Court Opinion

ID: 4614220
Source: CourtListenerOpinion
Date Created: 2020-11-20 21:02:34.100795+00
Date Added: 2024-06-11T07:54:44.841413
License: Public Domain

NOT RECOMMENDED FOR PUBLICATION
                               File Name: 20a0666n.06

                                           No. 19-6196

                          UNITED STATES COURT OF APPEALS
                              FOR THE SIXTH CIRCUIT
                                                                                      FILED
                                                         )                      Nov 20, 2020
 MYRA HULS,                                              )                  DEBORAH S. HUNT, Clerk
                                                         )
        Plaintiff-Appellant,
                                                         )
                                                         )       ON APPEAL FROM THE
        v.
                                                         )       UNITED STATES DISTRICT
                                                         )       COURT FOR THE EASTERN
 MARK DAVIS,
                                                         )       DISTRICT OF TENNESSEE
        Defendant-Appellee.                              )
                                                         )

BEFORE:        BOGGS, DONALD, and THAPAR, Circuit Judges.

       BOGGS, Circuit Judge. In this diversity case, Myra Huls seeks damages for injuries from

being thrown by a horse, alleging that her ex-boyfriend, Mark Davis, negligently bridled the horse.

Mr. Davis moved for summary judgment, arguing that Tennessee’s recreational-use statute barred

liability. The district court granted his motion. But the district court erroneously interpreted the

statute, so we vacate its judgment and remand for further proceedings.

                                                 I

       Ms. Huls and Mr. Davis began dating in July 2016. After learning that Ms. Huls had ridden

ponies in her youth, Mr. Davis bought her a horse, which Ms. Huls named Jo-Jo. Mr. Davis kept

Jo-Jo on his family’s farm in Tennessee. In early September 2016, Ms. Huls, who lives in Indiana,

visited Mr. Davis on the farm, where she rode Jo-Jo without incident.

       On September 23, Ms. Huls again visited the farm to spend the weekend with Mr. Davis,

staying with him in a house on the property. Two days later, Ms. Huls took Jo-Jo out for another
No. 19-6196, Huls v. Davis

ride. The parties dispute whether it was Ms. Huls or Mr. Davis who bridled Jo-Jo. After riding for

some time, Ms. Huls turned Jo-Jo around to return to the house. Suddenly, Jo-Jo started bucking,

throwing Ms. Huls off his back.

           Ms. Huls suffered serious injuries and underwent lengthy rehabilitation therapy. Around

March 2017, her relationship with Mr. Davis ended. That September, she sued him for negligence,1

alleging that he had failed to fasten the bridle to Jo-Jo correctly and failed to warn Ms. Huls of the

danger she was in. The bridle was a hackamore bridle, a particular kind of bridle that applies pres-

sure to the horse’s nose and head, not a bit in the mouth as other bridles do. Ms. Huls claims that

the hackamore bridle was missing a chinstrap and placed too low on Jo-Jo’s nose. As a result, she

claims, after she pulled the reins, Jo-Jo threw her because he was in severe pain.

           Mr. Davis moved for summary judgment, arguing that the Tennessee recreational-use stat-

ute, Tenn. Code Ann. §§ 70-7-101 to -105, barred liability. He also raised two other grounds in his

motion.2 The district court found that the recreational-use statute barred Ms. Huls’s claim and

declined to address Mr. Davis’s other two arguments. Ms. Huls timely appealed.

                                                            II

                                                            A

           We review a grant of summary judgment de novo. Jones v. Clark Cnty., 959 F.3d 748, 756

(6th Cir. 2020). Summary judgment is granted if and only if “the movant shows that there is no

genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”

Fed. R. Civ. P. 56(a). If the defendant is the movant and the law precludes liability even if all

1
    She also sued Davis Farms, Inc., but later voluntarily dismissed her claim against the corporation.
2
 These included a claim of immunity under the Equine Activities Act, Tenn. Code Ann. §§ 44-20-101 to -105, and
an argument that, even if he owed Ms. Huls a duty of reasonable care, he did not breach that duty.

                                                           -2-
No. 19-6196, Huls v. Davis

disputed facts are resolved in favor of the plaintiff, the defendant is entitled to summary judgment.

See Anderson v. Liberty Lobby, 477 U.S. 242, 255 (1986).

                                                   B

       For a case arising under diversity jurisdiction, we apply “the substantive law of the state in

which the district court sits”—here, Tennessee—“according to the decisions of the state’s highest

court.” Perry v. Allstate Indem. Co., 953 F.3d 417, 421 (6th Cir. 2020). In interpreting a state

statute, we apply “the rules of construction that the state supreme court applies when construing

its own statutes.” Faber v. Ciox Health, LLC, 944 F.3d 593, 602 n.7 (6th Cir. 2019). The Tennessee

Supreme Court assigns “primary importance” to a statute’s text, giving words their “natural and

ordinary meaning in the context in which they appear and in light of the statute’s general purpose.”

Coffee Cnty. Bd. of Educ. v. City of Tullahoma, 574 S.W.3d 832, 839 (Tenn. 2019); see also Riggs

v. Burson, 941 S.W.2d 44, 54 (Tenn. 1997) (“A basic principle of statutory construction is to as-

certain and give effect to legislative intent . . . . This means examining the language of a statute

and applying its ordinary and plain meaning.” (citations omitted)).

       If a state’s highest court “has not spoken on an issue,” we look “to the decisions of its lower

courts, to the extent they are persuasive, to predict how the [highest court] would decide the issue.”

Perry, 953 F.3d at 421. But we ignore a lower state court’s decision if there is “persuasive data

that the highest court of the state would decide otherwise.” Am. Tooling Ctr., Inc. v. Travelers Cas.

& Surety Co. of Am., 895 F.3d 455, 460 n.1 (6th Cir. 2018). In particular, a Tennessee appellate

court’s reading of a statute is unpersuasive if it contradicts the statute’s plain text. Faber, 944 F.3d

at 601–02 (following “the plain meaning of the statute despite” a Tennessee appellate court’s hold-

ing that expanded the statutory text to preserve what that court believed was “the legislature’s

objective”).

                                                  -3-
No. 19-6196, Huls v. Davis

                                                          C

           Tennessee’s recreational-use statute comprises §§ 70-7-101 to 70-7-105 of the Tennessee

Code Annotated.3 The statute limits a landowner’s or a land occupant’s liability to a person using

the owner’s or occupant’s land for recreational purposes.

           Section 102 restricts an owner’s or occupant’s duty to keep the land or premises safe for a

list of recreational activities made nonexclusive by the presence of a catchall term; animal riding

is one of the expressly listed activities. § 102(a). It also restricts the duty to warn recreational users

about “hazardous condition, uses of, structures, or activities on” the land or premises. Ibid.

           Section 103 protects an owner or occupant “who gives permission to another” to engage in

a list of recreational activities. Notably, although the activities listed in § 103 are the same as those

listed in § 102, § 103 does not contain a catchall term as § 102 did. The protections § 103 provides

are the focus of this appeal and are discussed in more detail below.

           Section 104 creates exceptions to the liability restrictions in §§ 102 and 103. It provides

that the statute “does not limit the liability that otherwise exists” for “[g]ross negligence, willful

or wanton conduct” that causes “a failure to guard or warn against a dangerous condition, use,

structure, or activity.” § 104(a)(1).

           Last, § 105 allows certain recreational users of land to waive certain kinds of liability, but

not “liability for gross negligence, or willful or wanton conduct, or for a failure to guard or warn

against a dangerous condition, use, structure, or activity.” The set of recreational activities in § 105

is a strict subset of those listed in §§ 102 and 103, and to sign an effective waiver, the recreational

user must be at least eighteen years old and must have paid a “consideration” in exchange for the

permission.

3
    We denote these sections §§ 101–105 unless it would create ambiguity.

                                                         -4-
No. 19-6196, Huls v. Davis

                                                            III

           Mr. Davis contends that § 103 bars Ms. Huls’s claim.4 The district court agreed and alter-

natively held that § 102 would also bar her claim. Those conclusions are incorrect. First, § 103(3)

does not preclude liability because Ms. Huls’s allegation does not relate to a negligent grant of

permission. Second, § 103(2) does not bar liability because Ms. Huls was already Mr. Davis’s

invitee before he gave her permission to ride Jo-Jo, and that grant of permission did not revoke her

status as an invitee. Last, § 102 does not bar liability because Ms. Huls alleges neither that Mr.

Davis failed to keep the farm safe for entry or use for horseback riding nor that he failed to give

her warning of “hazardous conditions, uses of, structures, or activities on” the farm. (Because

§§ 102 and 103 do not apply here, we need not decide whether Ms. Huls’s allegations fall within

the exceptions of § 104.)

