Court Opinion

ID: 9488648
Source: CourtListenerOpinion
Date Created: 2023-08-05 12:51:21.356861+00
Date Added: 2024-06-11T17:53:00.697771
License: Public Domain

MERRITT, C.J., delivered the opinion of the court, in which KEITH, J., joined. WELLFORD, J. (pp. 84-88), delivered a separate dissenting opinion.
MERRITT, Chief Judge.
Plaintiff appeals the grant of summary judgment in this § 1983 action in favor of the remaining defendant, Dale Foltz, the former Warden of the state prison of southern Michigan. The heart of plaintiffs Eighth Amendment claim is that Warden Foltz knew about the risk of sexual assault in the camp program to small, vulnerable-looking prisoners such as plaintiff and neither had a policy to identify and screen out those potential transferees who would not be safe in the camp nor created guidelines for prison staff to follow when screening inmates for transfer. The record shows that the prisoner has introduced sufficient evidence to present a jury question about (1) whether Warden Foltz knew that conditions throughout the Michigan prison system and particularly at Camp Pugsley posed a substantial risk of serious harm to prisoners like plaintiff; (2) whether he knew that there was effectively no procedure in place to protect vulnerable inmates from being transferred to dangerous conditions; and (3) whether in the face of this knowledge he acted with deliberate indifference — that is, disregarded a risk of harm of which he was aware — by failing to adopt reasonable policies to protect inmates like Taylor. The prisoner has, therefore, introduced sufficient evidence to defeat a motion for summary judgment on his Eighth Amendment claim. We reverse the grant of summary judgment and remand the case for further proceedings. Furthermore, we hold that the district court erred by refusing the report of the court appointed expert before ruling on the motion for summary judgment. Upon remand, we instruct the district court to order the preparation of this report.
I. Background
The plaintiff in this case, Timothy Taylor, is a prisoner within the Michigan Department of Corrections. He is five foot tall, 120 *78pounds, is mildly mentally retarded with an IQ of 66, has youthful looking features, and has a seizure disorder. Taylor was imprisoned for larceny. The plaintiffs presentence report contained the following admonition:
It is strongly recommended that prison personnel read the attached evaluation from the Social Security Administration, get a copy of the Forensic Center examination if possible, and very carefully read the medical information provided by the nurse from the Kalamazoo County Jail.
Note: Also, this offender has attempted suicide in the past, by slitting his wrists and drinking bleach, (emphasis in original)
In addition to the presentence report, a psychological evaluation of the plaintiff was conducted by a prison clinician at the Michigan Department of Correction’s Reception and Guidance Center. The report characterized Taylor as “a rather peculiar and quite impoverished individual who could be easily disorganized under stress conditions.” The psychologist believed that Taylor “has problems in the psyehosexual area as well as cognitively and affectively....” The psychologist concluded that Taylor
is a rather unstable individual with serious problems in a number of areas, and there is a high likelihood he will become a serious management problem while institutionalized. Simply, the stress of entering the institution may be enough to result in acting out and causing a deterioration in his already limited defenses and coping skills.
Taylor argues that these reports and evaluations, contained in his prisoner file, indicate that he belonged to a class of prisoners likely to be a target of sexual pressure in prison and that he could easily be in danger if placed in the general prison population.
Beginning in September 1984, Taylor resided in the Trustee Division of Jackson Prison, a minimum security facility that provides inmates with their own individual cells. On June 12, 1985 the plaintiff was transferred to Camp Pugsley by an order that was drafted, approved, and carried out in one day with no advance warning to the plaintiff. The written comments in the transfer order state that plaintiff volunteered for the transfer; however, the code at the top of the order reflects that the reason for transfer was “program needs.” Plaintiff maintains that his transfer was motivated by an acute need for bedspace due to overcrowding and new arrivals, and that the transfer was taken in deliberate disregard of plaintiffs safety.1 Camp Pugs-ley is also a minimum security facility, but the conditions of confinement are markedly different than those at the Trustee Division. The Camp houses prisoners in a dormitory style barracks, with approximately 60 inmates to a room, rather than private cells. At Camp Pugsley, plaintiff was given a bunk in a converted gymnasium. Soon after his transfer, Taylor was raped by another inmate. Plaintiff argues that the Warden’s failure to establish a policy or implement a procedure that would protect vulnerable inmates from transfers to unsafe prisons amounted to deliberate indifference. See Farmer v. Brennan, — U.S. —, —, 114 S.Ct. 1970, 1981, 128 L.Ed.2d 811 (1994) (For an Eighth Amendment claim, “it is enough that the official acted or failed to act despite his knowledge of a substantial risk of serious harm.”).
