Court Opinion

ID: 6346575
Source: CourtListenerOpinion
Date Created: 2022-06-03 14:05:15.826752+00
Date Added: 2024-06-11T09:18:11.455124
License: Public Domain

2022 IL App (2d) 210068
                                  No. 2-21-0068
                            Opinion filed June 3, 2022
______________________________________________________________________________

                                            IN THE

                             APPELLATE COURT OF ILLINOIS

                              SECOND DISTRICT
______________________________________________________________________________

THE PEOPLE OF THE STATE                ) Appeal from the Circuit Court
OF ILLINOIS,                           ) of McHenry County.
                                       )
      Plaintiff-Appellee,              )
                                       )
v.                                     ) No. 14-CF-645
                                       )
WILLIAM J. ROSS,                       ) Honorable
                                       ) Michael E. Coppedge,
      Defendant-Appellant.             ) Judge, Presiding.
______________________________________________________________________________

       JUSTICE JORGENSEN delivered the judgment of the court, with opinion.
       Justices McLaren and Schostok concurred in the judgment and opinion.

                                           OPINION

¶1     Defendant, William J. Ross, was convicted of first degree murder and found to have

personally discharged a firearm that caused the death of the victim, Jacqueline Shaefer. 720 ILCS

5/9-1(a)(2) (West 2014); 730 ILCS 5/5-8-1(d)(iii) (West 2014). The trial court sentenced him to

24 years’ imprisonment for first degree murder and a consecutive 25-year term for the use of a

firearm, for a total of 49 years’ imprisonment (plus 3 years’ mandatory supervised release). On

direct appeal, this court affirmed defendant’s conviction and sentence. People v. Ross, 2018 IL

App (2d) 161079. Subsequently, defendant filed a postconviction petition under the Post-

Conviction Hearing Act (Act) (725 ILCS 5/122-1 et seq. (West 2020)). On September 20, 2019,

the court summarily dismissed the petition. Before defendant received notice of the dismissal, he
2022 IL App (2d) 210068

moved for leave to withdraw his petition, and, on September 23, 2019, the court granted the motion

and withdrew its dismissal order. On September 18, 2020, defendant filed an amended

postconviction petition. On January 7, 2021, the court set the petition for status on January 28,

2021, but, on January 20, 2021, the court summarily dismissed the amended petition. Defendant

appeals, arguing that the court erred in dismissing his amended petition at the first stage of

postconviction proceedings, where (1) it was required to advance the petition to the second stage

because more than 90 days had passed from the date the petition was filed until the court ruled;

(2) the court erred in refusing to consider exhibits in its possession that supported the petition’s

allegations; (3) consideration of the exhibits demanded that the petition advance to the second

stage; and (4) even if the exhibits were not considered, the petition established the gist of a

constitutional violation, no arguments were waived or forfeited, and the exhibits were not required

to advance the petition. Because the trial court did not timely dismiss the petition, we vacate the

dismissal and remand for stage-two proceedings.

¶2                                     I. BACKGROUND

¶3     On August 13, 2014, the State charged defendant, then age 63, with one count of first

degree murder, alleging that, sometime in 2012, he shot Shaefer with a gun, thereby causing her

death. Schaefer’s body was found in a state of advanced decomposition, on November 6, 2013, in

her bedroom at defendant’s residence in McHenry. Renee Britton, defendant’s friend, former

girlfriend, and the property’s caretaker (defendant was away on a cross-country trip), discovered

the body after she gained access to the room. The door to the room was screwed shut. The screws

were covered with caulk and duct tape, which were covered with trim and brown paint. No gun or

bullets were recovered at the scene. In June 2012, defendant had left McHenry and gone on a cross-

country road trip, which continued until November 7, 2013, when he was arrested by local police

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in Las Vegas (on a failure-to-appear warrant for a traffic ticket). Subsequently, on July 24, 2014,

he was arrested by McHenry County detectives.

¶4     The jury found defendant guilty of first degree murder and found that he personally

discharged a firearm that caused Schaefer’s death. The trial court denied defendant’s motion for a

new trial and sentenced him to 24 years’ imprisonment on the murder conviction and a consecutive

25-year term for the mandatory firearm enhancement. In announcing its sentence, the court

commented that the evidence against defendant was “completely overwhelming.” It denied his

motion to reconsider the sentence.

¶5                                      A. Direct Appeal

¶6     Defendant appealed, arguing that the trial court erred in denying his motion to suppress

statements made to police, where he did not knowingly and intelligently waive his Miranda rights.

See Miranda v. Arizona, 384 U.S. 436 (1966). He also argued that the court erred in admitting

evidence of his prior alleged abuse of Schaefer and his ownership of firearms. Finally, defendant

challenged the sufficiency of the evidence against him. This court affirmed defendant’s conviction

and sentence. Ross, 2018 IL App (2d) 161079.

¶7     On September 26, 2018, the supreme court denied defendant’s petition for leave to appeal.

People v. Ross, No. 123848 (Ill. Sept. 26, 2018).

¶8                               B. Postconviction Proceedings

¶9     On June 26, 2019, defendant electronically filed a petition seeking postconviction relief.

On September 20, 2019, the trial court summarily dismissed defendant’s petition. However, also

on that date, defendant moved to withdraw his petition. On September 23, 2019, the court granted

defendant’s motion and, on its own motion, withdrew its September 20 decision.

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¶ 10   About one year later, on September 18, 2020, defendant, represented by the same counsel

who represented him for his direct appeal but not during the trial, electronically filed a verified

first amended petition for postconviction relief. Defendant alleged that (1) he received ineffective

assistance of trial counsel, where (a) counsel failed to present expert testimony regarding the time

of death, failed to present/elicit certain exculpatory testimony from several witnesses, including

defendant, and failed to object in closing argument and (b) the deficient performance prejudiced

defendant because the evidence was closely balanced; (2) his rights under Brady v. Maryland, 373

U.S. 83 (1963), were violated when the State concealed evidence that Schaefer had enemies and

at least one of them had threatened to physically harm or kill her; and (3) he was actually innocent

of murder and the related charges.

¶ 11   On January 20, 2021, the trial court summarily dismissed defendant’s amended petition.

As relevant here, the court addressed the timing of its order and determined that, when the petition

was electronically filed on September 18, 2020, it was not simultaneously docketed. The docketing

date, the court found, was January 7, 2021, and, thus, the 90-day period expired on April 7, 2021.

¶ 12   On February 2, 2021, defendant moved to reconsider the court’s dismissal order and

attached to his motion exhibits that had not been attached to his amended petition but were

referenced therein. Defendant requested that the court reconsider its ruling and/or consider the

exhibits in rendering its ruling. On February 11, 2021, the trial court denied defendant’s motion to

reconsider. Defendant appeals.

¶ 13                                       II. ANALYSIS

¶ 14   Defendant argues that the trial court erred in summarily dismissing his amended petition.

He contends that (1) the court’s ruling was not timely; (2) it erred in not considering exhibits in its

possession that supported the petition’s allegations; (3) consideration of those exhibits would have

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resulted in advancing the petition to the second stage; and (4) even if the exhibits were not

considered, the petition stated the gist of a constitutional violation, no arguments were

waived/forfeited, and the exhibits were not required to advance the petition. For the following

reasons, we agree with defendant that the court’s summary dismissal was not timely.

¶ 15   The Act provides a mechanism by which criminal defendants may assert that their

convictions or sentences were the result of a substantial violation of their constitutional rights.

People v. Coleman, 183 Ill. 2d 366, 378-79 (1998). It is not a substitute for a direct appeal but,

rather, allows the defendant to assert a collateral attack on the final judgment. People v. Edwards,

2012 IL 111711, ¶ 21. As such, a postconviction proceeding allows inquiry into only constitutional

issues that were not and could not have been adjudicated on direct appeal. People v. Ortiz, 235 Ill.

2d 319, 328 (2009).

¶ 16   The Act provides for a three-stage proceeding, and a defendant must satisfy the

requirements of each before continuing to the next stage. People v. Pendleton, 223 Ill. 2d 458,

471-72 (2006) (non-death penalty cases). At the first stage, the trial court has 90 days after the

filing and docketing of the petition to review it without input from the State. 725 ILCS 5/122-

2.1(a)(2) (West 2020). The petition must present the gist of a constitutional claim, and the petition

will survive so long as it is not frivolous or patently without merit. Id.; People v. Hodges, 234 Ill.

