Source: http://www.legislation.gov.uk/cy/uksi/2018/135/contents/made
Timestamp: 2019-03-18 20:34:43
Document Index: 81866475

Matched Legal Cases: ['ART 2', 'art 9', 'art 11', 'art 25', 'art 26', 'art 27', 'ART 3', 'ART 4', 'ART 5', 'art 4', 'art 8', 'art 18', 'art 29', 'art 2', 'ART 6']

3.Directly applicable EU regulations
4.Designation of competent authority
PART 2 FCA powers over Miscellaneous BM persons
5.(1) The FCA has the powers conferred on it by...
6.FCA’s power to impose requirements
7.Right to refer matters to the Tribunal
8.Exercise of power in support of overseas regulator
9.Reporting requirements
11.Financial penalties
12.Warning notice
13.Decision notice
14.Statements of policy
15.Statements of policy: procedure
16.Misleading the FCA
17.Restriction on penalties
18.Application of Part 9 of the Act (hearings and appeals)
19.Application of Part 11 of the Act (information gathering and investigations)
20.Information given by an auditor
21.Restrictions on disclosure of information
22.Application of Part 25 of the Act (injunctions and restitution)
23.Application of Part 26 of the Act (notices)
24.Application of Part 27 of the Act (offences)
25.Application of section 413 of the Act (protected items)
26.FCA: penalties, fees and exemption from liability in damages
PART 3 FCA powers in relation to persons publishing or contributing to benchmarks
27.Variation of permission: continued publication of a benchmark by authorised person
28.Variation of permission: continued contribution to a benchmark by authorised person
29.Interim permission: continued publication of a benchmark by non-authorised person
30.Interim permission: continued contribution to a benchmark by non-authorised person
31.Application of the Act to persons with interim permission
32.Application of the FCA’s rules etc. to persons with interim permission
PART 4 Administering a benchmark
33.Power to direct form of notifications
34.Procedure for prior recognition of a benchmark administrator located in a third country
35.Endorsement of benchmarks provided in a third country
36.Right to refer matters to the Tribunal
PART 5 Amendments to the Act
37.Amendments to section 1H
38.Amendments to section 22 (regulated activities)
39.In section 22 of the Act (regulated activities)—
40.Amendments to Part 4A (permission to carry on regulated activities)
41.Amendment to Part 8 of the Act (provisions relating to market abuse)
42.(1) In section 123 of the Act (power to impose...
43.Amendment to section 137F of the Act (rules requiring participation in benchmark)
44.Amendment to section 178 of the Act (obligation to notify the appropriate regulator: acquisitions of control)
45.Amendment to Part 18 of the Act (recognised investment exchanges and clearing houses)
46.Amendment to section 391 of the Act (publication)
47.Amendment to section 395 (the FCA’s and PRA’s procedures)
48.Amendment to section 398 of the Act (misleading FCA or PRA: residual cases)
49.Amendment to Part 29 of the Act (interpretation)
50.Omission of Part 2B of Schedule 2 to the Act (regulated activities relating to the setting of benchmarks)
PART 6 Amendments to secondary legislation
51.Amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
52.In article 64 (agreeing to carry on specified kinds of...
53.The following provisions of the RAO are revoked—
54.Amendment to the Financial Services and Markets Act 2000 (Exemption) Order 2001
55.Amendment to the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001
56.Amendments to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
57.Amendments to the Consumer Credit (Disclosure of Information) Regulations 2010
58.Amendments to the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013
59.Administrators of specified benchmarks: transitional provision
60.Submitters to specified benchmarks: transitional provision
61.Existing administrators as at 30th June 2016: transitional provision
62.Existing administrators as at 1st of January 2018: transitional provision
63.New administrators: transitional provision
64.Use of an index: transitional provision
65.Administering a benchmark under Article 51(4) of the EU Benchmarks Regulation 2016
66.Authorisations and registrations granted by the FCA prior to 27th February 2018
67.Amendment to the Act
68.Review