Court Opinion

ID: 4029685
Source: CourtListenerOpinion
Date Created: 2016-08-30 16:09:05.600787+00
Date Added: 2024-06-11T14:29:04.796006
License: Public Domain

This opinion will be unpublished and
                           may not be cited except as provided by
                           Minn. Stat. § 480A.08, subd. 3 (2014).

                                STATE OF MINNESOTA
                                IN COURT OF APPEALS
                                      A16-0545

                               In the Matter of the Welfare of
                               the Child of: N. U. M., Parent.

                                  Filed August 29, 2016
                                        Affirmed
                                     Johnson, Judge

                              Hennepin County District Court
                                 File No. 27-JV-15-2404

Mary F. Moriarty, Hennepin County Public Defender, Paul J. Maravigli, Assistant Public
Defender, Minneapolis, Minnesota (for appellant-mother)

Michael O. Freeman, Hennepin County Attorney, Kacy Wothe, Assistant County Attorney,
Minneapolis, Minnesota (for respondent Hennepin County Human Services and Public
Health Department)

Erin C. Wacker, ECW Law PLLC, Minneapolis, Minnesota (for respondent guardian ad
litem)

         Considered and decided by Halbrooks, Presiding Judge; Johnson, Judge; and Reilly,

Judge.

                          UNPUBLISHED OPINION

JOHNSON, Judge

         The district court terminated N.U.M.’s parental rights to her two-year-old son,

A.P.M.-K., on the grounds that she neglected the duties of the parent-child relationship,

that reasonable efforts by the county had failed to correct the conditions that led to the

child’s out-of-home placement, and that the child was neglected and in foster care. We
conclude that the district court did not err by admitting lay opinion testimony from a social

worker and the guardian ad litem, that the district court did not err in its findings with

respect to the first statutory basis for termination, and that the district court did not err by

finding that termination of N.U.M.’s parental rights is in A.P.M.-K.’s best interests.

Therefore, we affirm.

                                           FACTS

       N.U.M. gave birth to A.P.M.-K. in December 2013. On March 22, 2014, N.U.M.

voluntarily went to a hospital because she was having suicidal thoughts. Hospital staff

placed her on a 72-hour hold because they believed that she was unable to cope with post-

partum depression or to care for A.P.M.-K. The hospital contacted Hennepin County,

which assumed custody of A.P.M.-K. N.U.M. was diagnosed with severe depression and

anxiety but refused to engage with treatment offered by the hospital. She was discharged

on March 24, 2014.

       Hennepin County filed a CHIPS petition within a couple days. The county placed

A.P.M.-K. in foster care on April 30, 2014. The district court held a hearing on the county’s

petition on June 5, 2014. N.U.M. admitted “that she has issues with mental health that are

serious enough that if left untreated” and that “such mental health issues could prevent her

from properly parenting her child,” and she admitted that A.P.M.-K. is in need of protection

or services. The district court withheld adjudication pending N.U.M.’s compliance with a

case plan. On September 5, 2014, the district court dismissed the petition because N.U.M.

had successfully completed the case plan. The county returned A.P.M.-K. to N.U.M.

                                               2
       Five days later, on September 10, 2014, N.U.M. went to a medical appointment for

her knee. A nurse noticed that A.P.M.-K. looked ill and lethargic, that he had difficulty

breathing, and that his skin was hot to the touch. N.U.M. told the nurse that she had been

told the previous day to bring A.P.M.-K. to a hospital due to his three-day-long fever. An

ambulance was called to transport A.P.M.-K. to a hospital. N.U.M. declined to ride with

A.P.M.-K. in the ambulance because, she said, she had other things to do and needed to

find something to eat. A.P.M.-K. was admitted to a hospital with a fever of 104.6 degrees.

A nurse called N.U.M. to tell her that “her presence was needed and required immediately.”

When N.U.M. arrived at the hospital 15 to 20 minutes later, she became, in her own words,

“hysterical” and had to be escorted out of the emergency room. A.P.M.-K. was diagnosed

with pneumonia. When he was discharged, the county again assumed custody.

       On September 17, 2014, Hennepin County filed a second CHIPS petition. In

December 2014, N.U.M. was diagnosed with depression, post-traumatic stress disorder

(PTSD), and attention-deficit hyperactivity disorder (ADHD).           At a hearing on

November 19, 2014, N.U.M. admitted that A.P.M.-K. was in need of protection or services.

