Court Opinion

ID: 3143475
Source: CourtListenerOpinion
Date Created: 2015-10-22 17:59:27.270488+00
Date Added: 2024-06-11T15:47:14.049232
License: Public Domain

No. 2--02--0861               filed 6/6/06
_________________________________________________________________________
_____

                                           IN THE

                            APPELLATE COURT OF ILLINOIS

                                    SECOND DISTRICT

_________________________________________________________________________
_____

In re K.S., a Minor                        )       Appeal from the Circuit Court
                                           )       of Lake County.
                                           )
                                           )       No. 02--JA--14
                                           )
(The People of the State of Illinois,   )      Honorable
Petitioner-Appellee, v. Kevin S.,     ) Valerie Boettle Ceckowski,
Respondent-Appellant).                ) Judge, Presiding.
_________________________________________________________________________
_____

       JUSTICE McLAREN delivered the opinion of the court:

       In 2002, K.S. was adjudicated a neglected minor, made a ward of the court, and

placed under the legal guardianship of the Department of Children and Family Services

(DCFS). Respondent, Kevin S., the minor's father, appealed, and this court, among other

things, reversed the adjudication of wardship and ordered that guardianship and custody of

K.S. be placed with respondent. See In re K.S., 343 Ill. App. 3d 177 (2003). Our supreme

court denied the State's petition for leave to appeal but, in an exercise of the court's

supervisory authority, directed this court to vacate our judgment and reconsider it in light of

In re Arthur H., 212 Ill. 2d 441 (2004). After such reconsideration, we affirm in part, reverse

in part, and remand.
No. 2--02--0861

        On January 16, 2002, the State filed a three-count petition for adjudication of

wardship and temporary custody of K.S. Counts I and II, alleging neglect and abuse,

respectively, related to K.S.'s mother, Valerie C., and her alleged role in the murder of

K.S.'s sibling, Baby Boy C., on January 13. Count III alleged that K.S. was an abused

minor in that respondent committed a sex offense against T.V., another sibling of K.S., by

attempting to place T.V.'s hand on his penis. The trial court found an immediate and urgent

necessity to remove K.S. from the home and place her in a shelter care facility, and it

granted temporary guardianship to DCFS.

        On April 11, the State withdrew counts I, II, and III and filed an additional count IV,

alleging that K.S. was neglected in that her environment was injurious to her welfare

because Valerie failed to protect her by failing to follow the safety plan of DCFS. Valerie

stipulated to a factual basis for count IV and that the evidence would prove that K.S. was

neglected. The State represented that, if called, DCFS caseworker Evelyn Martinez would

testify that she was involved in the investigation of the alleged sexual abuse of T.V. On

June 12, 2000, Martinez discussed the safety plan with Valerie and told her that respondent

could not have contact with any of her children and could not live in their house. On

October 25, 2000, she told Valerie that she was going to recommend that the case be

indicated, and she reiterated that the safety plan was still in effect. Some time after that,

Martinez learned that respondent had been living in the house with Valerie and her

children. The court was also told that the criminal case against respondent, which arose

from the allegation that he had sexually molested T.V., had been dismissed in January

2000.

                                              -2-
No. 2--02--0861

       The court found K.S. neglected, based upon "the factual basis as presented and

agreed upon by Ms. Hayward [Valerie's attorney] and her client and the State." The court

then ordered a social history investigation and ordered respondent to undergo a sexual

offender evaluation. Respondent, through his counsel, stated as follows:

              "Just so it is clear on the record, my client is not admitting or stipulating to

       anything. My client's criminal case was dismissed. In talking with my client[,] I don't

       feel as his advocate that that sex offender evaluation is necessary because that

       charge was dismissed, and he has adamantly denied it from day one.

              I want the record to show that he doesn't want the child to be adjudicated

       neglected, and that the criminal case has already been disposed of. He was already

       incarcerated for that. The case was dismissed. And we don't feel that it is

       appropriate."

The trial court responded that respondent "absolutely can persist in his denial, but the

evaluation is going to be ordered. If they tell me you don't need any treatment, great,

wonderful. All the better. But I am going to order that you follow through with that because

I have to make sure that [K.S.] is safe."

       On June 28, 2002, the case proceeded to a dispositional hearing. The social history

investigation, prepared by Catholic Charities, stated that DCFS had become involved with

the family when T.V. and her cousin reported that respondent "had fondled them and

sexually molested them." However, the case was closed when Valerie "agreed to a safety

plan, and reported that she would not allow any contact between her children" and

respondent. According to the report, respondent stated that "the girls lied about the

incidents" and he "has denied any responsibility for the sexual molestation report that was

                                             -3-
No. 2--02--0861

indicated by DCFS in 2000." Catholic Charities concluded that such denial "may indicate

that [respondent] does not fully understand the children's needs" and further characterized

respondent as "in denial about his responsibility" in the DCFS case. Respondent was

"reluctant to comply with services" regarding the sexual molestation charge. The report did

note that respondent's only criminal conviction was of deceptive practices. However, the

report concluded that respondent "needs to acknowledge his role in the previous DCFS

allegation of sexual molestation, which was indicated. He needs to complete a sexual

offenders assessment, and follow all recommendations of the assessment."             At the

dispositional hearing, respondent continued to deny any wrongdoing and asked that the

court not order him to complete a sex offender assessment or "make him do sex offender

counseling." No witnesses testified at the hearing. After hearing argument, the trial court

found K.S. to be a neglected minor, made her a ward of the court, and gave legal

guardianship to DCFS. Addressing respondent, the court stated:

              "Okay. Here is the situation, and just so you understand, Mr. [S.], I have to

       look at what is in the best interest of the children.

              The issue is not whether the criminal case was dismissed or not. I have no

       idea why it was dismissed. I have no doubt that it was. I don't even know if it was

       the same complaining witness. But the issue now is that one of the children says

       that you sexually molested her. That may not be true. All the more reason to follow

       through with this evaluation and see what they say. They will be reviewing the

       reports. They will be reviewing the statement to see if there was a recantation,

       whatever the situation is. I don't know from what I can see here. But what I can tell

       you, there is a founded report. There was a statement made by one of the girls.

                                             -4-
No. 2--02--0861

       And that you are the father of a young girl, and that I have to make sure that she is

       protected. So I am going to order the sexual offender evaluation within the next 30

       days."

       Respondent filed a motion to reconsider, which was denied by the trial court. An

appeal to this court followed.

       Respondent first contends that the trial court erred when it adjudicated K.S. a

neglected minor.

       The State must prove allegations of neglect by a preponderance of the evidence. In

re S.S., 313 Ill. App. 3d 121, 126 (2000). A preponderance of the evidence is an amount of

evidence that leads a trier of fact to find that the fact at issue is more probable than not.

S.S., 313 Ill. App. 3d at 126-27. A trial court's determination of neglect will not be reversed

on appeal unless its findings of fact are against the manifest weight of the evidence; this is

so because the trial court is in the better position to observe witnesses, assess credibility,

and weigh evidence. S.S., 313 Ill. App. 3d at 127. Our supreme court has held that the

only question to be resolved at an adjudicatory hearing is whether a child is neglected, and

not whether each parent is neglectful; it is only after the trial court has adjudicated a minor

neglected that the court is to consider the actions of the parents. In re Arthur H., 212 Ill. 2d

at 466-67.

