Patent Publication Number: US-2023156710-A1

Title: Multiplexing control and data information from a user equipment in a physical data channel

Description:
PRIORITY 
     The present application is a Continuation of U.S. 17/106,606, which was filed in the United States Patent and Trademark Office (USPTO) on Nov. 30, 2020, which is a Continuation of U.S. 16/506,576, which was filed in the USPTO on Jul. 9, 2019, issued as U.S. 10,856,272 on Dec. 1, 2020, which is a Continuation of U.S. 16/263,770, which was filed in the USPTO on Jan. 31, 2019, issued as U.S. 10,506,569 on Dec. 10, 2019, which is a Continuation of U.S. 14/305,699, which was filed in the USPTO on Jun. 16, 2014, issued as U.S. Pat. No. 10,200,979 on Feb. 5, 2019, which is a Continuation of U.S. 13/053,859, which was filed in the USPTO on Mar. 22, 2011, issued as U.S. Pat. No. 9,161,348 on Oct. 13, 2015, and claims priority under 35 U.S.C. §119(e) to U.S. Provisional Application Nos. 61/316,134, 61/352,164, and 61/352,623, which were filed in the USPTO on Mar. 22, 2010, Jun. 7, 2010, and Jun. 8, 2010, respectively, the entire disclosure of each of which is incorporated herein by reference. 
    
    
     BACKGROUND OF THE INVENTION 
     Field of the Invention 
     The present invention is directed generally to wireless communication systems and, more specifically, to the transmission of control information signals in an uplink of a communication system. 
     Description of the Art 
     A communication system includes a DownLink (DL) that conveys transmission signals from a Base Station (BS or Node B) to User Equipments (UEs), and an UpLink (UL) that conveys transmission signals from UEs to the Node B. A UE, also commonly referred to as a terminal or a mobile station, may be fixed or mobile and may be a wireless device, a cellular phone, a personal computer device, etc. A Node B is generally a fixed station and may also be referred to as a Base Transceiver System (BTS), an access point, or some other equivalent terminology. 
     More specifically, the UL supports the transmission of data signals carrying information content, control signals providing information associated with the transmission of data signals in the DL, and Reference Signals (RSs), which are commonly referred to as pilot signals. The DL also supports the transmission of data signals, control signals, and RSs. 
     UL data signals are conveyed through a Physical Uplink Shared CHannel (PUSCH) and DL data signals are conveyed through a Physical Downlink Shared CHannel (PDSCH). 
     In the absence of a PUSCH transmission, a UE conveys Uplink Control Information (UCI) through a Physical Uplink Control CHannel (PUCCH). However, when there is a PUSCH transmission, the UE may convey UCI together with data information through the PUSCH. 
     DL control signals may be broadcast or sent in a UE-specific nature. Accordingly, UE-specific control channels can be used, among other purposes, to provide UEs with Scheduling Assignments (SAs) for PDSCH reception (DL SAs) or PUSCH transmission (UL SAs). The SAs are transmitted from the Node B to respective UEs using Downlink Control Information (DCI) formats through respective Physical Downlink Control CHannels (PDCCHs). 
     The UCI includes ACKnowledgment (ACK) information associated with the use of a Hybrid Automatic Repeat reQuest (HARQ) process. The HARQ-ACK information is sent in response to the reception of Transport Blocks (TBs) by the UE, conveyed by the PDSCH. 
     The UCI may also include a Channel Quality Indicator (CQI), a Precoding Matrix Indicator (PMI), or a Rank Indicator (RI), which may be jointly referred to as Channel State Information (CSI). The CQI provides the Node B with a measure of the Signal to Interference and Noise Ratio (SINR) the UE experiences over sub-bands or over the whole operating DL BandWidth (BW). This measure is typically in the form of the highest Modulation and Coding Scheme (MCS) for which a predetermined BLock Error Rate (BLER) can be achieved for the transmission of TBs. The MCS represents the product of the modulation order (number of data bits per modulation symbol) and of the coding rate applied to the transmission of data information. The PMI/RI informs the Node B how to combine the signal transmission to the UE from multiple Node B antennas using a Multiple-Input Multiple-Output (MIMO) principle. 
       FIG.  1    illustrates a conventional PUSCH transmission structure. 
     Referring to  FIG.  1   , for simplicity, the Transmission Time Interval (TTI) is one sub-frame  110 , which includes two slots. Each slot  120  includes  
     
       
         
           
             
               N 
               
                 s 
                 y 
                 m 
                 b 
               
               
                 U 
                 L 
               
             
           
         
       
     
      symbols used for the transmission of data signals, UCI signals, or RSs. Each symbol  130  includes a Cyclic Prefix (CP) to mitigate interference due to channel propagation effects. The PUSCH transmission in one slot  120  may be either at a same or different BW as the PUSCH transmission in the other slot. 
     Some symbols in each slot are used to a transmit RS  140 , which enables channel estimation and coherent demodulation of the received data and/or UCI signals. 
     The transmission BW includes frequency resource units that will be referred to herein as Physical Resource Blocks (PRBs). Each PRB includes  
     
       
         
           
             
               N 
               
                 s 
                 c 
               
               
                 R 
                 B 
               
             
           
         
       
     
     sub-carriers, or Resource Elements (REs), and a UE is allocated M PUSCH  PRBs  150  for a total of  
     
       
         
           
             
               M 
               
                 s 
                 c 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
             = 
             
               M 
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
             ⋅ 
             
               N 
               
                 s 
                 c 
               
               
                 R 
                 B 
               
             
           
         
       
     
      REs for the PUSCH transmission BW. 
     The last sub-frame symbol is used for transmitting a Sounding RS (SRS)  160  from one or more UEs. The SRS provides the Node B with a CQI estimate for the UL channel medium for the respective UE. The SRS transmission parameters are semi-statically configured by the Node B to each UE through higher layer signaling such as, for example, Radio Resource Control (RRC) signaling. 
     In  FIG.  1   , the number of sub-frame symbols available for data transmission is 
     
       
         
           
             
               N 
               
                 s 
                 y 
                 m 
                 b 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
             = 
             2 
             ⋅ 
             
               
                 
                   N 
                   
                     s 
                     y 
                     m 
                     b 
                   
                   
                     U 
                     L 
                   
                 
                 − 
                 1 
               
             
             − 
             
               N 
               
                 S 
                 R 
                 S 
               
             
           
         
       
     
      , where N SRS  =1 if the last sub-frame symbol is used for SRS transmission and N SRS =0 otherwise. 
       FIG.  2    illustrates a conventional transmitter for transmitting data, CSI, and HARQ-ACK signals in a PUSCH. 
     Referring to  FIG.  2   , coded CSI bits  205  and coded data bits  210  are multiplexed by multiplexer  220 . HARQ-ACK bits are then inserted by puncturing data bits and/or CSI bits by puncturing unit  230 . The Discrete Fourier Transform (DFT) is then performed by the DFT unit  240 . REs are then selected by sub-carrier mapping by the sub-carrier mapping unit  250  corresponding to the PUSCH transmission BW from controller  255 . Inverse Fast Fourier Transform (IFFT) is performed by an IFFT unit  260 , CP insertion is performed by a CP insertion unit  270 , and time windowing is performed by filter  280 , thereby generating a transmitted signal  290 . 
     The PUSCH transmission is assumed to be over clusters of contiguous REs in accordance to the DFT Spread Orthogonal Frequency Division Multiple Access (DFT-S-OFDMA) method for signal transmission over one cluster  295 A (also known as Single-Carrier Frequency Division Multiple Access (SC-FDMA)), or over multiple non-contiguous clusters  295 B. 
       FIG.  3    illustrates a conventional receiver for receiving a transmission signal as illustrated in  FIG.  2   . 
     Referring to  FIG.  3   , an antenna receives a Radio-Frequency (RF) analog signal and after further processing units (such as filters, amplifiers, frequency down-converters, and analog-to-digital converters) which are not shown for brevity, the received digital signal  310  is filtered by filter  320  and the CP is removed by CP removal unit  330 . Subsequently, the receiver unit applies a Fast Fourier Transform (FFT) by an FFT unit  340 , selects the REs used by the transmitter by sub-carrier de-mapping by a sub-carrier demapping unit  350  under a control of controller  355 . Thereafter, an Inverse DFT (IDFT) unit  360  applies IDFT, an extraction unit  370  extracts the HARQ-ACK bits, and a de-multiplexing unit  380  demultiplexes the data bits  390  and CSI bits  395 . 
     The RS transmission is assumed to be through a Constant Amplitude Zero AutoCorrelation (CAZAC) sequence. An example of CAZAC sequences is shown in Equation (1). 
     
       
         
           
             
               c 
               k 
             
             
               n 
             
             = 
             exp 
             
               
                 
                   
                     j 
                     2 
                     π 
                     ​ 
                     k 
                   
                   L 
                 
                 
                   
                     n 
                     + 
                     n 
                     
                       
                         n 
                         + 
                         1 
                       
                       2 
                     
                   
                 
               
             
           
         
       
     
     In Equation (1), L is a length of the CAZAC sequence, n is an index of an element of the sequence n ={0, 1, ..., L -1}, and k is an index of the sequence. If L is a prime integer, there are L-1 distinct sequences defined as k ranges in {0, 1, ..., L-1}. 
     For an even number of REs, CAZAC-based sequences with even length can be generated, e.g., by truncating or extending a CAZAC sequence. 
     Orthogonal multiplexing of CAZAC sequences can be achieved by applying different Cyclic Shifts (CSs) to the same CAZAC sequence. 
     For HARQ-ACK or RI transmission in the PUSCH, a UE determines the respective number of coded symbols Q′ as shown in Equation (2). 
     
       
         
           
             Q 
             ′ 
             = 
             min 
             
               
                 
                   
                     
                       
                         O 
                         ⋅ 
                         
                           β 
                           
                             o 
                             f 
                             f 
                             s 
                             e 
                             t 
                           
                           
                             P 
                             U 
                             S 
                             C 
                             H 
                           
                         
                       
                       
                         
                           Q 
                           m 
                         
                         ⋅ 
                         R 
                       
                     
                   
                 
                 , 
                 4 
                 ⋅ 
                 
                   M 
                   
                     s 
                     c 
                   
                   
                     P 
                     U 
                     S 
                     C 
                     H 
                   
                 
               
             
           
         
       
     
     In Equation (2), O is a number of HARQ-ACK information bits or RI information bits,  
     
       
         
           
             
               β 
               
                 o 
                 f 
                 f 
                 s 
                 e 
                 t 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
           
         
       
     
      is informed to the UE through RRC signaling, Q m  is a number of data bits per modulation symbol (Q m  =2, 4, 6 for QPSK, QAM16, QAM64, respectively), R is a data code rate of an initial PUSCH transmission for the same TB,  
     
       
         
           
             
               M 
               
                 s 
                 c 
               
               
                 PUSCH 
               
             
           
         
       
     
      is a PUSCH transmission BW in a current sub-frame, and  
     
       
         
           
             
                 
             
           
         
       
     
      indicates a ceiling operation that rounds a number to its next integer. 
     The data code rate R is defined as shown in Equation (3). 
     
       
         
           
             R 
             = 
             
               
                 
                   
                     
                       
                         ∑ 
                         
                           r 
                           = 
                           0 
                         
                         
                           C 
                           − 
                           1 
                         
                       
                       
                         
                           K 
                           r 
                         
                       
                     
                   
                 
               
               / 
               
                 
                   
                     
                       Q 
                       m 
                     
                     ⋅ 
                     
                       M 
                       
                         s 
                         c 
                       
                       
                         P 
                         U 
                         S 
                         C 
                         H 
                         − 
                         i 
                         n 
                         i 
                         t 
                         i 
                         a 
                         l 
                       
                     
                     ⋅ 
                     
                       N 
                       
                         s 
                         y 
                         m 
                         b 
                       
                       
                         P 
                         U 
                         S 
                         C 
                         H 
                         − 
                         i 
                         n 
                         i 
                         t 
                         i 
                         a 
                         l 
                       
                     
                   
                 
               
             
           
         
       
     
     In Equation (3), C is a total number of data code blocks and K r  is a number of bits for data code block number r. The maximum number of HARQ-ACK or RI REs is limited to the REs of 4 DFT-S-OFDM symbols  
     
       
         
           
             
               
                 4 
                 − 
                 
                   M 
                   
                     s 
                     c 
                   
                   
                     P 
                     U 
                     S 
                     C 
                     H 
                   
                 
               
             
           
         
       
     
     . 
     When the UE receives one TB, the HARQ-ACK includes 1 bit that is encoded as a binary ‘1’, if the TB is correctly received (positive acknowledgement or ACK), or as a binary ‘0’, if the TB is incorrectly received (negative acknowledgment or NACK). 
     When the UE receives two TBs, the HARQ-ACK includes 2 bits  
     
       
         
           
             
               
                 
                   o 
                   0 
                   
                     A 
                     C 
                     K 
                   
                 
                 
                   o 
                   1 
                   
                     A 
                     C 
                     K 
                   
                 
               
             
           
         
       
     
      with  
     
       
         
           
             
               o 
               0 
               
                 A 
                 C 
                 K 
               
             
           
         
       
     
      for TB 0 and  
     
       
         
           
             
               o 
               1 
               
                 A 
                 C 
                 K 
               
             
           
         
       
     
      for TB 1. The encoding for the HARQ-ACK bits is given in Table 1 below, where  
     
       
         
           
             
               o 
               2 
               
                 A 
                 C 
                 K 
               
             
             = 
             
               
                 
                   o 
                   0 
                   
                     A 
                     C 
                     K 
                   
                 
                 + 
                 
                   o 
                   1 
                   
                     A 
                     C 
                     K 
                   
                 
               
             
             mod 
             2 
           
         
       
     
      to provide a (3, 2) simplex code for the 2-bit HARQ-ACK transmission.  
     
       
         
          TABLE 1
           
               
               
               
             
               
                 Encoding for 1-bit and 2-bits of HARQ-ACK 
               
               
                 Q m 
 
                 Encoded HARQ-ACK - 1 bit 
                 Encoded HARQ-ACK - 2 bits 
               
             
            
               
                 2 
                 
                   
                     
                       
                         
                           
                             
                               o 
                               0 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                             y 
                           
                         
                       
                     
                   
                 
                 
                   
                     
                       
                         
                           
                             
                               o 
                               0 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                             
                               o 
                               1 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                             
                               o 
                               2 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                             
                               o 
                               0 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                             
                               o 
                               1 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                             
                               o 
                               2 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                           
                         
                       
                     
                   
                 
               
               
                 4 
                 
                   
                     
                       
                         
                           
                             
                               o 
                               0 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                             y x x 
                           
                         
                       
                     
                   
                 
                 
                   
                     
                       
                         
                           
                             
                               o 
                               0 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                             
                               o 
                               1 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                              x x  
                             
                               o 
                               2 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                             
                               o 
                               0 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                              x x  
                             
                               o 
                               1 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                             
                               o 
                               2 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                              x x 
                           
                         
                       
                     
                   
                 
               
               
                 6 
                 
                   
                     
                       
                         
                           
                             
                               o 
                               0 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                             y x x x x 
                           
                         
                       
                     
                   
                 
                 
                   
                     
                       
                         
                           
                             
                               o 
                               0 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                             
                               o 
                               1 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                              xxxx  
                             
                               o 
                               2 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                             
                               o 
                               0 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                              xxxx  
                             
                               o 
                               1 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                             
                               o 
                               2 
                               
                                 A 
                                 C 
                                 K 
                               
                             
                              xxxx 
                           
                         
                       
                     
                   
                 
               
            
           
         
       
     
     For CQI/PMI multiplexing in a PUSCH, a UE determines a respective number of coded symbols Q′ as shown in Equation (4). 
     
