Court Opinion

ID: 5129469
Source: CourtListenerOpinion
Date Created: 2021-11-24 22:00:35.038526+00
Date Added: 2024-06-11T08:23:12.183384
License: Public Domain

NOT RECOMMENDED FOR PUBLICATION
                               File Name: 21a0542n.06

                                          No. 21-3166

                          UNITED STATES COURT OF APPEALS
                               FOR THE SIXTH CIRCUIT
                                                                                      FILED
                                                                                Nov 24, 2021
 UNITED STATES OF AMERICA,                       )
                                                 )                          DEBORAH S. HUNT, Clerk
        Plaintiff-Appellee,                      )
                                                 )       ON APPEAL FROM THE UNITED
 v.                                              )       STATES DISTRICT COURT FOR THE
                                                 )       NORTHERN DISTRICT OF OHIO
 CURTIS HINTON,                                  )
                                                 )                         OPINION
        Defendant-Appellant.                     )

       Before: SUTTON, Chief Judge; STRANCH and BUSH, Circuit Judges.

       JANE B. STRANCH, Circuit Judge. Curtis Hinton appeals his sentence for violating his

conditions of supervised release, arguing that it is both procedurally and substantively

unreasonable. Because Hinton’s newly imposed term of supervised release exceeds the maximum

permissible under 18 U.S.C. § 3583(h), we VACATE and REMAND for further proceedings on

that aspect of Hinton’s sentence. We AFFIRM all other aspects of Hinton’s sentence.

                                    I.   BACKGROUND

       On December 19, 2017, Curtis Hinton pleaded guilty to one count of conspiracy to commit

bank fraud in violation of 18 U.S.C. § 1349 and two counts of substantive bank fraud in violation

of 18 U.S.C. § 1344(1). On March 28, 2018, Hinton was sentenced to time served—approximately

eight months and fifteen days of imprisonment—and a supervised release term of three years.

Hinton’s term of supervised release began on August 29, 2018.

       In January 2019, Hinton was charged with domestic violence in state court. As a result of

the charge, the district court issued a warrant for Hinton’s arrest for violating the terms of his
No. 21-3166, United States v. Hinton

supervised release, which required that he “not commit another federal, state, or local crime.”

After conducting a violation hearing, the district court allowed Hinton to be released on bond

pending the disposition of the new charge. The district court, however, imposed additional

conditions on Hinton’s release, requiring Hinton to undergo GPS monitoring and ordering him to

have no contact with the victim of his domestic violence charge.

       In March 2019, Hinton violated the bond conditions, and the district court revoked his

bond. Hinton was subsequently held in custody pending the resolution of his new charge. In June

2019, Hinton pleaded guilty to a lower charge of misdemeanor assault in state court. Following

the resolution of the state charge, the district court held a violation hearing.

       Ahead of the violation hearing, the United States Pretrial Services and Probation Office

(Probation Office) prepared a supplemental violation report outlining Hinton’s violations and the

corresponding Guidelines information. The supplemental report provided that Hinton was in

Criminal History Category III and Grade C was the highest grade of violation, resulting in a

Guidelines range of 5–11 months’ imprisonment. At the hearing, Hinton admitted to the Grade C

violation.   The Probation Office indicated its willingness to continue to supervise Hinton.

Recognizing the unusual circumstances of the Probation Office’s willingness to continue

supervision with Hinton, the district court sentenced Hinton to time served—approximately three

months imprisonment—and continued Hinton’s term of supervision.

       Throughout the hearing, the district court stressed that it would not “be very lenient” if

Hinton violated his supervised release again. The district court specifically noted that if Hinton

violated his terms again, “I’ll probably -- I’ll give you definitely a guideline sentence, and I could

give you up to two years.” The district court concluded the hearing by telling Hinton “[Y]ou’re

going to have to prove yourself. That’s all I’m saying.”

                                                  -2-
No. 21-3166, United States v. Hinton

       In March 2020, the Probation Office filed a report indicating that Hinton had violated the

terms of his supervised release again when he was charged with improperly handling a firearm in

a motor vehicle and driving under suspension in state court. Hinton was eventually charged in the

United States District Court for the Northern District of Ohio, Case No. 1:20-CR-294, with one

count of possession of a firearm and ammunition by a convicted felon and one count of possession

of a firearm by a person with a domestic violence conviction. This firearms case was assigned to

the same district judge who presided over Hinton’s supervised release. In October 2020, Hinton

pleaded guilty to both offenses.

       In February 2021, the district court held a combined sentencing hearing for the violation

of supervised release and for the firearms case. Ahead of the sentencing hearing, the Probation

Office filed a supplemental report affirming its recommendation of 8–14 months as Hinton’s

Guidelines range of imprisonment.

       At the hearing, the district court considered Hinton’s history and characteristics, including

his age, drug-related issues, accommodation with law enforcement, criminal history, and the effort

he was making since his arrest. The district court ultimately sentenced Hinton to twenty-four

months imprisonment, to be served consecutively to the sentence in the firearms case, and three

years of supervised release, to run concurrently with the term of supervised release in the firearms

case. The district court explained that the prison sentence was to be served consecutively because

Hinton committed the firearms offense while on supervision.

       The district court then asked counsel for objections. Neither defense counsel nor the

Government objected. Hinton himself, however, asked the district court to explain his sentence

further. Specifically, Hinton noted that his Guidelines range for the supervised release violation

was 8–14 months and that he was “trying to figure out why is it 24 months then.” The district

                                                -3-
No. 21-3166, United States v. Hinton

court then explained that Hinton was correct that his Guidelines range was 8–14 months and further

explained that 24 months was the maximum. When Hinton continued to express confusion, the

district court explained “because you got another case while [ ] on supervision, you get the

maximum.” Following the hearing, the district court entered a written order reiterating its finding

that Hinton violated his supervised release and outlining the resulting sentence.

           Hinton timely appealed his sentences in both this supervised release violation case and the

firearms case.1 Hinton’s appeal of the firearms case was resolved earlier this year by a different

panel of this court, which affirmed the district court’s judgment. United States v. Hinton, No. 21-

3162 (6th Cir. Sept. 24, 2021) (order). In this present appeal, Hinton argues his sentence for

violating his supervised release is both procedurally and substantive unreasonable.

                                                II.    ANALYSIS

           A.       Standard of Review

           “Review of a sentence imposed for violation of the conditions of supervised release is

identical to review of a sentence imposed for a conviction.” United States v. Wilson, 630 F. App’x

575, 578 (6th Cir. 2015) (citing United States v. Bolds, 511 F.3d 568, 575 (6th Cir. 2007)).

“Sentences in criminal cases are reviewed for procedural and substantive reasonableness.” United

States v. Freeman, 640 F.3d 180, 185 (6th Cir. 2011) (citing Gall v. United States, 552 U.S. 38,

51 (2007)). We “must first ensure that the district court committed no significant procedural error,

such as failing to calculate (or improperly calculating) the Guidelines range, treating the

Guidelines as mandatory, failing to consider the § 3553(a) factors, selecting a sentence based on

clearly erroneous facts, or failing to adequately explain the chosen sentence—including an

explanation for any deviation from the Guidelines range.” Gall, 552 U.S. at 51. Then, we review

1
    While the two cases were consolidated on appeal, their status was later changed to related.

                                                           -4-
No. 21-3166, United States v. Hinton

the substantive reasonableness of a sentence.           Id.   “Simply put, a defendant’s sentence is

substantively unreasonable if it is too long.” United States v. Lee, 974 F.3d 670, 676 (6th Cir.

2020) (citing United States v. Rayyan, 885 F.3d 436, 442 (6th Cir. 2018)). And “[a] sentence is

too long when it is ‘greater than necessary’ to achieve the sentencing goals set forth in 18 U.S.C.

