Court Opinion

ID: 6341798
Source: CourtListenerOpinion
Date Created: 2022-05-18 15:01:48.194851+00
Date Added: 2024-06-11T09:12:19.156169
License: Public Domain

Cite as 2022 Ark. App. 238
                   ARKANSAS COURT OF APPEALS
                                       DIVISION IV
                                       No. CR-21-452

 GEORGE BURNS                                   Opinion Delivered May   18, 2022
                                APPELLANT
                                                APPEAL FROM THE LITTLE RIVER
                                                COUNTY CIRCUIT COURT
 V.                                             [NO. 41CR-17-109]

 STATE OF ARKANSAS                         HONORABLE CHRISTOPHER
                                  APPELLEE CHARLES PIAZZA, JUDGE

                                                APPEAL DISMISSED

                               LARRY D. VAUGHT, Judge

       On May 6, 2019, a Little River County jury convicted the appellant, George Burns,

of two counts of felony sexual assault in the fourth degree and sentenced him to an aggregate

term of twelve years’ imprisonment in the Arkansas Department of Correction. We affirmed

the convictions and sentences in Burns v. State, 2020 Ark. App. 207, 599 S.W.3d 332. Burns

subsequently filed a timely petition for postconviction relief pursuant to Ark. R. Crim. P. 37

alleging ineffective assistance of counsel. The circuit court found that an error in the jury

instructions warranted reducing Burns’s felony convictions to misdemeanors and, applying

credit for time served, ordered Burns’s release from custody. The circuit court denied relief,

however, on Burns’s additional claim that his trial counsel was ineffective for failing to

preserve a constitutional argument for appellate review. Burns now appeals the circuit court’s
order. We dismiss the appeal because Burns’s release from custody renders his remaining

ineffective-assistance-of-counsel claim moot.

                                    I. Factual Background

       We set forth the facts underlying Burns’s convictions in detail in our opinion in the

direct appeal. For our purposes here, it suffices to say that Burns was charged with two counts

of rape after his niece by marriage, I.M., alleged that Burns had sexually abused her on

multiple occasions beginning when she was thirteen years old. Prior to trial, Burns filed a

motion under the rape-shield statute, Ark Code Ann. § 16-42-101 (Supp. 2021). He sought

to admit evidence purporting to show that I.M. had a history of making false allegations of

sexual abuse. Burns also wanted to admit diary entries in which I.M. acknowledged her

alleged proclivity to lie and contradicted her claim that she had lost her virginity to Burns.

The circuit denied Burns’s motion to admit the evidence, and a jury convicted Burns of two

counts of felony sexual assault in the fourth degree.

       Burns pursued a direct appeal in this court, where he raised two arguments for

reversal of the circuit court’s judgment. First, he asserted that the circuit court erred by

excluding his proffered evidence under the Arkansas rape-shield statute and the due-process

clause of both the Arkansas Constitution and the United States Constitution. Second, he

argued that the circuit court erred by denying his motion for a new trial based on the error

in the jury instructions. This court rejected these arguments and issued an opinion affirming

the judgment on April 1, 2020.

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          Regarding the excluded rape-shield evidence, we first held that Burns failed to obtain

a ruling on his constitutional arguments; therefore, they were not preserved for appellate

review. Burns, 2020 Ark. App. 207, at 4 n.1, 599 S.W.3d at 335 n.1. Otherwise, we concluded

that the circuit court’s decision excluding the proffered evidence did not warrant reversal. In

our view, the evidence of the purportedly false allegations “[fell] squarely within the rape

shield statute[.]” Id. at 5, 599 S.W.3d at 335. We also concluded that Burns failed to show

that he suffered any prejudice from the exclusion of the diary entries.

          We further held that the second issue—the alleged error in the jury instruction for

fourth-degree sexual assault—was not preserved for appellate review. We said that Burns

failed to contemporaneously object and proffer the correct jury instruction; moreover, “[a]

motion for a new trial cannot be used to revive an issue that was not properly preserved for

appeal.” Id. at 7, 599 S.W.3d at 336. Accordingly, we affirmed the circuit court’s judgment.

          Burns subsequently filed a timely petition for postconviction relief pursuant to Ark.

R. Crim. P. 37. He alleged two claims in the petition. First, Burns asserted that his trial

counsel was ineffective for failing to contemporaneously object to the faulty jury instruction

for fourth-degree sexual assault. Second, he alleged that his trial counsel ineffectively failed

to obtain a ruling on his claim that the exclusion of the rape-shield evidence violated his

constitutional rights. According to Burns, there is reasonable probability that this court

would have reversed his convictions if the constitutional issue had been preserved for our

review.

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       The circuit court reduced Burns’s convictions to misdemeanor fourth-degree sexual

assault, agreeing that there was an error in the jury instruction given during the trial. The

court gave Burns credit for the time that he served in the Arkansas Department of Correction

and ordered his release from custody. The circuit court disagreed, however, that trial counsel

ineffectively failed to preserve the constitutional challenge to the exclusion of the proffered

rape-shield evidence because the supreme court has “held numerous times that the rape

shield provisions are constitutional.” Burns now appeals the circuit court’s order.

                                         II. Discussion

       We must first determine whether Burns’s ineffective-assistance-of-counsel claim is

rendered moot by his release from the Arkansas Department of Correction. Burns contends

that supreme court precedent limiting Rule 37 relief to petitioners in physical custody should

be abandoned in favor of the approach taken in federal postconviction cases. 1 That is,

persons released from incarceration may continue to pursue relief as long as they meet two

requirements: (1) they were still in custody (as he was) when the petition was filed; and (2)

they stand to suffer specific collateral consequences of their convictions after their release.

