Court Opinion

ID: 4291090
Source: CourtListenerOpinion
Date Created: 2018-07-03 18:01:37.485719+00
Date Added: 2024-06-11T14:38:22.582596
License: Public Domain

NOTICE: NOT FOR OFFICIAL PUBLICATION.
  UNDER ARIZONA RULE OF THE SUPREME COURT 111(c), THIS DECISION IS NOT PRECEDENTIAL
                  AND MAY BE CITED ONLY AS AUTHORIZED BY RULE.

                                     IN THE
              ARIZONA COURT OF APPEALS
                                 DIVISION ONE

                         In the Matter of the Estate of:

                  NORMA JEAN MCCONNELL, Deceased.

                 PHILLIP LEE CARSON, Petitioner/Appellant,

                                         v.

    MARICOPA COUNTY PUBLIC FIDUCIARY, Respondent/Appellee.

                              No. 1 CA-CV 17-0554
                                FILED 7-3-2018

            Appeal from the Superior Court in Maricopa County
                           No. PB2016-091389
             The Honorable Terri L. Clark, Judge Pro Tempore

                                   AFFIRMED

                                APPEARANCES

Philip Lee Carson, Florence
Petitioner/Appellant

Maricopa County Attorney’s Office
By Anne C. Longo, Nikolaus G. Decker
Co-Counsel for Respondent/Appellee
                            CARSON v. MCPF
                           Decision of the Court

                      MEMORANDUM DECISION

Judge James P. Beene delivered the decision of the Court, in which
Presiding Judge Maria Elena Cruz and Judge Jennifer B. Campbell joined.

B E E N E, Judge:

¶1           Phillip Carson (“Carson”) appeals the superior court’s ruling
denying several requests he made to the court regarding probate of his
mother’s estate. For the following reasons, we affirm.

                FACTS AND PROCEDURAL HISTORY

¶2            In March 2016, Carson’s mother passed away. In April 2016,
Carson filed a document titled “Report of Representative Petition to
administer the Estate, Property, and Finances, Per ARS §14-3701 to 3721.”
He next filed a document titled “[AMENDMENT]” in May 2016. He then
filed a document in January 2017 titled “Request for Default: And ‘Formal
Appointment of Representative’ With Injunctive Relief. (R. Civ. Proc. Rule
55 & 60).” In these documents, Carson submits that he is the authorized
personal representative of his mother’s estate based on his mother’s will
and letters, and he requests the court to formally recognize this authority.
He also notes that he wants to be authorized to act as personal
representative so that he can pay his mother’s funeral and burial expenses.

¶3            In February 2017, the superior court addressed Carson’s
documents in a minute entry indicating that “several issues . . . preclude[d]
the Court from proceeding” in addressing Carson’s requests. These issues
included that Carson (1) had not “filed the original purported ‘Last Will
and Testament;’” (2) had not been appointed as personal representative;
and (3) was incarcerated, making it unlikely that he could serve as personal
representative. The court then ordered the Maricopa County Public
Fiduciary (“MCPF”) “to investigate and determine if there is a need to open
a probate estate in this case” and then “file a written report” of the
investigation.

¶4            The MCPF subsequently filed a report to the court that
indicated the following: (1) Carson’s mother did not own real property in
Maricopa County as of the date of her death; (2) the Arizona Department of
Revenue held her abandoned assets with a value under $75,000; (3) no other

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                            CARSON v. MCPF
                           Decision of the Court

assets were located; and (4) the only identified assets could be collected by
affidavit of collection pursuant to Arizona Revised Statutes (“A.R.S.”)
section 14-3971. The MCPF concluded that probate did not need to be
opened for Carson’s mother’s estate, and there was no cause for a personal
representative to be appointed.

¶5            In July 2017, after considering the MCPF’s report, and based
on its findings in its February 2017 minute entry, the superior court
accepted the MCPF’s findings and recommendations and denied each of
Carson’s requests. Carson timely appealed.1 We have jurisdiction pursuant
to Article 6, Section 9, of the Arizona Constitution and A.R.S. §§ 12-
120.21(A)(1), and -2101(A)(9).

                              DISCUSSION

¶6             While the superior court’s legal conclusions are reviewed de
novo, the court’s factual findings must be accepted on appeal unless they
are clearly erroneous. In re Estate of Newman, 219 Ariz. 260, 265, ¶ 13 (App.
2008). “Factual findings are not clearly erroneous if substantial evidence
supports them[.]” Davis v. Zlatos, 211 Ariz. 519, 524, ¶ 18 (App. 2005)
(internal quotations omitted).

¶7              We understand Carson’s argument to be that the superior
court erred by denying his request to be appointed as personal
representative of his mother’s estate. Carson states his mother left letters
and a will that designates him as the person to handle her estate, and
therefore, he asks to be appointed as personal representative of her estate.
Carson argues he “did not receive due process in [the] trial court’s
proceedings” and was prejudiced when the court used his “criminal history
. . . as the reason for denying Personal Representative status.” He further
argues (1) the “court had no just cause to deny” his mother’s will, (2) he
only wants to be appointed as personal representative so that his mother’s
funeral home does not move her body without his approval, and (3) he
should not be denied appointment as personal representative “just because
he is in prison.”

¶8          Here, the court did not err in denying Carson’s request to be
appointed as personal representative of his mother’s estate. Although
Carson argues that his mother’s letters and will would entitle him to be

1       We note that Carson named the Maricopa County Public Fiduciary
(“MCPF”) as a party on appeal. However, the MCPF is an improper party
in this case. We therefore dismiss the MCPF from this appeal.

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                             CARSON v. MCPF
                            Decision of the Court

appointed personal representative, her original will had not been filed with
the probate court. Consequently, Carson has not been appointed as
personal representative of his mother’s estate pursuant to any valid
testamentary document.

¶9              Even if Carson’s mother did have a will that was validly
admitted into probate which named him as personal representative,
substantial evidence supports the court’s determination that Carson could
not effectively serve in that capacity. Namely, Carson’s incarceration
would prevent him from performing the duties of a personal representative
to a fiduciary standard. See, e.g., In re Estate of Goldman, 215 Ariz. 169, 173,
¶ 19 (App. 2007) (“A [personal representative] owes a fiduciary duty to all
beneficiaries to keep them reasonably informed of the estate and its
administration and to deal with estate assets in a manner in which a
prudent person would deal with the property of another.”); A.R.S. § 14-
3703(A) (personal representative held to fiduciary standard); A.R.S. § 14-
3706(A) (personal representative must prepare detailed inventory of
decedent’s property at time of death that includes property’s fair market
value, nature as either community or separate property, encumbrances,
etc.); A.R.S. § 14-3709(A) (personal representative must take possession of,
pay taxes on, manage, protect, and preserve decedent’s property); A.R.S. §
14-3710 (personal representative may need to avoid transfers and set aside
fraudulent conveyances); A.R.S. § 14-3715 (personal representative may
need to transact on behalf of decedent’s estate); A.R.S. § 14-3801 et seq.
(personal representative responsible for accounting to creditors).

¶10            The superior court’s determination that Carson would not be
able to serve as the personal representative of his mother’s estate is a factual
determination that is supported by substantial evidence. In re Estate of
Newman, 219 Ariz. at 265, ¶ 13. Because substantial evidence supports the
court’s findings, we find that the court did not err.

                               CONCLUSION

¶11           For the foregoing reasons, we affirm.

                           AMY M. WOOD • Clerk of the Court
                           FILED: AA

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