Court Opinion

ID: 5250
Source: CourtListenerOpinion
Date Created: 2010-04-25 05:04:01+00
Date Added: 2024-06-11T15:03:00.674407
License: Public Domain

UNITED STATES COURT OF APPEALS
                        FOR THE FIFTH CIRCUIT

                       _____________________

                            No. 91-1511
                       _____________________

                              MYRON BATTS,

                                                   Plaintiff-Appellant,

                                 VERSUS

    TOW-MOTOR FORKLIFT COMPANY and CATERPILLAR INDUSTRIAL, INC.,

                                                   Defendants-Appellees.

        ____________________________________________________

            Appeal from the United States District Court
              for the Northern District of Mississippi
       _____________________________________________________

                        (November 25, 1992)

Before BRIGHT,1 JOLLY, and BARKSDALE, Circuit Judges.

BARKSDALE, Circuit Judge:

      At issue in this Mississippi diversity action is whether,

under its products liability law, recovery against a product's

manufacturer by an injured non-user of that product (a bystander)

is barred if the product defect or danger is open and obvious to an

ordinary user, regardless of whether the bystander knew, or should

have known, of the danger.    Myron Batts was injured when a forklift

operated by a co-employee backed into him. Batts sued the forklift

manufacturer, claiming that the lack of any mirror or back-up

warning device on the forklift rendered the manufacturer liable

under the theories of negligence and strict liability in tort.           A

1
     Senior Circuit   Judge    of   the   Eighth   Circuit,   sitting   by
designation.
jury    returned   a   verdict   for    the   manufacturer,   after   being

instructed that Batts, a bystander, could not recover under either

theory if it found that the danger was open and obvious.          For both

theories of liability, this was a correct statement of the law; we

AFFIRM.

                                       I.

       Batts was employed in Mississippi by Flavorite Laboratories,

Inc.     His duties included operating a type forklift called a

"tugger"2 in a room which was often noisy.         In that room, at least

one forklift operated in addition to Batts' tugger.            On the day

Batts was injured in 1984, a co-employee, Charles Johnson, was

operating a forklift manufactured in 1965 by Towmotor Corporation.3

(Towmotor was purchased by Caterpillar.) The forklift was operated

by a seated driver using controls to his front, as are the lift

forks, and is generally operated in reverse as often as forward.

At the time of manufacture, Towmotor produced forklifts with load

capacities ranging from 2,000 to 60,000 pounds.          The forklift in

issue had a 2,500-pound capacity and was designed for use in

warehouses and other indoor areas.            The forklift collided with

Batts when Batts was backing, and walking beside, the tugger; and

Johnson was operating the forklift in reverse, but without sounding

its manual horn.

2
     A tugger is motorized; and the operator walks behind and
guides it.
3
       Flavorite purchased the forklift from a third party in 1980.

                                   - 2 -
       Although neither party contends that a back-up alarm sounded

on the forklift before it hit Batts, whether any such device was

then    in   place     is   disputed    (as     discussed   in    note    6,   infra,

concerning Caterpillar's superseding proximate cause defense).

After the accident, electrical alarms and flashing lights were

installed     on   the      forklifts   at    Flavorite.      These      items   were

available when the forklift was manufactured in 1965 and could be

installed at customer request.                However, they were not standard

options on Towmotor forklifts of the capacity involved in this

case.        Indeed,     no    American      manufacturer    so     offered      them.

Caterpillar's witnesses opined that the need for back-up warning

devices depends on the customer's application and that their use is

appropriate when an operator's visibility is restricted.

       At trial in 1991, Batts relied on claims of negligence and

strict       liability        in   tort;4     but   the     jury,     by       special

interrogatories, found for Caterpillar on both theories. Following

the denial of his motion for JNOV or new trial, Batts brought this

appeal.

                                          II.

       Batts presented proof that the forklift should have had a

back-up alarm, flashing warning lights, and/or rearview mirrors,

and asserted that this failure entitled him to recover under either

strict liability in tort (defective and unreasonably dangerous) or

negligence (negligent design).                On the other hand, Caterpillar

4
     Prior to trial, a breach of warranty claim was dismissed as
time-barred and is not in issue on appeal.

                                        - 3 -
presented evidence that there was no restriction on the forklift

operator's visibility to the rear and that there was a danger in an

operator relying on alarms, lights, or mirrors, as opposed to

looking in the direction of travel.    One of its principal defenses

was that the absence of such devices, and the concomitant danger of

the operator not facing in the direction of travel, was open and

obvious to the forklift owner and its employee operator (users) and

that, under Mississippi law, this barred recovery by Batts.

     Several of the jury instructions and a special interrogatory

incorporated this open and obvious bar.    (As discussed infra, the

jury was instructed that Batts could not recover under negligence

or strict liability in tort if the danger was open and obvious.)

Batts' challenge to those items is the primary thrust of his

appeal.   (In notes 5 and 6, we quickly dispose of the other issues

raised by Batts5 and Caterpillar (which did not cross-appeal)6.)

5
     Batts contends that several instructions and a special
interrogatory improperly commented on the evidence. (We reject
Caterpillar's contention that Batts did not preserve these
objections.)   The items so challenged were consistent with the
evidence and the various claims and theories in issue. Contrary to
Batts' contention, they were not peremptory; and, taken as a whole,
the charge was proper, as discussed infra.

6
     Caterpillar contends on two bases that the district court
erred in denying it summary judgment or a directed verdict. First,
it relies on the theory of superseding proximate cause. The jury
was instructed on that defense and given a special interrogatory.
The leadperson in the blending department and a co-employee who
sometimes operated the tugger testified that no back-up alarms were
in place. On the other hand, the plant engineer testified that a
back-up alarm bell was installed on the Towmotor forklift in 1980
or 1981. But, he had no knowledge that the alarm was functional on
the day of the accident, or even six months or a year prior to it.
And, the mechanic in charge of maintaining Flavorite's forklifts
testified that the forklift Johnson was driving had a back-up bell;

                               - 4 -
     In reviewing this challenge to jury instructions, "we view the

[jury charge] as a whole in the context of the entire case.    The

judge must instruct the jurors fully and correctly on the law

applicable to the case, including defensive theories raised by the

evidence."   Crist v. Dickson Welding, Inc., 957 F.2d 1281, 1287

(5th Cir. 1992).       However, the district court is given broad

discretion in formulating the charge and special interrogatories,

and our review on appeal is deferential.   Bradshaw v. Freightliner

Corp., 937 F.2d 197, 200 (5th Cir. 1991).     "`A judgment will be

reversed only when the charge as a whole leaves us with substantial

and ineradicable doubt whether the jury has been properly guided in

its deliberations.'"    Hall v. State Farm Fire & Casualty Co., 937

F.2d 210, 214 (5th Cir. 1991) (citation omitted).

that it was Flavorite's practice to check the alarm bells every 30
days; that replacement bells were needed for the forklift one or
two times a year, because they would get knocked off or operators
would tamper with them; that he examined the forklift on the day
after the accident; and that the back-up bell was working at that
time.   Accordingly, Caterpillar asserts the proof showed that
several years before the accident, it equipped the forklift with a
back-up warning device; it was in place within a month before the
accident; and, if it was not operable at the time of the accident,
that fact -- including its removal or destruction -- cannot be
charged to Caterpillar.

     Second, Caterpillar contends that reasonable minds could not
differ regarding warning devices not being needed on the forklift,
as demonstrated by the proof that the forklift complied with all
industrial standards and consumer expectations.      (As discussed
infra, "consumer expectations" is a critical issue in a Mississippi
strict liability in tort action.)

     Caterpillar did not cross-appeal from these rulings. Assuming
that we can reach these issues, they were for the jury; the
district court did not err in denying the motions.

                                - 5 -
     Needless to say, we apply Mississippi law in deciding whether

the instructions correctly stated the applicable law.    Erie R. Co.

v. Tompkins, 304 U.S. 64 (1938); Allison v. ITE Imperial Corp., 928

F.2d 137, 138 (5th Cir. 1991).   And, we review de novo the district

court's interpretation of that law.       Salve Regina College v.

Russell, __ U.S. __, __, 111 S. Ct. 1217, 1221 (1991).   In deciding

an unsettled point of state law, Erie requires that we determine

how the Mississippi Supreme Court would interpret its own law if

presented with the question.     American Waste & Pollution Control

Co. v. Browning-Ferris, Inc., 949 F.2d 1384, 1386 (5th Cir. 1991).

When we are required to make an Erie guess, it is not our role to

create or modify state law, rather only to predict it.    Id.

     Under products liability law, recovery by a bystander against

a manufacturer for an injury caused by its product can be an

elusive, complex, and difficult concept, especially because of the

many terms and defenses and other rules established for Mississippi

products liability, and because of resulting inconsistent, if not

conflicting, precedent.   Batts asserts that only under the theory

of assumption of risk, with its subjective standard, can an open

and obvious danger associated with the forklift bar his recovery;

that is, the jury would     have to find that he knowingly and

voluntarily encountered a known risk -- the forklift backing up.

But, although a subjective standard is used for assumption of risk,

an objective standard, which concerns an ordinary user, not the

person(s) actually using or injured by the product, is applied for

the open and obvious defense to claims under negligence and strict

                                 - 6 -
liability in tort. Toney v. Kawasaki Heavy Industries, Ltd., 975

F.2d 162, 168-69 (5th Cir. 1992); Gray v. Manitowoc Co., 771 F.2d

866, 871 (5th Cir. 1985) ("both the Restatement's theory of strict

liability and Mississippi's theories of negligence and implied

warranty require an objective appraisal of the obviousness of a

product's hazard"); Restatement (Second) of Torts § 402A cmt. i

(1965) (the product "must be dangerous to an extent beyond that

which would be contemplated by the ordinary consumer ... with the

ordinary   knowledge    common   to   the   community").    This    objective

standard is all that is in issue here.7

     As discussed infra, we hold that an open and obvious danger to

an   ordinary   user    precludes     recovery    against     the     product

manufacturer    under   negligence    and   strict   liability      in   tort.

Accordingly, an open and obvious defect precludes Batts' recovery

against Caterpillar (the manufacturer), regardless of whether he

knew, or should have known, of that danger.8         Therefore, we reject

7
     Batts maintained that assumption of risk had no application to
this case. That bar is not in issue.
8
     In issue is only recovery by an injured bystander against a
product manufacturer where the open and obvious bar is raised.
Therefore, we are not concerned with, nor do we discuss, other
defenses or claims that might be raised. For example, contrary to
the position taken by the able dissent, although an open and
obvious danger bars recovery against the product manufacturer by an
injured bystander, he or she still has a claim against the product
user, unless, as here (workers' compensation bar), that avenue of
recovery is foreclosed. (In this case, liability is shifted not to
Batts, but to the user, and hence, workers' compensation.) And, of
course, for such a claim, assumption of risk or contributory
negligence by the injured bystander could be asserted. But, again,
we are not concerned in this appeal with the seemingly limitless
array of claims, defenses, bars, and other theories inherent in
products liability actions.

                                  - 7 -
Batts' contention that a bystander's awareness of an open and

obvious danger would simply reduce any recovery under Mississippi's

comparative negligence standard.9       We now address the bases in

Mississippi law for this holding.

                                  A.

                                  1.

     It is more than well-established that, for strict liability in

tort, Mississippi adheres to the Restatement (Second) of Torts §

402A.10   E.g., Toney, 975 F.2d at 165; Lloyd v. John Deere Co., 922

9
     The Mississippi comparative negligence statute provides in
relevant part:

                In all actions hereafter brought for personal
           injuries, ... the fact that the person injured ...
           may have been guilty of contributory negligence
           shall not bar a recovery, but damages shall be
           diminished by the jury in proportion to the amount
           of negligence attributable to the person injured
           ....

Miss. Code Ann. § 11-7-15. The jury was instructed on comparative
negligence, as part of the standard charge. See note 8.
10
     That section provides in part:

           § 402A.   Special Liability of Seller of Product for
                     Physical Harm to User or Consumer

           (1) One who sells any product in a defective
           condition unreasonably dangerous to the user or
           consumer or to his property is subject to liability
           for physical harm thereby caused to the ultimate
           user or consumer, or to his property, if

                (a) the seller is engaged in the business of
           selling such a product, and

                (b) it is expected to and does reach the user
           or consumer without substantial change in the
           condition in which it is sold.

Restatement (Second) of Torts § 402A (1965).

                                - 8 -
F.2d 1192, 1194 (5th Cir. 1991); Coca Cola Bottling Co. v. Reeves,

486   So.2d     374,   377-78   (Miss.    1986)      (en   banc).   Moreover,

Mississippi     law    interprets   §    402A   to    permit   recovery   by   a

"bystander".      Hall v. Mississippi Chem. Express, Inc., 528 So.2d

796, 799 (Miss. 1988) ("Though a bystander, [plaintiff] is ...

eligible under" § 402A.); Reeves, 486 So.2d at 378 ("fact that

[plaintiff] may arguably be classified as a bystander" is not bar

to § 402A action).

      In Reeves, a bottle fell through a carton being removed from

a shelf by someone in the vicinity of the plaintiff, who was

injured when the bottle shattered upon hitting the floor.                      A

threshold issue was whether the plaintiff, neither a purchaser nor

other form of user, could recover under strict liability in tort.

The Mississippi Supreme Court held that he could, noting:

              ... the duty imposed by Restatement § 402A to the
              extent that same has been incorporated into the
              positive law of this state exists in favor of
              anyone who may reasonably be expected to be in the
              vicinity of the product's probable use and to be
              endangered by it if it is defective. Therefore,
              the   fact  that   [plaintiff]  may   arguably   be
              classified as a bystander avails [defendant
              bottler] nothing inasmuch as children accompanying
              their parents, relatives or persons in loco
              parentis while shopping or otherwise on the
              premises may generally be expected to be in the
              vicinity of the handling of soft drink cartons and
              to be endangered if those cartons are defective.

                                    - 9 -
486 So.2d at 378 (citations omitted).11       In so holding, the court

noted:

            The justness of allowing bystanders to recover on a
            strict products liability theory is demonstrably
            greater than is the case with almost any other
            potential plaintiff, for the bystander is less able
            to avoid the accident than almost any other.

Id. at 378 n.2.       The open and obvious bar was not in issue in

Reeves.    But, in any event, this footnote is indicative of the

competing interests in products liability law that clouds the issue

in Batts' case.

     The forklift was for indoor use.       For that and other reasons,

Batts could arguably "reasonably be expected to be in the vicinity

of the [forklift's] probable use and to be endangered by it if it

is defective."      Id. at 378.   Several of the instructions included

"bystanders" among those to be considered; and much of the language

used was similar to that in Reeves.        The jury was instructed that

Batts was a bystander (Caterpillar does not contest that here) and

could    "recover    for   injuries[,]   consistent   with   all   of   the

instructions".      The court instructed the jury:

                 Manufacturers of products have a legal duty to
            design products that are not in a defective
            condition   unreasonably   dangerous    to   users,
            consumers, or bystanders. This duty includes the

11
     Likewise, in an "Erie guess" shortly before Reeves, our en
banc court reinstated the panel's vacated holding that, under
Mississippi law, a manufacturer can owe bystanders a strict
liability "duty" that "grows out of the contemplated or normally
intended use of its defective product and extends at least to those
persons within the area of that use who can reasonably be foreseen
to be endangered." Jackson v. Johns-Manville Sales Corp., 727 F.2d
506, 514 (5th Cir. 1984), reinstated in relevant part on reh'g, 750
F.2d 1314, 1317 (5th Cir. 1985) (en banc), cert. denied, 478 U.S.
1022 (1986).

                                  - 10 -
          obligation to install safety and warning devices
          which will prevent accidents or injuries which are
          reasonably foreseeable from occurring.

(Emphasis added.)12

     For the strict liability in tort claim, the district judge, as

requested by Caterpillar, charged that an open and obvious danger

cannot render the product unreasonably dangerous.      Over Batts'

objections, the district judge instructed, in part, that

          the plaintiff has alleged that the absence of a
          back-up alarm, flashing warning lights, and/or
          rearview mirrors on the forklift ... entitles him
          to recover against the defendant on the theory of
          strict products liability. ... [I]n order for the
          plaintiff to prevail on this theory he must prove
          by a preponderance of the evidence that the
          forklift ... was in a defective condition when it
          was sold in 1965 and unreasonably dangerous to the
          user of the forklift and that the defective

12
     In fact, one of the instructions given for Batts, over
Caterpillar's objection, erroneously conflated "ordinary consumer"
and "ordinary bystander":

               If you find ... that the forklift was in a
          defective condition, unreasonably dangerous when
          sold by [Caterpillar] ... because it failed to have
          mirrors, audible back-up alarms, and/or flashing
          warning lights, and that the danger from the
          forklift in its defective condition, unreasonably
          dangerous, was not reasonably foreseeable by the
          ordinary consumer or bystander with the ordinary
          knowledge common to the community as to the
          characteristics in common usage of forklift
          products ... and that Myron Batts was injured while
          the forklift was being used in a manner which was
          reasonably foreseeable by [Caterpillar], and that
          the lack of mirrors, audible back-up alarms, and/or
          flashing warning lights was the sole proximate
          cause or a proximate contributing cause of Myron
          Batts's injuries, then in that event your verdict
          should be for [Myron Batts].

In any event, taken as a whole, the charge does not constitute
reversible error.

                              - 11 -
          condition, if any, was a proximate cause of the ...
          accident ....

               ... [T]o find the forklift ... to be in a
          defective condition means that you find that there
          was something wrong with the [forklift]. To find
          that the forklift was unreasonably dangerous means
          that the forklift posed some danger beyond the
          contemplation of the ordinary user of the forklift.

               ... [A]ny alleged danger which is open and
          obvious cannot be considered to be unreasonably
          dangerous.

(Emphasis added.)   After giving the strict liability instruction,

the district judge later reemphasized -- without specifying under

which theory of recovery -- the preclusion to recovery if the

following danger was open and obvious:

          If you find ... that the operation of the forklift
          ... without the driver facing in the direction of
          travel and without sounding the manual horn to warn
          a pedestrian presents an open and obvious danger,
          regardless of whether the forklift was equipped
          with [a mirror or warning device], then ... it is
          your sworn duty to return a verdict for the
          defendant.

Finally, a special interrogatory asked correctly whether, on the

date of the accident, "the defect, if any, was open and obvious to

a reasonable and prudent user...."     (Emphasis added.)13   The jury

was instructed properly that if it so found, it was to find for

Caterpillar.    Concerning    the    challenged   instructions   that

incorporated open and obvious danger elements, as well as the

13
     This was the third interrogatory; the first two, which the
jury answered in the negative, asked whether "Caterpillar was
negligent in its design of the forklift" and whether "the forklift
as manufactured and sold by Caterpillar was defective and
unreasonably dangerous at the time of the sale and delivery". The
jury was instructed to stop if it answered "no" to these two.
Accordingly, it did not reach the open and obvious danger
interrogatory.

                              - 12 -
corresponding special interrogatory, the charge, as a whole, was

correct; we are not left "with substantial and ineradicable doubt

whether the jury [was] properly guided in its deliberations."

Hall, 937 F.2d at 214.

                                  2.

     Batts admits that "the patent danger doctrine ... has been

embraced by Mississippi jurisprudence in the past", but contends

that the Mississippi Supreme Court has now "laid to rest" the

notion that an open and obvious danger exonerates the product

manufacturer from strict liability in tort.     Along that line, the

Mississippi Supreme Court has    adhered to a "consumer expectation"

test.   In Ford Motor Co. v. Matthews, 291 So.2d 169, 172 (Miss.

1974), it stated that liability lies under § 402A "`only when the

product is, at the time it leaves the seller's hands, in a

condition not contemplated by the ultimate consumer, which will be

unreasonably dangerous to him.'"    (Quoting Restatement (Second) of

Torts § 402A cmt. g (1965)).    As a gloss on the terms "unreasonably

dangerous", it quoted comment i, stating:    "`The article sold must

be dangerous to an extent beyond that which would be contemplated

by the ordinary consumer who purchases it, with the ordinary

knowledge common to the community as to its characteristics.'" Id.

(quoting Restatement (Second) of Torts § 402A cmt. i (1965)).     As

discussed infra, the Mississippi Supreme Court has continued to use

this approach.   E.g, Toliver v. General Motors Corp., 482 So.2d

213, 218 (Miss. 1985) (citing § 402A cmt. g and Ford Motor, 291

So.2d at 169).

                                - 13 -
     Accordingly,     based         on     Mississippi's       choice    to    define

"unreasonably dangerous" by reference to a reasonable, or ordinary,

consumer's expectations of product performance, our court has held,

as discussed infra, that there is no strict liability in tort under

Mississippi law for a patent -- open and obvious -- danger.                      "[A]

product that has an open and obvious danger is not more dangerous

than contemplated by the consumer, and hence cannot, under the

consumer expectations test applied in Mississippi, be unreasonably

dangerous."     Melton v. Deere & Co., 887 F.2d 1241, 1243 (5th Cir.

1989). (As quoted above, Batts' jury was so instructed.)                      See also

Gray, 771 F.2d at 869 ("the consumer expectation test of section

402A ... requires that harm and liability flow from a product

characteristic that frustrates consumer expectations"; "the patent

danger   bar   adopted    by   the       Restatement    was    incorporated      into

Mississippi's    doctrine      of    strict       liability").      This      rule   is

discussed fully in this court's recent decision in Toney, 975 F.2d

at   165-66    (motorcycle     owner        injured    in     collision;      claimed

motorcycle should have had leg guards).

     Batts     concedes     that         decisions    by    our    court      support

Caterpillar's     contention        that     the    consumer    expectation      test

applies, as opposed to a risk utility analysis.14                       He asserts,

14
     For example, the Supreme Courts of New Jersey and Texas have
applied the latter. See, e.g., Ryan v. KDI Sylvan Pools, Inc., 121
N.J. 276, 290, 579 A.2d 1241, 1248 (1990); Turner v. General Motors
Corp., 584 S.W.2d 844, 851 (Tex. 1979). Under the risk-utility
approach, "a product can be said to be defective in the kind of way
that makes it `unreasonably dangerous' if a reasonable person would
conclude that the danger-in-fact, whether foreseeable or not,
outweighs the utility of the product."     W. Page Keeton et al.,
Prosser and Keeton on the Law of Torts § 99, at 699 (5th ed. 1984).

                                         - 14 -
however, that our interpretation is at odds with the position taken

by the Mississippi Supreme Court in two decisions in 1988, Whittley

v. City of Meridian, 530 So.2d 1341 (Miss. 1988) and Hall v.

Mississippi Chemical Express, Inc., 528 So.2d 796 (Miss. 1988), as

well as in Toliver, rendered in 1986.

     First, these cases do not persuade us that Mississippi has

fundamentally shifted its test from one of consumer expectation to

risk utility.     Second, even if we agreed with Batts, we would be

bound by the interpretation given by a prior panel of this court in

Melton (which rejected a similar contention, 887 F.2d at 1243) and

Toney.15 No Mississippi case has appeared since Melton was rendered

in 1989 to indicate that its analysis of Mississippi law was

incorrect.16

                                  3.

     As noted, there is no contention that Batts was a "user".    At

trial, Caterpillar repeatedly stated that the owner was the "user";

there is no charge that Batts, in performing his duties with the

tugger, or otherwise, was working in conjunction with the forklift,

so as to make him a "user" of it; and, in fact, the district court

instructed that Batts was a "bystander".      As discussed earlier,

15
     "`In this circuit one "panel may not overrule the decision,
right or wrong, of a prior panel" in the absence of en banc
reconsideration or superseding decision of the Supreme Court.'"
Burlington N. R.R. v. Brotherhood of Maintenance of Way Employees,
961 F.2d 86, 89 (5th Cir. 1992) (citations omitted).
16
     Batts also   requests, in the alternative, that we certify this
question to the   Mississippi Supreme Court. Our law is clear; the
Mississippi law   upon which our precedent is based is unchanged. We
thus decline to   do so.

                                - 15 -
Batts status as a "bystander" does not prevent him from asserting

a § 402A claim that the forklift was defective and unreasonably

dangerous.    Among other things, he had to prove that (1) he could

"reasonably be expected to be in the vicinity of the [forklift's]

probable use and to be endangered by it if it is defective",

Reeves, 486 So.2d at 378; and (2) "the [forklift] was defective and

...   its   defective      condition    made    the    [forklift]       unreasonably

dangerous    to    him",     Toliver,    482    So.2d       at   216    (emphasis   in

original).        As discussed and quoted supra, in proving that a

product was "defective and unreasonably dangerous", Mississippi

applies the       consumer    expectation       test   --    the    product    is   (1)

"defective" when, at the time it leaves the seller's hands, it is

in a condition not contemplated by the ultimate consumer, which

will be unreasonably dangerous to him; and (2) "unreasonably

dangerous" when it is dangerous to an extent beyond that which will

be    contemplated    by    the   ordinary      consumer,        with   the   ordinary

knowledge common to the community as to its characteristics.

       Simply put, products liability, whether under negligence or

strict liability in tort, does not focus on the status of the

plaintiff; instead, it focuses on the product.                   The focus is not on

whether the injured party is a consumer, or user, or bystander, or

whether the product is unreasonably dangerous to a particular

person.     E.g., Toney, 975 F.2d at 169; Gray, 771 F.2d at 869

(discussed infra); Page v. Barco Hydraulics, 673 F.2d 134, 138 (5th

                                       - 16 -
Cir. 1982).17         Moreover, as discussed, the inquiry for strict

liability is not whether the product was dangerous; it is whether

it was both defective and unreasonably dangerous.            For example, an

ordinary kitchen knife is dangerous, simply because of its blade;

but,   it   is   not   unreasonably     dangerous,    because    the   ordinary

consumer understands that the blade, due to its sharpness or point,

can cause injury.       In products liability cases, by which we impose

liability on a manufacturer, among others, it is the product -- the

item   placed    in    commerce   for   use   or   consumption   --    on   which

liability turns.

       Accordingly, even when the bystander is the injured party, the

test must remain the same -- the product is defective if, when it

leaves the seller's hands, it is in a condition not contemplated by

the ordinary consumer, which will be unreasonably dangerous to him;

and, it is unreasonably dangerous if it is dangerous to an extent

beyond that which will be contemplated by the ordinary consumer,

with the ordinary knowledge common to the community as to its

characteristics.         This is essentially how the district court

instructed the jury.

17
       This court stated in Page:

            ... [I]n strict liability the focus is on the
            safety of the product itself.     The question is
            whether   the   product   meets   the   reasonable
            expectations of the ordinary consumer as to its
            safety, irrespective of all the care that the
            manufacturer might have put into making it.

673 F.2d at 138 (citations omitted).

                                    - 17 -
      Our decision in Gray, followed in Melton and Toney, controls

on an open and obvious danger precluding strict liability in tort

recovery by a bystander against a manufacturer.         (All three cases

concerned injured users, not injured bystanders.)         While Gray was

changing sections of a crane boom, the crane operator swung the

boom, striking Gray.18     771 F.2d at 867.       He sued under strict

liability in tort, implied warranty, and negligence, contending,

inter alia, that there was a design defect in the crane, because

the operator's vision was obscured to the left side, and that the

crane should have provided mirrors or other devices to compensate.

      The defendant manufacturer contended that the hazard was "open

and obvious to ordinary users of the crane" and constituted a bar

under any theory of products liability.          Id. at 868.        (Gray's

holding for negligence is discussed in part II.B.)        As for strict

liability in tort, our court felt "bound to apply" the consumer

expectation test, and stated: "the consumer expectation test of

section 402A is rooted in the warranty remedies of contract law,

and   requires   that   harm   and   liability   flow   from   a    product

characteristic that frustrates consumer expectations."         Id. at 869

(emphasis added).

