Source: https://www.scribd.com/document/229475556/FTC-v-Advert-Marketing-Dalrymple-Wence-June-2014-judgment
Timestamp: 2016-10-25 19:33:52
Document Index: 208361868

Matched Legal Cases: ['§ 53', '§ 45', '§ 2412', '§ 523', '§ 7701', '§ 1746', '§ 49']

BrowseBrowseInterestsBiography & MemoirBusiness & LeadershipFiction & LiteraturePolitics & EconomyHealth & WellnessSociety & CultureHappiness & Self-HelpMystery, Thriller & CrimeHistoryYoung AdultBrowse byBooksAudiobooksComicsSheet MusicBrowse allUploadSign inJoinBooksAudiobooksComicsSheet MusicUNITED STATES DISTRICT COURTSOUTHERN DISTRICT OF TEXAS HOUSTON DIVISION FEDERAL TRADE COMMISSION, Plaintiff, v. ADVERT MARKETING, INC., SCOTT A. DALRYMPLE, and ROBERT JERROLD WENCE, Defendants. Civ. No.: 4:13-cv-00590 Judge Keith P. EBison STIPULATED FINAL JUDGMENT AND ORDER FOR PERMANENT INJUNCTION AND OTHER EQUITABLE RELIEF Plaintiff, the Federal Trade Commission ("Commission"), filed its Complaint for Pennanent Injunction and Other Equitable Relief ("Complaint") in this matter, pursuant to Section 13(b) of the Federal Trade Commission Act ("FTC Act"), 15 U.S.C. § 53(b). The Commission and Defendants Advert Marketing, Inc., Scott A. Dalrymple, and Robert Jerrold Wence ("Defendants") stipulate to entry of this Stipulated Final Judgment and Order for Pennanent Injunction and Other Equitable Relief ("Order") to resolve all matters in dispute in this action between them. THEREFORE, IT IS ORDERED AS FOLLOWS: FINDINGS 1. This Court has jurisdiction over this matter. 2. The Complaint charges that Defendants participated in deceptive and unfair acts or practices in violation of Section 5 ofthe FTC Act, 15 U.S.C. § 45, in the course oftransmitting Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 1 of 22 or arranging for the transmission of unsolicited commercial electronic text messaging offering to consumers purportedly free merchandise, such as $1,000 gift cards to large retailers. 3. Defendants neither admit nor deny any of the allegations in the Complaint, except as specifically stated in this Order. Only for purposes of this action, Defendants admit the facts necessary to establish jurisdiction. 4. Defendants waive any claim that they may have under the Equal Access to Justice Act, 28 U.S.C. § 2412, concerning the prosecution ofthis action through the date of this Order, and agree to bear their own costs and attorney's fees. 5. Defendants waive all rights to appeal or otherwise challenge or contest the validity of this Order. DEFINITIONS For purposes ofthis Order, the following definitions shall apply: A. "Affiliate" means any person, including third-party marketers, who participates in an affiliate program. B. "AffiJiate Network" means any person who provides another person with affiliates for an affiliate program or with whom any person contracts as an affiliate to promote any good or service. C. "Affiliate Program(s)" means: (1) any arrangement under which any marketer or seller of a product or service pays, offers to pay, or provides or offers to provide any form of consideration to any Defendant, either directly or through an affiliate network, to (a) provide the marketer or seller with, or refer to the marketer or seller, potential or actual customers, or (b) otherwise market, advertise, or offer for sale the product or service on behalf of the marketer or 2 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 2 of 22 seller; or (2) any arrangement under which any Defendant pays, offers to pay, provides, or offers to provide any fonn of consideration to any third party, either directly or through an affiliate network, to (a) provide any Defendant with, or refer to any Defendant, potential or actual customers, or (b) otherwise market, advertise, or offer for sale any product or service on behalf of any Defendant. D. "Assisting" includes, but not limited to, the use of any computer software program or device that generates random telephone numbers. E. "Defendants" means all of the Individual Defendants and the Corporate Defendant, individually, collectively, or in any combination. 1. "Corporate Defendant" means Advert Marketing, Inc., and its successors and assigns. 2. "Individual Defendants" means Scott A. Dalrymple and Robert Jerrold Wence. F. "Person" or "persons" includes a natural person, an organization, or other legal entity, including a corporation, partnership, sole proprietorship, limited liability company, association, cooperative, or any other group or combination acting as an entity. G. "Unauthorized or Unsolicited Commercial Electronic Text Message" means an unauthorized or unsolicited text message the primary purpose of which is a commercial advertisement or promotion of a commercial product or service (including the content on an Internet website operated for commercial purposes). 