Source: https://www.law.cornell.edu/cfr/text/17/210.4-04
Timestamp: 2017-05-28 01:30:27
Document Index: 642844658

Matched Legal Cases: ['art 210', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 77', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 78', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 80', '§ 7202', '§ 7262']

17 CFR 210.4-04 - Omission of substantially identical notes. | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter II › Part 210 › Section 210.4-04 17 CFR 210.4-04 - Omission of substantially identical notes.
If a note covering substantially the same subject matter is required with respect to two or more financial statements relating to the same or affiliated persons, for which separate sets of notes are presented, the required information may be shown in a note to only one of such statements: Provided, That a clear and specific reference thereto is made in each of the other statements with respect to which the note is required. This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.United States CodeU.S. Code: Title 15 - COMMERCE AND TRADE§ 77f - Registration of securities§ 77g - Information required in registration statement§ 77h - Taking effect of registration statements and amendments thereto§ 77j - Information required in prospectus§ 77s - Special powers of Commission§ 77z-2§ 77z-3§ 77aa - Schedule of information required in registration statement§ 77mm - Short title§ 78c - Definitions and application§ 78j-1§ 78l - Registration requirements for securities§ 78m - Periodical and other reports§ 78n - Proxies§ 78o - Registration and regulation of brokers and dealers§ 78q - Records and reports§ 78u-5§ 78w - Rules, regulations, and orders; annual reports§ 78ll - Requirements for the EDGAR system§ 78mm - General exemptive authority§ 80a-8§ 80a-20§ 80a-29§ 80a-30§ 80a-31§ 80a-37§ 80b-3§ 80b-11§ 7202 - Commission rules and enforcement§ 7262 - Management assessment of internal controls