Patent Application: US-201213593934-A

Abstract:
specific applications of particles and particle agglomerates with semiconductor surfaces are provided . the particles and particle agglomerates display a high affinity for viral particles , and may be used therapeutically and / or prophylactically to treat or prevent viral infections . the particles and particle agglomerates may also be used to remove viral particles from a surface or fluid , e . g ., as an absorbent in a filter , applied to surfaces to render them virostatic , and as tool to handle viral particles , e . g ., for research , diagnostic , or decontamination purposes .

Description:
the use of functionalized nanoparticles to develop antiviral agents that act by interfering with viral infection , in particular attachment and entry is gaining wide popularity ( tallury et al ., 2010 ; bowman et al ., 2008 ; lara et al ., 2010 ; vig et al ., 2008 ). these particles generally exhibit high surface to volume ratios , leading to entirely new properties as compared to the bulk form of the substance . for example , gold nanoparticles were shown to inhibit cell - to - cell spread of hsv ( baram - pinto et al ., 2010 ). zno has long been known for its antibacterial and antifungal properties including the recent report for selective destruction of tumor cells by zno nanoparticles and its potential in the development of anti - cancer agents ( rasmussen et al ., 2010 ). in addition , the use of zno nanoparticles in sunscreens is one of the most common uses of nanotechnology in consumer products ( beasley and meyer , 2010 ). recently the use of zno nanostructures has been suggested in nonresonant nonlinear optical microscopy in biology and medicine ( kachynski et al ., 2008 ). wo 2007 / 093808 a1 is directed to the use of nanoparticles of metals and / or metal compounds , including zno in the prevention of viral infection . there is a need in the art for efficient , well - tolerated and inexpensive agents for the treatment and / or prevention of conditions caused by viral infections . provided are specific applications of particles or particle agglomerates with semiconductor surfaces ( semiconductor particles , scps ) with polar defect sites that can be used as a viral particle binding substrate . the particles described herein have an average surface to volume ratio larger than 7 for a unit volume and have a preferred largest cross sectional length in a range of from about 100 nm to about 30 μm . a significantly enlarged average surface to volume ratio for a unit volume ( compared for example to less elaborate structures mainly with planar surfaces or to spherical particles ), as described herein , offers an advantageous potentially large binding interface between scps and the viral particles . the scps may be of similar size to or of smaller or larger size than any given target viral particle . scps with semiconductor surfaces comprising different metals ( e . g . zn , sn , fe , bi , al , in , zr , ti , ni ), metal - oxides ( e . g . zno , sno 2 , tio 2 , in 2 o 3 , fe 2 o 3 , bi 2 o 3 , al 2 o 3 zro 2 ), metal - sulphides , metal - nitrides and metal - carbides may be used for binding viral particles . various combinations from the above mentioned metals such as for example zn — fe , in — zn , sn — zn , in — zn — sn , in — sn , bi — zn , bi — sn , fe — bi , zn — ti , sn — ti , in — ti , etc . may also be used for binding viral particles . the particles or particle agglomerates may also comprise a mixture of at least two semiconductor compounds with polar defect sites . mass production of free standing scps using suitable synthesis techniques is one of the main requirements for their use in antiviral applications . one suitable method for the production of these scps is flame synthesis , described in wo 2011 / 116751 a2 . this method enables the production of large amounts ( kilograms ) of metal , metal - oxide , metal - sulphide , metal - nitride or metal - carbide scps in a cost - effective manner . the scps with an average surface to volume ratio larger than 7 for a unit volume may be of the snowflake type , having for example the shape of tetrapods , interconnected hexagonal rods , or sea urchins capped with nanoscopic filopodia - like structures . such forms exhibit high surface to volume ratios for a unit volume as compared to their bulk counterparts , leading to advantageous functional properties such as efficient viral particle binding . the largest cross sectional length of such scps should be between about 100 nm and about 30 μm . a general scp form may be a core - spike / filopodia - type structure , i . e . a structure consisting of a core