Court Opinion

ID: 4426901
Source: CourtListenerOpinion
Date Created: 2019-08-20 13:49:32.235108+00
Date Added: 2024-06-11T12:43:49.597680
License: Public Domain

[J-6-2019]
                   IN THE SUPREME COURT OF PENNSYLVANIA
                              EASTERN DISTRICT

   SAYLOR, C.J., BAER, TODD, DONOHUE, DOUGHERTY, WECHT, MUNDY, JJ.

 COMMONWEALTH OF PENNSYLVANIA,                :   No. 21 EAP 2018
                                              :
                     Appellee                 :   Appeal from the Judgment of Superior
                                              :   Court entered on January 3, 2018 at
                                              :   No. 3572 EDA 2016 affirming the
              v.                              :   Judgment of Sentence entered on
                                              :   October 27, 2016 in the Court of
                                              :   Common Pleas, Philadelphia County,
 DARNELL FOSTER,                              :   Criminal Division at No. CP-51-CR-
                                              :   0005272-2015
                     Appellant                :
                                              :   ARGUED: March 5, 2019

                                        OPINION

JUSTICE DONOHUE                                        DECIDED: August 20, 2019

      The issue presented in this case asks for a determination of what constitutes a

permissible basis for a court to find an individual in violation of probation (“VOP”). The

pertinent language of the relevant statutes requires that orders of probation include

“specific conditions” to help the defendant to achieve the general condition of leading a

“law-abiding life,” and a finding that a defendant violated a “specified condition of the

probation” to support its revocation. See 42 Pa.C.S. §§ 9754(b)-(c), 9771(c). Based on

our canons of statutory construction, we conclude that the VOP court must find, based on

the preponderance of the evidence, that the probationer violated a specific condition of

probation or committed a new crime to be found in violation. Absent such evidence, a

violation of probation does not occur solely because a judge believes the probationer’s
conduct indicates that probation has been ineffective to rehabilitate or to deter against

antisocial conduct. We therefore reverse the decision of the Superior Court, vacate the

order of the VOP court and remand the case for proceedings consistent with this Opinion.

        On July 7, 2015, Appellant Darnell Foster entered a negotiated guilty plea to

charges of possession of and possession with intent to deliver a controlled substance.1

The trial court sentenced him to four years of probation. On August 3, 2016, Foster’s

probation officer detained him because of several photographs he posted on his social

media accounts in the preceding three months. The photographs depicted guns, drugs,

large amounts of money and his sentencing sheet from his plea agreement, along with

captions that he posted with some of the pictures.2

        The common pleas court held two hearings on the alleged violation of probation in

August and October.3        It was the Commonwealth’s position that the items in the

photographs were contraband that belonged to Foster and that he took the pictures. The

Commonwealth claimed, without any corroborating evidence, that a black hand in a

photograph that was holding a bag of marijuana necessarily belonged to Foster and that

1   Act of July 9, 2013, P.L. 359, No. 53, § 2, 35 P.S. § 780-113(a)(16), (30).
2 For example, Foster posted “count it up” next to a picture of him fanning large amounts
of money and “15s around” with three pill emojis next to a picture of a pile of white pills.
See Commonwealth’s Exhibit 2. Foster also posted a photograph of himself in an ankle
monitor fanning large amounts of money, but at the VOP hearing, the Commonwealth
conceded that Foster had posted the picture the week before he entered his guilty plea
in 2015, and that this photograph was not taken or posted during his probation. See N.T.,
10/27/2016, at 5.
3 Pursuant to Gagnon v. Scarpelli, 411 U.S. 778 (1973), a probationer is entitled to two
hearings when a violation of probation is alleged: a preliminary hearing at the time of
arrest and detention to discern whether the alleged violation is supported by probable
cause, and a second, more comprehensive hearing prior to the court rendering a final
revocation decision. Id. at 782.

                                        [J-6-2019] - 2
a gun depicted in a different photograph belonged to Foster, constituting the commission

of crimes. N.T., 10/27/2016, at 19, 20; see 18 Pa.C.S. § 6105(a) (defining persons not to

possess firearms). The Commonwealth contended that Foster was using his social media

accounts “as an ad agency … to sell the drugs” and that this evinced that he “continue[d]

to do exactly what he’s been doing.” Id. at 10, 18. According to the Commonwealth, the

photographs reflected “the kind of respect that he has for [the court] and the rules that

[the court has] and the rules that probation has for him.” Id. at 11. It asserted that there

was “absolutely no evidence to show that the photos were taken by anyone other than

[Foster]” and “that there is clearly enough evidence to show that [Foster] is in violation of

his supervision.”4 Id. at 9, 11. The Commonwealth requested that Foster be resentenced

to a period of incarceration and be prohibited from using social media for the duration of

his court supervision.      Id. at 11.     Other than the photographs in question, the

Commonwealth presented no evidence at either VOP hearing in support of its

contentions. At no time did the Commonwealth mention the conditions of Foster’s current

probation, present a document detailing the conditions, or suggest that his conduct

violated a specific condition of his probation.

