Patent Publication Number: US-6335022-B1

Title: Nanoemulsion based on oxyethylenated or non-oxyethylenated sorbitan fatty esters, and its uses in the cosmetics, dermatological and/or ophthalmological fields

Description:
BACKGROUND OF THE INVENTION 
     1. Field of the Invention 
     The present invention relates to a nanoemulsion based on a surfactant which is solid at a temperature of less than or equal to 45° C., which surfactant is chosen from sorbitan fatty esters and oxyethylenated sorbitan fatty esters, on at least one oil having a molecular weight of greater than 400 and on at least one ionic amphiphilic lipid, the ratio by weight of the amount of oily phase to the amount of surfactant ranging from 2 to 10. 
     The invention also relates to a process for the preparation of the said nanoemulsion and to its uses in the cosmetics, dermatological and/or ophthalmological fields. This nanoemulsion is stable on storage and can comprise large amounts of oil while retaining good transparency and while having good cosmetic properties. 
     2. Discussion of the Background 
     Nanoemulsions are oil-in-water emulsions, the oil globules of which have a very fine particle size, that is to say a number-average size of less than 100 nm. They are generally manufactured by mechanical fragmentation of an oily phase in an aqueous phase in the presence of a surfactant. In the case of nanoemulsions, the very small size of the oily globules is obtained in particular by virtue of at least one pass through a high-pressure homogenizer. The small size of the globules confers on them cosmetically advantageous properties which distinguish them from conventional emulsions: they are transparent and exhibit a novel texture. They can also carry active agents more efficiently. 
     Transparent microemulsions are known in the state of the art. In contrast to nanoemulsions, microemulsions are not, strictly speaking, emulsions; they are transparent solutions of micelles swollen by oil, which oil is generally a very-short-chain oil (e.g. hexane or decane) and is solubilized by virtue of the joint presence of a significant amount of surfactants and of cosurfactants which form the micelles. The size of the swollen micelles is very small owing to the small amount of oil which they can solubilize. This very small size of the micelles is the cause of their transparency, as with nanoemulsions. However, in contrast to nanoemulsions, microemulsions are spontaneously formed by mixing the constituents, without contributing mechanical energy other than simple magnetic stirring. The major disadvantages of microemulsions are related to their high proportion of surfactants, leading to intolerance and resulting in a sticky feel during application to the skin. Furthermore, their formulation range is generally very narrow and their temperature stability very limited. 
     In addition, nanoemulsions are known in the state of the art comprising an amphiphilic lipid phase composed of phospholipids, water and oil. These emulsions exhibit the disadvantage of being unstable on storage at conventional storage temperatures, namely between 0 and 45° C. Due to the presence of phospholipids, these nanoemulsions lead to yellow compositions and produce rancid smells which develop after several days of storage. 
     Nanoemulsions stabilized by a lamellar liquid crystal coating, obtained by the combination of a hydrophilic surfactant and of a lipophilic surfactant, are also known. However, these combinations are problematic to prepare. Furthermore, the nanoemulsions obtained exhibit a waxy and film-forming feel which is not very pleasant for the user. 
     Furthermore, the document EP-A-728,460 discloses nanoemulsions based on fluid non-ionic amphiphilic lipids. However, these nanoemulsions exhibit the disadvantage of having a sticky effect during application to the skin. 
     The need therefore remains for nanoemulsions which have neither the disadvantages of those of the prior art nor the disadvantages of microemulsions. 
     SUMMARY OF THE INVENTION 
     The present inventors have now discovered, unexpectedly, that the use of a surfactant which is solid at a temperature of less than or equal to 45° C., which surfactant is chosen from sorbitan fatty esters and oxyethylenated sorbitan fatty esters, and of at least one oil having a molecular weight of greater than 400 (=400 grams per mole) makes it possible to obtain novel nanoemulsions which are devoid of phospholipids and which exhibit all the advantages of known nanoemulsions without their disadvantages. 
     Accordingly, the present invention relates to a nanoemulsion, comprising: 
     an oily phase dispersed in an aqueous phase and having oil globules with a number-average size of less than 100 nm, 
     a surfactant which is solid at a temperature of less than or equal to 45° C., wherein the surfactant is selected from the group consisting of sorbitan fatty esters and oxyethylenated sorbitan fatty esters, 
     at least one oil having a molecular weight of greater than 400, and 
     at least one ionic amphiphilic lipid selected from the group consisting of the alkaline salts of dicetyl and dimyristyl phosphate, the alkaline salts of cholesterol sulphate, the alkaline salts of cholesterol phosphate, lipoamino acids, the sodium salts of phosphatidic acid, cationic amphiphilic lipids and alkylsulfonic derivatives, 
     wherein the ratio by weight of the amount of oily phase to the amount of surfactant is 2 to 10. 
     The present invention also provides a method of caring for, treating and/or making up the skin, face and/or scalp, comprising applying the nanoemulsion to the skin, face and/or scalp. 
