Court Opinion

ID: 9373488
Source: CourtListenerOpinion
Date Created: 2023-02-22 16:05:22.854414+00
Date Added: 2024-06-11T17:16:48.508107
License: Public Domain

UNITED STATES OF AMERICA
                        MERIT SYSTEMS PROTECTION BOARD

     DORIS J. CRUZ,                                  DOCKET NUMBER
                         Appellant,                  NY-0752-16-0218-I-1

                  v.

     UNITED STATES POSTAL SERVICE,                   DATE: August 15, 2022
                   Agency.

             THIS FINAL ORDER IS NONPRECEDENTIAL 1

           Alberto Ortiz, San Juan, Puerto Rico, for the appellant.

           Anthony V. Merlino, Esquire, New York, New York, for the agency.

                                           BEFORE

                               Cathy A. Harris, Vice Chairman
                                Raymond A. Limon, Member
                                 Tristan L. Leavitt, Member

                                       FINAL ORDER

¶1         The appellant has filed a petition for review of the initial decision, which
     dismissed for lack of jurisdiction her involuntary disability retirement appeal.
     Generally, we grant petitions such as this one only when: the initial decision
     contains erroneous findings of material fact; the initial decision is based on an

     1
        A nonprecedential order is one that the Board has determined does not add
     significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
     but such orders have no precedential value; the Board and administrative judges are not
     required to follow or distinguish them in any future decisions. In contrast, a
     precedential decision issued as an Opinion and Order has been identified by the Board
     as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
                                                                                       2

     erroneous interpretation of statute or regulation or the erroneous application of
     the law to the facts of the case; the administrative judge’s rulings during either
     the course of the appeal or the initial decision were not consistent with required
     procedures or involved an abuse of discretion, and the resulting error affected the
     outcome of the case; or new and material evidence or legal argument is available
     that, despite the petitioner’s due diligence, was not available when the record
     closed. Title 5 of the Code of Federal Regulations, section 1201.115 ( 5 C.F.R.
     § 1201.115). After fully considering the filings in this appeal, we conclude that
     the petitioner has not established any basis under section 1201.115 for granting
     the petition for review.    Therefore, we DENY the petition for review and
     AFFIRM the initial decision, which is now the Board’s final decision. 5 C.F.R.
     § 1201.113(b).
¶2        The following facts are undisputed. The appellant was employed by the
     Post Office as a Distribution and Window Clerk.         Initial Appeal File (IAF),
     Tab 11, Initial Decision (ID) at 2. She applied for disability retirement on June 1,
     2015. Id. Her last day in pay status was October 2, 2014. Id. On October 31,
     2015, she filed a formal complaint of discrimination with her agency’s Equal
     Employment Opportunity (EEO) office alleging that: (1) on May 22, 2015, she
     received a fitness-for-duty letter, and (2) beginning on June 26, 2015, and
     continuing, management delayed the process of her medical forms, prolonging her
     return to work.   Id.   Shortly thereafter, on November 13, 2015, the Office of
     Personnel Management (OPM) approved her disability retirement application. Id.
¶3        On January 21, 2016, an EEO Services Analyst notified the appellant that
     her EEO complaint was amended to include the claim that, as a result of ongoing
     harassment based on retaliation for prior EEO activity, she was subjected to
     abusive behavior, humiliation, embarrassment, surveillance, and public tantrums,
     which forced her to retire effective November 13, 2015.         Id.   The appellant
     exercised her right to file a mixed-case appeal with the Board on April 20, 2016,
     after 120 days from the filing date of her formal complaint lapsed without a final
                                                                                        3

     agency decision on her EEO complaint.          IAF, Tab 1 at 6, 9.   She alleged on
     appeal that she was forced into disability retirement by management’s abusive
     conduct and retaliation. IAF, Tab 1 at 6.
¶4         The administrative judge issued a jurisdiction order, which informed the
     appellant that retirements generally are presumed to be voluntary actions that are
     not appealable to the Board. IAF, Tab 5. In the order, the administrative judge
     set forth the criteria for establishing Board jurisdiction over an involuntary
     disability retirement action.    Id. at 3-4.   The order also set forth the general
     jurisdictional test for an involuntary retirement action. Id. The administrative
     judge explained that, to be entitled to a jurisdictional hearing, the appellant was
     required to make a nonfrivolous allegation that her claim of involuntary disability
     retirement was within the Board’s jurisdiction or her appeal would be dismissed.
     Id.   The administrative judge also ordered the appellant to file evidence and
     argument establishing that the Board has jurisdiction over her appeal. Id. The
     appellant and the agency filed timely responses. IAF, Tabs 9-10.
¶5         In responding to the order, the appellant provided an affidavit stating that
     she was diagnosed with depressive disorder and Post-Traumatic Stress Disorder
     (PTSD) associated with the military duties that she performed in 1990 and 2003,
     and that her mental conditions and other physical conditions resulted in her
     having to apply for leave under the Family Medical Leave Act, light duties, and a
     reasonable accommodation. IAF, Tab 9 at 14. She also alleged that she applied
     for disability retirement involuntarily because of mental disability, “resulting
     [from] and aggravated by the hostile work environment at the Fajardo Postal
     Unit.” Id. at 5, 14. In support of her claim, she listed several incidents that
     allegedly occurred between January 12, 2012, and May 4, 2015, which she
     claimed resulted in her decision to retire. 2 ID at 6.

