Source: https://de.scribd.com/document/407288000/Jessie-Liu-s-23-page-sentencing-recommendation-for-Mariia-Butina-filed-April-19th-2019
Timestamp: 2019-06-18 04:14:17
Document Index: 316285467

Matched Legal Cases: ['§ 371', 'arty 1', 'arty 1', 'arty 1', 'arty 1', 'arty 1', 'arty 1', 'arty 1', '§ 3553', '§ 3553', '§\n3553', '§ 3553', '§ 3553', '§ 3553', '§ 371', '§ 951', '§ 3553', '§ 2', '§ 2', '§ 951', '§ 951', '§\n951', '§ 951', '§ 371', '§ 951', '§ 951', '§ 951', '§ 951', '§ 951', '§ 951', '§ 2', '§\n2', '§ 2', '§ 1001', '§\n951', '§\n951', '§ 2', '§ 951', '§ 2', '§\n2', '§ 951', '§ 371', '§ 3553', '§ 3553', 'arty 1', 'arty 1', '§ 951', '§ 3624', '§ 951', '§ 951', '§ 951', '§ 5', '§ 3', '§ 3553', '§ 3553', '§\n951', '§ 951', '§ 951', '§ 371', '§ 951', '§ 951', '§ 951', '§ 951']

Jessie Liu's 23-page sentencing recommendation for Mariia Butina filed April 19th, 2019 | United States Federal Sentencing Guidelines | Public Law
Jessie Liu's 23-page sentencing recommendation for Mariia Butina filed April 19th, 2019
Uploaded by Harry the Greek
Liu is U.S. Attorney for the District of Columbia. Butina is a Russian spy and is awaiting sentencing on Friday. Instead of time served and deportation back to Russia, Liu said she wants a two-year prison term for Butina. This adds another 18 months to Mariia's sentence.
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United States v. Fuentes, 10th Cir. (2003)
United States v. Abdillah S. Abdi, United States of America v. Abdirahman Sheik-Ali Isse, United States of America v. Abdirahman Sheik-Ali Isse, United States of America v. Abdillah S. Abdi, 342 F.3d 313, 4th Cir. (2003)
United States v. Russell H. Wogan, 938 F.2d 1446, 1st Cir. (1991)
United States v. Matthew Williams, 4th Cir. (2014)
United States v. Egemonye, 1st Cir. (1995)
United States v. Weeden, 117 F.3d 1429, 10th Cir. (1997)
United States v. Larry D. Sutton, 302 F.3d 1226, 11th Cir. (2002)
United States v. Herbert J. Rothberg, United States of America v. Herbert J. Rothberg, 954 F.2d 217, 4th Cir. (1992)
United States v. Roe Anthony Jones, A/K/A Ro Ro, 60 F.3d 826, 4th Cir. (1995)
United States v. Bernard Lee Burgess, 858 F.2d 1512, 11th Cir. (1988)
United States v. Maria Elvira Moreno, United States of America v. Andres Gonzalez, 947 F.2d 7, 1st Cir. (1991)
United States v. Arnold, 10th Cir. (2002)
United States v. Antonio Davis, 929 F.2d 930, 3rd Cir. (1991)
United States v. Romero-Leon, 10th Cir. (2012)
United States v. Montoya-Ruiz, 10th Cir. (2011)
United States v. Kin Tam, 3rd Cir. (2010)
United States v. Acuna-Valenzuela, 10th Cir. (2005)
United States v. Chavarria, 10th Cir. (2000)
United States v. James Everett Perry, 46 F.3d 1128, 4th Cir. (1995)
United States v. Weng Yu Hui, 83 F.3d 592, 2d Cir. (1996)
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 1 of 23
: Criminal Case: 18-218 (TSC)
MARIIA BUTINA, also known as :
MARIA BUTINA, :
UNITED STATES’ MEMORANDUM IN AID OF SENTENCING
The United States of America, by and through its attorney, the United States Attorney for
the District of Columbia, hereby respectfully submits its Memorandum in Aid of Sentencing for
defendant Mariia Butina. For the reasons stated herein, the government submits that an appropriate
sentence in this case prior to taking the defendant’s cooperation into account is 24 months’
incarceration. For those reasons, as well as those in the government’s Supplemental Memorandum
in Aid of Sentencing and Motion for a Downward Departure, which we will file under seal
contemporaneously with this memorandum, we request that the Court impose a sentence of 18
months’ incarceration.
The defendant is before the Court having entered a plea of guilty to Count 1 of the
Indictment, which charges her with conspiracy to act as an agent of the Russian Federation, in
violation of 18 U.S.C. §§ 371 and 951.
From approximately 2015 to 2017, the defendant acted in the United States as an agent of
a Russian government official (“Russian Official”). 1 Under his direction, the defendant provided
Throughout this memorandum, the terms “Russian Official,” “Political Party 1,” “U.S.
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 2 of 23
key information about Americans who were in a position to influence United States politics and
took steps to establish an unofficial line of communication between Russia and these Americans.
As laid out in the Statement of Offense, she sought to do so for the benefit of the Russian
Federation. Statement of Offense at 2. Russia has long targeted the United States and U.S. allies
in an effort to expand Russia’s sphere of influence and relative strength. As is demonstrated by
the attached declaration, the activities at issue in this case are part of Russia’s broader scheme to
acquire information and establish relationships and communication channels that can be exploited
to the Russian Federation’s benefit. See Declaration of Robert Anderson, Jr., attached hereto as
Exhibit 1 2.