This is the second time this case has come before us. In Taylor v. Michigan Dept. of Corrections, the panel held that “[although there was no binding Supreme Court or Sixth Circuit precedent in 1985 to the effect that it was unlawful to transfer small, vulnerable-looking prisoners to unstructured prison camps, the unlawfulness of such an action was apparent in light of pre-existing precedent.” 14 F.3d 602, 1993 WL 533470, at *3 (6th Cir. December 22, 1993) (Wellford, J., concurring in part and dissenting in part). The panel, however, declined to address Foltz’s contention that even if the unlawfulness of such a transfer was clearly established in 1985, he still was entitled to qualified immunity. Foltz argued that qualified immunity was appropriate because he had no personal involvement in the decision to transfer Taylor, having properly delegated that *79authority to his subordinates. The panel explained that this contention really went to the merits of plaintiffs Eighth Amendment claim and concerned whether Foltz was deliberately indifferent to plaintiffs constitutional rights. In a footnote, the panel opined that the recent decision in Gibson v. Foltz, 963 F.2d 851, 854 (6th Cir.1992), “may be determinative of plaintiffs Eighth Amendment claim against defendant Foltz.” Taylor, at *4 n.3. Gibson was a case brought by the widow of an inmate. The inmate had been stabbed and killed while in prison. The widow sued Warden Foltz, among other prison officials, claiming that Foltz was deliberately indifferent to inmate safety because he failed to update prison policies intended to protect inmates and staff members and because he failed to follow recommendations in studies showing that a threat of violence existed at the state prison of southern Michigan. The Gibson panel held that “[although Foltz and the other defendants were in a position to monitor the conditions at the prison, the defendants’ alleged failure to lessen the threat of violence within the prison does not rise to the level of wantonness that is required to find an Eighth Amendment violation.” Gibson, 963 F.2d at 854. The panel explained:
There was no evidence that the defendants knew that Gibson was in danger or that any specific dangerous condition existed on 4 Block East. Failure to supervise adequately, especially without a showing that the defendants were aware that subordinates had failed to carry out prison policies, does not constitute a wanton infliction of pain.

Id.

When the instant case was remanded, the district court entertained a second motion for summary judgment. Citing Gibson v. Foltz, the court held that “there was an established prison policy directive that dictated a review of files by counselors and deputy wardens before issuance of a transfer order.” See J.A. at 291 n.5. Moreover, the district court held that “[tjhere is no evidence that Foltz was aware that his subordinates were not properly reviewing transfer orders generally or that plaintiffs file in particular had been inadequately reviewed.” See J.A. at 290. The court concluded that if there were any deliberate indifference in this ease, it was on the part of Foltz’s subordinate and a claim would have to be pursued against that person. The subordinate in question, however, had been dismissed from the case earlier for lack of service.
II. Standard of Review
We review the district court’s grant of summary judgment de novo, using the same standard as that used by the district court. See Moore v. Philip Morris Cos., 8 F.3d 335, 339 (6th Cir.1993). When deciding a motion for summary judgment, a district court should view the evidence in the light most favorable to the nonmoving party and draw all reasonable inferences in favor of the nonmoving party. See United States v. Diebold, Inc., 369 U.S. 654, 655, 82 S.Ct. 993, 994, 8 L.Ed.2d 176 (1962).
The most recent Supreme Court pronouncement on Eighth Amendment claims arising from unconstitutional conditions of confinement is Farmer v. Brennan, — U.S. —, 114 S.Ct. 1970, 128 L.Ed.2d 811 (1994). That case also involved the rape of an inmate. The plaintiff in that case, a preoperative transsexual, was transferred from a Federal Correctional Institute to a penitentiary and raped soon after his arrival. The plaintiff claimed that the wardens and officials in the two prisons acted with deliberate indifference to the plaintiffs safety in violation of the Eighth Amendment because they knew that the penitentiary had a violent environment and a history of inmate assaults and that plaintiff would be particularly vulnerable to sexual attack if placed in the general inmate population. The Supreme Court held that “a prison official cannot be found liable under the Eighth Amendment for denying an inmate humane conditions of confinement unless the official knows of and disregards an excessive risk to inmate health or safety; the official must both be aware of facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw the inference.” Id. at —, 114 S.Ct. at 1979.
*80III. Analysis
A. A genuine issue of material fact exists about Foltz’s awareness of his subordinates’ failure to review properly transfer orders.
