Court Opinion

ID: 70780
Source: CourtListenerOpinion
Date Created: 2010-04-26 07:07:26+00
Date Added: 2024-06-11T17:21:09.209886
License: Public Domain

IN THE UNITED STATES COURT OF APPEALS
                    FOR THE FIFTH CIRCUIT  United States Court of Appeals
                                                    Fifth Circuit

                                                 FILED
                                                                           January 5, 2010

                                       No. 09-70012                    Charles R. Fulbruge III
                                                                               Clerk

SUZANNE MARGARET BASSO

                                                   Petitioner-Appellant
v.

RICK THALER, Director, Texas Department of Criminal Justice,
Correctional Institutions Division

                                                   Respondent-Appellee

                  Appeal from the United States District Court
               For the Southern District of Texas, Houston Division

Before DAVIS, GARZA, and PRADO, Circuit Judges.
PER CURIAM:*
       Petitioner Suzanne Basso requests a certificate of appealability (COA) to
appeal the federal district court’s denial of habeas corpus relief under 28 U.S.C.
§ 2254. Because reasonable jurists would not find that district court’s rejection
of her claims debatable, we deny her request.
                                              I.
       The Texas Court of Criminal Appeals (“TCCA”) summarized the facts of
the offense in its direct appeal opinion as follows:

       *
         Pursuant to 5TH CIR . R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH CIR .
R. 47.5.4.
                            No. 09-70012

       In July of 1997, 59-year-old Louis "Buddy" Musso, the victim
in this case, first met either [Basso] or her son, James "J.D." 0'
Malley, at a church carnival in New Jersey. Musso, though mentally
retarded, lived independently, held a job at a local grocery store, and
handled his own financial affairs. In June of 1998, Musso left New
Jersey to live with [Basso] in Jacinto City, Texas. Shortly after
Musso moved in with [Basso], Al Becker, Musso's Social Security
representative payee and friend of twenty years, began having
difficulty contacting Musso. Becker had numerous telephone
conversations with [Basso], but [Basso] eventually refused to allow
him to communicate directly with Musso. Concerned about Musso's
welfare, Becker sought assistance from various state agencies, but
was not able to gain any further information about Musso's
situation.
       In July of 1998, [Basso] unsuccessfully attempted to designate
herself as Musso's representative payee of his Social Security
benefits. On an application for a life insurance policy on Musso,
[Basso] was named beneficiary, and she had described herself as
Musso's "wife to be." After Musso's death, police found certificates
of insurance for policies in Musso's name, including one that
provided $65,000 in the event of Musso's death from violent crimes.
They also discovered a document entitled Musso's "Last Will and
Testament," which purported to leave Musso's entire estate to
[Basso] while "no one else [was] to get a cent."
       In the days leading up to his death, Musso suffered
tremendous abuse at the hands of [Basso] and her five co-
defendants. [Basso] would take Musso to the apartment of co-
defendants Bernice Ahrens, Craig and Hope Ahrens (Bernice's son
and daughter), and Terence Singleton (Hope's fiancé), where Musso
was forced to remain seated or in a kneeling position on a plastic
mat in the hallway for hours. Whenever Musso attempted to get off
the mat, O'Malley would beat or kick him. O'Malley, Singleton,
Bernice, and Craig beat Musso, and O'Malley, while wearing combat
boots, kicked him repeatedly. [Basso] beat Musso with a baseball
bat on the buttocks, back, and groin area, and both she and Hope
struck him with a belt and buckle. After hearing that Musso had
been "misbehaving" while she was away from the apartment,
[Basso], who weighed over 300 pounds, repeatedly jumped on top of
Musso while he was on his hands and knees, causing him to fall flat
on the ground. At one point, Musso requested that someone there
call an ambulance. Even though Hope, as she later admitted,

