Court Opinion

ID: 9776406
Source: CourtListenerOpinion
Date Created: 2023-08-29 19:34:12.679554+00
Date Added: 2024-06-11T07:32:38.461924
License: Public Domain

GREENHILL, Justice.
Reynaldo Carrillo, Jr., then age 16, was found by a jury to be a delinquent child. He was committed to the Texas Youth Council, but his sentence was probated. He was also ordered by the trial court to work for 40 hours at Joske’s, a store in San Antonio.
Reynaldo’s counsel contends that Reynaldo was denied due process of law under In Re Gault, 387 U.S. 1, 87 S.Ct. 1428, 18 L.Ed.2d 527 (1967), in that Reynaldo was not given fair and timely notice of the charges against him. He complains particularly that the State was permitted to amend its charges against him during the trial in order to fit the evidence which was introduced. The charges with which Reynaldo were served accused him of taking a bottle of cologne from Danny Balli. During trial, an amendment was allowed which charged Reynaldo with taking the cologne from a different person, Grace Casanova. The court also permitted evidence that Reynaldo had taken a box of shotgun shells from Danny Balli, though he had not been so charged. The Court of Civil Appeals affirmed the judgment of the trial court. 470 S.W.2d 227. We reverse.
The evidence is that the house detective of Joske’s Las Palmas Store in San Antonio became suspicious of Reynaldo and his male companion, also a minor. She partially hid herself, and she testified that she saw Reynaldo put a bottle of English Leather cologne (retail cost $5) into a “gym bag” and then take a box of shotgun shells (retail cost $2.85). The boys were seized, the police were called, and the charge was filed.
As we understand it, the goods in the various departments at Joske’s are under the control and responsibility of different people. The cosmetics department was the responsibility of Grace Casanova, and the sporting goods department was under Danny Balli. It appeared that before the trial, counsel for Reynaldo had attempted to talk to Danny Balli to find out the facts, but he had been unsuccessful. His first conversation with Grace Casanova was during the trial and after the State had been permitted to amend. He then had the opportunity to cross-examine her.
The charge was that Reynaldo took the cologne from Danny Balli, a person who did not own the cologne. This was all he was charged with. During the trial and before the jury, the house detective got into the additional taking of the box of shotgun shells. The State offered and marked box of shells in evidence over the objection of counsel for Reynaldo that there were no pleadings or charges of his taking shotgun shells. The objection was overruled, and the shells were admitted in evidence. By this time, the State was cognizant of the fact that it had not only failed to allege the taking of the shells but that it had been mistaken in alleging that Reynaldo took the cologne from Danny Balli.
Thereupon, the State moved to amend. It sought to amend to accuse Reynaldo with taking cologne from Grace Casanova and shotgun shells from Danny Balli. Counsel for Reynaldo strenuously objected. The court asked counsel for Reynaldo if he were surprised or prejudiced. He insisted that he was.
*615The court then announced that he would permit the amendment to charge Reynaldo with taking cologne from Grace Casanova. He also allowed the box of shotgun shells to remain in evidence as res gestae.
Having determined to permit the amendment, the court also announced that despite Reynaldo’s counsel’s statement that he was both surprised and prejudiced, the court was not convinced that Reynaldo and his counsel were prejudiced. Asked if he needed additional time, counsel for Reynaldo asked for a two days’ delay. The court, toward the close of the afternoon hearing, gave Reynaldo’s counsel until 9:30 the next morning, stating that counsel could get information directly from Grace Casanova who would be the next witness before the court adjourned.
The question of whether and when the State’s charges may be amended and the question of fair notice are closely related. This court had before it in State v. Santana, 444 S.W.2d 614 (Tex.1969) two questions: (1) whether in a delinquency trial by jury, it was permissible to have a jury finding of delinquency made upon a “preponderance of the evidence” as in civil trials, or whether there must be a finding “beyond a reasonable doubt”; and (2) whether Santana had been denied due process because the State, before trial, but on the day of the trial, was permitted to amend to change its charges from “assault to rape” to “rape.” By a divided court, we upheld the commitment of Santana on both grounds. The Supreme Court of the United States reversed the judgment of this court, but it wrote only upon the question of “preponderance of the evidence” versus “beyond a reasonable doubt.” Santana v. State, 397 U.S. 596, 90 S.Ct. 1350, 25 L.Ed.2d 594 (1970). It held that there must be a finding of delinquency “beyond a reasonable doubt.”
The Court of Civil Appeals in this case understandably attempted to follow our decision in Santana on the amendment point upon which the U.S. Supreme Court had not expressed itself. We adhere to our ruling in Santana that the strict prohibition against amendment of pleadings applicable in criminal cases is not applicable in juvenile proceedings. Our reason for doing so is that the Texas Legislature has prescribed that juvenile proceedings are to be civil, not criminal, in nature. But, under the language of Gault set out below, the amendment must come at such time, and under such circumstances, as to be basically fair to the minor. Otherwise, there is a denial of due process.
