Court Opinion

ID: 2845542
Source: CourtListenerOpinion
Date Created: 2015-09-03 19:10:15.542269+00
Date Added: 2024-06-11T12:45:11.259573
License: Public Domain

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
                         AT NASHVILLE
                    Assigned on Briefs at Knoxville July 21, 2015

        STATE OF TENNESSEE v. ANTHONY PHILLIP JAMES, SR.

               Appeal from the Circuit Court for Montgomery County
                     No. 41300922     Michael R. Jones, Judge

              No. M2015-00305-CCA-R3-CD – Filed September 3, 2015
                        _____________________________

Anthony Phillip James, Sr. (“the Appellant”) was convicted by a Montgomery County
jury of aggravated child abuse. On appeal the Appellant alleges that the evidence
presented at his trial was insufficient to prove that he knowingly injured the child. Upon
review, we affirm the judgment of the trial court.

  Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed

ROBERT L. HOLLOWAY, JR., J., delivered the opinion of the Court, in which CAMILLE R.
MCMULLEN and ROGER A. PAGE, JJ., joined.

Roger E. Nell, District Public Defender, and Chase Smith, Assistant District Public
Defender, Clarksville, Tennessee, for the Appellant, Anthony Phillip James, Sr.

Herbert H. Slatery III, Attorney General and Reporter; M. Todd Ridley, Assistant
Attorney General; John W. Carney, District Attorney General; and Kimberly S. Lund,
Assistant District Attorney General, for the Appellee, State of Tennessee.

                                     OPINION
                         Factual and Procedural Background

       The Montgomery County Grand Jury indicted the Appellant with one count of
aggravated child abuse based upon injuries resulting from the Appellant‟s shaking his
infant son.

      At trial, Detective Demone Chestnut testified that he had worked for the
Clarksville Police Department for approximately twelve years and currently worked as a
“crimes against children investigator.” Detective Chestnut testified that he investigated
the Appellant‟s case that and he began his investigation by responding to a report at
Vanderbilt Children‟s Hospital. Detective Chestnut testified that he visited the victim,
A.J.,1 and photographed him.

       The detective testified that he spoke with the Appellant at the hospital and
recorded the interview. The State played selected portions of the recorded interview for
the jury. In his interview2 with Detective Chestnut, the Appellant admitted he handled
A.J. roughly. This exchange also took place:

        DETECTIVE CHESTNUT: What were you doing?

        [THE APPELLANT]: Like this, shaking him up and down. I was sitting
        down on the couch just like this.

        DETECTIVE CHESTNUT: You know you can‟t shake a baby right.

        [THE APPELLANT]: Yes sir.
        ...
        DETECTIVE CHESTNUT: Why did you shake him?

        [THE APPELLANT]: To calm him down.

        DETECTIVE CHESTNUT: What else?

        [THE APPELLANT]: To put him back to sleep….

        DETECTIVE CHESTNUT: But would it also include because you couldn‟t
        get him to stop crying?

        [THE APPELLANT]: Yes.

        DETECTIVE CHESTNUT: And then were you frustrated?

        [THE APPELLANT]: A little, just a little.

        1
            To protect the identity of minor victims, the court will refer to the victim by his initials.
        2
          While a transcript of the recorded interview is not available, this dialogue comes directly from
the recording.
                                                       -2-
      DETECTIVE CHESTNUT: Ok, but you were frustrated.

      [THE APPELLANT]: Yes.

      DETECTIVE CHESTNUT: Ok. So he kept crying, you were frustrated,
      and you shook him to try to get him to stop crying?

      [THE APPELLANT]: Yes sir.

       Detective Chestnut also demonstrated to the jury how the Appellant said he was
holding A.J. when he shook the child. Detective Chestnut stated that the Appellant held
his child “[a]round the waist . . . as he placed him on his leg right underneath.” The
Detective also stated that he believed that the Appellant “held [A.J.] up a little bit, but
more so everything took place sitting on his knee bouncing him up and down.” Detective
Chestnut also testified that he frequently referred to the incident between the Appellant
and A.J. as an “accident” because “the term „accident‟ can be used as a tool to get [a
potential suspect] to understand that maybe everything may not be as bad as they may
seem, but it gives them an opportunity to tell what exactly happened and how it
happened.”

