Court Opinion

ID: 815374
Source: CourtListenerOpinion
Date Created: 2013-01-15 17:43:13+00
Date Added: 2024-06-11T11:12:30.108416
License: Public Domain

NOT PRECEDENTIAL

                        UNITED STATES COURT OF APPEALS
                             FOR THE THIRD CIRCUIT
                                  ____________

                                        No. 12-1356
                                       ____________

                            UNITED STATES OF AMERICA

                                             v.

                                   ROBERT COLBERT,
                                         Appellant
                                      ___________

                     On Appeal from the United States District Court
                        for the Western District of Pennsylvania
                        (D.C. Criminal No. 2-08-cr-00411-001)
                      District Judge: Honorable Gustave Diamond
                                      ___________

                      Submitted Under Third Circuit L.A.R. 34.1(a)
                                  October 25, 2012

     Before:   HARDIMAN, GREENAWAY, JR., and VANASKIE, Circuit Judges

                                  (Filed January 15, 2013)
                                        ___________

                                        OPINION
                                       ___________

VANASKIE, Circuit Judge.

       Robert Colbert pled guilty to conspiracy to conduct a racketeering enterprise in

violation of the Racketeer Influenced and Corrupt Organizations Act (“RICO”), 18

U.S.C. § 1962(d), and was sentenced to a prison term of 159 months. On appeal, Colbert

contends that the District Court erred because it did not adjust, credit, or otherwise depart
from the imposed sentence based on the time he spent incarcerated in pretrial detention

pending disposition of the RICO charge and for the time he served for the state

convictions that formed predicate acts underlying the RICO charge. Finding his

challenges to the denial of credit for pretrial detention to be encompassed by an appellate

waiver and discerning no error in the refusal to credit time served on the predicate act

convictions, we will affirm.

                                              I.

       Since we write principally for the parties, we set forth only the facts essential to

our analysis.

       On March 29, 2008, Pittsburgh police arrested Colbert and charged him with a

state firearms violation and three related offenses. Those charges were nolle prossed

after a federal grand jury returned an indictment on December 4, 2008 charging Colbert

for the same conduct in violation of 18 U.S.C. § 922(g) for possession of a firearm by a

convicted felon. In the meantime, on August 21, 2008, the Pennsylvania Parole Board

lodged a detainer against Colbert. The detainer was lifted on November 6, 2009, when

the maximum expiration date for a 2006 state court conviction was reached.

       Colbert made an initial appearance in federal court on January 5, 2009 and has

remained in federal custody since then. On February 12, 2010, the grand jury returned a

37-count superseding indictment. Count Two charged Colbert with conspiracy to

conduct a racketeering enterprise under RICO for his involvement in gang-related drug

activities. On August 5, 2011, Colbert pled guilty to Count Two of the superseding

indictment. On January 30, 2012, the District Court sentenced Colbert to 159 months‟

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imprisonment and, pursuant to the plea agreement, the court dismissed the remaining

charges against him. Two prior drug-related state convictions, referred to in the

indictment as “Overt Act Number 2” and “Overt Act Number 14,” were the predicate

criminal acts for the federal RICO charge.

        Overt Act 2 related to Colbert‟s 2002 conviction for possession with intent to

deliver a controlled substance. Colbert pled guilty and the Allegheny County Court of

Common Pleas sentenced him to two to four years‟ imprisonment, effective October 28,

2001.1 On June 19, 2003, Colbert was paroled to a community corrections center but was

recommitted on August 8, 2003 for a parole violation. He was again paroled on June 8,

2005.

        Overt Act 14 was based on Colbert‟s 2006 conviction for delivery of a controlled

substance. On April 19, 2006, the Allegheny County Court of Common Pleas sentenced

him to one to three years‟ imprisonment. He was paroled on November 6, 2007.

        On August 5, 2011, Colbert entered a guilty plea to the RICO conspiracy charge

pursuant to a written plea agreement that stipulated that the advisory sentencing guideline

imprisonment range was 168 to 210 months. At his sentencing proceeding on January

30, 2012, Colbert argued for reductions in his sentence based upon the time spent in

custody from his arrest on March 29, 2008 on state firearms charges until the date that the

federal sentence was imposed, and for the time he spent in state custody for the RICO

predicate offenses. In imposing a prison term of 159 months, nine months below the

        1
           At the same sentencing, Colbert also received concurrent prison sentences for two other counts unrelated
to this appeal.

