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Timestamp: 2014-10-21 02:08:46
Document Index: 138851922

Matched Legal Cases: ['§ 7', '§ 15', '§ 15', '§ 15', '§ 15', '§ 15', '§ 8']

| North Carolina v. Hicks
North Carolina v. Hicks
STATE OF NORTH CAROLINAv.RICHARD LANE HICKS, JR.
Appeal of right by the defendant pursuant to N.C.G.S. § 7A-27(a) from a judgment imposing a life sentence for first-degree murder, entered on 2 July 1991 by Freeman, J., in Superior Court, Alexander County, upon a jury verdict of guilty.
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The defendant presented no evidence at trial. The State's evidence tended to show the following. The fourteen-year-old victim, Misti Ann Mathena, was found dead in her family's mobile home in Mocksville, North Carolina, at approximately 4 p.m. on 4 September 1990. Law enforcement officers found the victim lying on her back on the living room floor. She had been shot three times: once in the head, once in the upper back, and once in the elbow. In their search of the residence, investigators discovered two .22-caliber shell casings, a live .22-caliber round, the victim's diary, and several love notes which referred to the defendant, Richie Hicks, and the victim.
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At about noon on Thursday, 6 September 1990, Agent Foster and Lieutenant Stephens located the defendant at a funeral home in Mocksville. The defendant was with Bobby Mathena, the victim's brother. The officers asked the defendant and Bobby Mathena to come to the sheriff's department for further questioning, and the two boys agreed. About ten minutes later, the defendant and Bobby Mathena arrived at the sheriff's department in Bobby Mathena's car. The defendant repeated his earlier account of his whereabouts and contacts with the victim in the days preceding her death,
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again stating that he had gone to school as he normally did on the day of her death and that he did not go anywhere near the victim's trailer on the morning of 4 September 1990.
After the defendant's father had signed the polygraph consent form, Agent Foster and Lieutenant Stephens took the defendant to the S.B.I. office in Hickory to take the polygraph test. They arrived in Hickory at 3 p.m., and the defendant waited in the lobby of the S.B.I. office while the officers went through a security door and into the area where individual offices were located. At about 5 p.m., Agent Foster asked the defendant to follow him through the security door and into the office of Special Agent J. L. Jones, the polygraph officer.
Agent Foster next saw the defendant at approximately 6:55 p.m., when he saw Agent Jones and the defendant walk outside into the parking lot. Jones and the defendant talked and then came back into the building, and Agent Foster followed them into the computer room. Over the defendant's objection, Agent Foster testified that at this time, the defendant was stating that he wanted to take the blame and that he was "responsible for it." He said
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that he had shot the victim and told the officers that he would sign whatever they wanted him to and that he wanted to die and be with the victim. Agent Foster and Lieutenant Stephens told the defendant that they could not just write out a statement and have him sign it, and they told the defendant that they wanted the truth about what had happened. The defendant asked if he could take a polygraph test to prove that he had killed the victim, and Agent Foster left to see if he could find someone other than Agent Jones to administer a polygraph test.
The defendant stated that on Monday, 3 September 1990, he went to the victim's trailer to gather up some of his belongings. After he left her trailer, he went home and called the victim. She told him not to call her any more; when he asked her if making love meant anything to her, she said yes, and again told him not to call her any more. The defendant told the officers that at that point, he started thinking about another boy touching her, and he "went to pieces." He went into his brother Danny's bedroom and told Danny that he could not handle it and that he was going to have to get rid of her. Danny said that he "didn't give a sh--."
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The defendant stated that Danny and the victim had never gotten along.
The defendant stated that on the morning of 4 September 1990, he and Danny left the house at about 6:15 a.m. Before they got to the victim's trailer, they split up. The defendant turned and went into the woods, and Danny went to the bus stop. The defendant walked into the woods behind the victim's home and waited for her sisters to leave. He knew the sisters were gone when he heard the bus go by. He then picked up the rifle and entered the Mathenas' trailer through the back door. He turned on the stereo in the victim's room and started to walk toward the living room, where he met the victim. The defendant stated that they looked at each other without saying anything, and he shot her. She looked at him and turned around, and he shot her in the back. She fell to the floor and put her hands over her face, and he shot her in the head. The defendant pointed to his right temple area to describe to the officers where he had shot her. He stated that he thought that he had shot her three times.
