Court Opinion

ID: 2767761
Source: CourtListenerOpinion
Date Created: 2015-01-09 00:38:51.236745+00
Date Added: 2024-06-11T11:27:32.896453
License: Public Domain

UNITED STATES ARMY COURT OF CRIMINAL APPEALS
                                         Before
                               GALLUP, TOZZI, and HAM
                                Appellate Military Judges

                           UNITED STATES, Appellee
                                       v.
                       Major KENDALL M. AMAZAKI, JR.
                         United States Army, Appellant

                                   ARMY 20070676

                 Headquarters, 8th Theater Sustainment Command
                         Donna M. Wright, Military Judge
     Lieutenant Colonel James H. Robinette II, Staff Judge Advocate (pre-trial)
          Colonel James W. Herring, Jr., Staff Judge Advocate (post-trial)

For Appellant: Colonel Christopher J. O’Brien, JA; Lieutenant Colonel Steven C.
Henricks, JA; Captain Nathan J. Bankson, JA; Captain William J. Stephens, JA (on
brief).

For Appellee: Colonel Denise R. Lind, JA; Lieutenant Colonel Francis C. Kiley, JA;
Major Karen J. Borgerding, JA (on brief).

                                     31 March 2009

                               ---------------------------------
                                OPINION OF THE COURT
                               ---------------------------------

HAM, Judge:

       A military judge sitting as a general court-martial convicted appellant,
consistent with his pleas, of failing to obey a lawful regulation (four specifications),
conduct unbecoming an officer, and mishandling classified information (four
specifications) in violation of Articles 92, 133, and 134, Uniform Code of Military
Justice, 10 U.S.C. §§ 892, 933, and 934 [hereinafter UCMJ]. The military judge
sentenced appellant to a dismissal and confinement for one year. Although a pretrial
agreement limited confinement to ten months, the convening authority approved only
six months confinement and a dismissal. The case is before the court for review
pursuant to Article 66, UCMJ.

       We have considered the entire record of trial, appellant’s two assignments of
error, the matter appellant personally raised pursuant to United States v. Grostefon,
12 M.J. 431 (C.M.A. 1982), and the government’s reply thereto. We find appellant’s
AMAZAKI – ARMY 20070676

assignments of error merit discussion and relief. 1 We hold, as a matter of due
process, appellant was not on fair notice that his conduct, arising from simply
negligent possession of child pornography, violated Article 133, UCMJ, under the
facts and circumstances of this case. Accordingly, we set aside and dismiss Charge
II and its Specification alleging a violation of Article 133, UCMJ, and reassess
appellant’s sentence.

                                       FACTS

      In 2001, appellant was an Apache helicopter pilot in command of
Headquarters and Headquarters Company, 160th Special Operations Aviation
Regiment (Airborne), Fort Campbell, Kentucky. He deployed to Afghanistan for
Operation Enduring Freedom where, according to his annual personnel evaluation,
he “performed brilliantly” and provided “inspirational leadership” to his soldiers
during combat operations. While redeploying from Afghanistan in late December
2001 or January 2002, appellant packed some classified materials in his bags that he
brought to his residence in Kentucky. 2

       On 1 August 2002, appellant conducted a permanent change of station move
from Fort Campbell to Special Operations Command Pacific, Camp H.M. Smith,
Hawaii. Appellant shipped the classified materials to Hawaii with his household
goods, and once again maintained them at his residence in Aiea, Hawaii. In July
2005, after appellant moved to another location in Hawaii, his then-spouse consented
to a command search of the residence. The government recovered the classified
materials during the search. As a result, appellant was charged with and pled guilty
to numerous offenses involving his mishandling of classified information both in
Kentucky and Hawaii. 3
1
 Appellant’s first assignment of error alleged the specification failed to state an
offense, in part because appellant lacked fair notice the charged acts violate Article
133, UCMJ. His second assignment of error alleged that his plea to the specification
was improvident. We agree that Charge II and its Specification cannot stand.
2
  The classified materials included eighteen U.S. Army award memoranda and
narrative justifications and electronic media consisting of a ZIP 100 megabyte
diskette, a 3.5 inch floppy diskette, and a CD-R disk. The classified information on
the electronic media described classified techniques, tactics, and procedures and
particular means and methods of ongoing operations.
3
  Appellant’s offenses included four specifications of failure to obey a lawful
regulation in violation of Article 92, UCMJ, to wit, Army Regulation 380-5,
Department of the Army Information Security Program. The four specifications

                                                                  (continued . . .)

