Court Opinion

ID: 9892975
Source: CourtListenerOpinion
Date Created: 2023-10-25 17:06:59.804671+00
Date Added: 2024-06-11T08:50:52.887918
License: Public Domain

IN THE COURT OF APPEALS OF IOWA

                                   No. 22-1280
                             Filed October 25, 2023

STATE OF IOWA,
     Plaintiff-Appellee,

vs.

OSCAR CHAVEZ,
     Defendant-Appellant.
________________________________________________________________

      Appeal from the Iowa District Court for Story County, Jennifer Miller, Judge.

      A defendant appeals his conviction for first-degree murder. AFFIRMED.

      Martha J. Lucey, State Appellate Defender, and Rachel C. Regenold,

Assistant Appellate Defender, for appellant.

      Brenna Bird, Attorney General, and Aaron Rogers, Assistant Attorney

General, for appellee.

      Heard by Greer, P.J., and Schumacher and Ahlers, JJ.
                                        2

AHLERS, Judge.

       Ever since learning about HIV1 in high school, Oscar Chavez has feared

contracting it. So when his new paramour, Jean,2 told him she had HIV after they

had unprotected intercourse, he became incensed. Realizing she misspoke, Jean

corrected herself and clarified she actually had HPV not HIV.3 Chavez refused to

believe Jean did not have HIV despite her clarifications. He believed he now had

HIV and sought vengeance. Chavez carried out a vicious and prolonged attack on

Jean culminating in her death—he beat her with a twenty-pound weight, punched

her so hard he broke his finger, kicked her in the back with enough force to cause

her to defecate, and shot her six times. The State charged Chavez with first-

degree murder for the killing.

       At the jury trial, Chavez sought to introduce expert testimony regarding

obsessive-compulsive disorder. The district court did not permit the testimony

because Chavez had never been evaluated for or diagnosed with obsessive-

compulsive disorder.    Chavez also requested a jury instruction for voluntary

manslaughter as a lesser-included offense.       The court declined to give the

voluntary manslaughter instruction, and the jury found Chavez guilty as charged.

       Chavez appeals. He challenges the court’s refusal to (1) submit a voluntary

1 HIV stands for human immunodeficiency virus.    About HIV, Centers for Disease
Control and Prevention, https://www.cdc.gov/hiv/basics/whatishiv.html (last visited
Oct. 16, 2023).
2 Jean is not the victim’s name. We selected the name Jean using a random-name

generator to preserve her privacy.
3 HPV stands for human papillomavirus. Genital HPV Infection—Basic Fact Sheet,

Centers for Disease Control and Prevention, https://www.cdc.gov/std/hpv/stdfact-
hpv.htm (last visited Oct. 16, 2023). HPV and HIV are two different sexually
transmitted infections. Id. Subsequent testing confirmed Jean had HPV not HIV.
                                            3

manslaughter instruction to the jury and (2) permit the expert testimony on

obsessive-compulsive disorder.

       We start with Chavez’s claim that the district court should have instructed

the jury on voluntary manslaughter. We review challenges to jury instructions for

legal error. Alcala v. Marriott Int’l, Inc., 880 N.W.2d 699, 707 (Iowa 2016). “Lesser

offenses must be submitted to the jury as included within the charged offense if

but only if they meet both the appropriate legal and factual tests.”             State v.

Thompson, 836 N.W.2d 470, 476 (Iowa 2013) (quoting State v. Ware, 338 N.W.2d

707, 714 (Iowa 1983)). Iowa Code section 707.4(3) (2021) explicitly states that

“[v]oluntary manslaughter is an included offense [of] murder in the first . . . degree,”

so the legal test is satisfied. The issue then hinges on whether the factual test was

satisfied. “Determining whether a lesser included offense meets the factual test

involves an ad hoc determination whether there is a factual basis in the record for

submitting the included offense to the jury.”        Thompson, 836 N.W.2d at 477

(citation and internal quotation marks omitted). There is a factual basis when “the

defendant has produced ‘substantial evidence of each necessary element of the

lesser-included offense[ ].’” Id. (alteration in original) (citation omitted).

               A person commits voluntary manslaughter when that person
       causes the death of another person, under circumstances which
       would otherwise be murder, if the person causing the death acts
       solely as the result of sudden, violent, and irresistible passion
       resulting from serious provocation sufficient to excite such passion
       in a person and there is not an interval between the provocation and
       the killing in which a person of ordinary reason and temperament
       would regain control and suppress the impulse to kill.