       Here, the only remaining count of the neglect petition alleged that K.S.'s environment

was injurious to her welfare because Valerie failed to protect her by failing to follow the

safety plan of DCFS. Valerie stipulated to this allegation and the State's factual basis for

the allegation. This evidence was unrebutted by respondent. Thus, the allegation of

                                              -5-
No. 2--02--0861

neglect was proved by a preponderance of the evidence. Therefore, the finding of neglect

is affirmed.

       While the supreme court in Arthur H. did not reach the question of the scope of

dispositional hearings in neglect or abuse cases due to the facts and circumstances there,

the court did make clear that such cases "involve relationships touching on fundamental

rights, and the natural ties between parents and their children may not be severed on the

basis of mere speculation." Arthur H., 212 Ill. 2d at 477-78. Because of this, "the State

must be held to its burden of proof." Arthur H., 212 Ill. 2d at 477. Therefore, respondent's

next contention, that the trial court erred in ordering him to complete a sexual offender

evaluation and follow the resulting recommendations, requires close scrutiny because the

State presented no competent evidence against him and he was never given an opportunity

to present evidence on his own behalf.

       The conditions of a dispositional order must have some basis in the evidence. In re

Chyna B., 331 Ill. App. 3d 591, 597-98 (2002). On review, a trial court's dispositional

determination will be reversed only if the court's findings of fact are against the manifest

weight of the evidence or if the court committed an abuse of discretion by selecting an

inappropriate dispositional order. In re J.P., 331 Ill. App. 3d 220, 238 (2002).

       The trial court twice ordered respondent to complete the evaluation--first, when the

finding of neglect was made, and, second, as part of the dispositional order. In neither

instance was the order supported by law or fact; therefore, we must reverse the trial court's

dispositional order and remand the cause for a new dispositional hearing.

       The court heard nothing except rank tertiary hearsay regarding the allegations of a

sexual offense committed by respondent. At the time that the court found count IV to be

                                            -6-
No. 2--02--0861

proved, it had heard nothing except what Valerie stipulated that DCFS caseworker Martinez

would testify to if she were called to testify. In that stipulation, it was stated that Martinez

would testify that she was involved in an investigation of the allegation that respondent

molested T.V. and that DCFS's safety plan prohibited respondent's presence in Valerie's

house. It was the violation of this safety plan that formed the basis of the court's finding of

neglect. However, the court also heard that the criminal case against respondent, which

arose from the same allegations of sexual molestation, was dismissed in January 2000,

more than two years prior to the hearing, and count III of the petition, alleging abuse based

on those same allegations, was dismissed just moments before.

       In both instances, the complete lack of evidence against respondent leads us to

conclude that the trial court's actions were both an abuse of discretion and against the

manifest weight of the evidence.        The Catholic Charities report generated for the

dispositional hearing included the statement that the DCFS report regarding the molestation

allegations was "indicated." However, respondent consistently denied the allegations, and

the Catholic Charities report noted this fact.

       The trial court never heard any direct evidence that respondent had committed any

sexual offense. Valerie's stipulation that she violated the safety plan and the dispositional

report stating that allegations of sexual molestation had been made were the only

"evidence" that the court heard. The trial court even ordered the sexual offender evaluation

based only on the stipulation, as the court ordered the evaluation before the dispositional

report was even created. While the DCFS report was indicated, such a designation means

only that the report of abuse or neglect was supported by "credible evidence."          Lyon v.

Department of Children & Family Services, 209 Ill. 2d 264, 267 (2004); see 325 ILCS 5/3

                                              -7-
No. 2--02--0861

(West 2004). On the other hand, the court knew that the State had dismissed the criminal

charge against respondent and withdrawn the abuse allegations based on the same

alleged incident, and that respondent had always denied the allegations. Reference to a

DCFS report supported by "credible evidence" was an insufficient basis for ordering

respondent to undergo a sexual offender evaluation.

       "Credible evidence" means that the available facts, viewed in light of the surrounding

circumstances, would cause a reasonable person to believe that a child has been abused

or neglected. Lyon, 209 Ill. 2d at 267; see 89 Ill. Adm. Code '300.20, as amended by 29 Ill.

Reg. 21065 (eff. December 8, 2005). It does not require a fact finder to consider contrary

evidence; thus, it places the risk of error entirely on the subject of a report. Lyon, 209 Ill. 2d

at 280-81. Our supreme court has acknowledged the "strikingly high" (74.6%) rate of

reversal of challenged indicated findings based on credible evidence. See Lyon, 209 Ill. 2d

at 281. Labeling evidence as credible in no way denotes that the evidence comports with

rules of evidence or procedural due process. See Lyon, 209 Ill. 2d at 280 (regarding due

process). A finding by a DCFS worker, as capable as the worker may be, does not obviate

the need for the State to produce evidence of alleged offenses and for a judge to find, by a

standard more exacting than "credible," that an offense was committed.

       The limited value of "credible evidence" was made manifest by our supreme court in

Lyon, which dealt with an administrative appeal of an indicated finding of sexual abuse that

was entered into the DCFS Central Register. See 325 ILCS 5/1 et seq. (West 2000). The

plaintiff, a high school choral director, sought reversal of the indicated finding and

expungement of the report from the register. Our supreme court recognized that the

plaintiff had protected due process rights implicated by his inclusion on the register--his

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No. 2--02--0861

reputation and ability to pursue present and future employment were both implicated, as

evidenced by the fact that he had lost two teaching jobs following entry of the report on the

register. See Lyon, 209 Ill. 2d at 273-74. The court then analyzed the competing interests

involved--a subject's significant interest in obtaining a hearing and a final decision in a

prompt and efficient manner so that an indicated report, if mistaken, is expunged as quickly

as possible, and the State's significant interest in protecting the welfare of children, with the

register being one mechanism used to provide such protection. See Lyon, 209 Ill. 2d at

278. The court concluded that it was appropriate to place more of the risk of error on the

adult subject of a report than on children who may suffer additional abuse. Lyon, 209 Ill. 2d

at 279. It was in this context of risk of error that the court analyzed the use of the credible

evidence standard (used to support the initial indicated finding and the first stage of a

subject's appeal) and the preponderance of the evidence standard (used later at the

administrative hearing).

       The court concluded that use of the "credible evidence" standard in an initial

investigation and first-stage appeal does not automatically deprive a subject of due

process, because the second-stage appeal is conducted under the more stringent

"preponderance of the evidence" standard. While the entire risk of error is initially placed

on the subject, it remains so only for a finite period, and the appeal would be finally

determined under a more stringent, risk-balancing standard. See Lyon, 209 Ill. 2d at 282.

However, it is "constitutionally inappropriate to allow indicated reports based on credible

evidence, with their damaging effects on subjects," to persist beyond the deadlines for

completion of the administrative appeals process that are statutorily and administratively

set. Lyon, 209 Ill. 2d at 282. Thus, the court ruled that the low, credible-evidence

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No. 2--02--0861

standard, combined with delays in the administrative process of the plaintiff's appeal (which

led to a decision being issued approximately 11 months after the report was indicated),

violated the plaintiff's due process rights. Lyon, 209 Ill. 2d at 284.

       In this case, the noxious cloud of "credible evidence" has now hovered over

respondent for more than six years and was already more than two years old when the trial

court ordered respondent to undergo the sexual offender evaluation. However, even in

light of the age and low standard of the "evidence" before it, the trial court abdicated its role

as fact finder, as is evidenced by its explanation to respondent of its dispositional order:

              "The issue is not whether the criminal case was dismissed or not. I have no

       idea why it was dismissed. I have no doubt that it was. I don't even know if it was

       the same complaining witness. But the issue now is that one of the children says

       that you sexually molested her. That may not be true. All the more reason to follow

       through with this evaluation and see what they say." (Emphases added.)

