CELEX: 51979PC0606
Language: en
Date: 1979-10-31
Title: DRAFT COUNCIL DECISION APPROVING THE "SUBSIDIARY ARRANGEMENTS" SUPPLEMENTING THE AGREEMENT BETWEEN THE UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND, THE EUROPEAN ATOMIC ENERGY COMMUNITY AND THE INTERNATIONAL ATOMIC ENERGY AGENCY FOR THE APPLICATION OF SAFEGUARDS IN THE UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND IN CONNECTION WITH THE TREATY ON THE NON-PROLIFERATION OF NUCLEAR WEAPONS (presented by the Commission to the Council)

ARCHIVES HISTORIQUES
DE LA COMMISSION
COLLECTION RELIEE DES
DOCUMENTS "COM"
COM (79) 606
Vol. 1979/0207
 ---pagebreak--- Disclaimer
Conformément au règlement (CEE, Euratom) n° 354/83 du Conseil du 1er février 1983
concernant l'ouverture au public des archives historiques de la Communauté économique
européenne et de la Communauté européenne de l'énergie atomique (JO L 43 du 15.2.1983,
p. 1), tel que modifié par le règlement (CE, Euratom) n° 1700/2003 du 22 septembre 2003
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In accordance with Council Regulation (EEC, Euratom) No 354/83 of 1 February 1983
concerning the opening to the public of the historical archives of the European Economic
Community and the European Atomic Energy Community (OJ L 43, 15.2.1983, p. 1), as
amended by Regulation (EC, Euratom) No 1700/2003 of 22 September 2003 (OJ L 243,
27.9.2003, p. 1), this file is open to the public. Where necessary, classified documents in this
file have been declassified in conformity with Article 5 of the aforementioned regulation.
In Übereinstimmung mit der Verordnung (EWG, Euratom) Nr. 354/83 des Rates vom 1.
Februar 1983 über die Freigabe der historischen Archive der Europäischen
Wirtschaftsgemeinschaft und der Europäischen Atomgemeinschaft (ABI. L 43 vom 15.2.1983,
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 ---pagebreak---                                                                     C0M(79 ) 606 final
      COMMISSION                                                    Brussels , 31st October 1979
        OF THE
EUROPEAN COMMUNITIES                                                FOR OFFICIA L USE ONLY
    General Secretariat
                                             DRAFT COUNCIL DECISION
                           APPROVING THE " SUBSIDIARY ARRANGEMENTS " SUPPLEMENTING
                         THE AGREEMENT BETWEEN THE UNITED KINGDOM OF GREAT BRITAIN
                        AND NORTHERN IRELAND ,   THE EUROPEAN ATOMIC ENERGY COMMUNITY
                     AND THE INTERNATIONAL ATOMIC ENERGY AGENCY      FOR THE APPLICATION
                         OF SAFEGUARDS IN . THE UNITED KINGDOM  OF GREAT BRITAIN AND
                           NORTHERN IRELAND IN CONNECTION* WITH THE TREATY ON THE
                                     NON-PROLIFERATION OF NUCLEAR WEAPONS
                                ( presented by the Commission to the Council )
            COM(79)606 final
 ---pagebreak---                   UK / EUR ATOM / IAEA AGREEMENT - SUBSIDIARY ARRANGEMENTS
 The safeguards agreement concluded in 1976 between the UK , the European
 Atomic Energy Community and the International Atomic Energy Agency with the
 view to implementing the voluntary offer of the British Government ( 1 )
 entered into force on 14 August , 1978 .
Pursuant to article 39 of this agreement , Subsidiary Arrangements have been
worked out which specify in detail how the procedures laid down in the
agreement are to be applied .
These Subsidiary Arrangements have the same structure as those concluded
 in connection with the agreement between the Community , the IAEA , and the
seven non-nuclear -weapon States members of the Community ( hereafter referred
to as " verification agreement ") ( 2 ). A few parts are however different ,
owing to the developments of the situation and to some special features of
the UK agreement .
The Subsidiary Arrangements include the following parts :
A ) An Introduction including four parts :
      I. The " Rules and Methods " referred to in Article XII of the'Protocol
         and designed to calculate the inspection efforts . This pfert is
          completely different from the corresponding part of the verification
         agreement , point 12 of whi'ch t/a-st drafted as follows :
         " The foregoing rules and methods reflect the present state of
         knowledge and experience . They shall be reviewed ... to take into
         account new technological developments in the field of safeguards
         and the experience gained ."
         As a matter of fact , the rules and methods worked out in 1971-1972
         have never been reviewed since then .       Since in the meantime new
                                                                           ./.
( 1 ) Agreement between the United Kingdom of Great Britain and
       Northern Ireland , the European Atomic Energy Community and the
       International Atomic Energy Agency for the application of safeguards
       in the United Kingdom of Great Britain and Northern Ireland in con­
       nection with the Treaty on the Non-Proliferation of Nuclear Weapons .
( 2 ) Agreement between the Kingdom of Belgium , the Kingdom of Denmark ,
       the Federal Republic of Germany , Ireland , the Italian Republic ,
       the Grand Duchy of Luxembourg , the Kingdom of the Netherlands ,
       the European Atomic Energy Community and the International Atomic
       Energy Agency in implementation of Article III ( 1 ) and ( 4 ) of the
       Treaty on the non-proliferation of nuclear weapons .
 ---pagebreak---                                             - 2 -
            solutions have been found to implement the verification agreement
             ( e.g. the " joint teams " formula ), it became apparent that it was no
            longer possible to use the old " rules and methods " as they stood .
            An updating of those " rules and methods " would have inevitably
            entailed repercussions on the verification agreement , and would have
            also possibly jeopardized the delicate compromises for the implementa­
            tion of this agreement which had been arrived at in the meantime as
            a result of lengthy and difficult discussions between Euratom and
            the IAEA .
           That is why it seemed advisable to look for a completely new formula ,
            i.e. a different text , for the agreement related to the UK .
            It should be pointed out that , although the rules and methods worked
           out for that agreement are entirely different from those of the veri­
            fication agreement , their implementation will lead to the same practi­
           cal results in both cases . This is explicitely set forth in paragraph 8
           of this part , whereby " these Rules and Methods will , for similar
            conditions , provide for the implementation of similar safeguards in the
           UK as in other states subject to Community and Agency safeguards ".
            Furthermore , this new formula has allowed for full integration in
           the Subsidiary Arrangements of the trilateral agreement of the arrange­
           ments concerning " Joint Teams " approved by the Council in September
           1977 in the context of the verification agreement .
           As in the case of the latter agreement , the " rules and methods " are
           supplemented by examples designed to-. 'il- lustrate their application
           in different types of facilities . 'Scruting of the examples confirms
           that safeguards similar to those provided for in the verification agree­
           ment will be applied in the UK .
      II . For the same reasons set forth above as regards the " rules and methods ",
           the coordination arrangements referred to in articles XIX and XX of the
           Protocol , instead of being laid down in a general way , in the introduc­
           tion of the UK Subsidiary Arrangements , will be specified in the individual
           Facility Attachments , as provided in Article XIX . To this end , account
           has also be taken of the " Joint Teams " arrangements approved by the
           Counci I .
    III . The part " Form and format of reports " is identical to the corresponding
           part of the verification agreement .
     IV . A further part has been introduced in the UK Subsidiary Arrangements , with
           a view to specifying practical procedures for the implementation of
           article 23 of the agreement ; this article provides for, the application
           of Agency safeguards in the UK under other safeguards agreements with the
           Agency to be suspended while the Agreement is in force . '
B ) The General Part " of the Subsidiary Arrangements specifies the communications
    to be made by the Parties , the relevant documents , the procedures to be fol­
    lowed and the time limits . This Part is fully comparable in the verification
    agreement and in the UK agreement . In the " General Part " of the latter the
    annexes are however partly different , owing to an essential feature of this
 ---pagebreak---                                         - 3 -
    agreement , namely the existence of a List of the facilities subject to the
    agreement and of a list of the facilities designated by the Agency pursuant
    to article 78 ( a ) of the agreement . It should be pointed out that those
    lists are unilateral acts and therefore are not an integral part of the
    Subsidiary Arrangements .
    The annex concerning the indicative questionnaire related to design infor­
    mation of the facilities is identical in both agreements .
C ) Finally , as for the verification agreement , separate documents ( Facility
    Attachments ) are to be negociated ; in the case of the UK , the attachments
    are to be agreed for each facility or part of facility , on the Facilities
    List .
 ---pagebreak---                                  COUNCIL DECISION
              approving the Subsidiary Arrangements supplementing
            the Agreement between the United Kingdom of Great Britain
           and Northern Ireland , the European Atomic Energy Community
         and the International Atomic Energy Agency for the application
            of safeguards in the United Kingdom of Great Britain and
              Northern Ireland in connection with the Treaty on the
                      Non-Proliferation of Nuclear Weapons
 THE COUNCIL OF THE EUROPEAN COMMUNITIES ,
 Having regard to the Treaty establishing the European Atomic Energy
 Community , and in particular the second paragraph of Article 101 thereof ;
 Having regard to the draft submitted by the Commission ;
 Whereas the Commission has negociated in accordance with the relevant Council
^Directives and intends to conclude " Subsidiary Arrangements " supplementing
 the Agreement between the European Atomic Energy Community and the Inter­
 national Atomic Energy Agency approved ; by the Council on 14 June 1976 and to
 which the United Kingdom is a I so- party ; '
 Whereas the text of these " Subsidiary Arrangements " should be approved ,
HAS DECIDED AS FOLLOWS :     •
                                  Sole Article
The text of the Subsidiary Arrangements supplementing the Agreement
between the United Kingdom of Great Britain and Northern Ireland , the
European Atomic Energy Community and the International Atomic Energy
Agency for the application of safeguards in the United Kingdom of Great
Britain and Northern Ireland in connection with the Treaty on the Non-
Proliferation of Nuclear Weapons is hereby approved .
Done at
                                                         For the Council
                                                          The President
 ---pagebreak--- r           „     tZrX&Wi            ANNEX
    fino ?..–-57–
                               »
  UK/EfJR ATPX./ 1 Aq ft k SR^ cJ'?'
  DRAFT SUBSIDIARY AnmOSMPS
 ---pagebreak---                                                £        i! ;     i
                                      SUiiSIDIAIlY AHI^GSH^TS
               •                                 TO 'fi-CD
 AGltSI^Er.T BETW!?® TK'J l^ITEP KIKGIXM. O'v' CHEAT BRITAIN AND ViORTH'.'lRH UPLAND,
 THE j^LniOPW/o . ATOMIC ijIi i-IRCY Wi-c-lUiim' ' Ai^D '1112 Ii<TIvi& ATIOJiAL ATOMIC'" KK SRGY .
 AGLii-iCY FOR TI1?3 APPLICATION 01-' 3AFEGUARD3 IH THE UIiIT3D KliiGDOi-l lii COiiKECTION
WITH THE TREATY 0*1 THIS N0ii-PR0LIF3RATI0K OF NUCLEAR WEAPOfcS
These Subsidiary Arrangements , made under Article 39(a ) of "the Agreement between
the United Kingdom of Great Britain and Northern Ireland , the European Atomic
Energy Community and the International Atomic Energy Agency in connection with the
Treaty on the fton-Proliferation of Nuclear Weapons , signed at Vienna on 6 September
 197 ^» specify in deto.il , to the extent necessary to permit the Agency to fulfil its
responsibilities under this Agreement , how the procedures laid dovm in that Agree­
ment are to be applied .* The Agreement and its Protocol are hereinafter referred to
as 'the Agreement 1 and ''the Protocol' .              These Subsidiary Arrangements consist of :
                                                                                              • • «i
A.       An Introduction relating to
         I     The Rules and Methods for the implementation of . the criteria
               referred to in Article 01 of the Agreement and Article XII of
               the Protocol .
       II      The co-ordination arrangement s referred to in Article XIX of
               the Protocol .
    Ill        The specification of the form and format of reports referred
               to in Article IX of the Protocol .
       IV      The arrangements for the implementation of the provisions' of
               /article 23 of the Agreement .
B.     • A General Part applicable to all nuclear material in the United Kingdom
         covered by Article 1 of the Agreement which specifies the communications
         to be - made between the Parties , the relevant documents , the procedures to
         bo followed and the time limits for actions to be made between the Parties .
This Part is supplemented by the following Annexes :
l(a.) The current Facilities List as specified in Article 1(b ) of the Agreement .
l(b ) A current 15 st - of Facilities in the United Kingdom designated pursumt to
           Article '{S(r ) of the Agreement .
  Annex l(a ) and Annex 1(b ) are not an integral part of these subsidiary arrangements
II         The agreed indicative questionnaire , referred to in Articl'e II of"" the
           Protocol .    This indicates the design and other information to be provided
           for the preparation of Facility Attachments .
0.       A - separate . Attachment for each facility or part of a facility .
  June i-979                                BcSTR'CTED
 ---pagebreak---   X
                                        Ki-J 4         l U.L'                     ■    v– .        •
                                   ■STTPFiI DT ART  ARRANG EI iSTlTS
                                                                                              -     ! ,
                                               INTRODUCTION '                                   \j
                                                                                     ■ .          'I '
I      RULES AND METHODS FOR THE IMPLEMENTATION OP THE CRITERIA REFERRED TO                          |
       IN ARTICLE 81 OF THE AGREEMENT AND ARTICLE XII OF THE PROTOCOL UNDER                          j
       THE TERMS OF THE UK/SURATOM/IAEA AGREEMENT
1 . The objective of safeguards will "be achieved, inter alia, through routine
       inspection efforts under the Agreement as determined on the basis of the                        ;
       criteria described below .                                                                       i
2 . The criteria for determining inspection efforts are :-           - .                        • i
         ( a) the form and accessibility of the nuclear material to be safeguarded ;             • ;
         (b ) the effectiveness of the Community 's safeguards ;                                          ,
         ( c) characteristics of the nuclear fuel cycle being safeguarded in the UK ;                     \
         ( d) international interdependence in relation to the nuclear fuel cycle                          ;•
                                                                                                           *■
              being safeguarded in the UK ; and                                                             ;
         ( e) technical developments in the field of. safeguards .                                           j-
 3 . All routine inspection activities expected to be carried out by Euratom and                              :
       the Agency will be listed and allocated adequate inspectors' time for their                             ;
       execution, so that in total the ARIE 1 * and ARIE 2* efforts derived will be
     . sufficient for practical operations .                                                                   >
 4 . In the case of installations for uranium enrichment or using significant                                   ;
       quantities of plutoniuia and highly enriched urahitua or reprocessing irradiated                          ,
        fuel and such other facilities as mutually agreed upon the IAEA and Euratom will
        form " Joint Teams " of inspectors who will jointly carry out their work.                                i
        Basically all routine inspection activities to be carried out under the Agreement
        in each plant will be considered as a task to be performed by one Joint Team .                            ;
                                                                                                                   !
                                                                                          i                        i
  5 . The purpose of having Joint Teams of inspectors is to enable both organizations
        to achieve the safeguards objectives , with minimum intrusion into facility                                 ;
        operations compatible with these objectives and with the avoidance to the extent
        possible of unnecessary duplication .                                                                        ;
  6 . The Joint Team will perform common verification activities undertaken in
        mutual support in such a way as to give each organisation all the information       ■        .
        required to draw its own independent conclusion . .
   7. Provided that the objective stated in 6 above is assured the following arrangements |
         shall guide the operations of the Joint Team :-
   * Actual Routine Inspection Efforts of the Community (ARIE 1 ) and of the Agency (ARIE
 ---pagebreak---   ( i)     Collection of bnsic data will be . done as far as possible on the basis
           of a common set of w.orking papers . The distribution, of tasks within
           the Joint Team will be decided bj the team itself . If a certain inspection
           activity i3 considered as requiring more than one inspector , inspectors
           from both IAEA, and Euratosi mem, bers of the team will be present . An
           activity which can be carried out by a single inspector may be undertaken
           by any mem. ber of the Joint Team . Sampling plans will be prepared
           jointly, but provision will be made where required for each organisation
           to perform its o\m analysis on sampling taken . If seals are required by
           both organisations the Joint Team will apply one agreed seal . Until
           mutually accepted seals are available , different seals may be applied .
  ( ii )   Data obtained in the course of performing inspection activities will be
         . reviewed for completeness and correctness by the Joint Team . Identical
           copies of all data collected will be compiled by the Joint Team ' and
           made available to both organisations .
  ( iii ) No hierarchical structure is foreseen for the Joint Team . Requests to
           the operator relating to Joint Team activities will normally be
                            χ
           channelled through the Euratom inspector and the Agency inspector will
           accompany him whenever it is considered necessary by the Agency .
 These Rules and Methods will , for similar conditions , provide for the
 implementation of similar safeguards in the United Kingdom as in other states
 subject to * Community and Agency safeguards .
