Source: https://www.six-exchange-regulation.com/en/home/publications/explorer/communiques.html
Timestamp: 2018-04-20 08:41:15
Document Index: 487067183

Matched Legal Cases: ['Art. 8', 'Art. 8', 'Art. 2', 'Art. 8', 'Art. 56', 'Art. 15', 'Art. 28', 'Art. 17', 'in fine']

Communiqués from SIX regulatory bodies – SIX Exchange Regulation
Communiqués published in connection with listing and admission to trading or participation and trading in SIX Swiss Exchange, SIX Corporate Bonds and SIX Repo.
SIX Swiss Exchange Communiqués relate inter alia to amendments to directives, changes in the participant base, new admissions to trading and regulatory matters and are disseminated directly to participants and traders. You can find an overview on the SIX Swiss Exchange website.
Here you can filter the communiqués according to various criteria. You can use filters individually or in combination. You can subscribe to these free of charge via Online Services.
Disclosure Office Notice
Notice / Delisting Decision
Regular Reporting Obligations Ad-Hoc Publicity Corporate Governance Financial Reporting Disclosure of Shareholdings Disclosure of Management Transactions Official Notices Audit of participants Market Conduct Issuer Reporting Participant / Trader Obligations
Disclosure Office Surveillance & Enforcement
SIX Swiss Exchange Board of Arbitration
Committee of the Admission Board
16 Apr 2018 Entry into force date: 01 May 2018 Regulatory Board Communiqué COM201803
Regulatory Board Communiqué No. 3/2018
Amendment to the rules and regulations governing SIX trading venues due to the separation of SIX Exchange Regulation from SIX Swiss Exchange Ltd and its conversion into SIX Exchange Regulation Ltd
11 Apr 2018 SIX Exchange Regulation Communiqué SER201801
SIX Exchange Regulation Communiqué No. 1/2018
Areas of focus for the review of 2018 annual and interim financial statements
05 Apr 2018 Media Release
01 Feb 2018 Entry into force date: 15 Feb 2018 Regulatory Board Communiqué COM201802
Regulatory Board Communiqué No. 2/2018
Amendments to the following rules and regulations: – SIX Group Ltd Rules of Organisation for the Regulatory Bodies of the Group's exchanges (Regulatory Bodies Organisation Rules, RBOR) – Internal Regulations for the Regulatory Board (IRRB) – Rules of Procedure (RP) – SIX Swiss Exchange Rules for the Appeals Board (Appeals Board Rules, ABR)
01 Feb 2018 Entry into force date: 01 Mar 2018 Regulatory Board Communiqué COM201801
Regulatory Board Communiqué No. 1/2018
Directive on the Use of the Electronic CONNEXOR Listing Enhancement Platform for the Listing of Derivatives
11 Jan 2018 Media Release
Investigation against Clariant Ltd
20 Dec 2017 Media Release
05 Dec 2017 Media Release
SIX Exchange Regulation publishes decision with grounds regarding delisting of Altin Ltd, Zug
27 Oct 2017 Media Release
SIX Exchange Regulation publishes decision with grounds regarding delisting of Syngenta Ltd, Basel
26 Oct 2017 Media Release
SIX Exchange Regulation publishes decision with grounds regarding delisting of LifeWatch Ltd., Zug
19 Oct 2017 SIX Exchange Regulation Communiqué SER201705
SIX Exchange Regulation Communiqué No. 5/2017
Updated findings on IFRS and Swiss GAAP FER from the review of financial statements for 2016
16 Oct 2017 Regulatory Board Communiqué COM201703
Regulatory Board Communiqué No. 3/2017
Consultations on a partial revision of the Directive on Information relating to Corporate Governance (proxy advisors): decision of the Issuers Committee
06 Oct 2017 Media Release
Investigation against Banque Cantonale de Genève
03 Oct 2017 Media Release
Experiences with disclosure law pursuant to FMIA and FMIO-FINMA
SIX Exchange Regulation publishes decision with grounds regarding delisting of Myriad Group Ltd., Zurich
28 Sep 2017 Media Release
SIX Exchange Regulation publishes decision with grounds regarding delisting of Rapid Nutrition plc, London
20 Sep 2017 Media Release
SIX Exchange Regulation publishes decision with grounds regarding delisting of AbbVie Inc, Illinois
08 Sep 2017 SIX Exchange Regulation Communiqué SER201704
SIX Exchange Regulation Communiqué No. 4/2017
Main points of focus for the review of annual reports for 2017 and 2017/2018 with regard to compliance with the Directive on Information relating to Corporate Governance
31 Jul 2017 Media Release
19 Jul 2017 Media Release
SIX Exchange Regulation publishes decision with grounds regarding delisting of Actelion Ltd, Allschwil
SIX Exchange Regulation reaches an agreement with Perfect Holding AG
10 Jul 2017 Media Release
SIX Exchange Regulation publishes decision with grounds regarding delisting of Pax Anlage AG, Basel
01 Jun 2017 Entry into force date: 01 Jul 2017 Regulatory Board Communiqué COM201702
Regulatory Board Communiqué No. 2/2017
Partial revision of the Directive on Information relating to Corporate Governance (DCG) and the Directive on Regular Reporting Obligations for Issuers of Equity Securities, Bonds, Conversion Rights, Derivatives and Collective Investment Schemes (DRRO)
31 May 2017 Media Release
