Court Opinion

ID: 2696944
Source: CourtListenerOpinion
Date Created: 2014-08-04 15:45:56.659901+00
Date Added: 2024-06-11T15:30:16.813422
License: Public Domain

[Cite as Miller v. Cass, 2010-Ohio-1930.]

                       IN THE COURT OF APPEALS OF OHIO
                           THIRD APPELLATE DISTRICT
                              CRAWFORD COUNTY

JANE MILLER, ET AL.,

        PLAINTIFFS-APPELLANTS,                            CASE NO. 3-09-15

        v.

DOLORES CASS, ET AL.,                                     OPINION

        DEFENDANTS-APPELLEES.

                Appeal from Crawford County Common Pleas Court
                           Trial Court No. 09-CV-0222

                                      Judgment Affirmed

                              Date of Decision:   May 3, 2010

APPEARANCES:

        W. Patrick Murray for Appellants

        Victor D. Radel for Appellees
Case No. 3-09-15

PRESTON, J.

       {¶1} Plaintiffs-appellants, Jane Miller and Louise Murray (collectively

“appellants”), appeal the Crawford County Court of Common Pleas’ judgment

entry dismissing their complaint against defendants-appellees, Delores Cass,

individually (hereinafter “Cass”), Dolores Cass as Trustee of the Doris Pittenger

Trust, Dolores Cass as Trustee of the Dolores Cass Trust, Doris Pittenger, Trustee

of the R.M. Pittenger Trust and Joint Trust (hereinafter “Doris”) (collectively

“appellees”). For the reasons that follow, we affirm.

       {¶2} Jane and Louise are Reid M. Pittenger’s (hereinafter “Reid”)

daughters from his first marriage, and Cass is Doris’ only daughter from a

previous marriage. On July 14, 1992, when Reid was approximately eighty-nine

(89) years of age, Cass helped Reid select a Columbus attorney to prepare the Reid

M. Pittenger Trust (hereinafter “R.M. Trust”) and Reid’s last will and testament.

(First Amended Complaint, Doc. No. 10, at ¶¶1, 10); (Plaintiffs’ Exs. 1, 3). Reid’s

will disposed of his real and personal property by reference to the R.M. Trust.

Reid and Doris served as co-trustees of the R.M. Trust. On September 10, 1992,

Reid and Doris created the Reid M. Pittenger and Doris H. Pittenger Joint

Revocable Living Trust (hereinafter “Joint Trust”). (First Amended Complaint,

Doc. No. 10, ¶1); (Plaintiffs’ Ex. 2). Reid and Doris served as co-trustees of the

Joint Trust.

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Case No. 3-09-15

       {¶3} On July 3, 2002, Reid died, and his estate was never probated as all

his assets were in the R.M. Trust. (First Amended Complaint, Doc. No. 10, at ¶3);

(Plaintiffs’ Exs. 1, 3). Doris served as trustee of the R.M. Trust and the Joint Trust

thereafter until her death on January 9, 2009. (First Amended Complaint, Doc. No.

10, at ¶4).

       {¶4} On April 24, 2009, Jane and Louise filed a complaint against

appellees alleging, in pertinent part, that: Trustee Doris ignored the mandates of

the trusts and illegally and improperly removed hundreds of thousands of dollars

from the trusts and deposited this money into trusts and funds for which Cass was

the beneficiary; Cass controlled Trustee Doris’ actions as she was in her eighties

(80’s) and was financially unsophisticated; Cass took control of Reid and Doris’

affairs when they were mentally feeble because of age; and Trustee Doris, under

the control of Cass, committed several breaches of her fiduciary duties, including:

illegally diverting funds and self-dealing, negligent management of assets, breach

of the trust agreement, spoliation of records, plundering trust assets, failing to

follow the grantor’s instructions, and conversion. (Complaint, Doc. No. 1); (First

Amended Complaint, Doc. No. 10).

       {¶5} On May 19, 2009, appellees filed a Civ.R. 12(B)(6) motion to

dismiss for failure to state a claim. (Doc. No. 5). Appellees alleged that the

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Case No. 3-09-15

complaint had to be dismissed against Trustee Doris as she was deceased, and that

the allegations against Cass fail because she owed Jane and Louise no duty. (Id.).

       {¶6} On June 25, 2009, Jane and Louise filed a reply to the motion to

dismiss arguing that Cass could be held liable since she was a ‘de facto’ trustee.

(Doc. No. 8). On June 30, 2009, appellees filed a reply brief in support of their

motion to dismiss arguing that: Cass was not a trustee; Cass had no privity of

contract with Jane and Louise; and that Jane and Louise never alleged that Cass

was a ‘de facto’ trustee in the complaint. (Doc. No. 9).

       {¶7} On July 2, 2009, Jane and Louise filed their first amended complaint

with substantially the same allegations, but added allegations with regard to the

appointment of a commissioner for Doris’ estate. (Doc. No. 10).

       {¶8} On July 9, 2009, appellees filed a Civ.R. 12(B)(6) motion to dismiss

the amended complaint arguing that: Doris was not a proper party as she was

deceased; Cass was not liable as the complaint failed to set forth any duty; and

Doris was not acting as Cass’ agent. (Doc. No. 12).

       {¶9} On July 16, 2009, Jane and Louise filed a response to the motion to

dismiss arguing that: Cass was a ‘de facto’ trustee as she controlled Doris’

finances and decisions; and Cass was liable for conversion and constructive trust.

(Doc. No. 14).

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Case No. 3-09-15

       {¶10} On July 27, 2009, appellees filed a reply arguing that: Cass was not

liable for conversion or constructive trust since Doris did not commit any

“wrongful act” as she had absolute discretion to manage the trust funds. (Doc. No.

15).

       {¶11} On August 6, 2009, Jane and Louise filed a sur reply to appellees’

motion to dismiss arguing that: Cass exerted undue influence upon Reid when he

was executing the trust agreements and his will; Cass controlled Doris and aided

and abetted her in breaching her fiduciary duties; Cass supervised Doris’ negligent

handling of trust assets and ignoring trust provisions; Cass recklessly and

intentionally assisted Doris in ignoring the trust provisions; Cass plundered trust

assets for her own benefit; and Cass converted trust funds. (Doc. No. 18).

       {¶12} On August 10, 2009, appellees filed a response arguing that the

terms of the trust agreement, attached to the complaint, provided Doris with

unfettered discretion to manage the trust funds; and therefore, Jane and Louise’s

complaint fails to allege any wrong. (Doc. No. 20).

