Court Opinion

ID: 9963941
Source: CourtListenerOpinion
Date Created: 2024-04-26 16:01:11.31014+00
Date Added: 2024-06-11T08:25:05.186211
License: Public Domain

UNITED STATES OF AMERICA
                   MERIT SYSTEMS PROTECTION BOARD

BALDOMERO RODRIGUEZ,                            DOCKET NUMBER
            Appellant,                          DE-0752-18-0023-I-1

             v.

DEPARTMENT OF THE ARMY,                         DATE: April 25, 2024
            Agency.

        THIS FINAL ORDER IS NONPRECEDENTIAL 1

      Leticia Dominguez , Esquire, El Paso, Texas, for the appellant.

      George Yu , White Sands Missile Range, New Mexico, for the agency.

                                      BEFORE

                           Cathy A. Harris, Chairman
                        Raymond A. Limon, Vice Chairman

                                  FINAL ORDER

      The appellant has filed a petition for review of the initial decision, which
affirmed his removal. Generally, we grant petitions such as this one only in the
following circumstances:      the initial decision contains erroneous findings of
material fact; the initial decision is based on an erroneous interpretation of statute
or regulation or the erroneous application of the law to the facts of the case; the
administrative judge’s rulings during either the course of the appeal or the initial

1
   A nonprecedential order is one that the Board has determined does not add
significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
but such orders have no precedential value; the Board and administrative judges are not
required to follow or distinguish them in any future decisions. In contrast, a
precedential decision issued as an Opinion and Order has been identified by the Board
as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
                                                                                  2

decision were not consistent with required procedures or involved an abuse of
discretion, and the resulting error affected the outcome of the case; or new and
material evidence or legal argument is available that, despite the petitioner’s due
diligence, was not available when the record closed.      Title 5 of the Code of
Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115).           After fully
considering the filings in this appeal, we conclude that the petitioner has not
established any basis under section 1201.115 for granting the petition for review.
Therefore, we DENY the petition for review. Except as expressly MODIFIED to
supplement the initial decision regarding the appellant’s retaliation claim, we
AFFIRM the initial decision, which is now the Board’s final decision. 5 C.F.R.
§ 1201.113(b).
      The appellant was formerly a GS-9 Supervisory Security Guard at the
White Sands Missile Range. He was required, as a condition of employment, to
maintain certification under the agency’s Personnel Reliability Program (PRP).
Initial Appeal File (IAF), Tab 10 at 37.        Following an investigation into
allegations of misconduct, the agency first temporarily, then permanently,
disqualified him from the PRP.       Id. at 17-18, 28-29; IAF, Tab 12 at 11.
Following his permanent disqualification, the agency removed him effective
September 30, 2017, based on a charge of Failure to Meet a Condition of
Employment. IAF, Tab 10 at 11-15, 17-20, 27-29, 38; Tab 12 at 11. He appealed
and, after a hearing, the administrative judge issued an initial decision in which
he sustained the charge and found that the appellant failed to prove his
affirmative defenses of retaliation for equal employment opportunity activity and
harmful error; the agency proved nexus; there were no vacant positions for which
the appellant qualified to which he could be reassigned that did not require PRP
certification; and removal was within the tolerable bounds of reasonableness.
IAF, Tab 21, Initial Decision (ID) at 13-21.
                                                                                   3

      The appellant petitions for review of the initial decision.      Petition for
Review (PFR) File, Tab 1. The agency responds in opposition to the petition for
review and the appellant replies to the agency’s response. PFR File, Tabs 3-4.

The agency proved its charge by preponderant evidence.
      Adjudication of a removal appeal requires the Board to determine whether
the agency has proven the charge on which the removal is based and, when the
charge consists of the employing agency’s withdrawal or revocation of its
certification or other approval of the employee’s fitness or other qualifications to
hold his position, the Board’s authority generally extends to a review of the
merits of that withdrawal or revocation.      Adams v. Department of the Army,
105 M.S.P.R. 50, ¶ 10 (2007), aff’d, 273 F. App’x. 947 (Fed. Cir. 2008). Thus,
under the circumstances of this appeal, the Board has authority to review the
appellant’s arguments regarding the agency’s decision to disqualify the appellant
from the PRP.
      The appellant does not dispute that he committed the four acts that led to
his disqualification from the PRP.     He contends that his infractions were all
relatively minor, that others had committed the same or similar offenses without
any serious consequences, and that none of his offenses merited his
disqualification.   As the administrative judge correctly found, however, the
deciding official on the disqualification was concerned about the pattern of poor
judgment reflected by the aggregate effect of the appellant’s conduct rather than
the impact of any one instance of poor judgment alone. ID at 14-15; Hearing
Recording 1, Track 1 (testimony of the PRP deciding official).           One other
supervisor committed one of the same acts as the appellant, but he did not have
multiple offenses as the appellant did.           The deciding official on the
disqualification testified that he had never upheld the disqualification of an
employee for a single act, but that he would do so if the underlying act were
sufficiently serious. Id. He emphasized that, as to the appellant, it was not that
the individual acts were serious enough to warrant his disqualification from the
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PRP; it was the combined effect of those individual acts that demonstrated a
pattern of poor judgment and that was disqualifying.          That pattern of poor
judgment was absent in the other employees who were investigated at the same
time as the appellant. We agree with the administrative judge that the agency
proved that the appellant failed to meet a condition of employment.

The appellant failed to prove his affirmative defense of harmful error.
      The Board cannot sustain an agency’s decision in any case if the employee
shows harmful error in the application of the agency’s procedures in making its
decision.     Doe v. Department of Justice, 123 M.S.P.R. 90, ¶ 7 (2015);
Stephen v. Department of the Air Force, 47 M.S.P.R. 672, 681 (1991).
Reversal of an action for harmful error is warranted where the procedural error,
whether regulatory or statutory, likely had a harmful effect upon the outcome of
the case before the agency. Stephen, 47 M.S.P.R. at 681; see Doe, 123 M.S.P.R.
90, ¶ 7.
      The appellant contends that the agency committed harmful error in several
respects. First, he asserts that the agency erred when his second-line supervisor
initially issued the temporary disqualification, because that was a decision
committed by agency regulation to the “certifying official,” his first-line
supervisor.   Petition for Review (PFR) File, Tab 1 at 9-10.       The appellant is
correct. The administrative judge found, however, that the error was harmless;
the second-line supervisor was new and issued the temporary disqualification by
mistake. ID at 19. The agency swiftly corrected the mistake and the first-line
supervisor issued a proper temporary disqualification.      ID at 19; IAF, Tab 10
at 36, Tab 12 at 10-11. The appellant contends on review that the error was not
harmless because the second-line supervisor’s disqualification memorandum
instructed the appellant not to report to the worksite, and the appellant’s violation
of this instruction was one of the reasons underlying his permanent
disqualification from the PRP.      PFR File, Tab 1 at 9-10.       The second-line
supervisor may have lacked the authority to disqualify the appellant from the
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PRP, but there is no indication that he lacked the authority to bar the appellant
from the work site. When the first-line supervisor reissued a proper temporary
disqualification, he neither rescinded nor reaffirmed the ban and bar, although he
did state that the appellant’s “access is restricted.” IAF, Tab 12 at 11. More
importantly, the appellant did not contend below that he considered the ban and
bar to be void because it was contained in the second-line supervisor’s
disqualification memorandum; he contended that he did not violate the
second-line   supervisor’s   instructions   because   he   did   not   consider   the
administrative building where he appeared to be part of the “work site” he was
not allowed to visit. IAF, Tab 10 at 25. The administrative judge correctly found
that the appellant has not shown that the outcome of his case likely would have
been different if the second-line supervisor had not mistakenly issued a temporary
disqualification memorandum before the first-line supervisor issued essentially
the same memorandum.
       Second, the appellant contends that the first-line supervisor was not
permitted to conduct an independent investigation before issuing the permanent
disqualification memorandum. PFR File, Tab 1 at 7-9. The agency’s regulations
state that, as to temporary disqualifications, “The certifying official will promptly
investigate all circumstances that may impact the reliability of an individual.”
IAF, Tab 10 at 54, ¶ 2-29(b). There is no comparable investigation requirement
for permanent disqualifications. Id., ¶ 2-30. However, the regulations applying
generally to “Temporary and permanent removal from PRP duties,” provide that
“[i]t is not necessary to complete an investigation, to take disciplinary action
(either civil or military), or to complete other personnel actions before the
certifying official decides whether to disqualify or retain an individual in the
PRP.    Determination of an individual’s reliability rests with the certifying
official.” Id. at 53, ¶ 2-27(b). Thus, contrary to the appellant’s assertion, the
first-line supervisor was not required to conduct an investigation prior to making
a decision on the appellant’s permanent disqualification, and the agency’s
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regulations explicitly contemplated that it might not be appropriate to do so. In
fact, the agency had already conducted an investigation, the first-line supervisor
had the opportunity to review the investigatory report and supporting evidence,
and the first-line supervisor had independent knowledge of all four incidents
underlying the disqualification. ID at 19. The administrative judge found, based
on his assessment of witness demeanor, that the first-line supervisor was not a
credible witness when he claimed that he needed more time to conduct his own
investigation.   The appellant has not proffered a sufficiently sound reason for
setting aside the administrative judge’s demeanor-based credibility findings.
Haebe v. Department of Justice, 288 F.3d 1288, 1301 (Fed. Cir. 2002) (holding
that where an administrative judge’s credibility determinations are based on the
observation of the demeanor of witnesses testifying at a hearing, the Board may
overturn such determinations only when it has “sufficiently sound” reasons for
doing so).
      Third, the appellant asserts that the second-line supervisor excessively
interfered with the issuance of the permanent disqualification memorandum. PFR
File, Tab 1 at 10-12. Specifically, he asserts, “the evidence shows that, if the
decision had been left up to [the first-line supervisor], . . . he might not have
recommended Appellant’s disqualification from the PRP.”          Id. at 12.    The
first-line supervisor’s first draft of the permanent disqualification memorandum
did not set forth the reasons for the disqualification and failed to meet the
minimum requirements for due process. Under the circumstances, it was entirely
appropriate for the second-line supervisor to step in to ensure that the first-line
supervisor issued a disqualification notice that met minimum standards of due
process. Compare IAF, Tab 10 at 27, with id. at 28-29. Otherwise, the first-line
supervisor simply seems to have been uncomfortable with his decision, but not
uncomfortable enough to attempt to make a different decision or to communicate
his discomfort to the deciding official who made the ultimate decision on the
disqualification. Even on review, the appellant does not argue that the first-line
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supervisor likely would not have recommended the appellant’s disqualification
but for pressure from the second-line supervisor; he only argues that he “might
not have” done so. Cf. Doe, 123 M.S.P.R. 90, ¶ 7 (holding that harmful error
cannot be presumed; an agency error is harmful only where the record shows that
the procedural error was likely to have caused the agency to reach a conclusion
different from the one it would have reached in the absence or cure of the error);
Stephen, 47 M.S.P.R. at 681, 685 (same). Given the highly equivocal nature of
the first-line supervisor’s testimony and the administrative judge’s finding that
the second-line supervisor was generally more credible than the first-line
supervisor, we agree with the administrative judge that the appellant did not show
that there was any improper command influence or any error that likely affected
the outcome of his case.

The appellant failed to show that his removal was based on retaliation for his
prior equal employment opportunity (EEO) activity.
Following the issuance of the initial decision, the Board clarified that a Federal
employee proves retaliation in violation of Title VII by establishing that
retaliation was a motivating factor in the challenged action. Pridgen v. Office of
Management and Budget, 2022 MSPB 31, ¶¶ 20-22, 30. The administrative judge
found that the appellant failed to introduce any evidence showing that his prior
EEO activity was a motivating factor in the decision to remove him. ID at 16-19.
The appellant summarily claims on review that the agency was hostile to EEO
claims, PFR File, Tab 1 at 20, but he has not identified any factual or legal error
in the initial decision. We agree with the administrative judge’s finding that the
appellant failed to prove his affirmative defense of EEO retaliation. 2
      We have considered the remainder of the arguments that the appellant
raises in his petition for review and find that none of them warrant an outcome

2
  Because we affirm the administrative judge’s finding that the appellant failed to show
that any prohibited consideration was a motivating factor in the agency’s action, we
need not resolve the issue of whether the appellant proved that retaliation was a
“but-for” cause of the agency’s decision. See Pridgen, 2022 MSPB 31, ¶¶ 20-22, 33.
                                                                                      8

different from that of the initial decision.      Clay v. Department of the Army,
123 M.S.P.R. 245, ¶ 6 (2016) (finding no reason to disturb the administrative
judge’s findings where she considered the evidence as a whole, drew appropriate
inferences, and made reasoned conclusions); Crosby v. U.S. Postal Service,
74 M.S.P.R. 98, 105-06 (1997) (same).

                         NOTICE OF APPEAL RIGHTS 3
      The initial decision, as supplemented by this Final Order, constitutes the
Board’s final decision in this matter.      5 C.F.R. § 1201.113.      You may obtain
review of this final decision. 5 U.S.C. § 7703(a)(1). By statute, the nature of
your claims determines the time limit for seeking such review and the appropriate
forum with which to file. 5 U.S.C. § 7703(b). Although we offer the following
summary of available appeal rights, the Merit Systems Protection Board does not
provide legal advice on which option is most appropriate for your situation and
the rights described below do not represent a statement of how courts will rule
regarding which cases fall within their jurisdiction. If you wish to seek review of
this final decision, you should immediately review the law applicable to your
claims and carefully follow all filing time limits and requirements. Failure to file
within the applicable time limit may result in the dismissal of your case by your
chosen forum.
      Please read carefully each of the three main possible choices of review
below to decide which one applies to your particular case. If you have questions
about whether a particular forum is the appropriate one to review your case, you
should contact that forum for more information.

