Court Opinion

ID: 4522770
Source: CourtListenerOpinion
Date Created: 2020-04-06 16:01:55.577512+00
Date Added: 2024-06-11T12:07:14.316325
License: Public Domain

In the United States Court of Federal Claims
                                 OFFICE OF THE SPECIAL MASTERS
                                        Filed: March 11, 2020

* * * * * * * * * * * *                                *
ERIC P. CABRERA and CAROL                              *
CABRERA, natural parents and guardians                 *
of L.C., a minor,                                      *        UNPUBLISHED
                                                       *
         Petitioners,                                  *        No. 13-598V
                                                       *
v.                                                     *        Special Master Gowen
                                                       *
SECRETARY OF HEALTH                                    *        Damages; Off-Table Injury;
AND HUMAN SERVICES,                                    *        Diphtheria-Tetanus-Acellular-Pertussis
                                                       *        (“DTaP”); Juvenile Idiopathic
         Respondent.                                   *        Arthritis (“JIA”).
*    *   * * * *           *    *   *    *    *   *    *

Sylvia Chin-Caplan, Law Office of Sylvia Chin-Caplan, Boston, MA, for petitioners.
Darryl R. Whishard, United States Department of Justice, Washington, DC, for respondent.

                                        DECISION ON DAMAGES1

        On August 21, 2013, Eric and Carol Cabrera (“petitioners”), on behalf of their minor
child L.C., filed a petition under the National Vaccine Injury Compensation Program (“Vaccine
Act” or the “Program”).2 Petition (ECF No. 1). Petitioners alleged that as a result of receiving a
diphtheria-tetanus-acellular pertussis (“DTaP”) vaccine on August 30, 2010, L.C. developed
juvenile idiopathic arthritis (“JIA”). Id. at ¶ 3-4. Respondent recommended against awarding
compensation. Respondent’s Report (ECF No. 27). Each party submitted expert reports. An
entitlement hearing was held on November 19, 2015. Transcript (ECF No. 73). Following the

1
  Pursuant to the E-Government Act of 2002, see 44 U.S.C. § 3501 note (2012), because this opinion contains a
reasoned explanation for the action in this case, I am required to post it on the website of the United States Court of
Federal Claims. The court’s website is at http://www.uscfc.uscourts.gov/aggregator/sources/7. This means the
opinion will be available to anyone with access to the Internet. Before the opinion is posted on the court’s
website, each party has 14 days to file a motion requesting redaction “of any information furnished by that party:
(1) that is a trade secret or commercial or financial in substance and is privileged or confidential; or (2) that
includes medical files or similar files, the disclosure of which would constitute a clearly unwarranted invasion of
privacy.” Vaccine Rule 18(b). An objecting party must provide the court with a proposed redacted version of the
opinion. Id. If neither party files a motion for redaction within 14 days, the opinion will be posted on the
court’s website without any changes. Id.

2
 The National Vaccine Injury Compensation Program is set forth in Part 2 of the National Childhood Vaccine
Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755, codified as amended, 42 U.S.C. §§ 300aa-1 to -34 (2012)
(Vaccine Act or the Act). All citations in this decision to individual sections of the Vaccine Act are to 42 U.S.C.A. §
300aa.
submission of post-hearing briefs, on January 12, 2017, the undersigned issued a ruling finding
that petitioners were entitled to compensation on behalf of L.C. based on a showing of causation-
in-fact. Ruling on Entitlement (ECF No. 82).

       On September 10, 2019, I granted petitioners’ motion for relief from judgment (ECF No.
159). I withdrew the original decision on damages filed on May 28, 2019 (ECF No. 154), which
was based on a previous proffer filed on May 21, 2019 (ECF No. 153). I also directed the Clerk
to withdraw the judgment entered on May 31, 2019 (ECF No. 157).

        On March 11, 2020, respondent filed a proffer on an award of compensation, which
indicates petitioners’ agreement to compensation on the terms set forth therein. Proffer (ECF
No. 175). The proffer is attached hereto as Appendix A.

        Consistent with the terms of the proffer, I hereby award the following compensation
for all damages that would be available under 42 U.S.C. § 300aa-15(a):

       1) A lump sum payment of $209,559.44 (representing compensation for pain and
          suffering ($200,000.00) and life care expenses for Year One ($9,559.44), in the
          form of a check payable to petitioners as guardian(s)/ conservator(s) of L.C., for
          the benefit of L.C.

       2) A lump sum payment of $2,062.75, representing compensation for past un-
          reimbursable expenses, in the form of a check payable to petitioners, Eric. P.
          Cabrera and Carol Cabrera.

