Court Opinion

ID: 9896555
Source: CourtListenerOpinion
Date Created: 2023-11-13 18:01:22.070646+00
Date Added: 2024-06-11T09:15:07.853619
License: Public Domain

NOT PRECEDENTIAL

                       UNITED STATES COURT OF APPEALS
                            FOR THE THIRD CIRCUIT
                                ______________

                                      No. 22-3043
                                    ______________

                                    EMILY SOUSA,
                                           Appellant

                                            v.

AMAZON.COM, INC.; AMAZON.COM SERVICES LLC; LAWRENCE DORSEY, in
                his individual and professional capacities
                            ______________

                    On Appeal from the United States District Court
                              for the District of Delaware
                               (D.C. No. 1:21-cv-00717)
                     District Judge: Honorable Stephanos Bibas*
                                    ______________

                      Submitted Under Third Circuit L.A.R. 34.1(a)
                                   October 2, 2023
                                  ______________

              Before: SHWARTZ, MATEY, and SCIRICA, Circuit Judges.

                               (Filed: November 13, 2023)
                                     ______________

                                      OPINION**
                                    ______________

      *
        The Honorable Stephanos Bibas, Circuit Judge sitting by designation pursuant to
28 U.S.C. § 291(b).
      **
         This disposition is not an opinion of the full Court and, pursuant to I.O.P. 5.7,
does not constitute binding precedent.
PER CURIAM

       Plaintiff Emily Sousa appeals the District Court’s order dismissing her claims of

employment discrimination, hostile work environment, quid pro quo sexual harassment,

and retaliation. For the reasons set forth herein, we will affirm.

                                              I

                                             A1

       Sousa, a Japanese-American woman, worked for Defendant Amazon as a Level

Four shift manager beginning in June 2020. During training, a male manager noted that

she had the same name as an adult-film star. Sousa informed Amazon she intended to

resign due to this and another sex-based overture, but Amazon asked her to stay and

transferred her to a facility in New Castle, Delaware, where she reported to Defendant

Lawrence Dorsey. Before Sousa started at the New Castle location, Dorsey told another

coworker that he thought Sousa was “really pretty.” App. 78.

       Dorsey made a series of advances toward Sousa, such as sending her a photograph

of himself, asking her what she thought of his haircut, and calling her on at least fourteen

separate days over the span of three months primarily to discuss personal matters, such as

their dating lives. Sousa further asserts that Dorsey referenced “the prospect of him

‘helping’ [her] to negotiate a promotion to Level [Five],” App. 88, and alleges that he had

       1
        Because we are reviewing an order dismissing a complaint under Federal Rule of
Civil Procedure 12(b)(6), we accept the factual allegations as true and construe them in a
light most favorable to the plaintiff. Fleisher v. Standard Ins. Co., 679 F.3d 116, 120 (3d
Cir. 2012).
                                              2
a reputation for helping female subordinates who appeared interested in him and

disfavoring those who turned him down. Sousa rebuffed Dorsey’s advances by telling

him she had a boyfriend and was not available to spend time with him alone socially,

resulting in Dorsey ignoring her work-related communications.2

       In November 2020, Dorsey and another colleague approached Sousa and asked if

she would be willing to permanently move to an Amazon facility farther away. Sousa

declined, but later learned that a white male Level Four manager, who had started

working at Amazon several months after Sousa, was offered a promotion to Level Five if

he accepted the transfer, an opportunity not offered to Sousa. Soon after, Sousa asserts

that Dorsey “demoted” her by temporarily transferring her and a male colleague to a

facility in New Jersey, a move that Dorsey acknowledged was “humiliating . . . but

[could] humble people.”3 Although Dorsey told Sousa she did not need to accept, she

states she felt pressured to do so because he had already put her name down and informed

her it would look bad if she declined.

       During the ten-day transfer, Sousa performed manual labor and other tasks of a

Level One employee rather than her Level Four supervisory duties, was required to work

       2
         Sousa also asserts that she was subject to race-based discrimination when (1) she
was greeted by one colleague with the Chinese word for hello, despite Sousa being
Japanese, (2) Dorsey commented that Sousa’s Japanese heritage made her “polite and
non-confrontational,” that she could be his “guide” if he went to Japan, App. 69, and (4)
Dorsey told coworkers that she had been compared to someone he thought was an Asian
adult actress.
       3
         Dorsey told Sousa that the only individuals considered for the transfer were her,
a Black woman whom Dorsey had not pursued sexually, and a white man.
                                             3
night shifts, and her commute time doubled.4 Sousa also asserts the transfer cost her

promotion opportunities because promotions were largely based on performance reviews

from subordinates, and Sousa did not have subordinates in her temporary position.5

Sousa claims that her stress level increased because of Dorsey’s conduct and her

temporary transfer. After the ten-day transfer ended, Sousa told Dorsey she intended to

resign, but at Dorsey’s suggestion she instead took medical leave.

