Court Opinion

ID: 4707179
Source: CourtListenerOpinion
Date Created: 2021-07-28 17:00:33.531237+00
Date Added: 2024-06-11T08:06:42.485840
License: Public Domain

NOT PRECEDENTIAL

                       UNITED STATES COURT OF APPEALS
                            FOR THE THIRD CIRCUIT
                               ________________

                                      No. 18-3216
                                   ________________

                            UNITED STATES OF AMERICA

                                             v.

                                   DERON HOWELL,
                                             Appellant

                                   ________________

                     On Appeal from the United States District Court
                        for the Western District of Pennsylvania
                        (D.C. Criminal No. 2-17-cr-00260-002)
                      District Judge: Honorable Billy Roy Wilson
                                  ________________

                     Submitted Pursuant to Third Circuit L.A.R. 34.1
                                    On June 4, 2021

              Before: JORDAN, SCIRICA, and RENDELL, Circuit Judges.

                                  (Filed: July 27, 2021)

                                   ________________

                                       OPINION*
                                   ________________

*
 This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
SCIRICA, Circuit Judge

       Deron Howell was convicted of several offenses and sentenced to 511 months’

imprisonment for his participation in two armed robberies. He appeals two convictions

and his sentence, contending the court erred in its jury instructions and Sentencing

Guidelines range calculation. We will affirm the convictions but remand for resentencing

due to an error in the Guidelines range calculation.

                                             I.

       In 2017, Deron Howell committed two robberies with several accomplices who

used firearms during the robberies. A jury convicted him of eight offenses in connection

with the robberies, including two counts of using a firearm during a crime of violence or

a drug trafficking crime in violation of 18 U.S.C. § 924(c).

       The first robbery involved $6,700 in gambling money for a video game

tournament. Howell previously gambled on a video game tournament with some of the

victims, and he invited them to a tournament in Pittsburgh. Howell asked the victims to

bring $10,000 in cash as gambling money for the tournament, and they brought $6,700

for this purpose. The day of the tournament, Howell picked up the four victims—three

from the airport and one from a Pittsburgh residence—under the pretense that he was

taking them to the tournament. But instead of driving to the tournament, Howell took the

four victims to an intersection in the Lincoln-Larimer area of Pittsburgh, where Howell’s

two accomplices emerged and held up the victims at gunpoint. The victims were forced

to the ground by the armed accomplices while Howell located their tournament gambling

                                             2
cash and other valuable personal belongings. Howell left the victims at the intersection

and drove away with the stolen money.

       The second robbery involved six pounds of marijuana. Howell arranged to

purchase the marijuana from an individual, and the exchange was set to occur at this

individual’s home. Howell and two accomplices arrived at the home and while Howell

was inspecting the drugs, the two accomplices held up the victims at gunpoint. As he

loaded the marijuana into a backpack, one of the victims attempted to escape and was

shot by one of Howell’s accomplices. Howell and his accomplices fled with the

marijuana.

       The ten-count indictment filed against Howell and two codefendants charged

Howell with eight counts for the two robberies. For the marijuana robbery, he was

charged with conspiracy to possess with intent to distribute marijuana (Count One),

possession with intent to distribute marijuana (Count Two), conspiracy to commit Hobbs

Act robbery (Count Three), Hobbs Act robbery (Count Four), and using a firearm in

furtherance of these drug trafficking crimes or crimes of violence in violation of 18

U.S.C. § 924(c) (Count Five). For the tournament-money robbery, he was charged with

conspiracy to commit Hobbs Act robbery (Count Eight), Hobbs Act robbery (Count

Nine), and using a firearm in furtherance of these crimes of violence in violation of 18

U.S.C. § 924(c) (Count Ten).

