Source: http://uk.practicallaw.com/2-509-9108?source=relatedcontent
Timestamp: 2013-05-24 09:51:58
Document Index: 785219654

Matched Legal Cases: ['art 1', 'art 1', 'art 2', 'art 2', 'art 2', 'art 1']

PLC - MiFID II review (Part 1): Changes proposed in relation to investor protection and the provision of investment services
MiFID II review (Part 1): Changes proposed in relation to investor protection and the provision of investment services
Law stated as at 04-Nov-2011
In this article, Hugh Merritt, Senior Associate at Hogan Lovells, considers some of the key changes and practical implications of the European Commission's legislative proposals to amend the Markets in Financial Instruments Directive (2004/39/EC) (MiFID). This article focuses principally on the proposals relating to investor protection and the provision of investment services.
For more information about the proposals relating to markets, see Article, MiFID II review (Part 2): Changes proposed in relation to markets.
Hugh Merritt, Hogan Lovells
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Resource ID: 2-509-9108
Law stated date: 04-Nov-2011
Products: PLC EU, PLC UK Financial Services
Authorisation: Financial ServicesAuthorisation: Financial Services (http://uk.practicallaw.com/7-201-5204)
Conduct of Business Regime: Financial ServicesConduct of Business Regime: Financial Services (http://uk.practicallaw.com/2-201-5206)
Cross-border: Financial Services and MarketsCross-border: Financial Services and Markets (http://uk.practicallaw.com/0-201-5207)
High Level StandardsHigh Level Standards (http://uk.practicallaw.com/8-201-5208)
Market ConductMarket Conduct (http://uk.practicallaw.com/5-103-1357)
A guide to PLC Financial Services' MiFID materials
A guide to PLC Financial Services' MiFID materials (http://uk.practicallaw.com/topic4-508-2098)
Hot topics: MiFID II Hot topics: MiFID II (http://uk.practicallaw.com/topic6-503-3276)
MiFID: overview
MiFID: overview (http://uk.practicallaw.com/topic6-509-0196)
Consultation responses: MiFID II and MiFID review
Consultation responses: MiFID II and MiFID review (http://uk.practicallaw.com/topic9-517-2322)
MiFID II: legislative proposals
MiFID II: legislative proposals (http://uk.practicallaw.com/topic0-509-5291)
MiFID review consultation: investor protection and provision of investment services MiFID review consultation: investor protection and provision of investment services (http://uk.practicallaw.com/topic9-504-2651)
RDR: overview
RDR: overview (http://uk.practicallaw.com/topic9-386-5655)
MiFID II review (Part 2): Changes proposed in relation to markets
MiFID II review (Part 2): Changes proposed in relation to markets (http://uk.practicallaw.com/topic7-510-2293)
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