Source: http://peo7.com/CFRFiles/4310_CFR.Htm
Timestamp: 2018-06-19 06:23:41
Document Index: 538062432

Matched Legal Cases: ['art 2600', 'art 2601', 'art 2604', 'art 2606', 'art 2608', 'art 2610', 'ART 2610', 'art 2634', 'art 2635', 'art 950', 'art 2636', 'art 2637', 'art 2637', 'art 2638', 'ART 2638', 'art 2634', 'art 2640', 'art 2641']

Part 2600_ORGANIZATION AND FUNCTIONS OF THE OFFICE OF GOVERNMENT ETHICS--Table of Contents
Section 2600.101 Mission and history.
of 1978, Public Law 95-521, 92 Stat. 1824 (1978). OGE exercises leadership in the executive branch of the Federal Government to prevent conflicts of interest on the part of...
Section 2600.102 Contact information.
500, Washington, DC 20005-3917. OGE does not have any regional offices. (b) Web site. Information about OGE and its role in the executive branch ethics program as well...
Section 2600.103 Office of Government Ethics organization and functions.
following offices: (1) The Office of the Director; (2) The Office of General Counsel and Legal Policy; (3) The Office of Government Relations and...
Part 2601_IMPLEMENTATION OF OFFICE OF GOVERNMENT ETHICS STATUTORY GIFT
Section 2601.101 Authority.
of the Office of Government Ethics Authorization Act of 1996, amending the Ethics in Government Act of 1978, as codified at 5 U.S.C. app. 403(b), authorizes the Office of...
Section 2601.102 Purpose.
part is to establish guidelines governing the implementation of OGE's gift authority by defining its scope and application, by prescribing the policies, standards and procedures...
Section 2601.103 Policy.
Office of Government Ethics may use its statutory authority to solicit, accept and utilize gifts to the agency that aid or facilitate the agency's work. The authority to solicit,...
Section 2601.104 Relationship to other authorities.
(a) This part does not apply to gifts to the agency of: (1) Travel and travel-related expenses made pursuant to the authority set forth in 31 U.S.C. 1353; or ...
Section 2601.105 Definitions.
this part: Administration Division means the Administration Division of the Office of Government Ethics. Agency means the Office of Government Ethics (OGE). ...
Section 2601.201 Delegation.
(a) The authority to solicit, accept, and utilize gifts in accordance with this part resides with the Director. (b) The Director may delegate this authority. ...
Section 2601.202 Procedure.
(a) The authorized agency official shall have the authority to solicit, accept, refuse, return, or negotiate the terms of acceptance of a gift. (b) An employee, other...
Section 2601.203 Conflict of interest analysis.
(a) A gift shall not be solicited or accepted if the authorized agency official determines that such solicitation or acceptance of the gift would...
Section 2601.204 Conditions for acceptance.
(a) No gift may be accepted that: (1) Attaches conditions inconsistent with applicable laws or regulations; (2) Is conditioned upon or will require...
Section 2601.301 Accounting of gifts.
(a) The Administration Division shall ensure that gifts are properly accounted for by following appropriate internal controls and accounting procedures. (b) The...
Part 2604_FREEDOM OF INFORMATION ACT RULES AND SCHEDULE OF FEES FOR THE
Section 2604.101 Purpose.
This part contains the regulations of the Office of Government Ethics (OGE) implementing the Freedom of Information Act (FOIA) and Executive Order 12600....
Section 2604.102 Applicability.
(a) General. The FOIA and this rule apply to all OGE records. However, if another law sets forth procedures for the disclosure of specific types of records, such...
Section 2604.103 Definitions.
As used in this part, Agency has the meaning given in 5 U.S.C. 551(1) and 5 U.S.C. 552(f). Business information means trade secrets or other commercial...
Section 2604.201 Public reading room facility and Web site.
Identifying Information for the Public Sec. 2604.201 Public reading room facility and Web site. (a)(1) Location of public reading room facility. The Office...
Section 2604.202 Index identifying information for the public.
Identifying Information for the Public Sec. 2604.202 Index identifying information for the public. (a) The Office of Government Ethics will maintain and make...
Section 2604.301 Requests for records.
2604.301 Requests for records. (a) Addressing requests. Requests for copies of records may be made in person or by telephone, 202-208-8000, or FAX, 202-208-8037,...
Section 2604.302 Response to requests.
2604.302 Response to requests. (a) Response to initial request. The FOIA Officer is authorized to grant or deny any request for a record and to determine...
Section 2604.303 Form and content of responses.
Form and content of responses. (a) Form of notice granting a request. After the FOIA Officer has made a determination to grant a request in whole or in part,...
Section 2604.304 Appeal of denials.
Appeal of denials. (a) Right of appeal. If a request has been denied in whole or in part, the requester may appeal the denial to the General Counsel of the Office...
Section 2604.305 Time limits.
Time limits. (a)(1) Initial request. Following receipt of a request for records, the FOIA Officer will determine whether to comply with the request and will notify...
Section 2604.401 Policy.
(a) Policy on application of exemptions. Section 552(b) of the Freedom of Information Act contains nine exemptions to the mandatory disclosure of records. A...
Section 2604.402 Business information.
information. (a) In general. Business information provided to the Office of Government Ethics by a submitter will not be disclosed pursuant to a Freedom of...
Section 2604.501 Fees to be charged--general.
be charged--general. (a) Policy. Fees shall be assessed according to the schedule contained in paragraph (b) of this section and the category of requesters...
Section 2604.502 Fees to be charged--categories of requesters.
be charged--categories of requesters. (a) Fees for various requester categories. The paragraphs below state, for each category of requester, the type of fees...
Section 2604.503 Limitations on charging fees.
charging fees. (a) In general. Except for requesters seeking records for a commercial use as described in Sec. 2604.502(b), the Office will provide,...
Section 2604.504 Miscellaneous fee provisions.
provisions. (a) Notice of anticipated fees in excess of $25.00. Where the Office determines or estimates that the fees to be assessed under this section...
Section 2604.601 Electronic posting and submission of annual OGE FOIA report.
and submission of annual OGE FOIA report. Source: 64 FR 28091, May 25, 1999, unless otherwise noted. On or before February 1 of each year, OGE...
Section 2604.602 Contents of annual OGE FOIA report.
annual OGE FOIA report. (a) The Office of Government Ethics will include in its annual FOIA report the following information for the preceding fiscal year: (1)...
Section 2604.701 Policy.
