Court Opinion

ID: 9900429
Source: CourtListenerOpinion
Date Created: 2023-11-18 22:12:48.477996+00
Date Added: 2024-06-11T09:21:08.842357
License: Public Domain

396                   June 14, 2023               No. 301

         IN THE COURT OF APPEALS OF THE
                 STATE OF OREGON

                   STATE OF OREGON,
                    Plaintiff-Respondent,
                              v.
                 KEVIN LAVIN TAYLOR,
                  aka Kevin Lavan Taylor,
                   Defendant-Appellant.
              Multnomah County Circuit Court
                   17CR26979; A168298

  On remand from the Oregon Supreme Court, State v.
Taylor, 369 Or 675, 508 P3d 501 (2022).
  Benjamin N. Souede, Judge.
  Submitted on remand May 18, 2022.
   David Sherbo-Huggins, Deputy Public Defender, argued
the cause for appellant. Also on the briefs was Ernest G.
Lannet, Chief Defender, Criminal Appellate Section, Office
of Public Defense Services.
   Patrick M. Ebbett, Assistant Attorney General, argued
the cause for respondent. Also on the briefs were Ellen F.
Rosenblum, Attorney General, and Benjamin Gutman,
Solicitor General.
  Before Shorr, Presiding Judge, and Mooney, Judge, and
Pagán, Judge.
  PAGÁN, J.
  Affirmed.
Cite as 326 Or App 396 (2023)   397
398                                           State v. Taylor

        PAGÁN, J.
         In this criminal appeal, defendant contests his con-
viction for third-degree sexual abuse. In a single assign-
ment of error, defendant asserts that the trial court erred
by admitting other-acts evidence under OEC 404(3).
         This case is before us on remand from the Supreme
Court. When this case was previously before us, we con-
cluded that the challenged other-acts evidence was admissi-
ble under a “spurious plan” theory of noncharacter relevance
and we affirmed. State v. Taylor, 315 Or App 608, 501 P3d
7 (2021), vac’d and rem’d, 369 Or 675 (2022) (Taylor I). The
Supreme Court vacated and remanded our previous decision
for reconsideration in light of State v. Jackson, 368 Or 705,
498 P3d 788 (2021). See State v. Taylor, 369 Or 675, 508 P3d
501 (2022) (Taylor II). Now, using the analysis of Jackson,
368 Or at 733, we conclude that the state, as proponent of
the challenged evidence, sufficiently “articulate[d] the chain
of inferences that makes the evidence relevant to [an iden-
tified] purpose and explain[ed] how that chain of inferences
does not depend on the actor’s character.” Accordingly, we
affirm.
          We review a trial court’s determination of relevance
under OEC 401 for errors of law. State v. Stockton, 310 Or App
116, 123, 483 P3d 657 (2021). Likewise, we review a trial
court’s determination that other-acts evidence is relevant
and admissible under OEC 404(3) for legal error. Id. In the
procedural history of this case, the challenged evidence was
deemed relevant and admissible under OEC 404(3) during
a pretrial hearing, thus our review is limited to the record
that was before the trial court at that time. State v. Warren,
291 Or App 496, 510, 422 P3d 282, rev den, 363 Or 744
(2018). Regardless of the ultimate OEC 404(3) avenue that
the proponent of other-acts evidence seeks for admission,
the proponent must articulate a “theory of relevance that
connects the evidence to the fact of consequence.” Jackson,
368 Or at 717. When called on to consider other-acts evi-
dence, a court cannot “simply look for the proponent’s iden-
tification of a noncharacter material fact that permits use of
other acts as proof,” such as those purposes enumerated in
OEC 404(3), and “for some probative value of that evidence
Cite as 326 Or App 396 (2023)                                399

