Court Opinion

ID: 2969551
Source: CourtListenerOpinion
Date Created: 2015-09-22 15:51:33.949259+00
Date Added: 2024-06-11T11:40:48.849592
License: Public Domain

5(&200(1'(' )25 )8//7(;7 38%/,&$7,21
     ,VKDPY5DQGOH                                 1R                       3XUVXDQW WR 6L[WK &LUFXLW 5XOH 

                                                                                (/(&7521,& &,7$7,21  )(' $SS 3 WK &LU

GHQLDO RI VWDWH SRVW FRQYLFWLRQ UHOLHI LQ RUGHU WR LQLWLDWH                       )LOH 1DPH DS

KDEHDVFRUSXVSURFHHGLQJVLQDIHGHUDOGLVWULFWFRXUW6HH)D\
Y1RLD86o6&W/(GG
&RXQW\&RXUWRI8OVWHU1HZ<RUNY$OOHQ86             81,7('67$7(6&28572)$33($/6
  Q  6 &W   / (G G                           )257+(6,;7+&,5&8,7
5DWKHUWKHGHQLDORIVWDWHSRVWFRQYLFWLRQUHOLHIEHFRPHVILQDO                             BBBBBBBBBBBBBBBBB
IRUWKHSXUSRVHVRIKDEHDVUHOLHIDIWHUDGHFLVLRQE\WKHVWDWHjV
KLJKHVWFRXUW6HH86&E$2WW)G
DW5KLQH)GDW&RQVHTXHQWO\LWLVXQOLNHO\
WKDW &RQJUHVV LQWHQGHG WR QHYHUWKHOHVV WROO  GjV           '(11,6 ,6+$0                   ;
OLPLWDWLRQVSHULRGZKHQQRSHWLWLRQIRUDZULWRIFHUWLRUDULLV                  3HWLWLRQHU$SSHOODQW    
HYHQILOHGZLWKWKH6XSUHPH&RXUW7KLVVHHPVSDUWLFXODUO\                                               
WUXHZKHQ&RQJUHVVPDGHFOHDUWKDWRQHRILWV SXUSRVHVLQ                                                  1R
HQDFWLQJ WKH $('3$ ZDV WR FXUE WKH SURWUDFWHG QDWXUH RI                   Y                     
KDEHDVFRUSXVSURFHHGLQJV                                                                                !
                                                                                                          
                                                                         0,&+$(/ 5$1'/(:DUGHQ          
                                ,,,                                            5HVSRQGHQW$SSHOOHH 
                                                                                                         1
  )RU WKH IRUHJRLQJ UHDVRQV ZH $)),50 WKH GLVPLVVDO RI
GHIHQGDQWjVKDEHDVFRUSXVSHWLWLRQDVWLPHEDUUHG                            $SSHDOIURPWKH8QLWHG6WDWHV'LVWULFW&RXUW
                                                                              IRUWKH6RXWKHUQ'LVWULFWRI2KLRDW'D\WRQ
                                                                          1Rn:DOWHU+5LFH&KLHI'LVWULFWsXGJH
                                                                                             $UJXHG$XJXVW
                                                                                    'HFLGHGDQG)LOHG6HSWHPEHU
                                                                        %HIRUH.(11('<DQG1255,6&LUFXLWsXGJHV.$7=

                                                                                         'LVWULFWsXGJH
                                                                                               BBBBBBBBBBBBBBBBB
                                                                                                     &2816(/
                                                                        $5*8('6LREKDQ52j.HHIIH38%/,&'()(1'(5j6
                                                                        2)),&( 2+,2 38%/,& '()(1'(5 &200,66,21
                                                                        &ROXPEXV 2KLR IRU $SSHOODQW  .DWKHULQH ( 3ULGHPRUH