2d 1, 16, (2009). A petition that is not dismissed within 90 days must advance to second-stage

proceedings under sections 122-4 through 122-6 of the Act (725 ILCS 5/122-4 to 122-6 (West

2020)). Id. § 122-2.1(b); People v. Porter, 122 Ill. 2d 64, 85 (1988) (the time requirement

contained in section 122-2.1(a)(2) is mandatory).

¶ 17   At the second stage, the trial court may appoint counsel for the defendant, if the defendant

is indigent. 725 ILCS 5/122-4 (West 2020). After counsel has made any necessary amendments to

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the defendant’s claims, the State may move to dismiss or may answer the petition. Id. § 122-5. The

petition and any accompanying documentation must make a substantial showing of a constitutional

violation. Pendleton, 223 Ill. 2d at 473. All well-pleaded facts that are not positively rebutted by

the record are taken as true. Id. Finally, at the third stage, the trial court conducts an evidentiary

hearing to determine whether a new trial is warranted. Id. At that time, it makes fact-finding and

credibility determinations. Id. The defendant must again make a substantial showing of a

constitutional violation. Id.

¶ 18    Defendant contends that the trial court’s summary dismissal of his petition was not timely.

He asserts that over 90 days had passed from the date the amended petition was filed and docketed

until the court ruled. We agree.

¶ 19    On September 18, 2020, defendant electronically filed his amended petition for

postconviction relief. A January 7, 2021, order, on the court’s motion, set the matter for status on

January 28, 2021. However, on January 20, 2021, the court summarily dismissed the amended

petition. In its written order, the court noted that the petition’s filed-stamped date was September

18, 2020, and that 90 days from that date would have been December 17, 2020. However, without

explanation, the court found that the petition “was not simultaneously docketed” when it was file-

stamped. The circuit court clerk did not docket the petition, the court determined, until January 7,

2021.

¶ 20    Section 122-1 of the Act provides that a postconviction

        “proceeding shall be commenced by filing with the clerk of the court in which the

        conviction took place a petition (together with a copy thereof) verified by affidavit. ***

        The clerk shall docket the petition for consideration by the court pursuant to Section 122-

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2022 IL App (2d) 210068

       2.1 upon his or her receipt thereof and bring the same promptly to the attention of the

       court.” 725 ILCS 5/122-1(b) (West 2020).

Section 122-2.1(a) provides that, “[w]ithin 90 days after the filing and docketing of each petition,

the court shall examine such petition and enter an order thereon pursuant to this Section.” Id. § 122-

2.1(a); see People v. Watson, 187 Ill. 2d 448, 451 (1999) (filing of an amended petition restarts the

90-day period). A clerk’s failure to promptly docket a postconviction petition pursuant to section

122-1(b) is not reversible error. People v. Shief, 2016 IL App (1st) 141022, ¶ 44 (prompt docketing

requirement in section 122-1(b) of Act is directory, not mandatory; when clerk does not promptly

docket petition, petition does not automatically advance to second-stage proceedings).

¶ 21   The question here is when the amended petition was docketed. In People v. Brooks, 221

Ill. 2d 381 (2006), the supreme court explained that,

       “the verb ‘docket’ connotes more than the mere act of receiving the petition, as defendant

       suggests. To ‘docket” requires that the cause be entered in an official record. Nevertheless,

       we do not believe that the word ‘docket’ entails that the case be placed on a specific call of

       a judge, as the State maintains. The plain meaning of the word connotes that the cause is

       entered on the court’s official docket for further proceedings.” (Emphases added.) Id. at

       389-91 (postconviction petition was docketed when the clerk of the court entered the

       petition into the case file and set it for hearing; specifically, clerk entered notation on a

       half-sheet 1 that petition was filed, and a hearing date was set, with the date specified; it

       1
           A half-sheet, also called a docket entry, “ ‘is a sheet on which the clerk’s office enters

chronological notations indicating the procedural events of a case.’ ” People v. Begay, 2018 IL

App (1st) 150446, ¶ 47 (quoting People v. Jones, 2015 IL App (1st) 133123, ¶ 8 n.3). Half-sheets

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       also noted that the case was assigned to a particular judge on the specified date; summary

       dismissal not void).