The district court ordered N.U.M. to comply with a case plan, which allowed her to have

visits with A.P.M.-K. once or twice each week, for an hour and a half each time, at a

supervised facility.

       On December 8, 2014, N.U.M. voluntarily began an out-patient psychotherapy

program at Hennepin County Medical Center for five weeks in the mornings and early

afternoons. N.U.M. did so even though it was not required by her case plan. While she

was in the out-patient program, N.U.M. cancelled all visits with A.P.M.-K., despite the

                                            3
opportunity to schedule visits in the evening hours, because she thought it was too difficult

for her to coordinate transportation.

       On May 4, 2015, Hennepin County petitioned for the termination of N.U.M.’s

parental rights to A.P.M.-K. The petition alleged four statutory bases: (1) failure to comply

with the duties of the parent-child relationship, see Minn. Stat. § 260C.301, subd. 1(b)(2)

(2014); (2) palpable unfitness, see id., subd. 1(b)(4); (3) failure of reasonable efforts to

correct conditions leading to placement, see id., subd. 1(b)(5); and (4) the child is neglected

and in foster care, see id., subd. 1(b)(8).

       In late July 2015, N.U.M. began overnight visits with A.P.M.-K. at her home. In

mid-August, the visits were expanded from two days and one night per week to four days

and three nights per week (from Saturday to Tuesday). On August 31, 2015, the third day

of a four-day visit, N.U.M. called one of A.P.M.-K.’s foster parents and asked that A.P.M.-

K. be picked up because, in the words of the child-protection social worker, she was

“having a breakdown.” On September 5, 2015, the first day of the next four-day visit, a

foster parent called the social worker to report that when A.P.M.-K. was dropped off,

N.U.M. said that she had no food in her home. That visit ended the next day, when N.U.M.

called the foster parent and asked her to pick up A.P.M.-K. because he had a runny nose.

Shortly thereafter, the county limited N.U.M.’s visits to one six-hour visit per week, on

Saturday, without any overnight visits, because N.U.M. said that she could not care for

A.P.M.-K. on weekdays due to being occupied with her part-time job, going to

psychotherapy sessions, accessing other resources, and running errands.

                                              4
       The district court conducted a trial on four days in November and December of

2015. The county called three witnesses: N.U.M., a social worker in the Hennepin County

Human Services and Public Health Department, and the guardian ad litem. The social

worker testified that N.U.M.’s mental-health problems impair her ability to be a parent to

A.P.M.-K.     The social worker testified that N.U.M. is “impulsive, fixated, [and]

hypervigilant.” The social worker testified that N.U.M.’s ADHD “takes away from her

ability to parent and ensure the needs of her child” and that her unmanaged PTSD leaves

her vulnerable to future mental-health crises. The social worker testified that N.U.M.’s

mental health has affected her ability to parent because “when somebody is not in front of

her and she is on her own, [she] does not have an ability to follow through with . . . her

case plan” or to focus on prioritizing A.P.M.-K.’s needs. Similarly, the guardian ad litem

testified about her concerns that N.U.M.’s mental health impairs her ability to parent. She

testified that N.U.M.’s mental instability disrupted her ability to care for A.P.M.-K. and

that N.U.M. cannot prioritize A.P.M.-K.’s needs over her own. She also testified that “it

is not evident to me that [N.U.M.] has gained the insight, the stability and the control of

her mental-health issues that would make her a safe parent” and that N.U.M. does not have

“the stability and the structure” that A.P.M.-K. requires.

       N.U.M.’s witnesses included a program manager at a supportive-housing program

and a case manager at a drop-in youth center. They testified about the services provided

to N.U.M. through their programs. N.U.M. also testified on her own behalf. She testified

that her mental health is stable and that her mental-health problems do not impact her

ability to be a parent. N.U.M. testified that she was taking medication to treat her anxiety,

                                             5
that she had stopped taking medication only when she lost insurance coverage in August

2014, but that she resumed taking medication after her insurance was reinstated and was

doing so at the time of trial. N.U.M. also testified that “with all these services in place . . .

there’s nothing to worry about.”

       In January 2016, the district court issued a 33-page, single-spaced order in which it

granted the petition to terminate N.U.M.’s parental rights to A.P.M.-K. The district court

concluded that the county had established, by clear and convincing evidence, three of the

four alleged statutory grounds for termination: that N.U.M. neglected to comply with the

duties imposed by the parent-child relationship, see Minn. Stat. § 260C.301, subd. 1(b)(2);

that reasonable efforts by the county had failed to correct the conditions that led to A.P.M.-

K.’s out-of-home placement, see id., subd. 1(b)(5); and that A.P.M.-K. is neglected and in

foster care, see id., subd. 1(b)(8). The district court also concluded that termination is in

the best interests of A.P.M.-K. N.U.M. moved for a new trial or amended findings. The

district court denied the motion. N.U.M. appeals.