§ 3553(a)(2).” Id. (quoting 18 U.S.C. § 3553(a)(2)).

        Generally, reasonableness in sentencing is reviewed under the abuse-of-discretion

standard. United States v. Johnson, 640 F.3d 195, 201 (6th Cir. 2011) (citing United States v.

Polihonki, 543 F.3d 318, 322 (6th Cir. 2008)). Under this standard, we review the district court’s

legal conclusions de novo and its factual findings for clear error. United States v. Shanklin, 924

F.3d 905, 919 (6th Cir. 2019).

        “Under the rule we adopted in Bostic, district courts are required, after announcing

sentence, to ‘ask the parties whether they have any objections to the sentence . . . that have not

previously been raised.’” United States v. Herrera-Zuniga, 571 F.3d 568, 578 (6th Cir. 2009)

(quoting United States v. Bostic, 371 F.3d 865, 872 (6th Cir. 2004)). “Where the sentencing judge

complies with this procedure, the defendant generally forfeits the right to challenge on appeal any

procedural errors to which he did not object at the time of sentencing.” Id. In that situation, we

review the claims for plain error instead of the usual abuse of discretion. Freeman, 640 F.3d at

186. Notably, “[a] defendant [ ] is not required to object to the substantive reasonableness of his

sentence to preserve that issue for appeal.” Herrera-Zuniga, 571 F.3d at 578.

        “Plain error exists where there is ‘(1) error (2) that was obvious or clear, (3) that affected

[the] defendant’s substantial rights and (4) that affected the fairness, integrity, or public reputation

of the judicial proceedings.’” United States v. Donadeo, 910 F.3d 886, 893 (6th Cir. 2018)

(quoting United States v. Vonner, 516 F.3d 382, 386 (6th Cir. 2008) (en banc)).

                                                  -5-
No. 21-3166, United States v. Hinton

       B.      Procedural Reasonableness

       The parties first dispute which standard of review applies to the procedural reasonableness

arguments Hinton raises on appeal. The Government contends that the plain error standard is

appropriate because Hinton’s trial counsel did not raise these particular issues below. Hinton

argues that while his trial counsel did not object, Hinton himself raised some of the issues when

he asked the district court multiple times to explain the above-Guidelines sentence after the

sentence was announced. Indeed, Hinton noted that the sentence imposed was outside of the

Guidelines range and specifically stated, “I’m trying to figure out why is it 24 months then.”

       In Vonner, we applied the rule that “[n]ormally, a defendant must object to a district court’s

procedural errors in imposing sentence immediately after the court imposes the sentence, or any

challenges to the procedural aspects of the sentence on appeal are reviewed for plain error.” United

States v. Grams, 566 F.3d 683, 686 n.1 (6th Cir. 2009) (citing Vonner, 516 F.3d at 390). “As this

court has recognized, the purpose of the rule applied in Vonner is to ‘provide[ ] the district court

with an opportunity to address the error in the first instance and allow[ ] this court to engage in

more meaningful review.’” Id. (quoting Bostic, 371 F.3d at 871) (alterations in original). As such,

“[w]hen determining whether a party has adequately preserved a claim for appeal, this court

examines the record ‘with an eye to the realities of the facts and circumstances of each sentencing

proceeding.’” United States v. Davis, 751 F.3d 769, 773 (6th Cir. 2014) (quoting United States v.

Morgan, 687 F.3d 688, 694 (6th Cir. 2012)).

       In the present case, while Hinton raised objections that were addressed by the district court,

some of the issues he now raises on appeal were not preserved. Hinton’s inquiries about why his

sentence was above the Guidelines range were sufficient to give the district court the opportunity

to address Hinton’s concern that it had not adequately explained the upward deviation. In fact, it

was not until Hinton himself raised the issue that the district court provided an explanation for

                                                -6-
No. 21-3166, United States v. Hinton

doing so, explaining it was “because you got another case while you’re on supervision, you get the

maximum.” Accordingly, whether the district court procedurally erred in failing to adequately

explain Hinton’s sentence will be reviewed under the abuse of discretion standard. Hinton’s

arguments regarding the district court’s treatment of the Guidelines as mandatory and his term of

supervised release, however, were not preserved below and will be reviewed for plain error.

