Court Opinion

ID: 4697211
Source: CourtListenerOpinion
Date Created: 2021-06-21 16:00:38.572309+00
Date Added: 2024-06-11T08:05:45.111731
License: Public Domain

FILED
                                                                      United States Court of Appeals
                      UNITED STATES COURT OF APPEALS                          Tenth Circuit

                             FOR THE TENTH CIRCUIT                            June 21, 2021
                         _________________________________
                                                                         Christopher M. Wolpert
                                                                             Clerk of Court
 ALIU ALABI,

       Plaintiff - Appellant,

 v.                                                           No. 20-2081
                                                   (D.C. No. 1:18-CV-00931-RB-LF)
 THOMAS J. VILSACK, Secretary, United                          (D. N.M.)
 States Department of Agriculture,*

       Defendant - Appellee.
                      _________________________________

                             ORDER AND JUDGMENT**
                         _________________________________

Before HARTZ, BRISCOE, and BACHARACH, Circuit Judges.
                   _________________________________

      Aliu Alabi appeals pro se from the district court’s grant of summary judgment

in favor of his employer, the United States Department of Agriculture (USDA), on

his Title VII claims. See 42 U.S.C. §§ 2000e to 2000e-17. The district court

concluded that most of Alabi’s claims were unexhausted and that his remaining

      *
        On February 23, 2021, Thomas J. Vilsack became Secretary of the United
States Department of Agriculture. Consequently, his name has been substituted for
Sonny Perdue as Defendant-Appellee, per Fed. R. App. P. 43(c)(2).
      **
        After examining the briefs and appellate record, this panel has determined
unanimously to honor the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
submitted without oral argument. This order and judgment is not binding precedent,
except under the doctrines of law of the case, res judicata, and collateral estoppel. It
may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1
and 10th Cir. R. 32.1.
claims of retaliation and a hostile work environment failed on the merits. We have

jurisdiction under 28 U.S.C. § 1291 and affirm.

                                            I

      Alabi is an African-American native of Nigeria. He began working for the

USDA in 2008 and in 2011 was assigned to the USDA’s Employment Relations

Classification and Policy Department (policy unit). In that capacity, he earned

mostly positive performance appraisals for his work reviewing employment matters

and contracts with the human resources department.

      In 2013, Alabi participated in a conference call to determine whether another

employee was eligible for an extension of his employment term. Alabi advised

against granting the extension, and the employee’s supervisor, Nathaniel Anderson,

asked several questions about the policy unit’s interpretation of the governing

regulations. Alabi answered the questions, but afterwards, Alabi’s supervisor, Diana

Ganley, learned that he did so in a rude and abrupt manner. Ganley asked Anderson

for his recollection of the call, and although Anderson was reticent, he remembered

“Alabi bluntly stated that it was not [Anderson’s] job to interpret policy and that [he]

should not question [Alabi’s] interpretation.” R. at 313. Anderson indicated “[t]he

general tone of the conversation [was] that” the policy unit “did not need to provide

any written explanation or justification for [its] policy decisions” other than the

governing regulation. Id.

      On July 19, 2013, Ganley issued Alabi a “Letter of Warning” (LOW) for

“unacceptable conduct” during the conference call. R. at 233-34. The LOW stated

                                            2
that Alabi “became quite rude with Mr. Anderson because he disagreed with

[Alabi’s] assessment,” but that “[n]o matter how difficult these conversations

become, we must all remain civil.” R. at 233. It further indicated that Ganley had

verbally warned him in the past about his demeanor and cautioned him about his

civility when conducting business. Moreover, the LOW alerted him that his failure

or refusal to adhere to its expectations and instructions could subject him to further

disciplinary action, including removal from federal service, and that the LOW would

“be retained in a confidential, non-permanent file for one . . . year.” Id.

      Alabi filed a grievance challenging the LOW on July 30. He also met with the

assistant director of human resources, Arthur Gonzales, who orally rescinded the

LOW at the end of their meeting. See R. at 230, ¶ 6. Gonzales advised Alabi that

LOWs are not disciplinary and are not placed into an employee’s official electronic

personnel file. After their meeting, Alabi emailed Gonzales and thanked him “for

dismissing the letter of warning.” R. at 236.

      Several months later, on November 30, 2013, Alabi filed an Equal

Employment Opportunity (EEO) charge with multiple attachments alleging that:

    on June 28, 2013, someone took his cell phone from his desk and used it
     to take pictures of apes;

    on July 2, 2013, he found chewing gum on his car and discovered his
     car antenna had been broken;

    on July 19, 2013, he was subjected to reprisal when he received the
     LOW; and

    on August 27, 2013, his lunch bag had been “torn in a way that a hand”
     could enter the bag, R. at 187.
                                            3
He added that he was denied a promotion and set up in many ways—for example, by

receiving the LOW—because he is “a black foreigner with an accent.” R. at 189.

      The USDA’s Office of Adjudication agreed to investigate Alabi’s specific

claims that he was discriminated against because he was issued the LOW on July 19,

2013; an unidentified person broke his car antenna in his work parking lot; an

unidentified person took his phone from his desk and took pictures of apes; an

unidentified person put chewing gum on the handle of his car door; a coworker

ridiculed him when another coworker said she smelled something; and an

unidentified person tampered with his lunch bag.

      Alabi did not attempt to amend his EEO charge during the investigation. But

he did request a hearing with the Equal Employment Opportunity Commission

(EEOC) and later sought to amend his EEO charge to add additional claims for

failure to accommodate a disability, receipt of a low performance rating, and

non-selection for a promotion. An administrative judge denied his requests to amend

and entered judgment in favor of the USDA. The USDA’s Office of Adjudication

issued a final order implementing that decision.

      Alabi appealed to the EEOC’s Office of Federal Operations, challenging the

disposition of his claims based on the LOW, the photos of apes, the chewing gum on

his car, and his torn lunch bag. When his appeal failed, he filed suit in federal court.

      Alabi filed a nine-count amended complaint alleging:

      I.   retaliation based on the LOW;

                                           4
      II. a hostile work environment;

      III. retaliation based on reduced job responsibilities;

      IV. retaliation based on a low performance rating;

      V. retaliation based on a job transfer;

      VI. retaliation based on decreased promotional opportunities;

      VII.   discrimination based on race;

      VIII. discrimination based on disability; and

      IX.    discrimination based on national origin.

      On cross-motions for summary judgment, the district court ruled that Counts

III through IX were unexhausted and Counts I and II, alleging retaliation based on

the LOW and a hostile work environment, failed on the merits. Alabi appealed.

                                           II

      A. Counts III through IX: Lack of Exhaustion

      We review the district court’s exhaustion ruling de novo. Smith v. Cheyenne

Ret. Invs., L.P., 904 F.3d 1159, 1164 (10th Cir. 2018). Under Title VII, a plaintiff’s

failure to exhaust his federal claims enables an employer to raise lack of exhaustion

as an affirmative defense. Lincoln v. BNSF Ry. Co., 900 F.3d 1166, 1185 (10th Cir.

2018). “[A] plaintiff’s claim in federal court is generally limited by the scope of the

administrative investigation that can reasonably be expected to follow the charge of

discrimination submitted to the EEOC.” Jones v. United Parcel Serv., Inc., 502 F.3d

1176, 1186 (10th Cir. 2007) (internal quotation marks omitted). To exhaust a federal

claim, “the charge must contain facts concerning the discriminatory and retaliatory

                                           5
actions underlying each claim; this follows from the rule that each discrete incident

of alleged discrimination or retaliation constitutes its own unlawful employment

practice for which administrative remedies must be exhausted.” Id. (internal

quotation marks omitted). “The ultimate question is whether the conduct alleged in

the lawsuit would fall within the scope of an EEOC investigation which would

reasonably grow out of the charges actually made in the EEOC charge.” Smith,

904 F.3d at 1164 (brackets and internal quotation marks omitted).

      Alabi’s EEO charge complained about the LOW, the chewing gum on his car,

its broken antenna, the photos of apes on his phone, and his torn lunch bag. The

Office of Adjudication agreed to investigate these and additional allegations that a

coworker ridiculed him when another coworker said she smelled something. But an

investigation of these discrete incidents would not reasonably encompass Alabi’s

claims in Counts III through IX, which alleged retaliation based on reduced job

responsibilities, a low performance rating, a job transfer, reduced opportunities for

promotion, and discrimination based on race, disability, and national origin.

