Source: http://wdfi.org/newsroom/admin_orders/11_archive.htm
Timestamp: 2018-02-23 04:44:31
Document Index: 712503123

Matched Legal Cases: ['§ 551', '§551', '§ 551', '§ 551', '§ 551', '§ 551', '§551', '§ 551', '§ 551', '§ 551', '§ 551', '§ 551', '§ 551', '§ 551', '§ 551']

Securities Administrative Orders Issued - 2011
E-HOLDING LTD. a/k/a WORLD OWNERS INSTANT PAYMENT, and RICHARD GILCHRIST – Case No. S-209706 (EX) – Petition for Order and Summary Cease and Desist Orders against E-Holding LTD a/k/a World Owners Instant Payment and Richard Gilchrist for misrepresentation and the offer or sale of unregistered securities in violation of § 551.501(2), Wis. Stats.
Orders were issued on December 22, 2011
E-HOLDING LTD. a/k/a WORLD OWNERS INSTANT PAYMENT and RICHARD GILCHRIST, Petition (PDF: 524 KB/ 2 pages)
E-HOLDING LTD. a/k/a WORLD OWNERS INSTANT PAYMENT, Order (PDF: 219 KB/ 1 page)
RICHARD GILCHRIST, Order (PDF: 210 KB/ 1 page)
FORESIGHT TRANSPORT, INC., FREEDOM CAPITAL MANAGEMENT, INC., DOYLE E. MARTIN & MATTHEW S. SILVEUS – Case No. S-217713(EX) – Summary Order of Prohibition and Revocation was issued for the violations of §551.41(2), Wis. Stats., for misrepresentation and omission in the offer and sales of securities.
Orders were issued on December 9, 2011
FORESIGHT TRANSPORT, INC., Petition (PDF: 422 KB/ 2 pages)
FORESIGHT TRANSPORT, INC., Order (PDF: 188 KB/ 1 page)
FREEDOM CAPITAL MANAGEMENT, INC., Order (PDF: 192 KB/ 1 page)
DOYLE E. MARTIN, Order (PDF: 195 KB/ 1 page)
MATTHEW S. SILVEUS, Order (PDF: 198 KB/ 1 page)
E. WAYNE HEIMAN – Case No. S-210015(EX)- Consent Order of Prohibition for acting as an unlicensed investment adviser in violation of § 551.31(3), Wis. Stats.
Orders were issued on November 8, 2011
E. WAYNE HEIMAN, petition (PDF: 2.11 MB/ 17 pages)
E. WAYNE HEIMAN, Order (PDF: 186 KB/ 1 page)
E. WAYNE HEIMAN, Waiver (PDF: 120 KB/ 1 page)
SCIENTECH, INC., EDWARD T. JONES and JENNIFER A. JONES – Case No. S-213804(EX)- Petition for Order and Summary Cease and Desist Orders against Scientech, Inc., Edward T. Jones and Jennifer A. Jones for misrepresentation and omissions in violation of § 551.501(2), Wis. Stats., and against Edward T. Jones for conduct in willful violation of the Division's Order of June 23, 2004, which is a violation of § 551.508, Wis. Stats.
Orders were issued on September 9, 2011
SCIENTECH, INC., EDWARD T. JONES and JENNIFER A. JONES, petition (PDF: 498 KB/ 2 pages)
SCIENTECH, INC., Order (PDF: 216 KB/ 1 page)
Edward T. Jones, Order (PDF: 212 KB/ 1 page)
Jennifer A. Jones, Order (PDF: 212 KB/ 1 page)
ISPOTTEDYOU.COM, INC., Richard R Kelsey and William D Cerbe David C White – Case No. S-210117 (EX). Cease & Desist Orders (Consent) were issued against Ispottedyou.com, Inc., and Kelsey for violations of the Administrator's prior order issued on 12/14/2009 in File S-09092 (EX), and against all Respondents for sales of unregistered securities in violation of § 551.301, Wis. Stats.
Orders were issued on August 26, 2011
ISPOTTEDYOU.COM, INC., petition (PDF: 306 KB/ 2 pages)
ISPOTTEDYOU.COM, INC., waiver (PDF: 127 KB/ 1 page)
ISPOTTEDYOU.COM, INC., Order (PDF: 164 KB/ 1 page)
Richard R Kelsey Order (PDF: 285 KB/ 2 pages)
William D Cerbe Order (PDF: 271 KB/ 2 pages)
Adley Husni Abdulwahab a/k/a Adley Wahab, Christian L. Allmendinger, Brent P. Oncale and David C White – Case No. S209619 (EX) Summary Orders of Prohibition and Revocation were issued for violations of §551.41 Wis. Stats for fraud in the offer and sale of securities in Wisconsin.
Orders were issued on July 7, 2011
Adley Husni Abdulwahab a/k/a Adley Wahab Order (PDF: 6,849 KB/ 42 pages)
Christian L. Allmendinger Order (PDF: 6,473 KB/ 40 pages)
Brent P. Oncale Order (PDF: 5,020 KB/ 32 pages)
David C White Order (PDF: 4,436 KB/ 28 pages)
Bruce A. Geiger - Case No. S-08063(EX) Summary Orders of Prohibition and Revocation were issued against respondents for violations of § 551.41(2), Wis. Stats., for misrepresentation and omission in the offer and sale of securities. Also in violation of § 551.31(1), Wis. Stats., acting as an unregistered broker dealer.
