Source: http://ecfr.io/Title-17/se17.4.240_115c3_61
Timestamp: 2019-08-24 21:52:44
Document Index: 72578323

Matched Legal Cases: ['§240', 'art 240', '§240', 'art 240', '§240', 'art 240', '§240', '§240', '§240']

[17 CFR §240.15c3-1] Title 17 Part 240 → §240.15c3-1 : Code of Federal Regulations ';
Title 17 Part 240 → §240.15c3-1
Title 17 → Chapter II → Part 240 → §240.15c3-1
§240.15c3-1 Net capital requirements for brokers or dealers.
Link to an amendment published at 84 FR 44042, Aug. 22, 2019.
(i) Less than 3 months to maturity—0 percent.
(ii) 3 months but less than 6 months to maturity— 1⁄2 of 1 percent.
(iii) 6 months but less than 9 months to maturity— 3⁄4 of 1 percent.
(iv) 9 months but less than 12 months to maturity—1 percent.
(i) 1 year but less than 2 years to maturity—11⁄2 percent.
(ii) 2 years but less than 3 years to maturity—2 percent.
(i) 3 years but less than 5 years to maturity—3%.
(ii) 5 years but less than 10 years to maturity—4%.
(i) 10 years but less than 15 years to maturity—41⁄2 %.
(ii) 15 years but less than 20 years to maturity—5%.
(iii) 20 years but less than 25 years to maturity—51⁄2 %.
(iv) 25 years or more to maturity—6%.
Note to paragraph (c)(2)(vi)(I): For a discussion of the “minimal amount of credit risk” standard, see Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934, Exchange Act Release No. 34-71194 (Dec. 27, 2013), at http://www.sec.gov/rules/final.shtml.
Editorial Note: For Federal Register citations affecting §240.15c3-1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.