Court Opinion

ID: 9946275
Source: CourtListenerOpinion
Date Created: 2024-02-29 16:13:20.45737+00
Date Added: 2024-06-11T14:25:37.007005
License: Public Domain

#30289-r-PJD
2024 S.D. 13

                          IN THE SUPREME COURT
                                  OF THE
                         STATE OF SOUTH DAKOTA

                                 ****

STATE OF SOUTH DAKOTA,                    Plaintiff and Appellee,

      v.

KENNETH LEROY KURTZ,                      Defendant and Appellant.

                                 ****

                  APPEAL FROM THE CIRCUIT COURT OF
                     THE THIRD JUDICIAL CIRCUIT
                    BEADLE COUNTY, SOUTH DAKOTA

                                 ****

                    THE HONORABLE KENT A. SHELTON
                                Judge

                                 ****

TUCKER J. VOLESKY
Huron, South Dakota                       Attorney for defendant
                                          and appellant.

MARTY J. JACKLEY
Attorney General

SHALE R. KRAMME
Assistant Attorney General
Pierre, South Dakota                      Attorneys for plaintiff
                                          and appellee.

                                 ****

                                          CONSIDERED ON BRIEFS
                                          NOVEMBER 7, 2023
                                          OPINION FILED 02/28/24
#30289

DEVANEY, Justice

[¶1.]        Kenneth Leroy Kurtz pled guilty to possession of a controlled

substance, a Class 5 felony, in violation of SDCL 22-42-5. At his sentencing

hearing, the circuit court found aggravating circumstances justifying a departure

from presumptive probation under SDCL 22-6-11. The court sentenced Kurtz to

five years in prison. Kurtz appeals, arguing that he should have received

presumptive probation because although the court found aggravating

circumstances, the court further found that he did not pose a significant risk to the

public. In the alternative, he argues that the court abused its discretion by

imposing the maximum prison sentence. We vacate and remand for the circuit

court to enter a sentence of probation.

                      Factual and Procedural Background

[¶2.]        On March 23, 2022, a Huron police officer initiated a traffic stop on a

vehicle that was speeding. After identifying Kurtz as the driver, the officer

determined that Kurtz was driving without a valid license and noticed that he was

fidgeting and unable to sit still. The officer obtained Kurtz’s consent to search his

vehicle and his person. During the search of Kurtz, the officer found two zip-top

bags containing crystal residue that tested positive for methamphetamine, and

during the search of the vehicle, the officer found a zip-top bag in a cigarette pack

on the driver’s seat with a burnt straw containing a substance that appeared to be

methamphetamine. Kurtz was charged with driving without a valid license and

possession of a controlled substance. Kurtz later pled guilty to possession of a

                                          -1-
#30289

controlled substance, a Class 5 felony, and the State dismissed the charge of driving

without a valid driver’s license.

[¶3.]        Kurtz’s sentencing hearing was continued at the request of both

parties because he had applied to participate in the Beadle County drug court

program. His application was ultimately denied on January 17, 2023, and the

circuit court proceeded with a sentencing hearing on February 14, 2023. At the

sentencing hearing, the State’s Attorney advised the court that Kurtz was not

accepted into the drug court program because he was “too far along in his recovery.”

The State further advised that because of this progress, the State was

recommending a suspended execution of sentence.

[¶4.]        Kurtz’s counsel likewise requested that the circuit court suspend any

sentence imposed and place Kurtz on probation. In support of this request, counsel

offered documentation from treatment providers showing that Kurtz had

successfully completed an anger management course and an intensive outpatient

program and that he was currently in session 29 out of the 39 required sessions of

the Cognitive Behavioral Interventions for Substance Abuse program. Counsel

further advised that Kurtz had obtained a driver’s license and vehicle insurance,

was currently employed, and was the primary caretaker of his partner of six years

and her teenage son.

[¶5.]        As background information, Kurtz’s counsel also offered a

psychological evaluation report conducted in March 2022, just before his arrest on

the charges at issue. The evaluation was conducted based on a referral from the

Department of Human Services to determine whether Kurtz’s Social Security

                                         -2-
#30289

Supplemental Income (SSI) benefits could be restored. 1 This report details Kurtz’s

social and developmental history and provides an assessment of his social,

emotional, cognitive, and behavioral status. The report notes that Kurtz, who was

50 years old at the time of the evaluation, had been diagnosed with Attention-

Deficit-Hyperactivity Disorder Combined Presentation as a child and was placed in

special education classes where he remained until finishing high school. He began

using cocaine at age 19, but he reportedly completed residential treatment and

stayed clean for 15 years. At some point, Kurtz served 17 months in a Washington

State prison. He thereafter started using methamphetamine and was arrested and

convicted of drug possession. The report states that Kurtz served 22 months in the

South Dakota State Penitentiary for this offense and was released in July 2021.

