device 862 in
a low profile position.  Upon delivery, as shown in FIG. 27Q, the structure 860 may compress longitudinally, as in an accordion-type fashion.  In doing so, the structure 860 additionally expands radially to provide added surface area to rest against the
Another embodiment of the anchor 324, shown in FIGS. 27R-27T, involves a bar 870 attached to the end of the suture 322.  As shown in FIG. 27R, the suture 322 may rest flush against the bar 870 in a low profile position for loading within a
needle, catheter or similar delivery device.  Upon delivery, as shown in FIG. 27T, the bar 870 may reposition such that it is perpendicular to the suture line 322.  In this way, the bar may rest against the leaflet in an anchoring fashion.  Referring to
FIGS. 27U-27V, similar bars may be deployed from a double-barreled delivery device 880.  As shown in FIG. 27U, a first bar 884 and a second bar 886 are loaded in parallel barrels separated by a partition 882.  As shown in FIG. 17V, the first bar 884 may
be deployed through the single lumen tip 888 of the delivery device 882.  The device 882 may then be repositioned at another location where the second bar 886 may be deployed in a similar fashion.
In an additional embodiment of the interventional tool 100, more than one guide conduit 304 is present and directed at each leaflet for leaflet fixation.  An example of such a tool 100 is shown in FIG. 28.  Here the guide conduits 304 are shown
attached to proximal elements 400 in a radially protruded position.  Interconnection of the proximal elements 400 with the guide conduits 304 may allow one to deploy the other.  For example, deployment and advancement of the guide conduits 304 angularly
outward may draw the proximal elements 400 out from the shaft 402 effecting their deployment.  Alternatively, the proximal elements 400 may be comprised of a material that is sufficiently rigid so that deployment of the proximal elements 400 draws the
guide conduits 304 downward and outward from the shaft 402 effecting their deployment.  The proximal elements 400 may also serve to position the guide conduits 304 in a desired location.  Distal elements 404 are also illustrated in a radially protruded
position near the distal end 406 of the tool 100.
In use, the tool 100 is positioned between the valve leaflets LF, as shown in a top view in FIG. 29, so that the proximal elements 400 are disposed against the atrial surface (in an atrial approach) of the valve.  The distal elements 404 are
disposed against the ventricular surface of the valve and thus are out of view.  Such placement of the proximal elements 400 provides four target points 406 on the valve leaflet LF, two target points 406 per leaflet LF.  Advancement of one or more
fixation tools through the guide conduits 304 allows placement of sutures and optionally anchors 324 through the leaflets LF at the target points 406 by the fixation tools.  Once sutures and optionally anchors 324 are placed through each of the target
points 406, the sutures may be pulled together, cinched and fastened in place.  FIG. 30 illustrates such action as the target points 406 will be drawn together in the direction of the arrows.  This may provide a more sturdy and effective fixation of the
leaflets and therefore repair of the valve.
Sutures 233 may be placed through each of the target points 406 by a number of methods using a variety of fixation tools and devices.  For example, FIG. 31 shows the placement of suture 233 through two adjacent target points 406 on one leaflet
LF.  Such illustrations assume an atrial approach with a top view of the atrial surface of the leaflet LF as depicted by shading.  A first guide conduit 420 and a second guide conduit 422 protruding from the shaft 402 of an interventional tool 100 are
shown directed toward the target points 406.  Through the first guide conduit 420 a needle 423 or other device may be used to penetrate the leaflet LF and deploy a snare 424 on the ventricular side of the leaflet LF.  Such a snare 424 may be comprised of
any suitable material.  Through the second guide conduit 422, a needle 423 or other device may be used to penetrate the leaflet LF and deploy an anchor 426 through the snare 424 on the ventricular side of the leaflet LF.  Attached to the anchor 426 is a
suture line 233 which passes through the penetration at the target point 406 and continues up through the second guide conduit 422.  The snare 424 is then retracted back through the needle 423 pulling the anchor 426 and attached suture line 233 with it.
