Court Opinion

ID: 6495750
Source: CourtListenerOpinion
Date Created: 2022-06-28 15:06:11.979916+00
Date Added: 2024-06-11T08:48:05.524105
License: Public Domain

MAINE SUPREME JUDICIAL COURT                                                 Reporter of Decisions
Decision: 2022 ME 39
Docket:   Lin-21-283
Argued:   May 10, 2022
Decided:  June 28, 2022

Panel:       STANFILL, C.J., and MEAD, JABAR, HORTON, CONNORS, and LAWRENCE, JJ.*

                                           PAT DOE1

                                                v.

                                           SAM ROE

CONNORS, J.

         [¶1] The principal question addressed in this appeal is whether any

discovery is permitted in protection from abuse proceedings, and, if so, what

limits, if any, should be imposed on such discovery.

         [¶2] Pat Doe appeals from an interlocutory order of the District Court

(Wiscasset, Rushlau, J.) that (1) allowed discovery in a protection from abuse

action instituted by Doe against Sam Roe and (2) granted in part and denied in

part Doe’s request for a discovery protective order pursuant to

   *
       Although Justice Humphrey participated in the appeal, he retired before this opinion was
certified.
   1 We use the pseudonyms Pat Doe and Sam Roe for the plaintiff and defendant, respectively, so as
not to identify parties protected by protection from abuse orders. See Doe v. McLean, 2020 ME 40,
¶ 1 n.1, 228 A.3d 1080; 18 U.S.C.S. § 2265(d)(3) (LEXIS through Pub. L. No. 117-130). Here, both
parties have protection from abuse orders against the other, so neither party will be identified.
2

M.R. Civ. P. 26(c). Doe argues that the trial court erred as a matter of law in

allowing any discovery in a protection from abuse action and that, to the extent

the trial court had any discretion to permit discovery, it abused that discretion

by partially denying Doe’s request for a discovery protective order.2

        [¶3] We affirm the judgment. As explained below, we conclude that

discovery is not flatly prohibited in protection from abuse matters. But by

virtue of the nature of protection from abuse proceedings, discovery is rarely

appropriate or necessary, and when it is, discovery must take place within strict

parameters. The trial court’s approach here properly balanced the goal of

expediting such proceedings and the potential that discovery requests could

exacerbate the abuse alleged by the plaintiff against the infrequent need for a

defendant to take limited, minimally intrusive discovery in order to understand

and defend against the plaintiff’s allegations.

                                     I. BACKGROUND

        [¶4] The trial court record establishes the following facts and procedural

history. See Doe v. Tierney, 2018 ME 101, ¶ 2, 189 A.3d 756.

    This matter involves both a temporary protection from abuse order and a discovery protective
    2

order issued pursuant to M.R. Civ. P. 26(c). Although similarly named, these orders are distinct.
                                                                               3

      [¶5] Pat Doe and Sam Roe have a history of filing complaints for

protection from abuse against each other. In 2020, Doe obtained a protection

from abuse order against Roe in the District Court (Wiscasset), but she later

dismissed it because she no longer felt threatened by him. She later filed a

protection from abuse complaint in the District Court (Biddeford), but it was

dismissed after she failed to appear for the hearing. Roe obtained a protection

from abuse order against Doe in the District Court (Houlton) on June 15, 2021.

      [¶6] The instant action began on July 14, 2021, when Doe filed a

complaint for protection from abuse against Roe, alleging that she was in

immediate and present danger of abuse. Doe further alleged, inter alia, that the

abuse had been going on for five years, during which Roe had threatened her

life, stalked and followed her, repeatedly called her place of employment, and

stolen money from her friend. The trial court (Wiscasset, Martin, J.) issued a

temporary protection from abuse order that prohibited Roe from having any

contact with Doe or entering her home or place of work.

      [¶7] After he was served, Roe filed a motion to continue the final hearing

so that he could prepare and conduct discovery. On July 28, 2021, the trial court

(Cashman, J.) ordered a forty-nine-day continuance over Doe’s objection.

