Court Opinion

ID: 4452998
Source: CourtListenerOpinion
Date Created: 2019-11-05 11:17:08.657694+00
Date Added: 2024-06-11T14:53:13.630262
License: Public Domain

REVERSE and REMAND; and Opinion Filed November 4, 2019.

                                                                    In The
                                            Court of Appeals
                                     Fifth District of Texas at Dallas
                                                         No. 05-18-01193-CV

                         IN THE ESTATE OF DEMPSEY JOHNSON, DECEASED

                                  On Appeal from the County Court at Law No. 2
                                            Kaufman County, Texas
                                        Trial Court Cause No. 17P-184-2

                                           MEMORANDUM OPINION
                                     Before Justices Whitehill, Schenck, and Richter1
                                               Opinion by Justice Richter
           This appeal involves a will contest and requires that we evaluate two issues concerning the

allocation of burdens to prove standing and estoppel by acceptance of benefits. Finding Appellant

Tia MacNerland (Tia), the will contestant, satisfied her burden of proof while Appellee, Lisa Jo

Jones (Lisa Jo) did not, we reverse and remand the trial court’s final judgment.

                                                            BACKGROUND

           In 2017, Dempsey Johnson executed a will (the Will) in which he devised multiple specific

gifts to his three daughters, Tia, Lisa Jo, and Carla. Specifically, Tia was bequeathed the entirety

of a mutual fund and a one-half share of a bank account. The final provisions of the will devised

the residuary of the estate to his daughters in equal shares. Dempsey also devised any other

property not disposed of by will provision to his heirs. Lisa Jo was named as independent executrix.

   1
       The Hon. Martin Richter, Justice of the Court of Appeals for the Fifth District of Texas at Dallas, Retired, sitting by assignment.
           After Dempsey’s death, Lisa Jo filed an application to probate the Will and requested letters

of independent administration, which were issued. In December 2017, Lisa Jo transferred the

proceeds of the mutual fund, approximately $146,000, to Tia and Tia accepted the transfer. Two

months later, Tia filed a will contest claiming Dempsey lacked testamentary capacity when he

executed the Will and/or was unduly influenced by Lisa Jo. Tia did not file any evidence in support

of her petition contesting the Will. The case was then transferred to county court at law where all

documents in the probate case, including the Will, became part of the case. In her answer to the

will contest, Lisa Jo asserted that Tia lacked standing to contest the Will because she had accepted

benefits bequeathed to her under the Will. Months later, Lisa Jo filed an inventory, appraisement,

and list of claims valuing Dempsey’s estate at $1,427,209 (exclusive of the previously distributed

mutual fund proceeds) and identifying property that was not disposed of in the Will. Lisa Jo then

filed a verified motion in limine2 challenging Tia’s standing and asked the trial court to dismiss

the will contest. After hearing arguments, the trial court granted the motion and dismissed the case.

                                                                DISCUSSION

A. Contestants must prove their standing while proponents must prove their affirmative
defenses.

           Only “interested persons” have standing to contest a will and a contestant bears the burden

of proving his or her standing by demonstrating that he or she has a “legally ascertained pecuniary

interest, real or prospective, absolute or contingent, which will be impaired or benefited, or in some

manner materially affected, by the probate of the will.” TEX. EST. CODE § 55.001; Logan v.

Thomason, 202 S.W.2d 212, 215 (Tex. 1947). Devisees and heirs-at-law are interested persons.

TEX. EST. CODE § 20.018.

      2
        A proceeding to challenge standing in probate is sometimes referred to as “in limine” because it is tried separately and prior to trial. Sheffield
v. Scott, 620 S.W.2d 691 (Tex. App.—Houston [14th] 1981, no writ.).
       Estoppel by acceptance of benefits provides a will proponent one mechanism for

challenging a will contestant’s standing. Trevino v. Turcotte, 564 S.W.2d 682, 686 (Tex. 1978).

