Court Opinion

ID: 771157
Source: CourtListenerOpinion
Date Created: 2012-04-18 10:46:39+00
Date Added: 2024-06-11T08:55:08.199308
License: Public Domain

232 F.3d 836 (11th Cir. 2000)
Deborah RICE-LAMAR, Plaintiff-Appellant,v.CITY OF FORT LAUDERDALE, FLORIDA, a municipality, George Hanbury, individually, Pete Witschen, Asst. City Attorney, individually, Bruce Larkin, individually, John Panoch, individually, Defendants-Appellees.
No. 99-12951.
United States Court of Appeals, Eleventh Circuit.
November 8, 2000.November 20, 2000

Appeal from the United States District Court for the Southern District of  Florida.(No. 97-07007-CV-WPD), William P. Dimitrouleas, Judge.
Before TJOFLAT, MARCUS and CUDAHY*, Circuit Judges.
TJOFLAT, Circuit Judge:

I.
A.

1
The City Manager's Office (the "CMO") in the City of Ft. Lauderdale, Florida,  oversees a large and complex bureaucratic structure. Under the CMO, which  includes not only the City Manager, himself, but also Assistant City Managers  and various other personnel, are seven City Departments: Police, Public  Services, Fire Rescue and Building, Administrative Services, Finance, Parks and  Recreation, and Planning and Economic Development. Each Department is comprised  of several Divisions. One such Division within each of the Departments is the  Personnel Division.

2
The City Manager serves at the pleasure of an elected City Commission. In order  to ensure racial, ethnic, and gender diversity in the City's hiring practices,  the Ft. Lauderdale City Commission requested that the CMO prepare annual reports  detailing the City's progress in hiring and retaining minority employees. The  CMO assigned this task to the Affirmative Action Specialist, who reports to the  Director of Personnel in the Administrative Services Department.

3
On June 20, 1988, Deborah Rice-Lamar, an African-American female, was hired to  be the City's Affirmative Action Specialist. Rice-Lamar's job description stated  that one of her principal tasks was to "advise[ ] departmental and personnel  officials as well as the City Manager on potential EEO liabilities and on  strategies for achieving ... long term [affirmative action] goals."1 Though her  "work [was to be] performed with considerable independent judgment, discretion  and initiative," the job description made clear that it was also to be "reviewed  by an administrative superior through conferences, periodic reports, and  observation of results achieved." Rice-Lamar presented the 1996 Affirmative  Action Report at a Department meeting on June 19, 1996. Entitled "Economic Integration: Affirmative Action for the New Millennium," the report included a  dramatic personal commentary by Rice-Lamar, which stated:

4
[W]e are still a City plagued with racism, glass ceilings for women and brick  walls for people of color, a tolerance for perceptions of unfairness and a  proverbial silence about it all. We make plans for valuing and managing  diversity initiatives within the City which should create an environment where  differences are valued as an advantage[,] not just tolerated. However,  differences must first be acknowledged before either tolerated or valued. Recommendations on the City's diversity initiative are forthcoming; however, I  will take this opportunity to foretell that they will acknowledge our need to  address some basic problem of "ism" while moving toward an environment which  values diversity and manages diversity for the betterment of all.

5
Also included were statistical graphs indicating the number of African-American,  Hispanic, and female City employees in management and professional positions.

6
George Hanbury, the City Manager, Pete Witschen, an Assistant City Manager,  Bruce Larkin, the Director of the Administrative Services Department, and John  Panoch, the Director of the Personnel Division of the Administrative Services  Department, all expressed serious reservations about the content of the report,  and requested that Rice-Lamar make various substantive changes before the report  was delivered to the City Commission. In particular, Rice-Lamar's superiors  directed her to remove the personal commentary, and to draft a report that  focused on the statistical data collected on minority and female representation  in the City workforce. Rice-Lamar refused to alter the report substantially. On  July 22, 1996, she left a revised copy of the report in Larkin's and Panoch's  respective offices, with a message that it was ready for printing and  distribution. The report still contained much of the personal commentary that  her superiors had directed her to remove.2

7
On July 26, Larkin met with Rice-Lamar and offered her the opportunity to  resign. She refused, stating in a letter to Larkin that

8
[t]he Affirmative Action Report ... honestly and objectively outlines racial  problems and tensions in the City.