       
         
           
             Q 
             ′ 
             = 
             min 
             
               
                 
                   
                     
                       
                         
                           
                             O 
                             + 
                             L 
                           
                         
                         ⋅ 
                         
                           β 
                           
                             o 
                             f 
                             f 
                             s 
                             e 
                             t 
                           
                           
                             P 
                             U 
                             S 
                             C 
                             H 
                           
                         
                       
                       
                         
                           Q 
                           m 
                         
                         ⋅ 
                         R 
                       
                     
                   
                 
                 , 
                 
                   M 
                   
                     s 
                     c 
                   
                   
                     P 
                     U 
                     S 
                     C 
                     H 
                   
                 
                 ⋅ 
                 
                   N 
                   
                     s 
                     y 
                     m 
                     b 
                   
                   
                     P 
                     U 
                     S 
                     C 
                     H 
                   
                 
                 − 
                 
                   
                     
                       Q 
                       
                         R 
                         l 
                       
                     
                   
                   
                     
                       Q 
                       m 
                     
                   
                 
               
             
           
         
       
     
     In Equation (4), O is a number of CQI/PMI information bits, L is a number of CRC bits given by  
     
       
         
           
             L 
             = 
             
               
                 
                   
                     
                       0 
                     
                     
                       
                         O 
                         ≤ 
                         11 
                       
                     
                   
                   
                     
                       8 
                     
                     
                       
                         otherwise 
                       
                     
                   
                 
               
             
           
         
       
     
     , and Q CQI  = Q m  · Q′. If RI is not transmitted, then Q RI  = 0. 
     For CQI/PMI channel coding, convolutional coding is used, if O &gt; 11 bits, and (32, O) Reed-Mueller (RM) block coding is used, if O ≤ 11 bits. The code words of the (32, O) block code are a linear combination of the 11 basis sequences denoted by M i,n  and given in Table 2 below. Denoting the input sequence by o 0 , o 1 , o 2 ,..., o O-1  and the encoded CQI/PMI block by b 0 , b 1 , b 2 , b 3 ,..., b B-1 , B =32, it is  
     
       
         
           
             
               b 
               i 
             
             = 
             
               
                 ∑ 
                 
                   n 
                   = 
                   0 
                 
                 
                   O 
                   − 
                   1 
                 
               
               
                 
                   
                     
                       o 
                       n 
                     
                     ⋅ 
                     
                       M 
                       
                         i 
                         , 
                         n 
                       
                     
                   
                 
                 mod 
                  2 
               
             
           
         
       
     
     , i = 0, 1, 2, ..., B-1. 
     The output sequence q 0 , q 1 , q 2 , q 3 ,.., q Q CQI -1 is obtained by circular repetition of the encoded CQI/PMI block as q i  =b( i mod B ), i = 0, 1, 2, ..., Q CQI -1.  
     
       
         
          TABLE 2
           
               
               
               
               
               
               
               
               
               
               
               
               
             
               
                 Basis sequences for (32, O) code 
               
               
                 i 
                 M i,0 
 
                 M i,1 
 
                 M i,2 
 
                 M i,3 
 
                 M i,4 
 
                 M i,5 
 
                 M i,6 
 
                 M i,7 
 
                 M i,8 
 
                 M i,9 
 
                 M i,10 
 
               
             
            
               
                 0 
                 1 
                 1 
                 0 
                 0 
                 0 
                 0 
                 0 
                 0 
                 0 
                 0 
                 1 
               
               
                 1 
                 1 
                 1 
                 1 
                 0 
                 0 
                 0 
                 0 
                 0 
                 0 
                 1 
                 1 
               
               
                 2 
                 1 
                 0 
                 0 
                 1 
                 0 
                 0 
                 1 
                 0 
                 1 
                 1 
                 1 
               
               
                 3 
                 1 
                 0 
                 1 
                 1 
                 0 
                 0 
                 0 
                 0 
                 1 
                 0 
                 1 
               
               
                 4 
                 1 
                 1 
                 1 
                 1 
                 0 
                 0 
                 0 
                 1 
                 0 
                 0 
                 1 
               
               
                 5 
                 1 
                 1 
                 0 
                 0 
                 1 
                 0 
                 1 
                 1 
                 1 
                 0 
                 1 
               
               
                 6 
                 1 
                 0 
                 1 
                 0 
                 1 
                 0 
                 1 
                 0 
                 1 
                 1 
                 1 
               
               
                 7 
                 1 
                 0 
                 0 
                 1 
                 1 
                 0 
                 0 
                 1 
                 1 
                 0 
                 1 
               
               
                 8 
                 1 
                 1 
                 0 
                 1 
                 1 
                 0 
                 0 
                 1 
                 0 
                 1 
                 1 
               
               
                 9 
                 1 
                 0 
                 1 
                 1 
                 1 
                 0 
                 1 
                 0 
                 0 
                 1 
                 1 
               
               
                 10 
                 1 
                 0 
                 1 
                 0 
                 0 
                 1 
                 1 
                 1 
                 0 
                 1 
                 1 
               
               
                 11 
                 1 
                 1 
                 1 
                 0 
                 0 
                 1 
                 1 
                 0 
                 1 
                 0 
                 1 
               
               
                 12 
                 1 
                 0 
                 0 
                 1 
                 0 
                 1 
                 0 
                 1 
                 1 
                 1 
                 1 
               
               
                 13 
                 1 
                 1 
                 0 
                 1 
                 0 
                 1 
                 0 
                 1 
                 0 
                 1 
                 1 
               
               
                 14 
                 1 
                 0 
                 0 
                 0 
                 1 
                 1 
                 0 
                 1 
                 0 
                 0 
                 1 
               
               
                 15 
                 1 
                 1 
                 0 
                 0 
                 1 
                 1 
                 1 
                 1 
                 0 
                 1 
                 1 
               
               
                 16 
                 1 
                 1 
                 1 
                 0 
                 1 
                 1 
                 1 
                 0 
                 0 
                 1 
                 0 
               
               
                 17 
                 1 
                 0 
                 0 
                 1 
                 1 
                 1 
                 0 
                 0 
                 1 
                 0 
                 0 
               
               
                 18 
                 1 
                 1 
                 0 
                 1 
                 1 
                 1 
                 1 
                 1 
                 0 
                 0 
                 0 
               
               
                 19 
                 1 
                 0 
                 0 
                 0 
                 0 
                 1 
                 1 
                 0 
                 0 
                 0 
                 0 
               
               
                 20 
                 1 
                 0 
                 1 
                 0 
                 0 
                 0 
                 1 
                 0 
                 0 
                 0 
                 1 
               
               
                 21 
                 1 
                 1 
                 0 
                 1 
                 0 
                 0 
                 0 
                 0 
                 0 
                 1 
                 1 
               
               
                 22 
                 1 
                 0 
                 0 
                 0 
                 1 
                 0 
                 0 
                 1 
                 1 
                 0 
                 1 
               
               
                 23 
                 1 
                 1 
                 1 
                 0 
                 1 
                 0 
                 0 
                 0 
                 1 
                 1 
                 1 
               
               
                 24 
                 1 
                 1 
                 1 
                 1 
                 1 
                 0 
                 1 
                 1 
                 1 
                 1 
                 0 
               
               
                 25 
                 1 
                 1 
                 0 
                 0 
                 0 
                 1 
                 1 
                 1 
                 0 
                 0 
                 1 
               
               
                 26 
                 1 
                 0 
                 1 
                 1 
                 0 
                 1 
                 0 
                 0 
                 1 
                 1 
                 0 
               
               
                 27 
                 1 
                 1 
                 1 
                 1 
                 0 
                 1 
                 0 
                 1 
                 1 
                 1 
                 0 
               
               
                 28 
                 1 
                 0 
                 1 
                 0 
                 1 
                 1 
                 1 
                 0 
                 1 
                 0 
                 0 
               
               
                 29 
                 1 
                 0 
                 1 
                 1 
                 1 
                 1 
                 1 
                 1 
                 1 
                 0 
                 0 
               
               
                 30 
                 1 
                 1 
                 1 
                 1 
                 1 
                 1 
                 1 
                 1 
                 1 
                 1 
                 1 
               
               
                 31 
                 1 
                 0 
                 0 
                 0 
                 0 
                 0 
                 0 
                 0 
                 0 
                 0 
                 0 
               
            
           
         
       
     
     Among the UCI, HARQ-ACK has the highest reliability requirements and the respective REs are located next to the RS in each slot in order to obtain the most accurate channel estimate for their demodulation. When there is no CQI/PMI transmission, RI is placed at the symbols after the HARQ-ACK, while CQI/PMI transmission is uniformly multiplexed throughout the sub-frame. 
       FIG.  4    illustrates conventional UCI multiplexing in a PUSCH sub-frame. 
     Referring to  FIG.  4   , the HARQ-ACK bits  410  are placed next to the RS  420  in each slot of the PUSCH sub-frame. The CQI/PMI bits  430  are multiplexed across all DFT-S-OFDM symbols and the remaining of the sub-frame carries transmission of data bits  440 . As the multiplexing is prior to the DFT, a virtual frequency dimension is used for the UCI placement. 
     For a UE transmitter having more than one antenna, Transmission Diversity (TxD) can enhance the reliability of the received signal by providing spatial diversity. 
     An example TxD method is Space Time Block Coding (STBC). With STBC, if the first antenna transmits the symbols d 0 , d 1 , the second antenna transmits the symbols  
     
       
         
           
             
               d 
               1 
               * 
             
             , 
             − 
               
             
               d 
               0 
               * 
             
           
         