       {¶13} On August 12, 2009, appellees filed a motion to supplement their

Civ.R. 12(B)(6) motion asserting that Jane and Louise withdrew their motion to

reopen Doris’ estate. (Doc. No. 21)

       {¶14} On August 14, 2009, Jane and Louise filed a motion to accept

supplemental documents in response to appellees’ Civ.R. 12(B)(6) motion wherein

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Case No. 3-09-15

they informed the trial court that an application for the appointment of an

administrator for Doris’ estate was pending in Crawford County Probate Court.

(Doc. No. 22). That same day, Jane and Louise also filed a motion to amend their

complaint to name the administrator of Doris’ estate as a party defendant. (Doc.

No. 23)

       {¶15} On September 3, 2009, the parties entered a stipulated order wherein

they agreed that: Jane and Louise will move the Crawford County Probate Court

to reopen the Estate of Doris H. Pittenger, and defendant Cass will not oppose the

motion and will accept appointment as administrator; the plaintiffs had filed a

motion to amend the complaint to name the estate in these proceedings; that the

trial court has all the legal issues before it, and the appointment of an administrator

does not affect the legal issues herein; neither party will appeal the trial court’s

ruling on the basis that the estate is not properly before the court; the trial court’s

ruling is binding upon all parties, including the estate of Doris Pittenger; and oral

argument as to the motion should be waived. (Doc. No. 24).

       {¶16} On September 9, 2009, the trial court granted defendants’ Civ.R.

12(B)(6) motion to dismiss finding that the plaintiffs could not maintain an action

for conversion or constructive trust because the trust language gave Doris

discretion in handling the trust assets and exempted her from liability. As such,

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Case No. 3-09-15

Jane and Louise failed to allege any “wrongful” act done by Doris; and they could

not recover against Cass if they could not recover against Doris. (Doc. No. 25).1

        {¶17} On September 21, 2009, Jane and Louise filed a motion for

reconsideration. (Doc. No. 27). On October 2, 2009, Jane and Louise filed a

notice of appeal (Doc. No. 30).                Jane and Louise now appeal raising eleven

assignments of error for our review. We have elected to combine appellants’

assignments of error where appropriate.

                                ASSIGNMENT OF ERROR A

        THE   COURT    ERRONEOUSLY     IGNORED THE
        COMPLAINT AND MADE RULINGS OF FACT AND LAW
        NOT RELEVANT UNDER A RULE 12 MOTION.

                                ASSIGNMENT OF ERROR H

        THE COURT ERRED IN IMPROPERLY CREATING AN
        AFFIRMATIVE DEFENSE FOR A DEFENDANT IN RULING
        ON A RULE 12(B)(6) MOTION.

                                ASSIGNMENT OF ERROR G

        THE TRIAL COURT ERRED IN IGNORING THE
        ALLEGATIONS OF UNDUE INFLUENCE AND DURESS
        AND DISMISSED PLAINTIFFS’ COMPLAINT ON THE
        SAME.

        {¶18} In assignment of error A, Jane and Louise argue that the trial court

failed to apply the applicable standards under Civ.R. 12(B)(6) when ruling on the

1
  On October 30, 2009, the trial court entered a nunc pro tunc entry clarifying that its judgment dismissed
the complaint and the case as to all defendants.

                                                  -7-
Case No. 3-09-15

motion. Specifically, Jane and Louise argue that the trial court failed to note any

deficiency in the complaint in its ruling, and that they should be allowed to present

evidence on the validity of the trust documents as well as the manner by which the

trusts were administered. In assignment of error H, plaintiffs allege that the trial

court improperly considered Trustee Doris Pittenger’s affirmative defense of a

release from liability under the R.M. Trust. In assignment of error G, plaintiffs

argue that the trial court erred by dismissing the complaint as to its allegations of

undue influence in the creation of the trust documents. We disagree.

       {¶19} “A motion to dismiss for failure to state a claim upon which relief

can be granted is procedural and tests the sufficiency of the complaint.” State ex

rel. Hanson v. Guernsey Cty. Bd. of Commrs. (1992), 65 Ohio St.3d 545, 548, 605

N.E.2d 378, citing Assn. for the Defense of the Washington Local School Dist. v.

Kiger (1989), 42 Ohio St.3d 116, 117, 537 N.E.2d 1292, 1293. For that reason, a

trial court may not rely upon evidence or allegations outside the complaint when

ruling on a Civ.R. 12(B)(6) motion. State ex rel. Fuqua v. Alexander (1997), 79

Ohio St.3d 206, 207, 680 N.E.2d 985.          However, “[a] copy of any written

instrument attached to a pleading is a part of the pleading for all purposes”; and

therefore, the trial court may consider attached written instruments for purposes of

a motion to dismiss. Civ.R. 10(C); Davis v. Widman, 184 Ohio App.3d 705, 2009-

Ohio-5430, 922 N.E.2d 272, ¶18, citing Keenan v. Adecco Emp. Servs., Inc., 3d

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Case No. 3-09-15

Dist. No. 1-06-10, 2006-Ohio-3633, ¶¶8-9, citing Slife v. Kundtz Properties, Inc.

(1974), 40 Ohio App.2d 179, 185-86, 318 N.E.2d 557. “If the plaintiff decides to

attach documents to his complaint, which he claims establish his case, such

documents can be used to his detriment to dismiss the case if they along with the

complaint itself establish a failure to state a claim.” Adlaka v. Giannini, 7th Dist.

No. 05 MA 105, 2006-Ohio-4611, ¶34, citing Aleman v. Ohio Adult Parole Auth.

(Apr. 24, 1995), 4th Dist. No. 94CA17. “Dismissals under Civ.R. 12(B)(6) are

proper where the language of the writing is clear and unambiguous.” Keenan,

2006-Ohio-3633, at ¶9.

       {¶20} To sustain a Civ.R. 12(B)(6) dismissal, “it must appear beyond

doubt that the plaintiff can prove no set of facts in support of the claim that would

entitle the plaintiff to relief.” LeRoy v. Allen, Yurasek, & Merklin, 114 Ohio St.3d

323, 2007-Ohio-3608, 872 N.E.2d 254, ¶14, citing Doe v. Archdiocese of

Cincinnati, 109 Ohio St.3d 491, 2006-Ohio-2625, 849 N.E.2d 268, ¶11.

Additionally, the complaint’s allegations must be construed as true, and any

reasonable inferences must be construed in the nonmoving party’s favor. Id., citing

Maitland v. Ford Motor Co., 103 Ohio St.3d 463, 2004-Ohio-5717, 816 N.E.2d

1061, ¶11; Kenty v. Transamerica Premium Ins. Co. (1995), 72 Ohio St.3d 415,

418, 650 N.E.2d 863.