                                                         3
minimum in the advisory guidelines range, the District Court effectively gave Colbert

credit for the time spent in state custody before federal charges were brought against him.

The District Court explained that it varied downward by nine months out of concern that

the Federal Bureau of Prisons would not credit Colbert with that period of time spent in

state custody. The District Court did not reduce the prison term for time spent in federal

custody since January 5, 2009. It also did not reduce Colbert‟s sentence for the time he

served on the convictions for the two RICO predicate acts, finding that Colbert was not

entitled to such a reduction, either as a matter of law or in the exercise of the District

Court‟s sentencing discretion. Colbert appeals these determinations.

       As part of his plea agreement, however, Colbert agreed to waive his right to

directly appeal his conviction except in limited circumstances. Relevant to this appeal,

Colbert reserved the right to appeal his sentence on the issue of whether he “is entitled to

receive a downward sentence adjustment based upon time served in state custody,

pursuant to the holding of United States v. Dorsey, 166 F.3d 558 (3d Cir. 1999), and

U.S.S.G. § 5G1.3(b).” (Supplemental App. 2.)

                                              II.

       The District Court had jurisdiction under 18 U.S.C. § 3231, and we have appellate

jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a)(1)-(2).

       On appeal, Colbert advances three arguments related to his sentence. First, he

argues that the District Court erred by failing to adjust his sentence under U.S.S.G. §

5G1.3 for the entire period of time he was in custody – March 29, 2008, when he was

arrested by Pittsburgh police on the firearms charge, until January 30, 2012, when the

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District Court sentenced him for the RICO charge. Second, Colbert asserts that the

District Court erred by failing to credit his sentence for satisfactory behavior under 18

U.S.C. § 3624(b) during that same period. Specifically, Colbert claims an entitlement to

a sentence reduction of 108 days for “good time credit.” (Appellant‟s Am. Br. 11.)

Finally, Colbert contends that the District Court erred by failing to depart downward for

the five years, eight months and ten days he spent incarcerated for his state convictions

underlying Overt Acts 2 and 14.

                                              A.

       The Government seeks to enforce the appellate waiver with respect to Colbert‟s

first two arguments, asserting that they fall outside the waiver‟s exception for appeals

premised upon an asserted entitlement to a downward departure for time served in state

custody pursuant to Dorsey. In Dorsey, we held that district courts may depart downward

to adjust a defendant‟s sentence based on time served in state custody prior to federal

sentencing when the criteria in U.S.S.G. § 5G1.3(b) are met. Dorsey, 166 F.3d at 562.

Section 5G1.3(b) of the Sentencing Guidelines authorizes a sentencing court to adjust a

sentence based on the period of time a defendant already served on an undischarged

prison term for an offense that was “relevant conduct” under U.S.S.G. § 1B1.3(a)(1)-(3)

and resulted in an increase in the offense level under Chapters Two or Three of the

Guidelines.

       We exercise plenary review of whether an issue on appeal is subject to an

appellate waiver. United States v. Goodson, 544 F.3d 529, 537 n.6 (3d Cir. 2008). “We

decline to exercise jurisdiction . . . where the issues on appeal fall within the scope of the

                                              5
waiver and the defendant knowingly and voluntarily agreed to the waiver, unless

„enforcing the waiver would work a miscarriage of justice.‟” United States v. Saferstein,

673 F.3d 237, 242 (3d Cir. 2012) (quoting United States v. Corso, 549 F.3d 921, 927 (3d

Cir. 2008)).

       Colbert‟s first two arguments concern the District Court‟s failure to depart

downward in imposing his sentence or give credit toward his sentence for good behavior

for the period from March 29, 2008 to January 30, 2012, when he was in custody

following his arrest on state firearms charges up to the point of his federal sentencing.

The District Court did grant a downward variance for the period from March 29, 2008 to

January 7, 2009, during which Colbert was held in state custody on a state firearms

charge before his arraignment in federal court. Colbert argues that the District Court also

should have reduced his sentence for the period for which he was in federal custody prior

to his sentencing. He also argues that his sentence should have been reduced by 108 days

to account for good conduct time during the entire period of pre-sentence detention, both

in state and federal custody.

