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Timestamp: 2019-07-21 19:14:57
Document Index: 344471805

Matched Legal Cases: ['§\u20094', '§ 4', '§ 4', '§ 4', '§ 4', '§ 4', '§ 4', '§ 4', '§ 4', 'art 30', 'art 4', 'art 4', 'art 4']

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OCC Rule 4.11: Purpose and scope.
(a) Purpose. This subpart sets forth the standards, policies, and procedures that the OCC applies in administering the Freedom of Information Act (FOIA) (5 U.S.C. 552) to facilitate the OCC's interaction with the banking and savings association industries and the public. (b) Scope. (1) This ...
OCC Rule 4.12: Information available under the FOIA.
(a) General. Except as otherwise provided by the FOIA, OCC and Office of Thrift Supervision (OTS) records are available to the public. (b) Exemptions from availability. The following records, or portions thereof, are exempt from disclosure under the FOIA: (1) A record that is specifically ...
OCC Rule 4.13: Publication in the Federal Register.
The OCC publishes certain documents in the Federal Register for the guidance of the public, including the following: (a) Proposed and final rules; and (b) Certain notices and policy statements of concern to the general public. Comptroller OCC Rule 4.13 12 CFR 4.13 ...
OCC Rule 4.14: Public inspection in an electronic format.
(a) Available information. Subject to the exemptions listed in § 4.12(b), the OCC makes the following information available for public inspection in an electronic format: (1) Any final order, agreement, or other enforceable document issued in the adjudication of an OCC enforcement case, including a ...
OCC Rule 4.15: How to request records.
(a) Available information. Subject to the exemptions described in § 4.12(b), any OCC record is available to any person upon specific request in accordance with this section. (b) Where to submit request or appeal -(1) General. Except as provided in paragraph (b)(2) of this section, a person ...
OCC Rule 4.16: Predisclosure notice for confidential commercial information.
(a) Definitions. For purposes of this section, the following definitions apply: (1) Confidential commercial information means records that arguably contain material exempt from release under Exemption 4 of the FOIA (5 U.S.C. 552(b)(4); § 4.12(b)(4)), because disclosure reasonably could cause ...
OCC Rule 4.17: FOIA request fees.
(a) Definitions. For purposes of this section, the following definitions apply: (1) Actual costs means those expenditures that the OCC incurs in providing services (including searching for, reviewing, and duplicating records) in response to a request for records under § 4.15. (2) Search means the ...
OCC Rule 4.18: How to track a FOIA request.
(a) Tracking number -(1) Internet requests. The OCC will issue a tracking number to all FOIA requesters automatically upon receipt of the request (as described in § 4.15(g)) by the OCC's Communications Division via the OCC's Freedom of Information Request Portal, https://foia-pal.occ.gov ...
OCC Rule 4.31: Purpose and scope.
(a) Purpose. The purposes of this subpart are to: (1) Afford an orderly mechanism for the OCC to process expeditiously requests for non-public OCC information; to address the release of non-public OCC information without a request; and, when appropriate, for the OCC to assert evidentiary privileges ...
OCC Rule 4.32: Definitions.
(a) Complete request means a request containing sufficient information to allow the OCC to make an informed decision. (b) Non-public OCC information. Non-public OCC information: (1) Means information that the OCC is not required to release under the FOIA (5 U.S.C. 552) or that the OCC has not yet ...
OCC Rule 4.33: Requirements for a request of records or testimony.
(a) Generally -(1) Form of request. A person seeking non-public OCC information must submit a request in writing to the OCC. The requester must explain, in as detailed a description as is necessary under the circumstances, the bases for the request and how the requested non-public OCC information ...
OCC Rule 4.34: Where to submit a request.
(a) A request for non-public OCC information. A person requesting information under this subpart, requesting authentication of a record under § 4.39(d), or submitting a notification of the issuance of a subpoena or compulsory process under § 4.37, shall send the request or notification to: Office ...
OCC Rule 4.35: Consideration of requests.
(a) In general -(1) OCC discretion. The OCC decides whether to release non-public OCC information based on its weighing of all appropriate factors including the requestor's fulfilling of the requirements enumerated in § 4.33. Each decision is at the sole discretion of the Comptroller or the ...
OCC Rule 4.36: Disclosure of non-public OCC information.
(a) Discretionary disclosure of non-public OCC information. The OCC may make non-public OCC information available to a supervised entity and to other persons, that in the sole discretion of the Comptroller may be necessary or appropriate, without a request for records or testimony. (b) OCC policy. ...
OCC Rule 4.37: Persons and entities with access to OCC information; prohibition on dissemination.
(a) Current and former OCC employees or agents; former OTS employees or agents -(1) Generally. Except as authorized by this subpart or otherwise by the OCC, no current or former OCC employee or agent or former OTS employee or agent, may, in any manner, disclose or permit the disclosure of any non ...
OCC Rule 4.38: Restrictions on dissemination of released information.
(a) Records. The OCC may condition a decision to release non-public OCC information on entry of a protective order by the court or administrative tribunal presiding in the particular case or, in non-adversarial matters, on a written agreement of confidentiality. In a case in which a protective ...
OCC Rule 4.39: Notification of parties and procedures for sharing and using OCC records in litigation.
(a) Responsibility of litigants to notify parties of a request for testimony. Upon submitting a request to the OCC for the testimony of an OCC employee or former OCC or OTS employee, the requester shall notify all other parties to the case that a request has been submitted. (b) Responsibility of ...
OCC Rule 4.40: Fees for services.
(a) Fees for records search, copying, and certification. The requester shall pay a fee to the OCC, or to a commercial copier under contract to the OCC, for any records search, copying, or certification in accordance with the standards specified in § 4.17. The OCC may require a requester to remit ...
Privacy / Data Usage, Regulatory Fees
Part 30 -- OCC Appendix B: Interagency Guidelines Establishing Information Security Standards
Table of Contents I. IntroductionA. ScopeB. Preservation of Existing AuthorityC. DefinitionsII. Standards for Safeguarding Customer InformationA. Information Security ProgramB. ObjectivesIII. Development and Implementation of Customer Information Security ProgramA. Involve the Board of DirectorsB. ...
Privacy / Data Usage, Data Protection / Cybersecurity, Stress Testing
Data Protection, National Banks
Part 4 -- Appendix A: Model Stipulation for Protective Order and Model Protective Order
I. Model Stipulation CASE CAPTION Model Stipulation for Protective Order Whereas, counsel for______ have applied to the Comptroller of the Currency (hereinafter “Comptroller”) pursuant to 12 CFR part 4, Subpart C, for permission to have made available, in connection with the captioned action, ...
Part 4 -- Subpart B: Availability of Information Under the Freedom of Information Act (4.11-18)
Comptroller ...