Court Opinion

ID: 9385612
Source: CourtListenerOpinion
Date Created: 2023-04-07 17:00:30.469985+00
Date Added: 2024-06-11T17:16:01.838529
License: Public Domain

NOT PRECEDENTIAL

                        UNITED STATES COURT OF APPEALS
                             FOR THE THIRD CIRCUIT

                                   _________________

                                      No. 21-2580
                                   _________________

                                 AYANA M. ALBURG;
                               TIMOTHY Q. EDWARDS,
                                     Appellants

                                            v.

                    ELIJAH K. JONES; THOMAS G. FALCON;
               DOUGLAS DRAKE; COLONEL ROBERT EVANCHICK;
             DETECTIVE LT. CHARLES A. PALO; TIMOTHY KEARNEY;
             CAPTAIN SCOTT WILLOUGHBY; TOWNSHIP OF RIDLEY;
                                  JOHN DOE
                               ________________

                      On Appeal from the United States District Court
                           for the Eastern District of Pennsylvania
                                  (D.C. No. 2-20-cv-02419)
                     District Court Judge: Honorable Petrese B. Tucker
                                     ________________

                                  Argued June 21, 2022

                Before: McKEE, RESTREPO, and BIBAS, Circuit Judges

                                  (Filed: April 7, 2023)

Robert F. Salvin            [ARGUED]
Suite 300
Two Bala Plaza
Bala Cynwyd, PA 19004


    Judge McKee assumed senior status on October 21, 2022.
              Counsel for Appellants

Robert P. DiDomenicis       [ARGUED]
Holsten Associates
115 Jackson Street
Media, PA 19063

Claudia M. Tesoro          [ARGUED]
Office of the Attorney General
1600 Arch Street
Suite 300
Philadelphia, PA 19103
              Counsel for Appellees

                                        OPINION*
McKEE, Circuit Judge

       Ayana M. Alburg and Timothy Q. Edwards appeal the District Court’s grant of the

Defendants’ motion to dismiss the civil rights action Alburg and Edwards brought against

them pursuant to 42 U.S.C. § 1983.1 For the reasons that follow, we will affirm in part

and reverse in part.2

*
 This disposition is not an opinion of the full Court and under I.O.P. 5.7 does not
constitute binding precedent.
1
  Alburg and Edwards sued four members of the Pennsylvania State Police: Elijah K.
Jones, Thomas G. Falcon, Douglas Drake, and Robert Evanchick. They also sued three
members of the Ridley Township Police Department: Charles A. Palo, Jr., Timothy
Kearney, Scott Willoughby, as well as the Township of Ridley. In addition to these eight
named Defendants, Alburg and Edwards sued a John Doe Defendant.
2
  The District Court had jurisdiction under 28 U.S.C. § 1331. We have jurisdiction under
28 U.S.C. § 1291. We review a district court’s grant of a motion to dismiss de novo.
Morrow v. Bilaski, 719 F.3d 160, 165 (3d Cir. 2013) (en banc). “Under Rule 12(b)(6), a
motion to dismiss may be granted only if, accepting all well-pleaded allegations in the
complaint as true and viewing them in the light most favorable to the plaintiff, a court
finds that plaintiff’s claims lack facial plausibility.” Warren Gen. Hosp. v. Amgen Inc.,
643 F.3d 77, 84 (3d Cir. 2011).
                                             2
                                             I.

       The entirety of this civil rights litigation stems from a $693 loan that Alburg

received from Auto Equity Loans of Delaware, LLC (“AEL”), which had an alarming

300% interest rate and was secured by a lien against her car. 3 AEL determined the loan

was in default and hired Top Notch Recovery, Inc. (“Top Notch”) to repossess Alburg’s

car. After Top Notch repossessed the car, Top Notch allowed Alburg to access her car to

recover personal possessions. Alburg only intended to take items from her car when she

visited Top Notch’s secure lot, but when she realized that the gate to the lot was open,

she drove away in her car instead. A Top Notch employee called the police and reported

the car stolen.

       A few weeks later, Edwards was driving Alburg’s car when the police pulled him

over, arrested him, and seized Alburg’s car. Even though Edwards had permission to

drive Alburg’s car, he was charged with receiving stolen property, unauthorized use of a

motor vehicle, and driving on a suspended license. Alburg was also charged with theft by

unlawful taking, theft by deception, and unauthorized use of a motor vehicle because she

took her car from Top Notch’s lot.

       All charges against Edwards and Alburg were eventually dismissed, except

Edwards pled guilty to a summary offense of driving on a suspended license. Despite the

3
  At the outset we note that our silence regarding the exorbitant interest rate that was
charged as well as the business practices of the parties to this dispute should not be
interpreted as suggesting approval of the interest rate or those business practices. Those
issues are simply not before us.
                                             3
dismissal of charges, Alburg’s car was not returned to her. Instead, the police facilitated

the return of Alburg’s car to AEL, and Alburg never regained possession.

                                             II.

       In response to law enforcement’s actions, Edwards and Alburg brought claims of

false arrest, false imprisonment, and malicious prosecution, in violation of the Fourth and

Fourteenth Amendments, as well as a failure to train claim.4 Alburg also brought a claim

for an unlawful seizure of property and a deprivation of procedural due process based on

the seizure of her car, in violation of the Fourth and Fourteenth Amendments. Although

the District Court dismissed all claims against all Defendants, not every Defendant

moved for dismissal. Furthermore, the District Court failed to analyze some of Alburg’s

and Edwards’ claims. Because of these errors and omissions, as well as an intervening

change in law, we will reverse the dismissal of most of the claims and remand them for

more thorough consideration by the District Court at the motion to dismiss stage.

       We begin by addressing the claims brought against Defendants Elijah K. Jones

and Robert Evanchick. We reverse the dismissal of all claims against Defendant Elijah K.

Jones because he concedes that he did not move to dismiss the claims brought against

him and they should be reinstated. We affirm the dismissal of all claims against

Evanchick because the District Court properly determined that Evanchick could not be

4
  For most of the constitutional claims, Alburg and Edwards also brought analogous state
law tort claims. However, the District Court did not address the state law claims, and
Alburg and Edwards do not address them on appeal. Accordingly, they have waived the
state law claims. See United States v. Pelullo, 399 F.3d 197, 222 (3d Cir. 2005), as
amended (Mar. 8, 2005) (“It is well settled that an appellant’s failure to identify or argue
an issue in his opening brief constitutes waiver of that issue on appeal.”).
                                              4
held liable since the Amended Complaint failed to allege that Evanchick had any

personal involvement in the violations.5 We address the remainder of the clams in turn.

                  A. Unlawful Seizure and Procedural Due Process Claims

       The District Court only addressed the due process claim against Jones who did not

move for dismissal and failed to address these claims brought against other Defendants.

Therefore, we will reverse the dismissal of Alburg’s unlawful seizure and procedural due

process claims.

                      B. False Arrest and False Imprisonment Claims

       To succeed on false arrest and false imprisonment claims, a plaintiff must

establish a lack of probable cause to arrest and imprison. 6 “False arrest and false

imprisonment claims will ‘necessarily fail if probable cause existed for any one of the

crimes charged against the arrestee.’” 7 The District Court dismissed Edwards’ false arrest

and false imprisonment claims because Edwards pled guilty to driving on a suspended

license thus providing probable cause to arrest and imprison him. Edwards argues that his

conviction for driving on a suspended license cannot establish probable cause for his

arrest and imprisonment because it is a non-jailable summary offense that is only

punishable by a $200 fine. We agree with the District Court that this argument is

meritless because Supreme Court precedent establishes that “[i]f an officer has probable

5
  See Rode v. Dellarciprete, 845 F.2d 1195, 1207 (3d Cir. 1988) (“A defendant in a civil
rights action must have personal involvement in the alleged wrongs; liability cannot be
predicated solely on the operation of respondeat superior.”).
6
  Harvard v. Cesnalis, 973 F.3d 190, 199 (3d Cir. 2020).
7
  Id. (quoting Dempsey v. Bucknell Univ., 834 F.3d 457, 477 (3d Cir. 2016)).
                                              5
cause to believe that an individual has committed even a very minor criminal offense in

his presence, he may, without violating the Fourth Amendment, arrest the offender.”8

This holds true even if state law would prohibit arrest for such a minor offense.9

Therefore, we will affirm the District Court’s dismissal of Edwards’ false arrest and false

imprisonment claims.10

       Despite addressing Edwards’ claims, the District Court failed to address Alburg’s

false arrest and false imprisonment claims. 11 Therefore, we will reverse the District

Court’s dismissal of Alburg’s false arrest and false imprisonment claims.

