Source: http://www.law.cornell.edu/cfr/text/17/12.2
Timestamp: 2014-10-21 01:22:33
Document Index: 9467451

Matched Legal Cases: ['art 12', '§ 12', 'art 12', '§ 12', '§ 12', '§ 12']

17 CFR 12.2 - Definitions. | LII / Legal Information Institute
CFR › Title 17 › Chapter I › Part 12 › Subpart A › Section 12.2 17 CFR 12.2 - Definitions.
Counterclaim means an application for a reparation award by a respondent against a complainant which satisfies the requirements of § 12.19. A counterclaim does not mean a cross claim or other type of third party claim;
Director of the Office of Proceedings means an employee of the Commission who serves as the administrative head of that Office, with responsibility and authority to assure that these part 12 Reparation Rules are administered in a manner which will effectuate the purposes of section 14(b) of the Act. The Director is authorized to convene meetings of all personnel in the Office of Proceedings, including Administrative Law Judges and their personally assigned law clerks. The Director shall have the authority to delegate his duties to administer §§ 12.15, 12.24, 12.26 and 12.27, and, shall have the authority to assign and, if necessary, reassign the duties of, and set reasonable standards for performance for, all personnel in the Office, including the Judgment Officers, but not including Administrative Law Judges and their personally assigned law clerks;
A discussion, after consent has been obtained from all of the named parties, between a party and a Judgment Officer or Administrative Law Judge, or the staffs of the foregoing, pertaining solely to the possibility of settling the case without the need for a decision;
Requests for status reports, including questions relating to service of the complaint, and the registration status of any persons, on any matter or proceeding covered by these rules; or
Requests made to the Office of Proceedings or the Office of the General Counsel for interpretation of these rules.
Proceeding means a case in which the pleadings have been forwarded and in which a procedure has been commenced pursuant to § 12.26;
Was registered under the Act at the time of the alleged violation;
Is subject to reparation proceedings by virtue of section 4m of the Commodity Exchange Act, regardless of whether such person was ever registered under the Act; or
Is otherwise subject to reparation proceedings under the Act;
Summary decisional procedure means, where the amount of total damages claimed does not exceed $30,000, exclusive of interest and costs, a procedure elected by the complainant or the respondent wherein an oral hearing need not be held and proof in support of each party's case may be supplied in the form and manner prescribed by § 12.208. A summary decisional proceeding is governed by subpart D;