Court Opinion

ID: 5118716
Source: CourtListenerOpinion
Date Created: 2021-10-15 14:09:37.958781+00
Date Added: 2024-06-11T08:22:09.145416
License: Public Domain

NOT FOR PUBLICATION WITHOUT THE
                               APPROVAL OF THE APPELLATE DIVISION
        This opinion shall not "constitute precedent or be binding upon any court ." Although it is posted on the
     internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.

                                                        SUPERIOR COURT OF NEW JERSEY
                                                        APPELLATE DIVISION
                                                        DOCKET NO. A-1412-19

KATHLEEN D. SEERGY
and MICHAEL J. SEERGY,

          Plaintiffs-Respondents,

v.

FRANK H. RICKER, D.D.S.,
D.M.D., and FRANK H.
RICKER, P.A.,

     Defendants-Appellants.
___________________________

                   Argued September 13, 2021 – Decided October 15, 2021

                   Before Judges Fasciale and Firko.

                   On appeal from the Superior Court of New Jersey, Law
                   Division, Morris County, Docket No. L-1244-16.

                   Jennine DiSomma argued the cause for appellants
                   (Saiber, LLC, attorneys; Jennine DiSomma and Sean R.
                   Kelly, of counsel and on the briefs; Brian J. Frederick,
                   on the briefs). 1

1
     Defendants' appellate counsel did not try the case.
            Bruce H. Nagel argued the cause for respondents
            (Nagel Rice, LLP, attorneys; Bruce H. Nagel and Susan
            Fetten Connors, of counsel and on the brief).

PER CURIAM

      Defendants Frank H. Ricker, D.D.S., D.M.D., and Frank H. Ricker, P.A.

(collectively defendants) appeal from an October 8, 2019 final judgment entered

after a jury trial in this dental malpractice action and a November 22, 2019 order

denying their motion for a new trial. Following our review of the record, we

reverse both orders in part and remand for a new trial on the issues of liability

and proximate cause only.2

2
  On September 22, 2021, we received a motion filed by plaintiffs seeking leave
to submit a letter brief in further opposition to defendants' appeal. At the time
of oral argument, plaintiffs' counsel requested permission to submit an
additional brief opposing the appeal, which we denied. Nevertheless, the motion
was filed. In support of the motion, plaintiffs' counsel certified that additional
case law would assist us in adjudicating the issues on appeal. On September 24,
2021, we received defendants' opposition to plaintiffs' motion, both procedurally
and on the merits. By way of a separate order, we granted plaintiffs' motion.
We conclude that the legal contentions set forth in plaintiffs' motion lack
sufficient merit to warrant discussion in this written opinion. R. 2:11-3(e)(1)(E).
We add, however, that our Supreme Court's holding in Stigliano v. Connaught
Labs., Inc., 140 N.J. 305 (1995) is controlling, and we distinguish the belated
arguments raised in plaintiffs' motion herein.

                                                                             A-1412-19
                                        2
                                         I.

        We derive the following facts from the record. Plaintiff 3 Kathleen D.

Seergy, age sixty-three, sought treatment to repair her loose dental bridge, which

was inserted after tooth #29 (the lower right second bicuspid) was extracted.

Her general dentist, Dr. Donald Callahan, referred her to an oral surgeon, Dr.

Steven J. Silverman, who recommended extraction of two teeth to be replaced

with dental implants. Plaintiff sought a second opinion from Dr. Ricker, a

periodontist. On September 9, 2015, plaintiff was evaluated by Dr. Ricker in

order to determine whether tooth #30 (the lower right first molar), which was

fitted with a crown, could be replaced with an implant. X-rays showed no active

infection. Dr. Ricker ordered a CT scan of plaintiff's lower jaw, which was

taken on September 21, 2015.

        At her second consultation visit on October 7, 2015, Dr. Ricker reviewed

plaintiff's CT scan, which revealed "a large" amount of space at the end of one

of the roots of tooth #30 that had been recommended for extraction. Typically,

there is a millimeter amount of space underneath the tooth area and plaintiff had

8.5 millimeters between the end of the root and nerve. Dr. Ricker testified it

3
    We use the terms plaintiff and plaintiffs interchangeably in this opinion.

                                                                             A-1412-19
                                         3
was important to avoid injury to plaintiff's inferior alveolar nerve (IAN), which

is a protective covering or "tubing" that protects the nerve structure and blood

vessels. Dr. Ricker testified that this type of void is indicative of an infection

and prescribed an antibiotic. He noted that the bone surrounding the tooth root

had "integrated" or "fused" to the tooth.

      Dr. Ricker's treatment plan included extracting tooth #30, placing

implants in the lower right mandible where tooth #29 had been previously

extracted and where tooth #30 was, and placing a bridge over the implants. On

October 14, 2015, plaintiff underwent an extraction of tooth #30, which lasted

over four hours. According to Dr. Ricker, he encountered difficulty because

bone surrounding the tooth was fused to its roots. The roots had fractured into

multiple pieces during the extraction and were removed individually by Dr.

Ricker after he sectioned the tooth in half. He took an intraoperative x-ray of

plaintiff's jaw "to see how the procedure was going, where the root fragments

were, and what the bone looked like around those root fragments."

      Dr. Ricker testified "at one point [he] decided that there were still maybe

some fragments in there but that the procedure had gone long . . . [he] did [not]

want to stress [plaintiff] any further" and "it wasn't absolutely critical to get

those fragments out at that point." He resumed drilling, removed more bone

                                                                            A-1412-19
                                        4
from plaintiff's jaw, and placed a bone graft in the socket to "promote[] healing

of the bone" and "act[] as scaffolding for new bone cells to be able to move into

that empty space." At the conclusion of the procedure, plaintiff developed facial

numbness.

