Source: https://issuu.com/safetyweb/docs/osha3138
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http://www.osha.gov/Publications/osha3138 by Brian Norwood - issuu
www.osha.govPermit-Required
Confined SpacesOSHA 3138-01R 2004This informational booklet provides a
and Health Act of 1970. Because interpretations and enforcement policy may change
(TTY) number: (877) 889-5627.Permit-Required
Definitions...3
OSHAâ&#x20AC;&#x2122;s Confined Space Standard...4
Alternative to a full permit entry...4
Written Programs...6
Controlling Hazards...7
Equipment for safe entry...7
Detection of hazardous conditions...7
Informing Contract Employees...8
Entry Permits...8
Cancelled entry permits...9
Worker Training...9
Assigned Duties...10
Authorized entrant..10
Attendant...10
Entry supervisor...11
Emergencies...12
Rescue service personnel...12
Harnesses and retrieval lines...12
MSDS...12
OSHA Assistance...13
Safety and Health Program Management Guidelines...13
State Programs...14
Consultation Services...14
Voluntary Protection Programs (VPP)...15
Strategic Partnership Program...15
Alliance Programs...15
OSHA Training and Education...16
Information Available Electronically...17
OSHA Publications...17
Contacting OSHA...17
OSHA Regional Offices...182Introduction
Many workplaces contain spaces that are considered to be
“confined” because their configurations hinder the activities of
employees who must enter into, work in or exit from them. In many
instances, employees who work in confined spaces also face
increased risk of exposure to serious physical injury from hazards
such as entrapment, engulfment and hazardous atmospheric
conditions. Confinement itself may pose entrapment hazards and
work in confined spaces may keep employees closer to hazards
such as machinery components than they would be otherwise. For
example, confinement, limited access and restricted airflow can
result in hazardous conditions that would not normally arise in an
open workplace.
The terms “permit-required confined space” and “permit space”
refer to spaces that meet OSHA’s definition of a “confined space”
and contain health or safety hazards. For this reason, OSHA
requires workers to have a permit to enter these spaces. Throughout this publication, the term “permit space” will be used to
describe a “permit-required confined space.”Definitions
■By definition, a confined space:
Is large enough for an employee to enter fully and perform
assigned work;■Is not designed for continuous occupancy by the employee; and■Has a limited or restricted means of entry or exit.These spaces may include underground vaults, tanks, storage
bins, pits and diked areas, vessels, silos and other similar areas.
By definition, a permit-required confined space has one or more
■Contains a material with the potential to engulf someone who
enters the space;■Has an internal configuration that might cause an entrant to be
trapped or asphyxiated by inwardly converging walls or by a
3floor that slopes downward and tapers to a smaller cross
section; and/or
■Contains any other recognized serious safety or health hazards.OSHA’s Confined Space Standard
OSHA’s standard for confined spaces (29 CFR 1910.146) contains
the requirements for practices and procedures to protect employees in general industry from the hazards of entering permit spaces.
Employers in general industry must evaluate their workplaces to
determine if spaces are permit spaces. (See flow chart, page 5.) If a
workplace contains permit spaces, the employer must inform
exposed employees of their existence, location and the hazards
they pose. This can be done by posting danger signs such as
“DANGER—PERMIT-REQUIRED CONFINED SPACE—AUTHORIZED
ENTRANTS ONLY” or using an equally effective means.
If employees are not to enter and work in permit spaces,
employers must take effective measures to prevent them from
entering these spaces. If employees are expected to enter permit
spaces, the employer must develop a written permit space program
and make it available to employees or their representatives.Alternative to a full permit entry
Under certain conditions described in the standard, the
employer may use alternate procedures for worker entry into a
permit space. For example, if an employer can demonstrate with
monitoring and inspection data that the only hazard is an actual or
potential hazardous atmosphere that can be made safe for entry
using continuous forced air ventilation, the employer may be
exempted from some requirements, such as permits and attendants. However, even in these circumstances, the employer must
test the internal atmosphere of the space for oxygen content,
flammable gases and vapors, and the potential for toxic air contaminants before any employee enters it. The employer must also
provide continuous ventilation and verify that the required measurements are performed before entry.4Permit-Required Confined Space Decision Flow Chart
Does the workplace contain PRCS
as defined by §1910.146(b)?NOConsult other applicable
OSHA standards.NOPrevent employee entry as
required by §1910.146(c)(3).
