Court Opinion

ID: 221607
Source: CourtListenerOpinion
Date Created: 2011-07-22 15:50:09+00
Date Added: 2024-06-11T17:28:51.060339
License: Public Domain

NONPRECEDENTIAL DISPOSITION
                             To be cited only in accordance with
                                     Fed. R. App. P. 32.1

              United States Court of Appeals
                                  For the Seventh Circuit
                                  Chicago, Illinois 60604

                                  Submitted July 20, 2011*
                                   Decided July 22, 2011

                                           Before

                             RICHARD A. POSNER, Circuit Judge

                             MICHAEL S. KANNE, Circuit Judge

                             DAVID F. HAMILTON, Circuit Judge

No. 10-3043

MARVEL THOMPSON,                                 Appeal from the United States District
                                                 Court for the Northern District of Illinois,
    Plaintiff-Appellant,
                                                 Eastern Division.

       v.                                        No. 08 C 1294

UNITED STATES OF AMERICA,                        Elaine E. Bucklo,
     Defendant-Appellee.                         Judge.

                                         ORDER

       When police officers arrested Marvel Thompson in 2004 for his drug activities with
the Black Disciples street gang, they also seized approximately $320,000 (and other
property). For reasons that are unclear, the government did not attempt to have the seized
money forfeited. In a lawsuit separate from the now-concluded criminal case, Thompson
moved under Fed. R. Crim. P. 41(g) for the return of his money. The district court ruled that
Thompson regained ownership of the money as of March 4, 2008, the date he filed the
motion, but the government could retain custody of the cash until the IRS resolved a

       *
        After examining the appellant’s brief and the record, we have concluded that oral
argument is unnecessary. Thus, the appeal is submitted on the briefs and the record. See
FED. R. APP. P. 34(a)(2)(C).
No. 10-3043                                                                            Page 2

pending tax dispute with Thompson. Thompson appeals, and, because we conclude that the
court properly allowed the government to retain custody of the funds, we affirm.

       Following the arrest that led to the seizure of the money and property, Thompson
pleaded guilty without a plea agreement to one count of conspiracy to distribute cocaine,
crack cocaine, heroin, and marijuana, see 21 U.S.C. §§ 841, 846. The court conducted the plea
colloquy after a brief, off-the-record recess during which Thompson, his counsel, and the
government discussed the details of his intended plea. Then, under oath at the plea colloquy
and while alongside his counsel, Thompson answered “No” when the court asked, “Have
there been any promises that have been, that have been made to you to cause you to plead
guilty?” The district court completed the colloquy, accepted the guilty plea, and sentenced
Thompson to 540 months’ imprisonment and a $100,000 fine.

        Three years later, the government had not returned the $320,000 or pursued
forfeiture of those assets, so Thompson filed a motion under Fed. R. Crim. P. 41(g) seeking
the return of the cash and other property seized. Rule 41(g) authorizes a court to return
seized property to its owner, but it “may impose reasonable conditions to protect access to
the property and its use in later proceedings.” In the motion Thompson made the unsworn
assertion that, during the brief recess before the plea colloquy, the prosecutor had promised
“to abandon its forfeiture count,” thereby relinquishing the government’s interest in the
cash. The district court held the motion in abeyance until we resolved Thompson’s appeal of
his criminal sentence. After we affirmed Thompson’s sentence, the district court concluded
that, because Thompson had not paid over $98,000 of his fine, the government had a
continuing interest in “at least as much of the seized funds as is necessary to cover the
outstanding amount of Thompson’s fine.” It also concluded that the government had an
interest in the seized funds to cover a jeopardy assessment of unpaid federal taxes, interest,
and penalties, which together totaled about $220,000. A jeopardy assessment exists when
the IRS, believing that collecting a declared tax deficiency will be jeopardized by delay,
demands immediate payment. 26 U.S.C. § 6861. Accordingly, the district court considered
these funds “as belonging to Thompson as of March 4, 2008," but allowed the government
to retain possession until the tax dispute between Thompson and the IRS is resolved.

        On appeal, Thompson argues that the district court erred by allowing the
government to keep possession of the seized money. He does not argue that a jeopardy
assessment is an invalid reason for allowing the government to retain possession of
disputed funds. Rather, he contends that the IRS relinquished any claim to the cash because
the prosecutor orally promised to forego forfeiture of the funds, which Thompson believes
binds all federal agencies (including the IRS). But Thompson submitted no evidence, such
as a sworn declaration, of the supposed promise. Nor does he explain away his sworn
testimony at the plea colloquy that the prosecutor made no promises to him. “[A] motion
that can succeed only if the defendant committed perjury at the plea proceedings may be
rejected out of hand unless the defendant has a compelling explanation for the
contradiction.” United States v. Peterson, 414 F.3d 825, 827 (7th Cir. 2005). In his reply,
Thompson attempts an explanation, but it is not effective: He swore that the government
made “no promises” to him because he intended to plead guilty to just some of the facts
No. 10-3043                                                                               Page 3

alleged against him. But Thompson does not contend that, when he assured the court that
the prosecutor made no promises to him, he was confused, under duress, or suffered from
some disability; absent such assertions, his assurance of “no promises” remains valid. See
United States v. Oliver, 630 F.3d 397, 414 (5th Cir. 2011); Tovar Mendoza v. Hatch,. 620 F.3d
1261, 1269 (10th Cir. 2010); Hutchings v. United States, 618 F.3d 693, 699 (7th Cir. 2010). Thus,
without any reason to question the legitimacy of the IRS’s interest in the funds, the district
court did not abuse its discretion, which is the controlling standard, United States v. De La
Mata, 535 F.3d 1267, 1279 (11th Cir. 2008); Stevens v. United States, 530 F.3d 502, 506 (7th Cir.
2008), in declining to return possession of the funds to Thompson.

        Even if the prosecutor had made an enforceable oral promise to drop the forfeiture
count, it does not follow that this promise extinguished the IRS’s separate interest in the
funds. A prosecutor’s agreement will not bind more than the office of the United States
Attorney unless the promise explicitly contemplates “a broader restriction.” United States v.
Rourke, 74 F.3d 802, 807 n.5 (7th Cir. 1996) (citing United States v. Annabi, 771 F.2d 670, 672
(2d Cir. 1985)). But Thompson himself characterizes the promise as requiring the prosecutor
only “to abandon its forfeiture count.” On those limited terms, the promise says nothing
about any other agency (much less another unrelated proceeding) and therefore cannot bind
the IRS. See also Rourke, 74 F.3d at 810 (noting that the plaintiff has not provided any
statutory authority or case law suggesting that the prosecution can bind the FAA); United
States v. Gebbie, 294 F.3d 540, 549-50 (3d Cir. 2002).

        Thompson argues that the district court also erred in deeming the funds to belong to
him as of March 4, 2008, when he filed his motion. He contends that the proper date is
October 4, 2004 (when the government deposited the funds in an interest-bearing account,
no longer considering it evidence) or March 29, 2005 (when he claims that the government
orally promised to drop the forfeiture count). But the district court properly concluded that
the seized money is deemed to have been revested in Thompson “as of the date that the
[Rule 41(g)] motion should have been granted,” and the earliest date that his motion could
have been granted is March 4, 2008, the date on which he filed it. In re Search of 2847 East
Higgins Road, Elk Grove Village, Ill., 390 F.3d 964, 966 (7th Cir. 2004).

                                                                                    AFFIRMED.