Court Opinion

ID: 4264288
Source: CourtListenerOpinion
Date Created: 2018-04-16 19:46:17.076036+00
Date Added: 2024-06-11T14:30:23.623247
License: Public Domain

J-A26033-17

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

 COMMONWEALTH OF                         :   IN THE SUPERIOR COURT OF
 PENNSYLVANIA                            :        PENNSYLVANIA
                                         :
                    Appellant            :
                                         :
                                         :
              v.                         :
                                         :
                                         :   No. 773 MDA 2017
 KEVIN SCOTT BOWER, JR.

               Appeal from the Order Entered April 28, 2017
    In the Court of Common Pleas of Clinton County Criminal Division at
                      No(s): CP-18-CR-0000536-2015

BEFORE:    BOWES, J., OLSON, J., and RANSOM*, J.

DISSSENTING MEMORANDUM BY BOWES, J.:                 FILED APRIL 16, 2018

      The learned majority concludes that the trial court did not abuse its

discretion in denying the Commonwealth’s motion to introduce evidence of

Appellee’s 2009 guilty plea to indecent assault.     Since I believe that the

circumstances underlying Appellee’s 2009 conviction are significantly similar

to the allegations herein, and evince an absence of mistake, I would find that

the trial court erred in so ruling.   Thus, for the reasons outlined below, I

dissent.

      The complaint alleges the following. On August 9, 2015, the victim,

N.D., met with Appellee and a few other friends at a bar in Lock Haven, Clinton

County. N.D. drank a number of alcoholic beverages at that establishment

and numerous other bars in the area throughout the course of the night. At

some point during the evening, Appellee took N.D.’s car keys, and indicated

____________________________________
* Retired Senior Judge assigned to the Superior Court.
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that he would drive her vehicle for the remainder of the evening. In the early

morning hours of August 10, 2015, Appellee drove N.D. to a park. He then

climbed on top of her and indicated that he wished to have sex with her. N.D.

stated that she did not want to have sex with him. Nevertheless, Appellee

removed one of N.D.’s pant legs and her underwear, penetrated N.D.’s vagina,

and ejaculated.

      The following day, N.D. contacted the police and sought medical

treatment. During the investigation into the incident, the police interviewed

Appellee. Appellee’s version of the incident substantially deviated from N.D.’s

recounting, including an assertion that N.D. had consented to the sexual

intercourse. Appellee agreed to a polygraph examination, which subsequently

indicated that his version of events was not accurate. Thereafter, during a

post-polygraph interview, Appellee admitted that N.D. had expressed “we

shouldn’t be doing this[.]” Complaint, 11/17/15, at 2.     At the preliminary

hearing, N.D. indicated that by the end of the night she was “fuzzy” from

drinking too much, and reiterated that she did not consent to the sexual act.

N.T. Preliminary Hearing, 12/22/15, at 14-16.

      Appellee was arrested and charged with sexual assault, aggravated

indecent assault without consent, and indecent assault without consent. Prior

to trial, the Commonwealth filed a motion, pursuant to Pa.R.E. 404(b), seeking

to introduce evidence of a 2009 guilty plea, wherein Appellee pled guilty to

indecent assault. The trial court denied that motion, and this timely appeal

followed. The Commonwealth certified that the trial court’s order terminated

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or substantially handicapped its prosecution pursuant to Pa.R.A.P. 311(d), and

complied with the trial court’s order to file a Rule 1925(b) concise statement

of errors complained of on appeal.

      The Commonwealth raises one question for our review: “Did the trial

court abuse its discretion in denying the Commonwealth’s motion to admit

other acts evidence associated with [Appellee’s] 2009 indecent assault

conviction when the facts of [Appellee’s] prior case were strikingly similar to

the sexual assault charged in the instant matter and were admissible to prove

(1) a common plan or scheme and (2) an absence of mistake or consent?”

Commonwealth’s brief at 4 (some capitalization omitted).

