Court Opinion

ID: 7360960
Source: CourtListenerOpinion
Date Created: 2022-07-26 22:01:12.712592+00
Date Added: 2024-06-11T16:20:34.218439
License: Public Domain

Filed 7/26/22
                         CERTIFIED FOR PUBLICATION

        IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

                           FIRST APPELLATE DISTRICT

                                  DIVISION TWO

 HANAN SHIHEIBER,
            Cross-complainant,
 v.
 JPMORGAN CHASE BANK, N.A.,                  A160188
      Cross-defendant and
                                             (San Mateo County
 Respondent;
                                             Super. Ct. No. CIV493254)
 DENNISE S. HENDERSON et al.,
            Objectors and Appellants.

        Attorney Dennise S. Henderson violated several local court rules
governing the timely service and filing of materials preparatory to trial (e.g.,
motions in limine and trial exhibits). As a result, the trial court sanctioned
her in the amount of $950 under Code of Civil Procedure section 575.2,1 the
statute authorizing superior courts to provide by local rule for sanctions to
enforce their local court rules. The trial court could have imposed a higher
amount and was generous in awarding only an amount below that required
to be reported by the State Bar.
        Nonetheless, Henderson now appeals and challenges the legal basis for
the sanctions on two grounds. She contends a superior court’s power to
impose sanctions for violations of its local rules does not extend to violations
of local rules regulating the conduct of trial. She also contends that she could

        All further statutory references are to the Code of Civil Procedure
        1

unless otherwise specified.

                                        1
not be sanctioned for violating local court rules because the trial court
exonerated her of acting in bad faith.
      We reject both of these arguments because the statute by its terms is
not limited to pre-trial proceedings and the Legislature did not incorporate,
expressly or otherwise, the section 128.5 bad faith standard into
section 575.2.
                                BACKGROUND
      Henderson was lead trial counsel for the borrower in a foreclosure
dispute with respondent JPMorgan Chase Bank, N.A. (Chase) that went to
trial in San Mateo County Superior Court. The case was on remand for re-
trial after we previously reversed the grant of a nonsuit after opening
statements in the first trial. (See Shiheiber v. JPMorgan Chase Bank, N.A.
(Aug. 28, 2018, A147310 [nonpub. opn.].)
      In the midst of the re-trial, Chase filed a wide-ranging motion asking
for $25,000 in sanctions against the borrower’s attorneys for a variety of
conduct Chase contended had caused the re-trial to drag on far longer than
necessary, all because the borrower’s attorneys were ill-prepared for trial.
The motion argued, among other things, that opposing counsel had violated
numerous local rules and court orders imposing deadlines to submit various
trial-related documents (specifically, the parties’ motions in limine, jury
instructions, witness lists, trial briefs and trial exhibits), and it sought relief
under section 128.5, section 575.2 and San Mateo County Local Court Rules,
rule 0.2.2 The $25,000 figure was based on Chase’s estimate that, 10 days

      2  As described in one of the papers filed below, local rule 0.2 then in
effect stated in relevant part: “Failure to comply with any provisions of the
Code of Civil Procedure, the California Rules of Court or any of these local
rules may result in any or all of the following sanctions, on motion of a party
or on the court’s own motion: [¶] . . . (c) Order for payment of reasonable

                                         2
into the re-trial, opposing counsel’s untimely filings and other conduct had
caused its own attorneys to waste about three days of trial time. Chase then
expanded its claims in the reply brief it filed months later (after the jury had
returned its verdict and the bench portion of trial had been aborted),
ultimately seeking $37,587.50 in sanctions for a variety of conduct by
opposing counsel, including during the trial.
      The trial court issued much more limited relief, on much more narrow
grounds. At the hearing on the sanctions motion, the trial court expressed
disdain for sanctions motions such as the one filed by Chase, which it said
“are not helpful to our judicial system” because they devolve into “collateral
matters that take away from the issues from the jury, and more
important[ly], the relationship that should [exist] between Counsel,” who
should be able to “work things out” and “fight[] vigorously but professionally.”
      The trial court found Henderson had not acted in bad faith and thus
declined to sanction her under section 128.5.
      Nonetheless, the trial court ruled that sanctions were appropriate for
several violations of its local rules of court. Specifically, the trial court made
factual findings—which are not contested on appeal—that Henderson: (1)
did not timely serve her motions in limine on Chase’s counsel, which was
required to be done five days before trial under local rule 2.213; (2) did not

costs and expenses including attorney fees, to the opposing party; [¶] (d)
Other sanctions authorized by [Code of Civil Procedure,] [s]ection 575.2,
[Government Code, section] 68608 [subdivision] (b), [California Rules of
Court, rule] 2.30, infra or other law.”
      3  The relevant local rules in effect at the time of the trial do not appear
to be in the appellate record.

                                         3
timely file her motions in limine, which was required under local rule 2.20 to
be done upon assignment of the case to a trial department4 (which in this
case was July 15, 2019); (3) did not timely file oppositions to Chase’s motions
in limine, which also were required to be filed at the same time—i.e., when
the case was assigned to a trial department (see footnote 4, ante); and (4)
failed to provide sufficient copies of her trial exhibits to the court and
opposing counsel by the time the case was assigned to a trial department,
which violated local rule 2.22, and caused considerable problems and delay.5
      Henderson took full responsibility for the situation, and so the court
declined to impose sanctions against the other two lawyers representing the
borrower and imposed sanctions against Henderson and her law firm alone.6
The court stated it had “thought quite a bit about the amount of sanctions to

      Respondent’s brief asserts without contradiction that San Mateo
County local rule 2.21 “requires parties to serve in limine motions upon
opposing counsel not less than five (5) calendar days before trial.”
      4Again, respondent’s brief asserts without contradiction that “Under
Local Rule 2.20, each party is required to file any motions in limine and
responses thereto, a trial brief, a statement of the case, and a witness list
upon assignment to a trial department.”
      5  Again, respondent’s brief asserts without contradiction that San
Mateo County local rule 2.22 states that “[a]ny party intending to offer any
exhibit at the time of trial shall be prepared, by the time of assignment to a
trial department, with an original and sufficient copies of each such exhibit
for all other parties and the court.”
      6 The motion cited other local rule violations, including the failure
timely to file a trial brief, proposed statement of the case, witness list and
jury instructions. The record also suggests Henderson had made a habit of
tardiness in her appearances at trial. The trial court did not make express
findings regarding these matters or award sanctions based on them; hence,
we do not discuss them further, other than to point out that the trial court’s
patience and forbearance were commendable.