Butina was not a spy in the traditional sense of trying to gain access to classified
information to send back to her home country. She was not a trained intelligence officer. But the
actions she took were nonetheless taken on behalf of the Russian Official for the benefit of the
Russian Federation, and those actions had the potential to damage the national security of the
The defendant took her actions without notifying the Attorney General as required by law.
Her failure to notify the Attorney General that she was acting as an agent of the Russian
Federation—far from rendering this a mere registration offense, as her counsel has claimed—was
an integral part of her and the Russian Official’s success in advancing Russia’s interests. Had the
Person 1,” “MFA,” “U.S.-Russia Friendship Dinners,” and “Gun Rights Organization” have the
same meanings they did in the Indictment and the Statement of Offense.
Robert Anderson is the former Assistant Director of the FBI’s Counterintelligence
Division. He is currently the Chief Executive Officer of Cyber Defense Labs in Dallas, Texas. He
was retained by the government in connection with this case. The Government will make Mr.
Anderson available at the sentencing hearing, should the Court or defense have any questions for
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 3 of 23
defendant made an honest notification, she may have been denied access to the United States
altogether, or at the very least, the prominent Americans whom she strove to influence on behalf
of Russia would have been alerted that she was more than simply a Russian student interested in
gun rights and international politics.
II. BACKGROUND ON FOREIGN OPERATIONS
To put the nature and seriousness of Butina’s offense of acting as an illegal agent into
context, the government respectfully submits that it is important for the Court to appreciate why
the government of the Russian Federation, in general, and Russian Official specifically, would
seek to task Butina to act as she did in the United States. This necessarily includes an
understanding of the value of the information and introductions provided by Butina to the Russian
A. Spotting and Assessing
Acquiring information valuable to a foreign power does not necessarily involve collecting
classified documents or engaging in cloak-and-dagger activities. Something as basic as the
identification of people who have the ability to influence policy in a foreign power’s favor is
extremely attractive to those powers. This identification could form the basis of other forms of
intelligence operations, or targeting, in the future.
In addition to identification, or “spotting,” of individuals, foreign powers seek to
understand the motivations and vulnerabilities of such individuals, particularly in settings where
the information can be elicited casually and without raising suspicion. Foreign agents, acting as
“access agents,” may simply arrange networking opportunities and introductions, particularly to
those within their field. While completely innocuous in other contexts, access agents play a key
role for foreign intelligence services in the conduct of influence operations. Access agents may
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 4 of 23
or may not be witting—and may be somewhat witting—about the intent behind the foreign
government’s taskings.
B. Backchannel Lines of Communication
A backchannel is a line of communication with a foreign government or with
representatives of foreign governments that is discreet and does not go through official channels
of diplomacy. The term often refers to lines of communication between two adversarial
governments through an intermediary or third party. Such channels bypass open channels of
diplomacy and can be used to win concessions or influence positions that contradict declared
official policies articulated by governments.
The conspiracy in which Butina engaged was ambitious: she—with the backing of a
Russian government official—sought to establish unofficial lines of communication between
Russia and Americans having power and influence over U.S. politics and to use those lines of
communication for the benefit of the Russian Federation. Statement of Offense at 2. Throughout
the conspiracy’s existence, as explained more fully below, Butina was keenly aware that portions
of her work were being reported to the wider Russian government beyond Russian Official and
that factions within the Russian government would be interested in the “valuable contacts” she
was developing. See Exhibit 2. 3
A. Butina Intended to Circumvent the Diplomatic Process
Butina believed from early on in the conspiracy—at least as far back as March 2015—that
the official channels of communication normally open to two countries would be insufficient for
This and all other exhibits that were originally written in Russian have been translated into
English by FBI linguists.
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 5 of 23
Russia to influence U.S. policy, given the then-existing relationship between the two countries.
She actively promoted the idea that Russia could use this backchannel of communication she
planned to establish to influence U.S. policy towards Russia. She laid out a plan in March 2015,
which she called the “Diplomacy Project,” to use connections she had made at the Gun Rights
Organization to attempt to create this unofficial communication channel with the next U.S.
presidential administration. Id. She sought the advice of U.S. Person 1, and she included his
analysis of the U.S. political landscape in a proposal, which she sent to the Russian Official and
others in Russia, who in turn informed her that her proposal would be supported, at least in part.
Id. at 2-3. A copy of the translated Diplomacy Project proposal is attached hereto as Exhibit B.
B. Butina Immediately Began Targeting Political Party 1 and the Gun Rights
Soon after she drafted the Diplomacy Project proposal, in April 2015, she traveled to the
United States to attend the Gun Rights Organization annual meetings with the Russian Official,
where she highlighted her experience as a gun-rights advocate in Russia and was introduced to
influential members of Political Party 1, one of whom announced his Presidential campaign shortly
thereafter. Statement of Offense at 3. She did so in furtherance of the conspiracy’s goal to
establish the back channel of communication as laid out in the Diplomacy Project. Id. at 3. Butina
attended this announcement event in July 2015 and, after being tasked by the Russian Official to
do so, wrote a report to him in which she emphasized the fact that she was introduced to one of
that candidate’s three advisors for matters concerning international politics. A copy of the Twitter
chats, along with the report, is attached hereto as Exhibit 4. According to her notes from a meeting
with then-Russian Ambassador Sergei Kislyak in May 2015, she said she would “send the name
of the advisor [to the candidate whose announcement event she later attended] who can come to
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 6 of 23
Moscow.” 4 A copy of those notes is attached hereto as Exhibit 5.
