Source: https://eur-lex.europa.eu/legal-content/EN/TXT/HTML/?uri=CELEX:52019XC0626(01)&rid=17
Timestamp: 2019-08-18 19:39:47
Document Index: 308132591

Matched Legal Cases: ['§ 3', '§ 2', '§ 50', '§ 74', '§ 90', '§ 73', '§ 2', '§ 50', '§ 74', '§ 90', '§ 89', '§ 73', '§ 116', '§ 50', '§ 74', '§ 90', '§ 116', '§ 86', '§ 50', '§ 74', '§ 90', '§ 116', '§ 5', '§ 50', '§ 74', '§ 90', '§ 116', '§ 116', '§ 5', '§ 2', '§ 2', '§ 50', '§ 58', '§ 50', '§ 58', '§ 84', '§ 2', '§ 2', '§ 53', '§ 153', '§ 212', '§ 89', '§ 50', '§ 58', '§ 102', '§ 12', '§ 118', '§ 119', '§ 116', '§ 116', '§ 13', '§ 13', '§ 13', '§ 13']

C_2019215EN.01000301.xml
C 215/3
(2019/C 215/03)
The resolution decision as regards HETA is linked to the reorganisation of the Hypo Alpe Adria Bank.
Extract from the mandate decision of the Austrian Financial Market Authority (FMA) of 10 April 2016 on preparing for the application of a resolution tool.
Since the conditions for resolution exist in respect of HETA ASSET RESOLUTION AG, Alpen-Adria-Platz 1, 9020 Klagenfurt, Austria, Austrian Trade Register registration No 108415 (‘HETA’), the Austrian Financial Market Authority (FMA) in its capacity as resolution authority pursuant to § 3(1) of the Austrian Federal Act on the Recovery and Resolution of Banks (BaSAG), as published in the Austrian Federal Law Gazette I No 98/2014, as amended, has ordered the following measures:
HETA’s Common Equity Tier 1 items within the meaning of § 2(68) BaSAG shall be set to zero pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(1) in conjunction with § 73(2)(1) BaSAG. This concerns the following Common Equity Tier 1 items:
The share capital indicated as equity in the Issued capital column as at 1.3.2015 in HETA’s interim financial report. As at 1.3.2015, this amounts to EUR 2 419 097 046,21 and is divided into 989 231 060 bearer shares with no par value.
The participation capital in HETA indicated as equity in the Issued capital column as at 1.3.2015 in HETA’s interim financial report. As at 1.3.2015, this amounts to EUR 1 075 111 072,56. This comprises EUR 800 000 000 and 18 000 participation certificates at EUR 15 283,94848 each, subscribed in full by the Republic of Austria.
The nominal value of HETA’s Tier 2 instruments within the meaning of § 2(73) BaSAG, including the interest accrued until 28.2.2015, shall be set to zero pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(3) in conjunction with § 89(3)(2) in conjunction with § 73(2)(3) BaSAG. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:
ISIN/Contract No ID
1.3.2015 Nominal value in currency
1.3.2015 Commercial Code/Banking Act book value in EUR
1.3.2015 Accrued interest in EUR
AT0000355326
FRN HYPO ALPE-A. KAP.FLR03-15
AT0000355359
HYPO ALPE-A.ERG.ANL.05/17
5.25% HYPO ALPE-A. MTN 03/15
SSD_35
SSD_ERG_EUR_5,69%_2003-2017
SSD_31
The nominal value of HETA’s subordinated liabilities not recorded in section I.2 above, including the interest accrued until 28.2.2015, shall be set to zero pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(4) BaSAG. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following subordinated liabilities:
