Court Opinion

ID: 166967
Source: CourtListenerOpinion
Date Created: 2010-08-14 09:36:30+00
Date Added: 2024-06-11T08:49:40.928861
License: Public Domain

F I L E D
                                                                   United States Court of Appeals
                                                                           Tenth Circuit
                     UNITED STATES COURT OF APPEALS
                                                                        January 23, 2006
                            FOR THE TENTH CIRCUIT                      Elisabeth A. Shumaker
                                                                          Clerk of Court

    STEPHEN THENE SPARKS,

                Plaintiff-Appellant,

    v.                                                  No. 04-1086
                                                (D.C. No. 02-MK-2356 (BNB))
    K. RITTENHOUSE,                                       (D. Colo.)

                Defendant-Appellee.

                            ORDER AND JUDGMENT *

Before HARTZ, and BALDOCK, Circuit Judges, and BRIMMER, ** District
Judge.

         After examining the briefs and appellate record, this panel has determined

unanimously that oral argument would not materially assist the determination of

this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is

therefore ordered submitted without oral argument.

*
      This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
**
      The Honorable Clarence A. Brimmer, District Judge, United States District
Court for the District of Wyoming, sitting by designation.
      The question presented in this appeal is whether the district court erred in

dismissing with prejudice Appellant Stephen Thene Sparks’s civil rights

complaint, see 28 U.S.C. § 1983, on the ground that it failed to state a claim for

which relief could be granted. We have jurisdiction under 28 U.S.C. § 1291. In

our view the allegations set forth in Mr. Sparks’s various pleadings indicate that

he could state a cause of action in a proper complaint if afforded the opportunity.

We therefore vacate the district court’s order of dismissal and remand with

instructions to allow Mr. Sparks 30 days to file an amended complaint.

                                 BACKGROUND

      Mr. Sparks bases his claim on alleged misconduct in treating his shoulder

pain. His initial complaint and the attached grievance documents set forth the

following account: Beginning in March of 2001, Mr. Sparks, then a prisoner at

the state correctional facility in Limon, Colorado (LCF), experienced continuous

pain in his right shoulder. Between March 8, 2001, and September 24, 2001, he

had his shoulder examined at least eight times, evidently on more than one

occasion by Defendant K. Rittenhouse, a medical professional at LCF, and

received more than one diagnosis of the cause of his pain. In May 2002 he was

examined by an orthopedic specialist at the Denver Health Medical Center

(DHMC), who “discover[ed] bone fragments within [Mr. Sparks’s] right

                                         -2-
shoulder,” R., Doc. 2, at 5 1, and recommended surgery. A request for surgery was

submitted to Colorado Access, the prison’s insurance company, and denied. The

denial was received at LCF on June 26, 2002, and was “signed off on” by

Ms. Rittenhouse on July 26, 2002, but it was not relayed to Mr. Sparks until

August 14, 2002, after he had again requested medical treatment for his shoulder.

Id. at 6. The denial stated that “appeal could be filed within 60 days of receipt of

denial.” Id. Mr. Sparks filed his informal grievance against Ms. Rittenhouse

after he received the denial, alleging that “[she] failed to inform [him] of the

denial for surgery until 45 days after receipt [by the] facility.” Id.

      In his Step One grievance Mr. Sparks repeated his claims and added that

Ms. Rittenhouse had falsely stated that he had refused treatment. In response

Ms. Rittenhouse’s supervisor informed Mr. Sparks that Colorado Access had

agreed to allow an appeal to be filed outside the 60-day window, but that “it [was

the specialist’s] decision whether to appeal the denial” and that Mr. Sparks’s

chart showed that the specialist had been contacted and was not appealing. Id. at

9. In his Step Two grievance Mr. Sparks alleged that:

      the response given by respondent is contradictory to response given
      by . . . Colo. Access. [The specialist] stated that he does not file

1
       Because Mr. Sparks added pages within his form complaint and other
filings that he failed to number, page cites in this order and judgment will be to
the actual page numbers of the document being examined and not necessarily to
the printed numbers.

                                          -3-
      appeals for the needed surgery . . . . Lack of communication between
      the DOC [Department of Corrections], DHMC, and Colo. Access has
      stalled the medical treatment needed. Note, appeals from inmates to
      Colo. Access are not accepted for they hold no merit.

Id. at 10. The Step Two grievance was responded to by the clinical team leader of

the medical department, who informed Mr. Sparks that “[i]t is the [specialists’]

responsibility to appeal their recommendations if denied by Colorado Access,” id.

