Source: https://www.fd.org/cjaort/cjaort/processes/011.html
Timestamp: 2016-05-05 10:26:42
Document Index: 362613014

Matched Legal Cases: ['§ 230', '§ 230', '§ 230', '§ 230', '§ 230', '§ 310', '§ 230', '§ 320', '§ 230', '§ 230', '§ 230', '§ 230']

Criminal Justice Act (CJA) and CJA Processes > CJA Voucher
The CJA Voucher Review and Approval Process involves many roles and
functions. As depicted in the following high-level flowchart of the
voucher submission, review, approval, and payment process, the CJA
Panel Attorneys or other Submitters fill out voucher (claim) forms and
submit them to the court or FDO for payment. Experts and other service
providers, also considered Submitters, do the same with the assistance
of the Panel Attorney and court personnel. The vouchers are reviewed at
a variety of levels and forwarded electronically (after approval by the appropriate
judicial authority) to the Administrative Office of the United States
Courts (AO) for the payments to be disbursed. Process Description
The voucher process starts with the appointment of a CJA Panel
Attorney after a U.S. judge or court determines an individual is
financially eligible for representation. This attorney performs legal services on behalf of the client and
may request authorization to obtain transcripts and investigative,
expert, or other necessary services. Upon completion of the representation, the appointed panel
and the other service providers submit vouchers for review and payment.
A provider of services other than counsel completes a voucher, which is
signed by appointed counsel certifying that the services were rendered
for the case and is submitted to the court or other entity designated
by the court for initial review, such as a federal defender
organization (FDO). If the presiding judge determines that periodic or
interim payments are necessary and appropriate for a specific case,
vouchers may be filed prior to the completion of service. Vouchers submitted by CJA panel attorneys and other service
providers are reviewed to determine that the claims are for services
and expenses that are authorized by the CJA, that the vouchers are
submitted in accordance with applicable Judicial Conference Guidelines,
and that the amounts claimed should be approved as necessary and
reasonable to provide adequate representation. Preliminary Reviews. Various court or FDO personnel perform
administrative, mathematical, and technical voucher reviews, ensuring
that the claim is complete and accurate, interacting with attorneys
where documents or explanations are missing, and identifying
non-compensable services or non-reimbursable expenses. After these
reviews are completed, the claim is provided, with the Reviewers'
observations and recommendations, to the presiding judge. Presiding Judge's Review and Approval or Certification. The judge
who presided over the case (or authorized delegate) reviews the
“reasonableness” of the claim and approves payment within the levels of
the person's delegation or statutory approval authority.
Notification of Proposed Reduction of CJA Attorney Voucher. To
ensure basic procedural fairness, if the court determines that the
appointed panel attorney's claim should be reduced, the court should
provide the attorney with prior notice of the proposed reduction with a
brief statement of the reason(s) for it and an opportunity to address
the matter (unless the proposed reduction is based on mathematical or
technical errors). The court may conduct a hearing (although one is not
required) to consider the attorney's response or may communicate
informally with counsel about questions or concerns (in person,
telephonically, or electronically). [Guide, Vol. 7, § 230.36]. CJA vouchers should not be delayed or reduced for the purpose of
diminishing Defender Services program costs in response to adverse
financial circumstances. [Guide, Vol. 7, § 230.33] Approved vouchers are provided to court personnel for further
For vouchers claiming amounts in excess of statutory maximums,
after the presiding judge certifies that the “excess” amounts are
authorized and appropriate, the voucher is forwarded to the circuit
chief judge (or circuit judge delegate) for review and approval. The
presiding judicial official should furnish a memorandum containing the
recommendation and a detailed statement of reasons. [Guide, Vol. 7, § 230.30(b)(2)] Once vouchers are approved, the payment information is
electronically submitted to the AO for processing and payment
The CJA Voucher Payment Process involves the following roles and
functions: Submitters Processors Reviewers Approvers Excess Approvers Roles and Functions - Submitter
A voucher claim is initiated by a Submitter. The person may be the
appointed CJA Panel Attorney or other service provider, such as an
expert, interpreter, or investigator. The appointed panel attorneys fill out required forms and attach
supporting documentation. See general
forms. They provide an additional itemized statement of services
rendered and expenses incurred, including the date and number of hours
claimed for each service provided, by specified categories of activity,
and the dates and descriptions of all expenses. If the claimed amount
exceeds statutory maximums, the attorney includes an explanation as to
why payment exceeding those amounts is necessary and appropriate. A provider of services other than counsel completes a separate
voucher, which is signed by appointed counsel (or retained counsel, as
applicable) certifying that the services were rendered for the case,
and the voucher is submitted to the court (or the FDO). The Attorney should submit a request for advance authorization for
investigative, expert, or other services where it is anticipated that
such services will exceed the applicable statutory maximum. The sample
request located in the Guide, Vol. 7, Appendix
3A may be used for this purpose.
