Court Opinion

ID: 9889884
Source: CourtListenerOpinion
Date Created: 2023-10-11 18:03:42.427496+00
Date Added: 2024-06-11T12:48:48.771318
License: Public Domain

Filed 10/11/23 P. v. Poncio CA4/3

                      NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.

                IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

                                     FOURTH APPELLATE DISTRICT

                                                DIVISION THREE

 THE PEOPLE,

      Plaintiff and Respondent,                                        G061931

           v.                                                          (Super. Ct. No. 00CF3110)

 KARINA LISSETH PONCIO,                                                OPINION

      Defendant and Appellant.

                   Appeal from an order of the Superior Court of Orange County, Cheri T.
Pham, Judge. Affirmed.
                   Mark Alan Hart, under appointment by the Court of Appeal, for Defendant
and Appellant.
                   Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney
General, Charles C. Ragland, Assistant Attorney General, Arlene A. Sevidal, Randall D.
Einhorn and Susan Elizabeth Miller, Deputy Attorneys General, for Plaintiff and
Respondent.
                                             INTRODUCTION
                                                  1
                  Penal Code section 3051 , enacted in 2013, provides for an independent
youthful offender parole hearing (YOPH) so juvenile offenders and certain young adult
offenders may present mitigating evidence to the Board of Parole Hearings after a certain
number of years of incarceration. With some exceptions not applicable here, juvenile
offenders are entitled to a YOPH even when sentenced to life in prison without
possibility of parole (LWOP). (Id., subd. (b)(4).) But young adult offenders are only
entitled to the hearing if they are serving parole-eligible sentences. Those young adult
offenders sentenced to LWOP are categorically exempted from section 3051 and are not
entitled to a YOPH. (Id., subd. (h).)
                 Appellant was 21 years old in May of 2000 when she assisted a companion
in the shootings of two rival gang members in Santa Ana. Her assistance included
driving alongside the victims’ car, allowing her codefendant to shoot at them, and
following the car after the victims attempted to escape so her codefendant could continue
shooting. She was charged and convicted of first degree murder by discharging a firearm
out of a motor vehicle, which required the court to sentence her to LWOP.
                 Were she eligible, appellant would get a YOPH under section 3051 in 2025.
But given her sentence and her age at the time the crime was committed, she is statutorily
ineligible. For this reason, the trial court denied her request for a so-called
Franklin/Cook proceeding2 to gather mitigating evidence in support of parole.

        1
                   All further statutory references are to the Penal Code. Section 3051 makes distinctions between
those offenders under 18 years of age, and those between the ages of 18 and 25, but it does not explicitly use the
phrases “juvenile offenders” and “young adult offenders.” We use these phrases in this opinion for purposes of both
brevity and clarity; the phrase “juvenile offenders” refers to those persons who committed the crime while under the
age of 18 and the phrase “young adult offenders” refers to those who committed the crime between the ages of 18
and 25.
         2
                   This proceeding, pursuant to People v. Franklin (2016) 63 Cal.4th 261 (Franklin) and In re Cook
(2019) 7 Cal.5th 439 (Cook), allows youthful offenders to gather and put on the record mitigating evidence which
would eventually be used in a YOPH.

                                                         2
              Our courts are currently split, albeit unevenly, on the constitutionality of
section 3051’s distinction between young adult LWOP offenders and young adult
offenders sentenced to parole-eligible terms.
              Most, including this court, have determined the distinction does not violate
the equal protection provisions of the federal and state constitutions. (See In re Williams
(2020) 57 Cal.App.5th 427 (Williams I); People v. Acosta (2021) 60 Cal.App.5th 769
(Acosta); People v. Jackson (2021) 61 Cal.App.5th 189 (Jackson); People v. Morales
(2021) 67 Cal.App.5th 326 (Morales); People v. Sands (2021) 70 Cal.App.5th 193
(Sands); People v. Bolanos (2023) 87 Cal.App.5th 1069 (Bolanos), review granted Apr.
12, 2023, S278803; People v. Ngo (2023) 89 Cal.App.5th 116 (Ngo), review granted May
17, 2023, S279458.) Nonetheless, many of these same courts – again, including ours –
have expressed unease about the distinctions made in the statute and have urged the
Legislature to reassess whether these distinctions are legitimate. (See Acosta, supra, 60
Cal.App.5th at pp. 780-781; Jackson, supra, 61 Cal.App.5th at pp. 201-202 (conc. opn. of
Dato, J.); Morales, supra, 67 Cal.App.5th at p. 349; id. at p. 350 (conc. & dis. opn. of
Pollak, P.J.); see also In re Jones (2019) 42 Cal.App.5th 477, 486-487 (Jones) (conc. opn.
of Pollak, p.J.); People v. Montelongo (2020) 55 Cal.App.5th 1016, 1039 (Montelongo),
conc. opn. of Segal, J.; id. at p. 1041c (stmt. of Liu, J.); In re Murray (2021) 68
Cal.App.5th 456, 464-465.)
              In October 2022, Division Seven of the Second District Court of Appeal
issued its opinion in People v. Hardin (2022) 84 Cal.App.5th 273 (Hardin)3, authored by
Presiding Justice Perluss. For the first time, a three-judge panel of a California appellate
court held that section 3051 does violate equal protection by prohibiting young adult
LWOP offenders from getting a YOPH to which their non-LWOP counterparts are
entitled. (Id. at pp. 288-291.) The California Supreme Court has granted review of