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Case No. 3-09-15

       {¶21} When reviewing a Civ.R. 12(B)(6) decision, this Court must

determine whether the complaint’s allegations constitute a statement of a claim

under Civ.R. 8(A). Keenan, 2006-Ohio-3633, at ¶7. “All that the civil rules

require is a short, plain statement of the claim that will give the defendant fair

notice of the plaintiff’s claim and the grounds upon which it is based.” Patrick v.

Wertman (1996), 113 Ohio App.3d 713, 716, 681 N.E.2d 1385, citing Kelley v. E.

Cleveland (Oct. 28, 1982), 8th Dist. No. 44448. See, also, Civ.R. 8(A)(1). When

filing a claim pursuant to Civ.R. 8(A), “[a] party is not required to “plead the legal

theory of recovery”; furthermore, “a pleader is not bound by any particular theory

of a claim but that the facts of the claim as developed by the proof establish the

right to relief.” Illinois Controls, Inc. v. Langham (1994), 70 Ohio St.3d 512, 526,

639 N.E.2d 771. Indeed, “that each element of [a] cause of action was not set

forth in the complaint with crystalline specificity” does not render it fatally

defective and subject to dismissal. Border City Sav. & Loan Ass’n v. Moan (1984),

15 Ohio St.3d 65, 66, 472 N.E.2d 350. See, also, Parks v. Parks (Mar. 5, 1998), 3d

Dist No. 1-97-60, at *2. However,

       the complaint must contain either direct allegations on every
       material point necessary to sustain a recovery on any legal
       theory, even though it may not be the theory suggested or
       intended by the pleader, or contain allegations from which an
       inference fairly may be drawn that evidence on these material
       points will be introduced at trial.

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Case No. 3-09-15

Fancher v. Fancher (1982), 8 Ohio App.3d 79, 83, 455 N.E.2d 1344, citing 5

Wright & Miller, Federal Practice & Procedure: Civil (1969), at 120-123, Section

1216.

        {¶22} This Court reviews de novo a trial court’s decision to grant or deny a

Civ.R. 12(B)(6) motion. RMW Ventures, L.L.C. v. Stover Family Invest.,

L.L.C., 161 Ohio App.3d 819, 2005-Ohio-3226, 832 N.E.2d 118, ¶8, citing Hunt v.

Marksman Prod. (1995), 101 Ohio App.3d 760, 762, 656 N.E.2d 726. This Court

may substitute, without deference, its judgment for that of the trial court when

reviewing de novo. Castlebrook, Ltd. v. Dayton Properties Ltd. Partnership

(1992), 78 Ohio App.3d 340, 346, 604 N.E.2d 808.

        {¶23} In its judgment entry, the trial court set forth the correct Civ.R.

12(B)(6) standard when ruling on the motion to dismiss. (Sept. 9, 2009 JE, Doc.

No. 25). Therefore, contrary to plaintiffs’ assertions the trial court applied the

correct standard when ruling upon the motion to dismiss. As such, plaintiffs’

assignment of error A lacks merit.

        {¶24} Plaintiffs further allege that the trial court created an affirmative

defense by improperly considering the release from liability provided to trustee

Doris Pittenger under the terms of the R.M. Trust. This argument too lacks merit

because the trial court may consider the trust language for purposes of a motion to

dismiss. Civ.R. 10(C); Davis, 2009-Ohio-5430, at ¶18, citing Keenan, 2006-Ohio-

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Case No. 3-09-15

3633, at ¶¶8-9, citing Slife, 40 Ohio App.2d at 185-86.      As such, plaintiffs’

assignment of error H lacks merit.

       {¶25} Next, plaintiffs assert in assignment of error G that the trial court

erred by dismissing their claim of undue influence in the creation of the trust

agreements.

       A trust is void to the extent its creation was induced by fraud,
       duress, or undue influence. As used in this section, “fraud,”
       “duress,” and “undue influence” have the same meanings for
       trust validity purposes as they have for purposes of determining
       the validity of a will.

R.C. 5804.06. “The elements of undue influence include the following: (1) a

susceptible party; (2) another’s opportunity to exert influence; (3) the fact of

improper influence exerted or attempted; and (4) the result showing the effect of

such improper influence.” Lah v. Rogers (1998), 125 Ohio App.3d 164, 171, 707

N.E.2d 1208, citing Krischbaum v. Dillon (1991), 58 Ohio St.3d 58, 65, 567

N.E.2d 1291; West v. Henry (1962), 173 Ohio St. 498, 510-11, 184 N.E.2d 200.

“Undue influence” requires a two-step inquiry: first, it must be determined

whether the transaction was the result of influence brought to bear upon the

susceptible party; and second, it must be determined whether that influence was

actually “undue.” Id., citing Dillon, 58 Ohio St.3d at 68.

       {¶26} The Ohio Supreme Court defined “undue influence” in West v.

Henry as follows:

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Case No. 3-09-15

      Similarly, ‘undue influence to avoid a will, must so overpower
      and subjugate the mind of the testator as to destroy his free
      agency and make him express the will of another rather than his
      own, and the mere presence of influence is not sufficient. Undue
      influence must be present or operative at the time of the
      execution of the will resulting in dispositions which the testator
      would not otherwise have made.’ 94 C.J.S. Wills § 224, p. 1064.

      General influence, however strong or controlling, is not undue
      influence unless brought to bear directly upon the act of making
      the will. If the will or codicil, as finally executed, expresses the
      will, wishes and desires of the testator, the will is not void because
      of undue influence.

      ***

      The mere existence of undue influence, or an opportunity to
      exercise it, although coupled with an interest or motive to do so, is
      not sufficient, but such influence must be actually exerted on the
      mind of the testator with respect to the execution of the will in
      question. It must be shown that such influence, whether exerted at
      the time of the making of the will or prior thereto, was operative at
      the time of its execution or was directly connected therewith. It
      must be shown that undue influence was exercised with the
      object of procuring a will in favor of particular parties.

173 Ohio St. at 501 (emphasis in original). “To determine whether the particular

influence was undue, a court must consider ‘whether the influence was reasonable,

given all the prevailing facts and circumstances.’ ” Jackson v. Jackson, 3d Dist.

No. 11-07-11, 2008-Ohio-1482, ¶11, quoting Dillon, 58 Ohio St.3d at 68.

