Court Opinion

ID: 163779
Source: CourtListenerOpinion
Date Created: 2010-08-14 08:03:24+00
Date Added: 2024-06-11T16:43:37.909883
License: Public Domain

F I L E D
                                                                    United States Court of Appeals
                                                                            Tenth Circuit
                     UNITED STATES COURT OF APPEALS
                                                                           AUG 13 2003
                            FOR THE TENTH CIRCUIT
                                                                       PATRICK FISHER
                                                                                Clerk

    MARY L. QANTU,

                Plaintiff-Appellant,

    v.                                                   No. 02-1314
                                                 (D.C. No. 99-MK-1935 (PAC))
    JO ANNE BARNHART,                                      (D. Colo.)

                Defendant-Appellee.

                            ORDER AND JUDGMENT *

Before TACHA, Chief Judge, HARTZ, and O’BRIEN, Circuit Judges.

         After examining the briefs and appellate record, this panel has determined

unanimously to grant the parties’ request for a decision on the briefs without oral

argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore

ordered submitted without oral argument.

         Claimant Mary Qantu appeals   the district court’s affirmance of the decision

by the Commissioner of Social Security denying her applications for disability

*
      This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. The court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
benefits and supplemental security income. Because the agency’s decision is

supported by substantial evidence and no legal errors occurred, we affirm.

       On January 10, 1995, claimant tripped on a rug at work and fell down a

flight of stairs. Aplt’s App., Vol. I at 121, 132. As a result, she suffered pain in

her neck and back, numbness in her arms, and frequent headaches. See id. at

116-18, 119-120, 122-23. Claimant underwent several months of physical therapy

and chiropractic treatment under the supervision of treating physician Hine, of the

Southern Colorado Clinic. See id. at 114, 116; Vol. II at 280-81, 303-313.

       In April 1995 Dr. Hine determined that claimant had reached maximum

medical improvement and released her for work, limited by the requirements that

she not lift more than thirty pounds, carry no more than twenty-five pounds, and

lift no more than twenty pounds over her shoulders. Id. , Vol. I at 146, 148, 158.

In May 1995 Dr. Hine referred claimant to Dr. Herrerra, at the Southern Colorado

Clinic, for her headaches.   Id. at 159. Upon initial examination, Dr. Herrerra

agreed that claimant could return to work.         Id. at 158. He prescribed medication

and requested a CT scan of the head, which showed no abnormalities.          Id. at 156,

158. Claimant continued to see Dr. Herrerra monthly for her headaches, and

started monthly maintenance visits with Dr. Campbell after Dr. Hine left the

clinic. See id. at 157. Dr. Campbell reiterated that claimant could return to work,

subject to lifting restrictions. Id. at 146, 152, 157.

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      In April 1996 claimant experienced an exacerbation of her symptoms and

returned to the Southern Colorado Clinic for treatment. See id. at 139-140.

Claimant was sent back to physical therapy. See id., Vol. II at 299-302. By the

end of April, claimant reported to her physical therapist that she had no specific

complaints of pain and that she had gone hiking in the mountains. Id. at 292. In

May 1996 treating physician Campbell reiterated that claimant could return to

work limited only by the restrictions described above. Id. at 273-74.

      In July 1996 claimant began treatment with Kevin Boehle at the Southern

Colorado Clinic. Id. at 386-387. Examination revealed tissue texture changes

and muscle spasms in claimant’s neck; trigger points along her spine, and

tenderness in the lumbar spine with chronic tissue changes consistent with chronic

muscle spasm and irritation. Id. at 386. Current x-rays showed some chronic

arthritic changes in the neck and lower spine. Id. at 385, 387. Claimant was

referred to Dr. Crawford for trigger-point injections and an EMG to evaluate her

left arm numbness. Id. at 386-87.

      Dr. Crawford’s physical examination of claimant’s back showed normal

gait; negative Romberg; normal spine curvature with no thoracic or lumbosacral

tenderness; full lumbar flexion and extension; and twenty-five degrees of lateral

bending without pain. Id. at 282. She had a tender nodule in the left mid-gluteal

muscle, and bilateral tenderness, but no sciatic notch or posterior thigh

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tenderness. Id. Her cervical spine was tender, but without spasm or nodules, her

cervical flexion and extension were limited, and right and left rotation caused

pain. Id. Claimant had a scapular myofascial pain nodule and mild right lateral

scapular tenderness. Id. Her shoulders had a full range of motion without pain,

normal strength in her upper extremities except for some weakness of pinch of the

left fifth finger and thumb, and her lower extremities were normal. Id.

