Source: https://www.govregs.com/regulations/expand/title40_chapterI_part60_subpartIIII_subjgrp261_section60.4209
Timestamp: 2020-07-08 03:43:48
Document Index: 735621380

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40 CFR 60.4209 - What are the monitoring requirements if I am an owner or operator of a stationary CI internal combustion engine? § 60.4209 - What are the monitoring requirements if I am an owner or operator of a stationary CI internal combustion engine?
Regulations most recently checked for updates: Jul 07, 2020
All TitlesTitle 40Chapter IPart 60Subpart IIII - Standards of Performance for Stationary Compression Ignition Internal Combustion Engines
Collapse to view only § 60.4209 - What are the monitoring requirements if I am an owner or operator of a stationary CI internal combustion engine?
§ 60.4200 - Am I subject to this subpart?
§ 60.4201 - What emission standards must I meet for non-emergency engines if I am a stationary CI internal combustion engine manufacturer?
§ 60.4202 - What emission standards must I meet for emergency engines if I am a stationary CI internal combustion engine manufacturer?
§ 60.4203 - How long must my engines meet the emission standards if I am a manufacturer of stationary CI internal combustion engines?
§ 60.4204 - What emission standards must I meet for non-emergency engines if I am an owner or operator of a stationary CI internal combustion engine?
§ 60.4205 - What emission standards must I meet for emergency engines if I am an owner or operator of a stationary CI internal combustion engine?
§ 60.4206 - How long must I meet the emission standards if I am an owner or operator of a stationary CI internal combustion engine?
§ 60.4207 - What fuel requirements must I meet if I am an owner or operator of a stationary CI internal combustion engine subject to this subpart?
§ 60.4208 - What is the deadline for importing or installing stationary CI ICE produced in previous model years?
§ 60.4209 - What are the monitoring requirements if I am an owner or operator of a stationary CI internal combustion engine?
§ 60.4210 - What are my compliance requirements if I am a stationary CI internal combustion engine manufacturer?
§ 60.4211 - What are my compliance requirements if I am an owner or operator of a stationary CI internal combustion engine?
§ 60.4212 - What test methods and other procedures must I use if I am an owner or operator of a stationary CI internal combustion engine with a displacement of less than 30 liters per cylinder?
§ 60.4213 - What test methods and other procedures must I use if I am an owner or operator of a stationary CI internal combustion engine with a displacement of greater than or equal to 30 liters per cylinder?
§ 60.4214 - What are my notification, reporting, and recordkeeping requirements if I am an owner or operator of a stationary CI internal combustion engine?
§ 60.4215 - What requirements must I meet for engines used in Guam, American Samoa, or the Commonwealth of the Northern Mariana Islands?
§ 60.4216 - What requirements must I meet for engines used in Alaska?
§ 60.4217 - What emission standards must I meet if I am an owner or operator of a stationary internal combustion engine using special fuels?
§ 60.4218 - What parts of the General Provisions apply to me?
§ 60.4219 - What definitions apply to this subpart?
Appendix - Table 1 to Subpart IIII of Part 60 - Emission Standards for Stationary Pre-2007 Model Year Engines With a Displacement of &lt;10 Liters per Cylinder and 2007-2010 Model Year Engines &gt;2,237 KW (3,000 HP) and With a Displacement of &lt;10 Liters per Cylinder
Appendix - Table 2 to Subpart IIII of Part 60 - Emission Standards for 2008 Model Year and Later Emergency Stationary CI ICE &lt;37 KW (50 HP) With a Displacement of &lt;10 Liters per Cylinder
Appendix - Table 3 to Subpart IIII of Part 60 - Certification Requirements for Stationary Fire Pump Engines
Appendix - Table 4 to Subpart IIII of Part 60 - Emission Standards for Stationary Fire Pump Engines
Appendix - Table 5 to Subpart IIII of Part 60 - Labeling and Recordkeeping Requirements for New Stationary Emergency Engines
Appendix - Table 6 to Subpart IIII of Part 60 - Optional 3-Mode Test Cycle for Stationary Fire Pump Engines
Appendix - Table 7 to Subpart IIII of Part 60 - Requirements for Performance Tests for Stationary CI ICE With a Displacement of ≥30 Liters per Cylinder
Appendix - Table 8 to Subpart IIII of Part 60 - Applicability of General Provisions to Subpart IIII
(4) The provisions of § 60.4208 of this subpart are applicable to all owners and operators of stationary CI ICE that commence construction after July 11, 2005.
