Court Opinion

ID: 9384531
Source: CourtListenerOpinion
Date Created: 2023-04-04 12:04:52.031301+00
Date Added: 2024-06-11T17:17:54.039684
License: Public Domain

IN THE COURT OF APPEALS OF NORTH CAROLINA

                                  No. COA22-372

                                Filed 04 April 2023

Caswell County, No. 20CVS254

THE ESTATE OF DESMOND JAPRAEL STEPHENS, LARRY F. STEPHENS,
ADMINISTRATOR, Plaintiff,

              v.

ADP TOTALSOURCE DE IV, INC., MICRON PRECISION, LLC d/b/a KING
MACHINE OF NORTH CAROLINA and KORY J. KACHUR, Defendants.

        Appeal by Defendants from order entered 20 December 2021 by Judge Stanley

L. Allen in Caswell County Superior Court. Heard in the Court of Appeals 19 October

2022.

        Hendrick Gardner Kincheloe & Garofalo LLP, by M. Duane Jones, G. Anderson
        Stein, and Tyler A. Stull, for Defendants-Appellants.

        Law Offices of James Scott Farrin, by Coleman Cowan and Preston W. Lesley,
        and Law Offices of R. Lee Farmer, PLLC, by R. Lee Farmer, for Plaintiff-
        Appellee.

        COLLINS, Judge.

        Desmond Japrael Stephens was crushed to death at his workplace when part

of a 2,000-pound metal tire mold that was elevated by a forklift that had been

modified without manufacturer approval fell onto his chest. Plaintiff filed willful

negligence claims against Stephens’ employer and his on-site supervisor (collectively

“Defendants”). Defendants moved to dismiss the claims under North Carolina Rules
                     STEPHENS V. ADP TOTALSOURCE DE IV, INC.

                                   Opinion of the Court

of Civil Procedure 12(b)(1), for lack of subject matter jurisdiction, and 12(b)(6), for

failure to state a claim upon which relief can be granted, arguing that the North

Carolina Industrial Commission has exclusive jurisdiction over workplace injuries

and Plaintiff failed to allege facts sufficient to establish an exception to the

Commission’s exclusive jurisdiction. The trial court denied Defendants’ motions and

Defendants appealed.       Because Plaintiff alleged facts sufficient to establish

exceptions to the Commission’s exclusive jurisdiction, we affirm.

                             I.   Factual Background

      The facts of this case, as Plaintiff alleged, are as follows: King Machine

operates a facility in Casswell County “where it manufactures tire molds and

repurposes tire molds for tire manufacturers[,]” which weigh “approximately two

thousand (2,000) pounds and [are] used in the tire manufacturing process to give tires

their final shape, taking on tread pattern and sidewall engraving.” Defendant Kory

J. Kachur “was the on-site Vice President of King Machine and was responsible and

familiar with the work that was being performed by the employees of Defendant King

Machine who were present at the facility . . . .” “At the time of the incident, [Stephens]

was employed by King Machine as a general laborer and had been an employee for

approximately three (3) weeks[,]” prior to which Stephens had “never worked in a

factory or manufacturing facility and never repaired and/or repurposed tire molds,”

nor had he “receive[d] training as to the proper method of repairing and repurposing

tire molds.”

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                     STEPHENS V. ADP TOTALSOURCE DE IV, INC.

                                     Opinion of the Court

       On 30 April 2019, although “Defendants knew [Stephens] was not trained,

qualified or experienced” to work with tire molds, Defendants “pulled [Stephens] from

another part of the Plant” and “instructed [Stephens] to detach bolts from below a

two-piece tire mold weighing approximately two thousand (2,000) pounds elevated by

a forklift.”   Stephens was “not supervised” or “provided with adequate personal

protective/supportive equipment while undertaking the tasks assigned to him.”

“Shortly after [Stephens] was instructed to perform work under the tire mold a bolt

snapped causing one part of the two piece mold to collapse from the elevated position”

onto Stephens’ chest, killing him.

       After Stephens’ death, the North Carolina Occupational Safety and Health

Division of the North Carolina Department of Labor (“NCOSH”) investigated the

Caswell County Plant and concluded that King Machine had violated several sections

of the Occupational Safety and Health Act (“OSHA”). Specifically, NCOSH concluded

that King Machine “committed a ‘Willful Serious’ violation of 29 CFR 1910.178(m)(2),

whereby employees stood under or passed under the elevated portion of a [forklift][,]

. . . while unbolting metal plates weight approximately 1,705 pounds.” NCOSH also

concluded that King Machine “committed a violation of 29 CFR 1910.178(a)(4) and 29

CFR 1910.178(a)(5), whereby Defendant King Machine modified their [forklifts]

without manufacturer approval with a single hook beam front-end forklift

attachment to transport and lift approximately 1,705 pound metal plates.”

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                                   Opinion of the Court

                            II.   Procedural History

      Plaintiff filed its initial complaint in superior court in October 2020, alleging

willful negligence against King Machine and Kachur and seeking compensatory and

punitive damages.     Defendants answered in January 2021, denying Plaintiff’s

allegations, and asserting that the court lacked subject matter jurisdiction because

Plaintiff had failed to allege conduct that warranted an exception to the Industrial

Commission’s exclusive jurisdiction over workplace injuries. In July 2021, Plaintiff

filed a motion for leave to amend its complaint to add allegations clarifying its claims,

which was granted. Plaintiff filed its amended complaint in September 2021, which

included a negligence claim against King Machine in addition to the previous

allegations of willful negligence against each defendant. Defendants answered in

October 2021, denying Plaintiff’s allegations and reasserting that the court lacked

subject matter jurisdiction to hear the case. Defendants filed motions to dismiss

Plaintiff’s complaint under North Carolina Rules of Civil Procedure 12(b)(1) and

12(b)(6) in December 2021. After hearing the parties’ arguments, the trial court

denied Defendants’ motions. Defendants appealed.

      The record on appeal was settled on 22 April 2022. Defendants filed their

principal brief on 8 July 2022. Plaintiff filed a supplement to the record on appeal on

4 August 2022 pursuant to North Carolina Rules of Appellate Procedure 9(b)(5),

asserting that the settled record on appeal was insufficient to respond to the issues

presented in Defendants’ brief. On 8 August 2022, Plaintiff filed its brief. Defendants

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                                      Opinion of the Court

subsequently moved to strike Plaintiff’s 9(b)(5) supplement, arguing that the

documents in the supplement were not appropriate additions to the record on appeal

because they “were neither filed with the trial court, submitted to the trial court for

consideration at the hearing, admitted by the trial court, or made the subject of an

offer of proof[.]” Plaintiff also moved on 11 October 2022, pursuant to North Carolina

Rules of Appellate Procedure 9(b)(5)(b) and 37, to add the transcript from the

December 2021 hearing on Defendants’ motions to dismiss to the record on appeal;

Defendants opposed the motion.

