Court Opinion

ID: 3099055
Source: CourtListenerOpinion
Date Created: 2015-10-16 04:55:43.885953+00
Date Added: 2024-06-11T09:33:08.307392
License: Public Domain

NO. 07-12-0278-CV

                            IN THE COURT OF APPEALS

                      FOR THE SEVENTH DISTRICT OF TEXAS

                                    AT AMARILLO

                                          PANEL A

                                   JULY 9, 2012
                         ______________________________

                            IN RE DAVID GETZ, RELATOR

                       _________________________________

                       ORIGINAL PROCEEDING
    ARISING FROM PROCEEDINGS BEFORE THE 237TH DISTRICT COURT OF
                  LUBBOCK COUNTY; NO. 2010-554,387;
              HONORABLE BLAIR CHERRY, JUDGE PRESIDING

                        _______________________________

Before CAMPBELL and HANCOCK and PIRTLE, JJ.

                              MEMORANDUM OPINION

      In this original proceeding, Relator, David Getz, seeks to set aside an order

disqualifying him as the plaintiffs' attorney of record in the underlying proceeding. We

deny the petition for writ of mandamus.

                                     BACKGROUND

      Getz, a licensed attorney, filed suit on behalf of eight plaintiffs against their

former attorney, Stace Williams, and his law firm, Stace Williams Law Firm, P.C., for

negligence, malpractice, and other claims. During the attorney-client relationship giving
rise to each malpractice claim, Getz had worked as an independent contractor for the

defendants.1 The defendants filed a Motion to Disqualify contending that Getz had a

conflict of interest because he knew or should have known that he would be a material

witness as a person with knowledge of relevant facts pertinent to the present litigation.

In that regard, the plaintiffs’ claims contain allegations of poor or negligent

communications between the individual plaintiffs and the defendants, communications

that Getz himself was tasked with while working for the defendants.

        Hearings were held on September 30, 2011, and May 25, 2012, following which

the Honorable Blair Cherry granted the defendants' motion to disqualify and

subsequently signed an Order to Disqualify on May 31, 2012. Getz now requests this

Court to order Judge Cherry to withdraw that order.

                                 MANDAMUS STANDARD OF REVIEW

        Mandamus relief is an extraordinary remedy. In re Southwestern Bell Telephone

Co., L.P., 235 S.W.3d 619, 623 (Tex. 2007) (orig. proceeding). "Mandamus issues only

to correct a clear abuse of discretion or the violation of a duty imposed by law when

there is no other adequate remedy by law.@                 In re Prudential Ins. Co. of Am., 148
S.W.3d 124, 135-136 (Tex. 2004) (original proceeding); Walker v. Packer, 827 S.W.2d
833, 839 (Tex. 1992) (orig. proceeding) (quoting Johnson v. Fourth Court of Appeals,

700 S.W.2d 916, 917 (Tex. 1985) (orig. proceeding)). A trial court abuses its discretion

if it reaches a decision so arbitrary and unreasonable as to constitute a clear and

prejudicial error of law or if it clearly fails to correctly analyze or apply the law.                In re
1
 Getz was working in the capacity of a "paralegal" due to the fact that his license to practice law had been
suspended. In that capacity, he was privy to confidential attorney-client communications, had access to
each client's file, and worked directly with each of the plaintiffs.

                                                     2
Cerberus Capital Mgmt., LP, 164 S.W.3d 379, 382 (Tex. 2005) (per curiam) (orig.

proceeding); Walker, 827 S.W.2d at 839.            To satisfy the clear abuse of discretion

standard, the relator must show "that the trial court could reasonably have reached only

one decision." Liberty Nat'l First Ins. Co. v. Akin, 927 S.W.2d 627, 630 (Tex. 1996)

(orig. proceeding) (quoting Walker, 827 S.W.2d at 840).

       In determining whether there is no other adequate remedy, we consider whether

the benefits outweigh the detriments of mandamus review. In re Prudential Ins. Co.,
148 S.W.3d at 135-136. Because an appeal is inadequate when a trial court abuses its

discretion in disqualifying a party's attorney, In re Guar. Ins. Servs., 343 S.W.3d 130,

132 (Tex. 2011) (orig. proceeding); In re Cerberus Capital Mgmt., LP, 164 S.W.3d at

383, mandamus is an appropriate means of correcting an erroneously issued order of

disqualification.   In re Sanders, 153 S.W.3d 54, 56 (Tex. 2004) (per curiam) (orig.

proceeding).

                               DISQUALIFICATION OF AN ATTORNEY

       In   disqualification    cases,   our   analysis   begins   with   the   premise   that

disqualification is a "severe remedy" which can result in immediate and perceptible

harm to a party, disrupt trial court proceedings, and deprive that party of the right to

have counsel of choice. Id. at 57; In re Nitla S.A. De C.V., 92 S.W.3d 419, 423 (Tex.

2002) (per curiam) (orig. proceeding). A trial court should be extremely judicious in

considering a disqualification motion because the procedure should not be used

tactically to deprive an opposing party of the right to be represented by the lawyer of his

or her choosing. In re Sanders, 153 S.W.3d at 57. Thus, "mere allegations of unethical

                                               3
conduct or evidence showing a remote possibility of a violation of the disciplinary rules

will not suffice" to merit disqualification. Id. (quoting Spears v. Fourth Court of Appeals,

797 S.W.2d 654, 656 (Tex. 1990)).

       Although   the   Texas Disciplinary Rules        of   Professional Conduct       were

promulgated as disciplinary rules rather than rules of procedural disqualification, courts

have recognized those rules as providing guidelines relevant to a disqualification

determination. Id. With that in mind, we note that Disciplinary Rule 3.08 states, in

relevant part:

       (a) A lawyer shall not accept or continue employment as an advocate
           before a tribunal in a contemplated or pending adjudicatory
           proceeding if the lawyer knows or believes that the lawyer is or may
           be a witness necessary to establish an essential fact on behalf of the
           lawyer's client, unless:

           (1) the testimony relates to an uncontested issue;

           (2) the testimony will relate solely to a matter of formality and there is
               no reason to believe that substantial evidence will be offered in
               opposition to the testimony;

           (3) the testimony relates to the nature and value of legal services
                rendered in the case;

           (4) the lawyer is a party to the action and is appearing pro se; or

           (5) the lawyer has promptly notified opposing counsel that the lawyer
               expects to testify in the matter and disqualification of the lawyer
               would work substantial hardship on the client.

       (b) A lawyer shall not continue as an advocate in a pending adjudicatory
           proceeding if the lawyer believes that the lawyer will be compelled to
           furnish testimony that will be substantially adverse to the lawyer's
           client, unless the client consents after full disclosure.

Tex. Disciplinary R. Prof'l Conduct 3.08(a) & (b) reprinted in Tex. Gov't Code Ann., tit. 2,

subtit. G app A (West 2011) (Tex. State Bar R. art. X, § 9).

                                             4
       The fact that an attorney may serve as both an advocate and a witness does not

itself compel disqualification. In re Sanders, 153 S.W.3d at 57. Disqualification is only

appropriate if the attorney's testimony is necessary to establish an "essential fact."

Consequently, the party requesting disqualification must demonstrate that the opposing

attorney's role as both an attorney and a witness will cause actual prejudice. Id.

                                         ANALYSIS

       Where a motion to disqualify an attorney states multiple grounds for

disqualification, we will not disturb a trial court's order granting that motion so long as

any ground of disqualification is supported by the record. Here, in his capacity as a

paralegal working for the defendants, on one or more occasions, Getz spoke with

Williams about some or all of the individual plaintiffs and the status of their case. In

those conversations, Getz and Williams discussed the facts of the plaintiffs' cases,

including information regarding their individual claims. Based on this information, the

trial court concluded that Getz would be a material witness in the case, i.e., that he

would be giving relevant testimony about essential facts. By its very nature, relevant

testimony regarding an essential fact is likely to be prejudicial to one party or the other.

       In reviewing a trial court's decision to disqualify counsel we may not substitute

our judgment for that of the trial court and we may not disturb the trial court's decision

unless it is shown to be arbitrary and unreasonable. Id. In that regard, a trial court

abuses its discretion if it fails to correctly analyze or apply the law. Id. Because we find

Judge Cherry's decision was neither arbitrary nor unreasonable, we deny Getz's

request for relief.

                                              5
                                       CONCLUSION

      Accordingly, without hearing oral argument, the petition for writ of mandamus is

denied. See Tex. R. App. P. 52.8(a).

                                               Patrick A. Pirtle
                                                   Justice

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