SIX Exchange Regulation publishes decisions with grounds regarding delisting of Baker Hughes Incorporated, Delaware
25 Apr 2017 Media Release
SIX Exchange Regulation publishes decision with grounds regarding delisting of Charles Vögele Holding Ltd, Freienbach
19 Apr 2017 Media Release
10 Apr 2017 SIX Exchange Regulation Communiqué SER201703
SIX Exchange Regulation Communiqué No. 3/2017
Publication of the revised Guideline (Commentary) on the Corporate Governance Directive
05 Apr 2017 Media Release
04 Apr 2017 SIX Exchange Regulation Communiqué SER201702
SIX Exchange Regulation Communiqué No. 2/2017
Areas of focus for the review of 2017 annual and interim financial statements
31 Mar 2017 Entry into force date: 01 May 2017 Regulatory Board Communiqué COM201701
Regulatory Board Communiqué No. 1/2017
Amendment of the following rules and regulations: - Listing Rules (LR) - Additional Rules for the Listing of Bonds (Additional Rules Bonds, ARB) - Additional Rules for the Listing of Derivatives (Additional Rules Derivatives, ARD) - Directive on the Procedures for Equity Securities (Directive Procedures Equity Securities, DPES) - Directive on the Procedures for Debt Securities (Directive Procedures Debt Securities, DPDS) - Directive on the Delisting of Equity Securities, Derivatives and Exchange Traded Products (Directive Delisting, DD) - Directive on Financial Reporting (Directive Financial Reporting, DFR)
16 Mar 2017 Media Release
SIX Exchange Regulation publishes decision with grounds regarding delisting of Looser Holding AG, Arbon
28 Feb 2017 SIX Exchange Regulation Communiqué SER201701
SIX Exchange Regulation Communiqué No. 1/2017
Information from the Disclosure Office in connection with the modification of the reporting obligation for persons with the power to exercise voting rights by the FINMA
22 Feb 2017 Media Release
SIX Exchange Regulation publishes decision with grounds regarding delisting of Pfizer Inc., New York City
31 Jan 2017 Media Release
SIX Exchange Regulation publishes decision with grounds regarding delisting of Accu Holding Ltd, Emmenbrücke
24 Jan 2017 Media Release
SIX Exchange Regulation publishes decision with grounds regarding delisting of gategroup Holding Ltd, Kloten
28 Dec 2016 Media Release
Delisting Norinvest Holding Ltd, Geneva
Suspension of trading regarding Accu Holding Ltd
05 Dec 2016 Entry into force date: 01 Jan 2017 Regulatory Board Communiqué COM201602
Regulatory Board Communiqué No. 2/2016
Amendment to the List of Charges to the Listing Rules (LOC)
14 Oct 2016 Media Release
Delisting Micronas Semiconductor Holding Ltd, Zurich
13 Oct 2016 SIX Exchange Regulation Communiqué SER201607
SIX Exchange Regulation Communiqué No. 7/2016
Financial Reporting Circular (formerly the IFRS Circular)
30 Sep 2016 Media Release
16 Sep 2016 Media Release
Delisting Swmtl Holding Ltd in liq., Dornach
08 Sep 2016 Media Release
Disclosure law pursuant to FMIA and FMIO-FINMA
02 Aug 2016 Media Release
14 Jul 2016 Media Release
Reprimand issued against Addex Therapeutics Ltd
Errors in its 2014 IFRS annual financial statements and its 2015 IFRS interim financial statements
13 Jul 2016 Media Release
Delisting Kuoni Travel Holding Ltd, Zurich
01 Jul 2016 SIX Exchange Regulation Communiqué SER201606
SIX Exchange Regulation Communiqué No. 6/2016
Listing of money market paper on SIX Swiss Exchange
23 Jun 2016 Entry into force date: 01 Jul 2016 Regulatory Board Communiqué COM201601
Regulatory Board Communiqué No. 1/2016
Amendment to the rules and regulations on financial reporting
15 Jun 2016 Media Release
01 Jun 2016 SIX Exchange Regulation Communiqué SER201605
SIX Exchange Regulation Communiqué No. 5/2016
New Circular No. 4 - Practice for the Listing of Bonds
12 May 2016 Media Release
Reprimand issued against Perrot Duval Holding SA
29 Apr 2016 Media Release
SIX Swiss Exchange Ltd fines Accu Holding AG
06 Apr 2016 Media Release
Delisting ProgressNow! invest AG in liquidation, Frauenfeld
04 Apr 2016 SIX Exchange Regulation Communiqué SER201604
SIX Exchange Regulation Communiqué No. 4/2016
Areas of focus for the review of 2016 annual and interim financial statements
01 Apr 2016 SIX Exchange Regulation Communiqué SER201603
SIX Exchange Regulation Communiqué No. 3/2016
Amendments to regulations in line with new financial market legislation
10 Feb 2016 SIX Exchange Regulation Communiqué SER201602
SIX Exchange Regulation Communiqué No. 2/2016
Change of regulatory standard following the implementation of different accounting standards
25 Jan 2016 SIX Exchange Regulation Communiqué SER201601
SIX Exchange Regulation Communiqué No. 1/2016
Effects of the new financial market legislation on listing rules and regulations
18 Dec 2015 Media Release
Delisting Transocean Ltd., Zug
Delisting Repower AG, Brusio
17 Dec 2015 SIX Exchange Regulation Communiqué SER201512
SIX Exchange Regulation Communiqué No. 12/2015
Information from the Disclosure Office in connection with the entry into force of the Financial Market Infrastructure Act and the FINMA Financial Market Infrastructure Ordinance.
