Court Opinion

ID: 807540
Source: CourtListenerOpinion
Date Created: 2012-08-28 15:00:39+00
Date Added: 2024-06-11T12:41:52.580928
License: Public Domain

United States Court of Appeals
                             For the Eighth Circuit
                         ___________________________

                                 No. 11-3003
                         ___________________________

                         Spencer Ondrisek; Seth Calagna

                       lllllllllllllllllllll Plaintiffs - Appellees

                                           v.

                Bernie Lazar Hoffman, also known as Tony Alamo

                       lllllllllllllllllllll Defendant - Appellant
                                       ____________

                      Appeal from United States District Court
                 for the Western District of Arkansas - Texarkana
                                  ____________

                              Submitted: June 14, 2012
                               Filed: August 28, 2012
                                   ____________

Before LOKEN, GRUENDER, and BENTON, Circuit Judges.
                          ____________

BENTON, Circuit Judge.

      Bernie Lazar Hoffman, better known as Tony Alamo, appeals a jury verdict
finding him liable for battery, outrage, and conspiracy. He also appeals the district
court’s denial of his motion for remittitur. Having jurisdiction under 28 U.S.C. §
1291, this court affirms in part and reverses in part.
                                          I.

      Alamo was the leader of a religious group, Tony Alamo Christian Ministries
(TACM). He controlled members’ finances and prohibited them from traveling or
speaking to outsiders unless it was to witness. Children were not allowed to attend
public schools, watch television, or listen to the radio. They were told not to trust
anyone, especially government officials or police. Alamo regularly recorded
messages telling followers that if they left the group, they would become
homosexuals and go to hell. Followers were afraid to question Alamo; those who did
were often beaten.

       Spencer Ondrisek and Seth Calagna were raised in TACM. They were forced
to work without pay starting at the age of 8. Alamo began threatening to beat
Ondrisek when he was 11. Alamo told him that if he disobeyed, he would be enlisted
in the military and “shot and killed.” When he was 12, Alamo had an “enforcer”
severely beat him because he made a small tunnel while hauling dirt for the church.
As Ondrisek received discipline of 15 to 20 blows to his face, Alamo made his father
watch. Ondrisek then received 20 to 30 strikes from a paddle that was three feet long,
an inch-and-a-half thick, and three or four inches wide. He was unable to sit for
several days and not allowed to attend services because the swelling on his face was
too visible. Two years later Alamo had Ondrisek beaten again for horseplay. He
sustained 15 to 20 hits to his mouth, beginning to bleed after the second blow. He
also received 30 to 40 paddles (maybe more), causing severe bruising that did not
fully heal for several weeks. He has permanent scarring from the beating. At 15,
Ondrisek’s schooling stopped, and he began working on the church’s property 70
hours a week. He was forced to attend services and listen to Alamo’s recordings
daily. As punishment for falling asleep as a night watchman, Alamo required him to
fast two days, giving him only water. At 16 or 17, Ondrisek was beaten for a third
time after being falsely accused of bullying. He was slapped 20 or more times in the
face, and paddled 40 times. Ondrisek blacked out, but no one took him to a hospital.
His hand was severely injured and still causes him pain.

                                         -2-
       Calagna’s youth at TACM was similar to Ondrisek’s. When he was 14,
Calagna’s parents woke him at 4 a.m. to have him beaten. He was hit so hard he
vomited. His face was unrecognizable afterwards; his injuries took weeks to heal.
Less than a month later, he witnessed his father get beaten, causing him emotional
distress. He was beaten again at 17 for talking about “Harry Potter.” He was struck
until the paddle broke and then hit again with a larger board. In addition to physical
abuse, both boys experienced verbal abuse. They both contemplated suicide, “unable
to imagine that death would be worse.” At 18, Ondrisek and Calagna escaped TACM
separately. They still have trouble sleeping, experiencing nightmares and flashbacks.
Alamo is currently serving a 175-year sentence for 10 counts of transporting minors
across state lines for illicit sex. United States v. Hoffman, 626 F.3d 993 (8th Cir.
2010), cert. denied, 131 S. Ct. 3004 (2011).

