Court Opinion

ID: 9408869
Source: CourtListenerOpinion
Date Created: 2023-07-13 22:00:33.465375+00
Date Added: 2024-06-11T17:20:47.472089
License: Public Domain

United States Court of Appeals
                      For the First Circuit

No. 22-1727

                     UNITED STATES OF AMERICA,

                             Appellee,

                                v.

                          BRIAN DENNISON,

                       Defendant, Appellant.

          APPEAL FROM THE UNITED STATES DISTRICT COURT
                    FOR THE DISTRICT OF MAINE

              [Hon. Jon D. Levy, U.S. District Judge]

                              Before

                    Kayatta, Selya, and Howard,
                          Circuit Judges.

     Thomas F. Hallett, with whom Hallett Whipple Weyrens was on
brief, for appellant.
     Brian S. Kleinbord, Assistant United States Attorney, with
whom Darcie N. McElwee, United States Attorney, was on brief, for
appellee.

                           July 13, 2023
               SELYA, Circuit Judge.                   Managing a jury trial at a time

dominated      by     a       pandemic    poses         difficult        challenges    for    the

presiding judge.               This case is emblematic of those challenges.

The tale follows.

               Building on the foundational claim that the district

court's     pandemic-driven              declaration          of    a     mistrial     was    not

predicated       on       manifest       necessity,          defendant-appellant             Brian

Dennison alleges an infringement of his constitutional right not

to be twice put in jeopardy for the same offense.                            See U.S. Const.

amend.    V.        Concluding,          as   we       do,   that   the     district    court's

declaration      of       a    mistrial       was      within      the    encincture    of     its

discretion and that the defendant's Fifth Amendment right will not

be offended by further prosecution, we affirm the district court's

denial of the defendant's motion to dismiss.

                                                   I

               In September of 2021, a federal grand jury sitting in

the District of Maine charged the defendant with a single count of

transmitting a threatening communication in interstate commerce.

See 18 U.S.C. § 875(c).                  After preliminary proceedings, a trial

was scheduled to start on May 23, 2022, and the district court

allotted three days for that purpose.

               In the lead-up to the trial, the COVID-19 pandemic was

a continuing cause of concern.                         Responding to that concern, the

United States District Court for the District of Maine had — by

                                              - 2 -
way of a General Order — instituted measures to mitigate the risk

of contagion.1    Persons involved in jury trials were required to

wear facemasks, although those with speaking roles were permitted

to remove their masks before speaking, as long as they were fully

vaccinated and had tested negative for COVID-19 that same day.

Anyone who tested positive for COVID-19 within a ten-day period

was barred from the courthouse until satisfying the quarantine

requirements promulgated by the United States Centers for Disease

Control and Prevention (CDC).         Throughout pretrial proceedings,

the parties were repeatedly reminded to familiarize themselves

with the General Order.

           The court's      pandemic response included altering its

operations in the Portland courthouse (where the defendant was to

be tried).      Instead of using all three of the courtrooms for

trials, the district court reserved one courtroom for trials and

one for jury assembly and deliberations (seemingly to allow the

jurors   more   room   to   achieve   social   distancing).   The   third

courtroom was left vacant as a precautionary measure until the

General Services Administration had evaluated the courthouse's

air-filtration system.

     1 The court's concern appears to have been especially acute
at the time of trial as the judges of the district court amended
the General Order on May 20, 2022, to respond (in the amendment's
own words) "to a substantial increase in the spread of COVID-19."

                                  - 3 -
          It was against this backdrop that the defendant's case

proceeded to trial.      On May 22, 2022, the government sought to

postpone the presentation of evidence by a day because its lead-

off witness had been delayed at the airport by inclement weather.

The defendant consented to the postponement.       The court, in turn,

reminded the parties that due to the restrictions under which the

courthouse was operating, it was imperative that the trial conclude

within the remaining two days that had been allotted.      Counsel for

both parties assured the court that the case could be concluded

within that time span.

          Trial commenced on May 24.     The jury was sworn and given

preliminary instructions by the court, the lawyers delivered their

opening statements, and the government began to present its case.

Part way through that morning, the government called United States

Border Patrol Agent Jonathan Duquette as a witness. Agent Duquette

— assigned to a Federal Bureau of Investigation task force out of

the Boston field office — was not only the government's main

witness but also the case agent (a designation that entitled him

to assist the prosecution in the courtroom throughout the trial,

see Fed. R. Evid. 615(b)).    He had taken the lead in investigating

the threat allegedly made by the defendant, and his testimony was

expected to introduce evidence essential to the government's case.

