Court Opinion

ID: 4532396
Source: CourtListenerOpinion
Date Created: 2020-05-07 13:08:21.579876+00
Date Added: 2024-06-11T09:27:13.135258
License: Public Domain

State of New York                                                       OPINION
Court of Appeals                                         This opinion is uncorrected and subject to revision
                                                           before publication in the New York Reports.

 No. 26
 Wilfredo Colon, et al.,
         Appellants,
      v.
 Willie Martin, Jr., et al.,
         Respondents.

 Marshall D. Sweetbaum, for appellants.
 Jeremy W. Shweder, for respondents.

 FEINMAN, J.:

        General Municipal Law § 50-h requires a claimant to comply with a municipality’s

 demand for a pre-action oral examination before commencing suit against the municipality.

 The novel statutory interpretation issue on this appeal is whether a claimant has the right

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to observe a coclaimant’s section 50-h oral examination over the municipality’s objection.

We hold that section 50-h provides no such right.

       Plaintiff Wilfredo Colon contends that, in January 2015, he was the owner and

operator of a vehicle that was rear-ended by a pickup truck driven by defendant Willie

Martin, Jr. and owned by Martin’s employers, defendants New York City Department of

Environmental Protection and the City of New York (the City). Plaintiff Ramona Cordero

contends that she was a passenger in Colon’s vehicle at the time of the accident. Plaintiffs,

who were represented by the same attorney, served defendants with a joint notice of claim,

contending that they suffered personal injuries and other damages as a result of defendants’

negligence.

       Defendants served separate “Notice[s] of 50-h Hearing,” advising that, pursuant to

General Municipal Law § 50-h, plaintiffs were “mandated by law to appear” and “be orally

examined under oath” concerning their allegations before commencing an action. The

notices contained unique claim numbers, assigned by defendants, and stated that the

hearings would occur consecutively on a specified day.

       Plaintiffs appeared for their section 50-h hearings in June 2015. However, their

attorney refused to let the hearings proceed unless each plaintiff could be present while the

other testified.   Defendants rejected plaintiffs’ demanded procedure, asserting that

plaintiffs’ refusal to appear at separate hearings violated the General Municipal Law and

the City’s policy. Defendants explained that they were “not waiving any right to any

hearing” and warned plaintiffs that their position “risk[ed] . . . potential dismissal.”

Plaintiffs countered that defendants failed to identify any authority for their reading of the

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statute other than the City’s internal policy. Plaintiffs maintained that they were “not

refusing to proceed,” but would not go forward unless they could observe each other’s

testimony. The parties failed to reach an accord, and no section 50-h hearings ever

occurred.

      Plaintiffs commenced this action against defendants and later moved for summary

judgment on the issue of liability. Defendants cross-moved for summary judgment based

on plaintiffs’ failure to submit to pre-action section 50-h hearings. Plaintiffs opposed

defendants’ cross motion, arguing that defendants constructively waived their right to the

hearings by refusing to conduct them simultaneously. Plaintiffs did not seek, in the

alternative, an opportunity to submit to separate hearings. Supreme Court, among other

things, granted defendants’ cross motion and dismissed the action.

      The Appellate Division affirmed Supreme Court’s order insofar as appealed from,

with two Justices dissenting (see 170 AD3d 1109, 1109 [2d Dept 2019]). The Court

concluded that General Municipal Law § 50-h “does not expressly permit nor give the

absolute right to a claimant involved in the same alleged incident to be present at or to

observe another claimant’s oral examination” (id. at 1111). Therefore, because plaintiffs

failed “to comply with” the statute, “they were precluded from commencing the instant

action” (id. at 1112). Plaintiffs appealed to this Court as of right pursuant to CPLR 5601

(a) on dissent grounds. We affirm.

      This Court’s “well-established rules of statutory construction direct” that the

analysis begins “with the language of the statute” (People v Francis, 30 NY3d 737, 740

[2018] [internal quotation marks and citation omitted]). This is because the “primary

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consideration is to ascertain the legislature’s intent, of which the text itself is generally the

best evidence” (id. [internal quotation marks and citation omitted]; see Matter of Walsh v

New York State Comptroller, __ NY3d __, 2019 NY Slip Op 08518, *1 [2019]). “[A]

court should construe unambiguous language to give effect to its plain meaning” (Matter

of Walsh, 2019 NY Slip Op 08518, *1 [internal quotation marks and citation omitted]).