       On cross-examination, Detective Chestnut testified he told the Appellant “no one
is saying that you did this on purpose” and that the Appellant was a young parent and
young parents make mistakes. Detective Chestnut then stated that he did not have any
medical training or training in reading MRIs. Finally, Detective Chestnut stated that he
did not personally observe A.J.‟s MRI bone scans.

        Next, Dr. Deborah Lowen was qualified as an expert in child abuse pediatrics. She
testified that when she is asked to consult on a medical case, she obtains the medical
history of the patient from the referring doctor, examines the chart, and then speaks with
the caregivers. Next, Dr. Lowen obtains a detailed history, examines the patient, reviews
all x-rays or lab studies, performs a detailed chart review, and generates a detailed chart
note.

       Dr. Lowen testified that a general pediatrician saw A.J. on May 18, 2013, and Dr.
Lowen examined A.J. on May 20, 2013. Dr. Lowen stated that on May 20, she reviewed
the general pediatrician‟s notes and received an update of A.J.‟s progress. Then Dr.
Lowen “went and saw the baby,” but both the Appellant and A.J.‟s mother were
unavailable to speak with Dr. Lowen at that time. Dr. Lowen also reviewed A.J.‟s x-rays
and lab studies and spoke with Detective Chestnut. Dr. Lowen stated that the history she
received on A.J. showed that he had been a healthy baby except for some minor health
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concerns before the incident. Dr. Lowen stated that when she examined A.J., he had
“decompensated” and “needed to be put on a ventilator.” Dr. Lowen also stated that A.J.
“had had difficulty with lots and lots of seizures” and “was on multiple medications . . .
so he was not very responsive.” Dr. Lowen also noted that A.J. had multiple bruises that
had been documented upon arrival at the hospital and were still visible on May 20.

       Next, Dr. Lowen testified that she examined A.J.‟s x-rays and lab work, which
showed A.J. had a subdural hematoma, a brain bruise, and injury to the ligaments at the
back of his neck. Dr. Lowen explained that the injuries to A.J.‟s head were “very
significant” and caused not only bruising but “diffuse wide spread damage to the brain.”
Dr. Lowen also testified that A.J. had “bruising on the right side of his jaw line” and on
both shoulders and sides of his torso when he was admitted to the hospital.

        Dr. Lowen testified that an ophthalmologist later evaluated A.J. and determined he
had retinal hemorrhages in the back of both eyes. Additionally, Dr. Lowen stated she
later learned A.J. had “at least four rib fractures,” which were not visible when A.J. was
first admitted to the hospital because “[r]ib fractures are really difficult to detect when
they are brand new.”

        Dr. Lowen confirmed that she had diagnosed A.J. with non-accidental abusive
head trauma and rib fractures based on A.J.‟s medical conditions, injuries, and “the lack
of any history of accidental trauma . . . .” Dr. Lowen stated that abusive head trauma can
often occur from brain rotation, which occurs when “the brain is moving rapidly through
the skull, within the skull and it moves at a different rate than the skull.” Dr. Lowen
testified that “a violent type of shaking”—more violent that someone bouncing a baby on
one‟s knees—or “squeezing” would have been consistent with the types of injuries A.J.
sustained. She stated that the injuries to A.J.‟s neck ligaments could have been caused by
A.J.‟s head “going back and forth in a very rapid aggressive manner.” Dr. Lowen
testified that she had last examined A.J. in January 2014 and that A.J. was “definitely
delayed” and had cerebral palsy.