In December 2015, Butina invited powerful members of the Gun Rights Organization to
Moscow as part of the conspiracy’s plan to establish the unofficial channel of communication.
Statement of Offense at 3. She actively sought out meetings for this group with high-level Russian
government officials, as arranged by the Russian Official. Id. As part of this endeavor, the
defendant sought information from U.S. Person 1 about the degree of political influence held by
the Gun Rights Organization members in the United States and stressed the need for a “political
program” as part of the Gun Rights Organization trip to Moscow. Id. at 3-4.
Following the Gun Rights Organization trip to Moscow, the defendant and the Russian
Official discussed the need to “hold the spot” now that “everyone has realized that [the Gun Rights
Organization] is a valuable contact,” and she noted that there will be “attempts to seize the
initiative.” Exhibit 2. Butina has since confirmed that she was worried about others within the
Russian government or a political group or activist noticing that the contacts she had built with the
Gun Rights Organization were valuable and cutting her and the Russian Official out of the loop.
Just days later, Butina noted to the Russian Official that they would “quietly press” or “put pressure
on [members of the Gun Rights Organization] later.” Statement of Offense at 4.
C. Butina Used Friendship Dinners to Hone Her Approach.
Butina also used seemingly innocuous events, such as U.S.-Russia “friendship dinners,”
where wealthy and influential Americans discussed U.S.-Russia relations, to advance the
conspiracy. Butina used these dinners to cultivate lines of communication with individuals she
believed would have the ear of the next U.S. presidential administration. Id. They afforded her
All available evidence indicates that Butina and former Ambassador Kislyak did not get
along well with each other.
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 7 of 23
an opportunity to adjust her “pitch” based on how the influential attendees responded to her. Id.
Butina reported on potential attendees at these dinners to the Russian Official. Id.
Butina wrote, in a document recovered from her computer, that it was good that people on the
list were affiliated with both major U.S. political parties, noting, “This fact is a kind of guarantee
of not becoming dependent on the support of just one of the parties and exerting influence on
foreign policy regardless of which party is in control of the US Congress or the White House.” A
copy of that document is attached hereto as Exhibit 6. In a separate document recovered from her
computer, Butina evinced her knowledge of the power of concealing any official connection to the
Russian government at these events, stating, “The special advantage of this proposal [U.S.-Russia
Friendship Dinners] resides in the fact that the presence of bilateral interest will, on the one hand,
cancel out the questions of American ill-wishers about ‘the Kremlin’s hand’ in the organization
and in attempts at propaganda and, on the other hand, will make it possible to exert the speediest
and most effective influence on the process of making decisions in the American establishment.”
A copy of this document is attached hereto as Exhibit 7.
D. Butina was Aware that the Russian Official Spoke to the Wider Russian Government
About Their Activities.
The Russian Official tasked Butina with writing a note to the Russian Ministry of Foreign
Affairs (MFA) explaining why he should be permitted to travel to the Gun Rights Organization
annual meetings in the United States. Statement of Offense at 5. 5 In responding to the tasking,
Butina drafted a note that she sent to the Russian Official, explaining the opportunities he would
have to meet with political candidates:
In May 2016 [Russian Official] has the chance to speak personally with
The Statement of Offense incorrectly states that this tasking occurred in May 2016.
Although the Gun Rights Organization meetings were scheduled for May 2016, the tasking and
defendant’s response thereto occurred in late April 2016.
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 8 of 23
the leaders of the [Political Party 1] primary race . . .
In conclusion it is important to note that on April 22, 2016 [Presidential
Candidate] announced a change in the management of his primary
campaign staff and in his election strategy, where the candidate plans to
pay closer attention to foreign policy. Important in these circumstances
are those contacts with the candidate and his entourage that will help
form [the candidate]’s correct view of Russian-American relations.
Attending the general assembly of the [Gun Rights Organization] in
May 2016 fully provides this unique opportunity”
(Emphasis in original). Butina and the Russian Official continued to plan for his trip as if he were
planning to seize an opportunity to begin creating a back channel of communication. For example,
Butina suggested the Russian Official give the Presidential Candidate a gift of a gold coin from
the Russian Central Bank, noting that the symbolism would be: “relations between our countries
are just as valuable as gold, the most valuable metal.” Despite their intentions, Butina and the
Russian Official did not meet with Presidential Candidate at the Gun Rights Organization
In July 2016, after Butina had arrived in the United States pursuant to her student visa—
for which she applied without mentioning that she continued to work as an agent of the Russian
Official or that she was trying to establish unofficial communication channels between Russian
and American officials (Statement of Offense at 4)—she wrote a forecast on the 2016 presidential
election that the Russian Official told her he was considering sending to the MFA. She later asked
the Russian Official’s advice on whether the Russian government was ready to meet U.S.-based
political advisors, and he asked her what she planned to do with her contacts, lest the two of them
be forgotten after the 2016 election. Statement of Offense at 5.
