Court Opinion

ID: 9893972
Source: CourtListenerOpinion
Date Created: 2023-10-31 14:00:36.906851+00
Date Added: 2024-06-11T09:05:01.021404
License: Public Domain

21-2961-cv
     Jericho Grp. Ltd v. Mid-Town Dev. Ltd. P’ship

                            UNITED STATES COURT OF APPEALS
                                FOR THE SECOND CIRCUIT

                                          SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY
ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF
APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY
ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL
APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY
CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY
COUNSEL.

 1              At a stated term of the United States Court of Appeals for the
 2   Second Circuit, held at the Thurgood Marshall United States Courthouse, 40
 3   Foley Square, in the City of New York, on the 31st day of October, two thousand
 4   twenty-three.
 5
 6   PRESENT:
 7              DENNY CHIN,
 8              MICHAEL H. PARK,
 9                    Circuit Judges,
10              ANNE M. NARDACCI,
11                    District Judge. *
12   _____________________________________
13
14   Jericho Group Ltd,
15
16                               Plaintiff-Appellant,
17

             Judge Anne M. Nardacci, of the United States District Court for the Northern District
              *

     of New York, sitting by designation.
 1   Samuel Pfeiffer,
 2
 3                          Appellant,
 4
 5                  v.                                                          21-2961 (L),
 6                                                                              22-194 (Con)
 7
 8   Mid-Town Development Limited
 9   Partnership, Robert B. Goebel,
10
11                    Defendants-Appellees. †
12   _____________________________________
13
14   FOR PLAINTIFF-APPELLANT:                                           Avinoam Y. Rosenfeld,
15                                                                      The     Rosenfeld Law
16                                                                      Office, P.C.,
17                                                                      Lawrence, NY.
18
19   FOR APPELLANT:                                                     Samuel Pfeiffer, pro se,
20                                                                      Brooklyn, NY.
21
22   FOR DEFENDANT-APPELLEE                                             Lisa M. Solomon,
23   ROBERT B. GOEBEL:                                                  Law Offices of Lisa M.
24                                                                      Solomon, New York, NY.
25

26         Appeal from a judgment of the United States District Court for the Eastern

27   District of New York (Dora L. Irizarry, J.).

28         UPON          DUE     CONSIDERATION,              IT    IS    HEREBY        ORDERED,

           †   The Clerk of Court is respectfully directed to amend the caption accordingly.
                                                     2
 1   ADJUDGED, AND DECREED that the judgment of the district court is

 2   AFFIRMED.

 3         Plaintiff-Appellant Jericho Group Ltd sued Defendant-Appellees Mid-

 4   Town Development LP, its lawyers, and Jericho’s former attorneys (including

 5   Robert Goebel) in district court raising several federal- and state-law claims.

 6   Appellant Samuel Pfeiffer, Jericho’s principal, was an interested party in the

 7   action.   After the case was dismissed, the parties disputed a settlement

 8   concerning attorneys’ fees, which the district court memorialized in an order that

 9   preserved its jurisdiction over any subsequent disputes. We previously affirmed

10   the validity of the so-ordered settlement agreement and warned Pfeiffer against

11   “the continued filing of duplicative, vexatious, or clearly meritless appeals,

12   motions, or other papers,” which could result in a leave-to-file sanction. Jericho

13   Grp. Ltd v. Mid-Town Dev. Ltd. P'ship, 816 F. App’x 559, 563–65 (2d Cir. 2020).

14         Over a year later, Goebel moved the district court for a judgment against

15   Jericho for noncompliance with the settlement agreement and nonpayment of

16   attorney’s fees. The district court granted the request and then denied Jericho’s

17   motion to restore the docket to its circa-2014 procedural posture. These appeals

18   followed. Jericho is represented by counsel, but Pfeiffer proceeds pro se. We

                                              3
 1   assume the parties’ familiarity with the remaining underlying facts, the procedural

 2   history, and the issues on appeal.

 3         As an initial matter, the district court had subject-matter jurisdiction to enter

 4   a judgment for noncompliance with the order enforcing the settlement.

 5   Enforcement of a settlement agreement “is more than just a continuation or

 6   renewal of the dismissed suit”; it requires an independent basis for jurisdiction.

 7   Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 378 (1994). A district court

 8   must “either (1) expressly retain jurisdiction over the settlement agreement, or (2)

 9   incorporate the terms of the settlement agreement in the order” dismissing the

10   case. Hendrickson v. United States, 791 F.3d 354, 358 (2d Cir. 2015). Here, the

11   district court expressly retained jurisdiction over all disputes concerning the

12   settlement.

13         On the merits, we affirm even under the standard of review most favorable

14   to Jericho, de novo. The district court correctly concluded that Jericho had failed

15   to justify its noncompliance with the order of settlement. Jericho argued that its

16   noncompliance was justified because the order of settlement did not clearly and

17   unambiguously require Pfeiffer to execute the settlement.              The order of

18   settlement adopted the magistrate judge’s proposed order, which provided that

                                               4
 1   Pfeiffer and Jericho were jointly and severally liable for the settlement amount of

 2   $200,000, $35,000 of which was payable upon signing of the order, with the balance

 3   due in equal payments on the 15th day of each month. The order also provided

4    that, in case of default, a confession of judgment was to be entered against Pfeiffer

5    and Jericho in the amount of $350,000. The challenged judgment was therefore

6    authorized by the earlier settlement agreement, the validity of which we have

 7   previously affirmed.

 8         Jericho and Pfeiffer also argue that the district court should “restore” its

 9   docket to its 2014 condition because their prior counsel’s incompetence caused

10   them prejudice. This argument is frivolous, lacking any basis in law or fact. The

11   right to competent counsel does not generally apply in civil cases.              See

12   Guggenheim Cap., LLC v. Birnbaum, 722 F.3d 444, 453 (2d Cir. 2013). And any

13   remedy for counsel’s alleged incompetence lies in a malpractice action, not

14   repeated collateral attacks on a valid judgment.

15         Jericho and Pfeiffer have filed numerous frivolous and untimely appeals

16   and motions in this Court, including the ones currently before us. They have

17   been warned numerous times that future frivolous filings may result in sanctions.

18   See Jericho, 816 F. App’x at 564–65.      We thus GRANT Goebel’s motion for

                                              5
 1   sanctions against Appellants.     We ORDER that the Clerk of Court refuse to

 2   accept from Appellants any future appeal or other filing in this Court relating to

 3   this matter unless they first obtain leave of the Court. We DENY the pending

 4   motions filed by Jericho and Pfeiffer as frivolous.

 5         We have considered Appellants’ remaining arguments and find them to be

 6   without merit. Accordingly, we AFFIRM the judgment of the district court.

 7
 8                                          FOR THE COURT:
 9                                          Catherine O’Hagan Wolfe, Clerk of Court
10

                                              6