                                          2
AMAZAKI – ARMY 20070676

        Also discovered in July 2005 at appellant’s residence was a second ZIP 100
megabyte diskette that contained over 150 images of adult pornography and eight
images of child pornography. Accordingly, in addition to the charges and
specifications alleging mishandling of classified information, the government
charged appellant with violating Article 134, UCMJ, by knowingly possessing child
pornography in violation of 18 U.S.C. § 2252A. 4 On the date the convening
authority referred appellant’s charges and specifications to trial, the government
dismissed and replaced the Article 134, UCMJ, violation with a charge alleging
appellant violated Article 133, UCMJ, by “wrongfully and dishonorably
possess[ing]” a diskette containing eight images of child pornography, “negligently
fail[ing] to note that there was child pornography” on the diskette, “negligently
fail[ing] to eliminate” child pornography from the diskette, and “negligently leaving
. . . child pornography on the [d]iskette in his place of residence in such a manner
that other persons could easily access” the images. 5 Appellant pled guilty to this

(. . . continued)
were divided both by appellant’s location on the dates in question (Kentucky and
Hawaii), and by the medium on which the materials were maintained (award
memoranda and electronic materials). In addition, appellant was charged under
Article 134, UCMJ, with four specifications – divided into two specifications for
each location (Kentucky and Hawaii) – of mishandling classified information in
violation of 18 U.S.C. §§ 793(e) and (f) (2002), otherwise known as The Espionage
Act. The military judge wisely treated the four specifications in violation of Article
92, UCMJ as one for sentencing purposes with the four specifications in violation of
Article 134, UCMJ, each of which carried a maximum punishment, inter alia, of ten
years confinement.
4
    The Child Pornography Prevention Act.
5
    The Charge and Specification, as amended prior to referral, read as follows:

               AMENDED [sic] CHARGE II: VIOLATION OF ARTICLE
               133, UCMJ

               Specification: In that Major Kendall M. Amazaki, Junior,
               United States Army, did, at or near Fort Campbell,
               Kentucky, between on or about 31 January 2002 and on or
               about 31 July 2002, and at or near Honolulu, Hawaii,
               between on or about 1 August 2002 and on or about 7 July
               2005, wrongfully and dishonorably possess a 100 ZIP
               [megabyte] [d]iskette, which contained 8 images of child
               pornography, including:

                                                      (continued . . .)

                                            3
AMAZAKI – ARMY 20070676

offense and did not challenge it at trial. All parties at trial agreed the maximum
period of confinement for this offense was one year. The total potential maximum
confinement for all offenses to which appellant pled guilty was 41 years.

      During the providence inquiry on this offense, appellant revealed a friend
gave him the diskette containing child pornography, but appellant maintained he was
not aware any images of child pornography were on the diskette. Rather, appellant
believed the diskette only contained adult pornography. Appellant’s unrebutted
statements during both the providence inquiry and his unsworn statement in the

(. . . continued)
               !ANGEL.jpg
               ATCAMP.jpg
               _82.jpg
               _!!!!7SIS.jpg
               _SIS&I~1.jpg
               113.jpg
               123.jpg
               T001.jpg, by possessing over 150 images of pornography
               by negligently failing to note that there was child
               pornography among such images, by negligently failing to
               eliminate said images of child pornography from the
               [d]iskette, and by negligently leaving said images of child
               pornography on the [d]iskette in his place of residence in
               such a manner that other persons could easily access said
               images of child pornography.

