Court Opinion

ID: 9838107
Source: CourtListenerOpinion
Date Created: 2023-09-05 12:07:50.34164+00
Date Added: 2024-06-11T15:34:15.929421
License: Public Domain

IN THE COURT OF APPEALS OF NORTH CAROLINA

                                         No. COA22-853

                                   Filed 05 September 2023

Guilford County, No. 21 JT 506

IN THE MATTER OF: C.J.B.

       Appeal by Respondent-Father from order entered 27 July 2022 by Judge

Marcus A. Shields in Guilford County District Court. Heard in the Court of Appeals

23 May 2023.

       Garron T. Michael for Respondent-Appellant.

       Spidell Family Law, by Megan E. Spidell, for Petitioner-Appellee.

       CARPENTER, Judge.

       Respondent-Father appeals from the trial court’s 27 July 2022 Order

Terminating Parental Rights (“Order”), which terminated his parental rights to the

minor child, C.J.B. (“Crystal”).1 After careful review, we conclude the trial court erred

by determining Respondent-Father willfully abandoned Crystal while Respondent-

Father was subject to restrictive Indiana parole conditions, which barred him from

any contact with Crystal. Accordingly, we reverse the Order and remand the matter

to the trial court.

                      I.     Factual and Procedural Background

       1A pseudonym is used to protect the identity of the minor child and for ease of reading.
                                    IN RE: C.J.B.

                                  Opinion of the Court

      In 2010, Crystal was born to Petitioner and Respondent-Father during their

marriage, and she was twelve years old at the time of the termination hearing. The

couple separated in December of 2010, and by May of 2011, Petitioner and

Respondent-Father executed a Consent Order by which the parties agreed to share

joint custody of Crystal, with Petitioner having primary physical custody. Under the

terms of this Consent Order, Respondent-Father was required to pay child support of

$400 each month. Between May of 2011 and March of 2014, Respondent-Father

exercised weekend visitations with Crystal and remained current on his monthly

child-support obligation.

      In May of 2014, Respondent-Father was convicted of two felonies related to

sexual misconduct with a fourteen-year-old minor in Indiana. As a result of his

conviction, Respondent-Father was incarcerated from 1 May 2014 until 3 July 2017.

During his incarceration, Petitioner answered Respondent-Father’s calls on one

occasion, and she did not allow him to speak to Crystal. Upon Respondent-Father’s

release from prison, Indiana authorities placed him on parole through spring 2024,

subject to restrictive conditions based on the nature of his conviction. Among the

restrictions was an absolute bar to any form of communication with any minor child,

including his biological child. Specifically, Respondent-Father’s parole conditions

provided as follows:

             [Y]ou shall not touch, photograph (still or moving),
             correspond with (via letter, email, text message or internet
             based communication or otherwise), and/or engage in any

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                                 Opinion of the Court

            ‘small talk’ or unnecessary conversation with any child,
            including your biological or adopted children, either
            directly or via third-party, or an attempt to do any of the
            preceding without written approval in advance by your
            parole agent in consultation with your treatment provider.
            You must never be in a vehicle or any residence with any
            child, including your biological or adopted children, even if
            other adult(s) are present, without written approval in
            advance by your parole agent in consultation with your
            treatment provider. You must report any inadvertent
            contact with children, including your biological or adopted
            children, to your parole agent within 24 hours of contact. If
            you have biological or adopted children, you may not have
            contact with them due to the nature and circumstances of
            your criminal convictions without advance written
            approval from the Indiana Parole Board in consultation
            with your parole agent and treatment provider. ‘Contact’
            includes, but not limited to, possessing photographs of
            children, writing and internet-based communicating, done
            either directly or through third parties. (emphasis added).

      Following his release on 3 July 2017, Respondent-Father completed and passed

the Abel Assessment and a lie-detector test, both of which were required by Indiana

authorities before any modifications to his parole conditions would be considered.

Respondent-Father first sought to modify his parole conditions in December of 2017,

less than six months after his release, and his request was denied. Respondent-

Father next petitioned for modifications to his parole conditions in 2019 and again

shortly after Petitioner filed the termination petition in 2021.        All three of

Respondent-Father’s requests—two before the filing of the petition and one after—

were denied by the State of Indiana Parole Board.

