Source: https://www.germanasset.com/en/buysell/
Timestamp: 2019-04-22 15:04:15+00:00

Document:
Enter­pri­ses wit­hin the GAMAG group do not pro­vi­de any ban­king or secu­ri­ties´ ser­vices. They do not pro­vi­de any ser­vices wit­hin the mea­ning of arti­cle Art. 1 sec­tion 1 MiFiD II (direc­tive 2014/65 EU). All and each of the enter­pri­ses wit­hin the GAMAG group do restrict their ope­ra­ti­ons regards finan­ci­al mar­kets to tra­ding finan­ci­al instru­ments for their own accounts and do not pro­vi­de any mar­ket making activi­ties eit­her. They ope­ra­te as pro­prie­ta­ry tra­ding com­pa­nies under Art 1 sec­tion 3 No. 5 of the Ger­man ban­king law (KWG). Fur­ther they offer secu­ri­ties exclu­si­ve­ly issued by them­sel­ves to qua­li­fied inves­tors and inves­tors wil­ling to invest above cer­tain mini­mum thres­holds. No part of this web­site or any link to or from this web­site may be inter­pre­ted as an offer of ser­vices in wha­te­ver mea­ning of this word. None of the secu­ri­ties issued by GAMAG enter­pri­ses are regis­te­red with the SEC or in Cana­da and sel­ling to US citi­zens is pro­hi­bi­ted. Sel­ling to per­sons who­se only resi­dence is in the USA, Japan, Aus­tra­lia or Cana­da is pro­hi­bi­ted.
1) Pri­ces offe­red are good for up to € 500 000,-. 2) GAMAG cer­ti­fi­ca­tes are index lin­ked notes issued by Ger­man Asset Mana­gers AG, Frank­furt which offer a pay­out lin­ked to the GAMAG per­for­mance indi­ces. Offers regards the GAMAG Mini-cer­ti­fi­ca­tes are restric­ted to qua­li­fied buy­ers and buy­ers wil­ling to invest at least € 100000,- wit­hin the mea­ning of Art 3 sec. 2 a und c of direc­tive 2003/71 EG resp. § 3 sec. 2 No. 1 und No. 3 WpPG (D). Other than buy­ing at the issu­er inves­tors may buy and sell GAMAG cer­ti­fi­ca­tes on the Frank­furt stock exchan­ge. The­se exchan­ge tran­sac­tions are not pri­ma­ry issue tran­sac­tions with the issu­er but tran­sa­ti­ons with other mar­ket par­ti­ci­pants (secon­da­ry tra­ding). Buy and sell tran­sac­tions on the exchan­ge are pos­si­ble for ever­yo­ne with a mini­mum trda­ing value of 1 note. Offers regards the GAMAG MAs­ter cer­ti­fi­ca­tes are restric­ted to per­sons resi­ding in the EU, who are pro­fes­sio­nal inves­tors wit­hin the mea­ning of Art. 8 f sec. 1 and Art 8 f sec. 2 No. 4 of the Ger­man pro­s­pec­tus law (Ver­kaufs­pro­spekt­ge­setz).
Fur­ther all con­di­ti­ons spe­ci­fied in the gene­ral Dis­c­lai­mer, Pri­va­cy Poli­cy and the legal hints below app­ly.

References: Art. 1
 Art 1
 Art 3
 § 3
 Art. 8
 Art 8