Source: http://securities.arkansas.gov/legal/orders/default.asp?year=1999&type=2
Timestamp: 2017-05-27 02:37:28
Document Index: 300685794

Matched Legal Cases: ['§ 23', '§ 23', '§ 23', '§ 23', '§ 23', '§ 23', '§23', '§ 23', '§ 25', '§ 23', '§ 23', '§ 23', '§ 23', '§ 23', '§ 23', '§ 23', '§ 23']

99-074-S
MORRIS TAX SERVICE, INC.
99-072-S
CITY CYCLES, INC.
99-073-S
99-071-S
99-070-S
FIRST FINANCIAL PLANNERS, INC.;
FFP SECURITIES, INC.;
99-069-S
MILLENNIUM INTERACTIVE TECHNOLOGIES CORP., DAVID HELMSTETTER, LOW KOWAL AND ALL PERSONS EMPLOYED BY OR OTHERWISE AFFILIATED WITH THAT ENTITY OR THOSE PERSONS
Cease and Desist Order pursuant to Ark. Code Ann. § 23-42-101, et seq.
99-068-S
EDWIN WELLS SHAVING, INC.
99-066-S
WILLIAMS CENTER NORTHWEST, INC.
99-065-S
99-064-S
99-063-S
99-062-S
SAM CLEMENTE SECURITIES, INC., COOKE BAILLE CHRISTOPHER, THOMAS H. SUNDERLAND, DAVID ALLEN MULLENAX, AND ROBERT MABRY MULLENAX
D/B/A MULLENAX FINANCIAL GROUP
Summary Order suspending registration.
CUSTARD & RIBS, LLC.
Order providing waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-503(b).
99-059-S
CHEMICAL TRUST AND ITS TRUSTEES, PRINCIPALS, OFFICERS, AGENTS AND AFFILIATES, INCLUDING, BUT NOT LIMITED TO, LEWEY L. CATO, III; AND, UNITED MARKETING TRUST AND ITS TRUSTEES, PRINCIPALS, OFFICERS, AGENTS AND AFFILIATES, INCLUDING, BUT NOT LIMITED TO, CLIFTON WILKINSON; AND UNITED STATES GUARANTEE CORPORATION AND ITS PRINCIPALS, OFFICERS, AGENTS AND AFFILIATES, INCLUDING, BUT NOT LIMITED TO ALVIN A. TANG
99-060-S
EUGENE FORSYTH D/B/A FORSYTH RESEARCH AND DEVELOPMENT CENTER
Cease and Desist Order pursuant to Ark. Code Ann. § 23-42-209.
99-054-S
ROBERT MITCHELL ROSS,
REGISTERED REPRESENTATIVE CRD NO. 2372969
99-042-S
TIMOTHY WAYNE MCAFEE AND ERIC T. GELFAND
99-053-S
NATION'S EXPRESS, INC.
99-052-S
Order excluding individual from investment adviser definition pursuant Ark. Code Ann. § 23-42-102(8)(F).
99-043-S
ARGENT SECURITIES, INC. TIMOTHY WAYNE MCAGEE; AND ERIC T. GELFAND
Consent Order. No registration of Gelfand in Arkansas in any capacity in the securities industry will ever be effected in Arkansas.
99-051-S
99-050-S
ALLIANCE TRUST; TRUSTEES, PRINCIPALS, OFFICERS, AGENTS AND AFFILIATES, INCLUDING BUT NOT LIMITED TO, CLIFTON WILKINSON; U.S. GUARANTEE CORP.; AND ALVIN A. TANG
Amended Cease and Desist Order.
99-049-S
HALO SPARK PLUG, INC.; HALO, INC.; JAMES JOHNSON, PRESIDENT, AND RUSS RASNIC, CHIEF OPERATING OFFICER
Order directing investigation and empowering officer pursuant to Ark. Code Ann. § 23-42-205.
99-048-S
MEDALLION FINANCIAL SERVICES AND STEVE INMAN
99-047-S
MILTON CHANEY; ROBERT (PECK) TRAVIS; GCS DEVELOPMENT CORPORATION; AND DIRECTORS, OFFICERS AND EMPLOYEES OF GCS DEVELOPMENT CORPORATION
99-045-S
ALLIANCE TRUST; TRUSTEES, PRINCIPALS, OFFICERS, AGENTS AND AFFILIATES, INCLUDING BUT NOT LIMITED TO, CLIFTON WILKINSON
99-046-S
THE PEOPLE'S CHURCH OF ARNOLD; CAMP DAVID; AND KENNETH BROWN
99-044-S
CENTRAL ARKANSAS PRIMARY CARE PHYSICIANS, INC.
99-041-S
EFT NETWORK SERVICES, LLC.
99-040-S
99-039-S
SUN INDUSTRIES, INC.
Order providing a transactional exemption from registration pursuant to 23-42-504(a)(12).
99-038-S
Order excluding certain individuals from agent definition pursuant to Ark. Code Ann § 23-42-102(2)(B)(i)(a).
99-037-M
U.S. MORTGAGE, INC.
Order entered pursuant to Ark. Code Ann. §23-39-101, et seq. (Repl) (the Act).
