Court Opinion

ID: 3186535
Source: CourtListenerOpinion
Date Created: 2016-03-17 17:05:44.376286+00
Date Added: 2024-06-11T09:36:33.665992
License: Public Domain

Filed 3/17/16

      IN THE SUPREME COURT OF CALIFORNIA

ESTUARDO ARDON,                      )
                                     )
           Plaintiff and Respondent, )
                                     )                             S223876
           v.                        )
                                     )                      Ct.App. 2/6 B252476
CITY OF LOS ANGELES,                 )
                                     )                      Los Angeles County
           Defendant and Appellant.  )                    Super. Ct. No. BC363959
____________________________________)

        In civil discovery proceedings during the course of litigation between
plaintiff Estuardo Ardon and defendant City of Los Angeles (City), the trial court
determined that certain documents City possessed were privileged under the
attorney-client privilege or the privilege for attorney work product, and City
withheld them from plaintiff. Years later, plaintiff filed a request under the
California Public Records Act (Gov. Code, § 6250 et seq.; Public Records Act)
seeking to obtain documents relating to the subject matter of the litigation. In
response, City‟s administrative office inadvertently provided plaintiff with some
of the privileged documents. We granted review to decide whether the release of
privileged documents under these circumstances waives the privilege, thus
allowing plaintiff to retain and use the documents and to disseminate them to
others. The question requires us to interpret Government Code section 6254.5
(section 6254.5), part of the Public Records Act, which generally provides that
“disclosure” of a public record waives any privilege.

                                          1
       Interpreting section 6254.5 in light of the Public Records Act as a whole,
we conclude that its waiver provision applies to an intentional, not an inadvertent,
disclosure. A governmental entity‟s inadvertent release of privileged documents
under the Public Records Act does not waive the privilege. Accordingly, we
reverse the judgment of the Court of Appeal, which reached a contrary conclusion.
                  I. FACTUAL AND PROCEDURAL BACKGROUND
       This is the second time this case has come before this court. (See Ardon v.
City of Los Angeles (2011) 52 Cal. 4th 241.) As we explained in our earlier
opinion, plaintiff filed a class action lawsuit against defendant City challenging the
validity of a certain tax and seeking a refund of taxes already collected.
       In March and September 2007, as part of the underlying litigation, plaintiff
served City with two requests for production of documents relating to the tax in
dispute. It also served a subpoena for production of business records on the
League of California Cities, of which City is a member. City produced some of
the requested documents but, in February 2008, it also provided plaintiff with
“Defendant City of Los Angeles‟ Privilege Log” (privilege log), listing 27
documents it was withholding on the basis that they were privileged. In March
2008, the superior court granted motions to quash filed by City and the League of
California Cities, finding certain documents to be privileged under either the
attorney-client privilege or the privilege for attorney work product.
       On January 14, 2013, Rachele R. Rickert, one of plaintiff‟s attorneys,
acting pursuant to the Public Records Act, requested the “City Administrative
Officer” to provide copies of documents relating to the tax at issue. On January
25, 2013, an assistant city administrative officer responded that “[w]e have
approximately 53 documents that pertain to your request,” which they would
provide at a cost of $6.95. Plaintiff paid the fee, and the city administrative office
provided the documents.

