Source: http://www.legislation.gov.uk/ukpga/2012/21/schedule/17/part/4
Timestamp: 2017-06-24 20:33:39
Document Index: 688543643

Matched Legal Cases: ['ART 4', 'ART 4', 'arts 4', 'arts 4', 'art. 3', 'art 5', 'art. 3', 'art 4', 'art 4', 'art. 3', 'art 4', 'art 4', 'art. 3', 'art. 3', 'art. 3', 'art. 3', 'art. 3', 'art. 3', 'art. 3', 'art. 3']

Table of ContentsContentExplanatory NotesMore ResourcesPrevious: PartNext: PartPlain ViewPrint OptionsWhat VersionLatest available (Revised)Original (As enacted)Advanced FeaturesShow Geographical Extent(e.g. England, Wales, Scotland, Northern Ireland)Show Timeline of ChangesOpening OptionsOpen whole ActOpen Act without schedulesOpen Schedules onlyMore ResourcesOriginal Print PDFCorrection Slip - 07/06/2013View moreChanges to legislation:Financial Services Act 2012, PART 4
is up to date with all changes known to be in force on or before 24 June 2017. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.Changes to LegislationRevised legislation carried on this site may not be fully up to date. Changes and effects are recorded by our editorial team in lists which can be found in the ‘Changes to Legislation’ area. Where those effects have yet to be applied to the text of the legislation by the editorial team they are also listed alongside the legislation in the affected provisions. Use the ‘more’ link to open the changes and effects relevant to the provision you are viewing.Changes and effects yet to be applied to the whole Act associated Parts and Chapters:Changes and effectsThis section lists the changes and effects yet to be applied to the whole Act, associated Parts and Chapters where applicable. This includes any insertions of whole new Parts, Chapters or provisions yet to be inserted into this Act. These effects are included in this view as they may be (but won’t necessarily be) relevant to the specific provision that you are viewing.Act power to apply conferred (temp.) by 2014 c. 21 s. 79(4)Act power to apply conferred (temp.) by 2014 c. 21 s. 81(10) PART 4 E+W+S+N.I.Amendments of Parts 4 to 6 of the Act52Parts 4 to 6 of the Banking Act 2009 are amended as follows.E+W+S+N.I.Annotations:Annotations are used to give authority for changes and other effects on the legislation you are viewing and to convey editorial information. They appear at the foot of the relevant provision or under the associated heading. Annotations are categorised by annotation type, such as F-notes for textual amendments and I-notes for commencement information (a full list can be found in the Editorial Practice Guide). Each annotation is identified by a sequential reference number. For F-notes, M-notes and X-notes, the number also appears in bold superscript at the relevant location in the text. All annotations contain links to the affecting legislation.Commencement InformationI1Sch. 17 para. 52 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.53(1)Section 183 (interpretation of Part 5) is amended as follows.E+W+S+N.I.(2)In paragraph (c)—(a)for “section 3(2)” substitute “ section 1I ”, and(b)omit “(market confidence)”.(3)For paragraph (e), and the “and” before it, substitute—“(e)the FCA” means the Financial Conduct Authority,
Annotations:Annotations are used to give authority for changes and other effects on the legislation you are viewing and to convey editorial information. They appear at the foot of the relevant provision or under the associated heading. Annotations are categorised by annotation type, such as F-notes for textual amendments and I-notes for commencement information (a full list can be found in the Editorial Practice Guide). Each annotation is identified by a sequential reference number. For F-notes, M-notes and X-notes, the number also appears in bold superscript at the relevant location in the text. All annotations contain links to the affecting legislation.Commencement InformationI2Sch. 17 para. 53 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.54In section 223 (termination of right to issue), in subsections (5) and (6), for “Part 4” substitute “ Part 4A ”.E+W+S+N.I.Annotations:Annotations are used to give authority for changes and other effects on the legislation you are viewing and to convey editorial information. They appear at the foot of the relevant provision or under the associated heading. Annotations are categorised by annotation type, such as F-notes for textual amendments and I-notes for commencement information (a full list can be found in the Editorial Practice Guide). Each annotation is identified by a sequential reference number. For F-notes, M-notes and X-notes, the number also appears in bold superscript at the relevant location in the text. All annotations contain links to the affecting legislation.Commencement InformationI3Sch. 17 para. 54 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.55(1)Section 232 (definition) is amended as follows.E+W+S+N.I.(2)In subsections (2) and (6)(a), for “Part 4” substitute “ Part 4A ”.(3)In subsection (5B), in the definition of “rules”, for “section 139(1)” substitute “ section 137B(1) ”.(4)After subsection (6) insert—“(7)The Treasury may by order amend the definition of “investment activity” in subsection (5B), including by defining that term by reference to rules or guidance made by the PRA or the FCA under the Financial Services and Markets Act 2000.”
Annotations:Annotations are used to give authority for changes and other effects on the legislation you are viewing and to convey editorial information. They appear at the foot of the relevant provision or under the associated heading. Annotations are categorised by annotation type, such as F-notes for textual amendments and I-notes for commencement information (a full list can be found in the Editorial Practice Guide). Each annotation is identified by a sequential reference number. For F-notes, M-notes and X-notes, the number also appears in bold superscript at the relevant location in the text. All annotations contain links to the affecting legislation.Commencement InformationI4Sch. 17 para. 55 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.56In section 234 (regulations: details), for subsection (8)(b) substitute—E+W+S+N.I.“(b)the Prudential Regulation Authority,
(ba)the Financial Conduct Authority,”.
