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18 CFR 131.20 - Application for approval of transfer of license. | US Law | LII / Legal Information Institute
CFR › Title 18 › Chapter I › Subchapter D › Part 131 › Section 131.20 18 CFR 131.20 - Application for approval of transfer of license.
§ 131.20
Application for approval of transfer of license.
(See §§ 9.1 through 9.10 of this chapter.)
(This application and all accompanying documents shall be submitted in quadruplicate, together with one additional copy for each interested State commission)
application for approval of transfer of license
_________, licensee under the license for Project No. ___, issued by the Commission on _________ (Month, day, year) and
_________, (hereinafter referred to as the Transferee).
Hereby jointly and severally apply for the written approval by the Federal Energy Regulatory Commission of the transfer of the aforesaid license from the transferor to the transferee and request that the instrument of such approval by the Commission be made effective as of the date of conveyance of the project properties; and in support thereof show the Commission as follows:
The said transferee is:
4 A citizen of the United States, whereof proof is submitted herewith as Exhibit A, which is hereby incorporated herein and made a part hereof;
4 In par. 4 include only the subparagraph which is applicable.
4 An association of citizens under articles of association, a certified copy of which as now in effect is attached hereto as exhibit A and hereby incorporated herein and made a part hereof;
4 A municipality organized under the following statutes: _________, proof of such organization being submitted herewith as Exhibits A-1, A-2, etc., which is [are] hereby incorporated herein and made a part hereof;
5 A _________ (e.g., private, nonprofit, etc.) corporation, organized under the laws of the State of _________, and domesticated in the States of _________, _________; certified copies of its charter or certificate or incorporation, articles of incorporation, corporate by-laws, and certificates of authority to do business, with all amendments of each to date, being submitted herewith as exhibits A-1, A-2, etc., said exhibits being hereby incorporated herein and made a part hereof;
5 This form for application contemplates the filing of the application and Commission action thereon prior to any conveyance of the project properties. If the Commission acts favorably upon the application, it will issue to the applicants an order approving the transfer of the license. Applicants may then consummate the conveyance of the project properties and transferee shall submit to the Commission certified copies of the instruments of such conveyance (see par. 6 of this form). The transferor shall at the same time make payment of annual charges to the date of the conveyance (see par. 6 of this form). The transferor shall at the same time make payment of annual charges to the date of the conveyance (see par. 8 of this form). The transferee shall at the same time submit to the Commission final proofs showing its compliance with state laws. See par. 5 of this form. The transferor shall at the same time turn over to the transferee all license instruments and all maps, plans, specifications, contracts, reports of engineers, accounts, books, records, and all other papers and documents, relating to the original project and to all additions thereto and betterments thereof.
The transferee submits as [partial] evidence of its compliance with all applicable State laws as required by section 9(a)(2) of the Federal Power Act _________ submitted herewith as exhibits B-1, B-2, etc., and proposes to complete its showing of such compliance by submitting ______
to be submitted as exhibits B-3, B-4, etc., at the time it submits proof of the conveyance to it of the project properties as hereinafter provided for; 5
5 See footnote 5 on preceding page.
The transferee will submit certified copies of all instruments of conveyance whereby title to the project properties is conveyed to it, upon the completion of such conveyance, if and when the Commission shall have given its approval to the proposed transfer;
If and when the Commission shall have given its approval to the proposed transfer, and upon completion of conveyance of the project properties to the transferee, the transferor will deliver to the transferee and the transferee will accept and permanently retain all license instruments and all maps, plans, specifications, contracts, reports of engineers, accounts, books, records, and all other papers and documents relating to the original project and to all additions thereto and betterments thereof;
The transferor certifies that it has fully complied with the terms and conditions of its license, as amended, and that it has fully satisfied and discharged all of its liabilities and obligations thereunder to the date hereof, and obligates itself to pay all annual charges accrued under the license to the date of transfer;
Contingent upon the final written approval by the Commission of the transfer of the license, the transferee accepts all the terms and conditions of the said license [as amended] and the act, and agrees to be bound thereby to the same extent as though it were the original licensee thereunder;
The name, title, and post-office address of the person or persons to whom correspondence in regard to this application shall be addressed are as follows:
In witness whereof the transferor has caused its name to be hereunto signed by ____________ (Name), its ____________ (Title—chief executive officer), and its corporate seal to be hereunto affixed by ____________ (Name), its ____________ (Title—custodian of seal), thereunto duly authorized, this ________ day of ________, 19__; and the transferee has caused its name to be hereunto signed by _________ (Name), its _________ (Title—chief executive officer), and its corporate seal to be hereunto affixed by _________ (Name), its _________ (Title—custodian of seal), thereunto duly authorized this _______ day of ________, 19__. 6
