Court Opinion

ID: 771313
Source: CourtListenerOpinion
Date Created: 2012-04-18 10:49:16+00
Date Added: 2024-06-11T10:50:02.170059
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233 F.3d 1285 (11th Cir. 2000)
UNITED STATES of America, Plaintiff-Appellee,v.Phyllis RICHARDSON, Defendant-Appellant.
No. 99-11126.
United States Court of Appeals, Eleventh Circuit.
November 3, 2000.November 15, 2000

[Copyrighted Material Omitted]
Appeal from the United States District Court for the Southern District of  Florida.(No. 97-08124-CR-DTKH), Daniel T.K. Hurley, Judge.
Before BARKETT, WILSON and MAGILL*, Circuit Judges.
BARKETT, Circuit Judge:

1
Phyllis Richardson appeals her conviction for embezzlement, money laundering,  and mail fraud. The Indictment against Richardson consisted of forty-one counts  which included sixteen counts of embezzlement of funds of a federally insured  financial institution, in violation of 18 U.S.C.  657; nine counts of mail  fraud, in violation of 18 U.S.C.  1341; fifteen counts of money laundering, in  violation of 18 U.S.C.  1956(a)(1)(B)(i); and one count of engaging in a  monetary transaction involving funds of a value greater than $10,000 embezzled  from a financial institution, in violation of 18 U.S.C.  1957. Factually, the  Indictment was based upon allegations that between 1986 and 1996, Richardson,  while employed at Community Savings Bank, embezzled approximately $870,000 from  at least fourteen bank customers and laundered those funds in her own accounts.

2
After a jury trial, Richardson was found guilty on thirty-eight counts1 and was  sentenced to 120 months imprisonment and three years supervised release. The  district court also ordered Richardson to pay restitution of $1,215,605.81 and a  special assessment of $2,500. On appeal, Richardson argues that three errors by  the district court require reversal of her conviction: 1) the district court  erred by allowing jurors to submit written questions through the court to  witnesses, thereby denying her a fair trial; 2) the district court erred in  instructing the jury on the law relating to power of attorney; and 3) the  district court erred by admitting into evidence summary exhibits with a column  heading labeled "unauthorized activity" when whether that activity was in fact  "unauthorized" was a jury issue. We address each of Richardson's contentions in  turn.

A. Jury Questioning

3
At the outset of Richardson's trial, the district court instructed the jury that  if they did not understand a part of a witness's testimony they could submit  written questions to the court after the lawyers ended the examination of that  witness. The court explained to the jurors that some of their submitted  questions might not be asked because the question might be improper under the  rules of evidence and instructed them not to speculate on what the answer to  such questions might be or why the court did not ask a particular question.  Richardson did not object to this practice at the time.

4
Throughout the trial, in accordance with the judge's instructions, jurors  occasionally submitted one or more questions for a witness. Upon receipt, the  district court would review the questions with the lawyers at sidebar in order  to hear, discuss and rule on objections, and then address those questions that  were permitted to the witness. At mid-trial, Richardson objected to any future  questions by the jury, arguing that the questions demonstrated that the jurors  were becoming adversarial and engaging in premature deliberation. The district  court disagreed with both of Richardson's contentions and overruled her  objection. The court, however, again instructed the jury, explaining that they  were allowed to ask questions only for the purpose of clarifying a witness's  testimony; that jurors should not become advocates for either side; and that  they must decide the case after they retired to the jury room based only the  evidence presented to them in court.

5
During the course of the six-week trial, the court asked witnesses twenty-three  sets of questions that had been submitted by the jury. Prior to Richardson's  objection, the court had addressed questions to five witnesses based on ten sets  of questions submitted by jurors. Following Richardson's objection, jurors  submitted thirteen sets of questions to the court, twelve of which were  addressed to two witnesses. Most of these questions came during the government's  case-in-chief, and the jurors did not ask any questions of Richardson. On  appeal, Richardson first argues that permitting jurors to ask any questions at  all deprived her of her constitutional right to a fair trial. Alternatively,  Richardson argues that at least ten of the questions-all asked after her  objection-were specifically prejudicial to her.

