Source: http://supreme.nolo.com/us/211/370/case.html
Timestamp: 2019-04-20 09:04:55+00:00

Document:
Where an indictment is quashed because the facts charged are not within the statute, the government has an appeal under the Act of March 2, 1907, c. 2564, 34 Stat. 1246.
While abstractly there may be a difference between "interpretation" and "construction," in common usage, the words have the same significance, and "construction," as employed in the Act of March 2, 1907, c. 2564, 34 Stat. 1246, includes interpretation.
Under § 2347-2350, Rev.Stat., a person who is qualified to enter coal lands in his own behalf is prohibited from making an entry ostensibly for himself but in fact as agent for another who is disqualified, and an agreement to obtain land for a disqualified person through entries made by qualified persons constitutes the offense of conspiracy against the United States under § 5440, Rev.Stat.
sell after acquisition, the statute, according to its plain meaning, will be enforced as not permitting a person to acquire land as agent for a disqualified person, and so defeat the purpose of the statute.
A person cannot enter land through an agent, even though the agency be undisclosed, if he is disqualified to enter the land himself.
The authoritative construction of a statute in a civil case may be applied in a criminal case subsequently arising; although United States v. Trinidad Coal Co., 137 U. S. 160, was a suit to annul patents to coal lands, the decision in that case that qualified persons cannot enter coal lands under § 2347-2350, Rev.Stat., as agents, or on behalf of, disqualified persons, will be followed as to the construction of those statutes in sustaining indictments under § 5440 for conspiracy to defraud the United States by obtaining coal lands by entries in violation of the statutes as so construed.
A charge of conspiracy to defraud the United States under § 5440, Rev.Stat., can be predicated on acts made criminal after the enactment of the statute. Hyde v. Shine, 199 U. S. 62.
Even though a word may have a common law significance which should control if the word stood alone, in the construction of a statute, the word must be given the broader meaning resulting from the words with which it is accompanied, and so held that the word "defraud," in § 5440, Rev.Stat., when construed in connection with the accompanying words "in any manner or for any purpose," includes obtaining public lands in violation of the statutes as to quantities to be taken by, and qualifications of, entrymen, notwithstanding the United States be paid the price of the lands. Hyde v. Shine, 199 U. S. 62.
An amendment to a statute will be construed to relate to the present subject thereof, and not to be new legislation in regard to other subjects, and the Act of July 7, 1898, c. 578, 30 Stat. 718, amending § 4746, Rev.Stat., related solely to the subject of pensions and bounty land claims, and simply extended the statute to the use of fraudulent papers in regard to such claims, and a violation of its provisions as amended cannot arise from acts in connection with entries other than those on pensions and bounty claims.
Under the Act of March 2, 1907, c. 2564, 34 Stat. 1246, this Court, on direct writ of error, only has jurisdiction to review the particular questions decided by the court below for which the statute provides, and the whole case is not open to review.
to review the decision by writ of error direct from this Court.
The indictment contained two counts. Without quoting them fully, it suffices to say, for the purposes of the questions which we are called upon to decide, if we have authority to decide them, that the first count charged that the eleven defendants illegally conspired, in violation of § 5440, Rev.Stat., with certain named persons and others unknown, to illegally obtain the title of certain coal lands belonging to the United States. The conspiracy was to be effected by procuring various persons as agents to enter coal lands in their own name, ostensibly for their own benefit, but in reality for the use and benefit of the accused and a named organization; the purchases being made by the agents as above stated, not with their own money, but with money of the accused or the corporation, and under agreements to convey the title, when acquired, to the accused or to the corporation, thus enabling the accused and the corporation to obtain coal lands belonging to the United States in excess of the quantity which they were allowed by law to enter. Copious averments were made in the count as to the use of alleged false, fictitious, and fraudulent papers in making the entries in question, which papers, as filed and entries made, had for their object and purpose to deceive the land officers of the United States, so as thereby to cause them to allow the entries in the name of the agents on the supposition that the entries were for the benefit of the entrymen, and which entries they would not have had the power to allow under the law, and would not have allowed, had the truth been disclosed. The second count charged an illegal conspiracy to do acts made criminal by § 4746, Rev.Stat., in making and presenting, and causing to be made and presented, in connection with the entries of coal land, certain false, forged, fictitious, etc., affidavits and papers.
