Court Opinion

ID: 9408122
Source: CourtListenerOpinion
Date Created: 2023-07-11 17:02:25.956373+00
Date Added: 2024-06-11T17:20:41.944724
License: Public Domain

UNITED STATES DISTRICT COURT
                             FOR THE DISTRICT OF COLUMBIA

  MAURO C. PALACI 0,

       Plaintiff,

 v.                                                          Case No. 22-cv-2800 (RCL)

 CHARLOTTE M. LUCKSTONE,
 Freedom of Information Act/Privacy Act
 Officer, U.S. Marshals Service,

       Defendant.

                                  MEMORANDUM OPINION

        Plaintiff Mauro C. Palacio, proceedingpro se, brings this action against defendant

Charlotte M. Luckstone, a Freedom of Information Act and Privacy Act ("FOIA/P A") officer at

the U.S. Marshals Service ("USMS"), for allegedly violating the Privacy Act, 5 U.S.C. § 552a,

by failing to correct an error in the closing date of an arrest warrant, an error which allegedly

resulted in his denial of benefits by the Department of Veterans Affairs ("VA"). Compl., ECF

No. 1. Through his Complaint and subsequent motion for leave to file a supplemental pleading,

Mr. Palacio seeks injunctive and monetary relief. See Comp1. at 4; Pl.' s Mot. for Leave to File

Suppl. Pleading, ECF No. 5 ("Pl. 's Mot."). Ms. Luckstone moves to dismiss for lack of subject-

matter jurisdiction because, among other reasons, the USMS has confirmed that there is no error

in the warrant records. Def.'s Mot. to Dismiss, ECF No. 12.

       Upon consideration of the parties' filings, the applicable law, and the record, the Court

will GRANT Ms. Luckstone's motion to dismiss, DENY Mr. Palacio's motion for leave to file a

supplemental pleading, and DISMISS WITHOUT PREJUDICE the Complaint.

                                                 1
                                       I.      BACKGROUND

        On July 27, 2017, the U.S. District Court for the Western District of Texas issued a

warrant for Mr. Palacio's arrest, No. 178007287126D, after he violated the terms of his

supervised release imposed as a result of his earlier conviction in that court for a federal sexual

offense against a minor. Warrant, Ex. B to Def.'s Mot. to Dismiss, ECF No. 12-3; Warrant,

United States v. Palacio (RP), No. 03-cr-302 (W.D. Tex.), ECF No. 143. The next day, the

USMS received the warrant and opened the associated case. Pesina Deel., Ex. A to Def. 's Mot.

to Dismiss, ,r 4. Mr. Palacio was arrested on August 1, 2017, id.   ,r 5, and the warrant was
returned to the U.S. District Court for the Western District of Texas on August 3, 2017, id.    ,r 6.
The associated case was purged on December 3, 2017, id.     ,r 7, and the warrant case was
administratively closed on January 28, 2020, id.   ,r 9.
        Starting in 2018, Mr. Palacio allegedly received several communications from the VA

detailing that his benefits would be terminated, and that he would be required to repay benefits

received, for the period July 27, 2017 to December 3, 2017 because the VA considered him to be

a fugitive felon during that time and fugitive felons are prohibited from receiving VA benefits.

See Ex. 1 & 2 to Pl.' s Resp., ECF No. 14-1. The VA allegedly stated that its determination of

Mr. Palacio's fugitive-felon status was based on "evidence [the VA] reviewed," Ex. 2 to Pl. 's

Resp., as well as information allegedly provided to the VA by the USMS via telephone, see Ex. 7

& 8 to PL's Resp., ECF No. 14-1. In 2022, the VA allegedly expanded the benefit-denial period

from July 27, 2017 until January 28, 2020, the latter date being, in the VA's view, the warrant's

actual closing date. See id.; Ex. 9 to Pl.'s Resp., ECF No. 14-1.

