Court Opinion

ID: 4395238
Source: CourtListenerOpinion
Date Created: 2019-05-09 14:47:15.294094+00
Date Added: 2024-06-11T09:37:06.211588
License: Public Domain

NUMBER 13-17-00346-CV

                           COURT OF APPEALS

                  THIRTEENTH DISTRICT OF TEXAS

                    CORPUS CHRISTI - EDINBURG

AUDREY NICKERSON,                                                      Appellant,

                                        v.

JULIO PINEDA AND UNIQUE
EMPLOYMENT, LLC, UNIQUE
EMPLOYMENT SERVICES,
UNIQUE EMPLOYMENT I, LTD,
D/B/A UNIQUE EMPLOYMENT SERVICES,                                      Appellees.

              On appeal from the County Court at Law No. 2
                       of Nueces County, Texas.

                        MEMORANDUM OPINION

Before Chief Justice Contreras and Justices Benavides and Hinojosa
             Memorandum Opinion by Justice Hinojosa

      Appellant Audrey Nickerson sued appellees Julio Pineda and Unique Employment

I, Ltd., d/b/a Unique Employment Services (Unique) for negligence. Appellees filed a
plea to the jurisdiction, which the trial court granted. By four issues, which we treat as

three, Nickerson argues that: the trial court erred in granting appellees’ plea to the

jurisdiction with respect to (1) Pineda and (2) Unique; and (3) the trial court abused its

discretion by denying Nickerson’s motions to compel discovery. We affirm in part and

reverse and remand in part.

                                        I.      BACKGROUND

A.      Pleadings

        Nickerson, a City of Corpus Christi (City) employee, alleges that Pineda struck

Nickerson “in the back with a John Deere tractor front loader bucket” while both were

working on a City project. Pineda was a temporary worker supplied by Unique to the

City through a temporary staffing service agreement. Nickerson sued both Pineda and

Unique for negligence.

        Appellees filed a joint plea to the jurisdiction 1 arguing that Pineda was an

employee of the City at the time of the accident because the City controlled the details of

Pineda’s work. As such, appellees maintained that Pineda was personally immune from

suit by operation of the election-of-remedies provision in the Texas Tort Claims Act

(TTCA). See TEX. CIV. PRAC. & REM. CODE ANN. § 101.106 (West, Westlaw through 2017

1st C.S.). Appellees further argued that Unique could not be liable under the theory of

respondeat superior without a valid cause of action against Pineda. Appellees attached

the following evidence to their plea to the jurisdiction: (1) the declaration of Unique’s

Executive Vice President, Rebecca Bradford; (2) the “Temporary Staffing Service

        1  Appellees also filed a traditional and no-evidence motion for summary judgment. Only the trial
court’s order granting appellees’ plea to the jurisdiction is at issue in this appeal.
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Agreement” between Unique and the City; and (3) excerpts from Pineda’s deposition

testimony.

         Nickerson filed a response, arguing generally that Pineda was not an employee of

the City because the City did not control the details of Pineda’s work.        Nickerson

supported her response with the following evidence: (1) appellees’ responses to written

discovery; (2) the deposition testimony of Nickerson, Reynaldo Garcia, Joe Ramirez, and

Severiano Salas; and (3) the affidavit testimony of Nickerson, Garcia, Ramirez, and

Salas.

         Appellees filed an objection to the affidavits of Nickerson, Garcia, and Ramirez,

arguing that they were conclusory and that Nickerson and Ramirez’s affidavits were

“sham” affidavits.

         Nickerson later filed motions to compel: the deposition of a City employee and

Unique’s corporate representative; and responses to requests for production and

interrogatories.

B.       Evidentiary Record

         The evidentiary record establishes the following uncontroverted facts concerning

Pineda’s employment relationship to the City and Unique. The City awarded Unique a

contract to provide temporary staffing services.     Unique’s duties under the contract

included administering payroll and benefits for temporary workers. Pineda applied to

Unique for an assignment with the City, and he was later interviewed by a City employee.

Pineda accepted an offer from the City to work in the City’s Water Department. Once

Pineda was hired, the City determined his schedule, pay rate, and job responsibilities.

