Court Opinion

ID: 4436286
Source: CourtListenerOpinion
Date Created: 2019-09-06 15:03:25.91175+00
Date Added: 2024-06-11T14:21:47.321162
License: Public Domain

FILED
                                                                             Sep 06 2019, 8:37 am

                                                                                 CLERK
                                                                             Indiana Supreme Court
                                                                                Court of Appeals
                                                                                  and Tax Court

      ATTORNEY FOR APPELLANT                                     ATTORNEYS FOR APPELLEE
      Mark D. Altenhof                                           Curtis T. Hill, Jr.
      Goshen, Indiana                                            Attorney General of Indiana

                                                                 Justin F. Roebel
                                                                 Supervising Deputy Attorney
                                                                 General
                                                                 Indianapolis, Indiana

                                                  IN THE
          COURT OF APPEALS OF INDIANA

      Naveed Gulzar,                                             September 6, 2019
      Appellant-Petitioner,                                      Court of Appeals Case No.
                                                                 19A-XP-637
              v.                                                 Appeal from the Elkhart Superior
                                                                 Court
      State of Indiana,                                          The Honorable Charles C. Wicks,
      Appellee-Respondent                                        Judge
                                                                 Trial Court Cause No.
                                                                 20D05-1811-XP-76

      Crone, Judge.

                                              Case Summary
[1]   In April 2006, Naveed Gulzar was convicted of class D felony theft. In August

      2016, his class D felony conviction was converted to a class A misdemeanor

      conviction. In November 2018, Gulzar filed a petition pursuant to Indiana

      Court of Appeals of Indiana | Opinion 19A-XP-637 | September 6, 2019                           Page 1 of 14
      Code Section 35-38-9-2 to expunge conviction records for a class D felony

      conviction converted to a class A misdemeanor conviction. The trial court

      denied his petition solely on the basis that the waiting period required under

      Section 35-38-9-2(c) had not been satisfied because five years “after the date of

      conviction” had not yet elapsed. Gulzar filed a motion to correct error, which

      was also denied.

[2]   Gulzar appeals, arguing that the trial court erred in using the date of his

      misdemeanor conviction to determine whether the five-year waiting period in

      Section 35-38-9-2(c) had been satisfied and that he is entitled to expungement

      because it has been more than five years since the date of his class D felony

      conviction. In an issue of first impression, we conclude that Section 35-38-9-

      2(c)’s requirement that a person wait at least five years “after the date of

      conviction” before petitioning a court for expungement means five years from

      the date of the misdemeanor conviction, and not, as Gulzar urges, the date of

      the class D felony conviction. Therefore, we affirm.

                                  Facts and Procedural History
[3]   On January 25, 2006, in cause number 20D05-0601-FD-37, the State charged

      Gulzar with class D felony theft and two counts of class D felony fraud based

      on his conduct of January 21, 2006. On March 31, 2006, Gulzar pled guilty to

      class D felony theft pursuant to a plea agreement, and the State dismissed the

      fraud charges. On April 28, 2006, the trial court accepted the plea agreement,

      entered judgment of conviction, and sentenced Gulzar to eighteen months

      suspended to probation.
      Court of Appeals of Indiana | Opinion 19A-XP-637 | September 6, 2019       Page 2 of 14
[4]   In 2012 and 2013, Gulzar filed two unsuccessful petitions to convert his class D

      felony conviction to a class A misdemeanor. The record on appeal does not

      reveal the reasons for the denial of his petitions. On May 5, 2016, Gulzar filed

      a third petition to convert his class D felony conviction to a class A

      misdemeanor. 1 On August 8, 2016, the trial court held a hearing and orally

      granted Gulzar’s petition over the State’s objection. 2 On August 17, 2016, the

      trial court issued an amended sentencing order, converting Gulzar’s class D

      felony theft conviction to a class A misdemeanor and imposing a one-year

      sentence with 364 days suspended. Appellant’s App. Vol. 2 at 15. On April 20,

      2018, Gulzar filed a motion to modify sentence, seeking a sentence less than

      one year so that he would qualify for United States citizenship. On May 8,

      2018, the trial court issued an order granting the motion, imposing a sentence of

      360 days, and directing an amended abstract of judgment to be issued. An

      amended abstract of judgment was issued the same day.

[5]   On November 21, 2018, pursuant to Indiana Code Section 35-38-9-2, Gulzar

      filed a petition for expungement of conviction records, which was ultimately

      assigned to cause number 20D05-1811-XP-76. Id. at 30. The trial court denied

      Gulzar’s petition on the grounds that Section 35-38-9-2(c) did not permit a

      petition for expungement to be filed earlier than five years “after the date of

      1
          None of Gulzar’s petitions to convert are in the record on appeal.
      2
       The chronological case summary for this cause suggests that the trial court orally granted Gulzar’s petition,
      Appellant’s App. Vol. 2 at 10, but the transcript of that hearing is not in the record.

      Court of Appeals of Indiana | Opinion 19A-XP-637 | September 6, 2019                              Page 3 of 14
      conviction” and Gulzar had alleged a misdemeanor conviction date of August

      8, 2016. Id. at 32. Gulzar filed a motion to correct error, arguing that the

      judgment of conviction date for purposes of calculating the five-year waiting

      period was April 28, 2006, the date judgment was entered for his class D felony

      conviction, and therefore the five-year waiting period had elapsed. The trial

      court held a hearing and denied his motion. This appeal ensued.

                                      Discussion and Decision
[6]   Gulzar argues that the trial court erred in interpreting “the date of conviction”

      for purposes of determining when the five-year waiting period required under

      Section 35-38-9-2(c) had elapsed. Because he raises a question of statutory

      interpretation, our review is de novo. Trout v. State, 28 N.E.3d 267, 271 (Ind.

      Ct. App. 2015). “When construing a statute our primary goal is to ascertain the

      legislature’s intent. To discern that intent, we look first to the statutory language

      itself and give effect to the plain and ordinary meaning of statutory terms.”

      Suggs v. State, 51 N.E.3d 1190, 1193 (Ind. 2016) (citation omitted). “In

      construing a statute, we presume that the General Assembly intended its

      language to be applied logically and so as not to cause an unjust or absurd

      result.” Marshall v. State, 52 N.E.3d 41, 43 (Ind. Ct. App. 2016). We read

      sections of an act together to attempt to harmonize the provisions and prevent

      any part from being rendered meaningless. Id. In addition, we may look to the

      subject matter of the act and its objectives. Id. “Statutes relating to the same

      subject matter are in pari materia (on the same subject) and should be construed

      together so as to produce a harmonious statutory scheme.” Jones v. State, 928

      Court of Appeals of Indiana | Opinion 19A-XP-637 | September 6, 2019       Page 4 of 14
N.E.2d 285, 287 (Ind. Ct. App. 2010). “As a general rule, there is a

      presumption that the Legislature in enacting a particular piece of legislation has

      in mind existing statutes covering the same subject.” Simmons v. State, 773
N.E.2d 823, 826 (Ind. Ct. App. 2002) (quoting Citizens Action Coal. of Ind. v. Pub.

      Serv. Comm’n of Ind., 425 N.E.2d 178, 184 (Ind. Ct. App. 1981)), trans. denied.

[7]   “When a person is convicted of a crime, the conviction is a stigma that follows

      him or her through life, creating many roadblocks to rehabilitation.” Key v.

      State, 48 N.E.3d 333, 336 (Ind. Ct. App. 2015) (citing Jordan v. State, 512
N.E.2d 407, 409 (Ind. 1987)). “By enacting the expungement statutes, our

      legislature intended to give individuals who have been convicted of certain

      crimes a second chance by providing an opportunity for relief from the stigma

      associated with their criminal convictions.” Burton v. State, 71 N.E.3d 24, 25

      (Ind. Ct. App. 2017). “The expungement statutes are inherently remedial and,

      as such, should be liberally construed to advance the remedy for which they

      were enacted.” Cline v. State, 61 N.E.3d 360, 362 (Ind. Ct. App. 2016) (citing

      Brown v. State, 947 N.E.2d 486, 490 (Ind. Ct. App. 2011), trans. denied).

[8]   The expungement statutes are found in Indiana Code Chapter 35-38-9, and the

      requirements for expungement depend on the type of conviction. Gulzar

      Court of Appeals of Indiana | Opinion 19A-XP-637 | September 6, 2019        Page 5 of 14
sought expungement of his records pursuant to Section 35-38-9-2. 3 In

November 2018, when Gulzar filed his petition, that statute provided,

        (a) Except as provided in subsection (b) and section 8.5 of this
        chapter, this section applies only to a person convicted of a
        misdemeanor, including a Class D felony (for a crime committed before
        July 1, 2014) or a Level 6 felony (for a crime committed after June
        30, 2014) reduced[ 4] to a misdemeanor.

        (b) This section does not apply to the following:

            (1) A person convicted of two (2) or more felony offenses that:

                 (A) involved the unlawful use of a deadly weapon; and

                 (B) were not committed as part of the same episode of
                 criminal conduct.

            (2) A sex or violent offender (as defined in IC 11-8-8-5).

        (c) Not earlier than five (5) years after the date of conviction (unless the
        prosecuting attorney consents in writing to an earlier period), the person
        convicted of the misdemeanor may petition a court to expunge all
        conviction records, including records contained in:

3
  Section 35-38-9-2 was amended in 2019. We apply the version in effect when Gulzar filed his petition. See
Marshall, 52 N.E.3d at 43 n.2 (recognizing that the version of the expungement statute in effect when the
petition is filed is controlling).
4
  Section 35-38-9-2 uses the term “reduced.” This is not the same term used in Indiana Code Section 35-50-
2-7, which governs penalties for class D and level 6 felonies. In part, subsection 35-50-2-7(d) reads, “the
sentencing court may convert a Class D felony conviction … or a Level 6 felony conviction … to a class A
misdemeanor conviction if ….” (Emphasis added.) Neither term is defined.

Court of Appeals of Indiana | Opinion 19A-XP-637 | September 6, 2019                            Page 6 of 14
            (1) a court’s files;

            (2) the files of the department of correction;

            (3) the files of the bureau of motor vehicles; and

            (4) the files of any other person who provided treatment or
            services to the petitioning person under a court order;

        that relate to the person’s misdemeanor conviction.

        (d) A person who files a petition to expunge conviction records
        shall file the petition in a circuit or superior court in the county of
        conviction.

        (e) If the court finds by a preponderance of the evidence that:

            (1) the period required by this section has elapsed;

            (2) no charges are pending against the person;

            (3) the person has paid all fines, fees, and court costs, and
            satisfied any restitution obligation placed on the person as part
            of the sentence; and

            (4) the person has not been convicted of a crime within the
            previous five (5) years (or within a shorter period agreed to by
            the prosecuting attorney if the prosecuting attorney has
            consented to a shorter period under subsection (c));

Court of Appeals of Indiana | Opinion 19A-XP-637 | September 6, 2019           Page 7 of 14
               the court shall order the conviction records described in
               subsection (c) expunged in accordance with section 6 of this
               chapter.

       Ind. Code § 35-38-9-2 (emphases added). “Our court has interpreted this statute

       as ‘unambiguously requir[ing] expungement when all of the statutory

       requirements are satisfied.’” J.B. v. State, 27 N.E.3d 336, 339 (Ind. Ct. App.

       2015) (quoting Taylor v. State, 7 N.E.3d 362, 365 (Ind. Ct. App. 2014)).

[9]    The only question before us is whether Gulzar filed his petition for

       expungement five years “after the date of conviction” as required by Section 35-

       38-9-2(c). Gulzar argues that the trial court erred in interpreting subsection (c)

       to require the passage of at least five years from the date that the class D felony

       conviction was converted to a class A misdemeanor conviction rather than the

       date that the class D felony conviction was entered. Our courts have not

       addressed whether, in cases where a class D felony conviction has been

       converted to a class A misdemeanor, “the date of conviction” for purposes of

       the five-year waiting means the date of the class D felony conviction or the date

       the class D felony conviction was converted to a class A misdemeanor.