09 Dec 2015 Media Release
Delisting Intersport PSC Holding AG, Ostermundigen
09 Nov 2015 SIX Exchange Regulation Communiqué SER201511
SIX Exchange Regulation Communiqué No. 11/2015
Publication of a new guideline on the Directive on Regular Reporting Obligations
15 Oct 2015 SIX Exchange Regulation Communiqué SER201510
SIX Exchange Regulation Communiqué No. 10/2015
Updated findings on IFRS from the review of financial statements for 2014
22 Sep 2015 Media Release
Investigation against Accu Holding Ltd
08 Sep 2015 SIX Exchange Regulation Communiqué SER201509
SIX Exchange Regulation Communiqué No. 9/2015
Communiqué on the revision and partial entry into force of Art. 8 of the Federal Act of 16 December 2005 on the Licensing and Oversight of Auditors (Auditor Oversight Act, AOA)
29 Jul 2015 Media Release
The Disclosure Office at SIX Swiss Exchange publishes its 2014 Annual Report
22 Jul 2015 Entry into force date: 01 Aug 2015 Regulatory Board Communiqué COM201502
Regulatory Board Communiqué No. 2/2015
Revision of the Rules for the Admission of Equity Securities to Trading in the SIX Swiss Exchange-Sponsored Segment
21 Jul 2015 Media Release
Delisting Swisslog Holding Ltd, Buchs
17 Jul 2015 Media Release
Delisting shaPE Capital Ltd, Freienbach
10 Jul 2015 Media Release
Investigation against Accu Holding AG
01 Jul 2015 Media Release
SIX Exchange Regulation issues reprimand against ams AG
SIX Exchange Regulation has pronounced a reprimand against ams AG for breaching the rules on disclosure of management transactions.
30 Jun 2015 SIX Exchange Regulation Communiqué SER201508
SIX Exchange Regulation Communiqué No. 8/2015
Important information for subscribers to updates to the Admission of Securities Manual for issuers
30 Jun 2015 SIX Exchange Regulation Communiqué SER201507
SIX Exchange Regulation Communiqué No. 7/2015
Visit the new SIX Exchange Regulation website
29 Jun 2015 Media Release
New SIX Exchange Regulation website
25 Jun 2015 Entry into force date: 01 Aug 2015 Regulatory Board Communiqué COM201501
Regulatory Board Communiqué No. 1/2015
Restructuring of regulatory standards for equity securities
23 Jun 2015 SIX Exchange Regulation Communiqué SER201506
SIX Exchange Regulation Communiqué No. 6/2015
New SIX Exchange Regulation website from 30 June 2015
23 Jun 2015 SIX Exchange Regulation Communiqué SER201505
SIX Exchange Regulation Communiqué No. 5/2015
CONNEXOR Events now compulsory for the fulfilment of regular reporting obligations for derivatives, amendment to the Directive on Regular Reporting Obligations for Issuers of Equity Securities, Bonds, Conversion Rights, Derivatives and Collective Investment Schemes (DRRO)
SIX Swiss Exchange fines LifeWatch AG
The SIX Swiss Exchange Sanction Commission has fined LifeWatch AG CHF 100,000 for breaches of the rules on ad hoc publicity.
10 Apr 2015 Media Release
SIX Exchange Regulation reaches an agreement with NEBAG AG
30 Mar 2015 SIX Exchange Regulation Communiqué SER201504
SIX Exchange Regulation Communiqué No. 4/2015
Areas of focus for the review of 2015 annual and interim financial statements
18 Mar 2015 SIX Exchange Regulation Communiqué SER201503
SIX Exchange Regulation Communiqué No. 3/2015
Express charges for the registration and reissuance of bonds and derivatives programmes
06 Mar 2015 Media Release
Delisting Advanced Digital Broadcast Holdings SA, Pregny-Chambésy
02 Mar 2015 Media Release
SIX Swiss Exchange fines Liechtensteinische Landesbank AG
27 Feb 2015 Media Release
Delisting Alpha PetroVision Holding Ltd, St. Gallen
23 Feb 2015 SIX Exchange Regulation Communiqué SER201502
SIX Exchange Regulation Communiqué No. 2/2015
Use of CONNEXOR Events to be made compulsory for the fulfilment of regular reporting obligations for derivatives
04 Feb 2015 Media Release
Delisting Nobel Biocare Holding Ltd, Kloten
26 Jan 2015 SIX Exchange Regulation Communiqué SER201501
SIX Exchange Regulation Communiqué No. 1/2015
Launch of the new BPS Reporting Application to report admissible behaviours pursuant to Articles 55b and 55e SESTO
16 Jan 2015 Media Release
14 Jan 2015 Media Release
Delisting UBS Inc., Zurich and Basel
13 Jan 2015 Media Release
Sanction against Accu Holding AG
07 Jan 2015 Media Release
Delisting Bondpartners SA, Lausanne
19 Dec 2014 Media Release
Delisting Swiss National Insurance Company Ltd, Basel
01 Dec 2014 Entry into force date: 01 Jan 2015 Regulatory Board Communiqué COM201407
Regulatory Board Communiqué No. 7/2014
01 Dec 2014 Media Release
Delisting Pelikan Holding Ltd, Feusisberg
03 Nov 2014 Regulatory Board Communiqué COM201406
Regulatory Board Communiqué No. 6/2014