               1.      Term of Imprisonment

       Hinton first challenges the procedural reasonableness of his term of imprisonment arguing

that the district court failed to sufficiently explain its upward variance from the recommended

Guidelines range, including a failure to consider the § 3553(a) factors. A district court “must

adequately explain the chosen sentence to allow for meaningful appellate review and to promote

the perception of fair sentencing.” Gall, 552 U.S. at 50. An adequate explanation “involves

considering the § 3553(a) factors” to a sufficient degree. United States v. Byrd, 843 F. App’x 751,

756 (6th Cir. 2021). “While the district court need not list each § 3533(a) factor by name, it must

illustrate somehow that it did in fact consider each of the factors, offering something more than a

‘conclusory judicial assertion’ as proof.” Id. (quoting United States v. Ferguson, 518 F. App’x

458, 467 (6th Cir. 2013)).

       In the present case, the record reflects that the district court considered the relevant

§ 3553(a) factors, including Hinton’s age, drug-related issues, accommodation with law

enforcement, acceptance of responsibility, the effort he was making since his arrest as well as the

specifics of Hinton’s criminal history. The district court also noted both that Hinton had previously

violated the conditions of his state community supervision as well as his supervised release in this

case. Finally, it is apparent that the district court considered the policy statement in USSG

§ 7B1.3(f) when it noted that Hinton’s sentence in this case would run consecutively with his

sentence in the firearms case “because you committed this offense while you were on supervision.”

                                                -7-
No. 21-3166, United States v. Hinton

The district court’s discussion is sufficient to allow for meaningful appellate review and the

perception of fair sentencing.

       Next, relying on United States v. Coppenger, Hinton argues his sentence was procedurally

unreasonable because “the facts or issues on which the district court relied to impose a variance

came as a surprise and [the defendant’s] presentation to the court was prejudiced by the surprise.”

775 F.3d 799, 804 (6th Cir. 2015) (quoting United States v. Rossi, 422 F. App’x 425, 432 (6th Cir.

2011)). Hinton’s argument ultimately fails because “the facts or issues” that the district court

based its determination on were outlined in both the original Violation Report and the

Supplemental Report in this case as well as the Presentence Investigation Report in the firearms

case. Accordingly, Hinton cannot claim surprise.

       Finally, Hinton argues that the district court treated the Guidelines as mandatory when it

ordered that his sentence be served consecutively to his sentence in his firearms case. In a policy

statement on the revocation of supervised release, the Guidelines recommend “[a] term of

imprisonment imposed upon the revocation of . . . supervised release shall be ordered to be served

consecutively to any sentence of imprisonment that the defendant is serving.” USSG § 7B1.3(f).

We have explained, however, that “[t]his policy statement is not binding on the district court, and

construing it to be mandatory would be reversible error.” Johnson, 640 F.3d at 208. In this case,

however, there is no evidence that the district court incorrectly believed the policy statement was

binding.

               2.      New Term of Supervised Release

       Hinton challenges his new three-year term of supervised release to be served after his

twenty-four-month term of imprisonment as procedurally unreasonable. Hinton argues that the

three-year term of supervised release exceeds the maximum allowed under 18 U.S.C. § 3583(h)

                                                -8-
No. 21-3166, United States v. Hinton

because it fails to take into account the term of imprisonment he served for the first violation of

supervised release in 2019.

