Court Opinion

ID: 9634543
Source: CourtListenerOpinion
Date Created: 2023-08-22 13:16:28.511015+00
Date Added: 2024-06-11T18:09:04.859212
License: Public Domain

HOFFMAN, Judge,
dissenting:
Appellant contends, inter alia, that the lower court deprived him of a fair trial by expressing to the jury its opinion that the evidence was insufficient to establish the defense of entrapment. I agree and would therefore reverse the judgment of sentence and remand for a new trial. Accordingly, I dissent.1
In order to properly evaluate appellant’s claim, it is necessary first to consider briefly the substance of our law of entrapment. Section 313 of the Crimes Code provides, in relevant part:
(a) General rule.—A public law enforcement official or a person acting in cooperation with such an official perpetrates an entrapment if for the purpose of obtaining evidence of the commission of an offense, he induces or encourages another person to engage in conduct constituting such offense by . . .:
(2) employing methods of persuasion or inducement which create a substantial risk that such an offense will be committed by persons other than those who are ready to commit it.
18 Pa.C.S.A. § 313(a). Pursuant to this statute, the relevant inquiry when examining a defendant’s evidence of entrapment is whether the particular methods used by the police and/or their agents created a substantial risk that the offense charged would be committed by innocently disposed *174persons. Commonwealth v. Danko, 281 Pa.Super. 97, 421 A.2d 1165 (1980); Commonwealth v. Stokes, 264 Pa.Super. 515, 400 A.2d 204 (1979); Commonwealth v. Manley, 252 Pa.Super. 77, 380 A.2d 1290 (1977); Commonwealth v. Loccisano, 243 Pa.Super. 522, 366 A.2d 276 (1976); Commonwealth v. Jones, 242 Pa.Super. 303, 363 A.2d 1281 (1976). Accordingly, the test for determining whether entrapment has occurred is an objective one, focusing on the nature of police conduct rather than the predisposition of the defendant to commit the crime with which he has been charged. Commonwealth v. Danko, supra; Commonwealth v. Stokes, supra; Commonwealth v. Manley, supra; Commonwealth v. Kishbach, 247 Pa.Super. 557, 565, 373 A.2d 118, 122 (1976) (HOFFMAN, J., dissenting); Commonwealth v. Jones, supra.2 “The objective test of entrapment does not affect the guilt of the accused; guilt is conceded. The defense allows an otherwise guilty defendant to go unpunished because our legislature has determined that seriously objectionable police conduct may not be tolerated.” Commonwealth v. Jones, supra 242 Pa.Super. at 314, 363 A.2d at 1286.3 The determi*175nation of whether particular police conduct constitutes entrapment is to be made by the jury, unless the evidence clearly establishes entrapment as a matter of law. Commonwealth v. Manley, supra; Commonwealth v. Berrigan, 234 Pa.Super. 370, 343 A.2d 355 (1975). In order to successfully invoke the defense, the defendant must prove “by a preponderance of evidence that his conduct occurred in response to an entrapment.” 18 Pa.C.S.A. § 313(b).
As the opinion of the majority indicates, appellant introduced evidence to support his claim that he had been entrapped into committing the crimes with which he was charged. This evidence did not clearly establish entrapment as a matter of law, and thus the issue was for the jury to resolve. Commonwealth v. Manley, supra; Commonwealth v. Berrigan, supra. It is in this context that we must consider appellant’s present claim. The lower court included in its instructions on entrapment the following statement: “Now, does it make any difference that your father’s in jail and you were asked to do something illegal and as a result he would get help? That’s not enough. A lot of people have that situation but I am going to leave it for you.” (N.T. Jury Charge 14; emphasis added.) Appellant contends that this statement unduly influenced the jury to find his evidence insufficient to establish entrapment, and I agree.4 It *176is settled that “[t]he trial judge is free to express his opinion on some of the evidence as long as the jury is left free to act upon its own view of the evidence. Commonwealth v. Ott, 417 Pa. 269, 207 A.2d 874 (1965); Commonwealth v. Fiorini, 202 Pa.Super. 88, 195 A.2d 119 (1963).” Commonwealth v. Dougherty, 259 Pa.Super. 88, 92, 393 A.2d 730, 732 (1978). See also Commonwealth v. Gaddy, 468 Pa. 303, 362 A.2d 217 (1976) (plurality opinion); Commonwealth v. Russell, 459 Pa. 1, 326 A.2d 303 (1974); Commonwealth v. Yount, 455 Pa. 303, 314 A.2d 242 (1974); Commonwealth v. Austin, 274 Pa.Super. 1, 417 A.2d 1220 (1980). Nonetheless, the power of the trial judge to comment on the evidence is not unlimited. Our cases have long recognized that
[t]he judge occupies an exalted and dignified position; he is the one person to whom the jury, with rare exceptions, looks for guidance, and from whom the litigants expect absolute impartiality. An expression indicative of favor or condemnation is quickly reflected in the jury box .... To depart from the clear line of duty through questions, expressions or conduct, contravenes the orderly administration of justice. It has a tendency to take from one of the parties the right to a fair and impartial trial, as guaranteed under our system of jurisprudence.
Commonwealth v. Myma, 278 Pa. 505, 508, 123 A. 486, 487 (1924). See also Commonwealth v. McNeill, 462 Pa. 438, 341 A.2d 463 (1975) (plurality opinion); Commonwealth v. Goins, 457 Pa. 594, 321 A.2d 913 (1974) (Opinion of NIX, J.); Commonwealth v. Butler, 448 Pa. 128, 291 A.2d 89 (1972); *177Commonwealth v. Archambault, 448 Pa. 90, 290 A.2d 72 (1972).5
