Source: http://www.science.gov/topicpages/0-9/2012-04-01+false+futures.html
Timestamp: 2016-10-26 02:16:03
Document Index: 24328018

Matched Legal Cases: ['§ 170', '§ 41', '§ 41', '§ 242', '§ 31', '§ 291', '§ 41', '§ 41', '§ 1', '§ 260', '§ 41', '§ 22', '§ 261', '§ 22', '§ 404', '§ 21', '§ 240', '§ 1', '§ 240', '§ 111', '§ 173', '§ 41', '§ 41', '§ 149', '§ 151', '§ 17', 'art 91', '§ 165', '§ 8', '§ 10', '§ 171', '§ 12', '§ 10', '§ 1', '§ 140', '§ 16', '§ 20', '§ 33', '§ 33', '§ 45', '§ 45', '§ 48', '§ 165', '§ 18', '§ 45', '§ 49', '§ 140', '§ 140', '§ 20', '§ 12', '§ 10', '§ 42', '§ 30', '§ 3', '§ 145', '§ 146', '§ 49', '§ 15', '§ 22', '§ 22', '§ 22', '§ 22', '§ 22', '§ 22', '§ 22', '§ 22', '§ 10', '§ 149', '§ 145', 'art 145', '§ 14', '§ 30', '§ 30', '§ 140', '§ 140', '§ 40', '§ 39', '§ 1', '§ 1', '§ 151', '§ 151', '§ 5', '§ 234']

2012-04-01 false futures: Topics by Science.gov
Sample records for 2012-04-01 false futures
17 CFR 170.15 - Futures commission merchants.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Futures commission merchants. 170.15 Section 170.15 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGISTERED FUTURES ASSOCIATIONS Membership in a Registered Futures Association § 170.15 Futures...
17 CFR 41.41 - Security futures products accounts.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Security futures products accounts. 41.41 Section 41.41 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Customer Accounts and Margin Requirements § 41.41 Security futures...
26 CFR 25.2503-3 - Future interests in property.
... 26 Internal Revenue 14 2012-04-01 2012-04-01 false Future interests in property. 25.2503-3 Section... Future interests in property. (a) No part of the value of a gift of a future interest may be excluded in...)). “Future interest” is a legal term, and includes reversions, remainders, and other interests or...
17 CFR 41.23 - Listing of security futures products for trading.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Listing of security futures products for trading. 41.23 Section 41.23 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Requirements and Standards for Listing Security Futures Products § 41.23 Listing of security futures...
24 CFR 242.64 - Current and future property.
... 24 Housing and Urban Development 2 2012-04-01 2012-04-01 false Current and future property. 242.64 Section 242.64 Housing and Urban Development Regulations Relating to Housing and Urban Development... § 242.64 Current and future property. All current or future property (including personalty) of...
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Registered futures association membership. 31.27 Section 31.27 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION LEVERAGE TRANSACTIONS § 31.27 Registered futures association membership. Each person registered or...
24 CFR 291.200 - Future REO acquisition method.
... 24 Housing and Urban Development 2 2012-04-01 2012-04-01 false Future REO acquisition method. 291... Sales Procedures § 291.200 Future REO acquisition method. (a) Under this method of property disposition...), which shall provide for the right and obligation of the transferor(s) to acquire a future quantity...
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Indexes underlying futures contracts trading for fewer than 30 days. 41.12 Section 41.12 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Narrow-Based Security Indexes § 41.12 Indexes underlying futures contracts trading for...
17 CFR 41.24 - Rule amendments to security futures products.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Rule amendments to security futures products. 41.24 Section 41.24 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Requirements and Standards for Listing Security Futures Products § 41.24 Rule amendments to security...
17 CFR 1.30 - Loans by futures commission merchants; treatment of proceeds.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Loans by futures commission merchants; treatment of proceeds. 1.30 Section 1.30 Commodity and Securities Exchanges COMMODITY FUTURES... Property § 1.30 Loans by futures commission merchants; treatment of proceeds. Nothing in these...
