Court Opinion

ID: 2759237
Source: CourtListenerOpinion
Date Created: 2014-12-10 16:05:36.084589+00
Date Added: 2024-06-11T08:49:45.714707
License: Public Domain

Pursuant to Ind. Appellate Rule 65(D), this
Memorandum Decision shall not be
regarded as precedent or cited before any
court except for the purpose of
establishing the defense of res judicata,
collateral estoppel, or the law of the case.

ATTORNEY FOR APPELLANT:                          ATTORNEY FOR APPELLEE:

KRISTIN A. MULHOLLAND                            ROSEANN P. IVANOVICH
LeBlanc & Mulholland, LLC                        Law Office of Roseann P. Ivanovich
Crown Point, Indiana                             Merrillville, Indiana

                               IN THE
                     COURT OF APPEALS OF INDIANA

IN THE MATTER OF                                 )
THE PATERNITY OF K.B.:                           )
                                                 )           Dec 10 2014, 10:04 am

B.C.,                                            )
                                                 )
        Appellant-Petitioner,                    )
                                                 )
               vs.                               )      No. 45A04-1404-JP-199
                                                 )
K.B.,                                            )
                                                 )
        Appellee-Respondent.                     )

                      APPEAL FROM THE LAKE SUPERIOR COURT
                      The Honorable Thomas L. Ryan, Judge Pro Tempore
                              Cause No. 45D06-1308-JP-1366

                                    December 10, 2014

                MEMORANDUM DECISION – NOT FOR PUBLICATION

BAKER, Judge
       In this case, the trial court held a custody hearing at which B.C. (Mother) testified

and K.B. (Father) presented no evidence, though his attorney presented argument.

Following that hearing, the trial court modified the previous child custody order and

awarded full legal and physical custody to Father. Mother is appealing the modification

order. We vacate the trial court’s order and remand for a full evidentiary hearing.

                                         FACTS

       Mother and Father are the parents of K.B., who was born on March 18, 2006. On

August 9, 2013, the State of Indiana filed a petition to establish paternity. On September

23, 2013, paternity was established in Father. Mother filed a motion for custody of K.B.

and child support in the paternity proceeding. Tr. p. 4. The issue of custody, about

which Mother and Father disagreed, was transferred to another magistrate.

       On February 13, 2013, an initial hearing on custody was held, and a judge pro

tempore entered a temporary order of custody, pursuant to which the parents shared joint

legal and physical custody. Mother and Father were to transfer K.B. back and forth on a

weekly basis. Mother lives in Gary and Father lives in Portage. K.B. was enrolled in

school in Portage, and Mother struggled to pay for the gas to transport K.B. to and from

school when he was with her. Mother believed that the Portage school was better than

the schools in Gary, however, so she did not ask that K.B. transfer to a Gary school.

       On March 28, 2014, a different judge pro tempore held a custody hearing at which

Mother appeared pro se and Father was represented by counsel. At the hearing, Mother

testified—though she was not under oath—and Father’s attorney made representations

                                             2
about what Father’s witnesses would testify to. Father did not testify, and presented no

evidence. At the close of the evidence, the trial court granted sole legal and physical

custody to Father. The trial court further ordered that Mother would have parenting time

pursuant to the Indiana Parenting Time Guidelines. The trial court did not issue findings

of fact or conclusions of law in its custody order. Mother now appeals.

                             DISCUSSION AND DECISION

       Initially, we observe that the trial court’s order regarding custody could either be

treated as an initial custody order or as a custody modification order. Either way, we

review the trial court’s order for an abuse of discretion. See Kirk v. Kirk, 770 N.E.2d

304, 307 (Ind. 2002) (applying abuse of discretion standard to a custody modification

order); Pitcavage v. Pitcavage, 11 N.E.3d 547, 553 (Ind. Ct. App. 2014) (applying abuse

of discretion standard to an initial custody order).

       The rules and standards to be applied by the trial court, however, differ for an

initial custody order versus a custody modification order. Based on the record before us,

we are unable to determine which set of rules should apply. There are factual matters

that must be established to make this determination. See Hughes v. Rogusta, 830 N.E.2d

898, 901 (Ind. Ct. App. 2005) (finding that the custody modification standard did not

apply where the father did not acquiesce in the mother’s custody but immediately filed to

establish paternity and determine custody after the mother moved out); In re Paternity of

Winkler, 725 N.E.2d 124, 128 (Ind. Ct. App. 2000) (holding that a custody modification

standard applied when the mother had custody of an out-of-wedlock child for twelve

                                              3
years because “the same concerns about stability and continuity present in sole and joint

custody modifications are present”).

       In the hearing at issue, Mother testified that she has always been in K.B.’s life. Tr.

p. 13. She also testified that she has been taking care of him through his life and ensuring

he went to all doctor’s appointments. Id. at 27. Father’s attorney represented that Father

“has always had the child,” but presented no evidence to support that assertion. Id. at 10.

This record provides an insufficient basis to determine the circumstances of K.B.’s life

before paternity was established and before the temporary custody order was entered. As

a result, we cannot determine whether the trial court should have treated this as an initial

custody request or a modification of custody request.

       Moreover, regardless of the nature of the custody order, there is an incurable

dearth of evidence in the record supporting it. Father presented absolutely no evidence at

this hearing. It is well established that argument of counsel is not evidence that can be

considered by the trial court in making factual determinations. El v. Beard, 795 N.E.2d

462, 467 (Ind. Ct. App. 2003). Father’s attorney summarized what he anticipated his

witnesses would testify to if called to the stand. The trial court questioned, “Now how

are these witnesses going to help me if I hear their testimony?” To which counsel

responded, “Well, if at this point, Judge—you’re a seasoned judge, so I mean—I think we

pretty much told you everything we would expect them to say.” Tr. p. 24. None of the

witnesses—including Father—actually testified. As a result, Mother was unable to cross-

examine them or present her own evidence to rebut their testimony.

                                             4
       We infer from the trial court’s statements at this hearing that it ruled as it did

because it concluded that if Mother had physical custody of K.B., she would remove him

from the Portage school and enroll him in a school in Gary.             Mother’s testimony,

however, was precisely opposite of this conclusion:

           “[The Portage school] is the best school. I have [to] agree that that’s the best
            school for him, because I enrolled him there ever since he was in
            Kindergarten.” Tr. p. 21.

           “I feel that [the Portage school]’s the best school for him, not to live in Gary
            or go to that school.” Id.

           “. . . I said [to Father] okay, I agree that he can go in [sic] Portage School, but
            could you just help me with gas. That’s it.” Id. at 22.

           “. . . Kyle Elementary in Portage, which is a great school for my child.” Id.
            at 23.

           The Court: “And am I hearing that the same circumstances still exist that if
            you have sole legal custody, you’re going to have to travel from Gary over to
            Portage?” Mother: “And that’s what I do—and that’s what I’ve been
            doing.” Id.

           The Court: “So, you’re going to change the school?” Mother: “No, I still
            agree—because I don’t want to be selfish. It’s not about me, it’s about the
            child.” Id. at 26.

           “[Inaudible] for the wellbeing of my child, which I said was the Portage
            School, so I’m willing to go there, if I have to every day.” Id.

Mother appeared pro se at this hearing and at times had difficulty articulating her

arguments, but she was consistent throughout the hearing that she intended to allow K.B.

to continue attending school in Portage. And as Father presented no evidence at this

hearing, there is nothing in the record to rebut Mother’s statements.

                                              5
         Our Supreme Court has criticized the summary resolution of a custody

modification proceeding without an evidentiary hearing where witnesses were available

to be sworn in and cross-examined. Wilson v. Myers, 997 N.E.2d 338, 340-41 (Ind.

2013).    The Wilson Court’s description of the proceedings below in that case are

strikingly similar to the case at issue herein:

           No mention [in the trial court’s order] is made of whether this
           modification is in the best interests of [the children], nor is there any
           mention of a substantial change in any of the factors enumerated in
           Indiana Code § 31–17–2–8 [regarding custody orders]. And whether
           such explicit findings are required or not—and without reducing the
           importance of the statutory considerations to just talismanic magic
           words in a trial court order—considering the proceedings leading up
           to the order, we cannot even infer support for such findings.