                                          2
       In April 2013, Attorney Rickert informed opposing counsel in this case by
letter that, pursuant to the Public Records Act request, she had received two
documents that appeared to match the description of two of the documents listed
in the privilege log, specifically: (1) a memorandum dated June 1, 2006, from
City‟s administrative officer to the city attorney (it appears plaintiff received an
undated version of the document); and (2) a memorandum dated June 27, 2006,
from the legal department of the League of California Cities. The letter also stated
that Rickert had “obtained a copy of a document responsive to what appears to be
documents 3 and 21 [as listed in the privilege log], and which discloses their
contents.” In fact, this third item appears related to a single document listed twice
in the privilege log. Items 3 and 21 in the privilege log describe a letter “prepared
by legal counsel” dated September 18, 2006, from David Michaelson, the chief
assistant of the city attorney, to William Fujioka, city administrative officer.
Attorney Rickert states that she did not receive the actual letter from Michaelson
to Fujioka, but only a document that discloses its contents.
       In a letter responding to Rickert‟s letter, City stated that the three
documents she specified were privileged and had been produced inadvertently. It
requested that Rickert return them and agree not to rely on them. Rickert refused
to return the documents, contending that their production had waived any claim of
privilege.
       City then filed a motion in the superior court for an “order compelling the
return of privileged material and to disqualify plaintiff‟s counsel of record.” The
trial court denied the motion, concluding that the production of the documents
under the Public Records Act had waived any privilege. City appealed. (Code
Civ. Proc., § 904.1, subd. (a)(6); see Meehan v. Hopps (1955) 45 Cal. 2d 213.) The
Court of Appeal affirmed. It agreed with the trial court that the production of the
documents waived any privilege. It held that “because the documents were

                                           3
disclosed to Ms. Rickert, City is precluded from denying disclosure to anyone who
asks.”
         We granted City‟s petition for review.
         After City filed its opening brief on the merits, plaintiff informed us, for the
first time, that the underlying lawsuit was, and long had been, in the process of
settlement. He moved to stay this appeal pending finalization of the settlement.
We denied the motion. Settling the underlying lawsuit would not make this
separate dispute moot. Plaintiff would still possess the privileged documents and
could use them for any purpose. City would still be precluded from denying
disclosure of them to anyone who asks. Moreover, the legal issue remains one of
statewide importance. Accordingly, we will decide this dispute on the merits.
                                    II. DISCUSSION
         “The California Legislature in 1968, recognizing that „access to information
concerning the conduct of the people‟s business is a fundamental and necessary
right of every person in this state‟ (Gov. Code, § 6250), enacted the California
Public Records Act, which grants access to public records held by state and local
agencies (Gov. Code, § 6253, subd. (a)). The act broadly defines „ “[p]ublic
records” ‟ as including „any writing containing information relating to the conduct
of the public‟s business prepared, owned, used, or retained by any state or local
agency . . . .‟ (Gov. Code, § 6252, subd. (e).) The act has certain exemptions
(Gov. Code, §§ 6254-6254.30), but a public entity claiming an exemption must
show that the requested information falls within the exemption (id., § 6255, subd.
(a)).” (Long Beach Police Officers Assn. v. City of Long Beach (2014) 59 Cal. 4th
59, 66-67.)
         The exemptions are numerous and generally involve documents that for one
reason or another should remain confidential. Relevant here is Government Code
section 6254, subdivision (k), which exempts from disclosure “[r]ecords, the

                                            4
disclosure of which is exempted or prohibited pursuant to federal or state law,
including, but not limited to, provisions of the Evidence Code related to
privilege.” City contends the documents at issue here come within either of two
statutory privileges: (1) the attorney-client privilege (Evid. Code, § 954) and (2)
the attorney work product privilege (Code Civ. Proc., § 2018.030).
       Plaintiff counters that City has waived the privileges by disclosing the
documents in response to the Public Records Act request. He relies on section
6254.5, which provides that “[n]otwithstanding any other provisions of law,
whenever a state or local agency discloses a public record which is otherwise
exempt from this chapter [the Public Records Act], to any member of the public,
this disclosure shall constitute a waiver of the exemptions specified in Sections
6254, 6254.7, or other similar provisions of law.” This section provides a number
of exceptions to this waiver rule, none of which apply here and none of which
refer to an inadvertent disclosure. Plaintiff argues that any disclosure, including
an inadvertent one, waives the privilege. As we explain, we find the statutory
language as a whole ambiguous in this regard, and we resolve the ambiguity by
concluding that inadvertent disclosure does not waive the exemptions.
       We construe statutory language in the context of the statutory framework,
seeking to discern the statute‟s underlying purpose and to harmonize its different
components. (Sierra Club v. Superior Court (2013) 57 Cal. 4th 157, 165.)
Government Code section 6254 exempts a long list of documents from its
disclosure requirements. Many of these exemptions concern information provided
to the government by third parties and reflect the reality that, in order to perform
their many functions, governmental agencies must gather much information, some
of which the parties providing the information wish to be kept confidential. This
is true, for example, of “[g]eological and geophysical data . . . or market or crop
reports, that are obtained in confidence from any person” (§ 6254, subd. (e));