     The present invention also provides a method of caring for and/or treating the hair, comprising applying the nanoemulsion to the hair. 
     The present invention also provides a method of caring for and/or moisturizing the skin, mucous membranes and/or scalp, comprising applying the nanoemulsion to the skin, mucous membranes and/or scalp. 
     The present invention also provides a method of preparing the nanoemulsion. 
     A more complete appreciation of the invention and many of the attendant advantages thereof will be readily obtained as the same becomes better understood by reference to the following detailed description. 
     DETAILED DESCRIPTION OF THE INVENTION 
     The nanoemulsions according to the invention generally have a transparent to bluish appearance. Their transparency is measured by a transmittance coefficient at 600 nm ranging from 10 to 90% or else by a turbidity ranging from 60 to 600 NTU and preferably from 70 to 300 NTU, where turbidity is measured with a Hach Model 2100 P portable turbidimeter. This range for the transparency includes all specific values and subranges therebetween, such as 20%, 50%, 75%, and 85%. This range for the transparency includes all specific values and subranges therebetween, such as 100, 150, 200, 250, 300, 400 and 500 NTU. 
     The oil globules of the nanoemulsions of the invention have a number-average size of less than 100 nm and preferably ranging from 20 to 75 nm and more preferably from 40 to 60 nm. These ranges includes all specific values and subranges therebetween, such as 25, 30, 50, 70, 80 and 90 nm. The decrease in the size of the globules makes it possible to promote the penetration of the active principles into the surface layers of the skin (carrier effect). 
     The surfactant which is solid at a temperature of less than or equal to 45° C. which can be used in the nanoemulsion of the invention is a sorbitan fatty ester or an oxyethylenated sorbitan fatty ester, which means that the nanoemulsion of the invention comprises only a surfactant chosen from these esters and that it is devoid of any surfactant other than oxyethylenated or non-oxyethylenated sorbitan fatty esters. 
     The sorbitan fatty esters which can be used as surfactants in the nanoemulsion according to the invention are solid at a temperature of less than or equal to 45° C. and are chosen from the group consisting of esters of a C 16 -C 22  fatty acid and of sorbitan and oxyethylenated esters of a C 16 -C 22  fatty acid and of sorbitan. They are formed from at least one fatty acid comprising at least one saturated linear alkyl chain, having respectively from 16 to 22 carbon atoms, and from sorbitol or from ethoxylated sorbitol. The oxyethylenated esters generally comprise from 1 to 100 ethylene glycol units and preferably from 2 to 40 ethylene oxide (EO) units. More than one of these sorbitan fatty esters may be used. 
     These esters can be chosen in particular from stearates, behenates, arachidates, palmitates and their mixtures. Stearates and palmitates are preferably used. 
     Mention may be made, by way of examples of surfactant which can be used in the nanoemulsion of the invention, of the sorbitan monostearate (CTFA name: Sorbitan stearate) sold by ICI under the name Span 60, the sorbitan monopalmitate (CTFA name: Sorbitan palmitate) sold by ICI under the name Span 40, or the sorbitan 20 EO tristearate (CTFA name: Polysorbate 65) sold by ICI under the name Tween 65. 
     The amount of surfactant in the nanoemulsion of the invention can range, for example, from 0.2 to 15% by weight and preferably from 1 to 8% by weight with respect to the total weight of the nanoemulsion. These ranges includes all specific values and subranges therebetween, such as 0.5, 1, 5, 2, 4, 5, 6, 10 and 12% by weight. 
     The ratio by weight of the amount of the oily phase to the amount of surfactant ranges from 2 to 10 and preferably from 3 to 6. The term “amount of oily phase” is understood here to mean the total amount of the constituents of this phase without including the amount of surfactant. This range includes all specific values and subranges therebetween, such as 2.5, 5,5,8 and 9. 
     The nanoemulsion according to the invention comprises at least one oil with a molecular weight of greater than 400. The oils with a molecular weight of greater than 400 can be chosen from oils of animal or vegetable origin, mineral oils, synthetic oils and silicone oils, and their mixtures. Mention may be made, as oils of this type, of, for example, isocetyl palmitate, isocetyl stearate, avocado oil or jojoba oil. 
     In addition, the oily phase can optionally comprise other oils and in particular oils having a molecular weight of less than 400. These oils are also chosen from oils of animal or vegetable origin, mineral oils, synthetic oils and silicone oils. Mention may be made, for example, as oils with a molecular weight of less than 400, of isododecane, isohexadecane, volatile silicone oils, isopropyl myristate, isopropyl palmitate or C 11 -C 13  isoparaffin. 
     The oily phase can also comprise fatty substances other than the oils indicated above, such as fatty alcohols, for example stearyl, cetyl and behenyl alcohols, fatty acids, for example stearic, palmitic and behenic acids, oils of fluorinated type, waxes, gums and their mixtures. 
     The nanoemulsions in accordance with the invention comprise an amount of oily phase preferably ranging from 2 to 40% and better still from 5 to 30% by weight with respect to the total weight of the nanoemulsion, the proportion of oil(s) having a molecular weight of greater than 400 preferably representing at least 40% by weight of the oily phase. These ranges includes all specific values and subranges therebetween, such as 3, 8, 10, 15, 20, 25 and 35% by weight. 
