Court Opinion

ID: 2816020
Source: CourtListenerOpinion
Date Created: 2015-07-09 19:28:00.054497+00
Date Added: 2024-06-11T11:28:13.393577
License: Public Domain

J-A06041-15

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

IN THE MATTER OF GENEVIEVE BUSH,                IN THE SUPERIOR COURT OF
AN INCAPACITATED PERSON                               PENNSYLVANIA

APPEAL OF: MICHAEL BUSH AND
JOSEPH BUSH

                                                      No. 1779 EDA 2014

                Appeal from the Decree September 16, 2014
              In the Court of Common Pleas of Chester County
                    Orphans' Court at No(s): 1509-1720

BEFORE: GANTMAN, P.J., PANELLA, J., and OTT, J.

MEMORANDUM BY PANELLA, J.:                             FILED JULY 09, 2015

      Appellants, Michael Bush and Joseph Bush, appeal from the decree

entered September 16, 2014, in the Court of Common Pleas of Chester

County, which made final the order denying their motion to disqualify

George C. Zumbano, Esquire, counsel for their mother, Genevieve Bush

(“Mrs. Bush”) and granting in part and denying in part Gawthorp

Greenwood, PC’s petition for attorney fees. After review, we affirm in part,

vacate in part, and remand for further proceedings.

      The Orphans’ Court explained the underlying history of this case as

follows.

            The original Petition for Declaration of Incapacity was filed
      on October 30, 2009 by Joseph and Michael Bush. On December
      1, 2009, Thomas K. Schindler, Esquire, G Bradley Ranier,
      Esquire and Scott M. Klein, Esquire, all entered appearances for
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     Mrs. Bush.      Those counsel and/or combinations of them,
     represented Mrs. Bush during the initial hearings leading up to
     her adjudication of incapacity in June of 2011.         In that
     adjudication, [the Orphans’ Court] found Mrs. Bush to be an
     Incapacitated Person within meaning of the Guardianship
     statute, 20 Pa. C.S.A. §5112; [the court] appointed Joseph Bush
     guardian of her estate and Michael Bush and Mary Bush co-
     guardians of her person. Exceptions were filed by Mary Bush
     and Mrs. Bush, through their respective counsel, which [the
     court] ultimately dismissed.

           On July 20, 2011, Mssrs. Schindler, Ranier and Klein
     withdrew their respective appearances on behalf of Mrs. Bush,
     and George C. Zumbano, Esquire, of Gawthorp Greenwood, PC,
     … entered his appearance. Mary Bush, through counsel, and
     Mrs. Bush, through Mr. Zumbano, appealed [the court’s]
     adjudication to the Pennsylvania Superior Court, which [was]
     eventually affirmed. Mr. Zumabano represented Mrs. Bush in
     her appeal, and has continued to represent her through the
     multitude of proceedings, interventions, and hearings since then.

         After a review hearing, on May 14, 2013, [the Orphans’
     Court] removed Mary Bush as co-guardian and appointed
     Elizabeth M. Srinivasan, Esquire, to serve with Michael Bush as
     co-guardian of Mrs. Bush’s person.3
        3
          In June 2013, Mary Bush appealed this Order and two
        other Orders to the Pennsylvania Superior court. There
        has been no disposition of the appeal at this time.

        It is important to note that, throughout all of the guardianship
     proceedings, Mary Bush has had independent counsel of her
     own.

     Legal Fees

            On March 22, 2012, upon consideration of dueling counsel
     fee petitions, [the Orphans’ Court] ordered the estate of Mrs.
     Bush to pay $10,000 to MacElree Harvey, Ltd. For post-degree
     legal fees incurred by Michael and Joseph Bush, and $10,000 to
     Mr. Zumbano for post-decree legal fees incurred by Mrs. Bush.
     In [its opinion, the court] stated that there were substantial fees
     charged for services which Mrs. Bush’s estate could not bear,
     and that [the court] would not decimate the nest egg she and
     her late husband worked hard to create because her squabbling
     children could not play nice.

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Orphans’ Court Opinion, 4/25/14 at 1-3.

       On June 24, 2013, Attorney Zumbano filed a petition for allowance of

payment of attorney’s fees related to the representation of Mrs. Bush from

December 2011 through May 2013. On August 16, 2013, Appellants filed a

motion to disqualify Attorney Zumbano as counsel for Mrs. Bush. On April

25, 2014, after a hearing, the court issued a decision and order directing

Mrs. Bush’s estate to pay $5,000.001 to Attorney Zumbano’s law firm,

Gawthorp Greenwood, PC, and denying Appellant’s motion to disqualify

Attorney Zumbano as Mrs. Bush’s counsel.