¶ 22   Here, the beginning of the common law record contains a document entitled “DOCKET

LISTING,” (called a “CASE DOCKET” in the table of contents), which was apparently printed

on April 9, 2021, and contains a chronological listing of activity in defendant’s case in the trial

court. Two entries dated June 26, 2019, are entitled “NOTICE – FILING” and “PETITION,”

respectively. Similarly, two entries dated September 18, 2020, are entitled “PETITION – POST

CONVICTION” and “NOTICE – FILING.” A January 7, 2021, entry contains the description,

“ORDER,” as does a January 20, 2021, entry.

¶ 23   Relying on the docket listing, defendant argues that his amended petition was docketed on

the date it was filed, specifically, September 18, 2020, and that the court had 90 days from this

date to rule on the petition, which it did not do. Instead, it ruled on the petition 124 days later, on

January 20, 2021.

¶ 24   The State maintains that the record does not reflect the date on which the clerk entered

defendant’s petition into the case file and set it for a hearing, as the supreme court found sufficient

in Brooks. Rather, the State continues, the first action of record, i.e., the first recorded entry into

an official record, regarding defendant’s amended petition after it was filed was that it appeared

before the trial court on January 7, 2021. The State contends that the petition was docketed on

January 7, 2021, because that is the “next recorded action” after September 23, 2019. In the State’s

calculations, the court had until April 7, 2021, to conduct its first-stage review and issue a written

have been relied upon to establish, for example, a jury waiver. Id. (citing cases).

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decision. Thus, it asserts, the court’s dismissal on January 20, 2021, was well within the 90-day

review period. 2

¶ 25     Two cases illustrate the application of Brooks and are instructive. In People v. Begay, 2018

IL App (1st) 150446, ¶ 1, the defendant sex offender completed probation in July 2013. In May

2014, his counsel filed a notice of motion concerning a postconviction petition, a copy of which

was attached, that he asserted had been filed in December 2013. The notice was stamped “filed”

by the clerk of the court on May 21, 2014. The attached petition contained a December 2013 “filed”

stamp by the clerk. The first notation appearing in the court’s half-sheets for the relevant period

was for June 26, 2014, with a notation referencing that the petition was on call for July 18, 2014.

A transcript from that date reflected that the court denied the petition on the basis that the court

lacked jurisdiction to consider it, because the defendant had completed his probation before it was

filed.

¶ 26     On appeal, the question was whether the petition was dismissed within 90 days after

docketing. Id. ¶ 42. Preliminarily, the court found (and the parties agreed) that the petition was

         2
             The State also contends that defendant did not properly file his amended petition, asserting

that he did not seek leave to do so and that he filed it before the court ruled on his motion to

withdraw his initial petition. This is incorrect. Defendant moved to withdraw his initial petition on

September 20, 2019, the same date on which the trial court summarily dismissed it. See 725 ILCS

5/122-5 (West 2020) (allowing a defendant to voluntarily withdraw his or her petition at any time

before the court enters a final judgment). Three days later, the court granted defendant’s motion

and withdrew its decision. Defendant did not file his amended petition until about one year later,

on September 18, 2020.

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filed in December 2013 (id. ¶ 44), and it noted that the 90-day period is counted from the date of

docketing (id. ¶ 45 (citing Shief, 2016 IL App (1st) 141022, ¶¶ 30-32)). The court affirmed the

dismissal, holding that the petition, which was refiled in May 2014, was docketed on June 26,

2014, when it appeared on the half-sheets, not when it was originally filed. Id. ¶¶ 13, 47, 49 (half-

sheet showed that, after the petition was initially filed in December 2013, it was not docketed and

set for hearing and the clerk took no action until the petition was refiled). Further, the court had

ruled on it within 90 days, on July 18, 2014. Id. ¶ 47.

