Court Opinion

ID: 8210960
Source: CourtListenerOpinion
Date Created: 2022-09-30 19:08:35.916119+00
Date Added: 2024-06-11T16:41:58.420002
License: Public Domain

[Cite as State v. Ross, 2022-Ohio-3510.]

                              IN THE COURT OF APPEALS OF OHIO

                                   TENTH APPELLATE DISTRICT

State of Ohio,                                   :

                 Plaintiff-Appellee,             :
                                                                   No. 21AP-346
v.                                               :             (C.P.C. No. 04CR-4845)

Jay W. Ross                                      :           (REGULAR CALENDAR)

                 Defendant-Appellant.            :

                                           D E C I S I O N

                                  Rendered on September 30, 2022

                 On brief: G. Gary Tyack, Prosecuting Attorney, and
                 Kimberly M. Bond for appellee. Argued: Kimberly M. Bond.

                 On brief: Yeura R. Venters, Public Defender, and George M.
                 Schumann, for appellant. Argued: George M. Schumann.

                  APPEAL from the Franklin County Court of Common Pleas

BEATTY BLUNT, J.

        {¶ 1} Defendant-appellant, Jay W. Ross, appeals the March 19, 2005 judgment of

the Franklin County Court of Common Pleas sentencing him to five years of incarceration

on Franklin C.P. No. 04CR07-4845, "to be served concurrently with Federal Case No.

2:04CR108(001) at the Ohio Department of Rehabilitation and Correction."

        {¶ 2} Ross was charged with robbery in June 2004, and on March 29, 2005,

pleaded guilty to one count of third-degree felony robbery. At the plea hearing, plaintiff-

appellee, State of Ohio, apparently informed the court that the parties had agreed that his

sentence should be served "concurrent with sentence in Federal Case 2:04CR108(001)."

(Entry of Guilty Plea at 1.) At the plea hearing, Ross' attorney informed the trial court that
No. 21AP-346                                                                               2

"the minimum sentence that he's looking at [under the advisory federal guidelines

applicable in that case] is 168 months or 14 years. We've filed a motion for a downward

departure * * * [but even with a departure] we're looking at somewhere between 12 and 14

years." (Mar. 29, 2005 Tr. at 3.) The trial court accepted Ross' guilty plea and set the case

for sentencing on May 24, 2005, but Ross failed to appear on that date and the trial court

issued a capias.

       {¶ 3} Just over four years later, Ross filed a pro se "Motion for Clarification, and

Correction of Sentence." (July 15, 2009 Mot. at 1.) The motion was filed by mail, and

indicated that Ross was incarcerated in Inez, Kentucky by the Federal Bureau of Prisons.

Id. at 5. The substance of the motion indicated that Ross incorrectly believed that he had

been sentenced to a maximum term in absentia by the trial court when it issued the capias,

and that under State v. Foster, 109 Ohio St.3d 1, 2006-Ohio-856, his sentence was

erroneous. The motion did not specify whether Ross was federally incarcerated on May 24,

2005, only that "due to unforeseen circumstances" he was "unable to appear" for the

sentencing hearing on that date. Id. at 1-2. In response, the state argued that Ross had not

yet been sentenced. The trial court never ruled on Ross' motion.

       {¶ 4} On June 28, 2010, Ross filed a new "Motion to Withdraw of Plea," asserting

that he was factually innocent. (Mot. to Withdraw at 1.) He again indicated that he was

incarcerated by the Federal Bureau of Prisons at the Big Sandy prison in Inez. Id. at 10. In

response, the state argued that Ross was on the run from both his state and federal charges

on his originally scheduled sentencing date and was not apprehended until some three

years later when he was arrested on new federal charges. (July 19, 2010 Memo Contra at 2-

3.) On January 12, 2011, the trial court denied Ross' plea withdrawal motion.
No. 21AP-346                                                                                   3

       {¶ 5} On August 6, 2015, filing by mail from the custody of the Bureau of Prisons

at FCI McKean in Bradford, Pennsylvania, Ross filed a request for "Sentencing in Absentia

with a Waiver of Rights." (Aug. 6, 2015 Mot. at 1.) In that motion, Ross specifically

requested the court to impose sentence on him pursuant to the prior recommendation of

five years concurrent to his first federal case. The state did not file a response, and the court

took no action on Ross' request.