The inspection efforts for typical facilities are shown in the following
specific examples . These examples shall "be reviewed from time to time
to take into account new technological developments in the field of safeguards
and experience gained .                            .    '
 ---pagebreak---                RESTR1CTED
                                                    À
                    •                              f'
                      EXAMPLES
The following examples illustrate the application of
the Rules and Methods .  They have "been established
for a number of realistic cases .
                           4
 ---pagebreak---                                                                                                   (5
EXEMPLE A             A Fri. irl: flrerflftr H^aotor                       . A­
                                              « •
Application to a fast breeder reactor of nominal inventory 1000 kg             plutonium
and 3000 kg natural uranium , and a throughput of 1000 kg plutoniui^ and 3000 kg
natural uranium per year .                                                           . ...
It is assumed that the reactor is operated continously .
                                                               AME 1                  ARIE 2
        Activities                  Number of events/year   (man days /y )        ( man days /y )
  1 Receipts                                 150                   *                        *
  2 Despatcnes                               150                   *
  3 Examination of records                                        20                       20
  4 Physical Inventory                           2                10                        5
     Vérification  ■
  5 Containment/ Surveillance                                     20                       20
     Activities
                                                                             I
   ■ Total                                                      • 50                       45
  * Covered by verification activities associated with fast breeder reactor storage
     facility .                                           '
                                                  - 5 -
    V
 ---pagebreak--- EXAMPLE JJ TiVanh fer.fl Irradiated Fuel Storage associated with a Past Breeder Reactor
Application to a - fresh eaid irradiated storage facility with a nominal inventory
of 1000 kg plutonium and 3000 kg natural uranium and a throughput of 1000 kg
plutcnium and 3000 kg natural uranium per year. It is assumed that the facility
is operated continuously .
                                                                      ABIE 1     ARIE 2      S
I          Activities                Number of events/year       (Man days/y ) (Man days/y ) I
                                                                                             1
                                            150                       75            75
   1   Receipts ■
                                            150                     105             80
   2   Despatches of irradiated
       fuel
                                   I
                                                                       30           30
   3   Examination of recoras                                                  ι
                                   I                          I                I
                                                                     . 3°            30
   4   Containment /Surveillance
       activities
                                   I
                                                                       40            40
    5   Sampling and NDA                                                                       V
       measurements
     6                                                                 20            15
        Prjysical Inventory
        vérification
        Total                                                         300 .         300
  Note : For inspection activities at strategic points , other than the strategic
           points referred to in codes 3.1.2 . and 3.2.1 . of the facility attachments ,
           ARIE 1 = 50 and ARIE 2 = 50 man/days are assumed. This figure is not "based
           on calculations or specific characteristics of the facilities in question ,
            is pro memoria only and is included in the ARIE figures for the various
            inspection activities indicated in the table .
                                               - 6 -
                                I
 ---pagebreak---  EXAMPLE C *    Past líeactor Piiel KcprócOK^inp' Plemt
 Application - to a fast reactor fuel reprocessing plant of nominal inventory of                    i
 1000 kg Pu and nominal throughput of 1000 kg per year.               1                             j
                                             ' . ■■                     ;                          •I
      !                          »
 It is assumed that the plant is operating -< from dissolver to process -                          ,;
                                                                                                    v
300 days per year on a 7. days per v;eek and 3 shifts per day "basis , and                            \
 performing about 35^ dirsolutions .                                                   '              '
                                                                      ARIE 1             ARIE 2
           Activities                Number of events/year       ( Man days/y )   ; ( Man days/y )
    1 Receipts                     I         150               i      75                   75
    2 Input measurements                     350                     350              : 350
.' •3 Pu output                               25                  .   25                   25
   4 Waste - hulls + UW/MAW                                           50                   30
                                                                      *
    5 Containment /Surveillance
      activities
    6 Examination of Records                                          30                   30
    7 Calibrations and verifi-                                        10                   10
      cations of operators
                                                                                ι
      measurement System                                                        I
   .8 Sample preparation for                400         .    1        90         !         90
      shipment                                                I
                                   I
                                                              I
    9  Clean-out operations                    2                      20
  10 Physical inventory                        2                      20                   20
      verification
       Total                                                         670                  630
 * Covered by other verification activities
 Notfe For inspection activities at strategic points , other than the . strategic
          points referred to in codes 3.1.2 . and 3.2.1 . of the facility attachments ,-
          ARIE 1 = 80 and ARIE 2 = 80 man/days are a.ssumed. This figure is not based
          on calculations or specific characteristics of the facilities in question ,
          is pro memoria only and is included in the ARIE figures for the various
          inspection activities indicated in the table »
                                             - 7 -
 ---pagebreak---   I
                                                                                                           (3.
KXAMPLË -D         Pn.bricn,+,ion of Mixsd PIu t on 1u tn /[Jr? ni-j m Oxido Fuel Kl en ont s
Application to a mixed, plutoniura/uraniuxa fuel element- fabrication facility of
 nominal inventory 300 kg plutonium plus 900 kg natural uranium and a throughput
  of 300 leg plutonium and. 900 kg of uranium per year *                It is assumed that the
  facility operates 8 hours/day for 5 days/week for approximately 300 days /year,,
                                                                                  ARIE 1              ARIE 2      '
                                           Number of events/year             ,'Man daye /y )
              Activities
                                                                                                     Msii days/y 'j
      •1  Receipts of plutonium                           25                        25                   25
          nitrate in flasks
       2  Transfer of plutonium                                                     50                   50
          nitrate to storage tanks
       3  Verification of input to                                                  50                   50
                                                                                              i
           conversion process
                                                                                              i
       4   Observation of sarapling                                                 40                   40
           activities
                                                                                                 !
        5  NDA measurements                                                          80        I          80
        6  Shipment of sub assemblies                    25                          25                   25
              9
       7   Clean out operation                             2                         20                    0
        8  Physical Inventory taking                       2                        40                    30
        9  Containment /Surveillance                                                 50                   50
           activities
      10 Examination of Recoras                                                      40                   40
      11 Calibration and verification                                                20                   20
          of operators measurements
          System                                                                                   I
                                                                                                   I
      12 Samples preparation for                                                     50                   50
          shipment
      13 Preparation of standards                                                    40                   40
i
          Tôt al                                                                    530                  500
    ■ITote : For inspection activities at strategic points , other than the strategic
              points referred to in codes 3.1.2 . and 3.2.1 . of the facility attachments ,
              ARIE 1 = 100 and ARIE 2 = 100 man/days are assumed .                This figure is not
              based on calculations or specific characteristics of the facilities in
              question , is pro meinoria only and is included in the ARIE figures for the
              various inspection activities indicated in the table .
 ---pagebreak--- EXAMPLE TC       Zoro En vrj Brocar Heriotor
Application to a Zero Energy Breeder Reactor of nominal inventory of 1700 kg
plutonium as metal and. pxide and 2200 kg enriched uranium as metal and oxide
(U2-^ content 65O kg) ana 58 tons of natural uranium. It is assumed that
the facility is operating 8 hours /dc^y for 5 days /week throughout the year .
                                                                                                1
                                                                       ARIE 1         ARIE 2
        Activities                        Numb or of events/year    ( Kan day/y )  ( Man day/y )
  1    Receipts                                   20                     20            20
                                        ι
  2    Despatches                                 20                     20            20
                                        I                                          -
  3    Observation of                                                    60            50
     • ongoing operations "
  4    Cont ainrnent /Survei 1 1 anc e                                   80            80
       activities
                                       I
  5    KDA Activities                       selected at random          100           100
                                                                  I
  o    Physical Invent oiy                         2                     10 .          10
       vérification
                                       I
  7    Examination of records                                            10            10
       Total                                                            300           290
                                                                 (
Note s For inspection activities at strategic points , other than the strategic
         points referred to in codes 3.1.2 . and 3.2.1 . of the facility attachments ,
         ARIE 1 = 50 and ARIE 2 = $0 man/days are assumed .           This figure is not
                           *
         based on calculations or specific characteristics of the facilities in
         question , is pro memoria only and is included in the ARIE figures for the
         various inspection activities indicated in the table .
 ---pagebreak---   EXAMPLE F     Continuously Fuelled Graphite koderntcd Reactors
»•                                   •
 Application to :
 a ) A power station fuelled with natural uranium metal fuel with a nominal
     inventory of 900 tonnes uranium and an annual throughput of 120 tonnes
 b ) A power station fuelled .with low enriched uranium ( enrichment varies from
     1.162 to 3.50 w/o U«5 ) nominal inventory of 280 tonnes total uranium and
     annual throughput of 39 tonnes uranium.
Reactors operated continously.
                                                               ARIE 1-          ARIE 2
       Activities                ] Number of events/year    (Man days /y )   (Man days/y )
                                 I
                                                                                    +
   1 Receipts                                 30         ι     KIL +            NIL
   2 Despatches                             ■ 30                30               30
   3 Examination of                                             10               10
     records
   4 Physical Invent ory                       1                 5                3
     vérification
   5 Containment and Surveill­                                   *
     ance activities
   6 NDA measurements                                            5   ■            5
                                                                           !
                                                          !
     Total                                                !     50               48
 +
    if sealed at fabrication plant
.*■ covered by other verification activities
                                         - 10 -
 ---pagebreak---                                                                             ΊΖ.
                      SUBSIDIARY ARRANGEMENTS
                            INTRODUCTION
II  Co~ordination Arrangements
    The co-ordination arrangements referred to in Articles XIX and XX of the
    Protocol are specified in the Facility Attachments . Inspections of facilitief
    designated pursuant to Annex 1(b ) of these Subsidiary Arrangements are
  • to be carried out , where so agreed , by Joint Teams of inspectors drawn fronr
    the European Atomic Energy Community and from the International Atomic
    Energy Agency . .
                                   11
                          RESTRICTED
 ---pagebreak---                                   RESTRICTED
                            SUB 5 1 Dl .-Ml Y ArmM'IGïïMHN TS
                                   INTRODUCTIÖK
III Ko'rm anrî Format of Ronorts
    Accounting reports shall normally be provided to the Agency on magnetic
    tape . They shall inolude sll the appropriate information specified m
    Code 10 . The format for reports on magnetic tapes will be specified- m
    letters to be exchanged between the Commission and the Agency 's Secre­
    tariat .                         ■     -  ,
    Under exceptional circumstances , accounting reports may be tra*ism^"t^ ec*
    in hard copy .
                                   - 12 -
                           RESTRICTED
 ---pagebreak---                            Ι··-» Ϊ·Π» ΛΗΐ-Α-βΤ·*.
                            Ό
                            f\£s3 S !\ iv k uW
                                                                                                 (ΰ
                    • S UBSIDIAHY ARRANGEMENTS
                                 INTRODUCTION
                                                                                /
IV Arrangements for the implementation of Article 23 of . the
   Agreement
   At the time this Agreement enters into force the United Kingdom and
   the Agency >jhall jointly agree the inventory of nuclear material
   already in the United Kingdom v/hich is subject to other safeguards agreements
   between the Agency and the United Kingdom .
   The Agency and the United Kingdom shall seek jointly to make arrangements
   with- the other parties involved so that safeguards in the United Kingdom
   under such Agreements are suspended .                      The United Kingdom will inform the
   Agency by letter of the amounts of material under other Agreements which,
   susbequently arrive in or are despatched from the United Kingdom , within '
   JO days of receipt or despatch.
   On the basis of such transfer's the United Kingdom and the Agency shall
   each maintain a record of the amounts of material subject to suspended
   safeguards agreements and shall compare their records at . six–monthly
   intervals .
   It will be the responsibility of the Agency to designate a sufficient
   number of facilities to ensure that the total araount of material of each
   type actually safeguarded in the United Kingdom is at all times equal to
   or greater than the corresponding quantities in the above mentioned record .
                                                  - 13 -
                                   /LV            * *%l V * i
 ---pagebreak---                                                                   45
                        k c; w
               SUBSIDIARY ARRANGEMENTS
                    GENERAL PART ■
                  Table of Contents
Subject
Channels of communication
      Communications from Agency
      Communications to Agency
    t                                          ■ '
The Community 's Safeguards Measures referred to in Article 32 o
the Agreement
      Measures foreseen in the Agreement
      Specifications of information to be provided by the Community
Provision of information by the Community
      Information on facilities or parts of facilities
      Radiological protection and safety
      Initial report
      Accounting reports                                        '
      Spécial reports
       Information on transfers into or out of the United King om
 Provision of information by the Agency to the Community and to the
 United Kingdom
       Agency statements
      Advance Notice of ad hoc inspections
 Publication of information by the Agency
 Termination and exemption
       Model arrangement for termination
       Model request for exemption
       Model communication on re-application of safeguards
 Advance notifications of transfers of nuclear material out of or
  into the United Kingdom
        Model communication for intended export
        Model communication for exo acted import
 ---pagebreak---                                l?î >c: ^      s."; s    r
                         Table of Contents ( Cont'd )
              r              :                       :      :   f
   Code                                              Subject
 8               Model inventory of nuclear material subject to safeguards
                 under the Agreement
 9               Samples, for Safeguards
10               Report forms and Explanations of their use .
11            ■' Provision of information by the United Kingdom on intended
                 withdrawal of nuclear material fox* national security reasons
                 ( Article 14 of the Agreement )
Annex 1(a )      The current Facilities List
Annex 1(b )      The current list of Designated Facilities
Annex II         The Indicative Questionnaire for the provision . of
                 Design Information
                                                                               1.
                                                              i
                                  liv* i »» S v i ' f i  ? N« >
                                  iiVww.i i 'til         J LjU/
            i                                    - 15 -
 ---pagebreak---                                                                                                                    <&t. i
                                                                                                                             μ
                                    aV ,  i. C" : C^ i Hi                                      . ** •
                                                                                                                             (
                                                                                                                             i
                                                                                                                             ;
                                                                                                                          i   <
                                                                                                                          ^ i
                                 1.      Channels of communication
                                                                                                              ^               ,
                                   .         \                                                                             ,
Iode           Subject                                                                    Name and Address
                                                                           >                          ––     –
1.1    Communications from Agency                                                                                and :
,. 1.1 On matters relating to implementation                                   The Safeguards Office Commission of
       of Agreement , Protocol and Subsidiary                                  Department of Energy             European
       Arrangements .                                                          Thames House South        . Communities ^
                                                                               London SW1P 4QJ             Directorate ox
1.1.2  Routing of communications under 1.1.1                                   Direc t                Euratom Safeguards
                                                                                                           Jean Monnet Bid
1.1.3  Normal contact of Agency inspectors                                     The Safeguards Office Kirchberg , •
       in the United Kingdom .                                                 Department of Energy        Luxembourg
                                                                               Thames House South          Grand Duchy of
                                                                               London SW1P frQJ                 Luxembourg
       Communications to Apencv
                           * j
1.2.1  On matters relating to implementation                           |       The Director General
       of Agreement , Protocol and Subsidiary                                  International Atomic Energy Agency
       Arrangements .                                                        . Kdmtner Ring 1 1     PO Box 590,
                                                                               L-\ 01 r Vienna Austria
                                                                               Telephone : 52^511
                                                                               Telex       : 01 26^5
                               \
                                                                               Cable       : INATOM A
                                                                               Or Agency staff member showii by
                                                                               previous communications to be
                                                                               authorised to deal with subject
                                                                               matter .          .
 I.2.2 Contact in case of accidents or                        **                As Above
       other emergencies involving
       Agency inspectors .                                           '
                                                                         ■
                                                - 16 -
                                                rSifyn-D
                                                . »• h *. i . t  C-.ï '          .
 ---pagebreak---                          Référencé t/          \
Codo                       ( Articles )        I                                          Subject
              J A^preer.ent j       t
                                      Protocol j
                                               i
^ • iI
A-                                               ÜCSSVRROS ' FOROS      I.N THO ATOO N^N'FC
2.1.1                                            For measurer.'.ent :
                  32(a )         !               A measurement system for the determination v/here
                                 I               appropriate of quantities of nuclear material        i
                                                      (i)    received ;
                                                    ( ii )   produced ;
                                                  ( iii )    shipped'
                                 i
                                                    ( iv)    lost ;
 *         i                                      ' (v )     otherwise removed from inventory , or
           i
           i
                                                    (vi )    on inventory.
           I
                  32(b )              «          The evaluation of precision and accuracy of
                                                 measurements ana the estimation of measurement
                                                 uncertainty .
    ■
                  32(a )         |
                                 I
                                                 Procedures for taking a physical inventory.
                  32(e )                         Procedures for the evaluation of accumulations
                                                 of unmeasured inventory and unmeasured losses .
   2.1.2                                         For accountancy :
                  32(o )                         Procedures for identifying , reviewing and evaluating
                                                 differences in shipper/receiver measurements .
                  32 ( f )                       A system of records and reports showing , for each
                                                 material balance area , the inventory of nuclear
                                                 material and the changes in that inventory including,
                                                 receipts into and transfers out of the material
                                                 balance area .
                  32(h )                         Procedures for the submission of reports to the
             i
                                                 Agency in accordance v/ith Articles 59 ~ °5 and 67 - -
             |  ■                                of the Agreement and with Articles VII - IX of 1 the
                                                 Protocol .