          Agent Duquette wore a facemask at the outset of his

testimony.   During   the    court's   scheduled   mid-morning   recess,

                                 - 4 -
though, he took a rapid COVID-19 test so that he could continue

testifying without a facemask.    The result of that test came back

positive for COVID-19.    As the trial was set to resume, the court

was notified of that result.

            The court alerted the parties and immediately initiated

a discussion as to whether it was feasible for the trial to

continue.     The court suggested that the General Order had not

anticipated precisely such a situation and that it was inclined to

permit Agent Duquette to testify, despite having tested positive

for COVID-19, as long as he was masked and kept at a distance from

the jurors.    The government was amenable to that suggestion, but

it expressed concern over the absence of Agent Duquette as the

case agent for the remainder of the trial.    For his part, defense

counsel tentatively expressed a willingness to move forward with

the trial, assuming that appropriate protective measures were

taken.   During the ensuing dialogue, the prosecutor stated that

the government would try to find a substitute case agent to take

Agent Duquette's place and that if Agent Duquette were permitted

to complete his testimony, the government could continue to present

its case.

            After hearing the initial positions of the parties, the

court took a brief recess to ponder the matter.      Slightly more

than fifteen minutes later, the court returned to the courtroom to

consult with the parties.    It stated:

                                 - 5 -
Now, the — having the witness testify knowing
that he is possibly infected because of a
positive test is contrary to the Court's
general orders, and it seems to me that it
would be necessary for the Court to inform all
of the persons in the courtroom, and in
particular the jurors, of what we know, and
that is that this witness tested positive,
which could be a source of some concern for
one or more of the jurors. And so it seems to
me that it's important to weigh the effect
that that might have on this trial with —
against the effect of or the value of simply
proceeding.

I don't think that it's appropriate to not
inform the jurors of what we know about Mr.
Duquette or, for that matter, the individuals
who are in the courtroom.     So they will be
informed. It also seems to me that it is not,
although I've considered this possibility,
wise to give the choice — the jurors the
personal choice of continuing to serve or
being based upon their receipt of the
information regarding Mr. Duquette. Even if
[twelve]   or   more   were   to  indicate   a
willingness to continue, I remain concerned,
first of all, there is some health risk of us
all continuing to proceed in a courtroom with
an infected person, known to be infected, and
that also this is the type of question which
is upsetting for many people and could cause
them upon reflection perhaps to change their
mind about continuing to participate.       So
continuing   with   the   trial  under   these
conditions it seems to me is fraught with the
possibility of complexity.

Of course, I have to weigh this against Mr.
Dennison's rights.    The trial's begun; our
resources have been expended; [defense counsel
has] indicated his client would like to
continue notwithstanding this information.
And that also of course it seems to me is
extremely important.

                    - 6 -
          As I've weighted this, counsel, I've concluded
          tentatively that the most just way to respond
          to this unusual set of circumstances is to
          declare a mistrial.    The rule provides that
          before ordering a mistrial the Court is to
          give each side, the defendant and the
          Government, the opportunity to comment on the
          propriety of the order, to state whether the
          party consents or objects, and to suggest
          alternatives. And so that's where we are at
          this moment.

          Before   making   a   final    decision,    the   court   wisely

solicited the views of counsel. See Fed. R. Crim. P. 26.3. Defense

counsel stated that although he understood the court's reasoning,

he objected generally to the declaration of a mistrial — and he

reiterated the defendant's desire to go forward with the trial.

At no time, however, did he propose to the court any mitigating

measures short of a mistrial.    In turn, the prosecutor offered the

district court a mixed bag:     he equivocated on whether the trial

ought to continue, expressing concern over whether jurors would be

able to focus on Agent Duquette's testimony or would be prejudiced

against the government for proffering a witness who might infect

them.   Nevertheless, the prosecutor wound up by saying that he

would defer to the judgment of the court.

          The court then summoned the jury.          At sidebar, defense

counsel objected to the declaration of a mistrial on the ground

that retrying the case would unfairly advantage the government,

which was now apprised of the defendant's trial strategy (having

heard defense counsel's opening statement) and could shore up any

                                 - 7 -
weaknesses in its case.     The court replied that because the

defendant had yet to present any evidence, defense counsel's stated

concern did not outweigh the reasons previously articulated by the

court for declaring a mistrial.