                                         4
be awarded,” and declined to impose sanctions in an amount that would
require a referral to the State Bar ($1,000). Instead, it ordered Henderson to
pay $950 in sanctions to Chase within 30 days.
      After the court issued its ruling from the bench, Henderson asked to be
heard one final time. In the ensuing colloquy, Henderson became very heated
and “rud[e]” toward the court, which exercised commendable restraint. She
repeatedly interrupted the court, raised her voice to the point of yelling, and
at one point appeared to make a gratuitous insinuation of racial bias.
Ultimately, in a fit of pique, she abruptly ended her appearance by telephone
before the hearing concluded, essentially hanging up on the trial court.
      The court then reiterated its finding that counsel simply had not been
prepared for trial and clarified that the $950 in sanctions are “not attorney’s
fees. They are sanctions for violating the . . . Local Rules, and they’re
awarded under Code of Civil Procedure [section] 575.2.” Its ruling was
embodied in a subsequent written order, and this timely appeal followed.
                                DISCUSSION
      As noted, Henderson challenges the sanctions order on two legal
grounds. One, she contends that sanctions are not authorized under
section 575.2 for violating a local rule regulating the conduct of trial. Second,
she argues that a superior court’s local rule cannot authorize sanctions on a
ground broader than is permitted by section 128.5.
                                       I.
                          The Pre-Trial/Trial Issue
      The Legislature has authorized superior courts to promulgate local
rules and to impose sanctions for local rule violations. Specifically,
section 575.1 broadly authorizes superior courts to enact local rules “designed
to expedite and facilitate the business of the court.” (§ 575.1, subd. (a).) The

                                        5
next sentence expressly disclaims any temporal limitation in its coverage:
“The rules need not be limited to those actions on the civil active list but may
provide for the supervision and judicial management of actions from the date
they are filed.” (Ibid., italics added.)
      In turn, section 575.2 contains an enforcement mechanism. It states in
relevant part: “Local rules promulgated pursuant to Section 575.1 may
provide that if any counsel, a party represented by counsel, or a party if in
pro se, fails to comply with any of the requirements thereof, the court on
motion of a party or on its own motion may strike out all or any part of any
pleading of that party, or, dismiss the action or proceeding or any part
thereof, or enter a judgment by default against that party, or impose other
penalties of a lesser nature as otherwise provided by law, and may order that
party or his or her counsel to pay to the moving party the reasonable expenses
in making the motion, including reasonable attorney fees.” (§ 575.2, subd. (a),
italics.) At the same time, section 575.2 precludes an award of sanctions
against an innocent client. Section 575.2, subdivision (b) states: “It is the
intent of the Legislature that if a failure to comply with these rules is the
responsibility of counsel and not of the party, any penalty shall be imposed on
counsel and shall not adversely affect the party’s cause of action or defense
thereto.” (See also Garcia v. McCutchen (1997) 16 Cal.4th 469, 475 [“Courts
have interpreted section 575.2[, subdivision] (b) as ‘sharply limit[ing]
penalties in instances of attorney negligence’ ”].)
      Notwithstanding the breadth of the statutory language, Henderson
argues that sanctions imposed under section 575.2 must be limited to
violations of local rules governing pre-trial proceedings such as case
management conferences and pretrial conferences, not local rules regulating
the conduct of trial. Her construction of section 575.2 rests on two points:

                                           6
the fact that the title of the code in which sections 575.1 and 575.2 are located
(Title 7a of Part 2 of the Code of Civil Procedure) is labeled “Pretrial
Conferences,” and on the fact that, in a different statute (section 575), the
Legislature authorized the Judicial Council to “promulgate rules governing
pretrial conferences” (see § 575).
      We could reject this argument outright because Henderson has not
engaged in any meaningful attempt at statutory interpretation. As recently
summarized by our Supreme Court, “ ‘If the language is clear, courts must
generally follow its plain meaning unless a literal interpretation would result
in absurd consequences the Legislature did not intend.’ ” (Busker v. Wabtec
Corp. (2021) 11 Cal.5th 1147, 1157.) As the Court of Appeal in State of
California ex rel. Public Works Bd. (1986) 183 Cal.App.3d 1018 (Bragg)
observed, “ ‘Although a court may properly rely on extrinsic aids, it should
first turn to the words of the statute to determine the intent of the
Legislature. [Citations.] “If the words of the statute are clear, the court
should not add to or alter them to accomplish a purpose that does not appear
on the face of the statute or from its legislative history.” [Citations.]’
[Citation.]” (Bragg, supra, 183 Cal.App.3d at p. 1025.) Henderson heeds
neither of these interpretive principles and we could reject the argument on
that basis alone. (See Cahill v. San Diego Gas & Electric Co. (2011)
194 Cal.App.4th 939, 956 [“ ‘We are not bound to develop appellants’
arguments for them. [Citation.] The absence of cogent legal argument or
citation to authority allows this court to treat the contentions as waived’ ”];
Eisenberg et al., Cal. Practice Guide: Civil Appeals and Writs (The Rutter
Group 2021) ¶ 9:21, p. 9-6 [“appellate court can treat as waived, forfeited or
meritless any issue that, although raised in the briefs, is not supported by