      The next day, plaintiff advised Dr. Ricker 4 she had "no bleeding, minimal

swelling, minimal pain, and . . . some sense of numbness." Plaintiff described

the numbness extended from "the midline of [her] lip all the way over []" to

where the dental procedure had been performed. Dr. Ricker assured her that

some swelling and numbness may occur but "should dissipate quickly" in

"maybe six months." The numbness persisted and did not dissipate.

      About seven-to-ten days later, plaintiff met her husband, Michael J.

Seergy, in Paris. While attempting to chew on a piece of bread, plaintiff heard

a cracking sound in her jawbone near the surgical site. Over the next few days,

she experienced "throbbing, shooting pains . . . from [her] jaw." After returning

home, plaintiff called Dr. Ricker's office to schedule an emergency appointment

and was referred to a covering oral surgeon, Dr. Jon Bartlett, because defendant

was on vacation.

4
  Plaintiff claims she called Dr. Ricker, and he contends it was the other way
around. This is not germane to our analysis.

                                                                           A-1412-19
                                       5
      On November 2, 2015, Dr. Bartlett examined plaintiff, took an x-ray, and

a Cone Beam Computed Tomography scan (CBCT), which revealed a fracture

line within her jawbone. Dr. Bartlett prescribed antibiotics and referred plaintiff

to Dr. Vincent Ziccardi, an oral and maxillofacial surgeon, to address her facial

numbness, since he was a specialist in nerve repair.

      On November 19, 2015, plaintiff was examined by Dr. Ziccardi

complaining of "numbness and pain in the right jaw" from the tooth extraction.

That day, Dr. Ziccardi ordered a CT scan and performed neurosensory testing,

which confirmed a loss of sensory function and an injury to the IAN . His

treatment plan included debridement of the infected bone and a nerve

decompression or repair.

      On January 8, 2016, Dr. Ziccardi performed nerve regeneration surgery

on plaintiff in an attempt to restore her sensation and function. He removed the

second molar, which was nonviable and a potential source of infection. His

surgical note stated that "[t]he inferior alveolar nerve was visualized in the

canal[,] which was unroofed by pre-existing surgical defect. The superior aspect

of the nerve was exposed . . . ." Following the procedure, plaintiff had partial

sensation to her face restored, but she continues to experience painful reactions

                                                                             A-1412-19
                                        6
to items touching her face, a kiss, or the sensation of an electrical shock. Dr.

Ziccardi followed up with plaintiff for nine or ten months.

      On June 3, 2016, plaintiff filed a complaint alleging defendants were

"negligent, careless, reckless and deviated from accepted standards of dental

practice." Her husband sued per quod. Defendants filed an answer to the

complaint, and the parties exchanged discovery. During the six-day jury trial,

the trial court barred defendants from playing a portion of the videotaped

deposition of Dr. Ziccardi because the court determined that proximate cause

was not an issue in the case. Plaintiff's counsel contended Dr. Ziccardi refused

to speak to him ahead of the deposition and rendered a surprise and "extremely

prejudicial" opinion that her nerve injury resulted from an inflammation

secondary to osteomyelitis pre-dating defendants' extraction procedure.

      Defendants countered by claiming: (1) Dr. Ziccardi's operative report,

which was exchanged during the discovery period, refers to osteomyelitis, or

bone infection, as part of his preoperative and postoperative diagnoses; and (2)

Dr. Ziccardi treated plaintiff after the procedure at issue, therefore, the jury was

entitled to consider information he might provide about her condition.

      In its decision, the trial court highlighted that it was plaintiffs, not

defendants, who chose to conduct the videotaped deposition of Dr. Ziccardi after

                                                                              A-1412-19
                                         7
the scheduled trial date, and neither party listed him as a witness. Defense

counsel's request to redact portions of Dr. Ziccardi's deposition testimony that

included the presentation of certain photographs prompted the court to state:

            I'm just saying frankly it's so late in the game . . . and
            both parties want limitation placed on very brief
            testimony.

            If I were going to allow it at all, I'd probably allow the
            whole thing as opposed to sit[ting] and spend[ing] more
            time arguing about a [thirty]-minute deposition over the
            limitations. You don't want the photographs. He
            doesn't want the opinion. And when all is said and
            done, my reaction is just not to allow it at all.

                  ....

            You know, when you're surprised at the time of trial,
            it's a problem because your expert is not going to be in
            a position to meet it. And that's what happened. Now,
            who's to say when the osteomyelitis developed? But
            for the first time Dr. Ziccardi brings it into the time that
            the surgical procedure by Dr. Ricker was done.

                  ....

            He brings it in at that point, not subsequent to that point
            but at that point. And it combines with, you know, a
            surgical defect to create the problem that we have here.

                  ....

            And you're trying to put new material in at the tail end
            of the case that you had no interest in along the way and
            had no interest in in terms of calling Dr. Ziccardi as a
            witness at trial. I don't know whether you tried to talk

                                                                           A-1412-19
                                         8
             to him or not, but apparently[,] he's not receptive to
             having conversations with counsel with respect to
             anybody that he's treated, and that's unfortunately
             something that happens.

             In my view, treating physicians should make
             themselves available to testify. We try to meet them
             half-way if we can on schedule, because none of them
             want to come in. But to say you won't come in, which
             does happen, there are others that do the same thing and
             then not even talk to counsel leaves you in a position
             where surprise is going to occur if it's done at the last
             minute.