2.1.3        : 32(g)                             Provisions to assure correct operation of the
                                                 accounting procedures and arrangements .
             i
           I                       I
t/ Kbte  Reference to . Articles in these columns is purely indicative so as to facilitate
         cross-reference between the Subsidiary Arrangements and the Agreement and the ^
         Protocol respectively.
                                            EËSIRICXSD
                                                     - 17 -
 ---pagebreak---                             SfeStRICÎcD                                                    Μ9
              Référencé
            ^ Ar uiGxCs j                                Subject
   Arreementment I Protocol
   32 ( a )                    Specif ?- CntfonB of information to            In form tj.nn
   - (h)                       bo provided ( as nnoiicnblo )                  urovioed bv
                                                                              Coirznur.ity
                               For each of the items listed
                               under code 2.1 information ia .
                               to be provided on:
                               The existing legislation ( laws ,
                               regulations , general adminis­
                               trative procedures ) giving
                               requirements or laying dov,Ti                  The European
                               minimum standards ( outlines ,                Communities Act
                               and brief extracts of relevant                 1972
                               texts , and references ).
                                                                              The Treaty
                               The organizational unit(s ) in                 establishing The
                               the United Kingdom responsible                 European Atomic
                               for :                                          Energy Community
                                    &)( i ^ measurement ;
                                    ( ii )     accountancy;
                                                                             L.1957
                                  ( iii )      the assurance that tne
                                               functions listed under
                                               codes 2.1.1 and 2.1.2
                                               are carried out correctly
                                                                               Commission.
.3                             The extent to v/hich each of the
                                                                              Régulation
                               organizational units involved                   ( Euratom) 3?o .
                                  ( i ) has authority to insure               3227/76 ,
                                             compliance v?ith the              19 October Î976
                                             provisions of the
                                             Community 1 s Safeguards
                                M5-)         carries out audits ;
                                (m)        ■ carries out independent
                                             measurements .
.4                              The procedures and techniques
                                followed by each organizational
                                unit in order to meet the
                                requirements or minimum standards
                                referred to under code 2.2.1.1
                                                         Note : The Agency should be
                                                                provided with texts of
                                                                new laws , regulations of
                                                                general administrative
                                                                procedures as soon as .
                                                                possible after promulgation.
                                          - 18 -
                                                        tSSIRiCTED
 ---pagebreak---                                            ! '; ? Γ*Τ£Π
                                           ί'^ν·/   ίί,,ί·./
                      3.    Provision of information by the Community
                 Reference
Code             ( Articles )                                Subject     Date or time limit
         Agreement        Protocol
 3.1                                Information on facilities or parts
                                    of facilities
 3.1.1                     II -V    Provision of design information in     Prior to discussioi
                                    respect of facilities or parts        of the Facility
                                    thereof identified in the Facilities  Attachment .
                                    List ( Annex 1(a )).
 3.1.2     k2-kk           II -V    Provision of design information for   Not later than 30
                                    new facilities or parts of new        days before the
                                    facilities together with complete     facility or part of
                                    proposal for the Facility             facility scheduled
                                    Attachmept .                          to go into operatio
 3.1.3,    45 •            II -V    Provision of information on           Not later . than 15
                                    significent changes to data           days before the
                                    previously provided under 3.1.1       modification is
                                    or 3«1»2 , as specified in the        scheduled to be
                                    relevant Attachment together          completed .
                                    with the proposal for consequent
                                    amendment of the Attachment .
 3.1 . H   *+5             II-V     Provision of information on           Together with the
                                    changes to data previously            first inventory
                                    provided under 3.1.1 or 3*1.2         change report made
                                    other than changes specified          after modification
                                    in 3-1.3 .                            is complete .
                                    Note 1
                                    With reference to subjects under
                                    code 3 - 1 i
           6(a )                    Confidential information shall        V/hen provided ,
                                    be marked as such and treated
                                    accordingly .
           8(c )                    Confidential information , once       When examinea .
                                    examined , may be. marked by the'
                                    Agency to show that the examina­
                                    tion has taken place .
                                    Note 2
                                    With reference to subjects under
                                    codes 3«1.2 and 3.1.3 :
           k2M                      If the information cannot be
                                    provided in full at the time
                                    specified , the Agency and the
                                    Community may agree on a later
                                    date for completion of the
                                    information .
                                                - 19 -
 ---pagebreak---                                        fCio » ujJ
                  Reference
Code                                                    Subject          Date or time limit
                , ( Articles )
         Agreement       Protocol
3.2                               Radiological Protection arid Safety */
3.2.1      44 , 88                Information on laws and regulations    Initially upon entry     \
                                  for radiological protection and        into force of tne        i
                                  safety in the United Kingdom as        Subsidiary Arrangements;
                                  applicable to Agency inspectors .
3.2.2      44 , 88                Information on radiological            Initially t upon entry j
                                  surveillance measures and on           into force of the         J
                                  medical facilities that are. avail­    Subsidiary Arrangements*
                                  able for Agency inspectors in case
                                  of radiation accidents .
                                                                         Note
                                                                         The Agency should oe
                                                                         provided with informa­
                                                                         tion on new laws or
                                                                         regulations , or change
                                                                         to the information
                                                                         provided under code
                                                                          3.2.2 , as soon as
                                                                         possible after such
                                                                         new laws or regula­
                                                                         tions have been
                                                                         promulgated or changes
                                                                          introduced .
 3.2.3    44 , 88                  Information on radiation dosages       Quarterly , or- as soon
                                   received by Agency inspectors in       aspossible after
                                   the performance of their functions     significant radiation
                                   in the United Kingdom .                exposure .
  1/   It is understood that the United Kingdom will ensure that staff members of the ^goncj
       carrying out functions under .the Agreement benefit fully from the health and
       safety measures in force at, each' facility t including the provision of available
       medical care and measures for emergency assistance in case of accidents .
                                                  - 20 -
                                              rv.-.^ i i:u
 ---pagebreak---                                       Γ^     V | * ^ /(***>
                                                             ;•
                                                                ρ- ΓΝ,
                                                                .   t  )
                                                                                                       ( XX
                                                             »  fc-Mv "
                 Reference
Code
                (Articles )                             Subject                    Date or time limit
        A /rrcement   Protocol
3.3     62 , 34                 Initial . Renort
                                Despatch of the initial report of                  Within thirty days .
                                all nuclear material subject to safe­              of the last day of
                                guards under the Agreement .                       the calendar month
                                                                                   in which Agreement
                                                                                   entered into force
                                                                                   by the fastest means
                                ( For content see standard form R.02 ,             of communication
                                as attached tc' Code 10 with explan­                ( express air mail or
                                 ations ).                                         diplomatic pouch ).
Kox e : If material balance areas under the Agreement have not yet been defined , list
        material according to material balance areas or geographical location as used
        by the ..Community .
3,4                             Accounting Reports
3-4.1   59-61 ,       vi , vn , Despatch of inventory change                       As soon as possible ,
        63 ( a), 64 IX ,        reports either in a consolidated                   but within 60 days
        65                      list or individually , as specified                after the end of the
                                in the relevant Attachment , and                   month in which the
                                concise notes .                                    inventory change (s )
                                (For content see standard form R.01 ,              occur(s ), by fastest
                                                                                   means of communication.
                                  as attached to Code '10 , with expla-
                                  ations . )
3.4.2   59-61 t       VI,VIII , Despatch of material balance                       As soon as possible ,
        63 (b ), 67 IX ,        reports with physical inventory                    but within 60 days
                                listing attached .                                 of completion of
                                                                                   physical inventory
                                                                                   taking.
                                (For content see standard forms
                                R.03 for material balance report
                                and R.02 for physical inventory
                                listing,, as attached to Code 10 ,
                                 with explanations .)
3,4.3   69                      Despatch of amplification and                      Normally within 30
                                clarification of accounting                        days of the date of
                                reports .                                          Agency*'s request .
                                                         - 21 -
                                             L \\ Ac*     it '           m lioj 1'
 ---pagebreak---                          k
      '       i '                -
                                                                                               ■     0? • !
                               '     ■ ■          RESiSICIED                                                 i •
                                                                                                   '         h
                    Refere nce
                  ( Articl es )                       Subject                  Date or time lirait
3o de '
          Agreeraent I Protocol
                                                                                                               Y
.5                                       Spécial " Reports
          68                             Despatch of . special reports .      Without delay after the
. 5.1
                                                                              Community is led to
                                                                              believe that there is or j
                                         •        •       • - •    •
                                                                              may have been loss of
                                                                              nuclear material or after j
                                                                              the containment has, un- jj
                                                                              expectedly changed to the •[
                                                                              extent that unauthorized ^ ,
                                                                              removal of nuclear materi­
                                                                              al has become possible , ,j
                                                                              by cable , telex or tele - t
                                                                              phone and follow-up letter
                                          Despatch of special reports m case
5.5.2     91(C )                         of unusual incidents or circum­
                                                                              Immediately after                  t
                                                                               incident ox circunsta-            |
                                          stances during transfers of nuclear nee is known by cable ,
                                         material into or^out of th§ United    telex , or telephone and
                                         Kingdom which have been notified
                                         to the Agency under Article 91 ( a)   follow-up letter .
3.5.3      69,91 ( C )                    of the Agreement                     Immediately on receipt ^ _ .
                                          Despatch of amplification and        of Agency's request or             >
                                          clarification of special reports .   as soon as possible       ^         j
                                                                               thereafter .            /   .       j
        i
        ι
           53                              Note ; The Agency may request       As long as the relevant
                                                    amplification or clarifi­  records are retained as
                                                    cation of the reports       specified in Attachment
                                                    referred to under Codes    concerned .
                                                    3.4.3 and 3.5.3                                                  I
B.6     ;                                  Information on transfers into or
                                       ]   out of the United Kingdom
 5,6.1     91(b)(i )                       Despatch of advance notification     To reach Agency normally ,
                                           of transfers of nuclear material     not less than ten days
                                           out of the UK of more than one       before shipment          -
                                   /
                                           effective kilogram .      See Code   See Note 1
                                           7.1 . for details of information
                                           to be transmitted.
 ^6.2      9'i(b ) ( i )                   Despatch of advance notification oi To reach Agency normally
                                           transfers of nuclear material         not less than ten days
                                           out of the United Kingdom from        before      shipment
                                            facilities which normally export    See Note 1                    '
                                            significant quantities to the
                                            same State in shipments each                             \
                                            not exceeding one effective
                                            kilogram , if so specified in -
                                            the corresponding Facility
                             r
                                            Attachment .
                                                                                  ,/KI 'S ij
 ---pagebreak---                                                                                                         {^ 4- '
                            Refe :rence
        Code                ( Art :Lcles )           •      Subject                     i)ate - or Time Limit
                     Agreement \I   Protocol
                              _J                                                  1
:      3.6.3         9i(b)(ii )              Despatch of advance notification of    To be sent to the Ager.c
                                             nuclear material transfers into the    not later than ths'date
                                             UK each of more than one effective     of receipt , and whenovi
                                             kilogram . See Code 7*2 for details    possible at such time a
                                             of information to be transmitted .     to ensure that it is .
                                                                                    received by the Agency |
                                                                                    later than two days be'
                                                                                    the material is unpackc.
!
 j
  I
    Tote 1 :     In practice ,, the notifications under Codes 3.6.1 and 3.6.2 . should be despatched to
                 reach the Agency 5 working days before the nuclear , material is to be prepared for
                 shipment .
    jfote 2 :    If the observation of tho time limits given under codes 3.6.1 , 3.6.2 and 3*6.3 would
                 result in delayed shipment or unpacking , shorter notice to enable the Agency to act
          . '    under Article 7l(° )» as appropriate , may be given be cable , telex or telephone .
                 Such a notice should be foil-owed by transmission of the full information under Codes
               ' 7«-1 or 7*2 as appropriate . In no case will . these requirements be interpreted, as an
                 obligation for the operator to postpone preparing for shipment , shipping or unpacking
                 nuclear material .
     o +-e 3 ?   Referring to Codes 3.6.1 , 3.6.2 , and 3.6 . 3 » despatch of notification of delays not
                 giving rise to Special Reports , in preparation for shipment ,, in despatch or in
                 unpacking of nuclear material will be made - as . soon as possible by cable , telex or
                 telephone . Notifications should give new dates , if known .
     ote 4 '•    The information included under Codes 3«3 » '3.4 ? 3.5 aM 3.6 shall be treated as
                 confidential and appropriate security measures taken for its transmission .
 ---pagebreak---                          •                        i» I V t li. il ii '         i,
                                  ^f . Provision of Information by tho-Afrency to                       –_                     ,
                                       Community end to uhe United Kingdom
                                                                                                                             c>
                                                                                                                             0
                                                                                                                             1
'(                                                                       •           v    '                         '
                     Eefere: nce
                                                                       Subject
                                                                                                       Date or tirne lin»-..
? Code              ( Artici.es )
[
          Agrecment            Protocol
    1                                        Agency statements
    1.1     41 , 66                          Provision of copies of the Agency 's                        Half-yearl;>r ' as
                                             unified inventories
                                                                                                         ^0 June arid 3 '
                                             See model under code 8 .
                                                                                                         December not later
                                                                                                         thaii 3 months efter
                                                                                                         -fchese dates .
                                                                                                       . As specified in
  , 1.2     30,90                            Statement on the Agency ' s                          . :    ■che ifeciiity
                                             verification activities as                                  Attachments
                                             specified in the Facility                               I
                                             Attachments .
                                             Note
                                                                                                         If possible within
                                             If the Community or the United                               30 . days after
                                             Kingdom disagrees with any                                   receipt of the "
                                              Agency statement , notice to 1                              statement in
                                              effect should be sent to the                                question .
                                              Agency
                                                                       ■   ■                       !
                                              Advance Notice of prl
                                                                                                          Immediately after
-.2
             85<a). 7l(a)                     Notice by the Agency                  TIT nuclear           receipt of anyjcioti
                                                        it intends to inspe
                                              material in connection
                                                                                        ^                  fication pursuant
                                                                                                           to code 3-6 above
                                               transfers into or out o                                    and at least 24 hrs
                                               United Kingdom .                                           before the inspectii
                                                                                                                          •Λ
        1                   H            _J•                                  -––               f
                                                                             - 24 -
 ---pagebreak---                                                                                         ! 9 /
                                          (' •) Kui V-   I* «î •• *                     i /Ai'
                          5.  Publication of Information by tne Agency
          Referenc:e
Code                                                                Subject
          ( Article; s )
                     Protocol
      Agreement j
5.1     6(bHii )               The Agency may publish the following summarized in forma tic,
                           /
                               after having secured the agreement of the Community and o:
                               the United Kingdom .
5.1.1                          The amounts and types of nuclear material subject to safe­
                               guards under the Agreement in the United Kingdom in terms
                               of effective kilograms as follows :
                               ( a ) natural and depleted uranium , and thorium ;
                               (b )     enriched uranium with an enrichment up to and
                                    including 5^5
                               ( c ) enriched uranium with an enrichment of more
                                     than 5/J » a^d
                   I
                               ( d)     plutonium .
5.1.2              t           A list of the facilities in the United Kingdom which cont;
                               nuclear material subject to safeguards under . the Agreemem
                               as follows :
                               (a)      reactors with an indication of their purpose and
                                    with their nominal power ;
                               ( b ) conversion and fabrication plants , with an indication
                               whether they are pilot or industrial size plants ;
                               (c)      isotope separation plants , with their nominal
                               capacity ;
                               ( d)     reprocessing plants , with their nominal capacity ;
                               and
                               (e)      critical facilities , research installations (with i
                               indication of their nature ,) and separate storage facility
                               The list may also contain the official description and/or
                               name , and the location of each facility .
                                                       - 25 -
 ---pagebreak--- Code 6.1 - Kodcl
Agreomont Roforence          ,
  "( Articles )                                                                                  .
13 , 3S(b ) .                                                    /■
                                  TERMINATION OF SAFEGUARDS
       • .                             ON NUCLEAR MATERIAL                          -
                          mA      y ^»» r\r> ■       * r /\*r * vt rs* v r«i a
                          TO BE U£ED III NON-NUCLEAR" ACTIVITIES
                                                                                          *//
Safeguards shall "be terminated with- respect to nuclear material as
specified "below :
    a ) ..... g/kg total weight , and ..... g fissile
           isotope(s ) 6f                                                (Element )
                                                 ■ ·       Ί
    b ) Chemical composition
         Physical form :
         Enrichment or isotopic composition ( if
         applicable ):
                          '     /
    c ) Material balance area and location therein where
                                                                                                   ■ I
         the nuclear material is now present :
   d ) Present use , with particulars of containment , if
         appropriate :                         ■
    e ) The proposed non-nuclear use is :
    f ) The nuclear material , once in use , will be
     i   practically irrecoverable because
    g) Approximate date of transfer to non-nuclear use :
       Por the Community                                   For the Agency             For the United Kingdom
       Bate                    v
                                                           Date                       ír?f para f above )
                                                                                      DclirQ ••••«•••••*••
    Except nuclear material covered by specific provisions for termination of
    safeguards in the Facility Attachments if relevant .
