Source: https://westlawhk.wordpress.com/2012/01/06/legislation-update-03012012/
Timestamp: 2018-04-19 10:02:12
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Legislation update – 03/01/2012 |
January 6, 2012 in Legal Research, Legislation, Westlaw HK Notices | Tags: Hong Kong Law, Legal Research, Legislation, Litigation, New Developments, Westlaw HK, Westlaw Training
CHAPTER 1 – INTERPRETATION AND GENERAL CLAUSES ORDINANCE
Version Date: 30 December 2011
Gazette: L.N. 149 of 2011
CHAPTER 60 – IMPORT AND EXPORT ORDINANCE
CAP 60B IMPORT AND EXPORT (FEES) REGULATIONS
Version Date: 23 December 2011
Gazette: L.N. 150 of 2011
CHAPTER 123 – BUILDINGS ORDINANCE
CAP 123 BUILDINGS ORDINANCE
Section 3 Registers of authorized persons, structural engineers, geotechnical engineers and inspectors#
Section 5AA Secretary to the disciplinary board
Section 9A Appeals from Registration Committees
Section 11AA Secretary to the disciplinary board
Section 13A Appeal against Building Authority’s decision
Section 23 Building works, etc. to cease on order of Building Authority
Section 35 Service of notices and orders
Section 37 Limitation of public liability
Section 38 Regulations
Section 46 Secretary to the Appeal Tribunal
CAP 123A BUILDING (ADMINISTRATION) REGULATIONS
Gazette: L.N. 147 of 2011
Regulation 3 Qualification for inclusion in register
Regulation 4 Requirements upon application for inclusion in register
Regulation 42 Fees
Regulation 45 Duty of authorized person, registered structural engineer, registered geotechnical engineer, registered inspector, registered contractor, etc. to notify Building Authority of change of business address*
CAP 123B BUILDING (CONSTRUCTION) REGULATIONS
CAP 123F BUILDING (PLANNING) REGULATIONS
CAP 123H BUILDING (REFUSE STORAGE AND MATERIAL RECOVERY CHAMBERS AND REFUSE CHUTES) REGULATIONS
CAP 123M BUILDING (ENERGY EFFICIENCY) REGULATION
CHAPTER 155 – BANKING ORDINANCE
CAP 155L BANKING
Version Date: 1 January 2012
Gazette: L.N. 137 of 2011
Section 5 Authorized institution shall only use STC approach, BSC approach or IRB approach to calculate its credit risk for non-securitization exposures
Section 10 Measures which may be taken by Monetary Authority if authorized institution using BSC approach or IRB approach no longer satisfies specified requirements
Section 12 Exemption for exposures
Gazette: L.N. 137 of 211
Section 15 Authorized institution shall only use STC(S) approach or IRB(S) approach to calculate its credit risk for securitization exposures
Section 17 Authorized institution shall only use STM approach, IMM approach or approach used by parent bank to calculate its market risk
Section 18 Authorized institution may apply for approval to use IMM approach to calculate its market risk
Section 19 Measures which may be taken by Monetary Authority if authorized institution using IMM approach no longer satisfies specified requirements
Section 21 Measures which may be taken by Monetary Authority if authorized institution using approach used by parent bank no longer satisfies specified requirements
Section 22 Exemption from section 17
Section 23 Revocation of exemption under section 22
Section 24 Authorized institution shall only use BIA approach, STO approach or ASA approach to calculate itsoperational risk
Section 26 Measures which may be taken by Monetary Authority if authorized institution using STO approach or ASA approach no longer satisfies specified requirements
Section 33 Exceptions to section 27
Section 34 Reviewable decisions
Section 37 Essential characteristics of core capital and supplementary capital
Section 42 Supplementary capital of authorized institution
Section 44 Provisions supplementary to section 42(1)(b)
Section 48 Deductions from core capital and supplementary capital
Section 51 Interpretation of Part 4
Section 52 Calculation of risk-weighted amount of exposures
Section 55 Sovereign exposures
Section 59 Bank exposures
Section 60 Securities firm exposures
Section 61 Corporate exposures
Section 62 Collective investment scheme exposures
Section 63 Cash items
Section 65 Residential mortgage loans
Section 66 Other exposures which are not past due exposures
Section 68 Credit-linked notes
Section 69 Application of ECAI ratings
Section 72 Provisions supplementary to section 71
Gazette: L.N.137 of 2011
Section 73 Calculation of credit equivalent amount of other off-balance sheet exposures not specified in Table 10 or 11
Section 77 Recognized collateral
Section 79 Collateral which may be recognized for purposes of section 77(i)(i)
Section 80 Collateral which may be recognized for purposes of section 77(i)(ii)
Section 82 Determination of risk-weight to be allocated to recognized collateral under simple approach
Section 84 Calculation of risk-weighted amount of off-balance sheet exposures other than OTC derivative transactions or credit derivative contracts*
Section 85 Calculation of risk-weighted amount of OTC derivative transactions and credit derivative contracts*
Section 96 Netting of repo-style transactions
Section 97 Use of value-at-risk model instead of Formula 9
Section 98 Recognized guarantees
Section 99 Recognized credit derivative contracts
Section 105 Interpretation of Part 5
Section 109 Sovereign exposures
Section 116 Other exposures
Section 117 Credit-linked notes
Section 119 Provisions supplementary to section 118
