CELEX: 32012D0031(01)
Language: sk
Date: 2012-12-11 00:00:00
Title: 2013/31/EÚ: Rozhodnutie Európskej centrálnej banky z  11. decembra 2012 , ktorým sa mení a dopĺňa rozhodnutie ECB/2007/7 o podmienkach TARGET2-ECB (ECB/2012/31)

17.1.2013   
            
            
               SK
            
            
               Úradný vestník Európskej únie
            
            
               L 13/8
            
         ROZHODNUTIE EURÓPSKEJ CENTRÁLNEJ BANKY
   z 11. decembra 2012,
   ktorým sa mení a dopĺňa rozhodnutie ECB/2007/7 o podmienkach TARGET2-ECB
   (ECB/2012/31)
   (2013/31/EÚ)
   VÝKONNÁ RADA EURÓPSKEJ CENTRÁLNEJ BANKY,
   so zreteľom na Zmluvu o fungovaní Európskej únie, a najmä na jej článok 127 ods. 2,
   so zreteľom na Štatút Európskeho systému centrálnych bánk a Európskej centrálnej banky, a najmä na jeho článok 11.6 a články 17, 22 a 23,
   so zreteľom na usmernenie ECB/2012/27 z 5. decembra 2012 o Transeurópskom automatizovanom expresnom systéme hrubého vyrovnania platieb v reálnom čase (TARGET2) (1), a najmä na jeho článok 8 ods. 2,
   keďže:
   
               (1)
            
            
               Usmernenie ECB/2007/2 z 26. apríla 2007 o Transeurópskom automatizovanom expresnom systéme hrubého zúčtovania platieb v reálnom čase (TARGET2) (2) bolo nedávno prepracované s cieľom zahrnúť do neho pravidlá, ktoré boli internými pravidlami Eurosystému, a doplniť potrebné vymedzenia pojmov ako aj ustanovenia o neuplatňovaní sankcií na banky mimo Únie, zdieľaní informácií v súvislosti s pozastavením alebo ukončením prístupu k operáciám menovej politiky a dôsledkoch takéhoto pozastavenia alebo ukončenia prístupu.
            
         
               (2)
            
            
               Rozhodnutie ECB/2007/7 z 24. júla 2007 o podmienkach TARGET2-ECB (3) je preto potrebné zmeniť a doplniť s cieľom: a) zahrnúť určité prvky usmernenia ECB/2012/27 do podmienok TARGET2-ECB a b) aktualizovať odkazy na vnútroštátne právne predpisy relevantné pre smernicu Európskeho parlamentu a Rady 98/26/ES z 19. mája 1998 o konečnom zúčtovaní v platobných systémoch a zúčtovacích systémoch cenných papierov (4),
            
         PRIJALA TOTO ROZHODNUTIE:
   Článok 1
   Zmeny a doplnenia rozhodnutia ECB/2007/7
   Rozhodnutie ECB/2007/7 sa mení a dopĺňa takto:
   
               1.
            
            
               V článku 1 ods. 1 písm. c) sa prvá poznámka pod čiarou nahrádza takto:
               
                           „(1)
                        
                        
                           Súčasná politika Eurosystému v oblasti umiestnenia infraštruktúr je ustanovená v nasledujúcich dokumentoch, ktoré sú sú dostupné na internetových stránkach ECB na www.ecb.europa.eu: a) Policy statement on euro payment and settlement systems located outside the euro area z 3. novembra 1998; b) The Eurosystem’s policy line with regard to consolidation in central counterparty clearing z 27. septembra 2001; c) The Eurosystem policy principles on the location and operation of infrastructures settling in euro-denominated payment transactions z 19. júla 2007; d) The Eurosystem policy principles on the location and operation of infrastructures settling euro-denominated payment transactions: specification of legally and operationally located in the euro area z 20. novembra 2008; e) The Eurosystem oversight policy framework z júla 2011.“
                        
                     
         
               2.
            
            
               Príloha k rozhodnutiu ECB/2007/7 sa mení a dopĺňa v súlade s prílohou k tomuto rozhodnutiu.
            
         Článok 2
   Nadobudnutie účinnosti
   Toto rozhodnutie nadobúda účinnosť 1. januára 2013.
   
      Vo Frankfurte nad Mohanom 11. decembra 2012
      
         
            Prezident ECB
         
         Mario DRAGHI
      
   
   
      (1)  Zatiaľ neuverejnené v úradnom vestníku.
   
      (2)  Ú. v. EÚ L 237, 8.9.2007, s. 1.
   
      (3)  Ú. v. EÚ L 237, 8.9.2007, s. 71.
   
