Patent Publication Number: US-4058469-A

Title: Lubricants and functional fluids containing polyfunctional nitriles

Description:
This invention relates to new compositions of matter useful as functional fluids, to compositions containing additives which cause swelling of seals in machinery and inhibit formation of water-in-oil emulsions, and to methods of causing swelling of said seals. 
     More particularly, the invention in one of its aspects relates to compositions comprising an oleaginous liquid of lubricating viscosity and at least one polyfunctional nitrile of the formula ##STR1## wherein: 
     X is O, S or NR 4  ; 
     R 1  is a monovalent or polyvalent saturated aliphatic radical having about 4-25 carbon atoms; 
     EACH R 2  is individually hydrogen or a lower hydrocarbon-based radical; 
     R 3  is hydrogen, a lower hydrocarbon-based radical, halogen, CN or COOR 5  ; 
     R 4  is hydrogen, a hydrocarbon-based radical or ##STR2## 
     R 5  is hydrogen or a lower alkyl radical; 
     M IS THE VALENCE OF R 1  ; and 
     N IS AN INTEGER FROM 0 TO 2. 
     In another of its aspects the invention relates to a method of causing swelling of seals in machinery which comprises contacting said seals with at least one polyfunctional nitrile of the formula ##STR3## wherein R 6  is a polyvalent hydrocarbon-based radical having about 4-25 carbon atoms; p is the valance of R 6  ; and X, R 2 , R 3 , R 4 , R 5 , and n are defined hereinabove. 
     The problem of shrinkage of seals, particularly elastomeric seals, in machinery (e.g., automatic transmissions for motor vehicles) upon contact with functional fluids is of considerable importance since such shrinkage causes leakage of the functional fluid which can lead to defective operation of the machinery, or failure to operate at all. (The term &#34;functional fluid&#34;, as used herein, means a fluid which is involved in or facilitates the transmission of energy, such as a lubricant, hydraulic fluid, automatic transmission fluid, heat exchange medium or the like.) To eliminate this problem it is conventional to include in the functional fluid an additive whose presence therein causes the seal to swell. A number of such additives are known in the art, but their use has several disadvantages. For example, many of them have physiologically harmful effects. Moreover, they must often be used in undesirably large quantities in the functional fluid. 
     A second problem which is sometimes encountered, especially in gear lubricants, is the formation of water-in-oil emulsions. Such emulsion formation, which impairs the effectiveness of the lubricant, is often aggravated by additives present therein. While it may sometimes be possible to replace these additives, it is also desirable to develop suitable demulsifiers for use with them. 
     A principal object of the present invention, therefore, is to provide new compositions of matter capable of swelling or minimizing shrinkage of seals used in machinery. 
     A further object is to provide seal-swelling lubricants and functional fluids which contain additives with relatively less adverse physiological effects than the additives presently in general use. 
     A further object is to provide lubricants and functional fluids containing extremely small but effective quantities of seal swelling additives. 
     Another object is to provide a new method of causing swelling or minimizing shrinkage of seals, using relatively small quantities of relatively harmless and non-toxic additives. Still another object is to provide improved lubricants, especially gear lubricants, which resist the formationof water-in-oil emulsions. 
     Other objects will in part be obvious and will in part appear hereinafter. 
     As previously noted, the compositions of this invention comprise two components of which the first is an oleaginous liquid of lubricating viscosity. Such liquids include natural and synthetic oils and mixtures thereof, especially oils of the type useful as crankcase lubricating oils for spark-ignited and compression-ignited internal combustion engines, including automobile and truck engines, two-cycle engines, aviation piston engines, marine and railroad diesel engines, as well as gas engines, stationary power engines and turbines and the like. Base liquids for automatic transmission fluids, transaxle lubricants, gear lubricants, metal-working lubricants, hydraulic fluids and other lubricating oil and grease compositions are also useful for this purpose. 
     Natural oils include animal oils and vegetable oils (e.g., caster oil, lard oil) as well as liquid petroleum oils and solvent-treated or acid-treated mineral lubricating oils of the paraffinic, naphthenic or mixed paraffinic-naphthenic types; such mineral oils are preferred. Oils of lubricating viscosity derived from coal or shale are also useful. 
