Court Opinion

ID: 9913285
Source: CourtListenerOpinion
Date Created: 2023-12-27 17:00:45.724609+00
Date Added: 2024-06-11T13:08:24.090439
License: Public Domain

United States Court of Appeals
         For the Eighth Circuit
     ___________________________

             No. 22-3333
     ___________________________

         United States of America

                   Plaintiff - Appellee

                     v.

           Theodore T. Browne

               Defendant - Appellant
     ___________________________

             No. 22-3334
     ___________________________

         United States of America

                   Plaintiff - Appellee

                     v.

             Karley Ann Smith

                Defendant - Appellant
              ____________

  Appeal from United States District Court
 for the Southern District of Iowa - Eastern
               ____________

      Submitted: November 14, 2023
        Filed: December 27, 2023
              ____________
Before COLLOTON, WOLLMAN, and BENTON, Circuit Judges.
                       ____________

BENTON, Circuit Judge.

       Theodore Thomas Browne and Karley Ann Smith pled guilty to conspiring to
distribute 50 grams or more of methamphetamine under 21 U.S.C. §§ 841(a)(1),
(b)(1)(A), and 846. Smith also pled guilty to possession with intent to distribute 50
grams or more of meth under 21 U.S.C. §§ 841(a)(1) and (b)(1)(A). They appeal
their sentences. Having jurisdiction under 28 U.S.C. § 1291, this court affirms. 1

                                         I.

       In July 2020, police officers in the Quad Cities began investigating a meth
distribution ring. They arrested eight conspirators, including Browne and Smith.

       Twice in March 2021, a confidential informant obtained meth from Browne
(about 10 grams in total). Finding Browne responsible for the acquisition and
transportation of about 10 pounds of meth, the District Court applied a base offense
level of 38. It also applied a 4-level “organizer or leader” role enhancement. Browne
was sentenced to 240 months in prison—a downward variance from the calculated
Guideline range of 360 months to life.

        For the quantity, the district court relied on testimony from Keith Hansen, a
cooperating witness, and Special Agent Matthew Allers. The court found both
witnesses credible. Hansen testified he traveled with Browne to Colorado, where
Browne purchased about 10 pounds of meth and transported it back to Iowa. Allers
testified that 10 pounds of meth could “easily” be concealed in their rental vehicle.

      1
        The Honorable Stephanie M. Rose, Chief United States District Judge for
the Southern District of Iowa.
                                    -2-
       The district court found that Browne was an “organizer or leader” of the
distribution scheme, based on testimony from Hansen and co-conspirator Chelsey
R. Lira. Hansen testified that Browne frequently traveled to Colorado to purchase
drugs, which he then distributed among lower-level dealers. Lira testified that when
she and co-conspirator Joshua J. Paarmann left prison, Browne supplied them with
meth to sell.

       Smith was arrested after selling drugs to a confidential informant. She had
over 100 grams of meth in her possession. The district court applied an enhancement
for obstruction of justice and denied a reduction for acceptance of responsibility.
The district court sentenced her to 240 months in prison—a downward variance from
the calculated Guideline range of 360 months to life.

                                          II.

      Browne argues that the district court erred in finding he transported 10 pounds
of meth, and thus wrongfully determined a base offense level of 38.

         “In reviewing a sentence for procedural error, we review the district court’s
factual findings for clear error and its application of the guidelines de novo.” United
States v. Barker, 556 F.3d 682, 689 (8th Cir. 2009). “When the amount of narcotics
seized by the government does not reflect the scale of the drug trafficking offense
. . . ‘the court shall approximate the quantity of the controlled substance.’” United
States v. Sterling, 942 F.3d 439, 442 (8th Cir. 2019), quoting U.S.S.G. § 2D1.1,
comment. (n.5). In its approximation, the court may consider evidence of similar
drug transactions by the defendant. Id. “The court may make a specific numeric
determination of quantity based on imprecise evidence . . . so long as the record
reflects a basis for the court’s decision.” United States v. Roach, 164 F.3d 403,
413–14 (8th Cir. 1998) (citations omitted). “Many defendants have appealed
estimated drug quantity findings; few have cleared the high bar of clear error
review.” Sterling, 942 F.3d at 442.