“Further, a statute must be construed as a whole and . . . its various sections must be

considered together and with reference to each other” (id. [internal quotation marks and

citation omitted]). “[T]he circumstances surrounding the statute’s passage” are a useful

aid in understanding its meaning (Riley v County of Broome, 95 NY2d 455, 464 [2000]

[internal quotation marks and citation omitted]).

       “The maxim expressio unius est exclusio alterius” applies “in the construction of

the statutes, so that where a law expressly describes a particular act, thing or person to

which it shall apply, an irrefutable inference must be drawn that what is omitted or not

included was intended to be omitted or excluded” (McKinney’s Cons Laws of NY, Book

1, Statutes § 240; see Town of Aurora v Village of E. Aurora, 32 NY3d 366, 372-373

[2018]). In other words, the doctrine is an “interpretive maxim that the inclusion of a

particular thing in a statute implies an intent to exclude other things not included” (Cruz v

TD Bank, N.A., 22 NY3d 61, 72 [2013]). The maxim “is typically used to limit the

expansion of a right or exception—not as a basis for recognizing unexpressed rights by

negative implication” (id.).

       Under the “last antecedent rule of statutory construction . . . , relative and qualifying

words or clauses in a statute are to be applied to the words or phrases immediately

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preceding, and are not to be construed as extending to others more remote” (Matter of T-

Mobile Northeast, LLC v DeBellis, 32 NY3d 594, 608 [2018], rearg denied 32 NY3d 1197

[2019] [internal quotation marks, brackets, and citation omitted]; see McKinney’s Cons

Laws of NY, Book 1, Statutes § 254). “Thus, the word ‘such,’ when used in a statute,

must, in order to be intelligible, refer to some antecedent, and will generally be construed

to refer to the last antecedent in the context, unless some compelling reason appears why

it should not be so construed” (McKinney’s Cons Laws of NY, Book 1, Statutes § 254,

Comment at 418 [1971 ed]).

       General Municipal Law § 50-h (1) states:

              “Wherever a notice of claim is filed against a city . . . the city
              . . . shall have the right to demand an examination of the
              claimant relative to the occurrence and extent of the injuries or
              damages for which claim is made, which examination shall be
              upon oral questions . . . and may include a physical
              examination of the claimant by a duly qualified physician. If
              the party to be examined desires, he or she is entitled to have
              such examination in the presence of his or her own personal
              physician and such relative or other person as he or she may
              elect.”

Section 50-h (3) provides: “In any examination required pursuant to the provisions of this

section the claimant shall have the right to be represented by counsel.” Section 50-h (5)

states: “Where a demand for examination has been served . . . no action shall be

commenced against the city . . . against which the claim is made unless the claimant has

duly complied with such demand for examination.”

       As General Municipal Law § 50-h (5) makes clear on its face, compliance with a

municipality’s demand for a section 50-h examination is a condition precedent to

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commencing an action against that municipality (see Alouette Fashions v Consolidated

Edison Co. of N.Y., 119 AD2d 481, 484-485 [1st Dept 1986], affd for the reasons stated

in App Div mem 69 NY2d 787 [1987]). A claimant’s failure to comply with such a demand

generally warrants dismissal of the action (see Davidson v Bronx Mun. Hosp., 64 NY2d

59, 62 [1984]). Requiring claimants to comply with section 50-h before commencing an

action augments the statute’s purpose, which “is to afford the city an opportunity to early

investigate the circumstances surrounding the accident and to explore the merits of the

claim, while information is readily available, with a view towards settlement” (Alouette

Fashions, 119 AD2d at 487; see Davidson, 64 NY2d at 62).

       Plaintiffs essentially argue that General Municipal Law § 50-h (1) permits a

claimant to have their “personal physician” or “such relative or other person” present at an

oral examination, and that a coclaimant qualifies as an “other person” under the statute.

We disagree. Section 50-h (1) states that the “examination shall be upon oral questions . .