Identifier Contract No
SSD_117-2/133
SSD_NR_EUR_4,49%_2006-2016
709 297,58
SSD_117-1
SSD_NR_EUR_4,49%_2006-2017
354 648,79
SSD_121 [A]
SSD_NR_EUR_4,5%_2006-2017
517 808,39
SSD_121 [B]
155 342,31
SSD_121 [C]
1 035 616,26
SSD_121 [D]
362 465,56
SSD_121 [E]
SSD_120
SSD_NR_EUR_4,28%_2006-2017
243 713,69
SSD_144
SSD_NR_EUR_6mEuribor+0,3%_2007-2017
71 178,63
SSD_33
SSD_NR_EUR_4,35%_2003-2017
147 417,35
SSD_53
58 967,35
SSD_104
SSD_NR_EUR_4,45%_2006-2017
387 699,22
SSD_70
SSD_NR_EUR_3,7%_2005-2017
537 260,98
SSD_72
SSD_NR_EUR_3,79%_2005-2017
60 966,44
SSD_71
121 932,87
SSD_112
SSD_NR_EUR_4,495%_2006-2017
216 217,70
SSD_73
SSD_NR_EUR_3,80%_2005-2017
301 648,72
SSD_74
SSD_148
SSD_NR_EUR_4,56%_2006-2017
175 839,79
SSD_149
35 167,23
SSD_75
117 225,92
SSD_113
SSD_NR_EUR_4,51%_2006-2017
346 220,05
SSD_56
SSD_NR_EUR_4,08%_2005-2017
628 095,84
SSD_66
SSD_NR_EUR_3mEuribor+0,25%_2005-2017
1 619 341,93
SSD_57
314 048,82
SSD_58
SSD_105
SSD_NR_EUR_3mEuribor+0,25%_2006-2017
53 354,68
SSD_143
SSD_NR_EUR_4,60%_2006-2017
482 192,55
SSD_141
SSD_142
895 501,63
SSD_79
SSD_NR_EUR_3,618%_2005-2017
321 730,45
SSD_80
SSD_NR_EUR_3,63%_2005-2017
268 460,83
SSD_81
SSD_NR_EUR_3,614%_2005-2017
1 066 970,98
SSD_34
SSD_NR_EUR_4,97%_2003-2017
362 446,10
SSD_30
SSD_145
SSD_NR_EUR_4,517%_2007-2017
262 986,65
SSD_146
1 314 931,71
SSD_NR_EUR_5%_2003-2018
231 249,09
SSD_26
138 750,68
SSD_27
92 500,45
XS0274117117
4.35% HYPO ALPE-A.NR.ANL.06/16
8 812 951,03
FRN HAAB VAR.ANL 07-17
1 270 938,23
XS0170866775
FRN HYPO-ALPE-A. NR.ANL.03/17
453 323,59
QOXDB9964079
FRN HYPO ALPE ANL.NACH. 04/17
138 353,42
FRN KTN NACHR.ANL. 04/17 VAR.
83 627,99
4 875 % HYPO ALPE-A.ANL.04/17
1 085 987,16
FRN VAR.HYPO ALP.NTS 02-17/P
140 464,12
5.73% HYPO ALPE-A.NR NTS 01-21
5.92% HYPO ALPE-A.NR.NTS 02-22
2.375% HAAB GUARNT.NTS 12-22
5 075 342,46
AT0000327101
7.5% KTN. OBL 94-24
27.5.2024
4 360 370,05
248 904,46
AT0000355334
5.03% HYPO ALPE A. ANL. 04/17
553 492,93
5.27% HYPO ALPE-A. ANL 03-28/P
7.4.2028
0% KTN. NR OBL. 99-29
14.5.2029
13 884 212,65
12 397,47
FRN HYPO ALPE ANL.00-30/VAR.
16 140,76
FRN HYPO ALPE-ADR.NTS 02/32VA
1 893 134 582,70
34 915 532,45
The nominal value or outstanding balance of HETA’s remaining eligible liabilities pursuant to § 86 BaSAG, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the nominal value as at 1.3.2015 or of the outstanding balance including interest accrued until 28.2.2015, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following eligible liabilities:
FRN HYPO ALPE-A.07-15 VAR.
188 825,00
FRN HYPO ALPE-ADR.VA.AN.07/15
142 791,66
FRN HYPO ALPE-ADRIA ANL.05/15
FRN HYPO ALPE-ADRIA ANL.07/15
188 040 616,77
81 126,99
HYPO ALPE-A.INT.ANL.05/15
1 690 060,41
FRN HYPO ALPE-ADR.VA.AN.05/15
FRN HYPO ALPE-ADR.ANL.05/15
49 138,11
4.25% HY.ALP.ADRIA ANL. 03/15
752 604,17
2.75% HAAB INTL. ANL.07/15
564 121 850,32
8 575 435,62
FRN HYPO ALPE-ADRIA ANL.05/16
XS0268565586
