Patent Application: US-83833101-A

Abstract:
this invention relates to novel room - temperature process for obtaining calcium phosphate , in particular hydroxyapatite , coatings and microspheres that encapsulate drugs , proteins , genes , dna for therapeutical use . the coatings and microspheres are designed to perform a defined biological function related to drug delivery , such as gene therapy through gene delivery . a novel method for encapsulation , and subsequent controlled release of therapeutically active agents from such biofunctional coatings and microspheres is disclosed . such coatings and microspheres are useful for side - effects free , long - term , targeted , controlled release and delivery of drugs , proteins , dna , and other therapeutic agents .

Description:
in order to produce the thick ha films for drug encapsulation , surface of the underlying substrate ( typically stainless steel or titanium ) is first coated with thin , submicrometer film of sol - gel ha , as disclosed previously in u . s . patent application ser . no . 09 / 563 , 231 , filed may 2 , 2000 , the subject matter of which is incorporated herein by reference . the thin sol - gel ha film ( sg - ha ) develops good bond with the underlying substrate at the 400 ° c . processing temperature , and acts as an intermediate nucleation and bonding layer between the underlying substrate and the cpc - ha thick film matrix . the cpc - ha thick film matrix is deposited at room - temperature on the thin sg - ha film by dip coating in non - aqueous suspension of monocalcium phosphate and calcium hydroxide precursor powders . the drug material is dispersed in the suspension and initially deposited within the pores of the precursor powder film . subsequently , the precursor powders film , containing drug material , is exposed to water - based solution of sodium phosphate and placed in an incubator at 37 ° c ., 100 % relative humidity , for up to 24 h . during this period , a porous thick ha film forms due to dissolution of the precursor powders and re - precipitation of apatite phase encapsulating the drug material . the thin sg - ha film acts as a seeding template allowing nucleation and growth of the thick film apatite crystals , and therefore imparts sufficient interfacial strength to the ha matrix . as a result of this protocol , a 10 - 1000 μm thick , nano - to - submicron porous cpc - ha matrix encapsulating the drug material , firmly attached to a substrate through a 0 . 6 - 0 . 8 μm thin intermediate sg - ha film is achieved . fig1 illustrates cpc - ha coating on metallic substrates ( a ) without sg - ha coating interlayer and ( b ) with sg - ha coating . absence of the sg - ha coating interlayer causes spontaneous separation of cpc - ha coating from the substrate . fig2 shows cross - sectional view of the cpc - ha / sg - ha coating system ( a ) and its ftir spectrum ( b ) compared with commercial crystalline hydroxyapatite . an excellent , intimate interface between the two films of cpc - ha / sg - ha coating system confirms that sg - ha acts as a nucleation site for cpc - ha . in order to produce the ha microspheres for drug encapsulation , the non - aqueous suspension of cpc precursor powders ( monocalcium phosphate and calcium hydroxide ), together with fine crystalline ha additive seeds , is atomized and spray dried to produce 10 - 1000 μm large approximately spherical particles ( fig3 a , and stage 1 in the schematic fig3 ). the drug material is dispersed in the suspension and initially deposited within the pores of the precursor powder microspheres . subsequently , the precursor powders microspheres , containing drug material , are exposed to water - based solution of sodium phosphate and placed in an incubator at 37 ° c ., 100 % relative humidity , for up to 24 h ( stage 2 ). during this period , a porous ha microsphere forms due to dissolution of the precursor powders and re - precipitation of apatite phase encapsulating the drug material , stage 3 . the fine crystalline ha additive particles act as seeds allowing nucleation and growth of the apatite crystals . as a result of this protocol , a 10 - 1000 μm large , nano - to - submicron porous cpc - ha microspheres matrix encapsulating the drug material is achieved . in the last stage 