       
     
     , where d* is the complex conjugate of d. Denoting the channel estimate for the signal received at a reference Node B antenna and transmitted from the j th  UE antenna by h j , j =1,2, and denoting the signal received at the Node B antenna in the k th  DFT-S-OFDM symbol by y k , k = 1,2, the decision for a pair of STBC symbols  
     
       
         
           
             
               
                 
                   
                     d 
                     ^ 
                   
                   k 
                 
                 , 
                 
                   
                     d 
                     ^ 
                   
                   
                     k 
                     + 
                     1 
                   
                 
               
             
           
         
       
     
      is according to  
     
       
         
           
             
               
                 
                   
                     
                       
                         d 
                         ^ 
                       
                       k 
                     
                     , 
                     
                       
                         d 
                         ^ 
                       
                       
                         k 
                         + 
                         1 
                       
                       * 
                     
                   
                 
               
               T 
             
             = 
             
               H 
               H 
             
             
               
                 
                   
                     
                       y 
                       k 
                     
                     , 
                     
                       y 
                       
                         k 
                         + 
                         1 
                       
                       * 
                     
                   
                 
               
               T 
             
           
         
       
     
     , where [ ] T  denotes the transpose of a vector and  
     
       
         
           
             
               H 
               H 
             
             = 
             
               
                 
                   
                     
                       
                         
                           
                             
                               h 
                               1 
                               * 
                             
                             − 
                             
                               h 
                               2 
                             
                           
                         
                       
                       
                         
                           
                             
                               h 
                               2 
                               * 
                             
                               
                             
                               h 
                               1 
                             
                           
                         
                       
                     
                   
                 
               
               / 
               
                 
                   
                     
                       
                         
                           
                             
                               h 
                               1 
                             
                           
                         
                       
                       2 
                     
                     + 
                     
                       
                         
                           
                             
                               h 
                               2 
                             
                           
                         
                       
                       2 
                     
                   
                 
               
             
           
         
       
     
     . 
     In order to increase the supportable data rates, aggregation of multiple Component Carriers (CCs) is considered in both the DL and the UL to provide higher operating BWs. For example, to support communication over 60 MHz, aggregation of three 20 MHz CCs can be used. 
       FIG.  5    illustrates the concept of conventional Carrier Aggregation (CA). 
     Referring to  FIG.  5   , an operating DL BW of 60 MHz  510  is constructed by the aggregation of 3 (contiguous, for simplicity) DL CCs  521 ,  522 , and  523 , each having a BW of 20 MHz. Similarly, an operating UL BW of 60 MHz  530  is constructed by the aggregation of 3 UL CCs  541 ,  542 , and  543 , each having a BW of 20 MHz. For simplicity, in the example illustrated in  FIG.  5   , each of DL CCs  521 ,  522 , and  523  is assumed to be uniquely mapped to a UL CC (symmetric CA), but it is also possible for more than 1 DL CC to be mapped to a single UL CC or for more than 1 UL CC to be mapped to a single DL CC (asymmetric CA, not shown for brevity). The link between DL CCs and UL CCs is typically UE-specific. 
     The Node B configures CCs to a UE using RRC signaling. Assuming transmission of different TBs in each of the multiple DL CCs  521 ,  522 , and  523 , multiple HARQ-ACK bits will be transmitted in the UL. 
     For simultaneous HARQ-ACK and PUSCH transmissions, the direct extension of the conventional operation is to include the HARQ-ACK bits for the TBs received in a DL CC in the PUSCH of its linked UL CC. However, in practice, not all UL CCs may have PUSCH transmissions in the same sub-frame. Therefore, any design supporting transmission in the PUSCH of HARQ-ACK bits corresponding to reception of TBs in multiple DL CCs should consider the case of only a single PUSCH. This also applies for any UCI type (not just HARQ-ACK). The PUCCH transmission is assumed to be in a single UL CC, which will be referred to as UL Primary CC. 
     TxD should be supported for UCI transmission in the PUSCH (if the UE has multiple transmitter antennas), particularly for the HARQ-ACK that requires high reliability that may be difficult to achieve without substantially increasing the required PUSCH resources particularly for large HARQ-ACK payloads (such as, for example, 10 HARQ-ACK bits corresponding to reception of TBs in 5 DL CCs with 2 TBs per DL CC). 
     Therefore, there is a need to support transmission of HARQ-ACK information in the PUSCH in response to the reception of at least one TB from a UE configured with CA in the DL of a communication system. 
     There is another need to dimension the PUSCH resources used for HARQ-ACK multiplexing depending on the HARQ-ACK coding method in order to improve the HARQ-ACK reception reliability. 
     There is another need to select the PUSCH for the transmission of UCI, for multiple simultaneous PUSCH transmissions. 
     There is another need to support TxD for the HARQ-ACK transmission in the PUSCH. 
     SUMMARY OF THE INVENTION 
     Accordingly, the present invention has been designed to solve at least the aforementioned limitations and problems in the prior art. 
     An aspect of the present invention is to provide methods and apparatus for a UE to transmit ACK signals associated with a HARQ process, i.e., HARQ-ACK signals, in response to the reception of TBs, when the UE is configured from the Node B with multiple CCs in the DL of a communication system, thereby improving the reception reliability of HARQ-ACK information encoded in the PUSCH, to select a PUSCH among multiple PUSCHs for UCI multiplexing, and to apply HARQ-ACK transmission diversity in the PUSCH. 
     In accordance with an aspect of the present invention a method is provided for a UE in a wireless communication system. The method includes receiving, from a base station, a first configuration of a plurality of cells and a second configuration of at least one offset for HARQ-ACK by higher layer signaling; obtaining HARQ-ACK bits for the plurality of cells, based on an order of cell indexes and a number of transport blocks for each of the plurality of the cells; identifying a number of coded symbols for the obtained HARQ-ACK bits based on a number of the obtained HARQ-ACK bits and an offset for HARQ-ACK corresponding to the obtained HARQ-ACK bits; and transmitting, to the base station, signals for the obtained HARQ-ACK bits on one PUSCH of multiple PUSCHs based on the number of coded symbols. 
     In accordance with another aspect of the present invention a method is provided for a base station in a wireless communication system. The method includes transmitting, to a UE, a first configuration of a plurality of cells and a second configuration of at least one offset for HARQ-ACK by higher layer signaling; and receiving, from the UE, signals for HARQ-ACK bits on one PUSCH of multiple PUSCHs based on a number of coded symbols. The HARQ-ACK bits for the plurality of cells are obtained based on an order of cell indexes and a number of transport blocks for each of the plurality of the cells. A number of coded symbols for the obtained HARQ-ACK bits are identified based on a number of the obtained HARQ-ACK bits and an offset for HARQ-ACK corresponding to the obtained HARQ-ACK bits. 
     In accordance with another aspect of the present invention a UE is provided. The UE includes at least one transceiver; and at least one processor. The at least one processor is configured to receive, from a base station, a first configuration of a plurality of cells and a second configuration of at least one offset for HARQ-ACK by higher layer signaling, obtain HARQ-ACK bits for the plurality of cells, based on an order of cell indexes and a number of transport blocks for each of the plurality of the cells, identify a number of coded symbols for the obtained HARQ-ACK bits based on a number of the obtained HARQ-ACK bits and an offset for HARQ-ACK corresponding to the obtained HARQ-ACK bits, and transmit, to the base station, signals for the obtained HARQ-ACK bits on one PUSCH of multiple PUSCHs based on the number of coded symbols. 
     In accordance with another aspect of the present invention a base station is provided. The base station includes at least one transceiver; and at least one processor. The at least one processor is configured to transmit, to a UE, a first configuration of a plurality of cells and a second configuration of at least one offset for HARQ-ACK by higher layer signaling, and receive, from the UE, signals for HARQ-ACK bits on one PUSCH of multiple PUSCHs based on a number of coded symbols. The HARQ-ACK bits for the plurality of cells are obtained based on an order of cell indexes and a number of transport blocks for each of the plurality of the cells. A number of coded symbols for the obtained HARQ-ACK bits are identified based on a number of the obtained HARQ-ACK bits and an offset for HARQ-ACK corresponding to the obtained HARQ-ACK bits. 
    
