Source: http://www.law.cornell.edu/cfr/text/17/229.1007?qt-cfr_tabs=0
Timestamp: 2014-07-23 08:21:58
Document Index: 341036982

Matched Legal Cases: ['art 229', 'art 229', '§ 229', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 32', '§ 32', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 78', '§ 78', '§ 78', '§ 32', '§ 78', '§ 78', '§ 32', '§ 32', '§ 78', '§ 78', '§ 79', '§ 79', '§ 79', '§ 79', '§ 79', '§ 79', '§ 79', '§ 79', '§ 79', '§ 79', '§ 7201', '§ 7202', 'arts 229']

17 CFR 229.1007 - (Item 1007) Source and amount of funds or other consideration. | LII / Legal Information Institute
CFR › Title 17 › Chapter II › Part 229 › Subpart 229.1000 › Section 229.1007 17 CFR 229.1007 - (Item 1007) Source and amount of funds or other consideration.
§ 229.1007
(Item 1007) Source and amount of funds or other consideration.
State the specific sources and total amount of funds or other consideration to be used in the transaction. If the transaction involves a tender offer, disclose the amount of funds or other consideration required to purchase the maximum amount of securities sought in the offer.
State any material conditions to the financing discussed in response to paragraph (a) of this section. Disclose any alternative financing arrangements or alternative financing plans in the event the primary financing plans fall through. If none, so state.
Furnish a reasonably itemized statement of all expenses incurred or estimated to be incurred in connection with the transaction including, but not limited to, filing, legal, accounting and appraisal fees, solicitation expenses and printing costs and state whether or not the subject company has paid or will be responsible for paying any or all expenses.
If all or any part of the funds or other consideration required is, or is expected, to be borrowed, directly or indirectly, for the purpose of the transaction:
Provide a summary of each loan agreement or arrangement containing the identity of the parties, the term, the collateral, the stated and effective interest rates, and any other material terms or conditions of the loan; and
Briefly describe any plans or arrangements to finance or repay the loan, or, if no plans or arrangements have been made, so state.
Instruction to Item 1007(d): If the transaction is a third-party tender offer and the source of all or any part of the funds used in the transaction is to come from a loan made in the ordinary course of business by a bank as defined by section 3(a)(6) of the Act (15 U.S.C. 78c), the name of the bank will not be made available to the public if the filing person so requests in writing and files the request, naming the bank, with the Secretary of the Commission.
This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeU.S. Code: Title 15 - COMMERCE AND TRADE§ 77e - Prohibitions relating to interstate commerce and the mails§ 77f - Registration of securities§ 77g - Information required in registration statement§ 77h - Taking effect of registration statements and amendments thereto§ 77j - Information required in prospectus§ 77k - Civil liabilities on account of false registration statement§ 77s - Special powers of Commission15 U.S. Code § 32, 33 - Repealed.15 U.S. Code § 32, 33 - Repealed.§ 77aa - Schedule of information required in registration statement§ 77ddd - Exempted securities and transactions§ 77eee - Securities required to be registered under Securities Act§ 77ggg - Qualification of indentures covering securities not required to be registered§ 77hhh - Integration of procedure with Securities Act and other Acts§ 77iii - Effective time of qualification§ 77jjj - Eligibility and disqualification of trustee§ 77nnn - Reports by obligor; evidence of compliance with indenture provisions§ 77sss - Rules, regulations, and orders§ 78c - Definitions and application§ 78i - Manipulation of security prices§ 78j - Manipulative and deceptive devices15 U.S. Code § 32, 33 - Repealed.15 U.S. Code § -§ 78m - Periodical and other reports§ 78n - Proxies15 U.S. Code § 32, 33 - Repealed.15 U.S. Code § -15 U.S. Code § 32, 33 - Repealed.§ 78w - Rules, regulations, and orders; annual reports15 U.S. Code § -§ 78mm - General exemptive authority15 U.S. Code § 79 to 79z–6 - Repealed.15 U.S. Code § 79 to 79z–6 - Repealed.15 U.S. Code § 79 to 79z–6 - Repealed.15 U.S. Code § 79 to 79z–6 - Repealed.15 U.S. Code § 79 to 79z–6 - Repealed.15 U.S. Code § 79 to 79z–6 - Repealed.15 U.S. Code § 79 to 79z–6 - Repealed.15 U.S. Code § 79 to 79z–6 - Repealed.15 U.S. Code § 79 to 79z–6 - Repealed.15 U.S. Code § 79 to 79z–6 - Repealed.§ 7201 - Definitions§ 7202 - Commission rules and enforcement
Title 17 published on 2013-04-01The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR 229 after this date.2014-04-02; vol. 79 # 63 - Wednesday, April 2, 201479 FR 18483 - Extension of Comment Period for Asset-Backed Securities Release
2013-10-01; vol. 78 # 190 - Tuesday, October 1, 201378 FR 60560 - Pay Ratio Disclosure
typeregulations.gov FR Doc.2013-23073 RIN3235-AL47 Release Nos.33-9452 34-70443 File No.S7-07-13 SECURITIES AND EXCHANGE COMMISSION Proposed rule. Comments should be received on or before December 2, 2013. 17 CFR Parts 229 and 249 SummaryWe are proposing amendments to Item 402 of Regulation S-K to implement Section 953(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Section 953(b) directs the Commission to amend Item 402 of Regulation S-K to require disclosure of the median of the annual total compensation of all employees of an issuer (excluding the chief executive officer), the annual total compensation of that issuer&apos;s chief executive officer and the ratio of the median of the annual total compensation of all employees to the annual total compensation of the chief executive officer. The proposed disclosure would be required in any annual report, proxy or information statement or registration statement that requires executive compensation disclosure pursuant to Item 402 of Regulation S-K. The proposed disclosure requirements would not apply to emerging growth companies, smaller reporting companies or foreign private issuers.