Court Opinion

ID: 4698378
Source: CourtListenerOpinion
Date Created: 2021-06-24 17:01:15.272757+00
Date Added: 2024-06-11T09:16:03.275934
License: Public Domain

UNITED STATES DISTRICT COURT
                            FOR THE DISTRICT OF COLUMBIA

DIANE PENNINGTON, et al.,

     Plaintiffs,

               v.                                         Civil Action No. 19-796 (JEB)

ISLAMIC REPUBLIC OF IRAN,

     Defendant.

                                  MEMORANDUM OPINION

       Between 2005 and 2008, a series of sixteen terrorist attacks in Iraq killed or wounded

twenty members of the United States military. Plaintiffs — the estates and families of the

victims — brought this action seeking recompense for their economic and psychological injuries.

Specifically, Plaintiffs sue for damages from the Islamic Republic of Iran under the terrorism

exception to the Foreign Sovereign Immunities Act. As Defendant has failed to appear, default

has been entered, and Plaintiffs now move for default judgment on liability only. Given that the

Court finds the link between Iran and the attacks clear, it will grant their Motion.

I.     Background

       Explosively Formed Penetrators (EFPs) — a type of lethal roadside bomb — have proven

exceptionally dangerous to U.S. Armed Forces in the Middle East. See ECF No. 40-1, Exh. 1(a)

(Declaration of Expert Daniel Byman) at 1. In 2015, General Martin Dempsey, then Chairman

of the Joint Chiefs of Staff, testified before the Senate that EFPs were responsible for hundreds

of American casualties. Id. at 4 (citing Impacts of the Joint Comprehensive Plan of Action

(JCPOA) on U.S. Interests and the Military Balance in the Middle East: Hearing Before the S.

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Comm. on Armed Servs., 114th Cong. 357 (2015)). Plaintiffs in this case are the estates and

family members of twenty of these U.S. nationals. While the Complaint generally alleges that

Plaintiffs also include the injured soldiers themselves, see, e.g., ECF No. 1 (Complaint), ¶ 9, in

its actual description of the parties, only the estates and family members of the dead and injured

soldiers are mentioned. Id., ¶¶ 88–235. The Court will accordingly confine its analysis to these

latter groups.

       Plaintiffs filed this suit against Iran on March 21, 2019. Nine months later, they mailed

copies of the summons, Complaint, and notice of the suit to Iran, see ECF No. 17 (Certificate of

Mailing), but Defendant refused delivery and returned the summons unexecuted. See ECF No.

19 (Iran Summons Return). Undeterred, Plaintiffs transmitted the service documents to the U.S.

State Department on May 12, 2020, see ECF No. 20 (Affidavit Requesting Foreign Mailing),

which in turn forwarded them to Iran’s Ministry of Foreign Affairs through the Swiss Embassy

in Tehran on September 2, 2020. See ECF No. 24 (Service Affidavit). Service on Defendant

was therefore effective as of that date. See 28 U.S.C. § 1608(c)(1). True to form, Iran failed to

answer the Complaint. On March 1, 2021, consequently, Plaintiffs requested an entry of default,

see ECF No. 36 (Affidavit for Default), which the Clerk granted on March 3. See ECF No. 38

(Default). Plaintiffs have now moved for default judgment on liability, saving the question of

damages for a later date. See ECF No. 40 (Mot. for Def. Judg.).

II.    Legal Standard

       Foreign states are generally immune from suit in federal court, subject to exceptions

codified in the Foreign Sovereign Immunities Act. See 28 U.S.C. § 1604; see also Argentine

Republic v. Amerada Hess Shipping Corp., 488 U.S. 428, 439 (1989) (“[T]he FSIA provides the

sole basis for obtaining jurisdiction over a foreign state in federal court.”). Relevant here is

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section 1605A, the so-called “terrorism exception” to the FSIA. See Fraenkel v. Islamic

Republic of Iran, 892 F.3d 348, 352 (D.C. Cir. 2018). This section provides federal courts with

jurisdiction over suits where plaintiffs seek money damages from a foreign state for “personal

injury or death that was caused by an act of torture, extrajudicial killing, aircraft sabotage,

hostage taking, or the provision of material support or resources for such an act.” 28 U.S.C.

§ 1605A(a)(1). It also creates a cause of action for “national[s] of the United States” to sue

foreign states that are designated by the U.S. government as sponsors of terrorism and perform or

materially support the acts described in 28 U.S.C. § 1605A(a)(1). Id. § 1605A(c). The statute

specifies that, “[i]n any such action, damages may include economic damages, solatium, pain

and suffering, and punitive damages.” Id.; accord Fraenkel, 892 F.3d at 353.