                                                     - 26 -                                             »
 ---pagebreak--- » Code 6.2 - Model
  Agreement Reference
      ( Articles )
  36 , 37      "     .
                                 REOUEST FOR EXEI-'PTIOM
                                     ^_r_                           ,
                         FROM SAFEGUARDS' OF NUCLEAR MATERIAL
                                                          Date • • • «
  a) Exemption from safeguards is requested for
                 g/kg total weight , and           g fissile
        isotope(s ) of                   *         ( Element )
  b)    Chemical composition : .
        Physical form :
        Enrichment or isotopic composition ( if
        applicable )
  c ) Material "balance area and location therein where
        the nuclear material is now present :
  d)    Intented use ( only if exemption is sought
       pursuant to Article 36(a) or ( b )):
  e ) Approximate , date of :
        ( i ) for exemption under Articles 36(a) and 37s
               transfer out of material balance area
        ( ii ) for exemption urider Article 36(b ):
               transfer to non-nuclear use
                                                               For the Community '
        Exemption granted as above
        Date
                                                               For the Agency
  ^/Except nuclear material covered by specific provisions for exemption from
     safeguards in the Facility Attachments if relevant .
                                           - 27 -
 ---pagebreak--- Cede 6.3 » – Kodel
Agreeisent Reference
 ,  (Articles )
         38 .                     "   *                      '
                                B!3-.APPliIC ATI OxT OF SAFEOUATffiS
                     TKT RESPECT OP KUCL3AR WAT3RTAL PRT37TOUSLY EXELIPTED
                                                             Date
a)   Safeguards should be re-applied in respect of
      .......... g/kg total v&ightf and •'.••••••••£ fissile
     isotcpe(s ) of •         t .,*.... ...•....(Element )
b)   Chemical, compositions
     Physical form : .....                               ...
     Enrichment or isotopic composition ( if applicable )
c ) Material balance area and location therein where
     safeguards should be re-applied in respect of
     the nuclear material
d ) Date from which safeguards should be re-applieds
e ) Exemption from safeguards in respect of material
                                                       j
     in question was granted on
     under Article                              (da«e )
                                                                     For the Community
a ) Safeguards will be re-applied to the nuclear
     material described above .
b ) For nuclear material which was exempted pursuant
     to Article 37 » the amount which now remains
     exempted , under the relevant paragraph of the
     Article is
Date
                              . .                                     For the Agency
                                              - 23 -
 ---pagebreak---                                                                                            r J
                                   p   rr> ,r, >r
                                   f ' i~ -v i. i '
                                                                  ,
                                                             , :■ ■■■ '■ •     -           V-
                                                                                              / 0•
V                                                h « il v <,V 4 A.; ».' &                   X.  -
  Code- 7.1 - Môâel                                                                               j
  Agreement Reference
     (Articles )
      12 , 91
                      INFORMATION TO BE PROVIDED FOR ADVANCE NOTIFICATION
                 OP EXPORTS OP NUCLEAR MATERIAL OUT OP THE UNITED KINGDOM
                         r                      .   ..                     .   . .... -,
                    ( a)
                      a;   Quantity :     total weight of element
                                          ill grams/kilograms ;
                                 .       weight of fissile isotope ( s ) in
                                          grams ( if applicable ) .
                    (b)    Chemical composition
                           Physical form                                     '
                           Enrichment or isotopic composition ( if
                           applicable )
                    (c )   Number of items                                               5
                    (d)    Description (type ) of containers ,
                           including features that would permit
                           sealing
                           Shipment identification data
                    (e)    State and , if known , place of destination
                    (f)    Means of transport
                    ( g)   Material balance area and location therein
                           where material is prepared for shipping
                           and can be identified and where its
                           quantity and composition can if possible
                           be verified
                                                        - 29 -
 ---pagebreak---                                            fj/yu C  +
Code 7.1 - fêodcl (page 2 )
Agrocment Référencé
   ( Articles )
 •   12 , 91 .
                 (h ) ' Last date when material can "be identified
                        and when its quantity and composition can ,
                        if possible , "be verified
                 (i)    Approximate dates of dispatch
                        and of expected. arrival..at destination
                (j)     Date of notification
                (lc)    Uamc of authorised person on behalf        '
                        of Community
                Note : If separate shipments are prepared together for
                        dispatch to the same State (whether simultaneous
                        or not ), they may all be specified in a single
                        advance notification .           . .
                                       ËESIRÎCTED
                                          - 30 -
 ---pagebreak---                                                  .                                       fe
Ceaa 7.g - Medal                              L .iv & r, :U
Agreement Refcrence
   (Articles )
    12 . 91
                      INFORMATION TO BE PROVIDED FOR ADVANCE NOTIFICATION
                  OP IMPORTS OP NUCLEAR MATERIAL INTO THE UNITED KINGDOM
                  ..(a)    Quantity : total weight of element in grams/kilograms ;
                                       weight of fissile isotope(s ) in grams ( if applicable )
               . . (b )    Chemical composition                              "      •
                           Physical form
                           Enrichment or isotopic composition ( if applicable )
                                                                   \
                    (c )   Number of items
                    (d)    Description (type ) of containers
                    (e)    Supplying State
                    (f)    Means of transport .
                    ( g)   Expected, or actual date of arrival in the United Kingdom .
                    (h)    Material balance area and location therein where
                           material will be unpacked and can be identified and
                           where its quantity and composition call be verified
                                        SE3ÏRÏCTED
                                             - 31 -
 ---pagebreak---                    -      »
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                                  ΑΛ·ίι*· %«· .!» ΑΛ·Ι.ν> ν. £·»]}<ν
Code 7.2 - Model (page 2 )
Agreement Reference
 . (Articles )
    12 , 91
               (i)    Date(s ) when material will "be "unpacked
               (3)    Date of notification
               (k)    Kane of authorised person on behalf
                      of Comunity .
               Note :  If separate shipments from the sarae State are
                       expected to be' unpacked together ( whether they
                       have arrived together or not ) they may all he
                       specified in a single advance notification .
 ---pagebreak--- Code 8 - Model
Agreement ^ Reference
     ( Articles )
12 , 41 » 66
                               THE AGENCY 'S INVENTORY OF NUCLEAR MATERIAL
                                SUBJECT TO - SAFEGUARDS UNDER THE ACREEKSNT
                                      as of
A.   Consolidated Book Inventory
                                                         Quantity .
         MBA           Facility        Material                              Limit s
                                                      Total    Pi'ssile     of Error
                                                     Elément   Isotope
                                 "M
B.   Material in transit m the United Kincdom
              Between                                                   Quantity
                                                Material
       Shipper            Receiver                               Total         Fissile
                                                                 Element       Isotope
        (MBA)     arid      ( MBA)
                                         - 33-
 ---pagebreak--- eor.ent rtofcrenca
                                              J')
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   • 12 , 41 , 66
       •C.    Export Account
                                                                                                     Quantity
           Transferred to ( state and ,
           if lsaov/n , place of                             Material
                                                                                               Total        Fissile
           destination )                                                                    Elément         Isotope
      Notes t . 1 .        Nuclear material in. respect of which the Agency has received a
                        ' report from the shipping material balance area that the export
                           of the material 'out of the United Kingdom has taiien place will
                           be placed on the export account for the United Kingdom until
                           such time as the Agency has received , confirmation that the
                           material has been received by the recipient State . '
                • 2.       Nuclear material transferred to t>:e United Kingdom will be
                           listed in the inventory upon receipt by the Agency of the
                         , inventory change report from the receiving material balance
                           area pertaining -to the receipt of the material in question .
                  3.       Nuclear material transferred between - two material balance areas
                       ■ within the United Kingdom tn.ll continue to be .listed by the
                           Agency in respect of the material balance area from which it
                           has been shipped , as material in transit , until it is reported
                           to have been received in the receiving material balance area .
                                                           - 34 -                  EES7£JC7?r
                                                                                         V i Â:U
 ---pagebreak---                                      RESTRICTED
          Code 9 - M°<lel
          Agreement Reference
                ( Articles )
                    75
          Protocol Reference
                ( Articles )
                  . XXII
                                   SAMPLES FOR SAFEGUARDS
          Information to be included in Sample Forms used by the Agency .
1.        Country .                         -
2 ."      Facility/ MBA code .
3»        Date of sampling.
4.        Proposed shipment date and means of transport .
5.        Packaging arrangements .
6.        Activity of content .
7*        Agency ueal number .
8.        Name and signature of appropriate official at shipping facility/MBA to
          whom the sealed package has been handed over for shipment .
9«      • Name and signature of authorized official at Facility and of IAEA inspector
          certifying that the samples described in the sample form have been taken
          for analysis .
10 .      Data for samples taken :
     a ) Material description and batch name or number.
     b ) Weight of sample and bottle .
     c ) Net v/eight of sample .
     d ) Enrichment vrtfo (if applicable).
     e ) Operator 's value for elem|nt conc.(wt$6.)
     f ) Operator 's values for u/u    /Pu/Th weights - in the sample .
          Note .
          One copy of the sample form to be given for retention by appropriate official
          at shipping facility/MBA
                                    RESTRICTED
 ---pagebreak--- .■ . UOUO     l'J                  ..             '~-
  '                  He fe ronce
     (•Art .Le Des )
     -59-6^7
    Protocol Rei'erenoe
     ( Articles )
             IX               REPORT 'FOPJ.IS AIID EXPLANATIONr OF TII3IR US .::
     HITROUUCT IOtï
                                                            V
    Reports to be provided "to ti e Agency consist of three types ;              Inventory Change
    Reports ( ICR ), Physical Inventory Listings ( PIL) and ivixterial Balance Reports
    ( LD3R ).     For each of these a hard copy pro forma is attached .
    These forms are - designed to give an indication of the contents of the reports
    to be provided by the Community to the Agency but these forms will not normally be
    used since the reports will normally be provided on magnetic tape .
    The form and format of the reports to be provided by the Community to the Agency
    are set forth in the Introduction to these Subsidiary Arrangements .
                                          iifcSIRÏCTED
                                                      - 36 -
 ---pagebreak---                                                    INVENTORY CHAMGE REPORT ( ICR ) FORM R.01.1/c
   COUNTRY                                                                                 PERIOD COVERED BY REPORT :      FROM                          TO
   FACCLITY                                                                                REPORT No.
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 ---pagebreak--- Header Coding :
 1– 2     Country Code
 5– 8      Facitity Code                                      ,
 9-12     MBA Code
13-18      Beginning Date of Period Covered (YYMMDD)
19-24      Date of Reported Event or Ending Date of Period (YYMMDD)
25–27     Number of line Entries, increased by 1 .
2S-31     For IAEA use onîv
70–73      Report Number
74–79     Attribute (coded at thelAEA)
 ---pagebreak---                                                                         ipy VEiMTORY CHANGE REPORT ( SCR ) FORM R.Q1.2
      COUNTRY                                                                                                                 PERIOD COVERED BY REPORT:             FROM                          TO
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                                                                                                                                                                                                                                           7I
 N-L.'iD / rv.v.u • F ob 77 )
                                                                              RESTRICTED
 ---pagebreak--- Header Coding :
 1–2         Country Code
 5– 8         Facility Code
 9-12         MBA Code
13-18         Beginning Date of Period Covered (YYMMDD)
19–24         Ending Date of Period Covered (YYMMDD)
25-27         Number of line Entries, increased by 1 .
28-31         For IAEA use only
70–73         Report Number
74-79         Attribute (coded at the IAEA)
Codes of line Entries (to be used , if desired, as appropriate)
PB                                   RA LN
RA RF                                LN
 RF                                  RA LD
 RA RD                               LD
 RD                                  RA TW
 RA RS                               TW
 RS                                  RA EU
 RA RN                               EU
 RN                                  RA EQ
 RA NP                               EQ
 NP                                  RATU
 RA DU                               TU
 DU                                  RA LA
 RA DQ                               LA
 DQ                                  RA ED     (for decreases in E)
 RA FW                               ED        (for decreases in E )
 FW                                   RA NE    (for decreases in N )
 RA ED    ( for increases in D )     NE        (for decreases in N )
 ED       (for increases in D )       RA DE    (for decreases in D )
 RA NE    ( for increases in E )      DE       (for decreases in D)
 NE       ( for increases in E )      RA ND    (for decreases in N )
 RA DÉ    (for increases in E         ND    '  (for decreases in N )
 DE       (for increases in E )       RA BE
  RA ND    ( for increases in D       BE
 ND        (for increases in D        RA DI
  RA SF                               DI
 SF                                   RA BA
  RA SD                               BA
  SD                                  RAPE
  RA SS                               PE
  SS                                • RAMF
  RA SN                               MF
  SN
 ---pagebreak---                                              a£3ÏR/CTED
   T?X?L/U;ATXO:-TS OP FORI.I R.OI- - • upfrx.ra'ovnr CKWS RRPORT?
                    *
         '                                                            i   . \
   1.      ' Form R.01 should bo1 ajr-fd foy Inventory Cl'iange . Reports ( ICR ) only. .
   The basic vers .ion of this form , form R.0'1 . 1 , cons in to of three types .of
   entries , i.e. heading information , material identification and accountancy
   data . In addition , for coiiie material balance area*? isotopic data will be
  provided if so a ,- greed by the Parties in the relevant facility attachments .
   In such cases isotopic data are in indispensable part of batch data and
  should be reported .            For this purpose a second version of the ICR, form
  R.01 . 2 is available , which has a section headed 'isotopic data' .
             Wherever in these explanations mention is made of form R.01 , this
  refers to the part of the form which both versions have in common .
  ile ad i n 'c Tn fom ? 1 ion
  2.         'Country' , 'facility' , 'aaterial balance area' :         the naino of the country,-
■ the identification , as specified in the relevant facility attachment , of the
  facility and the material balance area ( j.3A ) to v/hich the report relates ,
  should bo given .                      ,
  3.         'Period covered by report' :       when the report covers an individual
  inventory change , the date ( day, month , year ) of tha.t change should be given
  here . In the case of periodic reporting, the period covered ( beginning and
  ending date ) should be given .                                                    •    -
  4.         'Report no . ' :   reports for each I.3A should be numbered consecutively ,
  5.         'Page No . ... of ... pages' :       the page number and the total number of-     page
  should be given .           If an ICR consists of several pages , the heading information
  may be omitted from the second and following pages as long as each page bear3
  a number and signature .
  6.         'Signature' :,    each page of the report should be signed .
  ï.'atsrial ( T3.i t.c h ) Identification Data
  7.         'Entry nuMber' :    • each line entry in an ICR should have one unioue entry
  number in sequential            order. - This also applies if a batch is to be reported in
  several line entries            and if an ICR. consists of several pages . Hence , a betch
  rcay comprise several           entry numbers .                '  .
            With this provision any entry in reports from a particular I.3A con be
  uniquely identified by reference to the report number and entry number _*/.
  8.         'Continuation 's      not applicable .
  */        r.es o3so 'Corrections' .                     /. .. O^iCTE'D '
 ---pagebreak---                                         BSISICTED                                            fe
   WX?LA::A?IO:<S OP TO,:     R.OT - unrcsiTOfflr C?<~AITG3 RKPORT
    1,    Form R.01 should bo u.jed foy Inventory Change Repoi-ts ( ICR ; only .
   The basic vers ion of this form , form R.01.1 , cons in to of three types of
   entries , i.e. heading information , material identification and accountancy
 . data .    In addition , for some material balance areas isotopic data will be
   provided if 30 agreed by the Parties in the relevant facility attachments .
   In ouch canes isotonic data are in indispensable part of batch data and
   should be reported .       For this purpose a second version of the ICR , form
   R.01 . 2 is available , which has a section headed 'isotopic data' .
          Wherever in these explanations mention is made of form R.01 , this
   refers to the part 'of the form which both versions have in common .
   Kead j n'c ïn format ion
   2.     'Country' , 'facility 1 , 'material balance area' :      the name of the country ,
• the identification , as specified in the relevant facility attachment , of the
   facility and the material balance area (;3A ) to '.vhich the report relates ,
   should bo given .
   3*     'Period covered by report' :      when the report covers as individual
   inventory change , the date ( day, month , year ) of tha.t change should be given
   here . In the case of periodic reporting, the period covered ( beginning and
   ending date ) should be given .
   4.     'Report no.' :     reports for each J.3A should be numbered consecutively.
   5.     'Page No . ... of ... pages' : the page number and the total number of pages
   should be given .. If an ICR consists of several page3 , the heading information
  may be omitted from the second and following pages as long as each page bears
   a nximber end signature .
   6.     'Signature' :     each page of the report should be signed .
  l.etsrinl ( Batch.) Identification Data
   7.     'Entry number' :     each line entry in an ICR should have one unique entry
   number in sequential order . This also applies if a batch is to be reported in
   several line entries and if an ICR consists of several pages . Hence , a batch
   may comprise several entry numbers .
