Source: http://www.law.cornell.edu/uscode/text/15/7201
Timestamp: 2013-12-12 21:27:10
Document Index: 527261291

Matched Legal Cases: ['§ 7201', '§ 7201', '§ 7201', 'art 202', 'art 229', 'art 232', 'art 240', 'art 249']

15 USC § 7201 - Definitions | Title 15 - Commerce and Trade | U.S. Code | LII / Legal Information Institute
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15 USC § 7201 - Definitions
Appropriate State regulatory authority
The term “audit committee” means—
The term “audit report” means a document or other record—
The term “issuer” means an issuer (as defined in section 78c of this title), the securities of which are registered under section 78l of this title, or that is required to file reports under section 78o
The terms “person associated with a public accounting firm” (or with a “registered public accounting firm”) and “associated person of a public accounting firm” (or of a “registered public accounting firm”) mean any individual proprietor, partner, shareholder, principal, accountant, or other professional employee of a public accounting firm, or any other independent contractor or entity that, in connection with the preparation or issuance of any audit report—
Investigative and enforcement authority
For purposes of sections 7202
The term “professional standards” means—
The term “public accounting firm” means—
The term “security” has the same meaning as in section 78c
The term “securities laws” means the provisions of law referred to in section 78c
Foreign auditor oversight authority
This is a list of parts within the Code of Federal Regulations for which this US Code section provides rulemaking authority.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.17 CFR - Title 17—Commodity and Securities Exchanges17 CFR Part 202 - INFORMAL AND OTHER PROCEDURES17 CFR Part 229 - STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975—REGULATION S-K17 CFR Part 232 - REGULATION S-T—GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS17 CFR Part 240 - GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 193417 CFR Part 249 - FORMS, SECURITIES EXCHANGE ACT OF 1934