Source: http://www.ecfr.gov/cgi-bin/text-idx?node=5:3.0.30.11.2&rgn=div5
Timestamp: 2015-07-02 05:21:10
Document Index: 170762983

Matched Legal Cases: ['art 5601', 'ART 5601', '§5601', '§5601', '§5601', '§5601', '§5601', 'art 2635', '§5601', '§5601', '§5601', 'art 2635']

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Title 5 → Chapter XLVI → Part 5601
PART 5601—SUPPLEMENTAL STANDARDS OF ETHICAL CONDUCT FOR EMPLOYEES OF THE POSTAL RATE COMMISSIONContents§5601.101 General.
§5601.102 Prohibited financial interests.
§5601.103 Notice of disqualification when seeking employment.
§5601.104 Outside employment.
Authority: 5 U.S.C. 7301; 5 U.S.C. App. (Ethics in Government Act of 1978); 39 U.S.C. 3603; E.O. 12674, 54 FR 15159, 3 CFR, 1989 Comp., p. 215, as modified by E.O. 12731, 55 FR 42547, 3 CFR, 1990 Comp., p. 306; 5 CFR 2635.105, 2635.403(a), 2635.802(a), 2635.803. Source: 58 FR 42840, Aug. 12, 1993, unless otherwise noted. Back to Top
§5601.101 General.(a) Purpose. In accordance with 5 CFR 2635.105, the regulations in this part apply to employees, including Commissioners, of the Postal Rate Commission and supplement the Standards of Ethical Conduct for Employees of the Executive Branch contained in 5 CFR part 2635.(b) Definition of affected persons. For purposes of this part, a person whose interests are significantly affected by rates of postage, fees for postal services, the classification of mail or the operations of the United States Postal Service (Postal Service):(1) Includes a company or other person:(i) Who is or, in the past 4 years, has been a party to a proceeding before the Postal Rate Commission;(ii) Whose primary business involves entering publications as second-class mail;(iii) Who is in the business of selling merchandise, and a substantial portion of whose orders are solicited, received, or delivered through the mails;(iv) Who is primarily engaged in the business of advertising through the mails;(v) Who is primarily engaged in the business of delivering merchandise or written communications, i.e., a person whose primary business is in competition with the Postal Service; or(vi) Who provides services or products to the Postal Service that can be expected to produce income that exceeds $100,000 and equals or exceeds 5 percent of its gross income for the current fiscal year; and(2) Does not include a company or other person whose use of the mails is merely an incidental or a minor factor in the general conduct of its business. Back to Top
§5601.102 Prohibited financial interests.Any employee shall not, directly or indirectly, have any financial interest in a person whose interests are significantly affected by rates of postage, fees for postal services, the classification of mail, or the operations of the Postal Service. Back to Top
§5601.103 Notice of disqualification when seeking employment.An employee who has been assigned to a particular matter which affects the financial interests of a prospective employer and who is required, in accordance with 5 CFR 2635.604(a), to disqualify himself from participation in that matter shall, notwithstanding the guidance in 5 CFR 2635.604 (b) and (c), provide notice of disqualification to his supervisor upon determining that he will not participate in the matter. Back to Top
§5601.104 Outside employment.(a) Prohibited outside employment. An employee shall not engage in outside employment, either on a paid or unpaid basis, with or for a company or other person whose interests are significantly affected by rates of postage, fees for postal services, the classification of mail, or the operations of the Postal Service.(b) Prior approval for outside employment. An employee who wishes to engage in outside employment, either on a paid or unpaid basis, shall obtain the prior written approval of the designated agency ethics official. A request for such approval shall be submitted in writing with sufficient description of the employment to enable the designated agency ethics official to give approval based on a determination that the outside employment is not expected to involve conduct prohibited by statute or Federal regulation, including paragraph (a) of this section and 5 CFR part 2635.(c) Definition of employment. For purposes of this section employment means any form of non-Federal employment or business relationship involving the provision of personal services by the employee. It includes but is not limited to personal services as an officer, director, employee, agent, attorney, consultant, contractor, general partner or trustee. Employment does not include participation in the activities of a nonprofit charitable, religious, professional, social, fraternal, educational, recreational, public service or civic organizations unless such activities involve the practice of a profession within the meaning of 5 CFR 2636.305(b)(1), including the giving of professional advice, or are for compensation other than reimbursement of expenses. Back to Top