Source: https://docs.justia.com/cases/federal/district-courts/california/candce/3:2016cv01193/296477/89
Timestamp: 2018-06-23 16:21:23
Document Index: 273215621

Matched Legal Cases: ['§ 636', 'art- 9', 'in dubio', '§ 12940', '§ 12926', '§ 12926', '§ 12926', '§ 12940', '§ 12926', '§ 12940', '§ 12940', '§ 12940', '§ 11019', '§ 3294']

FURTHER ORDER regarding 33 Motion for Summary Judgment for Tammi Fuqua v. United Parcel Service, Inc. :: Justia Dockets & Filings
Justia Dockets & Filings Ninth Circuit California California Northern District Court Tammi Fuqua v. United Parcel Service, Inc. Filing 89
FURTHER ORDER regarding 33 Motion for Summary Judgment. This order explains the reasoning of the Court's previous 77 Order. Signed by Chief Magistrate Judge Joseph C. Spero on October 10, 2017. (jcslc2, COURT STAFF) (Filed on 10/10/2017)
1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 TAMMI FUQUA, 7 Plaintiff, 8 v. 9 UNITED PARCEL SERVICE, INC., 10 Defendant. United States District Court Northern District of California 11 12 I. Case No. 16-cv-01193-JCS FURTHER ORDER GRANTING IN PART AND DENYING IN PART MOTION FOR SUMMARY JUDGMENT Re: Dkt. Nos. 33, 77 INTRODUCTION Plaintiff Tammi Fuqua brings this action alleging disability discrimination and wrongful 13 14 termination under California’s Fair Employment and Housing Act (“FEHA”) and California 15 common law, as well as a claim for failure to pay wages under the California Labor Code. 16 Defendant United Parcel Service, Inc. (“UPS”) moved for summary judgment as to all of Fuqua’s 17 claims. The Court held a hearing on August 18, 2017, and issued a brief order on September 26, 18 2017 (dkt. 77) granting UPS’s motion as to Fuqua’s fourth and eighth claims (respectively, for 19 disability discrimination based on a theory of disparate impact and for violation of section 201 of 20 the California Labor Code) and her prayer for punitive damages, but denying the motion as to all 21 other claims.1 This order explains the reasoning of that disposition. 22 II. 23 A. 24 Factual Record 1. Injury and Aftermath in October of 2013 Fuqua began working for UPS in 2005, and was a part-time night supervisor at UPS’s 25 26 BACKGROUND Richmond, California hub facility in 2013, typically working shifts from 10:00 PM to 3:30 AM. 27 28 1 The parties have consented to the jurisdiction of the undersigned magistrate judge for all purposes pursuant to 28 U.S.C. § 636(c). 1 Fuqua Decl. (dkt. 52) ¶¶ 1–2; Murphy Decl. (dkt. 35) ¶ 3. Early in the morning of October 3, 2013, Fuqua’s right ankle buckled and gave out. Fuqua 2 3 Decl. ¶ 3. Fuqua told her direct supervisor, Rene’a Rismay, about the injury at the end of her 4 shift, around 3:30 AM. Fuqua Decl. ¶ 3; Rismay Decl. (dkt. 36) ¶ 3. Fuqua was in pain, and 5 states in her declaration that she told Rismay she would rest her ankle to see if it recovered. Fuqua 6 Decl. ¶ 3. Rismay states that she asked Fuqua if she was okay, and that Fuqua told her she was 7 okay. Rismay Decl. ¶ 3. At some point that morning, acting manager Mario Lee learned from 8 safety supervisor Sal Omran that Fuqua had hurt her ankle, and Lee asked if she was okay. Lee 9 Decl. (dkt. 37) ¶ 3. According to Lee, Fuqua “said she was fine.” Lee Decl. ¶ 3. Lee and Rismay therefore determined that it was not necessary to follow the procedure for a workplace injury. 11 United States District Court Northern District of California 10 Rismay Decl. ¶ 3; Lee Decl. ¶ 3. According to Lee, Fuqua was trained on and should have known 12 about the injured employee process. Lee Decl. ¶ 3. Lee nevertheless called health and safety 13 supervisor Grace Mangaoang to advise her of Fuqua’s injury and ask her to follow up with Fuqua. 14 Id. ¶ 4.2 15 Fuqua states that she asked a supervisor for a ride to her car because she was still in pain 16 and had difficulty putting weight on her ankle when she left the UPS facility, but the supervisor 17 declined to drive her to her car. Fuqua Decl. ¶ 4. Instead, a security guard helped her by pushing 18 her on a chair to her car. Id. Fuqua had difficulty driving home because of her injury, and 19 continued to experience pain. Id. David Comer, the UPS hub manager, was out of the office for the first week of October, 20 21 and acting manager Mario Lee called him on October 3 or 4,3 2013 to advise him that Fuqua 22 injured her ankle at work. Comer Decl. (dkt. 34) ¶ 3; Lee Decl. ¶ 5. Comer passed the news of 23 Fuqua’s injury to Mangaoang. Comer Decl. ¶ 3. 24 25 26 27 28 2 Lee’s declaration is not entirely clear on this point, but his call to Mangaoang might have been prompted by another supervisor telling him that Fuqua’s injury was more severe than he had previously realized. See Lee Decl. ¶¶ 3–4. 3 Lee states that he called Comer “either on October 3, or October 4, 2013.” Lee Decl. ¶ 5. Comer states that he learned of the injury from Lee “on or about October 4, 2013.” Comer Decl. ¶ 3. Mangaoang states that Comer called her about the injury “[o]n or about October 3, 2013.” Mangaoang Decl. ¶ 6. 2 1 Mangaoang called Fuqua to ask about her injury and whether she needed medical attention, and Fuqua said she did. Mangaoang Decl. (dkt. 38) ¶ 7. Mangaoang generally authorizes 3 employees at UPS’s Richmond facility to receive treatment at the Concentra medical office in 4 Richmond. Id. ¶ 4. An employee who is injured when Concentra is not open can be treated at the 5 Kaiser emergency room in Richmond with authorization from a manager, but would then be 6 expected to visit Concentra the next day for further treatment and a work status report. Id. 7 Mangaoang asked Fuqua to go to Concentra for treatment, but Fuqua said she could not drive 8 because of her injury and did not have a ride to get there before 3:30 PM, which Mangaoang said 9 would be too late for her to be seen there. Id. ¶ 7; Fuqua Decl. ¶ 5. Mangaoang told Fuqua that 10 she would not drive her to Concentra in Richmond, and that Fuqua could not go to the Concentra 11 United States District Court Northern District of California 2 location in Fairfield, where Fuqua lives. Fuqua Decl. ¶ 5. Fuqua was able to get a ride at around 12 4:00 PM and arrived at the Kaiser emergency room in Vacaville around 5:00 PM, where she was 13 give x-rays, medication, crutches, and a note placing her off work on October 3 and 4, 2013. Id. 14 ¶ 4 & Ex. A. Fuqua called Mangaoang, who said that UPS would not honor the note from Kaiser 15 and that Fuqua needed to go to Concentra the next day. Id. ¶ 7; Mangaoang Decl. ¶ 7. 16 Mangaoang also told Fuqua to come in for her shift that evening to complete paperwork related to 17 her injury, but that she would not need to stay long. Fuqua Decl. ¶ 7. 18 Fuqua’s sister drove her to UPS the evening of October 3, 2013, and waited in the car with 19 Fuqua’s young daughter because Fuqua did not believe she would be there long. Id. ¶ 8. At the 20 beginning of her shift, Fuqua gave Rismay, Lee, and Mangaoang the status report from Kaiser 21 stating that she sprained her ankle and could not work that day or the next day. Id.; Rismay Decl. 22 ¶ 4. Fuqua states that Mangaoang and Rismay “questioned [her] at length” in a small room, 23 “trying to put words in [her] mouth.” Fuqua Decl. ¶ 8. According to Fuqua, Lee and Mangaoang 24 said that they would not honor the report because it was not from Concentra, and instead told 25 Fuqua that she “had to stay [her] entire shift and assigned programs for [her] to complete on a 26 computer.” Id. Rismay states in her declaration that she instructed Fuqua to complete a computer- 27 based training course and workplace injury paperwork, but “did not tell [her] to do any other task 28 or to complete her entire shift.” Rismay Decl. ¶ 4. Fuqua asked to leave early because her child 3 1 was waiting for her in the car, and Rismay states that she told Fuqua that she could go if she 2 needed to. Id. According to Fuqua, Lee told her that she would “receive an infraction if [she] left 3 before the end of [her] shift.” Fuqua Decl. ¶ 8. Lee states in his declaration that he told Fuqua she 4 could leave, but said that leaving without completing the paperwork and computerized training 5 might be considered an infraction, although he did not in fact cite Fuqua for an infraction. Lee 6 Decl. ¶ 6. Lee also told Fuqua that she needed to be at work for her next shift—according to his 7 declaration, to complete the workplace injury process, but according to Fuqua’s declaration, he 8 said she needed to work a full shift. Id.; Fuqua Decl. ¶ 8.4 Fuqua was not paid for her October 3, 2013 shift. Fuqua Decl. ¶ 8. As a salaried 10 employee, Fuqua was generally paid regardless of whether she worked a full shift, and would be 11 United States District Court Northern District of California 9 paid even if sent home early by a supervisor, but she was required to enter her hours (or a code for 12 a vacation day or sick day) in a tracking system, and would not be paid if she failed to enter any 13 hours or code for a given day. Murphy Decl. ¶ 3; Rismay Decl. ¶ 6. Fuqua did not enter any 14 hours or non-work code for October 3, 2013. Murphy Decl. ¶ 3 & Ex. A. 15 Fuqua visited Concentra on October 4, 2013, and met Mangaoang in the lobby. Fuqua 16 Decl. ¶ 9; Mangaoang Decl. ¶ 9. According to Fuqua, “Mangaoang attempted to go inside the 17 examination room with [her],” but Fuqua said she did not want her to. Fuqua Decl. ¶ 9. 18 Mangaoang states that she remained in the waiting room until Fuqua’s examination was 19 completed. Mangaoang Decl. ¶ 9. According to Mangaoang, she usually accompanies employees 20 to Concentra and authorizes treatment, but she states that she has “never accompanies an 21 employee into the examination room at Concentra because doing so would violate HIPAA rules.” 22 Id. ¶ 4. Physician’s assistant Melodie Venturi examined Fuqua and provided Mangaoang with a 23 work status report indicating that Fuqua could return to work, but that she was restricted to seated 24 work and could not drive. Id. ¶ 9; Fuqua Decl. ¶ 9. 25 26 27 28 4 According to Mangaoang, UPS’s policy generally calls for an injured employee to complete the required paperwork and training within twenty-four hours, which is “important for purposes of OSHA record keeping.” Mangaoang Decl. ¶ 3. The paperwork “reflects how the injury occurred and lists items to be completed relating to safety training,” and the computerized training, which is specific to the type of injury sustained, takes about ten minutes to complete for a slip-and-fall injury or ten to fifteen minutes for a “push and pull.” Id. 4 The evening of October 4, Fuqua asked for a discretionary day off, but Lee denied the 1 2 request because Fuqua did not give sufficient advance notice, telling her that she would receive an 3 infraction if she did not show up. Fuqua Decl. ¶ 10; Lee Decl. ¶ 6. Fuqua states in her declaration 4 that she was in pain, drowsy due to medication, and unable to find transportation due to medical 5 orders not to drive, but it is not clear if she told any of that to Lee. Fuqua Decl. ¶ 10. Fuqua did 6 not come to work for that shift. Id.; Lee Decl. ¶ 6. 7 Comer, the hub manager, returned to work on Monday, October 7, 2013 and met with 8 Fuqua that day to advise her that while she was restricted by her ankle injury, she would work 9 with safety supervisor Sal Omran in an office.5 Comer Decl. ¶ 4. According to Fuqua, Comer told her, “in a sarcastic voice, that he had heard [she] was trying to come up with every excuse not 11 United States District Court Northern District of California 10 to show up to work.” Fuqua Decl. ¶ 11. Comer also asked Fuqua to complete the computerized 12 training course and to write a statement of how the injury occurred, which was Comer’s standard 13 practice for workplace injuries, and Fuqua did not object. Comer Decl. ¶ 4. Comer, Rismay, and 14 human resources representative Snoviaer “Snow” Murphy repeatedly questioned Fuqua about her 15 injury that day, and another employee told her that Lee had said in a staff meeting on October 4 16 that Fuqua was lying about her injury. Fuqua Decl. ¶ 11. When Fuqua had not completed the training or submitted a written statement later that 17 18 week, Comer and Murphy met with Fuqua to discuss her injury. Comer Decl. ¶ 4; Murphy Decl. 19 ¶ 4. According to Murphy, Fuqua said that she hurt her ankle on grating in the UPS facility, but 20 declined to elaborate further, stating that she did not want to answer questions including whether 21 she had been on the grating or on a chute before she fell. Murphy Decl. ¶ 4. Comer and Murphy 22 again asked Fuqua to write a statement explaining how she hurt herself, and Fuqua agreed to do 23 so. Id.; Comer Decl. 4. According to Fuqua, Comer told her that he did not believe the injury 24 happened the way she had reported it. Fuqua Decl. ¶ 12. Comer sent Fuqua home early from her 25 shifts on October 15 and 16, 2013 because she had not yet provided a written statement, and told 26 27 28 5 Fuqua thereafter continued to be assigned office duties, generally with Omran. Rismay Decl. ¶ 5. 5 1 her not to return until the statement was complete. Fuqua Decl. ¶¶ 13–14 & Ex. B.6 Fuqua 2 “eventually submitted the statement.” Comer Decl. ¶ 4; see also Mangaoang Decl. ¶ 11 & Ex. A 3 (“Injury Prevention Report” completed by Fuqua, dated October 15, 2013). 4 2. Subsequent Medical Treatment and UPS Actions 5 Fuqua continued to receive treatment from Melodie Venturi at Concentra from October 4, 6 2013 through December 20, 2013, and received a series of work status reports that she passed on 7 to UPS imposing restrictions on her work. Fuqua Decl. ¶ 15. In November of 2013, Venturi told 8 Fuqua that she would seek approval for Fuqua to see a podiatrist, and on December 20, 2013 9 Venturi informed Fuqua that she was transferring Fuqua to Dr. Jonathan Steinberg, D.P.M., for further treatment. Id. ¶ 16. Venturi testified at her deposition that after a referral to a specialist is 11 United States District Court Northern District of California 10 approved, there is a transfer of care, and Venturi does not see the patient again. Velez Decl. Ex. B 12 (Venturi Dep.) at 42:14–43:15. She also testified that she transferred Fuqua’s care after the 13 December 20 visit, and that the report provided after that visit indicated that her care was 14 transferred and that she did not have another appointment scheduled with Concentra. Id. at 48:16– 15 49:25. Fuqua visited Dr. Steinberg on December 30, 2013 and received a cortisone shot and a 16 work status report with restrictions including no climbing, which she states she passed along to 17 UPS. Fuqua Decl. ¶ 17 & Ex. D. Fuqua saw Dr. Steinberg again on January 10, 2014 and 18 received a status report reflecting the same restrictions, which she again provided to UPS. Id. ¶ 18 19 & Ex. E. On January 16, 2014, Fuqua learned for the first time that an appointment had been 20 21 scheduled for her at Concentra for that day. Id. ¶ 19. She was surprised that she had an 22 appointment with Concentra because Venturi had transferred her care to Dr. Steinberg and told her 23 that she would not return to Concentra for her ankle injury. Id. Fuqua asked Concentra to 24 25 26 27 28 6 Rismay states that she does not recall Comer ever sending Fuqua home early and, as Fuqua’s direct supervisor, would have been informed if that happened (Rismay Decl. ¶ 6), but Fuqua’s time records show that she only worked 1.55 hours on October 15 and 0.18 hours on October 16 (Fuqua Decl. Ex. B; Murphy Decl. Ex. A). Comer’s declaration is silent on the subject. There is no indication, however, that Fuqua received less pay for her shortened shifts on those days. See Rismay Decl. ¶ 6 (“[I]f she had been sent home early by any supervisor or manager, she would get paid for her entire shift because she is a salaried employee.”). 