Court Opinion

ID: 4248490
Source: CourtListenerOpinion
Date Created: 2018-02-27 16:00:22.215087+00
Date Added: 2024-06-11T14:43:39.187500
License: Public Domain

NOT RECOMMENDED FOR PUBLICATION
                               File Name: 18a0093n.06

                                          No. 16-6511

                         UNITED STATES COURT OF APPEALS
                              FOR THE SIXTH CIRCUIT
                                                                                    FILED
JASON CLINARD,                                          )                      Feb 27, 2018
                                                        )                  DEBORAH S. HUNT, Clerk
       Petitioner-Appellant,                            )
                                                        )
                                                               ON APPEAL FROM THE
v.                                                      )
                                                               UNITED STATES DISTRICT
                                                        )
                                                               COURT FOR THE MIDDLE
RANDY LEE, Warden,                                      )
                                                               DISTRICT OF TENNESSEE
                                                        )
       Respondent-Appellee,                             )
                                                        )

BEFORE: GUY, CLAY, and WHITE, Circuit Judges.

       HELENE N. WHITE, Circuit Judge. Petitioner-Appellant Jason Clinard was fourteen

years old when he shot and killed Joyce Gregory, his school bus driver. The state of Tennessee

sought to prosecute Clinard as an adult. During his transfer hearing, acting on the advice of his

retained counsel, Clinard unexpectedly withdrew his objection to the transfer.          He was

subsequently charged as an adult, convicted of first-degree premeditated murder, and sentenced

to life with the possibility of parole.1 Clinard’s conviction and sentence were upheld on direct

appeal, and his numerous arguments for state postconviction relief were rejected.        Clinard

brought a federal habeas petition, also raising numerous claims, which were all denied. The

district court did, however, grant a certificate of appealability as to Clinard’s claim that he

received ineffective assistance of counsel during his transfer hearing. Because the state court’s

       1
         Under Tennessee law, this effectively means Clinard must serve at least 51 years in
prison. See Vaughn v. State, 202 S.W.3d 106, 118–19 (Tenn. 2006).
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Clinard v. Lee

determination that Clinard’s counsel was not ineffective in waving the transfer hearing was an

unreasonable application of Strickland v. Washington, 466 U.S. 668 (1984), we REVERSE, and

REMAND to the district court for further proceedings consistent with this opinion.

                                         I.      FACTS

       The facts of the case, as stated by the Tennessee Court of Criminal Appeals, are as

follows:

       On March 2, 2005, the 14-year-old defendant shot and killed his school bus
       driver, Joyce Gregory, as she sat aboard the bus in front of his house. On the day
       before the shooting, the victim had reported to the vice-principal of Stewart
       County High School, where the defendant was a freshman, that the defendant had
       been dipping snuff on the bus. As a result of the victim’s report, the defendant
       received in-school suspension. The evidence established that the March 1, 2005
       incident was not the first time the defendant had violated the school bus rules. He
       had previously been suspended from riding the bus for fighting and had only
       returned to riding the bus on February 25, 2005. According to the defendant’s
       16–year–old nephews, Joseph and Bobby Lee Fulks, the defendant believed that
       the victim was picking on him and he didn’t like [the victim] too much.

       On the morning of the shooting, the defendant rose as usual, readied himself for
       school, and ate breakfast. As the three boys walked to the bus, the defendant
       insisted that the Fulks brothers board the bus ahead of him. As the brothers
       walked to the back of the bus, the defendant aimed a .45 caliber semi-automatic
       handgun and fired six jacketed hollow point bullets at the victim. Three shots
       struck the victim in the torso . . . .

       After being shot, the victim attempted to radio for help but succumbed to her
       injuries before she was able to do so. Meanwhile, the defendant ran around the
       back of his house and into the woods as Joseph Fulks went inside to telephone 9-
       1-1. After the victim’s foot slipped from the brake, Bobby Fulks steered the bus
       toward a telephone pole to keep it from going over a steep hill. Bobby Fulks and
       other high school students helped the remainder of the children out of the
       emergency exit and into a nearby residence.

       By the time the first police officer arrived on the scene, the victim had died. After
       the officer confirmed that the victim was dead, he saw the defendant’s father,
       Charlie Clinard, walking toward the bus. Mr. Clinard told the officer that the
       defendant had shot the victim and retreated to the woods behind the family
       residence. Officers later reached the defendant on his cellular telephone, and he
       agreed to surrender. Shortly thereafter, the defendant emerged from the woods

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Clinard v. Lee

        carrying the .45 caliber handgun in one hand and the magazine in the other. He
        laid both on the ground and surrendered to the authorities.

Clinard v. State, No. M2011-01927-CCA-R3PC, 2012 WL 6570893, at *1–2 (Tenn. Crim. App.

Dec. 17, 2012) [“Clinard III”] (internal quotation marks removed and citation omitted)

(alteration in original).

                      II.     TENNESSEE JUVENILE TRANSFER LAW

        Respondent-Appellee Warden Randy Lee does not dispute that Clinard’s counsel’s

performance was deficient, but argues that the state court reasonably concluded that Clinard was

not prejudiced by his counsel’s agreement to transfer the case from juvenile court.