Entry into force of the Directive on Regular Reporting Obligations for Issuers of Equity Securities, Bonds, Conversion Rights, Derivatives and Collective Investment Schemes (Directive Regular Reporting Obligations, DRRO). Entry into force of the revised Directive on the Listing of Foreign Companies (Directive Foreign Companies, DFC) and the revised Directive on Using the Electronic Reporting Platform for Reporting Obligations According to Circular No. 1, Annex 1 (Directive Reporting Platform Circular No. 1, DRPC)
03 Nov 2014 Media Release
Amendment to Disclosure Office Notice I/13 regarding companies not domiciled in Switzerland that have their main listing on SIX Swiss Exchange
30 Oct 2014 Media Release
Delisting Infranor Inter Ltd, Zurich
22 Oct 2014 Media Release
Delisting PubliGroupe SA, Lausanne
17 Oct 2014 Media Release
Investigation against LifeWatch AG
16 Oct 2014 Regulatory Board Communiqué COM201405
Regulatory Board Communiqué No. 5/2014
Treatment of cross and upstream guarantees with respect to the alternative fulfilment of capital resources and duration of existence requirements for issuers, within the meaning of Art. 8 of the Additional Rules for the Listing of Bonds
16 Oct 2014 Regulatory Board Communiqué COM201404
Regulatory Board Communiqué No. 4/2014
Treatment of guarantors irrelevant under SIX Swiss Exchange rules and regulations
08 Oct 2014 Media Release
Delisting Siemens AG, Berlin and Munich
Delisting Centralschweizerische Kraftwerke AG, Lucerne
01 Oct 2014 Entry into force date: 01 Nov 2014 Regulatory Board Communiqué COM201403
Regulatory Board Communiqué No. 3/2014
New Directive on the Delisting of Domestic and Foreign Collective Investment Schemes (DDCIS)
24 Sep 2014 Media Release
23 Sep 2014 Media Release
Delisting Loeb Holding AG, Berne
19 Sep 2014 SIX Exchange Regulation Communiqué SER201404
SIX Exchange Regulation Communiqué No. 4/2014
Updated findings on IFRS from the review of financial statements for 2013
01 Sep 2014 Entry into force date: 01 Oct 2014 Regulatory Board Communiqué COM201402
Regulatory Board Communiqué No. 2/2014
Revision of the Directive on Information relating to Corporate Governance (CGD)
07 Aug 2014 Media Release
18 Jul 2014 Media Release
19 May 2014 Media Release
Delisting PG&E Corporation, San Francisco
15 May 2014 Media Release
Delisting Absolute Invest AG, Zug
06 May 2014 Media Release
Delisting Weatherford International Ltd, Zug
27 Mar 2014 SIX Exchange Regulation Communiqué SER201403
SIX Exchange Regulation Communiqué No. 3/2014
Areas of focus for the review of 2014 annual and semi-annual financial statements
25 Feb 2014 SIX Exchange Regulation Communiqué SER201402
SIX Exchange Regulation Communiqué No. 2/2014
Listing of actively managed ETFs under the SIX Swiss Exchange Standard for Collective Investment Schemes
19 Feb 2014 SIX Exchange Regulation Communiqué SER201401
SIX Exchange Regulation Communiqué No. 1/2014
New Circular No. 3 - Practice for the Listing of Derivatives
19 Feb 2014 Entry into force date: 01 Mar 2014 Regulatory Board Communiqué COM201401
Regulatory Board Communiqué No. 1/2014
Amendment of the following rules and regulations: - Listing Rules (LR) - Directive on the Delisting of Equity Securities, Derivatives and Exchange Traded Products (Directive Delisting, DD) - Directive on the Procedures for Equity Securities (Directive Procedures Equity Securities, DPES) - Directive on the Listing of Foreign Companies (Directive Foreign Companies, DFC) - Directive on the Form of Securities (Directive Form of Securities, DFS) - Rules for the Admission of Equity Securities to Trading in the SIX Swiss Exchange Sponsored Segment (Rules SIX Swiss Exchange - Sponsored Segment, RSS) - SIX Swiss Exchange Rules for the Appeals Board (ABR)
03 Dec 2013 Disclosure Office Notice II/13
Disclosure Office Notice II / 2013
03 Dec 2013 Disclosure Office Notice III/13
Disclosure Office Notice III / 2013
Satisfying disclosure obligations in relation to the formation and disbanding of groups and changes in the composition of groups
03 Dec 2013 Media Release
Practice of Disclosure Office
27 Sep 2013 SIX Exchange Regulation Communiqué SER201303
SIX Exchange Regulation Communiqué No. 3/2013
Findings in the financial statements for the financial year 2012 Areas of focus
26 Aug 2013 SIX Exchange Regulation Communiqué SER201302
SIX Exchange Regulation Communiqué No. 2/2013
Main points of focus for the review of annual reports for 2013 and 2013/2014 with regard to compliance with the Directive on Information relating to Corporate Governance
11 Jul 2013 Media Release
Disclosure Office of SIX Swiss Exchange publishes its 2012 Annual Report
13 Jun 2013 Entry into force date: 01 Jul 2013 Regulatory Board Communiqué COM201303
Regulatory Board Communiqué No. 3/2013
Amendment to the List of Charges to the Listing Rules (List of Charges, LOC)
30 Apr 2013 Disclosure Office Notice I/13
