Patent Application: US-16524008-A

Abstract:
methods are provided for predicting the presence , subtype and stage of ovarian cancer , as well as for assessing the therapeutic efficacy of a cancer treatment and determining whether a subject potentially is developing cancer . associated test kits , computer and analytical systems as well as software and diagnostic models are also provided .

Description:
the biomarker panels and associated methods and products were identified through the analysis of analyte levels of various molecular species in human blood serum drawn from subjects having ovarian cancer of various stages and subtypes , subjects having non - cancer gynecological disorders and normal subjects . the immunoassays described below were courteously performed by our colleagues at rules - based medicine of austin , tex . using their multi - analyte profile ( map ) luminex ® platform ( www . rulesbasedmedicine . com ). while a preferred sample is blood serum , it is contemplated that an appropriate sample can be derived from any biological source or sample , such as tissues , extracts , cell cultures , including cells ( for example , tumor cells ), cell lysates , and physiological fluids , such as , for example , whole blood , plasma , serum , saliva , ductal lavage , ocular lens fluid , cerebral spinal fluid , sweat , urine , milk , ascites fluid , synovial fluid , peritoneal fluid and the like . the sample can be obtained from animals , preferably mammals , more preferably primates , and most preferably humans using species specific binding agents that are equivalent to those discussed below in the context of human sample analysis . it is further contemplated that these techniques and marker panels may be used to evaluate drug therapy in rodents and other animals , including transgenic animals , relevant to the development of human and veterinary therapeutics . the sample can be treated prior to use by conventional techniques , such as preparing plasma from blood , diluting viscous fluids , and the like . methods of sample treatment can involve filtration , distillation , extraction , concentration , inactivation of interfering components , addition of chaotropes , the addition of reagents , and the like . nucleic acids ( including silencer , regulatory and interfering rna ) may be isolated and their levels of expression for the analytes described below also used in the methods of the invention . the set of blood serum samples that was analyzed to generate most of the data discussed below contained 150 ovarian cancer samples and 150 non - ovarian cancer samples . subsets of these samples were used as described . the ovarian cancer sample samples further comprised the following epithelial ovarian cancer subtypes : serous ( 64 ), clear cell ( 22 ), endometrioid ( 35 ), mucinous ( 15 ), mixed , that is , consisting of more than one subtype ( 14 ). the stage distribution of the ovarian cancer samples was : stage i ( 41 ), stage ii ( 23 ), stage iii ( 68 ), stage iv ( 12 ) and unknown stage ( 6 ). the non - ovarian cancer sample set includes the following ovarian conditions : benign ( 104 ), normal ovary ( 29 ) and “ low malignant potential / borderline ( 3 ). the sample set also includes serum from patients with other cancers : cervical cancer ( 7 ), endometrial cancer ( 6 ) and uterine cancer ( 1 ). analyte levels in the samples discussed in this specification were measured using a high - throughput , multi - analyte immunoassay platform . a preferred platform is the luminex ® map system as developed by rules - based medicine , inc . in austin , tex . it is described on the company &# 39 ; s website and also , for example , in publications such as chandler et al ., “ methods and kits for the diagnosis of acute coronary syndrome , u . s . patent application 2007 / 0003981 , published jan . 4 , 2007 , and a related application of spain et al ., “ universal shotgun assay ,” u . s . patent application 2005 / 0221363 , published oct . 