Court Opinion

ID: 4463181
Source: CourtListenerOpinion
Date Created: 2019-12-11 17:00:27.842666+00
Date Added: 2024-06-11T14:25:31.044092
License: Public Domain

Case: 17-14466       Date Filed: 12/11/2019      Page: 1 of 8

                                                                     [DO NOT PUBLISH]

                 IN THE UNITED STATES COURT OF APPEALS

                           FOR THE ELEVENTH CIRCUIT
                             ________________________

                                    No. 17-14466
                              ________________________

                      D.C. Docket No. 8:16-cr-00275-VMC-JSS-1

UNITED STATES OF AMERICA,

                                                                         Plaintiff-Appellee,

versus

DEVIN AHESIA-JAY PEMBERTON,
a.k.a. Marco,

                                                                     Defendant-Appellant.

                              ________________________

                      Appeal from the United States District Court
                          for the Middle District of Florida
                            ________________________

                                   (December 11, 2019)

Before WILLIAM PRYOR and JILL PRYOR, Circuit Judges, and ROBRENO,*
District Judge.

         *
        Honorable Eduardo C. Robreno, United States District Judge for the Eastern District of
Pennsylvania, sitting by designation.
              Case: 17-14466     Date Filed: 12/11/2019   Page: 2 of 8

ROBRENO, District Judge:

             Pemberton appeals a sex trafficking conviction that resulted from a

guilty plea. He contends that he was not advised of all of his rights in accordance

with Rule 11 and was not informed of the mens rea required for the offense of

conviction. Because Pemberton invited the district court to not advise him of all of

his rights under Rule 11 and he was advised of the mens rea required by the

offense of conviction before he pleaded guilty, we affirm.

                               I.     BACKGROUND

             Appellant was indicted on two counts of sex trafficking of a minor in

violation of 18 U.S.C. § 1591. He pleaded guilty to one count. Pemberton’s plea

colloquy was initially conducted by a magistrate judge, who informed Pemberton

of all of his rights in accordance with Rule 11. But the magistrate judge ultimately

did not accept the guilty plea because Pemberton objected to the government’s

factual basis for the plea, arguing that he did not know the victim was a minor

because she told him she was 18 years old. The magistrate judge adjourned the

proceeding and returned the plea hearing to the district judge because the parties

disagreed about whether the government, to prove the mens rea required for the

charged offense, must prove knowledge, reckless disregard, or merely an

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opportunity to observe the victim.1

               The next day, the plea hearing resumed in front of the district court

judge. 2 The district court heard argument and then resolved the legal issue

concerning the mens rea required to satisfy the elements of the offense,

determining that under 18 U.S.C. § 1591 the government was required to prove

only a reasonable opportunity to observe the victim.

               Pemberton was then sworn in before the district court. The district

court first advised Pemberton that the government would have to prove he had a

reasonable opportunity to observe the victim. Second, the district court advised

Pemberton that it would be “happy to go through everything again,” and

Pemberton, through counsel, confirmed that it was “acceptable” for the court to

proceed without repeating the Rule 11 rights.3 The government proceeded to lay

1
  This Circuit has recently held that 18 U.S.C. § 1591 permits the government to prove sex
trafficking of a minor by proving “that [the defendant] had a reasonable opportunity to observe
[the victim] instead of by proving that [the defendant] either knew or recklessly disregarded [the
victim’s] age.” United States v. Whyte, 928 F.3d 1317, 1327 (11th Cir. 2019). Thus, there is no
longer any reason for confusion on this issue.
2
  The district court listened to the audio file of the proceedings before the magistrate judge prior
to the commencement of the proceedings before the district court.
3
  “THE COURT: Judge Sneed took a lot of time yesterday with him, and it was a one-hour
hearing, and I think she went through everything. Now, I’m happy to go through everything
again if anybody thinks that we need to do that, but I think that everything was covered.
Now, I need to finish up the guilty plea, but I think we left off at the elements of the offense and
then it just kind of came to a halt. So I’m willing to continue where she left off.
Mr. Fitzgerald, is that acceptable to you or do you want me to go through all the questions again?
MR. FITZGERALD: Judge, that’s acceptable.”

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the factual basis for the conviction, with which Pemberton agreed, admitting that

he had a reasonable opportunity to observe the victim. Next, the district court

advised Pemberton of all of the rights in Rule 11, which included the rights already

covered the day before by the magistrate judge, except for the right to counsel at

trial. At the conclusion of the colloquy, the district court accepted Pemberton’s

guilty plea. Last, the district court further explained the legal basis for its earlier

decision on the mens rea issue, requiring the government to prove only that

Pemberton had a reasonable opportunity to observe the victim.

               Pemberton now claims the district court committed two errors. First,

he argues the district court failed to advise him of of his right to counsel at trial as

required by Rule 11. Second, he claims the district court did not adequately inform

him of the applicable mens rea required for the offense. Accordingly, Pemberton

argues, the guilty plea was not knowing and voluntary. 4

                                      II.     DISCUSSION

               Pemberton’s Rule 11 argument was forfeited, and his mens rea

argument lacks merit. Pemberton invited any error the district court committed by

not advising him of his right to counsel at trial. And Pemberton was advised of the

4
  Although Pemberton frames the issues as the district court’s failures to comply with the
requirements of Rule 11, the ultimate question is whether Pemberton’s plea was knowing and
voluntary. See Brady v. United States, 397 U.S. 742, 747 (1970) (“[G]uilty pleas are valid if
both ‘voluntary’ and ‘intelligent.’”); United States v. Hernandez-Fraire, 208 F.3d 945, 950 (11th
Cir. 2000) (“Generally, this circuit will uphold a plea colloquy that technically violates Rule 11,
but adequately addresses the [knowing and voluntariness of the plea].”).
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mens rea required by the offense before he pleaded guilty, so this was not error.

Thus, his plea was knowing and voluntary.

A.     Pemberton Invited Any Error By The District Court In Not Advising Him Of
                         His Right To Counsel At Trial.

             Pemberton agreed that the district court need not repeat “the

questions” the magistrate judge had covered at the first hearing, which included

advising him of his right to counsel at trial. Because Pemberton’s counsel agreed

that it would not be necessary for the district court to advise Pemberton of any

Rule 11 rights, the doctrine of invited error applies.

             When a party “induces or invites the district court into making an

error,” the invited error doctrine precludes the Court from reversing based on the

error. United States v. Brannan, 562 F.3d 1300, 1306 (11th Cir. 2009) (quoting

United States v. Stone, 139 F.3d 822, 838 (11th Cir. 1998)); see also Ford ex rel.

Estate of Ford v. Garcia, 289 F.3d 1283, 1294 (11th Cir. 2002) (“Where invited

error exists, it precludes a court from ‘invoking the plain error rule and reversing.’”

(quoting United States v. Davis, 443 F.2d 560, 564–65 (5th Cir. 1971))). An error

is invited when the alleged error is the result of “an affirmative, apparently

strategic decision” by the party alleging the error. United States v. Jernigan, 341
F.3d 1273, 1290 (11th Cir. 2003).

             The invited error doctrine applies to the alleged error stemming from

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the district court’s failure to advise Pemberton of his right to counsel at trial.

Because Pemberton declined the district court’s offer to repeat the advice that the

magistrate judge had covered the day before, he invited any error by the district

court. This affirmative act is the very kind of apparently strategic decision for

which the invited error doctrine is intended to preclude reversal. See id. at 1290

(holding that “affirmatively agreeing” and “effectively caus[ing]” the alleged error

triggers the application of invited error). Thus, Pemberton’s argument that the

district court erred by failing to advise him of his right to counsel at trial is

precluded by the doctrine of invited error.5

    B.   The District Court Did Not Commit Error In Informing Pemberton Of The
                        Mens Rea Required For The Offense.