The defendant stated that he then caught a ride to school with a friend. When he got to school, he waited for Danny. When Danny saw him, Danny asked, "Richie, did you do it?" The defendant answered that he had and asked Danny what he thought about it. Danny responded, "I don't give a sh--." Danny asked where he had shot the victim, and the defendant responded by pointing to his head.
When the boys got home from school, the defendant told Danny that they had to get rid of the gun case and bullets, which were hidden in a pump house. Danny agreed with the defendant, and
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the two of them went to the pump house. The defendant stated that he and Danny buried the gun case by a lake.
Special Agent Steven Cabe of the State Bureau of Investigation testified that the defendant's fourteen-year-old brother, Danny Hicks, had been charged with murder, accessory to murder, and aiding and abetting the murder of Misti Mathena, and that Danny Hicks' case was pending in Juvenile Court. Agent Cabe testified on direct examination that Danny Hicks had made a statement on 6 September 1990 at 10 p.m. The defendant's counsel, on cross-examination, asked Agent Cabe to read that statement. Agent Cabe read the 6 September 1990 statement of Danny Hicks, which was
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consistent with the incriminating statements made by the defendant and previously admitted into evidence. Danny also told the officers during this statement that he had wanted to call the police but had been afraid of what the defendant might do to him.
The defendant assigns as error the admission into evidence of two incriminating statements which he made to law enforcement officers at the S.B.I. office in Hickory on 6 September 1990. He argues that the first incriminating statement, which he made after speaking with Agent Jones in the parking lot and before he was advised of his constitutional rights, was admitted into evidence in violation of Miranda v. Arizona, 384 U.S. 436, 16 L. Ed. 2d 694 (1966). He also contends that his second statement was admitted into evidence in violation of the rule set forth in Oregon v. Elstad, 470 U.S. 298, 84 L. Ed. 2d 222 (1985), and in violation of Article I, sections 19 and 23 of the Constitution of North Carolina.
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The trial court found that after the defendant had reported voluntarily to the sheriff's department for questioning, officers asked him to take a polygraph test "in order to clear his name," and he agreed. Officers transported the defendant from Mocksville to Hickory for the purpose of administering a polygraph test; this trip took approximately two hours, although the officers did stop for lunch on the way. After the officers and the defendant arrived at the S.B.I office in Hickory at approximately 3 p.m., the defendant waited in the lobby until approximately 5 p.m., when Agent Jones, a polygraph operator, arrived. The defendant told Agent Jones at least three times that he did not want to take a polygraph test. No evidence was presented at the voir dire hearing which indicated, and the trial court did not find, that officers ever offered to take the defendant home or that the defendant ever was told that he was free to leave.
The trial court found that after the defendant refused to take the polygraph test the third time, he told Agent Jones that he would like to go outside. During his conversation with Agent Jones in the parking lot, the defendant told Jones that he would like to take responsibility for the killing of the victim. The defendant and Agent Jones then came back inside the building, and Agent Jones told Agent Foster and Lieutenant Stephens that the defendant wanted to confess to the crime. When the defendant refused to elaborate on the details of the crime, the officers told him that he would have to tell them what had happened and any details that he knew. The defendant then gave them details of what had happened and demonstrated how he had shot the victim. After the defendant explained details of the murder, the officers advised the defendant of his constitutional rights, and the defendant then gave another confession.
While the findings of fact made by the trial court following the voir dire hearing on the admissibility of his confessions are conclusive and binding on this Court if they are supported by
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competent evidence, the trial court's Conclusion that the defendant was not in custody when he made his first incriminating statement to officers is a Conclusion of law and is fully reviewable by this Court on appeal. State v. Mahaley, 332 N.C. 583, 592-93, 423 S.E.2d 58, 64 (1992). In the present case, the trial court's findings of fact are supported by ample evidence presented in the voir dire hearing. We are thus bound by those findings of fact. Upon reviewing the trial court's Conclusions of law, however, we conclude that the trial court erred in holding that the defendant's first confession was admissible. We hold that the facts as found by the trial court require the Conclusion that the defendant was in custody when he made the first incriminating statement and that this statement therefore was admitted in violation of Miranda.
