Court Opinion

ID: 2708089
Source: CourtListenerOpinion
Date Created: 2014-08-05 13:45:22.285325+00
Date Added: 2024-06-11T13:00:17.129974
License: Public Domain

[Cite as State v. Montoya, 2013-Ohio-3312.]

                                    IN THE COURT OF APPEALS

                           TWELFTH APPELLATE DISTRICT OF OHIO

                                         CLERMONT COUNTY

STATE OF OHIO,                                  :

        Plaintiff-Appellee,                     :       CASE NO. CA2012-02-015

                                                :               OPINION
   - vs -                                                        7/29/2013
                                                :

ANTONIO A. MONTOYA,                             :

        Defendant-Appellant.                    :

    CRIMINAL APPEAL FROM CLERMONT COUNTY COURT OF COMMON PLEAS
                         Case No. 2011 CR 0800

D. Vincent Faris, Clermont County Prosecuting Attorney, David Hoffmann, 76 South
Riverside Drive, 2nd Floor, Batavia, Ohio 45103, for plaintiff-appellee

Christine Tailer, P.O. Box 14, Georgetown, Ohio 45121, for defendant-appellant

        HENDRICKSON, P.J.

        {¶ 1} Defendant-appellant, Antonio A. Montoya, appeals from a decision in the

Clermont County Court of Common Pleas convicting him of two counts of trafficking in

heroin, three counts of possession of heroin, and one count of engaging in a pattern of

corrupt activity. For the reasons outlined below, we affirm the decision of the trial court.

        {¶ 2} Appellant's convictions stem from undercover buys that occurred on three

separate dates, August 9, 2011, August 12, 2011, and August 30, 2011. A confidential
                                                                   Clermont CA2012-02-015

informant arranged for an undercover officer from the Clermont County Narcotics Unit, Marc

Sorbello, to purchase heroin from a person known as Mike, whose real name is Eduardo

Tapia ("co-defendant"). A buy was scheduled for August 9, 2011. At a prearranged time,

Officer Sorbello arrived at an apartment and waited for appellant and co-defendant. When

they arrived, co-defendant offered to sell Officer Sorbello heroin at a price of $100 per gram.

When Officer Sorbello asked if the price could be lowered, co-defendant stated that they

would have to "check with our bosses." After Officer Sorbello agreed to the $100 per gram

price and handed co-defendant $200, co-defendant produced a clear plastic sandwich bag

filled with at least 20 marble-sized balloons. Co-defendant reached into the bag, took out two

balloons, and handed them to Officer Sorbello. Co-defendant then handed the bag to

appellant and appellant placed it into his pocket.

       {¶ 3} Officer Sorbello then inquired whether the two men had any half-gram balloons,

and handed co-defendant $60. Appellant then retrieved the clear plastic sandwich bag from

his pocket, looked in the bag, selected a balloon, and gave it to Officer Sorbello. When

Officer Sorbello left, appellant had the bag with the remaining balloons in his pocket. During

the entire transaction, Officer Sorbello only spoke to co-defendant and co-defendant spoke to

appellant in Spanish.

       {¶ 4} The next transaction took place on August 12, 2011 in a McDonald's parking lot

after Officer Sorbello called co-defendant to arrange another buy. Officer Sobello then

waited by a picnic table outside. Soon, a vehicle driven by appellant pulled into the parking

lot. Officer Sorbello approached the vehicle on the passenger side to speak with co-

defendant. Officer Sorbello handed co-defendant what he thought was the buy money of

$200. However, Agent Sorbello actually handed co-defendant only $4. Co-defendant pulled

out a clear plastic sandwich bag full of at least 20 different colored balloons from the glove

compartment. When co-defendant realized that Officer Sorbello only gave him approximately

                                              -2-
                                                                  Clermont CA2012-02-015

$4, co-defendant pulled a 9 mm pistol out of the glove compartment and stated "don't f * * *

with me." Eventually, the transaction was completed when Officer Sorbello handed co-

defendant $200. Co-defendant then reached into the bag, pulled out two balloons, and

handed them to Officer Sorbello.

       {¶ 5} The last transaction took place on August 30, 2011, and involved a different

undercover officer. Shawn Michael Zint, a Union Township Police Officer assigned to the

Clermont County Narcotics Unit, was contacted by co-defendant asking if he wanted to "do

business." Eventually, a buy was arranged to be conducted at Wendy's by the Eastgate Mall.

However, after arriving at Wendy's, the buy moved locations to the "Best Buy and Dick's up

on Eastgate Boulevard."         Once in the parking lot near the new location, Officer Zint

approached a vehicle in which co-defendant was driving with appellant in the backseat.

Officer Zint handed co-defendant $220 to purchase two grams of heroin. Co-defendant

motioned to appellant in the backseat. Appellant then reached under his leg, retrieved a

clear plastic bag full of over 20 balloons, and randomly selected two. Appellant handed the

two balloons to Officer Zint.

       {¶ 6} When appellant and co-defendant left the parking lot, officers who were

conducting surveillance of the transaction followed the vehicle onto I-275. A traffic stop was

then made by Union Township Police Officers in marked cruisers. While money was found in

three different locations in the vehicle, including $220 in the center console, $1400 in the

pocket behind the driver's seat, and $900 in a dress shoe in the trunk, no heroin balloons

were ever recovered.      Furthermore, the recovered identification card of co-defendant

revealed that co-defendant was a minor.

       {¶ 7} Brian Scowden, the chief drug analyst at the Hamilton County Coroner's Office,

tested six of the seven balloons purchased by the undercover officers. Scowden tested two

of the three balloons recovered by Officer Sorbello on August 9, 2011, and found both to
                                               -3-
                                                                    Clermont CA2012-02-015

contain heroin. One balloon weighed 0.96 grams, and the second balloon weighed 0.88

grams. Scowden tested both balloons recovered from the August 12, 2011 transaction and

found both to contain heroin. The balloons weighed 1.12 grams and 1.04 grams. The

balloons recovered by Officer Zint on August 30, 2011, were also tested, confirmed to

contain heroin, and weighed 1.10 grams and 1.01 grams.

       {¶ 8} The trial court found appellant guilty of three counts of trafficking in heroin in

violation of R.C. 2925.03(A)(1), felonies of the fourth degree. Appellant was also found guilty

of one firearm specification, one juvenile specification, and a forfeiture specification.

Additionally, the trial court found appellant guilty of three possession charges in violation of

R.C. 2925.11(A), second-degree felonies when the amount of heroin equals or exceeds 10

grams but is less than 50 grams. Finally, appellant was found guilty of engaging in a pattern

of corrupt activity in violation of R.C. 2923.32(A)(1), a felony in the first degree.        At

sentencing, the trial court merged the August 9, 2011 and August 12, 2011 possession

offenses and sentenced appellant to a total of eight years in prison.

       {¶ 9} Appellant now appeals, and asserts six assignments of error for review.

