Court Opinion

ID: 9369346
Source: CourtListenerOpinion
Date Created: 2023-02-08 16:05:37.800527+00
Date Added: 2024-06-11T17:16:14.278191
License: Public Domain

IN THE COURT OF APPEALS OF IOWA

                                      No. 22-0731
                                 Filed February 8, 2023

IN THE INTEREST OF A.T.,
Minor Child,

AVALON CENTER,
    Petitioner-Appellee,

J.V., Father,
       Respondent-Appellant.
________________________________________________________________

          Appeal from the Iowa District Court for Cerro Gordo County, Adam D.

Sauer, District Associate Judge.

          A father appeals the termination of his parental rights to a child in a private

termination action. AFFIRMED.

          Richard N. Tompkins Jr. and David A. Grooters, Mason City, for appellant

father.

          Caitlin Slessor of Shuttleworth & Ingersoll, P.L.C., Cedar Rapids, for

appellee Avalon Center.

          Mindi M. Vervaecke of Wertz Law Firm P.C., Cedar Rapids, attorney and

guardian ad litem for minor child.

          Considered by Vaitheswaran, P.J., and Ahlers and Buller, JJ.
                                           2

VAITHESWARAN, Presiding Judge.

         A father appeals the termination of his parental rights to a child, born in

2021.     He argues “[t]he juvenile court erred by not setting aside the default

judgment to terminate [his] parental rights and not ordering a new trial.”

         The case evolved as follows. The child’s mother released custody of the

child to a placement agency known as the Avalon Center. The Center petitioned

to terminate parental rights pursuant to Iowa Code chapter 600A (2021). The

mother consented to termination. The putative father was served with process and

filed an application for appointment of counsel. The district court granted the

application. Counsel appeared at the hearing to terminate parental rights. The

father did not, despite prior statements to counsel that he would.1 The hearing

went forward, and the district court terminated the father’s parental rights to the

child.

         The father moved to set aside the termination order on the ground that he

had COVID-19 on the day of the termination hearing. The district court denied the

motion following an evidentiary hearing. The court cited the father’s testimony that

he did not contact his attorney until eleven days after the termination hearing,

notwithstanding his knowledge of the potential consequences.

         On appeal, the father argues “the default judgment ruling . . . should be set

aside on the ground of excusable neglect.” See Iowa R. Civ. P. 1.977. The Center

1 There is no question the father received notice of the termination action and
subsequent proceedings. Cf. In re T.E.C., No. 09-1804, 2010 WL 1049992, at *2
(Iowa Ct. App. Mar. 24, 2010) (concluding the district court abused its discretion in
denying a father’s motion to set aside a default judgment on the ground that he
was not provided notice of the date and time of the termination hearing).
                                           3

responds by questioning whether error was preserved and by arguing the

termination order “was not a default judgment.” We elect to bypass the error-

preservation concern and proceed to the substantive contention. See State v.

Taylor, 596 N.W.2d 55, 56 (Iowa 1999).

       A party is in “default” if the party “[f]ails to be present for a trial.” Iowa R.

Civ. P. 1.971(3). The presence requirement was examined in Jack v. P & A Farms,

Ltd., 822 N.W.2d 511 (Iowa 2012).         After canvassing precedent, including a

termination-of-parental-rights opinion, the supreme court declined to “interpret rule

1.971(3) to permit the entry of a default judgment against a party who fails to

appear personally for trial when the party’s attorney is present and able to proceed

in the party’s absence.” Jack, 822 N.W.2d at 518–19. The court held, “when a

party and the party’s representative fail to appear for trial, the decision to grant or

deny a motion for default judgment under rule 1.971(3) rests within the sound

discretion of the trial court.”   Id. at 519; see also In re Marriage of Haidar,

No. 17-1410, 2018 WL 4923016, at *2 (Iowa Ct. App. Oct. 10, 2018) (following the

holding of Jack); Mott v. State, No. 12-1293, 2013 WL 5962908, at *1 (Iowa Ct.

App. Nov. 6, 2013) (same); cf. City of Ottumwa v. Claybaugh, No. 19-0129, 2020

WL 2987975, at *4 (Iowa Ct. App. June 3, 2020) (distinguishing Jack on the ground

that the client’s presence was “reasonably necessary”).

       The presence of the father’s attorney at the termination hearing and his

advocacy on behalf of his client precluded a finding that the father was in default

under rule 1.971(3). Because there was no default, the district court did not abuse

its discretion in denying the father’s motion to set aside the default.
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       Our opinion could end here. But assuming the father‘s non-appearance at

the termination hearing was a “default” within the meaning of rule 1.971(3) and

assuming the “excusable neglect” basis for setting aside a default under rule 1.977

applied, the father failed to establish excusable neglect. While he testified to

having his phone shut off on the day of the termination hearing, he acknowledged

he could have borrowed a phone to notify his attorney or he could have had

someone inform his attorney of the circumstances. Because he failed to establish

excusable neglect, the district court did not abuse its discretion in denying the

father’s motion to set aside the “default” judgment.

       AFFIRMED.