                                   III.   Discussion

A. Motions on Appeal

   1. Defendants’ Motion to Strike Plaintiff’s Rule 9(b)(5) Supplement to
      the Record on Appeal

      Plaintiff’s brief, filed four days after it filed the 9(b)(5) supplement, extensively

referenced documents in the supplement.                Defendants moved to strike the

supplement, arguing that its contents were not appropriate additions to the record

on appeal. Defendants further requested that this Court strike all references to the

supplement in Plaintiff’s brief.

      Rule 9(b)(5)(a) of the North Carolina Rules of Appellate Procedure states, “If

the record on appeal as settled is insufficient to respond to the issues presented in an

appellant’s brief . . . , the responding party may supplement the record on appeal with

any items that could otherwise have been included pursuant to this Rule 9.” N.C. R.

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                                   Opinion of the Court

App. P. 9(b)(5)(a). Rule 9(d) states, “Exhibits and other items that have been filed,

served, submitted for consideration, admitted, or made the subject of an offer of proof

may be included in the record on appeal . . . .” N.C. R. App. P. 9(d).

      It is well-settled that this Court may “only consider the pleadings and filings

before the trial court . . . .” Twaddell v. Anderson, 136 N.C. App. 56, 68, 523 S.E.2d

710, 719 (1999). As Defendants argue, Plaintiff has failed to demonstrate that the

documents in the 9(b)(5) supplement had been filed, served, submitted for

consideration, admitted, or made the subject of an offer of proof.         Accordingly,

Defendants’ motion to strike the 9(b)(5) supplement and all references to its contents

is allowed.

   2. Plaintiff’s Motion to Add the Hearing Transcript

      After all briefs in this matter had been filed, Plaintiff moved pursuant to Rule

9(b)(5)(b) to add the transcript of the hearing on Defendants’ motions to dismiss to

the record on appeal. Rule 9(b)(5)(b) states, “On motion of any party or on its own

initiative, the appellate court may order additional portions of a trial court record or

transcript sent up and added to the record on appeal.” N.C. R. App. P. 9(b)(5)(b).

      In support of its motion, Plaintiff argues that inclusion of the transcript will

assist this Court’s understanding of the issues and that no prejudice would result

from the addition as both parties reference the hearing in their briefs. Defendants

oppose the motion, arguing that, because all briefs had already been filed, Defendants

would have no opportunity to respond to any issue raised by the introduction of the

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                                   Opinion of the Court

transcript. Defendants also argue that their proposed issues on appeal are the same

issues presented in their brief, and thus good cause does not exist to add the

transcript to the record after the record on appeal was settled.

      After considering the parties’ arguments, in our discretion, we deny Plaintiff’s

motion to add the hearing transcript to the record on appeal.

B. Appellate Jurisdiction

      The trial court’s order denying Defendants’ motions to dismiss is not a final

order and is therefore interlocutory. Veazey v. City of Durham, 231 N.C. 357, 362, 57

S.E.2d 377, 381 (1950) (“An interlocutory order is one made during the pendency of

an action, which does not dispose of the case, but leaves it for further action by the

trial court in order to settle and determine the entire controversy.”) A party generally

has “no right of immediate appeal from interlocutory orders and judgments.”

Goldston v. Am. Motors Corp., 326 N.C. 723, 725, 392 S.E.2d 735, 736 (1990).

However, an interlocutory order may be immediately appealable if the judgment

affects a substantial right. N.C. Gen. Stat. § 7A-27(b)(3)(a) (2021). Our Supreme

Court has determined that the denial of a motion to dismiss under Rule 12(b)(1) and

the exclusivity provision of the North Carolina Workers’ Compensation Act (“the Act”)

affects a substantial right and is immediately appealable. See Burton v. Phoenix

Fabricators & Erectors, Inc., 362 N.C. 352, 661 S.E.2d 242 (2008). Similarly, this

Court has recognized that denial of a motion to dismiss under Rule 12(b)(6) is

immediately appealable as affecting a substantial right to the extent that the motion

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                                   Opinion of the Court

relates to the exclusivity provision of the Act. Est. of Vaughn v. Pike Elec., LLC, 230

N.C. App. 485, 491-92, 751 S.E.2d 227, 231-32 (2013).

      Defendants’ motions to dismiss under Rules 12(b)(1) and 12(b)(6) are based on

the exclusivity provision of the Act and its effect on the trial court’s jurisdiction over

the matter. Thus, the trial court’s order denying Defendants’ motions affects a

substantial right and is immediately appealable. See N.C. Gen. Stat. § 7A-27(b)(3)(a).

Accordingly, this Court has jurisdiction to review the trial court’s order.

C. Standard of Review

      Defendants make interrelated arguments that the trial court erred by failing

to dismiss Plaintiff’s claims under North Carolina Rules of Civil Procedure 12(b)(1),

for lack of subject matter jurisdiction, and 12(b)(6), for failure to state a claim upon

which relief can be granted.

      We review an order denying a motion to dismiss for lack of subject matter

jurisdiction pursuant to Rule 12(b)(1) of the North Carolina Rules of Civil Procedure

de novo. Hatcher v. Harrah’s N.C. Casino Co., 169 N.C. App. 151, 155, 610 S.E.2d

210, 212 (2005) (citation omitted). Under de novo review, “the court considers the

matter anew and freely substitutes its own judgment for that of the [trial court].” In

re Greens of Pine Glen Ltd., 356 N.C. 642, 647, 576 S.E.2d 316, 319 (2003) (citation

omitted).

      We likewise review a trial court’s order denying a Rule 12(b)(6) motion to

dismiss de novo. Est. of Long v. Fowler, 378 N.C. 138, 148, 861 S.E.2d 686, 694 (2021).

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                     STEPHENS V. ADP TOTALSOURCE DE IV, INC.

                                   Opinion of the Court

In ruling on a Rule 12(b)(6) motion to dismiss, “the allegations of the complaint must

be viewed as admitted, and on that basis the court must determine as a matter of law

whether the allegations state a claim for which relief may be granted.” Stanback v.

Stanback, 297 N.C. 181, 185, 254 S.E.2d 611, 615 (1979) (citation omitted). “[T]he

well-pleaded material allegations of the complaint are taken as admitted; but

conclusions of law or unwarranted deductions of fact are not admitted.” Sutton v.

Duke, 277 N.C. 94, 98, 176 S.E.2d 161, 163 (1970) (quotation marks and citation

omitted). Dismissal under Rule 12(b)(6) is proper only in the following circumstances:

“(1) the complaint on its face reveals that no law supports the plaintiff’s claim; (2) the

complaint on its face reveals the absence of facts sufficient to make a good claim; or

(3) the complaint discloses some fact that necessarily defeats the plaintiff’s claim.”

Wood v. Guilford Cnty., 355 N.C. 161, 166, 558 S.E.2d 490, 494 (2002) (citation

omitted).

