Source: https://www.law.cornell.edu/cfr/text/17/48.4
Timestamp: 2017-07-26 21:03:26
Document Index: 665722381

Matched Legal Cases: ['art 48', '§ 48', '§ 48', '§ 4', '§ 4', '§ 30']

17 CFR 48.4 - Registration eligibility and scope. | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter I › Part 48 › Section 48.4 17 CFR 48.4 - Registration eligibility and scope.
§ 48.4 Registration eligibility and scope.
(a) Only foreign boards of trade eligible to be registered, as defined in § 48.2(b) of this part, are eligible for registration with the Commission pursuant to this part.
(3) Registered with the Commission as a commodity pool operator or commodity trading advisor, or are exempt from such registration pursuant to § 4.13 or § 4.14 of this chapter, and are submitting orders for execution on behalf of a United States pool that the member or other participant operates or an account of a United States customer for which the member or other participant has discretionary authority, respectively, provided that a futures commission merchant or a firm exempt from such registration pursuant to § 30.10 of this chapter acts as clearing firm and guarantees, without limitation, all such trades of the commodity pool operator or commodity trading advisor effected through submission of orders to the trading system.