                                          5
“[l]ibrary circulation records” (id., subd. (j)); “[s]tatements of personal worth or
personal financial data required by a licensing agency and filed by an applicant
with the licensing agency to establish his or her personal qualification for the
license, certificate, or permit applied for” (id., subd. (n)); and “[r]ecords of Native
American graves, cemeteries, and sacred places” (id., subd. (r)). Other
exemptions are designed to safeguard governmental interests concerning national
security. (See, e.g., Gov. Code, § 6254, subd. (aa) [documents assessing
vulnerability of agency to terrorist attack]; id., subd. (u)(1) [information indicating
when or where a concealed-firearm licensee is vulnerable to attack].)
       Thus, considering as a whole the many exemptions for confidential
information specified in Government Code section 6254, it is doubtful the
Legislature intended to enact a statutory scheme that would prevent government
agencies from minimizing the damage caused by the inadvertent disclosure of
private and confidential information. Nor is it likely the Legislature intended to
adopt a rule that inadvertent disclosure requires confidential information to be
made generally available to the public. Much more plausible is that the
Legislature intended to permit state agencies to waive the exemptions by making a
voluntary and knowing disclosure, while prohibiting them from selectively
disclosing the records to one member of the public but not others.
       Consideration of section 6254.5 itself as a whole confirms this
interpretation. Section 6254.5 refers to the effect of a disclosure “to any member
of the public,” and its subdivisions identify various circumstances in which a
public agency may choose to disclose documents to some smaller audience than
the public as a whole. For example, a public agency is permitted to selectively
disclose information without waiving an exemption if the disclosure is “[m]ade
through other legal proceedings” (§ 6254.5, subd. (b)), or “[m]ade to any
governmental agency which agrees to treat the disclosed material as confidential”

                                           6
(id., subd. (e)), or if the disclosure is of “records relating to a financial institution
or an affiliate thereof” and “made to the financial institution or affiliate by a state
agency responsible for the regulation or supervision of the financial institution or
affiliate” (id., subd. (f)). Several of section 6254.5‟s exceptions evince a particular
concern with the third-party confidentiality interests at stake. Subdivision (a), for
example, exempts disclosures “[m]ade pursuant to the Information Practices Act,”
which sets out fairly strict requirements for disclosure of personal information
maintained by public agencies. (See Civ. Code, § 1798.24 [“An agency shall not
disclose any personal information in a manner that would link the information
disclosed to the individual to whom it pertains unless the information is disclosed,
as follows: . . . .”].) And subdivisions (g) and (i) refer to disclosures of certain
records to the person “that is the subject of the records for the purpose of
corrective action by that person.” Nothing in these provisions suggests that the
Legislature contemplated the effect of an inadvertent disclosure. Rather, read
together, the provisions appear to address the authority of public agencies with
respect to releasing exempt documents. Given the Legislature‟s apparent concern
with protecting confidentiality interests, it would be at least somewhat surprising
to discover that the Legislature fashioned these provisions as exceptions from a
general background rule that mandates the forfeiture of such confidentiality based
on nothing more than an agency‟s mistaken disclosure of information to a member
of the public — particularly to a person who has made no “agree[ment] to treat the
disclosed material as confidential.” (Gov. Code, § 6254.5, subd. (e).)
       Plaintiff argues that none of the exceptions to the waiver rule in section
6254.5 govern inadvertent disclosure and that, because the Legislature provided
several express exceptions, we should not find an implied exception for
inadvertent disclosure. But this begs the question of how the statutory language
should be interpreted in the first place. The exceptions in section 6254.5, read as a