Thus, the anchor 426 is drawn up through the first guide conduit 422 creating a continuous suture line 233 through the second guide conduit 422, across the ventricular surface of the leaflet LF and up through the first guide conduit 420.  As shown in
FIG. 32, this may be repeated on an adjacent leaflet LF and the suture lines 233 may be fixed together by conventional knot tying or any suitable method, including positioning fasteners.  Although such fixation is shown with the sutures in a relaxed
position for clarity, such fixation will typically involve cinching the leaflets together so that the target points 406 are adjacent to one another.
It may be appreciated that the methods shown in relation to FIG. 31 may be similarly performed across two adjacent leaflets LF, as illustrated in FIG. 33.  Here, a needle 423 or other device may be used to penetrate a leaflet LF and deploy a
snare 424 on the ventricular side of the leaflet LF.  Such a snare 424 may be comprised of any suitable material.  Through the second guide conduit 422, a needle 423 or other device may be used to penetrate the adjacent leaflet LF and deploy an anchor
426 through the snare 424 on the ventricular side of the leaflet LF.  Again, the anchor 426 is drawn up through the first guide conduit 422 creating a continuous suture line 233 through the second guide conduit 422, across the line of coaptation C of the
leaflet LF and up through the first guide conduit 420.  This may be repeated on two or more additional target points 406 in a similar manner and the suture lines 233 may be fixed together by conventional knot tying or any suitable method, including
positioning fasteners.
FIG. 34 illustrates a similar embodiment of an interventional tool 100 having more than one guide conduit present and directed at each leaflet for leaflet fixation.  This embodiment is used to place suture through target points in a method
similar to that described above in relation to FIGS. 31-33.  However, this embodiment includes at least two slotted needles 440 or similar devices having slots 442 or openings which continue longitudinally from the needle 440 tip toward the shaft 443 for
a desired distance.  As shown, the tool 100 comprises a first, second, third and fourth guide conduit 451, 452, 453, 454 respectively.  Through the first and fourth guide conduits 451, 454 needles 461 or other devices are introduced to penetrate the
adjacent leaflets LF and deploy snares 456 on the ventricular side of the leaflets LF.  Through the second and third guide conduit 452, 453 slotted needles 440 or other device are introduced to penetrate the leaflets LF and deploy anchors 458 through the
snares 456 on the ventricular side of the leaflets LF.  Attached to the anchors 458 is a continuous line of suture 459 which runs between the anchors 458.  The suture line 459 passes through the penetrations at the target points 406, continues up through
the slotted needles 440, out of the slots 442, into a lumen or compartment within the catheter shaft 443 where it forms a loop.  Such a suture line 459 is illustrated in FIG. 34.  Thus, a continuous line of suture 459 runs from one anchor 458 to another
anchor 458 between adjacent leaflets LF.  The anchors 458 are then drawn up through the first and fourth guide conduits 451, 454 by retracting the snares 456.  As shown in FIG. 35, this results in a continuous suture line 459 across the line of
coaptation C on the atrial surface, between adjacent target points 406 on the ventricular side surface of each leaflet LF and again across the line of coaptation C on the atrial surface where the free ends are fixed together by conventional knot tying or
any suitable method, including positioning fasteners.  It may be appreciated that the above described method and device may be adapted to fix the leaflets together using target points 406 in a variety of locations.
In another embodiment of the interventional tool 100, each guide conduit 304 comprises a penetrating device or needle 340 having a suture holding feature 341, in this example notch, disposed near its distal end, as shown in FIG. 36.  This type of
fixation tool 305 is used in combination with a interventional tool 204 having a specific type of distal element 302.  This element 302 is similar to the loop 212 previously shown in FIG. 10A.  As stated, these loops 212 are preferably made from nitinol
or shape-memory wire, however other materials may be suitable.  However, in this case, the loops 212 are combined with a second set of loops comprised of suture 342.  The suture loops 342 are removably attached to the inside surface of the loops 212.
Such attachment may be provided by a number device features.  For example, as shown in FIG. 37, the suture loops 342 may be attached and held in place by heatshrink tubing 344 over the loops 212.  The heatshrink tubing 344 has perforations 345 along the
inside surface of the loop 212 to assist in release of the suture loop 342 when desired.  Alternatively, the suture loop 342 may be held in place with a thin layer of material, such as polyurethane, which is applied by dipping or spraying.  The suture
loop 342 may also be attached by a combination of heatshrink tubing 344 and liquid polyurethane droplets in isolated sections.  Further, as shown in cross-section in FIG. 38, the loops 212 themselves may be extruded with a cavity 346 to house the suture
342.  The suture 342 may be held in place by the cavity 346 or by heatshrink tubing 344 and/or a layer of material such as polyurethane.