     2
       In her affidavit, the appellant swore that: (1) she filed an EEO complaint on
     January 24, 2012, because she was denied light duty; (2) on September 20, 2012, her
     supervisor called her into the office and indicated that she was unproductive; (3) on
                                                                                          4

¶6         The appellant also provided a report from the psychiatrist who treated her
     once a month for 9 months, beginning after her last day in pay status. IAF, Tab 9
     at 17-19. The psychiatrist listed the appellant’s diagnosed conditions as PTSD
     and a major, recurrent, and severe depressive disorder.             Id. at 19.     The
     psychiatrist noted that the appellant felt harassed by her boss and believed that
     her boss was trying to fire her. Id. The psychiatrist further noted, inter alia, that
     the appellant had delusional thoughts of being followed or looked at and that her
     thoughts revolved around her current work situation and how it affected her. Id.
     The psychiatrist nonetheless described the appellant’s mental insight and
     judgment as good, and she prescribed medications to treat the appellant’s mental
     disorders. Id. The psychiatrist offered no opinion on whether the appellant’s
     mental conditions were related to or exacerbated by her work situation. Id.
¶7         The administrative judge dismissed the appeal for lack of jurisdiction,
     without holding the requested hearing. ID at 1. The administrative judge found
     that the appellant failed to make a nonfrivolous allegation that her disability
     retirement was coerced and involuntary.       ID at 9-10.    Assuming the incidents
     alleged by the appellant were true, the administrative judge found that the agency
     did not impose the terms of her retirement. ID at 8-9. The administrative judge
     found that the alleged intolerable work conditions raised by the appellant were
     generally not so intolerable as to compel a reasonable person to retire,
     considering the lapse in time between the events the appellant listed as having

     March 6, 2014, the Postmaster stood close to her and “consistently observ[ed] her;”
     (4) on September 9 and 19, 2014, the Postmaster looked for her in the bathroom ; (5) on
     September 16, 2014, she was denied union representation and was subjected to an
     internal investigation; (6) on November 1, 2014, her supervisor refused to sign a CA-2
     form until he called the Postmaster; (7) on November 7, 2014, the supervisor refused to
     give the appellant’s friend a copy of the appellant’s PS Form 3971; and (8) from
     April 30 through May 4, 2015, she received various letters with the same information
     for a pre-disciplinary interview for failure to be regular in attendance. IAF, Tab 9
     at 5-6.
                                                                                              5

      contributed to her decision to apply for disability retirement and the date on
      which she actually applied for it. ID at 8-10.
¶8             The administrative judge also found that the appellant failed to
      nonfrivolously allege that there was a link between the agency’s improper acts in
      2012 and 2014 and her June 2015 disability retirement application, because she
      failed to allege how the incidents she identified in her affidavit caused or
      exacerbated      the   medical   conditions   underlying      her   disability retirement
      application. Id. The administrative judge found, moreover, that the appellant
      failed     to   make   a   nonfrivolous   allegation   that   the   agency denied     her
      accommodation. 3 Id. Based on the foregoing, the administrative judge dismissed
      the appeal for lack of jurisdiction. ID at 10.
¶9             The appellant filed a petition for review of the initial decision. Petition for
      Review (PFR) File, Tab 1. The agency responded in opposition to her petition.
      PFR File, Tab 3.
¶10            Generally, the Board lacks the authority to review an employee’s decision
      to retire, which is presumed to be a voluntary act. Brown v. U.S. Postal Service,
      115 M.S.P.R. 609, ¶ 9, aff’d, 469 F. App’x 852 (Fed. Cir. 2011). However, an
      appellant may overcome the presumption of voluntariness by showing that her
      retirement was the product of misinformation or deception by the agency, or of
      coercive acts by the agency, such as intolerable working conditions or the
      unjustified threat of an adverse action. SanSoucie v. Department of Agriculture,
      116 M.S.P.R. 149, ¶ 14 (2011).            An appellant is entitled to a jurisdictional
      hearing over an alleged involuntary retirement only if she makes a nonfrivolous