6
Because Richardson did not object to the practice of jury questioning until  mid-trial, two standards of review apply. Questions submitted prior to  Richardson's objection are reviewed for plain error, see United States v. Olano,  507 U.S. 725, 732-36, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993), while questions  submitted after Richardson's objection are reviewed for abuse of discretion. See  United States v. Johnson, 914 F.2d 136, 138 (8th Cir.1990). "Plain error, when  examined in the context of the entire case, is so obvious that failure to notice  it would seriously affect the fairness, integrity and public reputation of  judicial proceedings." United States v. Walther, 867 F.2d 1334, 1343-44 (11th  Cir.1989). Thus, in order to establish plain error, Richardson must demonstrate  prejudice-that is, she must demonstrate that the error affected the outcome of  the district court proceedings. See Olano, 507 U.S. at 734, 113 S.Ct. 1770.

7
As an initial matter, under either standard, we reject outright Richardson's  argument that permitting juror questioning of witnesses is per se error. Indeed, every circuit to consider the practice has permitted it, holding that the  decision to allow juror questioning rests within the discretion of the trial  judge. See United States v. Collins, 226 F.3d 457 (6th Cir.2000); United States  v. Hernandez, 176 F.3d 719, 724 (3d Cir.1999); United States v. Feinberg, 89  F.3d 333, 336 (7th Cir.1996); United States v. Bush, 47 F.3d 511, 515 (2d  Cir.1995); United States v. Cassiere, 4 F.3d 1006, 1017-18 (1st Cir.1993);  United States v. Groene, 998 F.2d 604, 606 (8th Cir.1993) ("The use of the  procedure itself is not plain error (prejudicial per se)."); United States v.  Polowichak, 783 F.2d 410, 413 (4th Cir.1986); United States v. Callahan, 588  F.2d 1078, 1086 (5th Cir.1979) ("There is nothing improper about the practice of  allowing occasional questions from jurors to be asked of witnesses.").2 In  addition, virtually every state court to consider the issue has permitted jurors  to ask questions of witnesses,3 and the legislatures of Arizona and Florida have  enacted statutes specifically mandating the practice. Ariz. R. Ct. 39(b)(10);  Fla. Stat. ch. 40.50(3).

8
In American jurisprudence, a jury serves to "assure a fair and equitable  resolution of factual issues." Standard Oil Co. of Cal. v. Arizona, 738 F.2d  1021, 1031 (9th Cir.1984) (quoting Colgrove v. Battin, 413 U.S. 149, 157, 93  S.Ct. 2448, 37 L.Ed.2d 522 (1973)). In order to discharge this duty, it is  incumbent upon jurors to listen to the evidence, taking care to understand it so  that the facts can be determined and then applied to the relevant law. The  underlying rationale for the practice of permitting jurors to ask questions is  that it helps jurors clarify and understand factual issues, especially in  complex or lengthy trials that involve expert witness testimony or financial or  technical evidence. If there is confusion in a juror's mind about factual  testimony, "it makes good common sense to allow a question to be asked about  it." Callahan, 588 F.2d at 1086. "Juror-inspired questions may serve to advance  the search for truth by alleviating uncertainties in the jurors' minds, clearing  up confusion, or alerting the attorneys to points that bear further  elaboration." United States v. Sutton, 970 F.2d 1001, 1005 n. 3 (1st Cir.1992).  Indeed "[t]here may be cases ... in which the facts are so complicated that  jurors should be allowed to ask questions in order to perform their duties as  fact-finders." Feinberg, 89 F.3d at 337; see Sutton, 970 F.2d at 1006 ("Because  this was a factually complex case in which a greater-than-average risk of jury  confusion existed, the positive value of allowing juror-inspired questioning was  relatively high."). Moreover, juror questioning leads to more attentive jurors  and thereby leads to a more informed verdict. See Larry Heuer & Steven Penrod,  Increasing Juror Participation in Trials: A Field Experiment with Jury  Notetaking and Question Asking, 12 Law. & Hum. Behav. 231, 233-34 (1988)  (addressing benefits of juror questioning); see also, Sutton, 970 F.2d at 1005,  n. 3. ("[I]t is at least arguable that a question-asking juror will be a more  attentive juror.").

