Source: https://www.deltastock.com/english/platforms/open-live-account.asp?acs=ra2008n
Timestamp: 2019-04-19 08:47:15+00:00

Document:
You initiated this application for opening an account for trading in CFDs with no leverage with a DeltaSmart investment account. You are now continuing the account opening process for an account for trading in CFDs with leverage (on margin) through the electronic platform Delta Trading. How do you wish to proceed? You initiated this application for opening an account for trading in CFDs with leverage (on margin) through the electronic platform Delta Trading. You are now continuing the process of opening an account for trading in CFDs with no leverage with a DeltaSmart investment account. How do you wish to proceed? You initiated this application for opening an account for trading in CFDs with leverage (on margin) through the electronic platform Delta Trading. After evaluating the expedience based on the information you provided, Deltastock found that this service is not suitable for you. You chose to continue the procedure for opening an account for trading in CFDs without leverage with a DeltaSmart investment account. You are now continuing the procedure of opening an account for trading in CFDs with leverage (on margin). How do you wish to proceed?
11. heads and deputy heads of international organisations, members of executive or supervisory bodies of international organisations or persons holding an equivalent position in such organisations.
6. a natural person which is the sole owner or the factual owner of a legal entity, which is known to has been created for the benefit of a person as per art. 2.
I declare that the country which I have specified does not issue Tax Identification Numbers (TIN).
Please confirm that you have read and understood the provided documents.
Please categorise yourself as professional or retail client.
Please specify your permanent address.
Please specify your phone number.
Please specify your political relations.
Please specify your place of birth.
You cannot have more then one nationality in any country.
We're sorry for the inconvenience but for security reasons the system could not process the specific data. Please contact us for assistance by phone: +359 879 601 122, or by email: office@deltastock.com.
Please, enter date of issue.
Please, mark the sum you plan on depositing.
Please, mark the origin of the funds which you will deposit in your account.
Please, mark the monthly source of your funds.
Please, mark the size of your monthly income.
Please, mark the sum you plan on depositing monthly.
Please specify your political relations in the last 12 months.
Deltastock is a licensed investment broker, and in accordance with the legislation in force, it should identify its clients in order to prevent money laundering activities and the funding of terrorism. This is the reason why upon opening an account, you must provide us with your personal details, identity documents as well as other information that will allow us to do that. Please note that according to the regulatory framework, you must promptly notify us of any change in your identification data. Deltastock will store and process your personal data solely for the purpose of finalising the procedure of completing and submitting the account opening application. If you do not complete the procedure, you may receive a phone call from our customer service team to help you with the completion and submission of your application.
Open an account for trading in financial instruments with Deltastock fast and easy, fully online. Choose your country from the drop-down menu and fill out the steps in the application form.
NOTE: If you wish to open an account for a legal entity or for a natural person through a representative, please contact us.
Step 1: Personal details » Why do I have to provide my details?
Deltastock is a licensed investment broker, and in accordance with the legislation in force, it should identify its clients in order to prevent money laundering activities and the funding of terrorism. This is the reason why upon opening an account, you must provide us with your personal details, identity documents as well as other information that will allow us to do that. Please note that according to the regulatory framework, you must promptly notify us of any change in your identification data.
I give my explicit consent for Deltastock to store and process my personal data for completing and submitting the current application.
Deltastock will store and process your personal data solely for the purpose of completing the account opening application. If you accept this by checking the box above, you will receive an e-mail with account login details on the address you provided. You may also receive a phone call from our customer service team to help you complete and submit your application.
You have successfully created your account, but it is not active yet because you have not completed the application form. In order to activate your account, you must fill in the entire application form. We've just emailed you your login details to make sure you will have access to your account application in the unlikely event you do not manage to complete it now. In the meantime, you may use these login details to acquaint yourself with the functionalities of our trading platform.
Please enter your names as they appear on your ID.
If you hold a nationality in more than one country, please add all your countries of nationality (including a Green Card holder in the USA).
If you hold a nationality in more than five countries, please contact us via frontoffice@deltastock.com or number +359 2 811 50 50.
NOTE: Deltastock collects information about your citizenships for the purposes of the automatic exchange of financial information in the field of taxation under the FATCA agreement and Art. 142t para. 1 of the Bulgarian TSSPC, as well as for the purposes of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (MiFIR).
Note: Due to technical reasons, clients with Yahoo accounts may experience difficulties in receiving our mail. To make sure that our emails reach you, please add sales@deltastock.com and office@deltastock.com to your address book.
Step 2: Assessment of appropriateness » Why is this necessary?
Deltastock requires that you provide information about your education, profession, financial status, knowledge and experience in trading in complex financial products, in order to be able to assess the appropriateness under MiFID II whether the services you are applying for are suitable for you. Please provide us with up-to-date, accurate and complete information.
Please make sure you provide accurate information about your LIVE trading experience in the last 3 years and relevant knowledge, as we will assess this information in our consideration of the outcome of your application.
Based on the information provided about your experience and knowledge on trading margined products, we assess that the services we provide are too risky for you. You may suffer a partial or total loss of your initial investment. For this reason, you should not invest money that you cannot afford to lose. The high level of leverage may increase your losses. According to our assessment, it would be suitable for you to open a Demo account first and practise for at least 3 months.
It is also advisable that you initially start trading without using leverage by opening a DeltaSMART Investment Account. Trading with no leverage and gaining knowledge and experience will considerably lower the risks you would experience in trading margined products.
Should you wish to proceed, please take the necessary time to study the specifics of trading margined products before funding your account. CFDs are complex instruments and come with a high risk of losing money rapidly due to leverage. 67% of retail investor accounts lose money when trading CFDs with this provider. You should consider whether you understand how CFDs work and whether you can afford to take the high risk of losing your money.
By clicking either of the two buttons, you confirm that you are familiar with and agree to the risk warning above.
Based on the information provided about your experience and knowledge on trading margined products, we assess that the services we provide are too risky for you. You may suffer a partial or total loss of your initial investment. For this reason, you should not invest money that you cannot afford to lose. The high level of leverage may increase your losses.
According to our assessment, it would be suitable for you to initially use lower margin levels or trade without using leverage with a Deltastock DeltaSMART Investment Account. Trading with no leverage and gaining knowledge and experience will considerably lower the risks you would experience with trading margined products.
3.1. Additional information under Art. 142t of the Bulgarian Tax and Social Security Procedure Code (TSSPC) for the purposes of the automatic exchange of financial information. » Why should I provide such information?
Deltastock collects information about all countries in which you are a resident for tax purposes, as well as your Tax Identification Number for the purposes of the automatic exchange of financial information in the field of taxation, pursuant to the requirements of FATCA, CRS and Directive 2011/16/EU, respectively pursuant to Art. 142t of the Bulgarian TSSPC.
NOTE: In case the country of which you are a tax resident does not issue Tax Identification Numbers, or you do not know your Tax Identification Number, you can find more information on this website: www.oecd.org – or contact us.
If you are a resident for tax purposes of more than one Jurisdiction, please add all countries of which you are a resident for tax purposes.
If you are a resident for tax purposes of more than five Jurisdiction, please contact us via frontoffice@deltastock.com or number +359 2 811 50 50.
To protect yourself from potential losses that may occur as a result of uninformed decisions, and in accordance with the legal and regulatory requirements, we encourage you to read the following documents regulating the relations between you and Deltastock.
I confirm that I have read and understood the above information.
Information under Regulation (EU) No 1286/2014: In order to protect yourself against possible losses that may occur from uninformed investment decisions and in accordance with Regulation (EU) No 1286/2014 of the European Parliament and of the Council of 26 November 2014 on key information documents for packaged retail and insurance-based investment products and related regulatory acts, we ask you to read carefully the key information documents (KIDs) of the financial instruments falling within the scope of the concept of “packaged retail investment product” available on the website: www.deltastock.com. You may request the KIDs of the aforementioned financial instruments to be provided to you on paper and/or on another durable medium other than paper. Please get acquainted with the necessary information before entering into contractual relations with us!
I declare that DeltaStock has provided in good time the KID of the financial instruments falling within the scope of the "packaged retail investment product" through www.deltastock.com. I declare that I choose all subsequent KIDs and/or amendments to the already existing KIDs to be provided through the website.
I am aware that in the event of a change in the above circumstances I must immediately submit a new declaration.
As a natural person and pursuant to the Markets in Financial Instruments Act, you fall into the category of "retail client". You have the right to request that your classification be changed to "professional client". Please, note that any such change will lead to a lower level of client protection.
I have been informed and I agree to be categorised by Deltastock as a Retail Client; I have been informed of my right to request a change of categorisation, and also that this will lead to a lower level of protection; I am aware of my obligation to notify Deltastock of any change to the data relevant to determining my categorisation as a client.
1. The Client and Deltastock agree, against the remuneration specified in the Tariff of Interest Rates, Fees and Commissions of Deltastock (the Tariff) and at prices quoted by Deltastock, to enter into Trades in Contracts for Differences (CFDs) on an Over-the-Counter, or OTC, market by paying the full value of the financial instrument and/or by paying a Margin amount, subject to the provisions of the General Terms of Business Applicable to the Agreements for Trading in CFDs of Deltastock (the General Terms).
2. Words and phrases beginning with a capital letter and used in this Agreement have the respective meaning given to them in the General Terms, irrespective of whether used in the singular or the plural form.
g) CFDs on other Assets.
e) CFD Trades are not subject to centralised clearing.
c) investment trading account by payment of the full value of the financial instrument through the electronic trading platform Delta Tradingтм.
6. Under this Agreement and its applicable General Terms, Deltastock does not offer to its Clients trading in financial instruments other than CFDs on a market other than the OTC market.
7. With regard to trading in the above-mentioned CFDs, which is carried out on an OTC market, Deltastock is the single venue of execution of the Orders and acts as a principal to each Trade (and not as an agent or broker).
8. Deltastock does not execute Client Orders outside the execution venue specified above.
9. The Client agrees that Deltastock shall not execute their Orders in the cases where the Client has given a specific instruction for the Trade to be concluded on an execution venue other than Deltastock.
10.	Client Orders are executed through the Electronic Platforms for trading in financial instruments offered by Deltastock, at prices quoted by Deltastock, with Deltastock acting as counterparty to each Client Trade. All Client Orders for trading in CFDs are executed against Deltastock's own liquidity. Deltastock does not transmit (rotate, direct, send) Client Orders to another execution venue.
11.	Deltastock does not execute Client Orders grouped together (aggregated) with an Order by another Client or a Trade on own account, in the case of Orders for trading in CFDs on an OTC market, as in this case Deltastock is the single venue of execution of the Orders and acts is a counterparty to each Trade.
12.	Deltastock notifies the Client in advance, and by signing the Agreement, the parties agree that Client Orders will be executed outside of a trading venue (regulated market, multilateral trading system, and organised trading system).
13.	Deltastock warns that any specific instructions by the Client may prevent the investment intermediary from taking the measures envisaged and applied under the Policy for Execution of Client Orders Applicable to the Agreements for Trading in CFDs of Deltastock, in order to achieve the best possible results in the execution of these Orders, with respect of the items covered by these instructions.
14.	The interests, fees, commissions and other payments due under this Agreement are set out in the Tariff and/or are specified on the investment intermediary’s Website.
15.	The Client may deposit and withdraw funds from their trading account only via the payment methods specified on the Website.
16.	By signing the Agreement, the Client declares that all incoming and outgoing payments to and from the trading account which was opened in their name with Deltastock will be made from sources whose legal holder is the Client.
b) withdrawals from the Client’s trading account, if the person or legal entity receiving the funds does not coincide with the holder of the Agreement with Deltastock.
18.	The minimum amount required for opening a live trading account is set out in the Tariff. The account is operated in the currency specified in the Appendix to the Agreement (the Appendix).
19.	Under a single Agreement, the Client can open only one trading account, in only one currency, in only one Electronic Trading Platform, through which they will use the Services provided by Deltastock.
20.	The Client can choose the Electronic Trading Platform they wish to use for trading by declaring their choice in the Appendix.
21.	If the Client wishes to open more than one trading account in the same currency, or in different currencies, or use more than one Electronic Trading Platform, they must enter into separate agreements with Deltastock for each account.
22.	By signing the Agreement, the Client declares that they are informed and agree with the possibility that the instruments offered in the Electronic Trading Platform Delta Trading™ may differ from those offered in the Electronic Trading Platform Deltastock MetaTrader 4. Up-to-date information on the instruments offered for trading in the Electronic Trading Platforms is available on the Website.
23.	When placing Orders, the Client may use Scripts only in Deltastock Meta Trader 4, provided they have explicitly indicated their choice for activating a Script/MT4 Expert Advisors in the Appendix.
24.	Deltastock shall execute Orders placed by the Client via a Script as they are received. Deltastock shall not bear any responsibility for the manner in which the Order was placed by the Client via a Script/Expert Advisors.
25.	Any Trade is executed only after the Client or their Representative has placed an Order, which is on the Client’s account and at their own risk. Deltastock shall not bear any responsibility for the results of the Client’s investment decisions when a Trade has been executed in accordance with the terms of this Agreement.
26.	The Client shall place Orders only in the manner specified in the General Terms.
27.	The Minimum Order Quantities/Sizes for entering into Trades are specified on Deltastock’s Website.
28.	Deltastock has the right to execute partially or cancel an Order placed by the Client if at the time of execution, there has been insufficient liquidity on the respective market where the underlying asset is traded.
e) in case of other circumstances specified in the General Terms or circumstances which make the provision of quotes by Deltastock impossible or economically unjustifiable.
30.	The Client is entitled to receive quotes and submit Orders only during the Trading Hours, as specified in the General Terms and on the Website.
31.	The types of Orders which the Client may submit as well as the manner of their execution are defined in the General Terms.
b) the opening of new Positions (including limits on the Positions Value).
33.	The limits under Art. 32 may be placed, altered, added or removed without prior notification to the Client.
b2)	to cancel executed Trades and/or partially or fully close existing Positions.
35.	The Client shall be informed of the occurrence of the circumstances under Art. 34 through the Electronic Trading Platform and/or their specified email address.
36.	The Parties hereby agree and accept that the exceeded limits as well as the reasons for surpassing those limits will not be subject to proof in the case of a dispute on the interpretation and/or application of the Agreement, and any such dispute will be settled between the Parties' by mutual agreement or by the competent court. Any such circumstances relate to the market’s high dynamics, the relationship of Deltastock with third-party counterparties, the current status of the trade lines, the occurrence of events which cannot be reasonably foreseen, and any other reasons whatsoever not stipulated in this article.
The rights under this provision do not waive Deltastock’s rights under Art. 5.26 of the General Terms.
b) restrict the Client’s usage of Scripts. The rights under this provision do not waive Deltastock’s rights under Art. 5.26 of the General Terms.
b) information (including historical data) about the current liquidity cannot be saved and/or found and is not stored anywhere, and for this reason the parties agree and accept that this information will not be subject to proof in the course of disputes for interpretation and/or application of this Agreement, which are settled between the parties by mutual agreement or by the competent court.
39. The trading Margin for the different types of CFDs is determined in accordance with the margin requirements specified on Deltastock’s Website.
40. The Margin requirement may be different depending on whether the Client is categorised as a Professional Client, Retail Client, or Eligible Counterparty.
41. The Client is required to comply with the prohibitions and/or limitations related to the Margin amount imposed by their national legislation, if any.
42. By signing the Agreement, the Client confirms that they understand the General Terms and agrees to be legally bound by them.
z) the information provided by them, which is necessary for performing an assessment of appropriateness by Deltastock, in the process of completing the account opening request is accurate and up-to-date.
e) in real-time CFD trading, it is possible, in view of the technological time for the transmission of the order, that the quotes of certain financial instruments change during the period between the placing of the order by the client and the reception of the order by Deltastock. In this case, Deltastock may execute the order at the quote available at the time of its execution; when trading in CFDs is possible, due to the technological time needed for the transmission of the Order, the quotes for a certain financial instrument to change within the period from submitting the order by the Client and its reception by Deltastock, and in such cases Deltastock reserves the right to execute the Order at the price, available and the moment of execution.
46.	By signing the Agreement, the Client affirms all declarations and declares their consent wherever applicable under the General Terms, for the cases not mentioned above.
47.	The Agreement concluded between Deltastock and the Client may be amended and supplemented by virtue of express written consent by the parties in the form of an additional agreement, except in the cases under Art. 48, Art. 49, and Art. 50 of this Agreement.
48.	In cases where the Client wishes to change their initially specified account details, as stipulated in the Appendix, they should fill in and submit by electronic means the special Application for Client Account Details Change, which can be found on Deltastock’s website. In such a case, it is not necessary to expressly sign an additional agreement between the Parties. The deadline for implementing the change is up to one business day after the relevant condition laid down in Art. 49 of the Agreement has been met.
b) to activate a Script and/or MT4 Expert Advisors in Deltastock MetaTrader 4; the change is implemented upon reception of the relevant application.