      Alabi’s EEO charge made only a vague, passing comment that he was denied a

promotion but otherwise stated no factual basis for this or any of the other allegations

in Counts III through IX. The EEO charge alleged someone had taken photos of apes

with his phone, but that discrete incident was a factual predicate for the hostile work

environment claim in Count II, not the race and national origin claims in Counts VII

and IX. Instead, the amended complaint predicated the race and national origin

claims on Ganley’s issuance of the LOW and unexplained dissimilar treatment of

                                           6
white or similarly situated employees. Specifically, the race discrimination claim in

Count VII disputed Ganley’s rationale for issuing the LOW and alleged that three

white employees were treated more favorably. See R. at 23, ¶¶ 103-05. But Alabi’s

EEO charge made no mention of these white employees being treated disparately,

and although it contested the LOW, it expressly characterized the LOW as “reprisal”

as alleged in Count I. R. at 187. Similarly, Alabi’s national origin claim in Count IX

alleged Ganley took adverse action against him, presumably by issuing the LOW,1

while similarly situated employees who were American-born citizens without an

accent were treated more favorably. See R. at 25, ¶¶ 119-20. Although the EEO

charge described Alabi as a “black foreigner with an accent” who called for “fair

treatment,” R. at 189, it made no mention of similarly situated American-born

employees receiving different treatment than he received. Absent any allegations in

the EEO charge that white or American-born employees were treated more favorably,

Alabi failed to exhaust Counts VII and IX. Cf. Annett v. Univ. of Kan., 371 F.3d

1233, 1238 & n.2 (10th Cir. 2004) (holding that plaintiff failed to exhaust her claim

of retaliation based on her appointment as an adjunct lecturer rather than an adjunct

professor where her administrative charge and complaint narrative indicated her

adjunct faculty position was downgraded, but it did not distinguish between being

appointed an adjunct lecturer versus an adjunct professor).

      1
        The government suggests that the action Alabi alludes to is not issuance of
the LOW, but his reassignment to another unit in 2014. See Resp. Br. at 15. But if
the government is correct, Alabi’s reassignment occurred after he filed his EEO
charge, and thus it was beyond the scope of the administrative investigation.
                                           7
      “‘Discrete acts such as termination, failure to promote, denial of transfer, or

refusal to hire are easy to identify. Each incident of discrimination and each

retaliatory adverse employment decision constitutes a separate actionable unlawful

employment practice.’” Martinez v. Potter, 347 F.3d 1208, 1210 (10th Cir. 2003)

(quoting Nat’l R.R. Passenger Corp. v. Morgan, 536 U.S. 101, 114 (2002)). If Alabi

wished to pursue race and national origin claims based on the photos of apes taken

with his phone, he was obliged to allege that discrete incident of discriminatory

conduct in his EEO charge—which he did—and plead those facts as the basis for his

race and national origin claims in his amended complaint—which he did not.

Instead, he predicated his race and national origin claims on disparate treatment of

other employees.

      Alabi insists his EEO charge contains the general basis for his federal claims

and we should also consider his allegations made during the course of the

administrative investigation. But he was required to exhaust each discrete act

underlying his claims. See id. Further, we have “held, time and again, that the

reasonable and likely scope of the investigation is determined by the allegations

contained in the [EEO] Charge itself, rather than in the Charge and any responsive

documents.” Sanderson v. Wyo. Highway Patrol, 976 F.3d 1164, 1170 (10th Cir.

2020) (internal quotation marks omitted). Again, if Alabi wished to pursue his

claims in Counts III through IX, he was obliged to allege the discrete acts forming

the basis of his claims in his EEO charge. Alabi protests that he attempted to amend

his EEO charge to add his claims but the administrative judge repeatedly denied his

                                           8
requests. Yet he waited until after the investigation was complete to seek

amendment, and because the factual basis for his claims differed from the allegations

in his charge, the conduct underlying his claims exceeded the scope of the

investigation. Under these circumstances, the district court correctly determined that

Counts III through IX were unexhausted.

      B. Summary Judgment

      We turn then to the district court’s summary judgment rulings, which we

review “de novo, applying the same standards as the district court,” Crowe v. ADT

Sec. Servs., Inc., 649 F.3d 1189, 1194 (10th Cir. 2011). Summary judgment is

appropriate “if the movant shows that there is no genuine dispute as to any material

fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a).

