Court Opinion

ID: 4414803
Source: CourtListenerOpinion
Date Created: 2019-07-09 14:52:10.101957+00
Date Added: 2024-06-11T14:51:05.281629
License: Public Domain

FILED
                                                             JULY 9, 2019
                                                    In the Office of the Clerk of Court
                                                   WA State Court of Appeals, Division III

           IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
                              DIVISION THREE

STATE OF WASHINGTON,                           )        No. 35805-4-III
                                               )
                       Respondent,             )
                                               )
                v.                             )        UNPUBLISHED OPINION
                                               )
BLAKE ANDREW ZAHN,                             )
                                               )
                       Appellant.              )

       LAWRENCE-BERREY, C.J. — Blake Zahn appeals after his conviction for

possession of a controlled substance, heroin. We affirm his conviction, but reverse the

imposition of his legal financial obligations (LFOs) and remand so the trial court can

make appropriate inquiries into Zahn’s financial circumstances.

                                           FACTS

       On September 25, 2017, Blake Zahn was arrested and booked into the Okanogan

County jail. After Zahn was placed into the jail, corrections officers found what they

suspected was heroin on him. Zahn received proper Miranda1 warnings and admitted that

       1
           Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966).
No. 35805-4-III
State v. Zahn

he brought the item into the jail. The State charged Zahn with possession of a controlled

substance other than marijuana.

       Pretrial

       At the scheduled arraignment, defense counsel thought there was a settlement

agreement, but Zahn told his counsel that he wished to represent himself. The court

questioned Zahn, who said, “I just don’t feel that I can fully trust um my attorney and um

I would like to represent myself in this matter.” Report of Proceedings (RP) (Oct. 9,

2017) at 6. The arraignment was continued one week to consider a settlement offer from

the State.

       The next week, Zahn told the court that he was saving money to hire an attorney.

Because Zahn had not hired an attorney yet, the court granted another one-week

continuance.

       The following week, Zahn told the court he appointed a “special master” to his

case. RP (Oct. 23, 2017) at 16. The court questioned the qualifications of the “special

master” because the court had not received a notice of appearance. The court obtained

credible information that the purported attorney was not an attorney, and the court advised

Zahn that his “special master” could not represent him. Zahn then said, “We can proceed,

Your Honor.” RP (Oct. 23, 2017) at 20.

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No. 35805-4-III
State v. Zahn

       The court informed Zahn of the charge against him, the elements of that charge,

and the maximum penalties it carried. Zahn answered that he understood. The court told

Zahn he had the right to be represented by a lawyer and, if he could not afford one, a

lawyer could be appointed at public expense, and informed him of his other constitutional

rights. The court then engaged in the following colloquy:

              THE COURT: Mr. Zahn, one of the purposes today here is to make
       sure that you have adequate representation. You have the right to represent
       yourself, as well as you have the right to have the Court appoint an attorney
       for you. My question today is the fact as to whether you’re going to
       represent yourself. The individual you have proposed is not authorized to
       practice law in this Court and in the State of Washington. . . .
              So, I need to be clear here today. Is it your intent to go forward and
       represent yourself or are you asking the Court to appoint an attorney that’s
       authorized to practice in the State of Washington.
              MR. ZAHN: It’s my intent—
              THE COURT: To represent you?
              MR. ZAHN: To go forward and represent myself, Your Honor.

RP (Oct. 23, 2017) at 23-24.

       Zahn assured the court he had represented himself before, he was familiar with the

Rules of Evidence and the Rules of Criminal Procedure, and he had utilized those in prior

proceedings. Zahn reiterated that he was the only person he trusted.

       The trial court advised Zahn against his choice:

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No. 35805-4-III
State v. Zahn

       [You would be] better off being defended or represented by a trained lawyer
       rather than by yourself. I think generally those that represent themselves
       make an unwise decision. . . . I would strongly urge you to not represent
       yourself, to have counsel assist you and represent you. There’s a lot of
       dangers and disadvantages in self-representation, but if you still desire to
       represent yourself and to give up that right to be represented by a lawyer, I
       need to know, are you doing that freely and voluntarily?

RP (Oct. 23, 2017) at 25-26. Zahn answered that he was. The trial court found that Zahn

had knowingly, voluntarily, and intelligently waived his right to an attorney.

       At the first omnibus hearing, Zahn failed to file his omnibus application. The trial

court offered to appoint stand-by counsel. Zahn denied the offer. Zahn later was arrested

on a bench warrant for failure to appear in court. Zahn still had not filed an omnibus

application. The court stressed to Zahn its concern about him representing himself. Zahn

reaffirmed his decision to represent himself and refused the court’s offer to appoint

counsel.