3 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 3 of 22 I. BAN ON UNAUTHORIZED OR UNSOLICITED COMMERCIAL ELECTRONIC TEXT MESSAGES IT IS ORDERED that Defendants, whether acting directly or indirectly, are permanently restrained and enjoined from making or initiating, or procuring the transmission of, or assisting others in making or initiating, or procuring the transmission of, unauthorized or unsolicited commercial electronic text messages to mobile telephones or other wireless devices. II. PROHIBITED BUSINESS PRACTICES IT IS FURTHER ORDERED that Defendants, Defendants' officers, agents, servants, employees, and attorneys, and all other persons in active concert or participation with any of them, who receive actual notice of this Order, whether acting directly or indirectly, in connection with the advertising, marketing, promotion, offering for sale, or sale of any good or service, are permanently restrained and enjoined from: A. Misrepresenting, or assisting others in misrepresenting, any material fact, expressly or by implication, including, but not limited to: 1. That a good or service is "free"; 2. That a good or service is without cost or obligation; 3. That consumers have won a contest or have been selected to receive a gift or prize; 4. That consumers' personal information is being collected to send consumers merchandise; 5. Tbe purpose for which consumers are providing personal information; 4 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 4 of 22 6. That personal infonnation submitted by consumers will not be sold or shared with third parties; 7. The extent to which the privacy and confidentiality of consumers' personal information is maintained and protected, including, but not limited to: a. The purposes for which that information is collected and disclosed; and b. The extent to which consumers' personal information is made or has been made accessible to third parties; 8. The total cost to purchase, receive, or use the good or service; 9. Any material restrictions, limitations, or conditions to purchase, receive, or use the good or service; 10. Any material aspect of the perfonnance, efficacy, nature, or central characteristics of the good or service; and 11. Any material aspect of the nature or terms of a refund, cance1Iation, exchange, or repurchase policy for the good or service. B. Failing to disclose, or assisting others in failing to disclose, clearly and prominently, the material terms and conditions of any offer, including, but not limited to: 1. In any text message, email, or online advertisement, and on any landing page associated with such text message, email, or online advertisement, that contains any direct or implied representation that a good or service is free or is a gift or prize, failing to disclose, in the same color, font, and size, and within close proximity to such representation, that a purchase is required, or that purchases are required, to obtain such gift or prize, when such is the case; and 5 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 5 of 22 2. On any landing page associated with any direct or implied representation that a good or service is free or is a gift or prize, failing to disclose, in a clear and conspicuous manner: a. A list of the monetary obligations a consumer is likely to incur to obtain the advertised gift or prize; and b. A list of any non-monetary obligations a consumer is likely to incur to obtain the advertised gift or prize, such as having to apply and qualify for credit cards or automobile loans. C. Failing to, in connection with the advertising, promotion, marketing, offering for sale, sale, or provision of any goods or services through an affiliate program: 1. Require each affiliate and/or affiliate network to provide to Defendants the following identifying information: a. In the case of a natural person, the affiliate's or affiliate network's first and last name, physical address, country, telephone number, email address, and complete bank account information as to where payments were or are to be made to that person; b. In the case of a business entity, the affiliate's or affiliate network's name and any and all names under which it does business, state of incozporation, registered agent, and the first and last name, physical address, country, telephone number, and email address for at least one natural person who owns, manages, or controls the affiliate or affiliate network, and the 6 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 6 of 22 complete bank account information as to where payments were or are to be made to the affiliate or affiliate network; c. If Defendants have access to certain affiliates only through an affiliate network, then Defendants shall contractually require each affiliate network to obtain from those affiliates and maintain the identifying information set forth in Subsection C.l.a and C.l.b of this Section prior to the affiliate's or affiliate network's participation in any Defendant's affiliate program; 2. As a condition of doing business with any affiliate or affiliate network or such affiliate or affiliate network's acceptance into any Defendant's affiliate program: a. Provide each such affiliate or affiliate network a copy of this Order; b. Obtain from each such affiliate or affiliate network a signed and dated statement acknowledging receipt of this Order and expressly agreeing to comply with this Order; and c. Clearly and conspicuously disclose in writing that engaging in acts or practices prohibited by this Order will result in immediate termination of any affiliate or affiliate network and forfeiture of all monies owed to such affiliate or affiliate network; Provided, however, that