Court Opinion

ID: 9403512
Source: CourtListenerOpinion
Date Created: 2023-06-21 15:02:19.754265+00
Date Added: 2024-06-11T17:20:07.568399
License: Public Domain

USCA11 Case: 19-14381    Document: 57-1      Date Filed: 06/21/2023   Page: 1 of 13

                                                              [PUBLISH]
                                    In the
                 United States Court of Appeals
                         For the Eleventh Circuit

                           ____________________

                                 No. 19-14381
                           ____________________

        UNITED STATES OF AMERICA,
                                                       Plaintiﬀ-Appellee,
        versus
        ANTONIO SOUL GONZALEZ,

                                                    Defendant-Appellant.

                           ____________________

                  Appeal from the United States District Court
                        for the Middle District of Florida
                   D.C. Docket No. 8:05-cr-00188-SDM-AEP-1
                            ____________________
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        2                       Opinion of the Court                  19-14381

             ON REMAND FROM THE SUPREME COURT OF THE
                          UNITED STATES
        Before JORDAN, NEWSOM, and TJOFLAT, Circuit Judges.
        JORDAN, Circuit Judge:
                When this appeal first came before us in 2021, we held that
        a sentence imposed upon revocation of supervised release qualifies
        for a reduction under § 404(b) of the First Step Act of 2018, Pub. L.
        No. 115-391, 132 Stat. 5194, 5222, when the underlying crime is a
        covered offense under the Act. We also held that the district court
        had not abused its discretion in denying Antonio Gonzalez’s mo-
        tion for a sentence reduction. See United States v. Gonzalez, 9 F.4th
        1327 (11th Cir. 2021). The Supreme Court granted Mr. Gonzalez’s
        petition for certiorari, vacated our decision, and remanded for fur-
        ther consideration in light of Concepcion v. United States, 142 S. Ct.
        2389 (2022). See Gonzalez v. United States, 142 S. Ct. 2900 (2022).
        We requested and received supplemental briefing from the parties
        on the impact of Concepcion, and now issue this revised opinion.
                                           I
               Pursuant to a plea agreement, Mr. Gonzalez pled guilty in
        2005 to possessing 50 grams or more of cocaine base (i.e., crack co-
        caine) with intent to distribute, in violation of 21 U.S.C. §§ 841(a)(1)
        and (b)(1)(A)(iii). The district court sentenced him to 240 months
        in prison and 120 months of supervised release.
              In 2014, the district court reduced Mr. Gonzalez’s term of
        imprisonment to 151 months pursuant to the government’s
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        19-14381               Opinion of the Court                          3

        substantial assistance motion. In 2015, the district court reduced
        Mr. Gonzalez’s term of imprisonment to 76 months under 18
        U.S.C. § 3582(c)(2).
                Mr. Gonzalez began his term of supervised release in 2015.
        When he tested positive for cocaine and marijuana, provided false
        information to probation, and failed to obtain employment, his
        probation officer filed a petition for revocation of supervised re-
        lease, and the district court issued a warrant for his arrest. The pro-
        bation officer later filed a superseding petition adding new alleged
        criminal conduct: (1) possession of 500 grams or more of cocaine
        with intent to distribute; (2) possession of 28 grams or more of co-
        caine base; and (3) possession of a firearm in furtherance of a drug
        trafficking crime. Mr. Gonzalez ultimately admitted to nine viola-
        tions, and the district court revoked his supervised release and sen-
        tenced him to 57 months in prison, to be served consecutively to a
        separate sentence imposed for the new criminal conduct.
               In April of 2019, Mr. Gonzalez, proceeding pro se, sought to
        modify his 57-month sentence under § 404(b) of the First Step Act.
        He argued that his original narcotics conviction was now classified
        as a Class B felony instead of a Class A felony, and as a result his
        maximum prison term for a violation of supervised release was
        three years rather than five. The government opposed a reduction
        under the First Step Act. It argued that Mr. Gonzalez’s current sen-
        tence was for revocation of supervised release under 18 U.S.C. §
        3583(e)(3), and not for a covered offense under the First Step Act.
        It also alternatively asserted that, even if Mr. Gonzalez were
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        4                      Opinion of the Court                  19-14381

