Source: http://www.legislation.gov.uk/cy/ukpga/2014/22/part/3/chapter/2
Timestamp: 2018-05-26 02:37:38
Document Index: 242088531

Matched Legal Cases: ['art. 4', 'art. 2', 'art. 2', 'art. 2', 'art 4', 'art. 2', 'art. 2', 'art. 3', 'art. 5', 'art. 3', 'art. 6', 'art. 2', 'art. 2']

Immigration Act 2014, CHAPTER 2 is up to date with all changes known to be in force on or before 26 May 2018. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
CHAPTER 2E+W+S+N.I.Other services etc
National Health ServiceE+W+S+N.I.
38Immigration health chargeE+W+S+N.I.
(1)The Secretary of State may by order provide for a charge to be imposed on—
(a)persons who apply for immigration permission, or
(2)“Immigration permission” means—
(a)leave to enter or remain in the United Kingdom for a limited period,
(b)entry clearance which, by virtue of provision made under section 3A(3) of the Immigration Act 1971, has effect as leave to enter the United Kingdom for a limited period, or
(c)any other entry clearance which may be taken as evidence of a person's eligibility for entry into the United Kingdom for a limited period.
(3)An order under this section may in particular—
(a)impose a separate charge on a person in respect of each application made by that person;
(d)make provision about the consequences of a person failing to pay a charge (including provision for the person's application to be refused);
(4)In specifying the amount of a charge under subsection (3)(b) the Secretary of State must (among other matters) have regard to the range of health services that are likely to be available free of charge to persons who have been given immigration permission.
(5)Sums paid by virtue of an order under this section must—
(b)be applied in such other way as the order may specify.
“entry clearance” has the meaning given by section 33(1) of the Immigration Act 1971;
“health services” means services provided as part of the health service in England, Wales, Scotland and Northern Ireland;
and the references to applying for leave to enter or remain for a limited period include references to applying for a variation of leave to enter or remain which would result in leave to enter or remain for a limited period.
I1S. 38 in force at 20.10.2014 by S.I. 2014/2771, art. 4(b)
39Related provision: charges for health servicesE+W+S+N.I.
(1)A reference in the NHS charging provisions to persons not ordinarily resident in Great Britain or persons not ordinarily resident in Northern Ireland includes (without prejudice to the generality of that reference) a reference to—
(a)persons who require leave to enter or remain in the United Kingdom but do not have it, and
(b)persons who have leave to enter or remain in the United Kingdom for a limited period.
(2)The “NHS charging provisions” are—
(a)section 175 of the National Health Service Act 2006 (charges in respect of persons not ordinarily resident in Great Britain);
(b)section 124 of the National Health Service (Wales) Act 2006 (charges in respect of persons not ordinarily resident in Great Britain);
(c)section 98 of the National Health Service (Scotland) Act 1978 (charges in respect of persons not ordinarily resident in Great Britain);
(d)Article 42 of the Health and Personal Social Services (Northern Ireland) Order 1972 (S.I. 1972/1265 (N.I. 14)) (provision of services to persons not ordinarily resident in Northern Ireland).
I2S. 39 in force at 6.4.2015 by S.I. 2015/874, art. 2(a)
Bank accountsE+W+S+N.I.
40Prohibition on opening current accounts for disqualified personsE+W+S+N.I.
(1)A bank or building society (B) must not open a current account for a person (P) who is within subsection (2) unless—
(a)B has carried out a status check which indicates that P is not a disqualified person, or
(b)at the time when the account is opened B is unable, because of circumstances that cannot reasonably be regarded as within its control, to carry out a status check in relation to P.
(2)A person is within this subsection if he or she—
(a)is in the United Kingdom, and
(b)requires leave to enter or remain in the United Kingdom but does not have it.
(a)carrying out a “status check” in relation to P means checking with a specified anti-fraud organisation or a specified data-matching authority whether, according to information supplied to that organisation or authority by the Secretary of State, P is a disqualified person;
(b)a “disqualified person” is a person within subsection (2) for whom the Secretary of State considers that a current account should not be opened by a bank or building society;
(c)opening an account for P includes—
(i)opening a joint account for P and others;
(ii)opening an account in relation to which P is a signatory or is identified as a beneficiary;
(iii)adding P as an account holder or as a signatory or identified beneficiary in relation to an account.