In Miranda, the Supreme Court of the United States prohibited the prosecution's use of statements "stemming from custodial interrogation of the defendant unless it demonstrates the use of procedural safeguards effective to secure the privilege against self-incrimination." 384 U.S. at 444, 16 L. Ed. 2d at 706. In the present case, the question is whether the defendant was in custody when he made an incriminating statement before he had been advised of his constitutional rights.
As we frequently have stated in the past, "the test for whether a person is 'in custody' for Miranda purposes is whether a reasonable person in the suspect's position would feel free to leave" or would feel "compelled to stay." State v. Torres, 330 N.C. 517, 525, 412 S.E.2d 20, 24 (1992), cited in State v. Mahaley, 332 N.C. 583, 591, 423 S.E.2d 58, 63 (1992); see United States v. Mendenhall, 446 U.S. 544, 554, 64 L. Ed. 2d 497, 509 (1980); Oregon v. Mathiason, 429 U.S. 492, 494-95, 50 L. Ed. 2d 714, 719 (1977). Applying this objective test requires us to consider the particular facts and circumstances of each case. Mahaley, 332 N.C. at 591, 423 S.E.2d at 63 (citing State v. Davis, 305 N.C. 400, 410, 290 S.E.2d 574, 580 (1982)).
We hold that a reasonable person in the defendant's position would have felt that he was in custody and was not free to leave. Officers asked the defendant to take a polygraph test to "clear his name" and transported the defendant over an hour's drive away from his home in Mocksville to an S.B.I. office in Hickory for the purpose of administering a polygraph test. Although he refused to take the polygraph on three separate occasions during
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two hours of questioning, the defendant never was taken home or offered transportation home. See State v. Phipps, 331 N.C. 427, 442, 418 S.E.2d 178, 186 (1992) (defendant not in custody when, during previous, similar interview, he was taken home upon refusing to take polygraph); Davis, 305 N.C. at 415-17, 290 S.E.2d at 584-85 (same). Additionally, although the polygraph operator informed the defendant during an explanation of the polygraph procedure that he was not under arrest, the defendant never was told that he was free to leave. See Torres, 330 N.C. 517, 526, 412 S.E.2d 20, 25; s ee also Phipps, 331 N.C. at 443, 418 S.E.2d at 186 (defendant not in custody when he was told that he was free to leave). Under the totality of the circumstances, a reasonable person in the defendant's position, knowing that he was a suspect in a murder case and having just stated to a law enforcement officer that he wanted to take responsibility for that murder, would feel that he was compelled to stay, not that he was free to leave. We conclude that the defendant was in custody for Miranda purposes immediately following his statement to Agent Jones that he would "take responsibility" for the killing and that, after he made this statement, the defendant should have been informed of his Miranda rights before officers questioned him further. The confession resulting from the unwarned, custodial interrogation following his statement that he would "take responsibility" for the killing should have been suppressed.
The trial court's admission into evidence of the defendant's first confession in violation of Miranda is subject to harmless-error analysis. Before we can conduct such analysis, however, it is necessary that we determine which of the standards of harmless-error review contained in N.C.G.S. § 15A-1443 must be applied to this error. In several opinions this Court has implied that, where the prophylactic Miranda rule has been violated, the State must bear the burden of proof applicable under N.C.G.S. § 15A-1443(b) to errors arising under the Constitution of the United States, which requires the State to demonstrate that the error was harmless beyond a reasonable doubt. E.g., State v. Greene, 332 N.C. 565, 578, 422 S.E.2d 730, 737 (1992) (concluding that admission of a confession taken in violation of Miranda was harmless beyond a reasonable doubt, without directly holding that standard to be required); State v. Washington, 330 N.C. 188, 410 S.E.2d 55 (1991) (per curiam opinion reversing the decision of the Court of Appeals in State v. Washington, 102 N.C. App. 535, 402 S.E.2d 851 (1991),
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on the basis of a Dissent filed in the Court of Appeals which applied the heightened standard of review of N.C.G.S. § 15A-1443(b)); State v. Crawford, 301 N.C. 212, 270 S.E.2d 102 (1980) (admission of confession, even if in violation of Miranda, was harmless beyond a reasonable doubt); State v. Siler, 292 N.C. 543, 234 S.E.2d 733 (1977) (admission of confession taken in violation of Miranda held harmless beyond a reasonable doubt, without directly holding that standard required). In none of those cases, however, did we analyze why the standard of harmlessness "beyond a reasonable doubt" was the appropriate standard to apply. We attempt to do so now.