In Gault the due process standards of adequate and timely notice were set out. That opinion states:
“Notice, to comply with due process requirements, must be given sufficiently in advance of scheduled court proceedings so that reasonable opportunity to prepare will be afforded, and it must ‘set forth the alleged misconduct with particularity.’ ” 387 U.S. 1 at 33, 87 S.Ct. 1428 at 1446, 18 L.Ed.2d 527 at 549.
The court continued,
“It [due process] does not allow a hearing to be held in which a youth’s freedom and his parents’ right to his custody are at stake without giving them timely notice, in advance of the hearing, of the specific issues that they must meet.” 387 U.S. 1 at 33, 87 S.Ct. 1428 at 1447, 18 L.Ed.2d 527 at 550.
In Santana, the amendment of the pleadings was before trial; and counsel for Santana did not claim surprise. Here the amendment occurred after the trial had begun and toward the end of the trial. The tendered amendments included not only a different owner of the property but a separate offense, that of taking additional property. Counsel for Reynaldo insisted that he was surprised and prejudiced; and while the trial judge obviously did not believe him, the amendment was at such a time and under such circumstances as to be prohibited, as a matter of due process, by Gault. Accordingly, the judgment of the *616trial court, and that of the Court of Civil Appeals, must be reversed.
The problem then arises as to our disposition of the case. The Criminal District Attorney of Bexar County has indicated that his office no longer desires to prosecute Reynaldo, and he brings to our attention the fact that the trial court had already vacated the judgment against Reynaldo. He therefore suggests that the case is moot. He sets out that after the application for writ of error had been filed in this court, the trial court entered an order which, in substance, finds that Reynaldo Carrillo, Jr., had been found to be a delinquent child, had been placed on probation, and “that the welfare of the said child and the interest of the community no longer require [that] he be subject to the jurisdiction of this court and that he should be released from probation:
“It is therefore ordered, adjudged and decreed . . . that the judgment heretofore entered herein be and the same is hereby vacated, and the said Reynaldo Carrillo, Jr., ordered discharged from the further jurisdiction of this court under and by virtue of the circumstances for which he was adjudged a delinquent child.”
Counsel for Reynaldo insists that the trial court could not deprive Reynaldo of his right of appeal and the opportunity to prove that the finding of his delinquency occurred at a trial in which Reynaldo was deprived of due process of law. We do not regard the case as being moot.
The United States Supreme Court has held in Sibron v. New York, 392 U.S. 40, 88 S.Ct. 1889, 20 L.Ed.2d 917 (1968), where mootness was urged and rejected, that these collateral effects, e. g., enhancement of punishment, arising from a judgment of conviction require the appellate court, upon appeal, to rule on the correctness of the conviction. If a juvenile’s appeal were made moot by compulsory serving of a relatively short sentence, the alleged errors of the trial court would be buried; and the juvenile would have no way to exonerate himself by appeal.
It appears that there are three reasons assigned for mootness in cases such as this: (1) the trial court has entered an order purporting to set aside the finding of delinquency; (2) the minor has served his sentence or has been on probation long enough to be discharged; and (3) the minor has reached, or exceeded, the age of 17 during the appeal. We will deal with each briefly.
1. The Subsequent Order Vacating the Judgment of Delinquency.
Does the subsequent order of the juvenile court, entered while the case is on appeal, purporting to vacate the judgment of delinquency make this case moot? We think not. In civil cases the general rule is that a trial court judge has no jurisdiction to vacate or change his judgment once the case has been appealed. The appellate courts have plenary jurisdiction over the matter. Ammex Warehouse Co. v. Archer, 381 S.W.2d 478 (Tex.1964).
Likewise in criminal jurisprudence, the trial court is without the power to change its judgment once the appellate record is filed in the Court of Criminal Appeals, and all further proceedings in the trial court are suspended until the judgment of the appellate court is received by the trial court. Article 44.11, Code of Criminal Procedure. State v. Klein, 154 Tex.Cr.R. 31, 224 S.W.2d 250 (1949). Thus whether juvenile proceedings are considered either to be civil or criminal in nature, the trial court was without jurisdiction to vacate its judgment during the appeal; and the order has no legal effect.
2. The Serving of the Sentence.
Is this case moot because the sentence has been served? Again we think not. In the ordinary civil case, this Court follows the rule that where the judgment of the trial court has been voluntarily satisfied, such as by paying the money judg*617ment, then the whole case is moot. All judgments and orders are set aside. Employees Finance Co. v. Lathram, 369 S.W.2d 927 (Tex.1963).