Noting that Roe had included language in his motion referencing his need for
4

discovery, the trial court denied that portion of his motion because Roe had not

filed a formal discovery request, and it commented that Roe could file

“something” about discovery in the future.

        [¶8] Roe subsequently served a request for production of documents,

asking that Doe produce financial records and law enforcement reports. See

M.R. Civ. P. 34. Roe also served twenty-five interrogatories seeking information

about the abuse, stalking behavior, and other allegations in the complaint, as

well as various other topics such as Doe’s previous substance abuse, her

employment status, her earnings, and the identity of anyone with whom she

lived. See M.R. Civ. P. 33. Doe subsequently filed a motion for a protective order

pursuant to M.R. Civ. P. 26(c), in which she argued that allowing discovery

would be contrary to the purpose of the protection from abuse statutes, see

19-A M.R.S. §§ 4001-4014 (2021),3 and would cause an undue burden on

plaintiffs.

        [¶9] On September 1, 2021, the trial court (Rushlau, J.) issued an order

stating:

   3 Title 19-A M.R.S. §§ 4011-4014 have since been amended, although the amendments are not

relevant to this appeal. See P.L. 2021, ch. 174, §§ 9-11 (effective Oct. 18, 2021) (codified at 19-A M.R.S.
§§ 4013(1)(A)(9-F), (4)(A), 4014); P.L. 2021, ch. 293, § A-22 (effective June 21, 2021) (codified at
19-A M.R.S. § 4012(5)); P.L. 2021, ch. 432, §§ 1-2 (effective Oct. 18, 2021) (codified at 19-A M.R.S.
§ 4011(1), (4)).
                                                                              5

            [The protection from abuse statutes] neither expressly
      grant[] access to discovery [n]or expressly prohibit[] or limit[]
      access to discovery. In most cases[,] the short time span before
      hearing will make discovery impractical, even if authorized. In the
      present matter[,] the time between service of discovery and the
      hearing date is long enough that some amount of discovery might
      be accomplished. However, the Court will not allow discovery to
      proceed unless defendant satisfies the Court that justice requires
      that he have access to discovery in order to prepare for hearing.

            The Court will not require the parties to negotiate about
      discovery as in an ordinary civil matter. The Court will instead
      schedule a Rule 26(g) conference by telephone at the earliest
      possible time.

      [¶10]   The trial court held the discovery conference the next day.

Consistent with its order, the trial court noted at the conference that although

discovery would be infeasible and unnecessary in most protection from abuse

cases, limited discovery was appropriate in this case based on the previous

protection from abuse orders between the parties and the complexity of Doe’s

stalking allegations. After reviewing and addressing each of Roe’s discovery

requests, the trial court granted in part and denied in part Doe’s request for a

protective order, ordering her to respond to thirteen of Roe’s interrogatories.

The court did not require her to respond to the other twelve interrogatories or

to Roe’s document requests, and then it ordered a continuance to provide Doe

time to respond.
6

         [¶11] Doe filed a notice of appeal on September 8, 2021, along with a

motion for leave to file an interlocutory appeal. We (Gorman, J.) deferred ruling

on the motion, requiring the parties to address in their briefing the

reviewability of the trial court’s interlocutory order.4

                                       II. DISCUSSION

A.       Doe’s challenge to the availability of any discovery in protection
         from abuse proceedings falls within the collateral order exception
         to the final judgment rule.

         [¶12] Before reaching the merits, we must address the interlocutory

nature of this appeal. Doe asserts that the appeal falls within the collateral

order exception to the final judgment rule. We agree.

         [¶13] The final judgment rule requires that, “[w]ith limited exceptions, a

party may not appeal a decision until a final judgment has been rendered in the

case.” Irving Oil Ltd. v. ACE INA Ins., 2014 ME 62, ¶ 8, 91 A.3d 594 (alteration in

original) (quotation marks omitted).               Although compliance with the final

judgment rule is not a jurisdictional requirement, the rule conserves judicial

resources, minimizes interference with the trial court, and advances other

    After we issued the order permitting Doe’s appeal to proceed, the trial court granted a request
     4

made by Doe to stay discovery pending resolution of the appeal.
                                                                                7

salutary goals. See id.; Maples v. Compass Harbor Vill. Condo. Ass’n, 2022 ME 26,

¶ 15, 273 A.3d 358.