9
Apparently, your concern over public image have [sic] led you to suppress the  publication of my report and request my resignation.

10
On July 29, without Larkin's review or approval, Rice-Lamar distributed the  report to Hanbury, and all but one of the Department heads. On August 12,  Rice-Lamar was notified by memorandum from Panoch of possible disciplinary  action against her, based, in part, on the fact that "numerous deadlines [had  been] missed and instructions [were] not followed" with regard to the  "Affirmative Action presentation and report." After affording Rice-Lamar an  opportunity to be heard, Larkin recommended to the City Manager that she be  discharged. The City Manager accepted the recommendation and discharged her  effective October 21, 1996.

B.

11
Rice-Lamar brought this suit against the City of Ft. Lauderdale, Hanbury,  Witschen, Larkin, and Panoch in the United States District Court for the  Southern District of Florida. In a twelve-count complaint,3 she sought money  damages and, alternatively, reinstatement and back pay, against the City and the  individual defendants for discriminating against her on account of her race and  sex, in violation of the Fourteenth Amendment, Title VII of the Civil Rights Act  of 1964, 42 U.S.C.  2000e-2(a) (1994),4 and 42 U.S.C.  1981 (1994),5 and for  infringing her First Amendment right to free speech.6 As a vehicle for recovery,  Rice-Lamar invoked 42 U.S.C.  1983. (1994)7 Finally, she claimed that the  individual defendants had conspired to discriminate against her on account of  her race and sex in violation of 42 U.S.C.  1985(3) (1994).8

12
In their answers to Rice-Lamar's complaint, the defendants denied liability and  the individual defendants claimed qualified immunity from suit.

13
Following discovery, the defendants moved for summary judgment. The district  court granted their motions, concluding that Rice-Lamar failed to make out a  case under any of her theories of liability. The court also concluded that the  individual defendants were immune from suit under the doctrine of qualified  immunity. We now affirm the court's judgment. We do so on the basis that the  record before the district court was insufficient as a matter of law to  establish any of Rice- Lamar's claims for relief. (We therefore do not reach the  question whether any individual defendant is entitled to qualified immunity.)

II.

14
We review de novo orders granting a motion for summary judgment. Warren v.  Crawford, 927 F.2d 559, 561 (11th Cir.1991). "The district court's conclusion[s]  of law [are] subject to complete and independent review by this court." In re  Sure-Snap Corp., 983 F.2d 1015, 1017 (11th Cir.1993).

15
A party seeking summary judgment must demonstrate that "there is no genuine  issue as to any material fact and that the moving party is entitled to a  judgment as a matter of law." Fed.R.Civ.P. 56(c). The moving party bears the  initial burden of informing the court of the basis for its motion and of  identifying those materials that demonstrate the absence of a genuine issue of  material fact. See Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548,  2552-53, 91 L.Ed.2d 265 (1986). When the non-moving party bears the burden of  proof on an issue at trial, the moving party need not "support its motion with  affidavits or other similar material negating the opponent's claim," id. at 323,  106 S.Ct. at 2553, in order to discharge this initial responsibility. Instead,  the moving party simply may " 'show[ ]'-that is, point[ ] out to the district  court-that there is an absence of evidence to support the nonmoving party's  case." Id. at 325, 106 S.Ct. at 2554 (quoting Adickes v. S.H. Kress & Co., 398  U.S. 144, 159, 90 S.Ct. 1598, 1609, 26 L.Ed.2d 142 (1970)).

16
In response to a properly supported motion for summary judgment, "an adverse  party may not rest upon the mere allegations or denials of the adverse party's  pleadings, but ... must set forth specific facts showing that there is a genuine  issue for trial." Fed.R.Civ.P. 56(e). If the non-moving party fails to "make a  sufficient showing on an essential element of her case with respect to which she  has the burden of proof," then the court must enter summary judgment for the  moving party. Celotex, 477 U.S. at 323, 106 S.Ct. at 2552. In determining  whether genuine issues of material fact exist, we resolve all ambiguities and  draw all justifiable inferences in favor of the non-moving party. See Anderson  v. Liberty Lobby, Inc., 477 U.S. 242, 255, 106 S.Ct. 2505, 2513, 91 L.Ed.2d 202  (1986).