       In response, Mr. Palacio petitioned the U.S. District Court for the Western District of

Texas to correct the closing date on warrant No. 178007287126D from January 28, 2020 to

                                                 2
August 3, 2017. Ex. B to Comp!., ECF No. 1-1. The court denied the motion, stating that the

court lacked authority to change any date on the warrant. Order, Palacio, ECF No. 216.

        Mr. Palacio then submitted a FOIA request to the USMS asking that the agency correct

the closing date of his warrant. Compl. at 4. The USMS informed Mr. Palacio that he had not

filed a proper FOIA request and therefore closed out the request without any further action. Ex.

A. to Comp!., ECF No. 1-1.

        In September 2022, Mr. Palacio filed the instant Complaint, alleging that Ms. Luckstone

violated his rights under the Privacy Act by failing to correct the warrant's closing date. Comp!.

at 4. Mr. Palacio seeks the following relief: (1) correction of the closing date to August 3, 2017;

(2) damages of $10,000 per day starting from August 4, 2017; and (3) $500 in legal fees. Id. In

December 2022, Mr. Palacio moved for leave amend the Complaint to request additional

monetary relief in the amount of $10,064.05, allegedly representing Mr. Palacio's outstanding

debt to the VA. Ex. A. to PL 's Mot., ECF No. 5-1. In response, Ms. Luckstone moved to dismiss

the Complaint under Federal Rule of Civil Procedure 12(b)(l), arguing that the case is moot

because the USMS has confirmed that Mr. Palacio's warrant records are correct, and that Mr.

Palacio lacks standing to bring his claim. Def. 's Mot. to Dismiss, ECF No. 12, at 3-7. Mr.

Palacio responded, Pl.'s Resp., ECF No. 14, and Ms. Luckstone replied, Def.'s Reply, ECF No.

15. Both motions are now ripe for review.

                                   II.      LEGALSTANDARDS

       A. Motion to Dismiss for Lack of Subject Matter Jurisdiction

       Under Federal Rule of Civil Procedure 12(b)(l), a defendant may move to dismiss a

complaint for lack of subject-matter jurisdiction. Fed. R. Civ. P. 12(b)(l). "[T]wo things are

necessary to create [subject-matter] jurisdiction" in a district court: "The Constitution must have

                                                 3
 given to the court the capacity to take it, and an act of Congress must have supplied it." Micei

Int'! v. Dep 't of Commerce, 613 F.3d 1147, 1151 (D.C. Cir. 2010) (citing Mayor v. Cooper, 73

U.S. 247,252 (1868); U.S. Const. art. III§ 1) (emphasis removed)). A plaintiff bears the burden

of establishing the existence of subject-matter jurisdiction by a preponderance of the evidence.

Am. Farm Bureau v. EPA, 121 F. Supp. 2d 84, 90 (D.D.C. 2000). If the plaintiff cannot establish

both elements of subject-matter jurisdiction, the Court must dismiss the action. Steel Co. v.

Citizens for a Better Env't, 523 U.S. 83, 94 (1998) (quoting Ex parte McCardle, 74 U.S. 506,

514 (1868) ("Without jurisdiction the court cannot proceed at all in any cause. Jurisdiction is

power to declare the law, and when it ceases to exist, the only function remaining to the court is

that of announcing the fact and dismissing the cause.")).

        In assessing the case for the existence of subject-matter jurisdiction, the Court will

"assume the truth of all material factual allegations in the complaint and 'construe the complaint

liberally, granting plaintiff the benefit of all inferences that can be derived from the facts

alleged."' Am. Nat'! Ins. Co. v. FDIC, 642 F.3d 1137, 1139 (D.C. Cir. 2011) (quoting Thomas v.