                                            7
whole, appear to contemplate intentional disclosure. The fact the Legislature
provided exceptions to the waiver rule for certain intentional disclosures does not
mean that disclosure under section 6254.5 includes the inadvertent release of
privileged documents.
       Thus, even if the word “disclosure” by itself is unambiguous, considering
section 6254.5 in its larger context, we conclude that its language permits more
than one interpretation with respect to inadvertent disclosure. In that event, we
“may consider other aids, such as the statute‟s purpose, legislative history, and
public policy.” (Coalition of Concerned Communities, Inc. v. City of Los Angeles
(2004) 34 Cal. 4th 733, 737.)
       The legislative history confirms that section 6254.5 does not contemplate
inadvertent disclosures. As one Court of Appeal recently summarized: “The bill
creating section 6254.5, Senate Bill No. 879 (1981-1982 Reg. Sess.), was enacted
in 1981. (Stats. 1981, ch. 968, § 3, p. 3682.) Although section 6254.5 has been
amended several times since, the language critical here was present in the statute
from the first. Repeatedly in contempora[neous] legislative documents concerning
Senate Bill No. 879, it was stated that the portion of the bill containing section
6254.5 was intended to codify existing case law. An enrolled bill report prepared
by the California‟s former Department of Corporations explains: „Proponents of
this bill indicate that [proposed section 6254.5] is merely a codification of the
views of the Court of Appeal in Black Panther Party v. Kehoe (1974) 42
Cal. App. 3d 645 regarding “selective disclosures” by state agencies of
“confidential information.” ‟ (Dept. of Corporations, Enrolled Bill Rep. on Sen.
Bill No. 879 (1981-1982 Reg. Sess.) Sept. 28, 1981, p. 1.)” (Newark Unified
School Dist. v. Superior Court (July 31, 2015, A142963) __ Cal.App.4th __, __,
[pp. 11-12]), review granted Oct. 14, 2015, S229112, ordered pub. Mar. 17, 2016

                                          8
(Newark).) The Newark court cited other legislative history materials to similar
effect. (Id. at p. __ [pp. 12-13].)
       In Black Panther Party v. Kehoe, supra, 42 Cal. App. 3d 645 (Kehoe), the
plaintiffs filed Public Records Act requests with the state agency in charge of
licensing debt collection businesses, seeking copies of citizen complaints
regarding those businesses. The agency contended the complaints came within an
exemption for records of complaints and investigations under Government Code
section 6254, subdivision (f). The Court of Appeal agreed. But the court
nonetheless ordered the documents disclosed because the agency routinely
disclosed the complaints to the businesses themselves. It explained that the
exemption provisions make the records either “completely public or completely
confidential. The Public Records Act denies public officials any power to pick
and choose the recipients of disclosure. When defendants elect to supply copies of
complaints to collection agencies, the complaints become public records available
for public inspection.” (Kehoe, supra, at pp. 656-657, fn. omitted.)
       Plaintiff agrees the legislative purpose behind section 6254.5 was to codify
the holding of Kehoe, supra, 42 Cal. App. 3d 645. But he argues, and the Court of
Appeal in this case agreed, that this purpose supports the conclusion that the
disclosure here did constitute a waiver. The Court of Appeal believed that finding
no waiver would be “inconsistent with the legislative history of section 6254.5.
City pointed out that statements by legislators and in a legislative staff report
declare the purpose of the waiver was to avoid „selective disclosure.‟ The
exception sought by City would accomplish exactly that; viz., selective disclosure
of the allegedly privileged documents to Ms. Rickert but not to others.” However,
City does not seek selective disclosure. Rather, it seeks no disclosure; it is trying
to force plaintiff‟s attorney to return the privileged documents unread. As the
Newark court explained in rejecting a similar argument, characterizing the

                                           9
“inadvertent disclosure as „selective‟ merely because it is made to a particular
group of recipients, rather than to the public as a whole . . . misunderstands the
meaning of „selective‟ as used in Kehoe. When a release is inadvertent, no
„selection‟ occurs because the agency has not exercised choice in making the
release. It was an accident. Accordingly, an inadvertent release does not involve
an attempt to assert the exemption as to some, but not all, members of the public,
the problem section 6254.5 was intended to address.” (Newark, supra, __
Cal.App.4th at p. __ [pp. 13-14].)
       We further note that construing section 6254.5 so as not to include
inadvertent disclosures of attorney-client or work product material is consistent
with the way in which the attorney-client and work product privileges have been
construed. Both privileges serve important purposes. The former safeguards “the
confidential relationship between clients and their attorneys so as to promote full
and open discussion of the facts and tactics surrounding individual legal matters.”
(Mitchell v. Superior Court (1984) 37 Cal. 3d 591, 599.) The latter enables “a
lawyer [to] work with a certain degree of privacy, free from unnecessary intrusion
by opposing parties and their counsel.” (Hickman v. Taylor (1947) 329 U.S. 495,
510-511.) These privileges apply to governmental entities as well as to private
parties. “A city council needs freedom to confer with its lawyers confidentially in
order to obtain adequate advice, just as does a private citizen who seeks legal
counsel, even though the scope of confidential meetings is limited by this state‟s
public meeting requirements. [Citations.] The public interest is served by the
privilege because it permits local government agencies to seek advice that may
prevent the agency from becoming embroiled in litigation, and it may permit the
agency to avoid unnecessary controversy with various members of the public.”
(Roberts v. City of Palmdale (1993) 5 Cal. 4th 363, 380-381.)

                                         10
       Important as these privileges are, however, they can be waived. Evidence
Code section 912, subdivision (a), generally provides that the attorney-client
privilege “is waived with respect to a communication protected by the privilege if
any holder of the privilege, without coercion, has disclosed a significant part of the
communication or has consented to disclosure made by anyone.”
       Case law has construed Evidence Code section 912 restrictively. In State
Comp. Ins. Fund v. WPS, Inc. (1999) 70 Cal. App. 4th 644 (State Fund), the
plaintiff‟s attorney provided the defendant‟s attorney with three boxes of
documents during discovery. Inadvertently, however, the plaintiff‟s attorney also
provided numerous documents that were privileged under the attorney-client
privilege. When the mistake was discovered, the defense attorney refused to
return the documents, contending that their production had waived the privilege.
“Based on the language of Evidence Code section 912,” the appellate court held
“that „waiver‟ does not include accidental, inadvertent disclosure of privileged
information by the attorney.” (State Fund, at p. 654.) It quoted with approval
from another case that had found no waiver of the attorney-client privilege in
similar circumstances. “ „[Plaintiff] invites us to adopt a “gotcha” theory of
waiver, in which an underling‟s slip-up in a document production becomes the
equivalent of actual consent. We decline. The substance of an inadvertent
disclosure under such circumstances demonstrates that there was no voluntary
release.‟ ” (Ibid., quoting O’Mary v. Mitsubishi Electronics America, Inc. (1997)
59 Cal. App. 4th 563, 577.)
       The court summarized the ethical obligations of an attorney who receives
privileged documents due to inadvertence. “When a lawyer who receives
materials that obviously appear to be subject to an attorney-client privilege or
otherwise clearly appear to be confidential and privileged and where it is
reasonably apparent that the materials were provided or made available through

                                         11
inadvertence, the lawyer receiving such materials should refrain from examining
the materials any more than is essential to ascertain if the materials are privileged,
and shall immediately notify the sender that he or she possesses material that
appears to be privileged. The parties may then proceed to resolve the situation by
agreement or may resort to the court for guidance with the benefit of protective
orders and other judicial intervention as may be justified.” (State Fund, supra, 70
Cal.App.4th at pp. 656-657.)
       State Fund explained that its conclusion “is fundamentally based on the
importance which the attorney-client privilege holds in the jurisprudence of this
state. Without it, full disclosure by clients to their counsel would not occur, with
the result that the ends of justice would not be properly served. We believe a
client should not enter the attorney-client relationship fearful that an inadvertent
error by its counsel could result in the waiver of privileged information or the
retention of the privileged information by an adversary who might abuse and
disseminate the information with impunity.” (State Fund, supra, 70 Cal.App.4th
at p. 657.)
       Although not citing Evidence Code section 912, this court embraced the
State Fund holding in Rico v. Mitsubishi Motors Corp. (2007) 42 Cal. 4th 807
(Rico). In Rico, an attorney received through inadvertence documents subject to
the attorney work product privilege. We held that the “State Fund rule is a fair
and reasonable approach.” (Id. at p. 817.) We rejected the argument that the State
Fund rule applies only to documents protected by the attorney-client privilege and
does not extend to documents protected by the attorney work product privilege.
We agreed with the Court of Appeal in the case that the “ „State Fund standard
applies to documents that are plainly privileged and confidential, regardless of
whether they are privileged under the attorney-client privilege, the work product

