Court Opinion

ID: 8731449
Source: CourtListenerOpinion
Date Created: 2022-11-26 09:46:05.686832+00
Date Added: 2024-06-11T16:59:43.014754
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MEMORANDUM AND ORDER
GORTON, District Judge.
Plaintiff, Bertrand Cabana (“Cabana”), commenced this suit on April 8, 1999, to recover damages for injuries allegedly caused by exposure to hazardous waste. Now pending before this Court are motions to amend the complaint and the answers of two of the defendants as well as numerous discovery-related motions.
I. Background
Working as an independent contractor, Cabana was employed as a long distance truck driver by defendant Keith L. Forcier (“Forcier”) d/b/a KNA Trucking Co., later KNA Trucking Co. Inc., (“KNA”), from September, 1994 to August, 1997. Since approximately 1993, Forcier has operated KNA which is a truck leasing business. According to contracts between KNA and defendant Dart Trucking Co. (“Dart”), Forcier provided trucks and drivers for those trucks to Dart. Between October, 1994 and April, 1996, Cabana hauled hazardous materials in van trailers for Dart pursuant to such a contract.
Cabana alleges that, in addition to transporting hazardous materials for Dart, he was assigned various duties by Dart employees, including 1) loading and unloading drums which contained hazardous waste, 2) performing “emergency response services” (i.e. observing, identifying and containing leaks and spills of hazardous waste inside the van trailers he drove), and 3) sweeping the inside of empty van trailers. Cabana also claims that he delivered hazardous materials to defendant Ensco, Inc. (“Ensco”) for disposal.
On April 8, 1999, Cabana filed a three-count complaint against Forcier, KNA, Dart and Ensco (collectively, “the Defendants”), alleging, in general, that as a result of his exposure to hazardous materials at the direction of Dart employees, he has suffered permanent physical injuries which have prevented him from working to his full capacity.
In Count I, Cabana claims that the Defendants negligently breached their duty 1) to provide him with adequate training regarding the transportation of hazardous waste, 2) to provide him with proper protective gear, 3) to package properly the hazardous waste he transported, and 4) to provide him with instruction regarding the handling of hazardous waste leaks. Cabana asserts that such a breach constitutes a,violation “of the applicable laws of the United States.. .and.. .the Massachusetts Hazardous Waste Management Act”. In Count II, he claims that the Defendants knowingly, willfully and intentionally exposed him to hazardous waste without the proper training or protective gear. In Count III, he contends that the Defendants are strictly liable under the federal and state laws applicable to the transport of hazardous waste.
II. Motion of Dart and Ensco to Compel Mental Examination of Plaintiff (Docket No. 43)
Cabana’s clinical neuropsychologist has diagnosed him with “multiple chemical sensitivity” and “cognitive deficits and depression” as a result of his exposure to hazardous waste while working for the Defendants. Report of Dr. Frank R. Sparadeo, at 6-7. Defendants Dart and Ensco (hereinafter collectively referred to as “Dart”) now requests that Cabana submit to a mental examination, including psychological testing, by Dr. Jack Spector, a neuropsychologist, on April 10 and 11,. 2001 in Providence, Rhode Island. Dart proposes to conduct an exam similar to that performed by Dr. Sparadeo. Cabana has agreed to the exam on the condition that his attorney is present. Although Dart agrees that Cabana’s attorney may observe the clinical interview portion of the exam, it protests that the presence of a third party during administration of formal neuropsychological tests will compromise the reliability of those tests.
Accordingly, Dart has moved for an order, pursuant to Fed.R.Civ.P. 35, compelling Ca-*12baña to submit to the mental examination without his attorney present. Dart also requests a 30-day extension after completion of the neuropsychological exam to complete its expert medical disclosure and to take the deposition of plaintiffs medical experts, including Dr. Sparadeo.
Rule 35(a) provides:
When the mental or physical condition. . .of a party.. .is in controversy, the court in which the action is pending may order the party to submit to a physical or mental examination by a suitably licensed or certified examiner or to produce for examination the person in the party’s custody or legal control. The order may be made only on motion for good cause shown and upon notice to the person to be examined and to all parties and shall specify the time, place, manner, conditions, and scope of the examination and the person or persons by whom it is to be made.