      {¶27} The complaint herein alleged, in pertinent part, that:

      Dolores Cass took control of the affairs of Reid Pittenger and
      Doris Pittenger at a time in their lives when they were mentally
      feeble because of age. She convinced Reid Pittenger to abandon
      his long-time attorney in Galion, Ohio and to allow her to direct

                                      - 13 -
Case No. 3-09-15

      all matters concerning his estate. She selected a Columbus
      attorney unknown to him and directed him on the types of
      testamentary and legal instruments he would need. She
      convinced him that he no longer needed the counsel and advice
      from his attorney son-in-law. She also directed and controlled
      Doris Pittenger in all of her legal matters and actions.

(First Amended Complaint, Doc. No. 10, at ¶10.). Construing this allegation in a

light most favorable to plaintiffs as the non-moving party, we cannot conclude the

complaint alleges a cause of action for undue influence. Although it appears from

the complaint that plaintiffs allege that Cass convinced her step-father to abandon

his “long-time” local attorney and seek different counsel, the complaint fails to

allege that Reid or Doris’ will was overcome and that they did not exercise their

independent judgment.      Henry, 173 Ohio St. at 501.          Furthermore, and

importantly, Plaintiffs failed to allege that Cass’ influence “result[ed] in

dispositions which the testator[s] would not otherwise have made.” Id. The only

allegations of negative ‘effects’ of Cass’ influence upon the grantors concern the

administration of the trust agreements by Trustee Doris Pittenger, not, as is

required, allegations that Cass’ influence affected the execution of the trust

agreements by Reid and Doris Pittenger. Henry, 173 Ohio St. at 501. In fact, the

testamentary documents reflect that Reid gave plaintiffs an interest in his home

and contingent interests in those assets which remained in the R.M. and Doris

Pittenger Trusts. (Plaintiffs’ Exs. 1-3). Furthermore, as plaintiffs concede, Cass

was not a named beneficiary of the R.M. Trust or a devisee under Reid’s will.

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Case No. 3-09-15

(Plaintiffs’ Exs. 1, 3). Finally, although Reid may have not sought his son-in-

law’s advice or counsel, he did name him as the first contingent executor of his

will and the successor trustee of the R.M. Trust. (Plaintiffs’ Exs. 1, 3). Viewed in

a light most favorable to plaintiffs, we conclude that the allegations made in the

complaint amount, at best, to allegations of “general influence” made by a

daughter to her mother and step-father, not “undue influence” as is required.

Henry, 173 Ohio St. at 501.

      {¶28} For all these reasons, plaintiffs’ assignments of error A, H, and G are

overruled.

                         ASSIGNMENT OF ERROR J

      THE COURT ERRED IN UTILIZING TWO PARAGRAPHS
      OUT OF CONTEXT IN DISMISSING PLAINTIFFS’
      COMPLAINT. IT FURTHER ERRED IN IMPROPERLY
      INTERPRETING   THE   DISCRETIONARY   POWERS
      GRANTED UNDER THE TRUST DOCUMENTS.

                         ASSIGNMENT OF ERROR B

      THE COURT MISSTATED THE LAW ON UNJUST
      ENRICHMENT/CONSTRUCTIVE      TRUST      AND
      ERRONEOUSLY DISMISSED THE COMPLAINT ON THAT
      CAUSE.

                         ASSIGNMENT OF ERROR C

      THE COURT ERRED IN DISMISSING PLAINTIFFS’
      COMPLAINT WHICH ALLEGED CONVERSION OF TRUST
      PROPERTY BY THE TRUSTEE AND HER DAUGHTER.

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Case No. 3-09-15

                         ASSIGNMENT OF ERROR F

       THE TRIAL COURT ERRED IN DISMISSING MULTIPLE
       CLAIMS AGAINST A THIRD PARTY WHO ALLEGEDLY
       ENGAGED    IN  IMPROPERLY     CAUSING   TRUST
       PROPERTY TO BE TRANSFERRED FROM THE
       DESIGNATED BENEFICIARIES TO A THIRD-PARTY NON-
       BENEFICIARY.

       {¶29} In assignment of error J, plaintiffs allege that the trial court erred by

interpreting the trust documents to give Trustee Pittenger “the power to do

anything she wished with the entrusted property.” (Appellants’ Brief at 19). In

assignments of error B and C, plaintiffs allege that the trial court erred in stating

the law governing constructive trusts and conversion, and that the trial court

thereby improperly dismissed their claims for the same. In assignment of error F,

plaintiffs allege that the trial court erred by dismissing their third-party claims

against Cass.

       {¶30} A constructive trust is a:

       trust by operation of law which arises contrary to intention and
       in invitum, against one who, by fraud, actual or constructive, by
       duress or abuse of confidence, by commission of wrong, or by
       any form of unconscionable conduct, artifice, concealment, or
       questionable means, or who in any way against equity and good
       conscience, either has obtained or holds the legal right to
       property which he ought not, in equity and good conscience,
       hold and enjoy. It is raised by equity to satisfy the demands of
       justice.

Estate of Cowling v. Estate of Cowling, 109 Ohio St.3d 276, 280-81, 2006-Ohio-

2418, 847 N.E.2d 405, ¶18, citing Ferguson v. Owens (1984), 9 Ohio St.3d 223,

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Case No. 3-09-15

225, 459 N.E.2d 1293, quoting 76 American Jurisprudence 2d (1975) 446, Trusts,

Section 221. A constructive trust is considered a trust because “‘[w]hen property

has been acquired in such circumstances that the holder of the legal title may not

in good conscience retain the beneficial interest, equity converts him into a

trustee.’” Cowling, 2006-Ohio-2418, at ¶18, citing Ferguson, 9 Ohio St.3d at 225,

quoting Beatty v. Guggenheim Exploration Co. (1919), 225 N.Y. 380, 386, 389,

122 N.E. 378.

      {¶31} “A constructive trust is an equitable remedy that protects against

unjust enrichment and is usually invoked when property has been obtained by

fraud.” Cowling, 2006-Ohio-2418, at ¶19, citing Ferguson, 9 Ohio St.3d at 226;

Aetna Life Ins. Co. v. Hussey (1992), 63 Ohio St.3d 640, 642, 590 N.E.2d 724.

“[A] constructive trust may also be imposed where it is against the principles of

equity that the property be retained by a certain person even though the property

was acquired without fraud.” Id., citing Ferguson, 9 Ohio St.3d at 226, citing 53

Ohio Jurisprudence 2d (1962) 578-579, Trusts, Section 88; V Scott on Trusts (3d

Ed.1967) 3412, Section 462. “In applying the theories of constructive trusts,

courts also apply the well known equitable maxim, ‘equity regards [as] done that

which ought to be done.’ ” Id., quoting Ferguson, 9 Ohio St.3d at 226.