                                                                            
                                                                             7KH +RQRUDEOH 'DYLG $ .DW] 8QLWHG 6WDWHV 'LVWULFW sXGJH IRU WKH
                                                                        1RUWKHUQ 'LVWULFW RI 2KLR VLWWLQJ E\ GHVLJQDWLRQ

                                                                                                           
     ,VKDPY5DQGOH                               1R      1R                                  ,VKDPY5DQGOH          

2 ) ) ,& (  2 )  7 + (  $ 7 7 2 5 1 ( <  * ( 1 ( 5 $ /          &RXUW IROORZLQJ D VWDWH FRXUWjV GHQLDO RI SRVWFRQYLFWLRQ
&255(&7,216/,7,*$7,216(&7,21&LQFLQQDWL2KLR                    UHOLHI
IRU$SSHOOHH21%5,()6LREKDQ52j.HHIIH38%/,&
'()(1'(5j6 2)),&( 2+,2 38%/,& '()(1'(5                             :H GUDZ WKLV FRQFOXVLRQ IRU VHYHUDO UHDVRQV  )LUVW DV
&200,66,21&ROXPEXV2KLRIRU$SSHOODQW.DWKHULQH                GHIHQGDQWFRQFHGHVGLVGUDIWHGVXFKWKDWm6WDWHl
(3ULGHPRUH2)),&(2)7+($77251(<*(1(5$/                        PRGLILHV mSRVW FRQYLFWLRQ RU RWKHU FROODWHUDO UHOLHIl  $
&255(&7,216/,7,*$7,216(&7,21&LQFLQQDWL2KLR                    SHWLWLRQIRUFHUWLRUDULWRWKH8QLWHG6WDWHV6XSUHPH&RXUWLV
IRU$SSHOOHH                                                        QRWmVWDWHSRVWFRQYLFWLRQUHOLHIl1HLWKHULVVXFKDSHWLWLRQ
                                                                     mRWKHUVWDWHFROODWHUDOUHOLHIl$VWKH7HQWK&LUFXLWREVHUYHG
                     BBBBBBBBBBBBBBBBB                               LQ5KLQHDSHWLWLRQIRUDZULWRIFHUWLRUDULWRWKH8QLWHG6WDWHV
                                                                     6XSUHPH&RXUWLVVLPSO\QRWDQDSSOLFDWLRQIRUVWDWHUHYLHZ
                         23,1,21                                     RIDQ\NLQGl5KLQH)GDW7KXVWKHSODLQ
                     BBBBBBBBBBBBBBBBB                               ODQJXDJHRIWKHVWDWXWHH[FOXGHVWKHWLPHSHULRGGXULQJZKLFK
                                                                     D GHIHQGDQW FRXOG KDYH SRWHQWLDOO\ SHWLWLRQHG WKH 6XSUHPH
  .(11('< &LUFXLW sXGJH  'HIHQGDQW DSSHDOV WKH               &RXUWIRUDZULWRIFHUWLRUDULIURPEHLQJYLHZHGDVWKHW\SHRI
MXGJPHQWRIWKHGLVWULFWFRXUWGLVPLVVLQJKLVKDEHDVFRUSXV          UHOLHIWKDWZRXOGWROOGjVOLPLWDWLRQVSHULRG
SHWLWLRQDVXQWLPHO\XQGHU86&G'HIHQGDQW
DUJXHVWKDWSXUVXDQWWRGWKHWLPHGXULQJZKLFK           6HFRQGLQG$&RQJUHVVH[SUHVVO\WRRNLQWR
KLV2KLR5$SS3%DSSOLFDWLRQZDVSHQGLQJDVZHOODV        DFFRXQW WKH WLPH GXULQJ ZKLFK D SHWLWLRQ IRU D ZULW RI
WKHWLPHGXULQJZKLFKKHFRXOGKDYHSRWHQWLDOO\SHWLWLRQHGWKH       FHUWLRUDUL FRXOG EH ILOHG ZLWK  WKH 8QLWHG 6WDWHV 6XSUHPH
8QLWHG6WDWHV6XSUHPH&RXUWIRUDZULWRIFHUWLRUDULVKRXOG         &RXUW  6HFWLRQ G$ SURYLGHV WKDW WKH RQH \HDU
KDYHVWD\HGGjVRQH\HDUOLPLWDWLRQVSHULRG,Q          OLPLWDWLRQVSHULRGEHJLQVWRUXQRQmWKHGDWH RQZKLFKWKH
RUGHU IRU GHIHQGDQWjV KDEHDV FRUSXV SHWLWLRQ WR EH WLPHO\   MXGJPHQWEHFDPHILQDOE\WKHFRQFOXVLRQRIGLUHFWUHYLHZRU
GHIHQGDQWZRXOGKDYHWRSUHYDLORQERWKRIWKHVHDUJXPHQWV          WKHH[SLUDWLRQRIWKHWLPHIRUVHHNLQJVXFKUHYLHZl2WKHU
%HFDXVHZHFRQFOXGHWKDWWKHRQH\HDUOLPLWDWLRQVSHULRGLV          &RXUWVKDYHJHQHUDOO\FRQFOXGHGWKDWIRUWKHSXUSRVHRIWKLV
QRWWROOHGGXULQJWKHQLQHW\GD\VLQZKLFKGHIHQGDQWFRXOG           VXEVHFWLRQWKHRQH\HDUOLPLWDWLRQVSHULRGGRHVQRWEHJLQWR
KDYHSHWLWLRQHGWKH8QLWHG6WDWHV6XSUHPH&RXUWIRUDZULWRI        UXQ XQWLO DIWHU WKH WLPH IRU ILOLQJ D SHWLWLRQ IRU D ZULW RI
FHUWLRUDUL ZH GHFOLQH WR FRQVLGHU GHIHQGDQWjV DUJXPHQW        FHUWLRUDULZLWKWKH8QLWHG6WDWHV6XSUHPH&RXUWKDVSDVVHG
FRQFHUQLQJ KLV 2KLR 5 $SS 3 % DSSOLFDWLRQ DQG         6HH 5KLQH  )G DW o FROOHFWLQJ FDVHV  %\
$)),50WKHGLVWULFWFRXUWjVGLVPLVVDORIGHIHQGDQWjVSHWLWLRQ        RPLWWLQJVXFKODQJXDJHIURPGLWVHHPVFOHDUWKDW
DVXQWLPHO\                                                       &RQJUHVVLQWHQGHGWRH[FOXGHSRWHQWLDO6XSUHPH&RXUWUHYLHZ
                                                                     DV D EDVLV IRU WROOLQJ WKH RQH \HDU OLPLWDWLRQV SHULRG  6HH
                                ,                                   +RKQY8QLWHG6WDWHV86o6&W
                                                                     /(GGREVHUYLQJWKDWE\LQFOXGLQJ
  'HIHQGDQW'HQQLV,VKDPZDVFRQYLFWHGRIWZRFRXQWVRI              SDUWLFXODUODQJXDJHLQRQHVHFWLRQRIDQDFWEXWRPLWWLQJLWLQ
DJJUDYDWHG UREEHU\ LQ 2KLR VWDWH FRXUW LQ   7KH        DQRWKHUVHFWLRQRIWKHVDPHDFWLWLVSUHVXPHGWKDW&RQJUHVV
0RQWJRPHU\&RXQW\&RXUWRI$SSHDOVDIILUPHG'HIHQGDQWjV              LQWHQGHGWRH[FOXGHWKHODQJXDJH2WW)GDW
FRQYLFWLRQ DQG VHQWHQFH RQ 0DUFK    'HIHQGDQWjV
FRQYLFWLRQ EHFDPH ILQDO RQ GLUHFW UHYLHZ ZKHQ WKH 2KLR         )LQDOO\DGHIHQGDQWLVQRWUHTXLUHGWRSHWLWLRQWKH8QLWHG
6XSUHPH&RXUWGLVPLVVHGKLVDSSHDORQ'HFHPEHU              6WDWHV6XSUHPH&RXUWIRUDZULWRIFHUWLRUDULIROORZLQJWKH
'HIHQGDQWILOHGDSRVWFRQYLFWLRQSHWLWLRQZLWKWKHWULDOFRXUW
     ,VKDPY5DQGOH                               1R      1R                                ,VKDPY5DQGOH        