The rule of estoppel by acceptance in will contests is designed to estop a will contest by a person

who previously accepted a benefit devised under the will. Id. (“It is a fundamental rule that a

person cannot take a beneficial interest under a will and at the same time retain or claim any interest

. . . which would defeat or in any way prevent the full effect and operation of every part of the

will.”). If the proponent seeks to challenge the contestant’s standing by way of estoppel by

acceptance, he or she must assert it as an affirmative defense. TEX. R. CIV. P. 94. Accordingly, the

will proponent bears the burden of proving the affirmative defense by demonstrating that the

challenge is inconsistent with the accepted benefit. See Holcomb v. Holcomb, 803 S.W.2d 411,

414 (Tex. App.—Dallas 1991, writ denied). To do so, this Court has held that the proponent must

demonstrate that the contestant “received benefits to which she would not be entitled under [any]

will, or even under the laws of intestacy.” Id. In Holcomb, this Court held the proponent had not

met this burden because he “failed to establish as a matter of law that [the contestant] accepted

benefits under the probated will over those which she would have otherwise been entitled to.” Id.

at 414 (emphasis added). Therefore, the contestant was not estopped from filing a contest because

she had not received more benefits than she was entitled to under the will or intestacy. Id.

B. As the proponent, Lisa Jo failed to carry her burden.

       As contestant, Tia had the initial burden of proving her standing as an interested person.

See Logan, 202 S.W.2d at 215. Though Lisa Jo claims that Tia did not meet this burden because

she failed to introduce the Will into evidence with her petition, we assume the trial court took

judicial notice of the Will and its contents, as well as the inventory, which was in the trial court’s

files. See Sierad v. Barnett, 164 S.W.3d 471, 481 (Tex. App.—Dallas 2005, no pet.) (“The [trial]
court may be presumed to have taken notice of its own files.”).3 Because the face of the Will

established Tia’s standing as a devisee and an heir-at-law, Tia satisfied her threshold burden. See

TEX. EST. CODE § 20.018.

           In her answer to the will contest, Lisa Jo pled the affirmative defense of estoppel, and was

therefore required to demonstrate Tia’s acceptance of the proceeds of the mutual fund was

inconsistent with her challenge to the Will. Holcomb, 803 S.W.2d at 413-14. Though Tia accepted

the bequest, the Will and inventory also demonstrated that she was entitled to half of a bank

account and additional residual gifts devised by the Will, a fact conceded by Lisa Jo. Additionally,

Tia’s acceptance was also consistent with the laws of intestacy because, as an heir, she would have

been entitled to a one-third share of the $1,427,209 estate. Rather than satisfy her burden, Lisa Jo

relied on a case that disagreed with our holding in Holcomb, and argued Tia was burdened with

disproving estoppel. Declining an unacceptable invitation for one panel of this court to disregard

the holding of another panel, we hold Lisa Jo failed to satisfy her burden, as the Will’s proponent,

by failing to demonstrate that Tia accepted greater benefits than those to which she was entitled

under the Will or intestacy laws. Id. at 414.

           We conclude that Lisa Jo failed to meet her burden of proving her affirmative defense of

estoppel by acceptance of benefits and; therefore, REVERSE and REMAND to the trial court for

further proceedings consistent with this opinion.

       3
         Though a trial court may take judicial notice of documents in its record to establish what is in its record or when they were filed, it may not
take judicial notice of the truth of statements contained in the documents in its records. See O’Donnell v. Vargo, No. 05-14-00404-CV, 2015 WL
4722459, at *4 (Tex. App.—Dallas Aug. 10, 2015, no pet.) (citing Guyton v. Monteau, 332 S.W.3d 687, 693 (Tex. App.—Houston [14th] 2011, no
pet.); B.L.M. v. J.H.M., III, No. 03-14-00050-CV, 2014 WL 3562559, at *11 (Tex. App.—Austin July 17, 2014, pet. denied) (mem. op.)). However,
that rule does not apply in this case because it is Tia’s status as a devisee, which can only come from the will itself, that established her standing as
to contest the will.
              MARTIN RICHTER
              JUSTICE, ASSIGNED

181193f.p05
                               Court of Appeals
                        Fifth District of Texas at Dallas
                                       JUDGMENT

 IN THE ESTATE OF DEMPSEY                           On Appeal from the County Court at Law
 JOHNSON, DECEASED,                                 No. 2, Kaufman County, Texas
                                                    Trial Court Cause No. 17P-184-2.
 No. 05-18-01193-CV                                 Opinion delivered by Justice Richter.
                                                    Justices Whitehill and Schenck
                                                    participating.

        In accordance with this Court’s opinion of this date, the judgment of the trial court is
REVERSED and this cause is REMANDED to the trial court for further proceedings consistent
with this opinion.

     It is ORDERED that appellant IN THE ESTATE OF DEMPSEY JOHNSON,
DECEASED recover her costs of this appeal from appellee.

Judgment entered this November 4, 2019.