Source: http://www.law.cornell.edu/cfr/text/17/part-3/subpart-E?quicktabs_7=2
Timestamp: 2014-08-23 00:28:00
Document Index: 688096657

Matched Legal Cases: ['art 3', 'art 3', 'art 3', '§ 3', '§ 1', '§ 2', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 8', '§ 9', '§ 9', '§ 12', '§ 12', '§ 13', '§ 13', '§ 16', '§ 18', '§ 19', '§ 21', '§ 23']

17 CFR Part 3, Subpart E - Delegation and Reservation of Authority | LII / Legal Information Institute
CFR › Title 17 › Chapter I › Part 3 › Subpart E 17 CFR Part 3, Subpart E - Delegation and Reservation of Authority
There are 3 Updates appearing in the Federal Register for 17 CFR 3. View below or at eCFR (GPOAccess)
§ 3.75 — Delegation and reservation of authority.
U.S. Code: Title 7 - AGRICULTURE§ 1a - Definitions§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce§ 6a - Excessive speculation§ 6b - Contracts designed to defraud or mislead7 U.S. Code § 6b–1 - Enforcement authority§ 6c - Prohibited transactions§ 6d - Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer...rules to avoid duplicative regulations; swap requirements; portfolio margining accounts§ 6e - Dealings by unregistered floor trader or broker prohibited§ 6f - Registration and financial requirements; risk assessment§ 6g - Reporting and recordkeeping§ 6h - False self-representation as registered entity member prohibited§ 6i - Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions§ 6k - Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons§ 6m - Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law§ 6n - Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account7 U.S. Code § -§ 6p - Standards and examinations§ 6s - Registration and regulation of swap dealers and major swap participants§ 8 - Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals§ 9 - Prohibition regarding manipulation and false information§ 9a - Assessment of money penalties§ 12 - Public disclosure§ 12a - Registration of commodity dealers and associated persons; regulation of registered entities§ 13b - Manipulations or other violations; cease and desist orders against persons other than registered entities; punishment§ 13c - Responsibility as principal; minor violations§ 16a - Service fees and National Futures Association study§ 18 - Complaints against registered persons§ 19 - Consideration of costs and benefits and antitrust laws§ 21 - Registered futures associations§ 23 - Standardized contracts for certain commodities
Title 17 published on 2013-04-01The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 3 after this date.2013-11-14; vol. 78 # 220 - Thursday, November 14, 201378 FR 68506 - Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations