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NRC: 10 CFR Appendix F to Part 52—Design Certification Rule for the APR1400 Design
Home > NRC Library > Document Collections > NRC Regulations (10 CFR) > Part Index > Appendix F to Part 52—Design Certification Rule for the APR1400 Design
A. Generic design control document (generic DCD) means the document containing the Tier 1 and Tier 2 information (including the technical and topical reports referenced in Chapter 1) and generic technical specifications that is incorporated by reference into this appendix.
1. Information required by § 52.47(a) and (c), with the exception of generic TS and conceptual design information;
A. Incorporation by reference approval. The APR1400 material is approved for incorporation by reference by the Director of the Office of the Federal Register under 5 U.S.C. 552(a) and 1 CFR part 51. You may obtain copies of the generic DCD from Yun-Ho Kim, President, KHNP Central Research Institute, 70, 1312-gil, Yuseong-daero, Yuseong-gu, Daejeon, 34101, Korea. You can view the generic DCD online in the NRC Library at https://www.nrc.gov/reading-rm/adams.html. In ADAMS, search under ADAMS Accession No. ML18228A667. If you do not have access to ADAMS or if you have problems accessing documents located in ADAMS, contact the NRC's Public Document Room (PDR) reference staff at 1–800–397–4209, at 301–415–3747, or by email at PDR.Resource@nrc.gov. Copies of this document are available for examination and copying at the NRC's PDR located at Room O1–F21, One White Flint North, 11555 Rockville Pike, Rockville, Maryland 20852. Copies are also available for examination at the NRC Library located at Two White Flint North, 11545 Rockville Pike, Rockville, Maryland 20852, telephone: 301–415–5610, email: Library.Resource@nrc.gov. All approved material is available for inspection at the National Archives and Records Administration (NARA). For information on the availability of this material at NARA, call 202–741–6030 or go to https://www.archives.gov/federal-register/cfr/ibrlocations.html.
a. APR1400 Design Control Document Tier 1 (APR1400–K–X–IT–14001–NP), Revision 3 (August 2018).
b. APR1400 Design Control Document Tier 2 (APR1400–K–X–FS–14002–NP), Revision 3 (August 2018), including:
c. APR1400–E–B–NR–16001–NP, Evaluation of Main Steam and Feedwater Piping Applied to the Graded Approach for the APR1400, Rev. 0 (July 2017).
d. APR1400–E–B–NR–16002–NP, Evaluation of Safety Injection and Shutdown Cooling Piping Applied to the Graded Approach for the APR1400, Rev. 1 (May 2018).
e. APR1400–E–I–NR–14001–NP, Human Factors Engineering Program Plan, Rev. 4 (July 2018).
f. APR1400–E–I–NR–14002–NP, Operating Experience Review Implementation Plan, Rev. 2 (January 2018).
g. APR1400–E–I–NR–14003–NP, Functional Requirements Analysis and Function Allocation Implementation Plan, Rev. 2 (January 2018).
h. APR1400–E–I–NR–14004–NP, Task Analysis Implementation Plan, Rev. 3 (May 2018).
i. APR1400–E–I–NR–14006–NP, Treatment of Important Human Actions Implementation Plan, Rev. 3 (May 2018).
j. APR1400–E–I–NR–14007–NP, Human-System Interface Design Implementation Plan, Rev. 3 (May 2018).
k. APR1400–E–I–NR–14008–NP, Human Factors Verification and Validation Implementation Plan, Rev. 3 (May 2018).
l. APR1400–E–I–NR–14010–NP, Human Factors Verification and Validation Scenarios, Rev. 2 (January 2018).
m. APR1400–E–I–NR–14011–NP, Basic Human-System Interface, Rev. 3 (May 2018).
n. APR1400–E–I–NR–14012–NP, Style Guide, Rev. 2 (January 2018).
o. APR1400–E–J–NR–14001–NP, Component Interface Module, Rev. 1 (March 2017).
p. APR1400–E–J–NR–17001–NP, Secure Development and Operational Environment for APR1400 Computer-Based I&C Safety Systems, Rev. 0 (September 2017).
q. APR1400–E–N–NR–14001–NP, Design Features To Address GSI–191, Rev. 3 (February 2018).
r. APR1400–E–P–NR–14005–NP, Evaluations and Design Enhancements To Incorporate Lessons Learned from Fukushima Dai-Ichi Nuclear Accident, Rev. 2 (July 2017).
s. APR1400–E–S–NR–14004–NP, Evaluation of Effects of HRHF Response Spectra on SSCs, Rev. 3 (December 2017).
t. APR1400–E–S–NR–14005–NP, Evaluation of Structure-Soil-Structure Interaction (SSSI) Effects, Rev. 2 (December 2017).
u. APR1400–E–S–NR–14006–NP, Stability Check for NI Common Basemat, Rev. 5 (May 2018).