In any case, the interventional catheter 200 has fixation tools 305, comprising a needle 340 having a suture holding feature 341, and distal elements 302, comprising loops 212 combined with suture loops 342, as described above.  The guide
conduits 304 are located proximal to the distal elements 302 and are capable of extending angularly outward from the shaft 308 to protrude through the loops 212 and suture loops 342.  FIG. 39 illustrates an atrial approach to the mitral valve.  The
interventional catheter 200 is positioned so that the distal element 302 is deployed beyond the valve leaflet LF and one of the loops 212 is pressed against the ventricular surface of the leaflet LF (shading illustrates its planar surface demarked by a
leaflet edge 350).  It may be appreciated that although the catheter 200 is illustrated to suture one leaflet, the catheter 200 will typically comprise a duplicate arrangement symmetrically positioned on the opposite side of the shaft 308 to additionally
suture the other leaflet.  Only one leaflet LF is shown for clarity.  The needle 340 is advanced toward the leaflet LF either by extension of the guide conduit 304 or the needle 340 itself.  In either case, the needle 340 is then advanced to penetrate
the leaflet LF and emerge from the other side or the distal side of the leaflet.  The penetration hole 352 illustrates the point of entry through the leaflet LF.  The needle 340 is further advanced so that the suture holding feature 341 is disposed in
the same plane as the suture loop 342.  As shown in FIG. 40, the suture loop 342 is then retracted so that it is released from the heatshrink tubing 344 and is disposed within the suture holding feature 341.  The needle 340 is then retracted, as shown in
FIG. 41, pulling the suture loop 342 through the penetration hole 352 to the atrial side of the valve.  To aid in maintaining the suture loop 342 within the suture holding feature 341, a sheath or tubing may be slid over the suture holding feature 341 to
hold the suture loop 342 in place.  The other leaflet LF of the mitral valve is pierced in the same manner wherein the suture loop is threaded to the atrial side of the valve.  The suture loops are then fixed together by conventional knot tying or any
suitable method, including positioning suture fasteners.
The following device embodiments depict complete device designs utilizing a variety of the specific features described above.  In addition, new features are also introduced which provide additional device capabilities.  The embodiments shown are
designed for treatment of the mitral valve with an atrial approach.  However, it may be appreciated that the design features may be adapted for other valves and other approaches.
The embodiments of the interventional catheter 500 will be described in conjunction with its method of use for repairing a regurgitive mitral valve.  However, the device will be illustrated independently of the valve anatomy to more clearly
illustrate the workings of the device.  The relationship of the device to the valve anatomy throughout the steps of the method may be easily visualized based on description.
In the first embodiment, referring to FIG. 42, the interventional catheter 500 comprises an elongate shaft 502 having at least one capture device 504 and guide conduit 506 disposed near its distal end 508.  The capture device 504 comprises distal
loops 510 which are located near the tip 512 of the catheter.  Two distal loops 510 are shown, one on each side of the catheter 500, for the capturing of two valve leaflets.  The distal loops 510 are retracted for introduction of the catheter 500 through
a previously placed guidecatheter.  Proximal loops 514 and guide conduits 506 are also shown.  Since both the proximal loops 514 and the guide conduits 506 are located proximal to the distal loops and approach the atrial surface of the leaflets, they may
be interconnected at the guide conduit cuff 516 as shown.  In addition, such interconnectivity may provide advantages which have been presented earlier in relation to embodiments having similar interconnectivity.  It may be appreciated, however, that
these features may be independent in other embodiments.  Similar to the distal loops 510, the proximal loops 514 and guide conduits 506 are retracted for introduction of the catheter 500 through the previously placed guidecatheter.  In addition, portions
of the catheter 500 may have an integral spring or flexible section 516 which may assist in passing the device through any curves in the guidecatheter during introduction.
