Source: http://finance.boston.com/boston/action/getedgarwindow?accesscode=110465912001130
Timestamp: 2013-05-21 21:54:12
Document Index: 370912319

Matched Legal Cases: ['§240', '§240', '§240', '§ 240', '§240', '§240']

Edgar Filing: SCHWAB CHARLES CORP - Form SC 13G
OMB APPROVAL UNITED STATES
Washington, D.C. 20549 OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response . . . 10.4 SCHEDULE 13G
CUSIP No. 808513105 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).
PRIMECAP Management Company 95-3868081 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) o 3. SEC Use Only 4. Citizenship or Place of Organization 225 South Lake Ave., #400, Pasadena, CA 91101 Number of Shares Beneficially by Owned by Each Reporting Person With: 5. Sole Voting Power 28,369,568 6. Shared Voting Power 0 7. Sole Dispositive Power 63,671,868 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 63,671,868 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o 11. Percent of Class Represented by Amount in Row (9) 5.01% 12. Type of Reporting Person (See Instructions) IA 2
Item 1. (a) Name of Issuer Charles Schwab Corp. (b) Address of Issuers Principal Executive Offices 211 Main St., San Francisco, CA 94105 Item 2. (a) Name of Person Filing PRIMECAP Management Company (b) Address of Principal Business Office or, if none, Residence 225 South Lake Ave., #400, Pasadena, CA 91101 (c) Citizenship U.S.A. (d) Title of Class of Securities Common (e) CUSIP Number 808513105 Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) x An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); (f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); (g) o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); (h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) o Group, in accordance with §240.13d-1(b)(1)(ii)(J). 3
Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 63,671,868. (b) Percent of class: 5.01%. (c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote 28,369,568. (ii) Shared power to vote or to direct the vote 0. (iii) Sole power to dispose or to direct the disposition of 63,671,868. (iv) Shared power to dispose or to direct the disposition of 0. Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1). Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 6, 2012 Date /s/ Karen Chen Signature Karen Chen, CCO Name/Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representatives authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
ATTENTION Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001) 5