Source: http://www.law.cornell.edu/cfr/text/17/18.05?quicktabs_7=2
Timestamp: 2013-05-21 17:03:53
Document Index: 345487987

Matched Legal Cases: ['art 18', 'art 35', '§ 2', '§ 4', '§ 5', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 12', '§ 19']

17 CFR 18.05 - Maintenance of books and records. | Title 17 - Commodity and Securities Exchanges | Code of Federal Regulations | LII / Legal Information Institute
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17 CFR 18.05 - Maintenance of books and records.
Every trader who holds or controls a reportable futures or option position shall keep books and records showing all details concerning all positions and transactions in the commodity:
Over the counter or pursuant to sections 2(d), 2(g) or 2(h)(1)-(2) of the Act or part 35 of this chapter;
On exempt commercial markets operating pursuant to sections 2(h)(3)-(5) of the Act;
On exempt boards of trade operating pursuant to section 5d of the Act; and
Every such trader shall also keep books and records showing all details concerning all positions and transactions in the cash commodity, its products and byproducts, and all commercial activities that the trader hedges in the futures or option contract in which the trader is reportable.
The trader shall upon request furnish to the Commission any pertinent information concerning such positions, transactions, or activities in a form acceptable to the Commission.
[72 FR 60771, Oct. 26, 2007, as amended at 74 FR 12192, Mar. 23, 2009]
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeUSC : Title 7 - AGRICULTURE§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce§ 4§ 5 - Findings and purpose§ 6a - Excessive speculation§ 6c - Prohibited transactions§ 6f - Registration and financial requirements; risk assessment§ 6g - Reporting and recordkeeping§ 6i - Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions§ 6k - Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons§ 6m - Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law§ 6n - Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account§ 12a - Registration of commodity dealers and associated persons; regulation of registered entities§ 19 - Consideration of costs and benefits and antitrust laws