Recognizing the enormous influence which the trial judge necessarily exerts over the jury, our Supreme Court has prescribed certain specific limitations on the power of the judge to comment on the evidence. In Commonwealth v. Arehambault, supra, the Court held that “a trial judge may not suggest a verdict of guilty or not guilty nor directly express an opinion on the guilt or innocence of the defendant.” 448 Pa. at 97, 290 A.2d at 75. Such an expression by the trial judge “invades the province of the jury,” id., 448 Pa. at 93, 290 A.2d at 73, and its “decisive effect” cannot be mitigated by “cautioning instructions . . . that the jury is the final arbiter of the verdict.” Id., 448 Pa. at 96, 290 A.2d at 75. “Just as a trial judge is not permitted to indicate to the jury his views on the verdict that they should reach in a criminal case, . . . similarly he is not permitted to indicate to a jury his views on whether particular witnesses are telling the truth. Commonwealth v. Butler, supra 448 Pa. at 134-35, 291 A.2d at 92 (citations omitted). See also III American Bar Association Standards for Criminal Justice, Standard 15-3.8(a) (2d ed. 1980) (“The trial judge should not express or otherwise indicate to the jury his or her personal opinion whether the defendant is guilty or express an opinion that certain testimony is worthy or unworthy of belief.”).6
*178In Commonwealth v. Goins, supra, our Supreme Court was presented with a situation especially relevant to the present case. There, Goins was charged with a killing which he admitted committing, and thus the sole issue before the jury was the degree of his guilt. Goins’ whole defense was designed “to persuade the jury to reduce its verdict to second degree [murder] on the theory that [he] was so intoxicated that he lacked the mental capacity to form a specific intent to kill.” 457 Pa. at 599-600, 321 A.2d at 916. In its instructions to the jury, the trial judge stated, “Under the evidence in this case it is my opinion and only my opinion, which is in no wise binding upon you, that if this defendant is guilty at all, he is guilty of murder in the first degree.” Id., 457 Pa. at 596, 321 A.2d at 914. The jury subsequently convicted Goins of first-degree murder. On appeal four members of the Supreme Court concluded that the trial judge’s expression of opinion regarding the degree of guilt had usurped the function of the jury. In the lead opinion of the Court, Justice NIX observed that “the effect of the comment was to decimate the defense’s position as to the only real issue in controversy.” Id., 457 Pa. at 600, 321 A.2d at 916. Justice NIX went on to state:
In a criminal case a court may not order the jury to return a verdict of guilty, regardless how overwhelming the evidence of guilt. Similarly, the court should not be permitted to express its opinion as to the merit of the only defense offered.
Unquestionably, a comment suggesting the court’s view as to the merits of an accused’s sole defense is a greater intrusion upon the province of the factfinder than an expression of the court’s opinion as to the credibility of a single witness. Clearly, if the latter is prohibited, the former may not be condoned.
Where a collateral issue, without merit, is introduced to obscure the real questions to be decided by the jury the use of the power of comment may be appropriate. But the mere fact that the sole issue in controversy may be *179without impressive support in the testimony does not permit the court to urge a verdict by expressing an opinion as to its weakness.
Id., 457 Pa. at 600-01, 321 A.2d at 916-17 (emphasis added).7 See also Commonwealth v. McNeill, supra (where sole defense in homicide prosecution was that defendant had been so provoked as to reduce offense from murder to voluntary manslaughter, it was reversible error for trial judge to express to jury his opinion that defendant’s evidence of provocation was insufficient to warrant verdict of voluntary manslaughter).
I am convinced that the trial judge’s comments in the present case were at least as damaging to appellant as those which warranted reversals in Goins and McNeill. In asserting the defense of entrapment appellant necessarily admitted having possessed and sold drugs to the undercover officer. Commonwealth v. Jones, supra. Thus, the sole issue remaining in the case was whether appellant had been entrapped. Regardless of how weak appellant’s evidence of entrapment may have been, the issue was one entrusted to the jury for resolution. Yet, the trial judge’s statement that appellant’s evidence was insufficient to establish entrapment left the jury unavoidably to conclude that appellant was guilty as charged. Thus, while the trial judge did not directly tell the jury that he believed appellant was guilty, his comments, under the peculiar facts of this case, constituted just as serious an invasion of the jury’s province as those proscribed by Commonwealth v. Archambault, supra.8
*180The majority focuses its attention on the court’s question, “Now, does it make any difference that your father’s in jail and you were asked to do something illegal and he would get help?”, characterizing it as “a concise, accurate and fair phrasing of the entrapment issue faced by the jury.” Majority Opinion at 1104. I agree entirely and observe that had the trial judge gone on to state simply that it was up to the jury to answer this question, he would have committed no error subject to our review. But no sooner had the judge asked the question than he answered it in no uncertain terms. “That’s not enough,” he told the jurors, effectively supplanting their judgment on the question with his. Neither his perfunctory, “but I am going to leave it for you,” nor those other instructions on jury autonomy upon which the majority I believe mistakenly relies9 could possibly have offset the “decisive effect” of his unqualified statement to the jury that appellant’s evidence of entrapment was insufficient. Commonwealth v. Archambault, supra 448 Pa. at 96, 290 A.2d at 75. Here, as in Goins, “there was no reason to believe that the factfinders could not intelligently evaluate the evidence presented and under these circumstances was reversible error to attempt to sway their judgment by the expression of an opinion.” 457 Pa. at 601, 321 A.2d at 917. The majority errs by failing to recognize this, and thus I am compelled to dissent.

