Source: https://www.gpo.gov/fdsys/pkg/USCOURTS-mnd-0_09-cv-03332/content-detail.html
Timestamp: 2018-04-22 16:24:49
Document Index: 300765139

Matched Legal Cases: ['§ 2001', '§ 2004', '§ 1914', '§ 2001', '§ 2001', '§ 2001']

09-3332 - U.S. Commodity Futures Trading Commission v. Trevor Cook, et al.
Party Names Trevor Cook, Defendant
UBS Diversified FX Growth L.P., Defendant
UBS Diversified Growth LLC, Defendant
Universal Brokerage FX, Defendant
Universal Brokerage FX Advisors, LLC, Defendant
Universal Brokerage FX Diversified, Defendant
Universal Brokerage FX Growth L.P., Defendant
Universal Brokerage FX Management LLC, Defendant
John Birkenheier, Interested Party
Adolph Dean, Interested Party
Justin Delfino, Interested Party
John Harper, Interested Party
Steven Klawans, Interested Party
ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVER THAT WERE NECESSARY TO ASSIST THE RECEIVER IN HIS DUTIES 251 (Written Opinion). Signed by Chief Judge Michael J. Davis on 4/20/10. (GRR)
AGREED ORDER FOR PERMANENT INJUNCTION AND OTHER ANCILLARY RELIEF AS TO DEFENDANT OXFORD GLOBAL ADVISORS, LLC 278 (Written Opinion). Signed by Chief Judge Michael J. Davis on 5/5/10. (GRR) Modified text on 5/6/2010 (jz).
AGREED ORDER FOR PERMANENT INJUNCTION AND OTHER ANCILLARY RELIEF AS TO DEFENDANT OXFORD GLOBAL PARTNERS, LLC 279(Written Opinion). Signed by Chief Judge Michael J. Davis on 5/5/10. (GRR) Modified text on 5/6/2010 (jz).
AGREED ORDER FOR PERMANENT INJUNCTION AND OTHER ANCILLARY RELIEF AS TO DEFENDANT UNIVERSAL BROKERAGE FX MANAGEMENT, LLC, f/k/a UBS DIVERSIFIED FX MANAGEMENT, LLC 280 (Written Opinion). Signed by Chief Judge Michael J. Davis on 5/5/10. (GRR) Modified text on 5/6/2010 (jz).
AGREED ORDER FOR PERMANENT INJUNCTION AND OTHER ANCILLARY RELIEF AS TO DEFENDANT UBS DIVERSIFIED GROWTH, LLC 281 (Written Opinion). Signed by Chief Judge Michael J. Davis on 5/5/10. (GRR)
AGREED ORDER FOR PERMANENT INJUNCTION AND OTHER ANCILLARY RELIEF AS TO DEFENDANT UNIVERSAL BROKERAGE FX ADVISORS, LLC f/k/a UBS DIVERSIFIED FX ADVISORS, LLC 282 (Written Opinion). Signed by Chief Judge Michael J. Davis on 5/5/10. (GRR) Modified text on 5/6/2010 (jz).
AGREED ORDER FOR PERMANENT INJUNCTION AND OTHER ANCILLARY RELIEF AS TO DEFENDANT UNIVERSAL BROKERAGE FX GROWTH, L.P. f/k/a UBS DIVERSIFIED FX GROWTH, L.P. 283 (Written Opinion). Signed by Chief Judge Michael J. Davis on 5/5/10. (GRR)
ORDER GRANTING RECEIVERS MOTION FOR SALE OF CERTAIN PERSONAL PROPERTY IN ITS POSSESSION. IT IS HEREBY ORDERED that the Receivers Motion For Sale Of Certain Personal Property In Its Possession pursuant to 28 U.S.C. § 2001 and 28 U.S.C. § 2004 257 is GRANTED (Written Opinion). Signed by Chief Judge Michael J. Davis on 5/6/10. (GRR)
ORDER granting Motion to Compel 295 pursuant to the Stipulation 327 executed on June 16, 2010 (Written Opinion). Signed by Chief Judge Michael J. Davis on 6/16/10. (GRR)
ORDER. Based upon the records, files and proceedings herein, and pursuant to the agreement reached by the Plaintiffs in these actions, the Receiver, and Greene Espel, IT IS HEREBY ORDERED THAT: 1. Greene Espel's motion is GRANTED; and 2. The Receiver shall cause to be paid from the Receiver Estate the amount of $81,000.00 to Greene Espel P.L.L.P., as its reasonable attorney fees and expenses incurred in the protection and preservation of assets for the Receivership Estate.(Written Opinion). Signed by Chief Judge Michael J. Davis on 8/5/10. (GRR)
ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVER THAT WERE NECESSARY TO ASSIST THE RECEIVER IN HIS DUTIES. Granting 356 Motion for Attorney Fees. (Written Opinion). Signed by Chief Judge Michael J. Davis on 8/6/10. (GRR)
ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVER THAT WERE NECESSARY TO ASSIST THE RECEIVER IN HIS DUTIES. The Receiver's Motion is GRANTED 380(Written Opinion). Signed by Chief Judge Michael J. Davis on 9/3/10. (GRR)
ORDER APPROVING INTERIM DISTRIBUTION PLAN AND CLAIM FINALIZATION PROCEDURES493. (Written Opinion). Signed by Chief Judge Michael J. Davis on 11/1/10. (GRR)
ORDER CONFIRMING SALE OF RAINY LAKE PROPERTY. 498 (Written Opinion). Signed by Chief Judge Michael J. Davis on 11/1/10. (GRR)
ORDER CONFIRMING SALE OF TIFFANY COURT PROPERTY 487 (Written Opinion). Signed by Chief Judge Michael J. Davis on 11/1/10. (GRR)
ORDER. IT IS HEREBY ORDERED that Defendant Trevor Cook's Motion to Vacate/Purge Contempt 430 is DENIED. The SEC, CFTC and the Receiver shall continue to meet with Defendant Cook for purposes of recovering additional investor assets. Prior to each such interview, the SEC, CFTC and the Receiver shall submit to Defendant Cook's counsel the list of questions that will be asked the Defendant, and the information sought, in order to streamline the interview process. The parties shall appear before the Court for a status conference on December 6, 2010 at 9:00 a.m.(Written Opinion). Signed by Chief Judge Michael J. Davis on 11/1/10. (GRR)
ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVER THAT WERE NECESSARY TO ASSIST THE RECEIVER IN HIS DUTIES 532. (Written Opinion). Signed by Chief Judge Michael J. Davis on 11/9/10. (GRR)
ORDER. IT IS HEREBY ORDERED that Defendant Trevor Cook's Motion to Vacate/Purge Contempt 430 is GRANTED effective November 1, 2010. The Court will retain jurisdiction over this matter and orders Cook to meet and cooperate with the Receiver, the CFTC and the SEC until further Order of this Court. (Written Opinion). Signed by Chief Judge Michael J. Davis on 12/6/10. (GRR)
ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVER THAT WERE NECESSARY TO ASSIST THE RECEIVER IN HIS DUTIES. 553 (Written Opinion). Signed by Chief Judge Michael J. Davis on 12/9/10. (GRR)
ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVER THAT WERE NECESSARY TO ASSIST THE RECEIVER IN HIS DUTIES. Granting 595 Motion for Attorney Fees. (Written Opinion). Signed by Chief Judge Michael J. Davis on 1/6/11. (GRR)
ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVER THAT WERE NECESSARY TO ASSIST THE RECEIVER IN HIS DUTIES 616. (Written Opinion). Signed by Chief Judge Michael J. Davis on 2/4/11. (GRR)
REPORT AND RECOMMENDATION re 547 MOTION to Dismiss filed by Patrick Kiley should be DENIED. Objections to R&R due by 3/24/2011. Signed by Magistrate Judge Franklin L. Noel on 3/10/11. (akl)
ORDER AUTHORIZING THE PAYMENT OF FEES INCURED BY THE RECEIVER THAT WERE NECESSARY TO ASSIST THE RECEIVER IN HIS DUTIES 633.(Written Opinion). Signed by Chief Judge Michael J. Davis on 3/15/11. (GRR)
ORDER ENTERING RECOGNIZED CLAIM AMOUNTS AND APPROVING PROCESS FOR JUDICIAL RESOLUTION OF DISPUTED CLAIMS. Granting 660 Motion. (Written Opinion). Signed by Chief Judge Michael J. Davis on 4/5/11. (GRR)
ORDER ADOPTING REPORT AND RECOMMENDATIONS for 651 Report and Recommendation (Written Opinion). IT IS HEREBY ORDERED that Defendant Kileys motion to dismiss thecomplaint [#547] is DENIED. Signed by Chief Judge Michael J. Davis on 4/11/11. (KMW)
ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVER THAT WERE NECESSARY TO ASSIST THE RECEIVER IN HIS DUTIES 675. (Written Opinion). Signed by Chief Judge Michael J. Davis on 4/19/11. (GRR)
