Court Opinion

ID: 7275464
Source: CourtListenerOpinion
Date Created: 2022-07-25 17:11:47.700827+00
Date Added: 2024-06-11T16:18:49.979625
License: Public Domain

[Cite as State ex rel. Ames v. Portage County Bd. of Commrs., 2022-Ohio-2543.]

               IN THE COURT OF APPEALS OF OHIO
                           ELEVENTH APPELLATE DISTRICT
                                PORTAGE COUNTY

STATE OF OHIO ex rel.                                  CASE NO. 2021-P-0112
BRIAN M. AMES,

                 Relator-Appellant,                    Civil Appeal from the
                                                       Court of Common Pleas
        -v-

PORTAGE COUNTY BOARD                                   Trial Court No. 2020 CV 00273
OF COMMISSIONERS,

                 Respondent-Appellee.

                                              OPINION

                                         Decided: July 25, 2022
                                          Judgment: Affirmed

Brian M. Ames, pro se, 2632 Ranfield Road, Mogadore, OH 44260 (Relator-Appellant).

Victor V. Vigluicci, Portage County Prosecutor, and Christopher J. Meduri, Assistant
Prosecutor, 241 South Chestnut Street, Ravenna, OH 44266 (For Respondent-
Appellee).

MATT LYNCH, J.

        {¶1}    Relator-appellant, Brian M. Ames, appeals the judgment of the Portage

County Court of Common Pleas finding that he engaged in frivolous conduct and

awarding       attorney     fees    to    respondent-appellee,         Portage   County   Board   of

Commissioners. For the following reasons, we affirm the judgment of the court below.

        {¶2}    The course of the underlying proceedings is as follows:

                      On April 27, 2020, Ames filed a Verified Complaint in
                Mandamus, Declaratory Judgment, and Injunction against the Board
                of Commissioners, alleging two violations of R.C. 121.22 [the Open
              Meetings Act] arising from a meeting held on April 9, 2020:
              Considering in an Executive Session a Subject Matter Not
              Specifically Excepted by Law (Count 1) and Failure to Keep Full and
              Accurate Minutes (Count 2).

                     The matter was tried by the court on June 15, 2021, at which
              the following persons testified: Janet Kovick (director of human
              resources); Sabrina Christian-Bennett (member of the board of
              commissioners); Vicki Kline (vice president of the board of
              commissioners); Kathleen Clyde (president of the board of
              commissioners); and Amy Hutchinson (clerk of the board of
              commissioners). During the course of the April 9 meeting, a motion
              was made and approved to move “into executive session to consider
              the employment of a public employee” (in the words of the meeting
              minutes). The three Commissioners along with Kovick, Chris Meduri
              (an attorney), and Gene Roberts (water resources department
              director) participated in the session. A “succession plan,” developed
              by human resources, was discussed according to which the Deputy
              Director of Portage County Water Resources would be transitioned
              or promoted to the newly created position of Interim Director. The
              offer of the new position was to be made on April 15. The
              performance of the Deputy Director was discussed, in particular, her
              leadership skills demonstrated during the pandemic. After the
              executive session concluded, the following journal entry was
              adopted: “After exiting Executive Session, the Board of
              Commissioners agreed to stay the succession plan for the Water
              Resources Director for the duration of the public health emergency.”

State ex rel. Ames v. Portage Cty. Bd. of Commrs., 2022-Ohio-105, 183 N.E.3d 633, ¶ 2-

3.

       {¶3}   On June 24, 2021, the trial court ruled that the Board had not violated R.C.

121.22.

       {¶4}   On June 25, 2021, a Motion for a Hearing to Determine Issue of Frivolous

Conduct was filed on behalf of the Board, requesting “that a hearing be set to provide

Relator due process and for [the] Court to determine whether the filing of this action and/or

the assertions of the claims in this action constitute frivolous conduct, and upon a finding

of such conduct, for this Court to award the Respondent its reasonable attorney fees and
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any other reasonable expenses incurred in this action.”

       {¶5}    The Motion was based on division (I)(2)(b) of R.C. 121.22 which provides:

               If the court of common pleas does not issue an injunction pursuant
               to division (I)(1) of this section and the court determines at that time
               that the bringing of the action was frivolous conduct, as defined in
               division (A) of section 2323.51 of the Revised Code, the court shall
               award to the public body all court costs and reasonable attorney’s
               fees, as determined by the court.