      It is well-established that the “[a]dmission of evidence is within the

sound discretion of the trial court and will be reversed only upon a showing

that the trial court clearly abused its discretion.” Commonwealth v. Tyson,

119 A.3d 353, 357 (citation omitted).         In this context, “[a]n abuse of

discretion is not merely an error of judgment, but is rather the overriding or

misapplication of the law, or the exercise of judgment that is manifestly

unreasonable, or the result of bias, prejudice, ill-will or partiality, as shown by

the evidence of record.” Id. at 357-358.

      Pennsylvania Rule of Evidence 404 governs the admissibility of past bad

acts. It states:

      (1)   Prohibited Uses. Evidence of a crime, wrong, or other act is
            not admissible to prove a person’s character in order to
            show that on a particular occasion the person acted in
            accordance with the character.

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      (2)     Permitted Uses. This evidence may be admissible for
              another purpose, such as proving motive, opportunity,
              intent, preparation, plan, knowledge, identity, absence of
              mistake, or lack of accident. In a criminal case, this
              evidence is admissible only if the probative value of the
              evidence outweighs its potential for unfair prejudice.

Pa.R.E. 404(b)(1) and (2).

      The Commonwealth, relying on Tyson, supra, sought to introduce

evidence of a prior assault committed by Appellee in 2009.           Appellee

acknowledged that he pled guilty to indecent assault, but, in his response to

the Commonwealth’s motion, he contested the purported similarities between

that incident and the case sub judice. Appellee appended the 2009 criminal

complaint to his response to the Commonwealth’s motion. That document

provided the factual underpinning for his guilty plea, and outlined the

circumstances surrounding that offense.

      The 2009 criminal complaint indicated the following. On January 17,

2009, Appellee and his ex-girlfriend, J.G., spent an evening out together

drinking alcoholic beverages at a local bar in Lock Haven.     J.G. permitted

Appellee to stay the night at her residence. At approximately 3:30 a.m. the

following morning, Appellee told J.G. as she tried to sleep that he desired to

have sex with her. He then rolled her onto her side, pinned her arms down,

and pulled down her sweat pants. J.G. told Appellee to stop, but Appellee

persisted.    Ultimately, Appellee succeeded in removing J.G.’s pants and

underwear, and while holding her down, penetrated her vagina and

ejaculated.

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      The following morning, J.G. reported the encounter to the police and

sought medical treatment.      The police interviewed Appellee, who initially

stated that the sexual intercourse was consensual. Nonetheless, he conceded

that, during the intercourse, J.G. demanded that he stop. Appellee explained

that he asked J.G. to allow him to ejaculate, after which, he promised to leave.

      The Commonwealth argues that evidence of Appellee’s 2009 guilty plea

for indecent assault is admissible on two grounds. First, it maintains that the

2009 assault is substantially similar to the matter herein, and thus, indicates

a common plan or scheme underlying Appellee’s criminal behavior.               We

observe,

      When ruling upon the admissibility of evidence under the common
      plan exception, the trial court must first examine the details and
      surrounding circumstances of each criminal incident to assure that
      the evidence reveals criminal conduct which is distinctive and so
      nearly identical as to become the signature of the same
      perpetrator. Relevant to such a finding will be the habits or
      patterns of action or conduct undertaken by the perpetrator to
      commit crime, as well as the time, place, and types of victims
      typically chosen by the perpetrator.              Given this initial
      determination, the court is bound to engage in a careful balancing
      test to assure that the common plan evidence is not too remote
      in time to be probative. If the evidence reveals that the details of
      each criminal incident are nearly identical, the fact that the
      incidents are separated by a lapse of time will not likely prevent
      the offer of the evidence unless the time lapse is excessive.
      Finally, the trial court must assure that the probative value of the
      evidence is not outweighed by its potential prejudicial impact upon
      the trier of fact. To do so, the court must balance the potential
      prejudicial impact of the evidence with such factors as the degree
      of similarity established between the incidents of criminal conduct,
      the Commonwealth’s need to present evidence under the common
      plan exception, and the ability of the trial court to caution the jury
      concerning the proper use of such evidence by them in their
      deliberations.

