Source: http://masslegalresources.com/commonwealth-v-wilson-lawyers-weekly-no-11-118-16
Timestamp: 2019-04-19 16:30:50+00:00

Document:
Plymouth. March 24, 2016. – September 8, 2016.
Motor Vehicle, Operating under the influence, License to operate. Notice. Practice, Criminal, Required finding.
Complaint received and sworn to in the Brockton Division of the District Court Department on February 16, 2012.
The case was heard by Mary L. Amrhein, J.
Max Bauer for the defendant.
HANLON, J. After a jury-waived trial in the District Court, the defendant was convicted of operating a motor vehicle after his license or right to operate had been suspended for operating a motor vehicle while under the influence of intoxicating liquor (OUI). See G. L. c. 90, § 23, third par. He appeals, arguing that his motion for a required finding of not guilty was wrongfully denied because the Commonwealth failed to prove that he had notice that his license had been suspended. We affirm.
After the trooper’s testimony, the Commonwealth offered a certified copy of a docket sheet, number 1106 CR 2028, showing that on January 11, 2012, nineteen days before the defendant was stopped by Trooper Santos, the defendant had appeared in the West Roxbury Division of the Boston Municipal Court and admitted that there were facts sufficient to support a finding of guilty on a charge of OUI in violation of G. L. c. 90, § 24(1)(a)(1) (count 1); and operating a motor vehicle after his license or right to operate had been suspended, in violation of G. L. c. 90, § 23 (count 2). In addition, the defendant had pleaded guilty to leaving the scene of an accident after causing personal injury, in violation of G. L. c. 90, § 24(2)(a 1/2)(1) (count 3).
In order to obtain a conviction in the present matter, “the Commonwealth was obligated to prove, beyond a reasonable doubt, (1) that the defendant operated a motor vehicle; (2) that at the time of that operation the defendant’s license was revoked or suspended; (3) that the license suspension or revocation was pursuant to a violation of one of the specified statutory sections (including [OUI] in violation of G. L. c. 90, § 24[a]); and (4) that the defendant was notified that his license had been suspended or revoked.” Commonwealth v. Oyewole, 470 Mass. 1015, 1016 (2014) (quotation omitted).
In Oyewole, the court described the following facts.
The Oyewole court concluded that the evidence was sufficient to prove that the defendant had operated a motor vehicle after his license or right to operate had been suspended for operating under the influence. However, even considering the evidence in the light most favorable to the Commonwealth, “[a]s to the fourth element, . . . the evidence presented at trial, together with all reasonable and possible inferences that might properly be drawn from it, was insufficient to permit a reasonable fact finder to find, beyond a reasonable doubt, that the defendant had been notified of the license suspension.” Id. at 1016.
The court noted that there was no evidence in the record that the docket sheet had been shown to the defendant, or that the sentence was announced in open court. “There was also no evidence that the defendant acknowledged, at the time of the stop or at any other time, that he was aware of the suspension. Moreover, the evidence showed that when he was stopped, the defendant had his license in his possession and gave it to the police officer. When a license is suspended in connection with a conviction for operating while under the influence, G. L. c. 90, § 24D, fourth par., requires that the license be surrendered to the probation department. Here, however, the defendant apparently did not surrender his license. A possible reason for this is that nobody notified the defendant that his license had been suspended.” (Footnote omitted.) Id. at 1016-1017.
In the present case, too, the evidence clearly was sufficient to prove that the defendant was operating a motor vehicle and that his license to operate had been suspended for operating under the influence; the defendant does not contend otherwise. The only question is whether the court’s analysis in Oyewole is distinguishable on the facts, or whether the holding in that case compels us to reverse the conviction and enter a finding of not guilty. We are persuaded that Oyewole is distinguishable and we therefore affirm.
Here, the defendant did not present a license when he was stopped by the trooper; that fact undermines any inference that no one ever seized the defendant’s license when it was suspended at the time of his earlier admission and sentencing on count 1, the OUI charge. In addition, and significantly, in Oyewole, the defendant’s prior conviction had been for only an OUI. Nothing in the facts of that case indicates that Oyewole was aware that his license had ever been suspended. In this case, by contrast, the defendant had also admitted nineteen days earlier to sufficient facts on count 2, the charge of operating a motor vehicle after his license had been suspended. It is a fair inference that prior to the defendant’s admission, the charge of operating after suspension was read to him, and also that there was record support that either the judge or the defendant’s lawyer had explained the elements of the offense to him, or that the prosecutor had read for the record the underlying facts supporting the admission. See Commonwealth v. Ubeira-Gonzalez, 87 Mass. App. Ct. 37, 39 (2015), quoting from United States v. Broce, 488 U.S. 563, 569 (1989) (“A plea of guilty and the ensuing conviction comprehend all of the factual and legal elements necessary to sustain a binding, final judgment of guilt and a lawful sentence”). In addition, the defendant had admitted under oath while tendering his plea that the underlying facts were sufficient to support a finding of guilty of operating after suspension. He does not contend otherwise now.