                                          12
privilege, or any other similar doctrine that would preclude discovery based on the
confidential nature of the document.‟ ” (Rico, at pp. 817-818, fn. 9.)
       One reason we embraced the State Fund rule was the practical
consequences of adopting a contrary position. “The State Fund rule also addresses
the practical problem of inadvertent disclosure in the context of today‟s reality that
document production may involve massive numbers of documents. A contrary
holding could severely disrupt the discovery process. As amicus curiae the
Product Liability Advisory Council, Inc., argues, „Even apart from the inadvertent
disclosure problem, the party responding to a request for mass production must
engage in a laborious, time consuming process. If the document producer is
confronted with the additional prospect that any privileged documents
inadvertently produced will become fair game for the opposition, the minute
screening and re-screening that inevitably would follow not only would add
enormously to that burden but would slow the pace of discovery to a degree
sharply at odds with the general goal of expediting litigation.‟ ” (Rico, supra, 42
Cal.4th at p. 818.)
       To be sure, the holding in State Fund was limited to the situation in which
the attorney, rather than the client as the holder of the privilege, inadvertently
discloses privileged material. But in repudiating the “ „ “gotcha” theory of waiver,
in which an underling‟s slip-up in a document production becomes the equivalent
of actual consent‟ ” (State Fund, supra, 70 Cal.App.4th at p. 654), the court
recognized that the disclosure contemplated in Evidence Code section 912
involves some measure of choice and deliberation on the part of the privilege
holder. A construction of Government Code section 6254.5 that does not require
waiver of an exemption due to inadvertent disclosure would place that statute in
alignment with the law governing the waiver of evidentiary privileges.

                                          13
       Indeed, in light of the fact that human error is as likely to occur in the
process of responding to a Public Records Act request as to a discovery request,
there appears to be no reason why inadvertent disclosures should be treated
differently in the former situation than in the latter. As part of our discussion in
Rico concerning the practical consequences of a holding that inadvertent release of
documents would waive any privilege, we quoted an amicus curiae brief regarding
the practicalities of responding to Public Records Act requests. (Rico, supra, 42
Cal.4th at p. 818.) In urging review here, the San Francisco city attorney‟s office,
representing amici curiae the League of California Cities and the California State
Association of Counties, made a similar argument: “With nearly 500 cities and 58
counties in California — not to mention other types of public entities — the
impact of the Court of Appeal‟s decision, if allowed to stand, will be great.
Though precise quantitative figures are unavailable, [amici curiae] can in good
faith represent that each year public entities in this state collectively receive
thousands upon thousands of public records requests. And the number of requests
seems to be increasing each year . . . . Further, the volume of records covered by
even one public records request can be staggering [citing one request involving
65,000 pages of documents]. . . . [¶] Public entities recognize that they must
function under these pressures, and they can always strive to do better — albeit
with finite resources — in avoiding erroneous disclosures of privileged records.
But the logistical problems public entities can face in reviewing, in some cases,
even thousands of pages of records responsive to a public records request . . . is
daunting. It would be foolish to believe that human errors in the processing of
public records requests will cease . . . .”
       We thus see no reason to construe Government Code section 6254.5
differently than Evidence Code section 912 in this regard, and good reason not to
do so. We conclude that, in enacting section 6254.5, the Legislature intended to

