Source: http://www.legislation.gov.uk/uksi/2017/692/schedules/made
Timestamp: 2017-12-17 14:28:00
Document Index: 41066740

Matched Legal Cases: ['art 7', 'art 8', 'arts 1', 'art 3', 'art 7', 'art 20', 'art 1', 'art 2', 'art 1', 'art 1', 'art 1', 'art 2', 'art 4', 'art 4', 'art 1']

1. An offence under the Perjury Act 1911(2).
2. An offence under section 89 of the Criminal Justice Act 1967 (false written statements tendered in evidence)(3).
3. An offence under section 20BB of the Taxes Management Act 1970 (falsification of documents)(4).
4. An offence under section 11 of the European Communities Act 1972 (EU offences)(5).
5. An offence under Article 10 of the Perjury (Northern Ireland) Order 1979 (false statutory declarations and other false unsworn statements)(6).
6. An offence under the Customs and Excise Management Act 1979(7).
7. An offence under the Estate Agency Act 1979, or specified for the purposes of section 3 of that Act in the Estate Agents (Specified Offences) (No 2) Order 1991(8).
8. An offence under any of sections 1 to 5 of the Forgery and Counterfeiting Act 1981(9) (counterfeiting offences).
9. An offence under section 35 of the Administration of Justice Act 1985 (penalty for pretending to be a licensed conveyancer or recognised body)(10).
10. An offence under section 11(1) (undischarged bankrupts) or 13 (criminal penalties) of the Company Directors Disqualification Act 1986(11).
11. An offence under section 1, 2, 3, 3ZA or 3A of the Computer Misuse Act 1990(12) (computer misuse offences).
12. An offence under section 112 (false representations or obtaining benefit) or 114 (offences relating to contributions) of the Social Security Administration Act 1992(13).
13. An offence under section 52 of the Criminal Justice Act 1993(14) (the offence of insider dealing).
14. An offence under the Value Added Tax Act 1994(15).
15. An offence under section 44(2) of the Criminal Law (Consolidation) (Scotland) Act 1995 (false statement and declarations)(16).
16. An offence under the Data Protection Act 1998(17).
17. An offence under the Terrorism Act 2000(18).
18. An offence under paragraph 7(2) or (3) of Schedule 3 to the Anti-Terrorism, Crime and Security Act 2001(19) (offences).
19. An offence under the Money Laundering Regulations 2001(20), the Money Laundering Regulations 2003(21), the Money Laundering Regulations 2007(22) or under these Regulations.
20. An offence under section 35 of the Tax Credits Act 2002(23) (offence of fraud).
21. An offence under Part 7 (money laundering) or Part 8 (investigations) of, or listed in Schedule 2 (lifestyle offences: England and Wales), 4 (lifestyle offences: Scotland) or 5 (lifestyle offences: Northern Ireland) to, the Proceeds of Crime Act 2002(24).
22. An offence under the Commissioners for Revenue and Customs Act 2005(25).
23. An offence under the Terrorism Act 2006(26).
24. An offence under section 1, 2, 6 or 7 of the Bribery Act 2010(27) (bribery).
25. An offence under section 45 of the Serious Crime Act 2015(28) (offence of participating in activities of organised crime gang).
26. An offence under Parts 1 (general privacy protections); 2 (lawful interception of communications), 3 (authorisations for obtaining communications data), 5 (equipment interference), 6 (bulk warrants) and 7 (bulk personal dataset warrants) of the Investigatory Powers Act 2016(29).
27. An offence under section 45 (failure to prevent facilitation of UK tax evasion offences) or 46 (failure to prevent facilitation of foreign tax evasion offences) of the Criminal Finances Act 2017(30).
(ii)by a person who is linked to part of the United Kingdom (within the meaning of paragraph 5(3) of Schedule 7A to the Proceeds of Crime Act 2002 (connection with relevant part of the United Kingdom)(31)); or
(a)Part 3 of the Terrorism Act 2000 (terrorist property)(32), or
(b)Part 7 (money laundering) or 8 (investigations) of the Proceeds of Crime Act 2002(33).