       {¶ 10} Assignment of Error No. 1:

       {¶ 11} APPELLANT'S CONVICTIONS ON COUNT THREE, TRAFFICKING IN

HEROIN, AND COUNT SIX, POSSESSION OF HEROIN, WERE NOT SUPPORTED BY

SUFFICIENT EVIDENCE AND WERE AGAINST THE MANIFEST WEIGHT OF THE

EVIDENCE, IN THAT THE STATE FAILED TO INTRODUCE SUFFICIENT EVIDENCE OF

VENUE.

       {¶ 12} Appellant argues that the trial court erred in denying his Crim.R. 29 motion for

acquittal because proper venue was not established in Clermont County, Ohio. Specifically,

appellant argues that his convictions on counts three and six were against the manifest

weight of the evidence for trafficking and possession of heroin on August 30, 2011, because
                                              -4-
                                                                      Clermont CA2012-02-015

the state only presented evidence that the acts occurred at the "Best Buy and Dicks up on

Eastgate Boulevard." Appellant asserts that the acts could have occurred at another Best

Buy and Dicks in the area and not in Clermont County. Even if true, we find that the trial

court did not err in finding Clermont County the appropriate venue.

       {¶ 13} A determination that the facts are sufficient to establish venue will not be

disturbed on appeal unless it is against the manifest weight of the evidence. State v.

Gilmore, 12th Dist. No. CA2002-06-049, 2003-Ohio-1445, ¶ 31. A manifest weight challenge

concerns the inclination of the greater amount of credible evidence, offered in a trial, to

support one side of the issue rather than the other. State v. Rader, 12th Dist. No. CA2010-

11-310, 2011-Ohio-5084, ¶ 32.

       {¶ 14} "Venue commonly refers to the appropriate place of trial for a criminal

prosecution within a state." State v. Mielke, 12th Dist. No. CA2012-08-079, 2013-Ohio-1612,

¶ 14. "The importance of venue is to give the defendant the right to be tried in the vicinity of

his alleged criminal activity."    Id.   The standard in establishing venue is whether the

defendant has a "significant nexus" with the county where the trial was held. Id. While

venue is not a material element of any offense charged, the state "must prove beyond a

reasonable doubt that the crime charged was committed in the county where the indictment

was returned and the trial held[.]" State v. Meridy, 12th Dist. No. CA2003-11-091, 2005-

Ohio-241, ¶ 12.

       {¶ 15} Ohio's venue statute, R.C. 2901.12, provides that the "trial of a criminal case in

this state shall be held in a court having jurisdiction of the subject matter, and in the territory

of which the offense or any element of the offense was committed." R.C. 2901.12(H)

addresses venue when an offender commits offenses in different jurisdictions as part of a

course of criminal conduct and states:

              When an offender, as part of a course of criminal conduct,
                                                -5-
                                                                   Clermont CA2012-02-015

              commits offenses in different jurisdictions, the offender may be
              tried for all those offenses in any jurisdiction in which one of
              those offenses or any element of one of those offenses
              occurred. Without limitation on the evidence that may be used to
              establish the course of criminal conduct, any of the following is
              prima-facie evidence of a course of criminal conduct:

              ***

              (3) The offenses were committed as part of the same transaction
              or chain of events, or in furtherance of the same purpose or
              objective.

              ***

              (5) The offenses involved the same or a similar modus operandi.

       {¶ 16} In this case, undisputed testimony was given regarding Clermont County as the

location for the August 9, 2011 and August 12, 2011 transactions. However, there was a lack

of specific testimony regarding the proper jurisdiction for the August 30, 2011 transaction.

We find that the three transactions constituted a course of conduct. While the transactions

occurred over the period of a month, they had the same purpose or objective: for appellant

and co-defendant to sell heroin to a person as a result of a prearranged plan. Additionally,

the transactions involved a similar modus operandi. All three transactions were prearranged.

Appellant and co-defendant were the only two people involved in each transaction besides

the officers. A clear plastic sandwich bag full of balloons was produced whereby either

appellant or co-defendant appeared to randomly select balloons and hand them to an

undercover officer in exchange for money. The state provided sufficient evidence and the

finding is not against the manifest weight of the evidence as there is competent, credible

evidence to establish a clear course of conduct. Consequently, we find that the trial court did

not err in finding Clermont County a proper venue for all three transactions. Appellant's first

assignment of error is overruled.

       {¶ 17} Assignment of Error No. 2:

                                              -6-
                                                                      Clermont CA2012-02-015

       {¶ 18} THE TRIAL COURT IMPROPERLY CONVICTED APPELLANT WHEN THE

EVIDENCE PRESENTED AT TRIAL DID NOT CONFORM WITH THE BILL OF

PARTICULARS.

       {¶ 19} Appellant asserts two arguments within his second assignment of error, which

we will address in turn. First, appellant argues he did not have notice of counts one, two, and

three because the bill of particulars clearly set forth that appellant was the principal offender

on these counts rather than only complicit to trafficking. Consequently, appellant asserts that

he was prejudiced because he only defended against the actual act of selling rather than the

act of complicity to any sales. We disagree.

       {¶ 20} "A charge of complicity may be stated in terms of [the complicity statute] or in

terms of the principal offense." R.C. 2923.03(F). This statute provides adequate notice that

complicity may be contemplated even where the indictment is phrased as if the defendant

were the principal offender. State v. Herring, 94 Ohio St.3d 246, 251 (2002). The purpose of

a bill of particulars is "'to clarify the allegations in the indictment so that the accused may

know with what he is charged in order to prepare his defense.'" State v. Shirley, 12th Dist.

No. CA2012-07-127, 2013-Ohio-1948, ¶ 20, quoting Foutty v. Maxwell, 174 Ohio St. 35, 38

(1962).

       {¶ 21} Appellant was charged under the principal offense of trafficking in violation of

R.C. 2925.03(A) on three occasions and was found complicit to trafficking on two occasions.

Nevertheless, there was adequate notice of the potential of conviction of complicity within the

bill of particulars. Although the word "complicity" was not used, the language in the bill of

particulars leaves little room for doubt that the state preserved for itself the option to pursue a

complicity theory of prosecution:

              Count #1 Trafficking in Heroin:
              * * * on or about the 9th day of August, 2011, in Clermont
              County, Ohio, the defendant knowingly sold or offered to sell a
                                                -7-
                                                     Clermont CA2012-02-015

controlled substance, and the drug involved in the violation was
heroin, and there were juveniles in the vicinity. Specifically, the
defendant sold 2 grams of heroin to an undercover officer at 5
Johnny Appleseed Dr. The defendant was the driver and
consulted with the juvenile passenger, who he had hand the
officer the balloons of heroin * * *

Count #2 Trafficking in Heroin:
* * * on or about the 12th day of August, 2011, in Clermont
County, Ohio, the defendant knowingly sold or offered to sell a
controlled substance, and the drug involved in the violation was
heroin, and there were juveniles in the vicinity. Specifically, the
defendant sold 2 grams of heroin to an undercover officer at
4025 Mt. Carmel Tobasco Rd. The defendant was the driver
and consulted with the juvenile, who he had hand the officer the
balloons of heroin *** During the transaction, the juvenile
passenger reached into the glove compartment and pulled out a
Hi Point Semi automatic pistol, brandishing it at the undercover
officer.

