Court Opinion

ID: 5090393
Source: CourtListenerOpinion
Date Created: 2021-10-01 15:21:41.698539+00
Date Added: 2024-06-11T08:20:35.900833
License: Public Domain

FILED
                                                                                 October 1, 2021
                              STATE OF WEST VIRGINIA                             EDYTHE NASH GAISER, CLERK

                            SUPREME COURT OF APPEALS                             SUPREME COURT OF APPEALS
                                                                                     OF WEST VIRGINIA

State of West Virginia,
Plaintiff Below, Respondent

vs.) No. 20-0900 (Wood County 19-F-156)

Jeremy Michael Phipps,
Defendant Below, Petitioner

                               MEMORANDUM DECISION

       Petitioner Jeremy Michael Phipps, by counsel Joseph W. McFarland Jr., appeals the
October 13, 2020, order of the Circuit Court of Wood County sentencing him to an indeterminate
term one to ten years of incarceration. The State of West Virginia, by counsel Patrick Morrisey and
Holly M. Flanigan, filed a response in support of the circuit court’s order.

        This Court has considered the parties’ briefs and the record on appeal. The facts and legal
arguments are adequately presented, and the decisional process would not be significantly aided
by oral argument. Upon consideration of the standard of review, the briefs, and the record
presented, the Court finds no substantial question of law and no prejudicial error. For these
reasons, a memorandum decision affirming the circuit court’s order is appropriate under Rule 21
of the Rules of Appellate Procedure.

        In May of 2019, petitioner was indicted on one count of breaking and entering, in violation
of West Virginia Code § 61-3-12, and one count of misdemeanor destruction of property, in
violation of West Virginia Code § 61-3-30(a). In June of 2019, the prosecutor who presented
petitioner’s charges to the grand jury moved to voluntarily disqualify himself from the
proceedings. The circuit court granted the motion and appointed a special prosecutor.

         Petitioner moved to dismiss the indictment in March of 2020. According to the motion, the
building that petitioner was alleged to have unlawfully entered was used as a law office. According
to petitioner, one of the partners of this law practice had a political affiliation with the prosecutor
who presented the case to the grand jury and signed petitioner’s indictment. Petitioner did not
include any legal authority to support his position that the indictment should be dismissed on these
grounds. The circuit court heard argument on petitioner’s motion in April of 2020. Petitioner
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argued that the prosecutor’s disqualification should have extended to the grand jury proceedings as
well, but petitioner, again, failed to cite any authority in support of his position. The circuit court
denied the motion.

        In August of 2020, petitioner agreed to plead guilty to one count of breaking and entering,
and the State agreed to dismiss the remaining charge. Notably, as part of his agreement, petitioner
agreed that he “retain[ed] his appellate rights and rights to collaterally attack his sentence only
with respect to any sentence imposed that is more severe than [the statutory penalty], but otherwise
any right of appeal of the sentence imposed by the Court is hereby waived.” Furthermore,
petitioner, with the assistance of counsel, prepared forms in support of his plea of guilty. Therein,
petitioner asserted, in writing, that he fully understood his right to challenge the circuit court’s
pre-trial rulings and that he understood he was waiving this right by entering a guilty plea:

       52. Do you know and understand that you have the right to challenge and test, in
       this court and in the Supreme Court, any errors in all trial and pre-trial proceedings?
       [A handwritten “YES” follows.]

       53. (a) Has your attorney . . . explained to you that by pleading “Guilty” you waive
       all constitutional rights and provisions of the law just discussed? [A handwritten
       “YES” follows.]

               ....

       54. Do you know and understand that by pleading “Guilty” you waive all these
       provisions of the law and constitutional rights available to you, that you will be
       convicted of the crime(s) you are pleading guilty to, and that you will be subjected
       to the maximum sentence provided by law, upon your plea of guilty alone, without
       further proceedings? [A handwritten “YES” follows.]

        The circuit court held a plea hearing in August of 2020 and engaged petitioner in a plea
colloquy. As part of this colloquy, petitioner again acknowledged that he had “the right to
challenge and test in this [c]ourt, and in the Supreme Court, any errors in all trial and pre-trial
proceedings” and that by pleading guilty he was waiving this right. Based on its questioning and
his answers, the circuit court concluded that petitioner understood his rights and that he
knowingly, voluntarily, and intelligently waived those rights. Accordingly, the circuit court found
petitioner guilty of one count of breaking and entering. Finally, in October of 2020, the circuit
court sentenced petitioner to an indeterminate term of one to ten years of incarceration. Petitioner
now appeals the circuit court’s October 13, 2020, sentencing order.