6 , 2005 . this platform has previously been described in lokshin ( 2007 ) and generated data used in other analyses of ovarian cancer biomarkers . however , any immunoassay platform or system may be used . in brief , to describe a preferred analyte measurement system , the map platform incorporates polystyrene microspheres that are dyed internally with two spectrally distinct fluorochromes . by using accurate ratios of the fluorochromes , an array is created consisting of 100 different microsphere sets with specific spectral addresses . each microsphere set can display a different surface reactant . because microsphere sets can be distinguished by their spectral addresses , they can be combined , allowing up to 100 different analytes to be measured simultaneously in a single reaction vessel . a third fluorochrome coupled to a reporter molecule quantifies the biomolecular interaction that has occurred at the microsphere surface . microspheres are interrogated individually in a rapidly flowing fluid stream as they pass by two separate lasers in the luminex ® analyzer . high - speed digital signal processing classifies the microsphere based on its spectral address and quantifies the reaction on the surface in a few seconds per sample . skilled artisans will recognize that a wide variety of analytical techniques may be used to determine the levels of biomarkers in a sample as is described and claimed in this specification . other types of binding reagents available to persons skilled in the art may be utilized to measure the levels of the indicated analytes in a sample . for example , a variety of binding agents or binding reagents appropriate to evaluate the levels of a given analyte may readily be identified in the scientific literature . generally , an appropriate binding agent will bind specifically to an analyte , in other words , it reacts at a detectable level with the analyte but does not react detectably ( or reacts with limited cross - reactivity ) with other or unrelated analytes . it is contemplated that appropriate binding agents include polyclonal and monoclonal antibodies , aptamers , rna molecules and the like . spectrometric methods also may be used to measure the levels of analytes , including immunofluorescence , mass spectrometry , nuclear magnetic resonance and optical spectrometric methods . depending on the binding agent to be utilized , the samples may be processed , for example , by dilution , purification , denaturation , digestion , fragmentation and the like before analysis as would be known to persons skilled in the art . also , gene expression , for example , in a tumor cell or lymphocyte also may be determined . it is also contemplated that the identified biomarkers may have multiple epitopes for immunassays and / or binding sites for other types of binding agents . thus , it is contemplated that peptide fragments or other epitopes of the identified biomarkers , isoforms of specific proteins and even compounds upstream or downstream in a biological pathway or that have been post - translationally modified may be substituted for the identified analytes or biomarkers so long as the relevant and relative stoichiometries are taken into account appropriately . skilled artisans will recognize that alternative antibodies and binding agents can be used to determine the levels of any particular analyte , so long as their various specificities and binding affinities are factored into the analysis . a variety of algorithms may be used to measure or determine the levels of expression of the analytes or biomarkers used in the methods and test kits of the present invention . it is generally contemplated that such algorithms will be capable of measuring analyte levels beyond the measurement of simple cut - off values . thus , it is contemplated that the results of such algorithms will generically be classified as multivariate index analyses by the u . s . food and drug administration . specific types of algorithms include : knowledge discovery engine ( kde ™), regression analysis , discriminant analysis , classification tree analysis , random forests , proteomequest ®, support vector machine , one r , knn and heuristic naive bayes analysis , neural nets and variants thereof . the following discussion and examples are provided to describe and illustrate the present invention . as such , they should not be construed to limit the scope of the invention . those skilled in the art will well appreciate that many other embodiments also fall within the scope of the invention , as it is described in this specification and the claims . analysis of data to find informative biomarker panels using the kde ™. correlogic has described the use of evolutionary and pattern recognition algorithms in evaluating complex data sets , including the knowledge discovery engine ( kde ™) and proteomequest ®. see , for example , hitt et al ., u . s . pat . no . 