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Timestamp: 2019-08-24 02:37:04
Document Index: 178994873

Matched Legal Cases: ['§ 552', '§ 6', '§ 2055', '§ 1905', '§ 3', '§ 1002']

GTE SYLVANIA, INC. V. CONSUMERS UNION, 445 U. S. 375 - Volume 445 - 1980 - Full Text - US Supreme Court Center - USSC Cases - Nolo
US Supreme Court Center > Volume 445 > GTE SYLVANIA, INC. V. CONSUMERS UNION, 445 U. S. 375 (1980) > Full Text
GTE SYLVANIA, INC. V. CONSUMERS UNION, 445 U. S. 375 (1980)
GTE Sylvania, Inc. v. Consumers Union, 445 U.S. 375 (1980)
GTE Sylvania, Inc. v. Consumers Union of the United States, Inc.
No. 78-1248
Argued November 28, 1979
445 U.S. 375
1. There is a case or controversy as required to establish jurisdiction pursuant to Art. III even though the CPSC agrees with the requesters that the documents should be released under the FOIA. While there is no case or controversy when the parties desire "precisely the same result," here the parties do not desire "precisely the same result," since
Page 445 U. S. 376
the CPSC contends that the Delaware injunction prevents it from releasing the documents, whereas the requesters believe that an equitable decree obtained by the manufacturers in a suit in which the requesters were not parties cannot deprive them of their rights under the FOIA. Pp. 445 U. S. 382-383.
This case presents the issue whether information may be obtained under the Freedom of Information Act, 5 U.S.C.
Page 445 U. S. 377
§ 552, when the agency holding the material has been enjoined from disclosing it by a federal district court.
In March, 1975, the CPSC informed the requesters and the manufacturers that the documents sought did not fall within any of the exemptions of the Freedom of Information Act, and that, even if disclosure was not mandated by that Act, the CPSC would exercise its discretion to release the material on May 1, 1975. Upon receiving the notice, petitioners filed suit in the United States District Court for the District of Delaware
Page 445 U. S. 378
and three other Federal District Courts, [Footnote 1] seeking to enjoin disclosure of the allegedly confidential reports. Petitioners contended that release of the information was prohibited by § 6 of the Consumer Product Safety Act, 15 U.S.C. § 2055, by exemptions to the Freedom of Information Act, [Footnote 2] and by the Trade Secrets Act, 18 U.S.C. § 1905. Petitioners sought temporary restraining orders in all of the actions, and the CPSC consented to such orders in at least some of the cases. Subsequently, the manufacturers' individual actions were consolidated in the District of Delaware, and that court issued a series of temporary restraining orders. Finally, in October, 1975, the Delaware District Court entered a preliminary injunction prohibiting release of the documents pending trial. GTE Sylvania Inc. v. Consumer Product Safety Comm'n, 404 F.Supp. 352 (1975).
The requesters did not seek to intervene in the Delaware action, nor did petitioners or the CPSC attempt to have the requesters joined. Instead, on May 5, 1975, the requesters filed the instant action in Federal District Court for the District of Columbia, seeking release of the accident reports under the Freedom of Information Act. Named as defendants in that suit were the CPSC, its Chairman, Commissioners,
Page 445 U. S. 379
and Secretary; and all of the petitioners. In September, 1975, while the motion for a preliminary injunction was still pending in Delaware, the District Court for the District of Columbia dismissed the requesters' complaint. The court observed that the CPSC had determined that the reports should be disclosed and had assured the court on the public record that disclosure would be made as soon as the agency was not enjoined from doing so. The court concluded that there was no Art. III case or controversy between the plaintiffs and the federal defendants, and therefore no jurisdiction. It also held that the complaint failed to state a claim against petitioners upon which relief could be granted, since they no longer possessed the records sought by the requesters. Nor could petitioners be subject to suit under the compulsory joinder provision of Federal Rule of Civil Procedure 19(a), since that Rule is predicated on the preexistence of federal jurisdiction over the cause of action, which was not present here. Consumers Union of United States, Inc. v. Consumer Product Safety Comm'n, 400 F.Supp. 848 (DC 1975).
