Patent Document

CROSS-REFERENCES TO RELATED APPLICATIONS  
       [0001]     This application claims priority to U.S. Provisional Patent Application No. 60/703616, filed Jul. 28, 2005, and entitled “Automatic Framing Selection.” This application is related to and incorporates by reference for all purposes U.S. patent application Ser. No. 10/285,315, Filed 30 Oct. 2002, entitled “Transaction Accelerator for Client-Server Communication Systems,” (Hereafter “McCanne I”), and U.S. patent application Ser. No. 10/640,405. Filed 12 Aug. 2003, entitled “Transparent Client-Server Transaction Accelerator,” (Hereafter “McCanne III”). 
     
    
     BACKGROUND OF THE INVENTION  
       [0002]     The present invention relates generally to accelerating client-server transactions across a network. Network acceleration appliances and applications apply a variety of techniques to reduce the latency or the appearance of latency over local- and wide-area-networks. Many techniques, such as scalable data referencing as described in McCanne I and McCanne II, can benefit from sending data in a few large network packets, rather than many smaller network packets. Typically, network protocols limit the size of network packets.  
         [0003]     It is often desirable to have the largest network packet possible to provide maximum benefit from the network acceleration techniques. However, waiting for servers and applications to produce additional data to be included in a network packet, so as to maximize the size of the network packet, can increase the latency or appearance of latency for the client or application, especially in interactive applications.  
         [0004]     One current technique uses an algorithm similar to the Nagle algorithm to automatically concatenate a number of small buffer messages into a single buffer, referred to as Nagling, that can then be sent, or flushed, as a single network packet. In a previous implementation, either a time delay or a buffer size can trigger a buffer flush and the transmission of a network packet with the current buffer data. For example, if a time limit, such as six milliseconds, passes from the first data written to the buffer, or if the buffer reaches a size limit, such as 128 KB of data, then the buffer is flushed and a network packet is sent with the buffer data. The time limit typically triggers buffer flushes for interactive traffic and the size limit typically triggers buffer flushes when there is a steady flow of data from an application.  
         [0005]     The time and size limits for buffers are referred to as a framing. With a single framing, there is a single limit to the buffer and a single time limit. A single framing must designed to be reasonable for a wide variety of possible networks or kinds of traffic. Unfortunately, designing such a single framing is difficult because of the enormous variety of both networks and traffic. No single framing performs reasonably well across the diversity of networks and traffic types that might be encountered; even a single installation may encounter widely-varying traffic types, either sequentially or simultaneously.  
         [0006]     A single framing can be manually tailored to the needs and characteristics of specific networks and applications, but such tailoring requires both technical sophistication and knowledge of traffic characteristics, and can only happen with the involvement of a technically-knowledgeable user. Even with the necessary level of sophistication, knowledge, and skill, no person is able or willing to adjust the framing characteristics as traffic characteristics shift; the changes can happen too rapidly for human intervention and they happen around the clock. Further, even the fastest adjustments to a single framing are still unable to address the problem of handling simultaneous streams of traffic with very different characteristics.  
         [0007]     It is therefore desirable for a system and method for framing network traffic to balance the need to maximize network acceleration efficiency using large network packets with the need to minimize delays in sending network packets while waiting for data to accumulate. It is further desirable for the system and method to be readily applicable to a wide variety of networks and applications. It is also desirable for a system and method to dynamically adjust framings to handle changing characteristics of network traffic. It is still further desirable for the system and method to provide efficient framing for simultaneous streams of network traffic with different characteristics.  
       BRIEF SUMMARY OF THE INVENTION  
       [0008]     An embodiment of the invention monitors network traffic and automatically selects an optimal framing. The embodiment applies a selected framing heuristic to frame network traffic. At the same time, multiple different framing heuristics are speculatively evaluated with respect to the same network traffic. Each framing heuristic specifies a different set of rules used to frame network traffic. The results of the speculative evaluations of framing heuristics as applied to the current network traffic are collected and assigned scores or ranks. The framing heuristic with the best score is then selected to be used to frame subsequent network traffic.  
         [0009]     In an embodiment, data arrives in packets from a source and the stream of received data is accumulated in a buffer. The framing heuristics determine when the accumulated data in the buffer is flushed. The flushed data may be encoded for efficient transport across a wide-area network (WAN). Alternatively, other sending or processing steps may be triggered by the buffer flush.  
