Source: http://www.cftc.gov/PressRoom/PressReleases/GeneralPressReleases/2013/index.htm
Timestamp: 2018-01-24 06:04:33
Document Index: 260866175

Matched Legal Cases: ['art 45', 'art 46', 'arts 43', 'arts 43', '§ 43', 'art 45', 'art 46', 'art 20', 'art 45']

2013 General Press Releases - CFTC
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CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief Relating to Certain CDS Clearing-Related Swaps Executed Pursuant to a CDS Settlement Price Process, 6814-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Futures Commission Merchants, Swap Dealers, and Major Swap Participants Concerning Annual Reports of Chief Compliance Officers, 6813-13
CFTC Grants Singapore Exchange Derivatives Clearing Ltd. Registration as a Derivatives Clearing Organization, 6812-13
U.S. Commodity Futures Trading Commission and Monetary Authority of Singapore Sign Memorandum of Understanding to Enhance Supervision of Cross-Border Regulated Entities, 6811-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Regarding Introducing Brokers’ Compliance with Certain Financial Reporting and Capital Computation Requirements, 6810-13
CFTC’s Division of Market Oversight Provides Conditional No-Action Relief from Limitations on Execution Methods for Required Transactions that Involve Basis Risk Mitigation Services Provided by a SEF, 6809-3
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Regarding Swaps Entered Into by Persons Registered as Floor Traders, 6808-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Advisory Concerning Commodity Trading Advisors and Swaps, 6807-13
CFTC Staff Issues Time-Limited No-Action Letter from Certain Entity-Level Internal Business Conduct Requirements for Certain Swap Dealers and Major Swap Participants Established under the Laws of Australia, Canada, the European Union, Japan, and Switzerla, 6806-13
CFTC Staff Issues Time-Limited No-Action Letter on the Applicability of Oral Recording Requirements for Certain Members of Swap Execution Facilities , 6805-13
CFTC’s Division of Market Oversight Provides Conditional Time-Limited No-Action Relief to Australian-Based Trading Platform Yieldbroker Pty Limited, 6804-13
CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief from Certain Requirements of Part 45 and Part 46 of the Commission’s Regulations, for Certain Swap Dealers and Major Swap Participants Established under the Laws of Australia, Canada, 6803-13
CFTC Approves Comparability Determinations for Six Jurisdictions for Substituted Compliance Purposes, 6802-13
CFTC Approves Limited-Purpose Swap Dealer Designation for State Street Bank and Trust Company, 6801-13
CFTC’s Division of Clearing and Risk Issues Time-Limited No-Action Letter for Singapore Exchange Derivatives Clearing Limited and Its Clearing Members , 6800-13
CFTC Staff Issues an Extension of a Time-Limited No-Action Relief to Japan Securities Clearing Corporation and Its Qualifying Participants and Affiliates , 6799-13
CFTC Grants LCH.Clearnet SA Registration as a Derivatives Clearing Organization, 6796-13
CFTC Names Mark P. Wetjen Acting Chairman of the Commission, 6795-13
CFTC Announces Sayee Srinivasan as the Acting Chief Economist, 6794-13
Mark Wetjen Appointed Sponsor of CFTC’s Global Markets Advisory Committee, 6792-13
Agencies Issue Final Rules Implementing the Volcker Rule, 6790-13
CFTC Meeting Scheduled for December 10, 2013, Has Been Cancelled, 6789-13
CFTC Seeks Public Comment on Certification from Bloomberg SEF LLC to Implement Available-to-Trade Determinations for Certain Interest Rate and Credit Default Swaps, 6788-13
CFTC to Hold an Open Meeting to Consider Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private Equity Funds, 6785-13
CFTC Staff Issues Time-Limited No-Action Letter on the Applicability of Transaction-Level Requirements in Certain Cross-Border Situations, 6783-13
