Court Opinion

ID: 9376844
Source: CourtListenerOpinion
Date Created: 2023-03-04 07:00:11.05211+00
Date Added: 2024-06-11T17:17:09.864051
License: Public Domain

UNITED STATES OF AMERICA
                        MERIT SYSTEMS PROTECTION BOARD

     RICHARD ERICKSON,                               DOCKET NUMBER
                  Appellant,                         AT-3443-07-0016-C-2

                  v.

     UNITED STATES POSTAL SERVICE,                   DATE: March 3, 2023
                   Agency.

                  THIS ORDER IS NONPRECEDENTIAL 1

           Richard Erickson, Cape Coral, Florida, pro se.

           Theresa M. Gegen, Esquire, St. Louis, Missouri, for the agency.

                                           BEFORE

                               Cathy A. Harris, Vice Chairman
                                Raymond A. Limon, Member

                                            ORDER

¶1         The appellant has filed a petition for review and the agency has filed a cross
     petition for review of the compliance initial decision, finding the agency in
     partial noncompliance with the Board’s December 31, 2013 Opinion and Order.
     For the reasons set forth below, the appellant’s petition for review is DISMISSED
     as untimely filed without good cause shown.            5 C.F.R. § 1201.114(e), (g).

     1
        A nonprecedential order is one that the Board has determined does not add
     significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
     but such orders have no precedential value; the Board and administrative judges are not
     required to follow or distinguish them in any future decisions. In contrast, a
     precedential decision issued as an Opinion and Order has been identified by the Board
     as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
                                                                                           2

     Because there is no timely petition for review before us, we also DISMISS the
     agency’s cross petition for review for lack of jurisdiction.

                                      BACKGROUND
¶2         The administrative judge issued a          compliance initial decision         on
     December 10, 2021, finding the agency in partial noncompliance. Erickson v.
     U.S. Postal Service, MSPB Docket No. AT-3443-07-0016-C-2, Compliance File
     (CF), Tab 30, Compliance Initial Decision (CID).               The compliance initial
     decision specifically stated that the deadline to file a petition for review was
     January 14, 2022, and provided information on how to file a petition for review.
     CID at 17-18. The decision was sent to the appellant at a street address in Cape
     Coral, Florida. CF, Tab 31.
¶3         On March 21, 2022, the appellant filed a petition for review via
     Federal Express, challenging certain statements and findings in the compliance
     initial decision. Erickson v. U.S. Postal Service, MSPB Docket No. AT-3443-
     07-0016-C-2,     Compliance     Petition   for   Review    (CPFR)      File,   Tab   1.
     The appellant claimed that he did not receive the compliance initial decision
     until February 17, 2022, when his union representative emailed it to him in
     preparation for an unrelated arbitration proceeding. Id. at 1-2. Upon receipt of
     the petition for review, the Acting Clerk of the Board issued an acknowledgment
     letter, setting forth the deadline for the agency to file a cross petition for review
     and notifying the appellant that, because his petition for review appeared to
     be untimely filed, the Board’s regulations require that he file a motion to accept
     the filing as timely and/or to waive the time limit for good cause. CPFR File,
     Tab 2 at 1-2.    On April 8, 2022, the appellant filed a motion to accept the
     petition for review as timely and/or to waive the time limit for good cause,
     reiterating that he did not receive the compliance initial decision until February
     17, 2022.    CPFR File, Tab 3 at 1-2.      He also attached a copy of his union
                                                                                      3

     representative’s email forwarding him the compliance initial decision on
     February 17, 2022. Id. at 3-4.
¶4        The agency responded to the appellant’s petition for review, requesting,
     in part, that the petition for review be dismissed as untimely filed. CPFR File,
     Tab 4 at 5-6.   The agency also filed a cross petition for review, in case the
     appellant’s petition for review was found timely filed, challenging the
     administrative judge’s finding that the agency incorrectly calculated the
     appellant’s back pay.    Id. at 11-14.   The appellant then filed a reply to the
     agency’s response and cross petition for review. CPFR File, Tab 6.

                     DISCUSSION OF ARGUMENTS ON REVIEW
¶5        A petition for review generally must be filed within 35 days after the date
     of the issuance of the initial decision or, if the appellant shows that the initial
     decision was received more than 5 days after the initial decision was issued,
     within 30 days after the date the appellant received the initial decision. 5 C.F.R.
     § 1201.114(e). It is the appellant’s burden of proof, by a preponderance of the
     evidence, to establish the timeliness of his petition for review.   McPherson v.
     Department of the Treasury, 104 M.S.P.R. 547, ¶ 4 (2007) (stating that the
     appellant bears the burden of proof with regards to timeliness, which he must
     establish by preponderant evidence); 5 C.F.R. § 1201.56(b)(2)(B).
¶6        The appellant has not established that his petition was timely filed.
     The certificate of service confirms that the compliance initial decision was sent
     to the appellant, via U.S. Mail, to a street address in Cape Coral, Florida.
     CF, Tab 31. The appellant has not claimed that the address was incorrect, nor
     has he provided an updated address or requested another method of service.
     CPFR File, Tab 1 at 1-2. In fact, the Cape Coral address is the same address
     listed on the Board’s other orders, including the close of record order, which the
                                                                                          4

     appellant confirmed he received. 2 Compare CF, Tab 31, with CF, Tab 27 at 4,
     Tab 29 at 20. Furthermore, after filing his petition for review, the appellant filed
     a notice with the Board, requesting that all documents be sent to the same Cape
     Coral address where the compliance initial decision was sent. 3 Compare CF, Tab
     31, with CPFR File, Tab 6 at 14. Even though the Cape Coral address is his
     correct address, the appellant has offered no explanation as to why he never
     received the compliance initial decision via mail, but instead received it
     2 months later from a union representative. CPFR File, Tab 1 at 1-2, Tab 3.
     Therefore, while the appellant’s statement that he did not receive the compliance
     initial decision until February 17, 2022, was made under penalty of perjury,
     CPFR File, Tab 3, given that the Board properly served him at his correct
     address, a conclusory statement claiming nonreceipt does not prove that the
     appellant timely filed his petition for review. For that reason, we find that the
     appellant filed his petition for review approximately 2 months past the
     January 14, 2022 deadline. CID at 17; CPFR File, Tab 1.
¶7         Because the appellant did not establish that he timely filed his petitio n for
     review, the next issue is whether he established good cause for the 2-month
     filing delay. The Board will waive a petition for review time limit only upon a
     showing of good cause for the delay in filing.         5 C.F.R. § 1201.114(g).      To
     establish good cause for the untimely filing of a petition, a party must show that
     he exercised due diligence or ordinary prudence under the particular
     circumstances of the case.           Rivera v. Social Security Administration,

     2
       While the appellant claimed that there were issues with the delivery of the Board’s
     orders, including that he received the close of record order “at least a week or more”
     after the issuance date, he nevertheless confirmed that he received the order and filed
     his close of record argument within the set timeframe. CF, Tab 29 at 20.
     3
       The appellant had listed a Post Office Box in Fort Myers, Florida , as his return
     address on his petition for review and the timeliness motion. CPFR File, Tab 1 at 12,
     Tab 3 at 5.
                                                                                       5

     111 M.S.P.R. 581, ¶ 4 (2009) (citing Alonzo v. Department of the Air Force,
     4 M.S.P.R. 180, 184 (1980)).      To determine whether an appellant has shown
     good cause, the Board will consider the length of the delay, the reasonableness
     of his excuse and his showing of due diligence, whether he is proceeding pro se,
     and whether he has presented evidence of the existence of circumstances beyond
     his control that affected his ability to comply with the time limits or of
     unavoidable casualty or misfortune which similarly shows a causal relationship
     to his inability to timely file his petition. Rivera, 111 M.S.P.R. 581, ¶ 4 (citing
     Moorman v. Department of the Army, 68 M.S.P.R. 60, 62-63 (1995), aff’d,
     79 F.3d 1167 (Fed. Cir. 1996) (Table)).
¶8        The appellant was approximately 2 months late in filing his petition for
     review. CPFR File, Tab 1; CID at 17. Such a delay is not insignificant. See
     Madonti v. Department of the Army, 97 M.S.P.R. 660, ¶ 8 (2004) (finding that a
     nearly 2-month delay in filing a petition for review was not minimal ); Winfrey v.
     National Archives and Records Administration, 88 M.S.P.R. 403, ¶ 6 (2001)
     (finding that a 48-day delay was not minimal). We recognize that the appellant
     is pro se, but nevertheless he has failed to offer a persuasive excuse, show that
     he acted with diligence, or set forth circumstances beyond his control that
     affected his ability to comply with the filing limit. There is no evidence that the
     appellant made any attempt to check the status of his case, even though he was
     awaiting the compliance initial decision. This is especially noteworthy in light
     of the appellant’s significant prior experience before the Board, as well as the
     fact that he claimed in his close of record brief that he had not been receiving all
     of the documents related to his case.     CF, Tab 29 at 20.      Furthermore,    the
     appellant has offered no explanation as to why he was unable to contact the
     Board, or why he was unable to file his petition for review for 30 days once he
     received the compliance initial decision, despite being on notice that the petition
     for review was at least 1 month past due. CPFR File, Tab 1.
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¶9          The Board has found that when, as here, an appellant with significant prior
      experience with Board procedures claims that he did not receive documents,
      his past experience should have alerted the appellant as to possible problems
      regarding service of documents, and his failure to note these problems breached
      his personal duty to monitor the progress of his appeals at all times. Jones v.
      Social Security Administration, 111 M.S.P.R. 498, ¶ 10 (2009). Thus, we find
      that the appellant’s failure to take any action to monitor his appeal evidences a
      lack of due diligence which cannot be excused. Accordingly, we find no basis to
      waive the time limit for the appellant’s petition for review for good cause shown.
¶10         The appellant’s petition for review is therefore dismissed as untimely filed .
      As for the agency’s cross petition for review, the Board’s regulations define a
      cross petition for review as “a pleading that is filed by a party when another
      party has already filed a timely petition for review.” 5 C.F.R. § 1201.114(a)(2)
      (emphasis added). Because there is no timely petition for review at issue in this
      appeal, the Board lacks any basis to consider the agency’s cross petition for
      review. Castro v. Department of the Air Force, 67 M.S.P.R. 449, 453 (1995). 4
      The agency assumed the risk of having its cross petition for review dismissed by
      not filing a timely petition for review on its own behalf in the first instance. Id.
¶11         The compliance initial decision remains the final decision of the Board
      regarding the finding of partial noncompliance.           The appellant’s petition for
      enforcement will be referred to the Board’s Office of General Counsel, and,