        In its opinion affirming the denial of postconviction relief, the Tennessee Court of

Criminal Appeals explained the relevant law as it existed at the time of Clinard’s transfer

hearing:

        Juvenile courts have original jurisdiction over children who are alleged to be
        delinquent. Tenn. Code Ann. § 37-1-134; see also Howell v. State, 185 S.W.3d
319, 326 (Tenn. 2006). Tennessee Code Annotated section 37-1-134(a) provides
        the circumstances under which a juvenile court shall transfer a juvenile accused of
        conduct that constitutes a criminal offense to adult court. For a child less than
        sixteen years old and charged with a certain offense, such as first degree murder,
        the child must be provided with notice and a hearing. Tenn. Code Ann. § 37-1-
        134(a)(1)–(3). The child is to be treated as an adult if the juvenile court finds that
        there are reasonable grounds to believe that (1) the “child committed the
        delinquent act as alleged”; (2) the “child is not committable to an institution [] for
        the developmentally disabled or mentally ill”; and (3) the “interests of the
        community require that the child be put under legal restraint or discipline.” Tenn.
        Code Ann. § 37-1-134(a)(4)(A)–(C). Moreover, Tennessee Code Annotated
        section 37-1-134(b) lists the following factors that the judge must consider in
        deciding whether to treat a juvenile as an adult.

                 (1) The extent and nature of the child’s prior delinquency records;
                 (2) The nature of past treatment efforts and the nature of the child’s
                 response thereto;
                 (3) Whether the offense was against person or property, with
                 greater weight in favor of transfer given to offenses against the
                 person;

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                 (4) Whether the offense was committed in an aggressive and
                 premeditated manner;
                 (5) The possible rehabilitation of the child by use of procedures,
                 services and facilities currently available to the court in this state;
                 and
                 (6) whether the child’s offense would be considered a criminal
                 gang offense . . . if committed by an adult.

Clinard III, 2012 WL 6570893, at *6. Transfer is mandatory if the three elements set out in

§ 37–1–134(a)(4) are satisfied.        Howell v. Hodge, 710 F.3d 381, 384 (6th Cir. 2013).

Additionally, an individual ceases to be a “child” for any purpose when he or she turns nineteen.

Tenn. Code Ann. § 37-1-102(b)(5)(B). Thus, regardless of the seriousness of a child’s offense,

any term of commitment ends when the child turns nineteen. Id. at § 37-1-102(b)(5)(B)(ii); see

Howell, 710 F.3d at 392 (Stranch, J., concurring).

                                III.    PROCEDURAL HISTORY

A.     Proceedings in the Juvenile Court

       Clinard was charged with first-degree murder in the Juvenile Court of Stewart County,

Judge Andrew Brigham presiding, and was placed in the Middle Tennessee Mental Health

Institute (“MTMHI”). Public Defender Jake Lockert, an attorney with substantial experience as

both a prosecutor and a criminal defense attorney, including with murder trials and juvenile

cases, was appointed to represent Clinard. Anticipating the state would seek to prosecute Clinard

as an adult, Lockert and his staff began to prepare for a transfer hearing. The juvenile court

appointed attorney Roselle Shackelford to act as guardian ad litem for Clinard.

       Lockert retained Dr. William Bernet,2 the Director of Forensic Psychiatry at Vanderbilt

University, to conduct a forensic psychiatric evaluation of Clinard. Lockert also contacted two

of the doctors—Drs. Craddock and Farooque—who were treating Clinard at MTMHI, as well as
       2
           Dr. Bernet’s name also appears in the record as “Burnett.”

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No. 16-6511
Clinard v. Lee

administrators from that facility, all of whom Lockert came to believe would testify that Clinard

could be successfully treated as a juvenile. Lockert also identified witnesses who would testify

that Clinard had “no prior criminal behavior,” “was a model student involved in extracurricular

activities,” and “had shown signs of extreme honesty.” (Postconviction Hr’g Tr., R. 33-3, PID

396.) Lockert and his staff spent approximately 300 hours working on Clinard’s case. Lockert’s

case file totaled “somewhere between six hundred and a thousand pages.” (Id. at 400.)

       Lockert did not, however, represent Clinard at the transfer hearing.        In May 2005,

Clinard’s family retained attorney Worth Lovett to represent Clinard. Lovett had substantially

less experience than Lockert, and, apparently, this was Lovett’s first murder case. His practice to

that point had consisted primarily of guardian ad litem and juvenile work. Lockert spoke to

Lovett on the phone and advised Lovett regarding the witnesses he had secured to testify at the

transfer hearing. Lockert emphasized the importance of having the neutral MTMHI doctors

testify that Clinard could complete a treatment program by age nineteen. However, Lovett never

met with Lockert in person, and never requested Lockert’s case file or any further assistance.

       Clinard’s transfer hearing was held on August 2, 2005. As relevant here, the parties

stipulated to the admission of the court-ordered MTMHI evaluation of Clinard, prepared by

licensed psychologist M. Duncan Currey, Ph.D. Dr. Currey diagnosed Clinard as suffering from

“Major Depressive Disorder, Recurrent, Severe, With Psychotic Features,” i.e., auditory and

visual hallucinations. (R. 41-17, PID 2428–29, 2433.) Dr. Currey opined that:

       Jason’s depression most likely compromised his judgment and reasoning skills,
       and put him at increased risk for inappropriate behavior, such as acting on his
       angry impulses. His reports of suicidal thoughts and plans reflect the thinking of
       a boy who may have developed self-defeating cognitive patterns in a
       dysfunctional attempt to cope with his negative emotions. Suicidal thoughts in
       children sometimes reflect feelings of guilt and shame that can manifest in self-
       destructive behaviors, or in aggression toward others.

