Source: http://www.legislation.gov.uk/ukpga/2000/8/part/VI/crossheading/listing/data.xht?view=snippet&wrap=true
Timestamp: 2019-07-18 12:15:20
Document Index: 518320136

Matched Legal Cases: ['art. 2', 'art. 2', 'art. 3', 'art. 5', 'art. 2', 'art. 6', 'art. 6', 'art. 7', 'art. 3', 'art. 2', 'art. 3', 'art. 2', 'art. 3', 'art. 2']

C3S. 76(1) modified (1.12.2001) by S.I. 2001/2957, arts. 1, 4(3); S.I. 2001/3538, art. 2(1)
[F4(3A)If securities have been suspended by the Bank of England under section 19, 39B or 48L of the Banking Act 2009, the FCA may, following consultation with the Bank of England, cancel the suspension.]
(5)If the [F1FCA] discontinues or suspends the listing of any securities, [F5on its own initiative,] the issuer may refer the matter to the Tribunal.
F3Words in s. 77(3) substituted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 16(5), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.
F4S. 77(3A) inserted (1.1.2015) by The Bank Recovery and Resolution Order 2014 (S.I. 2014/3329), arts. 1(2), 114
F5Words in s. 77(5) inserted (12.7.2007) by The Regulatory Reform (Financial Services and Markets Act 2000) Order 2007 (S.I. 2007/1973), art. 5(b)
C4S. 77(2) extended (1.12.2001) by S.I. 2001/2957, arts. 1, 8(3); S.I. 2001/3538, art. 2(1)
(1)A discontinuance or suspension [F6by the [F1FCA] on its own initiative] takes effect—
(2)If [F7on its own initiative] the [F1FCA]—
[F8(10)If—
the FCA must give the issuer a warning notice.]
(14)“Suspension” means a suspension of listing under section 77(2) [F9and in subsections (10) and (12), includes a suspension of listing under section 19, 39B or 48L of the Banking Act 2009].
F6Words in s. 78(1) inserted (12.7.2007) by The Regulatory Reform (Financial Services and Markets Act 2000) Order 2007 (S.I. 2007/1973), art. 6(a)
F7Words in s. 78(2) inserted (12.7.2007) by The Regulatory Reform (Financial Services and Markets Act 2000) Order 2007 (S.I. 2007/1973), art. 6(b)
F8S. 78(10) substituted (1.1.2015) by The Bank Recovery and Resolution Order 2014 (S.I. 2014/3329), arts. 1(2), 115(2)
F9Words in s. 78(14) inserted (1.1.2015) by The Bank Recovery and Resolution Order 2014 (S.I. 2014/3329), arts. 1(2), 115(3)
[F1078ADiscontinuance or suspension at the request of the issuer: procedureU.K.
[F11(a)immediately, if the notification under subsection (2) so provides;
(2)If the [F1FCA] discontinues or suspends the listing of securities on the application of the issuer of the securities it must [F12notify the issuer (whether in writing or otherwise)].
[F13(3)The notification must—
F10S. 78A inserted (12.7.2007) by The Regulatory Reform (Financial Services and Markets Act 2000) Order 2007 (S.I. 2007/1973), art. 7
F11S. 78A(1)(a)(b) substituted (19.3.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 17(2)(a), 122(3) (with Sch. 20); S.I. 2013/423, art. 3, Sch.; S.I. 2013/651, art. 2(a)
F12Words in s. 78A(2) substituted (19.3.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 17(2)(b), 122(3) (with Sch. 20); S.I. 2013/423, art. 3, Sch.; S.I. 2013/651, art. 2(a)
F13S. 78A(3) substituted (19.3.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 17(2)(c), 122(3) (with Sch. 20); S.I. 2013/423, art. 3, Sch.; S.I. 2013/651, art. 2(a)