       Foster, through counsel, admitted that the social media accounts were his and that

he had posted the photographs in question, but asserted that he downloaded all of the

pictures (other than those depicting his sentencing sheet and him with money) from the

internet. Counsel argued that although Foster should not have downloaded and posted

pictures that reflect criminal activity or a criminal lifestyle, it was not a crime or a violation

4 “In a revocation hearing the Commonwealth has the obligation of establishing its case
by a preponderance of the evidence.” Commonwealth v. Brown, 469 A.2d 1371, 1373
n.2 (Pa. 1983).

                                         [J-6-2019] - 3
of his probation to do so. Counsel recounted that Foster had been attending meetings

with his probation officer, tested negative on every drug screen and had not incurred any

new arrests, all of which presumably were conditions of his probation. Counsel argued

that the burden was on the Commonwealth to establish that Foster had violated his

probation and that it failed to carry that burden. When given the opportunity to speak for

himself, Foster explained to the VOP court that he posted the photographs “to show off

to people,” but admitted that “[i]t was stupid.” Id. at 25. He further stated that the

photographed money was his, but that he had earned it through legal employment with a

waste management company.

       At the conclusion of the second proceeding, the VOP court found that Foster had

violated his probation. Notably, the VOP court did not find that Foster had violated a

condition of his probation – in fact, the VOP court never mentioned the conditions of his

probation in reaching its decision, and no order of probation appears in the certified record

on appeal.5 Nor did the VOP court find that the items in the photographs were, in fact,

contraband, that any of the items belonged to Foster, that he took the posted pictures, or

that he committed a crime. Instead, the court found as follows:

              What is crystal clear from these photographs, posted by the
              defendant on his social media accounts, is that he does not

5 There is no court order specifying the conditions of probation in the record and nothing
in the record otherwise suggests that the sentencing court issued an order specifying the
conditions of Foster’s probation. The statute requires that “[t]he court shall attach such
of the reasonable conditions authorized by subsection (c) of this section as it deems
necessary to insure or assist the defendant in leading a law-abiding life.” 42 Pa.C.S. §
9754(b) (emphasis added). The failure to do so is a violation of this statutory mandate.
While this Court has recognized that probation officers may, consistent with their statutory
authority, impose specific conditions of supervision pertaining to the defendant’s
probation, see 61 Pa.C.S. §§ 6131(a)(5)(ii), 6151, any supervision conditions imposed
must be “in furtherance of the trial court’s conditions of probation.” Commonwealth v.
Elliott, 50 A.3d 1284, 1292 (Pa. 2012).

                                       [J-6-2019] - 4
              take probation seriously and clearly is not attempting to
              conform to society’s expectations of its citizenry. Mr. Foster’s
              embracement of all things ‘gangsta’, including illegal drugs,
              guns and violence, is not the reformation this court had in
              mind for the defendant when he was placed on probation.
              This defendant’s conduct clearly indicates that probation was
              an ineffective vehicle to accomplish his rehabilitation and
              deter against Foster’s future antisocial conduct, as he has
              chosen to highlight his defiance or indifference regarding his
              crimes, rather than any display of remorse.

VOP Court Opinion, 3/31/2017, at 5. It thus revoked his probation and resentenced him

to 11½ to 23 months of incarceration, followed by seven years of probation.

       Foster appealed to the Superior Court challenging, in relevant part, the revocation

of his probation without finding him in violation of a specific condition of his probation as

statutorily and constitutionally required. Relying on its prior decision in Commonwealth

v. Ortega, 995 A.2d 879 (Pa. Super. 2010), which, in turn, had relied upon language from

this Court’s decision in Commonwealth v. Infante, 888 A.2d 783 (Pa. 2005), the Superior

Court framed the question before it as “whether the evidence admitted at the VOP hearing

established by a preponderance of the evidence that probation had proven ineffective at

rehabilitating [Foster] and deterring him from antisocial behavior.” Commonwealth v.

Foster, 3572 EDA 2016, 2018 WL 267757, *3 (Pa. Super. Jan 3, 2018) (non-precedential

decision).

       Based on the above-quoted portion of the VOP court’s opinion, the Superior Court

found that the decision to find Foster in violation of his probation was neither an abuse of

discretion nor an error of law. The Superior Court found it irrelevant whether the pictures

were Foster’s or whether he downloaded the images from the internet, as the

photographs “illustrate his association of himself with contraband, a propensity for

violence, and the glorification of drugs as well as show his lack of rehabilitation and his

                                       [J-6-2019] - 5
antisocial conduct.” Id. According to the Superior Court, the photographs “actively

suggest [Foster]’s continued involvement with these items.” Id.

       The Superior Court cited this Court’s decision in Infante for the proposition that “[a]

probation violation is established whenever it is shown that the conduct of the probationer

indicates the probation has proven to have been an ineffective vehicle to accomplish

rehabilitation and not sufficient to deter against future antisocial conduct.” Foster, 2018
WL 267757, at *3 (quoting Infante, 888 A.2d at 791). The Superior Court pointed to the

photograph Foster posted of his negotiated guilty plea, which included the caption,

“Couldn[’]t beat the case 4 years[’] probation,” categorizing this as an “expression of

remorse not for engaging in the sale of illegal drugs which led to that plea but, rather, at

his inability to avoid prosecution.” Id. at *4. It found that this constituted clear evidence

that “being on probation had not sufficiently rehabilitated [Foster] or deterred him from

engaging in antisocial conduct.” Id.6

       Foster filed a petition for allowance of appeal, which this Court granted to address

the following question:

              Did not the Superior Court err by ignoring the governing
              statute and due process protections that permit revocation
              only for a violation of specified conditions of probation, and by
              holding that [Foster’s] inappropriate offensive social media
              posting, that violated no condition of probation, warranted
              revocation?

Commonwealth v. Foster, 187 A.3d 913 (Pa. 2018) (per curiam).

6 The Superior Court also observed that when he addressed the VOP court, Foster never
specifically denied that he was in the photographs, only that the items in the photographs
were not his. While suggesting that this could constitute a VOP, as a probationer is
prohibited from possessing contraband, it did not find that Foster violated his probation
on this basis. Foster, 2018 WL 267757, at *3 (citing Commonwealth v. Parker, 152 A.3d
309, 318 (Pa. Super. 2016)). Likewise, the VOP court made no such finding.

                                        [J-6-2019] - 6
       Prior to addressing the substantive issue raised, we must first determine whether

this appeal continues to be properly before us for decision. On March 1, 2019, the

Commonwealth filed a post-submission communication, see Pa.R.A.P. 2501(a),

informing the Court that Foster had pled guilty on December 8, 2018 to possession of a

controlled substance with intent to deliver. This resulted, on February 15, 2019, in a

revocation of the sentence of probation that he was given on October 27, 2016 by the

VOP court. The Commonwealth contends that because Foster has been resentenced,

“there is no final sentence before this Court that could be vacated.” Commonwealth’s

Post-Submission Communication, 3/1/2016, at 2. Although not explicit in this regard, it

appears based on the totality of the motion that the Commonwealth is suggesting that the

question before the Court is now moot.

       Foster responded to the Commonwealth’s motion, asserting that the Court should

disregard the information communicated by the Commonwealth because the Court must

evaluate the case based on the record at the time of the revocation in question. 7 Foster

further disagrees that the case is moot as probation revocation has adverse

consequences beyond the sentence received. He therefore requests that the Court

decide the pending appeal.

       We agree with Foster that this case is not moot. A case is moot when facts that

arise after the initiation of the case leave a litigant without a stake in the outcome of the

7 Relying on Pa.R.A.P. 1701(b), Foster further suggests that the common pleas court did
not have jurisdiction to revoke the probation issued on October 27, 2016, as that order
was on appeal at the time, and could only “maintain the status quo or rule on collateral
matters.” Foster’s Response, 3/1/2019, at 1. However, the question of the court’s
jurisdiction to enter the February 15, 2019 order is not properly before this Court in this
appeal.

                                       [J-6-2019] - 7
matter. William Penn Sch. Dist. v. Pennsylvania Dept. of Ed., 170 A.3d 414, 435 n.33

(Pa. 2017). As Foster correctly observes, the impact of a revocation of probation goes

beyond the resentencing decision. Johnson v. Commonwealth Bd. of Probation and

Parole, 482 A.2d 235, 236 (Pa. 1984) (per curiam) (finding parolee’s challenge to violation

proceeding was not moot after re-paroled because finding of violation could have “future

consequences”). If the defendant is convicted of another crime or has a future revocation

of probation proceeding, a past probation revocation is something that courts deciding

these questions would consider in determining whether probation is an appropriate

sentence. See, e.g., Commonwealth v. Parlante, 823 A.2d 927, 931 (Pa. Super. 2003)

(“We agree with the trial court that Parlante should serve time in prison because of her

prior criminal record and repeated inability to comply with the rules and requirements of

her probation.”). See also 42 Pa.C.S. §§ 9721(b) (sentencing considerations include

defendant’s rehabilitative needs and protection of public), 9771(c) (permissible bases for

imposing sentence of total confinement upon revocation of probation include the need to

vindicate the court’s authority). The October 27, 2016 order revoking Foster’s probation

remains part of his record. The subsequent revocation of his probation in February 2019

does not render that order superfluous. We therefore proceed to consider the merits of

the issue raised.

       Foster asserts that the plain language of section 9771 of the Sentencing Code, 42

Pa.C.S. § 9771, which governs revocation of probation, prohibits a court from finding a

probationer in violation absent proof that the defendant violated a specific condition of his

or her probation or committed a new crime. By finding Foster in violation for his “offensive

antisocial conduct,” Foster argues that the courts below effectively rewrote the statute to

                                       [J-6-2019] - 8
allow for revocation on some other, non-specified basis, which is prohibited by the rules

of statutory construction. Foster’s Brief at 9-10. Foster states that the other statute that

is part of this statutory scheme includes the same, unambiguous language, requiring the

same interpretation. Id. at 10-11; see 42 Pa.C.S. § 9754. In the event this Court finds

section 9771 to be ambiguous, Foster contends that the courts below nonetheless erred,

as the language of the statute, as a penal statute, must be “interpreted in the light most

favorable to the accused.” Foster’s Brief at 13-14 (quoting Commonwealth v. Booth, 766
A.2d 843, 846 (Pa. 2001)).8

       The Commonwealth makes only passing references to section 9771, but it asserts

its disagreement with Foster’s interpretation of the statutory provision.9 Instead of reading

section 9771 as permitting revocation only for a violation of a specified condition of

probation, the Commonwealth states that the “focus” of the statute is on the requirement

of “proof of a violation before a court orders revocation.” Commonwealth’s Brief at 17

(emphasis in original) (citing Superintendent, Massachusetts Corr. Inst., Walpole v. Hill,

472 U.S. 445, 455 (1985), for the proposition that “the Court has recognized that a

8 Foster also raises a constitutional violation, asserting that the decisions below violate
his right to due process. See Foster’s Brief at 14-17. As Foster correctly observes,
however, this Court will not address questions of a constitutional dimension if the case
can be resolved on a non-constitutional ground. See Gorsline v. Bd. of Supervisors of
Fairfield Twp., 186 A.3d 375, 383 (Pa. 2018). Because we conclude that this case is
resolved through our rules of statutory construction, we need not address Foster’s due
process claim.
9 The Commonwealth devotes the majority of its brief to its due process argument, which
we discuss below. Notably, it agrees with Foster that the VOP court violated his due
process rights, stating, “The VOP court revoked probation based on a constitutionally
overbroad standard – that [Foster’s] use of social media proved he was not treating his
sentence ‘seriously’ or meeting ‘society’s expectations’.” Commonwealth’s Brief at 10.

                                       [J-6-2019] - 9
governmental decision resulting in the loss of an important liberty interest violates due

process if the decision is not supported by any evidence”).

       This case presents a question of statutory interpretation, for which our scope of

review is plenary and our standard of review is de novo.                  Commonwealth v.

Popielarcheck, 190 A.3d 1137, 1140 (Pa. 2018). The Statutory Construction Act, 1

Pa.C.S. §§ 1901-1991, sets forth the governing principles for our analysis. It provides

that the goal of interpreting a statute is to discern and implement the intent of the General

Assembly. Id. § 1921(a). “When the words of a statute are clear and free from all

ambiguity, the letter of it is not to be disregarded under the pretext of pursuing its spirit,”

and every provision of a statute is to be given effect to the extent possible. Id. § 1921(a)-

(b); Cagey v. Commonwealth, 179 A.3d 458, 462-63 (Pa. 2018) (“when the language of

a statute is plain and unambiguous and conveys a clear and definite meaning, we must

give the statute this plain and obvious meaning”) (citation omitted).

       “[I]n determining whether language is clear and unambiguous, we must assess it

in the context of the overall statutory scheme, construing all sections with reference to

each other, not simply examining language in isolation.” Whitmoyer v. Workers' Comp.

Appeal Bd. (Mountain Country Meats), 186 A.3d 947, 954 (Pa. 2018). Statutes that are

in pari materia – meaning that “they relate to the same person or things or to the same

class of persons or things” – must be construed as one statute to the extent possible. 1

Pa.C.S. § 1932. We ascribe the “common and approved” definition to each of the words

used in a statute. 1 Pa.C.S. § 1903(a). We construe “[g]eneral words” used in a statutory

provision as being defined and “restricted by preceding particular words.” Id. § 1903(b).

                                       [J-6-2019] - 10
       The present versions of our probation statutes date back to 1974. Approximately

a year and a half prior to their adoption, the United States Supreme Court decided

Morrissey v. Brewer, 408 U.S. 471 (1972). In Morrissey, the high Court announced the

due process protections to which a person is entitled when alleged to be in violation of

parole.10 Of particular relevance to the case at bar, the Morrissey Court began with the

following premise:

              Implicit in the system’s concern with parole violations is the
              notion that the parolee is entitled to retain his liberty as long
              as he substantially abides by the conditions of his parole. The
              first step in a revocation decision thus involves a wholly
              retrospective factual question: whether the parolee has in fact
              acted in violation of one or more conditions of his parole.
              Only if it is determined that the parolee did violate the
              conditions does the second question arise: should the parolee
              be recommitted to prison or should other steps be taken to
              protect society and improve chances of rehabilitation?

