Court Opinion

ID: 2644044
Source: CourtListenerOpinion
Date Created: 2013-11-26 15:16:09.589592+00
Date Added: 2024-06-11T12:52:36.199850
License: Public Domain

11-5265-cr
     United States v. Doyle

                          UNITED STATES COURT OF APPEALS
                              FOR THE SECOND CIRCUIT

                                     SUMMARY ORDER
     RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED
     ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE
     PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A
     DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN
     ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST
     SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.

 1            At a stated term of the United States Court of Appeals
 2       for the Second Circuit, held at the Thurgood Marshall United
 3       States Courthouse, 40 Foley Square, in the City of New York,
 4       on the 26th day of November, two thousand thirteen.
 5
 6       PRESENT: AMALYA L. KEARSE,
 7                DENNIS JACOBS,
 8                CHESTER J. STRAUB,
 9                              Circuit Judges.
10
11       - - - - - - - - - - - - - - - - - - - -X
12       UNITED STATES OF AMERICA,
13
14                    Appellee,
15
16                    -v.-                                              No. 11-5265-cr
17
18       THOMAS A. DOYLE,
19
20                Defendant-Appellant.
21       - - - - - - - - - - - - - - - - - - - -X
22
23       FOR DEFENDANT-APPELLANT:              JANE S. MEYERS, Brooklyn, NY.
24
25       FOR APPELLEE:                         AMANDA KRAMER (Justin Anderson,
26                                             on the brief) for Preet Bharara,
27                                             United States Attorney for the
28                                             Southern District of New York.

                                                  1
1         Appeal from a judgment of the United States District
2    Court for the Southern District of New York (McMahon, J.).
3
4         UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED,
5    AND DECREED that the judgment of the district court be
6    AFFIRMED.
7
8        Defendant-appellant Thomas A. Doyle appeals his wire

9    fraud conviction and sentence of, inter alia, 72 months’

10   imprisonment and $880,000 in restitution.   We assume the

11   parties’ familiarity with the underlying facts, the

12   procedural history, and the issues presented for review.

13       Rule 11.   Doyle argues that the district judge

14   participated in plea discussions in violation of Federal

15   Rule of Criminal Procedure 11(c)(1).   Doyle cites the

16   court’s admonition that there would be a deadline for

17   “acceptance of responsibility points” and that, “if” Doyle

18   intended “to take a plea,” it was in his “interest to do it

19   before June 21” so that he could have “one extra point

20   shaved off [his] guideline number.”

21       “Issues arising under Rule 11(c)(1) are highly

22   fact-specific and, as a result, such situations must be

23   analyzed in terms of the purposes of the rule, and not with

24   illogical rigidity.”   United States v. Paul, 634 F.3d 668,

25   672 (2d Cir. 2011) (internal quotation marks omitted).     If,

26   as here, a purported Rule 11(c)(1) violation is not

27   presented to the district court, we review the claim for

                                   2
1    plain error.     See United States v. Davila, 133 S. Ct. 2139,

2    2147 (2013).     In conducting plain-error analysis, we

3    consider whether there was “(1) [an] ‘error,’ (2) that is

4    ‘plain,’ and (3) that ‘affect[s] substantial rights.’”

5    Johnson v. United States, 520 U.S. 461, 466-67 (1997)

6    (quoting United States v. Olano, 507 U.S. 725, 732 (1993)).

7    “If all three conditions are met, [we] may then exercise

8    [our] discretion to notice a forfeited error, but only if

9    (4) the error ‘seriously affect[s] the fairness, integrity,

10   or public reputation of judicial proceedings.’”     Id.

11   (quoting Olano, 507 U.S. at 732 (other internal quotation

12   marks omitted)).

13       Doyle’s claim does not survive the plain-error test

14   because, even if the court’s remark were error, Doyle has

15   not shown that it affected his substantial rights.        Doyle

16   “must show a reasonable probability that, but for the error,

17   he would not have entered the plea.”     Davila, 133 S. Ct. at

18   2147 (internal quotation mark omitted).     No matter how much

19   pressure the district court might have put on Doyle to plead

20   guilty before the June 21 deadline, he did not succumb to

21   that pressure.     He pled guilty on July 11, 2011, nearly

22   three weeks after the deadline.     Doyle has not shown a

23   reasonable probability that, if the district court had not

24   commented as it did, he would have gone to trial.