               Pemberton was adequately informed by the district court of the mens

5
  Additionally, it is not error for two different judicial officers to conduct a guilty plea hearing
over two consecutive days. A magistrate judge may be assigned duties, including any duties
“not inconsistent with the Constitution and laws of the United States.” 28 U.S.C. § 636(b)(3).
And this Circuit has held that this authority to assign includes assigning the duty of accepting a
defendant’s guilty plea. United States v. Woodard, 387 F.3d 1329, 1331 (11th Cir. 2004) (per
curiam). Further, a district court has inherent authority derived from the “control necessarily
vested in courts to manage their own affairs so as to achieve the orderly and expeditious
disposition of cases.” Link v. Wabash R.R. Co., 370 U.S. 626, 630–31 (1962). Thus, consistent
with the district court’s statutory authority to designate cases to other judicial officers and
inherent authority to manage its caseload, the district court may continue a plea colloquy from
where a magistrate judge left off. Cf. United States v. McCullough, 851 F.3d 1194, 1199 (11th
Cir. 2017) (noting that, based on statutory authority and inherent authority, “the district court had
the authority to reassign [the defendant’s] case” for sentencing following his guilty plea). This is
especially true when only one day elapsed between the appearance before the magistrate judge
and the appearance before the district court. Other considerations might be relevant to the
analysis where more time expires between the appearances.
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rea element of the offense before he pleaded guilty.

             Before he enters a plea of guilty, a defendant is entitled to be informed

of the “nature of the charge[s] against him,” including the mens rea required for the

offense. Henderson v. Morgan, 426 U.S. 637, 645 (1976) (quoting Smith v.

O’Grady, 312 U.S. 329, 334 (1941)). This requirement is satisfied if the court

“read[s] the indictment, list[s] the essential elements and confirm[s] that [the

defendant] ha[s] reviewed the plea agreement and the indictment with counsel.”

United States v. DePace, 120 F.3d 233, 238 (11th Cir. 1997).

             Here, the record shows that the district court informed Pemberton of

the mens rea element of the offense before the guilty plea was entered. The district

court first decided that the government only needed to prove that Pemberton had a

reasonable opportunity to observe the victim. Then, Pemberton was sworn in and

was told the government would need to prove beyond a reasonable doubt that he

had a reasonable opportunity to observe the victim. At this point Pemberton had

been informed of the mens rea required. Pemberton then admitted that he had a

reasonable opportunity to observe the victim and that he had reviewed the charges

with counsel.

             It is irrelevant that after the plea was taken the district court orally

supplemented in open court the legal basis for its decision about the mens rea

required. The question is whether the defendant was informed of the mens rea

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required to convict him before he pleaded guilty. The record is clear that he was.

Thus, there was no error.6

                                       III.    CONCLUSION

               For the foregoing reasons, the judgment of the district court with

respect to Pemberton’s conviction is AFFIRMED.

6
  Even assuming error, it was not obvious or prejudicial such that it would constitute plain error.
We review for plain error an alleged Rule 11 violation that a defendant failed to object to in the
district court. United States v. Rodriguez, 751 F.3d 1244, 1251 (11th Cir. 2014). In the context
of a plea, the court will find plain error when the “plea colloquy is so deficient that it results in a
total or abject failure to address” whether the defendant (1) is free from coercion, (2) understands
the nature of the charges, and (3) understands the consequences of pleading guilty. United States
v. Presendieu, 880 F.3d 1228, 1238–39 (11th Cir. 2018). The court plainly errs if, considering
“the complexity of the offense and the defendant’s intelligence and education,” among other
factors, the court did not adequately inform the defendant of the nature of the offense. United
States v. Telemaque, 244 F.3d 1247, 1249 (11th Cir. 2001). Here, the offense was not
complicated, especially once the court decided the legal question regarding mens rea. The mens
rea required—opportunity to observe—made the offense less complicated. And Pemberton
completed some college education. In these circumstances, someone with Pemberton’s
intelligence and education would understand the mens rea required for a conviction for this
offense. Thus, any error was not plain.
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