Source: http://www.law.cornell.edu/cfr/text/17/4/subpart-C
Timestamp: 2013-06-20 01:34:22
Document Index: 338463928

Matched Legal Cases: ['art 4', '§ 4', '§ 4', '§ 4', '§ 4', '§ 4', '§ 4', '§ 4', 'art 4', '§ 1', '§ 2', '§ 4', '§ 6', '§ 6', '§ 6', '§ 6', '§ 12', '§ 23']

17 CFR 4, Subpart C - Commodity Trading Advisors | Title 17 - Commodity and Securities Exchanges | Code of Federal Regulations | LII / Legal Information Institute
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17 CFR 4, Subpart C - Commodity Trading Advisors
There are 2 Updates appearing in the Federal Register for 17 CFR 4. Select the tab below to view, or View eCFR (GPOAccess)
§ 4.30 — Prohibited activities.
§ 4.31 — Required delivery of Disclosure Document to prospective clients.
§ 4.32 — Trading on a Registered Derivatives Transaction Execution Facility for Non-Institutional Customers.
§ 4.33 — Recordkeeping.
§ 4.34 — General disclosures required.
§ 4.35 — Performance disclosures.
§ 4.36 — Use, amendment and filing of Disclosure Document.
Title 17 published on 2012-04-01The following are only the Rules published in the Federal Register after the published date of Title 17.For a complete list of all Rules, Proposed Rules, and Notices view the Rulemaking tab.2012-11-02; vol. 77 # 213 - Friday, November 2, 201277 FR 66288 - Adaptation of Regulations To Incorporate Swaps
2012-09-05; vol. 77 # 172 - Wednesday, September 5, 201277 FR 54355 - Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act
typeregulations.gov FR Doc.2012-21606 RIN3038-AD49 COMMODITY FUTURES TRADING COMMISSION Final rules. Effective Date: November 5, 2012. 17 CFR Part 4 SummaryThe Commodity Futures Trading Commission (Commission) is amending its regulations governing the operations and activities of commodity pool operators (CPOs) and commodity trading advisors (CTAs) in order to have those regulations reflect changes made to the Commodity Exchange Act (CEA) by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act).
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeUSC : Title 7 - AGRICULTURE§ 1a - Definitions§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce§ 4§ 6b - Contracts designed to defraud or mislead§ 6c - Prohibited transactions7 USC § - § 6m - Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law§ 6n - Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account7 USC § - § 12a - Registration of commodity dealers and associated persons; regulation of registered entities§ 23 - Standardized contracts for certain commodities
Title 17 published on 2012-04-01The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 4 after this date.2012-11-02; vol. 77 # 213 - Friday, November 2, 201277 FR 66288 - Adaptation of Regulations To Incorporate Swaps