       3
              Review granted January 11, 2023, S277487.

                                                  3
Hardin, and has deferred action on its review of Bolanos and Ngo pending the outcome
of Hardin.
                 We await our high court’s decision in Hardin. Until then, we must adhere
to rational basis review and affirm the denial of appellant’s motion. Our affirmance is
without prejudice to appellant’s right to bring another Franklin/Cook motion should
Hardin offer her a chance for a YOPH.
                                                              4
                                                    FACTS
                 Karina Lisseth Poncio and her friend Jorge Arturo Alarcon were members
of the Delhi gang. On May 5, 2000, when Poncio was nearly 22 years old, she and
Alarcon lay in wait outside a party in Santa Ana attended by members of the rival Alley
Boys gang. When two Alley Boys members, Juan Villa and Juan Guillen, exited the
party to get more beer, Villa noticed a woman, Poncio, sitting in the driver’s seat of a
nearby car. He did not know who she was. As Villa and Guillen began to drive away,
Poncio pulled her car alongside Villa’s so Alarcon could pop up from the back seat and
begin shooting at Villa and Guillen. When Villa drove off, Poncio followed and kept up
with him so that Alarcon could continue firing until Villa pulled over. He had been shot
in the left shoulder while his companion, Guillen, was fatally shot in the head.
                 A jury convicted Poncio of, among other things, first degree murder of
Guillen with special circumstances: to wit, vicariously discharging a firearm from a
motor vehicle, and intentionally killing the victim while an active participant and for the
benefit of a criminal street gang. Under section 190.2, subdivisions (a)(21) and (22), the
special circumstances found by the jury to be true required the court to sentence Poncio
to LWOP as to the murder count. We affirmed this aspect of Poncio’s sentence on direct
appeal.

        4
                   We granted appellant’s request for judicial notice of this court’s prior opinion in this matter
(People v. Alarcon et al. (Jan. 5, 2005, G031767) [nonpub. opn.], and in the absence of any similar summary in the
record before us, we derive the facts surrounding the crime from that opinion. In doing so, we regret any
repetitiveness, but wish to provide context for appellant’s request which is now before us.

                                                         4
              After section 188 was amended in 2019 to restrict California’s felony
murder rule, Poncio petitioned for resentencing under section 1170.95. The petition was
denied because Poncio was not convicted of murder based on any of the theories
impacted by the new legislation. We upheld this ruling on appeal also.
              In August 2022, Poncio filed a motion for a Franklin/Cook proceeding
under section 1203.01 to preserve mitigating evidence for a YOPH and for appointment
of counsel to assist her in the proceeding. The trial court denied the motion, citing
section 3051, subdivision (h), which renders her, as a young adult LWOP offender,
ineligible for a YOPH.
                                       DISCUSSION
              Poncio argues section 3051, subdivision (h)’s exemption for young adult
LWOP offenders violates the federal and state right to equal protection of the laws (see
U.S. Const., 14th Amend., § 1; Cal. Const., art. I, § 7), and the federal and state
prohibition on cruel and unusual punishment. (See U.S. Const., 8th Amend.; Cal. Const.,
art. I, § 17.) We review such issues de novo, but view the underlying facts “‘in the light
most favorable to the judgment.’ [Citation.]” (See People v. Wilson (2020) 56
Cal.App.5th 128, 166-167.)
I.            Section 3051 (Youthful Offender Parole Hearings)
               As recounted in some detail in Acosta, section 3051 came about “in
response to a series of decisions” from the federal and state high courts regarding Eighth
Amendment limitations on sentencing for juveniles. (Acosta, supra, 60 Cal.App.5th at
pp. 775-776.) In C v. Florida (2010) 560 U.S. 48 (Graham), the court determined that
LWOP sentences for nonhomicide juvenile offenders violated the Eighth Amendment
prohibition on cruel and unusual punishment. (Id. at p. 79.) Two years later, in Miller v.
Alabama (2012) 567 U.S. 460 (Miller), the court extended Graham’s reach to juvenile
homicide offenders given mandatory LWOP sentences. (Miller, supra, 567 U.S. at p.
465.) In the same year, the California Supreme Court ruled in People v. Caballero