III.

17
We first address Rice-Lamar's First Amendment free speech claim. Second, we  address her claim that she was discriminated against on the basis of her race  and sex.

A.

18
It is well established that a state may not discharge a public employee  in retaliation for public speech. Rankin v. McPherson, 483 U.S. 378, 107 S.Ct. 2891, 97 L.Ed.2d 315 (1987). This circuit employs a four-part test to  determine whether a state (or, as in this case, a city) has done so.

19
First, a court must determine whether the employee's speech may be fairly  characterized as constituting speech on a matter of public concern. Connick v.  Myers, 461 U.S. 138, 146, 103 S.Ct. 1684, 1689, 75 L.Ed.2d 708 (1983); Rankin,  483 U.S. at 384, 107 S.Ct. at 2896; Morgan v. Ford, 6 F.3d 750, 754 (11th  Cir.1993), cert. denied, 512 U.S. 1221, 114 S.Ct. 2708, 129 L.Ed.2d 836 (1994)  (citing Bryson v. City of Waycross, 888 F.2d 1562, 1565 (11th Cir.1989)).  Speech addresses a matter of public concern when the speech can be "fairly  considered as relating to any matter of political, social, or other concern to  the community." Connick, 461 U.S. at 146, 103 S.Ct. at 1690....

20
Second, a court must weigh the employee's "[F]irst [A]mendment interests"  against the interest of the City, as an employer, "in promoting the efficiency  of the public services it performs through its employees." Morgan, 6 F.3d at  754. In performing this balancing test, a court must consider several factors:

21
(1) whether the speech at issue impeded the government's ability to perform  its duties effectively; (2) the manner, time and place of the speech; and (3)  the context within which the speech was made. Connick, 461 U.S. at 151-55, 103  S.Ct. at 1692- 94; Morales v. Stierheim, 848 F.2d 1145, 1149 (11th Cir.1988),  cert. denied, 489 U.S. 1013, 109 S.Ct. 1124, 103 L.Ed.2d 187 (1989)....

22
Third, a court must determine whether the speech in question played a  "substantial part" in the government's decision to discharge the employee....

23
Fourth, if the employee shows that the speech was a substantial motivating  factor in the decision to discharge him, the City must prove by a  preponderance of the evidence that it would have reached the same decision in  the absence of the protected conduct.

24
Fikes v. City of Daphne, 79 F.3d 1079, 1083-85 (11th Cir.1996).

25
We will assume without deciding that Rice-Lamar's expression constitutes speech  on a matter of public concern, and dispose of the issue on the ground that her  First Amendment interests are outweighed by the City's interest, as an employer,  "in promoting the efficiency of the public services it performs through its  employees." Morgan, 6 F.3d at 754 (internal quotation marks omitted).9

26
[I]n weighing the State's interest in [disciplining] an employee based on any  claim that the content of a statement made by the employee somehow undermines  the mission of the public employer, some attention must be paid to the  responsibilities of the employee within the agency. The burden of caution  employees bear with respect to the words they speak will vary with the extent  of authority and public accountability the employee's role entails.

27
Rankin v. McPherson, 483 U.S. 378, 388, 107 S.Ct. 2891, 2899, 97 L.Ed.2d 315  (1987). In the instant case, one of Rice-Lamar's primary responsibilities within  the Ft. Lauderdale Department of Administrative Services was to write an annual  Affirmative Action Report to be presented to the City Commission. Although her  job description stated that Rice-Lamar was to perform her job "with considerable  independent judgment," all of her work was ultimately to be "reviewed by an  administrative superior through conferences, periodic reports, and observation  of results achieved." Because Rice-Lamar refused to alter the report in  accordance with her superiors' instructions, any First Amendment interest she  may have had in publishing her views is outweighed by the City's interest in  producing an official document that conformed to the City's expectations.

