Source: https://www.global-regulation.com/translation/austria/2995737/amendment-to-the-fma-fee-regulation.html
Timestamp: 2019-08-21 07:05:20
Document Index: 714363054

Matched Legal Cases: ['§ 19', 'art 2', '§ 5', '§ 11', '§ 1', '§ 5', '§ 5', '§ 7', '§ 11', '§ 11', '§ 21', '§ 16', '§ 4', '§ 4', '§ 8', '§ 8', '§ 21', '§ 11', '§ 16', '§ 11', '§ 4', '§ 62', '§ 4', '§ 4', '§ 62', '§ 10', '§ 62', '§ 11', '§ 18', '§ 19', '§ 34', '§ 62', '§ 41', '§ 56', '§ 61', '§ 64', '§ 68', '§ 81', '§ 86', '§ 2', '§ 7', '§ 7', '§ 13', '§ 13', '§ 32', '§ 21', '§ 11', '§ 6', '§ 5', '§ 5', '§ 41', '§ 50', '§ 61', '§ 50', '§ 53', '§ 50', '§ 62', '§ 3', '§ 15', '§ 16', '§ 35', '§ 1', '§ 29', '§ 29', '§ 32', '§ 6', '§ 74', '§ 8', '§ 40', '§ 2', 'art 2']

Read the untranslated law here: https://www.global-regulation.com/law/austria/2995737/nderung-der-fma-gebhrenverordnung-.html
486th regulation of the financial market authority (FMA), modifies the FMA fee regulation
On the basis of § 19 paragraph 10 of the financial market Authority Act - FMABG, Federal Law Gazette I no. 97/2001, as last amended by the Federal Act Federal Law Gazette I no. 184/2013, is prescribed:
The FMA fee regulation FMA FR, Federal Law Gazette II No. 230/2004, as last amended by regulation Federal Law Gazette II No. 225/2013, is amended as follows:
1 part 2 section 2 reads:
Accounting group 1 (banking supervision)
Bank intervention and restructuring Act
Grant an exemption from individual content requirements of a recovery plan or a reduced level of detail with regard to the information to be submitted (section 4 paragraph 3 of the Bank intervention and restructuring Act - BIRG, Federal Law Gazette I no. 160/2013)...
Waiver on create or update a recovery plan (§ 5 ABS. 1 BIRG)...
I.A. 3.
Granting an exception by each content request of a settlement plan or a reduced level of detail with respect to the submitted information (§ 11 ABS. 3 BIRG)...
I.A. 4.
Waiver of the creation or update of a settlement plan (section 12 paragraph 1 BIRG)...
Banking law and CRR (capital requirements regulation - Regulation (EU) No. 575/2013)
I.D.. 1.
Approval of the amendment of the statutes (§ 1 of mortgage banking law, dRGBl. S. 375/1899, as last amended by Federal Law Gazette I no. 29/2010)...
Permission of the management of special registers (article 3 para 2 of the Pfandbrief law, dRGBl. I S. 492/1927, last amended by Federal Law Gazette I no. 29/2010)...
I.F. 1.
A licence for the provision of payment services (§ 5 para 1 in conjunction with 7 para 3 of the payment Services Act - ZaDiG, Federal Law Gazette I no. 66/2009, last amended by Federal Law Gazette I no. 184/2013)...
I.F. 2.
Extension of the concession for the provision of payment services (§ 5 ABS.) 1 in conjunction with § 7 para 3 ZaDiG)...
I.F. 3.
Exhibition a notice about not prohibiting the acquisition of a qualifying holding per interested buyers (§ 11 ABS. 2 ZaDiG in conjunction with section 20a para 2 BWG)...
I.F. 4.
Approval for the change of the legal form; Approval for the cleavage of payment institutions; Approval for the merger or unification of payment institutions or payment institutions with other companies (§ 11 ABS. 2 ZaDiG in conjunction with § 21 para 1a to 3 BWG)...
I.F. 5.
Permit a change of method in accordance with article 16, paragraph 1 ZaDiG to the calculation of own funds (§ 16 ABS. 3 ZaDiG)...
E-money law 2010
I.G.. 1.
A licence to issue E money (section 3 para 1 in conjunction with § 4 para 4 of the E-money law 2010, Federal Law Gazette I no. 107/2010, as last amended by Federal Law Gazette I no. 184/2013)...
I.G.. 2.
Extension of the concession of an E money institution for the provision of payment services (section 3 para 1 in conjunction with § 4 para 4 E-money law 2010)...
I.G.. 3.
Exhibition a notice about not prohibiting the acquisition of a qualifying holding per interested buyers (§ 8 ABS. 1 E-money law in conjunction with section 20a para 2 BWG 2010)...
I.G.. 4.