that is connected in any way to the identified purpose.”
Id. at 733. Rather, the proponent of the evidence must meet
its “burden to establish that it is offering a theory of rele-
vance for the evidence that does not depend on character-
based reasoning prohibited under OEC 404(3),” by explain-
ing first why the evidence is relevant to that theory and
second how the “chain of inferences does not depend on the
actor’s character.” Id.
                       BACKGROUND
        While we often refer to prior opinions for back-
ground when a matter is remanded from the Supreme
Court, we provide a more detailed discussion of the evidence
here because the particulars of the proceedings below are
relevant to the updated analysis on remand.
           One afternoon, J was studying on the first floor of
the library of her community college. While she was sitting
at a table divided into study carrels, defendant sat down
next to J. He slowly encroached on J’s space, causing her to
“stomp[ ] on his foot at one point” to assert her space. Even
after doing so, the encroachment continued, and ultimately,
“[J] felt [defendant’s] hand reach under [the desk] and touch
[J’s] vagina, sort of around the pubis.” J stood up, got her
schoolbooks, and moved to a different table. A few min-
utes later, J texted a friend about the touching, and after
an exchange of text messages, J reported the incident to a
librarian and campus security.
         Before trial, defendant sought to exclude a security
video from upstairs in the library, that was recorded min-
utes before the encounter with J. According to defense coun-
sel, that video would show
   “that [defendant] went upstairs. He selected a book. He sat
   down in a cubicle next to a woman. He got up and then
   went back. And then over the course of about 30 minutes,
   his leg extended over towards the woman and then was
   near the woman for a while. And then she got up and left.”
       “And then a couple minutes later, [defendant] got up and
   left and then he walked downstairs and he sat down next
   to [J].”
400                                             State v. Taylor

Defendant denied any contact with the woman shown on the
video. The state did not identify that woman or call her as
a witness, but nevertheless charged defendant with third-
degree sexual abuse and harassment related to the upstairs
encounter. Although not relevant to our ultimate decision,
defendant waived a jury trial on those two charges and was
granted a motion for judgment of acquittal on both counts.
         As for the charges related to J, defendant argued
that the video was not relevant to any fact at issue with
respect to the encounter involving J. Defendant further con-
tended that the jury would be confused by the challenged
video evidence because “[it] doesn’t show any crime has been
committed,” and so it should be excluded as unfairly preju-
dicial under OEC 403. Finally, defendant claimed that the
challenged video evidence was “pure propensity” and should
be excluded under OEC 404.
          The state countered that the video, as evidence of
prior actions, was relevant to show defendant’s intent, mean-
ing defendant engaged in knowing conduct, that touching J
was not a mistake, and to demonstrate defendant’s motive,
plan, and preparation. The state added that the video was
consistent with J’s testimony, with both incidents occurring
in the same library, on the same day, and, while on different
floors, the study carrel set up was nearly identical.
        Because Jackson requires the proponent of the
other-acts evidence to articulate the chain of inferences
that support admission of other-acts evidence, we recount in
more detail the exact arguments the state made during the
hearing.
         The state initially described the upstairs video as
occurring “in a section of the library similar to the study
cubicles [where J sat,] * * * [t]he same day at the same library,
roughly the same time, just, you know, I think shortly before
the conduct involving [J].” The state then contended that
defendant engaged in conduct that was very similar between
the uncharged act and the charged act, which tended to cor-
roborate J’s account of the charged act.
         When pressed by the trial court to explain “the fact
at issue,” the state explained: “It goes to intent, Your Honor.
Cite as 326 Or App 396 (2023)                              401

