Court Opinion

ID: 9895427
Source: CourtListenerOpinion
Date Created: 2023-11-07 13:06:46.214232+00
Date Added: 2024-06-11T09:12:35.013426
License: Public Domain

IN THE COURT OF APPEALS OF NORTH CAROLINA

                                   No. COA23-282

                                Filed 7 November 2023

Rowan County, No. 18-CVS-355

TRACI C. KIRKMAN, AS ADMINISTRATOR OF THE ESTATE OF CHAD WAYNE
KIRKMAN, DECEASED, Plaintiff,

              v.

ROWAN REGIONAL MEDICAL CENTER, INC., D/B/A NOVANT HEALTH
ROWAN MEDICAL CENTER; AND MINDY P. FRANCE, LPC., Defendants.

        Appeal by plaintiff from orders entered 7 November 2022 by Judge Eric C.

Morgan in Rowan County Superior Court. Heard in the Court of Appeals 3 October

2023.

        The Law Offices of Wade Byrd, P.A., by Wade E. Byrd, for plaintiff-appellant.

        Batten Lee PLLC, by Jaye E. Bingham-Hinch and Leigh Ann Smith, for
        defendant-appellees.

        THOMPSON, Judge.

        Plaintiff, as administrator of her deceased husband’s estate, appeals from

orders entered by the superior court on 7 November 2022 granting defendants’ motion

for summary judgment and denying plaintiff’s motion to amend her complaint.

Plaintiff contends the trial court erred in (1) granting defendants’ motion for

summary judgment based on immunity under N.C. Gen. Stat. § 122C-210.1, (2)

denying plaintiff’s motion for leave to amend the complaint, and (3) granting
                      KIRKMAN V. ROWAN REG’L MED. CTR., INC.

                                   Opinion of the Court

defendants’ motion for summary judgment based on proximate causation. After

careful consideration, we affirm the trial court.

              I.   Factual Background and Procedural History

      In 2016, decedent Chad Wayne Kirkman was a nursing student at Rowan-

Cabarrus Community College. On 13 February 2016, Kirkman and other nursing

students were at Rowan Regional Medical Center (RRMC) for clinical instruction

when in an unprovoked outburst, Kirkman accused his nursing instructor, Melissa

Zimmerman, of being the devil. Kirkman stated, “I have been hunting this mother

f****r for years,” and, after pulling off a cross he had been wearing around his neck,

Kirkman held the cross in Zimmerman’s face and touched her arm with it, indicating

he wanted her to hold the necklace. Zimmerman further reported that Kirkman

began “speaking some sort of unintelligible language[,] his eyes were dilated,” and he

prevented her from leaving the room. Zimmerman feared for her safety and the safety

of others, and immediately filed an Affidavit and Petition for Involuntary

Commitment regarding Kirkman. At 9:11 a.m. on the morning of 13 February 2016,

a Rowan County magistrate issued a custody order for the involuntary commitment

of Kirkman on the basis that Kirkman was likely “mentally ill and dangerous to self

or others or mentally ill and in need of treatment in order to prevent further disability

or deterioration that would predictably result in dangerousness.”

      On the same morning, plaintiff and Kirkman went to defendant hospital’s

emergency room, where Kirkman was admitted to the emergency department.

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                                   Opinion of the Court

Kirkman was examined by Dr. Maria Saffell, an emergency medicine physician who

was an independent contractor and not an employee of defendant hospital or Novant

Health. Saffell reviewed the involuntary commitment paperwork; performed a

physical examination of Kirkman; ordered lab work, medications—including Ativan,

a medicine used to treat anxiety—and IV fluids; and medically cleared Kirkman for

a psychiatric evaluation.

      The mental health assessments at RRMC occurred as telehealth assessments

from Forsyth Medical Center Behavioral Health Outpatient Center (Forsyth Medical

Center). Mindy France, a licensed professional counselor, performed Kirkman’s

telemedicine behavioral health assessment. France’s examination of Kirkman

included, inter alia, questions regarding his sleep, appetite, and moods; his potential

risk to self and others; if he had any history of substance abuse; as well as his thought

content, mental status, and legal issues. Kirkman reported no history of self-harm or

suicide and no thoughts of hurting others but did admit to stress and lack of sleep as

a result of his upcoming final exams. In response to France’s inquiries regarding

anxiety, hopelessness, hallucinations, or being socially withdrawn, Kirkman further

denied experiencing any such emotions. Plaintiff was in the room with her husband

throughout France’s assessment and agreed with Kirkman’s answers to the questions

posed by France. However, when France inquired whether Kirkman had any firearms

in the home, he answered in the negative, although he and plaintiff—who did not

amend or correct her husband’s denial of owning any guns—were both aware that

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                                   Opinion of the Court

Kirkman had access to a number of hunting rifles, shotguns, and handguns in their

home.

