Court Opinion

ID: 9927839
Source: CourtListenerOpinion
Date Created: 2024-01-30 15:05:58.4721+00
Date Added: 2024-06-11T09:28:14.736777
License: Public Domain

STATE OF MINNESOTA
                                 IN COURT OF APPEALS
                                       A23-0865

                                   In re the Guardianship of:
                              Jeferson De Jesus Lemus Corpeno.

                                  Filed January 29, 2024
                                  Reversed and remanded
                                      Worke, Judge

                                 Anoka County District Court
                                   File No. 02-JV-22-1022

C. Alexander Anderson-Cazales, Square 1 Legal, PLLC, Minneapolis, Minnesota (for
appellant)

         Considered and decided by Bjorkman, Presiding Judge; Worke, Judge; and Ede,

Judge.

                                         SYLLABUS

         A district court cannot deny a petition for guardianship of an at-risk juvenile under

Minn. Stat. §§ 257D.01-.12 (2022), unless it makes sufficient findings justifying its

rejection of the allegations in the petition asserting “abandonment,” “abuse,” and “neglect,”

as defined in Minn. Stat. § 257D.01.

                                          OPINION

WORKE, Judge

         Appellant challenges the district court’s denial of his petition for a juvenile court

guardianship for at-risk youth, arguing that the record does not support the district court’s
determinations regarding the possibility of appellant’s reunification with his parents and

appellant’s credibility. We reverse and remand.

                                           FACTS

       In December 2022, appellant Jeferson De Jesus Lemus Corpeno, 1 currently 19 years

old, filed a “Petition for Guardianship of At-Risk Juvenile” under Minn. Stat. § 257D.03,

subd. 2. The proposed guardian was Corpeno’s paternal grandmother, Juana Rodriguez.

       Generally, a district court can grant a guardianship of an at-risk juvenile, if it rules,

among other things, that the person who is the subject of the petition suffered

“abandonment” or “abuse” or “neglect.” Under Minn. Stat. § 257D.01, each of these

conditions can be satisfied by one or more of multiple circumstances. Here, Corpeno’s

petition alleged abandonment and neglect, but not abuse.

       Specifically, in his petition, Corpeno alleged that until 2022, he lived in El Salvador

with his maternal grandmother. Corpeno arrived in the United States in January 2022 and

began living with Rodriguez shortly thereafter. Corpeno alleged that he left El Salvador

after a gang threatened to kill him because he refused to join the gang. He averred that his

maternal grandmother sold land and gave him the money to flee.

       Corpeno alleged that his mother lived in El Salvador and left him with his maternal

grandmother when he was three or four years old. Corpeno averred that his mother visited

him “4-5 times a year for a couple of hours.” He alleged that his mother did not provide

1
  Appellant identifies himself in the brief as Jeferson De Lemus Corpeño but we align our
references to parties with the case caption.

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financial support and he did “not believe that his mother has any interest in taking him and

helping him in any[]way.”

          Corpeno alleged that his father lived in El Salvador and abandoned him before he

was born. Corpeno alleged that his father approached Corpeno when he was 12 years old

and expressed a desire to get to know Corpeno. But Corpeno’s father did not offer to care

for Corpeno or ask Corpeno to live with him.

          At a hearing on the petition, Corpeno further explained his relationship with his

parents. He testified that he does not have a good relationship with his mother, and that

she “was not able to help” him when he was threatened by gang members. The district

court asked Corpeno how often he saw his mother, and he replied, “two to three times per

year.” The district court noted that in his petition, Corpeno claimed that he saw his mother

“four to five times a year.” Corpeno explained: “So in some locations they came about

four or five times a year, but in some other years . . . two to three times per year.” Corpeno

testified that he saw his father when he was ten years old. He stated that his father never

took Corpeno into his home or cared for him. Corpeno was not aware of his father

providing financial support.

          In April 2023, the district court filed an order denying the petition. The district court

noted that to grant the petition, it must find, among other things, that reunification of the

at-risk juvenile with one or both parents is not viable because of abandonment, neglect, or

abuse. The district court concluded that the “evidence that [Corpeno] was abandoned,

abused, neglected, or any similar action by his parents” was insufficient. The district court

stated:

                                                  3
              [Corpeno] testified that his mother regularly visited him,
              giving different answers of two to three, three to four, and four
              to five times per year. These regular visits continued to occur
              even after [Corpeno] stated his grandmother told him he had
              been abandoned. The Court also finds that [Corpeno]’s father,
              although abandoning him earlier in life, reconciled with
              [Corpeno] in order to get to know him again. [Corpeno]
              therefore failed to prove that reunification is not viable because
              of abandonment. [Corpeno] also did not aver that either of his
              parents ever abused him. Finally, [Corpeno] claimed that he
              was neglected because neither his father nor his mother could
              protect him from . . . gang members. However, the Court does
              not find that he proved that his parents’ actions or inactions
              caused his health or welfare or mental health to be harmed, or
              that his parents’ actions or inactions placed him at substantial
              risk of harm or mental injury. [Corpeno] never tied the actions
              or inactions of his parents to any gang threats towards him.
              Finally, [Corpeno] failed to sufficiently prove that any of these
              or similar bases would render reunification unviable.

       This appeal followed.

                                          ISSUES

       I.     Did the district court clearly err in finding that appellant failed to establish
              that reunification with one or both parents was not viable?

       II.    Did the district court clearly err in its credibility determination?

                                        ANALYSIS

       I.     The district court’s findings regarding reunification are insufficient.

       Corpeno filed a petition for guardianship of an at-risk juvenile under new legislation

(Chapter 257D) that creates a type of guardianship—the guardianship of an at-risk

juvenile—that is distinct from the guardianships traditionally associated with probate law.

“The purpose of the guardianship . . . is to provide an at-risk juvenile with guidance,

assistance, financial and emotional support, and referrals to resources necessary to . . . meet

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the at-risk juvenile’s needs . . . or . . . protect the at-risk juvenile from sex or labor

trafficking or domestic or sexual violence.” 2 Minn. Stat. § 257D.02.

                      An at-risk juvenile may petition the juvenile court for
              the appointment of a guardian. The petition must state the
              name of the proposed guardian and allege that:
                      (1) the appointment of a guardian is in the best interests
              of the at-risk juvenile;
                      (2) the proposed guardian is capable and reputable;
                      (3) both the petitioner and the proposed guardian agree
              to the appointment of a guardianship under this chapter;
                      (4) reunification of the at-risk juvenile with one or both
              parents is not viable because of abandonment, abuse, neglect,
              or a similar basis that has an effect on the at-risk juvenile
              comparable to abandonment, abuse, or neglect under
              Minnesota law; and
                      (5) it is not in the best interests of the at-risk juvenile to
              be returned to the at-risk juvenile’s or at-risk juvenile’s
              parent’s previous country of nationality or last habitual
              residence.

Minn. Stat. § 257D.03, subd. 2. 3

2
  At the hearing, the district court inquired about potential collateral consequences if it
granted the petition. While we do not fault the district court for seeking to understand the
broader context of this new statute, we note that because this case involved no allegation
that the relevant statutory language is ambiguous, the district court’s decision whether to
grant a petition filed under section 257D.03, subdivision 2, was required to be based on the
statutory criteria set forth in Chapter 257D, rather than asserted or perceived collateral
consequences of the decision. See Getz v. Peace, 934 N.W.2d 347, 353-54 (Minn. 2019)
(stating that “[i]f the meaning of a statute is unambiguous, the plain language of the statute
controls[,]” and that “absent ambiguity, the letter of the law shall not be disregarded under
the pretext of pursuing the spirit” (quotations omitted)); Cnty. of Dakota v. Cameron, 839
N.W.2d 700, 709 (Minn. 2013) (stating that courts “do not add words or phrases to an
unambiguous statute”).
3
  Minnesota Statutes Chapter 257D does not set forth a standard of proof applicable to a
district court’s decision whether to grant a petition filed under section 257D.03,
subdivision 2. “Whe[n] the legislature has not specified a standard of proof for a statutorily
created cause of action, courts presume that the legislature intended the
preponderance-of-the-evidence standard to apply.” T.E.S. Const., Inc., v. Chicilo, 784
N.W.2d 392, 397 (Minn. App. 2010), rev. denied (Minn. Sept. 21, 2010).

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       The district court “must issue an order awarding a guardianship for the purposes

identified in section 257D.02 if the court finds” that each of the five circumstances required

to be alleged in the petition exist. Minn. Stat. § 257D.08, subd. 1. The district court’s

               order must contain the following three judicial determinations,
               each supported by relevant state statutory citations and written
               findings of fact:
                      (1) the at-risk juvenile is dependent on the juvenile
               court, and has been placed under the custody of an individual
               appointed by the juvenile court, through the appointment of a
               guardian, for the purposes of this chapter;
                      (2) reunification of the at-risk juvenile with one or both
               parents is not viable because of abandonment, abuse, or neglect
               or a similar basis that has an effect on the at-risk juvenile
               comparable to abandonment, abuse, or neglect under
               Minnesota law; and
                      (3) it is not in the best interests of the at-risk juvenile to
               be returned to the at-risk juvenile’s or at-risk juvenile’s
               parent’s country of nationality or last habitual residence.

Id., subd. 2(b).

       The district court denied the petition because it found that Corpeno failed to

establish that “reunification . . . with one or both parents is not viable because of

abandonment, abuse, or neglect or a similar basis that has an effect on the at-risk juvenile

comparable to abandonment, abuse, or neglect under Minnesota law.” Corpeno argues that

the district court erred in finding that Corpeno failed to prove that reunification with one

or both parents was not viable.

       We review factual findings for clear error. In re Guardianship of Wells, 733 N.W.2d

506, 510 (Minn. App. 2007), rev. denied (Minn. Sept. 18, 2007). This court will not

conclude that the district court clearly erred “unless, on the entire evidence, we are left with

                                                6
a definite and firm conviction that a mistake has been committed.” In re Civ. Commitment

of Kenney, 963 N.W.2d 214, 221 (Minn. 2021) (quotation omitted).

