Source: https://www.law.cornell.edu/cfr/text/17/part-14?qt-cfr_tabs=2
Timestamp: 2015-09-04 01:39:37
Document Index: 29869342

Matched Legal Cases: ['art 14', 'art 14', 'art 14', '§ 14', '§ 14', '§ 14', '§ 14', '§ 14', '§ 14', '§ 14', '§ 14', '§ 14', 'art 14', 'art 14', 'art 14', 'art 14']

17 CFR Part 14 - RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter I › Part 14 17 CFR Part 14 - RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
§ 14.2 — Definitions of appearance and practice.
§ 14.3 — Hearings.
§ 14.4 — Violation of Commodity Exchange Act.
§ 14.5 — Criminal conviction.
§ 14.6 — Disbarment or suspension by licensing authority.
§ 14.7 — Finding of violation of Commodity Exchange Act or Federal securities laws
in another proceeding.
§ 14.8 — Lack of requisite qualifications, character and integrity.
§ 14.9 — Duty to file information concerning adverse judicial or administrative
§ 14.10 — Reinstatement.
Pub. L. 93-463, sec. 101(a) (11),
88 Stat. 1391, 7 U.S.C.
4a(j), unless otherwise noted.
41 FR 28472, July 12, 1976, unless otherwise
Title 17 published on 2014-04-01.No entries appear in the Federal Register after this date, for 17 CFR Part 14.
Title 17 published on 2014-04-01The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 14 after this date.2014-10-23; vol. 79 # 205 - Thursday, October 23, 201479 FR 63343 - Proceedings Before the Commodity Futures Trading Commission; Rules Relating to Suspension or Disbarment From Appearance and Practice
typeregulations.gov FR Doc.2014-25194 RIN3038-AE21 COMMODITY FUTURES TRADING COMMISSION Proposed rule. Comments must be received on or before November 24, 2014. 17 CFR Part 14 SummaryThe Commodity Futures Trading Commission (“Commission”) is proposing to amend part 14 of its regulations, under which the Commission may deny, temporarily or permanently, the privilege of certain persons to appear or practice before it. The amendment clarifies the Commission&apos;s standard for determining when an accountant has engaged in “unethical or improper professional conduct” which has been established as a basis for denying the accountant the privilege of appearing or practicing before the Commission.