        Upon her evaluation of Kirkman, France determined, based on the information

available to her at the time, that “there was no indication that he was a current threat

to anybody or himself[,]” concluded that Kirkman was suffering from anxiety, and

reported these opinions to Saffell. Kirkman had remained calm and compliant

throughout his examinations by Saffell and by France, and during the majority of the

period in which he was a patient in the emergency department of RRMC. Based on

her own observations of Kirkman, her review of the results of his medical

examination, and France’s telemedicine behavioral health assessment, Saffell

diagnosed Kirkman with behavioral outburst and determined that he was not

mentally ill or mentally retarded and that he was not a danger to himself or to others.

At 3:40 a.m. on 14 February 2016, Kirkman was discharged from RRMC by Saffell.

He was immediately taken into custody by the Rowan County Sheriff’s Office and at

4:20 a.m., Kirkman was released on bond.

        On 15 February 2016, Kirkman appeared in court in connection with the

incident involving Zimmerman. He waived his right to the assistance of appointed

counsel and after his first appearance, he and plaintiff met with an attorney. Later

in the day on 15 February 2016, after refusing to be voluntarily admitted to a

behavioral health facility, Kirkman assaulted plaintiff, breaking her nose and hand

and causing her to require stitches in her mouth. Plaintiff gave a statement to law

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                                  Opinion of the Court

enforcement officers at the hospital, and upon her release, plaintiff and her son moved

out of the family home.

      On 16 February 2016, plaintiff executed involuntary commitment papers

against Kirkman which were subsequently denied by the court. Later that day,

Kirkman died from a self-inflicted gunshot wound.

      On 15 February 2018, plaintiff filed a complaint against RRMC, Saffell,

France, and other entities, alleging that during Kirkman’s 13–14 February 2016

admission to defendant hospital’s emergency department, “each [d]efendant . . . was

negligent and deviated from the applicable standard of care . . . and thereby caused,

directly, proximately, and in fact, the injury(ies), condition(s) of ill-being to Chad

Wayne Kirkman[, and] the death of Chad Wayne Kirkman . . . .” Plaintiff

subsequently voluntarily dismissed all defendants aside from RRMC and France,

each of whom moved for summary judgment on 26 August 2022.

      On 7 November 2022, the trial court entered an order granting summary

judgment to defendants on the grounds that defendants were entitled to qualified

immunity in accordance with N.C. Gen. Stat. § 122C-210.1 and, alternatively, that

plaintiff had presented no forecast of evidence in support of the existence of the

essential element of proximate cause. The trial court entered an additional order on

7 November 2022 denying plaintiff’s motion to amend her complaint to add claims of

gross negligence. Plaintiff timely appealed from the orders of the trial court.

                                  II.   Analysis

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                                  Opinion of the Court

      Plaintiff argues that the trial court erred in entering summary judgment for

defendants pursuant to the immunity provided under N.C. Gen. Stat. § 122C-210.1

and abused its discretion in denying plaintiff’s motion for leave to amend the

complaint to add an allegation of gross negligence. We reject both contentions.

      A. Summary judgment

      Plaintiff presents a number of inter-related and overlapping contentions in

support of her argument that the grant of summary judgment in favor of defendants

was improper: that N.C. Gen. Stat. § 122C-210.1 does not apply to medical

malpractice actions; that even if the statute did apply to such actions, France

“violated accepted professional standards, thereby precluding immunity under the

statute”; that a showing of gross negligence is not required to place a defendant

outside the immunity from liability provided under the statute; and that, in any

event, plaintiff established gross negligence by France and was not required to allege

gross negligence “before [d]efendants raised their affirmative defense under the

statute.”

                     Summary judgment is appropriate if “the pleadings,
             depositions, answers to interrogatories, and admissions on
             file, together with the affidavits, if any, show that there is
             no genuine issue as to any material fact and that any party
             is entitled to a judgment as a matter of law.” N.C. R. Civ.
             P. 56(c). The trial court may not resolve issues of fact and
             must deny the motion if there is a genuine issue as to any
             material fact. Singleton v. Stewart, 280 N.C. 460, 464, 186
             S.E.2d 400, 403 (1972). Moreover, “all inferences of fact . .
             . must be drawn against the movant and in favor of the
             party opposing the motion.” Caldwell v. Deese, 288 N.C.