Disclosure Reports Sec. 2604.701 Policy. Fees for the reproduction and mailing of public financial disclosure reports (SF 278s)...
Section 2604.702 Charges.
Disclosure Reports Sec. 2604.702 Charges. (a) Duplication. Except as provided in paragraph (c) of this section, copies of public financial...
Part 2606_PRIVACY ACT RULES--Table of Contents
Section 2606.101 Purpose.
the Privacy Act of 1974, as amended (5 U.S.C. 552a). It governs access, maintenance, disclosure, and amendment of records contained in OGE's executive...
Section 2606.102 Definitions.
Access means providing a copy of a record to, or allowing review of the original record by, the data subject or the requester's authorized representative, parent or...
Section 2606.103 Systems of records.
two executive branch Governmentwide systems of records: the OGE/GOVT-1 system of records, comprised of Executive Branch Personnel Public Financial Disclosure Reports and...
Section 2606.104 OGE and agency responsibilities.
Act access and amendment requests regarding records contained in an OGE system of records. (2) Administrative appeals from an Office or agency denial of an...
Section 2606.105 Rules for individuals seeking to ascertain if they are
to ascertain if any OGE system of records contains a record pertaining to him must follow the access procedures set forth at Sec. 2606.201(a)...
Section 2606.106 OGE employee Privacy Act rules of conduct and responsibilities.
the design, development, operation, or maintenance of any system of records, or in maintaining any record covered by the Privacy Act, shall comply with the pertinent...
Section 2606.201 Requests for access.
individual requesting access to records pertaining to him in an OGE Governmentwide system of records should submit a written request, which includes the words ``Privacy...
Section 2606.202 OGE or other agency action on requests.
the following: (a) A statement that there is a record or records as requested or a statement that there is not a record in the system of records; (b) The method...
Section 2606.203 Granting access.
has been granted by OGE or the other agency concerned are: (1) Examination in person in a designated office during the hours specified by OGE or the other agency; ...
Section 2606.204 Request for review of an initial denial of access.
submit a written appeal of the decision by OGE or the other agency to deny an initial request for access to records or a no record response. (i) For records filed directly...
Section 2606.205 Response to a request for review of an initial denial of access.
or agency reviewing official determines that access to the records should be granted, the response will state how access will be provided if the records are not included...
Section 2606.206 Fees.
be charged: (i) The search and review time expended by OGE to produce a record; (ii) The first copy of the records provided; or (iii) The Office of Government...
Section 2606.207 Accounting of disclosures.
concerned will maintain an accounting of disclosures in cases where records about the data subject are disclosed from OGE's system of records except-- (1) When...
Section 2606.301 Requests to amend records.
record or records that pertain to him in a system of records must submit his request in writing in accordance with the following procedures, unless this requirement is waived by...
Section 2606.302 OGE or other agency action on requests.
the extent possible, OGE or the other agency concerned will acknowledge receipt of a request to amend a record or records within 10 working days. (b)...
Section 2606.303 Request for review of an initial refusal to amend a record.
written appeal of the initial decision by OGE or an agency denying a request to amend a record in an OGE system of records. (i) For records which are filed directly with...
Section 2606.304 Response to a request for review of an initial refusal
(a) The OGE Director or agency reviewing official should make a final determination in writing not later than 30 days from the date the appeal...
Part 2608_TESTIMONY BY OGE EMPLOYEES RELATING TO OFFICIAL INFORMATION AND
Section 2608.101 Scope and purpose.
Scope and purpose. (a) This part sets forth policies and procedures you must follow when you submit a demand or request to an employee of the Office of Government...
Section 2608.102 Applicability.
This part applies to demands and requests to employees for factual or expert testimony relating to official information, or for production of official records...
Section 2608.103 Definitions.
The following definitions apply to this part: Demand means a subpoena, or an order or other command of a court or other competent authority, for the...
Section 2608.201 General prohibition.
2608.201 General prohibition. No employee may produce official records and information or provide any testimony relating to official information in response to...
Section 2608.202 Factors OGE will consider.
2608.202 Factors OGE will consider. The General Counsel, in his or her sole discretion, may grant an employee permission to testify on matters relating to...
Section 2608.203 Filing requirements for demands or requests for documents
2608.203 Filing requirements for demands or requests for documents or testimony. You must comply with the following requirements whenever you issue demands or...
Section 2608.204 Service of subpoenas or requests.
2608.204 Service of subpoenas or requests. Subpoenas or requests for official records or information or testimony must be served on the General Counsel, Office of...
Section 2608.205 Processing demands or requests.
2608.205 Processing demands or requests. (a) After service of a demand or request to testify, the General Counsel will review the demand or request and, in accordance with...
Section 2608.206 Final determination.
2608.206 Final determination. The General Counsel makes the final determination on demands and requests to employees for production of official records and information...
Section 2608.207 Restrictions that apply to testimony.
2608.207 Restrictions that apply to testimony. (a) The General Counsel may impose conditions or restrictions on the testimony of OGE employees including, for example,...
Section 2608.208 Restrictions that apply to released records.
2608.208 Restrictions that apply to released records. (a) The General Counsel may impose conditions or restrictions on the release of official records and...
Section 2608.209 Procedure when a decision is not made prior to the time
2608.209 Procedure when a decision is not made prior to the time a response is required. If a response to a demand or request is required before the General Counsel...
Section 2608.210 Procedure in the event of an adverse ruling.
2608.210 Procedure in the event of an adverse ruling. If the court or other competent authority fails to stay the demand or request, the employee upon whom the demand...
Section 2608.301 Fees.
Fees. (a) Generally. The General Counsel may condition the production of records or appearance for testimony upon advance payment of a reasonable estimate of the costs...
Section 2608.401 Penalties.
(a) An employee who discloses official records or information or gives testimony relating to official information, except as expressly authorized by OGE or as...
Part 2610_IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT--Table of Contents
Section 2610.101 Definitions.
5 U.S.C. 504, as amended. (b) Adjudicative officer means the official, without regard to whether the official is designated as a hearing examiner, administrative...
Section 2610.102 Purpose.
expenses to eligible individuals and entities who are parties to certain administrative proceedings (``adversary adjudications'') before the Office of Government Ethics....
Section 2610.103 When the Act applies.
or commenced before the Office of Government Ethics on or after October 1, 1989, which is the date the Office became a separate executive agency. Prior to October...
Section 2610.104 Proceedings covered.
conducted by the Office of Government Ethics. When all other conditions in the Act and in these rules are met, the types of proceedings to which this...