Do task from outside of space.STOPYESInform employees as required
by §1910.146(c)(2).
Will permit space be entered?
YESWill contractors enter?
NOWill host employees enter
to perform entry tasks?YESTask will be done by contractors’
employees. Inform contractor
as required by §1910.146(c)(8)(i),
(ii) and (iii). Contractor obtains
§1910.146(c)(9)(i), (ii), from host.
Both contractors and host
employees will enter the space.
Coordinate entry operations as
required by §1910.146(c)(8)(iv) and
(d)(11). Prevent unauthorized entry.NOPrevent authorization entry.Does space have known or
potential hazards?NOSTOPNONot a PRCS. 1910.146 does not apply.
Consult other OSHA standards.YESEmployer may choose to reclassify
space to non-profit required confined
space using §1910.146(c)(7).STOP1Space may be entered under
§1910.146(c)(5).STOP1YESCan the hazards be eliminated?
NOCan the space be maintained in a
condition safe to enter by continuous
forced air ventilation only?
NOPrepare for entry via
NOVerify acceptable entry conditions.
(Test results recorded, space isolated if
needed, rescuers/means to summon
available, entrants properly equipped, etc.)
YESPermit issued by authorizing signature.
maintained throughout entry.
YESEntry tasks completed. Permit
returned and canceled.
Audit permit program and permit based
on evaluation of entry by entrants,
attendants, testers and preparers, etc.
1Permit not valid until conditions
meet permit specifications.
Emergency exists (prohibited
condition). Entrants evacuated, entry
aborts. (Call rescuers if needed.)
Permit is void. Reevaluate program to
correct/prevent prohibited condition.
Occurrence of emergency (usually)
is proof of deficient program. No
re-entry until program (and permit) is
amended. (May require new program.)
CONTINUESpaces may have to be evacuated and re-evaluated if hazards arise during entry.Source: 29 CFR 1910.146 Appendix A.5Written Programs
Any employer who allows employee entry into a permit space
must develop and implement a written program for the space.
Among other things, the OSHA standard requires the employer’s
written program to:
■Identify and evaluate permit space hazards before allowing
employee entry;■Test atmospheric conditions in the permit space before entry
operations and monitor the space during entry;■Perform appropriate testing for the following atmospheric
hazards in this sequence: oxygen, combustible gases or vapors,
and toxic gases or vapors;■Establish and implement the means, procedures and practices to
eliminate or control hazards necessary for safe permit space
entry operations;■Identify employee job duties;■Provide and maintain, at no cost to the employee, personal
protective equipment and any other equipment necessary for
safe entry and require employees to use it;■Ensure that at least one attendant is stationed outside the permit
space for the duration of entry operations;■Coordinate entry operations when employees of more than one
employer are working in the permit space;■Implement appropriate procedures for summoning rescue and
emergency services, and preventing unauthorized personnel
from attempting rescue;■Establish, in writing, and implement a system for the
preparation, issue, use and cancellation of entry permits;■Review established entry operations annually and revise the
permit space entry program as necessary; and■Implement the procedures that any attendant who is required to
monitor multiple spaces will follow during an emergency in one
or more of those spaces.6Controlling Hazards
The employer’s written program should establish the means,
procedures and practices to eliminate or control hazards necessary
for safe permit space entry operations. These may include:
■Isolating the permit space;■Providing barriers;■Verifying acceptable entry conditions; and■Purging, making inert, flushing or ventilating the permit space.Equipment for safe entry
In addition to personal protective equipment, other equipment
that employees may require for safe entry into a permit space
Testing, monitoring, ventilating, communications and lighting
■Barriers and shields;■Ladders; and■Retrieval devices.Detection of hazardous conditions
If hazardous conditions are detected during entry, employees
must immediately leave the space. The employer must evaluate
the space to determine the cause of the hazardous atmosphere
and modify the program as necessary.
When entry to permit spaces is prohibited, the employer must
take effective measures to prevent unauthorized entry. Non-permit
confined spaces must be evaluated when changes occur in their
use or configuration and, where appropriate, must be reclassified
as permit spaces.
A space with no potential to have atmospheric hazards may be
classified as a non-permit confined space only when all hazards are
eliminated in accordance with the standard. If entry is required to
eliminate hazards and obtain data, the employer must follow
specific procedures in the standard.
