Source: https://www.law.cornell.edu/cfr/text/17/33.5?quicktabs_7=0
Timestamp: 2015-09-05 08:27:26
Document Index: 793391781

Matched Legal Cases: ['art 33', 'art 33', '§ 1', '§ 2', '§ 4', '§ 6', '§ 6', '§ 2', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 7', '§ 7', '§ 2', '§ 2', '§ 2', '§ 7', '§ 8', '§ 9', '§ 11', '§ 12', '§ 12', '§ 13', '§ 12', '§ 13', '§ 19', '§ 21']

17 CFR 33.5 - Application for designation as a contract market for the trading of commodity options. | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter I › Part 33 › Section 33.5 17 CFR 33.5 - Application for designation as a contract market for the trading of commodity options.
Application for designation as a contract market for the trading of commodity options.
Any board of trade desiring to be designated as a contract market for a particular commodity option contract shall make application to the Commission and accompany the same with a written showing that it meets the conditions set forth in, and provides all the information and materials required by, these regulations.
Subject to the provisions of the Act and these regulations, in the event of a refusal to designate any board of trade as a contract market for a particular commodity option, such board of trade shall be afforded notice and an opportunity for a hearing on the record: Provided, That pending the conclusion of any such hearing, such designation shall not be granted.
Title 17 published on 2014-04-01.No entries appear in the Federal Register after this date, for 17 CFR Part 33.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeU.S. Code: Title 7 - AGRICULTURE§ 1a - Definitions§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce§ 4§ 6a - Excessive speculation§ 6b - Contracts designed to defraud or mislead7 U.S. Code § 2a to 4a - Transferred§ 6c - Prohibited transactions§ 6d - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer...rules to avoid duplicative regulations; swap requirements; portfolio margining accounts§ 6e - Dealings by unregistered floor trader or broker prohibited§ 6f - Registration and financial requirements; risk assessment§ 6g - Reporting and recordkeeping§ 6h - False self-representation as registered entity member prohibited§ 6i - Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions§ 6j - Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities§ 6k - Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons7 U.S. Code § -§ 6m - Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law§ 6n - Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account7 U.S. Code § -§ 7 - Designation of boards of trade as contract markets§ 7a - Repealed.7 U.S. Code § 2a to 4a - Transferred7 U.S. Code § 2a to 4a - Transferred7 U.S. Code § 2a to 4a - Transferred§ 7b - Suspension or revocation of designation as registered entity§ 8 - Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals§ 9 - Prohibition regarding manipulation and false information§ 11 - Vacation on request of designation or registration as “registered entity”; redesignation or reregistration§ 12a - Registration of commodity dealers and associated persons; regulation of registered entities§ 12c - Disciplinary actions§ 13a - Nonenforcement of rules of government or other violations; cease and desist orders; fines and penalties; imprisonment; misdemeanor; separate offenses7 U.S. Code § 12–1 to 12–3 - Omitted§ 13b - Manipulations or other violations; cease and desist orders against persons other than registered entities; punishment§ 19 - Consideration of costs and benefits and antitrust laws§ 21 - Registered futures associations