                                       DECISION

                 I. Testimony of Social Worker and Guardian ad Litem

       N.U.M. argues that the district court erred by allowing the county to introduce

testimony of the social worker and the guardian ad litem concerning her mental health and

how it affected her parenting. She contends that the testimony consists of expert opinions

but that the social worker and the guardian ad litem were not qualified as expert witnesses.

In response, the county argues that the challenged testimony is admissible as lay opinion

evidence. This court applies an abuse-of-discretion standard of review to a district court’s

                                               6
ruling on the admissibility of evidence in a termination-of-parental-rights case. In re

Welfare of Children of J.B., 698 N.W.2d 160, 172 (Minn. App. 2005).

       During the county’s case-in-chief, the county’s attorney examined the social worker

as to whether N.U.M. exhibits the symptoms of her mental-health diagnoses. N.U.M.

objected on the ground that the social worker is not an expert in adult psychiatry or

psychology. The district court sustained the objection. The county’s attorney then asked

the social worker, “How does [N.U.M.’s] mental health affect her on a day-to-day basis?”

N.U.M. asserted the same objection. The district court overruled the objection. N.U.M.

asserted a standing objection, which the district court recognized. The county’s attorney

later examined the guardian ad litem concerning whether N.U.M.’s mental health impairs

her ability to parent. N.U.M. objected to the question on the ground that there had “been

no foundation laid as to her expertise on mental health issues.” The district court again

overruled the objection. After trial, the district court denied N.U.M.’s motion for a new

trial on the ground that the testimony of the social worker and the guardian ad litem was

“rationally based upon their own perceptions and helpful to the determination of a fact in

issue” and, therefore, admissible as lay opinion evidence. The district court’s post-trial

order also reasoned that the evidence is admissible pursuant to a statute governing CHIPS

proceedings.

       The statute referenced in the district court’s post-trial order provides that a district

court, before terminating parental rights, “may consider any report or recommendation

made by the responsible social services agency [or] guardian ad litem,” among other

persons. Minn. Stat. § 260C.193, subd. 2 (2014). This statute does not say that such reports

                                              7
or recommendations are admissible per se. See In re Welfare of Child of D.L.D., 865

N.W.2d 315, 320-21 (Minn. App. 2015), review denied (Minn. July 21, 2015). Indeed,

another statute in chapter 260C provides, “In all adjudicatory proceedings regarding

juvenile protection matters under this chapter, the court shall admit only evidence that

would be admissible in a civil trial.” Minn. Stat. § 260C.163, subd. 1(a) (2014). The latter

statute is consistent with a rule of court that states, “in a juvenile protection matter the court

shall only admit evidence that would be admissible in a civil trial pursuant to the Minnesota

Rules of Evidence.” Minn. R. Juv. Prot. P. 3.02, subd. 1.

       The rule of evidence that governs lay opinion evidence provides,

                      If the witness is not testifying as an expert, the witness’
               testimony in the form of opinions or inferences is limited to
               those opinions or inferences which are (a) rationally based on
               the perception of the witness and (b) helpful to a clear
               understanding of the witness’ testimony or the determination
               of a fact in issue.

Minn. R. Evid. 701.1 This court has applied rule 701 in a TPR case in a manner that

supports the district court’s reasoning. In In re Welfare of R.T., 364 N.W.2d 884 (Minn.

App. 1985), we stated, “The opinions of a guardian ad litem or any lay witness are

       1
         Rule 701 was amended earlier this year so that it now includes a third requirement,
that the witness’s testimony must be “not based on scientific, technical, or other specialized
knowledge within the scope of Rule 702.” Order Promulgating Amendments to the
Minnesota Rules of Evidence, No. ADM10-8047 (Minn. May 5, 2016). That amendment
was not in effect at the time of trial in this case; the amended rule took effect July 1, 2016.
See id. Nonetheless, the 2016 amendment highlights the distinction between expert
opinions and lay opinions, a distinction that was recognized in the caselaw before 2016.
See, e.g., Blatz v. Allina Health Sys., 622 N.W.2d 376, 388 (Minn. App. 2001) (stating that
“whether expert testimony is required depends on the nature of the question to be decided
by the trier of fact and on whether technical or specialized knowledge will assist the trier
of fact”), review denied (Minn. May 16, 2001).