"SEC. 5440. If two or more persons conspire either to commit any offense against the United States, or to defraud the United States in any manner or for any purpose, and one or more of such parties do any act to effect the object of the conspiracy, all the parties to such conspiracy shall be liable to a penalty of not more than ten thousand dollars, or to imprisonment for not more than two years, or to both fine and imprisonment, in the discretion of the court."
"SEC. 2347. Every person above the age of twenty-one years, who is a citizen of the United States, or who has declared his intention to become such, or any association of persons severally qualified as above, shall, upon application to the register or the proper land office, have the right to enter, by legal subdivisions, any quantity of vacant coal lands of the United States not otherwise appropriated or reserved by competent authority, not exceeding one hundred and sixty acres to such individual person, or three hundred and twenty acres to such association, upon payment to the receiver of not less than ten dollars per acre for such lands, where the same shall be situated more than fifteen miles from any completed railroad, and not less than twenty dollars per acre for such lands as shall be within fifteen miles of such road."
any such mine or mines, such association may enter not exceeding six hundred and forty acres, including such mining improvements."
"SEC. 2349. All claims under the preceding section must be presented to the register of the proper land district within sixty days after the date of actual possession and the commencement of improvements on the land, by the filing of a declaratory statement therefor; but when the township plat is not on file at the date of such improvement, filing must be made within sixty days from the receipt of such plat at the district office, and where the improvement shall have been made prior to the expiration of three months from the third day of March, eighteen hundred and seventy-three, sixty days from the expiration of such three months shall be allowed for the filing of a declaratory statement, and no sale under the provisions of this section shall be allowed until the expiration of six months from the third day of March, eighteen hundred and seventy-three."
"SEC. 2350. The three preceding sections shall be held to authorize only one entry by the same person or association of persons, and no association of persons any member of which shall have taken the benefit of such sections, either as an individual or as a member of any other association, shall enter or hold any other lands under the provisions thereof, and no member of any association which shall have taken the benefit of such sections shall enter or hold any other lands under their provisions, and all persons claiming under section twenty-three hundred and forty-eight shall be required to prove their respective rights and pay for the lands filed upon within one year from the time prescribed for filing their respective claims, and upon failure to file the proper notice, or to pay for the land within the required period, the same shall be subject to entry by any other qualified applicant."
to issue all needful rules and regulations for carrying into effect the provisions of this and the four preceding sections."
"That every person who knowingly or willfully makes or aids, or assists in the making, or in any wise procures the making or presentation of any false or fraudulent affidavit, declaration, certificate, voucher, or paper, or writing purporting to be such, concerning any claim for pension or payment thereof, or pertaining to any other matter within the jurisdiction of the Commissioner of Pensions or of the Secretary of the Interior, or who knowingly or willfully makes or causes to be made, or aids or assists in the making, or presents or causes to be presented at any pension agency any power of attorney or other paper required as a voucher in drawing a pension, which paper bears a date subsequent to that, upon which it was actually signed or acknowledged by the pensioner, and every person before whom any declaration, affidavit, voucher, or other paper or writing to be used in aid of the prosecution of any claim for pension or bounty land or payment thereof purports to have been executed who shall knowingly certify that the declarant, affiant, or witness named in such declaration, affidavit, Voucher, or other paper or writing personally appeared before him and was sworn thereto or acknowledged the execution thereof, when, in fact such declarant, affiant, or witness did not personally appear before him or was not sworn thereto or did not acknowledge the execution thereof, shall be punished by a fine not exceeding five hundred dollars or by imprisonment for a term of not more than five years."
was assailed upon the ground that neither count stated an offense within the statutes when properly understood.
1st. That the first count related exclusively to cash entries of coal lands under § 2347, Rev.Stat. That, under this section, no affidavits or papers were required other than the application to purchase, and therefore that all the allegations of the count respecting false and fictitious affidavits, papers, etc., related to documents required solely by the rules and regulations of the Land Department, which, not being expressly authorized by the statute, could not form the basis of a criminal conspiracy. The papers were therefore put out of view.