Section 2610.105 Eligibility of applicants.
attorney fees and other expenses under the Act, the applicant must be a party to the adversary adjudication for which it seeks an award. The term ``party'' is defined in 5...
Section 2610.106 Standards for awards.
award for fees and expenses incurred in connection with a proceeding or in a significant and discrete substantive portion of the proceeding, unless the position of the...
Section 2610.107 Allowable fees and expenses.
charged by persons engaged in the business of acting as attorneys, agents and expert witnesses, even if the services were made available without charge or at...
Section 2610.108 Rulemaking on maximum rate for attorney and agent fees.
warranted by an increase in the cost of living or by special circumstances (such as limited availability of attorneys or agents qualified to handle certain types of proceedings),...
Section 2610.109 Awards against other agencies.
an award because it prevails over another [[Page 484]] agency of the United States that participates in a proceeding before the Office of Government Ethics and...
Section 2610.201 Contents of application.
award of fees and expenses under the Act shall identify the applicant and the proceeding for which an award is sought. Unless the applicant is an individual, the application...
Section 2610.202 Net worth exhibit.
tax-exempt organization or cooperative association, must provide with its application a detailed exhibit showing the net worth of the applicant and any affiliates...
Section 2610.203 Documentation of fees and expenses.
be accompanied by full and itemized documentation of the fees and expenses, including the cost of any study, analysis, engineering report, test, project or similar matter, for...
Section 2610.204 When an application may be filed.
be filed whenever the applicant has prevailed in the proceeding or in a significant and discrete substantive portion of the proceeding. An application may also be filed when...
Section 2610.301 Jurisdiction of adjudicative officer.
the Office's rules and regulations other than this part which limits or terminates the jurisdiction of an adjudicative officer upon the effective date of his or her decision...
Section 2610.302 Filing and service of documents.
an award or other pleading or document related to an application shall be filed and served on all parties to the proceeding in the same manner as other pleadings in the...
Section 2610.303 Answer to application.
an application, counsel representing the Office may file an answer to the application. Agency counsel may request an extension of time for filing. If agency counsel fails...
Section 2610.304 Reply.
applicant may file a reply. If the reply is based on any alleged facts not already in the record of the proceeding, the applicant shall include with the reply either...
Section 2610.305 Comments by other parties.
than the applicant and agency counsel may file comments on an application within 30 days after it is served, or on an answer within 15 days after it is served. A...
Section 2610.306 Settlement.
on a proposed settlement of the award before final action on the application, either in connection with a settlement of the underlying proceeding, or after the...
Section 2610.307 Further proceedings.
an award will be made on the basis of the written record. However, on request of either the applicant or agency counsel, or on his or her own initiative, the...
Section 2610.308 Decision.
decision on the application within 30 days after completion of proceedings on the application. The decision shall include written findings and conclusions on the...
Section 2610.309 Agency review.
decision under this part, either the applicant or agency counsel may seek review of the initial decision on the fee application, or the Director (or his or her designee)...
Section 2610.310 Judicial review.
[Code of Federal Regulations] [Title 5, Volume 3] [Revised as of January 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 5CFR2610.310] [Page 487] TITLE 5--ADMINISTRATIVE PERSONNEL CHAPTER XVI--OFFICE OF GOVERNMENT ETHICS PART 2610_IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT--Table of Contents Subpart C_Procedures for Considering Applications Sec. 2610.310 Judicial review. Judicial review of final agency decisions on awards may be sought as provided in 5 U.S.C. 504(c)(2).
Section 2610.311 Payment of award.
award shall submit a copy of the Office's final decision granting the award, accompanied by a certification that the applicant will not seek review of the decision in the...
Part 2634_EXECUTIVE BRANCH FINANCIAL DISCLOSURE, QUALIFIED TRUSTS, AND
Section 2634.101 Authority.
FR 11804, Apr. 7, 1992, unless otherwise noted. The regulation in this part is issued pursuant to the authority of the Ethics in Government Act of 1978, as amended;...
Section 2634.102 Purpose and overview.
(a) This regulation supplements and implements title I of the Act and section 201(d) of Executive Order 12674 (as modified by Executive Order 12731) with respect to executive...
Section 2634.103 Executive agency supplemental regulations.
(a) This regulation is intended to provide uniformity for executive branch financial disclosure systems. However, an agency may, subject to the prior...
Section 2634.104 Policies.
I of the Act requires that high-level Federal officials disclose publicly their personal financial interests, to ensure confidence in the integrity of the Federal Government...
Section 2634.105 Definitions.
For purposes of this part: (a) Act means the Ethics in Government Act of 1978 (Pub. L. 95-521, as amended), as modifed by the Ethics Reform Act of 1989 (Pub. L. 101- 194,...
Section 2634.201 General requirements, filing dates, and extensions.
filing dates, and extensions. Source: 57 FR 11806, Apr. 7, 1992, unless otherwise noted. (a) Incumbents. A public filer as defined in Sec....
Section 2634.202 Public filer defined.
The term public filer includes: (a) The President; (b) The Vice President; (c) Each officer or employee in the executive branch, including...
Section 2634.203 Persons excluded by rule.
by rule. (a) In general. Any individual or group of individuals described in Sec. 2634.202(e) of this subpart (relating to positions of a confidential...
Section 2634.204 Employment of sixty days or less.
sixty days or less. (a) In general. Any public filer or nominee who, as determined by the official specified in this paragraph, is not reasonably expected to perform...
Section 2634.205 Special waiver of public reporting requirements.
of public reporting requirements. (a) General rule. In unusual circumstances, the Director of the Office of Government Ethics may grant a request for a waiver of...
Section 2634.301 Interests in property.
Source: 57 FR 11808, Apr. 7, 1992, unless otherwise noted. (a) In general. Each financial disclosure report filed pursuant to this part, whether public...
Section 2634.302 Income.
income. (1) Each financial disclosure report filed pursuant to this part, whether public or confidential, shall disclose the source, type, and in the case of public...
Section 2634.303 Purchases, sales, and exchanges.
(a) In general. Except as indicated in Sec. 2634.308(b) of this subpart, each public financial disclosure report filed pursuant to subpart B of this part shall include...
Section 2634.304 Gifts and reimbursements.
(a) Gifts. Except as indicated in Sec. Sec. 2634.308(b) and 2634.907(a), each financial disclosure report filed pursuant to this part, whether public or confidential,...
Section 2634.305 Liabilities.
(a) In general. Each financial disclosure report filed pursuant to this part, whether public or confidential, shall identify and include a brief description of the filer's...