     Synthetic lubricating oils include hydrocarbon oils and halo-substituted hydrocarbon oils such as polymerized and interpolymerized olefins [e.g., polybutylenes, polypropylenes, propylene-isobutylene copolymers, chlorinated polybutylenes, poly(1-hexenes), poly(1-octenes), poly(1-decenes), etc. and mixtures thereof]; alkylbenzenes [e.g., dodecylbenzenes, tetradecylbenzenes, dinonylbenzenes, di-(2-ethylhexyl)benzenes, etc.]; polyphenyls (e.g., biphenyls, terphenyls, alkylated polyphenyls, etc.), alkylated diphenyl ethers and alkylated diphenyl sulfides and the derivatives, analogs and homologs thereof and the like. 
     Alkylene oxide polymers and interpolymers and derivatives thereof where the terminal hydroxyl groups have been modified by esterification, etherification, etc. constitute another class of known synthetic oils. These are exemplified by the oils prepared through polymerization of ethylene oxide or propylene oxide, the alkyl and aryl ethers of these polyoxyalkylene polymers (e.g., methylpolyisopropylene glycol ether having an average molecular weight of 1000, diphenyl ether of polyethylene glycol having a molecular weight of 500-1000, diethyl ether of polypropylene glycol having a molecular weight of 1000-1500, etc.) or mono- and polycarboxylic esters thereof, for example, the acetic acid esters, mixed C 3  -C 8  fatty acid esters, esters, or the C 13  Oxo acid diester of tetraethylene glycol. 
     Another suitable class of synthetic oils comprises the esters of dicarboxylic acids (e.g., phthalic acid, succinic acid, alkyl succinic acids and alkenyl succinic acids, maleic acid, azelaic acid, suberic acid, sebacic acid, furmaric acid, adipic acid, linoleic acid dimer, malonic acid, alkyl malonic acids, alkenyl malonic acids, etc.) with a variety of alcohols (e.g., butyl alcohol, hexyl alcohol, dodecyl alcohol, 2-ethylhexyl alcohol, ethylene glycol, diethylene glycol monoether, propylene glycol, etc.). Specific examples of these esters include dibutyl adipate, di(2-ethylhexyl) sebacate, di-n-hexyl fumarate, dioctyl sebacate, diisooctyl azelate, diisodecyl azelate, dioctyl phthalate, didecyl phthalate, dieicosyl sebacate, the 2-ethylhexyl diester of linoleic acid dimer, the complex ester formed by reacting one mole of sebacic acid with two moles of tetraethylene glycol and two moles of 2-ethylhexanoic acid, and the like. 
     Esters useful as synthetic oils also include those made from C 5  to C 12  monocarboxylic acids and polyols and polyol ethers such as neopentyl glycol, trimethylolpropane, pentaerythritol, dipentaerythritol, tripentaerythritol, etc. 
     Silicon-based oils such as the polyalkyl-, polyaryl-, polyalkoxy-, or polyaryloxy-siloxane oils and silicate oils comprise another useful class of synthetic oils [e.g., tetraethyl silicate, tetraisopropyl silicate, tetra-(2-ethylhexyl) silicate, tetra-(4-methyl-2-ethylhexyl) silicate, tetra-(p-tert-butylphenyl) silicate, hexyl-(4-methyl-2-pentoxy)disiloxane, poly(methyl)siloxanes, poly(methylphenyl)siloxanes, etc.]. Other synthetic oils include liquid esters of phosphorus-containing acids (e.g., tricresyl phosphate, trioctyl phosphate, diethyl ester of decylphosphonic acid, etc.), polymeric tetrahydrofurans and the like. 
     Unrefined, refined and rerefined oils (and mixtures of each with each other) of the type disclosed hereinabove can be used in the present invention. Unrefined oils are those obtained directly from a natural or synthetic source without further purification treatment. For example, a shale oil obtained directly from retorting operations, a petroleum oil obtained directly from distillation or ester oil obtained directly from an esterification process and used without further treatment would be an unrefined oil. Refined oils are similar to the unrefined oils except they have been further treated in one or more purification steps to improve one or more properties. Many such purification techniques are known to those of skill in the art such as solvent extraction, acid or base extraction, filtration, percolation, etc. Rerefined oils are obtained by processes similar to those used to obtain refined oils applied to refined oils which have been already used in service. Such refined oils are also known as reclaimed or reprocessed oils and often are additionally processed by techniques directed to removal of spent additives and oil breakdown products. 
