Court Opinion

ID: 8310176
Source: CourtListenerOpinion
Date Created: 2022-10-17 13:47:19.029434+00
Date Added: 2024-06-11T16:44:41.772302
License: Public Domain

Brown, J.
The most important question in this case relates to the validity of the reissue. This is claimed, in the first defense, to be invalid ás matter of law upon a comparison of the original and reissued patents. By the second defense it is insisted that it is also invalid as a matter of fact, — in other words, that in procuring the reissue the patentee was guilty of laches; that there was no such mistake, accident, or inadvertence as authorized the commissioner to take cognizance of the case; and that the reissue had not been procured bona fide to correct any such inadvertence or mistake, but for the purpose of covering the device of Bace & Mathews, which in the mean time had been put into extensive use by the defendants and others throughout the country.
It is clear that under the earlier decisions of the supreme court the second defense would be unavailing, since it had been uniformly held up to 1874 that the determination of the commissioner as to the question of inadvertence, accident, or mistake was conclusive, and that the jurisdiction of the court was limited to a comparison between the original and the reissued patents, and to the ascertainment whether there was a fatal variance between the two. The law upon this subject was thus summarized by Mr. Justice Clifford in Seymour v. Osborne, 11 Wall. 516:
“Where the commissioner accepts a surrender of an original patent, and grants a new patent, his decision in the premises in a suit for infringement is final and conclusive, and is not re-examinable in such suit in the circuit court unless it is apparent upon the face of the patent that ho has exceeded *295his authority; that there is such repugnancy between the old and the new patent that it must be hold, as a matter of legal construction, that the new patent is not for the same invention as that embraced and secured in the original patent.”
This limitation upon the power of the court was substantially reasserted in Russell v. Dodge, 93 U. S. 460-464, and in Ball v. Langles, 102 U. S. 128.
In the case of Kells v. McKenzie, 9 Fed. Rep. 284, decided in 1881, we had occasion to examine all the cases up to that time, and then came to the conclusion that there was nothing in the statute or in the opinions of the supreme court td indicate that we were at liberty to review the action of the commissioner in this particular. Such, too, I understand to be the general principle of law, applicable not only to judgments of courts of competent jurisdiction, but to the determinations of all officers acting judicially. Hancock Inspirator v. Jenks, 21 Fed. Rep. 911. Whether, under the later opinions of the supreme court, this doctrine is modified to the extent of permitting us to institute an inquiry into the action of the commissioner, and to determine whether there was such accident, inadvertence, or mistake as authorized him to grant a reissue, it is unnecessary to decide, since it is clear to my mind that the first claim of this reissue cannot be supported upon any theory of the law.
In the case of Kells v. McKenzie, above referred to, we followed what seemed to be the tenor of the most recent decisions of the supreme court, and held that the validity of a reissued patent did not depend wholly upon the fact that the new features attempted to be secured thereby were suggested in the models, drawings, or specifications of the original, and hence that where a patentee, in his specifications, claimed as his invention a particular part of the machine, and his claims were all limited to that part, a reissue embracing other and distinct portions of the machine was not for the same invention, and was pro tanto void, although the designs accompanying the original patent showed all the features contained in the reissue. Subsequent cases in the supreme court indicate that the right to a reissue should be still further restricted; but the rule adopted in that case is quite a sufficient guide to us for the determination of this. In this connection, then, it becomes important to consider of what invention Bailey was endeavoring to secure the monopoly when'he applied for his'original patent. In his specifications he declares that his invention “relates to a new and improved method of constructing fire-plugs or hydrants; and the invention consists in'operating a cylinder valve in a suitable case, and in the arrangement and combination of parts connected therewith, as hereinafter described.” Words could hardly be chosen to indicate more clearly that liis invention was that of a cylinder valve in a case fitted to receive it, and in the arrangement and combination of other parts of the hydrant connected therewith. The mere operation of a valve would not ho patentable unless the *296valve itself, or tbe combination of valve and case, were patentable. Nothing is said regarding a loose case having an end play, and the theory of plaintiffs, that the invention may be made to consist also “in a suitable case” by inserting a comma after the words cylinder valve, is too fanciful to be worthy of serious consideration.
