Court Opinion

ID: 4878973
Source: CourtListenerOpinion
Date Created: 2021-08-26 15:09:08.39862+00
Date Added: 2024-06-11T08:12:36.316502
License: Public Domain

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        NOT TO BE PUBLISHED OPINION

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PROMULGATED BY THE SUPREME COURT, CR 76.28(4)(C),
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                                                    RENDERED: AUGUST 26, 2021
                                                         NOT TO BE PUBLISHED

                Supreme Court of Kentucky
                                 2019-SC-0566-MR

JAMES BRADLEY TOWNSEND                                                    APPELLANT

                 ON APPEAL FROM PULASKI CIRCUIT COURT
V.               HONORABLE JEFFREY T. BURDETTE, JUDGE
                      INDICTMENT NO. 18-CR-00328

COMMONWEALTH OF KENTUCKY                                                    APPELLEE

                   MEMORANDUM OPINION OF THE COURT

                                    REVERSING

      A circuit court jury convicted James Bradley Townsend of two charges of

complicity to traffic in controlled substances and of being a first-degree

persistent felony offender. The resulting judgment imposed a sentence of 20

years’ imprisonment. Townsend makes two arguments in this matter-of-right

appeal1 seeking reversal of the judgment: (1) the trial court erred when it failed

to suppress evidence seized from his home based on a defective search warrant

and (2) the trial court erred when it allowed the Commonwealth to introduce

improper propensity evidence in the guilt phase of the trial in the form of prior

convictions for drug-related crimes. We find no error in the trial court’s

decision not to suppress the seized evidence, but we agree with Townsend that

      1 Ky. Const. § 110(2)(b) (“Appeals from a judgment of the Circuit Court imposing
a sentence of . . . imprisonment for twenty years or more shall be taken directly to the
Supreme Court.”).
the judgment must be reversed because the trial court erred by allowing

evidence of Townsend’s prior convictions in the guilt phase of the trial.

             I.    FACTUAL AND PROCEDURAL BACKGROUND

      Townsend was in jail on matters unrelated to the present case when his

live-in girlfriend, Samantha Keith, sold illegal drugs to a confidential informant

while in Townsend’s residence. Police Capt. Roger Estep, who accompanied the

informant, witnessed the crime for which Keith was later prosecuted.

      Later, Estep contacted the same informant inquiring about a recent

burglary. The burglary victim told police that he believed certain named

individuals were responsible for the burglary and that some of the items stolen

in the burglary could be found in Townsend’s residence. A few weeks later, the

same informant contacted Estep reporting that she had been in Townsend’s

residence where she had seen a few guns that Townsend said were stolen.

Based on this information, Estep completed an affidavit and obtained a search

warrant for Townsend’s residence.

      Some two months after Keith sold drugs to the informant in Townsend’s

residence, police executed a search warrant on the residence. During the

search, officers found crystal methamphetamine, cooked methamphetamine,

oxycodone pills, Suboxone strips, a bag of marijuana, and $1,274.00 in cash.

In a truck located near Townsend’s residence was a bag containing ingredients

for manufacturing methamphetamine. The allegedly stolen guns described by

the informant were not found.

                                        2
      The grand jury indicted Townsend for complicity to traffic

methamphetamine and oxycodone, manufacturing methamphetamine, and for

being a first-degree persistent felony offender. As the case proceeded to trial,

the Commonwealth informed the trial court and defense counsel of its intent to

introduce Townsend’s prior conviction for possession of a methamphetamine

precursor during the guilt phase of the trial. Over the defense’s objection, the

trial court ruled this evidence admissible, finding it probative of Townsend’s

intent and knowledge to manufacture methamphetamine. This prior conviction

was discussed several times at trial. Ultimately, Townsend was not convicted

of manufacturing methamphetamine, but he was convicted of complicity to

traffic methamphetamine and oxycodone and of being a first-degree persistent

felony offender.

                                       I. ANALYSIS

   A. The trial court properly denied Townsend’s motion to suppress
      because the search warrant was supported by probable cause.

      The Fourth Amendment provides the right of people to be secure in their

houses and protects against unreasonable searches and seizures.2 A search is

unreasonable, absent a few exceptions, unless it is accompanied by a warrant

supported by probable cause.3 An affidavit submitted in support of a search

warrant shows probable cause when it creates a reasonable likelihood that

      2   U.S. Const. amend. IV.; Ky. Const. § 10.
      3   Com. v. Pride, 302 S.W.3d 43, 50 (Ky. 2010).

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evidence of the crime exists at the place to be searched.4 The trial court

examines the four corners of the affidavit and assesses the totality of the

circumstances alleged to deduce if this reasonable likelihood exists.5 Evidence

found as a result of a warrant lacking this nexus will be suppressed.6 We

review de novo a trial court’s denial of a motion to suppress.7 In conducting

our review, we ask if the warrant-issuing judge had a substantial basis for

concluding probable cause existed.8 If no basis exists, the evidence may be

suppressed.