                                              14
permit state and local agencies to waive an exemption by making a voluntary and
knowing disclosure, while prohibiting them from selectively disclosing the records
to one member of the public but not others. But, considering the language of
section 6254.5 in its proper context, we conclude that it does not apply to
inadvertent disclosures.
       Plaintiff argues, and the Court of Appeal stressed, that his attorney acted
properly in requesting documents under the Public Records Act. This may be so,
but it is irrelevant. The question is not whether counsel should have used the
Public Records Act in this way; the question is what she should have done after
receiving what appeared to be privileged documents.
       The Court of Appeal also noted that when privileged documents are
inadvertently released as part of discovery during litigation, the court assigned the
case is available to supervise any dispute; but, under the Public Records Act, a
judicial forum might not be as readily available. This is correct. Indeed, if the
inadvertent disclosure under the Public Records Act is made to a nonlawyer, the
public agency might never become aware of the mistake. But the fact that a
proper remedy might be difficult to obtain for an inadvertent disclosure under the
Public Records Act provides no reason to deny a remedy when a judicial forum
does exist. Here, City moved in the trial court assigned the underlying case for
relief. Doing so was proper.
       Both plaintiff and the Court of Appeal cite Masonite Corp. v. County of
Mendocino Air Quality Management Dist. (1996) 42 Cal. App. 4th 436, a case
involving trade secrets. But Masonite is irrelevant here. In that case, a
corporation filed with a public agency documents that disclosed trade secrets. It
later tried to prevent disclosure of the documents under the Public Records Act.
As the Newark court explained, “Interpreting provisions of the Health and Safety
Code applicable to the specific documents at issue, the [Masonite] court held that

                                         15
they became public records when filed, thereby waiving any trade secret claim.
(Masonite, at pp. 453-454.) In addition, the Masonite court noted, its decision was
„reinforced‟ by the provisions of section 6254.5, which hold that a disclosure of
otherwise protected documents by a public employee acting within the proper
scope of his or her duties creates a waiver. (Masonite, at pp. 454-455.) Because
this comment assumed an intentional rather than inadvertent release of documents
by the public agency, its ruling has no bearing on, and plainly did not purport to
address, the consequences of an inadvertent release.” (Newark, supra, __
Cal.App.4th at p. __ [p. 22]; see Wallis v. PHL Associates, Inc. (2008) 168
Cal. App. 4th 882, 889 [“Inadvertent disclosure of a trade secret is unlike
inadvertent disclosure of information subject to the attorney-client privilege,
which requires counsel who receives the inadvertent disclosure to protect the
privileged information.”].)
       Plaintiff argues that section 6254.5 must be broadly construed to protect the
people‟s right of access to information. He cites the California Constitution,
article I, section 3, subdivision (b)(2), which provides that a statute “shall be
broadly construed if it furthers the people‟s right of access, and narrowly
construed if it limits the right of access.” To the extent legislative intent is
ambiguous, this provision requires us either to broadly or to narrowly construe the
Public Records Act, whichever way will further the people‟s right of access.
(Sierra Club v. Superior Court, supra, 57 Cal.4th at p. 166.) But this rule of
construction does not require the courts to resolve every conceivable textual
ambiguity in favor of greater access, no matter how implausible that result in light
of all the relevant indicia of statutory meaning. In this case, consideration of the
statutory text, context, purpose, and history leave us with no genuine doubt but
that the Legislature did not intend for the Public Records Act‟s protections to be
forfeited through simple inadvertence. Consideration of article I, section 3‟s rule