In accordance with that rule, this Court may order a physical or mental examination if the physical or mental condition of a party is “in controversy” and “good cause” is shown. Schlagenhauf v. Holder, 379 U.S. 104, 118-19, 85 S.Ct. 234, 13 L.Ed.2d 152 (1964); accord Sacramona v. Bridgestone/Firestone, Inc., 152 F.R.D. 428, 431 (D.Mass.1993). “The moving party must make an affirmative showing that the condition is genuinely in controversy and that good cause exists for ordering a particular examination.” Sacramona, 152 F.R.D. at 431. The pleadings alone are sufficient to satisfy that burden when a plaintiff in a negligence action asserts mental or physical injury. Schlagenhauf, 379 U.S. at 119, 85 S.Ct. 234; accord Cody v. Marriott Corp., 103 F.R.D. 421, 422 (D.Mass.1984).
In his complaint, Cabana alleges that the Defendants negligently breached various duties owed to him and that as a result thereof, he is “sick, sore, lame [and] unable to follow his vocation to the extent that he previously did”. Although those allegations do not expressly place Cabana’s mental condition “in controversy”, the report of his neuropsychologist clearly does. Dart has complied with Rule 35 by providing a time and place for the exam as well as the name of the examiner and a general idea of the exam’s intended scope.
With respect to the presence of Cabana’s attorney, the clear majority of federal courts have refused to permit third party observers at Rule 35 examinations. See, e.g., Hertenstein v. Kimberly Home Health Care, Inc., 189 F.R.D. 620, 628-34 (D.Kan.1999); Holland v. United States, 182 F.R.D. 493, 495-96 (D.S.C.1998); Ragge v. MCA/Universal Studios, 165 F.R.D. 605, 609-10 (C.D.Ca. 1995); Tirado v. Erosa, 158 F.R.D. 294, 295-95 (S.D.N.Y.1994); Duncan v. Upjohn Co., 155 F.R.D. 23, 26-27 (D.Conn.1994). The rationale for excluding third parties has been summarized as follows:
1) the special nature of the psychiatric examination requires direct and unimpeded one-on-one communication without external interference or intrusion; 2) in contrast to depositions and other forms of discovery, Rule 35 expert examinations are not intended to be adversarial; 3) fairness dictates that if defense counsel cannot be present when a plaintiff is interviewed by a psychiatrist who will testify at trial on his behalf, then plaintiffs counsel cannot be present when plaintiff is examined by defendant’s expert psychiatrist; and 4) any concerns with distortions or inaccuracies by the examining psychiatrist can be addressed through traditional methods of impeachment and cross-examination.
Baba-Ali v. City of New York, 1995 WL 753904, at *3 (S.D.N.Y. Dec.19, 1995). Accordingly, Dart’s motion to compel will be allowed and Cabana’s attorney will not be permitted to attend the formal testing portion of the examination.
III. Motion of Forcier and KNA for Leave to Amend Their Answers to Add Counterclaims for Breach of Contract (Docket No. 46)
Defendants Forcier and KNA (hereinafter referred to collectively as “KNA”) seek leave to amend their answers, pursuant to Fed.R.Civ.P. 13(f), to assert counterclaims for breach of contract. Specifically, KNA claims that by bringing the instant suit, Cabana has breached a contract, dated October *131, 1994, whereby he agreed not to hold KNA responsible for any injuries or losses incurred (“the Release”). KNA cites “inadvertence” as its excuse for failing to assert the counterclaim earlier.
Counterclaims generally must be filed within 20 days after service of the summons and complaint. Fed.R.Civ.P. 12(a). The proposed counterclaims are not timely, having been filed approximately six months after the answers of Forcier and KNA. However, Rule 13(f) provides that
[w]hen a pleader fails to set up a counterclaim through oversight, inadvertence, or excusable neglect, or when justice requires, the pleader may by leave of court set up the counterclaim by amendment.