Dr. Crawford opined that claimant had bilateral parascapular and left gluteal

myofascial pain syndrome, and that the myofascial pain syndrome was causing her

headaches, but that her subjective symptoms seemed out of proportion to the

physical findings. Id. at 283. The EMG showed left carpal tunnel, recurrent, or

possible residual changed from her original surgery in 1980. Id. at 285.

      Dr. Boehle treated claimant through the end of August 1996. Based on his

treatment of claimant, Dr. Boehle concurred with the opinion that claimant could

return to full-time work subject only to the lifting restrictions described above.

Id. at 372-73, 378. He opined that she had reached maximum medical

improvement for all medical conditions stemming from her accident, and that any

other problems she was having were from previous or underlying conditions. Id.

at 367. He also opined that claimant was showing strong tendencies of

drug-seeking and inappropriate behavior with the staff. Id.

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      In March 1997 claimant presented at the Parkview Episcopal Medical

Center for a headache with nausea and photophobia. Id., Vol I. at 194. She

underwent a CT scan which was negative, and was given medication which

resolved her headache. Id. at 195, 196. In April 1997 she returned for a lumbar

spine x-ray, which showed some evidence of degenerative disc disease with space

narrowing at L4-5 and L5-S1, but no acute abnormality. Id. at 192.

      In April 1997 claimant underwent a consultative examination with

Dr. Gaudio. See id. at 160-64. Physical examination revealed that all ranges of

motion were within normal limits; straight leg raising was negative; Phalen’s and

Tinel’s tests were negative; there were no joint effusions or abnormalities; and

claimant had normal muscle tone and strength, with no spasms or loss of

sensation Id. at 162-63. Claimant showed no abnormalities on the mini-mental

status test, and did not appear to have any deficits in concentration. Id. at 163.

Dr. Gaudio found “no evidence of impairment-related physical limitation with

regard to her low back pain or left shoulder blade pain”; “no evidence to support

the diagnosis of carpal tunnel syndrome”; and no evidence to support claimant’s

complaint that she has trouble concentrating. Id. He concluded that based on the

objective evidence, claimant had no physical or postural limitations. Id. at 164.

      Claimant also began treatment for depression at the Spanish Peaks Mental

Health Center (SPMHC) in April 1997. Id. at 185-86. Claimant was assessed

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with a Global Assessment of Functioning score of 70, id. at 186, which is defined

as “[s]ome mild symptoms (e.g. depressed mood and mild insomnia) OR some

difficulty in social, occupational, or school functioning (e.g. occasional truancy,

or theft within the household), but generally functioning pretty well, has some

meaningful interpersonal relationships.” American Psychiatric Assoc., Diagnostic

and Statistical Manual of Mental Disorders (DSM-IV), (4th ed. 1994), p. 32

(emphasis deleted).   Claimant was treated with antidepressants and therapy, first

weekly and then every other week, through February 1998. Aplt’s App., Vol. I at

166-186; 201-215. Treatment notes indicated that her depression stemmed

primarily from domestic issues including a custody battle with her ex-husband and

difficulties with her children. See e.g., id. at 168, 174, 177, 185, 206-212.

      In February 1998 claimant underwent a consultative psychological

examination with John Clarke, who administered psychological tests known as the

MMPI and the Zung Self-Rating Depression Scale. Id. at 217. Dr. Clarke

reviewed claimant’s physical and mental health records and interviewed claimant.

Id. Based on his review and the test results, Clarke opined that claimant’s

depression was severe to extreme, and that she was “presently psychologically

disabled.” Id. at 219-20.

      Claimant filed for benefits in the spring of 1996, alleging an inability to

work after January 10, 1995, due to a cervical strain, fibromyalgia, depression,

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and headaches. Id. at 72. After her applications were denied at the first and

second administrative levels, she participated in a hearing before an

administrative law judge (ALJ) in April 1998. See id., Vol. II at 397-453.

Claimant was represented by counsel at the hearing.

      On August 21, 1998, the ALJ issued her decision, finding that although

claimant could not return to her former work as a nurse’s aide, she retained the

ability to perform a significant number of jobs and therefore was not disabled.

