Court Opinion

ID: 9353325
Source: CourtListenerOpinion
Date Created: 2023-01-11 17:05:51.953261+00
Date Added: 2024-06-11T17:07:18.619498
License: Public Domain

IN THE COURT OF APPEALS OF IOWA

                                   No. 22-0956
                             Filed January 11, 2023

STATE OF IOWA,
     Plaintiff-Appellee,

vs.

ARLO BLU HARRIS,
     Defendant-Appellant.
________________________________________________________________

      Appeal from the Iowa District Court for Muscatine County, Joel W. Barrows,

Judge.

      A defendant appeals following his pleas of guilty to willful injury causing

bodily injury and false imprisonment. AFFIRMED.

      Martha J. Lucey, State Appellate Defender, and Nan Jennisch, Assistant

Appellate Defender, for appellant.

      Brenna Bird, Attorney General, and Nicholas E. Siefert, Assistant Attorney

General, for appellee.

      Considered by Bower, C.J., and Greer and Badding, JJ.
                                         2

BADDING, Judge.

      After striking his girlfriend in the head and face with a guitar and refusing to

stop his car at her son’s house on the way to a hospital, Arlo Blu Harris was

charged with: count 1, willful injury causing serious injury; count 2, going armed

with intent; and count 3, false imprisonment. In a plea agreement between Harris

and the State, the parties agreed Harris would plead guilty to the lesser-included

offense of willful injury causing bodily injury in count 1 and false imprisonment as

charged in count 3, with dismissal of count 2. As for sentencing, the agreement

provided that for the willful-injury charge, the State would recommend a

suspended, indeterminate term of incarceration not to exceed five years with

supervised probation for two years. On the false-imprisonment charge, the State

would recommend a concurrent term of 365 days in jail with all but 161 days

suspended—the time Harris had served in jail. For each count, the agreement

specified that the defense was “free to request a deferred judgment.”

      At the sentencing hearing, the following occurred:

             THE COURT: So I’ve read the plea agreement. The State’s
      recommendation was probation on Count 1 and 365 days with all but
      161 suspended on Count 3. I think that’s because Mr. Harris has
      already served 161 days. Is that correct, Mr. Barry?
             [PROSECUTOR]: It is, Your Honor.
             THE COURT: Okay. Is there anything that you want to add to
      that recommendation?
             [PROSECUTOR]: No, Your Honor.
             THE COURT: Okay. Mr. Johnston.
             [DEFENSE COUNSEL]: Your Honor, I would respectfully
      request that the court follow the recommendation of the plea
      agreement and the recommendation of the Presentence
      Investigation Report, and on behalf of my client, he would request
      that the court consider granting him a deferred judgment so that he
      would not be a convicted felon. It would help him with employment
      and other things of that nature, Your Honor.
                                       3

               THE COURT: Does the State have a position with respect to
      the deferred? I think the plea agreement said that they could ask for
      it; is that correct?
               [PROSECUTOR]: That’s correct, Your Honor. It’s the State’s
      recommendation that the sentence be imposed and suspended. The
      defendant has a record that the court can see, and what’s before the
      court today is actually two separate assaultive cases from 2020 and
      2021. Just it’s the State’s opinion that although the defendant may
      have some opportunity to improve himself in the future, his history
      just simply doesn’t show that, and the benefit of a deferred judgment
      with that criminal history and the background of these cases just
      isn’t—isn’t appropriate in the State’s eyes.

      The district court accepted Harris’s plea and imposed a suspended

sentence with two years’ probation on count 1 and 365 days with all but 161 days

suspended on count 3. Harris appeals,1 contending the State breached the terms

and spirit of the plea agreement by not standing silent when asked by the court

what the State’s position was on deferred judgment.

      “A prosecutor’s breach of the plea agreement at sentencing irreparably

taints the sentencing proceeding and a claim of breach is reviewable on direct

appeal even in the absence of contemporaneous objection.” Boldon, 954 N.W.2d

at 70. We review the claim that the State violated a plea agreement for errors at

law. State v. King, 576 N.W.2d 369, 370 (Iowa 1998). Our inquiry is “whether the

prosecutor acted contrary to the common purpose of the plea agreement and the

justified expectations of the defendant and thereby effectively deprived the

defendant of the benefit of the bargain.” Boldon, 954 N.W.2d at 71.