CFTC Announces Weekly Swaps Report, 6780-13
CFTC Releases Rule Enforcement Review of North American Derivatives Exchange Inc., 6778-13
CFTC Issues Notice of Temporary Registration as a Swap Execution Facility to LatAm SEF, LLC, 6777-13
CFTC’s Division of Market Oversight Issues New Guidance on the Application of Certain Commission Regulations to Swap Execution Facilities , 6775-13
CFTC Issues Final Rules for Derivatives Clearing Organizations to Align with International Standards, 6773-13
CFTC’s Divisions of Clearing and Risk, Market Oversight and Swap Dealer and Intermediary Oversight Issue Guidance on the Application of Certain Commission Regulations to Swap Execution Facilities, 6772-13
CFTC Staff Issues Advisory on the Applicability of Transaction-Level Requirements in Certain Cross-Border Situations, 6771-13
CFTC Seeks Public Comment on Amended Request from CME Group to Amend Rule 538 (Exchange for Related Positions), 6768-13
CFTC Issues Proposed Rule to Require All Registered Introducing Brokers, Commodity Pool Operators, and Commodity Trading Advisors to Become and Remain Members of a Registered Futures Association, 6765-13
CFTC Approves Position Limits Proposals, 6763-13
CFTC Issues Notice of Temporary Registration as a Swap Execution Facility to Chicago Mercantile Exchange Inc., 6762-13
CFTC’s Division of Market Oversight Issues Extension of Certain Time-Limited No-Action Relief Regarding Swap Execution Facilities Provided by CFTC No-Action Letter Nos. 13-55 (amended), 13-56 and 13-58 for Swaps in the Foreign Exchange Asset Class, 6761-13
CFTC Extending Period for Accepting Public Comment on Certification from Javelin SEF, LLC to Implement Available-to-Trade Determinations for Certain Interest Rate Swaps, 6760-13
CFTC Seeks Public Comment on Certification from MarketAxess SEF Corporation to Implement Available-to-Trade Determinations for Certain Credit Default Swaps, 6759-13
CFTC Announces Mutual Acceptance of Approved Legal Entity Identifiers, 6758-13
CFTC’s Division of Market Oversight Extends Time-Limited No-Action Relief to Australian-Based Trading Platform Yieldbroker Pty Limited, 6757-13
CFTC Approves Limited Purpose Swap Dealer Designations for Cargill and an Affiliate, 6756-13
CFTC Seeks Public Comment on Certification from TW SEF LLC to Implement Available-to-Trade Determinations for Certain Interest Rate and Credit Default Swaps, 6755-13
CFTC Requests Public Comment on an Application by Singapore Exchange Derivatives Clearing Limited for Registration as a Derivatives Clearing Organization, 6751-13
CFTC’s Division of Clearing and Risk and Division of Market Oversight Provide Time-Limited No-Action Relief for swap execution facilities (“SEFs”) from compliance with certain requirements of Commission Regulations 37.9(a)(2) and 37.203(a), 6750-13
CFTC Announces that the Third Phase of Mandatory Clearing of iTraxx CDS Indices Begins Today and Reminds Market Participants that Cross-Border Exemptive Relief Expired on October 9, 2013, 6748-13
CFTC Will Hold an Open Meeting to Consider Proposals on Position Limits and Other Business, 6747-13
CFTC Will Hold an Open Meeting to Consider Enhancing Protections for Futures Customers and Other Business, 6746-13
CFTC Announces Schedule for Publication of Reports Delayed by the Government Shutdown, 6745-13
CFTC Adopts Rule Amendment to Clarify that Prohibition against Swap Dealers and Major Swap Participants Associating with Persons Who Are Statutorily Disqualified Does Not Apply in the Case of Clerical and Ministerial Employees, 6744-13
CFTC Seeks Public Comment on Certification from trueEX, LLC to Implement Available-to-Trade Determinations for Certain Interest Rate Swaps, 6743-13
CFTC Seeks Public Comment on Certification from Javelin SEF, LLC to Implement Available-to-Trade Determinations for Certain Interest Rate Swaps, 6742-13
CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief to GTX SEF LLC, 6741-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Regarding the Treatment of Swap Transactions by Certain Non-U.S. Persons, for Purposes of Making Calculations Under the Swap Dealer Definition, 6740-13
CFTC’s Division of Market Oversight Provides No-Action Relief to Applicant Seeking Temporary Registration as a Swap Execution Facility, 6739-13
CFTC Announcement Concerning Commitments of Trader and Cotton on Call Reports, 6738-13
CFTC Announces Gretchen L. Lowe as Acting Director of Division of Enforcement, 6736-13
CFTC Announces Departure of Enforcement Director David Meister, 6735-13
CFTC’s Division of Market Oversight Issues an Amendment to Previously Issued Time-Limited No-Action Relief for Temporarily Registered Swap Execution Facilities from Certain Swap Data Reporting Requirements of Parts 43 and 45 of the Commission’s Regulation, 6734-13
CFTC’s Division of Clearing and Risk and Division of Market Oversight Provide Time-Limited No-Action Relief for (1) Futures Commission Merchants from Requirement to Comply with Commission Regulations 1.73(a)(2)(i) and (a)(2)(ii); and (2) Temporarily Regis, 6733-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief Regarding the Treatment of Swap Transactions by Persons Engaging in Floor Trader Activities, for Purposes of Making Calculations Under the Swap Dealer Definitio, 6732-13
CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief for Swap Execution Facilities and Designated Contract Markets from the One Business Day Product Review Period Requirement of Commission Regulation 40.2(a)(2) for Newly-Listed Swap , 6731-13
CFTC Issues Order Relating to the Continuation, Shutdown and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations, 6730-13
CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief to Australian-Based Trading Platform Yieldbroker Pty Limited, 6728-13
CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief for Temporarily Registered Swap Execution Facilities from Commission Regulation 37.6(b) for Non-Cleared Swaps, 6727-13
CFTC Staff Responds to Frequently Asked Questions on Commodity Options, 6722-13
CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief to Temporarily Registered SEFs from any Enforcement Responsibilities under Commission Regulations 37.200(a), 37.200(b), 37.201(b)(1), 37.201(b)(3), 37.201(b)(5), 37.202(b) and 37.2, 6721-13
CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief for Temporarily Registered Swap Execution Facilities from Certain Swap Data Reporting Requirements of Parts 43 and 45 of the Commission’s Regulations, 6719-13
CFTC Designates Nodal Exchange, LLC as a Contract Market and CFTC’s Division of Market Oversight and Division of Clearing and Risk Issue Related Time Limited No-Action Letters, 6718-13
CFTC Issues Notices of Temporary Registration as a Swap Execution Facility to Thomson Reuters (SEF) LLC and ICAP SEF (US) LLC, 6717-13
CFTC Issues Notices of Temporary Registration as a Swap Execution Facility to tpSEF Inc. and Tradition SEF, Inc., 6710-13
CFTC Issues Order of Temporary Registration as a Swap Execution Facility to INFX SEF Inc., 6707-13
CFTC Certifies Futures Contract on S&P BSE 100 Index Submitted by BSE Ltd (BSE), 6704-13
CFTC’s Division of Clearing and Risk Issues Time Limited No-Action Letter for LCH.Clearnet Ltd and its Clearing Members, 6703-13
CFTC Issues Notices of Temporary Registration as a Swap Execution Facility to 360 Trading Networks Inc., 6702-13
CFTC Issues Notices of Temporary Registration as a Swap Execution Facility to trueEX, LLC and ICE Swap Trade, LLC, 6701-13
CFTC Issues Notices of Temporary Registration as a Swap Execution Facility to Javelin SEF, LLC and BGC Derivative Markets, L.P., 6699-13
CFTC Issues Notice of Temporary Registration as a Swap Execution Facility to TeraExchange, LLC, 6698-13
