Source: http://federal.elaws.us/cfr/title17.part230.section230.430
Timestamp: 2019-12-15 02:22:10
Document Index: 348627448

Matched Legal Cases: ['§ 230', 'art 230', '§ 230', '§239', '§274', '§239', '§274', '§239', '§274', '§239', '§274', '§239', '§274']

§ 230.430 Prospectus for use prior to effective date., Part 230 - GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933, CHAPTER II — SECURITIES AND EXCHANGE COMMISSION, Title 17 - Commodity and Securities Exchange, Code of Federal Regulations
§ 230.430 Prospectus for use prior to effective date.
(b) A form of prospectus filed as part of a registration statement on Form N-1A (§239.15A and §274.11A of this chapter), Form N-2 (§239.14 and §274.11a-1 of this chapter), Form N-3 (§239.17a and §274.11b of this chapter), Form N-4 (§239.17b and §274.11c of this chapter), or Form N-6 (§239.17c and §274.11d of this chapter) shall be deemed to meet the requirements of Section 10 of the Act (15 U.S.C. 77j) for the purpose of Section 5(b)(1) thereof (15 U.S.C. 77e(b)(1)) prior to the effective date of the registration statement, provided that: