Source: https://www.law.cornell.edu/cfr/text/17/270.5b-2
Timestamp: 2016-02-11 12:09:33
Document Index: 198091299

Matched Legal Cases: ['art 270', '§ 270', '§ 30', '§\u202f14102', '§ 37', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 79', '§ 79', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80']

17 CFR 270.5b-2 - Exclusion of certain guarantees as securities of the guarantor. | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter II › Part 270 › Section 270.5b-2 17 CFR 270.5b-2 - Exclusion of certain guarantees as securities of the guarantor.
§ 270.5b-2
For the purposes of section 5 of the act, a guarantee of a security shall not be deemed to be a security issued by the guarantor: Provided, That the value of all securities issued or guaranteed by the guarantor, and owned by the management company, does not exceed 10 percent of the value of the total assets of such management company.
Notwithstanding paragraph (a) of this section, for the purposes of section 5 of the Act, a guarantee by a railroad company of a security issued by a terminal company, warehouse company, switching company, or bridge company, shall not be deemed to be a security issued by such railroad company: Provided:
The security is guaranteed jointly or severally by more than one railroad company; and
No one of such guaranteeing railroad companies directly or indirectly controls all of its co-guarantors.
For the purposes of section 5 of the Act, a lease or other arrangement whereby a railroad company is or becomes obligated to pay a stipulated annual sum of rental either to another railroad company or to the security holders of such other railroad company shall not be deemed in itself a guarantee.
[Rule N-5B-2, 10 FR 581, Jan. 16, 1945]
(a) For the purposes of section 5 of the act, a guarantee of a security shall not be deemed to be a security issued by the guarantor: Provided, That the value of all securities issued or guaranteed by the guarantor, and owned by the management company, does not exceed 10 percent of the value of the total assets of such management company. (b) Notwithstanding paragraph (a) of this section, for the purposes of section 5 of the Act, a guarantee by a railroad company of a security issued by a terminal company, warehouse company, switching company, or bridge company, shall not be deemed to be a security issued by such railroad company: Provided:
(1) The security is guaranteed jointly or severally by more than one railroad company; and (2) No one of such guaranteeing railroad companies directly or indirectly controls all of its co-guarantors. (c) For the purposes of section 5 of the Act, a lease or other arrangement whereby a railroad company is or becomes obligated to pay a stipulated annual sum of rental either to another railroad company or to the security holders of such other railroad company shall not be deemed in itself a guarantee. [Rule N-5B-2, 10 FR 581, Jan. 16, 1945] This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeU.S. Code: Title 15 - COMMERCE AND TRADE§ 30 - Repealed. Pub. L. 107–273, div. C, title IV, § 14102(f), Nov. 2, 2002, 116 Stat. 1922§ 37 - Immunity from antitrust laws§ 77f - Registration of securities§ 77g - Information required in registration statement§ 77h - Taking effect of registration statements and amendments thereto§ 77j - Information required in prospectus§ 77q - Fraudulent interstate transactions§ 77s - Special powers of Commission§ 77eee - Securities required to be registered under Securities Act§ 77ggg - Qualification of indentures covering securities not required to be registered§ 77nnn - Reports by obligor; evidence of compliance with indenture provisions§ 77sss - Rules, regulations, and orders§ 78c - Definitions and application§ 78d - Securities and Exchange Commission§ 78l - Registration requirements for securities§ 78m - Periodical and other reports§ 78n - Proxies§ 78o - Registration and regulation of brokers and dealers§ 78w - Rules, regulations, and orders; annual reports§ 78bb - Effect on existing law§ 78ee - Transaction fees§ 79c§ 79t§ 80a-1§ 80a-2§ 80a-3§ 80a-3a§ 80a-4§ 80a-5§ 80a-6§ 80a-7§ 80a-8§ 80a-9§ 80a-10§ 80a-11§ 80a-12§ 80a-13§ 80a-14§ 80a-15§ 80a-16§ 80a-17§ 80a-18§ 80a-19§ 80a-20§ 80a-21§ 80a-22§ 80a-23§ 80a-24§ 80a-25§ 80a-26§ 80a-27§ 80a-28§ 80a-29§ 80a-30§ 80a-31§ 80a-32§ 80a-33§ 80a-34§ 80a-35§ 80a-36§ 80a-37§ 80a-38§ 80a-39§ 80a-40§ 80a-41§ 80a-42§ 80a-43§ 80a-44§ 80a-45§ 80a-46§ 80a-47§ 80a-48§ 80a-49§ 80a-50§ 80a-51§ 80a-52§ 80a-53§ 80a-54§ 80a-55§ 80a-56§ 80a-57§ 80a-58§ 80a-59§ 80a-60§ 80a-61§ 80a-62§ 80a-63§ 80a-64§ 80b-3§ 80b-4§ 80b-11§ 80c-39§ 80c-89§ 80w-37