“Only disputes over facts that might affect the outcome of the suit under the

governing law will properly preclude the entry of summary judgment. Factual

disputes that are irrelevant or unnecessary will not be counted.” Anderson v. Liberty

Lobby, Inc., 477 U.S. 242, 248 (1986).2 “[I]f the plaintiff fails to provide sufficient

evidence supporting a necessary element of his claim, the movant is entitled to

      2
        Alabi takes issue with some of the district court’s recitation of the facts,
including the date of the conference call and who wrote the LOW. But these details
have no effect on the outcome and thus will not preclude summary judgment. See
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). Alabi also contends the
LOW was rescinded in December 2013, not on July 30, 2013, as the district court
indicated. The record confirms, however, that Arthur Gonzales rescinded the LOW
on July 30, 2013, R. at 230, as memorialized in a letter he wrote to Alabi in
December 2013, R. at 237.

                                            9
summary judgment as a matter of law.” Throupe v. Univ. of Denver, 988 F.3d 1243,

1250 (10th Cir. 2021).

      1. Count I: Retaliation Based on the LOW

      Alabi contends the district court erred in granting summary judgment on his

retaliation claim based on the LOW. To establish a prima facie case of retaliation,

a plaintiff must show “(1) that he engaged in protected opposition to discrimination,

(2) that a reasonable employee would have found the challenged action materially

adverse, and (3) that a causal connection exists between the protected activity and the

materially adverse action.” Hansen v. SkyWest Airlines, 844 F.3d 914, 925 (10th Cir.

2016) (internal quotation marks omitted). The district court concluded that Alabi

failed to satisfy the second element because the LOW was not a materially adverse

employment action. We agree.

      To constitute materially adverse employment action, “an action must be

sufficient to ‘dissuade a reasonable worker from making or supporting a charge of

discrimination.’” Daniels v. United Parcel Serv., Inc., 701 F.3d 620, 638 (10th Cir.

2012) (brackets omitted) (quoting Burlington N. & Santa Fe Ry. v. White, 548 U.S.

53, 57 (2006)). “Disciplinary proceedings, such as warning letters and reprimands,

can constitute an adverse employment action.” Medina v. Income Support Div.,

N.M., 413 F.3d 1131, 1137 (10th Cir. 2005). However, the action must produce an

“injury rising to a level of seriousness.” Daniels, 701 F.3d at 638 (internal quotation

marks omitted). This “standard is sensitive to the particular circumstances of each

case,” but “it prescribes an objective inquiry that does not turn on a plaintiff’s

                                           10
personal feelings.” Semsroth v. City of Wichita, 555 F.3d 1182, 1184 (10th Cir.

2009). The plaintiff must show “objective evidence of material disadvantage.”

Id. at 1185.

       There is no evidence that Alabi experienced any serious injury or material

disadvantage from the LOW. It admonished him for rude behavior during the

conference call and stated he could face disciplinary action if he failed to comply

with its expectations—exercising civility. But it also stated that it was confidential

and would be retained in a temporary file for one year. Gonzales confirmed that

“LOW[]s are not disciplinary and therefore are never placed into an Employee’s

Official Personnel File.” R. at 237. He explained that “LOWs are only maintained in

a supervisor’s working folder” and that he rescinded the LOW eleven days after it

was issued. Id. Under these circumstances, the LOW was not a materially adverse

employment action.

       2. Count II: Hostile Work Environment

       We next consider Alabi’s hostile work environment claim. “Title VII

proscribes . . . employment practices that permeate the workplace with discriminatory

intimidation, ridicule, and insult that is sufficiently severe or pervasive to alter the

conditions of the victim’s employment and create an abusive working environment.”

Tademy v. Union Pac. Corp., 614 F.3d 1132, 1138 (10th Cir. 2008) (internal

quotation marks omitted). Thus, a Title VII plaintiff may assert “claims of a hostile

work environment based on race or national origin discrimination.” Hernandez v.

Valley View Hosp. Ass’n, 684 F.3d 950, 957 (10th Cir. 2012) (internal quotation

                                            11
marks omitted); see also 42 U.S.C. § 2000e-2(m) (stating that impermissible

consideration of race, color, or national origin need only be “a motivating factor”).

However, “run-of-the-mill boorish, juvenile, or annoying behavior . . . is not the stuff

of a Title VII hostile work environment claim.” Hernandez, 684 F.3d at 957 (internal

quotation marks omitted). A plaintiff must establish both subjective and objective

prongs—that “the plaintiff was offended by the work environment and [that] a

reasonable person would likewise be offended.” Id. (internal quotation marks

omitted).