          With this, provision any entry in reports from a particular I.3A con be
   uniquely identified by reference to the report number and entry number _f/.
   G.     'Continuation' :     not applicable .
   *7     see a3 so 1 Correc.tions '                         IRiCTED
 ---pagebreak--- 9.       'i>oto of inventory ebnn£e':' tbo date flhemlfl b« given ( dti y, ftiQn^h , yaps?)
 on v/hich the clmn.je in inventory occurred or v/as established .
 10.    'MDA/raci'l-ity/coantry 1 : this entry should 3 hoy/ the names or codes of the
Jfiifsi between which the material wa3 transferred .     In the case of exports or
imports , if the 13A from which the material comes or to v/ hich it is shipped is
unknown , the hams of the facility or country concerned must bo reported .
11 .    'Type of inventory chancre 1 :   one of the following key words or their codes
should be used, in this colui.nn in order to indicate the type of inventory change
                                       -42-        Ë&SlRîCTED
 ---pagebreak---             îî©y\vorôn              0JEOEtC.TED-        Explanation
f Hecoj.pt fore j gn                RF   imcloar material imported into the          |
                                         United Kingdom .                            i
  Receipt domestic                  RD   Receipt of nuclear material fro;::
                                         another * 3A in the United Kingdom .
  Receipt ot starting point              Domestic receipt of nuclear material
                                         at starting point of safeguards
  Receipt from non-safeguarded,     RN    Receipt of nuclear material from non- ;
  activity                                safeguarded activity , in accordance       '
                                          with Article 14                           !
  Nuclear production                lîP   Production of special fissionable         j
                                          material jji a reactor (?u , U^33 ^       |
  De-exemption , use                DU    Reapplication of safeguards on nuclear'
                                          material previously exempted t herefrom ;
                                          pursuant to Article 36 of the agreement
  De-exemption , quantity           DQ,   Reapplication of safeguards on nuclear
                                          material previously exempted t herefrom
                                          pursuant to Article 37 of the agreement
  Shipment foreign                  SF    Nuclear material exported out of the
                                          United Kingdom
  Shipnent domestic                 SD    Transfer of nuclear material to another
                                          IvIBA in the United Kingdom
  Return to pre-safeguards stage    SS    Transfer of safeguarded nuclear materi:
                                          back to pre-safeguarded stage
  Shipment to non-safeguarded       su    Withdrawal of nuclear material from tm
  Activity                                 scope of the Agreement in accordance wi
                                          Article 14 .
  Nuclear loss                      LN    Consumption of nuclear material due
                                          to its transformation into other elemoi
                                          or isotope(s ) as a result of nuclear
                                          reactions
  Mea3ured discard                   LD   Operational loss - loss of a measured t
                                          estimated ( on the basis of measurement;
                                           quantity of nuclear material from proc­
                                          essing which has been disposed of in
                                          such a wav that it is not suitable for.
                                          further nuclear use
  Transfer to retained waste         TV/  Transfer of measured nuclear material I
                                           the retained waste category which is
                                           deemed to be unrecoverable at present ,
                                          stored at the I3A and to be deleted fn
                                           the inventory of the 13 A
  Re-transfer from retained         F,V   Re-transfer of material , which had bos:
  waste                                   stored at the I3A as retained waste , ti
                                          nuclear material . This applies vhenevi
                                          material in the retained v/sste cate'-or;
                                           is removed from storage either for pro>
                                          ssing at the )3A or for shipment fros
                                           the 13A.
         _r
                                 RESIglCTED
                                 -43-
 ---pagebreak---                                           kt'XiCJED
           Ke'yv/ords                     Code                               Kxplnnnt.lon
Kxer.iption, use                         EU                    Exemption of nuclear material from
                                                               safeguards pursuant to Article 36 of
                                                               tho Agreement „
Exemption , nuantity                     EQ,                   Exemption of nuclear rr.ater .iMl from
                                      i.                ' safeguards pursuant to /article 37 of
                                                               the Agreement
Termination , non-nuclear vise           Tu               , Termination of safeguards on nuclear
                                                               material pursuant to Articles 13 and
                                                            • 35(b ) of the Agreement
Accidental loos                          LA ;                . Irretrievable and inadvertent loss of
                                                           . a knovm quantity of nuclear mater.v>I
                                                               as the result of an operational accident .
Transfer depleted to natural             I)N                   Transfer of nuclear r.aterial fron
                                                               depleted uraniani to naturai uraniani ,
                                                               e.g. by an enrichroent proces3            –
Transfer depleted to enriched     - .    DS x                  Transfer of nuclear materiel from
                                                    ,          depleted uranium to enriched uranium ,
                                                               e.g. by an enrichment process
Transfer natural to depleted             ND                    Transfer of nuclear r.aterial from '       ~
                                                               natural uraniiira to depleted uranium , '
                                                               e.g. by blending or irradiation
Transfer natural to enriched             HE                    Transfer of nuclear material frorr.
                                                 ;             natural uraniiva to enriched urnnira ,
                                                               e.g. by an enrichment process
Transfer enriched to depleted            ED ■      . .         Transfer of nuclear niaterial frcn
                                                               eiiriched uranium to' depleted uraniun,
                                                               e.g. by blending or irradiation
Transfer enriched to natural             E1T .                 Transfer of nuclear material fron
                                                               enriched uranium to natural uranium ,
                                                               e.g. by blending or irradiation .
Shipper - Receiver Difference            DI                    Shipper/receiver diffei-eftce - the
( s/2 D) *                                     ■      .        difference between the quantity of
                                    '         ,          ■ material in a batch as stated by the
                                                               shipper end as measured by the operator
                                                               of the receiving material balance area .
Rebatching plus                          R?                    Increase of the ouantity of a batch due
                                                               to rebatening.
Rebatching r.iinus                       KM                    Decrease of the quantity of a batch du<
                                                               to rebatchin^.                    , .
                               fcfcà.U?JCTED
                                   –44e'
 ---pagebreak---                                   . . % .    *   *1
                                                    î uD
                                                     S • «     A  i 4
                                                                      ' n*i        1
                                                                                        (5c
                                                                                         \
12 . 'KJ .IP Code' : the name or code should be given of the flow key measurement        ^
point v/lioro' thy batch reported viae nenaured , received or shipped ,
13 .  'Nome or number of batch 1 ; . the designation ( marking ) of the batch reported
on should be given.      This is particularly important if item accountability is used .
14 . 'Number of items in batch 's         the number of similar items of which the batch
consists should be given , e.g. the number of drums , fuel rods , containers .
15 . Material description' :      this entry should be used to describe the nuclear
material by the use of four keywords or codes :
     ( a) First and second keywords :
              First Keyword                Second Keyword                      Code
            . solutions                    nitrate                             LN
                                           fluorides                           LF
                                           other                            • LO
              powder                       homogeneous                        PH
                                           heterogeneous                      PH
              ceramics                     pellets                             CP
                                           spheres                            CS
                                           other                              CO
             metal                         pure                               LIP
                                           aJ.loys                            LIA
              fuel                         rods , pins                        ER
                                           plates                             EP
                                           bundles                            EB
                                           assemblies                         EA
                                           other                              EO
             sealed sources                -                                  Q3
             small quantities              -                                  SS
             samples
             scrap                         homogeneous                        SH
                                           heterogeneous                  . SN
                                           ( cleanouts ,
                                           clinkers , sludges ,
                                           fines , other )
             solid waste                   hulls                              AH
                                           mixed                              AM
                                           ( plastics , gloves ,,
                                           papers , etc )
                                           contaminated equipment             AC
                                           other                              AO
              liquid waste                 low active                         \'!h
                                           medium active                      YiM
                                           high active                        Y/H
                              BESMOTED
                                         ■-'15-
 ---pagebreak---                                                ËBXR;CTED .                    '        '
         ( b ) Third keyword :        this koyword specifies the. type of container ( items ).
                  Ono of tho . following wor<Is or codes should be used ;
                  Keyword                      •        Coda
                  cylindcr                              G
          '      pack '                                P
                  drum.                                D
             - ' discrète fuel uni ta */               S
                 bird cage                             B .    -
                 bottle          '                 . F ,
                 Tank -, or other container T
                 other                                  0
        ( c ) Fourth Keyword :, for further characterization of the material , one
                 of the following words should be used :
                 Keyword            /        '         Code                       .      ,
                 fares h nuclear material '            P        '     / .
                 irradiated nuclear                    I                             1
                 material
                 retained waste ,                      V/
                 irrecoverable material                W                           ,
                 recoverable material            '     R
*J For fuel only.           The keyword denotes that the number of items reported is
      the number of discrete fuel units , as identified by the second keyword . .
.Accountancy "^nta            "                                   •       ,'                :
16 .    'Element ' :      the element name or code of the quantities given in the subsequent
columns should be given. . The following codes should be used :
                                                       Code                     .
                   depleted uranium                    D
                   natural uranium                     N
                                                            l       .                         ;
                   enriched uranium                    E
                   plutoniura                          P
                   thorium                             T
                                                    •   •                                -H
        The element code to be reported . in the case of a category change ^ inventory
change cods in , 1)8 , i-TD , 173 , BD , or XT ) is that of the 'higher' category (3>1T^D ).
 17 . ' 'Weight , of element ' :       the , weight of the element referred to in the previous
paragraph1 should be given ,: rounded jj/, if desired to the nearest 'j.nieger of the ur.i
as specified in the next column .                     These units are :
      rounding® :       digits 1-4 should be rounded off
                        digltu 5-9 n'-^ald . b'ö'r'rourrlcd up             _
                                                                        RESTRICTED
 ---pagebreak---                                              sVr                                             f RRCT
                                             ^ i" ■ 3 \ ■ '   T •; »
         ( a ) Crans of plutonium :
         ( by Crms of. total uranium /.'or enriched uranium ;
         ( c ) Kilograms of thorium , natural uranium and depleted uranium .                            '
        For reporting purposes the weights of individual items in the botch should be
 edded together before roundixig to the nearest unit _*/.
 10.     'Unit - KCT/G ' : the unit used in the previous column should be given.
 19 .    'Weight of fissile isotopes' :       for enriched uranium ( element code S ) the
                                                                                       */
combined weight of the isotopes U235 and U233 should be given rounded –* if desired
 to the nearest grain . For other categories of uranium ( element codes N and ])) the ,
weight of fissile isotopes may be required if so agreed and specified in the re leva;
Facility Attachment . *
20 .    'Isotope code' :    to indicate the kind of fissile isotope of which the weight
is given in accordance with the previous paragraph , one of the following codes
should be used :
                                                          Code
       Fox' fissile isotope content of
       U235 only                                         G
       for fissile isotope content of
       U235 Plus U233                                    J                                            j
       for fissile isotope content of                                                                 j
       U233 only      .                                  K
21 .    'Measurement basis' :     this column serves for the indication whether or not tho
reported batch data are based on measurements made at the MBA and , if not , whet the;
arc based on .      One of the following keywords or codes should be used :
           Keywords                         Code                            Explanation
measured                                    M               the batch data are bane a on measure­
                                                            ments made at the I.IBA , including
                                                            on its boundary
measured elsewhere                          N               the batch data are based on measure - I
                                                            ments made at another I. JBA
tagged                                      T               the batch data are based on measure­
                                                            ments previously made at the same I.3A
                                                            end have been reported for that I3A jr.
                                                            an ICR or ?IL end the measurements hzv
                                                            not been repeated
labelled                                    L               the batch data are based on measure­
                                                            ments previously made at snot her ~.- r3A
                                                            and have been reported for the present
                                                            },3A in an ICR or ?IL and the mensurer.3
                                                            have not been repeated .
       In the case of a category change ( inventory change code D1T , H3 , 10), 113 , 3D
or F.Ii)i the . measurement basis code is M.
     rounoing :    dibits 1-4 should be rounded off
                   dibits 'V';; nho.uid 'ro rounded up \
 ---pagebreak---                                                     je, ^  y   •>,J p* v*»,, <.
  ?2 .   'Concise note' :    not applicable
                                                  /
                                                                                              ( 53
 23 . 'Correction' : this cola-ai As used when it in nocessiary to correct en entry
  in nn earlier ICR , by giving the number of tho earlier report and that of the
 entry 'therein which needs correction .        The remainder of this line should give nil
 tho information in rcripect of thic entry as it should now read so that the entire
 line of the original entry is replaced . If the correction consists in adding one or
 more lines to tho original report , the lino numbers indicated in these columns
 should be the numbers of the last entry line in the original report plus 1 , 2 , etc .
 ( up to and not more than 8 entries ). If the correction consists in deleting a
 lino , the original entry should be replaced by a line containing zero quantities ,
 Reasons for corrections should be given in , concise notes .
 Tnotopic Data                         ■                     -
        Paragraphs 24 to 20 refer to the version R.01.2 only,
 24 .   'To entry number 's      in this column the entry number of the related batch tiyta.
 should be repeated in order to permit the related data to be connected ;               thus ,
^uranium and plutonium must be entered on different lines,' v/ith a reference to the
 respective line entry above .
 25 .   'Contin . ' :  not applicable .
 26 .   '/jU2 33        . .. ft Pu 242' : the weight percentages of the indicated isotopes
 uhould be riven as specified in the relevant Facility Attachment ,
 -               . For the application of isotope correlation techniques an accuracy -
 of at least two decimals ia required .
 27 .   'Measurement basis' :, see paragraph 21 above .
                                                                                    • -
 28 .   'Correction' :     see paragraph 23 above .
 EXPLANATION, OF FORI,I R.02 - PHYSICAL INVSITTORY LISTING-                     '
  29 .  This report form should bo used for Physical Inventor/- Listings ( PIL ) only .
  To each j.Aterial Balance Report or set, of 1,'aterial Balance Reports pertaining
   to the same period a Physical Inventory Listing i3 to be attached . N Since the
   information to be given in form ft . 02 is specified in the sarce way as that to be
   given in R , 01 , the explanations in respect of form R.02 . consist of references to
   the relevant paragraphs of R.01 .                                              '
   Heading Info ma t ion
   30 .  These items are to be handled as those for R.01 ;             see paragraphs 2-6 .
           1 .
                                           -48-           aSSISÏCITD
 ---pagebreak---                                                            RESTarr.Tm  iiL?
Mft. torJnl ( flitch ; Xflcrit.rf lir.r'.t.iion
31 ♦    'Entry no.' i     see paragraph 7 •
32 .    'Continuation' :      not applicable .
33 .     KT.IP Code ' t  as in paragraph 12 , but for inventory key measurement point .
34.     'Warns or number of batch 's            seo paragraph-13 .
35 .    'JTuwbor of items in batch' :            see paragraph 14.
36 .    'J.Iaterial description' :           seo paragraph 15»
Accountancy "Data
37 *    'Element' :     see paragraph 16 .
38 .    'height of element' :           see paragraph 17«
39 «    'Unit KG/G' : see paragraph 18 .
40 .    'Weight of fissile isotopes' :             see paragraph 19 .
41 .    'Isotope code' :      see paragraph 20 .
42 .    'îiîeasureroent basis' :        see paragraph 21 .
43 .    'Correotion to' :       see paragraph 23 .
EXPLANATIONS OF FOIL*: R.03 - T.TATSRTAL 3ALATTCS REPORTS
44. This report form should bo used for Material Balance Reports ( l£BR ) only.
Sinco the information to be given in form R.03 is to a large extent specified
in the came way as that to be given in R.01 , the explanations in respect of
fona R.03 consist of references to tho relevant paragraphs of foria R.01 .
NOTS : Unless otherwise indicated in the relevant Facility Attachment , separate
HBRs shall be prepared for each category of nuclear material as listed in para­
graph 16 above .
Ttosrllri'' Info rr-nt ion
45 .    Those iteirs ore to bo handled as for form R.01 :             see paragraphs 2-o .
Colurcn Inscription
46 .     'Entry number' : see paragraph 7«
47 .    'Continuation' :      not applicable .
40. 'Entry name' : in this coluraia the follovring keywords or their codes should
be used, in the -sequence indicated as applicable for the type of ISA in question
 ---pagebreak---                                       • KWlRiCTED
           Ke ywovda                             Co flc*                         Explanation
Beginning physical inventor/                     P2           Beginning phy3icsl inventory should be
                     • '                                      equrJ. to the ending physical inventory
     ,   .                                                    of the previou3 report .
( inventory changes : for keyv/ords                           For each' type of inventory changej as '
and cod-ia relating to various                         ■ •    applicable for the L13A in question , one
types of inventory change , see                          '    consolidated entry should be rcado for tha
paracraph 11 of these explanations .)                         entire reporting period ; list first
                              ,  _                            increases in the inventory and then
                                                              decrease therein ; receipts of nuclear
                                                              piaterial at the facility 'should be
                                                              entered on shipper 's data .
Adjusted ending book inventory                ' BA         . Ending boot inventory including S/RD
                                                     '        ( if applicable ).                    ; .
