Court Opinion

ID: 9950052
Source: CourtListenerOpinion
Date Created: 2024-03-13 13:11:52.632478+00
Date Added: 2024-06-11T14:35:40.815738
License: Public Domain

[Cite as Hill-Lewis v. Clifton Healthcare Ctr., 2024-Ohio-846.]

                      IN THE COURT OF APPEALS
                  FIRST APPELLATE DISTRICT OF OHIO
                       HAMILTON COUNTY, OHIO

 FELICIA HILL-LEWIS, Administratrix                 :             APPEAL NO. C-230419
 of the Estate of Louise Hill, deceased,                          TRIAL NO. A-2300046
                                                    :
       and
                                                    :               O P I N I O N.
 ANTHONY HILL,
                                                    :
       Plaintiffs-Appellants,
                                                    :
    vs.
                                                    :
 CLIFTON HEALTHCARE CENTER,
                                                    :
       and
                                                    :
 CLIFTON CARE CENTER, INC.,
                                                    :
       Defendants,
                                                    :
       and
                                                    :
 REHABCARE, c/o Kindred                   Rehab
 Services, Inc., Agent,                             :

       and                                          :

 BRIANNA HOGAN                                      :

       Defendants-Appellees.                        :

Civil Appeal From: Hamilton County Court of Common Pleas

Judgment Appealed From Is: Affirmed

Date of Judgment Entry on Appeal: March 8, 2024
                  OHIO FIRST DISTRICT COURT OF APPEALS

Plevin & Gallucci Co., L.P.A., Michael D. Shroge, Flowers & Grube, Paul W. Flowers
and Kendra N. Davitt, for Plaintiffs-Appellants,

Amundsen Davis, LLC, and Alex Freitag, for Defendants-Appellees.

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                    OHIO FIRST DISTRICT COURT OF APPEALS

BERGERON, Judge.

       {¶1}   In this case, plaintiffs filed a lawsuit against several defendants but

failed to even identify two of them anywhere in the body of the complaint, let alone

allege any claims against them, despite three years of litigation. In response to the

defense’s motion to dismiss, the plaintiffs assured the court that they could fix any

deficiencies in the complaint but failed to offer up any plan for filling in the gaps, nor

did they tender an amended complaint. The trial court eventually dismissed the

complaint and denied leave to amend, and we find its decision justified. A plaintiff

must make actual allegations against a defendant that satisfy the governing legal

standard to survive dismissal, and that never happened here. We accordingly affirm

the trial court’s judgment.

                                            I.

       {¶2}   Louise Hill, mother of plaintiffs-appellants Felicia Hill-Lewis and

Anthony Hill, was admitted to Clifton Healthcare Center, a long-term care facility and

nursing home, in January 2019. About a week later, she died after rapidly eating food

on her plate and asphyxiating. Hill-Lewis and Hill (together, “Hill-Lewis”) in June

2020 first filed suit for wrongful death and pain and suffering damages against Clifton

Healthcare Center, “Rehabcare,” and Brianna Hogan, claiming they warned the facility

about their mother’s dangerous eating tendencies. After voluntarily dismissing that

lawsuit in May 2022, they refiled a complaint in January 2023, this time against

Clifton Healthcare Center, Clifton Care Center, Inc., “Rehabcare,” Brianna Hogan, and

Sarah Evans, claiming wrongful death under R.C. 2125.01 and seeking damages for

pain and suffering under R.C. 2305.21.

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                   OHIO FIRST DISTRICT COURT OF APPEALS

       {¶3}   In the caption of the refiled complaint, Hill-Lewis named “Rehabcare”

and lists “c/o Kindred Rehab Services, Inc., Agent” below the name. Underneath the

names of defendants Brianna Hogan and Sarah Evans, they listed “c/o Rehabcare.” In

the body of the refiled complaint, they defined “Defendants” as “Clifton Healthcare

Center and Clifton Care Center, Inc.,” without ever mentioning Rehabcare, Kindred

Rehab Services, Ms. Hogan, or Ms. Evans. An attached affidavit signed by Dr. David

Seignious provides that he is “of the opinion that the applicable standard of care was

breached by Clifton Healthcare Center and Clifton Care Center, Inc., and their

employees and/or agents, Rehab Care, and its employees and/or agents, Brianna

Hogan and Sarah Evans.” This is the only mention of Rehabcare, Ms. Hogan, or Ms.

