Source: https://www.law.cornell.edu/cfr/text/13/107.506
Timestamp: 2017-02-23 23:39:28
Document Index: 658635829

Matched Legal Cases: ['art 107', 'art 107', '§ 681', '§ 682', '§ 683', '§ 684', '§ 685', '§ 686', '§ 687', '§ 687', '§ 687', '§ 687', '§ 687', '§ 687', '§ 687', '§ 687', '§ 687', '§ 687', '§\u202f208', '§ 687', '§ 687', '§ 687', '§ 688', '§\u202f11']

13 CFR 107.506 - Safeguarding Licensee's assets/Internal controls. | US Law | LII / Legal Information Institute
CFR › Title 13 › Chapter I › Part 107 › Subpart E › Section 107.506 13 CFR 107.506 - Safeguarding Licensee's assets/Internal controls.
There are 4 Updates appearing in the Federal Register for 13 CFR Part 107. View below or at eCFR (GPOAccess)
You must adopt a plan to safeguard your assets and monitor the reliability of your financial data, personnel, Portfolio, funds and equipment. You must provide your bank and custodian with a certified copy of your resolution or other formal document describing your control procedures. This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeU.S. Code: Title 15 - COMMERCE AND TRADE§ 681 - Organization§ 682 - Capital requirements§ 683 - Borrowing operations§ 684 - Equity capital for small-business concerns§ 685 - Long-term loans to small-business concerns§ 686 - Aggregate limitations on amount of assistance to any single enterprise§ 687 - Operation and regulation of companies§ 687a - Revocation and suspension of licenses; cease and desist orders§ 687b - Investigations and examinations; power to subpena and take oaths and affirmations; aid of courts; examiners; reports§ 687c - Injunctions and other orders§ 687d - Conflicts of interest§ 687e - Removal or suspension of management officials§ 687f - Unlawful acts and omissions by officers, directors, employees, or agents§ 687g - Penalties and forfeitures§ 687h - Jurisdiction and service of process§ 687i, 687j - Repealed. Pub. L. 104–208, div. D, title II, § 208(h)(1)(E), Sept. 30, 1996, 110 Stat. 3009–747§ 687k - Guaranteed obligations not eligible for purchase by Federal Financing Bank§ 687l - Issuance and guarantee of trust certificates§ 687m - Periodic issuance of guarantees and trust certificates§ 688 - Repealed. Pub. L. 87–341, § 11(e), Oct. 3, 1961, 75 Stat. 756