Ending physical inventory                        P3
Material Unaccounted For (MUF )                  KP           Material unacoounted for - should be
                •'       .                                    calculated as the difference between
                                                              adjusted ending book inventory mid
             ■     . %                                        physical inventory.    •                  . 1
Rounding adjustment                "             RA           Quantity required to make the rounded sun-
                                                              equal to the cum of the rounded texro .
                                          .    .   '        , Thia i3 given only for the adjus -tod
                                                              ending book inventory.
49 .   'Element' »         cee paragraph 1 6 .                    '         '
50.    'Weight of element':' see paragraph 17.
51 . - 'Unit He/a' : see paragraph 10.                                .  ' • /-
52 .   'Weight of fissile isotopes' :             see paragrah 19 .
53 .   'Isotopo Code' :         aee paragraph 20 .         •                                          '
54.    'Correction' *         see paragraph 23 .                                                            I
 ---pagebreak---                                      RESTRICTED
         Code 11        PROVISION OF INFORMATION BY THE UNITED KINGDOM
                   IN ACCORDANCE WITH ARTICLE      14 OF THE AGREEMENT
                Refer ence
                ( Arti cles )                                             Time limit
Code                                                  Subject
        Agreement        Protocol                                                             I
     I
                                                                                            I
                                       I
                                                                                            i
                                                                                            i
                                4
11.1     H o0,14                            Despatch of advance          To reach the Agea
                                            notification of withdrawal   and the Communit;
                                            of nuclear material from     10 days before ti,
                                            the scope of the Agreement   material is to bt
                                            for national security        withdrawn unless
                      j
                      I
                                            reasons .  See Code 11.2     otherwise specifa
                                            for details of information   m the relevant
                                                                                          !
                                            to be transmitted .          Facility Attacha}
                                                                                          |
       Note   Information included under Code It shall be treated as confidential' .
                                  RESTRICTED
                                         -51 - .
 ---pagebreak---                               RESTRICTED
  Code 11.2 - Model
  Agreement Reference
• ( Articles )
      14
                       \  .
  INFORMATION TO BE PROVIDED FOR ADVANCE NOTIFICATION OF INTENDED WITHDRAWAL
  OF NUCLEAR MATERIAL FROM THE SCOPE OF THE AGREEMENT FOR NATIONAL SECURITY
  REASONS
         (l)    Material Balance Area Code
         (2 )   Installation
         ( 3j ) Quantities
         00
         (k)    Chemical Composition
         (5)    Enrichment or isotopic composition ( if appropriate )
         (6)    Physical Form
         (7)    Number of items
         (δ)    Description of containers and seals
         (9 )   Shipment identification data .
         ( 10)  Date of notification
         ( 11 ) Name of authorised person, on bexialf of United Kingdom
                                     -52-'
 ---pagebreak--- η
                                                                        R*> \   R>         T » V . M-Î
'STRfCTED CUB5Ii)IA«Y aic:<;.::C2:2:;X3                          1                     K:*-* * £•>' .                                   v
                   CKI«iRAL PAH2 (Asnox.2E(a)> •                              '
                                                                                                  «
          UNITED KINGDOM FACULTIES LIST                                            .            * ,           .
          Provided in accordance vith Article 1(b ) of the Agreement between the United
          Kingdom of Great Britain and Northern Ireland , the European Atomic Energy
          Community and the International Atonic Energy Agency for the application of
   • Safeguards in the United Kingdom of Great Britain and Northern Ireland in
          connection with the Treaty on the Non-Proliferation of Nuclear Weapons
          Signed in Vienna on 6 September 1976 .                            ■      ■     ,
          KRITISH IFJCLSAR FUELS LTD
                                                                                                                              FV
       • British JJuclear Fuels Ltd Vindecale Works
          Sellafield • " .
        • Seascale                                                                                                    4.
          CUMBRIA CA20 1PG     '              •                                        *                                 -      .
     . British Nuclear Fuels Ltd Springfields Works
          Salwick                                                                                . '
          PrestonLANCASHIRE FRk OXJ
          British Nuclear Fuels Ltd Cafenhurst Works
          Capenhurst
          Chester                                              \                                                    .                 ^
          CHESilXRE CH1 6ER        ;                                                                     .
          British Nuclear Fuels Ltd Chapelcross Works
      ■ Annan                    •   '_                                                '
          Dumfrieehire       *          •                                                            ,
          SCOTLAND DG12 6RF                                - . •     .
     . UNITED KINGDOM ATOMIC ENERGY AUTHORITY
          UKAEA Ato'mic Energy Establishment Winfrith
    • Dorchester
          BORSET   1)T2 3m
          UKAEA Windscale Nuclear Power Development Laboratories
          Sellafield                                                                                   '
          Seascale                                                 .                                        .   •
          CUMERIA CA20 1PG                           . !
          UKAEA Dounreay Nuclear Power Development establishment
          Dounreay                                ...                                                                               -
          Thurso                                                                                                  .
          CAithness                            . . v        .*
          SCOTLAND KV1 1!- 7TZ   "
          UKAEA Springfields Nuclear Power Development Laboratories
          Salwick                                                                                                  •-
          Preston                                                                                      .
          LANCASHIRE PRV OXJ
                                                                                                           •               •
                                     •*                                                                             (       '
          UKAEA Atonic Energy Research Establishment Harwell
  * Harvell                                  .
          Didcot                          ■'                                                                                      ••
          OXFORDSHIRE 0X11 ORA .                   '    '. ' '        • •"           .    •
 ---pagebreak---                              οπςτπ ίΛ-τπη
CENTRAL rT*yrr?> TCTTY C-ZTTATINQ BOAP.D                   ,
CEGB Bradwell Nuclear Power Station
Bx-adwoll- on- Sea
Nr Southainstor -
ESSEX CKO 7HP
CEGB Berkeley Nuclear Power Station
Berkeley
GLOUCKSTERSHXRS GL13 9?A                                       .
CEGB Berkeley Nuclear Laboratoi'ies
CEG3 ftcsearch Departnont                                    - *
Berkeley
GLOUCESTERSHIRS GL1J 9PB
                                    «   .
CEGB Bungeness 'A' Nuclear Power Station.
Koraney Harsh                     •            . ,
KENT TN29 9PP
CEGB Eunseness 'B' Nuclear Power Station .
Romney Karsh
KENT TN29 9PP                             •        . *
CEGB Hartlepool Nuclear Power .Station
Tec6 Road
Hartlepool              -       "
TESSILE TS25 2BZ          •                            . .       .
CEGB Hinkley Point 'A' Nuclear Power Station
Nr Bridcewater
SOMERSET TA5 1UD •
CEGB Jlinkley Point 'B 1 Nuclear Power Station
Nr BriüGowater
 SOMERSET TA5 'iIID
                                             «
 CEGB Oldbury Nuclear Power Station
 Thornbury
 Nr Bristol
 AVON BS12 1RQ
 CEGB Sizewell Nuclear Power Station
 Lei G ton
 SUFFOLK IP16 hUE
 CEGB Trawsfynydd Nuclear Power Station
 Trawsfynydd
 Gwnedd                                   ...
 NORTH VALES LIAI 4DT
 CEGB V/ylfa Nuclear Power Station
 Cannes Bay
 Anglesea
 Gwnedd                   •     '
 NORTH VALES 116? ODH.                :    .
        »                 1,
          ■                   :                    2
 ---pagebreak---                        n T" ***    r\ t     N-v-                                                                             s- r          i
                       hkï { :<i ^ S cU                                           .                                       . (6a             1
  SOUTH OK SCO?I.;:;P EIECT^ICITY BOARD
  SSEB Hunterston 'A' Nuclear Power Station
  West K-ilbride                .
  Ayrshire               .                   "
  SCOTLMJD KA2j5 9QT
  SSE3 Hunterston 'B' Nuclear. Power Station.                                   •
  West Kilbra.de
  Ayrshire                                                                                                        •               .           .
  SCOILAND KA23 9QT
. UNIVERSITIES                   •               . ...•             *
  University of- London Reactor Centre                                                                            '
  Silwood Park Sunnin£hill                                                                   / •      •
  Ascot
  BERKSHIRE SL5 7PY                            .      *
  Queen Mary College Research Reactor
  Umversity of London                                                               .                                                 . , •
  Mile rind Road
  LONDON £1 ANS                                               .. .                                              "       .   •       •
                                     . , :                                                                                          1
  Scottish Universities Research and Reactor Centre
  East Kilbride                                         .                   . ...       •
  GIASGOW G?5 OQU                      .                                                   '     •
  Universities Research Reactor Risley
  Universities of Liverpool and Manchester
  Risley                                                '
  V/arnngton                                                                                                        "
  CHESIIIRE WA3 6AT
  FIRMS
  Imperial Chenical Industries #Ltd Triga Reactor
  Petrochemicals Division
  PO Box No 2                                                           '                                                                       i
  Organic House                                                •                                                              .
  Billin^ham                                            . .
  TEESID3 TS23 1JB                             '            •                                      .    •
  CSW Engineering Ltd
  11 Haxted Road
  Hemel Hecicctead
  HERTFORDSHIRE
  Pickford . Holland & Co Ltd
  Haye6 Lano Works                                               '                           .                          .         .
  Itfc                                                    '                                               '   .
  Stourbridge                      . *                                '                                     .• ..
  VEST KIDLANDS . DY9 8PH        '        •          . ' .         •                ' " =
                                                                          •           -  y
  NOTE                                                          •           . .                '    •                 '
  Article 1 of the Agreement provides that certnin facilities or porta thereof
  in the UK isay bo excluded at any ti:r.3 for national security reasons#                                                               Certain
  parts of scc.o of the above facilities are excluded from the scope of the
  A/prctir.ent for such reasons .                                                 -
 ---pagebreak---                     *V.;.ÌUIÌ. AiLilAii Lril'l'liIji'J'X'vJ
             CEiiERAL PART (Annex l(b ))                    iftlw it KilV.* 1 ioD Us? 1
LIST OF FACILITIES III THE UI7ITED KI1TGD0K DESIGNATED
FURSUA13T TO ARTICLE 78(a ) OF THE AGRSBiSlIT
 ---pagebreak---                                                                   Su ^ jjuARY AimriGSMKIITS                                                   jv.                                                                       ft r
                                                                  ■ ■■■                                   v                                  k^J^ViKU.                                                          ,       [L\
                                                            ; ■
                                                            «).         1
                                                                            GEITSflAL fPACT ; .
                                                                            " i.    1 1 •          1   " :J            •
                                                                                                                                  ,                            "" "                                                     ^
                                                                                 ( Αηη@* XI )
                                THE AGREED INDICATIVE QUESTIONAIRE , REFERRED TO IN ARTICLE II
                                OP THE PROTOCOL .                     • THIS INDICATES THE DESIGN AND - OTHER INFORMATION                                                                                     •
                                TO BE PROVIDED FOR THE PREPARATION OF FACILITY ATTACHMENTS                                                                                                                    \
                                                                                                                                                                                                                 V
                                   •                   • • 'A. KEACTOH FACILITIES ; ;•                                                                                             •'
                                                                .                                                ■ '     • Date of information
                 .*   ;
           IDENTIFICATION OF THE FACILITY                                                    .                                  v          1
            1,                   Nome               . .         ;                                                                                     •_ ,                     .
           <>.•••'                Location -                                                                                                                        ••• .
    . 3 . ' . . Owner ( logal)y ' responsible body )                                                                                                           • •;
            4,                    Operator ( legally responsible. "body )                                                                                             •                                       '           ,
          ■ 5,              ; Frecent status ( in operation or .expected dato of- start of oporatx
                           •"                              _                                                         *               ■                       .                          .                           . •
 .          6c.»     . . •'       Purpose and typo of facility
   ' ■ '(                        'Operating mode of facility influencing ita throughput . ( Shit t sj
                                  adopted , approximate days of operating time per yeai , ; eto . )
v \\". t».   e»                    Layout of facility ti'ito. Map showing perimotore and promises of the
                              . faoility in the 'form, of a 6ito layout j * buildings , roads , rivers ,
                      V           railwayo , • etc.                       '                      ;                                                                                                 ' .- ;
        ' 9*                       Layout of faoility » ' •"                                         •                                                    •'                \
       • /                         ( a) '      • structural containment , fences and access routes ,
;                   •• •         • (b )       • incoming material etorago area ;                                                             ..
                   •>          .• ( c )       . reactor area ; ,                                                                                                                                   . '•
                         !' v> • (d)                 test and experiment area, laboratories }                                                                                .                              *.,
       • ■                       . (o)            . outgoing matorial storage area ;                                                                ,                   ;                                -•
                                    ( f)             nuclear matorial .waste disposal * .                                                                                        .
     .• • 10 .* •'                  AddLit ional main facili ty data $                                                    .              '      -V ■                      \           \                                     '
                                     ( 0)          "rated thermal output per reactor for continuous operation ;-
 : ' '•                              (h)             sourco and special fissionablo matoi^ialj ^
                                     (o )             initial ooro er'i'ichincnts ;                                                          ; '                                                    '' =• V. .*
                               • \d) .               modorator • ' ■ ' -: Ç -                                                   \ V.-' .                                                    ;
                                     ( 0.)           coolïuit.' . ( ■ .                                                     !..                                           . ..''                • fî               • ;
                                                                   . r-j    v     ;   T .1 '   /      ^"«- . '7^                                                        .                 •
                                           *"  '
                                                 ' r         *- * •*          •
                                                                                                                         ' y
                                                                                                                         ...
                                                                                                                                  i ; ■ •'        »
                                                                                                                                                           ;•  «
                                                                                                                                                                     *s. ó ' . V-
                                                                                                                                                                            • •.              .      1
                                                                                                                                                                                                       ■
 ---pagebreak---     . ■ GENERAL ATJUMGSKFMT OF THE FACTLITY IKCLUDHK* J^ATURES RELATING' TO MATERIAL
   . .■.ACCOUiJTAKff , COJÎTATKjWT AND SUBVEILUîïCB •                                      .• ....•   •               ■>.•     ■
      • Description of Nuclear Matorial–' '
■ . V·.· .                     > '                                             ··■'             . ' '·'ν ■                  ·' ' ·
   ■ 11. lAiel clement ana/or acaoiiibly outl3.no drawing in sufficient detail >o
        indicate general etruoture with oven-all dimensions, (element is the
        smallest contained fuol imitj assembly is the combin&tioi} of 'elements to
        a handling unit ouch ae clue tor or bundle . Provisions for' olcment exchange
        should ho shown if applicable and indication given if ibis is foreseen to
            _     j- •  '       . .     \   '      :                    .   .    •  '                       *           •
        oo a routine operation .)                      •      ■                                                     ••
                                  «Ht / .                   '   '         ' '                                  •               V''
       12 . I-\iel r.atorial -~/ ( includine nucloar material in control or shim
       asoomhli.oB if o.pplico.ble )»                                                                ..                                      •
                                                 S        ••        '  •»'                                "                't      •'
 •        ; (a) chemical composition or major alloy constituents; '
               00 uverago enrichment per assembly }                                                                                   . '•
  - .          (o) noiMiial weight of fuel material pop aacembly vith design .V -
                                         •    ■ ·* -          ·
                     toleranees.'                        . •' •                                         •••»•*• .« • »
   , 13 . Cladding material r–'                            • :        "       *''■ !'.'•' •                         •
  • 14. Method of identifying; individual fuol olenente and/or assemblies if •
 ; applicable.'                                      .                                                                           ....
     15. other nuclear material used in the facility (state briefly material , '
     purpose and way of using material , e.g. booster rods).
    -Flow Q'f Nuclear Material                                    .. ' /              '-            ..
     16. Schematic flow sheet ;for the nuclear material showing points whore
    nuolcar material is identified or measured, material balance areas and
     inventory locations used for material balance accountancy and estimated " •' /
    range of inventories of nuclear material in these areas undor normal
  •operating conditions .                 _ '% ■ "•                                                                                        •
              J.I m       V           , 5 answered for eaoh type of assembly in the '
          ; i^oility. ^ terminology consistent with 11 should be v.eed.
            ?\b°,    t'vavif-Q* those typos of fuel for which non-destructive " ' '
            techniques for nuclear material ©.asay* or* available.
 ---pagebreak---  1?# Expactod, nominai fuol cycle data inoluding (as applioahle ) i ,
'•                      reactor coro loading ; '                                       v - V. v ' :                                          '
               ("b) oxpootod "bura-up ;-                     v. : '                                       • V . v . • V- '
               (c) annual refuelling amount ; •                                          •••.''''.-v -,'. ' ' ''                      -.V * i'-
          \ (d) refuolling interval (on-lo'ad or off-xoad; ;
             ' (f) approximate forecaot of throughput and inventory and of receipts
                                            '•    ' «                     ...   v                              •  > .       •     .      r:    .
                      . and ûhipmcnto ,        •      .               . '.'     V.'                   :                       ,
 H.-yv'. lin;T of Nuclear Material                             . ^
 3.8. Layout and general arrangement drawings of freah.fuel otorago , and
 j'-.eroriptioa of packaging of fro oh fuel. '                                          \ . ' ' '•                    •
  19. Layout and goneral arrangement drawingo of feah fuel preparation
  and/or aeuajr room and reactor loading area.                                                . •            , -                 ■ '. .
