Court Opinion

ID: 3211550
Source: CourtListenerOpinion
Date Created: 2016-06-09 16:00:22.693118+00
Date Added: 2024-06-11T14:03:50.063012
License: Public Domain

UNITED STATES OF AMERICA
                        MERIT SYSTEMS PROTECTION BOARD

     BENNIE MANN,                                    DOCKET NUMBER
                         Appellant,                  SF-0752-15-0529-I-1

                  v.

     DEPARTMENT OF VETERANS                          DATE: June 9, 2016
       AFFAIRS,
                 Agency.

             THIS FINAL ORDER IS NONPRECEDENTIAL 1

           Edward Hu, Esquire, Riverside, California, for the appellant.

           Maureen Ney, Esquire, Los Angeles, California, for the agency.

                                           BEFORE

                              Susan Tsui Grundmann, Chairman
                                 Mark A. Robbins, Member

                                       FINAL ORDER

¶1         The appellant has filed a petition for review of the initial decision, which
     dismissed his removal appeal for lack of jurisdiction.          Generally, we grant
     petitions such as this one only when:       the initial decision contains erroneous
     findings of material fact; the initial decision is based on an erroneous

     1
        A nonprecedential order is one that the Board has determined does not add
     significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
     but such orders have no precedential value; the Board and administrative judges are not
     required to follow or distinguish them in any future decisions. In contrast, a
     precedential decision issued as an Opinion and Order has been identified by the Board
     as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
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     interpretation of statute or regulation or the erroneous application of the law to
     the facts of the case; the administrative judge’s rulings during either the course of
     the appeal or the initial decision were not consistent with required procedures or
     involved an abuse of discretion, and the resulting error affected the outcome of
     the case; or new and material evidence or legal argument is available that, despite
     the petitioner’s due diligence, was not available when the record closed.        See
     title 5 of the Code of Federal Regulations, section 1201.115 (5 C.F.R.
     § 1201.115). After fully considering the filings in this appeal, we conclude that
     the petitioner has not established any basis under section 1201.115 for granting
     the petition for review.      Therefore, we DENY the petition for review and
     AFFIRM the initial decision, which is now the Board’s final decision. 5 C.F.R.
     § 1201.113(b).

                                       BACKGROUND
¶2            Effective June 13, 2014, the agency removed the appellant from his Motor
     Vehicle Operator position at the agency’s Riverside National Cemetery for
     allegedly violating the terms of a Last Chance Agreement (LCA) executed
     on November 14, 2011. Initial Appeal File (IAF), Tab 4 at 12, 14. Specifically,
     in March and April 2014, the appellant failed to properly park a Government
     vehicle and failed to follow the agency’s gravesite verification procedures. Id.
     at 14. The appellant’s removal, which was held in abeyance by the LCA, was
     based on the original charge of conduct unbecoming a Federal employee.            Id.
     at 15.
¶3            The appellant filed an appeal of his removal and requested a hearing. IAF,
     Tab 1.      In an acknowledgment order, the administrative judge informed the
     appellant that the Board may not have jurisdiction over his appeal because he
     signed an LCA waiving future appeal rights in the event he was removed for
     violating the agreement. IAF, Tab 2 at 4-5. The administrative judge apprised
     the appellant of his burden of making a nonfrivolous allegation of jurisdiction and
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     ordered the appellant to file evidence and argument on the jurisdictional issue.
     IAF, Tab 2 at 4-5, Tab 5 at 4. The appellant responded. IAF, Tabs 6, 10.
¶4         Without holding the requested hearing, the administrative judge issued an
     initial decision dismissing the appeal for lack of jurisdiction. IAF, Tab 13, Initial
     Decision (ID) at 1, 9. He found that the appellant failed to make a nonfrivolous
     allegation that he complied with the LCA. ID at 7-8. He further found that the
     appellant’s waiver of appeal rights is enforceable. ID at 8. The appellant has
     filed a petition for review. Petition for Review (PFR) File, Tab 1.

