Court Opinion

ID: 2976729
Source: CourtListenerOpinion
Date Created: 2015-09-22 17:56:45.59296+00
Date Added: 2024-06-11T11:44:03.146934
License: Public Domain

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
                          File Name: 08a0380n.06
                            Filed: June 26, 2008

                                        No. 07-3816

                         UNITED STATES COURT OF APPEALS
                              FOR THE SIXTH CIRCUIT

DAWN KELLEY; CHYNA ALLEN, a minor,                    )
                                                      )
       Plaintiffs-Appellants,                         )
                                                      )
              v.                                      )       ON APPEAL FROM THE
                                                      )       UNITED STATES DISTRICT
WILLIAM McCAFFERTY, Police Chief of the City          )       COURT FOR THE SOUTHERN
of Steubenville; DOMINIC MUCCI, Mayor of              )       DISTRICT OF OHIO
Steubenville; OFFICER JASON HANLIN,                   )
Steubenville Police Department; OFFICER SEAN          )
EXTEROVICH, Steubenville Police Department;           )
OFFICER JOHN SOWERS, Steubenville Police              )
Department; JOHN LEMAL, Steubenville Police           )
Department; and JOHN DOE I,                           )
                                                      )
      Defendants-Appellees.                           )
__________________________________________            )

BEFORE: MARTIN, GRIFFIN, and GIBSON, Circuit Judges.*

       GRIFFIN, Circuit Judge.

       Plaintiffs appeal an order of the district court granting summary judgment in favor of

defendants on plaintiffs’ Fourth Amendment damage claims brought pursuant to 42 U.S.C. § 1983.

We affirm.

                                              I.

       *
        The Honorable John R. Gibson, Senior Circuit Judge, United States Court of Appeals for
the Eighth Circuit, sitting by designation.
No. 07-3816
Kelley, et al. v. McCafferty, et al.

        On December 23, 2004, Officer Jason Hanlin of the Steubenville Police Department, seeking

a search warrant, tendered an affidavit to search the residence of plaintiff Dawn Kelley at 112

McDowell Avenue, Steubenville, Ohio to the Steubenville Municipal Court. The affidavit set forth

the following factual basis in support of the officer’s belief that the residence was being used for

drug trafficking:

        On 12-22-04, Steubenville Police Narcotics Detectives met with a reliable police
        confidential informant in regards to purchasing crack cocaine from Dawn Kelly. The
        informant has a history of providing reliable information and has participated in
        numerous controlled purchases.

        On 12-22-2004, Officers provided the informant with forty dollars in marked
        currency and searched the informant prior to any activity finding no contraband. The
        informant was fitted with an electronic transmitter for audio surveillance. Officers
        were able to view the informant enter 112 McDowell Avenue and were able to hear
        the informant make contact with Dawn Kelly. The informant exchanged forty dollars
        for crack cocaine. The informant was also able to view Ms. Kelly’s crack cocaine
        supplier deliver further crack cocaine to the residence. Following the controlled
        purchase the informant provided officer with the narcotic which tested presumptive
        positive for cocaine base.

The affiant additionally swore:

        With the above information and transactions, Officers believe there is further crack
        cocaine within 112 McDowell Avenue.

        The affiant request [sic] a no-knock and/or day/night warrant due to the fact that he
        believes there to be a risk of serious [sic] to officers. Officers are not aware of the
        number of subjects inside the residence nor the identity of the subjects inside. The
        affiant’s experience shows that drug traffickers often possess firearms to protect their
        currency and/or narcotics.

Judge Daniel Spahn of the Steubenville Municipal Court signed the requested search warrant at

10:22 p.m. At approximately 11:50 p.m. that same evening, Steubenville Police Officers Hanlin,

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No. 07-3816
Kelley, et al. v. McCafferty, et al.

Sowers, Lemal, Exterovich, and Shimon executed the warrant at plaintiffs’ residence, entering

without knocking and with weapons drawn. Plaintiffs assert, and defendants deny, that upon entry

the officers aimed their weapons at Kelley and her minor daughter Chyna Allen.

        The officers secured plaintiffs Kelley and Allen and conducted a search of the residence.

During this search, the officers discovered crack cocaine and drug paraphernalia in the house. Kelley

was ultimately arrested for possession of drug paraphernalia. On March 7, 2007, the Jefferson Court

of Common Pleas Grand Jury returned an indictment charging Kelley with one count of trafficking

in drugs, one count of possession of drug paraphernalia, and one count of possession of drugs.