      Our analysis in the present case begins with an assessment of the facts

alleged in the affidavit. We look within its four corners to determine whether

there was a fair probability that evidence of the crime, the burglary at the

victim’s house, will be found in a place, Townsend’s residence. Estep prepared

and submitted to the warrant-issuing judge an affidavit making the following

assertions of fact:

      On 03/15/2017 the affiant drove confidential source 1705 to the
      aforementioned residence. Samantha Keith exited the
      aforementioned residence and walked up to my passenger side
      window. CS 1705 gave Samantha Keith $120.00 in exchange for a
      zip lock bag containing crystal methamphetamine. CS 1705 stated
      Samantha Keith is the girlfriend of Brad Townsend and resides
      with Brad Townsend at the aforementioned residence.

      On 05/17/2017 I contacted confidential source 1705 in reference
      to a burglary that had happened inside the Somerset city limits on

      4   Minks v. Com., 427 S.W.3d. 802, 808 (Ky. 2014).
      5   Hensley v. Com, 248 S.W.3d 572, 576 (Ky. App. 2007).
      6   Pride, 302 S.W.3d at 49–50.
      7   Id. at 49.
      8   Ragland v. Com., 191 S.W.3d 569, 583 (Ky. 2006).

                                           4
      05/13/2017. The victim of the burglary told Sgt. Dobbs that
      Corey Upchurch and Jordan Prince were responsible for the
      burglary. The person further stated to Sgt. Dobbs that some of the
      stolen items were with Brad Townsend. On 05/30/2017
      confidential source 1705 called the affiant and stated she was at
      the aforementioned residence on 05/26/2017. CS 1705 states
      Brad Townsend showed her several rifles and shotguns and told
      her they were stolen. The confidential source has cooperated with
      the Somerset Police Department for approximately 2 months. The
      affiant has consistently found them to provide reliable information,
      which was corroborated by audio/Video recordings and/or
      controlled drug purchases.

      Acting on the information received, Affiant conducted the following
      independent investigation:

      A search of Courtnet records revealed Brad Townsend was
      convicted of rece1ving stolen property U/300 on 11/02/1993 case
      #93 CR-00031-01 Courtnet records also revealed Brad Townsend
      was convicted of Facilitation to manufacture meth on 05/06/2004
      case #04 CR-00008-001. A further search of Courtnet records
      revealed Brad Townsend was convicted of PCS1 ‘on 03/08/2010
      case #09 CR-00335-001. A further search of Courtnet records
      revealed Brad Townsend was convicted of Unlawful possession of a
      meth precursor and TCS 1St on 11/20/2014 case #14 CR 00098
      001 & 14 CR 00100. Through the affiant’s training and experience
      convicted felons are not allowed to purchase/possess firearms,
      they could obtain them through illegal sales, thefts, and residential
      or commercial burglaries.

      Townsend argues this affidavit was “bare” and did not create a

substantial basis for concluding probable cause existed for searching his

property for the stolen guns. We disagree. The affidavit was supported by

statements from a confidential informant who had proved to be reliable in the

past.9 The affidavit described that the victim believed his stolen property to be

      9 Lovett v. Com., 103 S.W.3d 72 (Ky. 2003). Townsend does not argue that it
was improper for the officer to rely on the informant’s information, instead only
focuses on the officer’s reliance on the victim’s statements because it was misleading.

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at Townsend’s residence. Townsend contends this is a misleading statement

because the victim also told the officer that two other men, not Townsend were

responsible for the crime. But we have never required that every fact in an

affidavit must connect the defendant to the crime. Instead, we ask if

commonsense leads to the conclusion that evidence of the crime will be found

in the place to be searched.