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Clinard v. Lee

       Jason responded well to a structured, supportive environment during the
       evaluation, and his potential for learning to manage his behavior appropriately
       will probably increase with ongoing supervision and guidance. Adolescents with
       similar histories typically respond best to therapeutic, supportive, structured,
       organized living environments where the goals, consequences, and rewards are
       clear.

(Id. at 2434.) Dr. Currey recommended that Clinard “be placed in an adolescent residential

treatment center and receive individual and group therapy, family counseling, anger management

training, and psychiatric monitoring of his medication.” (Id. at 2425.)

       Although the state had brought the transfer motion, the juvenile court permitted Dr.

Bernet to testify first, as a witness for Clinard, due to a scheduling issue. Clinard III, 2012 WL
6570893 at *3. As relevant here, Dr. Bernet testified that, based on reviewing relevant records

and evaluating Clinard first-hand, Clinard suffered from “major depressive disorder,”

“intermittent depressive disorder,” and “intermittent explosive disorder.” (Transfer Hr’g Tr., R.

41-21, PID 3095.) Dr. Bernet opined that Clinard could be successfully treated in a structured

residential setting, using a combination of “individual and group therapy and medication.” (Id.

at 104–05.) Dr. Bernet explained that when individuals suffering from major depressive disorder

“are treated with both medication and appropriate psychotherapy . . . around 80 percent, maybe

85 percent recover.” (R. 41-21, PID 3097.) Dr. Bernet also testified that “[m]ost people” with

intermittent explosive disorder “can learn how to manage their anger and deal with it through

either therapy or medication.” (Id. at 3096–97.) Dr. Bernet further opined, based on his

experience as a former consultant to the juvenile-justice system, that Clinard could be

appropriately treated within that system, and that treatment up to the age of nineteen “should be

long enough certainly to address his psychiatric issue.” (Id. at 3097, 3102–03.) Dr. Bernet

acknowledged, however, that there could be no guaranty that treatment would be successful or

that Clinard would not reoffend. In particular, Dr. Bernet opined that, due to a genetic variation

                                               -6-
No. 16-6511
Clinard v. Lee

that affects how his brain processes serotonin, Clinard was predisposed to depression, and that

predisposition would stay with him throughout his life.

       After Dr. Bernet’s testimony, the state called psychiatrist Kimberly Stalford. Dr. Stalford

reviewed Clinard’s MTMHI records, but did not interview Clinard. Based on her review of the

records, Dr. Stalford concluded that Clinard did not suffer from a major depressive disorder. She

also opined that Clinard was not experiencing hallucinations or suffering from “true psychosis,”

but instead was engaged in “delusional thinking.” (Transfer Hr’g Tr., R. 41-21, PID 3114.)

Thus, Dr. Stalford concluded that, if Clinard was depressed, it was “significantly less than what

Dr. Bernet” had diagnosed. (Id. at 3118; 3126–27.) When asked about treatment, Dr. Stalford

acknowledged that depression is “a treatable medical problem,” but that Clinard’s genetic

predisposition to depression “c[ould] not be treated.” (Id. at 3118, 3122.) Asked separately

about rehabilitation, Dr. Stalford opined that “the best predictor for violence is a previous history

of violence, and the severity of the violence is an important issue.” (Id. at 3123.) She did not,

however, actually offer an opinion as to the likelihood that Clinard would reoffend.

       The state then presented testimony from Tom Texture, the first police officer to respond

to the shooting. Texture described his arrival on the scene, his discovery that Gregory had been

killed, and Clinard’s arrest by other officers. Jason Gillespie, another officer, provided similar

testimony, and also identified the handgun recovered from Clinard. Finally, Clinard’s 16-year-

old twin nephews, Joseph and Bobby Fulks, testified about the shooting.

       At that point, the court recessed. According to Judge Brigham, “[t]here was an in-

chambers discussion and . . . Mr. Lovett with the presence of the [guardian ad litem] had

recommended to Mr. Clinard that the transfer hearing stop and that he agree[] to the transfer.”

(Postconviction Hr’g, R. 33-3, PID 438–39.) This surprised Judge Brigham, because the state

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Clinard v. Lee

had not rested, and “[t]he defense hadn’t started yet other than that out-of-order witness [Dr.

Bernet].” (Id. at 439.) The only explanation Judge Brigham could recall for the decision was

that “the defense was concerned that the record was developing against their client,” and that the

record of the transfer hearing might be used against Clinard at trial or by the corrections

department. (Id. at 439, 459.)

       The parties prepared an Agreed Order stating that the elements of the transfer statute

were satisfied, and the judge signed the order, transferring Clinard to the jurisdiction of the

Circuit Court of Stewart County. Clinard was fifteen years old at the time of the transfer.

B.     Subsequent State Court Proceedings

       After his transfer, Clinard was tried and convicted of first-degree premediated murder.

State v. Clinard, No. M2007-00406-CCA-R3CD, 2008 WL 4170272, at *1 (Tenn. Crim. App.