Disclosure Office Notice I / 2013
30 Apr 2013 Media Release
Addendum to Stock Exchange Act Reporting obligation for shareholdings in foreign companies
23 Apr 2013 SIX Exchange Regulation Communiqué SER201301
SIX Exchange Regulation Communiqué No. 1/2013
Reports to the Exchange under the amended Stock Exchange Ordinance (SESTO) as of 1 May 2013
03 Apr 2013 Media Release
More stringent approach to breaches of reporting obligations
11 Mar 2013 Entry into force date: 01 Apr 2013 Regulatory Board Communiqué COM201302
Regulatory Board Communiqué No. 2/2013
Amendment to Art. 2 (2) of the Directive on Disclosure of Management Transactions (DMT)
28 Feb 2013 Media Release
01 Feb 2013 Entry into force date: 01 Feb 2013 Regulatory Board Communiqué COM201301
Regulatory Board Communiqué No. 1/2013
New Rules for the Admission of Investment Funds to Trading in the SIX Swiss Exchange-Sponsored Investment Funds Segment
01 Feb 2013 Media Release
New Rules for the Admission of Investment Funds to Trading in the SIX Swiss Exchange Sponsored Investment Fund Segment
30 Oct 2012 SIX Exchange Regulation Communiqué SER201204
SIX Exchange Regulation Communiqué No. 4/2012
Audit of participants of SIX Swiss Exchange and Scoach Switzerland
02 Oct 2012 Media Release
Greater transparency: improved insight into shareholder structures
28 Sep 2012 SIX Exchange Regulation Communiqué SER201203
SIX Exchange Regulation Communiqué No. 3/2012
Areas of focus for the annual financial statements 2012 and the financial statements for the financial year 2013 Findings in the financial statements for the financial year 2011 Adjustment to publication practice
30 Aug 2012 Media Release
24 Aug 2012 Media Release
Corinne Riguzzi New Head Surveillance & Enforcement
23 Jul 2012 SIX Exchange Regulation Communiqué SER201202
SIX Exchange Regulation Communiqué No. 2/2012
Main points of focus for the review of annual reports for 2012 and 2012/2013 with regard to compliance with the Directive on Information relating to Corporate Governance
01 Jul 2012 Entry into force date: 01 Jul 2012 Regulatory Board Communiqué COM201201
Regulatory Board Communiqué No. 1/2012
15 May 2012 Media Release
01 Mar 2012 SIX Exchange Regulation Communiqué SER201201
SIX Exchange Regulation Communiqué No. 1/2012
Circular No. 1, Reporting Obligations Regarding the Maintenance of Listing Update to the Circular
09 Dec 2011 Entry into force date: 01 Jan 2012 Regulatory Board Communiqué COM201104
Regulatory Board Communiqué No. 4/2011
29 Sep 2011 SIX Exchange Regulation Communiqué SER201104
SIX Exchange Regulation Communiqué No. 4/2011
2011 Annual Financial Statements - Areas of Focus Updated Findings on IFRS Financial Statements
23 Aug 2011 SIX Exchange Regulation Communiqué SER201103
SIX Exchange Regulation Communiqué No. 3/2011
Main points of focus for the review of annual reports for 2011 and 2011/2012 with regard to compliance with the Directive on Information relating to Corporate Governance
01 Jul 2011 SIX Exchange Regulation Communiqué SER201102
SIX Exchange Regulation Communiqué No. 2/2011
FINMA Circular 2008/38 "Market conduct rules" - reporting to the Exchange
30 Jun 2011 Entry into force date: 01 Jul 2011 Regulatory Board Communiqué COM201103
Regulatory Board Communiqué No. 3/2011
New "Rules for the Authorisation of International Equity Securities to Trading on SIX Swiss Exchange" Revision of various trading regulations (Rule Book and Directives)
17 Jun 2011 Regulatory Board Communiqué COM201101
Regulatory Board Communiqué No. 1/2011
Treatment of cross and upstream guarantees with respect to the alternative fulfilment of capital requirements for issuers within the meaning of Art. 8 of the Additional Rules for the Listing of Bonds
17 Jun 2011 Entry into force date: 01 Jul 2011 Regulatory Board Communiqué COM201102
Regulatory Board Communiqué No. 2/2011
Modification of Directive on Financial Reporting (Directive Financial Reporting, DFR)
16 Jun 2011 Media Release
Delisting of Global Natural Resources Holding AG in liquidation
24 May 2011 Media Release
Disclosure Office of SIX Swiss Exchange publishes its annual report for 2010
24 May 2011 SIX Exchange Regulation Communiqué SER201101
SIX Exchange Regulation Communiqué No. 1/2011
Area of focus for the review of 2011 semi-annual financial statements
21 Apr 2011 Media Release
Change of Business Name of Global Natural Resources Holding Ltd
10 Dec 2010 Media Release
08 Dec 2010 Media Release
SIX Exchange Regulation reinforced by two consultative bodies
24 Nov 2010 Entry into force date: 01 Apr 2011 Regulatory Board Communiqué COM201007
Regulatory Board Communiqué No. 7/2010
Amendment to Art. 56 Listing Rules (LR) and the Directive on Disclosure of Management Transactions (DMT) Explanations relating to "Pre-trading Plans"
