Court Opinion

ID: 4362065
Source: CourtListenerOpinion
Date Created: 2019-01-25 16:51:51.739893+00
Date Added: 2024-06-11T14:48:27.589444
License: Public Domain

In The
                              Court of Appeals
                     Seventh District of Texas at Amarillo
                             ________________________

                                  No. 07-17-00059-CV
                              ________________________

                          JOE DRAY RUSHING, APPELLANT

                                            V.

                          THE STATE OF TEXAS, APPELLEE

                          On Appeal from the 137th District Court
                                  Lubbock County, Texas
               Trial Court No. 2016-522,855; Honorable Les Hatch, Presiding

                                     January 23, 2019

                            MEMORANDUM OPINION
                  Before QUINN, C.J., and CAMPBELL and PIRTLE, JJ.

       This is a restricted appeal following a default judgment. Raising four issues,

Appellant, Joe Dray Rushing, contends (1) he has met the requirements necessary for a

restricted appeal, (2) the trial court erred in entering a default judgment because service

of process was not conducted in strict compliance with Rule 99 of the Texas Rules of Civil
Procedure, (3) the evidence is legally insufficient to support the forfeiture of coins seized,

and (4) the evidence is legally insufficient to support the forfeiture of guns seized. We

affirm the judgment of the trial court.

        BACKGROUND

        On October 13, 2016, Appellee, the State of Texas, instituted a forfeiture

proceeding against Rushing pursuant to the provisions of chapter 59 of the Texas Code

of Criminal Procedure contending that certain personal property seized by the Lubbock

Police Department on September 22, 2016, was contraband subject to foreclosure.1 That

same day, a deputy district clerk of the Lubbock County District Clerk’s Office issued

citation to be served on Rushing at 7601 Canton Ave., Lubbock, Texas. An Officer’s

Return, attached to the original citation, filed with the Lubbock County District Clerk’s

Office on October 19, 2016, indicates that the citation, with the Plaintiff’s Original Notice

of Seizure and Intended Forfeiture and First Request for Discovery attached, was served

on Rushing at 11:00 a.m., on October 14, 2016, at 1901 Texas Ave., Lubbock, Texas.

        On Monday, November 14, 2016, the State of Texas presented to the trial court a

Motion for Default Judgment. Affixed to the motion were copies of (1) Plaintiff’s Original

         1 An inventory of the personal property seized, attached to Plaintiff’s Original Notice of Seizure and

Intended Forfeiture and First Request for Discovery, lists the following property: (1) one SAR 1, semi-
automatic 7.62 assault rifle with magazines, serial number S1-38905-2001, (2) one Anderson AM-15, semi-
automatic .223 caliber assault rifle with magazines, serial number 14208F14, (3) one Colt Python, .357
magnum pistol with a four-inch barrel, engraved, serial number 61760, (4) one Colt Python, .357 magnum
pistol with a six-inch barrel, serial number 67674E, (5) one Smith & Wesson Texas Rangers Ed., .357
magnum pistol with case and knife, serial number TR368, (6) 3,611 rounds of 7.62 mm rifle ammunition,
(7) 2,048 rounds of .223 rifle ammunition, (8) three American coin sets, (9) three Wild West coin sets, (10)
one U.S. Silver Dollar coin set, (11) one NRA coin set, (12) nine silver dollars, (13) ten $1.00 gold coins,
(14) five rare 50-cent pieces, (15) six rare coins, (16) ten rare nickels, (17) seven rare dimes, (18) one rare
penny, (19) eighty-eight 50-cent pieces, (20) twelve rare $2.00 bills, (21) one Liberty gun safe, and (22) two
Canon camera lenses.
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Notice of Seizure and Intended Forfeiture and First Request for Discovery, (2) the Seizure

Affidavit of Detective Walter Scott, (3) a schedule of seized property, and (4) the original

Search Warrant leading to the seizure of the property. The court’s file also contained the

original citation with return of service. No further evidence was presented. Thereafter,

on that date, the trial court entered a Default Judgment finding that the property in

question was contraband and forfeiting Rushing’s interest in said property to the State of

Texas “to be distributed in accordance with the inter-local agreement between the

LUBBOCK       COUNTY       DISTRICT      ATTORNEY        and    the   LUBBOCK        POLICE

DEPARTMENT in the manner prescribed by Section 59.06, Texas Code of Criminal

Procedure.” Rushing did not timely file a notice or appeal, a request for findings of fact

and conclusions of law, or any other post-judgment motions.

