Court Opinion

ID: 9746483
Source: CourtListenerOpinion
Date Created: 2023-08-27 14:18:34.729408+00
Date Added: 2024-06-11T07:25:13.636568
License: Public Domain

SCHWELB, Associate Judge,
concurring:
I agree with the sanction that the court imposes and with much of my colleagues’ analysis, including the conclusion that Mr. Bailey engaged in negligent misappropriation. I do not join the opinion, however, because in my view, much that the court has written is dictum addressing two questions the resolution of which, in the final analysis, can have no effect on the outcome of the case.
The court focuses at some length on whether the authorization executed by the client effected an assignment of settlement proceeds to Dr. Garmon and whether Dr. Garmon was an expert witness and therefore had a lien on the recovery. These are not easy questions, and the court answers each of them in the negative, or favorably to Mr. Bailey. Any encouragement that this may have brought Mr. Bailey was short-lived, however, for my colleagues then proceed to hold — and I agree — that Mr. Bailey’s conduct constituted misappropriation, albeit negligent misappropriation.
Obviously, the court’s resolution of the “assignment” and “expert witness” issues makes no difference to its disposition of the case. If the authorization had effected an assignment, and if Dr. Garmon were entitled to a lien as an expert witness, the court would still conclude, perhaps a forti-ori, that misappropriation occurred. In *124my opinion, we should not ordinarily undertake to resolve difficult issues which do not affect the end result. Regardless of how diligently counsel have argued these issues and crossed rhetorical swords on them, the court’s resolution of them is still dictum. Perhaps the court’s discussion will provide “guidance” to the Board and to counsel, but in my view, we should resist the temptation to provide guidance by dictum.