Source: https://ir.diamedica.com/sec-filings/content/0001437749-19-001703/nach20190131_sc13g.htm?TB_iframe=true&height=auto&width=auto&preload=false
Timestamp: 2019-04-18 15:07:58+00:00

Document:
The principal business address of the Reporting Person is 101 Westcott, Unit 603, Houston, TX 77007.
Mr. Chang is a citizen of the United States.
☐ Bank, as defined in Section 3(a)(6) of the Act.
☐ Insurance company, as defined in Section 3(a)(19) of the Act.
☐ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
☐ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
☐ A parent holding company or control person, in accordance with §240.13d-1(b)(1)(ii)(G).
☐ A savings association, as defined in Section 3(b) of the Federal Deposit Insurance Act.
☐ A church plan, that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940.
☐ A non-US institution in accordance with §240.13d-1(b)(1)(ii)(J).
☐ Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: _______________.
Amount beneficially owned: Ms. Chang is the record owner of 657,895 Common Shares of the Issuer.
Percent of class: 5.5%. The foregoing percentage is calculated based on 11,956,874 Common Shares represented to be outstanding by the Issuer on January 8, 2019.

References: §240
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