17 CFR 260.7a-25 - Words relating to the future.
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Words relating to the future... § 260.7a-25 Words relating to the future. Unless the context clearly shows otherwise, whenever words relate to the future, they have reference solely to present intention....
17 CFR 41.13 - Futures contracts on security indexes trading on or subject to the rules of a foreign board of...
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Futures contracts on security indexes trading on or subject to the rules of a foreign board of trade. 41.13 Section 41.13 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Narrow-Based Security Indexes § 41.13 Futures contracts...
17 CFR 22.14 - Futures commission merchant failure to meet a customer margin call in full.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Futures commission merchant failure to meet a customer margin call in full. 22.14 Section 22.14 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION CLEARED SWAPS (Eff. 4-9-2012) § 22.14 Futures commission...
17 CFR 1.23 - Interest of futures commission merchant in segregated funds; additions and withdrawals.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Interest of futures commission merchant in segregated funds; additions and withdrawals. 1.23 Section 1.23 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Customers' Money, Securities, and Property §...
20 CFR 261.10 - Increase in future benefits where time period for reopening has expired.
... 20 Employees' Benefits 1 2012-04-01 2012-04-01 false Increase in future benefits where time period for reopening has expired. 261.10 Section 261.10 Employees' Benefits RAILROAD RETIREMENT BOARD REGULATIONS UNDER THE RAILROAD RETIREMENT ACT ADMINISTRATIVE FINALITY § 261.10 Increase in future...
17 CFR 22.6 - Futures Commission Merchants and derivatives clearing organizations: Naming of Cleared Swaps...
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Futures Commission Merchants and derivatives clearing organizations: Naming of Cleared Swaps Customer Accounts. 22.6 Section 22.6 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION CLEARED SWAPS (Eff. 4-9-2012) §...
17 CFR 22.4 - Futures Commission Merchants and derivatives clearing organizations: Permitted Depositories.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Futures Commission Merchants and derivatives clearing organizations: Permitted Depositories. 22.4 Section 22.4 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION CLEARED SWAPS (Eff. 4-9-2012) § 22.4...
20 CFR 404.996 - Increase in future benefits where time period for reopening expires.
... 20 Employees' Benefits 2 2012-04-01 2012-04-01 false Increase in future benefits where time period for reopening expires. 404.996 Section 404.996 Employees' Benefits SOCIAL SECURITY ADMINISTRATION... § 404.996 Increase in future benefits where time period for reopening expires. If, after the time...
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Special calls for information on controlled accounts from futures commission merchants, clearing members and introducing brokers. 21.01 Section 21.01 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SPECIAL CALLS § 21.01 Special calls for information...
17 CFR 240.6h-1 - Settlement and regulatory halt requirements for security futures products.
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Settlement and regulatory halt... § 240.6h-1 Settlement and regulatory halt requirements for security futures products. (a) For the... exchange or national securities association that lists the security. (3) Regulatory halt means a...
17 CFR 1.14 - Risk assessment recordkeeping requirements for futures commission merchants.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Risk assessment recordkeeping... Related Reporting Requirements § 1.14 Risk assessment recordkeeping requirements for futures commission... Material Affiliated Person, pursuant to § 240.17h-1T of this title, or such other risk...
17 CFR 21.02 - Special calls for information on open contracts in accounts carried or introduced by futures...
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Special calls for information on open contracts in accounts carried or introduced by futures commission merchants, clearing members, members of reporting markets, introducing brokers, and foreign brokers. 21.02 Section 21.02 Commodity and Securities Exchanges COMMODITY...
17 CFR 1.55 - Distribution of “Risk Disclosure Statement” by futures commission merchants and introducing brokers.
..., see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Distribution of âRisk Disclosure Statementâ by futures commission merchants and introducing brokers. 1.55 Section 1.55...
24 CFR 1000.532 - What are the adjustments HUD makes to a recipient's future year's grant amount under section 405...
... 24 Housing and Urban Development 4 2012-04-01 2012-04-01 false What are the adjustments HUD makes to a recipient's future year's grant amount under section 405 of NAHASDA? 1000.532 Section 1000.532 Housing and Urban Development REGULATIONS RELATING TO HOUSING AND URBAN DEVELOPMENT (CONTINUED) OFFICE...