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       Here, the district court approximated the drug quantity from evidence of
Browne’s purchase and transport of meth in February 2021. True, officers obtained
only 10 grams of meth from Browne. The court, however, found credible Hansen’s
testimony that Browne had obtained and transported 10 pounds of meth from
Colorado to Iowa. The court also credited Special Agent Allers’s testimony that 10
pounds of drugs could “easily” be hidden in Browne’s rental vehicle. “When
findings are based on determinations regarding the credibility of witnesses . . . unless
contradicted by extrinsic evidence or internally inconsistent, such findings can
virtually never be clear error.” Adzick v. UNUM Life Ins. Co. of Am., 351 F.3d
883, 889 (8th Cir. 2003), citing Anderson v. City of Bessemer City, 470 U.S. 564
(1985). The district court did not clearly err in these credibility determinations. The
district court did not procedurally err in calculating the drug quantity at about 10
pounds and applying the resulting base offense level of 38.

                                          III.

       Browne contends that the district court erred in applying the 4-level role
enhancement, asserting there is insufficient evidence he acted as an “organizer or
leader” of the conspiracy. The “district court's determination of a defendant's role
in the offense is reviewed for clear error.” United States v. Sarabia-Martinez, 276
F.3d 447, 451 (8th Cir. 2002), citing United States v. Austin, 255 F.3d 593 (8th Cir.
2001). A defendant may receive an aggravating role enhancement of four levels if
the defendant was “an organizer or leader of a criminal activity that involved five or
more participants or was otherwise extensive.” U.S.S.G. § 3B1.1(a). “The terms
‘organizer’ and ‘leader’ are to be broadly interpreted.” United States v. Guerra, 113
F.3d 809, 820 (8th Cir. 1997), citing United States v. Miller, 91 F.3d 1160, 1164
(8th Cir. 1996).

      Factors the court should consider include the exercise of decision
      making authority, the nature of participation in the commission of the
      offense, the recruitment of accomplices, the claimed right to a larger
      share of the fruits of the crime, the degree of participation in planning
      or organizing the offense, the nature and scope of the illegal activity,
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      and the degree of control and authority exercised over others. There
      can, of course, be more than one person who qualifies as a leader or
      organizer of a criminal association or conspiracy.

U.S.S.G. § 3B1.1, comment. (n.4). “[T]he defendant need only have directed one
other participant to warrant an enhancement.” Sarabia-Martinez, 276 F.3d at 451
(citations omitted).

      Hansen’s credible testimony sufficiently supports a finding that Browne
played a primary role in “organizing the offense.” He testified that Browne “divided
up” and distributed 10 pounds of meth to lower-level dealers after returning from
Colorado. According to Hansen, Browne said he had been resupplying in Colorado
every weekend for two to three months as of February 2021.

       Hansen’s testimony satisfies several factors supporting the role enhancement.
See, e.g., United States v. Thompson, 210 F.3d 855, 861 (8th Cir. 2000) (approving
role enhancement when the defendant “regularly organized the transport of large
drug shipments” and “distribut[ed] those drugs to various dealers within the city”).

       Lira testified when she and Paarmann left prison, Browne supplied them meth
to sell, indicating he recruited others into the conspiracy. See Sarabia-Martinez,
276 F.3d at 451–52 (applying the organizer or leader enhancement where the
defendant recruited others to join the conspiracy and arranged for drug shipments).

       The district court did not clearly err in finding that Browne was an “organizer
or leader,” and thus did not procedurally err by applying the 4-level enhancement.

                                         IV.

      Smith contends that the district court abused its discretion by considering
evidence in the government’s sentencing memorandum, resulting in the imposition
of the obstruction enhancement and the denial of an acceptance-of-responsibility
reduction.
                                       -5-
       According to Smith, the district court abused its discretion by admitting
government sentencing exhibits 1, 2, 5, 6, 10, and 11. These exhibits are relevant to
the obstruction enhancement and the acceptance-of-responsibility reduction,
because they relate to Smith’s prison conduct and her scheme to marry Paarmann in
order to trigger spousal testimonial immunity. She emphasizes the exhibits were
filed “out of time” under Federal Rule of Criminal Procedure 32.