1.905% HYPO ALPE-ADRIA ANL.06/16
37 299 515,11
300 012,45
4.25% HAAB ANL. 06/16
17 611 301,37
3.42% HYPO ALPE-ADRIA NTS 05/16
FRN HYPO ALPE-A.FLR ANL. 05/17
FRN HYPO ALPE-A.FLR ANL.05/17
3.9% HYPO ALPE-AD 05/17
4.375% HYPO ALPE-ADRIA ANL.07/17
8 630 136,99
FRN HYPO ALPE-A.FLR MTN 04/17
FRN HYPO ALPE-A ANL.04/17
FRN HYPO ALPE AD.BK.NTS0417VA
AT0000A00EZ4
3.72% HYPO ALPE-ADRIA ANL.06/17
715 066,68
4.07% HYPO AL.A.ANL.05/17
192 349,31
FRN HAAB INTL FRN 07-17/239
195 911,11
XS0293592613
FRN HAAB INTL FRN 07-17/240
137 137,77
FRN HYPO ALPE-A.FLR-MTN 02/17
21 511,11
HYPO ALPE-A. MTN 02/17FLR
24 891,67
FRN HYPO ALPE ANL. 04/17
HYPO ALPE-A.FLR-MTN02/17
251 575,00
5.8% HYPO ALP-A.NTS 02/17
1 023 055,56
4.4% HY.ALP.ADRIA ANL. 03/17
763 888,90
FRN HY.ALPE ADRIA ANL.03-17VA
5.68% HYPO ALPE-A. ANL 02/17
372 355,56
FRN HYPO ALPE-A.FLR ANL 05/17
FRN HYPO.ALPE-AD.BK.ANL.0317V
2 943,75
FRN HYPO ALPE-A.MTN 04/17
FRN HYPO ALPE-A. FLR-MTN02/17
FRN HYPO ALPE-A. MTN 03/17
FRN HYPO ALPE-ADR.ANL.06/17
FRN HYPO ALPE A. ANL.04-17VAR
XS0200438223
4.54% HYPO ALPE-A. ANL. 04/17
398 027,40
XS0232318831
FRN HYPO ALPE-ADR.ANL.05/17
1 467 123,29
XS0232319300
FRN HYPO ALPE-ADRIA ANL.05/17
XS0232727411
XS0232727684
FRN HYPO ALPE-A.FLR-MTN 05/17
FRN HYPO-ALPE-A. ANL.03-18VAR
7 969,44
FRN HYPO ALPE-A. ANL.03/18
52 163,89
4.625% HYPO ALPE-A. ANL.03/18
2 286 805,55
FRN HYPO ALPE-A.VAR.ANL.03/18
107 786,67
FRN HY.ALP.-A.ANL.03-18/VAR.
36 525,69
4.7% HYPO ALPE-A.ANL.03-18/P
1 073 819,45
FRN HYPO ALPE-A.MTN 03/18
49 423,89
0% HYPO ALPE-AD.NULLK.03/18
36 367 778,59
4 953,89
FRN HYPO ALPE-A.FLR-MTN 03/18
65 216,67
AT0000345483
5.04% HYPO-ALPE-A.ANL.03-23/1PP
15.2.2023
HYPO ALPE-A. MTN 03/23VAR
2 252 517,37
XS0165060012
FRN HYPO ALPE-A.ANL.03/33
8.4.2033
3 729 951,51
82 452,64
XS0164569187
FRN HYPO ALPE-A. VAR.ANL.0343
12.3.2043
36 927,78
FRN HYPO ALPE-A.MTN 03/43
9.4.2043
XS0166280346
FRN HYPO ALPE-A. MTN 03/43FLR
26.9.2043
87 966,67
XS0397542746
FRN HYPO ALPE-ADRIA ANL.08-49
20.1.2049
282 060 925,16
18 608,19
7 209 620 637,46
55 221 637,22
Borrower’s note loans:
Contract No ID
SSD_138
SSD_EUR_4,28%_2007-2015
1 067 068,50
SSD_140
SSD_EUR 6m Euribor_2007-2015
36 702,50
SSD_135/4
SSD_EUR_4,25%_2007-2015
643 321,92
SSD_135/1
385 993,16
SSD_135/2
360 260,28
SSD_135/3
283 061,65
SSD_135/5
900 650,69
SSD_139/6
SSD_EUR_4,20%_2007-15
833 095,89
SSD_139/2
83 309,59
SSD_139/3
20 827,40
SSD_139/4
62 482,20
SSD_139/5
SSD_139/1
SSD_134/1
SSD_EUR_4,41%_2007-2015
343 013,43
SSD_134/2
464 076,99
SSD_134/3
201 772,60
SSD_67
SSD_EUR_3,91%_2005-2015
175 682,19
SSD_91
SSD_EUR_3,545%_2003-2015
88 382,19
SSD_95
SSD_EUR_3,7%_2006-2016
47 136,99
SSD_99
27 369,86
SSD_97
41 054,80
SSD_98
6 842,47
SSD_96
SSD_102
SSD_EUR_3,725%_2006-2016
21 431,51
SSD_60
SSD_EUR_3,97%_2005-2016
3 263,01
SSD_61
SSD_103
SSD_EUR_3,83%_2006-2016
187 302,74
SSD_63
SSD_EUR_4,015%_2005-2016
SSD_107
SSD_EUR_4,27%_2006-2016
143 308,22
SSD_109
SSD_EUR_4,39%_2006-2016
271 819,18
SSD_111
SSD_EUR_4,31%_2016
514 838,36
SSD_101
SSD_EUR_3,74%_2006-2016
302 786,31
SSD_62