28
As Justice Brennan stated in his dissent in Connick,

29
[p]erhaps the simplest example of a statement by a public employee that would  not be protected by the First Amendment would be answering "No" to a request  that the employee perform a lawful task within the scope of his duties.  Although such a refusal is "speech," which implicates First Amendment  interests, it is also insubordination, and as such it may serve as the basis  for a lawful dismissal.

30
Connick, 461 U.S. at 163 n. 3, 103 S.Ct. at 1699 n. 3 (Brennan, J., dissenting).  Contrary to Rice-Lamar's perception, her job with the City did not involve  utilizing the City's resources to crusade for her personal vision of social  justice; her job was to follow her superiors' lawful instructions. By declining  to alter the Affirmative Action Report after she was given a direct order to do  so, Rice-Lamar flatly refused to perform a lawful task within the scope of her  duties. "Such a refusal to abide by a valid order is closely connected with, and  can be classified as insubordination." Hankard v. Town of Avon, 126 F.3d 418,  423 (2d Cir.1997) (holding that employees could be fired for refusing to obey  government employer's order to alter a report concerning racial discrimination  allegedly committed by another employee).

31
In a very real sense, the report cannot even be classified as Rice-Lamar's  speech at all. The report was the City's document. Although Rice-Lamar collected  the statistics and wrote the words contained in the report, she did so at the  behest of her employer; and the report was subject to her superiors' approval  before it could be distributed to the City Commission. Just as a government  employer has only a limited right to control its employees' speech, employees  also have very little right to control the content of their employer's speech.10

32
We caution that this would be a different case if Rice-Lamar had used a means of  communication that was not under the exclusive control of her employer. Although  we intimate no view concerning the outcome of such a case, different  considerations would obviously come to the fore if Rice-Lamar had, for example,  written an editorial for a local newspaper, or even if she had attempted to  communicate her concerns privately to the City Commission. In the instant case,  however, Rice-Lamar attempted to publish her personal views in a document that  was both under the control, and vested with the authority, of her employer, the  City of Ft. Lauderdale. Civil servants cannot cry foul when they attempt to use  their government employers as stage dummies, and are then disciplined for it.

B.

33
Rice-Lamar also contends that the district court erred in granting summary  judgment to all the defendants on her claims of discrimination under Title VII  of the Civil Rights Act of 1964, and 42 U.S.C.  1981, 1983, and 1985(3).

34
Under McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802, 93 S.Ct. 1817, 1824,  36 L.Ed.2d 668 (1973), a plaintiff can establish a prima facie case that she was  discriminated against in violation of Title VII by showing: (1) she is a member  of a protected class; (2) she was subjected to adverse employment action; (3)  her employer treated similarly situated employees who are not members of the  plaintiff's class more favorably; and (4) she was qualified for the job or job  benefit at issue. See Holifield v. Reno, 115 F.3d 1555, 1561-62 (11th Cir.1997).  Once a prima facie case is shown,

35
the defendant must clearly set forth, through the introduction of admissible  evidence, the reasons for the plaintiff's rejection. The explanation provided  must be legally sufficient to justify a judgment for the defendant. If the  defendant carries this burden of production, the presumption raised by the  prima facie case is rebutted, and the factual inquiry proceeds to a new level  of specificity....

36
... [The plaintiff] now must have the opportunity to demonstrate that the  proffered reason was not the true reason for the employment decision. This  burden now merges with the ultimate burden of persuading the court that she  has been the victim of intentional discrimination. She may succeed in this  either directly by persuading the court that a discriminatory reason more  likely motivated the employer or indirectly by showing that the employer's  proffered explanation is unworthy of credence.