          In due course, the court informed the jurors that Agent

Duquette had tested positive for COVID-19 and that, therefore, he

was no longer permitted in the courthouse as per the General Order.

The court then explained that because a key witness had been

rendered unavailable on the first day of the trial, and because

everyone in the courtroom had been indirectly exposed to COVID-

19, it was ordering a mistrial.     The jurors were dismissed.

          Following the mistrial, the defendant moved to dismiss

the indictment on double jeopardy grounds.    The motion to dismiss

was denied by way of a written memorandum, and this interlocutory

appeal ensued.   The appeal is properly before us.       Although a

criminal defendant may not, in the ordinary course, appeal an

interlocutory order, an exception applies where, as here, "a

defendant can 'mount a colorable claim that further proceedings in

the trial court will constitute double jeopardy.'"     United States

v. Suazo, 14 F.4th 70, 74 (1st Cir. 2021) (quoting United States

v. Keene, 287 F.3d 229, 232 (1st Cir. 2002)); see Abney v. United

States, 431 U.S. 651, 662 (1977).

                              - 8 -
                                   II

           The Double Jeopardy Clause provides that no person shall

"be subject for the same offence to be twice put in jeopardy of

life or limb."     U.S. Const. amend. V.      The principle undergirding

the Clause's prohibition is that the government "with all its

resources and power should not be allowed to make repeated attempts

to convict an individual for an alleged offense."         Green v. United

States, 355 U.S. 184, 187 (1957).       Doing so would unfairly subject

a defendant to the continued ignominy, strain, and expense that

inevitably accompany criminal prosecution — and it would also

increase the likelihood that an innocent defendant might be found

guilty.   See id. at 187-88.

           Because jeopardy attaches once a criminal jury is sworn,

see United States v. Garske, 939 F.3d 321, 328 (1st Cir. 2019),

the Clause affords a defendant a "valued right to have his trial

completed by" that jury, Arizona v. Washington, 434 U.S. 497, 503

(1978) (quoting Wade v. Hunter, 336 U.S. 684, 689 (1949)).              As a

general rule, then, "the prosecutor is entitled to one, and only

one, opportunity to require an accused to stand trial."            Id. at

505.   In the event of a mistrial, though, the defendant's "valued

right" stands in tension with "the public's interest in fair trials

designed to end in just judgments."          Wade, 336 U.S. at 689.       To

balance these concerns, courts have construed the Clause "to bar

retrial   of   a   defendant   after    a   mistrial   ordered   over    the

                                  - 9 -
defendant's    objection     unless    the    mistrial    was    occasioned   by

manifest necessity."       United States v. McIntosh, 380 F.3d 548, 553

(1st Cir. 2004). Although the prerogative for declaring a mistrial

lies with the trial court, it is incumbent upon the government —

if it is to skirt the double-jeopardy bar — to demonstrate that

the mistrial was justified by manifest necessity.               See Washington,

434 U.S. at 505.

            Here, the defendant argues that the Double Jeopardy

Clause forecloses the government from retrying the case.                      His

argument proceeds in two steps:         first, he asserts that we should

employ a heightened standard of review because the mistrial was

precipitated    by   the   unavailability       of   a   government   witness;

second, he asserts that — regardless of the standard of review —

the district court erred in concluding that there was manifest

necessity     for    a   mistrial.       We    address     these    assertions

sequentially.

                                      III

            "The baseline standard of review applicable to a denial

of a motion to dismiss on double jeopardy grounds following the

declaration of a mistrial is abuse of discretion."               United States

v. Toribio-Lugo, 376 F.3d 33, 38 (1st Cir. 2004).               The defendant,

however, strives to put a somewhat different gloss on the standard

of review that applies in this case.            He points to a passage in

the Supreme Court's decision in Arizona v. Washington, which states

                                     - 10 -
that "the strictest scrutiny is appropriate when the basis for the

mistrial is the unavailability of critical prosecution evidence,

or when there is reason to believe that the prosecutor is using

the superior resources of the State to harass or to achieve a

tactical advantage over the accused."           434 U.S. at 508.        Drawing

from    this     language,   the   defendant   posits    that       because    the

unavailability of Agent Duquette was the impetus for the mistrial

in this case, the district court's finding of manifest necessity

should be reviewed through the prism of "strictest scrutiny."

