Court Opinion

ID: 2778918
Source: CourtListenerOpinion
Date Created: 2015-02-11 23:02:20.71711+00
Date Added: 2024-06-11T15:07:41.756154
License: Public Domain

Filed 2/11/15 P. v. Phann CA4/3

                      NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.

              IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

                                     FOURTH APPELLATE DISTRICT

                                                 DIVISION THREE

THE PEOPLE,

     Plaintiff and Respondent,                                         G049296

         v.                                                            (Super. Ct. No. 13NF1015)

KATBOPHA PHANN,                                                        OPINION

     Defendant and Appellant.

                   Appeal from a judgment of the Superior Court of Orange County,
Sheila F. Hanson, Judge. Affirmed.
                   Valerie G. Wass, under appointment by the Court of Appeal, for Defendant
and Appellant.
                   Kamala D. Harris, Attorney General, Julie L. Garland, Assistant Attorney
General, Charles C. Ragland and Teresa Torreblanca, Deputy Attorneys General, for
Plaintiff and Respondent.
                                             *               *               *
                                       INTRODUCTION
              A jury found Katbopha Phann guilty, as charged, under count 1 of forgery
(Pen. Code, § 470, subd. (d)) and under count 2 of second degree commercial burglary
(id., §§ 459, 460, subd. (b)). After a bench trial, the trial court found to be true
allegations that Phann had suffered prior strike convictions. The court imposed a
sentence of 32 months in prison on count 2 and imposed, then stayed execution of,
pursuant to Penal Code section 654 (section 654), a concurrent 32-month sentence on
count 1.
              Phann argues (1) the evidence was insufficient to establish the knowledge
and intent required to convict him for forgery and commercial burglary and (2) the trial
court erred by imposing a concurrent sentence on count 1. We conclude substantial
evidence supported the convictions and the trial court correctly implemented section 654
by staying execution of sentence on count 1. We therefore affirm.

                                            FACTS
              Joy Booher, a secretary at Newport Exterminating, arrived at work at
3:30 a.m. on Monday, December 3, 2012. She opened the office, turned the alarm off,
and picked up the mail that had been delivered through a slot in the door on the previous
Saturday. Usually the mail, which includes payments from customers, was bound with a
rubber band; however, on that day, Booher found the mail spread about the floor, and
there was less of it than usual. She found, on top of the mail, a stick that was three feet in
length with a screw and a sticky substance on the tip. The mail slot also had a sticky
substance on it, and leaves were stuck to the slot.
              When Curtis Good, Newport Exterminating’s president and owner, arrived
at the office, he looked at the area by the door and determined somebody had tried to
steal the mail. He reported the matter to the Irvine Police Department. Good later
watched a video taken by a surveillance camera on the evening of December 2 and

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morning of December 3, 2012 and saw a person using a stick to pull several pieces of
mail through the mail slot in the door. On video from other surveillance cameras, Good
saw two other people going down the street at the time the first person was pulling mail
through the slot in the door. Good believed all three were in collaboration.
              Robert Cohen was a regular monthly customer of Newport Exterminating.
He paid Newport Exterminating from The Cohen Family Trust checking account at City
National Bank. On November 27, 2012, Cohen’s office manager/bookkeeper, Shingly
Lee, printed a check from The Cohen Family Trust checking account in the amount of
$120 payable to Newport Exterminating. The check bore No. 8788. Lee put the Newport
Exterminating invoice number on the memo line of the check. Cohen signed the check,
and within a day or two after November 27, 2012, Lee placed the check in a preaddressed
envelope provided by Newport Exterminating and mailed it.
              On December 6, 2012, Phann went to the La Palma branch of City National
Bank to cash a check in the amount of $962.75. He presented the check, along with
primary and secondary identification, to Marthann Gonzalez, a senior client officer. A
surveillance camera monitored the transaction. The check presented by Phann was check
No. 8788 drawn from The Cohen Family Trust checking account with City National
Bank. The check was made payable to Katbopha Phann. The memo line of the check
had the insertion “Inv #406467.”
              Gonzalez looked at the identification presented by Phann and concluded it
appeared to be genuine. She looked at the check and confirmed it was from a City
National Bank account. She noted the check was dated December 3, 2012, and therefore
was not considered “stale.” The check number in the upper right-hand corner (8788)
matched that in the MICR coding, and Gonzalez confirmed the check number was in
sequence. The numeric amount of the check matched the written amount, and Cohen’s
signature on the check matched Cohen’s signature in the bank’s records. Once Gonzalez
confirmed that funds were available from the account to cash the check, she inputted the

