Court Opinion

ID: 4671349
Source: CourtListenerOpinion
Date Created: 2021-03-25 15:06:43.521663+00
Date Added: 2024-06-11T08:02:32.772045
License: Public Domain

RENDERED: MARCH 25, 2021
                                                          TO BE PUBLISHED

                  Supreme Court of Kentucky
                                    2019-SC-0738-MR

RICK AARON FISHER                                                    APPELLANT

                    ON APPEAL FROM HARDIN CIRCUIT COURT
                    HONORABLE KELLY MARK EASTON, JUDGE
V.                             NO. 18-CR-00576

COMMONWEALTH OF KENTUCKY                                               APPELLEE

              OPINION OF THE COURT BY CHIEF JUSTICE MINTON

                                      AFFIRMING

      Rick Aaron Fisher and his co-defendant, Lisa Harvey, tried jointly, were

convicted by a circuit court jury of complicity to murder and tampering with

physical evidence. Fisher was sentenced to thirty years’ imprisonment

consistent with the jury’s recommendation, and he now appeals the resulting

judgment as a matter of right.1 We affirm the judgment.

      The central issue we address is whether the trial court erred in violation

of Fisher’s Confrontation Clause rights by admitting incriminating hearsay

offered against Fisher consisting of unredacted out-of-court statements in

which co-defendant Harvey incriminated herself and Fisher to a cellmate who

testified at trial. The trial court ruled the Confrontation Clause was not

implicated because Harvey’s out-of-court statements to her cellmate were not

      1   Ky. Const. § 110(2)(b).
testimonial under Crawford v. Washington and sufficient corroboration

otherwise supported admissibility of the out-of-court statements under a

hearsay exception. We find no error in the trial court’s ruling on this issue.

        On a second issue, we find no error in the trial court’s admitting a jail

phone call of Fisher’s. Finally, we find harmless error in the Commonwealth’s

Attorney’s improperly injecting her own testimony into the trial during

questioning.

                             I. FACTUAL BACKGROUND

        Investigators found Andrew Folena’s decomposing body beaten and

buried in the wooded area bordering a cornfield not far behind his house.

Folena had returned home to find that his fiancée, Lisa Harvey, and two men,

Fisher and Joe Goodman, had been staying in his house while he was away.

Harvey had ongoing sexual relations with Fisher and Goodman, and the three

apparently used methamphetamines together in Folena’s house while he was

away.

        Goodman testified at Fisher and Harvey’s joint trial that earlier on the

day of the murder, Fisher and Harvey stated they would kill Folena, although

Goodman did not take them seriously. Goodman testified that later that night

he heard from the basement what must have been Folena trying to come

through the front door of the house. Unable to get into the house that way,

Folena walked around to the back of the house. After hiding in the basement

for a moment, Goodman heard a commotion and looked outside to the

backyard to see Fisher bludgeoning Folena with a baseball bat and Harvey

                                          2
positioned on top of Folena strangling him. Goodman quickly packed his

things, called his ex-girlfriend to tell her to alert the police, and ran out into the

cornfield. Goodman stayed there for, in his estimate, about twenty minutes,

unsure of what to do. Before long Fisher found Goodman and sent him back to

the house. Several days later, Goodman’s ex-girlfriend finally called law

enforcement officers, who performed a welfare check at the Folena residence.

Fisher, Harvey, and Goodman were there when the officers arrived.

      During a search, the officers found a bloody baseball

bat, a metal hook tool, and work gloves. Outside, they found a fresh trail

leading to the back of the property where they found a wheelbarrow, bleach

bottles, a shovel, tarps, and recently disturbed earth. A cadaver-dog found

Folena’s body in the disturbed earth. A medical examiner determined the

cause of death was a combination of blunt-force trauma and strangulation.

Fisher and Harvey were charged with Folena’s murder. While Goodman’s DNA

was found on several items of interest in the house and near the crime scene,

he was not charged.

                             II. STANDARD OF REVIEW

      Fisher has preserved all the issues he now raises on appeal. Preserved

claims of error are subject to our normal standard of review.2 Under this

standard, we first determine if there is an error, and if we find error, we then

      2   Ordway v. Commonwealth, 391 S.W.3d 762, 774 (Ky. 2013).

                                          3
determine whether it negatively affected the substantial rights of the parties.3

If the error had no such effect, we will regard it as harmless and affirm.4 If

such an error has constitutional implications, we will affirm only if the error

was harmless beyond a reasonable doubt.5

                                        III. ANALYSIS

  A. Admitting Harvey’s out-of-court statements against Fisher did not
     violate the Confrontation Clause or the Rule Against Hearsay.

     Neither of the defendants testified at their joint trial, but three of their

former cell-mates did. If all three cell-mates are believed, Fisher and Harvey

independently confessed to their cell-mates their own participation in the

murder. Harvey’s cell-mate, Tonya Dean, testified that on an occasion when

she and Harvey were together in their cell, Harvey described Folena’s murder,

stating that two men beat Folena while or before she, Harvey, strangled him.