Annotations:Annotations are used to give authority for changes and other effects on the legislation you are viewing and to convey editorial information. They appear at the foot of the relevant provision or under the associated heading. Annotations are categorised by annotation type, such as F-notes for textual amendments and I-notes for commencement information (a full list can be found in the Editorial Practice Guide). Each annotation is identified by a sequential reference number. For F-notes, M-notes and X-notes, the number also appears in bold superscript at the relevant location in the text. All annotations contain links to the affecting legislation.Commencement InformationI5Sch. 17 para. 56 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.57In section 235 (regulations: procedure), at the end insert—E+W+S+N.I.“(6)An order under section 232(7)—
(b)is subject to annulment in pursuance of a resolution of either House of Parliament.”
Annotations:Annotations are used to give authority for changes and other effects on the legislation you are viewing and to convey editorial information. They appear at the foot of the relevant provision or under the associated heading. Annotations are categorised by annotation type, such as F-notes for textual amendments and I-notes for commencement information (a full list can be found in the Editorial Practice Guide). Each annotation is identified by a sequential reference number. For F-notes, M-notes and X-notes, the number also appears in bold superscript at the relevant location in the text. All annotations contain links to the affecting legislation.Commencement InformationI6Sch. 17 para. 57 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.58In section 246 (information), in subsection (2)—E+W+S+N.I.(a)for paragraph (b) substitute—“(b)the Prudential Regulation Authority;
(ba)the Financial Conduct Authority;”, and
(b)in paragraph (d), for “or the Financial Services Authority” substitute, “the Prudential Regulation Authority or the Financial Conduct Authority”.Annotations:Annotations are used to give authority for changes and other effects on the legislation you are viewing and to convey editorial information. They appear at the foot of the relevant provision or under the associated heading. Annotations are categorised by annotation type, such as F-notes for textual amendments and I-notes for commencement information (a full list can be found in the Editorial Practice Guide). Each annotation is identified by a sequential reference number. For F-notes, M-notes and X-notes, the number also appears in bold superscript at the relevant location in the text. All annotations contain links to the affecting legislation.Commencement InformationI7Sch. 17 para. 58 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.59(1)Section 249 (functions) is amended as follows.E+W+S+N.I.(2)In subsection (1)—(a)for “Financial Services Authority” substitute “ Prudential Regulation Authority or the Financial Conduct Authority ”, and(b)for “the Authority” substitute “ that authority ”.(3)In subsection (2), for “Financial Services Authority” substitute “ Prudential Regulation Authority or the Financial Conduct Authority ”.(4)Omit subsection (3).Annotations:Annotations are used to give authority for changes and other effects on the legislation you are viewing and to convey editorial information. They appear at the foot of the relevant provision or under the associated heading. Annotations are categorised by annotation type, such as F-notes for textual amendments and I-notes for commencement information (a full list can be found in the Editorial Practice Guide). Each annotation is identified by a sequential reference number. For F-notes, M-notes and X-notes, the number also appears in bold superscript at the relevant location in the text. All annotations contain links to the affecting legislation.Commencement InformationI8Sch. 17 para. 59 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.60In section 250 (information), for “Financial Services Authority” substitute “ Prudential Regulation Authority. ”E+W+S+N.I.Annotations:Annotations are used to give authority for changes and other effects on the legislation you are viewing and to convey editorial information. They appear at the foot of the relevant provision or under the associated heading. Annotations are categorised by annotation type, such as F-notes for textual amendments and I-notes for commencement information (a full list can be found in the Editorial Practice Guide). Each annotation is identified by a sequential reference number. For F-notes, M-notes and X-notes, the number also appears in bold superscript at the relevant location in the text. All annotations contain links to the affecting legislation.Commencement InformationI9Sch. 17 para. 60 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.61(1)Section 259 (statutory instruments) is amended as follows.E+W+S+N.I.(2)In the entry in the Table relating to section 232, for “232” substitute “ 232(6) ”.(3)After that entry insert—“232(7)Investment banks: definition of investment activityNegative resolution”.(4)In the entry in the Table relating to section 249, for “FSA—” substitute “ PRA or FCA— ”.Annotations:Annotations are used to give authority for changes and other effects on the legislation you are viewing and to convey editorial information. They appear at the foot of the relevant provision or under the associated heading. Annotations are categorised by annotation type, such as F-notes for textual amendments and I-notes for commencement information (a full list can be found in the Editorial Practice Guide). Each annotation is identified by a sequential reference number. For F-notes, M-notes and X-notes, the number also appears in bold superscript at the relevant location in the text. All annotations contain links to the affecting legislation.Commencement InformationI10Sch. 17 para. 61 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.62In the Table in section 261 (index of defined terms)—E+W+S+N.I.(a)after the entry relating to “enactment” insert—“FCA3, 93, 166 & 183”(b)omit the entry relating to the FSA, and(c)after the entry relating to “partial property transfer” insert—“PRA3, 93, 166 & 183”.Annotations:Annotations are used to give authority for changes and other effects on the legislation you are viewing and to convey editorial information. They appear at the foot of the relevant provision or under the associated heading. Annotations are categorised by annotation type, such as F-notes for textual amendments and I-notes for commencement information (a full list can be found in the Editorial Practice Guide). Each annotation is identified by a sequential reference number. For F-notes, M-notes and X-notes, the number also appears in bold superscript at the relevant location in the text. All annotations contain links to the affecting legislation.Commencement InformationI11Sch. 17 para. 62 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.Previous: PartNext: PartBack to topOptions/HelpPrint OptionsPrint The Whole ActPDF The Whole ActWeb page The Whole ActPrint The Whole SchedulePDF The Whole ScheduleWeb page The Whole SchedulePrint This Part onlyPDF This Part onlyWeb page This Part onlyYou have chosen to open The Whole ActThe Whole Act you have selected contains over 200 provisions and might take some time to download. 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