The issue is whether there is enough evidence in the record that would allow a reasonable jury to conclude that Warden Foltz failed to take reasonable steps to ensure that vulnerable inmates like plaintiff would not be transferred to a facility where a substantial risk of serious harm existed. Foltz had responsibility for reviewing and approving all transfers of prisoners from the State Prison of Southern Michigan, including transfers from the Trustee Division, and it was his responsibility to implement procedures that would protect vulnerable inmates from dangerous transfers. Regulations allowed Foltz to delegate the authority to sign his name on the transfers. Foltz stated that normally the deputy wardens of each complex could sign the transfers. Foltz’s testimony from his own deposition reveals that he was aware that his direct designees were redelegating his authority over transfers to lower echelon prison staff without any explicit authorization to do so, that he was not even sure of the procedures for approval of transfers, and that he had no review procedures to determine whether his authority was being abused. See J.A. at 245-47, 260.2 His testimony certainly presents a jury question about the existence and adequacy of reasonable transfer procedures.
Although Foltz indicated in his appellate brief that he had delegated his authority over transfers to the deputy wardens at each complex, Foltz was unable to identify whose initials appeared on the order. See J.A. at 245. There has been no evidence that the initials belonged to Charlie Anderson, the Deputy Warden. Plaintiff suggests that the initials by Foltz’s signature could have been placed there by the Assistant Resident Unit Manager. See J.A. at 199 n.28; see also Plaintiffs brief at 22. Exactly whose initials appear on the order is disputed, but assuming for purposes of this appeal, as we must, that they are not Charlie Anderson’s initials, this indicates that the defects in the transfer process affected Taylor’s transfer. Contrary to the findings of the district court, a reasonable jury could conclude that Foltz’s own testimony indicates that the operating procedures in reviewing and authorizing transfers were defective and that the defendant was aware of his subordinates’ failure to review prison files before authorizing a transfer.
Defendant argues that the fact that he delegated responsibility over transfers to subordinates absolves him of liability for plaintiffs injuries. Foltz maintains that “plaintiff cannot establish liability based on failure to adequately supervise.” Defendant’s brief at 6. It is true, as the Supreme *81Court has stated, that in a § 1983 action liability cannot be based on a theory of re-spondeat superior. Monell v. New York City Dep’t of Social Servs., 436 U.S. 658, 691, 98 S.Ct. 2018, 2036, 56 L.Ed.2d 611 (1978) (“a municipality cannot be held liable under § 1983 on a respondeat superior theory”). However, this does not automatically mean that a supervisor can never incur liability under § 1983. As this Court made clear in Bellamy v. Bradley:
Section 1983 liability will not be imposed solely upon the basis of respondeat superi- or. There must be a showing that the supervisor encouraged the specific incident of misconduct or in some other way directly participated in it. At a minimum, a § 1983 plaintiff must show that a supeni-sory official at least implicitly authorized, approved or knowingly acquiesced in the unconstitutional conduct of the offending subordinate.
729 F.2d 416, 421 (6th Cir.), cert. denied, 469 U.S. 845, 105 S.Ct. 156, 83 L.Ed.2d 93 (1984) (emphasis added). In the instant case, Foltz’s own deposition showed that he was aware of and at least acquiesced in the conduct of his subordinates in approving transfers without adequately reviewing the inmate’s record.
Foltz is not merely a supervisor, but is the official directly responsible both for transfers and for adopting reasonable transfer procedures. This case has more in common with the Sixth Circuit case of Hill v. Marshall, 962 F.2d 1209 (6th Cir.1992), cert. denied, - U.S. -, 113 S.Ct. 2992, 125 L.Ed.2d 687 (1993), than it does with Monell. Hill was an inmate who was diagnosed positive for the tuberculin bacteria. After he was transferred to another facility, he was repeatedly denied the preventive medicine previously prescribed to him. Hill filed a § 1983 action against certain officials at the Southern Ohio Correctional Facility, including Terry Morris, the Deputy Superintendent of Treatment. Just as in the present case, Morris objected to the imposition of liability, arguing that he could not be held liable for actions taken in his supervisory capacity and that the plaintiff did not plead and prove Morris’ direct personal involvement. The Sixth Circuit rejected this argument, stating:
Here, by contrast, Morris is charged with abandoning the specific duties of his position — reviewing and responding to inmates’ complaints about medical needs — in the face of actual knowledge of a breakdown in the proper workings of the department. Hill does not seek to hold Morris vicariously liable for the head nurse’s misconduct. Rather, Morris personally had a job to do, and he did not do it. His failure to do his job resulted directly in a violation of the plaintiffs Eighth Amendment right.
962 F.2d at 1213.
In the instant case Foltz is charged with abandoning the specific duties of his position — adopting and implementing an operating procedure that would require a review of the inmate’s files before authorizing the transfers — in the face of actual knowledge of a breakdown in the proper workings of the department. A jury could find on the facts that Foltz personally had a job to do, and that he did not do it. A jury could find that the fact that Foltz was under constant pressure to transfer inmates due to overcrowding would not excuse his failure to adopt reasonable policies to insure that the transferees were not placed in grave danger of rape. See Redman v. County of San Diego, 942 F.2d 1435, 1446-47 (9th Cir.1991) (holding that where a supervisor implements an unconstitutional policy, liability is direct, not vicarious), cert. denied, 502 U.S. 1074, 112 S.Ct. 972, 117 L.Ed.2d 137 (1992). In sum, a triable question exists about whether Foltz properly discharged his duty.
Foltz’s related argument, that he cannot be liable because he had no personal knowledge of Taylor’s particular vulnerabilities to sexual assault, also fails. Farmer makes it clear that the correct inquiry is whether he had knowledge about the substantial risk of serious harm to a particular class of persons, not whether he knew who the particular victim turned out to be. In Farmer, the defendants successfully argued in the district court that they did not possess the required knowledge of potential danger because plaintiff never expressed any safety concerns to them. In the course of reversing *82and remanding the case, the Supreme Court stated:
Nor may a prison official escape liability for deliberate indifference by showing that, while he was aware of an obvious, substantial risk to inmate safety, he did not know that the complainant was especially likely to be assaulted by the specific prisoner who eventually committed the assault.... [I]t does not matter ... whether a prisoner faces an excessive risk of attack for reasons personal to him or because all prisoners in his situation face such a risk. See Brief for Respondents 15 (stating that a prisoner can establish exposure to a sufficiently serious risk of harm “by showing that he belongs to an identifiable group of prisoners who are frequently singled out for violent attack by other inmates”).
Farmer, — U.S. at —, 114 S.Ct. at 1982 (citation omitted). Similarly, in Butler v. Dowd, the Eighth Circuit affirmed the trial court’s refusal to grant the prison superintendent, Dowd, a j.n.o.v. even though one of the plaintiffs testified that the superintendent probably did not know about the plaintiffs specific situation until after the sexual assault occurred. 979 F.2d 661, 667 (8th Cir.1992), cert. denied, — U.S. —, 113 S.Ct. 2395, 124 L.Ed.2d 297 (1993). The court found persuasive that Dowd had signed an affidavit that acknowledged that there is a particular type of inmate who is vulnerable to attack:
Plaintiffs in this action are typical of the type of inmate who normally receives such intimidation from other inmates. Plaintiffs exhibit generally passive personalities and are unable to stand up to these inmates threatening them. It is likely that plaintiffs will be subject to such treatment by other inmates wherever they go.
Id. at 667 (quoting affidavit).
In 1974, Foltz testified that small, youthful prisoners are especially vulnerable to sexual pressure. See People v. Harmon, 53 Mich. App. 482, 485, 220 N.W.2d 212, 214 (1974), aff'd 394 Mich. 625, 232 N.W.2d 187 (1975). Therefore, a reasonable jury could conclude that the information in Taylor’s file should have alerted a reviewing official that Taylor belongs to a class that is particularly vulnerable to sexual assault. Accordingly, it is a question for the jury. This is the position that the Magistrate took in her Report and Recommendation, see J.A. at 69, but it was rejected by the District Court.
Additionally, plaintiff contends that Foltz actually knew him, thus satisfying Foltz’s own self-styled test of knowledge. While it is true that Foltz did not personally authorize the transfer to Camp Pugsley, defendant has introduced evidence that he personally ordered Taylor’s transfer a year earlier from a medium security facility to a minimum security facility. See J.A. at 171. During his deposition, Foltz testified that he reviewed prisoners’ files if he actually authorized the transfer. See J.A. at 262. Drawing all inferences in favor of the plaintiff, as we must on this motion for summary judgment, the jury could find that Foltz had direct knowledge of plaintiff’s characteristics because he personally reviewed Taylor’s file the year before the transfer to Camp Pugsley.
