Source: https://www.szw.ch/de/artikel/2504-0685-2019-0057/grenzuberschreitendes-angebot-von-finanzdienstleistungen-und-produkten
Timestamp: 2020-04-07 06:13:19+00:00

Document:
Grenzüberschreitendes Angebot von Finanzdienstleistungen und -produkten? Die Eidgenossenschaft schlägt zurück | SZW
Grenzüberschreitendes Angebot von Finanzdienstleistungen und …
From the magazine SZW-RSDA 6/2019 | S. 618-638 The following page is 618
Rashid Bahar*
Bianca Nedwed**
Until recently, Switzerland applied a strict territorial approach to regulating financial services with a handful of a notable exceptions. After facing protectionist movements from other jurisdictions, the new Financial Services Act (FIDLEG, LSFin, FinSA) marks a clear ­departure from this approach. This article surveys the impact of the new regulation at the point of sale and at the point of production. It analyses how the FinSA ­regulates financial services providers who provide ­services to clients in Switzerland and subjects client ­advisors of foreign service providers to a registration duty unless they only serve professional and institutional clients and work for financial institutions that are under prudential supervision in its home country. It also considers the changes the regulation at the point of production. It also examines how the duty to prepare a prospectus approved by a Review Body applies to all public offerings for securities in Switzerland regardless of the…
Angebot von kollektiven Kapitalanlagen
ausländische Finanzinstitute
Downgrading der Bewilligung
EU-Drittstaaten-Regime
EU-Marktzugang
EU-Tochtergesellschaften
Informationsaustausch in steuerrechtlichen Angelegenheiten
keine allgemeine Produktaufsicht
Registrierungspflicht für Kundenberater
Regulierung am point of production
Regulierung am point of sale
substitute compliance-Mechanismus
Territorialitätsprinzip im öffentlichen Recht
Wirtschaftsrecht →→ Banken- und Finanzmarktrecht
Art. 3 BankG →→
Art. 3 FIDLEG →→
Art. 28 FIDLEG →→
Art. 77 FIDLEG →→
Art. 2 FIDLEV →→
Art. 116 f. IPRG →→

References: Art. 3

Art. 3

Art. 28

Art. 77

Art. 2

Art. 116