                                                             A

           Ms. Huls interprets § 103(3) to apply only to causes of action relating to the condition of

the land. The statutory text contains no such limitation. But Mr. Davis’s reading—that the statute

protects a landowner from liability for any injury to a person with permission to partake in recre-

ational activities on the landowner’s land—is also unsupported. The text provides only that a land-

owner “does not by giving such permission” incur liability to a recreational user of the land.

§ 103(3) (emphasis added). Mr. Davis’s reading would be correct if the italicized phrase were left

out. But the phrase is there, and we must give it its full effect. Coffee Cnty., 574 S.W.3d at 839.

4
    The relevant text of § 103 is:
           Any . . . person in control of the land or premises . . . who gives permission to another to . . . ride
           animals . . . does not by giving such permission:
           (1) Extend any assurance that the premises are safe for such purpose;
           (2) Constitute the person to whom permission has been granted to legal status of an invitee to whom
               a duty of care is owed; or
           (3) Assume responsibility for or incur liability for any injury to such person . . . except as provided
               in § [104].

                                                            -5-
No. 19-6196, Huls v. Davis

And the only sensible reading is that the act of giving permission does not create any new liability.

But the statute does not say it removes any liability that would otherwise exist.

       Mr. Davis objects that “there is no basis to conclude . . . that permission alone creates a

cause of action.” But an affirmative grant of permission can give rise to a cause of action for

negligence. In Mid-South Pavers, Inc. v. Whitaker, 385 S.W.2d 284 (Tenn. Ct. App. 1964), Ms.

Whitaker was stopped by a flagman near a road construction site; after a few minutes, the flagman,

despite being unable to see conditions at the construction site, indicated that traffic could proceed.

Id. at 586, 589. As Ms. Whitaker drove forward, a truck pulled out of the construction site from

behind other trucks parked near the site. Id. at 590. She swerved but could not stop her car before

she ran into one of the parked trucks. Id. at 586–87. The court found sufficient evidence for a jury

to conclude that either the trucking company had negligently allowed its truck to pull out into

traffic or that the flagman had negligently authorized traffic to proceed. Id. at 591.

       Mr. Davis also points to case law purporting to interpret § 103. Citations to § 103 in the

case law are sparse. We know of only two cases citing it at all: Cagle v. United States, 937 F.2d

1073 (6th Cir. 1991), and Bishop v. Beckner, 109 S.W.3d 725 (Tenn. Ct. App. 2002).

       In Cagle, we mentioned in passing dicta that § 103 “shields a landowner from liability even

where the landowner grants recreational users permission to use the land.” 937 F.2d at 1075. That

comment was not completely at odds with the statute; a contradiction arises only from reading it

implicitly as “shields a landowner from all liability.” But even assuming that implicit “all,” we are

not bound to Cagle’s understanding. Only holdings, not dicta, of published Sixth Circuit opinions

are binding on later panels. Wright v. Spaulding, 939 F.3d 695, 700 (6th Cir. 2019). Cagle’s pass-

ing comment on § 103 was neither necessary to nor sufficient for our judgment in that case, so it

does not bind us now.

                                                 -6-
No. 19-6196, Huls v. Davis

        Bishop reads § 103 along with § 102, interpreting the two as creating a statutory scheme

indifferent “between those who enter the land with permission and those who do not.” 109 S.W.3d

at 727. But Bishop’s comment inaccurately interprets the statute’s plain text. Its analysis of § 103

is conclusory, merely emphasizing the phrase “who gives permission to another person,” id. at

727–28, and ignoring the word “thereby,”5 which limits § 103(3)’s exemption only to liability

flowing the grant of permission itself but not from other sources. Contrary to the direction of the

Tennessee Supreme Court, Bishop’s interpretation of § 103 reads a word out of the statute. This is

persuasive data that the Tennessee Supreme Court would have decided Bishop differently, leading

us to reject the appellate court’s interpretation. Am. Tooling Ctr., 895 F.3d at 460 n.1. Moreover,

Bishop’s comment was not critical to its judgment—as in Cagle, it is dictum, not a holding. For

these reasons, Bishop’s reading has no bearing on our interpretation of § 103(3).

                                                         B

        Mr. Davis also relies on § 103(2) as an affirmative defense. This section provides that a

landowner who gives permission to another to ride animals on the land “does not by giving such

permission: . . . [c]onstitute the person to whom permission has been granted to legal status of an

invitee to whom a duty of care is owed.” Tennessee has abolished the common-law distinction

between licensees and invitees. Hudson, 675 S.W.2d at 703. Thus, under § 103(2), giving permis-

sion to use land for a recreational activity does not impose on the landowner a duty of reasonable

care to the permittee. According to Mr. Davis, because he gave Ms. Huls permission to ride a horse

on his land, she was not an invitee, so he owed her only the duty owed a trespasser.