if Defendants have access to certain affiliates only through an affiliate network, then Defendants shall contractually require that the affiliate network provide the information required by this Subsection to each of those affiliates and retain proof of the same prior to any such affiHate being used in any Defendant's affiliate program; and if Defendants should acquire an entity 7 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 7 of 22 that has an existing program of selling through affiliates, the entity must complete all steps in this Subsection prior to Defendants' acquisition of the entity; 3. Require that each affiliate or affiliate network, prior to the public use or dissemination to consumers of any marketing materials, including, but not limited to, websites, emails, and pop-ups used by any affiliate or affiliate network to advertise, promote, market, offer for sale, or sell any goods or services, provide Defendants with the following information: a. copies of marketing materials to be used by the affiliate or affiliate network, including text, graphics, video, audio, and photographs; b. each location the affiliate or affiliate network maintains, or directly or indirectly controls, where the marketing materials will appear, including the URL of any website; and c. for hyperlinks contained within the marketing materials, each location to which a consumer will be transferred by clicking on the hyperlink, including the URL of any website. Defendants shall also require each affiliate or affiliate network to maintain and provide to Defendants upon request records of the dates when the marketing materials are publicly used or disseminated to consumers. Provided, however, that if Defendants have access to certain affiliates only through an affiliate network, then Defendants shall contractually require that the affiliate network obtain and maintain the same information set forth above from each of those affiliates who is part of any Defendant's affiliate program prior to 8 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 8 of 22 the public use or dissemination to consumers of any such marketing materials, and provide proof to such Defendant of having obtained the same; 4. Promptly review the marketing materials specified in Section II.C.3, above, as necessary to ensure compliance with this Order. Defendants shall also promptly take steps as necessary to ensure that the marketing materials provided to Defendants under Section II.C.3, above, are the marketing materials publicly used or disseminated to consumers by the affiliate or affiliate network. If a Defendant determines that any use of marketing materials does not comply with this Order, such Defendant shall inform the affiliate or affiliate network in writing that approval to use such marketing materials is denied and shall not pay any amounts to the affiliate or affiliate network for such marketing, including any payments for leads, "click-throughs," or sales resulting therefrom. Provided, however, that if Defendants have access to certain affiliates only through an affiliate network, then Defendants shall contractually require that the affiliate network comply with the procedures set forth in this Subsection as to those affiliates; 5. Promptly investigate any complaints that any Defendant receives through any source to determine whether any affiliate or affiliate network is engaging in acts or practices prohibited by this Order, either directly or through any affiliate that is part of any Defendant's affiliate program; 6. Upon determining that any affiliate or affiliate network has engaged in, or is engaging in, acts or practices prohibited by this Order, either directly or through any affiliate that is part of any Defendant's affiliate program, immediately: 9 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 9 of 22 a. Disable any cmmection between the Defendant's affiliate program and the marketing materials used by the affiliate or affiliate network to engage in such acts or practices prohibited by this Order; b. Halt all payments to the affiliate or affiliate network resulting from such acts or practices prohibited by this Order; and c. Terminate the affiliate or affiliate network; provided, however, Defendants shall not be in violation of this subsection if Defendants fail to terminate an affiliate network in a case where Defendants' only access to an affiliate who has engaged in acts or practices prohibited by this Order is through an affiliate network and the affiliate network immediately terminates the affiliate violating this Order from any affiliate program maintained by any Defendant. III. MONETARY JUDGMENT IT IS FURTHER ORDERED that: A. Judgment in the amount of Four Million, Two Hundred Thousand Dollars ($4,200,000) is entered in favor of the Commission against Defendants Advert Marketing, Inc., Scott A. Dalrymple, and Robert Jerrold Wence,jointly and severally, as equitable monetary relief. B. This judgment is suspended subject to the Subsections below. C. Defendants Scott A. Dalrymple and Advert Marketing, Inc., are ordered to pay to the Commission Fifteen Thousand Dollars ($15 ,000) which, as Defendants Dalrymple and Advert Marketing, Inc., stipulate, their undersigned counsel