       3) A lump sum payment of $8,145.03, representing compensation for satisfaction of
          a Colorado Department of Health Care Policy and Financing Medicaid lien,
          payable jointly to petitioners and Colorado Department of Health Care Policy
          and Financing, and mailed to:

           Colorado Department of Health Care Policy and Financing
           ATTN: Erika L. Herrera
           Third Party Liability & Recoveries Section
           1570 Grant Street
           Denver, CO 80203
           State ID No.: P493554
           Tax ID No.: XX-XXXXXXX

           Petitioners agree to endorse this payment to Colorado Department of Health
           Care Policy and Financing.

       4) An amount sufficient to purchase the annuity contract, subject to the conditions
          described in the proffer.

                                                2
       Accordingly, the Clerk of Court SHALL ENTER JUDGMENT in accordance with the
terms of the proffer and this decision.3

        IT IS SO ORDERED.
                                                                       s/Thomas L. Gowen
                                                                       Thomas L. Gowen
                                                                       Special Master

3
 Entry of judgment is expedited by each party’s filing notice renouncing the right to seek review. Vaccine Rule
11(a).

                                                         3
               IN THE UNITED STATES COURT OF FEDERAL CLAIMS
                              OFFICE OF SPECIAL MASTERS
__________________________________________
                                              )
ERIC P. CABRERA and CAROL                     )
CABRERA, as natural parents and               )
Guardians of L.C., a minor,                   )
                                              )
                      Petitioners,            )
                                              )
       v.                                     )   No. 13-598V
                                              )   Special Master Gowen
SECRETARY OF THE DEPARTMENT OF                )
HEALTH AND HUMAN SERVICES,                    )
                                              )
                      Respondent.             )
__________________________________________)

                      PROFFER ON AWARD OF COMPENSATION

I.     Procedural History

       On August 21, 2013, Eric P. Cabrera and Carol Cabrera (“petitioners”) filed a petition for

compensation on behalf of their minor child, L.C., under the National Childhood Vaccine Injury

Act of 1986, as amended, 42 U.S.C. §§ 300aa-1 et seq. (“Vaccine Act”). Petitioners allege that,

as a result of receiving the diphtheria-tetanus-acellular pertussis (“DTaP”) vaccine on August 30,

2010, L.C. developed juvenile idiopathic arthritis (“JIA”). On September 26, 2014, respondent

filed his Vaccine Rule 4(c) report, denying that entitlement to compensation was appropriate in

this case. On January 12, 2017, the Special Master issued a ruling on entitlement, finding that

petitioners were entitled to compensation for L.C.

       On September 10, 2019, the Special Master granted petitioners’ Motion for Relief from

Judgment. He withdrew his Decision on Damages, entered on May 28, 2019 (ECF No. 154) that

was based on a previous Proffer, filed on May 21, 2019 (ECF No. 153). He also directed the

Clerk to withdraw the judgment, entered on May 31, 2019 (ECF No. 157).

                                               -1-
I.       Items of Compensation

         A.       Life Care Items

         The respondent engaged life care planner, Laura Fox, MSN, BSN, RN, CDDN, CLCP,

and petitioners engaged ReEntry Rehabilitation Services, Inc., to provide an estimation of L.C.’s

future vaccine-injury related needs. For the purposes of this proffer, the term “vaccine related”

is as described in the Special Master’s Ruling on Entitlement. All items of compensation

identified in the life care plan are supported by the evidence, and are illustrated by the chart

entitled Appendix A: Items of Compensation for L.C., attached hereto as Tab A. 1 Petitioners

agree.

         B.       Lost Future Earnings

         The parties agree that based upon the evidence of record, L.C. will more likely than not

be gainfully employed in the future. Therefore, respondent proffers that L.C. should not be

awarded lost future earnings as provided under the Vaccine Act, 42 U.S.C. § 300aa-15(a)(3)(B).

Petitioners agree.

         C.       Pain and Suffering

         Respondent proffers that L.C. should be awarded $200,000.00 in actual pain and

suffering. See 42 U.S.C. § 300aa-15(a)(4). Petitioners agree.

         D.       Past Unreimbursable Expenses

         Evidence supplied by petitioners documents their expenditure of past unreimbursable

expenses related to L.C.’s vaccine-related injury. Respondent proffers that petitioners should be

awarded past unreimbursable expenses in the amount of $2,062.75. Petitioners agree.

         1
           The chart at Tab A illustrates the annual benefits provided by the life care plan. The annual benefit years
run from the date of judgment up to the first anniversary of the date of judgment, and every year thereafter up to the
anniversary of the date of judgment.