                                  2
                                   No. 09-70012

      recognized the extent of Musso's injuries, he received no medical
      attention. Someone (the evidence suggests either O'Malley or
      Singleton and Craig) bathed Musso in a solution of bleach and Pine-
      Sol cleaning fluid, using a wire brush on his body. Apparently, his
      killers were giving Musso this kind of "bath" when he died.
             On the morning of August 28, 1999, Musso's body was found
      dumped near a roadway in Galena Park. Because Musso's clothes
      lacked any blood stains, and his only shoe was on the wrong foot,
      investigators believed that his body had been dressed after he died.
      The medical examiner reported an extraordinary number of injuries
      to Musso's body and was unable to count the "hundreds" of bruises
      that covered Musso from head to toe. The palms of Musso's hands
      and the soles of his feet were bruised, while his back and buttocks
      showed numerous lash marks indicative of his having been
      whipped. Musso's severely blackened eyes resulted from a "hinge
      fracture" to his skull, which probably was caused by a blow to the
      back of the head. He had sustained broken bones in his nose, ribs,
      and throat. Marks on his back appeared to be cigarette burns, but
      may have been caused by a hot poker, and the medical examiner
      noted areas of skin abrasion possibly attributable to contact with a
      cleaning solution or scrub brush. The cause of death was believed to
      have been a skull fracture from an unknown object, which left a
      large, X-shaped laceration in Musso's scalp.
             On the evening before Musso's body was discovered, [Basso]
      began what evolved into a lengthy attempt to establish that Musso
      had run away. She made several phone calls to people, including
      Becker, a niece of Musso's, and the local police, expressing concern
      about Musso's whereabouts. [Basso] claimed that Musso probably
      had run away with a "little Mexican lady" that he had met at a
      laundromat and said that she was "getting kind of worried" about
      him. In a written statement to police, [Basso] later confessed to
      having driven Bernice Ahrens's car, with Musso's body in the trunk,
      to the site where O'Malley, Singleton, and Craig Ahrens dumped the
      body. She also admitted driving the car to the dumpster where the
      others disposed of additional incriminating evidence, including
      bloody clothes and rubber gloves, which the police had found as a
      result of O'Malley's confession.

Basso v. State, slip op. at 2-5.

                                        3
                                  No. 09-70012

      Basso was convicted of capital murder and sentenced to death for her

participation in the killing of Louis Musso. Her conviction and death sentence

were upheld by the TCCA on direct appeal. Basso v. State, No. 73672, 2003 WL

1702283 (Tex. Crim. App. Jan. 15, 2003)(en banc) (unpublished), cert. denied,

540 U.S. 864 (2003). Basso’s application for writ of habeas corpus was denied by

the TCCA based on the trial court’s recommended findings of fact and

conclusions of law. Ex parte Basso, No. WR-63672-01, 2006 WL 2706771 (Tex.

Crim. App. Sept. 20, 2006)(unpublished). The federal district court denied

Basso’s petition for federal habeas relief. Basso v. Quarterman, No. H:07-3047

(S.D. Tex. Jan. 26, 2009)(unpublished). Petitioner’s appeal and application for

certificate of appealability followed.

                                         II.

      Under the Antiterrorism and Effective Death Penalty Act of 1996

(“AEDPA”), a petitioner must obtain a COA before appealing the district court’s

denial of habeas relief.    28 U.S.C. § 2253(c)(2).     “This is a jurisdictional

prerequisite because the COA statute mandates that ‘[u]nless a circuit justice

or judge issues a certificate of appealability, an appeal may not be taken to the

court of appeals. . . .’” Miller-El v. Cockrell, 537 U.S. 322, 323, 123 S.Ct. 1029,

1039 (2003) (citing 28 U.S.C. §2253(c)(1)) . “The COA statute . . . requires a

threshold inquiry into whether the circuit court may entertain an appeal.” Id.

(citing Slack v. McDaniel, 529 U.S. 473, 482 (2000); Hohn v. United States, 524

U.S. 236, 248 (1998)). A COA will be granted only if the petitioner makes “a

substantial showing of the denial of a constitutional right.”        28 U.S.C. §

2253(c)(2). To make such a showing, a petitioner “must demonstrate that the

issues are debatable among jurists of reason; that a court could resolve the

issues [in a different manner]; or that the questions are adequate to deserve

encouragement to proceed further.” Barefoot v. Estelle, 463 U.S. 880, 893 n.4

                                          4
                                    No. 09-70012

(1983) (citation and internal quotation marks omitted). Any doubt regarding

whether to grant a COA is resolved in favor of the petitioner, and the severity

of the penalty may be considered in making this determination.            Fuller v.

Johnson, 114 F.3d 491, 495 (5th Cir. 1997).