Section 2634.306 Agreements and arrangements.
Each financial disclosure report filed pursuant to this part, whether public or confidential, shall identify the parties to and the date of, and shall briefly describe...
Section 2634.307 Outside positions.
(a) In general. Each financial disclosure report filed pursuant to this part, whether public or confidential, shall identify all positions held at any time by the filer during...
Section 2634.308 Reporting periods and contents of public financial disclosure reports.
public financial disclosure reports. (a) Incumbents. Each public financial disclosure report filed pursuant to Sec. 2634.201(a) shall include on the standard...
Section 2634.309 Spouses and dependent children.
(a) Special disclosure rules. Each report required by the provisions of either subpart B or subpart I of this part shall also include the following information...
Section 2634.310 Trusts, estates, and investment funds.
(a) In general. (1) Except as otherwise provided in this section, each financial disclosure report shall include the information required by this subpart...
Section 2634.311 Special rules.
Political campaign funds. Political campaign funds, including campaign receipts and expenditures, need not be included in any report filed under this part. However, if the...
Section 2634.401 General considerations.
Source: 57 FR 11814, Apr. 7, 1992, unless otherwise noted. (a) Statutory standards governing qualified trusts--(1) Types of qualified trusts and their relationshp...
Section 2634.402 Special notice for advice-and-consent nominees.
(a) In general. In any case in which the establishment of a qualified diversified trust is contemplated with respect to a reporting individual...
Section 2634.403 Qualified blind trusts.
(a) Definition. A qualified blind trust is a trust in which the filer, his spouse, or his minor or dependent child has a beneficial interest, which is certified pursuant to Sec....
Section 2634.404 Qualified diversified trusts.
(a) Definition. A qualified diversified trust is any trust in which the filer, his spouse, or his minor or dependent child has a beneficial interest, which is...
Section 2634.405 Certification of trusts.
(a) Standards. Before a trust may be classified as a qualified blind or a qualified diversified trust, under the provisions of Sec. 2634.403 or Sec. 2634.404 of this...
Section 2634.406 Independent trustees.
(a) Standards. (1) The term independent trustee means any entity referred to in paragraph (a)(2) of this section which, under all the facts and circumstances, is determined by...
Section 2634.407 Restrictions on fiduciaries and interested parties.
parties. (a) Restrictions applicable to trustees and other fiduciaries. Any trustee or any other designated fiduciary of a qualified trust shall not knowingly...
Section 2634.408 Special filing requirements for qualified trusts.
qualified trusts. (a) The interested party. In the case of any qualified trust, the Government employee or other interested party shall: (1) Execution of the...
Section 2634.409 OMB control number.
The various model trust documents and Certificates of Independence and Compliance referenced in this subpart, together with the underlying regulatory provisions (and appendixes A, B...
Section 2634.501 Purpose and scope.
Source: 57 FR 11821, Apr. 7, 1992, unless otherwise noted. (a) Purpose. This subpart establishes the procedures of the Office of Government Ethics...
Section 2634.502 Definitions.
For purposes of this subpart (unless otherwise indicated): (a) Senior Attorney means the Office of Government Ethics employee designated as the manager of the...
Section 2634.503 Determinations.
(a) Where the Senior Attorney concludes that violations or apparent violations of the trust restrictions exist and may warrant revocation of trust certification or...
Section 2634.601 Report forms.
FR 11821, Apr. 7, 1992, unless otherwise noted. (a) The Office of Government Ethics provides, through the Federal Supply Service of the General Services...
Section 2634.602 Filing of reports.
as otherwise provided in this section, the reporting individual shall file financial disclosure reports required under this part with the designated agency ethics official or...
Section 2634.603 Custody of and access to public reports.
(a) Each agency shall make available to the public in accordance with the provisions of this section those public reports filed with the agency by...
Section 2634.604 Custody of and denial of public access to confidential reports.
confidential reports. (a) Any report filed with an agency under subpart I of this part shall be retained by the agency for a period of six years after receipt....
Section 2634.605 Review of reports.
(a) In general. The designated agency ethics official shall normally serve as the reviewing official for reports submitted to his agency. That responsibility may be delegated, except...
Section 2634.606 Updated disclosure of advice-and-consent nominees.
(a) General rule. Each individual described in Sec. 2634.201(c) who is nominated by the President for appointment to a position that requires advice...
Section 2634.607 Advice and opinions.
To assist employees in avoiding situations in which they might violate applicable financial disclosure laws and regulations: (a) The Director of the Office of Government Ethics...
Section 2634.701 Failure to file or falsifying reports.
Source: 57 FR 11824, Apr. 7, 1992, unless otherwise noted. (a) Referral of cases. The head of each agency, each Secretary concerned, or the Director...
Section 2634.702 Breaches by trust fiduciaries and interested parties.
parties. (a) The Attorney General may bring a civil action in any appropriate United States district court against any individual who knowingly and...
Section 2634.703 Misuse of public reports.
The Attorney General may bring a civil action against any person who obtains or uses a report filed under this part for any purpose prohibited by section 105(c)(1) of the Act,...
Section 2634.704 Late filing fee.
(a) In general. In accordance with section 104(d) of the Act, any reporting individual who is required to file a public financial disclosure report by the provisions of this part...
Section 2634.801 Scope.
11825, Apr. 7, 1992, unless otherwise noted. This subpart applies to ethics agreements made by any reporting individual under either subpart B or I of this part,...
Section 2634.802 Requirements.
(a) Ethics agreement defined. The term ethics agreement shall include, for the purposes of this subpart, any oral or written promise by a reporting individual to undertake...
Section 2634.803 Notification of ethics agreements.
(a) Nominees to positions requiring the advice and consent of the Senate. (1) In the case of a nominee referred to in Sec. 2634.201(c), the designated agency...
Section 2634.804 Evidence of compliance.
(a) Requisite evidence of action taken. (1) For ethics agreements of nominees to positions requiring the advice and consent of the Senate, evidence of any action taken to...
Section 2634.805 Retention.
ethics agreements and actions described in this subpart shall be maintained with the individual's financial disclosure report at the agency and additionally, in the case of...
Section 2634.901 Policies of confidential financial disclosure reporting.
disclosure reporting. Source: 57 FR 11826, Apr. 7, 1992, unless otherwise noted. (a) The confidential financial reporting system set forth in...
Section 2634.903 General requirements, filing dates, and extensions.
dates, and extensions. (a) Incumbents. A confidential filer who holds a position or office described in Sec. 2634.904 of this subpart and who performs the...
