Court Opinion

ID: 9965750
Source: CourtListenerOpinion
Date Created: 2024-05-03 14:07:34.891785+00
Date Added: 2024-06-11T08:25:38.378251
License: Public Domain

RENDERED: APRIL 26, 2024; 10:00 A.M.
                        NOT TO BE PUBLISHED

                Commonwealth of Kentucky
                          Court of Appeals
                             NO. 2022-CA-1073-MR

COURIER-JOURNAL, INC.                                                APPELLANT

                APPEAL FROM JEFFERSON CIRCUIT COURT
v.               HONORABLE MITCHELL PERRY, JUDGE
                        ACTION NO. 20-CI-007395

LOUISVILLE/JEFFERSON COUNTY
METRO GOVERNMENT, BY AND
THROUGH THE LOUISVILLE
METRO POLICE DEPARTMENT                                                APPELLEE

                                   OPINION
                                  AFFIRMING

                                  ** ** ** ** **

BEFORE: GOODWINE, KAREM, AND MCNEILL, JUDGES.

KAREM, JUDGE: The Courier-Journal, Inc. appeals from the Jefferson Circuit

Court’s August 10, 2022, order granting in part and denying in part Louisville-

Jefferson County Metro Government’s Supplemental Motion to Dismiss and the

Courier-Journal’s Motion for Summary Judgment.
            Specifically, the Courier-Journal requests this Court to (1) order

Louisville-Jefferson County Metro Government (“Louisville Metro”) to produce

the entire investigation file regarding the Explorer Program, a mentorship and

recruitment program for high school students interested in law enforcement

careers; (2) find that Louisville Metro Police Department (“LMPD”) willfully

violated the Open Records Act (the “Act”); and (3) remand the case for the circuit

court to oversee production and determine the appropriate amount of statutory fees

and penalties. Finding no error, we affirm.

              FACTUAL AND PROCEDURAL BACKGROUND

            This case arises out of an open records request (“ORR”) made by the

Courier-Journal for LMPD records relating to its internal investigation of sexual

abuse allegations against officers involved in the Explorer Program. LMPD failed

to produce the requested documents because it claimed they no longer possessed

the records. Specifically, LMPD contended that it had transferred the records to

the Federal Bureau of Investigation (“FBI”), which was also investigating the

allegations against the officers pursuant to a Memorandum of Understanding

(“MOU”) setting out the parameters of the joint investigatory task force.

            The Courier-Journal appealed LMPD’s failure to produce the

requested records to the Office of the Attorney General (“OAG”). The OAG

determined that “the MOU allows LMPD to access task force information, subject

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to approval of the task force supervisor and applicable law and FBI procedures.”1

Additionally, the OAG determined that LMPD had violated Kentucky Revised

Statute (“KRS”) 61.880(1) “for failing to search its own records prior to

responding to the Courier-Journal’s [ORR].” Moreover, the OAG determined that

LMPD had violated the Act “when it failed to review the MOU and investigation

file[] and produce for inspection any nonexempt [responsive] public records.”2

Finally, the OAG stated that “LMPD failed to meet its burden of proof under KRS

61.880(2)(c) and support withholding the MOU” and “did not identify any statute,

law, or regulation exempting the [MOU] from disclosure.”3

                 Louisville Metro appealed the OAG’s opinion to Jefferson Circuit

Court under KRS 61.880(5)(a). However, after discovery commenced, Louisville

Metro voluntarily moved to dismiss the action. The Courier-Journal responded by

requesting the Jefferson Circuit Court retain jurisdiction to supervise Louisville

Metro’s compliance with the OAG opinion. The Jefferson Circuit Court granted

Louisville Metro’s motion and dismissed the action.

                 Contemporaneously, the Courier-Journal filed this action seeking

enforcement of the OAG’s opinion and attorney’s fees and penalties under KRS

1
 In re: Jon Fleischaker/Louisville Metro Police Department, Ky. Op. Atty. Gen. 19-ORD-198, 2019 WL
5663408, at *4 (Oct. 24, 2019).
2
    Id. at *5.

3
    Id. at *9.

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61.882(5). The Courier-Journal filed a motion for summary judgment seeking

enforcement of the OAG’s opinion, while Louisville Metro filed a motion to

dismiss. The circuit court held oral arguments on the pending dispositive motions.

