Court Opinion

ID: 2671109
Source: CourtListenerOpinion
Date Created: 2014-04-24 04:06:47.35912+00
Date Added: 2024-06-11T13:08:13.303322
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             DISTRICT OF COLUMBIA COURT OF APPEALS

                                 No. 12-FM-1886

                      FREDERICK RENEE RUFFIN, APPELLANT,

                                          v.

                     ANTOINE MAURICE ROBERTS, APPELLEE.

                         Appeal from the Superior Court
                           of the District of Columbia
                                 (DRB-2942-09)

                      (Hon. Alfred S. Irving, Jr., Trial Judge)

(Submitted October 2, 2013                                  Decided April 24, 2014)

      Michelle R. Bonner for appellant.

      Alicia Wimbish and Keeshea Turner-Roberts, Neighborhood Legal Services
Program, for appellee.

      Before BLACKBURNE-RIGSBY and MCLEESE, Associate Judges, and KING,
Senior Judge.

      BLACKBURNE-RIGSBY, Associate Judge: Appellant Frederick Renee Ruffin

challenges a Consent Custody Order awarding sole legal and physical custody of

her biological son, A.R., to the child‟s biological father, appellee Antoine Maurice

Roberts. Ruffin claims that the trial court issued the order without her consent.
                                         2

Alternatively, she argues that the trial court erred in determining that it did not

have authority to order third-party visitation. We affirm.

                            I.    Factual Background

      Ruffin and Roberts were married in the District of Columbia and had A.R. in

2009. In 2010, Ruffin and Roberts legally separated and reached a temporary

custody agreement, whereby Roberts was awarded physical custody of the child

and Ruffin was accorded visitation rights. On January 7, 2011, Ruffin‟s maternal

aunt, Vanessa Ruffin-Colbert, filed a motion to intervene as a third party, seeking

visitation with the child. Roberts filed an opposition. Upon review, the trial court

denied Ruffin-Colbert‟s motion and ordered the appointment of a guardian ad

litem.1 In October 2011, Ruffin was convicted of arson and ordered to stay away

from Roberts, who was the complainant in that criminal case. Ruffin will likely

remain incarcerated in Danbury, Connecticut, until September 2014.          Roberts

subsequently filed for divorce, and a status hearing was scheduled for August 23,

2012, to address the issues of divorce and child custody.

      1
         The record reflects that the trial court‟s subsequent October 13, 2011,
order appointed two guardians ad litem.
                                         3

      At the status hearing, Ruffin‟s trial counsel noted that both parties agreed to

an absolute divorce. Ruffin‟s counsel also stated that “[w]ith regards to [the]

custody, [Ruffin] does not object to [Roberts] having sole physical and legal

custody of the child.” Roberts‟ counsel concurred: “[r]egarding the issues of

visitation and custody, we don‟t disagree with [Roberts] taking [on] sole legal and

physical custody.” Ruffin‟s counsel then raised the issue of third-party visitation,

requesting that the child have contact and communication with Ruffin‟s maternal

aunts, Vanessa Ruffin-Colbert and Sheila Ruffin. Roberts opposed the request as

to Ruffin‟s maternal aunts, but stated that he would agree to visitation with

Ruffin‟s sister and mother. After counsel for both parties outlined their respective

positions, the guardians ad litem addressed the court, expressing concern that

“having visitation with either [Ruffin‟s sister or mother] [but] not with [her

maternal aunts] would be, sort of, the equivalent of not really having contact with

her side of the family[.]” In light of the parties‟ incongruent positions and the

opinion held by the guardians ad litem, the court requested that each party submit a

brief on the issue of visitation.

      On October 19, 2012, after reviewing the briefs and arguments, the trial

court issued the Consent Custody Order awarding sole legal and physical custody

of A.R. to Roberts, based on the consent of both parties to this agreement.
                                          4

Additionally, the court denied Ruffin‟s request for A.R. to have third-party

visitation with her maternal aunts after concluding that it did not have the authority

to order such visitation over the objection of the custodial parent. Further, the

court rejected Ruffin‟s assertion that her choice of third-party visitors be given

“weighty consideration,” noting that a non-custodial parent cannot override the

sole legal custodian‟s right to make decisions in the minor child‟s best interest.