      {¶32} Similarly, “conversion is the wrongful exercise of dominion over

property to the exclusion of the rights of the owner, or withholding it from his

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Case No. 3-09-15

possession under a claim inconsistent with his rights.” State ex rel. Toma v.

Corrigan (2001), 92 Ohio St.3d 589, 592, 752 N.E.2d 281, citing Joyce v. Gen.

Motors Corp. (1990), 49 Ohio St.3d 93, 96, 551 N.E.2d 172. The elements of

conversion are: (1) plaintiff’s ownership or right to possession of the property at

the time of the conversion; (2) defendant’s conversion by a wrongful act or

disposition of plaintiff’s property rights; and (3) damages. Dice v. White Family

Cos., Inc., 173 Ohio App.3d 472, 2007-Ohio-5755, 878 N.E.2d 1105, ¶17,

citations omitted.

       {¶33} Finally, “[a] third person who has notice that the trustee is

committing a breach of trust and participates therein is liable for any loss caused

by such breach.” 91 Ohio Jurisprudence 3d Trusts, Section 497, citing Shuster v.

North American Mortg. Loan Co. (1942), 139 Ohio St. 315, 40 N.E.2d 130.

       {¶34} The R.M. Trust agreement was made between Reid M. Pittenger, as

Grantor and as Trustee, along with his wife, Doris H. Pittenger, as Co-Trustee.

(R.M. Trust, Plaintiff’s Ex. 1). Upon Reid’s death, the trust estate was to be

divided into two trusts: Trust Number 1 (Marital Trust) and Trust Number 2

(Child/Children’s Trust). (R.M. Trust, Article II, Plaintiffs’ Ex. 1). With regard to

the Marital Trust, Doris, as trustee, was directed to “pay the net income of Trust

Number 1 to or for the benefit of [Doris] annually, or more frequently if [Doris]

directs.” (R.M. Trust, Article II, Section 8(a), Plaintiff’s Ex. 1) (emphasis added).

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Case No. 3-09-15

Article II, Section 8(b) provided that “[Trustee Doris] may pay to or for the benefit

of [Doris] from time to time such amounts of the principal of Trust Number 1 as

[Trustee Doris] in [her] discretion may determine to be necessary or desirable for

the health, education, support, maintenance, comfort, and happiness of [Doris].”

(Plaintiff’s Ex. 1) (emphasis added).

       {¶35} With regard to Trust Number 2, the trust agreement provided:

       (a) [Trustee Doris] may in [her] sole discretion pay to or for the
       benefit of [Doris] and the Grantor’s children and their issue so
       much of the net income principal of Trust Number 2 as is
       necessary for the health, education, support, and maintenance of
       [Doris] * * * The welfare of [Doris] is Grantor’s primary concern,
       and [Trustee Doris] shall be liberal in making payments of income
       and principal to or for the benefit of [Doris]. However, [Trustee
       Doris] shall not make payments of principal for Trust Number 2
       to [Doris] until Trust Number 1 shall have been first exhausted
       or until further liquidation of Trust Number 1 assets would, in
       the sole discretion of [Trustee Doris], be inappropriate. [Trustee
       Doris] is directed to consult [Doris] prior to making any
       distribution of income or principal to any person other than
       [Doris]. However, [Trustee Doris] shall not be required to follow
       the recommendation of [Doris] concerning distribution of
       income or principal from Trust Number 2.

       (b) Upon the death of [Doris], trustee shall transfer the
       principal of Trust Number 2 and all accumulations thereof by
       proper instruments of conveyance to and among the children of
       Grantor and their issue in such proportions and legal or
       equitable interest as [Doris] shall appoint by specific reference to
       this limited power of appointment in [Doris’] Last Will and
       Testament. The purpose of this power of appointment is to
       enable [Doris] to respond to changes in circumstance of
       Grantor’s children and their issue which may occur subsequent
       to Grantor’s death by adjusting the disposition of the assets of
       Trust Number 2 at [Doris’] death.

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Case No. 3-09-15

(R.M. Trust, Article II, Section 9(a), Plaintiff’s Ex. 1).

       {¶36} Article III of the Trust provided that any of the principal of Trusts 1,

2, and 3, or all of the trust estate, should be held as a single fund for the benefit of

Grantor’s children and their issue divided into separate trusts under Article III.

(Plaintiffs’ Ex. 1). Article V, Section 11 provided that the “[Trustee Doris] shall

incur no liability for the reasonable and prudent exercise of or failure to exercise

any and all duties, powers, and discretions enumerated in this agreement or

conferred upon [Trustee Doris] by any provision of law.” (Plaintiff’s Ex. 1).

       {¶37} The Reid M. Pittenger and Doris H. Pittenger Joint Revocable Trust

(“Joint Trust”) was entered into between Reid and Doris as Grantors and co-

trustees. (Plaintiffs’ Ex. 2). During Reid and Doris’ lives, the trustee (Doris or

Reid) was required to pay to Doris and Reid or apply for their benefit “all of the

net income of the trust, and such amounts or all of the principal as [they] may

request in writing from time to time[.]” (Joint Trust, Section 3, Plaintiffs’ Ex. 2).

Upon the death of one of the grantor-spouses, the trust property was to be divided

into two trusts: Trust A (the marital trust) and Trust B (the family trust). (Id. at

Section 5, Plaintiffs’ Ex. 2). With regard to Trust A, the trustee (Doris since she

survived Reid) was instructed to “pay to [Doris], on an annual basis and no less

frequently than quarterly, all of the net income of trust A beginning as of the date

of death of the first grantor-spouse’s death.” (Id. at Section 6(a)(i), Plaintiffs’ Ex.

                                         - 20 -
Case No. 3-09-15

2). Doris, as trustee, was also instructed to “pay to [Doris] so much, none, or all

of the principal of Trust A as [Trustee Doris], in [her] absolute discretion, shall

deem necessary or advisable to provide liberally for [Doris’] health, maintenance

and support in reasonable comfort.” (Id. at Section 6(a)(ii), Plaintiffs’ Ex. 2)

(emphasis added). Trustee Doris was further instructed to “pay to [Doris], * * *

an amount equal to the greater of Five Thousand Dollars ($5,000) or five percent

(5%) of the value of the principal of Trust A on the last day of each calendar year

as [Doris] may in writing request in each calendar year.” (Id. at Section 6(a)(iii),

Plaintiffs’ Ex. 2). Section 6(b) gave Doris the power to appoint the remaining

portion of the principal of Trust A “to such one or more persons or organizations

or [Doris’] estate, in such amounts, proportions, interests, or estates, and upon

such trusts, terms, powers, and conditions, if any, as [Doris], alone and in all

events, may appoint by [her] valid Will[.]” (Plaintiffs’ Ex. 2) (emphasis added).