4 of the process ( fig3 ), a thin film of bm - ha may be deposited on the microsphere surface for additional encapsulation . fig4 is sem micrograph of two cpc - ha microspheres , ˜ 20 um large ( a ) and ˜ 300 um large ( b ), produced according to the above process ( bm - ha is not present on these microspheres ). by changing the content of ha seeds in the microspheres , crystallinity ( and thus resorption rate in physiological environment ) of the resulting cpc - ha may be varied . this is illustrated in fig5 showing microcrystalline ( a ) and amorphous ( b ) structure of cpc - ha ( these are confirmed by xrd and ftir data ). the coatings and microspheres are processed such as to encapsulate secondary materials within the open and closed porosity of ha , the secondary material being preferably for therapeutical use , such as drugs , proteins , genes , dna and the like . we have demonstrated that a direct , in - situ encapsulation , and subsequent controlled release of therapeutically active agents from such apatite coatings and microspheres can be achieved . both the coatings and microspheres are designated for side - effects free , long - term , targeted , controlled release and delivery of drugs , proteins , dna , and others . the disclosed process addresses the issue of drug delivery through encapsulation ( entrapment within the structure ) rather than impregnation of drugs into ha matrix . thus , the drug release is linked to resorption of the ha matrix , rather than leaching from the matrix . materials process engineering has been developed to control structure of ha for drug encapsulation , and therefore to control the ha resorption and drug or gene delivery process . the bio - resorbable ha for drugs encapsulation is designed and processed to release the drug as a result of gradual resorption of the matrix , rather than leaching of the drug from open porosity of the matrix . the additional bm - ha encapsulation film grown on sg - ha coated substrate is shown in sem micrographs in fig6 . the biomimetic hydroxyapatite ( bm - ha ) film deposits , termed cpl here for calcium phosphate layer , are shown on sg - ha substrate of low crystallinity ( a ) and high crystallinity ( b ). in the specification and the claims , it is understood that when appropriate , the term “ calcium phosphate ” ( cap ) is used generically and includes minerals such as hydroxyapatite , dicalcium phosphate , tricalcium phosphate and tetracalcium phosphate . we disclose multilayer biocompatible / bioactive functionally graded calcium phosphate in two forms : ( i ) coatings on variety of substrates , typically stainless steel or titanium , and ( ii ) self - supporting microspheres . two types of coatings are deposited . the first coating directly on the metal surface is a thin film ( 0 . 2 - 0 . 5 μm ) of dense , highly crystalline ha produced through sol - gel technology at elevated temperatures , about 400 c . this coating serves several purposes : ( i ) to screen the metal surface from the surrounding tissue ; ( ii ) to provide high - adhesion and nucleation surface for the second cpc - ha coating . the second coating is thicker , porous , film ( 10 - 1000 μm ) of ha processed at room temperature . the goal is to achieve rapid formation of an adhesive apatite layer through dissolution - precipitation mechanism similar to setting of calcium phosphate cements ( cpc ). by adding drugs with various concentrations into the cpc colloidal suspension , a direct , in - situ encapsulation , and subsequent controlled release of therapeutically active agents from the apatite coatings is achieved . the varying degree of crystallinity of the coating and multi - step coating / impregnation techniques is used to control and customize the cpc - ha resorption process , and thus the rate of drug release from the cpc - ha matrix . interfacial examination ( fig2 a ) shows that the cpc - ha coating is in intimate contact with the underlying sg - ha thin layer . the key feature of the present invention is therefore that the pre - coated thin sg - ha film acts as a template for the nucleation and growth of room - temperature precipitated apatite in the cpc - ha coating . such mechanism allows a significant interfacial bonding to develop between the thin sg - ha