Although the statute does not provide for a hearing, this court has held that due process

requires one be held. Accordingly, a trial court is required, upon the denial of injunctive

relief, “to notify a party of its intention to find his or her conduct frivolous, set a date for a

hearing, and conduct that hearing so the party can defend against the potential

consequence of being deprived of his or her property in the form of a fee award.” State

ex rel. Ames v. Portage Cty. Bd. of Commrs., 11th Dist. Portage No. 2018-P-0036, 2019-

Ohio-3237, ¶ 22.

       {¶6}    “Frivolous conduct” is statutorily defined as the conduct of a party to a civil

action that satisfies any of the following:

               (i) It obviously serves merely to harass or maliciously injure another
               party to the civil action or appeal or is for another improper purpose,
               including, but not limited to, causing unnecessary delay or a
               needless increase in the cost of litigation.

               (ii) It is not warranted under existing law, cannot be supported by a
               good faith argument for an extension, modification, or reversal of
               existing law, or cannot be supported by a good faith argument for the
               establishment of new law.

               (iii) The conduct consists of allegations or other factual contentions
               that have no evidentiary support or, if specifically so identified, are
               not likely to have evidentiary support after a reasonable opportunity
               for further investigation or discovery.

R.C. 2323.51(A)(2)(a).
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Case No. 2021-P-0112
        {¶7}     The Board’s Motion for a Hearing did not describe or otherwise identify the

conduct claimed to be frivolous, but quoted divisions (A)(2)(a)(ii) and (iii) of the foregoing

statute.

        {¶8}     On September 16, 2021, the Board filed a Brief Concerning the Hearing to

Determine the Issue of Frivolous Conduct. The principal argument advanced in the Brief

was that Ames’ Complaint was frivolous under R.C. 2323.51(A)(2)(a)(ii), and secondarily

that division (iii) was implicated.

        {¶9}     Attached to the Brief were emails sent by Ames to Christopher Meduri,

counsel for the Board, on August 13, 2021. In them, Ames indicates that he filed the

lawsuit at the request of one of the County Commissioners who opposed the staying of

the succession plan. Ames further disclosed that the Commissioner in question arranged

for the Complaint to be notarized so that it could be filed as soon as possible.1 Based on

these emails, the Board argued that Ames did not file the lawsuit for a legitimate purpose

under the Open Meetings Act:

                 The OMA is essentially a public rights statute. Like public rights
                 statutes for which representative standing exists the people are the
                 “real party in interest.” * * * Invoking the judicial process remains a
                 serious matter. The OMA should not be used as a “pretext” to bring
                 a lawsuit (under the R.C. 121.22) when the person does not like the
                 policy decision of the board. This is an abuse of the court’s process.
                 The pro se litigant in this case now alleges that a commissioner
                 wanted him to file this case, the same commissioner that voted
                 against the succession plan. The Relator is the responsible party
                 because he filed the case under the “any person” standing provision
                 of the OMA; however, there is no rational basis supported by legal
                 authority warranted under existing law, nor is there a rational basis
                 supported by at least some type of case law that would support a

1. The text of one of the two emails attached to the Brief reads: “Has Sabrina Christian-Bennett ever told
you that she asked me to file case 2020CV00273? Has she told you that she was so desperate to have it
filed as quickly as possible that she arranged for one of her closers to notarize it in her Brimfield office so
that I would not have to wait for an appointment at a bank? You’ve been played, fool! Keep your eyes on
the news.”
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Case No. 2021-P-0112
              good faith argument for the extension of existing law or the
              establishment of new [law].

Respondent’s Brief Concerning the Hearing to Determine the Issue of Frivolous Conduct

at 42-43; also at 10 (“the OMA and the Court should not be exploited by the filing of an

OMA claim * * * for which, as Relator himself now states, another person wanted him to

file as soon as possible”), 23 (“the OMA should not be used as a weapon when there is

a policy dispute among members of the board”), and 29 (“[t]his is a case of using the OMA

for a purpose it was not intended to be used for”).

       {¶10} On October 12, 2021, a hearing was held to determine the issue of frivolous

conduct. There is no transcript of this hearing in the record before this court.

       {¶11} On October 26, 2021, the trial court issued a Judgment Entry determining

that Ames’ lawsuit constituted frivolous conduct:

                     Upon reexamination of Mr. Ames’ original complaint and
              evidence relating to it the Court finds the allegations to be trivial,
              unfounded and brought for an improper purpose. The action is
              based upon political opposition to a decision of the majority of the
              Board to take certain personnel action. The evidence reveals the
              action was filed by Mr. Ames at the direction of a member of the
              Respondent Board.           This constitutes a violation of R.C.
              2323.51(A)(2)(a)(i), improper purpose. The OMA claim was not
              made in good faith. The purpose of the statute is to ensure openness
              and transparency in the manner in which the government conducts
              business. It is not a tool to litigate policy or political disputes.