In his Step Three grievance Mr. Sparks again complained that the specialist

      stated he does not file appeals for medical treatment, that this was an
      issue between [Mr. Sparks] and DOC. In his own words, his job is to
      do the surgery, not file appeals. . . . The delay and lack of
      communication between CDOC and DHMC compound[ed] with the
      ineffectiveness of LCF medical, my shoulder is resulting to [sic]
      irreparable damage.

Id. at 14. The responding “Step III Grievance Officer” stated, “It is the obligation

of the [specialist] to appeal [Colorado Access’s] decision if he feels the surgery is

necessary. From what you say he has decided not to appeal. . . . Perhaps he feels

the surgery is not necessary.” Id. at 13.

      After obtaining no relief through the grievance process, Mr. Sparks filed

his complaint on December 17, 2002. It includes the factual allegations set forth

above and alleges that “[he] has been denied medical treatment and medication

prescribed by . . . [the] Specialist,” id. at 4, and that Ms. Rittenhouse, and the

                                            -4-
other defendants originally named in the suit, 2 “violated [his] rights under the 8th

and 14th amendments . . . , by denying [him] Medical Treatment through a

deliberate indifference to [his] injuries.” Id. at 5. The complaint charges that

LCF (which was not a named party) had “neglected to follow procedures and

guidelines . . . governing inmate health care” and had “neglected to administrate

the necessary procedure to communicate between its self [sic], Colorado Access

. . . and [DHMC,] [d]enying [Mr. Sparks] medical care/treatment,” id. at 4; and

that, despite the fact “that the Orthopedic Specialist had recommended that anti-

inflammatory medication be issued to [Mr. Sparks] as part of his treatment[, LFC]

medical staff failed to prescribed [sic] treatment as recommended by [the]

Orthopedic Specialist,” id. at 6. Regarding Ms. Rittenhouse specifically, the

complaint alleges that she denied him medical care, that her denial was

“[w]illful[] and negligent[],” and that she “express[ed a] personal view of non-

incarcerated people not receiving [the same quality] medical treatment[] as

inmates.” Id. at 3. Also, one of the attached grievances recites:

      As stated by [Ms.] Rittenhouse, had I needed the surgery prior to the
      budget crisis, it would have been done. In essence her statement is, I

2
      Mr. Sparks originally sued not only Ms. Rittenhouse but the Colorado
Department of Corrections, the warden of LCF, Colorado Access, DHMC, and
two of the prison officials who responded to his prison grievances. All
defendants but Ms. Rittenhouse were later dismissed, and Mr. Sparks does not
appeal that dismissal.

                                         -5-
       am being denied medical treatment due to budget issues resulting
       from post 9/11/01 event.

Id. at 10.

       On April 3, 2003, Ms. Rittenhouse filed a motion to dismiss Mr. Sparks’s

complaint. One contention was that his “allegations . . . fail as a matter of law

because the complaint fails to state a claim for deliberate indifference and,

[Ms. Rittenhouse] is entitled to qualified immunity.” Id., Doc. 10, at 1.

Ms. Rittenhouse argued that Mr. Sparks’s “allegations simply state that he wants

to have surgery on his right shoulder and others do not agree,” id. at 2, and that

“there [was] no factual allegation that would show that any failure to provide care

was the result of deliberate indifference–rather than mere negligence,” id. at 4.

       Mr. Sparks filed a “Response to Defendant Motion to Dismiss,” id., Doc.

15, in which he argued that his allegation in the complaint that Ms. Rittenhouse

stated, “Non incarcerated people [not] receiving [the same quality] medical

treatment as inmates,” had adequately alleged deliberate indifference, id. at 2

(approximately quoting R., Doc. 2, at 3). He also alleged that Ms. Rittenhouse

“verbally ridiculed [him] for complaining and questioning DOC Administrative

Regulations,” that Ms. Rittenhouse should “not [have] subject[ed] inmates to

‘ridicule and dersion [sic]’ in response to complaints of pain,” that deliberate

indifference was shown “from [her] ridicule and negative comments,” and that

she “violated the 8th Amendment by intentionally denying or delaying access to

                                         -6-
medical care.” Id. at 5 (internal quotation marks omitted). Ms. Rittenhouse’s

reply stated that Mr. Sparks “does not have a ‘serious’ medical condition,” and

that he had “failed to allege any facts that would support an inference that [Ms.]

Rittenhouse knew about and disregarded a ‘substantial risk of harm’ to his health

or safety.” Id., Doc. 17, at 2.

      On June 20, 2003, Mr. Sparks filed a pleading (June Motion to Amend)

with the following two-line title: “Motion to Amend Pleading (CRCivP 15)” on

the first line, and “Plaintiff’s Response to Defendant Motion to Dismiss” on the

second line. Id. Doc. 19. In it, Mr. Sparks “request[ed] leave to amend his

Complaint,” and stated that “[t]he proposed amendment incorporates evidence

that support[s] deliberate indifference attributed to [Ms. Rittenhouse].” Id. In the

memorandum in support of his June Motion to Amend, Mr. Sparks asserted that

Ms. Rittenhouse “refused to fulfill her duties as [a] Physician Assistant (PA)

based on her personal views, supporting Deliberate Indifference.” Id., Doc. 20, at

1. He further alleged that after he filed his complaint he was transferred from

LCF to the Sterling Correctional Facility (SCF), and that when he arrived at SCF,

the medical staff, after interviewing him about “not receiving required medication

[at LCF],” called Colorado Access “expressing the need to preform [sic] surgery

on [his] right shoulder.” Id. at 1-2. Mr. Sparks attached to the memorandum a

note showing that he was to be scheduled for shoulder surgery, and alleged that

                                         -7-
“[t]hrough a retaliatory action, [he was] receiving the much needed surgery,” id.

at 2. He argued that the assistance he received at the new prison showed that

Ms. Rittenhouse had refused “to fulfill her duties as a care handler” to him. Id.

Mr. Sparks stated: “A jury trial would bring forth evidence that it is the duty of

the [physician assistant] to secure medical treatment when necessary to the health

of the inmate.” Id.

      Ms. Rittenhouse responded to the June Motion to Amend by filing two

separate pleadings, one addressing amendment of the complaint and one

addressing Mr. Sparks’s argument in response to the motion to dismiss. On the

amendment issue Ms. Rittenhouse complained that Mr. Sparks had not included

an amended complaint with his motion to amend but argued that the motion

should be denied in any event because (1) it “[was] an attempt to escape a

possible ruling . . . grant[ing Ms. Rittenhouse’s] Motion to Dismiss,” id., Doc. 24,

at 2, and (2) it “alleges acts or conduct that [were] not even acts or conduct by

[Ms.] Rittenhouse and therefore [are] not relevant to the claims he has filed

against her,” id., at 3. On the subject of the motion to dismiss, Ms. Rittenhouse

addressed the merits and also argued that the deadline to file responses to the

motion to dismiss had long since passed.

      Mr. Sparks thereafter filed a document entitled “Motion to Amend Pleading

(FRCivP15)” (October Motion to Amend), id., Doc. 28, primarily to amend his

                                         -8-
prayer for relief to remove his request for surgery. No proposed complaint was

attached.

      The magistrate judge granted Mr. Sparks’s June Motion to Amend in a

minute order that simply stated that the matter before the court was Mr. Sparks’s

“Motion to Amend Pleading (CRCivP 15) Plaintiff’s Response to Defendant

Motion to Dismiss” and that the motion was granted. Id., Doc. 37. The minute

order was entered the same day the magistrate judge entered his recommendation.

      In his recommendation the magistrate judge noted Mr. Sparks’s repeated

use of the word negligence in regard to Ms. Rittenhouse’s actions and found that:

      [Mr. Sparks’s] allegations, at most, accuse [Ms.] Rittenhouse of
      negligence in failing to timely notify [Mr. Sparks] that Colorado
      Access denied his recommended surgery. These allegations fall far
      short of the factual allegations that are required to state a claim for
      deliberate indifference under the Eighth Amendment.

Id., Doc. 35, at 5-6. In a footnote the magistrate judge stated that Mr. Sparks

“amended his Response to the Motion to Dismiss” and then addressed the June

Motion to Amend. Id. at 5 n.3. The magistrate judge stated in regard to the

motion, “Although I do not consider allegations made for the first time in a

responsive pleading, I note that the amended response does not add any factual

allegations regarding whether [Ms.] Rittenhouse acted with deliberate

indifference. [Mr. Sparks] merely alleges that his medical condition was treated

differently by different medical personnel.” Id.

                                         -9-
      The magistrate judge recommended that Mr. Sparks’s complaint be

dismissed for failure to state a claim upon which relief could be granted, because

his “allegations, at most, accuse [Ms.] Rittenhouse of negligence in failing to

timely notify [Mr. Sparks] that Colorado Access denied his recommended

surgery.” Id. at 5. The magistrate judge also recommended that the October

Motion to Amend be denied as moot.

      Mr. Sparks filed objections to the magistrate judge’s recommendations,

reiterating his previous claims and thereby preserving them for appeal. Cf.

Sealock v. Colorado, 218 F.3d 1205, 1209 (10th Cir. 2000) (holding that failure to

object to magistrate judge’s recommendation waived issue on appeal). The

objections discussed the factual allegations supporting Mr. Sparks’s claims in

greater detail than had his previous pleadings. As to Ms. Rittenhouse’s state of

mind, Mr. Sparks asserted that he talked with Ms. Rittenhouse after he discovered

the denial of the surgery request and was told not only his surgery, but “all

medical treatments,” were being denied due to the events of September 11, 2001.

R., Doc. 38, at 2. He alleged that when he told her his “claim was legitimate,

[she] stated ‘People on the street don’t receive the medical treatment as inmates

do . . . [O]nce the economy recovers you’ll receive the surgery.” Id. (ellipses in

original). He said that she added that this could take “up to ten years.” Id.

Mr. Sparks claimed that the specialist told him that he “wanted to perform . . .

                                         -10-
surgery” but that it was not his responsibility to file appeals. Id. at 2-3.

Mr. Sparks also alleged that after his transfer, the physician’s assistant at SCF

made one phone call and that “within the next 90 days [Mr. Sparks] received the

needed and undu[ly] delayed surgery.” Id. at 4. Mr. Sparks alleged that the

“Objective Component” of his Eighth Amendment claim was satisfied by his

allegations that the orthopedic specialist recommended surgery and anti-

inflammatory medication and that the prescription recommendations “were not

followed by [Ms.] Rittenhouse,” id. at 5, but were followed by the physician

assistant at SCF, id. at 7. Mr. Sparks alleged that “the ‘Subjective Component’

[of his Eighth Amendment claim] was met by [Ms. Rittenhouse’s] discriminatory

comments” and specifically noted her statement that he “was luck [sic] because

people on the street did not receive medical treatment as inmates” Id. at 6.

      The district court considered the matters raised by Mr. Sparks’s objections

and found that they did not alter the court’s conclusion that Mr. Sparks’s

complaint failed to state a claim. It stated that “the sole indications in the

Complaint that [Ms. Rittenhouse] arguably ‘ignored’ [Mr. Sparks’s] needs” were

the allegations that (1) Ms. Rittenhouse “failed to schedule an appointment for

[Mr. Sparks with the specialist] after diagnosing [Mr. Sparks],” (2) “the

facility–although not necessarily [Ms. Rittenhouse]–failed to administer the

medication prescribed by the orthopedic specialist,” and (3) Ms. Rittenhouse

                                          -11-
failed to notify him “until 45 days into the 60-day appeal period” that the surgery

request had been denied. Id., Doc. 40, at 6-7. The district court adopted the

magistrate judge’s recommendation in full and dismissed the complaint on the

grounds that Mr. Sparks had “presented no more than three isolated incidents

arguably constituting negligence, occurring over a lengthy span of time in which

he was seen by several medical practitioners and received treatment on numerous

occasions,” id. at 8, and “[m]ost importantly . . . [t]he sole harm caused by

[Ms. Rittenhouse’s] alleged conduct was to shorten the amount of time

[Mr. Sparks] had to contemplate and file an appeal, not to deny him the

opportunity to appeal outright,” id. at 7-8. The district court also denied

Mr. Sparks’s October Motion to Amend as moot.

                            STANDARD OF REVIEW

      We review the dismissal of Mr. Sparks’s complaint de novo. Hunt v.

Uphoff, 199 F.3d 1220, 1223 (10th Cir. 1999). “In determining whether dismissal

is proper, we must accept the allegations of the complaint as true and we must

construe those allegations, and any reasonable inferences that might be drawn

from them, in the light most favorable to the plaintiff.” Id. (internal quotation

marks omitted). Also, we must liberally construe a pro se plaintiff’s allegations.

Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991) (“[I]f the court can

reasonably read the pleadings to state a valid claim on which the plaintiff could

                                         -12-
prevail, it should do so despite the plaintiff’s failure to cite proper legal authority,

his confusion of various legal theories, his poor syntax and sentence construction,

or his unfamiliarity with pleading requirements.”). We also look to the prison

grievances attached to the complaint. See Oxendine v. Kaplan, 241 F.3d 1272,

1275 (10th Cir. 2001) (“[I]n deciding a motion to dismiss pursuant to Rule

12(b)(6), a court may look both to the complaint itself and to any documents

attached as exhibits to the complaint.”). We then examine the allegations and

determine whether “it is obvious that the plaintiff cannot prevail on the facts he

has alleged and it would be futile to give him an opportunity to amend.” Id.

(internal quotation marks omitted). In other words, dismissal is proper only if “it

appears beyond doubt that the plaintiff can prove no set of facts in support of his

claim which would entitle him to relief.” Peterson v. Jensen, 371 F.3d 1199,

1201 (10th Cir. 2004) (internal quotation marks omitted).

                                      ANALYSIS

      The Eighth Amendment’s prohibition against cruel and unusual punishment

is violated when prison officials “act deliberately and indifferently to serious

medical needs of prisoners in their custody.” Hunt, 199 F.3d at 1224. Such a

claim has both an objective and a subjective component. Id. To satisfy the

objective component, a prisoner’s medical need must be sufficiently serious, a

standard that we have held is met when either a doctor has diagnosed the need as

                                          -13-
requiring treatment or the need is so obvious that even a lay person would

recognize the need for a doctor’s attention. Id. To satisfy the subjective

component, i.e., to show the requisite deliberate indifference, a prisoner must

establish that the defendant “knew [the prisoner] faced a substantial risk of harm

and disregarded that risk, by failing to take reasonable measures to abate it.” Id.

(internal quotation marks omitted). Although an Eighth Amendment claim

regarding medical treatment generally concerns a medical professional’s

deliberate indifference in failing to treat a prisoner’s serious medical condition

properly, it may also arise when a prison official acts with deliberate indifference

in preventing a prisoner from receiving treatment or denying him access to

medical personnel capable of evaluating the need for treatment. Sealock,

218 F.3d at 1211. Even if the official preventing treatment is a medical official,

the Eighth Amendment may be violated if the professional “knows that his [or

her] role in a particular medical emergency is solely to serve as a gatekeeper for

other medical personnel capable of treating the condition, and if he [or she]

delays or refuses to fulfill that . . . role due to deliberate indifference.” Id.

Causation is also a necessary element of a § 1983 claim of deliberate indifference.

Daniels v. Gilbreath, 668 F.2d 477, 488-89 (10th Cir. 1982).

      The complaint contained sufficient factual allegations to support the

objective component of the Eighth Amendment claim. Mr. Sparks alleged that he

                                           -14-
had a serious shoulder injury for which the specialist recommended surgery and

that the delay in receiving the surgery caused him considerable pain. Although “a

delay in medical care only constitutes an Eighth Amendment violation where the

plaintiff can show that the delay resulted in substantial harm,” such harm may be

shown by proof that considerable pain resulted from the delay. Garrett v.

Stratman, 254 F.3d 946, 950 (10th Cir. 2001) (internal quotation marks omitted).

We recognize that “not every twinge of pain suffered as the result of delay in

medical care is actionable,” Sealock, 218 F.3d at 1210, but Mr. Sparks’s

allegations of numerous requests for medical treatment because of pain and his

claims of loss of feeling, loss of grip, and “extreme pain,” R., Doc. 20, at 2,

sufficiently alleged substantial harm.

      Addressing the subjective prong and causation is less straightforward.

Although it is well-settled that Mr. Sparks ultimately must prove that

Ms. Rittenhouse acted with deliberate indifference, it is unclear precisely how

much he must plead. On one hand, we have said that a prisoner must allege facts,

not just conclusory statements. Hall, 935 F.2d at 1110. On the other, we have

ruled that civil rights claims need not be pleaded with any greater particularity

than other claims. See Currier v. Doran, 242 F.3d 905, 912-16 (10th Cir. 2001).

Regardless of the precise standard, however, we believe that the district court

erred in dismissing Mr. Sparks’s claim with prejudice because, at the least, “it

                                         -15-
would [not] be futile to give [Mr. Sparks] an opportunity to amend [his

complaint].” Oxendine, 241 F.3d at 1275 (internal quotation marks omitted).

Because the magistrate judge granted Mr. Sparks’s June Motion to Amend, it is

appropriate to consider the allegations in that pleading and its supporting

memorandum, together with his prior complaints, in determining whether he could

submit an adequate complaint. (For reasons that are not clear from the record, the

magistrate judge issued his recommendation to dismiss the complaint on the same

day that he granted the motion to amend, so, understandably, Mr. Sparks never

filed a further amended complaint.)