       On February 10, 2017, Appellant filed his Notice of Appeal with the Lubbock

County District Clerk. Following a series of procedural maneuvers not relevant to the

disposition of this matter, this court construed that notice as a notice of restricted appeal.

See TEX. R. APP. P. 25.1(d)(7), 30.

       RESTRICTED APPEALS

       In order to prevail on a restricted appeal, Rushing must establish that: (1) he filed

notice of the restricted appeal within six months after the judgment was signed; (2) he

was a party to the underlying lawsuit; (3) he did not participate in the hearing that resulted

in the judgment being complained of; (4) he did not timely file any notice of appeal, post-

judgment motion, or request for findings of fact and conclusions of law; and (5) the error

being complained of is apparent on the face of the record. See Alexander v. Lynda’s

                                              3
Boutique, 134 S.W.3d 845, 848 (Tex. 2004). As to issues two, three, and four, only the

last element is at issue in this proceeding.

       Here, the State does not contest the fact that Rushing filed a notice of appeal within

six months after the judgment was signed, that he was a party to the underlying lawsuit

and he did not participate in the hearing that resulted in the judgment being complained

of, and that he did not timely file a notice of appeal, request for findings of fact and

conclusions of law, or any other post-judgment motion. In fact, the State does not even

contest whether the claimed error is apparent on the face of the record. What the State

contests is whether Rushing’s complaints amount to error at all.

       ANALYSIS

       By his first issue, Rushing contends he has met the procedural requirements to file

a restricted appeal. Because the State does not contest that issue, it is moot.

       As to Rushing’s second issue, he contends defective service of process is error

apparent on the face of the record. Specifically, he contends the service of process in

this proceeding is defective because it does not strictly comply with the provisions of the

Texas Rules of Civil Procedure. More specifically, he contends the citation did not contain

the verbatim language mandated by Rule 99, subsection (c) of the Texas Rules of Civil

Procedure. See TEX. R. CIV. P. 99(c). In particular, Rushing claims the notice contained

in the citation as served differed from the notice mandated by Rule 99(c).

       The discrepancies between the notice as mandated and the notice as given are,

perhaps, best illustrated by this side-by-side comparison:

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  Texas Rules of Civil Procedure, Rule 99(c):                         Citation Issued:

 You have been sued. You may employ an                 You have been sued. You may employ an
 attorney. If you or your attorney do not file a       attorney. If you or your attorney do not file a
 written answer with the clerk who issued this         written answer with the clerk of the court who
 citation by 10:00 a.m. on the Monday next             issued this citation by 10:00 10 o’clock a.m.
 following the expiration of twenty days after         on the Monday next following the expiration of
 you were served this citation and petition, a         20 (twenty) days after you were have been
 default judgment may be taken against you.            served with this citation and petition, Original
                                                       Notice of Seizure and Intended Forfeiture
                                                       and First Request for Discovery, a default
                                                       judgment may be taken against you.

                                                       (Additions italicized and deletions struck-
                                                       through).

       In order for a default judgment to withstand a direct attack via a restricted appeal,

strict compliance with the rules governing the issuance and service of process must

affirmatively appear on the face of the record. See PNS Stores, Inc. v. Rivera, 379
S.W.3d 267, 274 (Tex. 2012); Primate Const. Inc. v. Silver, 884 S.W.2d 151, 152 (Tex.

1994). In the context of a restricted appeal, this rule is so strictly followed that there are

no presumptions in favor of valid issuance, service, and return of citation from no-answer

default judgments. Mc Phase II Owner, LLC v. TI Shopping Ctr., LLC, 477 S.W.3d 489,

491 (Tex. App.—Amarillo 2015, no pet.) (citing Fid. & Guar. Ins. Co. v. Drewery Constr.

Co., 186 S.W.3d 571, 573 (Tex. 2006) (per curiam)).