B. The danger to Plaintiff at Camp Pugs-ley is a disputed issue of material fact
Defendant also contends that Taylor has not introduced evidence proving that Camp Pugsley had more incidents of sexual assault than his former prison. Plaintiff counters that the court appointed expert would have addressed this issue in his report, but the District Court decided that it could rule on a summary judgment motion without the report. The Magistrate Judge’s careful report and recommendation unequivocally states that the incidence of rape at the Camp as compared to the prison is an open question of fact:
Plaintiff has shown that Defendant Foltz had knowledge of the pervasive risk of harm in the prison system. Although there has been no statistics [sic] submitted by either party as to whether or not there existed a pervasive risk of harm in the particular camp where the sexual assault against Plaintiff occurred, an expert has been appointed by this Court to testify at trial regarding this issue.
J.A. at 68 (emphasis added).
The Court’s expert never got a chance to submit his report. After the case was re*83manded by the Sixth Circuit following its decision denying Foltz qualified immunity, the District Court entertained a second summary judgment motion. Plaintiffs counsel asked the court to wait for the expert’s report before ruling, and persuasively argued that the report was crucial to the question of plaintiffs danger at Camp Pugsley. In his brief in opposition to the defendant’s second motion for summary judgment, the plaintiff plainly states: “The one major area that the expert must review is whether a potential for harm existed at Camp Pugsley in June of 1985. This can only be done through reviewing documents and other matters by the expert.” J.A. at 208. The district court based its decision on whether Foltz was aware that his subordinates were not properly reviewing prisoner files before issuing transfer orders, not whether the camp was a more dangerous setting for the plaintiff than the prison. The district court evidently thought that the expert’s testimony would be relevant on the latter issue or it would not have agreed with the magistrate and ordered the expert’s appointment in the first place. As this Court emphasized in Elvis Presley Enters., Inc. v. Elvisly Yours, Inc., “Mindful of the burden on the nonmoving party to produce evidence showing the existence of a genuine issue of material fact, summary judgment should not be granted unless the nonmoving party has had the opportunity to discover information essential to opposition.” 936 F.2d 889, 893 (6th Cir.1991).
The report is important not only to establish whether the camp was in fact more dangerous than the prison but also to provide additional evidence of Warden Foltz’s knowledge. The Supreme Court explained in Farmer that a jury can legitimately infer that a prison official had knowledge from evidence that the risk was well-known:
[I]f an Eighth Amendment plaintiff presents evidence showing that a substantial risk of inmate attacks was “longstanding, pervasive, well-documented, or expressly noted by prison officials in the past, and the circumstances suggest that the defendant-official being sued had been exposed to information concerning the risk and thus ‘must have known’ about it, then such evidence could be sufficient to permit a trier of fact to find that the defendant-official had actual knowledge of the risk.”
— U.S. at-, 114 S.Ct. at 1981^82 (citation omitted).
The record is clear that plaintiff, prior to summary judgment and again on appeal, repeatedly requested the preparation of the report. The record also indicates that the comparative risk of sexual assault at Camp Pugsley is a disputed issue of material fact. Therefore, the expert must be given an opportunity to conduct an investigation and submit his report.
Even if the plaintiff had not attempted to submit more evidence of the risk of sexual assault at the camp, the record still presents a jury question about whether, for prisoners like plaintiff, (1) the conditions at the camp were clearly more dangerous than at the prison, (2) the Warden must have known this, and (3) he was deliberately indifferent to the risk because he did nothing to protect vulnerable prisoners from unsafe transfers.
A review of the record reveals a prison system in crisis. In her Report and Recommendation, the Magistrate reviewed portions of the report prepared by the Michigan State Police in 1973. Portions of the report had already been admitted as evidence in Redmond v. Baxley, 475 F.Supp. 1111, 1122 (E.D.Mich.1979) and Roland v. Johnson, Case No. 84-CV-7544-AA (E.D.Mich). The Magistrate found that the “report established that sexual violence was pervasive in [Michigan Department of Correction’s] prison system and dealt with both the prison camps and state prisons.” J.A. at 67. Moreover, the Magistrate noted that the Magistrate Judge in the Johnson case indicated that the Michigan State Police Report contained sufficient information to determine whether Warden Foltz “had notice that there was a pervasive problem of sexual pressuring and violence.” J.A. at 67. The plaintiff introduced into the record a letter dated October 29, 1982, to Governor Milliken, from the Department of Justice, Civil Rights Division. That letter detailed the results of an investigation of prison conditions in Michigan by five outside, independent experts. Among the conditions which the experts believed subjected *84the inmates to grievous harm in violation of their Eighth Amendment rights was the inadequate security provided to inmates against “physical and sexual assault, other violence, and extortion.” J.A. at 278. Plaintiff maintains that Warden Foltz was sent a copy of that letter.