False Choices: Why School Vouchers Threaten Our Children's Future.
Lowe, Robert, Ed.; Miner, Barbara, Ed.
A voucher system of schooling would destroy the few democratic gains made in public education in recent years, worsen inequalities that already permeate education, and block opportunities for meaningful reform. Articles included in this special issue are: (1) an introduction, "Why We Are Publishing False Choices" ("Rethinking Schools" Editorial…
... 25 Indians 1 2012-04-01 2011-04-01 true Future payments. 111.5 Section 111.5 Indians BUREAU OF... § 111.5 Future payments. Indians who have received or applied for their pro rata shares of an interest... act of May 18, 1916 (39 Stat. 128), will not be permitted to participate in future payments made...
25 CFR 173.4 - Permits subject to existing and future rights-of-way.
... 25 Indians 1 2012-04-01 2011-04-01 true Permits subject to existing and future rights-of-way. 173.4 Section 173.4 Indians BUREAU OF INDIAN AFFAIRS, DEPARTMENT OF THE INTERIOR LAND AND WATER... § 173.4 Permits subject to existing and future rights-of-way. Use by the permittee of any...
Facultative methanotrophy: false leads, true results, and suggestions for future research.
Semrau, Jeremy D; DiSpirito, Alan A; Vuilleumier, Stéphane
Methanotrophs are a group of phylogenetically diverse microorganisms characterized by their ability to utilize methane as their sole source of carbon and energy. Early studies suggested that growth on methane could be stimulated with the addition of some small organic acids, but initial efforts to find facultative methanotrophs, i.e., methanotrophs able to utilize compounds with carbon-carbon bonds as sole growth substrates were inconclusive. Recently, however, facultative methanotrophs in the genera Methylocella, Methylocapsa, and Methylocystis have been reported that can grow on acetate, as well as on larger organic acids or ethanol for some species. All identified facultative methanotrophs group within the Alphaproteobacteria and utilize the serine cycle for carbon assimilation from formaldehyde. It is possible that facultative methanotrophs are able to convert acetate into intermediates of the serine cycle (e.g. malate and glyoxylate), because a variety of acetate assimilation pathways convert acetate into these compounds (e.g. the glyoxylate shunt of the tricarboxylic acid cycle, the ethylmalonyl-CoA pathway, the citramalate cycle, and the methylaspartate cycle). In this review, we summarize the history of facultative methanotrophy, describe scenarios for the basis of facultative methanotrophy, and pose several topics for future research in this area. PMID:21599728
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Exempt Provisions. 41.34 Section 41.34 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Notice-Designated Contract Markets in Security Futures Products § 41.34 Exempt Provisions. Any board of trade notice-designated as a...
17 CFR 41.33 - Applications for exemptive orders.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Applications for exemptive orders. 41.33 Section 41.33 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Notice-Designated Contract Markets in Security Futures Products § 41.33 Applications for exemptive orders. (a) Any board...
17 CFR 149.160 - Communications.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Communications. 149.160 Section 149.160 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION § 149.160 Communications....
17 CFR 151.12 - Delegation of authority to the Director of the Division of Market Oversight.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Delegation of authority to the Director of the Division of Market Oversight. 151.12 Section 151.12 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION POSITION LIMITS FOR FUTURES AND SWAPS § 151.12 Delegation of authority to the Director of the Division...
17 CFR 17.01 - Special account designation and identification.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Special account designation and identification. 17.01 Section 17.01 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS § 17.01 Special account designation...
24 CFR 291.90 - Sales methods.
... 24 Housing and Urban Development 2 2012-04-01 2012-04-01 false Sales methods. 291.90 Section 291....90 Sales methods. HUD will prescribe the terms and conditions for all methods of sale. HUD may, in... following methods of sale: (a) Future REO acquisition method. The Future Real Estate-Owned (REO)...
17 CFR 41.14 - Transition period for indexes that cease being narrow-based security indexes.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Transition period for indexes that cease being narrow-based security indexes. 41.14 Section 41.14 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Narrow-Based Security Indexes §...
