Patent Application: US-31390502-A

Abstract:
a microsphere whispering - gallery mode evanescent - wave sensor for use in the detection and identification of atoms or molecules has been developed . in operation , the species under scrutiny is introduced proximate to a microsphere in which a whispering - gallery mode has been excited . the subject species then absorbs a portion of the microsphere &# 39 ; s evanescent light energy at compound - specific wavelengths , which absorption is then used to detect and identify the subject species . its concentration may be determined from the absorption signal on the light in reflection or transmission . high sensitivity in the instant invention results from the long effective absorption path length provided by the whispering - gallery mode &# 39 ; s large q which results in a detector that is suitable for use in trace - gas sensing . the instant microsphere detection system can rival the performance of a multipass cell and can be made part of a much more compact and rugged system . among the many potential uses for the invention taught herein includes detection of carbon monoxide , carbon dioxide , and atmospheric trace gases such as methane and ammonia .

Description:
the so - called “ whispering - gallery ” modes of “ transparent ” dielectric spheres have extremely low transmission losses , allowing such spheres to be used as microresonators with very high quality factor q , where q is conventionally defined mathematically for a resonant microsphere as : q = v δ   v , where v is the frequency of the resonant light and δv is the frequency width over which the microsphere resonates . ( note that the term “ transparent ” should not be limited to visibly transparent , but should be understood to apply broadly to any material that is substantially transparent for a particular frequency of light ). a wg mode is essentially the limiting case of propagation , by total internal reflection , around a great circle of the microsphere , as the number of reflections increases without bound . similarly , the wg mode may be viewed as a surface - guided wave for which the circumference of the sphere is an integral number of wavelengths . this mode might either be the te ( i . e ., transverse electric ) component or the tm ( transverse magnetic ) component of the transmitted evanescent wave . coupling of laser light into and out of wg modes can be accomplished by frustrating the total internal reflection at a point on the sphere . in the preferred embodiment , this coupling is performed by using internal reflection in a prism whose surface is brought close to the microsphere , as is shown in fig2 a , 2 b , and 3 a , or by overlapping the microsphere &# 39 ; s evanescent field with that of an eroded or tapered single - mode optical fiber , as shown in fig2 c , 2 d , and , 3 b . since the electromagnetic field of wg mode tm and te waves is localized in the narrow and thin annular area near the equator of the microsphere , a compressive force that is applied at the “ poles ” of the microsphere will increase its effective radius without destroying its high q properties . the resulting change in equatorial radius then changes the resonant frequency of the microsphere . one equation that may be used to relate the change in the radius of the microsphere to its resonant light frequency is : v = c  2   π   n eff  a , where , v is the frequency of the resonant laser light , c is the speed of light , r is the number of wg - mode wavelengths that “ fit ” around the ( possibly stressed ) microsphere , n eff is the index of refraction of the sphere , and a is the radius of the sphere at its equator . in the ideal case , the radius of the microsphere will be adjusted so that the previous equation is satisfied for the desired frequency v and a particular integer value of r , specifying the wg mode . this equation provides a general approach to the problem of adjusting the equatorial diameter of a stressed microsphere so that the wg mode wave produced thereby is practically optimal . in the preferred embodiment , the microsphere sensor will be constructed by melting the end of a thin unshielded optical fiber and allowing surface tension to draw the fused silica into a near - perfect sphere . this is preferably done using a hydrogen - oxygen mini - torch or a focused co 2 laser beam . the size of a microsphere will usually be less than a millimeter or so in diameter , although it is to be expected that there will be some variation in the size according to the needs of the particular situation . in the preferred embodiment , the microspheres will be about 200 - 600 μm in diameter and be constructed from low - oh fused silica fibers . additionally , each microsphere is normally left attached to its fiber stem , which can then be used for manipulation ., although this is not required . according to a first aspect of the instant invention , and as is illustrated in fig1 there is provided a preferred apparatus for an absorption spectroscopy system , wherein a dielectric microsphere is used as optical evanescent - wave sensor . laser 20 is , for reasons discussed later , preferably a tunable laser ( or scanning laser ) capable of lasing at a plurality of different wavelengths of light . it is not essential that the laser be tunable , though , as there are some applications where a laser that operates at a single light frequency would suffice . however , for purposes of this embodiment the laser 20 will be taken to be a laser that can emit light at a plurality of different wavelengths . tunable coherent sources are available for any wavelength region from the far infrared into the