holds in escrow for no purpose other than payment to the Commission. Such payment must be made within seven days of entry ofthis 10 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 10 of 22 Order by electron]c fund transfer in accordance with instructions previously provided by a representative of the Commission. Upon such payment, the remainder of the judgment is suspended as to Defendants Dalrymple and Advert Marketing, l11c. D. Defendant Robert Jerrold Wence is ordered to pay to the Commission Fifteen Thousand Dollars ($15,000) which, as Defendant stipulates, his undersigned counsel holds in escrow for no purpose other than payment to the Commission. Such payment must be made within seven days of entry of this Order by electronic fund transfer in accordance with instructions previously provided by a representative of the Commission. Upon such payment, the remainder of the judgment is suspended as to Defendant Wence. E. The Commission's agreement to the suspension of part of the judgment is expressly premised upon the truthfulness, accuracy, and completeness of Defendants' sworn financial statements and related documents (collectively, "financial representations") submitted to the Commission, namely: 1. The Financial Statement of Corporate Defendant Advert Marketing, Inc., signed by Scott A. Dalrymple, CEO, on April25, 2013, including the attachments; 2. The Financial Statements of Individual Defendant Scott A. Dalrymple: a. Signed on March 20, 2013, including the attachments; b. Signed on April25, 2013, including the attachments; 3. The Financial Statements of Individual Defendant Robert Jerrold Wence: a. Signed on March 20,2013, including the attachments; and b. Signed on April 25, 2013, including the attachments; 4. The emails sent by Defendants' counsel: 11 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 11 of 22 a. Sent on September 16, 2013, at 2:16 PM, including the attachments; b. Sent on September 16,2013, at 2:41PM, including the attachments; c. Sent on September 16, 2013, at 4:02PM, including the attachments; d. Sent on September 16,2013, at 4:43PM, including the attachments; e. Sent on January 9, 2014, at 8:49PM, including the attachments; and f. Sent on January 9, 20 I 4, at 8:51 PM, including the attachments; 5. The Defendants' counsel's email of July 23, 2013, containing a settlement submission; and 6. The state and federal tax returns of Advert Marketing, Inc., for the years 2009-
2012, including schedules, forms, and other attachments; 7. The state and federal tax returns of Scott A. Dalrymple for the years 2009 - 2012, including schedules, fonns, and other attachments; 8. The state and federal tax returns of Robert Jerrold Wence for the years 2009-
2012, including schedules, fonns, and other attachments. F. The suspension of the judgment will be lifted as to any Defendant if, upon motion by the Commission, the Court finds that such Defendant failed to disclose any material asset, materially misstated the value of any asset, or made any other material misstatement or omission in the fmancial representations identified above. G. If the suspension of the judgment is lifted, the judgment becomes immediately due as to that Defendant in the amount specified in Subsection A. ($4,200,000), above (which the parties stipulate only for purposes of this Section represents the consumer injury and unjust enrichment 12 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 12 of 22 alleged in the Complaint), less any payment previously made pursuant to this Section, plus interest computed from the date of entry of this Order. IV. ADDITIONAL MONETARY PROVISIONS IT IS FURTHER ORDERED that: A. Defendants relinquish dominion and all legal and equitable rights, title, and interest in all assets transferred pursuant to this Order and may not seek the return of any assets. B. The facts alleged in the Complaint will be taken as true, without further proof, in any subsequent civil litigation by or on behalf of the Commission, including in a proceeding to enforce its rights to any payment or monetary judgment pursuant to this Order, such as a nondischargeability complaint in any bankruptcy case. C. The facts alleged in the Complaint establish all elements necessary to sustain an action by the Commission pursuant to Section 523(a)(2)(A) of the Bankruptcy Code, 11 U.S.C. § 523(a)(2)(A), and this Order will have collateral estoppel effect for such purposes. D. Defendants acknowledge that their Taxpayer Identification Numbers (Social Security Numbers or Employer Identification Numbers), which Defendants must submit to the Commission, may be used for collecting and reporting on any delinquent amount arising out of this Order, in accordance with 31 U.S.C. § 7701. E. All money paid to the Commission pursuant to this Order may be deposited into a fund administered by the Commission or its designee to be used for equitable relief, including consumer redress and any attendant expenses for the administration of any redress fund. If a representative of the Commission decides that direct redress to consumers is wholly or partially impracticable or money remains after redress is completed, the Commission may apply any 13 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 13 