5
  In 2002, the phrase “by giving such permission” was not yet present in § 103; the text instead used the single word
“thereby.” See Bishop, 109 S.W.3d at 727–28. At some point between 2002 and 2003, “thereby” was replaced with
the current wording. That new wording became law no later than 2004, when the legislature reenacted volume 12B of
the 2004 Tennessee Code Annotated, which contained the current version of § 103. Tenn. Code Ann. § 1-2-
114(b)(1)(C). In any case, both the previous and current wording have the same natural meaning in the context of the
sentence, so the change does not affect our analysis.

                                                        -7-
No. 19-6196, Huls v. Davis

        But while the mere grant of permission to use land for a recreational purpose cannot elevate

a permittee to invitee status, a landowner may take other actions that do confer that status. The

statute gives no indication that a landowner’s preexisting duty of care to an entrant is displaced if

the landowner later gives the entrant such permission. Rather, the statute contemplates preexisting

duties. See § 104(a) (“This part does not limit the liability that otherwise exists . . . .” (emphasis

added)); § 105 (allowing a waiver of “the landowner’s duty of care for injuries that arise from” a

list of certain recreational activities).

        Indeed, § 105 would be unnecessary if Mr. Davis’s reading were correct. The liability wai-

vable under § 105 is for injuries arising from one of a fixed list of recreational activities—all of

which are included in § 103. The recreational user must also be at least 18 years old and have paid

“a consideration” for that permission. § 105. Last, the injury must not be the result of the land-

owner’s “gross negligence, or willful or wanton conduct, or . . . failure to guard or warn against a

dangerous condition, use, structure or activity.” Ibid. But Mr. Davis’s reading of § 103 would im-

munize the landowner against liability for any injury to a recreational user except those caused by

gross negligence or wanton or willful conduct. And the five arguments in his brief distinguishing

§ 105’s coverage from § 103, even if correct, only confirm that his reading of § 103 is so broad

that it necessarily encompasses the liability waivable under § 105.

        Thus, without reducing § 105 to surplusage, § 103(2) can only make sense if it does not

displace any previous duty of care owed by the landowner. In this case, two days before the acci-

dent, Ms. Huls returned to Tennessee to spend time with Mr. Davis, and the two stayed in the same

house for the two nights before the accident. This is not a case where Mr. Davis’s sole action was

to give Ms. Huls permission to use his property for a horseback riding. The point of Ms. Huls’s

trip was to spend a romantic weekend with her then-boyfriend. Ms. Huls was an invitee on the

                                                 -8-
No. 19-6196, Huls v. Davis

property well before Mr. Davis gave her permission to use it for horseback riding. While that

permission did not make her an invitee, neither did it undo the status she already had.

                                                   C

        The district court alternatively held that, even if § 103 did not bar liability, § 102 still

would. To come to this conclusion, it relied on a state appellate case, McCaig v. Whitmore, No.

W2015-00646-COA-R3-CV, 2016 WL 693154 (Tenn. Ct. App. Feb. 22, 2016). That case held

that § 102 barred claims of failing to instruct the plaintiff on how to operate an all-terrain vehicle

properly. McCaig followed the two-part test of Parent v. State, 991 S.W.2d 240 (Tenn. 1999),

formulating it as: “First, the court must determine whether the activity alleged is a recreational

activity as defined by” § 102; if so, “then the court must determine whether any of the statutory

exceptions or limitations to the immunity defense are applicable.” 2016 WL 693154, at *4.

        The district court erred in applying McCaig’s test without considering the context in which

Parent and McCaig analyzed the statute. Contrary to the district court’s suggestion, the Tennessee

Supreme Court did not intend its test to nullify the plain language of § 102. Instead, the Parent

court proceeded expressly on the basis that the claim at issue was about unsafe conditions on the

land. There, the seven-year-old plaintiff was injured in a bicycling accident on state-owned prop-

erty; unable to navigate a sharp turn on a steep paved trail, he was thrown from his bicycle. 991

S.W.2d at 241. He alleged that the state negligently created or maintained dangerous conditions

on the trail. Ibid. Parent’s analysis began not with the recreational-use statute but instead identified

the statutory source of the plaintiff’s cause of action. Id. at 242. Only after having identified the

cause of action did the court analyze § 102’s effect and formulate the two-part inquiry. Id. at 243.