6 1 reschedule that appointment, and Concentra rescheduled it for January 27, 2014. Id. Murphy and Comer met with Fuqua on or about January 20, 2014 because UPS 3 purportedly did not have a current work status report for her. Murphy Decl. ¶ 6. According to 4 Murphy, Fuqua said that she did not have a current report because she missed her last doctor’s 5 appointment. Id. Murphy suggested that Fuqua be sent home because UPS lacked current 6 information regarding her ability to work; Comer agreed and sent Fuqua home less than half an 7 hour into her shift. Id.; Fuqua Decl. ¶ 20 & Ex. F. According to Fuqua, Comer asked her why she 8 did not attend the January 16 Concentra appointment, and when she told him she rescheduled it to 9 January 27 because she did not have advance notice of the appointment, he told her she should not 10 return to work until she rescheduled it again for an earlier date. Fuqua Decl. ¶ 20. Fuqua did not 11 United States District Court Northern District of California 2 appear for work on January 21, 2014 because of that instruction, but came to work on January 22 12 after receiving from a text message from Comer instructing her to do so. Id. ¶¶ 20–21. When 13 Fuqua arrived on January 22, she was informed that she could no longer use a parking space close 14 to the UPS facility, as she had been doing since her injury. Id. ¶ 22. Also on January 22, 2014, 15 Mangaoang learned from a UPS occupational health nurse that Fuqua had rescheduled her 16 Concentra appointment. Mangaoang Decl. ¶ 12 & Ex. B. 17 At the rescheduled Concentra appointment on January 27, 2014, Venturi approved Fuqua 18 for regular work duties effective the same day. Id. ¶ 13 & Ex. C (Work Status Report). The 19 “remarks” section of the report approving Fuqua for regular work reads “TRIAL,” with no further 20 explanation. Id. Ex. C. 21 Fuqua returned to work the same day, but told Mangaoang that Dr. Steinberg had imposed 22 restrictions on the work she could do, including that she could not climb ladders. Id. ¶ 3; Fuqua 23 Decl. ¶ 24. Fuqua also informed Rismay that she could not climb ladders. Fuqua Decl. ¶ 24; 24 Rismay Decl. ¶ 7. Fuqua states that despite Dr. Steinberg’s restrictions, Mangaoang “instructed 25 [her] to perform [her] job, including climbing ladders,” and Fuqua complied with that order by 26 climbing ladders even though it exacerbated her ankle pain. Fuqua Decl. ¶ 24. Mangaoang states 27 that she told Fuqua to “just do what she could do,” but to go back to Concentra the next day for a 28 new work status report reflecting her restrictions. Mangaoang Decl. ¶ 13. 7 Rismay states that she asked another part-time supervisor to climb ladders for Fuqua as 1 2 necessary, who agreed to do so, and that she did not tell Fuqua to climb ladders after that, did not 3 observe Fuqua climbing ladders, and instead observed the other part-time manager climbing 4 ladders for her. Rismay Decl. ¶ 7. According to Rismay, Fuqua also could have asked the 5 employees who reported to her to climb ladders if she needed help. Id. ¶ 8. Rismay was not 6 aware of Dr. Steinberg and only saw Fuqua’s work status reports from Concentra. Id. ¶ 9. 7 According to Fuqua, however, neither Rismay nor anyone else at UPS told her that another 8 employee could climb ladders for her if she was unable to do so. Fuqua Decl. ¶ 24. Rather than returning to Concentra the next day (January 28, 2014), Fuqua returned to Dr. 9 Steinberg, who gave her another report with similar restrictions, including no climbing, which 11 United States District Court Northern District of California 10 Fuqua gave to Mangaoang later that day. Id. ¶ 25; Mangaoang Decl. ¶ 14 & Ex. D.7 According to 12 Dr. Steinberg, Fuqua could work a 5.5-hour day, half sitting and half standing or walking, with 13 rest as needed and no climbing ladders. Mangaoang Decl. Ex. D. Mangaoang, who was not 14 familiar with Dr. Steinberg, asked Fuqua if he was her treating physician, but Fuqua “was unable 15 to answer.” Id. ¶ 14. Mangaoang told Murphy about the conflicting reports from Concentra and 16 Dr. Steinberg. Murphy Decl. ¶ 7. Murphy suggested that Mangaoang contact the risk 17 management department or occupation health department for advice. Id.; Mangaoang Decl. ¶ 14. 18 In the meantime, approximately one hour into her January 28, 2014 shift, Fuqua was sent home 19 because UPS “did not know how to work her.” Mangaoang Decl. ¶ 14; see Fuqua Decl. ¶ 26 & 20 Ex. F. Mangaoang emailed UPS employees in the risk management and occupational health 21 22 departments on January 29, 2014, and one of them sent the inquiry to UPS’s insurance adjuster at 23 Liberty Mutual. Mangaoang Decl. ¶ 14 & Ex. B. The adjuster responded that she reached out to 24 Dr. Steinberg and he told her that he was not Fuqua’s primary provider, he did not want to take 25 over her care, and Concentra was still her primary provider. Id. The adjuster therefore instructed 26 27 28 7 Fuqua’s declaration states that Exhibit G thereto is a copy of the report Dr. Steinberg provided on January 28, 2014, but that exhibit is in fact a second copy of his January 10, 2014 report, which also appears as Exhibit E to Fuqua’s declaration. Dr. Steinberg’s January 28, 2014 report appears in the record as Exhibit D to Mangaoang’s declaration. 8 1 UPS to use the Concentra report returning Fuqua to normal duties. Id. Also on January 29, 2 Liberty Mutual sent Fuqua a letter stating that “Dr. Steinberg has advised he is not taking over as 3 primary treating physician and will remain consulting physician,” that “an appointment with 4 Concentra has been schedule for Tuesday, February 4th at 4pm,” and that Fuqua should “be sure 5 to attend this appointment.” Fuqua Decl. ¶¶ 27, 32 & Exs. H, L. It is not clear from the record 6 whether Fuqua did so. Comer states in his declaration that he periodically asked supervisors working under him to 8 sign off on the essential job functions of their positions, and that he asked Fuqua and all other part- 9 time supervisors to sign off on a list of essential functions for that position on January 31, 2014. 10 Comer Decl. ¶ 6 & Ex. A; Lee Decl. ¶ 7. Fuqua did not meet the February 3, 2014 deadline to 11 United States District Court Northern District of California 7 return her signed form, and Comer and Lee met with her about the form that day. Lee Decl. ¶ 7. 12 Fuqua states that she had never been asked to sign such a form before February 3, 2014, and that 13 she did not sign it because she was “unable to perform all of [her] job duties at the time due to 14 [her] right ankle condition.” Fuqua Decl. ¶ 28 & Ex. I. According to Lee, Fuqua said that UPS 15 was not honoring her doctor’s note requiring modified duties, but when Lee and Comer asked 16 what restrictions were not being honored, Fuqua had no answer. Lee Decl. ¶ 7. Fuqua refused to 17 sign the form even though Lee told her that “she was simply confirming the essential functions of 18 her job and that she can write on the form the functions she cannot perform due to her 19 restrictions.” Id. Fuqua believed that the form required her to confirm her ability to perform all of 20 the functions listed and that she could not do so without having “somebody to look at [the] form” 21 because she is not a doctor. Kumagai Decl. (dkt. 41) Ex. A (Fuqua Dep.) 169:12–21. Lee then 22 asked Fuqua to instead write “her understanding of what was being asked of her and what 23 restrictions were not being honored.” Lee Decl. ¶ 7. 24 Fuqua states that Comer asked her to “write [her]self up” for not signing the essential 25 functions form. Fuqua Decl. ¶¶ 28–29. Instead, Fuqua wrote the following statement 26 documenting what she viewed as mistreatment: 27 To Corporate, HR, David [Comer] and Whom Ever It May Concern 28 Due to being under doctor care I (Tammi Fuqua) have continuously 9 been harassed. I have been threatened to perform regular duties after the doctor modified my duties. I am currently under doctor care. Nevertheless, the doctor notes aren’t honored. As a result, I had to get legal counsel. The essential functions of my job may vary according to the pain and the harassment I face on a daily basis. This harassment is very stressful. I feel sick to my stomach and sad. My manager David Comer said I am wasting his time when I asked for corporate phone number. David Comer told me he did not have corporate phone number, go to the top of hill (HR) to get the number. I am treated unfair. 1 2 3 4 5 6 I was called to David Comer office Monday February 3, 2014 regarding Essential Job Functions form, I am under doctor care and need to consult with legal counsel. 7 8 Id. ¶ 29 & Ex. J (sic throughout). Fuqua gave that statement to Mangaoang, who told her to 9 rewrite it because it was not what Comer requested. Id. ¶ 29; Kumagai Decl. Ex. A (Fuqua Dep.) 10 United States District Court Northern District of California 11 12 169:7–11. On February 4, 2014, Comer and Murphy asked Fuqua to write a list of the harassing conduct she had experienced, and Fuqua wrote the following: 13 To Corporate, HR, Dave and Whom Ever It May Concern, 14 I Tammi Fuqua was instructed to write down a list or I will be sent home again without pay. 15 16 Here is a list that Dave and Snow [Murphy] (HR) told me to put together 17 Doctor notes weren’t honored. 18 I was seen at the doctor office. 19 Instructed to climb the ladder because doctor note wasn’t honored. 20 Not honored: Standing, sitting, walking as doctor recommended 21 UPS emails to the doctors 22 23 24 25 26 27 28 Fuqua Decl. ¶ 30 & Ex. K. Lee wrote a report to Comer on February 7, 2014 memorializing the February 3 meeting with Fuqua: On Monday February 3, 2014, a meeting was held with Tammi Fuqua (p/t Supervisor), myself Mario Lee, and Manager Dave Comer. Discussed in the meeting was Tammi’s failure and refusal to turn in a form issued to her and all the other part time Supervisors on Friday January 31 2014. The Form was to be reviewed, signed, and returned, on the third of February. 10 Tammi stated in this meeting that she was advised not to sign and turn in this form by her attorney. Tammi also stated that she felt we were not honoring her doctor note, when asked for specific incidents and facts she could not remember them. Tammi stated she needed Dave Comer to call her attorney she was told that he would not be contacting her attorney. Tammi state she did not want to sign the form because she was on modified duty, she was told she can write that on the form. 1 2 3 4 5 Upon conclusion of this meeting Tammi was asked to do a write up explaining her understanding of the meeting that she failed to submit to her manager a task that was given and what specific things were not being honored in her doctor note. Tammi left the office to start the write up and upon conclusion of her write had failed to list in it the things from the meeting and how her work modifications were not being honored, she also for the second time failed to turn in the form. 6 7 8 9 10 Lee Decl. ¶ 7 & Ex. A (sic throughout; paragraph breaks added for ease of reading). In “early February 2014,” Fuqua received a second letter from Liberty Mutual dated United States District Court Northern District of California 11 12 February 5, 2014 and stating as follows: 13 Please note that your treating physician Dr. Venturi [sic8] has transferred your care to a podiatry specialist, Dr. Meskin. In order to ensure current medical status, you have been scheduled for an appointment on Tuesday, 2/11/14 at 10:45am. The location is listed below. 14 15 16 Please be sure to attend this appointment. Your employer has been notified of the appointment time & date, as well. 17 18 Fuqua Decl. ¶ 33 & Ex. M. Fuqua never saw Dr. Meskin. Id. ¶ 33. 19 3. Leave of Absence Fuqua was evaluated at Kaiser for “stress related issues” caused by her work experiences 20 21 since her ankle injury, and began a leave of absence from UPS on February 6, 2014. Id. ¶ 34. 22 During that time, she applied for short-term disability benefits from Aetna, the claim administrator 23 for UPS’s short-term disability plan, based on stress and anxiety. Kumagai Decl. Ex. A (Fuqua 24 Dep.) 671:10–672:16 & Ex. 74. She continued to receive treatment at Kaiser through October of 25 2014 from Dr. Harry Brown, Ph.D., a psychologist. Fuqua Decl. ¶ 35 Fuqua saw Dr. Steinberg again for her ankle injury on July 7, 2014, and he gave her a work 26 27 28 8 Venturi is a physician’s assistant. 11 1 status report limiting her to 5.5 hours of work per day, half standing or walking and half sitting, 2 with rest as needed and no climbing ladders. Id. ¶ 36 & Ex. N. Fuqua provided that report to 3 UPS. Id. ¶ 36. On August 6, 2014, Fuqua saw Dr. Brown and he approved her for modified work of four 4 5 hours per day, not exceeding twenty hours per week. Id. ¶ 37 & Ex. O. Fuqua provided Dr. 6 Brown’s work status report to UPS. Id. ¶ 37.9 7 4. Return to Work Site in August of 2014 and Subsequent Events On August 7, 2014, Fuqua showed up at UPS’s Oakland hub facility in an effort to return 8 to work, and gave the most recent reports from Drs. Brown and Steinberg to Comer. Id. ¶ 38. 