Court Opinion

ID: 212145
Source: CourtListenerOpinion
Date Created: 2011-03-13 08:42:33+00
Date Added: 2024-06-11T17:28:10.463737
License: Public Domain

NOTE: Pursuant to Fed. Cir. R. 47.6, this disposition is not
                     citable as precedent. It is a public record.

 United States Court of Appeals for the Federal Circuit
                                         04-3093

                                    SANDRA L. NEAL,

                                                        Petitioner,

                                             v.

                              DEPARTMENT OF JUSTICE,

                                                        Respondent.

                          ______________________________

                           DECIDED: December 30, 2004
                          ______________________________

Before LOURIE, Circuit Judge, FRIEDMAN, Senior Circuit Judge, and BRYSON, Circuit
Judge.

PER CURIAM.

       The petitioner, Sandra L. Neal, seeks review of the final decision of the Merit

Systems Protection Board (“Board”) affirming the decision of the Drug Enforcement

Agency (“DEA” or “agency”) removing her from her position as an intelligence analyst

after she repeatedly provided sensitive agency information to an outside attorney. Neal

v. Dep’t of Justice, No. AT-0752-00-0761-I-2 (M.S.P.B. Sept. 29, 2003) (“Final Order”)

(finalizing initial Board decision of Feb. 21, 2002). We affirm.
                                             I

       The underlying facts, largely as found in the initial decision of the Board’s

administrative judge, are not disputed.

       For several years Neal worked for the DEA as an intelligence analyst. Her work

involved “accumulat[ing], process[ing], and analyz[ing] sensitive information concerning

the trafficking of illegal narcotics.” Neal v. Dep’t of Justice, No. AT-0752-00-0761-I-2, at

3 (M.S.P.B. Feb. 21, 2002) (“Initial Decision”). Neal received information from various

sources, including confidential informants, one of whom, Carlos Acuna, she married.

Thereafter, Acuna, represented by attorney Abraham, filed suit in the United States

Court of Federal Claims alleging that the DEA had breached a contract to pay him for

providing confidential information. Neal was not a party to Acuna’s litigation. Id.

       In 1996, Abraham began attaching unredacted, sensitive DEA documents, which

were not obtained through discovery, to pleadings that he filed with the Court of Federal

Claims. Id. at 3-4. The DEA initiated a formal investigation into how Abraham obtained

these documents. In that investigation, Brian Anthony-Jung, an employee of Abraham,

stated that Neal had supplied the documents and that Neal and Abraham were

“conspiring to create a nation-wide network of legal clients of former and current DEA

[confidential informants] in order to sue the agency for alleged breach of contract, using

the same legal theory Mr. Abraham was using in the Acuna case.” Id.

       Evidence was developed that Neal misused her DEA mailing privileges to mail

Abraham sensitive documents, id. at 10, and that she gave Abraham the names of

confidential informants in return for $700 per name, so that Abraham could approach

them as prospective clients. Id. at 8.    A search of Neal’s work area revealed that she

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had various DEA sensitive documents corresponding to filings Abraham had made in

another confidential informant’s Court of Federal Claims action.         Id. at 5.   In an

interview, Neal denied sending Abraham any sensitive documents. At the conclusion of

her interview, Neal was given written instructions not to discuss the content of the

interview with anyone else, but she discussed the interview with Jung. Id. at 11.

       In 2000, DEA instituted proceedings to remove Neal. The notice of proposed

removal gave Neal 30 days to respond orally or in writing, and advised her to review the

agency case file at the DEA’s Miami Field Division (the geographical area in which she

worked). Because Neal’s representative was located in Massachusetts, the agency

also sent a copy of the case file to the Boston Field Division and notified Neal and her

representative that it had been sent. Id. at 14. Neal’s representative never reviewed or

attempted to review the file that had been sent to Boston.

       Neal requested a 180-day extension for filing her response because of medical

problems. Id. at 13; Decl. of Joel K. Fries, Dec. 27, 2001, at ¶ 11 (“Fries Decl.”). Neal’s

representative also wrote seeking an “open-ended” delay because Neal was “mentally

unable to answer the charges against her.” Initial Decision at 14.         Although Neal

provided some medical documentation relating to her “mental state,” she did not explain

“why or how a 180-day delay would improve her condition” sufficiently to allow her to

respond. Fries Decl. at ¶12-13. The agency’s deciding official “noted that [Neal] had

been seeing one of the doctors since 1999, yet she was able to come to work and other

wise [sic] function as an Intelligence Analyst during this time frame. Additionally, her

first written request for delay was articulate and well written.” Id. at ¶ 13. Although the

agency denied the 180-day extension, it gave Neal several shorter extensions, which

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together gave her more than three and one-half months to respond. Initial Decision at

13-15. Despite these extensions, Neal never replied to the charges. Id. at 15.

