Source: http://rabbit.monqcle.com/contents/IA/Title%2520XII%2520-%2520BUSINESS%2520ENTITIES/Chapter%2520502%2520-%2520UNIFORM%2520SECURITIES%2520ACT%2520(Blue%2520Sky%2520Law)/502.104%2520References%2520to%2520federal%2520agencies
Timestamp: 2019-09-19 00:25:12
Document Index: 241502135

Matched Legal Cases: ['§63', '§502', '§63', '§502', '§63', '§502', '§63', '§502', '§63', '§502', '§58', '§63', '§502', '§63', '§502', '§36', '§63', '§502', '§63', '§502', '§63', '§502', '§63', '§502', '§63', '§502', '§63', '§502', '§63', '§502', '§63', '§502', '§63', '§502', '§63', '§502', '§63', '§502', '§3']

Iowa | 502.104 References to federal agencies. | Rabbit Crowd Library
Chapter 486 - Uniform Partnership Law
Chapter 486a - Uniform Partnership Act
Chapter 487 - Uniform Limited Partnership Law
Chapter 488 - Uniform Limited Partnership Act
Chapter 489 - Revised Uniform Limited Liability Company Act
Chapter 490 - Business Corporations
Chapter 490a - Limited Liability Companies
Chapter 491 - Corporations For Pecuniary Profit
Chapter 492 - Capital Stock
Chapter 493 - Stock Without Par Value
Chapter 493a - Reserved
Chapter 494 - Reserved
Chapter 495 - Foreign Public Utility Corporations
Chapter 496 - Reserved
Chapter 496a - Business Corporations
Chapter 496b - Economic Development Corporations
Chapter 496c - Professional Corporations
Chapter 497 - Cooperative Associations
Chapter 498 - Nonprofit Cooperative Associations
Chapter 499 - Cooperative Associations
Chapter 499a - Multiple Housing
Chapter 499b - Horizontal Property (Condominiums)
Chapter 500 - Collective Marketing
Chapter 501 - Closed Cooperatives
Chapter 501a - Cooperative Associations Act
Chapter 501b - Revised Uniform Unincorporated Nonprofit Association Act
Chapter 502 - Uniform Securities Act (Blue Sky Law)
502.101 Short Title.
502.102 Definitions.
502.103 References To Federal Statutes.
502.104 References To Federal Agencies.
502.105 Electronic Records And Signatures.
502.201 Exempt Securities.
502.202 Exempt Transactions.
502.203 Additional Exemptions And Waivers.
502.204 Denial, Suspension, Revocation, Condition, Or Limitation Of Exemptions.
502.205 Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.302 – 502.304a, 502.503.
502.206 Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.302 – 502.304a, 502.503.
502.206a Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.302 – 502.304a, 502.503.
502.207 Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.302 – 502.304a, 502.503.
502.207a Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.302 – 502.304a, 502.503.
502.207b Legislative Review And Oversight. Repealed By 2001 Acts, Ch 118, §58.
502.208 Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.305, 502.306.
502.209 Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.305, 502.306.
502.210 Limits On Securities Registered By Qualification. Repealed By 91 Acts, Ch 40, §36.
502.211 Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.321b – 502.321i.
502.212 Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.321b – 502.321i.
502.213 Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.321b – 502.321i.
502.214 Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.321b – 502.321i.
502.215 Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.321b – 502.321i.
502.216 Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.321b – 502.321i.
502.217 Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.321b – 502.321i.
502.218 Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.321b – 502.321i.
502.301 Securities Registration Requirement.
502.302 Notice Filing.
502.303 Securities Registration By Coordination.
502.304 Securities Registration By Qualification.
502.304a Expedited Registration By Filing For Small Issuers.
502.305 Securities Registration Filings.
502.306 Denial, Suspension, And Revocation Of Securities Registration.
502.307 Waiver And Modification.
502.321a Special Definitions.
502.321b Registration Requirements — Hearing.
502.321c Filing Of Solicitation Materials.
502.321d Fraudulent, Deceptive, Or Manipulative Acts And Practices Prohibited.
502.321e Limitations On Offers And Offerors.
502.321f Administration — Rules And Orders.
502.321g Fees.
