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Timestamp: 2019-10-18 23:43:27
Document Index: 200491358

Matched Legal Cases: ['art 1301', '§1301', '§1301', 'art 1310', 'art 1310', 'art 1310']

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Rule 1310.3: Amendments.
The Council shall not amend or rescind appendix A to this part without providing the public with notice and an opportunity to comment in accordance with the procedures applicable to legislative rules under 5 U.S.C. 553. [84 FR 8958, Mar. 13, 2019] FSOC FSOC Rule 1310.3 12 CFR 1310.3 Systemic Risk ...
FSOC Systemic Risk ...
Part 1301: Freedom of Information
Rule 1301.1: General.
This subpart contains the regulations of the Financial Stability Oversight Council (the “Council”) implementing the Freedom of Information Act (“FOIA”), 5 U.S.C. 552, as amended. These regulations set forth procedures for requesting access to records maintained by the Council. These regulations ...
Rule 1301.2: Information made available.
(a) General. The FOIA provides for access to records developed or maintained by a Federal agency. The provisions of the FOIA are intended to assure the right of the public to information. Generally, this section divides agency records into three major categories and provides methods by which each ...
Rule 1301.3: Publication in the Federal Register.
Subject to the application of the FOIA exemptions and exclusions (5 U.S.C. 552(b) and (c)) and subject to the limitations provided in 5 U.S.C. 552(a)(1), the Council shall state, publish and maintain current in the Federal Register for the guidance of the public: (a) Descriptions of its central and ...
Rule 1301.4: Public inspection.
(a) In general. Subject to the application of the FOIA exemptions and exclusions (5 U.S.C. 552(b) and (c)), the Council shall, in conformance with 5 U.S.C. 552(a)(2), make available for public inspection in an electronic format, or, in the alternative, promptly publish and offer for sale: (1) Final ...
Rule 1301.5: Requests for Council records.
(a) In general. Except for records made available under 5 U.S.C. 552(a)(1) and (a)(2) and subject to the application of the FOIA exemptions and exclusions (5 U.S.C. 552(b) and (c)), the Council shall promptly make its records available to any person pursuant to a request that conforms to the rules ...
Rule 1301.6: Responsibility for responding to requests for Council records.
(a) In general. In determining which records are responsive to a request, the Council ordinarily will include only information contained in records that the Council maintains, or are in its possession and control, as of the date the Council begins its search for responsive records. If any other ...
Rule 1301.7: Timing of responses to requests for Council records.
(a) In general. Except as set forth in paragraphs (b) through (d) of this section, the Council shall respond to requests according to their order of receipt. (b) Multitrack processing. (1) The Council may establish tracks to process separately simple and complex requests. The Council may assign a ...
Rule 1301.8: Responses to requests for Council records.
(a) Acknowledgement of requests. Upon receipt of a request that meets the requirements of §1301.5(b), the Council ordinarily shall assign to the request a unique tracking number and shall send an acknowledgement letter or email to the requester that contains the following information: (1) A brief ...
Rule 1301.9: Classified information.
(a) Referrals of requests for classified information. Whenever a request is made for a record containing information that has been classified, or may be appropriate for classification, by another agency under Executive Order 13526 or any other executive order concerning the classification of ...
Rule 1301.10: Requests for business information provided to the Council.
(a) In general. Business information provided to the Council by a submitter shall not be disclosed pursuant to a FOIA request except in accordance with this section. (b) Definitions. For purposes of this section: (1) Business information means information from a submitter that is trade secrets or ...
Rule 1301.11: Administrative appeals and dispute resolution.
(a) Grounds for administrative appeals. A requester may appeal an initial determination of the Council, including but not limited to a determination: (1) To deny access to records in whole or in part (as provided in §1301.8(b)(3)); (2) To assign a particular fee category to the requester (as ...
Rule 1301.12: Fees for processing requests for Council records.
(a) In general. The Council shall charge the requester for processing a request under the FOIA in the amounts and for the services set forth in paragraphs (b) through (d) of this section, except if a waiver or reduction of fees is granted under paragraph (f) of this section, or if, pursuant to ...
Part 1310: Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies
Part 1310 -- Subpart A: General
Rule 1310.1: Authority and purpose.
(a) Authority. This part is issued by the Council under sections 111, 112 and 113 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) (12 U.S.C. 5321, 5322, and 5323). (b) Purpose. The principal purposes of this part are to set forth the standards and procedures ...
Rule 1310.2: Definitions.
The terms used in this part have the following meanings- Board of Governors. The term “Board of Governors” means the Board of Governors of the Federal Reserve System. Commission. The term “Commission” means the Securities and Exchange Commission, except in the context of the Commodity Futures ...
Part 1310 -- Subpart B: Determinations
Rule 1310.10: Council determinations regarding nonbank financial companies.
(a) Determinations. The Council may determine that a nonbank financial company shall be supervised by the Board of Governors and shall be subject to prudential standards, in accordance with title I of the Dodd-Frank Act, if the Council determines that material financial distress at the nonbank ...