               We do not read Washington as setting forth a substantive

framework for an alternative standard of review in double jeopardy

cases.    The passage to which the defendant alludes resides within

a discussion of how the particular facts of a case may affect the

deference with which an appellate court views a trial court's

judgment to order a mistrial:           at one end of the continuum lie

cases    in    which   a   mistrial   is   accompanied   by     a    valence   of

prosecutorial abuse such that the manifest-necessity determination

should be viewed with less deference; at the other end of the

continuum lie cases in which the possibility of prosecutorial abuse

seems far-fetched (the paradigmatic example of which is a hung

jury) and, therefore, the fact-specific nature of the trial court's

determination should engender great deference.                See id. at 508-

10.

                                      - 11 -
           The language in Washington must be read in light of its

contextual setting. There, the trial court had declared a mistrial

after the defendant's attorney made prejudicial comments in his

opening statement.      See id. at 510.      "[T]he difficulty which led

to the mistrial," the Court stated, "[fell] in an area where the

trial judge's determination is entitled to special respect."             Id.

And the Court's description of circumstances warranting "strictest

scrutiny" was not essential to the reasoning of the opinion but,

rather, was offered in dicta.

           Even   so,   some   of   our   sister   circuits,   citing   this

passage, have talked about applying a heightened standard of review

when a mistrial is declared due simply to the unavailability of a

key prosecution witness.       See Seay v. Cannon, 927 F.3d 776, 781-

85 (4th Cir. 2019); United States v. Fisher, 624 F.3d 713, 718-23

(5th Cir. 2010); United States v. Rivera, 384 F.3d 49, 56-58 (3d

Cir. 2004); United States v. Stevens, 177 F.3d 579, 583-88 (6th

Cir. 1999).   What that heightened standard might entail is not

entirely clear.      Courts purporting to apply the standard have

indicated that "strictest scrutiny" entails a close inspection as

to whether the trial court carefully considered alternatives to a

mistrial, see Fisher, 624 F.3d at 722; Rivera, 384 F.3d at 56, but

that requirement is already inherent in the manifest-necessity

inquiry.

                                    - 12 -
              A    difference     between   abuse-of-discretion    review     and

"strictest scrutiny" has been articulated by the Fourth Circuit,

which has held that "strictest scrutiny" review mandates that a

finding of manifest necessity will not be upheld unless the trial

court, on the record, expressly assesses reasonable alternatives

to a mistrial, see Seay, 927 F.3d at 784 — a requirement that

departs from the Washington Court's deferential review, in which

the   Court       upheld    a   manifest-necessity   determination    based    on

reasoning made apparent in the record as a whole, see Washington,

434 U.S. at 517.           And other than the Fourth Circuit's requirement

that the trial court's assessment of alternatives appear on the

record, the test employed by courts under "strictest scrutiny"

does not seem to differ substantively from the ordinary praxis of

reviewing         manifest-necessity        determinations   for     abuse    of

discretion.

              Of course, "[c]arefully considered statements of the

Supreme Court, even if technically dictum, must be accorded great

weight and should be treated as authoritative when . . . badges of

reliability abound."            United States v. Santana, 6 F.3d 1, 9 (1st

Cir. 1993).          Here, the Court's statement that the "strictest

scrutiny" is warranted when a mistrial is required due to the

unavailability of prosecution evidence plainly stems from concerns

over "bad-faith conduct by [the] judge or prosecutor," whereby a

mistrial might be declared that would serve to harass a defendant

                                       - 13 -
with successive prosecutions or "afford the prosecution a more

favorable opportunity to convict the defendant."                 Washington, 434

U.S. at 508 (internal quotation marks omitted) (quoting United

States v. Dinitz, 424 U.S. 600, 611 (1976)).                By way of example,

the Court explained that "[i]f . . . a prosecutor proceeds to

trial aware that key witnesses are not available to give testimony

and   a   mistrial    is   later     granted   for   that      reason,   a   second

prosecution is barred."        Id. at 508 n.24 (citing Downum v. United

States, 372 U.S. 734 (1963)).            Considered in context, then, the

dictum describing "strictest scrutiny" at most addresses only

situations    where    some    fault    attributable      to    the   prosecution