37
Texas Dept. of Community Affairs v. Burdine, 450 U.S. 248, 255-56, 101 S.Ct.  1089, 1094-95, 67 L.Ed.2d 207 (1981).11

38
In the instant case, the district court found that even though

39
there are genuine issues of material facts with respect to whether  [Rice-Lamar] has established her prima facie case ... [,] there are no genuine  issues of material facts as to whether the City's stated legitimate,  nondiscriminatory reasons for its actions were pretextual.... [I]t is  undisputed that [Rice-Lamar] was disciplined for refusing to follow her  supervisors' instructions. Although the subject matter of the dispute between  [Rice-Lamar] and her supervisors involved race and gender discrimination, the  City's actions with respect to [Rice-Lamar] herself were not due to her race  or gender. Rather, they were due to her insistence on including her own  conclusions in the Affirmative Action Reports against her supervisors' wishes.

40
Rice-Lamar v. City of Ft. Lauderdale, 54 F.Supp.2d 1137, 1146 (S.D.Fla.1998).

41
Rice-Lamar does not dispute that she refused to alter substantially the  Affirmative Action Report, and she has failed to present any evidence indicating  that other insubordinate employees were treated more favorably. Cf. Reeves v.  Sanderson Plumbing Prods., Inc., 120 S.Ct. 2097, 2107, 147  L.Ed.2d 105 (2000) (finding error in grant of judgment as a matter of law to  defendant in an age discrimination claim, in part because plaintiff "made a  substantial showing that [defendant's] explanation [for the adverse employment  action] was false"). In response to a properly supported motion for summary  judgment, "an adverse party may not rest upon the mere allegations or denials of  the adverse party's pleadings, but ... must set forth specific facts showing  that there is a genuine issue for trial." Fed.R.Civ.P. 56(e).12 Because  Rice-Lamar has failed to present any evidence demonstrating that the City's  proffered explanation is pretextual, the district court did not err in granting  summary judgment to the defendants on her discrimination claims.13

IV.

42
For the foregoing reasons, we AFFIRM the district court's grant of summary  judgment to the defendants on all claims.

43
AFFIRMED.

NOTES:

*
 Honorable Richard D. Cudahy, U.S. Circuit Judge for the Seventh Circuit, sitting  by designation.

1
 Specifically, Rice-Lamar's "Work Plan" (a document that was separate from the  job description) stated that one of her principal tasks was to compile "Annual  City-Wide Updates" regarding affirmative action in City employment.

2
 The revised report stated:
[W]e are still a City plagued with real and/or perceptions of racism, glass  ceilings for women and walls for people of color. These issues whether real or  perceived must be discussed. For that reason we make plans for valuing and  managing diversity initiatives within the City which should create an  environment where differences are valued as an advantage[,] not just tolerated.  However, differences must first be acknowledged before either tolerated or  valued[;] therein lies the need for discussion. Recommendations on the City's  diversity initiative are forthcoming and will acknowledge our need to address  some basic problem of "ism" while moving toward an environment which values  diversity and manages diversity for the betterment of all.

3
 We refer to Rice-Lamar's second amended complaint as the complaint.

4
 42 U.S.C.  2000e-2(a) makes it unlawful for an employer:
(1) to fail or refuse to hire or to discharge any individual, or otherwise to  discriminate against any individual with respect to his compensation, terms,  conditions, or privileges of employment, because of such individual's race,  color, religion, sex, or national origin; or
(2) to limit, segregate, or classify his employees or applicants for employment  in any way which would deprive or tend to deprive any individual of employment  opportunities or otherwise adversely affect his status as an employee, because  of such individual's race, color, religion, sex, or national origin. We realize that Title VII only allows suits against an "employer." We mention  Rice-Lamar's Title VII claims against the individual defendants, who are not  Rice- Lamar's employers, for the sake of completeness only.

5
 42 U.S.C.  1981 provides:
(a) Statement of equal rights
All persons within the jurisdiction of the United States shall have the same  right in every State and Territory to make and enforce contracts, to sue, be  parties, give evidence, and to the full and equal benefit of all laws and  proceedings for the security of persons and property as is enjoyed by white  citizens, and shall be subject to like punishment, pains, penalties, taxes,  licenses, and exactions of every kind, and to no other.
(b) "Make and enforce contracts" defined
For the purposes of this section, the term "make and enforce contracts" includes  the making, performance, modification, and termination of contracts, and the  enjoyment of all benefits, privileges, terms, and conditions of the contractual  relationship.
(c) Protection against impairment
The rights protected by this section are protected against impairment by  nongovernmental discrimination and impairment under color of State law. We assume without implying any view on the matter that the individual defendants  can be properly sued under section 1981 in these circumstances.