It goes to intent. Okay. The state has to show * * * that the
defendant engaged in knowing conduct[,] * * * [t]hat he
knowingly or intentionally subjected [J] to sexual contact.”
The court then asked for an explanation for why the sim-
ilarity of conduct—sitting next to a woman and encroach-
ing in her space—made it “more or less likely that [defen-
dant] committed the element of the crime—the elements of
the crime that he is charged with here? * * * So what is the
intent that his decision to sit next to a different woman and
invade her space, what is the intent that is related to the
charged criminal activity that you think it corroborates?”
         The state responded that looking at the alleged sex-
ual touching “in isolation” would miss the point. “You have
to look at everything that happens up to that point. * * * It
is a progression. It is a buildup to what is then the ulti-
mate violation.” The state continued that it needed to show
that “defendant’s conduct here was not by mistake.” A little
later, the state added, “It is the buildup to it that is import-
ant, because [defendant] does the exact same buildup * * *,
because the only thing that’s different in the upstairs exam-
ple is that the person leaves.”
         The court noted that the state had still not con-
nected things in a way other than “it’s sort of creepy if a per-
son walks around a library sitting too close to women who
are alone and studying,” but that it understood the state
was not offering to “prove that the defendant is just a creepy
guy who has a propensity to do this.” The state responded
that its theory of the case involved “someone who is finding
women who are alone. * * * And then it is a slow progression,
almost—I’m not going to call it a grooming exercise * * * but
of that nature.”
        The court asked, “[I]f we have a thousand instances
where he’s intentionally sat too close to women, why does
that make it more or less likely that when he allegedly
reaches over and touches them with his hand, that that is
done intentionally or not intentionally?” The state again
responded that “taking everything in isolation” would miss
the connection and that J was “telling an entire story and
that the only—and that at the end—it is only that end, the
last chapter is where he touches her with his hand.”
402                                              State v. Taylor

         A little later in the colloquy, the state contended
that because of the “close in time” relationship between the
two acts, the other-acts evidence was relevant to show defen-
dant’s motive and “lack of mistake” in touching J. The state
then argued that “I think it also goes to * * * plan and prepa-
ration, which are both identified in [OEC] 404(3), because,
like I said, the—conduct involved is * * * very consistent
between the two individuals.”
          After reviewing the video, the court concluded that
it was admissible, stating, “Having watched the video con-
firmed my earlier inclination. I find that the video is relevant
and is relevant for a nonpropensity purpose, for purposes,
that is, to prove motive, plan, preparation and * * * absence
of mistake.” The court continued, “the motive part being to
be seated close enough to a woman sitting alone to allow for,
at the very least, putatively incidental touching and poten-
tially would allow for more than incidental touching.”
         Defendant argued that admission of the video would
be more prejudicial than probative because the video failed
to show any criminal activity and could be misused by the
jury. In response, the state argued that the video was highly
probative, in particular because it demonstrated defendant’s
motive, intent, and plan to get close enough to a woman sit-
ting in a cubicle to be able to touch her. The state noted:
   “He is progressively getting closer and closer into the
   unknown woman’s space. Then when she finally does get
   up and leaves, he doesn’t stay in the exact same position.
   He actually does withdraw a little bit. He then starts kind
   of looking around. And shortly after she leaves, he gets up
   and leaves.”
Following that argument, the trial court engaged in an
OEC 403 balancing analysis and concluded that a limiting
instruction would be sufficient to mitigate any potential
prejudice from the video.
        During the trial, the challenged video evidence
was played to the jury during the state’s case and during
the state’s cross-examination of defendant. Defendant was
convicted of third-degree sexual abuse, ORS 163.415, and
timely appealed.
Cite as 326 Or App 396 (2023)                                               403