                                                         -2-
         E.       Medicaid Lien

         Respondent proffers that L.C. should be awarded funds to satisfy a Colorado Department

of Health Care Policy and Financing Medicaid lien in the amount of $8,145.03, which represents

full satisfaction of any right of subrogation, assignment, claim, lien, or cause of action the State

of Colorado may have against any individual as a result of any Medicaid payments the Colorado

Department of Health Care Policy and Financing has made to or on behalf of L.C. from the date

of his eligibility for benefits through the date of judgment in this case as a result of his vaccine-

related injury suffered on or about August 30, 2010, under Title XIX of the Social Security Act.

II.      Form of the Award

         The parties recommend that the compensation provided to L.C. should be made through a

combination of lump sum payments and future annuity payments as described below, and request

that the Special Master’s decision and the Court’s judgment award the following: 2

         A. A lump sum payment of $209,559.44 representing compensation for pain and

suffering ($200,000.00), and life care expenses for Year One ($9,559.44), in the form of a check

payable to petitioners as guardian(s)/conservator(s) of L.C., for the benefit of L.C. No payments

shall be made until petitioners provide respondent with documentation establishing that they

have been appointed as the guardian(s)/conservator(s) of L.C.’s estate. If petitioners are not

authorized by a court of competent jurisdiction to serve as guardian(s)/conservator(s) of the

estate of L.C., any such payment shall be made to the party or parties appointed by a court of

competent jurisdiction to serve as guardian(s)/conservator(s) of the estate of L.C. upon

submission of written documentation of such appointment to the Secretary.

         2  Should L.C. die prior to entry of judgment, the parties reserve the right to move the Court for appropriate
relief. In particular, respondent would oppose any award for future medical expenses, lost future earnings, and
future pain and suffering.

                                                         -3-
        B. A lump sum payment of $2,062.75, representing compensation for past

unreimbursable expenses, in the form of a check payable to petitioners, Eric P. Cabrera and

Carol Cabrera.

        C. A lump sum payment of $8,145.03, representing compensation for satisfaction of a

Colorado Department of Health Care Policy and Financing Medicaid lien, payable jointly to

petitioners and Colorado Department of Health Care Policy and Financing, and mailed to:

                      Colorado Department of Health Care Policy and Financing
                                      ATTN: Erika L. Herrera
                             Third Party Liability & Recoveries Section
                                         1570 Grant Street
                                         Denver, CO 80203
                                       State ID No: P493554
                                     TAX ID No: XX-XXXXXXX

Petitioners agree to endorse this payment to Colorado Department of Health Care Policy and

Financing.

        D. An amount sufficient to purchase the annuity contract, 3 subject to the conditions

described below, that will provide payments for the life care items contained in the life care plan,

as illustrated by the chart at Tab A attached hereto, paid to the life insurance company 4 from

        3
           In respondent’s discretion, respondent may purchase one or more annuity contracts from one or more life
insurance companies.
        4
          The Life Insurance Company must have a minimum of $250,000,000 capital and surplus, exclusive of
any mandatory security valuation reserve. The Life Insurance Company must have one of the following ratings
from two of the following rating organizations:

                 a. A. M. Best Company: A++, A+, A+g, A+p, A+r, or A+s;

                 b. Moody's Investor Service Claims Paying Rating: Aa3, Aa2, Aa1, or Aaa;

                 c. Standard and Poor's Corporation Insurer Claims-Paying Ability Rating: AA-, AA, AA+, or
                 AAA;

                 d. Fitch Credit Rating Company, Insurance Company Claims Paying Ability Rating: AA-, AA,
                 AA+, or AAA.

                                                       -4-
which the annuity will be purchased. 5 Compensation for Year Two (beginning on the first

anniversary of the date of judgment) and all subsequent years shall be provided through

respondent's purchase of an annuity, which annuity shall make payments directly to petitioners

only so long as L.C. is alive at the time a particular payment is due. At the Secretary's sole

discretion, the periodic payments may be provided to petitioners in monthly, quarterly, annual or

other installments. The “annual amounts” set forth in the chart at Tab A describe only the total

yearly sum to be paid to petitioners and do not require that the payment be made in one annual

installment.

                   1.      Growth Rate

         Respondent proffers that a four percent (4%) growth rate should be applied to all non-

medical life care items, and a five percent (5%) growth rate should be applied to all medical life

care items. Thus, the benefits illustrated in the chart at Tab A that are to be paid through annuity

payments should grow as follows: four percent (4%) compounded annually from the date of

judgment for non-medical items, and five percent (5%) compounded annually from the date of

judgment for medical items. Petitioners agree.