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Id. at 358-359 (citation omitted).

      The majority reviewed Tyson, supra, and noted six factors that this

Court found significant in determining whether two crimes were sufficiently

similar for admission under the common scheme exception to Pa.R.E. 404(b):

1) the defendant was acquainted with both victims; 2) the victims were of the

same age and race; 3) the defendant was an invited guest in each victim’s

home; 4) the defendant assaulted the victims while they were in a weakened

state; 5) each victim lost consciousness; 6) each victim woke in her bedroom

early in the morning to find the defendant having vaginal intercourse with her.

Majority Memorandum at 7 (citing Tyson, supra at 360).

      The majority examined the supposed similarities between the two

situations and concluded that many of the details shared “similarities common

to any sexual assault, but nothing so specific as to constitute a common

scheme or plan, a signature.” Majority Memorandum at 8. It emphasized the

trial court’s findings that the Commonwealth’s motion lacked “information

regarding   the   ages,   hair   color,   racial   characteristics,   or   any   other

characteristics concerning the alleged victims.” Id. (citing Trial Court Opinion,

4/28/17, at 3). The trial court also noted that there was “[l]imited information

. . . concerning the prior relationship between [Appellee] and the alleged

victims.”   Id.   The trial court concluded that the Commonwealth failed to

establish that the incidents were sufficiently similar, and the majority, without

fully explaining its position, agreed with that assessment.

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      I believe Appellee’s 2009 indecent assault on J.G. is sufficiently similar

to the case herein as to justify the inclusion of that evidence under Pa.R.E.

404(b).   Thus, I would find that the trial court abused its discretion in

prohibiting its use. First, I believe the majority relies too heavily on the list

of factors that were relevant in Tyson, supra. Indeed, in Tyson, this Court

observed that “[t]o the extent differences exists between the two incidents,

these differences concern details which are not essential to the alleged

common scheme of Appellee . . . . The common scheme exception does not

require that the two scenarios be identical in every respect.” Tyson, supra

at 360 n.3 (emphasis in original). With this in mind, I believe that the case

law requires us only to review similarities as they relate to the crime in

question, and not to mechanically apply a checklist of possible similarities.

That is, we should approach each case with an eye towards the “differences

which are essential” to the alleged common scheme. Id.

      Instantly, the Commonwealth seeks to introduce evidence of Appellee’s

2009 conviction for indecent assault to establish that he engaged in a course

of conduct with N.D. targeted towards taking advantage of N.D.’s weakened

capacity so that he could have sexual intercourse with her. Appellee’s alleged

behavior on the night in question evinces the predatory nature of an

opportunist acting single-mindedly to bring about a specific desired end. In

this vein, N.D. claimed that she drank a sufficient amount of alcohol so that

she felt “fuzzy,” N.T. Preliminary Hearing, 12/22/15, at 14. At some point in

the night, Appellee took her car keys, and ultimately, early the following

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morning, drove her to a secluded location. Appellee then climbed on top of

N.D., pinning her in the passenger seat, removed only as much of her clothing

as necessary, penetrated her vagina, and ejaculated, despite N.D. informing

him that she did not consent to sexual intercourse.

      Similarly, in 2009, Appellee took advantage of J.G.’s inebriated state

after a night spent drinking alcohol, and while sleeping over at her house, he

initiated sexual contact with her despite J.G.’s indication that she did not want

to have sex with him. In order to accomplish this act, Appellee pinned J.G.

on her bed and removed only as much of her clothing as necessary. In both

cases, Appellee admitted to engaging in sexual intercourse with the victim,

but contended that the act was consensual. Only later did Appellee admit that

he was aware that the women did not want to have sex with him during the

event in question.

