Court Opinion

ID: 6337315
Source: CourtListenerOpinion
Date Created: 2022-05-03 14:16:35.436461+00
Date Added: 2024-06-11T09:25:06.214517
License: Public Domain

COURT OF APPEALS OF VIRGINIA
PUBLISHED

            Present: Judges Huff, Athey and Fulton
            Argued by videoconference

            DUSTIN KEITH CONLEY
                                                                                    OPINION BY
            v.      Record No. 0682-21-2                                     JUDGE JUNIUS P. FULTON, III
                                                                                    MAY 3, 2022
            COMMONWEALTH OF VIRGINIA

                               FROM THE CIRCUIT COURT OF ALBEMARLE COUNTY
                                            Cheryl V. Higgins, Judge

                            Norman H. Lamson for appellant.

                            Rosemary V. Bourne, Senior Assistant Attorney General (Jason S.
                            Miyares, Attorney General, on brief), for appellee.

                    Dustin Keith Conley appeals his convictions, following a jury trial, of the object sexual

            penetration, forcible sodomy, and rape of his ex-wife, J.M. He was sentenced to twenty-five years

            of imprisonment, with all but twenty-two years and eighteen months suspended. Conley assigns

            error to the trial court’s admission into evidence of certain prior bad acts and the court’s failure to

            instruct the jury regarding the issues of consent and mistake of fact. Conley similarly claims that

            the court’s response to a jury question regarding implied consent was deficient. Finally, he asserts

            that the court erred in giving a “sodomy” jury instruction that listed the elements of “rape.” For the

            reasons that follow, we affirm the ruling of the trial court.
                                          BACKGROUND1

       Conley and the victim, J.M., married in June 2007. They had two children during their

marriage. After a period of marital strife, the couple separated in October 2012 and divorced in July

2014. During their marriage, the couple consensually filmed themselves engaging in sexual

intercourse on approximately twenty occasions. Pursuant to their settlement agreement upon

divorce, Conley was required to delete those videos. After the divorce, J.M. moved to Albemarle

County. At the end of 2014, Conley moved into J.M.’s Albemarle home and within a short time

the couple resumed their relationship. During this period, Conley and J.M. drank heavily and

experienced financial issues. In the summer of 2017, J.M. ended the relationship with Conley and

evicted him from the home.

       In November 2017, J.M. found an old phone in her home. She turned it on and found

“thumbnails of nudity and sex that [she] didn’t recognize.” J.M. realized that those videos (the

“Fairfax videos”) documented Conley performing sexual acts on her while she slept. J.M. did not

have any recollection of the acts depicted in the Fairfax videos, which were created during the

couple’s marriage and filmed at their former marital home in Fairfax.

       In January or February 2018, J.M. plugged her new iPhone into her computer and

inadvertently connected her phone to Conley’s iCloud account. While attempting to disconnect her

phone from Conley’s account, J.M. discovered nine additional videos showing Conley committing

sexual acts on her while she slept. These videos (the “Albemarle videos”) were filmed while the

couple lived together in Albemarle County. The first two videos, filmed on different dates, depict

J.M. sleeping on her back while Conley penetrates her vagina with a clear oblong sex toy. J.M. can

be heard snoring in the first video. In the third video, J.M. is sleeping on her side while Conley

       1
        Under the applicable standard of review, this Court considers the evidence in the light
most favorable to the Commonwealth, as the prevailing party below. See Adjei v.
Commonwealth, 63 Va. App. 727, 747 (2014).
                                              -2-
penetrates her vagina with his penis. In the fourth video, J.M is sleeping on her side while Conley

penetrates her anus with his penis. Halfway through that video, J.M. appears to wake up. She

rolls over and, as Conley covers up the camera, she groggily says “ow, ow,” and “that hurts.”

The fifth through ninth videos were filmed on the same night and depict J.M. sleeping on her

side, audibly snoring, while Conley penetrates her vagina with his penis and holds her vagina

open.

        Throughout their relationship, J.M. was prescribed multiple medications which interacted

negatively with alcohol. When she combined her medications with alcohol, they made her “more

drunk,” and sometimes caused her to “pass out.” Conley was aware of J.M.’s medications and the

effect they had on J.M. when she consumed alcohol and would often remind her to take them. In

addition, J.M. and Conley both used illegal drugs at times throughout their relationship and mixed

those drugs with alcohol as well.

        J.M. testified that she recalled one occasion while living with Conley in Albemarle when he

gave her a “foaming” beer. When she asked what was wrong with it, he replied, “That’s how they

all are.” J.M. did not believe Conley, so she poured the beer from its can into a glass and saw

“sediment that filtered down and settle[d] on the bottom.”2 J.M. did not drink the beer.

        For the conduct depicted in the Albemarle videos, Conley was indicted on two counts of

rape, two counts of object sexual penetration, and one count of forcible sodomy.

        Before the trial, both the Commonwealth and Conley filed motions in limine. The

Commonwealth filed a motion in limine seeking to introduce the Fairfax videos as evidence of

“prior bad acts” under Rule of Evidence 2:303(b). The trial court granted the motion but excluded

any mention of Conley’s convictions in Fairfax County stemming from the acts depicted in the

        2
         During trial, Conley testified that he and J.M. had found “purple powder” on top of their
beer cans and later found “crushed” candy from Halloween on the counter. He testified that the
powder tasted sweet.
                                                 -3-
Fairfax videos. Conley’s motion sought to exclude any testimony about the sediment J.M. observed

in the beer. Characterizing the testimony regarding the “foaming beer” as that of a “prior bad act,”

the trial court denied Conley’s motion, but ordered the Commonwealth to refer only to “sediment”

in the beer, rather than a “pill.”

        At the conclusion of the trial, the jury was instructed to consider whether Conley had

committed rape, object sexual penetration, and sodomy, through use of J.M.’s physical helplessness.

The jury convicted Conley of all charges. This appeal followed.

                                            ANALYSIS

                                         A. Prior Bad Acts

                                       1. Standard of Review

        “The admissibility of evidence is within the broad discretion of the trial court, and a

ruling will not be disturbed on appeal in the absence of an abuse of discretion.” Jones v.

Commonwealth, 38 Va. App. 231, 236 (2002) (quoting Blain v. Commonwealth, 7 Va. App. 10,

16 (1988)). Evidence of other crimes, wrongs, or acts is inadmissible if offered merely to show

the accused’s propensity to commit the crime for which he is charged. See Va. R. Evid.

2:404(b); Kenner v. Commonwealth, 299 Va. 414, 424 (2021); Gonzales v. Commonwealth, 45

Va. App. 375, 380 (2005) (en banc). However, the general rule excluding evidence of other

crimes “must sometimes yield to society’s interest in the truth-finding process, and numerous

exceptions allow evidence of prior misconduct whenever the legitimate probative value

outweighs the incidental prejudice to the accused.” Gonzales, 45 Va. App. at 381 (quoting

Dunbar v. Commonwealth, 29 Va. App. 387, 390 (1999)).

        Such “prior bad acts” evidence is admissible “if it tends to prove any relevant fact

pertaining to the offense charged, such as where it is relevant to show motive, opportunity,

intent, preparation, plan, knowledge, identity, absence of mistake, accident, or if they are part of

                                                -4-
a common scheme or plan.” Va. R. Evid. 2:404(b); see also Kenner v. Commonwealth, 71

Va. App. 279, 290 (2019) (quoting Quinones v. Commonwealth, 35 Va. App. 634, 640 (2001)),

aff’d, 299 Va. 414 (2021). It is also well established that “prior bad acts” evidence is admissible

“when it ‘shows the conduct or attitude of the accused toward his victim[,] establishes the

relationship between the parties,’” Kenner, 299 Va. at 424 (quoting Ortiz v. Commonwealth, 276

Va. 705, 714 (2008)), or if “the evidence is connected with or leads up to the offense for which

the accused is on trial,” Woodfin v. Commonwealth, 236 Va. 89, 95 (1988) (quoting Kirkpatrick

v. Commonwealth, 211 Va. 269, 272 (1970)).

        Once the Court has determined that the “prior bad acts” evidence is relevant, and not

mere “propensity evidence,” the Court must still determine whether the risk of unfair prejudice

outweighs the probative value of the evidence. See Va. R. Evid. 2:404(b); see also Hall v.

Commonwealth, 143 Va. 554 (1925).