Section 2634.904 Confidential filer defined.
defined. The term confidential filer includes: (a) Each officer or employee in the executive branch whose position is classified at GS-15 or below of the...
Section 2634.905 Exclusions from filing requirements.
requirements. Any individual or class of individuals described in Sec. 2634.904 of this subpart, including special Government employees unless otherwise noted,...
Section 2634.906 Review of confidential filer status.
status. The head of each agency, or an officer designated by the head of the agency for that purpose, shall review any complaint by an individual that his...
Section 2634.907 Report contents.
(a) Other than the reports of confidential filers described in Sec. 2634.904(c), each confidential financial disclosure report filed pursuant to Sec. 2634.903 of...
Section 2634.908 Reporting periods.
(a) Incumbents. Each confidential financial disclosure report filed under Sec. 2634.903(a) of this subpart shall include on the standard form prescribed by the Office...
Section 2634.909 Procedures, penalties, and ethics agreements.
ethics agreements. (a) The provisions of subpart F of this part govern the filing procedures and forms for, and the custody and review of, confidential...
Section 2634.1001 Nonrecognition for sales to comply with conflict of interest
to comply with conflict of interest requirements; general considerations. Source: 55 FR 14408, Apr. 18, 1990, unless otherwise noted. (a) Purpose....
Section 2634.1002 Issuance of Certificates of Divestiture.
Divestiture. (a) General rule. Pursuant to section 1043, a Certificate of Divestiture with respect to specific property shall be issued by the Director of the...
Section 2634.1003 Permitted property.
(a) In general. The categories of permitted property into which rollovers are permitted to be made have been drawn through the rules of this section so as to be neutral...
Section 2634.1004 Special rule.
Public access to Certificates of Divestiture. The Certificates of Divestiture issued pursuant to the provisions of this part shall be available to the public in accordance with...
Part 2635_STANDARDS OF ETHICAL CONDUCT FOR EMPLOYEES OF THE EXECUTIVE
Section 2635.101 Basic obligation of public service.
(a) Public service is a public trust. Each employee has a responsibility to the United States Government and its citizens to place loyalty to the Constitution, laws and...
Section 2635.102 Definitions.
are used throughout this part. Additional definitions appear in the subparts or sections of subparts to which they apply. For purposes of this part: (a) Agency means...
Section 2635.103 Applicability to members of the uniformed services.
The provisions of this part, except this section, are not applicable to enlisted members of the uniformed services. Each agency with jurisdiction over enlisted members of...
Section 2635.104 Applicability to employees on detail.
(a) Details to other agencies. Except as provided in paragraph (d) of this section, an employee on detail, including a uniformed officer on assignment, from his employing agency...
Section 2635.105 Supplemental agency regulations.
the regulations set forth in this part, an employee shall comply with any supplemental agency regulations issued by his employing agency under this section. (a) An...
Section 2635.106 Disciplinary and corrective action.
(a) Except as provided in Sec. 2635.107, a violation of this part or of supplemental agency regulations may be cause for appropriate corrective or disciplinary action to be taken...
Section 2635.107 Ethics advice.
2638.201 and 2638.202(b) of this chapter, each agency has a designated agency ethics official who, on the agency's behalf, is responsible for coordinating and managing...
Section 2635.201 Overview.
that prohibit an employee from soliciting or accepting any gift from a prohibited source or given because of the employee's official position unless the item is...
Section 2635.202 General standards.
Except as provided in this subpart, an employee shall not, directly or indirectly, solicit or accept a gift: (1) From a prohibited source; or (2) Given because...
Section 2635.203 Definitions.
the following definitions shall apply: (a) Agency has the meaning set forth in Sec. 2635.102(a). However, for purposes of this subpart, an executive department, as...
Section 2635.204 Exceptions.
Section 2635.205 Proper disposition of prohibited gifts.
(a) An employee who has received a gift that cannot be accepted under this subpart shall, unless the gift is accepted by an agency acting under specific statutory authority: ...
Section 2635.301 Overview.
that prohibit an employee from giving, donating to, or soliciting contributions for, a gift to an official superior and from accepting a gift from an employee...
Section 2635.302 General standards.
as provided in this subpart, an employee may not: (1) Directly or indirectly, give a gift to or make a donation toward a gift for an official superior; or ...
Section 2635.303 Definitions.
the following definitions shall apply: (a) Gift has the meaning set forth in Sec. 2635.203(b). For purposes of that definition an employee will be deemed to have...
Section 2635.304 Exceptions.
in Sec. 2635.302(a) and (b) do not apply to a gift given or accepted under the circumstances described in paragraph (a) or (b) of this section. A contribution or the...
Section 2635.401 Overview.
provisions relating to financial interests. One is a disqualification requirement and the other is a prohibition on acquiring or continuing to hold specific...
Section 2635.402 Disqualifying financial interests.
(a) Statutory prohibition. An employee is prohibited by criminal statute, 18 U.S.C. 208(a), from participating personally and substantially in an official capacity in any...
Section 2635.403 Prohibited financial interests.
An employee shall not acquire or hold any financial interest that he is prohibited from acquiring or holding by statute, by agency regulation issued in accordance with paragraph (a)...
Section 2635.501 Overview.
contains two provisions intended to ensure that an employee takes appropriate steps to avoid [[Page 565]] an appearance of loss of impartiality in the performance...
Section 2635.502 Personal and business relationships.
(a) Consideration of appearances by the employee. Where an employee knows that a particular matter involving specific parties is likely to have a direct and...
Section 2635.503 Extraordinary payments from former employers.
(a) Disqualification requirement. Except as provided in paragraph (c) of this section, an employee shall be disqualified for two years from participating in...
Section 2635.601 Overview.
disqualification requirement that applies to employees when seeking employment with persons whose financial interests would be directly and predictably affected by particular matters...
Section 2635.602 Applicability and related considerations.
To ensure that he does not violate 18 U.S.C. 208(a) or the principles of ethical conduct contained in Sec. 2635.101(b), an employee who is seeking employment or who has...
Section 2635.603 Definitions.
(a) Employment means any form of non-Federal employment or business relationship involving the provision of personal services by the employee, whether to be...
Section 2635.604 Disqualification while seeking employment.
(a) Obligation to disqualify. Unless the employee's participation is authorized in accordance with Sec. 2635.605, the employee shall not participate personally...
Section 2635.605 Waiver or authorization permitting participation while
seeking employment. (a) Waiver. Where, as defined in Sec. 2635.603(b)(1)(i), an employee is engaged in discussions that constitute employment negotiations...