“Rule 13(f)...is interpreted liberally, and amendment is freely granted in order to settle all claims in one action.” Salomon S.A. v. Alpina Sports Corp., 737 F.Supp. 720, 721 (D.N.H.1990). When assessing “excusable neglect”, courts typically consider 1) the good faith of the claimant, 2) the extent of the delay, and 3) the danger of prejudice to the opposing party. Pioneer Investment Services Co. v. Brunswick Assocs. Ltd. P’ship, 507 U.S. 380, 392 n. 10, 113 S.Ct. 1489, 123 L.Ed.2d 74 (1993).
Cabana replies that leave should not be granted because the amendments would be futile. Although futility is an adequate reason for denying a motion to amend, see Glassman v. Computervision Corp., 90 F.3d 617, 623 (1st Cir.1996) (“futility” standard mirrors standard for failure to state a claim), here sufficient questions of law and fact exist surrounding the Release and its scope to render the counterclaim for breach of contract not futile.
Moreover, the requested amendments will not result in undue delay or prejudice to Cabana because the new counterclaims arise out of the same facts that form the basis of his claims. For that reason, the counterclaims are compulsory, see Fed.R.Civ.P. 13(a), and thus must be asserted or waived in subsequent cases. See 6 Charles Alan Wright, Arthur R. Miller & Mary Kay Kane, Federal Practice and Procedure § 1430 (1990). Finally, there is no reason to question the good faith of Forcier and KNA here and the motion to amend their answers will therefore be allowed.
IV. Motion of Plaintiff for Leave to File an Amended Complaint (Docket No. 48)
Pursuant to Fed.R.Civ.P. 15, Cabana seeks leave to amend his complaint 1) to add DartAmericA, Inc. (“DartAmerica”), the parent of defendant Dart, as a defendant, 2) to supplement Counts I and II with new allegations, and 3) to supplement Count II with the basis for his calculation of punitive damages under the Massachusetts Consumer Protection Act, M.G.L. c. 93A.
Rule 15(a) provides, in pertinent part, that leave to amend pleadings “shall be freely given when justice so requires.” If the mov-ant has at least colorable grounds for relief, justice requires allowing amendments unless the movant is guilty of undue delay or bad faith, or if permission to amend would unduly prejudice the opposing party. Foman v. Davis, 371 U.S. 178, 182, 83 S.Ct. 227, 9 L.Ed.2d 222 (1962). Where the moving party seeks to add new legal claims, most courts have interpreted the “colorable grounds” requirement as mandating an inquiry comparable to that undertaken when analyzing a motion to dismiss for failure to state a claim pursuant to Fed.R.Civ.P. 12(b)(6). Estate of Golas v. Paul Revere Ins. Group, 175 F.R.D. 421, 423 (D.Mass.1997).
This Court finds no undue delay on the part of Cabana such that his motion for leave to amend the complaint, should be denied nor will the amended complaint unduly prejudice the Defendants. With respect to Count II of the proposed amended complaint, however, Dart objects on the grounds that a claim under the Massachusetts Consumer Protection Act, M.G.L. c. 93A, would be futile.
Section 2(a) of Chapter 93A prohibits “[u]nfair methods of competition and unfair or deceptive acts or practices in the conduct of any trade or commerce.... ” In the amended Count II, Cabana claims that Dart and DartAmercica engaged in an unfair/deceptive act by falsely representing to him that cleanup of hazardous waste was part of his truck driving duties without providing the *14requisite training and equipment and without properly compensating him for performing such cleanup. He contends that he is entitled to punitive damages under § 11 of Chapter 93A which provides for up to treble damages for unfair or deceptive acts by one businessman against another. The statute allows recovery for damages to
[a]ny person who engages in the conduct of any trade or commerce and who suffers any loss... as the result of the use or employment by another person who engages in any trade or commerce of an unfair method of competition or an unfair or deceptive act....
M. G.L. c. 93A, § 11.
Dart responds that the amendment is futile because Chapter 93A does not apply to the employer-employee relationship. Indeed, it is well established that disputes between employers and employees do not fall within the scope of § 11 of Chapter 93A. Manning v. Zuckerman, 388 Mass. 8, 14, 444 N. E.2d 1262 (1983). The rationale behind the exception is that Chapter 93A, § 11 prohibits unfair or deceptive acts or practices “that may arise in dealings between discrete, independent business entities, and not those that may occur within a single company.” Id. at 12, 444 N.E.2d 1262.
Cabana was an independent contractor of Forcier d/b/a KNA. It is not clear, however, that Cabana was an employee of Dart. The status of his relationship with Dart is uncertain because he transported waste for Dart pursuant to a contract between KNA and Dart. Although the possibility that Cabana was not an employee of Dart is sufficient to render the Chapter 93A claim in the amended complaint not futile, the merits of such a claim are dubious at best.
Dart also argues that the amendment should be disallowed because Cabana failed to plead that the alleged deceptive/unfair acts occurred in Massachusetts as required by the statute. Viewing the facts in the light most favorable to the plaintiff, this Court finds that it can be inferred from the amended complaint that Cabana did at least a significant portion of his driving for Dart in Massachusetts. Accordingly, the motion to amend is not deficient on that ground and will be allowed.
V. Motion of Plaintiff to Modify Scheduling Order (Docket No. 49)
Due to Cabana’s illness, this Court entered an expedited discovery order in this case. The original Scheduling Order, dated July 27, 1999, required fact discovery to be completed by November 30, 1999, and all discovery to be completed by March 31, 2000. That Scheduling Order has been amended several times by agreement of the parties and permission of the Court. The deadline for disclosure of expert witnesses was extended three times. Notably, the extension granted on December 7, 1999 allowed Cabana
to designate and provide required disclosure information for one or more trial experts related solely to issues of safety and driver training (and no other expert covering any other subject matter)....
Joint Stipulation to Amend Scheduling Order (November 31, 1999), at ¶ 4.
Cabana has identified two transportation safety experts, Hilton Kenneth Hudnell and Barry L. Brunstein (“Brunstein”), both of whom reported that Dart provided inadequate training and protective gear to Cabana in violation of regulations promulgated under the Occupational Safety and Health Act (“OSHA”), 29 U.S.C. §§ 651 et seq. Cabana now seeks to modify the Scheduling Order once again so that he may produce another safety expert (“the OHSA expert”) to testify with respect to the duties imposed by such regulations, particularly 29 C.F.R. § 1910.120.
A scheduling order should not be modified except upon a showing of “good cause” and “by leave of the district judge”, Fed.R.Civ.P. 16(b), “supported by affidavits, other eviden-tiary materials, or references to pertinent portions of the record.” Local Rule 16.1(G). This District Court has stated that
[t]he good cause test requires that the deadline in the scheduling order may not reasonably be met, despite the diligence of the party seeking the extension. The requirements of good cause are more liberal than a “manifest injustice” or a “substan*15tial hardship” test. “Nonetheless, this does not mean that scheduling orders will be modified simply upon request. In the absence of some showing of why an extension is warranted, the scheduling order will control.”
Tele-Connections, Inc. v. Perception Technology Corp., 1990 WL 180707, at *1 (D.Mass. Nov.5, 1990) (quoting 6A Charles Alan Wright, Arthur R. Miller & Mary Kay Kane, Federal Practice and Procedure § 1522.1 (1990)).
Cabana asserts that there is “good cause” to modify the Scheduling Order because his expert, Brunstein, discussed OSHA regulations in his report and it would therefore be useful to have an OSHA expert “opine specifically with respect to the OSHA regulations”. Cabana offers no support, however, for his assertion that his proffered expert testimony establishes “good cause” to extend discovery as required by Local Rule 16.1(G), other than the report of his current expert and correspondence between the parties concerning the pending discovery dispute. Moreover, there is no indication that an OHSA expert’s testimony would not be duplicative of the testimony of plaintiffs two other experts. Indeed, the OHSA expert is expected to address 29 C.F.R. § 1910.120, a regulation which is exhaustively discussed in both of their reports. The relevance of OHSA should have been clear to Cabana from the inception of the instant suit and he will have to be satisfied with the testimony of his two disclosed experts. See Sprague v. United Air Lines, Inc., 2000 WL 621112, at *1 (D.Mass. May 3, 2000) (denying motion for modification of scheduling order where issue to which proposed new expert would testify “did not arise unannounced and unforeseen after the deadline [for designation of rebuttal witnesses].”). Cabana’s motion to modify the Scheduling Order will therefore be denied.
