Patent Publication Number: US-5257323-A

Title: Selection agent for a symbol determination system with multiple character recognition processors

Description:
TECHNICAL FIELD 
     This invention relates to optical character recognition (OCR) systems, and more particularly to such systems having a selection agent which identifies the mathematically most probable symbol candidate from a plurality of OCR processors. 
     BACKGROUND 
     Heretofore individual OCR processors were employed to recognize symbol image data in the form of bit maps of characters, as described in U.S. Pat. No. 5,046,116 issued Sep. 3, 1991 entitled SYMBOL ANALYZING SYSTEM AND METHOD WITH DATA EXCLUSION AND CONFIDENCE FACTORS, SN 07/627,336 filed 14 December 1990 by the present assignee. These individual processors were not employed as an array of processors with a selection agent to collectively identify the input image. 
     SUMMARY 
     It is therefore an object of this invention to provide an improved selection agent for a symbol determination system having a plurality of symbol candidates. 
     It is another object of this invention to provide such a selection agent which selects symbol candidates based on confidence factors associated with each candidate. 
     It is another object of this invention to provide such a selection agent which bases the selection on the joint confidence factor of a group of like candidates. 
     It is another object of this invention to provide such a selection agent which bases the selection on the joint error factor of a group of like candidates. 
     It is another object of this invention to provide such a selection agent which selects the mathematically most probable candidate from a plurality of candidates. 
     Briefly, these and other objects of the present invention are accomplished by providing a character selection agent which receives input character codes (ICCs) from a plurality of OCR processors. The selection agent selects the mathematically most probable code (MPC) from among the plurality of ICCs based on a confidence factor (CF) associated with each ICC. An input means of the selection agent receives the ICCs and the associated CFs into a plurality of input positions A sorter sorts the ICCs into groups of identical codes, for storage in a sort memory. A joint confidence factor (JCF) calculator determines the JCF of each group of identical codes based on the CF of the ICCs in each group. An advance circuit advances each group of ICCs to the JCF calculator means for determination of the group JCF. An output means receives the JCFs from the JCF calculator means and selects the MPC based on the relative JCFs. 
    
    
     BRIEF DESCRIPTION OF THE DRAWING 
     Further objects and advantages of the present invention and the operation of the selection agent will become apparent from the following detailed description and drawing in which: 
     FIG. 1 is a block diagram of a symbol determination system showing the character selection agent 16; 
     FIG. 2A is a block diagram of the selection agent of FIG. 1 showing the sorting circuit for arranging like candidates into groups; 
     FIG. 2B shows an embodiment of the data field format of the candidate data contained in the input register of FIG. 2A; 
     FIG. 2C shows an embodiment of the data field format of the group data contained in the output register of FIG. 2A; and, 
     FIG. 3 is a block diagram of an advancing circuit for moving the candidates into the joint probability calculator by groups. 
    
