Court Opinion

ID: 3153561
Source: CourtListenerOpinion
Date Created: 2015-11-10 18:07:26.986439+00
Date Added: 2024-06-11T11:56:56.984275
License: Public Domain

[Cite as State v. Montgomery, 2015-Ohio-4652.]

                                    IN THE COURT OF APPEALS

                           TWELFTH APPELLATE DISTRICT OF OHIO

                                         CLERMONT COUNTY

STATE OF OHIO,                                   :

        Plaintiff-Appellee,                      :      CASE NO. CA2015-03-028

                                                 :            OPINION
   - vs -                                                      11/9/2015
                                                 :

WILLIAM H. MONTGOMERY,                           :

        Defendant-Appellant.                     :

            CRIMINAL APPEAL FROM CLERMONT COUNTY MUNICIPAL COURT
                             Case No. 2014 CRB 05567

D. Vincent Faris, Clermont County Prosecuting Attorney, Nicholas Horton, 76 South
Riverside Drive, 2nd Floor, Batavia, Ohio 45103, for plaintiff-appellee

R. Daniel Hannon, Clermont County Public Defender, Robert F. Benintendi, 302 East Main
Street, Batavia, Ohio 45103, for defendant-appellant

        RINGLAND, J.

        {¶ 1} Defendant-appellant, William Montgomery, appeals from his assault conviction

in the Clermont County Municipal Court.          For the reasons stated below, we reverse

Montgomery's conviction.

        {¶ 2} In November 2014, a complaint was filed alleging Montgomery had assaulted

Samuel Seal. The complaint stemmed from a fight that occurred between Montgomery and
                                                                 Clermont CA2015-03-028

Seal at Montgomery's home. A bench trial was held where Montgomery asserted he acted in

self-defense. The state's witnesses, Seal and his wife, Casey Seal, testified that Seal went

to Montgomery's home looking for Casey, a recovering heroin addict. According to the

state's version of events, Seal believed Casey was going to Montgomery's house to buy

drugs. Once Seal got to the house, he knocked on the door, the door opened, and he went

into the home. Immediately upon Seal entering the home, Montgomery began punching

Seal, body slammed him into the ground, and called out for his gun so he could shoot him.

When the fighting ceased, Seal left the residence. Denzel Anspach, a man who works for

Montgomery, tackled Seal, held his head down in the snow, and told him he would let him up

if he promised to leave.

      {¶ 3} In contrast, defense witnesses, Montgomery and his wife, testified that Casey is

in an abusive relationship with Seal and she went to Montgomery's house that morning

because Seal had hurt her. They explained that Seal broke through the locked door of the

house and angrily entered, shaking his fists. Montgomery stated that he asked Seal to leave

and pointed to the front door. Seal grabbed Montgomery's arm and shoved it down and the

two men began to fight. During the fight, Anspach came to help Montgomery and grabbed

Seal, drug him outside, and told Seal he would let him up if he promised to leave.

Montgomery and his wife denied that Casey was looking for drugs and explained that

Montgomery's wife is a former employee at the Clermont Recovery Center and has helped

Casey over the years with her drug addiction.

      {¶ 4} After the conclusion of the evidence, the trial court rejected Montgomery's claim

of self-defense and found him guilty of assault. The court noted that the two sides presented

conflicting evidence regarding many issues, but ultimately found Montgomery's self-defense

claim must fail because he used excessive force. The court stated, "[a]t the point there is

excessive force used there is no valid self-defense. When unnecessary force is used there's

                                             -2-
                                                                 Clermont CA2015-03-028

no valid self-defense." Montgomery was sentenced to 180 days in jail with 170 days

suspended.

      {¶ 5} Montgomery now appeals, asserting two assignments of error for review. As

they are related, we will discuss Montgomery's assignments of error together.

      {¶ 6} Assignment of Error No. 1:

      {¶ 7} THE TRIAL COURT ERRED IN ENTERING A FINDING OF GUILTY

BECAUSE SUCH VERDICT WAS AGAINST THE MANIFEST WEIGHT OF THE

EVIDENCE.

      {¶ 8} Assignment of Error No. 2:

      {¶ 9} THE TRIAL COURT ERRED IN APPLYING AN "EXCESSIVE FORCE"

STANDARD IN FINDING APPELLANT GUILTY.

      {¶ 10} Montgomery challenges his assault conviction and argues the trial court should

have found him not guilty because he acted in self-defense. Montgomery presents two

arguments (1) his assault conviction is against the manifest weight of the evidence and (2)

the court erroneously applied an "excessive force" standard in determining whether he acted

in self-defense. We begin by discussing whether the court used the appropriate self-defense

legal standard.

                                    Self-Defense Law

      {¶ 11} Montgomery maintains that the self-defense statute codifying the castle

doctrine, R.C. 2901.05(B), allows individuals to use any type of defensive force whatsoever

against those unlawfully intruding into the individual's residence or vehicle. Consequently,

Montgomery argues the trial court erred in reasoning his self-defense claim failed because he

used excessive force.

      {¶ 12} Montgomery's argument involves interpreting R.C. 2901.05. The interpretation

                                             -3-
                                                                      Clermont CA2015-03-028

of a statute is a matter of law. State v. Mullin, 12th Dist. Clermont No. CA2012-06-043,

2014-Ohio-764, ¶ 15. "The primary goal of statutory interpretation is to ascertain and give

effect to the legislature's intent in enacting the statute." Id. at ¶ 13, citing State v. Hairston,

101 Ohio St.3d 308, 2004-Ohio-969, ¶ 11. A court must look to the plain language of the

statute to determine the intent. Id. "When the statute's meaning is unambiguous and

definite, we apply the statute as written and no further interpretation is necessary." Id.

       {¶ 13} Self-defense is an affirmative defense and the defendant bears the burden of

both going forward with the evidence and proving the elements by a preponderance of the

evidence. R.C. 2901.05(A). However, under the castle doctrine, a defendant does not have

the burden to prove the elements of self-defense when he acts against a person unlawfully

entering his home. Specifically, R.C. 2901.05(B)(1) provides:

                  * * * a person is presumed to have acted in self-defense or
                  defense of another when using defensive force that is
                  intended or likely to cause death or great bodily harm to
                  another if the person against whom the defensive force is
                  used is in the process of unlawfully and without privilege to
                  do so entering, or has unlawfully and without privilege to do
                  so entered, the residence or vehicle occupied by the
                  person using the defensive force.

The presumption does not apply if the victim had a right to be in or is a lawful resident of the

residence or vehicle, or if the person who uses the defensive force was unlawfully and

without privilege to be in the residence or vehicle. R.C. 2901.05(B)(2)(a) and (b). The

presumption is rebuttable by a preponderance of the evidence. R.C. 2901.05(B)(3)(a).

       {¶ 14} We disagree with Montgomery's interpretation of R.C. 2901.05(B)(1) as

providing that an individual can use any type of force against another intruding into his home

without consideration of the reasonableness of the force or the threat imposed. The statute

does state that an individual is presumed to have acted in self-defense when using force

"intended or likely to cause death or great bodily harm to another." R.C. 2901.05(B)(1). We

                                                -4-
                                                                    Clermont CA2015-03-028

interpret this provision as providing that a defendant's use of force will always initially be

presumed reasonable. However, we do not interpret this provision as providing that a

defendant may use deadly force in every situation against an intruder. Instead, as discussed

below, the state may rebut this presumption by showing the defendant's use of force was not

necessary or reasonable under the circumstances. See State v. Bundy, 4th Dist. Pike No.

11CA818, 2012-Ohio-3934, ¶ 57 (R.C. 2901.05(B) not license to kill; instead provides

amount of defensive force presumptively reasonable).

       {¶ 15} While R.C. 2901.05(B)(3)(a) provides that the self-defense presumption is

rebuttable by a preponderance of the evidence, it does not specify the means by which the

state may rebut the presumption. We interpret the statute to permit the state to rebut the

presumption by establishing by a preponderance of the evidence the elements of a self-

defense claim were not met. See State v. Edwards, 1st Dist. Hamilton No. C-110773, 2013-

Ohio-239, ¶ 9; Bundy at ¶ 49-50; State v. Hadley, 3d Dist. Marion No. 9-11-30, 2013-Ohio-

1942, ¶ 62. The elements of self-defense are (1) the defendant was not at fault in creating

the situation giving rise to the affray, (2) the defendant had a bona fide belief that he was in

imminent danger of death or great bodily harm and that his only means of escape from such

danger was in the use of such force, and (3) the defendant did not violate any duty to retreat

or avoid danger. State v. Barnes, 94 Ohio St.3d 21, 24 (2002).

       {¶ 16} There is no duty to retreat in one's own home, and therefore, in the present

case, the state could not rebut the presumption by establishing this evidence.             R.C.

2901.09(B); State v. Thomas, 77 Ohio St.3d 323, 327 (1997). The second element of self-

defense involves determining whether the defendant's use of force was "reasonably

necessary to repel the attack" or in other words, whether the defendant used excessive force.

State v. Ray, 12th Dist. Butler No. CA2012-10-213, 2013-Ohio-3671, ¶ 30.

                                              -5-
                                                                    Clermont CA2015-03-028

       {¶ 17} Because the assault occurred in Montgomery's home, the state could rebut the

self-defense presumption by proving that Montgomery's use of force was not reasonably

necessary to repel the attack. Consequently, the trial court did not misinterpret the law in

reasoning that Montgomery's self-defense claim could not succeed because he used

"excessive force" against Seal. Having concluded that Montgomery used excessive force,

the trial court essentially found that the state successfully rebutted the presumption of self-

defense. Therefore, the trial court did not apply an incorrect legal standard in concluding that

Montgomery's use of excessive force prohibited his self-defense claim.            However, as

discussed below, we find the trial court's factual findings are against the manifest weight of

the evidence.

                                       Manifest Weight

       {¶ 18} Montgomery argues his assault conviction is against the manifest weight

because the state's evidence was not credible. A manifest weight of the evidence challenge

examines the "inclination of the greater amount of credible evidence, offered at a trial, to

support one side of the issue rather than the other." State v. Thompkins, 78 Ohio St.3d 380,

387 (1997); State v. Glover, 12th Dist. Brown No. CA2015-01-002, 2015-Ohio-3707, ¶ 29.

To determine whether a conviction is against the manifest weight of the evidence, the

reviewing court must look at the entire record, weigh the evidence and all reasonable

inferences, consider the credibility of the witnesses, and determine whether in resolving the

conflicts in the evidence, the trier of fact clearly lost its way and created such a manifest

miscarriage of justice that the conviction must be reversed and a new trial ordered.

Thompkins at 387, citing State v. Martin, 20 Ohio App.3d 172, 175 (1st Dist.1983). While

appellate review includes the responsibility to consider the credibility of witnesses and weight

given to the evidence, these issues are primarily matters for the trier of fact to decide. Glover

at ¶ 29. An appellate court, therefore, will overturn a conviction due to the manifest weight of

                                               -6-
                                                                  Clermont CA2015-03-028

the evidence only in extraordinary circumstances when the evidence presented at trial weighs

heavily in favor of acquittal. Thompkins at 387, citing Martin at 175.

       {¶ 19} Montgomery was convicted of assault in violation of R.C. 2903.13(A), which

provides, "[n]o person shall knowingly cause or attempt to cause physical harm to another * *

*."   Whoever violates this section is guilty of a first-degree misdemeanor.            R.C.

2903.13(C)(1). As stated above, there is a presumption of self-defense when an accused

uses defensive force that is intended or likely to cause death or great bodily harm against a

person who is in the process of unlawfully and without privilege entering a residence

occupied by the accused. R.C. 2901.05(B)(1). The state may rebut this presumption by

proving by a preponderance of the evidence that (1) the accused was at fault in creating the

violent situation, or (2) the accused did not have a bona fide belief that he was in imminent

danger of death or great bodily harm or that his only means of escape was the force used.