6 If applicant is a natural citizen modify final paragraph.
(Exact name of transferor)
(Exact name of transferee)
7 To be separately executed by each of the persons signing the foregoing application.
County of ______, ss:
____________ being duly sworn deposes and says: That he is the
(Title of person signing the application) of the ____________ (Name of one of applicants), one of the applicants for approval of transfer of license; that he has read the foregoing application and knows the contents thereof; and that the same are true to the best of his knowledge and belief.
Subscribed and sworn to before me, a notary public of the State of _______ this _______ day of _______, 19__.
proof of citizenship 8
8 If the applicant is a natural person or an association of citizens, proof of citizenship is required. Such proof may be made by affidavit in the form indicated.
__________, __________ and __________, being duly sworn, each for himself, deposes and says that he is a citizen of the United States of America.
[Order 141, 12 FR 8588, Dec. 19, 1947, as amended by Order 175, 19 FR 5218, Aug. 18, 1954; Order 541, 57 FR 21734, May 22, 1992; Order 699, 72 FR 45325, Aug. 14, 2007]
§ 131.20 Application for approval of transfer of license.
(See §§ 9.1 through 9.10 of this chapter.) (This application and all accompanying documents shall be submitted in quadruplicate, together with one additional copy for each interested State commission) Before the Federal Energy Regulatory Commission application for approval of transfer of license (1)_________, licensee under the license for Project No. ___, issued by the Commission on _________ (Month, day, year) and (2) _________, (hereinafter referred to as the Transferee). (3) Hereby jointly and severally apply for the written approval by the Federal Energy Regulatory Commission of the transfer of the aforesaid license from the transferor to the transferee and request that the instrument of such approval by the Commission be made effective as of the date of conveyance of the project properties; and in support thereof show the Commission as follows: (4) The said transferee is: (a)
A citizen of the United States, whereof proof is submitted herewith as Exhibit A, which is hereby incorporated herein and made a part hereof; 4 In par. 4 include only the subparagraph which is applicable.
4 An association of citizens under articles of association, a certified copy of which as now in effect is attached hereto as exhibit A and hereby incorporated herein and made a part hereof; (c)
4 A municipality organized under the following statutes: _________, proof of such organization being submitted herewith as Exhibits A-1, A-2, etc., which is [are] hereby incorporated herein and made a part hereof; (d)
A _________ (e.g., private, nonprofit, etc.) corporation, organized under the laws of the State of _________, and domesticated in the States of _________, _________; certified copies of its charter or certificate or incorporation, articles of incorporation, corporate by-laws, and certificates of authority to do business, with all amendments of each to date, being submitted herewith as exhibits A-1, A-2, etc., said exhibits being hereby incorporated herein and made a part hereof; 5 This form for application contemplates the filing of the application and Commission action thereon prior to any conveyance of the project properties. If the Commission acts favorably upon the application, it will issue to the applicants an order approving the transfer of the license. Applicants may then consummate the conveyance of the project properties and transferee shall submit to the Commission certified copies of the instruments of such conveyance (see par. 6 of this form). The transferor shall at the same time make payment of annual charges to the date of the conveyance (see par. 6 of this form). The transferor shall at the same time make payment of annual charges to the date of the conveyance (see par. 8 of this form). The transferee shall at the same time submit to the Commission final proofs showing its compliance with state laws. See par. 5 of this form. The transferor shall at the same time turn over to the transferee all license instruments and all maps, plans, specifications, contracts, reports of engineers, accounts, books, records, and all other papers and documents, relating to the original project and to all additions thereto and betterments thereof.