of 22 I I Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 14 of 22 l I I i ! ! t ! ! ! i i IIi remaining money for such other equitable relief (including consumer informa tion remedies) as it ! ! ! ! ! ! detennines to be reasonably rela ted to Defendants' practices alleged in the Complaint. Any II !I money not used fo r such equitable relief is to be deposited into the U.S. Treasury as I j i j ! disgorgement. Defendants have no right to challenge any actions the Commission or its :r representatives may take pursuant to this Subsection. V. CONSUMER I NFORMATION IT JS FURTHER ORDERED that Defendants , Defendants ' officers, agents, servants, emplo yees, and attorneys, and other persons who are in active concert or participation with any d of them, who receive actual notice ofthis Order, by personal service or otherwise, are I permanen tly restrained and enjoined from directly or indirectly: A. Disclosing, using, or benefitting from customer informa tion , including the name, address, birth date, telephone number, email address, social security number, other identifying infonnation, or any dat a that enables access to a customer' s account (including a credit card, bank account, or other fmancial account), that any Defendant obtained prior to entry of this Order in connection with the marketing or advertising of a good or service offering free gifts or prizes; and B. Failing to destroy such customer infonnation in all fonns in their possession, custody, or contro l within 30 days afte r entry o f this Order. Provided, however , that customer infonnation need not be disposed of, and may be disclosed, to the extent requested by a government agency or required by a law, regulation, or court order . 14 VI. COOPERATION IT IS FURTHER ORDERED that Defendants must fully cooperate with representatives ofthe Commission in this case and in any investigation related to or associated with the transactions or the occurrences that are the subject of the Complaint. Defendants must provide truthful and complete information, evidence, and testimony. Defendants must appear and cause Defendants' officers, employees, representatives, or agents to appear for interviews, discovery, hearings, trials, and any other proceedings that a Commission representative may reasonably request upon five days written notice, or other reasonable notice, at such places and times as a Commission representative may designate, without the service of a subpoena. VII. ORDER ACKNOWLEDGMENTS IT IS FURTHER ORDERED that Defendants obtain acknowledgments of receipt of this Order: A. Each Defendant, within seven days of entry of this Order, must submit to the Commission an acknowledgment of receipt of this Order sworn under penalty of perjury. B. For 15 years after entry of this Order, each Individual Defendant for any business that such Defendant, individually or collectively with any other Defendant, is the majority owner or controls directly or indirectly, and the Corporate Defendant, must deliver a copy of this Order to: (1) all principals, officers, directors, and LLC managers and members; (2) all employees, agents, and representatives who participate in conduct related to the subject matter of this Order; and (3) any business entity resulting from any change in structure as set forth in the Section titled Compliance Reporting. Delivery must occur within seven days of entry of this Order for current personnel. For all others, delivery must occur before they assume their responsibilities. 15 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 15 of 22 c. From each individual or entity to which a Defendant delivered a copy of this Order, that Defendant must obtain, within 30 days, a signed and dated acknowledgment of receipt of this Order. VIII. COMPLIANCE REPORTING IT IS FURTHER ORDERED that Defendants make timely submissions to the Commission: A One year after entry of this Order, each Defendant must submit a compliance report, sworn under penalty of perjury: 1. Each Defendant must: (a) identity the primary physical, postal, and email address and telephone number, as designated points of contact, which representatives of the Commission may use to communicate with Defendant; (b) identify all of that Defendant's businesses by all of their names, telephone numbers, and physical, postal, email, and Internet addresses; (c) describe the activities of each business, including the goods and services offered, the means of advertising, marketing, and sales, and the involvement of any other Defendant (which Individual Defendants must describe if they know or should know due to their own involvement); (d) describe in detail whether and how that Defendant is in compliance with each Section of this Order; and (e) provide a copy of each Order Acknowledgment obtained pursuant to this Order, unless previously submitted to the Commission. 2. Additionally, each Individual Defendant must: (a) identify all telephone numbers and all physical, postal, email, and Internet addresses, including all residences; (b) identify all business activities, including any business for which such Defendant 16 i i I I Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 16 of 22 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 i Page 17 of 22 I !