     The seal swelling component in the compositions of this invention is at least one polyfunctional nitrile having formula I hereinabove. In these polyfunctional nitriles, X is oxygen (which is preferred), sulfur or nitrogen according as the nitrile is prepared (as described hereinafter) from an alcohol, a mercaptan or an amine. If it is nitrogen it will contain an R 4  substituent which may be hydrogen (if the starting material is a primary amine), a hydrocarbon-based radical (if it is a secondary amine), ##STR4## (e.g., if a primary amine is reacted with two moles of an unsaturated nitrile). 
     As used herein, the term &#34;hydrocarbon-based radical&#34; denotes a radical having a carbon atom directly attached to the remainder of the molecule and having predominantly hydrocarbon character within the context of this invention. Such radicals include the following: 
     1. Hydrocarbon radicals; that is, aliphatic, (e.g., alkyl or alkenyl), alicyclic (e.g., cycloalkyl or cycloalkenyl), aromatic, aliphatic- and alicyclic-substituted aromatic, aromatic-substituted aliphatic and alicyclic radicals, and the like. Such radicals are known to those skilled in the art; examples include methyl, ethyl, butyl, pentyl, hexyl, octyl, decyl, dodecyl, eicosyl, decenyl, cyclohexyl, phenyl, tolyl, heptylphenyl, isopropenylphenyl and naphthyl (all isomers of such radicals being included when more than one isomer is possible). 
     2. Substituted hydrocarbon radicals; that is, radicals containing non-hydrocarbon substituents which, in the context of this invention, do not alter the predominantly hydrocarbon character of the radical. Those skilled in the art will be aware of suitable substituents; examples are halogen (fluorine, chlorine, bromine, iodine), nitro, cyano, ##STR5## (R being a hydrocarbon radical and R&#39; being hydrogen or a hydrocarbon radical). 
     3. Hetero radicals; that is, radicals which, while predominantly hydrocarbon in character within the context of this invention, contain atoms other than carbon present in a chain or ring otherwise composed of carbon atoms. Suitable hetero atoms will be apparent to those skilled in the art and include, for example, oxygen, nitrogen and sulfur. 
     In general, no more than about three substituents or hetero atoms, and preferably no more than one, will be present for each 10 carbon atoms in the hydrocarbon-based radical. 
     Preferably, the hydrocarbon-based radicals present as R 4  in the compounds of formula I are free from acetylenic and usually also from ethylenic unsaturation and have about 1-30 carbon atoms, desirably about 1-10  carbon atoms. The radicals are usually hydrocarbon and especially lower hydrocarbon, the word &#34;lower&#34; denoting radicals containing up to seven carbon atoms. They are preferably lower alkyl or aryl radicals, especially lower alkyl. Most often, R 4  is hydrogen or a lower alkyl radical. 
     R 1  is a monovalent or polyvalent saturated aliphatic radical, preferably an aliphatic hydrocarbon radical. It is usually an alkyl or alkylene radical; i.e., a monovalent (e.g., butyl, pentyl, octyl, 2-ethylhexyl, decyl, isodecyl, pentadecyl, eicosyl) or divalent (e.g., butylene, pentylene, tetramethylene or other alkylene radicals analogous to the above alkyl radicals) saturated radical; and it is preferably monovalent. 
     R 2  and R 3  are as previously defined; both are usually hydrogen or lower alkyl (especially methyl), and preferably hydrogen. 
     The integer m is equal to the valence of the R 1  radical. Thus, it is usually 1 or 2 and preferably 1. The integer n is 0, 1 or 2 and preferably 1. 