      (1) Judicial review in general . As a general rule, an appellant seeking
judicial review of a final Board order must file a petition for review with the U.S.
Court of Appeals for the Federal Circuit, which must be received by the court
3
  Since the issuance of the initial decision in this matter, the Board may have updated
the notice of review rights included in final decisions. As indicated in the notice, the
Board cannot advise which option is most appropriate in any matter.
                                                                                         9

within 60 calendar days of the date of issuance of this decision.                5 U.S.C.
§ 7703(b)(1)(A).
      If you submit a petition for review to the U.S. Court of Appeals for the
Federal   Circuit,   you   must   submit   your   petition    to   the   court    at   the
following address:
                              U.S. Court of Appeals
                              for the Federal Circuit
                             717 Madison Place, N.W.
                             Washington, D.C. 20439

      Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
      If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.

      (2) Judicial   or    EEOC    review    of   cases      involving   a   claim      of
discrimination . This option applies to you only if you have claimed that you
were affected by an action that is appealable to the Board and that such action
was based, in whole or in part, on unlawful discrimination. If so, you may obtain
judicial review of this decision—including a disposition of your discrimination
claims —by filing a civil action with an appropriate U.S. district court ( not the
U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you
receive this decision.      5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems
Protection Board, 582 U.S. 420 (2017). If you have a representative in this case,
and your representative receives this decision before you do, then you must file
                                                                                10

with the district court no later than 30 calendar days after your representative
receives this decision. If the action involves a claim of discrimination based on
race, color, religion, sex, national origin, or a disabling condition, you may be
entitled to representation by a court-appointed lawyer and to waiver of any
requirement of prepayment of fees, costs, or other security.        See 42 U.S.C.
§ 2000e-5(f) and 29 U.S.C. § 794a.
      Contact information for U.S. district courts can be found at their respective
websites, which can be accessed through the link below:
      http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx .
      Alternatively, you may request review by the Equal Employment
Opportunity Commission (EEOC) of your discrimination claims only, excluding
all other issues . 5 U.S.C. § 7702(b)(1). You must file any such request with the
EEOC’s Office of Federal Operations within 30 calendar days after you receive
this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case,
and your representative receives this decision before you do, then you must file
with the EEOC no later than 30 calendar days after your representative receives
this decision.
      If you submit a request for review to the EEOC by regular U.S. mail, the
address of the EEOC is:
                         Office of Federal Operations
                  Equal Employment Opportunity Commission
                               P.O. Box 77960
                          Washington, D.C. 20013

      If you submit a request for review to the EEOC via commercial delivery or
by a method requiring a signature, it must be addressed to:
                         Office of Federal Operations
                  Equal Employment Opportunity Commission
                              131 M Street, N.E.
                                Suite 5SW12G
                          Washington, D.C. 20507
                                                                                     11

      (3) Judicial    review     pursuant    to   the    Whistleblower      Protection
Enhancement Act of 2012 . This option applies to you only if you have raised
claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or
other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D).
If so, and your judicial petition for review “raises no challenge to the Board’s
disposition of allegations of a prohibited personnel practice described in section
2302(b) other than practices described in section 2302(b)(8), or 2302(b)(9)(A)(i),
(B), (C), or (D),” then you may file a petition for judicial review either with the
U.S. Court of Appeals for the Federal Circuit or any court of appeals of
competent jurisdiction. 4   The court of appeals must receive your petition for
review within 60 days of the date of issuance of this decision.               5 U.S.C.
§ 7703(b)(1)(B).
      If you submit a petition for judicial review to the U.S. Court of Appeals for
the Federal Circuit, you must submit your petition to the court at the
following address:
                                U.S. Court of Appeals
                                for the Federal Circuit
                               717 Madison Place, N.W.
                               Washington, D.C. 20439

      Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.

4
   The original statutory provision that provided for judicial review of certain
whistleblower claims by any court of appeals of competent jurisdiction expired on
December 27, 2017. The All Circuit Review Act, signed into law by the President on
July 7, 2018, permanently allows appellants to file petitions for judicial review of
MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals
for the Federal Circuit or any other circuit court of appeals of competent jurisdiction.
The All Circuit Review Act is retroactive to November 26, 2017. Pub. L. No. 115-195,
132 Stat. 1510.
                                                                             12

      If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.
      Contact information for the courts of appeals can be found at their
respective websites, which can be accessed through the link below:
      http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx .

FOR THE BOARD:                        ______________________________
                                      Gina K. Grippando
                                      Clerk of the Board
Washington, D.C.