                                         7
pertinent or cognizable legal argument or proper citation of authority”].) But
we will address her argument on its merits because it is also plainly wrong.
      Turning first to Henderson’s reliance of the code title heading, if
Henderson had sought to develop this argument rather than merely assert
the point in conclusory fashion, she would quickly have discovered it lacks
merit. It has long been the law in California that headings that simply
reflect “merely the arrangement, by the editor of the code . . . are no part of
the act as adopted by the [L]egislature which a reading thereof will reveal”
and that the headings of parts of the code are only treated as part of the law
if “such heading is a part of the section at the time of its adoption as the law
of the state.” (Kahrs v. Los Angeles County (1938) 28 Cal.App.2d 46, 49;
accord, DaFonte v. Up-Right, Inc. (1992) 2 Cal.4th 593, 602 [“Title or chapter
headings are unofficial and do not alter the explicit scope, meaning, or intent
of a statute”]; Wasatch Property Management v. Degrate (2005) 35 Cal.4th
1111, 1119-1120 [same]).7
      Nowhere in the statute adopted by the Legislature adding
sections 575.1 and 575.2 to the Code of Civil Procedure is there a reference to
the heading “Pretrial Conferences” or, indeed, to pretrial conferences at all.
(See Stats. 1982, ch. 1402, §§ 1, 2, pp. 5354-5355.) Moreover, the statutory
language as originally enacted was as broadly worded as it is currently,
referring to “local rules designed to expedite and facilitate the business of the
court,” as not limited to “actions on the civil active list,” and as “provid[ing]

      7 Indeed, even the title of a section itself is of little weight and may be
considered only if the language of the section is ambiguous. (Berkeley
Hillside Preservation v. City of Berkeley (2015) 60 Cal.4th 1086, 1096, fn. 2
[“Of course, a provision’s title ‘is never allowed to enlarge or control the
language in the body of the [provision]’ ” (quoting Hagar v. Superior Court of
Yolo County (1874) 47 Cal. 222, 232)].)

                                         8
for the supervision and judicial management of actions from the date they are
filed” and permitting sanctions for “fail[ing] to comply with any of the
requirements” imposed by such rules. (Ibid., italics added.) The language of
sections 575.1 and 575.2 is not ambiguous, nor does Henderson suggest that
it is or point out any ambiguity. In arguing the code heading should control
over the unambiguous statutory language, Henderson simply asserts her
point in a vacuum with no legal support and ignores California law of
statutory construction.
      If that were not enough, there is a case specifically rejecting
Henderson’s argument about the significance of the title heading under
which sections 575.1 and 575.2 appear in the code. That is Bragg, supra,
183 Cal.App.3d 1018, which was the first appellate decision to construe
section 575.2 since its adoption in 1982 and was later cited approvingly by
our Supreme Court (see Garcia v. McCutchen, supra, 16 Cal.4th at p. 475.)
Henderson did not cite the case in her opening brief, but Chase appropriately
called it to our attention.
      Bragg reversed a sanction imposed by the trial court, which in that
case was a ruling excluding one party’s expert evidence at trial for violation
of a local rule requiring expert valuation evidence in eminent domain cases to
be timely exchanged prior to trial (specifically, “five days before the final
pretrial [conference]”). (See Bragg, supra, 183 Cal.App.3d at pp. 1021-1022 &
fn. 1.) Applying section 575.2, subdivision (b), Bragg held the court erred in
excluding the government’s untimely valuation evidence without first holding
a hearing to ascertain whether the client bore any culpability for the rule
violation, because the sanction adversely impacted the client. (See Bragg, at
p. 1030.) The record demonstrated that only the attorney was responsible for

                                        9
the violation, and the court held that, “any penalty should have been imposed
on him,” not the client. (Id. at p. 1028.)
      As relevant here, Bragg construed section 575.1 as an expansive grant
of authority to trial courts in local rule-making. “Through section 575.1,” it
observed, “the Legislature has enabled each of the 58 superior courts in the
state to act as mini-legislatures in the preparation of local rules governing a
wide variety of practice in their courts.” (Bragg, supra, 183 Cal.App.3d at
p. 1028, italics added.) It specifically rejected the limitation that Henderson
now advances. Consistent with the cases we have already discussed
concerning headings in California codes, it explained: “While sections 575.1
and 575.2 are found in the pretrial conference title of the Code of Civil
Procedure, neither their stated purpose nor language limits their use only to
pretrial conferences. The Senate Committee on Judiciary stated the bill
would authorize courts to issue orders concerning ‘pretrial case management,’
but the language of the statute indicates a broader purpose than mere pretrial
conferences as it reads, ‘expedite and facilitate the business of the court’ and
‘provide for the supervision and judicial management of actions from the date
they are filed.’ (§ 575.1.)” (Id. at p. 1026, fn. 8, italics added.)
      Henderson fails to cite or discuss Bragg in her opening brief, and in
her reply brief, she dismisses Bragg as “not so clear” and as having arisen
“from an eminent domain case, which has its own set of unique rules.” She
also claims Bragg “did not decide if section 575.2 applied to trial conduct, as
the actions of the government attorney occurred before trial.” These
purported distinctions are untenable.8 Bragg’s statement that the title of the

      8 The local eminent domain rule requiring disclosure of expert evidence
five days before the final pretrial conference in Bragg (Bragg, 183 Cal.App.3d
at p. 1021, fn. 1) was no more or less trial-related than Henderson’s failure to
timely serve her motions and oppositions to motions in limine in this case.