After introduction, the catheter 500 is advanced so that the tip 512 of the catheter is positioned within the atrium, above the mitral valve.  Referring to FIG. 43, the distal loops 510 are then deployed so that they protrude radially outward
from the shaft 502.  The device is then oriented so that the distal loops 510 are positioned substantially perpendicular to the line of coaptation between the two valve leaflets.  This may be accomplished with the use of short-axis echocardiography.  The
tip 512 may be moved roughly along the line of coaptation to the location of regurgitation.  After alignment, the tip 512 and distal loops 510 are advanced through the valve, between the leaflets, so that the loops 510 emerge beyond the valve.
Perpendicular alignment is then reconfirmed using echocardiography.  At this point, the distal end 508 is retracted so that the distal loops 510 move upward, toward the atrium, and press against the ventricular surface of the leaflets.  This grasps the
leaflets and holds the leaflets in place throughout the cardiac cycle.  During diastole, a double orifice geometry may be visualized using short-axis echocardiography, as previously shown in FIG. 5.
Referring to FIG. 44, the proximal loops 514 and guide conduits 506 are co-deployed and advanced toward the atrial surface of the leaflets.  As previously described, interconnection of the proximal loops 514 with the guide conduits 506 may allow
one to deploy the other.  For example, deployment and advancement of the guide conduits 506 angularly outward may draw the proximal loops 514 out from the shaft 502 effecting their deployment.  Alternatively, the proximal loops 514 may be comprised of a
material that is of sufficient rigidity so that deployment of the proximal loops 514 draws the guide conduits 506 downward and outward from the shaft 502 effecting their deployment.  The proximal loops 514 may also serve to position the guide conduit
cuffs 516 within the distal loop 510 as shown.
In any case, as shown in FIG. 45 in a side-view, the proximal loops 514 and guide conduits 506 are deployed to near or below the plane of the distal loops 510 so that they are in contact with the atrial surface of the leaflets.  Although not
illustrated, the valve leaflets would reside between the proximal loops 514 and the distal loops 510.  In some cases, such as in severe prolapsing valves, the proximal loops 514 may be deployed prior to grasping the leaflets with the distal loops 510.
In these cases, the proximal loops 514 may act to limit the extent of prolapse and to assist in trapping the leaflet between the proximal and distal loops.
Once the leaflets are securely grasped between the proximal and distal loops, the double orifice geometry is confirmed during diastole using short-axis echocardiography.  If the positioning of the leaflets appears as desired, piercing devices or
needles 520 are advanced from the guide conduit cuffs 516 to puncture and penetrate the valve leaflets.  As shown in FIG. 46, the needles 520 are advanced through the distal loops 510 so that the distal loops 510 may support the leaflet during
penetration.  As shown in FIG. 47, the distal loops 510 are then retracted, pulling the needles 520 radially toward the shaft 502.  Since each needle 520 is pierced through a leaflet, the radially inward movement of the needles 520 draws the leaflets
together at the points of penetration.  This simulates the methods of performing a standard surgical bow-tie repair.  At this point, the proximal loops 514 may be removed from the valve surface and the mitral regurgitation may be evaluated to determine
if the two pierced points are suitable for fixing the leaflets together.  Color Doppler echo will show if the regurgitation of the valve has been reduced.  If the resulting mitral flow pattern is satisfactory, the leaflets may be fixed together in this
orientation.  If the pattern is unsatisfactory, the above steps may be repeated until a satisfactory flow pattern is obtained.
Referring to FIG. 48, fixation may be achieved with the use of fixation pledgets or anchors 522 which are deployable from the needles 520.  Push rods (not shown) may be advanced within the needles 520 to deploy the anchors 522 from the needles
520.  Attached to each anchor 522 is a line of suture 524 which is captured within each needle 520, as shown.  The needles 520 are then retracted back through the leaflet penetrations, leaving the anchors 522 on the ventricular side of the valve leaflets
while threading the suture 524 through the penetrations.  Simultaneously or subsequently, the tip 512 and/or distal end 508 is advanced distally to position the distal loops 510 slightly below the anchors 522.  In this way, the distal loops 510 may be
retracted inwardly without trapping the lines of suture 524 in the loops 510.  The distal loops 510 are thus retracted to a low profile position and the proximal loops 514 and guide conduits 506 are also retracted to their original low profile position.