             This was totally a last-minute examination that we’ve
             spent more time arguing about than was taken in terms
             of the deposition itself, which was probably under
             [thirty] minutes and only led to a question or two by
             [defense counsel] about a second molar that was
             removed.

             So, I mean, you had no interest in this guy until then,
             and when you got a favorable opinion, you now want to
             bring it out. I'm saying we're not going to play it at all.

The court granted plaintiffs' motion to preclude the use of Dr. Ziccardi's

videotaped deposition in its entirety at trial.

      Plaintiff's expert, Dr. Avrum Goldstein, testified as an expert periodontist.

He detailed the anatomical periodontal structures while referencing a visual aid

and explained the relationship between the IAN and the canal protecting the

nerve. Dr. Goldstein opined plaintiff had an anatomical anomaly—at least eight

millimeters of bone between the ends of the roots of her teeth and the canal that

                                                                             A-1412-19
                                          9
protect the IAN—as compared to the two millimeters of space most individuals

have.

        Dr. Goldstein also showed the jury the x-rays taken by Dr. Callahan and

the x-ray taken by Dr. Ricker during the extraction. Based upon the x-rays and

materials he reviewed, Dr. Goldstein testified that the dark area at the end of the

root, a "radiolucency," was not necessarily indicative of an infection because

plaintiff did not complain of any symptoms of an infection. He then compared

the CT scans taken by Dr. Ricker and Dr. Bartlett and stated there was "an

enormous amount of bone missing" and "significant destruction of [the] bone"

in two areas.     Ultimately, Dr. Goldstein concluded Dr. Ricker perforated

plaintiff's nerve during the extraction, which caused her permanent

neurosensory injury.

        Defendants planned to call Dr. Steven Scrivo, a periodontist, to testify as

their expert witness. On the third day of trial, plaintiff's counsel moved to limit

Dr. Scrivo's testimony to the issue of liability only because his two w ritten

reports arguably did not address the issue of causation. Consequently, the trial

court held a Rule 104 hearing regarding the parameters of Dr. Scrivo's two

reports. The court ruled that Dr. Scrivo's reports did not set forth an opinion on

proximate cause; rather, his opinions only addressed standard of care and

                                                                             A-1412-19
                                        10
informed consent. As a result, the trial court instructed defense counsel to limit

his questioning of Dr. Scrivo to the issue of standard of care. Specifically, the

court stated:

             To the extent that you need to explain whatever it is
             about standard of care and that it was proper is fine,
             because the opinion is there. And then you can develop
             the facts even if it's more extensive than what he said
             in his report, which is really relatively brief
             considering.

      Dr. Scrivo testified before the jury. When asked what the standard of care

was for a periodontist treating a patient like plaintiff, Dr. Scrivo responded,

"[t]he standard of care is what a trained professional would do in a similar

situation." He also testified, consistent with one of his reports, that Dr. Ricker

did not deviate from the standard of care in the execution of the extraction

procedure.

      On September 26, 2019, the jury returned a verdict finding that defendants

deviated from the standard of care and proximately caused $1,100,000 in

damages to plaintiff and awarded $233,000 to her husband for his per quod

claim. On October 8, 2019, the court entered an order of final judgment against

defendants for compensatory damages, taxed costs, and pre-judgment interest in

the amount of $1,451,499.69.

                                                                            A-1412-19
                                       11
      Thereafter, defendants moved for a new trial, arguing: (1) the trial court

erroneously excluded the videotaped deposition of Dr. Ziccardi; (2) plaintiffs'

counsel made improper comments during summation by invoking "the golden

rule"; and (3) the verdict was against the weight of the evidence. The trial court

heard oral argument on defendants' motion for a new trial on November 22,

2019, and rendered an oral opinion on the same date denying the motion. A

memorializing order was entered that day. This appeal followed.

      On appeal, defendant raises the following arguments for our

consideration:

            I.    THE TRIAL COURT ERRED IN BARRING
                  DR.   RICKER     FROM    USING THE
                  VIDEOTAPED DEPOSITION TESTIMONY OF
                  PLAINTIFF'S SUBSEQUENT TREATING
                  PHYSICIAN, DR. ZICCARDI.

            II.   THE TRIAL COURT ERRED IN BARRING
                  DEFENDANTS' EXPERT, DR. SCRIVO,
                  FROM TESTIFYING AS TO CAUSATION,
                  AND ALLOWING HIM TO TESTIFY ONLY
                  AS TO THE STANDARD OF CARE.

                  A.     Dr. Scrivo's Proffered Expert
                         Testimony Was Admissible Because
                         It Was Not Designed To Mislead, It
                         Was No Surprise To Plaintiffs, And
                         Plaintiffs Would Not Have Been
                         Prejudiced By Its Admission Into
                         Evidence.

                                                                            A-1412-19
                                       12
                    B.    The Trial Court's Exclusion Of Dr.
                          Scrivo's Testimony As To Causation
                          Was Unjust And Unreasonable, And
                          Constituted Reversible Error.

             III.   PLAINTIFF'S  COUNSEL'S   IMPROPER
                    STATEMENTS IN CLOSING ARGUMENT
                    UNFAIRLY PREJUDICED DEFENDANTS
                    AND REQUIRES REVERSAL AND REMAND.

                    A.    Plaintiff's Counsel Misstated The
                          Standard Of Care For Malpractice In
                          A Professional Sub-Specialty.

                    B.    Plaintiff's Counsel Misstated The
                          Facts And Distorted The Record.

                    C.    Plaintiff's Counsel Improperly
                          Invoked The "Golden Rule" In
                          Explaining The Calculation Of
                          Damages.

                    D.    Plaintiff's  Counsel    Improperly
                          Attributed Bad Faith To Dr. Ricker
                          For Defending Against Plaintiff's
                          Claims.

                                         II.

      We first address defendant's argument that the trial court erred in barring

Dr. Ziccardi's videotaped deposition testimony. Defendants argue that "Dr.

Ziccardi is the only non-party medical or dental professional" who examined

plaintiff, his testimony is critical because it is not influenced by bias or motive ,

and he is "arguably the most important potential witness in this case." Plaintiff

                                                                              A-1412-19
                                        13
contends the trial court properly barred Dr. Ziccardi's testimony because it

contained surprising and highly prejudicial causation opinions.

      "A trial court's evidentiary rulings are 'entitled to deference absent a

showing of an abuse of discretion, i.e., there has been a clear error of judgment.'"

Belmont Condo. Ass'n v. Geibel, 432 N.J. Super. 52, 95 (App. Div. 2013)

(quoting State v. Marrero, 148 N.J. 469, 484 (1997)). "On appellate review, a

trial court's evidentiary ruling must be upheld 'unless it can be shown that the

trial court palpably abused its discretion, that is, that its finding was so wide off

the mark that a manifest denial of justice resulted.'" Id. at 95-96 (quoting Green

v. N.J. Mfrs. Ins. Co., 160 N.J. 480, 492 (1999)). "However, [w]hen the trial

court fails to apply the proper test in analyzing the admissibility of proffered

evidence, [appellate] review is de novo." Konop v. Rosen, 425 N.J. Super. 391,

401 (App. Div. 2012) (first alteration in original) (internal quotation marks

omitted).

      "As fact witnesses, . . . treating doctors may testify about their diagnosis

and treatment of [a plaintiff's] disorder, including their determination of that

disorder's cause." Stigliano, 140 N.J. at 314. "Because the determination of the

cause of a patient's illness is an essential part of diagnosis and treatment, a

treating physician may testify about the cause of a patient's disease or injury."

                                                                               A-1412-19
                                        14
Ibid. Once a patient's injury or disease is "in issue," a treating physician may

"testify about the diagnosis and treatment of that injury or disease." Ibid.

      A treating healthcare provider may testify as a fact witness about any

subject relevant to the patient's evaluation and treatment if the testimony is

within the provider's personal knowledge and the information that forms the

basis of the testimony is obtained from the patient in the course of the treatment

pursuant to Rule 701. The offering party must provide notice to the opposing

party and comply with discovery requests. Delvecchio v. Twp. of Bridgewater,

224 N.J. 559, 577-80 (2016) (citing Stigliano, 140 N.J. at 314); Carchidi v.

Iavicoli, 412 N.J. Super. 374, 381 (App. Div. 2010); Ginsberg v. St. Michael's

Hosp., 292 N.J. Super. 21, 32 (App. Div. 1996) (holding "[i]t is well settled that

treating physicians may testify as to any subject relevant to the evaluation and

treatment of their patients"). We see "'no reason to distinguish the doctor['s]

testimony as to causation and [the doctor's] testimony as to diagnoses and

prognoses' because '[a]ll arise out of and are inextricably linked to [the

plaintiff]'s treatment.'" Carchidi, 412 N.J. Super. at 381-82 (third and fourth

alterations in original) (quoting Stigliano v. Connaught Labs., Inc., 270 N.J.

Super. 373, 379 (App. Div. 1994)).

                                                                               A-1412-19
                                       15
      Stigliano was a medical practice and product liability action wherein the

parents of an infant alleged their child developed a seizure disorder after being

immunized against diphtheria, pertussis, and tetanus. 140 N.J. at 307-08. The

defendants sought to introduce videotaped depositions of the infant's treating

physicians, which addressed their opinions on the cause of the seizure disorder.

Id. at 309. The Court held a treating physician may testify about "diagnosis and

treatment," including the physician's determination of the cause of the patient's

malady. Id. at 314. A treating healthcare provider is not inherently an expert

witness, ibid., and "testimony about the likely and unlikely causes of [the

plaintiff's] [diagnosis and treatment] is factual information, albeit in the form of

[an] opinion." Ibid. (citing N.J.R.E. 701). A treating healthcare provider,

however, "is limited to issues relevant to the diagnosis and treatment of [his or

her] patient" unless retained and designated as an expert witness. Delvecchio,

224 N.J. at 579.

      In Graham v. Gielchinsky, where the defendant-physician used the

favorable opinion of an expert witness who was originally consulted by the

plaintiff, our Supreme Court held "absent exceptional circumstances, courts

should not admit the opinion testimony of an expert that an adversary consulted

but did not intend to call at trial." Stigliano, 140 N.J. at 312-13 (citing Graham,

                                                                              A-1412-19
                                        16
126 N.J. 361, 373 (1995)). However, the Court in Stigliano distinguished a

treating physician from an expert consulted without the intent to call at trial:

            In Graham, we were concerned that trial attorneys
            might consult fewer experts because of the fear that
            "countless claims of malpractice would be leveled
            against attorneys who put unfavorable expert evidence
            in as part of their clients' case-in-chief." Here,
            plaintiffs consulted the treating doctors not for the
            purpose of obtaining expert testimony to support their
            cause of action, but for treatment. Allowing defendants
            to introduce the treating doctors' testimony concerning
            causation will not affect either [a plaintiff's] medical
            treatment or counsel's search for experts.

                   ....

            The treating doctors did not examine [plaintiff] in
            anticipation of litigation or in preparation for trial, but
            for the purpose of treatment. Unlike an expert retained
            to testify at trial, the treating doctors gained no
            confidential information about plaintiffs' trial strategy.

            [Id. at 313-14 (internal citations omitted).]

      Similarly, our Court was "unpersuaded by [the] plaintiff's reliance on

Piller, 194 N.J. Super. 392 (Law Div. 1984), and Serrano v. Levitsky, 215 N.J.

Super. 454 (Law Div. 1986)." Id. at 314. In Piller, where the defendant-

physician called the plaintiff's treating physician as an expert witness regarding

the defendant-physician's negligence, we "held that the physician-patient

relationship precluded a treating physician from testifying that defendant -

                                                                             A-1412-19
                                       17
doctors had not deviated from accepted medical standards." Ibid. (citing Piller,

194 N.J. Super. at 399). In Serrano, where the treating physician "insisted on

stating gratuitously that the defendant-doctor was not negligent in this treatment

of the plaintiff," we "found it 'unfair' to admit an unsolicited statement in the

treating physician's report to plaintiff's counsel." Ibid. (citing Serrano, 215 N.J.

Super. at 460). In Stigliano, however, the Court noted that both:

            Piller and Serrano differ significantly on the facts. In
            those cases, the defendant-doctors sought to ask the
            treating physicians not about their treatment of the
            plaintiffs, but about the defendant's alleged
            malpractice. Here, in contrast, defendants seek to call
            the treating doctors to testify about those doctors'
            treatment of the . . . plaintiff, including their
            determination of the cause of [the patient's] condition
            . . . . As distinguished from the doctors in Piller and
            Serrano, the treating doctors needed to determine the
            cause of [plaintiff's] problems so they could treat [the
            plaintiff]. Accordingly, Piller and Serrano do not
            prevent the treating doctors from offering their
            opinions on the cause of [a plaintiff's] disorder.

            [Id. at 315.]

      In Stigliano, the Court specifically distinguished a treating healthcare

provider's opinion testimony from Graham, Piller, and Serrano, which

exclusively delt with the use of a treating healthcare provider as an expert

witness. See Graham, 126 N.J. at 362 (reviewing the "use of the opinion

evidence of an expert consulted by an adversary"); Piller, 194 N.J. Super. at 394

                                                                              A-1412-19
                                        18
(reviewing "whether the defense should be permitted to call a treating physician

as a liability expert witness at trial"); and Serrano, 215 N.J. Super. at 458

(reviewing whether plaintiff is bound by the entire report of his treating

physician's expert report). Therefore, we disagree with plaintiffs' counsel that

Stigliano and its progeny are inapplicable here.

      In the matter under review, plaintiff was referred to Dr. Ziccardi "for

evaluation and management of a right [IAN] injury, status post[-]surgical

removal of tooth #30" and continued to follow up with him on "multiple

occasions for nerve monitoring."      Dr. Ziccardi evaluated the IAN using a

microscope and removed scar tissue as well as inflamed tissue encompassing the

nerve.   Therefore, Stigliano is controlling because plaintiff was evaluated,

treated, and monitored by Dr. Ziccardi relative to a previously identified injury.

Therefore, this matter clearly falls within the Stigliano framework because Dr.

Ziccardi is a subsequent treating healthcare provider. We are unpersuaded by

plaintiff's argument that her expert, Dr. Goldstein, had already testified before

the jury prior to Dr. Ziccardi's videotaped deposition since it was plaintiff's

counsel who arranged for and scheduled Dr. Ziccardi's videotaped deposition.

      Here, the evidence showed that the CT scan taken by Dr. Ziccardi revealed

abnormal findings—osteomyelitis—which caused plaintiff's lower right

                                                                            A-1412-19
                                       19
jawbone to erode. She also sustained a nerve injury, and Dr. Ziccardi noted "the

nerve was exposed" in that area. When asked by plaintiff's counsel if Dr.

Ricker's surgical procedure contributed to plaintiff's injuries, Dr. Ziccardi

responded, "I can't say for sure because . . . it's several months later." He

testified that the inflammatory tissue was a result of the infectious process.

According to Dr. Ziccardi, plaintiff had approximately a fifty-percent sensory

improvement following his surgery. This is precisely the scenario contemplated

by the holding in Stigliano and its progeny.

      Based upon our careful review of the record, we conclude the trial court

erred by barring Dr. Ziccardi's videotaped deposition testimony at trial. Defense

counsel sought to introduce a partially redacted version of Dr. Ziccardi's

testimony, which was brief—only about thirty minutes total in duration. Dr.

Ziccardi's testimony included his independent assessment of the cause of

plaintiff's infectious process, her injuries, and prognosis for the purpose of

diagnosing and addressing her dental issues as her subsequent treating oral and

maxillofacial surgeon. Stigliano, 140 N.J. at 314. Moreover, even without the

videotaped deposition taken by plaintiff's counsel, Dr. Ricker's counsel could

have subpoenaed Dr. Ziccardi to testify at trial under Stigliano, and his opinions

regarding his evaluation, diagnoses, and treatment of plaintiff would have been

                                                                            A-1412-19
                                       20
presented to the jury. Since the deposition was taken after the date set for trial,

there was no resulting prejudice to plaintiff because her counsel knew exactly

what Dr. Ziccardi would say, and plaintiff's expert had the benefit of his treating

records. Therefore, we reverse the trial court's ruling barring Dr. Ziccardi's

videotaped deposition. On remand, either party may file a motion or request a

Rule 104 hearing to address any issues potentially involving the presentation of

Dr. Ziccardi's videotaped deposition to the jury consistent with our opinion.