Count #3 Trafficking Heroin: [sic]
* * * on or about the 30th day of August, 2011, in Clermont
County, Ohio, the defendant knowingly sold or offered to sell a
controlled substance, and the drug involved in the violation was
heroin, and there were juveniles in the vicinity. Specifically, the
defendant sold 2 grams of heroin to an undercover officer at 650
Eastgate South Dr. The defendant was the driver and consulted
with the juvenile, who he had hand the officer the balloons of
heroin * * *

Count #4 Possession Heroin: [sic]
* * * on or about the 9th day of August, 2011, in Clermont
County, Ohio, the defendant knowingly obtained, possessed, or
used a controlled substance, and the drug involved in the
violation was heroin or a compound, mixture, preparation or
substance containing heroin, and the amount of the drug
equaled or exceeded ten grams but was less than fifty grams.
Specifically, the defendant sold 2 grams of heroin to an
undercover officer at 5 Johnny Appleseed Dr. The defendant
was the driver and consulted with the juvenile passenger, who
he had hand the officer the balloons of heroin. There were an
additional 12 to 20 balloons of heroin in their possession after
the transaction.

Count #5 Possession Heroin: [sic]
* * * on or about the 12th day of August, 2011, in Clermont
County, Ohio, the defendant knowingly obtained, possessed, or
used a controlled substance, and the drug involved in the
violation was heroin or a compound, mixture, preparation or
                                -8-
                                                                   Clermont CA2012-02-015

              substance containing heroin, and the amount of the drug
              equaled or exceeded ten grams but was less than fifty grams.
              Specifically, the defendant sold 2 grams of heroin to an
              undercover officer at 4025 Mt. Carmel Tobasco Rd. The
              defendant was the driver and consulted with the juvenile, who he
              had hand the officer the balloons of heroin. There were an
              additional 12 to 20 balloons of heroin in their possession after
              the transaction. During the transaction, the juvenile passenger
              reached into the glove compartment and pulled out a Hi Point
              Semi automatic pistol, brandishing it at the undercover officer.

              Count #6 Possession of Heroin:
              * * * on or about the 30th day of August, 2011, in Clermont County,
              Ohio, the defendant knowingly obtained, possessed, or used a
              controlled substance, and the drug involved in the violation was
              heroin or a compound, mixture, preparation or substance containing
              heroin, and the amount of the drug equaled or exceeded ten grams
              but was less than fifty grams. Specifically, the defendant sold 2
              grams of heroin to an undercover officer at 650 Eastgate South Dr.
              The defendant was the driver and consulted with the juvenile, who
              he had hand the officer the balloons of heroin. There were an
              additional 12 to 20 balloons of heroin in their possession after the
              transaction. * * *

(Emphasis added.) Appellant's claim that he had no notice of his role as a complicitor is

disingenuous and unsupported by the bill of particulars itself. Thus we need look no further

on the issue, as the state correctly provided sufficient notice of appellant's conduct.

       {¶ 22} Second, appellant argues that the state should have moved to amend the bill of

particulars when Officer Sorbello testified that the August 12, 2011 incident took place on

Johnny Appleseed Drive rather than Old Orchard as set forth in the indictment. Appellant

asserts he was unfairly prejudiced because if the state would have moved to amend the

indictment, appellant would have had an opportunity to request a continuance to evaluate the

allegations of the incident that allegedly occurred on Johnny Appleseed Drive. Following

such an evaluation, appellant asserts that he may have decided to negotiate a plea rather

than take the case to trial. We disagree.

       {¶ 23} The purpose of a bill of particulars is limited in scope, and is "to elucidate or

particularize the conduct of the accused alleged to constitute the charged offense." State v.
                                              -9-
                                                                       Clermont CA2012-02-015

Sellards, 17 Ohio St.3d 169, 171 (1985). A bill of particulars informs a defendant of the

nature of the charges against him with a sufficient amount of precision that he may

adequately prepare for trial, avoid surprise, or plead his acquittal or conviction in bar of

another prosecution for the same offense. State v. Sessler, 3d Dist. No. 3-06-23, 2007-Ohio-

4931, ¶ 11, quoting State v. Miniard, 4th Dist. No. 04CA1, 2004-Ohio-5352, ¶ 21-23.

However, "[a] bill of particulars is not designed to provide the accused with specifications of

evidence or to serve as a substitute for discovery." Id. "A certain degree of inexactitude of

averments, where they relate to matters other than elements of the offense, is not per se

impermissible or necessarily fatal to a prosecution." Sellards at 171.

          {¶ 24} Even a significant factual flaw in the bill of particulars is not reversible error

unless the defendant can establish prejudice wherein he was denied a fair trial. Crim.R.

33(E)(2) provides that "[n]o motion for a new trial shall be granted or verdict set aside, nor

shall any judgment of conviction be reversed in any court because of * * * [a] variance

between the allegations and the proof thereof, unless the defendant is misled or prejudiced

thereby." See State v. Lovings, 10th Dist. No. 97APA05-656, 1997 WL 798328 (Dec. 23,

1997) (no prejudice shown where defendant was aware of a discrepancy as to the address in

the bill of particulars but did not attempt to resolve it); State v. Williams, 1st Dist. No. C-

920869, 1993 WL 547184 (Dec. 1, 1993) (no prejudice found where the defendant did not

show that the variance between the evidence presented at trial and the bill of particulars

regarding the address of the offenses charged was misleading or prejudicial); State v.

Tijerina, 3d Dist. No. 4-91-27, 1992 WL 292407 (Sept. 30, 1992) (no prejudice found where

the defendant did not argue that the incorrect address in the bill of particulars was misleading

or prejudicial, and where he did not seek a continuance when the variance was discovered at

trial).

          {¶ 25} At trial, appellant did not object to the variance during Officer Sorbello's
                                                - 10 -
                                                                                    Clermont CA2012-02-015

testimony on direct examination or cross-examination and did not argue any prejudice during

his Crim.R. 29 motion for acquittal at the close of the state's case.1 Appellant herein offered

no explanation as to how or why he was prejudiced in defending against the charges by the

listing of an erroneous address. Although appellant did not suggest any prejudice at trial, on

appeal he did attempt to demonstrate some prejudice. It was argued on appeal that if the

state had sought to amend the bill of particulars, appellant would have been in a position to

seek a plea negotiation. This is an unfounded speculation about strategy, as there is no

reason to believe the state would have offered plea negotiations at trial after amending the

bill of particulars. Consequently, we cannot say appellant was prejudiced by the variance

between the address given in the bill of particulars and that introduced in evidence at trial.

Appellant's second assignment of error is overruled.

        {¶ 26} Assignment of Error No. 3:

        {¶ 27} THE TRIAL COURT IMPROPERLY CONVICTED APPELLANT OF

TRAFFICKING IN HEROIN AS SET FORTH IN COUNTS ONE, TWO, AND THREE, OF

THE INDICTMENT, BASED ON THE ACTUAL TRIAL EVIDENCE.