SSD_EUR_4,02%_2005-2016
481 849,32
SSD_82
SSD_EUR-CMS-Spread_2005-2016_AO
1 132 109,59
SSD_86
SSD_3,50%_2005-2016
191 301,37
SSD_87
SSD_EUR_6MEuribor+3,10%_2005-2016_AO
456 561,12
SSD_110/1
SSD_EUR_4,40% _2006-2016
141 041,10
SSD_110/2
271 232,88
SSD_114/1
SSD_EUR_4,00%_2006-2016
197 260,27
SSD_114/3
SSD_114/2
98 630,14
SSD_110/4
21 698,63
SSD_110/3
108 493,15
SSD_114/4
SSD_100
SSD_EUR_3,75%_2006-2016
78 082,19
SSD_59
SSD_EUR_3,785%_2005-2016
77 773,98
SSD_69
SSD_EUR_3,76%_2005-2016
31 934,25
SSD_118/3
SSD_EUR_4,254%_2006_2017
16 433,26
SSD_118/1
54 777,53
SSD_116/1
SSD_EUR_4,34%_2006_2017
279 424,66
SSD_116/2
27 942,47
SSD_118/2
SSD_EUR_4,254%_2006-2017
93 121,81
SSD_118/4
SSD_122/1
SSD_EUR_4%_2006-2017
36 164,39
SSD_122/2
24 109,59
SSD_123/3
SSD_EUR_4,05%_2006-2017
SSD_123/5
19 972,61
SSD_123/1
SSD_123/4
SSD_123/2
SSD_119
SSD_EUR_4,16%_06-17
SSD_45
SSD_EUR_4,605%_2004-2017
451 545,84
SSD_115
SSD_EUR_4,10 _2006-2017
1 586 082,19
SSD_84
SSD_EUR_6mEuribor+3,7%_2005_2017_AO
507 897,22
SSD_92
SSD_EUR_6,72%_2005-2017_AO
727 100,96
SSD_93
SSD_EUR 6,72%_2003-2017_AO
SSD_94
969 467,95
SSD_83
SSD_EUR_CMS-Spread_2005-2017_AO
306 112,50
SSD_124
SSD_EUR_4,10%_2006-2017
292 054,80
SSD_127
SSD_EUR_4,3% 07-17
718 630,14
SSD_126
SSD_125
1 437 260,27
SSD_131
SSD_EUR_4,275% 07-17
285 780,82
SSD_132
SSD_129/3
SSD_EUR_4,32% 07-17
288 789,04
SSD_129/1
577 578,09
SSD_130/1
SSD_EUR_4,28% 07-17
286 115,07
SSD_130/2
572 230,14
SSD_128
4 311 780,82
SSD_129/2
SSD_EUR_4,32%_2007-2017
SSD_90
SSD_EUR_6,74%_2005-2017_AO
942 156,17
SSD_89
SSD_EUR_CMS-Spread 2005-2017_AO
SSD_108
SSD_EUR_4,44%_2006-2017
142 323,29
SSD_23/1
SSD_EUR_4,705%_2004-2017
593 352,78
SSD_23/2
SSD_22
SSD_EUR_4,725%_2004-2017
SSD_24
SSD_EUR_4,69%_2004-2017
SSD_21/54
SSD_EUR_4,735%_2004-2017
SSD_39
SSD_40
SSD_EUR_4,68%_2004-2017
SSD_41
SSD_46
SSD_44
SSD_EUR_4,70%_2004-2017
151 705,56
SSD_9
SSD_EUR_5,125%_2003-2018
146 027,40
73 512,33
SSD_49
SSD_11
SSD_EUR_4,7%_2003-2018
654 083,34
SSD_14
SSD_19
SSD_18
218 027,78
SSD_12
SSD_EUR_4,67%_2003-2018
390 463,89
SSD_EUR_4,67%_03-18
39 046,39
SSD_16
156 185,56
SSD_17
195 231,95
SSD_20
1 171 391,67
SSD_5
780 927,78
SSD_28
SSD_29
SSD_32
585 695,84
SSD_36
SSD_147
SSD_EUR_4,039163%_2005-2022_ZERO
2 549 724,37
33 470,95
SSD_EUR_4,835%_2003-2023
14.3.2023
1 165 698,63
SSD_52
SSD_4
SSD_EUR_5,58%_2003-2023
507 550,69
SSD_78
SSD_EUR_4%_2005-2025
15.8.2025
SSD_77
217 777,78
SSD_76
1 827 049 724,37
42 699 278,93
Mortgage bonds issued by the Pfandbriefstelle:
HETA’s liabilities in respect of Pfandbriefbank (Österreich) AG, the Pfandbriefstelle (mortgage bonds division) of the Austrian Landes-Hypothekenbanken, the member institutes of the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken and their guarantors arising from or in connection with the following bonds issued by the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken:
XS0215066720
FRN PFSTELLE JPY-ANL. 05/15
7 459 903,02
39 590,32
XS0221472698
FRN PFST. MTN 05/15
XS0221101792
8 271,08
XS0226436490
FRN PFST.MED.T.NTS.05/15 VAR.