Principi, 394 F.3d 970, 972 (D.C. Cir. 2005)). Additionally, "the district court may consider

materials outside the pleadings in deciding whether to grant a motion to dismiss for lack of

jurisdiction." Jerome Stevens Pharms., Inc. v. FDA, 402 F.3d 1249, 1253 (D.C. Cir. 2005). A

court must construe a prose plaintiffs claims liberally, Erickson v. Pardus, 551 U.S. 89, 94

(2007), but a pro se plaintiff is not exempt from the requirements of the federal rules. See

Atherton v. D.C. Off of the Mayor, 567 F.3d 672, 681-82 (D.C. Cir. 2009).

       A court lacks subject-matter jurisdiction if a case becomes moot-that is, "when 'the

challenged conduct ceases such that there is no reasonable expectation that the wrong will be

repeated' in circumstances where 'it becomes impossible for the court to grant any effectual

                                                  4
relief whatever to the prevailing party."' United States v. Philip Morris USA Inc., 566 F .3d 1095,

 1135 (D.C. Cir. 2009) (quoting City ofErie v. Pap's A.M, 529 U.S. 277,287 (2000) (quotation

marks omitted)). The party claiming mootness "bears the burden to establish that a once-live

case has become moot." West Virginia v. EPA, 142 S. Ct. 2587, 2607 (2022). Another way a

court might lack subject-matter jurisdiction is if a plaintiff lacks Article III standing. See Haase

v. Sessions, 835 F.2d 902, 906 (D.C. Cir. 1987). The plaintiff must establish standing by

demonstrating: (1) an "injury in fact" that is (2) "fairly ... trace[ able] to the challenged action of

the defendant," and (3) "redressable by a favorable decision." See Lujan v. Defs. of Wildlife, 504

U.S. 555, 560-61 (1992) (internal citations omitted).

        B. Motion for Leave to File a Supplemental Pleading

        A court may permit a party to submit a supplemental pleading to, among other things,

"provide the basis for additional relief." Thorp v. District of Columbia, 325 F.R.D. 510, 513

(D.D.C. 2018) (internal citation omitted); Fed. R. Civ. P. 15(d). "The decision to grant or deny

leave to ... supplement a complaint is 'within the discretion of the district court, but leave

should be freely given unless there is a good reason, such as futility, to the contrary."' Pinson v.

US. Dep 't ofJust., No. 18-cv-486 (RC), 2023 WL 2708815, at *3 (D.D.C. Mar. 30, 2023)

(quoting Wildearth Guardians v. Kempthorne, 592 F. Supp. 2d 18, 23 (D.D.C. 2008)). "A

proposed supplement to a complaint is futile if it would not survive a motion to dismiss." Lannan

Found. v. Gingold, 300 F. Supp. 3d 1, 12 (D.D.C. 2017) (internal citation omitted).

                                         III.   DISCUSSION

       Even after liberally construing Mr. Palacio's Complaint, as this Court must, Erickson,

551 U.S. at 94, the Court concludes that Mr. Palacio has failed to adequately allege the existence

                                                  5
 of subject-matter jurisdiction. Accordingly, the Court has no choice but to dismiss Mr. Palacio's

 Complaint and deny his motion for leave to file a supplemental pleading.

        A. This Court Lacks Subject-Matter Jurisdiction

        The Court must dismiss this suit because the Court lacks subject-matter jurisdiction for at

 least three reasons: failure to name the proper defendant, mootness, and lack of standing.

        First, Ms. Luckstone is not a proper defendant for a Privacy Act claim. "[T]he law is

 clear that only federal agencies, not individuals, are the proper defendants for a Privacy Act

cause of action." Dickv. Holder, 67 F. Supp. 3d 167, 176 (D.D.C. 2014); see 5 U.S.C.

§ 552a(g)(l) (stating that an "individual may bring a civil action against the agency") (emphasis

added). "Courts, as a result, routinely dismiss these claims when they are lodged against

individual defendants." Deleon v. Wilkie, No. 19-cv-1250 (JEB), 2020 WL 210089, at *7

(D.D.C. Jan. 14, 2020). Mr. Palacio sued Ms. Luckstone in her individual capacity, rather than

the USMS. Because it is "patently obvious" that Mr. Palacio's Privacy Act claim against Ms.