                                           16
of narrow construction does not alter our conclusion about the meaning of section
6254.5.
       Our holding that the inadvertent release of exempt documents does not
waive the exemption under the Public Records Act must not be construed as an
invitation for agencies to recast, at their option, any past disclosures as inadvertent
so that a privilege can be reasserted subsequently. This holding applies to truly
inadvertent disclosures and must not be abused to permit the type of selective
disclosure section 6254.5 prohibits. The agency‟s own characterization of its
intent is not dispositive, just as it is not dispositive under the law of privilege.
(See State Fund, supra, 70 Cal.App.4th at pp. 652-653 [“A trial court called upon
to determine whether inadvertent disclosure of privileged information constitutes
waiver of the privilege must examine both the subjective intent of the holder of the
privilege and the relevant surrounding circumstances for any manifestation of the
holder‟s consent to disclose the information.”])
       Along these lines, plaintiff argues that, even if inadvertent disclosure does
not waive the privileges, the disclosure here was not inadvertent. He also argues
that one of the documents in question either is not privileged or the privilege has
been waived for different reasons. On this record — given that City successfully
fought to withhold the documents during discovery and promptly moved for their
return after learning of their release — it is hard to imagine that City would not be
able to demonstrate that the disclosure was inadvertent. (Cf. State Fund, supra, 70
Cal.App.4th at p. 653 [considering evidence of the subjective intent of the holder
of the privilege, precautions taken to ensure that the privilege was maintained, and
the promptness with which the privilege holder sought return of the documents].)
But the superior court made no findings beyond holding that inadvertent
disclosure waives the privileges. If plaintiff wishes to pursue these points on
remand, he may do so.

                                           17
       In addition to seeking the return of the privileged documents, City moved
in the superior court to disqualify plaintiff‟s attorney. (See generally Rico, supra,
42 Cal.4th at pp. 819-820.) It is not clear whether City still seeks that remedy. In
any event, given the absence of any relevant trial court findings, we have no basis
on this record to decide the question. If City wishes to pursue the point on
remand, it may do so.
                                 III. CONCLUSION
       We reverse the judgment of the Court of Appeal and remand the matter to
that court for further proceedings consistent with this opinion.

                                                         CHIN, J.
WE CONCUR:

CANTIL-SAKAUYE, C. J.
WERDEGAR, J.
CORRIGAN, J.
LIU, J.
CUÉLLAR, J.
KRUGER, J.

                                         18
See next page for addresses and telephone numbers for counsel who argued in Supreme Court.

Name of Opinion Ardon v. City of Los Angeles
__________________________________________________________________________________

Unpublished Opinion
Original Appeal
Original Proceeding
Review Granted XXX 232 Cal. App. 4th 175
Rehearing Granted

__________________________________________________________________________________

Opinion No. S223876
Date Filed: March 17, 2016
__________________________________________________________________________________

Court: Superior
County: Los Angeles
Judge: Lee Smalley Edmon

__________________________________________________________________________________

Counsel:

Noreen S. Vincent and Beverly A. Cook, Assistant City Attorneys; Colantuono, Highsmith & Whatley,
Michael G. Colantuono, Holly O. Whatley, Amy C. Sparrow and Tiana J. Murillo for Defendant and
Appellant.

Edward J. McIntyre and Leah S. Strickland for San Diego County Bar Association as Amici Curiae on
behalf of Defendant and Appellant.

Dennis J. Herrera, City Attorney (San Francisco), Christine Van Aken, Chief of Appellate Litigation, Paul
Zarefsky and Warren Metlitzky, Deputy City Attorneys, for League of California Cities and California
State Association of Counties as Amici Curiae on behalf of Defendant and Appellant.

Lewis Brisbois Bisgaard & Smith, Kira L. Klatchko; Best Best & Krieger and Irene S. Zurko for
International Municipal Lawyers Association as Amici Curiae on behalf of Defendant and Appellant.

Wolf Haldenstein Adler Freeman & Herz, Francis M. Gregorek, Rachele R. Rickert, Marisa C. Livesay;
Chimicles & Tikellis, Timothy N. Mathews; Cuneo Gilbert & Laduca, Sandra W. Cuneo; Tostrud Law
Group and Jon A. Tostrud for Plaintiff and Respondent.
Counsel who argued in Supreme Court (not intended for publication with opinion):

Holly O. Whatley
Colantuono, Highsmith & Whatley
300 S. Grand Avenue, Suite 2700
Los Angeles, CA 90071-3137
(213) 542-5700

Francis M. Gregorek
Wolf Haldenstein Adler Freeman & Herz
Symphony Towers
750 B Street, Suite 2770
San Diego, CA 92101
(619) 239-4599