Fisher’s cell-mates testified that Fisher told them essentially the same thing,

except that Fisher’s account did not involve another man.6

     Fisher claims the trial court erred in admitting Harvey’s hearsay

statement without redaction in violation of the Confrontation Clause of the

Sixth Amendment of the United States Constitution. During conference at trial

      3 Brafman v. Commonwealth, 612 S.W.3d 850, 857 (Ky. 2020) (citing Allen v.
Commonwealth, 395 S.W.3d 451, 467 (Ky. 2013)). See Rules of Criminal Procedure
(RCr) 9.24.
      4   See RCr 9.24.
     5 Nunn v. Commonwealth, 461 S.W.3d 741, 750 (Ky. 2015) (citing Winstead v.

Commonwealth, 283 S.W.3d 678, 689 n.1 (Ky. 2009)). See Crossland v.
Commonwealth, 291 S.W.3d 223, 231 (Ky. 2009).
      6   This discrepancy as to the number of men involved is never truly explained.

                                            4
and in a thorough post-trial order, the trial court carefully analyzed this issue,

ultimately concluding that admitting Harvey’s statement against Fisher did not

violate Fisher’s Confrontation right. We find it worthwhile now to clarify the

standards for admitting hearsay against a criminal defendant under the

Confrontation Clause.

      1. The Confrontation Clause applies only to testimonial hearsay
         statements.

     As it pertains to hearsay that incriminates an accused in a criminal trial,

the right of the accused under the Sixth Amendment to confront the witness

against him applies only to bar those statements that can be considered

“testimony” against the accused. This approach to the Confrontation right was

handed down in the landmark case Crawford v. Washington.7 Crawford shifted

the constitutional focus from the statement’s apparent reliability to an

emphasis on the context in and purpose for which the statement was originally

made.8 Crawford has since assumed an important role in Confrontation

Clause precedent, a body of authority that includes cases like Bruton and

Richardson, discussed below.9

     In Crawford, the Supreme Court of the United States held that,

independently and separately from the rules of evidence,10 “the Confrontation

      7   Crawford v. Washington, 541 U.S. 36 (2004).
      8   See id. at 68–69.
      9   Rodgers v. Commonwealth, 285 S.W.3d 740, 746 (Ky. 2009).
       10 Crawford, at 51, 62 (2004) (“This [previous] focus [on the law of Evidence]

also suggests that not all hearsay implicates the Sixth Amendment's core concerns.
An off-hand, overheard remark might be unreliable evidence and thus a good
candidate for exclusion under hearsay rules, but it bears little resemblance to the
                                           5
Clause forbids admission of all testimonial hearsay statements against a

defendant at a criminal trial unless the witness is unavailable and the

defendant has had a prior opportunity for cross-examination.”11 The central

focus of Crawford was the key term testimonial as it pertains to hearsay

statements offered against a criminal defendant.12 The Court elaborated on

what this term meant: “The text of the Confrontation Clause . . . applies to

‘witnesses’ against the accused—in other words, those who ‘bear testimony.’

‘Testimony,’ in turn, is typically ‘[a] solemn declaration or affirmation made for

the purpose of establishing or proving some fact.’”13 It has since become clear

that whether a statement is testimonial is a declarant-centric inquiry.14

     Under Bruton v. United States,15 a trial court may not admit a non-

testifying co-defendant’s testimonial out-of-court statement as evidence against

the accused in their joint trial.16 “In the context of a joint trial, therefore, ‘the

pretrial confession of one [defendant] cannot be admitted against the other

unless the confessing defendant takes the stand.’”17 Bruton simply extends to

civil-law abuses the Confrontation Clause targeted. On the other hand, ex parte
examinations might sometimes be admissible under modern hearsay rules, but the
Framers certainly would not have condoned them.”).
      11Bray v. Commonwealth, 177 S.W.3d 741, 744 (Ky. 2005), overruled on other
grounds by Padgett v. Commonwealth, 312 S.W.3d 336 (Ky. 2010) (citing Crawford, at
68) (emphasis added).
      12   See id.
      13   Id. at 745 (quoting Crawford, at 51).
      14   See United States v. Johnson, 581 F.3d 320, 325 (6th Cir. 2009).
      15   391 U.S. 123 (1968).
      16   See id. at 125–26.
      17   Rodgers, at 745–46.

                                             6
joint trials Crawford’s prohibition against out-of-court testimony, protecting the

