Patent Publication Number: US-4841753-A

Title: Padlock and locking mechanism therefor

Description:
This application is a division of application Ser. No. 033,828, filed 4/3/87, and now U.S. Pat. No. 4,748,832. 
    
    
     FIELD OF THE INVENTION 
     The following invention relates generally to an improved padlock. More particularly, the invention contemplates providing a device which is negligibly adversely affected by wear, climate and hostile environments which disable prior art devices. 
     BACKGROUND OF THE INVENTION 
     While padlocks serve many useful purposes with respect to preventing theft, vandalism or tresspassing, certain difficulties may arise when using known prior art devices which, if frequently encountered can be both nettlesome and time consuming. 
     Considering padlocks which are key operated, most commercially available padlocks are operated through a series of pins which are spring biased to enable a key. The lock mechanism itself may also include spring biasing to removeably connect the lock shackle to the main body of the lock. Under ideal circumstances, these lock provide durable and efficient service, but ideal circumstances are not always the rule, but rather the exception. 
     When the lock is exposed to inclement weather and/or is exposed to hostile environments such as corrosive salts or other contaminants, the lock mechanism is frequently disabled. For example, lock mechanisms frequently collect condensation which, when frozen, disable the lock. Alternatively, salt commonly used to prevent highway icing can cause corrosion and rust when it enters the lock having an adverse effect on the lock operating mechanism. Other contaminants such as soot, dust or other particulate matter can also adversely effect reliable operation of the lock. 
     Changes also occur in many locks as a function of time. Many locks use spring biasing and over a period of time, the spring may lose its originally engineered value. Loss of lubrication as a function of time will cause parts which once moved freely to become frozen. 
     These problems are magnified enormously when one has in his care and custody a plurality of locks to which one must gain access. Apart from the difficulties associated with matching one key for each lock, or more simply one master key for a series of locks, failure of the lock itself is a surprisingly common occurance. One expeditious method of overcoming a failed lock is to use bolt cutters, but obviously the lock must thereafter be replaced which would be a needless expenditure if the lock continued to work reliably. 
     Assume that a utility company protects access to certain power transmission equipment not only from thieves, vandals, and trespassers but also from the possibilities of tort liability. The number of locks in use grows to substantial levels, and the need for access to electrical equipment such as during a power failure places a premium on the utility company&#39;s representative to effect repairs expeditiously. The common solution therefore, is to replace an old malfunctioning lock with a new one. 
     The following patents reflect the state of the art of which applicant is aware insofar as they appear relevant to the patent process. In addition, these patents are cited in direct response to applicant&#39;s acknowledged duty to disclose prior art. 
     
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INVENTOR(S)    PATENT NUMBER                                              
______________________________________                                    
Bindarl        4,085,600                                                  
Bottone        1,384,590                                                  
Shwayder, et a1                                                           
               4,064,716                                                  
Szlakman       4,038,845                                                  
Williams       1,718,723                                                  
Wiloch         1,424,543                                                  
______________________________________                                    
 
    
     Wiloch makes it known to provide a padlock in which a screw plug is threaded for engagement with threads 5 of barrel 1 to allow a pin 8 to engage a shackle bolt. For operation, this patent provides a spring pressed plunger 19 which shows the difficulty of all other known spring biased lock mechanisms discussed hereinabove. 
     Similarly, the patent to Williams provides a padlock in which it is known to provide a spring F for use in selective engagement of the shackle with respect to the padlock body. 
     Szlakman provides a security appuratus in which the active elements are spring biased (FIG. 5, reference numeral 111). 
     The remaining citations commonly share double contact locking features in which a tubular shaft having cutaway portions is rotated within a lock body to selectively engage notches on either of the shackle legs. The lock mechanism is substantially in the same place as the plane of the shackle. 
     SUMMARY OF THE INVENTION 
     The instant invention is distinguished over the known prior art, whether considered singularly or in any conceivable combination in that the lock mechanism is enabled merely by rotation of a threaded body within a threaded bore to alternatively lock or unlock the padlock. An uncommon drive head allows rotation of the threaded body and substantial mechanical advantage can be brought to bear on the padlock along the threaded area to minimize the likelihood of the lock malfunctioning. The entire operating mechanism is merely the thread between the body and its associated housing, and so the likelihood of component failure is minimal. 
     More specifically, a padlock is provided which includes a main body having an end cap which encloses therewithin a lock bolt body which is operated by a key. A &#34;U&#34; shaped shackle having first and second legs, one leg longer than the other, is formed such that one leg is received within the main body and another leg is received by the end cap. Other forms of lock bolt body are provided with corresponding modification to the shackle in which either one or both legs can be secured to provide the lock effect. 
