Source: https://www.sec.gov/news/speech/piwowar-remembering-the-forgotten-investor.html
Timestamp: 2019-04-24 22:01:32+00:00

Document:
William Graham Sumner, The Forgotten Man and Other Essays (Albert Galloway Keller, ed., 1918).
 Louis D. Brandeis, “What Publicity Can Do,” Harper’s Weekly, Dec. 20, 1913, at 10, reprinted in Louis D. Brandeis, Other People’s Money and How the Bankers Use It 92, 92 (Frederick A. Stokes Co., 1914).
 Remarks at The SEC Speaks in 2013, Commissioner Troy A. Paredes, U.S. Securities and Exchange Commission (Feb. 22, 2013), https://www.sec.gov/News/Speech/Detail/Speech/1365171492408.
 Sumner, supra n. 3, at 491.
 Statement on the Effect of the Recent Court of Appeals Decision on the Conflict Minerals Rule, Keith F. Higgins, Director, Division of Corporation Finance, U.S. Securities and Exchange Commission (Apr. 29, 2014), https://www.sec.gov/News/PublicStmt/Detail/PublicStmt/1370541681994.
 Reconsideration of Conflict Minerals Rule Implementation, Acting Chairman Michael S. Piwowar, U.S. Securities and Exchange Commission (Jan. 31, 2017), https://www.sec.gov/news/statement/reconsideration-of-conflict-minerals-rule-implementation.html.
 Reconsideration of Pay Ratio Rule Implementation, Acting Chairman Michael S. Piwowar, U.S. Securities and Exchange Commission (Feb. 6, 2017), https://www.sec.gov/news/statement/reconsideration-of-pay-ratio-rule-implementation.html.
 Pub. L. No. 115-4 (2017).
 15 U.S.C. § 77e (2012).
 Id. at § 77b(a)(3) (2012).
 See 22 Fed. Reg. 8359 (Oct. 24, 1957).
 15 U.S.C. § 77d(a)(2) (2012).
 SEC v. Ralston Purina Co., 346 U.S. 119 (1953).
 Dodd-Frank Wall Street Reform and Consumer Protection Act, § 413(a), Pub. L. No. 111-203 (2010).
 See, e.g., The Value of Foreign Bribery to Bribe Paying Firms, Jonathan M. Karpoff, D. Scott Lee, and Gerald S. Martin (June 16, 2015), https://papers.ssrn.com/sol3/papers2.cfm?abstract_id=1573222.
 Statement of the Securities and Exchange Commission Concerning Financial Penalties (Jan. 4, 2006), https://www.sec.gov/news/press/2006-4.htm.
 See 5 U.S.C. § 552b (2012).
 Industry Guide 3’s last substantive revision, which added disclosures regarding loans and extensions of credit to borrowers in countries experiencing liquidity problems, occurred in 1986. See Amendments to Industry Guide Disclosures by Bank Holding Companies, SEC Release No. 33-6677, 51 Fed. Reg. 43594 (Nov. 25, 1986).

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