                                       III.

      We next address defendants' argument that the trial court erred in barring

defense expert Dr. Scrivo from testifying at trial as to causation and limiting his

testimony to the standard of care. Defense counsel contends Dr. Scrivo's two

written reports contained his opinions relative to the proximate cause of

plaintiff's injury, thereby obviating any prejudice to plaintiff. In response,

plaintiff asserts the trial court properly barred Dr. Scrivo's causation op inions

because his reports only addressed the issue of deviation from the standard of

care and did not render any opinion as to plaintiff's permanent nerve injury.

And, plaintiff contends Dr. Scrivo "never offered any opinion as to whether or

how the nerve was damaged during the procedure." No discovery deposition

was taken of Dr. Scrivo.

                                                                             A-1412-19
                                       21
      Two rules of evidence govern the admissibility of expert testimony. Rule

702 allows a party to enter opinion testimony from experts qualified in their

fields into evidence, and Rule 703 articulates the requisite foundation for expert

testimony. N.J.R.E. 702, 703. To be admissible, expert opinions must "be

grounded in 'facts or data derived from (1) the expert's personal observations, or

(2) evidence admitted at the trial, or (3) data relied upon by the expert which is

not necessarily admissible in evidence[,] but which is the type of data normally

relied upon by experts.'" Townsend v. Pierre, 221 N.J. 36, 53 (2015) (quoting

Polzo v. Cnty. of Essex, 196 N.J. 569, 583 (2008)).

      A trial court may preclude expert testimony if a party seeks to introduce

"expert testimony on a subject not covered in the written reports furnished by

an adversary." Congiusti v. Ingersoll-Rand Co., 306 N.J. Super. 126, 131 (App.

Div. 1997). However, because the trial court's decision to exclude testimony is

akin to a discovery sanction, Velaquez v. Portadin, 321 N.J. Super. 558, 576

(App. Div. 1999), rev'd on other grounds, 163 N.J. 677 (2000), a trial court may

not automatically exclude testimony crucial to a case without engaging in a

careful review of the following factors: "(1) the absence of a design to mislead,

(2) absence of the element of surprise if the evidence is admitted, and (3)

absence of prejudice which would result from the admission of the evidence."

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Ratner v. General Motors Corp., 241 N.J. Super. 197, 202 (App. Div. 1990)

(quoting Westphal v. Guarino, 163 N.J. Super. 139, 146 (App. Div. 1978)). If

"the testimony in question is 'pivotal' to the case of the party offering the

testimony," then "a court should seek to avoid exclusion where possible."

Wymbs v. Twp. of Wayne, 163 N.J. 523, 544 (2000) (citations omitted).

      When the admissibility of evidence such as expert testimony is at issue,

the trial court should conduct a hearing in order to have fuller context in which

to address admissibility issues. See Townsend, 221 N.J. at 54 n.5 ("When [a

trial court] decides a motion to strike an expert report, [it] may conduct a hearing

under [Rule] 104(a)."). Rule 104(a) permits a judge to "hear and determine"

matters relating to the qualification of a person to be a witness, or the

admissibility of evidence outside the presence of the jury. N.J.R.E. 1 04(a).

While the decision to conduct a Rule 104 hearing rests within the discretion of

the trial court, "the sounder practice is to afford the proponent of the expert's

opinion an opportunity to prove its admissibility at a Rule 104 hearing." Kemp

v. State, 174 N.J. 412, 432-33 (2002).

      Here, after considering argument on the issue from both parties, the trial

court conducted a Rule 104 hearing in order to clarify what, if any, portion of

Dr. Scrivo's reports set forth his opinions on proximate cause. The trial court

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undertook the bulk of the questioning during the Rule 104 hearing. During the

court's questioning, Dr. Scrivo acknowledged that his opinion on causation

could be construed as ambiguous:

            It was in my report. That the . . . infection . . . that was
            the whole reason why they take a tooth out, is because
            it's infected. I said in the first paragraph it was infected
            tooth [#30], and then at the end I said there's pathology
            on the roots which extended beyond the roots.

            And . . . to me, it's just so obvious when I said there's
            pathology on the roots, that's where it is. And it's on
            the x-ray. And it's on the CAT scan. And it's [even in]
            Dr. Ricker's notes. He said there's significant . . .
            periapical pathology. That's why he gave [plaintiff]
            amoxicillin ahead of time. That was in his notes. So,
            to me, I'm just reading—as a dentist, I'm just reading
            something that's just so obvious to me. Maybe I didn't
            spell it out, but that's what . . . But I think everything's
            there.

            [(emphasis added).]

      Counsel then had the opportunity to question Dr. Scrivo.             At the

conclusion of the Rule 104 hearing, the trial court determined:

            Now, there is no opinion here on proximate cause.
            There's none. Absolutely none that I [can] see. The
            opinions relate to standard of care and informed
            consent. Informed consent is out of the case[,] which
            leaves only standard of care.

            And . . . [Dr. Scrivo] can talk about that to the degree
            that he wants to, and I'm not saying he has to use the

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                                        24
            exact words in the report. That opinion is there and the
            plaintiff could prepare for it.

            You can't prepare for a causation opinion after reading
            this report because it's absolutely, totally unclear.

            Now, if [plaintiffs' counsel] had chosen to take his
            deposition, maybe all of this might have been
            elaborated on, but he doesn't have to take the
            deposition. He doesn't have to do the work for the
            expert or for defense counsel. And nothing was ever
            updated to indicate anything about an opinion on
            standard of care.