6 , 925 , 389 , “ process for discriminating between biological states based on hidden patterns from biological data ” ( issued aug . 2 , 2005 ); hitt , u . s . pat . no . 7 , 096 , 206 , “ heuristic method of classification ,” ( issued aug . 22 , 2006 ) and hitt , u . s . pat . no . 7 , 240 , 038 , “ heuristic method of classification ,” ( to be issued jul . 3 , 2007 ). the use of this technology to evaluate mass spectral data derived from ovarian cancer samples is further elucidated in hitt et al ., “ multiple high - resolution serum proteomic features for ovarian cancer detection ,” u . s . published patent application 2006 / 0064253 , published mar . 23 , 2006 . when analyzing the data set by correlogic &# 39 ; s knowledge discovery engine , the following five - biomarker panels were found to provide sensitivities and specificities for various stages of ovarian cancer as set forth in table i . specifically , kde model 1 [ 2 — 0008 — 20 ] returned a relatively high accuracy for stage i ovarian cancer and included these markers : cancer antigen 19 - 9 ( ca19 - 9 , swiss - prot accession number : q9bxj9 ), c reactive protein ( crp , swiss - prot accession number : p02741 ), fibroblast growth factor - basic protein ( fgf - basic , swiss - prot accession number : p09038 ) and myoglobin ( swiss - prot accession number : p02144 ). kde model 2 [ 4 — 0002 - 10 ] returned a relatively high accuracy for stage iii , iv and “ advanced ” ovarian cancer and included these markers : hepatitis c ns4 antibody ( hep c ns4 ab ), ribosomal p antibody and crp . kde model 3 [ 4 — 0009 — 140 ] returned a relatively high accuracy for stage i and included these markers : ca 19 - 9 , tgf alpha , en - rage ( swiss - prot accession number : p80511 ), epidermal growth factor ( egf , swiss - prot accession number : p01133 ) and hsp 90 alpha antibody . kde model 4 [ 4 — 0026 — 100 ] returned a relatively high accuracy for stage ii and stages iii , iv and “ advanced ” ovarian cancers and included these markers : en - rage , egf , cancer antigen 125 ( ca125 , swiss - prot accession number : q14596 ), fibrinogen ( swiss - prot accession number : alpha chain p02671 ; beta chain p02675 ; gamma chain p02679 ), apolipoprotein ciii ( apociii , swiss - prot accession number : p02656 ), cholera toxin and ca 19 - 9 . kde model 5 [ 4 — 0027 — 20 ] also returned a relatively high accuracy for stage ii and stages iii , iv and “ advanced ” ovarian cancers and included these markers : proteinase 3 ( canca ) antibody , fibrinogen , ca 125 , egf , cd40 ( swiss - prot accession number : q6p2h9 ), thyroid stimulating hormone ( tsh , swiss - prot accession number : alpha p01215 ; beta p01222 p02679 , leptin ( swiss - prot accession number : p41159 ), ca 19 - 9 and lymphotactin ( swiss - prot accession number : p47992 ). it is contemplated that skilled artisans could use the kde analytical tools to identify other , potentially useful sets of biomarkers for predictive or diagnostic value based on the levels of selected analytes . note that the kde algorithm may select and utilize various markers based on their relative abundances ; and that a given marker , for example the level of cholera toxin in model iv may be zero but is relevant in combination with the other markers selected in a particular grouping . skilled artisans will recognize that a limited size data set as was used in this specification may lead to different results , for example , different panels of markers and varying accuracies when comparing the relative performance of kde with other analytical techniques to identify informative panels of biomarkers . these particular kde models were built on a relatively small data set using 40 stage i ovarian cancers and 40 normal / benigns and were tested blindly on the balance of the stage ii , iii / iv described above . thus , the specificity is of the stage i samples reflects sample set size and potential overfitting . the drop in specificity for the balance of the non - ovarian cancer samples also is expected given the relatively larger size of the testing set relative to the training set . overall , the biomarker panel developed for the stage i samples also provides potentially useful predictive and diagnostic assays for later stages of ovarian cancer given the high sensitivity values . however , these examples of biomarker panels illustrate that there are a number of parameters that can be adjusted to impact model performance . for instance in these cases a variety of different numbers of features are combined together , a variety of match values are used , a variety of different lengths of evolution of the genetic algorithm are used and models differing in the number of nodes are generated . by routine experimentation apparent to one skilled in the art , combinations of these parameters can be used to generate other predictive models based on biomarker panels having clinically relevant performance . table i results of analysis using knowledge discovery engine to develop a stage i specific classification model . sensitivity specificity accuracy sensitivity sensitivity model name feature match generation node stage i stage i stage i stage ii stage iii - iv specificity 2_0008_20 4 0 . 