       Therefore, turning our attention to the arguments at hand, the question is: does

“strict compliance” require that the notice actually given be verbatim to the notice required

by Rule 99(c)? As can be seen from the side-by-side comparison above, the notice

contained in the citation as issued differs from the notice mandated by Rule 99(c) in five

ways: (1) the citation refers to the clerk of the court; whereas, Rule 99(c) refers simply to

                                                   5
the clerk; (2) the citation states the time deadline as 10 o’clock; whereas, Rule 99(c) refers

to the time as 10:00 a.m.; (3) the citation refers to the expiration of 20 (twenty) days;

whereas, Rule 99(c) refers to twenty days; (4) the citation references when you . . . were

served; whereas Rule 99(c) references when you . . . have been served; and (5) the

citation refers to service of the Original Notice of Seizure and Intended Forfeiture and

First Request for Discovery; whereas Rule 99(c) simply refers to the petition. Relying on

Becker v. Russell, 765 S.W.2d 899, 901 (Tex. App.—Austin 1989, no writ), Rushing

contends that “virtually any deviation will be sufficient to set aside the default judgment in

a restricted appeal.” Becker, however, did not involve a mere difference in style or word

choice. In Becker, the record showed that the appellant was not served a copy of the trial

court’s order of substituted service, a condition specifically required by the trial court. The

Austin Court of Appeals reasoned that any deviation from the express terms of the order

authorizing substituted service of citation warranted reversal of the default judgment

based upon that service.

       Here, we are faced with five minor deviations amounting to nothing more than style

and the clerk’s choice of words. Nothing was lost in translation. The clerk of the court is

the clerk who issued citation regardless of the additional surplusage. Likewise, 10 o’clock

a.m. is the same as 10:00 a.m. to any English-speaking person capable of understanding

Arabic numbers. Similarly, no one is confused by the difference between twenty and (20)

twenty. In the context of this notice, the difference between were and have been is

nothing more than a grammatical preference with no change in the meaning or concept

of the notice being given. And, finally, the difference between the word petition and the

actual title of the petition itself, Original Notice of Seizure and Intended Forfeiture and
                                              6
First Request for Discovery, is nothing more than a pellucid substitution of names. Taken

individually or together, there is nothing significant about these discrepancies. They are

not misleading, inaccurate, or incongruous. “Even strict compliance does not require

such absolute obeisance to the minutest detail.” See Herbert v. Greater Gulf Coast

Enters., 915 S.W.2d 866, 871 (Tex. App.—Houston [1st Dist.] 1995, no writ). See also

Williams v. Williams, 150 S.W.3d 436, 443-44 (Tex. App.—Austin 2004, pet. denied).

Therefore, as to Rushing’s second issue, we conclude the complained-of discrepancies

with respect to the citation issued in this case do not constitute a violation of the

requirement of strict compliance. Because these discrepancies do not constitute error,

they do not establish “error apparent on the face of the record.” Issue two is overruled.

       By his third and fourth issues, Rushing contends the evidence is legally insufficient

to support the forfeiture of coins seized (issue three) and guns seized (issue four). While

a restricted appeal affords an appellant the same scope of review as an ordinary appeal,

including a challenge to the sufficiency of the evidence supporting the contested order or

judgment; Norman Commc’ns v. Tex. Eastman Co., 955 S.W.2d 269, 270 (Tex. 1997)

(per curiam) (discussing a writ of error review), our review is still “limited to errors apparent

on the face of the record.” Drewery Const. Co., 186 S.W.3d at 573; Lynda’s Boutique,
134 S.W.3d at 848. For the purpose of our review, “the face of the record” includes all

documents and papers on file in the appellate record, including the clerk’s and reporter’s

records, if any. See Norman Commc’ns, 955 S.W.2d at 270.