The United States Court of Appeals for the District of Columbia Circuit reversed. Consumers Union of United States, Inc. v. Consumer Product Safety Comm'n, 182 U.S. App D.C. 351, 561 F.2d 349 (1977). That court concluded that there was a case or controversy between the plaintiffs and the CPSC on "the threshold question of the scope and effect of the proceedings in Delaware." Id. at 356, 561 F.2d at 354. In addition, the CPSC's conduct of the Delaware litigation was "not easily reconcilable with its ostensible acceptance of [the requesters'] argument that the requested documents should be disclosed." Id. at 357, 561 F.2d at 355. [Footnote 3] The Court of Appeals held that the preliminary injunction
Page 445 U. S. 380
issued by the Delaware court did not foreclose the requesters' suit under the Freedom of Information Act. That injunction did not resolve the merits of the claim, but instead was merely pendente lite relief. Thus, the order could not bar the Freedom of Information Act suit in the District of Columbia, although it would weigh in the decision as to which of the two suits should be stayed pending the outcome of the other. The court concluded, however, that such balancing was not required, because the Delaware court had entered an order "closing out" that case without further action. [Footnote 4] The Delaware action was effectively dismissed, and therefore the preliminary injunction was "dead," and did not bar the Freedom of Information Act suit. [Footnote 5] In addition, the CPSC's efforts in the Delaware action, which the court below considered "less than vigilant," and the resulting absence of full representation of the prodisclosure argument prevented the preliminary injunction from having preclusive effect. [Footnote 6]
Page 445 U. S. 381
On remand, the Court of Appeals reaffirmed its holding that there was a case or controversy within the meaning of Art. III. [Footnote 7] Consumers Union of United States, Inc. v. Consumer Product Safety Comm'n, 192 U.S.App.D.C. 93, 100, 590 F.2d 1209, 1216 (1978). The court also held that the Delaware permanent injunction should not prevent the continuation of the District of Columbia action. Stare decisis would not require deference to the Delaware court's decision if it was in error. Collateral estoppel was inapplicable because the requesters were not parties to the Delaware action and an agency's interests diverge too widely from the private interests of Freedom of Information Act requesters for the agency to constitute an adequate representative. Finally, the principle
Page 445 U. S. 382
of comity did not mandate a different result, since the requesters were not before the Delaware court. The court below concluded that
Flast v. Cohen, 392 U. S. 83, 392 U. S. 95 (1968). The clash of adverse parties "sharpens the presentation of issues upon which the court
Page 445 U. S. 383
so largely depends for illumination of difficult . . . questions.'" O'Shea v. Littleton, 414 U. S. 488, 414 U. S. 494 (1974), quoting Baker v. Carr, 369 U. S. 186, 369 U. S. 204 (1962). See also Flast v. Cohen, supra at 392 U. S. 96-97. Accordingly, there is no Art. III case or controversy when the parties desire "precisely the same result," Moore v. Charlotte-Mecklenburg Board of Education, 402 U. S. 47, 402 U. S. 48 (1971) (per curiam). See also Muskrat v. United States, 219 U. S. 346, 219 U. S. 361 (1911).