(6) The transferee will submit certified copies of all instruments of conveyance whereby title to the project properties is conveyed to it, upon the completion of such conveyance, if and when the Commission shall have given its approval to the proposed transfer; (7) If and when the Commission shall have given its approval to the proposed transfer, and upon completion of conveyance of the project properties to the transferee, the transferor will deliver to the transferee and the transferee will accept and permanently retain all license instruments and all maps, plans, specifications, contracts, reports of engineers, accounts, books, records, and all other papers and documents relating to the original project and to all additions thereto and betterments thereof; (8) The transferor certifies that it has fully complied with the terms and conditions of its license, as amended, and that it has fully satisfied and discharged all of its liabilities and obligations thereunder to the date hereof, and obligates itself to pay all annual charges accrued under the license to the date of transfer; (9) Contingent upon the final written approval by the Commission of the transfer of the license, the transferee accepts all the terms and conditions of the said license [as amended] and the act, and agrees to be bound thereby to the same extent as though it were the original licensee thereunder; (10) The name, title, and post-office address of the person or persons to whom correspondence in regard to this application shall be addressed are as follows: In witness whereof the transferor has caused its name to be hereunto signed by ____________ (Name), its ____________ (Title - chief executive officer), and its corporate seal to be hereunto affixed by ____________ (Name), its ____________ (Title - custodian of seal), thereunto duly authorized, this ________ day of ________, 19__; and the transferee has caused its name to be hereunto signed by _________ (Name), its _________ (Title - chief executive officer), and its corporate seal to be hereunto affixed by _________ (Name), its _________ (Title - custodian of seal), thereunto duly authorized this _______ day of ________, 19__. 6
_______________ (Secretary) verification 7
Subscribed and sworn to before me, a notary public of the State of _______ this _______ day of _______, 19__. Exhibit A proof of citizenship 8
__________, __________ and __________, being duly sworn, each for himself, deposes and says that he is a citizen of the United States of America. Subscribed and sworn to before me, a notary public of the State of _______ this _______ day of _______, 19__. [Order 141, 12 FR 8588, Dec. 19, 1947, as amended by Order 175, 19 FR 5218, Aug. 18, 1954; Order 541, 57 FR 21734, May 22, 1992; Order 699, 72 FR 45325, Aug. 14, 2007] This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeU.S. Code: Title 16 - CONSERVATION§ 792 - Federal Power Commission; creation; number; appointment; term; qualifications; vacancies; quorum; chairman; salary; place of holding sessions§ 793 - Appointment of officers and employees of Commission; duties, and salaries; detail of officers and employees from other departments; expenditures authorized§ 793a - Repealed. Pub. L. 87–367, title I, § 103(5), Oct. 4, 1961, 75 Stat. 787§ 794, 795 - Omitted§ 796 - Definitions§ 797 - General powers of Commission§ 797a - Congressional authorization for permits, licenses, leases, or authorizations for dams, conduits, reservoirs, etc., within national parks or monuments§ 797b - Duty to keep Congress fully and currently informed§ 797c - Dams in National Park System units§ 797d - Third party contracting by FERC§ 798 - Purpose and scope of preliminary permits; transfer and cancellation§ 799 - License; duration, conditions, revocation, alteration, or surrender§ 800 - Issuance of preliminary permits or licenses§ 801 - Transfer of license; obligations of transferee§ 802 - Information to accompany application for license; landowner notification§ 803 - Conditions of license generally§ 804 - Project works affecting navigable waters; requirements insertable in license§ 805 - Participation by Government in costs of locks, etc.§ 806 - Time limit for construction of project works; extension of time; termination or revocation of licenses for delay§ 807 - Right of Government to take over project works§ 808 - New licenses and renewals§ 809 - Temporary use by Government of project works for national safety; compensation for use§ 810 - Disposition of charges arising from licenses§ 811 - Operation of navigation facilities; rules and regulations; penalties§ 812 - Public-service licensee; regulations by State or by commission as to service, rates, charges, etc.