      Because a trial court’s jurisdiction over workers’ compensation matters

depends on whether an exception to the Act’s exclusivity provision applies, the

threshold question is whether Plaintiff has stated a claim which fits within those

exceptions. See Blow v. DSM Pharm., Inc., 197 N.C. App. 586, 589, 678 S.E.2d 245,

249 (2009). Thus, we review whether Plaintiff’s complaint stated a claim for which

relief can be granted under Rule 12(b)(6).

D. Analysis

      Defendants argue that the North Carolina Industrial Commission has

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                                   Opinion of the Court

exclusive jurisdiction over Plaintiff’s claims under the Act because Plaintiff failed to

state a claim that falls within exceptions to the Act’s exclusivity provision.

      The Act states:

             Every employer subject to the compensation provisions of
             this Article shall secure the payment of compensation to
             his employees in the manner hereinafter provided; and
             while such security remains in force, he or those conducting
             his business shall only be liable to any employee for
             personal injury or death by accident to the extent and in
             the manner herein specified.

N.C. Gen. Stat. § 97-9 (2021). The Act also provides:

             If the employee and the employer are subject to and have
             complied with the provisions of this Article, then the rights
             and remedies herein granted to the employee, his
             dependents, next of kin, or personal representative shall
             exclude all other rights and remedies of the employee, his
             dependents, next of kin, or representative as against the
             employer at common law or otherwise on account of such
             injury or death.

Id. § 97-10.1 (2021).

      In effect, the Act provides an avenue for injured employees to receive “sure and

certain recovery for their work-related injuries without having to prove negligence on

the part of the employer or defend against charges of contributory negligence.”

Whitaker v. Town of Scotland Neck, 357 N.C. 552, 556, 597 S.E.2d 665, 667 (2003).

“In return, the Act limits the amount of recovery available for work-related injuries

and removes the employee’s right to pursue potentially larger damages awards in

civil actions.” Woodson v. Rowland, 329 N.C. 330, 338, 407 S.E.2d 222, 227 (1991)

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                                   Opinion of the Court

(citation omitted).

      The exclusivity provision generally precludes common law negligence actions

against employers and co-employees whose negligence caused the injury. Pleasant v.

Johnson, 312 N.C. 710, 713, 325 S.E.2d 244, 247 (1985). However, our Supreme Court

recognizes two exceptions to the exclusivity provision. First, an employee may pursue

a civil action against an employer when the employer “intentionally engages in

misconduct knowing it is substantially certain to cause injury or death to employees

and an employee is injured or killed by that conduct[.]” Woodson, 329 N.C. at 340-

41, 407 S.E.2d at 228. Second, an employee may pursue a civil action against a

co-employee for their willful, wanton, and reckless negligence. Pleasant, 312 N.C. at

717, 325 S.E.2d at 250.

   1. Willful Negligence of King Machine (Woodson Claim)

      Defendants argue that Plaintiff failed to allege facts sufficient to establish an

exception to the Commission’s exclusive jurisdiction under Woodson. To state a

Woodson claim, a plaintiff “must allege that the employer intentionally engaged in

misconduct knowing that such conduct was substantially certain to cause injury or

death . . . .” Vaughn, 230 N.C. App. at 494, 751 S.E.2d at 233-34 (citing Woodson, 329

N.C. at 340-41, 407 S.E.2d at 228). “‘Substantial certainty’ under Woodson is more

than the ‘mere possibility’ or ‘substantial probability’ of a serious injury or death. No

one factor is determinative in evaluating whether a plaintiff has stated a valid

Woodson claim; rather, all of the facts taken together must be considered.” Arroyo v.

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                                   Opinion of the Court

Scottie’s Prof. Window Cleaning, Inc., 120 N.C. App. 154, 159, 461 S.E.2d 13, 16 (1995)

(citations omitted).

      In Woodson, decedent worked for defendant-employer, a subcontractor who

was hired to help dig two trenches to lay sewer lines. Woodson, 329 N.C. at 334-35,

407 S.E.2d at 225. In the interest of time, the general contractor provided a second

crew to dig the second trench. Id. at 335, 407 S.E.2d at 225. The foreman for the

second crew refused to work on the second trench without a trench box, as safety

regulations required. Id. Defendant-employer procured a trench box for the second

crew but did not do so for his own crew. Id. While decedent was working in the first

trench without the protection of a trench box, the trench collapsed, and decedent was

killed. Id. at 336, 407 S.E.2d at 225-26.

      The administrator of decedent’s estate filed a wrongful death action in superior

court against defendant-employer and forecast evidence that the soil conditions were

such that the trench was substantially certain to fail, that defendant-employer knew

of the dangers associated with trenching and had disregarded safety regulations, and

that defendant-employer had been at the site and had observed the trench firsthand.

Id. at 345-46, 407 S.E.2d at 231-32. The trial court granted summary judgment in

favor of defendant-employer. Id. at 333, 407 S.E.2d at 224. Our Supreme Court

reversed, stating that plaintiff’s forecast of evidence was sufficient to show that there

was a genuine issue of material fact as to whether defendant-employer’s conduct

satisfied the substantial certainty standard. Id. at 345, 407 S.E.2d at 231.

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                                   Opinion of the Court

      Our Supreme Court revisited the Woodson exception, again in a summary

judgment posture, in Whitaker v. Town of Scotland Neck, 357 N.C. 552, 597 S.E.2d

665 (2003). There, decedent worked for the town of Scotland Neck as a general

maintenance worker who assisted in the operation of a garbage truck. Id. at 553, 597

S.E.2d at 666. Part of decedent’s job involved attaching a dumpster to a latching

mechanism on the garbage truck, which allowed the truck to lift the dumpster and

empty the dumpster’s contents into the truck. Id. One day, while the dumpster was

being lifted, the latching mechanism failed, causing the dumpster to swing towards

decedent and pin him against the truck. Id. at 553-54, 597 S.E.2d at 666. Although

decedent’s co-workers freed him, he later died from his injuries. Id. at 554, 597 S.E.2d

at 666.

      An investigation revealed that the truck’s latching mechanism was broken and

the dumpster was bent, and that these defects were the direct cause of the accident.

Id. Although several of decedent’s co-workers indicated that the latching mechanism

had been broken for at least two months prior to the accident, decedent’s supervisor

denied any knowledge of such defects. Id. Additionally, an NCOSH investigation

found five state labor law violations, including “failure to train employees in the safe

operation of garbage truck equipment, failure to properly supervise employees in the

operation of garbage truck equipment, failure to implement a program for inspection

of garbage truck equipment, operation of defective garbage truck equipment, and

unsafe operation of garbage truck equipment.” Id.