                                              5
(2012) 55 Cal.4th 262 (Caballero) that even parole-eligible sentences for juvenile
offenders violate the Eighth Amendment if the parole eligibility date falls beyond the
offender’s natural life expectancy, a so-called de facto LWOP sentence. The Caballero
court “urge[d] the Legislature to enact legislation establishing a parole eligibility
mechanism that provides a defendant serving a de facto life sentence without possibility
of parole for nonhomicide crimes that he or she committed as a juvenile with the
opportunity to obtain release on a showing of rehabilitation and maturity.” (Id. at p. 269,
fn. 5.) The Legislature obliged by enacting section 3051.
              In section 3051’s original form, young adult offenders could not receive a
YOPH; only juvenile offenders – and only those juvenile offenders with parole-eligible
sentences. However, in 2015, the Legislature expanded eligibility to those parole-eligible
offenders who committed their crimes under the age of 23, citing recent evidence
showing certain areas of the brain relevant to judgment and decisionmaking continued to
develop into one’s early 20’s. (See Acosta, supra, 60 Cal.App.5th at pp. 776-777.) In
2017, the age was increased still further to 25 based on more research showing the
functional capacity of the prefrontal cortex – responsible for decisionmaking and impulse
control – continued to improve and mature between ages 18 and 25. (Id. at p. 777.)
              Later in 2017, the Legislature extended eligibility to juvenile offenders
sentenced to LWOP. (Acosta, supra, 60 Cal.App.5th at p. 777.) In light of the United
States Supreme Court’s ruling in Montgomery v. Louisiana (2016) 577 U.S. 190
(Montgomery) that Miller’s prohibition on juvenile LWOP sentences applied
retroactively, the Legislature wanted to avoid a deluge of resentencing hearings. (Acosta,
supra, 60 Cal.App.5th at p. 777.) The Legislature nevertheless left the exemption for
young adult LWOP offenders in place.
II.           Equal Protection
              “Both the Fourteenth Amendment to the United States Constitution and
article I, section 7 of the California Constitution guarantee to all persons the equal

                                              6
protection of the laws. The right to equal protection of the laws is violated when ‘the
government . . . treat[s] a [similarly situated] group of people unequally without some
justification.’ (People v. Chatman (2018) 4 Cal.5th 277, 288; see Manduley v. Superior
Court (2002) 27 Cal.4th 537, 568.) ‘The California equal protection clause offers
substantially similar protection to the federal equal protection clause.’ (People v. Laird
(2018) 27 Cal.App.5th 458, 469.)” (Jackson, supra, 61 Cal.App.5th at p. 195.) Thus, the
first prong of an equal protection analysis requires us to determine whether “‘“‘the state
has adopted a classification that affects two or more similarly situated groups in an
unequal manner.’”’ [Citations.]” (Acosta, supra, 60 Cal.App.5th at p. 778.)
              Once the first prong is met, we determine whether there is a justification for
the difference. “Where, as here, a statute involves neither a suspect class nor a
fundamental right, it need only meet minimum equal protection standards, and survive
‘rational basis review.’ (People v. Wilkinson (2004) 33 Cal.4th 821, 836.) A criminal
defendant has no vested interest ‘“in a specific term of imprisonment or in the
designation a particular crime receives.”’ (Id. at p. 838.) It is both the prerogative and
the duty of the Legislature to define degrees of culpability and punishment, and to
distinguish between crimes in this regard. (Id. at p. 840.) Courts routinely decline to
intrude upon the ‘broad discretion’ such policy judgments entail. (People v. Ward (2005)
36 Cal.4th 186, 217.) Equal protection analysis does not entitle the judiciary to second-
guess the wisdom, fairness, or logic of the law. (Heller v. Doe (1993) 509 U.S. 312, 319
(Heller).) [¶] Under these principles, equal protection of the law is denied only where
there is no ‘rational relationship between the disparity of treatment and some legitimate
governmental purpose.’ (Heller, supra, 509 U.S. 312, 320.) In other words, the
legislation survives constitutional scrutiny as long as there is ‘“any reasonably
conceivable state of facts that could provide a rational basis for the classification.”’
(Ibid.) This standard of rationality does not depend upon whether lawmakers ever
actually articulated the purpose they sought to achieve. Nor must the underlying