Although the specification alleges “wrongful” possession, which in other
circumstances may “imply guilty knowledge,” see United States v. Russell, 47 M.J.
412, 413 (C.A.A.F. 1998), the specification makes clear the “wrongful” conduct at
issue is negligence. See also United States v. Forney, __M.J.__, slip op. at 4-5
(C.A.A.F. 28 March 2009) (setting forth a specification in violation of Article 133,
UCMJ, alleging “wrongful” receipt and possession of child pornography that
included as elements both knowledge of the receipt and possession as well as
knowledge that what was received and possessed was child pornography). Knowing
possession is not an element of the offense as charged in this case and the military
judge did not advise appellant that it was a required element. In its brief to this
court, the government concedes this point, and concedes as well that “[b]ased on the
record of trial, it is clear that appellant did not know that he possessed child
pornography” (emphasis in government brief). Rather, the military judge advised
appellant “[a]n act is wrongful if done without legal justification or excuse,” and
“‘[n]egligently’ means an act or failure to act by a person under a duty to use due
care which demonstrates a lack of care which a reasonably prudent person would
have used under the same or similar circumstances.”

                                           4
AMAZAKI – ARMY 20070676

sentencing proceeding revealed he first became aware of the pornographic images of
children contained on the diskette in connection with his court-martial. Nonetheless,
appellant agreed that he “should have known” about the images and “got [sic] rid of
them,” and that he was negligent by having the images on the diskette. Appellant
agreed with the military judge that he “had a duty when somebody gave [him] a
diskette to make sure there was nothing illegal on the diskette.” 6 Appellant said he
kept the diskette in an unlocked home desk drawer easily accessible to visitors and
admitted leaving the images on the diskette was conduct unbecoming an officer and
a gentleman. There was no colloquy concerning whether or how appellant was on
notice that his conduct was criminal, or why appellant’s conduct constituted conduct
unbecoming an officer and a gentleman. The stipulation of fact does nothing to
illuminate this element.

       Appellant now asserts the allegation of negligent possession, negligent failure
to delete, and negligent storage of child pornography “fails to state an offense”
because he was not on notice that such conduct was punishable under Article 133,
UCMJ. Although appellant raises this issue for the first time on appeal, 7 we agree
this specification must be set aside.

                                 LAW AND DISCUSSION

       Appellant’s first assignment of error blends the related issues of “failure to
state an offense,” which focuses on the adequacy of a specification, and “void for
vagueness,” which focuses on whether there is fair notice that the charged conduct is
criminal. See generally United States v. Saunders, 59 M.J. 1, 6-9 (C.A.A.F. 2003)
(discussing, with regard to Article 134, UCMJ, the distinction between “fair notice
that one’s conduct is subject to criminal sanction” and the notice of a specification’s
elements). The former is concerned with pleading and double jeopardy. 8 The latter
6
 The file names of the images in the specification do not obviously describe
pornographic images of minor children.
7
 See United States v. Boyett, 42 M.J. 150, 152 (C.A.A.F. 1995) (declining to apply
waiver to due process challenge to offense charged under Article 133, UCMJ). See
also United States v. Davis, 26 M.J. 445, 446 n.1 (C.M.A. 1988) (stating due process
notice issue only waived where not raised either at trial or on appeal).
8
 Whether a specification states an offense is a question of law which we review de
novo. United States v. Crafter, 64 M.J. 209, 211 (C.A.A.F. 2006) (citing United
States v. Dear, 40 M.J. 196, 197 (C.M.A. 1994); United States v. Mayo, 12 M.J. 286,
288 (C.M.A. 1982)); United States v. Roach, 65 M.J. 866, 869 (Army Ct. Crim. App.
2007). “A specification states an offense if it alleges, either expressly or by

                                                                   (continued . . .)

                                           5
AMAZAKI – ARMY 20070676

is based upon the Due Process Clause of the Fifth Amendment, 9 and that is where we
focus our discussion. U.S. Const. amend. V.

       The elements of Article 133, UCMJ, are deceptively simple: first, the accused
must do or omit to do certain acts; and second, under the circumstances, the acts or
omissions must constitute conduct unbecoming an officer. Manual for Courts-
Martial, United States, (2002 ed.) [hereinafter MCM], Part IV, para. 59(b). The
focus of Article 133, UCMJ, a purely military offense, is the effect of the accused’s
conduct on his status as an officer. United States v. Conliffe, 67 M.J. 127, 132
(C.A.A.F. 2009). “An officer may be charged under Article 133[, UCMJ,] for
conduct which may not constitute a violation of other provisions of the Code.”
United States v. Taylor, 23 M.J. 314, 318 (C.M.A. 1987). The gravamen of Article
133, UCMJ, is “[a]n officer’s conduct that disgraces him personally or brings
dishonor to the military profession affects his fitness to command the obedience of
his subordinates so as to successfully complete the military mission.” Forney,
__M.J.__, slip op. at 8. “The test [for Article 133, UCMJ,] is whether the conduct
has fallen below the standards established for officers.” Conliffe, 67 M.J. at 132
(citing Taylor, 23 M.J. 318).

       Before an officer can be convicted of an offense under Article 133, UCMJ,
due process requires “‘fair notice’ that an act is forbidden and subject to criminal
sanction.” United States v. Vaughan, 58 M.J. 29, 31 (C.A.A.F. 2003) (citing United

(. . . continued)
implication, every element of the offense, so as to give the accused notice and
protection against double jeopardy.” Crafter, 64 M.J. at 211 (citing Dear, 40 M.J. at
197; Rule for Courts-Martial (R.C.M. 307(c)(3)). Failure to object at trial does not
waive the issue. R.C.M. 907(b)(1)(B). “A flawed specification first challenged
after trial, however, is viewed with greater tolerance than one which was attacked
before findings and sentence.” United States v. Watkins, 21 M.J. 208, 209 (C.M.A.
1986) (citations omitted). Specifications challenged for the first time on appeal are
“liberally construed” in favor of validity, id., and may be sustained “if the necessary
facts appear in any form or by fair construction can be found within the terms of the
specification.” United States v. Mayo, 12 M.J. 286, 288 (C.M.A. 1982) (citations
omitted). “In addition to viewing post-trial challenges with maximum liberality, we
view standing to challenge a specification on appeal as considerably less where an
accused knowingly and voluntarily pleads guilty to the offense.” Watkins, 21 M.J. at
210 (citing United States v. Hoskins, 17 M.J. 134, 135 (C.M.A. 1984)); see Roach,
65 M.J. at 869. Under these standards, the challenged specification may state an
offense. We do not believe, however, this is the salient issue in this case.
9
 Neither this court nor our superior court has ever held the “greater tolerance”
granted to specifications challenged for the first time on appeal applies to offenses
for which an appellant claims a lack of fair notice under the Due Process Clause.

                                           6
AMAZAKI – ARMY 20070676

States v. Bivins, 49 M.J. 328, 330 (C.A.A.F. 1998)); see United States v. Anderson,
60 M.J. 548, 554 (A.F. Ct. Crim. App. 2004). The question is whether a “reasonable
military officer would have no doubt that the activities charged constituted conduct
unbecoming an officer.” United States v. Frazier, 34 M.J. 194, 198 (C.M.A. 1994)
(footnote omitted) (citing Parker v. Levy, 417 U.S. 733, 757 (1974)). See also
Boyett, 42 M.J. at 161 (Cox, J., concurring); United States v. Hartwig, 39 M.J. 125,
130 (C.M.A. 1994) (finding officer was on notice that sending a sexually suggestive
letter to a stranger amounted to conduct unbecoming an officer); United States v.
Modesto, 39 M.J. 1055, 1061 (A.C.M.R. 1994) (finding that, depending on the time,
place, circumstances, and purpose, cross-dressing could violate Article 133, UCMJ).
Notice that conduct is unbecoming may be provided by custom, regulation, or
otherwise. United States v. Guaglione, 27 M.J. 268, 272 (C.M.A. 1988) (citation
omitted). See also United States v. Rogers, 54 M.J. 244, 256 (C.A.A.F. 2000)
(noting that, although an officer must have fair notice his conduct is criminal, proof
of a custom or regulation is not necessarily required). Cf. Vaughan, 58 M.J. at 31
(listing sources of notice under Article 134, UCMJ: federal law, state law, military
case law, military custom and usage, and military regulations).

       In Parker v. Levy, the Supreme Court rejected a general challenge to Article
133, UCMJ, holding that it was not void for vagueness under the Due Process Clause
of the Fifth Amendment. 417 U.S. at 733.

             Void for vagueness simply means that criminal
             responsibility should not attach where one could not
             reasonably understand that his contemplated conduct is
             proscribed. In determining the sufficiency of the notice a
             statute must of necessity be examined in the light of the
             conduct with which a defendant is charged.

Id. at 757 (quoting United States v. National Dairy Products Corp., 372 U.S. 29, 32-
33 (1963) (citations omitted)). In Parker, the Supreme Court left open to challenge
whether specific, charged acts violate Article 133, UCMJ. “Naturally, any conduct
charged as a violation of Article 133 or 134[, UCMJ], respectively, must be such
that an accused servicemember is fairly on notice of its proscription.” Boyett, 42
M.J. at 156 (Cox, J., concurring) (citing Parker, 417 U.S. at 752-54). See also
United States v. Zander, 46 M.J. 558, 560-61 (N.M. Ct. Crim. App. 1995) (noting
that in “determining the vagueness of a military disciplinary statute . . . one must
analyze the alleged conduct ‘to determine whether it is disgraceful and
compromising as contemplated by the statute’”) (quoting United States v. Van
Steenwyk, 21 M.J. 795, 801-02 (N.M.C.M.R. 1985)). Cf. Vaughan, 58 M.J. at 31
(“[the Court of Appeals for the Armed Forces (CAAF)] has held that as a matter of
due process, a service member must have fair notice that his conduct is punishable
before he can be charged under Article 134[, UCMJ,] with a service discrediting
offense”) (citations and internal quotations omitted). “Each case must necessarily

                                          7
AMAZAKI – ARMY 20070676

be decided on its own merit.” Van Steenwyk, 21 M.J. at 801 (citing United States v.
Pitasi, 44 C.M.R. 31 (1971)).

      In rejecting the general challenge to the constitutionality of Article 133,
UCMJ, “[t]he Supreme Court noted that [the CAAF] and other military courts had
‘narrowed the very broad reach of the literal language of [Articles 133 and 134,
UCMJ,] and at the same time had supplied considerable specificity by way of
examples of the conduct which they cover.’” Rogers, 54 M.J. at 256 (quoting
Parker, 417 U.S. at 754).

             To constitute therefore the conduct here denounced, the
             act which forms the basis of the charge must have a
             double significance and effect. Though it need not amount
             to a crime, it must offend so seriously against law, justice,
             morality, or decorum as to expose to disgrace, socially or
             as a man, the offender, and at the same time must be of
             such a nature or committed under such circumstances as to
             bring dishonor or disrepute upon the military profession
             which he represents.

Id. (quoting William Winthrop, Military Law and Precedents 711-12 (2d ed. 1920
Reprint).