      Mr. Sparks alleged in his original complaint that Ms. Rittenhouse’s failures

were intentional and that she had “express[ed a] personal view of non-

incarcerated people not receiving [the same quality] medical treatment[] as

inmates.” R., Doc. 2, at 3. These allegations, when considered together with his

allegation that Ms. Rittenhouse told him incorrectly that he did not receive the

surgery due to the insurance company’s budgetary constraints from the terrorist

attacks on September 11, 2001, and his allegations regarding the failure to issue

him anti-inflammatory medication recommended by the orthopedic specialist, 3 the

3
      Although Mr. Sparks argues on appeal that Ms. Rittenhouse’s failure to
dispense anti-inflammatory medications to him was itself a violation of his Eighth
Amendment rights, Mr. Sparks did not exhaust his administrative remedies with
regard to such a claim through his prison grievances.

                                        -16-
delay in his receipt of notice that the surgery request had been denied, and the

ultimate failure to pursue an appeal on his behalf, discussed further below, could

support an inference that Ms. Rittenhouse was deliberately indifferent to his

plight. See Garrett, 254 F.3d at 950 (when considering deliberate indifference,

“[w]hether a prison official had the requisite knowledge of a substantial risk is a

question of fact subject to demonstration in the usual ways, including inference

from circumstantial evidence”). “The issue in reviewing the sufficiency of a

complaint is not whether the plaintiff will prevail, but whether the plaintiff is

entitled to offer evidence to support [his] claims.” Beedle v. Wilson, 422 F.3d

1059, 1063 (10th Cir. 2005) (internal quotation marks omitted).

      A closer question is whether Mr. Sparks has sufficiently alleged that the

delay in his surgery was caused by Ms. Rittenhouse. Although the magistrate

judge based his recommendation only on the ground that Mr. Sparks’s complaint

had not sufficiently pleaded deliberate indifference, the district court also found

that the complaint had not adequately pleaded causation because “[t]he sole harm

caused by [Ms. Rittenhouse’s failure to timely notify Mr. Sparks of the denial of

surgery ] was to shorten the amount of time [Mr. Sparks] had to contemplate and

file an appeal, not to deny him the opportunity to appeal outright.” 4 R., Doc. 40,

4
      The magistrate judge did specifically note, however, that Mr. Sparks
admitted that he learned of the denial of his surgery forty-five days into the sixty-
                                                                       (continued...)

                                         -17-
at 7-8. To be sure, Mr. Sparks’s initial complaint did not specifically allege that

Ms. Rittenhouse had the duty to appeal, perhaps because he did not know which

party had the duty to appeal. In the memorandum supporting his June Motion to

Amend, however, Mr. Sparks alleged that Ms. Rittenhouse’s counterpart at SCF,

after interviewing him about his “not receiving [the] required medication [at

LCF],” was able to call Colorado Access and quickly arrange for the surgery. Id.,

Doc. 20, at 2. Mr. Sparks argued that the assistance he received at the new prison

showed that Ms. Rittenhouse had “refus[ed] to fulfill her duties as a care handler

to [him].” Id. Mr. Sparks stated: “A jury trial would bring forth evidence that it

is the duty of the [physician assistant] to secure medical treatment when necessary

to the health of the inmate.” Id. In our view, these allegations show that

Mr. Sparks can file an amended complaint adequately alleging causation. The

gist of his contention, as it developed over time, is that Ms. Rittenhouse was the

gatekeeper both to the orthopedic specialist and the insurance company, and her

deliberate failure to fulfill that role was the cause of the delay in his receiving

surgery.

                                   CONCLUSION

4
 (...continued)
day appeal period. R., Doc. 35, at 5 n.2.

                                          -18-
        The order of the district court dismissing Mr. Sparks’s complaint is

VACATED. Because Mr. Sparks did not file a proposed amended complaint with

his June Motion to Amend, the case is REMANDED to the district court with

direction that Mr. Sparks be given 30 days to file an amended complaint.

Mr. Sparks’s Motion to File Supplemental Appendix is DENIED. Mr. Sparks’s

Motion to Proceed on Appeal Without Prepayment of Costs or Fees is

GRANTED, and he is reminded that he is obligated to continue making partial

payments toward the balance of his assessed fees and costs until they are paid in

full.

                                        ENTERED FOR THE COURT

                                        Harris L Hartz
                                        Circuit Judge

                                         -19-