Evans in the refiled complaint or affidavit other than the complaint’s caption.

       {¶4}   Kindred Rehab Services, Inc., and Brianna Hogan (together, “Kindred

Defendants”), together with Sarah Evans (who Hill-Lewis later voluntarily dismissed

from the case), moved to dismiss the action against them for failure to state a claim

under Civ.R. 12(B)(6) on several grounds. Most relevant, they highlighted how the

refiled complaint does not mention them outside of the case caption. Additionally,

they argued that the four-year statute of repose regarding Ms. Hill’s death expired on

January 17, 2023, and that no claims were made against them prior to that date.

Therefore, they argue, Hill-Lewis should not be allowed to amend the complaint to

fashion new claims against them.

       {¶5}   In their response and “alternative motion for leave to amend,” Hill-

Lewis insisted that Kindred Rehab Services, Inc., could not be dismissed from the case

because it was only named as an agent of “Rehabcare” and not as a party. They claim

the refiled complaint includes nothing that would allow the court to treat Kindred

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                    OHIO FIRST DISTRICT COURT OF APPEALS

Rehab Services as a party based on Kindred’s assertion that it was “incorrectly sued as

Rehab Care” because no information in the refiled complaint would point to that

conclusion. If the court agreed that Kindred Rehab Services should have been named

as a party instead of Rehabcare, Hill-Lewis requested leave to revise the complaint

under Civ.R. 15(A) and 21. As part of their response and alternative motion, they

attached a revised medical affidavit (with only semantic changes) but did not include

an amended complaint. Regarding Ms. Hogan, they maintained that dismissal is

inappropriate because she is named in the caption and the medical affidavit.

       {¶6}   In May 2023, following a motions hearing for which we have no

transcript, the trial court granted the Kindred Defendants’ motion to dismiss, with

prejudice, but did not explain its grounds for dismissal. It later revised its entry to

include “no just reason for delay” language pursuant to Civ.R. 54(B), rendering the

decision a final appealable order regarding the Kindred Defendants. Hill-Lewis now

appeals the dismissal.

                                            II.

       {¶7}   An appellate court reviewing a trial court’s grant of a motion to dismiss

for failure to state a claim under Civ.R. 12(B)(6) assesses the sufficiency of the

complaint, taking all allegations as true and drawing all reasonable inferences in favor

of the nonmoving party. Mitchell v. Lawson Milk Co., 40 Ohio St.3d 190, 192, 532

N.E.2d 753 (1988). Mere unsupported conclusions regarding the elements of a claim

are not taken as admitted and are insufficient to withstand a motion to dismiss without

sufficient factual support.   Id. at 193.       Under Ohio’s relaxed “notice-pleading”

standard, courts grant motions to dismiss “only when it appears beyond doubt that the

plaintiff can prove no set of facts in support of his claim which would entitle him to

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                       OHIO FIRST DISTRICT COURT OF APPEALS

relief.”    Greenwood v. Taft, 105 Ohio App.3d 295, 297, 663 N.E.2d 1030 (1st

Dist.1995), citing O’Brien v. Univ. Community Tenants Union, Inc., 42 Ohio St.2d

242, 327 N.E.2d 753 (1975). This court reviews the trial court’s decision to grant a

motion to dismiss under Civ.R. 12(B)(6) de novo. Inwood Village, Ltd. v. City of

Cincinnati, 1st Dist. Hamilton No. C-110117, 2011-Ohio-6632, ¶ 8.

           {¶8}   First, Hill-Lewis’s standing-esque argument, which they reiterate on

appeal, that Kindred Rehab Services, Inc. cannot participate in the case because it was

not named as a party, misses the point. In most cases with an improperly-named

defendant, the defendant might seek dismissal based on the misnomer and the

plaintiff generally resists that.     This case is almost backwards, with Hill-Lewis

seemingly trying to use their misnomer offensively. Regardless, the real issue here is

that the refiled complaint makes no allegations against “Rehabcare,” nor against

Kindred Rehab Services, Inc., which the complaint only identifies as Rehabcare’s

agent. The trial court, describing Kindred as a “defendant” in its dismissal entry,

apparently substituted it as the appropriate defendant. Because we lack the benefit of

a transcript of the motions hearing, which was Hill-Lewis’s responsibility to file, to

help clarify Kindred Rehab Services’ status, we decline to question the trial court’s

decision to treat Kindred as a party. App.R. 9(B); see Rose Chevrolet v. Adams, 36

Ohio St.3d 17, 19, 520 N.E.2d 564 (1988) (“Any lack of diligence on the part of an

appellant to secure a portion of the record necessary to his appeal should inure to

appellant’s disadvantage rather than to the disadvantage of appellee.”).