Engines manufactured by stationary CI internal combustion engine manufacturers must meet the emission standards as required in §§ 60.4201 and 60.4202 during the certified emissions life of the engines.
(b) Owners and operators of 2007 model year and later non-emergency stationary CI ICE with a displacement of less than 30 liters per cylinder must comply with the emission standards for new CI engines in § 60.4201 for their 2007 model year and later stationary CI ICE, as applicable.
(d) Owners and operators of non-emergency stationary CI ICE with a displacement of less than 30 liters per cylinder who conduct performance tests in-use must meet the not-to-exceed (NTE) standards as indicated in § 60.4212.
(b) Owners and operators of 2007 model year and later emergency stationary CI ICE with a displacement of less than 30 liters per cylinder that are not fire pump engines must comply with the emission standards for new nonroad CI engines in § 60.4202, for all pollutants, for the same model year and maximum engine power for their 2007 model year and later emergency stationary CI ICE.
(e) Owners and operators of emergency stationary CI ICE with a displacement of less than 30 liters per cylinder who conduct performance tests in-use must meet the NTE standards as indicated in § 60.4212.
Owners and operators of stationary CI ICE must operate and maintain stationary CI ICE that achieve the emission standards as required in §§ 60.4204 and 60.4205 over the entire life of the engine.
(e) Stationary CI ICE that have a national security exemption under § 60.4200(d) are also exempt from the fuel requirements in this section.
(h) In addition to the requirements specified in §§ 60.4201, 60.4202, 60.4204, and 60.4205, it is prohibited to import stationary CI ICE with a displacement of less than 30 liters per cylinder that do not meet the applicable requirements specified in paragraphs (a) through (g) of this section after the dates specified in paragraphs (a) through (g) of this section.
If you are an owner or operator, you must meet the monitoring requirements of this section. In addition, you must also meet the monitoring requirements specified in § 60.4211.
(b) If you are an owner or operator of a stationary CI internal combustion engine equipped with a diesel particulate filter to comply with the emission standards in § 60.4204, the diesel particulate filter must be installed with a backpressure monitor that notifies the owner or operator when the high backpressure limit of the engine is approached.
(a) Stationary CI internal combustion engine manufacturers must certify their stationary CI ICE with a displacement of less than 10 liters per cylinder to the emission standards specified in §§ 60.4201(a) through (c) and 60.4202(a), (b) and (d) using the certification procedures required in 40 CFR part 89, subpart B, or 40 CFR part 1039, subpart C, as applicable, and must test their engines as specified in those parts. For the purposes of this subpart, engines certified to the standards in table 1 to this subpart shall be subject to the same requirements as engines certified to the standards in 40 CFR part 89. For the purposes of this subpart, engines certified to the standards in table 4 to this subpart shall be subject to the same requirements as engines certified to the standards in 40 CFR part 89, except that engines with NFPA nameplate power of less than 37 KW (50 HP) certified to model year 2011 or later standards shall be subject to the same requirements as engines certified to the standards in 40 CFR part 1039.
(b) Stationary CI internal combustion engine manufacturers must certify their stationary CI ICE with a displacement of greater than or equal to 10 liters per cylinder and less than 30 liters per cylinder to the emission standards specified in §§ 60.4201(d) and (e) and 60.4202(e) and (f) using the certification procedures required in 40 CFR part 94, subpart C, or 40 CFR part 1042, subpart C, as applicable, and must test their engines as specified in 40 CFR part 94 or 1042, as applicable.
(f) Starting with the model years shown in table 5 to this subpart, stationary CI internal combustion engine manufacturers must add a permanent label stating that the engine is for stationary emergency use only to each new emergency stationary CI internal combustion engine greater than or equal to 19 KW (25 HP) that meets all the emission standards for emergency engines in § 60.4202 but does not meet all the emission standards for non-emergency engines in § 60.4201. The label must be added according to the labeling requirements specified in 40 CFR 1039.135(b). Engine manufacturers must specify in the owner's manual that operation of emergency engines is limited to emergency operations and required maintenance and testing.