      [¶14] The trial court’s order permitting discovery in this case is not a

final judgment because it did not “fully decide[] and dispose[] of the entire

matter pending before the court.” Maples, 2022 ME 26, ¶ 15, 273 A.3d 358

(quotation marks omitted); see Lewellyn v. Bell, 635 A.2d 945, 946-47

(Me. 1993). Hence, this appeal is immediately reviewable only if it falls within

one of our recognized exceptions to the final judgment rule. See Maples,

2022 ME 26, ¶ 16, 273 A.3d 358; Lewellyn, 635 A.2d at 947. Because Doe is the

party seeking immediate review, she bears the burden of showing that one of

the exceptions applies. See Maples, 2022 ME 26, ¶ 16, 273 A.3d 358; State v.

Carrillo, 2018 ME 84, ¶ 4, 187 A.3d 621.

      [¶15] The collateral order exception applies “when the appellant can

establish that (1) the decision is a final determination of a claim separable from

the gravamen of the litigation; (2) it presents a major unsettled question of law;

and (3) it would result in irreparable loss of the rights claimed, absent

immediate review.” Bond v. Bond, 2011 ME 105, ¶ 11, 30 A.3d 816 (quotation

marks omitted). Each of these requirements is met here.
8

       [¶16] First, whether discovery is available in a protection from abuse

action is “a claim separable from the gravamen of the litigation” because

resolution of the discovery issue has no bearing on the merits of Doe’s

complaint for protection from abuse. Second, given the potential implications

for future protection from abuse actions and the possibility that trial courts

may come to different conclusions, this issue qualifies as a “major unsettled

question of law” on which we have never spoken. Finally, the rights claimed by

Doe—namely that the protection from abuse statutes provide immunity from

discovery and engender a right to prompt disposition of her complaint—would

be irreparably lost in the absence of immediate review.5 See Hamilton v.

Drummond Woodsum, 2020 ME 8, ¶ 2 n.2, 223 A.3d 904; Salerno v.

Spectrum Med. Grp., P.A., 2019 ME 139, ¶ 12, 215 A.3d 804; Schelling v. Lindell,

2008 ME 59, ¶ 8, 942 A.2d 1226; Lord v. Murphy, 561 A.2d 1013, 1015-16

(Me. 1989). If discovery was unavailable and yet allowed to proceed, Doe

   5 Because we conclude that the collateral order exception to the final judgment rule applies, we

do not reach Doe’s argument that this appeal is reviewable because it falls within the death knell
exception. But our decision should not be read to imply that discovery orders, even in the context of
actions for protection from abuse, will ordinarily fall within any exception to the final judgment rule.
On the contrary, most individual discovery disputes do not present major unsettled questions of law
and will ordinarily be remediable at the time of a final judgment. See Mohawk Indus., Inc. v. Carpenter,
558 U.S. 100, 108-09 (2009); Pierce v. Grove Mfg. Co., 576 A.2d 196, 200 (Me. 1990); Hanley v. Evans,
443 A.2d 65, 66-67 (Me. 1982). It is only the fact that Doe’s appeal challenges whether discovery is
permitted at all in protection from abuse actions, an important and unresolved issue, that makes the
interlocutory order at issue in this case subject to immediate appeal.
                                                                                  9

would be permanently deprived of her claimed right to be free from that

process. Cf. Salerno, 2019 ME 139, ¶ 12, 215 A.3d 804; Schelling, 2008 ME 59,

¶ 8, 942 A.2d 1226.

B.     The trial court did not err as a matter of law in allowing discovery
       in a protection from abuse action and did not abuse its discretion in
       partially denying Doe’s motion for a protective order.

