Court Opinion

ID: 9928201
Source: CourtListenerOpinion
Date Created: 2024-01-30 23:00:23.439833+00
Date Added: 2024-06-11T09:50:35.465877
License: Public Domain

United States Court of Appeals
                     For the First Circuit

No. 22-1189

                    UNITED STATES OF AMERICA,

                            Appellee,

                               v.

                        JAMES DE LA CRUZ,

                      Defendant, Appellant.

          APPEAL FROM THE UNITED STATES DISTRICT COURT
               FOR THE DISTRICT OF MASSACHUSETTS

         [Hon. Richard G. Stearns, U.S. District Judge]

                             Before

                       Barron, Chief Judge,
               Thompson and Gelpí, Circuit Judges.

     Benjamin Brooks, with whom Good Schneider Cormier & Fried was
on brief, for appellant.
     Mark T. Quinlivan, Assistant United States Attorney, with
whom Joshua S. Levy, Acting United States Attorney, was on brief,
for appellee.

                        January 30, 2024
            GELPÍ, Circuit Judge.     Defendant James De La Cruz ("De

La Cruz") was indicted for conspiracy to distribute and to possess

with intent to distribute one kilogram or more of heroin and 400

grams or more of fentanyl as well as possession with intent to

distribute identical drugs at identical quantities.              De La Cruz

pled guilty to both counts and now appeals to challenge the

substantive reasonableness of his 108-month sentence.1           Because De

La Cruz's within-the-range sentence is substantively reasonable,

we affirm.

                               I. BACKGROUND

                          A. Relevant Facts

            We begin with a review of the facts leading to the

indictment.    Given that this appeal follows De La Cruz's guilty

plea, we draw the facts from "the change-of-plea colloquy, the

presentence    investigation    report    ("PSR"),   and   the   sentencing

record."    United States v. Diaz-Serrano, 77 F.4th 41, 44 (1st Cir.

2023).

     1 DeLa Cruz raises additional arguments, including challenges
to the constitutionality of the statute under which he was
convicted by plea, in his pro se supplemental brief. Because these
arguments were not raised below, they are reviewed for plain error.
United States v. Pabon, 819 F.3d 26, 33 (1st Cir. 2016). Given
that De La Cruz did not address the plain-error test in his pro se
brief, we deem these claims waived for lack of developed
argumentation. See id.(holding that the defendant "waived review
of his forfeited claims because he does not even attempt to meet
the four-part test" for plain error).

                                  - 2 -
             In    September     2019,    Homeland     Security     Investigations

("HSI") was informed by a confidential source ("CS") that De La

Cruz   was   in     communication        with    a   Mexican   drug   trafficking

organization.       HSI directed the CS to set up a drug deal for the

purchase of heroin and fentanyl.                 To do this, the CS exchanged

text messages with an unidentified Mexican national who stated

that he would pass the CS's phone number to "his boy," a drug

courier in New York later identified as De La Cruz.

             On September 23, 2019, De La Cruz called the CS to

discuss a drug purchase for ten kilograms of heroin and fentanyl.

They made several phone calls to each other over the following

days and set up an in-person meeting for October 3, 2019.                  On that

day, De La Cruz and the CS met in a Boston restaurant where they

agreed to exchange drug samples soon.                On October 8, 2019, De La

Cruz gave the CS sample quantities of heroin and fentanyl at a

restaurant in Peabody, Massachusetts.                Following this meeting, De

La Cruz and the CS continued to negotiate the specifics of the

transaction       and   agreed   that     De    La   Cruz   would   transport   ten

kilograms of fentanyl and six kilograms of heroin from New York to

Massachusetts.      They decided that the transaction would take place

in a hotel parking lot in Peabody, Massachusetts.