(h) Engine manufacturers, including importers, may introduce into commerce uncertified engines or engines certified to earlier standards that were manufactured before the new or changed standards took effect until inventories are depleted, as long as such engines are part of normal inventory. For example, if the engine manufacturers' normal industry practice is to keep on hand a one-month supply of engines based on its projected sales, and a new tier of standards starts to apply for the 2009 model year, the engine manufacturer may manufacture engines based on the normal inventory requirements late in the 2008 model year, and sell those engines for installation. The engine manufacturer may not circumvent the provisions of § 60.4201 or § 60.4202 by stockpiling engines that are built before new or changed standards take effect. Stockpiling of such engines beyond normal industry practice is a violation of this subpart.
(b) If you are an owner or operator of a pre-2007 model year stationary CI internal combustion engine and must comply with the emission standards specified in § 60.4204(a) or § 60.4205(a), or if you are an owner or operator of a CI fire pump engine that is manufactured prior to the model years in table 3 to this subpart and must comply with the emission standards specified in § 60.4205(c), you must demonstrate compliance according to one of the methods specified in paragraphs (b)(1) through (5) of this section.
(5) Conducting an initial performance test to demonstrate compliance with the emission standards according to the requirements specified in § 60.4212, as applicable.
(c) If you are an owner or operator of a 2007 model year and later stationary CI internal combustion engine and must comply with the emission standards specified in § 60.4204(b) or § 60.4205(b), or if you are an owner or operator of a CI fire pump engine that is manufactured during or after the model year that applies to your fire pump engine power rating in table 3 to this subpart and must comply with the emission standards specified in § 60.4205(c), you must comply by purchasing an engine certified to the emission standards in § 60.4204(b), or § 60.4205(b) or (c), as applicable, for the same model year and maximum (or in the case of fire pumps, NFPA nameplate) engine power. The engine must be installed and configured according to the manufacturer's emission-related specifications, except as permitted in paragraph (g) of this section.
(d) If you are an owner or operator and must comply with the emission standards specified in § 60.4204(c) or § 60.4205(d), you must demonstrate compliance according to the requirements specified in paragraphs (d)(1) through (3) of this section.
(1) Conducting an initial performance test to demonstrate initial compliance with the emission standards as specified in § 60.4213.
(3) For non-emergency engines with a displacement of greater than or equal to 30 liters per cylinder, conducting annual performance tests to demonstrate continuous compliance with the emission standards as specified in § 60.4213.
(e) If you are an owner or operator of a modified or reconstructed stationary CI internal combustion engine and must comply with the emission standards specified in § 60.4204(e) or § 60.4205(f), you must demonstrate compliance according to one of the methods specified in paragraphs (e)(1) or (2) of this section.
(1) Purchasing, or otherwise owning or operating, an engine certified to the emission standards in § 60.4204(e) or § 60.4205(f), as applicable.
(2) Conducting a performance test to demonstrate initial compliance with the emission standards according to the requirements specified in § 60.4212 or § 60.4213, as appropriate. The test must be conducted within 60 days after the engine commences operation after the modification or reconstruction.
(ii) Emergency stationary ICE may be operated for emergency demand response for periods in which the Reliability Coordinator under the North American Electric Reliability Corporation (NERC) Reliability Standard EOP-002-3, Capacity and Energy Emergencies (incorporated by reference, see § 60.17), or other authorized entity as determined by the Reliability Coordinator, has declared an Energy Emergency Alert Level 2 as defined in the NERC Reliability Standard EOP-002-3.
Where: STD = The standard specified for that pollutant in 40 CFR 89.112 or 40 CFR 94.8, as applicable.
Alternatively, stationary CI ICE that are complying with the emission standards for new CI engines in 40 CFR 89.112 or 40 CFR 94.8 may follow the testing procedures specified in § 60.4213 of this subpart, as appropriate.
(d) Exhaust emissions from stationary CI ICE that are complying with the emission standards for pre-2007 model year engines in § 60.4204(a), § 60.4205(a), or § 60.4205(c) must not exceed the NTE numerical requirements, rounded to the same number of decimal places as the applicable standard in § 60.4204(a), § 60.4205(a), or § 60.4205(c), determined from the equation in paragraph (c) of this section.
