Source: https://www.law.cornell.edu/cfr/text/17/21.01?quicktabs_7=2
Timestamp: 2016-05-06 19:03:49
Document Index: 235860115

Matched Legal Cases: ['art 21', '§ 1', '§ 2', '§ 4', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 6', '§ 7', '§ 7', '§\u202f734', '§ 12', '§ 19', '§ 21']

17 CFR 21.01 - Special calls for information on controlled accounts from futures commission merchants, clearing members and introducing brokers. | US Law | LII / Legal Information Institute
CFR › Title 17 › Chapter I › Part 21 › Section 21.01 17 CFR 21.01 - Special calls for information on controlled accounts from futures commission merchants, clearing members and introducing brokers.
Special calls for information on controlled accounts from futures commission merchants, clearing members and introducing brokers.
Upon call by the Commission, each futures commission merchant, clearing member and introducing broker shall file with the Commission the names and addresses of all persons who, by power of attorney or otherwise, exercise trading control over any customer's account in commodity futures or commodity options on any reporting market.
[74 FR 12192, Mar. 23, 2009]
U.S. Code: Title 7 - AGRICULTURE§ 1a - Definitions§ 2 - Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce§ 4§ 6a - Excessive speculation§ 6c - Prohibited transactions§ 6f - Registration and financial requirements; risk assessment§ 6g - Reporting and recordkeeping§ 6i - Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions§ 6k - Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons§ 6m - Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law§ 6n - Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account§ 7 - Designation of boards of trade as contract markets§ 7a - Repealed. Pub. L. 111–203, title VII, § 734(a), July 21, 2010, 124 Stat. 1718§ 12a - Registration of commodity dealers and associated persons; regulation of registered entities§ 19 - Consideration of costs and benefits and antitrust laws§ 21 - Registered futures associations