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Pineda wore a City uniform, used City equipment, and reported directly to a City

supervisor. The City paid Pineda’s wages to Unique based upon the hours of work

performed, and Unique issued Pineda’s paycheck.

        The City required Pineda to follow its policies and procedures, and it was

responsible for training, performance evaluations, and discipline. During his tenure, the

City promoted Pineda from laborer to driver to heavy equipment operator. On the day of

the accident involving Nickerson, Pineda was operating a City-owned backhoe for a City

work project.

C.      Trial Court’s Ruling

        After holding a hearing, the trial court granted appellees’ objections to the affidavits

of Nickerson, Garcia, and Ramirez and struck the affidavits from the record. By separate

order, the trial court granted appellees’ plea to the jurisdiction. The trial court did not rule

on Nickerson’s motions to compel various discovery. This appeal followed. 2

                                  II.      PLEA TO THE JURISDICTION

A.      Standard of Review

        A plea to the jurisdiction is a dilatory plea; its purpose is “to defeat a cause of action

          2 Appellees argue that we lack jurisdiction to review the trial court’s judgment because Nickerson’s

notice of appeal identifies only the order denying her motion for new trial. See TEX. R. APP. P. 25.1(d)(2)
(requiring that the notice of appeal state the date of the judgment or order appealed from). We are required
to interpret the rules of appellate procedure liberally in order to reach the merits of an appeal whenever
possible. Warwick Towers Council of Co-Owners ex rel. St. Paul Fire & Marine Ins. Co. v. Park Warwick,
L.P., 244 S.W.3d 838, 839 (Tex. 2008) (per curiam); see In re M.D.G., 527 S.W.3d 299, 303 (Tex. App.—
El Paso 2017, no pet.). The Texas Supreme Court has “repeatedly held that a court of appeals has
jurisdiction over any appeal in which the appellant files an instrument in a bona fide attempt to invoke the
appellate court’s jurisdiction.” Verburgt v. Dorner, 959 S.W.2d 615, 616 (Tex. 1997); see Darya, Inc. v.
Christian, 251 S.W.3d 227, 231–32 (Tex. App.—Dallas 2008, no pet.) (overruling a challenge to defects
under rule 25.1(d)(2) on this basis). With these principles in mind, we conclude that Nickerson’s timely
notice of appeal was a bona fide attempt to invoke the appellate court’s jurisdiction. We therefore proceed
to review the merits of the appeal.
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without regard to whether the claims asserted have merit.” Bland Indep. Sch. Dist. v.

Blue, 34 S.W.3d 547, 554 (Tex. 2000). The plea challenges the trial court’s subject

matter jurisdiction over a pleaded cause of action. Tex. Dep’t of Parks & Wildlife v.

Miranda, 133 S.W.3d 217, 226 (Tex. 2004). Subject matter jurisdiction is a question of

law; therefore, when the determinative facts are undisputed, we review the trial court’s

ruling on a plea to the jurisdiction de novo. Id.

       The plaintiff has the initial burden to plead facts affirmatively showing that the trial

court has jurisdiction. Tex. Ass’n of Bus. v. Tex. Air Control Bd., 852 S.W.2d 440, 446

(Tex. 1993). When a plea to the jurisdiction challenges the existence of jurisdictional

facts, a trial court’s review “mirrors that of a traditional summary judgment motion.”

Mission Consol. Indep. Sch. Dist. v. Garcia, 372 S.W.3d 629, 635 (Tex. 2012). We take

as true all evidence favorable to the nonmovant, indulging every reasonable inference

and resolving any doubts in the nonmovant’s favor. Miranda, 133 S.W.3d at 228. If the

defendant meets its burden to establish that the trial court lacks jurisdiction, the plaintiff

is then required to show that there is a material fact question regarding the jurisdictional

issue. Id. at 228. If the evidence raises a fact issue regarding jurisdiction, the plea

cannot be granted, and a fact finder must resolve the issue. Id. at 227–28. On the other

hand, if the evidence is undisputed or fails to raise a fact issue, the plea must be

determined as a matter of law. Id. at 228; Garcia, 372 S.W.3d at 635.

B.     Pineda

       We first focus on the propriety of the trial court’s ruling as it pertains to Pineda. By

what we treat as her first issue, Nickerson argues that appellees failed to establish that

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Pineda was an employee of the City. Appellees respond that “a temporary worker under

a city’s control is a city’s employee” for purposes of the TTCA’s election-of-remedies

provision.

       1.      Applicable Law

       “In certain circumstances, the TTCA waives the immunity that would otherwise bar

suit against a governmental unit and an employee sued in his official capacity.” Molina

v. Alvarado, 463 S.W.3d 867, 870 (Tex. 2015); see TEX. CIV. PRAC. & REM. CODE ANN.

§ 101.025 (West, Westlaw through 2017 1st C.S.). However, the TTCA’s election-of-

remedies provision, section 101.106, effectively conditions the immunity waiver on the

plaintiff’s forfeiture of any negligence claims against the employee in his individual

capacity.    Molina, 463 S.W.3d at 870; Tex. Adjutant Gen.’s Office v. Ngakoue, 408
S.W.3d 350, 350 (Tex. 2013). As pertinent to this case, section 101.106(f) provides:

       If a suit is filed against an employee of a governmental unit based on
       conduct within the general scope of that employee’s employment and if it
       could have been brought under this chapter against the governmental unit,
       the suit is considered to be against the employee in the employee’s official
       capacity only. On the employee’s motion, the suit against the employee
       shall be dismissed unless the plaintiff files amended pleadings dismissing
       the employee and naming the governmental unit as defendant on or before
       the 30th day after the date the motion is filed.

TEX. CIV. PRAC & REM. CODE ANN. § 101.106(f).          An individual defendant seeking

dismissal under section 101.106(f) is asserting a claim of governmental immunity.

Franka v. Velasquez, 332 S.W.3d 367, 371 n.9 (Tex. 2011). To prevail, the defendant

must establish (1) he is an employee of the governmental unit, (2) acting within the

general scope of his employment, and (3) the suit could have been brought under the

TTCA against the governmental unit. Id. at 369; Anderson v. Bessman, 365 S.W.3d 119,

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124 (Tex. App.—Houston [1st Dist.] 2011, no pet.).

       Nickerson’s issue challenges only the “employee” requirement.        The TTCA

defines “employee” as:

       a person, including an officer or agent, who is in the paid service of a
       governmental unit by competent authority, but does not include an
       independent contractor, an agent or employee of an independent
       contractor, or a person who performs tasks the details of which the
       governmental unit does not have the legal right to control.

TEX. CIV. PRAC. & REM. CODE ANN. § 101.001(2) (West, Westlaw through 2017 1st C.S.).

The statutory definition requires both control and paid employment. Marino v. Lenoir,

526 S.W.3d 403, 405 (Tex. 2017); City of Houston v. Ranjel, 407 S.W.3d 880, 890 (Tex.

App.—Houston [14th Dist.] 2013, no pet.). The definition can potentially encompass

workers provided by a private entity to the governmental agency.       See Fort Worth

Transp. Auth. v. Rodriguez, 547 S.W.3d 830, 848 (Tex. 2018) (holding that an employee

of an independent contractor performing an essential governmental function under

transportation code chapter 452, who is acting within the scope of her employment, is

afforded protection under the TTCA’s election-of-remedies provision as if she were an

employee of the government); Klein v. Hernandez, 315 S.W.3d 1, 7–8 (Tex. 2010)

(holding that a resident physician working at a public hospital under an agreement with

his private medical school was to be treated as a state employee for claims arising from

his work at the public hospital).

       Parties claiming to be employees of a governmental entity and seeking the

application of immunity under the TTCA bear the initial burden of proving they are

employees of a governmental unit. See Olivares v. Brown & Gay Eng’g, Inc., 401 S.W.3d
7
363, 376–77 (Tex. App.—Houston [14th Dist.] 2013), aff’d, 461 S.W.3d 117 (Tex. 2015).

When the material underlying facts are not in dispute and can give rise to only one

reasonable conclusion, the determination of “employee” status is a question of law subject

to de novo review. Tex. A & M Univ. v. Bishop, 156 S.W.3d 580, 585 (Tex. 2005).