Iowa Code § 707.4(1) (emphasis added). We focus on the serious provocation

element. “Provocation is the linchpin of the crime of voluntary manslaughter.”
                                          4

State v. Ambrose, 861 N.W.2d 550, 558 (Iowa 2015). Here, the only potential

event identified by Chavez to serve as serious provocation is Jean’s initial

misstatement that she had HIV, which she later corrected. But our supreme court

has long held that words alone, no matter how offensive or insulting, are insufficient

to amount to serious provocation as a matter of law. See, e.g., Thompson, 836

N.W.2d at 478; State v. Rutledge, 47 N.W.2d 251, 259 (Iowa 1951). As a result,

Chavez cannot satisfy the factual test necessary to submit voluntary manslaughter

as a lesser-included offense in this case.

       Chavez concedes this and asks us to expand the potential factual basis for

serious provocation to include words that convey information. He points to other

jurisdictions that have done so. But our supreme court has declined to expand the

doctrine in the manner Chavez suggests. See Thompson, 836 N.W.2d at 478

(recognizing some other jurisdictions had held words conveying information could

provide a sufficient basis for serious provocation without broadening serious

provocation under Iowa law in that manner). And such a significant expansion of

serious provocation is better left to our supreme court. Cf. Luana Sav. Bank v.

Pro-Build Holdings, Inc., 856 N.W.2d 892, 893 (Iowa 2014) (recognizing this court

appropriately deferred to the supreme court to decide whether to expand a

doctrine); see also State v. Beck, 854 N.W.2d 56, 64 (Iowa Ct. App. 2014) (“We

are not at liberty to overrule controlling supreme court precedent.”). As it is not for

this court to expand the concept of serious provocation beyond that already

delineated by our supreme court, we reject Chavez’s request to expand the

potential factual basis for serious provocation.
                                          5

        Even if we could conclude words conveying information could constitute

serious provocation, the facts of this case are insufficient to support a finding of

serious provocation. Voluntary manslaughter includes one subjective and two

objective parts. See Thompson, 836 N.W.2d at 477. The subjective part “is that

the defendant must act solely as a result of sudden, violent, and irresistible

passion.” Id. (quoting State v. Inger, 292 N.W.2d 119, 122 (Iowa 1980)). The first

objective part requires that the defendant’s “sudden, violent, and irresistible

passion must result from serious provocation sufficient to excite such passion in a

reasonable person.”4 Id. The second objective part requires “that there is not an

interval between the provocation and the killing in which a person of ordinary

reason and temperament would regain his or her control and suppress the impulse

to kill.” Id.

        Here, the claimed provocation failed to generate a jury question on the first

objective part of voluntary manslaughter. As a matter of law, Jean stating she had

HIV and then clarifying she actually had HPV would not trigger a sudden, violent,

and irresistible passion in a reasonable person. See Inger, 292 N.W.2d at 122.

So, even if we could expand the potential factual basis for serious provocation to

include words conveying information, these words would not provide a sufficient

factual basis for serious provocation.

4 Chavez contends the applicable standard should be how a “reasonable person

in Chavez’s shoes—meaning a person who had an extreme fear of HIV for over a
decade, and who had repeatedly questioned his sexual partner about her sexual
health—would” react. But that would effectively negate the reasonable person
standard by injecting an individual person’s extreme point of view into the calculus.
                                          6

       Ultimately, we conclude the district court correctly determined Chavez did

not provide a sufficient factual basis for serious provocation, as words alone cannot

provide a sufficient basis for serious provocation. So Chavez did not satisfy the

factual test necessary to submit the voluntary manslaughter instruction to the jury,

and the district court correctly rejected the proposed instruction.

       Next, we consider Chavez’s challenge to the district court’s refusal to admit

expert testimony regarding obsessive-compulsive disorder. We review evidentiary

challenges for an abuse of discretion, our most deferential standard. State v.

Webster, 865 N.W.2d 223, 231 (Iowa 2015). “An abuse of discretion occurs when

the trial court exercises its discretion ‘on grounds or for reasons clearly untenable

or to an extent clearly unreasonable.’” State v. Rodriquez, 636 N.W.2d 234, 239

(Iowa 2001) (citation omitted).