       Reunification is not viable because of abandonment, abuse, or neglect or a similar

basis under Minnesota law. Minn. Stat. § 257D.08, subd. 1(4). The statute shows that

“abandonment” can exist for one or more of three separate reasons: (1) a parent’s lack of

regular contact; (2) a parent’s lack of consistent interest in the juvenile’s well-being; and

(3) death of a parent. Minn. Stat. § 257D.01, subd. 2.

       Here, death of a parent is not at issue.        Regarding the other two bases for

abandonment, the district court stated:

              [Corpeno] testified that his mother regularly visited him,
              giving different answers of two to three, three to four, and four
              to five times per year. These regular visits continued to occur
              even after [Corpeno] stated his grandmother told him he had
              been abandoned. The Court also finds that [Corpeno]’s father,
              although abandoning him earlier in life, reconciled with
              [Corpeno] in order to get to know him again. [Corpeno]
              therefore failed to prove that reunification is not viable because
              of abandonment. (Emphasis added.)

       It appears that the district court concluded that Corpeno’s mother did not abandon

Corpeno because she regularly visited him—she maintained regular contact. See id. It

also appears that the district court concluded that Corpeno’s father did not abandon

Corpeno because Corpeno’s father wanted to get to know Corpeno—at one point showing

an interest in Corpeno’s well-being. See id. But there are three bases for a ruling of

abandonment and the establishment of any one of the three can be sufficient to show

abandonment. Therefore, a failure to establish one of those bases is insufficient to conclude

that Corpeno is not abandoned. The district court’s findings are insufficient because it did

                                              7
not make a finding as to whether Corpeno’s mother and father showed consistent interest

in Corpeno’s well-being. And they are insufficient because the district court did not make

a finding as to whether Corpeno’s father maintained contact with Corpeno on a regular

basis.

         We must remand to the district court to address all bases for “abandonment” for

each parent put at issue by the petition. See Edina Cmty. Lutheran Church v. State, 673

N.W.2d 517, 523 (Minn. App. 2004) (stating district court must make findings adequate to

enable meaningful appellate review). On remand, whether to reopen the record, and

whether to hold a hearing—evidentiary or otherwise—shall be at the discretion of the

district court.

         Corpeno also argues that he showed that he was neglected by his parents because

he demonstrated that “they failed to provide any support” or did “anything to fill their role

as parents.”

         “Neglect,” under section 257D.01, subdivision 8

                  means, at any time prior to an at-risk juvenile reaching the age
                  of 18, the failure to give an at-risk juvenile proper care that
                  causes the juvenile’s health or welfare to be harmed or placed
                  at substantial risk of harm or causes mental injury or a
                  substantial risk of mental injury.

         The district court found that Corpeno claimed that his parents neglected him because

neither could protect him from the gang in El Salvador that threatened to kill him. But the

district court found that Corpeno failed to prove that the actions or inactions of his parents

caused his health or welfare or mental health to be harmed because the record does not

establish a connection between the gang and Corpeno’s parents.                Because we are

                                                 8
remanding on the lack of findings regarding abandonment, we need not address this issue

at this time. 4

        II.       The district court failed to make a credibility determination.

        Corpeno also claims that the district court should not have negatively judged his

credibility because of a minor inconsistency regarding the frequency of the visits from his

mother. This court defers to the credibility determinations of the district court. See In re

Conservatorship of Lundgaard, 453 N.W.2d 58, 61 (Minn. App. 1990). But for us to do

so, the district court must make a credibility determination.

        Here, the district court recited much of Corpeno’s testimony.           And it found

“[Corpeno]’s credibility [was] at issue.” But it did not determine that it credited or

discredited Corpeno’s testimony. Credibility is at issue in all cases. Stating that credibility

is “at issue,” is not making a credibility determination. The district court did not address

credibility. On remand, in addition to making sufficient findings as discussed above, the

district court will evaluate Corpeno’s credibility and provide determinations regarding why

it finds Corpeno to be credible or not credible. See In re Welfare of Child of: H.G.D., 962

N.W.2d 861, 873 (Minn. 2021) (stating that we defer to district court’s credibility

determination because district court is in “superior position to assess the credibility of

witnesses” (quotation omitted)).

4
  We remind the district court that when addressing a petition for the guardianship of an
at-risk juvenile under section 257D.03, subdivision 2, each basis for a neglect-ruling must
be addressed in a manner sufficient to allow appellate review.

                                               9
                                            DECISION

       When addressing a petition for a guardianship of an at-risk juvenile, the district

court must address each basis for “abandonment,” “abuse,” and “neglect” as those terms

are defined in section 257D.01 that are alleged in the petition. We reverse and remand

because the district court failed to address each basis for abandonment and neglect put at

issue by the petition filed in this case.

       Reversed and remanded.

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