Court Opinion

ID: 9373456
Source: CourtListenerOpinion
Date Created: 2023-02-22 16:05:10.449232+00
Date Added: 2024-06-11T17:16:47.998912
License: Public Domain

UNITED STATES OF AMERICA
                        MERIT SYSTEMS PROTECTION BOARD

     ERIC WILLIAMS,                                  DOCKET NUMBER
                         Appellant,                  AT-3330-17-0518-I-1

                  v.

     DEPARTMENT OF THE NAVY,                         DATE: August 30, 2022
                 Agency.

             THIS FINAL ORDER IS NONPRECEDENTIAL 1

           Eric Williams, North Charleston, South Carolina, pro se.

           Patricia Reddy-Parkinson, Portsmouth, Virginia, for the agency.

                                           BEFORE

                               Cathy A. Harris, Vice Chairman
                                Raymond A. Limon, Member
                                 Tristan L. Leavitt, Member

                                       FINAL ORDER

¶1         The appellant has filed a petition for review of the initial decision, which
     dismissed some of his Veterans Employment Opportunities Act (VEOA) of 1998
     claims regarding his nonselection for a position for lack of jurisdiction and
     denied corrective action on his remaining claims. Generally, we grant petitions

     1
        A nonprecedential order is one that the Board has determined does not add
     significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
     but such orders have no precedential value; the Board and administrative judges are not
     required to follow or distinguish them in any future decisions. In contrast, a
     precedential decision issued as an Opinion and Order has been identified by the Board
     as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
                                                                                         2

     such as this one only in the following circumstances: the initial decision contains
     erroneous findings of material fact; the initial decision is based on an erroneous
     interpretation of statute or regulation or the erroneous application of the law to
     the facts of the case; the administrative judge’s rulings during either the course of
     the appeal or the initial decision were not consistent with required procedures or
     involved an abuse of discretion, and the resulting error affected the outcome of
     the case; or new and material evidence or legal argument is available that, despite
     the petitioner’s due diligence, was not available when the record closed. Title 5
     of the Code of Federal Regulations, section 1201.115 ( 5 C.F.R. § 1201.115).
     After fully considering the filings in this appeal, we conclude that the petitioner
     has not established any basis under section 1201.115 for granting the petition for
     review.    Therefore, we DENY the petition for review.         Except as expressly
     MODIFIED to find that the appellant exhausted his claims concerning his
     eligibility for the position at issue, we AFFIRM the initial decision.

                                      BACKGROUND
¶2         The appellant, a 30% disabled, preference-eligible veteran, applied for a
     GS-0510-09 Accountant position at four separate locations under vacancy
     announcement number SE70510-12-1913757M3598787D.                Initial Appeal File
     (IAF), Tab 6 at 6, 11, 28, 33.           Based on his online responses to the
     self-assessment questionnaire, he self-certified in the Highly Qualified (HQ)
     category with a score of 87. IAF, Tab 6 at 40-48, Tab 17 at 23. The appellant
     was notified that his application was not referred to the selecting official for any
     of the locations because he did not rank in the Best-Qualified (BQ) category.
     IAF, Tab 6 at 51, 53-56.      Subsequently, the agency merged the BQ and HQ
     categories for one of the locations because it did not have a sufficient number of
     names to pass along to the selecting official.     IAF, Tab 17 at 15-16, 23. The
     appellant initially was included in that merged category based on his self-certified
     rating.   Id. at 23.   As with all of the candidates in the merged category, the
                                                                                        3

     agency conducted a more extensive review of the appellant’s qualifications to
     ensure that he met the specialized experience requirements of the position. Id.
     At that time, the agency determined that the appellant lacked the requisite
     experience, rated him ineligible, and removed him from the certificate and from
     consideration for the position. Id.
¶3         The appellant filed a complaint with the Department of Labor (DOL),
     alleging that the agency violated his rights under 5 U.S.C. § 3309 and 5 C.F.R.
     § 337.101(b)(1) by failing to credit him with 10 additional points in accordance
     with his veterans’ preference; under 5 U.S.C. § 3313 for failing to place his name
     on a certificate; under 5 U.S.C. § 3317 by failing to provide the hiring official
     three names for each individual vacancy; and under 5 U.S.C. § 3318 by selecting
     nonveterans over him. IAF, Tab 18 at 6. DOL advised the appellant that it had
     completed its investigation into his complaint and determined that his allegations
     had “no merit.” IAF, Tab 6 at 13.
¶4         The appellant then filed a timely appeal, reasserting the alleged violations
     of his veterans’ preference rights that he raised before DOL and raising additional
     VEOA claims. IAF, Tab 1 at 4-6, Tab 7. He requested a hearing, which the
     administrative judge denied as untimely. IAF, Tab 7 at 1, Tabs 11, 13.
¶5         After the close of the record, the administrative judge issued an initial
     decision on the written record. IAF, Tab 19, Initial Decision (ID). He found that
     the appellant exhausted the claims raised in his DOL complaint: (1) that he was
     denied additional points consistent with his veterans’ preference; (2) that the
     agency failed to place him on the certificate; (3) that the hiring official failed to
     include enough names on the certificate; and (4) that the agency selected
     nonveterans over him without following the passover procedures. ID at 1, 3-4.
     However, he found that the appellant did not prove those alleged violations and
     denied the appellant corrective action as to those claims. ID at 5-10. He also
     considered the appellant’s remaining claims, which he summarized as follows:
     (1) the agency failed to credit all of his relevant experience, in violation of
                                                                                      4

