Court Opinion

ID: 4558476
Source: CourtListenerOpinion
Date Created: 2020-08-25 14:08:19.768377+00
Date Added: 2024-06-11T09:27:36.496671
License: Public Domain

In the Missouri Court of Appeals
                                 Eastern District
                                              DIVISION THREE

JULIE LANDWEHR,                                       )           No. ED108362
                                                      )
                            Appellant,                )           Appeal from the Circuit Court
                                                      )           of Franklin County
vs.                                                   )
                                                      )           Honorable Timothy S. Miller
CHAD SCOTT HAGER and                                  )
STANGE LAW FIRM, P.C.                                 )
                                                      )
                            Respondents.              )           Filed: August 25, 2020

           The plaintiff, Julie Landwehr, appeals pro se the judgment entered by the Circuit Court of

Franklin County in favor of the defendants, Chad Hager and Stange Law Firm, P.C. (collectively

“the law firm”). The trial court granted the law firm’s motion to dismiss Landwehr’s claim for a

refund of attorney’s fees paid, and granted the law firm’s counterclaims for breach of contract

and unjust enrichment for legal fees owed but not paid. We dismiss Landwehr’s appeal for

failure to comply with Supreme Court Rules 84.04 and 84.13(a). 1, 2

                                                          Facts

           Viewed in the light most favorable to the judgment, the record reveals that Landwehr

hired the law firm to represent her in a family-law matter. The parties executed a fee agreement

1
    All Rule references are to Missouri Supreme Court Rules (2020).
2
    We deny as moot the law firm’s motion to dismiss Landwehr’s brief.
that, among other provisions, stated Landwehr would pay the law firm on an hourly basis for

legal services. During its one year of representation, the law firm billed Landwehr some $15,000.

Landwehr paid the law firm about $7,300 before refusing to pay anything further. With leave of

court, the law firm withdrew from Landwehr’s family-law case, and Landwehr hired other

counsel to conclude the matter.

        Landwehr unsuccessfully sought help through the Missouri Bar’s voluntary Fee Dispute

Resolution Program. She also filed a complaint with the Supreme Court’s Office of the Chief

Disciplinary Counsel. 3 Landwehr then filed suit in small-claims court seeking $5,000 from

Hager. Landwehr’s petition stated simply that she sought $5,000 because “I hired Mr. Hager to

represent me in modification, Case No. 09AB-DR00259-05. After I had already paid $7000.00

he withdrew because I couldn’t pay any more money. The Missouri Bar Fee Dispute Committee

told me [to] file a small claims suit.” Hager filed counterclaims against Landwehr for breach of

contract and unjust enrichment seeking $7,808.59 in unpaid fees for work done. The court

transferred the case to the associate circuit division, and allowed Stange Law Firm to intervene.

        The court granted the law firm’s motion to dismiss Landwehr’s action for failure to state

a claim, and the parties proceeded to trial on the law firm’s counterclaims. Landwehr argued that

she paid the law firm over $7,000, but believed the work done was worth only about $2,000. The

trial court found:

        The contract supports the billing system. The review of the billing system and the
        [family-law] case, which I’ve taken judicial notice of, seem to support the work being
        done there. It would be, as I said, incorrect to say that only papers were prepared for a
        motion and then a court appearance or two.

3
  Landwehr’s complaint with the Supreme Court’s Office of the Chief Disciplinary Counsel remained pending at the
time of trial.

                                                       2
The trial court rendered judgment in favor of the law firm in the amount of $7,808.59. Landwehr

appeals.

                                                    Discussion

         Pro se appellants are held to the same standards as attorneys, and must comply with

Supreme Court Rules of Appellate Procedure. Houston v. Weisman, 197 S.W.3d 204, 205 (Mo.

App. E.D. 2006). “We are mindful of the problems that a pro se litigant faces; however, judicial

impartiality, judicial economy, and fairness to all parties necessitate that we do not grant a pro se

appellant preferential treatment with regard to complying with the rules of appellate procedure.”

Carlisle v. Rainbow Connection, Inc., 300 S.W.3d 583, 584-85 (Mo. App. E.D. 2009). “Failure

to conform with the mandates of Rule 84.04 results in unpreserved allegations of error and can

constitute grounds for the dismissal of an appeal.” Id. at 585. Landwehr’s brief fails to comply

with Rules 84.04 and 84.13 so substantially that we cannot review her appeal.

         Landwehr’s brief contains numerous violations of Rule 84.04, which are mandatory.

First, her statement of facts does not contain “a fair and concise statement of the facts relevant to

the questions presented for determination without argument.” Rule 84.04(c). Instead, Landwehr’s

statement of facts is argumentative and conclusory. The statement of facts includes no citations

to the relevant portion of the record on appeal in violation of Rule 84.04(c).

         Second, Landwehr’s point relied on does not comply with Rule 84.04(d). The point states

“[t]he trial court improperly applied the law because it failed to hold the defendant to the

Supreme Court Rule 4-1.5 regarding rules of professional conduct.” 4 A point on appeal shall: (1)

identify the challenged trial-court ruling or action; (2) state concisely the legal reasons for the

appellant’s claim of reversible error; and (3) explain in summary fashion why, in the context of

4
 The point as restated at the beginning of the argument section of the brief differs somewhat from that stated in the
points relied on section.

                                                          3
the case, those legal reasons support the claim of reversible error. Rule 84.04(d)(1). Here,

Landwehr’s point does not identify which trial-court action she challenges, whether it is the

dismissal of her claim, the money judgment rendered for the law firm on its counterclaim, or

both.