Sept. 9, 2008) [“Clinard I”]. Because the state did not seek a sentence of life imprisonment

without the possibility of parole, Clinard “received the statutorily mandated sentence of life

imprisonment.” Id. at *2. The Court of Criminal Appeals of Tennessee upheld his conviction

and sentence on direct appeal, rejecting arguments not raised here. Id. at *2–7. Clinard did not

seek further review of that decision.

       Clinard petitioned for postconviction relief in the state trial court on January 29, 2009.

Clinard v. State, No. M2012-00839-CCA-R3HC, 2012 WL 4459717, at *2 (Tenn. Crim. App.

Sept. 27, 2012) [“Clinard II”]. Among other contentions, Clinard raised the claim now before

this court—that he received ineffective assistance of counsel at the transfer hearing. Clinard III,

2012 WL 6570893 at *2.

       The state postconviction trial court held an evidentiary hearing on August 3, 2011.

Lockert testified about the work he and his staff performed on Clinard’s behalf, particularly his

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Clinard v. Lee

efforts to identify mental-health professionals and administrators from MTMHI who would

testify that Clinard could successfully be treated as a juvenile, as well as Lovett’s failure to

retrieve Lockert’s voluminous case file. (See discussion supra Section III.A.)

       Judge Brigham also testified. Addressing Clinard’s decision to accede to the transfer,

Judge Brigham stated: “Quite frankly the decision was surprising and I was caught off guard.”

Clinard III, 2012 WL 6570893, at *3 (quotation marks omitted). Judge Brigham “was surprised

because defense counsel had not presented any witnesses other than Dr. Bernet.” Id. The state

postconviction appellate court summarized the remainder of Judge Brigham’s relevant

testimony:

       He stated that at the time of defense counsel’s recommendation, he had not yet
       made a decision as to how he would rule on the transfer. In particular, he was
       going to consider possible rehabilitation programs available to the Petitioner in
       juvenile court, the Petitioner’s amenability to rehabilitation, and evidence
       showing the existence of premeditation. He stated, “There was a lot still I was
       going to weigh.”
       On cross-examination, Judge Brigham testified that probable cause as to whether
       the Petitioner had committed the act was “still somewhat in the air” when the
       Petitioner waived the remainder of the transfer hearing. Dr. Bernet was in favor
       of the Petitioner’s case remaining in juvenile court. However, experts from
       MTMHI had concluded that the Petitioner was not committable. Judge Brigham
       had been expecting the defense to present testimony about programs that could
       rehabilitate the Petitioner and whether he could be rehabilitated by the time he
       turned nineteen years old. Judge Brigham said he was concerned about the
       Petitioner’s being released from custody at nineteen because “we were dealing
       with a relatively short period of time.” He acknowledged that the defense would
       have had to present overwhelming proof that the Petitioner could be rehabilitated
       before he would have decided not to transfer the case to circuit court. He
       acknowledged signing a transfer order, stating that all of the requirements of the
       juvenile transfer statute had been satisfied. He said that he probably would not
       have signed the order if he had not believed enough evidence existed to transfer
       the Petitioner’s case to adult court.
       On redirect examination, Judge Brigham testified that although he signed the
       transfer order, he did not have to make a decision to transfer the Petitioner’s case
       to adult court because the Petitioner agreed to the transfer.

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Id. at *3-4. Aptly summarizing, the state court concluded that for Judge Brigham, “the issue of

transfer was very much in doubt when counsel agreed to waive the hearing.” Id. at *9.

       Finally, Agent Joe Craig of the Tennessee Bureau of Investigation, the lead investigator

in Clinard’s case, testified that he was present at the transfer hearing and, if the hearing had

continued, he would have provided additional details about the crime, the investigation, and the

evidence collected at the scene and thereafter.

       Applying Strickland v. Washington, 466 U.S. 668 (1984), and relevant state precedents,

“the post-conviction court found that trial counsel’s performance was deficient because counsel

should have ‘at least [attempted] to prevent the transfer using mental health testimony’ and

because counsel agreed to the transfer without receiving a ‘significant concession’ from the

State.” Clinard III, 2012 WL 6570893 at *4 (alteration in original) (quoting R. 41-15, PID

2291). However, the postconviction trial court found that Clinard was not prejudiced by Lovett’s

deficient performance. In reaching that conclusion, the court recognized that the only truly

disputed issue was whether the “interests of the community require[d] that [Clinard] be put under

legal restraint or discipline”—a necessary predicate for transfer. Tenn. Code Ann. § 37-1-

134(a)(4)(C). As to the rehabilitation question, the court stated that:

       the proof on this issue is in equipoise. The defense expert was of the opinion that
       Petitioner could be successfully treated within the four years available to the
       juvenile court system and the State’s expert was doubtful that Petitioner could be
       successfully treated at all. The MTMHI evaluation found that Petitioner was not
       committable to a mental health institution on an involuntary basis.

       This Court considers this factor as being in equipoise, favoring neither retention
       in juvenile court nor transfer to adult court.

