Opinion ID: 406087
Heading Depth: 1
Heading Rank: 2

Heading: sufficiency of the evidence

Text: 6 Since General Foods moved both for a judgment notwithstanding the verdict and for a new trial, we must first establish the appropriate standards of review for each motion. 7 The standard of review of a denial of a judgment notwithstanding the verdict was set forth in Boeing v. Shipman, 411 F.2d 365 (5th Cir. 1969) (en banc), and recently articulated in the context of an age discrimination verdict. 8 This court, in Boeing Co. v. Shipman, 411 F.2d 365 (5th Cir. 1969) (en banc), set forth the standard by which to judge the propriety of a judgment notwithstanding the verdict:The Court should consider all of the evidence-not just that evidence which supports the nonmover's case-but in a light and with all reasonable inferences most favorable to the party opposed to the motion. If the facts and inferences point so strongly and overwhelmingly in favor of one party that the Court believes that reasonable men could not arrive at a contrary verdict, granting of the motion is proper. On the other hand, if there is substantial evidence opposed to the motions, that is, evidence of such quality and weight that reasonable and fair-minded men in the exercise of impartial judgment might reach different conclusions, the motions should be denied, and the case submitted to the jury. A mere scintilla of evidence is insufficient to present a question for the jury. The motions for directed verdict and judgment n.o.v. should not be decided by which side has the better of the case, nor should they be granted only when there is a complete absence of probative facts to support a jury verdict. There must be a conflict in substantial evidence to create a jury question. However, it is the function of the jury as the traditional finder of the facts, and not the Court, to weigh conflicting evidence and inferences and determine the credibility of witnesses. 9 Id. at 374-75. This standard applies as well in our review of the trial court's granting of a judgment n.o.v. Maxey v. Freightliner Corp., 623 F.2d 395, 397 (5th Cir. 1980). 10 Houser v. Sears, Roebuck & Co., 627 F.2d 756, 757 (5th Cir. 1980) (emphasis added). 11 A district court's denial of a new trial is reviewed under a different standard and may not be disturbed by this court absent a clear showing of abuse of discretion. Valley View Cattle Co. v. Iowa Beef Processors, Inc., 548 F.2d 1219, 1220 n.2 (5th Cir. 1977). 6 12 In Massey (v. Gulf Oil Corp., 507 F.2d 92, 94-95 (5th Cir. 1975) ) we stated: 13 (T)he operative factors underlying review of a ruling on a new trial motion are deference to the trial judge, who has had the opportunity to observe the witnesses and to consider the evidence in the context of a living trial rather than upon a cold record, deference to the jury's determination of weight of the evidence and quantum of damages, and the constitutional allocation to juries of questions of fact.... (W)here the judge denies the motion and leaves undisturbed the jury's determination, all factors press in the direction of leaving the trial judge's ruling undisturbed.... 14 508 F.2d at 94-95. 15 Id. at 1220-21 n.2. 16 Thus we must review the jury verdict to determine whether there was substantial evidence, evidence of such quality that reasonable and fair-minded men might reach different conclusions and whether the district court abused its discretion in the denial of the motion for a new trial. Additionally, because our review occurs in an age discrimination case, we must first examine what special effect, if any, initial proof of a prima facie case had, after articulation of non-discriminatory reasons for the discharge, on the determination whether substantial evidence existed which justified sending the case to the jury. 17
18 In McDonnell-Douglas Corporation v. Green, 411 U.S. 792, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973), the United States Supreme Court set forth one common order of proof occurring in a suit brought under Title VII of the Civil Rights Act of 1964. 42 U.S.C. § 2000e et seq. 19 The complainant in a Title VII trial must carry the initial burden under the statute of establishing a prima facie case of racial discrimination. 20 .... 21 The burden then must shift to the employer to articulate some legitimate, nondiscriminatory reason for the employee's rejection.... (Plaintiff) must then be afforded a fair opportunity to demonstrate that (the employer's) assigned reason for refusing to re-employ was a pretext.... 22 Id. at 802-803, 805, 93 S.Ct. at 1824 (emphasis added). 23 This court has held that the McDonnell-Douglas elements of a prima facie case constitute a prima facie ADEA case 7 as well. Marshall v. Goodyear Tire and Rubber Co., 554 F.2d 730 (5th Cir. 1977). Accord, Williams v. General Motors Corp., 656 F.2d 120, 127 (5th Cir. 1981). We have further articulated the effect of proof of these elements: The phrase (prima facie) simply refers to evidence sufficient for a finding in plaintiff's favor unless rebutted. United States v. Wiggins, 39 U.S. (14 Pet.) 334, 347, 10 L.Ed. 481, 488 (1840). Marshall v. Goodyear Tire & Rubber Co., 554 F.2d at 735. 