Source: http://federal.elaws.us/cfr/title17.part230.section230.610
Timestamp: 2020-06-02 18:34:38
Document Index: 166238476

Matched Legal Cases: ['§ 230', 'art 230', '§ 230', '§230', '§230', '§230', '§230', '§230']

§ 230.610 Suspension of exemption., Part 230 - GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933, CHAPTER II — SECURITIES AND EXCHANGE COMMISSION, Title 17 - Commodity and Securities Exchange, Code of Federal Regulations
§ 230.610 Suspension of exemption.
(1) No exemption is available under §§230.601 to 230.610a for the securities purported to be offered hereunder or any of the terms or conditions of §§230.601 to 230.610a have not been complied with, including failure to file any report as required by §230.609.
(5) Any person specified in paragraph (b) of §230.602 has been indicted for any crime or offense of the character specified in paragraph (b)(3) thereof, or any proceeding has been initiated for the purpose of enjoining any such person from engaging in or continuing any conduct or practice of the character specified in paragraph (b)(4);
(6) Any person specified in paragraph (c) of §230.602 has been indicted for any crime or offense of the character specified in paragraph (c)(1) thereof, or any proceeding has been initiated for the purpose of enjoining any such person from engaging in or continuing any conduct or practice of the character specified in paragraph (c)(2); or