        Petitioner’s sole assignment of error on appeal is that the circuit court abused its discretion
in denying his motion to quash the indictment and dismiss it with prejudice. Petitioner reiterates
his argument below that the prosecutor’s disqualification should have applied at the grand jury
stage of the proceeding, and the prosecutor’s failure to disqualify himself at this stage renders the
indictment defective.

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       In reviewing challenges to a circuit court’s order regarding a motion to dismiss an
indictment, we employ the following standard of review:

               This Court’s standard of review concerning a motion to dismiss an
       indictment is, generally, de novo. However, in addition to the de novo standard,
       where the circuit court conducts an evidentiary hearing upon the motion, this
       Court’s “clearly erroneous” standard of review is invoked concerning the circuit
       court’s findings of fact.

Syl. Pt. 1, State v. Grimes, 226 W. Va. 411, 701 S.E.2d 449 (2009).

        We have held that a “defendant waives significant constitutional rights by entering into a
plea agreement.” State ex rel. Forbes v. Kaufman, 185 W. Va. 72, 77, 404 S.E.2d 763, 768 (1991).
“If any principle is well settled in this State, it is that in the absence of special circumstances, a
guilty plea waives all antecedent constitutional and statutory violations save those with
jurisdictional consequences.” State v. Greene, 196 W. Va. 500, 505, 473 S.E.2d 921, 926 (1996).
“When a criminal defendant has solemnly admitted in open court that he is in fact guilty of the
offense with which he is charged, he may not thereafter raise independent claims relating to the
deprivation of constitutional rights that occurred prior to the entry of the guilty plea.” Tollett v.
Henderson, 411 U.S. 258, 267 (1973). In sum, once a criminal defendant waives constitutional
rights, “he cannot be heard to complain thereafter.” Call v. Mckenzie, 159 W. Va. 191, 196, 220
S.E.2d 665, 669 (1975).

       Here, petitioner waived and forfeited his right to appeal the circuit court’s denial of his
motion to quash the indictment by failing to enter a conditional guilty plea that would have
preserved the issue for appellate review. 1 See State v. Legg, 207 W. Va. 686, 690 n.7, 536 S.E.2d
110, 114 n.7 (2000)(“When a defendant unconditionally and voluntarily pleads guilty to an
offense, the defendant generally waives nonjurisdictional objections to a circuit court’s rulings,
and therefore cannot appeal those questions to a higher court.”). As petitioner waived his right to
appeal this error by pleading guilty unconditionally, we decline to address the issue in this
memorandum decision. 2

       1
        Rule 11(a) of the West Virginia Rules of Criminal Procedure addresses pleas generally
and includes an express provision regarding conditional guilty pleas, which reads as follows:

       (2) Conditional pleas. With the approval of the court and the consent of the state, a
       defendant may enter a conditional plea of guilty or nolo contendere, reserving in
       writing the right, on appeal from the judgment, to review of the adverse
       determination of any specified pretrial motion. A defendant who prevails on appeal
       shall be allowed to withdraw the plea.

       2
           We briefly consider petitioner’s reliance on Farber v. Douglas, 178 W. Va. 491, 361

                                                                                      (continued . . .)
                                                  3
       For the foregoing reasons, we find no error in the circuit court’s October 13, 2020, order.

                                                                                          Affirmed.

ISSUED: October 1, 2021

CONCURRED IN BY:

Chief Justice Evan H. Jenkins
Justice Elizabeth D. Walker
Justice Tim Armstead
Justice John A. Hutchison
Justice William R. Wooton

S.E.2d 456 (1985), which is the only case that he cites in support of his argument on appeal.
Farber is distinguishable from these facts as the prosecutor in Farber had “a direct interest [in the
prosecution of the defendant] and [was] personally implicated [in the alleged events.]” Id. at 494,
361 S.E.2d at 459. Petitioner even admits on appeal that the prosecutor in this case “did not have a
direct interest in the subject of the indictment [but] his former campaign officer did.” Petitioner
cites to no authority that broadens the holding of Farber to individuals without a “direct interest”
in the prosecution.

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