Following this description of his invention is a reference to his drawing, in which A is said to represent the hydrant tube, B, the horizontal section connected with the water-main, C, a loose case around the hydrant tube for protecting the tube from dirt, etc., D, the cylinder valve, E, a rod having a screw-thread on its upper end, F, a sleeve-nut, G-, the head of the hydrant, H, the stuffing box, etc. Having thus described his invention, in which a loose case is merely mentioned as one of the parts of the hydrant, and having no especial value except for protecting the tube from dirt, and in which no mention whatever is made of its having an up-and-down movement, the patentee claims: First, a hydrant or water-plug, constructed substantially as shown and described; that is to say, with the parts, A andB, connected together as shown, and with a cylinder valve and a waste-water valve, connected and operated in combination, substantially as herein specified. Second, the arrangement of the parts, A, B, valve, D, case, 0, and stuffing box, H, as herein described, for the purpose specified. In the drawing attached to this original there is no indication that C has any up-and-down movement, as it rests at its lower end upon the horizontal main, and at its upper end is confined by a flange which would effectually prevent such movement. In the reissued patent the description, the specifications, the claims, and the drawing are all changed, and the loose case, C, with an entirely distinct and new function assigned to it, is thrust prominently forward as the leading feature of the invention. In his new specifications the patentee says that his invention “relates to improvements in the construction of fireplugs or hydrants, ” but no mention is here made of its consisting of a cylinder valve in a suitable case, or of the combination suggested in the corresponding portion of the original specifications. C is first described as “a loose, movable case around the hydrant tube.” After having at length described the entire hydrant substantially as before, he introduces the loose case, C, as a distinct feature of his invention in the following language :
“It will be observed that the easing, C, loosely rests upon the main, 13, or upon a branch projecting upward from the same. This casing extends upward, enveloping the main portion of the water-pipe, A; at least that portion which is subterranean. Said easing extends upward and lits loosely about the plug or hydrant at the portion, A. Above the upper terminus of the casing, C, is provided the bead, a, upon the hydrant proper. Sufficient space is left between the bead, a, and the upper terminus of the casing, C, to permit of sufficient up-and-down play of the said casing, C, for the purpose which will hereafter- more fully appear. This distance between the bead and casing may be adjusted to any described distance, thus lengthening or shortening it by means of its screw attachment af its base.
“The main function of the casing, 0, is to prevent derangement of parts *297during cold weather by the ground alternately freezing and thawing around the hydrant or plug. This process of freezing causes the surrounding earth, by its expansion, to lift or upheave, and thus be liable to derange, tho hydrant or plug. This upheaval or movement is received by the casing, 6, which, by its capability of sliding loosely up and down, will accommodate the upheaval of tho earth above mentioned, without any liability to derange the plug or hydrant. This is the chief function of the easing, C, although it likewise serves tho purpose of protection to the water-pipe, A.”
A new and distinct claim is also introduced as follows:
“(1) In combination with a hydrant or fire-plug, a detached and surrounding casing, 0, said casing adapted to have an independent up-and-down motion sufficient to receive the entire movement imparted by the upheaval of the surrounding earth by freezing, without derangement or disturbance of the hydrant or plug proper, substantially as shown.”
The drawing attached to his specifications is also changed, so as to give sufficient space between the top of the loose casing, (3, and the ñango above it, to allow an end play of the casing of several inches. From this comparison of tho two patents it seems to us entirely clear that here is not only an expansion of the original claim, but an attempt to introduce an entirely now invention, neither claimed nor suggested in the original patent. It is scarcely necessary to say that this cannot he dono.
The plaintiff’s argument, that the words “with the parts, A and ,B, connected together, as shown!,” used in the first claim of the original patent, referred to the connection made by the loose casing, C, is wholly untenable. This easing surrounds the stock or hydrant tube, A, and rests upon a shoulder projecting from B, but it can no more be said to connect them than the ramrod oí a musket can be regarded as connecting tho stock and barrel, simply because it runs loosely through loops in the one into a hole provided for it in the other. When we speak of the connection of two parts we mean that device by which they are held together; and the connection referred to in this claim is defined by the specifications so clearly as to leave no doubt as to what was passing in the mind of tho inventor: “Tho tube, A, is secured to horizontal section, B, by a ring-nut, M, which contains recesses,” etc. As this is the only connection referred to in the specifications, the claim must bo construed with reference to it. The telescopic casing, G, is, with reference to this device, at least, no connection at all. It is true that the joints of a telescope are said to be connected together, although the connection is, to a certain extent, a loose one. But in fact these joints are held together by flanges, which prevent a total disconnection without unscrewing or breaking the instrument. This illustration obviously has no application here. A glance at the drawing, too, shows that the casing, C, has no up-and-down play at all, but is confined at the top by a flange projecting from, the stock. Indeed, tho bill avers that this perpendicular movability was a feature not shown in the drawing. “Yet the said drawing showed the said case, though forming a part *298of the hydrant; connecting the tube and water-main together, as being confined at the top as well as at the bottom, so as not to be a loose case and as not to have such end play.” The only function of this casing was that described in the specifications, viz., the protection of the hydrant from the surrounding earth or dirt. In the drawing annexed to the reissue, however, there is given to the casing an end play of several inches by widening the space between the top of the easing and the flange of the stock.
We find nothing, then, in the original patent which lends support to plaintiff’s theory that Bailey was the inventor of the loose casing described in the reissue, and we are therefore of the opinion that the commissioner had no jurisdiction to grant such reissue.