E. After the 2016 Election, Butina Marketed Her Contacts to the Wider Russian
Almost immediately following the 2016 election, Butina worked tirelessly to draft two
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 9 of 23
proposals for the Russian Official that she has since confirmed she hoped would be distributed to
the Russian government or to any Russian businesspeople who may have been hurt by U.S.
sanctions. In one of those proposals, sent to the Russian Official on November 10, 2016, she noted
that its goal would be to “use the existing personal groundwork” she and the Russian Official had
laid “in establishing informal relationships in U.S. political circles . . . for the purpose of assessing,
monitoring, forecasting, and developing the policies of the [Russian Federation] vis-a-vis” the U.S.
government. Butina also noted:
During the last 5 years, [Russian Official] and Butina have constantly
worked on establishing unofficial contact, based on common views and a
system of conservative values, with a number of key [Political Party 1]
organizations in the US, including the executive level of [Political Party 1],
its intellectual establishment and [Political Party 1] organizations.
On the following day, November 11, the defendant provided the Russian Official with the
name of an individual she claimed was being considered for Secretary of State. She asked the
Russian Official to seek the input of the Russian government on the name she provided and told
him, “our opinion will be taken into consideration” in the United States.
Later on November 11, Butina sent the Russian Official a second note with a project
proposal entitled, “Establishing a dialogue with the team of the Newly-elected US President . . . a
conference in Washington, DC.” Butina proposed to hold a conference on ways and means of
building Russian-American relations under the President-Elect, noting that the “conference must
be presented as a private initiative, not a government undertaking.” Butina noted under
advantages, “The event does not pose any risks because no government officials from either
country will attend; yet it creates a foundation for further talks on the level of government
officials.” Russian Official responded days later that he had read it the proposal, but that the MFA
would not go for it. Therefore, this event did not occur.
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 10 of 23
F. Butina Hoped the 2017 National Prayer Breakfast Would Establish the Unofficial
At the direction of the Russian Official, Butina included certain individuals within the
Russian delegation to the 2017 National Prayer Breakfast, and she noted specifically that those
individuals were “coming to establish a back channel of communication.” Statement of Offense
at 5. The Russian delegation to the National Prayer Breakfast organized by Butina ultimately
included approximately fifteen people, which is significantly more than attended in the years prior
to 2017. The delegation attended a U.S.-Russia Friendship Dinner two days prior to the actual
According to a document written by Butina after the event, in the lead-up to the National
Prayer Breakfast, she and the Russian Official were promised a private meeting with the President
of the United States by one of the organizers of the event. A copy of this document is attached
hereto as Exhibit 8. This promised meeting never materialized. After the event, and Butina’s and
the Russian Official’s failure to meet privately with the President, she was worried that another
Russian national (i.e., not the Russian Official) would attempt to seize the initiative, as
demonstrated in her Twitter conversation with the Russian Official:
Butina: It would be good if you could talk directly with the MFA or the
administration. Before [Russian national who attended the breakfast]
worms his way in there.
Russian Official: Everything will be fine. I already conducted the necessary
informal consultations on Saturday. I just don’t want to overload Twitter,
which is read. We need to build relationships with the USA, but there are
many who oppose this! . . .
According to Butina, this other Russian national referred to was another member of the Russian
government whom Butina feared would overtake her and the Russian Official as the primary
Russian point of contact for the National Prayer Breakfast.
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 11 of 23
In short, while Butina was in the United States claiming merely to be a student, she was
spending much of her time devoted to another purpose—advancing the interests of the Russian
Federation. During this time period of about two years, she acted at the direction and control of
the Russian Official, fully aware that he reported to the rest of the Russian government and her
actions were ultimately for the benefit of the foreign government. The defendant’s failure to
disclose her direction by the Russian government allowed her access to the United States and to
prominent individuals whom she at least attempted to influence on Russia’s behalf.
IV. DETERMINING THE SENTENCE
This Court must sentence the defendant consistently with the factors described in 18 U.S.C.
§ 3553. When weighing the § 3553(a) factors as part of its calculus of an appropriate sentence, the
Court should consider not only the nature and circumstances of the offense and the history and
characteristics of the defendant, but also the applicable sentencing objectives – that is, that the
sentence: (1) reflect the seriousness of the offense; (2) promote respect for the law; (3) provide
just punishment; (4) afford adequate deterrence; (5) protect the public; and (6) effectively provide
the defendant with needed educational or vocational training and medical care. See 18 U.S.C. §
3553(a)(1) and (2). In addition, the sentence should reflect “the need to avoid unwarranted sentence
disparities among defendants with similar records who have been found guilty of similar conduct.”
18 U.S.C. § 3553(a)(6).
In United States v. Booker, 543 U.S. 220 (2005), the Supreme Court ruled that the United
States Sentencing Guidelines (U.S.S.G. or Guidelines) are no longer mandatory. However, “[a]s a
matter of administration and to secure nationwide consistency, the Sentencing Guidelines should
be the starting point and the initial benchmark” for determining a defendant’s sentence. Gall v.