The second judgment of the trial court which purported to discharge Carrillo recited that Carrillo was discharged from probation; i. e., he had served his sentence.
It is our view that a minor should have the right to clear himself by appeal. This right should not be removed because the sentence given is so short that it expires before appellate steps can be completed, or the probated sentence is lifted before such time.
The statutes on the trial of juveniles laudably undertake to give juvenile proceedings, at least for the first offense, as little públicity as possible. They also substantially limit the legal consequences of an adjudication of delinquence. They provide that no adjudication should impose any civil disability, that the child shall not be deemed a criminal by reason of being adjudicated a juvenile delinquent, and that the adjudication should not be deemed to be a conviction. The statutes also provide that an adjudication should not operate to disqualify the child from any civil service employment. The statutes do not speak to the question as to the effect of the adjudication on admission to a profession, or even as to the armed services. Nor do the statutes speak to questionnaires to be filled out for private employment or to the right of an employer to refuse to hire an adjudicated “juvenile delinquent.” Article 2338-1 § 13(d) and (e).1 The stigma or collateral penalties may not be insignificant.
In any event, the adjudication does, by statute, carry with it deleterious collateral effects and legal consequences in addition to any stigma attached to being adjudged a juvenile delinquent, as here because of an alleged theft. For example, Article 2338-1 § 15 permits the juvenile court to keep the records of “conviction” and permits other juvenile officers to inspect them. Article 5143d § 33 permits the records of the Texas Youth Council to be used in setting punishment in a future criminal or juvenile case. Article 2338-1 § 15-A permits the juvenile’s records to be exhibited to the press when the juvenile is later charged with a felony.
This problem was before the Fourth Circuit in Kemplen v. State of Maryland, 428 F.2d 169 (1970). There a minor was not warned of his rights and was not afforded counsel in a waiver proceeding. He was tried as an adult and had served his sentence before his habeas corpus proceeding could be reached by the fourth circuit. Indeed he had, by then, reached the age of 22. The court held that the petition for habeas corpus was not moot:
“The petitioner is not required to bear the continuing stigma of an allegedly unlawful conviction simply because the legal remedy has been slow in coming. Because of the disabilities and burdens flowing from a conviction, petitioner still has ‘a substantial stake in the judgment of conviction,’ [Carafas v. La Vallee, 391 U.S. 234 at 237, 88 S.Ct. 1556 at 1559, 20 L.Ed.2d 554] that prevents this appeal from being moot.
“We are informed by counsel that Kem-plen, now 22 years of age, has been continuously employed since his release from Patuxent. He has undertaken to augment his scanty education through extensive reading and is characterized by his counsel as ‘articulate, polite, and terrified of any possibility of future incarceration.’ Even after release Kemplen urged counsel to pursue his appeal ‘in the hope that a favorable result would remove the conviction from his record.’ Thus, the result that we reach today will apparently mean something to the petitioner and will be more than a mere exercise in judicial futility.” 428 F.2d at 171.
*618The other side of the coin is that if the minor exercises his right of appeal and it is determined that he was properly adjudged to be a juvenile delinquent, or that there was no reversible error in his trial, then the provisions of the Legislature that the fact of his- adjudication could be used in further juvenile or felony proceedings would be allowed to operate; and the adjudication could properly be taken into consideration in affixing a sentence in any subsequent case.
3. The Minor Reaches 17 During the Appeal.
Reynaldo is now 17, and it has been suggested that this fact makes his case moot. When he became 17, the juvenile court lost jurisdiction to determine him to be a juvenile delinquent. Article 2338-1 § 6. Dendy v. Wilson, 142 Tex. 460, 179 S.W.2d 269 (1944), Stallings v. State, 129 Tex.Cr.R. 300, 87 S.W.2d 255 (1935). Just because the boy reached majority while the case is being appealed should not make the case moot, because as indicated above, this would mean an automatic vacation of a possibly correct judgment of delinquency; and because, as stated, the juvenile should have the right to be exonerated by appeal.
Where the delinquency judgment is reversed, the appellate courts are authorized to dismiss the proceedings and to discharge the minor, or to remand the cause for a new trial if the juvenile is under 17, or for other appropriate proceedings. Article 2338-1 § 21. If the juvenile is 17, then there can be no remand for a new trial because there is no such jurisdiction in the juvenile courts.
Accordingly, since we have found error and Reynaldo Carrillo is now 17, we reverse the judgment of the Court of Civil Appeals, reverse and vacate the judgment of the juvenile court, and the case is dismissed.
Concurring opinion by CALVERT, C. J., in which WALKER, J., joins.

. All statutory references are to Vernon’s Annotated Civil Statutes.