It is well established that "before a federal constitutional error can be held harmless, the court must be able to declare a belief that it was harmless beyond a reasonable doubt." Chapman v. California, 386 U.S. 18, 24, 17 L. Ed. 2d 705, 710-11 (1967); N.C.G.S. § 15A-1443(b) (1988). On the other hand, for errors relating to rights arising other than under the Constitution of the United States, the defendant has the burden of establishing prejudice by showing that "there is a reasonable possibility that, had the error in question not been committed, a different result would have been reached at the trial out of which the appeal arises." N.C.G.S. § 15A-1443(a) (1988). Therefore, if the admission of this defendant's first confession, given without the benefit of Miranda warnings, did not violate the Constitution of the United States, the State need not establish harmlessness beyond a reasonable doubt and, instead, the defendant must prove prejudice.
The Miranda exclusionary rule, however, serves the Fifth Amendment and sweeps more broadly than the Fifth Amendment itself. It may be triggered even in the absence of a Fifth Amendment violation. The Fifth Amendment prohibits use by the prosecution in its case in chief only of compelled testimony. Failure to administer Miranda warnings creates a presumption of compulsion. Consequently, unwarned statements that are otherwise voluntary within the meaning of the Fifth Amendment must nevertheless be excluded from evidence under Miranda. Thus, in the individual case, Miranda's preventive medicine provides a remedy even to the defendant who has suffered no identifiable constitutional harm. See New York v Quarles , supra at 654, 81 L Ed 2d 550, 104 S Ct 2626; Michigan
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v Tucker, 417 U.S. 433, 444, 41 L Ed 2d 182, 94 S Ct 2357 (1974).
Oregon v. Elstad, 470 U.S. 298, 306-307, 84 L. Ed. 2d 222, 230-31 (1985) (footnote omitted). Despite our giving the greatest deference to the Supreme Court of the United States and its decisional law, we are unable to believe that this statement in Elstad means what it seems so clearly on its face to declare. We respectfully suggest that even the Supreme Court of the United States does not have the constitutional authority -- although it may have the raw power -- to require that this or any other state court exclude evidence from a criminal trial, unless the use of that evidence violates the Constitution of the United States. Elstad, 470 U.S. at 370-71, 84 L. Ed. 2d at 272 (Stevens, J., Dissenting). Accordingly, we must assume that states are required by Miranda to exclude unwarned statements resulting from custodial interrogation only because such an exclusion is required by the Constitution of the United States. Based on our assumption that the Miranda exclusionary rule is required by the Constitution of the United States, we conclude that the burden is upon the State in this case to establish that the admission of this defendant's first confession, which he made without benefit of Miranda warnings, was harmless beyond a reasonable doubt.
The defendant next argues that his second confession, made after he had been given the Miranda warnings and had waived
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his constitutional rights, was admitted into evidence in violation of the rule established by the Supreme Court of the United States in Elstad. The defendant further argues that the admission of this second confession violated his rights under Article I, sections 19 and 23 of the Constitution of North Carolina. We disagree with these arguments.
In Elstad, the Supreme Court of the United States held that a defendant's waiver of rights and confession, following an initial confession taken in violation of Miranda, is tainted if the initial confession resulted in fact from "deliberately coercive or improper tactics." 470 U.S. at 314, 84 L. Ed. 2d at 235. The Court further held, however, that such subsequent confessions, made by the defendant after a voluntary and informed waiver of rights, need not be suppressed unless his first confession was both taken in violation of Miranda and taken in violation of the defendant's constitutional right against compelled self-incrimination. Id. at 307-309, 84 L. Ed. 2d at 231-32. In Elstad, the Court stated that
Id. at 309, 84 L. Ed. 2d at 232, quoted in State v. Barlow, 330 N.C. 133, 139, 409 S.E.2d 906, 910 (1991). Thus, if the defendant in fact made his first statement voluntarily and without actual coercion, his subsequent voluntary and informed waiver is untainted, and the statement which he made after receiving Miranda warnings and voluntarily waiving his rights may properly be admitted into evidence.