As shown in FIG. 49, the distal end 508 is then withdrawn from the valve, leaving the anchors 522 disposed on the ventricular side of the leaflets LF and the lines of suture 524 threaded through the penetrations 526, continuing up through the guide
conduits 506.
Referring to FIG. 50, a holding tube 530 containing the free ends of both sutures 524 is separated from the shaft 502 and advanced toward the atrial surface of the leaflets LF.  This holds tension on the anchors 522 to maintain the position of
the anchors 522 against the ventricular surface of the leaflets LF and to maintain the coaptation of the leaflets LF along the line of coaptation C. A suture fixation device deployment catheter (not shown) is then inserted through, over or replacing the
holding tube 530 to tie the sutures together with a knot or to deploy a fixation device 532 to hold the sutures 524 in place, as shown in FIG. 51.  A suture cutter (not shown) is integral with the deployment catheter and is used to cut the suture lines
524 proximal to the fixation device 532.  The deployment catheter is then removed leaving the fixed leaflets in a repaired condition.
In the second embodiment, referring to FIG. 52, the interventional catheter 1050 comprises an elongate shaft 1052 and a detachable capture device 1054.  The capture device 1054 comprises, among others, proximal elements 1056 and distal elements
1058.  Such a capture device 1054 is similar to that presented in FIGS. 17C-17D.  Again, the proximal elements 1056 may be separately deployable from the distal elements 1058.  As shown, the distal elements 1058 are deployed so that they are extended
radially outward from the shaft 1052.  The proximal elements 1056 may be held against the shaft by sutures 1060 which are drawn up within the shaft 1052.  In this orientation, the catheter 1050 may be manipulated between the leaflets so that the distal
elements 1058 are positioned against the ventricular surface of the valve leaflets LF.
Referring to FIG. 53, the proximal elements 1056 may then be released by slacking the sutures 1060.  This allows the preformed elements 1056 to extend radially outward and downward, as illustrated.  Depending on the curvature of the proximal
elements 1056, they may remain proximal to, move to within the same plane of, or move beyond the plane of the distal elements 1058.  Here, the proximal elements 1056 are shown slightly beyond the plane of the distal elements 1058.  Thus, the leaflets LF
would be grasped and held in place between the elements 1056, 1058.  In addition, the proximal elements 1056 include prongs 1057 to provide friction and assist in holding the leaflets LF.
The leaflets LF may then be repositioned by manipulating the elements 1056, 1058 while the leaflets LF are grasped therebetween.  Referring to FIG. 54, the elements 1056, 1058 may be drawn inward by rotation of a torque shaft 1064, such rotation
indicated by an arrow.  Rotation of the torque shaft 1064 drives a screw 1065 in the capture device 1054 which translates a nut 1066 downward within the capture device 1054.  The translating nut 1066 draws the elements 1056, 1058 inward to assist in
coaptation of the leaflets LF.
FIG. 55 more closely illustrates the workings of the capture device 1054.  The nut 1066 is positioned on the screw 1065 between a top structure 1068 and a bottom structure 1069.  The proximal and distal elements 1056, 1058 are fixedly attached in
holes 1076 in the nut 1066 and pass through holes 1074 in the top structure 1068.  The screw 1065 has a screw top 1070 which extends into a torque driver 1072.  The inner diameter of the driver 1072 is square to receive the square screw top 1070.  The
torque shaft 1064 is attached to the driver 1072 so that rotation of the shaft 1064 rotates the screw 1065.  This in turn translates the nut 1066 downward, drawing the elements 1056, 1058 inward through the holes 1074.  Since the nut 1066 has flat sides,
the nut 1066 will not rotate within an outer casing 1076 (shown in FIG. 54) which fits against the nut 1066.
