Court Opinion

ID: 3213442
Source: CourtListenerOpinion
Date Created: 2016-06-15 15:05:18.885941+00
Date Added: 2024-06-11T14:29:55.647673
License: Public Domain

IN THE COURT OF APPEALS OF IOWA

                                   No. 13-1945
                               Filed June 15, 2016

DAVID HERING,
     Applicant-Appellant,

vs.

STATE OF IOWA,
     Respondent-Appellee.
________________________________________________________________

       Appeal from the Iowa District Court for Muscatine County, Marlita A.

Greve (motion for summary judgment), and Gary D. McKenrick (postconviction

ruling), Judges.

       Applicant appeals the district court order denying his application for

postconviction relief from his convictions for murder and two counts of attempted

murder. AFFIRMED.

       William R. Monroe of the Law Office of William Monroe, Burlington, for

appellant.

       David Hering, Anamosa, appellant pro se.

       Thomas J. Miller, Attorney General, and Tyler J. Buller, Assistant Attorney

General, for appellee State.

       Considered by Vogel, P.J., and Doyle and Bower, JJ.
                                          2

BOWER, Judge.

       David Hering appeals the district court order denying his application for

postconviction relief from his convictions for murder and two counts of attempted

murder. We find no error in the district court’s rulings. Hering has not met his

burden to show he received ineffective assistance of counsel. We affirm the

decision of the district court denying Hering’s application for postconviction relief.

       I.      Background Facts & Proceedings

       Hering was charged with murder and two counts of attempted murder.

The State alleged Hering shot his wife, Lisa, then shot at two officers who were

responding to a 911 call at his home. During his criminal trial, the defense did

not contest whether Hering committed the offenses but relied upon the defense

of insanity.    Dr. Kirk Witherspoon testified Hering suffered from paranoid

schizophrenia and met the criteria for legal insanity at the time of the offenses.

The State’s expert, Dr. Michael Taylor, agreed Hering had paranoid

schizophrenia but testified Hering was capable of forming specific intent. The

jury found Hering guilty of murder and two counts of attempted murder. Hering’s

convictions were affirmed on appeal. See State v. Hering, No. 04-1222, 2006
WL 60678, at *1 (Iowa Jan. 11, 2006).

       While Hering’s criminal case was pending, the Muscatine County Sheriff

filed a petition for the appointment of a conservator for Hering. The petition

asserted Hering was a person “whose decision-making capacity is so impaired

that the person is unable to make, communicate, or carry out important decisions

concerning the proposed ward’s financial affairs.” The district court entered an

order on October 6, 2003, finding “the proposed ward, David L. Hering, is
                                          3

presently incarcerated in the Muscatine County Jail and that it would be in his

best interests that a Conservator be appointed during the pendency of his

incarceration and that [a bank] is suitable and qualified to act as such

Conservator.”

       On April 10, 2006, Hering filed an application for postconviction relief

raising eighty-seven claims of ineffective assistance of counsel. The State filed

an answer on April 11, 2006. The application was amended on November 17,

2009, November 20, 2009, and November 4, 2011.1 In responding to a motion,

on May 19, 2010, the district court noted, “The conservatorship proceeding may

have been prompted more by his incarceration and a desire to preserve his

assets for his children, than a truly impaired capacity to make, communicate, or

carry out important decisions concerning his financial affairs.” Depositions of

defense counsel, David Treimer and J.E. Tobey III, were taken in 2010.

       On December 12, 2011, Hering filed a motion for summary judgment,

claiming his convictions should be overturned because the State had not filed a

response to his amended applications.         The State resisted the motion.      The

district court entered a ruling on February 9, 2012, denying the motion for

summary judgment.

       A postconviction hearing was held on July 16, 2013. Hering testified via

the Iowa Communications Network (ICN), but there were technological problems,

and the court determined it was unable to make a proper record of his testimony.

The court ordered Hering’s deposition to be taken at Anamosa State

1
   Hering also filed a new application for postconviction relief on September 16, 2013.
The district court considered the new application as a motion to amend the pending
application for postconviction relief and denied the motion as untimely.
                                          4

Penitentiary, where he was serving his sentence. The hearing continued, and

Treimer testified concerning his representation of Hering, stating Hering agreed

to pursue the defense of insanity. Treimer testified Dr. Witherspoon found Hering

competent to stand trial. Postconviction counsel cross-examined Treimer, and

then Hering engaged in a pro se cross-examination concerning many aspects of

the criminal case.

       The prosecutor and postconviction counsel traveled to Anamosa to take

Hering’s deposition on October 2, 2013. Hering stated he would not testify until

after the court had the testimony of Treimer and Tobey, and then Hering would

testify in rebuttal. On October 29, 2013, the district court issued an order stating

the submission of evidence was not completed at the hearing on July 16, 2013,

and the remainder of the testimonial evidence by deposition must be submitted

by November 8, 2013.         On November 6, 2013, the State submitted the

depositions of Treimer and Tobey taken in 2010 in an offer of proof. Hering

submitted two pro se briefs, exhibits, and an affidavit in support of his claims.