       {¶38} With respect to Trust B, the family trust, Trustee Doris was directed

to:

       * * * distribute or accumulate, in [Trustee Doris’] sole discretion,
       such portions of the income of this trust to, or for the benefit of,
       [Doris] and children, in equal or unequal shares as [Trustee
       Doris] deems advisable for their respective health, support,
       maintenance and education, giving due regard to the respective
       needs of each beneficiary, to the amount of income available to
       them from other sources * * * and to their respective federal
       income tax brackets.

                                       - 21 -
Case No. 3-09-15

(Joint Trust, Section 7(a)(i), Plaintiffs’ Ex. 2) (emphasis added). The Joint Trust

further provided that:

       [Trustee Doris] shall also pay to [Doris] and to each living child
       of ours so much, none or all of the principal of Trust B as
       [Trustee Doris], in [her] absolute discretion, shall deem necessary
       or advisable to provide liberally for the health, maintenance,
       support in reasonable comfort, and education of [Doris] and
       children, bearing in mind that our primary concern is for the care
       and well-being of [Doris].

(Id. at Section 7(a)(ii), Plaintiffs’ Ex. 2) (emphasis added). The Joint Trust also

provided that “[Trustee Doris] shall pay to [Doris], beginning with the calendar

year following the year of the first spouse’s death, an amount equal to the greater

of Five Thousand Dollars ($5,000) or five percent (5%) of the value of the

principal as [Doris] may in writing request in each calendar year[.]” (Id. at Section

7(a)(iii), Plaintiffs’ Ex. 2) (emphasis added). Upon Doris’ death, the successor

trustee was directed to:

       retain and distribute the remaining amount of principal of Trust
       B (as augmented by additions from Trust A, from [Doris’
       estate], or otherwise) in the following manner: (A). One-half of
       the net trust estate to Jane E. Miller and Louise E. Murray in
       equal shares per stirpes with the exception that if Jane E. Miller
       predecease us, or die [sic] prior to receiving her full distribution,
       then her share shall pass to Ann Louise Miller; (B) One-half of
       the net trust estate to Dolores H. Cass per stirpes.

(Joint Trust, Section 7(b), Plaintiffs’ Ex. 2). The Joint Trust provided the trustee

with several “rights, powers, duties, and immunities to be exercised without court

order or other authority upon such terms and conditions and at such times as the

                                       - 22 -
Case No. 3-09-15

trustee determines in its absolute discretion[.]” (Joint Trust, Section 10(a)-(t),

Plaintiffs’ Ex. 2) (emphasis added).

       {¶39} After reviewing the trust agreements in their entirety, with special

attention to the provisions highlighted above, we cannot conclude that the trial

court erred in dismissing Plaintiffs’ constructive trust, conversion, and third-party

claims. As an initial matter, although generally a court is required to assume the

allegations in the complaint are true for purposes of a Civ.R. 12(B)(6), a court is

not required to assume those allegations in the complaint are true, which the plain

language of an attached, incorporated document clearly refutes. LeRoy, 2007-

Ohio-3608, at ¶14, citing Maitland, 2004-Ohio-5717, at ¶11; Cleveland Elec.

Illum. Co. v. Pub. Util. Comm. (1996), 76 Ohio St.3d 521, 532, 668 N.E.2d 889

(Moyer, C.J., dissenting), citing State ex rel. Edwards v. Toledo City School Dist.

Bd. of Edn. (1995), 72 Ohio St.3d 106, 109, 647 N.E.2d 799. See, also, Keenan,

2006-Ohio-3633, at ¶¶11-13 (noting that the plain language of the agreements at

issue contradicted appellants’ assertions and that the written agreement was an

insuperable bar to recovery). In an effort to limit Trustee Doris’ discretion under

the terms of the trusts, the plaintiffs alleged that “[s]he was permitted to draw on

the trust yields for “maintenance” and “reasonable comfort,” and that Doris had no

such needs over the seven-year period she was trustee. (First Amended Complaint,

Doc. No. 10, at ¶¶4-5). That is only a partial truth. The R.M. Trust allowed

                                       - 23 -
Case No. 3-09-15

Trustee Doris to pay to herself, as the surviving spouse, income from the marital

trust annually or more frequently if she directed. (R.M. Trust, Section 8(a),

Plaintiffs’ Ex. 1).    Doris was also permitted to draw from the marital trust

principal in her discretion, which was necessary or desirable for her health,

education, support, maintenance, comfort, and happiness. (Id. at Section 8(b)).

Doris was also given discretion to make payments of principal and income to

herself from the children’s trust after the assets of the marital trust were exhausted.

(Id. at Section 9). Reid also expressly indicated that Doris was his “primary

concern” and that she should be “liberal in making payments of income and

principal to or for the benefit of [herself].” (Id.). Furthermore, the joint trust

expressly defined the term “maintenance” to account for Doris’ previous manner

of living. (Joint Trust, Section 9(d), Plaintiffs’ Ex. 2). Both definitions of “health”

and “support” also include the terms “but shall not be limited to,” indicating the

grantor’s intent to provide the trustee with discretion in administering the trust

funds. (Id. at Sections 9(c), (e), Plaintiffs’ Ex. 2).

       {¶40} The thrust of Plaintiffs’ complaint is that Doris never divided the

trust assets into marital and family trusts as mandated by the trusts, and that Doris,

as trustee, wrongfully caused funds to be withdrawn from the trusts for the direct

and indirect benefit of her daughter, Dolores Cass. These allegations, even if true,

fail as a matter of law under the express terms of the trust agreements. Under the

                                          - 24 -
Case No. 3-09-15

terms of the the R.M. Trust, Trustee Doris was not required to physically segregate

the trust assets but could “hold them as an undivided fund for management and

investment purposes.” (R.M. Trust, Article II, Section 2, Plaintiffs’ Ex. 1). Under

the terms of the trusts, Doris was permitted to withdraw money from the trusts for

herself liberally, and the provisions read collectively evidence the grantor’s intent

for the same. That Doris placed the funds into accounts for which Cass was the

primary beneficiary is irrelevant. Furthermore, the joint trust agreement allowed

Doris, in her sole or absolute discretion, to give her daughter Cass family trust

funds for her health, education, support, maintenance, and education. (Joint Trust,

Sections (7)(a)(i), (ii), Plaintiffs’ Ex. 2). The joint trust also provided that the

disbursements from the family trust income could be in unequal shares at Doris’

sole discretion, and that Doris could pay “so much, none, or all of the principal” of

the family trust as Doris deemed necessary or advisable in her absolute discretion.