Surely, then, it is fair also to infer that this defendant, having been placed on notice at his admission hearing, only nineteen days earlier, that his license had, in fact, been suspended at the time of the underlying offense, was aware that his license was still suspended at the time of the stop at issue here — at least in the absence of any indication from any source that the license had been restored. Cf. Commonwealth v. Boris, 317 Mass. 309, 315 (1944) (“A man’s intention or knowledge is a matter of fact which ordinarily cannot be proved by direct evidence and resort frequently must be had to proof by inference”).
We are satisfied that the evidence was sufficient to meet the Commonwealth’s burden of proof.
SULLIVAN, J. (dissenting). The issue before us is not whether the defendant knew his license could be suspended for a motor vehicle violation. Clearly, he did. The issue is whether the Commonwealth has proven beyond a reasonable doubt that the defendant had been notified, as of January 30, 2012, that his license had been suspended for forty-five days on January 11, 2012. See G. L. c. 90, § 23. The trial judge, relying on the now overruled Appeals Court decision in Commonwealth v. Oyewole, 84 Mass. App. Ct. 669 (2014), and without the benefit of the subsequent rescript opinion in Commonwealth v. Oyewole, 470 Mass. 1015 (2014) (Oyewole), acceded to the Commonwealth’s argument that the docket sheet of the January 11, 2012, plea was proof enough, and denied the motion for required finding. Oyewole has since instructed that a docket sheet that does not state that the defendant was notified of his license suspension does not, standing alone, prove notice. Id. at 1016. Here, neither the addition of the previous plea, nor the missing license, in the context of this bare evidentiary record, is enough to satisfy the burden of proving actual or constructive notice of license suspension beyond a reasonable doubt. Because I understand Oyewole to require more, I respectfully dissent.
“[T]he Commonwealth was obligated to prove, beyond a reasonable doubt, . . . that the defendant was notified that his license had been suspended or revoked.” Commonwealth v. Oyewole, supra at 1016 (quotation omitted). The element of notice under G. L. c. 90, § 23, can be established in two ways: (1) by proof that the defendant had actual or constructive knowledge of the suspension of his license, see Commonwealth v. Deramo, 436 Mass. 40, 51 (2002); Oyewole, supra at 1016, and/or (2) by proof that notice of suspension or revocation of his right to operate a motor vehicle “has been issued [by the registrar of motor vehicles] and received by such person or by his agent or employer.” G. L. c. 90, § 23, third par., as appearing in St. 1986, c. 620, § 3. See Commonwealth v. Crosscup, 369 Mass. 228, 231-232 (1975). When the Commonwealth proves notice to a defendant by means of proof of notice by the registry, it need not prove that the defendant had actual knowledge of the suspension, so long as there is admissible evidence of mailing and receipt as set forth in the statute. See id. at 242 (proper mailing is prime facie evidence of receipt); Commonwealth v. Koney, 421 Mass. 295, 303-304 (1995) (same; proof of actual receipt not required); Commonwealth v. Lora, 43 Mass. App. Ct. 136, 144 (1997) (registry may rely on the accuracy of address provided). See generally Commonwealth v. Royal, 89 Mass. App. Ct. 168, 173-175 (2016) (methods of proving mailing and receipt). There was, however, no proof of mailing to the defendant and receipt in this case, and the Commonwealth therefore was obligated to prove actual or constructive knowledge. See Oyewole, supra at 1016-1017. Contrast Commonwealth v. Norman, 87 Mass. App. Ct. 344, 346-347 (2015).
Viewing the record in the light most favorable to the Commonwealth, see Oyewole, supra at 1016 & n.2, the evidence from which actual or constructive knowledge could be inferred is as follows. On January 11, 2012, the defendant admitted to sufficient facts to support a finding of guilty on charges of operating while under the influence of alcohol (OUI) and operating after his license had been suspended, and pleaded guilty to leaving the scene of personal injury. Each of these three offenses took place on October 7, 2011. There was no evidence of when or for what the license suspension underlying the October 7, 2011, charge was imposed, or the length of that previous license suspension.