                                              7
rationale be empirically substantiated. (Ibid.) While the realities of the subject matter
cannot be completely ignored (id. at p. 321), a court may engage in ‘“rational
speculation”’ as to the justifications for the legislative choice. (Id. at p. 320). It is
immaterial for rational basis review ‘whether or not’ any such speculation has ‘a
foundation in the record.’ (Id. at pp. 320-321; see Nordlinger v. Hahn (1992) 505 U.S. 1,
11, 15-16; Wilkinson, supra, 33 Cal.4th 821, 836; Warden v. State Bar (1999) 21 Cal.4th
628, 644-645.)” (People v. Turnage (2012) 55 Cal.4th 62, 74-75.)
                  Some courts have denied equal protection challenges to section 3051 on the
first prong of the analysis, holding young adult LWOP offenders are not similarly
situated to young adult parole-eligible offenders. (See Williams I, supra, 57 Cal.App.5th
at p. 435; Jackson, supra, 61 Cal.App.5th at p. 199.) We concluded the opposite in
Acosta, finding the two groups are similarly situated “not for any purpose, but for the
purpose of section 3051.” (Acosta, supra, 60 Cal.App.5th at p. 778.) Since the
Legislature enacted section 3051 to provide a mechanism for young offenders to show
they have outgrown their previous impulses, we decided “‘[b]oth groups are equally
likely to demonstrate improved judgment and decisionmaking as they reach emotional
and cognitive maturity.’” (Id. at p. 779, quoting Williams I, supra, 57 Cal.App.5th at p.
435.) We see no reason to stray from that conclusion. Poncio passes the first prong of
the equal protection analysis.
                  The second prong is more problematic. As stated in our introduction, the
fate of section 3051, subdivision (h) as it pertains to equal protection remains uncertain
while Hardin, Bolanos, and Ngo are pending.5 We would be remiss if we did not
acknowledge the shift in the legal landscape since we decided Acosta in early February
2021. At that time, published cases on the equal protection topic were more scarce.

         5
                   Subdivision (h)’s exemption extends to those sentenced under section 667.61 for violent sex
offenses, and this is also being challenged on equal protection grounds in a fourth case, People v. Williams (2020)
47 Cal.App.5th 475 (Williams II), review granted July 22, 2020, S262229. As of the date of filing this opinion,
Williams II remains pending before the California Supreme Court.

                                                          8
Despite our own concerns, and the concerns expressed by the likes of Justice Pollak in
Jones and Justices Liu and Segal in Montelongo, the weight and tenor of the authorities
was still decidedly in favor of section 3051’s constitutionality. The prevailing instinct
was to defer to the Legislature, and the California Supreme Court, with the exception of
Williams II, had repeatedly declined to grant review of the equal protection issue.
              Since we published Acosta, however, the chorus of concern over section
3051’s validity has only grown. There have been no less than six more opinions
published on the same topic – Jackson, Morales, Sands, Hardin, Bolanos, and Ngo, with
Hardin having the most seismic impact for obvious reasons. While section 3051’s
differential treatment of young adult offenders continues to pass constitutional muster
with the majority of our courts, it does so with less than full-throated support. With “at
least 11 justices of the Court of Appeal hav[ing] called for legislative reconsideration of
section 3051” (Jackson, supra, 61 Cal.App.5th at p. 202 (conc. of Liu, J.), its days more
and more seem numbered.
              Even so, section 3051’s fate is now in the hands of a higher court than ours.
As was pointed out in Acosta, “we cannot insert our own policy concerns into the
analysis.” (Acosta, supra, 60 Cal.App.5th at p. 781.) Regardless of how we feel about
the issue, our task is to determine whether there is a rational basis for the present form of
the statute – a legitimate governmental purpose that can be linked to the exclusion of
young adult LWOP offenders. And, as we said in Acosta, the severity of the crime
provides such a basis.
              Poncio’s crime was not insignificant. A special circumstance murder under
section 190.2 carries a mandatory sentence of either death or LWOP. These are “‘the
harshest penalties available under our penal system and are reserved for crimes of the
most heinous nature.’” (Acosta, supra, 60 Cal.App.5th at p. 780 (quoting Williams I,
supra, 57 Cal.App.5th at p. 436).) Because isolating offenders from the public is an
“indisputably legitimate penological goal[]” (see In re Grant (1976) 18 Cal.3d 1, 12), the

