Source: http://www.law.cornell.edu/uscode/text/15/77iii?quicktabs_8=0
Timestamp: 2014-07-13 13:08:13
Document Index: 103926316

Matched Legal Cases: ['§ 77', '§ 77', '§ 77', '§ 309', '§ 405', 'art 229', 'art 269']

15 U.S. Code § 77iii - Effective time of qualification | LII / Legal Information Institute
U.S. Code › Title 15 › Chapter 2A › Subchapter III › § 77iii 15 U.S. Code § 77iii - Effective time of qualification
Effective time of registration or application for qualification of indenture The indenture under which a security has been or is to be issued shall be deemed to have been qualified under this subchapter—
when registration becomes effective as to such security; or
when an application for the qualification of such indenture becomes effective, pursuant to section 77ggg of this title.
Stop orders after effective time of qualification After qualification has become effective as to the indenture under which a security has been or is to be issued, no stop order shall be issued pursuant to section 77h
(d) of this title, suspending the effectiveness of the registration statement relating to such security or of the application for qualification of such indenture, except on one or more of the grounds specified in section 77h of this title, or the failure of the issuer to file an application as provided for by section 77eee
Effect of subsequent rule or regulation on qualification The making, amendment, or rescission of a rule, regulation, or order under the provisions of this subchapter (except to the extent authorized by subsection (a) ofsection 77nnn of this title with respect to rules and regulations prescribed pursuant to such subsection) shall not affect the qualification, form, or interpretation of any indenture as to which qualification became effective prior to the making, amendment, or rescission of such rule, regulation, or order.
Liability of trustee under qualified indenture No trustee under an indenture which has been qualified under this subchapter shall be subject to any liability because of any failure of such indenture to comply with any of the provisions of this subchapter, or any rule, regulation, or order thereunder.
Power of Commission to conduct investigation Nothing in this subchapter shall be construed as empowering the Commission to conduct an investigation or other proceeding for the purpose of determining whether the provisions of an indenture which has been qualified under this subchapter are being complied with, or to enforce such provisions.
(May 27, 1933, ch. 38, title III, § 309, as added Aug. 3, 1939, ch. 411, 53 Stat. 1157; amended Pub. L. 101–550, title IV, § 405,Nov. 15, 1990, 104 Stat. 2723.)
1990—Subsec. (b). Pub. L. 101–550inserted before period at end “, or the failure of the issuer to file an application as provided for by section 77eee
This is a list of parts within the Code of Federal Regulations for which this US Code section provides rulemaking authority.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.17 CFR - Commodity and Securities Exchanges17 CFR Part 229 - STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975—REGULATION S-K17 CFR Part 269 - FORMS PRESCRIBED UNDER THE TRUST INDENTURE ACT OF 1939