Court Opinion

ID: 9840590
Source: CourtListenerOpinion
Date Created: 2023-09-19 16:01:19.216279+00
Date Added: 2024-06-11T10:36:08.102460
License: Public Domain

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                                                     [DO NOT PUBLISH]
                                     In the
                 United States Court of Appeals
                          For the Eleventh Circuit

                           ____________________

                                  No. 22-10499
                            Non-Argument Calendar
                           ____________________

        GERALD J. CARTER,
                                                        Plaintiﬀ-Appellant,
        versus
        J. MCCULLEN,
        Assistant Warden,
        In Individual and Oﬃcial Capacity,
        MICHAEL WALIN,
        Lieutenant,
        In Individual and Oﬃcial Capacity,
        TIMOTHY MERRITT,
        Sergeant,
        In Individual and Oﬃcial Capacity,
        P. WILLIAMS,
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        2                     Opinion of the Court                22-10499

        Sergeant,
        In Individual and Oﬃcial Capacity,

                                                     Defendants-Appellees.

                            ____________________

                  Appeal from the United States District Court
                       for the Middle District of Florida
                   D.C. Docket No. 3:22-cv-00038-HLA-MCR
                           ____________________

        Before JORDAN, JILL PRYOR, and LUCK, Circuit Judges.
        PER CURIAM:
                Gerald Carter appeals the district court’s order dismissing
        his 42 U.S.C. section 1983 complaint without prejudice for failure
        to state a claim. Because Carter’s complaint and its attachments,
        liberally construed, did not plausibly allege Eighth or Fourteenth
        Amendment violations, we affirm.
                          FACTUAL BACKGROUND

                We present the facts—taken as true from Carter’s complaint
        and its attachments—in the light most favorable to him. See Saun-
        ders v. Duke, 766 F.3d 1262, 1266, 1270 (11th Cir. 2014).
              In April 2021, Carter was imprisoned at the Florida State
        Prison in Raiford, Florida. Around 9:00 p.m. on the evening of
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        22-10499               Opinion of the Court                        3

        April 20, Carter asked Sergeant Timothy Merritt if he could use the
        phone. When Sgt. Merritt said no, Carter asked to speak with Sgt.
        Merritt’s supervisor. When Sgt. Merritt again said no, Carter told
        Sgt. Merritt he was having a psychological emergency and wanted
        to kill himself; Carter also, “without thinking[,] began slamming
        [his] locker lid.” Sgt. Merritt told Carter to “keep it up” and acti-
        vated his walkie-talkie so the other prison officials could hear the
        ruckus. Carter “voluntarily ceased” slamming his locker lid after
        Sgt. Merritt walked away.
                About an hour later, Lieutenant Michael Walin (Sgt. Mer-
        ritt’s supervisor) visited Carter. After Carter repeated that he was
        experiencing a “psychological emergency” and suicidal thoughts,
        Lt. Walin told him “the nurse [wa]s not here to address [his] issue.”
        Lt. Walin said Carter was “a behavior problem right now” and or-
        dered that Carter be placed on video monitoring for the rest of Lt.
        Walin’s shift. If Carter exhibited “[two] hours of good behavior,”
        Lt. Walin said, then his “medical issue w[ould] be address[ed].” Lt.
        Walin also warned that “chemical agents w[ould] be utilized” on
        Carter should he not maintain good behavior.
               Then, around 11:00 p.m., the inmate assigned to the cell di-
        rectly below Carter began complaining that his Ramadan meal was
        more than two hours late. When none of the prison officials re-
        sponded, the inmate began slamming his locker lid to get attention.
        Others joined him in slamming their locker lids.
             In hopes of not being mistaken as a participant in the locker-
        slamming “disturbance,” Carter stood at the door of his cell, his
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        4                      Opinion of the Court                 22-10499

