Court Opinion

ID: 9912449
Source: CourtListenerOpinion
Date Created: 2023-12-22 15:05:19.471177+00
Date Added: 2024-06-11T12:59:23.114848
License: Public Domain

RENDERED: DECEMBER 15, 2023; 10:00 A.M.
                           NOT TO BE PUBLISHED

                    Commonwealth of Kentucky
                                 Court of Appeals
                                  NO. 2023-CA-0217-MR

PAMELA D. BLAIR                                                    APPELLANT

                 APPEAL FROM JEFFERSON CIRCUIT COURT
v.            HONORABLE CHARLES L. CUNNINGHAM, JR., JUDGE
                         ACTION NO. 20-CI-004093

LOUISVILLE METRO BOARD OF
ZONING ADJUSTMENT (“BOZA”);
GARY SHEARER; GDS BUILDER
AND REMODELER LLC; HARINI
CHENNA; RANDALL CAMPBELL;
RONALD J. BIDDLE; AND SUNRISE
CUSTOM HOMES, LLC                                                   APPELLEES

                                      OPINION
                                     VACATING
                                   AND REMANDING

                                     ** ** ** ** **

BEFORE: CETRULO, COMBS, AND EASTON, JUDGES.

COMBS, JUDGE: This case is an appeal arising from a zoning issue. Pursuant to

the provisions of KRS1 Chapter 100, Pamela Blair appeals an order of the Jefferson

1
    Kentucky Revised Statutes.
Circuit Court that affirmed a decision of the Louisville Metro Board of Zoning

Adjustment (the Board or BOZA.) The Board approved a variance from the

county’s development code provisions and authorized the encroachment of a

structure (a home and retaining wall) upon the setback requirement. The circuit

court affirmed the Board’s issuance of a variance. Based upon the inadequacy of

the Board’s findings of fact, we are compelled to vacate and remand.

             In April 2020, Ronald Biddle applied for a variance related to his

property in Sanctuary Bluff subdivision. The single-family residence encroached

by approximately 2.6 feet upon the Land Development Code’s 30-foot front yard

setback requirement. A retaining wall, part of which rose above ground level by

more than four feet, was a mere 15 feet from the front property line.

             Less than a year earlier, the Board had rejected a variance application

submitted by Sunrise Custom Homes, LLC, the builder of the home, for the same

property. However, before making his application for the variance, Biddle had

made significant alterations to the structure by removing a portion of the front of

the house in an effort to reduce the encroachment. The Board’s staff analyzed the

second application and found that the variance was now justified because, in part,

“strict application of the provisions of the regulation would create an unnecessary

hardship on the applicant as they [sic] have made significant alterations to the

layout of the structure to reduce the encroachment as much as possible.”

                                         -2-
             A public hearing was conducted by the Board in June 2020. A

presentation was made by Board staff, and several individuals testified in support

of the variance. Blair testified in opposition. She argued that the builders had

originally constructed the new home in willful disregard of the setback

requirements and that her neighboring property had been damaged by the forward

placement of the new residence. Following a period of deliberation, the Board

adopted a resolution approving the variance request. It found specifically as

follows:

             WHEREAS, the Louisville Metro Board of Zoning
             Adjustment finds that the requested variance will not
             adversely affect the public health, safety or welfare as the
             structure must be constructed to comply with all building
             codes, including fire codes, and

             WHEREAS, the Board further finds that the requested
             variance will not alter the essential character of the
             general vicinity as there is some variation in front yard
             setbacks for principal structures in the area, and

             ...

             WHEREAS, the Board further finds that the requested
             variance will not allow an unreasonable circumvention of
             the zoning regulations as the applicant has made
             significant changes to the structure to reduce the
             encroachment into the front yard . . . .

             Thereafter, Blair filed an appeal in the Jefferson Circuit Court seeking

judicial review of the Board’s decision. The circuit court rejected Blair’s

contention that the decision was arbitrary or capricious and concluded that she had

                                         -3-
been afforded due process. As an aside, it noted that Blair had a separate cause of

action against any property owner who impinged upon her rights as established in

the subdivision’s master deed. This appeal followed.

             On appeal, Blair argues that the circuit court erred by affirming the

Board’s decision because the testimony at the public hearing showed that

construction of the home in violation of the zoning regulations was willful. Blair

also contends that she was deprived of due process and that the Board failed to

render necessary findings of fact.

             The standard of review applicable in planning and zoning matters was

set forth in American Beauty Homes Corporation v. Louisville and Jefferson

County Planning and Zoning Commission, 379 S.W.2d 450 (Ky. 1964), which held

that the overriding concern of the reviewing court is whether the administrative

body’s action was arbitrary. In determining arbitrariness, the court must

determine: (1) whether the agency exceeded its statutory authority; (2) whether the

parties were afforded procedural due process; and (3) whether the agency decision

was supported by substantial evidence. Id.

             KRS 100.241 grants the Board “the power to hear and decide on

applications for variances” and allows the Board to “impose any reasonable

conditions or restrictions on any variance it decides to grant.” KRS 100.243 sets

                                         -4-
forth the findings and considerations that must be made before the Board may

grant a variance:

             (1) Before any variance is granted, the board must find
             that the granting of the variance will not adversely affect
             the public health, safety or welfare, will not alter the
             essential character of the general vicinity, will not cause
             a hazard or a nuisance to the public, and will not allow an
             unreasonable circumvention of the requirements of the
             zoning regulations. In making these findings, the board
             shall consider whether:

                    (a) The requested variance arises from special
                    circumstances which do not generally apply to
                    land in the general vicinity, or in the same zone;

                    (b) The strict application of the provisions of the
                    regulation would deprive the applicant of the
                    reasonable use of the land or would create an
                    unnecessary hardship on the applicant; and

                    (c) The circumstances are the result of actions of
                    the applicant taken subsequent to the adoption of
                    the zoning regulation from which relief is sought.

             (2) The board shall deny any request for a variance
             arising from circumstances that are the result of willful
             violations of the zoning regulations by the applicant
             subsequent to the adoption of the zoning regulation from
             which relief is sought.

A party seeking a variance bears the burden of proof to convince the Board that a

variance is justified. Bourbon County Bd. of Adjustment v. Currans, 873 S.W.2d

836 (Ky. App. 1994).

                                          -5-
             The Supreme Court of Kentucky has held that “[t]he legislative limits

on the grant of variances [set forth in KRS 100.243] are not mere technicalities.

The system delineated sets forth specific factors that the Board must consider and

findings that must be made.” Louisville & Jefferson County Planning Comm’n v.

Schmidt, 83 S.W.3d 449, 454 (Ky. 2001). Thus, adequate findings of fact in strict

compliance with KRS 100.243 are required before the Board may grant a variance.

While the Board is not held to strict judicial standards in making its findings, its

findings must include “sufficient information to afford a meaningful review as to

the arbitrariness of the [its] decision.” Currans, 873 S.W.2d at 838. We conclude

that the Board’s findings in this matter were insufficient to permit meaningful

judicial review.

             To reiterate, KRS 100.243(1) requires the Board to make findings as

to four specific issues in considering an application for a variance: (1) whether the

granting of the variance will adversely affect the public health, safety, or welfare;

(2) whether the granting of the variance will alter the essential character of the

general vicinity; (3) whether the granting of the variance will cause a hazard or a

nuisance to the public; and (4) whether the granting of the variance will allow an

unreasonable circumvention of the requirements of the applicable zoning

regulations. Blair contends that the Board failed to find whether the granting of the

variance “will cause a hazard or a nuisance to the public.”

                                          -6-
      In its brief, the Board argues that Blair does not understand the breadth of its

authority. It contends that its failure to find specifically that the variance would

not cause a hazard or a nuisance to the public is inconsequential because no one

offered testimony to suggest that it would. Additionally, it maintains that this

Court has “conflated the ‘public health, safety and welfare’ requirement of KRS

100.243 with the prohibition on ‘hazard or nuisance to the public.’” Finally, it

argues that the existence of a building permit indicates that the structure would not

cause a hazard or nuisance to the public. Biddle and Sunrise Custom Homes, LLC,

join in these contentions. Sunrise Custom Homes, LLC, adds that “absent any

allegation that there was a threat to public safety, additional findings that there was

no public threat would merely be gilding the lily.”

      The appellees rely heavily on our analysis in Ball v. Oldham County

Planning and Zoning Commission, 375 S.W.3d 79 (Ky. App. 2012). In Ball, we

considered the legal sufficiency of the Board’s findings of fact. The Board found

as follows:

                    Move to approve the variance because as we have
              discussed today it will not adversely affect the public
              health, safety, or welfare because [it] will not alter the
              essential character of the general vicinity, will not cause
              a hazard or nuisance to the public, and will not allow an
              unreasonable circumvention of the requirements of the
              zoning regulations because there has been no testimony
              today that any of these criteria would be violated[.]
              [T]he cliffs and slopes on the property are unique and
              therefore the requested variance arises from special

                                          -7-
             circumstances which do not generally apply to land in the
             general vicinity or in the same zone[.] [A]lso the steep
             slopes make it cost prohibitive to build an access across
             the property[.] [I]n addition the strict application of the
             provisions of the regulation would deprive the applicant
             of the reasonable use of the land or would create an
             unnecessary hardship on the applicant, because the
             applicant bought the property and did not know the
             requirements of dividing it and denying this would
             deprive him of the ability to sell the land as a separate lot
             thus denying him reasonable use of the land.

Id. at 83. We determined that the Board’s findings were not “so sparse or ‘bare

bones’ in nature” as to require that they be set aside as insufficient (id.) --

especially where no evidence had been introduced to show that the variance could

“adversely affect the public health, safety, or welfare” or that it “would cause a

hazard or nuisance to the public . . . .” (Beyond Appellant’s personal objection.)

