Source: http://nwlawyer.wsba.org/nw_lawyer/201302?pg=26
Timestamp: 2019-04-23 18:58:49+00:00

Document:
suits on behalf of individual plaintiffs.
MacDonald Hoague & Bayless and Jack Sheridan are happy to announce that Jack will be joining the firm on January 1, 2013.
1 . U. S. Securities and Exchange Commission, Annual Report on the Dodd-Frank Whistleblower Program (Fiscal Year 2012) (the “SEC 2012 Annual Report”) at 4.
2. 15 U. S.C. § 78u- 6(a)( 6).
3. See 17 C. F. R. §§ 240.21F- 3 & 240.21F- 4.
4. Id. § 240.21F- 9(a).
5. See 15 U. S.C. § 78u- 6(b)–(c).
6. See SEC 2012 Annual Report at 4–5 & Appendix A.
10. See 15 U. S.C. § 78u- 6(h).
11. Id. § 78u- 6(h)( 1)(B)(iii).
12. Id. § 78u- 6(h)( 1)(C).
13. Id. § 78u- 6(h)( 1)(B)(i).
14. See Kramer v. Trans-Lux Corp., No. 3:11-cv-1424, 2012 WL 4444820 (D. Conn. Sept. 25, 2012); see also Nollner v. S. Baptist Convention, Inc., 852 F. Supp. 2d. 986 (M. D. Tenn 2012); Egan v. Trading-Screen, Inc., No. 10-cv-8202, 2011 WL 1672066 (S. D. N. Y. May 4, 2011).
15. See Kramer, 2012 WL 4444820, at 3–4; see also Egan, 2012 WL 1672066, at 4–5 (finding whistleblower bounty provision and retaliation provision contradictory).
16. Kramer, 2012 WL 4444820, at 4 (internal quotations omitted).
18. Id.; see also Egan, 2012 WL 1672066, at 5 (for retaliation protection, whistleblower must “ either allege that his information was reported to the SEC, or that his disclosures fell under the four categories of disclosures delineated by 15 U. S.C. 78u- 6(h)( 1)(A)(iii)”).
19. Kramer, 2012 WL 4444820, at 6.

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