Court Opinion

ID: 4014131
Source: CourtListenerOpinion
Date Created: 2016-07-08 16:00:52.203017+00
Date Added: 2024-06-11T13:52:41.587892
License: Public Domain

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
                            File Name: 16a0386n.06

                                        Case No. 15-3801
                                                                                       FILED
                                                                                  Jul 08, 2016
                          UNITED STATES COURT OF APPEALS                     DEBORAH S. HUNT, Clerk
                               FOR THE SIXTH CIRCUIT

UNITED STATES OF AMERICA,                           )
                                                    )
       Plaintiff-Appellant,                         )
                                                    )       ON APPEAL FROM THE UNITED
v.                                                  )       STATES DISTRICT COURT FOR
                                                    )       THE SOUTHERN DISTRICT OF
MICHAEL WILLIAMS,                                   )       OHIO
                                                    )
       Defendant-Appellee.                          )
                                                    )
____________________________________/               )

Before: MERRITT, SUHRHEINRICH, and DONALD, Circuit Judges

       MERRITT, Circuit Judge. In this case, the government conducted two searches of a

house—the first without a warrant and illegal; the second with a warrant reciting information

recovered during the illegal search. The United States as plaintiff-appellant appeals the district

court’s suppression of evidence gathered during the warranted search of the house that

defendant-appellee Michael Williams and his associates used as a stash house for illegal

narcotics. This case presents a Fourth Amendment problem because officers first used an illegal

search of the stash house to obtain information that was subsequently recited in a warrant

authorizing the second search of the house. The district court suppressed the evidence recovered

from the warranted search, finding that officers used the illegal search to gather evidence for the

subsequent warranted search. On appeal, the United States concedes that the initial search of the
Case No. 15-3801, United States v. Williams

residence was illegal, but argues that the evidence is nevertheless admissible under the

“independent source doctrine” because the illegal search did not prompt police to seek the

warrant, and because the warrant affidavit established probable cause to search irrespective of

the information obtained through the illegal search. After reviewing the record, we reject the

government’s arguments and AFFIRM the district court.1

                                                     I. Facts

        As a result of a nearly eight-month investigation of a Cincinnati-area heroin-trafficking

ring involving Michael Williams and his associate Christopher Gulley, police obtained and

executed search warrants for Williams’s and Gulley’s respective homes on 119 Retreat St. in

Bellevue, Kentucky (“Retreat St.”) and 403 Elberon Ave. in Cincinnati, Ohio (“Elberon Ave.”)

in the early morning hours of June 11, 2014. The warranted searches revealed significant

evidence of drug trafficking that corroborated other evidence police had compiled over the

course of the investigation. Items found during the warranted searches included: heroin, cash,

firearms, a kilogram press, and several sets of keys.

        As police completed the searches of the Retreat St. and Elberon Ave. homes, officers

began turning their attention to 239 McCormick Place (“McCormick Place”)—a residence that

police believed Williams and Gulley used as a stash house for illegal narcotics. Police had

already been surveilling McCormick Place as part of the investigation. The surveillance revealed

that Williams and Gulley visited the house, that the frequency, length, and duration of these

visits were identical to prior visits to other suspected stash houses, that Williams and Gulley both

1
  The district court followed the logic outlined by the Supreme Court in Murray v. United States, 487 U.S. 533, 540
(1988):
                   An officer with probable cause sufficient to obtain a search warrant would be
                   foolish to enter the premises first in an unlawful manner. By doing so, he would
                   risk suppression of all evidence on the premises, both seen and unseen, since his
                   action would add to the normal burden of convincing a magistrate that there is
                   probable cause . . . .

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Case No. 15-3801, United States v. Williams

had keys to open the front door of the residence, that no one appeared to be living in the house,

and that a Pontiac Montana—a vehicle suspected of trafficking drugs for the organization—had

regularly visited the residence.

       Sergeant Cliff Mitchell and other officers drove from Elberon Ave. to McCormick Place,

apparently in anticipation of a magistrate issuing a search warrant for McCormick Place.