Id. We concluded that more extensive findings as to these issues would not have

been helpful or perhaps even possible.

             However, our analysis in Ball does not support the appellees’

contention that the Board’s failure to make a required finding of fact can be

overlooked. While the findings challenged in Ball were characterized as “sparse,”

they did not entirely omit a finding specifically required by the provisions of KRS

100.243. In the case before us, there is no indication that the Louisville Metro

Board of Zoning Adjustment considered whether the granting of the variance

would cause a hazard or a nuisance to the public. Moreover, despite the appellees’

                                           -8-
representations, no opinion of this Court has “conflated the ‘public health, safety

and welfare’ requirement of KRS 100.243 with the prohibition on ‘hazard or

nuisance to the public.’”

             The provisions of KRS 100.243 establish specific factors that the

Board must consider and findings that must be made before a variance can be

granted. The language is clearly mandatory rather than permissive. As the

Supreme Court of Kentucky observed in Schmidt, 83 S.W.3d at 454, “the

legislature recognized the very real tensions that necessarily exist between the

interests of the landowner and society as a whole.” In Schmidt, our Supreme Court

agreed with the circuit court’s assertion that where a variance is sought, “the

interests of the focused and financially motivated landowners are pitted against that

of the general public, whose interests frequently, if represented at all, are voiced by

uncompensated adjoining landowners.” Id. The Supreme Court astutely observed

that issues related to the public welfare are “much more nebulous.” As a

consequence, in order to prevent the objectives of the comprehensive plan from

being compromised and eroded over time, the General Assembly enacted clear

limitations upon the Board’s ability to grant variances.

             By requiring the Board to comply with the requirements of the

provisions of the statute, we are not asking the Board merely “to gild the lily.”

Instead, by rendering the required findings of fact, the Board complies with its

                                          -9-
statutory duty to clarify the basis of its decision so that we can conduct a

meaningful review. It reveals its intention to consider and to protect the public at

large by finding whether the variance will cause a hazard or nuisance. Our

legislature’s requirement that this finding be made cannot be ignored.

           Appellees have also argued essentially that the issuance of a building

permit by another office of the City of Louisville is evidence per se of compliance

with the zoning regulations -- even where the contested structures were not built in

accordance with the provisions of that very permit. We do not agree. The issuance

of a building permit alone cannot be deemed to substitute for -- or be tantamount to

-- the Board’s duty to make its mandatory statutory findings. That reasoning

neglects to recognize both the logical and temporal sequence of events; i.e., that

strict compliance with the zoning regulations on their face or by means of a duly

granted variance is a condition precedent to the ability of the property owner to

utilize a building permit. In so holding, we are not “gilding the lily”; we are

instead safeguarding its very root system.

            To summarize, the Board’s findings fail to reflect that it considered all

of the factors set forth in KRS 100.243. Its omission of any analysis of whether

the variance will cause a hazard or nuisance to the public renders its decision

fatally flawed.

                                         -10-
             Consequently, we vacate the order of the Jefferson Circuit Court and

remand it to the court for further proceedings, which would necessarily implicate

its remand to the Board for required findings as set forth in KRS 100.243 and the

relevant statutes.

             EASTON, JUDGE, CONCURS.

             CETRULO, JUDGE, DISSENTS AND FILES SEPARATE
OPINION.

CETRULO, JUDGE, DISSENTING: Respectfully, I would affirm the Jefferson

Circuit Court which upheld the grant of a variance by the Board of Zoning

Adjustment. Therefore, I dissent.

             I agree that adequate findings of fact and strict compliance with

KRS 100.243 are required. However, I do not find the Board’s findings in this

matter were insufficient to permit our meaningful review. Rather, I believe Ball,

supra, does support upholding the variance granted herein. In its resolution, the

Board twice stated that “the requested variance will not adversely affect the public

health, safety, or welfare as the structure must be constructed to comply with all

building codes, including fire codes.” As in Ball, there was no evidence here that

the variance would cause any hazard or nuisance to the public. Instead, Blair

simply asserted her own complaints of a perceived private nuisance.

             Therefore, I “fail to see how more extensive findings . . . would have

been helpful or even possible.” Ball, 375 S.W.3d at 85.

                                        -11-
BRIEFS FOR APPELLANT:     BRIEF FOR APPELLEE
                          RONALD J. BIDDLE:
Bart L. Greenwald
James L. Adams            Paul R. Schurman, Jr.
Louisville, Kentucky      Mackenzie Ackermann
                          Louisville, Kentucky

                          BRIEF FOR APPELLEE
                          LOUISVILLE METRO BOARD OF
                          ZONING ADJUSTMENT:

                          Michael J. O’Connell
                          Anne P. Scholtz
                          Travis J. Feichter
                          Laura M. Ferguson
                          Louisville, Kentucky

                          BRIEF FOR APPELLEE SUNRISE
                          CUSTOM HOMES, LLC:

                          Robert W. Dewees, III
                          Louisville, Kentucky

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