. and may include a physical examination.” It goes on to state that the claimant “is entitled

to have such examination in the presence of his or her own personal physician and such

relative or other person as he or she may elect” (emphasis added). Pursuant to the last

antecedent rule of statutory construction, the phrase “such examination” in section 50-h (1)

refers to the “physical examination,” the last examination in the list of examinations

contemplated by that provision. It does not apply to the more remote examination upon

oral questions. Plaintiffs fail to identify any compelling reason to abandon this established

rule of construction in this case.

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       Section 50-h (1)’s legislative history corroborates this result. When the statute was

originally enacted in 1958, it permitted, as it does today, a municipality to demand an

examination “which examination shall be upon oral questions . . . and may include a

physical examination of the claimant by a duly qualified physician” (General Municipal

Law former § 50-h [1]; see L 1958, ch 393, § 2). The 1958 statute provided, however, that

“[i]f the party to be examined is a female she shall, if she desires, be entitled to have such

examination in the presence of her own personal physician and such relative or other person

as she may elect” (id.).

       In 1976, the legislature amended section 50-h (1) to make the statute gender neutral.

The amended statute stated: “If the party to be examined desires, he or she is entitled to

have such examination in the presence of his or her own personal physician and such

relative or other person as he or she may elect” (General Municipal Law former § 50-h [1];

see L 1976, ch 22, § 1). This language still exists in the current statute. The Law Revision

Commission’s memorandum explained that the purpose of the 1976 amendment was “[t]o

extend to male claimants . . . the right to have their own physician and relative present at

physical examinations called for by the municipality” (Mem of Law Rev Commn, Bill

Jacket, L 1976, ch 22 [emphasis added]). “If legal safeguards inhere in having one’s own

physician present at a physical examination bearing on liability, there is no discernible

reason for limiting that right to women only” (id. [emphasis added]).

       This legislative history makes clear that the legislature intended the oral and

physical examinations to be separate undertakings at which claimants are afforded different

rights. Consequently, contrary to plaintiffs’ argument, the statutory language, legislative

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history, and the circumstances surrounding the 1976 amendment all confirm that a claimant

is permitted to bring a personal physician or other person to the physical examination, not

the oral examination.

       In addition, considering General Municipal Law § 50-h as a whole, we conclude

that the legislature’s chosen statutory scheme provides a municipality the authority to

conduct separate oral examinations of coclaimants.* The statute specifically articulates the

persons who may not be prevented from accompanying claimants to oral and physical

examinations. As explained above, section 50-h (1) sets forth the broad category of persons

that may not be excluded from accompanying claimants to their physical examination.

However, the statute does not grant claimants a similar right to have a broad category of

persons attend their oral examination over the municipality’s objection. Instead, section

50-h (3) permits claimants to have their attorney accompany them to “any” section 50-h

examination, referring to both the oral examination and the physical examination. No other

person is expressly permitted to attend a section 50-h oral examination when the

municipality objects. Because section 50-h specifically describes the persons who cannot

be excluded from the statutory examinations, both oral and physical, we infer, under the

expressio unius maxim, that the legislature intended to allow municipalities to exclude

persons not listed in the statute from attending those examinations. Concerning section 50-

h oral examinations, in particular, the legislature’s decision to grant claimants the right to

*
  A municipality need not exercise this authority, and we do not hold that coclaimants are
precluded from observing each other’s section 50-h hearings in the absence of an objection
from the municipality.
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have their attorneys attend those examinations, while omitting a similar right to have

coclaimants attend, implies that the legislature intended to authorize municipalities to

exclude coclaimants from the oral examinations. We decline plaintiffs’ invitation to

recognize an “unexpressed right[]” for coclaimants to attend section 50-h oral examinations

“by negative implication” (Cruz, 22 NY3d at 72). Had the legislature intended to allow

coclaimants to observe each other’s section 50-h hearings over the municipality’s

objection, “it would have said so in the statute” (id.).

       Finally, at Supreme Court plaintiffs never requested an opportunity to submit

belatedly to section 50-h hearings. The request for such relief here is therefore unpreserved

for our review. Plaintiffs’ remaining arguments lack merit. Accordingly, the Appellate

Division order should be affirmed, with costs.

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Colon v Martin

No. 26

FAHEY, J. (concurring):

         The historical roots of General Municipal Law § 50-h, and the advantages it gives

to municipalities, are linked to the waiver of sovereign immunity. In light of that waiver,

the legislature gave municipalities certain procedural protections, reflecting an underlying

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policy of allowing municipalities to promptly investigate a claim.