necessitates a mistrial.        See United States v. Simonetti, 998 F.2d

39, 41 n.6 (1st Cir. 1993).2

            We have not had the opportunity in any earlier case to

employ any variation of the "strictest scrutiny" standard, nor do

we have any occasion to do so today.               This case simply does not

fit the Washington mold:           on the record before us, fault for the

mistrial, in the Washington sense, cannot be attributed to the

government.      At    the    time    that   the   jury   was    empaneled,     the

government had no reason to believe that Agent Duquette would be

      2To the extent that courts have gleaned from Washington a
categorical rule that the unavailability of prosecution evidence,
for any reason, engenders "strictest scrutiny" review, see Fisher,
624 F.3d at 720; Rivera, 384 F.3d at 56; Stevens, 177 F.3d at 584,
we disagree.

                                      - 14 -
unavailable to testify:   he was present at the start of the trial,

and he was in the course of testifying when he tested positive for

COVID-19.    There is not a shred of evidence that he exhibited any

symptoms or was otherwise unwell at the outset of trial such that

the government should have anticipated that he would test positive

for COVID-19.   So viewed, this case is at a far remove from those

cases in which the government gambled and went to trial "without

first ascertaining whether or not [its] witnesses were present."

Downum, 372 U.S. at 737 (quoting Cornero v. United States, 48 F.2d

69, 71 (9th Cir. 1931)); see Seay, 927 F.3d at 782; Walck v.

Edmondson, 472 F.3d 1227, 1239 (10th Cir. 2007).     Put another way,

Agent Duquette testing positive for COVID-19 was a random bit of

misfortune, not the kind of "foreseeable possibility" that the

government should have been obliged to anticipate at the time the

jury was sworn.   Seay, 927 F.3d at 782.

            This brings us full circle.    Although we recognize that

other courts have made mention of a "strictest scrutiny" standard

of review, we need not decide today the force, if any, that should

be accorded to those decisions.    Such a standard, even were we to

adopt it, would not apply to this case.     We proceed, therefore, to

review the district court's denial of the defendant's motion to

dismiss for abuse of discretion.     See Toribio-Lugo, 376 F.3d at

38.

                               - 15 -
           Under this familiar standard, "we accept the district

court's   factual       findings   unless     those    findings    are    clearly

erroneous," Garske, 939 F.3d at 329, and we review de novo "legal

principles on which the court premised its decision," United States

v. Lara-Ramirez, 519 F.3d 76, 83 (1st Cir. 2008) (quoting United

States v. Bradshaw, 281 F.3d 278, 291 (1st Cir. 2002)).                        In

conducting this tamisage, "we remain mindful that 'an error of law

is always tantamount to an abuse of discretion.'"                   Garske, 939

F.3d at 329 (quoting Torres-Rivera v. O'Neill-Cancel, 524 F.3d

331, 336 (1st Cir. 2008)).

           Abuse of discretion is a deferential standard of review,

but it is not without some bite.              It is not meant to provide a

rubber    stamp     for      the      district        court's     discretionary

determinations.          Rather,     when     reviewing    a    trial     court's

declaration   of    a    mistrial,    we    assess    whether     that   decision

reflected "a scrupulous exercise of judicial discretion," United

States v. Jorn, 400 U.S. 470, 485 (1971), and was justified by a

"high degree" of necessity, Washington, 434 U.S. at 506.

                                       IV

           The manifest-necessity inquiry eschews "any mechanical

formula by which to judge the propriety of declaring a mistrial in

the varying and often unique situations arising during the course

of a criminal trial."        Illinois v. Somerville, 410 U.S. 458, 462

(1973).   Instead, the inquiry "reduces to whether the district

                                     - 16 -
judge's declaration of a mistrial was reasonably necessary under

all the circumstances."        Keene, 287 F.3d at 234.        In making that

determination, we concentrate on three factors:             "(1) whether the

district court consulted with counsel; (2) whether the court

considered alternatives to a mistrial; and (3) whether the court

adequately   reflected    on     the       circumstances   before   making   a

decision."   Garske, 939 F.3d at 334 (quoting McIntosh, 380 F.3d at

554).   We caution, though, that those factors "serve only as a

starting point," McIntosh, 380 F.3d at 554, and that our review

must attend to "the particular problem [that] confront[ed] the

trial judge," Washington, 434 U.S. at 506.