       To obtain a default judgment in such an action, plaintiffs must establish their claims “by

evidence satisfactory to the court.” 28 U.S.C. § 1608(e). Successful plaintiffs may then recover

damages by showing “that the projected consequences are reasonably certain (i.e., more likely

than not) to occur, and [proving] the amount of damages by a reasonable estimate.” Fraenkel,

892 F.3d at 353 (quoting Hill v. Republic of Iraq, 328 F.3d 680, 684 (D.C. Cir. 2003)). While

these requirements create “some protection against an unfounded default judgment,” plaintiffs

need not produce “more or different evidence than [a court] would ordinarily receive; indeed, the

quantum and quality of evidence that might satisfy a court can be less than that normally

required.” Id. (citation omitted) (alteration in original).

III.   Analysis

       The Court’s analysis proceeds in two parts. It begins by clearing some jurisdictional

underbrush and then evaluates Defendant’s liability.

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       A.      Jurisdiction

       The FSIA both gives this Court subject-matter jurisdiction and abrogates Defendant’s

sovereign immunity, subject to certain conditions. Iran must also be properly served under 28

U.S.C. § 1608(a). The Court looks at each of these questions separately.

            1. Subject-Matter Jurisdiction

       The state-sponsored-terrorism exception to the FSIA provides federal courts with subject-

matter jurisdiction over suits against a foreign state only where (1) “money damages are sought”

(2) “against a foreign state for” (3) “personal injury or death that” (4) “was caused” (5) “by an

act of torture, extrajudicial killing, aircraft sabotage, hostage taking, or the provision of material

support or resources for such an act.” 28 U.S.C. § 1605A(a)(1); see also Oveissi v. Islamic

Republic of Iran, 879 F. Supp. 2d 44, 50 (D.D.C. 2012); Wultz v. Islamic Republic of Iran, 864

F. Supp. 2d 24, 32 (D.D.C. 2012).

       All five conditions are met here. First, Plaintiffs seek money damages. See Compl. at

42. Second, Iran is a foreign state. Third, Plaintiffs allege personal injury and death. Id.,

¶ 1. Fourth, they have met the causation prong by showing that Iran’s provision of material

support caused their injuries. The Act requires only that Plaintiffs show “some reasonable

connection between the act or omission of the defendant and the damages [that] the plaintiff has

suffered.” Valore v. Islamic Republic of Iran, 700 F. Supp. 2d 52, 66 (D.D.C. 2010) (citation

omitted). This they have done. Plaintiffs’ two experts — Dr. Daniel Byman (former Research

Director for the Center for Middle East Public Policy at the RAND Corporation) and Michael

Pregent (former intelligence officer for the U.S. Army) — explained in detail Iran’s history of

interference in Iraq, including the support of militant Shia proxy groups, and both experts

evinced confidence that Iran played a substantial role in these attacks. See Byman Decl.; ECF

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No. 40-1, Exh. 2(a) (Expert Report of Michael Pregent). In fact, Dr. Byman noted that only

groups with links to Iran have actually used EFPs. See Byman Decl. at 19. A court in this

district, moreover, recently found in a similar case that the “identification of the weapon as an

EFP all but necessitates the inference that Iran was responsible.” Karcher v. Islamic Republic of

Iran, 396 F. Supp. 3d 12, 30 (D.D.C. 2019) (emphasis removed). The Court thus finds a

reasonable connection between Defendants’ actions and the damages Plaintiffs suffered.

       Fifth and finally, the attack constituted an “extrajudicial killing,” or such an attempt,

within the meaning of the Act. While Plaintiffs in this case are the estates and families of U.S.

servicemembers who were involved in military operations, as opposed to being civilian

bystanders, this is ultimately a distinction without a difference. The terrorism exception to the

FSIA specifically provides a private right of action for members of the armed forces and

civilians alike. See 28 U.S.C. § 1605A(c)(1)–(2); see also Karcher, 396 F. Supp. 3d at 14

(finding Iran liable under FSIA exception for seven attacks on U.S. servicemembers in Iraq);

Estate of Heiser v. Islamic Republic of Iran, 659 F. Supp. 2d 20, 22 (D.D.C. 2009) (finding same

for deaths of 17 U.S. servicemembers killed in bombing in Saudi Arabia); Spencer v. Islamic

Republic of Iran, 71 F. Supp. 3d 23, 25 (D.D.C. 2014) (finding same for deaths of 241 U.S.

servicemembers, and the injuries of many others, in bombing of Marine barracks in Lebanon).