¶ 27    In People v. Lentz, 2014 IL App (2d) 130332, ¶¶ 9-18, this court held that a postconviction

petition was filed and docketed on the same date. We relied on two pieces of evidence in the court

file: first, a copy of the court’s computerized docket, which showed that the filing of the petition

was entered into the court’s records ( Id. ¶ 15) and second, a letter sent the following day by the

court clerk to the petitioner’s attorney informing him that a filing fee was due, which also showed,

we noted, that the petition had been entered into the official record (id.). We rejected the State’s

argument that the petition was docketed five months later, when the clerk set a hearing date for it

later that month. Id. ¶¶ 11-15.

¶ 28    We conclude that defendant’s amended petition was docketed the same day it was

electronically filed, i.e., on September 18, 2020. Filing and docketing are not the same actions.

Begay, 2018 IL App (1st) 150446, ¶ 48. However, they usually occur on the same day (Lentz, 2014

IL App (2d) 130332, ¶ 14), especially since the advent of electronic filing. Again, a case is

docketed under Brooks when it is entered into an official record for further proceedings. Brooks,

221 Ill. 2d at 391. Here, the amended petition’s filing is reflected in the docket listing in the record,

which shows that the petition was filed on September 18, 2020. Accordingly, because the

electronic filing appeared on the court’s docket listing, it was entered into an official record for

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further proceedings on the same date it was filed. Our conclusion is consistent with Lentz, where

the petition was entered into the clerk’s computerized docket sheet on the day it was filed, and this

court relied on this fact to conclude that the petition was filed and docketed on the same day. Lentz,

2014 IL App (2d) 130332, ¶ 15. In contrast, in Begay, which apparently predated electronic filing,

the petition was not entered into the clerk’s (paper) half sheets/docket sheets when it was originally

filed and the court looked to the first notation on the half-sheets after the defendant’s termination

of probation, which was a notation that the petition was on call for a later date. Begay, 2018 IL

App (1st) 150446, ¶¶ 13, 49. Further, we agree with defendant that there is nothing in the docket

listing that suggests that his amended petition was docketed any differently than his first petition,

which was properly docketed and upon which the trial court timely ruled.

¶ 29   The trial court did not specify the basis upon which it determined that the amended petition

was not docketed until January 7, 2021, nor did it explain how it came to its determination. To the

extent it read Brooks to require that docketing occurs when the clerk sets a hearing date, this was

erroneous. The supreme court clearly held that a petition is docketed when the case is “entered in

an official record” “for further proceedings.” Brooks, 221 Ill. 2d at 391. In the facts before it, the

court concluded that the petition was docketed when the clerk entered it into the case file and set

it for hearing. Id. The court did not conclude that docketing requires that a petition be set for

hearing. See Lentz, 2014 IL App (2d) 130332, ¶ 13 (we follow the supreme court’s teaching or

reasoning, not its application of that teaching to the case before it).

¶ 30   In summary, defendant’s amended petition was docketed on September 18, 2020, the date

on which it was filed, and the trial court was without authority to summarily dismiss the petition

on January 20, 2021, more than 90 days later. Accordingly, we vacate the court’s dismissal and

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remand for stage-two proceedings under the Act (725 ILCS 5/122-2.1(b) (West 2020)), and we

need not consider defendant’s remaining contentions.

¶ 31                                  III. CONCLUSION

¶ 32   For the reasons stated, the judgment of the circuit court of McHenry County is vacated and

the cause is remanded for further proceedings.

¶ 33   Vacated and remanded.

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                             2022 IL App (2d) 210068

Decision Under Review:    Appeal from the Circuit Court of McHenry County, No. 14-CF-
                          645; the Hon. Michael E. Coppedge, Judge, presiding.

Attorneys                 Kathleen T. Zellner and Douglas H. Johnson, of Kathleen T.
for                       Zellner & Associates, of Warrenville, for appellant.
Appellant:

Attorneys                 Patrick D. Kenneally, State’s Attorney, of Woodstock (Patrick
for                       Delfino, Edward R. Psenicka, and John G. Barrett, of State’s
Appellee:                 Attorneys Appellate Prosecutor’s Office, of counsel), for the
                          People.

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