                     In addition, the Court finds Relator’s claims to be frivolous
              because they are unwarranted under existing law and cannot be
              supported by a good faith argument for the establishment of new law.
              (See: R.C. 2323.51(A)(2)(a)(ii).) Specifically here the Court refers to
              a plain reading of the Board’s minutes of 4-9-20 stating the purpose
              of executive session was to consider the employment of a public
              employee. The Board’s subsequent action to stay a human resource
              department’s succession plan relates directly and clearly to the
              stated reason for the executive session.

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                     Finally the Court finds from the evidence [that] Respondents
              are entitled to attorney fees in the amount of $330.98; costs to be
              paid by Relator.

       {¶12} On October 28, 2021, Ames filed a Notice of Appeal. On appeal, he raises

the following assignments of error:

              [1.] The trial court erred by finding, sua sponte, a violation of R.C.
              2323.51(A)(2)(a)(i), improper purpose, thereby denying Mr. Ames his
              rights to due process of law under the Fourteenth Amendment of the
              United States Constitution.

              [2.] The trial court erred by finding Relator’s claims to be frivolous
              pursuant to R.C. 2323.51(A)(2)(a)(ii) because they are unwarranted
              under existing law and cannot be supported by a good faith argument
              for the establishment of new law.

       {¶13} A court of appeals “will not reverse a lower court’s decision on whether to

award sanctions under R.C. 2323.51 absent an abuse of discretion.” State ex rel. Striker

v. Cline, 130 Ohio St.3d 214, 2011-Ohio-5350, 957 N.E.2d 19, ¶ 11. “[T]he trial court’s

factual findings,” however, “will not be disturbed if they are supported by competent,

credible evidence.” (Citation omitted.) Id. “All legal questions are reviewed de novo,”

while “‘[t]he ultimate decision whether to impose sanctions for frivolous conduct * * *

remains wholly within the trial court’s discretion.’” (Citation omitted.) F.D. Johnson Co.

v. JC Mechanical Heating and Cooling, LLC, 11th Dist. Lake No. 2019-L-163, 2020-Ohio-

3931, ¶ 8.

       {¶14} Under the first assignment of error, Ames asserts that his rights to due

process under the Fourteenth Amendment of the United States Constitution were violated

on the “undisputed” grounds that “the Board at no time sought a violation of R.C.

2323.51(A)(2)(a)(i) [improper purpose]” and the trial court gave “no notice of [its] intention

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to find Mr. Ames’ conduct frivolous pursuant to R.C. 2323.51(A)(2)(a)(i).” Brief of Relator-

Appellant at 21.

        {¶15} The central concern of the due process clause is the “fundamental fairness

of government activity.” (Citation omitted.) Corrigan v. Testa, 149 Ohio St.3d 18, 2016-

Ohio-2805, 73 N.E.3d 381, ¶ 17. It is “‘not a technical conception with a fixed content

unrelated to time, place and circumstances,’” but, rather, an enterprise that seeks to

“discover what ‘fundamental fairness consists of in a particular situation * * *.’” (Citation

omitted.) In re C.S., 115 Ohio St.3d 267, 2007-Ohio-4919, 874 N.E.2d 1177, ¶ 80. At a

minimum, “due process requires that persons whose property interests are jeopardized

by the filing of legal proceedings be given notice reasonably calculated, under all the

circumstances, to apprise those persons of the pendency of the action and afford them

an opportunity to present their objections.” Galt Alloys, Inc. v. KeyBank Natl. Assn., 85

Ohio St.3d 353, 357, 708 N.E.2d 701 (1999), syllabus.

        {¶16} We find no deprivation of due process. Ames was duly apprised of the

potential grounds for a finding of frivolous conduct by the Board’s forty-five-page Brief

Concerning the Hearing. This Brief quoted all the statutory grounds, including improper

purpose under R.C. 2323.51(A)(2)(a)(i), for a finding of frivolous conduct.2 It then set

forth in abundant detail the ways in which Ames purportedly violated these standards.

Civ.R. 7(B)(1) (“[a] motion * * * shall state with particularity the grounds therefor”).

