Source: https://www.law.cornell.edu/cfr/text/17/240.12f-5?quicktabs_7=1
Timestamp: 2015-09-05 15:53:07
Document Index: 480132155

Matched Legal Cases: ['art 240', 'art 240', '§ 240', '§ 27', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 7201', '§ 7202', '§ 8302', 'art 240']

17 CFR 240.12f-5 - Exchange rules for securities to which unlisted trading privileges are extended. | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter II › Part 240 › Section 240.12f-5 17 CFR 240.12f-5 - Exchange rules for securities to which unlisted trading privileges are extended.
There are 5 Updates appearing in the Federal Register for 17 CFR Part 240. View below or at eCFR (GPOAccess)
§ 240.12f-5
Exchange rules for securities to which unlisted trading privileges are extended.
A national securities
exchange shall not extend unlisted trading privileges to any security unless the national securities
exchange has in effect a rule or rules providing for transactions in the class or type of security to which the exchange extends unlisted trading privileges.
[60 FR 20896, Apr. 28, 1995]
U.S. Code: Title 15 - COMMERCE AND TRADE§ 27dd§ 77c - Classes of securities under this subchapter§ 77d - Exempted transactions§ 77g - Information required in registration statement§ 77j - Information required in prospectus§ 77s - Special powers of Commission§ 77z-2§ 77z-3§ 77eee - Securities required to be registered under Securities Act§ 77ggg - Qualification of indentures covering securities not required to be registered§ 77nnn - Reports by obligor; evidence of compliance with indenture provisions§ 77sss - Rules, regulations, and orders§ 77ttt - Hearings by Commission§ 78c - Definitions and application§ 78c-3§ 78c-5§ 78d - Securities and Exchange Commission§ 78e - Transactions on unregistered exchanges§ 78f - National securities exchanges§ 78g - Margin requirements§ 78i - Manipulation of security prices§ 78j - Manipulative and deceptive devices§ 78j-1§ 78k - Trading by members of exchanges, brokers, and dealers§ 78k-115 U.S. Code § -§ 78m - Periodical and other reports§ 78n - Proxies15 U.S. Code § -§ 78o-4§ 78o-10§ 78p - Directors, officers, and principal stockholders§ 78q - Records and reports§ 78q-1§ 78s - Registration, responsibilities, and oversight of self-regulatory organizations§ 78u-5§ 78w - Rules, regulations, and orders; annual reports§ 78x - Public availability of information15 U.S. Code § -§ 78mm - General exemptive authority§ 80a-20§ 80a-23§ 80a-29§ 80a-37§ 80b-3§ 80b-4§ 80b-11§ 7201 - Definitions§ 7202 - Commission rules and enforcement§ 8302 - Review of regulatory authority
Title 17 published on 2015-04-01The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 240 after this date.2015-08-18; vol. 80 # 159 - Tuesday, August 18, 201580 FR 50104 - Pay Ratio Disclosure