Court Opinion

ID: 2977803
Source: CourtListenerOpinion
Date Created: 2015-09-22 18:14:23.066131+00
Date Added: 2024-06-11T11:44:08.555154
License: Public Domain

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
                            File Name: 09a0210n.06
                             Filed: March 19, 2009

                                              No. 07-3554

                            UNITED STATES COURT OF APPEALS
                                 FOR THE SIXTH CIRCUIT

UNITED STATES OF AMERICA,                           )
                                                    )
        Plaintiff-Appellee,                         )
                                                    )    ON APPEAL FROM THE UNITED
v.                                                  )    STATES DISTRICT COURT FOR THE
                                                    )    NORTHERN DISTRICT OF OHIO
RHONDA J. TURPIN,                                   )
                                                    )
        Defendant-Appellant.                        )

        Before: NORRIS, COOK, and GRIFFIN, Circuit Judges.

        COOK, Circuit Judge. Rhonda Turpin appeals her conviction and sentence for multiple

conspiracy, forgery, identity-theft, fraud, and counterfeiting offenses. After a bench trial, the district

court sentenced Turpin to 188 months for each count, to run concurrently. She timely appealed,

challenging her sentence, asserting a right to acquittal, and pressing two Fifth Amendment double-

jeopardy challenges. Only one argument has merit—that the district court erred in imposing a 188-

month sentence for each count. We remand for resentencing and affirm the conviction.

                                                    I.

        A grand jury indicted Turpin on 61 counts related to conspiracy, forgery, counterfeiting,

fraud, and identity theft. These counts stemmed from Turpin’s leadership of two conspiracies, the

first of which involved identity theft.       Turpin and her coconspirators used stolen personal
No. 07-3554
United States v. Turpin

information to obtain unsecured loans, open credit card and bank accounts, and deposit stolen,

counterfeited, and forged checks. In the second conspiracy, Turpin and another codefendant filed

multiple false federal income tax returns for 2000–2002 using the personal information of various

victims to claim illegitimate tax refunds.

       Following a bench trial, the court found her guilty on 55 of the 61 counts and sentenced her

to 188 months on each (running concurrently), followed by five years supervised release. Turpin

appeals both her sentence and conviction.

                                                 II.

A.     Sentencing Error

       The government concedes that the district court erred in imposing sentences that exceed the

statutory maximum for all but two of the 55 counts. This error requires remand for resentencing on

53 of the counts.

B.     Challenges to the Conviction

       1.      Forgery Counts

       First, Turpin argues for acquittal by contending that endorsing checks with another’s name

is not forgery within the meaning of 18 U.S.C. § 513(a). She and her coconspirators obtained loans

in the names of their identity-theft victims by using the victims’ personal and financial information.

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No. 07-3554
United States v. Turpin

Turpin maintains that this is not forgery because the checks were genuine, albeit signed by a

fraudster. But the statute defines a “forged” document as “a document that purports to be genuine

but is not because it has been falsely . . . endorsed . . .” 18 U.S.C. § 513(c)(2) (emphasis added); see

United States v. Hunt, 456 F.3d 1255, 1260 (10th Cir. 2006) (“In the paradigmatic case of forgery

at common law, the instrument ‘is not what it purports to be’ because it purports to be written by

someone who did not actually write it.”); see also United States v. Wilkins, 213 F. Supp. 332, 338

(S.D.N.Y. 1963) (“Under the common law a person signing a check in the name of another commits

forgery . . . .”). Consequently, her argument fails. And Turpin’s argument that checks are not

securities is equally frivolous; the statute includes checks in the definition of “security.” 18 U.S.C.

§ 513(c)(3).

       2.      Possession of Counterfeiting Implements

       Second, Turpin contends that she was entitled to acquittal on Count 33—possession of

counterfeiting implements in violation of 18 U.S.C. 513(b)—because a date discrepancy between

the indictment and the court’s factual findings renders her guilt factually impossible. That is, though

the indictment alleged that Turpin possessed the implements on April 30, 2004, the district court’s

findings of fact recites that the seizure occurred on May 20, 2003—a year earlier. Because no

evidence questions the indictment’s correctness as to the seizure date, we see this as plainly a

typographical error.