     As previously noted, another aspect of this invention is a method of swelling seals by contacting them with at least one polyfunctional nitrile of formula II, said polyfunctional nitrile usually being dissolved in the aforementiond oleaginous liquid of lubricating viscosity. The R 6  radical in formula II is a monovalent or polyvalent hydrocarbon-based radical; that is, it may be and usually is identical with R 1  of formula I but it may also be an aromatic radical (e.g., phenyl, napthyl, phenylene) or a heterocyclic radical (e.g., pyridyl, piperidyl, furyl, thienyl, morpholinyl, indolyl). As is the case with R 1 , R 6  is usually monovalent (preferably) or divalent; that is, p is 1 (preferably) or 2. 
     Illustrative polyfunctional nitriles of formula II which may be used in the method of this invention are listed in Table I and identified as Compounds A-L. 
     
                                           TABLE I                                 
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Compound                                                                  
      X   R.sup.2                                                         
              R.sup.3                                                     
                   R.sup.4                                                
                          R.sup.5                                         
                              R.sup.6    n p                              
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A     O   H   H    --     --  2-Ethylhexyl                                
                                         1 1                              
B     O   H   H    --     --  Isodecyl   1 1                              
C     S   H   CH.sub.3                                                    
                   --     --  Isodecyl   1 1                              
D     NR.sup.4                                                            
          H   H    CH.sub.3                                               
                          --  2-Ethylhexyl                                
                                         1 1                              
E     O   CH.sub.3                                                        
              CN   --     --  Isobutyl   1 1                              
F     O   --  Isobutyl                                                    
                   --     --                                              
(CH.sub.2).sub.4 -                                                        
      0   2                                                               
G     NR.sup.4                                                            
          H   H    CH.sub.2 CH.sub.2 CN                                   
                          --  Heptylphenyl                                
                                         1 1                              
H     O   H   H    --     --  2-Ethylhexyl                                
                                         2 1                              
J     O   H   COOR.sup.5                                                  
                   --     CH.sub.3                                        
                              2-Ethylhexyl                                
                                         1 1                              
K     NR.sup.4                                                            
          H   H    H      --  tert-C.sub.12 H.sub.25 -C.sub.6 H.sub.4     
                                         1 1                              
L     O   H   H    --     --  C.sub.8-10 alkyl                            
                                         1 1                              
                              mixture                                     
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     The compounds of formulas I and II wherein n is 1 are known in the art and may be prepared by cyanoethylation or the like of alcohols, phenols, mercaptans or amines; that is, by reaction of such compounds with acrylonitrile or with analogous nitriles such as methacrylonitrile, α-chloroacrylonitrile, crotononitrile or ethyl 2-cyanoacrylate. The cyanoethylation of such compounds is described in Bruson, Organic Reactions, 5, 79(1949), which is incorporated by reference herein for such description. 
     Compounds in which n is 0 may be prepared by the reaction of cyanohydrins with alcohols, phenols, mercaptans or amines. Those in which n is 2 may be prepared by the reaction of a butyrolactone with an alcohol, phenol, mercaptan or amine to form a γ-substituted carboxylic acid which may be converted to the corresponding nitrile by known methods. 
     The composition of this invention which are useful as functional fluids contain a major amount of the oleaginous liquid of lubricating viscosity and a minor amount of polyfunctional nitrile effective to cause swelling of seals in machinery (typically about 0.05-20.0 parts by weight, and preferably about 0.1-5.0 parts, per 100 parts of oil) or to inhibit formation of water-in-oil emulsions (typically about 0.001-10.0 parts and preferably about 0.005-2.0 parts per 100 parts of oil). However, the invention includes additive concentrates comprising said oleaginous liquid or a similar substantially inert, normally liquid organic diluent and the polyfunctional nitrile, the latter typically comprising up to about 90% of the weight of the concentrate and usually about 20-90% thereof. Such concentrates may be further diluted, as is well known in the art, to produce functional fluids. 
     The present invention also contemplates functional fluids and concentrates containing other additives in combination with the polyfunctional nitrile. Such additives include, for example, detergents and dispersants of the ashcontaining or ashless type, corrosion- and oxidation-inhibiting agents, pour point depressing agents, extreme pressure agents, viscosity index improvers, frictional modifiers, color stabilizers and anti-foam agents. 