      (4)  Ú. v. EÚ L 166, 11.6.1998, s. 45.
   
      PRÍLOHA
      Príloha k rozhodnutiu ECB/2007/7 sa mení a dopĺňa takto:
      
                  1.
               
               
                  Článok 1 sa mení a dopĺňa takto:
                  
                              a)
                           
                           
                              Vymedzenie pojmu „Eurosystem CBs“ sa nahrádza takto:
                              
                                          „—
                                       
                                       
                                          “Eurosystem CB” means the ECB or a euro area NCB,“.
                                       
                                    
                        
                              b)
                           
                           
                              Vkladá sa nasledujúce vymedzenie pojmu:
                              
                                          „—
                                       
                                       
                                          “euro area NCB” means the national central bank (NCB) of a Member State whose currency is the euro,“.
                                       
                                    
                        
            
                  2.
               
               
                  V článku 20 sa odsek 1 nahrádza takto:
                  „1.   For the purposes of the first sentence of Article 3(1) of the Settlement Finality Directive and the third sentence of § 116, § 96(2), § 82 and § 340(3) of the German Insolvency Code (Insolvenzordnung) and the last sentence of § 46(2) of the KWG, payment orders are deemed entered into TARGET2-ECB at the moment that the relevant participant’s PM account is debited.“
               
            
                  3.
               
               
                  V článku 25 sa odsek 5 nahrádza takto:
                  „5.   Notwithstanding Sections 675(u), 675(v), 675(x), 675y 675z, 676a, 676c of the German Civil Code (Bürgerliches Gesetzbuch), paragraphs 1 to 4 shall apply to the extent that the ECB’s liability can be excluded.“
               
            
                  4.
               
               
                  V článku 33 sa odsek 3 prvá veta nahrádza takto:
                  „Participants, when acting as the payment service provider of a payer or payee, shall comply with all requirements resulting from administrative or restrictive measures imposed pursuant to Articles 75 or 215 of the Treaty on the Functioning of the European Union to which they are subject, including with respect to notification and/or the obtaining of consent from a competent authority in relation to the processing of transactions. In addition:“.
               
            
                  5.
               
               
                  Dodatok VI sa nahrádza takto:
                  
                     „Appendix VI
                     
                        FEE SCHEDULE AND INVOICING
                     
                     
                        Fees and invoicing for direct participants
                     
                     
                                 1.
                              
                              
                                 The monthly fee for the processing of payment orders in TARGET2-ECB for direct participants, depending on which option the direct participant has chosen, shall be either:
                                 
                                             (a)
                                          
                                          
                                             EUR 150 per PM account plus a flat fee per transaction (debit entry) of EUR 0,80; or
                                          
                                       
                                             (b)
                                          
                                          
                                             EUR 1 875 per PM account plus a fee per transaction (debit entry) determined as follows, based on the volume of transactions (number of processed items) per month:
                                             
                                                         Band
                                                      
                                                      
                                                         From
                                                      
                                                      
                                                         To
                                                      
                                                      
                                                         Price
                                                         (EUR)
                                                      
                                                   
                                                         1
                                                      
                                                      
                                                         1
                                                      
                                                      
                                                         10 000
                                                      
                                                      
                                                         0,60
                                                      
                                                   
                                                         2
                                                      
                                                      
                                                         10 001
                                                      
                                                      
                                                         25 000
                                                      
                                                      
                                                         0,50
                                                      
                                                   
                                                         3
                                                      
                                                      
                                                         25 001
                                                      
                                                      
                                                         50 000
                                                      
                                                      
                                                         0,40
                                                      
                                                   
                                                         4
                                                      
                                                      
                                                         50 001
                                                      
                                                      
                                                         100 000
                                                      
                                                      
                                                         0,20
                                                      
                                                   
                                                         5
                                                      
                                                      
                                                         Above 100 000
                                                      
                                                      
                                                         —
                                                      
                                                      
                                                         0,125
                                                      
                                                   Liquidity transfers between a participant’s PM account and its sub-accounts shall not be subject to a charge.
                                          
                                       
                           
                                 2.
                              
                              
                                 There shall be an additional monthly fee for direct participants who do not wish the BIC of their account to be published in the TARGET2 directory of EUR 30 per account.
                              
                           
                                 3.
                              
                              
                                 The following invoicing rules apply to direct participants. The direct participant shall receive the invoice for the previous month specifying the fees to be paid, no later than on the fifth business day of the following month. Payment shall be made at the latest on the 10th working day of that month to the account specified by the ECB and shall be debited from that participant’s PM account.
                              