      3
        The Board generally limits its jurisdiction over allegedly involuntary disability
      retirement claims to cases wherein the agency improperly denied an appellant’s request
      for accommodation. Vaughan v. Department of Agriculture, 116 M.S.P.R. 493, ¶ 12
      (2011). In responding to the show cause order on jurisdiction, the appellant stated the
      Postmaster agreed to provide her with reasonable accommodations on April 17, 2012,
      during a mediation process. IAF, Tab 9 at 26. The administrative judge found that the
      appellant failed to raise a nonfrivolous allegation that the agency failed to provide her
      with accommodation. ID at 9.
                                                                                          6

      allegation casting doubt on the presumption of voluntariness.           Id., ¶ 16.
      Nonfrivolous allegations of Board jurisdiction are allegations of fact that, if
      proven, could show Board jurisdiction over the matter at issue. Id.
¶11         To establish involuntariness on the basis of coercion, an employee must
      show that: the agency effectively imposed the terms of her retirement; she had no
      realistic alternative but to retire; and her retirement was the result of improper
      acts by the agency. Id. “[T]he fact than an employee is faced with an unpleasant
      situation or that her choice is limited to two unattractive options does not make
      [her] decision any less voluntary.” Staats v. U.S. Postal Service, 99 F.3d 1120,
      1124 (1996).       The touchstone of the “voluntariness” analysis is whether,
      considering the totality of the circumstances, f actors operated on the employee’s
      decision-making process that deprived her of freedom of choice.             Id.   The
      “totality of the circumstances” test is measured by an objective standard rather
      than by the employee’s purely subjective evaluation. Heining v. General Services
      Administration, 68 M.S.P.R. 513, 520 (1995).
¶12         The appellant’s sole argument on review is that the administrat ive judge
      should have analyzed whether her working environment was intolerable from the
      perspective of someone with the same mental condition as herself.           PFR File,
      Tab 1 at 3.    However, the appellant’s mental condition reflects her subjective
      perspective, which is not the measure of the voluntariness of a retirement based
      on   alleged   intolerable   working   conditions.    See    Gregory   v.    Federal
      Communications Commission, 84 M.S.P.R. 22, ¶ 14 (1999) (finding that, although
      the appellant’s increasing frustration led her to believe that she could only
      remedy her situation by resigning, an employee’s subjective evaluation is not the
      measure of the voluntariness of a resignation based on alleged intolerable work
      conditions), aff’d, 232 F.3d 912 (Fed. Cir. 2000) (Table).
¶13         We find that the appellant has failed to show that the administrative judge
      erred in dismissing this alleged involuntary disability retirement appeal for lack
      of jurisdiction.    The applicable law and the record evidence support the
                                                                                      7

administrative judge’s finding that, based on the totality of the circumstances, the
appellant failed to raise a nonfrivolous allegation of jurisdiction over her
involuntary disability retirement appeal.       See ID at 3-10; IAF, Tab 9.         We
therefore discern no reason to disturb these explained findings.        See Crosby v.
U.S. Postal Service, 74 M.S.P.R. 98, 106 (1997) (finding no reason to disturb the
administrative judge’s findings when she considered the evidence as a whole,
drew appropriate inferences, and made reasoned conclusions); Broughton v.
Department of Health & Human Services, 33 M.S.P.R. 357, 359 (1987) (same).

                         NOTICE OF APPEAL RIGHTS 4
      You may obtain review of this final decision. 5 U.S.C. § 7703(a)(1). By
statute, the nature of your claims determines the time limit for seeking such
review and the appropriate forum with which to file.             5 U.S.C. § 7703(b).
Although we offer the following summary of available appeal rights, the Merit
Systems Protection Board does not provide legal advice on which option is most
appropriate for your situation and the rights described below do not represent a
statement of how courts will rule regarding which cases fall within their
jurisdiction.   If you wish to seek review of this final decision, you should
immediately review the law applicable to your claims and carefully follow all
filing time limits and requirements. Failure to file within the applicable time
limit may result in the dismissal of your case by your chosen forum.
      Please read carefully each of the three main possible choices of review
below to decide which one applies to your particular case. If you have questions
about whether a particular forum is the appropriate one to review your case, you
should contact that forum for more information.

