Source: https://www.bankingquestions.com/regulations/cfpb
Timestamp: 2017-04-24 19:03:38
Document Index: 209365075

Matched Legal Cases: ['art 1002', 'art 1003', 'art 1004', 'art 1005', 'art 1006', 'art 1007', 'art 1013', 'art 1014', 'art 1015', 'art 1016', 'art 1022', 'art 1024', 'art 1026', 'art 1030']

Part 1002 - Equal Credit Opportunity Act (Regulation B) Part 1003 - Home Mortgage Disclosure (Regulation C) Part 1004 - Alternative Mortgage Transactions Parity (Regulation D) Part 1005 - Electronic Fund Transfers (Regulation E) Part 1006 - Fair Debt Collection Practices Act (Regulation F) Part 1007 - S.A.F.E. Mortgage Licensing Act - Federal Registration of Residential Mortgage Loan Originators (Regulation G) Part 1013 - Consumer Leasing (Regulation M) Part 1014 - Mortgage Acts and Practices–Advertising (Regulation N) Part 1015 - Mortgage Assistance Relief Services (Regulation O) Part 1016 - Privacy of Consumer Financial Information (Regulation P) Part 1022 - Fair Credit Reporting (Regulation V) Part 1024 - Real Estate Settlement Procedures Act (RESPA) (Regulation X) Part 1026 - Truth in Lending (Regulation Z) Part 1030 - Truth in Savings (Regulation DD) Banker Tools View All
02/27/2017$7 millionMerchants Bank of California, N.A.Issued by FinCen, OCC 12/15/2016$500,000Liquidated CU hit with $500K FinCEN penaltyIssued by FinCen 10/03/2016$22.5 million and $6 million forfeitureCantor Gaming pays $22.5MM for AML violationsIssued by FinCen, DOJ 07/15/2016$2.8 millionHawaiian Gardens Casino, Inc.Issued by FinCen 04/05/2016$1 millionNevada casino fined $1M for willful BSA/AML violationsIssued by FinCen 02/14/2017$190,000Banamex bankers get CMPs and prohibitionsIssued by FDIC 05/10/2016$40,000TSB Bank pays CMP for CTR filing violationsIssued by FDIC 07/22/2015$140MBanamex USA, Century City, CAIssued by FDIC 06/15/2015$4.5MBank of Mingo, Williamson, West VirginiaIssued by FinCen, FDIC, DOJ 11/15/2012$15M First Bank of DelawareIssued by FinCen, FDIC, DOJ 01/16/20142.05BJPMorgan Chase Bank, N.A.Issued by OCC, FinCen, FRB 06/16/2013Written AgreementM&T Bank Corporation and Manufacturers & Traders Trust CompanyIssued by FRB 12/10/2012$1.9BHSBC Holdings plc and affiliatesIssued by OFAC, OCC, FinCen, FRB, DOJ 02/27/2017$7 millionMerchants Bank of California, N.A.Issued by FinCen, OCC 04/18/2016$1 millionStearns Bank, N.A., pays $1M for SAR filing violationsIssued by OCC 03/15/2016$2,500Former compliance officer pays $2,500 CMPIssued by OCC 02/25/2016$4 millionGibraltar Private Bank and Trust Company -- BSA/AML CMPsIssued by OCC, FinCen 03/31/2015$1MLone Star National Bank, Pharr, TexasIssued by OCC 12/05/2016$16.5 millionFINRA fines Credit Suisse Securities $16.5M for AML faultsIssued by FINRA 06/01/2016$300,000Albert Fried & Company pays for SAR failuresIssued by SEC 05/18/2016$17 millionBrokers to pay $17 million for AML failuresIssued by FINRA 02/04/2016$1 millionBrokerage firm pays $1M for BSA violationsIssued by SEC 09/05/2013C&DNorth Dade Community Development Federal CUIssued by NCUA 03/24/2017$100K CMP and $1.6M restitutoin Former WI bank director to pay $1.7 millionIssued by OCC 03/15/2017$1.75 millionNationstar Mortgage pays $1.75M HMDA penaltyIssued by CFPB 02/16/2017$5,000Oklahoma banker barred and fined by OCCIssued by OCC 02/15/2017$5,000Ohio banker gets C&D and pays $5K CMPIssued by OCC 02/14/2017$700,000GC Services pays $700,000 for unlawful callsIssued by FTC Banker Store View All