                                         2. The Fairfax Videos

        Conley’s first objection to the admission of the Fairfax videos is that the trial court “never

expressed which specific exception [it] was basing [its] decision on.” Citing Wisconsin case law,

Conley argues that “[w]here the trial court ‘did not specifically identify an exception’ and ‘did not

provide a reasoned explanation that the evidence was more probative than prejudicial,’ the appellate

court ‘must independently review the evidence to determine if it supports the trial court’s decision

to admit the other crimes evidence.’” App. Br. at 18-19 (quoting State v. Shillcutt, 341 N.W.2d 716,

719-20 (Wis. App. 1983)). This is not the law of the Commonwealth. We have not, and do not

now, require a trial court to make specific citation to a particular evidentiary rule each time it

decides to admit or exclude a piece of evidence. Conley seeks to circumvent our abuse of discretion

standard of review and obtain de novo review of the decision to admit the Fairfax videos. However,

trial judges have “broad discretion” over evidentiary questions and “the trial judge’s ‘ruling will not

                                                  -5-
be reversed simply because an appellate court disagrees.’” Thomas v. Commonwealth, 44 Va. App.

741, 753 (quoting Henry J. Friendly, Indiscretion about Discretion, 31 Emory L.J. 747, 754 (1982)),

adopted upon reh’g en banc, 45 Va. App. 811 (2005).

        Conley next argues the Fairfax videos lack probative value. We disagree. “Evidence of

other crimes is admissible if it tends to prove any fact in issue, even though it also tends to show the

defendant guilty of another crime.” Spencer v. Commonwealth, 240 Va. 78, 89 (1990). The Fairfax

videos, which, save for the location, are virtually indistinguishable from the series of videos

depicting the crimes charged in this case, are relevant to prove numerous facts at issue. In several of

the Fairfax videos, J.M. can be heard snoring heavily as Conley filmed her genitalia and performed

sexual acts on her. Conley can be seen on the Fairfax videos using his fingers and penis to penetrate

J.M.’s genitalia, performing cunnilingus on J.M., and using J.M.’s limp hand to masturbate his

penis. The only time J.M. wakes during the Fairfax videos, she is heard drowsily muttering

unintelligibly and Conley can be seen covering up the camera.

        The Fairfax videos are evidence of the relationship between the parties and show Conley’s

conduct and attitude toward J.M. They also tend to negate Conley’s assertion that J.M. was role

playing or feigning sleep and show instead that she was deeply asleep and possibly heavily

medicated or intoxicated, as well as his knowledge of her physical helplessness. The videos also

counter Conley’s claim that he was acting consistently with J.M.’s consent to “wake her up with

[his] penis,” as Conley never speaks and moves quietly and often slowly throughout the videos.

In the single instance in which J.M. wakes, Conley in fact attempts to hide the camera. Further,

the Fairfax videos are relevant evidence of Conley’s modus operandi as they demonstrate an

idiosyncratic pattern of behavior toward J.M. The videos go beyond merely depicting Conley

having intercourse with J.M. Rather, they show that he repeatedly and surreptitiously recorded

sexual acts with her while she was obviously heavily unconscious to the point of snoring. This

                                                  -6-
modus operandi evidence evinces Conley’s intent to sexually assault J.M. Although Conley

testified that he was attempting to wake J.M. by performing sexual acts, the videos are probative of

the Commonwealth’s position contradicting that claim.

        Having determined the relevancy of the Fairfax videos, we now must consider whether the

legitimate probative value of the videos outweighs their prejudicial effect. Va. R. Evid. 2:404(b);

Kenner, 299 Va. at 427. “The responsibility for balancing the two considerations rests in the trial

court’s discretion and we will not disturb the court’s determination in the absence of a clear abuse of

discretion.” Kenner, 299 Va. at 427. The facts in this case are distinguishable from those in

Quinones v. Commonwealth. In Quinones, this Court held that testimony regarding pornographic

videotapes seized from the defendant’s home was irrelevant and highly prejudicial where there was

no evidence that the videos involved the victim or showed any acts similar to those the defendant

performed on the victim. 35 Va. App. at 642. The opposite is true here where the Fairfax videos

portray Conley engaging in identical sexual acts upon the same sleeping or unconscious person as in

the charged offenses. “The fact that evidence is highly prejudicial to a party’s claim or defense, in

and of itself, ‘is not a proper consideration in applying the balancing test.’” Fields v.

Commonwealth, 73 Va. App. 652, 672 (2021) (quoting Lee v. Spoden, 290 Va. 235, 252 (2015)).

Rather, relevant evidence will only be excluded if its prejudicial nature substantially outweighs its

probative value. Id. To be excluded as unfairly prejudicial, “the nature of the evidence must be

such that it generates such a strong emotional response that it is unlikely that the jury could make

a rational evaluation of its proper evidentiary weight.” Id. Considering the highly probative

value of the Fairfax videos, and the fact that they portray Conley engaging in nearly identical

sexual acts upon the same sleeping or unconscious person, such that they are virtually

indistinguishable from the videos of the Albemarle acts for which Conley was on trial, we cannot

say that they would have inflamed the jury’s passions or that the trial court abused its discretion

                                                  -7-
when it determined that the Fairfax videos’ probative value was not substantially outweighed by

their prejudicial effect.3

                                 3. Sediment observed in J.M.’s beer

        Conley similarly assigns error to the trial court’s admission of testimony by J.M. regarding

sediment she observed on one occasion in a beer Conley handed to her. At trial, J.M. was asked on

direct examination whether she “remember[s] any particular incident that occurred . . . that may

explain a deep sleep state.” J.M. responded by describing a time when Conley brought her a beer

that was foaming out of its can and when she poured it into a glass, she observed a “sediment that

filtered down and settle[d] on the bottom.” In overruling Conley’s motion in limine to exclude this

testimony, the trial court reasoned that the evidence was relevant to the issue of consent and whether

J.M. was actually physically helpless or feigning asleep. The court further weighed the prejudicial

impact of this evidence against its probative value. It ruled that J.M. would not be permitted to refer

to the sediment as a “pill,” as that would be overly prejudicial, but that the probative value of the

description of the sediment alone was not otherwise outweighed by any prejudicial effect on

Conley. We cannot say that the trial court abused its discretion in either its conclusion about the

relevance nor the prejudice.4

        3
          We note that Conley never requested a limiting instruction at trial regarding the Fairfax
videos. As such, we deem any arguments Conley makes regarding the lack of a limiting
instruction as waived. See Pearce v. Commonwealth, 53 Va. App. 113, 123 (2008) (holding
defendant’s argument that the court erred by not giving a limiting instruction regarding prior bad
acts waived where it was not raised in the trial court and also holding that the ends of justice
exception did not apply).
        4
         Moreover, although J.M.’s testimony implied that she thought Conley had drugged her,
it was not until Conley’s cross-examination of J.M. that the direct connection was made clear.
On cross-examination, J.M. was asked whether she was “suggesting that there was something
in—that the sediment, that Mr. Conley had put the sediment in your drink?” J.M. responded
“yes.”
                                               -8-
                                          B. Jury Instructions

                                         1. Standard of Review

        “A reviewing court’s responsibility in reviewing jury instructions is ‘to see that the law has

been clearly stated and that the instructions cover all issues which the evidence fairly raises.’”

Fahringer v. Commonwealth, 70 Va. App. 208, 211 (2019) (quoting Darnell v. Commonwealth, 6

Va. App. 485. 488 (1988)). We review a trial court’s decisions in giving and denying requested jury

instructions for abuse of discretion. Barney v. Commonwealth, 69 Va. App. 604, 609 (2019).

“[W]hether a jury instruction accurately states the relevant law is a question of law that we review

de novo.” Watson v. Commonwealth, 298 Va. 197, 207 (2019) (quoting Payne v. Commonwealth,

292 Va. 855, 869 (2016)).

           2. Lack of consent as an element or a defense to rape by physical helplessness

        Conley asserts that the trial court erred by failing to instruct the jury that lack of consent is

an element of or that consent is an absolute defense to rape by physical helplessness. The

Commonwealth argues Conley failed to preserve this assignment of error. We disagree. Following

the close of the Commonwealth’s evidence, the trial court and the attorneys held a preliminary

discussion regarding jury instructions. The Commonwealth provided instructions to Conley’s

attorney and the trial court began to review the instructions, asking Conley’s attorney whether he

had any objections. Although the trial court indicated that it merely intended to conduct a

preliminary review of the instructions and take them up later in the proceedings after Conley had

an opportunity to review them with his counsel, Conley nevertheless raised a specific objection.

During that conference, Conley’s attorney argued: “It is clear that the law would require that the

Commonwealth prove that there was no consent in this case, and the model instructions do not have

the language, ‘consent’ in it, but nevertheless that is an element of the offense for all of the

offenses.” The trial court overruled Conley’s objection and “noted” his exception. The trial court

                                                   -9-
subsequently addressed jury instructions again during a recess, but Conley did not reassert his

argument for a “consent” instruction. Nevertheless, because the court’s previous ruling was still

extant as it was never vacated, Conley did not waive or fail to preserve his objection to the trial

court’s refusal to instruct the jury on “consent” as an element or defense to rape, sodomy, or object

sexual penetration.

        Because it is our duty to ensure that the jury instructions given at trial accurately state the

law, we first consider the Virginia rape statute. Code § 18.2-61 provides, in the disjunctive, that

rape can be accomplished through three different avenues: “(i) against the complaining witness’s

will, by force, threat or intimidation . . . ; or (ii) through the use of the complaining witness’s mental

incapacity or physical helplessness; or (iii) with a child under age 13 as the victim.” The Virginia

Model Jury Instructions reflect three distinct ways the crime of rape may be committed. Model Jury

Instruction No. 44.100 provides the general rape instruction and instructs the jury that the

Commonwealth must prove the following elements of rape: “(1) That the defendant [had sexual

intercourse with (name of person); caused (name of person) to engage in sexual intercourse with

another person]; and (2) That it was against her will and without her consent; and (3) That it was by

force, threat, or intimidation.” Instruction No. 44.140 instructs the jury that, in order to convict a

defendant of the crime of rape of a child under thirteen, the Commonwealth must prove the

following elements: “(1) That the defendant [had sexual intercourse with (name of child); caused a

child to engage in sexual intercourse with (name of person)]; and (2) That at the time of the act

(name of child) was under the age of 13.” Because the allegations were that the crime was

accomplished through J.M.’s physical helplessness, the jury instruction given in this case was

derived from Instruction No. 44.300, which instructs the jury that, in order to convict a defendant of

the crime of rape where the complaining witness was mentally incapacitated or physically helpless,

the Commonwealth must prove the following elements:

                                                  - 10 -
                (1) That the defendant had sexual intercourse with (name of person);
                and (2) That at the time (name of person) was [mentally
                incapacitated; physically helpless]; and (3) That at the time of the
                crime, the defendant knew or should have known (name of person)
                was [mentally incapacitated; physically helpless]; and (4) That the
                sexual intercourse was accomplished through the use of the
                complaining witness’s [mental incapacity; physical helplessness].

These instructions are an accurate statement of the law and the elements of the crime of rape

accomplished through physical helplessness.

        We have the additional duty of ensuring that the “instructions cover all issues which the

evidence fairly raises.” Fahringer, 70 Va. App. at 211 (quoting Darnell, 6 Va. App. at 488).

Although Conley asserted two alternative defenses in this case, both stemming from alleged consent

granted to him by J.M., we find that because the criminal acts for which he was indicted all alleged

that he accomplished the assaults through the physical helplessness of J.M., any alleged consent was

necessarily immaterial to the jury’s consideration of the elements of the crime and thus not an

“issue[ ] which the evidence fairly raise[d].” Id. (emphasis added). Conley’s first defense was that

J.M. granted him advance consent to perform sexual acts on her while she was asleep. This Court

recently addressed the question of consent in the context of a sleeping victim. Nelson v.

Commonwealth, 73 Va. App. 617 (2021). We noted that “[l]ongstanding common law principles

. . . recognize that a victim is unable to give consent for sexual contact while sleeping.” Id. at 626

(first citing Travis v. State, 98 A.3d 281 (Md. Ct. Spec. App. 2014); then State v. Moorman, 358

S.E.2d 502 (N.C. 1987); and then 2 Wayne R. LaFave, Substantive Criminal Law § 17.4(b) (3d ed.

2018)). In Nelson, the defendant was convicted of aggravated sexual battery in violation of Code

§ 18.2-67.3, which required proof that the defendant sexually abused the victim “against [his or her]

will . . . by force, threat[,] or intimidation.” Id. at 623 (third alteration in original) (quoting Code

§ 18.2-67.3(A)(4)(a)). This Court held that “sleep rendered the victim unable to consent and proved

constructive force.” Id. at 628 n.6.

                                                   - 11 -
       Conley was charged not with rape by force, threat, or intimidation, but with rape

accomplished through the use of the victim’s physical helplessness. In Woodward v.