         [0010]     In an embodiment, each client/server traffic flow has a single selected framing heuristic controlling its buffer flushes. The framing heuristics may be deterministic based on byte count and/or time or based on traffic characteristics that indicate a plausible point for a buffer flush to occur. While a selected framing heuristic controls the buffer flushes for a given stream, an embodiment speculatively evaluates multiple framing heuristics to determine which framing heuristics would have triggered buffer flushes and the sizes of the buffer at the times of the buffer flushes. This information is used to score the alternative framing heuristics. The scores of alternative framing heuristics are continually compared to performance of the selected framing heuristic used to frame network traffic and used to determine if the framing heuristic should be changed. In an embodiment, the choice of available framing heuristics may be determined partly by manual configuration, which specifies which framing heuristics are available, and partly by automatic processes, which determine the best framing heuristic to apply to the current network traffic from the set of available framing heuristics. 
     
    
     BRIEF SUMMARY OF THE DRAWINGS  
       [0011]     The invention will be described with reference to the drawings, in which:  
         [0012]      FIG. 1  shows a system suitable for implementing an embodiment of the invention;  
         [0013]      FIG. 2  shows a method for selecting a framing heuristic according to an embodiment of the invention; and  
         [0014]      FIG. 3  shows a method of framing network traffic and updating framing heuristics according to an embodiment of the invention.  
     
    
     DETAILED DESCRIPTION OF THE INVENTION  
       [0015]      FIG. 1  shows a system  100  suitable for implementing an embodiment of the invention. System  100  includes a buffer  110  that receives payload data from input packets  130 . Input packets  130  may be received from one or more computer systems and associated with one or more applications. System  100  concatenates the data from input packets  130  into the buffer  110 . A controller  150  observes the data being received and present in the buffer  110  and decides when the buffered data should be flushed. Controller  150  flushes buffer  110  and makes the buffered data available to encoder  120 . Encoder  120  processes the flushed data to produce one or more output packets  140 . There are numerous additional forms of buffers, queues, stacks, and similar data structures well known to those practiced in the arts, including circular buffers and shared memory; the application of the disclosed techniques to these other well-known variants is straightforward.  
         [0016]     For the purpose of explanation, the buffer  110  receives packet payloads until a flush occurs, at which point the encoder  120  produces one or more output packets. Further embodiments of system  100  may use parallel processing, pipelining, speculative execution, streamed processing, or otherwise perform its functions in an interleaved or parallel manner. All of these types of systems may utilize embodiments of the invention to determine the framing of data, that is, when to wait to buffer additional input data versus when to process and output data.  
         [0017]      FIGS. 2 and 3  illustrate the operation of controller  150  according to an embodiments of the invention.  FIG. 2  shows a method for selecting a framing heuristic according to an embodiment of the invention, and  FIG. 3  shows a method of framing network traffic and updating framing heuristics according to an embodiment of the invention.  
         [0018]     Controller  150  evaluates network traffic with respect to multiple alternative framing heuristics. Each framing heuristic specifies a different set of rules used to frame network traffic. When the rules of a framing heuristic are satisfied, the framing heuristic produces a signal or “fires,” indicating that the buffer should be flushed of data and packets should be output.  
         [0019]     As discussed in detail below, the controller  150  speculatively applies multiple framing heuristics to the current network traffic to evaluate the performances of the framing heuristics. The results of the framing heuristics as applied to the current network traffic are collected and assigned scores or ranks. The framing heuristic with the best score is then selected by the controller  150  to be used for actually framing the current and subsequent network traffic.  
         [0020]     As additional network traffic is processed, controller  150  may continue to speculatively execute and score one or more alternative framing heuristics in addition to the selected framing heuristic. If an alternative framing heuristic scores better than the selected framing heuristic, for example due to changes in the characteristics of the network traffic, then the controller  150  may switch its selection to the alternative framing heuristic for framing network traffic.  
         [0021]      FIG. 2  shows a method  200  for selecting a framing heuristic according to an embodiment of the invention. The controller  150  is configured with a number of different alternative framing heuristics that it may apply to the network traffic. In an embodiment, in its initial state the controller  150  uses a Nagle algorithm as a default framing behavior until a specialized framing heuristic is selected. Method  200  processes network traffic, evaluates alternative framing heuristics, and may select one of the alternative framing heuristics to process network traffic.  
         [0022]     Step  210  receives a data from a network packet. Data from network packets may be stored in a buffer or other type of hardware or software data memory, as described in system  100 . Upon the receipt of data from a network packet, step  215  evaluates one or more framing heuristics with respect to the data received in step  210  as well as any other network packet data previously stored in the buffer from prior iterations of step  210 . Step  215  may evaluate the framing heuristics sequentially, in parallel, or in pipelined or interleaved manner using one or more processors or other information processing devices.  
