Patent Document

CROSS-REFERENCE TO RELATED APPLICATIONS 
   This application claims the benefit of PPA Ser. No. 60/715,108, filed Sep. 8, 2005 by the present inventor. 

   FIELD OF THE INVENTION 
   This innovation relates to a method to normalize and monitor disparate persistent data sources. 
   BACKGROUND OF THE INVENTION 
   Most organizations have information management problems that require access to timely information for business monitoring, including the need to integrate many disparate applications in order to provide that information completely. Many of these applications come from different vendors who use their own nomenclature for application metadata, which makes the integration of data from the different applications very difficult. 
   For example, an insurance company may use different databases, with different applications purchased from different vendors, to provide underwriting, rate quotes, and motor vehicle information, each of which may have its own lexical and semantic conventions for handling data. One database may use the term “customer_number,” but another database may refer to the same data as “customer_no” and a third database as “customer_id,” making it hard to match this information efficiently. Similarly, one database may use “employee_number” and another database “employee_id” for the same data. Different conventions may apply not just to such lexical differences, but to semantic ones as well. For example, one database may define the term “employee” to include full-time employees as well as part-time employees and contractors, but another database may exclude contractors from the category “employee.” This can make it very difficult to monitor and evaluate the category “employee,” over multiple databases. One approach to normalizing transactions with semantic differences is to describe those transactions with ontologies, where the ontologies provide a description logic and a taxonomy. By applying a source ontology to a transaction, the transaction may be interpreted according to the semantics provided for by the ontology. 
   Two different methods have typically been used to solve this problem. One solution is called Enterprise Application Integration (EAI), which uses a real-time message monitor to obtain information about different databases through real-time messages from those databases. Transformation of data from one system to the next is also accomplished in real time. The advantage of this real-time transformation in terms of alerting and reporting is that new information can be acted on by the monitor immediately. Notifications and alerts can be triggered by the arrival of new messages. The disadvantage of this approach for alerting and notification purposes is that not all application functions result in a message being generated to another system. Often, these transactions are isolated to the application and its data store and are therefore invisible to the monitor. 
   Another solution, called Extraction, Transformation, and Loading (ETL), is focused on persistent data and is usually run in batch mode. These products are based on a pull model, meaning that they pull their data from the disparate databases without waiting for messages from those databases. Once this data is pulled, mapping programs are run on the data to normalize the metadata differences into a standardized, more useable form. The normalized data is then usually sent to a data mart or data warehouse, where it can be accessed for purposes of historical analytics or to create an off-line reporting system where large queries will not affect the response times of an active user&#39;s normal transactions such as create, update or delete. 
   However, one disadvantage of this process is that special programs must be written for the conversion of data from the different databases, which is time-consuming and expensive. Moreover, the traffic load of this process strains the resources of the databases when the data is being pulled from them. The ETL process, even though run at night, will create a significant degradation in transaction response times for end users of the databases. This is a major disadvantage since, with the advent of the Internet, databases typically must function at a high level twenty-four hours a day, every day. In addition, once this process has been put into place it can be disrupted or broken if one or more of the databases involved are updated. Another problem with this approach is that the data it provides is not available in real time, although real-time monitoring of databases can be crucial for a business. 
   Therefore, there is a need for an automated system and method to normalize persistent data sources for real-time monitoring without straining the resources of the data sources. 
   BRIEF SUMMARY OF THE INVENTION 
   It is an aspect of the present invention to provide an automated system and method to normalize persistent data sources for monitoring. 
   It is another aspect of the present invention to provide normalization, also called semantic mediation, and monitoring of data sources that does not strain the resources of the data sources. 
   It is still another aspect of the present invention to provide normalization and monitoring of data sources that is real time. 
   These and other needs are addressed by the present invention. The following explanation describes the present invention by way of example and not by way of limitation. 
