Source: http://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title7-section9&num=0&edition=prelim
Timestamp: 2017-11-24 13:16:19
Document Index: 631837146

Matched Legal Cases: ['§ 9', '§6', '§6', '§8', '§32', '§127', '§7', '§1', '§16', '§202', '§103', '§204', '§408', '§13', '§219', '§103', '§6', '§209', '§301', '§402', '§1', '§123', '§13103', '§4', '§13103', '§741', '§753', '§13103', '§402', '§103', '§103', '§753']

[USC02] 7 USC 9: Prohibition regarding manipulation and false information
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7 USC 9: Prohibition regarding manipulation and false information Text contains those laws in effect on November 23, 2017
(Sept. 21, 1922, ch. 369, §6(c), formerly §6(b), 42 Stat. 1002 ; June 15, 1936, ch. 545, §8, 49 Stat. 1498 ; June 25, 1948, ch. 646, §32(a), 62 Stat. 991 ; May 24, 1949, ch. 139, §127, 63 Stat. 107 ; June 16, 1955, ch. 151, 69 Stat. 160 ; Pub. L. 85–791, §7(b), Aug. 28, 1958, 72 Stat. 944 ; Pub. L. 86–507, §1(2), June 11, 1960, 74 Stat. 200 ; Pub. L. 90–258, §16, Feb. 19, 1968, 82 Stat. 30 ; Pub. L. 91–452, title II, §202, Oct. 15, 1970, 84 Stat. 928 ; Pub. L. 93–463, title I, §103(a), (b), (d), (e), title II, §§204(b), 205(b), 212(a)(1), (2), title IV, §408, Oct. 23, 1974, 88 Stat. 1392 , 1397, 1400, 1403, 1414; Pub. L. 95–405, §13(3), Sept. 30, 1978, 92 Stat. 871 ; Pub. L. 97–444, title II, §219, Jan. 11, 1983, 96 Stat. 2308 ; Pub. L. 99–641, title I, §103, Nov. 10, 1986, 100 Stat. 3557 ; renumbered §6(c) and amended Pub. L. 102–546, title II, §§209(a)(1), 212(b), 223, title III, §301, title IV, §402(1)(C), (6), (7), (9)(B), Oct. 28, 1992, 106 Stat. 3606 , 3609, 3617, 3622, 3624, 3625; Pub. L. 106–554, §1(a)(5) [title I, §123(a)(12)(C)], Dec. 21, 2000, 114 Stat. 2763 , 2763A-409; Pub. L. 110–234, title XIII, §13103(a), May 22, 2008, 122 Stat. 1433 ; Pub. L. 110–246, §4(a), title XIII, §13103(a), June 18, 2008, 122 Stat. 1664 , 2195; Pub. L. 111–203, title VII, §§741(b)(3), 753(a), July 21, 2010, 124 Stat. 1731 , 1750.)
This section, referred to in par. (7), means section 6 of act Sept. 21, 1922, ch. 369, 42 Stat. 1001 . For classification of section 6 to the Code, see Codification note below.
2010-Pub. L. 111–203, §753(a), amended section generally. Prior to amendment, section related to exclusion of persons from privilege of "registered entities", procedure for exclusion, review by court of appeals, and enforcement powers of Commission.
2008-Pub. L. 110–246, §13103(a), in cl. (3) of third sentence inserted "(A)" after "assess such person" and added subcl. (B).
2000-Pub. L. 106–554 substituted "registered entity" for "contract market" wherever appearing, "registered entities" for "contract markets" wherever appearing, and "privileges" for "trading privileges" in two places.
1992-Pub. L. 102–546, §402(9)(B), which directed amendment of first sentence by striking "the Secretary of Agriculture or", could not be executed because of amendment by Pub. L. 93–463, §103(a). See 1974 Amendment note below.
1983-Pub. L. 97–444 struck out "as futures commission merchant or any person associated therewith as described in section 6k of this title, commodity trading advisor, commodity pool operator, or as floor broker hereunder" after "such person, if registered" and also after "such person is registered" and inserted ", or in the case of an order denying registration, the circuit in which the petitioner's principal place of business listed on petitioner's application for registration is located," after "court of appeals of the circuit in which the petitioner is doing business".
1974-Pub. L. 93–463, §§103(e), 204(b), 205(b), 212(a)(1), (2), 408, substituted "it" for "he", inserted "or any person associated therewith as described in section 6k of this title," after "futures commission merchant" wherever appearing, inserted "commodity trading advisor, commodity pool operator" before "or as floor broker" wherever appearing, inserted provision for the assessment of civil penalties of not more than $100,000 for each violation, set a limit of fifteen days after the issuance of an order within which period the person against whom the order was issued must file with the court of appeals his petition that the order be set aside, and substituted "an Administrative Law Judge" and "Administrative Law Judge" for "a referee" and "referee", respectively.
1968-Pub. L. 90–258 amended first sentence generally, providing for denial of trading privileges to persons other than contract markets and suspension or revocation of registration of futures commission merchants and floor brokers, who are manipulating or have attempted to manipulate prices, for willful, material, misstatements in, or omissions from, reports or registration statements, and for violations of orders of Secretary of Agriculture or commission, and authorizing the Secretary to prohibit such persons from trading on or subject to rules of any contract market.
1958-Pub. L. 85–791 substituted "transmitted by the clerk of the court to the Secretary of Agriculture and thereupon the Secretary of Agriculture shall file in the court the record theretofore made, as provided in section 2112 of Title 28" for "served upon the Secretary of Agriculture by delivering such copy to him and thereupon the Secretary of Agriculture shall forthwith certify and file in the court a transcript of the record theretofore made, including evidence received" in seventh sentence, and substituted "petition" for "transcript" in eighth sentence.
1936-Act June 15, 1936, among other changes, amended section by inserting provisions relating to the service of complaints and penalties for violations of this chapter.
Pub. L. 111–203, title VII, §753(d), July 21, 2010, 124 Stat. 1754 , provided that: