Court Opinion

ID: 167554
Source: CourtListenerOpinion
Date Created: 2010-08-14 09:58:28+00
Date Added: 2024-06-11T09:49:25.730138
License: Public Domain

F I L E D
                                                                   United States Court of Appeals
                                                                           Tenth Circuit
                      UNITED STATES CO URT O F APPEALS
                                                                          May 31, 2006
                             FO R TH E TENTH CIRCUIT                   Elisabeth A. Shumaker
                                                                           Clerk of Court

    AARON RAISER, also known as T.G.,

                Plaintiff-Appellant,

    v.                                                    No. 05-4120
                                                   (D.C. No. 2:04-CV-896-TC)
    C HU RC H O F JESU S C HR IST OF                        (D. Utah)
    LA TTER-D A Y SA IN TS; B RIGHAM
    Y O U N G U N IV ER SITY ,

                Defendants-Appellees.

                             OR D ER AND JUDGM ENT *

Before KELLY, BR ISC OE, and LUCERO, Circuit Judges.

         Aaron Raiser, a plaintiff appearing pro se, brings this interlocutory appeal

challenging district court orders (1) denying his motion to proceed under a

*
  After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is
therefore ordered submitted without oral argument. This order and judgment is
not binding precedent, except under the doctrines of law of the case, res judicata,
and collateral estoppel. The court generally disfavors the citation of orders and
judgments; nevertheless, an order and judgment may be cited under the terms and
conditions of 10th Cir. R. 36.3.
pseudonym and (2) limiting pretrial discovery. W e exercise our jurisdiction

under 28 U.S.C. § 1291 and A FFIRM in part and DISM ISS in part.

      In 2002, Raiser filed a lawsuit against Brigham Y oung University (“BYU”)

and the C ity of Provo, U tah, alleging that during his interactions with BYU

security and the Provo Police Department his civil rights were violated.

(“Raiser I”). In its M otion to D ismiss, BYU made reference to Raiser’s

psychiatric history. Raiser moved to seal the record and moved to proceed under

a pseudonym. Both of those motions were denied. Raiser appealed only the

district court’s denial of his motion to proceed using a pseudonym, and we

affirmed, holding that Raiser had not demonstrated exceptional circumstances

justifying his use of a pseudonym. Raiser v. Brigham Young Univ., 127 F.App’x

409, 411 (10th Cir. 2005) (unpublished). 1

      In 2004, Raiser, now acting under the pseudonym T.G., filed a civil

complaint against both BYU and The Church of Jesus Christ of Latter-Day Saints

(the “Church”) alleging claims based on BYU’s reference to his mental history in

its motion during the 2002 litigation. (“Raiser II”). Contemporaneously, he filed

1
  As noted in Raiser I, this court has jurisdiction over an interlocutory order
denying a motion to proceed under a pseudonym under the collateral order
doctrine. Raiser, 127 F.App’x at 410 (citing Does I Thru XXIII v. Advanced
Textile Corp., 214 F.3d 1058, 1066 (9th Cir. 2000); James v. Jacobson, 6 F.3d
233, 237-38 (4th Cir. 1993); S. M ethodist Univ. Ass’n of W omen Law Students v.
W ynne & Jaffe, 599 F.2d 707, 712 (5th Cir. 1979)).

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a motion for permission to proceed in this case under a pseudonym. The district

court denied the motion, and two motions for reconsideration. Raiser appeals.

      W e review a district court’s denial of a motion to proceed under a

pseudonym for abuse of discretion. M .M . v. Zavaras, 139 F.3d 798, 802

(10th Cir. 1998). As w e have noted previously, there is a substantial benefit to

maintaining open court proceedings, and thus the public has an interest in

knowing the identity of litigants. Femedeer v. Haun, 227 F.3d 1244, 1246

(10th Cir. 2000). Accordingly, the Federal Rules of Civil Procedure mandate

that the real names of all real parties in interest must be used in complaints.

See Fed. R. Civ. P. 10(a) and 17(a).

      Nonetheless, even though there is no explicit congressional grant of a right

of a party to proceed anonymously, we have recognized that there is also a public

benefit in allowing some litigants to proceed anonymously. Femedeer, 227 F.3d

at 1246. Our case law has thus recognized that in certain “exceptional

circumstances” the need for anonymity outweighs the presumption in favor of

open court proceedings. Id. Exceptional circumstances exist if the case involves

matters of a highly sensitive and personal nature, real danger of physical harm, or

where the injury litigated against would be incurred as a result of the disclosure

of the Raiser’s identity.” Id. (quotation omitted).

      In cases where the sensitive information has already been disclosed during

a party’s prior litigation under its real name, the social interest in allowing a party

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to proceed anonymously is limited. See M .M . v. W . Zavaras, 139 F.3d 798, 802

(10th Cir. 1998). Placing this matter in context, the issue brought to us for our

consideration has been previously considered and ruled upon in Raiser I. In the

earlier case, substantially similar assertions regarding the use of a pseudonym had

been raised to a panel of this court, and denied. The consequence of that denial is

that Raiser’s name remained in the public domain in connection with the

litigation. To paraphrase the present situation, Raiser’s request is equivalent to

asking us to put jack back in the box, that is, to collaterally review a previous

decision of this court. That we cannot do. Raiser has not demonstrated sufficient

“exceptional circumstances” justifying his use of a pseudonym in this

proceeding. 2

      Raiser also argues that the district court abused its discretion by denying

his motion to proceed using a pseudonym because (1) the defendants’ responses

to his motion were untimely, and (2) he was not afforded any opportunity to file a

reply under local rule DUCivR 7-1(b)(3) to those responses before his motion was

denied. Although Raiser is correct that he could file a reply, he could do so only

if the reply memorandum is “limited to rebuttal of matters raised in the

memorandum opposing the motion.” A reply may not properly be used to raise

2
  Raiser argues that this case is distinguishable from his prior proceedings
because if we denied his motion to proceed under a pseudonym he would incur
the very injury against which he is litigating. W e reject this argument.
Preventing disclosure of his identity is not the basis of Raiser’s lawsuit. Instead,
he seeks monetary compensation for a disclosure that has already occurred.

                                          -4-
new arguments in support of a party’s position. Having failed to demonstrate in

his initial brief that his case is sufficiently “exceptional,” disposition of this issue

is not relevant on appeal.

      Raiser’s second issue on appeal, that the district court erred in entering a

pre-trial discovery order limiting both the scope of Raiser’s written discovery

requests and the number and manner of his witness depositions, is dismissed.

Pretrial discovery orders are generally non-final, interlocutory orders that may

not be appealed until a final order is entered in the proceeding. See FTC v.

Alaska Land Leasing, Inc., 778 F.2d 577, 578 (10th Cir. 1985) (citing 28 U.S.C.

§ 1292). Because exception to that rule is not present, this court lacks

jurisdiction to address the issue.

      Raiser’s motion to proceed in forma pauperis is GR ANTED . The district

court’s April 22, 2005 order denying Raiser’s motion to proceed under a

pseudonym is AFFIRM ED. Raiser’s appeal of the district court’s April 26, 2005

order is DISM ISSED.

                                                 Entered for the Court

                                                 Carlos F. Lucero
                                                 Circuit Judge

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