But conceding, for the purpose of this case, that we may re-examine the .decision of the commissioner as to the question of mistake or inadvertence, the evidence tends only to show that Bailey was, or may have been, the first inventor of the loose casing having an up-and-down movement, and that the model forwarded by him to the patent-office embodied this invention. The mistake, then, was that of his attorneys in preparing the original drawings and specifications. There is no evidence that he was mistaken or misled as to the legal import of his patent, or that he intended to claim more than he did claim. Unfortunately the model was destroyed by a fire in the patent-office, and there is no direct testimony that it did, in fact, exhibit an up-and-down movement, except that of the inventor himself, who says that during the winter of 1866-67, or the spring of 1867, he made two models, one of which he sent to Munn & Co., his patent solicitors in New York, and the other of which he produced and put in evidence as “Exhibit Bailey’s Original Model.” He testifies in general terms that there was no difference between the two, but he does not undertake to compare them in detail, and the lapse of sixteen years and a half since the model was constructed certainly affords a basis for an argument that he may be mistaken in his recollection. Two other witnesses testify that they saw the two models, and that one of them was the exhibit; but neither of these witnesses undertake to describe in detail the one which became the patent-office model, nor to say that it was a duplicate of the exhibit in every material respect. Their attention does not seem to have been called to the peculiar feature which is now made the basis of the plaintiffs’ claim. Whether this model did, in fact, exhibit this end play is not proven to my mind with that clearness which we should regard as necessary to establish such an important fact, in the face of Bailey’s other testimony with respect to his procurement of the original patent. It is true that the duplicate, “Bailey’s original model,” contains somewhat less than an inch of end play, but this is effected, to a certain extent, at least, by the employment of leather washers, apparently superfluous in number and of unusual thickness, in the screw connection between the stock of the hydrant proper and the-branch of the water-main. Indeed, it is *299stated by Bailey bimself that, when the metal parts are screwed together without leather washers, the space left for end play of the casing, between its stock and the bead on the body of the hydrant, is only 3-32 of an inch.
But, admitting that Ills testimony with regard to the patent-office model should be taken for all that can be claimed for it, there is nothing to show that Bailey did not secure to himself all of which he intended to claim the monopoly of manufacturing and using. His letters to his attorneys, Munn & Co., were also burned, and there is no attempt to show by parol the instructions contained in them. Bailey simply says that his recollection is that he wrote them about it, “giving them my idea of it sometime previous, I think a month, to the forwarding to them of the specifications.” There is no evidence from the office of Munn & Go. as to what their instructions were, or whether the model sent to them contained the up-and-down movement or not. Wo can only say with respect to this branch of the case that, if the patentee intended to claim a loose casing around the hydrant, he would, in all probability, have so instructed his solicitors, and if he'liad dono this, it is incredible that they should have so completely neglected his instructions in this important particular, and that when he signed the specifications he should have failed to notice the omission of the principal feature of his invention; and that lie should have held possession of the patent for eight years without discovering the defect. He testifies that he read the specification which ho executed and sent to Munn & Co., September 7, 1867, before he signed and swore to it; that he received his patent within two or three days after its issue upon March 10, 1868, and then read it, but did not examine the drawings, because he did not .consider them an important part of his patent. It was not until eight years" afterwards, when he saw hydrants made by the plaintiffs in use in Saginaw', that he recollected that his own device contained a perpendicular movement embodied in a subsequent patent granted to Baee & Mathews.
There is also evidence that when' Hace & Mathews applied for their patent in December, 1868, they were informed by the examiner that a rejection was declared with reference to Bailey’s hydrant, the model of which showed the whole invention of the loose casing claimed by Baee & Mathews; hut the examiner who wrote this letter is dead, and the letter itself is wholly inadmissible as evidence. The history of the reissue is substantially this: In 1875, Bailey being at Saginaw, Michigan, where hydrants made by the plaintiffs were in use, and learning that the city had been threatened with prosecution by B. D. Wood & Co., the present owners of the Baee & Mathews’ patent and the real defendants in this case, returned home and wrote to the plaintiffs that Mathews had no patent on a loose case, but that he (Bailey) had one patented in 1868, saying: “If yon will look up this matter, and satisfy yourselves that my claim is good, I will sell *300to you, or go in with you to make Mr. Mathews stop his noise.” Soon after, at their request, he sent his patent to the plaintiffs, who submitted it to their counsel in Cleveland, Messrs. Leggett & Co. These gentlemen, seeing the defect in the specifications and drawing, wrote to the patent-office, and upon receiving a reply advised and obtained a reissue, with new specifications and drawing. The pat-entee (Bailey) seems to have had nothing to do with the matter of procuring the reissue, beyond signing and swearing to the application after it had been prepared and sent to him for that purpose by the attorneys who were acting for the plaintiffs.
