Opinion ID: 795103
Heading Depth: 4
Heading Rank: 2

Heading: Submission of Psychological and Pre-Sentence Reports

Text: 102 Counsel's decision to submit the psychological and pre-sentence reports fell far below the standard of attorney conduct articulated in Strickland: reasonableness under prevailing professional norms. Strickland, 466 U.S. at 688, 104 S.Ct. 2052. Thus, the Ohio court's holding to the contrary constitutes an unreasonable application of Strickland. 103 According to ABA guidelines, counsel in death penalty cases have an obligation to consider the strategic implications of requesting a pre-sentence report where such reports are optional. ABA Guidelines, Death Penalty Cases, Guideline 10.12(A)(1); Strickland, 466 U.S. at 688, 104 S.Ct. 2052 (stating that ABA standards are guides to prevailing professional norms); see also Wiggins, 539 U.S. at 524, 123 S.Ct. 2527. The commentary following Guideline 10.12 expressly notes that requesting such a report in Ohio may amount to ineffective assistance of counsel because it allows the prosecution to present a defendant's prior record and victim impact evidence, where such information would otherwise be inadmissible. ABA Guideline 10.12 and accompanying commentary; Ohio Rev.Code § 2929.03(D) (stating that only a defendant may request reports). Additionally, Guideline 10.12 states that counsel should . . . provide to the report preparer information favorable to the client [and] . . . take appropriate steps to ensure that improper, incorrect or misleading information that may harm the client is deleted from the report. 104 In this case, Mr. Banks conduct fell well below the standards set forth in ABA Guideline 10.12. In the first place, considering the information contained in the reports, it is highly unlikely that Mr. Banks considered the strategic implications of placing the reports before the jury. No reasonable defense attorney could actually read these reports and determine that there was anything to be gained by submitting them as evidence at the mitigation stage. As discussed above, the reports contained pages documenting Petitioner's prior record, impact on the victims and their families, evidence implicating Petitioner, erroneous statements about Petitioner's background and childhood, and a psychologist's conclusion that no mitigating factors existed. In contrast, the report contained one sentence on Petitioner's version of the events. Additionally, Dr. Schonberg's report stated that Petitioner was not depressed, which a jury could easily interpret as evidence of lack of remorse. Finally, Dr. Schonberg also made the outrageous statement that no mitigating factors existed. This is exactly what the jury, not Dr. Schonberg, was convened to determine. No reasonable attorney could conclude that the mitigating value of the report outweighed the introduction of the prejudicial evidence simply because the report also contained a handful of positive sentences about the Petitioner. 105 The Ohio courts' determination to the contrary is an unreasonable application of Strickland. The Ohio courts found that the decision of counsel to submit the reports was strategic. Strickland, however, warns courts not to accept post-hoc rationalizations for counsel's conduct. The Ohio courts' justification of counsel's conduct is just such a rationalization. There is absolutely no support in the record evidencing that Mr. Banks considered the implications of submitting the reports. Moreover, as explained above, counsel's decision, to the extent it was even a conscious decision, was not a reasonable strategy. 106 Next, there is no evidence that Mr. Banks made any effort to provide favorable information to the probation officer who prepared the pre-sentence report. As will be discussed more thoroughly in the section below on prejudice, post-conviction counsel discovered relevant mitigation evidence that should have been presented at trial. Mr. Banks failed to have this information included in the pre-sentence report. Thus, the jury never heard the evidence. 107 Finally, Mr. Banks made no effort to insure that the information contained in the report was accurate. Again, as will be discussed below, the reports submitted to the jury contained information that conflicted with information discovered by the post-conviction counsel. Because of counsel's failure to correct the erroneous information, the jury received inaccurate and prejudicial information about Petitioner's life.