             On October 21, 2019, De La Cruz and the CS exchanged

multiple phone calls to keep the latter apprised of the former's

arrival time.       During these phone calls, De La Cruz told the CS

                                         - 3 -
that "his driver" would arrive in a separate vehicle.           De La Cruz

and the CS met in a hotel parking lot in Peabody shortly before

2:30 p.m.        The CS was previously fitted with an audio/video

recording device.       De La Cruz entered the CS's vehicle where they

discussed the total weight of the drugs and prices.             About ten

minutes later, a silver Mercedes Benz -- driven by Fatima Almonte

with Santos Roque ("Roque"), whom De La Cruz previously referred

to as "his driver," in the left rear passenger seat -- arrived and

parked next to the CS.      Then, the CS entered the Mercedes while De

La Cruz sat on the hotel's back steps nearby.

            In    the   Mercedes,   Roque   removed   sixteen    wrapped,

brick-shaped packages from a mechanical hide which he counted with

the CS.   At that point, the CS gave a prearranged signal.         Agents

moved in, arrested De La Cruz and Roque, and seized the sixteen

packages.    The drugs were tested and determined to be 9,916 grams

of fentanyl and 5,833 grams of heroin.      A small amount of fentanyl,

1.52 grams, was found in De La Cruz's vehicle as well.

                           B. Legal Proceedings

            On October 22, 2019, De La Cruz and Roque were each

charged by way of complaint with one count of conspiracy to

distribute and to possess with intent to distribute one kilogram

or more of heroin and 400 grams or more of fentanyl, in violation

of 21 U.S.C. § 846, and one count of possession with intent to

distribute one kilogram or more of heroin and 400 grams or more of

                                    - 4 -
fentanyl, in violation of 21 U.S.C. § 841(a)(1).               On November 20,

2019, De La Cruz was indicted on the same charges, and on May 5,

2021, he entered a straight guilty plea as to both counts.

           The probation office prepared the PSR and determined

that the base offense level was 36 due to the combined converted

weight of the drugs, which was 30,636.37 kilograms.                  This amount

requires    a   statutory         ten-year     mandatory   minimum     sentence.

However, De La Cruz bypassed the mandatory minimum because he met

the safety valve criteria under 18 U.S.C. § 3553(f).2                Due to said

compliance,     De   La    Cruz   received     a   two-level   reduction   under

U.S.S.G. § 5C1.2.          He also received an additional three-level

reduction for early acceptance of responsibility under U.S.S.G.

§§ 3E1.1(a)-(b).       This resulted in a total offense level of 31,

and when combined with De La Cruz's criminal history category of

I, resulted in an advisory sentencing guidelines range of 108-135

months.    De La Cruz did not object to the PSR.

           At    the      sentencing   hearing     on   October 6,    2021,   the

district court noted at the outset that the advisory sentencing

guideline range was properly calculated.                However, De La Cruz's

counsel requested a downwardly variant sentence of 36 months or at

least no higher than the 63 months that his co-defendant, Roque,

     2The safety valve statute guarantees the benefit that courts
will disregard "any statutory minimum sentence," which was done
here. 18 U.S.C. § 3553(f).

                                       - 5 -
received.      He drew attention to several aspects about De La Cruz:

his economic means, his limited ninth-grade education, and his

relatively scarce upbringing. De La Cruz also provided substantial

financial support to his mother who suffers from chronic health

conditions.      These circumstances, De La Cruz's counsel posited,

constituted the driving forces behind De La Cruz's involvement in

the drug transaction.      De La Cruz's counsel next emphasized that

he played a lesser role in the offense, essentially a middleman,

as the prices and quantities were determined by the CS and the

Mexican individual, and not him.          Finally, De La Cruz's counsel

alluded   to    pharmaceutical   executives   for   starting   the   opioid

epidemic and to a Department of Justice report to demonstrate that

a sentence above 63 months would have a marginal deterrent effect.

            Considering these arguments and the sentencing factors

in 18 U.S.C. § 3553(a), the district court imposed a lower-end

sentence of 108 months of imprisonment followed by 3 years of

supervised release.      The court found that De La Cruz and Roque

were not "in the same circumstance or the same situation" because

De La Cruz was the "manager" who referred to Roque as "his driver."

This employee-like reference was found to "establish a significant

difference in status with respect to the offense as a whole."

Additionally, the court factored into the imposed sentence the

"astonishing amount of fentanyl" being of "a much larger quantity"

than the court had seen and "just how dangerous this particular

                                  - 6 -
drug is."      Accordingly, judgment was entered on October 8, 2021,

and De La Cruz timely appealed.