Where: STD = The standard specified for that pollutant in § 60.4204(a), § 60.4205(a), or § 60.4205(c).
Alternatively, stationary CI ICE that are complying with the emission standards for pre-2007 model year engines in § 60.4204(a), § 60.4205(a), or § 60.4205(c) may follow the testing procedures specified in § 60.4213, as appropriate.
(a) Each performance test must be conducted according to the requirements in § 60.8 and under the specific conditions that this subpart specifies in table 7. The test must be conducted within 10 percent of 100 percent peak (or the highest achievable) load.
(b) You may not conduct performance tests during periods of startup, shutdown, or malfunction, as specified in § 60.8(c).
(c) You must conduct three separate test runs for each performance test required in this section, as specified in § 60.8(f). Each test run must last at least 1 hour.
Where: Ci = concentration of NOX or PM at the control device inlet, Co = concentration of NOX or PM at the control device outlet, and R = percent reduction of NOX or PM emissions.
Where: Cadj = Calculated NOX or PM concentration adjusted to 15 percent O2. Cd = Measured concentration of NOX or PM, uncorrected. 5.9 = 20.9 percent O2−15 percent O2, the defined O2 correction value, percent. %O2 = Measured O2 concentration, dry basis, percent.
Where: Fo = Fuel factor based on the ratio of O2 volume to the ultimate CO2 volume produced by the fuel at zero percent excess air. 0.209 = Fraction of air that is O2, percent/100. Fd = Ratio of the volume of dry effluent gas to the gross calorific value of the fuel from Method 19, dsm 3/J (dscf/10 6 Btu). Fc = Ratio of the volume of CO2 produced to the gross calorific value of the fuel from Method 19, dsm 3/J (dscf/10 6 Btu).
Where: XCO2 = CO2 correction factor, percent. 5.9 = 20.9 percent O2−15 percent O2, the defined O2 correction value, percent.
Where: Cadj = Calculated NOX or PM concentration adjusted to 15 percent O2. Cd = Measured concentration of NOX or PM, uncorrected. %CO2 = Measured CO2 concentration, dry basis, percent.
Where: ER = Emission rate in grams per KW-hour. Cd = Measured NOX concentration in ppm. 1.912x10−3 = Conversion constant for ppm NOX to grams per standard cubic meter at 25 degrees Celsius. Q = Stack gas volumetric flow rate, in standard cubic meter per hour. T = Time of test run, in hours. KW-hour = Brake work of the engine, in KW-hour.
Where: ER = Emission rate in grams per KW-hour. Cadj = Calculated PM concentration in grams per standard cubic meter. Q = Stack gas volumetric flow rate, in standard cubic meter per hour. T = Time of test run, in hours. KW-hour = Energy output of the engine, in KW. [71 FR 39172, July 11, 2006, as amended at 76 FR 37971, June 28, 2011]
(1) Submit an initial notification as required in § 60.7(a)(1). The notification must include the information in paragraphs (a)(1)(i) through (v) of this section.
(d) If you own or operate an emergency stationary CI ICE with a maximum engine power more than 100 HP that operates or is contractually obligated to be available for more than 15 hours per calendar year for the purposes specified in § 60.4211(f)(2)(ii) and (iii) or that operates for the purposes specified in § 60.4211(f)(3)(i), you must submit an annual report according to the requirements in paragraphs (d)(1) through (3) of this section.
(v) Hours operated for the purposes specified in § 60.4211(f)(2)(ii) and (iii), including the date, start time, and end time for engine operation for the purposes specified in § 60.4211(f)(2)(ii) and (iii).
(vi) Number of hours the engine is contractually obligated to be available for the purposes specified in § 60.4211(f)(2)(ii) and (iii).
(vii) Hours spent for operation for the purposes specified in § 60.4211(f)(3)(i), including the date, start time, and end time for engine operation for the purposes specified in § 60.4211(f)(3)(i). The report must also identify the entity that dispatched the engine and the situation that necessitated the dispatch of the engine.