                                                8
admissible if rationally based upon their own perceptions and helpful to the determination

of a fact in issue.” Id. at 887.

       In this case, N.U.M. does not appear to directly challenge either the first or second

requirement of rule 701. Her argument assumes that the testimony contains an expert

opinion, in which case the testimony would be inadmissible because neither witness was

qualified as an expert. See Minn. R. Evid. 702. N.U.M.’s premise is inconsistent with the

district court’s ruling, which expressly noted that the social worker and the guardian ad

litem did not diagnose N.U.M. but, rather, relied on the diagnoses of medical professionals

when forming their own opinions about N.U.M.’s parenting abilities. N.U.M.’s contention

could be construed as challenging the first requirement of rule 701. But the evidentiary

record makes clear that both the social worker and the guardian ad litem were personally

familiar with N.U.M. and, thus, had the requisite foundation for their testimony.

       Thus, the district court did not err by overruling N.U.M.’s objections to the lay

opinion testimony of the social worker and the guardian ad litem.

                               II. Grounds for Termination

       N.U.M. argues that the evidence is insufficient to support the district court’s

findings that the county proved, by clear and convincing evidence, three statutory grounds

for termination. If such an argument is made, this court “closely inquire[s] into the

sufficiency of the evidence to determine whether it was clear and convincing.” In re

Welfare of Children of S.E.P., 744 N.W.2d 381, 385 (Minn. 2008). We will affirm a district

court’s termination of parental rights if “at least one statutory ground for termination is

                                             9
supported by clear and convincing evidence and termination is in the child’s best interests.”

In re Welfare of Children of R.W., 678 N.W.2d 49, 55 (Minn. 2004).

       We begin by considering N.U.M.’s argument with respect to the district court’s

finding that N.U.M. neglected the duties of the parent-child relationship. See Minn. Stat.

§ 260C.301, subd. 1(b)(2). A district court may terminate a parent’s parental rights to a

child if it finds that the parent

               has substantially, continuously, or repeatedly refused or
               neglected to comply with the duties imposed upon that parent
               by the parent and child relationship, including but not limited
               to providing the child with necessary food, clothing, shelter,
               education, and other care and control necessary for the child’s
               physical, mental, or emotional health and development, if the
               parent is physically and financially able, and either reasonable
               efforts by the social services agency have failed to correct the
               conditions that formed the basis of the petition or reasonable
               efforts would be futile and therefore unreasonable.

Id. To grant a petition for termination, the district court must find that, at the time of

termination, the parent is not “presently able and willing to assume [her] responsibilities”

and that the parent’s neglect of these duties “will continue for a prolonged, indeterminate

period.” In re Welfare of J.K., 374 N.W.2d 463, 466–67 (Minn. App. 1985) (quotation

omitted), review denied (Minn. Nov. 25, 1985).

       The district court found that N.U.M. failed to “make meaningful or significant

progress” concerning her mental-health problems, which have had “continued negative

impact on her ability to provide safe and appropriate care for [A.P.M.-K.].” The district

court also noted that N.U.M. “has demonstrated an inability to provide for [A.P.M.-K.’s]

physical, mental, and emotional needs for any extended period of time.” The evidentiary

                                             10
record supports these findings. N.U.M. neglected her parental duties to A.P.M.-K. when

she failed to promptly seek treatment for A.P.M.-K.’s fever and, furthermore, when she

declined to accompany him to a hospital. She neglected her parental duties to A.P.M.-K.

when she did not visit him for five weeks while she was in out-patient treatment. She

neglected her parental duties to A.P.M.-K. when she twice asked a foster parent to pick

him up after only one or two days of independent parenting. These incidents are sufficient

to establish neglect of parental duties under section 260C.301, subdivision 1(b)(2). See In

re Welfare of Children of K.S.F., 823 N.W.2d 656, 663-68 (Minn. App. 2012) (affirming

termination of parental rights of mother who, despite education, instruction and other

services, could not adequately parent her children); In re Welfare of B.L.W., 395 N.W.2d

426, 427-31 (Minn. App. 1986) (affirming termination of parental rights of mother who

failed to understand child’s needs and to demonstrate desire to permanently parent).

