Source: http://www.thefederalregister.com/b.p/agency/Securities_and_Exchange_Commission/2010/15
Timestamp: 2013-05-26 06:42:38
Document Index: 103071985

Matched Legal Cases: ['art 7114', 'art 3944', 'art 6726', 'art 140', 'art 5250', 'art 1739', 'art 30206', 'art 514', 'art 9740', 'art 180']

Securities And Exchange Commission » The Federal Register Daily Rules, Proposed Rules, and Notices of the Federal Government
14 CFR Part 7114 CFR Part 3944 CFR Part 6726 CFR Part 140 CFR Part 5250 CFR Part 1739 CFR Part 30206 CFR Part 514 CFR Part 9740 CFR Part 180	Agency: Securities and Exchange CommissionYears: 20002001200220032004200520062007200820092010201120122013
«<1112131415	[FR Doc E9-31420] 351.
Temporary Rule Regarding Principal Trades With Certain Advisory Clients
On December 30, 2009, the Securities and Exchange Commission published a Federal Register document adopting as final Rule 206(3)3T under the Investment Advisers Act of 1940, the interim final temporary rule that establishes an alternative means for investment advisers who are registered with the Commission as brokerdealers to meet the requirements
Published: 2010-01-06
SECURITIES AND EXCHANGE COMMISSION : Securities and Exchange Commission
[FR Doc E9-31429] 352.
Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, January 7, 2010 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the
Published: 2010-01-05
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