Source: https://ir.paringaresources.com/sec-filings/content/0001193125-20-034247/d855624dsc13ga.htm?TB_iframe=true&height=auto&width=auto&preload=false
Timestamp: 2020-04-09 12:55:15
Document Index: 533217167

Matched Legal Cases: ['§ 240', '§ 240', '§ 240', '§ 240', '§ 240', '§ 240', '§ 240', '§ 240', '§ 240']

SC 13G Amendment No. 1
69949M100
☑:
☐:
CUSIP NO. 69949M100
68,246,170
First Sentier Investors Holdings Pty Ltd
Level 9, 28 The Esplanade, Perth, Western Australia 6000, Australia
Mitsubishi UFJ Financial Group, Inc. (“MUFG”)
Mitsubishi UFJ Trust and Banking Corporation (“MUTB”)
First Sentier Investors Holdings Pty Ltd (“FSIHD”)
MUFG :
7-1 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-8330, Japan
MUTB :
4-5 Marunouchi 1-chome, Chiyoda-ku
Tokyo 100-8212, Japan
FSIHD :
Level 5, Tower Three International Towers Sydney,
300 Barangaroo Avenue, Barangaroo NSW 2000,
MUFG : Tokyo, Japan
MUTB : Tokyo, Japan
FSIHD : Commonwealth of Australia
69949M100 (this CUISIP number is for the issuer’s American Depository Shares, not the Common Stock)
MUFG:
(c)[ ]
(d)[ ]
(e)[ ]
(f)[ ]
(g)[ ]
(h)[ ]
(i)[ ]
(j)[Ö]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
(k)[ ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Parent holding company
MUTB:
(e)[ ] An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)[ ] An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)[ ] A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)[ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(j)[Ö] A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
(k)[ ] Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Bank
FSIHD: (a)[ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)[ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)[ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
For MUFG
For MUTB
For FSIHD
As of December 31, 2019, MUFG beneficially owns 68,246,170 shares of the issuer indirectly through its subsidiaries as follows: MUTB holds 68,246,170 shares (indirectly through a subsidiary, FSIHD); and FSIHD holds 68,246,170 shares (indirectly through a subsidiary First Sentier Investors (Australia) IM Ltd registered in Australia (ACN 114 194 311)).
/s/ Riyuuichirou Sakuma
Riyuuichirou Sakuma
Deputy Head of Credit Policy & Planning Division
/s/ Masahiro Saruta
Masahiro Saruta
Managing Executive Officer and General Manager,
Asset Management and Investor Services Planning Division
/s/ Yutaka Kawakami