    
     
       BRIEF DESCRIPTION OF THE DRAWINGS 
       The above and other aspects, features, and advantages of the present invention will be more apparent from the following detailed description taken in conjunction with the accompanying drawings, in which: 
         FIG.  1    is a diagram illustrating a conventional PUSCH sub-frame structure; 
         FIG.  2    is a block diagram illustrating a conventional transmitter for transmitting data, CSI, and HARQ-ACK signals in a PUSCH; 
         FIG.  3    is a block diagram illustrating a conventional receiver for receiving data, CSI, and HARQ-ACK signals in the PUSCH; 
         FIG.  4    is a diagram illustrating conventional multiplexing of UCI and data in a PUSCH; 
         FIG.  5    is a diagram illustrating the concept of conventional carrier aggregation; 
         FIG.  6    illustrates the generation of HARQ-ACK acknowledgement bits according to an embodiment of the present invention; 
         FIG.  7    illustrates HARQ-ACK information bits according to an embodiment of the present invention; 
         FIG.  8    illustrates transmissions of encoded HARQ-ACK bits from a UE using QPSK modulation with one repetition and with two repetitions of a block code according to an embodiment of the present invention; 
         FIG.  9    illustrates using different frequencies for transmission in each sub-frame slot of encoded HARQ-ACK bits from a UE for two repetitions of a block code according to an embodiment of the present invention; 
         FIG.  10    is a flowchart illustrating a method of multiplexing different HARQ-ACK (or RI) payloads in a PUSCH according to an embodiment of the present invention; 
         FIG.  11    illustrates a selection of a single PUSCH, among multiple PUSCH, for UCI multiplexing according to a metric quantified by the PUSCH MCS, according to an embodiment of the present invention; 
         FIG.  12    illustrates an inclusion of a “UCI_Multiplexing” IE in a DCI format scheduling a PUSCH transmission, according to an embodiment of the present invention; and 
         FIG.  13    is a diagram illustrates STBC of HARQ-ACK transmission in a PUSCH according to an embodiment of the present invention. 
     
    
    
     DETAILED DESCRIPTION OF EMBODIMENTS OF THE INVENTION 
     Various embodiments of the present invention will now be described more fully hereinafter with reference to the accompanying drawings. This present invention may, however, be embodied in many different forms and should not be construed as limited to the embodiments set forth herein. Rather, these embodiments are provided so that this disclosure will be thorough and complete and will fully convey the scope of the present invention to those skilled in the art. 
     Additionally, although the embodiments of the present invention will be described below with reference to a Frequency Division Duplex (FDD) communication system using DFT-spread OFDM transmission, they also are applicable to a Time Division duplex (TDD) communication system and to all Frequency Division Multiplexing (FDM) transmissions in general and to Single-Carrier Frequency Division Multiple Access (SC-FDMA) and OFDM in particular. 
     In accordance with an embodiment of the present invention HARQ-ACK multiplexing is performed in a single PUSCH in response to the reception of at least one TB from a UE configured with multiple DL CCs (unless explicitly stated otherwise). 
     All O &gt; 2 HARQ-ACK bits are assumed to be jointly coded using a single coding method instead of having multiple parallel transmissions of 1 or 2 HARQ-ACK bits, for each respective DL CC, in separate resources. It is assumed that the coding of O HARQ-ACK bits uses the (32, O) block code previously described for the CQI/PMI transmission (the basis sequences may or may not be the same as the ones in Table 2). This allows the transmission of up to 10 HARQ-ACK bits (considering only the first 10 basis sequences). When HARQ-ACK spatial domain bundling is used, each respective HARQ-ACK bit corresponds to the reception of 2 TBs (with an ACK being transmitted if both TBs are correctly received and a NACK being transmitted otherwise). 
     As some Downlink Control Information (DCI) formats which inform a UE of respective PDSCH transmissions in respective DL CCs may be incorrectly received (or missed) by the UE, in accordance with an embodiment of the present invention there are two possible approaches to ensure that a Node B detects a number of HARQ-ACK bits equal to the number of HARQ-ACK bits the UE transmits and that the Node B and the UE have the same understanding for the placement of the HARQ-ACK bits in the respective codeword of the RM code. 
     In the first approach, a UE uses the (32, O)) RM block code and feeds back a number of HARQ-ACK bits determined from the number of its configured DL CCs and the respective configured Transmission Mode (TM). The TM for each DL CC is assigned to the UE through RRC signaling from the Node B and determines whether the UE may receive a maximum of 1 TB or 2 TBs in the DL CC. If the UE is configured in a DL CC a TM supporting 2 TBs, the UE transmits 2 HARQ-ACK bits for that DL CC regardless of the number of TBs (0, 1, or 2) the UE actually receives in the respective DL sub-frame. If the UE is configured a TM supporting 2 TBs in a DL CC, then if the receptive PDSCH conveyed 1 TB (instead of 2 TBs) the UE indicates an incorrect reception for the second TB (NACK) in the respective position of the HARQ-ACK codeword. If the respective PDSCH is not received, the UE indicates incorrect reception for 2 TBs (2 NACKs) in the respective positions of the HARQ-ACK codeword. 
     If the UE has M, DL CCs and there are N 1  ≤ M 1  DL CCs for which the PDSCH may convey 2 TBs (UE configured a TM supporting 2 TBs), the number of HARQ-ACK bits in the PUSCH is computed as O = 2N 1  + (M 1  - N 1  ) = M 1  + N 1 . If the UE has only M 1  = 2 DL CCs and there are N 1  = 0 DL CCs with configured TM enabling reception of a maximum of 2 TBs, then the UE transmits O = 2 HARQ-ACK bits using the previously described (3, 2) simplex code. In all other cases, a UE with at least 2 DL CCs configured, has a minimum number of O = 3 HARQ-ACK bits and it uses the (32, O) RM block code to convey them in the PUSCH. 
       FIG.  6    illustrates the first approach for HARQ-ACK multiplexing in a PUSCH according to an embodiment of the present invention. 
     Referring to  FIG.  6   , a UE has 3 DL CCs, DL CC1  610 , DL CC2  612 , and DL CC3  614 . In DL CC1  610  the UE is configured TM 1 supporting a maximum of 2 TBs, in DL CC2  612  the UE is configured TM2 supporting a maximum of 1 TB, and in DL CC3  614  the UE is configured TM3 supporting a maximum of 2 TBs. The UE always transmits a 2-bit HARQ-ACK  620  corresponding to DL CC1  610 , a 1-bit HARQ-ACK  622  corresponding to DL CC2  612 , and a 2-bit HARQ-ACK  624  corresponding to DL CC3  614 . In all cases, the HARQ-ACK transmission occurs regardless of whether the UE receives PDSCH in the corresponding DL CC. Therefore, the UE always transmits and the Node B always receives 5 HARQ-ACK bits for HARQ-ACK multiplexing in the PUSCH. 
     In the second approach, each DCI format scheduling PUSCH transmission includes a Downlink Assignment Indicator (DAI) Information Element (IE). The DAI IE is a bit-map indicating the DL CCs with PDSCH transmission. For example, assuming that a UE can have a maximum of 5 DL CCs, the DAI IE consists of 5 bits. Using the DAI IE, the number of HARQ-ACK bits is not always the maximum one corresponding to the configured DL CCs. Various methods to reduce the number of DAI IE bits may also apply. For example, the UE may assume that it always has PDSCH transmission in a DL CC, in which case the bit-map does not address that DL CC. The number of HARQ-ACK bits transmitted by the UE in the PUSCH depends on the maximum number of TBs the PDSCH may convey in a DL CC indicated by the DAI IE. 
     If the DAI IE indicates M 2  DL CCs (the bit-map has M 2  bits with value 1 indicating a DL CC) and, in these M 2  DL CC, there are N 2  ≤ M 2  DL CCs for which the PDSCH may convey 2 TBs, the number of HARQ-ACK bits is O = 2N 2  + (M 2  - N 2 ) = M 2  + N 2 . 
     Similar to the first approach, if the DAI IE indicates only M 2  = 1 DL CC or M 2  = 2 DL CCs with both having configured TM associated with the reception of 1 TB (N 2  = 0), then the UE transmits O = 1 or O = 2 HARQ-ACK bits using the respective one of the two previously described methods (repetition code or (3, 2) simplex code). In all other cases, a UE has a minimum number of O = 3 HARQ-ACK bits and, when it conveys them in the PUSCH, it uses the (32, O) RM block code. 
       FIG.  7    illustrates HARQ-ACK information bits according to an embodiment of the present invention, i.e., an embodiment of the second approach. 
     Referring to  FIG.  7   , a reference UE has 3 DL CCs, DL CC1  720 , DL CC2  722 , and DL CC3  724 . In DL CC1  720  the UE is configured TM1 supporting a maximum of 2 TBs, in DL CC2  722  the UE is configured TM2 supporting a maximum of 1 TB, and in DL CC3  724  the UE is configured TM3 supporting a maximum of 2 TBs. The DAI IE  710  in the DCI format for a PUSCH transmission indicates PDSCH transmission in DL CC1 and DL CC2. The UE transmits 2 HARQ-ACK bits  730  for DL CC1  720  and 1 HARQ-ACK bit  732  for DL CC2  722 . This HARQ-ACK transmission occurs regardless of whether the UE actually receives the PDSCH in DL CC1 or DL CC2 (a PDSCH is missed when the respective DL SA is missed). 
     The ordering of the HARQ-ACK bits in the block code is determined by the ordering of the respective DL CCs. The ordering of the DL CCs can be configured through RRC signaling by the Node B or be implicitly determined, e.g., from the order of carrier frequencies for the DL CCs. That is, the DL CCs may be ordered in ascending carrier frequency. 
     Once the UE determines the number O of HARQ-ACK bits to transmit, it applies the (32, O) block code as shown in Table 2. 
     In accordance with an embodiment of the present invention repetitions of the encoded HARQ-ACK bits may be applied in order to achieve the required reliability. For example, for QPSK modulation, the 32 output bits can be mapped to 16 modulated symbols, which are distributed in blocks of 4 REs in the 4 DFT-S-OFDM symbols around the 2 RS per sub-frame. When multiple repetitions of the encoded HARQ-ACK bits are applied, the REs used for HARQ-ACK transmission are in multiples of 16. 
       FIG.  8    illustrates a transmission of encoded HARQ-ACK bits for QPSK modulation with one repetition and with two repetitions of the (32, O) block code. For simplicity, transmission of other UCI types is not considered. 
     Referring to  FIG.  8   , the PUSCH includes HARQ-ACK REs for a first repetition  810 A, HARQ-ACK REs for a second repetition  810 B, RS REs  820 , and data REs  830 . For one repetition, the HARQ-ACK REs are mapped around the RS in groups of 4 REs,  840 A and  840 B. For two repetitions, the HARQ-ACK REs are mapped around the RS in groups of 4 REs,  850 A and  850 B for the first repetition and again in groups of 4 REs  860 A and  860 B for the second repetition. 
     For multiple repetitions, different frequencies can be used for the transmission in each slot in order to enhance the frequency diversity and interference diversity of each repetition, as is illustrated in  FIG.  9    for 2 repetitions. 
       FIG.  9    illustrates using different frequencies for transmission in each sub-frame slot of encoded HARQ-ACK bits from a UE for two repetitions of a block code according to an embodiment of the present invention. 
     Referring to  FIG.  9   , the PUSCH sub-frame includes HARQ-ACK REs for a first repetition  910 A, HARQ-ACK REs for a second repetition  910 B, RS REs  920 , and data REs  930 . The HARQ-ACK REs are mapped around the RS in groups of 4 REs, where the location of the REs in the first slot for the first repetition  940 A and for the second repetition  940 B is switched in the second slot for the first repetition  950 A and for the second repetition  950 B. 
     For HARQ-ACK transmission in the PUSCH, a UE determines the respective number of coded symbols Q′ (nominal coding rate) as shown in Equation (5). 
     