           The defendant contends that the district court abused

its   discretion   by   declaring      a    mistrial   without   sufficiently

considering alternative courses of action and without adequately

reflecting on the circumstances at hand or engaging with counsel.

As we explain below, we find both contentions unpersuasive.

                                       A

           "Where . . . the district court fully considers, but

reasonably rejects, lesser alternatives to a mistrial, we will not

second-guess its determination."            McIntosh, 380 F.3d at 556.       In

the case at hand,       the district court explored whether Agent

Duquette could continue his testimony if he wore a facemask and

was sufficiently isolated from the jury.           But the district court's

General Order foreclosed that possibility as it forbade Agent

                                   - 17 -
Duquette from remaining in the courthouse once he had tested

positive for COVID-19.3

          Next, the district court considered asking jurors if

they would be willing to continue with the trial despite the risk

of exposure to COVID-19, but rejected that alternative.   We think

that it was reasonable, under the circumstances, for the court to

forgo that course of action.     The jurors had been assured that

certain protections would be implemented to reduce the risk of

exposure to COVID-19.   They learned that despite those protections

     3The defendant claims that the district court misinterpreted
its own General Order. The General Order mandated that those who
tested positive for COVID-19 adhere to the CDC's "quarantine"
requirements. But — according to the defendant — the CDC's website
only set forth "isolation" requirements for those who tested
positive for COVID-19, and any guidance concerning "quarantine"
was limited to a set of recommendations that applied only to
persons who had been exposed to (but had not tested positive for)
the virus. The defendant further claims that the General Order
only addressed circumstances in which someone who had either
contracted or been exposed to COVID-19 was attempting to enter the
courthouse and that it did not expressly address whether someone
could remain in the courthouse after being informed, while there,
that he had tested positive for COVID-19.       Seizing on these
semantic incongruities, the defendant argues that the General
Order did not apply to Agent Duquette.
     This argument is premised on a strained and hyper-technical
reading of the General Order. The General Order referred readers
to the guidance of the CDC, which — according to the defendant —
stated that those who tested positive for COVID-19 were required
to isolate themselves from others. That the General Order did not
perfectly mirror the language of the CDC's guidance is of no
consequence. There is no common-sense reading of the General Order
and the CDC's guidance that would — when those documents are
considered together — lend itself to the conclusion that Agent
Duquette was permitted to remain in the courthouse after testing
positive for COVID-19.

                               - 18 -
they had sat in the courtroom as a witness infected with COVID-19

testified.      To ask them to continue sitting in the courtroom as

that witness gave additional testimony in violation of the General

Order that was intended to safeguard jurors does not strike us as

a reasonable alternative that the court was obliged to accept.

And we share the district court's concern that COVID-19, rather

than the evidence, may have dominated the jurors' attention had

the jurors been induced to run what to them could well be seen as

a high level of risk.       We add, moreover, that questioning the

jurors about their willingness to continue was to some extent

obviated by the fact that Agent Duquette, having tested positive

for COVID-19, was barred from the courtroom under the terms of the

General Order.

           When confronted with the need to decide whether to

declare a mistrial, the district court — like a quarterback in the

red zone — must scan the field and mull all of the available

options.   Considering the myriad challenges posed at the relevant

time by the virulence of the COVID-19 pandemic, we think that

rejecting the alternatives discussed above was an appropriate

exercise of the court's discretion.

           On    appeal,   the   defendant   proffers   several   other

alternatives that he suggests the district court should have

explored more thoroughly before declaring a mistrial.       He submits

that the district court failed to question the jurors as to whether

                                 - 19 -
they would have been willing to continue serving despite Agent

Duquette testing positive for COVID-19; that the court failed to

consider the possibility of a continuance; and that it failed to

consider having Agent Duquette testify by video or, conversely,

striking his testimony.   We assume, favorably to the defendant,

that our review of the court's failure to implement any of these

alternatives is for abuse of discretion.    We perceive none.

                                1

          As to the defendant's suggestion that the court should

have questioned jurors to discern whether they would have been

comfortable continuing with Agent Duquette in the courtroom, it is

nose-on-the-face plain, for reasons already discussed, that even

if such a voir dire had yielded twelve jurors willing to continue

in the presence of COVID-19, the path forward would have been, in

the district court's phrase, "fraught with the possibility of

complexity."