The court likewise rejected Ruffin‟s contention that the Military Parents‟ Child

Custody and Visitation Rights Act of 2011 (“Military Act”), D.C. Code § 16-

914.02 (2012 Repl.), authorized the court to grant third-party visitation rights

under these particular circumstances. This appeal followed.

                                 II.    Discussion

      A. Ruffin’s Consent to Legal and Physical Custody

      On appeal, Ruffin first argues that the trial court erred in concluding that she

unconditionally consented to giving up legal and physical custody. According to

Ruffin, her consent was conditioned on the child‟s visitation with her maternal

aunts and, therefore, because Roberts did not accept all the conditions of her offer,

no agreement was reached. However, this contention is belied by the record,
                                          5

which conclusively demonstrates that Ruffin unconditionally consented to giving

legal and physical custody to Roberts, and that the issue of visitation was raised as

a separate matter. See Jordan v. Jordan, 14 A.3d 1136, 1146 (D.C. 2011) (“We

. . . apply a clearly erroneous standard to [the trial court‟s] findings of fact.”

(citing D.C. Code § 17-305 (a) (2001)).

      At the status hearing, Ruffin‟s trial counsel stated: “[w]ith regards to [the]

custody, [Ruffin] does not object to [Roberts] having sole physical and legal

custody of the child.” Roberts‟ counsel then agreed, stating: “we don‟t disagree

with [Roberts] taking [on] sole legal and physical custody.” At no time did Ruffin

link her consent with her maternal aunts‟ visitation rights, which were discussed as

a separate issue. The record delineates the separation; after agreeing on the issue

of custody, Ruffin‟s counsel worded the visitation question as follows: “[t]he

remaining issue is . . . the communication that . . . the child will have with

[Ruffin‟s] family while [she‟s] away.” (Emphasis added). Moreover, the manner

in which Ruffin‟s counsel ended her colloquy with the trial court suggests that

custody and visitation were distinct issues. Specifically, counsel stated: “[s]o I

will, at this point[,] defer to the [g]uardians ad litem[] and to . . . plaintiff‟s

attorneys with regards to where we stand on that issue [of visitation,] . . . [w]hich I
                                          6

perceive is the only issue at this point that is the matter of contention.” (Emphasis

added).

      The trial court also conceptualized the issues of custody and visitation

discretely. The court stated that “[t]he only outstanding issue that the parties are

unable to agree upon is whether Ms. Vanessa [Ruffin-Colbert] and Ms. [Sheila

Ruffin] . . . [m]ay have visitation with the child.       And so we‟re asking for

additional briefing on that [issue] . . . .” When the court asked Ruffin if she

approved of the agreement, Ruffin replied:        “[y]es.”   Furthermore, the court

concluded the hearing by finding “that the agreement [of custody] you‟ve struck

already serves this child‟s best interest and the remaining issue is whether the child

should have contact . . . with the . . . other individuals you‟ve indicated. All

right?” Ruffin did not object; rather, she acknowledged the formulation of the

remaining issue by saying “[t]hank you” to the judge. Accordingly, the record

memorializes Ruffin‟s consent to Roberts acquiring sole legal and physical custody

of the child, and shows that she raised her request for visitation with her maternal

aunts as a distinctly separate issue. The trial court‟s decision to award sole legal

and physical custody to Roberts (who is employed full time and whose mother

assists in the child rearing) on the basis that the parties consented to the agreement

was, therefore, not in error. See D.C. Code § 16-914 (h) (2012 Repl.) (“The Court
                                         7

shall enter an order for any custody arrangement that is agreed to by both parents

unless clear and convincing evidence indicates that the arrangement is not in the

best interest of the minor child.” (emphasis added)).

      B. The Trial Court’s Authority to Order Third-Party Visitation

      Alternatively, Ruffin contends that the trial court erred in concluding that it

did not have legal authority to order third-party visitation to her maternal aunts,

Vanessa Ruffin-Colbert and Sheila Ruffin. Ruffin argues that denying visitation to

her aunts was contrary to the child‟s best interests, which she contends is the

“decisive consideration.” We are unpersuaded by this argument.