        hands extended out through the bars. But Lt. Walin “fail[ed] to
        investigate the accuser allegation of [Carter’s] conduct” and “did
        not ensure [Carter] was in his right state of mindframe or even try
        to defuse the situation before prior approval of chemical agents.”
        Instead, amid the hubbub, Carter saw Lt. Walin and Sergeant P.
        Williams “recording from [the] wing[’s] quarter deck,” then
        “walk[ing] down [the] wing . . . with the chemical agents at the
        ready.” The two walked “secretly and quietly” down the cellblock,
        with Lt. Walin “concealing the chemical agent [Sgt.] P. Williams
        was carrying.” Carter was “distracted by [his cellblock neighbor’s]
        loud voice” and only noticed Lt. Walin and Sgt. Williams standing
        by his cell door a moment before Sgt. Williams sprayed the chem-
        ical agent.
                When the two reached Carter’s cell, he started to ask
        Lt. Walin about his medical issue—at that moment, however,
        Sgt. Williams “point[ed] the . . . chemical at [Carter’s] face and
        squeeze[d] head level, hitting [Carter] with the chemicals directly
        in the face on the first and second squeeze.” In total, Sgt. Williams
        sprayed Carter with three one-second bursts. With his eyes closed,
        Carter felt his way first to his jacket—to cover his face—and then
        to his sink, where he flushed his eyes and mouth with cold water.
        Carter was then taken for medical care.
               Two inmate affidavits were attached to Carter’s complaint.
        Both swore that Sgt. Williams “mistakenly sprayed” Carter. One
        attested that, “when the shift officer and [sergeant] heard the noise,
        they did not investigate the situation, instead they used chemical
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        22-10499                  Opinion of the Court                             5

        agents on the wrong inmate . . . due to a previous unrelated inci-
        dent.” Another averred that Lt. Walin and Sgt. Williams “assumed
        it was [Carter] who was being disruptive, so they came back” to his
        cell and sprayed the chemical agent.
              Following the pepper spray incident, Assistant Warden J.
        McCullen falsified the doctor’s reports. And Sgt. Merritt “falsifi[ed]
        documents for the sole purpose to have force use[d] against
        [Carter] to cause pain and suffering.”
               Carter filed a grievance with Assistant Warden McCullen,
        complaining about “[u]nlawful use of chemical agents, falsifying of
        documents, excessive force[, and] failure to intervene.” On May
        27, before receiving a response, Carter was transferred to Charlotte
        Correctional Institution, where he filed another grievance.
        Carter’s grievances resulted in an investigation.
                              PROCEDURAL HISTORY

              In January 2022, Carter sued Assistant Warden McCullen,
        Lt. Walin, Sgt. Merritt, and Sgt. Williams under section 1983, alleg-
        ing that they violated his Eighth and Fourteenth Amendment
               1
        rights. Construed liberally, Carter raised three possible procedural
        due process claims: (1) Assistant Warden McCullen’s failure to

        1
           Carter contends on appeal that he also asserted a First Amendment retalia-
        tion claim, but we do not find such a claim in his complaint, even liberally
        construed. At any rate, even if he had pleaded a First Amendment claim, he
        abandoned it on appeal by making only a passing reference to it. See Sapuppo
        v. Allstate Floridian Ins., 739 F.3d 678, 681 (11th Cir. 2014).
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        6                      Opinion of the Court                 22-10499

        respond (or ensure a response) to Carter’s grievances; (2) Assistant
        Warden McCullen’s transferring Carter to Charlotte Correctional
        Institution; and (3) Assistant Warden McCullen and Sgt. Merritt’s
        falsification of documents. Carter also raised three possible Eighth
        Amendment claims: (1) Sgt. Merritt and Lt. Walin’s failure to sum-
        mon medical help for Carter’s “psychological emergency”; (2) Sgt.
        Williams’s excessive use of force in spraying Carter in the face with
        the chemical agent; and (3) Assistant Warden McCullen and Lt.
        Walin’s failure to “safeguard” or “protect” Carter from Sgt. Wil-
        liams’s excessive use of force.
                Carter alleged various injuries resulting from his claims, in-
        cluding burning skin, loss of breath, watery eyes, diminished eye-
        sight, black spots in his vision, mental anguish, fear and hatred of
        government officials, and increased worry about his family. For
        relief, Carter sought compensatory, punitive, and nominal dam-
        ages, as well as transfer to a prison nearer his family.
                The district court reviewed Carter’s complaint sua sponte
        pursuant to 28 U.S.C. section 1915(e)(2), which requires a district
        court to dismiss a complaint filed in forma pauperis if, among other
        things, it “fails to state a claim on which relief may be granted.”
        § 1915(e)(2)(B)(ii). The district court read Carter’s complaint as al-
        leging constitutional violations based on (1) mishandled griev-
        ances, (2) his transfer to a more distant correctional institution,
        (3) Lt. Walin’s failure to investigate, (4) Sgt. Williams’s use of the
        chemical spray, and (5) Sgt. Merritt’s falsification of documents.
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        22-10499                Opinion of the Court                          7