    
     The elements of the invention are designated by two digit reference numerals. The first digit indicates the Figure in which that element is first disclosed or is primarily described. The second digit indicates like features and structures throughout the Figures. Some reference numerals are followed by a letter which indicates a sub-portion or feature of that element. 
     SYMBOL DETERMINATION SYSTEM (FIG. 1) 
     Holistic symbol determination system 10 receives the text and/or graphic content of documents 10D via input scanner 10S into CPU 10C, and stores the resulting image in bit map memory 12M. The symbol or character cells 12C within the bit map are identified by isolation software and presented to a plurality of suitable optical character recognition (OCR) processors such as Data Exclusion Processor 14Ex and Neural Network Processor 14NN. Character selection agent 16 selects the mathematically Most Probable Character (MPC) from among the processor outputs, for storage by the CPU or for printing at output printer 10P. 
     The bits in the character image are presented to the OCR processors and systematically retrieved and examined by each processor. The character data generated by each processor is compared to corresponding character data from a set of known or defined reference characters stored in library 15. Each OCR processor then establishes the best match character for the presented image based on which character in the reference set most resembles the presented image as examined by that processor. The best matched character output then becomes an input character code (ICC) a candidate for selection by selection agent 16. The candidates are expressed in a suitable binary code system such as ASCII code or compressed ASCII code. 
     There are many classes of OCR processors, each employing a different approach to character recognition. Data exclusion processor 14Ex examines the spectral power of the presented image to derive line width and line count information. The spectral power is progressively reduced to exclude image data and generate a confidence factor as described in U.S. Pat. No. 5,046,116 issued Sep. 3, 1991 entitled SYMBOL ANALYZING SYSTEM AND METHOD WITH DATA EXCLUSION AND CONFIDENCE FACTORS, Ser. No. 07/627,336 filed 14 December 1990 by the present assignee. Neural network processor 14NN is an adaptive artificial intelligence embodiment employing matching processes inherent in biological nervous systems. 
     Preferably the OCR processors within a particular holistic determination system are not identical or even functionally equivalent. The processors are specifically chosen from different classes to present an array of optical character recognition principles with overlapping competence profiles. The processors in the array may have broad overlapping regions of high competence and narrow non-overlapping regions of limited competence. 
     Each OCR class of processors has a unique approach to symbol recognition with special features and capabilities. The moment and weighting OCR approach determines the distribution of the pigment forming the image, and is particularly proficient at image intensity and greyscale matters. However the moment approach does not handle the &#34;roundness&#34; issue as well as other OCR approaches. The edge examination OCR approach focuses on the edges of the image to resolve inside edges from outside edges. The edge approach is not particularly proficient in examining short strokes or long strokes. Other OCR approaches concern extracting line features and extracting circles. 
     The individual competence profile of the processors complement one another to provide a well rounded collective competence profile In most cases the OCR processors will establish the same best matched character and ICC candidate because the same image is presented to all of the processors. However, occasionally the candidates may not be the same because the original scanned image is poor or the symbol format is unusual. The candidate may be in a low-competence region for one of the processors causing the candidate to be interpreted differently by different processors. The resulting candidate conflict is resolved by examining the confidence factors. 
     CONFIDENCE FACTORs--CFs 
     The processors generate a Confidence Factor (CF) associated with each input character code (ICC) candidate, indicating the probable accuracy of each ICC as the correct ASCII code of the presented image. The CF values are related to the Probability (P) of the correctness of the ICC candidates. That is: ##EQU1## where 
     CF has an arbitrary value scale, 
     P has a minimum value approaching 0 for low CFs and a maximum value approaching 1 for high CFs, 
     and 
     K is a coefficient of calibration. 
     The CF becomes identical to the P with proper calibration of the OCR processors. That is: ##EQU2## Calibrating an OCR processor involves calibration testing over long term periods by scanning special calibration documents. The correlation between the test produced CF and the empirically determined probability is observed. The CF is adjusted into normalization with the empirical probability at K=1. 
     In general, the probability P is a special case of the confidence factor CF. When calibrated at K=1, the CF is equal to the probability of correctness, and may be stated in terms of the probability of incorrectness or error &#34;e&#34;: 
     
         CF.sub.cal =P=(1-e) 
    
     where e approaches 0 for high CF. The probability of correctness plus the probability of incorrectness is always equal to unity: 
     
         P+e=1. 
    
     A CF of P=0.99999 (e=0.00001) represents a candidate recognition rate of 99,999 correct symbols per 100,000 symbol images presented to the processor. Alternatively stated, P=0.99999 represents a candidate mis-recognition rate of one symbol in 100,000, or about one mis-recognition in every 50 pages on the average as shown in Table A. 
     
                       TABLE A
______________________________________
MIS-RECOGNITION RATES
Probability Error    Mean Page Run Between
P           e        Mis-recognitions
______________________________________
.99         .01      0.05
.999        .001     0.5
.999,9      .000,1   5
.999,99     .000,01  50
.999,999    .000,001 500
.999,999,9  .000,000,1
                     5,000
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     Table A is based on an 8.5&#34;×11&#34; page of typed material, single spaced, containing about 2,000 characters. 
     JOINT CONFIDENCE FACTORs--JCFs 
     When two OCR processors establish the same candidate as the ICC candidate, their Joint Confidence Factor (JCF) is greater then either of the individual CFs. The JCF is expressed by the JCF relationship: 
     
         JCF.sub.2 =1-(1-CF.sub.1)(1-CF.sub.2). 
    
     The general JCF equation for n terms n like candidates from N OCR processors) is: 
     
         JCF.sub.n =1-(1-CF.sub.1)(1-CF.sub.2) . . . (1-CF.sub.n). 
    
     For a calibrated system where the CF is equal to the probability the JCF equation becomes the Joint Probability (JP) equation: 
     
         JP.sub.2 =1-(1-P.sub.1)(1-P.sub.2) 
    
     The general JP equation for n terms n like candidates from N OCR processors) is: 
     
         JP.sub.n =1-(1-P.sub.1)(1-P.sub.2) . . . (1-P.sub.n). 
    