        eligible, the district court should not reduce his sentence because
        his new criminal conduct and his prison disciplinary record (which
        included 18 violations, some involving drugs) demonstrated “a
        continued disrespect for authority” and “raise[d] legitimate con-
        cerns about recidivism.”
                The district court denied Mr. Gonzalez’s motion on separate
        grounds. First, the district court concluded that Mr. Gonzalez was
        ineligible for a reduction under the First Step Act because his cur-
        rent sentence was for a violation of supervised release, and not for
        a covered offense. Second, even if Mr. Gonzalez were eligible, the
        district court expressly adopted the government’s alternative argu-
        ments. It explained that it would not reduce his sentence due to
        his “unwillingness or inability to abide by the law” and his “contin-
        ued lawless behavior,” including the recent drug and firearm of-
        fenses.
                                          II
               Mr. Gonzalez argues that his current sentence, imposed
        upon revocation of supervised release, makes him eligible for a re-
        duction under § 404(b) of the First Step Act. He asserts that the
        revocation of supervised release relates back to the initial offense
        for which he was imprisoned, and thus that initial offense should
        be the focus of the eligibility determination under the First Step
        Act. Because the Fair Sentencing Act of 2010, Pub. L. No. 111-220,
        §§ 2-3, 124 Stat. 2372, reclassified his initial narcotics offense from
        a Class A to a Class B felony, he contends that his supervised release
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        19-14381                Opinion of the Court                          5

        revocation allows him to obtain a reduction under the First Step
        Act.
                We exercise plenary review in determining whether a dis-
        trict court has authority to reduce a sentence under the First Step
        Act. See United States v. Russell, 994 F.3d 1230, 1236 (11th Cir. 2021);
        United States v. Jones, 962 F.3d 1290, 1296 (11th Cir. 2020), vacated
        sub nom. Jackson v. United States, 143 S. Ct. 72 (2022), reinstated by
        United States v. Jackson, 58 F.4th 1331, 1333 (11th Cir. 2023). On
        appeal, the government has changed its position on the matter of
        eligibility. It now concedes that Mr. Gonzalez’s revocation sen-
        tence is eligible for a reduction under the First Step Act because the
        underlying offense was a covered offense under § 404(b). We are
        “not bound to accept” a party’s concession on a “question of law,”
        but based upon our independent analysis we think the govern-
        ment’s U-turn on eligibility is “well advised.” Orloff v. Willoughby,
        345 U.S. 83, 87 (1953).
                 For a defendant to be eligible for a sentence reduction under
        the First Step Act, “the district court must have imposed a sentence
        . . . for a covered offense.” Jones, 962 F.3d at 1298 (internal quota-
        tion marks omitted). The First Step Act defines a covered offense
        as “a violation of a Federal criminal statute, the statutory penalties
        for which were modified by section 2 or 3 of the Fair Sentencing
        Act . . . that was committed before August 3, 2010.” First Step
        Act, § 404(a). See generally Terry v. United States, 141 S. Ct. 1858,
        1862–63 (2021) (explaining eligibility under the First Step Act).
        There is no dispute that Mr. Gonzalez’s underlying narcotics
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        6                           Opinion of the Court                        19-14381

        crime, which involved the possession of crack cocaine, is a covered
        offense under the Act. The remaining question, then, is whether a
        sentence imposed upon the revocation of supervised release quali-
        fies for a sentence reduction under § 404(b) of the Act when the
        underlying crime is a covered offense.
               The Supreme Court has explained that “post[-]revocation
        penalties relate to the original offense.” Johnson v. United States, 529
        U.S. 694, 701 (2000). See also United States v. Haymond, 139 S. Ct.
        2369, 2379–80 (2019) (plurality opinion) (“an accused’s final sen-
        tence includes any supervised release sentence he may receive”).
        We have similarly stated that as a “general principle . . . post-revo-
        cation penalties are contemplated in relation to the original of-
        fense.” United States v. Williams, 790 F.3d 1240, 1251 (11th Cir.
                 1
        2015).
               Because a “period of supervised release is simply a part of
        the sentence for the underlying conviction,” id., we join the Fourth
        and Sixth Circuits in holding that a sentence imposed upon revoca-
        tion of supervised release is eligible for a sentence reduction under
        § 404(b) of the First Step Act when the underlying crime is a cov-
        ered offense within the meaning of the Act. See United States v.
        Woods, 949 F.3d 934, 937 (6th Cir. 2020) (“Given that Wood[s’] cur-
        rent 37-month sentence relates to his original offense under 21

        1
         Our sister circuits are in agreement. See, e.g., United States v. Salazar, 987 F.3d
        1248, 1256–57 (10th Cir. 2021); United States v. Reyes-Santiago, 804 F.3d 453, 477
        (1st Cir. 2015); United States v. Turlington, 696 F.3d 425, 427 (3d Cir. 2012);
        United States v. Johnson, 640 F.3d 195, 203 (6th Cir. 2010).
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        19-14381                Opinion of the Court                            7

        U.S.C. § 841(a)(1)—a First Step Act ‘covered offense’—Woods is
        eligible for resentencing[.]”); United States v. Venable, 943 F.3d 187,
        194 (4th Cir. 2019) (“[G]iven that Venable’s revocation sentence is
        part of the penalty for his initial offense, he is still serving his sen-
        tence for a ‘covered offense’ for purposes of the First Step Act.
        Thus, the district court had the authority to consider his motion
        for a sentence reduction just as if he were serving the original cus-
        todial sentence.”). So Mr. Gonzalez was and is eligible for a sen-
        tence reduction under the First Step Act. Concepcion, which held
        that “the First Step Act allows district courts to consider interven-
        ing changes of law or fact in exercising their discretion to reduce a
        sentence reduction pursuant to the . . . Act,” 142 S. Ct. at 2404, does
        not affect our ruling on this point.
                                           III
                Eligibility, of course, is not the end of the matter. As its stat-
        utory text indicates, and as we have explained, § 404(b) of the First
        Step Act authorizes district courts to reduce the sentences of de-
        fendants with covered offenses but does not require them to do so.
        See United States v. Taylor, 982 F.3d 1295, 1298 (11th Cir. 2020); Jones,
        962 F.3d at 1304. That means we review for abuse of discretion a
        district court’s decision as to whether to reduce a sentence for an
        eligible defendant. See Jones, 962 F.3d at 1296. And that standard
        generally provides a district court with a “range of choice” as long
        as the choice does not constitute a “clear error of judgment.”
        United States v. Irey, 612 F.3d 1160, 1188–89 (11th Cir. 2010) (en
        banc). See also Koon v. United States, 518 U.S. 81, 100 (1996) (“A
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        8                       Opinion of the Court                    19-14381