United States, 552 U.S. 38, 49 (2007). While, to be sure, “[i]n accord with 18 U.S.C. § 3553(a),
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 12 of 23
the Guidelines, formerly mandatory, now serve as one factor among several courts must consider
in determining an appropriate sentence,” Kimbrough v. United States, 552 U.S. 85, 92 (2007), it
remains the case that “the Commission fills an important institutional role: It has the capacity
courts lack to ‘base its determinations on empirical data and national experience, guided by a
professional staff with appropriate expertise,’” id. at 574 (quoting United States v. Pruitt, 502 F.3d
1154, 1171 (10th Cir. 2007) (McConnell, J., concurring)). The Supreme Court “accordingly
recognized that, in the ordinary case, the Commission’s recommendation of a sentencing range
will ‘reflect a rough approximation of sentences that might achieve § 3553(a)’s objectives.’”
Kimbrough, 552 U.S. at 109 (quoting Rita v. United States, 551 U.S. 338, 350 (2007)).
A. United States Sentencing Guidelines Calculation
The government agrees with the Presentence Report (PSR) that the Guideline range for a
violation of 18 U.S.C. § 371 follows the underlying substantive offense and that the U.S.S.G. does
not specify a Guidelines range for a violation of 18 U.S.C. § 951. Where the Guidelines do not
expressly specify a Guideline range, the court should “apply the most analogous guidelines. If
there is not a sufficient analogous guideline, the provisions of 18 U.S.C. § 3553 shall control.”
U.S.S.G. § 2X5.1.
The government also agrees with the Presentence Report that there is no sufficiently
analogous Guideline for the conduct at issue here. The defense contention that the proper guideline
is § 2B1.1 is misplaced, and its objection to the PSR’s Guidelines determination should be
overruled. 6
Defendant also objected to Paragraph 73 of the Draft Presentence Report as incomplete
because “the plea agreement also states that the parties agreed for allocution purposes that a
sentence within the Estimated Guideline Range of 0 to 6 months’ imprisonment would be
reasonable in light of all the sentencing factors.” Letter to Probation at 11. Defendant’s
interpretation is inaccurate. The plea agreement states that if the Court finds that a sentencing
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 13 of 23
The majority of courts that have looked at the issue of what Guideline range to apply to
violations of 18 U.S.C. § 951 have determined that there is no sufficiently analogous Guideline.
See United States v. Soueid, No. 11-CR-494, Doc. 59 (E.D. Va.) (Defendant convicted of a
violation of § 951 for conducting surveillance on Syrian dissidents in the United States on behalf
of Syrian government; Court found no sufficiently analogous Guideline); United States v. Chun,
No. 16-CR-618, Doc. 17 at 10 (S.D.N.Y.) (Defendant, a FBI technician, convicted of violating §
951 for providing sensitive, but not classified, information to Chinese officials) (Parties jointly
submitted that there was no analogous Guideline, and Court agreed); United States v. Alvarez, No.
05-CR-20943 (S.D. Fla.) (Defendant responded to taskings by Cuban intelligence services over
thirty-year period and sent reports back to Cuba in response to those taskings; Court found no
sufficiently analogous Guideline range); United States v. Buryakov, No. 15-CR-73 (S.D.N.Y.),
Doc. 158 at 6-7, 17 (Defendant convicted for violating § 951, following a plea pursuant to Fed. R.
Crim. P. 11(c)(1)(C), for agreeing to provide information to a Russian official; Court found no
analogous Guideline range); United States v. Duran, No. 07-CR-20999 (S.D. Fla.), Doc. 488 at
42-43 (Defendant convicted of §§ 371 and 951 for attempting to bribe/extort a U.S. citizen on
behalf of the government of Venezuela; Court found no analogous Guideline).
The defense urges Probation, and presumably this Court, to apply an elements-based
approach in determining whether a guideline is sufficiently analogous, citing United States v.
Osborne, 164 F.3d 434, 437 (8th Cir. 1999). Assuming arguendo that the Court should compare
the elements of § 951 with the elements of potentially analogous cases in assessing which
range applies, a sentence within that Estimated Guidelines Range would constitute a reasonable
sentence in the event of an appeal. ECF No. 67 at ¶ 5 (emphasis added). The government
maintains for the reasons set forth herein that there is no applicable sentencing guideline range.
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 14 of 23
Guideline is most analogous, the defense’s attempt to analogize a violation of § 951 to false
statement or pure withholding-of-information offenses fails. The defense position flows from the
proposition that “the essence [of a § 951 violation] is failing to register.” Id. at 7. In coming to
this conclusion, the defense downplays § 951’s requirement of action on behalf of a foreign
government or official within the United States. See, e.g., United States v. Dumeisi, 2004 WL
5370253 (jury instructions given in N.D. Ill January 12, 2004) (relevant elements of a § 951
violation are: (1) that the defendant acted in the United States as an agent of a foreign government;
(2) that the defendant failed to notify the Attorney General that the defendant would be acting in
the United States as an agent of a foreign government prior to so acting; and (3) that the defendant
acted knowingly, in that the defendant knew that he had not notified the Attorney General). The
government must prove action in the United States just as surely as it must prove failure to notify.