(R. 41-15, PID 2299.) The court then concluded: “[c]onsidering all of the [§ 37-1-134-(b)]

factors and the facts of the case, this Court is of the opinion that there is no reasonable

probability that Petitioner would not have been transferred to adult court had all of the evidence

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been presented to the juvenile court.” (Id. at 2300.) The trial court did not, however, discuss

Judge Brigham’s testimony or acknowledge that Judge Brigham was focused on the

rehabilitation question and that he remained undecided when the hearing was cut short.

       The state appellate court agreed with the trial court as to both deficient performance and

lack of prejudice, and affirmed the denial of postconviction relief. Clinard III, 2012 WL
6570893 at *8–9.        The appellate court acknowledged Judge Brigham’s testimony, and

specifically found that in Judge Brigham’s mind, “the issue of transfer was very much in doubt

when counsel agreed to waive the hearing.” Id. at *9. Nevertheless, the appellate court accepted

the trial court’s conclusion:

       The Petitioner argues that the testimony of Jake Lockert, who testified about the
       proof he developed for the transfer hearing, and Judge Brigham, who testified that
       the issue of transfer was very much in doubt when counsel agreed to waive the
       hearing, established that he was prejudiced by counsel’s deficient performance.
       However, the post-conviction court considered all of the evidence presented at the
       transfer hearing, considered all of the evidence presented at the evidentiary
       hearing, and addressed all of the factors set out in the juvenile transfer statute.
       The Petitioner did not present any additional evidence at the evidentiary hearing
       to address those factors. Therefore, we conclude that the Petitioner has failed to
       establish that but for counsel’s deficient performance, his case would not have
       been transferred from juvenile court to adult court.

Id. at *9. The Tennessee Supreme Court denied Clinard’s application for permission to appeal.

C.     Proceedings in the District Court

       Clinard filed a pro se petition for habeas corpus relief in the district court. Counsel was

appointed, and the operative amended petition was filed on May 2, 2016, asserting that Lovett

was ineffective at the transfer hearing by (1) agreeing to the transfer, and (2) failing to call Drs.

Craddock and Farooque of MTMHI.3 The district court agreed with the state courts that Lovett’s

       3
         Clinard has abandoned his other claims by not seeking to expand the certificate of
appealability.

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performance at the transfer hearing was deficient, but that Clinard had not established prejudice.

The district court granted a certificate of appealability and this timely appeal followed.

                                      IV.     DISCUSSION

A.     Standard of Review and Applicable Law

       We review de novo the district court’s legal conclusions and its answers to mixed

questions of fact and law. Lucas v. O’Dea, 179 F.3d 412, 416 (6th Cir. 1999) (citation

omitted). The district court’s independent findings of fact are reviewed for clear error, id., but

findings based only on the district court’s reading of the state court record are reviewed de novo,

Slagle v. Bagley, 457 F.3d 501, 513 (6th Cir. 2006).

       Clinard filed this habeas petition after the effective date of the Antiterrorism and

Effective Death Penalty Act of 1996, Pub. L. No. 104-132, 110 Stat. 1214 (AEDPA), so

AEDPA standards govern this appeal. See Lindh v. Murphy, 521 U.S. 320, 326–27 (1997).

Under AEDPA,

       a federal court may not grant a writ of habeas corpus with respect to any claim
       adjudicated on the merits in state court unless the state adjudication: (1) resulted
       in a decision that was contrary to, or involved an unreasonable application of,
       clearly established federal law, as determined by the Supreme Court of the United
       States; or (2) resulted in a decision that was based on an unreasonable
       determination of the facts in light of the evidence presented in the state court
       proceeding.

Cauthern v. Colson, 736 F.3d 465, 473 (6th Cir. 2013) (quoting 28 U.S.C. § 2254(d)). The

petitioner carries the burden of proving that this standard has been met. Cullen v. Pinholster,

563 U.S. 170, 181 (2011).

       In analyzing whether a state court decision is contrary to or an unreasonable
       application of clearly established Supreme Court precedent, a federal court may
       look only to the holdings of the Supreme Court’s decisions, not the dicta. A state
       court decision on the merits is contrary to clearly established Supreme Court
       precedent only if the reasoning or the result of the decision contradicts that
       precedent.

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LaMar v. Houk, 798 F.3d 405, 415 (6th Cir. 2015) (citations omitted). Further,

       [t]o violate the unreasonable-application clause, after identifying the correct
       governing legal principle from the Supreme Court’s decisions, the state court
       decision must (a) unreasonably apply it to the facts, or (b) either unreasonably
       extend or unreasonably refuse to extend a legal principle from Supreme Court
       precedent to a new context. The state-court application of Supreme Court
       precedent must have been “objectively unreasonable,” not simply erroneous or
       incorrect.

Id. (citations omitted). “State-court factual findings are presumed correct unless the applicant

rebuts them by clear and convincing evidence.” Id. (citing 28 U.S.C. § 2254(e)(1)). Finally, we

review “the last reasoned state court decision.” Cauthern, 736 F.3d at 473 (citing Pinholster,
563 U.S. at 187–88). Here, that is the Court of Criminal Appeals of Tennessee’s opinion

affirming the denial of Clinard’s petition for postconviction relief. See Clinard III, 2012 WL
6570893.

       Juveniles are entitled to the effective assistance of counsel at transfer hearings. Kent v.

United States, 383 U.S. 541, 554 (1966). To establish the deprivation of that right, Clinard must

show that 1) counsel’s        performance was deficient—objectively unreasonable            under

prevailing professional norms—and 2) it prejudiced the defense. Strickland, 466 U.S. at 687.