The State attempted to bolster that explanation with the following argument:

              "Arguably, in the instant matter, the trial court assumed that the Respondent

       was a sex offender who posed harm to K.S. because without a related evaluation, it

       had no other course of action consistent with the best interests of K.S." (Emphasis

       added.)

       We note that if count III had not been withdrawn, an adjudicatory hearing would have

been a proper and acceptable course of action to determine if respondent was a sex

offender and posed a threat to K.S. Be that as it may, trial courts are to base decisions on

evidence, not assumptions. The absence of evidence is not "[a]ll the more reason" to order

a parent to submit to a sexual offender evaluation and possible counseling.

                                              -10-
No. 2--02--0861

       Respondent was never given a hearing at which witnesses testified, with the

opportunity to cross-examine witnesses and present his own evidence.                 The State

foreclosed this possibility when it dismissed the criminal charge and withdrew the abuse

allegations against respondent in count III. Instead, the court ordered the evaluation

without any evidence closer than old, minimally substantiated, third-hand reports, and it

attempted to rely on the sexual offender evaluation to prove whether respondent was guilty

of the alleged sexual offenses. In addition to the trial court's error in ordering the evaluation

at all, we must point out the fallacy of the court's reasoning. We are unaware of any

authority that has determined, pursuant to Frye, that such an evaluation may be so utilized.

See Frye v. United States, 293 F. 1013 (D.C. Cir. 1923). Completion of the evaluation

would not establish whether respondent sexually molested T.V. Respondent denied the

allegation. In the absence of an admission or stipulation by respondent, only an evidentiary

hearing could determine whether respondent committed such an offense.

       One can readily see the dilemma into which respondent has been placed. The State

charged him criminally with a sexual offense, then withdrew the charge when respondent

demanded trial. The State filed a neglect petition that alleged the same sexual offense,

then withdrew the allegation before a hearing was held. Because Valerie stipulated to a

tangentially related allegation, the uncorroborated, unproven allegations of sexual abuse

were still in play for the disposition. Catholic Charities, while noting that respondent "has

denied any responsibility for the sexual molestation report that was indicated by DCFS in

2000," also characterized respondent as "in denial about his responsibility" in the DCFS

case. Apparently, respondent must take responsibility for actions that he denies ever

occurred and that no one will take the responsibility of proving. Denying abuse is not the

                                              -11-
No. 2--02--0861

equivalent of being in denial despite proof of abuse. In re Clarence T.B., 215 Ill. App. 3d
85, 104 (1991).

       The law cannot allow a trial court to order such an evaluation based only upon

uncharged, unsubstantiated, and unproved allegations that have been misconstrued as

evidence. Furthermore, respondent demanded a hearing on the merits and an opportunity

to confront witnesses but was denied that opportunity. We find error in this violation of the

due process rights to confront witnesses and to require proof by at least a preponderance

of the evidence, even though the violation was done to "protect children." If these rights

can be sacrificed in such an instance, all other constitutional rights must also be

subordinated.

       The State further argues that a trial court "need not wait until the child is victimized

or emotionally damaged" before removing the child from an injurious environment. While

true, it does not mean that actions may be taken against a parent without giving him a

hearing and an opportunity to respond to any unproven allegations of criminal behavior that

would require rehabilitation. As this court noted in In re Baby Boy Butt, 76 Ill. App. 3d 587

(1979):

       "We are dealing here with the future and only possibilities and probabilities can be

       assessed. To expose respondent's children to a reasonable probability of abuse is

       something this court will not do. On the other hand, no child in any family is free

       from the possibility of future abuse and we cannot afford to sever the natural ties

       between parent and child and cause that loss to both of them on the mere possibility

       that the child may be abused." (Emphasis in original.) In re Baby Boy Butt, 76 Ill.

       App. 3d at 594.

                                            -12-
No. 2--02--0861

       A case should be decided on the facts in evidence. See In re T.W., 313 Ill. App. 3d
890, 892 (2000). Here, given the total lack of established facts, there was no basis to

warrant the order of a sexual offender evaluation. The State had the opportunity to prove

these allegations of sexual molestation, either in a criminal trial, in an adjudicatory hearing,

or at the dispositional hearing in question. It did none of these things. The court cannot

presume these allegations to be proven without conducting a hearing, nor can it order

respondent to prove that he is not a sexual offender, especially in light of the insubstantial

"evidence" of a sexual offense that was presented to the court.

        We cannot determine why the dissenting justice claims that a sexual offender

evaluation will only involve investigators reviewing reports and reinterviewing witnesses "to

try to uncover what happened here." Slip op. at 19. One with experience in court-ordered

evaluations, whether they be for alcohol use in a driving-under-the-influence case or for

sexual issues arising out of a sexual abuse case, knows that such an evaluation would be

done to assess the subject's behavior, not the State's investigative techniques. It was

respondent, not the State, who was required to undergo the evaluation; a possible result of

the ordered evaluation would be respondent being required to undergo treatment, as the

trial court specifically said, not the State having to write another report.

       The trial court erred in ordering respondent, both before and as part of the

dispositional order, to undergo the sexual offender evaluation. The dispositional order is

reversed, and the cause is remanded for a new dispositional hearing.

       Respondent also contends that the trial court erred by not returning K.S. to his

custody. Because we have ordered a new dispositional hearing, the issue of K.S.'s

placement must be addressed again in the trial court. However, in light of our analysis

                                             -13-
No. 2--02--0861

above, we will address some concerns regarding the "proofs" from the prior hearing and the

trial court's original order regarding placement.

       Pursuant to section 2--22 of the Juvenile Court Act of 1987 (Act) (705 ILCS 405/2--

22 (West 2002)), once a minor has been adjudicated neglected, the trial court is to

determine if it is in the best interests of the minor and the public that the minor be made a

ward of the court. The court is then authorized to enter a dispositional order for the custody

or placement of the minor. See 705 ILCS 405/2--23 (West 2002). Section 2--27 of the Act

then provides in part:

              "(1) If the court determines and puts in writing the factual basis supporting the

       determination of whether the parents, guardian, or legal custodian of a minor

       adjudged a ward of the court are unfit or are unable, for some reason other than

       financial circumstances alone, to care for, protect, train or discipline the minor or are

       unwilling to do so, and that the health, safety, and best interest of the minor will be

       jeopardized if the minor remains in the custody of his or her parents, guardian or

       custodian, the court may at this hearing and at any later point:

                                             ***

                     (d) commit the minor to the Department of Children and Family

              Services for care and service ***." 705 ILCS 405/2--27(1)(d) (West 2002).

The requirement that the factual basis be in writing is a requirement, not a request. See In

re Madison H., 347 Ill. App. 3d 1024, 1028 (2004).

       The trial court in this case granted guardianship to DCFS in the absence of any

written findings or factual basis concerning respondent's unfitness, inability, or

unwillingness to care for, protect, train, or discipline his daughter. K.S. had been placed

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No. 2--02--0861

under the temporary guardianship of DCFS at the shelter care hearing. At that hearing, the

court found probable cause to believe that K.S was neglected or abused, because of the

possible suffocation of her sibling at the hands of her mother and the "[r]isk of harm" due to

respondent "being indicated for risk of sexual abuse." The court found immediate and

urgent necessity to remove K.S. from the home and place her in a shelter care facility

because her mother was in jail and respondent had a "prior indicated report of risk of

sexual harm." Reasonable efforts to keep K.S. in the home could not be made because

her mother was in jail and respondent had "not availed himself to [sic] any sexual offender

treatment and has [sic] prior indicated report."