       While on medical leave in January 2021, Sousa contacted Human Resources

(“HR”) to report Dorsey’s behavior. Amazon investigated, but in March 2021, it

informed Sousa that her claims were found to be unsubstantiated. In response, Sousa

asked to be transferred to another facility, but Amazon told her that she could not apply

for a transfer while she was on leave and could only do so after returning to work at her

assigned facility. Sousa ultimately resigned.

                                             B

       Sousa sued Amazon under 42 U.S.C. § 1981 and Title VII of the Civil Rights Act

of 1964 (“Title VII”), 42 U.S.C. § 2000e-2, asserting (1) a hostile work environment

claim based on race, ethnicity, national origin and/or sex/gender discrimination, (2) race,

ethnicity, national origin and/or sex/gender discrimination, (3) retaliation, and (4) quid

pro quo sexual harassment. The District Court dismissed the complaint with prejudice,

       4
         Sousa also asserts that when she arrived, she was often sent home early because
the facility had enough workers.
       5
         Sousa’s offer letter and the company portal indicated she was eligible for a
promotion in March or April of 2021.
                                             4
holding that Sousa had failed to plead (1) a hostile work environment claim under Title

VII and § 1981 because she alleged neither severe nor pervasive discriminatory

treatment, Sousa v. Amazon.Com, Inc., No. 1:21-cv-717-SB, 2022 WL 4548910, at *3

(D. Del. Sept. 29, 2022); (2) Title VII and § 1981 race or sex/gender discrimination

because the only possible adverse action Sousa alleged was Amazon’s refusal to transfer

her while on medical leave, and she had failed to allege facts showing that the

circumstances of that action gave rise to a plausible inference of intentional

discrimination, id. at *3, 5-6; (3) Title VII retaliation because Sousa failed to plead that

her protected activity caused the adverse action, id. at *5; and (4) Title VII quid pro quo

sexual harassment because Sousa did not allege that her rejection of Dorsey led to any

significant employment decisions, id. at *6.

       Sousa appeals, and we will address each claim in turn.

                                               II6

                                               A

       To succeed on a hostile work environment claim under Title VII and § 1981, an

employee must establish that (1) “[she] suffered intentional discrimination because of

       6
         The District Court had jurisdiction under 28 U.S.C. § 1332. We have jurisdiction
under 28 U.S.C. § 1291. We review a district court’s order granting a motion to dismiss
de novo, Krieger v. Bank of Am., N.A., 890 F.3d 429, 437 (3d Cir. 2018), and “we may
affirm on any ground supported by the record,” Laurel Gardens, LLC v. McKenna, 948
F.3d 105, 116 (3d Cir. 2020). Under Federal Rule of Civil Procedure 12(b)(6), courts
“determine whether, under any reasonable reading of the complaint, the plaintiff may be
entitled to relief.” Fleisher, 679 F.3d at 120.
                                               5
[her protected characteristic],” (2) “the discrimination was severe or pervasive,” (3) “the

discrimination detrimentally affected the plaintiff,” (4) “the discrimination would

detrimentally affect a reasonable person in like circumstances,” and (5) “the existence of

respondeat superior liability.” Mandel v. M & Q Packaging Corp., 706 F.3d 157, 167 (3d

Cir. 2013); Anderson v. Wachovia Mortg. Corp., 621 F.3d 261, 267 (3d Cir. 2010)

(explaining that the elements of employment discrimination claims are “generally

identical” under § 1981 and Title VII).

       Sousa’s hostile work environment claim fails because she has not sufficiently

alleged that Dorsey’s conduct was so severe or pervasive that it altered her conditions of

employment. See Harris v. Forklift Sys., Inc., 510 U.S. 17, 21 (1993). The question of

“whether an environment is sufficiently hostile or abusive must be judged by looking at

all the circumstances, including the frequency of the discriminatory conduct; its severity;

whether it is physically threatening or humiliating, or a mere offensive utterance; and

whether it unreasonably interferes with an employee’s work performance.” Clark Cnty.

Sch. Dist. v. Breeden, 532 U.S. 268, 270-71 (2001) (internal quotation marks omitted).

       We cannot say that Dorsey’s periodic comments and occasional late-night phone

calls in which he sometimes inappropriately veered into Sousa’s personal life amounted

to more than poor taste that is sometimes part of “the ordinary tribulations of the

workplace.” Faragher v. City of Boca Raton, 524 U.S. 775, 788 (1998) (further

explaining that “the sporadic use of abusive language, gender-related jokes, and

occasional teasing” are not enough to sustain a hostile work environment claim). To state
                                             6
a hostile work environment claim, the complaint needed to describe conduct that revealed

the plaintiff’s work environment was so “permeated with discriminatory intimidation,

ridicule, and insult” that it “alter[ed] the conditions of [her] employment.” Harris, 510 at

21 (internal quotation marks omitted).