10 Mangaoang, who was aware that Fuqua had not been at work for some time but did not know 11 United States District Court Northern District of California 9 why, asked to talk to her, and Fuqua gave her the July 7, 2014 note from Dr. Steinberg reflecting 12 the same restrictions he had assessed in January. Id.; Mangaoang Decl. ¶ 15. Mangaoang told 13 Fuqua that she was surprised to see her back without notice and that she would need to check with 14 the risk management department about how to proceed. Mangaoang Decl. ¶ 15. Comer also had 15 no notice that Fuqua would be returning to work, and states in his declaration that failure to give 16 notice before returning from injury leave was contrary to UPS’s standard procedure. Comer Decl. 17 ¶ 7. Comer and Mangaoang agreed that Fuqua should not work that day because they had not yet 18 gotten a report from the risk management department. Id.; Mangaoang Decl. ¶ 16. Mangaoang 19 told Fuqua “that [she] could not return to work at UPS until [she] was 100 percent healthy,” and 20 walked her out of the building. Fuqua Decl. ¶ 38. Later in August, Fuqua began seeing a different podiatrist—Dr. Ryan Thomas, D.P.M.— 21 22 for her ankle injury, and has continued to receive treatment from him through the present. Id. 23 ¶ 39; see also Kumagai Decl. Ex. E (Thomas Dep.) 10:7–16. On August 25, 2014, Mangaoang received an email notification that Fuqua would be 24 25 26 27 28 9 Later, on August 27, 2014, Dr. Brown completed a form for Aetna on which he checked a box stating that his findings would prohibit Fuqua from performing “Any Reasonable Occupation,” but later in the same form stated that Fuqua could work with modifications—specifically, that she could work up to four hours per day, not to exceed twenty hours per week. Kumagai Decl. Ex. D (Brown Dep.) 70:10–71:9 & Ex. D. 12 returning to work on September 1, 2014. Mangaoang Decl. ¶ 17 & Ex. E. The notification stated 2 that Fuqua’s leave had begun on August 21, 2014, and was due to “My Own Medical Condition.” 3 Id. Ex. E. Mangaoang forwarded the notification to Loretta Calderon in the risk management 4 department for clarification, and in response to questions from Calderon, Mangaoang wrote that 5 when Fuqua “came in 8/7 with the same restrictions (no climbing ladders…..),” “still limping 6 around,” Mangaoang had “told her that she had to come back without restrictions.” Id. ¶ 17 & Ex. 7 E. This is consistent with Fuqua’s statement that Mangaoang told her she must be “100 percent 8 healthy” to return. See Fuqua Decl. ¶ 38. According to Mangaoang, her email to Calderon was 9 not “a complete and full version of what was said to Ms. Fuqua on August 7,” and Mangaoang is 10 “unaware of any policy at UPS that requires an employee to be 100% healthy in order to return to 11 United States District Court Northern District of California 1 work.” Mangaoang Decl. ¶ 17. According to UPS nurse supervisor Haidee Lagunday, UPS has 12 no such policy. Lagunday Decl. (dkt. 40) ¶ 18. Mangaoang’s declaration does not, however, deny 13 that she told Fuqua that she needed to have no restrictions before she returned to work. 14 Mangaoang Decl. ¶ 17. 15 UPS policy recognizes various forms of medical leave, but regardless of the form that an 16 employee’s leave takes, UPS policy calls for administrative termination of any employee who 17 remains on leave longer than twelve months, unless a request for accommodation (which can 18 include additional finite leave) is pending or an accommodation is granted. Lagunday Decl. ¶ 3 & 19 Ex. A (Summary Plan Description, stating, “Except as limited below, if you are absent from your 20 regular occupation for 12 months, you will be administratively separated from employment, 21 regardless of your status on [short term or long term disability]”). UPS sends employees who are 22 on leave a “9-month letter” reminding them of the twelve-month termination rule and the process 23 for requesting accommodations. Id. ¶ 3. Once an employee starts the process, UPS sends the 24 employee an “ADA packet” (a term referencing the federal Americans with Disabilities Act) that 25 includes, among other things, instructions for completing medical forms and an “Authorization for 26 Release of Medical Information.” Id. ¶ 4. 27 28 By September of 2014, Dr. Thomas had provided Fuqua with return-to-work notifications calling for use of a walking boot brace, restricting the extent that she should walk at work, and 13 1 stating that she should not climb ladders or stairs. Kumagai Decl. Ex. E (Thomas Dep.) 24:12– 2 25:17. Dr. Thomas did not discuss surgery with Fuqua because he determined that, as a self- 3 paying patient, the cost would be prohibitive. Id. 36:10–20. 4 UPS sent Fuqua a nine-month letter on October 24, 2014, stating that she had been unable 5 to perform the essential functions of her job since February 6, 2014 and informing her of both the 6 possibility of requesting an accommodation and the policy providing for termination after twelve 7 months of leave. Lagunday Decl. ¶ 5 & Ex. B; Fuqua Decl. ¶ 41 & Ex. P. This was the first 8 contact that Fuqua received from UPS regarding the potential for a reasonable accommodation of 9 her restrictions since she visited the Oakland hub on August 7, more than two months earlier. 10 Fuqua Decl. ¶ 40. In the meantime, Fuqua applied for state disability benefits. Kumagai Decl. Ex. A (Fuqua United States District Court Northern District of California 11 12 Dep.) 300:8–18. Dr. Thomas completed a form dated November 3, 2014 stating that Fuqua was 13 unable to work due to her injury and would remain disabled for about one year. Kumagai Decl. 14 Ex. E (Thomas Dep.) 136:2–138:21 & Ex. 21.10 Fuqua’s application was approved and she 15 received disability benefits from the state of California for a period of one year. Kumagai Decl. 16 Ex. A (Fuqua Dep.) 303:6–17. The notifications accompanying Fuqua’s state disability payments 17 stated that by accepting payment, Fuqua certified that she was unemployed and disabled during 18 the full period corresponding to the payment. Id. 682:4–22 & Ex. 76. 19 Fuqua contacted the UPS Human Resources Service Center (the “UPS HRSC”) by 20 telephone on November 19, 2014 and requested that an ADA accommodations request packet be 21 sent to her home address in Fairfield, California. Fuqua Decl. ¶ 42. The UPS HRSC sent a packet 22 the same day, but to an address in Vallejo, not the Fairfield address that UPS had on file for 23 Fuqua. Lagunday Decl. ¶ 5. The packet identified UPS nurse supervisor Brenda Hellerud as the person to whom Fuqua 24 25 should send the completed forms, and according to Haidee Lagunday (another UPS nurse 26 27 28 10 The following year, in November of 2015, Dr. Thomas wrote a letter in support of an appeal of that application stating that Fuqua was still unable to work due to her ankle injury. Kumagai Decl. Ex. E (Thomas Dep.) 105:2–16 & Ex. 18. 14 1 supervisor), the packet included an authorization for release of information. Id. ¶ 5 & Ex. C. The 2 cover letter to the packet stated that if Fuqua “fail[ed] to return the forms within four weeks . . . 3 UPS w[ould] consider [Fuqua] to have withdrawn [her] request.” Id. ¶ 6 & Ex. C. According to 4 Lagunday, Hellerud sent a follow up letter to Fuqua on December 3, 2014 stating that UPS had not 5 received her forms, could not proceed without them, and would consider Fuqua to have withdrawn 6 her request if the forms were not received by December 17, 2014. Id. ¶ 7 & Ex. D. That letter 7 included a telephone number for Fuqua to contact Hellerud if Fuqua was “having difficulty 8 securing the requested medical information or need[ed] other assistance with this process.” Id. Ex. 9 D. It is not clear what address UPS used for the December 3 letter. UPS received a fax addressed to Hellerud on December 5, 2014 from the office of Dr. Paul 11 United States District Court Northern District of California 10 D. Weiner, D.P.M., with an attached progress note electronically signed by Dr. Weiner discussing 12 Fuqua’s chronic ankle pain and assessing “[r]ight TN arthritis,” “[r]ight plantar fasciitis,” 13 “[c]hronic pain issues to right ankle/foot,” and “[p]ossible lumbar radiculopathy.” Id. ¶ 8 & Ex. E. 14 Although the note was electronically signed by Dr. Weiner, it reflected that Dr. Thomas—the 15 podiatrist Fuqua had been seeing since August—was the doctor who had seen Fuqua. Id. Ex. E. 16 The cover letter to the note indicated that it was sent at Fuqua’s request. Id. UPS acknowledged 17 receipt of that note on December 17, 2014, but told Fuqua that it still needed her medical forms 18 from the ADA packet and could not process her accommodation request without them, and that 19 she should contact the UPS HRSC with any questions. Id. ¶ 9 & Ex. F. Once again, it is not clear 20 what address UPS used for this acknowledgment letter to Fuqua. 21 Fuqua states that she “had not received any paperwork from UPS HRSC related to [her] 22 request for a reasonable accommodation” as of December 29, 2014, and that she called the UPS 23 HRSC that day to request that it be resent. Fuqua Decl. ¶ 42; see Lagunday Decl. ¶ 10. UPS sent 24 her another ADA packet that day, this time to her Fairfield address, which—according to 25 Lagunday—contained the same documents as the first. Lagunday Decl. ¶ 10 & Ex. H.11 Fuqua 26 27 28 11 Lagunday states in her declaration that Exhibit H is a “true and correct copy of the December 29, 2014 ADA packet sent to Ms. Fuqua,” Lagunday Decl. ¶ 10, but that exhibit actually consists of only a one-page cover letter, id. Ex. H. 15 1 received a packet in early January, but states that it included only a “Request for Medical 2 Information form and an essential job functions form,” and did not include the Authorization for 3 Release of Health Information form. Fuqua Decl. ¶ 44 & Ex. Q.12 According to Lagunday, UPS sent Fuqua a letter on January 12, 2015 stating that it had not 4 5 received any communication from her since sending the December 29, 2014 ADA packet, that 6 UPS could not evaluate her request for an accommodation if she did not submit the forms from the 7 packet, and that UPS would consider the request withdrawn if it did not receive the forms by 8 January 26, 2015. Lagunday Decl. ¶ 11 & Ex. I. The letter also advised Fuqua to call the UPS 9 HRSC if she had difficulty obtaining the forms or needed assistance. Id. Ex. I. Fuqua states that 10 she did not receive that letter. Fuqua Decl. ¶ 47. United States District Court Northern District of California 11 Fuqua gave the Request for Medical Information form that she received on December 29 12 to Dr. Thomas, received it back from his office on January 14, 2015, and submitted it to UPS by 13 fax. Id. ¶ 45 & Ex. R. Dr. Thomas wrote that conditions affecting Fuqua’s ankle and foot 14 rendered her unable to climb stairs or ladders, unable to stand or walk for more than half of the 15 workday, in need of frequent rest, and unable to lift items heavier than forty pounds, although she 16 could lift ten-pound objects “frequently.” Id. Ex. R. Fuqua again faxed the form to UPS on 17 January 28, 2015. Id. ¶ 46 & Ex. S; Lagunday Decl. ¶ 13 & Ex. L. 18 On January 30, 2015, Fuqua received a letter that UPS sent on January 26 stating that it 19 had not received any communication from Fuqua or her doctors since UPS sent the January 12 20 letter, and that UPS therefore considered Fuqua’s request for an accommodation withdrawn and 21 was “discontinuing processing [her] request at [that] time.” Fuqua Decl. ¶ 47 & Ex. T; Lagunday 22 Decl. ¶ 12 & Ex. L. UPS sent a letter on January 29, 2015, which Fuqua received soon thereafter, stating that 23 24 UPS had received the form she sent on January 28 but that the medical information form was 25 “insufficient” without a completed Authorization for Release of Health Information form, and that 26 UPS “cannot process [Fuqua’s] request further until the requested information is received.” 27 28 12 The exhibit to Fuqua’s declaration, like Lagunday’s, includes only the December 29, 2014 cover letter, without any attachments. 16 1 Lagunday Decl. ¶ 14 & Ex. M; Fuqua Decl. ¶ 47 & Ex. T. The letter did not include a copy of the 2 release form. Fuqua Decl. ¶ 47. On January 31, 2015, Fuqua send another fax to Hellerud with 3 another copy of the Request for Medical Information form, and the following cover letter: 4 Dear Brenda Hellerud/Human Resource Manager, 5 On January 30, 2015, I received a letter stating on January 12, 2015. [sic] I was notified regarding my job-related accommodation. I have not received a letter on January 12, 2015. My doctor and I have been communicating with Human Resource and others in reference to my work injury since I have been off work. The doctor notes and form were fax [sic] after my doctor visit signed on January 14, 2015 and a second time on January 28, 2015. 6 7 8 9 Sincerely, Tammi Fuqua 10 United States District Court Northern District of California 11 Id. ¶ 47 & Ex. U; Lagunday Decl. ¶ 15 & Ex. N. UPS’s file for Fuqua’s accommodation request 12 nevertheless remained closed, Lagunday Decl. ¶ 15, and on February 10, 2015 she received a letter 13 from UPS stating that she had been administratively terminated effective February 7, 2015 14 because she had been absent for more than twelve months. Fuqua Decl. ¶ 51. Fuqua states that 15 she never received a copy of the Authorization for Release of Health Information form from UPS. 16 Id. ¶ 49. 17 18 5. Potential Replacement Positions Fuqua believes that she is qualified for three other positions that UPS advertised as being 19 open for at least part of the time that Fuqua was injured: Package Data Supervisor, Part-Time 20 Package Center Supervisor, and Package Dispatch Supervisor. Id. ¶ 56 & Ex. X. None of those 21 positions include physical posted job duties and preferred competencies, see id. Ex. X; but UPS’s 22 person most knowledgeable testified that all would require some standing and walking and at least 23 occasional climbing and lifting heavy packages, see generally Velez Decl. Ex. J (O’Mahoney 24 Dep.). Fuqua believes that she could perform a job that required standing and walking for sixty 25 percent of the time and sitting for forty percent of the time. Fuqua Decl. ¶ 56. Fuqua also states 26 that in her experience, she has been able to ask others for assistance moving heavy packages and 27 that UPS encourages employees to ask for such assistance, and trucks are often parked at a loading 28 dock that does not require climbing. Fuqua Decl. ¶ 56. Although not in the context of alternative 17 1 positions, Rene’a Rismay states in her declaration that, as a supervisor, “Fuqua could have asked 2 one of the employees she supervised to perform any task that would have required her to climb a 3 ladder in order to avoid doing so herself.” Rismay Decl. ¶ 8. 