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information from the check and from Phann’s identification into the bank’s computer
system. She watched Phann endorse the check before negotiating the check and giving
him $962.75 in cash.
              Later, in December 2012, Lee noticed The Cohen Family Trust checking
account was not balancing according to her records. She contacted City National Bank
and obtained a copy of check No. 8788. She noticed the amount on the bank’s copy of
check No. 8788 differed from the amount of $120 on the copy of check No. 8788 in her
records. Lee had not written a check to Katbopha Phann, and had not written a check to
him in the amount of $962.75. Lee noticed the bank’s copy of the check referred to “Inv
#406467” in the lower left-hand corner, and that invoice number also appeared on her
copy of the check.
              A City National Bank fraud investigator began investigating check
No. 8788 in January 2013. The fraud investigator testified check No. 8788 stood out as
potentially fraudulent because the type font used for the name and address of the payee
appeared to be different from the type font used for the rest of the check.

                                         DISCUSSION
                                               I.

                             Substantial Evidence Supported
                               the Conviction for Forgery.
              Under count 1, Phann was convicted of forgery in violation of Penal Code
section 470, subdivision (d) which, as relevant here, states: “Every person who, with the
intent to defraud, falsely makes, alters, forges, or counterfeits, utters, publishes, passes or
attempts or offers to pass, as true and genuine, any of the following items, knowing the
same to be false, altered, forged, or counterfeited, is guilty of forgery.” Phann argues his
conviction for forgery must be reversed because the evidence was insufficient to show

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two elements of the offense: (1) he knew check No. 8788 was false or altered; and (2) he
passed or used check No. 8788 with the intent to defraud.
              “‘In assessing the sufficiency of the evidence, we review the entire record
in the light most favorable to the judgment to determine whether it discloses evidence
that is reasonable, credible, and of solid value such that a reasonable trier of fact could
find the defendant guilty beyond a reasonable doubt.’ [Citation.]” (People v. Steele
(2002) 27 Cal. 4th 1230, 1249.) We presume in support of the judgment the existence of
every fact that could reasonably be deduced from the evidence. (People v. Kraft (2000)
23 Cal. 4th 978, 1053.) We may reverse for lack of substantial evidence only if “‘upon no
hypothesis whatever is there sufficient substantial evidence to support’” the conviction or
the enhancement. (People v. Bolin (1998) 18 Cal. 4th 297, 331.) The standard of review
is the same when the prosecution relies on circumstantial evidence. (People v. Thomas
(1992) 2 Cal. 4th 489, 514.)
              Intent and knowledge are subjective mental states that are rarely susceptible
of direct proof and, therefore, must be proven by circumstantial evidence. (People v.
Thomas (2011) 52 Cal. 4th 336, 355; People v. Pre (2004) 117 Cal. App. 4th 413, 420;
People v. Lopez (1967) 249 Cal. App. 2d 93, 98.) “Mere possession of a forged instrument
is a circumstance affording some evidence of knowledge of its spurious nature.
[Citation.] It is analogous to possession of stolen property which of itself will not prove a
theft but ‘such possession plus “slight corroborative evidence of other inculpatory
circumstances” will suffice.’ [Citation.] Presentation of the instrument for encashment is
a representation of its genuineness.” (People v. Rosborough (1960) 178 Cal. App. 2d 156,
163.)
              Phann was in possession of a forged or altered instrument: check No. 8788
from The Cohen Family Trust checking account at City National Bank. The record
included not just slight, but substantial corroborative evidence to show knowledge and
intent. The check presented by Phann was payable to him, yet Cohen had no connection

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to Phann, and Lee had not prepared a check payable to him. Phann presented the check
to City National Bank to be cashed and thereby represented its genuineness. Because
Cohen had had no dealings with Phann, and Lee had not prepared a check made payable
to him, the jury could reasonably infer that Phann knew that a check made payable to him
from The Cohen Family Trust was a forgery and that he presented the check to City
National Bank with the intent to defraud.
              In addition, the check presented by Phann referred to “Inv #406467” on the
memo line in the lower left-hand corner. Lee prepared check No. 8788 payable to
Newport Exterminating with a reference to invoice “Inv #406467” on the memo line in
the lower left-hand corner and mailed the check in a preaddressed envelope within a few
days after November 27, 2012. Mail had been stolen from Newport Exterminating at
about the same time the check from Cohen would have been delivered. The jury could
reasonably infer that Phann, in corroboration with others, stole check No. 8788 from
Newport Exterminating, knowingly altered the check to make himself the payee, altered
the amount, and presented the check for cashing to City National Bank with the intent to
defraud. The fact that Gonzalez found nothing about check No. 8788 to suggest it was
false or fraudulent only shows that Phann did an exceptional job of altering the check.