Submitter Flow
Roles and Functions - Processor
Once the vouchers are submitted, they pass through several levels of
review and processing before being approved. The roles involved in the
various levels of review and approval include Processors, Reviewers,
Approvers and, if necessary, Excess Approvers.
Processors may be employees of the court or the FDO. They enter the Panel
Attorney's initial appointment data (or other service provider's
authorization data) in the CJA Panel Attorney Payment System The Processor enters the
amounts claimed in the CJA Panel Attorney Payment System. It is the Processor's
responsibility to forward the voucher to others in the review process.
Some Processors may also perform review functions.
Processor Flow
Roles and Functions - Reviewer
Reviewers may be employees of the court or the FDO. Their main duties are to
perform mathematical and technical reviews of submitted vouchers to
make sure that all hours claimed are correctly calculated, all
non-compensable services or non-reimbursable expenses are identified, and verify that
all required supporting documentation is attached. The Reviewer
forwards the voucher for approval. Upon certification/approval, the
Reviewer enters the certified/approved amounts in the CJA Panel Attorney Payment System
Reviewer Flow
Roles and Functions - Approver
Approvers may be judges or their authorized designees. The judge who presided
over the case (or designee) reviews and evaluates the reasonableness of
a Submitter's claim, approves or disapproves amounts for payment
(within the levels of the person's delegation or statutory approval
authority), and signs the voucher. For vouchers claiming amounts more
than the statutory maximums, the presiding judge certifies the “excess”
amounts that are authorized and appropriate, and the voucher is
forwarded to the circuit for review and approval.
Approver Flow
Roles and Functions - Excess Approver
Excess Approvers are chief circuit judges or their
designees. This level of approval is required if a submitted voucher
claims compensation and/or reimbursement of expenses in excess of the
statutory maximum allowance. Depending on circuit practices, a circuit
Reviewer's observations may be forwarded to the Excess Approver. Excess
Approvers consider the voucher and certification forwarded by the
presiding judge (and the circuit Reviewer's observations, if any) and
assess the reasonableness of the Submitter's claims prior to approving
or disapproving the amounts and signing the voucher. Notification of Proposed Reduction of CJA Attorney Voucher. To
ensure basic procedural fairness, if the court determines that the CJA
panel attorney's claim should be reduced, the court should provide the
attorney with prior notice of the proposed reduction with a brief
statement of the reason(s) for it, and an opportunity to address the
matter (unless the proposed reduction is based on mathematical or
telephonically, or electronically). [Guide, Vol. 7,
§ 230.36] CJA vouchers should not be delayed or reduced for the purpose of
Excess Approver Flow
To be paid under the CJA, the attorney must first be formally
appointed by a court to provide representation for a financially
eligible person. When that representation is completed, the CJA panel
attorney and providers of other services in the representation must
submit separate vouchers to the court, seeking compensation and
reimbursement of expenses. If the presiding judge determines that periodic or interim payments
are necessary and appropriate for a specific case, vouchers may be
filed prior to the completion of service. If interim payments are
requested, the Submitter should provide a memo to the court indicating
the length of time for which an interim payment will be needed and, if
applicable, the amount of money requested for each interim payment. In
addition, the memo should provide an explanation demonstrating the need
for such interim payments. When submitting the voucher, the Requestor
should attach the court order approving interim payments.
[Guide, Vol. 7, § 230.73] [Guide, Vol. 7, § 310.60] Appointed Counsel. To request payment for
compensation and expenses, appointed panel attorneys are required to: Complete a detailed claim form, seeking payment of compensation
and expenses. See Form CJA 20/Form CJA 30.
Provide an additional itemized statement of the services
provided, including the date and number of hours (in hours and tenths
of an hour) claimed for each service, by specified categories of
in-court and out-of-court activity. Provide an itemized statement of all expenses for which
reimbursement is claimed. Provide supporting documentation (e.g., receipts, canceled checks), where practical, for all travel expenses and for any non-travel expense in excess of $50. [Instructions to the CJA Forms 20 (Items 17 - 18), and 30 (Items 16 - 17)
Sign the form, attesting to the accuracy of the claim.