                   2.      Life-Contingent Annuity

             The petitioners will continue to receive the annuity payments from the Life Insurance

Company only so long as L.C. is alive at the time that a particular payment is due. Written

notice shall be provided to the Secretary of Health and Human Services and the Life Insurance

Company within twenty (20) days of L.C.’s death.

                   3.      Guardianship

         5
           Petitioners authorize the disclosure of certain documents filed by the petitioners in this case consistent
with the Privacy Act and the routine uses described in the National Vaccine Injury Compensation Program System
of Records, No. 09-15-0056.
                                                         -5-
       No payments shall be made until petitioners provide respondent with documentation

establishing that they have been appointed as the guardian(s)/conservator(s) of L.C.’s estate. If

petitioners are not authorized by a court of competent jurisdiction to serve as

guardian(s0/conservator(s) of the estate of L.C., any such payment shall be made to the party or

parties appointed by a court of competent jurisdiction to serve as guardian(s)/conservator(s) of

the estate of L.C. upon submission of written documentation of such appointment to the

Secretary.

III.   Summary of Recommended Payments Following Judgment

       A.      Lump sum paid to the court-appointed guardian(s)/
               conservator(s) of the estate of L.C. for the benefit of L.C.:        $209,559.44

       B.      Past unreimbursable expenses payable to petitioners:                 $   2,062.75

       C.      Medicaid lien:                                                       $   8,145.03

       D.      An amount sufficient to purchase the annuity contract described
               above in section II. D.

                                              Respectfully submitted,

                                              JOSEPH H. HUNT
                                              Assistant Attorney General

                                              C. SALVATORE D’ALESSIO
                                              Acting Director
                                              Torts Branch, Civil Division

                                              CATHARINE E. REEVES
                                              Deputy Director
                                              Torts Branch, Civil Division

                                              HEATHER L. PEARLMAN
                                              Assistant Director
                                              Torts Branch, Civil Division

                                                -6-
                        /s/Darryl R. Wishard
                        DARRYL R. WISHARD
                        Senior Trial Attorney
                        Torts Branch, Civil Division
                        U. S. Department of Justice
                        P.O. Box l46, Benjamin Franklin Station
                        Washington, D.C. 20044-0146
                        Direct Dial: (202) 616-4357

Dated: March 11, 2020

                          -7-
                                           Appendix A: Items of Compensation for L.C.                                  Page 1 of 1

                                                   Lump Sum
                                                  Compensation Compensation          Compensation     Compensation     Compensation
  ITEMS OF COMPENSATION              G.R. *     M    Year 1     Years 2-16            Years 17-30      Years 31-55     Years 56-Life
                                                      2020      2021-2035             2036-2049        2050-2074        2075-Life
Insurance Premium                    5%         M     2,209.44     2,209.44
Insurance MOP                        5%               6,750.00     6,750.00
Medicare Part B Deductible           5%                                                                                           198.00
Rheum-atology                        5%     *                                                235.00           235.00               47.00
Opthalmology                         5%     *                                                106.00
Orthopedics                          5%     *
Standing X-ray of Lower Extremity    5%     *
PT                                   4%     *              600.00
PT Eval                              4%     *                                                182.00           182.00
Shoe Lift                            4%     *                                                 40.00            40.00                8.00
Pain and Suffering                                     200,000.00
Past Unreimbursable Expenses                             2,062.75
Medicaid Lien                                            8,145.03
Annual Totals                                          219,767.22         8,959.44           563.00           457.00              253.00
Note: Compensation Year 1 consists of the 12 month period following the date of judgment.
Compensation Year 2 consists of the 12 month period commencing on the first anniversary of the date of judgment.
As soon as practicable after entry of judgment, respondent shall make the following payment to the court-appointed guardian(s)/
conservators(s) of the estate of L.C., for the benefit of L.C., pain and suffering ($200,000.00),
and Yr 1 life care expenses ($9,559.44): $209,559.44.
As soon as practicable after entry of judgment, respondent shall make the following payment to petitioners, Eric P. Cabrera and
Carol Cabrera, for past un-reimbursable expenses: $2,062.75.
As soon as practicable after entry of judgment, respondent shall make the following payment jointly to petitioners and the
Colorado Department of Health Care Policy and Financing Medicaid, as reimbursement of the State's Medicaid lien: $8,145.03.
Annual amounts payable through an annuity for future Compensation Years follow the anniversary of the date of judgment.
Annual amounts shall increase at the rates indicated in column "G.R." above, compounded annually from the date of judgment.
Items denoted with an asterisk (*) covered by health insurance and/or Medicare.
Items denoted with an "M" payable in 12 monthly installments at the discretion of respondent.