               As to the first two—which the district court framed as due-
        process claims—it noted that neither mishandled grievances nor
        prison transfers violated the Fourteenth Amendment. And as to
        Lt. Walin’s failure to investigate and Sgt. Merritt’s falsification of
        documents, the district court deemed Carter’s allegations entirely
        conclusory. Finally, the district court observed that, “[e]ven if Wil-
        liams erred in selecting the wrong inmate to spray, accidents, mis-
        takes, and negligence are not constitutional violations”—meaning
        Williams’s conduct didn’t “amount to an Eighth Amendment vio-
        lation.” The district court thus dismissed Carter’s complaint with-
        out prejudice for failure to state plausible claims for relief.
               Carter timely appealed the district court’s order.
                            STANDARD OF REVIEW

               We review de novo a district court’s sua sponte dismissal for
        failure to state a claim under section 1915(e)(2). Hughes v. Lott, 350
        F.3d 1157, 1159–60 (11th Cir. 2003). Because “[t]he language of sec-
        tion 1915(e)(2)(B)(ii) tracks the language of Federal Rule of Civil
        Procedure 12(b)(6),” we apply rule 12(b)(6) standards to our re-
        view. Mitchell v. Farcass, 112 F.3d 1483, 1490 (11th Cir. 1997). To
        survive rule 12(b)(6) scrutiny, a complaint must allege “sufficient
        factual matter . . . to state a claim to relief that is plausible on its
        face.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl.
        Corp. v. Twombly, 550 U.S. 544, 570 (2007)).
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        8                      Opinion of the Court                22-10499

                                  DISCUSSION

                Carter argues that the district court “erred in concluding
        that [his] complaint fail[ed] to state a claim.” He asserts that the
        district court “misapplied the proper legal standards” in evaluating
        his Eighth and Fourteenth Amendment claims.
               “To prevail on a claim under section 1983, a plaintiff must
        demonstrate both (1) that the defendant deprived him of a right se-
        cured under the Constitution or federal law and (2) that such a dep-
        rivation occurred under color of state law.” Bingham v. Thomas, 654
        F.3d 1171, 1175 (11th Cir. 2011) (cleaned up). Carter asserts depri-
        vations of rights secured to him under the Eighth and Fourteenth
        Amendments to the U.S. Constitution.
                          Fourteenth Amendment Claims

               The Fourteenth Amendment prohibits a state from
        “depriv[ing] any person of life, liberty, or property, without due
        process of law.” U.S. Const. amend. XIV, § 1. The Due Process
        Clause protects against the deprivation of a constitutionally pro-
        tected liberty interest by state action without constitutionally ade-
        quate process. See Grayden v. Rhodes, 345 F.3d 1225, 1232 (11th Cir.
        2003) (citation omitted).
               As to Carter’s claims that Assistant Warden McCullen failed
        to respond (or ensure a response) to the grievances and had Carter
        transferred to another prison, we conclude that Carter failed to
        state a claim because he didn’t allege a deprivation of his constitu-
        tionally protected liberty interest. In Bingham v. Thomas, we held
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        22-10499                   Opinion of the Court                                9

        that “a prison grievance procedure does not provide an inmate
        with a constitutionally protected [liberty] interest.” 654 F.3d at
        1177 (collecting cases). And, in Meachum v. Fano, the Supreme
        Court held that “the Due Process Clause [does not] in and of itself
        protect a duly convicted prisoner against transfer from one institu-
        tion to another within the state prison system.” 427 U.S. 215, 224–
        25 (1976) (“The Constitution does not . . . guarantee that the con-
        victed prisoner will be placed in any particular prison, if, as is likely,
        the [s]tate has more than one correctional institution. . . . Confine-
        ment in any of the [s]tate’s institutions is within the normal limits
        or range of custody which the conviction has authorized the [s]tate
        to impose.”). Accordingly, the district court did not err in dismiss-
        ing these two claims. 2
                As to Carter’s claims that Assistant Warden McCullen and
        Sgt. Merritt falsified documents, we conclude it was properly dis-
        missed because Carter failed to allege specific facts supporting his
        assertions. Although “the pleading standard [Federal Rule of Civil
        Procedure] 8 announces does not require ‘detailed factual allega-
        tions,’ . . . it demands more than an unadorned, the-defendant-