§ 813 - Power entering into interstate commerce; regulation of rates, charges, etc.§ 814 - Exercise by licensee of power of eminent domain§ 815 - Contract to furnish power extending beyond period of license; obligations of new licensee§ 816 - Preservation of rights vested prior to June 10, 1920§ 817 - Projects not affecting navigable waters; necessity for Federal license, permit or right-of-way; unauthorized activities§ 818 - Public lands included in project; reservation of lands from entry§ 819 - Repealed. Aug. 26, 1935, ch. 687, title II, § 212, 49 Stat. 847§ 820 - Proceedings for revocation of license or to prevent violations of license§ 821 - State laws and water rights unaffected§ 822 - Reservation of right to alter or repeal chapter§ 823 - Repeal of inconsistent laws§ 823a - Conduit hydroelectric facilities§ 823b - Enforcement§ 823c - Alaska State jurisdiction over small hydroelectric projects§ 823d - Alternative conditions and prescriptions§ 824 - Declaration of policy; application of subchapter§ 824a - Interconnection and coordination of facilities; emergencies; transmission to foreign countries§ 824a-1§ 824a-2§ 824a-3§ 824a-4§ 824b - Disposition of property; consolidations; purchase of securities§ 824c - Issuance of securities; assumption of liabilities§ 824d - Rates and charges; schedules; suspension of new rates; automatic adjustment clauses§ 824e - Power of Commission to fix rates and charges; determination of cost of production or transmission§ 824f - Ordering furnishing of adequate service§ 824g - Ascertainment of cost of property and depreciation§ 824h - References to State boards by Commission§ 824i - Interconnection authority§ 824j - Wheeling authority§ 824j-1§ 824k - Orders requiring interconnection or wheeling§ 824l - Information requirements§ 824m - Sales by exempt wholesale generators§ 824n - Repealed. Pub. L. 109–58, title XII, § 1232(e)(3), Aug. 8, 2005, 119 Stat. 957§ 824o - Electric reliability§ 824p - Siting of interstate electric transmission facilities§ 824q - Native load service obligation§ 824r - Protection of transmission contracts in the Pacific Northwest§ 824s - Transmission infrastructure investment§ 824t - Electricity market transparency rules§ 824u - Prohibition on filing false information§ 824v - Prohibition of energy market manipulation§ 824w - Joint boards on economic dispatch§ 825 - Accounts and records§ 825a - Rates of depreciation; notice to State authorities before fixing§ 825b - Requirements applicable to agencies of United States§ 825c - Periodic and special reports; obstructing filing reports or keeping accounts, etc.§ 825d - Officials dealing in securities§ 825e - Complaints§ 825f - Investigations by Commission§ 825g - Hearings; rules of procedure§ 825h - Administrative powers of Commission; rules, regulations, and orders§ 825i - Appointment of officers and employees; compensation§ 825j - Investigations relating to electric energy; reports to Congress§ 825k - Publication and sale of reports§ 825l - Review of orders§ 825m - Enforcement provisions§ 825n - Forfeiture for violations; recovery; applicability§ 825o - Penalties for violations; applicability of section§ 825o-1§ 825p - Jurisdiction of offenses; enforcement of liabilities and duties§ 825q - Repealed. Pub. L. 109–58, title XII, § 1277(a), Aug. 8, 2005, 119 Stat. 978§ 825q-1§ 825r - Separability§ 825s - Sale of electric power from reservoir projects; rate schedules; preference in sale; construction of transmission lines; disposition of moneys§ 825s-1§ 825s-2§ 825s-3§ 825s-4§ 825s-5§ 825s-6§ 825s-7§ 825t - Utilization of power revenues§ 825u - Interest rate on power bonds held by Administrator of General Services§ 828 - Facilitation of development and construction of water conservation facilities; exemption from certain Federal requirements§ 828a - Definitions§ 828b - Exemption from formula, books and records, and project cost statement requirements; annual charges§ 828c - Applicability of this subchapter§ 2601 - Findings§ 2602 - Definitions§ 2603 - Relationship to antitrust laws§ 2611 - Purposes§ 2612 - Coverage§ 2613 - Federal contracts§ 2621 - Consideration and determination respecting certain ratemaking standards§ 2622 - Obligations to consider and determine§ 2623 - Adoption of certain standards§ 2624 - Lifeline rates§ 2625 - Special rules for standards§ 2626 - Reports respecting standards§ 2627 - Relationship to State law§ 2631 - Intervention in proceedings§ 2632 - Consumer representation§ 2633 - Judicial review and enforcement§ 2634 - Prior and pending proceedings§ 2641 - Voluntary guidelines§ 2642 - Responsibilities of Secretary§ 2643 - Gathering information on costs of service§ 2644 - Relationship to other authority§ 2645 - Utility regulatory institute