Court Opinion

ID: 3046045
Source: CourtListenerOpinion
Date Created: 2015-10-13 23:18:00.703322+00
Date Added: 2024-06-11T12:10:03.074388
License: Public Domain

United States Court of Appeals
                            FOR THE EIGHTH CIRCUIT
                                   ___________

                                   No. 08-2322
                                   ___________

United States of America,             *
                                      *
           Plaintiff – Appellee,      *
                                      * Appeal from the United States
      v.                              * District Court for the
                                      * District of Minnesota.
James Richard Cook,                   *
                                      * [UNPUBLISHED]
           Defendant – Appellant.     *
                                 ___________

                             Submitted: February 10, 2009
                                Filed: February 19, 2009
                                 ___________

Before BYE, JOHN R. GIBSON, and GRUENDER, Circuit Judges.
                             ___________

PER CURIAM.

      James Richard Cook was convicted of armed bank robbery in violation of 18
U.S.C. § 2113(a) and (d). He appeals his conviction, arguing the district court1 erred
by refusing to allow him to present evidence in support of a necessity defense. We
affirm.

      1
        The Honorable Ann D. Montgomery, United States District Judge for the
District of Minnesota.
                                           I

       In 2004, Cook was convicted of armed bank robbery. Following his release
from prison, Cook lived at the Volunteers of America ("VoA"), a halfway house in
Minneapolis, Minnesota from June 20, 2007, until October 19, 2007. When he was
discharged from the VoA, he was told to go to the Union Gospel Mission ("Mission"),
a shelter in St. Paul, Minnesota.

       On October 24, 2007, Cook robbed a TCF Bank in downtown St. Paul,
Minnesota, of $1,740 cash by brandishing a butter knife. Cook arguably attempted
to evade arrest by walking away quickly, changing his hat, and attempting to change
his shirt. Cook was arrested within five minutes of the robbery and did not resist
arrest, saying, "Oh well. I'll have to go back to prison now."

       During trial, Cook wanted to present a "necessity" or "choice of evil" defense,
arguing he chose bank robbery to avoid the greater evil of homelessness. In support
of that defense, he sought to introduce the testimony of two individuals, one from the
VoA and the other from the Mission. The person representing the VoA would testify:
Cook came to VoA from the Bureau of Prisons in Leavenworth, was there for four
months, unsuccessfully sought unemployment, and was discharged with only an
address of a homeless shelter. The person representing the Mission would testify:
Mission records demonstrate some people were unable to gain admission to the shelter
on October 21-23, 2007. This person could not testify whether Cook was such a
person, however, as the Mission does not track the identity of the people it turns away.

       At the hearing regarding the necessity defense, Cook's counsel admitted there
was to be no testimony that Cook was unable to gain admission to the Mission on
October 21-23, 2007, or that Cook had no alternatives other than homelessness or
bank robbery. Finding his proffer legally insufficient, the district court denied Cook
the ability to present a necessity defense.

                                          -2-
      Cook was found guilty by a jury of armed bank robbery in violation of 18
U.S.C. § 2113(a) and (d). The district court sentenced him to eighty months
imprisonment followed by three years of supervised release. This appeal followed.

                                            II

      We review de novo whether there is sufficient evidence to submit an affirmative
defense to a jury. United States v. Andrade-Rodriguez, 531 F.3d 721, 723 (8th Cir.
2008). Because Cook failed to proffer evidence on (at least) one element of the
necessity defense, the district court properly denied him the ability to raise that
defense at trial.

       In United States v. Bailey, after noting "[m]odern cases have tended to blur the
distinction between duress and necessity," the Supreme Court stated: "Under any
definition of [the necessity and duress] defenses one principle remains constant: if
there was a reasonable, legal alternative to violating the law, a chance both to refuse
to do the criminal act and also to avoid the threatened harm, the defenses will fail."
444 U.S. 394, 410 (1980) (internal quotation marks omitted). Cook has failed to
demonstrate he lacked a reasonable, legal alternative to robbing the bank. When
asked if there would be any testimony that bank robbery or homelessness were Cook's
only alternatives, defense counsel responded he was not "proposing to weigh in on
that point." Instead, Cook asserts it is the government's burden to prove he had other
alternatives. This is incorrect. The Supreme Court specifically stated in Bailey: "[T]he
[defendant] is not entitled to claim a defense of duress or necessity unless and until
he demonstrates that, given the imminence of the threat, violation of [the law] was his
only reasonable alternative." Id. at 410-11 (emphasis added).

       Because Cook's did not even attempt to establish he had no other legal
alternative to violating the law, the district court did not err by excluding the proffered
testimony on his necessity defense. See United States v. Kabat, 797 F.2d 580, 590-91

                                           -3-
(8th Cir. 1986) (holding a defendant is not entitled to present a necessity defense
unless he shows "an underlying evidentiary foundation as to each element of the
defense").

                                        III

      We affirm Cook's conviction.
                    ______________________________

                                        -4-