     5 U.S.C. § 3311(2) and 5 C.F.R. § 302.302(d); (2) the agency improperly rated
     him ineligible or unqualified; (3) the agency violated 5 U.S.C. § 3319 by failing
     to apprise applicants of its intent to use category rating and to include a
     description of those categories in the vacancy announcement; (4) the agency
     discontinued consideration of his application without advanced notice; and (5) the
     agency violated 5 C.F.R. part 330 by selecting candidates for the positions at
     Charleston Air Force Base, South Carolina, from outside of the local commuting
     area.    ID at 4-5; IAF, Tab 1 at 4-6, Tab 7 at 2-7, Tab 10 at 2-7.            The
     administrative judge dismissed those claims for lack of jurisdiction because the
     appellant did not prove that he exhausted them with DOL. ID at 4-5.
¶6           The appellant has filed a petition for review and attached documents, which
     were entered into the record below. Petition for Review (PFR) File, Tab 1. The
     agency has not submitted a response.

                       DISCUSSION OF ARGUMENTS ON REVIEW
     The appellant only exhausted those VEOA claims that he explicitly raised in his
     DOL complaint.
¶7           On review, the appellant challenges the administrative judge’s finding that
     he did not exhaust his remaining claims, ID at 4-6, apparently arguing that his
     general assertion in his DOL complaint that the agency violated his veterans’
     preference rights in connection with the selection process at issue was broad
     enough to encompass those specific claims. PFR File, Tab 1 at 3-6. That is not
     the correct standard for assessing exhaustion.      See Graves v. Department of
     Veterans Affairs, 117 M.S.P.R. 491, ¶¶ 8-11 (2012) (finding that an appellant’s
     reference to the pertinent vacancy announcement, by itself, is not sufficient to
     inform DOL of any particular, alleged veterans’ preference violation). However,
     as discussed below, we find that the appellant did in fact exhaust his claims
     regarding his eligibility for the position.
¶8           To establish Board jurisdiction over a VEOA appeal an appellant must,
     among other things, show that he exhausted his administrative remedy with DOL .
                                                                                        5

      Id., ¶ 8. A DOL complaint must include a summary of the allegations that form
      the basis of a VEOA claim, from which DOL has the opportunity to conduct an
      investigation that might lead to corrective action before involving the Board. Id.
      Thus, the appellant exhausted those claims raised in his summary of allegations.
      Id. By alleging that the agency was required to follow the passover procedures
      outlined in 5 U.S.C. § 3318 because he was a “qualified 30% disabled [v]eteran,”
      IAF, Tab 18 at 6 (emphasis added), the appellant expressly raised the issue of his
      eligibility before DOL. In his Board appeal, the appellant further alleged that the
      agency did not consider all of his relevant experience, as required by 5 U.S.C.
      § 3311 and 5 C.F.R. § 302.302(d).       IAF, Tab 7 at 2-3.   His eligibility claims
      encompass the alleged violations of these provisions.        Because the appellant
      afforded DOL the opportunity to conduct an investigation into those issues, we
      find that he exhausted those claims. See Graves, 117 M.S.P.R. 491, ¶ 8. We
      therefore modify the initial decision accordingly and consider the appellant’s
      eligibility arguments on review.
¶9         As to the appellant’s remaining claims, we agree with the administrative
      judge that he did not exhaust them before DOL because he did not raise them in
      his DOL complaint. ID at 4-5; see Graves, 117 M.S.P.R. 491, ¶ 11 (explaining
      that the exhaustion requirement is mandated by statute and evidence and
      argument as to exhaustion is not to be liberally construed). The appellant offers
      no new proof on review that he satisfied the exhaustion requirement with respect
      to those claims; therefore, the Board has no jurisdiction to consider them.