                      DISCUSSION OF ARGUMENTS ON REVIEW
¶5         The appellant has the burden of proving the Board’s jurisdiction by a
     preponderance of the evidence. 2 5 C.F.R. § 1201.56(b)(2)(i)(A). If an appellant
     makes a nonfrivolous allegation 3 of Board jurisdiction over an appeal, he is
     entitled to a hearing on the jurisdictional question.        Garcia v. Department of
     Homeland Security, 437 F.3d 1322, 1344 (Fed. Cir. 2006) (en banc).
¶6         The Board lacks jurisdiction over an action taken pursuant to an LCA in
     which an appellant waives his right to appeal to the Board. Rhett v. U.S. Postal
     Service, 113 M.S.P.R. 178, ¶ 13 (2010).         To establish that a waiver of appeal
     rights in an LCA should not be enforced, an appellant must show one of the
     following: (1) he complied with the LCA; (2) the agency materially breached the
     LCA or acted in bad faith; (3) he did not voluntarily enter into the LCA; or
     (4) the LCA resulted from fraud or mutual mistake. Id. If an appellant raises a
     nonfrivolous factual issue of compliance with a settlement agreement, the Board
     must resolve that issue before addressing the scope of and applicability of a
     waiver of appeal rights in the settlement agreement. Id.

     2
      A preponderance of the evidence is the degree of relevant evidence that a reasonable
     person, considering the record as a whole, would accept as sufficient to find that a
     contested fact is more likely to be true than untrue. 5 C.F.R. § 1201.4(q).
     3
       A nonfrivolous allegation is an assertion that, if proven, could establish the matter at
     issue. 5 C.F.R. § 1201.4(s).
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¶7        As the administrative judge properly found, the appellant has failed to
     nonfrivolously allege that he complied with the LCA. ID at 7-8. In his petition
     for review, the appellant argues that he did not breach the LCA because his
     actions were not “intentional or willful” and “did not rise to the level of
     misconduct by a federal employee.” PFR File, Tab 1 at 6. We do not agree.
     Paragraph 2b of the LCA states the following:
          The Employee agrees to demonstrate his reliability, dependability, and
          trustworthiness for Federal employment by maintaining acceptable
          standards of conduct and performance. The Employee understands that for
          the duration of this Agreement, one instance of noncompliance with this
          Agreement, including, but not limited to, disrespectful conduct; unexcused
          tardiness; absence without leave; failure to comply with instructions; and/or
          any other validated unethical misconduct, will be cause for immediate
          removal.
     IAF, Tab 4 at 65.    The appellant does not dispute the facts surrounding his
     alleged breach of the LCA. PFR File, Tab 1 at 7; IAF, Tab 1 at 2, Tab 4 at 19,
     61, Tab 6 at 11. We find that, by failing to properly park a Government vehicle
     and follow gravesite verification procedures, the appellant did not maintain
     acceptable standards of conduct and performance as a Motor Vehicle Operator.
     IAF, Tab 4 at 14, 56.     We also do not interpret the LCA as creating an
     “intentional or willful” standard of misconduct. See Link v. Department of the
     Treasury, 51 F.3d 1577, 1582 (Fed. Cir. 1995) (finding that an LCA is subject to
     contract law, and therefore breach can be established by proving material
     noncompliance, regardless of motive).
¶8        The appellant next argues that the LCA is invalid because it was the result
     of coercion and duress. PFR File, Tab 1 at 4-5. Specifically, he alleges that he
     accepted the LCA because he had no other alternatives at the time. Id. at 5. He
     further explains that his personal circumstances after his removal caused him to
     be “financially and emotionally in distress.” Id. He also contends that he relied
     on his union representative, who never fully explained to him the terms of the
     LCA and the gravity of the agreement. Id. The administrative judge found that
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      the appellant freely and voluntarily entered into the LCA, and found no mutual
      mistake in the execution of the LCA. ID at 8. He further found that the appellant
      failed to make a nonfrivolous allegation that he entered into the LCA while
      emotionally distressed. Id.
¶9         To establish that a settlement agreement was fraudulent as a result of
      coercion or duress, a party must prove that he involuntarily accepted the other
      party’s terms, that circumstances permitted no alternatives, and that such
      circumstances were the result of the other party’s coercive acts.        Bahrke v.
      U.S. Postal Service, 98 M.S.P.R. 513, ¶ 12 (2005).      The fact that an appellant
      must choose between two unpleasant alternatives, such as signing the LCA or
      facing immediate removal, does not render his choice involuntary. Id. Here, the
      appellant’s explanation of difficult personal circumstances after his removal is
      not relevant to whether he voluntarily entered into the LCA. Further, as to his
      claim that his union representative did not clearly explain the ramifications of the
      LCA to him, the appellant is responsible for the errors of his chosen
      representative. Sofio v. Internal Revenue Service, 7 M.S.P.R. 667, 670 (1981).
      Thus, we find that the appellant has failed to make a nonfrivolous allegation that
      the LCA is invalid.
¶10        Finally, we must consider the scope and applicability of the waiver of
      appeal rights in the LCA. See Rhett, 113 M.S.P.R. 178, ¶ 17. The administrative
      judge properly found that the language of the LCA constitutes a clear,
      comprehensive, unequivocal, and decisive waiver of Board appeal rights. ID at 8;
      IAF, Tab 4 at 65-67; see Rhett, 113 M.S.P.R. 178, ¶ 17. The appellant admits that
      he agreed to waive his future appeal rights in the LCA, but alleges that the agency
      agreed to amend the LCA in December 2014 to allow him to appeal his removal
      to the Board. PFR File, Tab 1 at 5-6. To support his argument, the appellant
      resubmits a letter dated July 17, 2015, describing interactions among the office of
      U.S. Representative Mark Takano, the agency, and his union representative on
      behalf of the appellant. Id. at 11-12; IAF, Tab 10 at 9-10. The letter states that,
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      in December 2014, the new Director of the Riverside National Cemetery and the
      union representative met at Representative Takano’s office and agreed to “look
      into alternative dispute mechanisms before going to the Merit Systems Protection
      Board.”   PFR File, Tab 1 at 11.      Even assuming that the agency agreed to
      consider “alternative dispute mechanisms,” that fact does not prove that the LCA
      was amended to eliminate the waiver provision.          Thus, we find that the
      appellant’s waiver of appeal rights is enforceable.
¶11        Accordingly, we agree with the administrative judge’s conclusion that the
      appellant failed to make a nonfrivolous allegation of jurisdiction. ID at 9. We
      also agree with the administrative judge’s finding that the Board lacks
      independent jurisdiction over the appellant’s claim that he was subjected to bias
      and unfair treatment by the agency. Id.; see Wren v. Department of the Army,
      2 M.S.P.R. 1, 2 (1980) (finding that a prohibited personnel practice under
      5 U.S.C. § 2302(b) is not an independent source of Board jurisdiction), aff’d,
      681 F.2d 867 (D.C. Cir. 1982).