7Informing Contract Employees
Employers must inform any contractors whom they hire to enter
permit spaces about:
■Any identified hazards;■The employer’s experience with the space, such as knowledge of
hazardous conditions; and■Precautions or procedures to be followed when in or near permit
spaces.When employees of more than one employer are conducting
entry operations, the affected employers must coordinate entry
operations to ensure that affected employees are appropriately
protected from permit space hazards. The employer also must give
contractors any other pertinent information regarding hazards and
operations in permit spaces and be debriefed at the conclusion of
entry operations.Entry Permits
A permit, signed by the entry supervisor, must be posted at all
entrances or otherwise made available to entrants before they enter
a permit space. The permit must verify that pre-entry preparations
outlined in the standard have been completed. The duration of
entry permits must not exceed the time required to complete an
Name of permit space to be entered, authorized entrant(s),
eligible attendants and individuals authorized to be entry
■Test results;■Tester’s initials or signature;■Name and signature of supervisor who authorizes entry;■Purpose of entry and known space hazards;■Measures to be taken to isolate permit spaces and to eliminate
or control space hazards;8■Name and telephone numbers of rescue and emergency
services and means to be used to contact them;■Date and authorized duration of entry;■Acceptable entry conditions;■Communication procedures and equipment to maintain contact
during entry;■Additional permits, such as for hot work, that have been issued
authorizing work in the permit space;■Special equipment and procedures, including personal
protective equipment and alarm systems; and■Any other information needed to ensure employee safety.Cancelled entry permits
The entry supervisor must cancel entry permits when an
assignment is completed or when new conditions exist. New
conditions must be noted on the canceled permit and used in
revising the permit space program. The standard requires that the
employer keep all canceled entry permits for at least one year.Worker Training
Before the initial work assignment begins, the employer must
provide proper training for all workers who are required to work in
permit spaces. After the training, employers must ensure that the
employees have acquired the understanding, knowledge and skills
necessary to safely perform their duties. Additional training is
■A change occurs in the permit space program or the permit
space operation presents any new hazard; and■An employee’s job performance shows deficiencies.In addition to this training, rescue team members also require
training in CPR and first aid. Employers must certify that this
training has been provided.
After completion of training, the employer must keep a record of
employee training and make it available for inspection by employees
9and their authorized representatives. The record must include the
employee’s name, the trainer’s signature or initials and dates of
the training.Assigned Duties
■Authorized entrants are required to:
Know space hazards, including information on the means of
exposure such as inhalation or dermal absorption, signs of
symptoms and consequences of the exposure;■Use appropriate personal protective equipment properly;■Maintain communication with attendants as necessary to enable
them to monitor the entrant’s status and alert the entrant to
evacuate when necessary;■Exit from the permit space as soon as possible when:■■Ordered by the authorized person;■He or she recognizes the warning signs or symptoms of
exposure;■A prohibited condition exists; or■An automatic alarm is activated.Alert the attendant when a prohibited condition exists or when
warning signs or symptoms of exposure exist.Attendant
■The attendant is required to:
Remain outside the permit space during entry operations unless
relieved by another authorized attendant;■Perform non-entry rescues when specified by the employer’s
rescue procedure;■Know existing and potential hazards, including information on
the mode of exposure, signs or symptoms, consequences and
physiological effects;10■Maintain communication with and keep an accurate account of
those workers entering the permit space;■Order evacuation of the permit space when:
■A prohibited condition exists;■A worker shows signs of physiological effects of hazard
exposure;■An emergency outside the confined space exists; and■The attendant cannot effectively and safely perform required
duties.■Summon rescue and other services during an emergency;■Ensure that unauthorized people stay away from permit spaces
or exit immediately if they have entered the permit space;■Inform authorized entrants and the entry supervisor if any unauthorized person enters the permit space; and■Perform no other duties that interfere with the attendant’s
primary duties.Entry supervisor
■Entry supervisors are required to:
Know space hazards including information on the mode of
exposure, signs or symptoms and consequences;■Verify emergency plans and specified entry conditions such as
permits, tests, procedures and equipment before allowing entry;■Terminate entry and cancel permits when entry operations are
completed or if a new condition exists;■Verify that rescue services are available and that the means for
summoning them are operable;■Take appropriate measures to remove unauthorized entrants;
and■Ensure that entry operations remain consistent with the entry
permit and that acceptable entry conditions are maintained.11Emergencies
The standard requires employers to ensure that responders are
capable of responding to an emergency in a timely manner.