            And I've tried to be as clear as I can be even though I'm
            not a dental expert. But with respect to this bone loss,
            it was either there before the procedure done by Dr.
            Ricker, occurred during the procedure, or within two
            weeks after the procedure up to and including I guess
            the time that Dr. Bartlett did whatever he did, but not
            after that.

            And if you're saying it didn't occur during the
            procedure, fine. That's your position. Then it was
            either before or after. But if it's before, there is no
            indication that Dr. Ricker treated the patient based on
            what . . . was shown to him before that was serious bone
            loss that I know of.

                  ....

            I'm always reluctant to bar an expert from saying
            something. But I see no basis for the opinion that he
            apparently wants to give with respect to causation.

Consequently, the trial court ruled that Dr. Scrivo's testimony would be limited

to his opinions on Dr. Ricker's compliance with the standard of care.

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                                      25
      We disagree with the trial court's conclusion that Dr. Scrivo did not opine

as to proximate cause. The content of Dr. Scrivo's first report, served on May

15, 2018, references plaintiff's dental records, which refer to the infection of

tooth #30 prior to the extraction procedure. And Dr. Scrivo stated in his first

report: "If there is pathology on the roots, as was the case, there is no bone past

the apex and there is little bone above the canal." Therefore, we are convinced

that plaintiff had a reasonable expectation Dr. Scrivo would testify at trial she

had a preexisting infection in her jaw unrelated to Dr. Ricker's surgery, which

arguably was a proximate cause of her resulting injuries.

      Moreover, the record shows Dr. Scrivo disagreed with plaintiff's expert,

Dr. Goldstein, who opined that Dr. Ricker damaged the nerve while drilling. Dr.

Scrivo explained Dr. Ziccardi's records made no mention of nerve severance ,

and based upon that observation, Dr. Scrivo opined an infectious process most

likely caused the nerve canal damage. In addition, Dr. Scrivo pointed out that

Dr. Callahan's records stated tooth #30 was infected. In his supplemental expert

report, Dr. Scrivo again addressed the issue of proximate cause.

      In light of these evidentiary errors, we are compelled to reverse the trial

court's determination barring Dr. Scrivo from testifying as to the issue of

proximate cause.     Defendants have shown that the trial court's decision

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regarding the admission of the proffered evidence was "made without a rational

explanation, inexplicably departed from established policies, [and] rested on an

impermissible basis." Milne v. Goldenberg, 428 N.J. Super. 184, 197 (App. Div.

2012) (quoting Flagg v. Essex Cnty. Prosecutor, 171 N.J. 561, 571 (2002)).

Compounding the error, the trial court should have allowed Dr. Scrivo to rely

upon Dr. Ziccardi's records as the subsequent treating surgeon. Therefore, on

remand, Dr. Scrivo shall be permitted to testify on the issue of proximate cause

consistent with the four corners of his two reports and his Rule 104 testimony.

                                       IV.

      Lastly, defendants argue that the trial court permitted plaintiffs' counsel

to make several improper statements during summation, warranting a new trial.

Specifically, defendants claim plaintiffs' counsel: (1) misstated the standard of

care for malpractice in a professional sub-specialty; (2) distorted the record by

stating defendants claimed Dr. Ricker complied with the standard of care;

prescribed antibiotics prophylactically; and knew he did something wrong due

to plaintiff's bleeding during the procedure; (3) wrongly invoked the "golden

rule"; and (4) improperly attributed bad faith to Dr. Ricker for defending against

plaintiffs' claims.

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      Generally, "[c]ounsel is to be given 'broad latitude' in summation."

Diakamopoulos v. Monmouth Med. Ctr., 312 N.J. Super. 20, 32 (App. Div.

1998) (citation omitted). Counsel may urge the jury to "draw conclusions even

if the inferences that the jury is asked to make are improbable, perhaps illogical,

erroneous or even absurd, unless they are couched in language transcending the

bounds of legitimate argument, or there are no grounds for them in evidence."

Spedick v. Murphy, 266 N.J. Super. 573, 590-91 (App. Div. 1993) (citations

omitted).    Counsel's latitude, however, is not without limit because

"[s]ummation commentary . . . must be based in truth, and counsel may not

'misstate the evidence nor distort the factual picture.'" Bender v. Adelson, 187

N.J. 411, 431 (2006) (quoting Colucci v. Oppenheim, 326 N.J. Super. 166, 177

(App. Div. 1999)). Furthermore, counsel's comments "must be restrained within

the facts shown or reasonably suggested by the evidence adduced."

Diakamopoulos, 312 N.J. Super. at 32 (quoting Condella v. Cumberland Farms,

Inc., 298 N.J. Super. 531, 534 (1996)).

      Defendants contend plaintiffs' counsel distorted the standard of care,

highlighting the following portion of plaintiffs' summation:

            Today, you will decide what good and acceptable
            medicine is. Good, and acceptable dentistry is, for our
            community. The standard of care, as defined by the
            experts, is good and acceptable dentistry, which is

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                                       28
            applicable in our community. So you will decide
            whether the treatment that Dr. Ricker rendered in the
            extraction of the tooth, you will decide whether that is
            good and acceptable, and whether you want that for
            your friends, your neighbors, your family.

            You will decide whether he committed malpractice.
            You will decide whether or not a dental procedure to
            remove a single tooth, and then put a post in the bone,
            and do an implant, which resulted in permanent nerve
            injury, and permanent destruction of [plaintiff]'s jaw, is
            good and acceptable medicine, and good and acceptable
            dental care. That's what you're going to decide.