6
 The First Amendment provides that "Congress shall make no law ... abridging the  freedom of speech...." U.S. Const. amend. I. This right was made applicable to  the states by the Fourteenth Amendment. Everson v. Board of Educ., 330 U.S. 1,  8, 67 S.Ct. 504, 508, 91 L.Ed. 711 (1947).

7
 42 U.S.C.  1983 provides:
Every person who, under color of any statute, ordinance, regulation, custom, or  usage, of any State or Territory or the District of Columbia, subjects, or  causes to be subjected, any citizen of the United States or other person within  the jurisdiction thereof to the deprivation of any rights, privileges, or  immunities secured by the Constitution and laws, shall be liable to the party  injured in an action at law, suit in equity, or other proper proceeding for  redress.

8
 42 U.S.C.  1985(3) provides:
If two or more persons in any State or Territory conspire or go in disguise on  the highway or on the premises of another, for the purpose of depriving, either  directly or indirectly, any person or class of persons of the equal protection  of the laws, or of equal privileges and immunities under the laws; or for the  purpose of preventing or hindering the constituted authorities of any State or  Territory from giving or securing to all persons within such State or Territory  the equal protection of the laws; or if two or more persons conspire to prevent  by force, intimidation, or threat, any citizen who is lawfully entitled to vote,  from giving his support or advocacy in a legal manner, toward or in favor of the  election of any lawfully qualified person as an elector for President or Vice  President, or as a Member of Congress of the United States; or to injure any  citizen in person or property on account of such support or advocacy; in any  case of conspiracy set forth in this section, if one or more persons engaged  therein do, or cause to be done, any act in furtherance of the object of such  conspiracy, whereby another is injured in his person or property, or deprived of  having and exercising any right or privilege of a citizen of the United States,  the party so injured or deprived may have an action for the recovery of damages  occasioned by such injury or deprivation, against any one or more of the  conspirators.

9
 The question of whether a plaintiff's First Amendment interests outweigh the  employer's interest in promoting the efficiency of the public services it  performs is a question of law subject to de novo review. See Connick, 461 U.S.  at 150 n. 10, 103 S.Ct. at 1692 n. 10.

10
 Our notice of the fact that the Affirmative Action Report may not be accurately  characterized as Rice- Lamar's speech (as opposed to the City's speech)  heightens our doubt that the speech at issue should receive any First Amendment  protection. See Youker v. Schoenenberger, 22 F.3d 163, 166 (7th Cir.1994)  ("[T]he speech in the present case is not protected because it was not speech as  a citizen because [the plaintiff] represented, without authority, that it was  [the government employer's] official speech.").

11
 The elements of a section 1983 claim of race or gender discrimination are the  same as the elements of a Title VII disparate treatment action. See Cross v.  Alabama, 49 F.3d 1490, 1507-08 (11th Cir.1995). The elements of a claim of race  discrimination under 42 U.S.C.  1981 are also the same as a Title VII disparate  treatment claim in the employment context. See Peterson v. BMI Refractories, 132  F.3d 1405, 1412 n. 13 (11th Cir.1998).

12
 Rice-Lamar argues that the defendants never alerted her that part of the City's  nondiscriminatory rationale for her discharge was her insubordination in  connection with the 1996 Affirmative Action Report. Defendants' answer to  plaintiff's complaint, however, states that "Defendants admit that Plaintiff was  suspended and then terminated for distributing the 1996 Affirmative Action  Report ... to senior management employees without obtaining the prior approval  of her supervisors."

13
 Our disposition of Rice-Lamar's discrimination claims obviates the need for us  to address her conspiracy claim under 42 U.S.C.  1985(3). We affirm without discussion the district court's denial of Rice-Lamar's motion  to amend her complaint to state a claim of retaliation under Title VII.