v. APR1400–E–X–NR–14001–NP, Equipment Qualification Program, Rev. 4 (July 2018).
w. APR1400–F–A–NR–14001–NP, Small Break LOCA Evaluation Model, Rev. 1 (March 2017).
x. APR1400–F–A–NR–14003–NP, Post-LOCA Long Term Cooling Evaluation Model, Rev. 1 (March 2017).
y. APR1400–F–A–TR–12004–NP–A, Realistic Evaluation Methodology for Large-Break LOCA of the APR1400 (August 2018).
z. APR1400–F–C–NR–14001–NP, CPC Setpoint Analysis Methodology for APR1400, Rev. 3 (June 2018).
aa. APR1400–F–C–NR–14002–NP, Functional Design Requirements for a Core Operating Limit Supervisory System for APR1400, Rev. 1 (February 2017).
ab. APR1400–F–C–NR–14003–NP, Functional Design Requirements for a Core Protection Calculator System for APR1400, Rev. 1 (March 2017).
ac. APR1400–F–C–TR–12002–NP–A, KCE–1 Critical Heat Flux Correlation for PLUS7 Thermal Design (April 2017).
ad. APR1400–F–M–TR–13001–NP–A, PLUS7 Fuel Design for the APR1400 (August 2018).
ae. APR1400–H–N–NR–14005–NP, Summary Stress Report for Primary Piping, Rev. 2 (September 2016).
af. APR1400–H–N–NR–14012–NP, Mechanical Analysis for New and Spent Fuel Storage Racks, Rev. 3 (August 2017).
ag. APR1400–K–I–NR–14005–NP, Staffing and Qualifications Implementation Plan, Rev. 1 (February 2017).
ah. APR1400–K–I–NR–14009–NP, Design Implementation Plan, Rev. 1 (February 2017).
ai. APR1400–K–Q–TR–11005–NP–A, KHNP Quality Assurance Program Description (QAPD) for the APR1400 Design Certification, Rev. 2 (October 2016).
aj. APR1400–Z–A–NR–14006–NP, Non-LOCA Safety Analysis Methodology, Rev. 1 (February 2017).
ak. APR1400–Z–A–NR–14007–NP, Mass and Energy Release Methodologies for LOCA and MSLB, Rev. 2 (May 2018).
al. APR1400–Z–A–NR–14011–NP, Criticality Analysis of New and Spent Fuel Storage Racks, Rev. 3 (May 2018).
am. APR1400–Z–A–NR–14019–NP, CCF Coping Analysis, Rev. 3 (July 2018).
an. APR1400–Z–J–NR–14001–NP, Safety I&C System, Rev. 3 (May 2018).
ao. APR1400–Z–J–NR–14002–NP, Diversity and Defense-in-Depth, Rev. 3 (May 2018).
ap. APR1400–Z–J–NR–14003–NP, Software Program Manual, Rev. 3 (May 2018).
aq. APR1400–Z–J–NR–14004–NP, Uncertainty Methodology and Application for Instrumentation, Rev. 2 (January 2018).
ar. APR1400–Z–J–NR–14005–NP, Setpoint Methodology for Safety-Related Instrumentation, Rev. 2 (January 2018).
as. APR1400–Z–J–NR–14012–NP, Control System CCF Analysis, Rev. 3 (May 2018).
at. APR1400–Z–J–NR–14013–NP, Response Time Analysis of Safety I&C System, Rev. 2 (January 2018).
au. APR1400–Z–M–NR–14008–NP, Pressure-Temperature Limits Methodology for RCS Heatup and Cooldown, Rev. 1 (January 2018).
av. APR1400–Z–M–TR–12003–NP–A, Fluidic Device Design for the APR1400 (April 2017).
a. CEN–310–NP–A, CPC and Methodology Changes for the CPC Improvement Program (April 1986).
b. CEN–312–NP, Overview Description of the Core Operating Limit Supervisory System (COLSS), Rev. 01–NP (November 1986).
a. WCAP–10697–NP–A, Common Qualified Platform Topical Report, Rev. 3 (February 2013).
b. WCAP–17889–NP (APR1400–A–N–NR–17001–NP), Validation of SCALE 6.1.2 with 238-Group ENDF/B–VII.0 Cross Section Library for APR1400 Design Certification, Rev. 0 (June 2014).
D. If there is a conflict between the generic DCD and either the application for the design certification of the APR1400 design or the NUREG, "Final Safety Evaluation Report Related to Certification of the APR1400 Standard Design," then the generic DCD controls.
A. An applicant for a COL that wishes to reference this appendix shall, in addition to complying with the requirements of §§ 52.77, 52.79, and 52.80, comply with the following requirements:
f. Information required by § 52.47(a) that is not within the scope of this appendix.