Here, the state courts found that Lovett’s performance was deficient, Clinard III, 2012 WL
6570893 at *8, and the Warden does not challenge that determination.

       Prejudice is established by showing there is a reasonable probability that, but for

counsel’s unprofessional errors, the result of the proceedings would have been different.

Strickland, 466 U.S. at 694. Although the reasonable-probability standard is lower than the

more-probable-than-not standard, Kyles v. Whitley, 514 U.S. 419, 434 (1995); Strickland,
466 U.S. at 693–94, the difference between the two “is slight and matters ‘only in the rarest

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case.’       The likelihood of a different result must be substantial, not just conceivable.”

Harrington v. Richter, 562 U.S. 86, 112 (2011) (quoting Strickland, 466 U.S. at 697).4

B.       Analysis

         The question before us “is whether there is any reasonable argument that [Clinard’s]

counsel satisfied Strickland's deferential standard” when he waived the transfer hearing. Richter,
562 U.S. at 105. The answer is “no.”

         1.       The State Postconviction Appellate Court Applied the Correct Legal Standard

         As a preliminary matter, Clinard asserts that we should review his claim de novo because

the state postconviction appellate court “applied the wrong standard” when assessing prejudice.

(Appellant’s Br. at 45). In support of that argument, Clinard focuses on the final sentence of the

court’s analysis: “Therefore, we conclude that the Petitioner has failed to establish that but for

counsel’s deficient performance, his case would not have been transferred from juvenile court to

adult court.” Clinard III, 2012 WL 6570893 at *9. Clinard contends that this language5

indicates the state appellate court improperly applied a preponderance-of-the-evidence standard

to the prejudice question. However, the court correctly stated the applicable standard earlier in

its opinion:      “To establish prejudice, the petitioner must show that ‘there is a reasonable

probability that, but for counsel’s unprofessional errors, the result of the proceeding would have

been different. A reasonable probability is a probability sufficient to undermine confidence in

the outcome.’” Clinard III, 2012 WL 6570893 at *5 (quoting Strickland, 466 U.S. at 694). The

court also noted that “[c]onsidering all the factors, the post-conviction [trial] court concluded that

         4
          We reject Clinard’s assertion that “reasonable probability” equals 20% because that
view is incompatible with Richter, and the Supreme Court has rejected “mechanical rules” for
ineffective assistance cases. Strickland, 466 U.S. at 69.
         5
         Clinard also identifies an earlier incorrect recitation of the Strickland standard in the
state appellate court’s opinion.

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‘there is no reasonable probability that Petitioner would not have been transferred to adult court

had all of the evidence been presented to the juvenile court.’” Id. at *8 (quoting R. 33-4, PID

512). Habeas review includes a “presumption that state courts know and follow the law.”

Woodford v. Visciotti, 537 U.S. 19, 24 (2002) (per curiam) (citations omitted). Omitting the

words “reasonable probability” when reciting the Strickland standard does not justify de novo

review when the state court correctly stated and applied the standard in the “central” portion of

its opinion. Id. at 23. That is the case here.

       Vasquez v. Bradshaw, 345 F. App’x 104 (6th Cir. 2009), on which Clinard relies, is both

unpublished and distinguishable. In Vasquez, the state postconviction trial court “relied directly”

on an incorrect formulation of the Strickland standard for prejudice. 345 F. App’x at 110–11.

The state appellate court stated the correct standard once, but then “expressly adopted the

erroneous legal reasoning of the court below.” Id. at 112. Distinguishing Woodford on that

basis, our court found an unreasonable application of federal law and proceeded to review the

petitioner’s claim de novo. Id. This case is different. The state postconviction trial court

applied the correct standard, (R. 33-4, PID 512), and the appellate court “expressly adopted” the

“legal reasoning of the court below,” Vasquez, 345 F. App’x at 112, despite an incomplete

recitation of the Strickland prejudice standard, see Clinard III, 2012 WL 6570893 at *5, *8–9.

The state postconviction appellate court did not apply the wrong standard.6

       6
          Whether de novo review should apply because, as Clinard contends, the state
postconviction courts unreasonably failed to discuss Dr. Currey’s opinion that Clinard could
likely be rehabilitated and mischaracterized Dr. Stalford’s testimony—and thus their decisions
are “based on an unreasonable determination of the facts,” see 28 U.S.C. § 2254(d)(2)—is a
closer question. We need not decide that issue, however, because Clinard is entitled to relief
even under the more deferential AEDPA standard of review.

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       2.        The State Postconviction Courts Unreasonably Applied Strickland

       Clinard’s petition asserts that Lovett provided constitutionally inadequate assistance at

the transfer hearing on two theories: (a) Lovett failed to call Drs. Craddock and Farooque and

unnamed state juvenile facility administrators at the transfer hearing; and (b) Lovett agreed to the

transfer. On appeal, Clinard has not briefed the first theory and we therefore deem it abandoned.

We conclude he is entitled to relief on the second theory.