      The appellant is not entitled to corrective action.
¶10        The appellant further alleges that the administrative judge failed to consider
      two of the claims over which exhaustion was found—that the agency violated his
      rights under 5 U.S.C. § 3313 by failing to place his name on the certificate and
      under 5 U.S.C. § 3318 by passing him over without proper notice or approval
                                                                                         6

      from the Office of Personnel Management (OPM). 2 PFR File, Tab 1 at 6-7. As to
      those claims, the appellant asserts that his initial rating of “eligible” should
      control. Id. He thereby reasons that he had a right, under 5 U.S.C. § 3313, to be
      placed on the certificate.     He further argues that his disqualification from
      selection should be treated as a nonselection of a qualified 30% disabled veteran,
      effectively equating the agency’s decision to change his rating to ineligible and
      remove him from the certificate to a passover of a qualified preference eligible
      without notice or OPM approval—a violation of 5 U.S.C. § 3318. Id. at 7-10.
¶11         While the appellant argues that 5 U.S.C. § 3318 applies, he has not alleged
      that the administrative judge erred in finding that the agency utilized category
      rating. ID at 7. We discern no error in that finding. IAF, Tab 17 at 4-24; see
      5 U.S.C.   § 3319(a)-(b)   (authorizing   agencies   to   evaluate   candidates   for
      competitive-service positions using category rating, the process of grouping
      candidates into two or more quality categories, rather than ordering candidates
      based on their assigned numerical ratings). The administrative judge properly
      analyzed the appellant’s passover claim under 5 U.S.C. § 3319, the provision
      governing a preference eligible’s passover rights under category rating.
¶12         As to the appellant’s eligibility claims, as a preference eligible, he is
      entitled to have all of his relevant, material experience considered, when
      experience is a qualification measure. 5 U.S.C. § 3311; Kirkendall v. Department
      of the Army, 573 F.3d 1318, 1324 (Fed. Cir. 2009) (explaining that, “[a]t the very
      least, ‘credited’ must mean ‘considered’”); 5 C.F.R. § 302.302(d). Moreover, if
      the appellant is qualified for the position, he would be entitled to be placed on the
      certificate, 5 U.S.C. § 3313; and he could not be passed over for candidates “in
      the same category from which a selection [wa]s made,” unless the agency first
      satisfied the passover procedures outlined in 5 U.S.C. §§ 3317(b) and 3318(c) and

      2
        The appellant has not expressly challenged the administrative judge’s denial of
      corrective action relating to the remaining claims over which he found Board
      jurisdiction. We therefore need not discuss those issues on review.
                                                                                      7

      5 U.S.C. § 3319(c)(7).    For the reasons below, we find that the appellant has
      failed to show that he was eligible for the positions.
¶13         We discern no basis for finding that the appellant’s self-certification of
      highly qualified established that he was eligible for the position. Nothing in the
      statute governing category rating or its implementing regulations required the
      agency to rely on the appellant’s self-assessment of eligibility or prohibited its
      human resources specialist from conducting a review of his application to ensure
      that he was qualified for the position. See 5 U.S.C. § 3319; 5 C.F.R. part 337,
      subpart C; cf. Russell v. Department of Health & Human Services, 120 M.S.P.R.
      42, ¶¶ 9-13 (2013) (scrutinizing an agency’s decision to subsequently rate a
      preference-eligible applicant ineligible because it already had found, based upon
      an individualized assessment of his application, him qualified).
¶14         Moreover, the appellant has not shown that the agency erred in rating him
      ineligible for failing to meet the specialized experience requirement .    Under
      OPM’s classification and qualification standards for a GS-0510-09 position,
      applicants must meet the basic entry qualifications, which the appellant met
      because he earned a bachelors’ degree in Accounting. IAF, Tab 6 at 29, 60, 62.
      He also needed 1 year of specialized experience equivalent to at least the GS -07
      level. Id. at 61-62. Generally, an applicant can meet that specialized experience
      requirement based on his prior experience, qualifying graduate-level education, or
      a combination of both. Id. at 62-65; see generally Elliott v. Department of the
      Air Force, 102 M.S.P.R. 364, ¶ 10 (2006) (applying the specialized experience
      requirement to a preference-eligible candidate). However, the appellant had no
      graduate education on which to rely. IAF, Tab 6 at 20-31.
¶15         The agency also found that the appellant could not qualify for the position
      at the GS-09 level based on his experience.          IAF, Tab 17 at 23.    It was
      appropriate for the administrative judge to rely on that finding, ID at 9-10,
      because the agency made that determination after considering the entirety of the
      appellant’s résumé, which included his military and work history, and assessing
                                                                                        8

