Source: http://securities.arkansas.gov/legal/opinions/default.asp?year=2004
Timestamp: 2019-06-18 13:37:44
Document Index: 301042150

Matched Legal Cases: ['§ 23', '§ 23', '§ 24', '§ 23', '§ 23', '§ 23']

04-90000326-NA009
HSV DREAMHOMES, LLC
Request for staff's position in regards to the necessity of registration under the Arkansas Securities Act, Ark. Code Ann. § 23-24-101 for the offer and sale of equity memberships in HSV Dreamhomes, LLC.
MARK L. KUSS INVESTMENT AGREEMENT
Request for opinion concerning a contemplated transaction for the investment into the manufacturing and marketing of a camera accessory product and whether or not this is an exempt activity.
COLLINS BAY ISLAND SECURITIES, LLC
Request for issuance of a no action letter stating that Collins Bay Island Securities LLC is exempt from registration under the Arkansas Securities Act.
14369CS-Supp
Request that no enforcement action be taken against Wal-Mart for not being registered under the Arkansas Fair Mortgage Lending Act, Ark. Code Ann. § 23-39-501. This is a supplement to previous letter sent in 2004.
19295-CS
DEFINITION OF MORTGAGE LOAN SERVICER
Request for issuance of opinion from the Department in regards to the need to register as a mortgage banker for acquiring independently funded residential mortgage loans for investment or resale without servicing and/or acquiring and holding the servicing rights without engaging in payment collection.
17560-CS
Request for guidance under the Arkansas Fair Mortgage Lending Act, codified as Ark. Code Ann. § 24-39-501 pertaining to licensing requirements as it applies to individuals identified as Account Executives.
04-90000322-NA005
Request for no action position regarding stock of American Pharmacy Cooperative, opining that it is not a security within the definition found in the Arkansas Securities Act, Ark. Code Ann. § 23-42-102(15)(A)(Supp.2003).
15041CS
NLR RESIDENTIAL HOUSING FACILITIES BOARD REVENUE BONDS
Request that no enforcement action be taken against the NLR Housing Facilities Board or Greystone Servicing Corporation, Inc. if either engage in certain transactions without being registered under the Arkansas Fair Mortgage Lending Act, Ark Code Ann. § 23-39-501.
Request that no enforcement action be taken against Wal-Mart for engaging in certain activities without being licensed under the Arkansas Fair Mortgage Lending Act, Ark. Code Ann. § 23-39-501. These activities include writing loans in connection with the employee benefit program in which no compensation or pecuniary gain exists.