       {¶ 6} Nearly four years later, an attorney entered an appearance on the case, (see

Feb. 4, 2019 Not. of Appearance), but took no further action until two years later, when that

attorney filed a "Motion to Sentence Defendant by Zoom or Other Electronic Means." (See

Mar. 29, 2021 Mot. at 1.) At that point, the court set up a date for the sentencing currently

under review and held a sentencing hearing by Zoom comprising only three pages of

transcript text and imposed the originally recommended five-year sentence "to be served

concurrently with Federal Case No. 2:04CR108(001) at the Ohio Department of

Rehabilitation and Correction." (Jgmt. Entry at 2.) At the video sentencing hearing, the

following exchange occurred:

              THE COURT: All right. At this time I am sentencing you to 5
              years in ODRC, that will be concurrent to the case you are
              serving on now. Do you have that -- is that -- Just one minute
              so I could find that case number.

              THE BAILIFF: Here, I've got it.

              THE COURT: I will open it because I need to open it anyway.

              That will be concurrent to 04CR-108, the Southern District of
              Ohio case. You have 18 days jail time credit. Fines and costs are
              waived. That will be all.

              MR. YAVITCH: Your Honor, would you like to ask the
              concurrent sentencing relate back to the time that he filed his
              motions which would be July 15th of 2009 when we first filed
              the motion.
No. 21AP-346                                                                                4

              THE COURT: He will get it as of today, the day I am
              sentencing him. Thank you.

              MS . WILLIAMS: Thank you, Your Honor.

              THE BAILIFF: Notice of prison.

              MR. YAVITCH: I'm sorry.

              THE BAILIFF: If you can fill out the notice of prison paper. It's
              on the table.

              THE COURT: Good luck, Mr. Ross.

(June 15, 2021 Tr. at 3.)

       {¶ 7} Ross has now appealed, and asserts one assignment of error:

              The trial court plainly erred and prejudicially violated the
              defendant-appellant's rights to due process under the Fifth and
              Fourteenth Amendments to the United States Constitution and
              Article I, Section 16 of the Ohio Constitution and further
              violated Crim.R. 32(A) by subjecting the defendant-appellant
              to an unreasonable delay in imposing sentence.

       {¶ 8} Unfortunately, we are unable to address the merits of Ross' claim, as the

record is not sufficiently developed, and the trial court's sentencing entry is too ambiguous.

First, we must note that Ross' request for sentencing in absentia filed in 2021—along with

every other motion Ross filed pro se, starting in 2009 with his sentence correction motion—

establishes that Ross was in federal custody and thus "unavailable" for at least part of the

time since he pleaded guilty. The trial court's sentence does not address this problem or

otherwise make any attempt to determine the dates or basis for Ross' federal incarceration.

       {¶ 9} Moreover, it is undisputed that Ross was in federal custody on the date of his

sentencing by Zoom, but the trial court's sentencing entry directs Ross to serve time

imposed by the federal court in the custody of the state of Ohio. But the plain terms of the

sentencing entry clearly impose a sentence of "Five (5) years to be served concurrently with
No. 21AP-346                                                                                5

Federal Case No. 2:04CR108(001) at the Ohio Department of Rehabilitation and

Correction." (Emphasis added.) (Jgmt. Entry at 2.)

       {¶ 10} A state judge sentencing a defendant for state crimes has no inherent

authority to order where a previously imposed federal sentence will be served. See, e.g.,

Del Guzzi v. United States, 980 F.2d 1269, 1270 (9th Cir.1992) (holding that the "state

sentencing judge had no authority to commit Del Guzzi to the state prison to await

transportation to the federal prison where he was to serve his federal sentence"). Moreover,

a state trial court judge has no authority to order a federal sentence that has not yet been

imposed to be served in state custody. See, e.g., Nguyen v. U.S. Dept. of Justice, 6th Cir.

No. 97-6489, 1999 U.S. App. LEXIS 1700 at *3-4 (Feb. 3, 1999) (citing Del Guzzi). The trial

court's sentencing entry imposes a condition on the service of Ross' federal sentence beyond

that court's power.