      Gray was rendered six months before the Mississippi Supreme

Court expressly held in Reeves what earlier Mississippi cases had

implied -- that a bystander could recover under § 402A.            Gray does

not make a distinction between "users" and "bystanders"; the latter

18
     Because Gray was working with, or on, the boom, we consider
him a user, not a bystander.

                                 - 18 -
is not mentioned.       It is true, as noted in the dissent, that a

bystander's      expectations,   if    any,    about   a   product   would   not

necessarily include knowledge of a danger that is open and obvious

to an ordinary consumer; but, again, the test under Mississippi law

for whether a product is defective and unreasonably dangerous does

not focus on the actual user or the actual bystander (the persons

actually using or injured by the product) but, instead, focuses on

the   ordinary    consumer   with     ordinary    knowledge    common   to   the

community as to its characteristics.             For this reason, Gray held

that "the Grays' right to recover under the theory of strict

liability depends upon whether the evidence was sufficient to

permit the jury to find that the ... crane was `dangerous to an

extent not contemplated by the ordinary consumer who purchased it,

with the ordinary knowledge common to the community as to its

characteristics.'"      Id. at 870 (emphasis added).          Again, this rule

is solidified in Toney.19

      As noted, in the challenged strict liability instructions, the

district court instructed that "any alleged danger which is open

and obvious cannot be considered to be unreasonably dangerous" and

that the jury was to return a verdict for Caterpillar if it found

"that the operation of the forklift ... without the driver [user]

facing in the direction of travel and without sounding the manual

horn to warn a pedestrian presents an open and obvious danger,

19
     The dissent posits that we fail to explain why the consumer
expectation test applies to bystanders. In short, as discussed
above, Mississippi law and our circuit precedent require it. The
same is true for our holding on the negligence claim.

                                      - 19 -
regardless of whether the forklift was equipped with [a mirror or

warning device]. ..."       In addition, as also noted, in a special

interrogatory, the jury was instructed that if it found "[t]hat the

defect, if any, was open and obvious to a reasonable and prudent

user on" the date of the accident, then it must return a verdict

for Caterpillar.     This was a correct statement of the law, even for

a bystander plaintiff.

                                      B.

       For the negligence claim, as discussed, whether the danger is

open and obvious is also measured by an objective -- reasonable

person -- standard, e.g., Toney, 975 F.2d at 168-69; Gray, 771 F.2d

at 871.    In instructing the jury, over Batts' objections, on that

claim, the district judge stated:

              ... [T]he duty of a manufacturer is to provide a
              product which is reasonably fit. There is no duty
              to provide a perfectly safe product.        [Batts]
              alleges negligence in the design of the forklift
              ... involved in the accident. ...     In order for
              [him] to recover under this theory, ... the burden
              of proof is upon [him] to prove ... that the
              absence of [a mirror or warning device] constituted
              a concealed or hidden dangerous condition, thereby
              making the forklift defective and unreasonably
              dangerous. If you find ... that the alleged danger
              of the forklift ... was open and obvious, and that
              the forklift functioned properly for its intended
              use, then ... you must return a verdict for the
              defendant as to [Batts'] claim of negligent design.

As   quoted    earlier,   the   district   court    also     gave   a   general

instruction that the jury had to find for Caterpillar if it found

that   a   driver   operating   the   forklift     without    facing    in   the

direction of travel and without sounding his horn presented an open

                                  - 20 -
and obvious danger. And, it gave the special interrogatory on open

and obvious danger.

                                 1.

     The district court's instruction is consistent with Toney and

Gray.20   And, Gray relied on decisions by the Mississippi Supreme

Court in Harrist v. Spencer-Harris Tool Co., 244 Miss. 84, 140

So.2d 558 (1962) and Jones v. Babst, 323 So.2d 757 (Miss. 1975).

As in Gray, those Mississippi cases concerned injured users, not

injured bystanders.21   Gray held that

20
     Indeed, at the charge conference, the district judge placed
considerable reliance on Gray.
21
     In Harrist, decided before the adoption of strict liability in
tort in Mississippi, the plaintiff/"employee-user" alleged
negligence in the design of steps aboard an oil rig. 140 So.2d at
559. He requested that the court abolish the privity of contract
rule for products cases grounded in negligence and implied
warranty. Id. at 561. The court found it unnecessary to do so
because, assuming it would, it

           would be required to affirm the trial court because
           the alleged defects are not considered to be latent
           or concealed. If we assume there were defects, we
           think they were apparent and obvious to a casual
           observer.

Id. (emphasis added). Despite the opportunity presented for the
court to hold that the obviousness of the danger was a comparative
negligence factor, it held instead that the defendant's negligence
vel non in designing the steps was not even a jury question.

     In Jones, the court quoted with approval this court's opinion
in Ward v. Hobart Manufacturing Co., 450 F.2d 1176, 1180 (5th Cir.
1971), stating that Ward

           set out the general rule for negligent design cases
           followed by this Court; "[W]here the alleged danger
           is open and obvious and the manufacturer has done
           everything necessary to insure that the machine
           will function properly for its designed purpose any
           duty owed to a future user has been fulfilled."

                               - 21 -
           a manufacturer's liability for product defects
           under Mississippi's doctrines of negligence and
           implied warranty may not, as a matter of law, be
           premised on the existence of an obvious hazard in a
           product which functions properly for its intended
           purpose.

Gray, 771 F.2d at 868.22    Toney repeats this rule.   975 F.2d at

169.   We are not cited to, nor have we found, a Mississippi case

holding that an open and obvious danger, without more, can bar

recovery for a products liability negligence claim by a bystander.

But, as discussed supra, the focus in products liability is on the

product.   Moreover, for negligence, and as the Batts' jury was

instructed, the manufacturer's duty is to produce a reasonably safe

product.   Therefore, Gray controls.

323 So.2d at 759 (emphasis added). The court affirmed a directed
verdict for the manufacturer on strict liability and negligence
claims, because there was no evidence supporting those theories; it
found the evidence instead supported a hypothesis that the subject
accident resulted from improperly attaching lug nuts in repairing
an automobile tire.     Accordingly, a jury verdict against the
defendants involved in the repair was affirmed.

     In applying Mississippi law, we, of course, are controlled by
decisions by the Mississippi Supreme Court; but, it does appear
that Jones overstates the holding in Ward, a pure negligent design
case brought by a plaintiff injured while cleaning a meat grinder.
450 F.2d at 1178, 1180. Gray, however, ruled that the Mississippi
Supreme Court would follow Jones. 771 F.2d at 868 n.1.
22
     Toney and Gray are this court's latest pronouncements on the
open and obvious defense in a Mississippi negligent design case.
Melton concerned only strict liability in tort, 887 F.2d at 1242;
and in Lloyd (1991) (open and obvious danger to injured user;
improper design and failure to warn claims; directed verdict
granted), "while we ... applied the standard for a directed verdict
as to all three theories, or bases, for liability [negligence,
warranty, strict liability in tort], and [found] it correctly
granted for each, our analysis [was] couched in the language of §
402A strict liability." 922 F.2d at 1194 n.2.

                              - 22 -
                                           2.