       For both § 924(c) firearm counts, the indictment and jury instructions provided for

alternative predicate offenses. For Count Five, the marijuana robbery firearm count, the

indictment charged that Howell used a firearm during “drug trafficking crimes and crimes

                                             3
of violence . . ., that is, conspiracy to possess with intent to distribute and distribute less

than 50 kilograms of marijuana . . . possession with intent to distribute less than 50

kilograms of marijuana . . . and conspiring to commit and committing crimes of violence,

that is, Hobbs Act Robbery.” And the court instructed the jury that, to convict on Count

Five, it must find Howell or his codefendant “committed a drug trafficking offense, that’s

Counts One and Two, . . . and/or a crime of violence, Counts Three and Four” and that

they had “firearms available to assist or aid in the commission of crimes charged in

Counts One, Two, Three, or Four.” For Count Ten, the tournament-money robbery

firearm count, the indictment charged that Howell used a firearm while “conspiring to

commit and committing crimes of violence, that is, Hobbs Act Robbery.” And the court

instructed the jury that, to convict on Count Ten, it must find Howell used a firearm

“during and in relation to a crime of violence, Counts Eight and Nine.”

       Further, for both Counts Five and Ten, the court instructed the jury on two

derivative theories of liability—coconspirator liability and accomplice liability. On

coconspirator liability, it instructed the jury that it may find Howell guilty of the § 924(c)

violations if Howell “was . . . a member of the conspiracy,” another “member[] of the

conspiracy committed the [§ 924(c)] offense,” this coconspirator “committed this offense

within the scope of the unlawful agreement and to help [further] or achieve the objectives

of the conspiracy,” and “this offense was reasonably foreseeable” by Howell. On

accomplice liability, it instructed the jury that it may find Howell guilty of the § 924(c)

violations if he was an “active participant” in the relevant robbery and he knew an

accomplice “would use or carry a firearm during and in relation to” the robbery.

                                                4
       The jury found Howell guilty of all counts, including the § 924(c) firearm counts,

but found he did not brandish a firearm. It did not specify for which drug trafficking

crimes or crimes of violence it found Howell used or aided and abetted the use of a

firearm.

       The court sentenced Howell to 511 months’ imprisonment─151 months and 60

months, served concurrently, for the six robbery and drug trafficking counts plus 360

months of mandatory consecutive imprisonment for the two firearm counts. The

presentence report calculated the total offense level to be 28 by grouping the six non-

firearm counts into two groups—the marijuana robbery group (Group One), with an

adjusted offense level of 26, and the tournament-money robbery group (Group Two),

with an adjusted offense level of 22—and adding two levels to the highest group in

accordance with Sentencing Guidelines § 3D1.4.1 The Government objected to this

calculation on several grounds, arguing that the offense level for Group One should be

enhanced by a total of five levels and that the offense level for Group Two should be

enhanced by two levels. The Government contended that this meant adjusted offense

levels of 31 for Group One and 24 for Group Two—resulting in a one level enhancement

under § 3D1.4, for a total offense level of 32. The court sustained the Government’s

objections and added five levels to Group One but, seemingly inadvertently, did not add

1
       Howell was sentenced in October 2018, so the 2016 Sentencing Guidelines are
applicable, as the 2018 Guidelines did not become effective until November 2018. U.S.
Sentencing Guidelines Manual § 1B1.11 (U.S. Sentencing Comm’n 2016).
       Where, as here, there are multiple related counts, Sentencing Guidelines § 3D1
provides for the calculation of the total offense level by grouping closely related counts.
The total offense level under § 3D1.4 is calculated by adding levels to the group with the
highest offense level based on the relative offense levels of lower groups. USSG § 3D1.4.

                                             5
two levels to Group Two. And under § 3D1.4, it calculated a total offense level of 33.

After adding the mandatory 360 months for the firearm counts, it arrived at a guideline

range of 511 to 548 months, and it imposed a sentence of 511 months.

       Howell appealed. We withheld disposition of this case pending resolution of a

relevant question of first impression before another panel of our Court.

                                             II.2

       Howell challenges his convictions on the two firearm counts, contending that the

jury instructions were erroneous. He also challenges his sentence, contending that the

court erred in adding two levels under § 3D1.4. We disagree that his convictions were

affected by the jury instructions, but we agree that the court committed reversible error in

its Sentencing Guidelines calculation.

