Opinion ID: 483234
Heading Depth: 1
Heading Rank: 2

Heading: the standard for foia fee waivers

Text: 6 Although FOIA generally requires requesters to pay the costs of searches, it also provides that 7 fees shall be limited to reasonable standard charges for document search and duplication and provide for recovery of only the direct costs of such search and duplication. Documents shall be furnished without charge or at a reduced charge where the agency determines that waiver or reduction of the fee is in the public interest because furnishing the information can be considered as primarily benefiting the general public. 5 U.S.C. Sec. 552(a)(4)(A) (1982). 2 8 Fee waivers or reductions are mandatory under Sec. 552(a)(4)(A) only if the agency makes the requisite public interest finding. An agency's finding that a fee waiver does not satisfy the public interest standard will be upheld unless the finding is arbitrary or capricious. See Ely v. United States Postal Service, 753 F.2d 163, 165 (D.C.Cir.), cert. denied, 471 U.S. 1106, 105 S.Ct. 2338, 85 L.Ed.2d 854 (1985); Allen v. FBI, 551 F.Supp. 694, 696-97 (D.D.C.1982); Eudey v. CIA, 478 F.Supp. 1175, 1176 (D.D.C.1979). But see Rizzo v. Tyler, 438 F.Supp. 895, 899 (S.D.N.Y.1977) (agency finding reviewed de novo).
9 NTEU's original requests gave no indication of how the information requested could be considered as primarily benefiting the general public. Its administrative appeal letter repeatedly stated that a fee waiver was clearly appropriate, but (except for the repetitions) made almost no effort to demonstrate the proposition. 10 A requester seeking a fee waiver bears the initial burden of identifying the public interest to be served. See Ely v. United States Postal Service, 753 F.2d at 165; Ettlinger v. FBI, 596 F.Supp. 867, 874-76 (D.Mass.1984); Lykins v. Rose, 3 Gov't Disclosure Serv. (P.H) p 82,486, at 83,222 (D.D.C. Oct. 4, 1982); Burriss v. CIA, 524 F.Supp. 448, 449 (M.D.Tenn.1981). When a public interest is asserted but not identified with reasonable specificity, and circumstances do not clarify the point of the requests, it is not arbitrary or capricious for an agency to infer, as the Customs Service did here, that any benefit to the public from disclosure and waiver would be, at best, indirect and speculative. J.A. at 35. Cf. American Federation of Government Employees, Local 2782 v. Department of Commerce, 632 F.Supp. 1272, 1278 (D.D.C.1986) (Society undoubtedly has an interest in discovering and subjecting unlawful agency action to public scrutiny, but the Union's allegations of malfeasance here are too ephemeral at the moment to warrant such a [FOIA] search at public expense without further reason to suppose that the corruption suspected will be found.). With only conclusory allegations of the point of the requests before it, the Service naturally found it difficult to discern a basis for the NTEU's assertions of a public interest. Any benefit to the general public that might flow from furnishing the requested information is less than obvious. 11 In opposing the Service's motion for summary judgment, NTEU purported to explain the public interest it intended to invoke. It said that the awards and bonuses information related to possibly improper personnel practices. Memorandum of Points and Authorities in Support of Plaintiff's Motion for Summary Judgment and in Opposition to Defendants' Motion for Summary Judgment at 18. The travel vouchers request related to its claims that Service labor negotiators had engaged in an obstructionist labor relations policy and spent tax dollars unnecessarily, id. at 21-22, and the complaint letters request related to a quota system under which Service employees were awarded points for discovering undeclared merchandise, id. at 27-28. NTEU devotes the greater part of its brief on appeal to further explanation of the public interest in these issues. 12 The public interests identified here would hardly justify fee waivers for all the information requested. Accepting arguendo that the quota system, for example, is indeed the subject of considerable public concern, such concern would not justify waiver of fees for search and duplication of all complaint letters (rather than just quota system complaints). The relationship between the other requests and the public interests identified are similarly tangential. Furthermore, the links between furnishing the requested information and benefiting the general public seem at best tenuous. 13 A detailed examination of these issues is inappropriate, however. The union's efforts to fashion a plausible public benefit theory come too late. The reasonableness of the agency's refusal depends on the information before it at the time of its decision. See Motor Vehicle Manufacturers Association v. State Farm Mutual Automobile Insurance Co., 463 U.S. 29, 43, 103 S.Ct. 2856, 2866, 77 L.Ed.2d 443 (1983) (agency rule would normally be arbitrary and capricious if explanation for it runs counter to the evidence before the agency). The union's failure to demonstrate a public interest before the agency cannot be remedied by doing so before a court. Cf. Dettman v. Department of Justice, 802 F.2d 1472, 1476-77 (D.C.Cir.1986) (exhaustion of remedies is an ordinary requirement of FOIA cases). This is not to say that courts should ignore otherwise admissible evidence of a public interest that was not submitted to the agency, however, since such evidence may apprise the court of a controversy already known to the agency. 14 NTEU argues that the agency was well aware of the high degree of public interest in the requested information, since the issues involved were matters of common knowledge. Brief for Appellant at 30-32. After reexamining the requests in light of the affidavits and other papers submitted to the District Court in support of NTEU's cross-motion for summary judgment, we find it impossible to conclude that the agency should have understood the point of NTEU's requests without further elaboration. Thus these submissions provide no excuse for the union's failure in its original waiver requests to give an adequate account of how furnishing the information it sought would benefit the general public.