        {¶ 28} Appellant argues there was insufficient evidence to convict him of the trafficking

charges. Specifically, appellant argues that because on August 9, 2011, he merely handed

one-half gram of heroin to the undercover officer and the conversations between appellant

and his co-defendant were conducted in Spanish, appellant could not have aided and

abetted in the sale of heroin that exceeded one gram. Similarly, appellant argues that he

could not have aided and abetted in the sale of heroin that exceeded one gram on August

1. Although appellant argued for acquittal in a Crim.R. 29 motion because the wrong address was listed in the
bill of particulars, he did not demonstrate that he lacked notice of his alleged conduct or that he was prejudiced
by the bill of particulars in providing a defense. In other words, while pointing out a technical problem with the bill
of particulars, appellant never claimed such hampered his defense. Appellant did not claim surprise or seek a
continuance, but strategically opted to seek an acquittal instead. However, in its consideration of the Crim.R. 29
motion, the trial court was correct in permitting the charge to conform to the evidence.
                                                        - 11 -
                                                                     Clermont CA2012-02-015

12, 2011, because he only drove to the scene of the buy. Consequently, appellant also

argues he should not have been convicted of the firearm specification for August 12, 2011.

Finally, appellant argues that there was insufficient evidence to convict him of trafficking in

heroin in the vicinity of a juvenile on August 30, 2011, when the juvenile was the principal

offender. We disagree.

       {¶ 29} Whether the evidence presented is legally sufficient to sustain a verdict is a

question of law. State v. Grinstead, 194 Ohio App.3d 755, 2011-Ohio-3018, ¶ 10 (12th Dist.);

State v. Thompkins, 78 Ohio St.3d 380, 386 (1997). In reviewing the sufficiency of the

evidence, "'[t]he relevant inquiry is whether, after viewing the evidence in a light most

favorable to the prosecution, any rational trier of fact could have found the essential elements

of the crime proven beyond a reasonable doubt.'" State v. Diar, 120 Ohio St.3d 460, 2008-

Ohio-6266, ¶ 113, quoting State v. Jenks, 61 Ohio St.3d 259 (1991), paragraph two of the

syllabus. Proof beyond a reasonable doubt is "proof of such character that an ordinary

person would be willing to rely and act upon it in the most important of his own affairs." R.C.

2901.05(E).

       {¶ 30} In evaluating the sufficiency of the evidence, a court must give "full play to the

responsibility of the trier of fact fairly to resolve conflicts in the testimony, to weigh the

evidence, and to draw reasonable inferences from basic facts to ultimate facts." State v.

Howland, 12th Dist. No. CA2006-08-035, 2008-Ohio-521, ¶ 31, quoting Jackson v. Virginia,

443 U.S. 307, 319, 99 S.Ct. 2781 (1979). A reviewing court must not substitute its evaluation

of witnesses' credibility for that of the trier of fact. Howland at ¶ 31.

       {¶ 31} It is well-established that both circumstantial and direct evidence have the same

probative value, and in some instances, certain facts can be established only by

circumstantial evidence. State v. McKnight, 107 Ohio St.3d 101, 2005-Ohio-6046, ¶ 75;

State v. Crutchfield, 12th Dist. No. CA2005-11-121, 2006-Ohio-6549, ¶ 20. "'[C]ircumstantial
                                              - 12 -
                                                                    Clermont CA2012-02-015

evidence is sufficient to sustain a conviction if that evidence would convince the average

mind of the defendant's guilt beyond a reasonable doubt.'" McKnight at ¶ 75, quoting State v.

Heinish, 50 Ohio St.3d 231, 238 (1990). A conviction based on purely circumstantial

evidence is no less sound than a conviction based on direct evidence. State v. Apanovitch,

33 Ohio St.3d 19, 27 (1987).

       {¶ 32} Appellant was convicted of trafficking in heroin in violation of R.C.

2925.03(A)(1) on three separate occasions. The trial court found appellant was complicit to

the sale of heroin on August 9, 2011 and August 12, 2011, and the trial court found appellant

to be the principal offender of the transaction that occurred on August 30, 2011. R.C.

2925.03(A)(1) provides: "(A) No person shall knowingly * * * [s]ell or offer to sell a controlled

substance * * * [.]" "A person acts purposely when it is his specific intention to cause a

certain result, or, when the gist of the offense is a prohibition against conduct of a certain

nature, regardless of what the offender intends to accomplish thereby, it is his specific

intention to engage in conduct of that nature." R.C. 2901.22(A). Heroin is a Schedule I

controlled substance. See R.C. 2925.03.

       {¶ 33} "Complicity" is defined in R.C. 2923.03(A)(2) as follows: "No person, acting with

the kind of culpability required for the commission of an offense, shall * * * [a]id or abet

another in committing the offense."       To aid and abet is "'[t]o assist or facilitate the

commission of a crime, or to promote its accomplishment.'" State v. Johnson, 93 Ohio St.3d

240, 243 (2001), quoting Black's Law Dictionary 69 (7th Ed.1999). "Evidence of aiding and

abetting may be shown by either direct or circumstantial evidence, and participation may be

inferred from presence, companionship, and conduct before and after the offense is

committed." Howland at ¶ 34. However, the mere presence of a person at the scene of a

crime is not enough in and of itself to prove the accused aided and abetted the principal. Id.

       {¶ 34} First, we address appellant's August 9, 2011 trafficking conviction. At the
                                              - 13 -
                                                                     Clermont CA2012-02-015

transaction which occurred on August 9, 2011, Officer Sorbello testified that appellant and

co-defendant constantly talked back and forth in Spanish when Officer Sorbello was

attempting to pay a lesser amount for the heroin than the agreed price. Officer Sorbello also

testified that co-defendant handed him two balloons containing one gram of heroin each,

then co-defendant handed the bag with the remaining balloons to appellant who put the bag

in his pocket. When Sorbello asked if they had any one-half gram balloons of heroin,

appellant retrieved the bag from his pocket and handed Officer Sorbello a one-half gram

balloon. Appellant's presence before, during, and after the transaction, in addition to his

participation in the discussion and sale of the one-half gram of heroin, shows that any

rational trier of fact could find that appellant was complicit to trafficking in heroin beyond a

reasonable doubt.

       {¶ 35} Second, we address appellant's conviction for trafficking on August 12, 2011

with a firearm specification. To sustain a firearm specification, the state must prove beyond a

reasonable doubt that the defendant possessed a firearm and that it was operable at the time

of the offense. State v. Murphy, 49 Ohio St.3d 206 (1990), syllabus. A defendant may be

convicted of an offense, which includes a firearm specification, where his co-defendant or

uncharged accomplice utilized a firearm in the commission of the offense and the defendant

is found to have acted as an accomplice. State v. Salyer, 12th Dist. No. CA2006-03-039,

2007-Ohio-1659, ¶ 30.

       {¶ 36} In proving the operability of a firearm, the state need not produce the gun or

offer direct, empirical evidence that the gun is operable. Id. at 209; State v. Minter, 12th Dist.

No. CA2009-06-150, 2010-Ohio-594, ¶ 15.             Rather, "a firearm penalty-enhancement

specification can be proven beyond a reasonable doubt by circumstantial evidence." State v.