     The ash-containing detergents are exemplified by oil-soluble neutral and basic salts of alkali or alkaline earth metals with sulfonic acids, carboxylic acids, or organic phosphorus acids characterized by at least one direct carbon-to-phosphorus linkage such as those prepared by the treatment of an olefin polymer (e.g., polyisobutene having a molecular weight of 1000) with a phosphorizing agent such as phosphorus trichloride, phosphorus heptasulfide, phosphorus pentasulfide, phosphourus trichloride and sulfur, white phosphorus and a sulfur halide, or phosphorothioic chloride. The most commonly used salts of such acids are those of sodium, potassium, lithium, calcium, magnesium, strontium and barium. 
     The term &#34;basic salt&#34; is used to designate metal salts wherein the metal is present in stoichiometrically larger amounts than the organic acid radical. The commonly employed methods for preparing the basic salts involve heating a mineral oil solution of an acid with a stoichiometric excess of a metal neutralizing agent such as the metal oxide, hydroxide, carbonate, bicarbonate, or sulfide at a temperature above 50° C. and filtering the resulting mass. The use of a &#34;promoter&#34; in the neutralization step to aid the incorporation of a large excess of metal likewise is known. Examples of compounds useful as the promoter include phenolic substances such as phenol, naphthol, alkylphenol, thiophenol, sulfurized alkylphenol, and condensation products of formaldehyde with a phenolic substance; alcohols such as methanol, 2-propanol, octyl alcohol, cellosolve, carbitol, ethylene glycol, stearyl alcohol, and cyclohexyl alcohol; and amines such as aniline, phenylenediamine, phenothiazine, phenyl-β-naphthylamine, and dodecylamine. A particularly effective method for preparing the basic salts comprises mixing an acid with an excess of a basic alkaline earth metal neutralizing agent and at least one alcohol promoter, and carbonating the mixture at an elevated temperature such as 60°-200° C. 
     Ashless detergents and dispersants are illustrated by the interpolymers of an oil-solubilizing monomer, e.g., decyl methacrylate, vinyl decyl ether, or high molecular weight olefin, with a monomer containing polar substituents, e.g., aminoalkyl acrylate or poly-(oxyethylene)-substituted acrylate; the amine salts, amides, and imides of oil-soluble monocarboxylic or dicarboxylic acids such as stearic acid, oleic acid, tall oil acid, and high molecular weight alkyl or alkenyl-substituted succinic acid. Especially useful as ashless detergents are the acylated polyamines and similar nitrogen compounds containing at least about 54 carbon atoms as described in U.S. Pat. No. 3,272,746; reaction products of such compounds with other reagents including boron compounds, phosphorus compounds, epoxides, aldehydes, organic acids and the like; and esters of hydrocarbon-substituted succinic acids as described in U.S. Pat. No. 3,381,022. 
     Extreme pressure agents and corrosion-inhibiting and oxidation-inhibiting agents are exemplified by chlorinated aliphatic hydrocarbons such as chlorinated wax; organic sulfides and polysulfides such as benzyl disulfide, bis(chlorobenzyl) disulfide, dibutyl tetrasulfide, sulfurized methyl ester of oleic acid, sulfurized alkylphenol, sulfurized dipentene, and sulfurized terpene; phosphosulfurized hydrocarbons such as the reaction product of a phosphorus sulfide with turpentine or methyl oleate; phosphorus esters including principally dihydrocarbon and trihydrocarbon phosphites such as dibutyl phosphite, diheptyl phosphite, dicyclohexyl phosphite, pentyl phenyl phosphite, dipentyl phenyl phosphite, tridecyl phosphite, distearyl phosphite, dimethyl naphthyl phosphite, oleyl 4-pentylphenyl phosphite, polypropylene (molecular weight 500)-substituted phenyl phosphite, diisobutyl-substituted phenyl phosphite; metal thiocarbamates, such as zinc dioctyldithiocarbamate, and barium heptylphenyl dithiocarbamate; Group II metal phosphorodithioates such as zinc dicyclohexylphosphorodithioate, zinc dioctylphosphorodithioate, barium di(heptylphenyl)phosphorodithioate, cadmium dinonylphosphorodithioate, and the zinc salt of a phosphorodithioic acid produced by the reaction of phosphorus pentasulfide with an equimolar mixture of isopropyl alcohol and n-hexyl alcohol. 