l ]I
I performsserviceswhetherasan employeeorotherwiseandanyentityin which
I suchDefendanthasanyownershipinterest; and(c)describeindetailsuch
Defendant'sinvolvementineachsuchbusiness,includingtitle,role,
I I responsibilities,participation,authority,control,andanyownership. I I B. For15 yearsafterentryofthis Order,eachDefendantmustsubmitacompliancenotice, I swomunderpenaltyofperjury,within 14daysof anychangein the following:
1. EachDefendantmustreportanychangein: (a)anydesignatedpointofcontact; or(b)thestructureof anyCorporateDefendantoranyentitythatDefendanthas anyownershipinterestinorcontrolsdirectlyorindirectlythatmayaffect complianceobligationsarisingunderthisOrder,including: creation,merger,sale, ordissolutionofthe entityoranysubsidiary,parent, oraffiliatethatengagesin anyactsorpracticessubjecttothisOrder. 2. Additionally,eachIndividualDefendantmustreportanychangein: (a)name, includingaliasesorfictitiousnames,orresidenceaddress;or(b)titleorrolein anybusinessactivity, includinganybusiness forwhichsuchDefendantperfonns serviceswhetherasanemployeeorotherwiseandanyentityinwhichsuch Defendanthasanyownershipinterest,andidentifythename,physicaladdress, andanyInternetaddressof thebusinessorentity. C. EachDefendantmustsubmittotheCommissionnoticeofthefilingofanybankruptcy
petition,insolvencyproceeding,oranysimilarproceedingbyoragainstsuchDefendantwithin
14 daysofitsfiling.
D. Any submission to the Commission required by this Order to be sworn under penalty of petjury must be true and accurate and comply with 28 U.S. C. § 1746, such as by concluding: "I declare under penalty of perjury under the laws of the United States of America that the foregoing is true and correct. Executed on: __ ," and supplying the date, signatory's full name, title (if applicable), and signature. E. Unless otherwise directed by a Commission representative in writing, all submissions to the Commission pursuant to this Order must be emailed to DEbrief@ftc.gov or sent by overnight courier (not the U.S. Postal Service) to: Associate Director for Enforcement, Bureau of Consumer Protection, Federal Trade Commission, 600 Pennsylvania Avenue NW, Washington, DC 20580. The subject line must begin: FTC v. Advert Marketing, Inc., FTC Matter No. Xl30037. IX. RECORDKEEPING IT IS FURTHER ORDERED that Defendants must create certain records for 15 years after entry of the Order, and retain each such record for 5 years. Specifically, Corporate Defendant and each Individual Defendant for any business that such Defendant, individually or collectively with any other Defendant, is a majority owner or controls directly or indirectly, must create and retain the following records: A Accounting records showing the revenues from all goods or services sold; B. Personnel records showing, for each person providing services, whether as an employee or otherwise, that person's: name, addresses, and telephone numbers; job title or position; dates of service; and (if applicable) the reason for termination; 18 I .1. Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 18 of 22 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 19 of 22 ! I i i 1'
j! II
C. Records relating to affiliates or affiliate networks including all names, addr esses, and telephone numbers; dollar amounts pai d or received; and infonnation used in calculating such ~ payments; I I ,j