24 CFR 4001.120 - Appreciation sharing or upfront payment.
... 24 Housing and Urban Development 5 2012-04-01 2012-04-01 false Appreciation sharing or upfront payment. 4001.120 Section 4001.120 Housing and Urban Development Regulations Relating to Housing and Urban... percent interest in the future appreciation in the appraised value of such property under paragraph (c)...
24 CFR 570.301 - Activity locations and float-funding.
... to be received in a future program year (in accordance with 24 CFR 91.220(g)(1)(ii)(D)). (4) The... submission requirements referred to in this section are those in 24 CFR part 91. (a) For activities for which... 24 Housing and Urban Development 3 2012-04-01 2012-04-01 false Activity locations and...
24 CFR 570.911 - Reduction, withdrawal, or adjustment of a grant or other appropriate action.
... recaptured or deducted from future grants. (d) Urban Development Action Grants. Consistent with the... 24 Housing and Urban Development 3 2012-04-01 2012-04-01 false Reduction, withdrawal, or adjustment of a grant or other appropriate action. 570.911 Section 570.911 Housing and Urban...
... 24 Housing and Urban Development 1 2012-04-01 2012-04-01 false Responsibilities. 51.102 Section 51.102 Housing and Urban Development Office of the Secretary, Department of Housing and Urban Development... standards contained herein so that future site choices will be consistent with these standards....
17 CFR 165.11 - Awards based upon related actions.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Awards based upon related actions. 165.11 Section 165.11 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION WHISTLEBLOWER RULES § 165.11 Awards based upon related actions. Provided that a whistleblower or whistleblowers comply with the requirements in...
17 CFR 8.07 - Investigation reports.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Investigation reports. 8.07 Section 8.07 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS Disciplinary Procedure § 8.07...
17 CFR 10.4 - Business address; hours.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Business address; hours. 10.4 Section 10.4 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES OF PRACTICE General Provisions § 10.4 Business address; hours. The Office of Proceedings is located at Three...
17 CFR 171.3 - Business address; hours.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Business address; hours. 171.3 Section 171.3 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES RELATING TO... MEMBER RESPONSIBILITY ACTIONS General Provisions § 171.3 Business address; hours. The principal office...
17 CFR 12.3 - Business address; hours.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Business address; hours. 12.3 Section 12.3 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES RELATING TO REPARATIONS General Information and Preliminary Consideration of Pleadings § 12.3 Business address; hours....
17 CFR 10.114 - Acceleration of establishment of restitution procedure.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Acceleration of establishment of restitution procedure. 10.114 Section 10.114 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES OF PRACTICE Restitution Orders § 10.114 Acceleration of establishment...
17 CFR 19.03-19.10 - [Reserved
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false 19.03-19.10 Section 19.03-19.10 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REPORTS BY PERSONS HOLDING BONA FIDE HEDGE POSITIONS PURSUANT TO Â§ 1.3(z) OF THIS CHAPTER AND BY MERCHANTS AND DEALERS IN...
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Delegation of authority to the Director of the Division of Trading and Markets. 140.91 Section 140.91 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION Functions § 140.91 Delegation of authority...
17 CFR 16.06 - Errors or omissions.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Errors or omissions. 16.06 Section 16.06 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REPORTS BY REPORTING MARKETS § 16.06 Errors or omissions. Unless otherwise approved by the Commission or its designee, reporting markets shall file corrections...
17 CFR 20.8 - Delegation of authority to the Director of the Division of Market Oversight.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Delegation of authority to the Director of the Division of Market Oversight. 20.8 Section 20.8 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION LARGE TRADER REPORTING FOR PHYSICAL COMMODITY SWAPS § 20.8 Delegation of authority to the Director of...
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Application for designation as a contract market for the trading of commodity options. 33.5 Section 33.5 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF DOMESTIC EXCHANGE-TRADED COMMODITY OPTION TRANSACTIONS § 33.5 Application for...
17 CFR 16.03-16.05 - [Reserved
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false 16.03-16.05 Section 16.03-16.05 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REPORTS BY REPORTING MARKETS §§...