       Trial

       In its opening argument to the jury, the State outlined the testimony of its five

witnesses. This included a summary of Sergeant Kevin Arnold’s testimony:

       He asked the defendant, well, basically did you . . . bring [the substance]
       into the jail or did you get it from somebody else in the jail and the
       defendant answered that he brought it into the jail.

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No. 35805-4-III
State v. Zahn

              The defendant declined to say really anything further about the
       event. Sergeant Arnold took the suspected drugs and these were packaged
       up and they were sent to the crime laboratory . . . .

RP (Jan. 3, 2018) at 126-27.

       The State’s witnesses presented overwhelming evidence of Zahn’s guilt. Deputy

Gordon Mitchell testified he arrested Zahn, drove him to the jail, and later reviewed his

patrol video that showed Zahn may have hidden something on his person. Deputy

Mitchell reported this to the jail.

       Corrections officers testified they took Zahn to the medical room for a strip search.

Before the strip search, Zahn handed over a pair of folded socks from his pants. A

corrections officer felt an object inside the socks. The other officer unrolled the socks

and saw a package that appeared to contain drugs. The officers notified dispatch.

       Dispatch contacted Sergeant Arnold. Sergeant Arnold testified he went to the jail

and learned that corrections staff had found possible narcotics on Zahn. He examined

what the corrections officers had found—a black, tar-like substance that was wrapped in a

sock. Sergeant Arnold then questioned Zahn and asked whether he had brought the

substance into the jail or whether he had obtained it from someone else inside the jail. He

testified that Zahn admitted he brought the substance into the jail. Sergeant Arnold

added, “[A]nd that at that point he didn’t want to talk to me anymore.” RP (Jan. 3, 2018)

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No. 35805-4-III
State v. Zahn

at 143. Sergeant Arnold photographed and weighed the substance and sent it to the crime

laboratory.

       Dr. Jason Stenzel, a forensic technician, testified that he performed two tests using

verified scientific methods on the substance. Both tests concluded that the substance

contained heroin.

       The State rested. Zahn did not present any evidence. Both parties gave the jury

their closing arguments.

       Before excusing the jury to begin deliberations, the court addressed the parties:

       Counsel, we have drugs here and typically they don’t go back in the jury
       room with the jurors . . . .
               ....
               THE COURT: There is a photograph, but typically the evidence
       that’s in the bags, the actual drugs, normally don’t go back.
               ....
               THE COURT: . . . I just want to make you aware, we do not [sic]
       contraband back to the jury room . . . . Obviously, that type of thing, which
       is not—could be harmful substances and such in those bags and things and
       that’s why they just don’t go back.

RP (Jan. 3, 2018) at 224-25.

       The jury returned a guilty verdict. The following day, the court sentenced Zahn to

3 months’ imprisonment, 12 months’ community custody, and imposed mandatory LFOs

totaling $2,210.50.

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No. 35805-4-III
State v. Zahn

       Before imposing those obligations, the court inquired about Zahn’s employment

over the past three years. Zahn said he was currently working and expected to be working

after he was released from jail. The court found that Zahn had the ability to pay.

       Zahn timely appealed to this court.

                                        ANALYSIS

       Zahn assigns four errors: (1) the trial court unconstitutionally forced him to

proceed pro se, (2) the State, twice, impermissibly commented on his constitutional right

to remain silent, (3) the trial court commented on the evidence that relieved the State of

its burden to prove all of the elements beyond a reasonable doubt, and (4) the trial court

engaged in an inadequate inquiry and all LFOs should be struck.

       ZAHN’S PRO SE REPRESENTATION

       Zahn contends the trial court erred by forcing him to proceed pro se and by

conducting an inadequate inquiry. We disagree.

       A trial court’s decision on a defendant’s request to proceed pro se is reviewed for

an abuse of discretion. State v. Curry, 191 Wash. 2d 475, 483, 423 P.3d 179 (2018). “An

abuse of discretion occurs only when the decision of the court is ‘manifestly

unreasonable, or exercised on untenable grounds, or for untenable reasons.’” State v.

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No. 35805-4-III
State v. Zahn

McCormick, 166 Wash. 2d 689, 706, 213 P.3d 32 (2009) (quoting State ex rel. Carroll v.

Junker, 79 Wash. 2d 12, 26, 482 P.2d 775 (1971)).

       Criminal defendants have a constitutional right to self-representation. WASH.

CONST. art. I, § 22; Curry, 191 Wash. 2d at 482. This right is in tension with a criminal

defendant’s right to the assistance of counsel. Curry, 191 Wash. 2d at 482; State v.