24 This articulation of the effect of the prima facie case gave rise to two questions concerning the evidentiary posture of a discrimination trial. The first question was whether, upon a plaintiff's proof of a prima facie case, the burden of persuasion shifted to the defendant to prove legitimate nondiscriminatory reasons for the employment action or whether only the burden of production of evidence sufficient to raise a fact question on that issue shifted to the defendant. 25 The Supreme Court answered this question in the context of a Title VII case: 26 The burden that shifts to the defendant, therefore, is to rebut the presumption of discrimination by producing evidence that the plaintiff was rejected, or someone else was preferred, for a legitimate, nondiscriminatory reason. The defendant need not persuade the court that it was actually motivated by the proffered reasons. See (Board of Trustees of Keene State College v.) Sweeney, supra, (439 U.S.) at (24) 25, 99 S.Ct. (295) at 296 (58 L.Ed.2d 216). It is sufficient if the defendant's evidence raises a genuine issue of fact as to whether it discriminated against the plaintiff. To accomplish this, the defendant must clearly set forth, through the introduction of admissible evidence, the reasons for the plaintiff's rejection. The explanation provided must be legally sufficient to justify a judgment for the defendant. 27 Texas Department of Community Affairs v. Burdine, 450 U.S. 248, 254, 101 S.Ct. 1089, 1094, 67 L.Ed.2d 207 (1981) (emphasis added). 8 This court has applied the Burdine burden shifting in suits brought under the ADEA. Smith v. Farah Manufacturing Co., Inc., 650 F.2d 64, 67 (5th Cir. 1981) (Like the Title VII employer, the ADEA defendant must respond to a prima facie case by going forward with evidence, not by carrying the burden of persuasion.). 28 A second question flows from the Supreme Court's decisions concerning the nature of the burden which devolves upon the defendant and is the question which concerns us today. What special effect, if any, does the existence of a prima facie case (with its concommitant quantum of evidence) have upon a determination, after a defendant has produced evidence of nondiscriminatory reasons, whether there exists substantial evidence to support a jury verdict? That is, is the evidence introduced to establish the prima facie case always substantial enough to raise an inference of discrimination and require submission of the case to the jury? 29 Reeves asserts that evidence sufficient to prove the elements of a prima facie case raises an inference of intentional discrimination and that, because a jury may find wholly incredible the defendant's articulated reasons for the discharge, this evidence sufficient to establish the prima facie case is necessarily substantial enough to require sending the case to the jury and refusing a directed verdict or judgment n.o.v. General Foods claims that evidence sufficient to prove the prima facie case is not, after rebuttal, necessarily the equivalent of substantial evidence from which a jury could infer intentional discrimination. It asserts that, in order for there to be even an inference of discrimination which would justify sending the case to the jury, Reeves was required to introduce substantial evidence of General Foods' intent to discriminate on the basis of age, not just evidence of the elements of the prima facie case (age, qualification, discharge, replacement). General Foods, of course, argues that there was no such substantial evidence. We agree with General Foods' legal argument but disagree that there was not substantial evidence of intent upon which the jury's verdict could be sustained. 30 A careful review of Burdine as it adopted traditional common law rules of evidence, 450 U.S. at 255 n.8, 101 S.Ct. at 1094 n.8, indicates that evidence sufficient to establish a prima facie case creates only a legally mandatory rebuttable presumption. Burdine, supra, at 254 n.7, 101 S.Ct. at 1094 n.7. (A presumption, generally defined, is a rule of law that deals with the assumption-at least temporarily-of a certain factual situation based upon proof of other usually logically related facts. Belton, Burdens of Pleading and Proof in Discrimination Cases: Toward a Theory of Procedural Justice, 34 Vanderbilt Law Review 1205, 1222 (1981).) If the defendant carries the burden of production of nondiscriminatory reasons for the discharge, this presumption drops from the case. Burdine, supra, at 255 n.10, 101 S.Ct. at 1095 n.10 (Although the trier of fact may consider evidence previously introduced by plaintiff to establish the prima facie case in its drawing of inferences, a satisfactory explanation by the defendant destroys the (presumption) of discrimination arising from the plaintiff's initial evidence. (emphasis