          The defendant argues that our decision in Lara-Ramirez

is to the contrary.   His argument is wide of the mark.   In Lara-

Ramirez, we held that the declaration of a mistrial was not

justified by manifest necessity when the judge had not thoroughly

investigated a claim that the jury had been tainted by the presence

of a Bible in the jury-deliberation room.    See 519 F.3d at 86-87.

Our opinion in Lara-Ramirez did not deal with the significantly

different question of whether a trial could continue in the face

                              - 20 -
of psychological and emotional distractions accompanying a risk to

health.4   The nature of the risks posed by COVID-19, especially at

the time of the mistrial, sufficiently distinguishes this case.

Accordingly, we hold that the district court did not abuse its

discretion in declining to question the jury further.

                                 2

           Nor do we believe that it was an abuse of discretion not

to order a continuance.5   It is by no means clear that a seven-to-

ten-day adjournment, as the defendant now proposes, would have

either been feasible under the circumstances or resolved the

problems with which the district court was confronted.

     4 At the time it declared the mistrial, the district court
stated that it was concerned with both the health risk posed by
having Agent Duquette continue his testimony and the psychological
effects that such a risk would have on the jurors. But in its
written memorandum denying the defendant's motion to dismiss, the
district court disclaimed any concern about risks to physical
health, instead stating that the mistrial declaration was premised
"on the possible psychological and emotional effects on the jurors
of being informed that they had been [exposed to COVID-19]." For
present purposes, we assume that the narrower reason described by
the district court in its written memorandum was what the court
considered in reaching its manifest-necessity determination.
     5  To be sure, the district court did not discuss the
possibility of ordering a continuance on the record. Although it
would have been helpful for the purposes of appellate review if
the district court had more fully described its reasoning, this is
an instance where "[t]he basis for the trial judge's mistrial order
is adequately disclosed by the record" as a whole. Washington,
434 U.S. at 517. Thus, an explicit discussion of a continuance as
an alternative to a mistrial (especially when the defendant did
not raise the issue at the time) was not "constitutionally
mandated." Id.

                               - 21 -
           We start with the obvious: nothing guaranteed that Agent

Duquette's mandated quarantine would be brief.                    The course of

COVID-19 in any given individual is unpredictable.                        It was,

therefore, anyone's guess when Agent Duquette would again be

available to testify; that would depend                 on the severity and

duration   of    his   symptoms   —    variables    that   were    unknown    and

unknowable when the district court made its decision.                 Moreover,

the trial could only resume at that later date if all essential

persons (including counsel, witnesses, and jurors) were themselves

COVID-free — a difficult thing for a trial court to predict amidst

an ongoing pandemic.

           Compounding        those    uncertainties       were     the    severe

scheduling      constraints    under    which    the    district     court    was

operating.      Because the court's COVID-19 protocols had shrunk the

courthouse's operations to a single courtroom, the district court,

as it had told the parties in pretrial proceedings, had much less

flexibility     than   it   normally     would     to   accommodate       emerging

exigencies.6

     6  The defendant argues that scheduling issues alone are
insufficient to justify a finding of manifest necessity.        See
Fisher, 624 F.3d at 723; Rivera, 384 F.3d at 56. But even if we
give that argument due weight, there is no rigid rule that excludes
scheduling difficulties from consideration, among an array of
pertinent    factors,    in    forging    the    manifest-necessity
determination. See Jorn, 400 U.S. at 479-80 (explaining how myriad
factors, including scheduling problems, may affect a finding of
manifest necessity).    Here, a mix of factors — including the

                                      - 22 -
              Given this constellation of factors, the district court

faced     a     possible     continuance      of     indeterminate     length.

Consequently, we discern no abuse of discretion in the court's

determination that a mistrial was manifestly necessary.                       See

Garske, 939 F.3d at 334 (upholding district court's determination

that continuing trial was not feasible alternative to mistrial

when    faced   with   "unpredictability"      and    indefinite     nature   of

juror's absence).

                                       3

              The defendant next argues that the district court should

have allowed Agent Duquette to testify by video or, conversely,

should have struck his testimony.          These arguments lack force.

              For Agent Duquette to have testified by video, the

defendant would have had to waive his right to confront adverse

witnesses, see U.S. Const. amend. VI; see also United States v.