2d. That the coal land statutes did not prohibit one who was qualified to enter coal lands from making a cash entry of such lands in his own name, ostensibly for himself, but really for the benefit of another, who was disqualified to directly make the entry, even although the ostensible entryman, in making the purchase in his own name, was really acting as the agent of the disqualified person, paid the price of the land with the money of such disqualified person, and made the entry under an obligation, on the completion of the purchase from the United States, to transfer the land to such disqualified person.
3d. From the import of the coal land statutes thus announced, it was decided that a conspiracy to acquire coal lands from the United States by the means stated was not a violation of § 5440, as the acts alleged did not constitute a defrauding of the United States within the meaning of the word "defraud" as used in the second clause of the section, because that word must be interpreted in a restricted sense, and be given only its assumed common law significance, and could not be used so as to embrace acts not expressly forbidden by law upon the theory that their performance was contrary to a public policy which it might be assumed caused the enactment of the statutes.
4th. It was directly held that the conclusions just stated were not in conflict with a previous adjudication of this Court, construing the coal land laws, as the decision had been rendered in a civil controversy, and could not be extended and carried over so as to control the construction of the statute in a criminal prosecution, thus "spelling out" a crime where none was expressly declared in the statute.
5th. As to the second count, it was decided that § 4746 embraced only affidavits, etc., relating to pension and bounty land claims, and the charge of a conspiracy to commit a crime in violation of the section in question could not be based upon allegations of the use of false and fictitious papers, etc., in connection with entries of coal lands.
First. That the court below merely held that the facts charged in the indictment were not within the statute, and therefore the indictment, and not the statute, was interpreted or construed.
Second. Because, in any event, the court below did not construe, but merely interpreted, the statutes.
As to the first ground, we dispose of it simply by saying that the analysis which we have hitherto made of the decision of the court below demonstrates that the contention is devoid of all merit.
In support of the second ground, it is insisted that the construction of a statute is one thing, and its interpretation another and different thing. That abstractly there may be a difference between the two terms is not denied in argument by the United States, and finds support in works of respectable authority.
"In common use, however, the word 'construction' is generally employed in the law in a sense embracing all that is properly covered by both, when each is used in a sense strictly and technically correct."
We think, when the context of the Act of March 2, 1907, is taken into view, and the remedial character of the act is given due weight, it becomes apparent that the word "construction" is employed in the statute in its common signification, and hence includes both construction and interpretation, although there may be an abstract difference between them. This being so, it follows that we have jurisdiction to review the action of the court in quashing the indictment.
wrong in its view of the law, because of defects in the indictment.
and no association of persons, any member of which shall have taken the benefit of such sections, either as an individual or as a member of any other association, shall enter or hold any other lands under the provisions thereof, and no member of any association which shall have taken the benefit of such sections shall enter or hold any other lands under their provisions. . . ."
causing it to be inoperative if the disqualified person elects to do by another, his agent, that which the statute forbids him to do. True, the statute imposes no limitation on the right of a purchaser who has acquired coal land from the United States to sell the same after he has become the owner of the land. The absence, however, of a limitation on the power to sell after acquisition affords no ground for saying that the express prohibition of the statute against more than one entry by the same person should not be enforced according to its plain meaning. This clearly follows since the right to sell that which one has lawfully acquired neither directly nor indirectly implies the authority to unlawfully acquire in violation of an express prohibition.
to cause other and subsequent entries ad libitum to be made for his benefit by his agent, with his money, and for his exclusive account.
But if the mind could bring itself, upon grounds of the supposed public policy of the statute, to disregard the prohibition which it expressly contains, the argument here advanced, instead of conducing to that result, leads directly to the contrary. The purpose of the prohibition being, as the argument insists, to keep open the opportunity to every citizen to make one entry for himself, thus discouraging monopoly, it is obvious that that public purpose would be frustrated by allowing a person to make one entry in his own name and thereafter as many as he chose through his agents and for his exclusive benefit. It is a misconception to assume that there is any real identity between a purchase made by a qualified person in his own name and for himself with a purchase made by such person ostensibly for himself but really as the agent of a disqualified person. In the one case, the person securing coal land from the United States for himself is free to dispose of the land after acquisition as he may deem best for his interest and for the development of the property acquired. In the other case, the ostensible purchaser acquires with no dominion or control over the property, with no power to deal with it free from the control of the disqualified person for whose benefit the purchase was made.
that the person desiring to hold and cultivate the land should, at the time of making his entry, swear in his application that his filing and entry was made for his own exclusive use and benefit.