4 6. Treatment with Dr. Outlaw 5 In January of 2015, Fuqua began treatment with Dr. Jaseon Outlaw, Ph.D., a psychologist. Kumagai Decl. Ex. F (Outlaw Dep.) 17:18–21. Dr. Outlaw completed a form after Fuqua’s 7 January 13, 2015 appointment indicating some cognitive symptoms, including apathetic affect, 8 scatted thought form, and “loose association” thought progression, although he also indicated that 9 Fuqua had “normal/appropriate” thought content, alert sensorium, average intellectual ability and 10 general knowledge, and normal abstraction, judgment, and remote memory. Id. Ex. 1. Dr. Outlaw 11 United States District Court Northern District of California 6 testified at his deposition that as of February of 2015, he did not recommend Fuqua returning to 12 work, in part due to difficulties with cognition and memory, and that she would only have been 13 capable of performing a job that “requires very little cognitive effort,” such as working as “a 14 Walmart greeter.” Id. 49:9–51:12. 15 16 7. Work for Fairfield-Suisun Unified School District Since 2003, Fuqua has also worked as a special education paraprofessional for the 17 Fairfield-Suisun Unified School District (“FSUSD”), including work at Grange Middle School 18 since 2012, except for a leave of absence from February through June of 2014. Taylor Decl. (dkt. 19 39) ¶¶ 1–2, 8. From mid-August through early June of each year, Fuqua works seven hours per 20 day, Monday through Friday, in a job that, according to a human resources officer, requires 21 standing or walking for eighty percent of the day and sitting for the remaining twenty percent. Id. 22 ¶¶ 3–5 & Exs. B, C. Fuqua states that the position in fact does not require nearly that much 23 standing and walking, and that she spends much of her day seated at desks in the back of 24 classrooms, although she also sometimes walks around the classrooms or walks students to other 25 locations in the building. Fuqua Decl. ¶ 53. Grange Middle School is a single-story building with 26 no stairs, and although there are “a couple of steps” in some areas, there are also wheelchair 27 ramps. Taylor Decl. ¶ 5. Overall, Fuqua states that the FSUSD job is significantly less physically 28 demanding than her job at UPS was. Fuqua Decl. ¶ 55. Fuqua also states that her “colleagues 18 1 were supportive of [her] in the months following [her] injury,” and she was able to spend less time 2 standing and walking than she otherwise would have. Id. ¶ 54. The human resources officer 3 states that Fuqua at times wore a boot on her foot while working for FSUSD, but she told the 4 principal that it was “due to a non-industrial injury, not a FSUSD related industrial injury,” and 5 that except for possibly needing to spend more time seated, the injury would not affect her ability 6 to do her job, so she did not need accommodations. Taylor Decl. ¶ 7. 7 Based on a series of notes from doctors at Kaiser Permanente in Vallejo, California—first from Dr. Jo Anne Cather Lombardi, M.D., and later from Dr. Harry Michael Brown, Ph.D.— 9 Fuqua took a leave of absence from FSUSD from February 6, 2014 through June 11, 2014. Id. ¶ 8 10 & Exs. D, E. After that leave, beginning with the 2013–2014 school year, Fuqua has continued to 11 United States District Court Northern District of California 8 perform her regular job duties for FSUSD. Id. ¶ 9 & Ex. F. 12 Comer, Lee, Rismay, Murphy, and Mangaoang all state in their declarations that they were 13 not aware that Fuqua also worked at FSUSD when she worked at UPS. Comer Decl. ¶ 8; Lee 14 Decl. ¶ 8; Rismay Decl. ¶ 10; Murphy Decl. ¶ 8; Mangaoang Decl. ¶ 18. Fuqua told Dr. Outlaw 15 that she worked at FSUSD, but he understood it to be a “sporadic” part-time job with limited 16 hours, and did not recall Fuqua telling him that she worked full time. Kumagai Decl. Ex. F 17 (Outlaw Dep.) 54:17–55:20. Dr. Brown, the psychologist, did not recall Fuqua telling him that 18 she had a job at FSUSD and was not aware that she worked regular day shifts there. Kumagai 19 Decl. Ex. D (Brown Dep.) 79:13–80:8. On an Aetna Behavioral Health Clinician Statement, 20 which Dr. Brown understood to be related to an application for disability benefits, Dr. Brown 21 indicated that Fuqua was then doing “no work activities in any capacity,” because he “understood 22 she wasn’t working at all.” Id. at 78:25–79:12. Dr. Thomas testified at his deposition that he 23 would not have signed a form in support of Fuqua’s disability application had he know she was 24 working full time at FSUSD. Kumagai Decl. Ex. E (Thomas Dep.) 154:17–155:4. 25 26 B. Claims of the Complaint Fuqua’s complaint includes eight claims, all under California law. First, she asserts that 27 UPS violated section 12940(m) of the California Government Code by failing to provide a 28 reasonable accommodation of a disability within the meaning of FEHA. Compl. (dkt. 1) ¶¶ 50– 19 1 57. Second, Fuqua asserts that UPS violated section 12940(n) of the Government Code by failing 2 to engage in the interactive process to identify a reasonable accommodation for her disability. Id. 3 ¶¶ 58–64. As her third, fourth, and sixth claims, Fuqua asserts that UPS violated section 12940(a) 4 of the Government Code by engaging in discrimination based on disability when it fired Fuqua, id. 5 ¶¶ 65–73, implementing a policy of terminating employees after twelve months of leave, which 6 Fuqua contends has a disparate impact on people with disabilities, id. ¶¶ 74–82, and failing to 7 respond appropriately to harassment based on discrimination, id. ¶¶ 89–96. As her fifth claim, 8 Fuqua asserts that UPS violated section 12940(k) of the Government Code by failing to prevent 9 discrimination. Id. ¶¶ 83–88. Seventh, Fuqua asserts that UPS terminated her in violation of public policy, based on the purported FEHA violations set forth above. Id. ¶¶ 97–105. Finally, 11 United States District Court Northern District of California 10 Fuqua asserts that UPS violated section 201 of the California Labor Code by failing to pay all 12 wages due to her. Id. ¶¶ 106–09. 13 14 15 C. Arguments 1. UPS’s Motion for Summary Judgment UPS moves for summary judgment on all claims. See generally Mot. (dkt. 33). With 16 respect to Fuqua’s failure-to-accommodate claim, UPS presents two inconsistent arguments. First, 17 UPS contends that Fuqua was not disabled, as evidenced by the fact that she maintained her job at 18 FSUSD at all relevant times except from February through June of 2014. Mot. at 18. Second, 19 UPS contends that “[i]f, arguendo, the Court finds a genuine issue on the disability element, 20 which it should not,” the undisputed facts show that Fuqua was not “a qualified disabled 21 individual” because Dr. Thomas certified in forms related to disability benefits applications that 22 she was unable to work due to her ankle injury from November 3, 2014 through November 15, 23 2015, and Dr. Outlaw diagnosed Fuqua with cognitive impairments that would purportedly 24 prevent her from working in any capacity in January and February of 2015. Id. UPS’s motion 25 does not acknowledge the conflict between its contentions that, on the one hand, undisputed facts 26 show that Fuqua was not disabled because she held another job, and on the other hand, undisputed 27 facts show that Fuqua “was unable to perform the essential functions of any job, with or without 28 accommodation.” Id. (emphasis added). 20 1 UPS also argues that if Fuqua was a qualified disabled individual, her known disabilities 2 were sufficiently accommodated, citing the statements in Rismay’s and Mangaoang’s declarations 3 that Fuqua was not asked to climb ladders after her injury and could have had the employees who 4 reported to her do that work. Id. at 18. UPS contends that modified duties, followed by a year of 5 leave for stress, constitute a sufficient accommodation. Id. 6 With respect to Fuqua’s claim for failure to engage in the interactive process, UPS argues 7 that it commenced the process by reaching out to Fuqua on October 24, 2014 to inform her of the 8 process for requesting an accommodation. Mot. at 19. UPS contends that by thereafter giving 9 Fuqua “numerous opportunities over a 3-month period to provide medical forms before closing her file,” it engaged in the interactive process in good faith. Id. at 19–20. According to UPS, 11 United States District Court Northern District of California 10 Fuqua “obstructed the interactive process in bad faith” by failing to share opinions from her 12 doctors that she could not work (obtained for the purpose of her disability benefits applications), 13 by failing to tell her doctors about her job at FSUSD, and by purportedly failing to submit the 14 completed form from Dr. Thomas until after her file was closed. Id. at 20. UPS also argues that 15 Fuqua cannot prevail on an interactive process claim unless she shows that a reasonable 16 accommodation existed, and that she cannot do so because Dr. Outlaw determined she was unable 17 to work in any capacity. Id. at 20–21. 18 UPS’s argument regarding Fuqua’s disability discrimination claim is brief: 19 To state a cause of action under the FEHA for disability discrimination, Plaintiff must establish that (1) she was disabled; (2) she was qualified for the position she sought or was performing competently in the position she held; (3) she suffered an adverse employment action; and (4) some other circumstance that suggests a discriminatory motive. Guz v. Bechtel National, Inc., 24 Cal.4th 317, 355 (2000); Jensen [v. Wells Fargo Bank, 85 Cal. App. 4th 245, 254–55 (2000)]. 20 21 22 23 Plaintiff was terminated in accordance with [UPS policy] because she was absent from her regular occupation for 12 months. At the time of her termination, no ADA request file was open for her. Plaintiff was terminated for legitimate business reasons, despite an alleged disability. 24 25 26 27 28 Mot. at 21. Turning to Fuqua’s disparate impact claim, UPS argues that “statistical evidence is 21 1 paramount,” and there is no evidence to show that UPS’s policy “treats one group more harshly 2 than another.” Id. at 21–22. UPS also argues that the policy of terminating employees after 3 twelve months of leave is not susceptible to disparate impact analysis because it is not facially 4 neutral, but instead by its terms only applies to employees on medical leave. Id. at 22. As for the harassment claim, UPS contends that Fuqua was not harassed because: (1) her 6 supervisors were right to credit the Concentra note rather than Dr. Steinberg’s note in January of 7 2014; (2) Mangaoang told Fuqua to only do what she could; (3) Rismay arranged for someone else 8 to climb ladders that day; (4) “there is no dispute that Fuqua could have directed any one of her 9 reports to perform tasks that required her to climb ladders”; (5) disregarding a doctor’s note for 10 one shift is not sufficiently “severe or pervasive” to constitute actionable harassment; and (6) all 11 United States District Court Northern District of California 5 relevant actions “were based on personnel management decisions” and thus do not constitute 12 harassment as a matter of law. Id. 13 UPS argues that Fuqua’s claim for wrongful termination in violation of public policy fails 14 because it depends on her FEHA theories, which UPS contends are deficient for the reasons stated 15 above. Id. at 23. 16 With respect to Fuqua’s claim for failure to prevent discrimination or harassment, UPS 17 argues that there is no evidence of complaints of harassment being lodged with the company 18 because Fuqua wrote the notes describing purported harassment “not because she was being 19 harassed, but because she misunderstood what was being asked of her,” and “believed she was 20 being forced to ‘write [herself] up.’” Id. (alteration in original). UPS also argues that this claim 21 fails because the underlying conduct does not constitute harassment, as discussed above. Id. 22 UPS contends that it is entitled to summary judgment on Fuqua’s Labor Code claim 23 because on October 3, 2013, Fuqua would have been paid if she had recorded a time entry in the 24 UPS system, and on August 7, 2014, Fuqua showed up without notice when she was not scheduled 25 to work and in fact did not work. Id. at 23–24. 26 Finally, UPS argues that Fuqua cannot recover punitive damages on any claim because 27 there is no evidence that any “UPS officer, director or managing agent acted with oppression, 28 fraud or malice toward [Fuqua].” Id. at 24. 22 1 2 2. Fuqua’s Opposition First, with respect to her failure-to-accommodate claim, Fuqua argues that there is ample 3 evidence from several medical professionals that Fuqua was significantly limited by her ankle 4 injury, and that her ability to continue with her job at FSUSD is not dispositive of whether she had 5 a disability for the purpose of FEHA. Opp’n (dkt. 50) at 19–20. With respect to whether she was 6 a “qualified individual,” Fuqua contends that California courts are divided as to whether that is 7 part of a plaintiff’s prima facie case, but regardless, “California courts have held that ‘the mere 8 receipt of disability benefits, as well as representations made by an employee in obtaining them, 9 do not necessarily mean the employee is unable to perform his or her job.’” Id. at 20 (quoting Davis v. L.A. Unified Sch. Dist. Personnel Comm’n, 152 Cal. App. 4th 1122, 1140 (2007)). Fuqua 11 United States District Court Northern District of California 10 argues that it is UPS’s burden to show that she cannot perform her job or another vacant position 12 to which she could have been reassigned, and asserts that she could have performed three vacant 13 positions if UPS had made a six-month job search program available to her. Id. at 21. 14 Turning to whether UPS actually provided reasonable accommodations, Fuqua argues that 15 “there were numerous incidents in which UPS failed to accommodate” her, including purportedly 16 disregarding the work restrictions imposed by Kaiser and Dr. Steinberg, telling Fuqua that she 17 must be one hundred percent healthy to return to work, and failing to act on the medical form that 18 she ultimately submitted from Dr. Thomas. Id. 19 Next, with respect to the interactive process claim, Fuqua contends that UPS should have 20 commenced the process when she arrived at the Oakland hub on August 7, 2014, rather than 21 waiting until late October of that year. Id. at 22. Fuqua also argues that UPS failed to provide her 22 with any of the necessary paperwork after her request to start the process on November 19, 2014, 23 requiring her to contact UPS again on December 29, 2014, and that when UPS eventually 24 provided her with a request packet, it omitted the Authorization for Release of Health Information. 25 Id. Fuqua further contends that UPS should have acted on the medical information form from Dr. 26 Thomas, should allow more flexibility than its twelve-month termination plan permits, and should 27 have given her an opportunity to participate in a six-month job search. Id. at 23. 