Court Opinion

ID: 3033424
Source: CourtListenerOpinion
Date Created: 2015-10-13 22:49:29.382171+00
Date Added: 2024-06-11T11:48:23.714593
License: Public Domain

United States Court of Appeals
                            FOR THE EIGHTH CIRCUIT
                                     ___________

                                     No. 03-3103
                                     ___________

United States of America,                 *
                                          *
                    Appellee,             * Appeal from the United States
                                          * District Court for the Western
      v.                                  * District of Missouri.
                                          *
Horacio Flores-Flores,                    *
                                          *
                    Appellant.            *
                                     ___________

                               Submitted: January 13, 2004

                                    Filed: January 23, 2004
                                     ___________

Before LOKEN, Chief Judge, FAGG and BOWMAN, Circuit Judges.
                              ___________

FAGG, Circuit Judge.

       Horacio Flores-Flores was hired to transport eleven illegal aliens from Arizona
to Michigan in a Chevrolet Astro cargo van. Because there were only four seats in
the van, eight of the aliens sat on the floor in an open area in the rear. During the trip,
Flores asked one of the passengers, Anasticio Ramirez-Ortiz, to drive for him.
Ramirez-Ortiz fell asleep at the wheel. The van went over an enbankment and rolled
onto its side in a creek. Two of the aliens seated on the floor in the van’s open area
died at the scene of the accident. At the hospital, the surviving aliens identified
Flores as the original driver of the van and as the individual who was being paid to
transport them. Flores admitted he had been hired to transport the aliens and had
asked Ramirez-Ortiz to drive.

       Flores was later convicted on four counts of transporting illegal aliens in
violation of 8 U.S.C. § 1324(a)(1)(A)(ii) and 18 U.S.C. § 2. At sentencing, the
district court* increased Flores’s offense level by two under U.S.S.G. § 2L1.1(b)(5)
(providing for two-level increase if the offense involved recklessly creating a
substantial risk of serious bodily injury to another) and by eight under U.S.S.G. §
2L1.1(b)(6) (providing for eight-level increase if any person dies). Flores appeals
arguing only that the § 2L1.1(b)(6) increase should not apply to him because the
driver’s negligent operation of the vehicle, rather than his conduct, proximately
caused the deaths.

       Section 2L1.1 of the sentencing guidelines covers computation of the offense
level for defendants who smuggle, transport, or harbor an unlawful alien. The
guideline provides a base offense level, id. § 2L1.1(a), and increases or decreases to
the base offense level for specific offense characteristics, id. § 2L1.1(b). Subsection
2L1.1(b)(5) provides for a two-level increase “[i]f the offense involved intentionally
or recklessly creating a substantial risk of death or serious bodily injury to another
person.” Subsection 2L1.1(b)(6)(4) provides, “If any person died . . . increase the
offense level [by eight].” No additional intent beyond that found in § 2L1.1(b)(5) is
required to apply § 2L1.1(b)(6). United States v. Mares-Martinez, 329 F.3d 1204,
1207 (10th Cir. 2003); United States v. Rodriguez-Cruz, 255F.3d 1054, 1059 (9th Cir.
2001); United States v. Herrera-Rojas, 243 F.3d 1139, 1144 (9th Cir. 2001).
Nevertheless, the death or injury specified in § 2L1.1(b)(6) must be causally
connected to dangerous conditions created by the unlawful conduct. Mares-Martinez,
329 F.3d at 1207; Herrera-Rojas, 243 F.3d at 1144 n.1; see also Rodriguez-Cruz, 255

      *
      The Honorable Fernando J. Gaitan, Jr., United States District Judge for the
Western District of Missouri.

                                         -2-
F.3d at 1059; United States v. Garcia-Guerrero, 313 F.3d 892, 898-99 (5th Cir. 2002)
(declining to decide whether causal link between risky conduct and death must exist
because link satisfied in this case). The Tenth Circuit held the causation requirement
of § 2L1.1(b)(6) is satisfied when a smuggler of aliens arranges for their transport in
a substantially overloaded van and the aliens are injured or killed in a van accident
resulting from a tire blow-out, even though the smuggler was not driving. Mares-
Martinez, 329 F.3d at 1207.

       Here, Flores voluntarily elected to smuggle eleven individuals for money in an
overloaded van on a nonstop two thousand mile trip over interstate highways without
the benefit of seats or seatbelts for eight of the passengers. Flores also selected one
of the unlawful aliens to drive during part of the trip and failed to ensure Ramirez-
Ortiz stayed awake while driving the van. The district court found that because
Flores was transporting eight more passengers in the van than its rated capacity,
Flores recklessly created a substantial risk of death or serious bodily injury to another
person within the meaning of § 2L1.1(b)(5). See id. n.6 (reckless conduct to which
§ (b)(5) applies includes carrying substantially more passengers than the rated
capacity of a motor vehicle). The deaths of the two passengers seated in an open area
in the van’s rear were causally connected to the dangerous conditions created by
Flores’s unlawful conduct. Mares-Martinez, 329 F.3d at 1207. The negligence of
Ramirez-Ortiz was not an intervening cause relieving Flores of responsibility for the
aliens’ deaths. Id.; see also United States v. Ortiz, 242 F.3d 1078, 1079 (8th Cir.
2001) (per curiam) (affirming application of § 2L1.1(b)(5) when overloaded van
without enough seatbelts overturned due to tire blow-out). Thus, the district court
properly assessed the § 2L1.1(b)(6) increase.

      Accordingly, we affirm Flores’s sentence.
                     ______________________________

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