        The only allegations against respondent at the time of the shelter care hearing were

the DCFS report and his failure to avail himself of sexual offender treatment arising out of

an incident that he denied occurred and that the State declined to prosecute. The State

had the opportunity to make a showing that placement with a third party was appropriate in

this case, through prosecution of either the criminal charge or the abuse allegation or

through presentation of evidence at the dispositional hearing. It did none of these. The

trial court granted continued guardianship to DCFS in the absence of any evidence other

than old tertiary hearsay allegations that had never been proven.

        The dissent inexplicably relates an improper and inaccurate discussion of and

citation to this court's prior opinion in this case, which was vacated by our supreme court.

See slip op. at 16. A vacated judgment is nullified, canceled, and void. People v. Eidel,

319 Ill. App. 3d 496, 504 (2001). There is nothing from which this majority can back down,

as the entire prior opinion is a nullity. What this court said in K.S., 343 Ill. App. 3d at 187, is

now as relevant as what was said in draft opinions that were circulated but never published.

                                               -15-
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Further, in that cited material, this court referred to "the thought process" behind a specific

quotation from the dissent, not the thought process behind the supreme court's decision in

Arthur H. that, obviously, did not exist when our previous opinion was filed. Such a

misleading use of a quotation is intolerable in an appellate court disposition.

       The dissent further dissembles in its little discourse on "evaluation" versus

"assessment" and the issues of counseling and treatment. See slip op. at 18 n.2. The term

"assessment" was contained in the Catholic Charities report that was quoted only the

sentence before our allegedly incorrect use of the term. Similarly, the references to

"counseling" and "treatment" arose from direct quotes from respondent's attorney and the

temporary custody order entered by the court, respectively. "You have eyes, and yet do

you not see?" Mark, 8:18.

       The interest of parents in the care, custody, and control of their children is one of the

oldest of the fundamental liberty interests recognized, and this interest is protected by the

due process clause. In re Kenneth F., 332 Ill. App. 3d 674, 680 (2002). A fit parent has a

superior right to custody of his child that can be superceded only by a showing of good

cause to place custody of the child in a third party. S.S., 313 Ill. App. 3d at 132. While the

best interests of the child is the paramount consideration whenever a petition for

adjudication of wardship is brought (see S.S., 313 Ill. App. 3d at 126), a trial court must

render its judgment based on actual evidence and in conformity with statutory

requirements. The trial court failed to do that in this case. The best interests of the child is

not an isolated concept; it must be determined in the context of the evidence that is

properly before the court. The best interests of the child may require the court to order the

State to present evidence to prove an allegation, but it cannot require a parent to prove that

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the allegation is false.     Section 2--10(2) of the Act prohibits the return of a minor in

shelter care to a parent "until the court finds that such placement is no longer necessary for

the protection of the minor." 705 ILCS 405/2--10(2) (West 2002). We must question how

the trial court could ever make such a finding in this case if the State never attempts to

prove the hearsay allegations of sexual abuse, since it was those allegations that were the

basis for finding at the shelter care hearing that placement could not be made with

respondent. The trial court placed on respondent the burden of proving that he was not a

sex offender, apparently by undergoing a sex offender evaluation, instead of placing on the

State the burden of proving, even by a preponderance of the evidence, that respondent

posed a sexual threat to his daughter. "Credible evidence" may have been sufficient for the

court to find that placement with respondent was not appropriate at the time of the shelter

care hearing. However, such flimsy, unproven evidence cannot indefinitely be used to

separate respondent and his child.           Court-ordered interference in a parent-child

relationship, based on such "evidence," is not in the child's best interests. The State has

an obligation to plead and prove these allegations if it wants to rely on them as a basis for

placing guardianship with someone other than respondent. Let there be no mistake--the

burden must be on the State to present evidence in the first instance. Furthermore, if the

State plans to use against a parent evidence of some conduct, the parent must be notified

in some manner of the intended use. Without notice, a parent cannot prepare a meaningful

response or defense. A dispositional hearing on a neglect petition is a vital stage in the

process that can ultimately lead to termination of parental rights; therefore, it is important to

the fairness of any future termination proceeding. In re Miracle C., 344 Ill. App. 3d 1046,

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No. 2--02--0861

1056 (2003). A parent cannot be left to guess what avenues to pursue in order to protect

this most fundamental right.

       For these reasons, the judgment of the circuit court of Lake County is affirmed in

part and reversed in part, and the cause is remanded.

       Affirmed in part and reversed in part; cause remanded.

       HUTCHINSON, J., concurs.

       JUSTICE O'MALLEY, concurring in part and dissenting in part:

       I agree with the majority on two points. First, as the majority has emphasized, it

"cannot fathom the thought process" (K.S., 343 Ill. App. 3d at 187) that the supreme court

adopted in Arthur H. subsequent to our first decision in this case. We have been ordered to

reconsider this case in light of precisely that "unfathomable" thought process. For the

reasons that follow, I agree with the majority's assessment of its abilities.

       The second thing that the majority and I agree upon is that the child sex abuse

allegations against respondent remain unresolved.         The majority's point is that the

allegations remain unresolved because the State withdrew the charge at the neglect phase.

The question, then, is what to do about these unresolved sex abuse allegations. As

explained below, the majority is strongly of the view that the State was obligated to pursue

the sex abuse charge at the neglect phase, and the majority's original position was that the

consequence of the State's failure to pursue the sex abuse charges at the neglect phase

required an order from this court awarding custody of K.S. to the alleged child sex abuser.

The majority did so order.

                                            -18-
                                             18
No. 2--02--0861

       For unexplained reasons, the majority has backed down from that original position. 1

The current majority opinion does not award custody to respondent, but instead remands

this cause to the trial court with directions that the trial court not conduct further

investigation into "uncharged allegations," i.e., the child sex abuse allegations. It does so

because it believes that "[t]he State had the opportunity to prove these allegations" (slip op.

at 11) but instead "foreclosed this possibility when it dismissed the criminal charge and

withdrew the abuse allegations against" respondent (slip op. at 10).

       For reasons that I detail below, the majority is wrong. But assume for the moment

that the majority is correct that the State was wrong to assume that it could withdraw the

        1
            I say that the majority's backing down from awarding custody to respondent is

"unexplained" because the supreme court ordered us to reconsider this case in light of

Arthur H., and neither that order nor Arthur H. reached the issue of the propriety of this

court ordering custody to respondent.

                                             -19-
                                              19
No. 2--02--0861

child sex abuse allegations at the neglect phase but those allegations would still be dealt

with at the dispositional phase. Such an error by the State would be a procedural default. I

am unable to fathom any system of laws that expressly recognizes that the best interest of

the child is paramount yet would permit a child to be condemned to the custody of an

alleged child sex abuser (before resolution of such allegations) as a consequence of a

procedural default by the State. I am aware that procedural defaults can lead to severe

consequences, but nothing like this. Not only would such a result be contrary to common

sense and common decency, but if the phrase "the best interest of the child is paramount"

means anything, it certainly means that it is paramount to a procedural default by the State.