4
  Since the issuance of the initial decision in this matter, the Board may have updated
the notice of review rights included in final decisions. As indicated in the notice, the
Board cannot advise which option is most appropriate in any matter.
                                                                                          8

      (1) Judicial review in general. As a general rule, an appellant seeking
judicial review of a final Board order must file a petition for review with the U.S.
Court of Appeals for the Federal Circuit, which must be received by the court
within 60 calendar days of the date of issuance of this decision.                 5 U.S.C.
§ 7703(b)(1)(A).
      If you submit a petition for review to the U.S. Court of Appeals for the
Federal   Circuit,   you   must   submit    your   petition    to   the   court    at   the
following address:
                              U.S. Court of Appeals
                              for the Federal Circuit
                             717 Madison Place, N.W.
                             Washington, D.C. 20439

      Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particula r
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
      If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.

      (2) Judicial   or    EEOC    review     of   cases      involving   a   claim      of
discrimination. This option applies to you only if you have claimed that you
were affected by an action that is appealable to the Board and that such action
was based, in whole or in part, on unlawful discrimination. If so, you may obtain
judicial review of this decision—including a disposition of your discrimination
claims—by filing a civil action with an appropriate U.S. district court (not the
U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you
                                                                                  9

receive this decision.     5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems
Protection Board, 582 U.S. ____ , 137 S. Ct. 1975 (2017).          If you have a
representative in this case, and your representative receives this decision before
you do, then you must file with the district court no later than 30 calendar days
after your representative receives this decision. If the action involves a claim of
discrimination based on race, color, religion, sex, national origin, or a disabling
condition, you may be entitled to representation by a court-appointed lawyer and
to waiver of any requirement of prepayment of fees, costs, or other security. See
42 U.S.C. § 2000e-5(f) and 29 U.S.C. § 794a.
      Contact information for U.S. district courts can be found at their respective
websites, which can be accessed through the link below:
      http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.
      Alternatively, you may request review by the Equal Employment
Opportunity Commission (EEOC) of your discrimination claims only, excluding
all other issues. 5 U.S.C. § 7702(b)(1). You must file any such request with the
EEOC’s Office of Federal Operations within 30 calendar days after you receive
this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case,
and your representative receives this decision before you do, then you must file
with the EEOC no later than 30 calendar days after your representative receives
this decision.
      If you submit a request for review to the EEOC by regular U.S. mail, the
address of the EEOC is:
                         Office of Federal Operations
                  Equal Employment Opportunity Commission
                               P.O. Box 77960
                          Washington, D.C. 20013

      If you submit a request for review to the EEOC via commercial delivery or
by a method requiring a signature, it must be addressed to:
                                                                                     10

                            Office of Federal Operations
                     Equal Employment Opportunity Commission
                                 131 M Street, N.E.
                                   Suite 5SW12G
                             Washington, D.C. 20507

      (3) Judicial     review     pursuant   to   the   Whistleblower       Protection
Enhancement Act of 2012. This option applies to you only if you have raised
claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or
other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D).
If so, and your judicial petition for review “raises no challenge to the Board’s
disposition of allegations of a prohibited personnel practice described in se ction
2302(b) other than practices described in section 2302(b)(8), or 2302(b)(9)(A)(i),
(B), (C), or (D),” then you may file a petition for judicial review either with the
U.S. Court of Appeals for the Federal Circuit or any court of appeals of
competent jurisdiction. 5   The court of appeals must receive your petition for
review within 60 days of the date of issuance of this decision.               5 U.S.C.
§ 7703(b)(1)(B).
      If you submit a petition for judicial review to the U.S. Court of Appeals for
the Federal Circuit, you must submit your petition to the court at the
following address:
                                 U.S. Court of Appeals
                                 for the Federal Circuit
                                717 Madison Place, N.W.
                                Washington, D.C. 20439

5
   The original statutory provision that provided for judicial review of certain
whistleblower claims by any court of appeals of competent jurisdiction expired on
December 27, 2017. The All Circuit Review Act, signed into law by the President on
July 7, 2018, permanently allows appellants to file petitions for judicial review of
MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals
for the Federal Circuit or any other circuit court of appeals of competent jurisdiction.
The All Circuit Review Act is retroactive to November 26, 2017. Pub. L. No. 115 -195,
132 Stat. 1510.
                                                                              11

      Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
      If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.
      Contact information for the courts of appeals can be found at their
respective websites, which can be accessed through the link below:
      http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.

FOR THE BOARD:                            /s/ for
                                          Jennifer Everling
                                          Acting Clerk of the Board
Washington, D.C.