      Under the Commonwealth’s proposed theory, the race and age of the

victim, the location of the act, and the relationship between the parties, are

not essential to the alleged common scheme.             Rather, the significant

similarity, in my view, is the manner in which Appellee preyed on his victims

and intentionally arranged the circumstances so that he was in a position to

take advantage of their weakened state. Indeed, Appellee’s single-minded

predatory behavior is underscored by his determined effort to engage in

vaginal intercourse without removing any more clothing than necessary, and

against the wishes of the women involved.         The pattern of intentionality

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inherent in Appellee’s conduct is present in both assaults, and is the most

telling aspect of his signature criminal methodology.

      After determining that the 2009 indecent assault and the incident herein

are sufficiently similar to invoke the common plan or scheme exception to Rule

404(b), I would also find that the 2009 incident was neither too remote in

time, nor unduly prejudicial as to warrant exclusion. In Tyson, we observed,

“remoteness in time is a factor to be considered in determining the probative

value of other crimes evidence under the theory of common scheme, plan or

design, the importance of the time period is inversely proportional to the

similarity of the crimes in question.” Tyson, supra at 359 (citation omitted).

In light of Appellee’s substantially similar pattern of conduct, I would find the

details of the 2009 assault so probative as to outweigh the six-year interval

that passed between the events.       Id. at 361 (finding five-year look-back

period not too remote given similarity between offenses).

      Finally, I believe that the probative value of the 2009 indecent assault

outweighs its prejudicial impact. As noted above, I believe the two situations

share significant similarities, which bolsters the probative value of the earlier

conviction.   In addition, as we noted in Tyson, the court may issue a

cautionary instruction to the jury, setting forth the limited purposes that this

evidence serves. Id. at 362. As such, I believe that the potential prejudicial

effect of the 2009 incident would be sufficiently curtailed, and is certainly

outweighed by its probative value. Hence, for these reasons, I would find that

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the trial court abused its discretion in denying the trial court’s motion to

include evidence of Appellee’s 2009 guilty plea for indecent assault.

      Next, the Commonwealth asserts that evidence of the 2009 assault is

admissible to show Appellee did not mistakenly believe that N.D. had

consented to sexual intercourse.   We have found that “[e]vidence of a prior

crime may also be admitted to show a defendant’s actions were not the result

of a mistake or accident, ‘where the manner and circumstances of two crimes

are remarkably similar.’” Id. at 359 (citing Commonwealth v. Kinard, 95
A.3d 279, 294-95 (Pa.Super. 2014)).

      The majority determined that, since it did not find the 2009 and 2015

sexual assaults to be similar, the evidence was not admissible as proof that

Appellee did not mistakenly believe that N.D. had consented to sexual

intercourse. In addition, it highlighted that “there was little to no testimony

regarding J.G.’s consent, state of awareness, or lack thereof during the [2009]

assault such that absence of mistake or consent would be relevant.” Majority

Memorandum at 10.

      For the reasons outlined above, I disagree with the majority’s conclusion

that the two sexual assaults did not share relevant similarities. Moreover, I

believe that, since Appellee has been investigated, charged, and convicted of

indecent assault after it was determined that he continued engaging in a

sexual act without the consent of the victim, such evidence is highly probative

of whether he was aware that N.D. did not consent to nearly identical conduct,

in similar circumstances, in 2015. Further, the record belies the majority’s

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conclusion that there is no relevant evidence regarding J.G.’s consent and

state of awareness. Appellee provided the court with the criminal complaint

that served as the factual basis of his 2009 guilty plea. This document clearly

details the early morning encounter, J.G.’s explicit statement that she did not

consent, and Appellee’s efforts to continue the sexual act despite J.G.’s

struggles to avoid it.   Hence, I would find that the trial court abused its

discretion in this regard, as well.

      As I would reverse the trial court’s ruling, I respectfully dissent.

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