   In accordance with the present invention, a semantic database transaction monitor is provided that monitors database transactions by taking advantage of database replication technology. The invention receives one or more event streams of transaction data from one or more database replication software agents, originally from transaction logs, and then classifies each transaction, utilizing an inference engine populated with one or more source ontologies and a canonical ontology, so that transaction metadata are normalized. If necessary, the inference engine can further employ a destination ontology to transform transactions into the metadata language of a target database. The invention then can be utilized to create a data store across multiple databases for reporting and analysis. The invention can also be used to feed normalized database transactions to real-time graphics software for real-time reporting or alerting. Because the process obtains data from event streams, it does not significantly drain the resources of the databases and can provide virtually real-time monitoring. Moreover, it does not require recoding for updates to the databases, but only changes to the ontologies read at runtime. 

   
     BRIEF DESCRIPTION OF THE DRAWINGS 
     The following embodiment of the present invention is described by way of example only, with reference to the accompanying drawings, in which: 
       FIG. 1  is a block diagram that illustrates an operating environment in which embodiments of the present invention can be employed; 
       FIG. 2  is a flow chart illustrating a process for employing a semantic database transaction (SDT) monitor; 
       FIG. 3  is a flow chart illustrating a process for receiving the data to be monitored; 
       FIG. 4  is a flow chart illustrating a process for normalizing data; 
       FIG. 5  is a block diagram illustrating a typical computer on which embodiments of the present invention may be employed; 
       FIG. 6  is an example illustrating the replication and normalization of transactions within data streams; and 
       FIG. 7  is an example of the use of a destination ontology for the example of  FIG. 6 . 
   

   DETAILED DESCRIPTION 
   The following description is offered to illustrate the present invention clearly. However, it will be apparent to those skilled in the art that the concepts of the present invention are not limited to these specific details. Commonly known elements are also shown in block diagrams for clarity, as examples and not as limitations of the present invention. 
   Operating Environment 
   An embodiment of the operating environment of the present invention is shown in  FIG. 1 . A party employs server  100  to operate a semantic database transaction (SDT) monitor  300 . 
   Server  100  can communicate with remote servers  110  and  120  via a wired or wireless link  142 , a wired or wireless network  130 , and wired or wireless links  144  and  146 . The servers  100 ,  110 , and  120  may be personal computers or larger computerized systems or combinations of systems. The network  130  may be the Internet, a private LAN (Local Area Network), a wireless network, a TCP/IP (Transmission Control Protocol/Internet Protocol) network, or other communications system, and can comprise multiple elements such as gateways, routers, and switches. Links  142 ,  144 , and  146  use technology appropriate for communications with network  130 . Through the operating environment shown in  FIG. 1 , SDT (semantic database transaction) monitor  300  can receive data from databases  202  and  204  on one or more remote servers  110  and  120 . 
   In other embodiments, databases  202  and  204  may be located on server  100  or on a system of internally networked servers. 
   Process 
     FIG. 2  shows an embodiment of a process for employing an SDT monitor:
         Step  1000  in FIG.  2 —Setting up an SDT monitor  300 ;   Step  2000  in FIG.  2 —Receiving data from one or more databases  202 ,  204 ;   Step  3000  in FIG.  2 —Normalizing the data; and   Step  4000  in FIG.  2 —Monitoring the normalized data.
 
Setting Up an SDT Monitor
       
   An SDT monitor  300 , shown in  FIG. 1 , is a collection of software programs and supporting elements used to normalize data for monitoring. A party at server  100  may set up the SDT monitor  300  on server  100 . After the STD monitor  300  has been created, it may also be employed on other servers. 
   In an embodiment, an SDT monitor  300  comprises the following elements, explained below:
         A reader program  305  for reading transactions in an event stream, such as may be generated by a database replication agent that streams database transaction data read from a corresponding database transaction log,   An inference (reference) engine  307 ,   One or more source ontologies  310 ,   A canonical ontology  330 ,   A destination ontology  334 , if necessary,   A data base  340 , and   Real-time graphics software  350 .       

   In other embodiments, these elements may be located separately in more widely dispersed systems involving multiple servers. 
   Receiving Data from One or More Databases 
     FIG. 3  shows an embodiment of a process for receiving the data to be monitored. 
   Step  2100  in FIG.  3 —Writing transactions to a transaction log  212 . 