                                            II.

                  Substantial Evidence Supported the Conviction for
                        Second Degree Commercial Burglary.
              Under count 2, Phann was convicted of second degree commercial burglary
in violation of Penal Code sections 459 and 460, subdivision (b). As relevant here,
section 459 states: “Every person who enters any . . . building . . . with intent to commit
grand or petit larceny or any felony is guilty of burglary.” The prosecution’s theory was
that Phann entered the La Palma branch of City National Bank with the intent to commit
theft or forgery by cashing altered check No. 8788. Phann contends the evidence was

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insufficient to establish he acted with the requisite intent to convict him for commercial
burglary.
              The jury was instructed that to prove Phann was guilty of commercial
burglary the prosecution had to prove he entered into a building with the intent to commit
theft or forgery. The jury was instructed on two types of theft: larceny and theft by false
pretenses. As to the latter, the jury was instructed with CALCRIM No. 1804, which as
given stated that to prove the defendant guilty, the prosecution had the burden of proving:
“1. The defendant knowingly and intentionally deceived a property owner or the owner’s
agent by false or fraudulent representation or pretense; [¶] 2. The defendant did so
intending to persuade the owner or the owner’s agent to let the defendant take possession
and ownership of the property; [¶] AND [¶] 3. The owner or the owner’s agent let the
defendant take possession and ownership of the property because the owner or the
owner’s agent relied on the representation or pretense.”
              We disagree with Phann’s assertion that the evidence was insufficient to
prove the first of those elements. As we explained in part I. of the Discussion, the
evidence at trial was more than sufficient to establish that Phann acted “knowingly and
intentionally” to deceive by cashing an altered check. The evidence was sufficient to
support the conviction for second degree commercial burglary.

                                            III.

                        The Trial Court Correctly Implemented
                                     Section 654.
              The trial court imposed a sentence of 32 months in prison on count 2. The
court also imposed a concurrent sentence of 32 months in prison on count 1 and ordered
execution of that sentence stayed pursuant to section 654 because “the predominant intent
and objective of both the crimes . . . were the same.” Phann contends that sentence was

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unlawful because a concurrent term may not be imposed on a count stayed under
section 654.
               The trial court did not err because it stayed execution of sentence on
count 1. In People v. Alford (2010) 180 Cal. App. 4th 1463, 1467 (Alford), the defendant
was convicted of second degree burglary and grand theft with a strike and two prior
prison terms. The trial court sentenced the defendant on the burglary, strike, and prison
priors, but stayed imposition of sentence for the grand theft count. (Ibid.) The Court of
Appeal held this was an unauthorized sentence. (Id. at pp. 1466, 1467.) To provide
guidance to the trial court, the Court of Appeal explained that “to implement section 654,
the trial court must impose sentence on all counts, but stay execution of sentence as
necessary to prevent multiple punishment.” (Id. at p. 1469.)
               In Alford, the court stated: “Imposition of concurrent sentences is not the
correct method of implementing section 654, because a concurrent sentence is still
punishment. [Citations.]” (Alford, supra, 180 Cal.App.4th at p. 1468.) Phann seizes on
that passage to assert the trial court erred by imposing a concurrent sentence on count 1.
Indeed, “‘[i]t has long been established that the imposition of concurrent sentences is
precluded by section 654 [citations] because [under such a sentence] the defendant is
deemed to be subjected to the term of both sentences although they are served
simultaneously.’ [Citations.]” (People v. Duff (2010) 50 Cal. 4th 787, 796.)
               But what those statements mean is imposition of a concurrent term by itself
does not satisfy section 654. “[W]hen a court determines that a conviction falls within
the meaning of section 654, it is necessary to impose sentence but to stay the execution of
the duplicative sentence.” (People v. Duff, supra, 50 Cal.4th at p. 796.) In sentencing on
two or more convictions in the same proceeding, the judgment must direct whether the
sentences are to run concurrently or consecutively. (Pen. Code, § 669, subd. (a).) Thus,
the correct procedure to implement section 654 is to impose sentence on all counts—
which under Penal Code section 669 means directing concurrent or consecutive

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sentences—and then to stay execution of sentence as necessary to prevent multiple
punishment. (Alford, supra, 180 Cal.App.4th at p. 1469.) That is precisely what the trial
court did in this case.

                                      DISPOSITION
              The judgment is affirmed.

                                                FYBEL, J.

WE CONCUR:

O’LEARY, P. J.

RYLAARSDAM, J.

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