Court Opinion

ID: 2863603
Source: CourtListenerOpinion
Date Created: 2015-09-05 23:50:30.815043+00
Date Added: 2024-06-11T15:14:20.165765
License: Public Domain

TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN

ON MOTION FOR REHEARING

NO. 03-00-00498-CV

Lynda's Boutique, Appellant

v.

George Alexander d/b/a Zentner's Daughter Steakhouse, Appellee

FROM THE DISTRICT COURT OF TOM GREEN COUNTY, 340TH JUDICIAL DISTRICT

NO. C-99-0510, HONORABLE BEN WOODWARD, JUDGE PRESIDING

	After our original opinion was delivered reversing the trial court's judgment, George
Alexander d/b/a Zentner's Daughter Steakhouse moved to supplement the record and moved for a
rehearing.  The motion to supplement the record was granted.  We have now considered the record
as supplemented, withdraw our original opinion and judgment issued July 26, 2001, and substitute
the following opinion.

	Appellant Lynda's Boutique filed this restricted appeal, challenging a trial court order
that dismissed its claim against appellee George Alexander d/b/a Zentner's Daughter Steakhouse
("Alexander") for want of prosecution.  See Tex. R. App. P. 30.  By one issue, appellant contends
it did not get notice of the trial court's intent to dismiss the suit; the trial court did not hold a hearing
on the dismissal; and appellant did not receive notice of the dismissal order.  We will reverse the
order of dismissal and remand the cause to the trial court.