Orders were issued on June 6, 2011
Petition (PDF: 355 KB/ 2 pages)
Bruce A. Geiger Order (PDF: 207 KB/ 1 page)
Robert L Niebauer - Case No. S-06169. Summary Orders of Prohibition and Revocation were issued against respondents for violations of § 551.41(2), Wis. Stats., for misrepresentation and omission in the offer and sale of securities.
Petition (PDF: 739 KB/ 3 pages)
Robert L Niebauer Order (PDF: 207 KB/ 1 page)
John M. Grno - Case No. S-216503 Summary Order of Prohibition and Revocation was issued against Grno for violations of § 551.41(2), Wis. Stats., for misrepresentation and omission in the offer and sale of securities, and violation of 21 551.41(3) for engaging in an act, practice or course of business which operates or would operate as a fraud or deceit on any person.
Orders were issued on June 3, 2011
Petition (PDF: 283 KB/ 2 pages)
John M. Grno Order (PDF: 261 KB/ 2 pages)
Brenda L. Myers - Case S-212884(EX) Order to Vacate Order of Prohibition & Revocation.
Order issued on April 15, 2011
Brenda L. Myers Order to Vacate Order of Prohibition & Revocation (PDF: 443 KB/ 2 pages)
Todd L. Goedeke - CASE NO. S-216506(EX) Cease & Desist Order (Summary) for violations of §§ 551 , Wis. Stats., for fraud in the offer and sale of securities in Wisconsin.
Orders were issued on April 13, 2011
Petition (PDF: 206 KB/ 1 page)
Todd L. Goedeke Order (PDF: 407 KB/ 2 pages)
John W Torgerson, Preferred Acceptance Company, American Title & Abstract Company of Eau Claire, Inc., American Title Services-SCV, LLC, Dutchman Court, LLC, Glenn Place Partners, LLC, Elizabeth Hallie, LLC, Talmadge Apartments and Torgerson Management Company - Case No. S-209946 (EX). Summary Orders of Prohibition and Revocation for violations of §§ 551.41(2), Wis. Stats., for fraud in the offer and sale of securities in Wisconsin.
Orders were issued on April 5, 2011
Petition (PDF: 1.8 MB/ 6 pages)
John W. Torgerson Order (PDF: 287 KB/ 2 pages)
Elizabeth Hallie LLC Order (PDF: 289 KB/ 2 pages)
American Title & Abstract Company of Eau Claire, Inc. Order (PDF: 305 KB/ 2 pages)
American Title Services-SCV, LLC Order (PDF: 295 KB/ 2 pages)
Preferred Acceptance Company Order (PDF: 295 KB/ 2 pages)
Glenn Place Partners, LLC Order (PDF: 291 KB/ 2 pages)
Talmadge Apartments Order (PDF: 289 KB/ pages)
Torgerson Management Company Order (PDF: 295 KB/ 2 pages)
Dutchman Court, LLC Order (PDF: 290 KB/ 2 pages)
Scott Kreitmeir- Case No. S-213663 (EX). Consent Order of Prohibition and Revocation for violations of § 551.41(2), Wis. Stats., for misrepresentations and omissions in the offer and sale of securities.
Orders were issued on March 8, 2011
Petition (PDF: 559 KB/ 3 pages)
Scott Kreitmeir Order (PDF: 226 KB/ 2 pages)
Scott Kreitmeir Waiver (PDF: 127 KB/ 1 page)
Imperia Invest IBC, Steve Baker & Werner Jahnsen- Case No. S-210036 (EX). Summary Orders of Prohibition and Revocation for violations of §§ 551.21, 551.41(2) and 551.41(3), Wis. Stats., for fraud in the offer and sale of unregistered securities to persons in Wisconsin.
Orders were issued on March 4, 2011
Petition (PDF: 954 KB/ 4 pages)
Imperia Invest IBC Order (PDF: 291 KB/ 2 pages)
Steve Baker Order (PDF: 283 KB/ 2 pages)
Werner Jahnsen Order (PDF: 286 KB/ 2 pages)
Leo G. Kelly- Case No. S-214462 (EX)- Consent Order of Discontinuance.
Orders were issued on February 7, 2011
Leo G. Kelly Order (PDF: 346 KB/ 2 pages)
Charles M. Myers, Brenda L. Myers and Kitchen Investment Group, Inc.- Case No. S-212884 (EX)- Summary Orders of Prohibition and Revocation for fraud in the sale of securities in Wisconsin.
Orders were issued on January 12, 2011
Petition (PDF: 494 KB/ 3 pages)
Kitchen Investment Group, Inc. Order (PDF: 307 KB/ 2 pages)
Brenda L. Myers Order (PDF: 298 KB/ 2 pages)
Brenda L. Myers Order to Vacate Order of Prohibition & Revocation (PDF: 443 KB/ 2 pages) Order Issued on April 15, 2011
Charles M. Myers Order (PDF: 297 KB/ 2 pages)
A petition for hearing has been filed by Charles M. and Brenda L. Myers.
Goldman, Sachs & Co. - Case No. S-215589(EX). One of a series of similar Consent Administrative Orders negotiated by NASAA involving sales by a number of national brokerage firms of Auction Rate Securities to their customers using erroneous claims that the ARS were as liquid as money market funds, thus violating dishonest business practice and failure to supervise licensing rules. Firms repurchased the ARS from public investors nationally, and paid monetary penalties to states, including WI.
Orders were issued on January 11, 2011
Goldman, Sachs & Co., waiver(PDF: 169 KB/ 1 page)
Goldman, Sachs & Co., order(PDF: 3 MB/ 15 pages)