In the mean time, and before this reissue was obtained, a loose casing similar to the easing, C, described in the reissue, had gone into extensive use throughout the country. In the year 1867, and more than six months before Bailey filed his .application for the original patent, the Niagara Manufacturing Company, of Lockport, New York, was engaged in manufacturing and selling hydrants provided with an outside easing having an end play, and apparently embracing the- very invention claimed in the reissue. This company, it appears from its books, sold, during the year 3 867, 516 hydrants embodying this device, and of these 367 were sold before the date of Bailey’s application. In the summer of 1868 the company failed, and for about a year thereafter the business was carried on in their shop by one of their creditors, and again for about a year longer by Samuel R. C. Mathews in the city of Lockport, making in all four years of'such manufacture up to the spring of 1870. Meantime, in November, 1869, Race & Mathews obtained a patent for an improvement in hydrants, which embraced the same invention of an outside case with an end play; and, from the spring of 1870 down to this «time, the manufacture of such hydrants has been carried on by Mathews, in copartnership with. R. D. Wood & Co., at Philadelphia. Some eight or nine thousand of 'these hydrants were manufactured by them up t'o the date of the reissue of the Bailey patent, and since then, up to the beginning of this suit, about twelve or fourteen thousand more. In November, 1867, Bailey obtained permission from the common council of the city of Lockport to put in one of his new patent hydrants, which was subsequently taken up. Between this time and August 16, 1869, four or five more of these hydrants were made by Bailey, and these, with the one first mentioned, were all which were ever manufactured by him,, or by any one with whom he has been connected in business.
Under all the circumstances of this case, and conceding that Bailey was the first inventor of the loose casing which is the main subject of this suit, it seems to us that his omission for this period of eight years to obtain a correction of his patent operated as a dedication to the public of all which was not claimed in the original. It would ill become a court of equity to incline its ear to the pr^er. of one ydio has been guilty of such gross laches,' and is now seelang *301to set up a practically abandoned claim to the prejudice of others, who, deceived by his silence and apparent acquiescence, have introduced his device into many of the leading cities of the country.
The language of Mr. Justice Bradley in delivering the opinion of the supreme court in Miller v. Brass Co. 104 U. S. 350, is exactly pertinent to this case:
“13ut it must bo remembered that the claim of a specific device or combination, and an omission to claim other devices or combinations apparent on the face of the patent, are, in law, u dedication to the public of that which is not claimed. It is a declaration that that which is not claimed is either not the patentee's invention, or, if his, he dedicates it to the public. The legal effect of a patent cannot be revoked unless the patentee surrenders it and proves that the specification was framed by real inadvertence, accident, or mistake, without any fraudulent or deceptive intention oil 1ns part; and this should be done with all due diligence and speed. * * * It will not do for the patentee to wait until oilier inventors have produced new forms of improvement, and then witii a new light thus acquired, under pretense of inadvertence and mistake, apply for such ail enlargement of his claim as to make it embrace these new forms.”
If tins language may be used with references to devices or combinations apparent upon the face of the patent, with much greater force may it be applied to a claim which was not even suggested in the original patent or in the drawing annexed thereto, and was only shown by a model preserved in the archivos of the patent-office, the existence of which could only bo learned by a search instituted for that purpose.
The third claim of the reissue only remains to be considered. This is for a “combination of the hydrant or fire-plug pipe, A, supply-pipe, 1!, valve, D, casing, C, and stuffing box, H, substantially as and for the purpose shown.” It is substantially a restatement, in somewhat more specific language, of the second claim of the original patent. We have already expressed the opinion that the invention claimed in the original patent was that of a cylinder valve operating in a suitable case, in connection with a. waste-water valve. If this be the proper construction, then defendants are not guilty of an infringement, inasmuch as they make use of a puppet valve in place of the cylinder valve, B, unless the puppet valve can be treated as the equivalent of the cylinder valve. But if the two valves be treated as equivalents for each other, (and we are inclined to think they ought to be,) ilion the combination is destitute of novelty, for in all the hydrants exhibited there is an upright stock, A, hydrant tube, B, a horizontal section, B, a valve for turning off and on the water, a stuffing box, H, and a loose casing for protecting the hydrant from' the surrounding earth. In the New York hydrant it is a mere wooden box, covering the entire hydrant. In the Race & Mathews patent of , RS58 it is a tube loosely inclosing the hydrant tubo, but held at the top by an overlapping flange. In view of the opinion we have already expressed regarding the first claim, we think the' patentee *302should be confined, in the construction of this claim, to such a loose casing as is exhibited in the drawing attached to the original patent, -viz., one wherein the end play is confined by an overlapping flange, and, thus interpreted, the claim is anticipated by the Baee & Mathews patent of 1858. It results that the bill must be dismissed.