Id. at 479-80 (emphasis added). The Court continued, stating that a parolee relies on the

court’s “implicit promise that parole will be revoked only if he fails to live up to the parole

conditions.” Id. at 482. Thus, the Court repeated that “[t]his discretionary aspect of the

revocation decision need not be reached unless there is first an appropriate determination

that the individual has in fact breached the conditions of parole,” referring to this as a

function of “basic fairness” and “avoiding reactions to arbitrariness.” Id. at 483-84.

       In an apparent response to Morrissey, our General Assembly enacted sections

9754 and 9771 of the Judicial Code, which address the requirements for an order of

probation and a violation of probation, respectively. See 42 Pa.C.S. §§ 9754, 9771.

10  In Gagnon v. Scarpelli the United States Supreme Court extended the same
protections to a probationer alleged to be in violation. Gagnon, 411 U.S. at 782; see also
Commonwealth v. Kates, 305 A.2d 701, 709 n.10 (Pa. 1973) (stating the same).

                                       [J-6-2019] - 11
Section 975411 provides that an order of probation must specify the length of the term

thereof at the time of sentencing.         Id. § 9754(a).     Under the heading “[c]onditions

11   Section 9754, titled “[o]rder of probation,” states:
         (a) General rule.--In imposing an order of probation the court shall specify
         at the time of sentencing the length of any term during which the defendant
         is to be supervised, which term may not exceed the maximum term for which
         the defendant could be confined, and the authority that shall conduct the
         supervision.

         (b) Conditions generally.--The court shall attach such of the reasonable
         conditions authorized by subsection (c) of this section as it deems
         necessary to insure or assist the defendant in leading a law-abiding life.

         (c) Specific conditions.--The court may as a condition of its order require
         the defendant:

         (1) To meet his family responsibilities.
         (2) To devote himself to a specific occupation or employment.
         (2.1) To participate in a public or nonprofit community service program
         unless the defendant was convicted of murder, rape, aggravated assault,
         arson, theft by extortion, terroristic threats, robbery or kidnapping.
         (3) To undergo available medical or psychiatric treatment and to enter and
         remain in a specified institution, when required for that purpose.
         (4) To pursue a prescribed secular course of study or vocational training.
         (5) To attend or reside in a facility established for the instruction, recreation,
         or residence of persons on probation.
         (6) To refrain from frequenting unlawful or disreputable places or consorting
         with disreputable persons.
         (7) To have in his possession no firearm or other dangerous weapon unless
         granted written permission.
         (8) To make restitution of the fruits of his crime or to make reparations, in
         an amount he can afford to pay, for the loss or damage caused thereby.
         (9) To remain within the jurisdiction of the court and to notify the court or the
         probation officer of any change in his address or his employment.
         (10) To report as directed to the court or the probation officer and to permit
         the probation officer to visit his home.
         (11) To pay such fine as has been imposed.

                                         [J-6-2019] - 12
generally,” section 9754 requires the sentencing court to attach any “reasonable

conditions authorized by subsection (c) of this section as it deems necessary to insure or

assist the defendant in leading a law-abiding life.” Id. § 9754(b). Subsection (c), titled

“[s]pecific conditions,” includes the fifteen conditions of probation that are authorized for

inclusion in the order. Id. § 9754(c). “[I]n the event of the violation of a condition,” the

statute directs that the court cannot resentence the defendant before it makes “a finding

on the record that a violation has occurred.” Id. § 9754(d) (emphasis added).

         Section 977112 allows for termination of supervision or modification of the

conditions of probation at any time. Id. § 9771(a). Revocation of probation, however, is

         (12) To participate in drug or alcohol treatment programs.
         (13) To satisfy any other conditions reasonably related to the rehabilitation
         of the defendant and not unduly restrictive of his liberty or incompatible with
         his freedom of conscience.
         (14) To remain within the premises of his residence during the hours
         designated by the court.

         (d) Sentence following violation of probation.--The sentence to be
         imposed in the event of the violation of a condition shall not be fixed prior to
         a finding on the record that a violation has occurred.

42 Pa.C.S. § 9754.
12   Section 9771, titled “[m]odification or revocation of order of probation,” provides:
         (a) General rule.--The court may at any time terminate continued
         supervision or lessen or increase the conditions upon which an order of
         probation has been imposed.

         (b) Revocation.--The court may revoke an order of probation upon proof of
         the violation of specified conditions of the probation. Upon revocation the
         sentencing alternatives available to the court shall be the same as were
         available at the time of initial sentencing, due consideration being given to
         the time spent serving the order of probation.

                                         [J-6-2019] - 13
sanctioned only “upon proof of the violation of specified conditions of the probation.”