       [¶17] Doe argues that the structure and purpose of the protection from

abuse process is inconsistent with the availability of any discovery. Specifically,

she contends that permitting discovery in a protection from abuse action would

frustrate the overall purpose of the statutes, conflict with their strict deadlines,

and allow contact between defendants and plaintiffs in violation of temporary

protection from abuse orders. In response, Roe argues that the Maine Rules of

Civil Procedure expressly apply in proceedings on complaints for protection

from abuse, that the trial court acted within its discretion in granting a

continuance for purposes of discovery, and that discovery was necessary to

respond to a complaint that did not put Roe on notice of the allegations against

him.

       [¶18] We review issues of statutory interpretation de novo, evaluating a

statute’s plain meaning by considering the statute’s text, the statute’s subject

matter, the purposes of the statutory scheme as a whole, and the consequences
10

of a particular interpretation.      Monteith v. Monteith, 2021 ME 40, ¶ 23,

255 A.3d 1030; Dickau v. Vt. Mut. Ins., 2014 ME 158, ¶¶ 19-22, 107 A.3d 621.

We determine de novo whether a statute is ambiguous. See Friends of Lamoine

v. Town of Lamoine, 2020 ME 70, ¶ 7, 234 A.3d 214.                 If the statute is

unambiguous, we will base our interpretation only on its plain meaning. See id.

If the statute is ambiguous such that its plain meaning cannot be discerned at

this first step, we will then look to other indicia of legislative intent, such as the

statute’s legislative history. See State v. Aboda, 2010 ME 125, ¶ 10, 8 A.3d 719.

      [¶19] The protection from abuse statutes, 19-A M.R.S. §§ 4001-4014, are

contained in chapter 101 of Title 19-A. Section 4010(1) provides that “[u]nless

otherwise indicated in this chapter, all proceedings must be in accordance with

the Maine Rules of Civil Procedure.” In construing this language, we have

previously noted that “the Maine Rules of Civil Procedure apply to all

proceedings brought under the chapter governing complaints for protection

from abuse.” Doe v. Hills-Pettitt, 2020 ME 140, ¶ 5 n.3, 243 A.3d 461; see also

Shaw v. Packard, 2005 ME 122, ¶ 9, 886 A.2d 1287; Christensen-Towne v. Dorey,

2002 ME 121, ¶ 7, 802 A.2d 1010 (“The Rules of Civil Procedure apply to

protection from harassment claims unless they are inconsistent with the

statute.”). There is no express indication in the language of the statutes that the
                                                                              11

discovery rules contained in the Rules of Civil Procedure do not apply. See

19-A M.R.S. §§ 4001-4014.

      [¶20] On the other hand, traditional discovery is inconsistent with the

structure and purpose of the protection from abuse statutes for two reasons.

First, the protection from abuse process is “summary” in nature, see Doe v.

Forino, 2020 ME 135, ¶ 15, 242 A.3d 1098, and is intended to “allow . . . victims

of domestic abuse to obtain expeditious and effective protection against further

abuse” and “provide protection by promptly entering and diligently enforcing

court orders that prohibit abuse,” 19-A M.R.S. § 4001(2)-(3) (emphasis added).

See also L.D. 2458, Statement of Fact (114th Legis. 1990) (“The bill is designed

to reflect clearly the position that the victims of domestic abuse need the

prompt assistance of the courts and law enforcement agencies to overcome the

abuse they are suffering . . . .” (emphasis added)). Consequently, the statute

provides that a hearing on a complaint for protection from abuse must be held

within twenty-one days, 19-A M.R.S. § 4006(1), although a trial court may

continue a matter beyond the twenty-one-day limit when justice requires, see

Shaw, 2005 ME 122, ¶¶ 10-12, 886 A.2d 1287. This twenty-one-day period is

inconsistent with the timelines in the discovery rules because parties have

thirty days to respond to most forms of discovery, including interrogatories,
12

requests for production of documents, and requests for admission. See M.R.

Civ. P. 33(a), 34(b), 36(a).

         [¶21] Second, there is the risk that discovery could be used as a means

of continued abuse. Discovery can present a risk of harassment, see Hanley v.

Evans, 443 A.2d 65, 66 (Me. 1982), and this risk is heightened in the context of

a protection from abuse action. Such an outcome would contravene the express

purposes of the protection from abuse statutes, which specify that the process

is intended to provide “effective protection against further abuse” and “[t]o

provide protection . . . by reducing the abuser’s access to the victim.”