and the thick cpc - ha , as observed . ftir spectra of the resulting cpc - ha , fig2 b , suggest disorder of the crystal structure , attributed to poor symmetry of po 4 tetrahedra . effectively , the resulting cpc - ha is amorphous , or very fine , poorly crystalline , non - stoichiometric , easily resorbable apatite similar to that found in bone mineral , i . e . ca 9 ( po 4 ) 5 − x − y ( co 3 ) y ( hpo 4 ) x ( oh ) 1 − y / 3 . this cpc - ha had a porosity of about 45 % and an average pore size of about 16 nm . the nanopores in the cpc - ha physically immobilize encapsulated biomolecules of similar dimension , such that dissolution of the cpc - ha matrix is responsible for the release kinetics ( rather than simply desorption and leaching , as disclosed in previous art ). this offers additional mode of drug / gene release control , e . g . through adjustment of the resorption rate ( i . e . adjustment of crystallinity ) of the cpc - ha microspheres or coatings . we also disclose here the newly discovered approach to achieve the active cap microsphere , capable to encapsulate any type of drug or biomolecule which can be dispersed in organic liquids or water . the approach combines spheroidization of calcium phosphate cement ( cpc ) slurry , followed by incubation to precipitate ha phase , fig3 . the cpc - ha microspheres have a poorly crystalline calcium - deficient apatitic structure , similar to that of natural ( bone ) apatite , and identical to that determined for the thick cpc - ha coatings grown on sg - ha substrates . the microstructure ( i . e . in particular crystallinity and nano - porosity ) of the apatite granules can be tailored by adjusting the concentration of the seeding ha sintered sub - micron powder . the greater amount of the seeds , the finer the resulting microstructure results in the matrix phase . the examples of microstructures of crystalline ( a ) and amorphous ( b ) cpc - ha produced in our laboratory through changing seeding and process parameters are shown in fig5 . the key feature of the present invention is that the microspheres are shaped at room temperature , and cpc - ha nucleated and grown also at room temperature , encapsulating the designated organic material , e . g . drug or protein . in order to achieve better control of drug release , additional film of bm - ha will be deposited on the surface of the microspheres , as illustrated in fig3 ( stage 4 ), and also fig6 . we have demonstrated previously that excellent quality bm - ha can be grown through solution - precipitation on hydroxyapatite films . bm - ha can be grown on surface of cpc - ha microspheres for final , long term encapsulation . stainless steel metallic substrates ( 316 l ) were coated with a 0 . 6 - 0 . 8 μm thin layer of apatite ( sg - ha ) using the recently developed sol - gel technique . specifically , the sol - gel process for preparing a crystallized hydroxyapatite , comprises : ( a ) hydrolysing a phosphor precursor ( phosphite ) in a water based medium ; ( b ) adding a calcium salt precursor to the medium after the phosphite has been hydrolysed to obtain a calcium phosphate gel such as a hydroxyapatite gel ; ( c ) depositing the gel on the substrate through dip coating , and ( c ) calcining the film to obtain crystallized hydroxyapatite , at 400 ° c . for 20 min . an inorganic colloidal slurry containing calcium phosphate precursor ca ( oh ) 2 and calcium phosphate salt monocalcium phosphate anhydrate , was ball milled in ethanol . the two starting inorganic ingredients had particle size 0 . 3 - 2 μm and 0 . 5 - 4 μm , respectively . the initial ca / p ratio in the slurry was kept at 1 . 5 . as dissolution and precipitation are the principal mechanisms for apatite development in such system , 5 wt % of submicron , crystalline hydroxyapatite powder was used as seeds for heterogeneous nucleation of cpc - ha . the thin film sg - ha surface - modified sample was dip coated in the ethanol suspension of the precursors . after single dip coating , an approximately 30 μm thick layer of porous precursor powder mixture developed on the substrate due to rapid evaporation of ethanol . due to colloidal nature of the precursors slurry , the thick film develops sufficient structural integrity ( i . e . strength and hardness ) to accept the next processing step . in this step , the film is exposed to sodium phosphate water - based solution ( 0 . 