        Next, the Appellant took the stand and testified about the incident involving
himself and his son. The Appellant stated that on May 17, 2013, he came home around
3:30 p.m. and sat down on the couch to watch television with A.J. lying on the couch in
between himself and his wife, Alesha James. The Appellant stated that when A.J. woke
up and began crying, Mrs. James got a bottle and the Appellant fed him. A.J. continued
crying, so the Appellant burped A.J. and placed A.J. on his knee “with [his] hands on
[A.J.‟s] flank area with lack of head support, bouncing [A.J.] on [his] knee to calm [A.J.]
down.” The Appellant continued to “bounce” A.J. for at least five minutes before A.J.
fell asleep.
                                           -4-
       Approximately two or three hours later, after Mrs. James had left for work, A.J.
woke up and continued crying. The Appellant changed A.J.‟s diaper and gave him
another bottle. The Appellant testified that he then changed A.J.‟s diaper for a second
time but, “after [the Appellant] changed his diaper the second time, [A.J.] just completely
gasped and just flopped out, just flopped with no response at all.” After A.J. became
unresponsive, the Appellant called 9-1-1, and A.J. was taken to Blanchfield Hospital. At
some point during the evening of May 17, the nurse taking care of A.J. “noticed he
wasn‟t responding to the movement of her finger,” so A.J. was transferred to Vanderbilt
Children‟s Hospital. The Appellant admitted that it was wrong for him to not support
A.J.‟s head when he bounced A.J. on his knee. The Appellant also admitted that his
actions with A.J. were reckless and negligent and resulted in A.J.‟s injuries. The
Appellant testified that he regretted “every last bit of it” and had “no intentions o[f]
hurting [his] child.”

       On cross-examination, the Appellant admitted that he told Detective Chestnut that
he shook and squeezed A.J. “around the flank area,” which left bruises on A.J.‟s side,
flanks, and shoulder area. The Appellant also admitted that A.J.‟s crying frustrated him
and that A.J. had been crying for days before the incident due to constipation. The
Appellant stated that he intended to bounce A.J. on his knee “to calm him down.” On
redirect, the Appellant clarified that he had been truthful in his statements to Detective
Chestnut and truthful in his testimony in court. After closing arguments and deliberation,
the jury found the Appellant guilty of aggravated child abuse. This timely appeal
followed.

                                        Analysis

       On appeal, the Appellant challenges the sufficiency of the evidence supporting his
conviction. Our standard of review for a sufficiency of the evidence challenge is
“whether, after viewing the evidence in the light most favorable to the prosecution, any
rational trier of fact could have found the essential elements of the crime beyond a
reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 319 (1979) (emphasis in original);
see also Tenn. R. App. P. 13(e). Questions of fact, the credibility of witnesses, and
weight and value to be given the evidence are resolved by the fact finder. State v.
Cabbage, 571 S.W.2d 832, 835 (Tenn. 1978), superseded on other grounds by Tenn. R.
Crim. P. 33 as stated in State v. Moats, 906 S.W.2d 431, 434 n.1 (Tenn. 1995). This
court will not reweigh the evidence. Id. Our standard of review “is the same whether the
conviction is based upon direct or circumstantial evidence.” State v. Dorantes, 331
S.W.3d 370, 379 (Tenn. 2011) (quoting State v. Hanson, 279 S.W.3d 265, 275 (Tenn.
2009)) (internal quotation marks omitted).

                                           -5-
       A guilty verdict removes the presumption of innocence, replacing it with a
presumption of guilt. State v. Bland, 958 S.W.2d 651, 659 (Tenn. 1997); State v. Tuggle,
639 S.W.2d 913, 914 (Tenn. 1982). The defendant bears the burden of proving why the
evidence was insufficient to support the conviction. Bland, 958 S.W.2d at 659; Tuggle,
639 S.W.2d at 914. On appeal, the “State must be afforded the strongest legitimate view
of the evidence and all reasonable inferences that may be drawn therefrom.” State v.
Vasques, 221 S.W.3d 514, 521 (Tenn. 2007).