        2
          Carter’s complaint also mentioned a June 2020 grievance he filed requesting
        statements from two inmates corroborating an earlier incident. According to
        Carter, although he was told that “both inmates refuse[d] to sign,” each denied
        having even been asked for statements. These allegations appear unrelated to
        the 2021 chemical-spray and prison-transfer incidents. At any rate, like with
        his 2021 grievances, Carter failed to state a claim as to the June 2020 grievance
        because he lacked a constitutionally protected interest in the prison’s griev-
        ance procedures.
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        10                         Opinion of the Court                       22-10499

        unlawfully-harmed-me accusation.” Iqbal, 556 U.S. at 678 (quoting
        Twombly, 550 U.S. at 555). A complaint that offers only “labels and
        conclusions”—or that “tenders naked assertions devoid of further
        factual enhancement”—does not suffice. Id. (cleaned up) (quoting
        Twombly, 550 U.S. at 557).
                Here, Carter’s assertions were limited to the following. He
        alleged that he filed grievances complaining about the “falsifying of
        documents.” He alleged that Assistant Warden McCullen engaged
        in “falsification of dr.’s reports.” And he alleged that Sgt. Merritt
        “falsifi[ed] documents for the sole purpose to have force use[d]
        against [Carter] to cause pain and suffering.” Nowhere does he
        identify specific documents that were falsified. Nor does he explain
        what made those documents false, or how they caused a violation
        of his due process rights. In short, Carter tendered only “naked
                                                                      3
        assertions devoid of further factual enhancement.” See Iqbal, 556
        U.S. at 678. This was not enough to state a claim.

        3
          Carter’s appellate brief sheds some light on what he had in mind. There, he
        says that, “[w]hen three other inmates housed below [Carter] started slam-
        ming their locker lids and complaining about denial of the [Ramadan] meal,
        Sergeant Merritt, set upon causing [Carter] ill will and cruel punishment for
        his previous action, notified his supervisor Lt. Walin that it was [Carter] being
        disorderly again. Within minutes,” Lt. Walin and Sgt. Williams appeared at
        Carter’s cell and sprayed him. He also says that “[t]wo disciplinary reports
        were fabricated” following the spraying but “upon further investigation were
        not processed.” But a party cannot amend his complaint by raising new facts
        in his appellate brief, so we do not consider these assertions in reviewing the
        district court’s dismissal order. See Adams ex rel. Kasper v. Sch. Bd. of St.
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        22-10499                 Opinion of the Court                            11

                              Eighth Amendment Claims

               “The Eighth Amendment’s prohibition against cruel and un-
        usual punishment, applicable to the State of Florida through the
        Due Process Clause of the Fourteenth Amendment, prohibits the
        ‘unnecessary and wanton infliction of pain.’” Thomas v. Bryant, 614
        F.3d 1288, 1303 (11th Cir. 2010) (citations omitted). In the prison
        context, we recognize Eighth Amendment claims challenging
        (1) specific conditions of confinement, (2) excessive use of force,
        and (3) deliberate indifference to a prisoner’s serious medical
        needs. Id. at 1303–04 (citation omitted).
                As to Carter’s claims that Sgt. Merritt and Lt. Walin failed to
        summon medical help for Carter’s psychological emergency, “[a]
        complete denial of readily available treatment” can constitute de-
        liberate indifference. See Bingham, 654 F.3d at 1176 (11th Cir. 2011)
        (citation omitted). Still, a plaintiff asserting a deliberate difference
        claim must allege (1) a serious medical need, (2) the defendant’s de-
        liberate indifference to that need, and (3) a causal link between the
        defendant’s indifference and his injury. Goebert v. Lee Cnty., 510
        F.3d 1312, 1326 (11th Cir. 2007) (citations omitted). Here, Carter’s
        complaint did not plausibly allege the third element. That is, he
        did not allege any causal connection between his alleged injuries
        and his lack of medical care before the chemical spraying incident.
        Carter thus failed to state a claim for deliberate indifference.