17 CFR 1.62 - Contract market requirement for floor broker and floor trader registration.
... for future delivery or commodity option on or subject to the rules of that contract market. (2) Each... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Contract market requirement....62 Contract market requirement for floor broker and floor trader registration. (a)(1) Each...
17 CFR 33.6 - Suspension or revocation of designation as a contract market for the trading of commodity options.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Suspension or revocation of designation as a contract market for the trading of commodity options. 33.6 Section 33.6 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF DOMESTIC EXCHANGE-TRADED COMMODITY OPTION TRANSACTIONS § 33.6 Suspension...
17 CFR 45.4 - Swap data reporting: continuation data.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Swap data reporting: continuation data. 45.4 Section 45.4 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS § 45.4 Swap data reporting: continuation...
17 CFR 45.3 - Swap data reporting: creation data.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Swap data reporting: creation data. 45.3 Section 45.3 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS § 45.3 Swap data reporting: creation data....
17 CFR 48.2 - Definitions.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Definitions. 48.2 Section 48.2 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGISTRATION OF FOREIGN BOARDS OF TRADE § 48.2 Definitions. For purposes of this part: (a) Foreign board of trade. Foreign board of trade means any board of trade, exchange...
17 CFR 165.15 - Delegations of authority.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Delegations of authority. 165.15 Section 165.15 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION WHISTLEBLOWER RULES § 165.15 Delegations of authority. (a) Delegation of authority to the Executive Director. The Commission hereby delegates, until such...
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Maintenance of books and... REPORTS BY TRADERS § 18.05 Maintenance of books and records. (a) Every trader who holds or controls a reportable futures or option position shall keep books and records showing all details concerning...
17 CFR 45.1 - Definitions.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Definitions. 45.1 Section 45.1 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS § 45.1 Definitions. As used in this part: Asset class means the broad category of goods, services or commodities,...
17 CFR 49.2 - Definitions.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Definitions. 49.2 Section 49.2 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SWAP DATA REPOSITORIES § 49.2 Definitions. (a) As used in this part: (1) Affiliate. The term “affiliate” means a person that directly, or indirectly, controls, is controlled...
17 CFR 148.12 - Net worth exhibit.
... to the Presiding Officer in a sealed envelope labeled “Confidential Financial Information... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Net worth exhibit. 148.12 Section 148.12 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION IMPLEMENTATION...
17 CFR 39.3 - Procedures for registration.
... on the derivatives clearing organization's financial resources, governance, and operations, and its... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Procedures for registration. 39.3 Section 39.3 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION...
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Requests for exemptive, no-action and interpretative letters. 140.99 Section 140.99 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION Functions § 140.99 Requests for exemptive, no-action...
17 CFR 140.74 - Delegation of authority to issue special calls for Series 03 Reports and Form 40.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Delegation of authority to issue special calls for Series 03 Reports and Form 40. 140.74 Section 140.74 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION Functions § 140.74 Delegation of authority...
17 CFR 20.5 - Series S filings.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Series S filings. 20.5 Section 20.5 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION LARGE TRADER REPORTING FOR PHYSICAL COMMODITY SWAPS § 20.5 Series S filings. (a) 102S filing. (1) When a counterparty consolidated account first becomes reportable,...
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Revised privacy notices. 160.8 Section 160.8 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT Privacy and Opt Out Notices §...
17 CFR 12.8 - Separation of functions.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Separation of functions. 12.8 Section 12.8 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES RELATING TO REPARATIONS General Information and Preliminary Consideration of Pleadings § 12.8 Separation of functions....
17 CFR 10.9 - Separation of functions.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Separation of functions. 10.9 Section 10.9 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES OF PRACTICE General Provisions § 10.9 Separation of functions. (a) An Administrative Law Judge will not be...
17 CFR 42.1 - [Reserved
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false 42.1 Section 42.1 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION ANTI-MONEY LAUNDERING, TERRORIST FINANCING General Provisions § 42.1...