        Ondrisek and Calagna sued Alamo for battery, outrage, and conspiracy. At
trial, Alamo requested a jury instruction that reasonable corporal punishment was a
defense to battery, but the court refused it. The jury awarded Ondrisek and Calagna
each $3 million in actual damages and $30 million in punitive damages. The district
court denied Alamo’s motion to remit the actual and punitive damage awards. Alamo
asserts on appeal that (1) he is not liable because he was exercising his First
Amendment rights; (2) the district court erred in refusing his jury instruction on
battery; (3) the evidence was insufficient to support a claim for outrage; and (4) the
compensatory and punitive damages were excessive.

                                           II.

       Alamo believes he should be free from liability because he is able to exercise
his religion freely. The First Amendment allows freedom of religious belief, but not
injuries to the “equal rights of others.” See Sharp v. Sigler, 408 F.2d 966, 970 (8th
Cir. 1969) (“While freedom to believe is absolute, the exercise of religion is not. The
exercise is not, for example, to be ‘injurious to the equal rights of others.’”), quoting

                                          -3-
Davis v. Beason, 133 U.S. 333, 342 (1890). If a religious practice physically injures
others, the state has the power to prevent or punish the acts. Feiner v. New York, 340
U.S. 315, 320 (1951). Alamo’s contention that the trial should not have proceeded
because it involved only ecclesiastical questions is without merit.

                                         III.

       “This court reviews the sufficiency of the evidence de novo, viewing the
evidence in the light most favorable to the [nonmovant], with all reasonable
inferences and credibility determinations made in support of the jury’s verdict.”
United States v. Kelly, 436 F.3d 992, 996 (8th Cir. 2006). To preserve an
insufficiency argument, a party must move for a judgment as a matter of law before
submission to the jury, or after the verdict and entry of judgment in accordance with
Rule 50 of the Federal Rules of Civil Procedure. Linden v. CNH Am., LLC, 673 F.3d
829, 832 (8th Cir. 2012), citing Unitherm Food Sys., Inc. v. Swift-Eckrich, Inc., 546
U.S. 394, 396 (2006). “‘[I]n the absence of such a motion’ an ‘appellate court [is]
without power to direct the District Court to enter judgment contrary to the one it had
permitted to stand.’” Unitherm, 546 U.S. at 400-01 (second alteration in Unitherm),
quoting Cone v. West Va. Pulp & Paper Co., 330 U.S. 212, 218 (1947). See
generally Johnson v. New York, New Haven & Hartford R.R. Co., 344 U.S. 48
(1952) (holding that in the absence of a motion for judgment notwithstanding verdict,
an appellate court cannot enter such judgment); Globe Liquor Co. v. San Roman, 332
U.S. 571 (1948) (holding that an appellate court cannot order a final judgment for the
loser of a jury verdict who failed to move under Rule 50(b)). The same applies to the
appellate court’s ability to order a new trial. Unitherm, 546 U.S. at 402. “No
procedural principle is more familiar to [the] Court than that a constitutional right
may be forfeited in criminal as well as civil cases by the failure to make timely
assertion of the right before a tribunal having jurisdiction to determine it.” Yakus v.
United States, 321 U.S. 414, 444 (1944).

                                         -4-
      Alamo complains that his actions do not rise to the level of outrageous conduct
required by Arkansas Law. Alamo never moved for a judgment as a matter of law
before the case’s submission to the jury or after the jury’s verdict. This court has no
power to review his claim.

                                          IV.