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United States v. Turpin

        Because Turpin seeks acquittal on this count, the question is not whether the dates agree, but

rather, does the record include sufficient evidence to support this count? United States v. Bashaw,

982 F.2d 168, 171 (6th Cir. 1992). “Even when a defendant is convicted after a bench trial, the test

is whether the evidence is sufficient to justify the trial judge, as trier of facts, in concluding beyond

a reasonable doubt that the defendant was guilty.” Id. (internal quotation marks omitted). The

record amply supports guilt here.

        Turpin raises another argument regarding a second scrivener’s error on the same count. She

insists that the court’s use of the phrase “fraudulent identification documents. . . .” instead of

“counterfeit securities” entitles her to acquittal. But again, the record amply supports her conviction

on this count for possessing implements to make counterfeit securities, namely the stolen and

cancelled checks, blank check paper, and check printing software found at Turpin’s residence.

Cancelled, unsigned, and blank checks are implements for making counterfeit securities within the

meaning of 18 U.S.C. 513(b). See United States v. Wade, 266 F.3d 574, 584 (6th Cir. 2001)

(unsigned checks); United States v. Pebworth, 112 F.3d 168, 169 (4th Cir. 1997) (blank checks);

United States v. Holloman, 981 F.2d 690, 692 (3d Cir. 1992) (cancelled checks).

        Thus, while the district court’s written findings do not specifically support Count 33, the

uncontroverted record supports Turpin’s conviction under 18 U.S.C. 513(b).

        3.      Sufficiency of the Evidence

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United States v. Turpin

       Third, Turpin presses a catch-all sufficiency challenge to all 55 counts of conviction,

premised on the unreliable characters who offered evidence to support her conviction—“the

[t]estimony of [s]erial [f]elons, [t]hieves, [a]ddicts, [l]iars and [k]naves,” she insists. In reviewing

de novo, this court should affirm “if the evidence, viewed in the light most favorable to the

government, would allow a rational trier of fact to find the defendant guilty beyond a reasonable

doubt.” United States v. Solorio, 337 F.3d 580, 588 (6th Cir. 2003); see also Jackson v. Virginia,

443 U.S. 307, 319 (1979).

        In ten excruciatingly detailed pages of her brief, Turpin sets forth the “chain of liars, crooks,

thieves, knaves and addicts,” and maintains that their various crimes render them not credible. But

the witnesses’ “knavery” does not mean that their testimony is insufficient evidence; even “the

uncorroborated testimony of an accomplice may support a conviction under federal law.” United

States v. Gallo, 763 F.2d 1504, 1518 (6th Cir. 1985) (rejecting a sufficiency-of-the-evidence

challenge). Here, a host of accomplices testified against Turpin, and that testimony supported the

court’s conclusions. Nor was their testimony uncorroborated; the court also reviewed hundreds of

relevant documents supporting conviction and a collection of counterfeiting and identification-

making implements seized from Turpin’s house. Viewed in context, the testimony sufficiently

justified the court finding Turpin guilty beyond a reasonable doubt.

       4.      Double Jeopardy Challenges

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United States v. Turpin

        Finally, Turpin raises two Fifth Amendment challenges for the first time on appeal. Because

she did not raise double jeopardy before the district court, she forfeits these claims. United States

v. Branham, 97 F.3d 835, 841–42 (6th Cir. 1996). Although plain error might save Turpin’s claims

for our review, we find no error at all, much less plain error. See id. Applying the well-established

Blockburger v. United States test, 284 U.S. 299 (1932), we find that the statutory offenses have

different elements, and therefore pass muster. Id. at 304. (“[W]here the same act or transaction

constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether

there are two offenses or only one, is whether each provision requires proof of a fact which the other

does not.”).

                                                  III.

        We remand for resentencing on those counts where the sentence imposed exceeds the

statutory maximum and we affirm Turpin’s conviction.

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