Source: http://www.legislation.gov.uk/ukpga/2012/21/schedule/9/part/6
Timestamp: 2018-10-15 22:34:00
Document Index: 506793181

Matched Legal Cases: ['ART 6', 'art. 3', 'art. 3', 'art. 3', 'art. 3', 'art. 3', 'art. 3', 'art. 3', 'art. 3', 'art. 2', 'art. 3', 'art. 2', 'art. 3']

PART 6 E+W+S+N.I.Notice procedures
26(1)Section 387 (warning notices) is amended as follows.E+W+S+N.I.
(2)In subsection (1)(a), for “Authority” substitute “ regulator giving the notice (“the regulator concerned”) ”.
(a)for “The warning” substitute “ A warning ”,
(b)for “28 days” substitute “ 14 days ”, and
(c)for “Authority” substitute “ regulator concerned ”.
(5)In subsection (3), for “The Authority” substitute “ The regulator concerned ”.
(7)In subsection (4), for “The Authority” substitute “ The regulator concerned ”.
I1Sch. 9 para. 26 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.
27(1)Section 388 (decision notices) is amended as follows.E+W+S+N.I.
(2)In subsection (1)(b), for “the Authority's reasons” substitute “ the reasons of the regulator giving the notice (“the regulator concerned”) ”.
(4)In subsections (3) and (4), for “The Authority” substitute “ The regulator concerned ”.
I2Sch. 9 para. 27 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.
28In section 389(1) (notices of discontinuance)—E+W+S+N.I.
(b)in paragraphs (a) and (b), after “notice” insert “ given by it ”.
I3Sch. 9 para. 28 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.
29(1)Section 390 (final notices) is amended as follows.E+W+S+N.I.
(a)for “the Authority”, in the first place, substitute “ a regulator ”,
(b)for “the Authority”, in the second place, substitute “ the regulator ”, and
(c)for “a final notice” substitute “ the notice required by subsection (2A) ”.
(5)In subsections (9) and (10), for “the Authority” substitute “ the regulator giving the notice ”.
I4Sch. 9 para. 29 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.
30(1)Section 391 (publication) is amended as follows.E+W+S+N.I.
(3)In subsections (1A), (2) and (3), for “Authority” substitute “ regulator giving the notice ”.
(a)for “The Authority” substitute “ The regulator giving a decision or final notice ”, and
(b)for “a decision notice or final notice” substitute “ the notice ”.
(5)In subsection (5), for “Authority” substitute “ regulator giving the notice ”.
(7)In subsection (7), for “Authority” substitute “ regulator ”.
(8)In subsection (7A), for “the Authority” substitute “ a regulator ”.
I5Sch. 9 para. 30 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.
31(1)Section 392 (application of sections 393 and 394) is amended as follows.E+W+S+N.I.
(a)for “54(1)” substitute “ 55Z(1) ”, and
(b)after “131H(1),” insert “ 192L(1), ”.
(a)for “54(2)” substitute “ 55Z(2) ”, and
(b)after “131H(4),” insert “ 192L(4), ”.
I6Sch. 9 para. 31 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.
32(1)Section 393 (third party rights) is amended as follows.E+W+S+N.I.
(2)In subsections (1)(b) and (2), for “Authority” substitute “ regulator giving the notice ”.
(a)for “28 days” substitute “ 14 days ”, and
(b)for “the Authority” substitute “ the regulator giving the notice ”.
(4)In subsections (4)(b), (6), (7), (9)(b) and (11)(b), for “the Authority” substitute “ the regulator giving the notice ”.
(5)In subsection (12), for “which the Authority must disclose” substitute “ to which access must be given ”.
I7Sch. 9 para. 32 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.
33(1)Section 394 (access to Authority material) is amended as follows.E+W+S+N.I.
(a)in the opening words, for “the Authority” substitute “ a regulator ”, and
(b)in paragraph (b), for “, in the opinion of the Authority,” substitute “ , in the regulator's opinion, ”.
(3)In subsection (2), for “the Authority”, in both places, substitute “ the regulator giving the notice ”.
(4)In subsection (3), for “The Authority” substitute “ The regulator giving the notice ”.
(a)for “the Authority” substitute “ the regulator giving the notice ”, and
(6)In subsection (5), for “the Authority” substitute “ the regulator giving the notice ”.
(a)in paragraph (a), for “the Authority” substitute “ the regulator giving the notice ”, and
(b)in paragraph (b), for “the Authority in connection with the matter to which the notice to which this section applies” substitute “ the regulator giving the notice in connection with the matter to which that notice ”.
(8)In the heading, for “Authority” substitute “ FCA or PRA ”.
I8Sch. 9 para. 33 in force at 1.4.2013 by S.I. 2013/423, art. 3, Sch.
34(1)Section 395 (the Authority's procedures) is amended as follows.E+W+S+N.I.
(a)for “The Authority” substitute “ Each regulator ”, and
(b)for “the procedure” substitute “ its procedure ”.
(a)for “the Authority” substitute “ the regulator issuing it ”, and
(b)for “it” substitute “ the statement ”.
(7)In subsection (7), for “The Authority” substitute “ The regulator issuing the statement ”.
(a)for “The Authority” substitute “ The regulator issuing a statement under this section ”, and
(b)for “any statement which it issues under this section” substitute “ the statement ”.
(a)for “giving” substitute “ a regulator gives ”,
(b)after “decision notice,” insert “ other than a warning notice or decision notice relating to a decision of the PRA that is required by a a decision of the FCA of the kind mentioned in subsection (1)(b)(ii) ”, and
(c)for “the Authority” substitute “ the regulator ”.
I9Sch. 9 para. 34 in force at 24.1.2013 for specified purposes by S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3
I10Sch. 9 para. 34 in force at 1.4.2013 in so far as not already in force by S.I. 2013/423, art. 3, Sch.
35(1)Section 396 (statements under s.395: consultation) is amended as follows.E+W+S+N.I.
(a)after “a statement of” insert “ its ”,
(b)for “the Authority”, in the first place, substitute “ the regulator ”,
(c)for “the Authority”, in the second place, substitute “ it ”, and
(d)for “it” substitute “ the draft ”.
(3)In subsection (2), for “Authority” substitute “ regulator publishing the draft ”.
(4)In subsection (3), for “Before issuing the proposed statement of procedure, the Authority” substitute “ Before a regulator issues the proposed statement of its procedure, it ”.
(5)In subsection (4), for “Authority issues the proposed statement of procedure” substitute “ regulator issues the proposed statement of its procedure, ”.
(a)for “statement of procedure differs from the draft published” substitute “ statement of the regulator's procedure differs from the draft published by it ”,
(b)for “, in the opinion of the Authority,” substitute “ , in its opinion, ”, and
(c)for “the Authority must” substitute “ it must ”.
(a)for “The Authority” substitute “ The regulator publishing a draft under subsection (1) ”, and
(b)for “a draft published under subsection (1)” substitute “ the draft ”.
I11Sch. 9 para. 35 in force at 24.1.2013 for specified purposes by S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3
I12Sch. 9 para. 35 in force at 1.4.2013 in so far as not already in force by S.I. 2013/423, art. 3, Sch.