     In some forms of the invention, the longer shackle leg includes three positions: a first position where the leg is constrained from axial translation defining a locked padlock position, a second unlocked position where the leg is free to translate axially within a limited range of motion, and then is configured to promote rotation about the longitudinal axis of the longer leg, and finally a third, disassembled position where the longer leg can be removed entirely from the main body. 
     The first two embodiments differ with respect to the shorter leg. In one form, the shorter leg is not provided with an engagement with the end cap within which the shorter leg is admitted. With another embodiment, the shorter leg can be fixidly held within the end cap. Thus, two different lock bolt bodies are provided. In both these embodiments an external thread coacts with the main lock body and when only one leg is to be engaged, an end of the lock bolt body captures the longer leg to achieve any of the three positions defined hereinabove. When both legs are to be retained, another end of the lock bolt body is provided with a cam which engages the shorter leg upon rotation of the lock bolt body. 
     In two other forms of the invention, the means for fixing the legs of the shackle within the main body of the lock is configured as a lock bolt body which threads within the main body wherein the lock bolt body passes between each leg of the shackle thereby advancing in along an axis perpendicular to the plane of the shackle. 
     OBJECTS OF THE INVENTION 
     Accordingly, it is a primary object of this invention to provide a new and novel padlock. 
     It is yet a further object of this invention to provide a device as characterized above which has few moving parts and no parts such as springs or pins which lose their design values as a function of time and detrimentally affects lock operation. 
     It is yet a further object of this invention to provide a padlock as characterized hereinabove in which the shackle orients into one of three positions: a locked position wherein both legs of the shackle are contained within the main body and cap assembly of the padlock, a second position wherein the padlock is unlocked yet one leg is retained within the main body of the padlock, and a third position in which the shackle is completely removed and separated from the main body and cap. 
     It is yet a further object of this invention to provide a device as characterized above which is relatively impervious to the ravages of the environment. 
     A further object of this invention is to provide a device as characterized above which is extremely simple in operation, lends itself to mass production techniques, and which has extremely few moving parts for durability and reliability in service. 
     It is a further object of this invention to provide a padlock which includes a shackle having a long and short leg, shackle receiving means having a lock means threaded therewithin, having a catch at one end to engage the long leg and a cam at an opposite end to engage the short leg whereby rotation of the lock means causes axial translation thereof with respect to the shackle leg receiving means due to the threads to thereby lock and unlock the padlock by retaining or freeing the legs. 
     It is a further object of this invention to provide a padlock characterized in that a shackle having a generally &#34;U&#34; shaped configuration includes a long leg having at a free end thereof a flange which underlies an annular portion which, in turn, underlies a cam shelf which, in turn, is spaced below a notch on the long leg, and a padlock main body having an opening therein to receive the long leg of the shackle and lock means within the main body to engage the long leg either at the notch, thereby locking the long leg, at the annular portion, thereby allowing the long leg to rotate about the longitudinal axis, or to removeably free the long leg by having the lock means clear the flange, thus defining three positions. 
     It is yet a further object of this invention to provide a device in the environment of padlocks in which the improvement comprises a main body threadedly connected to an end cap which collectively define means for receiving shackle legs, an internal thread on the main body to receive a threaded lock bolt body therein, and the lock bolt body has means to fixidly retain at least one shackle leg when the lock bolt body is axially advanced by rotation of the lock bolt body with respect to the threads on the main body. 
     It is yet a further object of this invention to provide a padlock characterized in that a shackle having &#34;U&#34; shaped configuration and defining a plane reciprocates within a shackle receiving body, and a lock bolt body advances within the main body in a direction perpendicular to the plane of the shackle, the lock bolt body cooperating with the main body through threads. 
    
    
     These and other objects will be made manifest when considering the following detailed specification taken in conjunction with the included drawing figures. 
     BRIEF DESCRIPTION OF THE DRAWING FIGURES 
     FIG. 1 is a perspective view of the apparatus in one form, according to the present invention. 
     FIG. 2 is a sectional view taken along lines 2--2 of FIG. 1. 
     FIG. 3 is one end view of that which is shown in FIG. 1. 
     FIG. 4 is an end view of a key which operates the padlock having access along the end shown in FIG. 3. 
     FIG. 5 is a sectional view taken along lines 5--5 of FIG. 4. 