   A database  202 , shown in  FIG. 1 , capable of generating transaction logs, writes transactions to its transaction log  212 . Every transactional database writes data about its transactions into a transaction log  212 . Transaction logs are typically used for “rollbacks” for undoing problems. For example, an application comprising three transactions may successfully process two of the transactions but then suffer a glitch with the third, causing the whole application process to fail. Database vendors have ways to read a transaction log and create a stream of data that can be applied to another database, so that the process can be replayed in a rollback, corrected if necessary, and completed. This replication of data in a mirror database can be quite effective for completing processes, but it cannot replicate data across different databases and does not in itself accomplish normalization, also called semantic mediation, of data across different databases. 
   Step  2200  in FIG.  3 —Outputting the transaction log to an event stream  226 . 
   A software program called a replication agent  222 , shown in  FIG. 1 , located on server  110  continuously reads the transaction log  212  and outputs the transactions to an event stream  226 . 
   Step  2300  in FIG.  3 —Reading and asserting the transactions. 
   The STD monitor  300 , shown in  FIG. 1 , on server  100  contacts the server  110  for database  202  and uses a reader program  305  to read the transactions in the event stream  226 . Reading the transactions from the event stream  226  does not strain the resources of the database  202  in the way explained above, so that database  202  always remains fully functional. 
   The reader program  305  asserts the transaction into a reference engine  307  that has been previously populated with one or more source ontologies  310  containing the metadata from one or more source databases, such as  202  and  204 . The reference engine  307  has also been populated with a canonical ontology  330 , representing a canonical model, and with the relationships between the source ontologies  310  and the canonical ontology  330 . An ontology is a conceptual schema about a group of computers and devices on a network that are administered as a unit with common rules and procedures. The canonical ontology  330  establishes the lexical and semantic rules that will be used for normalization. 
   For example, a source ontology  310  for database  202  may use the term “customer_no,” but the canonical ontology  330  may establish that the term “customer_number” is to be used for normalization across databases. 
   One aspect of the current invention is the use of semantic classification “reasoners” against a near-real-time stream of database transactions. Prior art methods of normalizing a database typically require the processing of a large number of database records. By contrast, in the present invention, the database transactions are monitored, duplicated, and normalized in near real-time. The normalization is provided by applying the source and destination ontologies to the duplicated data streams. 
   This approach permits a classification of a single transaction into multiple classes according to the ontologies. For instance in a banking example, if a bank customer has a financial transaction of more than $10,000 in a day, and that customer is an officer of a corporation, then the transaction may be treated as a routine banking event according to a first ontology; and may also be flagged as a potential Sarbanes-Oxley violation according to a second ontology. Those classifications are available sooner under the current invention than they are available under conventional batch normalization of databases. 
   The size of the prior art batch processes imposes a large demand on the databases, and may require that those databases are not accessible for some period of time. By contrast, since the current invention processes one event at a time, there is very little load on the database. 
   From another perspective, the current invention provides a “push” system for immediately providing normalized transaction data. By contrast, prior art systems are typically “pull” systems which conduct batch processing of the past transactions in order to normalize the data. In these prior art systems, the normalized data is not typically available until the batch process is completed. 
   Normalizing the Data 
     FIG. 4  shows an embodiment of a process for normalizing the data. 
   Step  3100  in FIG.  4 —Transforming transactions to destination canonical instances. 
   In an embodiment, the reference engine  307 , shown in  FIG. 1 , uses the ontologies  310  and  330  and relationships described above to inference and transform source transactions to destination canonical instances. That is, the reference engine  307  is designed, by axioms written with description logic, to map the structures used by the source transactions and transform them to the canonical structure to be used for standardization and monitoring. To carry out this task, the reference engine  307  may employ reasoner programs designed to make automatic classifications. 
   For example, the reference engine  307  may transform the term “customer_no, in database  202 , to the term “customer_number,” according to the convention established in the canonical ontology  330 . 
   In another embodiment, the inference (reference) engine  307  uses a canonical ontology  330 , as described above, and then uses a destination ontology  334  that is designed to accommodate a specific target database, transforming transactions into the metadata language of the target database. 
   In still another embodiment, the inference (reference) engine  307  does not use any ontologies but is previously loaded with the source database&#39;s metadata and is capable of recognizing the content of transactions in the event stream  226  and acting upon that recognition by invoking a process such as a Web service. 