       This court reviews the district court’s denial of a requested jury instruction for
abuse of discretion. St. Jude Med., Inc. v. Lifecare Int’l, Inc., 250 F.3d 587, 594
(8th Cir. 2001). Appellate review is limited to whether the instructions, viewed on
the whole, fairly and adequately represent the evidence and applicable law in light of
the issues presented to the jury. Id. In a diversity case, state law applies to the
substance of the instructions. Kudabeck v. Kroger Co., 338 F.3d 856, 863 (8th Cir.
2003). “An error in instructing the jury in a civil case does not require reversal if it
is more probably than not harmless.” Ross v. Jones, 888 F.2d 548, 550 (8th Cir.
1989). This court should reverse only if the district court made an error that affects
the substantial rights of the parties. McCoy v. Augusta Fiberglass Coatings, Inc.,
593 F.3d 737, 744-45 (8th Cir. 2010), quoting Brown v. Sandals Resorts Int'l, 284
F.3d 949, 953 (8th Cir. 2002) .

      Alamo believes that beating Ondrisek and Calagna was justified as punishment
under Arkansas law. See Ark. Code. Ann. § 5-2-605; Brown v. Brown, 68 S.W.3d
316, 322 (Ark. Ct. App. 2002), citing Ark. Code. Ann. § 12-12-503(2)(C)(i) (Supp.
2001) (repealed 2009); Arkansas Dep’t of Human Servs. v. Holman, 240 S.W.3d
618, 621 (Ark. Ct. App. 2006) (evidence of bruising alone is not dispositive to prove
abuse). He proffered the following jury instruction:

            It is a complete defense to battery in that reasonable corporal
      punishment was imposed on plaintiffs by a school administrator,
      teacher, parent, or person entrusted or otherwise responsible for a child’s

                                          -5-
      care and discipline because the plaintiffs were engaging in any conduct
      that was disruptive, harassing of others, constituted bullying, violence,
      or other unacceptable conduct.
            Corporal punishment shall be reasonable, shall not be excessive,
      and shall not be administered with malice. The fact there was bruising
      does not make corporal punishment unreasonable.
            If you find that corporal punishment was reasonably applied and
      was not excessive, then your verdict should be for Tony Alamo and
      against Spencer Ondrisek and Seth Calagna.

       Alamo contends that the district court erred in refusing this instruction. Any
error was harmless. Because Alamo’s instruction applied only to battery, it would not
have affected the verdict on outrage or conspiracy. By the verdict on outrage, the jury
found that Alamo willfully engaged in extreme and outrageous conduct, causing
Ondrisek and Calagna emotional distress and bodily harm. See McQuay v.
Guntharp, 963 S.W.2d 583, 587 (Ark. 1998) (finding a claim for outrage separate
and apart from a claim for battery). This finding on outrage justifies a key element
of the conspiracy verdict (as the conspiracy instruction here required finding either
outrage or battery). See Varner v. Peterson Farms, 371 F.3d 1011, 1016 (8th Cir.
2004) (civil conspiracy is not a separate tort under Arkansas law and must be based
on an underlying tort). Since the battery verdict was based on the same facts as the
other claims, it did not affect the amount of compensatory damages awarded. See
Greenwood Ranches, Inc. v. Skie Constr. Co., 629 F.2d 518, 521 (8th Cir. 1980) (a
plaintiff “is entitled only to one compensatory damage award if liability is found on
any or all of the theories involved”); Washburn v. Kansas City Life Ins. Co., 831
F.2d 1404, 1411 (8th Cir. 1987) (a plaintiff can recover only once for alternative
theories of liability). Even if giving Alamo’s instruction would have affected the
finding on battery, he was responsible for Ondrisek’s and Calagna’s damages under
the alternate theories of outrage and conspiracy. The verdict forms demonstrate this
fact, as the jury was instructed once for each plaintiff to assess damages for physical
and mental harm if it found Alamo liable under any of the three theories; the verdict

                                         -6-
forms did not require or allow three separate damages awards. Any instructional error
did not affect the substantial rights of the parties or the outcome of the trial.

                                          V.

                                          A.

      This court reviews the district court’s denial of a motion for remittitur for
“manifest abuse of discretion” or a verdict that is “so grossly excessive as to shock
the conscience.” Foster v. Time Warner Entm’t Co., 250 F.3d 1189, 1194 (8th Cir.
2001). This court reviews compensatory damages with great deference and reduces
a verdict only in rare situations where there is “plain injustice or a monstrous or
shocking result.” Vanskike v. Union Pac. R.R. Co., 725 F.2d 1146, 1149 (8th Cir.
1984) (“[E]xcessiveness of a verdict is basically, and should be, a matter for the trial
court which has had the benefit of hearing the testimony and of observing the
demeanor of witnesses . . . .”) (internal quotations omitted), quoting Solomon
Dehydrating Co. v. Guyton, 294 F.2d 439, 447-48 (8th Cir. 1961).

       Alamo contends that $3 million in compensatory damages is excessive for each
plaintiff. When awarding compensatory damages, the jury considered Ondrisek’s and
Calagna’s past and future pain, suffering, and mental anguish. The jury properly
weighed the evidence, finding that Alamo continually verbally and physically abused
Ondrisek and Calagna. The abuse included: repeated ritualistic and savage beatings;
forced unpaid labor; denial of food; denial of formal education; complete isolation
from the outside world; and threats of damnation if they tried to escape. Alamo
compares his case to other Arkansas cases with lesser verdicts. Smith v. Hansen, 914
S.W.2d 285 (Ark. 1996) (each plaintiff recovering $250,000 in compensatory and
$500,000 in punitive damages from each defendant in an assault, battery, and outrage

                                          -7-
case); Spears v. State Farm Fire & Cas. Ins., 725 S.W.2d 835 (Ark. 1987) (total of
$570,000 compensatory and $2 million punitive damages in a negligence and willful
and wanton conduct case). However, the cases to which he draws comparison are not
factually similar to his case. See Cooper Indus., Inc. v. Leatherman Tool Grp., Inc.,
532 U.S. 424, 440 (2001) (finding that an appellate court is better suited to compare
awards in different cases). Alamo also compares Ondrisek and Calagna’s case
against him to their case against the TACM “enforcer,” arising from the same facts.
Ondrisek v. Kolbek, No. 4:09CV4100-HFB (W.D. Ark. Oct. 22, 2009) (each
receiving $500,000 in compensatory and $1 million in punitive). However, Alamo
orchestrated and supervised the beatings in both cases, justifying the compensatory
damages awarded against him.

                                         B.

        Alamo contests the punitive damages award of $30 million to each plaintiff.
First, he argues that the award was not proper under Arkansas law because it was not
justified by the policy objectives underlying punitive damage awards. Punitive
damages are designed to punish and deter harmful conduct. Exxon Shipping Co. v.
Baker, 554 U.S. 471, 492 (2008); Advocat, Inc. v. Sauer, 111 S.W.3d 346, 359 (Ark.
2003). Alamo contends that the award in this case cannot be based on deterrence
because he is incarcerated and unable to continue the conduct. He characterizes the
punitive damages as punishment for his “unorthodox religious beliefs.” As noted,
Alamo’s tortious actions – not his religious beliefs – are at issue in this case and
justify a punitive damage award. And “[u]nder Arkansas law, a punitive damages
award serves not only to ‘deter similar conduct on the part of the particular
tortfeasor,’ but also ‘others who might be inclined to engage in such conduct.’”
Boerner v. Brown & Williamson Tobacco Co., 394 F.3d 594, 602 (8th Cir. 2005)
(internal quotation marks omitted), quoting Robertson Oil Co. v. Phillips Petrol. Co.,
14 F.3d 373, 378 (8th Cir.1993) (en banc); see Ray Dodge, Inc. v. Moore, 479

                                         -8-
S.W.2d 518, 523 (Ark. 1972). An award of punitive damages in this case is justified
both as punishment for Alamo’s actions and to deter others from comparable conduct.

      Second, he contends that the amount of the award violates federal due process
and Arkansas law. Juries have considerable flexibility in determining the level of
punitive damages. See BMW of N. Am., Inc. v. Gore, 517 U.S. 559, 568 (1996). The
Due Process Clause of the Fourteenth Amendment prohibits “grossly excessive” civil
punishment. Cooper, 532 U.S. at 433-34, citing Gore, 517 U.S. at 562. This court
reviews the constitutionality of punitive damages de novo. Ross v. Kansas City
Power & Light Co., 293 F.3d 1041, 1048 (8th Cir. 2002). Similar to compensatory
damages, punitive damages are grossly excessive if they “shock the conscience of this
court or . . . demonstrate passion or prejudice on the part of the trier of fact.”
Stogsdill v. Healthmark Partners, L.L.C., 377 F.3d 827, 832 (8th Cir. 2004); Routh
Wrecker Serv., Inc. v. Washington, 980 S.W.2d 240, 244 (Ark. 1998). “Because the
Arkansas courts employ the United States Supreme Court’s due process analysis, we
conflate both state and federal review.” Boerner, 394 F.3d at 602. To determine
whether a punitive award shocks the conscience or demonstrates prejudice, the Court
reviews:

      (1) the degree of reprehensibility of the defendant's conduct;

      (2) the disparity between actual or potential harm suffered and the
      punitive damages award (often stated as a ratio between the amount of
      the compensatory damages award and the punitive damages award); and

      (3) the difference between the punitive damages award and the civil
      penalties authorized in comparable cases.

Id., citing Gore, 517 U.S. at 574-75. Taken together, these guideposts are meant to
ensure proper notice of the penalty associated with his conduct. Gore, 517 U.S. at
574.
                                        -9-
       This court evaluates whether the reprehensible nature of Alamo’s conduct
warrants further damages to achieve punishment or deterrence of the conduct in the
future. See State Farm Mut. Auto Ins. Co. v. Campbell, 538 U.S. 408, 419 (2003).
Reprehensibility is the most important guidepost. Gore, 517 U.S. at 575. In
determining reprehensibility, the Supreme Court instructs courts to consider whether:

         [1] the harm caused was physical as opposed to economic; [2] the
         tortious conduct evinced an indifference to or a reckless disregard of the
         health or safety of others; [3] the target of the conduct had financial
         vulnerability; [4] the conduct involved repeated actions or was an
         isolated incident; and [5] the harm was the result of intentional malice,
         trickery, or deceit, or mere accident.

Campbell, 538 U.S. at 419. These factors demonstrate the extreme reprehensibility
of this case.1 The harm was physical. Alamo’s tortious conduct evinced a reckless
disregard for the health and safety of Ondrisek and Calagna, involving repeated acts
against both. This is not the first time Alamo has been found liable of beating
children. In a previous case involving the same type of conduct, a district court called
Alamo’s offenses “atrocious,” “monstrous,” and “cold blooded.” Miller v. Tony &
Susan Alamo Found., 748 F. Supp. 695, 697-98 (W.D. Ark. 1990) (“No feeling
person could fail to be moved by the testimony in this case or to be revolted by the
cold blooded and calculated manner in which the punishment . . . was carried out.”).
This court, like the court in Miller, “can conceive of no higher duty incumbent on it
than the protection of children from outrageous batteries like the one that the
evidence here so plainly reveals.” Id. at 698. Even after he was found liable, Alamo
continued beating children, indicating that the prior, lesser damages did not deter him.
Alamo was in a position of trust as a religious leader, yet he continually abused that

         1
             Because the harm in this case was non-economic, the third factor does not
apply.
                                            -10-
power to subject children to substantial physical and emotional abuse. Following
Alamo’s repeated beatings, both Ondrisek and Calagna contemplated suicide, “unable
to imagine that death would be worse.” Alamo’s conduct was exceptionally
reprehensible, justifying significant punitive damages.