24 Nov 2010 Regulatory Board Communiqué COM201006
Regulatory Board Communiqué No. 6/2010
Explanations with regard to the presentation of compensation to the most senior members of management in the Corporate Governance Report (Point 5.1. of the Annex to the Directive Corporate Governance)
08 Oct 2010 Entry into force date: 15 Oct 2010 Regulatory Board Communiqué COM201004
Regulatory Board Communiqué No. 4/2010
New regulatory standard for Exchange Traded Products (ETPs)
08 Oct 2010 Entry into force date: 01 Nov 2010 Regulatory Board Communiqué COM201005
Regulatory Board Communiqué No. 5/2010
General revision of the Scoach Schweiz AG rules and regulations for participants - entry into force of the new Rule Book
17 Sep 2010 SIX Exchange Regulation Communiqué SER201009
SIX Exchange Regulation Communiqué No. 9/2010
Areas of focus for the review of 2010 annual financial statements Updated IFRS Circular
17 Aug 2010 SIX Exchange Regulation Communiqué SER201008
SIX Exchange Regulation Communiqué No. 8/2010
Main points of focus for the review of annual reports for 2010 and 2010/2011 with regard to compliance with the Directive on Information relating to Corporate Governance
23 Jul 2010 SIX Exchange Regulation Communiqué SER201007
SIX Exchange Regulation Communiqué No. 7/2010
Correct reporting of on-exchange, off-order-book trades
16 Jul 2010 SIX Exchange Regulation Communiqué SER201006
SIX Exchange Regulation Communiqué No. 6/2010
Audit of SIX Swiss Exchange / Scoach Switzerland participants for calendar year 2010
01 Jul 2010 SIX Exchange Regulation Communiqué SER201005
SIX Exchange Regulation Communiqué No. 5/2010
Directive on the Form of Securities (DFS) Specification of the wording of Art. 15 para. 2 (precautions with regard to the printing of individual securities certificates)
10 Jun 2010 Media Release
SIX Swiss Exchange Disclosure Office publishes 2009 Annual Report
09 Jun 2010 Media Release
Resumption of trade with shares of Global Natural Resources Holding Ltd
02 Jun 2010 Media Release
Suspension of trading regarding Global Natural Resources Holding Ltd
01 Jun 2010 Media Release
Incorrect financial reporting and its consequences
28 May 2010 Entry into force date: 01 Jun 2010 SIX Exchange Regulation Communiqué SER201003
SIX Exchange Regulation Communiqué No. 3/2010
Shortening the deadline for submitting listing applications for exchange traded funds in accordance with Article 4 of the Directive on the Procedures for Equity Securities Change of practice
28 May 2010 Entry into force date: 01 Jun 2010 SIX Exchange Regulation Communiqué SER201004
SIX Exchange Regulation Communiqué No. 4/2010
Multi-currency trading for exchange traded funds and exchange traded structured funds
28 May 2010 SIX Exchange Regulation Communiqué SER201002
SIX Exchange Regulation Communiqué No. 2/2010
Areas of focus for the review of 2010 semi-annual financial statements
30 Apr 2010 Entry into force date: 01 Jul 2010 Regulatory Board Communiqué COM201002
Regulatory Board Communiqué No. 2/2010
Amendment to the Directive on Financial Reporting
30 Apr 2010 Entry into force date: 01 May 2010 Regulatory Board Communiqué COM201003
Regulatory Board Communiqué No. 3/2010
Editorial changes to a number of listing regulations and the Rules of Procedure
08 Mar 2010 Entry into force date: 01 Apr 2010 Regulatory Board Communiqué COM201001
Regulatory Board Communiqué No. 1/2010
General revision of the SIX Swiss Exchange rules and regulations for participants - coming into force of the new Rule Book
27 Jan 2010 SIX Exchange Regulation Communiqué SER201001
SIX Exchange Regulation Communiqué No. 1/2010
Daily adjustments of barriers and exercise prices for dynamic derivatives Change of practice
23 Nov 2009 Entry into force date: 01 Jan 2010 Regulatory Board Communiqué COM200906
Regulatory Board Communiqué No. 6/2009
Directive on Using the Electronic Reporting Platform for Reporting Obligations According to Circular No. 1, Annex 1 (Directive Reporting Platform Circular No. 1, DRPC)
09 Nov 2009 Media Release
SIX Swiss Exchange delists bonds issued by ailing Icelandic banks
20 Oct 2009 Media Release
SIX Swiss Exchange delists Lehman Brothers bonds
30 Sep 2009 SIX Exchange Regulation Communiqué SER200905
SIX Exchange Regulation Communiqué No. 5/2009
Areas of focus for the review of 2009 annual financial statements Updated IFRS Circular
22 Sep 2009 Regulatory Board Communiqué COM200905
Regulatory Board Communiqué No. 5/2009
Listing of Collateral-Secured Instruments
11 Aug 2009 SIX Exchange Regulation Communiqué SER200904
SIX Exchange Regulation Communiqué No. 4/2009
Main points of focus for the review of annual reports for 2009 and 2009/2010 with regard to compliance with the Directive on Information relating to Corporate Governance.