accused in a joint trial from the incrimination of his non-testifying co-

defendants’ hearsay statements.18

     Richardson v. Marsh19 further complements Bruton in another analytical

layer, in that same specific circumstance of the joint trial.20 Richardson held

that redaction of a statement to omit reference to the accused may suffice for

purposes of Bruton and, therefore, the protections of the Confrontation

Clause.21

      Before proceeding, the doctrinal connection among Crawford, Bruton,

and Richardson bears discussion because each plays a relevant part in

Confrontation Clause precedent pertaining to hearsay. As stated above, the

Confrontation Clause addresses out-of-court statements, utterances, and

assertions against the accused that are testimonial,22 a concept derived from

Crawford and its progeny. “Crawford’s progeny” includes

      18 Although Bruton preceded Crawford by over thirty years, the two cases do not
establish independent “lines,” or branches, of Confrontation Clause precedent.
Rather, Bruton now extends Crawford’s principles to the joint trial scenario. Bruton
has always effectively concerned the specific situation in which a statement is offered,
while Crawford addresses the type or nature of the statement itself.
      19   481 U.S. 200 (1987); Rodgers, at 746.
      20See Richardson, at 207–08; Commonwealth v. Stone, 291 S.W.3d 696, 700
(Ky. 2009).
      21   See Rodgers, at 746 (citing Gray v. Maryland, 523 U.S. 185 (1998)).
      22 See Johnson, 581 F.3d at 325–26 (“[T]he Supreme Court answered this
question and explained that the Confrontation Clause has no bearing on
nontestimonial out-of-court statements.”) (citing Davis v. Washington, 547 U.S. 813,
825 (2006) and Whorton v. Bockting, 549 U.S. 406, 420 (2007)).
      See also Miller v. Commonwealth, 2008 WL 466138 at *13 (Ky. Feb. 21, 2008)
(“Under Davis, however, the Confrontation Clause is not implicated by nontestimonial
hearsay statements, the admissibility of which is governed solely by the rules of
                                            7
Davis v. Washington,23 Michigan v. Bryant,24 and persuasive Sixth Circuit

authority based on Crawford. The role of Crawford and its progeny primarily

has been to elaborate on what constitutes testimony for purposes of the

Confrontation Clause.25 Bruton merely extends that same Crawford-oriented

protection against testimonial hearsay to the accused in a joint trial. And

finally, Richardson, specifically invoked by Fisher, applies to the very same

hearsay statements to which Bruton would apply.26 So if a co-defendant’s out-

of-court statement is not testimonial, Crawford, Bruton, or Richardson, do not

bar potentially admissible statements.27

evidence.”) (emphasis added) (citing United States v. Arnold, 486 F.3d 177 (6th Cir.
2007)); Leslie W. Abramson, 9 Ky. Prac. Crim. Prac. & Proc. § 15:39, n. 1 (hereafter
“Abramson”) (“For a statement to be considered under Bruton, the statement must be
testimonial under Crawford.”) (citing Johnson, supra), § 27:232 (“[Under the Sixth
Amendment], a nontestimonial out-of-court statement may be admissible at trial
regardless of either the declarant's availability to testify at trial or any prior
opportunity to cross-examine the declarant.”) (emphasis added).
       23   547 U.S. 813 (2006).
       24   562 U.S. 344 (2011).
       25See Stone, 291 S.W.3d at 699–700; Robert G. Lawson, The Kentucky Evidence
Law Handbook, § 8.00[2][a] (LexisNexis Matthew Bender) (2020) (hereafter “Lawson”)
(“The [Crawford] Court narrowed the reach of the Clause by limiting its application to
‘testimonial statements’ . . . .”).
       26The Richardson Court stated that it was addressing Bruton joint-trial
situations, a notably specific circumstance: “In Bruton, however, we recognized a
narrow exception to this principle: We held that a defendant is deprived of his Sixth
Amendment right of confrontation when the facially incriminating confession of a
nontestifying codefendant is introduced at their joint trial, even if the jury is instructed
to consider the confession only against the codefendant.” Richardson, at 207
(emphasis added).
       27   See Johnson, at 325–26; Abramson, § 15.39, n. 1.

                                              8
      Our jurisprudence has been confused in this area. At least one

unpublished case out of this Court, Miller v. Commonwealth,28 cited by the trial

court in its order, has held clearly and correctly that “the Confrontation Clause

is not implicated by nontestimonial hearsay statements, the admissibility of

which is governed solely by the rules of evidence.”29 This conclusion finds

support in authoritative caselaw from the Sixth Circuit, stating effectively the

same thing, cases like Johnson v. United States30 and United States v. Arnold.31

But two recent cases from this Court, Maiden v. Commonwealth32 and Hatfield

v. Commonwealth,33 both unpublished companion cases, appear at odds with

Miller and the weight of authority. These cases suggest there may be a

remaining Bruton-Richardson issue to resolve even if the statement is veritably

nontestimonial.34 To the contrary, the weight of authority cited above and

below holds that Bruton-Richardson issues are present only where the hearsay

statement in question is testimonial per Crawford and, as a corollary, not

where the statement is nontestimonial.

      28   2008 WL 466138 (Ky. Feb. 21, 2008).
      29   Id. at *13.
      30   581 F.3d 320, 325–26.
      31   486 F.3d 177, 192–93.
      32   2017 WL 1538277 (Ky. Apr. 27, 2017).
      33   2017 WL 1538507 (Ky. Apr. 27, 2017).
      34   Maiden, at *5 and Hatflield, at *3.

                                                 9
      2. Harvey’s out-of-court statements were not testimonial, so they
         were not rendered inadmissible under the Confrontation Clause.