                             II. DISCUSSION

              De La Cruz does not claim that the district court has

committed any procedural error, thus, our review is limited to the

substantive reasonableness of his 108-month sentence.3      We review

a preserved challenge to a sentence's substantive reasonableness

under    an    abuse-of-discretion   standard.4   United   States   v.

Reyes-Gomez, 927 F.3d 9, 11-12 (1st Cir. 2019).     Accordingly, our

review is highly deferential and "we cannot desultorily substitute

our judgment for that of the sentencing court."     United States v.

Martin, 520 F.3d 87, 92 (1st Cir. 2008); see also United States v.

     3 See United States v. Prosperi, 686 F.3d 32, 42 (1st Cir.
2012) (stating that there are two aspects to analyzing the
reasonableness of a sentence, procedural error and substantive
reasonableness, and that "[i]f an appellant makes no claim of
procedural error, as is the case here, we limit our review to the
substantive reasonableness of the sentence"); see also Martin, 520
F.3d at 92.
     4 We note that, while De La Cruz has preserved his general
substantive-reasonableness challenge by advocating for a shorter
sentence below, see Holguin-Hernandez v. United States, 140 S. Ct.
762, 766 (2020), and has also preserved the majority of his
particular substantive-unreasonableness arguments by raising them
below, cf. United States v. Colón-De-Jesús, 85 F.4th 15, 24-26
(1st Cir. 2023), some of the specific arguments may not have been
preserved.   However, because his arguments fail even under the
abuse-of-discretion standard, we give him the benefit of the doubt
and apply this more appellant-friendly standard of review as we
consider his arguments.    See United States v. Daoust, 888 F.3d
571, 575 n.2 (1st Cir. 2018) (noting that "in all events, the
appellant's claim of error lacks merit under any conceivable
standard of review").

                                 - 7 -
Clogston, 662 F.3d 588, 592 (1st Cir. 2011); United States v.

Taylor,    532   F.3d    68,   70    (1st      Cir.    2008).          A   sentence     is

substantively        reasonable     if   its     rationale        is   plausible       and

resulted    in   a    defensible     outcome.         United      States     v.   De    la

Cruz-Gutiérrez, 881 F.3d 221, 227 (1st Cir. 2018).                         "There is no

one reasonable sentence in any given case but, rather, a universe

of reasonable sentencing outcomes."                Clogston, 662 F.3d at 592.

All we must do is "simply . . . determine whether the sentence

falls within this broad universe" considering "a myriad of relevant

factors."      United States v. Rivera-Morales, 961 F.3d 1, 21 (1st

Cir.   2020);    see    Clogston,    662    F.3d      at   593.        Therefore,      the

defendant's burden in challenging the substantive reasonableness

of a sentence is heavy and even more so when the sentence is within

a   properly     calculated       sentencing      guideline        range.         De    la

Cruz-Gutiérrez, 881 F.3d at 227.            With this guidance, we determine

that De La Cruz has failed to meet this heavy burden.

            De La Cruz argues, by piecing together various reasons

to support his only challenge to the substantive reasonableness of

his sentence, that 108 months of incarceration was greater than

necessary to achieve the stated goals of sentencing.                        We lay out

these lines of reasoning and address each in turn.

            De La Cruz contends that his sentence is significantly

higher than the average sentence for most crimes of actual and

immediate violence.        He specifically notes that those crimes are

                                         - 8 -
"serious violent crimes" because those defendants "didn't just

create a risk of death by overdose, but actually killed another

person."   To prove his point, De La Cruz cites data from the United

States   Sentencing   Commission     for   defendants   with    a    criminal

history of category I who, on average, received sentences that

were 20-89 months lower than his 108-month sentence for different

crimes than what he pled guilty to.          De La Cruz also states that

he has met all the safety valve requirements under 18 U.S.C.

§ 3553(f), meaning he has truthfully provided all the information

and evidence that he had concerning the drug transaction.               Thus,

De La Cruz claims that he was disproportionately punished for the

threat of harm as opposed to actual violence or harm.