                                              A.

       We first consider Howell’s challenge to his firearm convictions on the basis that

the jury instructions offered invalid bases for liability. Where a court instructs the jury

“on multiple theories of liability, one of which is improper,” and the defendant “failed to

raise this issue in the District Court, the more stringent plain-error standard applies.”

United States v. Duka, 671 F.3d 329, 354 (3d Cir. 2011). Under this standard, the

defendant has the burden of showing “(1) an error, (2) that is plain, and (3) that the plain

error affects his substantial rights.” United States v. Aguirre-Miron, 988 F.3d 683, 687

(3d Cir. 2021). And if he makes this showing, we exercise our discretion to correct the

2
      The trial court had jurisdiction under 18 U.S.C. § 3231. We have jurisdiction
under 18 U.S.C. § 3742 and 28 U.S.C. § 1291.

                                              6
error only where it “seriously affects the fairness, integrity[,] or public reputation of

judicial proceedings.” Id. (alteration in original) (citation omitted). We will first address

Howell’s contention that there was clear or obvious error in the jury instructions, before

addressing whether any such error affected his substantial rights.

       Howell contends the court erred in the jury instructions for his 18 U.S.C. § 924(c)

firearm convictions on Counts Five and Ten because the instructions included an

improper theory of liability. A defendant can be convicted under § 924(c) if they

committed a predicate crime—a crime of violence or drug trafficking crime—and, during

the predicate crime, used or carried a firearm.3 Here, the jury was instructed that the

potential predicate crimes of violence for Howell’s § 924(c) firearm convictions were

Hobbs Act robbery and conspiracy to commit Hobbs Act robbery. Howell contends this

instruction was erroneous because neither of those crimes qualify as crimes of violence.

       Howell’s argument that Hobbs Act robbery is not a predicate crime of violence for

§ 924(c) is no longer viable in light of United States v. Walker, where we concluded that

“Hobbs Act robbery is indeed a crime of violence for purposes of § 924(c).” 990 F.3d

316, 325 (3d Cir. 2021). In that case, however, we did not “consider whether conspiracy

to commit Hobbs Act robbery is categorically a crime of violence under § 924(c),”

though we noted that the government and several courts of appeals have acknowledged

3
       See 18 U.S.C. § 924(c) (providing for consecutive mandatory minimum sentences
for “any person who, during and in relation to any crime of violence or drug trafficking
crime (including a crime of violence or drug trafficking crime that provides for an
enhanced punishment if committed by the use of a deadly or dangerous weapon or
device) for which the person may be prosecuted in a court of the United States, uses or
carries a firearm, or who, in furtherance of any such crime, possesses a firearm”).

                                               7
that “a conspiracy crime is not a proper 924(c) predicate.” Id. at 323 n.10. We need not

consider this conspiracy issue because even if conspiracy to commit Hobbs Act robbery

were not a valid predicate for a § 924(c) conviction and the instructions were plainly

erroneous on that point, the instructions nonetheless did not affect Howell’s substantial

rights. We will accordingly assume, without deciding, that conspiracy to commit Hobbs

Act robbery is not a valid predicate for a § 924(c) conviction and turn to the substantial

rights prong of the plain error standard.

       Whether an erroneous theory of liability instruction affected a defendant’s

substantial rights, by affecting the outcome of the trial, “depends significantly on the

context in which the instruction was provided and the other evidence presented at trial.”

United States v. Andrews, 681 F.3d 509, 522 (3d Cir. 2012). To determine if there is “a

reasonable probability that the error affected the outcome of the trial” in this context, we

consider the strength of the evidence on an alternative valid theory, the government’s

reliance on the invalid theory, and the extent the invalid theory is interwoven throughout

the jury instructions. Id. at 521–22 (citation omitted).