25 m ), which is allowed to soak into the open pores of the film , and then placed in an incubator at 37 ° c ., 100 % relative humidity , for 24 h . during incubation , the colloidal precursors react with the phosphate liquid and precipitate ha . microstructure of the resulting cpc - ha thick film is shown in fig5 a . the pull adhesion test performed on the coatings according to astm c - 633 standard revealed adhesion strength of the thick cpc - ha film to the thin sg - ha film of 6 . 1 ± 1 . 2 mpa ( test on 6 specimens with ˜ 20 μm thick coating ). this bonding strength is greater than the tensile strength of bulk cpc - ha reported in literature , which is generally & lt ; 2 mpa . the fracture mode was predominantly at the sg - ha / cpc - ha interface , indicating that the interface is the weakest link region . this cpc - ha had a porosity of about 45 % and an average pore size of about 16 nm . macrograph of the coated sample is shown in fig1 b . micrograph of the coating interface is illustrated in fig2 a , and ftir spectrum in fig2 b . stainless steel metallic substrates ( 316 l ) free of intermediate sg - ha film were coated with cpc - ha , as described in example 1 . during ha incubation period , the coating spontaneously separated from the substrate , as illustrated in fig1 a . obviously , the cpc - ha coating did not bond to the metallic substrate , i . e . bonding strength was zero mpa . other properties of the coating , that is phase content and porosity , was similar to that obtained in example 1 . stainless steel metallic substrates ( 316 l ) were coated with a 0 . 6 - 0 . 8 μm thin layer of apatite ( sg - ha ) as described in example 1 . one group of samples was annealed at 400 ° c . for 20 min to achieve crystalline sg - ha ( c ) film and another group at 375 ° c . for 60 min to achieve amorphous sg - ha ( a ) film . these films were used as nucleation site for precipitation of bm - ha film . the sg - ha coated samples were immersed into “ simulated body fluid ” ( sbf ) of ionic composition ( in units of mmol / l ) 142 na + , 5 . 0 k + , 2 . 5 ca 2 + , 1 . 5 mg 2 + , 103 cl − , 25 hco 3 31 , 1 . 4 hpo 4 2 − , and 0 . 5 so 4 2 − . the sbf was buffered at ph 7 . 4 with tris ( hydroxymethyl )- aminomethane and hcl . this in - vitro static deposition ( i . e . the sbf was not renewed during the deposition period ) at ˜ 24 ° c . produced good quality , dense 3 - 5 μm thick bm - ha film deposits on flat sg - ha substrates , as illustrated in fig6 . the crystalline sg - ha ( c ) film , fig6 b , coated with dense bm - ha , whereas amorphous sg - ha ( a ) film , fig6 a , coated with porous bm - ha . the properties of the underlying sg - ha surface modification film can be used to vary the properties , e . g . porosity , of the nucleated and deposited top bm - ha film . stainless steel metallic substrates ( 316 l ) were coated with cpc - ha / sg - ha coatings as described in example 1 . in order to assess the possibility of use of cpc - ha for controlled drug release , amethopterin ( sigma chemicals , usa ) was employed as a model drug , in an amount of 5 % based on solid phase content of cpc - ha precursors . the drug was mixed with the colloidal suspension of the precursors , before dip coating was performed . all other procedures , e . g . incubation , were performed as in example 1 . during incubation period , 20 μm thick cpc - ha coating precipitated encapsulating the drug molecules within the nanopores of the crystallizing ha . after encapsulation , a drug release study was conducted by immersion of the substrates into 20 ml of phosphate buffer saline ( pbs , ph = 7 . 4 ) at constant ratio of ( cpc coating weight )/( volume of pbs ) of 1 mg / ml . a reference sample coated with hydrogel film was also tested for drug release kinetics . the hydrogel film was prepared by dipping the cpc - ha layer containing the drug into a polymer solution containing 3 % polyvinyl alcohol . after drying , the weight gain of the ˜ 20 mg cpc - ha layer due to the additional hydrogel coating was ˜ 0 . 5 mg , corresponding to the content of polymer film in the cpc - ha matrix of about 2 . 