2. All nuclear safety and safeguards issues associated with the referenced information in the 53 non-public documents in Tables 1.6–1 and 1.6–2 of Tier 2 of the DCD, which contain sensitive unclassified non-safeguards information (including proprietary information and security-related information) and safeguards information and which, in context, are intended as requirements in the generic DCD for the APR1400 design;
6. Except as provided in paragraph VIII.B.5.f of this appendix, all departures from Tier 2 under and in compliance with the change processes in paragraph VIII.B.5 of this appendix that do not require prior NRC approval, but only for that plant; and
7. All environmental issues concerning severe accident mitigation design alternatives associated with the information in the NRC's environmental assessment for the APR1400 design (ADAMS Accession No. ML18306A607) and APR1400–E–P–NR–14006, Revision 2, "Severe Accident Mitigation Design Alternatives (SAMDAs) for the APR1400" (ML18235A158) for plants referencing this appendix whose site characteristics fall within those site parameters specified in APR1400–E–P–NR–14006.
C. The Commission does not consider operational requirements for an applicant or licensee who references this appendix to be matters resolved within the meaning of § 52.63(a)(5). The Commission reserves the right to require operational requirements for an applicant or licensee who references this
appendix by rule, regulation, order, or license condition.
E. The NRC will specify, at an appropriate time, the procedures to be used by an interested person who wishes to review portions of the design certification or references containing safeguards information or sensitive unclassified non-safeguards information (including proprietary information, such as trade secrets and commercial or financial information obtained from a person that are privileged or confidential (10 CFR 2.390 and 10 CFR part 9), and security-related information), for the purpose of participating in the hearing required by § 52.85, the hearing provided under § 52.103, or in any other proceeding relating to this appendix, in which interested persons have a right to request an adjudicatory hearing.
This appendix may be referenced for a period of 15 years from September 19, 2019, except as provided for in §§ 52.55(b) and 52.57(b). This appendix remains valid for an applicant or licensee who references this appendix until the application is withdrawn or the license expires, including any period of extended operation under a renewed license.
1. Generic changes to Tier 2 information are governed by the requirements in § 52.63(a)(1).
3. The Commission may not require new requirements on Tier 2 information by plant-specific order, while this appendix is in effect under § 52.55 or § 52.61, unless:
d. A proposed departure from Tier 2 information required by § 52.47(a)(28) to address aircraft impacts shall consider the effect of the changed design feature or functional capability on the original aircraft impact assessment required by 10 CFR 50.150(a). The applicant or licensee shall describe, in the plant-specific DCD, how the modified design features and functional capabilities continue to meet the aircraft impact assessment requirements in 10 CFR 50.150(a)(1).
g. A party to an adjudicatory proceeding for either the issuance, amendment, or renewal of a license or for operation under § 52.103(a), who believes that an applicant or licensee who references this appendix has not complied with paragraph VIII.B.5 of this appendix when departing from Tier 2 information, may petition to admit into the proceeding such a contention. In addition to complying with the general requirements of 10 CFR 2.309, the petition must demonstrate that the departure does not comply with paragraph VIII.B.5 of this appendix. Further, the petition must demonstrate that the change bears on an asserted noncompliance with an ITAAC acceptance criterion in the case of a § 52.103 preoperational hearing, or that the change bears directly on the amendment request in the case of a hearing on a license amendment. Any other party may file a response. If, on the basis of the petition and any response, the presiding officer determines that a sufficient showing has been made, the presiding officer shall certify the matter directly to the Commission for determination of the admissibility of the contention. The Commission may admit such a contention if it determines the petition raises a genuine issue of material fact regarding compliance with paragraph VIII.B.5 of this appendix.
4. An applicant who references this appendix may request an exemption from the generic TS or other operational requirements. The Commission may grant such a request only if it determines that the exemption will comply with the requirements of § 52.7. The granting of an exemption must be subject to litigation in the same manner as other issues material to the license hearing.
5. A party to an adjudicatory proceeding for the issuance, amendment, or renewal of a license, or for operation under § 52.103(a), who believes that an operational requirement approved in the DCD or a TS derived from the generic TS must be changed, may petition to admit such a contention into the proceeding. The petition must comply with the general requirements of 10 CFR 2.309 and must demonstrate why special circumstances as defined in 10 CFR 2.335 are present, or demonstrate compliance with the Commission's regulations in effect at the time this appendix was approved, as set forth in Section V of this appendix. Any other party may file a response to the petition. If, on the basis of the petition and any response, the presiding officer determines that a sufficient showing has been made, the presiding officer shall certify the matter directly to the Commission for determination of the admissibility of the contention. All other issues with respect to the plant-specific TS or other operational requirements are subject to a hearing as part of the licensing proceeding.
1. An applicant or licensee who references this appendix shall submit a report to the NRC containing a brief description of any plant-specific departures from the DCD, including a summary of the evaluation of each departure. This report must be filed in accordance with the filing requirements applicable to reports in § 52.3.
[79 FR 61983, Oct. 15, 2014; 84 FR 23452, May 22, 2019]