The CPSC and the requesters do not want "precisely the same result" in this litigation. It is true that the federal defendants have expressed the view that the reports in question should be released, and in fact notified the District Court that, absent the Delaware injunction, the information would be disclosed. See 400 F.Supp. at 853, n. 14. That injunction has been issued, however, and the basic question in this case is the effect of that order on the requesters. The CPSC contends that the injunction prevents it from releasing the documents, while the requesters believe that an equitable decree obtained by the manufacturers in a suit in which those seeking disclosure were not parties cannot deprive them of their rights under the Freedom of Information Act. In short, the issue in this case is whether, given the existence of the Delaware injunction, the CPSC has violated the Freedom of Information Act at all. The federal defendants and the requesters sharply disagree on this question, as has been evidenced at every stage of this litigation. If the requesters prevail on the merits of their claim, the CPSC will be subject to directly contradictory court orders, a prospect which the federal defendants naturally wish to avoid. It cannot be said, therefore, that the parties desire "precisely the same result." The requirements of Art. III have been satisfied. [Footnote 9]
Page 445 U. S. 384
The statute provides no definition of the term "improperly." The legislative history of the Act, however, makes clear what Congress intended. The Freedom of Information Act was a revision of § 3, the "public information" section, of the Administrative Procedure Act, 5 U.S.C. § 1002 (1964 ed.). The prior law had failed to provide the desired access to information relied upon in Government decisionmaking, and in fact had become "the major statutory excuse for withholding Government records from public view." H.R.Rep. No. 1497, 89th Cong., 2d Sess., 3 (1966) (hereinafter H R. Rep. No. 1497). See also id. at 4, 12; S.Rep. No. 813, 89th Cong., 1st Sess., 3, 5 (1965) (hereinafter S.Rep. No. 813); EPA v. Mink, 410 U. S. 73, 410 U. S. 79 (1973). Section 3 had several vague phrases upon which officials could rely to refuse requests for disclosure: "in the public interest," "relating solely to the internal
Page 445 U. S. 385
management of an agency," "for good cause." Even material on the public record was available only to "persons properly and directly concerned." These undefined phrases placed broad discretion in the hands of agency officials in deciding what information to disclose, and that discretion was often abused. The problem was exacerbated by the lack of an adequate judicial remedy for the requesters. See generally H.R.Rep. No. 1497, at 4-6; S.Rep. No. 813, at 4-5; 112 Cong.Rec. 13642, reprinted in Freedom of Information Act Source Book, 93d Cong., 2d Sess., 47 (Comm.Print 1974) (remarks of Rep. Moss) (hereinafter Source Book); id. at 52 (remarks of Rep. King); id. at 71 (remarks of Rep. Rumsfeld); EPA v. Mink, supra at 410 U. S. 79.
Thus, Congress was largely concerned with the unjustified suppression of information by agency officials. S.Rep. No. 813, at 5. Federal employees were denying requests for documents without an adequate basis for nondisclosure, and Congress wanted to curb this apparently unbridled discretion. Source Book 467 (remarks of Rep. Moss); id. at 61 (remarks
Page 445 U. S. 386
of Rep. Fascell); id. at 70 (remarks of Rep. Rumsfeld); id. at 71 (remarks of Rep. Skubitz); id. at 80 (remarks of Rep. Anderson). It is in this context that Congress gave the federal district courts under the Freedom of Information Act jurisdiction to order the production of "improperly" withheld agency records. It is enlightening that the Senate Report uses the terms "improperly" and "wrongfully" interchangeably. S.Rep. No. 813, at 3, 5, 8.
The conclusion that the information in this case is not being "improperly" withheld is further supported by the established doctrine that persons subject to an injunctive order issued by a court with jurisdiction are expected to obey that decree until it is modified or reversed, even if they have proper grounds to object to the order. See Howat v. Kansas, 258 U. S. 181, 258 U. S. 189-190 (1922); United States v. Mine Workers, 330 U. S. 258 (1947); Walker v. City of Birmingham, 388 U. S. 307, 388 U. S. 314-321 (1967); Pasadena City Bd. of Education v. Spangler, 427 U. S. 424, 427 U. S. 439 (1976). There is no doubt that the Federal District Court in Delaware had jurisdiction to issue the temporary restraining orders and preliminary and permanent injunctions. Nor were those equitable decrees challenged as "only a frivolous pretense to validity," Walker v. City of Birmingham, supra at 388 U. S. 315, although of course there is disagreement over whether the District Court erred in
Page 445 U. S. 387
issuing the permanent injunction. [Footnote 10] Under these circumstances, the CPSC was required to obey the injunctions out of "respect for judicial process," 388 U.S. at 388 U. S. 321
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