      Our Court has stated:

            [i]t is generally recognized that in the ordinary medical
            malpractice case "the standard of practice to which [the
            defendant-practitioner] failed to adhere must be
            established by expert testimony," and that a jury
            generally lacks the "requisite special knowledge,
            technical training and background to be able to
            determine the applicable standard of care without the
            assistance of an expert."

            [Rosenberg v. Cahill, 99 N.J. 318, 325 (1985) (second
            alteration in original) (quoting Sanzari v. Rosenfeld, 34
            N.J. 128, 134-35 (1961)).]

      The trial court then charged the jury in accord with our Court's precedent

and Model Jury Charges (Civil), 5.50A "Duty and Negligence" (approved Mar.

2002), stating:

            So, given what I've said, it's important for you to know
            what the standard of care which a specialist i[n]
            periodontics is required to observe in his treatment of a

                                                                          A-1412-19
                                       29
            patient under the circumstances of this case. And based
            upon common knowledge alone, and without technical
            training, jurors normally cannot know what conduct
            constitutes standard dental practice. Therefore, the
            standard of practice by which a physician's conduct or
            a dentist's conduct is to be judged must be furnished by
            expert testimony.

            That is to say, by the testimony of persons who again,
            by reason of their knowledge, training, and experience,
            are deemed qualified to testify and express opinions on
            dental subjects.

            You as jurors should not speculate or guess about the
            standards of care by which the defendant dentist should
            have conducted himself in the diagnosis and treatment
            of the plaintiff. Rather, you must determine the
            applicable dental standard from the testimony of the
            experts that you've heard in this case.

      In light of our decision to reverse and remand on the issue of liability for

a new trial, we need not address defendants' first two arguments. As to issue

three pertaining to the "golden rule" and issue four ostensibly attributing bad

faith to Dr. Ricker for defending against plaintiffs' claim, we add the following

brief remarks.

      Defendants contend plaintiffs' counsel impermissibly invoked the "golden

rule" when he stated:

            We all know what we love to do. Think if that's taken
            away from us. . . . Think about it. Think about the
            things you love to do. And if it's taken away, that's loss

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                                       30
                of enjoyment of life. That's the idea that you'll think
                about in the jury room.

      It is "improper to construct a summation that appeals to the emotions and

sympathy of the jury." State v. Black, 380 N.J. Super. 581, 594 (App. Div.

2005). An attorney may make such an appeal by invoking the "golden rule," a

principle that dictates "you should do unto others as you would wish them to do

unto you." Geler v. Akawie, 358 N.J. Super. 437, 464 (App. Div. 2003). Courts

disallow invocation of the golden rule because such arguments suggest to jurors

they should "adopt what they would want as compensation for injury, pain and

suffering," and encourage "the jury to depart from neutrality and to dec ide the

case on the basis of personal interest and bias rather than on the evidence." Id.

at 464-65 (citation omitted).

      Here, defendants' argument is unpersuasive because plaintiffs' counsel's

comment during summation simply encouraged the jury to rely on their own

experience when determining the proper amount of compensation. The thrust

of counsel's statement mirrors the charge given to the jury by the trial court,

specifically,

                The law doesn't provide you with any table, schedule,
                or formula by which a person's pain, suffering,
                disability, impairment, and loss of enjoyment of life
                may be measured in terms of money. The amount of
                money is left to your sound discretion. You are to use

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                                         31
            your discretion to attempt to make the plaintiff whole,
            so far as money can do so, based upon reason and sound
            judgment, without any passion, prejudice, bias, or
            sympathy.

            You each know from your own experience the nature of
            pain and suffering, disability, impairment, and loss of
            enjoyment of life. And you each know from your own
            experience the nature and function of money. And the
            task of equating the two, so as to arrive at a fair and
            reasonable award of compensation is a high order of
            human judgment. For this reason, the law can provide
            no better yardstick for your guidance than your own
            impartial judgment and experience.

      After reviewing the record, we find nothing objectionable about the

summation presented by plaintiffs' counsel. His statements focused on the

nature of plaintiff's damages and did not violate the golden rule.

      Lastly, for the first time on appeal, defendants allege plaintiffs

improvidently attributed bad faith to Dr. Ricker "for defending himself in court

rather than admitting negligence."      Defense counsel did not object to this

statement at the time of summation or during argument on defendants' motion

for a new trial. We refrain from addressing issues not raised before the trial

court "unless the questions so raised on appeal go to the jurisdiction of the trial

court or concern matters of great public interest." Nieder v. Royal Indem. Ins.

Co., 62 N.J. 229, 234 (1973) (quoting Reynolds Offset Co. v. Summer, 58 N.J.

Super. 542, 548 (App. Div. 1959)). We are not persuaded plaintiffs' counsel

                                                                             A-1412-19
                                       32
accused Dr. Ricker of acting in bad faith and discern no reversible error on that

point so as to necessitate a new trial on damages.

      Defendants' remaining arguments—to the extent we have not addressed

them—lack sufficient merit to warrant discussion in a written opinion. R. 2:11-

3(e)(1)(E).

      On appeal, defendants have not challenged the amount of the jury award.

The primary thrust of their contentions is that the trial court made erroneous

evidentiary rulings pertaining to liability and proximate cause. Therefore, we

need not vacate the amount of damages awarded by the jury, and remand solely

for a new trial on liability and proximate cause.

      Affirmed in part; reversed in part; and remanded for a new trial on liability

and proximate cause only. We do not retain jurisdiction.

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                                       33