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Timestamp: 2019-10-21 05:55:45+00:00

Document:
Kunde und Finanzmarktinfrastruktur:
Delegierte VO (EU) 2018/67 vom 3.10.2017 zur Ergänzung der Verordnung (EU) 2016/1011 Festlegung der Bedingungen für die Bewertung der Auswirkungen einer Einstellung oder Änderung bestehender Referenzwerte
Art. 51(6) BMR
Delegierte VO (EU)2018/65 vom 29.9.2017 zur Ergänzung der Verordnung (EU) 2016/1011 Präzisierung technischer Elemente der Begriffsbestimmungen in Artikel 3 Absatz 1 der Verordnung
Art. 3(2) BMR
Report on the implementation of the EBA Guidelines on methods for calculating contributions to DGS
Art. 13(3) DGSD
BaFin Schreiben zu Produktintervention
Art. 42 MiFIR; Art. 16, 17 PRIIP ; § 15(1) S.2 WpHG
Statement on Matters to Consider in the Use of Financial Benchmarks
Allgemeinverfügung der BaFin – Befreiung systematischer Internalisierer von den Pflichten nach Art. 18 Abs. 2 Satz 1 MiFIR in Bezug auf Kursofferten
Art. 18(2) MiFIR
Governance arrangements for the unique transaction identifier (UTI): Conclusions and implementation plan
Legal Entity Identifier: Hinweise der BaFin zur Beantragung und Verwendung des LEI sowie zur Meldepflicht von Fondsgeschäften
Art. 26(6) MiFIR
Draft Regulatory Technical Standards on cooperation arrangements under Regulation (EU) No 596/2014 on market abuse
Art. 26 MAR
Entwurf eines Gesetzes zur weiteren Ausführung der EU-Prospektverordnung und zur Änderung von Finanzmarktgesetzen – Drucksachen 19/8005, 19/8617 – vom 17.05.2019
§ 3, 3a, 3b, 3c, 4, 5, 6, 8, 21, 22, 22a, 23, 24, 24a, 25, 26, 27, 28, 31, 33, 34, 35 Prospektverordnung (EU) 2017/1129; § 6, 7, 29 Abs. 5, 63 Abs. 6, 64, 65, 65a, 76, 118, 120, 122 WpHG; § 2a, 10, 13, 17, 18, 29, 31, 32 VermAnlG; § 25a, 32 KWG; § 12, 332 VAG
Final Draft RTS Amending Delegated Regulation (EU) 2016/2251 on risk-mitigation techniques for OTC derivative contracts not cleared by a CCP
Art. 11(15) EMIR; Art. 42 STS
Final Report - Guidelines on EMIR Anti-Procyclicality Margin Measures for Central Counterparties
Art. 41 EMIR
COMMISSION DELEGATED REGULATION (EU) …/... of XXX amending Delegated Regulation (EU) 2017/2359 with regard to environmental, social and governance preferences in the distribution of insurance-based investment products
Art. 28(4), 29(4), 30(6) IDD
DELEGATED REGULATION (EU) …/...of XXX amending Regulation (EU) 2017/565 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms
2(3), 4(1)(2), 16(12), 23(4), 24(13), 25(8), 27(9), 28(3), 30(5), 31(4), 32(4), 33(8), 52(4), 54(4), 58(6), 64(7), 65(7) und 79(8) MiFID II
Proposal for a DIRECTIVE amending Directive 2013/36/EU as regards exempted entities, financial holding companies, mixed financial holding companies, remuneration, supervisory measures and powers and capital conservation measures
Art. 2, 3, 4, 8(2),9 ,10, 14, 18, 21, 23, 47, 58, 64, 66, 67, 75, 84, 85, 92, 94, 97, 98, 99, 103, 104, 105, 108, 109, 111, 113, 115, 116, 119, 120, 125(1), 128(2), 129-131, 133, 134, 136, 141, 142, 146, 159, 161, CRD IV
ESMA Draft technical advice on commercial terms for providing clearing services under EMIR (FRANDT)
Art. 4(3a) EMIR
EBA Draft Report on STS Framework for Synthetic Securitisation under Art. 45 of Regulation (EU) 2017/2402
Art. 45 STS; Art. 260, 270 CRR
ESMA Consultation Paper Guidelines on certain aspects of the MiFID II compliance function requirements
Final Report On the draft RTS amending Delegated Regulation (EU) 2018/815 on the updates of the taxonomy to be used for the ESEF
Art. 4(7) Transparenzrichtlinie
Consultation Report: Technical Advice on Comparable Compliance under Article 25a of EMIR
Art. 25a EMIR
ESMA Consultation Paper: Draft Technical Advice on criteria for tiering under Article 25 (2a) of EMIR 2.2
Art. 25(2a) EMIR
ESMA Consultation Paper: ESMA fees for Third-Country CCPs under EMIR 2.2

References: Art. 51

Art. 3

Art. 13

Art. 42
 Art. 16
 § 15
 Art. 18

Art. 18

Art. 26

Art. 26

§ 3
 § 6
 § 2
 § 25
 § 12

Art. 11
 Art. 42

Art. 41

Art. 28

Art. 2

Art. 4
 Art. 45

Art. 45
 Art. 260

Art. 4

Art. 25

Art. 25