CFTC Seeks Public Comment on Request from CME Group to Amend Rule 538 (Exchange for Related Positions), 6696-13
CFTC Certifies Futures Contracts on the CES China 120 Index and the HSI Volatility Index Submitted by Hong Kong Futures Exchange Limited (HKFE), 6695-13
CFTC Announces Vincent A. McGonagle as Director of the Division of Market Oversight, 6694-13
CFTC Issues Notices of Temporary Registration as a Swap Execution Facility to SwapEx, LLC, GFI Swaps Exchange LLC, and MarketAxess SEF Corporation, 6692-13
Euronext Amsterdam’s AEX-Index Mini Futures Contract and Euronext Paris’s CAC40 Index Mini Futures Contract have been Deemed Certified and may be Offered to U.S. persons through Direct Access Effective September 13, 2013, 6691-13
CFTC Releases Rule Enforcement Review of ELX Futures, L.P., 6689-13
CFTC Releases Rule Enforcement Review of the Minneapolis Grain Exchange, Inc., 6688-13
CFTC Releases Rule Enforcement Review of the CBOE Futures Exchange, 6687-13
CFTC Announces Public Meeting of the Technology Advisory Committee, 6686-13
CFTC Issues Notices of Temporary Registration as Swap Execution Facilities to TW SEF LLC and DW SEF LLC, 6685-13
CFTC Announces that the Third Phase of Mandatory Clearing of Certain Credit Default Swaps and Interest Rate Swaps Begins Today, 6684-13
CFTC Publishes Concept Release on Risk Controls and System Safeguards for Automated Trading Environments, 6683-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter for Commodity Pool Operators of Registered Funds with Controlled Foreign Corporations, 6682-13
OTC Derivatives Regulators Issue Report to the G20, 6678-13
CFTC Issues Interpretation Concerning Retail Commodity Transactions, 6673-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief Regarding Regulation 23.502 for Swap Dealers and Major Swap Participants in Connection with Swaps Subject to Risk Mitigation Techniques under EMIR, 6672-13
Regulators Issue Joint Staff Review of Firms’ Business Continuity and Disaster Recovery Planning, 6667-13
CFTC Approves Final Regulations for Exemption from Required Clearing for Swaps Entered into by Certain Cooperatives; Division of Clearing and Risk Issues Time-Limited No-Action Relief, 6665-13
CFTC Issues Proposed Rules for Derivatives Clearing Organizations to Align with International Standards, 6664-13
CFTC Adopts Harmonization Rules for Registered Investment Companies, 6663-13
CFTC Issues Final Rules to implement Enhanced Risk Management Standards for Systemically Important Derivatives Clearing Organizations, 6662-13
CFTC’s Division of Market Oversight Issues an Amendment to Previously Issued No-Action Relief for Certain Commodity Trading Advisors and Investment Advisors from the Prohibition of Aggregation for Large Notional Off-Facility Swaps, 6660-13
CFTC Releases Rule Enforcement Review of the Chicago Mercantile Exchange and the Chicago Board of Trade, 6658-13
CFTC Division of Clearing and Risk Issues Notice Regarding Expiration of Cross-Border Exemptive Relief from the Clearing Requirement, 6657-13
CFTC Issues Order of Temporary Registration as a Swap Execution Facility to Bloomberg SEF LLC, 6656-13
CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief from the Prohibition of Aggregation Under § 43.6(h)(6) for Large Notional Off-Facility Swaps, 6654-13
CFTC Announces that Mandatory Clearing of iTraxx CDS Indices for Category 2 Entities Begins Today, 6651-13
CFTC’s Agricultural Advisory Committee to Meet July 25, 2013, 6650-13
CFTC’s Division of Clearing and Risk Issues Extension of Time-Limited No-Action Relief from Required Clearing for Swaps Entered into by Certain Cooperatives, 6648-13
CFTC Names Christopher Ehrman as Director of Whistleblower Office, 6647-13
CFTC Seeks Public Comment on Request from CME Group to Issue Market Regulation Advisory Notice Regarding CME Rule 534 (“Wash Trades Prohibited”), 6646-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Technical Correction to No-Action Letter Regarding Certain Risk Mitigation Requirements, 6643-13