     The lipoamino acids which can be used in the nanoemulsions of the invention as ionic amphiphilic lipids can be chosen more particularly from mono- and disodium acylglutamates, such as the disodium salt of N-stearoyl-L-glutamic acid sold under the name Acylglutamate HS21 by Ajinomoto Co. 
     The alkylsulfonic derivatives which can be used in the nanoemulsions of the invention as ionic amphiphilic lipids can more particularly be chosen from the alkylsulfonic derivatives of following formula (I):                    
     in which R represents an alkyl radical comprising from 16 to 22 carbon atoms, in particular the C 16 H 33  and C 18 H 37  radicals, taken as a mixture or separately, and M is an alkali metal, such as sodium. 
     The cationic amphiphilic lipids which can be used in the nanoemulsions of the invention as ionic amphiphilic lipids can more particularly be chosen from the group formed by quaternary ammonium salts, fatty amines and their salts. 
     The quaternary ammonium salts are, for example: 
     those which exhibit the following general formula (II):                    
     in which the R 1  to R 4  radicals, which can be identical or different, represent a linear or branched aliphatic radical comprising from 1 to 30 carbon atoms or an aromatic radical, such as aryl or alkylaryl. The aliphatic radicals can comprise heteroatoms, such as, in particular, oxygen, nitrogen, sulphur or halogens. The aliphatic radicals are, for example, chosen from alkyl, alkoxy, polyoxy(C 2 -C 6 )alkylene, alkylamido, (C 12 -C 22 )alkylamido(C 2 -C 6 )alkyl, (C 12 -C 22 )alkyl acetate or hydroxyalkyl radicals comprising approximately from 1 to 30 carbon atoms; X is an anion chosen from the group of the halides, phosphates, acetates, lactates, (C 2 -C 6 )alkyl sulphates, or alkyl- or alkylarylsulphonates. Preference is given, as quaternary ammonium salts of formula (II), to, on the one hand, tetraalkylammonium chlorides, such as, for example, dialkyldimethylammonium or alkyltrimethylammonium chlorides in which the alkyl radical comprises approximately from 12 to 22 carbon atoms, in particular behenyltrimethylammonium, distearyldimethylammonium, cetyltrimethylammonium and benzyldimethylstearylammonium chlorides, or alternatively, on the other hand, stearamidopropyldimethyl(myristyl acetate)ammonium chloride, sold under the name “Ceraphyl 70” by Van Dyk. 
     imidazolinium quaternary ammonium salts, such as, for example, those of following formula (III):                    
     in which R 5  represents an alkenyl or alkyl radical comprising from 8 to 30 carbon atoms, for example derived from tallow fatty acids; R 6  represents a hydrogen atom, an alkyl radical comprising from 1 to 4 carbon atoms or an alkenyl or alkyl radical comprising from 8 to 30 carbon atoms; R 7  represents an alkyl radical comprising from 1 to 4 carbon atoms; R 8  represents a hydrogen atom or an alkyl radical comprising from 1 to 4 carbon atoms; and X is an anion chosen from the group of the halides, phosphates, acetates, lactates, alkyl sulphates, or alkyl- or alkylarylsulphonates. R 5  and R 6  preferably denote a mixture of alkenyl or alkyl radicals comprising from 12 to 21 carbon atoms, for example derived from tallow fatty acids, R 7  preferably denotes a methyl radical and R 8  preferably denotes hydrogen. Such a product is, for example, sold under the name “Rewoquat W 75” by Rewo. 
     quaternary diammonium salts of following formula (IV):                    
     in which R 9  denotes an aliphatic radical comprising approximately from 16 to 30 carbon atoms; R 10 , R 11 , R 12 , R 13  and R 14  are chosen from hydrogen or an alkyl radical comprising from 1 to 4 carbon atoms; and X is an anion chosen from the group of the halides, acetates, phosphates, nitrates and methyl sulphates. 
     Such quaternary diammonium salts comprise in particular propanetallowdiammonium dichloride. 
     According to a preferred embodiment of the invention, a lipoamino acid or a quaternary ammonium salt is used as ionic amphiphilic lipid. 
     The ionic amphiphilic lipids can be introduced into one or other phase of the nanoemulsion. When they are present in the nanoemulsion of the invention, they can be used in concentrations preferably ranging from 0.01 to 5% by weight and more particularly from 0.25 to 1% by weight with respect to the total weight of the nanoemulsion. This range includes all specific values and subranges therebetween, such as 0.02, 0.5, 1.5, 2 and 4% by weight. 
     The emulsions in accordance with the present invention can comprise additives for improving the transparency of the formulation. 
     These additives are preferably chosen from the group formed by: 
     lower alcohols comprising from 1 to 8 carbon atoms and more particularly from 2 to 6 carbon atoms, such as ethanol; 
     glycols, such as glycerol, propylene glycol, 1,3-butylene glycol, dipropylene glycol, pentylene glycol, isoprene glycol and polyethylene glycols comprising from 4 to 16 and preferably from 8 to 12 ethylene oxide units; 
     sugars, such as glucose, fructose, maltose, lactose or sucrose. 