9
At the same time, in conjunction with the practice's near unanimous acceptance,  courts have cautioned district courts about the possible danger of juror  questioning. In particular, courts have expressed concern that juror questioning  risks distorting the adversarial process by "turning jurors into advocates,  [thereby] compromising their neutrality." Bush, 47 F.3d at 515; United States v.  Johnson, 892 F.2d 707, 713 (8th Cir.1989) (Lay, C.J., concurring) ("The  fundamental problem with juror questions lies in the gross distortion of the  adversary system and the misconception of the role of the jury."). Courts have  also expressed concern that juror questioning may be "a subliminal invitation to  launch prematurely into evaluating the evidence." Bush, 47 F.3d at 515 (citing  DeBenedetto v. Goodyear Tire & Rubber Co., 754 F.2d 512, 517 (4th Cir.1985)).  Moreover, courts have noted that the practice can "impale attorneys on the horns  of a dilemma" when confronted by an improper juror question. Bush, 47 F.3d at  515- 16. In such a situation, attorneys are faced with the prospect of either  "objecting to questions proffered by the arbiters that [they] are attempting to  influence" and risk alienating the jury, or foregoing objections and waiving all  but the most egregious errors. Feinberg, 89 F.3d at 336-37.

10
Thus, to guard against abuses of discretion, district courts have been directed  to employ measures that will protect against these risks. For example, in  determining whether to permit juror questioning, the trial court should "weigh  the potential benefit to the jurors against the potential harm to the parties,  especially when one of those parties is a criminal defendant." Feinberg, 89 F.3d  at 333; see Callahan, 588 F.2d at 1086 n. 2 ("District courts must in each case  balance the positive value of allowing a troubled juror to ask a question  against the possible abuses that might occur if juror questioning became  extensive."). Questions should be permitted to clarify factual issues when  necessary, especially in complex cases. However, the questioning procedure  should not be used to test legal theories, to fill in perceived gaps in the  case, or occur so repeatedly that they usurp the function of lawyer or judge, or  go beyond the juror's role as fact finders. Care should be taken that the  procedure utilized is fair, and permits all the parties to exercise their  rights. To this end, jurors should not be permitted to directly question a  witness but rather should be required to submit their questions in writing to  the trial judge, who should pose the questions to the witness in a neutral  manner. See Bush, 47 F.3d at 516; Sutton, 970 F.2d at 1005- 06. Written  submission of questions eliminates the possibility that a witness will answer an  improper question and prevents jurors from hearing prejudicial comments that may  be imbedded in improper questions. Bush, 47 F.3d at 516. This procedure also  allows the attorneys to make and argue objections without fear of alienating the  jury. Moreover, the jury should be instructed throughout the trial regarding the  limited purpose of the questions, the proper use of the procedure and should be  constantly cautioned about the danger of reaching conclusions or taking a  position before all of the evidence has been received or speculating about  answers to unasked questions. Finally, the district court should make clear to  the jury "that questions are to be reserved for important points, that the rules  of evidence may frequently require the judge to eschew certain questions, and  that no implication should be drawn if a juror-inspired question withers on the  vine." Sutton, 970 F.2d at 1005-06; see Bush, 47 F.3d at 516.

