Court Opinion

ID: 4231240
Source: CourtListenerOpinion
Date Created: 2017-12-21 18:00:24.304297+00
Date Added: 2024-06-11T14:42:44.483342
License: Public Domain

CLD-055                                                 NOT PRECEDENTIAL

                    UNITED STATES COURT OF APPEALS
                         FOR THE THIRD CIRCUIT
                              ___________

                                 No. 17-3026
                                 ___________

                            HOWARD A. CARTER,

                                            Appellant

                                      v.

         KATHLEEN G. KANE; BRIAN COLEMAN; DARRELL O. DUGAN;
WILLIAM BRENNAN, Esq.; M.D. LEON ROZIN; AUTHOR OF MENTAL HEALTH
REPORT EVALUATION FROM MAYVIEW;DET. THOMAS WOLFSON; HERBERT
     FOOTE; OFFICER THOMAS GLENN; DA. ROBERT E. COLVILLE; ADA
 ELIZABETH BROWN; ADA KEMAL A. MERICLI; ADA MICHAEL W. STREILY;
 ADA RONALD M. WABBY, JR.; DA STEPHEN A. ZAPPATA, JR.; ADA SANDRA
  PREUHS; DDA CLAIRE CUPRISTO; WALKER, Capt. of RHU 5/16/15; RHONDA
 HOUSE, Grievance Officer; LOIS ALLEN, Grievance Officer; SUE BERRIES, Health
    Care Administrator; T. NEWMAN, Sgt. of RHU; MS PALMER, Unit Manager;
  LT. BURTON; PARKER; SGT POSKA, RHU; JAMES C. BARNACLES; DANIEL
       BURNS, Warden; PAUL A. ENNIS, Major; W. COLE, PRC CC P.M.; M.
 OVERMYER, PRC; E TICE, DSFM PRC; S. SIEGAL, Grievance Coordinator; CAPT.
 B. SMITH; LT. MURIN; LT. BURKHART; MAJOR CONRAID; HOCKEL, Capt. of
 Security; HAGGERTY, Lt. of Security; CARTER, Lt of Security; KIM SMITH, Health
    Care Administrator; JAMIE FERDARKO, RNS; BILL MURRY, Nurse; DOUG
  BEATTY, Nurse; BILL BROWN, Nurse; PA RHONDA; B. HAUPT, Unit Manager;
  DOMBROWSKI, SGT RHU; CO HENRATTY; CO GUTHRIE; K. P. REISINGER,
 Hearing Examiner; THOMAS LAVAN, Warden; MICHALE KLOPOTOSKI, Warden;
   BEN VARNER, Warden; ROBIN LUCAS, Grievance Coordinator; J. JESSE, MD;
DORINA VARNER, Chief Grievance Officer; CO MS LEAR; APRIL GROMEL, Staff;
    ANN MARIE CHIAMPI, School Principal; CHARLES J. MCKEOWN, Hearing
         Examiner; PENNSYLVANIA BOARD OF PROBATION & PAROLE;
  SUPERINTENDENT CRESSON SCI, From 1994-1997; CRESSON SCI MEDICAL
   DEPARTMENT, From 1994-1997; SUPERINTENDENT PITTSBURGH SCI; DR.
KATE CERWIN; DR. PETTRI; CRESSON SCI HEALTH CARE ADMINISTRATION;
       DR. CHO; SUPERINTENDENT FRACKVILLE SCI; JEROME WALSH;
     C.O. SMACKO; MYRON STANISHEFSKI; SGT. LONG; SGT. MARVITZ;
 MEREDITH GEORGE; P.A. DARLA; CHERCK; DR. SAAVEDRA; S. M. GATES;
DR. JIN; K. RANDOLPH; ROSCNER; MAJOR JOSEPH TREMPUS; JAY LANCE; L.
 FISCHER; LT. ROHIAL; SGT. HUTT; SGT. DIPASQUALE; SGT. LYNCH; SGT.
MURPHY; MACKEY; ROBIN LEWIS; ADA SALLY K. KAYE; ADA MARGARET
                                IVORY
                 ____________________________________

                    On Appeal from the United States District Court
                         for the Western District of Pennsylvania
                       (W.D. Pa. Civil Action No. 1-16-cv-00007)
                   District Judge: Honorable Barbara Jacobs Rothstein
                      ____________________________________

       Submitted for Possible Dismissal Pursuant to 28 U.S.C. § 1915(e)(2)(B) or
         Summary Action Pursuant to Third Circuit LAR 27.4 and I.O.P. 10.6
                                 November 21, 2017
     Before: CHAGARES, GREENAWAY, Jr., and GREENBERG, Circuit Judges

                           (Opinion filed December 21, 2017)
                                  ________________

                                       OPINION*
                                   ________________

PER CURIAM

       Pro se plaintiff-appellant Howard Carter appeals the District Court’s dismissal of

his claims against sixteen defendants pursuant to 28 U.S.C. § 1915(e)(2)(B). Because we

conclude that this appeal presents no substantial question, we will summarily affirm the

District Court’s judgment. See 3d Cir. LAR 27.4; I.O.P. 10.6.

*
 This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
                                              2
       Carter claims that dozens of defendants deprived him of his constitutional rights in

violation of 42 U.S.C. § 1983 during his December 1994 arrest, subsequent conviction

for murder, and present incarceration at SCI Fayette. Carter filed numerous motions to

proceed in forma pauperis (“IFP”) in the District Court.

