Source: https://www.tbpr.org/ethic_opinions/2004-f-149
Timestamp: 2019-04-18 12:15:33+00:00

Document:
Guidance is provided regarding what general types of claims or representations as included within attorney advertising are false or misleading in violation of Tennessee Rule of Professional Conduct 7.1.
Considerable confusion currently exists among members of the bar of this state regarding what types of claims or representations may be appropriately included within lawyer advertising without violating the prohibitions against false or misleading advertising as contained in Tennessee Rule of Professional Conduct (RPC) 7.1. This Opinion is to help clarify this issue and to interpret RPC 7.1 for the benefit of the bar in Tennessee.
services or fees, unless the comparison can be factually substantiated.
favorable verdicts and advertisements containing client endorsements.
(4) a law practice in accordance with Rule 1.17.
In Central Hudson Gas & Elec. Corp. v. Public Serv. Comm'n of N.Y., 447 U.S. 557, 100 S.Ct. 2343, 65 L.Ed.2d 341, (1980), the U. S. Supreme Court held that a four-part test of intermediate scrutiny must be employed to determine whether commercial speech is protected by the First Amendment. Commercial speech is accorded qualified First Amendment protection only if it is not false or misleading. With respect to commercial speech which is not actually or inherently false or misleading, a state may reasonably regulate potentially misleading commercial speech where the harms which the state seeks to alleviate are real, and where the proposed regulation "directly and materially advances the state's interest in preventing the specific type of deception at hand." Douglas v. State, 921 S.W.2d 180, 184 (Tenn. 1996), quoting Edenfield v. Fane, 507 U.S. 761, 770-771, 113 S.Ct. 1792, 1800, 123 L.Ed.2d 543 (1993). "The state may completely ban commercialized expression that is either actually or inherently misleading without further justification." Id. In Douglas, the Supreme Court of Tennessee found constitutional the Dental Board's requirement that general dentists who chose to advertise in specialty branches indicate that the services were being performed by general dentists. With respect to lawyer advertising, the Supreme Court of Tennessee concluded that the specialty certification disclaimer requirements of DR 2-101(C) of the former Code of Professional Responsibility for attorneys passed constitutional muster. Walker v. Boardf Professional Responsibility, 38 S.W.3d 540 (Tenn. 2001). Although RPC 7.4 changed the specialty certification disclaimer requirements of DR 2-101(C), those requirements were not found to be unconstitutional.
The lack of objectively verifiable data in support of the claims which are the subject of this Opinion warrant restrictions as the U. S. Supreme Court has observed.
Accordingly, the claims or representations contained in lawyer advertising which are the subject of this Opinion are accorded only qualified First Amendment protection. Communications violative of RPC 7.1(a), (b), and (c)--those communications which contain material misrepresentations of fact or law, those which are likely to create an unjustified expectation about results the lawyer can achieve, or those which compare a lawyer's services or fees with other lawyers' services or fees in a fashion which cannot be factually substantiated--are potentially false or misleading and, accordingly, are prohibited where the additional disclosures as provided below are not included.
Consistent with the above Rules, Comment, and the cited case law, lawyers' advertisements in Tennessee shall not refer to prior successes or results obtained on behalf of clients, such as the amount of damage awards, settlements, the nature of jury verdicts, or other outcomes unless the\ advertisements refer to the specific factual and legal circumstances underlying the claimed prior success or prior result.
expectation about the results the lawyer may obtain and/or comparing the lawyer's services and fees. Lawyers' advertisements shall not contain any testimonial or endorsement of Tennessee lawyers by simulated current or former clients unless notice is provided in a prominent fashion that such clients are simulations. Such advertisements by simulated clients are false or misleading in the absence of such notice. Lawyers' advertising containing any testimonials or endorsements by individuals, including current or former clients, actors, public figures, or celebrities who are compensated in any manner for their participation in the advertisement are prohibited. RPC 7.2(c).
substantiation, a lawyer shall not advertise that he or she (or his or her law firm) is "No. 1", "the best", "one of the best", "better", "top", "excellent", "qualified", "highly qualified", "experienced", "most experienced", "reputable", "efficient", "preferred", or that the lawyer's or law firm's fees are the lowest. Such terms may be likely to create unjustified expectations about results to be obtained by the lawyer. These characterizations (and many others too numerous to list) are necessarily relative and ambiguous terms comparing lawyer services and inherently misleading in the absence of factual substantiation. See, Spencer v. The Honorable Justices of The Supreme Court of Pennsylvania, 579 F.Supp. 880, 885-888 (E.D. Pa. 1984) (reiterating the principle that there is no constitutional protection for false, misleading, or deceptive advertising and finding that lawyer's use of terms such as "experienced", "expert", "highly qualified", or "competent" are difficult for a layman to confirm, measure, or verify; court held that the state's prohibition of the use of terms which subjectively evaluate a lawyer's credentials or the quality of his or her services directly advances the state's substantial interest in protecting consumers from misleading claims, and is not more extensive that necessary to serve that interest); and Medina County Bar Association v. Grieselhuber, 678 N.E.2d 535 (Ohio 1997) (Ohio Supreme Court upheld sanction of lawyer who used the words "We Do It Well" in advertisement as claim which was not verifiable in violation of Ohio's DR 2- 101(A)(4)). RPC 7.4(b)(d)1 permit the use of "specialist", "specializes", and "certified" as provided in the rule as long as a lawyer's use of such terms is objectively in accordance with the rule. The use of subjective characterizations or descriptions conferred by organizations may be permissible if the organization has made inquiry into the lawyer's fitness and does not issue or confer such characterizations or descriptions indiscriminately or for a price. Peel v. Attorney Registration and Disciplinary Commission of Illinois, 496 U.S. 91,102, 110 S.Ct. 2281, 2288, 110 L.Ed.2d 83 (1990); Mason v. Florida Bar, 208 F.3d 952, 957 ftnt.3 (11th Cir. 2000).
Consistent with Chapter 7 of the Rules of Professional Conduct, this Ethics Opinion applies only to communications by lawyers which propose commercial transactions and has no application to a lawyer's non-commercial speech. Moreover, this Opinion only addresses appropriate conduct by lawyers under the Tennessee Rules of Professional Conduct and does not address compliance with any other rules or law applicable to advertisements, such as the Tennessee Consumer Protection Act.
Lawyers are encouraged to submit to the Board copies of their proposed advertising substantially in advance of their contemplated dissemination of same to obtain an advisory opinion concerning whether the proposed advertisements comply with the provisions of the Rules of Professional Conduct and with this Opinion.
a specialist, specializes, or is certified or recognized as a specialist in a particular field of law.

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