(Id.). Under these circumstances, even if the allegations of plaintiffs’ complaint

are assumed to be true, as required, the trust agreements are an insuperable bar to

their recovery as Doris had the discretion to remove the trust funds liberally for

her benefit and in unequal shares to the children.

       {¶41} Since Doris’ actions, as alleged in the complaint, were not in

violation of the trust agreements, Plaintiffs’ fail to allege any commission of

wrong, unconscionable conduct, artifice, concealment, or questionable means, or

                                       - 25 -
Case No. 3-09-15

any act against equity and good conscience by which a court could impose a

constructive trust upon defendant Cass. Estate of Cowling, 2006-Ohio-2418, at

¶18, citing Ferguson, 9 Ohio St.3d at 225, quoting 76 American Jurisprudence 2d

(1975) 446, Trusts, Section 221. Similarly, plaintiffs have failed to allege any

“wrongful act or disposition of plaintiff’s property rights” for which an action for

conversion may be maintained. Dice, 2007-Ohio-5755, at ¶17, citations omitted.

Furthermore, since Doris has not committed any breach of the trust agreements,

even assuming the allegations of the complaint to be true, plaintiffs have failed to

allege a breach for which Cass, as a third party, might be liable. 91 Ohio

Jurisprudence 3d Trusts, Section 497, citing Shuster, 139 Ohio St. 315.

       {¶42} For these reasons, plaintiffs’ assignments of error J, B, C, and F are

hereby overruled.

                         ASSIGNMENT OF ERROR I

       THE COURT ERRED IN IGNORING PLAINTIFFS’
       COMPLAINT FOR BREACH OF FIDUCIARY DUTY, SELF-
       DEALING, CONFLICT OF INTEREST AND BREACH OF
       STATUTORY DUTIES OF A TRUSTEE IN DISMISSING
       PLAINTIFFS’ COMPLAINT ON A RULE 12(B)(6) MOTION.

                         ASSIGNMENT OF ERROR K

       THE COURT ERRED IN DISMISSING PLAINTIFFS’
       COMPLAINT UNDER A RULE 12(B)(6) MOTION WHICH
       ALLEGED THAT THE TRUSTEE IGNORED THE
       SETTLOR’S WISHES IN HANDLING TRUST PROPERTY.

                                       - 26 -
Case No. 3-09-15

       {¶43} In assignment of error I, plaintiffs allege that the trial court erred by

dismissing their complaint for breach of fiduciary duty, self-dealing, conflict of

interest, and breach of statutory duties. In assignment of error K, plaintiffs allege

that the trial court erred in dismissing their complaint because the trustee ignored

the settlor’s wishes in handling the trust property. We disagree.

       {¶44} As an initial matter, the Plaintiffs never asserted breaches of

statutory duties in their initial or amended complaint or their multiple filings in

response to the motion to dismiss. (Doc. Nos. 1, 8, 10, 14, 18). In fact, plaintiffs

never cited any of the statutes in their multiple filings in the trial court that they

now argue on appeal. It was not until after the trial court granted the motion to

dismiss that plaintiffs asserted any breach of statutory duties. (Memo. in Support

of Motion for Reconsideration, Doc. No. 28). “A party waives any error that he

could have, but did not, call to the trial court’s attention at a time when such error

could have been avoided or corrected by the trial court.” Cichanowicz v.

Cichanowicz, 3d Dist. No. 3-08-04, 2008-Ohio-4779, ¶26, quoting Butler v.

Butler, 4th Dist. No. 02CA2833, 2002-Ohio-5877, ¶19, citing Stores Realty Co. v.

Cleveland (1975), 41 Ohio St.2d 41, 43, 322 N.E.2d 629; Van Camp v. Riley

(1984), 16 Ohio App.3d 457, 463, 476 N.E.2d 1078. The Rules of Civil Procedure

do not provide for motions for reconsideration; and therefore, “motions for

reconsideration of a final judgment in the trial court are a nullity.” Pitts v. Dept. of

                                         - 27 -
Case No. 3-09-15

Transp. (1981), 67 Ohio St.2d 378, 379-80, 423 N.E.2d 1105; Ham v. Ham, 3d

Dist. No. 16-07-04, 2008-Ohio-828, ¶15. Furthermore, any order that a trial court

enters granting or denying any such motion is also a legal nullity. Robinson v.

Robinson, 168 Ohio App.3d 476, 2006-Ohio-4282, 860 N.E.2d 1027, ¶17, citing

Pitts, 67 Ohio St.2d 378. As such, by raising the alleged breaches of statutory

duties in their motion for reconsideration plaintiffs did not preserve the issue for

appeal since the trial court could not have corrected its error(s) via a motion for

reconsideration. Franks v. The Lima News (1996), 109 Ohio App.3d 408, 411, 672

N.E.2d 245. See, also, Wilson v. PNC Bank, NA (May 5, 2000), 1st Dist. No. C-

990727, at *3 (motion to reconsider did preserve issue where the motion to

reconsider was filed before the trial court’s final judgment so the trial court could

have considered the ordinance); Stanley v. City of Miamisburg (Jan. 28, 2000), 2nd

Dist. No. 17912, at *4; Reagan v. Ranger Transp., Inc. (Aug. 9, 1996), 11th Dist.

Nos. 95-P-0123, 95-P-0124, at *3 (Civ.R. 60(B), not a motion for reconsideration,

is the proper way to bring to the trial court’s attention its errors following a final

judgment entry).

       {¶45} Even assuming plaintiffs’ alleged breaches of statutory duties were

preserved for appeal, we find their arguments meritless.          Plaintiffs cite the

following portions of three statutes in support of these assignments of error: R.C.

5808.01, which provides, in pertinent part, “* * * the trustee shall administer the

                                        - 28 -
Case No. 3-09-15

trust in good faith, in accordance with its terms and purposes and the interests of

the beneficiaries[.]”; R.C. 5808.02, which provides, in pertinent part:

       (A) A trustee shall administer the trust solely in the interests of
       the beneficiaries.