         [0023]     In evaluating each framing heuristic, step  215  determines whether the rule or rules specified by the framing heuristic are satisfied by the network packet data received in step  210  and/or stored in the buffer. If a framing heuristic&#39;s rules are satisfied, the framing heuristic is said to have been triggered or “fired.” For a framing heuristic that has “fired,” an embodiment of step  215  records the size of the buffer at the time the heuristic fires. In further embodiments, step  215  records other attributes associated with the framing heuristic, such as the number of times the framing heuristic has fired since the last scoring update, all or a portion of the data most recently received prior to the framing heuristic firing, either for a fixed amount of data or for the data following other data having a predetermined pattern.  
         [0024]     Step  235  determines whether a buffer flush should occur due to the default framing behavior, such as a Nagle algorithm. In an embodiment, step  235  compares the size of the buffer with a predetermined size limit and compares the time elapsed from the receipt of the first data in the buffer with a predetermined time limit. If the buffer size exceeds the size limit or the elapsed time exceeds the time limit, then method  200  proceeds from step  235  to step  260  to perform a buffer flush. Otherwise, method  200  returns to step  210  to wait for additional network packet data. In a further embodiment, a timer expiring in step  290  may cause method  200  to skip steps  210  and  215  and proceed directly to step  235 , rather than continue to wait for additional network packet data.  
         [0025]     Step  260  flushes the buffer of network packet data. The flushed data is then sent to an encoder, as described above, and eventually output as one or more output packets. Step  260  also resets the timer used to track the elapsed time from the receipt of the first data in the buffer and a counter used to track the amount of data stored in the buffer. Once reset, the timer will be paused until additional packet data is received in the next iteration of step  210 .  
         [0026]     Step  270  updates the scores of each framing heuristic based on whether the framing heuristic fired in the most recent iterations of steps  210 ,  215 , and  235 , and if so, the size of the buffer at the time the framing heuristic fired. For example, each framing heuristic is initialized with a score of 0 points. Each time step  235  determines that a buffer flush under the default behavior should occur, step  270  gives the fired framing heuristic with the largest accumulated buffer length  4  additional points, the fired framing heuristic with the second largest buffer 3 additional points, and so forth. Any framing heuristic that has not fired during the most recent iterations of steps  210 ,  215 , and  235  is not given any additional points. These points are added to each framing heuristic&#39;s point totals accumulated from previous iterations of step  270 . This scoring scheme is provided as an example and more complicated scoring schemes that take into account buffer size, packet latency, and other factors may be used.  
         [0027]     In embodiments of step  270 , any framing heuristic that fires may receive at least some additional points. In other embodiments of step  270 , only a limited number of top-ranked framing heuristics receive additional points for firing. Other framing heuristics that fire but have lower ranks, for example due to the small size of the buffered data at the time of firing, may not receive any additional points.  
         [0028]     Step  270  may use other arrangements to score framing heuristics. For example, if step  215  records the number of times the framing heuristic has fired since the last scoring update, then step  270  may update scores based on the heuristics that fired the least or most. If step  215  records all or a portion of the data most recently received prior to the framing heuristic firing, then step  270  may score framing heuristics based data most similar to or most different from a specified data pattern.  
         [0029]     Step  275  examines the total scores of the framing heuristics to determine if there is a winning framing heuristic. For example, after a number iterations of step  260 , such as five buffer flushes or another configurable value, the step  275  selects the framing heuristic with the highest total score as the winning framing heuristic. If no winner emerges, method  200  returns to step  210  to await additional network packet data and further evaluate the framing heuristics.  
         [0030]     If step  275  identifies a winning framing heuristic, step  280  selects the winning framing heuristic to control framing of subsequent network traffic. An embodiment of the operation of the controller  150  using a selected framing heuristic is illustrated by method  300  of  FIG. 3 .  
         [0031]      FIG. 3  shows a method  300  of framing network traffic and updating framing heuristics according to an embodiment of the invention. Method  300  of  FIG. 3  is similar to method  200  of  FIG. 2 , except that the selected framing heuristic is allowed to trigger buffer flushes in addition to the default framing behavior.  
         [0032]     Method  300  initially has one selected framing heuristic controlling buffer flushes and a number of alternative framing heuristics that are speculatively evaluated against the network traffic, but which do not control framing of the network traffic.  
         [0033]     Step  310  receives data from a network packet. Like step  210 , the data from a network packet is stored in a buffer or other data storage mechanism along with any data from previously received network packets that has yet to be flushed and converted to output packets.  
