Source: http://newsstore.theage.com.au/apps/previewDocument.ac?docID=GCA01421143AYA
Timestamp: 2015-09-04 21:03:24
Document Index: 87428299

Matched Legal Cases: ['art 1', 'art 2', 'art 3', 'art 1', 'art 1', 'art 2', 'art 1', 'art 1']

Announced by: AYA Announced on: 28/06/2013 19:18:17
Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public. Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12 Name of entity ATTILA RESOURCES LIMITED ABN 53 142 165 080 We (the entity) give ASX the following information. Part 1 - All issues You must complete the relevant sections (attach sheets if there is not enough space).
securities issued or to be issued Ordinary fully paid shares 2 Number of +
securities issued or to be issued (if known) or maximum number which may be issued 5,159,581 3 Principal terms of the +
convertible securities, the conversion price and dates for conversion) Ordinary fully paid shares Appendix 3B New issue announcement + See chapter 19 for defined terms. Appendix 3B Page 2 01/08/2012 4 Do the +
securities? If the additional securities do not rank equally, please state: �
the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment Yes 5 Issue price or consideration $0.50 per share for 500,000 shares $0.354195 per share for 4,640,831 shares $0.20 per share for 18,750 shares 6 Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets) Issue of 500,000 shares following conversion of one convertible note, as approved by shareholders at a meeting held 9 October 2012. Issue of 4,640,831 shares as payment of interest on convertible notes. Issue of 18,750 shares pursuant to exercise of listed options. 6a Is the entity an +
securities the subject of this Appendix 3B, and comply with section 6i Yes 6b The date the security holder resolution under rule 7.1A was passed N/A 6c Number of +
securities issued without security holder approval under rule 7.1 N/A Appendix 3B New issue announcement + See chapter 19 for defined terms. 01/08/2012 Appendix 3B Page 3 6d Number of +
securities issued with security holder approval under rule 7.1A N/A 6e Number of +
securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting) N/A 6f Number of securities issued under an exception in rule 7.2 N/A 6g If securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the issue date and both values. Include the source of the VWAP calculation. N/A 6h If securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements N/A 6i Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A � complete Annexure 1 and release to ASX Market Announcements 7.1 3,063,435 7.1A 5,136,177 7 Dates of entering +
securities into uncertificated holdings or despatch of certificates 25 June 2013 for 500,000 shares 28 June 2013 for 4,640,831 shares 28 June 2013 for 18,750 shares Number +
securities quoted on ASX (including the securities in section 2 if applicable) 56,002,606 10,263,226 Ordinary fully paid shares Options exercisable at $0.20 on or before 29.06.2014 Appendix 3B New issue announcement + See chapter 19 for defined terms. Appendix 3B Page 4 01/08/2012 Number +
securities not quoted on ASX (including the securities in section 2 if applicable) 1,500,000 1,000,000 1,500,000 4,000,000 26 250,000 5,500,000 1,500,000 1,000,000 Options exercisable at $0.20 each on or before 11 March 2014. Options exercisable at $0.20 each on or before 1 August 2014. Options exercisable at $0.29 each on or before 9 March 2015. Options exercisable at $0.50 each on or before 28 June 2015. Convertible notes with a face value of $500,000 each Options exercisable at $1.25 each on or before 9 November 2015. Options exercisable at $1.36 each on or before 30 November 2015. Options exercisable at $1.02 each on or before 28 March 2016. Options vesting on 28 March 2014 exercisable at $1.14 and expiring on 28 March 2016. 10 Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests) Nil Appendix 3B New issue announcement + See chapter 19 for defined terms. 01/08/2012 Appendix 3B Page 5 Part 2 - Bonus issue or pro rata issue 11 Is security holder approval required? N/A 12 Is the issue renounceable or non-
renounceable? N/A 13 Ratio in which the +
security holders who will not be sent new issue documents Note: Security holders must be told how their entitlements are to be dealt with. Cross reference: rule 7.7. N/A 19 Closing date for receipt of acceptances or renunciations N/A 20 Names of any underwriters N/A 21 Amount of any underwriting fee or commission N/A 22 Names of any brokers to the issue N/A 23 Fee or commission payable to the broker to the issue N/A Appendix 3B New issue announcement + See chapter 19 for defined terms. Appendix 3B Page 6 01/08/2012 24 Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of +
Despatch date N/A Appendix 3B New issue announcement + See chapter 19 for defined terms. 01/08/2012 Appendix 3B Page 7 Part 3 - Quotation of securities You need only complete this section if you are applying for quotation of securities 34 Type of securities (tick one) (a) X Securities described in Part 1 (b) All other securities Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities Entities that have ticked box 34(a) Additional securities forming a new class of securities Tick to indicate you are providing the information or documents