Luckstone "cannot prevail," the Court is well within its authority to dismiss the Complaint on

this basis alone. See Abdelfattah v. DHS, 787 F.3d 524, 533 n.4 (D.C. Cir. 2015) (internal

citation omitted). Mr. Palacio nevertheless contends that Ms. Luckstone is a proper defendant

because he "requested a response from [her]." Pl.'s Resp. at 4-5. But Mr. Palacio's personal

preference for communication from this defendant does not supersede Congress's clear

jurisdictional mandate.

        Second, this case is moot. As Ms. Luckstone identifies, there is no live controversy

because the USMS has confirmed that the records for warrant No. 178007287126D do not

contain any inaccuracies, and therefore there is nothing to correct. Def. 's Mot. at 7. According to

a declaration from Deputy U.S. Marshal Yolanda Pesina, the case associated with Mr. Palacio's

warrant was no longer active after 2017 and was simply administratively closed in 2020. Pesina

                                                 6
 Deel.   ,r,r 7-9. Mr. Palacio claims that he "is not satisfied" with this evidence. PL 's Resp. at 1. He
 appears to offer records from his correspondence with the VA as an attempt to rebut the

 declaration. See generally Ex. 1-9 to PL' s Resp., ECF No. 14-1. However, those records do not

 materially dispute the declaration's contents. Moreover, the VA records offered by Mr. Palacio

 corroborate the declaration. See, e.g., Ex. 1 to Pl.'s Resp. (noting that Mr. Palacio's warrant was

 "cleared" on December 3, 2017, which is consistent with Pesina Deel.        ,r 7). Ms. Luckstone
 clearly meets her burden to demonstrate that this case is moot.

          Third and finally, Mr. Palacio lacks standing. As discussed above, the USMS confirmed

that Mr. Palacio's warrant records are accurate, thus he lacks injury-in-fact for his Privacy Act

claim. Def.'s Mot. at 3-4. Construing the Complaint liberally, Mr. Palacio appears to allege an

injury in the form of termination of VA benefits and subsequent creation of a debt to the VA.

Compl. at 4; PL' s Resp. at 2. Even if this were a cognizable injury in this case, which it is not,

that injury would not be fairly traceable to this defendant. Ms. Luckstone, a FOIA/P A officer

within the USMS, was not responsible for the VA's decision to terminate Mr. Palacio's benefits.

And similarly, Ms. Luckstone is not capable of redressing Mr. Palacio's benefit-denial injury.

Potential inaccuracies in the VA's evidence, and the subsequent denial of benefits and debt

accrual on that basis, are matters that Mr. Palacio must take up with VA, not Ms. Luckstone.

         In sum, the Court lacks subject-matter jurisdiction over this case because Ms. Luckstone

is not a proper defendant, the case is moot, and Mr. Palacio lacks standing.

         B. The Court Will Deny Plaintiffs Motion for Leave to File a Supplemental
            Complaint

         Mr. Palacio moves for leave to amend the Complaint to request additional monetary

relief. See Pl. 's Mot. Because that motion relies on the same basis of subject-matter jurisdiction

as the original Complaint, and because the Complaint does not survive a motion to dismiss,

                                                    7
granting leave to file a supplemental Complaint would be futile. Lannan Found., 300 F. Supp. 3d

at 12. Therefore, the Court will deny Mr. Palacio's motion.

                                      IV.     CONCLUSION

       For the above-mentioned reasons, this Court will GRANT Ms. Luckstone's motion to

dismiss, DENY Mr. Palacio' s motion for leave to file a supplemental pleading, and DISMISS

WITHOUT PREJUDICE the Complaint. A separate order shall issue.

SIGNED this      11 ,._ day of July, 2023.
                                                              Royce C. Lamberth
                                                              United States District Judge

                                               8