11
Ultimately, however, whether juror questioning constitutes an abuse of  discretion is a factually intense inquiry requiring a case-by-case analysis.  Thus, we turn to Richardson's specific claims in this case. At the outset, we  note that the record reflects that the district court was well aware of the  risks inherent in the juror questioning and went to great lengths to guard  against them. First, the district court employed all of the recommended  prophylactic measures, requiring written submissions, providing counsel with the  opportunity to object privately, and exercising discretion in selectively  choosing which questions were permissible and which questions would not be  asked. Second, several times throughout the trial, the district court instructed  the jury as to the limited purpose of the questions, the proper use of the  procedure, and cautioned them about the danger of reaching conclusions before  all of the evidence had been received. Finally, this was a factually complex  case, involving allegations of money laundering, fraud and embezzlement. The  trial in this matter spanned over six weeks, and the government's case-in-chief  involved numerous witnesses and the introduction of hundreds of documentary  exhibits. Because of the complexity of this case and the precautions taken by  the district court, we cannot say that the district court's determination that  the benefits to be gained by juror questioning in this case outweighed risk of  prejudice constituted an abuse of discretion.

12
Notwithstanding the care taken by the district court, Richardson argues that the  juror questioning led to premature deliberation by the jurors by encouraging  them to talk with each other and to form premature conclusions about the  evidence and the case, thereby depriving her of an impartial trial. Richardson,  however, cites no record evidence indicating that the jurors actually talked to  each other about the questions they planned to ask, and the questions posed do  not reflect any opinion the jurors may have held regarding either the  credibility of any single witness, or the guilt or innocence of Richardson. The  questions asked were generally factual in nature and for the purposes of  clarification and do not evidence premature deliberation by the jury, but rather  reflect the desire to have a witness elaborate on a certain factual point. See  Feinberg, 89 F.3d at 338. Richardson has failed to present any evidence of  prejudice resulting from the juror questioning, and has failed to demonstrate  that the district court abused its discretion in allowing the practice.  Accordingly, we find no error based upon permitting the jurors to submit  questions in this case.

B. Jury Instructions On Power Of Attorney

13
Richardson next argues that because she had abandoned her defense of reliance on  a power of attorney from one of the victims, the trial judge erred by giving an  instruction on power of attorney. At trial, Richardson objected to the  instruction, arguing that it was both unnecessary and confusing because it was  not tailored to the specific facts of this case. Richardson also expressed the  fear that the instruction would lead the jury to treat a breach of the fiduciary  obligation arising from a power of attorney as a separate offense, or equate  such a breach with embezzlement, or confuse the elements of mail fraud and  embezzlement. The district court overruled Richardson's objection and gave the  proposed instruction.

14
The issue of power of attorney arose with regard to one of Richardson's fourteen  alleged embezzlement victims, Virginia Craig. Craig was a customer of the bank  and Richardson had befriended Craig at some point prior to August 1995. In  August 1995, Craig, after being placed in a nursing home, gave Richardson a  power of attorney over her financial affairs. The power of attorney was written  in broad language, stating that Richardson could make gifts of Craig's money and  property and apply for loans in Craig's name. Subsequently, Richardson made  various withdrawals from Craig's accounts and ordered five credit cards in  Craig's name.4

15
The government introduced evidence of this power of attorney in its  case-in-chief and Richardson did not object. Early in the trial, Richardson  relied on the plain terms of the power of attorney in justifying her actions.  Subsequently, however, she abandoned this defense and instead argued that her  conduct with regard to Craig was authorized because Craig had given her access  to the bank accounts and permission to obtain credit in Craig's name as gifts.  Richardson testified that she received the funds in Craig's accounts because  Craig gave them to her, and not pursuant to the power of attorney.5  Notwithstanding Richardson's ultimate position, the power of attorney was  introduced into evidence and testimony regarding it was received, and we review  the issue of this jury instruction in this context.