ultraviolet and may be of many different types . those skilled in the art will recognize that high - pressure molecular gas lasers , semiconductor diode lasers , spin - flip raman lasers , and color - center lasers are among the many types of tunable lasers that would be suitable for use with the instant invention . as can be seen in fig1 the output 22 from laser 20 preferably passes through a beam splitter 24 which extracts a portion of the laser beam for use in a different portion of the apparatus . the remaining laser light 26 then enters microsphere system 40 which comprises the sensing component of the instant invention , four preferred variations of which are generally illustrated in fig2 a to 2 d . note that reference cell 30 is an optional component of the instant invention and would generally be used to tune the laser output frequency to match an absorption wavelength of specific compound where , for example , only one compound is sought . fig3 a contains a detailed illustration of a preferred arrangement of the basic microsphere sensing system 40 . as is indicated in that figure , microsphere 300 is placed between — and proximate to — generating prism 310 and collecting prism 320 . incident laser light 26 is directed toward a point on the wall of the generating prism 310 adjacent to the microsphere 300 . the light energy 26 strikes the wall at an angle which is beyond the critical and is , thus , largely reflected 315 . microsphere 300 , because of its placement near the light reflection point , is the recipient of a transfer of evanescent energy from the laser beam 26 . evanescent energy that is transferred to the microsphere 300 propagates around its equator in the form of wg mode waves , which are schematically illustrated in fig3 a as circular rays 370 . the wall of the collecting prism 320 nearest the microsphere 300 collects evanescent light energy , which then propagates out of the prism ( schematically illustrated as light ray 66 ). note that the collecting prism 320 is not strictly required , for example the embodiment of fig2 a utilizes a single prism 210 . however , use of a second prism 320 eliminates the background present in the reflected light 315 that is due to the portion of the incident light 26 not coupled into the wg mode . indeed , other variations of the instant invention do not utilize a prism of any sort : fig2 c , 2 d , and 3 b illustrate other preferred arrangements in which light is coupled into and out of the wg mode using a tapered optical fiber or fibers . molecules that approach the surface of the microsphere 300 interact with the wg mode waves 370 , reducing the energy in those waves if the molecule absorbs light at the frequency of the wave . thus , the amplitude of the light energy 66 that is subsequently released from the prism 320 is indicative of the species of the sample . fig4 contains a cross - sectional view of a preferred embodiment of a device 400 for adjusting the microsphere resonance frequency by compression . as was discussed previously , compressing the sphere 300 adjusts its resonant frequency through a free spectral range and means that the sphere can be kept generally in resonance with the laser light as the laser 20 is tuned . as is illustrated generally in fig4 the microsphere compression system 400 preferably holds the microsphere 300 between two arms : an lower stationary arm 440 and an upper lever arm 430 . the upper lever arm 430 is made to bear down on the microsphere 300 through application of an upward force from piezoelectric device 410 , which presses against pad 420 . pad 420 is affixed to upper lever arm 430 so that pressure against the pad 420 is translated into compressive force through leverage against pins 450 and 460 . in the event that the laser 20 is a scanning laser , the compression system 400 will generally track the frequency of the tuned laser light 26 , continuously changing the pressure placed on the microsphere 300 so as to keep its resonant frequency matched with the frequency of the incident laser light . returning to fig1 the light energy 66 that is emitted from the microsphere system 40 is next passed to balanced receiver 70 . the balanced receiver 70 uses a portion 64 of the original laser signal 22 ( as preferably obtained via beams splitters 24 and 28 ) to correct the output signal 66 for variations in the strength of the input signal 22 . absent such a correction , input signal strength variations could easily be confused with variations in output intensity due to molecular absorption . further , since the magnitude of the signal drop attributable to absorption by the sample might amount to only 2 % or so of the input signal 26 , it is preferable to remove the overall effect of the source so that the remaining signal can be examined against a background of nearly “ zero ” rather than against a background which is at the base level of the input signal 24 . the balanced receiver 70 preferably performs all of these functions . output from the balanced receiver 70 is next preferably sent to filter 80 , which is designed to remove the effects of the induced “ fast ” modulation , which is described hereinafter . in brief , this device 80 smoothes the output signal by the amplitude modulation that has been introduced by fast frequency modulation of the laser 20 or microsphere compression device 400 . this device 80 could either be a hardware notch - type filter or a filter implemented in software . but in the preferred embodiment , the filter 80 will be implemented in hardware . finally , the signal after filtering is ready for subsequent analysis 90 by , for example , oscilloscope or computer . analysis of the output signal essentially consists of an examination of the signal to determine if the light output 66 at one or more light frequencies is attenuated with respect to the light output at other frequencies . further , the ratio of signals between light intensities at and away from molecular resonance frequencies can be used to estimate the molecular concentration of the sample according to methods well known to those skilled in the art . as is illustrated in fig1 a portion of the output from the balanced receiver 70 is preferably fed back into fast modulation lock - in and control module 50 , the “ control module ” 50 hereinafter . in brief , this module is designed to recognize when optical resonance occurs within the microsphere 300 and hold the stress unit 400 at that pressure when it occurs by feeding back to the dc level of the stress unit 400 . this will tend to keep the microsphere 300 in tune with the current scanned laser frequency . the control module 50 accomplishes this by phase - sensitive detection of the amplitude modulation , of the emitted light 66 , that results from the action of the fast modulation unit 10 . in both operating modes / embodiments described below , the laser frequency and wg mode resonance curve are moved relative to each other , but so slightly that the control module 50 can keep the microsphere precisely resonant with the slowly scanning laser . when the resonant frequency of the microsphere matches the laser frequency , the light energy emitted from the microsphere 300 will be at a maximum . fast modulation unit 10 is designed to operate in one of two modes : as a controller of the laser 20 signal or as a controller of the microsphere compression system 400 . ( hence , the “ switched ” connection 15 in fig1 ). although fig1 suggests the use of a single fast modulation unit 10 which is switched between the laser 20 and stress unit 400 , clearly two separate units could be utilized instead . when connected to the laser 20 , the fast modulation unit 10 operates by superimposing a small - amplitude kilohertz modulation on the changing frequency of the laser light . when the device 10 is connected to the compression system 400 , it modifies the signal that drives the piezoelectric device 410 to similarly superimpose a fast small - amplitude modulation on top of the compression signal that keeps the resonant frequency of the microsphere 300 generally in tune with that of the laser . in the preferred embodiment , fast modulation unit 10 provides as an output a voltage which varies rapidly and regularly in time . for example , in the preferred embodiment , the modulation unit 10 cycles at about a kilohertz . this will typically be a very rapid oscillation in comparison to the cycle speed of the scanning laser ( which might be as slow as a few hertz ). according to a first preferred embodiment , the fast modulation unit 10 will be placed into communication with the microsphere stress unit 400 . in that case , as the relatively slow tunable laser 20 tracks over its range of light frequencies , the fast modulation unit 10 operates to cause the stress unit 400 to sweep the microsphere resonance profile over a narrow range about the current laser 20 output frequency . in another embodiment , the fast modulation unit 10 is situated so as to be in communication with scanning laser 20 , rather than the stress unit 400 . in this embodiment , the laser 20 will generally be driven to oscillate through a predetermined frequency range as before . also as before , the stress unit 400 , which is controlled by module 50 , will systematically stress the microsphere 300 so that its resonant frequency precisely tracks the frequency of the laser . however , in this embodiment the fast modulation unit 10 will superimpose an oscillation on top of the slower laser frequency to vary it as so encompass the resonant frequency of the microsphere 300 . in any of the forms that the instant invention takes ( e . g ., fig2 and 3 ), a simple model of the microsphere describes it as a ring resonator , where the prism or fiber coupling is treated as a partially - transmitting mirror of reflectivity r 2 . this reflectivity can be varied by changing the specifics of the coupling , such as the prism - sphere separation . in this simple model , r is assumed to be real and the incident light is assumed to have a frequency resonant with the fundamental whispering - gallery mode of the microsphere . these assumptions do not limit the generality of the conclusions that follow , as will be recognized by those skilled in the art . the q of the microsphere is determined by several different types of losses , but for the purposes of this model q can be attributed to an internal loss specified by the effective absorption coefficient α i . then q is given by q = 2   π  n eff α i  λ , where n eff is the sphere &# 39 ; s index of refraction and λ is the wavelength of the incident light . it is further assumed ( again without restriction of generality ) that the frequency of the incident light also coincides with a homogeneously broadened resonant absorption of the atom that we wish to detect . here and below , “ atom ” is used as a generic term for the species ( atom , molecule , etc .) to be detected . now if there are atoms in the evanescent part of the mode , the absorption coefficient will change to α = α i + α a , where α a is the resonant absorption coefficient of the atom , given by α a = λ 2  n 4   π 2  τ sp  δ   v , where n is the number density of resonant atoms , τ sp is their spontaneous lifetime , and δv is their absorption line width . the fraction of the incident intensity that is reflected from the microsphere ( e . g ., 315 in fig3 a ) is r ; and the fraction transmitted through the microsphere ( e . g ., 66 in fig3 a ) is t . either of these quantities constitutes the detectable signal . the reflected and transmitted fraction can be shown to be equal to r = ( 1 - x + a 1 + x + a ) 2 ,  t = ( 2  x 1 + 2  x + a ) 2 , where , a = α a α i , and   x = 1 - r 2 α i  l l being the circumference of the sphere . for low atomic density ( a & lt ;& lt ; 1 ), the expressions for t and r can each be written as proportional to the factor exp [− α a l eff ]. here , l eff is the effective absorption path length , which can be as large as 2 / α i in the under - coupled case ( x & lt ;& lt ; 1 ). for a sphere with n ≅ 1 . 