Id. § 9771(b) (emphasis added).        If, after finding a violation, the court revokes a

defendant’s probation, it may only resentence the defendant to a term of incarceration if

(1) the defendant was convicted of a new crime; (2) the defendant’s conduct makes it

likely that he or she will commit a new crime if not incarcerated; or (3) incarceration “is

essential to vindicate the authority of the court.” Id. § 9771(c). A hearing is required

before a court may revoke probation or increase the terms of a defendant’s probation, “at

which the court shall consider the record of the sentencing proceeding together with

evidence of the conduct of the defendant while on probation.” Id. § 9771(d).

       We find the language of the pertinent statutory provisions to be clear and

unambiguous. The law provides a general condition of probation – that the defendant

lead “a law-abiding life,” i.e., that the defendant refrain from committing another crime.

Id. § 9754(b). To insure that general condition is met, or to assist the defendant in meeting

that general condition, the order must also include certain “specific conditions” from the

       (c) Limitation on sentence of total confinement.--The court shall not
       impose a sentence of total confinement upon revocation unless it finds that:

          (1) the defendant has been convicted of another crime; or
          (2) the conduct of the defendant indicates that it is likely that he will
          commit another crime if he is not imprisoned; or
          (3) such a sentence is essential to vindicate the authority of the court.

       (d) Hearing required.--There shall be no revocation or increase of
       conditions of sentence under this section except after a hearing at which
       the court shall consider the record of the sentencing proceeding together
       with evidence of the conduct of the defendant while on probation. Probation
       may be eliminated or the term decreased without a hearing.

42 Pa.C.S. § 9771.

                                      [J-6-2019] - 14
list enumerated in section 9754(c). Only upon the violation of any of the “specified

conditions” in the probation order (general or specific) may a court revoke the defendant’s

probation. Id. § 9771(b). In other words, a court may find a defendant in violation of

probation only if the defendant has violated one of the “specific conditions” of probation

included in the probation order or has committed a new crime. The plain language of the

statute does not allow for any other result.13

       The Commonwealth advocates for the creation of an implied condition of

probation: that a defendant is prohibited from “communicat[ing] an intent to commit a

violent crime.” Commonwealth’s Brief at 12. Citing to cases from other jurisdictions, the

Commonwealth asserts that other courts have recognized that the proscribed conduct for

a probationer need not be included as a specified condition as long as a person has some

form of notice of the prohibited conduct. Id. at 14 (citing United States v. Dane, 570 F.2d
840, 843 (9th Cir. 1977), United States v. Gallo, 20 F.3d 7, 12 (1st Cir. 1994), State v.

Austin, 685 A.2d 1076, 1083 (Vt. 1996)).

       The Commonwealth makes no argument that the statutory scheme governing

probation in Pennsylvania either expressly or implicitly provides a basis for finding a

defendant in violation of probation for communicating an intent to commit a violent crime.

The Commonwealth does not even suggest that our statutes support such a finding.

13 This Court previously referred to the prohibition against committing a new crime as “an
implied condition” of a sentence of probation. Infante, 888 A.2d at 790 (citing
Commonwealth v. Mallon, 406 A.2d 569, 571 (Pa. Super. 1979)). The Infante Court made
this statement without any targeted statutory analysis on this point. As stated above,
section 9754(b) expressly provides that the intention of the General Assembly in
permitting a court to enter an order of probation, and attach conditions thereto for the
defendant to follow, is to have the defendant lead “a law-abiding life.” 42 Pa.C.S. §
9754(b). It is clear and unambiguous that central to a sentence of probation is the
condition that the defendant remain crime-free.

                                      [J-6-2019] - 15
Based on our review of the relevant provisions and the advocacy presented, we decline

to create a new condition of probation that has not been provided for by our General

Assembly.

       In its decision, the Superior Court never mentioned either section 9754 or 9771.

Instead, as stated above, the court relied solely upon a statement made by this Court in

Commonwealth v. Infante, which was reiterated in the Superior Court’s prior decision of

Commonwealth v. Ortega, that “[a] probation violation is established whenever it is shown

that the conduct of the probationer indicates the probation has proven to have been an

ineffective vehicle to accomplish rehabilitation and not sufficient to deter against future

antisocial conduct” to affirm the VOP court’s decision. See Foster, 2018 WL 267757, at

*3; Infante, 888 A.2d at 791 (quoting Commonwealth v. Brown, 469 A.2d 1371 (Pa.

1983)); see also Ortega, 995 A.2d at 886 (referring to this standard as “the

Commonwealth’s burden of proof in establishing a probation violation”). Its reliance on

this passage from Infante for its disposition of this case was error.

       In Infante, the probationer had both violated specified terms of his probation

(technical violations) and was subsequently convicted of several crimes. The passage

relied upon by the Superior Court below was made by the Infante Court in the context of

its discussion of sections 9754 and 9771, stating that probation can be revoked based on

technical violations as well as following a new criminal conviction. Infante, 888 A.2d at

791 (“As Sections 9754 and 9771 make clear, the reason for revocation of probation need

not necessarily be the commission of or conviction for subsequent criminal conduct.”).