       The strength of the evidence on the alternative valid theory is the most important

factor. “Where there is a clear alternative theory of guilt, supported by overwhelming

evidence, a defendant likely cannot show that an instruction permitting the jury to convict

on an improper basis was not harmless error.” Id. at 521. For example, in Duka, “the

indictment charged possession or attempted possession” of firearms under § 924(c) and

“the jury instructions did not clearly distinguish between the attempt and actual

possession theories of liability”—thus, they “contained both valid and invalid theories of

                                              8
liability,” as § 924(c) did not contain an attempt provision. 671 F.3d at 353–56. But the

government argued and produced evidence only about actual possession of the firearms,

not attempted possession. Id. at 355. Reviewing under plain error, we concluded that the

defendants’ substantial rights were not violated by the instruction on the invalid theory

“because the evidence at trial clearly established [defendants’] actual, as opposed to

attempted, possession of the firearms at issue.” Id.

       Howell has not met his burden of establishing that his substantial rights were

affected because he has failed to show a reasonable probability the instructional error

affected the outcome of the trial. The invalid theory Howell points to is that he committed

the § 924(c) offenses by using a gun during conspiracies to commit Hobbs Act robberies,

while the valid theory the Government points to is that Howell is guilty of the § 924(c)

offenses by virtue of his association with those who used a gun during completed Hobbs

Act robberies. Here, as in Duka, there is overwhelming evidence supporting the valid

theory of liability. Several victims of each robbery testified that Howell prearranged and

participated in the completed robberies in which firearms were used by his accomplices

while he removed and seized the money, valuables, and drugs. And the Government

presented no evidence that Howell or his accomplices used or carried a firearm at any

time other than during the robberies. Further, cell-site location information placed Howell

at the robberies on the dates of the robberies.

       Howell seeks to undercut the valid theory of liability by attacking the

Government’s argument to the jury that it could convict based on coconspirator liability,

                                              9
but this is similarly unavailing.4 Howell points out that the evidence showed he did not

use a firearm during the robberies and that the Government thus pressed the

coconspirator theory of liability at closing argument to secure the § 924(c) convictions.

He contends this shows that the jury convicted him based on conspiracy as the predicate

offense. We disagree. The Government argued to the jury that Howell could be convicted

of the § 924(c) counts, even though he did not personally use a firearm during the crimes

of violence, through either coconspirator liability or accomplice liability. Even if, as we

assume here, conspiracy to commit Hobbs Act robbery were not a valid predicate

offense, guilt may nonetheless be found for the § 924(c) offense under Pinkerton based

on a coconspirator who also completed the armed Hobbs Act robbery. See Reyes v.

United States, 998 F.3d 753, 758 (7th Cir. 2021) (holding that a § 924(c) defendant

“could be found vicariously liable for his co-conspirators’ actions under Pinkerton”

coconspirator liability); cf. United States v. Ramos, 147 F.3d 281, 286 (3d Cir. 1998).

And regardless of coconspirator liability, under the accomplice liability theory, “[a]n

active participant” in a valid predicate offense can be convicted of “aid[ing] and

abet[ting] a § 924(c) violation when he knows that one of his confederates will carry a

gun.” Rosemond v. United States, 572 U.S. 65, 77 (2014). There is overwhelming

evidence that Howell had advance knowledge that guns would be used—he planned these

premeditated armed robberies with his accomplices. Accordingly, the evidence of

4
       The term “coconspirator liability” as used by the Government referred only to
derivative liability for the acts of coconspirators, which was established in Pinkerton v.
United States, 328 U.S. 640 (1946). “Coconspirator liability” does not refer to the
criminal offense of conspiracy to commit Hobbs Act robbery.

                                             10
Howell’s knowing participation in the completed armed Hobbs Act robberies

overwhelmingly shows that he aided and abetted his accomplices’ § 924(c) violations and

thus violated § 924(c) himself.

       Accordingly, assuming it was error to instruct the jury that it could find Howell

guilty of § 924(c) for using a firearm during a conspiracy to commit Hobbs Act robbery,

the error is not grounds for reversal.5

                                              B.