   Step  3200  in FIG.  4 —Storing the normalized data. 
   These normalized instances can be stored in a database  340 , shown in  FIG. 1 , which may be used as a data warehouse or a data mart, for reporting and analysis. 
   Monitoring the Normalized Data 
   The normalized instances can then be output to real-time graphics software  350 , such as a business activity monitor, to monitor the normalized transaction stream in real time. For example, the real-time graphics software  350  can graphically represent the normalized transaction stream in a data screen  352 , for example in charts of information  80 ,  90 , and  100 . A separate process can monitor the normalized transaction stream and generate alerts and notifications based on the transaction content. 
   Monitoring Multiple Databases 
   The process described above can be used with multiple databases as well, for example including not only database  202  but database  204 . This enables the SDT monitor  300  to receive, normalize, and monitor data across multiple different databases. 
   Real-Time Monitoring 
   The process described above is very rapid, typically taking only a second to complete, so that virtually real-time monitoring can be accomplished. 
   Efficiency with Changes to Source Metadata 
   Changes to source databases&#39; metadata do not require changes in code, but only in the ontology read at runtime. 
   EXAMPLE 1 
     FIG. 6  illustrates an example of transactions T 10  and T 12  from database  202  and transactions T 20  and T 22  from database  204 . Transaction T 10  is logged on data log  212  and replicated by replication agent  222  to transactions T 11  in a first event stream  226 . Transaction T 12  is logged on data log  212  and replicated to transaction T 13  in the first event stream  226 . Data reader  305  captures the first event stream  226 , and directs transactions T 11  and T 13  to the inference engine  307  where the transactions are transformed to transactions T 11 ′ and T 13 ′ according to a first source ontology  310  and then normalized to canonical form by canonical ontology  330  and stored as canonical instances C 11  and C 13  respectively in the canonical database  340 . 
   Similarly, transaction T 20  is logged on data log  214  and replicated by replication agent  224  to transaction T 21  in a second event stream  228 . Transaction T 22  is logged on data log  214  and replicated to transaction T 23  in the second event stream  228 . Data reader  305  captures the second event stream  228 , and directs transactions T 21  and T 23  to the inference engine  307  where the transactions are transformed to transactions T 21 ′ and T 23 ′ according to a second source ontology  312  and then normalized to canonical form by canonical ontology  330  and stored as canonical instances C 21  and C 23  respectively in the canonical database  340 . 
   In this example, transactions T 10  and T 20  mapped to different instances of the same structure, and transactions T 12  and T 22  are mapped to instances of different structures. 
   EXAMPLE 2 
   Using a Destination Ontology 
   To show the use of a destination ontology  334 ,  FIG. 7  illustrates the example given above of transactions T 10  and T 12  from database  202  and transactions T 20  and T 22  from database  204 . Transaction T 10  is logged on data log  212  and replicated by replication agent  222  to transaction T 11  in a first event stream  226 . Transaction T 12  is logged on data log  212  and replicated to transaction T 13  in the first event stream  226 . Data reader  305  captures the first event stream  226  and directs transactions T 11  and T 13  to the inference engine  307 , where the transactions are transformed to transactions T 11 ′ and T 13 ′ according to a first source ontology  310  and then normalized to canonical form C 11  and C 13  respectively by canonical ontology  330 . C 11  and C 13  are then transformed into a target database&#39;s metadata language as D 11  and D 13  respectively by destination ontology  334 , and D 11  and D 13  are stored in the canonical database  340 . 
   Similarly, transaction T 20  is logged on data log  214  and replicated by replication agent  224  to transaction T 21  in a second event stream  228 . Transaction T 22  is logged on data log  214  and replicated to transaction T 23  in the second event stream  228 . Data reader  305  captures the second event stream  228  and directs transactions T 21  and T 23  to the inference engine  307 , where the transactions are transformed to transactions T 21 ′ and T 23 ′ according to a second source ontology  312  and then normalized to canonical form C 21  and C 23  respectively by canonical ontology  330 . C 21  and C 23  are then transformed into a target database&#39;s metadata language as D 21  and D 23  respectively by destination ontology  334 , and D 21  and D 23  are stored in the canonical database  340 . 
