Source: https://www.law.cornell.edu/cfr/text/17/239.200
Timestamp: 2016-02-12 04:44:17
Document Index: 607753491

Matched Legal Cases: ['art 239', '§ 239', '§ 230', '§ 230', '§ 230', '§ 239', '§ 230', '§ 230', '§ 230']

17 CFR 239.200 - Form 1-E, notification under Regulation E. | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter II › Part 239 › Subpart B › Section 239.200 17 CFR 239.200 - Form 1-E, notification under Regulation E.
§ 239.200
Form 1-E, notification under Regulation E.
This form shall be used for notification pursuant to Rule 604 (§ 230.604 of this chapter) of Regulation E (§§ 230.601-230.610a of this chapter) by a small business investment company or business development company described in Rule 602 (§ 230.602 of this chapter).
For Federal Register citations affecting Form 1-E, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.fdsys.gov.
§ 239.200 Form 1-E, notification under Regulation E.
This form shall be used for notification pursuant to Rule 604 (§ 230.604 of this chapter) of Regulation E (§§ 230.601-230.610a of this chapter) by a small business investment company or business development company described in Rule 602 (§ 230.602 of this chapter). (Secs 3(b) and 3(c), Securities Act of 1933 (15 U.S.C. 77c (b) and (c); sec. 38, Investment Company Act of 1940 (15 U.S.C. 80a-37))