                                         10
Code does not limit trial courts’ power to impose sanctions for violations of
rules governing pretrial proceedings is directly contrary to the position
Henderson is taking in this appeal. Yet, even in her reply brief, she ignores
the substance of what the court said about the argument she advances in this
court and does not even argue the Bragg court’s analysis was incorrect.
      This brings us to Henderson’s second point—that section 575.2 must be
read in context of its surrounding statutes. The principle is accurately stated
but Henderson has badly misapplied it. Henderson does not address the only
relevant nearby provision—that is, section 575.1. That section is a source of
legislative authority for local rule-making and is expressly referenced in
section 575.2.
      Ignoring section 575.1, Henderson contends instead that section 575.2
must be construed in light of section 575, the statute governing rules adopted
by the Judicial Council, which is both different in scope than section 575.1
and has nothing to do with local rules promulgated by superior courts.9 On
the basis of that statute’s mere proximity to section 575.2 in the code and its
reference to pretrial conferences, Henderson contends that “Section 575.2,

Moreover, the local rule in question there did indeed “regulat[e] the conduct
of trials,” something that Henderson says is not within the purview of
section 575.2; the rule specifically barred parties from “call[ing] any witness
to testify on direct examination” concerning a valuation opinion or valuation
data unless the information had been timely exchanged. (See Bragg, at
p. 1021, fn. 1.) As for the opinion’s scope, Bragg specifically held that the
statute applies in this situation. The appellate court could not have been
more clear: “[W]e hold that section 575.2, subdivision (b), is applicable, and
when counsel did not invoke it to protect his client, the trial court should
have done so on its own motion.” (Id. at p. 1023, italics added.)
      9  Specifically, it states: “The Judicial Council may promulgate rules
governing pretrial conferences, and the time, manner and nature thereof, in
civil cases at issue, or in one or more classes thereof, in the superior courts.”
(§ 575.)

                                        11
when construed in context, can mean only pretrial conference rules, not rules
for trial.”
       We are decidedly unpersuaded. As stated by the very Supreme Court
case that Henderson cites, “ ‘[i]n construing a statute, our first task is to look
to the language of the statute itself. [Citation.] When the language is clear
and there is no uncertainty as to the legislative intent, we look no further and
simply enforce the statute according to its terms.’ ” (Phelps v. Stostad (1997)
16 Cal.4th 23, 32.) Henderson ignores the fact, most importantly, that
section 575.2 expressly refers to section 575.1, as well as the fact that neither
statute mentions section 575. (See § 575.2, subd. (a) [authorizing superior
courts to authorize sanction for violations of “[l]ocal rules promulgated
pursuant to section 575.1”].) She also ignores that the language of both
sections 575.1 and 575.2 is unambiguously broad in scope and contains no
limitation to rules concerning “pretrial conferences.” She also ignores the fact
that unlike section 575, section 575.1 was part of the same legislation as
section 575.2 and that the two sections were adopted together in 1982, some
27 years after section 575 had been enacted. (See Stats. 1982, ch. 1402, §§ 1,
2, pp. 5354-5355; Stats. 1955, ch. 632, § 1, pp. 1130-1131.) Given its entirely
different language, subject and provenance, section 575 simply has no
bearing on the interpretation of section 575.2. And contrary to Henderson’s
suggestion that there is something in section 575 with which section 575.2
must be “harmonized,” she points to no conflict between the two sections, and
we can conceive of none.
       The obvious (and only) question, then, as to whether the sanctions
imposed here under section 575.2 were appropriate, is whether the specific
local rules in question here were “promulgated pursuant to Section 575.1.”
(§ 575.2.) That, in turn, depends on whether they are “designed to expedite

                                        12
and facilitate the business of the court” and/or “provide for the supervision
and judicial management of actions from the date they are filed.” (§ 575.1,
subd. (a).) Henderson has not bothered to address that subject, but the
answer is obvious. Local rules like those Henderson violated, requiring
submission of trial-related documents by deadlines prior to or at the
beginning of trial, obviously “expedite and facilitate the business of the court”
by ensuring counsel prepare for trial ahead of time and that counsel and the
court can proceed to present the case to the jury without unnecessary delays.
Not surprisingly, in this very case, the trial court found that Henderson’s
failure to comply with the rules resulted in the judge, the court clerk and the
parties and counsel having to “spend extra time” and do “extra work” and
significantly delayed the trial process.
      Finally, we note that, over the course of more than 30 years,
section 575.2 has been applied in numerous cases involving sanctions for
local rule violations of the sort here involved, with not one appellate court
questioning whether its scope is limited to “pre-trial” proceedings however
defined (or to actions taken in bad faith, for that matter).10 While cases are

      10  See, e.g., Amato v. Downs (2022) 78 Cal.App.5th 435, 442, 446 (error
under section 575.2, subdivision (a) to impose sanctions without prior notice
and an opportunity to be heard for trial counsel’s violation of local rule
requiring the filing of jointly prepared trial documents “ ‘on the first day of
trial in the department to which the case has been assigned,’ ” and reversing
and remanding with directions permitting court to “reconsider the issue of
whether [counsel] engaged in sanctionable conduct and exercise its discretion
to impose an appropriate, alternative sanction (rather than waiver of right to
jury trial] if it deems such a sanction is warranted”); Massie v. AAR Western
Skyways, Inc. (1992) 4 Cal.App.4th 405, 409-412 (where party bore no
responsibility for attorney’s violation of local rule imposing deadline to
deposit jury fees, “the superior court should have . . . imposed any penalty
only on [party’s] counsel. (§ 575.2, subd. (b))”); Cooks v. Superior Court of Los
Angeles County (1990) 224 Cal.App.3d 723, 727 (error to sanction client for

                                       13
not authority for points they have not considered, we simply are not
persuaded that the trial court’s understanding in this case of the scope of its
legal power to sanction a party for local rule violations—an understanding
that is evidently shared by many other trial and appellate courts alike—is
wrong. (See Bowser v. Ford Motor Co. (2022) 78 Cal.App.5th 587, 612
[although “ ‘ “ ‘cases are not authority for propositions not considered,’ ” ’ ”
appellate court “must be reluctant to adopt a new rule when it would
invalidate the results in multiple prior [appellate] cases”].)
      We hold that the trial court had the authority to impose sanctions
under section 575.2 for local rule violations, regardless of whether they
occurred during pre-trial proceedings or trial proceedings. Not only has
Henderson failed utterly to persuade us otherwise, but the authorities Chase
cites together with our own research shows there is no merit whatsoever to
her argument that section 575.2 is limited to violations of pretrial rules.