Section 2635.606 Disqualification based on an arrangement concerning
employment or otherwise after negotiations. (a) Employment or arrangement concerning employment. An employee shall be disqualified from...
Section 2635.701 Overview.
to the proper use of official time and authority, and of information and resources to which an employee has access because of his Federal employment. This...
Section 2635.702 Use of public office for private gain.
An employee shall not use his public office for his own private gain, for the endorsement of any product, service or enterprise, or for the private gain of friends, relatives,...
Section 2635.703 Use of nonpublic information.
employee shall not engage in a financial transaction using nonpublic information, nor allow the improper use of nonpublic information to further his own private interest or...
Section 2635.704 Use of Government property.
employee has a duty to protect and conserve Government property and shall not use such property, or allow its use, for other than authorized purposes. (b)...
Section 2635.705 Use of official time.
time. Unless authorized in accordance with law or regulations to use such time for other purposes, an employee shall use official time in an honest effort to perform...
Section 2635.801 Overview.
relating to outside employment, outside activities and personal financial obligations of employees that are in addition to the principles and standards set forth in...
Section 2635.802 Conflicting outside employment and activities.
An employee shall not engage in outside employment or any other outside activity that conflicts with his official duties. An activity conflicts with an employee's...
Section 2635.803 Prior approval for outside employment and activities.
When required by agency supplemental regulation issued after February 3, 1993, an employee shall obtain prior approval before engaging in outside employment or...
Section 2635.804 Outside earned income limitations applicable to certain
Presidential appointees and other noncareer employees. (a) Presidential appointees to full-time noncareer positions. A Presidential appointee to a full-time...
Section 2635.805 Service as an expert witness.
employee shall not serve, other than on behalf of the United States, as an expert witness, with or without compensation, in any proceeding before a court or agency of the...
Section 2635.807 Teaching, speaking and writing.
for teaching, speaking or writing. Except as permitted by paragraph (a)(3) of this section, an employee, including a special Government employee, shall not...
Section 2635.808 Fundraising activities.
engage in fundraising only in accordance with the restrictions in part 950 of this title on the conduct of charitable fundraising in the Federal workplace and in accordance...
Section 2635.809 Just financial obligations.
satisfy in good faith their obligations as citizens, including all just financial obligations, especially those such as Federal, State, or local taxes that are imposed by law....
Section 2635.901 General.
of ethical conduct set forth in subparts A through H of this part, there are a number of statutes that establish standards to which an employee's conduct must conform....
Section 2635.902 Related statutes.
solicitation or receipt of bribes (18 U.S.C. 201(b)). (b) The prohibition against solicitation or receipt of illegal gratuities (18 U.S.C....
Part 2636_LIMITATIONS ON OUTSIDE EARNED INCOME, EMPLOYMENT AND AFFILIATIONS
Section 2636.101 Purpose.
This part is issued under authority of title VI of the Ethics Reform Act of 1989 (Pub. L. 101-194, as amended), to implement the 15 percent outside earned income limitation at...
Section 2636.102 Definitions.
The definitions listed below are of general applicability to this part. Additional definitions of narrower applicability appear in the subparts or sections of subparts to which...
Section 2636.103 Advisory opinions.
(a) Request for an advisory opinion. (1) An employee may request an advisory opinion from an agency ethics official as to whether specific conduct...
Section 2636.104 Civil, disciplinary and other action.
other action. (a) Civil action. Except when the employee engages in conduct in good faith reliance upon an advisory opinion issued under Sec. 2636.103 of this...
Section 2636.301 General standards.
to Certain Noncareer Employees Sec. 2636.301 General standards. A covered noncareer employee shall not: (a) Receive outside earned income in...
Section 2636.302 Relationship to other laws and regulations.
to Certain Noncareer Employees Sec. 2636.302 Relationship to other laws and regulations. The limitations and restrictions contained in this section are...
Section 2636.303 Definitions.
to Certain Noncareer Employees Sec. 2636.303 Definitions. For purposes of this section: (a) Covered noncareer employee means an employee, other...
Section 2636.304 The 15 percent limitation on outside earned income.
to Certain Noncareer Employees Sec. 2636.304 The 15 percent limitation on outside earned income. (a) Limitation applicable to individuals who are...
Section 2636.305 Compensation and other restrictions relating to professions
to Certain Noncareer Employees Sec. 2636.305 Compensation and other restrictions relating to professions involving a fiduciary relationship. ...
Section 2636.306 Compensation restriction applicable to service as an
to Certain Noncareer Employees Sec. 2636.306 Compensation restriction applicable to service as an officer or member of a board. (a) Applicable...
Section 2636.307 Requirement for advance authorization to engage in teaching
to Certain Noncareer Employees Sec. 2636.307 Requirement for advance authorization to engage in teaching for compensation. (a) Authorization requirement....
Part 2637_REGULATIONS CONCERNING POST EMPLOYMENT CONFLICT OF INTEREST--Table of Contents
Section 2637.101 Purpose and policy.
of the Ethics in Government Act of 1978 (the ``Act''), as amended by Public Law 100-598 (Nov. 3, 1988), established the Office of Government Ethics (``OGE'') as a...
Section 2637.102 Definitions.
defined terms which largely repeat portions of the text of the statute. They are set out here to permit a simplified presentation of statutory requirements in...
Section 2637.201 Restrictions on any former Government employee's acting
as to a particular matter in which the employee personally and substantially participated. (a) Basic prohibition of 18 U.S.C. 207(a). No...
Section 2637.202 Two-year restriction on any former Government employee's
as representative as to a particular matter for which the employee had official responsibility. (a) Basic prohibition of 18 U.S.C. 207(b)(i). No former...
Section 2637.203 Two-year restriction on a former senior employee's
representing as to a matter in which the employee participated personally and substantially. (a) Basic prohibition of 18 U.S.C. 207(b)(ii). No former...
Section 2637.204 One-year restriction on a former senior employee's
former agency on a particular matter, regardless of prior involvement. (a) Basic prohibition of 18 U.S.C. 207(c). For a period of one year...
Section 2637.205 Limitation of restrictions of 18 U.S.C. 207(c) to less
whole of a department or agency. (a) Authority. There are two methods by which the application of the one-year ``cooling-off'' prohibition of 18 U.S.C. 207(c) may...
Section 2637.206 Exemption for scientific and technological information.
(a) Exemption. The making of communications solely for the purpose of furnishing scientific or technological information pursuant to agency procedures is exempt from...