       In reviewing a record to determine if legally insufficient evidence is apparent from

the face of that record, an appellate court may make that finding only when (a) there is a

                                               7
complete absence of evidence of a vital fact, (b) the court is barred by rules of law or of

evidence from giving weight to the only evidence offered to prove a vital fact, (c) the

evidence offered to prove a vital fact is no more than a mere scintilla of evidence, or (d)

the evidence conclusively establishes the opposite of the vital fact in question. King

Ranch, Inc. v. Chapman, 118 S.W.3d 742, 751 (Tex. 2003), cert. denied, 541 U.S. 1030,

124 S. Ct. 2097, 158 L. Ed. 2d 711 (2004).

       Therefore, as a threshold question, we must determine whether Rushing’s claim

of legal insufficiency of the evidence is a matter apparent on the face of the record. To

make that determination, we must evaluate the record against the elements of a valid

forfeiture proceeding to determine the necessary “vital facts.” In that regard, we start with

the premise that in this case the State's right to bring a forfeiture proceeding exists by

virtue of statute, chapter 59 of the Texas Code of Criminal Procedure, and not by virtue

of the constitution or common law.      See TEX. CODE CRIM. PROC. ANN. arts. 59.01-.14

(West 2018). See also 1976 Harley Davidson Motorcycle v. State, 106 S.W.3d 398, 401

(Tex. App.—Corpus Christi 2003, no pet.); State v. Benavides, 772 S.W.2d 271, 273 (Tex.

App.—Corpus Christi 1989, writ denied). As such, we employ rules of strict construction.

1976 Harley Davidson Motorcycle, 106 S.W.3d at 402; State v. Lot 10, Pine Haven

Estates, 900 S.W.2d 400, 402 (Tex. App.—Texarkana 1995, no writ).

       Pursuant to chapter 59, property, including currency, is subject to seizure and

forfeiture if it is found to be “contraband.” TEX. CODE CRIM. PROC. ANN. art. 59.02(a) (West

2018). Contraband is property used or intended to be used in the commission of certain

felonies or proceeds derived from those felonies. TEX. CODE CRIM. PROC. ANN. art.

                                             8
59.01(2)(A)-(D) (West 2018); State v. Silver Chevrolet Pickup, 140 S.W.3d 691, 692 (Tex.

2004). For purposes of this particular forfeiture proceeding, the requisite felony offense

alleged was possession of a controlled substance—hallucinogenic mushrooms

containing psilocybin—Penalty Group 2. See TEX. HEALTH & SAFETY CODE ANN. §§

481.116 (West 2017); TEX. CODE CRIM. PROC. ANN. art. 59.01(2)(B)(1) (West 2018).

Additionally, in order to forfeit property, the State must show a “substantial connection or

nexus” between the property and the illegal activity.” $27,920.00 in U.S. Currency v.

State, 37 S.W.3d 533, 535 (Tex. App.—Texarkana 2001, pet. denied).

       In this case, the face of the record includes the Seizure Affidavit of Detective Scott,

wherein he contends the guns were used or intended to be used in the commission of a

felony under chapter 481 of the Texas Health and Safety Code. He also contends that

both the guns and the coins were proceeds gained from the commission of a felony under

that chapter or they were acquired with proceeds gained from the commission of a felony

under that chapter. Detective Scott further notes that the guns were located in the same

area where the controlled substance was being grown. In addition to the controlled

substance itself and the items seized, the search also revealed a “substantial quantity of

growing apparatus, paraphernalia, and literature regarding the production of mushrooms

which contain psilocybin, a known hallucinogen.” Detective Scott further relied upon the

statement of an informant who had purchased illegal mushrooms from Rushing.

       As to the “substantial connection or nexus” element, the affidavit of Detective Scott

stated that controlled substances are not only purchased with U.S. currency, but they are

also “bartered for with items of value, such as the items being seized listed in the schedule

                                              9
of this affidavit.” He further stated that “firearms are often possessed and carried by

persons who manufacture and deliver controlled substances to protect the substances

and the proceeds of sale of said substances.” Detective Scott also stated that, based on

his experience as a narcotics officer, the items seized were “proceeds from the sales of

controlled substances, whether bartered or purchased with currency.”

      Because these uncontested facts establish a prima facie case for forfeiture of the

seized items as contraband, legal insufficiency of the evidence is not an error apparent

from the face of the record. Accordingly, issues three and four are overruled.

      CONCLUSION

      The trial court’s judgment is affirmed.

                                                 Patrick A. Pirtle
                                                      Justice

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