16
Jury instructions are reviewed de novo "to determine whether they misstate the  law or mislead the jury to the prejudice of the objecting party." United States  v. Chandler, 996 F.2d 1073, 1085 (11th Cir.1993). "The district court has broad  discretion in formulating a jury charge so long as the charge as a whole  accurately reflects the law and the facts." United States v. Turner, 871 F.2d  1574, 1578 (11th Cir.1989) (citing United States v. Silverman, 745 F.2d 1386,  1395 (11th Cir.1984)). "On appeal, we examine whether the jury charge,  considered as a whole, sufficiently instructed the jury so that the jurors  understood the issues and were not misled." United States v. Starke, 62 F.3d  1374, 1380 (11th Cir.1995) (quoting Wilkinson v. Carnival Cruise Lines, Inc.,  920 F.2d 1560, 1569 (11th Cir.1991)). Thus, this Court will not reverse a  conviction unless, "after examining the entire charge, [we] find that the issues  of law were presented inaccurately, the charge included crimes not contained in  the indictment, or the charge improperly guided the jury in such a substantial  way as to violate due process." Turner, 871 F.2d at 1578 (internal citations  omitted).

17
Under the circumstances of this case we find no reversible error. Proof was  presented at trial concerning the power of attorney given to Richardson by  Craig. Given a district court's broad latitude in crafting its jury  instructions, and having reviewed the totality of the record, we do not find  that the jury instructions given, considered as a whole, improperly guided the  jury, misstated the law or violated due process.

C. Summary Exhibits

18
Finally, Richardson argues that reversal is warranted because the heading used  in one of the government's exhibits usurped the jury's function. During the  government's case-in-chief concerning the embezzlement counts, the government  offered into evidence summary charts prepared by its expert witness, Joseph  Knorr, describing the transaction histories of the accounts of the fourteen  alleged embezzlement victims. Each summary chart included one column with the  heading "unauthorized activity." This column listed transaction amounts that  Knorr believed-based on interviews with the account holder and an analysis of  financial records-to be unauthorized by the account holder.

19
The government's presentation of these charts followed a pattern. First, the  government would introduce testimony from an alleged victim noting discrepancies  in his or her accounts. Next, the government would present testimony by Knorr  concerning each of that victim's accounts. In connection with that testimony the  government introduced the summary chart prepared by Knorr that corresponded to  that victim. In addition to being admitted into evidence, the spreadsheet was  enlarged and projected onto a screen during Knorr's testimony.

20
When the first summary chart was offered into evidence, Richardson objected to  the label "unauthorized activity," alleging that it was conclusory and  prejudicial. The district court admitted the exhibit with a limiting instruction  explaining that whether the activity was unauthorized was a question for the  jury. Subsequently, the government offered and the district court admitted into  evidence separate summary charts in conjunction with nine of the fourteen  alleged embezzlement victims. In each instance the district court gave a  limiting instruction to the jury stating that whether the activity in the  account was in fact unauthorized was an issue for the jury to decide. The  government also had the expert witness testify that the label "unauthorized  activity" represented Knorr's opinion.

21
After the ninth summary chart was offered into evidence, the government changed  the labels from "unauthorized transaction" to "questioned transaction" for the  remainder of the trial. Richardson argues that notwithstanding the limiting  instructions which were given, and the fact that the heading was changed prior  to the jury's deliberations, she is entitled to a reversal of her conviction.

22
A district court's use of summary charts is reviewed for an abuse of discretion.  See United States v. Norton, 867 F.2d 1354, 1362 (11th Cir.1989); Gordon v.  United States, 438 F.2d 858, 876 (5th Cir.1971) (district court's rulings  concerning summary charts are subject to review "only upon a clear showing of  abuse and resulting prejudice to an accused"). Summary charts are permitted  generally by Federal Rule of Evidence 1006 and the decision whether to use them  lies within the district court's discretion. See United States v. Diez, 515 F.2d  892, 906 (5th Cir.1975). Nevertheless, this Circuit has noted that summary  charts are to be used with caution, due to their potential for abuse. See  Norton, 867 F.2d at 1362. Indeed, "a trial court is charged with grave  responsibilities to make certain that an accused is not unjustly convicted in a  'trial by charts.' " Gordon, 438 F.2d at 876 (quoting Lloyd v. United States,  226 F.2d 9, 16 (5th Cir.1955)).