CH0020769045
2.5% PFST.MTN 2005/2015
47 010 154,19
199 140,22
XS0241945079
FRN PFST.MED.T.NTS.06/16 VAR.
12 395,83
CH0022975624
2.125% PFBSTELLE ANL. 05/16
70 515 231,29
474 508,75
XS0221826174
FRN PFST.MTN 2005/2017 VAR.
3 582,64
CH0016253640
2.875% 2,875% PFST MTN 03/17
103 422 339,23
1 817 073,03
FRN PFST. FLR MTN 05/17
49 477,78
XS0207820647
4.2% PFST. ANL. 04/17
269 260,28
XS0143697679
FRN PFST. FLR-HRDC NTS.02/27
4.3.2027
11 189 854,53
164 531,09
SSD_65
SSD_EUR_2005-2017
280 145,83
SSD_68
SSD_JPY_1,525 _2005-2017
22 379 709,06
288 928,17
SSD_55
SSD_EUR_3,765%_2005-2017
176 745,84
1 238 167 045,85
4 001 110,86
Identifier GL account
1.004.705.129
Withholding tax liabilities in respect of Klagenfurt Tax Office
1.004.706.001
Income tax liabilities in respect of Klagenfurt Tax Office
661 662,76
1.004.706.109
Income tax liabilities in respect of HETA Asset Resolution Germany GmbH
224 109,63
1.004.706.222
Income tax liabilities in respect of HETA Asset Resolution Magyaorszag Zrt
5 539,48
1.004.707.016
Social security liabilities in respect of Klagenfurt and Vienna regional sickness insurance funds
856 261,02
1.004.707.059
Employer transport tax to the Vienna municipal authorities
1.004.710.009
Municipal tax liabilities in respect of Klagenfurt and Vienna municipal authorities
78 493,37
1.004.711.013
Capital gains tax liabilities in respect of Klagenfurt Tax Office
1.004.717.194
EU withholding tax liabilities in respect of the Republic of Slovenia and Klagenfurt Tax Office
1.004.717.321
EU withholding tax liabilities in respect of the Republic of Croatia and Klagenfurt Tax Office
1.004.959.023
Social security liabilities for posted employees - HETA Asset Resolution Italia s.r.l
1.005.514.025
Tax apportionment liabilities in respect of Hypo Alpe Adria-Immobilien GmbH
27 308,27
Tax apportionment liabilities in respect of Ananke Handels- und Beteiligungs-GmbH
161 306,88
VAT liabilities in respect of Klagenfurt Tax Office
474 689,63
2 493 429,54
Account number of HETA AG
756 776,19
1 150 739,52
1.801.910
9 536,64
2.010.895
2.864.975
1 694 555,42
2.865.521
2 002,94
2.873.940
24 669,99
2 418,47
7.255.071
4 825,46
7.437.820
13 651,31
9.211.560
9.212.647
13 438,77
9.332.880
12 726 052,00
9.617.906
120 519,41
9.623.639
9.626.727
352 215,32
9.626.735
296 319,35
9.627.170
4 384,26
9.627.375
3 692 776,18
9.627.421
9.627.774
146 926,82
9.632.913
1 544 542,22
455.595.991
12 630,23
1.009.740.267
1.009.740.283
1.009.740.348
1.009.741.000
1.009.741.190
1.009.741.662
1.009.741.999
1.009.742.014
1.009.742.057
1005501004.4
39 886,72
22 615 768,13
Guarantee fees, administrative fees and processing fees:
HETA’s financial obligations arising from or in connection with the guarantee agreement of 28 December 2010, including addenda, concluded between the Republic of Austria as guarantor and (what is now) HETA as beneficiary in respect of the liability of the Republic of Austria for HETA’s claims against debtors up to a maximum of EUR 200 million:
Guarantee fees, administrative fees and processing fees
1.005.501.004.2
Liabilities under point II.2.6.1
1 948 918,94
HETA’s financial obligations arising from or in connection with the guarantee agreement of 7 December 2012 concluded between the Republic of Austria as guarantor and (what is now) HETA as beneficiary in respect of Subordinated Government Guaranteed Bond 2012-2022 (ISIN XS0863484035):