Thompkins, 78 Ohio St.3d 380, 385 (1997). Proof of the operability of the firearm can also

be established "by the testimony of lay witnesses who were in a position to observe the
                                              - 14 -
                                                                       Clermont CA2012-02-015

instrument and the circumstances surrounding the crime." Murphy at syllabus; State v.

Minter, 12th Dist. No. CA2009-06-150, 2010-Ohio-594, ¶ 15. "In determining whether an

individual was in possession of a firearm and whether the firearm was operable or capable of

being readily rendered operable at the time of the offense, the trier of fact may consider all

relevant facts and circumstances surrounding the crime, which include any implicit threat

made by the individual in control of the firearm." Thompkins at 385.

       {¶ 37} At the transaction which occurred on August 12, 2012, appellant drove co-

defendant to the prearranged meeting location and was present during the entire transaction.

Additionally, when Officer Sorbello testified that when he accidently attempted to pay with $4

in change he received at McDonald's rather than the buy money, co-defendant, who was

sitting in the passenger's seat, pulled out a .9 mm Highpoint gun from the glove

compartment. Officer Sorbello testified that .9 mm Highpoint gun is a cheap, bulky firearm.

When co-defendant pulled the gun, and stated "Don't F* * * with me," Officer Sorbello

testified that he took these actions as a threat. Looking at this testimony in a light most

favorable to the prosecution, a rational trier of fact could find complicity to trafficking in heroin

with a gun specification to be proved beyond a reasonable doubt.

       {¶ 38} Last, we discuss appellant's August 30, 2011 trafficking conviction with a

juvenile specification. R.C. 2925.01(BB) provides:

               An offense is "committed in the vicinity of a juvenile" if the
               offender commits the offense within one hundred feet of a
               juvenile or within the view of a juvenile, regardless of whether
               the offender knows the age of the juvenile, whether the offender
               knows the offense is being committed within one hundred feet of
               or within view of the juvenile, or whether the juvenile actually
               views the commission of the offense.

The Ohio Supreme Court has stated that committing an offense in the vicinity of a juvenile

requires strict liability. State v. Lozier, 101 Ohio St.3d 161, 2004-Ohio-732, ¶ 34.

       {¶ 39} In this case, regarding the August 30, 2011 transaction, Officer Zint testified
                                                - 15 -
                                                                      Clermont CA2012-02-015

that appellant reached under his leg, pulled out a clear plastic sandwich bag with balloons,

randomly selected two, and handed them to Officer Zint. Officer Zint also testified that co-

defendant arranged the transaction and took the buy money from Officer Zint. When viewing

the testimony in a light most favorable to the prosecution, the elements of trafficking in heroin

can be proved beyond a reasonable doubt. Consequently, because there is no dispute that

co-defendant was a juvenile at the time of the transaction and R.C. 2925.01(BB) requires

strict liability, a rational trier of fact could find beyond a reasonable doubt that the offense was

committed within the vicinity of a juvenile. Accordingly, appellant's third assignment of error

is overruled.

       {¶ 40} Assignment of Error No. 4:

       {¶ 41} THE TRIAL COURT IMPROPERLY CONVICTED APPELLANT OF

POSSESSION OF HEROIN AS SET FORTH IN COUNTS FOUR, FIVE, AND SIX OF THE

INDICTMENT, BASED ON THE ACTUAL TRIAL EVIDENCE.

       {¶ 42} Appellant argues that insufficient evidence exists for his possession of heroin

convictions that allegedly occurred on August 9, 2011, August 12, 2011, and August 30,

2011. Specifically, appellant asserts that there is insufficient evidence to support his

convictions because the heroin he allegedly possessed was neither recovered nor analyzed.

We disagree.

       {¶ 43} "[C]ourts have held that the government may establish the identity of a drug

through cumulative circumstantial evidence." United States v. Schrock, 855 F.2d 327, 334

(6th Cir.1988) (stating that "[t]o our knowledge, no court has held that scientific identification

of a substance is an absolute prerequisite to conviction for a drug-related offense, and we too

are unwilling to announce such a rule"). In fact, the Ohio Supreme Court recently reiterated

that the state can establish any element of a crime through circumstantial evidence. Garr v.

Warden, Madison Corr. Inst., 126 Ohio St.3d 334, 2010-Ohio-2449, ¶ 27 (holding that the
                                               - 16 -
                                                                      Clermont CA2012-02-015

rule articulated in State v. Chandler, 109 Ohio St.3d 223, 2006-Ohio-2285, that a person

cannot be convicted as a major drug offender unless the substance offered to sell contains a

detectable amount of drug, does not apply when the drug is not recovered).

       {¶ 44} The government need only produce "sufficient evidence, direct or

circumstantial, from which the [trier of fact] is able to identify the substance beyond a

reasonable doubt[.]" Schrock at 334. "The experience and knowledge of a * * * lay witness

can establish his * * * competence to express an opinion on the identity of a controlled

substance if a foundation for this testimony is first established." State v. Cox, 12th Dist. No.

CA2008-03-028, 2009-Ohio-928, ¶ 46, quoting State v. McKee, 91 Ohio St.3d 292, 297

(2001). Furthermore, a police officer's lay opinion regarding the identity of a substance is

admissible based on his or her experience and training. Cox at ¶ 46. See State v. Fox, 4th

Dist. No. 03 CA 63, 2004-Ohio-6972 (finding that the testimony of the officer stating that the

"folded and bundled" papers on the driver's side floorboard contained heroin admissible);

State v. Vogel, 3d Dist. No. 3-05-10, 2005-Ohio-5757 (the officers' testimony regarding the

identity of anhydrous ammonia solely based on their observation was admissible due to their

education, experience, and training dealing with the chemical). Such lay witness opinion

testimony is permissible as scientific testing is not always available because illegal drugs, by

their nature, are sold or consumed. State v. Mielke, 12th Dist. No. CA2012-08-079, 2013-

Ohio-1612, ¶ 41. However, when no foundation is laid for lay testimony and there is no

scientific evidence, there is a lack of sufficient evidence for a drug conviction. See, e.g.,

State v. Jack, 3d Dist. No. 9-11-59, 2012-Ohio-2131.

       {¶ 45} R.C. 2925.11(A) provides: "No person shall knowingly obtain, possess, or use a

controlled substance or a controlled substance analog." Furthermore, R.C. 2925.11(C)

provides: "Whoever violates division (A) of this section is guilty of one of the following: * * * If

the amount of the drug involved * * * equals or exceeds ten grams but is less than fifty grams,
                                               - 17 -
                                                                     Clermont CA2012-02-015

possession of heroin is a felony of the second degree * * *."

