Source: http://masscases.com/cases/sjc/380/380mass263.html
Timestamp: 2019-04-20 00:52:05+00:00

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Present: HENNESSEY, C.J., QUIRICO, BRAUCHER, WILKINS, LIACOS, & ABRAMS. JJ.
A single justice of this court did not abuse his discretion in declining to review the sufficiency of an amended complaint filed with the Commission on Judicial Conduct where no extraordinary justification was shown which would warrant interlocutory review of the commission's actions. [265-269] LIACOS, J., concurring.
CIVIL ACTION commenced in the Supreme Judicial Court for the county of Suffolk on May 14, 1979.
Thomas J. May for the plaintiff.
prior appeal, the plaintiff attacks the adequacy of a complaint against him filed with the Commission on Judicial Conduct (commission). [Note 3] The plaintiff claims that the present "amended complaint," filed following our remand of this matter to the commission, fails to satisfy the standards of specificity and reliability we have said are required by G. L. c. 211C. See McKenney v. Commission on Judicial Conduct, 377 Mass. 790 , 801-802 (1979).
The plaintiff filed with the commission a motion to dismiss this amended complaint. Some time thereafter he filed in the Supreme Judicial Court for the county of Suffolk a "Petition for Contempt or Other Further Relief," under G. L. c. 231A, Section 5.
After hearing, the single justice granted the commission's motion to dismiss the plaintiff's petition on the basis that there was "no occasion for departing from the rule excluding premature court review of administrative activity." At the time of his decision, the single justice did not know that the commission had, two days previously, denied the plaintiff's motion to dismiss the complaint and had begun an investigation. On the basis of these actions by the commission, the plaintiff filed with the single justice a motion for reconsideration, arguing that his petition for further declaratory relief was the only available method for testing the sufficiency of the amended complaint. After hearing, this motion was denied. We affirm.
Denial of interlocutory relief. In our prior decision, while concluding that we should reach the merits of the plaintiff's request for declaratory relief, we had occasion to "stress . . . the extraordinary nature of this [previous] proceeding," and to note that we would "look with disfavor on attempted interlocutory review of commission actions in the future." McKenney v. Commission on Judicial Conduct, 377 Mass. 790 , 794 (1979). We can find no basis on the record before us for concluding that the single justice abused his discretion by adhering to this general rule. See generally Assuncao's Case, 372 Mass. 6 , 8-9 (1977); East Chop Tennis Club v. Massachusetts Commission Against Discrimination, 364 Mass. 444 , 450-453 (1973).
issue "solely of statutory construction." McKenney v. Commission on Judicial Conduct, 377 Mass. 790 , 792, 793-794 (1979). [Note 5] By contrast the major focus of the present appeal looks only to the adequacy of the particular complaint now before the commission rather than to the broader issue of whether all such complaints must be grounded on personal knowledge. The lack of such a broad impact undercuts the need for declaratory relief. See East Chop Tennis Club v. Massachusetts Commission Against Discrimination, 364 Mass. 444 , 450 (1973).
The rationale against interlocutory review, furthermore, is "particularly cogent" when a proceeding is still in "its earliest stage[s]," Assuncao's Case, 372 Mass. 6 , 9 (1977), and the party seeking declaratory relief has access to additional administrative procedures which may correct or render moot any alleged error. The plaintiff's challenge to the sufficiency of the complaint in this case strikes at the earliest possible stages of the commission's procedures. "The immediate consequence of the filing of a complaint [accepted as valid by the commission] can be no more than the initiation of a confidential investigation by the commission." McKenney v. Commission on Judicial Conduct, 377 Mass. 790 , 800 (1979). "It must be remembered that the question whether to conduct an investigation is a preliminary one, and that a new specification of charges must be made before the commission may proceed to a hearing." Id. at 802. Any error the commission may have made in evaluating the adequacy of the amended complaint would be rendered harmless should the commission's investigation lead it to dismiss the complaint's allegation as groundless.
Finally, the plaintiff asks not only that we declare the amended complaint invalid but that we also bar all "further proceedings in this matter." It cannot be assumed, however, that termination of the commission's investigation would necessarily put an end to all proceedings in this matter. "If the commission cannot or does not proceed with the investigation of certain of [the allegations of misconduct], [this court] could undertake to do so in the exercise of our constitutional and statutory obligations of general superintendence of the courts of the Commonwealth." McKenney v. Commission on Judicial Conduct, 377 Mass. 790 , 803 (1979). We have already indicated that "[i]n our judgment, at least certain of the matters referred to in the [first] complaint clearly warrant serious consideration for investigation." Id.
we and the plaintiff should be informed of the fact. In any event, we should be informed of the approximate date when we may expect the commission to "forward its final recommendation," if any, [Note 10] to this court for our "consideration and further action, if any." G. L. c. 211C, Section 2, ninth par. Since the plaintiff has chosen publicly to litigate this complaint, the forwarding of such a report as to the status of the commission's investigation and the future timetable for commission action does not violate the statutory requirements of confidentiality. See G. L. c. 211C, Section 2, ninth par. McKenney v. Commission on Judicial Conduct, supra.