     These additives can be used as a mixture. When they are present in the nanoemulsion of the invention, they can be used at concentrations preferably ranging from 0.01 to 3% by weight with respect to the total weight of the nanoemulsion and better still from 5 to 20% by weight with respect to the total weight of the nanoemulsion. These ranges for the amount of additive include all specific values and subranges therebetween, such as 0.02, 0.05, 0.5, 1.2. The amount of alcohol(s) and/or of sugar(s) preferably ranges from 5 to 20% by weight with respect to the total weight of the nanoemulsion and the amount of glycol(s) preferably ranges from 5 to 15% by weight with respect to the total weight of the nanoemulsion. These ranges include all specific values and subranges therebetween, such as 8, 10, and 12% by weight. 
     In addition, the use of the alcohols as defined above at concentrations greater than or equal to 15% by weight makes it possible to obtain preservative-free emulsions. 
     The nanoemulsions defined above can be used in any field where this type of composition is useful. They can constitute in particular compositions for topical use and in particular cosmetic or dermatological compositions. They can also be used as ophthalmic vehicles. In addition, they can constitute, in the pharmaceutical field, a pharmaceutical composition which can be administered orally, parenterally or transcutaneously. 
     Another subject-matter of the invention is therefore a composition for topical use, characterized in that it comprises a nanoemulsion as defined above. 
     A composition for topical or pharmaceutical use comprises a physiologically acceptable medium, that is to say compatible with the skin, mucous membranes, scalp, eyes and/or hair. 
     Another subject-matter of the invention is an ophthalmic vehicle, characterized in that it comprises a nanoemulsion as defined above. 
     Another subject-matter of the invention is a pharmaceutical composition, characterized in that it comprises a nanoemulsion as defined above. 
     The nanoemulsions of the invention can comprise water-soluble or fat-soluble active principles having a cosmetic, dermatological or ophthalmic activity. The fat-soluble active principles are in the oily globules of the emulsion, whereas the water-soluble active principles are in the aqueous phase of the emulsion. Mention may be made, by way of examples of active principles, of vitamins, such as vitamin E, and their derivatives and in particular their esters, provitamins, such as panthenol, humectants and sun- screen agents. 
     Mention may be made, as ophthalmic active principles, of, for example, antiglaucoma agents, such as betaxolol; antibiotics, such as acyclovir; antiallergics; anti-inflammatory agents, such as ibuprofen and its salts, diclofenac and its salts, or indomethacin; or antiviral agents. 
     The nanoemulsions in accordance with the invention can be provided in the form of a lotion, serum, cream, milk or toilet water and can comprise adjuvants commonly used in the cosmetics, dermatological and ophthalmic fields, such as, for example, gelling agents, preservatives, antioxidants and fragrances. They can also be provided in the form of an eye lotion, in particular for ophthalmological applications. 
     Mention may be made, among the gelling agents which can be used, of cellulose derivatives, algal derivatives, natural gums and synthetic polymers, such as polymers and copolymers of carboxyvinyl acids, for example those sold under the name Carbopol by the company Goodrich. 
     Another subject-matter of the invention is a process for the preparation of a nanoemulsion as defined above, this process comprising the mixing of the aqueous phase and the oily phase with vigorous stirring at a temperature ranging from 10 to 80° C. and then a homogenization of the mixture at a pressure preferably ranging from 6×10 7  Pa to 18×10 7  Pa (high-pressure homogenization). The shearing preferably ranges from 2×10 6  s −1  to 5×10 8  s −1  and better still from 1×10 8  s −1  to 3×10 8  s −1  (s −1  signifies second −1 ). 
     The nanoemulsion of the invention can be used, for example, for caring for, treating or making up the skin, face and/or scalp. 
     Another aspect of the invention is therefore the cosmetic use of the nanoemulsion as defined above for caring for, treating and/or making up the skin, face and/or scalp. 
     In addition, the nanoemulsion of the invention can also be used for caring for and/or treating the hair. It makes it possible to obtain a deposit of oil on the hair, which renders the latter glossier and more resistant to styling, without, however, making it lank. It also makes it possible, as a pretreatment, to improve the effects of dyeing or permanent waving. 
     Another aspect of the invention is therefore the cosmetic use of the nanoemulsion as defined above for caring for and/or treating the hair. 
     The nanoemulsion according to the invention makes possible in particular good moisturizing of the skin, mucous membranes and/or scalp and is particularly suited to the treatment of dry skin. 
     Another subject-matter of the invention is therefore a cosmetic process for caring for and/or moisturizing the skin, mucous membranes and/or scalp, characterized in that a nanoemulsion as defined above is applied to the skin, mucous membranes and/or scalp. 
     The invention also relates to the use of the nanoemulsion according to the invention in the manufacture of a dermatological composition intended for the treatment of dry skin. 
     Regarding the uses described above, one skilled in the art will recognize that the compositions of the inventions are to be applied using amounts and techniques customary for the dermatological and cosmetic fields. 
     Finally, the invention also relates to the use of the nanoemulsion according to the invention in the manufacture of an ophthalmological composition. 
    