      For example in an unpublished decision, Holloway v. Com.,10 we found

an affidavit containing several facts connecting the victim to a suspect to

support the issuance of a warrant. The affidavit described the victim’s

statement about the perpetrator’s characteristics as well as information that

led the victim’s friends to believe she was going to meet him on the day she was

killed. Holloway argued that the affidavit was insufficient because it lacked

several important details about the crime including the exact distance of the

victim’s car from the defendant’s residence, and the affidavit did not explicitly

state that the victim had been with Holloway. But we discussed in Holloway

that as opposed to a hyper-technical view of the facts, we must look to the

totality of the circumstances.11 As a result, we found the victim’s description

alongside the other information led to the common-sense conclusion that there

was a substantial likelihood that evidence of the crime would be found at

Holloway’s residence.12

      10   No. 2003–SC–0089–MR 2005 WL 204544 *6-7 (Ky. August 25, 2005).
      11   Id. at *7.
      12   Id.

                                         6
      A similar analysis in this case leads us to the conclusion that the

affidavit was sufficient to support a finding of probable cause. While it is true

that the victim did not implicate Townsend in the burglary, but only suggested

the stolen guns were at his house, this statement still connected him to

evidence of the crime. This information was then confirmed by the informant,

who reported to police that Townsend not only told her the stolen guns were at

his house but showed them to her as well. As Townsend notes, probable cause

is a practical, non-technical conception that deals with the practical

considerations of everyday life.13 When considering the facts here described,

the affidavit supports a substantial probability that evidence of the robbery, the

robbery of the victim’s house, would be found at Townsend’s residence.

      Townsend also argues the information in the affidavit was stale because

at the time the warrant was executed the information that Estep had was 86

days old. It is a valid point that “[i]n the context of drug crimes information

goes stale very quickly because drugs are usually sold and consumed in a

prompt fashion.”14 However, whether the information in the warrant was stale

is to be determined by the circumstances of each case.15 As we explained in

Ragland v. Commonwealth, staleness is not a cut and dry analysis, but

requires an assessment of the circumstances surrounding the warrant.16 The

      13   United States v. Frazier, 423 F.3d. 526, 531 (6th Cir. 2005).
      14   United States v. Brooks, 594 F.3d 488, 493 (6th Cir. 2010).
      15   United States v. Spikes, 158 F.3d 913, 923 (6th Cir. 1998).
      16   476 S.W.3d. at 584–85.

                                             7
time between the events listed in the affidavit and the execution of the warrant

is not entirely dispositive.17

      The information connecting Townsend to the stolen guns was not stale.

Townsend seems to avoid a crucial point: the warrant in this case was to

search his residence for the stolen guns, not drugs. As the facts aver in the

affidavit, the burglary occurred May 13, 2017. Four days later, Estep

contacted the informant about Townsend after 1) the officer had been told by

the victim that he thought the stolen property was at Townsend’s residence,

and 2) he had previously seen a drug transaction take place at Townsend’s

residence, with which the informant was connected. Thus it was logical for

Estep to ask this informant about information regarding the stolen items

because she had some knowledge about Townsend’s residence. On May 26,

2017, the informant then relayed to Estep that Townsend had showed her

stolen guns and on May 30, less than two weeks after the burglary, police

executed the warrant.

      Townsend focuses his staleness argument on the length of time between

Keith’s arrest on March 15, 2017, and the date the warrant was executed, May

30, 2017. However the drug transaction is not the reason the warrant was

executed but instead was the reason Estep reached out to the informant. The

events connecting Townsend to the burglary, the information connecting him to

the presence of items stolen in the burglary, and the execution of the warrant,

      17   Id. at 584.

                                       8
all happened in roughly two weeks, as the investigation progressed. Staleness

is adjudged by the circumstances of each case. and this Court are not

persuaded that the information supporting the issuance of this warrant was

stale.

   B. The trial court committed reversible error when it allowed the
      Commonwealth to introduce evidence of Townsend’s prior
      conviction in the guilt phase of the trial.

         Townsend argues that admitting his prior conviction for possession of a

methamphetamine precursor during the guilt phase of the trial was highly

prejudicial and resulted in reversible error. This issue was properly preserved,

so we review for abuse of discretion and reverse the conviction if the error was

not harmless in that it substantially swayed the verdict.18 Evidence of other

crimes, wrongs, or acts cannot be used “to prove the character of a person in

order to show action in conformity therewith.”19 Evidence of prior crimes is

generally inadmissible unless it is relevant to an issue of motive, opportunity,

intent, preparation, plan, knowledge, identity, or absence of mistake or

accident in the case.20 Even if the evidence is relevant to one of those

categories and at issue in the case, the probative value must not be

substantially outweighed by its potential for prejudice to the defendant.21

      Dixon v. Com., 519 S.W.3d. 396 (Ky. App. 2017) (citing Allen v.
         18

Commonwealth, 395 S.W.3d 451, 467 (Ky. 2013)).
         19   Kentucky Rule of Evidence (KRE)404(b).
         20   Bell v. Com., 875 S.W.2d. 882, 888 (Ky. 1994).
         21   Id. at 890.