       Sousa’s complaint did not contain such allegations. His after-hours calls were

intrusive and his comments ventured into topics a supervisor should avoid but there is no

allegation that they were physically threatening, humiliating, or even highly offensive.

Moreover, Sousa alleges that Dorsey began to ignore her work calls once she rebuffed his

overtures but the complaint does not reveal how that behavior impacted her ability to do

her job or show how it otherwise altered her conditions of employment. As a result,

Sousa has failed to plead a hostile work environment claim based on her sex.7

                                              B

       Sousa also did not sufficiently allege sex, gender, national origin, ethnicity, or race

discrimination claims. To state such claims, Sousa must plausibly allege that “(1) [she] is

a member of a protected class; (2) [she] was qualified for the position [she] sought to

attain or retain; (3) [she] suffered an adverse employment action; and (4) the action

       7
         Sousa has also not alleged facts to support a hostile work environment claim
based on race, ethnicity, or national origin. Although Sousa alleged one-off incidents
based on these characteristics, such as Dorsey’s comment to her that her Japanese
heritage made her less confrontational at work and a coworker’s greeting to her in
Chinese, “the mere utterance of an . . . inappropriate taunt that may cause offense does
not sufficiently affect the conditions of employment to implicate Title VII liability.”
Weston v. Pennsylvania, 251 F.3d 420, 428 (3d Cir. 2001), abrogated in part on other
grounds by Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53 (2006).
                                              7
occurred under circumstances that could give rise to an inference of intentional

discrimination.” Makky v. Chertoff, 541 F.3d 205, 214 (3d Cir. 2008). The parties do

not dispute that Sousa is a member of a protected class but disagree about whether she

suffered an adverse action.

       Adverse actions consist of conduct causing a “significant change in employment

status,” Ellerth, 524 U.S. at 761, such as an alteration of “compensation, terms,

conditions, or privileges of employment.”8 Jones, 796 F.3d at 323, 326. Sousa identifies

only two events that could be considered adverse actions under our precedent: (1) her

temporary transfer to New Jersey and (2) Amazon’s promotion of a less-experienced

white male employee and not Sousa.9 Even assuming these qualify as adverse

       8
         Under our precedent, an employer’s action must be “serious and tangible” to
qualify as an adverse action. Jones v. Se. Pa. Transp. Auth., 796 F.3d 323, 326 (3d Cir.
2015). The EEOC asks us to revisit this requirement. Sousa did not raise this argument
on appeal and, as a general matter, an amicus curiae cannot raise new issues on
appeal. See N.J. Retail Merchs. Ass’n v. Sidamon-Eristoff, 669 F.3d 374, 382-83 n.2 (3d
Cir. 2012). Moreover, as a three-judge panel, we are bound to follow our precedent. See
Karns v. Shanahan, 879 F.3d 504, 514 (3d Cir. 2018) (stating that we are “generally
obligated to follow our precedent absent en banc consideration” and citing 3d Cir. I.O.P.
9). We thus decline to address the EEOC’s argument.
       9
         The other events Sousa asserts constitute adverse actions are not. Harassment
alone, Dorsey’s “cold shoulder,” and Sousa’s medical leave cannot plausibly be
considered adverse actions as Sousa does not allege that these acts effected a “significant
change in employment status.” Ellerth, 524 U.S. 742, 761 (1998). Even if we were to
consider her medical leave as a change in employment status, Sousa sought medical leave
on her own accord. Finally, even if a refusal to grant a transfer during medical leave
constitutes an adverse action, Sousa alleged not that Amazon refused to ever transfer her,
but rather, only that it could not process a transfer while she was on leave, and thus she
has not sufficiently alleged that this was an adverse action. See, e.g., Randlett v. Shalala,
118 F.3d 857, 862 (1st Cir. 1997); Krulik v. Bd. of Educ. of N.Y., 781 F.2d 15, 18-19, 22
                                                8
employment actions, Sousa failed to allege that either action occurred under

circumstances that could give rise to an inference of intentional discrimination, or that

she was qualified for the higher position. First, Sousa’s assertion that her transfer was

due to her sex is undercut by her allegation that a male colleague was transferred with

her, and she has not alleged any other circumstances to indicate that the temporary

transfer was tied to her sex, gender, race, ethnicity, or national origin. We thus cannot

infer that the transfer was due to intentional discrimination. Second, as to Amazon’s

failure to offer her the promotion offered to a more junior white male colleague, Sousa

failed to allege any facts regarding her qualifications for the position, and thus her

failure-to-promote claim fails.10 See, e.g., Tex. Dep’t of Cmty. Affs. v. Burdine, 450

U.S. 248, 253 (1981) (holding that an applicant must demonstrate their objective

qualifications to pursue a failure-to-hire claim). Sousa’s discrimination claims were

therefore properly dismissed.