[¶6.]         The report also notes Kurtz’s history of multiple hospitalizations for

psychiatric treatment due to suicide attempts and lists several mental health

diagnoses, including major depressive disorder, intellectual disability (mild), and

cocaine use disorder (in remission). The report also lists several medical diagnoses,

including chronic obstructive pulmonary disease and arthritis of the back and neck.

According to the report, Kurtz is unable to manage his own finances and relies on a

representative payee to pay his bills and manage his finances. The report

recommends the continued use of a payee if his SSI benefits are reinstated.

[¶7.]         Based on Kurtz’s significant progress since the time of his arrest,

Kurtz’s counsel advised the court that Kurtz’s psychiatric case manager opined that

1.      The psychological evaluation states that Kurtz had previously been found
        eligible for SSI benefits and was applying to have them reinstated as he was
        no longer an inmate in prison.
                                           -3-
#30289

he would not be a significant threat to the community, a view that, according to

counsel, is supported by the reports submitted to the court. Kurtz personally

addressed the court and apologized for his relapse. He explained that he had

numerous family members who had passed away in the last year, including his

mother who had recently died, and that he had promised her that he would not

relapse again.

[¶8.]         Prior to pronouncing its sentence, the circuit court stated that it had

reviewed the reports from Kurtz’s treatment providers. The court also referenced

Kurtz’s previous criminal record. 2 The court then detailed several aggravating

factors it found to exist, including prior failures to comply, prior probation and

parole violations, previous failures to appear, and failures to pay court-ordered

fines. The court emphasized Kurtz’s 15 prior felony convictions and noted that the

current crime occurred while he was on parole. The court also referred to Kurtz

being arrested for simple assault while on parole on September 27, 2022, a charge

that, according to the court, was later reduced to disorderly conduct. 3

[¶9.]         In pronouncing Kurtz’s sentence, the circuit court stated: “Well - - and

I agree with [defense counsel], I don’t know that you’re much of a threat to society.

2.      The sentencing transcript indicates that Kurtz waived a presentence
        investigation report, and his criminal history is not contained in the
        underlying record. The circuit court did not indicate how it had accessed this
        record nor did it take judicial notice of any other criminal files. As a result,
        the record is scant as to the nature of Kurtz’s prior felonies, when the felonies
        were committed, and the timing and nature of the parole and probation
        violations.

3.      There is no record of the simple assault charge that was later reduced to
        disorderly conduct in the underlying appellate record.
                                           -4-
#30289

But at some point, we don’t deal any longer with whether you’re a threat to society,

but it’s simply punishment. And somebody that comes in front of me with 15 prior

felonies and asks that I just suspend the jail time, I don’t know how I can do that in

good conscience.” The court then imposed the maximum sentence of five years in

the penitentiary. Kurtz appeals, asserting that he should have received the

presumptive sentence of probation under SDCL 22-6-11. 4

                                Analysis and Decision

[¶10.]         Kurtz contends the circuit court erred in its interpretation and

application of the directives in SDCL 22-6-11 when imposing a penitentiary

sentence rather than probation. He argues that because the court stated it could

not find that he posed a significant risk to the public, “the departure from

presumptive probation was impermissible.” In response, the State does not address

the import of the circuit court’s statement. Instead, the State argues that departure

was warranted because the aggravating circumstances identified by the court “are

identical to those that this Court has repeatedly determined pose a significant risk

to the public.”

[¶11.]         Criminal defendants, like Kurtz, who are convicted of a Class 5 or

Class 6 felony that is not specifically excluded from the provisions of SDCL 22-6-11,

must be sentenced in accord with the directives in this statute. Relevant here,

SDCL 22-6-11 provides:

               The sentencing court shall sentence an offender convicted of a
               Class 5 or Class 6 felony . . . to a term of probation. If the

4.       Given our disposition of his appeal, we need not address Kurtz’s alternative
         argument that the circuit court abused its discretion in sentencing him to the
         maximum authorized term of imprisonment.
                                            -5-
#30289

             offender is under the supervision of the Department of
             Corrections, the court shall order a fully suspended state
             incarceration sentence pursuant to § 23A-27-18.4. The
             sentencing court may impose a sentence other than probation or
             a fully suspended state incarceration sentence if the court finds
             aggravating circumstances exist that pose a significant risk to
             the public and require a departure from presumptive probation
             under this section. If a departure is made, the judge shall state
             on the record at the time of sentencing the aggravating
             circumstances and the same shall be stated in the dispositional
             order.