5 , and using λ ≅ 1 μm , the first equation presented previously becomes q ≈ 10 5   cm - 1 α i ; for q ˜ 10 8 , we have α i ˜ 10 − 3 cm − 1 . thus , depending on the specifics , l eff can be on the order of tens of meters . model calculations have been done using co as a test case , for comparison with previously reported results from a 30 - cm multipass - cell sensor with an effective detection path length of about 100 meters . the high q ( about 10 8 ) of the instant microsensor 300 means that its effective detection path length can also be about 100 meters . ( however , the microsphere has the advantage of being much smaller than the multipass cell , and fiber - optic coupling can be used ; a much more compact sensor head can therefore be engineered , at a substantially lower cost , and with much less critical alignment tolerances .) using direct absorption measurements , a sensitivity of one part in 10 9 thus appears feasible , but it should be possible to do much better . the microsensor can be used just as well for the detection of other atmospheric and biogenic trace gases ( e . g ., co 2 , nh 3 , ch 4 , no , n 2 o , c 2 h 6 , h 2 s , h 2 co , so 2 , hf , hcl , etc .). it should be noted at the outset that in its simplest form , the instant invention could involve only a fixed frequency laser in combination with a single , uncompressed microsphere that has been chosen to resonate at the exact frequency of the laser . this setup could be used for the very restricted purpose of determining whether or not a specific absorption band was present in a sample . where a specific compound is sought ( e . g ., in the case of certain pollutants ), this arrangement could prove to be an ideal solution . additionally , the instant inventor has specifically contemplated that the instant invention might be augmented by additional features such as the use of a broad - band light source ( e . g ., an l . e . d .) which may be preferable when the compound to be detected has a broad absorption band . further , it should be possible to improve the results presented herein by controlling the effects of environmental fluctuations , mechanical and thermal noise , and surface contamination . still further , the technique of using a strain - tuned microsphere could be extended into the mid - infrared , making use of new tunable semiconductor lasers currently being perfected . in this spectral region , comprising wavelengths from 2 to 8 μm , another four to five orders of magnitude in sensitivity can be gained because of the much greater strength of fundamental ( rather than overtone or combination - band ) ro - vibrational transitions . the optics of this spectral region is not as well understood , so the microsphere fabrication and coupling will need to be developed , using new types of mid - ir - transmitting glasses . even further , the scanning technique described earlier could be changed to a somewhat faster modulation of the wavelength , scanning back and forth across the molecular resonance , and then detecting the derivative of the signal . this wavelength modulation spectroscopy can improve the sensitivity by another two to three orders of magnitude . additionally , although the entire disclosure has been directed toward a discussion of the use of a microsphere as an evanescent - wave sensor , other shapes could alternatively be used . for example , those skilled in the art will recognize that a “ disk ” shape could be substituted in place of the microsphere , with the resonance frequency adjusted according to principles familiar in the industry . whispering - gallery microsensors have the potential for many other uses in addition to the detection of atmospheric gases . they can also be used for partial pressure measurement in vacuum systems , replacing mass spectrometers . they can be immersed , and so have the potential to be used for the characterization of liquid environments as well , ranging from marine sensing applications to contaminant monitoring in jet fuel . in addition , it is also possible that , by coating the microspheres , sensitivity to biological and chemical warfare agents , and perhaps even use in dna sequencing , can be achieved . while the inventive device has been described and illustrated herein by reference to certain preferred embodiments in relation to the drawings hereto attached , various changes and further modifications , apart from those shown or suggested herein , may be made by those skilled in the art , without departing from the spirit of the inventive concept , the scope of which is to be determined by the following claims . the documents that are listed hereinafter are specifically incorporated by reference into this patent application . v . b . braginsky , m . l . gorodetsky , and v . s . ilchenko , “ quality factor and nonlinear properties of optical whispering - 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