So, even under the majority's view of the law, the result it reaches (the trial court cannot

investigate the child sex abuse allegations because they have been already withdrawn) is

wrong.

         I disagree with the majority's conclusion that the trial court improperly ordered a sex

offender investigation, evaluation, or assessment 2 of respondent. In my view, at the

dispositional phase the trial court needed to make a finding on respondent's fitness before it

awarded guardianship to DCFS and placed K.S. in the custody of her grandmother. I would

         2
             Not only does the majority fail to state what it views an evaluation to be, but it also

refers (sometimes by quoting the attorneys and trial court) to the action the trial court

attempted to undertake as an "evaluation," (slip op. at 2), an "assessment" (slip op. at 3),

"counseling" (slip op. at 4), and "treatment" (slip op. at 14). The majority's use of the words

"counseling" and "treatment" are blatantly wrong, and even respondent has not claimed

that he was ordered to undergo treatment or counseling.

                                                 -20-
                                                  20
No. 2--02--0861

remand to the trial court with the direction to address respondent's fitness. In doing so, as

explained more fully below, I would direct the trial court to make full use of section 2--21(2)

of the Act, and to consider respondent's cooperation (or lack thereof) in any investigation

ordered pursuant to section 2--21(2). "Let there be no mistake" (slip op. at 16), the majority

has placed the trial court and K.S. in a "dilemma" (slip op. at 10) by holding that the trial

court was wrong to order a sex offender evaluation. The dilemma the majority has placed

the trial court in comes about because the majority has barred the evaluation process

without stating what an evaluation is. As I said in my dissent last time, all we know about

the evaluation is what the trial court said about it:

       "All the more reason to follow through with this evaluation and see what they say.

       They will be reviewing the reports. They will be reviewing the statement to see if

       there was a recantation, whatever the situation is."

       Obviously, the trial court has to determine the validity of the sex abuse allegations. I

do not know what the trial court is supposed to do on remand, because the majority does

not say specifically what the trial court is prohibited from doing. As the above quote from

the trial court indicates, "they" (presumably investigators) are going to review reports and

reinterview witnesses to try to uncover what happened here. Can the trial court do that

under the majority's ruling? Because the majority bans an evaluation without defining what

that term entails, can the trial court do all that it described if it just uses a different label for

what it is ordering? The majority surely cannot be directing the trial court not to have

someone find out "whatever the situation is," but, on the other hand, the majority has stated

that the evaluation cannot be based on "uncharged" allegations.

                                               -21-
                                                21
No. 2--02--0861

       The majority laments (slip op. at 6), again (slip op. at 7), and again (slip op. at 10),

and again (slip op. at 12), and again (slip op. at 14), and again (slip op. at 15) the lack of

charges against respondent.        Thus, the majority's fundamental position is that the

possibility of a hearing regarding the sex abuse allegations was foreclosed when the State

dismissed the criminal charge and withdrew the sex abuse allegations against respondent

(see slip op. at 10), and, thus, if an evaluation and dispositional hearing were to go forward,

respondent would be left with no way to contest any unfavorable findings "against him."

This is flat out wrong, both legally and factually, and it contradicts the basic point of Arthur

H. that the majority is, in its own words, unable to fathom. The majority's reliance on

repetition rather than reasoned analysis is evidenced by its repeated observations

regarding the withdrawal of certain charges and by the fact that the majority never

responds to my discussion of how it fails to follow Arthur H.

       The majority is seeing the neglect stage as setting limits on what will be considered

during the dispositional stage, meaning that if an allegation was not proved as to

respondent at the neglect stage, then it cannot form the basis for the trial court's orders at

the dispositional stage. The majority states that "[t]he State foreclosed [the possibility of a

hearing on the allegations] when it dismissed the criminal charge and withdrew the abuse

allegations" (slip op. at 10), and the majority concludes from that that the substance of the

withdrawn allegations cannot form a basis for determining whether respondent is fit to have

custody. But Arthur H. and In re C.N., 196 Ill. 2d 181 (2001), make it clear that the fact that

the charges against respondent were withdrawn or never brought at the time of the trial

court's ruling at the neglect phase is of no consequence at the dispositional stage. The

majority sees a need for a formal charging document as a basis for any orders or

                                             -22-
                                              22
No. 2--02--0861

investigations at the dispositional stage, such as would be the case in a criminal

proceeding.

       Though the majority complains of a lack of formal charges against respondent, it

does not point to any statutory provision or case law indicating that the Act requires

anything analogous to a criminal complaint making a formal charge against a respondent at

the dispositional stage. Unlike charges in a criminal case, or the complaint in a typical civil

case, the charges at the neglect stage do not shape everything that follows. In fact, the

purpose of the neglect phase is quite different from that of the dispositional stage. After a

child is found to be neglected, the proceeding moves to the dispositional stage, where the

trial court is to determine what course of action is in the child's best interests (Arthur H., 212
Ill. 2d at 464), but not to determine the guilt or innocence of a respondent (In re R.B., 336
Ill. App. 3d 606, 614 (2003)). This determination of the child's best interests does not

depend on any formal charges in the neglect petition. Quite specifically to the contrary, our

supreme court has held that even if an issue was not alleged in the neglect petition, it can

still be a basis for a service plan or dispositional order. C.N., 196 Ill. 2d at 214. The

supreme court stated that "the relevant issues are not 'frozen' at the moment custody of the

child is taken." C.N., 196 Ill. 2d at 213-14. Rather, the necessity of considering other

conditions that "come to light only with further investigation" is reflected in the "broad

scope" of the investigation that the trial court is authorized to order under section 2--21(2)

of the Act (705 ILCS 405/2--21(2) (West 2000)), after an adjudication of neglect.3 C.N., 196

        3
            Section 2--21(2) of the Act provides: "To assist the court in [deciding whether it is in

the best interests of the minor to be made a ward of the court] and other determinations at

                                                -23-
                                                 23
No. 2--02--0861

Ill. 2d at 214. Thus, "it makes no sense to so narrowly limit what the trial court can order a

respondent parent to do following an adjudication of neglect, abuse, or dependency." In re

C.S., 294 Ill. App. 3d 780, 789 (1998); see also Chyna B., 331 Ill. App. 3d at 597-98 ("the

conditions of a dispositional order need not relate solely to the grounds for adjudication of

wardship"). C.N. gives no indication that any of the matters investigated during the

dispositional phase need a basis in the form of a formal charging document. In fact, the

law is quite the opposite--it gives the trial court the power to order an investigation of "broad

scope" into " 'any *** information that may be helpful to the court' " at the dispositional

phase. C.N., 196 Ill. 2d at 214, quoting 705 ILCS 405/2--21(2) (West 1998). Adding a

requirement, as the majority does, that any investigation at the dispositional stage must be

tied to a formal charging document is utterly inconsistent with the Act and with supreme

court precedent and would render meaningless the power to order an investigation of broad

scope into any information that may be helpful to the court. However, the majority relies on

exactly such a requirement in reaching its view that respondent is being deprived of his

"right to custody" here (slip op. at 15), because the trial court ordered an investigation into

an "uncharged" allegation (slip op. at 11). Such a view is flatly at odds with the holding of

Arthur H. Notably, the majority does not even respond to any of this, let alone offer any

the dispositional hearing, the court may order that an investigation be conducted and a

dispositional report be prepared concerning the minor's physical and mental history and

condition, family situation and background, economic status, education, occupation, history

of delinquency or criminality, personal habits, and any other information that may be helpful

to the court." (Emphasis added.) 705 ILCS 405/2--21(2) (West 2000).