(4)In subsection (3)(a)—
“anti-fraud organisation” has the same meaning as in section 68 of the Serious Crime Act 2007;
“data-matching authority” means a person or body conducting data matching exercises, within the meaning of Schedule 9 to the Local Audit and Accountability Act 2014, under or by virtue of that or any other Act;
“specified” means specified by an order made by the Secretary of State for the purposes of this section.
(5)Subsection (1)(b) does not apply where—
(a)a bank or building society is required to pay a reasonable fee for carrying out status checks, and
(b)its inability to carry out a status check is due to its failure to pay the fee.
(6)A bank or building society that refuses to open a current account for someone on the ground that he or she is a disqualified person must tell the person, if it may lawfully do so, that that is the reason for its refusal.
[F1(7)The prohibition in subsection (1) does not apply in the case of an account to be operated (or an account that is operated) by or for a person or body of a description specified in an order made by the Treasury.]
F1S. 40(7) inserted (12.12.2014) by The Immigration Act 2014 (Bank Accounts) (Amendment) Order 2014 (S.I. 2014/3074), arts. 1, 2
I3S. 40 in force at 12.12.2014 by S.I. 2014/1943, art. 2
[F240ARequirement to carry out immigration checks in relation to current accountsE+W+S+N.I.
(1)A bank or building society must, at such times or with such frequency as is specified in regulations made by the Treasury, carry out an immigration check in relation to each current account held with it that is not an excluded account.
(2)For the purposes of this section carrying out an “immigration check” in relation to a current account means checking whether, according to information supplied by the Secretary of State to a specified anti-fraud organisation or a specified data-matching authority, the account is operated by or for a disqualified person.
(3)A “disqualified person” is a person—
(a)who is in the United Kingdom,
(b)who requires leave to enter or remain in the United Kingdom but does not have it, and
(c)for whom the Secretary of State considers that a current account should not be provided by a bank or building society.
(4)A current account is an excluded account for the purposes of subsection (1) if the account is operated by or for a person or body of a description specified in regulations made by the Treasury.
(5)An account is operated by or for a person or body if the person or body is an account holder or a signatory or identified as a beneficiary in relation to the account.
(6)A bank or building society must—
(a)make arrangements with a specified anti-fraud organisation or a specified data-matching authority for the purpose of enabling the bank or building society to carry out immigration checks in relation to current accounts, and
(b)pay any reasonable fee required to be paid under those arrangements.
(7)In this section “specified anti-fraud organisation” and “specified data-matching authority” have the same meaning as in section 40(3)(a).
F2Ss. 40A-40H inserted (1.11.2016 for specified purposes, 30.10.2017 in so far as not already in force) by Immigration Act 2016 (c. 19), s. 94(1), Sch. 7 para. 2; S.I. 2016/1037, reg. 2(d); S.I. 2017/929, reg. 2(b)
40BRequirement to notify existence of current accounts for disqualified personsE+W+S+N.I.
(1)This section applies where, as a result of an immigration check carried out under section 40A, a bank or building society identifies a current account that is operated by or for a person who the bank or building society believes to be a disqualified person.
(2)Where this section applies, the bank or building society (as the case may be) must as soon as reasonably practicable—
(a)notify the Secretary of State that a current account held with it is operated by or for a person who it believes to be a disqualified person, and
(b)provide the Secretary of State with such other information as may be prescribed.
(3)A notification made, or information provided, under subsection (2) must be made or provided in the prescribed form and manner.
(4)In subsections (2) and (3) “prescribed” means prescribed in regulations made by the Treasury.
(5)Regulations under subsection (2) may (in particular) require the provision of information relating to any accounts held with the bank or building society that are operated by or for the person who is believed to be a disqualified person.
40CAction to be taken by Secretary of State following section 40B notificationE+W+S+N.I.
(1)Where the Secretary of State receives a notification from a bank or building society under section 40B(2) in relation to a person, the Secretary of State must check whether the person is a disqualified person.