       Appellants filed exceptions to the order on May 15, 2014. On June 3,

2014, the court denied and dismissed Appellants’ exceptions. On June 20,

2014, Appellants filed a timely notice of appeal.2

       Appellants raise the following issues for our review:

       A. Whether counsel for the incapacitated person was
          unauthorized to act, or otherwise disqualified from acting, on
          her behalf when counsel was selected by, contracted by and
          paid by a person that was previously adjudicated to have
          committed undue influence on the incapacitated person?

____________________________________________

1
 Attorney Zumbano had requested $21,343.73 in fees. The courted noted,
“Whether or not Mr. Zumbano chooses to continue his representation of Mrs.
Bush in light of my unwillingness to award any further counsel fees is a
decision he will have to make.” Orphans’ Court Opinion, 4/25/14 at 8.
2
  On August 29, 2014, Appellants’ counsel filed a praecipe for entry of a final
decree on the trial court docket. See Pa.R.A.P. 301(d). The lower court
ultimately entered a final decree on the trial court docket on September 16,
2014. See Pa.R.A.P. 905(d).

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      B. Whether counsel for the incapacitated person was properly
         awarded payment from the incapacitated person’s estate
         when

         1) there was a contractual agreement for the payment of all
            fees by and between Counsel and Mary Bush,

         2) a non-waivable conflict       of   interest   in   Counsel’s
            representation existed, and

         3) the lower court denied discovery and cross-examination
            into the scope of Counsel’s services for the Incapacitated
            Person?

Appellant’s Brief at 3.

      Our standard when reviewing a decree entered by the Orphans’ Court

is as follows:

      When reviewing a decree entered by the Orphans’ Court, this
      Court must determine whether the record is free from legal error
      and the court’s factual findings are supported by the evidence.
      Because the Orphans’ Court sits as the fact-finder, it determines
      the credibility of the witnesses and, on review, we will not
      reverse its credibility determinations absent an abuse of that
      discretion. However, we are not constrained to give the same
      deference to any resulting legal conclusions. Where the rules of
      law on which the court relied are palpably wrong or clearly
      inapplicable, we will reverse the court's decree.

In re Estate of Fuller, 87 A.3d 330, 333 (Pa. Super. 2014) (citation

omitted).

      Appellants argue in their first issue that the Orphans’ Court erred when

it denied their motion to disqualify Attorney Zumbano as counsel for Mrs.

Bush. Appellants claim, among other things, that Mary Bush did not have

the express or implied authority under the Guardianship Act to hire Attorney

Zumbano to act on behalf of Mrs. Bush, and that Attorney Zumbano had a

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conflict of interest that disqualified him from the representation.        See

Appellants’ Brief, at 15-33.

      At a hearing dedicated to the parties’ outstanding motions, the

Orphans’ Court delayed any inquiry into Attorney Zumbano’s authority to act

on behalf of Mrs. Bush until a later hearing dedicated specifically to

Appellants’ disqualification motion.    See N.T., Hearing, 4/9/13 at 37-44

(sustaining   objection    to   inquiries    regarding    Attorney   Zumbano’s

authorization to represent Mrs. Bush until a disqualification hearing).    Our

review of the record reveals that, although the Orphans’ Court conducted a

lengthy hearing on Attorney Zumbano’s petition for attorney’s fees, the court

neglected to conduct a hearing or otherwise admit evidence on Appellants’

disqualification motion before it summarily denied Appellants’ motion on

April 25, 2014.

      We are therefore constrained to vacate the final decree of the

Orphans’ Court to the extent that it affirmed the denial of Appellants’ motion

for disqualification of Attorney Zumbano.         On remand, we direct the

Orphans’ Court to hold a hearing dedicated specifically to Appellants’

disqualification motion.   We additionally vacate that portion of the decree

granting Attorney Zumbano’s petition for attorney’s fees, pending a

resolution of Appellants’ disqualification motion.       We direct the Orphans’

Court to reassess Attorney Zumbano’s petition for fees following the hearing

as necessary. We affirm the final decree in all other aspects.

      Decree affirmed in part and vacated in part. Jurisdiction relinquished.

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Judgment Entered.

Joseph D. Seletyn, Esq.
Prothonotary

Date: 7/9/2015

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