Court Opinion

ID: 50650
Source: CourtListenerOpinion
Date Created: 2010-04-26 00:55:18+00
Date Added: 2024-06-11T17:18:53.612876
License: Public Domain

United States Court of Appeals
                                                                                          Fifth Circuit
                                                                                        F I L E D
                      IN THE UNITED STATES COURT OF APPEALS
                                                                                         June 26, 2007
                               FOR THE FIFTH CIRCUIT
                                                                                    Charles R. Fulbruge III
                                 __________________________                                 Clerk
                                        No. 05-40039
                                 __________________________

UNITED STATES OF AMERICA,
                                                                                   Plaintiff-Appellee,

versus

RICHARD S PAINTER,

                                                                               Defendant-Appellant.

                 ___________________________________________________

                        Appeal from the United States District Court
                             for the Southern District of Texas
                                       2:01-CR-00190
                 ___________________________________________________

Before HIGGINBOTHAM, WIENER, and CLEMENT, Circuit Judges.

EDITH BROWN CLEMENT, Circuit Judge:*

         Richard Painter pleaded guilty to one count of possession with intent to distribute

approximately 85 grams of methamphetamine and one count of possession with intent to distribute

approximately 42 grams of cocaine, in violation of 21 U.S.C. § 841(a)(1), (b)(1)(B), and (b)(1)(C).

Painter received a sentence of 115 months and did not file a direct appeal. Painter then moved, under

28 U.S.C. § 2255, to vacate, set aside, or correct his sentence. The district court denied this motion

*
 Pursuant to 5th Cir. R. 47.5, the Court has determined that this opinion should not be published and
is not precedent except under the limited circumstances set forth in 5th Cir. R. 47.5.4.

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and declined to issue a certificate of appealability (“COA”). Painter timely appealed. The Fifth

Circuit issued a COA on two issues: “(1) whether counsel’s erroneous advice regarding offenses for

which Painter could have been prosecuted following extradition rendered his guilty plea involuntary,

and (2) whether the procedural default doctrine applies to claims based on the rule of specialty or

whether such claims may be raised for the first time in a § 2255 motion.” The court also stated: “In

addition, the parties are directed to brief whether Painter has standing to assert claims based on the

rule of specialty.” We affirm.

                                 I. FACTS AND PROCEEDINGS

       On July 6, 1999, Corpus Christi police officers arrested Painter and searched his home

pursuant to a warrant. They found marijuana, LSD, methamphetamine, cocaine, Rohypnol, currency,

and several guns. On June 14, 2001, the government charged Painter with possession with intent to

distribute methamphetamine and possession with intent to distribute cocaine. Painter was released

on bond on June 18, 2001.

       Painter failed to appear for his July 30, 2001 rearraignment and his July 31, 2001 final pre-trial

conference. On December 12, 2001, the government charged him with two counts of failure to

appear. At some point during these events, Painter absconded to Costa Rica where he was arrested

on April 4, 2002. The United States government sought extradition based on both the drug

possession and failure to appear charges. Painter fought the extradition, but Costa Rica extradited

him pursuant to a Spanish-language extradition order, issued by a court, which stated, unbeknownst

to the parties at the time because the document was untranslated, that:

       The delivery of the individual requested is subject to the existence of a formal pledge,
       on the part of the authorities of the United States Government, that Richard Stuart
       Painter will not be tried for acts different from those that prompted the extradition and
       that they will not apply penalties different from those indicated in Title 21, Article

                                                 -2-
       841(a)(1) of the Code of the United States of America.

       On February 20, 2003, Painter appeared for a pre-trial conference on the failure to appear

charges. The government announced that, upon Painter’s guilty plea or guilty verdict in the pending

drug case, it would move to dismiss the failure to appear indictment. That same day, Painter pleaded

guilty to both counts of the drug possession indictment. Later, the district court dismissed the failure

to appear indictment on the government’s motion.

       The pre-sentence report (“PSR”) recommended upward adjustment for obstruction of justice

and denial of acceptance of responsibility, based on Painter’s failure to appear and flight to Costa

Rica. Painter, through appointed counsel, filed objections to the PSR, but he did not challenge either

recommendation on the ground that it violated the Rule of Specialty—a provision in the extradition

treaty between the United States and Costa Rica, common to such treaties, allowing a country to

extradite only for specified crimes. Painter never raised a direct Rule of Specialty objection, but he

argued for acceptance of responsibility and against the government’s suggestion of an upward

departure based on inadequacy of criminal history. The court adopted the PSR in its entirety,

rejecting an upward departure. The applicable range was 97 to 121 months. The government

recommended 108 months, Painter sought 97 months, and the court sentenced him to 115 months

on each count, to run concurrently, citing his flight and disrespect for the court.

