Source: http://www.lawserver.com/law/country/us/cfr/cfr_title_17_chapter_ii
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CFR > Title 17 > Chapter II - Securities And Exchange Commission (Continued) :: Lawserver LawServer - Laws, Legal Information and Lawyers
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CFR > Title 17 > Chapter II - Securities And Exchange Commission (Continued) CFR > Title 17 > Chapter II - Securities And Exchange Commission (Continued)Current as of: Apr. 2010Check for updatesPart 240General rules and regulations, Securities Exchange Act of 1934Part 241Interpretative releases relating to the Securities Exchange Act of 1934 and general rules and regulations thereunderPart 242Regulations M, SHO, ATS, AC, and NMS and customer margin requirements for security futuresPart 243Regulation FDPart 244Regulation GPart 245Regulation blackout trading restrictionPart 247Regulation R--Exemptions and definitions related to the exceptions for banks from the definition of brokerPart 248Regulations S-P and S-AMPart 249Forms, Securities Exchange Act of 1934Part 249bFurther forms, Securities Exchange Act of 1934Part 250General rules and regulations, Public Utility Holding Company Act of 1935Part 251Interpretative releases relating to the Public Utility Holding Company Act of 1935 and general rules and regulations thereunderPart 256Uniform system of accounts for mutual service companies and subsidiary service companies, Public Utility Holding Company Act of 1935Part 257Preservation and destruction of records of registered public utility holding companies and of mutual and subsidiary service companiesPart 259Forms prescribed under the Public Utility Holding Company Act of 1935Part 260General rules and regulations, Trust Indenture Act of 1939Part 261Interpretative releases relating to the Trust Indenture Act of 1939 and general rules and regulations thereunderPart 269Forms prescribed under the Trust Indenture Act of 1939Part 270Rules and regulations, Investment Company Act of 1940Part 271Interpretative releases relating to the Investment Company Act of 1940 and general rules and regulations thereunderPart 274Forms prescribed under the Investment Company Act of 1940Part 275Rules and regulations, Investment Advisers Act of 1940Part 276Interpretative releases relating to the Investment Advisers Act of 1940 and general rules and regulations thereunderPart 279Forms prescribed under the Investment Advisers Act of 1940Part 281Interpretative releases relating to corporate reorganizations under Chapter X of the Bankruptcy ActPart 285Rules and regulations pursuant to section 15(a) of the Bretton Woods Agreements ActPart 286General rules and regulations pursuant to section 11(a) of the Inter-American Development Bank ActPart 287General rules and regulations pursuant to section 11(a) of the Asian Development Bank ActPart 288General rules and regulations pursuant to section 9(a) of the African Development Bank ActPart 289General rules and regulations pursuant to section 13(a) of the International Finance Corporation ActPart 290General rules and regulations pursuant to section 9(a) of the European Bank for Reconstruction and Development ActPart 300Rules of the Securities Investor Protection CorporationPart 301Forms, Securities Investor Protection Corporation________________________________________________________________________
U.S. Code Provisions: Securities U.S. Code > Title 15 > Chapter 2 - Federal Trade Commission; Promotion Of Export Trade And Prevention Of Unfair Methods Of Competition U.S. Code > Title 15 > Chapter 2A - Securities And Trust Indentures U.S. Code > Title 15 > Chapter 2B - Securities Exchanges U.S. Code > Title 15 > Chapter 2B-1 - Securities Investor Protection U.S. Code > Title 15 > Chapter 2D - Investment Companies And AdvisersState Laws: SecuritiesAlabamaAlabama Code > Title 8 > Chapter 6 - SecuritiesAlabama Code > Title 10 > Chapter 6 - Infant StockholdersAlaskaAlaska Statutes Chapter 45.55 - Alaska Securities ActArizonaArizona Laws > Title 44 > Chapter 12 - Sales Of SecuritiesArizona Laws > Title 44 > Chapter 13 - Investment ManagementArizona Laws > Title 44 > Chapter 21 - Investment Pension FundsCaliforniaCalifornia Corporations Code > Title 4 - SecuritiesCalifornia Financial Code > Division 1.7 - Securities SalesCalifornia Financial Code > Division 14 - Securities DepositoriesCalifornia Probate Code > Division 5 > Part 3 - Uniform Tod Security Registration ActConnecticutConnecticut General Statutes > Title 36b - Connecticut Securities Law and Business Opportunity Investment ActConnecticut General Statutes > Title 42b - Registered Obligations of Public EntitiesFloridaFlorida Statutes > Chapter 517 - Securities TransactionsFlorida Statutes > Chapter 519 - Equity ExchangesFlorida Regulations > Division 69W - SecuritiesHawaiiHawaii Revised Statutes Chapter 485A - Uniform Securities ActHawaii Revised Statutes > Chapter 539 - Uniform Transfer-on-Death (TOD) Security Registration ActHawaii Revised Statutes > Chapter 554C - Uniform Prudent Investor ActIllinoisIllinois Compiled Statutes > 760 ILCS 51 - Uniform Prudent Management of Institutional Funds ActIndianaIndiana Code > Title 23 > Article 19 - Indiana Uniform Securities ActIndiana Code > Title 30 > Article 1 - Sales Of Securities And Investments By FiduciariesIowaIowa Code Title XII > Subtitle 4 - SecuritiesIowa Code Chapter 633D - Transfer on death security registrationKansasKansas Statutes > Chapter 17 > Article 12 - SecuritiesKansas Statutes > Chapter 17 > Article 12a - Uniform Securities ActKansas Statutes > Chapter 17 > Article 49 - Uniform Act For Simplification Of Fiduciary Security TransfersKansas Statutes > Chapter 17 > Article 49a - Uniform Transfer On Death Security Registration ActKansas Statutes > Chapter 58 > Article 24a - Uniform Prudent Investor ActKansas Statutes > Chapter 75 > Article 63 - Office Of Securities CommissionerMassachusettsMassachusetts General Laws > Part I > Title XV > Chapter 110A - Uniform Securities ActMassachusetts General Laws > Part II > Title II > Chapter 201E - Uniform Transfer On Death Security Registration ActMichiganMichigan Laws > Chapter 441Michigan Laws > Chapter 451 > Act 13 of 1935 - Michigan Corporation And Securities CommissionMichigan Laws > Chapter 451 > Act 275 of 1937 - Real Estate Bonds And SecuritiesMichigan Laws > Chapter 451 > Act 265 of 1964 - Uniform Securities ActMichigan Laws > Chapter 451 > Act 551 of 2008 - Uniform Securities ActMinnesotaMinnesota Statutes Chapter 80A - Regulation of SecuritiesMissouriMissouri Laws > Title XXVI > Chapter 402 - Investment Guidelines for Eleemosynary Funds and Trust Funds for Handicapped PersonsMissouri Laws > Title XXVI > Chapter 403 - Security Transfers by FiduciariesMissouri Laws > Title XXVI > Chapter 409 - Regulation of SecuritiesMontanaMontana Code Title 30 > Chapter 10 - Securities RegulationNevadaNevada Revised Statutes > Chapter 90 - Securities (Uniform Act)Nevada Revised Statutes > Chapter 105 - Security Instruments of Public UtilitiesNew JerseyNew Jersey Statutes > Title 49New YorkNew York Laws - General Business > Article 23 - Bucket ShopsNew YorkNew York Laws > Estates, Powers &Trusts > Article 13 > Part 4 - Transfer-On-Death Security RegistrationNew York Laws > General Business > Article 23 - Bucket ShopsNorth CarolinaNorth Carolina General Statutes Chapter 41 > Article 4 - The Uniform Transfer on Death (TOD) Security Registration ActNorth Carolina General Statutes Chapter 62 > Article 8 - Securities RegulationNorth Carolina General Statutes Chapter 78A - North Carolina Securities ActNorth Carolina General Statutes Chapter 78C - Investment AdvisersNorth Carolina General Statutes Chapter 78D - Commodities ActNorth DakotaNorth Dakota Code > Chapter 1-07 - Validation of Municipal SecuritiesNorth Dakota Code > Chapter 10-04 - Supervision of Issue and Sale of SecuritiesNorth Dakota Code > Chapter 14-10.1 - Uniform Securities Ownership by Minors ActNorth Dakota Code > Chapter 51-23 - Commodities TransactionsOhioOhio Code > Title 17 > Chapter 1707 - SecuritiesOhio Code > Title 17 > Chapter 1709 - Uniform Transfer-On-Death Security Registration ActOregonOregon Statutes > Chapter 59 - Securities RegulationSouth CarolinaSouth Carolina Code > Title 35 - SecuritiesSouth DakotaSouth Dakota Laws > Title 47 > Chapter 31B - Uniform Securities Act Of 2002TennesseeTennessee Code > Title 35 > Chapter 12 - Uniform Transfer on Death Security RegistrationTennessee Code > Title 35 > Chapter 14 - Uniform Prudent Investor ActTennessee Code > Title 48 > SecuritiesTexasTexas Civil Statutes > Title 19 - Blue Sky Law--SecuritiesVermontVermont Statutes > Title 9 > Chapter 133 - Insider Trading ActVermont Statutes > Title 9 > Chapter 134 - Transfer On Death Security RegistrationVermont Statutes > Title 9 > Chapter 150 - Securities ActVirginiaVirginia Code Title 6.2 > Chapter 24 - Securitization TransactionsVirginia Code Title 13.1 > Chapter 4.2 - Securities Registered in Joint NamesVirginia Code Title 13.1 > Chapter 5 - Securities ActVirginia Code Title 64.1 > Chapter 10 - Uniform Transfers on Death (TOD) Security Registration ActWest VirginiaWest Virginia Code > Chapter 31 > Article 4D - Uniform Act For Simplification Of Fiduciary Security TransfersWest Virginia Code > Chapter 31 > Article 16 - West Virginia Steel Futures ProgramWest Virginia Code > Chapter 32 - Uniform Securities ActWest Virginia Code > Chapter 32B - The West Virginia Commodities ActWest Virginia Code > Chapter 36 > Article 10 - Uniform Transfer On Death Security Registration ActWisconsinWisconsin Statutes > Investment Regulation and Business DevelopmentWisconsin Statutes > Chapter 705 > Subchapter III - Transfer On Death Security Registration