Source: http://www.ecfr.gov/cgi-bin/text-idx?c=ecfr&tpl=/ecfrbrowse/Title17/17cfr249b_main_02.tpl
Timestamp: 2014-11-25 00:29:35
Document Index: 384246211

Matched Legal Cases: ['art 249', 'ART 249', '§249', '§249', '§249', '§249', '§249', '§249', '§240', '§249']

Title 17 → Chapter II → Part 249bTITLE 17—Commodity and Securities Exchanges
CHAPTER II—SECURITIES AND EXCHANGE COMMISSION (CONTINUED)PART 249b—FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934
§§249b.1-249b.99
§249b.100
Form TA-1, uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.
§249b.101
Form TA-W, notice of withdrawal from registration as transfer agent.
§249b.102
Form TA-2, form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act of 1934 for the annual report of transfer agent activities.
§249b.200
Form CA-1, form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.
§249b.300
FORM NRSRO, application for registration as a nationally recognized statistical rating organization pursuant to section 15E of the Securities Exchange Act of 1934 and §240.17g-1 of this chapter.
§249b.400
Form SD, specialized disclosure report.