      Petitioner filed the termination petition on 2 June 2021, alleging Respondent-

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                                  Opinion of the Court

Father willfully abandoned Crystal pursuant to N.C. Gen. Stat. § 7B-1111(a)(7)

(2021). Respondent-Father filed an answer opposing the allegations on 20 August

2021. The termination hearing commenced on 1 July 2022. Respondent-Father

appeared at the hearing despite being incarcerated in Guilford County on a charge of

First-Degree Sexual Offense. The only witnesses during adjudication were Petitioner

and Respondent-Father.

       In her testimony, Petitioner acknowledged Respondent-Father was current on

his child-support obligation and had no past-due arrearages.              Counsel for

Respondent-Father presented no evidence on adjudication but moved to dismiss at

the close of Petitioner’s evidence and at the close of all evidence, both of which were

denied. Thereafter, Petitioner moved to recall Respondent-Father to testify further

regarding the specific language of his parole restrictions and conditions. Without

objection, the trial court briefly heard additional testimony from Respondent-Father.

       At the close of evidence on adjudication, the court heard argument from counsel

for Petitioner and counsel for Respondent-Father. Although the trial court afforded

the Guardian ad Litem (“GAL”) an opportunity to be heard, she declined, explaining:

“Your Honor, in full candor to the Court, I’m being torn between what I believe the

law is and what my wishes are on behalf of [Crystal], and as a result, I’m going to

stay silent at this stage.”

       Having heard from all parties on adjudication, the trial court ruled Petitioner

had met her burden by clear, cogent, and convincing evidence as to the asserted

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                                    IN RE: C.J.B.

                                  Opinion of the Court

termination ground, N.C. Gen. Stat. § 7B-1111(a)(7). The trial court’s findings as to

willful abandonment provided, in relevant part:

             10(d). Respondent[-Father] had avenues pursuant to his
             parole conditions that would allow him to seek approval for
             contact with [Crystal]. However, Respondent[-Father] only
             took affirmative actions to seek approval to allow contact
             with [Crystal] sometime in 2017, 2019 and after the filing
             [of] the Petition to Terminate Parental Rights.

             10(e). Respondent[-Father] demonstrated familiarity with
             said avenues through his attempts to seek approval in 2017
             and again in 2019. Respondent[-Father] failed to make any
             attempts to seek approval from the Indiana Parole Board
             during the relevant period of time.

             10(f). Respondent[-Father] failed to make reasonable
             efforts, even annually, to request approval from the Parole
             Board to allow contact with the juvenile since his release
             from prison in July 2017.

             10(g). During the relevant period of time, Respondent[-
             Father] failed to send any cards, letters, gifts or tokens of
             affection, nor did he send any birthday or Christmas gifts
             or otherwise acknowledge any of these events for [Crystal].

      The trial court proceeded to the dispositional stage where Petitioner and her

husband served as the only witnesses on the best interests of Crystal. The GAL

submitted a report on disposition and provided the trial court with a summary of her

report for the record.   Counsel for Respondent-Father presented no evidence on

disposition but argued against termination.        After considering the dispositional

evidence, the trial court determined termination of Respondent-Father’s parental

rights was in Crystal’s best interest. The trial court’s oral findings were reduced to

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                                   Opinion of the Court

writing, and the Order was formally filed on 27 July 2022. On 1 August 2022,

Respondent-Father filed timely, written notice of appeal.

                                  II.     Jurisdiction

      The Order terminating Respondent-Father’s parental rights is appealable

pursuant to N.C. Gen. Stat. §§ 7A-27(b) and 7B-1001(a)(7) (2021).

                                        III.    Issue

      The sole issue on appeal is whether the trial court erred in adjudicating Crystal

willfully abandoned by Respondent-Father within the meaning of N.C. Gen. Stat. §

7B-1111(a)(7) under the facts and circumstances of this case.