DeWeese, 117 Wash. 2d 369, 376, 816 P.2d 1 (1991). To harmonize this tension, a

defendant must unequivocally request to proceed pro se and the “‘trial court must

establish that a defendant, in choosing to proceed pro se, makes a knowing and intelligent

waiver of the right to counsel.’” Curry, 191 Wash. 2d at 483 (quoting DeWeese, 117 Wash. 2d

at 377).

       If the request is untimely or equivocal, the court must deny the request. Id. “The

threshold issues of timeliness and equivocality focus on the nature of the request itself—

if, when, and how the defendant made a request for self-representation—not on the

motivation or purpose behind the request.” Id. at 486-87. The court should examine the

facts and circumstances of the case and the request, including how the request was made,

the language used in the request, and the context surrounding the request. Id. at 488.

       Here, Zahn’s request was timely and unequivocal. At his first scheduled

arraignment, Zahn told his counsel he wished to represent himself. The arraignment was

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No. 35805-4-III
State v. Zahn

continued twice, after which time the court advised Zahn of his constitutional rights,

including his right to appointed counsel and to represent himself. After being so advised,

Zahn made a clear and unequivocal choice to represent himself. After further questioning

from the trial court, Zahn responded that he was making his choice freely and voluntarily.

Still later in the process, after the trial court offered to appoint counsel for Zahn, Zahn

reiterated his desire to represent himself.

       We conclude that the trial court did not abuse its discretion by allowing Zahn to

proceed pro se. Zahn’s request was timely, unequivocal, he later re-asserted it, and the

trial court ensured that Zahn’s waiver was knowing, intelligent, and voluntary.

       STATE’S COMMENTS ON ZAHN’S RIGHT TO SILENCE

       Zahn contends the State unconstitutionally commented on his right to remain

silent. We conclude that the comment, which occurred after Zahn handed over the drugs

and admitted he brought them into jail, was harmless beyond a reasonable doubt.

       The Fifth Amendment to the United States Constitution guarantees that “[n]o

person . . . shall be compelled in any criminal case to be a witness against himself.”

Otherwise known as the right to silence, this right has been made applicable to

Washington through the Fourteenth Amendment. State v. Easter, 130 Wash. 2d 228, 235,

922 P.2d 1285 (1996); see also WASH. CONST. art. I, § 9. Specifically, in the postarrest

                                               9
No. 35805-4-III
State v. Zahn

context, the State cannot comment on a defendant’s right to remain silent. State v.

Romero, 113 Wash. App. 779, 787, 54 P.3d 1255 (2002); see also Doyle v. Ohio, 426 U.S.
610, 619, 96 S. Ct. 2240, 49 L. Ed. 2d 91 (1976). “Warnings under Miranda given upon

arrest ‘constitute an “implicit assurance” to the defendant that silence in the face of the

State’s accusations carries no penalty,’ making it fundamentally unfair to then penalize

the defendant by offering his silence as evidence of guilt.” State v. Terry, 181 Wash. App.
880, 889, 328 P.3d 932 (2014) (quoting Easter, 130 Wash. 2d at 236).

       Because both statements by the State were unobjected to by Zahn, we must first

determine whether the statements were “comments” or “references” relating to Zahn’s

silence. Id. at 890. “[B]oth are improper, but only the former rise[s] to the level of

constitutional error, and that what are merely improper references are not reviewable for

the first time on appeal.” Id. (internal quotation marks omitted). The focus is to examine

the purpose of the remarks. Id. at 891.

       Beginning with “comments,” a further inquiry is necessary: as established in

Romero, courts should use a two-part analytical test to determine whether the comments

were direct or indirect. Romero, 113 Wash. App. at 790-91. This framework is still used

by the courts. See State v. Whitaker, 6 Wash. App. 2d 1, 429 P.3d 512 (2018); Terry, 181
Wash. App. 880. If the comment was direct, constitutional error exists and the court must

                                             10
No. 35805-4-III
State v. Zahn

apply a constitutional harmless error beyond a reasonable doubt analysis. Romero, 113
Wash. App. at 790. “A direct comment occurs when a witness or state agent makes

reference to the defendant’s invocation of his or her right to remain silent.” State v.