     FIG. 6 is a sectional view similar to FIG. 2, showing the lock in a second unlocked position. 
     FIG. 7 is an exploded parts view in perspective of the entire apparatus disassembled, showing the shackle leg in a third position. 
     FIG. 8 is a perspective view similar to FIG. 1 of a second form of the invention. 
     FIG. 9 is a sectional view taken along lines 9--9 of FIG. 8. 
     FIG. 10 is one end view of that which is shown in FIG. 8. 
     FIG. 11 is a sectional view of a lock bolt body shown also in FIG. 9. 
     FIG. 12 is one end view of that which is shown in FIG. 11. 
     FIG. 13 is a sectional view similar to FIG. 9, but shown in a second unlocked position. 
     FIG. 14 is a non--sectional, side view of the locking mechanism shown in FIG. 9. 
     FIG. 15 is an exploded parts view in perspective of all components forming the second embodiment in a third disassembled position. 
     FIG. 16 is an end view of a third form of the invention. 
     FIG. 17 is a similar end view of that which is shown in FIG. 16 in an unlocked position. 
     FIG. 18 is a sectional view taken along the lines shown in FIG. 16. 
     FIG. 19 is an exploded parts perspective view of the third embodiment. 
     FIG. 20 is an end view of a fourth embodiment according to the present invention. 
     FIG. 21 is a sectional view taken along lines 21--21 of FIG. 20. 
     FIG. 22 is an end view similar to FIG. 20 showing a second position. 
     FIG. 23 shows possible embodiments of different shackle legs for the third and fourth embodiments. 
    
    
     BRIEF DESCRIPTION OF THE PREFERRED EMBODIMENT 
     Referring to the drawings now, wherein like reference numerals refer to like parts throughout the various drawing FIGS., reference numeral 10 (FIGS. 1-7) is directed to the padlock according to one form of the invention. 
     In its essence, the padlock 10 includes a substantially &#34;U&#34; shaped shackle 1, having pair of downwardly extending legs, both of which fit within bores respectively of a main body 2 and an end cap 3. The main body 2 and end cap 3 are co-joined yet separable through threads which allow a lock body 4 to be received therewithin. A key 5 operates the lock body 4 allowing the shackle to assume one of three positions: the lock position of FIG. 1, the unlocked position of FIG. 6, and the disassembled position of FIG. 7. 
     More particularly, and with reference to FIG. 7, the &#34;U&#34; shaped shackle 1 includes a short leg and a long leg interconnected by an arcuate bight portion. The longer leg includes at a free end thereof, a flange 1d which is substantially annular in configuration. Immediately above the flange 1d, a cylindrical portion 1b is provided, and immediately thereabove, a cam shelf 1c is formed which lies just below a notch 1a. 
     The free end of the longer leg coacts with a catch 4b of the lock bolt body 4 to define one of the three possible positions for the shackle 1. When the catch 4b resides against the notch 1a and above the cam shelf 1c, the padlock is in a closed, locked position such as shown in FIGS. 1 and 2. Backing the lock bolt body 4 gradually away from the notch 1a provides clearance to go below the cam shelf 4c. Cam shelf 4c has a flattened surface on the same side of the longer leg as the notch, so that the shackle 1 can be moved axially along the length of the longer leg and the catch 4b can now reside along the cylindrical portion 1b of the longer shackle leg. This defines a second unlocked position shown in FIG. 6. Note the flange 1d retains the shackle within the main body 2. To completely remove the shackle from main body 2, the lock bolt body 4 must be backed away even further to allow clearance for the shackle longer leg and its flange 1d to pass beyond the catch 4b. Note the presence of stop member 3d on the end cap 3 which controls the amount of axial translation for the lock bolt body 4 under normal circumstances (FIG. 6). 
     As shown, the lock bolt body 4 is contained in a main body 2 having an end cap 3. More particularly, the main body 2 is a substantially cylindrical sleeve having a threaded central bore 2b and a hole 2a oriented to receive the longer leg of the shackle 1. Note that the main body has a wall 2e which closes one end of the main body thereby defining a blind bore. 
     An end cap 3 is provided with a threaded end 3b having a thread pitch complimental to the thread 2b of the main body 2 so that the end cap 3 can be removeably attached to the main body 2 by rotation as per arrow &#34;B&#34; (FIG. 3). The threaded central bore 2b of the main body 2 is large enough to accomodate the lock bolt body 4 therewithin and be contained within the bore by means of the end cap 3 and its internal stop 3d. 
