Court Opinion

ID: 9372769
Source: CourtListenerOpinion
Date Created: 2023-02-22 16:00:24.905446+00
Date Added: 2024-06-11T17:16:47.348717
License: Public Domain

UNITED STATES OF AMERICA
                        MERIT SYSTEMS PROTECTION BOARD
                                     2022 MSPB 29
                            Docket No. AT-3330-19-0438-I-1

                                     Eric Williams,
                                       Appellant,
                                            v.
                                Department of Defense,
                                        Agency.
                                     August 31, 2022

           Eric Williams, North Charleston, South Carolina, pro se.

           James J. Delduco, Esquire, and Paul Y. Kim, Esquire, Redstone Arsenal,
             Alabama, for the agency.

                                        BEFORE

                             Cathy A. Harris, Vice Chairman
                              Raymond A. Limon, Member
                               Tristan L. Leavitt, Member

                                OPINION AND ORDER

¶1        The appellant has filed a petition for review of the initial decision, which
     denied corrective action in his Veterans Employment Opportunities Act of 1998
     (VEOA) appeal. For the reasons set forth below, we AFFIRM the initial decision
     AS MODIFIED to address the appellant’s claim of an alleged violation of
     5 U.S.C. § 3308.

                                     BACKGROUND
¶2        On November 14, 2018, the agency announced seven competitive service
     vacancies for GS-9 Logistics Management Specialists in its Missile Defense
                                                                                         2

     Agency. Initial Appeal File (IAF), Tab 1 at 14 -21. The vacancies were open to
     the public, and the announcement provided that “this position is being filled
     under the Acquisition Expedited Hiring Authority . . . using [the Office of
     Personnel Management’s] Direct Hire Authority.” Id. at 14.
¶3         The appellant, a preference-eligible veteran with a 30% service-connected
     disability, applied for the position. IAF, Tab 15 at 25-33. The agency found the
     appellant qualified for the position, but after scoring his application, it found him
     not among the best qualified applicants, so he was not selected for an interview.
     IAF, Tab 15 at 25, Tab 16 at 35-37. The appellant filed a veterans’ preference
     complaint with the Department of Labor, which closed the file without taking
     corrective action. IAF, Tab 1 at 12-13
¶4         The appellant filed a Board appeal and requested a hearing. Id. at 1-9. He
     argued that the agency failed in several respects to afford him veterans’
     preference during the selection process at issue. Id. The administrative judge
     found that the Board has jurisdiction over the appeal. IAF, Tab 10 at 2. After a
     hearing, the administrative judge issued an initial decision finding t hat the
     appellant failed to prove that the agency violated any law related to veterans’
     preference because veterans’ preference does not apply to appointments made
     pursuant to a direct hire authority. IAF, Tab 21, Initial Decision (ID).
¶5         The appellant has filed a petition for review, disputing the administrative
     judge’s finding that veterans’ preference did not apply to the selection process .
     Petition for Review (PFR) File, Tab 1. The agency has filed a response to the
     petition for review, and the appellant has filed a reply to the agency’s response.
     PFR File, Tabs 3-4.

                                         ANALYSIS
¶6         The issue in this appeal is whether the agency’s recruitment and selection
     process for Logistics Management Specialists violated any law related to
     veterans’ preference. Specifically, the appellant appears to argue that the agency
                                                                                        3