      Batts    contends,     however,       that   recent   premises     liability

decisions by the Mississippi Supreme Court control.                  Liability for

negligently designed products is, of course, merely one form of

common law negligence, to which the ordinary rules of negligence

apply. E.g., Toliver, 482 So.2d at 219              ("[S]trict liability `does

not   preclude       liability     based   upon    the   alternative    ground   of

negligence ...' .... Under this theory, the usual defenses to a

charge of negligence would apply." (citations omitted)).                   And, in

some types of negligence cases in Mississippi involving open and

obvious dangers, the jury may find for the plaintiff, and then

apply comparative negligence. E.g., Goodwin v. Derryberry Co., 553

So.2d 40, 43 (Miss. 1989).           In Goodwin, a premises liability case,

the Mississippi Supreme Court cited its earlier premises liability

decision in Bell v. City of Bay St. Louis, 467 So.2d 657, 664

(Miss. 1985), which stated:

              In prior cases involving hazards that were
              extremely "open and obvious", this Court has not
              barred injured parties from recovery, but rather
              has left the issue to the jury properly instructed
              regarding comparative negligence. ...

                   We have repeatedly condemned jury instructions
              which, if followed by the jury, would completely
              deny a negligent plaintiff recovery, even though
              the defendant may also be negligent.

See also Caruso v. Picayune Pizza Hut, 598 So.2d 770 (Miss. 1992)

(affirming jury verdict against plaintiff who stumbled on mat

placed over loose stripping; mat was "open and obvious", and

question      went     to   jury    properly       instructed   on     comparative

negligence); Biloxi Regional Medical Ctr. v. David, 555 So.2d 53,

                                       - 23 -
56 (Miss. 1989) ("`[C]onditions are not either open and obvious or

not open and obvious.    Common sense and experience negate[] an

either or categorization of such conditions.        Just how open and

obvious a condition may have been is a question for the jury in all

except the clearest of cases.'" (quoting Bell, 467 So.2d at 664)).23

     Batts contends that these cases control; but they concern

premises, not products, liability.      We do not find them persuasive

in making our Erie guess on this issue.     This is aptly demonstrated

by a simple, but conclusive, analogy in Bell.        In rejecting the

claim that recovery in a premises liability action was barred if

the danger was open and obvious, the Mississippi Supreme Court

noted:   "We might as well exonerate as a matter of law a defendant

who leaves his car parked in the middle of the street on grounds

that the car was open and obvious."       467 So.2d at 664.   In this

example, it was not a defect in the product (automobile) that

caused the injury; it was the negligence of its owner, who left it

in the middle of the street.    The same is true for this products

liability negligence claim.    The forklift was operated in reverse

and struck Batts, a bystander.       The jury found that a product

defect did not cause the injury.

23
     The Mississippi Supreme Court presumably relied on this
"clearest of cases" exception when, in McGovern v. Scarborough, 566
So.2d 1225 (Miss. 1990), it affirmed a directed verdict against a
plaintiff who stumbled on a raised threshold when entering a
business premises. The court expressed concern at the prospect of
creating a jury question for "any doorway from the street which is
not on the same level as the street." Id. at 1228.

                               - 24 -
     Consistent with our Erie holding for a strict liability in

tort claim, an open and obvious danger in a product bars recovery

on a products liability negligence claim by an injured bystander

against the product's manufacturer. Indeed, as discussed, there is

a whole body of products liability law dating from Harrist that

effectively absolves a manufacturer from liability resulting from

open and obvious product defects.              Therefore, the district court

correctly instructed the jury that, if it found "that the alleged

danger of the forklift ... was open and obvious", it must return a

verdict for Caterpillar on the negligent design claim.

                                       III.

     For the foregoing reasons, we

                   AFFIRM.

E. GRADY JOLLY, Circuit Judge, specially concurring:

     I concur in Judge Barksdale's opinion.                 I write separately

only to set out in one place the principles of Mississippi products

liability    law   that     control   this     case    today:    First,   I    would

emphasize that a manufacturer's duty to exercise due care in

designing a product that is reasonably safe should not be confused

with a manufacturer's strict liability for a defective product that

is unreasonably dangerous.         A manufacturer who has not negligently

designed a    product       may   nonetheless,    in    given    cases,   be     held

strictly    liable    for     producing   a     defective       product   that    is

unreasonably dangerous.           Thus, the distinction between the two

standards may be critical.

                                      - 25 -
         In order to recover on a negligent design claim, the burden is

on the plaintiff to prove that the defendant manufacturer failed to

exercise due care in designing the product.                    The manufacturer may

then raise, in the nature of an affirmative defense, that the

claimed     defect      was    open   and   obvious.       If     the    manufacturer

demonstrates, as a matter of law, that the defect in the product

would be open and obvious to a casual observer, the plaintiff will

be barred from recovery under his negligence claims, because "no

duty rests upon a manufacturer or seller to warn a purchaser of a

dangerous design that is obvious."            Harrist v. Spencer-Harris Tool

Co., 140 So.2d 558, 562 (Miss. 1962).             Moreover, one factor that is

often considered when determining whether a manufacturer breached

its duty to design a reasonably safe product is "the conformity of

[its] design       to    the    practices   of    other    manufacturers       in   its

industry at the time of manufacture." Ward v. Hobart Manufacturing

Co., 450 F.2d 1176, 1182 (5th Cir. 1971).                      This factor is often

determinative because in most cases it serves as a reliable indicia

of the standard of care that a reasonably prudent manufacturer

would exercise.

         In order to recover on a strict products liability claim based

on   a    design   defect,      the   plaintiff    need    only    prove     that   the

manufacturer produced a defective product that is unreasonably

dangerous to the ordinary consumer, and that the product was

defective      when     it     left   the   control       of     the     manufacturer.

Traditional negligence notions of fault and care are not relevant

in making this determination; the primary focus of the inquiry is

on the character of the product, not on the                            conduct of the
manufacturer. A manufacturer may be strictly liable even if it has

exercised all possible care in making the product, if that product

is dangerous to an extent beyond that which would be contemplated

by an ordinary consumer with the ordinary knowledge common to the

community     of   the    product's    characteristics.        See   Restatement

(Second) of Torts, § 402A, comment i.               It follows that a product

with an open and obvious defect is not "dangerous to an extent

beyond that which would be contemplated by an ordinary consumer,"

and thus cannot be unreasonably dangerous.                In strict products

liability claims, then, the open and obvious nature of the defect

is necessarily tied to the definition of an unreasonably dangerous

product.      Under the consumer expectation test, a plaintiff can

never prove that an alleged defect renders a product unreasonably

dangerous if that defect is open and obvious to the ordinary

consumer or user.

       We thus make clear that, concerning strict products liability

claims, Mississippi follows the consumer expectations test, that

this   test   is   an    objective    one,   that    whether   the   product   is

unreasonably dangerous is judged from the point of view of the

ordinary consumer or user, and that if the alleged defect or danger

is open and obvious to an ordinary consumer or user, the product is

not unreasonably dangerous as a matter of law.                 Thus, although a

bystander can recover against a manufacturer, he stands in the

shoes of the ordinary consumer, because the test's primary focus is

on the characteristics of the product and not the individual status

                                      --27--
                                        27
and viewpoint    of   the   individual     plaintiff.       With   respect   to

negligent design claims, a traditional negligence analysis is

employed, with its focus on whether the product has been designed

with due care by the defendant manufacturer.          The open and obvious

nature of the alleged defect can be raised, and if proved as a

matter of law, the defense will operate to bar the plaintiff's

recovery; material factual disputes with respect to the open and

obvious defense, both with respect to strict liability claims and

negligent claims, are to be resolved by the jury.