             Ultimately, the circuit court held that since Louisville Metro had

voluntarily dismissed its appeal of the OAG’s decision, the decision was final and

had the full effect of law. Thus, “[b]oth the Courier-Journal and Louisville Metro

[were] obligated to strictly comply with the requirements of that decision.”

Further, the circuit court found that the Courier-Journal could not support “a

finding that the records were willfully withheld[,]” thus denying the Courier-

Journal’s request for attorney’s fees, costs, and statutory penalties. KRS

61.882(5).

             Based on its analysis, the circuit court granted the Courier-Journal’s

motion for summary judgment regarding the enforcement of the OAG decision and

denied its motion for summary judgment as to attorney’s fees and statutory

penalties. The circuit court also granted Louisville Metro’s motion to dismiss

regarding attorney’s fees and statutory penalties and denied its motion as to

dismissal of the enforcement action. The Courier-Journal now appeals from this

order.

             We will discuss further facts below as necessary.

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                                       ANALYSIS

             1. Amicus Brief

             As a preliminary matter, the Jefferson County Attorney’s Office

(“JCAO”) has requested leave to file an amicus curiae brief under Kentucky Rule

of Appellate Procedure (“RAP”) 34. The motion panel passed this matter to the

merits panel for final adjudication.

             Allowing an amicus curiae to participate “is a matter that lies within

the discretion of the court.” Thompson v. Fayette County, 302 S.W.2d 550, 552

(Ky. 1957). Having considered the amicus brief, we have granted the JCAO’s

motion by separate Order issued this same date.

             2. Standard of Review

             While the Courier-Journal is appealing from the circuit court’s partial

grant of summary judgment in its favor, the issues in this case involve the Courier-

Journal’s dispute with the circuit court’s factual findings. Indeed, the circuit

court’s consideration of the Courier-Journal’s enforcement request did not depend

on analysis or interpretation of the Act. Therefore, instead of a purely de novo

review, we will proceed with a “clear error” review of the circuit court’s factual

conclusions. City of Fort Thomas v. Cincinnati Enquirer, 406 S.W.3d 842, 849

(Ky. 2013) (citation omitted) (“We review the trial court’s factual findings for

clear error, and issues concerning the construction of [the Act] we review de

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novo.”). Under “clear error” review, “[a] factual finding is not clearly erroneous

… if it is supported by substantial evidence, i.e., supported by evidence of

substance and relevant consequence having the fitness to induce conviction in the

minds of reasonable persons.” Id. at 854 (internal quotation marks, citation, and

brackets omitted).

              In the context of a trial court denying and dismissing a claim for

attorney’s fees and penalties under the Act, the standard of review is abuse of

discretion. Id. A circuit court’s decision is an abuse of discretion when it is

“arbitrary, unreasonable, unfair, or unsupported by sound legal principles.” Miller

v. Eldridge, 146 S.W.3d 909, 914 (Ky. 2004) (internal quotation marks and citation

omitted).

              3. Enforcement of the OAG Decision

              The Courier-Journal first argues that, because LMPD did not appeal

the OAG’s opinion, the circuit court erred in failing to clearly compel LMPD to

produce the entire unredacted Explorer investigation file.4 Under the Act, KRS

4
 Louisville Metro responds that it has produced all responsive records, rendering the issue moot.
See Cabinet for Health and Family Services v. Courier-Journal, Inc., 493 S.W.3d 375, 383 (Ky.
App. 2016).

“A ‘moot case’ is one which seeks to get a judgment . . . upon some matter which, when
rendered, for any reason, cannot have any practical legal effect upon a then existing
controversy.” Morgan v. Getter, 441 S.W.3d 94, 98-99 (Ky. 2014) (quoting Benton v. Clay, 233
S.W. 1041, 1042 (Ky. 1921)). In this case, we are reviewing the circuit court’s factual
determinations on the Courier-Journal’s motion for summary judgment. Because that

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61.880 provides for review by the Kentucky Attorney General of a public agency’s

refusal to provide records or to respond to an ORR. Under KRS 61.880(5)(b), if a

party fails to timely appeal, an OAG’s “decision shall have the force and effect of

law and shall be enforceable in the Circuit Court[.]” Thus, in such an enforcement

action, the circuit court does not reach the case’s merits under the Act but simply

enforces the OAG’s opinion as written.