       
         
           
             Q 
             ′ 
             = 
             min 
             
               
                 
                   
                     
                       
                         O 
                         ⋅ 
                         
                           β 
                           
                             o 
                             f 
                             f 
                             s 
                             e 
                             t 
                           
                           
                             P 
                             U 
                             S 
                             C 
                             H 
                           
                         
                         
                           O 
                         
                       
                       
                         
                           Q 
                           m 
                         
                         ⋅ 
                         R 
                       
                     
                   
                 
                 , 
                 4 
                 ⋅ 
                 
                   M 
                   
                     s 
                     c 
                   
                   
                     P 
                     U 
                     S 
                     C 
                     H 
                   
                 
               
             
           
         
       
     
     Because the HARQ-ACK information payload is fixed at O bits, the number of coded symbols Q′ determines the nominal coding rate of the HARQ-ACK transmissions, which is inversely proportional to the MCS of the data transmission, as this is determined by Q m  · R. 
     Alternatively, in order to simplify the encoding operation at the UE transmitter and the decoding operation at the Node B receiver and to avoid the puncturing losses associated with the coding rate increase for a block code with shortened length  
     
       
         
           
             
               
                 if  
                 
                   
                     O 
                     ⋅ 
                     
                       β 
                       
                         o 
                         f 
                         f 
                         s 
                         e 
                         t 
                       
                       
                         P 
                         U 
                         S 
                         C 
                         H 
                       
                     
                     
                       
                         
                           O 
                         
                       
                       / 
                       
                         
                           
                             
                               Q 
                               m 
                             
                             ⋅ 
                             R 
                           
                         
                       
                     
                   
                 
                 &lt; 
                 32 
               
             
           
         
       
     
      , an integer number of repetitions for the (32, O) block code may only be defined if the nominal coding rate is larger than a predetermined maximum coding rate. Then, the UE determines the number of repetitions R for the encoded UCI (HARQ-ACK or RI) bits as shown in Equation (6). 
     
       
         
           
             R 
             = 
             min 
             
               
                   
                 
                   
                     
                       
                         O 
                         ⋅ 
                         
                           β 
                           
                             o 
                             f 
                             f 
                             s 
                             e 
                             t 
                           
                           
                             P 
                             U 
                             S 
                             C 
                             H 
                           
                         
                         
                           O 
                         
                       
                       
                         R 
                         ⋅ 
                         32 
                       
                     
                   
                 
                 , 
                 
                   
                     4 
                     ⋅ 
                     
                       M 
                       
                         s 
                         c 
                       
                       
                         P 
                         U 
                         S 
                         C 
                         H 
                       
                     
                     ⋅ 
                     
                       Q 
                       m 
                     
                   
                   
                     32 
                   
                 
               
             
             = 
             min 
             
               
                   
                 
                   
                     
                       
                         O 
                         ⋅ 
                         
                           β 
                           
                             o 
                             f 
                             f 
                             s 
                             e 
                             t 
                           
                           
                             P 
                             U 
                             S 
                             C 
                             H 
                           
                         
                         
                           O 
                         
                       
                       
                         32 
                         ⋅ 
                         R 
                       
                     
                   
                 
                 , 
                 
                   
                     
                       M 
                       
                         s 
                         c 
                       
                       
                         P 
                         U 
                         S 
                         C 
                         H 
                       
                     
                     ⋅ 
                     
                       Q 
                       m 
                     
                   
                   8 
                 
               
             
           
         
       
     
     In Equation (6),  
     
       
         
           
             
               β 
               
                 o 
                 f 
                 f 
                 s 
                 e 
                 t 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
             
               O 
             
           
         
       
     
      depends on a number of transmitted HARQ-ACK bits. It is assumed that the maximum number of  
     
       
         
           
             4 
             ⋅ 
             
               M 
               
                 5 
                 C 
               
               
                 PUSCH 
               
             
           
         
       
     
      REs available for HARQ-ACK multiplexing in the PUSCH is not reached. Different  
     
       
         
           
             
               β 
               
                 o 
                 f 
                 f 
                 s 
                 e 
                 t 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
             
               O 
             
           
         
       
     
     values may be defined for different O values or a few  
     
       
         
           
             
               β 
               
                 o 
                 f 
                 f 
                 s 
                 e 
                 t 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
             
               O 
             
           
         
       
     
     values may be defined for a set of O values. As O is predetermined through RRC configuration, for example,  
     
       
         
           
             O 
             = 
             
               M 
               1 
             
             + 
             
               N 
               1 
             
             , 
               
               
             
               β 
               
                 o 
                 f 
                 f 
                 s 
                 e 
                 t 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
             
               O 
             
           
         
       
     
      can also be predetermined through RRC configuration and 
     
       
         
           
             
               β 
               
                 o 
                 f 
                 f 
                 s 
                 e 
                 t 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
             
               O 
             
             = 
             
               β 
               
                 o 
                 f 
                 f 
                 s 
                 e 
                 t 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
             . 
           