. Since I would reverse on the basis of the lower court’s improper expression of opinion, I do not reach any of the other issues which appellant has presented.

. But see Commonwealth v. Lee, 262 Pa.Super. 218, 396 A.2d 724 (1978); Commonwealth v. Clawson, 250 Pa.Super. 422, 378 A.2d 1008 (1977) (plurality opinion) (purporting to apply 18 Pa.C.S.A. § 313(a), but considering criminal predisposition of defendant).

. This marks a significant departure from prior Pennsylvania law. Prior to the adoption of the 1972 Crimes Code, the Pennsylvania test for entrapment was “. . . whether the criminal design was created by the officer or whether the officer merely afforded an opportunity for the commission of a crime by the person already disposed to commit the crime ...” Commonwealth v. Harrison, 228 Pa.Super. 42, 44, 323 A.2d 848, 849 (1974). See also Commonwealth v. Berrigan, 234 Pa.Super. 370, 343 A.2d 355 (1975); Commonwealth v. Klein, 222 Pa.Super. 409, 294 A.2d 815 (1972); Commonwealth v. Conway, 196 Pa.Super. 97, 173 A.2d 776, (1961). This test was derived from the majority opinions in Sherman v. United States, 356 U.S. 369, 78 S.Ct. 819, 2 L.Ed.2d 848 (1958), and Sorrells v. United States, 287 U.S. 435, 53 S.Ct. 210, 77 L.Ed. 413 (1932), which focused on the predisposition of the accused to commit the crime. See also United States v. Russell, 411 U.S. 423, 93 S.Ct. 1637, 36 L.Ed.2d 366 (1973). The present codification of entrapment finds its origin in Mr. Justice FRANKFURTER’S concurring opinion in Sherman: “This does not mean that the police may not act so as to detect those engaged in criminal conduct and ready and willing to commit further crimes should the occasion *175arise. Such indeed is their obligation. It does mean that in holding out inducements they should act in such a manner as is likely to induce to the commission of crime only these persons and not others who would normally avoid crime .... This test shifts attention from the record and predisposition of the particular defendants to the conduct of the police and the likelihood, objectively considered, that it would entrap only those ready and willing to commit crime.” 356 U.S. at 383-384, 78 S.Ct. at 826.
Commonwealth v. Jones, supra 242 Pa.Super. at 310-11, 363 A.2d at 1284-85 (footnotes omitted). For additional cases applying prior Pennsylvania law on entrapment, see Commonwealth v. Herron, 475 Pa. 461, 380 A.2d 1228 (1977); Commonwealth v. Loccisano, 243 Pa.Super. 522, 366 A.2d 276 (1976); Commonwealth v. Wright, 235 Pa.Super. 289, 340 A.2d 544 (1975); Commonwealth v. Mott, 234 Pa.Super. 52, 334 A.2d 771 (1975).