   In this example, transactions T 10  and T 20  mapped to different instances of the same structure, and transactions T 12  and T 22  are mapped to instances of different structures. 
   Computer System Overview 
     FIG. 5  is a block diagram that illustrates an example of a typical computer system  1400 , well known to those skilled in the art, on which embodiments of the present invention can be implemented. This computer system  1400  comprises a network interface  1402  that provides two-way communications through a wired or wireless link  142  to a wired or wireless communications network  130  that uses any applicable communications technology. For example, the network  130  can comprise a public telephone network, a wireless network, a local area network (LAN), and any known or not-yet-know applicable communications technologies, using correspondingly applicable links. The network  130  in turn provides communications with one or more host computers  150  and, through the Internet  1424 , with one or more servers  103 . 
   The network interface  1402  is attached to a bus  1406  or other means of communicating information. Also attached to the bus  1406  are the following: 
   a processor  1404  for processing information; 
   a storage device  1408 , such as an optical disc, a magneto-optical disc, or a magnet disc, for storing information and instructions; 
   main memory  1410 , which is a dynamic storage device such as a random access memory (RAM) that stores information and instructions to be carried out by processor  1404 ; 
   a bios  1412  or another form of static memory such as read only memory (ROM), for storing static information and instructions to be carried out by processor  1404 ; 
   a display  1414 , such as a liquid crystal display (LDC) or cathode ray tube (CRT) for displaying information to user of the computer system  1400 ; and 
   an input device  1416 , with numeric and alphanumeric keys for communicating information and commands to processor  1404 . In another embodiment a mouse or other input devices can also be used. 
   The computer system  1400  is used to implement the methods of the present invention in one embodiment. However, embodiments of the present invention are not limited to specific software and hardware configurations. Computer system  1400  can send data to target computer  150  and target server  103 , through a network  130  such as the Internet, and appropriate links  142 , such as wired or wireless ones, and its network interface  1402 . 
   Computer system  1400  carries out the methods of the present invention when its processor  1404  processes instructions contained in its main memory  1410 . Another computer-readable medium, such as its storage device  1408 , may read these instructions into main memory  1410  and may do so after receiving these instructions through network interface  1402 . Processor  1404  further processes data according to instructions contained in its storage device  1408 . Data is relayed to appropriate elements in computer system  1400  through its bus  1406 . Instructions for computer system  1400  can also be given through its input device  1416  and display  1414 . 
   “Computer-readable medium” refers to any medium that provides instructions to processor  1404 , comprising volatile, non-volatile, and transmission media. Volatile media comprise dynamic memory, such as main memory  1410 . Non-volatile media comprise magnetic, magneto-optical, and optical discs, such as storage device  1408 . Transmission media comprise a wide range of wired and unwired transmission technology, comprising cables, wires, modems, fiber optics, acoustic waves, such as radio waves, for example, and light waves, such as infrared, for example. Typical examples of widely used computer-readable media are floppy discs, hard discs, magnetic tape, CD-ROMs, punch cards, RAM, EPROMs, FLASH-EPROMs, memory cards, chips, and cartridges, modem transmissions over telephone lines, and infrared waves. Multiple computer-readable media may be used, known and not yet known, can be used, individually and in combinations, in different embodiments of the present invention. 
   ALTERNATE EMBODIMENTS 
   It will be apparent to those skilled in the art that different embodiments of the present invention may employ a wide range of possible hardware and of software techniques. For example the communication between servers could take place through any number of links, including wired, wireless, infrared, or radio, and through other communication networks beside those cited, including any not yet in existence. 
   Also, the term computer as used here is used in its broadest sense to include personal computers, laptops, telephones with computer capabilities, personal data assistants (PDAs) and servers, and it should be recognized that it could include multiple servers, with storage and software functions divided among the servers. A wide array of operating systems, compatible e-mail services, Web browsers and other communications systems can be used to transmit messages among client applications and Web services. 
   Furthermore, in the previous description the order of processes, their numbered sequences, and their labels are presented for clarity of illustration and not as limitations on the present invention.

Technology Category: 3