None of the offenses that the defense contends are analogues (Letter to Probation at 7)—
false statements or failure to report campaign contributions, maintain pension records, register for
military service, or file a tax return—requires any additional act in addition to the deceptive
statement or withholding of information. Section 951, by contrast, requires acts taken within the
United States at the direction or control of a foreign government or official. 7
In addition to finding little support from a comparison of the elements or sentences imposed
The defense would urge the Court to discount the action element because “the legality of
the predicate act for a conviction of section 951, at least according to two circuits, is seemingly
irrelevant.” Letter to Probation at 6-7. The defense cites two cases for that proposition, United
States v. Duran, 596 F.3d 1283 (11th Cir. 2010) and United States v. Latchin, 554 F.3d 709 (7th
Cir. 2009). Although the Guidelines were not challenged on appeal in either case, in Duran, the
trial court found there was no analogous Guideline, as discussed above, and while the Guideline
range relied up on by the district court in Latchin is not readily discernible from the record, he was
sentenced to 48 months’ incarceration for his violation of § 951, significantly more incarceration
time than the 0-6 month range prescribed by U.S.S.G. § 2B1.1, assuming no loss amount. See
United States v. Latchin, No. 04-CR-661, Doc. 239 (N.D. Ill.).
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 15 of 23
in similar cases, the defense’s position is not supported by the facts of this case or the Guidelines
as a whole. Section 2B1.1 is primarily the Guideline for theft and embezzlement offenses, as
evidenced by the base offense level’s correlation to a loss amount in dollars. See U.S.S.G. §
2B1.1(b)(1). Although § 2B1.1 has also been designated by the U.S.S.G. as the Guideline for false
statements in violation of 18 U.S.C. § 1001, as discussed above, the gravamen of a violation of §
951 is not providing false information, or even withholding it. It is acting within the United States
as an agent of a foreign government without first notifying the Attorney General. Although failure
to notify the Attorney General is undoubtedly an element, it is a coequal element to taking actions
on behalf of a foreign official or government, and there is no other sufficiently analogous Guideline
to capture the defendant’s offense.
Moreover, as discussed below, sentences imposed by courts for violations of 18 U.S.C. §
951 (or convictions for conspiracies to violate that statute) have almost always involved
significantly longer periods of incarceration than the 0-6 month range that would result if U.S.S.G.
§ 2B1.1 were the proper Guideline. The Court should thus overrule the defense’s objection to the
PSR’s Guideline determination. 8
The government is only aware of one case where a court has decided, as the defense urges
here, that the proper Guidelines range for a violation of § 951 is U.S.S.G. § 2B1.1. That case is
United States v. Dumeisi, which the defense cited in its objections to the PSR. Letter to Probation
Officer at 8. As an initial matter, although the district judge in Dumeisi found that U.S.S.G. §
2B1.1 was the most analogous Guideline, the court nonetheless sentenced Dumeisi to a total term
of 46 months of incarceration, although it did not break out its sentences by count. United States
v. Dumeisi, No. 03-CR-664 (N.D. Ill.), Doc. 125. The government has been unable to locate
reasoning expressed by the judge in that case, and the defense has proffered none. Without more,
the Court should not find the Dumeisi decision persuasive enough to overcome the determinations
by many other district court judges, as well as Probation’s determination in this case, that there is
no sufficiently analogous Guideline for a violation of § 951.
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 16 of 23
B. Statutory Penalties
Butina is facing a maximum sentence of five years’ imprisonment, a fine of not more than
$250,000, or both, for her conviction. 18 U.S.C. §§ 371, 3571(b)); see also PSR at ¶¶ 70, 85. The
Court may impose a period of not more than three years supervised release, but may choose not to
impose such period in the case of a deportable alien, such as Butina. Id. at ¶ ¶ 75-76.
C. Analysis of Factors Enunciated in 18 U.S.C. § 3553(a)
As discussed in detail below, an analysis of the factors enunciated to 18 U.S.C. § 3553(a)
demonstrates that the imposition of a significant period of incarceration is appropriate for this
1. The Nature and Circumstances of the Offense
The conspiracy in which the defendant participated is undoubtedly a serious offense. The
government brings former Assistant Director Anderson’s declaration to the Court’s attention to
underscore the seriousness of the offense the defendant committed. As Mr. Anderson’s declaration
makes clear, the types of services the defendant provided to the Russian Federation are specifically
of the type that that Russia would seek to use against the United States, and the United States is a
primary target of these types of Russian operations. Such operations can cause great damage to
our national security by giving covert agents access to our country and powerful individuals who
can influence its direction.
Butina had access to high-level donors to the Gun Rights Organization and organized a trip
that brought them to Moscow (though not before seeking information about their “political
importance”). She had access to advisors to political candidates (and spoke to the Russian
Ambassador about at least one of them) and sometimes to candidates themselves.
Butina’s work involved building a rolodex of and information about powerful people who
had, or were likely to get, access to and influence over the next presidential administration.
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 17 of 23
Butina’s reports back to the Russian Official on the people she was meeting have all the hallmarks
of spotting-and-assessing reports. The value of this information to the Russian Federation is
immense, as former Assistant Director Anderson’s declaration makes clear.