Regulation 65(3)
SCHEDULE 5Connected Persons
4. If the relevant person or payment service provider is an individual, any person who is or has been an employee or agent of that individual.
1. In section 34 of the Solicitors (Scotland) Act 1980(34), after subsection (1C), insert—
2. In Schedule 3 to the Northern Ireland Act 1998 (reserved matters)(35)—
(a)in paragraph 25, for “the Money Laundering Regulations 2007”(36) substitute “the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”;
3.—(1) FSMA(37) is amended as follows.
(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016)(38), substitute “Politically exposed persons: money laundering and terrorist financing”.
4.—(1) The Terrorism Act 2000(39) is amended as follows.
(3) In section 21H(4), for the words from “Directive 2005/60/EC” to “2005” substitute “Directive 2015/849/EU of the European Parliament and of the Council of 20th May 2015(40)”.
(4) Part 1 of Schedule 3A(41) (business in the regulated sector) is amended in accordance with sub-paragraphs (5) to (10).
(a)in paragraph (b)(42)—
(aa)falls within section 12(a) of the Consumer Credit Act 1974(43) (debtor-creditor-supplier agreements);
(b)after paragraph (j)(44), insert—
(7) In paragraph 1(6)(45), at the end of paragraph (c) for “or” substitute “and”.
“(g)the carrying on by a local authority (within the meaning given in article 3(1) of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001)(46) of an activity which would be a regulated activity for the purposes of the Financial Services and Markets Act 2000 but for article 72G of that Order; or
(h)the preparation of a home report, which for these purposes means the documents prescribed for the purposes of sections 98, 99(1) or 101(2) of the Housing (Scotland) Act 2006(47).”.
““the Capital Requirements Directive” means Directive 2013/36/EU of the European Parliament and of the Council of 26th June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms (48);”;
(11) In Part 2 of Schedule 3A(49) (supervisory authorities), in paragraph 4—
5. In the Criminal Justice and Police Act 2001(50)—
(i)in paragraph (g), for “regulation 39(6) of the Money Laundering Regulations 2007”(51) substitute “regulation 70(7) of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”;
6.—(1) The Proceeds of Crime Act 2002(52) is amended as follows.
(3) In section 333E (interpretation), in subsection (4), for the words from “Directive 2005/60/EC”(53) to “2005” substitute “Directive 2015/849/EU of the European Parliament and of the Council of 20th May 2015(54)”.
(4) In Part 1 of Schedule 9(55) (business in the regulated sector), in paragraph 1(1)—
(a)in paragraph (b)(56)—
(aa)falls within section 12(a) of the Consumer Credit Act 1974(57) (debtor-creditor-supplier agreements);
“(ja)the carrying on of local audit work within the meaning of Schedule 5 to the Local Audit and Accountability Act 2014(58) (eligibility and regulation of local auditors) by any firm or individual who is a local auditor within the meaning of section 4(1) of that Act (general requirements for audit);”;
(6) In paragraph 1(6)(59), at the end of paragraph (c) for “or” substitute “and”.
“(g)the carrying on by a local authority (within the meaning given in article 3(1) of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001(60)) of an activity which would be a regulated activity for the purposes of the Financial Services and Markets Act 2000 but for article 72G of that Order(61); or
(h)the preparation of a home report, which for these purposes means the documents prescribed for the purposes of sections 98, 99(1) or 101(2) of the Housing (Scotland) Act 2006(62).”;
““the Capital Requirements Directive” means Directive 2013/36/EU of the European Parliament and of the Council of 26th June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms(63);”;
7. In Schedule 7 to the Counter-Terrorism Act 2008(64) (terrorist financing and money laundering), for paragraph 45(3), substitute—
8. In section 1 (general customs functions of the Secretary of State) of the Borders, Citizenship and Immigration Act 2009(65), in subsection (2)—
(a)in paragraph (d), for “Directive 2005/60/EC on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing”(66) substitute “Directive 2015/849/EU of the European Parliament and of the Council of 20th May 2015 on the prevention of the use of the financial system for the purpose of money laundering or terrorist financing(67)”;
(b)in paragraph (e), for “Regulation (EC) No 1781/2006 on information on the payer accompanying transfers of funds”(68) substitute “Regulation (EU) 2015/847 of the European Parliament and of the Council of 20th May 2015 on information accompanying transfers of funds”.