"The act does not in any respect limit the dominion which the purchaser has over the land after its purchase from the government, or restrict in the slightest his power of alienation. All that it denounces is a prior agreement -- the acting for another in the purchase. If, when the title passes from the government, no one save the purchaser has any claim upon it, or any contract or agreement for it, the act is satisfied."
We shall not further pursue the analysis, as we think it is patent that the whole argument rests upon a plain disregard of the prohibition which the statute contains, or seeks to render that prohibition nugatory by contradictory assumptions -- that is to say, by assuming that things which are one and the same are wholly different; and, on the other hand, by asserting that things which are different are one and the same. This is said because such is the result of the contention that a purchase made by one through his agent is, in legal effect, a different thing from a purchase made by the principal; and, on the other hand, by the proposition that a purchase made by one for his own account is not different from a purchase made by the same person not for his own account, but for another.
"It is true in the present case that some of the persons who made the entries in question were not, strictly speaking, members of the corporation, but only its employees. But, as they were parties to the alleged scheme, and were, in fact agents of the defendant in obtaining from the government coal lands that could not rightfully have been entered in its own name, that circumstance is not controlling. . . . There is consequently, in view of all the allegations of the bill, no escape from the conclusion that the lands in question were fraudulently obtained from the United States. We say fraudulently obtained because, if the facts admitted by the demurrer had been set out in the papers filed in the Land Office, the patent sought to be cancelled could not have been issued without violating the statute. The defendant would not have been permitted to do indirectly that which it could not do directly."
Because the statute was thus construed in a civil cause affords no reason for saying that the authoritative construction of the statute is not to be applied in a criminal case. It is true that, in the reasoning of the opinion, the public policy upon which the prohibition of the statute was founded was pointed out; but this does not justify the contention that the decision was rested not upon the prohibition, but upon public policy alone.
the right of a qualified person to enter coal lands in his own name, ostensibly for himself, but really for a disqualified person, under the obligation to transfer the land after purchase to such person, we think finds no semblance of support either in the rules and regulations or in the decisions of the Department.
The meaning of the coal land statutes being thus fixed, the consideration of the conspiracy statute, § 5440, Rev.Stat., is free from difficulty. It will be observed that the section embraces two classes of conspiracies -- the first, "to commit any offense against the United States" and the other "to defraud the United States in any manner or for any purpose." The count we are now considering, it is not disputed, was framed upon the second clause. The proposition urged in argument that a charge of the commission of crime cannot constitutionally be predicated upon the averment of a conspiracy to defraud under the second clause unless the acts charged were antecedently made criminal is without merit, and is foreclosed by Hyde v. Shine, 199 U. S. 62, wherein it was expressly held that a prosecution would lie upon the charge of a conspiracy to obtain, by fraudulent practices, public lands of the United States. And, indeed, the ruling in that case was but the reiteration of the prior rulings in United States v. Hirsch, 100 U. S. 33, and Dealy v. United States, 152 U. S. 539.
nature of those here charged were declared to be a fraudulent obtaining of the lands of the United States, and, indeed, transactions generally of a like character formed the subject matter of the ruling in Hyde v. Shine.
The unsoundness of the argument that, as when the prohibited entries were made the price of the lands was paid to the United States, therefore the United States could not have been defrauded, is refuted by its mere statement. If it were true, then in every case, however flagrant, where the lands of the United States were procured in violation of express prohibitions of law, the element of fraud would cease to exist by the mere payment of the price -- that is to say, the successful operation of the fraud would deprive the transaction of its fraudulent character. But the inherent weakness of the contention need not be further pointed out, because its want of merit is conclusively established by the ruling in Hyde v. Shine, where a like contention was decided to be without foundation.