     Thus, applying these principles to the case before us, we have

concluded that Batts' strict products liability claims fail because

the evidence    fully   supports    that    the   alleged    defects   in    the

forklift were open and obvious to an ordinary consumer or user and

thus the forklift was not an unreasonably dangerous product.                With

respect to Batts' negligence claims, we have concluded that, under

Mississippi law, Batts' claim is barred because the evidence

supports the finding that the alleged defects in the forklift were

open and obvious to a casual observer.24

24
     The dissent states that "denying Batts recovery under strict
liability because the danger of the forklift is open and obvious to
an ordinary consumer, shifts the liability costs from the
manufacturer, in this case, Caterpillar, to Batts." In our view,
this statement is inaccurate. To the extent that the holding of
the majority opinion "shifts" liability, it does so to the
purchaser, user, employer, and/or operator; it does not shift the
liability to Batts himself. Indeed, Batts' employer has already
accepted statutorily imposed liability and has remitted payment to
Batts under Mississippi's workers' compensation program.        The
removal of one "deep pocket" defendant is just not tantamount to
the shifting of liability to the tort victim himself.

                                   --28--
                                     28
BRIGHT, Senior Circuit Judge, dissenting:

     The dissent argues that "this court's willingness here to
extend user injury analysis to a bystander case, in my opinion, is
not what the Supreme Court of Mississippi would do, were it ruling
on this issue." The dissent ignores the principle that we are not
permitted to guess what the Mississippi Supreme Court might do when
the present law is perfectly clear.      Mississippi has expressly
stated on numerous occasions that it follows the Restatement and
that it follows the consumer expectation test. This test evaluates
the product's defect from the point of view of the ordinary
consumer. The rule explicitly states that if the product meets
consumer expectations, it is not defective.       In other words,
consumer expectations define what is and what is not an
unreasonably dangerous product. The Mississippi rule--at present
clearly enunciated--leaves no room for a "bystander expectation"
test to define an unreasonably dangerous product. Thus, to address
the dissent's suggestion that we are only engaging in an
"analytically convenient argument":      The reason the consumer
expectation test applies to bystanders is because the test
specifically and expressly defines a manufacturers liability for
injury alleged to have been caused by its products. Moreover, as
we have said in the body of the opinion, the test of whether a
product is unreasonably dangerous, places the primary focus on the
characteristics of the product and not the individual status and
personal viewpoint of the particular plaintiff.

     With respect to the negligent design claim, the dissent
states:
     However, if he is viewed as a "bystander," then I agree
     with Batts that the open and obvious test requires two
     significant modifications. First, the person to whom the
     danger must objectively be open and obvious is Batts, not
     the user of the forklift. Second, the defense is not an
     absolute bar, but, like in ordinary negligence actions,
     is subject to comparative negligence.

We think this quote misstates the applicable law.         The test
employed for negligent design claims is whether the alleged defect
or danger is open and obvious to a casual observer--a category that
surely applies to Batts.    The consumer expectation test is not
applicable to negligent design claims.           Thus, the first
"modification" is no modification of Mississippi law; it is simply
a restatement of current Mississippi law on negligent design. With
regard to the second "modification," we have no authority to make
this type of change in the law; the Mississippi Supreme Court has
said that the defense is an absolute bar, and thus we are bound to
follow its dictate. Of course, the Mississippi Supreme Court can
      I respectfully dissent here because I believe the Supreme

Court of Mississippi would consider the status of the person

injured by a product in determining whether the open and obvious

danger   rule   bars   that   person   from   recovering   in   a   products

liability suit.    Specifically, I believe the court, at a minimum,

would apply a premises liability approach to application of the

rule in a negligence case, in which a bystander, injured by a

product, brings suit against the manufacturer.

      I agree with this court that, for purposes of users and

consumers, strict liability focuses on whether a particular product

is dangerous, and not on the status of the person injured.           Ante at

16.   I also agree with this court's reading of Ford Motor Co. v.

Matthews, 291 So. 2d 169 (Miss. 1974), its progeny, Toliver v.

General Motors Corp., 482 So. 2d 213 (Miss. 1985) and Hall v.

Mississippi Chem. Express, Inc., 528 So. 2d 796 (Miss. 1988), and

this court's prior decisions in Gray v. Manitowoc Co., Inc., 771

change this rule if it wishes, and, indeed, it might; the point is
that it has not and its present law is clear.

     Similarly, the dissent argues that "[t]he crucial distinction
between these cases and the instant case is that a bystander is
generally not aware of the dangers that are, or should be, open and
obvious to an owner, consumer or user." As stated above, the test
used in negligent design claims is whether the defect is open and
obvious to a casual observer; Batts, as a "bystander," and as a
casual observer who worked in the plant where the forklift was
used, would clearly fall within this category of persons to whom
the defect of the forklift would have been open and obvious.

                                  --30--
                                    30
F.2d 866 (5th Cir. 1985); Melton v. Deere & Co., 887 F.2d 1241 (5th

Cir. 1989); and now Toney v. Kawasaki Heavy Indus., Ltd., No. 91-

1577 (5th Cir. Oct. 7, 1992) that the Mississippi Supreme Court has

adopted the "consumer expectation" test in determining strict

liability under section 402A of the Restatement (Second) of Torts.

Ante at 13.   Moreover, I acknowledge this court has ruled that, for

purposes of "users," there is no recovery for a patent, open and

obvious danger.     Melton, 887 F.2d at 1243.    Finally, I do not

disagree that the Mississippi Supreme Court employs an objective

standard in applying the consumer expectation test. Gray, 771 F.2d

at 871.

     However, I do disagree with this court's application of these

cases to the instant case.    Each of the above cases relates to a

user injury.25    Collectively, these cases represent a significant

body of case law derived from, and specifically tailored to, user

injuries.     But Batts was a bystander, not a user.26    There was

25
 In Ford, an employee was injured when a truck he was attempting
to repair moved forward, pinning him against another truck. In
Toliver, an owner of a vehicle suffered injuries resulting from a
defective gas tank in the car. In Gray, an ironworker foreman was
injured when the butt end of a crane's boom struck him while he
supervised his crew in changing sections on the boom. In Melton,
a user of a combine was injured in attempting to clean it. In
Toney, a driver of a motorcycle was injured when he was struck by
a car.
26
 This court concedes that Batts was a bystander, and not a user.
Ante at 15-16. "Bystanders" are expressly permitted recovery under
Mississippi strict liability law.      Hall v. Mississippi Chem.
Express, Inc., 528 So. 2d 796, 799 (Miss. 1988). See also Jackson
v. Johns-Manville Sales Corp., 727 F.2d 506, 514 (5th Cir. 1984).