19-A M.R.S. § 4001; see also State v. Falcone, 2000 ME 196, ¶ 7, 760 A.2d 1046

(noting that a narrow interpretation of “residence” would “contravene[] the

express statutory purpose of protecting the victim”).

         [¶22] These inconsistencies6—along with the rule that the protection

from abuse statutes must be construed liberally to protect victims of abuse, see

19-A M.R.S. § 4001; State v. Blum, 2018 ME 78, ¶ 19, 187 A.3d 566; Dyer v. Dyer,

     6Doe also argues that the availability of attorney fees as a sanction for discovery violations, see
M.R. Civ. P. 37; Battryn v. Indian Oil Co., 472 A.2d 937, 939-41 (Me. 1984), is inconsistent with the rule
in protection from abuse cases that a plaintiff can be ordered to pay attorney fees “only if a judgment
is entered against the plaintiff after a hearing . . . and the court finds that the complaint is frivolous,”
19-A M.R.S. § 4007(1)(L-1) (2021). This argument fails because even if there were a conflict between
these two attorney fees provisions, it does not follow that the entire discovery process would be
inapplicable.
                                                                               13

2010 ME 105, ¶¶ 9-10, 5 A.3d 1049—lead us to conclude that discovery is not

routinely available in protection from abuse actions.

      [¶23] This is not to say that discovery can never occur in a protection

from abuse action, however. Such a conclusion would not only ignore the

express language of section 4010(1) incorporating the Maine Rules of Civil

Procedure, but also the fact that, on rare occasions, discovery can be helpful and

even necessary, such as in complex cases, cases in which relief involves

financial or property matters, see 19-A M.R.S. § 4007(1), or when the complaint

does not put the defendant sufficiently on notice to defend against its

allegations. Categorically precluding discovery would also run contrary to the

basis of the notice pleading standard applied in all civil actions, including

protection from abuse actions, see Smith v. Hawthorne, 2002 ME 149, ¶¶ 11-12,

804 A.2d 1133. Under the notice pleading standard, “the purpose of the

complaint is to provide the defendant with fair notice of the claim against him,”

but it is not required to include every detail necessary for a defendant to be

prepared for trial. See Vahlsing Christina Corp. v. Stanley, 487 A.2d 264, 267

(Me. 1985). This liberal pleading standard is made possible by the availability

of broad discovery devices in the ordinary civil case that take up much of the

role that was played by pleadings at common law. See 2 Harvey & Merritt,
14

Maine Civil Practice § 8:1 at 353-54 (3d, 2020-2021 ed. 2020); Richards v. Soucy,

610 A.2d 268, 270 n.3 (Me. 1992) (noting that, according to the United States

Supreme Court in Conley v. Gibson, 355 U.S. 41, 47 (1957), overruled in part by

Bell Atl. Corp. v. Twombly, 550 U.S. 544, 562-63 (2007), “‘notice pleading’ is

made possible by the liberal opportunity for discovery and other pretrial

procedures”); Casco Bank & Tr. Co. v. Rush, 348 A.2d 239, 241 (Me. 1975)

(noting that it is a function of discovery, and not of a complaint, to provide a

defendant with “all material details” of the allegations against them).        If

discovery were never available in protection from abuse actions, we would

have no basis for applying the notice pleading standard to those cases.

      [¶24] Accordingly, we conclude that, based on the language and purpose

of the protection from abuse statutes, discovery can be available in a protection

from abuse action, but only on rare occasions and if certain conditions are met.

      [¶25] A party seeking discovery in a protection from abuse action cannot

simply serve requests upon the other party as in other civil actions. Indeed, as

a practical matter, the final hearing is ordinarily scheduled to be held before

any answers to written discovery would be due. See 19-A M.R.S. § 4006(1); M.R.

Civ. P. 33(a), 34(b), 36(a). Rather, a party in a protection from abuse action

must petition the trial court for leave to conduct discovery before doing so and
                                                                                             15

should present such a petition in a prompt and timely manner to avoid delay.