[10]   Gulzar filed his petition for expungement on November 21, 2018. His

       conviction for class D felony theft was entered on April 28, 2006, and the

       written amended sentencing order converting his class D felony theft conviction

       Court of Appeals of Indiana | Opinion 19A-XP-637 | September 6, 2019       Page 8 of 14
       to a class A misdemeanor theft conviction was issued August 17, 2016. 5 He

       asserts that the judgment of conviction entered in 2006 has never been vacated

       or withdrawn but was only amended, and is therefore the conclusive judgment

       of conviction date that should be used. He further notes that because twelve

       years have passed since his 2006 judgment of conviction, he would have met all

       the statutory provisions for expungement of class D felony conviction records

       under Section 35-38-9-3, including its eight-year waiting period. See Ind. Code

       § 35-38-9-3(c) (providing that a person convicted of a class D felony may

       petition for expungement “[n]ot earlier than eight years after the date of

       conviction (unless the prosecuting attorney consents in writing to an earlier

       period)”). Thus, according to Gulzar, had his conviction remained a class D

       felony, the trial court would have been required to grant his petition.

[11]   The State counters that the plain language of Section 35-38-9-2 imposes a five-

       year waiting period for expungement of misdemeanor conviction records and

       there is no relation-back provision to include the time period before the class D

       felony conviction was reduced to a class A misdemeanor. We agree with the

       State. Section 35-38-9-2(a) applies to “a person convicted of a misdemeanor,

       including a Class D felony … reduced to a misdemeanor.” Thus, Section 35-

       38-9-2 would not have applied to Gulzar until his conviction for a class A

       5
          Gulzar asserts that the date of conversion was August 8, 2016, when the trial court orally granted his
       petition. Because we do not have the transcript from that hearing, and we do have the written amended
       sentencing order dated August 17, 2016, we refer to that date. For purposes of resolving the issue on appeal,
       it is immaterial which date we use because it would not change the outcome.

       Court of Appeals of Indiana | Opinion 19A-XP-637 | September 6, 2019                             Page 9 of 14
       misdemeanor was entered. Unless or until Gulzar’s class D felony conviction

       was converted to a class A misdemeanor, any expungement of his records

       would been governed by Section 35-38-9-3. Additionally, Section 35-38-9-2(c)

       provides that “the person convicted of the misdemeanor” may petition for

       expungement “[n]ot earlier than five years after the date of conviction.” There

       is no relation-back period provided. We observe that “it is just as important to

       recognize what a statute does not say as it is to recognize what it does say. A

       court may not read into a statute that which is not the expressed intent of the

       legislature.” Herron v. State, 729 N.E.2d 1008, 1010 (Ind. Ct. App. 2000)

       (citation omitted), trans. denied. Based on the plain and ordinary meaning of the

       terms in Section 35-38-9-2, we conclude that “the date of conviction” in

       subsection (c) means the date of the misdemeanor conviction and not the date

       of the class D felony conviction.

[12]   We find further support for this conclusion in Indiana Code Section 35-50-2-7,

       which governs the penalties for class D and level 6 felonies, authorizes a trial

       court to enter judgment of conviction for a class A misdemeanor instead of a

       class D felony in some circumstances, and permits the trial court to convert a

       judgment of conviction entered for a class D felony to a class A misdemeanor if

       certain conditions are satisfied. Gulzar’s petition to convert is not in the record,

       but it would have been brought pursuant to Section 35-50-2-7(d), 6 which

       permits a trial court to convert a class D felony conviction to a class A

       6
           We refer to the version of the statute in effect when Gulzar filed his petition to convert.

       Court of Appeals of Indiana | Opinion 19A-XP-637 | September 6, 2019                              Page 10 of 14
       misdemeanor if, among other things, at least three years have passed since the

       person completed his or her sentence as well as satisfied any other obligation

       imposed as part of the sentence. Significantly, Section 35-50-2-7(f) provides,

               If a person whose Class D or Level 6 felony conviction has been
               converted to a Class A misdemeanor conviction under subsection
               (d) is convicted of a felony not later than five (5) years after the
               conversion under subsection (d), a prosecuting attorney may
               petition a court to convert the person’s Class A misdemeanor
               conviction back to a Class D felony conviction (for a crime
               committed before July 1, 2014) or a Level 6 felony conviction
               (for a crime committed after June 30, 2014).