         [0034]     Upon receiving data from a network packet, step  315  evaluates one or more framing heuristics with respect to the data received in step  310  as well as any other network packet data previously stored in the buffer from prior iterations of step  310 . Step  315  may evaluate the framing heuristics sequentially, in parallel, or in pipelined or interleaved manner using one or more processors or other information processing devices. Like step  215 , step  315  determines whether the rule or rules specified by the framing heuristic are satisfied by the network packet data received in step  310  and/or stored in the buffer. For a framing heuristic that has “fired,” an embodiment of step  315  records the size of the buffer at the time the framing heuristic fires.  
         [0035]     Step  320  similarly evaluates the selected framing heuristic with respect to the data received in step  310  as well as any other network packet data previously stored in the buffer from prior iterations of step  310 . In an embodiment, the selected framing heuristic may be determined from a previous iteration of method  200 , as discussed above.  
         [0036]     Step  335  determines whether the selected framing heuristic has fired. If so, method  300  proceeds to step  350  to flush the buffer and produce one or more output packets from the buffer data. Conversely, if the selected framing heuristic has not fired, method  300  proceeds to step  345 .  
         [0037]     Step  345 , like step  235 , determines whether a buffer flush should occur due to the default framing behavior, such as a Nagle algorithm. In an embodiment, step  345  compares the size of the buffer with a predetermined size limit and compares the time elapsed from the receipt of the first data in the buffer with a predetermined time limit. If the buffer size exceeds the size limit or the elapsed time exceeds the time limit, then method  300  proceeds from step  345  to step  350  to perform a buffer flush. Otherwise, method  300  returns to step  310  to wait for additional network packet data. In a further embodiment, a timer expiring in step  390  may cause method  300  to skip steps  310 ,  315 ,  320 , and  335  and proceed directly to step  345 , rather than continue to wait for additional network packet data.  
         [0038]     Step  350 , similar to step  260 , flushes the buffer of network packet data. The flushed data is then sent to an encoder, as described above, and eventually output as one or more output packets. Step  350  also resets the timer used to track the elapsed time from the receipt of the first data in the buffer and a counter used to track the amount of data stored in the buffer. Once reset, the timer will be paused until additional packet data is received in the next iteration of step  310 .  
         [0039]     Following, or concurrent with, the buffer flush in step  350 , step  360  updates the scores of the framing heuristics based on whether each of the framing heuristics fired in the most recent iterations of steps  310 ,  315 ,  320 , and  335 , and if so, the size of the buffer at the time the framing heuristic fired. For example, each framing heuristic, including the selected framing heuristic, is initialized with a score of 0 points. If the buffer flush of step  350  was triggered by the default framing behavior specified in step  345 , step  360  subtracts 4 points from the score of the selected framing heuristic. For any other framing heuristics that fired before the buffer flush, step  360  gives an additional 4 points to the framing heuristic with the largest buffer size at the time of firing, an additional 3 points to the framing heuristic with the next largest buffer size, and so forth.  
         [0040]     Continuing with this example scoring, if the buffer flush of step  350  was triggered by the selected framing heuristic specified in step  335 , then step  360  gives the selected framing heuristic an additional 4 points. Step  360  then gives additional points to any other framing heuristics that also fired during the previous iterations of steps  310 ,  315 ,  320 , and  335 . In this example, step  360  gives an additional 3 points to the non-selected framing heuristic with the largest buffer size at the time of firing, an additional 2 points to the non-selected framing heuristic with the next largest buffer size, and so forth.  
         [0041]     Continuing with this example scoring, if no non-selected framing heuristics fired during the previous iterations of steps  310 ,  315 ,  320 , and  335 , step  360  records a timestamp and inhibits the selected framing heuristic from firing in response to the next packet data received. When the next network packet data is received in a subsequent iteration of step  310 , if less than 2 ms or any other a configurable time threshold has elapsed from the timestamp, then the selected framing heuristic gets 4 points for previously firing. If the time difference is shorter than the threshold and none of the other framing heuristics fired, it still gets 4 points. Otherwise, if the time difference between the time the next packet data is received and the timestamp is less than 2 ms or any other time threshold value and if one or more non-selected framing heuristics fire in response to the next packet data, then step  360  gives 4 additional points non-selected framing heuristic with the longest buffer, 3 additional points to the framing heuristic with the next largest buffer length, and so on. This allows framing heuristics that produce larger packet sizes than the selected framing heuristic to receive higher scores, which may eventually be used to select a different framing heuristic to control the framing of the network traffic. This scoring scheme is provided as an example and more complicated scoring schemes that take into account buffer size, packet latency, and other factors may be used.  