      Alabi predicated his hostile work environment claim on his allegations that

Ganley wrongly issued the LOW based on lies and that someone had taken photos of

apes with his phone, affixed chewing gum on his car, and tampered with his lunch

bag. He also alleged that he was harassed by a white coworker at his cubicle, that he

was refused a job reassignment, that a “White lady” harassed him with racial

undertones, R. at 27, that his responsibilities were reduced, that he was given a low

performance rating, and that he was intentionally denied promotional opportunities.

The district court considered all of these allegations to assess whether Alabi could

establish a hostile work environment. See Morgan, 536 U.S. at 105 (holding that acts

constituting a hostile work environment may be considered, even if they occur

outside the statutory period for filing an EEO charge, so long as an act contributing

to the alleged hostile work environment occurs during the statutory period). But the

court concluded that Alabi’s evidence failed to show pervasive harassment and

discrimination. We agree.

                                          12
      The district court correctly recognized there is no evidence of a discriminatory

animus underlying most of Alabi’s allegations, including the issuance of the LOW,

the chewing gum on his car, and the tampering of his lunch bag. Likewise, the court

noted there is no evidence of a discriminatory animus by the coworker at his cubicle;

instead, the record indicates that Alabi complained when a coworker spontaneously

looked into his cubicle as she walked by, and the two employees attempted to resolve

the matter by talking. See Suppl. R. at 62. Alabi further alleged that he was denied a

job reassignment, but rather than suggest some discriminatory motive, the emails he

cites merely reflect a delay in processing his reassignment. See R. at 99; Suppl. R. at

54. Additionally, Alabi claimed that Ganley reduced his job responsibilities, but he

cites only an email from her indicating his duties had changed, with no suggestion of

a discriminatory intent. See Suppl. R. at 42. He also alleged that he received low

performance ratings, but the performance appraisal he relies on indicates that he was

“[f]ully [s]uccessful,” again, with no suggestion of a discriminatory animus. Id. at

48. And although Alabi insists he received diminished promotional opportunities as

a result of the LOW, there is no evidence that he received either the LOW or fewer

promotional opportunities because of any discriminatory animus.

      In addition to the foregoing allegations, Alabi averred that on July 28, 2013,

someone took photos of apes with his phone and that on August 1, 2012, a “White

lady” harassed him with racial undertones, R. at 27. The record indicates Alabi

complained to Ganley about the latter incident, writing that a woman had not

responded to his emails and when he approached her she told him that she could not

                                          13
“take instruction from [a] black man.” Suppl. R. at 49 (internal quotation marks

omitted). The district court concluded that while these two incidents were tainted

with discriminatory animus, they were not sufficiently pervasive as to establish a

hostile work environment. Indeed, our cases require “a steady barrage of

opprobrious racial comments.” Chavez v. New Mexico, 397 F.3d 826, 832 (10th Cir.

2005) (internal quotation marks omitted). “A plaintiff cannot meet [his] burden by

demonstrating a few isolated incidents of racial enmity or sporadic racial slurs.” Id.

(internal quotation marks omitted). We have held that two comments failed to meet

the standard. See id. And we recently observed that four incidents of “problematic

conduct” over three years, and five incidents of offensive comments over sixteen

months, was insufficient to raise a triable issue of pervasiveness. See Throupe,

988 F.3d at 1255 (analyzing Title IX claims under rubric of Title VII). The two

incidents Alabi identifies here similarly fall “short of the steady barrage required for

a hostile environment claim.” Chavez, 397 F.3d at 832.

      Citing Lockard v. Pizza Hut, Inc., 162 F.3d 1062, 1072 (10th Cir. 1998), Alabi

insists that a single incident of physically threatening conduct can suffice to create an

abusive work environment. He says that viewing all of the evidence, particularly his

claims that he felt threatened because someone tampered with his lunch bag, we

should conclude that he satisfied the standard. But Lockard is distinguishable on its

facts: the female plaintiff was a waitress who was subjected to “filthy comments . . .

such as ‘I would like to get into your pants’” made by two male customers. Id.

(internal quotation marks omitted). One night, one of the men “pulled her hair, then

                                           14
grabbed her breast and placed his mouth on it.” Id. As a result of the assault, the

plaintiff’s emotional state deteriorated so much that she feared going out in public.

Id. The facts here are not as extreme as the conduct we confronted in Lockard.

                                          III

      Accordingly, the judgment of the district court is affirmed.

                                                      Entered for the Court

                                                      Mary Beck Briscoe
                                                      Circuit Judge

                                          15