Court Opinion

ID: 4175814
Source: CourtListenerOpinion
Date Created: 2017-06-08 19:04:32.579235+00
Date Added: 2024-06-11T14:38:24.453933
License: Public Domain

FILED
                                                                      United States Court of Appeals
                      UNITED STATES COURT OF APPEALS                          Tenth Circuit

                            FOR THE TENTH CIRCUIT                              June 8, 2017
                        _________________________________
                                                                          Elisabeth A. Shumaker
                                                                              Clerk of Court
LONNIE DEE BROWN,

      Petitioner - Appellant,

v.                                                          No. 16-6183
                                                     (D.C. No. 5:16-CV-00048-F)
TRACY MCCOLLUM, Warden,                                     (W.D. Okla.)

      Respondent - Appellee.
                      _________________________________

                            ORDER AND JUDGMENT*
                        _________________________________

Before KELLY, BALDOCK, and BRISCOE, Circuit Judges.
                  _________________________________

      Lonnie Dee Brown is serving a life sentence after being convicted in

Oklahoma state court of sexually assaulting his eight-year-old granddaughter. He

unsuccessfully appealed to the Oklahoma Court of Criminal Appeals (OCCA), then

petitioned for habeas relief in federal district court under 28 U.S.C. § 2254. The

district court denied the petition, and we granted a certificate of appealability on a

single issue: “whether [Brown] was denied the right to confront and cross examine

his accuser in any meaningful manner.” We now affirm.

      *
        After examining the briefs and appellate record, this panel has determined
unanimously to honor the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
submitted without oral argument. This order and judgment is not binding precedent,
except under the doctrines of law of the case, res judicata, and collateral estoppel. It
may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1
and 10th Cir. R. 32.1.
                                   I. Background

      Police began investigating Brown after his granddaughter, S.B., told her

grandmother and others that Brown had forced her to perform various sex acts. At

trial, the prosecution’s evidence was primarily S.B.’s testimony and her prior

statements describing the abuse.

      S.B. testified twice during Brown’s trial. According to OCCA,1 the

prosecution began its direct-examination of S.B. by trying to put her “at ease and

establish a rapport.” J.A. at 33. But S.B. eventually “became unresponsive,

prompting the judge to call a recess. After the break, S.B. said that she did not want

to talk to the prosecutor about Brown,” but “agreed that things happened between her

and Brown that were ‘not okay.’” Id. She also described “talking to a ‘lady’ at the

hospital about” what happened and affirmed “her statements at the hospital were

true.” Id. On cross-examination, defense counsel asked S.B. about her statement at

the hospital. When S.B. told him she did not want to talk about it, defense counsel

asked whether that was because her statement was untrue. S.B. responded, “[i]t is

true” and refused to answer any more questions. Id.

      Defense counsel recalled S.B. in Brown’s case-in-chief. She was initially

“very responsive and answered defense counsel’s questions.” Id. at 34. “She

responded to questions about vaginal and anal sex, but became uncooperative when it

      1
        We presume OCCA’s factual findings are correct because Brown has failed
to prove otherwise. See 28 U.S.C. § 2254(e)(1) (“[A] determination of a factual issue
made by a State court shall be presumed to be correct. The applicant shall have the
burden of rebutting the presumption of correctness by clear and convincing
evidence.”).
                                           2
appeared to her that defense counsel was repeating questions she had already

answered.” Id. On cross-examination by the prosecutor, S.B. “said that on more than

one occasion she put her mouth on Brown’s penis and that ‘white stuff’ came out that

she swallowed.” Id. She affirmed that “her prior testimony that Brown put his penis

in her vagina and ‘butt’ was the truth.” Id. But “S.B. became unresponsive” on re-

direct, and the trial court eventually excused her subject to recall. Id. at 34-35.

       Unhappy with S.B.’s testimony, defense counsel asked the trial court to

declare her unavailable. The trial court denied his request, finding S.B. “had testified

to the best of her ability.” Id. at 35.

       On appeal to OCCA, Brown argued that S.B.’s refusal to answer some of his

attorney’s questions violated his Sixth Amendment right to confront the witnesses

against him. OCCA disagreed. It reasoned that S.B. was only ten years old when she

testified and the experience was clearly difficult for her. Nevertheless, S.B. testified

twice during the trial and answered questions from both the prosecutor and defense

counsel. The trial court placed no restrictions on defense counsel’s questioning, and

although S.B. eventually became unresponsive, it was defense counsel’s choice to

stop questioning her. Finally, defense counsel took advantage of S.B.’s refusal to

answer questions by arguing in closing that her silence was a sign of dishonesty. For

these reasons, OCCA concluded Brown had an adequate opportunity to confront and

cross-examine S.B.