      that experience against OPM standards. IAF, Tab 6 at 20-26, Tab 17 at 23; see
      Miller v. Federal Deposit Insurance Corporation, 818 F.3d 1361, 1365-67 (Fed.
      Cir. 2016) (finding that 5 U.S.C. § 3311 and 5 C.F.R. § 302.302(d) require the
      Board to determine whether, based on evidence in the record, the agency
      reviewed and adequately considered the entirety of a preference eligible’s
      experience listed in his application). The appellant has not identified any other
      relevant application materials that the agency should have considered but did not
      or other error in the scope of the agency’s review.        Cf. Kirkendall, 573 F.3d
      at 1323-25 (reversing the Board decision and finding that the agency violated the
      appellant’s veterans’ preference rights by failing to consider his military
      experience included in documentation appended to his application for a position ).
      Instead, he effectively sought an independent eligibility determination from the
      Board based on its own qualitative analysis of his experience.        IAF, Tab 10
      at 3-6. VEOA does not authorize the Board to undertake that substantive review .
      See Miller, 818 F.3d at 1367. Therefore, we find that the appellant has not shown
      that he had the required 1 year of specialized experience as identified in the
      vacancy announcement. IAF, Tab 6 at 7, 20-31, 60-65.
¶16         As a result, even considering the appellant’s eligibility arguments, we agree
      with the administrative judge that the appellant was ineligible for the position.
      ID at 9-10; see Panter v. Department of the Air Force, 22 M.S.P.R. 281, 282
      (1984) (finding that an adjudicatory error that is not prejudicial to a party’s
      substantive rights provides no basis for reversal of an initial decision).
      Consequently, the appellant was not entitled to be placed on any of the
      certificates. See Clarke v. Department of the Navy, 94 M.S.P.R. 604, ¶ 8 (2003)
      (explaining that VEOA does not provide that veterans will be considered eligible
      for positions for which they are not qualified). We therefore find that the agency
      did not violate the appellant’s veterans’ preference rights under 5 U.S.C. §§ 3311,
      3313, and 3319(c)(7), or 5 C.F.R. § 302.302(d), and that the administrative judge
      properly denied the appellant’s request for corrective action .
                                                                                            9

      The appellant has not shown that the administrative judge was biased.
¶17         Finally, the appellant argues on review that the administrative judge was
      disingenuous and unfair to him during the course of the proceedings and exhibited
      bias by denying his request for corrective action. PFR File, Tab 1 at 5-9. In
      making a claim of bias or prejudice against an administrative judge, a party must
      overcome    the   presumption     of   honesty   and    integrity   that   accompanies
      administrative adjudicators. Oliver v. Department of Transportation, 1 M.S.P.R.
      382, 386 (1980). An administrative judge’s conduct during the course of a Board
      proceeding warrants a new adjudication only if his comments or actions evidence
      “a deep-seated favoritism or antagonism that would make fair judgment
      impossible.” Bieber v. Department of the Army, 287 F.3d 1358, 1362-63 (Fed.
      Cir. 2002) (quoting Liteky v. United States, 510 U.S. 540, 555 (1994)).             The
      appellant’s claims, which do not relate to any extrajudicial conduct by the
      administrative judge, neither overcome that presumption, nor establish a
      deep-seated favoritism or antagonism.
¶18         Accordingly, we deny the appellant’s petition for review and affirm the
      initial decision, as modified.

                               NOTICE OF APPEAL RIGHTS 3
            The initial decision, as supplemented by this Final Order, constitutes the
      Board’s final decision in this matter.      5 C.F.R. § 1201.113.      You may obtain
      review of this final decision. 5 U.S.C. § 7703(a)(1). By statute, the nature of
      your claims determines the time limit for seeking such review and the appropriate
      forum with which to file. 5 U.S.C. § 7703(b). Although we offer the following
      summary of available appeal rights, the Merit Systems Protection Board does not
      provide legal advice on which option is most appropriate for your situation an d

      3
        Since the issuance of the initial decision in this matter, the Board may have updated
      the notice of review rights included in final decisions. As indicated in the notice, the
      Board cannot advise which option is most appropriate in any matter.
                                                                                      10

the rights described below do not represent a statement of how courts will rule
regarding which cases fall within their jurisdiction. If you wish to seek review of
this final decision, you should immediately review the law applicable to your
claims and carefully follow all filing time limits and requirements. Failure to file
within the applicable time limit may result in the dismissal of yo ur case by your
chosen forum.
      Please read carefully each of the three main possible choices of review
below to decide which one applies to your particular case. If you have questions
about whether a particular forum is the appropriate one to review your case, you
should contact that forum for more information.

