Source: https://www.law.cornell.edu/cfr/text/17/part-145
Timestamp: 2017-05-27 13:46:22
Document Index: 281044282

Matched Legal Cases: ['art 145', 'art 145', 'art 145', '§ 145', '§ 145', '§ 145', '§ 145', '§ 145', '§ 145', '§ 145', '§ 145', '§ 145', '§ 145', '§ 4', '§ 504', '§ 552', 'art 145', 'arts 4', 'art 4', 'art 4', '§ 4', '§ 4', '§ 4', '§ 4', 'art 4', '§ 4', '§ 4', 'arts 4', 'art 4']

17 CFR Part 145 - COMMISSION RECORDS AND INFORMATION | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter I › Part 145 17 CFR Part 145 - COMMISSION RECORDS AND INFORMATION
§ 145.0 Definitions.
§ 145.1 Information published in the Federal Register.
§ 145.2 Records available for public inspection and copying; documents published and indexed.
§ 145.3 [Reserved]
§ 145.4 Public records available with identifying details deleted; nonpublic records available in abridged or summary form.
§ 145.5 Disclosure of nonpublic records.
§ 145.6 Commission offices to contact for assistance; registration records available.
§ 145.7 Requests for Commission records and copies thereof.
§ 145.8 Fees for records services.
§ 145.9 Petition for confidential treatment of information submitted to the Commission.
Pub. L. 99-570, 100 Stat. 3207; Pub. L. 89-554, 80 Stat. 383; Pub. L. 90-23, 81 Stat. 54; Pub. L. 98-502, 88 Stat. 1561-1564 (5 U.S.C. 552); Sec. 101(a), Pub. L. 93-463, 88 Stat. 1389 (5 U.S.C. 4a(j)); unless otherwise noted.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeU.S. Code: Title 5 - GOVERNMENT ORGANIZATION AND EMPLOYEES§ 4a§ 504 - Costs and fees of parties§ 552 - Public information; agency rules, opinions, orders, records, and proceedings
Title 17 published on 09-May-2017 03:50The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 145 after this date.2013-04-16; vol. 78 # 73 - Tuesday, April 16, 201378 FR 22418 - Reassignment of Commission Staff Responsibilities and Delegations of Authority
2012-03-26; vol. 77 # 58 - Monday, March 26, 201277 FR 17329 - Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations
typeregulations.gov FR Doc.C1-2012-3390 RIN3038-AD30 COMMODITY FUTURES TRADING COMMISSION 17 CFR Parts 4, 145, and 147 SummaryThe Commodity Futures Trading Commission is adopting amendments to its existing part 4 regulations and promulgating one new regulation regarding Commodity Pool Operators and Commodity Trading Advisors. The Commission is also adopting new data collections for CPOs and CTAs that are consistent with a data collection required under the Dodd-Frank Act for entities registered with both the Commission and the Securities and Exchange Commission. The adopted amendments rescind an exemption from registration as a CPO; rescind relief from the certification requirement for annual reports provided to operators of certain pools offered only to qualified eligible persons (“QEPs”); modify the criteria for claiming exclusion from the definition of CPO; and require the annual filing of notices claiming exemptive relief under several sections of the Commision&apos;s regulations. Finally, the adopted amendments include new risk disclosure requirements for CPOs and CTAs regarding swap transactions. 2. In 17 CFR Part 4, beginning on page 11283, in the second column, in 31st line of text, amendatory instructions 1-8 and their corresponding amendments to the Code of Federal Regulations are being republished as follows:
2012-02-24; vol. 77 # 37 - Friday, February 24, 201277 FR 11252 - Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations
typeregulations.gov FR Doc.2012-3390 RIN3038-AD30 COMMODITY FUTURES TRADING COMMISSION Final rule. Effective dates: This final rule is effective on April 24, 2012, except for the amendments to § 4.27, which shall become effective on July 2, 2012. Compliance dates: Compliance with § 4.27 shall be required by not later than September 15, 2012, for a CPO having at least $5 billion in assets under management, and by not later than December 14, 2012, for all other registered CPOs and all CTAs. Compliance with § 4.5 for registration purposes only shall be required not later than the later of December 31, 2012, or 60 days after the effective date of the final rulemaking further defining the term “swap,” which the Commission will publish in the Federal Register at a future date. Entities required to register due to the amendments to § 4.5 shall be subject to the Commission&apos;s recordkeeping, reporting, and disclosure requirements pursuant to part 4 of the Commission&apos;s regulations within 60 days following the effectiveness of a final rule implementing the Commission&apos;s proposed harmonization effort pursuant to the concurrent proposed rulemaking. CPOs claiming exemption under § 4.13(a)(4) shall be required to comply with the rescission of § 4.13(a)(4) by December 31, 2012; however, compliance shall be required for all other CPOs on April 24, 2012. Compliance with all other amendments, not otherwise specified above, shall be required by December 31, 2012. 17 CFR Parts 4, 145, and 147 SummaryThe Commodity Futures Trading Commission is adopting amendments to its existing part 4 regulations and promulgating one new regulation regarding Commodity Pool Operators and Commodity Trading Advisors. The Commission is also adopting new data collections for CPOs and CTAs that are consistent with a data collection required under the Dodd-Frank Act for entities registered with both the Commission and the Securities and Exchange Commission. The adopted amendments rescind the exemption from registration; rescind relief from the certification requirement for annual reports provided to operators of certain pools offered only to qualified eligible persons (QEPs; modify the criteria for claiming relief); and require the annual filing of notices claiming exemptive relief under several sections of the Commission&apos;s regulations. Finally, the adopted amendments include new risk disclosure requirements for CPOs and CTAs regarding swap transactions.