     violated 5 U.S.C. §§ 3308, 3309, 3311, 3318, and 3313 or 3317. ID at 5; IAF,
     Tab 1 at 3-4; PFR File, Tab 1 at 10-12.
¶7         Section 3308 of title 5 of the United States Code is a law relating to
     veterans’ preference that, with certain exceptions, prohibits the prescription of
     minimum educational requirements for competitive service positions. See Dean
     v. Department of Labor, 808 F.3d 497, 503-05 (Fed. Cir. 2015). Although the
     appellant in this case appears to have alleged a violation of this section for the
     first time on review, we nevertheless exercise our discretion to address it. Cf.
     Banks v. Department of the Air Force, 4 M.S.P.R. 268, 271 (1980) (stating that
     the Board will not consider an argument raised for the first time in a petition for
     review absent a showing that it is based on new and material evidence not
     previously available despite the party’s due diligence). The appellant argues that
     the agency violated this provision by assessing the applicants’ educational history
     in its selection process. PFR File, Tab 3 at 11-12. The record is clear that the
     agency considered education in evaluating the applications. IAF, Tab 15 at 25,
     Tab 16 at 29-34.    However, we find that considering education as one factor
     among many in assessing qualified applicants is not the same as prescribing a
     “minimum educational requirement.” In fact, the vacancy announcement itself
     explained that applicants may qualify through either education or expe rience.
     IAF, Tab 1 at 16. We therefore find that the agency did not prescribe a minim um
     education requirement for the Logistics Management Specialist position, and we
     modify the initial decision to find that the agency did not violate the requirements
     of 5 U.S.C. § 3308 by considering education as a factor in rating and ranking the
     applicants.
¶8         Regarding the remainder of the claimed veterans’ preference violations, it
     appears to be undisputed that the agency did not generally adhere to the
     requirements of 5 U.S.C. §§ 3309-3318 in the selection process at issue. Whether
     the agency failed to follow any of these particular requirements or whether such
     requirements were invoked by the facts of the case is secondary to the primary
                                                                                        4

     issue of whether the agency was exempted from following those requirements at
     all. The administrative judge found that the hiring process at issue was exempted
     because the Logistics Management Specialists were appointed pursuant to the
     Direct Hire Authority provisions of 5 U.S.C. § 3304(a)(3) via the agency’s
     Expedited Hiring Authority of 10 U.S.C. § 1705(f). Section 3304(a)(3) provides
     as follows:
              (a) The President may prescribe rules which shall provide, as
           nearly as conditions of good administration warrant, for –
           ....
              (3) authority for agencies to appoint, without regard to the
           provisions of sections 3309 through 3318, candidates di rectly to
           positions for which–
                   (A) public notice has been given; and
                  (B) the Office of Personnel Management has determined that
           there exists a severe shortage of candidates . . . or that there is a
           critical hiring need.
     5 U.S.C. § 3304(a)(3).         The agency in this case has special statutory
     authorization to determine for itself any category of positions within its
     acquisition workforce for which there exists a severe shortage of candidates or
     for which there is a critical hiring need and to use the Direct Hire Authority of
     5 U.S.C. § 3304(a)(3) to fill such positions. 1 10 U.S.C. § 1705(f). This is known
     as the agency’s “Expedited Hiring Authority.” Id.
¶9        In this case, the administrative judge found that the agency properly
     invoked its Expedited Hiring Authority to fill the Logistics Management
     Specialist positions by direct hire and that the requirements of 5 U.S.C.
     §§ 3309-3318 therefore did not apply. ID at 6-7. The appellant does not dispute
     that the agency’s Expedited Hiring Authority was properly invoked, but he argues
     that 5 U.S.C. §§ 3309-3318 nevertheless apply. PFR File, Tab 1 at 3-14. First,

     1
      It would appear that the Logistics Management Specialist is an acquisition position.
     See 10 U.S.C. §§ 1705(g)(1), 1721(b)(5).
                                                                                       5

      he argues that the agency’s Expedited Hiring Authority is distinct from its Dire ct
      Hire Authority and that the agency used the former to fill the positions and not
      the latter. PFR File, Tab 1 at 5, 9-11. However, it would be misleading to think
      of the Expedited Hiring Authority and the Direct Hire Authority as two distinct
      and mutually exclusive hiring authorities.       Rather, as explained above, the
      Expedited Hiring Authority provisions of 10 U.S.C. § 1705(f) merely authorize
      the agency to invoke, under certain circumstances, the Direct Hire Authority
      provisions of 5 U.S.C. § 3304(a)(3) without first seeking permission from the
      Office of Personnel Management. This is precisely what the agency did in this
      case, as reflected in the vacancy announcement. IAF, Tab 1 at 14.
¶10        Second, the appellant cites to agency guidance concerning expedited hiring
      in the acquisition workforce, agency guidance concerning the expedited hiring of
      healthcare professionals, and Department of the Navy guidance concerning
      expedited hiring in select acquisition positions. PFR File, Tab 1 at 18 -32; IAF,
      Tab 15 at 17-23. He argues that these documents show that the agency intended
      for veterans’ preference to apply under its Expedited Hiring Authori ty.        Id.
      at 3-14. Regarding the agency’s acquisition workforce guidance, the appellant
      argues that it states “[q]ualified candidates with veterans’ preference should be
      considered for appointments when they are found to best meet mission
      requirements,” thereby indicating that the Secretary of Defense intended for
      veterans’ preference to apply in expedited hiring. PFR File, Tab 1 at 3-10, 14;
      IAF, Tab 15 at 18. We disagree. Requiring that qualified preference eligibles be
      considered for appointment is not the same as requiring veterans’ preference,
      much less that the agency follow the specific statutory provisions of 5 U.S.C.
      §§ 3309-3318.       Rather,   we   find   that   the   requirement   to   consider
      preference-eligible applicants is analogous to the right to compete in 5 U.S.C.
      § 3304(f)(1), which mandates that covered veterans be allowed to compete on
      equal footing with other candidates in the merit promotion process. See Downs v.
      Department of Veterans Affairs, 110 M.S.P.R. 139, ¶ 13 (2008) (finding that the
                                                                                        6

