Source: http://www.lawserver.com/law/state/alaska/ak-statutes/alaska_statutes_chapter_45-55
Timestamp: 2013-06-19 06:10:07
Document Index: 627154621

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Alaska Statutes Chapter 45.55 - Alaska Securities Act :: Lawserver LawServer - Laws, Legal Information and Lawyers
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Alaska Statutes Chapter 45.55 - Alaska Securities Act Alaska Statutes > Title 45 > Chapter 45.55 - Alaska Securities ActCurrent as of: 2010Check for updates§ 45.55.010Sales and purchases§ 45.55.020Advisory activities§ 45.55.023Unethical business practices of state investment advisers, investment adviser representatives, and federal covered advisers§ 45.55.025Fraudulent, dishonest, and unethical business practices of broker-dealers and agents§ 45.55.027Additional fraudulent, dishonest, and unethical business practices of agents§ 45.55.028Practices of broker-dealers and agents considered fraudulent or deceitful§ 45.55.030Registration requirements; referrals§ 45.55.035Limited registration of Canadian broker-dealers and agents§ 45.55.040Registration procedure; notice filing§ 45.55.050Post-registration provisions§ 45.55.060Denial, revocation, suspension, cancellation, and withdrawal of registration§ 45.55.070Registration requirement§ 45.55.075Federal covered securities§ 45.55.080Registration by notification§ 45.55.090Registration by coordination§ 45.55.100Registration by qualification§ 45.55.110Provisions applicable to registration and notice filings§ 45.55.120Denial, suspension, and revocation of registration§ 45.55.138Application to Alaska Native Claims Settlement Act corporations§ 45.55.139Reports of corporations§ 45.55.150Sales and advertising literature§ 45.55.155Viatical settlement interests§ 45.55.160Misleading filings§ 45.55.170Unlawful representations concerning registration or exemption§ 45.55.900Exemptions§ 45.55.905Administration of chapter§ 45.55.910Investigations and subpoenas; confidentiality§ 45.55.915Reimbursement of expenses incident to examination or investigation§ 45.55.920Orders, injunctions, and civil penalties§ 45.55.925Criminal penalties§ 45.55.930Civil liability to buyers§ 45.55.935Hearings§ 45.55.940Judicial review of orders§ 45.55.950Regulations, forms, orders, and hearings§ 45.55.960Administrative Procedure Act applies§ 45.55.970Administrative files and opinions§ 45.55.980Applicability of the chapter; service of process§ 45.55.990Definitions§ 45.55.995Short title________________________________________________________________________