$VGLVFXVVHGDERYHGHIHQGDQWjVRQH\HDUOLPLWDWLRQVSHULRG          RQ )HEUXDU\    ,Q UHVSRQVH WKH VWDWH PRYHG IRU
EHJDQWRUXQZLWKWKHSDVVDJHRIWKH$('3$RQ$SULO              VXPPDU\ MXGJPHQW DQG WKH WULDO FRXUW JUDQWHG WKH PRWLRQ
7KHVWDWHFRQFHGHVWKDWGHIHQGDQWKDGDSURSHUO\ILOHG        7KH 2KLR 6XSUHPH &RXUW GHFOLQHG DSSHOODWH UHYLHZ RQ
DSSOLFDWLRQIRUSRVWFRQYLFWLRQUHOLHISHQGLQJXQWLO0D\         'HFHPEHU'HIHQGDQWWKHQILOHGDPRWLRQIRUDQHZ
ZKHQWKH2KLR6XSUHPH&RXUWGLVPLVVHGGHIHQGDQWjV              WULDORQ)HEUXDU\7KHPRWLRQZDVGHQLHGRQDOO
DSSHDORIWKHWULDOFRXUWjVGHQLDORIKLVPRWLRQIRUDQHZWULDO    OHYHOVHQGLQJZLWKWKH2KLR6XSUHPH&RXUWGLVPLVVLQJWKH
'HIHQGDQWWKHQZDLWHGWKLUWHHQGD\VXQWLOILOLQJKLVPRWLRQWR       DSSHDORQ0D\
UHRSHQKLVDSSHDORQ0D\7KHPRWLRQZDVILQDOO\
GLVSRVHGRIRQ1RYHPEHUZKHQWKH2KLR6XSUHPH                7KLUWHHQGD\VODWHURQ0D\'HIHQGDQWILOHGDQ
&RXUWGHFOLQHGUHYLHZ'HIHQGDQWWKHQZDLWHGD\HDUWRILOH         DSSOLFDWLRQSXUVXDQWWR2KLR5$SS3%WRUHRSHQKLV
KLVSHWLWLRQIRUDZULWRIKDEHDVFRUSXVLQWKHGLVWULFWFRXUW      RULJLQDOGLUHFWDSSHDOKHDUGE\WKH0RQWJRPHU\&RXQW\&RXUW
:KHQWKLVLQWHUYHQLQJ\HDULVFRPELQHGZLWKWKHWKLUWHHQGD\V        RI $SSHDOV EDVHG RQ DOOHJHG LQHIIHFWLYH DVVLVWDQFH RI
GHIHQGDQWZDLWHGWRILOHKLVPRWLRQWRUHRSHQLWLVFOHDUWKDW      DSSHOODWH FRXQVHO  7KH &RXUW RI $SSHDOV GHQLHG KLV
GHIHQGDQWjV KDEHDV FRUSXV SHWLWLRQ LV RXWVLGH WKH RQH \HDU   DSSOLFDWLRQRQsXO\DQGWKH2KLR6XSUHPH&RXUW
OLPLWDWLRQVSHULRGDOORZHGE\G                          GHFOLQHGUHYLHZRQ1RYHPEHU
                               %                                      'HIHQGDQW ILOHGDSHWLWLRQIRUDZULWRIKDEHDVFRUSXVLQ
                                                                     8QLWHG 6WDWHV 'LVWULFW &RXUW RQ 1RYHPEHU    7KH
  'HIHQGDQWDUJXHVKRZHYHUWKDWWKHWLPHLQZKLFKKHFRXOG         FRXUWGLVPLVVHG'HIHQGDQWjVSHWLWLRQRQ)HEUXDU\