                                              -24-
                                               24
No. 2--02--0861

reasoned analysis. It simply repeats over and over that certain charges were withdrawn or

dismissed.

       As the trial court wisely and aptly observed:

              "The issue is not whether the criminal case was dismissed or not. I have no

       idea why it was dismissed. *** I don't even know if it was the same complaining

       witness. But the issue now is that one of the children says that [respondent]

       sexually molested her. That may not be true. All the more reason to follow through

       with this evaluation and see what they say. They will be reviewing the reports. They

       will be reviewing the statement to see if there was a recantation, whatever the

       situation is. I don't know from what I can see here."

       So, "charges or no charges," the question confronting the trial court was what to do

with regard to the unresolved child sex abuse allegations. The trial court decided, again

wisely in my view, to take the steps necessary to resolve those allegations before deciding

whether the alleged child sex abuser should have custody of K.S.

       As noted, the trial court had the discretionary power to order an investigation into the

alleged sex abuse, under the "broad scope" (C.N., 196 Ill. 2d at 214) of its investigatory

powers under section 2--21(2) of the Act (705 ILCS 405/2--21(2) (West 2000)). Given that

there was evidence presented, hearsay or otherwise, that respondent committed a sex

offense, it was not an abuse of discretion for the trial court to order further investigation

before placing custody of K.S. with respondent. The majority misses the point when it

states that "[t]he absence of evidence is not '[a]ll the more reason' to order a parent to

submit to a sexual offender evaluation and possible counseling."             Slip op. at 9-10.

(Although the majority refers to sex abuse counseling in its opinion (slip op. at 10), the trial

                                             -25-
                                              25
No. 2--02--0861

court at no time ordered sex abuse counseling.) Of course, it is paradoxical to require the

trial court to have proof of sex abuse before it can order an investigation of sex abuse.

Obviously, it makes no sense to make proof a prerequisite to ordering an investigation, the

purpose of which is to determine whether there is proof. The majority cites In re Baby Boy

Butt, 76 Ill. App. 3d 587 (1979), for the premise that an order based on possible sex abuse

is error. Slip op. at 11. Butt, however, dealt with the proof necessary to place a child in the

guardianship of DCFS, not the amount of evidence necessary to order an investigation

under section 2--21(2). Butt, 76 Ill. App. 3d at 594. There is a wide chasm between these

two issues, and Butt is inapplicable. The hearsay evidence that one of K.S.'s siblings and

K.S.'s cousin accused respondent of sexually molesting them was enough to justify an

investigation under section 2--21(2). The real question is whether the sex offender

evaluation fits within the "broad scope" (C.N., 196 Ill. 2d at 214) of the investigatory powers

granted to the trial court under section 2--21(2).

       The majority cites Lyon as authority for its conclusion that the trial court had no basis

to order a sex offender evaluation, but Lyon is inapposite to the case at hand. In Lyon, the

plaintiff, an accused sex offender, sought to have his name expunged from a sex offender

registry. Lyon, 209 Ill. 2d at 268. The supreme court concluded that the plaintiff had a

liberty interest in not being named on the registry (Lyon, 209 Ill. 2d at 273-74), and it held

that the credible evidence standard used to enter the plaintiff's name on the registry was

too low a standard to protect his due process rights (Lyon, 209 Ill. 2d at 279-84).

Obviously, the current case has nothing to do with any sex offender registry. The majority

opines about the fact that "[r]espondent was never given a hearing" to contest the

allegations and about its belief that the trial court "attempted to rely on the sexual offender

                                             -26-
                                              26
No. 2--02--0861

evaluation to prove whether respondent was guilty." Slip op. at 10. Again, the question at

the dispositional stage is not respondent's guilt or innocence, but instead K.S.'s best

interests. The majority's extended discussion of "credible evidence" demonstrates that it

continues to labor under its misapprehension that the State must allege and prove

allegations in order to allow the trial court to conduct an investigation. The discussion also

belies the majority's assertion, upon which it bases its opinion, that there was a "complete

lack of evidence against respondent" (slip op. at 6).

       Notwithstanding the majority's non sequitur recapitulation of the Lyon credible

evidence discussion, the legislature has precisely detailed what is to happen in a case

where allegations of child sex abuse have been made, there is credible evidence regarding

the allegations, and the child has been found to be neglected or abused:

              "Once the court finds that it is a matter of immediate and urgent necessity for

       the protection of the minor that the minor be placed in a shelter care facility, the

       minor shall not be returned to the parent, custodian or guardian until the court finds

       that such placement is no longer necessary for the protection of the minor."

       (Emphasis added.) 705 ILCS 405/2--10(2) (West 2000).

       As the logic underlying Arthur H. makes clear, an adjudication of neglect is specific

not to each parent, but to each neglected minor.          Accordingly, once the trial court

adjudicated K.S. neglected, and once it found an immediate and urgent necessity to place

her in shelter care based on that neglect, custody of K.S. could not be given to respondent

until the trial court found that shelter care placement was no longer necessary for her

protection. The trial court's attempts to investigate the sexual abuse allegations against

respondent are consistent with the above legislative mandate.                The majority's

                                            -27-
                                             27
No. 2--02--0861

pronouncements regarding respondent's right to custody and the State's "burden" to

"present evidence in the first instance" (slip op. at 16), however, are completely inconsistent

with this legislative mandate and instead reflect the majority's misapprehension regarding

the need for "charges" against respondent.

       The majority responds to the requirement that K.S. not be placed with respondent

until the trial court finds that doing so is safe, by wondering "how the trial court could ever

make such a finding *** if the State never attempts to prove the *** allegations." Slip op. at

15. Thus, the majority believes that the State's dropping both the criminal charge against

respondent and the neglect count based on the same event, 4 combined with the trial court's

obeying the Act in trying to investigate the allegations against respondent, place

respondent in a "readily see[n]" "dilemma" wherein "respondent must take responsibility for

actions that he denies ever occurred and no one will take the responsibility of proving." Slip

op. at 10. On the contrary, what is readily seen is that, as the majority proclaimed in its

original opinion in this case, it remains unable to fathom the process that the supreme court

and the legislature have set forth for these matters. Specifically, the majority does not

understand the relationship between the adjudication of neglect and the proceedings that

        4
            I note that, obviously, once the State had obtained the stipulation as to neglect on

one of the counts, it was completely unnecessary for it to pursue any of the other counts of

neglect, because neglect is adjudicated as to each minor and not as to each parent. Thus,

it stands to reason that the State, assuming that the trial court could explore any abuse

allegations during the dispositional stage, dropped the remaining counts in its neglect

petition once it obtained Valerie's stipulation of neglect.

                                              -28-
                                               28
No. 2--02--0861

follow it. Again, the State need not have pursued any charges related to the sex abuse

allegations in order for them to be relevant at the dispositional hearing. The purpose of the

dispositional hearing is not to determine respondent's guilt, but to ensure K.S.'s safe

placement. The trial court is duty-bound to investigate the charges against respondent,

whether he denies them or not, and whether the State prosecutes them or not. Even if the

State sought to abandon the sex abuse allegations, under section 2--21(2) of the Act, the

trial court has the "broad" (C.N., 196 Ill. 2d at 214) authority to order an investigation into

"any *** information that may be helpful to the court." 705 ILCS 405/2--21(2) (West 2000).

