Source: http://www.law.cornell.edu/cfr/text/17/274?quicktabs_7=3
Timestamp: 2013-12-11 19:18:47
Document Index: 73116706

Matched Legal Cases: ['art 274', 'art 274', 'art 274', '§ 274', '§ 274', '§ 274', '§ 274', '§ 274', '§ 274', 'arts 232', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 78', '§ 78', '§ 78', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', 'arts 210']

17 CFR Part 274 - FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940 | Title 17 - Commodity and Securities Exchanges | Code of Federal Regulations | LII / Legal Information Institute
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17 CFR Part 274 - FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940
There is 1 rule appearing in the Federal Register for 17 CFR 274. Select the tab below to view, or View eCFR (GPOAccess)
§ 274.0-1 — Availability of forms.
SUBPART A — Registration Statements (§§ 274.5 - 274.54)
SUBPART B — Forms for Reports (§§ 274.101 - 274.200)
SUBPART C — Forms for Other Statements (§§ 274.201 - 274.221)
SUBPART D — Forms for Exemptions (§§ 274.301 - 274.303)
SUBPART E — Forms for Electronic Filing (§§ 274.401 - 274.404)
15 U.S.C. 77f, 77g, 77h, 77j, 77s, 78c(b), 78l, 78m, 78n, 78o(d), 80a-8, 80a-24, 80a-26, and 80a-29, unless otherwise noted.
Section 274.101 is also issued under secs. 3(a), 406, and 407, Pub. L. 107-204, 116 Stat. 745.
Section 274.128 is also issued under 15 U.S.C. 78j-1, 7202, 7233, 7241, 7264, and 7265; and 18 U.S.C. 1350.
Section 274.130 is also issued under 15 U.S.C. 7202 and 7241.
33 FR 19003, Dec. 20, 1968, unless otherwise noted.
Title 17 published on 2012-04-01The following are only the Rules published in the Federal Register after the published date of Title 17.For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.2013-01-23; vol. 78 # 15 - Wednesday, January 23, 201378 FR 4766 - Adoption of Updated EDGAR Filer Manual
typeregulations.gov FR Doc.2013-01058 RIN Release Nos.33-9382 34-68644 39-2488 IC-30348 SECURITIES AND EXCHANGE COMMISSION Final rule. Effective Date: January 23, 2013. The incorporation by reference of the EDGAR Filer Manual is approved by the Director of the Federal Register as of January 23, 2013. 17 CFR Parts 232, 239, 249, 269, 274 SummaryThe Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The revisions are being made primarily to introduce the new EDGARLink Online submission type IRANNOTICE; and support PDF as an official filing format for submission types 497AD, 40-17G, 40-17G/A, 40-17GCS, 40-17GCS/A, 40-24B2, and 40-24B2/A. The EDGAR system is scheduled to be upgraded to support this functionality on January 14, 2013.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeUSC : Title 15 - COMMERCE AND TRADE§ 77f - Registration of securities§ 77g - Information required in registration statement§ 77h - Taking effect of registration statements and amendments thereto§ 77j - Information required in prospectus§ 77q - Fraudulent interstate transactions§ 77s - Special powers of Commission§ 78c - Definitions and application15 USC § - § 78m - Periodical and other reports§ 78n - Proxies15 U.S.C. § - 15 USC § 80a–8 - Registration of investment companies15 USC § 80a–18 - Capital structure of investment companies15 USC § 80a–24 - Registration of securities under Securities Act of 193315 USC § 80a–26 - Unit investment trusts15 USC § 80a–29 - Reports and financial statements of investment companies and affiliated persons
Statutes at Large116 Stat. 745
Title 17 published on 2012-04-01The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 274 after this date.2013-06-19; vol. 78 # 118 - Wednesday, June 19, 201378 FR 36834 - Money Market Fund Reform; Amendments to Form PF
typeregulations.gov FR Doc.2013-13687 RIN3235-AK61 Release No.33-9408, IA-3616 IC-30551 File No.S7-03-13 SECURITIES AND EXCHANGE COMMISSION Proposed rule. Comments should be received on or before September 17, 2013. 17 CFR Parts 210, 230, 239, 270, 274 and 279 SummaryThe Securities and Exchange Commission (“Commission” or “SEC”) is proposing two alternatives for amending rules that govern money market mutual funds (or “money market funds”) under the Investment Company Act of 1940. The two alternatives are designed to address money market funds&apos; susceptibility to heavy redemptions, improve their ability to manage and mitigate potential contagion from such redemptions, and increase the transparency of their risks, while preserving, as much as possible, the benefits of money market funds. The first alternative proposal would require money market funds to sell and redeem shares based on the current market-based value of the securities in their underlying portfolios, rounded to the fourth decimal place ( e.g., $1.0000), i.e., transact at a “floating” net asset value per share (“NAV”). The second alternative proposal would require money market funds to impose a liquidity fee (unless the fund&apos;s board determines that it is not in the best interest of the fund) if a fund&apos;s liquidity levels fell below a specified threshold and would permit the funds to suspend redemptions temporarily, i.e., to “gate” the fund under the same circumstances. Under this proposal, we could adopt either alternative by itself or a combination of the two alternatives. The SEC also is proposing additional amendments that are designed to make money market funds more resilient by increasing the diversification of their portfolios, enhancing their stress testing, and increasing transparency by requiring money market funds to provide additional information to the SEC and to investors. The proposal also includes amendments requiring investment advisers to certain unregistered liquidity funds, which can resemble money market funds, to provide additional information about those funds to the SEC.
2013-01-23; vol. 78 # 15 - Wednesday, January 23, 201378 FR 4766 - Adoption of Updated EDGAR Filer Manual