       (B) * * * a sale, encumbrance, or other transaction involving
       the investment or management of trust property entered into by
       the trustee for the trustee’s own personal account or that is
       otherwise affected by a conflict between the trustee’s fiduciary
       and personal interests is voidable by a beneficiary affected by
       the transaction unless one of the following applies:

       ***
       (C) A sale, encumbrance, or other transaction involving the
       investment or management of trust property is presumed to be
       affected by a conflict between personal and fiduciary interests if
       it is entered into by the trustee with one of the following:

       ***
       (2) The trustee’s descendant, sibling, or parent or the spouse of a
       trustee’s descendant, sibling, or parent;

and R.C. 5808.03, which provides, in pertinent part, “[i]f a trust has two or more

beneficiaries, the trustee shall act impartially in investing, managing, and

distributing the trust property, giving due regard to the beneficiaries’ respective

interests.” (Emphasis added).

       {¶46} When reviewing these statutes, it is important to note that Doris was

both a trustee and the primary beneficiary under the trust agreements. The grantor

expressly stated in the R.M. Trust that Doris’ welfare was his “primary concern”

and that Doris, as trustee, “shall be liberal in making payments of income and

                                       - 29 -
Case No. 3-09-15

principal to or for [her] benefit.” (R.M. Trust, Article II, Section 9(a), Plaintiffs’

Ex. 1). Both trusts provided that any of trust assets remaining after Doris’ death

would be distributed into separate trusts for the children. (Id., at Article III); (Joint

Trust, Section 7(b), Plaintiffs’ Ex. 2). Therefore, the children’s interest in the trust

assets was contingent upon whether or not Doris, as the surviving spouse, used all

of the trust funds prior to her death, which she had the right to do under the terms

of the trust agreements. See Firestone v. Galbreath (1993), 67 Ohio St.3d 87, 89,

616 N.E.2d 202 (Evans, J., concurring in part dissenting in part). After reading the

terms of the trust agreements and the broad discretion afforded to Doris as trustee,

along with the settlor’s express statement that Doris was his “primary concern,”

we cannot conclude that she breached any duty, statutory or otherwise, owed to

the plaintiffs; rather, Doris, as trustee, gave due regard to their respective interests

as contingent beneficiaries. R.C. 5808.03. Furthermore, we find R.C. 5808.02

inapplicable here as that section deals with trustee’s self-dealing where the trustee

is not also a beneficiary under the terms of the trust like Doris is here.

Furthermore, even assuming the statute applies, R.C. 5808.02(B)(1) provides an

exception where “[t]he transaction was authorized by the terms of the trust * * *,”

which would preclude plaintiffs from prevailing on the allegations of so-called

self-dealing against Doris.

                                         - 30 -
Case No. 3-09-15

       {¶47} For all these reasons, plaintiffs’ assignments of error I and K lack

merit and are hereby overruled.

                          ASSIGNMENT OF ERROR D

       THE COURT ERRED IN DISMISSING                           PLAINTIFFS’
       REQUEST FOR AN ACCOUNTING.

                          ASSIGNMENT OF ERROR E

       THE COURT ERRED IN DISMISSING PLAINTIFFS’
       COMPLAINT REQUESTING RECORDS PERTAINING TO
       THE HANDLING OF THE TRUST.

       {¶48} In assignments of error D, plaintiffs argue that the trial court erred in

dismissing their complaint because they were entitled to an accounting pursuant to

the terms of the joint trust agreement and R.C. 5808.13. In assignment of error E,

plaintiffs assert that the trial court erred in dismissing its complaint, which alleged

spoliation of records, and the trustee’s failure to keep adequate records. We

disagree.

       {¶49} As an initial matter, plaintiffs failed to assert any breach of statutory

duties in their multiple filing with the trial court prior to its entry of final

judgment. (Doc. Nos. 1, 8, 10, 14, 18). It was not until after the trial court granted

the motion to dismiss that plaintiffs asserted any breach of statutory duties.

(Memo. in Support of Motion for Reconsideration, Doc. No. 28).               As such,

plaintiffs have waived their arguments with respect to the trustee’s purported

breach of its statutory duties. Cichanowicz at ¶26, quoting Butler at ¶19, citing

                                        - 31 -
Case No. 3-09-15

Stores Realty Co., 41 Ohio St.2d at 43; Riley, 16 Ohio App.3d at 463; Pitts, 67

Ohio St.2d at 379-80; Ham at ¶15; Robinson at ¶17, citing Pitts, 67 Ohio St.2d

378; The Lima News, 109 Ohio App.3d at 411. See, also, PNC Bank, 1st Dist. No.

C-990727, at *3; Stanley, 2nd Dist. No. 17912, at *4; Reagan, 11th Dist. Nos. 95-

P-0123, 95-P-0124, at *3.

       {¶50} Furthermore, plaintiffs’ complaint did not allege a breach of the

trustee’s duty to provide an accounting to them, as beneficiaries, as they now

allege on appeal. At best, the complaint alleges that “[d]efendants had a duty to

keep an accurate accounting of all assets,” not a duty to provide plaintiffs with an

accounting as they now argue. (First Amended Complaint, Doc. No. 10, at ¶12).

Plaintiffs sought an accounting as a form of equitable relief to account for the trust

assets in the prayer of their complaint. (Id., at Prayer for Relief). Plaintiffs did not

assert a separate breach of duty for the trustee’s alleged failure to provide them

with an accounting as they now assert on appeal. (See id.). Therefore, plaintiffs’

assignment of error D lacks merit.

       {¶51} Next plaintiffs allege the trial court erred in dismissing their

complaint for spoliation of records. The elements of spoliation are: “(1) pending

or probable litigation involving the plaintiff, (2) knowledge on the part of

defendant that litigation exists or is probable, (3) willful destruction of evidence

by defendant designed to disrupt the plaintiff’s case, (4) disruption of the

                                         - 32 -
Case No. 3-09-15

plaintiff’s case, and (5) damages proximately caused by the defendant’s acts.”

Smith v. Howard Johnson Co., Inc. (1993), 67 Ohio St.3d 28, 29, 615 N.E.2d

1037. Plaintiffs failed to allege any facts which would state a cause of action for

spoliation. Plaintiffs alleged that Doris and Cass “intentionally failed to maintain

records as to the opening balances of each trust,” not that they willfully destroyed

records in anticipation of litigation to disrupt plaintiffs’ case against them.

(Amended complaint, Doc. No. 10, at ¶12). As such, the trial court did not err in

dismissing plaintiffs’ complaint on this basis.

       {¶52} Plaintiffs’ assignments of error D and E are, therefore, overruled.

       {¶53} Having found no error prejudicial to the appellant herein in the

particulars assigned and argued, we affirm the judgment of the trial court.

                                                               Judgment Affirmed

ROGERS and SHAW, J.J., concur.

/jlr

                                        - 33 -