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                                   Opinion of the Court

      Plaintiffs, the co-administrators of decedent’s estate, filed a complaint in

superior court against the town and its officials alleging “willful, wanton, reckless,

careless and gross negligence.” Id. at 554, 597 S.E.2d at 666-67. Defendants moved

to dismiss plaintiffs’ claim under Rule 12(b)(6) and were denied. Whitaker v. Town

of Scotland Neck, 154 N.C. App. 660, 662, 572 S.E.2d 812, 813 (2002). However, the

trial court later granted defendants summary judgment. Id. This Court reversed,

relying on a six-factor test established in Wiggins v. Pelikan, Inc., 132 N.C. App. 752,

513 S.E.2d 829 (1999). Id. at 663-65, 572 S.E.2d at 814-15. Our Supreme Court

reversed this Court and reinstated the trial court’s order granting summary

judgment. Whitaker, 357 N.C. at 558, 597 S.E.2d at 669. In doing so, the Supreme

Court “explicitly reject[ed] the Wiggins test and rel[ied] solely on the standard

originally set out . . . in Woodson v. Rowland.” Id. at 556, 597 S.E.2d at 667. The

Supreme Court emphasized that “[t]he Woodson exception represents a narrow

holding in a fact-specific case, and its guidelines stand by themselves.” Id at 557, 597

S.E.2d at 668.

      The Supreme Court distinguished the facts before it from those in Woodson,

specifically noting that:

             On the day of the accident, none of the Town’s supervisors
             were on-site to monitor or oversee the workers’ activities.
             Decedent was not expressly instructed to proceed into an
             obviously hazardous situation as in Woodson. There is no
             evidence that defendants knew that the latching
             mechanism on the truck was substantially certain to fail or
             that if such failure did occur, serious injury or death would

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                                   Opinion of the Court

             be substantially certain to follow.

Id. at 558, 597 S.E.2d at 668. The Supreme Court pointed out that “in Woodson, the

employee worked in a deep, narrow trench in which it was impossible for him to

escape . . . [,]” and that “decedent was not so helpless.” Id. at 558, 597 S.E.2d at 669.

The Supreme Court concluded that “[t]he facts of this case involve defective

equipment and human error that amount to an accident rather than intentional

misconduct.” Id.

      This Court examined the Woodson exception in the context of a motion to

dismiss under Rule 12(b)(6) in Arroyo and Vaughn. In Arroyo, plaintiff had been

working as a window washer for less than a year when he was instructed to wash

windows on a tall building by climbing down a ladder from the roof without safety

equipment. 120 N.C. App. at 157, 461 S.E.2d at 15. To reach some of the windows,

plaintiff was required to stand on a narrow ledge and lean outward. Id. Plaintiff and

a coworker attempted to balance each other by locking arms, but plaintiff’s supervisor

instructed them to stop because they were working too slowly. Id. Shortly after

plaintiff ceased locking arms with his coworker for balance, he fell and suffered

permanent injury. Id. at 158, 461 S.E.2d at 15-16.

      Plaintiff filed a complaint in superior court alleging that he had never been

given any safety training in the cleaning of high-rise exterior windows; that his

employer did not publish safety rules or enforce State and Federal safety measures;

that his employer was aware that permitting or requiring him to work from a great

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                                   Opinion of the Court

height without safety equipment was dangerous and substantially certain to cause

serious injury or death; and that his employer intentionally forewent safety

precautions because they were considered too cumbersome.           Id. at 155-157, 461

S.E.2d at 14-15. The trial court dismissed plaintiff’s complaint for failure to state a

claim. Id. at 155, 461 S.E.2d at 14. This Court reversed, holding that plaintiff’s

allegations were “sufficient to state a legally cognizable claim under Woodson that

defendant intentionally engaged in conduct that it knew was substantially certain to

cause serious injury or death.” Id. at 159-60, 461 S.E.2d at 17.

      In Vaughn, decedent worked as a groundman who assisted other employees

working on overhead power distribution lines. 230 N.C. App. at 486, 751 S.E.2d at

229. Decedent’s supervisor directed decedent to climb a utility pole and retrofit a live

transformer, in part by “removing the hotline clamp from the primary line which [left]

the primary line exposed.” Id. at 487-88, 751 S.E.2d at 230. This task was ordinarily

“reserved for [a] trained and experienced lineman[,]” as opposed to decedent, who was

a groundman. Id. at 488, 751 S.E.2d at 230. While decedent was attempting this

procedure, he was electrocuted. Id.

      Plaintiff filed a complaint in superior court alleging that decedent had not

received any training to perform the work required of a lineman, that decedent had

not been provided with proper safety equipment, that decedent’s employer was aware

that requiring an untrained groundman to perform the work of a trained lineman

was certain to result in death or serious injury, and that decedent’s employer knew

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                                   Opinion of the Court

that groundmen were instructed to perform the inherently dangerous activities

reserved for trained linemen. Id. at 487-89, 751 S.E.2d at 229-30. The trial court

denied the employer’s motion to dismiss. Id. at 490, 751 S.E.2d at 231. This Court

reversed, noting that plaintiff made no factual allegations to support his contention

that the employer knew groundmen were instructed to perform the inherently

dangerous activities reserved for trained linemen. Id. at 498-99, 751 S.E.2d at 236.

Furthermore, plaintiff’s allegations established that the practice was in clear

violation of the employer’s published work methods and safety manuals, suggesting

that the employer “did not intend for any of its groundmen, including [d]ecedent, to

climb utility poles and de-energize transformers.” Id. at 499, 751 S.E.2d at 236.

      In Arroyo, plaintiff alleged facts that, taken as true, were sufficient to establish

that the employer intentionally placed plaintiff in the dangerous situation knowing

the danger involved. See Arroyo, 120 N.C. App. at 159-60, 461 S.E.2d at 16-17. On

the other hand, in Vaughn, plaintiff was unable to articulate specific facts indicating

that the employer knew of and disregarded safety procedures, and his conclusory

allegations were discordant with the employer’s published safety policies.            See

Vaughn, 230 N.C. App. at 498-99, 751 S.E.2d at 236-37.

      Here Plaintiff alleged the following:

             17. Upon information and belief, [Stephens] had no
             experience and received no training in the repair and/or
             replacement of tire molds and the proper method of
             disconnecting the two-piece tire molds in use at Defendant
             King Machine.