       The district court entered a ruling on November 25, 2013, finding:

               Although the Court has considered and reviewed each of the
       applicant’s claims, the Court finds it unnecessary to discuss the
       multiple particulars which the applicant asserts to be instances of
       ineffective assistance of counsel. Most, if not all, are factually
       without merit and are the products of the applicant’s fantasy. The
       overwhelming credible evidence before this Court shows that
       criminal defense counsel made a well-reasoned and informed
       strategic decision to pursue an insanity defense on the applicant’s
       behalf and that the applicant approved of that strategy at the time.
       The evidence of the applicant being the person who killed his wife
       and fired shots at law enforcement officers who responded to his
       child’s 911 call is virtually irrefutable.
                                            5

The court determined Hering had failed to show he received ineffective

assistance of counsel and denied his application for postconviction relief. Hering

appeals.2

       II.    District Court Rulings

       A.     Hering claims the district court should have made specific findings

of fact and conclusions of law as to each issue he presented in his application for

postconviction relief. Iowa Code section 822.7 (2005) provides, “The court shall

make specific findings of fact, and state expressly its conclusions of law, relating

to each issue presented.”       Substantial compliance with this rule is sufficient.

Gamble v. State, 723 N.W.2d 443, 446 (Iowa 2006). “Even if the court does not

respond to all of the applicant’s allegations, the ruling is sufficient if it responds to

all the issues raised.” Id.; see also Jones v. State, 731 N.W.2d 388, 392 (Iowa

2007) (noting the “court need not address every allegation made by an applicant,

but must respond to every issue raised”).            We determine the district court

substantially complied with section 822.7 by responding to all of the issues raised

in Hering’s application for postconviction relief.

       B.     Hering claims the district court should have held a competency

hearing prior to his criminal trial. The court, on its own motion, may schedule a

hearing if there are specific facts showing a hearing should be held on the issue

of competency. Iowa Code § 812.3. In the postconviction proceeding, Hering

2
   After Hering appealed on November 25, 2013, he filed a motion pursuant to Iowa Rule
of Civil Procedure 1.904(2) on December 9, 2013. The district court ruled on the motion,
and Hering filed a second notice of appeal on December 11, 2013. “[T]he district court
loses jurisdiction over the merits of the controversy and may not consider any posttrial
motions filed after the notice of appeal.” IBP, Inc. v. Al-Gharib, 604 N.W.2d 621, 628
(Iowa 2000). Therefore, we do not consider Hering’s posttrial motion or the court’s ruling
on the motion.
                                        6

did not present specific facts showing he was suffering from a mental disorder

that prevented him from appreciating the charge, understanding the proceedings,

or assisting effectively in the defense. See id. We find no error in the district

court’s failure to raise the issue of competency sua sponte.

      C.     In his pro se brief, Hering claims the district court should have

granted his motion for summary judgment. He asserted the State’s failure to file

an answer to his amended petitions for postconviction relief meant the State

conceded those issues. Our review on this issue is for the correction of errors at

law. See Ledezma v. State, 626 N.W.2d 134, 141 (Iowa 2001). An applicant is

not entitled to a default judgment when the State has failed to file a timely

response to an application for postconviction relief.     Furgison v. State, 217
N.W.2d 613, 618 (Iowa 1974). We determine the district court did not err in

denying Hering’s motion for summary judgment.

      III.   Ineffective Assistance

      We review claims of ineffective assistance of counsel de novo. Ennenga

v. State, 812 N.W.2d 696, 701 (Iowa 2012). To establish a claim of ineffective

assistance of counsel, an applicant must show (1) the attorney failed to perform

an essential duty, and (2) prejudice resulted to the extent it denied the applicant

a fair trial. State v. Carroll, 767 N.W.2d 638, 641 (Iowa 2009). An applicant has

the burden to show by a preponderance of the evidence counsel was ineffective.

See State v. McKettrick, 480 N.W.2d 52, 55 (Iowa 1992).

      A.     Hering claims he received ineffective assistance because defense

counsel presented an insanity defense, rather than presenting a general denial

he committed the offenses. During the trial, the defense did not deny Hering shot
                                         7

his wife and then shot at two officers but asserted he was legally insane at the

time. Hering states defense counsel did not adequately investigate exculpatory

evidence, which he believes could have shown he did not murder his wife or

shoot at the officers.

       “Miscalculated trial strategies and mere mistakes in judgment normally do

not rise to the level of ineffective assistance of counsel.” Ledezma, 626 N.W.2d

at 143.   “Thus, claims of ineffective assistance involving tactical or strategic

decisions of counsel must be examined in light of all the circumstances to

ascertain whether the actions were a product of tactics or inattention to the

responsibilities of an attorney guaranteed a defendant under the Sixth

Amendment.” Id. “While strategic decisions made after ‘thorough investigation

of law and facts relevant to plausible options are virtually unchallengeable,’

strategic decisions made after a ‘less than complete investigation’ must be based

on reasonable professional judgments which support the particular level of

investigation conducted.” Id. (citation omitted).