     In the present case, Harvey made voluntary, unprompted out-of-court

statements to her cellmate, Dean. Those statements were later offered at trial

as evidence against Fisher, but Harvey did not testify at trial and was at no

point subject to Fisher’s cross-examination. Harvey’s statements incriminated

herself and arguably Fisher by implication.35 For the sake of thoroughness and

fairness to Fisher, we will assume Harvey’s statement, as retold by Dean,

effectively asserts Fisher was one of those two men for purposes of Bruton-

Richardson. Again, though, only if these statements were testimonial under

Crawford was the trial court obligated to exclude the statements under Bruton

or redact them under Richardson.36

     The Crawford conception of testimony is instructive. The classic,

archetypal circumstance that concerns us here is that which was seen in

England during the political trials of the 16th and 17th centuries.37 At the

time, it was not uncommon for the English prosecutor to offer a purported

witness’s statement against the accused, a statement uttered somewhere

beyond the walls of the courtroom, often ex parte.38 Of course, these witnesses

would at times be unavailable for cross-examination at trial, leaving both the

      35   Dean said only that Harvey referred to “two other gentlemen” involved in the
beating.
      36   See Bray, at 745; Lawson, at § 8.00[2][a].
      37   See Crawford, at 44.
      38   See id.

                                            10
party offering the statement and the purported declarant completely

unaccountable for the substance or basis of his accusation. Still the English

court might not honor the common-law tradition of bringing the accusing

witness to face the accused in court,39 admitting the statement for

consideration without adversarial examination by the accused.40 Perhaps the

most famous instance of this practice was the admission of Lord Cobham’s ex

parte accusation of treason against Sir Walter Raleigh.41 The Crawford Court

recognized this evil, plain in historical context, as among several abusive

prosecutorial practices the Framers intended the Confrontation Clause to

remedy.42

      These concerns continue to guide our application today. What

constitutes a testimonial statement is an objective circumstantial inquiry

viewed from the declarant’s perspective, a decidedly declarant-centric inquiry.43

The United States Supreme Court clarified in Davis that “it is in the final

analysis the declarant's statements, not the interrogator's questions, that the

      39See id. (citing 3 W. Blackstone, Commentaries on the Laws of England 373–
374 (1768)).
      40   Id.
      41  See id, at 44–45 (citing Raleigh’s Case, 2 How. St. Tr. 1, 15–16) (“[Expecting
Cobham might recant his accusation,] Raleigh demanded that the judges call
[Cobham] to appear, arguing that ‘[t]he Proof of the Common Law is by witness and
jury: let Cobham be here, let him speak it. Call my accuser before my face. . . .’ The
judges refused,[] and, despite Raleigh's protestations that he was being tried ‘by the
Spanish Inquisition,’[] the jury convicted, and Raleigh was sentenced to death.’”).
      42   See id, at 50–52.
      43 Johnson, 581 F.3d at 325 (“In determining whether statements are
testimonial, we ask whether the declarant intended to bear testimony against the
accused.”) (citing United States v. Cromer, 389 F.3d 662, 675 (6th Cir. 2004)) (internal
quotations omitted, and emphasis added).

                                           11
Confrontation Clause requires us to evaluate.”44 Circumstances tending to

indicate a statement is testimonial include when the statement describes a

past event, as opposed to an immediate, ongoing event like an emergency;45 the

apparent, primary purpose of the interrogation or conversation is to use the

statements obtained as evidence in a prospective criminal prosecution;46 and

particularly where the interrogation, if the exchange can be characterized that

way, is formally arranged or conducted,47 especially by an officer or agent of

the state intending to elicit statements as evidence.48

      44 Rankins v. Commonwealth, 237 S.W.3d 128, 131 (Ky. 2007) (citing Davis,
at 822, n. 1).
      45   Id.
      46  Crawford, at 51 (“Various formulations of ‘testimonial’ statements exist: ‘ex
parte in-court testimony or its functional equivalent—that is, material such as
affidavits, custodial interrogations, prior testimony that the defendant was unable to
cross-examine, or similar pretrial statements that declarants would reasonably expect
to be use prosecutorially . . . .”) (emphasis added).
      47 See Crawford, at 68 (“Whatever else the term [‘testimonial’] covers, it applies
at a minimum to prior testimony at a preliminary hearing, before a grand jury, or at a
former trial.”).
      48 Crawford, at 52, 68 (“Statements taken by police officers in the course of
interrogations are also testimonial under even a narrow standard. Police
interrogations bear a striking resemblance to examinations by justices of the peace in
England . . . . [T]he term [‘testimonial’] applies to . . . police interrogations”.).
       A distinction worth mentioning on this point: Statements obtained through
routine interrogations by police are usually testimonial but should not be conflated
with statements obtained through a confidential informant, even an informant
working closely with police. Again, that police are involved at all is a factor for
consideration, but the focus is whether a person in the declarant’s position would
have objectively figured whom he was speaking to and for what purpose.
Incriminating statements to an undercover informant are still generally not
testimonial, even where police are involved closely, at least where a reasonable person
in the declarant’s position would have been unaware of the informant’s role in an
investigation. E.g., Johnson, at 325 (“Because [the declarant] did not know that his
statements were being recorded and because it is clear that he did not anticipate them
being used in a criminal proceeding against Johnson, they are not testimonial, and the
Confrontation Clause does not apply.”). See United States v. Dale, 614 F.3d 942, 956
(8th Cir. 2010) (citing wider adoption in federal sister circuits in United States v.
                                           12
     Again, before proceeding, we must address and overrule the unpublished

Kentucky authority inconsistent with the above declarant-centric approach. In

particular, Maiden and Hatfield, cited above, which suggest that even if a

statement is not testimonial from the declarant’s perspective, such statements

may somehow become testimonial “in every relevant respect” when the

nontestimonial statement is later repeated in the testimony of the receiving

witness at trial.49 Whether a statement is testimonial depends solely on the

circumstances of the declarant himself at the time he made the statement, not

whether a person who heard the statement eventually repeats under solemn

oath what she allegedly heard the declarant say.