       As Clinard acknowledges, the evidence presented at the transfer hearing clearly

established reasonable grounds to believe that Clinard murdered Gregory and was not

committable. Thus, the juvenile court was required to transfer Clinard if the “interests of the

community require[d] that [Clinard] be put under legal restraint or discipline.” See Tenn. Code

Ann. § 37-1-134(a)(4)(A)–(C); Howell, 710 F.3d at 384. Looking to the six specified factors

relevant to that question, Clinard had no past history of delinquency or treatment (factors 1 and

2), his offense was not gang-related (factor 6), and he had committed an aggressive and

premediated offense against a person (factors 3 and 4);7 the only issue in dispute was whether

Clinard could be rehabilitated (factor 5). See Tenn. Code Ann. § 37-1-134(b). For Judge

Brigham, the focus of that question was whether Clinard could be rehabilitated before age

nineteen such that he would not reoffend. And because Judge Brigham was uncertain about

Clinard’s potential for rehabilitation, he “hadn’t made up [his] mind” whether to approve the

transfer. (Postconviction Hr’g Tr., R. 33-3, PID 463.)

       7
         Judge Brigham testified that he had not decided whether the murder was premeditated,
but the postconviction trial court held that the evidence “established without question” that it
was. (R. 41-15, PID 2298.) Clinard does not challenge this factual conclusion, nor would such a
challenge succeed in light of AEDPA deference.

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       There was ample evidence at the transfer hearing that could have led Judge Brigham to

decide the rehabilitation issue in Clinard’s favor. Dr. Currey’s report spoke favorably about

Clinard’s ability to learn to manage his behavior. And based on his experience as a consultant to

the juvenile-justice system, Dr. Bernet opined that treatment up to the age of nineteen “should be

long enough certainly to address [Clinard’s] psychiatric issue.” (R. 41-21, PID 3097, 3102–03.)

Even Dr. Stalford, the state’s expert, acknowledged that Clinard’s depression was treatable, even

if his genetic susceptibility to stress was not. The only contrary evidence was Dr. Stalford’s

testimony that “the best predictor for violence is a previous history of violence, and the severity

of the violence is an important issue.” (Id. at 3123.)

       Crucially, although Judge Brigham “testified that the issue of transfer was very much in

doubt when counsel agreed to waive the hearing,” the state postconviction appellate court

concluded that there was not a reasonable probability that competent representation would have

produced a different result. Clinard III, 2012 WL 6570893 at *9. In doing so, the appellate

court accepted the trial court’s conclusion that, “[c]onsidering all of the [§ 37-1-134-(b)] factors

and the facts of this case . . . there is no reasonable probability that Petitioner would not have

been transferred to adult court.” (R. 41-15, PID 2291); see Clinard III, 2012 WL 6570893 at *9.

       These determinations unreasonably applied Strickland to the facts of this case. See

LaMar, 798 F.3d at 415. Specifically, the state postconviction appellate court ignored its own

factual finding that in Judge Brigham’s mind, “the issue of transfer was very much in doubt

when counsel agreed to waive the hearing.” Clinard III, 2012 WL 6570893, at *9. Under

Strickland, the prejudice determination “proceed[s] on the assumption that the decisionmaker is

reasonably, conscientiously, and impartially applying the standards that govern the decision.”
466 U.S. at 695. And “evidence about the actual process of decision” must be considered when

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it is “part of the record of the proceeding under review.”            Id.   The record in this case

demonstrates the wisdom of that rule. Judge Brigham approached a difficult case with an open

mind. In the best judicial tradition, he conscientiously waited to make any decision until after all

the evidence was presented. When a “reasonabl[e], conscientious[], and impartial[]” judge says

that he had not made up his mind, and the evidence is in “equipoise,” as observed by the

postconviction trial court and apparently accepted by the appellate court, “there is a reasonable

probability that, but for counsel’s unprofessional errors, the result of the proceeding would have

been different.” Id. at 694–95. It is the rare case that benefits from judicial testimony such as

that offered by Judge Brigham. In a case that challenges counsel’s decision to abandon an issue

that would have been subject to a discretionary ruling, such as a transfer to adult court, the

decisionmaker’s testimony that he had not made a decision at the time the issue was abandoned

must be considered.

       Here, the district court described its reasoning as follows:

       The Juvenile Court Judge testified that he was not disposed one way or the other
       when the Petitioner chose to waive any further opposition to transfer. That,
       coupled with the seriousness of the offense, that the offense was premeditated,
       that the Petitioner had already exhibited signs of aggressive behavior with other
       students, and that the medical experts seemed to agree that the Petitioner was not
       eligible for involuntary commitment to a mental health facility, forecloses any
       finding that there was a substantial likelihood that the Petitioner would not have
       been transferred but for counsel’s error.

Clinard v. Lee, No. 3:13-CV-01190, 2016 WL 5845901, at *4 (M.D. Tenn. Oct. 6, 2016) (record

citations omitted).   The Warden also urges that the evidence in favor of transfer was

overwhelming.     True, the evidence that Clinard committed a premeditated murder was

unassailable, and the details of the crime are undisputed. But the district court did not account

for the evidence that Clinard could be successfully treated before he aged out of the juvenile

system, a consideration that was important to Judge Brigham in applying the controlling factor.

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Nor does the Warden address on appeal the rehabilitation evidence actually presented at the

transfer hearing.   In light of that evidence and his statutory obligation to consider the

rehabilitation issue, Judge Brigham remained undecided when the transfer hearing was cut short.