                            IV.     Standard of Review

      “Our Juvenile Code provides for a two-step process for termination of parental

rights proceedings consisting of an adjudicatory stage and a dispositional stage.” In

re Z.A.M., 374 N.C. 88, 94, 839 S.E.2d 792, 796 (2020); see N.C. Gen. Stat. §§ 7B-

1109(e), 1110(a) (2021). “[A]n adjudication of any single ground in [N.C. Gen. Stat.]

§ 7B-1111(a) is sufficient to support a termination of parental rights.” In re E.H.P.,

372 N.C. 388, 395, 831 S.E.2d 49, 53 (2019); see also N.C. Gen. Stat. § 7B-1110(a).

      “We review a trial court’s adjudication that a ground exists to terminate

parental rights under [N.C. Gen. Stat.] § 7B-1111 to determine whether the findings

are supported by clear, cogent, and convincing evidence and the findings support the

conclusions of law.” In re A.M., 377 N.C. 220, 225, 856 S.E.2d 801, 806 (2021)

(citations and quotation marks omitted). “Findings of fact not challenged by [the]

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                                   Opinion of the Court

respondent are deemed supported by competent evidence and are binding on appeal.

Moreover, we review only those findings necessary to support the trial court’s

determination that grounds existed to terminate [the] respondent’s parental rights.”

In re T.N.H., 372 N.C. 403, 407, 831 S.E.2d 54, 58–59 (2019) (citations omitted).

       “A trial court’s finding of fact that is supported by clear, cogent, and convincing

evidence is deemed conclusive even if the record contains evidence that would support

a contrary finding.” In re A.L., 378 N.C. 396, 400, 862 S.E.2d 163, 166 (2021) (citation

omitted). “A trial court’s finding of an ultimate fact is conclusive on appeal if the

evidentiary facts reasonably support the trial court’s ultimate finding [of fact].” In re

G.C., 384 N.C. 62, 65, 884 S.E.2d 658, 661 (2023) (citation omitted) (alteration in

original).

       “[W]hether a trial court’s adjudicatory findings of fact support its conclusion of

law that grounds existed to terminate parental rights . . . is reviewed de novo by the

appellate court.” In re M.R.F., 378 N.C. 638, 641, 862 S.E.2d 758, 761–62 (2021)

(citation omitted). “Under a de novo review, the court considers the matter anew and

freely substitutes its own judgment for that of the [trial court].” In re T.M.L., 377

N.C. 369, 375, 856 S.E.2d 785, 790 (2021) (quoting In re C.V.D.C., 374 N.C. 525, 530,

843 S.E.2d 202, 205 (2020) (alteration in original)).

                                    V.     Analysis

       On appeal, Respondent-Father challenges two findings of fact as unsupported

by the evidence and argues that the remaining, supported findings of fact fail to

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                                     IN RE: C.J.B.

                                   Opinion of the Court

support the trial court’s conclusion that Respondent-Father willfully abandoned

Crystal. Petitioner disagrees, asserting it is undisputed Respondent-Father did not

attempt to contact Crystal in the determinative six-month period preceding the filing

of the petition, and his prior efforts were not sufficient to obviate a finding of

willfulness. After careful consideration, we tend to agree with Respondent-Father.

      Our statutes are clear that before terminating parental rights on the ground

of willful abandonment, a trial court must find that the petitioner has presented

clear, cogent, and convincing evidence the respondent-parent “has willfully

abandoned the juvenile for at least six consecutive months immediately preceding the

filing of the petition or motion . . . .” N.C. Gen. Stat. § 7B-1111(a)(7); see N.C. Gen.

Stat. § 7B-1103(a)(1) (either parent is authorized to petition for the termination of

parental rights of the other parent). “[A]lthough the trial court may consider a

parent’s conduct outside the six-month window in evaluating a parent’s credibility

and intentions, the ‘determinative’ period for adjudicating willful abandonment is the

six consecutive months preceding the filing of the petition.” In re B.R.L., 379 N.C. 15,

18, 863 S.E.2d 763, 767 (2021) (citation omitted).

      A. Findings of Fact

      In this case, the determinative six-month period was 2 December 2020 through

2 June 2021. First, Respondent-Father asserts that findings 10(f) and 10(g) are not

supported by clear, cogent, and convincing evidence. We agree, in part.