(2)If the Secretary of State determines that the person is a disqualified person, the Secretary of State may apply under section 40D for a freezing order in respect of one or more of the accounts held with the bank or building society that are operated by or for the disqualified person.
(3)If the Secretary of State decides not to apply for a freezing order under subsection (2), or decides to apply for a freezing order in respect of one or more but not all of the accounts held with the bank or building society that are operated by or for the disqualified person, the Secretary of State must notify the bank or building society that it is subject to the duty in section 40G(2) in relation to the disqualified person.
(4)A notification made under subsection (3) must contain the prescribed information and be made in the prescribed form and manner.
(5)In subsection (4) “prescribed” means prescribed in regulations made by the Treasury.
(6)If the Secretary of State determines that the person is not a disqualified person, the Secretary of State must notify the bank or building society accordingly.
40DFreezing ordersE+W+S+N.I.
(1)On an application by the Secretary of State under section 40C(2), the court may make a freezing order in respect of any account specified in the application.
(2)A freezing order in respect of an account is an order that prohibits each person and body by or for whom the account is operated from making withdrawals or payments from the account.
(3)A freezing order may be made subject to exceptions.
(4)An exception may (in particular)—
(a)make provision for the disqualified person to meet his or her reasonable living expenses and reasonable legal expenses;
(b)allow another person or body by or for whom the account is operated to make withdrawals or payments from the account.
(5)An application for a freezing order may be made without notice.
(6)The court may vary or discharge a freezing order made in respect of an account (whether made under this section or on an appeal under section 40E) on an application made by—
(b)a person or body by or for whom the account is operated.
(7)If the Secretary of State applies for a freezing order in respect of an account and the order is not made, or the order is made but subsequently discharged, the Secretary of State must notify the bank or building society that it is subject to the duty in section 40G(2) in relation to the disqualified person.
(8)A notification made under subsection (7) must contain the information and be in the form and manner prescribed in regulations made under subsection (4) of section 40C for the purposes of subsection (3) of that section.
in England and Wales, a magistrates' court;
in Scotland, the sheriff;
in Northern Ireland, a court of summary jurisdiction;
“the disqualified person” means the person who, following a check under section 40C(1), was determined to be a disqualified person, resulting in the application for the freezing order.
40EFreezing orders: appealsE+W+S+N.I.
(1)An appeal may be made to the relevant appeal court against a decision of a court under section 40D.
(2)The right of appeal under subsection (1) is exercisable by—
(b)if the decision relates to a freezing order that is in force in respect of an account, a person or body by or for whom the account is operated.
(3)On an appeal under this section the relevant appeal court may make—
(a)whatever orders are necessary to give effect to its determination of the appeal;
(b)whatever incidental or consequential orders appear to it to be just.
(4)In this section “the relevant appeal court” means—
(a)the Crown Court, where the decision appealed against is a decision of a magistrates' court;
(b)the Sheriff Appeal Court, where the decision appealed against is a decision of the sheriff;
(c)a county court, where the decision appealed against is a decision of a court of summary jurisdiction.
40FFreezing orders: code of practiceE+W+S+N.I.
(1)The Secretary of State must issue a code of practice—
(a)specifying the factors that the Secretary of State will consider when deciding whether to apply for a freezing order under section 40C(2),
(b)outlining the arrangements for keeping a freezing order under review for the purpose of deciding whether to apply under section 40D(6) for its variation or discharge, and
(c)specifying the factors that the Secretary of State will consider when deciding whether to make such an application.
(3)The code (or revised code)—
(b)comes into force in accordance with provision contained in regulations made by the Secretary of State.
40GClosure of accounts not subject to freezing orderE+W+S+N.I.
(a)a bank or building society makes a notification under section 40B(2) in relation to a person,
(b)the person is determined by the Secretary of State (following a check under section 40C(1)) to be a disqualified person, and
(c)the bank or building society receives a notification under section 40C(3) or 40D(7) in relation to the disqualified person.
(2)Where this section applies the bank or building society must as soon as reasonably practicable close each account held with it that—
(a)in the case of a notification under section 40C(3), is operated by or for the disqualified person and is not the subject of an application for a freezing order;
(b)in the case of a notification under section 40D(7), is operated by or for the disqualified person and in respect of which a freezing order is not in force.
(3)The bank or building society may delay closing an account which it would otherwise be required to close under subsection (2) if at the time at which it would otherwise be required to close it—
(a)the account is overdrawn, or
(b)where the account is operated by or for the disqualified person and one or more bodies or other persons, the bank or building society considers that closing the account would significantly adversely affect the interests of any of those other bodies or persons.
(4)Where subsection (3) applies, closure of the account may be delayed for such period as is reasonable (but not indefinitely).
(5)If an account falling within subsection (2) is operated by or for the disqualified person and one or more bodies or other persons, the bank or building society is to be treated as having complied with that subsection in relation to that account if, as soon as reasonably practicable, it takes all such steps as are necessary to prevent the account from being operated by or for the disqualified person (instead of closing the account).
(6)Where the bank or building society closes an account in compliance with this section, it must tell each person or body by or for whom the account is operated, if it may lawfully do so, why it has closed the account.
(7)Where the bank or building society prevents an account from being operated by or for the disqualified person by virtue of subsection (5), it must tell each person or body by or for whom the account is operated, if it may lawfully do so, why it has prevented the account from being operated by or for the disqualified person.
(8)The bank or building society must provide the Secretary of State with information about the steps that it has taken to comply with this section.
(9)Information provided under subsection (8) must be provided in the prescribed form and manner and at the prescribed times or with the prescribed frequency.
(10)In subsection (9) “prescribed” means prescribed in regulations made by the Treasury.
40HSections 40A to 40G: interpretationE+W+S+N.I.
(1)This section applies for the purposes of sections 40A to 40G.
(2)“Account” includes a financial product by means of which a payment may be made.
(3)“Freezing order” has the meaning given by section 40D(2).
(4)“Disqualified person” has the meaning given by section 40A(3).
(5)References to an account being operated by or for a person or body are to be read in accordance with section 40A(5).]
41Regulation by Financial Conduct AuthorityE+W+S+N.I.
(1)The Treasury may make regulations to enable the Financial Conduct Authority to make arrangements for monitoring and enforcing compliance with the prohibition imposed on banks and building societies by section 40 [F3and the requirements imposed on them by sections 40A, 40B and 40G] .
(2)The regulations may (in particular)—
(a)provide for the Financial Conduct Authority to be given free access to the information to which banks and building societies are given access when carrying out status checks under section 40 [F4or immigration checks under section 40A] ;
(b)apply, or make provision corresponding to, any of the provisions of the Financial Services and Markets Act 2000, including in particular those mentioned in subsection (3), with or without modification.
F3Words in s. 41(1) inserted (1.11.2016 for specified purposes, 30.10.2017 in so far as not already in force) by Immigration Act 2016 (c. 19), s. 94(1), Sch. 7 para. 3(2); S.I. 2016/1037, reg. 2(d); S.I. 2017/929, reg. 2(b)
F4Words in s. 41(2)(a) inserted (1.11.2016 for specified purposes, 30.10.2017 in so far as not already in force) by Immigration Act 2016 (c. 19), s. 94(1), Sch. 7 para. 3(3); S.I. 2016/1037, reg. 2(d); S.I. 2017/929, reg. 2(b)
I4S. 41 in force at 14.7.2014 by S.I. 2014/1820, art. 2(a)
42“Bank” and “building society”E+W+S+N.I.
(1)In sections 40 [F5to 41] “bank” means an authorised deposit-taker that has its head office or a branch in the United Kingdom.
(a)a person who under Part 4A of the Financial Services and Markets Act 2000 has permission to accept deposits;
(b)an EEA firm of the kind mentioned in paragraph 5(b) of Schedule 3 to that Act that has permission under paragraph 15 of that Schedule (as a result of qualifying for authorisation under paragraph 12(1) of that Schedule) to accept deposits.
(b)a person who is specified, or is within a class of persons specified, by an order under section 38 of the Financial Services and Markets Act 2000 (exemption orders);
(c)a credit union within the meaning given by section 31(1) of the Credit Unions Act 1979 or by Article 2(2) of the Credit Unions (Northern Ireland) Order 1985;
(d)a friendly society within the meaning given by section 116 of the Friendly Societies Act 1992.