Section 2637.207 Exemption for persons with special qualification in a
(a) Applicability. A former Government employee may be exempted from the restrictions on post employment practices if the head of the agency...
Section 2637.208 Testimony and statements under oath or subject to penalty
(a) Statutory basis. Section 207(h) provides: ``Nothing in this section shall prevent a former officer or employee from giving testimony under oath,...
Section 2637.209 Partners of present or former Government employees.
(a) Scope. Section 207(g) of 18 U.S.C. prohibits a partner of a current Government employee from acting as agent or attorney before the United States in a particular Government...
Section 2637.210 Officials of a State; officials of corporations created
Act of Congress and public international organizations. For purposes of sections 207 (a), (b) and (c) of title 18 U.S.C.: (a) An official whose powers are...
Section 2637.211 Standards and procedures for designating senior employee
pursuant to 18 U.S.C. 207(d). (a) Definitions. As used in these regulations, Senior Employee refers to any person specified in or designated pursuant to 18...
Section 2637.212 Administrative enforcement proceedings.
procedures. The following basic guidelines for administrative enforcement of restrictions on post employment activities are designed to expedite consultation with the Director...
Section 2637.213 Effective date of restrictions.
person who holds a Government position after June 30, 1979, becomes subject to any additional restrictions relating to the holder of that position contained in the amendments...
Section 2637.214 Separate statutory agencies: Designations.
2637 provides guidance concerning the prior version of 18 U.S.C. 207 (1988) as it continues to apply to individuals who terminated Government service (or a ``Senior''...
Section 2637.215 Separate components of agencies or bureaus: Designations.
Note: Part 2637 provides guidance concerning the prior version of 18 U.S.C. 207 (1988) as it continues to apply to individuals who terminated Government service (or a...
Section 2637.216 ``Senior Employee'' designations.
guidance concerning the prior version of 18 U.S.C. 207 (1988) as it continues to apply to individuals who terminated Government service (or a ``Senior'' Government...
Part 2638_OFFICE OF GOVERNMENT ETHICS AND EXECUTIVE AGENCY ETHICS
Section 2638.101 Authority and purpose.
(a) Authority. The regulations of this part are issued pursuant to the authority of titles I and IV of the Ethics in Government Act of 1978 (Pub. L. 95-521, as amended)...
Section 2638.102 General policies.
of Government Ethics (``the Office'') provides overall direction and leadership concerning executive branch policies related to preventing conflicts of interest. The head of...
Section 2638.103 Agency regulations.
[Code of Federal Regulations] [Title 5, Volume 3] [Revised as of January 1, 2004] From the U.S. Government Printing Office via GPO Access [CITE: 5CFR2638.103] [Page 619] TITLE 5--ADMINISTRATIVE PERSONNEL CHAPTER XVI--OFFICE OF GOVERNMENT ETHICS PART 2638_OFFICE OF GOVERNMENT ETHICS AND EXECUTIVE AGENCY ETHICS PROGRAM RESPONSIBILITIES--Table of Contents Subpart A_General Provisions Sec. 2638.103 Agency regulations. Each agency may, subject to the prior approval of the Office of Government Ethics, issue regulations not inconsistent with this part. [[Page 620]]
Section 2638.104 Definitions.
this part: Act means the Ethics in Government Act of 1978 (Pub. L. 95-521, as amended). Agency means any executive department, military department,...
Section 2638.201 In general.
Each agency shall have a designated agency ethics official who is the officer or employee designated by the head of the agency to administer the provisions of title I of the Act...
Section 2638.202 Responsibilities of agency head.
(a) In general. The head of each agency is responsible for and shall exercise personal leadership in establishing, maintaining, and carrying out the agency's...
Section 2638.203 Duties of the designated agency ethics official.
ethics official. (a) In general. The designated agency ethics official shall coordinate and manage the agency's ethics program. The program consists generally of: ...
Section 2638.204 Deputy ethics official.
(a) Functions. A designated agency ethics official may, if necessary, delegate to one or more deputy ethics officials any of the duties referred to in Sec. 2638.203, except...
Section 2638.301 In general.
The Director of the Office of Government Ethics has the authority and responsibility to render formal advisory opinions pursuant to Section 402(b)(8) of the Act. This service...
Section 2638.302 Who may request a formal advisory opinion.
Any person (as defined in Sec. 2638.104) may request an opinion with respect to a situation in which that person is directly involved. A designated...
Section 2638.303 Subject matter of formal advisory opinions.
Formal advisory opinions will be rendered on matters of general applicability or on important matters of first impression concerning the application of the...
Section 2638.304 Form of requests for formal advisory opinions.
(a) A request for a formal advisory opinion should be directed to the Director of the Office of Government Ethics, Suite 500, 1201 New York Avenue...
Section 2638.305 Acceptance of requests for formal advisory opinions.
advisory opinions. (a) Subject to the provisions of paragraph (d) of this section, the Director shall review each request for a formal advisory opinion and take one...
Section 2638.306 Notice of requests.
The Director shall provide notice to interested parties identified in a request which will be the subject of a formal advisory opinion that such an opinion will be rendered....
Section 2638.307 Written comment on requests.
(a) To the extent practicable, the Director shall provide interested parties with an opportunity to submit written comment on a request for a formal advisory opinion. A time...
Section 2638.308 Issuance.
opinion, (1) Which involves the application of any conflict of interest law embodied in 18 U.S.C. 202-209 to a transaction or activity which does not raise a...
Section 2638.309 Reliance on formal advisory opinions.
(a) Any formal advisory opinion referred to in Sec. 2638.308(a) or any provisions or finding of a formal advisory opinion involving the application of the...
Section 2638.310 Public availability and publication of formal advisory opinions.
formal advisory opinions. (a) The Director shall make sufficient deletions in any formal advisory opinion so that unless necessary to the complete understanding...
Section 2638.311 Copies of published formal advisory opinions.
Each designated agency ethics official shall receive a copy of each published opinion. Copies will also be available to the public from the Office of...
Section 2638.312 Referral of requests.
(a) If a designated agency ethics official receives a request for advice from a person and determines that the request may come within the criteria set forth in Sec. 2638.303, he...
Section 2638.313 Agency opinions.
the designated agency ethics official issues a written opinion concerning the application of 18 U.S.C. 202-209, he or she shall transmit a copy of that opinion to the Office...
Section 2638.401 In general.
Source: 55 FR 1666, Jan. 18, 1990, unless otherwise noted. The Director of the Office of Government Ethics has authority under subsections 402(b)(9) and 402(f)(1) of...