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                                     IN RE: C.J.B.

                                   Opinion of the Court

      Finding 10(f) provides: “Respondent[-Father] failed to make reasonable efforts,

even annually, to request approval from the Parole Board to allow contact with

[Crystal] since his release from prison in July 2017.” We first note that because

finding 10(f) contains a value judgment regarding the reasonableness of Respondent-

Father’s efforts reached by a process of natural reasoning, finding 10(f) is more

properly considered an ultimate finding and will be reviewed as such. See In re G.C.,

384 N.C. at 66 n.3, 884 S.E.2d at 661 n.3 (“[A]n ultimate finding is a finding supported

by other evidentiary facts reached by natural reasoning.”).

      As this ultimate finding looks beyond the determinative six-month period, the

trial court was either assessing Respondent-Father’s credibility or intentions. See In

re B.R.L., 379 N.C. at 18, 863 S.E.2d at 767. Because ultimate finding 10(f) and the

balance of the Order contain no credibility findings, adverse or favorable, our analysis

presumes the trial court was discussing Respondent-Father’s intentions regarding

contact with Crystal. In reviewing the evidentiary facts contained within finding 10

and giving due deference to the trial court’s fact-finding role, we conclude the trial

court’s evidentiary facts “reasonably support” its ultimate finding that Respondent-

Father’s efforts were not sufficiently reasonable to demonstrate his intent to

reacquire the right to contact Crystal. See In re G.C., 384 N.C. at 65, 884 S.E.2d at

661. Therefore, ultimate finding 10(f) is conclusive on appeal. See id. at 65, 884

S.E.2d at 661.

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                                         IN RE: C.J.B.

                                       Opinion of the Court

      Next, finding 10(g) provides: “During the relevant period of time, Respondent[-

Father] failed to send any cards, letters, gifts or tokens of affection, nor did he send

any birthday or Christmas gifts or otherwise acknowledge any of these events for

[Crystal].” Based on the testimony before the trial court, there appears to be no

dispute this is a factually accurate statement. Nevertheless, this finding fails to

address Respondent-Father’s proffered explanation—he was barred from contacting

his biological child “due to the nature and circumstances of [his] criminal convictions

without advance written approval from the Indiana Parole Board[.]”2 Therefore, to

the extent this finding implies Respondent-Father possessed the ability to contact

Crystal without subjecting himself to a real and significant risk of criminal

prosecution, we disregard finding 10(g) on appeal. See In re A.N.H., 381 N.C. 30, 44,

871 S.E.2d 792, 804 (2022).

      B. Willful Abandonment

      Second, we must determine whether the trial court’s findings of fact support

its conclusion of law that Respondent-Father willfully abandoned Crystal within the

meaning of N.C. Gen. Stat. § 7B-1111(a)(7). For the reasons discussed below, the

findings are inadequate to sustain the conclusion that the abandonment in this case

was willful, despite there being no dispute Respondent-Father failed to contact

Crystal during the determinative period.

      2 Petitioner appears to concede this on appeal.

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                                   Opinion of the Court

      “Abandonment implies conduct on the part of the parent which manifests a

willful determination to [forgo] all parental duties and relinquish all parental claims

to the child.” In re B.S.O., 234 N.C. App. 706, 710, 760 S.E.2d 59, 63 (2014). In this

context, “[w]illfulness is more than an intention to do a thing; there must also be

purpose and deliberation[,]” and the trial court’s “findings must clearly show that the

parent’s actions are wholly inconsistent with a desire to maintain custody of the

child.” In re S.R.G., 195 N.C. App. 79, 84, 87, 671 S.E.2d 47, 51, 53 (2009) (citation

omitted).