(3) The annual report must be submitted electronically using the subpart specific reporting form in the Compliance and Emissions Data Reporting Interface (CEDRI) that is accessed through EPA's Central Data Exchange (CDX) (www.epa.gov/cdx). However, if the reporting form specific to this subpart is not available in CEDRI at the time that the report is due, the written report must be submitted to the Administrator at the appropriate address listed in § 60.4.
(a) Stationary CI ICE with a displacement of less than 30 liters per cylinder that are used in Guam, American Samoa, or the Commonwealth of the Northern Mariana Islands are required to meet the applicable emission standards in §§ 60.4202 and 60.4205.
(b) Stationary CI ICE that are used in Guam, American Samoa, or the Commonwealth of the Northern Mariana Islands are not required to meet the fuel requirements in § 60.4207.
(b) Except as indicated in paragraph (c) of this section, manufacturers, owners and operators of stationary CI ICE with a displacement of less than 10 liters per cylinder located in remote areas of Alaska may meet the requirements of this subpart by manufacturing and installing engines meeting the requirements of 40 CFR parts 94 or 1042, as appropriate, rather than the otherwise applicable requirements of 40 CFR parts 89 and 1039, as indicated in §§ 60.4201(f) and 60.4202(g).
(c) Manufacturers, owners, and operators of stationary CI ICE that are located in remote areas of Alaska may choose to meet the applicable emission standards for emergency engines in §§ 60.4202 and 60.4205, and not those for non-emergency engines in §§ 60.4201 and 60.4204, except that for 2014 model year and later non-emergency CI ICE, the owner or operator of any such engine must have that engine certified as meeting at least the Tier 3 PM standards in 40 CFR 89.112 or 40 CFR 1042.101.
(d) The provisions of § 60.4207 do not apply to owners and operators of pre-2014 model year stationary CI ICE subject to this subpart that are located in remote areas of Alaska.
(e) The provisions of § 60.4208(a) do not apply to owners and operators of stationary CI ICE subject to this subpart that are located in areas of Alaska not accessible by the FAHS until after December 31, 2009.
(f) The provisions of this section and § 60.4207 do not prevent owners and operators of stationary CI ICE subject to this subpart that are located in remote areas of Alaska from using fuels mixed with used lubricating oil, in volumes of up to 1.75 percent of the total fuel. The sulfur content of the used lubricating oil must be less than 200 parts per million. The used lubricating oil must meet the on-specification levels and properties for used oil in 40 CFR 279.11.
Owners and operators of stationary CI ICE that do not use diesel fuel may petition the Administrator for approval of alternative emission standards, if they can demonstrate that they use a fuel that is not the fuel on which the manufacturer of the engine certified the engine and that the engine cannot meet the applicable standards required in § 60.4204 or § 60.4205 using such fuels and that use of such fuel is appropriate and reasonably necessary, considering cost, energy, technical feasibility, human health and environmental, and other factors, for the operation of the engine.
Table 8 to this subpart shows which parts of the General Provisions in §§ 60.1 through 60.19 apply to you.
Emergency stationary internal combustion engine means any stationary reciprocating internal combustion engine that meets all of the criteria in paragraphs (1) through (3) of this definition. All emergency stationary ICE must comply with the requirements specified in § 60.4211(f) in order to be considered emergency stationary ICE. If the engine does not comply with the requirements specified in § 60.4211(f), then it is not considered to be an emergency stationary ICE under this subpart.
(2) The stationary ICE is operated under limited circumstances for situations not included in paragraph (1) of this definition, as specified in § 60.4211(f).
(3) The stationary ICE operates as part of a financial arrangement with another entity in situations not included in paragraph (1) of this definition only as allowed in § 60.4211(f)(2)(ii) or (iii) and § 60.4211(f)(3)(i).
[As stated in §§ 60.4201(b), 60.4202(b), 60.4204(a), and 60.4205(a), you must comply with the following emission standards]
[As stated in § 60.4202(a)(1), you must comply with the following emission standards]
As stated in § 60.4202(d), you must certify new stationary fire pump engines beginning with the following model years:
§ 60.4202(d) 1
[As stated in §§ 60.4202(d) and 60.4205(c), you must comply with the following emission standards for stationary fire pump engines]
2011 + 1 4.7 (3.5) 0.40 (0.30)
2010 + 2 4.0 (3.0) 0.30 (0.22)
2009 + 3 4.0 (3.0) 0.20 (0.15)
1 For model years 2011-2013, manufacturers, owners and operators of fire pump stationary CI ICE in this engine power category with a rated speed of greater than 2,650 revolutions per minute (rpm) may comply with the emission limitations for 2010 model year engines.