       N.U.M. contends that the evidence is insufficient on the grounds that section

260C.301, subdivision 1(b)(2), requires evidence of “actual, harmful neglect” and that

there is no such evidence in this case. The language of the statute does not require actual

harm arising from a parent’s refusal or neglect of parental duties. Because N.U.M.’s

contention is inconsistent with the plain language of the statute, the county is not required

to prove that A.P.M.-K. suffered harm. See In re Welfare of Child of L.M.L., 730 N.W.2d

316, 321 (Minn. App. 2007) (stating in parenthetical that “courts cannot add language that

is not present in statute or supply what legislature purposely omits or inadvertently

overlooks”) (citation omitted).

                                             11
       N.U.M. also contends that the district court erred by failing to account for the fact

that she is a single parent and by faulting her for seeking help from a support network. The

district court acknowledged that N.U.M. had located many services and had built a support

network. But the district court expressly found that her support network was not an

“adequate safety net” because it was in place at the times when A.P.M.-K. had to be

removed from her care. The district court’s concern was appropriately focused not on

N.U.M.’s reliance on her support network but on whether she can fulfill her parental duties

to A.P.M.-K. with a support network in place. We note that the record shows that N.U.M.

and A.P.M.-K. will no longer be eligible for some of the services they are receiving after

the passage of time, which further establishes the need for N.U.M. to be able to fulfill her

parental duties toward A.P.M.-K. with a substantial degree of independence.

       Thus, the district court’s finding that N.U.M. neglected the duties of a parent-child

relationship is supported by clear and convincing evidence. Because the first ground relied

on by the district court is proper, we need not consider whether the evidence is sufficient

to support the district court’s findings on the second and third grounds. See R.W., 678

N.W.2d at 55.

                             III. Best Interests of the Child

       N.U.M. argues that the district court erred by finding that termination is in A.P.M.-

K.’s best interests.

       In any termination-of-parental-rights case, the best interests of the child “must be

the paramount consideration.” Minn. Stat. § 260C.301, subd. 7 (2014). When resolving

such a case, a district court must make “findings regarding how the order is in the best

                                            12
interests of the child.” Minn. R. Juv. Prot. P. 42.08, subd. 1(b). Termination of parental

rights is inappropriate if termination is not in a child’s best interests, even if one or more

of the statutory bases for termination have been proved. In re Welfare of Child of D.L.D.,

771 N.W.2d 538, 545 (Minn. App. 2009). “In analyzing the best interests of the child, the

court must balance three factors: (1) the child’s interest in preserving the parent-child

relationship; (2) the parent’s interest in preserving the parent-child relationship; and (3) any

competing interest of the child.” In re Welfare of R.T.B., 492 N.W.2d 1, 4 (Minn. App.

1992).     “Competing interests include such things as a stable environment, health

considerations and the child’s preferences.” Id. “Where the interests of parent and child

conflict, the interests of the child are paramount.” Minn. Stat. § 260C.301, subd. 7. This

court applies an abuse-of-discretion standard of review to a district court’s finding that

termination is in a child’s best interests. In re Welfare of Children of J.R.B., 805 N.W.2d

895, 905 (Minn. App. 2011), review denied (Minn. Jan. 17, 2012); In re Welfare of

Children of D.F., 752 N.W.2d 88, 95 (Minn. App. 2008).

         The district court found that A.P.M.-K.’s best interests require an adult “who is

consistently available and reliable to provide for his day to day needs.” The district court

found that N.U.M. is not such a person because of her “ongoing inability to manage her

mental health and be an appropriate, safe, and available parent.” The district court found

that it is clear that N.U.M. loves A.P.M.-K. and wants to parent him. But the district court

stated that it “cannot envision, within the foreseeable future, [N.U.M.] improving or the

situation changing [such] that she [could] successfully parent him.”

                                              13
       N.U.M.’s main contention is that the district court failed to account for her status as

a single parent with no family support. N.U.M. contends that the district court improperly

based termination on “discomfort about Appellant getting stressed out . . . with absolutely

no ability to say how this ever put the child at risk.” The evidence in the record supports

the district court’s findings and conclusion regarding the best-interests requirement. The

social worker testified that termination of N.U.M.’s parental rights was proper because

A.P.M.-K. needs to be in a place where she could have “no doubt that every basic need that

he has is being met.” The guardian ad litem testified that termination would be in A.P.M.-

K.’s best interests because N.U.M. does not have the “ability to safely and appropriately

care for him and meet all of his needs and prioritize his needs over hers.”

       Thus, the district court did not err by finding that termination of N.U.M.’s parental

rights is in A.P.M.-K.’s best interests.

       Affirmed.

                                             14