15 Even if we could accept NTEU's assertions concerning the degree of public interest in this subject matter, we would still find its fee waiver request inadequate. Such requests must not only show a connection between the material sought and a matter of genuine public concern, but must also indicate that a fee waiver or reduction will primarily benefit the public. See Crooker v. Department of the Army, 577 F.Supp. 1220, 1223 (D.D.C.1984); Burriss v. CIA, 524 F.Supp. at 449. When furnishing requested information is likely to provide both public and private benefits, the agency must determine which benefit is primary. 16 The union admits that it expects to benefit from the information requested. See NTEU's Memorandum of Points and Authorities at 20 (NTEU expects to benefit from the information, to be sure, but it is a benefit of improved labor relations and working conditions.). In its requests, however, it never gave a clear account of the anticipated private benefits. Thus it is not surprising that the agency found it likely that the preponderant purpose of the requests is to obtain information thought to be useful in furthering the unique and limited interests of the requesters. J.A. at 34. 17 Equally unpersuasive is the union's suggestion that its size insures that any benefit to it amounts to a public benefit. See Brief for Appellant at 35-36 (claiming a membership of 110,000). The union is mistaken in supposing that Disabled Officer's Association v. Rumsfeld, 428 F.Supp. 454 (D.D.C.1977), supports this vainglorious view. Disabled Officer's Association concerned a veterans' group's efforts to gain access under FOIA to names and addresses of potential members. To determine whether this information was exempt from disclosure under 5 U.S.C. Sec. 552(b)(6), the court sought to balance the privacy interests in nondisclosure and the public interests involved. One of the public interests identified in this process was the group's lobbying activities on behalf of disabled officers of the Armed Forces, identified as a significant segment of the public. 428 F.Supp. at 458. In context, the approving reference to the veterans' group's activities hardly suggests that large organizations ordinarily should receive fee waivers. 18 If NTEU proposed to use the requested information to get new legislation or build public support for improving the lives of its members, we would have no difficulty characterizing such aims as primarily private. Cf. NTEU's Memorandum of Points and Authorities at 18 (expressing intention to draw public attention to these improper personnel practices). We see no reason to assume that the union's public relations efforts primarily benefit the public, in the absence of a straightforward description from the union of its aims. 19 The union's reliance on Badhwar v. Department of the Air Force, 615 F.Supp. 698 (D.D.C.1985), is misplaced. One requester in Badhwar identified himself as a reporter on the staff of Jack Anderson investigating military safety practices with a view to writing about them. Id. at 708. The district court found that in view of these disclosures the Air Force knew or should have known the identity of the requesters and their aims. Id. Since there was no basis for the Air Force's conclusion that the requests were primarily to serve private rather than public interests, the refusal to waive fees was arbitrary and capricious. Id. The union suggests that the Customs Service's long familiarity with the union requires a similar result here. 20 We do not think the union is in a position analogous to the reporters on Jack Anderson's staff. The legislative history of the fee waiver provision indicates special solicitude for journalists, along with scholars and public interest groups. See S.Rep. No. 854, 93d Cong., 2d Sess. 3, 11 (1974); Ettlinger v. FBI, 596 F.Supp. at 872; Bonine, Public-Interest Fee Waivers Under the Freedom of Information Act, 1981 Duke L.J. 213, 238-44. The preference seems natural. While private interests clearly drive journalists (and journals) in their search for news, they advance those interests almost exclusively by dissemination of news, so that the public benefit from news distribution necessarily rises with any private benefit. Thus it is reasonable to presume that furnishing journalists with information will primarily benefit the general public; any other view would entail a more or less unresolvable inquiry into the value of journalists' private goals. A union, however, may put information to such varied uses, many of which are wholly independent of informing the public, that the relation between public and private benefits is by no means constant. Accordingly, when there is a clear understanding of the requester's purposes, comparison of the private and public benefits is no more than a garden-variety weighing inquiry and is equally susceptible of resolution. Thus, to secure a finding of predominate public benefit, a requesting union must typically submit more detail than a journalist. 21 In the context of Badhwar, the reporter's explanation of his purposes made the relation between private and public benefits clear enough to indicate the tilt in favor of the public benefit. The same cannot be said of the union's request, given the identity of the requester and obscurity of its explanations.
22 The union relies on Eudey v. CIA, 478 F.Supp. at 1177, for the proposition that an agency's refusal to waive fees is arbitrary and capricious when the agency's explanation contains no indication that furnishing the requested information will not primarily benefit the general public. We agree that an agency must explain its refusal to waive fees. However, when, as here, a public interest is not specifically presented and the requester's own purposes are unexplained, an agency need not consider hypothetical interests and purposes. The Service's explanation noted proper factors for consideration and drew a reasonable inference that NTEU's unexplained purposes were greater than the unexplained public interest. 3 In the cir cumstances, the agency's failure to give a fuller explanation was not arbitrary or capricious.