9. In Schedule 17 (offences in relation to which a deferred prosecution arrangement may be entered into) to the Crime and Courts Act 2013(69), in paragraph 27, for “regulation 45 of the Money Laundering Regulations 2007 (S.I. 2007/2157)” substitute “regulation 86 of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”.
10. In Schedule 34 to the Finance Act 2014(70), in paragraph 6(4)(j) (criminal offences) for “regulation 45(1) of the Money Laundering Regulations 2007 (S.I. 2007/2157)” substitute “regulation 86(1) of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”.
(b)in section 30 (politically exposed persons: money laundering)(71)—
12. Schedule 3 (other matters) to the Estate Agents (Undesirable Practices) (No 2) Order 1991(72) is amended as follows—
13. In the Schedule (description of persons and matters) to the Public Interest Disclosure (Prescribed Persons) Order (Northern Ireland) 1999(73)—
14. In the meaning of “relevant business” in regulation 2 (interpretation) of the Terrorism Act 2000 (Crown Servants and Regulators) Regulations 2001(74) for “regulation 3(1)(a) to (h) of the Money Laundering Regulations 2007” substitute “regulation 8(2)(a) to (h) of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”.
15. In regulation 114(3)(b) in the Representation of the People (England and Wales) Regulations 2001(75) (sale of full register to credit reference agencies), for “the Money Laundering Regulations 2007” substitute “the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”.
16. In regulation 113(3)(b) in the Representation of the People (Scotland) Regulations 2001(76) (sale of full register to credit reference agencies), for “the Money Laundering Regulations 2007” substitute “Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”.
17. In article 72E(9) in the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001(77) (Business and Angel-led Enterprise Capital Funds) for “the Money Laundering Regulations 2007”(78) substitute “the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”.
18. Regulation 48 (bearer shares) of the Open-Ended Investment Companies Regulations 2001(79) is amended as follows—
19. In article 3(d) (disclosure of information by Lord Advocate and by Scottish Ministers) of the Proceeds of Crime Act 2002 (Disclosure of Information to and by Lord Advocate and Scottish Ministers) Order 2003(80) for “the Money Laundering Regulations 2007” substitute “the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”.
20. In article 2 of the Proceeds of Crime Act 2002 (Failure to Disclose Money Laundering: Specified Training) Order 2003(81) (training specified), for “regulation 21 of the Money Laundering Regulations 2007” substitute “regulation 24 of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”.
21.—(1) Part 1 of the Schedule to the Legislative and Regulatory Reform (Regulatory Functions) Order 2007(82) is amended as follows.
22. In regulation 112(3)(b) of the Representation of the People (Northern Ireland) Regulations 2008(83) (sale of full register etc to credit reference agencies), for paragraph (i), substitute—
23. In paragraph 2(6) of Schedule 3 (transitional and saving provisions) to the Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009(84), in the definition of “review and appeal provisions”—
24.—(1) The Payment Services Regulations 2009(85) are amended as follows.
(2) In regulation 2(1) (interpretation)(86), in the definition of “the money laundering directive” for “Directive 2005/60/EC of the European Parliament and of the Council of 26th October 2005 on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing” substitute “Directive 2015/849/EU of the European Parliament and of the Council of 20th May 2015 on the prevention of the use of the financial system for the purpose of money laundering or terrorist financing”.
(b)for “Regulation (EC) No 1781/2006 of the European Parliament and of the Council of 15 November 2006 on information on the payer accompanying transfers of funds”(87) substitute “Regulation 2015/847/EU of the European Parliament and of the Council of 20 May 2015 on information accompanying transfers of funds”(88).