When determining the voluntariness of a confession, we examine the "totality of the circumstances surrounding the confession." Barlow, 330 N.C. at 140-41, 409 S.E.2d at 911 (citing State v. Richardson, 316 N.C. 594, 601, 342 S.E.2d 823, 829 (1986)). The following factors are among those to be considered in determining whether a confession was voluntarily made: (1) whether the defendant was in custody when he made the statement; (2) the mental capacity of the defendant; (3) the presence of psychological coercion, threats, or promises; and (4) physical torture. Id. (citing State v. Gray, 268 N.C. 69, 78, 150 S.E.2d 1, 8 (1966), cert. denied, 386 U.S. 911, 17 L. Ed. 2d 784 (1967)).
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Also properly considered are the physical environment in which the interrogation was conducted and the manner of the interrogation. Elstad, 470 U.S. at 315, 84 L. Ed. 2d at 236.
The defendant also argues that, even if his second confession is admissible under Elstad, Article I, sections 19 and 23 of the Constitution of North Carolina require its suppression. We note that, "in construing provisions of the Constitution of North Carolina, this Court is not bound by opinions of the Supreme Court of the United States construing even identical provisions in the Constitution of the United States." State v. Arrington, 311 N.C. 633, 642, 319 S.E.2d 254, 260 (1984) (citing White v. Pate, 308 N.C. 759, 304 S.E.2d 199 (1983); {PA}
Page 484} Bulova Watch Co. v. Brand Distributors, Inc., 285 N.C. 467, 206 S.E.2d 141 (1974)); s ee also State v. Carter, 322 N.C. 709, 713, 370 S.E.2d 553, 555 (1988). We do, however, give great weight to decisions of the Supreme Court of the United States interpreting provisions of the Constitution of the United States which are parallel to provisions of the State Constitution to be construed. Arrington, 311 N.C. at 643, 319 S.E.2d at 260.
Article I, section 19 of the Constitution of North Carolina provides in part that "no person shall be taken, imprisoned, or disseized of his freehold, liberties, or privileges, or outlawed, or exiled, or in any manner deprived of his life, liberty, or property, but by the law of the land." In this context, the term "law of the land" is synonymous with the term "due process of law" in the Constitution of the United States, but when applying the "law of the land" clause this Court is not bound by decisions of the Supreme Court of the United States interpreting the Fourteenth Amendment. Bulova Watch Co., 285 N.C. at 474, 206 S.E.2d at 146; s ee University of North Carolina v. Foy, 5 N.C. (1 Mur.) 57 (1805).
The proper tests to be used in resolving questions arising under the Constitution of North Carolina can be determined with finality only by this Court. Arrington, 311 N.C. at 643, 319 S.E.2d at 260. However, we adopt the test applied by the Supreme Court of the United States in Elstad for our use in determining whether Article I, sections 19 and 23 of the Constitution of North Carolina require the suppression of a defendant's second confession, made after proper warnings and the defendant's voluntary waiver of
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his constitutional rights, when that confession follows an earlier confession which must be excluded under Miranda. When the Elstad test is applied in the present case, the defendant's claim that the admission of his second confession violated his rights under the Constitution of North Carolina is without merit.
The form of the prosecutor's question made clear to the trial court that the expected testimony of Danny Hicks would relate to threats made by the defendant regarding actions he would take if Danny told the truth or testified against him. An attempt by a defendant to intimidate a witness in an effort to prevent the witness from testifying or to induce the witness to testify falsely in his favor is relevant to show the defendant's awareness of his guilt. State v. Minton, 234 N.C. 716, 723-24, 68 S.E.2d 844, 849 (1952); State v. Smith, 19 N.C. App. 158, 159, 198 S.E.2d 52, 53, cert. denied, 284 N.C. 123, 199 S.E.2d 662 (1973); N.C.G.S. § 8C-1, Rule 401 (1991); see also State v. Canady, 99 N.C. App. 189, 190, 392 S.E.2d 457, 457-58 (1990), rev'd on other grounds, 330 N.C. 398, 410 S.E.2d 875 (1991); State v. Neagle, 29 N.C. App. 308, 311, 224 S.E.2d 274, 275, rev. denied, 290 N.C. 665, 228 S.E.2d 456 (1976). Thus, the form of the question in the present case made it obvious that the testimony to follow would be relevant. Given the specific basis for the defendant's objection and request for a voir dire hearing in the present case, the trial court did not err by overruling the objection and denying the request. See State v. Eppley, 282 N.C. 249, 258-59, 192 S.E.2d 441, 447-48 (1972).
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