23
In avoiding such harm, "the essential requirement is not that the charts be free  from reliance on any assumptions, but rather that these assumptions be supported  by evidence in the record." Diez, 515 F.2d at 905. Thus, this court will permit  the use of summary charts incorporating certain assumptions "so long as  supporting evidence has been presented previously to the jury ... and where the  court has 'made it clear that the ultimate decision should be made by the jury  as to what weight should be given to the evidence.' " United States v. Francis,  131 F.3d 1452, 1458 (11th Cir.1997) (quoting United States v. Means, 695 F.2d  811, 817 (5th Cir.1983)). See Norton, 867 F.2d at 1363; United States v.  Daniels, 986 F.2d 451, 456 (11th Cir.1993) (upholding the use of summary charts  when the court instructed the jury that the charts presented what the government  contended the evidence in the record shows, and that therefore the jury must  evaluate the evidence independently); see also United States v. Acevedo, 141  F.3d 1421, 1426 (11th Cir.1998) ("We assume that jurors follow their  instructions."). Furthermore, where the defense has the opportunity to  cross-examine a witness concerning the disputed issue and to present its own  version of the case, "the likelihood of any error in admitting summary evidence  diminishes." Norton, 867 F.2d at 1363. Finally, it should be noted that the  fact-finder is not required to accept the information presented on summary  charts as true. See United States v. Massey, 89 F.3d 1433, 1441 (11th Cir.1996).

24
Under the facts presented here, Richardson cannot successfully claim harm from  the use of the summary charts. The district court issued numerous limiting  instructions to the jury. The government's witness, Knorr specifically testified  that the label "unauthorized transaction" represented his opinion. Richardson  had the opportunity to cross-examine Knorr. The label was ultimately changed  before the charts went to the jury. We find no reversible error.

25
For all the foregoing reasons, we find that Richardson's convictions must be

26
AFFIRMED.

NOTES:

*
 Honorable Frank J. Magill, U.S. Circuit Judge for the Eighth Circuit Court of  Appeals, sitting by designation.

1
 During the trial the government abandoned two counts of embezzlement and one  count of mail fraud.

2
 In Bonner v. Prichard, 661 F.2d 1206, 1209 (11th Cir.1981) (en banc), the  Eleventh Circuit adopted as binding precedent all Fifth Circuit decisions handed  down prior to the close of business on September 30, 1981.