       Painter did not file a direct appeal. He moved, under 28 U.S.C. § 2255, to vacate, set aside,

or correct his sentence. Painter raised four issues: (1) that the denial of acceptance of responsibility

violated the Rule of Specialty because it was based on the failure to appear offense; (2) that the

upward adjustment for obstruction violated the Rule of Specialty for the same reason; (3) that he was

denied effective assistance of counsel by his counsel’s failure to raise the first two grounds; and (4)

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that his plea was unknowing and involuntary because he pleaded guilty to avoid prosecution for

failure to appear, he could not be charged with failure to appear given the Rule of Specialty, and his

counsel was ineffective in not advising him as such. The district court denied the motion and declined

to issue a COA. Painter timely appealed and also filed a motion, under FED. R. CIV. P. 60(B), seeking

relief from the judgment, which the district court denied.

        Painter sought a COA from this court. This court granted the COA, in part, regarding: “(1)

whether counsel’s erroneous advice regarding offenses for which Painter could have been prosecuted

following extradition rendered his guilty plea involuntary, and (2) whether the procedural default

doctrine applies to claims based on the rule of specialty or whether such claims may be raised for the

first time in a § 2255 motion.” The court also stated: “In addition, the parties are directed to brief

whether Painter has standing to assert claims based on the rule of specialty.”            In his brief,

Painter concedes all claims except for ineffective assistance of counsel. We therefore address only

this claim.

                                   II. STANDARD OF REVIEW

        In evaluating the district court’s denial of a 28 U.S.C. § 2255 motion, we review findings of

fact for clear error and questions of law de novo. United States v. Scott, 987 F.2d 261, 264 (5th Cir.

1993). The district court’s conclusion on an ineffective assistance of counsel claim constitutes a

mixed question of law and fact, which we review de novo. United States v. Bass, 310 F.3d 321, 325

(5th Cir. 2002).

                                          III. DISCUSSION

        On appeal, Painter argues that his guilty plea was involuntary because it was predicated on

advice from his trial counsel that he could be prosecuted for failure to appear if he did not plead guilty

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to the drug charges. Painter alleges that his trial counsel told him that the failure to appear indictment

was still viable and that, if he were convicted of both the drug charges and the failure to appear

charges, his sentences for drug possession and failure to appear would be consecutive.

        Imbedded in this ineffective assistance of counsel claim is the assertion that an individual

defendant can properly invoke the Rule of Specialty contained in an extradition treaty between the

United States and another nation. This issue remains unsettled. See United States v. LeBarron, 156

F.3d 621, 627 (5th Cir. 1998). We need not resolve it here, however, as we determine that Painter’s

ineffective assistance of counsel claim lacks merit for an independent reason. In addition, we note

that the issue of whether Painter could invoke the Rule of Specialty, which we do not resolve, is

distinct from that of Painter’s standing to file a § 2255 motion, which we must. See Steel Co. v.

Citizens for a Better Env’t, 523 U.S. 83, 93–101 (1998). We hold that Painter has standing to file

this § 2255 motion.

        In order to succeed on his ineffective assistance of counsel claim, Painter must demonstrate

that: (1) his trial counsel was deficient and (2) the deficiency was prejudicial. Strickland v.

Washington, 466 U.S. 668, 687 (1984). Deficient performance means “that counsel made errors so

serious that counsel was not functioning as the ‘counsel’ guaranteed the defendant by the Sixth

Amendment.” Id. Prejudice means that “counsel’s errors were so serious as to deprive the defendant

of a fair trial, a trial whose result is reliable.” Id. Evaluating prejudice in the context of an allegedly

involuntary guilty plea involves asking “whether counsel’s constitutionally ineffective performance

affected the outcome of the plea process. In other words . . . the defendant must show that there is

a reasonable probability that, but for counsel’s errors, he would not have pleaded guilty and would

have insisted on going to trial.” Hill v. Lockhart, 474 U.S. 52, 59 (1985).

                                                   -5-
        Painter does not dispute that the government agreed to dismiss the failure to appear charges

if he either pleaded guilty to or was convicted of the drug charges. Instead, he notes that the district

court expressed uncertainty regarding whether it would grant the motion to dismiss the failure to

appear charges and that these charges could potentially be refiled later. Painter asserts that, as a

result of this situation, the offer to dismiss the failure to appear charges was a “hollow” offer.

        Having considered the parties’ arguments, we conclude that there is not “a reasonable

probability that, but for counsel’s errors, he would not have pleaded guilty and would have insisted

on going to trial.” Id. Accordingly, Painter has failed to satisfy the second requirement for an

ineffective assistance of counsel claim.

                                        IV. CONCLUSION

        The judgment of the district court is AFFIRMED.

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