Source: https://www.law.cornell.edu/cfr/text/17/270.27g-1
Timestamp: 2016-05-04 08:20:21
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17 CFR 270.27g-1 - Election to be governed by section 27(h). | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter II › Part 270 › Section 270.27g-1 17 CFR 270.27g-1 - Election to be governed by section 27(h).
§ 270.27g-1
Election to be governed by section 27(h).
If any registered investment company which issues or intends to issue a periodic payment plan certificate chooses to be governed by the provisions of section 27(h) (of the Act) rather than the provisions of sections 27 (a) and (d) (of the Act), it shall signify such choice by filing with the Commission as an exhibit to its registration statement filed under the Securities Act of 1933 a written Notice of Election to be so governed.
Any registered investment company issuing periodic payment plan certificates which has elected, in accordance with paragraph (a) of this section, to be governed by the provisions of section 27(h) of the Act may thereafter withdraw such election by filing with the Commission, in the manner specified for filing a Notice of Election, a written Notice of Withdrawal of Election: Provided, however, That no such withdrawal of election shall be made within 12 months of an election by such company under paragraph (a) of this section and, provided further that such company may not thereafter elect to be governed by the provisions of section 27(h) (of the Act) until an additional 12-month period has elapsed.
[36 FR 13139, July 15, 1971]
§ 270.27g-1 Election to be governed by section 27(h).
(a) If any registered investment company which issues or intends to issue a periodic payment plan certificate chooses to be governed by the provisions of section 27(h) (of the Act) rather than the provisions of sections 27 (a) and (d) (of the Act), it shall signify such choice by filing with the Commission as an exhibit to its registration statement filed under the Securities Act of 1933 a written Notice of Election to be so governed. (b) Any registered investment company issuing periodic payment plan certificates which has elected, in accordance with paragraph (a) of this section, to be governed by the provisions of section 27(h) of the Act may thereafter withdraw such election by filing with the Commission, in the manner specified for filing a Notice of Election, a written Notice of Withdrawal of Election: Provided, however, That no such withdrawal of election shall be made within 12 months of an election by such company under paragraph (a) of this section and, provided further that such company may not thereafter elect to be governed by the provisions of section 27(h) (of the Act) until an additional 12-month period has elapsed. [36 FR 13139, July 15, 1971] This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeU.S. Code: Title 15 - COMMERCE AND TRADE§ 30 - Repealed. Pub. L. 107–273, div. C, title IV, § 14102(f), Nov. 2, 2002, 116 Stat. 1922§ 37 - Immunity from antitrust laws§ 77f - Registration of securities§ 77g - Information required in registration statement§ 77h - Taking effect of registration statements and amendments thereto§ 77j - Information required in prospectus§ 77q - Fraudulent interstate transactions§ 77s - Special powers of Commission§ 77eee - Securities required to be registered under Securities Act§ 77ggg - Qualification of indentures covering securities not required to be registered§ 77nnn - Reports by obligor; evidence of compliance with indenture provisions§ 77sss - Rules, regulations, and orders§ 78c - Definitions and application§ 78d - Securities and Exchange Commission§ 78l - Registration requirements for securities§ 78m - Periodical and other reports§ 78n - Proxies§ 78o - Registration and regulation of brokers and dealers§ 78w - Rules, regulations, and orders; annual reports§ 78bb - Effect on existing law§ 78ee - Transaction fees§ 79c§ 79t§ 80a-1§ 80a-2§ 80a-3§ 80a-3a§ 80a-4§ 80a-5§ 80a-6§ 80a-7§ 80a-8§ 80a-9§ 80a-10§ 80a-11§ 80a-12§ 80a-13§ 80a-14§ 80a-15§ 80a-16§ 80a-17§ 80a-18§ 80a-19§ 80a-20§ 80a-21§ 80a-22§ 80a-23§ 80a-24§ 80a-25§ 80a-26§ 80a-27§ 80a-28§ 80a-29§ 80a-30§ 80a-31§ 80a-32§ 80a-33§ 80a-34§ 80a-35§ 80a-36§ 80a-37§ 80a-38§ 80a-39§ 80a-40§ 80a-41§ 80a-42§ 80a-43§ 80a-44§ 80a-45§ 80a-46§ 80a-47§ 80a-48§ 80a-49§ 80a-50§ 80a-51§ 80a-52§ 80a-53§ 80a-54§ 80a-55§ 80a-56§ 80a-57§ 80a-58§ 80a-59§ 80a-60§ 80a-61§ 80a-62§ 80a-63§ 80a-64§ 80b-3§ 80b-4§ 80b-11§ 80c-39§ 80c-89§ 80w-37