Court Opinion

ID: 8599777
Source: CourtListenerOpinion
Date Created: 2022-11-23 21:02:21.210683+00
Date Added: 2024-06-11T16:55:09.323083
License: Public Domain

Filed 11/23/22 P. v. Ortega CA5
Opinion following transfer from Supreme Court

                  NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.

           IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
                                     FIFTH APPELLATE DISTRICT

 THE PEOPLE,
                                                                                             F080017
           Plaintiff and Respondent,
                                                                              (Super. Ct. No. CF02902077)
                    v.

 DANIEL JUSTIN ORTEGA,                                                                    OPINION
           Defendant and Appellant.

                                                   THE COURT*
         APPEAL from an order of the Superior Court of Fresno County. Alan M.
Simpson, Judge.

         Deanna Lamb, under appointment by the Court of Appeal, for Defendant and
Appellant.
         Xavier Becerra, Attorney General, Lance E. Winters, Chief Assistant Attorney
General, Michael P. Farrell, Assistant Attorney General, Louis M. Vasquez, Amanda D.
Cary, and Jennifer Oleksa, Deputy Attorneys General, for Plaintiff and Respondent.
                                                        -ooOoo-

         * Before Levy, Acting P.J., Peña, J. and Snauffer, J.
                                        INTRODUCTION
       In 2004, a jury convicted defendant Daniel Justin Ortega of first degree murder
and found true felony-murder special-circumstance allegations pursuant to Penal Code
section 190.2 that the murders were committed during the commission or attempted
commission of robbery, kidnapping, and carjacking. (Undesignated statutory references
are to the Penal Code.) Following the passage of Senate Bill No. 1437 (2017–2018 Reg.
Sess.) (Senate Bill 1437), defendant filed a petition for resentencing, asserting he was
entitled to resentencing under the new laws. The court denied defendant’s petition,
finding he was ineligible for relief.
       We previously affirmed the court’s order in an unpublished opinion, concluding
the record established defendant was ineligible for resentencing as a matter of law based
on the true findings on the special circumstance allegations. Defendant petitioned for
review. The California Supreme Court granted and held the petition and deferred action
pending its consideration and disposition in People v. Strong (2022) 13 Cal.5th 698
(Strong). It then transferred the case back to us with directions for our court to vacate our
decision and reconsider the cause in light of Strong.
       We now reverse the court’s order and remand the matter for the court to appoint
defendant counsel, issue an order to show cause, and hold further proceedings as
provided for in section 1172.6.
                      FACTUAL AND PROCEDURAL HISTORY
       Defendant and two codefendants (Stacey Dyer and Jesus Lopez) were charged
with first degree murder (§ 187; count 1) and three special circumstance allegations that
they committed the murders during the commission or attempted commission of robbery
(§ 190.2, subd. (a)(17)(A)), kidnapping (id., subd. (a)(17)(B)), and carjacking (id., subd.
(a)(17)(L)). It was also alleged that each defendant was armed with a firearm during the
commission of the murder (§ 12022, subd. (a)(1)). Each defendant was also separately
charged with second degree robbery (§ 211; count 2) and kidnapping (§ 207, subd. (a);

                                             2.
count 3). A jury convicted defendant (and both codefendants) of all the charges and
found true the three felony-murder special-circumstance allegations and the allegation
defendant was armed with a firearm during the commission of the murder. The court
sentenced defendant to life imprisonment without the possibility of parole plus an
additional year on the murder count; determinate sentences on counts 2 and 3 were
ordered stayed pursuant to section 654. Our court affirmed defendant’s conviction in an
unpublished opinion. (People v. Lopez (Mar. 12, 2007, F045815).)
       In June 2019, defendant filed a petition for resentencing pursuant to section
1170.95, hereafter section 1172.6,1 using a preprinted form. He checked boxes stating a
charging document had been filed against him allowing the prosecution to proceed under
a felony-murder theory or the natural and probable consequences doctrine; at trial, he was
convicted of first or second degree murder under a felony-murder theory or the natural
and probable consequences doctrine; and he could not now be convicted of murder in
light of changes made to sections 188 and 189, effective January 1, 2019 (pursuant to
Senate Bill 1437). He also checked a box stating, “I request that this court appoint
counsel for me during this re-sentencing process.”
       The superior court denied the petition, concluding defendant failed to make a
prima facie showing he fell within the provisions of section 1172.6. The court held:

       “[Defendant] with the intent to kill, aided, abetted, counseled, commanded,
       induced, solicited, requested or assisted the actual killer in the commission
       of murder in the first degree. [Defendant] is not eligible for resentencing.”
                                        DISCUSSION
       Defendant appeals the court’s denial of his petition for resentencing. We reverse
the court’s order and remand for further proceedings.