11 Aug 2009 Entry into force date: 11 Aug 2009 Regulatory Board Communiqué COM200904
Regulatory Board Communiqué No. 4/2009
Trading in defaulted bonds after maturity Details of admission to trading
23 Jul 2009 SIX Exchange Regulation Communiqué SER200903
SIX Exchange Regulation Communiqué No. 3/2009
2009 Participant Audit
01 Jul 2009 SIX Exchange Regulation Communiqué SER200902
SIX Exchange Regulation Communiqué No. 2/2009
29 May 2009 SIX Exchange Regulation Communiqué SER200901
SIX Exchange Regulation Communiqué No. 1/2009
Areas of focus for the review of 2009 semi-annual financial statements
29 May 2009 Entry into force date: 01 Jul 2009 Regulatory Board Communiqué COM200903
Regulatory Board Communiqué No. 3/2009
Revision of the regulations governing listing on SIX Swiss Exchange - entry into force of the new rules
17 Apr 2009 Regulatory Board Communiqué COM200902
Regulatory Board Communiqué No. 2/2009
New practices for public-sector issuers and/or guarantors concerning the content of bond prospectuses
17 Apr 2009 Entry into force date: 04 May 2009 Regulatory Board Communiqué COM200901
Regulatory Board Communiqué No. 1/2009
Reunification of share trading on the SIX Swiss Exchange Rescinding the regulatory segment for listing in the SIX Swiss Exchange "EU-Compatible" Segment
07 Apr 2009 Disclosure Office Notice I/09
Disclosure Office Notice I / 2009
15 Dec 2008 Entry into force date: 01 Jan 2009 Regulatory Board Communiqué COM200811
Regulatory Board Communiqué No. 11/2008
Repeal of duty to produce and publish listing notices for debt securities
11 Dec 2008 Disclosure Office Notice II/08
Disclosure Office Notice II / 2008
Issuer's publication obligations, with particular regard to the electronic publication platform
03 Nov 2008 Entry into force date: 01 Dec 2008 Regulatory Board Communiqué COM200810
Regulatory Board Communiqué No. 10/2008
Entry into force of the Directive on Electronic Reporting and Publication Platforms
09 Oct 2008 Regulatory Board Communiqué COM200809
Regulatory Board Communiqué No. 9/2008
Areas of focus for the review of 2008 financial statements Update of Admission Board Circular No. 6 concerning International Financial Reporting Standards (IFRS)
14 Jul 2008 Entry into force date: 01 Sep 2008 Regulatory Board Communiqué COM200808
Regulatory Board Communiqué No. 8/2008
Entry into force of two new provisions in the Listing Rules
30 May 2008 Regulatory Board Communiqué COM200806
Regulatory Board Communiqué No. 6/2008
Listing of derivatives whose underlying instruments have not been approved by the SFBC for public distribution in Switzerland
30 May 2008 Regulatory Board Communiqué COM200807
Regulatory Board Communiqué No. 7/2008
Valuation and recognition of post-employment benefits in the interim financial statements as per IAS 19
19 May 2008 Entry into force date: 01 Jun 2008 Regulatory Board Communiqué COM200805
Regulatory Board Communiqué No. 5/2008
Internet Based Listing: Online Admission of Derivatives Deadline for submission of applications for provisional admission to trading (T+1) to be brought forward from 14:00 CET to 12:00 CET on "triple witching" days
18 Apr 2008 Disclosure Office Notice I/08
Disclosure Office Notice I / 2008
11 Apr 2008 Entry into force date: 01 May 2008 Regulatory Board Communiqué COM200804
Regulatory Board Communiqué No. 4/2008
Inclusion of foreign issuers with a primary listing in the Swiss Performance Index SPI ® Introduction of a new reporting obligation for foreign issuers with a primary listing at SWX Swiss Exchange Limited
29 Feb 2008 Entry into force date: 14 Mar 2008 Regulatory Board Communiqué COM200803
Regulatory Board Communiqué No. 3/2008
Derivatives that are traded for a maximum of 180 days Provisional admission to trading and listing Clarification of practice
08 Feb 2008 Regulatory Board Communiqué COM200802
Regulatory Board Communiqué No. 2/2008
New classification of Admission Board Communiqués on the website of the SWX Swiss Exchange Limited for improved user-friendliness
01 Feb 2008 Entry into force date: 01 Mar 2008 Regulatory Board Communiqué COM200801
Regulatory Board Communiqué No. 1/2008
Disclosure of shareholdings for issuers whose shares are listed in the «EU-compatible» segment of SWX / Abrogation without replacement of Art. 28 para. 1 AR EU
10 Dec 2007 Regulatory Board Communiqué COM200713
Regulatory Board Communiqué No. 13/2007
Increase of the number of trading currencies for debt securities at the SWX Swiss Exchange
15 Nov 2007 Entry into force date: 01 Jan 2008 Regulatory Board Communiqué COM200712
Regulatory Board Communiqué No. 12/2007
Directive on the Presentation of a Complex Financial History in the Listing Prospectus (DCFH)
01 Nov 2007 Entry into force date: 01 Dec 2007 Regulatory Board Communiqué COM200711
Regulatory Board Communiqué No. 11/2007
Partial revision of the List of Charges New charges for equity securities in the SWX "EU-Compatible" Segment
30 Oct 2007 Entry into force date: 01 Jan 2008 Regulatory Board Communiqué COM200710
Regulatory Board Communiqué No. 10/2007
Implementation of the Audit Oversight Act in the Listing Regulations Revision of Arts. 6, 71a, 80 and 82 of the Listing Rules and ref. no. 15 of the Directive on the Listing of Foreign Companies
