Court Opinion

ID: 20533
Source: CourtListenerOpinion
Date Created: 2010-04-25 07:35:20+00
Date Added: 2024-06-11T08:53:25.474143
License: Public Domain

No. 99-21156
                                 -1-

                IN THE UNITED STATES COURT OF APPEALS
                        FOR THE FIFTH CIRCUIT

                             No. 99-21156
                        USDC No. H-99-CV-2123

GARY NEIL,

                                           Petitioner-Appellant,

versus

GARY L. JOHNSON, Director,
Texas Department of Criminal Justice,
Institutional Division,

                                           Respondent-Appellee.

                         --------------------
             Appeal from the United States District Court
                  for the Southern District of Texas
                         --------------------
                             April 4, 2000

Before JOLLY, JONES, and BENAVIDES, Circuit Judges.

PER CURIAM:*

     Gary Neil, Texas prisoner # 598523, moves this court for a

certificate of appealability (COA) to challenge the dismissal of

his federal habeas petition for failure to prosecute, pursuant to

Federal Rule of Civil Procedure 41(b).     He also moves this court

for leave to proceed in forma pauperis (IFP) on appeal.

     To obtain a COA, Neil must make a substantial showing of the

denial of a constitutional right.    § 2253(c)(2).   When, as here,

the district court’s dismissal is based upon a procedural ground,

     *
        Pursuant to 5TH CIR. R. 47.5, the court has determined
that this opinion should not be published and is not precedent
except under the limited circumstances set forth in 5TH CIR.
R. 47.5.4.
                           No. 99-21156
                                -2-

the prisoner must first make a credible showing that the district

court erred in dismissing the habeas petition.     See Sonnier v.

Johnson, 161 F.3d 941, 943-44 (5th Cir. 1998).    Only if the

petitioner succeeds in doing so will we consider whether he has

made a substantial showing of the denial of a constitutional

right on his underlying claims.     Id.

      The district court dismissed Neil’s habeas petition without

prejudice after Neil omitted to file a traverse to the

respondent’s motion to dismiss that petition as barred by the

Antiterrorism and Effective Death Penalty Act’s (AEDPA’s) one-

year limitations period.   Under Rule 41(b), a district court may

dismiss sua sponte an action for failure to prosecute or for

failure to comply with any court order.     McCullough v. Lynaugh,

835 F.2d 1126, 1127 (5th Cir. 1988) (citing Link v. Wabash R.R.

Co., 370 U.S. 626, 630-31 (1962)).    We review the dismissal of an

action pursuant to Rule 41(b) for an abuse of discretion.       See

id.

      Although the district court purported to dismiss Neil’s

habeas petition without prejudice, it is unclear whether the

dismissal could trigger the requirements for filing a successive

habeas petition imposed by the AEDPA.     See 28 U.S.C.

§ 2244(b)(3)(A) (West 1999).   Thus, the dismissal could operate

as though it had been with prejudice despite the district court’s

characterization to the contrary.    We will therefore treat the

dismissal as though it had been with prejudice.

      A Rule 41(b) dismissal of a plaintiff's action with

prejudice is a severe sanction, to be used only when the
                             No. 99-21156
                                  -3-

plaintiff's conduct “has threatened the integrity of the judicial

process."   Rogers v. Kroger Co., 669 F.2d 317, 321 (5th Cir.

1982).   Accordingly, this court has adjured district courts that

such a dismissal is improper unless the record evidences (1) a

clear record of delay or contumacious conduct by the plaintiff,

and (2) that a lesser sanction would not better serve the

interests of justice.     McNeal v. Papasan, 842 F.2d 787, 790 (5th

Cir. 1988).

     In dismissing Neil’s § 2254 petition, the district court did

not determine whether Neil’s conduct had compromised the

integrity of the judicial process or whether Neil’s failure to

respond to the respondent’s motion to dismiss was motivated by

intransigence.   Nor does the record reflect that the district

court considered whether any lesser sanction would have secured

the interests of justice.     See Rogers, 669 F.2d at 321; McNeal,
842 F.2d at 790.   Without such findings, we cannot ascertain

whether the district court abused its discretion in dismissing

Neil’s § 2254 petition.    We therefore GRANT Neil a COA, VACATE

the dismissal of his § 2254 petition, and REMAND this matter to

the district court for further proceedings consistent with this

holding.    See Whitehead v. Johnson, 157 F.3d 384, 388 (5th Cir.

1998).   Neil’s motion for leave to proceed IFP on appeal is

GRANTED.    See Jackson v. Dallas Police Dept., 811 F.2d 260, 261

(5th Cir. 1986).

     IFP GRANTED; COA GRANTED; VACATED AND REMANDED.