Specifically, it claimed that Ames’ reasons for filing the lawsuit were pretextual and an

2. We note that, even if the statute had not been quoted, Ames would be charged with knowledge of its
contents. Seagraves v. Seagraves, 125 Ohio App.3d 98, 103, 707 N.E.2d 1165 (2d Dist.1997) (“[a] litigant
is on notice, as a matter of law, that attorney fees may be awarded as a sanction for frivolous conduct in
litigation [under] R.C. 2323.51”).
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Case No. 2021-P-0112
abuse of the court’s process, that he was exploiting the Open Meetings Act for ulterior

motives, and that he was using the Act for an unintended purpose. It is true that the

Board did not expressly request relief under (A)(2)(a)(i) but rather stated that “[t]he

principal focus in this matter will be (A)(2)(a)(ii) of 2323.51.” But neither did the Board

explicitly disavow relief under division (A)(2)(a)(i). When the trial court made a finding of

improper purpose, its reasons for doing so were those set forth in the Board’s Brief

Concerning the Hearing. Ames was not only on notice of the potential grounds for a

finding of frivolous conduct but was afforded ample opportunity to object to them as well.

S & S Computer Sys., Inc. v. Peng, 9th Dist. Summit No. 20889, 2002-Ohio-2905, ¶ 28

(where the motion “clearly alleg[ed] that S & S and/or its counsel engaged in frivolous

conduct by filing and pursuing its claim * * * in the name of a corporation [they] knew

lacked capacity to sue[,] [t]here was no additional requirement that the motion identify * *

* the subsection [of R.C. 2323.51] under which [the movant] intended to proceed”);

Surface v. Grottlla-Kennedy, 2d Dist. Clark No. 2002-CA-80, 2003-Ohio-3978, ¶ 18-19

(“R.C. 2323.51 * * * does not specify any particular form for the motion” and a motion

“list[ing] all the fees allegedly incurred due to the allegedly frivolous conduct” provides

“ample notice of the ‘operative facts’ supporting the motion”).

       {¶17} The first assignment of error is without merit.

       {¶18} Under the second assignment of error, Ames argues that the trial court

erred by finding his claims frivolous pursuant to R.C. 2323.51(A)(2)(a)(ii) in that they were

unwarranted under existing law and could not be supported by a good faith argument for

the establishment of new law.

       {¶19} The underlying dispute involved the Board’s decision to enter “executive

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session” on April 9, 2020, to discuss “the employment of a public employee.” Pursuant

to the Open Meetings Act, a public body may only enter executive session for certain

purposes, including “[t]o consider the appointment, employment, dismissal, discipline,

promotion, demotion, or compensation of a public employee.”            R.C. 121.22(G)(1).

Regarding the substance of the executive session, the trial court made the following

finding: “During this private meeting the evidence shows that the commissioners

discussed the employee’s job performance, the COVID pandemic (as it relates to the

employee’s duties), and the county’s managerial succession plan, (as it relates to the

employee and her possible promotion).” Ames’ position was that the use of the word

“employment” did not reflect the true purpose of the executive session and that one or

another of the other statutorily approved purposes would have more properly reflected

the substance of the session. Ames, 2022-Ohio-105, at ¶ 11. According to Ames, the

word “employment” should be limited to the hiring of new employees, or, stated otherwise,

the use of the word “employment” was insufficient to indicate the purpose for entering

executive session.     In finding Ames’ conduct frivolous the trial court found that the

“Board’s subsequent action to stay a human resource department’s succession plan

relates directly and clearly to the stated reason for the executive session [i.e., the

employment of a public employee].”

       {¶20} Ames appears to concede that, if interpreted broadly (as he maintains this

court did in Ames, 2022-Ohio-105), the term “employment” fairly describes the substance

of the executive session.      Rather, his position is that a narrow interpretation of

“employment,” limited to the hiring of a new employee, is supported by the canons of

statutory interpretation and that the broad definition adopted by this court established new

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law. We disagree.

