Court Opinion

ID: 8736752
Source: CourtListenerOpinion
Date Created: 2022-11-26 10:22:08.924883+00
Date Added: 2024-06-11T17:00:06.564257
License: Public Domain

RULINGS ON MOTION TO COMPEL, MOTION TO QUASH, MOTION TO EXCLUDE PLAINTIFF’S EXPERT REPORT AND MOTION FOR LEAVE TO FILE A SURREPLY

DORSEY, District Judge.
Presently before this court are plaintiffs motion to compel, defendant’s motion to quash, defendant’s motion to exclude plaintiffs expert report and plaintiffs motion for leave to file a surreply. For the reasons set forth herein, plaintiffs motion to compel is denied, defendant’s motion to quash is denied, defendant’s motion to exclude an expert report is denied and plaintiffs motion for leave to file a surreply is denied.
I. MOTION TO COMPEL
Plaintiff moves to compel responses to discovery requests contained in his letter dated January 16, 2002. The letter is a five-page, single-spaced list of documents and discovery materials sought unaccompanied by legal argument. No order compelling discovery will issue absent a showing by the movant that the material sought is either directly relevant or likely to produce relevant material. Hofer v. Mack Trucks, Inc., 981 F.2d 377, 380 (8th Cir.1992). Furthermore, D. Conn. L. Civ. R. 9(d)(3) requires that memoranda filed in discovery disputes “shall contain a concise statement of the nature of the case and a specific verbatim listing of each of the items of discovery sought or opposed, and immediately following each specification shall set forth the reason why the item should be allowed or disallowed.” As plaintiff has neither identified specifically what items from the letter are sought nor articulated a basis on which to grant his motion, the motion to compel is denied.
II. MOTION TO QUASH
Defendant moves to quash the subpoenas for Dr. William Cibes, Jr., Chancellor of the Connecticut State University System, and Ernie Marquez, Connecticut State University System Executive Officer for Human Resources, arguing that their testimony would be irrelevant and that requiring their depositions would be oppressive, burdensome and not reasonably calculated to lead to admissible evidence. Plaintiff responds that defendant has failed to establish good cause for issuance of an order quashing the subpoenas.
Although defendant does not expressly characterize its motion as a motion for a *17protective order, its invocation of the standard contained in Fed. R. Civ. P. 26(b)(2) requires its characterization as such. The burden is therefore on defendant to demonstrate good cause for issuance of the order quashing the subpoena and precluding the deposition. See Penthouse Int'l, Ltd. v. Playboy Enters., 663 F.2d 371, 391 (2d Cir. 1981) (citation omitted); see also Fed. R. Civ. P. 26(c); Dove v. Atl. Capital Corp., 963 F.2d 15, 19 (2d Cir.1992) (burden is on moving party to show good cause). A protective order is a safeguard against “injury, harassment, or abuse of the court’s processes.” Bridge C.A.T. Scan Assocs. v. Technicare Corp., 710 F.2d 940, 944-45 (2d Cir.1983). An order quashing a subpoena is appropriate when the deposition imposes an undue burden on the deponent. See Fed. R. Civ. P. 45(c)(3)(A)(iv). Defendant has satisfied neither the standard for a protective order nor the standard for an order quashing the subpoenas.
Defendant argues that Cibes and Marquez have no personal knowledge of the facts of plaintiffs case thus their testimony is irrelevant to plaintiffs claim. In so arguing, defendant characterizes plaintiffs discrimination claims as involving “disparate treatment” rather than “disparate impact.” Such a characterization unduly narrows plaintiffs claims as it appears plaintiffs claims could raise either theory of discrimination. It is thus not apparent that the depositions could neither produce information relevant to a claim or defense nor lead to admissible evidence. See Fed. R. Civ. P. 26(b)(1).
Absent the argument that the discovery sought is irrelevant, the crux of defendant’s argument appears to be that the deponents would be inconvenienced by the depositions. Inconvenience alone will not justify an order quashing the subpoenas. Northrop Corp. v. McDonnell Douglas Corp., 751 F.2d 395, 407 (D.C.Cir.1984). “A reasonable inconvenience must be borne to further the goals of diseovery-the making available to litigants all relevant and available information.” Id. Defendant thus has established neither that the depositions would impose an undue burden on the deponents, see Fed. R. Civ. P. 45(c)(3)(A)(iv), nor that the likely benefit of the depositions are exceeded by the burden imposed, see Fed. R. Civ. P. 26(b)(2)(iii). Its motion for an order quashing the subpoenas is denied.
III. MOTION TO EXCLUDE PLAINTIFF’S EXPERT REPORT
Defendant’s motion to exclude plaintiffs expert report is construed as a motion to preclude expert testimony for failure to provide a complete expert report by the deadline of December 31, 2001. Plaintiff responds that he designated his expert by the deadline or, if he failed to meet the deadline, any delay was negligible and does not justify preclusion.1
The following facts are relevant to the present motion. The parties were required by pretrial order to disclose expert witnesses by December 31, 2001. On January 14, 2002, defendant received an expert report that did not conform to Fed. R. Civ. P. 26(a)(2)(B) as it did not provide the expert’s compensation or a list of the cases in which the expert appeared. On February 19, 2002, plaintiff provided defendant with the missing portions of the expert report.
Defendant argues that the deficiencies in the expert report justify preclusion of expert testimony. Preclusion of evidence is a harsh remedy and should be utilized only on rare occasions when justice so requires. See Update Art. Inc. v. Modiin Publ’g. Ltd., 843 F.2d 67, 71 (2d Cir.1988). The present circumstances do not justify preclusion. Defendant was served with the expert report, albeit an incomplete expert report, approximately two weeks before the discovery deadline. Defendant thus cannot now claim that it was unaware of the substance of the expert *18witness’s testimony after the report was received on January 14, 2002. Defendant did not raise the technical defect in its previous motion to preclude expert testimony filed before the discovery deadline on January 29, 2002. An additional consideration in determining whether to preclude evidence is the willfulness of the discovery violation argued in support of preclusion. See id. It is not apparent that plaintiff’s failure to comply with the discovery requirements was willful. The remedy of preclusion is not to be employed as a “paper tiger” with parties capitalizing on technical mistakes in discovery, but rather should be employed sparingly when the circumstances demand such a drastic measure. See id. The present circumstances do not merit such a measure. The motion to preclude expert testimony is denied.
In the alternative, defendant moves for a ninety-day extension of time to depose plaintiffs expert and to file its designation of expert witness and expert report. Defendant was aware of plaintiffs expert on January 14, 2002, and thus had ample opportunity to identify an expert witness. The parties are granted an extension of two weeks from the date of this order to depose plaintiffs expert witness and designate and depose any witness selected by defendant to rebut the testimony of plaintiffs expert witness.
IV. CONCLUSION
Plaintiffs motion to compel (Doc. 77) is denied, defendant’s motion to quash (Doc. 81) is denied, defendant’s motion to exclude plaintiffs expert report (Doc. 90) is denied and plaintiffs motion for leave to file a surreply (Doc. 97) is denied as moot.
SO ORDERED.

. Plaintiff does not account for his failure to comply with the December 31, 2001 deadline for designation of expert witnesses. He instead argues that the filing of various discovery motions or a ruling extending the discovery deadline implicitly extended the deadline for designating expert witnesses by implication. Plaintiff identifies no basis in law for this proposition. Neither party sought an extension of time to designate expert witnesses, thus the relevant deadline was December 31, 2001.