(5)In sections 40 [F6to 41] , and in subsection (4), “building society” means a building society incorporated (or deemed to be incorporated) under the Building Societies Act 1986.
F5Words in s. 42(1) substituted (1.11.2016 for specified purposes, 30.10.2017 in so far as not already in force) by Immigration Act 2016 (c. 19), s. 94(1), Sch. 7 para. 4; S.I. 2016/1037, reg. 2(d); S.I. 2017/929, reg. 2(b)
F6Words in s. 42(5) substituted (1.11.2016 for specified purposes, 30.10.2017 in so far as not already in force) by Immigration Act 2016 (c. 19), s. 94(1), Sch. 7 para. 4; S.I. 2016/1037, reg. 2(d); S.I. 2017/929, reg. 2(b)
I5S. 42 in force at 14.7.2014 by S.I. 2014/1820, art. 2(b)
43Power to amendE+W+S+N.I.
(1)The Treasury may by order amend any of sections 40 to 42 so as—
(a)to alter the categories of financial institution to which those sections apply;
(b)to alter the categories of account to which the prohibition in section 40(1) [F7or the requirement in section 40A(1)] applies;
(c)to include provision defining a category of account specified in [F8section 40 or 40A] ;
(d)to provide for the prohibition in section 40(1) not to apply in the case of an account to be operated (or an account that is operated) by or for a person or body of a specified description.
(2)An order under subsection (1) may amend a section so that it provides for a matter to be specified in a further order to be made by the Treasury.
(3)In subsection (1) “account” includes a financial product by means of which a payment may be made.
F7Words in s. 43(1)(b) inserted (1.11.2016 for specified purposes, 30.10.2017 in so far as not already in force) by Immigration Act 2016 (c. 19), s. 94(1), Sch. 7 para. 5(2); S.I. 2016/1037, reg. 2(d); S.I. 2017/929, reg. 2(b)
F8Words in s. 43(1)(c) substituted (1.11.2016 for specified purposes, 30.10.2017 in so far as not already in force) by Immigration Act 2016 (c. 19), s. 94(1), Sch. 7 para. 5(3); S.I. 2016/1037, reg. 2(d); S.I. 2017/929, reg. 2(b)
I6S. 43 in force at 14.7.2014 by S.I. 2014/1820, art. 2(c)
WorkE+W+S+N.I.
44Appeals against penalty noticesE+W+S+N.I.
In section 17 of the Immigration, Asylum and Nationality Act 2006 (appeal), for subsections (4) and (5) substitute—
“(4A)An appeal may be brought only if the employer has given a notice of objection under section 16 and the Secretary of State—
(a)has determined the objection by issuing to the employer the penalty notice (as a result of increasing the penalty under section 16(4)(c)),
(i)reducing the penalty under section 16(4)(b), or
(ii)taking no action under section 16(4)(d), or
(c)has not informed the employer of a decision before the end of the period that applies for the purposes of section 16(5)(b).
(4B)An appeal must be brought within the period of 28 days beginning with the relevant date.
(4C)Where the appeal is brought under subsection (4A)(a), the relevant date is the date specified in the penalty notice issued in accordance with section 16(5)(c) as the date on which it is given.
(4D)Where the appeal is brought under subsection (4A)(b), the relevant date is the date specified in the notice informing the employer of the decision for the purposes of section 16(5)(b) as the date on which it is given.
(4E)Where the appeal is brought under subsection (4A)(c), the relevant date is the date on which the period that applies for the purposes of section 16(5)(b) ends.”
I7S. 44 in force at 28.7.2014 by S.I. 2014/1820, art. 3(p) (with art. 5)
45Recovery of sums payable under penalty noticesE+W+S+N.I.
In section 18 of the Immigration, Asylum and Nationality Act 2006 (enforcement), for subsections (1) and (2) substitute—
“(1)This section applies where a sum is payable to the Secretary of State as a penalty under section 15.
(1A)In England and Wales the penalty is recoverable as if it were payable under an order of the county court.