         The analysis “requires an overview of the claims in the habeas petition and

a general assessment of their merits.” Miller-El, 537 U.S. at 336. The court

must look to the district court’s application of AEDPA to the petitioner’s

constitutional claims and determine whether the court’s resolution was

debatable among reasonable jurists.        Id.   “This threshold inquiry does not

require full consideration of the factual or legal bases adduced in support of the

claims.” Id. Rather, “‘[t]he petitioner must demonstrate that reasonable jurists

would find the district court’s assessment of the constitutional claims debatable

or wrong.’” Id. at 338. (citing Slack v. McDaniel, 529 U.S. 473, 484 (2000)).

                                         III.

         Basso’s first three grounds of error are related and arise out of the fact

that Basso was medicated during the course of the trial without the knowledge

of her counsel. In June 1999, prior to her trial, Basso was referred to mental

health professionals assigned to Harris Country Jail because she had expressed

suicidal tendencies. Basso reported that she did not intend to commit suicide,

but needed medication to relieve her anxiety. The physician assigned to the jail

prescribed Zoloft, an antidepressant, and Trazodone, a sleep aid, after discussing

the medications with Basso and with Basso’s consent. Relying on Riggins v.

Nevada, 504 U.S. 127 (1992), Basso argues that this violated her right to due

process under the Fifth and Fourteenth Amendments, her right to demonstrate

her true mental state to the jury, and her right to effective representation by

counsel, as she was unable to communicate effectively with her attorneys during

trial.

                                          5
                                  No. 09-70012

      In Riggins, the defendant was prescribed antipsychotic drugs during his

pretrial detention. Before trial, the defense requested that he be taken off the

medication to allow them to present an insanity defense. The trial court denied

the motion. The Supreme Court held that medicating a defendant against his

will could violate his due process rights absent a showing of medical necessity.

Id. at 135-37.

      In contrast to Riggins, Basso received the medication at her own request

and with her consent. The district court recognized that there is no authority

holding that voluntary administration of medication violates her right to due

process and no authority holding that the State has a duty to inform defense

counsel of medication a defendant is receiving or generally to inform counsel of

facts known to the defendant. In addition, Basso was found competent to stand

trial while on the medication, a finding that Basso does not contest. The district

court’s determination of these issues is not debatable and COA is denied.

                                       IV.

      Basso argues next in her fourth and sixth claims that her counsel was

ineffective at the punishment stage of trial for failing to investigate and present

mitigating evidence. During state habeas proceedings, Basso submitted several

documents which she claimed contained significant mitigating evidence that

should have been discovered by counsel and presented during the punishment

phase of her trial. These documents included evidence that Basso was raised in

poverty; her natural father was an abusive alcoholic who abandoned his family;

she was sexually molested by her step-father, step-brother, and uncle; she was

physically abused by her mother and step-father; she witnessed her brothers

being abused in a manner similar to the abuse Musso received from Basso and

her co-defendants; Basso was emotionally disturbed and performed poorly in

school; and she had befriended a retarded individual when she was young.

                                        6
                                  No. 09-70012

      These claims were rejected by the state habeas court based largely on the

testimony of Basso’s trial attorneys. Her trial counsel asserted that they had

contact with Basso’s family and were aware, in general terms, of the evidence

Basso now presents. They also reviewed Basso’s medical records and researched

the complaints contained therein, interviewed court-appointed mental health

experts, and employed the services of two psychologists who interviewed Basso

and testified about their findings. After considering the evidence, they decided

not to present it because it would support the state’s portrayal of Basso as a

malingerer, manipulator and liar. Her trial counsel decided against presenting

evidence of sexual abuse Basso suffered as a child, because of the similarity of

it to the abuse Basso and her co-defendants inflicted on Musso.

      The state habeas court concluded that “counsel cannot be considered

ineffective for not pursuing and/or presenting evidence of [Basso’s] background

that, by its very nature concerning [Basso’s] character, would strengthen the

State’s case against [her].” The court also found that Basso failed to show that

there was a reasonably likelihood that the evidence would have affected the

outcome of the penalty phase of the trial. The district court agreed and denied

federal habeas relief. Those decisions are not debatable among jurists of reason.