     Harvey’s statements in the present case were not testimonial under

Crawford. Harvey’s statements to Dean were an account of past events, which

may tend to indicate the statement was testimonial.50 But Harvey’s statements

were not originally made to or at the behest of an officer’s interrogation. That

the state did not prompt or elicit the statement, although not dispositive,

strongly indicates Harvey was not bearing testimony. Harvey apparently made

the incriminating statement in what objectively seemed to be a private

conversation. And the trial court was correct when it concluded that, as a

general matter, conversations between cell-mates will not be testimonial under

Udeozor, 515 F.3d 260, 269–70 (4th Cir. 2008); United States v. Watson, 525 F.3d 583,
589 (7th Cir. 2008); United States v. Underwood, 446 F.3d 1340, 1347–48
(11th Cir. 2006); United States v. Hendricks, 395 F.3d 173, 182–84 (3d Cir. 2005);
United States v. Saget, 377 F.3d 223, 229–30 (2d Cir. 2004)).
      49   Maiden, at *5 and Hatfield, at *3.
      50   See Davis, at 822; Rankins, at 131.

                                                13
the Confrontation Clause. Consistent with federal authority, jailhouse

conversations between cell-mates are not typically attended by the above-listed

circumstances that indicate a statement is testimonial.51

     Since Harvey’s statements were not testimonial, the statements did not

implicate the Confrontation Clause under Crawford or Bruton.52 Absent a true

Bruton issue, the trial court was not required to exclude or redact Harvey’s

statements under Richardson as Fisher claims. The trial court correctly ruled

the admission did not violate the Confrontation Clause.

      3. Harvey’s out-of-court statement is otherwise admissible under
         Kentucky Rule of Evidence (KRE) 804(b)(3) as a statement against
         penal interest.

     Having resolved the constitutional issue, we turn to the remaining

evidentiary hearsay issue. As with the Confrontation Clause issue, the trial

court’s order and disposition on the hearsay issue followed astute reasoning.53

We accept and start with the circuit court’s first premise that Harvey’s

statement implicated her in Folena’s murder, rendering it admissible as an

admission of a party per KRE 801(b)(1). Then, to the extent the statement also

asserts Harvey was complicit in the murder with Fisher under KRS 502.020, it

      51   E.g., Davis, 547 U.S. at 825 (citing Dutton v. Evans, 400 U.S. 74, 87–89
(1970) (plurality), as a case involving “clearly nontestimonial” “statements from one
prisoner to another”). See also Johnson, 581 F.3d 320 (6th Cir. 2009); United States v.
Pelletier, 666 F.3d 1 (1st Cir. 2011).
      52See Johnson, at 326 (citing Davis, 547 U.S. at 825; Whorton v. Bockting, 549
U.S. 406, 420 (2007)).
      53We note that Fisher raises only the Constitutional issue under the
Confrontation Clause and does not seriously dispute the admissibility of the hearsay
statement under the following exceptions.

                                          14
is also admissible as a statement against penal interest under KRE 804(b)(3).

This latter conclusion is more closely connected with the nature of the

Commonwealth’s specific theory—that of complicity—because evidence of

Fisher’s involvement was necessarily proof of Harvey’s complicity.

     Hearsay is an out-of-court statement offered to prove the truth of the

matter asserted.54 Sitting in their jail cell, Harvey asserted to Dean that two

men beat Folena, contributing to his death. The Commonwealth sought to

offer these statements, not just as evidence against Harvey, but also to prove

Fisher was one of the men with whom Harvey admitted she was complicit. So

to the extent Harvey’s statement is an assertion that Harvey and Fisher were

complicit with one another, the statement is hearsay.

     Hearsay is inadmissible unless it is excepted under the Kentucky Rules of

Evidence.55 The rules contain an exception for statements made against the

declarant’s interest under KRE 804(b)(3). The exception applies where the

declarant is unavailable to testify at trial and, where the statement exposes the

declarant to criminal liability, sufficient corroboration of the statement clearly

indicates its trustworthiness.56 The declarant may be unavailable to testify for

purposes of KRE 804(b)(3) when she invokes her Fifth Amendment right to

remain silent and avoid self-incrimination.57

      54   KRE 801.
      55   KRE 802.
      56   KRE 804(b)(3).
      57   KRE 804(a)(1).

                                        15
     It was clearly against Harvey’s penal interest to admit her own

involvement in Folena’s murder, i.e., it was directly against her penal interest

to admit complicity. And Harvey was unavailable to testify at trial, having

invoked her right to avoid self-incrimination. The trial court found correctly

within its discretion that the statements were corroborated by Goodman’s

testimony and by the totality of forensic and other circumstantial evidence.