Cotto-Flores, 970 F.3d 17, 37-38 (1st Cir. 2020) — a right that he

showed no intention of relinquishing at the time.              We believe that

the    responsibility      for   clarifying   whether    the   defendant      was

willing to waive that right rested with the defendant, not with

the trial court.        Cf. Brookhart v. Janis, 384 U.S. 1, 4 (1966)

("There is a presumption against the waiver of constitutional

rights, and for a waiver to be effective it must be clearly

scheduling difficulties caused by the district court's COVID-19
protocols — informed the manifest-necessity determination.

                                    - 23 -
established   that   there   was    'an   intentional    relinquishment     or

abandonment of a known right or privilege.'"             (internal citation

omitted) (quoting Johnson v. Zerbst, 304 U.S. 458, 464 (1938))).

            Nor was striking Agent Duquette's testimony a viable

option because the district court supportably found that he was an

essential witness.      See United States ex rel. Gibson v. Ziegele,

479 F.2d 773, 777 (3d Cir. 1973) (finding mistrial justified by

manifest necessity due to illness of essential witness).            Nothing

in the record shows that determination to be infected by any hint

of error.     See United States v. Fitzpatrick, 67 F.4th 497, 502

(1st Cir. 2023) ("Clear error will be found only when, upon whole-

record-review, an inquiring court form[s] a strong, unyielding

belief that a mistake has been made."             (alteration in original)

(internal   quotation    marks     omitted)   (quoting   United   States    v.

Cintrón-Echautegui, 604 F.3d 1, 6 (1st Cir. 2010))).

                                      B

            This   leaves    the    defendant's     contentions   that     the

district court failed to reflect sufficiently on the circumstances

at hand and to solicit the views of counsel.             The record belies

these contentions.

            Upon learning that Agent Duquette had tested positive

for COVID-19, the district court asked for the views of counsel,

adjourned to consider the matter, consulted with counsel once more,

and then declared a mistrial.         When the defendant's attorney was

                                    - 24 -
asked to address the matter, he offered no substantive objection

other than to complain that his defense strategy had been exposed.

Having reflected upon the matter, and having received little, if

any, meaningful feedback from the parties, the district court

proceeded to declare a mistrial.          In our judgment, this is not the

stuff from which a defendant may weave a colorable claim of abuse

of discretion.

             The    defendant   demurs,    contending      that   the   district

court's fifteen-minute recess was too brief to allow appropriate

consideration of the matter.          In support, he cites other cases in

which   we   have     upheld    a   district   court's     manifest-necessity

determination       after   more    lengthy    periods    of   reflection    and

arguably more robust colloquies with the parties.                   See, e.g.,

Simonetti, 998 F.2d at 41-42.         But in the context of the manifest-

necessity inquiry, "[e]ach case is sui generis and must be assessed

on its idiosyncratic facts."          McIntosh, 380 F.3d at 554.

             In reviewing a manifest-necessity determination, we are

more concerned with the scope and quality of the district court's

reflection than with the raw amount of time consumed.               The case at

hand is patently not a case in which the district court rushed

headlong to abort a trial without endeavoring "to ascertain the

[defendant's] attitude or wishes with regard to the possibility of

a mistrial."       Toribio-Lugo, 376 F.3d at 39.         The record shows that

the district court discussed the issue with the parties at adequate

                                     - 25 -
length.      And even though the defendant tells us on appeal that he

was uncertain about the district court's COVID-19 protocols and

would have benefitted from a more detailed exposition of the

district court's reasoning, he told the district court at the time

that he understood the court's rationale.

             We hold, therefore, that the district court's reflection

and discussion with counsel were not so truncated as to constitute

an   abuse    of    discretion.      Rather,       those     actions   manifest    "a

scrupulous exercise of judicial discretion," Jorn, 400 U.S. at

485, and make pellucid that the declaration of a mistrial in this

case was spurred by a "high degree" of necessity, Washington, 434

U.S. at 506.

                                           V

             We need go no further.            It bears emphasis that this case

arose in the shadow of the pandemic.                    Jury trials were just

resuming, and courts had to step carefully.                      For the reasons

elucidated above, the cautious steps taken by the district court,

culminating in its declaration of a mistrial, were comfortably

within    the      encincture   of   its       discretion.      Accordingly,      the

defendant's motion to dismiss was appropriately denied and the

judgment of the district court is

Affirmed.

                                      - 26 -