Burns asserts that he was in custody when he filed his petition, and his continuing obligation

to register as a sex offender is a collateral consequence that warrants hearing his appeal.

While this indeed appears to be a novel question in Arkansas, we believe it is squarely settled

       1
        Burns filed an unopposed motion to certify this case to the supreme court on
November 11, 2021. The supreme court denied the motion on January 13, 2022. Three
justices—Chief Justice Kemp, Justice Baker, and Justice Hudson—would have granted the
motion.

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by supreme court precedent that limits Rule 37 relief to petitioners who are “in custody

under sentence of a circuit court.” Accordingly, we dismiss Burn’s appeal as moot.

       This court must “follow the precedent set by the supreme court and is powerless to

overrule its decisions,” Rice v. Ragsdale, 104 Ark. App. 364, 368, 292 S.W.3d 856, 860 (2009),

and the supreme court has firmly established that “a petitioner seeking Rule 37

postconviction relief must be incarcerated in order for the rule’s remedies to be available to

the petitioner.” Bohanan v. State, 336 Ark. 367, 369, 985 S.W.2d 708, 709 (1999).

       The facts in Bohanan are similar to the facts in the case at bar. In Bohanan, Bohanan

was serving a fifteen-year sentence for armed robbery when he filed his Rule 37 petition

alleging ineffective assistance of counsel. The circuit court denied relief, and the supreme

court, holding that the circuit court had failed to make the written findings required by Rule

37, reversed and remanded. The circuit court subsequently entered an order with sufficient

findings, whereupon Bohanan filed another appeal.

       The State moved to dismiss the appeal, arguing that Bohanan, who had been released

from the physical custody of the Arkansas Department of Correction before the circuit court

entered its revised order, was no longer entitled to Rule 37 relief. The supreme court agreed,

observing that “[t]he principal purpose of Rule 37 is to avoid unjust incarceration,” and

“where the petitioner has been released prior to granting relief, granting relief has no

practical effect.” Id. at 372, 985 S.W.2d at 710. The court held, therefore, that Bohanan’s

Rule 37 petition was “rendered moot by his release from custody”; therefore, it was

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“unnecessary to address the merits of his ineffective-assistance of counsel claims.” Id. at 372–

73, 985 S.W.2d at 710.

       A few years later, in Duke v. State, 354 Ark. 619, 127 S.W.3d 477 (2003), the supreme

court dismissed an appeal from an order denying relief pursuant to Rule 37. In Duke, as in

Bohanan, the state moved to dismiss because the petitioner was released from physical

custody—and was serving parole—while his appeal was pending. The supreme court granted

the motion to dismiss because petitioner’s release from physical custody rendered his claims

alleging ineffective assistance of counsel moot. It did not matter that Duke, who was still

subject to the restricted liberty attendant to the conditions of parole, remained in legal

custody.

       The federal courts, on the other hand, have viewed the term “custody” more broadly.

They hold that a petition filed by an applicant in legal custody, including one who is released

on parole or personal recognizance, is sufficient to invoke federal habeas corpus jurisdiction.

See Calhoun v. Att’y Gen. of Colo., 745 F.3d 1070, 1073 (10th Cir. 2014). That jurisdiction

continues, moreover, even after the petitioner is released from custody. In Carafas v. LaVallee,

391 U.S. 234 (1968), the Supreme Court determined that the federal habeas statute allows

relief from the collateral consequences of a felony conviction. According to the Court, “the

statute does not limit the relief that may be granted to discharge of the applicant from

physical custody.” Id. at 239. Rather, the statute’s “mandate is broad with respect to the

relief that may be granted,” providing that a federal court “shall dispose of the matter as law

and justice require.” Id. (internal quotation marks omitted). A 1964 amendment, moreover,

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“[spoke] in terms of release from custody or other remedy.” Id. (internal quotation marks

omitted). Consistent with the broad language in the statute, the Supreme Court held that

the federal court retained jurisdiction of the applicant’s habeas corpus petition after he was

released from custody. Federal courts have suggested, moreover, that sex-offender

registration may be a collateral consequence warranting the continued exercise of federal

habeas corpus jurisdiction. See United States v. Juvenile Male, 560 U.S. 558, 560–61 (2010)

(per curiam).

        The remedies available under Rule 37 may very well accommodate a request for relief

from the collateral consequences of a conviction since they include “setting aside the original

judgment” as well as a discharge from custody, a new trial, or resentencing. See Ark. R. Crim.

P. 37.4 (2021). Nevertheless, the supreme court has held fast to its determination that the

relief available in Rule 37 is restricted to petitioners who are in physical custody. See, e.g.,

Branning v. State, 2010 Ark. 401, at 4–5. Accordingly, because we are bound by this precedent

from the supreme court and Burns was released from custody before he appealed the circuit

court’s denial of his ineffective-assistance-of-counsel claim, we must dismiss the appeal as

moot.

        Appeal dismissed.

        HARRISON, C.J., and VIRDEN, J., agree.

        Jeff Rosenzweig, for appellant.

        Leslie Rutledge, Att’y Gen., by: Brooke Jackson Gasaway, Ass’t Att’y Gen., for appellee.

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