Source: https://www.law.cornell.edu/cfr/text/17/202.3a
Timestamp: 2017-06-29 04:03:32
Document Index: 756048058

Matched Legal Cases: ['art 202', '§ 202', '§ 230', '§ 240', '§ 270', '§ 230', '§ 230', '§ 230', '§ 77', '§ 77', '§ 77', '§ 77', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 79', '§ 79', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 7201', '§ 7202', '§ 7211', '§ 7212', '§ 7213', '§ 7214', '§ 7215', '§ 7216', '§ 7217', '§ 7218', '§ 7219', '§ 7220']

17 CFR 202.3a - Instructions for filing fees. | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter II › Part 202 › Section 202.3a 17 CFR 202.3a - Instructions for filing fees.
§ 202.3a Instructions for filing fees.
(a)General instructions for remittance of filing fees. Payment of filing fees specified by the following sections shall be made according to the directions listed in this section: § 230.111 of this chapter, § 240.0-9 of this chapter, and § 270.0-8 of this chapter. All such fees are to be paid through the U.S. Treasury designated lockbox depository and may be paid by wire transfer, certified check, bank cashier's check, United States postal money order, or bank money order pursuant to the specific instructions set forth in paragraph (b) of this section. Personal checks will not be accepted for payment of fees. To ensure proper posting, all filers must include their Commission-assigned Central Index Key (CIK) number (also known as the Commission-assigned registrant or payor account number) on fee payments. If a third party submits a fee payment, the fee payment must specify the account number to which the fee is to be applied.
(b)Instructions for payment of filing fees. Except as provided in paragraph (c) of this section, these instructions provide direction for remitting fees specified in paragraph (a) of this section. You may contact the Fee Account Services Branch in the Office of Financial Management at (202) 551-8989 for additional information if you have questions.
(1)Instructions for payment of fees by wire transfer (FEDWIRE). U.S. Bank, N.A. in St. Louis, Missouri is the U.S. Treasury designated lockbox depository and financial agent for Commission filing fee payments. The hours of operation at U.S. Bank are 8:30 a.m. to 6 p.m. Eastern time for wire transfers. Any bank or wire transfer service may initiate wire transfers of filing fee payments through the FEDWIRE system to U.S. Bank. A filing entity does not need to establish an account at U.S. Bank in order to remit filing fee payments.
(2)Instructions for payment of fees by check or money order. To remit a filing fee payment by check (certified or bank cashier's check) or money order (United States postal or bank money order), you must make it payable to the Securities and Exchange Commission, omitting the name or title of any official of the Commission. On the front of the check or money order, you must include the Commission's account number (152307768324) and CIK number of the account to which the fee is to be applied. U.S. Bank does not accept walk-in deliveries by individuals. You must mail checks or money orders to the following U.S. Bank addresses:
(c)Special instructions for §§ 230.462(b) and 230.110(d) of this chapter. Notwithstanding paragraphs (a) and (b) of this section, for registration statements filed pursuant to §§ 230.462(b) and § 230.110(d) of this chapter, payment of filing fees for the purposes of this section may be made by:
(d)Filing fee accounts. A filing fee account is maintained for each filer who submits a filing requiring a fee on the Commission's EDGAR system or who submits funds to the U.S. Treasury designated depository in anticipation of paying a filing fee. Account statements are regularly prepared and provided to account holders. Account holders must maintain a current account address with the Commission to ensure timely access to these statements.
(e)Return of funds from inactive accounts. Funds held in any filing fee account in which there has not been a deposit, withdrawal or other adjustment for more than three years will be returned to the account holder, and account statements will not be sent again until a deposit, withdrawal or other adjustment is made with respect to the account. Filers must maintain a current account address to assure the timely return of funds. It may not be possible to return funds from inactive accounts if the Commission is unable to identify a current account address of an account holder after making reasonable efforts to do so.
[ 73 FR 6013, Feb. 1, 2008, as amended at 76 FR 28890, May 19, 2011]
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeU.S. Code: Title 15 - COMMERCE AND TRADE§ 77s - Special powers of Commission§ 77t - Injunctions and prosecution of offenses§ 77sss - Rules, regulations, and orders§ 77uuu - Special powers of the Commission§ 78d-1§ 78u - Investigations and actions§ 78u-5§ 78w - Rules, regulations, and orders; annual reports§ 78ll - Requirements for the EDGAR system§ 79r§ 79t§ 80a-37§ 80a-41§ 80a-4ll§ 80b-9§ 80b-11§ 7201 - Definitions§ 7202 - Commission rules and enforcement§ 7211 - Establishment; administrative provisions§ 7212 - Registration with the Board§ 7213 - Auditing, quality control, and independence standards and rules§ 7214 - Inspections of registered public accounting firms§ 7215 - Investigations and disciplinary proceedings§ 7216 - Foreign public accounting firms§ 7217 - Commission oversight of the Board§ 7218 - Accounting standards§ 7219 - Funding§ 7220 - Definitions