       1 Effective June 30, 2022, the Legislature renumbered section 1170.95 to section 1172.6.
(Stats. 2022, ch. 58, § 10.) There were no substantive changes to the statute. For purposes of
clarity, we refer to the statute as section 1172.6 throughout the opinion.

                                               3.
I.     Senate Bill 1437 and Senate Bill 775
       On September 30, 2018, the Governor signed Senate Bill 1437, which became
effective on January 1, 2019. Senate Bill 1437 “amend[s] the felony murder rule and the
natural and probable consequences doctrine, as it relates to murder, to ensure that murder
liability is not imposed on a person who is not the actual killer, did not act with the intent
to kill, or was not a major participant in the underlying felony who acted with reckless
indifference to human life.” (Stats. 2018, ch. 1015, § 1, subd. (f).) It amends section
188, which defines malice, and section 189, which defines the degrees of murder to
address felony-murder liability, and it added section 1170.95, now section 1172.6, which
provides a procedure by which those convicted of murder can seek retroactive relief if the
changes in the law would affect their previously sustained convictions. (Stats. 2018, ch.
1015, §§ 2–4.)
       Accordingly, section 188 now provides that, “[e]xcept as stated in subdivision (e)
of Section 189, in order to be convicted of murder, a principal in a crime shall act with
malice aforethought. Malice shall not be imputed to a person based solely on his or her
participation in a crime.” (§ 188, subd. (a)(3), italics added.) The change reflects the
Legislature’s intent that “[a] person’s culpability for murder must be premised upon that
person’s own actions and subjective mens rea.” (Stats. 2018, ch. 1015, § 1, subd. (g).)
       Additionally, section 189 previously stated, “All murder … which is committed in
the perpetration of, or attempt to perpetrate, arson, rape, carjacking, robbery, burglary,
mayhem, kidnapping, train wrecking, or any act punishable under Section 206, 286, 288,
288a, or 289, or any murder which is perpetrated by means of discharging a firearm from
a motor vehicle, intentionally at another person outside of the vehicle with the intent to
inflict death, is murder of the first degree.” Senate Bill 1437 amended section 189, in
part, by adding subdivision (e), which provides:

       “A participant in the perpetration or attempted perpetration of a felony
       listed in subdivision (a) in which a death occurs is liable for murder only if
       one of the following is proven: [¶] (1) The person was the actual killer.

                                              4.
       [¶] (2) The person was not the actual killer, but, with the intent to kill,
       aided, abetted, counseled, commanded, induced, solicited, requested, or
       assisted the actual killer in the commission of murder in the first degree.
       [¶] (3) The person was a major participant in the underlying felony and
       acted with reckless indifference to human life, as described in subdivision
       (d) of Section 190.2.”
       The legislation also added section 1172.6, providing a procedure by which
defendants whose cases are final can seek retroactive relief if the changes in the law
would affect their previously sustained convictions. (Stats. 2018, ch. 1015, § 4.)
Initially, section 1172.6 (formerly § 1170.95) permitted those “convicted of felony
murder or murder under a natural and probable consequences theory [to] file a petition
with the court that sentenced the petitioner to have the petitioner’s murder conviction
vacated and to be resentenced on any remaining counts” when certain conditions applied.
(Stats. 2018, ch. 1015, § 4, subd. (a).)
       In Senate Bill No. 775 (2021–2022 Reg. Sess.) (Senate Bill 775), effective
January 1, 2022, the Legislature amended the language of this section to expand the
scope of the petitioning procedure, in part, by expressly permitting persons convicted of
attempted murder under the natural and probable consequences doctrine to petition for
relief. (Stats. 2021, ch. 551, § 2.) Under the amended statute, an offender may file a
petition under section 1172.6 where all three of the following conditions are met:

               “(1) A complaint, information, or indictment was filed against the
       petitioner that allowed the prosecution to proceed under a theory of felony
       murder, murder under the natural and probable consequences doctrine or
       other theory under which malice is imputed to a person based solely on that
       person’s participation in a crime, or attempted murder under the natural and
       probable consequences doctrine[;]

