Source: http://www.thefederalregister.com/d.p/2002-08-06-02-19783
Timestamp: 2014-09-03 06:57:24
Document Index: 375063583

Matched Legal Cases: ['art 7114', 'art 3944', 'art 6726', 'art 140', 'art 5250', 'art 1739', 'art 30206', 'art 514', 'art 9740', 'art 180']

New York Stock Exchange, Inc., Daily Rules, Proposed Rules, and Notices of the Federal Government
14 CFR Part 7114 CFR Part 3944 CFR Part 6726 CFR Part 140 CFR Part 5250 CFR Part 1739 CFR Part 30206 CFR Part 514 CFR Part 9740 CFR Part 180	Federal Register: August 6, 2002 (Volume 67, Number 151)
DOCID: FR Doc 02-19783
DOCUMENT ID: [Release No. 34-46282; File No. SR-NYSE-2001-33]
SUBJECT CATEGORY: Self-Regulatory Organizations; New York Stock Exchange; Order Granting Approval of a Proposed Rule Change Relating to Issuing Book- Entry Securities DOCUMENT SUMMARY: July 30, 2002. On April 24, 2001, the New York Stock Exchange (``NYSE'') filed with the Securities and Exchange Commission (``Commission'') and on April 16, 2002, and May 7, 2002, amended proposed rule change SRNYSE
200133 pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'').\1\ Notice of the proposal was published in the Federal Register on May 28, 2002.\2\ One comment letter in support of the proposed rule change was received.\3\ For the reasons discussed below, the Commission is granting approval of the proposed rule change. \1\ 15 U.S.C. 78s(b)(1).
\2\ Securities Exchange Act Release No. 45970, (May 21, 2000), 67 FR 102 (May 28, 2002).
\3\ Letter from C. Michael Viviano, Chairman, Securities Industry Association, Operations Committee; Chairman and Chief Executive Officer, Bank of New York Clearing Services L.L.C. (June 4, 2002).
Over the years the NYSE has accommodated the market's desire to immobilize or dematerialize securities by amending its rules to provide alternatives to issuing physical certificates. For example, in 1988 the NYSE amended S