     The lock bolt body 4 is of substantially cylindrical configuration and has a portion dimensioned to be received within the end cap 3. The body 4 includes a plurality of threads 4d on an outer surface thereof dimensioned to engage the threaded central bore 2b of the main body 2. When assembled, the lock bolt body 4 is first threaded within the main body 2 so that the catch 4b for the long leg is proximately disposed with respect to the hole 2a for the long leg, and the end cap 3 is threaded within the bore 2b of the main body to capture the lock bolt body 4 within the interior of the main body 2 and cap 3. As mentioned, the end cap interior includes a stop 3d defined as a necked down area to serve as an abutment which controls the amount of axial translation possible for the lock bolt body 4 by stopping translation of the lock bolt body 4 away from the longer leg of the shackle 1. 
     The end cap 3 further includes a hole 3a to receive the shorter leg of the &#34;U&#34; shaped shackle 1. The cap 3 also includes an axially disposed key hole 3c on an end of the cap 3 remote from its threaded attachment to the main body 2. 
     This key hole 3c receives a key 5 having one end 5a defined as a coded socket which overlies a key driven coupling 4a on an end of the lock bolt body to rotate the body. As shown, a coded key receiving surface 4c is embodied as a flattened area on an otherwise annular surface, but it should be clear that different codes could be applied to render selective admission to the operating mechanism of the padlock 10. Thus, star shaped, hexagonal, octagonal or other external contours can selectively preclude admission for operating the padlock. The key 5 is substantially tubular in configuration having a hollow core 5c and a hole 5b to receive a key ring or the like to carry the key conveniently. 
     In use and operation, to assemble the lock, the shackle 1 is first placed in the hole 2a and the lock bolt body 4 is threaded within the bore 2b of the main body 2 so that the catch 4b will engage the cylindrical portion 1b of the shackle longer leg. Next, the end cap 3 is threaded within the main body. The padlock threads 2b, 4d and 3b are machined so that the short leg hole 3a is in alignment with the long leg hole 2a (on the same side of the combined end cap 3 and main body 2 so that the shorter shackle leg can be placed within hole 3a). The lock can be thereafter enabled by pressing the shackle downwardly so that the short leg is contained within the hole 3a. The key 5 rotates the lock bolt body 4 to engage notch 1a thereby locking the padlock. The padlock is unlocked by reversing the operation of the key 5 until the lock bolt body 4 abuts stop 3d. Since the lock operating mechanism is solely the threaded outer surface 4d with the threaded central bore 2b, a very reliable lock has been provided that is substantially impervious to the ravages of the environment, such as corrosive road salt, condensation, insects, and temperature change. To disassemble, the end cap is unthreaded as shown by arrow &#34;B&#34;. 
     Reference is now made to FIGS. 8 through 15 which teach the use of a padlock 20 which differs from the padlock 10 essentially in that the short leg of the &#34;U&#34; shaped shackle 21 includes a notch 21k which is captured by a cam 24k contained on the lock bolt body 24. Thus, in this embodiment, the bolt 24 retains both legs of the shackle 21. 
     As before, the longer leg of the shackle 21 includes a notch 21a, a cylindrical portion 21b, a cam shelf 21c, and a flange 21d operating similar to the embodiment for padlock 10. The short leg, however, as mentioned, has a notch 21k. This notch 21k coacts with the lock bolt body 24 which is configured as follows. 
     A catch 24b for the long leg is provided similar to the first embodiment, as is a key driven coupling 24a and a coded key surface 24c. The bolt body 24 includes a threaded outer surface 24d which in this embodiment is of lesser diameter than the diameter of the lock bolt body 24 and as compared with FIG. 7. In addition, the lock bolt body 24 includes a cam catch 24k which extends from the end of the lock bolt body 24 remote from the catch 24b for the long leg. The cam 24k is fashioned as an arcuate sleeve which can move from a first locked position (FIG. 9) to a second unlocked position (FIG. 13) to engage or release respectively the short leg of the shackle 21. 
     In addition, the main body 22, while including a hole 22a for the long leg, a threaded central bore 22b for the end cap 23 and a wall 22e which seals off the bore, also has further differences to accomodate the lock bolt body 24. As shown in FIG. 15, a radially extending wall 22d provides a stop for the lock bolt body 24 and includes a central opening in which a threaded smaller bore 22c extends further within the main body 22. The smaller bore threads 22c coact with the threaded outer surface 24d of the lock bolt body 24 to provide the locking and unlocking effect for both legs of the shackle 21. 