                                              9
Legislature may well have determined that LWOP is an appropriate way to punish such
crimes when committed by young adult offenders who are further along in their
development process than juveniles, and that a Franklin/Cook hearing is not appropriate
because of that lengthier development. The wisdom of that decision is – thankfully – not
before us.
                  Additionally, legislators may have excluded young adult LWOP offenders
from their 2017 amendment to the statute because they were specifically trying to bring it
into alignment with Miller and Montgomery. The Sands court was correct “that the
Legislature could rationally decide to remedy unconstitutional sentences but go no
further.” (Sands, supra, 70 Cal.App.5th at p. 204.)6
                  In fine, while we continue to urge the Legislature to take another look at
section 3051 to be sure its present form matches their present thinking, we adhere to
Acosta in finding no equal protection violation, pending clarification from our state’s
high court.
III.              Cruel and Unusual Punishment
                  Poncio alternatively argues that section 3051 violates the Eighth
Amendment as applied in Miller. Because the statute was enacted in response to Eighth
Amendment concerns, she argues, and the Legislature saw fit to extend YOPH eligibility
to parole-eligible young adult offenders based on concerns about their diminished

         6
                   We must admit this rationale seems less persuasive in light of two facts. First, the Legislature’s
decision to raise the age of eligibility for YOPH’s to those under 25 years of age was made in the very same year.
As Justice Perluss perceptively noted, “The purpose of the current iteration of section 3051 generally providing
[YOPH’s] for individuals convicted of a controlling offense committed when the person was 25 years old or
younger is that the distinctive attributes of youth . . . apply equally to young adults up to age 25. Having made that
determination, there was no rational basis for the Legislature to exclude otherwise similarly situated offenders from
any opportunity for a [YOPH] based solely on the crime committed or the sentence imposed, factors unrelated to a
determination the offender is ‘irreparably corrupt.’” (Hardin, supra, 84 Cal.App.5th at p. 279, italics added.) The
second is Miller’s admonition that the juvenile brain and the vulnerabilities which make it less culpable do not
operate in a “crime-specific” way. “Those features are evident in the same way, and to the same degree, when . . . a
botched robbery turns into a killing.” (Miller, supra, 567 U.S. at p. 473.) By excluding young adult LWOP
offenders from the statute, the Legislature arguably was employing a crime-specific prism.

                                                         10
culpability, the failure to extend YOPH eligibility to young adult LWOP offenders cannot
be supported. We disagree.
                  As we observed in Acosta, Miller held only that the Eighth Amendment
                                                           7
prohibits LWOP terms for juvenile offenders. The prohibition was never extended to
young adult offenders like Poncio. (Acosta, supra, 60 Cal.App.5th at p. 781.) The
Legislature’s choice to extend YOPH eligibility to young adult offenders with parole-
eligible sentences does not automatically render LWOP sentences for young adult
offenders cruel and unusual.
                                               DISPOSITION
                  The order denying appellant a Franklin/Cook proceeding is affirmed,
without prejudice to appellant’s right to refile such a motion should the California
Supreme Court affirm the ruling of the Court of Appeal in Hardin.

                                                               BEDSWORTH, ACTING P.J.

WE CONCUR:

MOORE, J.

MOTOIKE, J.

         7
                 For this reason, Poncio’s invocation of Franklin in support of this argument also rings hollow, as
Franklin involved a 16-year-old offender. (Franklin, supra, 63 Cal.4th at p. 268.)

                                                        11