           {¶9}   Getting to the heart of the matter, Hill-Lewis argues that the refiled

complaint sufficiently presented claims against the Kindred Defendants. But other

than a brief, vague, and conclusory mention in the affidavit attached to the complaint,

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                    OHIO FIRST DISTRICT COURT OF APPEALS

the refiled complaint makes no mention of the Kindred Defendants and explicitly

excludes them from its definition of “Defendants,” against whom Hill-Lewis presents

their substantive claims. In fact, parsing through the refiled complaint fails to reveal

how the Kindred Defendants are even connected to this case in any way—are they

contractors, employees, or otherwise related to Clifton Healthcare Center? Did they

have any responsibilities regarding Ms. Hill? The refiled complaint’s lack of any

factual basis for suing the Kindred Defendants, combined with the total lack of any

actual claims against them, satisfies us that the complaint failed to state a claim against

them under Civ.R. 12(B)(6).       Nor is this a case where we need to scrutinize a

complaint’s allegations to determine their sufficiency; there simply are none against

the Kindred Defendants.

       {¶10} That said, the trial court of course had discretion whether to grant Hill-

Lewis’s motion for leave to amend the complaint instead of dismissing the Kindred

Defendants from the lawsuit, and we review that determination for an abuse of

discretion. Meehan v. Mardis, 1st Dist. Hamilton No. C-210399, 2022-Ohio-1379, ¶

4; see Civ.R. 15(A). An abuse of discretion occurs when “a court exercis[es] its

judgment, in an unwarranted way, in regard to a matter over which it has discretionary

authority.” Johnson v. Abdullah, 166 Ohio St.3d 427, 2021-Ohio-3304, 187 N.E.3d

463, ¶ 35. “Although the grant or denial of leave to amend a pleading is discretionary,

where it is possible that the plaintiff, by an amended complaint, may set forth a claim

upon which relief can be granted, and it is tendered timely and in good faith and no

reason is apparent or disclosed for denying leave, the denial of leave to file such

amended complaint is an abuse of discretion.” Peterson v. Teodosio, 34 Ohio St.2d

161, 175, 297 N.E.2d 113 (1973); see WBCMT 2007-C33 Office 7870, LLC v.

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                    OHIO FIRST DISTRICT COURT OF APPEALS

Breakwater Equity Partners, LLC, 2019-Ohio-3935, 133 N.E.3d 607, ¶ 13 (1st Dist.);

Hoover v. Sumlin, 12 Ohio St.3d 1, 6, 465 N.E.2d 377 (1984) (“[T]he language of Civ.

R. 15(A) favors a liberal amendment policy and a motion for leave to amend should be

granted absent a finding of bad faith, undue delay or undue prejudice to the opposing

party.”).

       {¶11} As an initial matter, we treat the trial court’s decision to grant the

dismissal without ruling on Hill-Lewis’s motion for leave to amend as an implicit

denial of the motion for leave. See Hensley v. Durrani, 1st Dist. Hamilton No. C-

130005, 2013-Ohio-4711, ¶ 14, citing Kostelnik v. Helper, 96 Ohio St.3d 1, 2002-Ohio-

2985, 770 N.E.2d 58, ¶ 13. Accordingly, the trial court’s denial of the motion for leave

to amend is properly before this court. See Siemaszko v. FirstEnergy Operating Co.

(FENOC), 187 Ohio App.3d 437, 2010-Ohio-2121, 932 N.E.2d 414, ¶ 9 (6th Dist.) (“A

denial of a motion to amend a complaint would be a final judgment if the trial court

included Civ.R. 54(B) ‘no just reason for delay’ language.” (quoting Germ v. Fuerst,

11th Dist. Lake No. 2003-L-116, 2003-Ohio-6241, ¶ 7.)).