      This court reviews claims for ineffective assistance under Strickland’s two-

prong test: (1) that counsel’s performance was deficient; and (2) that counsel’s

alleged error prejudiced the defense. Strickland v. Washington, 466 U.S. 668,

687 (1984); Day v. Quarterman, 566 F.3d 527, 536 (5th Cir. 2009). Under

Strickland we are required to defer to counsel’s decision not to present certain

mitigating evidence when that decision, as the one in this case, is fully informed

and strategic in the sense that it is designed to avoid harm to the defense.

Moore v. Johnson, 194 F.3d 586, 615 (5th Cir. 1999). This court has repeatedly

denied claims of ineffective assistance of counsel for failure to present “double-

                                        7
                                   No. 09-70012

edged” evidence where counsel made an informed decision against presenting it.

Martinez v. Dretke, 404 F.3d 878, 889 (5th Cir. 2005); Johnson v. Cockrell, 306

F.3d 249, 253 (5th Cir. 2002). Accordingly, Basso is not entitled to COA on this

claim.

                                         V.

         Basso also seeks COA on her claim that the trial court refused to appoint

a mitigation expert in violation of her Fourteenth Amendment right to due

process. During trial, Basso’s counsel filed a motion seeking $12,500 to retain

Mark Cunningham, Ph.D. as a mitigation specialist. The trial court denied the

motion.

         On federal habeas review, error is harmless unless it had a “substantial

and injurious effect or influence in determining the jury’s verdict.” Brecht v.

Abrahamson, 507 U.S. 619, 623 (1993)(internal quotation marks and citation

omitted). Basso bears the burden on this point. See Id. at 637 (stating that

“habeas petitioners . . . are not entitled to habeas relief on trial error unless they

can establish that it resulted in ‘actual prejudice.’”)(citing United States v. Lane,

474 U.S. 438, 449(1986)). Her argument ignores her burden on habeas review

and argues simply that the denial violated her right to due process. Basso’s

petition refers only to the mitigation evidence that habeas counsel was able to

discover post trial. As discussed previously in regard to Basso’s ineffective

assistance claim, Basso’s defense was generally aware of the evidence that the

mitigation expert may have discovered and made a strategic decision not to use

it because it would not have helped Basso’s defense at the punishment phase.

Basso has not met her burden of establishing that any error in the trial court’s

denial of funds for a mitigation expert had a “substantial and injurious effect or

influence” on the jury’s verdict. Reasonable jurists would not debate this claim

and COA is denied.

                                          8
                                      No. 09-70012

                                            VI.

       Basso argues next that the trial court erred in failing to instruct the jury

that the state had the burden of proof beyond a reasonable doubt on the

mitigation issue at the punishment phase of the trial, denying Basso due process

of law under the Fourteenth Amendment. No COA should issue on this claim

because, as the district court noted, “[n]o Supreme Court or Circuit precedent

constitutionally requires that Texas’s mitigation special issue be assigned a

burden of proof.” Rowell v. Dretke, 398 F.3d 370, 378 (5th Cir. ), cert. denied, 126

S.Ct. 103 (2005).

                                           VII.

       Finally, Basso claims that the trial court denied her a trial satisfying the

Eighth Amendment’s heightened reliability requirement by not answering the

jury’s specific request for a definition of the key phrase “criminal acts of

violence.” During penalty phase deliberation, the jury sent a note to the trial

judge asking for a definition of the phrase “criminal acts of violence,” as used in

the future dangerousness special issue.1             The judge declined to give any

definition other than that given in the jury instructions. Basso acknowledges,

correctly, that it is well established in the case law that certain terms in the

future dangerousness special issue need not be defined.                 See, e.g. West v.

Johnson, 92 F.3d 1385, 1406 (5th Cir. 1996), cert. denied, 520 U.S. 1242 (1997);

Woods v. Johnson, 75 F.3d 1017, 1033-34 (5th Cir.), cert. denied, 519 U.S. 854

(1996). Basso cites no case law to support her position that a jury request for a

       1
         The future dangerousness special issue asks “whether there is a probability that the
defendant would commit criminal acts of violence that would constitute a continuing threat
to society.” Tex. Code Crim. Proc. Art. 37.071 § 2(d).

                                             9
                                No. 09-70012

definition changes the Eighth Amendment analysis.        COA on this issue is

denied.

                                    VIII.

     None of the claims raised by Basso are sufficient to merit the grant of COA

in her favor. For the foregoing reasons, we deny her application for COA.

COA DENIED.

                                      10