VI. Motion of Dart and Ensco to Compel Compliance with Expert Deposition Agreement, or, in the Alternative, to Set a “Reasonable Fee” Pursuant to Fed.R.Civ.P. 26(b)(4)(C) (Docket No. 56)
Pursuant to Fed.R.Civ.P. 26(b)(4)(A), Dart has sought to depose Dr. Grace Ziem, Cabana’s medical toxicology expert. Dr. Ziem’s deposition was scheduled for June 27, 28 and 29, 2000, in Boston but she failed to attend on the grounds that she must be reimbursed for her time in advance of the deposition and out of reluctance to travel from Maryland to Boston to be deposed.
Dart claims that it offered to compensate Dr. Ziem as follows: 1) $325 per hour for deposition time, 2) $975 for each day of travel, and 3) out-of-pocket travel expenses. Dart further contends that Cabana’s attorney effectively agreed to that arrangement in the course of correspondence between the parties. Having reviewed that correspondence, this Court finds that, although the parties agreed to Dart’s deposition of Dr. Ziem, they never reached a firm understanding with respect to her compensation.
According to her standard rates, Dr. Ziem demands $21,250 for three days of deposition, broken down as follows: 1) $9,000 for 3 days of deposition time ($375 per hour times an 8 hour per day minimum); 2) $3,250 for travel ($325 per hour for an estimated 10 hours of travel time); 3) $4,500 overnight fee for 3 nights ($1,500 per night); 4) $4,000 preparation fee; and 5) other expenses (flight tickets, transportation, meals, hotel).
Fed.R.Civ.P. 26(b)(4)(C) provides:
Unless manifest injustice would re'sult... the court shall require that the party seeking discovery pay the expert a reasonable fee for time spent in responding to discovery under this subdivision....
The rationale behind the rule is that it would be unfair to require one party to provide discovery for another party’s benefit without reimbursement. Magee v. Paul Revere Life Ins. Co., 172 F.R.D. 627, 645 (E.D.N.Y.1997).
In determining whether an expert’s fee is reasonable, courts have considered the following factors: 1) the expert’s area of expertise, 2) the expert’s necessary training and education, 3) the prevailing rates for comparable expert witnesses, 4) the nature, quality and complexity of the discovery provided, 5) the cost of living in the relevant community, 6) the fee being charged by the expert to the party who retained him, 7) fees *16traditionally charged by the expert on related matters, and 8) any other factor likely to be of assistance to the court in balancing the interests implicated by Rule 26. See, e.g., Coleman v. Dydula, 190 F.R.D. 320, 324 (W.D.N.Y.1999); Mathis v. NYNEX, 165 F.R.D. 23, 24-25 (E.D.N.Y.1996); Bowen v. Monahan, 163 F.R.D. 571, 573 (D.Neb.1995). Those factors, however, merely serve to guide the court and
[t]he ultimate goal must be to calibrate the balance so that a plaintiff will not be unduly hampered in his/her efforts to attract competent experts, while at the same time, an inquiring defendant will not be unfairly burdened by excessive ransoms which produce windfalls for the plaintiffs experts.
Anthony v. Abbott Lab., 106 F.R.D. 461, 465 (D.R.I.1985).
Dart contends that $21,250 is not a “reasonable” fee, noting that it breaks down to $1,180 per hour and an annualized income of over $1 million and that in any event, it should not be paid in advance. Moreover, Dart-asserts that it would not even need to take Dr. Ziem’s deposition if her expert report, submitted pursuant to Fed.R.Civ.P. 26(a)(2)(B), had not been so lacking in citations to supporting authority.
Cabana responds that the subject fees are simply Dr. Ziem’s standard expert witness fees which are justified because she is a nationally recognized expert in environmental and occupational exposure. Moreover, Cabana’s attorney complains that because he has had to pay Dr. Ziem’s high rates, Dart should as well, especially in light of Cabana’s meager financial means.