                              C. Malicious Prosecution Claims

       To prove a malicious prosecution claim, a plaintiff must establish that:

       (1) the defendants initiated a criminal proceeding; (2) the criminal
       proceeding ended in plaintiff’s favor; (3) the proceeding was initiated

8
  Atwater v. City of Lago Vista, 532 U.S. 318, 354 (2001).
9
  Virginia v. Moore, 553 U.S. 164, 176 (2008) (“We conclude that warrantless arrests for
crimes committed in the presence of an arresting officer are reasonable under the
Constitution, and that while States are free to regulate such arrests however they desire,
state restrictions do not alter the Fourth Amendment’s protections.”).
10
   The District Court dismissed Edwards’ false arrest and false imprisonment claims
against Defendant Falcon on the basis that Falcon had no personal involvement in
Edwards’ arrest and imprisonment. We need not reach this basis for dismissal of these
claims because Edwards cannot establish a lack of probable cause for his arrest and
imprisonment. Edwards also brought false arrest and false imprisonment claims against
Jones. The claims against Jones will not be dismissed because Jones did not move for
dismissal.
11
   In a single paragraph of the opinion that purported to address all of Alburg’s claims
against Falcon, including false imprisonment and false arrest, the District Court
concluded without any analysis that Falcon’s “investigation as to whether [Alburg] had
stolen a vehicle that was legitimately reported as stolen can’t constitute a violation of her
rights. [Therefore], [t]he claims against Corporal Falcon are also dismissed.” App. 12.
Because this analysis is clearly deficient and does not actually address Alburg’s false
imprisonment and false arrest claims, these claims will be remanded to the District Court
for more thorough consideration.
                                              6
       without probable cause; (4) the defendants acted maliciously or for a purpose
       other than bringing the plaintiff to justice; and (5) the plaintiff suffered
       deprivation of liberty consistent with the concept of seizure as a consequence
       of a legal proceeding. 12

The District Court dismissed Edwards’ malicious prosecution claims against Defendants

Charles A. Palo, Jr. and Timothy Kearney based on Edwards’ conviction for driving on a

suspended license. The District Court concluded that Edwards could not succeed because

the criminal proceeding did not end in his favor and there was probable cause for his

arrest. The District Court reached this conclusion in part based on its reliance on Kossler

v. Crisanti, 564 F.3d 181 (3d Cir. 2009), which has since been abrogated by Thompson v.

Clark, 142 S. Ct. 1332 (2022). It reasoned that Edwards’ criminal proceeding did not

result in favorable termination because he pled guilty to driving on a suspended license. It

failed to acknowledge, however, that Kossler “d[id] not hold that there is never favorable

termination unless a plaintiff is acquitted of all charges.”13 Moreover, the District Court

erred in concluding that Edwards could not succeed on his malicious prosecution claim as

to any of the charges on the basis that probable cause existed as to one of Edwards’

12
   Est. of Smith v. Marasco, 318 F.3d 497, 521 (3d Cir. 2003).
13
   Kossler v. Crisanti, 564 F.3d 181, 192 (3d Cir. 2009), abrogated by Thompson v.
Clark, 142 S. Ct. 1332 (2022). Thompson abrogated Kossler’s holding that a favorable
termination requires an affirmative indication of innocence and held that a plaintiff only
needs to show that the prosecution ended without a conviction to establish a favorable
termination. Thompson, 142 S. Ct. at 1335–36. Thompson did not address whether a
proceeding can ever terminate in a plaintiff’s favor when the prosecution did not end
without a conviction on every charge. Kossler left open the possibility that even when a
plaintiff is convicted on one charge but not the other, a court may still hold that the
criminal proceeding favorably terminated if the charged offenses “contained distinct
statutory requirements” and “aimed to punish two different sets of conduct.” Kossler, 564
F.3d at 191.
                                              7
charges—driving on a suspended license. By doing so, it failed to acknowledge our

precedent that “[f]or malicious prosecution, probable cause on one charge ‘does not

foreclose a malicious prosecution cause of action’ as to a separate charge which lacks

probable cause.”14 In light of Kossler’s abrogation and these errors, we will reverse the