      (1) Judicial review in general. As a general rule, an appellant seeking
judicial review of a final Board order must file a petition for review with the U.S.
Court of Appeals for the Federal Circuit, which must be received by the court
within 60 calendar days of the date of issuance of this decision.               5 U.S.C.
§ 7703(b)(1)(A).
      If you submit a petition for review to the U.S. Court of Appe als for the
Federal   Circuit,   you   must   submit   your   petition   to   the   court    at   the
following address:
                              U.S. Court of Appeals
                              for the Federal Circuit
                             717 Madison Place, N.W.
                             Washington, D.C. 20439

      Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
      If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
                                                                                    11

for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.

      (2) Judicial   or   EEOC     review   of   cases     involving    a   claim   of
discrimination. This option applies to you only if you have claimed that you
were affected by an action that is appealable to the Board and that such action
was based, in whole or in part, on unlawful discrimination. If so, you may obtain
judicial review of this decision—including a disposition of your discrimination
claims—by filing a civil action with an appropriate U.S. district court ( not the
U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you
receive this decision.     5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems
Protection Board, 582 U.S. ____ , 137 S. Ct. 1975 (2017).              If you have a
representative in this case, and your representative receives this decision before
you do, then you must file with the district court no later than 30 calendar days
after your representative receives this decision. If the action involves a claim of
discrimination based on race, color, religion, sex, national origin, or a disabling
condition, you may be entitled to representation by a court-appointed lawyer and
to waiver of any requirement of prepayment of fees, costs, or other security. See
42 U.S.C. § 2000e-5(f) and 29 U.S.C. § 794a.
      Contact information for U.S. district courts can be found at their resp ective
websites, which can be accessed through the link below:
      http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.
      Alternatively, you may request review by the Equal Employm ent
Opportunity Commission (EEOC) of your discrimination claims only, excluding
all other issues. 5 U.S.C. § 7702(b)(1). You must file any such request with the
EEOC’s Office of Federal Operations within 30 calendar days after you receive
this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case,
and your representative receives this decision before you do, then you must file
                                                                                     12

with the EEOC no later than 30 calendar days after your representative receives
this decision.
      If you submit a request for review to the EEOC by regular U.S. mail, the
address of the EEOC is:
                            Office of Federal Operations
                     Equal Employment Opportunity Commission
                                  P.O. Box 77960
                             Washington, D.C. 20013

      If you submit a request for review to the EEOC via commercial delivery or
by a method requiring a signature, it must be addressed to:
                            Office of Federal Operations
                     Equal Employment Opportunity Commission
                                 131 M Street, N.E.
                                   Suite 5SW12G
                             Washington, D.C. 20507

      (3) Judicial    review    pursuant     to   the   Whistleblower       Protection
Enhancement Act of 2012. This option applies to you only if you have raised
claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or
other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D).
If so, and your judicial petition for review “raises no challenge to the Board’s
disposition of allegations of a prohibited personnel practice described in section
2302(b) other than practices described in section 2302(b)(8), or 2302(b)(9)(A)(i),
(B), (C), or (D),” then you may file a petition for judicial review either with the
U.S. Court of Appeals for the Federal Circuit or any court of appeals of
competent jurisdiction. 4   The court of appeals must receive your petition for

4
   The original statutory provision that provided for judicial review of certain
whistleblower claims by any court of appeals of competent jurisdiction expired on
December 27, 2017. The All Circuit Review Act, signed into law by the President on
July 7, 2018, permanently allows appellants to file petitions for judicial review of
MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals
for the Federal Circuit or any other circuit court of appeals of competent jurisdiction.
The All Circuit Review Act is retroactive to November 26, 2017. Pub. L. No. 115 -195,
132 Stat. 1510.
                                                                                13

review within 60 days of the date of issuance of this decision.           5 U.S.C.
§ 7703(b)(1)(B).
      If you submit a petition for judicial review to the U.S. Court of Appeals for
the Federal Circuit, you must submit your petition to the court at the
following address:
                             U.S. Court of Appeals
                             for the Federal Circuit
                            717 Madison Place, N.W.
                            Washington, D.C. 20439

      Additional information about the U.S. Court of Appeals for the Federal
Circuit is available at the court’s website, www.cafc.uscourts.gov . Of particular
relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
      If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
Board neither endorses the services provided by any attorney nor warrants that
any attorney will accept representation in a given case.
      Contact information for the courts of appeals can be found at their
respective websites, which can be accessed through the link below:
      http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.

FOR THE BOARD:                            /s/ for
                                          Jennifer Everling
                                          Acting Clerk of the Board
Washington, D.C.