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                     Opinion of the Court

18. At the time of the incident, Defendants knew working
under heavy loads without proper support or using proper
equipment was certain to result in death or serious injury.
....
20. Upon information and belief, Defendant King Machine
. . . instructed [Stephens] to detach bolts from below a two-
piece tire mold weighing approximately two thousand
(2,000) pounds elevated by a forklift.
21. Defendants knew [Stephens] was not trained, qualified
or experienced to undertake such a dangerous activity.
....
25. Upon information and belief, [Stephens] was not
provided with adequate personal protective/supportive
equipment while undertaking the tasks assigned to him.
....
35. Following [Stephens’] death, an investigation was
performed by [NCOSH].
36. [NCOSH] reached the following conclusions as a result
of their investigation:
   a. Defendant King Machine committed a “Willful
      Serious” violation of 29 CFR 1910.178(m)(2),
      whereby employees stood under or passed under the
      elevated portion of a [forklift] . . . while unbolting
      metal plates weight approximately 1,705 pounds.
       ....
   c. Defendant King Machine committed a violation of 29
      CFR 1910.178(a)(4) and 29 CFR 1910.178(a)(5),
      whereby Defendant King Machine modified their
      [forklifts] without manufacturer approval with a
      single hook beam front-end forklift attachment to
      transport and lift approximately 1,705 pound metal
      plates.
37. Under information and belief, Defendants knew or
should have known the proper safety measures in the
industry and Defendant knew or should have known of the
proper method of elevating heavy equipment, like tire

                            - 18 -
                   STEPHENS V. ADP TOTALSOURCE DE IV, INC.

                                Opinion of the Court

            molds, so that the two piece molds can be disassembled.
            ....
            52. As alleged herein, Defendant King Machine . . .
            intentionally engaged in conduct knowing it was
            substantially certain to cause serious injury or death to
            [Stephens]. Among other things, this conduct included the
            following:
               a. Instructing [Stephens], a new general laborer, to
                  perform work below an approximately 2,000 pound
                  tire mold, work that he had not been trained to
                  perform and was inherently dangerous to perform;
               b. Instructing [Stephens] to work below the tire mold
                  without proper experience, training, or safety
                  equipment;
               c. Fostering a work environment in which speed is
                  prioritized such as [Stephens] was forced to perform
                  dangerous and deadly work for which he had not
                  been trained and for which he was unqualified to
                  perform.
               d. Instructing [Stephens] to perform work from below
                  a forklift without the proper supports necessary to
                  prevent a crushing type incident;
               e. The violation of applicable statutes, rules and
                  regulations, including with limitation 29 CFR
                  1910.178(a)(4), 29 CFR 1910.178(a)(5), 29 CFR
                  1910.178(l)(3)(i)(M), and 29 CFR 1910.178(m)(2);
                  and
               f. Such other intentional and/or aggravated conduct as
                  may be revealed during discovery.

      Plaintiff’s allegations are more like those in Arroyo than those in Vaughn.

Specifically, Plaintiff alleged that King Machine “knew working under heavy loads

without proper support or using proper equipment was certain to result in death or

serious injury[,]” that NCOSH concluded King Machine had committed a “‘Willful

                                       - 19 -
                     STEPHENS V. ADP TOTALSOURCE DE IV, INC.

                                   Opinion of the Court

Serious’ violation of [OSHA], whereby employees stood under or passed under the

elevated portion of a [forklift] . . . while unbolting metal plates weight approximately

1,705 pounds[,]” and that NCOSH concluded King Machine had “modified their

[forklifts] without manufacturer approval” to facilitate this process. As in Arroyo,

Plaintiff alleged facts that, taken as true, establish that King Machine was both

aware of and encouraged the misconduct that resulted in Stephens’ death.

      Additionally, Plaintiff alleged facts that, taken as true, establish that King

Machine’s conduct “was substantially certain to cause injury or death . . . .” Vaughn,

230 N.C. App. at 494, 751 S.E.2d at 233-34 (citing Woodson, 329 N.C. at 340-41, 407

S.E.2d at 228). In Woodson, our Supreme Court held that directing employees to dig

a trench without a trench box was substantially certain to result in the trench caving

in. In Arroyo, this Court held that directing employees to clean high-rise windows

with no fall protection was substantially certain to result in an employee falling from

the building. Here, directing employees to stand beneath and disassemble 2,000-

pound metal tire molds—suspended by forklifts that had been modified without

manufacturer approval—without the proper supports necessary to prevent a

crushing-type incident is substantially certain to result in the tire mold falling on and

crushing the employee.

      Defendants argue that Plaintiff’s allegations are insufficient to state a

Woodson claim because “Plaintiff does not allege a history of safety violations or the

removal of safety equipment[,]” and because “Plaintiff does not allege [King Machine]

                                          - 20 -
                         STEPHENS V. ADP TOTALSOURCE DE IV, INC.

                                         Opinion of the Court

knew the bolt would snap.”              (Capitalization altered).1         Although the Woodson

exception is narrow and fact-bound, these exact allegations are not required to state

a Woodson claim. Woodson itself did not state the cause of the trench cave-in, only

that the cave-in was substantially certain. Nor did Arroyo state how plaintiff fell,

only that a fall was substantially certain. Here, Plaintiff made no argument that the

mold was secure but for a bolt that snapped. Instead, Plaintiff explicitly alleged that

the mold was improperly suspended, and that if a safe method for working beneath

the mold exists, Stephens was not so informed.

        The dissent asserts that Whitaker is a more appropriate case by which to

measure the present facts.           The dissent’s reliance on Whitaker is misplaced as

Whitaker is procedurally and factually distinguishable. Unlike the present case,

Whitaker and Woodson were decided on motions for summary judgment rather than

on motions to dismiss like Arroyo and Vaughn. In fact, in Whitaker, as here, the trial

court denied defendant’s motion to dismiss plaintiffs’ claim under Rule 12(b)(6).

Whitaker, 154 N.C. App. at 662, 572 S.E.2d at 813.

        “The distinction between a Rule 12(b)(6) motion to dismiss and a motion for

summary judgment is more than a mere technicality.” Locus v. Fayetteville St. Univ.,

102 N.C. App. 522, 527, 402 S.E.2d 862, 866 (1991). At summary judgment, the

        1The dissent, too, improperly focuses on the precipitating event. Plaintiff’s allegation, and our
decision, is that requiring employees to work beneath 2,000-pound metal plates without proper
supports is substantially certain to result in serious injury or death to anyone standing below, no
matter what they are doing.

                                                 - 21 -
                         STEPHENS V. ADP TOTALSOURCE DE IV, INC.

                                         Opinion of the Court

parties, and the court, have the benefit of discovery. See N.C. Gen. Stat. §1A-1, Rule

56 (“The judgment sought shall be rendered forthwith if the pleadings, depositions,

answers to interrogatories, and admissions on file, together with the affidavits, if any,

show that there is no genuine issue as to any material fact . . . .”). On a motion to

dismiss, the question is solely whether the allegations are legally sufficient. Wood v.

Guilford Cnty., 355 N.C. at 166, 558 S.E.2d at 494 (citation omitted).

      In Woodson, our Supreme Court had the benefit of expert testimony indicating

that the soil conditions were ripe for a cave-in. In Whitaker, the trial court denied

defendant’s motion to dismiss but granted summary judgment after plaintiff had the

opportunity to present evidence that the town knew its garbage truck was defective

and failed to do so. Here, Plaintiff has had no such opportunity, and it would be

inappropriate to compare his allegations to a case that emerged from a significantly

more developed evidentiary record.2 Accordingly, this case is more appropriately

compared to Arroyo and Vaughn, which arose from the same procedural posture.