        Johns Cnty., 57 F.4th 791, 799 n.2 (11th Cir. 2022) (en banc) (“Adams cannot
        amend the complaint by arguments made in an appellate brief.”).
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        12                     Opinion of the Court                 22-10499

                Turning to Carter’s claim that Sgt. Williams used excessive
        force by spraying the chemical agent, “it is well-established that the
        use of chemical agents on recalcitrant prisoners is not per se uncon-
        stitutional.” Thomas, 614 F.3d at 1310 (citation omitted). “Prison
        guards may use force when necessary to restore order and need not
        wait until disturbances reach dangerous proportions before re-
        sponding.” Danley v. Allen, 540 F.3d 1298, 1307 (11th Cir. 2008)
        (quotation omitted). We thus “give a wide range of deference to
        prison officials acting to preserve discipline and security, including
        when considering decisions made at the scene of a disturbance.”
        Sears v. Roberts, 922 F.3d 1199, 1205 (11th Cir. 2019) (citation omit-
        ted); accord Hudson v. McMillian, 503 U.S. 1, 6 (1992) (“[P]rison ad-
        ministrators are accorded wide-ranging deference in the adoption
        and execution of policies and practices that in their judgment are
        needed to preserve internal order and discipline and to maintain
        institutional security.” (cleaned up)). Still, “where chemical agents
        are used unnecessarily, without penological justification, or for the
        very purpose of punishment or harm, that use satisfies the Eighth
        Amendment’s objective harm requirement.” Thomas, 614 F.3d at
        1311 (citation omitted).
                Serious injury is not required. Wilkins v. Gaddy, 559 U.S. 34,
        34 (2010) (citing Hudson, 503 U.S. at 4). Instead, “the core judicial
        inquiry” centers on “the nature of the force” used—that is,
        “whether force was applied in a good-faith effort to maintain or
        restore discipline, or maliciously and sadistically to cause harm.”
        Id. at 34, 37 (citing Hudson, 503 U.S. at 7). In analyzing whether
        “force was applied maliciously and sadistically to cause harm,” we
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        22-10499                Opinion of the Court                        13

        consider “the need for the application of force, the relationship be-
        tween that need and the amount of force used, the threat reasona-
        bly perceived by the responsible officials, and any efforts made to
        temper the severity of a forceful response,” as well as the nature
        and extent of the plaintiff’s injuries. Skrtich v. Thornton, 280 F.3d
        1295, 1300, 1303 (11th Cir. 2002) (quotation omitted); see also Hud-
        son, 503 U.S. at 7.
                Applying the Skrtich factors here, we conclude that the dis-
        trict court did not err in dismissing Carter’s excessive-force claim
        for failure to state a claim. First, as to the need for the application
        of force, Carter alleged that—in the moments leading up to him
        being sprayed with the chemical agent—numerous inmates were
        slamming their locker lids in protest of an inmate not receiving his
        Ramadan meal. In the heat of the disturbance, the allegations show
        that Sgt. Williams mistakenly assumed Carter was among those
        slamming locker lids. Sgt. Williams was thus justified in using
        force—including against Carter—in an effort to restore order at the
        prison. See Danley, 540 F.3d at 1307. This factor weighs against
        excessive force.
               The second and third Skrtich factors—“the relationship be-
        tween th[e] need [for force] and the amount of force used,” and
        “the threat reasonably perceived by the responsible officials”—do
        too. We held in Danley that a three- to five-second burst of pepper
        spray “[wa]s not disproportionate to the need to control an inmate
        who ha[d] failed to obey a jailer’s orders” to return to his cell and
        stop complaining about a dirty bathroom and lack of toilet paper.
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        14                     Opinion of the Court                 22-10499

