Source: http://topics.law.cornell.edu/cfr/text/17/30
Timestamp: 2013-12-11 08:24:38
Document Index: 45608249

Matched Legal Cases: ['art 30', 'art 30', 'art 30', 'art 30', '§ 30', 'art 30', '§ 30', 'art 30', 'art 30', '§ 30', 'art 30', '§ 1', '§ 2', '§ 6', '§ 6', '§ 12', 'arts 1', 'arts 1', 'art 30', '§ 30', 'art 30', '§ 30', 'art 30', 'art 30', '§ 30', 'art 30']

17 CFR Part 30 - FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS | Title 17 - Commodity and Securities Exchanges | Code of Federal Regulations | LII / Legal Information Institute
CFR › Title 17 › Chapter I › Part 30	prev | next
17 CFR Part 30 - FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS
Appendix A to Part 30 - Interpretative Statement With Respect to the Commission's Exemptive Authority Under § 30.10 of Its Rules
Appendix B to Part 30 - Interpretative Statement With Respect to the Secured Amount Requirement Set Forth in § 30.7
Appendix C to Part 30 - Foreign Petitioners Granted Relief From the Application of Certain of the Part 30 Rules Pursuant to § 30.10
Appendix D to Part 30 - Commission Certification With Respect to Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index
7 U.S.C. 1a, 2, 6, 6c, and 12a, unless otherwise noted.
52 FR 28998, Aug. 5, 1987, unless otherwise noted.
Title 17 published on 2012-04-01no entries appear in the Federal Register after this date. This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeUSC : Title 7 - AGRICULTURE§ 1a - Definitions§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce§ 6 - Regulation of futures trading and foreign transactions§ 6c - Prohibited transactions§ 12a - Registration of commodity dealers and associated persons; regulation of registered entities
Title 17 published on 2012-04-01The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 30 after this date.2013-01-18; vol. 78 # 13 - Friday, January 18, 201378 FR 4093 - Extension of Comment Period for the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations
typeregulations.gov FR Doc.2013-00820 RIN3038-AD88 COMMODITY FUTURES TRADING COMMISSION Extension of comment period. The comment period for the Customer Protection Proposal is extended until February 15, 2013. 17 CFR Parts 1, 3, 22, 30 and 140 SummaryOn November 14, 2012, the Commodity Futures Trading Commission (“Commission”) published in the Federal Register a notice of proposed rulemaking (the “Customer Protection Proposal”) 1 to adopt new regulations and amend existing regulations to require enhanced customer protections, risk management programs, internal monitoring and controls, capital and liquidity standards, customer disclosures, and auditing and examination programs for futures commission merchants (“FCMs”). The Customer Protection Proposal also addressed certain related issues concerning derivatives clearing organizations (“DCOs”) and chief compliance officers (“CCOs”). In order to provide interested parties with an additional opportunity to comment on the Customer Protection Proposal, the Commission is extending the comment period for the Customer Protection Proposal. 1 See Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations, 77 FR 67866 (Nov. 14, 2012).
2012-11-14; vol. 77 # 220 - Wednesday, November 14, 201277 FR 67866 - Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations
typeregulations.gov FR Doc.2012-26435 RIN3038-AD88 COMMODITY FUTURES TRADING COMMISSION Notice of proposed rulemaking. Comments must be received on or before January 14, 2013. 17 CFR Parts 1, 3, 22, 30, and 140 SummaryThe Commodity Futures Trading Commission (“Commission” or “CFTC”) is proposing to adopt new regulations and amend existing regulations to require enhanced customer protections, risk management programs, internal monitoring and controls, capital and liquidity standards, customer disclosures, and auditing and examination programs for futures commission merchants (“FCMs”). The proposal also addresses certain related issues concerning derivatives clearing organizations (“DCOs”) and chief compliance officers (“CCOs”). The proposed rules will afford greater assurances to market participants that: customer segregated funds and secured amounts are protected; customers are provided with appropriate notice of the risks of futures trading and of the FCMs with which they may choose to do business; FCMs are monitoring and managing risks in a robust manner; the capital and liquidity of FCMs are strengthened to safeguard their continued operations; and the auditing and examination programs of the Commission and the self-regulatory organizations (“SROs”) are monitoring the activities of FCMs in a prudent and thorough manner.
Appendix A to Part 30 - Interpretative Statement With Respect to the Commission's Exemptive Authority Under § 30.10 of Its RulesAppendix B to Part 30 - Interpretative Statement With Respect to the Secured Amount Requirement Set Forth in § 30.7Appendix C to Part 30 - Foreign Petitioners Granted Relief From the Application of Certain of the Part 30 Rules Pursuant to § 30.10Appendix D to Part 30 - Commission Certification With Respect to Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index CFR Toolbox