       Moving to the second guidepost, Alamo challenges the 10:1 ratio between the
punitive and compensatory damages. The Supreme Court has “consistently rejected
the notion that the constitutional line is marked by a simple mathematical formula,
even one that compares actual and potential damages to the punitive award.” Gore,
517 U.S. at 582. But, “in practice, few awards exceeding a single-digit ratio between
punitive and compensatory damages, to a significant degree, will satisfy due process.”
Campbell, 538 U.S. at 425. “A higher ratio may . . . be justified in cases in which the
injury is hard to detect or the monetary value of noneconomic harm might have been
difficult to determine.” Gore, 517 U.S. at 582. Conversely, “[wh]en compensatory
damages are substantial, then a lesser ratio, perhaps only equal to compensatory
damages, can reach the outermost limit of the due process guarantee.” Campbell, 538
U.S. at 425. In this case, the $3 million compensatory damages awarded to each
plaintiff are substantial. Cf. id. at 426 (finding a $1 million award substantial). “[I]n
upholding a punitive damages award, [the Supreme Court] concluded that an award
of more than four times the amount of compensatory damages might be close to the
line of constitutional impropriety.” Id. at 425, citing Pacific Mut. Life Ins. Co. v.
Haslip, 499 U.S. 1, 23-24 (1991).

      In the years since Gore, this court has seldom reviewed the punitive damages
with compensatory damages greater than $1 million. See the Appendix to this
opinion. Only three times has this court reviewed an award of punitive damages
exceeding $1 million with a ratio to compensatory damages greater than 1:1. First,
in Eden Electrical, Ltd. v. Amana Co., 370 F.3d 824 (8th Cir. 2004), the plaintiff
company was tricked into buying $2.4 million worth of “junk” by the defendant’s

                                          -11-
fraudulent promise to enter into a long-term exclusive distributorship agreement,
which the defendant breached immediately and terminated within months. Id. at 828.
“[The defendant]’s agents expressed the desire to ‘f***’ and ‘kill’ [the plaintiff] after
taking its $2.4 million.” Id. at 829. The jury awarded $2.1 million in compensatory
damages and $17.875 million in punitives, which the district court reduced to $10
million – a 4.8:1 ratio – for fraud and breach of contract. Id. at 827. This court
affirmed the $10 million award, relying on the Gore factors and finding the
defendant’s conduct “extraordinarily reprehensible.” Id. at 829.

        Second, in Conseco Finance Servicing v. North American Mortgage Co., 381
F.3d 811 (8th Cir. 2004), a mortgage company sued after its former employees joined
a competitor and took the confidential loan information of the plaintiff’s customers
with them. Id. at 815-16. The defendant mortgage company, pleased with the results
of using the misappropriated information, replicated the process all over the country.
Id. at 816. The jury awarded $3.5 million in compensatory damages and $18 million
in punitives – a 5.1:1 ratio – for unfair competition and tortious interference with
business relations. This court reduced the punitive award to $7 million – a 2:1 ratio
– noting the “absence of extremely reprehensible conduct against the plaintiff or some
special circumstance.” Id. at 825, quoting Williams v ConAgra Poultry Co., 378
F.3d 790, 799 (8th Cir. 2004).

       Finally, in Boerner, the widower of a brand-loyal smoker who died of lung
cancer sued the manufacturer of the brand’s cigarettes that were substantially more
addictive and carcinogenic than its competitors’. 394 F.3d at 598. The jury awarded
$4.025 million in compensatory damages and $15 million in punitives – a 3.7:1 ratio
– for a design defect. Id. This court reduced the punitive damages to $4.025 million
– a 1:1 ratio. Id. at 603. The Boerner court distinguished the higher ratio affirmed
in Eden Electrical because the defendant in that case acted intentionally. Id. While
the cigarette manufacturer may have “exhibited a callous disregard for the adverse

                                          -12-
health consequences of smoking,” “there [was] no evidence that anyone at [the
manufacturer] intended to victimize its customers.” Id.

       Addressing the third Gore guidepost, this court must also compare damages
awarded in similar civil cases. While the 10:1 ratio in this case is the same as in
Alamo’s (unappealed) previous case, the compensatory damages are significantly
larger ($3 million compared to $50,000). See Miller, 748 F. Supp. at 699. In the
related case arising from these facts, the court imposed a 2:1 ratio, see Kolbek, No.
4:09CV4100-HFB ($500,000 in compensatory and $1 million in punitive), but
Kolbek was only carrying out Alamo’s orders.