28 As for her discrimination claim, Fuqua argues that she can succeed on a disparate 23 1 treatment claim because: “(1) she had limitations that made a life activity, work and climbing, 2 difficult, (2) she was qualified for three vacant positions, (3) she was terminated, and (4) the 3 termination was due to a discriminatory policy.” Id. With respect to her disparate impact theory, 4 Fuqua briefly asserts that “UPS maintains a 12 month administrative termination policy, 5 regardless of whether an employee is on short or long term disability,” and “UPS’[s] policy, 6 although appearing facially neutral, has a discriminatory impact as it precludes an individualized 7 assessment for determination of reasonable accommodation, which several courts have deemed 8 unlawful.” Id. at 23–24 (citing, e.g., Scotch v. Art Inst. of Cal.-Orange Cty., Inc., 173 Cal. App. 9 4th 986, 1002 (2009)). 10 Fuqua contends that there is a genuine dispute of fact as to whether UPS harassed her on United States District Court Northern District of California 11 account of disability, citing instances including conflicting instructions after her initial injury, 12 Comer telling her that she was making excuses, Comer sending her home, UPS and Liberty 13 Mutual scheduling an appointment at Concentra for her without her knowledge, Comer sending 14 her home for rescheduling that appointment, failure to credit Dr. Steinberg’s status note, sending 15 Fuqua home when UPS could have offered modified work, requiring her to sign an essential 16 functions form that she did believed did not reflect her capabilities at the time, “Comer 17 instruct[ing] her to issue herself a write up,” and ignoring the complaints that she wrote. Id. at 24. 18 Fuqua also argues that the failure to investigate her written complaints on February 3 and 4, 2014 19 supports a claim for failure to prevent discrimination. Id. at 25. 20 Finally, Fuqua argues that her termination against public policy claim survives for the 21 same reasons as her FEHA claims. Id. at 24–25. Fuqua’s opposition does not address her Labor 22 Code claim or the issue of punitive damages. See generally id. 23 24 3. UPS’s Reply UPS reasserts in its reply the argument that Fuqua was fully disabled as a matter of law 25 based on her representations in support of disability benefits and assessments by her doctors. 26 Reply (dkt. 54) at 4–5. UPS argues that representations in support of disability benefits 27 applications can establish judicial estoppel, and that case law requires a plaintiff to offer a 28 sufficient explanation of the discrepancy where her failure-to-accommodate claim conflicts with 24 1 such an application. Id. at 5. UPS does not renew in its reply the argument that Fuqua was not 2 disabled as a matter of law based on her work at FSUSD. See id. UPS also argues again that Fuqua’s known disabilities were reasonably accommodated. 4 With respect to the Kaiser work restrictions on October 3, 2013, UPS contends that Fuqua “was 5 not asked to perform her regular job duties,” but instead only required to complete paperwork 6 related to her injury, and regardless, “denial of time for a day off does not constitute a failure to 7 reasonably accommodate.” Id. at 6. With respect to the conflict between Concentra’s and Dr. 8 Steinberg’s work assessments on January 27, 2014, UPS argues that even if Fuqua was not told 9 that another supervisor had been tasked with climbing ladders for her, “it remains undisputed that 10 such an arrangement was made,” and that she could have asked other employees who reported to 11 United States District Court Northern District of California 3 her to climb for her. Id. With respect to Fuqua’s experience when she returned on August 7, 12 2014, UPS argues that Fuqua was reasonably accommodated because she was “allowed to 13 continue with her leave of absence” and because “it is undisputed that Mangaoang contacted Risk 14 Management to advise that [Fuqua] attempted to return with restrictions, in accordance with 15 company policy.” Id. at 6–7.13 Finally, with respect to Fuqua’s eventual termination, UPS asserts 16 that a “finite leave of absence is a reasonable accommodation as a matter of law.” Id. at 7 (citing 17 Hanson v. Lucky Stores, Inc., 74 Cal. App. 4th 215, 228 (1999)). As for the interactive process claim, UPS again argues that Fuqua acted in bad faith by 18 19 failing to meet deadlines and failing to fully inform UPS of her disability applications and related 20 medical assessments, and that “any breakdown in the process lies with her.” Id. at 7–8. This 21 portion of UPS’s brief includes certain dubious representations as to which facts are “not 22 disputed,” including the assertion that UPS sent Fuqua an ADA packet on November 19, 2014, 23 when there in fact appears to be no dispute that the packet sent that day was not sent to Fuqua’s 24 25 26 27 28 13 UPS states in a footnote that Mangaoang’s purported comment that Fuqua should not return until fully recovered “is taken out of context,” because “[i]t is undisputed that any such comment was made when Mangaoang was explaining to [Fuqua] what, in Mangaoang’s experience, usually happens when an injured employee returns to work, but that is a case by case issue and that it may not apply to [Fuqua].” Reply at 7 n.3 (citing Mangaoang Decl. ¶ 15). The cited paragraph of Mangaoang’s declaration does not, however, establish that the purported comment was made in such a context, or that Mangaoang made clear that “it may not apply” to Fuqua. See Mangaoang Decl. ¶ 15. 25 1 address. See id. at 7. UPS contends that it did not fail to engage in the interactive process when 2 Fuqua appeared at the Oakland hub on August 7, 2014 because Fuqua failed to provide notice that 3 she would be coming to work, and because UPS eventually sent her a letter on October 24, 2014. 4 Id. at 8–9. 5 UPS also argues that there is no genuine issue of fact that Fuqua could not perform any of 6 the three vacant positions she identified. Id. at 9–10. With respect to the Package Dispatch 7 Supervisor job, UPS contends that Fuqua could not climb ladders, stand for seventy percent of the 8 workday, squat, or lift seventy pounds without assistance. Id. at 9. With respect to the Package 9 Data Supervisor position, UPS contends that Fuqua could not squat or lift seventy pounds unassisted, and that she failed to show that she could work a 1:00 AM to 7:00 AM shift while 11 United States District Court Northern District of California 10 maintaining her job at FSUSD, which starts at 8:30 AM. Id. at 10. With respect to the Package 12 Center Supervisor position, UPS contends that Fuqua could not squat, lift seventy pounds 13 unassisted, or climb stairs for fifty percent of the day, and that the position was not open during 14 the interactive process because it was posted on September 16, 2014 and closed on September 30, 15 2014. Id. UPS also argues that an “employer is not required to reallocate essential job functions 16 to other employees,” and that Fuqua’s mental impairments would prevent her from performing the 17 cognitive requirements of those positions. Id. at 9–10. 18 Turning to Fuqua’s discrimination claim, UPS argues that she cannot prevail on a disparate 19 treatment theory because she was not qualified for her position or any of the alternative positions 20 she identified, and FEHA does not prohibit termination where a disability renders an employee 21 incapable, even with reasonable accommodations, of performing the essential functions of a job. 22 Id. at 10–11. UPS also argues again that Fuqua cannot proceed on a disparate impact theory 23 because she has not provided statistical or other evidence to show that UPS’s twelve-month policy 24 is facially neutral but falls more harshly on one group than another. Id. at 11–12. 25 With respect to Fuqua’s harassment claim, UPS argues that requiring an employee to 26 complete paperwork after an injury is “a personnel management decision” and not harassment, and 27 that Comer’s purported comment that Fuqua was making excuses and his decision to send her 28 home on two days are not sufficiently severe or pervasive to support a claim. Id. at 12–13. UPS 26 1 contends that the evidence shows Liberty Mutual, not UPS, scheduled Fuqua’s January 16, 2014 2 Concentra appointment, and that all of UPS’s actions in response to Fuqua failing to attend that 3 appointment were valid “personnel management decisions.” Id. at 13. UPS argues that any 4 failure to honor Dr. Steinberg’s work restrictions in January of 2014 similarly constituted a 5 permissible management decision, and similarly failed to reach the level of severe and pervasive 6 harassment. Id. UPS contends that the requirement that Fuqua sign off on her essential duties was 7 a routine policy by Comer that applied to other employees as well, and that any perception that she 8 was asked to “write herself up” was a misunderstanding. Id. at 13–14. As for the failure-to- 9 prevent claim, UPS argues that Fuqua’s February 3 and 4, 2014 notes related to failure to honor Dr. Steinberg’s note, and therefore “there was nothing to investigate” because the issue of Fuqua’s 11 United States District Court Northern District of California 10 work restrictions had been resolved at that point. Id. at 14. UPS again contends that Fuqua’s termination in violation of public policy claim rises or 12 13 falls with her FEHA claims. UPS concludes by arguing that it should be granted summary 14 judgment or adjudication on Fuqua’s Labor Code claim and prayer for punitive damages because 15 Fuqua did not address those issues in her opposition. 16 III. ANALYSIS 17 A. 18 Summary judgment on a claim or defense is appropriate “if the movant shows that there is Legal Standard 19 no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of 20 law.” Fed. R. Civ. P. 56(a). In order to prevail, a party moving for summary judgment must show 21 the absence of a genuine issue of material fact with respect to an essential element of the non- 22 moving party’s claim, or to a defense on which the non-moving party will bear the burden of 23 persuasion at trial. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). 24 Once the movant has made this showing, the burden then shifts to the party opposing 25 summary judgment to designate “‘specific facts showing there is a genuine issue for trial.’” Id. 26 (citation omitted); see also Fed. R. Civ. P. 56(c)(1) (“A party asserting that a fact . . . is genuinely 27 disputed must support the assertion by . . . citing to particular parts of materials in the record 28 . . . .”). “[T]he inquiry involved in a ruling on a motion for summary judgment . . . implicates the 27 1 substantive evidentiary standard of proof that would apply at the trial on the merits.” Anderson v. 2 Liberty Lobby Inc., 477 U.S. 242, 252 (1986). The non-moving party has the burden of 3 identifying, with reasonable particularity, the evidence that precludes summary judgment. Keenan 4 v. Allan, 91 F.3d 1275, 1279 (9th Cir. 1996). Thus, it is not the task of the court to scour the 5 record in search of a genuine issue of triable fact. Id.; see Carmen v. S.F. Unified Sch. Dist., 237 6 F.3d 1026, 1031 (9th Cir. 2001); Fed. R. Civ. P. 56(c)(3). A party need not present evidence to support or oppose a motion for summary judgment in 8 a form that would be admissible at trial, but the contents of the parties’ evidence must be amenable 9 to presentation in an admissible form. See Fraser v. Goodale, 342 F.3d 1032, 1036−37 (9th Cir. 10 2003). Neither conclusory, speculative testimony in affidavits nor arguments in moving papers 11 United States District Court Northern District of California 7 are sufficient to raise genuine issues of fact and defeat summary judgment. Thornhill Publ’g Co., 12 Inc. v. GTE Corp., 594 F.2d 730, 738 (9th Cir. 1979). On summary judgment, the court draws all 13 reasonable factual inferences in favor of the non-movant, Scott v. Harris, 550 U.S. 372, 378 14 (2007), but where a rational trier of fact could not find for the non-moving party based on the 15 record as a whole, there is no “genuine issue for trial” and summary judgment is appropriate. 16 Matsushita Elec. Indus. Co. v. Zenith Radio, 475 U.S. 574, 587 (1986). 17 B. Fuqua’s Disparate Treatment Discrimination Claim Presents Issues of Fact 18 Fuqua’s third claim, for disparate treatment discrimination on account of disability, 19 presents a logical starting point for the Court’s analysis because it encompasses a number of issues 20 relevant to other claims at issue. For the reasons discussed below, the Court DENIED UPS’s 21 motion as to this claim. 22 FEHA provides, in relevant part, that an employer may not “because of the . . . physical 23 disability . . . of any person, . . . discharge the person from employment . . . [or] discriminate 24 against the person in compensation or in terms, conditions or privileges of employment.” Cal. 25 Gov’t Code § 12940(a). A prima facie case of disability discrimination requires Fuqua to 26 establish that she (1) suffered from a disability, or was regarded as suffering from a disability; 27 (2) could perform the essential duties of the job with or without reasonable accommodations; and 28 (3) was subjected to an adverse employment action because of the disability or perceived 28 1 disability. Wills v. Super. Ct., 195 Cal. App. 4th 143, 159–60 (2011); see also Arteaga v. Brink’s, 2 Inc., 163 Cal. App. 4th 327, 344–45 (2008); Achal v. Gate Gourmet, Inc., 114 F. Supp. 3d 781, 3 797 (N.D. Cal. 2015). UPS has not shown the absence of a genuine issue of fact as to any of these 4 elements. 5 6 1. Whether Fuqua Had a Disability In general, “FEHA contains a broader disability standard than does the [federal] ADA.” 7 Diaz v. Fed. Express Corp., 373 F. Supp. 2d 1034, 1049 (C.D. Cal. 2005); see also EEOC v. 8 United Parcel Serv., Inc., 424 F.3d 1060, 1068–70 (9th Cir. 2005). Among FEHA’s several 9 nonexclusive definitions of “physical disability” is having, or being regarded or treated by the employer as having, any physical condition that makes achievement of a major life activity 11 United States District Court Northern District of California 10 difficult. Cal. Gov’t Code § 12926(m)(1), (4). Unlike the ADA, FEHA does not require a 12 “substantial” limitation of such an activity, and “the California Supreme Court [has] expressly 13 disapproved an appellate court’s holding that [an] employee could not prove his case because he 14 offered evidence of ‘only minor limitations.’” United Parcel Serv., 424 F.3d at 1071 (citing 15 Colmenares v. Braemar Country Club, Inc., 29 Cal. 4th 1019, 1031 n.6 (2003)). 