(1B)In Scotland, the penalty may be enforced in the same manner as an extract registered decree arbitral bearing a warrant for execution issued by the sheriff court of any sheriffdom in Scotland.
(1C)In Northern Ireland the penalty is recoverable as if it were payable under an order of a county court in Northern Ireland.
(1D)Where action is taken under this section for the recovery of a sum payable as a penalty under section 15, the penalty is—
(b)in relation to Northern Ireland, to be treated for the purposes of Article 116 of the Judgments Enforcement (Northern Ireland) Order 1981 (S.I. 1981/226 (N.I. 6)) (register of judgments) as if it were a judgment in respect of which an application has been accepted under Article 22 or 23(1) of that Order.”
I8S. 45 in force at 28.7.2014 by S.I. 2014/1820, art. 3(q) (with art. 6)
Driving licencesE+W+S+N.I.
46Grant of driving licences: residence requirementE+W+S+N.I.
(1)In section 97 of the Road Traffic Act 1988 (grant of licences), in the opening words of subsection (1), after “who” insert “ meets the relevant residence requirement (see section 97A) and ”.
“97AResidence requirement
(1)For the purposes of an application under section 97, a person meets the relevant residence requirement if, on the date the application is made—
“13AResidence requirement
(1)For the purposes of an application under Article 13, a person meets the relevant residence requirement if, on the date the application is made—
I9S. 46 in force at 14.7.2014 by S.I. 2014/1820, art. 2(d)
47Revocation of driving licences on grounds of immigration statusE+W+S+N.I.
(1)In section 99 of the Road Traffic Act 1988 (duration of licences)—
“(3ZA)Where it appears to the Secretary of State that a licence holder is not lawfully resident in the United Kingdom, the Secretary of State may serve notice in writing on that person revoking the licence and requiring the person to surrender the licence and its counterpart forthwith to the Secretary of State, and it is the duty of that person to comply with the requirement.
(3ZB)For the purposes of subsection (3ZA) a person is not lawfully resident in the United Kingdom if the person requires leave to enter or remain in the United Kingdom but does not have it.”;
(b)in subsection (5), after “(3)” insert “ , (3ZA) ”;
(c)in subsection (7ZZA)—
(i)after “(3)” insert “ , (3ZA) ”;
(ii)after “subsections and” insert “ , except in the case of a licence and counterpart surrendered in pursuance of subsection (3ZA), ”.
(2)In section 100 of that Act (appeals)—
(a)in subsection (1)(c), after “99(3)” insert “ , (3ZA) ”;
“(4)In any proceedings under this section about the revocation of a licence in pursuance of section 99(3ZA) (revocation on grounds of immigration status), the court or sheriff is not entitled to entertain any question as to whether—
(a)the appellant should be, or should have been, granted leave to enter or remain in the United Kingdom, or
(b)the appellant has, after the date that the Secretary of State served notice under section 99(3ZA), been granted leave to enter or remain in the United Kingdom.”
(3)In Article 15 of the Road Traffic (Northern Ireland) Order 1981 (S.I. 1981/154 (N.I. 1)) (duration of licences)—
“(5ZA)Where it appears to the Department that a licence holder is not lawfully resident in the United Kingdom, the Department may serve notice in writing on that person revoking the licence and requiring the person to surrender the licence and its counterpart forthwith to the Department, and it is the duty of that person to comply with the requirement.
(5ZB)For the purposes of paragraph (5ZA) a person is not lawfully resident in the United Kingdom if the person requires leave to enter or remain in the United Kingdom but does not have it.”;
(b)in paragraph (7), after “(5)” insert “ , (5ZA) ”.
(4)In Article 16 of that Order (appeals)—
(a)in paragraph (1)(c), after “15(5)” insert “ , (5ZA) ”;
“(4)In any proceedings under this Article about the revocation of a licence in pursuance of Article 15(5ZA) (revocation on grounds of immigration status), the court is not entitled to entertain any question as to whether—
(b)the appellant has, after the date that the Department served notice under Article 15(5ZA), been granted leave to enter or remain in the United Kingdom.”
I10S. 47 in force at 14.7.2014 by S.I. 2014/1820, art. 2(e)