       Despite the exceptionally reprehensible nature of Alamo’s conduct, it would
be unconstitutional to let the punitive damages – and their 10:1 ratio to compensatory
damages – stand. Cf. Campbell, 538 U.S. at 419-20 (“While we do not suggest there
was error in awarding punitive damages based upon State Farm’s conduct toward the
Campbells, a more modest punishment for this reprehensible conduct could have
satisfied the State’s legitimate objectives, and the Utah courts should have gone no
further.”). Although this court’s previous cases are instructive, “[t]he precise award
in any case . . . must be based upon the facts and circumstances of the defendant’s
conduct and the harm to the plaintiff.” Id. at 425. Alamo’s intentional conduct
exhibits a level of reprehensibility beyond that seen in either Conseco Finance
Servicing or Boerner and therefore a reduction to 2:1 or 1:1 is not required. The 4.8:1
ratio affirmed in Eden Electrical currently marks this court’s constitutional boundary
when multi-million dollar compensatory damages award are involved. This panel
does not suggest that Alamo’s actions are any less reprehensible than the defendant’s
conduct in that case, but – given the larger compensatory damage award here – the
punitive damages should not exceed a 4:1 ratio to maintain the notions of

                                         -13-
fundamental fairness and due process.2 See id. at 425 (noting that a 4:1 ratio may
approach the constitutional limit). Punitive damages of $12 million for each plaintiff
are sufficient to achieve proper punishment and to deter similar reprehensible
violence against children in the future.

                                    *******

      The judgment of the district court is affirmed in all regards, except that the
punitive damages award is reversed and remanded to the district court for entry of a
verdict imposing $12 million in punitive damages for each plaintiff.
                     _________________________________

      2
        Alamo’s brief argues for a 2:1 ratio, but during oral argument his counsel
stated that “a reasonable verdict should be probably 3 to 5 – somewhere in that
vicinity.”
                                       -14-
                                            Appendix
      Eighth Circuit cases on the constitutionality of punitive damages after BMW
of North America, Inc. v. Gore, 517 U.S. 559 (1996).3

                                                                              Court of
                                          District Court or Jury
                                                                              Appeals
 8th Circuit Case                        Pun.        Comp.        Ratio     Pun.      Ratio
 White v. McKinley, 605 F.3d 525
                                       $1,000,000   $14,000,000   1:14         Affirmed
 (8th Cir. 2010).

 Quigley v. Winter, 598 F.3d 938
                                       $250,000      $13,685      18.3:1   $54,750        4:1
 (8th Cir. 2010).

 Moore v. American Family Mut.
 Ins. Co., 576 F.3d 781 (8th Cir.      $1,150,000   $1,150,000     1:1         Affirmed
 2009).
 Wallace v. DTG Operations, Inc,
                                       $500,000      $30,000       16:1    $120,000       4:1
 563 F.3d 357 (8th Cir. 2009).
 JCB, Inc. v. Union Planters
 Bank, 539 F.3d 862 (8th Cir.          $1,150,000   $1,446,500    1:1.3        Affirmed
 2008).
 Craig Outdoor Adver., Inc. v.
 Viacom Outdoor, Inc., 528 F.3d        $1,044,445    $125,000     8.4:1        Affirmed
 1001 (8th Cir. 2008).

 Bowles v. Osmose Utils. Servs.,
                                        $80,000      $20,000       4:1         Affirmed
 Inc., 443 F.3d 671 (8th Cir. 2006).
 Diesel Mach., Inc. v. B.R. Lee
 Indus., Inc., 418 F.3d 820 (8th       $2,660,000    $665,000      4:1         Affirmed
 Cir. 2005).