Approval of the change of the legal form; Approval of Division of E money institutions; Approval of the merger or unification of E money institutions or by electronic money institutions with other companies (§ 8 para 4 Bspg 2010 in conjunction with § 21 para 1a to 3 BWG)...
I.G.. 5.
Permit a change of method in accordance with article 16, paragraph 1 ZaDiG to the calculation of own funds (§ 11 ABS. 3 Z 1 E-money Act 2010 in conjunction with § 16 para 3 and 4 ZaDiG)...
I.G.. 6.
Permit a determination of the own funds requirement for the issuance of E-money by estimate (§ 11 par. 4 E-money law 2010)...
Accounting group 2 (insurance supervision)
II.A. 1.
First a licence for the operation of the insurance (§ 4 ABS. 1 of the insurance supervision Act - VAG, BGBl. No. 569/1978, as last amended by Federal Law Gazette I no. 184/2013)
on a small Versicherungsverein auf Gegenseitigkeit within the meaning of § 62 VAG
to a different insurance company...
II.A. 2.
Order a licence for one or more new insurance branches (§ 4 ABS. 1 VAG)
II.A. 3.
Extension of the concession for the operation of the insurance (§ 4 ABS. 2 VAG)
a small Association on reciprocity in the sense of § 62 VAG
an other insurance company within an insurance branch
II.A. 4.
Approval of the amendment of the statutes (§ 10 para 1 VAG)
a small Insurance Association on reciprocity in the sense of § 62 VAG
an other insurance company...
II.A. 5.
Exhibition a notice about not prohibiting the acquisition of a qualifying holding per interested buyers (§ 11 c para 5 VAG)...
II.A. 6.
Approval of the stock transmission and universal (section 13a, paragraph 1 VAG)
II.A. 7.
Approval of outsourcing contracts (section 17a, paragraph 1 VAG)
II.A. 8.
Approval of the application see the requirement of audit (article 17 b (3) VAG)...
II.A. 9.
Authorization of use not yet declared amounts to cover losses (§ 18 par. 5 VAG)...
II.A. 10.
Approval of the distribution increase the aggregate policy reserves for several years (§ 19 para 3 VAG)...
II.A. 11.
Exemption from establishing a Foundation Fund (§ 34 paragraph 3 VAG)...
for a small Versicherungsverein auf Gegenseitigkeit within the meaning of § 62 VAG
for a different insurance company...
II.A. 12.
Exemption from the requirement of the security reserve (§ 41 para 2 VAG)
II.A. 13.
Approval of the resolution (§ 56 para 3 VAG)
II.A. 14.
Approval of the merger (article 59 paragraph 3 VAG)
II.A. 15.
Approval of conversion of the Association mutual into a joint stock company (§ 61 para 4 VAG)...
II.A. 16.
Approval of the introduction of an insurance Association mutual in a stock Corporation (sec. 61a para 4 VAG)...
II.A. 17.
Approval of conversion of an insurance Association mutual into a private Foundation (section 61e para 2 VAG)...
II.A. 18.
Approval amount moderate limitation of risk assumption (§ 64 VAG)
II.A. 19.
Consent to the provision of credit (§ 68 para 4 VAG)...
II.A. 20.
Approval of adding hidden reserves to own resources (article 73 (b) para 5 VAG)...
II.A. 21.
Approval of the additional parts of the unpaid share capital to own resources (article 73 b 8 VAG)...
II.A. 22.
Approval of the early redemption of capital with a fixed maturity (section 73 c paragraph 5 VAG)...
II.A. 23.
Approval of the early redemption of capital without fixed term (section 73 c para 6 VAG)...
II.A. 24.
Approval of assignment procedures of own resources (section 73e subsection 1 VAG)...
II.A. 25.
Permission changing capital assets re-allocating (section 73e subsection 4 VAG)...
II.A. 26.
Permit the use of other assets covering the technical provisions or of exceeding the VAG adopted in pursuant to article 78, paragraph 3 regulation set limits (section 78, paragraph 2 and paragraph 4 VAG)
II.A. 27.
Approval of exceptions to the localisation of the assets covering the technical provisions in domestic or in another Contracting State (Section 79a para 1 VAG)...
II.A. 28.
Approval of a different financial year (§ 81 para 5 VAG)...
II.A. 29.
Approval of the renunciation of the inclusion of a company in the supplementary supervision (§ 86 para 2 VAG)...
II.A. 30.
Approval of the Solvabilitätsplanes or of the funding plan (article 104 para 1 and 2 VAG)
Accounting group 3 (securities)
Stock Exchange Act 1989
III.A. 1.
Granting a concession for the management and administration of a regulated market or other stock-exchange listing (§ 2 para 2 of the Exchange Act - Austrian Stock Exchange Act, Federal Law Gazette No 555/1989, as last amended by Federal Law Gazette I no. 184/2013)...