       {¶ 11} Because the record in this case does not even indicate whether Ross has

served any of the time associated with Federal Case No. 2:04CR108(001) or indeed if Ross

had even been sentenced for that offense, it is completely unknown what the trial court

could have possibly meant by ordering the sentences to run "concurrently." In the odd

factual posture of this case, where the record does not show that Ross has already been

sentenced for Federal Case No. 2:04CR108(001) or how much of that sentence has already

been served, neither this court nor the Ohio Department of Rehabilitation and Correction

are able to determine how much time—if any—Ross will be required to serve solely on his

state sentence over and above whatever federal time he has remaining. Assuming Ross has

some state time yet to serve and is delivered into state custody at the expiration of whatever

federal sentence he is serving, the Ohio Department of Rehabilitation and Correction's

Bureau of Sentence Computation ("BOSC") will not be able to definitively calculate how
No. 21AP-346                                                                                6

long that period is resulting from of the judge's sentence use of the phrase "concurrent with

sentence in Federal Case 2:04CR108(001)." Because it appears that Ross may be

incarcerated on multiple federal cases, it is possible that Ross has already served the

entirety of his sentence in that particular federal case. Accordingly, BOSC would be

required to interpret the phrase to give effect to the trial court's sentence, but BOSC does

not possess that judicial power—it is an administrative body and must rely on the specific

language of trial court entries to make its sentencing calculations.

       {¶ 12} Finally, Ross has argued that the trial court committed plain error and

violated his right to Due Process under the state and federal constitutions when it failed to

sentence him within a reasonable time after he first contacted the court in 2009. See

generally Betterman v. Montana, 578 U.S. 437, 439 (2016), and State v. Smith, 196 Ohio

App.3d 431, 2011-Ohio-3786 ¶ 15 (10th Dist.) (trial court committed plain error and a due

process violation by failing to resentence defendant until four years after original sentence

was reversed on appeal). As the state correctly argues in response, this question was not

presented in the trial court. But we observe that the trial court wholly failed to address the

matters that had already been placed before it by Ross' pro se request for sentencing in

absentia, which both notified the court of his federal incarceration and requested the court

to impose sentence in this case back in 2015. Had the court addressed the merits of that

pleading either in 2015 or in 2021, there is a reasonable chance that the five-year sentence

imposed by the court might have already been entirely served, obviating the need for the

current appeal. Compare, e.g., Smith at ¶ 15-21, quoting and applying United States v.

Sanders, 452 F.3d 572 (6th Cir.2006). See also Crim.R. 32(A) (providing that "[s]entence

shall be imposed without unnecessary delay").
No. 21AP-346                                                                                   7

       {¶ 13} We are simply unable to determine from the court's judgment entry or the

record in this case what sentence the court intended Ross to serve. On these unusual facts

we must vacate the sentence, because the ambiguity of the entry has rendered the merits of

Ross' assignment of error moot. On remand, the trial court should expand the evidence in

the record and on that evidentiary basis reconsider the sentence to be imposed and draft a

new entry imposing such sentence.

       {¶ 14} Accordingly, appellant's sole assignment of error is moot, and the judgment

of the Franklin County Court of Common Pleas is vacated. The matter is remanded for

further proceedings in accordance with the law and consistent with this decision.

                                                              Judgment vacated and cause
                                                             remanded with instructions.

                                   JAMISON, J., concurs.
                                   SADLER, J., dissenting.

SADLER, J., dissenting.

       {¶ 15} While recognizing the strange and unprecedented procedural posture of this

case, the only issue before our court at this juncture is whether the delay in sentencing

constituted plain error affecting appellant's substantial rights. In my view, a review of the

record before us should result in affirming the trial court decision, and, therefore, I

respectfully dissent.

       {¶ 16} It is undisputed that appellant did not raise the constitutionality of the delay

in sentencing or Crim.R. 32(A) to the trial court, and the parties both agree plain error

review applies. Where an appellant fails to bring an asserted error to the attention of the

trial court, an appellate court has discretion, but not an obligation, to correct "[p]lain errors
No. 21AP-346                                                                                    8

or defects affecting substantial rights." Crim.R. 52(B). See, e.g., State v. Juan, 10th Dist.

No. 18AP-343, 2019-Ohio-281, ¶ 8 (finding an appellant "forfeited all but plain error

review" of his delay-in-sentencing argument).

       {¶ 17} Under this standard, "the accused bears the burden of proof to demonstrate

plain error on the record." State v. Rogers, 143 Ohio St.3d 385, 2015-Ohio-2459, ¶ 22.

Further, "even if the error is obvious, it must have affected substantial rights"—in other

words, " 'the trial court's error must have affected the outcome' " of the trial or proceeding.

Id., quoting State v. Barnes, 94 Ohio St.3d 21, 27 (2002). State v. West, __Ohio St.3d.__,

2022-Ohio-1556, ¶ 2, 29-30, 70 (stating that under plain error review the burden is on the

appellant to demonstrate a reasonable probability that an error affected the outcome of the

proceeding, i.e., resulted in prejudice).