         
       
     
     For HARQ-ACK transmission, as a rate of a block code depends on a number of transmitted HARQ-ACK bits, even if a UE always transmits a maximum number of HARQ-ACK bits corresponding to all DL CCs, differences in reception reliability due to differences in a block code rate are reflected by the dependence of  
     
       
         
           
             
               β 
               
                 o 
                 f 
                 f 
                 s 
                 e 
                 t 
               
               
                 H 
                 A 
                 R 
                 Q 
                 − 
                 A 
                 C 
                 K 
               
             
             
               O 
             
           
         
       
     
     on the number of transmitted HARQ-ACK bits. Unlike the conventional transmission of 1 HARQ-ACK bit using repetition coding, the dependence is not linear  
     
       
         
           
             
               
                 that is,  
                 
                   β 
                   
                     o 
                     f 
                     f 
                     s 
                     e 
                     t 
                   
                   
                     H 
                     A 
                     R 
                     Q 
                     − 
                     A 
                     C 
                     K 
                   
                 
                 
                   O 
                 
                 ≠ 
                 O 
                 ⋅ 
                 
                   β 
                   
                     o 
                     f 
                     f 
                     s 
                     e 
                     t 
                   
                   
                     H 
                     A 
                     R 
                     Q 
                     − 
                     A 
                     C 
                     K 
                   
                 
                 
                   1 
                 
               
             
           
         
       
     
     , as the differences in reception reliability due to changes in the coding rate are not linear. For simplicity, different consecutive values for O may map to the same  
     
       
         
           
             
               β 
               
                 o 
                 f 
                 f 
                 s 
                 e 
                 t 
               
               
                 H 
                 A 
                 R 
                 Q 
                 − 
                 A 
                 C 
                 K 
               
             
             
               O 
             
           
         
       
     
      value. 
       FIG.  10    is a flowchart illustrating a method of multiplexing different HARQ-ACK (or RI) payloads (number of information bits) in a PUSCH according to an embodiment of the present invention. Specifically,  FIG.  10    illustrates UE transmitter and Node B receiver functionalities when multiplexing different HARQ-ACK payloads in a PUSCH. 
     Referring to  FIG.  10   , in step  1010  it is determined whether the number of HARQ-ACK bits is O &gt; 2. If the number of HARQ-ACK bits is not O &gt; 2, the respective conventional method (repetition code or simplex code) is used for the HARQ-ACK transmission in step  1020 . However, if the number of HARQ-ACK bits is O &gt; 2, the HARQ-ACK bits are encoded using the (32, O) RM block code in step  1030 . 
     In step  1040 , assuming 2 HARQ-ACK bits per modulated symbol (QPSK modulation), the 32 encoded HARQ-ACK bits (code rate is assumed to be decreased from its nominal value to accommodate at least 1 repetition of 32 coded bits) are divided into 4 quadruplets, which are then placed in 4 REs at the 4 DFT-S-OFDM symbols next to the 2 RS symbols in the sub-frame of PUSCH transmission in step  1050 . If the conditions determining the number of HARQ-ACK coded symbols indicate additional repetitions in step  1060 , step  1050  is repeated using additional REs. However, when there are no additional repetitions in step  1060 , the process for placing the HARQ-ACK bits in the PUSCH is completed in step  1070 . 
     After the coding and resource allocation of the HARQ-ACK bits is applied as described in  FIG.  10   , apparatuses, such as those described above in relation to  FIG.  2    and  FIG.  3   , may be used for the transmission and reception of the HARQ-ACK bits. Accordingly, a repetitive description will not be provided herein. 
     In accordance with another embodiment of the present invention, a single PUSCH is selected from among multiple PUSCH during the same sub-frame in different UL CCs, for UCI multiplexing. Considering S PUSCH transmissions without spatial multiplexing with respective MCS of {MCS(1),MCS(2), ···, MCS(S)}, a first approach considers that UE selects the PUSCH transmission with the largest MCS for UCI multiplexing. Therefore, the UE transmits UCI in UL CC s obtained as 
     
       
         
           
             s 
               
             = 
               
             arg 
             
               
                 max 
               
               
                 j 
                 = 
                 1 
                 , 
                 … 
                 , 
                 S 
               
             
             
               
                 M 
                 C 
                 S 
                 
                   j 
                 
               
             
             . 
           
         
       
     
       FIG.  11    illustrates a selection of a single PUSCH from among multiple PUSCH, for UCI multiplexing according to an embodiment of the present invention. 
     Referring to  FIG.  11   , a reference UE has 3 PUSCH transmissions in a sub-frame in 3 respective UL CCs, UL CC1 with QPSK modulation and code rate of r=½  1110 , UL CC2 with QAM16 modulation and code rate of r=½  1120 , and UL CC3 with QAM16 modulation and code rate of r=⅓  1130 . As the PUSCH transmission in UL CC2 has the largest MCS (largest spectral efficiency), the UE multiplexes UCI in the PUSCH transmission in UL CC2  1140 . 
     The advantage of selecting only a single PUSCH for UCI multiplexing is that it provides a single solution regardless of the number of PUSCH transmissions a UE may have in a single sub-frame and it fits naturally with the joint coding of all HARQ-ACK bits. By choosing the PUSCH transmission with the largest MCS, the best reliability for the UCI transmission is achieved, as typically the larger the MCS is, the better the link quality is. 
     Further, choosing a single PUSCH minimizes the impact of error cases that may occur if the UE misses DCI formats scheduling PUSCH transmissions. When a Node B and a UE have different understandings of the selected PUSCH with the highest MCS, e.g., because the UE missed the DCI format scheduling the PUSCH with the largest MCS, the Node B can detect an absence of such a transmission and can determine that that UCI is included in the first PUSCH transmission with the largest MCS the Node B detects. If multiple PUSCH transmissions have the same, highest MCS, the selected PUSCH transmission may be in a predetermined UL CC such as, for example, in the UL CC with the smaller index, as these UL CC indexes are configured to the UE by the Node B. 
     In accordance with another embodiment of the invention, a UE selects for, UCI multiplexing, a PUSCH transmission minimizing a relative amount of data REs that are to be replaced by UCI REs. If the UE has S PUSCH transmissions in a given sub-frame and the respective number of REs required for UCI multiplexing in the PUSCH s is O(s), s = 1, ..., 5, then the UE can select for UCI multiplexing the PUSCH minimizing the utility ratio U(s) as shown in Equation (7). 
     
       
         
           
             U 
             
               s 
             
             = 
               
             
               
                 O 
                 
                   s 
                 
               
               
                 
                   N 
                   
                     s 
                     y 
                     m 
                     b 
                   
                   
                     P 
                     U 
                     S 
                     C 
                     H 
                   
                 
                 
                   s 
                 
                 ⋅ 
                   
                 
                   M 
                   
                     s 
                     c 
                   
                   
                     P 
                     U 
                     S 
                     C 
                     H 
                   
                 
                 
                   s 
                 
               
             
             , 
               
               
             s 
             = 
             1 
             , 
               
             … 
             , 
               
             S 
           
         
       
     
     In Equation (7),  
     
       
         
           
             
               M 
               
                 s 
                 c 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
             
               s 
             
               
             = 
               
             
               M 
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
             
               s 
             
             ⋅ 
             
               N 
               
                 s 
                 c 
               
               
                 R 
                 B 
               
             
               
           
         
       
     
     is a number of REs assigned to PUSCH transmission s and  
     
       
         
           
             
               N 
               
                 s 
                 y 
                 m 
                 b 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
             
               s 
             
               
             = 
               
             2 
             ⋅ 
             
               
                 
                   N 
                   
                     s 
                     y 
                     m 
                     b 
                   
                   
                     U 
                     L 
                   
                 
                 − 
                 1 
               
             
               
             − 
             
               N 
               
                 S 
                 R 
                 S 
               
             
             
               s 
             
           
         