According to Mitchell’s testimony, another officer, Matthew Waters, was already in the process

of preparing a warrant affidavit for McCormick Place as Mitchell and his colleagues arrived at

McCormick Place.

       After arriving, Mitchell and his colleagues did not wait for a search warrant to issue.

Instead, they tested a set of keys the police took from Gulley’s Elberon Ave. home in the front

door of McCormick Place. One of the keys unlocked the front door, knocking it “ajar.” A few

moments later, officers heard footsteps in the house, and an alarm sounded. Officers then

entered the residence and conducted a “protective sweep.” Officers found three large dogs in the

basement and David Richardson and his girlfriend in an upstairs bedroom. Richardson told

officers that he was Williams’s uncle; that the house belonged to Williams; and that Williams

provided him with a key to the house. Officers radioed the information obtained as a result of

their warrantless search to Officer Waters, who placed it in the warrant affidavit.

       Officer Waters then filed the affidavit with a Hamilton County Judge, and the Judge

signed and issued a search warrant for the McCormick Place residence later that morning. The

subsequent warranted search revealed heroin, a kilogram press, and multiple firearms.

       The evidence recovered from the Retreat St., Elberon Ave., and McCormick Place

residences formed the basis for a six-count federal indictment against Williams and his

associates. At a suppression hearing, Williams asked the district court to suppress the evidence

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Case No. 15-3801, United States v. Williams

obtained through the warranted search of the McCormick Place residence. In a June 26, 2015

opinion and order, the district court suppressed the evidence obtained from the warranted search

of McCormick Place. The court determined that the search warrant affidavit was tainted because

the illegal search prompted officers to seek the warrant, and because without the information

obtained through the illegal search, there was not sufficient probable cause to justify the issuance

of the warrant. The United States appeals to this Court for reversal.

                                          II. Discussion

       The United States concedes that officers’ initial search of McCormick Place violated the

Fourth Amendment, and invokes the independent source doctrine to argue that the district court

should not have suppressed evidence obtained through the subsequent warranted search because

this evidence was obtained independently of any constitutional violation.

       The independent source doctrine requires courts to admit evidence “if the government

can show that it was discovered through sources ‘wholly independent of any constitutional

violation.’” United States v. Leake, 95 F.3d 409, 412 (6th Cir. 1996) (quoting Nix v. Williams,

467 U.S. 431, 443 (1984)). The idea behind the independent source doctrine is that “police who

carry out a search that they should not have carried out should be put in the same, but no worse,

position than they would have been in absent any error or misconduct.” United States v. Jenkins,

396 F.3d 751, 758 (6th Cir. 2005) (emphasis in original).

        In order to show that the independent source doctrine applies to a warrant based on both

legally and illegally obtained information, the government must make two showings by a

preponderance of the evidence. United States v. Siciliano, 578 F.3d 61, 68 (1st Cir. 2009). First,

the government must show that the initial illegal search did not prompt officers to seek a warrant

for the second search. Murray v. United States, 487 U.S. 533, 542 (1988); see Jenkins, 396 F.3d

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Case No. 15-3801, United States v. Williams

at 758. This is a fact-based inquiry that requires the district court to assess the record. Murray,
487 U.S. at 540 n.2. While officers’ testimony regarding whether the illegal search led police to

seek a warrant is probative of this question, the Supreme Court has instructed district courts not

to give dispositive effect to officer assurances that a warrant would have been sought in the

absence of the illegal search. Instead, “[w]here the facts render [officer] assurances implausible,

the independent source doctrine will not apply.” Id.

       The government also must show that a neutral magistrate would have issued the search

warrant even if she was not presented with the information obtained from the illegal search.

Jenkins, 396 F.3d at 761. Courts make this determination by excising the illegally obtained

information from the affidavit and then deciding whether the remaining legally obtained

information sufficiently supports a finding of probable cause to search.        Id. at 760.    The

standards that guide our determination of probable cause are well settled:

               The task of the [Court] is simply to make a practical, common-
               sense decision whether, given all the circumstances set forth in the
               affidavit before [it], including the “veracity” and “basis of
               knowledge” of persons supplying hearsay information, there is a
               fair probability that contraband or evidence of a crime will be
               found in a particular place.

