Source: http://www.cftc.gov/LawRegulation/FederalRegister/FinalRules/2009/index.htm
Timestamp: 2017-07-20 12:46:46
Document Index: 369568910

Matched Legal Cases: ['art 1', 'art 1', 'art 40', 'art 216', 'art 332', 'art 573', 'art 716', 'art 313', 'art 160', 'art 248']

Industry Oversight	Industry Filings	Trading Organizations	Clearing Organizations	Data Repositories	Intermediaries	Market Surveillance	Contracts & Products	Rules & Rule Amendments	Anti-Money Laundering	Financial Privacy	Law & Regulation	Commodity Exchange Act & Regulations	Project KISS	Dodd-Frank Act	Federal Register	Public Comments	CFTC Staff Letters	Dispositions	Opinions & Adjudicatory Orders	Enforcement	Rulemaking Records	Reparations Program	Disciplinary History	Market Data & Analysis	Commitments of Traders	Weekly Swaps Report	Cotton On-Call	Bank Participation Reports	Financial Data for FCMs	Net Position Changes Data	Staff Reports	Forms & Submissions	Learn & Protect	Submit a Tip	Avoid Fraud	Ask CFTC	Learning Resources	About the CFTC	Mission & Responsibilities	Commissioners	CFTC Organization	History of the CFTC	CFTC Committees	CFTC Reports	Office of the Inspector General	Economic Analysis	Procurement Opportunities	Careers at the CFTC	News & Events	Press Releases	Webcasts	Speeches & Testimony	Events	In the News	Press Room Archive	Home // Law & Regulation // Federal Register // Final Rules // 2009 Final Rules
2011 // 2010 // 2009 //
2008 // 2007 // Federal Register Archive
17 CFR Part 1 Revised Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers, Final Rules.
See also: 74 FR 21290, May 7, 2009
17 CFR Part 1 Electronic Filing of Financial Reports and Notices, final rules.
See also: 74 FR 52434, October 13, 2009
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 40; Federal Reserve System 12 CFR Part 216; Federal Deposit Insurance Corporation 12 CFR Part 332; Department of the Treasury Office of Thrift Supervision
12 CFR Part 573; National Credit Union Administration 12 CFR Part 716; Federal Trade Commission 16 CFR Part 313; Commodity Futures Trading Commission 17 CFR Part 160; Securities and Exchange Commission 17 CFR Part 248; Final Model Privacy Form Under the Gramm-Leach-Bliley Act
See also: 72 FR 14939, March 29, 2007
72 FR 16875, April 5, 2007
Securities and Exchange Commission Joint Order Modifying the Listing Standards Requirements Under Section 6(h) of the Securities Exchange Act of 1934 and the Criteria Under Section 2(a)(1) of the Commodity Exchange Act
Commodity Futures Trading Commission Securities and Exchange Commission
See also: 74 FR 8220, February 24, 2009
Global Markets Advisory Committee Meeting 12/09/2009
Energy and Environmental Market Advisory Committee Meeting
Securities and Exchange Commission; Commodity Futures Trading Commission
Determination of Appropriateness of the Supervision by the Bundesanstalt f[uuml]r Finanzdienstleistungaufsicht (BaFin), in Conjunction With Deutsche Bundesbank (Bundesbank), Both of the Federal Republic of Germany, With Respect to the Clearing Activities of Eurex Clearing AG (Eurex)
Effective Date: August 6, 2009
See also: 74 FR 28028, June 12, 2009
74 FR 18982 // PDF Version
See also: 74 FR 3475, January 21, 2009
See also: 73 FR 44939, August 1, 2008
73 FR 51961, September 8, 2008
Order (1) Pursuant to Section 4(c)of the Commodity Exchange Act, Permitting the Chicago Mercantile Exchange to Clear Certain Over-the-Counter Agricultural Swaps and (2) Pursuant to Section 4d of the Commodity Exchange Act, Permitting Customer Positions in Such Cleared-Only Contracts and Associated Funds To Be Commingled With Other Position and Funds Held in Customer Segregated Accounts
74 FR 12178
See also: 73 FR 75888, December 12, 2008
Federal Register Notice Requesting Nominations for the Subcommittee on Convergence in Agricultural Commodity Markets Under the Agricultural Advisory Committee
See also: 73 FR 71968, November 26, 2008
Notice of Additional Conditions on the No-Action Relief When Foreign Boards of Trade That Have Received Staff No-Action Relief To Permit Direct Access to Their Automated Trading Systems From Locations in the United States List for Trading From the U.S. Linked Futures and Option Contracts and a Revision of Commission Policy Regarding the Listing of Certain New Option Contracts