covered by spikes . such a structure may have for example a metal or metal oxide core surrounded by spikes of metal oxide . the average diameter of the scp core may vary in the range of 100 nm to 10 μm , depending on the powder characteristics initially used for synthesis . the dimensions of the spikes may also be controlled by varying synthesis conditions ( mainly temperature and time ). the diameter of the spikes may range from 20 nm to 4 μm , whereas their length may vary from 25 nm to 20 μm . scps with these characteristics have the advantage of being self - supported , i . e . they do not require a substrate , and they can easily be handled for application . the viral binding activity of the scps not only depends on their surface polarity but is also strongly influenced by the existing polar defects , both intrinsic defects ( like grain boundaries , twin boundaries , vacancies / interstitials etc .) and extrinsic defects ( external doping elements ). the particles or particle agglomerates may thus be doped to generate polar defect sites . hence , metal , metal - oxide , metal - sulphide , metal - nitride , metal - carbide and / or mixed composition scps may be functionalized by suitable physical or chemical treatments to generate polar defect sites leading to the desired viral particle binding . metal - oxide ( for example zno , tio 2 , etc .) and / or metal - sulphide scps may be illuminated with ultraviolet ( uv ) light to generate polar defect sites . uv illumination results in the creation of electron - hole pairs ( depending on the bandgap ) which results in changes in surface polarities by creating oxygen vacancies in metal - oxide scps . in particular , zno - scps may be doped to generate polar defect sites for example by uv - treatment or by heating under h 2 - atmosphere . aging effects should be considered in this context : if the uv - treated metal - oxide scps remain in the dark for some time ( for example a few days ), oxygen in the atmosphere starts occupying the oxygen vacancies , thus neutralizing the polar defect sites . the doping may therefore occur directly before the use of the scps as a viral particle binding substrate , but it may also occur at another time before the use , taking these aging effects into account . common commercially available uv lamps may be used for scp illumination . however , since the penetration depth of uv radiation is not very large ( less than a few mm ), the illumination conditions should be chosen so as to enable an efficient generation of polar defect sites . scps according may be used to bind enveloped viral particles . these viral particles may be herpes simplex or human immunodeficiency viral particles or any other enveloped viral particles that bind to scps . these viral particles may thus for example be from the following groups : scps may be part of a pharmaceutical composition for the treatment and / or prevention of conditions caused by viral infection . such pharmaceutical compositions may contain particles or particle agglomerates in physiologically effective doses in a pharmaceutically acceptable carrier . in particular , zno - scps are effective at low concentrations ( 0 . 1 - 10 μg / ml ) and only exhibit cytotoxic effects at higher concentrations ( above 500 μg / ml ). such scps may thus be used in the preparation of a medicament for the treatment and / or prophylaxis of conditions caused by viral infection . this medicament may be used topically in form of suspensions , ointments , creams , lotions and / or lipsticks . the binding ( and removal ) of viral particles present in a liquid may be achieved by applying to the viral particle containing liquid a composition comprising the disclosed particles or particle agglomerates . the scps with bound viral particles may then be removed from the liquid by any method known in the art such as filtration , centrifugation , etc . moreover , viral particles present on a surface may be bound ( and removed from the surface ) by applying to a liquid a composition comprising particles or particle agglomerates as viral particle binding substrate , and putting that liquid in contact with the viral particle contaminated surface . such scp containing liquids may thus be used to wash surfaces and objects that should be freed from viral particles . also provided are methods for binding viral particles , wherein a composition comprising scps is applied to a surface , and this substrate surface is put contact with viral particles to enable binding . scps used in this method may suitably be formulated for application in an appropriate carrier , coating or solvent . scps may thus also for example be applied on conventional clinical tapes used for dressing wounds and lesions caused by viral infection . binding characteristics of scps further enable the generation of filters to trap viral particles . such filters may consist of a free - standing interconnected stable network of scps or alternatively of a filter scaffold onto which the scps are applied . hence , also provided is a method for binding viral particles by applying to a filter a composition comprising scps , and putting the filter in contact with viral particles . such a filter may be used to bind viral particles present in fluids as for example in viral particle contaminated water , in solutions , in culture media or in body fluids such as blood or also in the air . decontamination procedures or viral research may thus be additional uses of scps . also provided is a device for binding viral particles contained in fluids . such a device includes an scp - based filter for viral particles with the possibility to treat the scps so as to generate polar defect sites , as well as a pump mechanism to enable fluid circulation through the filter and the device in general . the large quantities ( several 100 grams ) of snowflake type zno - scps ( tetrapods , interconnected hexagonal rods , sea urchins capped with nanoscopic filopodia - like structures ) were synthesized by flame transport synthesis . the synthesized snowflake type zno powder stored in a glass tube is shown in fig1 a . compared to standard powder ( fig1 b a ), the synthesized zno powder shows a higher order of tetrapod structures and a snowflake - like symmetry ( fig1 b b ). scanning electron microscopy ( sem ) ( fig1 c ) shows the geometric orientation and morphology of the semiconductor particles powder . a typical cluster of zno - scps can form a well - ordered array of sea urchin - like structures with filopodia - type nanospikes ( fig1 d ). further analysis of the latter by sem revealed that lengths of the spikes are in the range of a few microns ( 2 to 8 μm ), with thicknesses ranging from 100 to 200 nm ( fig1 e ). cell toxicity of the zno - scps was determined using human dermal fibroblasts ( nhdf ; promocell , c - 12300 ). in terms of fibroblast viability , there is a clear concentration dependency of zno - scps toxicity ( fig2 a ). concentrations up to 500 μg / ml do not significantly impair cell viability . the concentration - effect curve for zno - scps treated with uv - light is slightly shifted to the right . the ec50 value derived from the curves increases approximately twofold after uv - light treatment from about 1 . 3 to 3 mg / ml zno . though this shift was statistically not significant , the results show that the toxicity of zno - scp is not increased by uv treatment . upon zno - scp treatment , there is only a slight concentration - dependent decrease in total protein in cell cultures ( fig2 b ). this could be explained by the fact that , especially at higher concentrations , a layer of zno structures covers the cell monolayer , and this might have prevented in part the detachment of dead cells upon washing . the concentration of zno - scps was kept below the toxic levels throughout the following experiments . zno - scps significantly block hsv - 1 entry into glycoprotein d ( gd ) receptor expressing cho - k1 cells the effect of zno - scps on hsv - 1 entry into the target cells was determined by using β - galactosidase expressing hsv - 1 reporter virus ( gl86 ) into wild type chinese hamster ovary ( cho - k1 ) cells expressing gd receptor nectin - 1 . as shown in fig3 a , hsv - 1 pre - incubation with zno - scps significantly blocks viral entry in a dose dependent manner in cho - k1 cells expressing gd receptors . the positive control cells treated with 1 × pbs ( untreated ) showed hsv - 1 entry . the blocking activity of zno - scps was pronounced even at low concentrations ( 0 . 1 μg / ml or 100 μg / ml ). human corneal fibroblasts ( cf ), a natural target for hsv - 1 infection , were used to further confirm the blocking activity of zno - scps on hsv - 1 entry . cf express hvem and 3 - ost - 3 as gd receptors ( tiwari et al ., 2006 ). as shown in fig3 ( b ), treatment with zno - scps ( 0 . 1 μg / ml or 100 μg / ml ) leads to a significant blocking of hsv - 1 entry . similar results were obtained with hela cells that express all the known gd - receptors ( data not shown ). in all cases , the mock treated cells used as positive control showed hsv - 1 entry . the results obtained with cf and hela cells are thus consistent with the results from nectin - 1 expressing cho - k1 cells : in all three in vitro systems , zno - scps at concentrations at least as low as 0 . 