Court Opinion

ID: 998930
Source: CourtListenerOpinion
Date Created: 2013-07-04 17:18:06.231943+00
Date Added: 2024-06-11T13:18:38.936345
License: Public Domain

UNPUBLISHED

UNITED STATES COURT OF APPEALS

FOR THE FOURTH CIRCUIT

UNITED STATES OF AMERICA,
Plaintiff-Appellee,

v.                                                                    No. 98-7614

PLINIO ARIAS BAUTISTA,
Defendant-Appellant.

Appeal from the United States District Court
for the District of Maryland, at Baltimore.
Marvin J. Garbis, District Judge.
(CR-90-259-MJG)

Submitted: March 23, 1999

Decided: June 7, 1999

Before WIDENER, NIEMEYER, MOTZ, Circuit Judges.

_________________________________________________________________

Affirmed in part and vacated and remanded in part by unpublished
per curiam opinion.

_________________________________________________________________

COUNSEL

Plinio Arias Bautista, Appellant Pro Se. James G. Warwick, OFFICE
OF THE UNITED STATES ATTORNEY, Baltimore, Maryland, for
Appellee.

_________________________________________________________________

Unpublished opinions are not binding precedent in this circuit. See
Local Rule 36(c).
OPINION

PER CURIAM:

Plinio Arias Bautista filed a motion for return of property under
Fed. R. Crim. P. 41(e), seeking return of $5000, United States identi-
fication cards, and Santa Domingo identification cards, all of which
were seized in relation to his arrest on drug charges. For the following
reasons, we affirm in part, vacate in part, and remand.

Regarding the currency, the Government avers that the money was
forfeited as proceeds of the narcotics offenses for which Bautista was
convicted. However, the Government did not offer any proof of its
allegations. Bautista filed a reply, stating that the money was never
introduced or referred to during his trial and that he never received
notice of any forfeiture action. The district court found that, since
Bautista failed to disprove the Government's allegations, the motion
should be denied. We conclude that the district court improperly
placed the burden of proof on Bautista.

In a postconviction Rule 41(e) proceeding, the movant bears the
initial burden of establishing a prima facie case of lawful entitlement.
See United States v. Maez, 915 F.2d 1466, 1468 (10th Cir. 1990). The
movant is aided in this burden by the presumption that "a criminal
defendant . . . ha[s] the right to the return of his property once it is
no longer needed as evidence." United States v. Mills, 991 F.2d 609,
612 (9th Cir. 1993); see United States v. Duncan , 918 F.2d 647, 654
(6th Cir. 1990) ("The general rule is that seized property, other than
contraband, should be returned to the rightful owner after the criminal
proceedings have terminated."); Maez, 915 F.2d at 1468 (seizure of
property from someone is prima facie evidence of that person's subse-
quent entitlement to that property). In this case, there is no dispute
that the Government seized money from Bautista. Because this prop-
erty is not contraband, we find that Bautista has established a prima
facie case of entitlement.

Once the movant makes out a prima facie case of lawful entitle-
ment, the burden shifts to the government to show that it has a legiti-
mate reason to retain the property. See Mills , 991 F.2d at 612. The
government may meet this burden by showing, inter alia, that the

                    2
movant had an adequate remedy at law. An "adequate remedy at law"
refers to a civil forfeiture proceeding where the movant had notice of
the forfeiture and an opportunity to contest it. See United States v.
Clagett, 3 F.3d 1355, 1356 (9th Cir. 1993) (opportunity to be heard
in forfeiture proceeding permits dismissal of Rule 41(e) motion).

The Government states that the currency was subject to a forfeiture
but fails to present the date or other details of this forfeiture and, in
particular, fails to present any evidence whatsoever that Bautista had
proper notice of the impending forfeiture. The Government and the
district court simply do not mention the notice requirement anywhere
in the record of this case.

Bautista clearly states that he never received any notice of the for-
feiture of the currency. Therefore, on the current record, the Govern-
ment has failed to meet its burden of showing that Bautista had an
adequate remedy at law to contest the forfeiture of his currency or that
a forfeiture actually occurred.

Accordingly, the district court erred by denying Bautista's motion
without a hearing, and we, therefore, vacate the portion of the district
court's order ruling on Bautista's motion for return of currency and
remand for further proceedings. We affirm the remainder of the dis-
trict court's order on the reasoning of the district court. See United
States v. Bautista, CR-90-259-MJG (D. Md. Oct. 22, 1998). We dis-
pense with oral argument because the facts and legal contentions are
adequately presented in the materials before the court and argument
would not aid the decisional process.

Judge Widener authorizes us to indicate that he concurs in the
opinion as to the currency but would require the dismissal without
prejudice of the motion to return identification documents.

AFFIRMED IN PART; VACATED
AND REMANDED IN PART

                     3