(9) In paragraph 3(d)(ii) in Part 1 of Schedule 5(89) (application and modification of the Financial Services and Markets Act 2000) for “the Money Laundering Regulations 2007” substitute “the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”.
(10) In paragraph 10(h) in Part 2 of Schedule 5(90) (application and modification of secondary legislation) for “the Money Laundering Regulations 2007” substitute “the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”.
25. In paragraph 7(b) of Schedule 2 (disclosure to a credit reference agency) of the Companies (Disclosure of Address) Regulations 2009(91)—
(b)for “Directive 2005/60/EC of the European Parliament and of the Council of 26 October 2005 on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing”(92) substitute “Directive 2015/849/EU of the European Parliament and of the Council of 20 May 2015 on the prevention of the use of the financial system for the purpose of money laundering or terrorist financing”(93).
26. In paragraph 7(b) of Schedule 2 (disclosure to a credit reference agency) of the Overseas Companies Regulations 2009(94)—
27. In regulation 23(1)(i) of Part 4 (criteria for the rejection of economic operators) to the Defence and Security Public Contracts Regulations 2011(95), at the end insert “or of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”.
28.—(1) The Electronic Money Regulations 2011(96) are amended as follows.
(2) In regulation 2(1) (interpretation), in the definition of “money laundering directive” for “Directive 2005/60/EC of the European Parliament and of the Council of 26th October 2005 on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing”(97) substitute “Directive 2015/849/EU of the European Parliament and of the Council of 20th May 2015 on the prevention of the use of the financial system for the purpose of money laundering or terrorist financing”(98).
(b)for “Regulation (EC) No 1781/2006 of the European Parliament and of the Council of 15 November 2006 on information on the payer accompanying transfers of funds”(99) substitute “Regulation 2015/847/EU of the European Parliament and of the Council of 20 May 2015 on information accompanying transfers of funds”(100).
29.—(1) Regulation 4 (review) of the Terrorism Act 2000 and Proceeds of Crime Act 2002 (Business in the Regulated Sector) (No 2) Order 2012(101) is amended as follows.
(2) In paragraph (2) for “Directive 2005/60/EC of the European Parliament and of the Council on the protection of the use of the financial system for the purpose of money laundering and terrorist financing” substitute “Directive 2015/849/EU of the European Parliament and of the Council of 20th May 2015 on the prevention of the use of the financial system for the purpose of money laundering or terrorist financing”(102).
30. In regulation 2(1)(d) (enforcement of powers) of the Payment to Treasury of Penalties (Enforcement Costs) Order 2013(103) for “regulation 42 of the Money Laundering Regulations 2007” substitute “regulation 76 of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”.
31. In the Schedule (description of persons and matters) to the Public Interest Disclosure (Prescribed Persons) Order 2014(104), in the entry relating to the National Crime Agency, for the words in the second column substitute—
32. In paragraph 7(b) of Schedule 2 (disclosure to a credit reference agency) to the Companies (Disclosure of Date of Birth Information) Regulations 2015(105)—
(b)for “Directive 2005/60/EC of the European Parliament and of the Council of 26 October 2005 on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing”(106) substitute “Directive 2015/849/EU of the European Parliament and of the Council of 20 May 2015 on the prevention of the use of the financial system for the purpose of money laundering or terrorist financing”.
33. In regulation 25(1)(b) of Part 4 (refusal of application) in the Payment Accounts Regulation 2015(107) for “the Money Laundering Regulations 2007” substitute “the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”.
34. In paragraph 8(b) of Schedule 4 (disclosure to a credit reference agency) of the Register of People with Significant Control Regulations 2016(108)—
35. In Part 1 of the Schedule to the Economic Growth (Regulatory Functions) Order 2017(109), in the entry for Her Majesty’s Revenue and Customs, for “the Money Laundering Regulations 2007” substitute “the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017”.