      “As with other aspects of child custody, we will not reverse the trial court‟s

rulings on visitation rights absent an abuse of discretion.” Galbis v. Nadal, 626
A.2d 26, 29 (D.C. 1993) (citation omitted). In custody and visitation cases, “[a]

proper exercise of discretion requires that a court fashion relief to foster and

safeguard [the] child‟s best interests.” Wilkins v. Ferguson, 928 A.2d 655, 667

(D.C. 2007) (alterations in original) (quoting Lewis v. Lewis, 637 A.2d 70, 72

(D.C. 1994)) (internal quotation marks omitted). “We review a trial court‟s legal

determinations de novo but apply a clearly erroneous standard to its findings of
                                           8

fact.” Jordan, supra, 14 A.3d at 1146. Whether the trial court was authorized to

order third-party visitation, at the request of a non-custodial parent whose parental

rights have not been terminated over the objection of the custodial parent, is a legal

question.

      It is well-established that the trial court‟s authority to award custody

arrangements pursuant to a divorce proceeding is derived from statute, specifically

D.C. Code § 11-1101 and §§ 16-911, -914 (2012 Repl.).2 See W.D. v. C.S.M., 906
A.2d 317, 321 (D.C. 2006); T.S. v. M.C.S., 747 A.2d 159, 163 (D.C. 2000). These

statutory provisions apply equally to awards of parental visitation. See Wilkins,

supra, 928 A.2d at 667 (“Read as a whole . . . § 16-914 addresses the care and

custody of children and parental visitation . . . .” (emphasis added) (citation

omitted)). In this case, the most relevant statutory provision to be considered is

§ 16-914. Subsection (a)(1)(A) states in pertinent part:

      2
         Section 11-1101 designates the trial court‟s jurisdiction over family law
matters. Specifically, subsections (a)(1) and (4) state, in pertinent parts, that “[t]he
Family Court of the District of Columbia shall be assigned and have original
jurisdiction over . . . actions for divorce . . . including proceedings incidental
thereto for . . . support and custody of minor children[,]” and “actions seeking
custody of minor children, including petitions for writs of habeas corpus.” Section
16-911 articulates the trial court‟s authority to fashion certain relief during the
pendency of a divorce action; subsection (a)(5) states that “[d]uring the pendency
of an action for divorce . . . the court may . . . determine, in accordance with
section 16-914, the care and custody of a minor child or children pending final
determination of those issues.”
                                            9

             In any proceeding between parents in which the custody
             of a child is raised as an issue, the best interest of the
             child shall be the primary consideration. . . . The Court
             shall make a determination as to the legal custody and the
             physical custody of a child. A custody order may
             include:

                    (i)     sole legal custody;
                    (ii)    sole physical custody;
                    (iii)   joint legal custody;
                    (iv)    joint physical custody; or
                    (v)     any other custody arrangement the Court
                            may determine is in the best interest of the
                            child.

Additionally, subsection (a)(2) gives the court broad leeway in fashioning parental

visitation arrangements in the best interest of the child. See Wilkins, supra, 928

A.2d at 667 (“[O]ur statutes pertaining to parent/child matters „presume[] that

contact with both parents is normally in the best interests of the child.‟” (brackets

in original) (citations omitted)). Specifically, it states:

             Unless the court determines that it is not in the best
             interest of the child, the court may issue an order that
             provides for frequent and continuing contact between
             each parent and the minor child or children and for the
             sharing of responsibilities of child-rearing and
             encouraging the love, affection, and contact between the
             minor child or children and the parents regardless of
             marital status.

D.C. Code § 16-914 (a)(2) (emphasis added). While the trial court is granted wide

latitude in these matters, its authority to fashion and award custody and visitation
                                           10

arrangements “in the best interest of the child” is not without limit. For this

principle, our decision in T.S. v. M.C.S. is instructive.

      In T.S., the father filed an action for divorce and moved the court to modify

the custody award that gave the mother permanent custody of their two children.
747 A.2d at 160. During the pendency of the father‟s motion to modify custody,

the mother alleged that her daughter was sexually abused by the father and

reported the matter to the government, who thereafter filed a neglect petition

against the father. Id. A fact-finding hearing was held regarding the neglect

allegations and the trial court later found the father guilty and deemed the daughter

neglected. Id. at 161.

