Court Opinion

ID: 1114
Source: CourtListenerOpinion
Date Created: 2010-04-02 00:45:04+00
Date Added: 2024-06-11T16:41:54.773586
License: Public Domain

FILED
                                                                    United States Court of Appeals
                                                                            Tenth Circuit

                        UNITED STATES COURT OF APPEALS                     April 1, 2010
                                                                       Elisabeth A. Shumaker
                                   TENTH CIRCUIT                           Clerk of Court

 UNITED STATES OF AMERICA,

          Plaintiff–Appellee,                                No. 09-1532
                                               (D.C. Nos. 1:07-CV-00776-LTB & 1:03-
 v.
                                                          CR-00161-LTB-1)
 JAMES LYLE HERRON,                                           (D. Colo.)

          Defendant–Appellant.

                                ORDER AND JUDGMENT*

Before KELLY, EBEL, and LUCERO, Circuit Judges.

      James Lyle Herron, a federal prisoner proceeding pro se,1 seeks a certificate of

appealability (“COA”) to appeal the district court’s dismissal of his 28 U.S.C. § 2255

motion to vacate, set aside, or correct his sentence. Because Herron has not made a

substantial showing of the denial of a constitutional right, we deny a COA and dismiss

      * The case is unanimously ordered submitted without oral argument pursuant to
Fed. R. App. P. 34(a)(2) and 10th Cir. R. 34.1(G). This order and judgment is not
binding precedent, except under the doctrines of law of the case, res judicata, and
collateral estoppel. The court generally disfavors the citation of orders and judgments;
nevertheless, an order and judgment may be cited under the terms and conditions of 10th
Cir. R. 32.1.
      1
        Because Herron proceeds pro se, we construe his filings liberally. See Haines v.
Kerner, 404 U.S. 519, 520-21 (1972).
the appeal.

                                              I

       Herron was charged with two counts of unlawful possession of a firearm in

violation of 18 U.S.C. § 922(g)(1). At trial, a government witness could not identify

Herron as the person for whom he purchased a firearm. This testimony was struck as

irrelevant, and the witness’s inability to identify Herron led to the dismissal of one count.

A jury subsequently convicted Herron on the remaining count.

       Herron was sentenced as an armed career criminal pursuant to § 924(e)(1). On

appeal, we affirmed his conviction and sentence. United States v. Herron, 432 F.3d

1127, 1140 (10th Cir. 2005). After his petition for certiorari was denied, Herron filed a

motion in the District of Colorado under 28 U.S.C. § 2255 to vacate, set aside, or correct

his sentence. His motion alleged a number of constitutional violations, including

ineffective assistance of trial and appellate counsel. The district court denied both the

motion and Herron’s request for a COA. Herron now requests a COA from this court.

                                             II

       A petitioner may not appeal the denial of relief under § 2255 without a COA.

§ 2253(c)(1)(B). We may issue a COA “only if the applicant has made a substantial

showing of the denial of a constitutional right.” § 2253(c)(2). This requires Herron to

show “that reasonable jurists could debate whether (or, for that matter, agree that) the

petition should have been resolved in a different manner or that the issues presented were

adequate to deserve encouragement to proceed further.” Slack v. McDaniel, 529 U.S.
                                            -2-
473, 484 (2000) (quotations omitted).

       On appeal, Herron makes seven claims of ineffective assistance of trial counsel.

To establish ineffective assistance of counsel, Herron must demonstrate: (1) that he was

deprived of “reasonably effective assistance” of counsel; and (2) that counsel’s deficient

performance prejudiced him, meaning that “there is a reasonable probability that, but for

counsel’s unprofessional errors, the result of the proceeding would have been different.”

Strickland v. Washington, 466 U.S. 668, 680, 694 (1984). “When . . . the basis for [an]

ineffective assistance claim is the failure to raise an issue, we must look to the merits of

the omitted issue.” United States v. Orange, 447 F.3d 792, 797 (10th Cir. 2006). If the

omitted issue is without merit, the failure to raise it is not prejudicial. Id.

       First, Herron contends that his trial counsel was ineffective for failing to object to

the district court’s repeated advisements regarding Herron’s right not to testify at trial.

We evaluate whether a comment is an improper reference to a defendant’s failure to

testify by asking “whether the language used was manifestly intended or was of such

character that the jury would naturally and necessarily take it to be a comment on the

failure of the accused to testify.” Knowles v. United States, 224 F.2d 168, 170 (10th Cir.

1955); see also United States v. Alderete, 614 F.2d 726, 728 (10th Cir. 1980) (applying

the Knowles test to a comment by the trial judge). On numerous occasions, the trial court

stated that the jury could neither consider nor hold against Herron his decision not to

testify because a criminal defendant has a right against self-incrimination. Such

admonitions are entirely proper and do not run afoul of Knowles.
                                              -3-
       Herron next contends that trial counsel was ineffective because he failed to object

to or request a limiting instruction regarding testimony as to Herron’s prior confinement

and felony convictions. Three witnesses at trial testified that Herron had previously been

on parole. However, Herron stipulated to having been a felon. He does not explain how

he was prejudiced by testimony that he had been paroled in light of this stipulation.