Warden Foltz arguably knew about the problem of widespread sexual assaults and knew that smaller, youthful prisoners were more vulnerable to attack than others. He also knew that the camps were less structured than the prisons and that conditions of confinement were more open in the camps’ barracks-style lodging than in Trustee Division. From this, a reasonable jury could have concluded that Foltz knew that the risk of sexual assault was inherently greater at the camp. As the Farmer Court stated, ‘Whether a prison official had the requisite knowledge of a substantial risk [is] a question of fact subject to demonstration in the usual ways, including inference from circumstantial evidence, and a factfinder may conclude that a prison official knew of a substantial risk from the very fact that the risk was obvious.” — U.S. at -, 114 S.Ct. at 1981. Because this is a question of fact for the jury, summary judgment is not appropriate.
IY. Conclusion
In 1910 Winston Churchill coined a phrase and recognized an obvious truth when he said that the “treatment of crime and criminals is one of the most unfailing tests of civilization of any country.”3 In Farmer, the Supreme Court applied the same idea to prison rapes, saying that “gratuitously allowing the beating or rape of one prisoner by another serves no ‘legitimate penological ob-jectiv[e],’ any more than it squares with ‘evolving standards of decency.’ ” Farmer, — U.S. at —, 114 S.Ct. at 1977 (citations omitted). Prisons are dangerous places because they house dangerous people in congested conditions. But the Eighth Amendment to the Constitution mandates that prison officials maintain humane conditions of confinement and take reasonable measures to guarantee the safety of inmates. Their duty includes protecting prisoners from violence at the hands of other prisoners: “[H]aving stripped [prisoners] of virtually every means of self-protection and foreclosed their access to outside aid, the government and its officials are not free to let the state of nature take its course.” Id.
Our review of the record in this case indicates that there are disputed questions of material fact concerning whether Warden Foltz had any procedures in place to review transfer orders to insure that his authority over transfers was not being abused and to insure that inmates’ files were being properly examined before transfer. Triable issues of fact also exist as to whether plaintiff falls into that category of inmates especially vulnerable to sexual assault, whether plaintiff was subjected to a substantial risk of serious harm by his transfer to Camp Pugsley, whether Camp Pugsley was in fact more dangerous to prisoners like Taylor than Jackson Prison, and whether Warden Foltz knew of the risk that the camp presented but failed to take reasonable steps to insure that his vulnerable wards were not transferred there. To assist in answering these questions, the district court is instructed to allow the court-appointed expert to prepare his report. We REVERSE the grant of summary judgment to the defendant and REMAND the case for further proceedings consistent with this opinion.
So ordered.

. Warden Foltz conceded during his deposition that in 1985-86 the prison was overcrowded and admitted that when he received an order that a certain number of inmates be transferred, he was required to find the number of people and transfer them by that date. See J.A. at 261.

. Excerpts from Foltz's deposition raise a question about whether the transfer process was constitutionally defective:
Q: Do you know the procedure that would be undertaken in regards to concerning whether an inmate should be transferred or not? Who would first — do the first step?
A: It would be the resident unit manager or his assistant — would be the initiator of a transfer.
Q: And were they supposed to review, like, the inmate's file to determine whether they met a certain criteria?
A: I don't recall.
Q: If a resident unit manager had filled out a transfer order — and it looks like on Exhibit 1 on the left-hand side, that a Bogan, ARUM' — ■ that's assistant resident unit manager; right? A: Yes.
Q: — had filled out — initially filled out this form. When it was sent to the deputy warden or somebody that you had designated to sign— you know, to approve the transfers, would they automatically just approve it because the ARUM had prepared the order, or would they be required to take additional steps?
A: I don't recall what — how they operated on that.
Q: Well, what would you expect, since you had designated the authority?
A: I would — the preparer of the transfer would have the records in front of them and would pretty well have the authority to tell me what — which direction to transfer a person. I would not review the files.
Q: And you would not expect, like, your deputy warden to look at the institutional file before approving a transfer?
A: Only if the person preparing it made some special statement on there that they should look at some special situation.
Q: But my question is, did you have any review procedures to insure that that order or authority that you delegated was not being abused by the person that had it?
A: No.

. Addressing the issue of prison reform, Winston Churchill made these remarks before the House of Commons in 1910 while he was Home Secretary.