      right to compete does not entail point preferences when it comes to ranking
      applicants). Regarding the guidance that the appellant has su bmitted on review,
      we find that it does not apply to his situation because a Logistics Management
      Specialist is not a healthcare position, and the appellant was not applying for a
      position within the Department of the Navy. 2 PFR File, Tab 1 at 18-32.
¶11        Third, the appellant disputes the accuracy of testimony provided by an
      agency Human Resources Specialist, who testified that no delegated examining
      authority was used to fill the positions at issue. PFR File, Tab 1 at 6 -8; IAF,
      Tab 16 at 39. We find, however, that this testimony was accurate. As explained
      above, the agency filled these positions under its 10 U.S.C. § 1705(f) statutory
      authority, which was conferred directly to the agency by Congress and not
      delegated to it by the Office of Personnel Management.
¶12        Fourth and finally, the appellant disputes the administrative judge’s ruling
      to disallow testimony about whether the agency followed the requirements of
      5 U.S.C. §§ 3309-3318. PFR File, Tab 1 at 8-9. The appellant’s objection is
      based, however, on the premise that these sections applied to the selection
      process at issue, which as explained above, they did not. Id. at 9. We find that
      the administrative judge did not abuse his discretion in declining to hear such
      testimony because it would have been immaterial to the outcome of the appeal.
      See Grubb v. Department of the Interior, 96 M.S.P.R. 361, ¶ 27 (2004); 5 C.F.R.
      § 1201.41(b)(8), (10).

      2
        In addition, the hiring authority discussed in the Department of the Navy guidance
      expired on September 30, 2017, which was more than a year before the agency
      announced the vacancies at issue in this appeal. PFR File, Tab 1 at 27; IAF, Tab 1
      at 14.
                                                                                            7

                                             ORDER
¶13         This is the final decision of the Merit Systems Protection Board in this
      appeal. Title 5 of the Code of Federal Regulations, section 1201.113 ( 5 C.F.R.
      § 1201.113).

                                NOTICE OF APPEAL RIGHTS 3
            You may obtain review of this final decision. 5 U.S.C. § 7703(a)(1). By
      statute, the nature of your claims determines the time limit for seeking such
      review and the appropriate forum with which to file.              5 U.S.C. § 7703(b).
      Although we offer the following summary of available appeal rights, the Merit
      Systems Protection Board does not provide legal advice on which option is most
      appropriate for your situation and the rights described below do not represent a
      statement of how courts will rule regarding which cases fall within their
      jurisdiction.   If you wish to seek review of this final decision, you should
      immediately review the law applicable to your claims and carefully follow all
      filing time limits and requirements. Failure to file within the applicable time
      limit may result in the dismissal of your case by your chosen forum.
            Please read carefully each of the three main possible choices of review
      below to decide which one applies to your particular case. If you have questions
      about whether a particular forum is the appropriate one to review your case, you
      should contact that forum for more information.

            (1) Judicial review in general. As a general rule, an appellant seeking
      judicial review of a final Board order must file a petition for review with the U.S.
      Court of Appeals for the Federal Circuit, which must be received by the court

      3
        Since the issuance of the initial decision in this matter, the Board may have updated
      the notice of review rights included in final decisions. As indicated in the notice, the
      Board cannot advise which option is most appropriate in any matter.
                                                                                         8

within 60 calendar days of the date of issuance of this decision.                5 U.S.C.
§ 7703(b)(1)(A).
      If you submit a petition for review to the U.S. Court of Appeals for the
Federal   Circuit,   you   must   submit   your   petition    to   the   court    at   the
following address:
                              U.S. Court of Appeals
                              for the Federal Circuit
                             717 Madison Place, N.W.
                             Washington, D.C. 20439

      Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
      If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.

      (2) Judicial   or    EEOC    review    of   cases      involving    a   claim     of
discrimination. This option applies to you only if you have claimed that you
were affected by an action that is appealable to the Board and that such action
was based, in whole or in part, on unlawful discrimination. If so, you may obtain
judicial review of this decision—including a disposition of your discrimination
claims—by filing a civil action with an appropriate U.S. district court ( not the
U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you
receive this decision.      5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems
Protection Board, 582 U.S. ____ , 137 S. Ct. 1975 (2017).                If you have a
representative in this case, and your representative receives this decision before
                                                                                  9

you do, then you must file with the district court no later than 30 calendar days
after your representative receives this decision. If the action involves a claim of
discrimination based on race, color, religion, sex, national origin, or a disabling
condition, you may be entitled to representation by a court-appointed lawyer and
to waiver of any requirement of prepayment of fees, costs, or other security. See
42 U.S.C. § 2000e-5(f) and 29 U.S.C. § 794a.
      Contact information for U.S. district courts can be found at their respective
websites, which can be accessed through the link below:
      http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.
      Alternatively, you may request review by the Equal Employment
Opportunity Commission (EEOC) of your discrimination claims only, excluding
all other issues. 5 U.S.C. § 7702(b)(1). You must file any such request with the
EEOC’s Office of Federal Operations within 30 calendar days after you receive
this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case,
and your representative receives this decision before you do, then you must file
with the EEOC no later than 30 calendar days after your representative receives
this decision.
      If you submit a request for review to the EEOC by regular U.S. mail, the
address of the EEOC is:
                         Office of Federal Operations
                  Equal Employment Opportunity Commission
                               P.O. Box 77960
                          Washington, D.C. 20013

      If you submit a request for review to the EEOC via commercial delivery or
by a method requiring a signature, it must be addressed to:
                         Office of Federal Operations
                  Equal Employment Opportunity Commission
                              131 M Street, N.E.
                                Suite 5SW12G
                          Washington, D.C. 20507
                                                                                      10

      (3) Judicial    review     pursuant     to   the   Whistleblower       Protection
Enhancement Act of 2012. This option applies to you only if you have raised
claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or
other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D).
If so, and your judicial petition for review “raises no challenge to the Board’s
disposition of allegations of a prohibited personnel practice described in section
2302(b) other than practices described in section 2302(b)(8), or 2302(b)(9)(A)(i),
(B), (C), or (D),” then you may file a petition for judicial review either with the
U.S. Court of Appeals for the Federal Circuit or any court of appeals of
competent jurisdiction. 4    The court of appeals must receive your petition for
review within 60 days of the date of issuance of this decision.                5 U.S.C.
§ 7703(b)(1)(B).
      If you submit a petition for judicial review to the U.S. Court of Appeals for
the Federal Circuit, you must submit your petition to the court at the
following address:
                                U.S. Court of Appeals
                                for the Federal Circuit
                               717 Madison Place, N.W.
                               Washington, D.C. 20439

      Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.

4
   The original statutory provision that provided for judicial review of certain
whistleblower claims by any court of appeals of competent jurisdiction expired on
December 27, 2017. The All Circuit Review Act, signed into law by the President on
July 7, 2018, permanently allows appellants to file petitions for judicial review of
MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals
for the Federal Circuit or any other circuit court of appeal s of competent jurisdiction.
The All Circuit Review Act is retroactive to November 26, 2017. Pub. L. No. 115-195,
132 Stat. 1510.
                                                                             11

      If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided by any attorney nor warrants t hat
any attorney will accept representation in a given case.
      Contact information for the courts of appeals can be found at their
respective websites, which can be accessed through the link below:
http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.

FOR THE BOARD:

/s/
Jennifer Everling
Acting Clerk of the Board
Washington, D.C.