Pottorff, 138 Wash. App. 343, 346, 156 P.3d 955 (2007) (finding officer’s testimony, “‘He

said at that time he wanted to invoke his right to remain silent’” constituted a direct

comment); see also Whitaker, 6 Wash. App. 2d at 39-40 (finding officer’s testimony that he

read the defendant his Miranda rights, but the defendant did not speak with him,

constituted a direct comment); Romero, 113 Wash. App. at 793 (finding officer’s testimony,

“‘I read him his Miranda warnings, which he chose not to waive, would not talk to me’”

constituted a direct comment); State v. Curtis, 110 Wash. App. 6, 9, 13, 37 P.3d 1274

(2002) (finding officer’s testimony, “‘I read him his Miranda, his constitutional

rights. . . . He refused to speak with me at the time, and wanted an attorney present’”

constituted a direct comment).

       Here, the State’s opening comment and a portion of Sergeant Arnold’s testimony

amounted to a direct comment on Zahn’s constitutional right to silence similar to Pottorff,

Romero, and Curtis. During the State’s opening and in the sergeant’s testimony, the jury

learned that Zahn admitted he brought the drugs into the jail, but chose not to say

                                             11
No. 35805-4-III
State v. Zahn

anything further. Although these are impermissible direct comments on Zahn’s right to

silence, we are convinced they were harmless beyond a reasonable doubt.

       Before exercising his right to silence, Zahn handed over the suspected drugs and

admitted he had brought them into the jail. The evidence was undisputed that the

suspected drugs tested positive as heroin. With such an impregnable case and facing an

unrepresented defendant, one wonders why the State sought to jeopardize its case by

infusing improper evidence into it. But our role is not to question the State’s choices, but

to determine whether the improper evidence was harmless beyond a reasonable doubt.

Here, the evidence of guilt was overwhelming and undisputable.

       JUDICIAL COMMENTS ON THE EVIDENCE

       Zahn contends the trial court made an improper comment on the evidence when it

advised the parties, in the jury’s presence, that the substances in question were actually

drugs. Zahn argues that this improper comment relieved the State of its burden to prove

this element. We accept the State’s concession that the court’s comment was improper.

But we determine that Zahn was not prejudiced by it.

       Zahn did not object to the court’s statements; however, a judicial comment on the

evidence is an error of constitutional magnitude that can be raised for the first time on

appeal. State v. Sivins, 138 Wash. App. 52, 59, 155 P.3d 982 (2007); RAP 2.5. Article IV,

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No. 35805-4-III
State v. Zahn

section 16 of the Washington Constitution states that “[j]udges shall not charge juries

with respect to matters of fact, nor comment thereon, but shall declare the law.” In other

words, judges are prohibited from commenting on the evidence. WASH. CONST. art. IV,

§ 16; State v. Levy, 156 Wash. 2d 709, 721, 132 P.3d 1076 (2006). “[A]ny remark that has

the potential effect of suggesting that the jury need not consider an element of an offense

could qualify as judicial comment.” Levy, 156 Wash. 2d at 721. “It is sufficient if a judge’s

personal feelings about a case are merely implied.” Sivins, 138 Wash. App. at 58. This

important constitutional provision serves to protect the jury from being unduly influenced

by the court’s opinion on the evidence. Id.

       Washington courts use a two-step analysis to determine whether reversal is

required due to a judicial comment on the evidence. Levy, 156 Wash. 2d at 723. First, to

determine whether a court’s conduct or remarks rise to a comment on the evidence, courts

examine the facts and circumstances of the case. Sivins, 138 Wash. App. at 58. If there

was a judicial comment, it is “presumed to be prejudicial, and the burden is on the State to

show that the defendant was not prejudiced, unless the record affirmatively shows that no

prejudice could have resulted.” Levy, 156 Wash. 2d at 723.

                                              13
No. 35805-4-III
State v. Zahn

       Here, the court’s remarks did amount to a comment on the evidence. In front of

the jury, the court had a discussion with the parties about not sending the exhibits back

with the jury because they were “drugs,” “actual drugs,” “contraband,” and “harmful

substances.” These remarks had the likely effect of suggesting to the jury that they need

not consider whether the State proved Zahn possessed heroin because the trial court

clearly believed the exhibits were drugs. Nonetheless, “there is ‘overwhelming untainted

evidence’ to support the conviction.” Sivins, 138 Wash. App. at 61.

       The record overwhelmingly establishes Zahn’s guilt. Zahn voluntarily handed

over suspected drugs to the corrections officers and then admitted to Sergeant Arnold that

he had brought them into the jail. Dr. Stenzel testified that he tested the substance using

two different verified scientific methods and both methods returned that the substance

contained heroin. Compared with this strong evidence, Zahn’s cross-examination was

limited and largely ineffective, he called no witnesses, and his closing argument was for

jury nullification.

       Furthermore, any potential error was cured by the jury instructions. State v.

