Source: https://www.law.cornell.edu/cfr/text/12/part-150/subpart-B
Timestamp: 2019-04-25 00:13:11+00:00

Document:
§ 150.130 How may I conduct multi-state operations?
§ 150.135 How do I determine which state's laws apply to my operations?
§ 150.136 To what extent do state laws apply to my fiduciary operations?
§ 150.140 Must I adopt and follow written policies and procedures in exercising fiduciary powers?
§ 150.150 Who is responsible for the exercise of fiduciary powers?
§ 150.160 What personnel and facilities may I use to perform fiduciary services?
§ 150.170 May my other departments or affiliates use fiduciary personnel and facilities to perform other services?
§ 150.180 May I perform fiduciary services for, or purchase fiduciary services from, another association or entity?
§ 150.190 Must fiduciary officers and employees be bonded?
§ 150.200 Must I review a prospective account before I accept it?
§ 150.210 Must I conduct another review of an account after I accept it?
§ 150.220 Are any other account reviews required?
§ 150.230 Who must maintain custody or control of assets in a fiduciary account?
§ 150.240 May I hold investments of a fiduciary account off-premises?
§ 150.245 When is a fiduciary not required to maintain custody or control of fiduciary assets?
§ 150.250 Must I keep fiduciary assets separate from other assets?
§ 150.260 How may I invest funds of a fiduciary account?
§ 150.290 What must I do with fiduciary funds awaiting investment or distribution?
§ 150.300 Where may I deposit fiduciary funds awaiting investment or distribution?
§ 150.310 What if the FDIC does not insure the deposits?
§ 150.320 What is acceptable collateral for uninsured deposits?
§ 150.330 Are there investments in which I may not invest funds of a fiduciary account?
§ 150.340 May I exercise rights to purchase additional stock or fractional shares of my stock or obligations or the stock or obligations of my affiliates?
§ 150.350 May I lend, sell, or transfer assets of a fiduciary account if I have an interest in the transaction?
§ 150.360 May I make a loan to a fiduciary account that is secured by an interest in the assets of the account?
§ 150.370 May I sell assets or lend money between fiduciary accounts?
§ 150.380 May I earn compensation for acting in a fiduciary capacity?
§ 150.390 May my officer or employee retain compensation for acting as a co-fiduciary?
§ 150.400 May my fiduciary officer or employee accept a gift or bequest?
§ 150.410 What records must I keep?
§ 150.420 How long must I keep these records?
§ 150.430 Must I keep fiduciary records separate and distinct from other records?
§ 150.440 When do I have to audit my fiduciary activities?
§ 150.450 What standards govern the conduct of the audit?
§ 150.460 Who may conduct an audit?
§ 150.470 Who directs the conduct of the audit?
§ 150.480 How do I report the results of the audit?

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