The Statement of Offense, combined with the exhibits proffered by the government,
establish that she was deliberately putting herself in a position to be the conduit between the
Russian government and the next U.S. presidential administration. This intent is evidenced
throughout the exhibits and the Statement of Offense. She posited that her contacts with the Gun
Rights Organization had put her in a position to be the conduit for an unofficial channel of
communication; voiced worry that others in the government would steal the initiative; provided
the Russian Official with the name of a potential Secretary of State nominee and asked for Russian
government input on that name; drafted a proposal she hoped would go to the Russian government
or to a Russian businessperson hurt by U.S. sanctions wherein she touted her constant work with
the Russian Official “establishing unofficial contact, based on common views and a system of
conservative values, with a number of key [Political Party 1] organizations in the United States,
including the executive level of [Political Party 1];” and she unsuccessfully attempted to meet with
the President at the National Prayer Breakfast.
The defendant knew, as she was providing information back to the Russian Official, that
he was a conduit of information to the Russian Government writ large, and she knew that he was
providing at least some of the information she provided him to the rest of the government as well.
Although the government does not contend that she knew exactly what happened or would happen
with the information she provided and the contacts she had made, she undeniably worked in the
United States to gather that information, provide it, and attempt to establish herself as a
backchannel of communication. Had she successfully done so, the risks to the United States would
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 18 of 23
have included harm to this country’s political processes, internal government dealings, and U.S.
foreign policy interests. Exhibit 1 at 2.
Butina’s failure to notify the Attorney General of her activities on behalf of the Russian
Federation warrants mention here as well. The defense has contended, e.g., Letter to Probation
Officer at 6; Memorandum in Support of Bond Review Motion, ECF No. 23-1 at 5, that all of the
defendant’s actions would have been legal had she notified the Attorney General that she intended
to operate within the United States as an agent of the Russian Federation. Even if true, this line of
argument does not detract from the reason for or the seriousness of the notification requirement,
which provides the United States government or anyone trying to evaluate an individual’s acts
with full information. We, of course, cannot know with certainty how the defendant’s conspiracy
would have played out had she complied with § 951’s notice requirement, but the U.S. government
undoubtedly could have made a more informed choice about, for example, whether to grant her
visa applications. Other people she met with, including government officials and staff, may have
declined meetings with her had they know she was a Russian agent. The FBI could have done
defensive briefings for her targets. Most importantly, the Russian government could not have
effectively denied its involvement.
2. The History and Characteristics of the Offender
Butina is well educated and capable of making a living through non-criminal means when
she is released from incarceration. She also has no prior convictions of which the government is
The defendant is a Russian national who will be immediately subject to removal. Indeed,
the parties have asked the Court to sign an order of judicial removal upon the defendant’s
sentencing. ECF No. 92. The PSR did not find a basis to depart downward under Smith v. United
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 19 of 23
States, 27 F.3d 649 (D.C. Cir. 1994), and the defense did not object. The government agrees that
a Smith departure would not be appropriate in this case.
Smith offers two bases for the departure. The first is that the defendant’s status as a
deportable alien prevents her from being assigned to serve any part of her sentence at a minimum-
security prison. Id. at 651. Even if the Court imposes an 18-month sentence, the defendant has
already served most of her sentence in the D.C. Jail and the Alexandria Detention
Center. Assuming arguendo that her federal designation will be to a higher level than it would
have been if she were not a deportable alien, she will not have endured more harsh prison
conditions for any appreciable period of time based on her deportable alien status.
The second basis for a Smith departure is that the defendant’s status as a deportable alien
generally renders the defendant ineligible for the benefits of 18 U.S.C. § 3624(c), which directs
the Bureau of Prisons, to the extent practicable, to assure that prisoners spend the last ten percent
of their sentences (but no more than six months) under conditions that will afford the prisoner a
reasonable opportunity to adjust to and prepare for re-entry into the community. Id. at 650-51. If
the Court imposes 18 months, then, the maximum departure would be 1.8 months. For the reasons
below, even that departure would not be warranted in this case.
As the D.C. Circuit made clear in Smith, “For a departure on such a basis to be reasonable[,]
the difference in severity must be substantial and the sentencing court must have a high degree of
confidence that it will in fact apply for a substantial portion of the defendant’s sentence.” Id. at
655. That is clearly not the case here. The Smith court also expressed its belief that “the
circumstances justifying a downward departure on account of the deportable alien’s severity of
confinement may be quite rare.” Id. Indeed, for this ground to be a basis for departure at all, under
the Guidelines, it must be “highly infrequent.” Id. (citing U.S.S.G., Ch. 1, Pt. A, sec. 4(b)). Here,
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 20 of 23
while it is certainly the case that a U.S. citizen can violate 18 U.S.C. § 951, it is hardly outside the
heartland of § 951 offenses that the offender is a deportable foreign national. Because Butina’s
status as a deportable alien is comfortably within the heartland of § 951 offenders, there is no basis
for a departure.
The government also acknowledges the substantial assistance the defendant has provided
to law enforcement, as detailed in the sealed Supplemental Memorandum attached hereto, and it
asks the Court to depart downward from the sentence it would otherwise impose pursuant to
U.S.S.G. § 5K1.1.
