Source: https://ncleg.gov/Laws/GeneralStatuteSections/Chapter78C
Timestamp: 2019-04-18 20:49:41+00:00

Document:
Chapter 78C - Investment Advisers.
§§ 78C-3 through 78C-7: Reserved for future codification purposes.
Article 2 - Fraudulent and Prohibited Practices.
§ 78C-10. Unlawful representations concerning registration or exemption.
§§ 78C-11 through 78C-15: Reserved for future codification purposes.
Article 3 - Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives.
§ 78C-16. Registration and notice filing requirement.
§ 78C-17. Registration and notice filing procedures.
§ 78C-19. Denial, revocation, suspension, bar, censure, cancellation, and withdrawal of registration.
§ 78C-20. Methods of registration.
§§ 78C-21 through 78C-25: Reserved for future codification purposes.
Article 4 - Administration and Review.
§ 78C-26. Administration of Chapter.
§ 78C-27. Investigations and subpoenas.
§ 78C-28. Injunctions; cease and desist orders; civil penalties.
§ 78C-29. Judicial review of orders.
§ 78C-30. Rules, forms, orders, and hearings.
§ 78C-31. Administrative files and opinions.
§§ 78C-32 through 78C-37: Reserved for future codification purposes.
Article 5 - Civil Liabilities and Criminal Penalties.
§ 78C-40. Burden of proof.
§§ 78C-41 through 78C-45: Reserved for future codification purposes.
§ 78C-46. Scope of the Chapter; service of process.
§ 78C-48. Severability of provisions.
§§ 78C-49 through 78C-59. Reserved for future codification purposes.
Article 7 - Sports Agents.
§§ 78C-60 through 78C-62: Expired.
§§ 78C-63 through 78C-70. Reserved for future codification purposes.
Article 8 - Regulation of Athlete Agents.
§§ 78C-71 through 78C-81: Repealed by Session Laws 2003-375, s. 1, effective August 1, 2003.
§§ 78C-82 through 78C-84. Reserved for future codification purposes.
Article 9 - Uniform Athlete Agents Act.

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