17 CFR 30.11 - Applicability of state law.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Applicability of state law. 30... FUTURES AND FOREIGN OPTIONS TRANSACTIONS § 30.11 Applicability of state law. Pursuant to section 12(e)(2) of the Act, the provisions of any state law, including any rule or regulation thereunder, may...
17 CFR 3.51 - Withdrawal of application for registration.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Withdrawal of application for registration. 3.51 Section 3.51 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGISTRATION Denial, Suspension or Revocation of Registration § 3.51 Withdrawal of application for...
17 CFR 145.2 - Records available for public inspection and copying; documents published and indexed.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Records available for public inspection and copying; documents published and indexed. 145.2 Section 145.2 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION COMMISSION RECORDS AND INFORMATION § 145.2 Records...
17 CFR 43.2 - Definitions.
... registered swap execution facility's or designated contract market's trading system or platform and is... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Definitions. 43.2 Section 43.2 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REAL-TIME PUBLIC REPORTING §...
17 CFR 146.7 - Content of systems of records.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Content of systems of records. 146.7 Section 146.7 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RECORDS MAINTAINED ON INDIVIDUALS § 146.7 Content of systems of records. (a) The Commission will maintain in...
17 CFR 49.15 - Real-time public reporting of swap data.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Real-time public reporting of swap data. 49.15 Section 49.15 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SWAP DATA REPOSITORIES § 49.15 Real-time public reporting of swap data. (a) Scope. The provisions...
17 CFR 15.06 - Delegations.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Delegations. 15.06 Section 15.06 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REPORTS-GENERAL PROVISIONS § 15.06 Delegations. (a) The Commission hereby delegates, until the Commission orders otherwise, the authority to approve data processing media,...
17 CFR 22.7 - Permitted depositories: Treatment of Cleared Swaps Customer Collateral.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Permitted depositories: Treatment of Cleared Swaps Customer Collateral. 22.7 Section 22.7 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION CLEARED SWAPS (Eff. 4-9-2012) § 22.7 Permitted depositories:...
17 CFR 22.10 - Application of other regulatory provisions.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Application of other regulatory provisions. 22.10 Section 22.10 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION CLEARED SWAPS (Eff. 4-9-2012) § 22.10 Application of other regulatory provisions. Sections 1.27,...
17 CFR 22.11 - Information to be provided regarding customers and their Cleared Swaps.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Information to be provided regarding customers and their Cleared Swaps. 22.11 Section 22.11 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION CLEARED SWAPS (Eff. 4-9-2012) § 22.11 Information to be...
17 CFR 22.13 - Additions to Cleared Swaps Customer Collateral.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Additions to Cleared Swaps Customer Collateral. 22.13 Section 22.13 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION CLEARED SWAPS (Eff. 4-9-2012) § 22.13 Additions to Cleared Swaps Customer Collateral. (a)(1)...
17 CFR 22.15 - Treatment of Cleared Swaps Customer Collateral on an individual basis.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Treatment of Cleared Swaps Customer Collateral on an individual basis. 22.15 Section 22.15 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION CLEARED SWAPS (Eff. 4-9-2012) § 22.15 Treatment of Cleared...
17 CFR 22.12 - Information to be maintained regarding Cleared Swaps Customer Collateral.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Information to be maintained regarding Cleared Swaps Customer Collateral. 22.12 Section 22.12 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION CLEARED SWAPS (Eff. 4-9-2012) § 22.12 Information to be...
17 CFR 22.9 - Denomination of Cleared Swaps Customer Collateral and location of depositories.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Denomination of Cleared Swaps Customer Collateral and location of depositories. 22.9 Section 22.9 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION CLEARED SWAPS (Eff. 4-9-2012) § 22.9 Denomination of Cleared...
17 CFR 22.8 - Situs of Cleared Swaps Customer Accounts.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Situs of Cleared Swaps Customer Accounts. 22.8 Section 22.8 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION CLEARED SWAPS (Eff. 4-9-2012) § 22.8 Situs of Cleared Swaps Customer Accounts. The situs of...
17 CFR 10.111 - Recommendation of procedure for implementing restitution.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Recommendation of procedure for implementing restitution. 10.111 Section 10.111 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES OF PRACTICE Restitution Orders § 10.111 Recommendation of procedure...
