Court Opinion

ID: 4654542
Source: CourtListenerOpinion
Date Created: 2021-01-26 16:00:48.131553+00
Date Added: 2024-06-11T07:58:44.565699
License: Public Domain

Case: 20-1305   Document: 87     Page: 1    Filed: 01/26/2021

        NOTE: This disposition is nonprecedential.

   United States Court of Appeals
       for the Federal Circuit
                 ______________________

   CONLEY F. MONK, JR., TOM COYNE, WILLIAM
     DOLPHIN, JIMMIE HUDSON, LYLE OBIE,
              STANLEY STOKES,
              Claimants-Appellants

                            v.

  DAT TRAN, ACTING SECRETARY OF VETERANS
                    AFFAIRS,
               Respondent-Appellee
              ______________________

                       2020-1305
                 ______________________

      Appeal from the United States Court of Appeals for
 Veterans Claims in No. 15-1280, Chief Judge Margaret C.
 Bartley, Judge Coral Wong Pietsch, Judge William S.
 Greenberg, Judge Michael P. Allen, Judge Amanda L. Mer-
 edith, Judge Joseph L. Toth, Judge Joseph L. Falvey, Jr.,
 Senior Judge Robert N. Davis, Senior Judge Mary J. Schoe-
 len.
                  ______________________

                Decided: January 26, 2021
                 ______________________

    LYNN K. NEUNER, Simpson Thacher & Bartlett, LLP,
 New York, NY, argued for claimants-appellants. Also ar-
 gued by MADISON NEEDHAM, Jerome N. Frank Legal
Case: 20-1305    Document: 87   Page: 2    Filed: 01/26/2021

 2                                           MONK   v. TRAN

 Services Organization, Yale Law School, New Haven, CT.
 Also represented by RENEE A. BURBANK, CASEY SMITH,
 JESSE TRIPATHI, MICHAEL JOEL WISHNIE.

     DAVID PEHLKE, Commercial Litigation Branch, Civil
 Division, United States Department of Justice, Washing-
 ton, DC, argued for respondent-appellee. Also represented
 by JEFFREY B. CLARK, MARTIN F. HOCKEY, JR., ROBERT
 EDWARD KIRSCHMAN, JR.; BRIAN D. GRIFFIN, JONATHAN
 KRISCH, Office of General Counsel, United States Depart-
 ment of Veterans Affairs, Washington, DC.

    KAI YI XIE, Davis Polk & Wardwell LLP, Menlo Park,
 CA, for amici curiae Connecticut Veterans Legal Center,
 Swords to Plowshares. Also represented by COREY M.
 MEYER, New York, NY.

     KATHERINE A. HELM, Dechert LLP, New York, NY, for
 amicus curiae National Veterans Legal Services Program.
 Also represented by JEFFREY EDWARDS, Philadelphia, PA;
 BARTON F. STICHMAN, National Veterans Legal Services
 Program, Washington, DC.

    JONATHAN FREIMAN, Wiggin and Dana LLP, New Ha-
 ven, CT, for amici curiae Will A. Gunn, Mary Lou Keener.

     ANGELA K. DRAKE, Veterans Clinic, University of Mis-
 souri School of Law, Columbia, MO, for amicus curiae Na-
 tional Law School Veterans Clinic Consortium.
                  ______________________

     Before NEWMAN, LOURIE, and CHEN, Circuit Judges.
 CHEN, Circuit Judge.
     Claimants-appellants Mr. Conley F. Monk, Jr.,
 Mr. Tom Coyne, Mr. William Dolphin, Mr. Jimmie Hud-
 son, Mr. Lyle Obie, and Mr. Stanley Stokes (collectively,
 Appellants or petitioners) are military veterans who
Case: 20-1305      Document: 87    Page: 3    Filed: 01/26/2021

 MONK    v. TRAN                                            3

 sought disability benefits from the Department of Veterans
 Affairs (VA), had their requests denied by the VA Regional
 Office (RO), and subsequently appealed their respective de-
 nials under the “legacy appeals” system 1 to the Board of
 Veterans’ Appeals (Board). After waiting a period of time
 for decisions from the Board, Appellants filed a petition for
 writ of mandamus at the United States Court of Appeals
 for Veterans Claims (Veterans Court) alleging unreasona-
 ble delay by the Board in acting on their appeals. The Vet-
 erans Court denied the petition with respect to Mr.
 Dolphin, finding no unreasonable delay, and dismissed the
 petition with respect to all other petitioners as moot, due
 to the Board by then having issued decisions on their ap-
 peals. Appellants appeal both decisions. As to the latter
 disposition of mootness, we affirm, and as to the former, we
 dismiss the appeal as now moot because Mr. Dolphin has
 received a Board decision on his appeal.
                        BACKGROUND
      Appellants are no strangers to this court, this court
 having previously addressed the parties’ class-action dis-
 putes in Monk v. Shulkin, 855 F.3d 1312 (Fed. Cir. 2017)
 (Monk I), and Monk v. Wilkie, 978 F.3d 1273 (Fed. Cir.
 2020) (Monk II). Much of the complicated factual history
 of this case has already been recited in Monk I and Monk
 II, and as such, we include only a brief presentation of the
 facts relevant to the merits of this appeal.
     Appellants petitioned the Veterans Court for extraor-
 dinary relief in the nature of a writ of mandamus seeking,
 inter alia, an order “directing [the VA] to render decisions
 on pending appeals within one year of receipt of timely [No-
 tices of Disagreement (NODs)] and to render decisions on