This Court does not question Dr. Ziem’s qualifications which appear to be prodigious but her requested fees are simply unconscionable. Awarding such fees would constitute an abuse of Rule 26(b)(4)(C), see Anthony, 106 F.R.D. at 465, and Dart should not be held hostage by Cabana’s choice of such an expensive expert. See Bowen, 163 F.R.D. at 574 (“[wjhile plaintiff may contract with any expert.. .and, by agreement, that expert may charge unusually high rates for services, the discovery process will not automatically tax such unreasonable fees upon the defendant.”).
Nonetheless, Dart is still required to pay Dr. Ziem a reasonable fee for submitting to a deposition, including preparation time. Dr. Ziem will be reimbursed for deposition time at her hourly rate of $375 but her eight hours per day minimum will be reduced to $2,250 (six hours). Dr. Ziem will be reimbursed for preparation time at the a rate of $325 per hour, not to exceed a total of six hours of preparation. See Magee, 172 F.R.D. at 646-47 (noting that, although courts are divided with respect to payment for time spent preparing for depositions, the better view is that experts should be paid for prep time because good preparation will lead to a more efficient deposition).
This Court is sensitive to Dr. Ziem’s desire to remain in Maryland in order to attend to her patients. Accordingly, the deposition will be taken in Maryland at a time and place mutually agreeable to the parties. Dart will reimburse plaintiffs counsel for his reasonable travel and lodging expenses (but not legal fees) in connection with the taking of Dr. Ziem’s deposition.
VII. Motion of Dart and Ensco to Compel Plaintiffs Treating Physician/Expert Witness to Answer Deposition Questions (Docket No. 63)
In July, 2000, Dart’s counsel took the deposition of Cabana’s treating physician and expert witness, Dr. Robban A. Sica (“Dr. Sica”). On the second day of that deposition, counsel for Dart asked Dr. Sica 1) whether she had ever been a party to any litigation, and 2) whether she had ever been the subject of a disciplinary proceeding. Counsel for Cabana objected to those questions on the grounds that Dr. Sica’s involvement in prior litigation and/or disciplinary proceedings was not relevant to the instant case and, accordingly, Dr. Sica was instructed not to answer.
Dart has now moved for an order compelling Dr. Sica to answer the two questions pursuant to Fed.R.Civ.P. 37(a)(2), and to recover the “reasonable expenses incurred in making the motion” under subsection (a)(4)(A) of the same rule. In response, Cabana has moved for a protective order under Fed.R.Civ.P. 30(d)(3) and 26(c) on the *17grounds that the questions were asked in bad faith or unreasonably to annoy, harass or embarrass Dr. Sica.
If a deponent refuses to answer deposition questions, the party seeking those responses may file a motion pursuant to Fed.R.Civ.P. 37(a)(2)(B) for an order compelling answers. The motion “should be granted if the questions are relevant and proper and denied if the questions call for privileged information or if an answer is otherwise unnecessary.” 8A Charles Alan Wright, Arthur R. Miller & Richard L. Marcus, Federal Practice and Procedure § 2286 (1994). Fed.R.Civ.P. 37(a)(4)(A) provides for the mandatory shifting of costs, including attorney’s fees, to the losing party on a motion to compel:
unless the court finds that the motion was filed without the movant’s first making a good faith effort to obtain the disclosure or discovery, without court action, or that the opposing party’s nondisclosure, response, or objection was substantially justified, or that other circumstances make an award of expenses unjust.
The 1993 Advisory Committee Notes explain that the phrase “opportunity to be heard” is used instead of “opportunity for a hearing” to make clear that courts can determine whether to award expenses on the basis of written submissions alone.
As counsel is well aware, the scope of discovery under the Federal Rules is very broad. See Fed.R.Civ.P. 26(b)(1). Under the liberal standard set forth in that rule, “information is discoverable if there is any possibility it might bé relevant to the subject matter of the action.” EEOC v. Electro-Term, Inc., 167 F.R.D. 344, 346 (D.Mass.1996). Inquiries concerning a witnesses’ credibility are relevant and thus reasonably calculated to lead to the discovery of admissible evidence, Davidson Pipe Co. v. Laventhol & Horwath, 120 F.R.D. 455, 461-64 (S.D.N.Y.1988), even if the information sought is not directly related to the subject of the underlying litigation. International Brotherhood of Teamsters v. Eastern Conference of Teamsters, 162 F.R.D. 25, 29 (S.D.N.Y.1995).
