Court Opinion

ID: 4456889
Source: CourtListenerOpinion
Date Created: 2019-11-19 15:11:14.987405+00
Date Added: 2024-06-11T14:51:14.337146
License: Public Domain

11/18/2019
               IN THE COURT OF APPEALS OF TENNESSEE
                          AT KNOXVILLE
               Remanded by the Supreme Court on October 21, 2019

    DONALD EUGENE WINDER, III v. KARA ELIZABETH WINDER

             Appeal from the General Sessions Court for Meigs County
                      No. D1738 Casey Mark Stokes, Judge
                     ___________________________________

                          No. E2019-01636-COA-T10B-CV
                       ___________________________________

This is an accelerated interlocutory appeal pursuant to Tennessee Supreme Court Rule
10B. Wife sought the trial judge’s recusal on the ground of bias, alleging, among other
things, that her husband—an attorney—appeared regularly in front of the trial judge and
that the two men were friends. The trial judge’s order denied wife’s allegations and their
factual basis and denied the motion to recuse. Finding no evidence of bias that would
require the trial judge’s recusal under Tennessee Supreme Court Rule 10B, we affirm the
judgment of the trial court.

  Tenn. Sup. Ct. R. 10B Interlocutory Appeal as of Right; Judgment of the Circuit
                          Court Affirmed and Remanded

ARNOLD B. GOLDIN, J., delivered the opinion of the court, in which D. MICHAEL SWINEY,
C.J., and FRANK G. CLEMENT, JR., P.J., M.S., joined.

Rom Meares and Martha Meares, Maryville, Tennessee, for the appellant, Kara Elizabeth
Winder.

Robert Jolley, Jr. and Emma M. Steel, Knoxville, Tennessee, for the appellee, Donald
Eugene Winder, III.

                                       OPINION

                      BACKGROUND AND PROCEDURAL HISTORY

       This case is before this Court on remand from the Supreme Court of Tennessee in
order to consider the Order Denying Recusal entered on September 24, 2019 by the
Domestic Relations Court for Meigs County, Tennessee (the “trial court”). Kara Winder
(“Wife”) had filed a motion to recuse in the trial court on August 21, 2019, alleging,
among other things, that Donald Winder (“Husband”), a practicing attorney, regularly
appeared before the trial court judge, Judge Casey Stokes, and that they were good
friends. Winder v. Winder, No. E2019-01636-COA-T10B-CV, 2019 WL 4702625, at *1
(Tenn. Ct. App. Sept. 25, 2019) (hereinafter, “Winder I”). On August 22, 2019, Judge
Stokes denied the motion to recuse in an order in which he failed to set out his basis for
doing so. On September 11, 2019, Wife filed a Petition for Recusal Appeal with this
Court. Id. On September 25, 2019, based on the August 22, 2019 order in the record
before us at the time, we vacated the trial court’s judgment and remanded the case back
to the trial court, concluding that Judge Stokes made insufficient findings as to his
reasoning for denying Wife’s motion as required by section 1.03 of Supreme Court Rule
10B. Id. at *2.

        On October 16, 2019, pursuant to section 2.07 of Rule 10B, Wife sought
permission to appeal this Court’s September 25, 2019 order to the Tennessee Supreme
Court. In her Accelerated Application for Permission to Appeal, Wife included the trial
court’s September 24, 2019 Order Denying Recusal, in which Judge Stokes did set out
his detailed findings as to why he denied the motion to recuse and which, as the Supreme
Court correctly noted in its order of remand, “was not before the Court of Appeals[,]” in
the initial appeal as it was not included in the record of Wife’s previous September 11,
2019 Petition for Recusal Appeal. The Supreme Court granted Wife’s Accelerated
Application for Permission to Appeal on October 21, 2019 and remanded the case to this
Court “to consider the trial court’s September 24, 2019 Order Denying Recusal.” Having
now reviewed the trial court’s order of September 24, 2019, and, for the reasons hereafter
stated, we affirm the judgment of the trial court.

                                STANDARD OF REVIEW

       The only issue before the Court in this appeal is whether the trial court erred in
denying Wife’s motion to recuse. As we explained in Winder I, the standard of review
applicable to Rule 10B petitions is as follows:

      The 2012 adoption of Tennessee Supreme Court Rule 10B requires
      appellate courts to review a trial court’s ruling on a motion for recusal
      under a de novo standard of review with no presumption of correctness.
      Tenn. Sup. Ct. R. 10B, § 2.01. The party seeking recusal bears the burden
      of proof, and any alleged bias must arise from extrajudicial sources and not
      from events or observations during litigation of a case.