       
     
     is a number of symbols in PUSCH transmission s available for data transmission (with N SRS (s) = 1, if a last sub-frame symbol is used for SRS transmission and N SRS (s) = 0 otherwise). The benefit of this approach is that the impact of data puncturing or rate matching, due to UCI multiplexing, on the data reception reliability is minimized. For example, for the same target BLER, Q m  per PUSCH transmission, if a UE has a first PUSCH transmission over 20 RBs with data code rate of ½ and a second PUSCH transmission over 5 RBs with data code rate of ⅝, the selection of the first PUSCH transmission will lead to a lower number of relative REs for UCI multiplexing, although the selection of the second PUSCH transmission (highest MCS) minimizes the absolute number of REs required for UCI multiplexing. The above may be further conditioned on the required UCI resources being available (for example, on not reaching the maximum number of REs around the DM RS symbols for the HARQ-ACK transmission). 
     In accordance with another embodiment of the invention, a Node B can dynamically select the PUSCH for UCI multiplexing by including a 1-bit IE in the DCI format scheduling each PUSCH transmission to indicate whether or not a UCI should be multiplexed in a respective PUSCH. When the DCI format indicating the PUSCH for UCI multiplexing is missed by the UE, the UE can revert to choosing the PUSCH with a largest MCS or the one minimizing the relative UCI overhead. The same applies if there is no DCI format associated with the PUSCH transmission such as, for example, for synchronous non-adaptive HARQ retransmissions or semi-persistent PUSCH transmissions. 
       FIG.  12    illustrates an inclusion of a “UCI_Multiplexing” IE in a DCI format scheduling a PUSCH transmission. 
     Referring to  FIG.  12   , for the PUSCH transmission  1210 , the “UCI_Multiplexing” IE  1220  in the associated DCI format indicates whether the UE should include its UCI transmission in the PUSCH  1230  or not  1240 . 
     Instead of explicitly introducing an IE to indicate whether a UE should include UCI in its PUSCH transmission, an existing IE in the DCI format scheduling a PUSCH transmission may be used to implicitly perform that functionality. For example, the DCI format is assumed to contain a Cyclic Shift Indicator (CSI) IE to inform the UE of the Cyclic Shift (CS) to apply to the RS transmission in the PUSCH. A CSI value can be reserved so that when it is signaled in the DCI format, it also indicates UCI inclusion in the PUSCH. The values of other existing DCI format IEs or their combination may also be used for the same purpose. The process in  FIG.  12    can again apply (additional illustration is omitted for brevity) with the exception that instead of examining the value of a “UCI Multiplexing” IE, the UE examines whether the existing CSI IE has a predetermined value and if so, it includes the UCI in the PUSCH transmission. 
     In accordance with another embodiment of the invention, in the absence of any PUSCH transmission, the same UL CC (UL Primary CC) is always used by the UE to transmit UCI in the PUCCH. The UL Primary CC (UL PCC) can also be the default UL CC for multiplexing UCI in the PUSCH, when a PUSCH transmission exists in the UL PCC. Otherwise, the UE can revert to other means for choosing the PUSCH (such as using one of the previously described metrics or using a predetermined order based on the UL CC indexes as previously described). A benefit of using the PUSCH transmission (when it exists) in the UL PCC to convey UCI occurs if a UE is configured to transmit some UCI (such as CQI/PMI) in the PUCCH while some other UCI (such as HARQ-ACK) in the PUSCH. By using transmissions in the same UL CC (the UL PCC) to convey the UCI in the PUSCH and the PUCCH, the impact of inter-modulation products and of the possible requirement for power reduction on the UCI transmission is minimized. 
     In accordance with an embodiment of the present invention, TxD is applied to a UCI transmission in a PUSCH. 
       FIG.  13    illustrates STBC to a HARQ-ACK transmission in a PUSCH according to an embodiment of the present invention. 
     Referring to  FIG.  13   , in general, it is assumed that the number of HARQ-ACK REs is even and in particular, assuming QPSK-type modulation and the (32, O) block code, the number of HARQ-ACK REs is a multiple of 16 (= 32/2). The first UE antenna transmits the structure  1310  and the second UE antenna transmits the structure  1320 . The UE applies STBC for the transmission of the modulated HARQ-ACK symbols  1330  from the first antenna and applies STBC for the transmission of the modulated HARQ-ACK symbols  1340  from the second antenna. The UE may or may not apply STBC for the transmission of the information data  1350 . 
     The RS transmission in each of the two slots from the first antenna, RS11  1360 A and RS12  1360 B, is orthogonal to the RS transmission in each of the two slots from the second antenna, RS21  1370 A and RS22  1370 B. For example, RS11  1360 A and RS21  1370 A may use different CS. RS12  1360 B and RS22  1370 B may also use different CS. The UE may determine the CS for RS11  1360 A from the CSI IE in the DCI format or through RRC signaling from the Node B. The CS for RS21  1370 A can be implicitly determined from the CS for RS11  1360 A (for example, the CS for RS21  1370 A may be the one with the largest distance from the CS for RS11). 
     The UE apparatus for the transmission from the first antenna is as illustrated in  FIG.  2   . The apparatus for the transmission from the second antenna is also as described in  FIG.  2    with an exception that the modulated HARQ-ACK symbols are as in  FIG.  13   . 
     The Node B receiver apparatus is as illustrated in  FIG.  3    (for the HARQ-ACK bits) with an exception of an STBC reception processing applies as previously described. Therefore, for a reference Node B receiver antenna, if h j  is the channel estimate for the signal transmitted from the j th  UE antenna, j=1,2, and y k  is the signal received in the k th  DFT-S-OFDM symbol, k=1,2, the decision for a pair of HARQ-ACK symbols 
     
       
         
           
             
               
                 
                   
                     d 
                     ^ 
                   
                   k 
                 
                 , 
                 
                   
                     d 
                     ^ 
                   
                   
                     k 
                     + 
                     1 
                   
                 
               
             
           
         
       
     
      (prior to decoding) is according to  
     
       
         
           
             
               
                 
                   
                     
                       
                         d 
                         ^ 
                       
                       k 
                     
                     , 
                     
                       
                         d 
                         ^ 
                       
                       
                         k 
                         + 
                         1 
                       
                       * 
                     
                   
                 
               
               T 
             
             = 
             
               H 
               H 
             
             
               
                 
                   
                     
                       y 
                       k 
                     
                     , 
                     
                       y 
                       
                         k 
                         + 
                         1 
                       
                       * 
                     
                   
                 
               
               T 
             
           
         
       
     
      where [ ] T  denotes the transpose of a vector and 
     
       
         
           
             
               H 
               H 
             
             = 
             
               
                 
                   
                     
                       
                         
                           
                             
                               h 
                               1 
                               * 
                             
                             − 
                             
                               h 
                               2 
                             
                           
                         
                       
                       
                         
                           
                             
                               h 
                               2 
                               * 
                             
                               
                             
                               h 
                               1 
                             
                           
                         
                       
                     
                   
                 
               
               / 
               
                 
                   
                     
                       
                         
                           
                             
                               h 
                               1 
                             
                           
                         
                       
                       2 
                     
                     + 
                     
                       
                         
                           
                             
                               h 
                               2 
                             
                           
                         
                       
                       2 
                     
                   
                 
               
             
             . 
           
         
       
     
     STBC TxD may or may not apply to other UCI types or to the data information. For example, STBC TxD may apply for the RI as for the HARQ-ACK because RI is always transmitted in an even number of DFT-S-OFDM symbols. However, STBC TxD may not apply for the CQI or for the data information, which, because of a potential SRS transmission, cannot be generally ensured to exist in an even number of DFT-S-OFDM symbols. 
     The number of resources (coded symbols) used for the transmission of a UCI type in the PUSCH may also depend on the use of TxD. For example, because TxD typically improves the reception reliability of the respective information, fewer resources are required to meet the required reliability for the UCI type. For the determination of the UCI resources in the PUSCH when a particular TxD method, such as STBC, is applied to the UCI transmission, a different set of  
     
       
         
           
             
               β 
               
                 o 
                 f 
                 f 
                 s 
                 e 
                 t 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
           
         
       
     
     values for the corresponding UCI type can be applied. This set of  
     
       
         
           
             
               β 
               
                 o 
                 f 
                 f 
                 s 
                 e 
                 t 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
           
         
       
     
     values can be either explicitly defined, as for the case of no TxD, or can be implicitly derived from the set of  
     
       
         
           
             
               β 
               
                 o 
                 f 
                 f 
                 s 
                 e 
                 t 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
           
         
       
     
     values without TxD. For example, for implicit derivation, the set of  
     
       
         
           
             
               β 
               
                 o 
                 f 
                 f 
                 s 
                 e 
                 t 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
           
         
       
     
     values with TxD may be determined by scaling the set of  
     
       
         
           
             
               β 
               
                 o 
                 f 
                 f 
                 s 
                 e 
                 t 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
           
         
       
     
     values without TxD by ⅔. Alternatively, the Node B may simple configure a different  
     
       
         
           
             
               β 
               
                 o 
                 f 
                 f 
                 s 
                 e 
                 t 
               
               
                 P 
                 U 
                 S 
                 C 
                 H 
               
             
           
         
       
     
     value when it configures TxD for the transmission of a UCI type. 
     While the present invention has been shown and described with reference to certain embodiments thereof, it will be understood by those skilled in the art that various changes in form and details may be made therein without departing from the spirit and scope of the present invention as defined by the appended claims and their equivalents.