Source: https://uscode.house.gov/view.xhtml?req=granuleid:USC-prelim-title31-section5321&num=0&edition=prelim
Timestamp: 2019-07-19 14:30:42
Document Index: 660622046

Matched Legal Cases: ['§ 5321', '§901', '§1356', '§6185', '§1511', '§330017', '§406', '§2223', '§353', '§821', '§205', '§203', '§353', '§411', '§1525', '§1561', '§1356', '§821', '§1561', '§1364']

[USC02] 31 USC 5321: Civil penalties
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31 USC 5321: Civil penalties Text contains those laws in effect on July 18, 2019
( Pub. L. 97–258, Sept. 13, 1982, 96 Stat. 999 ; Pub. L. 98–473, title II, §901(a), Oct. 12, 1984, 98 Stat. 2135 ; Pub. L. 99–570, title I, §§1356(c)(1), 1357(a)–(f), (h), Oct. 27, 1986, 100 Stat. 3207–24 -3207–26; Pub. L. 100–690, title VI, §6185(g)(2), Nov. 18, 1988, 102 Stat. 4357 ; Pub. L. 102–550, title XV, §§1511(b), 1525(b), 1535(a)(2), 1561(a), Oct. 28, 1992, 106 Stat. 4057 , 4065, 4066, 4071; Pub. L. 103–322, title XXXIII, §330017(a)(1), Sept. 13, 1994, 108 Stat. 2149 ; Pub. L. 103–325, title IV, §§406, 411(b), 413(a)(1), Sept. 23, 1994, 108 Stat. 2247 , 2253, 2254; Pub. L. 104–208, div. A, title II, §2223(3), Sept. 30, 1996, 110 Stat. 3009–415 ; Pub. L. 107–56, title III, §§353(a), 363(a), 365(c)(2)(B)(i), Oct. 26, 2001, 115 Stat. 322 , 332, 335; Pub. L. 108–357, title VIII, §821(a), Oct. 22, 2004, 118 Stat. 1586 .)
5321(a)(1) 31:1054(b)(last sentence related to civil penalties). Oct. 26, 1970, Pub. L. 91–508, §§205(b)(last sentence related to civil penalties), 207, 233, 234, 84 Stat. 1120 , 1123.
5321(a)(3) 31:1143(a), (b)(words after last comma). Sept. 21, 1973, Pub. L. 93–110, §203(a), (b)(words after last comma), 87 Stat. 353 .
2004-Subsec. (a)(5). Pub. L. 108–357 amended heading and text of par. (5) generally, inserting provisions changing the penalties for violating section 5314 of this title and providing a reasonable cause exception.
2001-Subsec. (a)(1). Pub. L. 107–56, §§353(a), 365(c)(2)(B)(i), inserted "or nonfinancial trade or business" after "financial institution" in two places, "or order issued" after "subchapter or a regulation prescribed", and ", or willfully violating a regulation prescribed under section 21 of the Federal Deposit Insurance Act or section 123 of Public Law 91–508," after "sections 5314 and 5315)".
1996-Subsec. (a)(7). Pub. L. 104–208 struck out par. (7) which read as follows:
"(7) Financial institution identification violations.-
"(A) Penalty authorized.-The Secretary may impose a civil money penalty on any person who willfully violates any provision of section 5327 or any regulation prescribed under such section.
"(B) Maximum amount limitation.-The amount of any civil money penalty imposed under subparagraph (A) shall not exceed $10,000 per day for each day during which a report remains unfiled or a report containing a material omission or misstatement of fact remains uncorrected."
1994-Subsec. (a)(4)(A). Pub. L. 103–325, §411(b), struck out "willfully" before "violates".
1992-Subsec. (a)(4)(C). Pub. L. 102–550, §1525(b), struck out "under section 5317(d)" after "forfeiture to the United States".
Subsec. (a)(6). Pub. L. 102–550, §1561(a), amended par. (6) generally. Prior to amendment, par. (6) read as follows: "Negligence.-The Secretary of the Treasury may impose a civil money penalty of not more than $500 on any financial institution which negligently violates any provision of this subchapter or any regulation prescribed under this subchapter."
1988-Subsec. (a)(1). Pub. L. 100–690 inserted "(if any)" after "transaction".
1986-Subsec. (a)(1). Pub. L. 99–570, §§1356(c)(1), 1357(b), substituted "sections 5314 and 5315" for "section 5315" in two places, substituted "5318(a)(2)" for "5318(2)" in two places, and substituted "the greater of the amount (not to exceed $100,000) involved in the transaction or $25,000" for "$10,000".
1984-Subsec. (a)(1). Pub. L. 98–473 substituted "$10,000" for "$1,000".
Pub. L. 108–357, title VIII, §821(b), Oct. 22, 2004, 118 Stat. 1586 , provided that: "The amendment made by this section [amending this section] shall apply to violations occurring after the date of the enactment of this Act [Oct. 22, 2004]."
Pub. L. 102–550, title XV, §1561(b), Oct. 28, 1992, 106 Stat. 4072 , provided that: "The amendment made by subsection (a) [amending this section] shall apply with respect to violations committed after the date of the enactment of this Act [Oct. 28, 1992]."
Pub. L. 99–570, title I, §1364(c), Oct. 27, 1986, 100 Stat. 3207–34 , provided that: "The amendments made by section 1357 (other than subsection (a) of such section) [amending sections 5321 and 5322 of this title] shall apply with respect to violations committed after the date of the enactment of this Act [Oct. 27, 1986]."