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      Brown now argues that OCCA’s ruling was contrary to the Supreme Court’s

holding in Davis v. Alaska, 415 U.S. 308 (1974), so the district court should have

granted his petition for habeas relief.

                                   II. Relevant Law

      To determine whether the district court erred by denying habeas relief, we

review its “findings of fact for clear error and its conclusions of law de novo.”

House v. Hatch, 527 F.3d 1010, 1014-15 (10th Cir. 2008) (internal quotation marks

omitted).

      OCCA decided Brown’s claim on the merits, so the district court could grant

habeas relief only if (1) OCCA’s decision “was contrary to, or involved an

unreasonable application of, clearly established Federal law”; or (2) the decision

“was based on an unreasonable determination of the facts.” 28 U.S.C. § 2254(d).

Brown does not argue the decision was based on unreasonable findings of fact, so we

focus on whether it was contrary to or an unreasonable application of clearly

established law.

      For purposes of § 2254(d), “clearly established Federal law” means holdings

of the United States Supreme Court. Woods v. Donald, 135 S. Ct. 1372, 1376 (2015).

A decision is “contrary to” clearly established law if the state court either “applies a

rule that contradicts the governing law set forth in Supreme Court cases,” or

“confronts a set of facts that are materially indistinguishable from a decision of the

Supreme Court” and reaches a different result. House, 527 F.3d at 1018 (internal

quotation marks omitted). In contrast, a decision involves “an unreasonable

                                            4
application” of clearly established law if it identifies the correct legal rule but

unreasonably applies it to the facts. Id.

                                      III. Analysis

       OCCA’s decision that Brown had an adequate opportunity to cross-examine

S.B. was not contrary to the Supreme Court’s holding in Davis.

       The Confrontation Clause of the Sixth Amendment gives a criminal defendant

the right “to be confronted with the witnesses against him.” U.S. Const. amend. VI.

This guarantees “an adequate opportunity to cross-examine adverse witnesses.”

United States v. Owens, 484 U.S. 554, 557 (1988). But as OCCA pointed out, it does

not require “cross-examination that is effective in whatever way, and to whatever

extent, the defense might wish.” Id. at 559 (internal quotation marks omitted).

       In Davis, the defendant was accused of burglarizing a bar, and a key

prosecution witness was on probation for a similar offense. 415 U.S. at 309-11.

Defense counsel wanted to cross-examine the witness about his pending probation to

show he was biased and vulnerable to police pressure, but the trial court refused to

allow it. Id. at 311. The Supreme Court reversed. Id. at 320. It held that, by

preventing defense counsel from “expos[ing] to the jury the facts from which jurors

. . . could appropriately draw inferences relating to the reliability of the witness,” the

trial court denied defendant “the right of effective cross-examination.” Id. at 318.

       This case involved a different legal issue than Davis and easily distinguishable

facts. Davis did not reach the question in this case: whether a witness’ refusal to

answer some of defense counsel’s questions violates the defendant’s right to confront

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her. OCCA could not contradict Davis on an issue it did not address. See Woods,

135 S. Ct. at 1377 (“Because none of our cases confront the specific question

presented by this case, the state court’s decision could not be contrary to any holding

from this Court.” (internal quotation marks omitted)). And unlike Davis, the trial

court in this case placed no limits on defense counsel’s cross-examination. Indeed,

Brown points to no facts bearing on the reliability of S.B.’s testimony that he was

prevented from exposing to the jury. Any superficial similarity between this case and

Davis is not enough to find OCCA’s decision contrary to the Supreme Court’s

holding in that case. See id. (“[I]f the circumstances of a case are only ‘similar to’

our precedents, then the state court’s decision is not ‘contrary to’ the holdings in

those cases.”).

       Because Brown has failed to show OCCA’s decision is contrary to clearly

established Supreme Court precedent, the district court properly denied his motion

for habeas relief.

                                    IV. Conclusion

       We affirm.

                                            Entered for the Court

                                            Bobby R. Baldock
                                            Circuit Judge

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