       {¶ 46} In the present case, Officer Sorbello testified that he has been assigned to the

Clermont County Narcotics Unit as a part of the drug task force for the past 17 years. He has

logged approximately 1,500 hours of training involving narcotics investigation. Additionally,

he has handled over 1,000 drug cases in his career, approximately 200 of which dealt

specifically with heroin. Regarding the August 9, 2011 transaction, Officer Sorbello testified

that co-defendant "produced a bag - - - a sandwich bag size baggie which contained a lot of

what we call balloons of heroin." Officer Sorbello then testified regarding how heroin is

packaged: "And they're approximately marble sized, and it is heroin that is packaged inside

of a balloon. And they cut it off, and they put them in that bag and this is how they are

distributed. * * * They're commonly packaged in half to one gram quantities. " Regarding the

number of balloons, Officer Sorbello testified that "[w]hen I looked at it I would conservatively

- - conservatively there were at least 20 of them in there if not more, " including "one-gram

balloons" and "half-gram balloons." Officer Sorbello purchased a total of three balloons. The

two balloons that were tested contained approximately one gram of heroin. Officer Sorbello

surmised that the third balloon contained approximately one-half gram of heroin. Regarding

the August 12, 2011 transaction, Officer Sorbello testified that a similar bag was produced.

"Again, the same thing, sandwich-sized bag and it had numerous balloons, at least 20

different color, size again - - - the round gram, half-gram balloons." On this date, Officer

Sorbello purchased two balloons. Both tested positive for heroin and weighed approximately

one gram each.

       {¶ 47} Officer Zint testified that he is a police officer in Union Township assigned to the

Clermont County Narcotics Unit, where he has been for nine years. Officer Zint possesses

over 1,000 hours of specialized narcotics training and has been undercover "hundreds" of

times regarding narcotics or vice related matters. Officer Zint testified that he purchased two

                                              - 18 -
                                                                   Clermont CA2012-02-015

balloons each containing one gram of heroin, confirmed through testing, from appellant and

co-defendant on August 30, 2011. Officer Zint testified that co-defendant motioned to

appellant who was sitting in the backseat of a vehicle. Then, appellant pulled out a clear

plastic sandwich bag with balloons from underneath his leg and randomly selected two

balloons. Officer Zint testified that the bag contained "dozens" of balloons. Furthermore,

when asked, Officer Zint confirmed that there were more than 20 balloons contained in the

bag.

       {¶ 48} Given the officers' training and experience dealing with drug transactions,

including specifically with heroin, testimony regarding the packaging, size, and typical amount

of heroin provides circumstantial evidence that the balloons remaining in the bag contained

heroin. Assuming even if the remainder of balloons contained half-gram quantities, with the

conservative estimate of 20 balloons in each bag, the amount remaining is at least 10 grams.

In addition, six of the seven balloons sold to the officers were tested, and all six tested

positive for heroin. When weighed, they were in one-gram quantities. These facts provide

additional circumstantial evidence that the balloons remaining in the bags contained heroin

on three occasions. Because circumstantial evidence has the same probative value as direct

evidence and when viewing the facts in a light most favorable to the prosecution, there is

sufficient evidence to sustain appellant's conviction of possession of heroin in an amount

greater than 10 grams but less than 50 grams on three separate occasions, assuming they

are not subject to merger.

       {¶ 49} Appellant argues that the case relied upon by the trial court, State v. Holt, 3d

Dist. No. 9-09-39, 2010-Ohio-2298, does not support his possession of heroin convictions. In

Holt, the Third District held that testing a random sample of contraband that is recovered

together and similarly packaged creates a reasonable inference that all similar contraband

contains the same substance. Id. at ¶ 52. In the case at bar, the trial court stated that even
                                             - 19 -
                                                                     Clermont CA2012-02-015

though the small plastic bags filled with 20 or so multicolored balloons were never recovered,

there was circumstantial evidence to support the possession convictions because of the

testing of the "sample" (i.e., the balloons sold to the undercover officers). As discussed

above, regardless of the proper application of Holt, there is sufficient circumstantial evidence

to convict appellant of possession of heroin on three occasions.              Appellant's fourth

assignment of error is overruled.

       {¶ 50} Assignment of Error No. 5:

       {¶ 51} THE TRIAL COURT IMPROPERLY CONVICTED APPELLANT OF ENGAGING

IN A PATTERN OF CORRUPT ACTIVITY, AS SET FORTH IN COUNT EIGHT OF THE

INDICTMENT, BASED ON THE ACTUAL TRIAL EVIDENCE.

       {¶ 52} Appellant argues that there was insufficient evidence before the trial court to

sustain appellant's conviction of count eight, pursuant to R.C. 2923.32(A)(1), where the

alleged enterprise consisted of only two individuals. Appellant specifically argues that the

enterprise lacked a purpose, relationships associated with the enterprise, and longevity. We

disagree.

       {¶ 53} R.C. 2923.32(A)(1), regarding engaging in a pattern of corrupt activity, states:

"No person employed by, or associated with, any enterprise shall conduct or participate in,

directly or indirectly, the affairs of the enterprise through a pattern of corrupt activity or the

collection of an unlawful debt." "'Enterprise' includes any individual, sole proprietorship,

partnership, limited partnership, corporation, trust, union, government agency, or other legal

entity, or any organization, association, or group of persons associated in fact although not a

legal entity. 'Enterprise' includes illicit as well as licit enterprises." R.C. 2923.31(C).

       {¶ 54} Appellant correctly states that in order to have an association-in-fact enterprise,

which is utilized in the R.C. 2923.31(C) definition of "enterprise," there must be "a purpose,

relationships among those associated with the enterprise, and longevity sufficient to permit
                                              - 20 -
                                                                      Clermont CA2012-02-015

these associates to pursue the enterprise's purpose." Boyle v. United States, 556 U.S. 938,

938, 129 S.Ct. 2237 (2009); State v. Dodson, 12th Dist. No. CA2010-08-191, 2011-Ohio-

6222, ¶ 20. Furthermore, while "enterprise" is a separate element from "pattern of corrupt

activity" that must be proved beyond a reasonable doubt, such a requirement does not mean

that the existence of an enterprise may not be inferred from the evidence indicating

associates engaged in a pattern of corrupt activity. Boyle at 938.

         {¶ 55} In this case, appellant and co-defendant had a purpose to sell heroin on at least

three separate occasions as evidenced by the undercover transactions on August 9, 2011,

August 12, 2011, and August 30, 2011. Relationships were formed with each other to carry

out the purpose of selling heroin. In addition, Officer Sorbello testified that after appellant

and co-defendant conversed regarding the selling prices for the heroin, co-defendant stated

that they would have to check with their bosses to negotiate price further. Finally, the

transactions transpired over the course of a month, indicating some longevity. Consequently,

we find that a rational trier of fact, when viewing the evidence in a light most favorable to the

prosecution, could find appellant engaged in a pattern of corrupt activity beyond a reasonable

doubt.     See Dodson; State v. Humphrey, 2d Dist. No. 02CA0025, 2003-Ohio-2825.

Appellant's fifth assignment of error is overruled.

         {¶ 56} Assignment of Error No. 6:

         {¶ 57} THE TRIAL COURT ERRED AS A MATTER OF LAW IN NOT MERGING

TOGETHER THE THREE POSSESSION CHARGES, THE THREE TRAFFICKING

CHARGES, AND IN NOT MERGING TOGETHER THE TRAFFICKING, POSSESSION, AND

ENGAGING IN A PATTER OF CORRUPT ACTIVITY CHARGES, BASED ON THE ACTUAL

TRIAL EVIDENCE.