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                      KIRKMAN V. ROWAN REG’L MED. CTR., INC.

                                   Opinion of the Court

             375, 378, 218 S.E.2d 379, 381 (1975) (internal quotation
             marks omitted). The standard of review for summary
             judgment is de novo. Builders Mut. Ins. Co. v. North Main
             Constr., Ltd., 361 N.C. 85, 88, 637 S.E.2d 528, 530 (2006).

Forbis v. Neal, 361 N.C. 519, 523–24, 649 S.E.2d 382, 385 (2007). A defendant may

show entitlement to summary judgment in its favor “by (1) proving that an essential

element of the plaintiff’s case is non-existent, or (2) showing through discovery that

the plaintiff cannot produce evidence to support an essential element of his or her

claim, or (3) showing that the plaintiff cannot surmount an affirmative defense.”

Wilkins v. Safran, 185 N.C. App. 668, 671, 649 S.E.2d 658, 661 (2007) (quoting

Draughon v. Harnett County Bd. of Educ., 158 N.C. App. 208, 212, 580 S.E.2d 732,

735 (2003) (internal quotation marks omitted), aff’d, 358 N.C. 131, 591 S.E.2d 521

(2004)).

      At the time plaintiff filed her complaint, the portion of Chapter 122C, the

“Mental Health, Developmental Disabilities, and Substance Abuse Act of 1985” titled

“Immunity from liability” provided:

             No facility or any of its officials, staff, or employees, or any
             physician or other individual who is responsible for the
             custody,     examination,       management,         supervision,
             treatment, or release of a client and who follows accepted
             professional judgment, practice, and standards is civilly
             liable, personally or otherwise, for actions arising from
             these responsibilities or for actions of the client. This
             immunity is in addition to any other legal immunity from
             liability to which these facilities or individuals may be
             entitled and applies to actions performed in connection
             with, or arising out of, the admission or commitment of any
             individual pursuant to this Article.

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                           KIRKMAN V. ROWAN REG’L MED. CTR., INC.

                                           Opinion of the Court

N.C. Gen. Stat. § 122C-210.1 (2017)1 (emphases added).

        Before this Court, plaintiff relies primarily on this Court’s decision in Alt v.

Parker, 112 N.C. App. 307, 435 S.E.2d 773 (1993), cert. denied, 335 N.C. 766, 442

S.E.2d 507 (1994), to support her summary judgment arguments. According to

plaintiff, Alt stands for the proposition “that a defendant is entitled to immunity

under N.C.G.S. § 122C-210.1 if the challenged act or omission was a professionally

acceptable choice.” Plaintiff argues that this language from Alt stands for the

proposition that the version of N.C. Gen. Stat. § 122C-210.1 applicable in this case

only provided immunity from liability to covered health care providers whose acts or

omissions conformed to the relevant standard of practice as discussed under the

general medical malpractice statute, N.C. Gen. Stat. § 90-21.12(a).2 In other words,

plaintiff appears to assert that N.C. Gen. Stat. § 122C-210.1 only provides immunity

for claims other than medical malpractice or where a claim for medical malpractice

        1 The statute was amended effective 1 October 2019.
        2 This subsection provides that in medical malpractice actions, health care providers are not

liable for damages unless the plaintiff persuades the fact finder that the defendant provider’s care
“was not in accordance with the standards of practice among members of the same health care
profession . . . .” N.C. Gen. Stat. § 90-21.12(a) (2021). This standard is understood to require a plaintiff
to establish ordinary negligence to prevail in a medical malpractice case. See, e.g., Beaver v. Hancock,
72 N.C. App. 306, 311, 324 S.E.2d 294, 298 (1985) (“In a medical malpractice case, the plaintiff must
prove that defendant was negligent in his care of plaintiff and that such negligence was the proximate
cause of plaintiff’s injuries and damage. . . . The defendant physician’s negligence must be established
by showing the standard of care owed to plaintiff and that defendant violated that standard of care.”)
(citation and internal quotation marks omitted).

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                                    Opinion of the Court

would already fail based upon a plaintiff’s failure to establish negligence under the

standard of care set forth in N.C. Gen. Stat. § 90-21.12(a).

      Our review of the decision in Alt indicates that the case sheds no light on the

statute’s applicability in medical malpractice cases, rendering it inapposite to the

matter at bar. In Alt, the plaintiff’s appellate arguments were “that the trial court

erroneously entered summary judgment on . . . three . . . claims, malicious

prosecution, false imprisonment, and deprivation of due process,” but the plaintiff

had not asserted any claim for medical malpractice. Alt, 112 N.C. App. at 310, 435

S.E.2d at 774. Plaintiff’s citation to Alt comes from the portion of that decision

resolving the plaintiff’s argument that the trial court had wrongly granted summary

judgment in favor of the defendant psychiatrist on the plaintiff’s false imprisonment

claim. Id. at 313, 435 S.E.2d at 776. The Court first held that because “[t]he essence

of the tort of false imprisonment is illegal restraint of a person against his will,” the

plaintiff in Alt could not prevail given that he was lawfully restrained, citing

Youngberg v. Romeo, 457 U.S. 307 (1982) for the proposition that “[a] client in a state

institution is not entitled to absolute freedom from restraint; rather, the client’s

freedom from restraint must be balanced against the safety of other clients and the

client himself.” Id. at 313, 435 S.E.2d at 776–77 (additional citation omitted).

      Then the Court quoted N.C. Gen. Stat. § 122C-210.1 and discussed Youngberg’s

holding as to what Fourteenth Amendment liberty interests a client in a state

hospital retained, before noting:

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                                   Opinion of the Court

              Since we are today concerned with the provisions of the
              North Carolina Constitution, the U.S. Supreme Court’s
              opinion has no direct precedential weight. Nonetheless, we
              believe that its reasoning is sound and coincides with our
              reading of N.C.G.S. § 122C-210.1, and we adopt the
              standard enunciated in Youngberg. Thus, in this case, so
              long as the requisite procedures were followed and the
              decision to restrain the plaintiff was an exercise of
              professional judgment, the defendants are not liable to the
              plaintiff for their actions. Plaintiff alleges both that [the
              defendant] failed to follow the established procedures and
              that he did not exercise his professional judgment in
              deciding to restrain plaintiff.

Id. at 313–14, 435 S.E.2d at 777 (emphasis added). Because here, unlike in Alt,

plaintiff’s claims sound in tort and do not implicate any constitutional issue, whether

state or federal, we find the above-quoted language from Alt inapplicable to plaintiff’s

case.

        Instead, we look to the precedent established by other decisions issued by this

Court which do address the impact of N.C. Gen. Stat. § 122C-210.1 in the context of

medical malpractice or negligence. For example, this Court has held, in applying the

pertinent version of the statute in a medical malpractice case, that “[q]ualified

immunity, if applicable, is sufficient to grant a defendant’s motion for summary

judgment,” and moreover, in the specific context of N.C. Gen. Stat. § 122C-210.1, that

“gross negligence must be alleged to overcome the statutory immunity once it attaches.”

Boryla-Lett v. Psychiatric Sols. of N.C., Inc., 200 N.C. App. 529, 533, 685 S.E.2d 14,

18 (2009) (emphasis added). That decision, in turn relies in great part on Snyder v.

Learning Servs. Corp., a negligence case in which this Court held that

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                          KIRKMAN V. ROWAN REG’L MED. CTR., INC.

                                        Opinion of the Court

               [u]nder North Carolina law, “[c]laims based on ordinary
               negligence do not overcome . . . statutory immunity”
               pursuant to Section 122C-210.1; a plaintiff must allege
               gross or intentional negligence. Cantrell v. United States,
               735 F. Supp. 670, 673 (E.D.N.C. 1988); see also Pangburn
               v. Saad, 73 N.C. App. 336, 347, 326 S.E.2d 365, 372 (1985)
               (“We therefore conclude that G.S. Sec. 122-24 [the
               precursor to N.C. Gen. Stat. § 122C-210.1] was intended to
               create a qualified immunity for those state employees it
               protects, extending only to their ordinary negligent acts. It
               does not, however, protect a tortfeasor from personal
               liability for gross negligence and intentional torts.”).