Additionally, as to the family members of individuals injured but not killed by the EFPs, other

courts in this district have held that the FSIA terrorism exception encompasses attempted

extrajudicial killings, at least where the attack resulted in casualties. See, e.g., Cohen v. Islamic

Republic of Iran, 238 F. Supp. 3d 71, 81 (D.D.C. 2017) (concluding that “extrajudicial killing”

occurred under FSIA, even though plaintiffs survived, because attack resulted in casualties); Gill

v. Islamic Republic of Iran, 249 F. Supp. 3d 88, 99 (D.D.C. 2017) (finding that “extrajudicial

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killing” occurred under FSIA where no victims died in attack). This Court agrees. Finding all

five criteria met, therefore, it concludes that it has jurisdiction over Plaintiffs’ claims.

            2. Sovereign Immunity

        FSIA plaintiffs face an additional hurdle. Even where a court has subject-matter

jurisdiction, FSIA defendants remain impervious to suit absent a waiver of sovereign immunity.

Fortunately for Plaintiffs here, the FSIA vitiates such immunity when three conditions are met:

(1) “The foreign state was designated as a state sponsor of terrorism at the time [of] the act . . .

and . . . either remains so designated when the claim is filed under this section or was so

designated within the 6-month period before the claim is filed under this section”; (2) “the

claimant or the victim was, at the time [of] the act[,] . . . a national of the United States”; and

(3) “in a case in which the act occurred in the foreign state against which the claim has been

brought, the claimant has afforded the foreign state a reasonable opportunity to arbitrate the

claim.” 28 U.S.C. § 1605A(a)(2)(A)(i)–(iii); see also Wultz, 864 F. Supp. 2d at 33.

        Plaintiffs meet two of the three conditions, and the third does not apply. First, Iran has

been designated as a state sponsor of terrorism since 1984 and remains so designated today. See

Dep’t of State, Bureau of Counterterrorism, State Sponsors of Terrorism, https://bit.ly/2SQNecF

(last visited June 21, 2021). Second, all 20 victims, as well as all claimants, are United States

nationals. See Compl., ¶¶ 88–235. Finally, as the attack occurred in Iraq, not Iran, the third

condition does not come into play. The Court can thus easily conclude that Congress has

abrogated Iran’s sovereign immunity pursuant to 28 U.S.C. § 1605A.

            3. Service of Process

        One last threshold issue remains: service of process. Title 28 U.S.C. § 1608(a) sets out

four methods by which service may be made, in ranked order. The summons and complaint may

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be delivered, first, “in accordance with any special arrangement for service between the plaintiff

and the foreign state or political subdivision,” id. § 1608(a)(1), or, second, “in accordance with

an applicable international convention on service of judicial documents.” Id. § 1608(a)(2). If no

such agreements exist, plaintiffs must attempt service through a third method, which involves

sending the requisite documents “by any form of mail requiring a signed receipt . . . to the head

of the ministry of foreign affairs of the foreign state concerned.” Id. § 1608(a)(3). And should

that fail, plaintiffs may resort to method four: the Court Clerk may send the packet to the

Secretary of State for transmittal “through diplomatic channels to the foreign state.” Id.

§ 1608(a)(4); see also Republic of Sudan v. Harrison, 139 S. Ct. 1048, 1054 (2019).

       Plaintiffs have successfully navigated this procedural thicket and effected service on Iran.

The parties lack a special service arrangement, and the United States and Iran are not signatories

to a service convention, ruling out methods one and two. See Valore, 700 F. Supp. 2d at 70.

Plaintiffs tried method three, mailing the relevant documents to Iran’s foreign minister in his

home country, but did not succeed. See Cert. of Mail.; see also Iran Sum. Ret. Persisting,

Plaintiffs turned to method four. The State Department transmitted the documents to Iran’s

Ministry of Foreign Affairs through the Embassy of Switzerland on September 2, 2020. See

Service Affidavit at 1. As a result, service on Defendant was finally effective as of that date.

See 28 U.S.C. § 1608(c)(1).

       Mindful that it lacks the authority “to raise the FSIA terrorism exception’s statute of

limitations on behalf of an entirely absent defendant,” Maalouf v. Islamic Republic of Iran, 923

F.3d 1095, 1112 (D.C. Cir. 2019), the Court sees no other jurisdictional hurdles and proceeds

onward to the merits.