       We next turn to Howell’s challenge to his sentence. Howell contends the court

plainly erred in adding two levels to the total offense level under Sentencing Guidelines

provision § 3D1.4. The Government agrees, and so do we.6

       Because Howell did not object to the Guidelines calculation, we review for plain

error. United States v. Aguirre-Miron, 988 F.3d 683, 687 (3d Cir. 2021). He thus has the

burden of showing “(1) an error, (2) that is plain, and (3) that the plain error affects his

substantial rights.” Id. And if he makes this showing, we exercise our discretion to

5
       Because the conduct alleged and evidence presented for both § 924(c) counts did
not provide alternative factual bases for the convictions—for each count the factual basis
was the commission of a robbery as part of a conspiracy with accomplices that used
guns—Howell similarly fails to establish that any unpreserved error as to juror unanimity
affected his substantial rights. See United States v. Gonzalez, 905 F.3d 165, 185 (3d Cir.
2018) (explaining that the “potential for juror confusion does not exist[] where ‘the
government did not allege different sets of facts’” that could each independently satisfy
the elements of the offense (citation omitted)); see also United States v. Cannon, 987
F.3d 924, 948 (11th Cir. 2021) (concluding that an alleged juror unanimity error in the
§ 924(c) context was harmless where “the trial evidence established the same facts and
time period underlying each [predicate] crime”).
6
       Howell also raises several other challenges to his sentence, but since we will
remand for resentencing on the basis of the improper Guidelines calculation, we do not
reach these other challenges, which can be addressed by the District Court in the first
instance.

                                              11
correct the error only where it “seriously affects the fairness, integrity[,] or public

reputation of judicial proceedings.” Id. (alteration in original) (citation omitted).

       Howell has shown that the court committed plain error. Sentencing Guidelines

§ 3D1.4 provides that when there are multiple groups of offenses, the total offense level

is determined by the relative offense levels of the groups. U.S. Sentencing Guidelines

Manual § 3D1.4 (U.S. Sentencing Comm’n 2016). Where, as here, there are two groups

and the difference between their offense levels is nine levels or greater, the total offense

level is not increased. Id. The court here concluded that the groups’ offense levels were

31 and 22—a nine-level difference7—but it proceeded to increase the total offense level

by two levels. This was a plain error. See United States v. Zabielski, 711 F.3d 381, 386

(3d Cir. 2013) (noting that “improperly calculating the Guidelines range” is a “significant

procedural error” (citing United States v. Tomko, 562 F.3d 558, 567 (3d Cir. 2009) (en

banc))); see also Aguirre-Miron, 988 F.3d at 688 (noting an error may be plain error

because it contravenes the “plain meaning of the Sentencing Guidelines”).

       Howell has further shown the other plain error requirements—that the sentencing

error affected his substantial rights and will seriously affect the fairness, integrity, and

public reputation of judicial proceedings. “When a defendant is sentenced under an

incorrect Guidelines range—whether or not the defendant’s ultimate sentence falls within

the correct range—the error itself can, and most often will” affect the defendant’s

substantial rights. Molina-Martinez v. United States, 136 S. Ct. 1338, 1345 (2016).

7
       The court may have inadvertently excluded a two-level enhancement from its
calculation of the lower group’s offense level, which would have resulted in a seven-level
difference between the groups and a one-level increase in the offense level.

                                              12
Typically, “the failure to correct a plain Guidelines error that affects a defendant’s

substantial rights will seriously affect the fairness, integrity, and public reputation of

judicial proceedings.” Rosales-Mireles v. United States, 138 S. Ct. 1897, 1911 (2018).

The Government does not point to any circumstances that take this case out of the

ordinary ambit of incorrect Guidelines calculation cases that will satisfy the requirements

of plain error review. And we see none. Indeed, had the court correctly calculated the

Guidelines range, Howell would have been sentenced under a lower range, and a failure

to correct this error will seriously affect the public reputation of judicial proceedings.

                                              III.

       For the foregoing reasons, we will affirm Howell’s convictions, vacate his

sentence, and remand for resentencing.

                                              13