        As charged in the indictment, “[a]ny person who knowingly, other than by
accidental means, treats a child under eighteen (18) years of age in such a manner as to
inflict injury” commits child abuse. Tenn. Code Ann. § 39-15-401 (a) (Supp. 2013). A
person commits aggravated child abuse when they commit child abuse and “[t]he act of
abuse . . . results in serious bodily injury to the child.” Tenn. Code Ann. § 39-15-
402(a)(1) (Supp. 2013). Aggravated child abuse is a Class A felony if the abused child is
eight years of age or less. Tenn. Code Ann. § 39-15-402(b) (Supp. 2013). The Appellant
conceded that A.J. sustained serious bodily injury, that his actions caused A.J.‟s injury,
and that A.J. was under the age of eight. The Appellant only argues that he “did not
knowingly treat A[.]J[.] in such a manner as to inflict injury.”

       “„Knowing‟ refers to a person who acts knowingly with respect to the conduct or
to the circumstances surrounding the conduct when the person is aware of the nature of
the conduct or that the circumstances exist. A person acts knowingly with respect to a
result of the person‟s conduct when the person is aware that the conduct is reasonably
certain to cause the result.” Tenn. Code Ann. § 39-11-302(b) (2010).

       In Tennessee, child abuse is classified as a nature-of-conduct offense. Dorantes,
331 S.W.3d at 386 (citing Hanson, 279 S.W.3d at 276-77) “As a nature-of-conduct
offense, the evidence must be sufficient for a rational jury to have concluded, beyond a
reasonable doubt, that the defendant was aware of the nature of his conduct when he
treated the victim in such a manner as to inflict injury, and that, in doing so, he acted
other than by accidental means.” Id. (citing Hanson, 279 S.W. 3d at 277). “[T]he
Tennessee child abuse and neglect statute is clear that „knowingly‟ modifies „treats‟ or
„neglects.” Ducker, 27 S.W.3d at 897. “[I]t is the actual act of treating a child in an
abusive manner that must be knowing conduct; a defendant need not know that his or her
conduct will result in serious bodily injury.” State v. Prater, 137 S.W.3d 25, 33 (Tenn.
Crim. App. 2003).

       On appeal, the Appellant asserts that he “did not act knowingly with respect to the
conduct or to circumstances surrounding the conduct. He did not know he was inflicting
injury upon his child.” However, the State notes that “[w]hen speaking with Detective
                                          -6-
Chestnut, [the Appellant] acknowledged that he was frustrated with [A.J.] and explicitly
admitted that he shook the 27-day old infant.” Additionally, the State argues that the
testimony of Dr. Lowen supports an inference that the Appellant injured A.J. by “„a
violent type of shaking . . . [n]ot like a bouncing on the knee like people do with little
babies, but something well beyond that.‟” We agree with the State.

        According to the medical evidence, A.J. suffered “very significant” head trauma,
retinal hemorrhages in both eyes, and “at least four rib fractures.” Dr. Lowen‟s testimony
established that these injuries resulted from someone violently shaking or “squeezing”
the infant. The Appellant admitted numerous times in his interview with Detective
Chestnut and on direct and cross-examination that he either shook or bounced A.J. and
squeezed A.J. on his flanks or sides. The Appellant knew he was bouncing or shaking
A.J. and was aware of the nature of the bouncing or shaking because the Appellant
wanted to calm A.J. down. The Appellant also admitted to Detective Chestnut that he
was frustrated by A.J.‟s crying and shook him to get him to stop crying. To have the
requisite mental state to commit child abuse, the Appellant did not have to intend to hurt
A.J., nor did the Appellant need to realize the injurious effects of his actions when he was
bouncing or shaking A.J. The Appellant chose to bounce or shake A.J. so that A.J. would
stop crying and fall back asleep. There is sufficient evidence in the record that could
have led a rational juror to conclude beyond a reasonable doubt that the Appellant was
aware of the nature of his conduct of shaking, bouncing, and squeezing A.J. and that the
Appellant did not act by “accidental means.” Therefore, the evidence was sufficient to
support the jury‟s verdict.

                                       Conclusion

       For the aforementioned reasons, the judgment of the trial court is affirmed.

                                                 _________________________________
                                                 ROBERT L. HOLLOWAY, JR., JUDGE

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