       {¶ 20} In the present case, Montgomery was presumed to have acted in self-defense

against Seal because Seal entered into his home unlawfully and without privilege. After

careful examination of the record, we find the state failed to rebut the presumption of self-

defense afforded to Montgomery because the testimony of the state's witnesses, Seal and

Casey, was so impractical and illogical that it rendered their testimony not credible. For

instance, Seal and Casey explained that Seal entered into the home because the door

"swung open" after he knocked on the door. Seal stated that he knocked on the door in a

normal manner and the door "swung all the way open" and he believed "somebody had

answered the door." Casey testified similarly and hypothesized that the door completely

opened because it was not latched.

       {¶ 21} Additionally, Seal and Casey stated that once Seal walked into the home,

Montgomery jumped up and immediately started attacking him. The couple testified that the

assault was extensive; Montgomery slammed Seal into the ground, got on top of him, choked

                                             -7-
                                                                      Clermont CA2015-03-028

him, punched him in the face, and called out for his wife to get his gun so he could shoot

Seal in the head. Casey and Seal offered no explanation as to why Montgomery would

suddenly, without provocation, severely assault Seal. According to Seal's and Casey's

testimony at trial, Seal had been to Montgomery's property before and on that morning,

calmly walked into the home and asked for his wife. Seal also testified that he was unable to

fight off Montgomery even though he was several years younger and larger than him.

       {¶ 22} Lastly, the state's evidence regarding Anspach's involvement was also illogical.

Casey stated that after the altercation ended and the couple was outside the home and

leaving the property, Anspach attacked Seal from behind, held his head down in the snow,

and asked Seal, "If I let you up, Sam, are you just going to leave?" It is illogical that Anspach

would tackle Seal once he had already left the home in order to make Seal promise that he

would leave. Montgomery's version of the same incident was that Anspach pulled Seal off

him during the fight and ejected him from the home. Anspach had Seal by the shirt collar

and told him he would only let him go if he got off the property.

       {¶ 23} In finding the state's witnesses not credible, we recognize that it is the primary

responsibility of the trier of fact to decide issues of witness credibility and the weight given to

the evidence. However, in this case, the trial court largely avoided making credibility

determinations as it did not determine which side was more credible regarding Seal's right to

be in the home, how the door opened, if Seal was told to leave, and the first aggressor in the

fight. To the extent the trial court's decision found the state's witnesses credible, we find this

to be in error. Viewing the testimony of the state's witnesses regarding these three incidents,

we find collectively they reveal the state's rebuttal evidence was based on impractical and

illogical testimony. Consequently, the state failed to rebut the self-defense presumption

afforded to Montgomery. Therefore, Montgomery was presumed to have acted in self-

defense and Montgomery's assault conviction is against the manifest weight of the evidence.

                                                -8-
                                                                 Clermont CA2015-03-028

                                        Conclusion

      {¶ 24} Montgomery's second assignment of error is overruled. The trial court did not

apply an incorrect legal standard in considering whether Montgomery used excessive force

during the assault to preclude Montgomery's self-defense claim under R.C. 2901.05(B)(1).

When a defendant is presumed to have acted in self-defense pursuant to R.C.

2901.05(B)(1), the state may rebut the self-defense presumption by establishing by a

preponderance of the evidence the elements of a self-defense claim have not been met.

      {¶ 25} Montgomery's first assignment of error is sustained. Montgomery's assault

conviction is against the manifest weight of the evidence because the state failed to present

credible evidence at trial to rebut the presumption of self-defense afforded to Montgomery.

Montgomery's conviction is reversed and vacated.

      {¶ 26} Judgment reversed, Montgomery's conviction is vacated, and Montgomery is

hereby discharged.

      S. POWELL, P.J., and HENDRICKSON, J., concur.

                                             -9-