             “(2) The petitioner was convicted of murder, attempted murder, or
       manslaughter following a trial or accepted a plea offer in lieu of a trial at
       which the petitioner could have been convicted of murder or attempted
       murder[; and]

                                              5.
                 “(3) The petitioner could not presently be convicted of murder or
          attempted murder because of changes to Section 188 or 189 made effective
          January 1, 2019.” (§ 1172.6, subd. (a)(1)–(3).)
          Upon receiving a petition, if the petitioner has requested counsel, the court must
appoint counsel to represent the petitioner. (§ 1172.6, subd. (b)(3).) “After the parties
have had an opportunity to submit briefings, the court shall hold a hearing to determine
whether the petitioner has made a prima facie case for relief.” (§ 1172.6, subd. (c).) If
the petitioner has made such a showing that the petitioner is entitled to relief, the court
“shall issue an order to show cause.” (Ibid.) “If the court declines to make an order to
show cause, it shall provide a statement fully setting forth its reasons for doing so.”
(Ibid.) Within 60 days after the order to show cause has issued, the trial court must then
hold a hearing “to determine whether to vacate the murder, attempted murder, or
manslaughter conviction and to recall the sentence and resentence the petitioner on any
remaining counts in the same manner as if the petitioner had not previously been
sentenced, provided that the new sentence, if any, is not greater than the initial sentence.”
(§ 1172.6, subd. (d)(1).)
II.       Analysis
          Defendant contends the court erred in summarily denying his petition without
appointing him counsel. He asserts he had a statutory right to assistance of counsel once
he filed a petition complying with section 1172.6’s requirements. He argues the court’s
failure to appoint him counsel also violated his Sixth Amendment and federal due process
rights. Accordingly, he argues the court’s error in failing to appoint him counsel was
structural and, thus, requires automatic reversal. Alternatively, he asserts the error in
failing to appoint him counsel was not harmless because “a reviewing court lacks the
ability to know how the trial court would have ruled if it had the benefit of counsel’s
input.”
          In our prior opinion, we concluded any error by the trial court in failing to appoint
defendant counsel after he filed his petition was harmless because the record of

                                                6.
conviction established defendant was categorically ineligible for relief based upon the
jury’s felony-murder special-circumstance findings. However, after the issuance of our
prior opinion, our Supreme Court issued its opinion in Strong, supra, 13 Cal.5th 698.
Therein, the high court held that a special circumstance finding entered pursuant to
section 190.2, subdivision (a)(17) prior to the court’s decisions in People v. Clark (2016)
63 Cal.4th 522 (Clark) and People v. Banks (2015) 61 Cal.4th 788 (Banks) does not
preclude a section 1172.6 petitioner from making a prima facie showing of eligibility for
relief.2 (Strong, at p. 703.)
       In light of Strong, we advised the parties of our intention to reverse and remand
this matter with directions for the trial court to issue an order to show cause and to hold
further proceedings as provided for in section 1172.6. We afforded the parties an
opportunity to file objections to this proposed disposition. The parties responded that
they had no objections to the proposed disposition.
       Because the special circumstance findings here were made before Banks and
Clark, they are not preclusive on prima facie review of the petition under section 1172.6.
(Strong, supra, 13 Cal.5th at p. 703.) The petition was facially sufficient and alleged the
essential facts necessary for relief under section 1172.6. And the People have presented
no other basis to deny the petition at the prima facie stage. So, the order denying the
petition must be reversed and the matter remanded with directions for the trial court to
appoint defendant counsel, to issue an order to show cause and, to the extent necessary, to
conduct an evidentiary hearing under subdivision (d) of section 1172.6. We express no
opinion on the ultimate resolution of the petition.

       2 Banks and Clark “substantially clarified the law” regarding “what it means to be a major
participant and … to act with reckless indifference to human life.” (Strong, supra, 13 Cal.5th at
pp. 706–707.)

                                               7.
                                      DISPOSITION
       The order denying defendant’s petition for resentencing is reversed and the matter
is remanded with directions for the trial court to appoint defendant counsel, to issue an
order to show cause and, to the extent necessary, to hold an evidentiary hearing pursuant
to section 1172.6, subdivision (d).

                                             8.