CFTC Staff Issues Four No-Action Letters Providing Relief in Connection with Issues Relating to Swaps Regulation, 6642-13
The European Commission and the CFTC reach a Common Path Forward on Derivatives, 6640-13
CFTC’s Division of Market Oversight Issues Advisory Regarding the Obligation to Submit Accurate Form 204 Reports Showing Cash Positions in Wheat, Corn, Oats, Soybeans, Soybean Oil, and Soybean Meal, 6639-13
CFTC to Hold Open Meeting to Consider Cross-Border Final Guidance; and Cross-Border Phase-In Exemptive Order, 6638-13
CFTC’s Division of Market Oversight Issues Time-Limited No-Action Relief Permitting Part 45 and Part 46 Reporting Counterparties to Mask Legal Entity Identifiers, Other Enumerated Identifiers and Other Identifying Terms, and Permitting Part 20..., 6634-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief from Portfolio Reconciliation Requirements, 6633-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Corrected No-Action Letter on Relief from Certain External Business Conduct Standards and Documentation Standards, 6632-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Providing Relief for Swap Dealers in Connection with Foreign Exchange Intermediated Prime Brokerage Arrangements, 6631-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief from Certain Swap Trading Relationship Documentation Standards with Foreign Exchange Counterparties, 6630-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief Regarding the Treatment of Swap Transactions by Persons Engaging in Floor Trader Activities, for Purposes of Making Calculations Under the Swap Dealer Definitio, 6629-13
CFTC’s Division of Market Oversight Issues Extension of Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants from the Reporting Requirements of Part 45 for CDS Clearing-Related Swaps, 6628-13
CFTC’s Division of Market Oversight Issues Extension of Time-Limited No-Action Relief Concerning Bespoke or Complex Swaps, 6627-13
CFTC’s Division of Market Oversight Extends Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants From Compliance With Reporting Obligations, 6625-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief from Certain External Business Conduct Standards and Documentation Standards, 6624-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Swap Dealers Concerning Annual Reports of Chief Compliance Officers, 6623-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Concerning Terms that May Be Excluded from Portfolio Reconciliation, 6622-13
CFTC’s Division of Clearing and Risk Issues Extension of Time-Limited No-Action Relief from Required Clearing for Swaps Entered into by Certain Cooperatives, 6617-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief Providing an Alternative to Fingerprinting to Establish Fitness of Associated Persons Residing Outside the United States, 6616-13
CFTC’s Division of Market Oversight Provides Time-Limited No-Action Relief to Provide for Transition to SEF Registration, 6612-13
CFTC Certifies Futures Contracts on the MSCI World Index, MISCI Europe Index, MSCI Japan Index, and the MSCI All Countries Asia Pacific ex-Japan Index Submitted by Eurex Deutschland, 6611-13
CFTC Provides For Mutual Acceptance of Approved Legal Entity Identifiers , 6608-13
CFTC Announces that Mandatory Clearing for Category 2 Entities Begins Today, 6607-13
CFTC’s Division of Clearing and Risk Issues Time-Limited No-Action Relief to Banks Having Assets of Less Than $10 Billion from the Board Approval Requirement of the CEA and the End-User Exception to the Clearing Requirement, 6606-13
CFTC’s Division of Clearing and Risk Issues No-Action Letter for Corporación Andina de Fomento, 6605-13
CFTC’s Division of Clearing and Risk Issues Time-Limited No-Action Relief from Required Clearing for Swaps Entered into by Certain Cooperatives, 6604-13