zik, Terry Frahm, Steven and Jenene Fredell, William Harris, Michael Heise, Michael and Cynthia Hillesheim, Larry Hopfenspirger, Steven Kautzman, James McIntosh, George and Karen Morrisset, Reynold Sundstrom, and Dot Anderson, Respondents. The filing fee is waived under 28 U.S.C. § 1914. This reassignment shall be documented on the record for all parties to reference. Attached as Exhibit A is the list of docket numbers to be transferred into the new case. All new proceedings, hearings and filings in conjunction with the above referenced Summary Proceedings shall be submitted and filed with the Judge reassigned concerning these matters. The parties shall also refile their objections to the Report and Recommendation of Magistrate Judge Noel [CFTC Doc. No. 643; SEC Doc. No. 696] in the new civil case. The remainder of Civil Nos. 09-3332 and 09-3333 shall remain before Chief Judge Michael J. Davis. (Written Opinion). Signed by Chief Judge Michael J. Davis on 4/19/11. (GRR)ORDER. IT IS HEREBY ORDERED that the Clerk of Court is to sever any and all claims arising under the Summary Proceedings referenced in CFTC Doc. No. 354 and SEC Doc. No. 384, assign them to a new case number and randomly assign this new case to another Judge using the electronic reassignment system. The caption shall read as follows: R.J. Zayed, in his Capacity as Court-Appointed Receiver for Trevor G. Cook et al., Petitioner, v. David Buysse, Steven and Pamela Cheney, Walter Defiel, John D
ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVER THAT WERE NECESSARY TO ASSIST THE RECEIVER IN HIS DUTIES. Granting 738 Motion for Attorney Fees. (Written Opinion). Signed by Chief Judge Michael J. Davis on 5/17/11. (GRR)
ORDER. IT IS HEREBY ORDERED: The Court will defer ruling on this motion 731 for ninety (90) days. The parties shall appear before the Court on Friday, September 9, 2011, at 11:00 a.m. to determine whether the Receiver has filed claims against NRP and Western. The $3.4 million settlement proceeds at issue here shall remain in escrow pending the Courts decision on this motion.(Written Opinion). Signed by Chief Judge Michael J. Davis on 6/6/11. (GRR)
ORDER. IT IS HEREBY ORDERED THAT the motion 776 is GRANTED. (1) The Receiver is authorized to conduct a private sale of the real property located at 5463 Brookfield Road, South Haven, Minnesota 55382 in accordance with 28 U.S.C. § 2001(b). (2) The Court hereby appoints Marci Segner and Pat Hill, RE/MAX as the realtors for the sale of the South Haven property. (3) Upon reaching an agreement to sell the South Haven property, the Receiver shall publish notice of the sale and file a motion with this Court seeking confirmation of the sale in accordance with 28 U.S.C. § 2001(b). (Written Opinion). Signed by Chief Judge Michael J. Davis on 6/23/11. (GRR)
ORDER. IT IS ORDERED: 1. The motion 780 is granted. 2. Gina Berg, fka Gina Cook is relieved of any obligations under this Court's Orders dated April 28, 2010 and September 28, 2010, and the respective stipulations which resulted in said Orders. 3. Gina Berg, fka Gina Cook's homestead, in Apple Valley, Minnesota, is deemed abandoned by the Receiver of the above captioned estates. (Written Opinion). Signed by Chief Judge Michael J. Davis on 6/27/11. (GRR)
ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVER THAT WERE NECESSARY TO ASSIST THE RECEIVER IN HIS DUTIES 795. (Written Opinion). Signed by Chief Judge Michael J. Davis on 6/27/11. (GRR)
9-cv-03332-MJD -FLN, 0:09-cv-03333-MJD -FLN(GRR)ORDER APPROVING SECOND INTERIM DISTRIBUTION. Granting 853 Motion in case 0:09-cv-03333-MJD -FLN; and granting 819 Motion in case 0:09-cv-03332-MJD -FLN. (Written Opinion). Signed by Chief Judge Michael J. Davis on 7/22/11. Associated Cases: 0:0
ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVER THAT WERE NECESSARY TO ASSIST THE RECEIVER IN HIS DUTIES 823. (Written Opinion). Signed by Chief Judge Michael J. Davis on 8/12/11. (GRR)
