Source: http://www.law.cornell.edu/cfr/text/17/239.17A
Timestamp: 2014-03-16 19:17:51
Document Index: 373738509

Matched Legal Cases: ['art 239', '§ 239', '§ 241', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 79', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80']

17 CFR 239.17a - Form N-3, registration statement for separate accounts organized as management investment companies. | LII / Legal Information Institute
CFR › Title 17 › Chapter II › Part 239 › Subpart A › Section 239.17a 17 CFR 239.17a - Form N-3, registration statement for separate accounts organized as management investment companies.
There are 2 Updates appearing in the Federal Register for 17 CFR 239. View below or at eCFR (GPOAccess)
§ 239.17a
Form N-3, registration statement for separate accounts organized as management investment companies.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeU.S. Code: Title 12 - BANKS AND BANKING12 U.S. Code § 241 - Creation; membership; compensation and expenses
U.S. Code: Title 15 - COMMERCE AND TRADE15 U.S. Code § 77f - Registration of securities15 U.S. Code § 77g - Information required in registration statement15 U.S. Code § 77h - Taking effect of registration statements and amendments thereto15 U.S. Code § 77j - Information required in prospectus15 U.S. Code § - 15 U.S. Code § 77s
- Special powers of Commission
15 U.S. Code § 77z–2 - Application of safe harbor for forward-looking statements15 U.S. Code § 77z–3 - General exemptive authority15 U.S. Code § 77sss - Rules, regulations, and orders15 U.S. Code § 78c - Definitions and application15 U.S. Code § - 15 U.S. Code § 78m
- Periodical and other reports
15 U.S. Code § 78n - Proxies15 U.S. Code § - 15 U.S. Code § 78p - Directors, officers, and principal stockholders15 U.S. Code § 78u–5 - Application of safe harbor for forward-looking statements15 U.S. Code § 78w - Rules, regulations, and orders; annual reports15 U.S. Code § - 15 U.S. Code § 78mm - General exemptive authority15 U.S. Code § - § 79q15 U.S. Code § 80a–2 - Definitions; applicability; rulemaking considerations15 U.S. Code § 80a–3 - Definition of investment company15 U.S. Code § 80a–8 - Registration of investment companies15 U.S. Code § 80a–9 - Ineligibility of certain affiliated persons and underwriters15 U.S. Code § 80a–10 - Affiliations or interest of directors, officers, and employees15 U.S. Code § 80a–13 - Changes in investment policy15 U.S. Code § 80a–24 - Registration of securities under Securities Act of 193315 U.S. Code § 80a–26 - Unit investment trusts15 U.S. Code § 80a–29 - Reports and financial statements of investment companies and affiliated persons15 U.S. Code § 80a–30 - Accounts and records15 U.S. Code § 80a–37 - Rules, regulations, and orders
Title 17 published on 2013-04-01The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 239 after this date.2013-07-24; vol. 78 # 142 - Wednesday, July 24, 201378 FR 44730 - Disqualification of Felons and Other “Bad Actors” From Rule 506 Offerings