16 UPS argues briefly that Fuqua “was not disabled” because her continued work at FSUSD 17 demonstrates that she “was not limited in any major life activity including, working.” Mot. at 18. 18 UPS cites no authority for the proposition that a plaintiff’s ability to perform a different job with 19 different duties establishes as a matter of law that she has no disability within FEHA’s broad 20 definition of that term, and UPS does not pursue this argument in its reply. 21 “‘Major life activities’ shall be broadly construed and includes physical, mental, and social 22 activities and working.” Cal. Gov’t Code § 12926(m)(1)(B)(iii). The Ninth Circuit has held that 23 one of the ways in which “FEHA’s definition of disability is broader” than that of the ADA is that 24 “it encompasses a limitation in a ‘particular employment,’ which must be something less than a 25 ‘class of jobs’ or a ‘broad range of jobs,’” and that a limitation affecting the plaintiffs’ ability in 26 that case to work as commercial delivery drivers was a cognizable disability. United Parcel Serv., 27 424 F.3d at 1072–73 (citing Cal. Gov’t Code § 12926.1(c)). Without reaching the question of 28 whether climbing ladders is itself a “major life activity” within the meaning of FEHA, a 29 1 reasonable jury could find that the restrictions on walking and climbing imposed by Fuqua’s ankle 2 injury—as supported by a plethora of medical evidence in the record—would cause her difficulty 3 in working as a shipping hub package handling supervisor or in similar positions, and thus satisfy 4 FEHA’s definition of a disability.14 5 2. Whether Fuqua Could Perform Essential Duties The next element of disability claim is that the plaintiff must have been able to perform the 6 essential duties of the job, with or without reasonable accommodation. See Wills, 195 Cal. App. 8 4th at 159–60. UPS contends that Fuqua cannot established that she was able to do so because 9 two of her treating doctors, Drs. Thomas and Outlaw, stated that she was unable to work at all at 10 certain times, see Mot. at 18, and because Fuqua herself represented that she was unable to work 11 United States District Court Northern District of California 7 when she applied for disability benefits in the fall of 2015, see Reply at 4–5. As for Fuqua’s receipt of benefits, California courts have “stated that the mere receipt of 12 13 disability benefits, as well as representations made by an employee in obtaining them, do not 14 necessarily mean the employee is unable to perform his or her job.” Davis v. L.A. Unified Sch. 15 Dist. Personnel Comm’n, 152 Cal. App. 4th 1122, 1140 (2007) (citing Jackson v. County of Los 16 Angeles, 60 Cal. App. 4th 11, 184–88 (1997)). The United States Supreme Court has held the 17 same in the parallel context of federal Social Security Disability Insurance (“SSDI”) benefits and 18 disability discrimination claims under the ADA, noting that the SSDI process does not account for 19 reasonable accommodations, relies for the sake of efficiency on presumptions that may not reflect 20 the actual facts at issue in a discrimination claim, and in some circumstances allows for payment 21 of benefits to people who are in fact working, at least on a trial basis. Cleveland v. Policy Mgmt. 22 Sys. Corp., 526 U.S. 795, 802–05 (1999). In Cleveland, the Court held that a plaintiff must offer a 23 sufficient explanation for the apparent contradiction, but that application for and receipt of 24 disability benefits did not per se bar a plaintiff from bringing a claim under the ADA, or even 25 26 27 28 14 Moreover, even if Fuqua’s job at FSUSD could establish that she did not actually have a disability, UPS’s perception that Fuqua suffered from a disability would be sufficient to satisfy this element of a disability discrimination claim. See Wills, 195 Cal. App. 4th at 159–60. Given that UPS and its employees did not know before Fuqua was terminated that she worked at FSUSD, her employment there has no bearing on whether UPS perceived Fuqua as having a disability. 30 1 restrict such claims to “‘some limited and highly unusual set of circumstances.’” Id. at 805–07 2 (quoting and reversing the lower court’s decision). The Ninth Circuit has also held that judicial 3 estoppel does not necessarily apply where an ADA plaintiff previously represented that she was 4 disabled in the context of an application for benefits, stating that a “‘[s]traightforward summary 5 judgment analysis’” is usually preferable and sufficient “to protect the sanctity of the judicial 6 process,” although estoppel may be appropriate “in clear-cut cases” where “a claimant is playing 7 fast and loose with the courts” and her inconsistent statements “amount to an affront to the court.” 8 Johnson v. Oregon, 141 F.3d 1361, 1369 (9th Cir. 1998) (quoting Griffith v. Wal-Mart Stores, 9 Inc., 135 F.3d 376, 382 (9th Cir. 1998)), abrogation in part on other grounds recognized by 10 Milton H. Greene Archives, Inc. v. Marilyn Monroe LLC, 692 F.3d 983, 995 (9th Cir. 2012). United States District Court Northern District of California 11 In an ADA case predating Cleveland on which UPS relies here, the Ninth Circuit affirmed 12 summary judgment for an employer on the basis of the plaintiff’s doctor’s deposition testimony 13 that she was totally disabled and thus not qualified to work in any position, as corroborated by the 14 plaintiff’s own representations on disability benefit claim forms. Kennedy v. Applause, Inc., 90 15 F.3d 1477, 1481–82 (9th Cir. 1996). The court held that because the plaintiff’s own deposition 16 testimony to the contrary was “uncorroborated and self-serving,” and because it contradicted her 17 prior sworn statements in the context of her disability applications, it did “not present ‘a sufficient 18 disagreement to require submission to a jury.’” Id. at 1481 (quoting Anderson, 477 U.S. at 251– 19 52). UPS also cites Swonke v. Sprint Inc., 327 F. Supp. 2d 1128, 1133–35 (N.D. Cal. 2004), in 20 which Judge Henderson held that uncontroverted opinions from the plaintiff’s medical providers 21 that he was unable to work, as well as the plaintiff’s own assertion of total disability on 22 applications for benefits, warranted granting summary judgment for the employer on the basis that 23 the plaintiff was not qualified to work. 24 This case differs from Kennedy and Swonke because there is evidence, beyond Fuqua’s 25 own statements, that she was not totally disabled. Specifically, as discussed in the context of 26 UPS’s previous argument that Fuqua was as a matter of law not disabled, Fuqua held and 27 performed a full time job at FSUSD during virtually the entire time period at issue. See Taylor 28 Decl. ¶ 9. While Fuqua’s ability to perform a different job does not necessarily establish in itself 31 1 that she could perform her job at UPS (with or without accommodation), that fact contradicts her 2 doctors’ statements that she could not work at all, and constitutes evidence on which a jury could 3 find those statements not credible. And while Fuqua’s apparent failure to reveal her job at FSUSD 4 to the state disability agency raises questions about her candor in applying for benefits, this civil 5 action between Fuqua and UPS is not the forum to resolve such issues. Under precedent 6 disfavoring judicial estoppel in similar cases, barring Fuqua’s claim based on a theory of estoppel 7 “under the circumstances presented here would be inappropriate given that the truth-seeking 8 function of the court would be supplanted by an agency administrative decision rendered without 9 an evidentiary hearing.” Griffith, 135 F.3d at 382. Because there is evidence that Fuqua could work, the Court declines to grant summary judgment for UPS based on statements that she could 11 United States District Court Northern District of California 10 not work. 12 Fuqua contends that she could have been accommodated by, consistent with UPS’s ADA 13 compliance policies, allowing her to conduct a six-month internal job search for open positions 14 compatible with her restrictions and to work in one of the three positions she identified. See 15 Opp’n at 17. UPS does not dispute that transfer to a suitable open position would be a reasonable 16 accommodation, but argues that Fuqua could not have performed the essential functions of any of 17 the positions at issue, because she could not climb ladders or steps, stand for seventy percent of 18 the workday, squat, lift seventy pounds without assistance, or perform various cognitive tasks. 19 See Reply at 9–10 (addressing these issues in the context of Fuqua’s interactive process claim). 20 Determining the “essential functions” of a particular position is a “highly fact-specific 21 inquiry.” Cripe v. City of San Jose, 261 F.3d 877, 888 n.12 (9th Cir. 2001); Lui v. City & County 22 of San Francisco, 221 Cal. App. 4th 962, 971 (2012); see also Dep’t of Fair Emp’t & Housing v. 23 Lucent Techs., Inc., 642 F.3d 728, 744 (9th Cir. 2011) (“The question of whether an alternative 24 position was available frequently raises a genuine issue of material fact in reasonable 25 accommodation cases.”). The difficulty of determining essential functions with certainty is 26 compounded in this case by the scant factual record regarding the positions at issue. Sheilah 27 O’Mahony, designated as UPS’s person most knowledgeable on the subject, testified at her Rule 28 30(b)(6) deposition to the job descriptions for those positions, but was generally unable to say how 32 frequently the positions required the physical activities at issue, or in some cases unable to say 2 with certainty whether they required them at all. See, e.g., Velez Decl. Ex. J (O’Mahony Dep.) 3 31:19–22 (“Q. Okay. For the Package Dispatch Supervisor, do you know if -- if that position . . . 4 required any climbing ladders? A. Possibly, yes.”). Moreover, there is some evidence that UPS 5 policy permitted supervisors15 to delegate strenuous tasks to other employees, as stated not only in 6 Fuqua’s declaration but also in the declaration of Rene’a Rismay, submitted by UPS. See Fuqua 7 Decl. ¶ 56 (stating that in Fuqua’s experience at UPS, she was able, and was encouraged by UPS, 8 to request assistance with loading tasks that she was unable to complete herself); Rismay Decl. ¶ 8 9 (stating that when Fuqua returned to work in January of 2014, she “could have asked one of the 10 employees she supervised to perform any task that would have required her to climb a ladder in 11 United States District Court Northern District of California 1 order to avoid doing so herself”); see also Reply at 6 (asserting that “it is undisputed that [Fuqua] 12 could have asked any one of her reports to do any task that required her to climb ladders”). UPS is correct that FEHA “‘does not require an employer to exempt an employee from 13 14 performing essential functions or to reallocate essential functions to other employee.’” See Lucent 15 Techs., 642 F.3d at 744 (quoting Dark v. Curry County, 451 F.3d 1078, 1089 (9th Cir. 2006)); see 16 also Reply at 9–10. If, however, UPS already permitted and encouraged supervisors to request 17 assistance or delegate tasks to other employees as needed, drawing all reasonable inferences in 18 favor of Fuqua, a jury might find that the physical tasks Fuqua was restricted from performing 19 were not in fact essential duties for the jobs at issue, particularly where they made up only a small 20 portion of a position’s regular work. See, e.g. Velez Decl. Ex. J (O’Mahony Dep.) 38:8–39:6 21 (testifying that O’Mahony believed the Package Data Supervisor position required climbing not 22 less than five percent of the time, but that she was not sure if it required climbing ten percent of 23 the time). 24 With respect to the cognitive requirements of the positions at issue, the record is not 25 sufficiently clear as to Fuqua’s limitations to warrant summary judgment on that basis. Dr. 26 Outlaw stated at his deposition that he would not recommend that Fuqua work in any capacity 27 28 15 All of the potential alternative roles Fuqua identifies were supervisor positions. 33 1 when he treated her in early 2015 because it might impede her recovery, but that she could have 2 worked as “a Walmart greeter” or “some other jobs.” Kumagai Decl. Ex. F (Outlaw Dep.) 49:9– 3 51:12. Earlier, in the summer of 2014, Dr. Brown assessed Fuqua as experiencing confusion and 4 inability to focus, but nevertheless approved her return to her previous position with limited hours. 5 Fuqua Decl. Ex. O; Kumagai Decl. Ex. D (Brown Dep.) Ex. F. Neither doctor knew that Fuqua 6 worked full time at FSUSD in the fall of 2014 and thereafter. Kumagai Decl. Ex. D (Brown Dep.) 7 79:13–80:8; id. Ex. F (Outlaw Dep.) 54:17–55:20. Setting aside UPS’s bare assertions that 8 Fuqua’s mental impairments rendered her unable to perform the alternative positions she now 9 identifies, see Reply at 10, no party cites evidence specifically addressing the application of Fuqua’s psychologists’ diagnoses to the cognitive requirements of those positions, or comparing 11 United States District Court Northern District of California 10 those requirements to the duties she was able to perform at FSUSD. To the extent that Dr. 12 Outlaw’s testimony could be construed as stating that Fuqua lacked the cognitive ability to 13 perform the jobs at issue—as opposed to merely that he would not recommend she do so—a jury 14 drawing all reasonable inferences in Fuqua’s favor could hold to the contrary on this record, 15 particularly in light of Fuqua’s continued full time work at FSUSD and Brown’s approval for her 16 to return to her previous job with limited hours. 17 UPS also asserts that the schedule for the Package Data Supervisor position would not be 18 compatible with Fuqua’s job at FSUSD, and that the Part-Time Package Center Supervisor 19 position should not be considered because it was only open from September 16 through September 20 30, 2014, which UPS characterizes as showing that that the job “was not available during the 21 interactive process.” Reply at 10. UPS cites no authority for the proposition that potentially 22 conflicting demands of a plaintiff’s second job—which a plaintiff could presumably choose to 23 forego if offered an alternative position with the defendant employer—are relevant to whether she 24 is qualified to perform the position in question. As for the position that was only listed as open in 25 mid-September, it is not clear how UPS reached the conclusion that it “was not available during 26 the interactive process,” when Fuqua first returned to UPS and presented her doctors’ reports to 27 Comer in early August of 2014, and Mangaoang received a notification on August 25, 2014 that 28 Fuqua sought to return to work on September 1, 2014. See Fuqua Decl. ¶ 38; Mangaoang Decl. 34 1 2 ¶ 17 & Ex. E. For the reasons discussed above, the Court holds that UPS has not met its burden to show 3 that no reasonable jury could find Fuqua unable to perform the essential duties of her position at 4 UPS (or an available alternative position), with or without reasonable accommodation. 