BACKGROUND
	Lynda's Boutique, which is located adjacent to Alexander's place of business in San
Angelo, sued Alexander for negligence and gross negligence following a fire at Alexander's that
resulted in damage to Lynda's Boutique.  The plaintiff's original petition was filed on May 6, 1999,
and an amended petition was filed on February 10, 2000.  On January 18, 2000, the trial court signed
an "Order Setting Scheduling Conference" (the "order"), informing the parties that a scheduling
conference was set for March 6, 2000 and warning them that "[f]ailure to appear without excuse will
result in dismissal of the case for want of prosecution or entering sanctions or other orders as the
Court deems appropriate."  The docket sheet included in the record filed with this Court reflects that
counsel for Lynda's Boutique failed to appear at this scheduling conference, and the case was
subsequently dismissed for want of prosecution.  The dismissal order was signed on March 10, 2000.
	Lynda's Boutique claims it did not get notice of the hearing on the dismissal, nor
notice of the order dismissing the case.  Consequently, Lynda's Boutique did not discover that the
case had been dismissed until July 5, 2000, after the deadline to file a motion to reinstate had lapsed. 
See Tex. R. Civ. P. 165a(3) (motion to reinstate must be filed within thirty days after trial court signs
dismissal order), 306a(4) (if party does not receive notice or actual knowledge within twenty days
of signing of order, time periods begin to run on date that party receives notice or actual knowledge,
but in no event shall periods begin more than ninety days after order is signed).  Lynda's Boutique
now seeks to reverse the trial court's dismissal of its case through this restricted appeal.
DISCUSSION
	A party pursuing a restricted appeal must satisfy four elements: (1) notice of the
restricted appeal must be filed within six months after the judgment is signed; (2) by a party to the
lawsuit; (3) who did not participate in the hearing that resulted in the judgment complained of and
did not file a timely postjudgment motion or request for findings of fact and conclusions of law; and
(4) error must be apparent on the face of the record.  Tex. R. App. P. 26.1(c), 30; Barker CATV
Constr., Inc. v. Ampro, Inc., 989 S.W.2d 789, 791 (Tex. App.--Houston [1st Dist.] 1999, no pet.). 
Here the only element contested by the parties is whether error is apparent on the face of the record.
	A trial court may dismiss a case pursuant to either its inherent power or Texas Rule
of Civil Procedure 165a. (1)  Tex. R. Civ. P. 165a; (2) Villarreal v. San Antonio Truck & Equip., 994
S.W.2d 628, 630 (Tex. 1999) (acknowledging that trial court has inherent power to dismiss if
plaintiff fails to prosecute case with due diligence).  However, before a trial court may dismiss a case
under either the rule or its inherent authority, it must provide the plaintiff with notice and an
opportunity to be heard.  Tex. R. Civ. P. 165a(1); Villarreal, 994 S.W.2d at 630.  Failure to provide
adequate notice of the court's intention to dismiss for want of prosecution requires reversal. 
Villarreal, 994 S.W.2d at 630.  Both the rule and common law require the trial court to hold a
hearing at which the opportunity for a personal appearance and oral presentation is afforded. 
Callahan v. Staples, 161 S.W.2d 489, 491 (Tex. 1942) (holding dismissal for lack of due diligence
in prosecuting case is not effective until court has adjudicated basic facts in hearing where plaintiff
may explain delay in prosecuting suit); Brown v. Brookshires Grocery Store, 10 S.W.3d 351, 354
(Tex. App.--Dallas 1999, pet. denied) (holding context of rule 165a requires oral hearing).  After
the trial court signs a dismissal order, the court clerk must immediately give notice to the parties or
their attorneys advising them of the dismissal.  Tex. R. Civ. P. 306a(3).
	Lynda's Boutique asserts that the trial court failed to provide notice of its intent to
dismiss and failed to hold a hearing prior to dismissing the case.  Alexander counters that the order
setting the scheduling conference sufficiently apprised the parties of the trial court's intent to dismiss
the case for want of prosecution.  We disagree.
	Contrary to Alexander's assertions, the order does not provide notice of the trial
court's intention to hold a dismissal hearing and dismiss the case.  Rather, the order provides that
failure to appear at the scheduling conference will result in one of three actions that may be taken
by the trial court: (1) dismissal for want of prosecution, (2) sanctions, or (3) other orders deemed
appropriate by the court.  Although one of the possible sanctions listed in the order is dismissal for
want of prosecution, it is unclear whether dismissal will automatically result without the benefit of
a hearing, or even whether dismissal is certain.  The order merely provides notice of several possible
sanctions that may be assessed against a party for failing to attend the scheduling conference.  It does
not, however, provide notice of the date and location of a dismissal hearing, where a party may be
provided an opportunity to explain his failure to appear for the scheduling conference.  We therefore
hold that the order does not comply with rule 165a's requirements and that this is apparent from the
face of the record. (3)
	In response to Lynda's Boutique's contention that the trial court failed to hold a
dismissal hearing, Alexander directs this Court to General Electric Co. v. Falcon Ridge Apartments,
811 S.W.2d 942 (Tex. 1991).  Alexander argues that because district clerks are not required to record
on the docket sheet the fact that the trial court conducted a dismissal hearing, the absence of such
proof from the record is insufficient to establish error on the face of the record.  In General Electric,
the supreme court was presented with the issue of whether the absence from the record of proof of
notice of the trial court's intent to dismiss or of notice of the dismissal order constitutes error on the
face of the record.  Id. at 942.  Falcon Ridge, the plaintiff in the trial court, asserted that it failed to
receive notice of the trial court's intent to dismiss for want of prosecution or notice of the dismissal
order.  Id. at 943.  The record before the supreme court included a docket sheet with no notations
indicating whether a notice of dismissal hearing or dismissal order had been sent to the parties. (4) Id.
at 942.  In affirming the trial court's order of dismissal, the supreme court held that the rules of civil
procedure do not impose an affirmative duty on the district clerk to record the fact of its mailing
notice to the parties; thus, the absence of a notation on the docket sheet indicating that notice had
been sent to the parties could not establish error.  Id. at 943-44.  The supreme court, however, did
not consider whether the record evidenced the trial court's failure to hold a dismissal hearing, as that
issue was not before the court.
	The Dallas court of appeals has squarely addressed the issue of whether failure to
conduct a dismissal hearing was apparent on the face of the record.  Brown, 10 S.W.3d at 352, 354. 
Distinguishing the facts in General Electric, the Dallas court concluded that the record before it was
not entirely silent.  Id. at 354.  Instead, the court looked at the notice sent to the parties indicating
the trial court's intent to dismiss along with the dismissal order.  Id.  The notice clearly contemplated
no dismissal hearing would be held.  Id. ("[The notice] merely states the cause 'will be dismissed'
if certain conditions are not met.").  And there was no indication in the dismissal order that a hearing
had been held.  Id.  Finally, the appellants affirmatively represented in their briefs that no hearing
was held, and the appellees did not dispute the assertion.  Id. at 354-55.  Thus, the Dallas court
concluded that error was apparent on the face of the record and that the order of dismissal must be
reversed due to the trial court's failure to comply with rule 165a.  Id.
	Similarly, the record presented to this Court indicates that a hearing was not held prior
to the trial court's dismissal of the cause.  First, the order setting the scheduling conference suggests
that the trial court may dismiss the cause for want of prosecution as a sanction for failing to appear
at the scheduling conference.  Nowhere in the order, however, does it state that a hearing will be held
prior to the imposition of the sanction of dismissal.
	Furthermore, the trial court's docket sheet contains the settings for hearings on
various motions.  It also includes notations indicating whether a hearing took place and the outcome
of the hearing.  According to this docket sheet, on January 18, 2000, a scheduling conference was
set for March 6, 2000 at 2:00 p.m.  There is no indication on the docket sheet that the trial court
simultaneously intended to conduct a dismissal hearing.  The next entry on the docket sheet indicates
that on March 6, a scheduling conference was held.  A handwritten notation states that the plaintiff's
attorney did not appear at this scheduling conference and the case was dismissed for lack of
prosecution.
	It is clear from this notation on the docket sheet that the sole purpose of the hearing
set for March 6 was to conduct a scheduling conference, that the case was dismissed for want of
prosecution as a direct result of counsel's failure to appear at the scheduling conference, and that the
trial court did not first conduct a noticed dismissal hearing.  We thus conclude that the trial court did
not provide sufficient notice of its intent to dismiss, did not afford Lynda's Boutique an opportunity
to be heard, and that this error is apparent on the face of the record. (5)
CONCLUSION
	Our review of the record indicates that the order setting a scheduling conference did
not sufficiently apprise the parties of the date and location of a dismissal hearing and thus, did not
comply with the prerequisites to dismissal for want of prosecution imposed by rule 165a.  We
conclude that no dismissal hearing was conducted by the trial court before it dismissed the cause for
want of prosecution.  Finally, we hold that these errors are apparent on the face of the record.  We
therefore sustain appellant's sole issue and reverse and remand the cause to the trial court with
instructions to reinstate the case.