Rather than reading § 102 to preclude all liability relating to the recreational activities listed,

                                                  -9-
No. 19-6196, Huls v. Davis

Parent’s context indicates that its test applies only to causes of action arising from duties to main-

tain safe land or warn against hazardous conditions—in accord with § 102(a)’s plain text.

           While McCaig uses Parent’s two-part inquiry without separately inquiring into the type of

claim at issue, reading McCaig to broaden Parent’s scope beyond § 102’s text would contradict

the Tennessee Supreme Court’s directive to give “primary importance” to a statute’s text. Coffee

Cnty., 574 S.W.3d at 839; see also McCaig, 2016 WL 693154, at *3. Indeed, just as in Parent, the

plaintiff’s claims in McCaig were directed at a failure to warn about unsafe conditions. In McCaig,

the plaintiff alleged that the defendant “failed to warn [the plaintiff] to avoid bumps in the lawn,

to avoid the edges of the concrete driveway, and to avoid steel guidewires” while operating an all-

terrain vehicle on the defendant’s land. 2016 WL 693154, at *1. As in Parent, the plaintiff alleged

a failure to warn of hazardous conditions, so the use of Parent’s two-part inquiry was appropriate.6

           Because Ms. Huls’s claims do not allege a failure to keep the land or premises safe or a

failure to warn against hazardous conditions, structures, or activities on or uses of the land or

premises, § 102(a) does not apply, and neither does the Parent test. The district court therefore

erred in applying Parent and McCaig to her claims.

                                                          IV

           In November 2019, the parties jointly7 moved to certify the following question to the Ten-

nessee Supreme Court: “Does Tenn. Code Ann. § 70-7-103 provide a distinct affirmative defense

6
  Mr. Davis points to language in McCaig indicating that the plaintiffs had also alleged that the defendant failed to
instruct one of the plaintiffs how to use the ATV properly—facially, not an allegation of hazardous conditions (or of
a failure to warn of hazardous conditions) on the land. 2016 WL 693154, at *1, 3. But the parties had already stipulated
that the “gravamen” of the plaintiffs’ claim was that “that Appellee failed to warn Appellant, Homer McCaig, of a
dangerous condition existing on Appellee’s property, and that his failure to warn of this dangerous condition was the
legal cause of Homer McCaig’s subsequent ATV accident and resulting injuries.” Mem. of Law in Supp. of Joint Mot.
to Suppl. R. at 1, McCaig, No. W2015-00646-COA-R3-CV (Tenn. Ct. App. Aug. 7, 2015). Unlike in McCaig, the
gravamen of Ms. Huls’s claim is not a failure to warn of a dangerous condition on Mr. Davis’s property.
7
    At oral argument, counsel indicated that Ms. Huls no longer supports this motion.

                                                          -10-
No. 19-6196, Huls v. Davis

separate and apart from the affirmative defense in Tenn. Code Ann. § 70-7-102?” A different panel

of this court referred the motion to this panel for consideration.

       We may certify a question of state law to that state’s supreme court. Lehman Bros. v.

Schein, 416 U.S. 386, 391 (1974). According to its own rules, the Tennessee Supreme Court may

answer a certified question of law if the certifying court determines that there are dispositive ques-

tions of Tennessee law for which there appears to be no controlling Tennessee Supreme Court

precedent. Tenn. Sup. Ct. R. 23, § 1. Certification “is most appropriate when the question is new

and state law is unsettled.” Transamerica Ins. Co. v. Duro Bag Mfg. Co., 50 F.3d 370, 372 (6th

Cir. 1995). But even if a state supreme court “has not addressed the exact question at issue,” if it

has “well-established principles” governing the question, we may decline to certify it. Ibid.

       In this case, the question that the parties requested to certify is not dispositive. As demon-

strated above, even assuming that § 103 provides a separate affirmative defense from § 102, that

defense does not apply here. Certifying the parties’ question to the Tennessee Supreme Court is

unnecessary. We therefore deny the motion.

                                                  V

       For the reasons above, we vacate the district court’s judgment.

       Mr. Davis offered two other grounds below for summary judgment. Although the parties

briefed these issues in this court, the district court has not ruled on either. We are “a court of

review, not of first view.” VanderKodde v. Mary Jane M. Elliott, P.C., 951 F.3d 397, 404 (6th Cir.

2020) (quoting Cutter v. Wilkinson, 544 U.S. 709, 718 n.7 (2005)). It would not be appropriate for

us to decide those issues now. We remand for the district court to consider Mr. Davis’s motion for

summary judgment on his two remaining grounds.

                                                -11-