Source: https://www.findknowdo.com/events/sec-comment-deadline-securities-offering-reform-closed-end-investment-companies
Timestamp: 2019-07-20 18:05:40
Document Index: 590225823

Matched Legal Cases: ['art 274', 'art 249', 'art 239', 'ART 243', '§ 249', '§ 249', 'ART 229']

SEC Comment Deadline: Securities Offering Reform for Closed-End Investment Companies | Cadwalader Cabinet | Find Know Do
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The SEC is proposing rules that would modify the registration, communications, and offering processes for business development companies and other closed-end investment companies under the Securities Act of 1933.
Rule Calendar:
Securities Act & Securities Exchange Act Regulatory Calendar
Federal Register: SEC Proposes Revising Offering Process for BDCs and Closed-End Funds
ICA Forms--Part 274--Subpart A: Registration Statements
SEA Forms--Part 249: Forms, Securities Exchange Act of 1934
SA Forms--Part 239--Subpart A: Forms for Registration Statements
Reg S-T--Rule 232.405: Interactive Data File submissions.
Reg S-T--General
ICA Rules of General Application
Reg S-K Rule 229.601: (Item 601) Exhibits.
Reg FD: Rule 243.103: No effect on Exchange Act reporting status.
PART 243-REGULATION FD
SA Rule 497: Filing of investment company prospectuses-number of copies.
SA Rule 415: Delayed or continuous offering and sale of securities.
SA Rule 418: Supplemental information.
SA Rule 405: Definitions of terms.
SA Rule 462: Immediate effectiveness of certain registration statements and post-effective amendments.
SA Rule 433: Conditions to permissible post-filing free writing prospectuses.
SA Rule 163: Exemption from section 5(c) of the Act for certain communications by or on behalf of well-known seasoned issuers.
SA Rules--General (100-215)
SA Rule 156: Investment company sales literature.
SEA Rule 15d-11: Current reports on Form 8-K (§ 249.308 of this chapter).
SEA Rule 14a-101: Schedule 14A. Information required in proxy statement.
SEA Rule 13a-11: Current reports on Form 8-K (§ 249.308 of this chapter).
SEA Rules 0-1 to 0-13: Rules of General Application
ICA Rule 24f-2: Registration under the Securities Act of 1933 of certain investment company securities.
ICA Rule 23c-3: Repurchase offers by closed-end companies.
ICA Rule 8b-16: Amendments to registration statement.
PART 229-REGULATION AB (229.1100-229.1123)
SA Rule 134: Communications not deemed a prospectus.