       {¶ 18} I believe the appellate record is sufficient to establish the trial court's delay in

sentencing was an obvious error. As early as July 2009, the trial court was alerted to

appellant's presence in federal prison through appellant's filing. That same year, and in

2010, appellee alerted the court that appellant had yet to be sentenced in the instant state

robbery case. Appellant in August 2015 specifically asked the trial court to be sentenced for

time served and stated his location in federal prison, but the trial court did not address

appellant's 2015 motion. It was not until June 2021 that the trial court held a hearing on

sentencing and resolved the matter.

       {¶ 19} On this record, I would find appellant succeeded in showing the trial court

plainly erred by unreasonably delaying sentencing in this case. See State v. Owens, 7th

Dist. No. 07 MA 229, 2009-Ohio-1508, ¶ 31-32, 34 (determining the fact that a defendant's

unavailability for sentencing was caused by his out of state incarceration did not render a

13-month delay in sentencing to be reasonable where the record indicated Ohio authorities
No. 21AP-346                                                                                9

knew the defendant's whereabouts but took no action to sentence him, particularly since

options such as video conferencing and obtaining a waiver existed to sentence the

defendant even without extradition); State v. Smith, 10th Dist. No. 10AP-338, 2011-Ohio-

3786, ¶ 19 (finding four-year delay in resentencing, which was not attributable to the

defendant or otherwise explained, to be constitutionally unreasonable); State v. Tucker,

10th Dist. No. 88AP-550, 1989 Ohio App. LEXIS 1635 (May 2, 1989), (holding that an

unjustified delay of approximately six months between date the defendant surrendered

after failing to appear and the date of sentencing was unreasonable under Crim.R. 32(A)

and vacating the sentence with instruction on remand to allow jail time credit).

       {¶ 20} However, appellant did not establish the unreasonable delay affected his

substantial rights to permit correction under plain error review. Appellant argues that,

since his five-year state prison sentence in this case was to run concurrently with a specific

2005 federal sentence (Federal Case No. 2:04CR108(001))—and he claims that his 2005

federal sentence had been fully served while the trial court here delayed sentencing—he will

essentially have to serve excess time in prison. In making this argument, appellant

attempts to align with Smith, where this court found an appellant established his

substantial rights were affected under plain error review by showing that the trial court's

unjustified delay in sentencing caused the appellant to spend excess time in prison. See

Smith at ¶ 20-21.

       {¶ 21} However, unlike in Smith, the record in this case does not indicate appellant

will serve more time in prison due to the trial court's delay in sentencing. In his brief,

appellant states he already served the sentence imposed for Federal Case No.

2:04CR108(001), but he does not point to any record evidence to support this "fact." We

note that at the sentencing hearing the trial court was under the impression appellant was
No. 21AP-346                                                                             10

"serving on [the federal sentence 04CR-108] now," and neither appellant nor his attorney

disputed that understanding. (June 15, 2021 Tr. at 3.)

       {¶ 22} The majority decision recognizes the lack of record evidence in this case, but

views that void as a reason to vacate the sentence imposed by the trial court and remand

the matter for the trial court to expand the evidence and reconsider its decision in

sentencing. See Majority Decision at ¶ 12-13. Unlike the majority, I view the lack of

evidence concerning appellant's federal case and service of that sentence, as well as the

ambiguity created by the lack of evidence, as an indication appellant failed to meet his

burden to show "exceptional circumstances" case necessitating reversal under plain error

review. State v. Wilks, 154 Ohio St.3d 359, 2018-Ohio-1562, ¶ 52.

       {¶ 23} Therefore, considering the posture of this case and the record before us

presently, I would find appellant failed to meet his burden of demonstrating the

unreasonable delay in sentencing affected his substantial rights. Rogers at ¶ 22; West at

¶ 29-30, 70. See also Jenkins v. State Farm Mut. Auto. Ins. Co., 10th Dist. No. 11AP-1074,

2013-Ohio-1142, ¶ 31 (stating an appellate court presumes the regulatory of the proceedings

and validity of the judgment where the appellant fails to provide all the relevant evidence

as required by appellate rules).

       {¶ 24} Accordingly, I would overrule appellant's assignment of error and affirm the

trial court judgment. Because the majority decision holds otherwise, I respectfully dissent.

                                      _______________