3. The Need to Promote Respect for the Law, To Provide Just Punishment, To
Afford Adequate Deterrence, and to Protect the Public
Sentencing the defendant to a significant term of incarceration will serve the governmental
interests in providing a just punishment that sufficiently deters others and protects the public. The
defendant’s actions here were harmful to U.S. national security interests for the reasons stated
above and in Mr. Anderson’s declaration. The Court can and should deter others who would
engage in similar campaigns in the future by treating the defendant’s conduct with the seriousness
The sentence proposed by the government recognizes that Butina pled guilty early in the
case, took responsibility for her actions, and cooperated with the government, as discussed in more
detail in the government’s Supplemental Memorandum. 9
Specifically, the government has factored in that, had the U.S. Sentencing Guidelines
specified an offense level under the Guidelines, Butina would have been entitled to either a two-
level or three-level reduction of that offense level, depending on whether the Total Offense Level
was more or less than 16. See U.S.S.G. § 3E1.1.
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 21 of 23
4. The Need to Provide the Defendant with Educational or Vocational
Butina has no need for additional educational or vocational training.
5. The Need to Avoid Unwarranted Sentencing Disparities Among Defendants
with Similar Records Who Have Been Found Guilty of Similar Conduct
The starting point in the Court’s analysis under § 3553(a)(6) should be to consider the
sentences of “defendants with similar records who have been found guilty of similar conduct.” 18
U.S.C. § 3553(a)(6). The government acknowledges that sentences for violations of 18 U.S.C. §
951 and conspiracies to commit that offense vary greatly. But the government’s
recommendation—that the defendant’s conduct warrants a sentence of 24 months’ incarceration
prior to factoring in cooperation—is within the heartland of sentences imposed across the country
for similar offenses. We highlight some examples below:
• In United States v. Chun, No. 16-CR-518 (S.D.N.Y.), the defendant entered a guilty
plea to violating § 951. The defendant was an FBI electronics technician with a Top
Secret security clearance who sold sensitive FBI information to Chinese officials over
a period of years. The parties agreed that, although there was no sufficiently analogous
Guideline, a range of 21-27 months of incarceration was appropriate after factoring in
acceptance of responsibility. The Court imposed a sentence of 24 months of
• In United States v. Soueid, No. 11-CR-494 (E.D. Va.), the defendant entered a guilty
plea to a violation of § 951, stemming from his work on behalf of the Syrian
government in conducting surveillance of Syrian dissidents within the United States.
The court imposed a sentence of 18 months of incarceration.
• In United States v. Alvarez, No. 05-CR-20943 (S.D. Fla.), the defendant entered a
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 22 of 23
guilty plea to one count of conspiracy to act as an agent of Cuba in violation of §§ 371
and 951. Over a period of approximately 30 years, the defendant responded to coded
taskings sent by Cuban intelligence and sent reports back to Cuba in response to those
taskings. The Court imposed the statutory maximum of 60 months of imprisonment.
• In United States v. Duran, No. 07-CR-20999 (S.D. Fla.), the defendant was convicted
at trial for violating 18 U.S.C. § 951 and conspiracy to violate that statute. The
government’s case established that the defendant came to the United States as an agent
of the Venezuelan government in an attempt to bribe and/or extort a U.S. citizen. See
United States v. Duran, 596 F.3d 1283, 1295-96 (11th Cir. 2010). The court imposed a
sentence of 48 months’ incarceration on each count, to run concurrently.
• In United States v. Al-Awadi, No. 07-CR-20314 (E.D. Mich.), the defendant entered a
guilty plea to one count of violating § 951, stemming from his work reporting on Iraqi
dissidents within the United States for the Iraqi Intelligence Services. The court
sentenced the defendant to 18 months’ incarceration.
• In United States v. Dumeiei, No. 03-CR-664 (N.D. Ill.), the defendant was found guilty
at trial for violating § 951, conspiring to violate that statute, and two counts of perjury.
The Court sentenced the defendant to a total of 46 months of incarceration.
• In United States v. Buryakov, No. 15-CR-73 (S.D.N.Y.), the defendant pled guilty to
violating § 951, stemming from an agreement to take actions within the United States
at the direction of a Russian government official. The parties agreed, pursuant to Fed.
R. Crim. P. 11(c)(1)(C), to a sentence of 30 months of incarceration. The court
accepted that agreement and imposed a sentence of 30 months.
The defendant’s actions in this matter are within the same general range as the cases cited
Case 1:18-cr-00218-TSC Document 99 Filed 04/19/19 Page 23 of 23
above. She agreed to act within the United States at the direction of a Russian government official,
and she did indeed so act for a period of almost two years. The government’s recommended
sentence of 24 months (prior to factoring in cooperation), with a downward departure to 18 months,
based on substantial assistance to law enforcement, is well within the range of sentences imposed
by courts for similar conduct.
WHEREFORE, the government respectfully recommends that Butina be sentenced to a
term of imprisonment of 18 months, and that the Court execute the requested Order of Judicial
D.C. Bar Number 472845
By: /s/_______________
ERIK M. KENERSON
THOMAS N. SAUNDERS
Ohio Bar Number 82960 (Kenerson)
N.Y. Bar Number 4876975 (Saunders)
Telephone: 202-252-7201
Email: Erik.Kenerson@usdoj.gov
WILLIAM A. MACKIE
Trial Attorney, National Security Division
N.C. Bar Number 13816
950 Pennsylvania Avenue, NW,
Telephone: 202-233-2122
Email: Will.Mackie@usdoj.gov
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