CFTC’s Division of Clearing and Risk Issues an Advisory Pertaining to the Effective Date of the Clearing Exemption for Swaps Between Certain Affiliated Entities , 6603-13
CFTC’s Division of Clearing and Risk Provides No-Action Relief from the Clearing Requirement for Swaps Entered into by Eligible Treasury Affiliates, 6598-13
CFTC’s Division of Clearing and Risk Issues Extension of Time for Compliance with Certain Pre-Trade Screening Requirements of the Commission’s Rule Regarding Bunched Orders for Futures, 6597-13
CFTC’s Division of Market Oversight Issues Advisory Regarding the Obligation to Report Omnibus Account Information in a Timely Manner, 6592-13
CFTC to Hold Open Meeting to Consider Trade Execution Rules; Anti-Disruptive Trading Practices Guidance, 6585-13
CFTC’s Division of Market Oversight Issues Advisory Providing Guidance to Reporting Markets on How to Submit Block Trade Volume Data, 6583-13
CFTC’s Division of Market Oversight Issues Advisory Reminding Market Participants of Certain Call Cotton Reporting Requirements and a No-Action Position Allowing for E-mail Submission of Form 304 Reports, 6582-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Letter Providing Relief Surrounding Certain Foreign Exchange Transactions with a Settlement Cycle of No More than Seven Local Business Days, 6580-13
CFTC Issues Order of Registration for the Natural Gas Exchange Inc., 6579-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Regarding the Obligation of Swap Dealers and Major Swap Participants to Provide Certain Disclosures for Certain Transactions Under Regulation 23.431, 6578-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Providing Time-Limited Relief for Swap Dealers in Connection with Prime Brokerage Arrangements, 6577-13
New CFTC Anti-Fraud Resources Released for Financial Capability Month, 6575-13
CFTC Announces Departure of Office of International Affairs Director Jacqueline H. Mesa; Sarah E. Josephson Announced as New Director, 6574-13
CFTC Announces Public Meeting of the Technology Advisory Committee, 6573-13
Report to the G-20 Meeting of Finance Ministers and Central Bank Governors of 18-19 April 2013,
CFTC Grants Order to ICE Clear Europe Permitting Portfolio Margining of Swaps and Security-Based Swaps in a Cleared Swaps Customer Account, 6566-13
CFTC Vacates Kansas City Board of Trade Clearing Corporation’s Registration as a Derivatives Clearing Organization, 6565-13
CFTC and SEC Approve Joint Final Rule Governing Identity Theft, 6564-13
CFTC’s Division of Market Oversight Provides No-Action Relief from Swap Data Reporting Requirements to Swap Counterparties that are not Swap Dealers or Major Swap Participants, 6563-13
CFTC Announces Jonathan L. Marcus as General Counsel, 6562-13
CFTC’s Division of Market Oversight and Division of Clearing and Risk Issue Joint No-Action Relief for Swaps Between Affiliated Counterparties from Certain Swap Reporting Requirements, 6558-13
CFTC’s Division of Market Oversight Issues No-Action Relief for End-Users from Certain Reporting and Recordkeeping Requirements of the Trade Option Exemption, 6557-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Letter for Commodity Pool Operators of Securitization Vehicles, 6554-13
CFTC Approves Final Regulations Governing Exemption from Required Clearing for Inter-Affiliate Swaps, 6553-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Relief to Swap Dealers and Major Swap Participants Regarding Certain Recordkeeping Obligations, 6552-13
CFTC Staff Issue Extension of No-Action Relief to Certain Regional Transmission Organizations (RTOs), Independent System Operators (ISOs), and/or Their Participants, 6551-13
CFTC Approves Final Regulations Governing Dual and Multiple Associations of Associated Persons of Swap Dealers and Major Swap Participants, 6550-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Persons from Registration as an Introducing Broker or Commodity Trading Advisor, 6548-13