                           
                        Fees and invoicing for ancillary systems
                     
                     
                                 4.
                              
                              
                                 An ancillary system using the ASI or the Participant Interface, irrespective of the number of any accounts it may hold with the ASCB and/or the SCB, shall be subject to a fee schedule consisting of three elements, as set out below.
                                 
                                             (a)
                                          
                                          
                                             A fixed monthly fee of EUR 1 000 to be charged to each ancillary system (Fixed Fee I).
                                          
                                       
                                             (b)
                                          
                                          
                                             A second monthly fixed fee of between EUR 417 and EUR 4 167, in proportion to the underlying gross value of the ancillary system’s euro cash settlement transactions (Fixed Fee II):
                                             
                                                         Band
                                                      
                                                      
                                                         From (EUR million/day)
                                                      
                                                      
                                                         To (EUR million/day)
                                                      
                                                      
                                                         Annual fee
                                                         (EUR)
                                                      
                                                      
                                                         Monthly fee
                                                         (EUR)
                                                      
                                                   
                                                         1
                                                      
                                                      
                                                         0
                                                      
                                                      
                                                         below 1 000
                                                      
                                                      
                                                         5 000
                                                      
                                                      
                                                         417
                                                      
                                                   
                                                         2
                                                      
                                                      
                                                         1 000
                                                      
                                                      
                                                         below 2 500
                                                      
                                                      
                                                         10 000
                                                      
                                                      
                                                         833
                                                      
                                                   
                                                         3
                                                      
                                                      
                                                         2 500
                                                      
                                                      
                                                         below 5 000
                                                      
                                                      
                                                         20 000
                                                      
                                                      
                                                         1 667
                                                      
                                                   
                                                         4
                                                      
                                                      
                                                         5 000
                                                      
                                                      
                                                         below 10 000
                                                      
                                                      
                                                         30 000
                                                      
                                                      
                                                         2 500
                                                      
                                                   
                                                         5
                                                      
                                                      
                                                         10 000
                                                      
                                                      
                                                         below 50 000
                                                      
                                                      
                                                         40 000
                                                      
                                                      
                                                         3 333
                                                      
                                                   
                                                         6
                                                      
                                                      
                                                         Above 50 000
                                                      
                                                      
                                                         —
                                                      
                                                      
                                                         50 000
                                                      
                                                      
                                                         4 167
                                                      
                                                   The gross value of the ancillary system’s euro cash settlement transactions shall be calculated by the ASCB once a year on the basis of such gross value during the previous year and the calculated gross value shall be applied for calculating the fee as from 1 January of each calendar year.
                                          
                                       
                                             (c)
                                          
                                          
                                             A transaction fee calculated on the same basis as the schedule established for direct participants in paragraph 1 of this Appendix. The ancillary systems may choose one of the two options: either to pay a flat EUR 0,80 fee per payment instruction (Option A) or to pay a fee calculated on a degressive basis (Option B), subject to the following modifications:
                                             
                                                         (i)
                                                      
                                                      
                                                         for Option B, the limits of the bands relating to volume of payment instructions are divided by two, and
                                                      
                                                   
                                                         (ii)
                                                      
                                                      
                                                         a monthly fixed fee of EUR 150 (under Option A) or EUR 1 875 (under Option B) shall be charged in addition to Fixed Fee I and Fixed Fee II.
                                                      
                                                   
                                       
                           
                                 5.
                              
                              
                                 Any fee payable in relation to a payment instruction submitted or payment received by an ancillary system, via either the participant interface or the ASI, shall be exclusively charged to this ancillary system. The Governing Council may establish more detailed rules for the determination of billable transactions settled via the ASI.
                              
                           
                                 6.
                              
                              
                                 Each ancillary system shall receive an invoice from its respective ASCB for the previous month based on the fees referred to in paragraph 4, no later than the fifth business day of the following month. Payments shall be made no later than the 10th business day of this month to the account specified by the ASCB or shall be debited from an account specified by the ancillary system.
                              
                           
                                 7.
                              
                              
                                 For the purposes of this paragraph, each ancillary system that has been designated under Directive 98/26/EC shall be treated separately, even if two or more of them are operated by the same legal entity. The same rule shall apply to the ancillary systems that have not been designated under Directive 98/26/EC, in which case the ancillary systems shall be identified by reference to the following criteria: (a) a formal arrangement, based on a contractual or legislative instrument, e.g. an agreement among the participants and the system operator; (b) multiple membership; (c) common rules and standardised arrangements; (d) for the clearing, netting or settlement of payments or securities between the participants.“