Source: http://www.law.cornell.edu/cfr/text/17/5
Timestamp: 2013-12-12 07:54:03
Document Index: 592361740

Matched Legal Cases: ['art 5', '§ 5', '§ 5', '§ 5', '§ 5', 'art 4', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5', '§ 5']

17 CFR 5 - OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS | Title 17 - Commodity and Securities Exchanges | Code of Federal Regulations | LII / Legal Information Institute
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17 CFR 5 - OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS
There are 2 Updates appearing in the Federal Register for 17 CFR 5. Select the tab below to view, or View eCFR (GPOAccess)
§ 5.1 — Definitions.
§ 5.2 — Prohibited transactions.
§ 5.3 — Registration of persons engaged in retail forex transactions.
§ 5.4 — Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors.
§ 5.5 — Distribution of “Risk Disclosure Statement” by retail foreign exchange dealers, futures commission merchants and introducing brokers regarding retail forex transactions.
§ 5.6 — Maintenance of minimum financial requirements by retail foreign exchange dealers and futures commission merchants offering or engaging in retail forex transactions.
§ 5.7 — Minimum financial requirements for retail foreign exchange dealers and futures commission merchants offering or engaging in retail forex transactions.
§ 5.8 — Aggregate retail forex assets.
§ 5.9 — Security deposits for retail forex transactions.
§ 5.10 — Risk assessment recordkeeping requirements for retail foreign exchange dealers.
§ 5.11 — Risk assessment reporting requirements for retail foreign exchange dealers.
§ 5.12 — Financial reports of retail foreign exchange dealers.
§ 5.13 — Reporting to customers of retail foreign exchange dealers and futures commission merchants; monthly and confirmation statements.
§ 5.14 — Records to be kept by retail foreign exchange dealers and futures commission merchants.
§ 5.15 — Unlawful representations.
§ 5.16 — Prohibition of guarantees against loss.
§ 5.17 — Authorization to trade.
§ 5.18 — Trading and operational standards.
§ 5.19 — Pending legal proceedings.
§ 5.20 — Special calls for account and transaction information.
§ 5.21 — Supervision.
§ 5.22 — Registered futures association membership.
§ 5.23 — Notice of bulk transfers and bulk liquidations.
§ 5.24 — Applicability of other parts of this chapter
§ 5.25 — Applicability of the Act.
Authority: 7 U.S.C. 1a, 2, 6, 6a, 6b, 6c, 6d, 6e, 6f, 6g, 6h, 6i, 6k, 6m, 6n, 6 o, 8, 9, 9a, 12, 12a, 13b, 13c, 16a, 18, 19, 21, and 23, as amended by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. No. 111-203, 124 Stat. 1376 (Jul. 21, 2010).
Source: 75 FR 55432, Sept. 10, 2010, unless otherwise noted.
Title 17 published on 2012-04-01The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 5 after this date.2013-04-16; vol. 78 # 73 - Tuesday, April 16, 201378 FR 22418 - Reassignment of Commission Staff Responsibilities and Delegations of Authority