               In this case, the parties agree that the OAG decision is final and has

full effect of law. However, they disagree regarding the breadth and scope of the

OAG’s opinion. Contrary to the Courier-Journal’s argument, nothing in the

OAG’s opinion held that the Courier-Journal was entitled to production of the total

Explorer investigation file. Rather, the circuit court’s order correctly summarized

the issues as follows:

               Since the appeal of [the OAG decision] has been
               voluntarily dismissed; it is now final and has full effect
               of law. Both the Courier-Journal and Louisville Metro
               are obligated to strictly comply with the requirements of
               that decision. All this Court is empowered to do is
               enforce the attorney general’s opinion. Contrary to the
               Courier-Journal’s assertion, the OAG decision does not
               explicitly grant access to the full investigative file.
               Rather references in the decision are made to
               “responsive records.” This is not as narrow as Louisville
               Metro argues, but also does not necessarily encompass
               the entire file as the Courier-Journal contends. Instead, it
               means what it says plainly on its face: Louisville Metro

determination is directly relevant to the relief sought by the Courier-Journal, this matter is not
moot.

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             is required to produce all records responsive to the
             request that it has access to via the MOU.

(Emphasis added) (citations omitted).

             We agree with the circuit court that, contrary to the Courier-Journal’s

assertion, the OAG’s decision does not explicitly grant access to the full

investigative file. Rather, the decision referenced “responsive records.” Thus, in

this case, the circuit court correctly granted the Courier-Journal’s motion for

summary judgment regarding the enforcement of the OAG’s decision. Further, the

circuit court correctly determined that the parties were required to comply with the

OAG’s opinion and that the custodian of records for Louisville Metro was required

to ensure compliance and produce responsive, non-exempt records to which it has

access to under the MOU to the Courier-Journal. Thus, none of the circuit court’s

determinations regarding factual allegations or legal conclusions constituted clear

error, and we affirm.

             4. Attorney’s Fees, Costs, and Statutory Penalties

             The Courier-Journal next contends that the circuit court abused its

discretion when it failed to find LMPD willfully refused to comply with the Act

and award the Courier-Journal attorney’s fees, costs, and statutory penalties.

Under KRS 61.882, there must be “a finding that the records were willfully

withheld” to be entitled to attorney’s fees and statutory penalties. The Kentucky

Supreme Court has stated that the term “willful” under KRS 61.822(5) “connotes

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that the agency withheld requested records without plausible justification and with

conscious disregard of the requester’s rights.” City of Fort Thomas, 406 S.W.3d at

854.

             In this case, we agree with the circuit court that the Courier-Journal

has not met that standard. Specifically, in Bowling v. Lexington-Fayette Urban

County Government, 172 S.W.3d 333, 343-44 (Ky. 2005), the Kentucky Supreme

Court stated that

             [a] public agency’s mere refusal to furnish records based
             on a good faith claim of a statutory exemption, which is
             later determined to be incorrect, is insufficient to
             establish a willful violation of the Act. In other words, a
             technical violation of the Act is not enough; the existence
             of bad faith is required. The trial court’s decision on the
             issue of willfulness is a finding of fact and, as such, will
             not be disturbed unless clearly erroneous.

LMPD has acknowledged its confusion regarding the correct custodian of the

records at the time. While such may constitute a “technical violation of the Act[,]”

it does not equal bad faith. Id. We discern no clear error or abuse of discretion.

             Moreover, as LMPD notes in its brief, an award under KRS 61.822(5)

is not mandatory. See KRS 61.822(5) (“[T]he court may in its discretion award . . .

[attorney’s fees, etc.].” Therefore, the circuit court retains the discretion to decline

to award attorney’s fees, costs, and penalties even if a party can prove willfulness.

             ALL CONCUR.

                                          -9-
BRIEFS FOR APPELLANT:     BRIEF FOR APPELLEE:

Jon L. Fleischaker        Chris J. Gadansky
Michael P. Abate          Louisville, Kentucky
Williams R. Adams
Louisville, Kentucky

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