If the total compensation claimed is in excess of the statutory case
compensation maximum, counsel will submit with the voucher a detailed
memorandum supporting and justifying counsel's claim that the
representation given was in an extended or complex case, and that
excess compensation is necessary to provide fair compensation. The Form CJA 26 (district court)/Form CJA 27 (court
of appeals), Supplemental Information Statement for Compensation in
Excess of the Statutory Case Compensation Maximum, may be used. [Guide, Vol. 7, § 230.30(b)] Other Service Provider. A provider of services other than counsel -
such as an expert, investigator, or interpreter - also completes a
voucher (Form CJA 21/Form CJA 31). It must be signed by the
appointed Panel Attorney, thereby certifying that the services were
performed as claimed. The claim should include:
A statement as to the type of, dates of, and time expended for,
An explanation of the fee arrangement.
An itemized statement of all expenses for which reimbursement is
Supporting documentation (e.g., receipts, canceled checks, etc.) where practical, for all travel expenses. In addition, supporting documentation should be submitted for all non-travel, single-item expenses, in excess of $50. [See instructions for CJA Forms 20 (Items 17-18), 21 (Item 16), 30 (Items 16-17), and 31 (Item 16).]
Transcripts. The preferred method for payment of transcripts
authorized by the court is for the court reporter or reporting service
to claim compensation directly (on a Form
CJA 24). Alternatively, the Panel Attorney may pay the court
reporter or reporting service and obtain reimbursement as an
“out-of-pocket expense” using the Form
CJA 24. [Guide, Vol. 7, § 320.30.10] To prevent errors, prior to submitting vouchers, Submitters should verify current hourly rates,
mileage rates, and all calculations; provide adequate documentation; and ensure there are no duplicate claims (e.g., payment for the same services or expenses claimed has not been requested by the Submitter on a CJA voucher in another CJA representation).
Click here for current hourly compensation rates.
Common Mistakes Made on Vouchers
Incorrect mileage rates - Check current
rate in effect for specific dates of travel. (Check Historical Rates)
Expenses not itemized - All expenses and travel must be itemized.
Required receipts missing - All travel and any non-travel expense in excess of $50 must be accompanied by supporting documentation (e.g., receipts, canceled checks), where practical.
Hours reported improperly - All hours must be reported in hours
and tenths of an hour ( e.g., 1.8, not 1.75).
Mathematical errors. Justification memorandum is missing for amounts exceeding
statutory maximum.
Required prior authorization for services (or explanation why not
obtained) is missing (where cost of services obtained exceeds the $ limit, excluding expenses reasonably incurred). Tax Identification Number of claimant/payee is missing. Time not designated as in-court or out-of-court time.
Processing and Reviewing a Voucher
When a court or FDO receives a voucher, it is reviewed to verify the
initial appointment data, amounts claimed for compensation and expense
reimbursement, and for mathematical accuracy and technical sufficiency.
The mathematical review includes a careful re-calculation of all
hours submitted by the panel attorney, making sure that all hours were
submitted in the proper format; namely, in tenths of an hour.
The technical review includes verifying that all required supporting
documentation is attached to the voucher. Depending on the case, this
may include itemized receipts, phone bills, and timesheets. The reviewers also identify claims for possible noncompensable services or
non-reimbursable expenses. These reviews are critical to the CJA
voucher payment process. After they are completed, the voucher is
provided, with the Reviewers' observations and recommendations, to the
presiding judge or designee.
After preliminary reviews, all vouchers submitted for
compensation require a judicial review. The judge who presided over the
case (or authorized designee) reviews the “reasonableness” of the claim
and approves payment within the levels of their delegated/statutory
authority. If the court determines that the appointed CJA panel
attorney's claim should be reduced, the court should provide appointed
counsel with prior notice of the proposed reduction with a brief
technical errors). [Guide, Vol. 7, § 230.36] For vouchers claiming amounts exceeding statutory maximums, after
the presiding judge certifies that the “excess” amounts are authorized
and appropriate the voucher must be forwarded to the chief
circuit judge (or circuit judge delegate) for review and approval. Payments in
excess of CJA compensation maximums may be made to provide fair
compensation in cases involving extended or complex representation when
so certified by the court and approved by the circuit approval
authority. [Guide, Vol. 7, § 230.23.40(a)] The approving judicial officer should first make a threshold determination as to whether the case is either extended or complex [Guide, Vol. 7, § 230.23.40(b)].
After establishing that a case is extended or complex, the approving
judicial officer should determine if excess payment is necessary to
provide fair compensation. [Guide, Vol. 7, § 230.23.40(c)] Once vouchers are approved, the payment information is