Childress v. United Parcel Serv., Inc., No. W2016-00688-COA-T10B-CV, 2016 WL
3226316, at *2 (Tenn. Ct. App. June 3, 2016) (internal quotations omitted). Additionally,
when reviewing a Tennessee Supreme Court Rule 10B appeal, the only order this Court

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may review is the trial court’s order denying the motion to recuse.1 Duke v. Duke, 398
S.W.3d 665, 668 (Tenn. Ct. App. 2012).

                                             DISCUSSION

       As Wife admits in her Accelerated Application for Permission to Appeal, “[t]he
alleged ground for [Judge Stokes’] disqualification is bias or perceived bias.” It is a
fundamental tenet of our judicial system that a litigant’s case be decided by an impartial
and unbiased court. In re Hooker, 340 S.W.3d 389, 394 (Tenn. 2011). As the Tennessee
Supreme Court has stated:

        [O]ne of the core tenets of our jurisprudence is that litigants have a right to
        have their cases heard by fair and impartial judges. Accordingly, judges
        must conduct themselves at all times in a manner that promotes public
        confidence in the integrity and impartiality of the judiciary and shall not be
        swayed by partisan interests, public clamor, or fear of criticism.

Davis v. Liberty Mut. Ins. Co., 38 S.W.3d 560, 564 (Tenn. 2001) (internal citations
omitted). Additionally, recusal motions with allegations of bias require consideration of
whether there may be an appearance of bias even though no actual bias exists. Id.
Therefore, a judge should recuse himself or herself only “‘when a person of ordinary
prudence in the judge’s position, knowing all of the facts known to the judge, would find
a reasonable basis for questioning the judge’s impartiality.’” In re Hooker, 340 S.W.3d
at 395 (quoting Davis, 38 S.W.3d at 564-65)). The test is an objective one and it is
designed to avoid both actual bias and perceived bias because “the appearance of bias is
as injurious to the integrity of the judicial system as actual bias.” Davis, 38 S.W.3d at
565 (citation omitted).

       Here, the allegations of bias or perceived bias contained in Wife’s motion to
recuse and attached affidavit can be summarized as follows: Husband “regularly appears”
before Judge Stokes as a practicing attorney; Husband told Wife “that his friend Matthew
Rogers was a good friend of Judge Stokes and could make changes to the Orders if
needed”; within a short time after Wife filed a repudiation of the parties’ Marital
Dissolution Agreement and Parenting Plan, Mr. Rogers called Husband and had a thirty-
seven minute telephone conversation, after which Husband called Wife, asking what
changes she wanted made to the MDA and Parenting Plan;2 and Wife “observed Husband
and [Judge Stokes] socializing and consuming alchol [sic] togethert [sic] alongt [sic] with

        1
          Accordingly, in this case, we treat the trial court’s later-filed September 25, 2019 order, in
which Judge Stokes set out his detailed findings of fact and conclusions of law, as the order denying the
motion to recuse.
        2
          Wife maintains that these circumstances made her suspicious of a “leak” or collusion between
Husband and the trial court.
                                                  -3-
Matthew Rogers.”3 Husband, however, denied all of these allegations, and he
specifically stated that he has no personal relationship with Judge Stokes. After our
review of the record, we conclude that Wife’s allegations are unsupported by any
evidence that would cause either Judge Stokes or a reasonable person in his position to
question his impartiality or the integrity of the judicial system.

       In its September 24, 2019 Order Denying Recusal, the trial court found that,
“[a]lthough there were numerous accusations made through [Wife’s] counsel and
[Wife’s] affidavit, there was no proof presented nor was there any evidence presented
that would even slightly support [Wife’s] allegations that the Court would not be able to
be fair and impartial” and that “[a] person of ordinary character and prudence attending
the hearing or being privy to the court file would have no reasonable basis to reasonably
question the Court’s fairness or impartiality.” Indeed, Wife proffered no evidence in
support of her allegations of Judge Stokes’ bias or perceived bias. Without more, these
unsupported allegations are insufficient to require Judge Stokes to recuse himself. See
Bledsoe v. Bledsoe, No. W1999-01515-COA-R3-CV, 2000 WL 371196, at *6 (Tenn. Ct.
App. Apr. 11, 2000); see also Wiseman v. Spaulding, 573 S.W.2d 490, 493 (Tenn. Ct.
App. 1978) (affirming the trial court’s refusal to recuse itself where appellant’s affidavit
contained “nothing more than circumstances from which it might be inferred that the
Trial Judge might have some reason to have a favorable or unfavorable opinion of the
parties”). Additionally, in its September 24, 2019 Order Denying Recusal, the trial court
specifically addressed certain allegations made by Wife and found the following in
relevant part:

               6. The court did not disclose any ex parte communications regarding
        this case because none exist.

                7. [Wife] complained that [Husband] practiced regularly in front of
        this court and presented a list of Meigs County cases that [Husband’s] law
        firm had been involved with. The allegation and list presented by [Wife’s]
        counsel contained cases from other courts/judges and cases that had been
        litigated prior to this Judge being elected. The list of cases presented also
        contained adoption cases and this Court does not have jurisdiction over any
        adoption cases. While this court acknowledges that [Husband’s] firm
        appears in front of him on occasion, the same is not regular nor is the firm
        [Husband] works for on the Court’s appointment list.

               8. The court has a professional relationship with [Husband] through
        our respective jobs and the same has caused [Husband] and the court to
        cross paths on occasion. The court has not personally socialized with or

        3
         There is no proof in this record as to who Matthew Rogers is or what his connection is, if any, to
Judge Stokes.
                                                   -4-
       communicated with either party in this case. The Court has appeared and
       seen both [Husband] and [Wife] at a Bar association Christmas function or
       other similar events in the past. The Court does not recollect any specific
       personal conversations with either party. The court is of the opinion that it
       will be impartial and follow the law based on evidence that may or may not
       be presented.

        Accordingly, the trial court specifically rebutted Wife’s allegation that Husband
“regularly appears” in front of Judge Stokes as well as her allegation that Husband and
Judge Stokes are close friends who socialize and consume alcohol together. The fact that
the trial court did not specifically address Wife’s allegation that Husband is friends with a
Mr. Rogers, who could “make changes” to judicial orders, is irrelevant and unnecessary
considering that “[t]he party seeking recusal bears the burden of proof” and, as previously
stated, Wife proffered no such proof of any such relationship. In re Estate of Miller, No.
E2018-00658-COA-T10B-CV, 2018 WL 1989610, at *2 (Tenn. Ct. App. Apr. 27, 2018).
Moreover, even taking Wife’s allegation as true—that Mr. Rogers did call Husband and
notify him of Wife’s filing a repudiation of the MDA and Parenting Plan—Wife
nevertheless failed to prove how this would indicate a connection to or a manifestation of
Judge Stokes’ bias or perceived bias. Indeed, Judge Stokes made this point during the
hearing on Wife’s motion to recuse:

       Ms. Meares: [Husband] had told [Wife] that he had Matthew Rogers who
       could do lots of things in this court. That’s what he told her.
       The Court: So how does that contort with what you’re saying?
       Ms. Meares: Well—
       The Court: Did he talk to his lawyer? How does that—
       Ms. Meares: Because he received a phone call right when it happened.
       The Court: So—
       Ms. Meares: That’s the only—it made her very, very suspicious. Is that
       what the Court’s asking me about, why she felt that way?
       The Court: Yea, I don’t know how that would contort to me.
       Ms. Meares: It wouldn’t. It wouldn’t. It is the perception with him telling
       her that there is that ability, and then her viewing that tied in in the
       conversation even before she’s back after filing her repudiation, hadn’t
       even given him a copy of it. It’s the perception on [sic] impropriety that I
       have addressed.

Wife presented no proof of any improper relationship—or of any relationship
whatsoever—between Mr. Rogers and Judge Stokes, and, regardless, the fact remains
that Wife’s repudiation, once filed, was public record and available for anyone, including
Mr. Rogers, to see. Accordingly, Wife’s suspicions, without more, would not cause a
person of ordinary prudence and in Judge Stokes’ position to find a “reasonable basis for
questioning the judge’s impartiality.” See In re Hooker, 340 S.W.3d at 395; see also
                                           -5-
Davis, 38 S.W.3d at 564-65. Therefore, we conclude that the mere allegations of bias
and perceived bias contained in Wife’s motion to recuse and affidavit are insufficient to
require Judge Stokes to recuse himself.

                                     CONCLUSION

       For the foregoing reasons, the trial court’s denial of Wife’s motion to recuse is
affirmed.

                                                _________________________________
                                                ARNOLD B. GOLDIN, JUDGE

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