1.009.799.008
Liabilities under point II.2.6.2
4 108 571,47
HETA’s financial obligations to the Province of Carinthia arising from or in connection with the deficiency guarantee provided by the Province of Carinthia and contained in § 5(2) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-Gesetz – K-LHG):
1.005.831.004
Liabilities under point II.2.6.3
17 160 696,88
1.005.501.004.3
Interest accrued in respect of liabilities under point II.2.6.3
5 657 550,76
22 818 247,64
HETA’s financial obligations arising from or in connection with processing fees:
1.005.504.003
Processing fees from WBF-Ktn.1.Tr.1954, WBF-Ktn.1.Tr.1968, WBF-Ktn.1.Tr.1984
184 854,05
1.005.504.011
Processing fees from WBF-Ktn. 2. Tr. 1968, WBF-Ktn. 2. Tr. 1984, WBF-Ktn. 2. Tr. 1991
306 566,09
1.005.504.992
Processing fees from WBF-OÖ 2.Tr.01/07, WBF-OÖ 2.Tr.05/11, WBF-OÖ 2.Tr.06/12
521 961,95
1 013 382,09
Other eligible liabilities:
HETA’s financial obligations from other eligible liabilities:
10/6/3973623
1 406 879,93
1 514 247,78
11/6/3973623
12/6/3973623
14/6/3973623
7/6/3973623
8/6/3973623
71011/7/3973623
87 216 000,00
82 000 752,16
71005/7/3973623
470 101 541,90
71012/7/3973623
71017/7/3973623
188 040 616,76
Charges for 71008/7/3973623, 14/6/3973623, 71016/7/3973623 and liabilities arising from claims to interest in conjunction with AT0000327382, AT0000327671, AT0000345202, AT0000355326, AT0000355369, SSD_31, SSD_35, XS0202259122, XS0202259123
15 958 017,14
Accrued interest for 86/3973623, 76/3973623, 146/3973623, 126/3973623, 116/3973623, 106/3973623
31 422 211,07
(1 514 247,78 )
Accrued interest for 71011/7/3973623, 71005/7/3973623, 71012/7/3973623, 71017/7/3973623, XS0397542746
166 782 648,47
156 809 560,43
(5,88 )
Liabilities 113.410-8 and from guarantees for 113.412-4, 113.673-9, 112.384-0, 112.322-0, 113.871-5, 112.363-7, 112.374-2, 113.677-1, 113.878-2, 112.367-0, 113.747-6 and 113.669-0
7 738,18
Identifier Account No
9.323.953
11 881,35
9.331.042
9.323.961
14 383,12
9.323.970
194 485,70
182 856,05
9.183.884
84 723,41
2 446 149 138,81
HETA’s financial obligations arising from or in connection with the support agreement between (what is now) HETA and Hypo Alpe-Adria (Jersey) Limited dated 13 July 2001, and including addenda, concerning the ‘EUR 75 000 000 7.375 per cent Series A Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) Limited’.
HETA’s financial obligations arising from or in connection with the support agreement between (what is now) HETA and HYPO ALPE-ADRIA (JERSEY) II Limited dated 7 July 2004, and including addenda, concerning the ‘EUR 150 000 000 Fixed/Floating Rate Non-Cumulative Non-Voting Preferred Securities issued by Hypo Alpe-Adria (Jersey) II Limited’.
HETA’s financial obligations vis-à-vis Norica Investments Ltd arising from or in connection with the security borrowing request, the cash borrowing request and the global master securities lending agreement, fees and rates letter, all concluded between (what is now) HETA and Norica Investments Ltd, as well as the shareholders agreement concerning Norica Investments Ltd, concluded between (what is now) HETA and the co-owner.