         {¶ 58} Appellant asserts that the trial court erred as a matter of law in not merging the

three possession charges with each other and the three trafficking charges with each other.
                                               - 21 -
                                                                     Clermont CA2012-02-015

Specifically, appellant argues that the descriptions of mixed color, different color, and blue

and green balloons are too similar to be differentiated for purposes of finding different

balloons were involved in each transaction. Appellant further argues that his convictions of

trafficking, possession, and engaging in a pattern of corrupt activity should have merged.

       {¶ 59} At the trial court level, appellant argued that the possession charges should

merge with one another and that the trafficking charges should merge with one another.

However appellant admits that the issue of whether the possession, trafficking, and engaging

in a pattern of corrupt activity charges should all be merged was not raised at the trial court

level. When a trial court makes a determination as to whether offenses should merge under

R.C. 2941.25, we are to review that decision under a de novo standard. State v. Williams,

134 Ohio St.3d 482, 2012-Ohio-5699, ¶ 28.              Consequently, we review whether the

possession and trafficking charges should merge with one another without deference to the

trial court's determination.

       {¶ 60} With respect to merger of the possession, trafficking, and engaging in a pattern

of corrupt activity, by failing to argue for merger of these convictions at the trial court below,

appellant has waived all but plain error regarding these issues. See State v. Seymore, 12th

Dist. No. CA2011-07-131, 2012-Ohio-3125; State v. Sidibeh, 10th Dist. No. 10AP-331, 2011-

Ohio-712, ¶ 55. Plain error exists where there is an obvious deviation from a legal rule that

affected the outcome of the proceeding. Crim.R. 52(B); State v. Blanda, 12th Dist. No.

CA2010-03-050, 2011-Ohio-411, ¶ 20, citing State v. Barnes, 94 Ohio St.3d 21, 27 (2002).

In regard to sentencing, the imposition of multiple sentences for allied offenses of similar

import amounts to plain error, whether ordered to be served consecutively or concurrently.

Seymore at ¶ 18, citing State v. Underwood, 124 Ohio St.3d 365, 2010-Ohio-1, ¶ 31.

       {¶ 61} In State v. Johnson, 128 Ohio St.3d 153, 2010-Ohio-6314, the Ohio Supreme

Court established a two-part test to determine whether offenses are allied offenses of similar
                                              - 22 -
                                                                   Clermont CA2012-02-015

import under R.C. 2941.25. State v. Craycraft, 12th Dist. Nos. CA2009-02-013 and CA2009-

02-014, 2011-Ohio-413, ¶ 11. Courts must first determine whether it is possible to commit

one offense and commit the other with the same conduct. Johnson at ¶ 48; State v.

McCullough, 12th Dist. Nos. CA2010-04-006 and CA2010-04-008, 2011-Ohio-992, ¶ 14. In

making this determination, it is not necessary that the commission of one offense would

always result in the commission of the other, but instead, the question is simply whether it is

possible for both offenses to be committed by the same conduct. Johnson at ¶ 48; Craycraft

at ¶ 11.

       {¶ 62} If it is found that the offenses can be committed by the same conduct, the court

must then determine "whether the offenses were committed by the same conduct, i.e., 'a

single act, committed with a single state of mind.'" Johnson at ¶ 49, quoting State v. Brown,

119 Ohio St.3d 447, 2008-Ohio-4569, ¶ 50.             If both questions are answered in the

affirmative, the offenses are allied offenses of similar import and must be merged. Johnson

at ¶ 50; State v. Roy, 12th Dist. No. CA2009-11-290, 2011-Ohio-1992, ¶ 11. However, if the

commission of one offense will never result in the commission of the other, "or if the offenses

are committed separately, or if the defendant has separate animus for each offense, then,

according to R.C. 2941.25(B), the offenses will not merge." Johnson at ¶ 51; Craycraft at ¶

11-12; Roy at ¶ 11.

       {¶ 63} First, we address whether the trafficking charges should merge with the

possession charges. To be guilty of trafficking under R.C. 2925.03(A)(1), the offender must

knowingly "[s]ell or offer to sell a controlled substance." To be guilty of possession under

R.C. 2925.11(A), the offender must "knowingly obtain, possess, or use a controlled

substance." In turn, while the offender need not possess the controlled substance in order to

sell it, nor does the offender need to intend to sell the controlled substance in order to

possess it, it is certainly possible for both offenses to be committed with the same conduct.
                                             - 23 -
                                                                    Clermont CA2012-02-015

State v. Roy, 12th Dist. No. CA2009-11-290, 2011-Ohio-1992, ¶ 13.

       {¶ 64} We find that trafficking and possession can be committed by the same conduct.

Now, we must determine whether they were committed with the same conduct, with a single

act and single state of mind. On each occasion, appellant and co-defendant possessed at

least 20 heroin balloons contained in a clear plastic sandwich bag. On each occasion,

appellant and co-defendant only sold two or three balloons to the undercover officers. On all

three dates, appellant and co-defendant still possessed the remainder of the balloons,

constituting a separate act with a different animus. See State v. Williams, 5th Dist. No. 2012-

CA-34, 2012-Ohio-4708. Consequently, the possession and trafficking offenses should not

merge.

       {¶ 65} Second, we address whether the trafficking charges should have merged with

one another. Appellant was charged with three counts of trafficking in heroin. It is possible

to commit multiple trafficking counts with the same conduct as all of the violations involve the

same offense. However, trafficking in this case occurred on three different dates and

involved three separate transactions. At each transaction, the buy was prearranged and

appellant and co-defendant sold different balloons of heroin. On all three occasions,

separate balloons were recovered and scientifically analyzed. Consequently, we find that the

three trafficking in heroin offenses were committed separately and should not merge.

       {¶ 66} Third, we address whether the three possession charges should merge. It is

certainly possible to commit several counts of possession by the same conduct as they

involve the same offense. The question is whether the three possession offenses were

committed by the same conduct. We find that the balloons possessed on August 9, 2011

and August 12, 2011 were possessed with the same conduct. Testimony of Officer Sorbello

indicated that on the first two occasions the clear plastic sandwich bag contained "mixed"

color or "different" color balloons. Consequently, it is impossible to differentiate between the
                                             - 24 -
                                                                     Clermont CA2012-02-015

balloons possessed following the August 9, 2011 transaction and the balloons possessed

following the August 12, 2011 transaction. Appellant's possession of heroin on both dates

was the same product and the same quantity. The trial court correctly merged these two

instances of possession.

       {¶ 67} We also find that the trial court correctly found that the August 30, 2011

possession charge should not be merged with the first two possession charges based upon

the evidence established at trial. In the first two counts, different colored balloons were

present in the clear bag including red and yellow balloons, colors which were not present in

the third count. The dissent construes Officer Zint's testimony regarding the color of the

balloons in the August 30 count as too indeterminate. We find otherwise. Early in his direct

testimony, Officer Zint initially stated that a clear plastic bag was produced and "It had blue

and green balloons in it." Then later, the state re-addressed the color of the balloons during

direct examination as follows: "Q. Okay. And you said it was a mixture of blue and green

balloons? A. Those were the two colors that I remember seeing in the bag were that they

were blue and green." Based upon Officer Zint's description of the color of the balloons in his

testimony, we find that there was sufficient evidence for the trier of fact to determine that only

blue and green balloons were involved in the August 30 possession charge. Therefore,

because circumstantial evidence established that the heroin possessed on August 30, 2011

was different from the heroin possessed in the first two transactions, different conduct was

involved and the August 30 count should not be merged with the other two counts.