. The Commonwealth argues that the statement which appellant has challenged is “a mere fragment taken out of context,” and that viewed in their entirety the trial judge’s instructions on entrapment *176were “a correct and unbiased statement of the law.” Brief for the Commonwealth at 6. Although appellant has not raised the point, and thus I do not base my opinion on it, I note that contrary to the Commonwealth’s assertion, the instructions did not correctly state the law of entrapment. The trial judge repeatedly instructed the jurors that they had to determine whether appellant was predisposed to commit the crimes charged (e. g., “the issue is was this defendant ready to commit such an act or was he persuaded or induced by the promises made by this woman?” N.T. Jury Charge 14). As noted above, predisposition of the defendant is irrelevant under the current law of entrapment in this Commonwealth. The sole question before the jury is whether, objectively viewed, the particular methods employed by the police were likely to induce an innocently disposed person to commit the crime(s) charged.

. The United States Supreme Court has stated: “ ‘The influence of the trial judge on the jury is necessarily and properly of great weight,’ ... and jurors are ever watchful of the words that fall from him.” Bollenbach v. United States, 326 U.S. 607, 612, 66 S.Ct. 402, 405, 90 L.Ed. 350 (1946) (quoting Starr v. United States, 153 U.S. 614, 626, 14 S.Ct. 919, 923, 38 L.Ed. 841 (1894)). Indeed,
“[e]very time the Judge moves his head, arms or body the jurors watch him. They look at his face. In the minds of the jurors, the judge is supreme. He can do no wrong. Jurors seek to avoid the displeasure of the judge. They are reluctant to decide questions of fact contrary to what they believe the views of the judge to be.”
Commonwealth v. Butler, supra 448 Pa. at 134 n.1, 291 A.2d at 92 n.1 (quoting Conner, The Trial Judge, His Facial Expressions, Gestures and General Demeanor—Their Effect on the Administration of Justice, 6 Am.Crim.L.Q. 175, 177 (1968) ) (emphasis added).

. See note 8 infra.

. Justice NIX’s opinion was joined by Justice O’BRIEN. Justice POMEROY concurred in the result without opinion. Justice ROBERTS and Justice MANDERINO would have gone further and issued a blanket prohibition against expressions by trial judges of their opinions on degree of guilt. 457 Pa. at 601, 321 A.2d at 917.

. The practices of “directly expressing] an opinion on ... guilt or innocence,” Commonwealth v. Archambault, supra 448 Pa. at 97, 290 A.2d at 75, and giving “views on whether particular witnesses are telling the truth,” Commonwealth v. Butler, supra 448 Pa. at 135, 291 A.2d at 92, are not, as Judge WICKERSHAM seems to suggest in his Concurring Statement, the only limitations on the power of the trial judge to comment on the evidence. Certainly if “a trial judge may *180not suggest a verdict of guilty or not guilty,” Commonwealth v. Archambault, supra 448 Pa. at 97, 290 A.2d at 75 (emphasis added), then it is impermissible for a judge to resolve for the jury the only issue which stands between acquittal and conviction. Commonwealth v. McNeill, supra; Commonwealth v. Goins, supra.

. The judge instructed the jurors that they were to determine the facts of the case and decide the case on the basis of those facts (N.T. Jury Charge 2, 3, 12, & 23); that they were to be guided by their own recollection of the testimony (N.T. Jury Charge 2, 3, & 15); and that they were the “exclusive judges” of credibility, as well as of the evidence (N.T. Jury Charge 11).