       {¶12} In their alternative motion for leave to amend below, Hill-Lewis merely

suggested that the court should freely grant leave to amend the complaint “[i]n the

event that [the trial court] does identify a deficiency in the pleading or affidavit of

merit.” It suggested no means by which it would correct the complaint’s failure to

identify Kindred Rehab Services or Ms. Hogan, nor did it explain how they are

associated with the claims they make or the other defendants they name. On appeal,

they suggest they could have amended the complaint to replace Rehabcare with

Kindred Rehab Services in the caption and to furnish more details in support of their

wrongful death and survivorship claims. But they again offer no specifics, such as how

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                    OHIO FIRST DISTRICT COURT OF APPEALS

the Kindred Defendants are associated with the Clifton Healthcare Center or how they

might have been involved in Ms. Hill’s death. Further, Hill-Lewis did not argue in

their brief that the affidavit is considered part of the complaint for the purposes of the

Civ.R. 12(B)(6) motion. But even if the affidavit was considered part of the four

corners of the complaint, it merely asserts legal conclusions without a factual basis,

which are insufficient to form the basis of a claim for the purposes of Civ.R. 12(B)(6).

See Mitchell, 40 Ohio St.3d at 193, 532 N.E.2d 753.

       {¶13} Although Ohio’s burden on plaintiffs at the motion to dismiss stage is

decidedly low, when a plaintiff falls below that minimum threshold to survive a Civ.R.

12(B)(6) motion, it is incumbent on the plaintiff, not the court, to explain how an

amended complaint would fix the shortcomings. See Olthaus v. Niesen, 1st Dist.

Hamilton No. C-230142, 2023-Ohio-4710, ¶ 27 (“A court cannot simply assume that a

picture-perfect complaint could be drafted that would alleviate any of its concerns.”).

“Simply put, it is not the trial court’s job to figure what a complaint’s deficiencies are

and then inform the plaintiff where his causes of action are lacking so he can have

‘another bite at the apple.’ ” Glazer v. Chase Home Fin. L.L.C., 8th Dist. Cuyahoga

Nos. 99875 and 99736, 2013-Ohio-5589, ¶ 101.

       {¶14} By failing to present the trial court with any plan for how they would fix

the many faults of their refiled complaint, let alone tender a proposed amended

complaint for it to assess, Hill-Lewis supplied the court ample reason to deny leave.

See Peterson, 34 Ohio St.2d at 175, 297 N.E.2d 113. Accordingly, we cannot say the

trial court abused its discretion in impliedly denying Hill-Lewis’s alternative motion

for leave to amend. See Richard v. WJW TV-8, 8th Dist. Cuyahoga No. 84541, 2005-

Ohio-1170, ¶ 23 (“Where the movant fails to present operative facts in support of the

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                    OHIO FIRST DISTRICT COURT OF APPEALS

new allegations, a court does not abuse its discretion in denying a motion to amend.”),

citing Wilmington Steel Prods., Inc. v. Cleveland Elec. Illum. Co., 60 Ohio St.3d 120,

573 N.E.2d 622 (1991), and Solowitch v. Bennett, 8 Ohio App.3d 115, 117, 456 N.E.2d

562 (8th Dist.1982). Further, Hill-Lewis’s failure to identify potential deficiencies and

to describe how they would be cured by amendment renders their motion for leave

futile. See Hensley, 1st Dist. Hamilton No. C-130005, 2013-Ohio-4711, at ¶ 14 (“While

Civ.R. 15(A) provides that leave to amend should be given freely, a trial court properly

refuses to grant leave to amend when amendment would be futile.”). We therefore

affirm the trial court’s judgment granting the Kindred Defendants’ motion to dismiss

and its implied denial of Hill-Lewis’s alternative motion for leave to amend.

                                     *     *       *

       {¶15} We overrule Hill-Lewis’s sole assignment of error and affirm the

judgment of the trial court dismissing Kindred Rehab Services, Inc., and Ms. Hogan

from Hill-Lewis’s refiled lawsuit.

                                                                    Judgment affirmed.

BOCK, P.J., and CROUSE, J., concur.

Please note:

       The court has recorded its entry on the date of the release of this opinion.

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