                                               9
      Townsend was indicted on two counts of first-degree complicity to traffic

a controlled substance; first offense and manufacturing methamphetamine,

first offense; as well as first-degree persistent felony offender. The

Commonwealth filed notice of intent to introduce KRE 404(b) evidence of

Townsend’s 2018 guilty plea to possession of a methamphetamine precursor

after an active “compact meth lab” was found in his truck. The Commonwealth

argued this prior conviction was relevant to prove Townsend’s intent and

knowledge relating to current manufacturing methamphetamine charge.

Defense counsel countered that introduction of the prior conviction was unduly

prejudicial and irrelevant until Townsend put at issue his knowledge or intent

to manufacture methamphetamine. The trial court allowed the evidence to be

admitted, finding that it was probative of Townsend’s intent and knowledge of

manufacturing methamphetamine and being familiar with the items.

      The jury heard about the prior conviction more than once during the

trial: first in the Commonwealth’s opening statement, then in Estep’s

testimony, and finally in the testimony of Constable Wallace. The trial court

admonished the jury more than once that this evidence was not to be used to

prove guilt in the present case but only to show knowledge and intent.

Ultimately, the jury did not convict Townsend of the methamphetamine

manufacturing charge but convicted him of complicity to traffic a controlled

substance in the first degree-first offense of greater than 2 grams of

methamphetamine, complicity to traffic a controlled substance-first degree,

                                        10
first offense of less than 10 dosage units of oxycodone, and of being a

persistent felony offender in the first degree.

      We find that the trial court erred by admitting evidence of Townsend’s

prior conviction even for the limited purpose of proving his knowledge and

intent. As Townsend points out, he never denied he knew how to manufacture

meth or lacked the intent to manufacture meth. Thus his prior conviction was

not relevant to any genuinely disputed issue. Our discussion about KRE

404(b) in Southworth v. Commonwealth22 is instructive in resolving this issue.

We explained that “if there is no question of fact that the other-acts evidence

resolves, or if there is no proof sufficient to raise a question to be answered,

then the other-acts evidence has no relevance other than to show the

defendant’s propensity to commit acts of violence.”23 We drew a strict line “that

relevance for purposes other than propensity must be found in disputed

issues.”24

      Here, the Commonwealth contends Townsend’s prior conviction is

relevant to show knowledge, but that really means proof of the defendant’s

“ability or capacity to commit the act.”25 And “such capacity has to be more

       22 435 S.W.3d. 32, 49 (Ky. 2014) (“Such evidence is not admissible unless the

‘other purpose’ allegedly justifying its admission is genuinely in dispute.”) (citing
Robert G. Lawson, The Kentucky Evidence Law Handbook § 2.25(II) (3d. ed. 1993)).
      23   Id.
      24   Id.
      25   Id.

                                          11
than proof of a capacity shared by most people.”26 Here, manufacturing meth

is an act that requires a skill set generally unknown to the average person.

But importantly, Townsend never disputed that he lacked that skill.27 The

same can be said of his intent to manufacture methamphetamine, as he also

never based his defense on the inability to form the requisite intent to commit

such a crime. Instead, his defense was simply that the Commonwealth had no

proof that the items seized belonged to him. Contrary to the Commonwealth’s

position that intent and knowledge are always at issue in every drug

manufacturing case, we find that “the knowledge in question . . . must prove

some fact at issue in the case.”28 Without intent or knowledge being in genuine

dispute, the trial court erred in allowing the previous conviction to be

introduced.

      Because we find Townsend’s prior conviction was erroneously admitted

we must now assess if the error warrants reversal. An error is reversible if the

erroneously admitted evidence has a reasonable possibility of contributing to

the conviction; it is harmless if there is no reasonable possibility that it

      26   Id. 49-50. (“Evidence of a person's capacity to commit the act would not often
be relevant to show that the act was done or the actor's intent; hence, capacity would
usually be offered to identify the defendant as the person who did the act. When
offered on the issue of identity, the ability shown must not be one shared by the entire
populace; e.g., evidence of a prior shoplifting offered to prove the defendant has the
ability to steal. Rather the ability must be one that would serve to discriminate
between the defendant and other persons who might have committed the crime.”).
        27 Id. at 50. (“If showing any kind of knowledge is sufficient to meet KRE 404(b),

then the rule would eat itself. All proof of other acts shows some amount
of knowledge of how to do the act.”).
      28   Id. at 50.

                                           12
contributed to the conviction.29 We find the facts here are like that in

Commonwealth v. Buford.30 In Buford we reversed the defendant’s sexual-

assault conviction after KRE 404(b) evidence was improperly admitted.31 The

Commonwealth had introduced the victim’s prior allegations of sexual assault

against the defendant to show modus operandi as well as intent, motive, plan,

or absence of mistake.32 We found this to be error because the prior

allegations were not so similar to be probative of Buford’s charges.33

Additionally, we found the error to warrant reversal because several witnesses

testified regarding the allegations, and the prior-acts evidence was used as a

crucial part of the Commonwealth's theory of the case.34 Overall, the

improperly admitted evidence was testified to extensively by several witnesses

and was mentioned as a conclusive fact in the Commonwealth’s closing

argument.35 Because the prejudicial evidence was pervasive, we could not say

that its admission did not violate Buford's substantial rights.

      We likewise find here that Townsend’s convictions must be reversed as

we cannot say with assurance that the jury was not substantially swayed by

      29  Winstead v. Commonwealth, 283 S.W.3d 678, 689 (Ky. 2009) (“A non-
constitutional evidentiary error may be deemed harmless . . . if the reviewing court can
say with fair assurance that the judgment was not substantially swayed by the
error.”).
      30   197 S.W.3d. 66, 76 (Ky. 2006).
      31   Id. at 69-70.
      32   Id. at 70.
      33   Id. at 70-71.
      34   Id. at 72.
      35   Id.

                                            13
the introduction of Townsend’s 2014 guilty plea and conviction. While he was

not convicted on the current manufacturing-methamphetamine charge, he was

convicted of complicity to traffic a controlled substance of methamphetamine

and oxycodone. The prior conviction was mentioned at least three times,

including during the Commonwealth’s opening statement, Estep’s testimony,

and Constable Wallace’s testimony. Of all improper evidence admitted, Estep’s

statements are most concerning. On cross-examination, defense counsel asked

Estep what evidence proved that items found in an off-site truck were

Townsend’s as opposed to Keith’s.

      Estep: Just his priors.
      Counsel: Just because he’s Brad?
      Estep: Just his priors . . . priors that he was charged to facilitation
      of manufacturing meth.
      [Judge asks counsel to approach]

This testimony is emblematic of forbidden propensity evidence: Estep informed

the jury that the reason he charged Townsend was because he had committed

a similar crime before. Constable Wallace’s testimony was an in-depth analysis

of the evidence against Townsend in 2014, including pictures and a description

of the items found. Estep’s statement combined with the additional testimony

about Townsend’s prior conviction made it more likely the jury was swayed by

the propensity evidence. The jury was admonished that his prior conviction

was only relevant to prove Townsend’s knowledge of manufacturing meth and

not evidence of guilt of any charge. However we cannot say this cured any

potential for prejudice caused by repetition of the prior-act evidence. The

testimonies and similarity between the prior and current offenses encouraged

                                        14
the jury to infer that because he had been involved before in crimes like the

ones charged here that he once again was guilty.36 Thus we hold that

Townsend’s convictions must be reversed.

                                    III.   Conclusion

        The trial court properly denied Townsend’s motion to suppress, because

the warrant against him was supported by sufficient facts and the information

contained therein was not stale. But because unduly prejudicial character

evidence was improperly admitted against Townsend at trial, we must reverse

the judgment and remand for a new trial.

        All sitting. Minton, C.J., Hughes Keller, Lambert, Nickell, JJ., concur.

VanMeter, J., concurs in part, dissents in part by separate opinion, in which

Conley, J., joins.

        VANMETER, J., CONCURRING IN PART AND DISSENTING IN PART:

While I concur in much of the majority opinion, I note that the jury acquitted

Townsend of the charge that was implicated by the prior conviction, i.e.,

manufacturing methamphetamine, which charge was supported by evidence

procured from the off-site truck. He was convicted of the charges, trafficking,

related to the evidence at the house. In other words, admission of the evidence

of the prior conviction was harmless error. Kentucky Rules of Criminal

36   Winstead, 283 S.W.3d at 689.

                                            15
Procedure 9.24. Furthermore the trial court properly ruled that the evidence

satisfied the terms of KRE 404(b).

COUNSEL FOR APPELLANT:

Karen Shuff Maurer
Assistant Public Advocate

COUNSEL FOR APPELLEE:

Mark D. Berry
Assistant Attorney General

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