         [0042]     Following the update of framing heuristic scores in step  360 , step  365  evaluates the scores of the selected framing heuristic and the non-selected framing heuristics to determine whether a different framing heuristic should be selected to control the framing of network traffic. In an example embodiment, if the selected framing heuristic no longer has the highest score or has a score of zero, method  300  will proceed to step  375  to select a different framing heuristic. In step  375 , if none of the framing heuristics have a score above a threshold value, then the system will revert to the default framing behavior in step  380 . In an embodiment, step  380  performs in a manner similar to method  200  discussed above. Alternatively, if one or more of the framing heuristics has a score above a threshold value, method  300  will proceed from step  375  to step  370  to select the framing heuristic with the highest score. This newly selected framing heuristic will be used in subsequent iterations of steps  320  and  335  as the selected framing heuristic. Following step  370 , method  300  returns to step  310  to await the receipt of additional network packet data.  
         [0043]     The above-described methods make use of framing heuristics to evaluate and potentially control the framing of network traffic. In general, a framing heuristic includes one or more rules or conditions that may be satisfied by attributes of a single network packet or by collective attributes of multiple network packets.  
         [0044]     An example embodiment of a framing heuristic is whether the newly-received packet data has the TCP PUSH flag set, which indicates that the received data should be delivered to the receiving application and is a hint of as to the logical boundary in the data stream. An embodiment of a system can implement this example framing heuristic by keeping a resettable flag in the TCP stack. Anytime the system detects the PUSH flag in the TCP stream, it sets the flag. Then, a portion of the network acceleration system reads if the flag is set or not. If so, the flag is reset and another flag or indicator is set to indicate that this example framing heuristic has fired.  
         [0045]     Another example embodiment of a framing heuristic determines if the received packet was a full MTU. If the packet was not a full MTU, then the framing heuristic is fired. This example framing heuristic is useful for TCP stacks that don&#39;t set the PUSH flag.  
         [0046]     A third example embodiment of a framing heuristic determines if the end of the buffer is a CR/LF pair. If the buffer ends with a CR/LF pair, then the framing heuristic is fired. This framing heuristic is useful for command-line based communications protocols.  
         [0047]     A fourth example embodiment of a framing heuristic determines if the end of the buffer is a NULL. If the buffer ends with a NULL, then the framing heuristic is fired. This framing heuristic is useful for some binary protocols that use NULL-termination.  
         [0048]     Other example framing heuristics may detect specific characteristics associated with particular types of network traffic, communication protocols, or applications. An example framing heuristic can identify network traffic associated with one or more related SQL transactions and apply a different buffer flush scheme for this type of network traffic. Another example framing heuristic fires based on other byte sequences, different from CR/LF or NULL, which may be used delimiters of transaction boundaries for particular kinds of network traffic.  
         [0049]     In an embodiment, the network acceleration system may treat each direction of a TCP or other similar connection independently and evaluate the framing heuristics for one direction independent of the reverse direction. Thus, methods  200  and  300  may be applied separately to each connection (and each direction within a connection). The network acceleration system may also cache the results of the selection process outlined in  FIG. 2  based on the traffic&#39;s destination port number, source address, destination address, DSCP marking, VLAN number, or any of a number of other well-known ways of identifying similarities in network traffic, singly or in combination. In addition to techniques that identify traffic by examining header fields, the caching may also be based on similarities of content, either from well-known deep-packet inspection techniques or from similarities to traffic patterns known through previous network acceleration processing.  
         [0050]     In an embodiment, the network acceleration system may implement methods  200  and  300  within multiple execution layers of a system architecture. For example, a system or kernel layer may handle low-level network interactions and a high-level application layer provides network acceleration functions. In this embodiment, the finctionality of framing heuristics is divided between these two layers. For example, a networking module in the kernel layer can apply framing heuristics to the network traffic, setting flags or other indicators when framing heuristics fire. The application layer can perform a buffer flush in response to default or selected framing heuristics, update framing heuristic scores, and select alternative framing heuristics when necessary, as described above.  
         [0051]     In further embodiments, the operation of the controller may configured or altered manually: for some or all network traffic, the user may choose to disable the use of framing heuristics to control framing. Even when disabled, a user may choose to enable the speculative evaluation of framing heuristics to determine whether they should be applied to control the framing of network traffic. A user may further choose to disable the computation and application of framing heuristics entirely, so that the network acceleration system uses only the default framing behavior, such as Nagle-based framing.  
         [0052]     Although the invention has been discussed with respect to specific embodiments thereof, these embodiments are merely illustrative, and not restrictive, of the invention. Furthermore, the system architecture discussed above is for the purposes of illustration. The invention can be implemented in numerous different forms including as a stand-alone application or as a module integrated with other applications. Thus, the scope of the invention is to be determined solely by the claims.

Technology Category: 5