5 3. Whether Fuqua Experienced Adverse Employment Action on Account of Disability 6 7 For the final element of Fuqua’s disability discrimination claim, UPS contends it did not impermissibly discriminate against Fuqua, but instead terminated her for a legitimate business 9 reason because her disabilities rendered her unable to perform the essential duties of her job, even 10 with reasonable accommodation. See Reply at 11. For the same reasons discussed in the context 11 United States District Court Northern District of California 8 of the second element, the Court holds that a reasonable jury could find to the contrary. UPS also 12 argues that Fuqua’s termination was legitimate because it was based on UPS’s policy regarding a 13 one-year maximum leave of absence and “no ADA request file was open for her” at the time she 14 was terminated. Mot. at 21. The Court is not persuaded that UPS’s policy shields it from liability 15 if Fuqua prevails on the theory that UPS did not let her return from leave even though her 16 disability could have been accommodated. *** 17 18 Because there are genuine issues of material fact relevant to each of the three elements of 19 the test for disparate treatment disability discrimination under FEHA, the Court DENIED UPS’s 20 motion for summary judgment as to this claim 21 22 C. Whether Fuqua’s Termination Violated Public Policy Presents Issues of Fact Both parties agree that Fuqua’s seventh claim, a common law claim for wrongful 23 termination in violation of public policy, stands or falls with her disparate treatment discrimination 24 claim under FEHA. Mot. at 23; Opp’n at 24–25; Reply at 14; see City of Moorpark v. Superior 25 Court, 18 Cal. 4th 1143, 1161 (1998). Because the Court denied UPS’s motion as to Fuqua’s 26 disparate treatment claim, the Court also DENIED the motion as to her common law wrongful 27 termination claim. 28 35 1 2 D. Whether UPS Provided Reasonable Accommodations Presents Issues of Fact Fuqua’s first claim is for failure to provide a reasonable accommodation under FEHA, 3 which makes it unlawful “for an employer . . . to fail to make reasonable accommodation for the 4 known physical . . . disability of an applicant or employee.” Cal. Gov’t Code § 12940(m). Under 5 FEHA, an employer’s failure to reasonably accommodate a disabled employee is a violation of the 6 statute in and of itself. The elements of a prima facie claim for failure to make reasonable 7 accommodation claim are: (1) the plaintiff has a disability covered by FEHA; (2) the plaintiff is 8 qualified to perform the essential functions of the position; and (3) the employer failed to 9 reasonably accommodate the plaintiff’s disability. Scotch, 173 Cal. App. 4th at 1010. “Reasonable accommodation” means a “modification or adjustment to the workplace that enables 11 United States District Court Northern District of California 10 a disabled employee to perform the essential functions of the job held or desired.” Taylor v. 12 Trees, Inc., 58 F. Supp. 3d 1092, 1111 (E.D. Cal. 2014); see also Cal. Gov’t Code § 12926(p). 13 The reasonableness of an accommodation is generally a question of fact. Hanson, 74 Cal. App. 14 4th at 228 n.11. A claim under section 12940(m) differs from a section 12940(a) discrimination 15 claim in that a plaintiff need not prove any adverse employment action, nor is any showing of a 16 causal nexus between one’s disability and an adverse employment action required. Jensen v. 17 Wells Fargo Bank, 85 Cal. App. 4th 245, 255−56 (2000). 18 As discussed above in the context of Fuqua’s disparate treatment claim, a jury could 19 reasonably find that Fuqua had a disability within the meaning of FEHA, and that she could have 20 performed essential duties at UPS with reasonable accommodation. 21 UPS also argues that it provided reasonable accommodations by allowing modified work 22 in 2013 and early 2014 and a one-year leave of absence thereafter. Mot. at 18; Reply at 6–7. 23 There is contradictory evidence in the record as to whether UPS limited Fuqua’s duties to avoid 24 climbing ladders when she came to work on January 27, 2014. Compare Rismay Decl. ¶¶ 7, 13 25 (stating that Rismay told Fuqua to only do what she could, and assigned another employee to 26 climb ladders for her), with Fuqua Decl. ¶ 24 (stating that Mangaoang required Fuqua to climb 27 ladders that day, Rismay did not say anything to the contrary, and Fuqua exacerbated her injury 28 climbing ladders). A jury could find on this record that Fuqua’s disability was not reasonably 36 1 2 accommodated that day. With respect to the period in the summer of 2014 through early 2015, when Fuqua sought 3 to return to work, UPS argues that allowing Fuqua to remain on leave was “a reasonable 4 accommodation as a matter of law,” and an employer is not required to give a particular 5 accommodation sought by an employee so long as the employer provides some reasonable 6 accommodation. See Reply at 6–7 (citing Raine v. City of Burbank, 135 Cal. App. 4th 1215, 7 1222–23 (2006); Hanson, 74 Cal. App. 4th at 228). UPS is correct that “FEHA does not obligate 8 an employer to choose the best accommodation or the specific accommodation a disabled 9 employee or applicant seeks.” Raine, 135 Cal. App. 4th at 1222. The accommodation must, however, be “reasonable,” id., and UPS’s other contention—that a finite leave of absence is per se 11 United States District Court Northern District of California 10 reasonable—goes too far. Instead, the California Court of Appeal held in Hanson “that a finite 12 leave can be a reasonable accommodation under FEHA, provided it is likely that at the end of the 13 leave, the employee would be able to perform his or her duties.” Hanson, 74 Cal. App. 4th at 226 14 (emphasis added). It follow that such leave is generally not a reasonable accommodation if the 15 employee is not likely to recover his or her ability to perform the job by the end of the leave, and 16 even where that condition is satisfied, Hanson did not go so far as to hold that leave is always a 17 sufficient accommodation. See id. Here, it is not clear from the record that it was “likely” that 18 Fuqua would have fully recovered by the end of her one-year leave, and based on the reports that 19 she continued to obtain from Dr. Thomas in early 2015, it appears that she did not. See Fuqua 20 Decl. ¶ 45 & Ex. R. A jury could reasonably find that merely providing finite leave to Fuqua 21 without an expectation of recovery before the end of that period—or in other words, with an 22 expectation that Fuqua would ultimately be terminated rather than return to work—was not a 23 reasonable accommodation. 24 Because a reasonable jury could find that Fuqua had a disability, that she was capable of 25 performing her essential duties with accommodation, and that UPS failed to provide a reasonable 26 accommodation, the Court DENIED UPS’s motion as to Fuqua’s failure-to-accommodate claim. 27 28 E. Whether UPS Engaged in the Interactive Process Presents Issues of Fact The second claim of Fuqua’s complaint asserts that UPS failed to engage in the interactive 37 1 process to identify an accommodation for her disability. Under FEHA, an employer’s failure “to 2 engage in a timely, good faith, interactive process with the employee . . . to determine effective 3 reasonable accommodations” is a violation of the statute separate from any failure to make 4 reasonable accommodations for a qualified employee’s disability. Cal. Gov’t Code § 12940(n); 5 Wilson v. County of Orange, 169 Cal. App. 4th 1185, 1993 (2009). FEHA imposes on employers 6 a mandatory obligation to engage in the interactive process once an employee requests an 7 accommodation for a disability, or when the employer itself recognizes the need for one. Brown v. 8 Lucky Stores, Inc., 246 F.3d 1182, 1188 (9th Cir. 2001). Once initiated, the employer has a 9 continuous obligation to engage in the interactive process in good faith. Swanson v. Morongo Unified Sch. Dist., 232 Cal. App. 4th 954, 971 (2014). The interactive process “requires 11 United States District Court Northern District of California 10 communication and good-faith exploration of possible accommodations between employers and 12 individual employees with the goal of identifying an accommodation that allows the employee to 13 perform the job effectively.” Yeager v. Corr. Corp. of Am., 944 F. Supp. 2d 913, 919 (E.D. Cal. 14 2013). “Each party must participate in good faith, undertake reasonable efforts to communicate its 15 concerns, and make available to the other information which is available, or more accessible, to 16 one party,” and “responsibility for [a] breakdown [in communications] lies with the party who 17 fails to participate in good faith.” Gelfo v. Lockheed Martin Corp., 140 Cal. App. 4th 34, 62 n.22 18 (2006). To prevail on a section 12940(n) claim, an employee must identify a reasonable 19 accommodation that would have been available at the time the interactive process should have 20 occurred. Nealy v. City of Santa Monica, 234 Cal. App. 4th 359, 379 (2015).16 UPS contends that it satisfied this requirement by “reaching out to [Fuqua] on October 24, 21 22 2014, to advise her that she can request a job-related accommodation under the ADA,” and by 23 sending follow-up letters and forms thereafter. Mot. at 19. But Fuqua first requested to return to 24 25 26 27 28 16 The Court recognizes that there is some disagreement among the California appellate courts as to whether a plaintiff bringing an interactive process claim under § 12940(n) must show that a reasonable accommodation was in fact available. See, e.g., Claudio v. Regents of Univ. of Cal., 134 Cal. App. 4th 224, 246 (2005) (“Because we shall conclude a triable issue exists as to whether the University failed to participate in the interactive process, it cannot be known whether an alternate job would have been found.”). The Court nevertheless concludes that the requirement for such a showing, as stated in Nealy, represents the more common view and more likely reflects how the California Supreme Court would address the issue. 38 1 work with accommodations when she attempted to return on August 7, 2014, at which time— 2 according to Fuqua—Mangaoang told her that she could not return until she was one hundred 3 percent healthy. See Fuqua Decl. ¶ 38; Gelfo, 140 Cal. App. 4th at 62 n.22 (“Although it is the 4 employee’s burden to initiate the process, no magic words are necessary, and the obligation arises 5 once the employer becomes aware of the need to consider an accommodation.”). Fuqua submitted 6 more formal notice that she was seeking to return to work in late August of 2014, but still 7 apparently did not receive any communication from UPS regarding potential accommodation, or 8 the process for seeking accommodation, until late October. See Mangaoang Decl. ¶ 17; Fuqua 9 Decl. ¶¶ 40–41. After Fuqua asked for an accommodations request packet in mid-November, UPS sent a packet to a different address than it had on file for Fuqua, see Lagunday Decl. ¶ 5, and 11 United States District Court Northern District of California 10 Fuqua states that she did not receive that packet or certain subsequent letters that UPS claims to 12 have sent, and that UPS failed to include the purportedly necessary Authorization for Release of 13 Health Information form in any later mailings. Fuqua Decl. ¶¶ 42, 44, 47. UPS ultimately closed 14 the file on Fuqua’s request for accommodation due to her failure to submit necessary forms, 15 including the release authorization, and terminated her when she reached twelve months of leave. 16 Lagunday Decl. ¶¶ 12, 14 & Exs. J, K, M. The Court is satisfied that a jury could, drawing all 17 reasonable inferences in favor of Fuqua, find on these facts that UPS failed to engage in the 18 interactive process in good faith. 19 UPS also argues that it is entitled to summary judgment because Fuqua “acted in bad faith 20 and any breakdown in the process lies with her.” Reply at 8. For the purpose of UPS’s motion, 21 the Court need not decide whether a jury reasonably could find that instances of delay, failure to 22 provide information, or failure to follow proper procedure on Fuqua’s part evince bad faith. In 23 order to prevail in this context, UPS must show that no reasonable jury could find otherwise—that 24 any reasonable jury would lay the blame for the breakdown of communications on Fuqua rather 25 than on UPS, even drawing all reasonable inferences in Fuqua’s favor. The record is not so clear 26 as to support such a finding. The Court therefore DENIED UPS’s motion to dismiss Fuqua’s 27 interactive process claim. 28 39 1 2 F. No Genuine Issues Exist Regarding Disparate Impact In addition to her disparate treatment theory, Fuqua brings her fourth claim for disability 3 discrimination under FEHA based on a theory of disparate impact. FEHA prohibits 4 “discrimination resulting from an employer’s facially neutral practice or policy that has a 5 disproportionate effect on employees suffering from a disability (referred to as disparate impact 6 discrimination).” Avila v. Cont’l Airlines, Inc., 156 Cal. App. 4th 1237, 1246 (2008). The Ninth 7 Circuit has described the requirements for a disparate impact claim under the federal Civil Rights 8 Act as follows: 9 10 United States District Court Northern District of California 11 12 13 14 15 16 17 18 19 20 In the typical disparate impact case, in which the plaintiff argues that a selection criterion excludes protected applicants from jobs or promotions, the plaintiff proves discriminatory impact by showing statistical disparities between the number of protected class members in the qualified applicant group and those in the relevant segment of the workforce. Wards Cove Packing Co. v. Atonio, 490 U.S. 642, 650, 109 S.Ct. 2115, 2121, 104 L.Ed.2d 733 (1989). While such statistics are often difficult to compile, whether the protected group has been disadvantaged turns on quantifiable data. When the alleged disparate impact is on the conditions, terms, or privileges of employment, however, determining whether the protected group has been adversely affected may depend on subjective factors not easily quantified. The fact that the alleged effects are subjective, however, does not relieve the plaintiff of the burden of proving disparate impact. The plaintiff may not merely assert that the policy has harmed members of the group to which he or she belongs. Instead, the plaintiff must prove the existence of adverse effects of the policy, must prove that the impact of the policy is on terms, conditions, or privileges of employment of the protected class, must prove that the adverse effects are significant, and must prove that the employee population in general is not affected by the policy to the same degree. 