Source: https://www.cadwalader.com/resources/clients-friends-memos/financial-choice-act-would-complicate-the-choices-in-bringing-and-defending-against-sec-cases
Timestamp: 2020-03-30 14:08:40
Document Index: 559447508

Matched Legal Cases: ['§ 929', '§ 818', '§ 826', '§ 817', '§ 817', '§ 821', '§ 821', '§ 821', '§ 824', '§ 819', '§ 814', '§ 823', '§ 825', '§ 78', '§ 823']

Financial CHOICE Act Would Complicate the Choices in Bringing and Defending Against SEC Cases | Cadwalader
3 Id. at § 929P(a).
5 See Jean Eaglesham, SEC Wins with In-House Judges, The Wall Street Journal (May 6, 2015) (observing that from October 2010 to March 2015, the SEC won 90% of contested cases in administrative proceedings, but only 69% of such cases in federal court), available at http://www.wsj.com/articles/sec-wins-with-in-house-judges-1430965803. But see Urska Velikonja, Are SEC’s Administrative Law Judges Biased? An Empirical Investigation, Wash. L. Rev., Vol. 92 (Feb. 23, 2017) (finding that federal district court judges ruled for the SEC in 88% of cases, while administrative law judges ruled for the SEC in 90% of cases), available at https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2920940.
8 H.R. 10, 115th Cong. (2017), § 818.
9 Id. § 826.
10 Id. § 817.
11 Id. §§ 817(b), 826.
12 Id. § 821.
13 Id. § 821(b).
14 Id. § 821(c).
15 Id. § 824.
16 Id. § 819.
17 Id. § 814.
18 Id. § 823.
19 Id. § 825.
20 15 U.S.C. § 78u(d)(2).
21 H.R. 10, 115th Cong. (2017), § 823.