     1   Legacy appeals are those appeals pending under
 the pre-Veterans Appeals Improvement and Moderniza-
 tion Act system. 38 C.F.R § 3.2400 (2019).
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 4                                             MONK   v. TRAN

 named Petitioners’ pending appeals within sixty days.”
 J.A. 100. 2 At the time the petition was filed, Appellants
 were each still awaiting a decision from the Board on at
 least some of their claims.

      By the time the Veterans Court issued its decision,
 however, the Board had issued decisions in all pending ap-
 peals for all petitioners except for one, Mr. Dolphin, whose
 appeal was still pending. In light of those intervening
 Board decisions, the Veterans Court concluded that the pe-
 tition was moot for all petitioners except for Mr. Dolphin
 because they had each received their requested relief. See
 Monk v. Wilkie, 32 Vet. App. 87, 98–100 (2019). The Vet-
 erans Court thus dismissed the petition as moot for
 Mr. Monk, Mr. Coyne, Mr. Hudson, Mr. Obie, and
 Mr. Stokes. 3 Id. As to Mr. Dolphin, the Veterans Court
 analyzed his unreasonable delay claim under the TRAC
 factors, as dictated by Martin v. O’Rourke, 891 F.3d 1338
 (Fed. Cir. 2018) and Telecommunications Research & Ac-
 tion Center v. Federal Communications Commission, 750
 F.2d 750 (D.C. Cir. 1984) (TRAC). Monk, 32 Vet. App. at
 101. Although the Veterans Court found that factor three,
 consideration of health and human welfare, weighed in fa-
 vor of Mr. Dolphin, it ultimately concluded that “on bal-
 ance, the TRAC factors do not warrant granting Mr.
 Dolphin’s petition for an extraordinary writ,” id. at 108.
 The Veterans Court therefore denied Mr. Dolphin’s peti-
 tion. Id.

     2   References to the petition refer to Appellants’
 amended petition filed with its motion for leave to file on
 December 20, 2017; leave to file said petition was granted
 by the Veterans Court on January 12, 2018.
      3  The Veterans Court decision also addressed the pe-
 tition as to Mr. Samuel Merrick, Mr. James Briggs and
 Mr. William Jerome Wood II, dismissing their petitions as
 moot. These petitioners are not parties to this appeal.
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 MONK   v. TRAN                                               5

     Appellants appeal both the mootness finding and the
 petition denial as to Mr. Dolphin. Before briefing in this
 appeal began, on February 4, 2020, the Board acted on
 Mr. Dolphin’s appeal, granting him, among other things,
 an earlier effective date for many of his claims. Appellants’
 Br. at 11; J.A. 1314–15. Both parties proceeded briefing
 the appeal on the assumption that the Board’s February
 2020 decision provided Mr. Dolphin all the relief he sought.
 Following the conclusion of briefing, Appellants notified
 this court that although the Board’s February 2020 deci-
 sion appeared to resolve all of Mr. Dolphin’s claims, it did
 not in fact address the effective date he was seeking for his
 total disability based on individual unemployability
 (TDIU) claim. See Letter from Appellants Correction of
 Material Statements Regarding Appellant William Dol-
 phin at 1, ECF No. 72. Petitioners contended that this
 meant that Mr. Dolphin’s mandamus petition remained
 live and justiciable. In a response to this letter, filed prior
 to oral argument, the VA conceded that Mr. Dolphin’s
 TDIU claim remained pending at the Board and his peti-
 tion was therefore not fully mooted, contrary to its conten-
 tions in its brief. See Response of Secretary Wilkie to
 Letter from Appellants at 2, ECF No. 82.
      Following oral argument, on December 3, 2020, the
 Secretary notified the court that the Board issued a deci-
 sion on November 24, 2020 granting Mr. Dolphin the ear-
 lier effective date he sought for his TDIU claim. See Letter
 from Appellee Robert Wilkie Re Mr. Dolphin’s TDIU Effec-
 tive Date Claim at 2, ECF No. 84. Petitioners filed a re-
 sponse to this letter from the government, agreeing that
 Mr. Dolphin received his requested effective date for his
 TDIU claim but contended that under Mote v. Wilkie, 976
 F.3d 1337 (Fed. Cir. 2020), “[b]ecause the Board’s February
 4, 2020 order remanded several of Mr. Dolphin’s claims to
 the VA Regional Office, Mr. Dolphin did not receive a ‘de-
 cision’ for all of his claims, [and] his case remains live be-
 fore this Court.” Letter from Appellants in Response to
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 6                                               MONK   v. TRAN