9 20 12 75 100 87 . 5 60 . 9 46 . 5 82 . 6 4_0002_10 3 0 . 7 10 4 75 100 87 . 5 69 . 6 82 . 6 56 4_0009_140 5 0 . 6 140 5 75 100 87 . 5 43 . 5 39 . 5 71 . 6 4_0026_100 9 0 . 7 100 5 87 . 5 100 93 . 8 78 . 3 84 . 9 67 4_0027_20 9 0 . 8 20 5 87 . 5 100 93 . 8 78 . 3 84 . 9 60 . 6 methods and analysis to find informative biomarker panels using random forests . a preferred analytical technique , known to skilled artisans , is that of breiman , random forests . machine learning , 2001 . 45 : 5 - 32 ; as further described by segel , machine learning benchmarks and random forest regression , 2004 ; and robnik - sikonja , improving random forests , in machine learning , ecml , 2004 proceedings , j . f . b . e . al ., editor , 2004 , springer : berlin . other variants of random forests are also useful and contemplated for the methods of the present invention , for example , regression forests , survival forests , and weighted population random forests . a modeling set of samples was used as described above for diagnostic models built with the kde algorithm . since each of the analyte assays is an independent measurement of a variable , under some circumstances , known to those skilled in the art , it is appropriate to scale the data to adjust for the differing variances of each assay . in such cases , biweight , mad or equivalent scaling would be appropriate , although in some cases , scaling would not be expected to have a significant impact . a bootstrap layer on top of the random forests was used in obtaining the results discussed below . in preferred embodiments of the present invention , contemplated panels of biomarkers are : a . cancer antigen 125 ( ca125 , swiss - prot accession number : q14596 ) and epidermal growth factor receptor ( egf - r , swiss - prot accession number : p00533 ). b . ca125 and c reactive protein ( crp , swiss - prot accession number : p02741 ). d . any one or more of ca125 , crp and egf - r , plus any one or more of ferritin ( swiss - prot accession number : heavy chain p02794 ; light chain p02792 ), interleukin - 8 ( il - 8 , swiss - prot accession number : p10145 ), and tissue inhibitor of metalloproteinases 1 ( timp - 1 , swiss - prot accession number : p01033 ), e . any one of the biomarker panels presented in table ii and table iii . f . any of the foregoing panels of biomarkers ( a - e ) plus any one or more of the other biomarkers in the following list if not previously included in the foregoing panels ( a - e ). these additional biomarkers were identified empirically or by a literature review : alpha - 2 macroglobulin ( a2m , swiss - prot accession number : p01023 ), apolipoprotein a1 - 1 ( apoa1 , swiss - prot accession number : p02647 ), apolipoprotein c - iii ( apociii , swiss - prot accession number : p02656 ), apolipoprotein h ( apoh , swiss - prot accession number : p02749 ), beta - 2 microglobulin ( b2m , swiss - prot accession number : p23560 ), betacellulin ( swiss - prot accession number : p35070 ), c reactive protein ( crp , swiss - prot accession number : p02741 ). cancer antigen 19 - 9 ( ca19 - 9 , swiss - prot accession number : q9bxj9 ), cancer antigen 125 ( ca125 , swiss - prot accession number : q14596 ), collagen type 2 antibody , creatine kinase - mb ( ck - mb , swiss - prot accession number : brain p12277 ; muscle p06732 ), c reactive protein ( crp , swiss - prot accession number : p02741 ), connective tissue growth factor ( ctgf , swiss - prot accession number : p29279 ), double stranded dna antibody ( dsdna ab ), en - rage ( swiss - prot accession number : p80511 ), eotaxin ( c - c motif chemokine 11 , small - inducible cytokine a11 and eosinophil chemotactic protein , swiss - prot accession number : p51671 ), epidermal growth factor receptor ( egf - r , swiss - prot accession number : p00533 ), ferritin ( swiss - prot accession number : heavy chain p02794 ; light chain p02792 ), follicle - stimulating hormone ( fsh , follicle - stimulating hormone beta subunit , fsh - beta , fsh - b , follitropin beta chain , follitropin subunit beta , swiss - prot accession number : p01225 ), haptoglobin ( swiss - prot accession number : p00738 ), he4 ( major epididymis - specific protein e4 , epididymal secretory protein e4 , putative protease inhibitor wap5 and wap four - disulfide core domain protein 2 , swiss - prot accession number : q14508 ), insulin ( swiss - prot accession number : p01308 ), insulin - like growth factor 1 ( igf - 1 , swiss - prot accession number : p01343 ), insulin like growth factor ii ( igf - ii , somatomedin - a , swiss - prot accession number : p01344 ), insulin factor vii ( swiss - prot accession number : p08709 ), interleukin - 6 ( il - 6 , swiss - prot accession number : p05231 ), interleukin - 8 ( il - 8 , swiss - prot accession number : p10145 ), interleukin - 10 ( il - 10 , swiss - prot accession number : p22301 ), interleukin - 18 ( il - 18 , swiss - prot accession number : q14116 ), leptin ( swiss - prot accession number : p41159 ), lymphotactin ( swiss - prot accession number : p47992 ), macrophage - derived chemokine ( mdc , swiss - prot accession number : 000626 ), macrophage inhibotory factor ( swiss prot ), macrophage inflammatory protein 1 alpha ( mip - 1alpha , swiss - prot accession number : p10147 ), macrophage migration inhibitory factor ( mif , phenylpyruvate tautomerase , glycosylation - inhibiting factor , gif , swiss - prot accession number : p14174 ), myoglobin ( swiss - prot accession number : p02144 ), ostopontin ( bone sialoprotein 1 , secreted phosphoprotein 1 , spp - 1 , urinary stone protein , nephropontin , uropontin , swiss - prot accession number : p10451 ), pancreatic islet cells ( gad ) antibody , prolactin ( swiss - prot accession number : p01236 ), stem cell factor ( scf , swiss - prot accession number : p21583 ), tenascin c ( swiss - prot accession number : p24821 ), tissue inhibitor of metalloproteinases 1 ( timp - 1 , swiss - prot accession number : p01033 ), tumor necrosis factor - alpha ( tnf - alpha , swiss - prot accession number : p01375 ), tumor necrosis factor rii ( tnf - rii , swiss - prot accession number : q92956 ), von willebrand factor ( vwf , swiss - prot accession number : p04275 ) and the other biomarkers identified as being informative for cancer in the references cited in this specification . using the random forests analytical approach , a preferred seven biomarker panel was identified that has a high predictive value for stage i ovarian cancer . it includes : apoa1 , apoci1 , ca125 , crp , egf - r , il - 18 and tenascin . in the course of building and selecting the relatively more accurate models for stage i cancers generated by random forests using these biomarkers , the sensitivity for stage i ovarian cancers ranged from about 80 % to about 85 %. sensitivity was also about 95 for stage ii and about 94 % sensitive for stage iii / iv . the overall specificity was about 70 %. similarly , a preferred seven biomarker panel was identified that has a high predictive value for stage ii . it includes : b2m , ca125 , ck - mb , crp , ferritin , il - 8 and timpi . a preferred model for stage ii had a sensitivity of about 82 % and a specificity of about 88 %. for stage iii , stage iv and advanced ovarian cancer , the following 19 biomarker panel was identified : a2m , ca125 , crp , ctgf , egf - r , en - rage , ferritin , haptoglobin , igf - 1 , il - 8 , il - 10 , insulin , leptin , lymphotactin , mdc , timp - 1 , tnf - alpha , tnf - rii , vwf . a preferred model for stage iii / iv had a sensitivity of about 86 % and a specificity of about 89 other preferred biomarker or analyte panels for detecting , diagnosing and monitoring ovarian cancer are shown in table ii and in table iii . these panels include ca - 125 , crp and egf - r and , in most cases , ca19 - 9 . in table ii , 20 such panels of seven analytes each selected from 20 preferred analytes are displayed in columns numbered 1 through 20 . in table iii , another 20 such panels of seven analytes each selected from 23 preferred analytes are displayed in columns numbered 1 through 20 . other preferred biomarker panels ( or models ) for all stages of ovarian cancer include : ( a ) ca - 125 , crp , egf - r , ca - 19 - 9 , apo - ai , apo - ciii , il - 6 , il - 18 , mip - 1a , tenascin c and myoglobin ; ( b ) ca125 , crp , ca19 - 9 , egf - r , myoglobin , il - 18 , apo ciii ; and ( c ) ca125 , crp , egf - r , ca19 - 9 , apo ciii , mip - 1a , myoglobin , il - 18 , il - 6 , apo ai , tenascin c , vwf , haptoglobin , il - 10 . optionally , any one or more of the following biomarkers may be added to these or to any of the other biomarker panels disclosed above in text or tables ( to the extent that any such panels are not already specifically identified therein ): vwf , haptoglobin , il - 10 , igf - i , igf - ii , prolactin , he4 , ace , asp and resistin . any two or more of the preferred biomarkers described above will have predictive value , however , adding one or more of the other preferred markers to any of the analytical panels described herein may increase the panel &# 39 ; s predictive value for clinical purposes . for example , adding one or more of the different biomarkers listed above or otherwise identified in the references cited in this specification may also increase the biomarker panel &# 39 ; s predictive value and are therefore expressly contemplated . skilled artisans can readily assess the utility of such additional biomarkers . it is contemplated that additional biomarker appropriate for addition to the sets ( or panels ) of biomarkers disclosed or claimed in this specification will not result in a decrease in either sensitivity or specificity without a corresponding increase in either sensitivity or specificity or without a corresponding increase in robustness of the biomarker panel overall . a sensitivity and / or specificity of at least about 80 % or higher are preferred , more preferably at least about 85 % or higher , and most preferably at least about 90 % or 95 % or higher . to practice the methods of the present invention , appropriate cut - off levels for each of the biomarker analytes must be determined for cancer samples in comparison with control samples . as discussed above , it is preferred that at least about 40 cancer samples and 40 benign samples ( including benign , non - malignant disease and normal subjects ) be used for this purpose , preferably case matched by age , sex and gender . larger sample sets are preferred . a person skilled in the art would measure the level of each biomarker in the selected biomarker panel and then use an algorithm , preferably such as random forest , to compare the level of analytes in the cancer samples with the level of analytes in the control samples . in this way , a predictive profile can be prepared based on informative cutoffs for the relevant disease type . the use of a separate validation set of samples is preferred to confirm the cut - off values so determined . case and control samples can be obtained by obtaining consented ( or anonymized ) samples in a clinical trial or from repositories like the screening study for prostate , lung , colorectal , and ovarian cancer — plco trial sponsored by the national cancer institute ( http :// www . cancer . gov / clinicaltrials / plco - 1 ) or the gynecologic oncology group ( http :// www . gog . org /). samples obtained in multiple sites are also preferred . the results of analysis of patients &# 39 ; specimens using the disclosed predictive biomarker panels may be output for the benefit of the user or diagnostician , or may otherwise be displayed on a medium such as , but not limited to , a computer screen , a computer readable medium , a piece of paper , or any other visible medium . the foregoing embodiments and advantages of this invention are set forth , in part , in the preceding description and examples and , in part , will be apparent to persons skilled in the art from this description and examples and may be further realized from practicing the invention as disclosed herein . for example , the techniques of the present invention are readily applicable to monitoring the progression of ovarian cancer in an individual , by evaluating a specimen or biological sample as described above and then repeating the evaluation at one or more later points in time , such that a difference in the expression or disregulation of the relevant biomarkers over time is indicative of the progression of the ovarian cancer in that individual or the responsiveness to therapy . all references , patents , journal articles , web pages and other documents identified in this patent application are hereby incorporated by reference in their entireties . 1 . ahmed , n ., et al ., proteomic - 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