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Relief for Certain Futures Commission Merchants Concerning Annual Reports of Chief Compliance Officers, 6547-13
CFTC Issues Final Order to Exempt Certain Specified Transactions of Regional Transmission Organizations and Independent System Operators, 6546-13
CFTC Issues Final Order to Exempt Certain Non-Financial Energy Derivative Transactions between Government and/or Cooperatively-Owned Electric Utilities, 6545-13
CFTC Announces Procedures for Submission of Risk Exposure Reports and Chief Compliance Officer Annual Reports by Swap Dealers and Major Swap Participants, 6541-13
CFTC Issues Amended Registration Order for Natural Gas Exchange Inc., 6540-13
CFTC’s Division of Clearing and Risk Issues Limited No-Action Relief from Required Clearing for Partial Novation and Partial Termination of Certain Swaps, 6538-13
CFTC’s Division of Clearing and Risk Issues Limited No-Action Relief from Required Clearing for Swaps Resulting from Multilateral Compression Exercises, 6536-13
CFTC’s Division of Market Oversight and Office of Data and Technology Issue Advisory Reminding All Swap Counterparties of April 10 Deadline to Obtain a CICI Identifier, 6535-13
CFTC Certifies Futures Contracts on the MICEX Index, the Hang Seng Index, the FTSE/JSE Top 40 Index, and the BSE Sensitive Index Submitted by the Bolsa de Valores, Mercadorias e Futuros (BVMF-Brazil), 6531-13
CFTC Announces that Mandatory Clearing Begins Today, 6529-13
CFTC Announces Departure of General Counsel Dan M. Berkovitz, 6528-13
CFTC’s Division of Market Oversight Issues Advisory Reminding Market Participants of Certain Swap Data Reporting Requirements, 6527-13
CFTC Provides Operational Guidance Concerning Maintenance of CICIs Issued Through Assisted Registration, 6526-13
CFTC Approves Request from the Chicago Mercantile Exchange Inc. to Adopt New Chapter 10 (“Regulatory Reporting of Swap Data”) and New Rule 1001 (“Regulatory Reporting of Swap Data”) of CME’s Rulebook, 6525-13
CFTC’s Division of Clearing and Risk Announces Revised Compliance Schedule for Required Clearing of iTraxx CDS Indices, 6521-13
CFTC Staff and IOSCO Board Level Task Force to Host Public Roundtable to Discuss IOSCO Consultation Report on Financial Benchmarks, 6518-13
CFTC Approves Amendment to Cantor Clearinghouse, L.P., Registration Order, 6514-13
CFTC Seeks Public Comment on the Request of trueEX LLC for an Amended DCM Order to Allow Intermediated Trading on its Platform, 6509-13
CFTC Staff to Host a Public Roundtable to Discuss Proposed Rulemaking Enhancing Protections Afforded Customers and Funds Deposited by Customers, 6505-13
Commissioner Jill Sommers Announces her Resignation, 6502-13
CFTC Approves Rulebook and Issues Amended Registration Order for LCH.Clearnet LLC, 6501-13
CFTC Staff to Host Public Roundtable to Discuss the “Futurization of Swaps”, 6500-13
CFTC Extending Review Period on a Request from the Chicago Mercantile Exchange Inc. to Adopt New Chapter 10 (“Regulatory Reporting of Swap Data”) and New Rule 1001 (“Regulatory Reporting of Swap Data”) of CME’s Rulebook, 6498-13
CFTC Grants Order to ICE Clear Credit Permitting Portfolio Margining of Swaps and Security-Based Swaps in a Cleared Swaps Customer Account, 6495-13
CFTC Announces Appointment of Melissa Jurgens to Serve as Secretary of the Commission, 6494-13
CFTC Extends Public Comment Period on Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Future Commission Merchants and Derivatives Clearing Organizations, 6493-13
CFTC Extending Period for Accepting Public Comment on a CME Request to Adopt New Chapter 10 and New Rule 1001 of CME’s Rulebook, 6492-13
CFTC Announces Real-Time Public Reporting of Swap Transactions and Swap Dealer Registration Began December 31, 2012, 6489-13