       3
       This appendix does not include cases involving punitive damages awards
based on nominal compensatory damages. See, e.g., Asa-Brandt, Inc. v. ADM
Investor Servs., Inc., 344 F.3d 738 ( 2003).
                                        -15-
8th Circuit Case                       Pun.        Comp.         Ratio      Pun.       Ratio
Boerner v. Brown & Williamson
Tobacco Co., 394 F.3d 594 (8th       $15,000,000   $4,025,000    3.7:1    $5,000,000      1.2:1
Cir. 2005).

Conseco Fin. Servicing Corp. v.
North Am. Mortg. Co., 381 F.3d       $18,000,000   $3,500,000    5.1:1    $7,000,000      2:1
811 (8th Cir. 2004).

Williams v. ConAgra Poultry Co.,
                                     $6,063,750    $600,000      10.1:1   $600,000        1:1
378 F.3d 790 (8th Cir. 2004).
Stogsdill v. Healthmark Partners,
L.L.C., 377 F.3d 827 (8th Cir.       $5,000,000    $500,000      10:1     $2,000,000      4:1
2004).

MacGregor v. Mallinckrodt, Inc.,
373 F.3d 923 (8th Cir. 2004).
                                      $300,000     $170,803      1.8:1         Affirmed

Eden Elec., Ltd. v. Amana Co.,
                                     $10,000,000   $2,100,000    4.8:1         Affirmed
370 F.3d 824 (8th Cir. 2004).
Walsh v. National Computer Sys.,
Inc., 332 F.3d 1150 (8th Cir.         $300,000     $112,000      2.7:1         Affirmed
2003).
Life Plus Int’l v. Brown, 317 F.3d 4
                                      $180,000     $11,000       16.4:1        Affirmed
799 (8th Cir. 2003).
Salitros v. Chrysler Corp., 306
                                      $100,000     $445,516      1:4.5         Affirmed
F.3d 562 (8th Cir. 2002).
Ross v. Kansas City Power &
Light Co., 293 F.3d 1041 (8th Cir.    $120,000      $6,000        20:1     $60,000        10:1
2002).

Grabinski v. Blue Springs Ford
Sales, Inc., 203 F.3d 1024 (8th       $210,000      $7,835       26.8:1        Affirmed
Cir. 2000) (multiple defendants).

United States v. Big D Enters.,
Inc., 184 F.3d 924 (8th Cir. 1999)    $100,000      $1,000       100:1         Affirmed
(multiple defendants).

      4
      The jury award of compensatory damages was ambiguous. This court used
$11,000 as representative of plaintiff’s actual loss. 317 F.3d at 806.
                                         -16-
 8th Circuit Case                      Pun.        Comp.        Ratio      Pun.          Ratio
 Morse v. Southern Union Co.,
                                     $400,000      $70,000       5.7:1         Affirmed
 174 F.3d 917 (8th Cir. 1999).
 Watkins v. Lundell, 169 F.3d 540                                                    5
                                     $3,500,000    $235,000     14.9:1    $940,000        4:1
 (8th Cir. 1999).

 Denesha v. Farmers Ins. Exch.,
                                     $4,000,000   $164,280.67   24.3:1    $700,000        4.3:1
 161 F.3d 491 (8th Cir. 1998).

 Dean v. Olibas, 129 F.3d 1001
                                      $70,000       $5,000       14:1          Affirmed
 (8th Cir. 1997).

 Kim v. Nash Finch Co., 123 F.3d
                                     $300,000      $100,000       3:1          Affirmed
 1046 (8th Cir. 1997).
 Parsons v. First Investors Corp.,
                                     $300,000     $26,949.51    11.1:1         Affirmed
 122 F.3d 525 (8th Cir. 1997).
 Kimzey v. Wal-Mart Stores, Inc.,
                                     $5,000,000    $35,000      142.9:1   $350,000        10:1
 107 F.3d 568 (8th Cir. 1997).

       5
       This court held the district court abused its discretion by failing to set aside
a default judgment with punitive damages exceeding $940,000. 169 F.3d at 547.
                                         -17-