Source: http://newsstore.theage.com.au/apps/previewDocument.ac?docID=GCA01364973NSP
Timestamp: 2017-04-30 09:08:36
Document Index: 701357513

Matched Legal Cases: ['art 2', 'art 3', 'art 1', 'art 1', 'art 2', 'art 1', 'art 1']

Announced by: NSP Announced on: 06/12/2012 16:26:13
Appendix 3B New issue announcement, application for quotation of additional securities and agreement Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public. Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12 Name of entity NuSep Holdings Limited
ABN 33 120 047 556
securities issued or to be issued (if known) or maximum number which may be issued 5,196,058 3 Principal terms of the +
the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment The shares issued will rank equally with the existing class of ordinary shares 5 Issue price or consideration 7 cents per shares 6 Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets) Issued following shareholder approval at the 30 November 2012 AGM regarding: 1.
issue of 3,910,345 shares to certain directors and former directors in lieu of loan repayments (resolutions 5 ­ 9 on the AGM notice of meeting) 2.
issue of 1,285,713 shares to certain directors pursuant to a loan facility agreement (resolutions 12-14 on the AGM notice of meeting) 6a Is the entity an +
securities issued with security holder approval under rule 7.3, or another specific security holder approval (specify date of meeting) 6f Number of securities issued under an exception in rule 7.2 6g If securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the issue date and both values. Include the source of the VWAP calculation. 6h If securities were issued under rule 7.1A for noncash consideration, state date on which valuation of consideration was released to ASX Market Announcements 6i Calculate the entity's remaining issue capacity under rule 7.1 and rule 7.1A ­ complete Annexure 1 and release to ASX Market Announcements 7 Dates of entering +
securities into uncertificated holdings or despatch of certificates 6 December 2012 Number +
securities quoted on ASX (including the securities in section 2 if applicable) 128,347,559 Ordinary shares Appendix 3B New issue announcement + See chapter 19 for defined terms. Appendix 3B Page 4 01/08/2012 Number +
securities not quoted on ASX (including the securities in section 2 if applicable) N/A 10 Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests) N/A Part 2 - Bonus issue or pro rata issue Items 11 ­ 33 are not applicable Part 3 - Quotation of securities You need only complete this section if you are applying for quotation of securities 34 Type of securities (tick one) (a) Securities described in Part 1 (b) All other securities Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities Entities that have ticked box 34(a) Additional securities forming a new class of securities Items 35 ­ 42 are not applicable Appendix 3B New issue announcement + See chapter 19 for defined terms. 01/08/2012 Appendix 3B Page 5 Quotation agreement 1 +
securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete. Sign here: ............................................................ Date: 6 December 2012 Company secretary Print name: Swapna Keskar == == == == == Appendix 3B New issue announcement + See chapter 19 for defined terms. Appendix 3B Page 6 01/08/2012 Appendix 3B ­ Annexure 1 Calculation of placement capacity under rule 7.1 and rule 7.1A for +
eligible entities Introduced 01/08/12 This Annexure is not applicable Part 1 Rule 7.1 ­ Issues exceeding 15% of capital Step 1: Calculate "A", the base figure from which the placement capacity is calculated Insert number of fully paid ordinary securities on issue 12 months before date of issue or agreement to issue Add the following: · Number of fully paid ordinary securities issued in that 12 month period under an exception in rule 7.2 · Number of fully paid ordinary securities issued in that 12 month period with shareholder approval · Number of partly paid ordinary securities that became fully paid in that 12 month period Note: · Include only ordinary securities here ­ other classes of equity securities cannot be added · Include here (if applicable) the securities the subject of the Appendix 3B to which this form is annexed · It may be useful to set out issues of securities on different dates as separate line items Subtract the number of fully paid ordinary securities cancelled during that 12 month period "A" Appendix 3B New issue announcement + See chapter 19 for defined terms. 01/08/2012 Appendix 3B Page 7 Step 2: Calculate 15% of "A" "B" 0.15 [Note: this value cannot be changed] Multiply "A" by 0.15 Step 3: Calculate "C", the amount of placement capacity under rule 7.1 that has already been used Insert number of equity securities issued or agreed to be issued in that 12 month period not counting those issued: · Under an exception in rule 7.2 · Under rule 7.1A · With security holder approval under rule 7.1 or rule 7.4 Note: · This applies to equity securities, unless specifically excluded ­ not just ordinary securities · Include here (if applicable ) the securities the subject of the Appendix 3B to which this form is annexed · It may be useful to set out issues of securities on different dates as separate line items "C" Step 4: Subtract "C" from ["A" x "B"] to calculate remaining placement capacity under rule 7.1 "A" x 0.15 Note: number must be same as shown in Step 2 Subtract "C" Note: number must be same as shown in Step 3 Total ["A" x 0.15] ­ "C" [Note: this is the remaining placement capacity under rule 7.1] Appendix 3B New issue announcement + See chapter 19 for defined terms. Appendix 3B Page 8 01/08/2012 Part 2 Rule 7.1A ­ Additional placement capacity for eligible entities Step 1: Calculate "A", the base figure from which the placement capacity is calculated "A" Note: number must be same as shown in Step 1 of Part 1 Step 2: Calculate 10% of "A" "D" 0.10 Note: this value cannot be changed Multiply "A" by 0.10 Step 3: Calculate "E", the amount of placement capacity under rule 7.1A that has already been used Insert number of equity securities issued or agreed to be issued in that 12 month period under rule 7.1A Notes: · This applies to equity securities ­ not just ordinary securities · Include here ­ if applicable ­ the securities the subject of the Appendix 3B to which this form is annexed · Do not include equity securities issued under rule 7.1 (they must be dealt with in Part 1), or for which specific security holder approval has been obtained · It may be useful to set out issues of securities on different dates as separate line items "E" Appendix 3B New issue announcement + See chapter 19 for defined terms. 01/08/2012 Appendix 3B Page 9 Step 4: Subtract "E" from ["A" x "D"] to calculate remaining placement capacity under rule 7.1A "A" x 0.10 Note: number must be same as shown in Step 2 Subtract "E" Note: number must be same as shown in Step 3 Total ["A" x 0.10] ­ "E" Note: this is the remaining placement capacity under rule 7.1A Back to Search Results