        540 F.3d at 1304, 1307. Rather, we said the short burst of pepper
        spray was “a reasonable response to th[e] threat” of an inmate
        “creat[ing] a disturbance by failing to obey orders.” Id. at 1308.
        Like the verbally disruptive inmate in Danley, here Sgt. Williams
        (mistakenly) believed Carter was making disruptive noise in diso-
        bedience to Lt. Walin’s earlier order that Carter behave or be sub-
        ject to chemical spray. Applying Danley, we thus conclude that Sgt.
        Williams’s three one-second bursts of chemical-agent spray were
        not “disproportionate to [either] the need to control” Carter or the
        threat Sgt. Williams reasonably perceived.
               Moreover, the fourth Skrtich factor—“any efforts made to
        temper the severity of a forceful response”—also weighs against
        excessive force. Carter alleged that he was immediately permitted
        to cover his face with his jacket, then wash his face and mouth in
        his sink. He also alleged that Lt. Walin and Sgt. Williams took him
        to receive medical care. The prison officials allowing Carter to
        avoid additional exposure to the chemical agent, allowing him to
        rinse his face and mouth, and taking him for medical assistance all
        represent “efforts made to temper the severity” of the chemical
        spray.
                Finally, the last Skrtich factor—the nature and extent of
        Carter’s injuries—likewise weighs against excessive force. Carter
        alleged burning skin, loss of breath, watery eyes, diminished eye-
        sight, and black spots in his vision. But “[p]epper spray ‘is designed
        to disable a suspect without causing permanent physical injury,’”
        Danley, 540 F.3d at 1308, and Carter pleaded no facts from which
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        22-10499                Opinion of the Court                          15

        we can infer that his injuries have persisted since he received med-
        ical care.
                 In sum, Sgt. Williams used only three one-second bursts of
        spray, a proportionate response to a perceived noise disturbance
        being created (in part) by Carter in contravention of Lt. Walin’s
        earlier good-behavior order. Carter did not allege long-lasting in-
        juries, and his immediate pain and suffering were tempered both
        by his ability to cover and wash his face and by the medical care he
        received. For these reasons, we conclude that Carter did not plau-
        sibly allege an Eighth Amendment excessive use of force violation.
        Cf. id. at 1307 (“If there were nothing before us but the initial [three-
        to five-second] use of pepper spray following Danley’s second fail-
        ure to obey Allyn’s order to return to the cell, we would readily
        conclude that there was no Fourteenth Amendment violation.”).
        The district court therefore did not err in dismissing Carter’s claim
        against Sgt. Williams.
               Finally, because we conclude that Sgt. Williams did not vio-
        late Carter’s Eighth Amendment rights, we also conclude that nei-
        ther Lt. Walin’s nor Assistant Warden McCullen’s failures to inter-
        vene or protect Carter from being sprayed constituted constitu-
        tional violations. Cf. Skrtich, 280 F.3d at 1301 (“[A]n officer who is
        present at the scene and who fails to take reasonable steps to pro-
        tect the victim of another officer’s use of excessive force can be held
        personally liable for his nonfeasance.” (emphasis added) (citation
        omitted)).
               AFFIRMED.
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        22-10499               JORDAN, J. Concurring                         1

        JORDAN, Circuit Judge, concurring.
              I join the court’s opinion except as to the resolution of the
        Eighth Amendment excessive force claims. As to those claims, I
        would aﬃrm the dismissal on a diﬀerent ground and concur in the
        judgment.
               The complaint and attached affidavits alleged that Sgt. Wil-
        liams “mistakenly” sprayed Mr. Carter. Sgt. Williams, it is claimed,
        incorrectly assumed that Mr. Carter was being disruptive by slam-
        ming his locker. It seems to me that the Eighth Amendment exces-
        sive force claims fail under Supreme Court precedent because Mr.
        Carter has not alleged that Sgt. Williams’ use of the chemical agent
        was malicious or sadistic. See Hudson v. McMillan, 503 U.S. 1, 607
        (1992) (“[W]henever prison officials stand accused of using exces-
        sive force in violation of the Cruel and Unusual Punishments
        Clause, the core judicial inquiry is . . . whether force was applied in
        a good-faith effort to maintain or restore discipline, or maliciously
        and sadistically to cause harm.”). Cf. Lumley v. City of Dade City, 327
        F.3d 1186, 1198 (11th Cir. 2003) (arrestee did not state substantive
        due process claims against officers who strapped him to his hospital
        bed because he only alleged negligence).