       “The district court's admission of evidence is reviewed for abuse of
discretion.” United States v. Glassgow, 682 F.3d 1107, 1110 (8th Cir. 2012), citing
United States v. Dorsey, 523 F.3d 878, 879 (8th Cir. 2008). “The district judge has
wide discretion in determining, within statutory limits, what sentences to impose and
may appropriately conduct a broad inquiry largely unlimited in the kind of
information he may consider.” United States v. Bangert, 645 F.2d 1297, 1309 (8th
Cir. 1981), citing United States v. Grayson, 438 U.S. 41, 50 (1978). See generally
18 U.S.C. § 3661 (“No limitation shall be placed on the information concerning the
background, character, and conduct of a person convicted of an offense which a court
of the United States may receive and consider for the purpose of imposing an
appropriate sentence.”).

      Rule 32 “create[s] a process for parties to present and challenge sentencing
information.” United States v. Lovelace, 565 F.3d 1080, 1090 (8th Cir. 2009). “The
court may permit the parties to introduce evidence on the objections [to the
Presentence Investigation Report],” as the district court is not bound to the PSR’s
suggestions. Fed. R. Crim. P. 32(i)(2). However, it is error for the district court to
rely “on information at sentencing that was not presented in advance to the
defendant, in accordance with Rule 32.” Lovelace, 565 F.3d at 1092.

       The government objected to the initial PSR’s recommendations to deny the
enhancement for obstruction and to grant the reduction for acceptance of
responsibility. One week before the sentencing hearing, the government submitted
its sentencing memo, which included the six challenged exhibits. “Rule 32 contains
specific requirements that ensure that the defendant is made aware of the evidence
                                         -6-
to be considered and potentially used against him at sentencing, and is provided an
opportunity to comment on its accuracy.” Id. at 1090, quoting United States v.
Nappi, 243 F.3d 758, 763 (3rd Cir. 2001). It does not, however, provide a bright-
line rule about timing. See, e.g., Nappi, 243 F.3d at 765 (“the time required in order
for counsel to have a meaningful opportunity may vary depending on the
circumstances”).

        Smith argues, “The government’s actions prevented Ms. Smith from knowing
what was going to be presented against her at sentencing until it was too late to
investigate the information.” Smith provides no authority that one week is
insufficient to be “made aware of the evidence” or “provided an opportunity to
comment on its accuracy.” Lovelace, 565 F.3d at 1090. To the contrary, this court
has held one week sufficient to review extensive exhibits. See United States v. Clay,
579 F.3d 919, 929 (8th Cir. 2009) (holding that one week to review 24 volumes of
trial testimony was not a violation of Rule 32). This is particularly true here. The
district court found that Smith had access to much of the challenged information
before she received the government’s sentencing memorandum (for example,
records of Smith’s prison conduct and testimony from Paarmann’s trial). Smith does
not explain how she would have responded differently with more time to prepare
and thus does not show prejudice from the timing of the disclosure. See id.
(defendant “does not state what evidence was admitted . . . that unfairly prejudiced
him that would have been meaningfully disputed had he had more time to prepare”).

      Smith had sufficient time to review and respond to the challenged government
exhibits. The district court did not err by admitting them and, with the other
evidence, by finding obstruction of justice.

       Having found obstruction of justice, the district court did not err in rejecting
the acceptance-of-responsibility reduction. “Conduct resulting in an [obstruction
enhancement] ordinarily indicates that the defendant has not accepted responsibility
for his criminal conduct.” U.S.S.G. § 3E1.1, comment. (n.4). The acceptance-of-
responsibility reduction may still be available in extraordinary cases. Id. “To
                                         -7-
determine whether a case is ‘extraordinary,’ the district court should [take] into
account the totality of the circumstances, including the nature of the appellee's
obstructive conduct and the degree of appellee's acceptance of responsibility.”
United States v. Honken, 184 F.3d 961, 968 (8th Cir. 1999). The district court
properly considered these factors in rejecting the acceptance-of-responsibility
reduction.

                                  *******

      The judgment is affirmed.
                      ______________________________

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