It must employ its authority to investigate, because a child removed to shelter care can be

returned to his or her parents only after "the court finds that such placement is no longer

necessary for the protection of the minor" (705 ILCS 405/2--10(2) (West 2002)). The only

"dilemma" here is the one the majority places the trial court and K.S. in by preempting an

evaluation without even knowing what the evaluation would entail.

       Moreover, the foregoing answers the majority's question of how the trial court could

make a finding pursuant to section 2--21(2) that it is safe (or not) to place custody with

respondent. But the majority's rhetoric highlights the shortcomings of its reasoning. The

majority does not dispute that section 2--21(2) requires a specific finding that "placement is

no longer necessary for the safety of the minor." I find it extraordinary that the majority

sees fit to disregard such a specific statutory mandate, not by a reasoned analysis of the

statute's constitutionality, but instead by claiming that respondent has been placed in a

"dilemma." Once again, the majority uses rhetoric and hyperbole rather than thoughtful

analysis. But it is not any court's prerogative to express disdain for a statute by using

phrases such as "dilemma" and then simply refuse to follow it. Claiming that respondent

                                             -29-
                                              29
No. 2--02--0861

has been placed in a "dilemma" is hardly a substitute for an analysis of a statute's

constitutionality.

       On the point of the evaluation itself, the majority states that "[c]ompletion of the

evaluation would not establish whether respondent sexually molested T.V." Slip op. at 10.

I do not understand how the majority is so sure what the evaluation would or would not

establish. Again, the majority never states what it envisions the evaluation would entail--it

simply holds that an evaluation cannot be done. When the majority bars the trial court from

conducting an evaluation, it essentially tells the trial court not to find out what has happened

in this case and not to find out if there are credible recantations. The barrier to the

determination of the truth of the allegations against respondent, then, is not the State or the

trial court, but the majority. The majority's assertions regarding respondent's rights, and its

dramatic averment that allowing an evaluation would cause "all other constitutional rights

[to be] subordinated" (slip op. at 11), completely miss the mark. It is not unreasonable that

respondent should be asked to participate in the investigation, given the unique nature of

juvenile proceedings.

       Instead of discussing what it envisions the evaluation would entail and whether that

evaluation fits within the "broad scope" of the trial court's section 2--21(2) investigatory

powers, the majority quotes the trial court's explanation, chiding it by emphasizing each of

the trial court's acknowledgments of what it did not know. See slip op. at 9. These

acknowledgments were hardly abdications; they were exactly the sorts of things the Act

contemplates will be investigated pursuant to section 2--21(2). The trial court never said

that it intended to automatically adopt the report generated by the evaluation process or

that respondent would be prohibited from challenging it at the dispositional hearing. The

                                             -30-
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No. 2--02--0861

majority's charge that the trial court "attempted to rely on the sexual offender evaluation to

prove whether respondent was guilty of the claimed sexual offenses" (slip op. at 10) is

unfounded and contradicted by the trial court's pronouncements, wherein the trial court

clearly indicated that it would not form a conclusion as to the veracity of the allegations until

it heard all the relevant evidence at the dispositional hearing. The dispositional report and

the sex offender evaluation were to assist the court at the dispositional hearing. It is

offensive to accuse the trial court of abdicating its role when it orders proceedings

authorized by the Act to assist it, just as it is inaccurate to imply that the trial court denied

respondent any demand for a hearing (see slip op. at 11 ("respondent demanded a hearing

on the merits *** but was denied that opportunity")). The trial court attempted to conduct a

hearing, but respondent chose to appeal the trial court's order instead of comply with it.

       Regarding what I view as the basis for the trial court's investigation into the sex

abuse allegations against respondent, the majority characterizes the DCFS report and the

allegations against respondent as "rank tertiary hearsay" (slip op. at 6) and "old, minimally

substantiated *** reports" (slip op. at 10). The majority's statements are perplexing. Use of

hearsay evidence is specifically authorized by the Act. 705 ILCS 405/2--18(4)(c), 2--22(1)

(West 2000). Whether or not the hearsay evidence was "tertiary" misses the point.

Respondent does not question that the two children accused him of sex abuse but, rather,

maintains that the children lied. Thus, the factual content of the Catholic Charities report,

i.e., whether or not the two children said that respondent sexually abused them, was never

at issue. The record shows that the DCFS report, on which the Catholic Charities report

was based, was distributed to the parties. In this case, there was no functional difference

between "tertiary" hearsay and simple hearsay, and the Act specifically authorizes

                                              -31-
                                               31
No. 2--02--0861

consideration of hearsay without limitation on the basis of it being "tertiary." 705 ILCS

405/2--18(4)(c), 2--22(1) (West 2000).

       The majority's assertion that the use of hearsay evidence precludes respondent from

challenging the truth of the charges against him (see slip op. at 10) is a monumental

overstatement. It is true that use of hearsay evidence prevents respondent's cross-

examination of the witness. However, this handicap is compensated for by the fact that the

hearsay evidence is accorded lesser weight. 705 ILCS 405/2--18(4)(c) (West 2000).

Although respondent did not avail himself of this opportunity,5 the hearsay evidence did not

prevent him from putting on a defense at the hearing and attempting to discredit both

accuser and accusation. Importantly, the stipulated testimony and the hearsay evidence

are not being used to force respondent to undergo sex offender treatment or, for that

matter, as a basis for an unfitness finding under section 2--27. They are being used as a

basis to find more information pursuant to section 2--21(2). In my view, this purpose is

properly commensurate with the lower weight accorded to hearsay evidence. Once again

the majority expresses its disdain for the law, but what is the majority holding? The

majority does not state that it has found section 2--18(4)(c) unconstitutional. Once again, it

is not any court's prerogative to express displeasure with a legislative enactment and then

disregard it without any other basis for doing so.

       5
           As the State points out in its brief, respondent "did not object to the presentation of

evidence [as it was presented in this case], did not demand an opportunity to cross-examine any

witnesses, nor did he object when the trial judge indicated there would be no direct evidence

presented because the adjudication of neglect was being stipulated to."

                                               -32-
                                                32
No. 2--02--0861

      The majority's statement that the trial court "attempted to rely on the sex offender

evaluation to prove whether respondent was guilty" (slip op. at 10) is but one of the many

statements the majority recites that make it sound as if the proceedings below were

outrageous. However, further examination reveals that all of the following statements are

simply hyperbole:

      "A finding by a DCFS worker *** does not obviate the need for the State to produce

      evidence of alleged offenses and for a judge to find *** that an offense was

      committed." Slip op. at 7. Again, this is not a criminal case, and K.S. has already

      been adjudicated neglected.

      "[T]he court ordered the evaluation before the dispositional report was even

      created." Slip op. at 7. Of course it did. The purpose of the evaluation was to help

      the trial judge determine what dispositional order would be in K.S.'s best interests.

      "[T]he complete lack of evidence against respondent leads us to conclude that the

      trial court's   actions were [improper]." Slip op. at 6. The majority's assertion of a

      "complete lack of evidence" is belied by its extended discussion regarding the

      "limited value" (slip op. at 8) of the "credible evidence" against respondent.

      Evidence cannot be both weak and nonexistent.

      "We are unaware of any authority that has determined, pursuant to Frye, that such

      an evaluation may be so utilized." Slip op. at 10. The trial court did not say that the

      evaluation would be so utilized and no party has raised Frye or adduced evidence

      about the scientific standing of a sex offender evaluation. In fact, we do not even

      know what exactly the evaluation will entail. Thus, there is no basis for this

      statement.