Ultimately, given the seriousness of the crime, Judge Brigham might have granted the transfer

motion despite the possibility that Clinard would be successfully rehabilitated by age nineteen.

See State v. Strickland, 532 S.W.2d 912, 920 (Tenn. 1975) (listing “the seriousness of the alleged

crime” as one factor to be considered in transfer decisions). But Judge Brigham’s testimony

makes clear that denying the motion was also a reasonable probability.

       The district court also relied on Spytma v. Howes, 313 F.3d 363 (6th Cir. 2002). (See R.

45, PID 4628.) In Spytma, a 15-year-old participated in the beating, sexual assault, and murder

of a neighbor. 313 F.3d at 365. The Michigan juvenile court failed to follow all the procedural

requirements of the applicable transfer statute, but this court held that any due process violation

was harmless “because no reasonable probate judge would have failed to waive jurisdiction

given the brutality of the crime.” Id. at 368–70. However, Spytma was not an ineffective-

assistance case, and there was no testimony from the probate judge. Further, as difficult as the

facts of this case are, the facts in Spytma were even more disturbing. We therefore find Spytma

inapposite.

       Finally, the Warden argues that we should not dwell on Judge Brigham’s testimony and

should focus instead on the Agreed Order, drafted by the parties and signed by Judge Brigham

after Clinard agreed to be transferred, which states that the requirements of the transfer statute

were met. We note that although the Warden’s brief mentions the Agreed Order in passing, it

was only at oral argument that the Warden contended that the Agreed Order had any particular

significance. See Lindsey v. Detroit Entm’t, LLC, 484 F.3d 824, 831 n.9 (6th Cir. 2007) (issues

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not raised prior to oral argument are waived). In any event, it is clear from Judge Brigham’s

testimony that he entered the Agreed Order because the parties asked him to, and that there is a

reasonable probability he would have reached a different conclusion if Lovett’s deficient

performance had not taken the matter out of his hands. See Clinard III, 2012 WL 6570893

(“Judge Brigham testified that although he signed the transfer order, he did not have to make a

decision to transfer the Petitioner’s case to adult court because the Petitioner agreed to the

transfer.”).

        In sum, there is no reasonable argument that Clinard was not prejudiced by his counsel’s

deficient performance.

C.      Remedy

        Having concluded that the district court erred in denying the petition, we turn to the

question of relief. In his brief, Clinard asserts that we should order his conviction vacated

entirely. At oral argument, however, Clinard conceded that, in light of Kent and White v.

Sowders, 644 F.2d 1177 (6th Cir. 1980), an appropriate remedy would be to remand the case to

the district court. We agree.

        In Kent, the Supreme Court found that the petitioner’s due process rights were violated

when a District of Columbia juvenile court waived its jurisdiction—equivalent to a transfer

determination under Tennessee law—without conducting the “full investigation” required by the

District’s Juvenile Court Act. 383 U.S. at 546–47. The Court went on to discuss its disposition

of the case:

        Ordinarily we would reverse . . . and direct the District Court to remand the case
        to the Juvenile Court for a new determination of waiver. If on remand the
        decision were against waiver, the indictment in the District Court would be
        dismissed. However, petitioner has now passed the age of 21 and the Juvenile
        Court can no longer exercise jurisdiction over him. In view of the unavailability
        of a redetermination of the waiver question by the Juvenile Court, it is urged by

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        petitioner that the conviction should be vacated and the indictment dismissed. In
        the circumstances of this case . . . we do not consider it appropriate to grant this
        drastic relief. Accordingly, we vacate the order of the Court of Appeals and the
        judgment of the District Court and remand the case to the District Court for a
        hearing de novo on waiver, consistent with this opinion. If that court finds that
        waiver was inappropriate, petitioner’s conviction must be vacated. If, however, it
        finds that the waiver order was proper when originally made, the District Court
        may proceed, after consideration of such motions as counsel may make and such
        further proceedings, if any, as may be warranted, to enter an appropriate
        judgment.

Id. at 564–65 (emphasis added; citations and footnotes omitted).

        In White, this court faced a similar situation. The habeas petitioner in that case had

committed a robbery when he was seventeen. White, 644 F.2d at 1178. A Kentucky juvenile

court waived jurisdiction and allowed White to be tried as an adult, without making the findings

of fact required by the relevant Kentucky statute. Id. at 1179. The state conceded a Kent

violation, and this court found the petitioner entitled to relief. Id. at 1180–84. By that time,

however, the “petitioner [wa]s no longer a minor and [wa]s not subject to juvenile court

jurisdiction.”   Id. at 1184.      The petitioner argued his conviction should be vacated

unconditionally, but this court disagreed, and instead “remand[ed] to the district court for a

hearing de novo on the question of waiver.” Id. at 1185.

        Here, because there is a reasonable probability that Clinard would not have been

transferred to adult court absent his counsel’s ineffective assistance, Clinard is entitled to a new

transfer hearing. And, as in White, because “an opportunity has already been accorded the state

courts to resolve the issue . . . , we believe our discretion is better exercised by a remand to the

district court for the purpose of holding [a new transfer] hearing in that court.” Id.

                                        V. CONCLUSION

        For the foregoing reasons, we REVERSE the judgment below and REMAND the case

for further proceedings consistent with this opinion.

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