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       B.      Liability

       Although § 1605A provides a private right of action, it still requires plaintiffs “to prove a

theory of liability.” Valore, 700 F. Supp. 2d at 73; see also Rimkus v. Islamic Republic of Iran,

750 F. Supp. 2d 163, 175–76 (D.D.C. 2010) (“[P]laintiffs in § 1605A actions . . . must articulate

the justification for such recovery, generally through the lens of civil tort liability.”). Consistent

with guidance from the D.C. Circuit, district courts “rely on well-established principles of law,

such as those found in Restatement (Second) of Torts,” to determine liability under the FSIA. In

re Islamic Republic of Iran Terrorism Litig., 659 F. Supp. 2d 31, 61 (D.D.C. 2009); see also

Bettis v. Islamic Republic of Iran, 315 F.3d 325, 333 (D.C. Cir. 2003) (using Restatement “as a

proxy for state common law” in determining FSIA liability). Here, Plaintiffs assert a multitude

of such theories — namely, wrongful death and a variety of solatium-related claims, including

intentional infliction of emotional distress. All clear the bar. While Plaintiffs also put forth a

personal-injury theory of liability, as the Complaint does not include the injured soldiers

themselves among the list of Plaintiffs, the Court need not address this issue. It therefore

considers only the claims made by the estates and family members of the victims.

       First, Plaintiffs may recover for wrongful death “if they can establish [that Iran] caused

[the victims’] deaths.” Thuneibat v. Syrian Arab Republic, 167 F. Supp. 3d 22, 39 (D.D.C.

2016) (citing Restatement (Second) of Torts § 925 (1965)). All the deaths and injuries in

question were caused by EFPs. See Compl., ¶ 14. The relevant question, therefore, is whether

Iran is responsible for their presence. As mentioned earlier, Plaintiffs have provided the reports

of two experts with extensive knowledge in this field. Both ultimately reached the conclusion

that Iran played a significant role in these attacks. See Byman Decl. at 2 (expressing “high level

of confidence” that Iran was responsible for EFP attacks); see also Pregent Rep. at 6, 8–9

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(concurring with Byman that Iran was responsible “[w]ithin a reasonable degree of intelligence

and counter-insurgency certainty”). These experts are far from alone in this judgment. Former

CIA Director General Michael V. Hayden has testified that “[t]he EFPs are coming from Iran.”

Byman Decl. at 18. General Stanley McCrystal, former Commander of the Joint Special

Operations Command, discussing EFPs, told the New Yorker: “There was zero question where

they were coming from. We knew where all the factories were in Iran.” Id. Similarly, three

non-governmental Middle East experts — Michael Eisenstadt, Michael Knights, and Ahmed Ali

— wrote a joint piece for the Washington Institute for Near East Policy in which they claimed

that EFPs are exclusively associated with Iran. Id. Finally, as previously discussed, a court in

this district recently held that plaintiffs had sufficiently demonstrated Iran’s responsibility, noting

that the connection between it and EFPs was so strong that “absent any indication that any of

these EFPs was not backed by Iran, the Court shall find that Iran was indeed the provider of the

EFP(s) in each bellwether attack.” Karcher, 396 F. Supp. 3d at 30. The Court finds such

evidence — and the reasoning of Karcher — to be persuasive. It thus concludes that Plaintiffs

have sufficiently proven that Iran was responsible for providing the relevant EFPs.

       Next, all Plaintiffs claim intentional infliction of emotional distress. Under general

principles of tort law, “[o]ne who by extreme and outrageous conduct intentionally or recklessly

causes severe emotional distress to another is subject to liability for such emotional distress,”

both to the victim and “to a member of such person’s immediate family who is present at the

time.” Heiser, 659 F. Supp. 2d at 26 (quoting Restatement (Second) of Torts § 46). As the

Heiser court explained, terrorism is “unique among the types of tortious activities in both its

extreme methods and aims,” in that it is “intended to cause the highest degree of emotional

distress, literally, terror.” Id. at 27 (citation omitted). For that reason, immediate family

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members of terrorism victims may state a claim for IIED even if they were not present at the site

of the attack. See Republic of Sudan v. Owens, 194 A.3d 38, 42 (D.C. 2018); Heiser, 659 F.

Supp. 2d at 27.

        All Plaintiffs make several other solatium claims — claims of severe mental anguish,

extreme emotional pain and suffering, and loss of society, companionship, comfort, advice, and

counsel. “Solatium claims under the FSIA are functionally identical to claims for intentional

infliction of emotional distress.” Moradi v. Islamic Republic of Iran, 77 F. Supp. 3d 57, 71–72

(D.D.C. 2015) (quoting Spencer v. Islamic Republic of Iran, 71 F. Supp. 3d 23, 27 (D.D.C.

2014)). As with IIED claims, solatium claims are equally available to compensate those related

to persons injured but not killed. Oveissi v. Islamic Republic of Iran, 768 F. Supp. 2d 16, 26

n.10 (D.D.C. 2011). The Court thus finds them appropriate here.

IV.     Conclusion

        For these reasons, the Court will grant Plaintiffs’ Motion and enter default judgment on

their behalf as to liability.

                                                            /s/ James E. Boasberg
                                                            JAMES E. BOASBERG
                                                            United States District Judge
Date: June 24, 2021

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