      In addition to the distinct procedural posture, the facts alleged in Plaintiff’s

amended complaint are not, as the dissent asserts, “much closer to those in Whitaker

than those in Woodson.” In Whitaker, the Court emphasized that “[o]n the day of the

accident, none of the Town’s supervisors were on-site to monitor or oversee the

workers activities[,]” and that “[d]ecedent was not expressly instructed to proceed

      2   Plaintiff acknowledged this limitation in both his complaint and his brief.

                                                 - 22 -
                       STEPHENS V. ADP TOTALSOURCE DE IV, INC.

                                    Opinion of the Court

into an obviously hazardous situation . . . .” Whitaker, 357 N.C. at 558, 597 S.E.2d at

668. Here, Plaintiff alleged that Kachur “was the on-site Vice President of King

Machine and was responsible and familiar with the work that was being performed[,]”

and that Kachur “did, in fact, instruct [Stephens] to work below the approximately

2,000 pound tire mold . . . .” Furthermore, in Whitaker, the Court could not conclude

that the town engaged in intentional misconduct because plaintiff failed to present

evidence that the town knew its garbage truck was faulty. Id. Here, Plaintiff alleged

that King Machine “modified their [forklifts] without manufacturer approval . . . to

transport and lift approximately 1,705 pound metal plates” and “actively create[ed],

through its use of [a forklift] vs crane, a dangerous condition such that workers, like

[Stephens], were unable to perform their duties safely and subject themselves to

bodily harm and death[.]”

      The    dissent    further   mischaracterizes     our   decision   by   invoking   an

explicitly-rejected six-factor test and using it as a lens through which to view our

analysis. As our Supreme Court stated when it disavowed that test, “[Woodson’s]

guidelines stand by themselves.” Id. at 557, 597 S.E.2d at 668. Our decision was

reached, as Whitaker instructs, by applying the substantial certainty standard as it

existed in Woodson and without reference to the Wiggins factors.

      Because Plaintiff alleged facts that, taken as true, establish that King Machine

intentionally engaged in misconduct knowing that such conduct was substantially

certain to, and in fact did, cause Stephens’ death, Plaintiff’s allegations are sufficient

                                           - 23 -
                    STEPHENS V. ADP TOTALSOURCE DE IV, INC.

                                  Opinion of the Court

to state a legally cognizable claim under Woodson. See Arroyo, 120 N.C. App. at

159-60, 461 S.E.2d at 17.

   2. Willful Negligence of Kory J. Kachur (Pleasant Claim)

      Defendants argue that Plaintiff failed to allege facts sufficient to establish an

exception to the Commission’s exclusive jurisdiction under Pleasant. To state a

Pleasant claim, a plaintiff must allege that a co-employee acted with willful, wanton,

and reckless negligence; and that the co-employee’s negligence resulted in plaintiff’s

injury. Pleasant, 312 N.C. at 717-18, 325 S.E.2d at 250. Willful negligence is “the

intentional failure to carry out some duty imposed by law or contract which is

necessary to the safety of the person or property to which it is owed.” Id. at 714, 325

S.E.2d at 248 (citations omitted). Wanton conduct is “an act manifesting a reckless

disregard for the rights and safety of others.” Id. (citations omitted). “This does not

require an actual intent to injure, but can be shown constructively when the

co-employee’s conduct threatens the safety of others and is so reckless or manifestly

indifferent to the consequences that a finding of willfulness and wantonness

equivalent in spirit to actual intent is justified.” Vaughn, 230 N.C. App. at 500, 751

S.E.2d at 237 (quotation marks and citation omitted).

      In Pleasant, plaintiff’s co-employee on a construction site attempted to drive a

truck as close to plaintiff as possible without striking him, but miscalculated and

struck plaintiff, seriously injuring him. Pleasant, 312 N.C. at 711, 325 S.E.2d at 246.

Our Supreme Court held that this behavior constituted willful, wanton, and reckless

                                         - 24 -
                     STEPHENS V. ADP TOTALSOURCE DE IV, INC.

                                   Opinion of the Court

negligence and allowed the case to proceed in superior court. Id. at 718, 325 S.E.2d

at 250.

      Our Supreme Court revisited the Pleasant exception in Pendergrass v. Card

Care Inc., 333 N.C. 233, 424 S.E.2d 391 (1993), where it held that two co-employees’

alleged negligence did not rise to the level of the negligence in Pleasant. There,

plaintiff was seriously injured when his arm was caught in a final inspection machine

that he was operating. Id. at 236, 424 S.E.2d at 393. Plaintiff filed a complaint in

superior court alleging that two co-employees were grossly and wantonly negligent

“in directing [plaintiff] to work at the final inspection machine when they knew that

certain dangerous parts of the machine were unguarded, in violation of OSHA

regulations and industry standards.” Id. at 238, 424 S.E.2d at 394. Our Supreme

Court held that the co-employees’ conduct, as plaintiff alleged, did not fall within the

Pleasant exception, reasoning that:

             Although they may have known certain dangerous parts of
             the machine were unguarded when they instructed
             [plaintiff] to work at the machine, we do not believe this
             supports an inference that they intended that [plaintiff] be
             injured or that they were manifestly indifferent to the
             consequences of his doing so.

Id.

      More recently, in Vaughn, this Court held that plaintiff had alleged facts

                                          - 25 -
                         STEPHENS V. ADP TOTALSOURCE DE IV, INC.

                                         Opinion of the Court

sufficient to state a Pleasant claim against his supervisor.3 In Vaughn, decedent

worked as a groundman who assisted other employees working on overhead power

distribution lines. 230 N.C. App. at 486, 751 S.E.2d at 229. Decedent’s supervisor

directed decedent to climb a utility pole and retrofit a live transformer, in part by

“removing the hotline clamp from the primary line which [left] the primary line

exposed.” Id. at 487-88, 751 S.E.2d at 230. This task was ordinarily “reserved for [a]

trained and experienced lineman[,]” as opposed to decedent, who was a groundman.

Id. at 488, 751 S.E.2d at 230. While decedent was attempting this procedure, he was

electrocuted. Id.

        This Court held the supervisor’s behavior was “not less egregious than that of

the co-employee in Pleasant . . . .” Id. at 502, 751 S.E.2d at 238. Noting that decedent

was “an untrained groundman who had previously worked as a truck driver,” this

Court held that the supervisor’s alleged direction to decedent to climb the power pole

and work on live power lines without the necessary training, equipment, or

experience was “sufficient to create an inference that [the supervisor] was manifestly

indifferent to the consequences of his actions . . . .” Id. at 503, 751 S.E.2d at 239.