2 For model years 2010-2012, manufacturers, owners and operators of fire pump stationary CI ICE in this engine power category with a rated speed of greater than 2,650 rpm may comply with the emission limitations for 2009 model year engines.
3 In model years 2009-2011, manufacturers of fire pump stationary CI ICE in this engine power category with a rated speed of greater than 2,650 rpm may comply with the emission limitations for 2008 model year engines.
[You must comply with the labeling requirements in § 60.4210(f) and the recordkeeping requirements in § 60.4214(b) for new emergency stationary CI ICE beginning in the following model years:]
[As stated in § 60.4210(g), manufacturers of fire pump engines may use the following test cycle for testing fire pump engines:]
Engine speed 1
(percent) 2
1 Engine speed: ±2 percent of point.
2 Torque: NFPA certified nameplate HP for 100 percent point. All points should be ±2 percent of engine percent load value.
As stated in § 60.4213, you must comply with the following requirements for performance tests for stationary CI ICE with a displacement of ≥30 liters per cylinder:
iii. If necessary, measure moisture content at the inlet and outlet of the control device; and (2) Method 4 of 40 CFR part 60, appendix A-3, Method 320 of 40 CFR part 63, appendix A, or ASTM D 6348-03 (incorporated by reference, see § 60.17) (c) Measurements to determine moisture content must be made at the same time as the measurements for NOX concentration.
iv. Measure NOX at the inlet and outlet of the control device. (3) Method 7E of 40 CFR part 60, appendix A-4, Method 320 of 40 CFR part 63, appendix A, or ASTM D 6348-03 (incorporated by reference, see § 60.17) (d) NOX concentration must be at 15 percent O2, dry basis. Results of this test consist of the average of the three 1-hour or longer runs.
iii. If necessary, measure moisture content of the stationary internal combustion engine exhaust at the sampling port location; and (2) Method 4 of 40 CFR part 60, appendix A-3, Method 320 of 40 CFR part 63, appendix A, or ASTM D 6348-03 (incorporated by reference, see § 60.17) (c) Measurements to determine moisture content must be made at the same time as the measurement for NOX concentration.
iv. Measure NOX at the exhaust of the stationary internal combustion engine; if using a control device, the sampling site must be located at the outlet of the control device. (3) Method 7E of 40 CFR part 60, appendix A-4, Method 320 of 40 CFR part 63, appendix A, or ASTM D 6348-03 (incorporated by reference, see § 60.17) (d) NOX concentration must be at 15 percent O2, dry basis. Results of this test consist of the average of the three 1-hour or longer runs.
[As stated in § 60.4218, you must comply with the following applicable General Provisions:]
§ 60.1 General applicability of the General Provisions Yes
§ 60.2 Definitions Yes Additional terms defined in § 60.4219.
§ 60.3 Units and abbreviations Yes
§ 60.4 Address Yes
§ 60.5 Determination of construction or modification Yes
§ 60.6 Review of plans Yes
§ 60.7 Notification and Recordkeeping Yes Except that § 60.7 only applies as specified in § 60.4214(a).
§ 60.8 Performance tests Yes Except that § 60.8 only applies to stationary CI ICE with a displacement of (≥30 liters per cylinder and engines that are not certified.
§ 60.9 Availability of information Yes
§ 60.10 State Authority Yes
§ 60.11 Compliance with standards and maintenance requirements No Requirements are specified in subpart IIII.
§ 60.12 Circumvention Yes
§ 60.13 Monitoring requirements Yes Except that § 60.13 only applies to stationary CI ICE with a displacement of (≥30 liters per cylinder.
§ 60.14 Modification Yes
§ 60.15 Reconstruction Yes
§ 60.16 Priority list Yes
§ 60.17 Incorporations by reference Yes
§ 60.18 General control device requirements No
§ 60.19 General notification and reporting requirements Yes