       The discussion in the Manual for Courts-Martial also “narrows the reach” of
Article 133, UCMJ. The Article includes actions which are “indicated by acts of
dishonesty, unfair dealing, indecency, indecorum, lawlessness, injustice, or cruelty.”
MCM, Part IV, para. 59(c)(2). “Not every deviation from the high standard of
conduct expected of an officer constitutes conduct unbecoming an officer.” United
States v. Shober, 26 M.J. 501, 503 (A.F.C.M.R.) ( citation omitted), aff’d, 23 M.J.
249 (C.M.A. 1986) (summary disposition) (holding that officer who took consensual
nude photographs of civilian subordinate was not guilty of violating Article 133,
UCMJ). “In general, it must be so disgraceful as to render an officer unfit for
service.” Guaglione, 27 M.J. at 271 (citations omitted) (holding that officer visiting
house of prostitution with enlisted soldiers but doing “nothing more than look[ing]
and comment[ing] on the physical charms of the hostesses” does not constitute
conduct unbecoming an officer). Article 133, UCMJ was never intended as a
catchall for every conceivable improper act or misdeed. Cf. United States v. Herron,
39 M.J. 860, 862 (N.M. Ct. Crim. App. 1994) (referring to Article 134, UCMJ). To
allow it to become so would invite reappraisal of its constitutionality. Cf. United
States v. Guerrero, 33 M.J. 295, 299 (C.M.A. 1991) (Everett, C.J., concurring in part
and dissenting in part) (warning that an overly broad application of Article 134,
UCMJ, is an invitation for the Supreme Court to reexamine its holding in Parker v.
Levy).

                                          8
AMAZAKI – ARMY 20070676

       Applying these principles, an officer is certainly on notice his conduct is
unbecoming and violates Article 133, UCMJ, by knowingly possessing actual or
virtual child pornography, and may be punished for that violation regardless of
whether the same conduct violates a separate federal statute such as 18 U.S.C.
§2252A. See Forney, __M.J.__, slip op. at 8 (holding that receipt and possession of
virtual child pornography may constitute conduct unbecoming an officer). See also
United States v. Henley, 53 M.J. 488, 492 (C.A.A.F. 2000) (affirming conviction
under Article 133, UCMJ, for possession of child pornography magazines in
unlocked government desk – no indication such possession was unknowing). See
also United States v. Bilby, 39 M.J. 467, 470 (C.M.A. 1994) (finding that underlying
conduct of soliciting another to violate a federal statute prohibiting distribution of
child pornography violated Article 133, UCMJ, regardless of constitutionality of the
federal statute); United States v. Mazer, 62 M.J. 571, 575 (N.M. Ct. Crim. App.
2005) (affirming conviction for conduct unbecoming an officer where officer
“searched for, and received, images of graphic child pornography . . . ‘regardless of
the constitutionality of the federal statute’”) (quoting United States v. Sollman, 59
M.J. 831 (A.F. Ct. Crim. App. 2004). Cf. United States v. Mason, 60 M.J. 15, 20
(C.A.A.F. 2004) (stating that knowing “possession of ‘virtual’ child pornography
can, like ‘actual’ child pornography, be service-discrediting or prejudicial to good
order and discipline”); United States v. Sapp, 53 M.J. 90, 92 (C.A.A.F. 2000)
(finding that knowing possession of images depicting sexually explicit conduct by
minors is service discrediting conduct in violation of Article 134, UCMJ, even
where the conduct did not violate federal law). 10
10
   Whether the prosecution can prove knowing possession by “deliberate avoidance”
is an open question in the military courts, but at least one federal circuit has
answered in the affirmative. United States v. Carani, 492 F.3d 867, 873 (7th Cir.
2007) (affirming conviction for knowing possession of child pornography and
decision to give deliberate avoidance, or “ostrich” instruction). “Deliberate
avoidance is more than mere negligence, the defendant must have deliberately
avoided acquiring knowledge of the crime being committed by cutting off his
curiosity through an effort of the will. . . . Deliberate avoidance is not a standard
less than knowledge; it is simply another way that knowledge may be proven.” Id.
(quotation and citations omitted). Military courts have applied deliberate avoidance
to drug and absence offenses. United States v. Adams, 63 M.J. 223 (C.A.A.F. 2006)
(applying deliberate avoidance to absence offense under Article 86, UCMJ); United
States v. Newman, 14 M.J. 474, 478 (C.M.A. 1983) (wrongful use and possession of
drugs and drug paraphernalia). See also United States v. Brown, 50 M.J. 262, 266
(C.A.A.F 1999) (holding that in order to raise deliberate avoidance or ignorance,
there must be some evidence that the accused was “subjectively aware of a high
probability of the existence of illegal conduct; and . . . purposefully contrived to
avoid learning of the illegal conduct”) (internal quotation omitted). We need not

                                                                  (continued . . .)