       We find Hering agreed to the presentation of an insanity defense, rather

than a general denial he committed the offenses.         Both Treimer and Tobey

testified the matter was discussed with Hering and he agreed to the insanity

defense. They also both testified as to why they believed the insanity defense

was the best defense to present in this case. In addition to the testimony of Dr.

Witherspoon, they presented the testimony of several witnesses concerning

Hering’s bizarre conduct shortly before the incident, such as driving his tractor in

fields late at night and shooting a neighbor’s satellite dish because he believed it

was receiving alien signals or spying on him. Furthermore, the evidence does
                                             8

not show defense counsel decided to present an insanity defense due to

inadequate investigation of the case, but as Treimer testified, “the evidence was

substantial that he had actually shot his wife, and a general denial wasn’t going

to fly.”

            Hering also states defense counsel could have presented inconsistent

defenses by arguing he did not commit the offenses, but if he did commit the

offenses, he was legally insane at the time.             Tobey testified he believed

inconsistent defenses should be avoided whenever possible. He stated, “First, it

is what citizens who aren’t lawyers hate about lawyers, and when you do it, it

inevitably will spray that hatred on your client. And if there’s any way to avoid it,

you’ll avoid it.” He also stated, “[I]t would have been tactically irresponsible to

abandon the evidence that we had and to argue that in the alternative.”

            We conclude Hering has not shown he received ineffective assistance of

counsel based on the presentation of an insanity defense at his criminal trial,

rather than a general denial he committed the offenses.

            B.    Hering, in his pro se brief, claims he received ineffective assistance

because defense counsel did not file a motion in limine seeking to prevent the

State’s expert witness from giving opinion testimony on legal standards or object

to such testimony during the criminal trial. He states Dr. Taylor was improperly

permitted to testify Hering “was fully capable of forming intent, the specific intent

to kill.”

            Iowa Rule of Evidence 5.704 provides, “Testimony in the form of an

opinion or inference otherwise admissible is not objectionable because it

embraces an ultimate issue to be decided by the trier of fact.” “However, an
                                         9

expert may not opine as to whether a particular legal standard has been satisfied

or to ‘the defendant’s guilt or innocence.’” State v. Tyler, 867 N.W.2d 136, 153–

54 (Iowa 2015) (citation omitted). Here, Dr. Taylor did not give an opinion about

Hering’s guilt or innocence but instead gave a more general opinion he was

capable of forming the requisite specific intent. We conclude Hering has not

shown he received ineffective assistance due to defense counsel’s decision not

to object to the testimony of Dr. Taylor on this ground.

       C.     Hering claims he received ineffective assistance because defense

counsel did not file a motion to suppress evidence obtained under a search

warrant. He states the search warrant application and the warrant were defective

so everything seized during the search should be suppressed. Hering does not

state what particular items were discovered during the search or how the

evidence was detrimental to his criminal case. At the postconviction hearing,

Treimer testified a motion to suppress was not filed because “we wanted

evidence that was seized from your property for us to use against the State’s

evidence in trial.” Hering has not shown he was prejudiced by the failure to file a

motion to suppress and, thus, has not shown he received ineffective assistance

of counsel. See Ledezma, 626 N.W.2d at 142 (“If the claim lacks prejudice, it

can be decided on that ground alone without deciding whether the attorney

performed deficiently.”).

       D.     To the extent Hering may be claiming he received ineffective

assistance due to defense counsel’s failure to request a competency hearing

prior to his criminal trial, we conclude he has not met his burden to show he

received ineffective assistance.     The conservatorship was a separate civil
                                         10

proceeding under chapter 663 based upon a different standard than a

competency determination under chapter 812. Defense counsel raised the issue

with Dr. Witherspoon, who gave the opinion Hering was competent to stand trial.

Defense counsel stated Hering appreciated the charge, understood the

proceedings, and was able to effectively assist in his defense. See Iowa Code

§ 812.3.

       E.      Hering’s pro se appellate brief refers to several additional claims of

ineffective assistance of counsel without specifically setting out those issues,

making an argument in support of them, or citing authority. We conclude these

claims have not been sufficiently presented under Iowa Rule of Appellate

Procedure 6.903(2)(g) and we do not address them. Additionally, the State’s

appellate brief refers to numerous issues not raised on appeal by postconviction

counsel or Hering. Postconviction counsel and Hering then raised those issues

in their reply briefs.   “We have long held that an issue cannot properly be

asserted for the first time in a reply brief.” State v. Walker, 574 N.W.2d 280, 288

(Iowa 1998).

       We affirm the decision of the district court denying Hering’s application for

postconviction relief.

       AFFIRMED.