           This sentencing data, and De La Cruz's safety valve

eligibility, fail to assist him in carrying his heavy burden to

prove that his sentence was substantively unreasonable.              Section

3553(a) lists the factors that a district court shall consider in

imposing a sentence.    The district court is bound to consider "the

applicable   category    of     offense    committed"   along   with    "the

applicable category of defendant" whereas De La Cruz only asks us

to   consider   the    latter    without     the   former.      18     U.S.C.

§ 3553(a)(4)(A).      This illuminates the flaw in his reasoning.

Though De La Cruz characterizes his offense as some degree lesser

than the "serious violent crimes" he cites, we have recognized the

possession and distribution of fentanyl as "extremely dangerous

                                   - 9 -
based on [the drug's] potency and known lethality."            United States

v.   Heindenstrom,    946   F.3d   57,   65   (1st   Cir.   2019)   (internal

quotation omitted).

           At   the    sentencing        hearing,    the    district    court

acknowledged the "astonishing amount of fentanyl" involved in this

transaction with the amount here consisting of a much "larger

quantity" than what the court had previously seen.                  The court

stated   that   deterrence         and   punishment     were    weighed    in

consideration of the sentence "given not only the amount of drugs

but just how dangerous this particular drug is."            This explanation

demonstrates that the sentencing court thoughtfully considered the

dangers of fentanyl in defensibly sentencing De La Cruz to 108

months of imprisonment.       See Koon v. United States, 518 U.S. 81,

98 (1996) (highlighting that sentencing is a "traditional exercise

of discretion" which is "informed by [the sentencing court's]

vantage point and day-to-day experience in criminal sentencing").

           Additionally, the sentences for other defendants with a

similar offense and criminal history category as De La Cruz further

demonstrate that De La Cruz's 108 months is a defensible outcome.

We have upheld a downwardly variant 108-month sentence for a

defendant guilty of attempted possession with intent to distribute

400 grams of fentanyl and a criminal history category of I.            United

States v. Concepcion-Guliam, 62 F.4th 26, 36 (1st Cir. 2023).              In

doing so, we noted that "[f]entanyl is an extremely dangerous drug,

                                    - 10 -
widely reputed to be the modern-day equivalent of the Grim Reaper."

Id.   We have also upheld an upwardly variant 120-month sentence

for a defendant with a criminal history category of I who was

convicted   for   distribution   of    and   possession   with   intent   to

distribute fentanyl.    United States v. Carvajal, 85 F.4th 602, 616

(1st Cir. 2023).      Accordingly, we cannot say that the district

court's acceptance of the lower end of the sentencing guideline

range disproportionately punishes De La Cruz as he asserts.

            Next, De La Cruz posits that he only played a low-level,

non-discretionary role in the transaction.         Thus, his sentence was

harsher than necessary in two ways.          First, the amount of drugs

involved in the transaction caused the sentencing guideline range

to increase, yet the drug quantity for this transaction was

determined by someone other than De La Cruz.              Accordingly, the

converted weight of the drugs here was barely beyond the threshold

for a base level of 36 and if less, the base level would have been

34, resulting in a lower sentencing range.          Second, a sentencing

disparity    exists   between    him   and   his   co-defendant,    Roque.

According to De La Cruz, he and Roque essentially played similar

non-discretionary roles in the transaction where he "arrang[ed]

the mechanics of the transaction and [met] with the C[S] in

advance" and Roque ultimately delivered the drugs in the car with

the mechanical hide.     Accordingly, De La Cruz maintains that his

sentence is too harsh under these circumstances.

                                  - 11 -
                 We disagree. First, who determined the quantity of drugs

bears no weight on the actual quantity of drugs involved in the

transaction.            The     fact     that     someone    other    than    De   La   Cruz

determined the drug quantity to be sold in this instance does not

meaningfully affect the base level for his sentence.                           To state it

plainly, the base level was determined by the converted drug weight

that De La Cruz was accountable for.5                              Second, a sentencing

disparity         may    only      be    ascertained      between      "two    identically

situated defendants."               United States v. Grullon, 996 F.3d 21, 35

(1st Cir. 2021) (citing United States v. Reyes-Santiago, 804 F.3d

453,       467    (1st     Cir.         2015));     see     also     United    States     v.