        Here, Plaintiff alleged the following:

                17. Upon information and belief, [Stephens] had no
                experience and received no training in the repair and/or
                replacement of tire molds and the proper method of

        3Although this Court held that plaintiff’s allegations were insufficient to state a claim against
the employer under Woodson, this Court held that plaintiff had alleged facts sufficient to state a claim
against the supervisor under Pleasant. Vaughn, 230 N.C. App. at 503, 751 S.E.2d at 239.

                                                 - 26 -
       STEPHENS V. ADP TOTALSOURCE DE IV, INC.

                     Opinion of the Court

disconnecting the two-piece tire molds in use at Defendant
King Machine.
18. At the time of the incident, Defendants knew working
under heavy loads without proper support or using proper
equipment was certain to result in death or serious injury.
....
20. Upon information and belief, Defendant King Machine,
under guidance or lack thereof from Defendant Kachur,
instructed [Stephens] to detach bolts from below a two-
piece tire mold weighing approximately two thousand
(2,000) pounds elevated by a forklift.
21. Defendants knew [Stephens] was not trained, qualified
or experienced to undertake such a dangerous activity.
22. Despite [Stephens’] training or lack thereof, the task
that [Stephens] was instructed to perform was inherently
dangerous for a skilled laborer, let alone a newly hired
employee with no training.
23. Upon information and belief, [Stephens] was not
supervised while undertaking the dangerous activity of
disassembling tire molds.
24. Upon information and belief, [Stephens] was pulled
from another part of the Plant in the moments leading up
to the incident described herein due to staffing shortages.
25. Upon information and belief, [Stephens] was not
provided with adequate personal protective/supportive
equipment while undertaking the tasks assigned to him.
....
45. At the time of the incident alleged in this Complaint,
Defendant Kachur knew, or was substantially certain, that
instructing [Stephens], who had no training or experience
to work under an approximately 2,000 pound tire mold
without any supports or safety measures posed a serious
risk of injury or death.
46. Despite knowledge that instructing [Stephens] to
perform this work posed a serious risk of injury or death to
[Stephens], Defendant Kachur did, in fact, instruct

                            - 27 -
                     STEPHENS V. ADP TOTALSOURCE DE IV, INC.

                                   Opinion of the Court

             [Stephens] to work below the approximately 2,000 pound
             tire mold by failing to provide the appropriate equipment
             that is standard in the industry.
             47. In directing, instructing and requiring that [Stephens]
             work below heavy tire molds, a task that Defendant
             Kachur knew [Stephens] was not trained for or experienced
             in, the conduct of Defendant Kachur demonstrated willful
             negligence, wanton negligence, reckless negligence, a
             reckless disregard for the rights and safety of others, and a
             manifest indifference to others, including [Stephens].

      Plaintiff’s allegations are similar to the allegations in Vaughn. Here, like in

Vaughn, Plaintiff alleged that Kachur knowingly directed Stephens—an untrained

employee who had been working elsewhere in the plant—to detach bolts from beneath

a 2,000-pound metal tire mold—which was suspended by a forklift that had been

modified without manufacturer approval—without any training, supervision, or

safety equipment. Like in Vaughn, this conduct is sufficient to create an inference

that Kachur was manifestly indifferent to the consequences of his actions.           See

Vaughn, 230 N.C. App. at 503, 751 S.E.2d at 239. Thus, like the supervisor’s conduct

alleged in Vaughn, Kachur’s conduct as Plaintiff alleged is sufficient to state a legally

cognizable claim under Pleasant.

      The dissent asserts without further support, “I do not believe that the factual

allegations in the complaint are sufficient to establish a Pleasant claim against Mr.

Stephens’ supervisor.” Again, focusing on a contrived theory that a bolt on the tire

                                          - 28 -
                         STEPHENS V. ADP TOTALSOURCE DE IV, INC.

                                         Opinion of the Court

mold was defective,4 the dissent claims Kachur’s actions “fall short to show that he

had actual or constructive intent to injure Mr. Stephens . . . .” However, Plaintiff

expressly alleged that Kachur knew the danger of working beneath a 2,000-pound

metal tire mold, knew that Stephens had no training or experience in working

beneath a 2,000-pound metal tire mold, and directed Stephens to perform the work

anyway, without protective equipment, instruction, or supervision. Such an action

cannot be characterized as anything less than a manifest indifference to the

consequences of his actions.

   3. Ordinary Negligence of King Machine (Stranger to Employment
      Claim)

      Plaintiff argues, in the alternative, that King Machine was not Stephens’

employer when the incident occurred, and therefore Plaintiff’s negligence action

against King Machine does not fall within the Commission’s jurisdiction. Specifically,

Plaintiff argues that “[Stephens] was an employee of TotalSource at all times and

never an employee of [King Machine].”

      Our Supreme Court has interpreted the Act’s exclusivity provision as “allowing

an injured worker to bring a common law negligence action against a third party . . .

when the third party is a ‘stranger to the employment.’” Wood v. Guilford Cnty., 355

N.C. 161, 164, 558 S.E.2d 490, 493-94 (2002) (citations omitted). However, Plaintiff’s

argument depends entirely on an alleged employment agreement that is not in the

      4   Plaintiff made no allegation that any part of the mold was defective.

                                                - 29 -
                       STEPHENS V. ADP TOTALSOURCE DE IV, INC.

                                       Opinion of the Court

record on appeal. Furthermore, the record on appeal shows that Plaintiff alleged,5

and Defendants admitted,6 that King Machine was Stephens’ employer at the time of

the incident. Accordingly, we decline to address Plaintiff’s argument that the Act

does not apply.

                                    IV.     Conclusion

       Because Plaintiff alleged facts sufficient to establish exceptions to the

Commission’s exclusive jurisdiction over this case under Woodson and Pleasant, the

trial court did not err by denying Defendants’ motions to dismiss pursuant to Rule

12(b)(6). Because Plaintiff sufficiently pled Woodson and Pleasant claims, the trial

court did not err by denying Defendants’ motions to dismiss pursuant to Rule 12(b)(1).

The trial court’s order denying Defendants’ motions to dismiss is affirmed.

       AFFIRMED.

       Judge WOOD concurs.

       Judge DILLON concurs in part and dissents in part by separate opinion.

       5 Paragraph 13 of Plaintiff’s complaint states, “At the time of the incident, [Stephens] was
employed by King Machine as a general laborer and had been an employee for approximately three (3)
weeks.”

       6  Paragraph 13 of Defendants’ answer states, “The allegations of Paragraph 13 are admitted,
upon information and belief.”

                                              - 30 -
 No. COA22-372 – Stephens v. ADP Totalsource

      DILLON, Judge, concurring in part and dissenting in part.