      Subsequently, the hearing on the father‟s motion to modify custody was held

“in the shadow[s]” of the neglect action. Id. Recognizing that the father‟s chances

for custody were slim given the finding of sexual abuse, his trial counsel asked that

the children be placed with a third-party custodian, namely, their maternal

grandmother, on the basis that it was in the best interest of the children. Id. The

mother vehemently objected. Id. The trial court awarded custody of both children

to the maternal grandmother relying on then D.C. Code § 16-911 (a-2)(1)(E), now

§ 16-914 (a)(1)(A)(v), which authorizes the court to fashion “any other custody
                                        11

arrangement the [c]ourt may determine is in the best interest of the child.” T.S.,

supra, 747 A.2d at 164.

      On appeal, we rejected such a broad reading of the statutory provision.

Construing the District of Columbia‟s divorce statutes as a whole, we concluded

that “these provisions authorize the court to determine custody only as between the

parties to the proceeding, ordinarily the parents of the child or children. These

statutes do not authorize the court to award custody to a non-party.” Id. at 163

(emphasis added). We specifically rejected the idea that the statutory language:

“any other custody arrangement the court may determine is in the best interest of

the child[,]” authorized the court to grant custody to a third-party. Id. Rather, we

concluded that “[t]he most reasonable construction of this provision is that the

court may award joint or sole legal or physical custody to one or both parents, but

that the court may also adopt „any other custody arrangement‟ between the

parents.” Id. at 164. This construction of the divorce statutes comports with the

fundamental right of a parent to raise his or her child, and that “the parent be

afforded all of the protections provided by law.” Id. at 162 (citing In re J.F., 615
A.2d 594, 597 (D.C. 1992)). Unlike the District of Columbia‟s child neglect

statutes, the District of Columbia‟s divorce statutes “do not include the procedural
                                          12

safeguards to which a parent is entitled before custody can be taken from the

parent and awarded to a non-parent.”3 Id. at 163.

      Applying our decision in T.S. to this case, we conclude that the trial court

did not abuse its discretion in determining that it lacked legal authority to grant

Ruffin‟s request for third-party visitation over the objections of the sole legal and

physical custodian, Roberts. Since the trial court‟s authority to grant visitation

derives from the same statutes as child custody, see Wilkins, supra, 928 A.2d at

667, as in T.S., in relation to the limits of the trial court‟s authority to grant

custody, in this case, the trial court‟s authority to grant visitation must similarly be

limited to the parties to the proceeding, i.e., Ruffin and Roberts, the biological

      3
          We also recognized that there are practical considerations for concluding
that the divorce statutes only authorize the award of custody to a parent who is a
party to the proceeding, stating:

             The parties to an action are properly before the court.
             Ordinarily, one parent has initiated the proceeding, while
             the other has been served with process. The court will
             thus have no difficulty in enforcing its orders. The
             situation is quite different with respect to non-parties. In
             the present case, for example, there is no evidence that
             the grandmother has been served, and she is not
             represented by counsel. The divorce statutes contain no
             provision under which the court could enforce its orders
             against a non-party who has not submitted herself to the
             jurisdiction of the court.

T.S., supra, 747 A.2d at 164.
                                           13

parents. The same constitutional and procedural concerns in the custody ambit

apply equally in the visitation context. See Troxel v. Granville, 530 U.S. 57, 67-68

(2000) (“[W]e have recognized the fundamental right of parents to make decisions

concerning the care, custody, and control of their children.” (emphasis added)).

      Further, nothing in the plain language of § 16-914 leads us to believe that the

trial court can award visitation rights to third-parties, or that visitation is somehow

treated differently from custody. In fact, § 16-914 (a)(2) explicitly states that

“[u]nless the court determines that it is not in the best interest of the child, the court

may issue an order that provides for frequent and continuing contact between each

parent and the minor child or children . . . .” (Emphasis added). The statute thus

emphasizes that the trial court‟s authority to fashion visitation is premised on the

public policy of fostering the parental relationship.            Moreover, subsection

(a)(1)(B) makes clear that Ruffin‟s decision to consent to legal and physical

custody of A.R. to Roberts conveyed to Roberts the exclusive right, as the sole

custodial parent, to determine visitation. See D.C. Code § 16-914 (a)(1)(B)(ii)

(“„Physical custody‟” means a child‟s living arrangements. The term „physical

custody‟ includes a child‟s residency or visitation schedule.” (emphasis added)).