       {¶21} In support, Ames cites the following principles of statutory construction:

                      Venerable principles of statutory construction require that in
              construing statutes, courts must give effect to every word and clause
              in the statute. State ex rel. Carna v. Teays Valley Local School Dist.
              Bd. of Edn., 131 Ohio St.3d 478, 2012-Ohio-1484, 967 N.E.2d 193,
              ¶ 18, citing Bole v. Goodyear Tire & Rubber Co., 125 Ohio St.3d 510,
              2010-Ohio-2550, 929 N.E.2d 448, ¶ 21. Courts must read words and
              phrases in context and construe them in accordance with rules of
              grammar and common usage and may not restrict, constrict, qualify,
              narrow, enlarge, or abridge the General Assembly’s wording.
              (Citations omitted.) Id. A court should avoid a construction that
              renders a provision meaningless or inoperative. Id. at ¶ 19, citing
              State ex rel. Meyers v. Spencer Twp. Rural School Dist. Bd. of Edn.,
              95 Ohio St.3d 367, 373, 116 N.E. 516 (1917). Furthermore, when a
              statute’s language is clear and unambiguous, courts apply the
              statute as written, giving effect to its plain meaning. (Citation
              omitted.) Id. at ¶ 20.

State ex rel. Ames v. Portage Cty. Bd. of Commrs., 2019-Ohio-3729, 144 N.E.3d 1010, ¶

53 (11th Dist.).

       {¶22} In common usage, the term “employment” encompasses the state of being

employed as well as the inception of that state (“the hiring”). The term is not defined

statutorily for the purposes of the Open Meetings Act and there is no case law supporting

the restriction, qualification, narrowing, and/or abridgment of that definition urged by

Ames. Instead, Ames contends that unless “employment” is given a limited construction,

the other statutory purposes for entering executive session (appointment, dismissal,

discipline, promotion, demotion, and compensation) are rendered meaningless or

inoperative. In reference to this court’s decision on the underlying appeal, Ames, 2022-

Ohio-105, he asserts that “[n]o reasonable attorney” would have anticipated this court’s

holding “that the terms appointment, employment, dismissal, discipline, promotion,

demotion, and compensation are not mutually exclusive but, to a certain extent, are
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Case No. 2021-P-0112
capable of describing similar conduct.” Brief of Relator-Appellant at 25. On the contrary,

Ames’ position is untenable and would render the operation of the statute impracticable.

While Ames suggests that it is unreasonable for these terms to be capable of describing

similar conduct, he proffers no satisfactory alternatives. Assuming, arguendo (since there

is no actual authority to support the assumption), that “employment” as used in R.C.

121.22(G)(1) is limited to hiring a new employee, then a problem arises as to how the

other statutory purposes are to be construed. Is “appointment” given its plain or common

meaning or does it too have a restricted meaning as to distinguish it from employment

and promotion? The same question applies to the other statutory purposes for holding

executive session.     If they are not given an ordinary construction, what technical

definitions should they be given and on what authority since they are not defined

statutorily?

       {¶23} Ames further contends that this court’s holding in Ames, 2022-Ohio-105,

“established new law * * * by determining that there was no need to identify more than

one purpose.”    Brief of Relator-Appellant at 25.    He describes this as a significant

departure from this court’s holding in Ames, 2019-Ohio-3729, where we held that R.C.

121.22(G)(1) “mandates that the Board specifically state in its motions and votes the

particular permitted purpose or purposes that the Board reasonably intends to discuss

during executive session.” Id. at ¶ 3. Contrary to Ames’ position, this court did not

establish as a matter of law that there was no need for a public body to identify more than

one purpose for entering executive session. Rather, we held that there was no need to

identify more than one purpose in this particular case. Ames, 2022-Ohio-105, at ¶ 13

(“[a]s the sole focus of the executive session was whether to offer the position to the

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Deputy Director, there was no need to identify more than one purpose for holding the

executive session”). Moreover, in Ames, 2019-Ohio-3729, the so-called “laundry list”

case, we addressed the Board’s prior practice of listing all the possible purposes for an

executive session under R.C. 121.22(G)(1) each time it went into executive session. We

interpreted the statute allowing a public body to identify a particular “purpose or purposes”

for entering executive session dependent upon what the body intended to discuss. Id. at

¶ 3. There is no conflict between the two cases and Ames’ prior appeal of this case did

not result in new law.

       {¶24} Inasmuch as Ames has not presented a coherent or reasonable argument

for his construction of the term “employment,” his conduct was frivolous as neither

warranted under existing law nor supported by a good faith argument for the

establishment of new law.

       {¶25} The second assignment of error is without merit.

       {¶26} For the foregoing reasons, the judgment of the Portage County Court of

Common Pleas finding that Ames engaged in frivolous conduct is affirmed. Costs to be

taxed against the appellant.

CYNTHIA WESTCOTT RICE, J.,

MARY JANE TRAPP, J.,

concur.

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