                                              C

       Sousa’s retaliation claim similarly fails. Title VII makes it unlawful for an

employer to retaliate against an employee who “has made a charge . . . under” Title VII.

(2d Cir. 1986). Furthermore, Sousa did not allege that someone of a different sex,
gender, race, ethnicity, or national origin was permitted to seek a transfer while on leave
and thus has not shown she was treated differently from a similarly situated comparator.
        10
           Sousa has not provided any facts from which the Court can infer that she was
not promoted because she rebuffed Dorsey’s overtures. Among other things, Sousa did
not allege that the decisionmaker who offered the white man a promotion knew she
rebuffed Dorsey. Connelly v. Lane Constr. Corp., 809 F.3d 780, 789 (3d Cir. 2016)
(noting mere conclusory allegations not entitled to the presumption of truth).
                                              9
42 U.S.C. § 2000e-3(a). To establish a prima facie case of retaliation, a plaintiff must

show, among other things, a causal link between her protected activity and the

employer’s adverse action. Farrell v. Planters Lifesavers Co., 206 F.3d 271, 279 (3d Cir.

2000). In determining whether such a causal connection, courts consider a “broad array

of evidence,” including whether there is an “unusually suggestive” temporal proximity

between the protected activity and adverse action or “intervening antagonism or

retaliatory animus, inconsistencies in the employer’s articulated reasons for [the adverse

action], or any other evidence in the record sufficient to support the inference of

retaliatory animus.” LeBoon v. Lancaster Jewish Cmty. Ctr. Ass’n, 503 F.3d 217, 232-33

(3d Cir. 2007) (citations and internal quotation marks omitted).

       Sousa asserts she engaged in protected activity when she (1) rebuffed Dorsey’s

advances beginning in October 2020, which she contends led her not being promoted in

November 2020 and being temporarily transferred to New Jersey, and (2) complained to

HR in January 2021, which she alleges led Amazon to refuse to allow her to apply for a

transfer while on medical leave and her constructive discharge. These assertions do not

provide a basis for relief. First, Sousa did not allege a causal link between her rejection

of Dorsey’s advances and her temporary transfer because a similarly situated man was

also transferred, and she did not allege that she was qualified for the promotion given to a

male coworker.

       Second, even assuming Amazon’s refusal to transfer Sousa until she returned from

medical leave qualified as an adverse action, Sousa failed to allege facts sufficient to
                                             10
infer a causal link between that decision and her complaint to HR. There is nothing

“unduly suggestive” about the timing between Sousa’s January 2021 complaint and

Amazon’s refusal to allow her to seek a transfer two months later. LeBoon, 503 F.3d at

233 (holding that a “gap of three months between the protected activity and the adverse

action, without more, cannot create an inference of causation”); Andreoli v. Gates, 482

F.3d 641, 650 (3d Cir. 2007) (stating a five-month period between the protected activity

and adverse action is “without additional evidence, insufficient to raise an inference of

causation”). Moreover, Sousa failed to allege that the decisionmaker concerning the

transfer request had knowledge of her complaint to HR, or that there was any

“intervening antagonism” between Sousa and Amazon after she filed the complaint. See

LeBoon, 503 F.3d at 233. Because Sousa did not plausibly allege a connection between

her protected activities and Amazon’s alleged adverse actions, she has not stated a

retaliation claim.

                                             D

       Sousa’s quid pro quo sexual harassment claim also fails. Under a Title VII “quid

pro quo” sexual harassment theory, a plaintiff must show that “her response to

unwelcome advances was subsequently used as a basis for a decision about

compensation, [terms, conditions, or privileges o[f] employment].” Farrell, 206 F.3d at

281-82 (quotation marks omitted, alterations adopted). To determine whether a causal

connection exists between the rejection of the advances and the subsequent adverse

decision, courts consider the behavior of the harassing individual, the timing of the
                                             11
adverse action, and inconsistencies raised in the explanation for the adverse action. Id. at

286.

         As with her retaliation claim, Sousa fails to plausibly allege that her rejection of

Dorsey’s advances was linked to the decisions to temporarily transfer her and to not offer

her the promotion offered to a male employee. See Farrell, 206 F.3d at 283-84

(explaining that the burden to show causation for a retaliation claim is the same as that

required for a quid pro quo sexual harassment or discrimination claim). As stated

previously, a male colleague was transferred with Sousa to New Jersey, and Sousa

alleged nothing about the qualifications of either the man who received the promotion or

her own qualifications. Sousa has thus not stated a quid pro quo sexual harassment

claim.

                                               III

         For the foregoing reasons, we will affirm.

                                               12