With regard to other eligible liabilities on the part of HETA whose circumstances as at 1 March 2015 had already been established but where it is uncertain whether they have been triggered or the amount involved is uncertain, the following instructions apply pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG:
The nominal value or outstanding balance of eligible liabilities arising from legal proceedings against HETA or the other disputed eligible liabilities of HETA, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:
16 Cg 833/15m
Klagenfurt District Court
27 C 104/16 w
Vienna District Court I
22 C 482/15w
58 Cg 11/13w
27 Cg 72/14i
49 Cg 59/15s
48 Cg 33/15k
25 Cg 2/15g
55 Cg 67/15 m
31 Cg 10/15 b
15 Cg 6/15x
24 Cg 17/15f
67 Cg 2/16t
55 Cg 7/15 p
64 Cg 12/15i
47 Cg 77/14x
47 Cg 112/14v
20 Cg 41/11z
50 Cg 95/14i
25 Cg 89/14y
22 Cg 102/14p
21 Cg 107/14s
27 Cg 95/14w
26 Cg 113/14k
26 Cg 114/14 g
29 Cg 120/14 m
50 Cg 116/14b
23 Cg 111/14v
25 Cg 95/14f
28 Cg 86/14d
25 Cg 94/14h
50 Cg 11/15p
69 Cg 8/15 m
21 Cg 37/15y
29 Cg 37/15g
28 Cg 31/15 t
26 Cg 44/15i
29 Cg 54/15g
29 Cg 57/15y
50 Cg 38/15h
29 Cg 35/15p
29 Cg 102/15s
29 Cg 199/09x
23 Cg 91/12z
26 Cg 54/11d
24 Cg 128/10w
28 Cg 69/12a
20 Cg 95/14v
43 Cga 159/14w
35 Cga 160/10 w
33 Cga 194/13t
50 Cg 18/15k
69 Cg 79/14 a
29 Cg 5/15 a
Klagenfurt Regional Court (now: Vienna Commercial Court)
SCH-5431
58 0 P 164291 15 P
Mostar District Court
57 0 Ps 09470 07 Ps
Banja Luka Commercial Court
580Ps11799912Ps
Š. Brijeg Municipal Court
3-09 O 99/15
2-18 O 455/15
12 O 114/15
2-25 O593/15
2-28 O 89/15
3-14 O50/15
2-07 186/15
2-05 O 283/15
2-31 O 255/15
2-18 O 310/15
3 - 15 O 127/15
32 O 26502/12
32 T11256/15
P-1804_2015
Osijek Local Court
P-2669/11
Buje Basic Court
P-94/13
P-282/2014
P-1391/13
Zagreb Civil Court
PZ-7602/13
Pazin Commercial Court
P-1594/2014
Rijeka Commercial Court
6 P - 438/2012
11 P-525/2012-2
P-2400/2012
P-2127/2013
P-2035/14
P-475/2012
P-747/2013
Split Commercial Court
P-986/14
P-985/14
9P-244/2014
P-150/2013
P-121/2012
4 P - 2181/15
P-2059/14
2 P-2889/2013
P-792/14
Pula/Pola County Court
P-45/11
P-3128/2013
P-1048/2011
P-1048/2012
P-1048/2013
P-2557/2013
P-33/2014
P-2558/13
R1-381/13
P-4963/2011
P 431/11
Dubrovnik Regional Court
VI-P-31/12
Opatija Municipal Court
VI-P-32/12
P-411/2013
P-413/2013
P-3117/2013
P-289/10
Supertar Municipal Court
25 p-87515
Zupanja Municipal Court
P-28/2015
Osijek Municipal Court
P-58/2015
P-2453/2015-8
Pula Municipal Court
P-2667/2015
Rijeka Municipal Court
Pst-179/11
Pst-691/11
Pst-1280/11
Gžst-249/13
P-3512/15
Zadar Municipal Court
P-7726/12
2 P-2818/2011
Commercial Court of the Republic of Croatia in Zagreb
Rev-435/12 P-12176/2003
P-226/2012
P-1290/2015
11 P-3445/2011
1P-1281/2010
P-73/13
R.G.25522/2014
Cetinje Basic Court
1230/13/13
Kotor Basic Court
1311/13/13
1229/13/13
1316/13/13
1175/13/13
1169/13/13
1314/13/13
1166/13/13
1231/13/13
1232/13/13
1167/13/13
P.br 219_14
P.br 300/14
P.br 219 14
P. 216/14
P.br.1174/13
Kotor Magistrate Court
P.br.724/13
P-407/2014
The nominal value or outstanding balance of HETA’s eligible liabilities arising from unpaid taxes, fees and social security contributions from tax periods prior to 1.3.2015, including all surcharges and the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.
The nominal value or outstanding balance of HETA’s eligible liabilities arising from guarantees and letters of credit assumed or given by HETA, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount to be paid by HETA. Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:
Contingent liabilities from guarantees and letters of credit
1.3.2015 Nominal value in EUR
684.020.188
80 327,00
9.684.700
9.969.187
9.956.719
9.955.062
9.956.107
20 387,67
9.956.468
192 553,00
9.632.760
9.620.761
170 904,60
9.360.646
9.360.166
9.087.834
9.094.539
22 499 997,30
9.074.333
9.063.820
91 554,34
2.905.035
49 780,80
9.625.879
356 123,29
9.625.631
3 156 100,00
9.625.453
5 668 522,60
9.682.899
3 814 947,43
9.683.240
846 256,90
9.604.251
4 235 753,26
9.604.235
2.030.039
2.030.020
9.632.735
4 479 768,79
9.632.751
15 365 000,00
13 669 928,83
208 004 293,33
The nominal value or outstanding balance of HETA’s eligible liabilities arising from the share purchase agreement of 8 September 2014, including the amending agreements of 24 October 2014 and 28 October 2014, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and HBI-Bundesholding AG, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.