                                          9
AMAZAKI – ARMY 20070676

       The same cannot be said of the conduct alleged in this case. Appellant was
not on notice that he was subject to criminal prosecution by failing to discover that,
unbeknownst to him and without requesting, seeking, or searching for such images, a
diskette a friend gave him contained illegal child pornography. Specifically, we
hold appellant was not on notice the charged conduct – “negligently failing to note”
the diskette contained child pornography; “negligently failing to eliminate said
images of child pornography from the [d]iskette;” and “negligently leaving said
images of child pornography on the [d]iskette in his place of residence in such a
manner that other persons could easily access images of child pornography” – would
subject him to criminal sanction under Article 133, UCMJ. 11 Further, we disagree
appellant was on notice he had any duty to use due care to review the diskette his
friend provided to “make sure there was nothing illegal” on it. There is no custom,
regulation, or otherwise to the contrary. See Guaglione, 27 M.J. at 273. 12 Simply

(. . . continued)
and do not decide in this case whether deliberate avoidance applies to the offense of
knowing possession of child pornography, or whether it is raised here. The
government made the charging decisions in this case, and elected to change the
original charge of knowing possession to a charge involving negligent possession.
11
   The military judge instructed appellant that negligence requires “an act or failure
to act by a person under a duty to use due care which demonstrates a lack of care
which a reasonably prudent person would have used under the same or similar
circumstances.” See MCM, Part IV, para. 16c (3)(c ) (defining negligence in context
of dereliction in the performance of duties); See also MCM, Part IV, para. 85(c)(2)
(defining negligence in context of negligent homicide). Whether a duty exists is a
question of military substantive law, United States v. Martinez, 52 M.J. 22, 25
(C.A.A.F. 1999) (citing United States v. Martinez, 42 M.J. 327, 330 (C.A.A.F.
1995)), for “[w]here there is no legal duty to act there can be no neglect.” MCM,
Part IV, para 44c(2)(a)(ii) (manslaughter). See United States v. Dallman, 34 M.J.
274, 275 (C.M.A. 1992) (holding that violation of a self-imposed duty is not a crime
under Articles 92, 133, or 134, UCMJ).
12
   Similar to fair notice under Article 133, UCMJ, a military duty “may be imposed
by treaty, statute, regulation, lawful order, standard operating procedure, or custom
of the service.” MCM, Part IV, para 16c(3)(a). A “duty to use due care” may arise
from a military duty, but military law also recognizes duties imposed by common
law. See United States v. Valdez, 40 M.J. 491, 495 (C.M.A. 1994) (recognizing and
adopting common law duty of parents to aid and provide medical care to their
children). See also Martinez, 52 M.J. at 25 (finding that appellant had a parental
duty as co-head of household to provide medical assistance to his non-biological

                                                                  (continued . . .)

                                          10
AMAZAKI – ARMY 20070676

stated, no reasonable officer would recognize that appellant’s unwitting conduct
would bring dishonor or disrepute upon himself or his profession. To the contrary,
any reasonable officer would doubt these acts constitute conduct unbecoming an
officer. Frazier, 34 M.J. at 198-99.

       The members of this court regularly review cases involving graphic child
pornography and have the unenviable duty to view these disturbing images in order
to perform our statutory responsibility under Article 66, UCMJ. We fully
understand the military and societal interest in punishing those who possess and
trade in the sexual abuse and exploitation of children. We hold, however, that
appellant was not on fair notice that his unwitting possession of child pornography
on these facts was negligent or that his conduct in failing to discover, delete, or
secure these images amounted to conduct unbecoming an officer and a gentleman.
Appellant’s conviction under Article 133, UCMJ, cannot stand.