      A few cases provide the contours of our analysis. In State v. Fannon, the

State and the defendant entered a plea agreement where, in exchange for

1 The parties agree that Harris has good cause to pursue this direct appeal under
Iowa Code section 814.6(1)(a)(3) (2021). See State v. Boldon, 954 N.W.2d 62, 69
(Iowa 2021).
                                         4

Fannon’s guilty pleas, the State would reduce both counts to sexual abuse in the

third degree and make no sentencing recommendation during the sentencing

hearing.   799 N.W.2d 515, 518 (Iowa 2011).          But, at sentencing, the State

requested that consecutive terms of imprisonment be imposed. Id. Despite the

prosecutor’s   prompt   acknowledgment       that   the   recommendation    was   a

“misstatement” and a “mistake,” id. at 519, the supreme court found the breach of

the plea agreement required resentencing:

      [D]efense counsel’s failure to object to the State’s breach prevented
      [the defendant] from having an opportunity to either demand specific
      performance of the agreement before a new sentencing judge or
      withdraw the guilty pleas. We have no reason to doubt the ability of
      the sentencing court to disregard improper remarks made by
      prosecutors during sentencing. Nevertheless, “the interests of
      justice and appropriate recognition of the duties of the prosecution in
      relation to promises made in the negotiation of pleas of guilty will be
      best served by” ensuring defendants who plead guilty in reliance on
      promises made by the State receive the benefit of the bargain.
      Therefore, counsel’s failure to object to the State’s breach caused
      prejudice by depriving [the defendant] of the benefit of the bargain,
      namely, that the State would make no sentencing recommendation
      during the sentencing hearing.

Id. at 523 (internal citation omitted); see also King, 576 N.W.2d at 370–71 (holding

that where State agreed to remain silent at sentencing, its request that the court

follow the presentence-investigation recommendation of a prison term breached

the agreement and resentencing was required).

      In State v. Patten, the parties agreed upon suspended sentences:

      The context of the prosecutor’s performance is the paramount
      consideration for assessing compliance with plea agreements.
      Perhaps even more important than what the prosecutor does in any
      given case is how she does it—what she says, in what way, and with
      what implication. The record before us reveals that the prosecutor
      asked the court to adopt the parties’ plea agreement but then, for the
      first time, qualified her request by explaining the “sole reason” and
      “sole driving force” behind agreeing to recommend suspended
                                         5

       sentences was the victim’s desire for the defendant to be part of their
       daughter’s life.      This qualification undermined—and therefore
       breached—the prosecutor’s agreement to recommend suspended
       sentences, entitling the defendant to resentencing before a different
       district court judge.

981 N.W.2d 126, 128 (Iowa 2022).

       And in Boldon, the court explained that expressions of a material

reservation, either express or implied, deprives the defendant of the benefit of the

bargain. 954 N.W.2d at 72.

       Here, the prosecutor recommended concurrent sentences in accord
       with the parties’ plea agreement. The prosecutor stated, “The State
       is recommending that the counts run concurrently with each other.”
       The prosecutor then went on to discuss those factors that justified
       incarceration. At no time during the sentencing proceeding did the
       prosecutor suggest consecutive sentences would be more
       appropriate than concurrent sentences. The parties agreed the
       State would recommend concurrent sentences but be free to argue
       for a term of incarceration while the defendant would be free to argue
       for a deferred judgment or suspended sentence. That is what
       occurred.

Id. at 71.

       This case is closer to Boldon than Fannon or Patten. There was nothing in

Harris’s plea agreement that required the State to stand silent. Rather, the State

agreed to recommend suspended sentences, and Harris was free to seek deferred

judgments. The State’s explanation why it recommended suspended sentences

did not deprive Harris of the benefit of the bargain. Finding no breach of the plea

agreement, we affirm.

       AFFIRMED.