26 Oct 2007 Regulatory Board Communiqué COM200707
Regulatory Board Communiqué No. 7/2007
Update of Admission Board Circular No. 6 concerning International Financial Reporting Standards (IFRS)
26 Oct 2007 Regulatory Board Communiqué COM200708
Regulatory Board Communiqué No. 8/2007
Areas of focus in the review of the annual financial reports for 2007 and the semi-annual financial reports for 2008
26 Oct 2007 Regulatory Board Communiqué COM200709
Regulatory Board Communiqué No. 9/2007
Main focus for the review of the annual reports for 2007 and 2007/2008 in terms of compliance with the Directive on Information relating to Corporate Governance
15 Oct 2007 Entry into force date: 15 Oct 2007 Regulatory Board Communiqué COM200706
Regulatory Board Communiqué No. 6/2007
Assurance of confidentiality in connection with the introduction of a central counterparty (CCP) at the SWX Swiss Exchange
20 Aug 2007 Entry into force date: 24 Sep 2007 Regulatory Board Communiqué COM200705
Regulatory Board Communiqué No. 5/2007
Restructuring of the SMI ® / Trading in shares included in the new SLI Swiss Leader Index ® (SLI ® ) on virt-x
26 Jun 2007 Regulatory Board Communiqué COM200704
Regulatory Board Communiqué No. 4/2007
Listing of dynamic certificates with discretionary management (Actively Managed Certificates)
15 Jun 2007 Regulatory Board Communiqué COM200703
Regulatory Board Communiqué No. 3/2007
Recognition of equivalence by the Financial Services Authority (FSA) with regard to the rules governing the SWX "EU-Compatible" Segment
19 Jan 2007 Entry into force date: 15 Feb 2007 Regulatory Board Communiqué COM200701
Regulatory Board Communiqué No. 1/2007
Additional Rules for the Listing of Global Depositary Receipts ("AR GDR")
19 Jan 2007 Entry into force date: 20 Jan 2007 Regulatory Board Communiqué COM200702
Regulatory Board Communiqué No. 2/2007
- Recognition of equivalence by the Financial Services Authority (FSA) - Entry into force of the rules and regulations for the SWX "EU-Compatible" Segment
21 Dec 2006 Regulatory Board Communiqué
Amendments to the rules and regulations for the SIX Swiss Exchange "EU-Compatible" Segment in the context of the EU Transparency Directive
Amendment of the Additional Rules for the Listing on the SIX Swiss Exchange "EU-Compatible" Segment and the Directive on the Procedure for the Listing on the SIX Swiss Exchange "EU-Compatible" Segment
19 Dec 2006 Regulatory Board Communiqué
Adaptation of rules in view of the 1 January 2007 entry into force of the Federal Act on Collective Investment Schemes (CISA)
Admission Board Circular No. 1 on Reporting Obligations regarding the Maintenance of Listing (Arts. 64-75 LR)
14 Dec 2006 Regulatory Board Communiqué
Abrogation of Art. 17 in fine of the Additional Rules for the Listing of Bonds
Amendment of the Directive on Applicable Law and Place of Jurisdiction for Debt Securities and the Directive on Guarantee Commitments
04 Dec 2006 Regulatory Board Communiqué
Revision of the Directive on Requirements for Financial Reporting (DFR)
20 Nov 2006 Regulatory Board Communiqué
Areas of focus in the review of the annual reports for 2006 and interim financial reports for 2007
New SWX Swiss Exchange Rules of Procedure (RP)
13 Nov 2006 Regulatory Board Communiqué
Allocation of trading in all derivatives from the SWX Swiss Exchange to Alex Exchange Switzerland Ltd.
25 Sep 2006 Regulatory Board Communiqué
Main focus for the review of the annual reports for 2006 and 2006/2007 in terms of compliance with the Directive on Information relating to Corporate Governance
15 Sep 2006 Regulatory Board Communiqué
28 Jul 2006 Regulatory Board Communiqué
Changes to the Directive on Information Relating to Corporate Governance (DCG)
31 May 2006 Regulatory Board Communiqué
New provisions regarding minimum capitalisation of derivatives issues
12 Jan 2006 Regulatory Board Communiqué
Amendment to the Directive on Requirements for Financial Reporting Auditor confirmation
21 Nov 2005 Regulatory Board Communiqué
Areas of focus in the review of 2005 (or 2005/2006) annual reports
Update of the Admission Board Circular No. 6 concerning International Financial Reporting Standards (IFRS)
18 Oct 2005 Regulatory Board Communiqué
Partial revision of the List of Charges. New charges for equity securities on the SIX Swiss Exchange "EU-Compatible" Segment
02 Aug 2005 Regulatory Board Communiqué
Partial revision of the Rules for the Admission of International Bonds to Trading on the SWX Swiss Exchange
Listing of loan participation notes on the SWX Swiss Exchange
29 Nov 2000 Disclosure Office Notice III/00
Disclosure Office Notice III / 2000
Reporting upon disclosure of shareholdings as a business concern / group enterprise
20 Mar 2000 Disclosure Office Notice II/00
Disclosure Office Notice II / 2000
20 Mar 2000 Disclosure Office Notice I/00
Disclosure Office Notice I / 2000
Extent of reporting obligation for a business concern / group enterprise
26 Feb 1999 Disclosure Office Notice III/99
Disclosure Office Notice III / 1999
26 Feb 1999 Disclosure Office Notice II/99
Disclosure Office Notice II / 1999