                               --31--
                                 31
nothing he could have done to avoid the accident because he neither

had control over the danger, nor was aware of its presence.

     In   my   opinion,     this   court's       failure    to   address    Batts'

bystander status is at odds with the fundamental purpose of strict

liability as developed in Mississippi.                   The Supreme Court of

Mississippi    has   long    recognized    that     the    purpose   of    product

liability "is to insure that the costs of injuries resulting from

defective products are borne by the manufacturers . . . rather than

by the injured persons who are powerless to protect themselves."

State Stove Mfg. Co. v. Hodges, 189 So. 2d 113, 120 (Miss. 1966),

cert. denied,    Yates      v.   Hodges,   386    U.S.     912   (1967)    (quoting

Greenman v. Yuba Power Products, Inc., 377 P.2d 897, 900-01 (Cal.

1963)). The court has noted that the purpose and subsequent effect

of forcing manufacturers to internalize these costs is to create

incentives for manufacturers to produce safer products.                         See

generally id. at 119.

     But denying Batts recovery under strict liability because the

danger of the forklift is open and obvious to an ordinary consumer,

shifts the liability costs from the manufacturer, in this case,

Caterpillar,    to   Batts.        Consequently,      Caterpillar         has   less

incentive to make its equipment safer. Application of the open and

obvious rule here encourages manufacturers to produce goods that

     The distinction I draw here between a user and bystander is a
narrow one. It applies only for purposes of applying the open and
obvious danger rule in a case in which a bystander injured by a
product seeks to recover against the manufacturer.

                                    --32--
                                      32
are increasingly more dangerous because, in effect, the greater the

"open    and   obvious"   danger,   the   greater   the   protection   from

liability the manufacturer enjoys.

     This court's willingness here to extend user injury analysis

to a bystander case, in my opinion, is not what the Supreme Court

of Mississippi would do, were it ruling on this issue.27         Although

analytically convenient, this court's application of a consumer

expectation test fails to explain the reason why the test should

apply to bystanders.

     To the extent Mississippi would apply a different rule for

bystanders, Batts should be entitled to recovery.              However, I

recognize this issue remains a question of first impression in

Mississippi and, thus, do not rest my decision on these grounds

alone.

     In my opinion, an even more persuasive case is made on Batts'

negligent design claim.      As a general rule, manufacturers have a

duty to design reasonably safe products.        Ward v. Hobart Mfg. Co.,

450 F.2d 1176, 1182 (5th Cir. 1971).         However, if the danger of a

particular product is "open and obvious," and the product functions

properly for its intended use, parties are barred from recovery.

See Harrist v. Spencer-Harris Tool Co., 140 So. 2d 558, 562 (Miss.

1962).

27
 It might very well adopt the rationale of looking to the nature
of the accident and the obviousness of the danger to the person
injured, as this court did in Page v. Barko Hydraulics, 673 F.2d
134 (5th Cir. 1982).

                                    --33--
                                      33
     In Harrist, an employee of the purchaser of an oil rig slipped

and fell on the steps of the rig due to "external and visible

defects which . . . [were] plain and obvious to the purchaser . . .

."   Id. at 561.   Faced with a possible no privity defense, the

court treated the employee as a purchaser and denied him recovery

because the defect in the rig was open and obvious.

     The bar in Harrist, however, does not apply in every case.

Whether it applies here should turn on whether Batts is considered

a product "user" or a "bystander."     If he is a "user" and, as such,

should recognize a forklift operating in reverse to be an open and

obvious danger, he would be barred from recovering on a negligent

design claim.    Id.; Ward v. Hobart Mfg. Co., 450 F.2d 1176 (5th

Cir. 1971); Gray v. Manitowoc Co., 771 F.2d 866 (5th Cir. 1985).

     However, if he is viewed as a "bystander," then I agree with

Batts that the open and obvious test requires two significant

modifications.     First,   the    person   to   whom   the   danger   must

objectively be open and obvious is Batts, not the user of the

forklift.   Second, the defense is not an absolute bar, but, like in

ordinary negligence actions, is subject to comparative negligence.

     Again, the cases on which Caterpillar relies deal exclusively

with employees who, unlike Batts, were injured while using the

source of the danger which caused their injury.28             The crucial

28
 As we have observed, in Harrist, an employee working on an oil rig
was injured when he slipped and fell on stairs on the rig's
platform.   Harrist, 140 So. 2d at 559.     In Ward, a woman lost
several fingers cleaning a meat grinder manufactured by Hobart and

                                  --34--
                                    34
distinction between these cases and the instant case is that a

bystander is generally not aware of the dangers that are, or should

be, open and obvious to an owner, consumer or user.

     Support for Batts' right to recover comes from premises

liability cases in Mississippi.    These cases generally hold that

recovery for injuries resulting from open and obvious hazards is

not automatically barred, but rather goes to the jury on the

question of comparative negligence. Biloxi Regional Medical Center

v. David, 555 So. 2d 53, 56 (Miss. 1989); Goodwin v. Derryberry

Co., 553 So. 2d 40, 43 (Miss. 1989); Bell v. Bay St. Louis, 467 So.

2d 657, 664 (Miss. 1985).

     In my opinion, the jury "charge as a whole leaves . . .

substantial and ineradicable doubt" that the jury was properly

guided in its deliberations.    Hall v. State Farm Fire & Casualty

Co., 937 F.2d 210, 214 (5th Cir. 1991).   The trial court neither

fully nor correctly instructed the jury as to the negligent design

or strict liability claims.    See Crist v. Dickson Welding, Inc.,

957 F.2d 1281, 1287 (5th Cir. 1992).      In my opinion, the jury

should have been instructed that if Batts' injuries resulted from

open and obvious hazards, his claims were not automatically barred,

but were to be weighed against his comparative negligence.

used by the woman and her husband in a small restaurant they owned
and operated.   Ward, 450 F.2d at 1182.     In Gray, as discussed
above, an ironworker foreman suffered injury when the butt end of
a crane's boom struck him while he supervised his crew in changing
sections on the boom. Gray, 771 F.2d at 871.

                               --35--
                                 35
     Moreover, as I read the record, there exists little evidence

of actual lack of due care on the part of Batts.    He neither saw

nor apprehended the danger as it bore down upon him.      In these

circumstances, I do not believe the federal courts should, nor the

Mississippi courts would, necessarily bar Batts' recovery on the

basis of an open and obvious defect to a user.      Accordingly, I

would reverse and remand this case for a new trial under corrected

instructions.29

29
 The concurrence suggests that, for the purposes of defining strict
liability in Mississippi, no real distinction exists between a
"consumer" and a "bystander." Similarly, for purposes of negligent
design, that opinion suggests "bystander" denotes "casual observer"
in determining to whom the danger should be open and obvious.
Regardless of the terminology, it seems to me that one in Batts'
posture lacks knowledge of the danger as open and obvious, as a
matter of law, by merely watching the general operation of the
forklift. The open and obvious danger comes about only when Batts,
or one similarly situated, might actually see the forklift while it
travelled backwards bearing down upon the person, inasmuch as this
machine carried no automatic warning sounds or signals.

                              --36--
                                36