The Court then went on to state the “broad standard” used by courts to assess probation

violations – whether the defendant’s conduct giving rise to the violation reveals that

                                      [J-6-2019] - 16
probation has been an ineffective tool for his or her rehabilitation and insufficient to deter

against future antisocial conduct – which the Superior Court below misstated as the sole

basis for determining whether a defendant has violated probation. Id.

       The statement relied on by the Superior Court cannot be read in isolation. Read

in context, it is clear that the effectiveness of probation as a rehabilitative tool and as a

deterrent to antisocial conduct is the lens through which a violation is to be viewed.

Revocation and resentencing are warranted if, in the face of a new criminal act or the

violation of a condition of probation, the court finds that probation is no longer achieving

its desired aims of rehabilitation and deterring criminal activity. See, e.g., Brown, 469
A.2d at 1376 (holding that the Commonwealth cannot establish probation violation where

defendant was acquitted of the charges that constituted the alleged VOP);

Commonwealth v. Burrell, 441 A.2d 744, 746 (Pa. 1982) (revocation and resentencing to

term of imprisonment based on conviction of new crime, judge determined that probation

was not effective for defendant’s rehabilitation or to deter antisocial conduct). As the

statute provides (and Infante reflects), a court never reaches this question unless there

is a violation of a specified term of the probation order or the probationer commits a new

crime.14

       In the case at bar, both the VOP court and the Superior Court disregarded the

statutory requirement that a court must first find that the defendant either committed a

new crime or violated a specific condition of probation in order to be found in violation.

14 We expressly disapprove of the Superior Court’s reliance on this passage from Infante
in Ortega and its progeny for the proposition that revocation of probation is permissible in
the absence of a finding that the defendant violated a specified condition of probation if
the VOP court finds that probation has been ineffective to rehabilitate or to deter against
antisocial conduct.

                                       [J-6-2019] - 17
Relying on this Court’s prior decision in Commonwealth v. Mullins, 918 A.2d 82 (Pa.

2007), the Commonwealth contends that this Court is required to remand the case to the

VOP court for it “to make factual findings under a proper legal standard,”15 and that

vacating its order would be improper. Commonwealth’s Brief at 11-12, 18.

      We disagree that Mullins mandates remand of this matter for the VOP court to

conduct another round of fact finding. In Mullins, the VOP court found the defendant in

violation of his probation based on his guilty plea to a new crime while on probation. This

information was presented to the VOP court through the probation officer’s hearing

summary sheet, which he had adopted as his testimony, but which was never made part

of the record. The defendant appealed and the Superior Court vacated the judgment of

sentence, finding that the record was insufficient to establish that the defendant had

violated probation. Mullins, 918 A.2d at 83-84. This Court granted the Commonwealth’s

petition for allowance of appeal and reversed, agreeing with the Commonwealth’s

argument that “when proper evidentiary procedures are not followed in a VOP hearing,

the appropriate remedy is to vacate the revocation and remand for a new VOP hearing.”

Id. at 84. We held that “the court that granted probation should not be precluded from

determining whether probation remains the proper course only because the

Commonwealth failed to include certain formalities in the record.” Id. at 86.

      In reaching this conclusion, the Mullins Court noted several Superior Court

decisions in support of its decision: Commonwealth v. Simms, 770 A.2d 346, 353 (Pa.

15 The Commonwealth subsequently withdrew its remand request in its post-submission
communication to this Court based upon its belief that this appeal was moot. See
Commonwealth’s Post-Submission Communication, 3/1/2019, at 2. Since we have
rejected this argument, we address the merits of the Commonwealth’s remand request.

                                     [J-6-2019] - 18
Super. 2001), wherein that court remanded the case to the VOP court because it

erroneously found that the probationer’s waiver of the Gagnon I hearing provided a

sufficient basis to revoke his probation; Commonwealth v. Homoki, 605 A.2d 829, 831

(Pa. Super. 1992), which involved a remand by the Superior Court because the VOP court

did not hold two separate hearings as required by law; and Commonwealth v. Maye, 411
A.2d 783, 786 (Pa. Super. 1979), wherein the Superior Court remanded the case based

on a violation of the probationer’s right to confrontation, as the Commonwealth

established the violation through hearsay evidence alone. Notably, the Mullins Court also

cited to Commonwealth v. Griggs, 461 A.2d 221, 225 (Pa. Super. 1983), which did not

involve any evidentiary or procedural anomaly, but was a challenge to the sufficiency of

the evidence to support a finding that the probationer was in violation. In Griggs, the

Superior Court found the evidence was insufficient to support revocation of probation and

on that basis it vacated the judgment of sentence and remanded the case to the VOP

court with instructions for it to reinstate the original order of probation. Id.

