Court Opinion

ID: 5121707
Source: CourtListenerOpinion
Date Created: 2021-10-28 15:06:36.483993+00
Date Added: 2024-06-11T08:22:23.960338
License: Public Domain

TO BE PUBLISHED

              Supreme Court of Kentucky
                               2021-SC-0330-KB

JONATHAN RICHARD MCCARRICK                                              MOVANT

V.                           IN SUPREME COURT

KENTUCKY BAR ASSOCIATION                                         RESPONDENT

                            OPINION AND ORDER

      Jonathan Richard McCarrick (McCarrick), whose bar roster address is

5800 Weatherburn Court, Prospect, KY 40059, KBA Member Number 88484,

moves this Court to impose the sanction of a Public Reprimand for his

violations of the Kentucky Supreme Court Rules of Professional Conduct. The

Kentucky Bar Association (KBA) has no objection to McCarrick’s request. For

the following reasons, the motion is granted.

                               I. BACKGROUND

      McCarrick ceased performing legal work around 2005 when he began

working for a software company in a non-attorney role. In 2008, McCarrick was

suspended from practicing law in Kentucky for failing to complete his

continuing legal education requirements. He did not seek to be restored to

practice. Instead, he continued his work in the software industry outside of
Kentucky, living in various states and moving frequently. He currently works

for a software company located in Massachusetts.

      After McCarrick returned to Kentucky, his daughter was charged with

Theft by Unlawful Taking, Shoplifting in Jefferson District Court Case No. 19-

M-13898. Despite being suspended from the practice of law, McCarrick

knowingly entered an appearance and appeared in court for his daughter at

her arraignment. While there, he told the prosecutor that he was an attorney.

      After the arraignment, McCarrick appeared again at his daughter’s

pretrial conference. He represented her in front of the court as the attorney of

record. At this hearing, his daughter received diversion, and her case was

dismissed. Representing his daughter in these two instances related to her

shoplifting charge are the only instances in which he has engaged in the

practice of law since 2005. McCarrick does not intend to resume legal practice.

      The Kentucky Bar Association (KBA) attempted to serve McCarrick with

the Inquiry Commission complaint at his Bar Roster address (201 E. Jefferson

St., Suite 202, Louisville, KY) once by certified mail and once by Sheriff.

Because McCarrick had moved away and the suite was then vacant, neither

service attempt could be completed. On October 20, 2020, the KBA completed

service on McCarrick via service on the Executive Director pursuant to SCR

3.035(2). McCarrick failed to respond to the complaint despite being warned by

the Inquiry Commission that a failure to respond could result in additional

charges under SCR 3.130(8.1)(b) (stating that a lawyer shall not “knowingly fail

to respond to a lawful demand for information from . . . a disciplinary

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authority.”). The Sheriff eventually also personally served McCarrick on

January 8, 2021 at 5800 Weatherburn Court, Prospect, KY 40059. He has

since updated his bar roster address to this address.

      Because of these events, McCarrick admits to four violations of the

Kentucky Supreme Court Rules of Professional Conduct:

   1. SCR 3.130(5.5)(a), for “practic[ing] law in a jurisdiction in violation of the

      regulation of the legal profession in that jurisdiction” by representing his

      daughter;

   2. SCR 3.130(5.5)(b)(2), for “hold[ing] out . . . that [he] is admitted to

      practice law in the jurisdiction” by telling the prosecutor and the court

      that he was his daughter’s attorney;

   3. SCR 3.130(3.4)(c), for “knowingly disobey[ing] an obligation under the

      rules of a tribunal” by violating the Order of his own suspension by

      representing his daughter; and

   4. SCR 3.130(8.1)(b), for “knowingly fail[ing] to respond to a lawful demand

      for information” by not responding to the Complaint issued against him.

      McCarrick admits to all four violations. He expresses remorse and has

provided two statements from mental health providers attesting to the

“debilitating mental setbacks” he has experienced during the pendency of these

disciplinary proceedings. The KBA and McCarrick agree that the appropriate

discipline on the above facts is a public reprimand and direction to pay all

costs of these proceedings pursuant to SCR 3.450.

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                                  II. ANALYSIS

      McCarrick admits that he violated SCR 3.130(5.5)(a), SCR

3.130(5.5)(b)(2), SCR 3.130(3.4)(c), and SCR 3.130(8.1)(b). He requests a public

reprimand as the appropriate sanction. The KBA has no objection to the

imposition of a public reprimand and direction to pay all costs of these

proceedings pursuant to SCR 3.450.

      Our Rules permit the KBA and a member of the bar to agree to a

negotiated sanction.

      Any member who is under investigation pursuant to SCR 3.160(2)
      or who has a complaint or charge pending in this jurisdiction, and
      who desires to terminate such investigation or disciplinary
      proceedings at any stage of it may request Bar Counsel to consider
      a negotiated sanction. If the member and Bar Counsel agree upon
      the specifics of the facts, the rules violated, and the appropriate
      sanction, the member shall file a motion with the Court which
      states such agreement, and serve a copy upon Bar Counsel, who
      shall, within 10 days of the Clerk’s notice that the motion has been
      docketed, respond to its merits and confirm its agreement . . . . The
      Court may approve the sanction agreed to by the parties, or may
      remand the case for hearing or other proceedings specified in the
      order of remand.

SCR 3.480(2).

      The KBA consents to a public reprimand and cites to three similar cases

to justify its imposition. First, it cites to Hoff v. Kentucky Bar Ass’n, 537 S.W.3d

817 (Ky. 2018), in which this Court granted a public reprimand where an

attorney continued to practice law after his license was suspended for failing to

pay dues. Hoff did not know his license was suspended because the KBA did

not have accurate contact information for him. Id. at 818. The KBA then cites

Wright v. Kentucky Bar Ass’n, 169 S.W.3d 858 (Ky. 2005). There, Wright was

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suspended for failing to complete continuing legal education requirements;

even so, she continued to practice law and received a public reprimand. Id. at

859–60. Finally, the KBA cites Smith v. Kentucky Bar Ass’n, 599 S.W.3d 868

(Ky. 2020). There, Smith also had a suspended license for failure to complete

continuing legal education requirements but continued to appear as counsel in

several cases. Id. at 869. This Court issued a public reprimand conditioned

upon completing the Ethics and Professionalism Enhancement Program. Id. at

870.

       The KBA cites these cases to demonstrate that a public reprimand is an

appropriate sanction. After reviewing the facts and relevant caselaw, we agree

with McCarrick and the KBA that a public reprimand with direction to pay

costs is warranted.

ACCORDINGLY, IT IS HEREBY ORDERED THAT:

1.     Movant, Jonathan Richard McCarrick, is publicly reprimanded for the

       above described and admitted violations of SCR 3.130(5.5)(a), SCR

       3.130(5.5)(b)(2), SCR 3.130(3.4)(c), and SCR 3.130(8.1)(b).

2.     In accordance with SCR 3.450, McCarrick is directed to pay the costs of

       this action in the amount of $154.45, for which execution may issue

       from this Court upon finality of this Opinion and Order.

       All sitting. All concur.

       ENTERED: October 28, 2021.

                                      ______________________________________
                                      CHIEF JUSTICE MINTON

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