KDYHSHWLWLRQHGWKH8QLWHG6WDWHV6XSUHPH&RXUWIRUDZULWRI        IRUIDLOXUHWRILOHZLWKLQWKHRQH\HDUSHULRGSURYLGHGE\
FHUWLRUDUL VKRXOG DOVR WROO WKH OLPLWDWLRQV SHULRG RI         86&GDQGJUDQWHGDFHUWLILFDWHRIDSSHDODELOLW\
 G  7KXV XQGHU 'HIHQGDQWjV UHDVRQLQJ WKH         ZLWKUHVSHFWWRWKHWLPHOLQHVVRI'HIHQGDQWjVSHWLWLRQ
OLPLWDWLRQVSHULRGZRXOGDOVRKDYHEHHQWROOHGIRUQLQHW\GD\V
IROORZLQJ WKH 2KLR 6XSUHPH &RXUWjV 0D\   ILQDO                                       ,,
GLVPLVVDORIKLVPRWLRQIRUQHZWULDO
                                                                       ,QWKH$QWL7HUURULVPDQG(IIHFWLYH'HDWK3HQDOW\$FWRI
   2XU FLUFXLW KDV QRW \HW FRQVLGHUHG WKH LVVXH UDLVHG E\   m$('3$l&RQJUHVVDGGHGDVWDWXWHRIOLPLWDWLRQVIRU
GHIHQGDQW EXW RWKHU FRXUWV WKDW KDYH DGGUHVVHG WKH PDWWHU   WKH ILOLQJ RI KDEHDV FRUSXV SHWLWLRQV SURYLGLQJ LQ UHOHYDQW
KDYH UHMHFWHG VLPLODU DUJXPHQWV  6HH 2WW Y sRKQVRQ    SDUWWKDW
)GoWK&LU5KLQHY%RRQH)G
oWK&LU&RDWHVY%\UG)G               G $RQH\HDUSHULRGRIOLPLWDWLRQVVKDOODSSO\WRWKH
WK&LU5DPRVY:DONHU)6XSSG                     ILOLQJRIDQDSSOLFDWLRQIRUDZULWRIKDEHDVFRUSXV
6'1<*RQ]DOH]Y'H7HOOD)6XSSo                   E\DSHUVRQLQFXVWRG\SXUVXDQWWRWKHMXGJPHQWRI
1',OO  UHYHUVHG RQ RWKHU JURXQGV E\ *RQ]DOH] Y             D6WDWHFRXUW7KHOLPLWDWLRQSHULRGVKDOOUXQIURP
'H7HOOD 1R  :/  WK &LU 1RY                    WKHODWHVWRIn
 0RVHOH\ Y )UHHPDQ  ) 6XSSG  o                 $ WKHGDWHRQZKLFKWKHMXGJPHQWEHFDPHILQDO
0'1&   :H MRLQ WKHVH FRXUWV DQG KROG WKDW                      E\ WKH FRQFOXVLRQ RI GLUHFW UHYLHZ RU WKH
GGRHVQRWWROOWKHOLPLWDWLRQVSHULRGWRWDNHLQWR                     H[SLUDWLRQ RI WKH WLPH IRU VHHNLQJ VXFK
DFFRXQWWKHWLPHLQZKLFKDGHIHQGDQWFRXOGKDYHSRWHQWLDOO\                       UHYLHZ
ILOHGDSHWLWLRQIRUFHUWLRUDULZLWKWKH8QLWHG6WDWHV6XSUHPH                


