Source: https://www.law.cornell.edu/cfr/text/17/405.4
Timestamp: 2015-08-29 12:40:05
Document Index: 773033602

Matched Legal Cases: ['art 405', 'art 405', '§ 405', 'art 103', 'art 103', '§ 404', '§ 32', '§\u2009209', 'art 405']

17 CFR 405.4 - Financial recordkeeping and reporting of currency and foreign transactions by registered government securities brokers and dealers. | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter IV › Subchapter A › Part 405 › Section 405.4 17 CFR 405.4 - Financial recordkeeping and reporting of currency and foreign transactions by registered government securities brokers and dealers.
There is 1 rule appearing in the Federal Register for 17 CFR Part 405. View below or at eCFR (GPOAccess)
§ 405.4
Financial recordkeeping and reporting of currency and foreign transactions by registered government securities brokers and dealers.
Every registered government securities broker or dealer who is subject to the requirements of the Currency and Foreign Transactions Reporting Act of 1970 shall comply with the reporting, recordkeeping and record retention requirements of 31 CFR part 103. Where 31 CFR part 103 and § 404.3 of this chapter require the same records to be preserved for different periods of time, such records or reports shall be preserved for the longer period of time.
Title 17 published on 2014-04-01.The following are only the Rules published in the Federal Register after the published date of Title 17.For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.2014-07-08; vol. 79 # 130 - Tuesday, July 8, 201479 FR 38451 - Government Securities Act Regulations; Replacement of References to Credit Ratings and Technical Amendments
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeU.S. Code: Title 15 - COMMERCE AND TRADE15 U.S. Code § 32, 33 - Repealed. Pub. L. 91–452 , title II , §§ 209, 210 , Oct. 15, 1970, 84 Stat. 929
Statutes at Large100 Stat. 3209104 Stat. 963
Title 17 published on 2014-04-01The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 405 after this date.2014-07-08; vol. 79 # 130 - Tuesday, July 8, 201479 FR 38451 - Government Securities Act Regulations; Replacement of References to Credit Ratings and Technical Amendments