                                 ANALYSIS
         Consistent with our instructions on remand from
the Oregon Supreme Court, we consider how Jackson
applies. In supplemental briefing, defendant argues that
Jackson precludes the admission of any evidence under a
spurious plan theory. As we discuss below, we reject that
categorical reading of Jackson.
         In requiring the proponent of the other-acts evi-
dence to identify the inferences it desired the factfinder to
draw and to explain why those inferences carried a nonchar-
acter link, Jackson has shifted our traditional paradigm for
review in other-acts evidence cases. Prior to Jackson, we
would independently analyze the challenged other-acts evi-
dence under the purposes accepted by the trial court, and
search for any noncharacter inference that would support
admission of the evidence. Compare Jackson, 368 Or at 730
(setting out the proponent’s articulated chain of inferences)
with Taylor I, 315 Or App at 616-23 (explaining inferences
that jury could conceivably draw).
         Thus, we understand our task to have shifted. As we
have in the past, our review is limited to the noncharacter
theories of relevance under which the trial court admitted
the evidence. However, our review must be further limited
to the chain of inferences that the proponent of the other-
acts evidence articulated. See Jackson, 368 Or at 733.
         As Jackson makes clear, this formulation is neces-
sary to guard against hidden character-based reasoning.
Id. at 731-33 (analyzing proffered inferences for character
reasoning). This formulation also promotes the ability of the
trial court to properly assess the probative value of other-
acts evidence and balance it against the potential for unfair
prejudice.1 To the extent that defendant is now arguing that
Jackson categorically precludes the admission of any “spu-
rious plan” evidence, we reject that argument. Whether the
parties use a label like “true,” or “spurious” plan, Jackson
     1
       We observe that most admissible other-acts evidence will carry both a char-
acter inference and a noncharacter inference. Assessing the relative strength of
those inferences can best be accomplished when the trial court is fully apprised
of the chain of inferences that connects the other-acts evidence in a manner that
is permissible.
404                                            State v. Taylor

requires the trial court to examine the actual evidence and
what inferences are necessary for a factfinder to draw in
order to reach the conclusion the proponent seeks, regard-
less of what label the proponent used for the evidence. See
id. at 733.
         From the colloquy between the state and the court
in the pretrial hearing, we understand that the state sought
to admit the other-acts evidence to prove two separate facts
at issue. First, by arguing that the acts depicted in the video
and the charged act were part of a common plan to sexually
assault women on that day, the state contended the evidence
was relevant to show that the actus reus of the charged crime
occurred. That is, the state argued the video demonstrated
the “progression” of defendant’s plan by showing his failed
attempt to commit the same act minutes prior to the incident
with J. Second, the state contended that the common plan
made it more likely that when defendant touched J, he did so
with a culpable mental state. The trial court accepted those
premises and admitted the other-acts evidence for “plan,”
“motive,” and “absence of mistake” purposes. Ultimately,
because we conclude that the evidence was admissible under
a plan theory, we need not discuss whether it would have
been admissible to establish motive or absence of mistake.
         Plan, as a theory of other-acts relevance, is divided
into evidence tending to show what courts have called a
“true plan” or a “spurious plan.” State v. Turnidge (S059155),
359 Or 364, 439, 374 P3d 853 (2016), cert den, ___ US ___,
137 S Ct 665 (2017). In a true plan scenario, the other-acts
evidence is offered to show that the defendant formed a
plan, including the charged and other acts, “as stages in the
plan’s execution.” Id. (internal quotation marks omitted). In
contrast, evidence of a spurious plan consists of other-acts
evidence “offered to show that a defendant engaged in a pat-
tern or systematic course of conduct from which the exis-
tence of a plan is to be inferred.” Id. (emphasis in original).
         In this instance, the state did not specifically argue
that defendant had a true plan, where the other act and the
charged act were individual steps in a broader plan. Rather,
the state argued that the other act depicted a preparatory
step or “trial run” for the charged act. Although the trial
Cite as 326 Or App 396 (2023)                                                405