21 Garcia v. Spun Steak Co., 998 F.2d 1480, 1486 (9th Cir. 1993); see also Gardner v. Fed. Express 22 Corp., 114 F. Supp. 3d 889, 900 (N.D. Cal. 2015) (quoting and applying the standard of Garcia in 23 the context of a disparate impact disability discrimination claim under FEHA). 24 Fuqua argues that her disparate impact claim should go forward based on UPS’s policy of 25 terminating employees after twelve months of leave, contending that the policy “although facially 26 neutral, has a discriminatory impact as it precludes an individualized assessment for determination 27 of reasonable accommodation, which several courts have deemed unlawful.” Opp’n at 23–24 28 (citing U.S. Airways v. Barnett, 535 U.S. 391, 397 (2002); Garcia-Ayala v. Lederle Parenterals, 40 1 Inc., 212 F.3d 638 (1st Cir. 2000); Scotch, 173 Cal. App. 4th at 1002). Fuqua’s assertion that the policy “precludes an individualized assessment,” id., is contrary 2 3 to the record. UPS’s policy provides that an employee will not be terminated under the twelve- 4 month rule if an accommodation request is pending when the time period expires, and Lagunday 5 states in her declaration that employees who request accommodation “are assessed individually 6 before the administrative separation [i.e., termination] occurs” and can be eligible for extended 7 leave beyond twelve months if UPS determines that to be a reasonable accommodation. Lagunday 8 Decl. ¶ 3 & Ex. A. Fuqua identifies no evidence contradicting Lagunday’s characterization of the 9 policy. Regardless, Fuqua has not made the sort of showing necessary to prevail on a disparate 10 United States District Court Northern District of California 11 impact claim. It is not entirely clear from the record whether the twelve-month policy is limited to 12 disability leave or also applies to leave taken for other reasons. If the former, the policy might or 13 might not be permissible under FEHA, but a disparate impact theory is not the appropriate 14 framework in which to consider it because it is not facially neutral—by its terms, it only affects 15 employees with disabilities. See Avila, 156 Cal. App. 4th at 1246 (describing a disparate impact 16 theory as “discrimination resulting from an employer’s facially neutral practice or policy”). If the 17 policy also applies to leave for reasons other than disability, and is thus facially neutral, Fuqua 18 “has not provided any statistical evidence comparing the impact of [the policy] on disabled 19 employees to its impact on the general employee population,” and “[a]bsent this evidence, [she] 20 cannot prevail on a disparate impact claim.” Gardner, 114 F. Supp. 3d at 900. The Court 21 therefore GRANTED UPS’s motion as to Fuqua’s disparate impact claim.17 22 G. Whether UPS Harassed Fuqua Presents Issues of Fact Fuqua’s sixth claim is for harassment on account of disability in violation of FEHA. “To 23 24 25 26 27 28 17 In granting UPS’s motion as to this claim, the Court makes no finding as to the legitimacy of UPS’s policy or whether applicable law might require an exception to that policy, and this order should not be construed as holding that the policy is in itself a defense to any of Fuqua’s remaining claims. See Barnett, 535 U.S. at 397 (“By definition any special ‘accommodation’ requires the employer to treat an employee with a disability differently, i.e., preferentially. And the fact that the difference in treatment violates an employer’s disability-neutral rule cannot by itself place the accommodation beyond the [ADA’s] potential reach.”). 41 1 establish a claim for harassment [under FEHA], a plaintiff must demonstrate that: (1) she is a 2 member of a protected group; (2) she was subjected to harassment because she belonged to this 3 group; and (3) the alleged harassment was so severe that it created a hostile work environment.” 4 Lawler v. Montblanc N. Am., LLC, 704 F.3d 1235, 1244 (9th Cir. 2013) (citing Aguilar v. Avis 5 Rent A Car Sys., Inc., 21 Cal. 4th 121 (1999)). UPS moves for summary judgment on the grounds 6 that purported incidents of harassment were not so severe or pervasive to be actionable, and that 7 “personnel management decisions” do not constitute harassment under California law. Mot. at 22; 8 Reply at 12–14. “[D]iscrimination refers to bias in the exercise of official actions on behalf of the 10 employer, and harassment refers to bias that is expressed or communicated through interpersonal 11 United States District Court Northern District of California 9 relations in the workplace.” Roby v. McKesson Corp., 47 Cal. 4th 686, 707 (2009), modified, 12 (Feb. 10, 2010). Harassment does not include “[c]ommonly necessary personnel management 13 actions,” such as reassignment, disciplinary warnings, and termination. Id. at 707–08 (quoting 14 Reno v. Baird, 18 Cal. 4th 640, 646 (1998)). These personnel management actions can, however, 15 be evidence of harassment because “some official employment actions done in furtherance of a 16 supervisor’s managerial role can also have a secondary effect of communicating a hostile 17 message.” Id. at 709. 18 In Roby, the California Supreme Court clarified the distinction between harassment and 19 discrimination under FEHA. Id. at 705–11. There, plaintiff Charlene Roby brought claims under 20 FEHA against her employer for discrimination, failure to accommodate her disability, and 21 harassment, and she brought the harassment claim against her direct supervisor as well. Id. at 697. 22 The jury found for Roby on all claims, but the appellate court reversed the jury’s verdict on 23 harassment because of insufficient evidence. Id. at 700. The appellate court reasoned that because 24 “commonly necessary personnel management actions” do not constitute harassment, it should 25 “sift[] out” “business and management” activities when assessing the sufficiency of the 26 harassment evidence. Id. at 700, 710. 27 28 The California Supreme Court reversed, reinstating the harassment verdict. Id. at 720. The court reasoned that because official employment actions can communicate a hostile message, 42 1 official actions against Roby should have been considered as evidence of harassment alongside 2 other harassing actions. Id. at 708–09. The Court concluded that the evidence was “ample to 3 support the jury’s harassment verdict” against the employer and supervisor in light of the official 4 employment actions against Roby—such as termination and disciplinary warnings—and the 5 supervisor’s harassing conduct, including “demeaning comments to Roby,” “refusal to respond to 6 Roby’s greetings,” “demeaning facial expressions and gestures towards Roby,” and “disparate 7 treatment of Roby in handing out small gifts.” Id. at 708–10. Roby thus shows that under 8 California law, a FEHA plaintiff may establish a supervisor’s liability for harassment by providing 9 evidence of hostile interactions along with supplemental evidence of official employment actions 10 United States District Court Northern District of California 11 that reinforce an underlying hostile message. See id. at 708–10. As in Roby, there is at least some evidence in this case of hostile personal interactions 12 beyond the type of pure management decisions that, on their own, California courts do not 13 consider harassment. For example, Fuqua states in her declaration that Comer initially responded 14 to her injury by telling her “in a sarcastic voice, that he had heard [she] was trying to come up with 15 every excuse not to show up to work,” and later told her that he did not believe her explanation of 16 how she was injured. Fuqua Decl. ¶¶ 11, 12. Other incidents arguably straddle the line between 17 official action and hostile interpersonal relations, such as Lee threatening Fuqua with infractions 18 that were never issued, and Comer telling Fuqua not to return to work until she rescheduled an 19 appointment but then sending a text message telling her to report for her shift on less than one 20 day’s notice,. Id. ¶ 8, 20–21; Lee Decl. ¶ 6. Given that there is some evidence of hostility, more 21 official actions—such as UPS purportedly declining to honor a doctor’s restrictions, informing 22 Fuqua that she could not return to work until fully healthy, failing to send her the forms necessary 23 for an accommodation request, and ultimately terminating her—can also permissibly be 24 considered in determining whether “hostility was pervasive and effectively changed the conditions 25 of [Fuqua’s] employment.” See Roby, 47 Cal. 4th at 710. The Court therefore declined to grant 26 summary judgment and DENIED UPS’s motion as to this claim. 27 28 43 1 H. Whether UPS Failed to Prevent Discrimination Presents Issues of Fact 2 Fuqua’s fifth claim asserts that UPS violated FEHA by failing to prevent discrimination 3 against her. FEHA makes it unlawful “[f]or an employer . . . to fail to take all reasonable steps 4 necessary to prevent discrimination and harassment . . . from occurring.” Cal. Gov’t Code 5 § 12940(k). A plaintiff seeking to recover on a failure-to-prevent-discrimination claim under 6 FEHA must show that (1) the plaintiff was subjected to discrimination; (2) the defendant failed to 7 take all reasonable steps to prevent discrimination; and (3) that failure caused the plaintiff to suffer 8 injury, damage, loss or harm. Lelaind v. City & County of San Francisco, 576 F. Supp. 2d 1079, 9 1103 (N.D. Cal. 2008). The employer’s duty to prevent harassment and discrimination is affirmative and mandatory. Northrop Grumman Corp. v. Workers’ Comp. Appeals Bd., 103 Cal. 11 United States District Court Northern District of California 10 App. 4th 1021, 1035 (2002). No liability can arise for failing to take necessary steps to prevent 12 discrimination, however, except where discriminatory conduct actually took place and was not 13 prevented. Trujillo v. N. Cty. Transit Dist., 63 Cal. App. 4th 280, 289 (1998) (“We do not believe 14 the statutory language supports recovery on such a private right of action where there has been a 15 specific factual finding that no such discrimination or harassment actually occurred . . . .”). Some 16 examples of “reasonable steps” available to remedy harassment, discrimination, or retaliation 17 under FEHA include “affirmatively raising the subject of harassment, expressing strong 18 disapproval, developing appropriate sanctions, informing employees of their right to raise and how 19 to raise the issue of harassment under California law, and developing methods to sensitize all 20 concerned.” 2 Cal. Code Regs. § 11019(b). Other reasonable steps an employer might take 21 include the establishment and promulgation of antidiscrimination policies and the implementation 22 of effective procedures to handle discrimination-related complaints and grievances. Cal. Fair 23 Emp’t & Housing Comm’n v. Gemini Aluminum Corp., 122 Cal. App. 4th 1004, 1025 (2004). The 24 causation element of a section 12940(k) claim requires an employee show that the discriminatory 25 conduct was a “substantial factor” in causing his harm. CACI No. 2527; Alamo v. Practice Mgmt. 26 Info. Corp., 219 Cal. App. 4th 466, 480 (2013). Termination from employment is an injury 27 sufficient to support recovery under a section 12940(k) failure-to-prevent-discrimination claim. 28 See Gemini Aluminum, 122 Cal. App. 4th at 1025. 44 Among other evidence that might be relevant to this claim, Fuqua states in her declaration 1 that UPS took no action in response to two notes she submitted raising concerns about how UPS 3 handled issues related to her disability, one of which Mangaoang returned to her and told her to 4 rewrite because it was not the document that Comer had requested. See Fuqua Decl. ¶¶ 29–31 & 5 Exs. J, K.18 There is also no indication that UPS took corrective action after Mangaoang 6 purportedly told Fuqua that she must be fully healthy to return to work, even after Mangaoang 7 informed Loretta Calderon in the risk management department that she had “told [Fuqua] that she 8 had to come back without restrictions.” See Fuqua Decl. ¶ 38; Mangaoang Decl. ¶ 17 & Ex. E. A 9 jury could reasonably conclude from that evidence that UPS failed to implement effective policies 10 to prevent discrimination and harassment based on disability. UPS’s motion is therefore DENIED 11 United States District Court Northern District of California 2 as to Fuqua’s failure-to-prevent claim. 12 I. No Genuine Issues Exist Regarding the Labor Code or Punitive Damages Fuqua’s opposition brief does not respond to two arguments of UPS’s motion: that Fuqua’s 13 14 Labor Code claim is meritless because any lack of pay for days that she worked was due to her 15 own failure to record her hours, Mot. at 23–24, and that Fuqua cannot recover punitive damages 16 because there is no evidence that an officer, director, or managing agent of UPS acted with the 17 requisite culpability to warrant such damages, id. at 24 (citing Cal. Civ. Code § 3294; White v. 18 Ultramar, Inc., 21 Cal. 4th 563, 577 (1999)). Fuqua has not met her burden to identify “particular 19 parts of materials in the record” demonstrating genuine issues of fact as to these claims. See Fed. 20 R. Civ. P. 56(c)(1). The Court therefore GRANTED UPS’s motion as to Fuqua’s eighth claim, 21 under the California Labor Code, and as to her prayer for punitive damages. 22 IV. CONCLUSION 23 For the reasons discussed above, the Court GRANTED UPS’s motion as to Fuqua’s 24 disparate impact claim, California Labor Code claim, and prayer for punitive damages, but 25 26 27 28 18 UPS argues that Fuqua cannot base a failure-to-prevent theory on her notes because they “reference Steinberg’s note not being honored, which issued had been resolved.” Reply at 14. Drawing all inferences in favor of Fuqua, however, a jury might reasonably determine that a more thorough response to Fuqua’s complaints could have prevented harassment or discrimination later in 2014 when she sought to return to work. 45 1 2 3 4 5 DENIED the motion as to all other claims. IT IS SO ORDERED. Dated: October 10, 2017 ______________________________________ JOSEPH C. SPERO Chief Magistrate Judge 6 7 8 9 10 United States District Court Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 46