        district court by definition abuses its discretion when it makes a
        mistake of law.”).
                                            A
                A district court must adequately explain its decision under
        the First Step Act, and that usually requires providing a reasoned
        basis for the exercise of discretion. See United States v. Stevens, 997
        F.3d 1307, 1317 (11th Cir. 2021). In exercising its discretion, a dis-
        trict court may consider the sentencing factors set forth in 18 U.S.C.
        § 3553(a), but it is not required to do so. See id. at 1316; United States
        v. Potts, 997 F.3d 1142, 1145–46 (11th Cir. 2021). And as long as it
        is not ambiguous, a district court’s alternative exercise of discretion
        in denying a First Step Act motion can suffice for affirmance. See
        Potts, 997 F.3d at 1147. As explained below, we conclude that the
        district court here did not abuse its discretion in denying Mr. Gon-
        zalez’s First Step Act motion.
                The district court stated that Mr. Gonzalez was ineligible for
        a reduction under the First Step Act, but alternatively assumed his
        eligibility and denied a sentence reduction in the exercise of its dis-
        cretion. The district court based its denial on Mr. Gonzalez’s “un-
        willingness or inability to abide by the law” and his “continued law-
        less behavior”—as demonstrated by his prison disciplinary record
        and most recent drug and firearm offenses—and a concern about
        recidivism.
               Although the district court did not refer to the § 3553(a) fac-
        tors by name, its reasons touched on two of them—the need to
        “afford adequate deterrence” and the need to “protect the public
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        19-14381               Opinion of the Court                          9

        from further crimes of the defendant.” See § 3553(a)(2)(B)–(C).
        Where, as here, a defendant has engaged in criminal conduct while
        on supervised release, recidivism and deterrence are appropriate
        considerations in deciding whether to reduce a sentence under the
        First Step Act. The district court’s reasons were clear, supported
        by the record, and did not constitute an abuse of discretion. See
        Woods, 949 F.3d at 938 (affirming denial of a First Step Act motion
        for reduction of a revocation sentence because the defendant’s
        crimes while on supervised release, pattern of drug involvement,
        and possession of weapons indicated that the original sentence was
        not sufficient to promote respect for the law, protect the public, or
        afford adequate deterrence). Cf. Potts, 997 F.3d at 1146–47 (affirm-
        ing district court’s alternative denial of First Step Act motion, after
        consideration of the § 3553(a) factors, given the defendant’s exten-
        sive criminal history and the seriousness of the offenses).
                                          B
               In a supplemental filing, Mr. Gonzalez urges us to follow the
        Seventh Circuit’s decision in United States v. Corner, 967 F.3d 662,
        666 (7th Cir. 2020), and hold that district courts must always calcu-
        late and consider a defendant’s new range under the Sentencing
        Guidelines before exercising their discretion under § 404(b) of the
        First Step Act. In Corner, the Seventh Circuit relied on language in
        § 404(c) of the Act stating that a defendant cannot file a second mo-
        tion for reduction if the first motion was “denied after a complete
        review of the motion on the merits.” Id. at 665. In its view, the
        failure to properly calculate the new range results in an uninformed
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        10                         Opinion of the Court                         19-14381

        exercise of discretion and “amounts to a reversible procedural er-
        ror.” Id.
                In some instances, it may be that the better practice is for a
        district court to calculate the new sentencing range before deciding
        whether to grant or deny a First Step Act motion. In other in-
        stances, perhaps not. Cf. Pearson v. Callahan, 555 U.S. 223, 236–37
        (2009) (discouraging “[s]ubstantial expenditure[s] of scarce judicial
        resources on difficult questions that have no effect on the outcome
        of the case”). In any event, we decline to follow Corner by fashion-
        ing a hard-and-fast rule of automatic reversal.
                First, in our view the Seventh Circuit’s analysis of the text of
        the First Step Act is incorrect, as it takes the “complete review” lan-
        guage—which it called a “requirement”—out of context. The
        “complete review” mentioned in § 404(c) of the Act only relates to
        a court’s ability to consider successive First Step Act motions: “No
        court shall entertain a motion made under this section to reduce a
        sentence if . . . a previous motion made under this section to reduce
        the sentence was, after the date of enactment of this Act, denied
        after a complete review of the motion on the merits.” As we have
        suggested, this “complete review” language is relevant only with
        respect to successive motions. See United States v. Denson, 963 F.3d
        1080, 1087 (11th Cir. 2020). Indeed, the language appears nowhere
        else in the Act. 2

