Opinion ID: 2103300
Heading Depth: 1
Heading Rank: 5

Heading: whether the trial court erred in its written sentence of defendant.

Text: Defendant claims that the court's written judgment imposed an additional eighty-five-year sentence not handed down orally by the trial court. State argues that the oral sentences were ambiguous and that the written judgment merely clarifies the ambiguity. It is settled law in this state that the oral sentence is the only sentence and the written sentence must conform to it. State v. Ford, 328 N.W.2d 263 (S.D.1982). See also United States v. Villano, 816 F.2d 1448 (10th Cir.1987); United States v. Pagan, 785 F.2d 378 (2d Cir.1986), cert. denied ___ U.S. ___, 107 S.Ct. 667, 93 L.Ed.2d 719 (1986); United States v. Glass, 720 F.2d 21 (8th Cir.1983), cert. denied 474 U.S. 856, 106 S.Ct. 161, 88 L.Ed.2d 134 (1985); United States v. McDonald, 672 F.2d 864 (11th Cir.1982) (per curiam); Schurmann v. United States, 658 F.2d 389 (5th Cir.1981); United States v. Lewis, 626 F.2d 940 (D.C. Cir.1980); United States v. Munoz-Dela Rosa, 495 F.2d 253 (9th Cir.1974) (per curiam); Scott v. United States, 434 F.2d 11 (5th Cir.1970); United States v. Morse, 344 F.2d 27 (4th Cir.1965); Payne v. Madigan, 274 F.2d 702 (9th Cir.1960), aff'd by an equally divided court, 366 U.S. 761, 81 S.Ct. 1670, 6 L.Ed.2d 853 (1961). However, we have not previously had an opportunity to determine what occurs when the oral sentence is ambiguous and unclear. As we noted in Ford, supra, we must look to federal authority since our rules of criminal procedure (SDCL ch. 23A) were adopted from the federal rules of criminal procedure. It seems to be uniformly held in the federal courts that when an orally pronounced sentence is ambiguous, the written judgment may be relied upon to clarify the ambiguity. United States v. Munoz-Dela Rosa, supra , citing Boyd v. Archer, 42 F.2d 43 (9th Cir.1930); Payne, supra; Young v. United States, 274 F.2d 698 (8th Cir.1960); see also Villano, supra, citing Baca v. United States, 383 F.2d 154 (10th Cir.1967), cert. denied, 390 U.S. 929, 88 S.Ct. 868, 19 L.Ed.2d 994 (1968); Walden v. Hudspeth, 115 F.2d 558 (10th Cir.1940). As stated in Villano, 816 F.2d at 1452: ... the true function of the written document is to help clarify an ambiguous oral sentence by providing evidence of what was stated. The Villano court observed that an ambiguity may take many forms. It stated: The following include some of the circumstances when an ambiguity may exist: (1) when the words used have more than one meaning; (2) when otherwise unambiguous words are used in an unusual way; (3) the extent of the sentence cannot be ascertained from the language used; or (4) the plain meaning of the words used lead to an irrational or absurd result. 816 F.2d at 1453 fn. 6. We therefore must first ascertain whether the trial court's oral pronouncements were ambiguous. The sentencing hearing transcript of the April 3, 1987, sentencing reveals that the following occurred: (BY THE TRIAL COURT): Daniel Charles Cady, upon your conviction of rape in the first degree, burglary in the first degree, and aggravated assault, upon your conviction of being an habitual offender, I sentence you to 85 years in the State Penitentiary. The sentences shall run concurrently, and I remand you to the custody of the sheriff for transportation to the penitentiary, and I also give you credit for all the time that you have served in jail and any sentencing in this case.... (STATE'S ATTORNEY): Before we close, I have one question for you. The way the sentence was pronounced its even though the sentences are to run concurrent it would be my belief from my knowledge of the law that the 85 year sentence would be a valid sentence for count one which he faces up to life on, but not valid on counts two and count three, impose whatever the number of years would becount one and two could be 85 years, even though the most he could face would be up to 25 years. (THE COURT): The habitual offender overrides the other three counts and so actually he is being sentenced as a habitual offender and so there is no need to pronounce a sentence on the other separate felonies. A further hearing was held before the court on April 6, 1987, at which the following occurred: THE COURT: This is further proceedings in the matter of the State of South Dakota versus Daniel Charles Cady. Mr. Groff [the state's attorney] is present and Mr. Cady is present with Mr. Stonefield [defendant's attorney]. After the sentencing last week, Mr. Groff contacted me and requested that I make a clarification of the sentence in this matter since one of the counts for which Mr. Cady was found guilty of has a maximum penalty of 25 years. For the purpose of the record at this time I will clarify my sentence. I am sentencing Mr. Cady to 85 years as an habitual offender to the extent that the law [requires] that I pronounce a sentence on the other offenses I sentence Mr. Cady to 85 years on Count 1 and Count 1, that is the rape, and burglary counts, and sentenced him to 25 years on the aggravated assault count, which is Count 3 and order that those run concurrently. I think I previously ordered that at sentencing. Does that clarify it? MR. GROFF: Yes. I was concerned I didn't know who the [appellate] counsel might be and certainly with the record from the sentencing carried to the judgment, which I believe the Court has signed, it would create difficulty for that attorney to understand, much less oppose judgment. I wanted to make it as clear as possible. THE COURT: Mr. Stonefield, do you have anything? MR. STONEFIELD: No, your Honor. The written judgment, entered by the court, provides, in salient part, that it is: ORDERED AND ADJUDGED, and the sentence is that you, DANIEL CHARLES CADY, upon your conviction for the crime of COUNT I: FIRST DEGREE RAPE (FELONY) and for being a HABITUAL OFFENDER, be and you hereby are sentenced to serve Eighty-five (85) years in the South Dakota State Penitentiary at Sioux Falls, South Dakota; and it is further ORDERED AND ADJUDGED, and the sentence is that you, DANIEL CHARLES CADY, upon your conviction for the crime of COUNT II: FIRST DEGREE BURGLARY (FELONY) and for being a HABITUAL OFFENDER, be and you hereby are sentenced to serve Eighty-five (85) years in the South Dakota State Penitentiary, Sioux Falls, South Dakota; and it is further ORDERED AND ADJUDGED, and the sentence is that you, DANIEL CHARLES CADY, upon your conviction for the crime of COUNT III: AGGRAVATED ASSAULT (FELONY) and for being a HABITUAL OFFENDER, be and you hereby are sentenced to serve Twenty-five (25) years in the South Dakota State Penitentiary, Sioux Falls, South Dakota; and it is further ORDERED, that the above-ordered penitentiary sentences shall be served concurrently;.... It is clear that the court's oral pronouncement of April 3, 1987, was ambiguous. It was confusing what the trial court meant and it seems to have misapprehended the direct impact of the habitual offender charge. Being a habitual criminal is not a separate offense, rather the punishment for the principal crime is enhanced to a higher class of felony (SDCL 22-7-7 et seq.). Further, the oral pronouncement, if given a literal reading, is illegal [2] because the maximum penalty for aggravated assault is twenty-five years (aggravated assault is a Class 3 felony generally carrying a maximum penalty of fifteen years imprisonment (SDCL 22-18-1.1 and 22-6-1(5)). By virtue of the habitual criminal conviction, the offense was enhanced to a Class 2 felony, which carries a maximum penalty of twenty-five years in the state penitentiary (SDCL 22-7-7 and 22-6-1(4))). The second oral pronouncement of April 6, 1987, was less ambiguous and clarifies the trial court's intent, which had been ambiguously stated at the April 3 sentencing hearing. Clearly the written judgment, although more detailed, implements the specific provisions of the April 6 oral pronouncement. Further, the written judgment, in reality, is not more harsh since all terms are served concurrently. We conclude that the trial court's sentence need not be set aside nor remanded for resentencing as the written judgment appropriately clarifies the ambiguous oral pronouncements. We have reviewed and considered all other issues raised by defendantthat he was not properly arraigned, that the trial court erred in denying his motion for additional peremptory challenges, that the trial court erred in denying his motion for acquittal on the charge of aggravated assault, and that the trial court erred in refusing to instruct on second-degree burglary. These claims are totally without merit and thus are affirmed on the basis of settled law, no abuse of discretion, and that there is clearly sufficient evidence to support the trial court's holdings. Affirmed. WUEST, C.J., and MORGAN, J., concur. HENDERSON, J., concurs in part and dissents in part. SABERS, J., dissents.