     The JP equation may be simplified by substituting in the probability of incorrectness: 
     
         JP.sub.2 =1-(e.sub.1) (e.sub.2) 
    
     where the two e terms are multiplied forming a single error product term. 
     The general JP error equation for n terms n like candidates from N OCR processors) is: 
     
         JP.sub.n =1-(e.sub.1) (e.sub.2) (e.sub.3) . . . (e.sub.n) 
    
     The e product term defines the Joint Error Probability (Jep n ) and contains the candidate fidelity information: 
     
         JP.sub.n =1-Jep.sub.n 
    
     The Jep n  term approaches 0 for larger CFs and higher values of n. 
     The JP of a group of candidates is a more accurate measure of likelihood then the single Ps of the individual candidates. The mathematically most probable candidate may not be apparent from examining the single Ps. For example, Table B shows the Ps and JPs for a three processor system in which each processor provides the four most promising candidates in order of decreasing probability. 
     
                       TABLE B
______________________________________
O Q G C example
1st Proc     2nd Proc    3rd Proc
P/e          P/e         P/e      JP/JeP
______________________________________
&#34;O&#34;     .39/.61  .43/.53     .33/.67
                                    .78/.22
&#34;Q&#34;     .24/.76  .52/.48     .15/.85
                                    .69/.31
&#34;G&#34;     .25/.75  .03/.97     .47/.53
                                    .61/.39
&#34;C&#34;     --       .02/.98     .05/.95
                                    .07/.93
&#34;D&#34;     .12/.88  --          --     .12/.88
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     The mathematically most probable candidate in the above Table B--OQGC example is &#34;O&#34; with JP=0.78. The candidates with the highest single probability are &#34;Q&#34; with P=0.52 and &#34;G&#34; with P=0.47. The First Processor has a region of limited competance of round symbols, and was the only processor to provide a &#34;D&#34; response to the input image data. 
     The generally low Ps and JPs in the Table B example represent a poor input image situation generated from a scanned document with low quality print. Documents in general use have higher quality print and yield a more typical OQGC example with JP=0.999 and Table D (six 9s) shows an example with JP=0.999,999. 
     
                       TABLE C
______________________________________
(three 9s) - O Q G C example
1st Proc     2nd Proc    3rd Proc
P/e          P/e         P/e      JP/JeP
______________________________________
&#34;O&#34;     .90/.10  .90/.10     .90/.10
                                    .999/.001
&#34;Q&#34;     .05/.95  .07/.93     .03/.97
                                    .143/.857
&#34;G&#34;     .03/.97  .02/.98     .04/.96
                                    .087/.913
&#34;C&#34;     .02/.98  .01/.99     .03/.97
                                    .059/.941
______________________________________
 
    
     
                       TABLE D
______________________________________
(six 9s) - O Q G C example
1st Proc   2nd Proc  3rd Proc
P       e      P      e    P    e    JP     JeP
______________________________________
&#34;O&#34;  .990   .010   .990 .010 .990 .010 .999,999
                                              .000,001
&#34;Q&#34;  .005   .995   .007 .993 .003 .997 .014,929
                                              .985,071
&#34;G&#34;  .003   .997   .002 .998 .004 .996 .008,974
                                              .991,026
&#34;C&#34;  .002   .998   .001 .999 .003 .997 .005,989
                                              .994,011
______________________________________
 