       2.     Employee Analysis

              a.     Paid service

       The “paid service” element does not require that a governmental entity pay an

employee directly.    Rather, the payment of wages through a staffing agency can

constitute “paid service.” See City of Bellaire v. Johnson, 400 S.W.3d 922, 924 (Tex.

2013) (holding as a matter of law that a temporary worker provided by staffing agency

was in the paid service of the city where he was paid by the city through the staffing

agency on the basis of the hours worked for the city). Unique contracted with the City to

provide payroll administration for temporary workers and issued Pineda’s paycheck.

However, the City determined Pineda’s payrate and paid Unique based on the number of

hours Pineda worked for the City. Because the City was responsible for Pineda’s wages

and he was paid on the basis of the hours he worked for the City, we conclude that Pineda

was in the City’s paid service as contemplated by the TTCA.

              b.     Control

       Next, we look to whether the governmental unit has the right to control the

progress, details, and methods of operation of the work. See Ranjel, 407 S.W.3d at 890.

In doing so, we consider: (1) the independent nature of the business; (2) the obligation

to furnish the tools, supplies, and materials necessary to perform the job; (3) the right to

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control the progress of the work except about final results; (4) the time for which the

worker is employed; and (5) the method of payment, whether by unit of time or by the job.

Id.; see Bishop, 156 S.W.3d at 584–85.

      Each of the above factors indicate that the City controlled Pineda’s work. Pineda

reported daily to the City, which furnished his equipment and uniform. The contours of

Pineda’s responsibilities were defined by the City. Pineda was employed in the City’s

Water Department beginning in 2012 and continuing through his deposition testimony in

July of 2016. Finally, Pineda was paid by the City, albeit indirectly, based on the number

of hours he worked for the City.

      Despite the uncontroverted evidence that the City controlled the progress, details,

and methods of operation of Pineda’s work, Nickerson argues that the contract between

the parties establishes Pineda’s status as an independent contractor. The pertinent

provision provides: “[Unique] will perform the services hereunder as an independent

contractor and will furnish such services in its own manner and method, and under no

circumstances or conditions may any agent, servant or employee of [Unique] be

considered an employee of the City.” However, contractual designations of control are

not determinative but are merely a factor in our analysis. See Exxon Corp. v. Perez, 842
S.W.2d 629, 630 (Tex. 1992); Coco v. Port of Corpus Christi Auth., 132 S.W.3d 689, 692

(Tex. App.—Corpus Christi 2004, no pet.). Reviewing the entire evidentiary record, we

conclude that the uncontroverted evidence of control establishes that Pineda was an

employee of the City under the TTCA and was not an independent contractor. See

Bishop, 156 S.W.3d at 585; see also Bellaire, 400 S.W.3d at 924 (concluding that the

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evidence established as a matter of law that a worker provided by a temporary staffing

agency to the city was an employee of the city under the Texas Workers’ Compensation

Act).

        3.      Summary

        The jurisdictional record establishes that Pineda was in the paid service and under

the control of the City. Therefore, Pineda was a government employee under the TTCA,

and he was entitled to dismissal under the Act’s election-of-remedies provision. We

conclude that the trial court did not err in granting appellee’s plea to the jurisdiction as it

pertains to Pineda. 3 See Miranda, 133 S.W.3d at 228; Garcia, 372 S.W.3d at 635.

        We overrule Nickerson’s first issue.

C.      Unique

        By what we treat as her second issue, Nickerson argues that Unique, as a private

independent contractor, cannot benefit from Pineda’s immunity protection. Appellees

respond that Unique cannot be vicariously liable for Pineda who is a borrowed employee

of the City.

        We agree with Nickerson that Unique derives no immunity protection from Pineda.

Appellees cite no authority, nor have we found any, which extends an individual

employee’s protection under section 101.106(f) to a non-governmental entity such as

        3 Nickerson argues in the alternative that she is entitled to bring a claim against Pineda under the
Texas Workers’ Compensation Act, which allows injured employees to sue third parties while also claiming
workers’ compensation benefits. See TEX. LAB. CODE ANN. § 417.001 (West, Westlaw through 2017 1st
C.S.). We agree that Nickerson is not precluded from claiming workers’ compensation benefits from her
employer while pursuing a third-party claim for damages. Her ability to do so, however, is necessarily
constrained by any protections or defenses available to the third party, including those protections available
to government employees under the TTCA’s election-of-remedies provision.