court admitted the other-acts evidence as relevant to show,
among other theories, “preparation,” in Oregon, evidence
bearing that relationship has been analyzed under the true
plan theory of relevance. Cf. Turnidge, 359 Or at 441 (bomb
threat made 13 years before charged bombing relevant to
show trial run for charged act); State v. Brown, 217 Or App
330, 339, 176 P3d 400 (2007) (evidence demonstrated pre-
paratory steps of targeting a certain class of individuals).
Additionally, the state argued that a factfinder could infer
from the prior conduct that defendant was executing a plan
to sexually abuse a woman—any woman—in the library by
using the proximity of the seats at the cubicles, which would
corroborate J’s testimony about defendant’s conduct after
the events in the video. Ultimately, we understand that the
state was offering the other-acts evidence as relevant to
show both preparatory steps or a “trial run” under the true
plan theory and as relevant to provide a basis for inferring
that defendant had a plan to sexually assault women in the
library on that day—in other words, a spurious or unlinked
plan. Because we conclude that the evidence was admissi-
ble under the spurious plan framework, we will not discuss
whether the evidence would support a true plan inference.2
         In the general framework for a spurious or unlinked
plan noncharacter theory, we ask a factfinder to deduce a
plan from a series of similar acts. The existence of a plan
is the linking factor between the events. Under a spurious
plan theory, we focus on whether the temporal and spatial
relations of the prior incident and the charged incident,
along with the similarity in conduct, allow for a reasonable
inference that an individual had a design or plan and was
in the process of executing it. See State v. Leistiko, 352 Or
172, 188-89, 282 P3d 857, adh’d to as modified on recons, 352
Or 622 (2012), abrogated in part on other grounds by State v.
Jackson, 368 Or 705, 721, 498 P3d 788 (2021) (discussing the
theories of what threshold of similarity is required to use
prior conduct to establish a common design).

    2
      As we noted in State v. Travis, 320 Or App 460, 470, 513 P3d 614 (2022),
the specific labels, such as true plan, spurious plan, or preparation, are not dis-
positive to questions of admissibility, but “[n]onetheless, those labels, if used
precisely, can at least serve a valuable calibration point to ensure the meaning
intended by the advocate is the meaning received by the court.”
406                                                         State v. Taylor

         Throughout the colloquy at the pretrial hearing,
the state compared the similarity of the upstairs encounter
and the charged act. The state highlighted factors such as
the virtual identity of time, place, and conduct leading up to
the alleged touching, noting that defendant “does the exact
same buildup * * *, because the only thing that’s different in
the upstairs example is the person leaves.” The state fur-
ther argued that the prior incident was relevant because,
when the woman left, defendant reacted in a manner that
demonstrated dissatisfaction, suggesting that the woman’s
leaving frustrated defendant’s purpose. We thus under-
stand that the state was offering the other-acts evidence
as relevant to show that, due to the similarity of features
between the two acts, defendant had a spurious or unlinked
plan. That is, the state asked the factfinder to infer a plan
to sexually abuse somebody from the proximity in time and
space and based on the similarity of the other act and the
charged act. Pursuant to Jackson, that is sufficient to dis-
charge the first step of articulating the desired inferences to
make the other-acts evidence relevant. Jackson, 368 Or at
733.
         We turn to the second step of Jackson—whether the
state explained why the inferences did not rely on charac-
ter reasoning. To be clear, in this case, neither the identity
of the perpetrator nor a claim of accidental touching was
at issue, thus the plan evidence was not required for iden-
tity or intent. The only fact at issue, at least at the time of
the pretrial hearing, was whether defendant committed the
actus reus of the charged act.3 See State v. Pitt, 352 Or 566,
580, 293 P3d 1002 (2012) (relevance assessed as of the time
of the motion in limine deciding admissibility of other-acts
evidence). “[A] plan to do an act is relevant to prove that the
defendant in fact acted pursuant to that plan.” Leistiko, 352
Or at 187.
         Here, the state sought to introduce the evidence of
the upstairs encounter to show, first, that defendant had a
plan to sit near women in a bid to sexually abuse them, and
   3
     Other-acts evidence relevant to show a plan would tend to prove both intent
and that an individual acted in accordance with that plan. State v. Hudman, 279
Or App 180, 189-90, 379 P3d 659 (2016).
Cite as 326 Or App 396 (2023)                             407