       (Emphasis added.) Thus, for five years after the conversion, a prosecutor may

       petition a court to convert the class A misdemeanor conviction back to a class

       D felony if the person is convicted of a felony within that time. This provision

       can only have its full effect if a person whose class D felony was converted to a

       class A misdemeanor is required to wait five years after the conversion before

       filing a petition for expungement under Section 35-38-9-2. We presume that the

       legislature did not intend to enact a useless provision. Brown v. State, 774
N.E.2d 1001, 1004 (Ind. Ct. App. 2002), trans. denied (2003).

[13]   We acknowledge that there is an incongruity between the waiting period

       required for expungement of conviction records for a class D felony and the

       longer waiting period required for a class D felony conviction converted to a

       class A misdemeanor. Under Section 35-38-9-3(c), a person convicted of a class

       D felony must wait eight years after the date of conviction to petition a court for

       expungement. However, a person who has a class D felony conviction

       Court of Appeals of Indiana | Opinion 19A-XP-637 | September 6, 2019      Page 11 of 14
       converted to a class A misdemeanor will have to wait longer. If a person seeks

       to convert a class D felony conviction to a class A misdemeanor, Section 35-50-

       7-2(d) first requires the person to wait three years after completing his or her

       sentence and satisfying all obligations before petitioning to convert the class D

       felony conviction to a class A misdemeanor. Then, Section 35-38-9-2(c)

       requires that the person wait five more years before petitioning for

       expungement. Thus, the waiting period required to petition for expungement

       for persons with converted class D felonies will be greater than eight years

       depending on the length of the person’s sentence and the time it takes him or

       her to satisfy the obligations imposed as part of the sentence. This incongruity

       is one that our legislature might consider addressing.

[14]   Because Gulzar was convicted of class A misdemeanor theft in August 2016,

       five years after the date of his conviction have not elapsed, and therefore he is

       not entitled to expungement of his misdemeanor conviction records under

       Section 35-38-9-2 at this time. Therefore, we affirm the denial of Gulzar’s

       petition for expungement.

[15]   Affirmed.

       Kirsch, J., concurs.

       Baker, J., dissents with opinion.

       Court of Appeals of Indiana | Opinion 19A-XP-637 | September 6, 2019     Page 12 of 14
                                                   IN THE
           COURT OF APPEALS OF INDIANA

       Naveed Gulzar,                                             Court of Appeals Case No.
                                                                  19A-XP-637
       Appellant-Petitioner,

               v.

       State of Indiana,
       Appellee-Respondent

       Baker, Judge, dissenting.

[16]   I respectfully dissent. The majority explains the many rules of statutory

       construction, including rules of general applicability and rules that are

       specifically relevant to this case. In my view, two of those rules should lead to a

       different conclusion. First, as a general rule, “we presume that the General

       Assembly intended its language to be applied logically and so as not to cause an

       unjust or absurd result.” Marshall, 52 N.E.3d at 43. Second and particularly

       relevant here, “[t]he expungement statutes are inherently remedial and, as such,

       should be liberally construed to advance the remedy for which they were

       enacted.” Cline, 61 N.E.3d at 362.
       Court of Appeals of Indiana | Opinion 19A-XP-637 | September 6, 2019                   Page 13 of 14
[17]   I believe that the position advanced by the State, and adopted by the majority,

       leads to an illogical result—a person who has a Class D felony conviction that

       was converted to a Class A misdemeanor has to wait longer for expungement

       than someone who merely has a Class D felony conviction. I simply cannot

       accept that the General Assembly intended this result, which is both unjust and

       ill advised. 7 Moreover, given the mandate that we liberally construe the

       expungement statutes, in my opinion the result is doubly wrong.

[18]   In my view, the rules of statutory construction lead to only one reasonable

       conclusion—that “the date of conviction” refers to the original date of

       conviction, rather than the date on which the felony was converted to a

       misdemeanor. Therefore, I believe we should reverse and remand with

       instructions to grant Gulzar’s expungement petition.

       7
         I certainly join in the majority’s wise suggestion that the legislature consider addressing this unclear
       statutory language.

       Court of Appeals of Indiana | Opinion 19A-XP-637 | September 6, 2019                                 Page 14 of 14