                                             r                      '   "                •                         •    -           .           1
 20. Goneral arrangoment drawings of fuel transfer equipment for freoh and
  irradiated fuel , including refilling machines . or equipment .
                            •• .             n ■       ; '
 21. - 'Goneral arrangement drawing of reactor vessel , location of coro and
  openings in vessel , method of fuol handling in vessel .                                                 ... •           •• ; ;
  22 . Sketch of core showing the general disposition , lattice , form ,
   pitch and dimensions of coro , reflector, location , chapes and dimensions c
   control olemanto , experimental and/or irradiation positions .                                                           ...
   23. Number and siso of channels fox* fuol elements or assemblies and for
     oontrol elomonto iu tho coro#                                                          \r ;
     24» * Spen*t fuol Storage :-                                             t
   .             Co) loyout and general arrangement drawings ;                                     '■ . -
                 00 method of storage ;                    ■                        •*                          ,               * .
. '•..••■•(o ) design capacity of storage ;.                                  '•                              '•                ' • '
   . .' v '• (d) 4 equipment for handling irradiated fuol ;                                                ■' . •
                 ( 0 ) minimum cooling tirr;o "before shipment or irradiated fuol ;
                 (1 ) rtvawinft m\A--doaori^tioa cf shipping caok for irradiated fuol
                           (ao required to cxploro tho poHciVility of , coaling)#                                         v: .
     • ■'  · *. · *' ■' '·
                                         ^estrïcted                                                                   -v V. - ''
 ---pagebreak---   25« Hucloar material touting area ( if applicable ) » .
         . ( a) brief description of the nature of the. activities performed ; '
                 (b) duscription of major equipment (o 0 g. t hot ooll , fuel oloment
       . 'j                deoladding ar»d dissolution equiprnent ); ....                                                 ;'
                 ( o ) description of chipping containers for nuclear matoriai and
                    , • paokaging of waste and scrap ( as voquired . to- explore the . . . "
                           possibility of , scaling),                               » •• ' .          '« ... ■/
            .'(d ) storage of uniiTadiated mid irradiated nuolear material ; s                                                 .
 "                                     •                                                       '                           •
                ( o ) leyout and* gonoral arrangement drawings for tho above t - if not                                        .
                   . : covered elsowhore . ■           .         •;>        •"
 Coolant Data
I * HI ■■■■■' »■ '   '^1 ' – ■«'
                                     ,           *
                                                         ', .     ■ '     •    ••      •                             :  .    '
26 .            Schematic ooolont flow diagrams as required for hoat balance *
c&lpulationo ( indicating procsuro , temperatures and mass flow rates at
majpr points),                              .' v                        .' ••• '*• .\v                                 .■•
NUCLEAR MATERIAL ACCOUNTANCY AND CONTROL                                                      •           " •    . .
                                          *                       .                .1    • *
27 . Nuclear matoriai control and accountancy system ( describe item and/or
maBS accouivtorioy system , i^oluding relevant assay measurement methods used
with assessed aocuracios supplying specimen blank forme used in all .;.
control and accountancy procedures )* Length of preservation of such
records should be stated .                                                             •   •       ••..       •• "
              "                                    ' 1        .•      '                           • '
 OTHER                             RELEVANT- TO APPLICATION OP SAFEGUARDS                        '
                \                              ,                                            1               .
28.. . Organisational structure for material accountancy and control .^
2$ . Information on tho health and safety procedures which the Agoncy shall
 observe and with which tho . inspectors shall comply at tho faoility . V »
 ---pagebreak---                                                                            /, RBIMRVM <■                                                                                    VV / V .. ,.- R^
                            • *r .
                         r Y                            A «- •. CRXTXCAX. ASID ,ZEKO. ENEROY • FACILITIES ; •
                                                         v.-;'                              . ;'.vr         ■' í>ato of informatiori «•••«••••••••»                                                           •
               . ;, HJDJTIFICATION OF TINE FACXLITF'                                                                                                                                                         '
                     1 » ■ • Namo •
                          t '  '           ' *                     .   "
' I"                    ^ . 'Owner ( loyally responsible bo£y ) ■ '                                                                                                                        V*': V>'
       -*;• 4„                   Operator ( legally responsible "body )                                                                   ;V               r'                                          ri:.
              ; .«>, , Prosent status ( in operation or expected data of start of operation) ' |
                     6»          Purpose and typo of faoility . '                                       .
     '           /. 7 . Operating r.ioclc of faoility influencing: its throughput# . . .( Shift system • '
                '* adopted , approximate . daya of operating time per year,; oto «) '                                                                                 .
  '            . '-8.' •' Layout of facility site . ' Map shoving perimeters and premises of the '
                  ■ facility in the form of a site layout ;                                                      "buildings t roado , rivora , railways , •
     > ''9 . • "Layout of facility * •                                                 •                                                                   VA                                           ' •:
         :            ". V ( a)          structxiral containmànt , fencos and acceos routes ;                                                                              .•       ;
                                  (b ) nuclear material storage are ?,( &)}                                                      • .'          •                                                 :
        V              :          ( c ) -fuel elemeivfc assembline area , laboratorio®*., oto .;                                                                    .. ■■ ;V . ; R
                                  (d) oritioal assembly proper–' .                                                    v\ • .                                '".'.y •/i'C;- .'/.-.                  '
           :>        10«         Additional main faoility data                                            1    •        .                                           : v'.'
                                  ( a) maximum expected operating power and/or neutron 'flu*; .
          • ' ■*                  (h ) main typo(o ) of nuclear ©Citarial aad enrichment ; . -r.                                                                              v -,-   v ' v' -; .
                            ■ (o)        moderator ;.,               •                                                                                                              : •• • '•••
                , ..        .. (d) ' roflootor, hlankot ;                                =           ;
  .         .        •            ( 0 ) coolant . '                    .
                                                                                                  . * % ,*■* ·.·
                     tf '                 'provided for each oritioal astfambly'if oor® than one in 'tho ^
                                   oritioal' faoility »                             . <'}/: • . . ;.;RV                                                 •.                                           '
               **.                             »i ■ '     •      1                    ' ' '   1    1 • ■ .!   ) ,»           ...  1 ',s    , t   *•                                     "*
                                                                                                                  •   I '
                                                                                                                    ,  !  «•
        ■ ·· : ···.·■                              '· ^  ·' .            Γ· . ·.·:-/ ·                                                  ; ·. - : ; ■;.·                                      . Ί. ■
 ---pagebreak---            ■ ; . •. ,                                                    ^ESTPJCTED. W                                                   :
   GfflERAL AltRANCEKGNT OF TiES FACILITY INCLUDING FEATURES RELATING TO MATERIAL
   ACCOUNTING CONTAINMENT AND . SURVEILLANCE . t -                                                                               .                    ...               .                                . ■
           *                                  .                  '                ■ ' * .        •          \           •             ' * '              "/                              . i ^               •
   poncription of Nuclear H.-vtorial                                                                                            ■•:*..                                                               . •
   11 .            Description "by means of drawings or otherwise of all nuolcar material
   in facility showingi .                                                                                                                                                              r '
: ' • / ( a)                       all typos of uni.be including- normal handling units*;
                                <•/
 •                 (*>)               chemical composition or' main alloy conotituonts ;                                                                                               '        <          .
                   ( o ) ' form cind dimensions ;                                          •                                    v. : * '-i .
                ..(d ) -enrichment ;                                                -                                      -■■■
                   (o )                 nominal weight . of nucloar matorial with dosign tolerances ;
                                *
                   ( f)                 oladding material ; and '                                                                            ;                     • • • • ••, "• ,
          • (g ) mothod(s ) of identifying units .                                                                                 . '■: ■ !
   Location end Handling of Nucloar Material
                       '     ■         «-»- "   ■ - ■ ' " " ■■     '             «ι·».- II .  .1   .  ■ ! ■    ■   *
                                                                                                                                                               .    '                    '        .          ·
                                                                      -'              '                    \ .                                                  '                             '
   12 0            Description "by moans "c                                    layout and general arrangement drawings o ?
■ otherwise of :                                                          .              .                           r-             .                ...                  ■
                   ( a) ' nuclear material storage and assembly areas and critical
                                   asoeirib)y(ios ) p'roper ( invontoiy looations );
       .     ' '         .                                           π                                           ■        .
         " ; (b )                  the estimated range of. inventories of nuoloar material in these
            *              *     .                                   Λ                                                                           ♦                             ..    .
                 •             ' locations :                             .                   •                                     .          .      .. .             •
         • (o ) the physical arrangement of equipment used fo.v assembling ,
                                   touting and measuring nuolcar matorial ;                                                                         and                          ' _
                   (d ) the routes of nuclear matorial .
                                                             •       # .                                                     ,                                                     •
   13 »" Sketch of critical assembly core showing core support structure ,
   shielding end hoat removal arrangements with description ( to be provided
   for each critical assembly if more than one in the critical facility ),
   NUCLEAR MATERIAL ACCOUNTANCY AND COKTROI#                                                                                                                                                           '
                                                                                                                                                • .             •»           «                     '
                                                                                                                                                            »■                 é
   Accountancy System                                 "•       1             ;                               • ■ : .. ;                  '•            •                    • ' •                         • '
                     /                                                                         -                                                                                           •                   •
           ,                                                                   À       •                 .                             i   •
   14,             Dar.cription of tho nuoloar matorxal control and accountancy cystoia
   (doseribo item and/or u>ass accountancy system , . including relevant assay
    / To bo provided for tnooo typorj of fuel fox* which noii-dor.trucstivs
    . ■ techniques for nucloar material assay" are available* ,
                                                                          ■'       -6        '       ■ ■
                                                                                                            ■'•..RESTRiGTED ■ ' .
 ---pagebreak---        • •                   .    *
                                                                             V ■; : ,
                                                                                   ,.             , -
                                                                                                       BESTRICTFCD ■ ; T-X -
                                                                                                             '            ,                                    1 . I'        .         *1             :                            •'         .
                                                                                                                                                                                                                                                            ^
                                                                                              •                                                    .                     '                      ' .
                                                            •'                   •              a                                                                                                •                                                             t
              ■ ■ '• mothodo unod with aBcoosed . aoouraoioo ) oupplyih# opociinon blank fox-mo •
                  ' uood in all control arid ciooouivtoncy procodiu'eo .                                                                                                    Length of prcoorvation
            .. / "of ouch rooordo ohould Too stated ..                                                                                                                                        -■
                 .. Physica l Inventory                                                                          \ :
   *.              . 15*                   Dsocription of procodureo , uchodulcd frequency , iv.ethodo of                                                                                                                                       '         ' ; '
        •                                  oporator'o invontory talcing ("both for item and/or masa accountancy
                            ' ■." . including rolevant aoojiy ir.othodo ), expected accuracy ;                                                                                                                       aocoos to -                                  ;
                    : .                    nuclear material is the coro uid to irradiated nuoloar niatonal                                                                                                                                            '           •
          •.                             'outaido the ooro , expaoted radiation lovolo .
   ' • Y'. OTHER XHFORMATION RELEVANT TO APPLICATION OP SAFEGUARDS                                                                                                                                                                                           •
                 • 16»,'' Or£onizatiom<.l struoturo for material accountancy and control .                    η                                                                           ~
                    • 17 .                 Information on tho health and safety procedures vhioh shall bo
                      ■ •                  objjorvod cmd i /ith which the iriopectoro shall comply at tho faoiltity . '
          ... ·.                                   ■.■. ··'/ V..·.·            . ν··:*·"·..·,                   ; ·· ,                                                                                      ,·                          \ ·..            .            '      ·    ;
     . ··:·..> ■·.·'·':·.·'' ■■                                           Ά                ;·                                 ; · / ν>·                               V ·» Λ;                                    .'·· ·.·· ■..,         · : ·.. '· ' · · . · ■
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           ι . . · " =· ·.·· " · ._· \                                                   , ■ ·. ·>*·>                                        ■;                                ■ / ' '·'                                                    .           ' .· . ·· · · '
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     '                                             7·Γ V :                                                                                                       ' V               ^ :-- Ν'               ^                                                                      ;
        . ····          ···'·' ..                · ■'·         ···..·■· ·ί             .■     .                                '·ν·"; · . ν · ·,Λ'                                                      ·     . ·'■·'   ·■'·■>·"..··■· .                   .·■'·'·        ..
•                      ■ .. ; ■■                                                                                                            , !      '.,■■!.··■. } . -■ ·..· 'Γ,'-' . !                                                                        ·        - ·,
 ---pagebreak---       ; vv           c . . COilVERSJIONy • FABRICATION AitD REPROCESSING FACILITIES                                                                ■ * . .
                           • '*   * ;*. '* > , yw \* .*■ .     '■ .                                    ^n.1                        fe      *»*••e»e•»c•*
"• IDKWTIFICATIOJf . GF THE FACILITI                                    " =      " viwv . 'vj                   ; V " •'
  - 1»           Huma     '■                                     ••                                                 ■•y..-                                            ... ■
                                '    *                     - .                 ;       , •••» ' ' f                                                 ,        ' '' •
      2 . '-Locution                    "                                                      y...'. •' •           ' V;                                         .
; S® •' Oimer ( legally responsible body )                                         . .,                                                                             A. '
  . 4* .'. Oporator ( lcgal3y responsible body)                                                     ..                                      ' • ;'
      5.         Present status ( in operation or expected date of start of operation.)
■ 6*           . Purpose and typo of 'facility                                       ...
         •                                          *                                                                                       I                     V
     7.         'Operating wode of facility influencing - its throughput ,                                                              ( Shift eystoro
 • adopted , approximate days of operating time per year , etc .) •                                                                              ! ■ . ,•
     8» . Leyout of facility site * Map showing perimeters and premises of the
    faoility . in the form of a site layout } "buildings , roads , rivers ,
    railv/eyo , etc©                     • '            /           •*.                                 ' • ■ >.               • ...                                   .•
 .% : Layout of facility ;                                                  '•               ; . ,•                                                            :
'                ( a) structural containment , fences and access route at
    :         ' ("b ) routes followed ty nuclear material ; . .                                                                                       .
'• ^             (o) JLncoming nuclear material storage'}                                                                        •• V- '?•'                 '•          •. . *
           •.         • oach wain processing area and proooss laboratory }                                                                    r" ,               .*
.;               (o ) teat or experimental arsafi {                                                                                                                 "
  ;              (f) outgoing nuclear material storage;'                                                                ' V' '                : -                         --
       :         ( s) vast© diepocal facilities } ' .i •                                                     ' * • v :"               V' •                ■
                 (h.) anaJytioal , laboratory, -                                                     •"'.'.•V                             • V- . . : •
   OBIvLORAL APJRA'f<G]2M57MT OF TIIS FACILITY IKCLUDUiO FEATURES KSLATIHC TO MATERIAL
   ACCOlPJT/jiCY COliTAIiniK.T AJJD SUBVBILLAli'CB                                                                              .■         ,                         . " .
  Flow , Log;;.tion end Handling of Nuclear Material ' ' .                                                                         •  .                 '
   10. Schor.ui.tio flow ohoot for the nuolear material ' - showing pointa where • •
  naoioar ;/< ru-crial is identified or measured, material balance aroao and
   .•.nvontoi^ . laca ^ ioiia . uccd for material balance accountancy and. er»tirr;atod
 ---pagebreak---                                                               RESTRICTED
  ; . Timgo. of inventories of nuolcar roatorial in those areas under normal
                  operating conditional Tho descx-iption ohould inoludo ( if applioablc ) s                                                     • «; •
'                   ...        ( a)      batch size or flow ratoj                                              .
                               ("b )     mathod of. storage oi' packing;                  V!' -:". :                                i
                               ( o)    • etoroge capacityj .•                                                                 •'.' . • " .
                              (d )       approximate forecast of throughput and inventory and of .receipts _
                 '         »'            and shipments .    .          " • .  •'      ' ' : ' ' , .
                 11 . Xn addition to 10 above , food storago areas for reprocessing plants
        • .-> Ma^uld bo dofioribed 1'/ a general arrangement drawing showings                                                                      v••
                     • • . ( a) locations for fuel eleaonts and handling equipment j " •
      ■                       Cb ) typo of fuol elements including nuclear material content and
            r.. • • •                    enriohmonto                                                              * '* . •
         "■ !L2 » In addition to 10 above , tho dosoription of tho recycle stage of the                                  *
               ; proooGD should include if available* j.                                                                            ;
                        . - .-( a) duration of temporary, wtorage ;                                                                             '
          '               • (b ) schedules for external recycling ( if applicable ). " . .                                                  ' '
   ■ \ • 13 . In addition to 10 above , tho description of tho discard stage of the
                 process t'hould includoj                                        v                        .•       .-
      . .                     ( a) tho discard method (disposal or storage )*                                         •                   . .; ..