because defendant had that plan, the jury should infer that
defendant’s conduct with J was consistent with that design.
See Turnidge, 359 Or at 440 (explaining logical framework
to make spurious plan evidence relevant). Identifying what
character inference could be drawn from the video tends to
support the state’s position. Character evidence requires a
factfinder to infer that a defendant tends to do something in
particular circumstances. Jackson, 368 Or at 716 (“In evi-
dence law, character means a person’s disposition or propen-
sity to engage or not to engage in certain types of behavior.”
(Internal quotation marks omitted.)). During the hearing,
the trial court repeatedly asked what character inference
could be drawn from the video, particularly when defen-
dant’s position was that the video did not demonstrate any
criminal activity. In response, defendant argued that the
jury could infer that defendant had a tendency to sit too close
to women or to “manspread” when seated next to someone.
But the state did not want the jury to infer either of those
things, as such inferences would suggest innocuous, acci-
dental conduct. Rather, the state’s focus was on defendant’s
plan or design, on that day, in that place, to sit near women,
slowly encroach on their space, and finally, touch them in a
sexual manner. While it is arguable whether a factfinder is
actually using propensity in that circumstance—if a person
has a plan, they have a tendency to act in conformity with
it—applying propensity reasoning to such temporally and
spatially related actions would atomize the principle to its
unreasonable end.
        We could analogize to an individual who is arrested
for breaking into a vehicle. If the state had a video of that
individual attempting to open various car doors on a street,
but the individual left the viewpoint of the recording, and
the state offered a witness who testified that minutes
later the same individual broke into a car on that same
street within the witness’s view, we would no doubt find
that evidence admissible. The theory of admission would
be the same as the state offered in this case: The video
is evidence of the individual’s actions immediately pre-
ceding the criminal incident, demonstrating that, at that
time, and at that place, the individual was executing what
could reasonably be inferred to be a plan to break into a
408                                                            State v. Taylor

vehicle.4 However, if the video of the individual was from a
different street, on a different date, the use of that video to
inculpate that individual would necessarily require a pro-
pensity bridge, because the jury would have to conclude that
the individual had a propensity to engage in such conduct,
so it is likely they engaged in that conduct at the time of
the alleged criminal activity. The jury’s use of spatial and
temporal relations to make a determination about the like-
lihood that the accused was present, able, and intentionally
engaging in the criminal conduct would be significantly
minimized in the second scenario.
          In assessing the similarity of the other act and
charged act, the proponent must show “not merely a simi-
larity in the results, but such a concurrence of common fea-
tures that the various acts are naturally to be explained as
caused by a general plan of which they are the individual
manifestations.” Leistiko, 352 Or at 188 (internal quotation
marks omitted; emphasis omitted). The factual scenario in
the instant case is much more like the first hypothetical.
When we have rejected other-acts evidence proffered to
show an unlinked plan, the cases did not involve the nearly
identical time, space, and conduct considerations that are
present in this case. See, e.g., State v. Hudman, 279 Or App
180, 188-89, 379 P3d 659 (2016) (physical similarity between
other act and charged act insufficient); State v. February,
253 Or App 658, 667, 292 P3d 604 (2012) (significant dif-
ferences between the two situations). In the instant case,
the overwhelming similarity between the two acts allows
an inference not only of a general plan, but also that the
conduct depicted in the other-acts evidence could reasonably
be inferred as an attempt to sexually abuse the unknown
woman.5
          The inferences the state identified—those of an
unlinked or spurious plan—did not require character
     4
       As the strength of the noncharacter inference wanes in light of the increas-
ing attenuation in similarity, the trial court should consider whether the proba-
tive value of the noncharacter inference is significantly outweighed by the char-
acter inference.
     5
       The burdens of persuasion for admissibility of evidence and criminal liabil-
ity are different. That is, even though the other-acts evidence was insufficient to
support a conviction on the related counts, it does not follow that the evidence was
not admissible.
Cite as 326 Or App 396 (2023)                            409

reasoning to connect the other act to the charged act. The
trial court did not err by concluding that the other-acts evi-
dence was relevant and admissible for the purpose of prov-
ing defendant’s plan.
        Affirmed.