  
					Mack Kidd, Justice
Before Justices Kidd, B. A. Smith and Puryear
Reversed and Remanded
Filed:   October 11, 2001
Publish
1.        The trial court order does not state whether the trial court acted pursuant to its inherent power
to dismiss for lack of due diligence in prosecuting a case or whether it dismissed under rule 165a for
failure to appear at a hearing.  According to the docket sheet, however, it appears that discovery in
this case was ongoing; there is no indication that Lynda's Boutique had failed to diligently prosecute
its case.  Thus, the dismissal was likely a result of Lynda's Boutique's failure to appear at the
scheduling conference.  In any event, the trial court is required to provide notice and an opportunity
to be heard prior to dismissing a case under either the rule or pursuant to its inherent power.  Tex.
R. Civ. P. 165a; Villarreal v. San Antonio Truck & Equip., 994 S.W.2d 628, 630 (Tex. 1999).
2.        Rule 165a provides in part:

A case may be dismissed for want of prosecution on failure of any party seeking
affirmative relief to appear for any hearing or trial of which the party had notice.  Notice
of the court's intention to dismiss and the date and place of the dismissal hearing shall be
sent by the clerk to each attorney of record, and to each party not represented by an
attorney. . . .  At the dismissal hearing, the court shall dismiss for want of prosecution
unless there is good cause for the case to be maintained on the docket. . . .  Notice of the
signing of the order of dismissal shall be given as provided in Rule 306a.

Tex. R. Civ. P. 165a.
3.        Alexander does not contend that the record provided to this Court is missing any relevant
documents, such as notice of the date and place of the dismissal hearing.  In fact, Alexander filed a
supplemental record that included the order setting the scheduling conference, arguing that it
satisfied the notice requirements imposed by rule 165a.
4.        Falcon Ridge also attempted to include in the appellate record affidavits from the district clerk
and its counsel averring that no notice was provided to Falcon Ridge.  General Elec. Co. v. Falcon
Ridge Apartments, 811 S.W.2d 942, 943 (Tex. 1991).  The supreme court held that it could not
consider the affidavits because they had not been presented to the trial court.  Id. at 944.
5.        Because we conclude that the trial court failed to provide notice of its intent to dismiss or to
conduct a dismissal hearing, we need not consider whether it is apparent on the face of the record
that the trial court also failed to provide notice of its signing of the dismissal order.  See Villarreal,
994 S.W.2d at 630 (holding failure to provide adequate notice of court's intent to dismiss requires
reversal).