17 CFR 149.111 - Notice.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Notice. 149.111 Section 149.111 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION ENFORCEMENT OF... COMMISSION § 149.111 Notice. The agency shall make available to employees, applicants,...
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Definitions. 145.0 Section 145.0 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION COMMISSION RECORDS AND INFORMATION § 145.0 Definitions. For the purposes of part 145 the following definitions are...
17 CFR 14.5 - Criminal conviction.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Criminal conviction. 14.5 Section 14.5 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE § 14.5 Criminal conviction. Any person who...
17 CFR 30.12 - Direct foreign order transmittal.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Direct foreign order... FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS § 30.12 Direct foreign order transmittal. (a) Authorized... orders directly with the foreign broker. The disclosure statement must read as follows: Direct...
17 CFR 1.29 - Increment or interest resulting from investment of customer funds.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Increment or interest resulting from investment of customer funds. 1.29 Section 1.29 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Customers'...
20 CFR 30.505 - What procedures will OWCP follow before it pays any compensation?
... 20 Employees' Benefits 1 2012-04-01 2012-04-01 false What procedures will OWCP follow before it... § 30.505 What procedures will OWCP follow before it pays any compensation? (a) In cases involving the... payable in the future. In those cases where it has not yet paid EEOICPA benefits, OWCP will reduce...
17 CFR 140.24 - Control and accountability procedures.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Control and accountability procedures. 140.24 Section 140.24 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION Functions § 140.24 Control and accountability procedures. Persons entrusted...
17 CFR 140.21 - Definitions.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Definitions. 140.21 Section 140.21 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION Functions § 140.21 Definitions. (a) Classified information. Information or material that is: (1) Owned by,...
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Review of event contracts... COMMODITY FUTURES TRADING COMMISSION PROVISIONS COMMON TO REGISTERED ENTITIES § 40.11 Review of event...) (c) 90-day review and approval of certain event contracts. The Commission may determine, based upon...
17 CFR 12.105 - Submission of proof only in documentary or tangible form.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Submission of proof only in documentary or tangible form. 12.105 Section 12.105 Commodity and Securities Exchanges COMMODITY FUTURES....105 Submission of proof only in documentary or tangible form. Proof in support of the complaint and...
17 CFR 39.15 - Treatment of funds.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Treatment of funds. 39.15 Section 39.15 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION DERIVATIVES CLEARING ORGANIZATIONS Compliance with Core Principles § 39.15 Treatment of funds. (a) Required standards and...
17 CFR 23.451 - Political contributions by certain swap dealers.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Political contributions by certain swap dealers. 23.451 Section 23.451 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SWAP DEALERS AND MAJOR SWAP PARTICIPANTS Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing...
17 CFR 1.33 - Monthly and confirmation statements.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Monthly and confirmation statements. 1.33 Section 1.33 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Recordkeeping § 1.33 Monthly and confirmation statements....
17 CFR 1.38 - Execution of transactions.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Execution of transactions. 1.38 Section 1.38 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Recordkeeping § 1.38 Execution of transactions. (a)...
17 CFR 151.8 - Foreign boards of trade.
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Foreign boards of trade. 151.8... FUTURES AND SWAPS § 151.8 Foreign boards of trade. The aggregate position limits in § 151.4 shall apply to... board of trade, provided that: (a) Such Referenced Contracts settle against any price (including...
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Aggregate retail forex assets... FOREIGN CURRENCY TRANSACTIONS § 5.8 Aggregate retail forex assets. (a) Each retail foreign exchange dealer and futures commission merchant offering or engaging in retail forex transactions shall calculate...
20 CFR 234.47 - Election of the RLS by a widow(er) or parent.
... 20 Employees' Benefits 1 2012-04-01 2012-04-01 false Election of the RLS by a widow(er) or parent... RETIREMENT ACT LUMP-SUM PAYMENTS Residual Lump-Sum Payment § 234.47 Election of the RLS by a widow(er) or parent. (a) An RLS cannot be paid if it appears that there are immediate or future monthly...