      Desmond Stephens was tragically crushed to death in a workplace accident by

half of a heavy two-piece tire mold which fell on him when a bolt providing support

for the mold failed. His estate filed this action against his employers and supervisor

for his death. Because I conclude the complaint fails to allege a claim establishing

any exception to the Industrial Commission’s exclusive jurisdiction, my vote is to

reverse the trial court’s order denying Defendants’ motion to dismiss. Therefore, I

respectfully dissent.7

                              Woodson Claim Against Employers

      Generally, our Workers’ Compensation Act provides the sole remedies against

an employer for a workplace accident. However, in its 1991 landmark Woodson

decision, our Supreme Court carved out a narrow exception to the Act’s exclusivity,

that a tort action apart from the Act may be maintained where an employee’s injury

or death is caused by intentional conduct of the employer and the employer knew it

was substantially certain that such conduct would cause the injury or death:

                We hold that when an employer intentionally engages in
                misconduct knowing it is substantially certain to cause
                serious injury or death to employees and an employee is
                injured or killed by the misconduct, that employee, or the
                personal representative of the estate in case of death, may
                pursue a civil action against the employer. Such misconduct

      7   I concur in Section III.A. of the majority opinion disposing of the parties’ motions on appeal.
                           STEPHENS V. ADP TOTALSOURCE

                                 DILLON, J., dissenting

             is tantamount to an intentional tort, and civil actions based
             thereon are not barred by the exclusivity provisions of the
             Act.

 Woodson v. Rowland, 329 N.C. 330, 341-42, 407 S.E.2d 222, 228 (1991).

      The majority relies primarily on our Court’s 1995 Arroyo opinion handed down

four years after Woodson, to conclude that Mr. Stephens’ estate has properly alleged

a Woodson claim. Arroyo v. Scottie’s, 120 N.C. App. 154, 461 S.E.2d 13 (1995). I

conclude that this reliance on Arroyo is misplaced and that our Supreme Court’s more

recent guidance in Whitaker v. Scotland Neck, 357 N.C. 552, 597 S.E.2d 665 (2003)

compels reversal of the trial court’s order, as explained below.

      In Arroyo, our Court relied on several factors to conclude that an employee had

proved a Woodson claim. In 1999, four years after Arroyo, our Court identified and

weighed six factors to conclude that an employee had proved a Woodson claim.

Wiggins v. Pelikan, 132 N.C. App. 752, 513 S.E.2d 829 (1999). In Wiggins, we

expressly relied on Arroyo for two of the factors; namely, whether the employer knew

of, but failed to take, additional safety precautions which would have reduced the risk

and whether the employer’s conduct which created the risk violated state or federal

work safety regulations. Id. at 757, 513 S.E.2d at 833.

      The majority in the present case relies, in part, on allegations supporting the

existence of the two “Arroyo” factors restated in Wiggins: Mr. Stephens’ employers

failed to take additional safety precautions by failing to provide Mr. Stephens

“adequate personal protective/supportive equipment,” and Mr. Stephens’ employers

                                           2
                          STEPHENS V. ADP TOTALSOURCE

                                 DILLON, J., dissenting

willfully violated government safety regulations. The majority also cites allegations

in the complaint supporting the existence of another Wiggins factor, namely that Mr.

Stephens “was not trained, qualified or experienced” to perform the task assigned to

him by his employers. Id. at 758, 513 S.E.2d at 833 (factor which considers “[w]hether

the defendant-employer offered training”).

      However, in 2003, four years after Wiggins and eight years after Arroyo, our

Supreme Court reversed a decision of our Court in which we allowed a plaintiff’s

Woodson claim to proceed, holding that “the six-factor test created by the Court of

Appeals in Wiggins misapprehends the narrowness of the substantial certainty

standard set forth in Woodard.” Whitaker, 357 N.C. at 555-56, 597 S.E.2d at 667.

      Our Supreme Court reiterated that Woodson provided a “narrow exception to

the general exclusivity of the [Act]” by allowing an employee or his estate to sue the

employer in tort “only in the most egregious cases of employer misconduct” where said

conduct is intentional and “where such misconduct is substantially certain to lead to

the employee’s serious injury or death.” Id. at 557, 597 S.E.2d at 668 (emphasis

added). The Court reminded that a Woodson claim is not stated where the evidence

shows a “mere possibility” or even a “substantial probability” that the employer’s

intentional misconduct would result in injury or death. Id.

      In Whitaker, the evidence showed that a sanitation worker was crushed to

death by a dumpster as the dumpster was suspended as its contents were being

emptied into a garbage truck and the mechanism which latched the dumpster to the

                                           3
                             STEPHENS V. ADP TOTALSOURCE

                                  DILLON, J., dissenting

truck during the process failed, causing the dumpster to swing around and strike the

employee. Id. at 558, 597 S.E.2d at 669. The Court in Whitaker distinguished these

facts with those shown in Woodson. Specifically, the Court noted that a valid tort

claim existed in Woodson because the evidence there showed the employer

“disregarded all safety measures and intentionally placed his employee into a

hazardous situation in which experts concluded that only one outcome was

substantially certain to follow: an injurious, if not fatal, cave-in of the trench.” Id. at

557-58, 597 S.E.2d at 668.

      The evidence in Whitaker showed the latching mechanism holding the

suspended dumpster in place was defective and the employer had committed five

“serious” violations of state labor law, including among others a “failure to train

employees” and a “failure to properly supervise employees[.]” Id. at 554, 597 S.E.2d

at 666. The Court, though, no Woodson claim existed, in part, because “[t]here was

no evidence that [the employer] knew that the latching mechanism on the truck was

substantially certain to fail[.]” Id. at 668, 597 S.E.2d at 668.

      The facts as alleged in the complaint in the case before us is much closer to

those in Whitaker than those in Woodson. It is true that it was substantially certain

Mr. Stephens would be seriously injured or die if a bolt keeping the tire mold

suspended failed. But there is no allegation that it was substantially certain that the

bolt would fail as Mr. Stephens was working under the mold, much less that Mr.

Stephens’ employers knew that the bolt was going to fail. There is no allegation that

                                            4
                               STEPHENS V. ADP TOTALSOURCE

                                    DILLON, J., dissenting

Mr. Stephens’ inexperience contributed to the bolt failing. This is not to say that

there was not a strong possibility or probability that the bolt would fail; however,

there is no allegations to suggest that it was substantially certain that the bolt would

fail. The allegations only show willful negligence by the employers and a tragic

accident.

                          Pleasant Claim Against Supervisor

      I do not believe that the factual allegations in the complaint are sufficient to

establish a Pleasant claim against Mr. Stephens’ supervisor.         While the factual

allegations show that Mr. Stephens’ supervisor willfully breached duties he may have

owed to Mr. Stephens, they fall short to show that he had actual or constructive intent

to injure Mr. Stephens much less that he knew or had reason to know that the bolt

which failed causing Mr. Stephens’ death was defective. See Pleasant v. Johnson, 312

N.C. 710, 714-15, 325 S.E.2d 244, 248 (1985) (noting the “distinction between the

willfulness which refers to the breach of duty and the willfulness which refers to the

injury” stating that “[i]n the former only the negligence is willful, while in the latter

the injury is intentional”).

                                              5