                      NOTICE TO THE APPELLANT REGARDING
                         YOUR FURTHER REVIEW RIGHTS
            You have the right to request review of this final decision by the U.S.
      Court of Appeals for the Federal Circuit. You must submit your request to the
      court at the following address:
                                    U.S. Court of Appeals
                                    for the Federal Circuit
                                   717 Madison Place, N.W.
                                    Washington, DC 20439

      The court must receive your request for review no later than 60 calendar days
      after the date of this order. See 5 U.S.C. § 7703(b)(1)(A) (as rev. eff. Dec. 27,
      2012). If you choose to file, be very careful to file on time. The court has held
      that normally it does not have the authority to waive this statutory deadline and
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that filings that do not comply with the deadline must be dismissed. See Pinat v.
Office of Personnel Management, 931 F.2d 1544 (Fed. Cir. 1991).
      If you need further information about your right to appeal this decision to
court, you should refer to the Federal law that gives you this right. It is found in
title 5 of the U.S. Code, section 7703 (5 U.S.C. § 7703) (as rev. eff. Dec. 27,
2012). You may read this law as well as other sections of the U.S. Code, at our
website, http://www.mspb.gov/appeals/uscode.htm.        Additional information is
available at the court’s website, www.cafc.uscourts.gov. Of particular relevance
is the court’s “Guide for Pro Se Petitioners and Appellants,” which is contained
within the court’s Rules of Practice, and Forms 5, 6, and 11.
      If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
http://www.mspb.gov/probono for information regarding pro bono representation
for Merit Systems Protection Board appellants before the Federal Circuit. The
Merit Systems Protection Board neither endorses the services provided by any
attorney nor warrants that any attorney will accept representation in a given case.

FOR THE BOARD:                            ______________________________
                                          William D. Spencer
                                          Clerk of the Board
Washington, D.C.