       On September 12, 2016, adopting a Magistrate Judge’s report and

recommendation over Carter’s objections, the District Court granted his motions to

proceed IFP and subsequently dismissed his claims against sixteen defendants as part of a

standard screening of claims brought by IFP plaintiffs pursuant to 28 U.S.C. §

1915(e)(2)(B). By order entered on August 22, 2017, the District Court designated its

September 2016 decision as a final judgment per Federal Rule of Civil Procedure 54(b).

Carter filed a timely notice of appeal on August 30, 2017. See Fed. R. App. P. 4(c)(1);

Houston v. Lack, 487 U.S. 266, 276 (1988) (holding that a notice of appeal submitted by

a prisoner may be deemed “filed at the time [the] petitioner delivered it to the prison

authorities for forwarding to the court clerk”).

       We have jurisdiction pursuant to 28 U.S.C. § 1291 based on the District Court’s

entry of final judgment pursuant to Federal Rule of Civil Procedure 54(b). See Fed. R.

Civ. P. 54(b) (“[W]hen multiple parties are involved [in a case], the court may direct

entry of a final judgment as to one or more, but fewer than all . . . parties . . . if the court

expressly determines that there is no just reason for delay.”). We exercise plenary review

                                                3
over the District Court’s dismissal of Carter’s claims. See Roman v. Jeffes, 904 F.2d

192, 194 (3d Cir. 1990). Carter’s pro se filings are to be “liberally construed” and his

“pro se complaint, however inartfully pleaded, must be held to less stringent standards

than formal pleadings drafted by lawyers.” Erickson v. Pardus, 551 U.S. 89, 94 (2007).

We may summarily affirm the District Court’s decision if there is no substantial question

presented on appeal, see 3d Cir. LAR 27.4 and I.O.P. 10.6, and may rely “on any basis

supported by the record.” See Murray v. Bledsoe, 650 F.3d 246, 247 (3d Cir. 2011) (per

curiam).

       Carter argues that he has sufficiently alleged that defendants violated his

constitutional rights under § 1983. The District Court addressed Carter’s claims by

separating defendants into three groups. Defendants Colville, Zappata, Cupristo, Streily,

Kaye, Dugan, Wabby, Preuhs, Ivory, Brown, and Mericli were all Assistant District

Attorneys for Allegheny County at the time of Carter’s trial and conviction. Defendant

Brennan was a public defender who participated in his defense. Finally, defendants Dr.

Rozin, Police Officer Glenn, Detective Wolfson, and Detective Foote allegedly conspired

to violate Carter’s constitutional rights at trial. We conclude that the District Court

properly dismissed Carter’s claims against all sixteen defendants.

       First, the District Attorney defendants are entitled to absolute immunity from

liability on Carter’s § 1983 claims against them. Carter vaguely claims that he is entitled

                                              4
to damages because some of these defendants committed unlawful acts in the course of

the prosecution against him; others are merely listed as members of the Allegheny

County District Attorney’s Office in his complaint. “[A]cts undertaken by a prosecutor

in preparing for the initiation of judicial proceedings or for trial, and which occur in the

course of his role as an advocate for the State, are entitled to the protections of absolute

immunity.” Buckley v. Fitzsimmons, 509 U.S. 259, 273 (1993). None of Carter’s

allegations indicate that these defendants were acting outside of their roles as advocates

for the State in the course of Carter’s prosecution.

       Next, Carter’s public defender, Brennan, is not a state actor against whom Carter

can bring a § 1983 claim under these circumstances. Carter maintains that Brennan

somehow failed to protect his constitutional rights during the course of his trial. Public

defenders do not act under color of state law when they “exercise . . . independent

professional judgment in a criminal proceeding.” Polk Cty. v. Dodson, 454 U.S. 312,

324 (1981). Carter’s conclusory allegations could not establish that Brennan acted

outside of that capacity.

       Finally, the remaining four defendants allegedly conspired to provide false

testimony in Carter’s trial, thus undermining his conviction. Defendants Rozin, Glenn,

and Foote all allegedly lied under oath during his trial, while defendant Wolfson signed

his name on a discovery packet. “[W]itnesses are absolutely immune from damages

                                              5
liability based on their testimony,” including “government officials who testify about the

performance of their official duties.” Briscoe v. LaHue, 460 U.S. 325, 326 (1983).

Although Carter claims that these defendants somehow “conspired” to violate his

constitutional rights at trial, he only alleges that defendants Rozin, Glenn, and Foote

testified at his trial. Rozin, Glenn, and Foote are therefore absolutely immune from

liability here.

       Regarding defendant Wolfson, Carter alleges that one of the ADA defendants

failed to turn over one piece of evidence to his public defender out of a larger discovery

packet that Wolfson signed; Glenn and Foote later relied upon this piece of evidence in

their testimony. “To state a claim under section 1983, a plaintiff must demonstrate that

some person has deprived him of a federal right . . . [and] that the person who has

deprived him of that right acted under color of state or territorial law.” Halsey v. Pfeiffer,

750 F.3d 273, 290 (3d Cir. 2014) (internal quotation mark omitted). Carter’s allegations

regarding defendant Wolfson fail to establish any deprivation of a federal right — he

does not allege that Wolfson fabricated evidence that was relied upon to convict him or

was otherwise involved in his arrest or conviction beyond signing a discovery packet.

Carter does not connect Wolfson to other defendants; his conclusory assertion that all

sixteen defendants, and other defendants, were involved in a conspiracy to deprive him of

his constitutional rights during his trial does not bolster his claim against Wolfson.

                                              6
Carter cannot state a § 1983 claim against Wolfson where he has not explained how

Wolfson deprived him of a federal right, a threshold requirement under § 1983.

Accordingly, we will summarily affirm the District Court’s dismissal of Carter’s claims

against these defendants.

                                            7