1 μg / ml significantly inhibit hsv - 1 entry . assuming that viral entry inhibition properties of zno - scps are due to their partial negatively charged oxygen vacancies , zno - scps were exposed to uv illumination ( raytech uv - lamp model r5 - fls - 2 ; midtown , conn ., usa ) for 30 min , which is known to generate additional oxygen vacancies and hence additional negative charge centers on the atomic scale at the surface ( wu and chen , 2011 ; kong et al ., 2008 ). in order to visualize the effect of uv illumination of zno - scps on viral binding , the scps were stained red via phalloidin staining ( fig4 a ). the uv treated red zno - scps were mixed with green fluorescent protein ( gfp )- tagged hsv - 1 ( vp26 ). as shown in fig4 c , uv - exposed zno - scps ( 0 . 1 mg / ml ) showed a significant viral trapping as evident by strong yellow co - localization signal as compared to uv - untreated red zno - scps ( fig4 b ). enhanced viral trapping by uv - exposed zno - scps also translates into enhanced viral inhibition : hsv - 1 ( kos ) virions were pre - incubated with either uv - treated zno - scps or uv - untreated zno - scps before infecting target cells . clearly , the uv - exposed particles were more efficient in blocking hsv - 1 entry ( fig4 d ). this result underlines the significance of negative charged molecules in hsv - 1 entry . zno - scp treatment inhibits hsv - 1 glycoprotein mediated cell - to - cell fusion and polykaryocyte formation finally , the effect of zno - scps during hsv - 1 glycoproteins mediated cell to cell fusion was investigated . the main emphasis of cell to cell fusion was to demonstrate the viral and cellular requirements during virus - cell interactions and also as means of testing viral spread . the goal was to determine whether zno - scps interaction with hsv - 1 envelope glycoproteins , essential for viral entry , affects cell to cell fusion . surprisingly , zno - scps treatment ( 0 . 1 mg / ml ) of effector cells expressing hsv - 1 glycoproteins impaired cell to cell fusion in cho - k1 cells expressing gd receptor nectin - 1 ( fig5 ). in parallel , the control untreated effector cells co - cultured with target cells showed the expected fusion ( fig5 ; black bars in panel a ). this response was further confirmed when polykaryocytes formation was visualized . zno - scps treated effector cells failed to form polykaryons when co - cultured with target cells ( fig5 b ; panel c ). the control untreated effector cells efficiently showed larger polykaryons ( fig5 b ; panel b ), while no polykaryons were observed in absence of hsv - 1 glycoprotein ( negative control , fig5 b ; panel a ). these results indicate that the presence of zno - scps significantly reduce viral penetration . zno - scps may therefore possibly disrupt the viral envelope glycoproteins binding to cell surface hs , thereby preventing the virus attachment , surfing , and fusion processes . to evaluate the broader significance of uv - treated zno - scps as an anti - hsv agent , the ability of scps to block viral entry for different clinically - relevant strains of hsv ( f , g , and mp ) ( dean et al ., 1994 ) was tested . here , nectin - 1 expressing cho ig8 cells that express β - galactosidase upon viral entry ( montgomery et al ., 1996 ) were used . the virulent strains were pre - incubated with scps , and then used for infecting the cells . the results from this experiment again showed that scps blocked entry of additional hsv strains as evident by onpg assay ( fig6 ; panel a ). finally , the in vivo significance of scps in an animal model was addressed . for this zebrafish embryos were chosen , since these provide a quick and easy model for testing hsv - 1 infection in vivo ( burgos et al ., 2008 ). as shown in fig6 , panel b , the scps were able to prophylactically block infection of the zebrafish embryos as well . this result underlines the promising character of scps for the development of effective anti - hsv prophylactic agents . the initial quantitative viral entry assay revealed that pre - treatment of hsv - 1 with zno - scps significantly affected the viral entry at non - toxic concentrations ( fig3 ). uv - irradiated zno - scps were even more potent in blocking hsv - 1 entry and spread . fluorescent imaging experiments further confirmed the quantitative viral entry data that uv - treated zno - scps neutralized the viral infectivity by “ viral - trapping ” or “ virostatic activity ”, which was evident from the enhanced accumulation of gfp - tagged virus around scps ( fig4 ). the viral trapping activity of scps can be explained as uv - exposure of zno spikes enhances the distribution of negative charge by