       The two arguments in support of a reduction for time spent in pretrial detention do

not fit within the limited exception to the appellate waiver, which concerns only whether

Colbert “is entitled to receive a downward sentence adjustment based upon time served in

state custody” under Dorsey and U.S.S.G § 5G1.3(b), (Supplemental App. 2 (emphasis

added)). Therefore, Colbert‟s first two arguments fall within the scope of the appellate

waiver.

                                             6
       We also find that Colbert knowingly and voluntarily agreed to the appellate

waiver. At the change of plea hearing, the Government‟s counsel and the District Court

summarized the terms of the plea agreement and Colbert affirmed under oath that he

understood those terms and signed the agreement voluntarily. In addition, during the

colloquy, both defense counsel and Colbert himself sought to clarify the reservation of

Colbert‟s right to appeal as it pertained to the state prison sentences he served for the

crimes underlying Overt Acts 2 and 14 under Dorsey. The record indicates that Colbert

understood the terms of the plea agreement, including the appellate waiver, and

knowingly and voluntarily agreed to them.

       In addition, enforcing the appellate waiver would not work a miscarriage of

justice. At the sentencing hearing, the District Court explained that it granted the

downward variance for the period from March 29, 2008 to January 7, 2009, during which

Colbert was held on the state firearms charges, based on its belief that the Bureau of

Prisons would not credit that time because he was not in federal custody. As to the

period of time that Colbert was undeniably in federal custody, however, the District

Court lacked authority to award credit against the federal sentence because it is the

United States Attorney General, acting through the Bureau of Prisons, who is vested with

the authority to award pre-sentence credit for time spent in federal custody. See 18

U.S.C. § 3585(b); United States v. Wilson, 503 U.S. 329, 336-37 (1992).

       Nor would there be a miscarriage of justice by our failure to entertain Colbert‟s

argument that the District Court should have reduced his sentence under 18 U.S.C. §

3624(b) for any satisfactory behavior during his incarceration between March 29, 2008

                                              7
and January 30, 2012. That authority also is vested in the Bureau of Prisons. See 18

U.S.C. § 3624(b)(1) (stating that a prisoner may receive credit toward his or her sentence

“subject to determination by the Bureau of Prisons that, during that year, the prisoner has

displayed exemplary compliance with institutional disciplinary regulations”).

         Finding no miscarriage of justice in the enforcement of the appellate waiver, we

decline to exercise jurisdiction to review the issues relating to any adjustments to

Colbert‟s sentence for the period he was in custody between March 29, 2008 and January

30, 2012.

                                              B.

         Colbert also contends that the District Court erred by failing to depart downward

under U.S.S.G. §§ 5G1.3 and 5K2.23 for the time he served in state custody for his state

drug convictions, which formed the basis for Overt Acts 2 and 14 in the RICO charge.

To the extent Colbert challenges the District Court‟s interpretation of the U.S. Sentencing

Guidelines, our review is plenary. United States v. Fumo, 655 F.3d 288, 309 (3d Cir.

2011).

         Section 5K2.23 authorizes a sentencing court to grant a downward departure if the

defendant already completed a previous term of imprisonment and a downward departure

under § 5G1.3(b) would have applied if that time served was part of an undischarged

sentence. See also U.S.S.G. § 5G1.3, cmt. 4 (clarifying that a court may grant a

downward departure for time served on a discharged sentence if § 5G1.3(b) would have

applied if the completed term had been undischarged). Colbert asserts that he served a

                                              8
total of 2096 days in state custody for the two state drug convictions for which he should

have received credit under Dorsey.

       One criterion for the application of a downward departure under § 5G1.3(b) is that

the previously served “term of imprisonment [must have] resulted from another offense .

. . that was the basis for an increase in the offense level for the instant offense under

Chapter Two (Offense Conduct) or Chapter Three (Adjustments) . . . .” U.S.S.G. §

5G1.3(b). Here, Colbert‟s two previous state drug convictions were calculated as part of

his criminal history category; they were not used to increase his offense level for the

RICO conviction. As a result, § 5G1.3(b) does not apply, and Colbert was not entitled to

a downward departure under § 5K2.23 for the time he served for the two state court

convictions. See United States v. Parker, 512 F.3d 1037, 1040 (8th Cir. 2008).

                                              III.

       For the foregoing reasons, we will affirm the judgment of the District Court.

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