        At the time of the incident, the City of Steubenville was subject to a consent decree. The

United States Department of Justice and the City of Steubenville entered into this decree on

September 3, 1997. This decree required the City to develop and implement a training policy for its

officers, develop an internal affairs policy wherein there exists no discretion over whether to

investigate a complaint, and track all uses of force and warrantless searches and seizures. The

United States and the City were required to select an independent auditor who would review all

internal affairs reports, use of force reports, and warrantless search and seizure reports; they

eventually selected Charles D. Reynolds for this role. The auditor was also required to review

incidents classified as “officer only complaint and arrest,” a category that includes the underlying

incident. The consent decree provided that it could be terminated “[a]t any time after both five years

[had] elapsed since the date of entry of [the] Decree, and substantial compliance [had] been

maintained for no less than two years . . . .” (emphasis in original). The auditor eventually

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No. 07-3816
Kelley, et al. v. McCafferty, et al.

determined that the City was in substantial compliance with the terms of the consent decree, and the

United States District Court for the Southern District of Ohio ordered the termination of the decree

on March 4, 2005.

        Plaintiffs filed the instant action, claiming Fourth Amendment violations based upon

allegations of: (1) an unlawful search made pursuant to an invalid warrant, and (2) an unreasonable

search and seizure. Plaintiffs additionally asserted two claims of municipal liability, alleging

improper training and discipline of police officers by the City, as well as maintaining a policy that

encouraged false arrest and falsification of documents. Defendants’ motion for summary judgment

on all claims was granted by the district court on May 3, 2007. This timely appeal followed.

                                                 II.

        We review a district court’s decision granting summary judgment de novo. Smith Wholesale

Co., Inc. v. R.J. Reynolds Tobacco, Inc., 477 F.3d 854, 861 (6th Cir. 2007) (citing Kessler v. Visteon

Corp., 448 F.3d 326, 329 (6th Cir. 2006)). Summary judgment is appropriate “if the pleadings,

depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any,

show that there is no genuine issue as to any material fact and the moving party is entitled to

judgment as a matter of law.” Id. (citing FED . R. CIV . P. 56(c)). The evidence must be viewed in

the light most favorable to the nonmoving party, giving that party the benefit of all reasonable

inferences. Id. (citing Kessler, 448 F.3d at 329). “However, ‘the nonmoving party must do more

than simply show that there is some metaphysical doubt as to the material facts, Matsushita Elec.

Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986), it must present significant probative

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No. 07-3816
Kelley, et al. v. McCafferty, et al.

evidence in support of its complaint to defeat the motion for summary judgment.’” Id. (quoting

Expert Masonry, Inc. v. Boone County, Ky., 440 F.3d 336, 341 (6th Cir. 2006)). “‘A mere scintilla

of evidence is insufficient; there must be evidence on which the jury could reasonably find for the

non-moving party.’” Id. (quoting Kessler, 448 F.3d at 329).

                                                   III.

        On appeal, plaintiffs argue first that the December 23, 2004, warrant was unlawful because

it was not supported by probable cause. Specifically, plaintiffs contend that “[t]he District Court

erred by finding that no genuine issues of material fact existed regarding the date of the execution

of the Affidavit for the Search Warrant, the existence of the Affidavit for the Search Warrant and

the Search Warrant.” Plaintiffs, however, fail to cite any authority in support of this conclusory

assertion. Indeed, plaintiffs’ only support for the above premise is an approximately one-page

recitation of the definition of probable cause, and the supposition that the determination of probable

cause is a jury question. Such meager support cannot alone sustain plaintiffs’ claims. As we have

repeatedly observed, “it is a settled appellate rule that issues adverted to in a perfunctory manner,

unaccompanied by some effort at developed argumentation, are deemed waived.” United States v.

Villareal, 491 F.3d 605, 611 (6th Cir. 2007) (quoting United States v. Johnson, 430 F.3d 383, 397

(6th Cir. 2005)). We therefore conclude that plaintiffs have abandoned this issue.

        Nevertheless, assuming arguendo that plaintiffs raised this issue properly, we conclude that

the district court did not err in finding the warrant valid. A warrant is valid when the supporting

affidavit provides a “substantial basis” for the issuing magistrate to believe “there is a fair probability

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No. 07-3816
Kelley, et al. v. McCafferty, et al.

that contraband or evidence of a crime will be found in a particular place.” Illinois v. Gates, 462
U.S. 213, 238 (1983); United States v. King, 227 F.3d 732, 742 (6th Cir. 2007). In reviewing the

sufficiency of a supporting affidavit, we consider the “totality of the circumstances.” United States

v. Allen, 211 F.3d 970, 972 (6th Cir. 2000) (en banc) (citing Gates, 462 U.S. at 230-32). Further,

we are required to give “great deference” to the issuing magistrate’s probable cause determination.

United States v. Smith, 510 F.3d 641, 652 (6th Cir. 2007). This determination, in turn, requires the

magistrate to “‘make a practical, common-sense decision whether, given all the circumstances set

forth in the affidavit before him, including the “veracity” and “basis of knowledge” of persons

supplying the hearsay information,’ probable cause exists.” King, 227 F.3d at 740 (quoting Gates,
462 U.S. at 238). Indeed, an “issuing magistrate’s discretion should only be reversed if it was

arbitrarily exercised.” Allen, 211 F.3d at 973.