 Letter of Respondent-Appellee, Robert L. Wilkie, ECF No.
 85.
      Consequently, the threshold question before the court
 in this appeal is whether, vel non, Mr. Dolphin and the re-
 maining petitioners have live claims. We conclude they do
 not.
                         DISCUSSION
      “Article III of the Constitution limits federal courts to
 deciding ‘Cases’ and ‘Controversies,’ and ‘an actual contro-
 versy must exist not only at the time the complaint is filed,
 but through all stages of the litigation.’” Kingdomware
 Techs., Inc. v. United States, –––U.S.–––,–––, 136 S. Ct.
 1969, 1975 (2016) (quoting Already, LLC v. Nike, Inc., 568
 U.S. 85, 90–91 (2013)). A claim is considered moot, that is,
 one where no live controversy remains, if “the parties lack
 a legally cognizable interest in the outcome,” Already, 568
 U.S. at 91 (internal quotation marks omitted) (quoting
 Murphy v. Hunt, 455 U.S. 478, 481 (1982)), or put another
 way, when no court is capable of granting the relief the pe-
 titioner seeks, Kingdomware, 136 S. Ct. at 1975; see also
 Mote, 976 F.3d at 1341 (citations omitted). Mootness is a
 question of law reviewed de novo. Ford Motor Co. v. United
 States, 688 F.3d 1319, 1329 (Fed. Cir. 2012).
                               A
     We begin our analysis first considering the situation of
 Mr. Dolphin. Appellants contend that Mr. Dolphin has a
 live claim because in his February 2020 Board decision
 Mr. Dolphin received a remand of some of his claims. We
 disagree.
      Appellants cite in support of their contention our re-
 cent decision in Mote. In Mote, we explained that Ms. Mote
 did not receive her desired petitioned relief because a “de-
 cision” for statutory purposes does not include “a mere re-
 mand.” 976 F.3d at 1341 (citing Kirkpatrick v. Nicholson,
 417 F.3d 1361, 1364–65 (Fed. Cir. 2005)). Mr. Dolphin did
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 MONK   v. TRAN                                              7

 not receive a mere remand; his Board decision included the
 grant of an earlier effective date for six different service
 connection claims and a denial of a higher rating for tinni-
 tus. Moreover, because Mr. Dolphin claimed that the se-
 verity of his injuries had worsened since he was last
 examined or rated, the Board ordered a remand regarding
 the ratings and service connection findings of some of his
 injuries so that he could receive new examinations, on
 which to base his disability ratings. J.A. 1314–15. Mr. Dol-
 phin received what is known as a mixed decision—one that
 includes grants, a denial, and remands. The mixed deci-
 sion that Mr. Dolphin received is a “decision” for the pur-
 poses of the foremost issue here, that is, this mixed decision
 is the type of “decision” requested by Mr. Dolphin in his pe-
 tition. See Tyrues v. Shinseki, 732 F.3d 1351, 1355–56
 (Fed. Cir. 2013) (“[A] decision definitively denying certain
 benefits . . . is a final decision under section 7266(a)[] de-
 spite the simultaneous remand of issues concerning receipt
 of benefits on other statutory grounds . . . .” (internal quo-
 tation marks omitted)). After the Board issued that deci-
 sion, which addressed each of Mr. Dolphin’s several claims,
 nothing remained for the Board to do. We therefore con-
 clude that Mr. Dolphin’s claim is moot, as he received all
 his requested relief—the VA “render[ed] a decision[]” on his
 “pending appeal.” J.A. 100; see also Martin, 891 F.3d at
 1349 (noting that Ms. Aktepy’s claim was moot after she
 received a mixed decision from the Board).
                               B
      Because all appellants have received all of their re-
 quested relief (a Board decision), their cases are moot un-
 less one of the recognized exceptions to mootness applies.
 Appellants argue the applicability of at least one of two
 mootness exceptions: voluntary cessation or capable of rep-
 etition but evading review.
    The voluntary cessation exception to mootness may ap-
 ply when “a defendant claim[s] that its voluntary
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 8                                                 MONK   v. TRAN