     ,VKDPY5DQGOH                                    1R     1R                               ,VKDPY5DQGOH        

      7KHWLPHGXULQJZKLFKDSURSHUO\ILOHGDSSOLFDWLRQ              FRQYLFWLRQ RU RWKHU FROODWHUDO UHYLHZl LV SHQGLQJ IURP
         IRU6WDWHSRVWFRQYLFWLRQRURWKHUFROODWHUDOUHYLHZ            FDOFXODWLRQRIWKHOLPLWDWLRQVSHULRG,QUHVSRQVHWKHVWDWH
         ZLWKUHVSHFWWRWKHSHUWLQHQWMXGJPHQWRUFODLPLV              SRLQWV RXW WKDW GHIHQGDQWjV DSSOLFDWLRQ IRU UHRSHQLQJ ZDV
         SHQGLQJVKDOOQRWEHFRXQWHGWRZDUGDQ\SHULRGRI               PRUHWKDQWKUHH\HDUVODWHDQGZDVXOWLPDWHO\GLVPLVVHGE\WKH
         OLPLWDWLRQXQGHUWKLVVXEVHFWLRQ                               2KLR &RXUW RI $SSHDOV DV SURFHGXUDOO\ EDUUHG GXH WR
                                                                         GHIHQGDQWjV IDLOXUH WR VKRZ JRRG FDXVH IRU KLV GHOD\
86&G	7KHVWDWXWHRIOLPLWDWLRQVGRHV            $FFRUGLQJO\WKHVWDWHDUJXHVWKDWGHIHQGDQWjVDSSOLFDWLRQZDV
QRW FRQWDLQ D JUDFH SHULRG ZKLFK ZRXOG UHQGHU LW                QRWSURSHUO\ILOHGDVLWZDVGLVPLVVHGE\WKH2KLR&RXUWRI
XQFRQVWLWXWLRQDO DV WR KDEHDV FRUSXV FODLPV WKDW DFFUXHG          $SSHDOVRQSURFHGXUDOJURXQGV
EHIRUHWKHVWDWXWHjVHQDFWPHQW6HH7H[DFR,QFY6KRUW
86Q6&W/(GG                 7KHFLUFXLWVKDYHVSOLWRQWKHPHDQLQJRImSURSHUO\ILOHGl
REVHUYLQJ WKDW D QHZ VWDWXWH RI OLPLWDWLRQV PXVW DOORZ mD      6RPHFLUFXLWVDGRSWDQDUURZLQWHUSUHWDWLRQRIWKHSKUDVHjV
UHDVRQDEOHWLPHDIWHUWKH\WDNHHIIHFWIRUWKHFRPPHQFHPHQW              PHDQLQJ FRQFOXGLQJ WKDW IDFLDO FRPSOLDQFH ZLWK VWDWH
RIVXLWVXSRQH[LVWLQJFDXVHVRIDFWLRQl&RQVHTXHQWO\OLNH          SURFHGXUDO UXOHV VXFK DV WKRVH UHJDUGLQJ QRWLFH WLPH DQG
WKH PDMRULW\ RI FLUFXLWV RXU FLUFXLW JLYHV D RQH \HDU JUDFH   SODFHRIILOLQJLVDOOWKDWLVUHTXLUHG6HH$GHOLQHY6WLQVRQ
SHULRG IRU FRQYLFWLRQV ZKLFK EHFDPH ILQDO SULRU WR WKH           )GG&LU:LOOLDPVY&DLQ1R
$SULOHIIHFWLYHGDWHRIWKH$('3$6HH%URZQY               :/WK&LUsXQH%HQQHWWY$UWX]
2GHD)GWK&LUUHYHUVHGRQRWKHU               )GG&LU9LOOHJDVYsRKQVRQ)G
JURXQGVE\%URZQY2
'HD6&W7KXV               WK&LU2WKHUFLUFXLWVDGRSWLQJDVRPHZKDWEURDGHU
GHIHQGDQWZRXOGQRUPDOO\KDYHXQWLO$SULOWRILOHKLV           YLHZFRQFOXGHWKDWDVWDWHFRXUWjVLQWHUSUHWDWLRQRIZKHWKHU
KDEHDVSHWLWLRQZHOOEHIRUHKLVDFWXDO1RYHPEHU               DQDSSOLFDWLRQZDVSURSHUO\ILOHGLVGLVSRVLWLYHHYHQLIWKH
ILOLQJGDWH                                                            VWDWHFRXUWUHYLHZHGSDUWRIWKHPHULWVRIWKHFDVHWRUHDFKLWV
                                                                         GHWHUPLQDWLRQ6HHsHIIHUVRQY:HOERUQ1R:/
                                  $                                     WK&LUsXQH)UHHPDQY3DJH)G
                                                                         WK&LU7LQNHUY+DQNV)GWK&LU
   'HIHQGDQWDUJXHVWKDWWKHGLVWULFWFRXUWHUUHGLQQRWWROOLQJ         'LFWDGRY'XFKDUPH)GWK&LU
WKHVWDWXWHIRUKLVDSSOLFDWLRQIRUUHRSHQLQJXQGHU2KLR5              :HHNOH\Y0RRUH)GWK&LU:HEVWHU
$SS 3 % DQG WKH WLPH LQ ZKLFK KH FRXOG KDYH            Y 0RRUH  )G  WK &LU   7KH 6XSUHPH
SHWLWLRQHG WKH 8QLWHG 6WDWHV 6XSUHPH &RXUW IRU D ZULW RI        &RXUWUHFHQWO\JUDQWHGFHUWLRUDULLQ%HQQHWWY$UWX])G
FHUWLRUDUL'HIHQGDQWUHOLHVRQGZKLFKGHGXFWV             G&LUWRFRQVLGHUWKHPHDQLQJRISURSHUO\ILOHG
mWLPHGXULQJZKLFKDSURSHUO\ILOHGDSSOLFDWLRQIRU6WDWHSRVW          LQWKHFRQWH[WRIWKDWFDVH6HH%HQQHWWY$UWX])G
                                                                         G&LUFHUWJUDQWHG$UWX]Y%HQQHWW6&W
                                                                         /(GG
    