oxygen vacancies , thereby allowing more viruses to bind . the major advantage of zno - scps is their effectiveness at lower concentrations ( μg ), the low cost of their synthesis , molecular specificity to viral envelope protein without affecting the expression of native heparan sulfate chains , and ease in designing particle capsules coated with additional anti - hsv - 1 agents including envelop glycoprotein b ( gb ) and d ( gd ) based peptides to block hsv - 1 entry receptors while keeping the hsv - 1 virions trapped to scps . zno is an integral component of skin , face and lip creams where hsv - 1 infection or reactivation leads to painful blisters . therefore zno - scps exhibit strong potentials to develop anti - hsv medication for cold sore in the form of a protective gel or cream , which may be further activated by uv - light , also by the uv portion of sun light . in addition , such scps will become the bench tool to create additional antiviral agents against many other viruses with the conjugation of peptides against specific virus envelope glycoproteins . furthermore , they can also be used to deliver antiviral peptides with minimal pharmacokinetic problems together with enhanced activity of drug for the treatment of hsv infection . taken together the findings of the inventors support the model by which partially negatively charged zno - scps trap hsv - 1 to prevent virus - cell interaction ( fig7 ), which are key steps for successful viral infection of the host cells and , therefore , scps - based compounds present a useful therapeutic approach . this is further supported by the observation that scps also block infection in vivo , in a zebra - fish model of hsv - 1 infection ( fig6 b ). the following examples are intended to illustrate the present invention but not to limit the scope thereof . the snowflake type free standing complex network of interconnected zinc oxide semiconductor particles ( thickness in the range of 100 to 500 nm and length in the range of 1 to 5 μm ) which consists of hexagonal nanorods , tetrapods , nanocombs and nano - sea - urchin - like structures , were synthesized by a simple flame transport synthesis approach using a sacrificial polymer ( polyvinyl butyrol ) as the local host . commercial zn powder ( particle diameter ˜ 3 to 5 μm ; goodfellows , uk ) and polyvinyl butyrol powder ( pvb ; kuraray europe gmbh , germany ). the zn and pvb powders were mixed in particular ratio with the help of ethanol and then heated in a simple furnace at 900 ° c . for 1 hour . the process for semiconductor particle formation was used as previously described ( wo 2011 / 116751 a2 ). the microstructural evolution of different semiconductor particles inside snowflake type free standing powdery material was investigated by scanning electron microscopy ( sem ) using a philips xl - 30 microscope equipped with lab6 filament and energy dispersive x - ray diffraction analysis ( edax ) detector . sem images of different structures were recorded at 6 kv electron beam acceleration voltage with 20 μa beam current . a large quantity of snowflake type zno semiconductor particle powder was synthesized under identical conditions and used for different biomedical tests , as described in the next examples . the cytotoxicity of the zno - scps after 24 h of treatment was determined by mtt assay ( mosmann , 1983 ; röhl and sievers , 2005 ) and protein measurement ( lowry et al ., 1951 ). after two days in culture , when confluence was reached , human fibroblasts ( nhdf ; promocell , c - 12300 ) were treated with zno - scps . these were either first irradiated with uv light at 254 nm for one hour distributed in a thin layer in a plastic petri dish or they were directly brought into suspension with culture medium at a concentration of 5 mg / ml . this stock solution was used to prepare the samples . for the treatment culture medium was completely removed and cells were treated with 0 , 0 . 1 , 0 . 2 , 0 . 5 , 1 . 0 , 2 . 0 , and 5 . 