III.A. 2.
Approval of the merger (§ 7 para 1 Z 1 BörseG)...
III.A. 3.
Approval for the reaching, exceeding or falling below the limits of the voting rights or of the capital (§ 7 para 1 Z 2 BörseG).
III.A. 4.
Approval for the establishment of branch offices in a third country (article 7, paragraph 1 Z 3 BörseG)...
III.A. 5.
Approval of the terms and conditions of a public company (§ 13 para 1 BörseG)...
III.A. 6.
Approval of amendment of the terms and conditions of a public company (§ 13 para 1 BörseG)...
III.A. 7.
Order form for the Börsesensal (§ 32 para 2 BörseG).
Securities supervision Act 2007
III.B. 1.
A licence for the provision of investment services pursuant to section 3 para 2 of the securities supervision Act 2007 - WAG 2007, Federal Law Gazette I no. 60, as last amended by Federal Law Gazette I no. 184/2013, no section 3 para 2 No. 4 WAG 2007....
III.B. 2.
A licence for the provision of investment services pursuant to section 3 para 2 WAG 2007 without section 3 para 2 No. 2 and 4 WAG 2007...
III.B. 3.
Extension of the concession for the provision of investment services except for the concession pursuant to section 3 para 2 WAG 2007 Z 4...
III.B. 4.
A licence for the provision of investment services pursuant to section 3 para 2 WAG 2007 Z 4...
III.B. 5.
Approval for the merger or unification of investment firms and investment service providers; Approval for the change of the legal form; Approval of the Division of investment firms and investment service providers; Approval for the merger or association with, not after the WAG 2007 licensed companies; Approval for the establishment of branch offices in a third country (article 6 WAG 2007, § 21 para 1 Banking Act)...
III.B. 6.
Exhibition a notice about not prohibiting the acquisition of a qualifying holding per interested buyers (§ 11a paragraph) 2 WAG 2007)...
Investment Fund Law 2011
III.C. 1.
Issuing of an authorisation for the provision of activities a management company (§ 6 paragraph 2 in conjunction with § 5 para 1 and 2 of the investment fund law 2011 - InvFG 2011, Federal Law Gazette I no. 77, as last amended by Federal Law Gazette I no. 184/2013)...
III.C. 2.
Extension of the concession for the provision of activities a management company (§ 5 paragraph 2 No. 2 to 4 InvFG 2011)...
III.C. 3.
Approval of the order of the Custodian Bank (§ 41 para 1 and § 50 para. 2 Z 3 InvFG 2011)...
III.C. 4.
Approval of the change of the Custodian Bank (§ 61 para 2 InvFG 2011)...
III.C. 5.
Approval of the Fund regulations (§ 50 para 2 Nos. 1 and § 53 para 2 InvFG 2011)...
III.C. 6.
Permit the modification of the regulations of the Fund (section 53 para 4 InvFG 2011)...
III.C. 7.
Approval of management of UCITS by the applicant management company (§ 50 para. 2 Z 2 InvFG 2011)...
III.C. 8.
Approval of termination of management of UCITS (article 60, paragraph 1 InvFG 2011)...
III.C. 9.
Approval of the conferral of management of UCITS to another management company (article 61, paragraph 1 InvFG 2011)...
III.C. 10.
Approval of the conferral of management of UCITS by the custodian to another management company (§ 62 para 2 InvFG 2011)...
III.C. 11.
Approval of secession (article 65, paragraph 1 InvFG 2011)...
III.C. 12.
Approval of the merger of transmitting UCITS authorised in Austria (article 115, paragraph 1 InvFG 2011)...
III.C. 13.
Permit termination management of UCITS through transfer or merger of the non-Fund assets to (section 127, para 3 InvFG 2011)...
III.C. 14.
Approval of master-feeder structure (article 95 para. 1 InvFG 2011)...
III.C. 15.
Permit the investment of the assets of a feeder UCITS in units of another master UCITS in the event of a settlement of the master UCITS (article 101, paragraph 1 Z 1 InvFG 2011)...
III.C. 16.
Permit the conversion of a feeder UCITS into a UCITS which is not a feeder UCITS in the event of a settlement of the master UCITS (article 101, paragraph 1 Z 2 InvFG 2011)...
III.C. 17.
Approval of the fate of a feeder UCITS in the master UCITS in the event of a merger or Division of the master UCITS or the whereabouts of the feeder UCITS in other UCITS, that comes out of the merger or Division of the master UCITS (article 104, paragraph 1 Z 1 InvFG 2011)...
III.C. 18.
Approval of the change of a feeder UCITS in a different master UCITS in the event of a merger or Division of the master UCITS (article 104, paragraph 1 Z 2 InvFG 2011)...
III.C. 19.