González-Barbosa, 920 F.3d 125, 130-31 (1st Cir. 2019) (internal

citation omitted) (noting 18 U.S.C. § 3553(a)(6)'s aim towards

addressing national disparities amongst defendants with similar

records and permitting the avoidance of such disparities between

co-defendants).           "Such cases, however, are unusual to say the

least."      Grullon, 996 F.3d at 35-36 (citing Reyes-Santiago, 804

F.3d at 467).           "[O]ur general rule of thumb is that a 'defendant

is   not     entitled         to   a     lighter    sentence        merely    because    his

co-defendants received lighter sentences.'"                           United States v.

       De La Cruz admitted involvement by pleading guilty and is
       5

therefore accountable for the quantities of fentanyl and heroin in
the unobjected PSR. See United States v. Orsini, 907 F.3d 115,
120 (1st Cir. 2018) (holding that a defendant accepts the PSR when
he declines to object).

                                            - 12 -
Reyes-Rivera, 812 F.3d 79, 90 (1st Cir. 2016) (citations omitted).

"Without showing appropriate comparators," De La Cruz cannot claim

that   a   sentencing   disparity   exists   between   him    and   Roque.

González-Barbosa, 920 F.3d at 131.

            The district court explained why it did not find De La

Cruz and Roque to be "in the same circumstance or the same

situation."    Roque was subject to a much lower advisory sentencing

guideline range than De La Cruz.         United States v. Bedini, 861

F.3d 10, 22 (1st Cir. 2017) (explaining that the defendants'

sentencing disparity claim failed, in part, because the other

defendants were "subject to lower applicable Guidelines ranges").

De La Cruz, by his own admission, referred to Roque as his driver

which "alone is enough to establish a significant difference in

status with respect to the offense as a whole."        Id. (rejecting a

sentencing disparity claim, in part, because the other defendants

were junior members -- a driver and a translator -- within the

conspiracy).    The district court acted well within its discretion

in finding that De La Cruz and Roque were not identically situated.

Thus, we defer to this factfinding which plausibly justified the

imposition of a higher sentence upon De La Cruz.             Grullon, 996

F.3d at 36 (deferring to the sentencing judge's findings of fact).

            Lastly, De La Cruz points to data from the National

Institute of Justice to demonstrate that little to no incarceration

would better protect the public from potential criminal conduct

                                - 13 -
and that lengthy incarceration periods do little for deterrence.

He also argues that a lengthy incarceration does not promote

rehabilitation,      therefore,        a    lesser    sentence      would    have       been

sufficient.       The only question before us, however, is whether the

district court abused its discretion in sentencing De La Cruz to

108   months'      imprisonment,           within     the     properly       calculated

sentencing    guideline         range,      not     whether    longer       or    shorter

incarceration periods further the goal of deterrence.                             To the

former, the answer is simply no.              The sentencing statute instructs

sentencing    courts     to     consider      deterrence      "in   determining          the

particular sentence to be imposed." 18 U.S.C. § 3553(a).                                 The

district court wove deterrence into the calculation of De La Cruz's

sentence    finding      that    the       particularly       dangerous      effect      of

fentanyl    and    the   quantity      here       deserved    considerable        weight.

Further, the district court explicitly stated that it considered

the § 3553 sentencing factors, and this statement is one we deem

meaningful.       De la Cruz-Gutiérrez, 881 F.3d at 228.                  De La Cruz's

sentence is not implausible nor indefensible because he merely

disagrees     with       the      district          court's     finding          that     a

within-the-range length would further deterrence.                       De La Cruz's

108-month sentence is entirely within the "universe of reasonable

and defensible sentences."             Id. at 229 (citing United States v.

Torres-Landrúa, 783 F.3d 58, 69 (1st Cir. 2015)).

                                           - 14 -
                         III. CONCLUSION

         For the foregoing reasons, the sentence imposed by the

district court is affirmed.

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