See id., Vol. I at 15-23. The ALJ found that claimant retained the physical ability

to do light work that did not require lifting more than thirty pounds, carrying

more than twenty-five pounds, or lifting more than twenty pound above the

shoulders. Id. at 22. She found that claimant was mentally limited to simple

unskilled work involving occasional interactions with the public. Id. The ALJ

also determined that claimant’s mental condition slightly limited her daily

activities, moderately limited her ability to maintain social relationships, seldom

caused deficiencies of concentration, persistence, or pace, and never caused an

episode of deterioration or decompensation in work or a work-like setting. Id. at

25-26. The Appeals Council denied review, making the ALJ’s determination the

final decision of the Commissioner. The district court affirmed, and this appeal

followed.

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      We review the Commissioner’s decision to determine only whether it is

supported by substantial evidence and whether legal errors occurred. See

Castellano v. Sec’y of Health & Human Servs., 26 F.3d 1027, 1028 (10th Cir.

1994). Substantial evidence is “that which a reasonable mind might accept as

adequate to support a conclusion.” Richardson v. Perales, 402 U.S. 389, 401

(1971) (internal quotation marks omitted). We may not reweigh the evidence or

substitute our judgment for that of the agency. Casias v. Sec’y of Health &

Human Servs., 933 F.2d 799, 801 (10th Cir. 1991).

      Claimant argues that the ALJ committed legal error by disregarding her

objective medical evidence of carpal tunnel syndrome, left ankle neuropathy, and

back spasms, and her psychological test results. We have held that “[t]he record

must demonstrate that the ALJ considered all of the evidence, but an ALJ is not

required to discuss every piece of evidence.”    Clifton v. Chater , 79 F.3d 1007,

1009-10 (10th Cir. 1996). Here, it is clear the ALJ considered the evidence

identified by claimant, but concluded that it did not support a finding of

disability. See Aplt’s App., Vol. I at 17 (finding the medical evidence did not

establish that claimant’s carpal tunnel compromised her residual functional

capacity); at 18 (considering reports by Dr. Boehle, who noted claimant’s spasms

but concluded that she could return to full-time work with certain lifting and

carrying restrictions); at 19 (considering psychological test results but rejecting

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the consulting psychologist’s conclusion). Although the ALJ did not specifically

refer to claimant’s ankle neuropathy, there is no evidence that this condition

limited claimant’s abilities.

       Claimant next challenges the ALJ’s assessment of her nonexertional

impairments of pain, depression, and reduced grip strength in her left hand. Our

review of the ALJ’s decision reveals that she properly discussed the relevant

evidence, including claimant’s medical records, frequency of medical contacts,

daily activities, pain medication, and motivation, in determining that claimant’s

pain, depression, and weakness were not disabling.     See Kepler v. Chater , 68 F.3d

387, 391 (10th Cir. 1995) (discussing factors ALJ should consider).

       The ALJ’s primary reason for rejecting claimant’s complaints was that they

were not fully credible.   See Aplt’s App., Vol. I at 17-18, 20-21 (rejecting

complaints of disabling pain, weakness, and depression because they conflicted

with record evidence and claimant’s other statements). As required, the ALJ

affirmatively linked her credibility findings to substantial evidence in the record.

See id. at 18 (complaints conflicted with treating physicians’ consistent opinions

that claimant could return to work); at 19 (treating mental health source’s records

assessed claimant’s functional limitations as mild, noted claimant’s half-hearted

attempt to find work, and described claimant’s own reports of improvement); at

20 (describing claimant’s reports to several sources that her conditions had

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improved with only occasional problems); and at 20-21 (relying on treating

physician’s opinion that claimant’s symptomology was not consistent with her

clinical presentation, that claimant was showing strong tendencies of drug-

seeking behavior; and that further treatment was not indicated). Because

credibility determinations are within the province of the ALJ, we will not upset

such findings where, as here, they are supported by substantial evidence.    Kepler ,

68 F.3d at 391.

       Further, it is clear from the ALJ’s decision that she accepted that claimant

suffered some pain, but found that her pain was not disabling. We emphasize that

a claimant’s inability to work pain-free, standing alone, is not a sufficient reason

to find her disabled.   Gossett v. Bowen , 862 F.2d 802, 807 (10th Cir. 1988).

       Claimant also argues that the ALJ erred in rejecting the opinion of

consulting psychologist Clarke. The ALJ rejected the opinion that claimant was

“psychologically disabled” because Dr. Clarke did not provide any functional

assessment of claimant’s abilities; because the opinion was contrary to the

opinion of claimant’s treating source; and because Dr. Clarke was a consulting

source who only saw claimant one time. Aplt’s App., Vol. I at 19-20. As these

are legitimate bases for rejecting a source’s opinion, we find no error.

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The judgment of the district court is AFFIRMED.

                                          Entered for the Court

                                          Harris L Hartz
                                          Circuit Judge

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