Commonwealth, 12 Va. App. 118 (1991), we held that “engaging in sexual intercourse with a

sleeping victim can constitute commission of the crime of rape, in violation of Code § 18.2-61, by

means of the victim’s ‘physical helplessness.’” Nelson, 73 Va. App. at 627 n.5 (citing Woodward,

12 Va. App. at 120-21). The defendant in Woodward argued that the trial court erred in refusing to

instruct the jury on the issue of consent. Woodward, 12 Va. App. at 119. Woodward was

specifically prosecuted “on the theory that at the time [he] had sexual intercourse with the victim,

she was asleep and therefore physically helpless.” Id. at 120. Summarily resolving Woodward’s

assignment of error regarding the consent jury instruction, we held: “[t]here is no evidence which

supports the consent instruction requested by Woodward. Thus, ‘[a]n instruction is properly refused

when it is unsupported by the evidence.’” Id. at 119 (second alteration in original) (quoting Bennett

v. Commonwealth, 8 Va. App. 228, 234 (1989)).

       Underlying Virginia’s jurisprudence in the area of sexual assault is a recognition that a

person must have the “capacity to consent,” both physical and mental. See e.g., Code § 18.2-61; see

generally Nelson, 73 Va. App. at 626 n.4 (citing various sources supporting the proposition that a

person must be capable of consent).5 Furthermore, consent to engage in sexual acts must be

ongoing and capable of being withdrawn at any time. To hold that a person can give prior consent

to sexual activity taking place when they are asleep would deny that person the ability to withdraw

that consent. Regardless of whether consent might have ever been given, and here that was

disputed, because consensual sexual activity requires “continued consent” during the duration of the

activity, whenever a sleeping person is unable to express consent, that person consequently cannot

       5
        The English common law likewise recognized various circumstances in which a person
may lack the capacity to consent. LaFave, Substantive Criminal Law § 17.4(b).
                                            - 12 -
consent to sexual activity. Thus, the trial court did not abuse its discretion in overruling Conley’s

objection to the jury instructions that did not list lack of consent as an element. To provide an

additional instruction on consent that is “inapplicable to the facts in evidence” would only serve to

“confuse or distract the jury.” Morse v. Commonwealth, 17 Va. App. 627, 633 (1994) (quoting

King v. Commonwealth, 2 Va. App. 708, 711 (1986)).

        Conley’s second defense was that J.M. may have been feigning sleep in the videos. This

defense likewise does not entitle Conley to a jury instruction regarding consent. The jury in this

case was instructed to consider only whether Conley committed rape by physical helplessness, not

whether he did so against J.M.’s will by force, threat, or intimidation. To convict Conley of rape on

this charge, the jury was instructed that it must find, beyond a reasonable doubt, that J.M. was in

fact physically helpless. This physical helplessness element was the second prong of the jury

instruction: “That at the time [J.M.] was physically helpless.” If the jury was persuaded by

Conley’s defense that J.M. was feigning sleep, then it necessarily could not find that the

Commonwealth had satisfied this physical helplessness element and it would have to acquit.

Consequently, Conley’s defense that J.M. was feigning sleep was fully encompassed in the

instructions provided by the trial court. The jury, therefore, was accurately and sufficiently

instructed on the law and was able to consider Conley’s defense.

     3. Lack of consent as an element or consent as a defense to object sexual penetration and
                                 sodomy by physical helplessness

        The crime of object sexual penetration is defined by Code § 18.2-67.2. Sodomy is defined

by Code § 18.2-67.1. As with rape, object sexual penetration and sodomy can be accomplished in

three ways, where: “1. The complaining witness is less than 13 years of age; or 2. The act is

accomplished against the will of the complaining witness, by force, threat or intimidation . . . , or

through the use of the complaining witness’s mental incapacity or physical helplessness.” Though

the statutes are structured differently, we hold that the means of accomplishing object sexual
                                                 - 13 -
penetration and sodomy parallel those for accomplishing rape. Moreover, although the Virginia

Model Jury Instructions do not contain separate instructions for object sexual penetration and

sodomy accomplished through use of the victim’s physical helplessness, the object sexual

penetration instruction given to the jury in this case is an accurate statement of the law. The object

sexual penetration instruction required the Commonwealth to prove:

                1) That the defendant penetrated the outer lips of the female sexual
                organ of [J.M.] with any animate object; 2) That at the time [J.M.]
                was physically helpless; 3) That at the time of the offense the
                defendant knew or should have known [J.M.] was physically
                helpless; and 4) That the object sexual penetration was accomplished
                through the use of [J.M’s] physical helplessness.

