Court Opinion

ID: 9542029
Source: CourtListenerOpinion
Date Created: 2023-08-07 16:30:48.666575+00
Date Added: 2024-06-11T15:06:00.204557
License: Public Domain

Mr. PRESIDING JUSTICE CRAVEN dissenting in part and concurring in part: I agree with that portion of the opinion holding that Clark County may own and operate a gravel pit. Indeed, the plaintiff admits on appeal, contrary to his position below, that the county does have express power to purchase, own and operate a gravel pit for its own highways and has authority to levy taxes to purchase or lease a gravel pit. This is, in fact, not a concession because such is the statutory provision. Ill. Rev. Stat. 1971, ch. 121, par. 5 — 601. The majority opinion holds that the county has no authority to sell the gravel from its legally owned or leased pit to other governmental units, specifically townships, on a pro rated cost basis. With that portion of the opinion I do not agree. It seems to me that there is express statutory authorization for this and further the rules of construction relied upon in the majority opinion are, I believe, no longer applicable to units of local government. The Illinois Highway Code contains an expression of legislative intent including the declaration that the development of a highway transportation system requires the cooperation of state, county, township and municipal highway agencies on a continuous and partnership basis, and the Highway Code is clearly designed to accomplish that intent. (Ill. Rev. Stat. 1971, ch. 121, par. 1 — 102.) The county board has general supervisory powers over all county, township and district highways as those terms are defined in the Highway Code and may levy taxes and expend funds for those highway purposes. (Ill. Rev. Stat. 1971, ch. 121, par. 5 — 101.2.) The county board in its discretion is authorized to appropriate funds to aid in the construction of township and district highways in any part of the county. (Ill. Rev. Stat. 1971, ch. 121, par. 5— 101.4.) Construction is defined to include all things necessary to build, rebuild, or improve a highway. (Ill. Rev. Stat. 1971, ch. 121, par. 2— 210.) Thus, it seems to me by the express language of the statute the county is authorized to do that which the plaintiff sought to enjoin and now under the majority opinion succeeds in enjoining. As noted, the statutory grant of power without any construction expressly and explicitly permits the county to do that which the plaintiff seeks to enjoin, including owning, operating a gravel pit and making gravel therefrom available for improvement of county, township or district roads. If, however, it is concluded that the statutory language is not as express as I think it is, and the same must be construed, the rules of construction employed by the majority have no validity following the adoption of the 1970 constitution. The majority opinion succinctly states the heretofore well-established rule of statutory construction to the effect that units of local government, being creatures of the state, have only such powers as are expressly granted or as may be found by necessary implication. It has likewise been a rule that grants of power by implication will not be eagerly found by statutory construction. Such rule of construction, known as “Dillon’s Rule”, is stated in Dillon’s work on Municipal Corporations (5th ed., Vol. I, sec. 237, p. 448). The Constitutional Convention took note of Dillon’s rule and very clearly set out to abrogate that rule and to turn it around and to provide that units of local government would not be dependent upon legislative grants of authority in order to exercise governmental power. Rather they would have such power necessary and incidental to the performance of their governmental duties in the absence of a prohibition by law. Thus, section 10 of article VII of the Constitution of 1970 manifests such intent by providing: “(a) Units of local government and school districts may contract or otherwise associate among themselves, with the State, with other states and their units of local government and school districts, and with the United States to obtain or share services and to exercise, combine, or transfer any power or function, in any manner not prohibited by law or by ordinance. Units of local government and school districts may contract and otherwise associate with individuals, associations, and corporations in any manner not prohibited by law or by ordinance. Participating units of government may use their credit, revenues, and other resources to pay costs and to service debt related to intergovernmental activities.” The formative debates on this section of the constitution shed a great deal of light on the scope and impact of this section and article and its operation in abrogating “Dillon’s Rule” on local government in Illinois. The principal debates on section 10 (then referred to as section 11) wherein the constitutional convention sat as a committee of the whole, appear in Volume IV, pp. 3421-3431, of Sixth Illinois Constitutional Convention, “Record of Proceedings”. It is appropriate that selected portions of those debates be set forth. Delegate Stahl and delegate Wenum shepherded section 10 throughout the debates. Mr. Stahl in his opening remarks stated: “Intergovernmental cooperation is an approach to problem-solving — problems which cross the boundaries of local government. The language which we are suggesting most importantly, we think, is self-executing in that it provides that intergovernmental cooperation may be undertaken ‘in any manner not prohibited by general law.’ This simply means that we are trying here to reverse the Dillon psychology, that is, the notion of most local governments that they may not undertake an activity unless they are specifically authorized to do it by an act of the General Assembly. What is intergovernmental cooperation? Well, it is a voluntary participation to contract, to agree, to cooperate, to associate at all levels of government. We think that it is a workable alternative — and I would emphasize ‘alternative’ — to regional or metropolitan government. It permits smaller units of local government, by combining to perform specific services or functions, to develop economies of scale with' resultant cast [sic] reductions. We think, in the long run, that vigorous intergovernmental cooperation will reduce the need for special districts and will permit the provision of services which no single unit can provide. I think the best reason for intergovernmental cooperation is summed up in the committee report on page 178, and I quote it to you: ‘The committee does not view intergovernmental cooperation as a panacea. Rather, it is a means by which local units in urban and rural settings may work together in seeking a common goal, a desired level of service to their citizens at the lowest possible cost.’” Vol. IV, p. 3421. In reply to delegate Garrison’s statement that there is no provision in the Illinois state constitution of 1870, or the proposed constitution of 1970, which would not permit the legislature from granting units of local government similar powers as those sought to be created by article VII, section 10, Wenum noted that while this is true, it was beside the point. Wenum stated: “What we are suggesting, however — and this has been done in a number of states — is that a constitutional grant — a clear grant of authority to do this — across areas on a general basis would be a very good first step in creating a climate. Obviously necessary legislation is going to have to come along to supplement and to render more effective this device; but because of the history of rather piecemeal treatment in Illinois and because of the fact that this is a kind of thing that is in desperate need at this juncture, as the population grows and as we suburbanize to a much higher rate, the cooperation that we are addressing ourselves to becomes, really, an imperative.” Vol. IV, p. 3424. Mr. Parkhurst, a member of the local government committee summarized the basic theory of operation that section 10 was predicated upon when he stated; “* # * You will notice that the language of the intergovernmental cooperation article is based upon an affirmative grant of self-executing power, as Delegates Stahl and Wenum have repeatedly pointed out, which, in essence, means that it’s there unless it’s prohibited by the General Assembly — by general law. So it’s a provision that says, “You can do it unless the General Assembly says you can’t.’” Vol. IV, p. 3426. (Emphasis supplied.) In summing up before the section was submitted to the committee as a whole for vote and prior to the voting on an amendment to said section that Mr. Stahl opposed, he stated: “Very briefly, Mr. President. I think, without trying to respond to everything that — I think that the intent of the committee here is the precise reverse of what this amendment intends to do. We are trying to strengthen local government. We are trying to give them the initiative as the alternative to regional government. This is voluntary; this is permissive; nothing happens without the consent of each unit of local government in an intergovernmental cooperation. I would submit to you that Rockford must work with Beloit or both will lose their identity.” Vol. IV, p. 3430. Section 10, referred to as section 11 in the debate, was submitted to the committee of the whole, whereupon it was passed then forwarded to the committee on style and drafting. Vol. IV, p. 3431. Later on in the debates, Mr. Parkhurst again referred to the section in question when he stated: “Well, the point that Delegate Stahl raises — I hadn’t thought about it before, but I think that it was clearly our intent that the intergovernmental cooperation section would have a distinction between units of government dealing among themselves by contract, which would be granted as a self-executing power unless prohibited by law — to distinguish between that sort of situation and dealing with private corporations or individuals, which would have to be authorized by law.” Vol. V, p. 4253. Certain delegates expressed fear that section 10 would in effect give local government units a blank check; that this open-endedness of section 10 would result in an unfettered and unbridled discretion on the part of these units of government. The sponsors of this section assured the constitutional convention that this would not be the case. It was pointed out time and again that the state legislature could regulate the activity of these units of government via legislation. Mr. Stahl summarized the nature of this so-called open-endedness of section 10 and its ramifications, when speaking in support of the Mathias-Martin amendment to section 10 as follows: “The Local Government Committee met and reviewed the additional sentence which was added on second reading, which my amendment proposes to delete. Those who attended that meeting unanimously agreed that that statement, when authorized by law, units of local government and school districts may contract and otherwise associate with individuals, associations, and corporations’, that there was in that statement, possibly substantial possibility of misreading — if you will follow me very slowly here, that it could be read, when authorized by law, units of local government may contract with corporations.’ Now that may be interpreted to mean that if you wanted to lease a garbage truck, you would have to have an authorization from the General Assembly to do it, and that, of course, is completely counter to everything we have been trying to do in home rule. I would also add that the original intent of this section was with regard to cooperation between units of government — school districts, sanitary districts, cites, villages, counties, et cetera— and on second reading this additional thought of involving also individuals, associations, and corporations was incorporated in. Now, I think — at least, for myself — Tm not sure I can speak for the committee — I am more or less neutral on the Mathias and Martin amendment, but I do want this body to know that if it does not pass, then I feel and I believe that, in this instance at least, I represent the point of view of the Local Government Committee and will vigorously advocate my amendment to delete the sentence as it presently exists.” Vol. V, p. 4445. The Mathias-Martin amendment referred to by Stahl and his own amendment was succinctly explicated upon by Mr. Mathias. Mathias stated: “Thank you. The proposal is that we strike the words ‘when authorized by law’ and begin the sentence with ‘Units of local government/ and then that we add, at the end of the sentence, the words ‘in any manner not prohibited by law or by ordinance.’ In other words, these units of local government and school districts could contract and otherwise associate with' individuals, corporations — or associations and corporations — when not — in any manner not prohibited by law or by ordinance. This is the same authority that they have with respect to intergovernmental cooperation. As it is now, they have to get prior legislative authority before they may do it. The amendment would permit them to go ahead on this cooperation in the private sector unless the legislature had prohibited them from doing it or unless it was prohibited by ordinance. \ I think this makes it consistent. It gives these non-home rule units powers consistent with those of the home rule units, back under section 6. They can go ahead unless it is prohibited by the legislature. I want to point out that from time to time you have different organizations, foundations, and others that make proposals to some of these non-home rule units, and they cannot go ahead unless they go back to the legislature and get authorization. They want to make certain improvements, and someone is going to share the cost; they cannot do it unless they have first gotten prior legislative authority. Now I think we will have general legislative authority in certain areas; but there are many special areas that come up, and this would permit those non-home rule units to go ahead and make a contract, unless it was in an area that has been prohibited by legislative action. For that reason, we are proposing this amendment.” Vol. V, p. 4444. In support of the proposed amendment, Mr. Mathias, later on in the debates on said amendment, stated: “I might give you just an instance or two of some things I have run into in my own experience. For instance, I had a city that was building a water fine going some forty miles away, bringing in water from another area, and in coming through the certain farm lands as they have to, these individuals wanted to get water off of that line. The bond authorities raised the question as to whether or not the city had the right to furnish water to somebody out twenty miles away. What we had to do was write into the easements a provision that whereby, as the part of the consideration for the easement, they would furnish water to that individual. And we all know of situations in which foundations wanted to make some agreement with some agency, and it isn’t uncommon for someone to want police protection outside the agency or that sort of thing. They will furnish a fire truck, they wiU pay for the policeman, and that sort of thing. This would permit the non-home. rule unit to go ahead and make that sort of an agreement, and unless the legislature has prohibited or has regulated it, they could go ahead and do it.” Vol. V, p. 4445. The proposed Mathias-Martin amendment was subsequently adopted and is found incorporated in section 10 of.article VII. Inasmuch as the county has statutory authority to expend the funds for township roads and inasmuch as local governmental units, including townships and counties, are authorized to associate among themselves in order to effectuate their governmental function so long as such is not prohibited by law, it seems to me that Clark County should be able to sell gravel on a pro rata cost basis to a township. Dillon’s rale of statutory construction was, I believe, intended to be permanently interred by the adoption of section 10 of article VII of the constitution and its resurrection is to be regretted.