added)). Moreover, the quantum of evidence which gives rise to the rebuttable presumption (and which would require a directed verdict for the plaintiff in the absence of rebuttal) is not necessarily sufficient to satisfy the plaintiff's burden (absent the presumption) of producing enough evidence to permit the trier of fact to infer the fact at issue. Id. 9 The initial evidence introduced to support the prima facie case may or may not be adequate, after the presumption has disappeared, for a jury to draw a permissible inference of intentional discrimination. Id. 10 After the defendant has articulated a legitimate reason for the discharge, the evidence initially introduced is simply to be evaluated as is evidence in any other case where intentional discrimination must be proved. 11 The fact that the prima facie case once existed is no longer of special benefit to the plaintiff. The presumption has disappeared; the quantum of evidence had never, simply because it was sufficient to prove a prima facie case, been deemed sufficient to raise an inference of intentional discrimination. 31 We have detailed this analysis in order to sharpen the focus of our review of the evidence in this case. We now conduct that review.
32 Reeves admits on appeal that General Foods articulated legitimate, nondiscriminatory reasons (poor performance) for his discharge that satisfied its Burdine burden of going forward with evidence. General Foods argues that, in the face of these articulated reasons, Reeves did not establish evidence of intentional age-based discrimination. Reeves, in answer, argues that he presented evidence that his performance was such that the jury could have decided that General Foods' admittedly articulated explanation of poor performance was unworthy of credence. We agree. The evidence was sufficient for a jury finding of lack of credibility as to the testimony offered by General Foods. Reeves then asserts that if the jury found General Foods' evidence wholly unworthy of credence, he was entitled to rely solely on his proof of the four elements of the prima facie case (three of which General Foods stipulated) as being substantial evidence from which the jury could infer discrimination without proof of intentional age-based discrimination. As noted in Part IIB, supra, with that proposition we disagree. Because General Foods articulated legitimate reasons for his discharge, any presumption of age-based discrimination (and that was all that resulted from the prima facie case) as a basis for our sustaining the jury's verdict disappeared. It was incumbent upon Reeves to introduce substantial evidence to show that General Foods' articulated reasons were pretextual and that he had been discriminated against because of age. 12 We now review the evidence to determine if he met that burden. 33 As we noted above, there was sufficient evidence from which the jury could have inferred that General Foods was not articulating its true reasons for Reeves' discharge. At the least, contradictory stories emerged. Representatives of General Foods testified that Reeves' performance justified his termination. Reeves presented evidence that only months prior to his termination he had received a good evaluation and a recommendation for a significant salary increase. The only customers to testify about his performance considered it good. During the period of time that Reeves received criticism he also received several memoranda praising him for good job performance in many different areas. Additionally, a representative of one of his competitors testified that Reeves was competent in his work. This evidence was sufficient to raise a question of fact as to Reeves' competence. General Foods' assertion of Reeves' incompetence could thus have been wholly disbelieved by the jury. That credibility determination was solely within its province. Houser v. Sears Roebuck & Co., 627 F.2d at 657. 34 Because there was sufficient evidence from which the jury could infer that General Foods' articulated reasons were not the real reasons for the discharge, the final and most important question is whether Reeves introduced substantial credible evidence upon which reasonable minds could reach differing conclusions as to whether General Foods' real reason for the discharge was based on Reeves' age. 35 Reeves points to the following evidence as probative of age discrimination, stating first the evidence which was sufficient to establish his prima facie case: he was over forty, he was qualified to do the job, he was discharged and he was replaced by a younger worker (Bill Hill, age twenty-eight). 