    
     DEFAULT IMAGE MODE 
     Scanned text images may be ambiguous due to low quality input documents and non standard formats. When a best matched character and ICC cannot be determined (or a selection is otherwise not possible) the character selection agent goes into a non-recognition default mode. The selection agent forwards a Default Image signal instructing the CPU to print the bit ma of the character in place of the undetermined ASCII code. The CPU print output has a compound text format including character codes (such as eight bit ASCII) plus image data. The image data is preferably the address code identifying where the image bit map is located in the CPU memory. The image bit map may contain thousands of bits (such as 5,000 bits representing a 100 bit by 50 bit image). Image compression algorithms may be employed to reduced the memory requirements of the default image maps. 
     The selection agent may enter the default image mode in response to low CFs generated by poor matches in the OCR processors. ICC candidates having CFs or JCFs below a threshold value may be discarded as useless for selection purposes. The poor match may be caused by non-conventional characters which are not defined in the library, or unusual fonts beyond the recognition range of the processors. Poor matches may also be caused by impairments in the scanned medium such as folds, rips, punch holes, staple tears, and specks of foreign material. Impairments in the print may contribute to poor matching through distorted fonts, faded pigment, and loss of contrast because of faded pigment or yellowing pages. 
     CHARACTER SELECTION AGENT (FIG. 2A) 
     Character selection agent 16 sorts the ICC (input character code) candidates by character into groups of like characters, and then combines the CFs (or the Ps or the e terms) within each group to provide the group JCF (or the JP or the Jep). 
     Input register 22 receive the ICC candidates from &#34;N&#34; OCR processors, each of which provide &#34;C&#34; levels of ICC choices. That is, the C best matches established by each OCR processor are received into the input register. In the embodiment of FIG. 2A, N=5 (with corresponding input sub-registers 22A, 22B, 22C, 22D and 22E), and C=3 (with corresponding register positions 1st-C, 2nd-C, and 3rd-C). The number of input candidates is NxC (5×3=15), which require an equal number of input positions. 
     Sorter 24S accesses each input position and sorts the candidates by character into locations within sort memory 24M. Identical candidates are sorted into adjacent locations in the sort memory forming the groups of like candidates. The search order of input register 22 by sorter 24S may be any suitable order; such as first to last, or highest CF to lowest CF, or 1st choices to 2nd choices to 3rd choices. 
     Advance circuit 26 sequentially advances each group of candidates to JCF calculator 28C for calculation of the group JCF based on the joint probability equation. Output register 28R stores &#34;J&#34; group candidates and associated JCFs. The output of the selection agent back to the CPU (see FIG. 1) may be the group candidate with the highest JCF, or the J highest JCFs. Alternatively the output may include all of the group candidates in order of JCF. For a complete pedigree of the original presented image, the output may include all of the information in input registers 22 including the address of the default image bit map. 
     DATA FIELDS (FIG. 2B and 2C) 
     Each ICC candidate in the input registers may have related data arranged in data fields (see FIG. 2B). Preferably the lead data field contains the ASCII code for the candidate (Can ASCII) followed by the CF of the candidate (Can CF). The address of the bit map of the presented image (Add DIm) in the CPU may be included for default image purposes, followed by a number or code identifying the processor (Pro Num) which generated the ASCII code. 
     In addition the ICC candidates may have related text control codes (Text Cont) for preserving text printing requirements or document status information. The text codes may include word processing requirements such as bold or underlined text, and document wide considerations such as line spacing and font type. 
     Each group candidate in output register 28R has corresponding related data such as the group ASCII code (Grp ASCII), the group joint confidence factor (Grp JCF), the default image address (Add DIm), and the text control codes (Text Cont). The processor number (Num Pro) is not applicable at the group level, and may be replaced by more useful information such as the number of candidates in the group (Num Can). The number of candidates is the number of CF terms in the CF equation, or the number of factors in JeP. 
     ADVANCE CIRCUIT (FIG. 3) 
     Advance circuit 26 sequentially accesses the candidates in sort memory 24M and loads them into a suitable group detection device such as true/false comparator 32 (see FIG. 3) for comparing ASCII codes. The comparator advances the candidates of each group to JCF calculator 28C for group multiplication and then to output register 28R. 
     The comparator has a dominant side 32D and a non-dominant side 32N. The first candidate from the first group in the sort memory is loaded into the non-dominant side and immediately shifts to the dominant side and simultaneously advances to the JCF calculator. This first candidate is the lead candidate of the first group and through comparison advances each candidate (like ASCII code) in its group and detects the lead candidate (unlike ASCII code) in the next group. 
     The next candidate in the first group is loaded into the non-dominant side for comparison with the lead candidate. The comparator determines whether the compare is true &#34;T&#34; or false &#34;F&#34;. T/F controller 34C responds to the T/F output of the comparator by providing: 
     a &#34;T-Adv&#34; signal when the comparison is true, 
     a &#34;F-Adv&#34; signal when the comparison is false, and 
     an &#34;Advance&#34; signal in either case. If the compare is true (that is, the dominant side matches the non-dominant side), the candidate in the non-dominant side advances to the JCF calculator (T-Adv), and the next candidate from the sort memory loads into the non-dominant side. For each true compare, the T/F controller provides a &#34;Multiply&#34; signal to the JCF calculator causing a multiplication between the advanced candidate and the product in the calculator. 
     If the compare is false (that is, the dominant side does not match the non-dominant side), the candidate in the non-dominant side shifts a(F-Adv) dominant side displacing the old lead candidate. Memory addresser 34A is incremented by each Advance signal to access the next candidate in the sort memory, which is loaded into the non-dominant side. For each false compare, the T/F controller provides a &#34;Clear Group&#34; signal to the JCF calculator in order to clear the calculator for the next group by advancing the JCF within the calculator to output register 28R. 
     INDUSTRIAL APPLICABILITY 
     It will be apparent to those skilled in the art that the objects of this invention have been achieved as described hereinbefore. 
     CONCLUSION 
     Clearly various changes may be made in the structure and embodiments shown herein without departing from the concept of the invention. Further, features of the embodiments shown in the various Figures may be employed with the embodiments of the other Figures. 
     Therefore, the scope of the invention is to be determined by the terminology of the following claims and the legal equivalents thereof.