The attempt to distinguish this case from Hyde v. Shine upon the theory that there, the parties obtaining the land were disqualified, whilst in this, they were not, rests upon the misconstruction of the coal land statutes which we have already pointed out -- a misconstruction which we have seen led the Court, in its ultimate conclusion, erroneously to say that the entrymen who acted as the agents of the disqualified persons or corporation were not forbidden by the statute to act as they did, because they might have made an entry for themselves.
consider such forbodings when a case arises indicating that the dread is real, and not imaginary. That they are mere phantoms when applied to the case here presented results from the obvious consideration that the conspiracy charged had for its purpose the doing of acts which were in clear violation of the direct prohibition of the coal land laws -- a prohibition whose meaning and effect had been unmistakably announced and applied by a decision of this Court rendered many years before the formation of the conspiracy here charged. The cogency of these considerations becomes more pointedly manifest when it is borne in mind that the purpose and necessary effect of the conspiracy complained of was to obtain the lands of the United States by the suppression of facts which, had they been disclosed, would have rendered the acquisition impossible.
The court below considered that the second count was framed solely upon the first clause of § 5440 -- that is, it held that the count charged the formation of a conspiracy to commit an offense against the United States through a violation of § 4746, and because of the construction given to that section, it was decided that the count stated no offense. In testing the count in this aspect, we must primarily fix the meaning of § 4746, as violations of that section were charged to have been the subject of the alleged conspiracy.
dealt, and not by way of the amendment to legislate concerning every conceivable subject coming within the jurisdiction of the Secretary of the Interior. To otherwise hold would not only violate the most elementary rules of construction, but would require the treating as superfluous the new words of enumeration concerning pension matters which the amendatory act expressed. This follows because if the adding by way of amendment of the words "or of the Secretary of the Interior" contemplated bringing within the criminal inhibitions of the statute every act of a like nature to those forbidden, done in connection with every subject within the jurisdiction of the Secretary of the Interior, then the new enumerations made in the amendment were wholly unnecessary because, without enumeration, they would have been embraced in the statute as amended. Indeed, if the purpose intended to be accomplished by the amendment had been to embrace all acts of the prohibited nature as to every subject within the jurisdiction of the Secretary of the Interior, no reason can be suggested why the new legislation should have taken the form of mere amendment to the section of the statutes which was alone concerned with pension and bounty land claims. Construing the statute as relating only to the subject of pension and bounty land claims coming within the authority of the Commissioner of Pensions or the Secretary of the Interior, it follows that a violation of its provisions could not arise from the acts charged in the indictment concerning the coal land entries.
to this Court because of the construction of the statutes by the court below, as we have previously said in considering the question of jurisdiction, is solely derived from the act of 1907, the text of which is printed in the margin. [Footnote 2] That act, we think, plainly shows that, in giving to the United States the right to invoke the authority of this Court by direct writ of error in the cases for which it provides, it contemplates vesting this Court with jurisdiction only to review the particular question decided by the court below for which the statute provides. In other words, that the purpose of the statute was to give the United States the right to seek a review of decisions of the lower court concerning the subjects embraced within the clauses of the statute, and not to open here the whole case.
We think this conclusion arises not only because the giving of the exceptional right to review in favor of the United States is limited by the very terms of the statute to authority to reexamine the particular decisions which the statute embraces, but also because of the whole context, which clearly indicates that the purpose was to confine the right given to a review of the decisions enumerated in the statute, leaving all other questions to be controlled by the general mode of procedure governing the same. It follows from what we have said that the court erred in its construction of the statutes by which it quashed the first count of the indictment, and that, from a rightful construction of the statutes, no error was committed in quashing the second count. The order, therefore, quashing the first count is reversed, and that quashing the second count is affirmed, and the case is reversed and remanded for further proceedings in conformity to this opinion.
The act is reproduced in full in note to p 398, post.
"CHAP. 2564 -- An Act Providing for Writs of Error in"
"Certain Instances in Criminal cases"
"Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, That a writ of error may be taken by and on behalf of the United States from the district or circuit courts direct to the Supreme Court of the United States in all criminal cases, in the following instances, to-wit:"
"The writ of error in all such cases shall be taken within thirty days after the decision or judgment has been rendered, and shall be diligently prosecuted, and shall have precedence over all other cases."
"Pending the prosecution and determination of the writ of error in the foregoing instances, the defendant shall be admitted to bail on his own recognizance: Provided, That no writ of error shall be taken by or allowed the United States in any case where there has been a verdict in favor of the defendant."

References: § 2347
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 § 4746
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 § 5440
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