                                        II.
                              The Bad Faith Issue
      This brings us, then, to Henderson’s second argument which is also
devoid of merit. Section 128.5 states in pertinent part: “A trial court may
order a party, the party’s attorney, or both, to pay the reasonable expenses,
including attorney’s fees, incurred by another party as a result of actions or

attorney’s violation of local rule concerning deadline to file proposed jury
instructions, because “section 575.2, subdivision (b) . . . proscribe[s] any
sanction against an innocent party for local rule violations of counsel”); cf.
Estate of Meeker (1993) 13 Cal.App.4th 1099, 1104 (error to preclude all
witnesses from testifying in probate matter where counsel failed to file
required joint trial statement on first day of trial setting forth list of
witnesses and their proposed testimony because, even if the requirement
were embodied in a local rule, the sanction was prohibited by section 572,
subdivision (b) because clients were blameless).

                                        14
tactics, made in bad faith, that are frivolous or solely intended to cause
unnecessary delay.” (§ 128.5, subd. (a).) Based on highly selective quotations
from two inapposite cases (Sino Century Development Limited v.
Farley (2012) 211 Cal.App.4th 688 (Sino); Trans-Action Commercial
Investors, Ltd. v. Jelinek (1997) 60 Cal.App.4th 352 (Trans-Action)),
Henderson asserts that a local rule “cannot allow a sanctions award on
grounds broader than those . . . in [s]ection 128.5.” “Local rules that permit
sanctions on broader grounds,” she contends, “are invalid.” Section 128.5, she
argues, “occupies the field,” and “precludes any local rule from authorizing
sanctions except for the grounds allowed under section 128.5.” In other
words, she asserts, no sanctions may be imposed for a local rule violation
absent a finding of bad faith. And because the trial court concluded
Henderson acted in good faith, the sanctions award here was legally
erroneous.
      The most fundamental problem with this argument is that it ignores
section 575.2 itself, the statute that permits courts to adopt local rules and
impose sanctions for their violation. Again, in advancing her position
Henderson makes no attempt at any valid exercise in statutory
interpretation. On its face, nothing in the text of section 575.2 indicates a
legislative intention to limit sanctions for local rule violations to bad faith
conduct. On the contrary, it simply authorizes local rules to provide for
sanctions if any lawyer or party “fails to comply with any of the
requirements” of “[l]ocal rules promulgated pursuant to Section 575.1.”
(§ 575.2, subd. (a).) Moreover, the statute’s only limitation would implicitly
seem to refute a requirement of bad faith. That is, it specifies that sanctions
may be imposed only against a party’s lawyer “if a failure to comply with
these rules is the responsibility of counsel and not of the party.” (§ 575.2,

                                        15
subd. (b), italics added.) The term “responsibility” would appear to
encompass conduct much broader than culpability rising to the level of bad
faith.
         But Henderson does not engage at all with the statutory text. She has
identified no ambiguity in the statutory language that calls for judicial
construction, much less has she articulated any cogent reason for us to read
into the statutory language a limitation the Legislature did not state
expressly.11 Nor has she identified any conflict between sections 575.2 and
128.5 that would require us to attempt to harmonize them in any way, shape

          We note that section 575.2 states in relevant part, “the court on
         11

motion of a party or on its own motion may strike out all or any part of any
pleading of that party, or, dismiss the action or proceeding or any part
thereof, or enter a judgment by default against that party, or impose other
penalties of a lesser nature as otherwise provided by law, and may order that
party or his or her counsel to pay to the moving party the reasonable
expenses in making the motion, including reasonable attorney fees.” (§ 575.2,
subd. (a), italics added.) Henderson does not argue that the italicized
language creates any ambiguity concerning the standard for awarding
sanctions under the statute, and we do not perceive any. In context, the
“otherwise provided by law” language plainly refers to the type of sanctions
that may be awarded, not the basis for imposing them. And even then, the
language applies only to the clause of which it is a part (“penalties of a lesser
nature”) and, as such, merely authorizes lesser penalties that the Legislature
has recognized are appropriate sanctions, such as the relatively modest dollar
amount imposed in this case. Other statutes reflect that such monetary
payments are an appropriate type of sanction. (See, e.g., § 177.5 [“reasonable
money sanctions, not to exceed fifteen hundred dollars ($1,500)”]; Fam. Code,
§ 6322.5, subd. (d) [same]; § 1281.98, subd. (d)]). The “as otherwise provided
by law” language cannot reasonably be understood to incorporate another,
more specific legal standard for imposing sanctions than the specific ground
set forth in section 575.2 or else that section would serve no purpose, since
many other sanctions statutes would already provide authorization for
imposing sanctions. In particular, this language cannot be read to
incorporate the criteria for sanctions set forth in section 128.5, because when
the Legislature has intended that result, it has made that explicit.