The order of the single justice denying the plaintiff's "Petition for Contempt or Other Further Relief" is affirmed.
and the public require expeditious resolution of charges of judicial misconduct. I hold to that view and its corollary that to allow freely interlocutory appeals on preliminary matters is not sound judicial policy.
To accept the validity of such policy considerations, however, does not warrant a failure to speak to some of the significant issues which are presented by this appeal. The plaintiff has a substantial stake here, and he is entitled to insist that the commission adhere to the law. Additionally, the issue he persists in raising is, contrary to what the court indicates today, one of significance to the public, and to the judicial system. It is an issue which the parties have argued. It deserves to be addressed, and the commission clearly requires further guidance. Wellesley College v. Attorney Gen., 313 Mass. 722 , 731 (1943). It appears to me that the delay in this case is not attributable to frivolous claims for interlocutory relief. Rather, much of the delay seems attributable to what I view as a certain obstinacy on the part of at least some members of the Commission on Judicial Conduct (commission).
sum, the requirement that a party exhaust his administrative remedies prior to seeking judicial relief reflects `a sound principle of law and jurisprudence aimed at preserving the integrity of both administrative and judicial processes,' Assuncao's Case, 372 Mass. 6 , 8 (1977)." Supra at 266-267.
In relying on Assuncao and East Chop, the court overlooks a number of fundamental points. First, although the court's opinion treats the commission as an "agency" and refers to "administrative activity," supra at 265, the commission is not an "agency" as was the member of the Industrial Accident Board in Assuncao or the Massachusetts Commission Against Discrimination in East Chop. The commission, created by G. L. c. 211C, Section 1, performs neither adjudicatory nor regulatory functions as defined by G. L. c. 30A, Section 1 (1) and (5). General Laws c. 30A, Section 1 (1), explicitly excludes from the definition of "adjudicatory proceeding" "proceeding[s] solely to determine whether the agency shall institute or recommend institution of proceedings in a court." General Laws c. 211C, Section 2, limits the commission to such a function by providing "[u]pon completion of any investigation, the commission shall recommend an appropriate disposition of the matter under investigation with a statement of its reasons and shall forward its final recommendation with a statement of its reasons to the complainant and to the supreme judicial court in each case for its consideration and further action, if any."
view that the strictness of the doctrine does not apply to this commission, it seems clear that the public interest requires further discussion as to the validity of this complaint in light of the unique statutory framework under which the commission must function.
the first complaint, being invalid, could not serve as the basis of commission action. In so doing, we stated that, although a complaint need not be based on the personal knowledge of the complainant, as plaintiff had argued, a complaint must meet two criteria: (1) the complaint must make specific charges of misconduct to which the judge reasonably can make a response; and (2) it must have sufficient reliability to warrant a determination by the commission that an investigation should be conducted. The specificity criterion assures that the judge receives adequate notice of the subject matter of the proposed investigation. The reliability requirement is aimed at frivolous claims whose investigation might needlessly disrupt the judge's activities, undermine public and judicial confidence in the disciplinary apparatus, and waste commission resources on pursuits not sanctioned by the Legislature. Thus, the two criteria are not merely technical rules of pleading, but may be jurisdictional matters bound up with the commission's authority to act.
corroborated by information known by [Note Concur-10] or potentially available to the commission; [Note Concur-11] the specificity of the allegations; [Note Concur-12] and the likelihood, in the circumstances, that an investigation might disclose whether the allegations of misconduct are valid or groundless." [Note Concur-13] McKenney I, supra at 801-802.