D. Records of all consumer complaints and refund reques ts, whether received directly or i! I. indirectly, such as through a third party, and any response; E. All records necessary to demonstrate full compliance with each provision oftbis Order, ., including all submissions to the Commission; F. Copies of all marketing materials, documents, and infonnation received pursuant to Subsection II.C.3 of this Order; and all written approvals or denials of marketing materials made pursuant to Subsection ll.C.4 of this Order; and G. For any goods or services that Defendants sell or assist others to sell, a copy o f each advertiseme nt or other marketing material regarding such goods or services. X. COMPLIANCE MONITORING IT IS FURTHER ORDERED that, for the purpose of monitoring Defendants' compliance w ith this Order, including the financial representations upon whic h part of the j udgment was suspended and any failure to transfer any asse ts as required by thi s Order: A. Within 14 days of receipt of a written request from a representative of the Commissi on, each Defendant must: submit additional compliance reports or other requested information, which mus t be sworn under penalty ofpeljury; appear for depos itions; and produce documents, for inspection and copying. The Commission is also authorized to obtain discovery, without further leave ofcou rt, using any o f the procedures prescribed by Federal Rules o f C ivil Procedure 29, 30 (incl uding telephonic deposi tions), 31, 33, 34, 36, 45, and 69. 19 B. For matters concerning this Order, the Commission is authorized to communicate directly with each Defendant. Defendants must pennit representatives of the Commission to interview any employee or other person affiliated with any Defendant who has agreed to such an interview. The person interviewed may have counsel present. C. The Commission may use all other lawful means, including posing, through its representatives, as consumers, suppliers, or other individuals or entities, to Defendants or any individual or entity affiliated with Defendants, without the necessity of identification or prior notice. Nothing in this Order limits the Commission's lawful use of compulsory process, pursuant to Sections 9 and 20 of the FTC Act, 15 U.S.C. §§ 49 and 57b-l. XI. RETENTION OF JURISDICTION IT IS FURTHER ORDERED that this Court retains jurisdiction of this matter for purposes of construction, modification, and enforcement of this Order. SO ORDERED this KEITH P. ELLISON UNITED STATES DISTRICT JUDGE 20 Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 20 of 22 ;
Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 21 of 22 ! il I l I II SO STIPULATED AND AGREED : I
FEDERAL TRAD.E COMMISSl ON i l ! Date : j:., _, 20 14 (lame · E. Elliott, Attorney-in -Charge Rar Number 065 5 7 1 00 S.I5. Texas # 14 E liseo N . Padilla, Anomey Florida Bar Number 0192929 I S.D. Tt·.sas (<H1minedpro hoc vice) ll I Federal Trade Commission 1999 Bryan Street, Suite 2 ! 50 t ( Dallas, Texas 7520 I (2 14)979-9373 (Mr Ellil>IL) (214) 979-9382 (Mr. Padilla) (2 l 4) 979-9350 (Office) (214) 953-3079 (Facsimile) FOR DEFEND ANTS by Scot! A. Dalrymple Date: ___8Qrit .2 _____, 2014 Date: _ , 2 0 14 mPJ-r ai 21 M arket 1 , b . Case 4:13-cv-00590 Document 69 Filed in TXSD on 06/09/14 Page 22 of 22 COUNSEL DEFENDANTS " _(} . ' ' / '/ I '
k .(J?\ . . di.! ,.f . ., · ' Date: ___, 201 4 A . .le'tl' lfrah. Esq. " Rachel Hirsch, Esq. IFRAH LAW Suile 650 17 I 7 Penn sylvania Avenue , NW Washington, DC 2006-2004 (202) 524-4 142 (Mr. lfrah) (202) 524-4145 (Ms Hirsch) (202) 524-4 141 (Facsimil e) 22 FTC v. Advert Marketing, Dalrymple & Wence | June 2014 judgmentUploaded by cindy_georgeMarketingDefendantFederal Trade CommissionAffiliate MarketingNetwork Affiliate360 viewsDownloadEmbedDescription: FTC v. Advert Marketing, Dalrymple & Wence | June 2014 judgmentSee MoreFTC v. Advert Marketing, Dalrymple & Wence | June 2014 judgmentCopyright: © All Rights ReservedDownload as PDF, TXT or read online from ScribdFlag for inappropriate content
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