       {¶ 68} Last, we address whether possession of heroin and trafficking in heroin are

allied offenses with engaging in a pattern of corrupt activity. We have previously found that it

is possible to commit engaging in a pattern of corrupt activity and trafficking in drugs by the

same conduct. See State v. Dodson, 12th Dist. No. CA2010-08-191, 2011-Ohio-6222, ¶ 66.

Similarly, it seems quite possible to commit possession of heroin and engaging in a pattern of
                                              - 25 -
                                                                   Clermont CA2012-02-015

corrupt activity with the same conduct.

       {¶ 69} Our inquiry turns on whether the offenses were committed by the same conduct

in this case. In Dodson, we held that engaging in pattern of corrupt activity requires an

additional state of mind from trafficking in drugs. Id. As stated above, in the case at bar,

appellant had an additional intent from possession of heroin and trafficking in heroin to form

an enterprise. Relationships were formed to carry out the purpose of selling heroin with

appellant, co-defendant, and their bosses. The transactions transpired over the course of a

month, indicating some longevity.

       {¶ 70} When looking at the intent of the General Assembly, R.C. 2923.32 was enacted

to criminalize the pattern of criminal activity, not the underlying predicate acts. Dodson at ¶

68, citing State v. Dudas, 11th Dist. Nos. 2008-L-109, 2008-L-110, 2009-Ohio-1001, ¶ 47.

This intent is further reinforced by the purpose articulated in the federal RICO statute, which

R.C. 2923.31 et seq. is patterned after. Id., citing State v. Thrower, 62 Ohio App.3d 359, 369

(9th Dist.1989). The purpose of the federal RICO statute includes "providing enhanced

sanctions and new remedies to deal with the unlawful activities of those engaged in

organized crime." Thrower at 377, citing Organized Crime Control Act of 1970, Statement of

Findings and Purpose, 84 Stat. 922-23, reprinted in [1970] U.S. Code Cong. & Admin. News,

at 1073. This purpose is furthered by not merging possession of heroin and trafficking in

heroin with engaging in a pattern of corrupt activity in order to provide an enhanced sanction.

       {¶ 71} Given the separate animi for possession of heroin, trafficking in heroin, and

engaging in a pattern of corrupt activity and considering the intent of the General Assembly in

the enactment of R.C. 2923.32, under the facts and circumstances of this case, we find that

possession of heroin and trafficking in heroin are not allied offenses with engaging in a

pattern of corrupt activity subject to merger under Johnson.

       {¶ 72} Therefore, because the trial court did not err in determining which offenses are
                                             - 26 -
                                                                       Clermont CA2012-02-015

allied offenses of similar import, appellant's sixth assignment of error is overruled.

       {¶ 73} Judgment affirmed.

       S. POWELL J., concurs.

       PIPER, J., concurs in part and dissents in part.

       PIPER, J., concurring in part and dissenting in part.

       {¶ 74} I concur with the majority's opinion as it relates to appellant's first, second, third,

fourth, and fifth assignments of error. However, I must concur in part and dissent in part with

the majority's judgment overruling appellant’s sixth assignment of error regarding the merger

of allied offenses. I agree that the trafficking, possession, and engaging in a pattern of

corrupt activity charges should not be merged but, contrary to the majority's conclusion, I

believe that based upon the evidence all three possession charges must be merged.

       {¶ 75} The majority correctly applies the first prong of analysis for merging allied

offenses of similar import under the Johnson test: it was certainly possible to commit all three

possession offenses with the same conduct. However, I do not agree with the manner in

which the majority uses assumptions to answer the second prong of the Johnson test in the

negative. Based upon the respective descriptions offered by the two officers of the color of

the heroin balloons in appellant’s possession at the time of the drug transactions, the majority

found that appellant's conduct in possessing heroin in the first two possession charges is not

the same as in the third possession charge. Yet the testimony of the two officers does not

establish a separate and distinct act of possession in the third instance.

       {¶ 76} Officer Sorbello conducted the buys in the first two transactions. In response to

a question about the bag of heroin balloons that appellant possessed during the first

transaction, he described the balloons as "all different colors * * * [not] just a bag of red

                                               - 27 -
                                                                      Clermont CA2012-02-015

balloons * * * [and not] just a bag of yellow balloons. It was a mixed color of them." This

testimony was primarily negative; Officer Sorbello stated that the balloons in the bag were not

all red and not all yellow. He did not assert that the balloons were only red and yellow.

There is nothing in Officer Sorbello's testimony to support the majority's contention that there

were no blue and green balloons in the bag.

       {¶ 77} Officer Sorbello also stated that appellant possessed a bag of heroin balloons

during the second transaction, but he indicated only that they were "the same thing * * *

different color * * * balloons." There was no further discussion of color either on direct or

cross-examination. Again, there is nothing in this testimony that negates the presence of

blue and green balloons.

       {¶ 78} The buy in the third transaction was conducted by Officer Zint. When asked on

direct examination about the bag of heroin balloons appellant possessed during the third

transaction, Officer Zint responded that "[i]t had blue and green balloons in it," and he noted

that he received "two blue ones." Later in the direct examination, he was asked a leading

question: "you said it was a mixture of blue and green balloons?" Officer Zint responded

vaguely: "[t]hose were the two colors that I remember seeing in the bag were that they were

blue and green." There was no further discussion of color on direct or cross-examination.

From this testimony the majority assumes that Officer Zint meant that there were only two

colors of balloons in the third transaction. No such testimony exists.

       {¶ 79} Officer Zint's testimony that he remembers seeing "blue and green" balloons is

not different than Officer's Sorbello's testimony that they were "all different colors." The

majority infers that Officer Sorbello's description of "all different colors" does not include blue

and green, and it infers from Officer Zint's testimony that his recollection of "blue and green"

balloons is necessarily exclusive of other colors. That is, the majority infers that the

testimony of the two officers provides completely different descriptions of the balloons. From
                                               - 28 -
                                                                      Clermont CA2012-02-015

this inference, the majority further infers that the heroin possessed and retained by appellant

after the third transaction is different than the heroin retained after the first two transactions.

This is an inference upon an inference, which is impermissible. See State v. Cooper, 147

Ohio App. 3d 116, 126 (12th Dist.2002), citing State v. Cowans, 87 Ohio St.3d 68, 78 (1999).

       {¶ 80} We have testimony from two officers putting the quantity of drugs in appellant's

possession during the three transactions as between 12 and 20 balloons. The evidence as

to the color of balloons is also not disparate. If the majority merges the first two possessions,

we must merge the third possession as well. Therefore, all three counts of possession must

be merged as allied offenses of similar import. In this regard I would vacate the sentence as

to Count Six, and find appellant's sixth assignment of error to be well-taken.

                                               - 29 -