During repositioning of the leaflets LF, imaging is used to verify that coaptation and mitral regurgitation reduction is suitable.  Once the leaflets LF are suitably positioned, the capture device 1054 is ready for detachment.  FIGS. 56-57
illustrate an embodiment of the detachment mechanism which is similar in design and function to that previously described in relation to FIGS. 21D-21E.  FIG. 56 illustrates a tubular upper shaft 1080 and a detachable lower shaft 1082 which are
interlocked at a joining line 1084.  Again, the joining line 1084 may have any shape or curvature which will allow or facilitate interlocking and later detachment.  The torque driver 1072 bridges the joining line 1084 as shown.  Such placement of the
driver 1072 prevents twisting and translation of the upper and lower shafts 1080, 1082.  FIG. 57 illustrates detachment of the lower shaft 1082 from the upper shaft 1080.  This is achieved by retracting the driver 1072 to a position above the joining
line 1084 which in turn allows the shafts 1080, 1082 to separate.  Consequently, the capture device 1054 is detached from the shaft 1052 of the interventional catheter 1050, as shown in FIG. 58, and left behind as an implant to hold the leaflets LF in
the desired coapted position.
Kits 1000 according to the present invention comprise any number of items related to the devices, systems and methods described above.  As shown in FIG. 59, such kits 1000 typically include at least one interventional catheter 1002 having a
capture device 1004.  Optionally, the capture device 1004 may be detachable and, in such a case, a number of capture devices 1004 (or fixation devices) may be included in the kit 1000.  The kits 1000 also include instructions for use IFU setting forth
any of the methods according to the present invention.  Optionally, the kits 900 may further include any of the other system components described above, such as one or more guidecatheters 1006, guide wires 1008, dilators 1009, penetration devices 1010,
sutures 1012, anchors 1014 optionally having sutures 1012 attached, snares 1016 optionally having sutures 1012 attached, and fasteners 1018 to fix sutures together, to name a few.  Some or all kit components will usually be packaged together in a pouch
1020 or other conventional medical device packaging.  Usually, those kit components which will be used in performing the procedure on the patient will be sterilized and maintained within the kit.  Optionally, separate pouches, bags, trays or other
packaging may be provided within a larger package, where the smaller packs may be opened separately to separately maintain the components in a sterile fashion.
Although the foregoing invention has been described in some detail by way of illustration and example, for purposes of clarity of understanding, it will be obvious that various alternatives, modifications and equivalents may be used and the above
description should not be taken as limiting in scope of the invention which is defined by the appended claims.
Methods and devices for capturing and fixing leaflets in valve repair, Goldfarb, et al., Eric A. Goldfarb, Kent D. Dell, Sylvia Wen-Chin Fan, Brian B. Martin, Ferolyn T. Powell, Alfred H. Raschdorf, Troy L. Thornton, Application number 09 894-463, Surgery, heart valve, valve repair, cardiac valve, valve leaflet, Patent Search, United States of America, blood vessel, search terms, Evalve, mitral valve
1. Field of the InventionThe present invention relates generally to medical methods, devices, and systems. In particular, the present invention relates to methods, devices, and systems for the endovascular or minimally invasive surgical repair of the valves of theheart, particularly the mitral valve.Mitral valve regurgitation is characterized by retrograde flow from the left ventricle of a heart through an incompetent mitral valve into the left atrium. During a normal cycle of heart contraction (systole), the mitral valve acts as a checkvalve to prevent flow of oxygenated blood back into the left atrium. In this way, the oxygenated blood is pumped into the aorta through the aortic valve. Regurgitation of the valve can significantly decrease the pumping efficiency of the heart, placingthe patient at risk of severe, progressive heart failure.Mitral valve regurgitation can result from a number of different mechanical defects in the mitral valve. The valve leaflets, the valve chordae which connect the leaflets to the papillary muscles, or the papillary muscles themselves may bedamaged or otherwise dysfunctional. Commonly, the valve annulus may be damaged, dilated, or weakened limiting the ability of the mitral valve to close adequately against the high pressures of the left ventricle.The most common treatments for mitral valve regurgitation rely on valve replacement or strengthening of the valve annulus by implanting a mechanical support ring or other structure. The latter is generally referred to as valve annuloplasty. Arecent technique for mitral valve repair which relies on suturing adjacent segments of the opposed valve leaflets together is referred to as the "bow-tie" or "edge-to-edge" technique. While all these techniques can be very effective, they usually relyon open heart surgery where the patient's chest is opened, typically via a sternotomy, and the patient placed on cardiopulmonary bypass. The need to both open the chest and place the patient on b
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