      4
         At the time the Board issued Castro, 5 C.F.R. § 1201.114(b) stated “[i]f a
      party. . . files a timely petition for review, any other party. . . may file a timely cross
      petition for review.” Castro, 67 M.S.P.R. at 453. The Board’s regulations have been
      revised several times since 1995, and the quoted language is no longer in the most
      current version of 5 C.F.R. § 1201.114(b). However, the current regulations define a
      cross petition for review as “a pleading that is filed by a party when another party has
      already filed a timely petition for review.” 5 C.F.R. § 1201.114(a)(2). Accordingly,
      the Board’s regulations still require a timely petition for review in order to file a cross
      petition for review.
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      depending on the nature of the submissions, an attorney with the Office of
      General Counsel may contact the parties to further discuss the compliance
      process. The parties are required to cooperate with that individual i n good faith.
      Because the purpose of the proceeding is to obtain compliance, when
      appropriate, an Office of General Counsel attorney or paralegal may engage in ex
      parte communications to, among other things, better understand the evidence of
      compliance and any objections to that evidence. Thereafter, the Board will issue
      a final decision fully addressing all relevant issues in this appeal, 5 and setting
      forth the appellant’s appeal rights.

                                             ORDER
¶12        We ORDER the agency to pay the appellant the appropriate amount of back
      pay and benefits, plus interest for the relevant periods, consistent with the
      findings in the compliance initial decision. The agency must also provide the
      appellant with an explanation of its updated back pay calculations for the
      relevant time periods, consistent with the findings in the compliance initial
      decision
¶13        We ORDER the agency to submit to the Clerk of the Board within 60 days
      of the date of this Order satisfactory evidence of compliance.       This evidence
      shall adhere to the requirements set forth in 5 C.F.R. § 1201.183(a)(6)(i),
      including submission of evidence and a narrative statement of compliance. The
      agency’s submission shall demonstrate that it paid the appel lant the correct
      amount of back pay, interest on back pay, and other benefits under the Office of
      Personnel Management’s regulations.       The agency must serve all parties with
      copies of its submission.

      5
       The subsequent decision may incorporate the analysis and findings set forth in this
      Order.
                                                                                       8

¶14        The agency’s submission should be filed under the docket number assigned
      to the compliance referral matter, MSPB Docket No. AT-3443-07-0016-X-1.
      All subsequent filings should refer to the compliance referral docket number set
      forth above and should be faxed to (202) 653-7130 or mailed to the following
      address

                                    Clerk of the Board
                            U.S. Merit Systems Protection Board
                                   1615 M Street, N.W.
                                 Washington, D.C. 20419

      Submissions may also be made by electronic filing at the Board’s e -Appeal site
      (https://e-appeal.mspb.gov) in accordance with its regulation at 5 C.F.R.
      § 1201.14.
¶15        The appellant may respond to the agency’s evidence of compliance within
      20 days of the date of service of the agency’s submission.              5 C.F.R.
      § 1201.183(a)(8). If the appellant does not respond to the agency’s evidence of
      compliance, the Board may assume that he is satisfied with the agency’s actions
      and dismiss the petition for enforcement.
¶16        The agency is reminded that, if it fails to provide adequate evidence of
      compliance, the responsible agency official and the agency’s representative may
      be required to appear before the General Counsel of the Merit Systems
      Protection Board to show cause why the Board should not impose sanctions for
      the agency’s noncompliance in this case. 5 C.F.R. § 1201.183(c). The Board’s
      authority to impose sanctions includes the authority to order that the responsible
      agency official “shall not be entitled to receive payment for service as an
      employee during any period that the order has not been complied with.”
      5 U.S.C. § 1204(e)(2)(A).
¶17        This Order does not constitute a final order and therefore is not subject to
      judicial review under 5 U.S.C. § 7703(a)(1). Upon the Board’s final resolution
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 of all relevant issues in this petition for enforcement, a final order shall be
issued, which shall be subject to judicial review.

FOR THE BOARD:                           /s/ for
                                         Jennifer Everling
                                         Acting Clerk of the Board
Washington, D.C.