Source: https://www.law.cornell.edu/cfr/text/12/303.121
Timestamp: 2017-07-27 17:13:11
Document Index: 52961675

Matched Legal Cases: ['art 303', '§ 303', 'art 362', 'art 362', '§ 378', '§ 1464', '§ 1813', '§ 1815', '§ 1817', '§ 1818', '§ 1819', '§ 1820', '§ 1823', '§ 1828', '§ 1831', '§ 1831', '§ 1831', '§ 1831', '§ 1831', '§ 1835', '§ 1843', '§ 3104', '§ 3105', '§ 3108', '§ 3207']

12 CFR 303.121 - Filing procedures. | US Law | LII / Legal Information Institute
CFR › Title 12 › Chapter III › Subchapter A › Part 303 › Subpart G › Section 303.121 12 CFR 303.121 - Filing procedures.
§ 303.121 Filing procedures.
(a)Where to file. A notice or application required by subpart A, subpart B, or subpart E of part 362 of this chapter shall be submitted in writing to the appropriate FDIC office. (b)Contents of filing. A complete letter notice or letter application shall include the following information: (1)Filings generally.
(i) A brief description of the activity and the manner in which it will be conducted; (ii) The amount of the bank's existing or proposed direct or indirect investment in the activity as well as calculations sufficient to indicate compliance with any specific capital ratio or investment percentage limitation detailed in subpart A, B, or E of part 362 of this chapter; (iii) A copy of the bank's business plan regarding the conduct of the activity; (iv) A citation to the state statutory or regulatory authority for the conduct of the activity; (v) A copy of the order or other document from the appropriate regulatory authority granting approval for the bank to conduct the activity if such approval is necessary and has already been granted; (vi) A brief description of the bank's policy and practice with regard to any anticipated involvement in the activity by a director, executive office or principal shareholder of the bank or any related interest of such a person; and (vii) A description of the bank's expertise in the activity. (2) [Reserved] (3)Copy of application or notice filed with another agency. If an insured state bank has filed an application or notice with another federal or state regulatory authority which contains all of the information required by paragraph (b) (1) of this section, the insured state bank may submit a copy to the FDIC in lieu of a separate filing. (4)Additional information. The FDIC may request additional information to complete processing. This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeU.S. Code: Title 12 - BANKS AND BANKING§ 378 - Dealers in securities engaging in banking business; individuals or associations engaging in banking business; examinations and reports; penalties§ 1464 - Federal savings associations§ 1813 - Definitions§ 1815 - Deposit insurance§ 1817 - Assessments§ 1818 - Termination of status as insured depository institution§ 1819 - Corporate powers§ 1820 - Administration of Corporation§ 1823 - Corporation monies§ 1828 - Regulations governing insured depository institutions§ 1831a - Activities of insured State banks§ 1831e - Activities of savings associations§ 1831o - Prompt corrective action§ 1831p-1§ 1831w - Safety and soundness firewalls applicable to financial subsidiaries of banks§ 1835a - Prohibition against deposit production offices§ 1843 - Interests in nonbanking organizations§ 3104 - Insurance of deposits§ 3105 - Authority of Federal Reserve System§ 3108 - Regulation and enforcement§ 3207 - Rules and regulations
12 CFR 362.8 — Restrictions on Activities of Insured State Nonmember Banks Affiliated With Certain Securities Companies.