       In a concurring opinion, then-Chief Justice Cappy, joined by then-Justice (now-

Chief Justice) Saylor, warned against the reading of the majority opinion that the

Commonwealth in the case at bar now advances. The concurrence cautioned that the

majority’s opinion should not be “misconstrued as enunciating a per se rule requiring a

remand to the trial court for a new VOP hearing in each instance where the VOP hearing

record is insufficient to support revocation of probation.”          Id. at 87 (Cappy, C.J.,

concurring). The concurrence agreed, however, that under the facts of the case before

the Court, remand for a new VOP hearing was the appropriate result.

                                        [J-6-2019] - 19
       Unlike Mullins, the case at bar does not involve a procedural anomaly or the

disregard of an evidentiary formality. This case simply involves the question of whether

the evidence and information presented before the VOP court supports a finding that

Foster violated his probation. The sole evidence presented by the Commonwealth at the

VOP hearing was the photographs. The photographs depicted alleged marijuana, white

pills and an alleged gun, the intended implication being that Foster was in possession of

contraband. The Commonwealth made extensive argument before the VOP court that

the items in the photographs belonged to Foster, that he took the pictures of these items

(thus possessing them), and that he thus committed a crime. See N.T., 10/27/2016, at

9-11, 18-20.    The Commonwealth never contended that Foster violated a specific

condition of his probation; in fact, it expressly concedes that he did not.16

Commonwealth’s Brief at 11.

       The VOP court heard the argument and considered the evidence presented,

making findings of fact based on its assessment of that evidence. As stated hereinabove,

the VOP court found, based on the evidence presented, that Foster violated probation

16  The dissenting Justice’s view that this case involves “a procedural anomaly or an
inadvertent disregard of an evidentiary formality” warranting remand is unsupported by
the record. See Concurring and Dissenting Op. at 2. Although the dissent is correct that
the order of probation is not in the record, as stated, the Commonwealth admits that
Foster did not violate any specified condition of probation by posting the pictures on social
media. See Commonwealth’s Brief at 11. It was the Commonwealth’s burden to prove
that Foster violated a specified condition of his probation, and the Commonwealth’s
admission that he did not is conclusive. The Commonwealth’s sole argument for
revocation was that Foster committed a crime. After consideration of the only physical
evidence (the photographs) and Foster’s testimony, the VOP court did not make a finding
that Foster committed a crime.
Moreover, contrary to the dissent’s accusation, we do not rely on the concurring opinion
in Mullins to reach our decision that no remand is required, but distinguish Mullins on its
facts.

                                      [J-6-2019] - 20
because in the court’s view, he was not taking his probation seriously and his behavior of

posting the pictures on his social media accounts (which he admitted) was antisocial and

defiant, concluding on that basis that probation was not an effective vehicle for his

rehabilitation. Importantly, the VOP was specifically asked to find that Foster committed

a crime, but it did not.

       The Commonwealth does not seek a new evidentiary hearing, it simply advocates

for the VOP court to have “an opportunity to make factual findings under [the] proper legal

standard.” Commonwealth’s Brief at 12. As our discussion hereinabove reflects, the

legal standard pursuant to which the VOP court was required to make its determination

is clear, unambiguous, and has always been the law.17 Moreover, as discussed, Mullins

does not stand for the proposition that remand is required anytime the Commonwealth

disagrees with the VOP court’s findings. The failure to make the only finding of fact

advanced by the Commonwealth is a clear rejection of that fact.

       Given the intervening change in circumstances brought to our attention by the

Commonwealth, however, we conclude that remand is nonetheless warranted, albeit on

other grounds. The October 27, 2016 revocation resulted in the VOP court resentencing

Foster to a period of incarceration. According to the Commonwealth, the most recent

violation of probation resulted in Foster receiving a sentence of eighteen to thirty-six

months of incarceration. Because we now vacate the October 27, 2016 revocation and

17 We disagree with the dissenting Justice that, based on Ortega, the VOP court had no
reason to know that it needed to find that Foster either committed a crime or violated a
specific condition of his probation in order to find him in violation. See Concurring and
Dissenting Op. at 3. As our discussion above reflects, and the Commonwealth concedes,
the law has always required a VOP court to make such findings. The VOP court here
misapplied the law, improperly relying on an erroneous interpretation of the law handed
down by the Superior Court.

                                     [J-6-2019] - 21
resentencing order, Foster may be entitled to credit for the time he served as a result of

that order. See 42 Pa.C.S. § 9760(1) (providing that a defendant is entitled to credit for

time served “for all time spent in custody as a result of the criminal charge”).

         For the foregoing reasons, we reverse the decision of the Superior Court, vacate

the decision of the VOP court and remand the case to the VOP court for proceedings

consistent with this Opinion.

         Chief Justice Saylor and Justices Baer, Todd and Wecht join the opinion.

         Justice Todd files a concurring opinion in which Justice Mundy joins.

         Justice Dougherty files a concurring and dissenting opinion in which Justice Mundy

joins.

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