99-036-S
DELEGATION OF DUTIES OF THE SECURITIES COMMISSIONER TO ANN MCDOUGAL, DEPUTY COMMISSIONER.
99-035-S
ARKANSAS CASINO CORPORATION, AN IDAHO CORPORATION; ARKANSAS CASINO CORPORATION, AN ARKANSAS CORPORATION; ARKANSAS CASINO PARTNERS, A/K/A ARKANSAS CASINO COMPANY, AN ARKANSAS GENERAL PARTNERSHIP; ROBERT D. MAY, PRESIDENT; THOMAS L. GOODWIN, FORMER PRESIDENT; JAMES C. HARRIS, FORMER CHAIRMAN AND SECRETARY; ROBERT C. MEANS, VICE-PRESIDENT; AND PULASKI COUNTY CASINO PARTNERS
Summary Order to Cease and Desist pursuant to Ark. Code Ann. §§ 23-42-209 and 23-42-505, Rule 504.02(B) of the Rules of the Arkansas Securities Commissioner and the Arkansas Administrative Procedure Act, Arkansas Code Ann. § 25-15-201, et. seq.
99-033-S
CHARTENDURE, LIMITED
99-030-S
SINDA, INC.
99-029-S
COMMUNICORP, TEAM CR LIMITED
BILL HAYWOOD, DARYN S. BOZEK
99-031-S
Order excluding certain individuals from agent definition pursuant to Ark. Code Ann. § 23-42-102(2)(B)(i).
99-028-S
CSW NET, INC.
99-027-S
ATM USA CORPORATION; ATM USA CORPORATION ACQUISITION PROGRAM - ALPHA SERIES LIMITED PARTNERSHIP; PRINCIPALS, OFFICERS, DIRECTORS, AGENTS, ACCOUNT EXECUTIVES AND AFFILIATES, INCLUDING, BUT NOT LIMITED TO, WILLIAM H. MIRACLE
99-026-S
HEARTLAND PHARMACY ALLIANCE, LLC
99-023-S
99-025-S
GLACIER GOLD MINES, INC.; SURFACING TECHNOLOGY CORP.; SIDNEY B. WOOD
99-024-S
OUTDOOR AMERICA, INC.
99-022-S
SEA BANCSHARES, INC.
99-021-S
OZARK FOOD COOPERATIVE EXCHANGE Order providing a waiver of certain provisions of the exemption pursuant to Ark. Code Ann. § 23-42-504(a)(9).
99-020-S
BILL HAYWOOD; COMMUNICORP; DARYN S. BOZEK; AND TEAM CR LTD.
99-019-S
99-011-S
99-016-S
SOUTHWEST FACTORS, INC.; S.W. FINANCIAL MANAGEMENT, L.L.C.; FUNDING SOURCES SUPPORT, INC.; MIKE MCNEW, PRESIDENT, RON BURKE, AND JOE O'BANION
99-017-S
ARKANSAS OFFICE FURNITURE, INC.
99-015-M
MELODY A. MOORE; TIMOTHY MOORE; DEMETRIA MOORE; AND CONGRESS MORTGAGE, L.L.C.; TEXARKANA, TEXAS
Cease and Desist Order pursuant to Ark. Code Ann. § 23-39-202(b)(1).
99-014-S
MORETTI'S ITALIAN BISTRO, INC.
Order providing a transactional exeption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
99-013-S
BROKER-DEALERS; INVESTMENT ADVISERS' BROKER-DEALER AGENTS; AND INVESTMENT ADVISER REPRESENTATIVES USING THE INTERNET FOR GENERAL DISSEMINATION OF INFORMATION ON PRODUCTS AND SERVICES
Interpretative Order that sets forth the Department's position regarding individual web sites of agents and when this is not "doing business."
99-012-S
BLEACHER BUM SPORTS, L.L.C.
99-010-S
CAPITOL RESORTS, INC.; CAPITOL RESORTS OF FLORIDA, INC.; CAPITOL COMMUNITIES CORPORATION
98-008-S
ROUND LAKE CO-OP GIN
Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(a)(4).
99-007-S
SAF-T-LITS SAFETY SYSTEMS, INC.;
TOMMY BARRON; AND DIRECTORS, OFFICERS, EMPLOYEES AND AGENTS
99-018-S
THE PORTLAND BANK
Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(a)(3).
99-006-S
SAF-T-LITS SAFETY SYSTEMS, INC.; TOMMY BARRON AND DIRECTORS, OFFICERS, EMPLOYEES AND AGENTS
Order directing investigation and empowering pursuant to Ark. Code Ann. § 23-42-205.
99-005-S
HTE HOLDINGS, INC.
99-004-S
FRANK R. JOHNSON; AND DIRECTORS, OFFICERS, EMPLOYEES AND AGENTS OF INTERNATIONAL BENEVOLENCE FUND TRUST
99-003-S
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. 23-42-504(a)(12).
99-002-S
BEACON TIRE SERVICE NO. 2, INC.
99-001-S
CHURCH DEVELOPMENT FUND, INC. Order extending exemption period pursuant to Ark. Code Ann. § 23-42-503(d)(4).