Employers must provide rescue service personnel with personal
protective and rescue equipment, including respirators, and training
in how to use it. Rescue service personnel also must receive the
authorized entrants training and be trained to perform assigned
The standard also requires that all rescuers be trained in first
aid and CPR. At a minimum, one rescue team member must be
currently certified in first aid and CPR. Employers must ensure that
practice rescue exercises are performed yearly and that rescue
services are provided access to permit spaces so they can practice
rescue operations. Rescuers also must be informed of the hazards
of the permit space.Harnesses and retrieval lines
five feet (1.524 meters) deep.MSDS
If an injured entrant is exposed to a substance for which a
Material Safety Data Sheet (MSDS) or other similar written
information is required to be kept at the worksite, that MSDS or
other written information must be made available to the medical
facility personnel treating the exposed entrant.12OSHA Assistance
programs, state plans, workplace consultations, voluntary protection programs, strategic partnerships, training and education,
and more. An overall commitment to workplace safety and health
can add value to your business, to your workplace and to your life.Safety and Health Program
Effective management of worker safety and health protection is
a decisive factor in reducing the extent and severity of work-related
injuries and illnesses and their related costs. In fact, an effective
safety and health program forms the basis of good worker protection and can save time and money (about $4 for every dollar
spent) and increase productivity and reduce worker injuries, illnesses and related workers’ compensation costs.
apply to all places of employment covered by OSHA.
The guidelines identify four general elements critical to the
development of a successful safety and health management
■Work analysis.■Hazard prevention and control.■Safety and health training.The guidelines recommend specific actions, under each of
these general elements, to achieve an effective safety and health
program. The Federal Register notice is available online at
www.osha.gov.13State Programs
encourages states to develop and operate their own job safety and
health plans. OSHA approves and monitors these plans. There are
currently 26 state plans: 23 cover both private and public (state and
local government) employment; 3 states, Connecticut, New Jersey
and New York, cover the public sector only. States and territories
with their own OSHA-approved occupational safety and health
plans must adopt standards identical to, or at least as effective as,
the federal standards.Consultation Services
Consultation assistance is available on request to employers
who want help in establishing and maintaining a safe and healthful
workplace. Largely funded by OSHA, the service is provided at no
cost to the employer. Primarily developed for smaller employers
with more hazardous operations, the consultation service is
delivered by state governments employing professional safety and
health consultants. Comprehensive assistance includes an
appraisal of all-mechanical systems, work practices and occupational safety and health hazards of the workplace and all aspects of
the employerâ&#x20AC;&#x2122;s present job safety and health program. In addition,
the service offers assistance to employers in developing and implementing an effective safety and health program. No penalties are
proposed or citations issued for hazards identified by the consultant. OSHA provides consultation assistance to the employer
with the assurance that his or her name and firm and any information about the workplace will not be routinely reported to OSHA
Achievement Recognition Program (SHARP). Eligibility for participation in SHARP includes receiving a comprehensive consultation
visit, demonstrating exemplary achievements in workplace safety
and health by abating all identified hazards and developing an
Employers accepted into SHARP may receive an exemption
from programmed inspections (not complaint or accident investigation inspections) for a period of one year. For more information
14concerning consultation assistance, see the OSHA website at
www.osha.gov.Voluntary Protection Programs (VPP)
Voluntary Protection Programs and onsite consultation services,
worker protection to help meet the goals of the OSH Act. The three
levels of VPP are Star, Merit, and Demonstration designed to
recognize outstanding achievements by companies that have successfully incorporated comprehensive safety and health programs
into their total management system. The VPPs motivate others to
achieve excellent safety and health results in the same outstanding
way as they establish a cooperative relationship between employers, employees and OSHA.
For additional information on VPP and how to apply, contact the
OSHA regional offices listed at the end of this publication.Strategic Partnership Program
OSHA’s Strategic Partnership Program, the newest member of
OSHA’s cooperative programs, helps encourage, assist and
recognize the efforts of partners to eliminate serious workplace
hazards and achieve a high level of worker safety and health.