District Court’s dismissal of Edwards’ malicious prosecution claims against Palo and

Kearney.

       Although we reverse the dismissal of Edwards’ malicious prosecution claims

against Palo and Kearney, we will affirm the District Court’s dismissal of Edwards’

malicious prosecution claims against Defendant Falcon. We agree with the District Court

that Falcon cannot be held liable because the Amended Complaint fails to allege that

Falcon had any personal involvement in Edwards’ prosecution. 15

       Despite addressing Edwards’ claims, the District Court failed to address Alburg’s

malicious prosecution claims. 16 Therefore, we will reverse the District Court’s dismissal

of Alburg’s malicious prosecution claims.

14
   Harvard, 973 F.3d at 199 n.3 (quoting Johnson v. Knorr, 477 F.3d 75, 83 (3d Cir.
2007)).
15
   See Rode, 845 F.2d at 1207 (“A defendant in a civil rights action must have personal
involvement in the alleged wrongs; liability cannot be predicated solely on the operation
of respondeat superior.”). Although it does not alter our analysis, the District Court made
a factual error when it stated that Falcon’s involvement in the case came after Edwards’
preliminary hearing. The Amended Complaint and attached exhibits establish that Falcon
drafted his investigative report on September 6, 2018 and Edwards’ preliminary hearing
occurred on October 29, 2018. Regardless, the Amended Complaint does not contain
sufficient allegations of personal involvement.
16
   In the same single paragraph of the opinion that purported to address Alburg’s false
imprisonment and false arrest claims, the District Court concluded without any analysis
that Alburg could not succeed on her malicious prosecution claim against Falcon because
his “investigation as to whether [Alburg] had stolen a vehicle that was legitimately
                                             8
                                 D. Failure to Train Claims

       The District Court dismissed Edwards’ and Alburg’s failure to train claims

because “there was not an underlying constitutional violation”; thus, the failure to train

claims “premised on the existence of a constitutional violation inherently fail[ed].”17

Because several of the constitutional claims may now survive on remand, we will reverse

the District Court’s denial of Alburg’s and Edwards’ failure to train claims.

                                            III.

       For the above reasons, we will affirm the District Court’s order granting

Defendants’ motions to dismiss on the following: (1) Alburg’s and Edwards’ claims

against Evanchick; (2) Edwards’ false arrest and false imprisonment claims;18 and (3)

Edwards’ malicious prosecution claim against Falcon. We will vacate the District Court’s

order granting Defendants’ motions to dismiss on the following: (1) Alburg’s and

Edwards’ claims against Jones; (2) Alburg’s unlawful seizure, procedural due process,

false arrest, false imprisonment, malicious prosecution, and failure to train claims;19 (3)

Edwards’ malicious prosecution claims against Palo and Kearney; and (4) Edwards’

reported as stolen can’t constitute a violation of her rights. [Therefore], [t]he claims
against Corporal Falcon are also dismissed.” App. 12. As we previously stated, this
analysis is clearly deficient and does not actually address Alburg’s malicious prosecution
claim. Therefore, we will remand this claim against Falcon to the District Court for more
thorough consideration.
17
   App. 13.
18
   With the exception that we will reverse the dismissal of Edwards’ claims against Jones
because Jones did not move to dismiss them.
19
   With the exception that we will affirm the dismissal of Alburg’s claims against
Evanchick.
                                              9
failure to train claims. 20 On remand, the District Court must reconsider Defendants’

motions to dismiss these claims and fully address whether they merit dismissal.

20
  With the exception that we will affirm the dismissal of Edwards’ claim against
Evanchick.
                                            10