Particularly corroborating was the fundamental consistency between Fisher’s

and Harvey’s independent accounts to their respective cell-mates. Harvey’s

statement fell within the exception of KRE 804(b)(3). This was not error for the

trial court to admit Harvey’s unredacted statements as evidence against Fisher.

  B. Appellant’s phone call from jail was not inadmissible hearsay.

      We review the admission of this evidence for abuse of discretion.58 A trial

court abuses its discretion when its decision was arbitrary, unreasonable,

unfair, or unsupported by sound legal principles.59

      The trial court admitted a jail phone call between Fisher and an

unidentified woman. In the call, the woman tells Fisher that “Jayden” “didn’t

see nothing” but “he heard it out of the horse’s mouth.” Following the phone

call, Detective Priddy went to Jayden Grissom, who was Fisher’s former cell-

mate and later a witness for the Commonwealth. The Commonwealth argued

the recording was offered to show why Priddy sought out Grissom. The trial

court determined the phone call contained hearsay, even before hearing it, but

      58   Parton v. Commonwealth, 918 S.W.2d 219, 222 (Ky. 1996).
      59   Goodyear Tire & Rubber Co. v. Thompson, 11 S.W.3d 575, 581 (Ky. 2000).

                                          16
allowed the Commonwealth to play the recording under the trial court’s

admonition to the jury that it was to be used only to show why Detective Priddy

went to Grissom as part of her investigation.

     The review here is brief because contrary to Fisher’s claim on appeal, this

phone call did not contain hearsay. While the call contained statements or,

more aptly, allusions to statements of “Jayden’s” made out-of-court, the

woman relayed no relevant assertion of fact, much less any that implicated

Fisher.60 Perhaps if the woman had elaborated on what Jayden had

purportedly heard “out of the horse’s mouth,” maybe there would be a hearsay

issue. But having found these statements were not hearsay and satisfied that

they were admitted for the valid purpose of showing Detective Priddy’s course

of investigation, the trial court did not err in admitting the phone call.

  C. The Commonwealth’s Attorney’s questioning techniques were
     improper but do not warrant reversal.

      Fisher claims the Commonwealth’s Attorney used improper questioning

techniques at trial while questioning Detective Priddy, allowing the prosecutor

to testify vicariously through this witness. Fisher bases his claim on Kentucky

      60 See KRE 801(c) (“‘Hearsay’ is a statement, [made out-of-court], offered to
prove the matter asserted.”) (emphasis added); Harris v. Commonwealth, 384 S.W.3d
117, 125–26 (Ky. 2012) (“[A]n ‘assertion’ is a statement or expression of a fact,
condition or opinion.”).

                                         17
Rules of Professional Conduct (SCR) 3.130-3.4(e)61 and -3.7,62 both rules

against counsel offering testimony at trial, and KRE 60363 and KRE 802.64

Fisher argues the prosecutor’s questioning ultimately constituted prosecutorial

misconduct warranting reversal. Because errors of this sort implicate

constitutional rights, if it was indeed error, we may only affirm if we conclude

this alleged error was harmless beyond a reasonable doubt.65

      For context, the defense had just cast doubt on whether Fisher’s former

cell-mate, Jayden Grissom, had learned the details of the crime from Fisher

himself, i.e., “out of the horse’s mouth,” or if he had learned this by perusing

Fisher’s discovery materials while Fisher was away from the cell. The

Commonwealth’s Attorney set out to prove that Grissom learned the details of

the crime directly from Fisher himself. And she meant to do this by having

Detective Priddy testify about the Commonwealth’s Attorney’s discovery log, a

document showing the discovery production timeline. She hoped to prove that

Grissom could not have had access to that information through Fisher’s

       61“A lawyer shall not . . . assert personal knowledge of facts in issue except
when testifying as a witness or state a personal opinion as to the justness of a cause,
the credibility of a witness, the culpability of a civil litigant or the guilt or innocence of
an accused.”
       62  In general, “[a] lawyer shall not act as advocate at a trial in which the lawyer
is likely to be a necessary witness. . . .”
       63  “Before testifying, every witness shall be required to declare that the witness
will testify truthfully, by oath or affirmation administered in a form calculated to
awaken the witness' conscience and impress the witness' mind with the duty to do so.”
      64 “Hearsay is not admissible except as provided by these rules or by rules of

the Supreme Court of Kentucky.”
       65 Holt v. Commonwealth, 219 S.W.3d 731, 738 (Ky. 2007) (citing Chapman v.

California, 386 U.S. 18 (1967)).

                                             18
discovery materials since discovery had not progressed very far when Grissom

and Fisher were cell-mates.