13 36 Reeves, however, also offered additional evidence intended to support his claim that General Foods discriminated because of age: The compensation program of General Foods tended to discriminate against older workers. Don Smith, a similarly situated older worker, had been forced to resign under similar circumstances. Bill Hill, the younger employee who replaced Reeves, was hired on at a salary considerably less than Reeves would have been entitled to as of May 31, 1977, thus saving General Foods money. Reeves was discharged four days before his salary raise was to be effective. Younger workers were treated differently than workers over forty, as evidenced by the fact that Bill Hill was given a raise shortly after he assumed Reeves' job, even though his performance, at least in the eyes of some of Reeves' customers, was not equal to Reeves. 14 Reeves also introduced some comparative data to show that older workers had been discharged in disproportion to their numbers in the General Foods Dallas division. From January 1, 1976, to November 21, 1980, thirty-three employees left the Dallas division of General Foods; four of them because of terminations based on inability to adjust. Three of those terminated were over forty-only one was under forty. Of what General Foods refers to as Termination or Requested Resignations from January 1, 1976 to November 21, 1980, three of seven were of employees over forty. Furthermore, during the period of time from 1976-1980, the number of employees in the 20-39 age bracket and the 40-69 age bracket changed as follows: 37 20 - 39 40 - 69 --------- --------- 1976 - 13 1976 - 18 1977 - 15 1977 - 16 1978 - 18 1978 - 13 1979 - 18 1979 - 13 1980 - 22 1980 - 10 38 Finally, Reeves testified that he heard Anderson and Kostick say they would have to offer Smith a package to get him out. Reeves claims that, from this evidence, the jury could have inferred that his age was a determinative factor in General Foods' decision to discharge him. 39 General Foods claims that Reeves did not introduce substantial evidence that his performance was adequate and that, even if he did, there was no evidence that General Foods' reasons, if pretextual, were a pretext for age discrimination. It claims that the self-evaluation of his performance was worthless. If there had only been a self-evaluation by Reeves, we might agree. However, there was a Gk written evaluation, a recommendation for a pay raise, complimentary memoranda and favorable testimony from customers. The jury was justified in inferring that poor performance was not the real reason for the discharge. 40 General Foods challenges Reeves' data that its compensation plan might have discriminated against older employees. 15 While this evidence, by itself, was inconclusive, it was at least probative on that issue. Standing alone, the evidence was clearly insufficient, but in combination with the other evidence introduced by Reeves, the jury could have inferred age discrimination. 41 General Foods also challenges the comparative data on employee age and termination introduced by Reeves as consisting of too small a sample, citing Turner v. Texas Instruments, Inc., 555 F.2d 1251, 1255 (5th Cir. 1977) (sample of eight employees too small to have probative significance). Here, the sample was not of eight, but of 31 or 32 employees over a four year period. It was probative on the issue of intent. We do not draw our own conclusions about the data; we ask only if the jury, from the evidence before it, could have drawn the conclusion it did. We find this comparative evidence, in combination with other evidence, sufficiently substantial to support the jury's verdict. 42 General Foods further maintains that Reeves was earning a salary of $19,800 which was less than the other account managers earned and that he was not a highly paid older employee who General Foods would wish to dismiss. This argument ignores the fact that his salary was to be significantly increased four days after his discharge. The timing of this discharge in combination with Reeves' expert testimony that the compensation plan might discriminate against older employees could have led to a jury inference of discrimination because of age. 43 Finally, General Foods argues that Don Smith, the other employee over age forty who testified he was forced to resign, was incompetent. Smith's testimony was not introduced to answer questions relating to his competence but was introduced for the purpose of showing that he, as an older employee, was treated similarly to Reeves. The evidence introduced was probative on that issue and could have bolstered the inference of age discrimination. 44 In summary, Reeves case seems to fall on the cutting edge of a claim of age discrimination. We, however, are unwilling to disturb the jury's verdict where this quantum of evidence of age discrimination has been introduced. We further note that the trial judge exhibited great concern about the amount of evidence in the case, that he noted that the question was a close one, but that, in his judgment, there was sufficient evidence for the jury. His determination that there was substantial evidence for the case to go to the jury was correct. He did not abuse his discretion in denying General Foods' motion for a new trial. 45 The jury verdict is affirmed. 46 Appellant shall bear the cost of this appeal. 47 AFFIRMED.