                                        16
or form. On the contrary, on the face of these two statutes, they appear to
address different subjects entirely: section 128.5 confers authority to
sanction litigants or their counsel for bad faith or delaying tactics, on the one
hand (with the obvious purpose of deterring abusive litigation conduct), and
section 575.2 confers authority to impose sanctions for local rule violations
(with the obvious purpose of ensuring compliance with local trial court rules).
As we recently put it, “a cardinal rule of statutory construction[] [is] that it is
not a judicial function to read into statutes language the Legislature might
have used or might have intended. [Citations.] In other words, courts do not
rewrite statutes.” (Podiatric Medical Bd. of California v. Superior
Court (2021) 62 Cal.App.5th 657, 674-675; § 1858.) That seems to be what
Henderson is asking us to do.
      Beyond that, Henderson ignores altogether the many different
sanctions statutes the Legislature has adopted, some requiring a finding of
bad faith, and others not. The Legislature has authorized sanctions in a
number of statutes, some of which authorize an award of litigation expenses
to the opposing party, others monetary sanctions payable to the court, others
allowing court rulings adversely affecting the sanctioned party’s case and still
others a combination of the three. Some of these sanctions statutes require a
showing of bad faith or frivolous litigation, like section 128.5. But they do so
expressly. (See e.g., § 1038 [prevailing Government Claims Act defendant
may recover fees if plaintiff did not act in good faith or lacked reasonable
cause for action]; Civ. Code, § 3426.4 [bad faith claim of trade secret
misappropriation].) Some statutes, like the anti-SLAPP statute, contain
unilateral prevailing party fee shifting provisions in favor of one party only
but permit attorney fee awards as sanctions against that party either
expressly “pursuant to section 128.5” or pursuant to a standard articulated

                                        17
by the Legislature that is similar to the section 128.5 standard. (§ 425.16,
subd. (c)(1) [anti-SLAPP statute, expressly referring to section 128.5];
Gov. Code, § 12965, subd. (c)(6) [employment-related action under Fair
Employment and Housing Act, allowing fee award to prevailing defendant
only if court finds action was “frivolous, unreasonable, or groundless when
brought, or the plaintiff continued to litigate after it clearly became so”]; id.
§ 6259, subd. (d) [action seeking records under Public Records Act, allowing
award of prevailing party fees to public agency only if court finds requester’s
case “clearly frivolous”]; Lab. Code, § 218.5 [action for nonpayment of wages,
allowing prevailing party fees to non-employee only if court finds employee
“brought the court action in bad faith”].)
      By contrast, other sanctions statutes contain standards that are
substantively different from the section 128.5 standard. For example, the
discovery statutes make sanctions mandatory if a party engages in conduct
defined as a “misuse of the discovery process.” (§§ 2023.010, 2023.030,
subd. (a).) Misuse sanctions are mandatory unless the opposing party proves
its actions were “substantially justified” or the court finds “ ‘other
circumstances would make imposition of the sanction unjust.’ ” (Doe v.
United States Swimming, Inc. (2011) 200 Cal.App.4th 1424, 1434-1435; see
§2023.030, subd. (a).) These provisions do not require a showing of
willfulness, much less bad faith. (Ellis v. Toshiba America Information
Systems, Inc. (2013) 218 Cal.App.4th 853, 878; Clement v. Alegre (2009)
177 Cal.App.4th 1277, 1286-1287.)
      Similarly, section 177.5 authorizes a court to impose “reasonable
monetary sanctions, not to exceed fifteen hundred dollars,” payable to the
court, against a party who violates a lawful court order “without good cause
or substantial justification.” (§ 177.5.) This provision was “ ‘designed to

                                        18
supplement section 128.5’ ” and, unlike the latter section, “which requires the
court to make a subjective determination of the party’s intentions, . . .
requires only that the sanctioned party violate a lawful court order ‘without
good cause or substantial justification.’ ” (In re Woodham (2001)
95 Cal.App.4th 438, 446; see also People v. Aguirre (2021) 64 Cal.App.5th
652, 668 [section 177.5 does not require a willful violation but merely one
committed without a valid excuse].) Similarly, Labor Code section 1128
allows the prevailing party in an action to compel arbitration of a dispute
under a collective bargaining agreement to recover fees and costs unless the
other party “has raised substantial and credible issues involving complex or
significant questions of law or fact regarding whether or not the dispute is
arbitrable.” (Lab. Code, § 1128, subd. (a).) Other examples abound.12
      The upshot is that the Legislature is adept at articulating the standard
required for imposing sanctions in any given situation and has not
articulated a uniform, one-size-fits-all standard applicable to all

      12  See § 2033.420, subds. (a) & (b) (imposing costs of proof sanctions on
party who refuses to admit in response to a request for admission of a fact
later proven by the opposing party unless court finds objection to the request
was sustained, opposing party waived response, admission sought was
unimportant, opposing party had reasonable ground to believe he would
prevail or there is other good reason for the failure to admit); § 396b (allowing
fee and cost order against non-prevailing party in venue dispute, considering
whether offer to stipulate to venue was reasonably made and rejected and
whether motion or selection of venue was made in good faith); § 1028.5,
subd. (a) (allowing “reasonable litigation expenses in addition to other costs”
to be awarded to prevailing small business owner or licensee who has sued
state agency if agency action was taken without substantial justification);
Rev. & Tax. Code, § 7156, subds. (a) & (c)(2)(a) (in tax collection or refund
action, taxpayer may recover reasonable litigation costs allocable to state if
taxpayer “substantially prevailed with respect to the most significant issue or
set of issues presented” and “state’s position was “not substantially
justified”).