       “[W]hen the State of New York waived its sovereign immunity in 1929, its

subdivisions, including the City, also lost their protection from suit” (Campbell v City of

New York, 4 NY3d 200, 205 [2005], citing Florence v Goldberg, 44 NY2d 189, 194-195

[1978] [“As a concomitant of the State's waiver of immunity, the governmental

subdivisions of the State--its counties, cities, towns and villages--formerly sheltered under

the protective cloak of the State's immunity, also became answerable equally with

individuals and private corporations for wrongs of officers and employees” (internal

quotation marks and citations omitted)]). In recognition of this loss of sovereign immunity,

the legislature has created certain protections for municipalities in General Municipal Law

article 4 that do not apply to private tort defendants (see Bender v New York City Health

& Hosps. Corp., 38 NY2d 662, 667 [1976]).

       General Municipal Law § 50-h is one such protection. It grants to certain municipal

defendants—here, the City of New York—the right to examine the allegedly injured

claimant, both physically and orally, “relative to the occurrence and extent of the injuries

or damages for which claim is made” (id. § 50-h [1]). A claimant’s compliance with a

municipality’s demand for a physical or oral examination pursuant to section 50-h is a

condition precedent to suit (see id. § 50-h [5]). If a claimant nevertheless commences an

action despite non-compliance with a demand for a 50-h examination, that action is subject

to dismissal.

       The purpose of an oral examination conducted pursuant to section 50-h, otherwise

known as a “50-h hearing,” is to grant municipal defendants a protection that private tort

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defendants generally are not afforded: to examine the allegedly injured individual with

respect to the claim before an action is commenced (see Davidson v Bronx Mun. Hosp., 64

NY2d 59, 62 [1984]). The 50-h hearing allows the municipal defendant “an opportunity

to early investigate the circumstances surrounding the accident and to explore the merits

of the claim, while information is readily available, with a view towards settlement”

(Alouette Fashions v Consolidated Edison Co. of N.Y., 119 AD2d 481, 487 [1st Dept

1986], affd for reasons stated below 69 NY2d 787 [1987]).

       This Court’s statutory interpretation today supports that legislative purpose. The

legislature did not give claimants the right to have any person other than the claimant’s

attorney present at a 50-h hearing. The legislative purpose—to enable the municipality to

promptly investigate a claim before an action is commenced—is furthered by allowing a

claimant to have only those individuals expressly specified by the legislature in attendance

at a 50-h examination. Nowhere in the statute are claimants given the right to have

coclaimants attend or observe their testimony at a 50-h hearing.

       Contrary to the suggestion in the Appellate Division dissent, the CPLR provisions

governing depositions are not instructive in interpreting General Municipal Law § 50-h

(see Colon v Martin, 170 AD3d 1109, 1116-1117 [2d Dept 2019] [Duffy, J., dissenting]).

The provisions of the CPLR do not apply to 50-h hearings because 50-h hearings are

conducted before an action is commenced.* Even assuming, for the sake of argument, that

parties have the right to attend depositions during a pending action (but see e.g. Perez v

*
 CPLR 3102 (c) allows for “disclosure to aid in bringing an action, . . . but only by court
order.”
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Time Moving & Stor., 28 AD3d 326, 328 [1st Dept 2006], lv dismissed 7 NY3d 862

[2006]; Troutman v Washburn, 197 AD2d 876, 876 [4th Dept 1993]; Naatz v Queensbury

Cent. School Dist., 166 AD2d 866, 867 [3d Dept 1990]; Matter of Czachor, 137 AD2d 915,

916 [3d Dept 1988]; Swiers v P & C Food Mkts., 95 AD2d 881, 882 [3d Dept 1983]), that

principle has no bearing on the interpretation of General Municipal Law § 50-h. Hearings

conducted pursuant to section 50-h occur before any “parties” to an “action” yet exist.

*    *     *    *     *    *     *     *    *     *    *     *     *    *     *    *      *

Order affirmed, with costs. Opinion by Judge Feinman. Chief Judge DiFiore and Judges
Rivera, Stein, Fahey, Garcia and Wilson concur, Judge Fahey in a concurring opinion.

Decided May 7, 2020

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