quotation is sought N/A 39 Class of +
securities for which quotation is sought N/A Appendix 3B New issue announcement + See chapter 19 for defined terms. Appendix 3B Page 8 01/08/2012 40 Do the +
the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment N/A 41 Reason for request for quotation now Example: In the case of restricted securities, end of restriction period (if issued upon conversion of another security, clearly identify that other security) N/A Number +
securities quoted on ASX (including the securities in clause 38) N/A N/A Quotation agreement 1 +
securities on any conditions it decides. 2 We warrant the following to ASX. �
The issue of the +
securities to be quoted complies with the law and is not for an illegal purpose. �
There is no reason why those +
quotation. Appendix 3B New issue announcement + See chapter 19 for defined terms. 01/08/2012 Appendix 3B Page 9 �
An offer of the +
securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act. Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty �
Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +
securities be quoted. �
If we are a trust, we warrant that no person has the right to return the +
securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete. Sign here: Date: 28 June 2013 (Company secretary) Print name: Oonagh Malone Appendix 3B New issue announcement + See chapter 19 for defined terms. Appendix 3B Page 10 01/08/2012 Appendix 3B � Annexure 1 Calculation of placement capacity under rule 7.1 and rule 7.1A for eligible entities Introduced 01/08/12 Amended 04/03/13 Part 1 Rule 7.1 � Issues exceeding 15% of capital Step 1: Calculate "A", the base figure from which the placement capacity is calculated Insert number of fully paid +
issue date or date of agreement to issue 27,000,001 Add the following: � Number of fully paid +
ordinary securities that became fully paid in that 12 month period Note: � Include only ordinary securities here � other classes of equity securities cannot be added � Include here (if applicable) the securities the subject of the Appendix 3B to which this form is annexed � It may be useful to set out issues of securities on different dates as separate line items 1,236,774 23,125,000 Nil Subtract the number of fully paid +
ordinary securities cancelled during that 12 month period Nil "A" 51,361,775 Appendix 3B New issue announcement + See chapter 19 for defined terms. 01/08/2012 Appendix 3B Page 11 Step 2: Calculate 15% of "A" "B" 0.15 [Note: this value cannot be changed] Multiply "A" by 0.15 7,704,266 Step 3: Calculate "C", the amount of placement capacity under rule 7.1 that has already been used Insert number of +
equity securities issued or agreed to be issued in that 12 month period not counting those issued: � Under an exception in rule 7.2 � Under rule 7.1A � With security holder approval under rule 7.1 or rule 7.4 Note: � This applies to equity securities, unless specifically excluded � not just ordinary securities � Include here (if applicable) the securities the subject of the Appendix 3B to which this form is annexed � It may be useful to set out issues of securities on different dates as separate line items 4,640,831 "C" 4,640,831 Step 4: Subtract "C" from ["A" x "B"] to calculate remaining placement capacity under rule 7.1 "A" x 0.15 Note: number must be same as shown in Step 2 7,704,266 Subtract "C" Note: number must be same as shown in Step 3 4,640,831 Total ["A" x 0.15] � "C" 3,063,435 [Note: this is the remaining placement capacity under rule 7.1] Appendix 3B New issue announcement + See chapter 19 for defined terms. Appendix 3B Page 12 01/08/2012 Part 2 Rule 7.1A � Additional placement capacity for eligible entities Step 1: Calculate "A", the base figure from which the placement capacity is calculated "A" Note: number must be same as shown in Step 1 of Part 1 51,361,775 Step 2: Calculate 10% of "A" "D" 0.10 Note: this value cannot be changed Multiply "A" by 0.10 5,136,177 Step 3: Calculate "E", the amount of placement capacity under rule 7.1A that has already been used Insert number of +
equity securities issued or agreed to be issued in that 12 month period under rule 7.1A Notes: � This applies to equity securities � not just ordinary securities � Include here � if applicable � the securities the subject of the Appendix 3B to which this form is annexed � Do not include equity securities issued under rule 7.1 (they must be dealt with in Part 1), or for which specific security holder approval has been obtained � It may be useful to set out issues of securities on different dates as separate line items Nil "E" Nil Appendix 3B New issue announcement + See chapter 19 for defined terms. 01/08/2012 Appendix 3B Page 13 Step 4: Subtract "E" from ["A" x "D"] to calculate remaining placement capacity under rule 7.1A "A" x 0.10 Note: number must be same as shown in Step 2 5,136,177 Subtract "E" Note: number must be same as shown in Step 3 Nil Total ["A" x 0.10] � "E" 5,136,177 Note: this is the remaining placement capacity under rule 7.1A Back to Search Results