        Here, all reasonable jurors would conclude that the issuing magistrate had a substantial basis

for finding that the affidavit established probable cause. The affidavit was supported by evidence

obtained from a confidential informant who had previously provided reliable information to law

enforcement. The informant was searched prior to his entry into Kelley’s residence, given $40 in

marked currency, and sent to Kelley’s house to purchase narcotics. The informant returned with a

substance that was revealed to be cocaine base. During the transaction, the informant was fitted with

an electronic transmitter for audio surveillance purposes. Plaintiffs contend the audio recording is

too garbled to clearly identify Kelley.      Even assuming this to be the case, there was still

overwhelming evidence to demonstrate a probability that narcotics were being sold at Kelley’s

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No. 07-3816
Kelley, et al. v. McCafferty, et al.

residence. We therefore conclude that the district court did not err in granting summary judgment

in favor of defendants on this claim.

                                                IV.

        Plaintiffs also contend that the search of the residence was unconstitutional. Even when a

warrant is supported by probable cause, the subsequent search may still be challenged. Baranski v.

Fifteen Unknown Agents, 452 F.3d 433, 445 (6th Cir. 2006) (en banc). Kelley and Allen contend

that the police utilized an unreasonable amount of force in securing the premises. Again, plaintiffs

provide scant support for this claim, leaving it to the court to determine what aspects of the search

would support a jury finding of excessive use of force. Only one factual allegation is argued

explicitly: plaintiffs’ claim that the police, upon entry into the residence, aimed their weapons at

Kelley and Allen. This fact is disputed by defendants, but, because we must view the facts in the

light most favorable to plaintiffs, we must assume that the police did, in fact, aim their weapons at

Kelley and Allen. However, a reasonable juror could not determine that this action, in and of itself,

constitutes an unreasonable search and seizure. Because the police believed themselves to be

entering an active drug house where weapons may be present, and with an unknown number of

individuals inside, it was not unreasonable for them to have their weapons drawn upon entry.

Further, plaintiffs allege that weapons were pointed at Kelley only until she lay on the floor, which

she did quickly. For these reasons, we conclude the district court did not err in granting summary

judgment in favor of defendants.

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No. 07-3816
Kelley, et al. v. McCafferty, et al.

        Plaintiffs also contend that they suffered a Fourth Amendment injury by the officers’ failure

to “knock and announce” their presence before their execution of the warrant. Again, plaintiffs

maintain that there exists a genuine issue of material fact that precludes summary judgment

regarding this issue. However, plaintiffs failed to raise this issue in the district court. Absent

exceptional circumstances, we do not normally address issues not presented to the district court. “In

the interests of judicial economy and the finality of judgments, and mindful of our role as an

appellate court, we have declined to review arguments not presented to the district court in the first

instance.” Taft Broadcasting Co. v. United States, 929 F.2d 240, 244 (6th Cir. 1991) (quoting

Sigmon Fuel Co. v. Tennessee Valley Authority, 929 F.2d 240, 244 (6th Cir. 1985)).

        Moreover, regarding the merits of this issue, we note that the police specifically applied for

and received a “no knock” warrant. While drug raids do not provide a per se exception to the knock

and announce rule, an exception is recognized when police have a “reasonable suspicion that

knocking and announcing their presence, under the particular circumstances, would be dangerous

or futile, or that it would inhibit the effective investigation of the crime by, for example, allowing

the destruction of evidence.” Richards v. Wisconsin, 520 U.S. 385, 394 (2007). The requirements

of reasonable suspicion are “not high” and are less demanding than that of probable cause. Id. at

394-95. We conclude that this standard was satisfied in the instant case, because the “no knock”

warrant was justified based on the lack of knowledge concerning the residence’s occupants, the

potential for destruction of evidence, and the general tendency for firearms to be present where drugs

are sold.

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No. 07-3816
Kelley, et al. v. McCafferty, et al.

                                                   V.

        Finally, plaintiffs argue that the City of Steubenville violated their rights by failing to train

their police force adequately and by maintaining a policy or practice that condoned and/or authorized

false arrests and falsification of documents. A city may be held liable when it fails to train its

employees and a constitutional violation results from this failure to train. City of Canton v. Harris,

489 U.S. 378, 387 (1989). We conclude that the district court correctly ruled that plaintiffs’ failure

to train claim failed because there was no constitutional violation by the individuals supervised. See

City of Los Angeles v. Heller, 475 U.S. 796, 799 (1986). Likewise, in order for plaintiffs’ injurious

practice or policy claim to succeed, they must establish a causal link between their constitutional

injury and the alleged wrongful policy. Again, as there is no constitutional deprivation, this claim

too must fail.

                                                  VI.

        For the reasons stated above, we affirm the judgment of the district court.

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