     2KLR $SSHOODWH 5XOH % SURYLGHV LQ UHOHYDQW SDUW                   2XUFLUFXLWKDV\HWWRFRQVLGHUWKHPHDQLQJRImSURSHUO\
          $ GHIHQGDQW LQ D FULPLQDO FDVH PD\ DSSO\ IRU UHRSHQLQJ      ILOHGlXQGHUGDQGZHILQGLWXQQHFHVVDU\WRGRVR
    RI WKH DSSHDO IURP WKH MXGJPHQW RI FRQYLFWLRQ DQG VHQWHQFH          $VVXPLQJ DUJXHQGR WKDW GHIHQGDQWjV ODWH PRWLRQ IRU
    EDVHG RQ D FODLP RI LQHIIHFWLYH DVVLVWDQFH RI DSSHOODWH FRXQVHO
    $Q DSSOLFDWLRQ IRU UHRSHQLQJ VKDOO EH ILOHG LQ WKH FRXUW RI
                                                                         UHRSHQLQJ ZDV D SURSHUO\ ILOHG DSSOLFDWLRQ IRU VWDWH SRVW
    DSSHDOV ZKHUH WKH DSSHDO ZDV GHFLGHG ZLWKLQ QLQHW\ GD\V IURP         FRQYLFWLRQUHOLHIWKHUHE\WROOLQJWKHVWDWXWHIRUWKDWSHULRG
    MRXUQDOL]DWLRQ RI WKH DSSHOODWH MXGJPHQW XQOHVV WKH DSSOLFDQW        GHIHQGDQWjVKDEHDVFRUSXVSHWLWLRQZRXOGVWLOOEHXQWLPHO\
    VKRZV JRRG FDXVH IRU ILOLQJ DW D ODWHU WLPH