           None of the witnesses at the [custody] hearing were sworn or cross-
           examined; none of the documents introduced—if there were any—
           were admitted through any foundation or examination of reliability.
           No courtroom formalities (and few civilities) seem to have been
           observed at all. Parties, attorneys, counselors, and the judge talked
           freely, interrupted, and questioned each other without any semblance
           of order or procedure. The trial court made reference to looking at
           “the whole picture” in making its decision, but provided no insight
           into what was contained in that picture before simply announcing
           that it planned to grant Myers’s motion to modify custody. . . . And
           nothing in the transcript of the hearing relates to any of the factors
           enumerated in Section 31–17–2–8, so we cannot safely assume that
           they were considered.

           Myers argues that Wilson effectively waived any right to protest this
           process by signing the release authorizing the court to directly
           contact the counselors, not insisting that the witnesses be sworn, and
           not filing a motion requesting specific findings of fact and law. But
           we must be mindful that even if Wilson—and Myers—waived their
           right to confrontation and formal cross-examination of witnesses,
           and consented to an unorthodox and summary procedure, the
           interests of the two critical individuals in the case—A.W. and
           B.W.—were not separately represented at the hearing. So even if
                                              6
           the transcript did not clearly reflect Wilson requesting an evidentiary
           hearing and a second in-camera interview—which he did—we
           would be loathe to use that “waiver” as a cure-all to remediate a
           process defective in protecting the two individuals most at-risk in
           this venture.

           In short, what we are now faced with on appeal is an order directing
           one parent to hand over two children to another parent with no
           mention or hint that doing so is in accordance with the Indiana Code.
           And the only support for this order is the transcript of what seems to
           be little more than an unorganized shouting match labeled as an
           “evidentiary hearing.” To issue such an order was therefore an
           abuse of discretion.

Id. at 340-42 (emphases added, internal citations and footnotes omitted); see also

Krampen v. Krampen, 997 N.E.2d 73, 83 n.5 (Ind. Ct. App. 2013) (noting that “[w]hile

we understand the desire of the attorneys and the trial court for expediency and

efficiency, these concerns must yield to the proper presentation and admission, not oral

summation, of all evidence needed to arrive at the correct conclusion”).

       In this case, as in Wilson, no witnesses were sworn or cross-examined, no

documents were introduced, and no courtroom formalities were observed. The trial court

frequently interrupted Mother when she was speaking and treated her without respect or

courtesy throughout the proceeding.1 See, e.g., tr. p. 7 (trial court, to Mother, “well I’m

going to wind you up and see what you have to say, how’s that?”); id. at 30 (“You’re not

listening to me at all. I’m wasting my breath. We’re done.”). The trial court made no

mention of the Indiana Code or the statutory factors that must be considered in making a

1
  We caution the trial court to be respectful to all litigants, witnesses, and attorneys appearing
before it in the future.
                                                7
custody order, whether it be an initial order or a modification order. The custody order

itself likewise offers no enlightenment.

       We echo our Supreme Court’s advice in Wilson:

           while summary proceedings—when properly agreed to—can be
           beneficial in deciding matters of custody and parenting time to
           minimize the negative impact on the children, such summary
           proceedings may be less appropriate where the parties are vigorously
           contesting every facet of the process and appear incapable of
           approaching these decisions in a civil or cooperative manner. In
           such cases, we encourage trial courts to utilize the formal procedures
           embodied in the Indiana Trial Rules to maintain a level of control
           and decorum that keeps the litigation process from turning into a
           mud-slinging argument and preserves the rights of all involved.

997 N.E.2d at 342. Given the lack of evidence presented and the overall tone of the

hearing, we vacate the trial court’s custody order and remand for a full expedited

evidentiary hearing.

       Without condoning the custody order, we acknowledge that K.B. has been living

with Father on a full-time basis since the order was issued.              To minimize further

disruption to K.B.’s life, we order this status quo to continue until further order of the

trial court.   See id. (holding that “the current living arrangement was not properly

established, but at this point it is what it is and it is our obligation, in the best interests of

the children, not to exacerbate the problem or to encourage the practice followed here”).

       The judgment of the trial court is vacated and remanded for an expedited

evidentiary hearing.

MAY, J., and BARNES, J., concur.

                                                8