      “While the question of willful intent is a factual one for the trial court to decide

based on the evidence presented, and while the trial court’s factual determination is

owed deference, it remains our responsibility as the reviewing court to examine

whether the evidence in the case supports the trial court’s findings and whether, as

a legal matter, the trial court’s factual findings support its conclusions of law.” In re

B.R.L., 379 N.C. at 18, 863 S.E.2d at 767 (citing In re B.C.B., 374 N.C. 32, 35, 839

S.E.2d 748, 751 (2020); In re Montgomery, 311 N.C. 101, 111, 316 S.E.2d 246, 253

(1984)); see In re T.M.H., 186 N.C. App. 451, 452, 652 S.E.2d 1, 1 (2007) (remanding

after “the trial court failed to make findings of fact and conclusions of law concerning

the willfulness of respondent’s conduct”).

      Under a de novo review, we cannot conclude the trial court’s adjudicatory

findings of fact support its conclusion that Respondent-Father willfully abandoned

Crystal. See In re M.R.F., 378 N.C. at 641, 862 S.E.2d at 761–62. At all times

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                                 Opinion of the Court

relevant to this case, Respondent-Father was subject to highly restrictive parole

conditions due to his conviction in Indiana. Violation of Respondent-Father’s parole

conditions would pose a real and significant risk of criminal prosecution. Although

there is no dispute that there was no contact during the determinative period, we

attribute this to Respondent-Father’s restrictive parole conditions, consistent with

his testimony.

      It is undisputed that Respondent-Father completed the Abel Assessment and

a lie-detector test promptly upon his release. Respondent-Father then promptly

submitted his initial request to modify his parole conditions in December of 2017

through his first probation officer, Officer Mounts, which was denied. Respondent-

Father filed a second request some time in 2019, through an Officer Foster, which

was denied. Upon receiving the termination petition, Respondent-Father filed a third

request in 2021, through an Officer Harris, which was similarly denied.

Furthermore, Respondent-Father remained current on his modified child-support

obligation during the determinative period. Such conduct is not consistent with a

parent who has manifested a willful determination to forgo all parental duties and

relinquish all parental claims to the child. See In re B.S.O., 234 N.C. App. at 710,

760 S.E.2d at 63. Similarly, the findings do not establish purpose or deliberation,

and are insufficient to demonstrate Respondent-Father’s actions were wholly

inconsistent with a desire to maintain custody of Crystal. See In re S.R.G., 195 N.C.

App. at 84, 671 S.E.2d at 51.

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                                     IN RE: C.J.B.

                                  Opinion of the Court

      Juvenile and termination proceedings implicate significant constitutionally

protected rights, including the right to the care, custody, and control of a parent’s

child. In re B.R.W., 381 N.C. 61, 77, 871 S.E.2d 764, 775 (2022). In this arena, we

must tread carefully to avoid diluting the protections guaranteed by our state and

federal Constitutions.

      In its Order, the trial court accurately noted Respondent-Father’s efforts to

modify his parole conditions, yet it concluded Respondent-Father had not tried

reasonably—that is, frequently or earnestly—enough. To affirm such an Order runs

contrary to binding precedent and risks undue infringement upon a fundamental

constitutional right. The GAL’s remarks in declining to give closing argument on

adjudication are instructive of the problem in this case. Indeed, Respondent-Father’s

conduct in Indiana, and more recently in this state, if true, is reprehensible.

Nevertheless, reprehensibility is not tantamount to willful abandonment, which is

the sole ground before us on appeal. We do not speculate upon the result if Petitioner

had alleged additional ground(s) for termination, and our holding today does not

abridge Petitioner’s right to bring a new petition in the future. See In re Adoption of

Maynor, 38 N.C. App. 724, 727, 248 S.E.2d 875, 877 (1978) (“The fact that a parent

commits a crime which might result in incarceration is insufficient, standing alone,

to show a settled purpose to forego all parental duties.”) (citation and internal

quotations omitted); see also B.S.O., 234 N.C. App. at 710, 760 S.E.2d at 63; S.R.G.,

195 N.C. App. at 84, 671 S.E.2d at 51.

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                                  Opinion of the Court

                                 VI.      Conclusion

      Because the trial court’s findings are insufficient to support the conclusion that

Respondent-Father’s abandonment of Crystal was willful, as defined in our Juvenile

statutes and precedent, we are constrained to reverse the Order.

      REVERSED AND REMANDED.

      Chief Judge Stroud and Judge Dillon concur.

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