Illinois v. Gates, 462 U.S. 213, 238 (1983).

       The district court made such a decision.          It concluded that the illegal search of

McCormick Place prompted police to seek a warrant for the second search of the residence.

Specifically, the district court determined that police illegally searched McCormick Place in

order to establish probable cause for a search warrant. We review the district court’s factual

determinations on a motion to suppress for clear error. United States v. Master, 614 F.3d 236,

238 (6th Cir. 2010) (citing Jenkins, 396 F.3d at 757).

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Case No. 15-3801, United States v. Williams

       In attacking the district court’s conclusion, the government appears to rely solely on

Sergeant Mitchell’s testimony at the suppression hearing. The illegal search did not prompt

police to seek a warrant for McCormick Place, the government says, because Mitchell testified at

the suppression hearing that the illegal search had “no bearing on [police] serving the search

warrant,” which, according to Mitchell, was already being prepared when officers arrived at

McCormick Place. But Mitchell’s inconsistent testimony and other facts speak louder than

Mitchell’s self-serving assurance, and thus we are not left with the definite and firm conviction

that the district court erred in finding that the illegal search of McCormick Place prompted police

to seek a warrant.

       While Mitchell did state that police would have sought the warrant irrespective of the

illegal search, the district court’s reasonable reading of the record “render[s] [Mitchell’s]

assurance[] implausible.” Murray, 487 U.S. at 540 n.2. Mitchell testified that officers used a

key recovered during the warranted search of the Elberon Ave. residence to open the front door

of McCormick Place—an act the government concedes was an illegal search—in order to make a

connection between Elberon Ave., a house where officers had just found significant evidence of

drug trafficking, and McCormick Place. At the suppression hearing, Mitchell elaborated:

               We wanted to make sure that the key that we got from Elberon was
               the key that fit that door and it made a connection from Elberon to
               McCormick. It showed that someone at that address had a
               connection at Elberon—or I’m sorry, at McCormick.

The meaning of this statement is clear: officers illegally searched McCormick Place in order to

gather probable cause for the subsequent warrant. This reading of the situation undermines

Mitchell’s assurances that police would have sought a warrant irrespective of the illegal search.

Presumably, if the key did not fit the door, there would not have been a later search. Thus,

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Case No. 15-3801, United States v. Williams

Mitchell’s testimony (when combined with the information’s subsequent inclusion in the warrant

affidavit) provides the district court with a sound basis for finding that the illegal search

prompted police to seek a warrant.

       The fact that police waited to seek a warrant for McCormick Place until after officers

discovered incriminating evidence as part of the illegal search only lends additional support to

the district court’s conclusion. While it is certainly possible that the police may have still sought

a warrant for McCormick Place even if officers found no incriminating evidence during the

illegal search, the district court’s finding comports with the more plausible interpretation that

“officers would not have chosen to return immediately to [McCormick Place] with a warrant to

search had they not discovered [incriminating] evidence during the initial search.” Murray,
487 U.S. at 549 n.4 (Marshall, J., dissenting).

       Finally, we are satisfied that the district court’s suppression of the evidence seized at

McCormick Place advances the deterrence function of the Fourth Amendment’s exclusionary

rule. Indeed, a contrary finding would “emasculate[] the Warrant Clause” because it would give

police the affirmative incentive to conduct illegal searches to ascertain whether probable cause

exists for a subsequent warranted search. Id. at 544. The Fourth Amendment simply does not

countenance such “an intolerable incentive for conducting warrantless searches.” Id. at 551.

       Because the district court did not commit clear error in finding that the illegal search of

McCormick Place prompted officers to seek a warrant, we need not consider whether the warrant

affidavit, when excised of the information obtained in the illegal search, nevertheless established

probable cause to search McCormick Place.

       For the foregoing reasons, the judgment of the district court is AFFIRMED.

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