        Under § 3583(h), “[w]hen a term of supervised release is revoked and the defendant is

required to serve a term of imprisonment, the court may include a requirement that the defendant

be placed on a term of supervised release after imprisonment.” However, “[t]he length of such a

term of supervised release shall not exceed the term of supervised release authorized by statute for

the offense that resulted in the original term of supervised release, less any term of imprisonment

that was imposed upon revocation of supervised release.” Id. “[I]n determining ‘the maximum

term of supervised release . . . , 18 U.S.C. § 3583(h) requires that the term be reduced by all post-

revocation terms of imprisonment imposed with respect to the same underlying offense, not only

by the most-recent term of imprisonment.’” United States v. Price, 901 F.3d 746, 750 (6th Cir.

2018) (quoting United States v. Rodriguez, 775 F.3d 533, 534 (2d Cir. 2014)) (emphasis added).

        In the present case, the maximum term of supervised release for the underlying conspiracy

to commit bank fraud and substantive bank fraud offenses, which are all class B felonies, is five

years. See 18 U.S.C. § 3583(b)(1).2 The district court sentenced Hinton to a twenty-four month

term of imprisonment for violating the terms of his supervised release. The district court properly

subtracted this newly-imposed term of incarceration from the maximum term of supervised

release, which lowered the permissible term of supervised release to three years—the term it

imposed. In 2019, however, Hinton served approximately three months of imprisonment for his

first violation of supervised release. Accordingly, the district court was required to also subtract

those three months from the new term of supervised release.3

2
 While Hinton pleaded guilty to three counts, terms of supervised release may only run concurrently. See 18 U.S.C.
§ 3624(e); see also United States v. Evans, 559 F. App’x 475, 477–78 (6th Cir. 2014).
3
 In his briefing on appeal, Hinton approximates this term of imprisonment as two months and twenty-six days. The
exact timeframe is a question for the district court on remand.

                                                       -9-
No. 21-3166, United States v. Hinton

       In Price, we held such an error is “obvious and not subject to reasonable dispute.” 901 F.3d

at 751. Since Price, the obviousness of the error is even more pronounced. As a result of the

district court’s obvious error, it sentenced Hinton to a term of release that exceeds the maximum

allowed under § 3583(h), thus affecting his “substantial rights and ‘the fairness, integrity, or public

reputation of the judicial proceedings.’” Id. (quoting United States v. Gardiner, 463 F.3d 445, 459

(6th Cir. 2006)). The error also affected Hinton’s substantial rights because “there is a reasonable

probability that, but for the error, [he] would have received a more favorable sentence.” United

States v. Hatcher, 947 F.3d 383, 394 (6th Cir. 2020) (quoting United States v. Wilson, 614 F.3d

219, 223 (6th Cir. 2010)). The miscalculation constitutes plain error requiring remand.

       C.      Substantive Reasonableness

       Hinton argues his sentence was substantively unreasonable because the facts on which the

district court relied to justify the upward variance were not aggravating factors, but rather facts

already taken into account by the Guidelines range. As the Government points out, however, “[a]

guidelines range for a supervised-release violation ‘only considers the seriousness of the

underlying crime and the defendant’s criminal history,’ but ‘does not otherwise address a

defendant’s breach of trust by, for example, increasing the sentencing range for defendants who

have appeared before the district court several times for violating their supervised release.’”

Wilson, 630 F. App’x at 579–80 (quoting United States v. Branch, 405 F. App’x 967, 970 (6th Cir.

2010)). And “this court has held that a district court’s imposition of an above-Guidelines sentence

for a supervised release violation is substantively reasonable when a defendant has repeatedly

violated” the conditions. United States v. Glass, 749 F. App’x 434, 441–42 (6th Cir. 2018)

(collecting cases). Hinton’s sentence is substantively reasonable.

                                                 -10-
No. 21-3166, United States v. Hinton

                                  III.   CONCLUSION

       For the foregoing reasons, Hinton’s term of supervised release is VACATED and

REMANDED for further proceedings consistent with this opinion, and all remaining aspects of

Hinton’s sentence are AFFIRMED.

                                           -11-