    
     EXAMPLES 
     Having generally described this invention, a further understanding can be obtained by reference to certain specific examples which are provided herein for purposes of illustration only and are not intended to be limiting unless otherwise specified. The amounts shown are as % by weight. 
     
       
         
           
               
             
               
                 EXAMPLE 1 
               
               
                   
               
               
                 Fluid make-up remover 
               
               
                   
               
             
            
               
                   
               
            
           
           
               
               
               
            
               
                   
                 Oily phase: 
                   
               
               
                   
                 Tween 65 (Company ICI) 
                 4.5%  
               
               
                   
                 Disodium salt of N-stearoyl-L-glutamic acid 
                 0.5%  
               
               
                   
                 (Acylglutamate HS21 from the company Ajinomoto) 
               
               
                   
                 Isocetyl stearate (M.W. = 508) 
                 10% 
               
               
                   
                 Isopropyl myristate (M.W. = 270) 
                  5% 
               
               
                   
                 Aqueous phase: 
               
               
                   
                 Glycerol 
                  5% 
               
               
                   
                 Dipropylene glycol 
                 10% 
               
               
                   
                 Water 
                 65% 
               
               
                   
                   
               
            
           
         
       
     
     A transparent nanoemulsion is obtained, the size of the globules of which is 44 nm and the turbidity of which is 168 NTU. 
     
       
         
           
               
             
               
                 EXAMPLE 2 
               
               
                   
               
               
                 Hair care 
               
               
                   
               
             
            
               
                   
               
            
           
           
               
               
               
            
               
                   
                 Oily phase: 
                   
               
               
                   
                 Span 60 (Company ICI) 
                 4% 
               
               
                   
                 Behenyltrimethylammonium chloride 
                 1% 
               
               
                   
                 Avocado oil (M.W. of the order of 900) 
                 10%  
               
               
                   
                 Volatile silicone oil 
                 5% 
               
               
                   
                 Aqueous phase: 
               
               
                   
                 Glycerol 
                 5% 
               
               
                   
                 Dipropylene glycol 
                 10%  
               
               
                   
                 Water 
                 65%  
               
               
                   
                   
               
            
           
         
       
     
     A transparent nanoemulsion is obtained, the size of the globules of which is 50 nm and the turbidity of which is 180 NTU. 
     Obviously, numerous modifications and variations of the present invention are possible in light of the above teachings. It is therefore to be understood that within the scope of the appended claims, the invention may be practiced otherwise than as specifically described herein. 
     This application is based on French Patent Application Serial No. 98-15949, filed on Dec. 17, 1998, and incorporated herein by reference in its entirety.