Source: https://www.govregs.com/uscode/title15_chapter2B-1_section78jjj
Timestamp: 2020-01-25 06:49:40
Document Index: 250990333

Matched Legal Cases: ['§\u202f78', '§\u202f78', '§\u202f78', '§\u202f14', '§\u202f10', '§\u202f14', '§\u202f9', '§\u202f929']

15 USC 78jjj - Prohibited acts
§ 78iii. Functions of self-regulatory organizations
§ 78kkk. Miscellaneous provisions
§ 78jjj.
Failure to pay assessment, etc.
Engaging in business after appointment of trustee or initiation of direct payment procedure
Concealment of assets; false statements or claims
Specific prohibited acts
employs any device, scheme, or artifice to defraud;
engages in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person; or
fraudulently or with intent to defeat this chapter—
conceals or transfers any property belonging to the estate of a debtor;
makes a false statement or account;
presents or uses any false claim for proof against the estate of a debtor;
receives any material amount of property from a debtor;
gives, offers, receives, transfers, or obtains any money or property, remuneration, compensation, reward, advantage, other consideration, or promise thereof, for acting or forebearing to act;
conceals, destroys, mutilates, falsifies, makes a false entry in, or otherwise falsifies any document affecting or relating to the property or affairs of a debtor; or
withholds, from any person entitled to its possession, any document affecting or relating to the property or affairs of a debtor,
Misrepresentation of SIPC membership or protection
Any court having jurisdiction of a civil action arising under this chapter may grant temporary injunctions and final injunctions on such terms as the court deems reasonable to prevent or restrain any violation of paragraph (1). Any such injunction may be served anywhere in the United States on the person enjoined, shall be operative throughout the United States, and shall be enforceable, by proceedings in contempt or otherwise, by any United States court having jurisdiction over that person. The clerk of the court granting the injunction shall, when requested by any other court in which enforcement of the injunction is sought, transmit promptly to the other court a certified copy of all papers in the case on file in such clerk’s office.
(Pub. L. 91–598, § 14, formerly § 10, Dec. 30, 1970, 84 Stat. 1655; renumbered § 14 and amended Pub. L. 95–283, §§ 9, 13, May 21, 1978, 92 Stat. 260, 269; Pub. L. 111–203, title IX, § 929V(b), (c), July 21, 2010, 124 Stat. 1868.)
cite as: 15 USC 78jjj