                                       19
circumstances that could possibly arise in civil litigation. It has frequently
imposed standards significantly different from that prescribed in
section 128.5. Far from “occupying the field,” as Henderson argues,
section 128.5’s requirements are not sub silentio superimposed on all other
sanctions statutes. The wide variation in sanctions statutes shows that when
the Legislature intends to require frivolous and bad faith litigation tactics as
a prerequisite to sanctions, it says so. To impose that standard where the
Legislature has not prescribed it would ignore the Legislature’s obviously
contrary intent.
      Like many of the statutes we have just described, section 575.2 does
not employ terms like “bad faith” or “frivolous” or incorporate section 128.5
by reference. Instead, the standard it adopts is simply “fail[ure] to comply
with any of the requirements” of local rules adopted pursuant to section 575.1
(§ 575.2, subd. (a)), i.e., “local rules designed to expedite and facilitate the
business of the court.” (§ 575.1, subd. (a).) This does not, of course, mean
that a superior court may impose any of the sanctions authorized by
section 575.2 (striking all or part of a pleading, dismissing all or part of an
action, entering a default judgment, penalties of a lesser nature, and
awarding the opposing party reasonable expenses incurred in moving for
sanctions) for any violation. Indeed, section 575.2, subdivision (b) makes
plain that striking, dismissing and default judgment sanctions, can only be
awarded if the party, not only the attorney, is at fault. (§ 575.1, subd. (b).)
Further, the range of possible sanctions these sections authorize, and the
requirement that issue sanctions be reserved to situations where the party is
itself responsible, imply that courts are expected to exercise their discretion
to impose sanctions commensurate with the violation at issue. But nothing
in sections 575.1 or 575.2 suggest the Legislature intended that an attorney

                                         20
may not be sanctioned for violating local rules without a showing of bad faith
intent.
      We could end our analysis there. But we must go a little bit farther in
order to address the basis for Henderson’s theory that section 128.5 limits a
trial court’s power to impose sanctions for local rule violations. Rather than
provide any cogent analysis of the pertinent statute (i.e., section 575.2),
Henderson has cited two cases in support of her novel theory that have
nothing to with the issue at hand, which she badly misreads. (See Sino,
supra, 211 Cal.App.4th 688; Trans-Action, supra, 60 Cal.App.4th 352.)
Neither case concerns the assertion, in effect, of a conflict between two
statutes (here, sections 128.5 and 575.2). Neither concerns the validity of
local rules enacted pursuant to section 575.1 or the scope of a trial court’s
sanctioning powers under section 575.2. And neither holds that section 128.5
“occupies the field” in the area of sanctions. Rather, both cases solely address
a trial court’s power to award attorney fees as sanctions under the rules of
court. Here, of course, the trial court did not award attorney fees, and we are
not concerned with sanctions imposed under the rules of court.
      Specifically, Trans-Action invalidated former rule of court 227, which
authorized an award of “ ‘the opposing party’s reasonable expenses and
counsel fees’ ” as a sanction for any violation of “ ‘these rules, local rules or
order of the court,’ ” on the ground that it lacked any statutory authority.
(Trans-Action, supra, 60 Cal.App.4th at p. 361.) At issue there was an award
of $50,000 in attorney fees to a party assessed against the opposing party’s
lawyer as a sanction for causing a mistrial. (See id. at pp. 354, 359-361.)
Division Three of this court held the rule was invalid “to the extent it fails to
conform with the statutory conditions for an award of attorney’s fees as
sanctions,” and reversed the sanctions order on the ground it “does not meet

                                         21
the conditions of any statute.” (Id. at pp. 354-355, italics added.) Applying
the settled principles that “a rule of court must not conflict with statutory
intent” and that “[a] rule of court may go beyond the provisions of a related
statute so long as it reasonably furthers the statutory purpose” (id. at p. 364),
the appellate court examined a number of statutes under which counsel’s
conduct was potentially sanctionable, in order to determine “whether [the]
sanction under rule 227 is consistent with the Legislature’s intent regarding
fee awards as penalties for disobedience of a court order.” (Id. at p. 365,
italics added.) Section 128.5 was indeed among them, but so too were many
other sanctions statutes the court canvassed to arrive at its conclusion that
there was no statutory authority for the award of attorney fees as a sanction
in that case. (See Trans-Action, at pp. 366-372.) Trans-Action concluded that
“rule 227 conflicts with the legislative intent manifested in the sanctions
statutes, to the extent the rule purports to allow sanctions inconsistent with
the limits and conditions provided in an applicable statute.” (Id. at p. 372,
italics added.) As we have pointed out, unlike in Trans-Action, there is
statutory authority for the local rule pursuant to which sanctions were
imposed in this case. That, of course, is section 575.2.
      Sino concerns rule 2.30 of the California Rules of Court, which is the
revised and renumbered version of former rule 2.27 the Judicial Council
rewrote in response to Trans-Action. (See Sino, supra, 211 Cal.App.4th at
pp. 696-697.) There, once again, the trial court assessed a sizeable attorney
fees award as a sanction for causing a mistrial (this time, imposed against
both lawyer and client, for violating the rule of court requiring notice of any
applicable bankruptcy stay (see Cal. Rules of Court, rule 3.650 (b)(4))), and
the appellate court reversed “only insofar as the trial court improperly
awarded attorney fees as a sanction for violating a rule of court.” (See Sino,

                                       22
at pp. 692-693, 701.) The first and primary issue was simply the scope of
rule 2.30. (See Sino, at pp. 693-699.) Interpreting its plain text, Sino held
that rule 2.30 “does not authorize full compensation of all attorney fees
incurred as a result of a rules violation, but only authorizes the court to
award reasonable attorney fees incurred in connection with the proceedings
in which the aggrieved party seeks sanctions.” (Sino, at p. 691, italics added.)
Sino also held that rule 2.30 is a proper exercise of Judicial Council
rulemaking authority because it is consistent with the sanctions statutes—
including both sections 128.5 and 575.2. (See Sino, at pp. 699-700 [citing
both].)
      In short, nothing in either Trans-Action or Sino even arguably supports
the proposition that the trial courts may not impose a monetary sanction
(here, $950) for the violation of a local rule on a ground broader than those
permitted under section 128.5. On the contrary, if anything, Sino refutes
Henderson’s position, because it specifically upheld the validity of a rule of
court that permits sanctions without a showing of bad faith or other conduct
proscribed by section 128.5. (See Cal. Rules of Court, rule 2.30(b)
[authorizing imposition of sanctions “for failure without good cause to comply
with the applicable rules”].)
      For these reasons, we reject Henderson’s argument that the trial court
erred in awarding sanctions because it did not find bad faith on Henderson’s
part. No bad faith was required.