                                     3
1        Restitution and Plea Agreement.     “A defendant is

2    deprived of due process when the government breaches a

3    plea-agreement provision on which the defendant relied ‘in

4    any significant degree’ when entering the guilty plea.”

5    United States v. Eberhard, 525 F.3d 175, 178 (2d Cir. 2008)

6    (quoting Santobello v. New York, 404 U.S. 257, 262 (1971)).

7    “There is [] a very limited exception to the need for a

8    remedy for a plea agreement breach by the government where

9    the violation is so minor that it does not cause the

10   defendant to suffer any meaningful detriment.     In assessing

11   whether a defendant suffered a meaningful detriment, the

12   critical question is what the defendant reasonably

13   understood to be the terms of the plea agreement, and

14   whether his or her reasonable expectations have been

15   fulfilled.”   United States v. Vaval, 404 F.3d 144, 155 (2d

16   Cir. 2005) (citation omitted).     Since the alleged breach was

17   not presented to the district court, we review only for

18   plain error affecting substantial rights and the fairness of

19   the judicial proceedings.    See United States v. MacPherson,

20   590 F.3d 215, 218-19 (2d Cir. 2009).

21       Doyle fails to show a more than de minimis breach, if

22   there was a breach at all, of the plea agreement in the

23   government’s request for and district court’s setting of

24   $880,000 in restitution.    The plea agreement indicated

                                    4
1    restitution of only $105,000, but also stated a forfeiture

2    amount of $880,000.   In raising Doyle’s restitution figure

3    to match the forfeiture amount, the district court made

4    clear that Doyle’s combined financial obligation under the

5    forfeiture and restitution orders was capped at $880,000,

6    the amount of forfeiture to which Doyle had already agreed

7    and does not challenge on appeal.

8        The government and district court merely chose to

9    channel the $880,000 Doyle owed to the government to the

10   victim, who was suffering a loss of that amount because he

11   did not yet have possession of the painting.      Either way,

12   Doyle owed $880,000 to someone before and after the alleged

13   breach of the plea agreement.       Changing to whom he owed it

14   did not affect Doyle’s substantial rights or the fairness of

15   the proceeding.

16       Loss Calculation.   Doyle’s supplemental pro se brief

17   argues that Judge McMahon should have granted a continuance

18   so that the painting could be appraised in connection with a

19   loss determination.   This argument fails for three reasons.

20       [1] Doyle can hardly fault the Probation Office and

21   district court for using the $70,000 to $120,000 range to

22   which he agreed in the plea agreement.

23       [2] A sentencing court has “broad discretion” over

24   scheduling.   United States v. Doe, 239 F.3d 473, 475 (2d

                                     5
1    Cir. 2001).   We will not vacate a sentence on the basis of

2    improper denial of a continuance unless it (1) substantially

3    impaired the defendant’s opportunity for a fair sentence and

4    (2) was arbitrary.   Id.   Doyle has made neither showing.

5        [3] A “loss” under § 2B1.1 “is the greater of actual

6    loss or intended loss.”    U.S.S.G. § 2B1.1 Application Note

7    3(A).   Doyle intended to and did sell an 80% ownership

8    interest then worth $620,000 for $880,000, an intended loss

9    of $260,000 at the then-prevailing market rate.    The

10   stipulated loss range of $70,000 to $120,000 was therefore a

11   conservative estimate of loss.1

12       We have considered all of Doyle’s remaining arguments

13   and conclude that they are without merit.    The judgment of

14   the district court is hereby affirmed.

15
16                                FOR THE COURT:
17                                CATHERINE O’HAGAN WOLFE, CLERK

         1
           Doyle initially challenged his sentence as
     procedurally and substantively unreasonable for reasons
     other than the purported loss calculation error. Doyle has
     now withdrawn those arguments. See Motion Order, Oct. 22,
     2013, ECF No. 125.
                                    6