Source: https://dbo.ca.gov/part-2-of-form-adv/
Timestamp: 2019-08-24 22:59:15
Document Index: 336965544

Matched Legal Cases: ['art 2', 'art 2', 'art 2', 'art 2', 'art 2', 'art 2']

On September 1, 2010 the Department issued a letter to all Investment Advisers that the Department is adopting the new Part 2 of Form ADV, effective October 12, 2010 [see full text of letter]. As of January 1, 2011, it is mandatory to file the new Part 2 of Form ADV. Please see Part 2 of Form ADV-Frequently Asked Questions for assistance. You may also refer to North American Securities Administrators Association (NASAA)’s website at www.nasaa.org to obtain instructions and guidance on filing the new Part 2 of Form ADV.
Please note, if your firm’s fiscal year end falls between December 31, 2010, and April 30, 2011, the deadline for submission of ADV Part 2B (the Brochure Supplement) has been extended to July 31, 2011. Again, this extension only applies to Part 2B.