        Since the prosecutor and Detective Priddy had worked together over the

course of the investigation and had conferred about the discovery before trial,

Detective Priddy may have had some conceivable familiarity with the

progression of discovery disclosures. But it was apparent at trial that Detective

Priddy did not have such personal knowledge or memory of the specific

discovery timeline. The Commonwealth’s Attorney resorted to highly suggestive

and leading questioning during direct examination. The Commonwealth’s

Attorney put a purported discovery log in front of Detective Priddy on the

witness stand, and then seemed to point to or otherwise suggest specific

entries in the log to prompt Detective Priddy’s responses. This became a

pattern for that topic of inquiry. As examples of the Commonwealth’s

Attorney’s questions:

        “Were you present in my office when we typed this up?”66
        ...

        “Do you know when the next batch of information would have come into
        the Commonwealth’s office?”67
        ...

        “And I wouldn’t have gotten anything else until August 3rd?”68
        ...

        66   I.e., “I typed this up.”
        67   I.e., “My office turned this batch of information over at this time.”
        68   I.e., “These are the documents I (or my office) would have had on August
3rd.”

                                                19
     “Were we able to note when the preliminary diagnosis from the medical
     examiner’s office was given to me?”69

Fisher objected to the form of questioning and the subject matter, asserting

Detective Priddy was not competent to testify to such matters without personal

knowledge. The trial court directed the Commonwealth’s Attorney soon after

questioning began to limit the questioning to matters of which Detective Priddy

had personal knowledge, but the form of questioning continued for several

more lines thereafter.

     For the Commonwealth’s Attorney to persist in this manner was not

proper and was, in fact, error. SCR 3.130–3.4(e) forbids a lawyer from

asserting matters of personal knowledge unless testifying as a witness.

SCR 3.130–3.7 forbids a lawyer’s advocacy in a trial if the lawyer is expected to

be a witness. Deliberate violations of these rules, depending on how deliberate

and effective they are, can amount to prosecutorial misconduct and might

require reversal.70

     The purpose of these rules against lawyer testimony and rules like

KRE 603, especially in the criminal context, is not only to avoid the obvious

biases an attorney has as advocate for her own client but also because

“improper suggestions, insinuations, and, especially, assertions of personal

knowledge [made by a prosecutor] are apt to carry much weight against the

      69I.e., “This was when I (or my office) received the preliminary diagnosis from
the medical examiner’s office.”
      70Dickerson v. Commonwealth, 485 S.W.3d 310, 329 (Ky. 2016) (considering
whether a prosecutor’s improper commentary was isolated or extensive, deliberate or
accidental).

                                          20
accused when they should properly carry none.”71 In our precedent is a

longstanding, sensitive standard that requires reversal when “any statement of

fact outside of the evidence [is made to the jury] which may be in the slightest

degree prejudicial to the rights of the accused.”72

       Fisher’s claim here is similar to the Appellant’s claim of error in Holt v.

Commonwealth.73 This Court in Holt characterized the prosecutor’s conduct as

taking “broad liberties” in the mode of examination, whereby the

Commonwealth’s Attorney effectively testified “through” a witness.74 The

Commonwealth’s Attorney had met with her witness before trial to discuss the

substance of his prospective testimony. The Commonwealth’s Attorney

expected the witness to testify at trial that the defendant, Holt, admitted to the

witness his involvement in the crime. But on direct examination, the witness

balked, not responding as the prosecutor had hoped or anticipated. The

Commonwealth’s Attorney then asked outright, “Do you remember talking to

me this morning? . . . Do you remember telling me that [Holt] told you that [he

committed the crime]?”75 By doing this, the Commonwealth’s Attorney was

indirectly making assertions and establishing facts regarding’s Holt’s guilt, not

       71 Holt, at 737. See Commonwealth v. Cook, 7 S.W. 155, 156 (Ky. 1888) (“[B]ut it
is not [the prosecutor’s] duty to make a statement of fact, the credence of which is
always more or less strengthened by his official position, outside of the record or
evidence, which may tend in the least degree to prejudice the rights of the accused.”).
       72   Cook, at 156.
       73   See Holt, 219 S.W.3d at 732.
       74   Id. at 733.
       75   Id. Actual phrasing: “Do you remember telling me that he told you that he did
it?”

                                            21
properly drawing those facts from the witness’s own recollection and

understanding.

     This Court held reversible error in Holt for a prosecutor to testify to facts

beyond the record through questioning, especially where the witness’s

testimony concerns a defendant’s out-of-court admission to a crime.76 The

suspect prosecutorial conduct is a manner of questioning that “place[s] the

prosecutor in the position of making a factual representation.”77 Holt

articulates a particularly sensitive standard toward these violations.78 The

majority in Holt also expressly rejected the dissent’s more tolerant approach

toward a prosecutor’s trying to “make the best of a bad situation with a difficult

witness.”79 “Hardly a lawyer who has tried a case has not been disappointed

by the testimony of a witness on direct examination. Our rules do not provide,

however, that when the witness disappoints, the lawyer may testify in his

stead.”80

      76   Id. at 734.
      77   Id. at 738 (“When the prosecutor effectively became a witness and confessed
guilt for the defendant as if the confession came from his lips, the error was
particularly egregious.”).
      78 See id. at 734 (“While there was substantial evidence of appellant's guilt, we
are not concerned here with whether there was sufficient evidence on which the
petitioner could have been convicted without the evidence complained of. The
question is whether there is a reasonable possibility that the evidence complained of
might have contributed to the conviction.”) (quoting Fahy v. Connecticut, 375 U.S. 85,
86–87 (1963)) (internal quotations omitted).
      79   Holt, at 738.
      80   Id.

