Source: https://www.law.cornell.edu/cfr/text/17/249.310
Timestamp: 2018-05-21 07:37:14
Document Index: 450398438

Matched Legal Cases: ['art 249', '§ 249', '§ 240', '§ 240', '§ 240', '§ 240', '§ 210', '§ 78', '§ 78', '§ 78', '§ 249', '§ 249']

17 CFR 249.310 - Form 10-K, for annual and transition reports pursuant to sections 13 or 15(d) of the Securities Exchange Act of 1934. | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter II › Part 249 › Subpart D › Section 249.310
17 CFR 249.310 - Form 10-K, for annual and transition reports pursuant to sections 13 or 15(d) of the Securities Exchange Act of 1934.
§ 249.310 Form 10-K, for annual and transition reports pursuant to sections 13 or 15(d) of the Securities Exchange Act of 1934.
(a) This form shall be used for annual reports pursuant to sections 13 or 15(d) of the Securities Exchange Act of 1934 ( 15 U.S.C. 78m or 78o(d)) for which no other form is prescribed. This form also shall be used for transition reports filed pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934.
(1) 60 days after the end of the fiscal year covered by the report (75 days for fiscal years ending before December 15, 2006) for large accelerated filers (as defined in § 240.12b-2 of this chapter);
(2) 75 days after the end of the fiscal year covered by the report for accelerated filers (as defined in § 240.12b-2 of this chapter); and
(c) Transition reports on this form shall be filed in accordance with the requirements set forth in § 240.13a-10 or § 240.15d-10 of this chapter applicable when the registrant changes its fiscal year end.
(d) Notwithstanding paragraphs (b) and (c) of this section, all schedules required by Article 12 of Regulation S-X ( §§ 210.12-01-210.12-29 of this chapter) may, at the option of the registrant, be filed as an amendment to the report not later than 30 days after the applicable due date of the report.
[ 70 FR 76642, Dec. 27, 2005]
For Federal Register citations affecting Form 10-K, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.
§ 78t-1 - Liability to contemporaneous traders for insider trading
§ 78u-6 - Securities whistleblower incentives and protection
§ 78dd-1 - Prohibited foreign trade practices by issuers
83 FR 4138 - Amendments to Forms and Schedules To Remove Voluntary Provision of Social Security Numbers
FR Doc. 2018-01681
This document makes a technical correction to a form amendment that was published in the Federal Register on July 1, 1997. The Commission adopted revisions to forms and schedules filed under the Securities Act of 1933, the Securities Exchange Act of 1934, related provisions of the Investment Company Act of 1940 and the Public Utility Holding Company Act of 1935, and the Trust Indenture Act of 1939, to eliminate the portion of those forms that requests filers who are natural persons to furnish their Social Security numbers. The 1997 amendment to Form MSD inadvertently omitted the removal of the second of two references to Social Security numbers in the instructions to the form.
17 CFR 229.401 — (Item 401) Directors, Executive Officers, Promoters and Control Persons.
17 CFR 249.322 — Form 12b-25 - Notification of Late Filing.
17 CFR 210.3-10 — Financial Statements of Guarantors and Issuers of Guaranteed Securities Registered or Being Registered.
17 CFR 240.14d-3 — Filing and Transmission of Tender Offer Statement.
17 CFR 229.1118 — (Item 1118) Reports and Additional Information.
17 CFR 210.3-09 — Separate Financial Statements of Subsidiaries Not Consolidated and 50 Percent or Less Owned Persons.
17 CFR 240.13a-14 — Certification of Disclosure in Annual and Quarterly Reports.
17 CFR 240.15d-14 — Certification of Disclosure in Annual and Quarterly Reports.
17 CFR 240.13a-13 — Quarterly Reports on Form 10-Q (§ 249.308a of This Chapter).
17 CFR 240.15d-10 — Transition Reports.
17 CFR 240.13a-10 — Transition Reports.
17 CFR 240.15d-13 — Quarterly Reports on Form 10-Q (§ 249.308 of This Chapter).
17 CFR 240.15d-21 — Reports for Employee Stock Purchase, Savings and Similar Plans.