                                    CONCLUSION

       The finding of guilty to Charge II and its Specification is set aside, and that
Specification and Charge are dismissed. We have reviewed the matter personally
raised by appellant, and conclude it is without merit. The remaining findings are
affirmed. 13

(. . . continued)
child). From whatever source, a duty to use due care describes an objectively
reasonable obligation recognized under the circumstances. We discern no duty on
appellant’s part, either inherently military or derived from common law, to “make
sure there [is] nothing illegal” on computer diskettes under the facts of this case.
13
   Appellate defense counsel also noted that the Staff Judge Advocate
Recommendation (SJAR) and the Promulgating Order incorrectly refer to the situs of
the offense reflected in Specification 4 of Charge III (one of the Article 134, UCMJ
violations). In fact, three “original” Reports of Result of Trial - each signed by a
different officer - the SJAR, and the Promulgating Order all refer incorrectly to both
the situs and the dates of the offense, and merely repeat verbatim Specification 3 of
Charge III. Where, as here, a convening authority does not expressly address
findings in his action, he implicitly approves the findings as summarized in the
SJAR. United States v. Diaz, 40 M.J. 335, 337 (C.A.A.F. 1994); United States v.
Alexander, 63 M.J. 269, 275 (C.A.A.F. 2008). To the extent the SJAR is mistaken,
the action taken on that basis is a nullity. See Diaz, 40 M.J. at 337. Failure to
comment on SJAR error constitutes waiver in the absence of plain error. R.C.M.
1106(f)(6); see also Alexander, 63 M.J. at 273. To prevail under a plain error
analysis, appellant must show “(1) there was an error; (2) it was plain or obvious,

                                                                    (continued . . .)

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AMAZAKI – ARMY 20070676

       Reassessing the sentence on the basis of the modified findings, the entire
record, and in accordance with the principles of United States v. Sales, 22 M.J. 305
(C.M.A. 1986), and United States v. Moffeit, 63 M.J. 40 (C.A.A.F. 2006), to include
the factors Judge Baker identified in his concurring opinion, the court affirms only
so much of the sentence as provides for a dismissal and confinement for five months.
All rights, privileges, and property of which appellant has been deprived by virtue of
that portion of his approved sentence set aside by this decision are ordered restored.
See Articles 58b(c) and 75(a), UCMJ.

      Senior Judge GALLUP and Judge TOZZI concur.

                                        FOR
                                         FORTHE
                                             THECOURT:
                                                 COURT:

                                         MALCOLMH.
                                        MALCOLM       H.SQUIRES,
                                                         SQUIRES,JR.
                                                                  JR.
                                         ClerkofofCourt
                                        Clerk      Court

(. . . continued)
and (3) the error materially prejudiced a substantial right.” United States v. Kho, 54
M.J. 63, 65 (C.A.A.F. 2000) (citations omitted). The court will grant relief “if an
appellant presents ‘some colorable showing of possible prejudice.’” Id. (quoting
United States v. Wheelus, 49 M.J. 283, 289 (C.A.A.F. 1998)); see also United States
v. Wellington, 58 M.J. 420, 427-28 (C.A.A.F. 2003). Appellant, however, concedes
he has suffered no prejudice, and we find none on these facts. The charge sheet,
stipulation of fact, and providence inquiry all reflect the correct dates and location.
Appellant was found guilty of the offense in accordance with his plea. We will issue
a corrected promulgating order that accurately reflects the correct location and dates
of appellant’s offenses. No further remedial action is necessary. See United States
v. Ross, 44 M.J. 534, 537 (A.F. Ct. Crim. App. 1996) (refusing to elevate “typos” in
dates to “plain error” or grounds for setting aside a convening authority’s action
especially in light of appellant’s waiver).

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