502.321h Nonapplication Of Corporate Takeover Law.
502.321i Application Of Securities Law.
502.401 Broker-Dealer Registration Requirement And Exemptions.
502.402 Agent Registration Requirement And Exemptions.
502.403 Investment Adviser Registration Requirement And Exemptions.
502.404 Investment Adviser Representative Registration Requirement And Exemptions.
502.405 Federal Covered Investment Adviser Notice Filing Requirement.
502.406 Registration By Broker-Dealer, Agent, Investment Adviser, And Investment Adviser Representative.
502.407 Succession And Change In Registration Of Broker-Dealer Or Investment Adviser.
502.408 Termination Of Employment Or Association Of Agent And Investment Adviser Representative And Transfer Of Employment Or Association.
502.409 Withdrawal Of Registration Of Broker-Dealer, Agent, Investment Adviser, And Investment Adviser Representative — Cessation Of Business — Abandoned Filings.
502.410 Filing Fees.
502.411 Postregistration Requirements.
502.412 Denial, Revocation, Suspension, Withdrawal, Restriction, Condition, Or Limitation Of Registration.
502.501 General Fraud.
502.501a Prohibited Transactions Of Broker-Dealers And Agents.
502.502 Prohibited Conduct In Providing Investment Advice.
502.502a Advisory Misconduct. Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.509.
502.503 Evidentiary Burden.
502.504 Filing Of Sales And Advertising Literature.
502.505 Misleading Filings.
502.506 Misrepresentations Concerning Registration Or Exemption — Official Endorsements Prohibited.
502.506a Misstatements In Publicity Prohibited.
502.507 Qualified Immunity.
502.508 Criminal Penalties.
502.509 Civil Liability.
502.510 Rescission Offers.
502.601 Administration.
502.602 Investigations And Subpoenas.
502.603 Civil Enforcement.
502.603a Cooperation With Other Agencies. Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.608.
502.604 Administrative Enforcement.
502.604b Limited Law Enforcement Authority. Repealed By 2004 Acts, Ch 1161, §63, 68. See §502.604a.
502.605 Rules, Forms, Orders, Interpretative Opinions, And Hearings.
502.606 Administrative Files And Opinions.
502.607 Public Records — Confidentiality.
502.608 Uniformity And Cooperation With Other Agencies.
502.609 Judicial Review Of Orders.
502.610 Jurisdiction.
502.611 Service Of Process.
502.612 Severability Clause.
502.701 Public Joint Investment Trusts.
Chapter 502a - Commodities Code
Chapter 503 - Reserved
Chapter 504a - Iowa Nonprofit Corporation Act
Chapter 504b - Nonprofit Corporations And Federal Tax Liability
Chapter 504c - Nonprofit Corporations — Housing For Persons With Disabilities
• All Places • Iowa Code - 2017 • Title Xii - Business Entities • Chapter 502 - Uniform Securities Act (Blue Sky Law)
A reference in this chapter to an agency or department of the United States is also a reference to a successor agency or department.
2004 Acts, ch 1161, §3, 68
• Title I - STATE SOVEREIGNTY AND MANAGEMENT • Chapter 3 - STATUTES AND RELATED MATTERS
3.3 Headnotes And Historical References.
• Title XII - BUSINESS ENTITIES • Chapter 504B - NONPROFIT CORPORATIONS AND FEDERAL TAX LIABILITY
504b.5 Internal Revenue Code References.
• Title XIV - PROPERTY • Chapter 558 - CONVEYANCES
558.49 Index Records.
• Title XIV - PROPERTY • Chapter 557 - REAL PROPERTY IN GENERAL
557.11 Conveyances By Married Persons.
• Title XIV - PROPERTY • Chapter 565 - GIFTS
565.5 Gifts To State Institutions.
• Title XIII - COMMERCE • Chapter 513 - EMPLOYEES MUTUAL INSURANCE
513.1 Exemption.
• Title VII - EDUCATION AND CULTURAL AFFAIRS • Chapter 266 - IOWA STATE UNIVERSITY OF SCIENCE AND TECHNOLOGY
266.3 Investigation Of Mineral Resources.
633.27 Probate Docket.