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Unique.     The TTCA’s election-of-remedies provision requires a plaintiff to make an

election between suing the governmental unit under the TTCA or proceeding against the

employee alone. See Garcia, 253 S.W.3d at 657. Unique falls into neither category.

Therefore, section 101.106 affords it no protection. 4

        In its plea to the jurisdiction, Unique relied solely on Pineda’s status as the

borrowed employee of the City.             The borrowed-employee doctrine is an affirmative

defense that is concerned with vicarious liability and apportionment of responsibility for

employees who have more than one master. Reliance Nat. Indem. Co. v. Advance’d

Temporaries, Inc., 227 S.W.3d 46, 49 (Tex. 2007). An affirmative defense to liability

does not implicate the trial court’s subject-matter jurisdiction; therefore, it is not properly

asserted in a plea to the jurisdiction. See State v. Lueck, 290 S.W.3d 876, 880 (Tex.

2009) (explaining that immunity from liability is an affirmative defense that cannot be

raised by a plea to the jurisdiction); Schmitz v. Denton Cty. Cowboy Church, 550 S.W.3d
342, 361 n.22 (Tex. App.—Fort Worth 2018, pet. denied) (“[L]imitations is not an

appropriate subject of a plea to the jurisdiction because it is an affirmative defense, not a

jurisdictional infirmity.”); Dallas Cty. v. Cedar Springs Inv., L.L.C., 375 S.W.3d 317, 321

(Tex. App.—Dallas 2012, no pet.) (concluding that laches is an affirmative defense that

is not properly raised by a plea to the jurisdiction). Rather, an affirmative defense to

liability is properly raised through a motion for summary judgment. 5 See In re D.K.M.,

         4 Unique did not argue in the trial court, and does not argue on appeal, that it derives immunity

protection from the City.
        5 As noted, appellees filed a motion for summary judgment. However, the record clearly
establishes that the trial court ruled only on appellees’ plea to the jurisdiction.
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242 S.W.3d 863, 865 (Tex. App.—Austin 2007, no pet.).

       Because Unique did not assert any grounds challenging the trial court’s subject-

matter jurisdiction, we conclude that the trial court erred in granting appellees’ plea to the

jurisdiction as it pertains to Unique. See Miranda, 133 S.W.3d at 226.

       We sustain Nickerson’s second issue.

                                 III.         MOTION TO COMPEL

       By her third issue, Nickerson argues that the trial court abused its discretion by

denying her motions to compel discovery. However, there is no indication in the record

that the trial court ruled on Nickerson’s motions or that Nickerson objected to the trial

court’s refusal to rule on her motions. If a party is not satisfied with an opposing party’s

discovery objections or responses to discovery inquiries, that party may move the trial

court to compel discovery. See TEX. R. CIV. P. 215.1; see also TEX. R. CIV. P. 193.4

(providing that any party may request a hearing on an objection or claim of privilege to a

discovery request). To preserve error on a discovery dispute, the appealing party must

obtain a ruling by the trial court on the discovery issue. See TEX. R. APP. P. 33.1(a)(2)

(requiring a ruling or an objection to refusal to rule as prerequisite to presenting complaint

for appellate review); U. Lawrence Boze’ & Assocs., P.C. v. Harris Cty. Appraisal Dist.,

368 S.W.3d 17, 32 (Tex. App.—Houston [1st Dist.] 2011, no pet.).

       We conclude Nickerson failed to preserve this issue for appellate review. We

overrule Nickerson’s third issue.

                                        IV.     CONCLUSION

       We affirm that portion of the trial court’s order granting appellees’ plea to the

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jurisdiction as it pertains to Pineda. We reverse that portion of the trial court’s order

granting appellees’ plea to the jurisdiction as it pertains to Unique and remand the cause

to the trial court for further proceedings consistent with this memorandum opinion.

                                                              LETICIA HINOJOSA
                                                              Justice

Delivered and filed the
9th day of May, 2019.

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