        In addition, the point does not state any legal reason for reversal—beyond failing to hold

the law firm to Rule 4-1.5—nor does it explain why this reason constitutes error in the context of

this case. The purpose of Rule 84.04(d)(1) is to give notice to the opposing party of the precise

matters the party must address, and to inform the appellate court of the issues presented for

review. Hamilton v. Archer, 545 S.W.3d 377, 380 (Mo. App. E.D. 2018). When a point relied on

fails to comply with Rule 84.04(d), it preserves nothing for review. Id. When confronted with a

deficient point relied on, it is not proper for us to speculate about the point being raised and

supporting legal justification because to do so would place this Court in the role of an advocate

for the appellant. Unifund CCR Partners v. Myers, 563 S.W.3d 740, 742 (Mo. App. E.D. 2018).

An insufficient point relied on that cannot be understood without turning to the record or

argument portion of the brief preserves nothing for appellate review. Id.

        Third, Landwehr’s argument does not meet the requirements of Rule 84.04(e) or of Rule

84.13(a). The argument section of Landwehr’s brief fails to include a concise statement

describing whether the claimed error was preserved for appellate review, how it was preserved,

and the applicable standard of review. Rule 84.04(e). In addition, the argument consists only of

the quotation of Rule 4-1.5, a conclusory assertion that the customary fee for a similar case in

Franklin County is $3,000 to $5,000, and a summary of Landwehr’s retention of new counsel

and her efforts to obtain assistance from the Missouri Bar and the Office of Chief Disciplinary

Counsel.

                                                  4
           Rule 84.13(a) provides in relevant part that allegations of error not briefed or not properly

briefed shall not be considered in any civil appeal. Unifund, 563 S.W.3d at 742. To be properly

briefed, an appellant must develop the contention raised in the point relied on in the argument

section of the brief. Id. In this case, Landwehr fails to articulate and develop any argument or

supporting rationale and fails to cite any authority beyond quoting Rule 4-1.5. Failure to cite

relevant authority supporting the point on appeal, or to explain the failure to do so, preserves

nothing for review. Hamilton, 545 S.W.3d at 380. The argument section should inform the

appellate court how principles of law and the facts of the case interact. Unifund, 563 S.W.3d at

743. When a party fails to support contentions with relevant authority or argument beyond

conclusory statements, we deem the point abandoned. Id. at 742-43.

           As a matter of policy, we prefer to adjudicate non-compliant pro se briefs on the merits,

and will do so ex gratia when we can ascertain the essence of an appellant’s arguments,

notwithstanding minor shortcomings in briefing. Id. at 743. However, when the brief is so

deficient that we cannot competently rule on the merits without first reconstructing the facts and

supplementing the appellant’s legal arguments, then we must dismiss the appeal because the

appellant has preserved nothing for review. Id. We simply cannot assume the role of advocate for

a party.

           Finally, aside from the briefing deficiencies we have described, we must reject

Landwehr’s claim. Landwehr asks us to find the trial court erred because it failed to hold the law

firm to Rule 4-1.5 regarding fees. Our Supreme Court has the inherent authority to regulate the

practice of law and administer attorney discipline. In re Forck, 418 S.W.3d 437, 441 (Mo. banc

2014). Rule 4-1.5 is among the Rules of Professional Conduct that the Supreme Court employs

in exercising this authority.

                                                     5
       An attorney’s failure to comply with the obligations or prohibitions imposed by the Rules

of Professional Conduct serves as a basis for invoking the disciplinary process administered by

the Supreme Court. Rule 4, Scope ¶19. The courts can look to the disciplinary rules for guidance

when considering the reasonableness of attorney’s fees. Klinkerfuss v. Cronin, 289 S.W.3d 607,

615 (Mo. App. E.D. 2009). However,

       Violation of a Rule should not itself give rise to a cause of action against a lawyer nor
       should it create any presumption in such a case that a legal duty has been breached. In
       addition, violation of a Rule does not necessarily warrant any other nondisciplinary
       remedy . . . . The Rules are designed to provide guidance to lawyers and to provide a
       structure for regulating conduct through disciplinary agencies. They are not designed to
       be a basis for civil liability. . . . The fact that a Rule is a just basis for a lawyer’s self-
       assessment, or for sanctioning a lawyer under the administration of a disciplinary
       authority, does not imply that an antagonist in a collateral proceeding or transaction has
       standing to seek enforcement of the Rule.

Rule 4, Scope ¶20. See also McRentals, Inc. v. Barber, 62 S.W.3d 684, 705 (Mo. App. W.D.

2001)(recognizing that disciplinary rules do not create private cause of action for client, but can

offer guidance to courts). In short, the trial court was not required to apply Rule 4-1.5.

                                             Conclusion

       Pro se appellants must follow the same rules of procedure as parties represented by

attorneys, and they are not entitled to exceptions they would not receive if represented by

counsel. Unifund, 563 S.W.3d at 743. While we recognize the problems faced by pro se litigants,

we cannot relax our standards for non-lawyers. Id. Application of the briefing rules stems not

from a lack of sympathy, but instead from a necessity of judicial impartiality, judicial economy,

and fairness to all parties. Id. Because Landwehr’s brief substantially fails to comply with Rules

84.04 and 84.13, it preserves nothing for review. Accordingly, we must dismiss the appeal.

                                                   6
                            ________________________________________
                            Angela T. Quigless, P.J.

Kurt S. Odenwald, J. and
James M. Dowd, J., concur

                              7