       The DEA removed Neal based upon the foregoing and other misconduct,

reflected in five specific charges. Neal appealed the removal to the Board, making

numerous contentions. She also sought various extensions of time, some of which the

Board granted and some of which it denied. One of her requests for an extension was

based on her claim that she received 5,000 pages of new discovery material on the day

before her brief originally was due. The Board rejected this argument, finding that a

copy of that discovery material had been served on Neal’s representative two months

previously. It further noted: “While the appellant may not have had all of the documents

she sought until November 2001, she has had more than a year to prepare her own

response to the charges and her affirmative defenses. Board appeals are typically

adjudicated in 120 days.” Neal v. Dep’t of Justice, No. AT-0752-00-0761-I-2, at 2-3

(M.S.P.B. Jan. 23, 2002) (denying additional extension of time for filing final brief).

       After a hearing, the Board’s administrative judge in his initial decision, which

became final when the Board refused to review it, Final Order at 1-2, found that the

DEA had proved its charges, that Neal’s removal promoted the efficiency of the service,

and that Neal had failed to meet her burden of proving any of her affirmative defenses.

Initial Decision at 2-20. In so holding, the Board found that Jung’s testimony that Neal

had provided agency confidential materials to Abraham was more credible than Neal’s

denial that she had done so. Id. at 5-6.

04-3093                                       4
                                           II

      Although Neal’s arguments on her appeal are voluminous and not always crystal

clear, they basically come down to two contentions: (A) the materials and information

she furnished to Abraham were protected against disclosure by the attorney-client

privilege, and DEA and the Board therefore erroneously relied upon them; and (B) both

the DEA and the Board committed harmful procedural error by refusing to extend filing

deadlines to accommodate her medical condition and by failing to provide her with

documentation she needed to refute the charges against her.

      A. Although the parties apparently dispute whether Abraham (who represented

Neal’s husband in his breach of contract suit in the Court of Federal Claims) also

represented Neal, we need not decide that question. Even assuming that Neal and

Abraham had an attorney-client relationship, that would not protect from disclosure the

material and information Neal provided to him.

      The attorney-client privilege “protects the confidentiality of communications

between attorney and client made for the purpose of obtaining legal advice.”

Genentech, Inc. v. United States Int’l Trade Comm’n, 122 F.3d 1409, 1415 (Fed. Cir.

1997); see also Shearing v. Iolab Corp., 975 F.2d 1541, 1546-47 (Fed. Cir. 1992). In

determining whether the privilege applies, “the central inquiry is whether the

communication is one that was made by a client to an attorney for the purpose of

obtaining legal advice or services.” In re Spalding Sports Worldwide, Inc., 203 F.3d

800, 805 (Fed. Cir. 2000).

      There is nothing to indicate, or even suggest, that when Neal turned over to

Abraham and Jung sensitive information that she had obtained as an intelligence

04-3093                                    5
analyst, she was doing so “for the purpose of obtaining legal service or advice.” Nor

could it possibly be contended that that was the purpose for supplying Abraham with the

names of other DEA confidential informants, in return for the payment of $700 per

name. Indeed, the record indicates that Abraham sought this information, not to aid him

in providing legal services to Neal, but rather as a source for soliciting other potential

clients with claims similar to Acuna’s.

       B. Neal’s arguments regarding her inability to respond to the charges and file a

final brief are equally flawed.       The record shows that the DEA attempted to

accommodate Neal’s medical problems by granting several extensions of time — more

than tripling the time normally allowed for a response to charges — and also by sending

a copy of the agency case file to the Boston office near Neal’s representative. Neal,

however, failed to respond orally or in writing to the charges. She has not shown how

the agency procedure of requiring her or her representative to review the case file at an

agency office substantially impaired her rights. See Novotny v. Dep’t of Transp., 735

F.2d 521, 523 (Fed. Cir. 1984) (holding that requirement that documents be reviewed at

agency office, although an “inconvenience,” was not harmful error).

       Similarly, the Board provided to Neal’s representative two months before the

deadline for filing her brief all the documents she had sought through discovery. It also

gave Neal additional time for such filing. Once again, however, Neal filed nothing,

although she had more than a year within which to do so.

                                      CONCLUSION

       The decision of the Board is

                                          AFFIRMED.

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