     Typical compositions according to this invention are listed in Table II. All amounts other than those for mineral oil are exclusive of oil used as diluent. 
     
                                           TABLE II                                
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Ingredient                                                                
      Example  1   2   3   4   5   6   7   8                              
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Mineral oil (ATF base)                                                    
               93.20                                                      
                   94.19                                                  
                       94.19                                              
                           94.28                                          
                               93.20                                      
                                   94.28                                  
                                       --  --                             
Mineral oil (SAE 90 base)                                                 
               --  --  --  --  --  --  96.09                              
                                           96.09                          
Compound A     --  1.00                                                   
                       --  1.00                                           
                               --  --   0.005                             
                                           --                             
Compound B     --  --  1.00                                               
                           --  --  --  --  --                             
Compound C     --  --  --  --  --  --  --   0.005                         
Compound G     --  --  --  --  2.00                                       
                                   --  --  --                             
Compound J     --  --  --  --  --  1.00                                   
                                       --  --                             
Compound L     2.00                                                       
                   --  --  --  --  --  --  --                             
Polyisobutenyl succinic                                                   
 anhydride-polyethylene                                                   
 polyamine (3-7 amino                                                     
 groups) reaction pro-                                                    
 duct          1.80                                                       
                   1.81                                                   
                       1.80                                               
                           1.82                                           
                               1.80                                       
                                   1.82                                   
                                       --  --                             
Borated polyisobutenyl                                                    
 succinic anhydride-poly-                                                 
 ethylene polyamine                                                       
 reaction product                                                         
               0.68                                                       
                   0.68                                                   
                       0.68                                               
                           0.68                                           
                               0.68                                       
                                   0.68                                   
                                       --  --                             
Zinc dialkylphosphorodi-                                                  
 thioate       0.65                                                       
                   0.65                                                   
                       0.65                                               
                           0.65                                           
                               0.65                                       
                                   0.65                                   
                                       --  --                             
Amine-neutralized reaction                                                
 product of phosphorus                                                    
 pentoxide and hydroxy-                                                   
 propyl dialkylphosphoro-                                                 
 dithioate     --  --  --  --  --  --  0.29                               
                                           0.29                           
Dialkyl (β-hydroxy-C.sub.14-16                                       
alkyl) phosphonate                                                        
               0.13                                                       
                   0.13                                                   
                       0.13                                               
                           0.13                                           
                               0.13                                       
                                   0.13                                   
                                       --  --                             
N-tallow diaminopropane                                                   
               --  --  --  --  --  --  0.05                               
                                           0.05                           
N-tallow diethanolamine                                                   
               0.10                                                       
                   0.10                                                   
                       0.10                                               
                           0.10                                           
                               0.10                                       
                                   0.10                                   
                                       --  --                             
Substituted diphenylamine                                                 
               0.20                                                       
                   0.20                                                   
                       0.20                                               
                           --  0.20                                       
                                   --  --  --                             
Reaction product of glyci-                                                
 dol with C.sub.12 primary                                                
 amine mixture 0.04                                                       
                   0.04                                                   
                       0.04                                               
                           0.04                                           
                               0.04                                       
                                   0.04                                   
                                       --  --                             
Sulfurized isobutene                                                      
               --  --  --  --  --  --  1.26                               
                                           1.26                           
Sulfurized fatty oil-fatty                                                
 acid mixture  --  --  --  --  --  --  2.29                               
                                           2.29                           
Mixed ester-amide of                                                      
 maleic anhydride-styrene                                                 
 copolymer (12% soln. in                                                  
 toluene)      1.18                                                       
                   1.18                                                   
                       1.19                                               
                           1.18                                           
                               1.18                                       
                                   1.18                                   
                                       --  --                             
Silicone anti-foam agent                                                  
               0.02                                                       
                   0.02                                                   
                       0.02                                               
                           0.02                                           
                               0.02                                       
                                   0.02                                   
                                       0.02                               
                                           0.02                           
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