Thus, there is no basis for the trial court to overrule the decision of the custodial

parent on this matter and order visitation to a non-party. See, e.g., Troxel, supra,
                                          14
530 U.S. at 68-89 (“[S]o long as a parent adequately cares for his or her children

(i.e., is fit), there will normally be no reason for the State to inject itself into the

private realm of the family to further question the ability of that parent to make the

best decisions concerning the rearing of that parent‟s children.”). Accordingly, the

trial court did not err in concluding that it was without authority to order third-

party visitation to Ruffin‟s maternal aunts.4

      Ruffin contends that, because “the best interest of the child is the decisive

consideration,” the trial court is authorized to order third-party visitation over the

objections of Roberts. In support, Ruffin points to the fact that the guardians ad

litem supported her visitation request at the hearing. However, this argument was

essentially already rejected in T.S. In that case, we rejected the trial court‟s

reliance on now § 16-914 (a)(1)(A)(v) in awarding custody to the children‟s

maternal grandmother, even though it “conscientiously” believed that awarding her

custody was in the children‟s best interest. T.S., supra, 637 A.2d at 162. Reading

the statute as a whole, it was clear that the provision only pertained to any custody

      4
         We note that the trial court explicitly granted Ruffin continued contact
with her son via mail and telephone, even though a physical visitation schedule
was not feasible given her incarceration. See § 16-914 (a)(2).
                                         15

arrangement between the parents that is in the best interest of the children. Id.5

Consequently, while we recognize that the trial court must seek to ensure the best

interests of the child in all custody and visitation matters, see In re S.L.E., 677
A.2d 514, 519 (D.C. 1996), that decision-making power cannot exceed its

authority under the divorce statutes, which limits any court-designated

arrangement (either custody or visitation) as between the parties to the proceeding.6

      Ruffin also argues again on appeal that the Military Act, D.C. Code

§ 16-914.02, authorized the trial court to order third-party visitation over Roberts‟

objection. That statute allows deployed military parents with visitation rights the

ability to designate family members to visit their children while they are away. See

      5
          As in T.S., we again emphasize, however, that a trial judge is not
“powerless” to act in the event that both parents appear “unfit.” See T.S., supra,
747 A.2d at 164. “In such circumstances, the judge may bring his or her concerns
to the attention of the Director of Social Services or of the [Office of the Attorney
General]; the latter may then institute proceedings pursuant to the child neglect
statutes.” Id. That is not the situation here.
      6
         To the extent Ruffin relies on In re K.D., 26 A.3d 772, 778 (D.C. 2011), to
support the contention that weighty consideration must be given to a parent‟s
choice of selecting third party visitors for a minor child, we conclude that the case
is inapposite. In re K.D. concerns a parent‟s decision-making authority regarding
adoption, not visitation. Furthermore, unlike the minor child in In re K.D., A.R.
has a “fit” custodial parent who is authorized with sole legal and physical custody.
Appellant is correct that “a parent‟s choice of a fit custodian . . . must be given
weighty consideration[.]” In re T.J., 666 A.2d 1, 11 (D.C. 1995). Ruffin,
however, exercised that choice by consenting to Roberts‟ status as A.R.‟s sole
custodian.
                                         16

D.C. Code § 16-914.02 (b)(4)(A). However, simply put, Ruffin cannot rely on that

statute in requesting visitation because she is not a deployed military parent. As

the trial court properly distinguished, “[Ruffin‟s] circumstances, having been

incarcerated for an intrafamily offense, are certainly not analogous to the

circumstances of men and women who are separated from their families in service

to their country.” Moreover, the trial court astutely recognized that the existence

of the specialized Act lends support to the argument that, absent specific statutory

authority, it cannot award third-party visitation under general circumstances.

Accordingly, the Military Act is not applicable to this case.

                                 III.   Conclusion

      The trial court did not err in its Consent Custody Order.         The record

decisively demonstrates that Ruffin unconditionally consented to giving legal and

physical custody of A.R. to Roberts. Further, we discern no error with the trial

court‟s determination that it lacked statutory authority to award third-party

visitation rights to Ruffin‟s maternal aunts over the objection of Roberts, the

custodial parent. Accordingly, the trial court‟s order is

                                                            Affirmed.