According to the docket sheet from the January 11, 2012, plea, the defendant’s license was suspended for forty-five days on the OUI charge, and “as by law” on the leaving the scene charge. There is no notation in the docket that the defendant was notified of the suspension in open court. When the defendant was stopped by Massachusetts State Trooper John Santos less than forty-five days later, on January 30, 2012, he was asked for his driver’s license and registration. The defendant identified himself as Jason Wilson and handed over the registration. The trooper testified that the defendant “didn’t have a driver’s license on him.” The defendant did not admit that he didn’t have a license. There was no evidence that his license was taken by the court or the registry for this or any previous offense. The defendant was not arrested.
In Oyewole, the Supreme Judicial Court held that while a docket sheet “permits an inference that the defendant was present when his license was suspended,” the docket sheet alone is not evidence “that the suspension was communicated to him.” Oyewole, supra at 1016. Here, as in Oyewole, “[t]he docket sheet itself does not state that the defendant was notified of the suspension. The Commonwealth did not present evidence that the judge in the [January 11] case announced the suspension in open court. [Footnote omitted.] There is no evidence in the record that the docket sheet was shown to the defendant or that any other written notification was sent to him. . . . There was also no evidence that the defendant acknowledged, at the time of the stop or at any other time, that he was aware of the suspension” at the time of the offense in question. Ibid.
Here, the previous suspension underlying the January 11, 2012, plea, even when coupled with the absence of a license at the time of the stop, does not constitute proof beyond a reasonable doubt that on January 30, 2012, the defendant knew his license was suspended. While there was evidence that the defendant admitted, on January 11, 2012, that his license was suspended on October 7, 2011, there was no evidence that the suspension in effect on October 7, 2011, was still in effect on January 30, 2012, when he was stopped by Trooper Santos. The fact that the defendant admitted that he drove in October of 2011 with a suspended license was not a substitute for proof of actual or constructive knowledge that his license either remained or was newly suspended on January 30, 2012.
This reasoning is consistent with cases applying the notice provisions of other statutes. For example, when a temporary abuse prevention order is issued pursuant to G. L. c. 209A, § 4, the court “shall immediately thereafter notify the defendant that the temporary orders have been issued.” Ibid., as appearing in St. 1990, c. 403, § 4. Although the statute provides for service by a law enforcement officer, see G. L. c. 209A, §§ 4, 7, “[p]ersonal service is not required . . . if the Commonwealth can show the defendant had actual or constructive knowledge of the existence and terms of the court order.” Commonwealth v. Molloy, 44 Mass. App. Ct. 306, 308 (1998), citing Commonwealth v. Delaney, 425 Mass. 587, 592 (1997), cert. denied, 522 U.S. 1058 (1998).
In Commonwealth v. Melton, 77 Mass. App. Ct. 552, 556 (2010), we held that proof of notice of an ex parte restraining order was sufficient where there had been a telephone conversation between the defendant and the victim, initiated by the defendant, during which the victim asked the defendant why he was calling her and said, “[T]here’s a restraining order.” Similarly, in Commonwealth v. Mendonca, 50 Mass. App. Ct. 684, 688 (2001), we reasoned that even assuming a failure of service, the defendant’s actual knowledge of the terms of the order was established by evidence that the victim told the defendant “a few times” that he was not supposed to call, the defendant’s response that he “‘didn’t believe’ in restraining orders,” and the victim’s daughter corroborated the conversation.
Conversely, in Commonwealth v. Molloy, 44 Mass. App. Ct. at 309, the evidence of actual or constructive notice of the extension of a restraining order was insufficient where the order in question had not been served on the defendant, and nothing in the extension order he had received placed him on notice that it could be further extended in his absence, if he failed to appear at an extension hearing. And, in Commonwealth v. Welch, 58 Mass. App. Ct. 408, 409-411 (2003), we held that there was insufficient evidence of a violation of an extended abuse prevention order where there was no evidence that either the order or an earlier ex parte order had been served, and the alleged victim’s testimony concerning her telephone conversations with the defendant were so void of detail that the evidence was insufficient to prove that the defendant had actual knowledge of the terms of the order or was put on sufficient notice to make reasonable inquiry concerning the issuance and terms of the order.