5 %. the samples of pbs liquid with released drug were periodically taken out ( i . e . entire liquid was emptied ) and refilled with the same amount of 20 ml of pbs . the drug concentration in the supernatant was determined via an uv - visible spectroscopy . fig7 illustrates the drug release kinetics for the time period of 3 days , for both types of drug - loaded cpc - ha . although a burst effect was detected for both coatings over the initial period of about 8 h , a slower release is evident for the sample post - coated with hydrogel . a linear relationship was obtained between the amount of drug released and ( time ) ½ for the release time greater than 8 h . the sustain release period for 8 to 60 h is well described by fick &# 39 ; s law of diffusion . the release kinetics is modified due to the presence of a post - coated thin hydrogel film , suggesting a decreased diffusivity of the drug molecules . however , the burst effect can offer an advantage in the early period after orthopedic / dental surgeries if anti - inflammatory agents were incorporated into the implant devices to avoid acute or severe inflammatory response . an inorganic colloida slurry containing ca ( oh ) 2 and monocalcium phosphate anhydrate , is ball milled in ethanol , at ca / p ratio = 1 . 5 ( this stage of the process is similar to cpc - ha coatings processing , as described in example 1 ). as dissolution and precipitation are the principal mechanisms for apatite development in such system , small amount ( 2 wt %) of crystalline ha powder is added to the slurry as seeds for heterogeneous nucleation of ha . microstructure , in particular nano - porosity , of the apatite granules is tailored by adjusting concentration of the seeding ha sintered sub - micron powder , in the range 1 - 10 wt %. the greater amount of the seeds , the finer the resulting microstructure of the cpc - ha matrix phase . the slurry is atomized and spray dried to produce spheres due to rapid evaporation of ethanol , as illustrated in fig3 a . narrow distribution of the microsphere size can be achieved by varying spray parameters ( such as spray pressure ; slurry viscosity and concentration ), with average granular size achievable in the range 10 - 1000 μm diameter . any secondary dopant , e . g . drug material , is entrapped in the pores of the sphere at this processing stage , as in example 4 , and also as schematically illustrated in fig3 b . the colloidal nature of the precursors sol allows a relatively strong bond to develop within the flash - dried precursor microsphere , stage 1 , fig3 b . subsequently , the microspheres were exposed to sodium phosphate water - based solution ( 0 . 25 m ) and placed in an incubator at 37 ° c ., 100 % relative humidity for 24 h , stage 2 . a poorly crystalline , calcium - deficient apatitic structure develops within the microsphere in this process , similar to that of naturally occurring apatite , as described above for the coatings , stage 3 . a poorly crystalline , calcium - deficient apatitic structure develops within the microsphere in this process , similar to that of naturally occurring ( i . e . bone ) apatite . the mineralization process in stage 3 can be expressed as a result of interaction between ca ( oh ) 2 and ca ( hpo 4 ) 2 in the film exposed to sodium phosphate solution : 3ca ( hpo 4 ) 2 + 6 ca ( oh ) 2 → ca 9 ( po 4 ) 5 ( hpo 4 )( oh ) the microstructures of the resulting small (˜ 20 μm ) and large (˜ 300 μm ) microspheres are presented in fig5 . in the final stage 4 of the process illustrated in fig3 b , a thin , dense film of bm - ha may be deposited on surface of the porous ha macrosphere for long - term encapsulation function . to achieve this , ha - cpc spheres with drug encapsulated in its nanopores are immersed into simulated body fluid as described in example 3 . as will be apparent to those skilled in the art in the light of the foregoing disclosure , many alterations and modifications are possible in the practice of this invention without departing from the spirit or scope thereof . accordingly , the scope of the invention is to be construed in accordance with the substance defined by the following claims . 2 . c . ohtsuki , t . kokubo , and t . yamamuru , j . non - 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