                                          22
     A review of the present trial record raises concerns. The questioning

seemed intentional and persistent, and it was self-admittedly unnecessary in

light of available documentary alternatives.81 The Commonwealth’s Attorney

was feeding a witness facts beyond the witness’s personal knowledge through

leading questions and gestures, something that would have been apparent to

the jury. The Commonwealth’s Attorney thus improperly placed her credibility

in issue as an unsworn witness against Fisher.82 Her questioning was

improper.83 As a brief aside, the Commonwealth’s Attorney might have

attempted properly to refresh the witness’s recollection per KRE 612. But such

a writing “cannot be read [aloud] under the pretext of refreshing the witness’s

recollection.”84 That is what occurred here, so it cannot be affirmed as a

routine refreshing of a witness’s recollection.

     Ultimately, while this is a close case considering the strict standard

articulated in Holt, we carefully conclude this was not a case of reversible

prosecutorial misconduct. In distinguishing the immediate case from the

outcome in Holt, we cannot help but account for the different circumstances of

      81  The Commonwealth’s Attorney stated in conference, “I can get a certified copy
[of the discovery timeline].” Trial Recording, 10/18/19, 9:31:15 AM.
      82 See Holt, at 739 (“What transpired here is more than some technical violation
of evidence rules or proper conduct by lawyers.”).
      83 What is also troubling was that this testimony went to an important issue of
fact, namely whether Grissom’s testimony of Fisher’s hearsay admission was true.
Both the defense and the Commonwealth recognized Grissom’s credibility was a
considerable issue at trial. Indeed, proving the cell-mate’s testimony, testimony that
included a purported admission, arguably depended on proof of the discovery timeline.
       84 Lawson, § 3.20[6][c] (on KRE 612) (citing Payne v. Zapp, 431 S.W.2d 890, 892

(Ky. 1968)).

                                          23
the case before us. In Holt, the prosecutor herself practically supplied a

purported confession of a criminal defendant to the jury directly and

unqualifiedly when she found herself faced with a recalcitrant witness. Here,

the Commonwealth’s Attorney used suggestion to work with a witness that was

simply unprepared to testify to the unfamiliar details of the discovery timeline.

This Commonwealth’s Attorney did not misrepresent the discovery timeline.

Available certifiable documentation would have proven the same facts Detective

Priddy parroted on the stand. Detective Priddy would likely have said the same

things had she been properly prepared for trial. In Holt, by contrast, the

Commonwealth’s Attorney’s statement, made four different times, was directly

contrary to the witness’s testimony, as the witness persistently denied ever

sharing the confession with the prosecutor.85

     Before us now is perhaps nothing more than an ill-prepared witness.

What the Commonwealth’s Attorney added to Priddy’s testimony did not lend

the sort of central, necessary support to the Commonwealth’s case as the

alleged confession did in Holt. The Commonwealth had otherwise

overwhelming evidence against Fisher, so we are satisfied that this error did

not achieve Fisher’s conviction. Though we do not retreat from the sensitive

standard for this form of misconduct, attorney testimony, the context in which

it occurs deserves more consideration than Holt seems to suggest. Holt’s

circumstances presented an evident, shocking case of misconduct.

      85   Holt, at 734.

                                       24
     Although this questioning in the present case was improper and warrants

our disapproval, Fisher is not entitled to reversal for this error. We must

reiterate the higher standard to which we hold the Commonwealth’s Attorneys

as a matter of course.86 So we carefully affirm the judgment notwithstanding

this conduct, not because it is particularly tolerable but because we find the

error happened to be harmless beyond a reasonable doubt.

  D. There is no cumulative reversible error.

     Fisher claims that even if the errors in his trial do not individually require

reversal, they do require reversal in the aggregate because they cumulatively

rendered the trial fundamentally unfair. Here, though, only one error has been

identified, that which was found in the Commonwealth’s Attorney’s

questioning. That error did not warrant reversal. There being no other error to

aggregate with it, we need not engage in cumulative error analysis.87

                                 III.      CONCLUSION

      There was only one error here, that the Commonwealth's Attorney

improperly questioned her witness. That error did not render Fisher's trial

fundamentally unfair. Therefore, we affirm the judgment.

      All sitting. All concur.

      86 Caudill v. Commonwealth, 374 S.W.3d 301, 309 (Ky. 2012) (“Prosecutors have
a special role in the judicial system. Unlike other attorneys, a prosecutor has the
responsibility of a minister of justice and not simply that of an advocate.”) (citing
Model Rules of Prof'l Conduct R. 3.8 cmt. 1) (internal quotations omitted).
      87   See Peacher v. Commonwealth, 391 S.W.3d 821, 852 (Ky. 2013).

                                          25
COUNSEL FOR APPELLANT:

Adam Meyer
Department of Public Advocacy

COUNSEL FOR APPELLEE:

Daniel J. Cameron
Attorney General of Kentucky

Aspen Caroline Carlisle Roberts
Assistant Attorney General

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