        2
         To the extent the Fourth and Sixth Circuits have issued decisions based on
        the same reading of § 404(c), we respectfully disagree with them as well. See
        United States v. Collington, 995 F.3d 347, 359 (4th Cir. 2021) (asserting that “[§]
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        19-14381                  Opinion of the Court                               11

                 Second, Rule 52(a) of the Federal Rules of Criminal Proce-
        dure instructs that “[a]ny error, defect, irregularity, or variance that
        does not affect substantial rights must be disregarded,” and the Su-
        preme Court has held that “a federal court may not invoke super-
        visory power to circumvent the harmless-error inquiry prescribed
        by . . . Rule 52(a).” Bank of Nova Scotia v. United States, 487 U.S. 250,
        254 (1987). We have held, therefore, that a “Sentencing Guidelines
        miscalculation is harmless if the district court would have imposed
        the same sentence without the error.” United States v. Barner, 572
        F.3d 1239, 1248 (11th Cir. 2009) (also explaining that “where the
        district [court] chooses to sentence within the range prescribed by
        the Sentencing Guidelines, an error in their calculation cannot be
        harmless”). An automatic reversal rule would be in tension, if not
        in conflict, with Rule 52(a) and our precedent. We are confident
        that we can decide, on a case-by-case basis, whether a district
        court’s failure to properly calculate the new range constitutes re-
        versible procedural error under the First Step Act.
                                              C
               Following remand from the Supreme Court, Mr. Gonzalez
        argues that because the district court “never made any determina-
        tion as to [his] applicable penalty,” it failed to demonstrate that it

        404(c) of the First Step Act requires district courts to undertake ‘a complete
        review of the motion on the merits’”) (quoting First Step Act, § 404(c)); United
        States v. Boulding, 960 F.3d 774, 784 (6th Cir. 2020) (“Though coming from the
        provision that governs repeat resentencing motions, this language shows the
        dimensions of the resentencing inquiry Congress intended district courts to
        conduct: complete review of the resentencing motion on the merits.”).
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        12                     Opinion of the Court                  19-14381

        “reasoned through [his] arguments,” as required by Concepcion.
        Appellant’s Supp. Br. at 4. We disagree that the district court com-
        mitted any error.
                The Supreme Court in Concepcion explained that district
        courts deciding First Step Act motions “bear the standard obliga-
        tion to explain their decisions,” and must give a “brief statement of
        reasons” to “demonstrate that they considered the parties’ argu-
        ments.” 142 S. Ct. at 2404. But “[a]ll that the First Step Act requires
        is that a district court make clear that it reasoned through the par-
        ties’ arguments.” Id. (alteration and internal quotation marks omit-
        ted).
               Concepcion acknowledged that although district courts are
        required to consider arguments raised by the parties, “the First Step
        Act does not compel courts to exercise their discretion to reduce
        any sentence based on those arguments.” Id. As we previously
        explained, the district court here did not abuse its discretion in
        denying Mr. Gonzalez’s requested sentence reduction because it
        provided a brief statement of reasons that was clear and supported
        by the record. See D.E. 109 at 1–2 (explaining that Mr. Gonzalez’s
        conduct while he was in prison and while on supervision, which
        involved drug offenses and numerous incidences of insubordina-
        tion, demonstrated an unwillingness or an inability to abide by the
        law). As a result, the district court’s explanation of its refusal to
        reduce Mr. Gonzalez’s sentence due to his “continued lawless be-
        havior” did not violate Concepcion. See United States v. Williams, 63
        F.4th 908, 912–13 (11th Cir. 2023) (affirming, under Concepcion, the
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        19-14381              Opinion of the Court                       13

        denial of a motion for a sentence reduction under the First Step Act
        because the district court adequately explained its decision denying
        the motion).
                                        IV
               We affirm the district court’s denial of Mr. Gonzalez’s mo-
        tion under § 404(b) of the First Step Act.
              AFFIRMED.