                                            -33-
                                             33
No. 2--02--0861

      "[R]espondent demanded a hearing on the merits and an opportunity to confront

      witnesses but was denied that opportunity" (slip op. at 11), and "[i]f these [due

      process rights to confront witnesses] can be sacrificed in such an instance, all other

      constitutional rights must also be subordinated" (slip op. at 11). At the adjudicatory

      hearing, respondent did not object to the presentation of witnesses, did not demand

      an opportunity to cross-examine any witnesses, and indicated no objections to the

      stipulated neglect finding. I propose to remand to the trial court so that the trial court

      can conduct a hearing to determine respondent's fitness to care for K.S., and

      respondent will be allowed to fully participate in that hearing.

      "Here, given the total lack of established facts [before the court], there was no basis

      to warrant the order of a sexual offender evaluation. The State had the opportunity

      to prove these allegations ***, either in a criminal trial, in an adjudicatory hearing, or

      at the dispositional hearing in question. It did none of these things." Slip op. at 11-

      12. Again, no charges were necessary here, and the purpose of the dispositional

      hearing was to protect K.S.'s best interests, not to prosecute respondent.

      "The court cannot presume these allegations to be proven without conducting a

      hearing ***." Slip op. at 12. Nothing like that happened. In fact, the court expressly

      stated it did not know whether the allegations were true and ordered an investigation

      to be done before the dispositional hearing.

      "[The trial court cannot] order respondent to prove that he is not a sexual offender

      ***" (emphasis in original) (slip op. at 12) and "[t]he trial court placed on respondent

      the burden of proving that he was not a sex offender" (emphasis in original) (slip op.

      at 15). It would have been as outrageous as it sounds if the trial court had done

                                            -34-
                                             34
No. 2--02--0861

       either of these things. It did neither. It is equally outrageous to falsely accuse the

       trial court of such conduct.

       "[T]he State never attempt[ed] to prove the hearsay allegations of sexual abuse ***."

        Slip op. at 15. That was the precise purpose of the investigation the trial court

       ordered.

       "A parent cannot be left to guess what avenues to pursue in order to protect [his

       right to custody]." Slip op. at 16. Notice has never been an issue in this case.

       The above misstatements, though, comprise only a portion of the majority's

histrionics. In my dissent from the majority's original opinion, I pointed out that the decision

was an "enthusiastic" (K.S., 343 Ill. App. 3d at 189 (O'Malley, J., dissenting)) repudiation of

the best interests of the child standard. See, e.g., K.S. 343 Ill. App. 3d at 184 ("The Star

Chamber, inter alia, placed a premium on compelling subjects of investigation to admit guilt

from their own lips"). Once again, the majority repudiates K.S.'s best interests with great

enthusiasm and panache. See slip op. at 9 ("noxious cloud of 'credible evidence' "); slip op.

at 9 ("the trial court abdicated its role as fact finder"); slip op. at 10 ("old, minimally

substantiated, third-hand reports"); slip op. at 10 ("[o]ne can readily see the dilemma into

which respondent has been placed"); slip op. at 11 ("[t]he law cannot allow a trial court to

order such an evaluation based only upon uncharged, unsubstantiated, and unproved

allegations that have been misconstrued as evidence"); slip op. at 11 ("[i]f these rights can

be sacrificed *** all other constitutional rights must also be subordinated"); slip op. at 16

("[l]et there be no mistake").

       Aside from the above-mentioned misapprehensions, misstatements, and histrionics,

the majority, as noted above, relies also on repetition and emphasis rather than on

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No. 2--02--0861

reasoned analysis. For example, the majority repeats several times that the sex abuse

charges against respondent were withdrawn or unproven, but it never responds to my

observation that the neglect phase does not frame the issues to follow as would a charging

instrument in a criminal case or a complaint in a civil case. 6 Instead of engaging in analysis

regarding the function of the neglect phase, the majority simply repeats again and again,

and again, that the sex abuse count was withdrawn at the neglect phase. I give above

       6
           The closest the majority comes to addressing my observation is at the conclusion of its

opinion, where it states that "[a] dispositional hearing on a neglect petition is a vital stage in the

process." Slip op. at 16. However, the majority couches this proclamation within a paragraph that

assumes that the negligence adjudication should serve as notice to the parent of the issues to be

addressed in a dispositional hearing. Thus the majority simply perpetuates in its error.

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another example of the majority's use of emphasis in the place of reasoning, where I quote

the majority's quoting the trial court and emphasizing every instance in which the trial judge

used a phrase such as "I have no idea" or "I don't know." However, aside from using

emphasis to try to take the trial court's statements out of context, the majority offers no

reasoned analysis to explain why the trial court was in error.

       The majority also quotes the State's brief as saying that, " '[a]rguably ***, the trial

court assumed that the Respondent was a sex offender *** because without a related

evaluation, it had no other course of action consistent with the best interests of K.S."

(Emphasis in original.) Slip op. at 9. The majority once again emphasizes part of a

statement, but the context of the State's statement leaves no doubt that the State was

simply making the rather obvious point that, if the trial court orders a sex offender

evaluation to protect K.S. and respondent refuses to comply, the trial court is left with no

option to protect K.S. other than to disallow respondent custody. Actually, the trial court's

lack of recourse is grounded not on any assumption, but on the uncontroverted fact that

respondent refused to comply with the trial court's order, i.e. to participate in the evaluation.

Just as with the child safety plan, respondent cannot unilaterally disregard the trial court's

orders without consequence. Of course, he can and did appeal this issue.

       The majority notes that "the noxious cloud of 'credible evidence' has now hovered

over respondent for more than six years." Slip op. at 9. I agree that the passage of time in

this case, and in any case involving child custody, is a matter of great concern, but,

obviously, a huge percentage of the delay in this case is a result of the majority's original

mistake the first time the case was before us, requiring supreme court review. Now, on

remand, the majority is getting it wrong again, thus requiring yet another review by the

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supreme court. Moreover, the majority's statement regarding the fate of respondent is

telling of its view of what our approach should be here. As I observed above, this is not a

criminal proceeding against respondent, and, under the applicable law, what is tragic here

is that, for the same six years, the fate of K.S. has hung in the balance while the system

has failed to make a final determination of child custody.

       The current procedural posture of this case presents a significant issue. The trial

court entered a dispositional order that gave guardianship of K.S. to DCFS and placed her

in the custody of her maternal grandmother. Section 2--27, however, requires that before

the trial court may take such action, it must make a determination that "the parents,

guardian, or legal custodian of [the] minor adjudged a ward of the court are unfit or are

unable, for some reason other than financial circumstances alone, to care for, protect, train

or discipline the minor or are unwilling to do so, and that the health, safety, and best

interest of the minor will be jeopardized if the minor remains in the custody of his or her

parents, guardian or custodian." 705 ILCS 2--27(1) (West 2000). The trial court made no

such finding.

       The matter should be remanded so that the trial court can conduct a hearing to

determine respondent's fitness and ability to care for K.S. The trial court should have

available the reports generated as a result of any evaluations or investigations conducted

pursuant to section 2--21(2). Obviously respondent may participate in such a hearing.

Consequently, the majority is wrong when it defends its position by complaining that,

otherwise, actions will be taken against respondent without a hearing and the opportunity to

respond to the allegations.

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