Whereas OSHA’s Consultation Program and VPP entail one-on-one
relationships between OSHA and individual worksites, most
strategic partnerships seek to have a broader impact by building
cooperative relationships with groups of employers and
employees. These partnerships are voluntary, cooperative relationships between OSHA, employers, employee representatives and
others (e.g., trade unions, trade and professional associations, universities and other government agencies).
contact your nearest OSHA office, or visit OSHA’s website at
www.osha.gov.Alliance Programs
The Alliance Program enables organizations committed to
workplace safety and health to collaborate with OSHA to prevent
injuries and illnesses in the workplace. OSHA and the Alliance participants work together to reach out to, educate and lead the
15nationâ&#x20AC;&#x2122;s employers and their employees in improving and advancing workplace safety and health.
Alliances are open to all groups, including trade or professional
organizations, businesses, labor organizations, educational institutions and government agencies. In some cases, organizations may
be building on existing relationships with OSHA that were developed through other cooperative programs.
the agreements do not include an enforcement component.
However, OSHA and the participating organizations must define,
implement and meet a set of short- and long-term goals that fall
into three categories: training and education; outreach and communication; and promoting the national dialogue on workplace safety
and health.OSHA Training and Education
OSHA area offices offer a variety of information services, such as
compliance assistance, technical advice, publications, audiovisual
aids and speakers for special engagements. OSHAâ&#x20AC;&#x2122;s Training
Institute in Arlington Heights, Ill., provides basic and advanced
courses in safety and health for federal and state compliance
officers, state consultants, federal agency personnel, and private
sector employers, employees and their representatives.
Institute Education Centers to address the increased demand for its
courses from the private sector and from other federal agencies.
These centers are nonprofit colleges, universities and other organizations that have been selected after a competition for participation
where OSHA believes there is a lack of workplace training. Grants
are awarded annually. Grant recipients are expected to contribute
20 percent of the total grant cost.
For more information on grants, training and education, contact
the OSHA Training Institute, Office of Training and Education, 2020
South Arlington Heights Road, Arlington Heights, IL 60005, (847)16297-4810 or see “Outreach” on OSHA’s website at www.osha.gov.
For further information on any OSHA program, contact your nearest
OSHA area or regional office listed at the end of this publication.Information Available Electronically
website at www.osha.gov. These include e-Tools such as Expert
Advisors, Electronic Compliance Assistance Tools (e-cats), Technical
Links; regulations, directives and publications; videos and other
information for employers and employees. OSHA’s software
programs and compliance assistance tools walk you through
challenging safety and health issues and common problems to find
the best solutions for your workplace.
OSHA’s CD-ROM includes standards, interpretations, directives
and more, and can be purchased on CD-ROM from the U.S.
Government Printing Office. To order, write to the Superintendent
of Documents, P.O. Box 371954, Pittsburgh, PA 15250-7954 or phone
(202) 512-1800, or order online at http://bookstore.gpo.gov.OSHA Publications
OSHA has an extensive publications program. For a listing of
free or sales items, visit OSHA’s website at www.osha.gov or
contact the OSHA Publications Office, U.S. Department of Labor,
200 Constitution Avenue, NW, N-3101, Washington, DC 20210.
Telephone (202) 693-1888 or fax to (202) 693-2498.Contacting OSHA
To report an emergency, file a complaint or seek OSHA advice,
assistance or products, call (800) 321-OSHA or contact your nearest
OSHA regional or area office listed at the end of this publication.
You can also file a complaint online and obtain more information on OSHA federal and state programs by visiting OSHA’s
website at www.osha.gov.17OSHA Regional Offices
18Region VII
and health programs (Connecticut, New Jersey and New York plans cover
public employees only). States with approved programs must have a
standard that is identical to, or at least as effective as, the federal standard.
Note: To get contact information for OSHA Area Offices, OSHA-approved
State Plans and OSHA Consultation Projects, please visit us online at
www.osha.gov or call us at 1-800-321-OSHA.1920All pages:2456789101112131415161718192021InfoSaveLikeShareDownloadMorehttp://www.osha.gov/Publications/osha3138 Published on Dec 26, 2009 http://www.osha.gov/Publications/osha3138.pdfsafetywebFollowRead moreRead moreSimilar toPopular nowJust for youGo explore