       The court expressed its reservations about permitting the expert testimony

regarding obsessive-compulsive disorder, explaining:

       it would be helpful to the trier of fact had there been a diagnosis of
       OCD by the defendant or of the defendant. I feel like what you’re
       essentially trying to do is have the jury diagnosis him with OCD
       based on the facts that are in the record, and I—I don’t think that
       that’s the jury’s job. I don’t think they have the expertise to do that,
       and I think that that sort of testimony is more confusing than it is
       probative.

After reviewing a deposition of the expert witness, the court ultimately ruled:

       [The expert] has not evaluated Mr. Chavez. There’s not been any
       evidence on the record that he has been diagnosed by a licensed
       physician or a psychologist with obsessive-compulsive disorder.
       [The expert] is certainly a qualified expert who could testify about
       such things, but the court fails to see how in this particular situation
       any of that testimony would be relevant given that there’s been no
       evidence that the defendant, in fact, has OCD.
              Even if that evidence is relevant, the court believes that the
       probative value, if any, of that testimony would be substantially
                                         7

       outweighed by the risk of confusing and misleading the jury, and as
       the court stated earlier, I believe that the defense would ask—would
       essentially be asking the jurors to diagnose Mr. Chavez based on
       how he acted in this particular situation, and is certainly not within
       the purview of the jury, and inappropriate for the jury to do that.
              So accordingly the court finds that that testimony of [the
       expert] will not be admitted today for that purpose.

       Chavez claims the court improperly excluded the expert testimony on

obsessive-compulsive disorder because it would provide insight to his state of

mind, which was a relevant consideration for the charge of murder in the first

degree and the lesser-included offense of second-degree murder. Chavez’s claim

only holds water if there is any evidence Chavez suffers from obsessive-

compulsive disorder. But, as the court noted in its ruling, the record did not

establish Chavez suffers from obsessive-compulsive disorder.           Without any

evidence that Chavez had obsessive-compulsive disorder, expert testimony about

the disorder would not provide any insight on his state of mind or any other issue

in this particular case. See Iowa R. Evid. 5.702 (permitting expert testimony “if the

expert’s scientific, technical, or other specialized knowledge will help the trier of

fact to understand the evidence to determine a fact in issue”).

       Chavez takes issue with the district court’s concern that the testimony would

confuse the jury and essentially require the jury to reach a diagnosis for him before

it could consider the testimony. He suggests this is in error because the State is

regularly permitted to present similar expert testimony explaining things like the

dynamics of domestic violence, see State v. Newell, 710 N.W.2d 6, 28–29 (Iowa

2006); State v. Rodriquez, 636 N.W.2d 234, 245–46 (Iowa 2001), or post-traumatic

stress-disorder symptoms commonly experienced by survivors of sexual abuse,

see State v. Gettier, 438 N.W.2d 1, 4–6 (Iowa 1989), without corresponding expert
                                         8

testimony that the underlying domestic violence or sexual abuse occurred. So, he

reasons, juries are often left to make threshold determinations of fact before

considering expert testimony.

      First, we note the district court said nothing to suggest it was applying

different standards to the proposed testimony because it was offered by a

defendant rather than the State. Chavez’s suggestion otherwise is without merit.

Second, the cases highlighted by Chavez differ significantly from his. The expert

testimony in Newell, Rodriquez, and Gettier was presented to explain the victims’

otherwise unusual response to a traumatic event, and there was corresponding,

separate evidence presented to establish the domestic violence or sexual abuse,

making the expert testimony relevant. Conversely, as previously noted, Chavez

presented no evidence he had obsessive-compulsive disorder to accompany the

expert testimony on the disorder. Third, a jury’s determination of whether past

events occurred, such as instances of domestic violence or sexual abuse, differs

significantly from expecting a jury to consider testimony about symptoms of a

medical condition and reach a determination as to whether a defendant has that

medical condition. So Newell, Rodriquez, and Gettier are not instructive here.

      Instead, we find the district court’s logic sound. Because the record was

devoid of any evidence Chavez has obsessive-compulsive disorder, the testimony

was not relevant. See Iowa R. Evid. 5.401. We agree with the district court that,

even if the evidence was in any way relevant, it was of little to no probative value

and likely to confuse the issues or mislead the jury. The court did not abuse its

discretion by excluding the evidence on this basis. See Iowa R. Evid. 5.403.
                                          9

      Finding no error in the district court’s refusal to instruct the jury on voluntary

manslaughter or abuse of discretion by the court when it excluded the expert

testimony, we affirm.

      AFFIRMED.