As discussed in greater detail infra, the sodomy instruction is an inaccurate statement of the law in

that it contains an element of penetration of the female sex organ of J.M. Nevertheless, although the

description of the anatomy was incorrect, the elements of the sodomy instruction pertaining to how

the sodomy was accomplished (i.e., through the use of J.M.’s physical helplessness) mirror the

elements listed in the object sexual penetration and rape instructions and are an accurate statement

of the law.

        In Nelson, we dealt with the offense of aggravated sexual battery and considered whether

the “force” element in that statute was satisfied where the defendant sexually abused the victim

while she was sleeping. 73 Va. App. at 622. Noting that our courts have consistently “held in the

context of sexual offenses ‘that “force” [is defined to] include[ ] both actual and constructive

force,’” id. at 624 (alterations in original) (quoting Martin v. Commonwealth, 272 Va. 31, 34-35

(2006)), we held that “sleep rendered the victim unable to consent and proved constructive

force,” id. at 628 n.6. Because Conley was prosecuted on the theory that he committed object

sexual penetration and sodomy on J.M. while she was asleep, and thus physically helpless,

consent is not a proper issue on which the jury should have been instructed. The jury could

either find that J.M. was in fact physically helpless, in which case, our caselaw holds she was
                                                 - 14 -
incapable of consent, or she was not physically helpless, in which case it would be required to

find Conley not guilty of object sexual penetration and sodomy. Because the jury was accurately

instructed on the law, and a consent instruction would only have served to confuse the jury, we

affirm the ruling of the trial court. See Morse, 17 Va. App. at 633 (quoting King, 2 Va. App. at

711).

                   4. Mistake of fact as a defense to rape by physical helplessness

        Conley asserts, in the alternative, that the trial court erred by failing to instruct the jury

regarding mistake of fact as to consent as a defense to the rape, object sexual penetration, and

forcible sodomy charges. He advances no argument in support of his contention, and he cites no

Virginia authorities in support of his position. Instead, Conley merely cites three cases from other

states or U.S. territories and states generally that they “have dealt with the issue.” Rule 5A:20(e)

requires a party to include in his brief: “argument—including principles of law and the authorities,”

for each assignment of error. “‘[W]hen a party’s “failure to strictly adhere to the requirements of

Rule 5A:20(e)” is significant,’ this Court may treat the question as waived.” Bartley v.

Commonwealth, 67 Va. App. 740, 744 (2017) (quoting Parks v. Parks, 52 Va. App. 663, 664

(2008)). “If [Conley] believed that the circuit court erred, it was [his] duty to present that error to us

with legal authority to support [his] contention.” Sfreddo v. Sfreddo, 59 Va. App. 471, 494 (2012)

(quoting Fadness v. Fadness, 52 Va. App. 833, 851 (2008)). Because Conley provides no legal

argument or authority in his brief to support his argument, and we find this omission significant,

Conley’s claim that the trial court erred in failing to instruct the jury regarding mistake of fact is

waived.

                              5. Jury question regarding implied consent

        Conley additionally assigns error to the trial court’s answer to the jury’s deliberation

question regarding implied consent. When asked by the jury during deliberation “do any of the

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charges include implied consent language?,” the trial court consulted with counsel and then stated

“that they will need to review the jury instructions and proceed with . . . the jury instructions that

they have before them.” Conley’s attorney responded: “That would be fair, Your Honor.” Conley

simply failed to preserve any objections to the trial court’s answer to the jury deliberation question.

In the absence of a preserved objection, Conley asks this Court to consider his argument under the

ends of justice and good cause exceptions to Rule 5A:18’s contemporaneous objection requirement.

        “The Court may only invoke the ‘good cause’ exception where an appellant did not have the

opportunity to object to a ruling in the trial court; however, when an appellant ‘had the opportunity

to object but elected not to do so,’ the exception does not apply. Perry v. Commonwealth, 58

Va. App. 655, 667 (2011) (quoting Luck v. Commonwealth, 32 Va. App. 827, 834 (2000)). Conley

has failed to demonstrate good cause for his failure to object to the trial court’s response to the jury

deliberation question, and we find that the good cause exception does not apply to these

circumstances.