Permit the conversion of a feeder UCITS into a UCITS which is not a feeder UCITS in the event of a merger or conversion of the master UCITS (article 104, paragraph 1 Z 3 InvFG 2011)...
III.C. 20.
III.C. 21.
III.D. 1.
Approval of the merger of the assets of real estate funds (§ 3 par. 2 of the real estate investment Fund Act ImmoInvFG, Federal Law Gazette I no. 80/2003, as last amended by Federal Law Gazette I no. 184/2013)...
III.D. 2.
Permit the termination of Administration (§ 15 ImmoInvFG)...
III.D. 3.
Permit the transfer of the management of a real estate fund to another capital investment company (§ 16 ABS. 2 ImmoInvFG)...
III.D. 4.
Approval of the Fund regulations (article 34, paragraph 1 ImmoInvFG)...
III.D. 5.
Permit the modification of the regulations of the Fund (section 34 paragraph 3 ImmoInvFG)...
III.D. 6.
Approval of the order and the change of the Custodian Bank (§ 35 par. 1 ImmoInvFG)...
III.E. 1.
III.E. 2.
III.E. 3.
Editing the display of a (subsequent) edition of an AIF within the meaning of § 1 5 Z 5 AIFMG...
III.E. 4.
III.E. 5.
III.E. 6.
III.E. 7.
III.E. 8.
III.E. 9.
III.E. 10.
III.E. 11.
III.E. 12.
Approval of distribution of AIF in real estate or a managed Futures Fund AIF to private customers in accordance with article 48 paragraph 5 or 7 AIFMG...
III.E. 14.
Approval for the below of the own resources referred to in article 14 paragraph 4 of no. 231/2013 to complement the policy 2011/61/EC with regard to exceptions, conditions for the pursuit of activities, depositaries, leverage, transparency and oversight, OJ delegated Regulation (EU) No. L 83 of the 22.03.2013, S. 1... ………………………………………...……..
Company employees and self-employed persons Pension Act
III.F. 1.
Approval of the investment provisions (§ 29 par. 1 of the operational staff and self-employed persons Pension Act - BMSVG, Federal Law Gazette I no 100/2002, as last amended by the Federal Act Federal Law Gazette I no. 184/2013)...
III.F. 2.
Approval of the change of the investment provisions (§ 29 para 1 BMSVG)
III.F. 3.
III.F. 4.
Approval of the order and the change of the Custodian Bank (§ 32 para 1 BMSVG)...
III.F. 5.
EMIR (European market infrastructure regulation - Regulation (EU) No. 648/2012)
III.G. 1.
Verification of the exemption for risk mitigation techniques for group-internal transactions in accordance with article 11 paragraph 7 of the Regulation (EU) No. 648/2012 on OTC derivatives, central counterparties and trade repositories OJ No. L 201 of the 27.07.2012, p. 1.
III.G. 2.
Authorisation for a central counterparty in accordance with article 14 of Regulation (EU) No. 648 / 2012. ………………………...………………………….
III.G. 3.
Approval of extension of services or activities including the approval for the clearing of other OTC derivative categories in accordance with article 15 of the Regulation (EU) No. 648/2012...
III.G. 4.
Assessment the message of a change of shareholders or acquisition of a qualifying holding pursuant to article 31 paragraph 2 to 7 of the Regulation (EU) No. 648/2012...
III.G. 5.
Permit the outsourcing of important, related to the risk management activities in accordance with article 35 of Regulation (EU) No. 648/2012...
III.G. 6.
Validation of significant changes of the models and parameters in accordance with article 49 paragraph 1 of the Regulation (EU) No. 648/2012...
III.G. 7.
Approval of an interoperability agreement pursuant to article 54 paragraph 1 of the Regulation (EU) No. 648/2012...
Approval of prospectuses in accordance with capital market and Stock Exchange Act 1989
III.H. 1.
Approval of a supplement to the prospectus (§ 6 para 1 of the capital market law - KMG, BGBl. 625/1991, as last amended by Federal Law Gazette I no. 184/2013, § 74 BörseG)...
III.H. 2.
III.H. 3.
Accounting group 4 (pension company supervision)
IV.A. 1.
A licence to operate of a pension fund (§ 8 (1) of the Pension Fund Act - PKG, BGBl. No. 281/1990, as last amended by Federal Law Gazette I no. 184/2013...)
IV.A. 2.
Approval of the business plan and the change of the business plan of a pension fund (section 20 para 4 PKG)...
IV.A. 3.
Permit available via a dedicated as a permanent investment securities (article 23, paragraph 1 Z 3a PCG)...
IV.A. 4.
Approval for the dissolution, merger or conversion of a pension fund (§ 40 PCG)...
1 250 "
10 the following paragraph is added to § 2. 6:
"(10) part 2 section 2 in the version of regulation BGBl. II Nr 486/2013 occurs on 1 January 2014 into force."