Eisner, 95 Wash. 2d 458, 463, 626 P.2d 10 (1981). The court instructed the jury to

disregard any judicial comments on the evidence. Jurors are presumed to follow the

instructions of the court. State v. Stein, 144 Wash. 2d 236, 247, 27 P.3d 184 (2001).

                                             14
No. 35805-4-III
State v. Zahn

       Although the trial court’s comments were improper, we find that they were

harmless beyond a reasonable doubt. State v. Lane, 125 Wash. 2d 825, 840, 889 P.2d 929

(1995); Sivins, 138 Wash. App. at 61.

       LFOS

       Zahn contends all discretionary LFOs should be struck because he was indigent at

the time of sentencing. Alternatively, he contends the trial court conducted an inadequate

inquiry into his present and future ability to pay, and that remand is necessary to

determine whether discretionary LFOs should be imposed. He further contends that the

criminal filing fee and the DNA collection fee must be struck.

       Zahn’s arguments are based on recent statutory changes, applicable to cases

pending direct review on or after the effective date of the legislation, June 7, 2018. See

State v. Ramirez, 191 Wash. 2d 732, 738, 747, 426 P.3d 714 (2018).

       Recently amended RCW 10.01.160(3) prohibits trial courts from imposing

discretionary LFOs on defendants who, at the time of sentencing, are indigent as defined

                                             15
No. 35805-4-III
State v. Zahn

in RCW 10.101.010(3)(a) through (c).2 In addition, for defendants who are not indigent

at the time of sentencing, the court “shall take account of the financial resources

of the defendant and the nature of the burden that payment of costs will impose.”

RCW 10.01.160(3).

       Additional recent amendments include RCW 36.18.020(2)(h) and RCW 43.43.754.

The former prohibits imposition of the criminal filing fee on indigent defendants. The

latter prohibits imposition of the DNA collection fee when the State has previously

collected the offender’s DNA as a result of a prior conviction.

       The record does not permit us to determine whether Zahn, at the time of

sentencing, was or was not indigent within the definition of RCW 10.101.010(3). Even

assuming Zahn was not indigent at that time, there was no inquiry into Zahn’s financial

resources and the nature of the burden that payment of LFOs would impose. The record

              2
                (3) “Indigent” means a person who, at any stage of a court
       proceeding, is:
              (a) Receiving one of the following types of public assistance:
       Temporary assistance for needy families, aged, blind, or disabled assistance
       benefits, medical care services under RCW 74.09.035, pregnant women
       assistance benefits, poverty-related veterans’ benefits, food stamps or food
       stamp benefits transferred electronically, refugee resettlement benefits,
       medicaid, or supplemental security income; or
              (b) Involuntarily committed to a public mental health facility; or
              (c) Receiving an annual income, after taxes, of one hundred twenty-
       five percent or less of the current federally established poverty level . . . .

                                             16
No. 35805-4-III
State v. Zahn

also is insufficient for us to determine whether Zahn had his DNA previously collected as

a result of a prior conviction.

       We reverse the imposition of LFOs and remand this matter so the trial court can

make the following determinations with respect to LFOs: First, the trial court must

determine if Zahn was “indigent,” as defined by RCW 10.101.010(3) at the time of his

original sentencing. If he was, we direct the trial court to strike all discretionary LFOs in

accordance with RCW 10.01.160(3) and the criminal filing fee in accordance with

RCW 36.18.020(2)(h).

       Second, if the trial court determines that Zahn was not indigent, the trial court must

conduct an adequate Blazina3 inquiry to determine to what extent imposition of

discretionary LFOs are appropriate. At a minimum, the court must consider the length of

Zahn’s incarceration, his other debts, including restitution, his employment history, his

financial situation, and his ability to pay. Blazina, 182 Wash. 2d at 838-39; State v. Glover,

4 Wash. App. 2d 690, 695-96, 423 P.3d 290 (2018).

       Third, the trial court must consider whether to impose the $100 DNA collection

fee. If the State believes that Zahn has not had his DNA collected—despite his multiple

       3
           State v. Blazina, 182 Wash. 2d 827, 344 P.3d 680 (2015).

                                             17
No. 35805-4-III
State v. Zahn

prior felony convictions-it must present evidence at resentencing to substantiate its

belief.

          Affirmed, but reverse LFOs and remand to ensure only proper LFOs are imposed.

          A majority of the panel has determined this opinion will not be printed in the

Washington Appellate Reports, but it will be filed for public record pursuant to

RCW 2.06.040.

                                               LA ... ,<.... cs._ gv'\fl.t•( C.. ~.
                                             Lawrence-Berrey, C.J.
                                                                           I
                                                                                 ~

WE CONCUR:

Siddoway, J.                                 Fearing, J.

                                               18