0 mg / ml zno - scps (−/+ uv ) for 24 h . cells were washed carefully one time with the culture medium before using mtt assay or three times with phosphate - buffered saline ( pbs ) before the protein measurement . using the mtt assay , the portion of viable cells in treated cultures was estimated on the basis of the formation of formazan by viable cells . formazan and protein suspensions were transferred to new plates before colorimetrical measurements performed at 570 nm for the mtt test and at 630 nm for the protein determination ( universal microplate reader elx800uv ; bio - tek instruments inc .). hela and cultured human corneal fibroblasts ( cf ) cells were grown in dulbecco &# 39 ; s modified eagles medium ( dmem ; invitrogen corp .) supplemented with 10 % fetal bovine serum ( fbs ), while wild - type cho - k1 cells expressing gd receptors ( nectin - 1 and 3 - ost - 3 ) were grown in ham &# 39 ; s f - 12 medium ( gibco / brl ) supplemented with 10 % fbs , and penicillin and streptomycin ( gibco / brl ). normal human dermal fibroblasts ( nhdf ; promocell , c - 12300 ) were cultured in quantum 333 medium ( paa , u15 - 813 ) supplemented with 1 % ( v / v ) penicillin / streptomycin . subcultured fibroblasts ( maximum until passage 9 ) were seeded into 96 - well microtiter plates at a seeding density of 100 , 000 cells / cm 2 in 310 μl / cm 2 medium . cells were kept at 37 ° c . and 5 % co 2 . the β - galactosidase expressing recombinant hsv - 1 ( kos ) gl86 ( shukla et al ., 1999 ) and gfp - expressing hsv - 1 ( k26gfp ) were provided by p . g . spear ( northwestern university , chicago ) and p . desai ( johns hopkins university ) ( desai and person , 1998 ). the plasmids expressing nectin - 1 ( pbg38 ) was kindly provided by dr . spear ( northwestern university , chicago ). viral entry assays were based on quantitation of β - galactosidase expressed from the viral genome in which β - galactosidase expression is inducible by hsv infection . cells were transiently transfected in 6 - well tissue culture dishes with plasmids expressing hsv - 1 entry receptors ( necitn - 1 expression plasmids ) using lipofectamine 2000 at 1 . 5 μg dna per well in 1 ml . at 24 h post - transfection , cells were re - plated in 96 - well tissue culture dishes ( 2 × 10 4 cells per well ) at least 16 h prior to infection . cells were washed and exposed to serially diluted pre - incubated virus with zno - scps or 1 × pbs at two fold dilutions in 50 μl pbs containing 0 . 1 % glucose and 1 % heat inactivated cs ( pbs - gcs ) for 6 h at 37 ° c . before solubilization in 100 μl pbs containing 0 . 5 % np - 40 and the β - galactosidase substrate , o - nitro - phenyl - β - d - galactopyranoside ( onpg ; immunopure , pierce , rockford , ill . ; 3 mg / ml ). the enzymatic activity was monitored at 410 nm by spectrophotometry ( biotek instruments inc . elx808 absorbance microplate reader , vt , usa ). the free standing zno - scps ( sea urchin and tetrapod shaped particles containing long filopodia - type of spikes ) from snowflake type powder were distributed in a thin layer in a plastic petri dish followed by irradiation with uv light at 254 nm for 30 min at room temperature . in this experiment zno - scps were stained with 10 nm rhodamine conjugated phalloidin ( invitrogen ) followed by mixing with gfp - tagged hsv - 1 or with 1 × pbs . images of fluorescent labeled zno - scps ( either pre - treated with uv , uv +, or untreated , uv −) mixed with gfp - tagged hsv - 1 were acquired using a confocal microscope ( nikon d - eclipse - c1 ) with the software ez - c1 . in this experiment , the cho - k1 cells ( grown in f - 12 ham , invitrogen ) designated as “ effector ” cells were co - transfected with plasmids expressing four hsv - 1 ( kos ) glycoproteins , ppep98 ( gb ), ppep99 ( gd ), ppep100 ( gh ) and ppep101 ( gl ), along with the plasmid pt7emcluc that expresses firefly luciferase gene under the t7 promoter ( tiwari et al ., 2004 ). wild - type cho - k1 cells express cell surface hs but lack functional gd receptors , therefore they have been transiently transfected with hsv - 1 entry receptors . wild type cho - k1 cultured cells expressing hsv - 1 entry receptor nectin - 1 considered as “ target ” cells were co - transfected with pcagt7 that expresses t7 rna polymerase using chicken actin promoter and cmv enhancer . the untreated effector cells expressing pt7emcluc and hsv - 1 essential glycoproteins and the target cells expressing gd receptors , transfected with t7 rna polymerase , were used as the positive control , while the effector cells pre - treated with the zno - scps were used for the test . for fusion , at 18 h post transfection , the target and the effector cells were mixed together ( 1 : 1 ratio ) and cocultivated in 24 well - dishes . the activation of the reporter luciferase gene as a measure of cell fusion was examined using reporter lysis assay ( promega ) at 24 h post mixing . clinical strains of hsv ( f , g , and mp at 25 pfu / cell ) were either pre - incubated with 1 × pbs (−) or with zno - scps (+) at 10 μg / ml for 90 min at room temperature . after 90 min of incubation the two pools of viruses were incubated on cho ig8 cells that express β - galactosidase upon viral entry . the viral entry blocking was measured by the onpg ( ortho - 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