3
 Alabama: Prather v. Nashville Bridge Co., 286 Ala. 3, 236 So.2d 322 (Ala.1970).  Arizona: Superior & Pittsburg Copper Co. v. Tomich, 19 Ariz. 182, 165 P. 1101  (Ariz.1917), aff'd, 250 U.S. 400, 39 S.Ct. 553, 63 L.Ed. 1058 (1919), rev'd on  other grounds, 22 Ariz. 543, 199 P. 132 (Ariz.1921). Arkansas: Nelson v. State,  257 Ark. 1, 513 S.W.2d 496 (Ark.1974). California: People v. McAlister, 167  Cal.App.3d 633, 213 Cal.Rptr. 271 (1985). Connecticut: Gurliacci v. Mayer, 218  Conn. 531, 590 A.2d 914 (Conn.1991). Florida: Bradford v. State, 722 So.2d 858  (Fla.App.1998). Illinois: Chicago Hansom Cab Co. v. Havelick, 131 Ill. 179, 22  N.E. 797 (Ill.1889); Chicago, Milwaukee & St. Paul Ry. v. Harper, 128 Ill. 384,  21 N.E. 561 (Ill.1889). Indiana: Carter v. State, 250 Ind. 13, 234 N.E.2d 650  (Ind.1968). Iowa: Rudolph v. Iowa Methodist Medical Center, 293 N.W.2d 550 (Iowa  1980). Kansas: State v. Hays, 256 Kan. 48, 883 P.2d 1093 (Kan.1994). Kentucky:  Slaughter v. Commonwealth, 744 S.W.2d 407 (Ky.1987), cert. denied, 490 U.S.  1113, 109 S.Ct. 3174, 104 L.Ed.2d 1036, reh'g denied, 492 U.S. 932, 110 S.Ct.  11, 106 L.Ed.2d 626 (1989); Big Sandy & Cumberland Ry. v. Thacker, 270 Ky. 404,  109 S.W.2d 820 (Ky.1937). Massachusetts: Commonwealth v. Urena, 417 Mass. 692,  632 N.E.2d 1200 (Mass.1994). Michigan: People v. Heard, 388 Mich. 182, 200  N.W.2d 73 (Mich.1972); Minnesota: State v. Crawford, 96 Minn. 95, 104 N.W. 822  (Minn.1905). Missouri: Callahan v. Cardinal Glennon Hosp., 863 S.W.2d 852  (Mo.1993); Schaefer v. St. Louis & S. Ry., 128 Mo. 64, 30 S.W. 331 (Mo.1895);  New Jersey: State v. Jumpp, 261 N.J.Super. 514, 619 A.2d 602  (N.J.Super.Ct.App.Div.1993); New Mexico: State v. Rodriguez, 107 N.M. 611, 762  P.2d 898 (N.M.Ct.App.), cert. denied, 107 N.M. 546, 761 P.2d 424 (N.M.1988). New  York: People v. Wilds, 141 A.D.2d 395, 529 N.Y.S.2d 325, (1988); People v.  Knapper, 230 A.D. 487, 245 N.Y.S. 245 (1930). North Carolina: State v. Howard,  320 N.C. 718, 360 S.E.2d 790 (N.C.1987); State v. Kendall, 143 N.C. 659, 57 S.E.  340 (N.C.1907). Ohio: State v. Sheppard, 100 Ohio App. 345, 128 N.E.2d 471 (Ohio  Ct.App.1955), aff'd, 165 Ohio St. 293, 135 N.E.2d 340 (Ohio), cert. denied, 352  U.S. 910, 77 S.Ct. 118, 1 L.Ed.2d 119, reh'g denied, 352 U.S. 955, 77 S.Ct. 323,  1 L.Ed.2d 245 (1956). Oklahoma: White v. Little, 131 Okla. 132, 268 P. 221  (Okla.1928): Pennsylvania: Boggs v. Jewell Tea Co., 266 Pa. 428, 109 A. 666  (Pa.1920). South Carolina: State v. Bradford, 87 S.C. 546, 70 S.E. 308  (S.C.1911). Tennessee: State v. Jeffries, 644 S.W.2d 432 (Tenn.Crim.App.1982).  Utah: State v. Anderson, 108 Utah 130, 158 P.2d 127 (Utah 1945). Virginia:  Williams v. Commonwealth, 24 Va.App. 577, 484 S.E.2d 153 (Va.Ct.App.1997).  District of Columbia: Yeager v. Greene, 502 A.2d 980 (D.C.1985).

4
 The acquisition of these credit cards was the basis of the mail fraud charges.

5
 The briefs are unclear concerning the timing of and reasons for this change in  defense. According to Richardson's brief, she raised the power of attorney  defense during "preliminary discussions." Richardson Br. at 26-27. According to  the government's brief, Richardson "initially" relied on this justification, but  during her trial testimony began to advance the theory that Craig had given her  a gift. See Government Br. at 39.
The government asserts that Richardson had to abandon its initial defense when  the district court found that it was not correct as a matter of law and thus  would not allow her to make that argument to the jury. See Government Br. at 44  (citing Wheeless v. Gelzer, 780 F.Supp. 1373, 1381 (N.D.Ga.1991)). Richardson  states that early in the trial both sides agreed that the power of attorney  allowed her to use funds from Craig's accounts and to obtain credit cards in her  name. See Richardson Br. at 27. Nevertheless, Richardson further states that the  power of attorney became a "non-issue" during the trial and was consequently  abandoned by her. Id. at 27.