The nominal value or outstanding balance of HETA’s eligible liability for the potential purchase price in connection with the sale of the SEE banking network arising from the share purchase agreement of 18/25 November 2014, including addenda, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and Finanzmarktbeteiligung Aktiengesellschaft des Bundes (FIMBAG), including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.
The nominal value or outstanding balance of HETA’s eligible liability vis-à-vis the Republic of Austria and FIMBAG for a fine in connection with section 7(1)(a) of the memorandum of understanding of 23.12.2008, including addenda, and including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.
The nominal value or outstanding balance of HETA’s eligible liabilities vis-à-vis the Province of Carinthia in connection with § 5(3)(4) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-Gesetz – K-LHG), including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.
The nominal value or outstanding balance of HETA’s eligible liabilities vis-à-vis HETA Immobilien- und Bauconsult GmbH (formerly: HYPO Immobilien- und Bauconsult GmbH) arising from the tender rights agreement dated 19.9.2011 in respect of Headquarter Alpe Adria Center Klagenfurt, including the interest accrued until 28.2.2015, shall be reduced to an amount equal to 46,02 % of the amount established by law.
The interest rate for HETA’s eligible liabilities within the meaning of § 2(71) BaSAG and relevant capital instruments within the meaning of § 2(74) BaSAG shall be set at zero percent in accordance with § 50(1)(2) in conjunction with § 58(1)(10) BaSAG with effect from 1.3.2015.
The maturity of the debt instruments issued by HETA and the other eligible liabilities or other outstanding balances already in place as at 1.3.2015, including the interest accrued until 28.2.2015, shall be changed in accordance with § 50(1)(2) in conjunction with § 58(1)(10) BaSAG so that it coincides with the decision on dissolution pursuant to § 84(9) BaSAG, but occurs not later than on 31.12.2023. This covers all eligible liabilities within the meaning of § 2(71) BaSAG or outstanding balances of HETA, and in particular those that are either covered by the ruling of the Constitutional Court of 3.7.2015 (case reference number G 239/2014 and others, V 14/2015 and others), or have a maturity that would otherwise have occurred since 1.3.2015 or would occur in the future.
The rights and obligations associated with existing shares and other instruments of ownership of HETA within the meaning of § 2(61) BaSAG – and in particular the right to a share in the profits (§ 53 et seq. of the Austrian Public Limited Companies Act (AktG)), the right to subscribe (§ 153 et seq. AktG) and the right to a share of any liquidation surplus (§ 212 AktG) – shall be extinguished in accordance with § 89(1)(1) BaSAG, with the exception of the rights mentioned in point V.
Pursuant to § 50(1)(2) in conjunction with § 58(1)(2) BaSAG, the FMA shall assume control over HETA and exercises all the administrative rights associated with the shares and other instruments of ownership, and in particular the right to participate in the general meeting (§ 102 et seq. AktG), the right to vote (§ 12 AktG) and the right to ask questions and table resolutions (§ 118 and § 119 AktG).
Instructions on the right of appeal
In accordance with § 116(8) BaSAG, an objection may be lodged with the FMA against this decision, which has been issued under the accelerated procedure (Mandatsverfahren) set out in § 116(1)-(4) BaSAG, by HETA or any other party whose rights have been affected by the resolution measures ordered in this decision, in particular HETA's shareholders and creditors, within three months of publication of the measures.
This decision shall have direct legal effect on HETA ASSET RESOLUTION AG and on the creditors and shareholders affected and all other addressees.
The objection is to be lodged in writing with the FMA. Oral objections are not permitted.
Where technical means of transmission (for example, electronic mailbox, fax, email) are available for the written objection, this should be stated in addition to our address. Please note, however, that the sender bears the risks associated with each method of transmission (for example, transmission error, loss of document).
In order for electronic and written applications to the Austrian Financial Market Authority (FMA) to be valid (§ 13(1) of the General Administrative Procedure Act (AVG)), the FMA’s hours of business must be observed. These are the same as the public opening hours and are as follows:
(except public holidays, 24 December and 31 December)
The FMA’s devices for receiving documents via electronic mailbox, fax and email operate outside the business hours stated above, but they are monitored only during business hours. Therefore, even though they have already reached the FMA’s official space, documents transmitted to such devices outside business hours shall only be deemed to be properly lodged (and received) after the resumption of business hours, and shall (only) be dealt with from that time (§ 13(2) in conjunction with § 13(5) AVG).
Furthermore, no documents will be accepted outside business hours (§ 13(5) AVG).
The objection does not have suspensive effect, which means that the decision may be implemented with immediate effect irrespective of any objection.
Late objections will be dismissed.