Notwithstanding Cabana’s objections, this Court finds that Dr. Sica’s involvement in any prior litigation or disciplinary proceedings is clearly relevant to the instant suit and therefore discoverable. Questions regarding such litigation or disciplinary proceedings are likely to lead to evidence relevant both to Dr. Sica’s skill as a physician and her credibility, especially regarding her diagnosis of Cabana with multiple chemical sensitivity (“MCS”). Accordingly, the motion to compel Dr. Sica to answer deposition questions regarding her involvement in any prior litigation or disciplinary proceedings will be allowed.
Rule 37(a)(4)(A) requires this Court to order Cabana or his counsel to pay Dart’s reasonable expenses incurred in bringing the pending motion unless it finds that 1) the opposition to the motion to compel was “substantially justified”, or 2) other circumstances make an award of expenses unjust. American Hangar, Inc. v. Basic Line, Inc., 105 F.R.D. 173, 176 (D.Mass.1985).
This court finds neither that Cabana’s opposition to the motion to compel was “substantially justified” nor that an award of expenses would be unjust in this case. With regard to the “substantial justice” test, the Advisory Committee Note of 1970 states that
[t]he rules should deter the abuse implicit in carrying or forcing a discovery dispute to court when no genuine issue exists [and further points out that] the potential or actual imposition of expenses is virtually the sole formal sanction in the rules to deter a party from pressing to a court hearing frivolous requests for or objections to discovery.
Fed.R.Civ.P. 30(d)(1) permits a party to instruct a deponent not to answer
only when necessary to preserve a privilege, to enforce a limitation on evidence directed by the court, or to present a motion [for a protective order based on a bad faith, unreasonable examination of the deponent].
The objections made by Cabana’s attorney at Dr. Sica’s deposition constitute the kind of frivolous delay of discovery that Rule 37 was designed to prevent. Cabana’s attorney was *18not trying to preserve a privilege or enforce a limitation on evidence ordered by this Court. Furthermore, there is simply no evidence that counsel for Dart harassed Dr. Sica. Accordingly, the objections were inappropriate under Rule 30(d)(1), and Dart’s motion to compel will be allowed.
ORDER
For the reasons set forth in the Memorandum above:
1) the motion of defendants Dart and En-sco to compel a mental examination of the plaintiff (Docket No. 43) is ALLOWED; plaintiff will appear at a mutually agreeable time and place on April 10 and 11, 2001, in Providence, Rhode Island to be examined;
2) the motion of defendants Forcier and KNA for leave to amend their respective answers to add counterclaims for breach of contract (Docket No. 46) is • ALLOWED;
3) the motion of plaintiff for leave to file an amended complaint (Docket No. 48) is ALLOWED;
4) the motion of plaintiff to modify this Court’s Scheduling Order (Docket No. 49) is DENIED;
5) the motion of defendants Dart and En-sco to compel plaintiffs medical toxicology expert, Dr. Grace Ziem, to agree to be deposed (Docket No. 56) is ALLOWED subject to the following conditions:
a) Dr. Ziem shall be reimbursed at $375 per hour for deposition time (minimum of six hours per day);
b) Dr. Ziem shall be reimbursed at $325 per hour for preparation time (maximum of six hours total);
c) Dr Ziem’s deposition shall take play in Maryland at a mutually agreeable time and place;
d) Dart and Ensco will reimburse Cabana’s attorney for reasonable travel and lodging expenses (but not legal fees) incurred in connection with Dr. Ziem’s deposition; and
6) the motion of defendants Dart and En-sco to compel plaintiffs treating physician, Dr. Robban A. Sica, to answer deposition questions regarding prior involvement in any litigation or disciplinary proceedings (Docket No. 63) is ALLOWED.
So ordered.