To depart from a presumptive sentence of probation, the court must therefore

identify that “aggravating circumstances exist that pose a significant risk to the

public and require a departure from presumptive probation under this section.” Id.

(emphasis added).

[¶12.]       Whether the circuit court misinterpreted or misapplied SDCL 22-6-11

involves a question of statutory interpretation, which we review de novo, with no

deference given to the circuit court’s legal conclusions. State v. Underwood, 2017

S.D. 3, ¶ 5, 890 N.W.2d 240, 241; State v. Whitfield, 2015 S.D. 17, ¶ 11, 862 N.W.2d

133, 137.

[¶13.]       Based on the transcript of the sentencing hearing, it is apparent that

the circuit court did not properly apply the statute here. Instead of finding

aggravating circumstances that reveal Kurtz poses a significant risk to the public,

as required by the statute to depart from presumptive probation, the court found

the opposite—despite the existence of aggravating circumstances, Kurtz is not

“much of a threat to society.” The court’s further statement that departure is

warranted because “at some point, we don’t deal any longer with whether you’re a

threat to society, but it’s simply punishment” is flatly contrary to the mandate in

                                          -6-
#30289

SDCL 22-6-11. If no aggravating circumstances are found that pose a significant

risk to the public, then departure from presumptive probation is not allowed under

SDCL 22-6-11.

[¶14.]       What constitutes aggravating circumstances posing “a significant risk

to the public” is not defined by statute. Likewise, this Court has not provided a

definition of this phrase, perhaps because it is not one that can be precisely defined.

Our precedent, however, offers some guidance as to what this Court has or has not

deemed to be aggravating circumstances constituting a significant risk to the

public. For example, we determined that a “failure to pay fines, costs, restitution,

or attorney fees hardly amounts to a ‘significant risk to the public[.]’” Underwood,

2017 S.D. 3, ¶ 7, 890 N.W.2d at 242 (alteration in original). We have also rejected

the notion that “SDCL 22-6-11 contemplates only circumstances demonstrating a

risk of violence or career criminality.” Id. ¶ 8. On the other hand, we have

determined that prior criminal history and probation or parole violations may

constitute aggravating circumstances posing a significant risk to the public. See,

e.g., State v. Beckwith, 2015 S.D. 76, ¶ 11, 871 N.W.2d 57, 60 (noting that “[t]he

likelihood of not complying with the conditions of probation is an appropriate

aggravating circumstance to consider as it may signal a significant risk to the

public” (emphasis added)).

[¶15.]       What has not been emphasized in our prior cases is that while a

defendant’s history may present aggravating circumstances, the sentencing court’s

required finding under SDCL 22-6-11 must focus on the relationship of those

circumstances to public safety. Therefore, while it is true that prior felonies and

                                          -7-
#30289

prior probation violations can constitute aggravating circumstances that pose such

a risk, it is not a foregone conclusion that all defendants with lengthy prior criminal

histories or a history of noncompliance categorically pose a significant risk to the

public. Importantly, sentencing courts should not, as a matter of course, ignore

recent prognostic indicators suggesting the defendant does not presently pose a

significant risk to the public. As this Court has often stated, sentencing involves

considering the totality of the circumstances as to the individual defendant before

the court, and this same governing principle applies when a court makes its

ultimate determination whether to depart from the otherwise mandated

presumptive probation. See State v. Seidel, 2020 S.D. 73, ¶ 47, 953 N.W.2d 301,

316–17 (noting that “the court is to acquire a thorough acquaintance with the

character and history of the person before it” by considering “the defendant’s

general moral character, mentality, habits, social environment, tendencies, age,

aversion or inclination to commit crime, life, family, occupation and previous

criminal record, as well as the rehabilitative prospects of the defendant” (internal

citations omitted)); see also Underwood, 2017 S.D. 3, ¶ 9, 890 N.W.2d at 242–43

(considering the totality of the circumstances when departing from presumptive

probation).

[¶16.]        Here, it appears the circuit court considered many of these factors and

found them to be aggravating, but the court then specifically found that Kurtz does

not pose a significant risk to the public. Therefore, the court erred when it departed

from a presumptive probation sentence under SDCL 22-6-11. Accordingly, we

                                          -8-
#30289

vacate the court’s sentence and remand for the court to enter a sentence of

probation.

[¶17.]       Vacated and remanded.

[¶18.]       JENSEN, Chief Justice, and KERN, SALTER, and MYREN, Justices,

concur.

                                         -9-