As these cases demonstrate, the salient issue is not what the defendant may have known, but what the Commonwealth proved he knew. Because the evidence of notice presented here did not rise to the level of proof beyond a reasonable doubt, see generally Commonwealth v. Ruano, 87 Mass. App. Ct. 98, 103 (2015), the conviction may not stand.
 This case was tried before Oyewole was released.
 In Commonwealth v. Norman, 87 Mass. App. Ct. 344 (2015), this court determined that the defendant had sufficient notice of his license suspension, and affirmed his conviction of OUI while his license was suspended for a prior OUI. In that case, the Commonwealth offered evidence that the defendant had admitted to the police officer at the time of the stop that he didn’t have a license, although he provided a license number. A Registry of Motor Vehicles representative also described the process used to notify a driver of license suspension, and produced a copy of a “notice of suspension” letter sent to the mailing address on file for the defendant. Id. at 345. The facts of this case fall somewhere between Oyewole and Norman.
 Indeed, as the Commonwealth notes, given the defendant’s plea on the charge of leaving the scene of an accident after causing personal injury, his license could not have been reinstated at the time he was stopped on the present offense. See note 1, supra.
 The docket indicates a sentence of “concur” on the charge of operating with a suspended license, which was continued without a finding.
Compare G. L. c. 90, §§ 24(1)(b), 24N.
 When the registrar suspends a license, the registrar follows the notice procedures set out in G. L. c. 90, § 22, culminating in a notice directing the driver to surrender his license to the registry. See Commonwealth v. Crosscup, 369 Mass. at 229. Whether the driver has been so notified and has done so is a matter of proof. See id. at 242; Commonwealth v. Norman, supra at 346-347.
 In Oyewole, the driver had a driver’s license in his possession at the time of the stop. I understand Oyewole to treat the presence of the license as additional grounds to vacate the conviction, but not a dispositive or necessary factor in concluding that the evidence was insufficient. See id. at 1017 (“In sum, the record contains no evidence demonstrating that the defendant was notified of the license suspension, and some evidence suggesting the contrary”). I agree with the majority that this case lies somewhere between Oyewole and Norman.
 In any event, there was no evidence of the regular practice here. Compare Commonwealth v. Norman, 87 Mass. App. Ct. at 347.
 See also Instruction 6.720 of the Criminal Model Jury Instructions for Use in the District Court (rev. May, 2011), Violation of an Abuse Prevention Order (“In order to prove the defendant guilty of this offense, the Commonwealth must prove . . . beyond a reasonable doubt . . . [t]hat the defendant knew that the pertinent term(s) of the order (was) (were) in effect, either by having received a copy of the order or by having learned of it in some other way”); Instruction 6.740 of the Criminal Model Jury Instructions for Use in the District Court (rev. May, 2014), Violation of a Harassment Prevention Order (“In order to prove the defendant guilty of this offense, the Commonwealth must prove . . . beyond a reasonable doubt . . . [t]hat the defendant knew that the pertinent term(s) of the order (was) (were) in effect, either by having received a copy of the order or by having learned of it in some other way”).
 Contrast Commonwealth v. Delaney, supra, where the ex parte temporary restraining order was served on the defendant by leaving it at his last and usual place of abode. The temporary order provided notice that it could be extended if the defendant failed to appear at a hearing at a time, date, and place specified in the order. When the defendant failed to appear, the temporary order was extended for one year. Although the extended order was not served on the defendant, the court held that the ex parte order, which stated that the order could be extended if he did not appear at a hearing, put the defendant on notice, and, further, that his actual receipt of the ex parte order, together with his testimony that he knew, at the relevant time, that there was a protective order against him, “warrant[ed] the conclusion that the defendant had actual knowledge of the terms of the extended order.” 425 Mass. at 592-593. Here, unlike in Delaney, the evidentiary void is such that there is no basis to raise the question of wilful blindness or deliberate avoidance. See id. at 592.
 Our oft-cited and familiar Latimore standard, see Commonwealth v. Latimore, 378 Mass. 671, 677 (1979), rests upon Jackson v. Virginia, 443 U.S. 307, 318-319 (1979), a case which carefully articulated the rationale underlying the adoption of the requirement of proof beyond a reasonable doubt. Jackson, supra at 315. The vitality of this rationale has recently been reemphasized. See Commonwealth v. Russell, 470 Mass. 464, 474 (2015).

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