under G. L. c. 211C, Section 2, can, at most, report its final recommendation to this court for its consideration and action. Fourth, this court has also indicated that: "If the commission cannot or does not proceed with the investigation of certain of these matters, we could undertake to do so in the exercise of our constitutional and statutory obligations of general superintendence of the courts of the Commonwealth." [Note Concur-16] Also, to quash any further proceedings at this stage would serve neither the interests of justice nor expedition. Thus, I concur in the result reached by the court because the matter is still in the investigative stage. I see no wisdom in starting all over again, especially since the plaintiff has shown no prejudice to have arisen from these proceedings. I am mindful, also, that, should the court take the matter under its own powers, it would most likely follow past practice and appoint counsel to investigate the matter who would then report to the court for further action, if warranted. The court would be wise to include in its remand instructions that the judgment not only be affirmed but include a declaration that: (1) if the investigation is not completed, together with a final recommendation from the commission within three months of the rescript in this case, the single justice may order the transfer of all reports, evidence, and data collected by investigating counsel to the full court for consideration under its plenary powers; (2) either party may move immediately on entry of rescript for a decision by the full court on whether it would be appropriate in light of the delay already caused to order the matter transferred to the jurisdiction of the full court forthwith.
[Note 1] The commission members at the time this action was first brought were: Allan G. Rodgers, Esq., chairman; Florence R. Rubin, vice chairman; Carolyn K. Dik; Archie C. Epps, III; Hon. Edith W. Fine; Richard D. Gelinas, Esq.; John M. Harrington, Jr., Esq.; Hon. Sanford N. Keedy; and Hon. Elbert Tuttle.
[Note 2] General Laws c. 231A, Section 5, inserted by St. 1945, c. 582, Section 1, provides in part: "Further relief based on a declaratory judgment or decree may be granted whenever necessary or proper. The application therefor shall be by petition to a court having jurisdiction to grant the relief. If the application be deemed sufficient the court shall, on reasonable notice, require any adverse party whose rights have been adjudicated by the declaratory judgment or decree to show cause why further relief should not be granted forthwith."
[Note 3] The commission, established pursuant to G. L. c. 211C, Section 1, inserted by St. 1978, c. 478, Section 114, consists of three judges, three attorneys, and three lay persons.
[Note 4] The complaint alleges that the judge: "(1) Used his judicial positions to eliminate competition among bail bondsm[e]n in his court in order to financially benefit a bail bondsman named Lincoln Hinds; (2) Persistently refused to allow tape recordings in his courtroom as permitted as a matter of right by Rule 11 of the Initial Rules of Criminal Procedure for the District Courts of Massachusetts; (3) Repeatedly appointed two attorneys with whom he socialized in public, namely, Thomas J. Hannon and Harold Hakala, to represent indigent defendants in criminal matters, thereby showing or appearing to show favoritism toward these attorneys; (4) Failed to take remedial action against Assistant Chief Court Officer Joseph Drago, who did not report to work for approximately six of the twelve months preceding the screening of the so-called I-Team report; (5) Appointed Mary Ball as a temporary probation officer and promoted her to permanent status for reasons other than merit; (6) Appointed Marcia Scott as a temporary assistant chief probation officer for reasons other than merit; (7) Entered into an arrangement with Justice Henry P. Crowley of the Brookline Division of the District Court Department of the Trial Court to appoint the son of Justice Crowley as a court employee in exchange for the appointment by Justice Crowley of Victoria Bergland (a.k.a. Victoria Hart) as a court employee in the Brookline court; (8) Purchased a Volkswagen automobile from a defendant appearing before him, who could not reclaim that vehicle because of his inability to pay certain fines imposed by the court; (9) Used the power of his judicial office to secure ownership of a Cadillac Seville automobile at a price substantially below the fair market value for such an automobile; (10) Utilized court personnel, court facilities, and court telephones during normal working hours for personal business, including the preparation of food by court officers, and the sale of a boat."
[Note 5] In the prior case, furthermore, the commission joined with the judge in asking that we rule on the question whether a complaint must be grounded on personal knowledge. The commission now opposes our reviewing on an interlocutory basis the adequacy of the particular complaint before it.
[Note 6] In part, expeditious resolution of charges against judges is required because of limitations (not generally applicable to other public figures) on a judge's ability publicly to respond to allegations of misconduct.
[Note 7] It appears that the Legislature had the need for expedition firmly in mind since the statute establishing the commission provides a detailed timetable which must be followed in resolving allegations of judicial misconduct. G. L. c. 211C, Section 2, second and fifth pars. The fact that the Legislature did not limit the time within which an investigation must be conducted does not mean that the commission is free to conduct the investigation at a leisurely pace. The importance of the issue to the public and to the judiciary requires that the commission act promptly and complete its investigation without undue delay.
[Note 8] The judge has thirty days from his notice of the complaint to respond in writing, and the commission may not investigate the matter until the judge has responded in writing or failed to do so within that time. G. L. c. 211C, Section 2, fifth par.