        “‘The ends of justice exception is narrow and is to be used sparingly,’ and applies only in

the extraordinary situation where a miscarriage of justice has occurred.” Holt v. Commonwealth, 66

Va. App. 199, 209 (2016) (en banc) (quoting Redman v. Commonwealth, 25 Va. App. 215, 220-21

(1997)). Whether to apply the ends of justice exception involves two questions: “(1) whether there

is error as contended by the appellant; and (2) whether the failure to apply the ends of justice

provision would result in a grave injustice.” Commonwealth v. Bass, 292 Va. 19, 27 (2016)

(quoting Gheorghiu v. Commonwealth, 280 Va. 678, 689 (2010)). “The burden of establishing a

manifest injustice is a heavy one, and it rests with the appellant.” Holt, 66 Va. App. at 210 (quoting

Brittle v. Commonwealth, 54 Va. App. 505, 514 (2009)). “In order to avail oneself of the exception,

[the appellant] must affirmatively show that a miscarriage of justice has occurred, not that a

miscarriage might have occurred.” Id. (quoting Redman, 25 Va. App. at 221). Conley asserts that

                                                  - 16 -
there is error because he was entitled to a jury instruction on consent. As discussed, supra, we

disagree. This assignment of error is, therefore, barred from consideration by Rule 5A:18.

                             6. Sodomy instruction listing rape elements

       Conley’s final assignment of error is to the sodomy jury instruction, which incorrectly

instructed the jury that the Commonwealth must prove “That the penis of the defendant penetrated

into the female sex organ of [J.M.],” instead of the anus. (Emphasis added). Although Conley

did not timely object to the incorrect sodomy instruction, he again asks this Court to consider his

argument under the ends of justice exception to Rule 5A:18.

       It is undisputed that the jury was misinstructed on the elements of sodomy, which

requires proof of cunnilingus, fellatio, anilingus, or anal intercourse.6 “By omitting this element

from the jury instructions, the trial court failed to inform the jury ‘as to the essential elements of

the offense.’” Lewis v. Commonwealth, 28 Va. App. 164, 172 (1998) (quoting Darnell, 6

Va. App. at 488). We find this omission to be error.

       Our analysis does not end, however, with our conclusion that the trial court erred. We

next consider whether this omission constitutes reversible error. “The United States Supreme

Court has repeatedly stated that harmless error analysis is appropriate in the context of improper

jury instructions.” Kil v. Commonwealth, 12 Va. App. 802, 812 (1991) (citing Rose v. Clark, 478

U.S. 570 (1986); Sandstrom v. Montana, 442 U.S. 510 (1979)). “Thus, ‘[w]here a reviewing

court can find that the record developed at trial establishes guilt beyond a reasonable doubt, the

interest in fairness has been satisfied and the judgment should be affirmed.’” Id. (quoting Rose,

478 U.S. at 579) (citing Harris v. Commonwealth, 134 Va. 688, 695 (1922)).

       6
        Anal intercourse is the only form of sodomy alleged in this case and supported by the
evidence.
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       In this case, the evidence presented at trial included video footage of the defendant

inserting his penis into J.M.’s anus while she was sleeping. Her eyes are closed, and she is quiet

and still during the penetration. Approximately two minutes and fifty-one seconds into the

video, after Conley urinates on her, J.M. appears to wake up. She rolls over and, as Conley

covers up the camera, she groggily says “ow, ow,” and “that hurts.” Given the jury’s finding of

physical helplessness in every charge it considered, including its finding of physical helplessness

pursuant to the incorrect sodomy instruction, as well as the video evidence and testimony

supporting that conclusion, we hold that the record developed at trial established beyond a

reasonable doubt that Conley is guilty of sodomy of J.M., accomplished through use of her

physical helplessness. We, therefore, find that the trial court’s failure to properly instruct the

jury on the element of penetration of the anus was harmless error beyond a reasonable doubt, and

accordingly fails to meet the “ends of justice” exception to Rule 5A:18. Phoung v.

Commonwealth, 15 Va. App. 457, 466 (1992).

                                          CONCLUSION

       For the foregoing reasons, we affirm the convictions for two counts of rape, two counts

of object sexual penetration, and one count of sodomy.

                                                                                            Affirmed.

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