187 N.C. App. 480, 484, 653 S.E.2d 548, 551 (2007). We conclude that the precedent

established by Boryla-Lett and Snyder—each of which addresses a negligence claim

and the latter of which involves medical malpractice particularly—constitute

controlling authority by which we are bound in deciding this appeal. Those decisions

make plain that a plaintiff in a malpractice case must allege gross negligence by a

covered defendant in order to overcome the immunity from liability established by

the legislature in N.C. Gen. Stat. § 122C-210.1. Plaintiff here failed to include such

an allegation in her complaint. Accordingly, we hold that the trial court did not err in

granting summary judgment in favor of defendants here.3

       3 While the absence from plaintiff’s complaint of an allegation of gross negligence as required

by the statutory immunity provision just discussed fully supports the trial court’s summary judgment
ruling here, we observe that, even under ordinary negligence precedent, defendants would have been
entitled to summary judgment on plaintiff’s claims in light of the forecast of evidence regarding
proximate cause. See, e.g., Hawkins v. Emergency Med. Physicians of Craven Cnty., PLLC, 240 N.C.
App. 337, 346, 770 S.E.2d 159, 165 (2015) (“Proximate causation is a cause which produces the result
in continuous sequence and without which it would not have occurred, and one from which any man
of ordinary prudence could have foreseen that such a result was probable under all of the facts then
existing.”) (internal quotation marks and citation omitted). Each of plaintiff’s four expert witnesses

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                                         Opinion of the Court

       B. Motion for leave to amend

       Plaintiff next argues that the trial court abused its discretion in denying her

motion for leave to amend her complaint to add an allegation of gross negligence. We

disagree.

                      According to well-established North Carolina law,
               after the time for answering a pleading has expired, a
               motion to amend is addressed to the discretion of the court,
               and its decision thereon is not subject to review except in
               case of manifest abuse. A trial court abuses its discretion
               in the event that its decision is manifestly unsupported by
               reason or so arbitrary that it could not have been the result
               of a reasoned decision.

Azure Dolphin, LLC v. Barton, 371 N.C. 579, 603, 821 S.E.2d 711, 727–28 (2018)

(citations and quotation marks omitted).

       A “delay in seeking to amend a pleading, and particularly where it causes

prejudice to a party, can justify a decision to deny the amendment.” Chappell v. N.C.

DOT, 374 N.C. 273, 280, 841 S.E.2d 513, 519 (2020) (citing News & Observer Pub. Co.

v. Poole, 330 N.C. 465, 485, 412 S.E.2d 7, 19 (1992) (“Among proper reasons for

testified that a physician, here Saffell, rather than an LPC, here France, makes the decision regarding
whether the patient should be involuntarily committed or discharged. Indeed, the Licensed
Professional Counselors Act does not permit an LPC to admit, discharge, or involuntarily commit a
patient. N.C. Gen. Stat. § 90-330(3) (2021). Saffell herself agreed that the decision to discharge
Kirkman was hers and not France’s, a fact further demonstrated by the discharge paperwork.
Moreover, given the professional care exercised by Saffell here—including observing Kirkman for more
than ten hours, inquiring directly of the patient about any suicidal or homicidal ideations he might
have experienced, consulting with plaintiff as Kirkman’s wife, and reviewing France’s notes on her
evaluation—Kirkman’s suicide was not reasonably foreseeable and no different assessment by either
Saffell or France could have been expected to have prevented Kirkman’s suicide two days later. See
Williamson v. Liptzin, 141 N.C. App. 1, 10–12, 539 S.E.2d 313, 319–20 (2000). Thus, even were we to
review the trial court’s summary judgment ruling in light of ordinary negligence principles, the result
here would be the same.

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                                  Opinion of the Court

denying a motion to amend are undue delay by the moving party and unfair prejudice

to the non-moving party.”)). The trial court here noted both bases for its denial of

plaintiff’s motion for leave to amend.

      We see no abuse of discretion by the trial court in denying plaintiff’s motion

given that defendants raised the defense of N.C. Gen. Stat. § 122C-210.1 immunity

in their answer on 23 April 2018, while plaintiff did not seek to amend her complaint

to allege gross negligence until 3 October 2022, four and one-half years after

defendants’ answer and only three weeks prior to trial. Given the undue delay in

plaintiff’s decision to move for leave to amend, in conjunction with apparent prejudice

to defendants, arising from the fact that discovery in the matter had concluded at the

time of plaintiff’s motion, we hold that the trial court was justified in denying

plaintiff’s motion and did not act arbitrarily without reason in so doing. See id.

Plaintiff’s argument to the contrary is therefore overruled.

                               III.      Conclusion

      Plaintiff has not shown any error or abuse of discretion by the trial court in

connection to either of the lower court’s decisions as challenged on appeal.

Accordingly, the trial court’s orders denying plaintiff’s motion for leave to amend and

for summary judgment in favor of defendants are affirmed.

      AFFIRMED.

      Judges COLLINS and GRIFFIN concur.

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