 compliance moots a case.” Already, 568 U.S. at 91 (internal
 quotation marks removed) (quoting Friends of the Earth,
 Inc. v. Laidlaw Env’t Services (TOC), Inc., 528 U.S. 167,
 190 (2000)). When this situation arises, the defendant
 “bears the formidable burden of showing that it is abso-
 lutely clear the allegedly wrongful behavior could not rea-
 sonably be expected to recur.” Id. (internal quotation
 marks removed) (quoting same). The VA argues that it did
 not voluntarily moot Appellants’ cases because the Board
 merely issued decisions on their then-pending appeals as a
 matter of regular order. Appellee’s Br. at 23. We agree.
     That Appellants’ cases were mooted by the VA’s action
 (issuing a Board decision) is not in itself enough to estab-
 lish the applicability of the voluntary cessation doctrine.
 The VA explained that it did not “advance [Appellants’]
 cases or temporarily suspend legacy system procedures in
 order to moot this litigation.” Appellee’s Br. at 23. Appel-
 lants have made no claim here of reasonable fear that the
 VA is manipulating the system by “stop[ping the unlawful
 conduct] when sued to have the case declared moot, then
 pick[ing] up where [it] left off, repeating this cycle until [it]
 achieves all [its] unlawful ends.” Already, 568 U.S. at 91.
 Instead, Appellants’ “cases were mooted by decisions is-
 sued in the normal course of proceedings.” Appellee’s Br.
 at 23. Thus, mootness in this case “depends not at all upon
 a ‘voluntary cessation’ of the [challenged] practices that
 were the subject of this litigation.” DeFunis v. Odegaard,
 416 U.S. 312, 318 (1974). It depends, instead, on the simple
 fact that the Board addresses claims in docket number or-
 der, and the Board simply reached the docket number for
 these claims. The voluntary cessation exception is there-
 fore inapplicable. Id. (explaining the unsuitability of the
 voluntary cessation exception because the case was mooted
 by appellant’s procession through the school system, not by
 reason of a “unilateral change in the admission procedures”
 of the school).
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 MONK   v. TRAN                                              9

      We likewise disagree with Appellants that their claims
 fall within the capable of repetition but evading review ex-
 ception to mootness. This exception “applies ‘only in excep-
 tional situations,’ where (1) ‘the challenged action is in its
 duration too short to be fully litigated prior to cessation or
 expiration,’ and (2) ‘there is a reasonable expectation that
 the same complaining party will be subject to the same ac-
 tion again.’” Kingdomware, 136 S. Ct. at 1976 (brackets
 omitted) (quoting Spencer v. Kemna, 523 U.S. 1, 17 (1998)).
 Even if we agree that the challenged action is too short to
 be fully litigated, Appellants have not demonstrated that
 there is a reasonable likelihood that they will be subject to
 the same Board delays again.
      Appellants must show “‘a sufficient likelihood that
 [t]he[y] will again be wronged in a similar way,’” “and that
 any resulting claim [t]he[y] may have for relief will surely
 evade our review.” Honig v. Doe, 484 U.S. 305, 323 (1988)
 (quoting Los Angeles v. Lyons, 461 U.S. 95, 111 (1983)).
 Here, we do not have any allegations from Appellants that
 they plan to bring further claims to the VA that may sub-
 ject them to delays before the Board—Appellants merely
 assert that because they have “already faced delay multiple
 times, there is a reasonable expectation that they will face
 that same harm again in pending or future appeals.” Ap-
 pellants’ Br. at 55 (citation omitted). Though the standard
 for “sufficient likelihood” is not as high in terms of the de-
 finitiveness needed for standing, see Friends of the Earth,
 528 U.S. at 190 (“The plain lesson of [our] cases is that
 there are circumstances in which the prospect that a de-
 fendant will engage in (or resume) harmful conduct may be
 too speculative to support standing, but not too speculative
 to overcome mootness.”), Appellants here have made no
 showing beyond bare attorney argument that this harm is
 sufficiently likely to recur to these particular veterans. See
 Ebanks v. Shulkin, 877 F.3d 1037, 1039 (Fed. Cir. 2017)
 (“The possibilit[ies] that Mr. Ebanks will seek a future
 hearing at the Board or, if he does, that a hearing will be
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 10                                               MONK   v. TRAN

 delayed depends upon a chain of hypothesized actions—by
 the Board, the RO, the courts, and Mr. Ebanks him-
 self . . . [that] are too attenuated and speculative to trigger
 the exception to mootness.” (citations omitted)). Conse-
 quently, the capable of repetition but evading review moot-
 ness exception does not apply to Appellants’ claims.
                         CONCLUSION
     We have considered Appellants’ remaining arguments
 and conclude that all appellants have received their de-
 sired relief and that no mootness exception applies. Thus,
 we find the case before us to be moot. As to the Veterans
 Court’s determination that all Appellants but Mr. Dolphin
 had moot cases, we affirm. Mr. Dolphin’s appeal is dis-
 missed as moot.
   AFFIRMED-IN-PART AND DISMISSED-IN-PART
                             COSTS
      No costs.