WILSON, Circuit Judge, concurring:

27
I write separately only to express my reservations about the practice of  permitting juries to submit questions to witnesses during the course of a trial.  This record provides no basis for a finding of error as a result of the trial  judge permitting jurors to submit written questions to witnesses. The issues in  this case are complex and the trial judge utilized sufficient precautions to  reduce any possibility of unfair prejudice. However, my view is that the  practice of permitting jurors to submit questions to witnesses should be  relegated to rare or extraordinarily complex cases in which it is clearly  necessary. Few trials fit this category. I agree with the Seventh Circuit that  the practice should not be encouraged, but discouraged. See United States v.  Feinberg, 89 F.3d 333, 336 (7th Cir.1996).

28
Other Circuits agree. The Second Circuit "strongly discourage[s]" its use, for  the very same reason that Richardson objected to its use in the present case-it  "risks turning jurors into advocates, compromising their neutrality" and "is a  subliminal invitation to launch prematurely into evaluating the evidence."  United States v. Bush, 47 F.3d 511, 515 (2d Cir.1995). These dangers are  considerable and "can undermine the orderly process of the trial to verdict."  DeBenedetto v. Goodyear Tire and Rubber Co., 754 F.2d 512, 516, 517 (4th  Cir.1985).

29
The most troubling problem associated with juror questioning is the potential to  convert jurors into partial advocates. See Bush, 47 F.3d at 515. This threatens  the foundation of our judicial system and the jury's role as a neutral  factfinder. See DeBenedetto, 754 F.2d at 516. Remedial instructions by the court  cannot always remedy the adverse effects that may ensue from jurors' questions,  especially when counsel waives issues on appeal by not objecting to questions  for fear of antagonizing the jury. See Bush, 47 F.3d at 515.

30
In Richardson's case, the district court employed appropriate safeguards to  minimize the risks associated with the practice. The judge required the jurors  to reduce their questions to writing for their consideration by the judge prior  to their submission to the witnesses. Counsel's objections were heard at sidebar  outside of the sound of the jurors and the questions were not of such number and  character to rise to an objectionable level so as to compromise the fairness of  Richardson's trial. As a general rule, however, "the risks outweigh the  benefits." Feinberg, 89 F.3d at 337.

31
The First Circuit has held that the practice of permitting jurors to submit  questions to witnesses during the course of a contested trial "should be  employed sparingly and with great circumspection." U.S. v. Sutton, 970 F.2d  1001, 1005 (1st Cir.1992). This is particularly true in a criminal trial where:

32
The dynamics ... are extremely sensitive. Innovations that carry the potential  for disrupting those dynamics are risky. Juror participation in the  examination of witnesses represents a significant innovation, transferring the  jurors' role from a purely passive one to a partially interactive one. The  practice also delays the pace of the trial, creates a certain awkwardness for  lawyers wishing to object to juror-inspired questions, and runs a risk of  undermining litigation strategies.

33
Id. at 1005. Although the trial judge may take precautionary measures similar to  those employed in the present case to avoid unfair prejudice, such measures may  have the potential to "embarrass or even antagonize the jurors if they sense  that their pursuit of the truth has been thwarted by rules they do not  understand." Bush, 47 F.3d at 515. Even with remedial instructions, "the poison  introduced by an improper inquiry from a fellow juror has already been absorbed  by the entire jury." Id.

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I concur in the panel opinion, given well-established authority that permitting  juror questions in a criminal case is a matter that is vested within the sound  discretion of the trial court. See id. at 514; Sutton, 970 F.2d at 1005. Federal  Rule of Evidence 611(a) permits the trial court to " 'exercise reasonable  control over the mode and order of interrogating witnesses.' " Bush, 47 F.3d at  514. Courts must balance the benefits and risks of juror questioning and their  respective effect on litigants, witnesses, attorneys, jurors and the judicial  system. My study of the issue leads me to believe that, in most cases, the  dangers of the practice are outweighed by the benefits. Although this case  presents no reversible error resulting from its use, I believe that the practice  should be used sparingly.