       Herron’s third argument is that counsel was ineffective for failing to request a

mistrial or “admonishment of the jury” after the trial court dismissed the second count.

But the record reveals that the trial court instructed the jury that it was dismissing the

second count and that “[t]he jury [would], therefore, be deliberating on Count 1.” It

further instructed the jury to disregard the testimony of the government witness who

testified about the gun listed in the second count. Any further instruction would have

been repetitive. Nor was counsel ineffective for failing to request a mistrial. A defendant

is entitled to a mistrial only if his “right to a fair and impartial trial has been impaired.”

United States v. Caballero, 277 F.3d 1235, 1242 (10th Cir. 2002). Herron offers only

speculation that the jury failed to follow the court’s instructions. Such speculation cannot

serve as a proper ground for granting a mistrial. See United States v. Cooper, 464 F.2d

648, 656 (10th Cir. 1972).

       Fourth, Herron complains that trial counsel did not object to a “misleading

statement” by the prosecutor. During closing argument, the prosecutor speculated that

the reason a witness “could not conclusively identify Mr. Herron in the courtroom” was

because “Mr. Herron [didn’t] look the same as he did a year and a half [before].” Herron
                                              -4-
argues that the prosecutor’s remark encouraged the jury to consider evidence presented to

prove the dismissed count. But the jury was already instructed not to consider any of this

evidence. Because we presume jurors follow the court’s instructions, id. at 656, this

contention lacks merit.2

       Herron’s next argument is that trial counsel was ineffective for failing to submit a

“complete ‘Theory of Defense/Case’ instruction, or object to the incomplete instruction

given.” Herron claims that the jury instruction regarding the defense of innocent

possession improperly shifted the burden to him to prove his innocence. Although the

challenged instruction did not mention the burden of proof, another instruction expressly

stated that the government bore the burden of proving each element of the charged

offense beyond a reasonable doubt. Accordingly, the jury instructions, taken as a whole

“accurately state[d] the governing law and provide[d] the jury with an accurate

understanding of the relevant legal standards and factual issues in the case.” United

States v. Bedford, 536 F.3d 1148, 1152 (10th Cir. 2008) (quotations omitted).

       Sixth, Herron argues counsel should have challenged the constitutionality of

Herron’s prior convictions at sentencing. Herron was sentenced under 18 U.S.C.

§ 924(e)(1) due to prior violent felony convictions. Section 924(e) does not permit

collateral attacks on prior final convictions used for purposes of sentencing under that

       2
          Herron also argues that the prosecutor improperly “exhort[ed] the jury to do its
job” during closing argument. This claim is waived, however, because Herron did not
raise it before the district court. United States v. Cook, 997 F.2d 1312, 1316 (10th Cir.
1993).

                                            -5-
section. Custis v. United States, 511 U.S. 485, 490-91 (1994). A challenge to Herron’s

prior convictions would therefore have been meritless.

       Herron’s final argument regarding trial counsel’s performance is that counsel

should have requested a hearing to determine Herron’s competency to stand trial. But

trial counsel cannot be held ineffective for failing to request a competency hearing when

there is no record evidence of incompetence. Cf. United States v. Herrera, 481 F.3d

1266, 1271-72 (10th Cir. 2007) (a defendant is entitled to a hearing when there is a bona

fide doubt about his competency). Herron does not cite to any evidence in the record

demonstrating a failure to understand the proceedings against him or an inability to

consult with his lawyer. See Dusky v. United States, 362 U.S. 402, 402 (1960). Nor

does he respond to the district court’s observation that he “was lucid at trial and displayed

no irrational behavior during the proceedings.”

       Recycling many of his claims concerning trial counsel, Herron further argues that

he suffered ineffective assistance of appellate counsel. We evaluate whether appellate

counsel was ineffective using the standard articulated in Strickland. Appellate counsel

cannot be constitutionally deficient for failing to raise an issue on direct appeal if the

omitted issue was without merit. Hawkins v. Hannigan, 185 F.3d 1146, 1152 (10th Cir.

1999). Herron contends that his appellate counsel was ineffective for: (1) failing to

collaterally attack his prior convictions as unconstitutional; (2) failing “to present the

issue of the failure to hold a competency hearing”; (3) failing to argue that the court

should have instructed the jury to disregard all evidence related to count two; and (4)
                                             -6-
failing to argue that Herron suffered ineffective assistance of trial counsel. Because we

have already determined that these claims lack merit, Heron’s appellate counsel could not

have provided ineffective assistance by failing to raise them. To the extent Herron argues

cumulative error, this argument fails for the same reason: None of his claims of error

have merit. See Workman v. Mullin, 342 F.3d 1108, 1116 (10th Cir. 2003).

                                            III

       For the foregoing reasons, we DENY Herron’s application for a COA and

DISMISS the appeal. Because he has failed to present a non-frivolous argument on

appeal, see 28 U.S.C. § 1915(e)(2), we DENY his motion to proceed in forma pauperis.

                                          ENTERED FOR THE COURT

                                          Carlos F. Lucero
                                          Circuit Judge

                                           -7-