To obtain discovery, a party must show the trial court that justice requires that

the party gain access to the materials sought and that the request is not

intended to delay the proceedings or to intimidate, harass, or otherwise abuse

the recipient of the requests. Only after these showings have been made may

discovery proceed.

       [¶26] In determining whether to permit discovery in an individual case,

the trial court must be sensitive to the “reality and unpredictability” of abusive

relationships. See Dyer, 2010 ME 105, ¶ 10, 5 A.3d 1049. Before ordering

discovery, therefore, the trial court must ensure that the requested information

is necessary and that discovery is not being used as a means of continued

harassment and abuse. The trial court should scrutinize each discovery request

to determine whether the information sought is needed for the party’s

preparation for the final hearing, the request would cause an undue burden on

the opposing party or witness, or the request is designed simply to delay the

final hearing.7 The trial court may also shorten the time frames within which a

  7  Not all discovery requests present the same risk of harassment. For example, depositions
present a higher risk of harassment than other discovery mechanisms and will rarely, if ever, be
necessary in protection from abuse cases even though depositions might occur more quickly than
other forms of discovery. Compare M.R. Civ. P. 30(b)(1), with M.R. Civ. P. 33(a).
16

party must respond, consistent with the purposes of the protection from abuse

statutes. See M.R. Civ. P. 33(a), 34(b), 36(a).

         [¶27] In the instant case, the trial court did not err as a matter of law in

concluding that discovery is not flatly foreclosed in protection from abuse

actions. Nor did the trial court abuse its discretion in permitting the specific

discovery it allowed in this case. The trial court properly put the burden on Roe

to show that discovery was necessary. After scrutinizing each of the requests,

the trial court ordered Doe to respond to only thirteen of the interrogatories

and did not require her to respond to any of Roe’s document requests. In

determining whether discovery would be permitted, the trial court

appropriately considered the need for discovery given the complexity of the

allegations and the parties’ history of previous complaints, whether the

interrogatories could be used as a means of harassment, and whether the

information Roe sought could be important to his defense.8

         [¶28] For example, the trial court did not require Doe to respond to

interrogatory nineteen, which asked about her illegal drug use, or interrogatory

     In this case, the trial court examined each discovery request after Doe filed a motion for a
     8

protective order pursuant to M.R. Civ. P. 26(c). To expedite the process in protection from abuse
proceedings and given that a conference will be required before any discovery is allowed, a party
seeking discovery should simply file a motion requesting a conference, with the discovery requests
appended. The court should then promptly hold the conference to review the requests without the
necessity of a motion for a protective order.
                                                                                                      17

twenty-three, which asked about the name of the person with whom Doe was

living. Conversely, the trial court required Doe to answer interrogatory six,

which asked for additional details as to when Roe had allegedly followed her.

Like the other interrogatories that Doe was ordered to answer, this question

was relevant to Roe’s defense and would not put an undue burden on Doe or

allow for continued harassment. Accordingly, the trial court’s determination

that Roe had met his burden of showing that justice required discovery on

thirteen of his interrogatories was not an abuse of discretion.9

        The entry is:

                           Judgment affirmed.

Melissa L. Martin, Esq. (orally), Pine Tree Legal Assistance, Portland, for
appellant Pat Doe

Richard L. Rhoda, Esq., Houlton, and David J. Bobrow, Esq. (orally), Bedard &
Bobow, P.C., Eliot, for appellee Sam Roe

Wiscasset District Court docket number PA-2021-89
FOR CLERK REFERENCE ONLY

   9   Doe further argues that the trial court (Rushlau, J.) abused its discretion because it
misapprehended an earlier ruling of the trial court (Cashman, J.) on Roe’s motion to continue as
sanctioning discovery. Although the trial court (Rushlau, J.) did refer to the earlier ruling, it did so
primarily to note that the discovery request had first been made at the motion-to-continue stage and
that there was sufficient time to permit discovery in this case; the trial court did not base its decision
to allow discovery entirely on the earlier ruling. Instead, it based its decision on the complexity of
the allegations made by Doe, the nature of Roe’s requests, and how relevant any answers to the
requests would be to Roe’s defense.