Section 120 Calculation of credit equivalent amount of other off-balance sheet exposures not specified in Table 14 or 15
Section 128 Calculation of risk-weighted amount of off-balance sheet exposures other than OTC derivative transactions or credit derivative contracts*
Section 129 Calculation of risk-weighted amount of OTC derivative transactions and credit derivative contracts*
Section 130 On-balance sheet netting
Section 134 Capital treatment of recognized guarantees and recognized credit derivative contracts
Section 139 Interpretation of Part 6
Section 146 Other exposures
Section 149 Default of obligor
Section 154 Rating coverage
Section 155 Integrity of rating process
Section 166 Exposure at default under foundation IRB approach or advanced IRB approach— other off-balance sheet exposures not specified in Table 11 or 20
Section 175 Integrity of rating process
Section 178 Loss given default
Section 182 Exposure at default—other off-balance sheet exposures not specified in Table 11 or 20
Section 193 PD/LGD approach—integrity of rating process
Section 202 Repo-style transactions
Section 209 Recognized netting
Section 211 Recognized guarantees and recognized credit derivative contracts under substitution framework for corporate, sovereign and bank exposures under foundation IRB approach and for equity exposures under PD/LGD approach
Section 213 Recognized guarantees and recognized credit derivative contracts under double default framework
Section 214 Capital treatment of recognized guarantees and recognized credit derivative contracts
Section 220 Calculation of expected losses and eligible provisions for corporate, sovereign, bank and retail exposures
Section 225 Application of Division 13
Section 226 Calculation of capital floor
Section 227 Interpretation of Part 7
Section 229 Treatment to be accorded to securitization transaction by originating institution
Section 232 Provisions applicable to ECAI issue specific ratings in addition to those applicable under Part 4
Section 236 Deductions from core capital and supplementary capital
Section 237 Determination of risk-weights
Section 239 Securitization positions which are in second loss tranche or better in ABCP programmes
Section 240 Treatment of liquidity facilities and servicer cash advance facilities
Section 241 Treatment of overlapping facilities and exposures
Section 242 Maximum regulatory capital for originating institution
Section 243 Treatment of underlying exposures of originating institution in synthetic securitization transactions
Section 245 Calculation of risk-weighted amount of investors’ interest for securitization exposures of originating institution subject to early amortization provision
Section 251 Deductions from core capital and supplementary capital
Section 253 Treatment of overlapping facilities and exposures
Section 254 Maximum regulatory capital for originating institution
Section 255 Treatment of underlying exposures of originating institution in synthetic securitization transactions
Section 257 Calculation of risk-weighted amount of investors’ interest for securitization exposures of originating institution subject to early amortization provision
Section 258 Treatment of interest rate contracts and exchange rate contracts
Section 262 Determination of risk-weights
Section 263 Use of inferred ratings
Section 264 Calculation of risk-weighted amount of liquidity facilities
Section 265 Recognized credit risk mitigation
Section 270 Use of supervisory formula
Section 271 Capital charge factor for underlying exposures under IRB approach
Section 274 Effective number of underlying exposures
Section 275 Exposure-weighted average LGD
Section 277 Calculation of risk-weighted amount of liquidity facilities
Section 278 Treatment of recognized credit risk mitigation—full credit protection
Section 279 Treatment of recognized credit risk mitigation—partial credit protection
Section 281 Interpretation of Part 8
Section 283 Positions to be used to calculate market risk
Section 284 Calculation of market risk capital charge for each risk category
Section 286 Calculation of market risk capital charge
Section 287 Calculation of market risk capital charge for specific risk for interest rate exposures that fall within section 286(a)(i) or (iv)*
Section 289 Construction of maturity ladder
Section 291 Calculation of market risk capital charge
Section 293 Calculation of market risk capital charge for specific risk
Section 294 Calculation of market risk capital charge for general market risk
Section 297 Preliminary steps to calculating market risk capital charge
Section 307 Specific risk
Section 308 Use of credit derivative contracts to offset specific risk
Section 310 Offsetting by 80%
Section 311 Other offsetting
Section 316 Positions to be used to calculate market risk
Section 317 Calculation of risk-weighted amount for market risk
Section 318 Capital treatment for trading book positions subject to incremental risk charge or comprehensive risk charge
Section 319 Multiplication and scaling factors*
Section 324 Meaning of “loans and advances in the standardized business line of commercial banking”
Section 325 Meaning of “loans and advances in the standardized business line of commercial banking”
CHAPTER 201 – PREVENTION OF BRIBERY ORDINANCE
CAP 201 PREVENTION OF BRIBERY ORDINANCE
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