[Note 9] "We would regard as appropriate, and as not constituting an `investigation,' any acts of assistance, by the commission or its secretary and staff, in the preparation of a complaint in a proper form. Rule 6 of the commission, approved by this court, authorizes the commission's secretary to `furnish blank complaint forms to any person' and, if necessary, to `assist the complainant in reducing the grievance to writing.'" McKenney v. Commission on Judicial Conduct, 377 Mass. 790 , 795 n.4 (1979).
[Note 10] By insisting that the commission furnish us with a timetable for a possible hearing and recommendation to this court, we do not intend to intimate any view that such a hearing or recommendation will in fact be required. In light of its past experience, the commission may wish to reexamine its operating rules to determine if the rules could be amended so as to expedite the processing of complaints.
[Note Concur-1] The fact is that after the initial action of the single justice dismissing the plaintiff's complaint, the commission denied the plaintiff's motion before the commission to dismiss the complaint against him. The plaintiff's appeal here is from the denial of the petition for reconsideration by the single justice filed after that commission action. There is no indication of any possible further commission action on the issue of the validity of the complaint filed against the plaintiff.
[Note Concur-2] "In our view, the complaint in this case is not in a form appropriate for consideration by the commission." McKenney I, at 802.
[Note Concur-3] The plaintiff's first action was brought under G. L. c. 231A. The second action is specifically authorized by c. 231A, Section 5, as amended by St. 1974, c. 630, Section 3, which provides: "Further relief based on a declaratory judgment or decree may be granted whenever necessary or proper. The application therefor shall be by petition to a court having jurisdiction to grant the relief. If the application be deemed sufficient the court shall, on reasonable notice, require any adverse party whose rights have been adjudicated by the declaratory judgment or decree to show cause why further relief should not be granted forthwith. . . . In addition to the foregoing when a decree has already been entered declaring an administrative practice or procedure as defined in section two to be illegal, and a person not a party to the original action involving said practice or procedure is adversely affected by the same or similar practice or procedure by the same agency, said person may seek relief under this chapter by filing a petition for contempt against the agency or agent continuing said practice or procedure after the entry of said decree."
[Note Concur-4] Prior to the effective date of G. L. c. 211C, the court had appointed a committee on judicial responsibility in the exercise of its inherent powers. S.J.C. Rule 3:17, as amended, 371 Mass. 905 (1977). That committee no longer is operative and has turned over its pending matters to the commission.
[Note Concur-5] Section 2 provides in pertinent part: "Notwithstanding any other provision of law, the commission shall investigate upon complaint of any person, including from its own membership, the action of any judge that may . . . bring the judicial office into disrepute or constitute a breach of the Canons of Judicial Ethics as promulgated by the supreme judicial court" (emphasis supplied).
[Note Concur-6] We also stated: "This statutory pattern indicates that the commission has no authority to `investigate' alleged judicial misconduct until a complaint has been filed with it." Id. at 795.
[Note Concur-7] The allegations are quoted in the court's opinion at note 4, supra 264.
[Note Concur-8] Present complaint: None.
[Note Concur-9] Present complaint: None. The complaint merely refers to the telecast. Certainly unsubstantiated allegations published by the news media are not "reliable sources." The court apparently agrees: "Broad and unsubstantiated allegations, no matter how sensational, do not become a sufficient basis for a complaint before the commission merely by being published or broadcast." Supra at 267.
[Note Concur-10] No such information is shown in this record as information "known" by the commission, nor does the complaint or the commission allege such knowledge.
[Note Concur-11] None shown; whether any of the persons interviewed in the telecast, or the reporters who created it are either (1) available, (2) willing to give testimony or evidence, or (3) have reliable information to give is neither alleged nor shown.
[Note Concur-12] As I have stated, the complaint barely meets this requirement. The remaining aspects of vagueness and generality in the allegation militate against weighing this factor heavily in favor of validity.
[Note Concur-13] The present complaint leaves the answer to this factor to pure speculation and conjecture.
[Note Concur-14] The plaintiff sought an adjudication of civil contempt before the single justice as to the defendant Dik. Wisely, I think, he has not argued that issue before the full court, and it is thus waived.
[Note Concur-15] See G. L. c. 211C, Section 2; Commission on Judicial Conduct, Operating Rule 5 (c) (1979).
[Note Concur-16] McKenney I, at 803. We have exercised such power on occasions prior to the enactment of G. L. c. 211C. See, e.g., Matter of DeSaulnier, 360 Mass. 757 (1971); Matter of Bonin, 375 Mass. 680 (1978).

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