     In addition, the end cap 23, while including a hole 23a for the short leg, a threaded end 23b and an axially extending key bore 23c, also includes an internal clearance 23d, which provides room for the cam catch 24k of the shorter leg. This clearance 23d in the form of an annular groove provides a stop similar to the stop 3d of the end cap 3 to limit the amount of axial translation of the lock bolt body 24. 
     In use and operation, the shackle 21 is placed within the hole 22a of the main body 22, the lock bolt body 24 is advanced by threading within the threaded bore 22c and 24d so that the catch 24b engages the cylindrical portion 21b of the shackle. The end cap 23 is threaded via threads 23b into the main body 22 via threads 22b, so that the short leg hole 23a can register with the short leg and the lock can be fixed by depressing the shackle leg down and rotating the lock bolt body 24 with a key 5 similar to the key of the first embodiment. As before the end cap 23 is advanced on the main body 22 by rotation as per the arrow &#34;A&#34;. 
     Attention is now directed to FIGS. 16 through 19 which show a third version of a padlock 30. The padlock 30 includes a main body 32 which carries first and second openings 32a to receive legs of shackle 31. The body 32 has an integrally formed end wall 32e which supports a centrally disposed threaded shaft 32b extending along a central longitudinal axis of the body 32. 
     Clearance is provided between the shaft 32b and the main body&#39;s inner annular surface to receive therein a lock bolt body 34 having a central bore 34d provided with an internal thread complimental to the threaded shaft 32b of the main body 32. A specially coded coupling 34a is placed on an outer face of the lock bolt body 34 for access by a user of the lock. In use, the lock bolt body 34 is advanced on the shaft 32b where it can engage a long leg of the &#34;U&#34; shaped shackle 31. More particularly, the shackle 31 includes a short leg and a long leg, the latter having arcuate cutaway 31a which faces the shorter leg and immediately therebelow, a cylindrical portion 31b followed in turn by an annular flange 31d at a free end of the longer leg. When both legs of the shackle are placed within the holes 32a of the main body 32, and the lock bolt body 34 is advanced to abut against the end wall 32e, the annular outer surface of the lock bolt body 34 rides within the arcuate cutaway 31a of the longer shackle leg to fix the shackle within the main body 32. See FIG. 16. The lock bolt body 34 also includes on an outer wall thereof a longitudinally extending flattened portion 34a which supports a catch 34k which is shown in FIG. 17 operates to engage the annular portion 31b of the shackle leg which, by virtue of its proximity to the flange 31d precludes removal of the shackle from the body when the shackle is unlocked. To facilitate the locking and unlocking of this version without close inspection as to the placement of the catch 34k, a lock nut 37 having an internal thread 37d is strategically placed on the threaded shaft 32b to control in most circumstances the amount of axial translation of the lock body 34 to define the clearance for allowable axial translation of the lock bolt body 34. That is, within the clearance permitted by the lock nut 37, when the lock bolt body 34 is advanced to either extreme permitted by the lock nut, the two positions shown in FIGS. 16 and 17 will be effected. Complete removal of the shackle 31 will therefore necessitate partial or total withdrawal of the lock nut 37. Note that the locking is effected by advancement of the lock bolt body along an axis perpendicular to the plane of the shackle. 
     FIGS. 20 through 22 show a mechanism similar to the last named embodiment, particularly with respect to the axial advancement of the lock bolt body perpendicular to the plane of the shackle. More particularly, and as distinguished from the last embodiment, a main body 42 is provided with an internal bore having a thread complimental to an outer annular thread of a lock bolt body 42. Openings within the main body receive the shackle 41 having at least one arcuate cutaway oriented to face the other leg of the shackle, whereby axial advancement or retraction of the lock bolt body 44 can engage the arcuate cutaway 41a thereby freeing or locking the shackle legs. 
     The variations in shackle leg configuration shown in FIG. 23 also include a lock nut 38 on a free end of the longer leg of the shackle 41 which precludes disassembly of the shackle leg 41 from the main body 42 in most circumstances. The three embodiments in FIG. 23 show respectively a shackle 41x first and second legs of equal length each having an arcuate cutaway 41a facing each other, an embodiment 41y with a short leg and a longer leg, the longer leg having the arcuate cutaway 41a facing the shorter leg and a shackle 41z similar to 41y with the longer leg extended even further to support at a threaded end thereof the lock nut 48. 
     Moreover, having thus described the invention, it should be apparent that numerous structural modifications and adaptations may be resorted to without departing from the scope and fair meaning of the invention as set forth hereinabove and as defined hereinbelow by the claims.