                                       III.
                                   Conclusion
      By way of closing observation, we note that Henderson’s brief provided
us virtually no assistance in reaching our decision and fails to meet basic
standards governing appellate briefing. The brief’s arguments are conclusory

                                       23
and undeveloped. It does not analyze the statutes we are asked to interpret,
ignores published authority directly at odds with Henderson’s legal position,
provides no pertinent legal authority, and relies on inaccurate citations to the
California Rules of Court, an irrelevant statute and a bad misreading of
irrelevant caselaw. Indeed, for this reason we could have affirmed the trial
court’s ruling without even reaching the merits of this appeal on the ground
that Henderson’s briefs have fallen far short of meeting her burden of
persuading us that the trial court erred.
      Perhaps the most troubling failure is Henderson’s treatment, or rather
lack of treatment, of the Bragg case. We remind counsel of a point we made
in another case not long ago, specifically, that rule 3.3 of the Rules of
Professional Conduct, entitled “Candor Toward the Tribunal,” provides in
pertinent part as follows: “ ‘ “A lawyer shall not [¶] . . . [¶] (2) fail to disclose
to the tribunal legal authority in the controlling jurisdiction known to the
lawyer to be directly adverse to the position of the client and not disclosed by
opposing counsel or knowingly misquote to a tribunal the language of a book,
statute, decision or other authority. . . .” ’ (Rules Prof. Conduct, rule 3.3.)”
(Davis v. TWC Dealer Group, Inc. (2019) 41 Cal.App.5th 662, 678.) While not
as devastating for Henderson as the case omitted by the lawyer in Davis (see
id. at pp. 672-674), the Bragg case is “directly adverse to the position of
[Henderson]” and should have been disclosed and addressed in Henderson’s
opening brief.
      For all of the many potentially meritorious cases that come before us on
appeal, this case, regrettably, reminds us once again of the futility and costs
of aggressive but ultimately empty advocacy in the appellate courts. There
are presumptively innocent individuals—who could be any one of us—who
have been incarcerated for crimes they say they did not commit, because of

                                          24
errors in the conduct of their prosecution. There are parents—who could be
any one of us—who have been separated from their children, because of
errors in the application of our juvenile dependency laws. There are
children—who could be any one of ours—who, often against the backdrop of
difficult life circumstances, have made errors of judgment that have brought
them to the attention of our juvenile delinquency courts, sometimes resulting
in the imposition of terms of rehabilitation that may be unwarranted,
excessive or unduly harsh. We could go on. When counsel files an appellate
brief in a civil case such as this that is so utterly lacking in content sufficient
to persuade us of the claims they raise on appeal—by presenting arguments
in conclusory fashion, failing to engage in any meaningful analysis, citing no
potentially relevant authorities and failing to address authorities that plainly
are relevant—it not only dooms their client’s appeal. It also clogs our
appellate docket and inhibits our ability to timely review and decide other
cases, including those involving interests of the utmost personal urgency and
importance.
      We express no opinion as to whether appellate sanctions are warranted
here. Chase has not filed a motion asking for sanctions in the appeal or
otherwise complied with rule 8.276, subdivision (b) of the Rules of Court,13

      13  Chase’s respondent’s brief contains a single sentence suggesting this
court should award it attorney fees as sanctions if we conclude the appeal is
frivolous or was filed for the purpose of delay. However, it does not argue the
point. “Sanctions cannot be sought in the respondent’s brief.” (Cowan v.
Krayzman (2011) 196 Cal.App.4th 907, 919. Moreover, we would be subject
to justifiable criticism if we awarded attorney fee sanctions to Chase without
its having followed the rule for seeking them when we have affirmed the
award of sanctions the trial court imposed on opposing counsel for failing to
follow the local rules and chastised that counsel for its inadequate briefing on
appeal.

                                        25
and we deem it prudent not to devote any further judicial resources to this
appeal in order to consider the question ourselves. (See Cal. Rules of Court,
rule 8.276(c)–(e) [procedures governing imposition of appellate sanctions on
court’s own motion].) We publish this opinion to make clear that, in the
future, an appellate argument such as this that is so lacking in even
potentially persuasive value will indeed carry the possibility of sanctions as a
frivolous appeal. (See, e.g., J.B.B. Investment Partners Ltd. v. Fair (2019)
37 Cal.App.5th 1, 19 [imposing sanctions because “we conclude that ‘any
reasonable attorney would agree that the appeal is totally and completely
without merit’ and would not have raised the arguments defendants make on
appeal”].)
                               DISPOSITION
      The sanctions order is affirmed. Respondent shall recover its costs.

                                       26
                                         STEWART, J.

We concur.

RICHMAN, Acting P.J.

MAYFIELD, J. *

JPMorgan Chase Bank, N.A. v. Henderson (A160188)

     * Judge of the Mendocino Superior Court assigned by the Chief Justice
pursuant to article VI, section 6 of the California Constitution.

                                    27
Trial Court:San Mateo County Superior Court

Trial Judge:     Hon. Nancy L. Fineman

Counsel:

Law Office of Richard L. Antognini, Richard L. Antognini, for Objectors and
Appellants.

Lubin Olson & Niewiadomski, Mia S. Blackler, Laura L. Gildengorin, for
Cross-defendant and Respondent.

                                     28