50.	The General Terms may be amended in the manner specified in them without the need of an additional written agreement explicitly signed by and between the Parties.
51.	The documents under Art. 43, items (a.2) to (a.10) of this Agreement may be amended in the manner specified in the General Terms without the need of an additional written agreement explicitly signed by and between the Parties.
52.	The Agreement shall be terminated in the order and manner specified in the General Terms.
53.	With regard to the rights, obligations, and responsibilities of the Parties, as well as to the nature and characteristics of the services provided under this Agreement, as well as to any issues not explicitly dealt with by this Agreement, the General Terms, in their respective applicable version, shall apply.
c) the Appendix to the Agreement for trading in CFDs, together with the Applications for Amendment of Account Details (if any).
Both parties signed and received this Agreement.
The Agreement is signed through the exchange of electronic statements, singed through an electronic signature, in accordance with Art. 13 of the Law on the Electronic Document and Electronic Certification Services.
I am informed that I hereby accept and agree to be categorised by Deltastock as retail client.
I am informed that I have the right to request a change in my classification to a “professional client” status, as well as that any such change will result in a lower level of protection.
I have read the Client Categorisation Rules of Deltastock applied by Deltastock and accept them.
I am aware of my responsibility to notify Deltastock upon any changes in the data related to determining my categorisation as a client.
I have read and accept the General Terms and the Tariff of Interest Rates, Fees and Commissions, which are an integral part of the Agreement.
I have read and accept the Policy for Execution of Client Orders Applicable to the Agreements for Trading in CFDs of Deltastock.
I have read and accept the information included in the supporting documents of the Agreement and the General Terms.
Deltastock provided me in a timely manner with the KIDs of the financial instruments offered by Deltastock which fall within the scope of the definition of “packaged retail and investment products” through the website www.deltastock.com. I declare that all subsequent KIDs and/or the changes to the already available KIDs shall be provided to me through the intermediary’s Website.
The information provided by me is credible and accurate in order for Deltastock to be able to assess whether the requested service is suitable for me.
According to the information provided in the account opening application, I am informed that based on the Deltastock’s assessment, the service I apply for: is suitable for me is not suitable for me, and I should take the necessary time to familiarise myself in more detail about the specifics of margin trading in financial instruments and the risks involved.
Should I wish to trade on Margin (different from 100%), and/or using another trading platform, and/or at the other conditions offered by Deltastock, which are not applicable to an investment account, I should open a new trading account, different from an investment account.
I am familiar with and understand all texts concerning the Script/MT4 Expert Advisors in the applicable General Terms and in the Agreement signed between me and Deltastock.
The Appendix was signed through the exchange of electronic statements signed with an electronic signature, pursuant to Art. 13 of the Electronic Document and Electronic Signature Act.
If the Account Holder is a Bulgarian tax resident, please fill in the Unified Civil Number (UCN), Personal Number of a Foreigner (PNF) or official number issued by the NRA.
Part 6. If the Account Holder is a tax resident of more than one Jurisdiction, please fill in information for each Jurisdiction separately. If necessary multiply the table.
I declare that the provided information is true, correct, complete and submitted voluntarily. I undertake the obligation to inform immediately Deltastock in writing in case of any change to that information and to provide any other data or documents, if necessary.
I agree Deltastock to process, store, use and disclose my personal data to third parties in cases provided by law and I confirm that I have received the information under Art. 19, para. 1 of Personal Data Protection Act.
I declare that I am notified about the possibility the information under Art. 142b of TSSPC containing my personal data, account balance or value as well as the derived income to be subject to automatic exchange of financial information under chapter sixteen, section IIIa of the TSSPC and to be reported to the Jurisdiction/s of which I am a tax resident in pursuance of the international commitments of the Republic of Bulgaria.
I am aware of the penal liability under Art. 313 of the Penal Code for declaring of false information.

References: art. 2
 Art. 142
 Art. 142
 Art. 142
 Art. 32
 Art. 34
 Art. 5
 Art. 5
 Art. 48
 Art. 49
 Art. 50
 Art. 49
 Art. 43
 Art. 13
 Art. 13
 Art. 19
 Art. 142
 Art. 313