Section 2638.402 Corrective orders.
(a) Notice. Where the Director has information indicating that an agency ethics program is not in full compliance with the requirements set forth in applicable statutes...
Section 2638.403 Agency compliance.
Within such time as may be set forth in the order, the agency head shall file a report with the Director detailing the corrective action taken. If corrective action cannot...
Section 2638.404 Report of noncompliance.
If the agency fails to comply with an order issued under Sec. 2638.402(d), the Director shall: (a) Notify the head of the agency of intent to furnish a report...
Section 2638.501 In general.
Employees Sec. 2638.501 In general. Source: 55 FR 1667, Jan. 18, 1990, unless otherwise noted. (a) Authority. The Director of the Office...
Section 2638.502 Recommendations and advice.
Sec. 2638.502 Recommendations and advice. The Director may make recommendations and provide advice to agencies, designated agency ethics officials...
Section 2638.503 Agency investigations.
Employees Sec. 2638.503 Agency investigations. (a) Recommendation of investigation. If the Director has reason to believe that an employee is violating or...
Section 2638.504 Director's finding.
Employees Sec. 2638.504 Director's finding. (a) In general. If the Director has reason to believe that an employee is violating or has violated an...
Section 2638.505 Director's decision and order.
Employees Sec. 2638.505 Director's decision and order. (a) In general. Where the Director has reason to believe that an employee is violating an ethics...
Section 2638.506 Director's recommendation.
Employees Sec. 2638.506 Director's recommendation. (a) Where the Director has made a finding under Sec. 2638.504(e) or has issued a decision and order under...
Section 2638.601 In general.
FR 1670, Jan. 18, 1990, unless otherwise noted. Agencies are required by section 402(b)(10) of the Act to file such reports as the Director of the Office of...
Section 2638.602 Annual agency reports.
(a) On or before February 1 of each year, each agency shall file with the Office of Government Ethics a report containing information about the agency's ethics program....
Section 2638.603 Reports of referral for possible prosecution.
(a) In general. Section 535 of title 28 of the United States Code imposes upon every agency a duty to report to the Attorney General any...
Section 2638.701 Overview.
FR 7279, Feb. 14, 2000, unless otherwise noted. Each agency must have an ethics training program to teach employees about ethics laws and rules and to tell them...
Section 2638.702 Definitions.
For purposes of this subpart: Agency supplemental standards means those regulations published by an agency in concurrence with the Office of Government Ethics under 5...
Section 2638.703 Initial agency ethics orientation for all employees.
all employees. Within 90 days from the time an employee begins work for an agency, the agency must do the following: (a) Ethics materials. The agency must...
Section 2638.704 Annual ethics training for public filers.
public filers. (a) Covered employees. Each calendar year, agencies must give verbal ethics training to employees who are required by 5 CFR part 2634 to file...
Section 2638.705 Annual ethics training for other employees.
other employees. (a) Covered employees. Each calendar year, agencies must train the following employees: (1) Employees appointed by the President; ...
Section 2638.706 Agency's written plan for annual ethics training.
ethics training. (a) The designated agency ethics official (or his or her designee) is responsible for directing the agency's ethics training program. The...
Part 2640_INTERPRETATION, EXEMPTIONS AND WAIVER GUIDANCE CONCERNING
Section 2640.101 Purpose.
Purpose. 18 U.S.C. 208(a) prohibits an officer or employee of the executive branch, of any independent agency of the United States, of the District of Columbia,...
Section 2640.102 Definitions.
Definitions. For purposes of this part: (a) Diversified means that the fund, trust or plan does not have a stated policy of concentrating its investments in...
Section 2640.103 Prohibition.
Prohibition. (a) Statutory prohibition. Unless permitted by 18 U.S.C. 208(b) (1)- (4), an employee is prohibited by 18 U.S.C. 208(a) from participating personally...
Section 2640.201 Exemptions for interests in mutual funds, unit investment
2640.201 Exemptions for interests in mutual funds, unit investment trusts, and employee benefit plans. (a) Diversified mutual funds and unit investment trusts....
Section 2640.202 Exemptions for interests in securities.
2640.202 Exemptions for interests in securities. (a) De minimis exemption for matters involving parties. An employee may participate in any particular matter...
Section 2640.203 Miscellaneous exemptions.
2640.203 Miscellaneous exemptions. (a) Hiring decisions. An employee may participate in a hiring decision involving an applicant who is currently employed by...
Section 2640.204 Prohibited financial interests.
2640.204 Prohibited financial interests. None of the exemptions set forth in Sec. Sec. 2640.201, 2640.202, or 2640.203 apply to any financial interest held or acquired by...
Section 2640.205 Employee responsibility.
2640.205 Employee responsibility. Prior to taking official action in a matter which an employee knows would affect his financial interest or the interest of another...
Section 2640.206 Existing agency exemptions.
2640.206 Existing agency exemptions. An employee who, prior to January 17, 1997, acted in an official capacity in a particular matter in which he had a financial...
Section 2640.301 Waivers issued pursuant to 18 U.S.C. 208(b)(1).
Waivers issued pursuant to 18 U.S.C. 208(b)(1). (a) Requirements for issuing an individual waiver under 18 U.S.C. 208(b)(1). Pursuant to 18 U.S.C. 208(b)(1), an agency...
Section 2640.302 Waivers issued pursuant to 18 U.S.C. 208(b)(3).
Waivers issued pursuant to 18 U.S.C. 208(b)(3). (a) Requirements for issuing an individual waiver under 18 U.S.C. 208(b)(3). Pursuant to 18 U.S.C. 208(b)(3), an agency...
Section 2640.303 Consultation and notification regarding waivers.
Consultation and notification regarding waivers. When practicable, an official is required to consult formally or informally with the Office of Government Ethics prior to...
Section 2640.304 Public availability of agency waivers.
Public availability of agency waivers. (a) Availability. A copy of an agency waiver issued pursuant to 18 U.S.C. 208 (b)(1) or (b)(3) shall be made available upon request...
Part 2641_POST-EMPLOYMENT CONFLICT OF INTEREST RESTRICTIONS--Table of Contents
Section 2641.101 Definitions.
this part: Agency includes any department, independent establishment, commission, administration, authority, board, or bureau of the United States, and includes...
Section 2641.201 One-year restriction on a former senior employee's
employees of former agency concerning matter, regardless of prior involvement. (a) Basic Prohibition of 18 U.S.C. 207(c). For one year after service in...