ORDER CONFIRMING SALE OF SOUTH HAVEN PROPERTY. IT IS HEREBY ORDERED THAT: The Court confirms the sale of the real property located at 5463 Brookfield Road, South Haven, Minnesota 55382 (legally described as SECTION 05 TOWNSHIP 121 RANGE 028 SUBDIVISION NAME CLEARWATER SPRINGS LOT 002 BLOCK 001 SUBDIVISION CD 09005) as described in the Purchase Agreement and Addendums attached as Exhibit C to the Declaration of Brian Hayes. The sale has fulfilled the requirements of 28 U.S.C. § 2001(b).Granting 839 Motion. (Written Opinion). Signed by Chief Judge Michael J. Davis on 9/6/11. (GRR)
ORDER GRANTING THE UNITED STATES MOTION TO INTERVENE AND STAY PROCEEDINGS 847. (Written Opinion). Signed by Chief Judge Michael J. Davis on 9/6/11. (GRR)
ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVER THAT WERE NECESSARY TO ASSIST THE RECEIVER IN HIS DUTIES 843.(Written Opinion). Signed by Chief Judge Michael J. Davis on 9/6/11. (GRR)
ORDER. IT IS HEREBY ORDERED THAT the Receiver's Motion to Retain Outside Counsel for Purposes of Pursuing Claims Against Third Parties 858 is GRANTED. (Written Opinion). Signed by Chief Judge Michael J. Davis on 10/19/11. (GRR)
ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVER THAT WERE NECESSARY TO ASSIST THE RECEIVER IN HIS DUTIES 863.(Written Opinion). Signed by Chief Judge Michael J. Davis on 10/21/11. (GRR)
ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVER THAT WERE NECESSARY TO ASSIST THE RECEIVER IN HIS DUTIES. Granting (926) Motion for Attorney Fees in case 0:09-cv-03333-MJD-FLN; granting (892) Motion for Attorney Fees in case 0:09-cv-03332-MJD-FLN.(Written Opinion). Signed by Chief Judge Michael J. Davis on 2/24/12. Associated Cases: 0:09-cv-03332-MJD-FLN, 0:09-cv-03333-MJD-FLN(GRR)
on 3/23/12. Associated Cases: 0:09-cv-03332-MJD-FLN, 0:09-cv-03333-MJD-FLN(GRR)ORDER APPROVING DISTRIBUTION OF PROCEEDS FROM SETTLEMENTS WITH WESTERN AND NRP. Granting 945 Motion in case 0:09-cv-03333-MJD-FLN; granting 909 Motion in case 0:09-cv-03332-MJD-FLN. (Written Opinion). Signed by Chief Judge Michael J. Davis
DOCUMENT FILED IN ERROR: WILL REFILE ORDER APPROVING FIFTH INTERIM DISTRIBUTION. Granting 1068 Motion in case 0:09-cv-03333-MJD-FLN; granting 1019 Motion in case 0:09-cv-03332-MJD-FLN. (Written Opinion). Signed by Chief Judge Michael J. Davis on 6/7/13. Associated Cases: 0:09-cv-03332-MJD-FLN, 0:09-cv-03333-MJD-FLN(GRR) Modified on 6/7/2013 (kt).
on for Attorney Fees in case 0:09-cv-03332-MJD-FLN. (Written Opinion). Signed by Chief Judge Michael J. Davis on 12/20/13. Associated Cases: 0:09-cv-03332-MJD-FLN, 0:09-cv-03333-MJD-FLN(GRR)ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVERS IN THE ASSOCIATED BANK ACTION THAT WERE NECESSARY TO ASSIST THE RECEIVERS IN THEIR DUTIES Granting 1101 Motion for Attorney Fees in case 0:09-cv-03333-MJD-FLN; granting 1052 Moti
ion for Attorney Fees in case 0:09-cv-03332-MJD-FLN.(Written Opinion) Signed by Judge Michael J. Davis on 11/3/15. Associated Cases: 0:09-cv-03332-MJD-FLN, 0:09-cv-03333-MJD-FLN(GRR)ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVERS IN THE ASSOCIATED BANK ACTION THAT WERE NECESSARY TO ASSIST THE RECEIVERS IN THEIR DUTIES. Granting 1247 Motion for Attorney Fees in case 0:09-cv-03333-MJD-FLN; granting 1175 Mot
by Judge Michael J. Davis on 1/12/16. (GRR) Modified docket text on 1/12/2016 (TSS).MEMORANDUM OPINION AND ORDER. IT IS HEREBY ORDERED that Plaintiff United States Commodity FuturesTrading Commission's Motion for Summary Judgment 1130 is GRANTED and is entitled to the following relief: (see Order).(Written Opinion) Signed
ORDER AUTHORIZING THE PAYMENT OF FEES INCURRED BY THE RECEIVERS IN THE ASSOCIATED BANK ACTION THAT WERE NECESSARY TO ASSIST THE RECEIVERS IN THEIR DUTIES. Granting 1291 Motion for Attorney Fees in case 0:09-cv-03333-MJD-FLN; granting 1202 Motion for Attorney Fees in case 0:09-cv-03332-MJD-FLN. (Written Opinion) Signed by Judge Michael J. Davis on 3/4/16. Associated Cases: 0:09-cv-03332-MJD-FLN, 0:09-cv-03333-MJD-FLN(GRR)