             .• 14* Under equilibrium conditions) for each flowsheet referred , to in
     '+                                                        »•      i                                                              '      • *•
             . paragraphs* _10 and 16 and assuming tho modes of operation in 1 paragraph 7 »
        ■ l;, stator                        ;    •   ...  "       .■                                                                                    •
                                     .    ··■'■'                     »                 ·'* ·' * '· "...      '· .                                 " ':·ν·
  i/ v ;'                     ( &)            nominal throughput por yoarj                                                            '.
-                 '           (b)' tho in-procoes invontoiy based on design capacity.'                                                                    ■
           > 15. Do&cribo the norwal procedures adopted for complcto or partial
                 oloan~ov\t of the plant .               Include description of special campling and                                       '.              .
              • moasui'-emant points' associated with tho cloan-out procedure and . eubsoquont
          " pl\yoioal inventor taking, if not described in 10 above# .                                                                  !
                ^G Gcrip li.on of Nuc lear Material                     •    >•■.■- 'V                           . • • • ;' ' .                      '•
           . l(j . IDoncribo , by means of flowuheo'to or otherwise , tho estimated flow
 .-.' ' • and inventory of all nucloar ir,atorial for citorago cuid' prococs areas . .'                                                             . "
                 The description should include'.. $                                                    :                                    '• .
 ---pagebreak---                           *.     ( a) physical and chemical form; ' •                                                                                       ■
                               . (b ) - contont range or oxpoetod upper limits for each catagor/ of
.                                     •• colia cr liquid diooard material ?
         '                 . 1 (o ) enrichroont rango .                                                         : . v ' ' . . . : " ...              '
   .                     KUCLEAK MATERIAL ACCOUNTANCY AND CONTROL ,                                      '                               'V,              ••
                 • A_GCOvr,t.jn,''c System                        • '. - v, - ' ' •'          .            t;
                                Description oi" the 'accountancy qystom used to record and report
     •                ' accountancy data and establish matorial "balances , supplying specimen
                     ' formo *o.cod in all procedures' * Longth of preservation of ouch records
               .         should be stated .
                                          *' M                               •                                                      •
             •           10 .    Indicate when and how often material balances are made , including any ,
                         during campaigns . Describe method and procedure for . adjvistment . of aocounts
  '•                     Aftox- plant inventory taking .                     ■ :        •.                                                             .
                    ' lp . ' Deocribo procedure for handling shipper/receiver differences and
                         method of adjustment of accounts *                     -                          •     ■ '         '*
           •                                                               '               •                                     *
                         20 .   Dk».ccribo . procedure for moMng oorrootions to accounts due to
                         procedural or clerical miotokos and the. offeot on chipper/receiver                             1
                       • differences , if applicable .              _ '                            . ■
                                                         ;• ' ' . • *r '           v .     .                                                      .
     ;•                  Phys ica l Tnvonto ry                           .                      .■                                              •. .
                         21. Rofcrenco is made to paragraph 15.                              Identify the items of 'equipment on
                         the flov;sheets of paragraphs 10 and .16 to be regarded as containers for
                         nucloar material under physical inventory conditions 'State the timing in
                         the campaign programme of taking physical inventories'. •                                              \- '
                                               •                                                       •                          *' • .               •' •
            ! ,                                                               ■   • . ■                       .....                      ...
       .• V-Mothodo for Measurement , Sampling and Analysis '                                                ■'                             . •
•            •    ■                                ,
                         22 .   Method of establishing each meaourernont at the point indicated should
                       " be described ; eq-uationo or tables ucod and' calculations mado to determine
                         actual quantities of weights or . volumes should, be identified . Rcoording
                      . of data automatically or m;j.nual3y should be statod . • Method of and .
                         practical procedures for sampling for each point indicated should be .
                    • dGseribod . • ' "                 v.v ^                                                                             :     '
                                                                'ΚΕ5Τίί:0ΤΕ0                                  V: ·.
                                                                                        ιόν
 ---pagebreak---    .       '        •                 - RESTRICTED-
              %
         Analytical mcthoda uood for accountancy pm-pocoa should
    "bo doccribed .      Reference to a manual . or report would "bo                ••
. ouitablo .          ..                    . J; .*    , •' *
    Con trol of Koaaurernant Accuracy                          -         . • •      •  .
         Donoribo rcoaouremont quality control programme relevant fov ' ■• • •
   material accounting including programmes (together with acouracy
   valuoc) for tho continuing appraisal of analytical , weight ,
   volume and sampling procinions and "biases , .- 'and for the calibra­
   tion of ascociatod equipment ; method of calibrating tho measuring
'oquipmont referred to in paragraph 23 ;                   type and quality of
   standards used for anaiytioal methods referred to' in paragraph 23 ;
   typo of analytical . equipment used ,- method of calibration and
   frequency .                   ' -. ' •••                      •/. ' v ' . ,   .)
   Statistical Evaluation
        BeGCi-ibo methods of etatiotical evaluation ox data accuifiulatod
   in meaGuroment control programmeo' for tho evaluation of precieion                                       ■
  and accuracy of measurements. and the ootirnation of measurement                                  .     .
 unoortainty        ( i,e . f determination of the random and ryotomatic                                • .
  erroi'D of tho rnoacurements and tho associated limits of error ;
  otatictical procedures used to combine individual measurement
 error estimates to obtain the overall limits of orror for s/R
 differences , the book inventory , tho physical inventory and MUP).
 OTIICE UrFORMATION KELEV/iKT TO APPLICATION OP • SAFEGUARDS
          . Organizational otructuro for . material accountancy end control
*>
             Information on' the - health and safety procedures which . .
       • •                                                                                       '    ,
;ohall bo observed and with which tho inspectors shall comply' at
         faoility,        /•.' .          K         /?                      •! .         - ,r -/
: 'H : - vV:• i'              ,1 RESTRicTÉb: ri Je.                                                - ; ;r
 ---pagebreak---                             I <
                                                         '/ .'RESTRICTED • <                                                                                                                                    ^ |
                                                                 '                                        '         ». '/           ■   ■ • * .* ·■'■·■ ' * ν. ·'··'.··'... .'V··' '. .·*• , il           '                 • j
                                                  D. STORAGE .FACILITIES-' ^.                                                                           :              V                     .                    '1 j; ji  •   ?
                                                                                                                       : '*                   "■                                                                           jj
                                                                                                                                                                                                                           I y
                                                                                         ' Bate cf information '•                                                                                                          J|
         IDENTIFICATION. OF THE FACII-T^' _ - '                                               •:
                                               Ί          -·         · *'                   '
■ * !• •' Nonio '                       •!                    '■
         2. ■      location                                  . '
,        "                                                                · -ν        ····
                                                   . M
 ' 3»             Owner ( legally responsible body )
     . 4,       . Oporator ( legally responsible body )                                                                                                                                                                • (•
         5.       Présent status                . 1                                                                              • ;      •-        :                                                                         i
                                                                               t    •     .      ,                                                              -,                   .             .         .               f
         6.       Purpose and typo of facility                                                              .. . .                                                                \ , - .                   . .              I
    ' 7 » ' Layout of facility .                        Structural containment , fences and access routes ,                                                                                                                j
         lf appropriate .                       '      : •                                                       ■'                                                                                    .                  :
      • CENERAl. ARRANGEMENT OP TIE FACILITY INCLUDING FEATURES HELATING TO MATERIAL
   . 'ACCOUHTAKCY, CONTAINMENT AND SURVEILLANCE*'                                                                    "                                .                    .. .          ...
  • PQsorS-ption of Nuclear Manorial ''                                                  ..           ."                                                                       :                     •
                                                                                          •             *                                                 ■ "      ■*        • *       *                       "S
        8o        Description by means* of drawings or otherwise of all nuclear material .
        in 'facility showings                   ' .v             .■           •        *             ■                        ■. * . .                                                     :*            ' .
      •                                                                                                                                   .       .                                ■                            •
         ; .      ( a) > all types of units including normal handling rmitsj '
              • t \ **/                                                          . -                                                                                     '
                  (b ) –' chemical composition or main alloy constituents ; . '• .
          '       (c ) form and dimensions ;                                      '                                           •' '•                                                    V
                  ( d ) ©nrichmontï                                                                                    »V             '                                    J                   •     ■■
           .   • ( c ) –' nominal weight of nuclear material >/ith design tolerances ;
                  . . #*/                                                                               ..                                                                                        ' ,
     • '          \ f) •–' cladding materials ;                               and                                ."                                      .             V. ' .
                 :( s) • method'(e ) of identifying units .                                                                   .• • :                          •                                  ...
        locations Emd Hand 1 ins1 of Nuclear Material 7
                                                  .1                                               •              '•        *     ■
                 Description cry means of layout and general 'arrangement drawings ox'
                                                   η                        ·                  ·              .   .                                                                                                  I
. otherwise oft                                 "                  '                                                            ' ; ' '                 ' '
                                                                                                                                                                                                                    11
                                                                                                                                                                                                                    I i
       tf        Sopara'to facilities Aot normally a-oseciatcdJ with enrichment , conversion ,                                                                                                                      !' ■!
                 fabrication , reactor^, and chemical reprocessing and recovery facilities ,
                                                                                                                                                                                                                   r !i
                To be provided for those types of fuel for which non-dcstructive
               "keohniqxios for nuclear material assay aro available .                                                                                                .                                            [ '!
             " '·                   ·      'ν                              ... ' '1 ·"·■ ■ ΒΠϋΤΗι·ΛΜ - ΰ .· ,.. :                                                                ·· : '·.■"·              .
                       ■  •           •      •                                '• 1 2 •
 ---pagebreak---                                        ΗΙ .· ■·.·,;· » ··■·' ,        .; ·.«· ·..                · ··'. * '                        ■ ·'· ν· ' ι· ' ' » ·■'
                         'I        '      . *                           *'                   "     •
                              :                       RESTRICTED
                                                            »     i
  • .          (a) . nuolear manorial etorago aroaa ( invontory locations );
           • " (t>) ; iiho GBtimatod ranga of inventories of nuclear material in those .
 .. V.'.' v.-; •      ''.locations ;              . ' L'            \                                                                                         "
               (° ) nuolcar material etcraga ' and/or chipping containers ; '
               (c!■) tho routcD arid equipment uricd for woveinsnt of nuclaar material ^
'••• . •            " if applicable#'-.' '                                                 V v-'V';. ». ft ; v. -.-
    «                       ·    .   .                      ···· .           -        /        »   ·.···       \  ·  ·              * ·«·,%         .
                   · . '                            ' ι ·«   ·                 · · .» · .«                              ·' ·     :       ·<ν.··"··· «
      HUCLEAR MATERIAL ACCOUNTANCY AND CONTROL                                                                      -V'".-.'*"..                      •
. Acoovntancy Sjyotom                        .■         y."                                           •' •. ..                                             ••
      10.     Description of tho nuoloar material oon'trol and accountancy eyatem
   • (doBcribo item and/or mzsn accountancy system , including relevant asuoy '
   . mothodo UEod with aoooEood accuracies ) supplying cpocimon blank forms used
      in o.ll control and accountancy procedures *                                                             '+ : .                            '.V .■
   'Phynlcal Inventory                 ! ..       :
                                                            . • i          .       •                 •
,; 11 .       Description of procedures , eohedulod frequency , mothodo of operator 's
      inventory taking (both for item aoid/or mass accountancy including rolovant
     aoooy. ir.othodo ), and expootod acouracy ,                                           ,               •'                                  ': : ■
                                                       3       V­
.• OTHER INFORMATION RELEVANT TO APPLICATION OF SAFEGUARDS                                                                                                 ■
     12 , Organizational etruotvu-e, for aatsrial- accountancy and control*'
    13« Information on tho health and cafety procedures' vhich shall bo , "
obacirvod and vdth v/hich;/ th© "inbpectoro . chall oomply at tho facility ,
 ---pagebreak---                         E.  ISOTOPE SEPARATION PLANTS
                                                      Date
 IDENTIFICATION OF THE FACILITY
 1.    Name
 2.    Location , exact address with telephone and telex numbers .
 3.    Owner ( legally responsible body or individual ).
 k.    Operator ( legally responsible body or individual ).
 5.    Present status ( in operation or expected date of entry into operation ).
 6.    Building schedule ( if facility not in operation ):
       (a )  date building starts ;
       ( b ) date of facility acceptance ;
       ( c ) commissioning date .                          ,
 7.    Purpose and type of facility (nominal separation capacity , enrichment
                                       facilities , etc ).
 8.    Operating mode of facility influencing its throughput . (Shift system
       fidoptod , approximate dates of operating times in year , etc .)
 9.    Layout of facility site . Map showing perimeters and premises of the
    ■ facility in the form of a site layout ; buildings , roads , rivers , railways
10.    Layout of facility           '
       ( a ) structural containment , fences and access routes ;
       ( b ) containment of certain parts of the facility ;
       ( c ) routes followed by nuclear material ;
       ( d ) incoming nuclear material storage ;
       ( e ) each main processing area and propess laboratory , including weighing
             and sampling area , decontamination , purification and feed areas , etc
       ( f ) test or experimental areas ;
       (g ) outgoing nuclear material storage ;
       ( h ) waste disposal facilities ;       .
       ( i ) analytical laboratory .
GENERAL ARRANGEMENT OF THE FACILITY INCLUDING FEATURES RELATING TO MATERIAL        ,
ACCOUNTANCY , CONTAINMENT AND SURVEILLANCE
Flow , location and handling of nuclear materials .
                                       14                RESTRICTED
 ---pagebreak--- 11 .  Description by means of diagrams or otherwise of storage areas and process
      areas . The description should include ( if applicable ):
      ( a ) sampling and measuring points ;
      (b)   batch size and/or flow rate ;
      ( c ) method of storage or packing ;
      ( d ) storage capacitiesi                 '
12 .  In addition to item 11 above , the description of the facility should
      include :
      ( a ) separation capacity ;
      ( b ) enrichment techniques or methods ;
      ( c ) possible points for feed , product and tails ;
      ( d ) recycling facilities ;
      ( e ) type and size of UF6 cylinders used and filling and emptying methods .
1 J>. Power consumption should be given , where necessary .
1 *+. Each diagram should indicate , under equilibrium conditions :
      ( a ) nominal throughput per year ;                    t
      (b ) physical inventory of in-process materials ;
      ( c ) material loss rate owing to leakage , decomposition , deposition , etc .,
      ( d ) arrangements for regular plant maintenance ( periodic shutdown or ■
            continuous component replacement , etc .).
15*   Describe special sampling and measurement points associated with
      decontamination of off-process equipment for maintenance or replacement .
16.   Describe process waste disposal point , including disposal method , storage
      period , type of disposal , etc .
Description of nuclear material
1 ?.  Describe , by means of flowsheets or otherwise , the estimated flow and
      inventory of all nuclear material for storage and process areas . The
      description should include :
    i ( a ) physical and chemical form ;
      ( b ) enrichment range for feed , product and tails ;
      ( c ) content range or expected upper limits for each category of solid or
            liquid discard material .
                                    15         RESTRICTED
 ---pagebreak---         v -r* r""r                      I
NUCLEAR MATERIAL ACCOUNTANCY AND CONTROL                                         V–«>
Accountancy system                             '» ■ ■
18 .   Description of the accountancy system ♦sed to record and report
        accountancy data and to establish material balances , supplying
        specimen forms used in all procedures .
19 .    Indicate when and how often material balances are made , including any
        during campaigns . Describe method and procedure for adjustment of
        accounts after a physical inventory taking .                      •
20.     Describe procedure for handling shipper/receiver differences and
        method of adjustment of accounts .                               ;
21 .    Describe procedure for making corrections to accounts due to procedural
        or clerical mistakes and the effect on shipper/receiver differences , if
        applicable . •                                                 :
Physical inventory
22 .    Identify the items of equipment on the flowsheets of items 11 and 17
        to be regarded as containers for nuclear material under physical
        inventory conditions . State the timing of physical inventory taking .
Methods for measurement , sampling and analysis ...
2J>.    Refer to the flowsheets of items 11 and 17 for location of sampling and
        measurement points .
2^.     Method of establishing each measurement at the point indicated should be
     . 'described ; equations or tables used and calculations made to determine
        actual quantities of weights or volumes should be identified . Recording
        of data automatically or manually should be stated . Method of and
        practical procedures for sampling for each point indicated should be
        described . Indicate number of samples taken and rejection criteria .
25*     Analytical methods used for accountancy purposes should be described . •
        Reference may be made to a manual or report .
Control of measurement accuracy :          -
26.     Describe programmes for the continuous appraisal of weight , volume and
        sampling precision and biases and for the calibration of associated
        equipment .
27»     Describe type and quality of standards used for analytical methods
        referred to in paragraph 25 , type of analytical equipment used , method
        of calibration and frequency .
Statisical evaluation
28.     Describe statistical evaluation programmes for data accumulated in control
        programmes for weight , volume ,, sampling and analytical measurements ( i.e.
        determination of the random and systematic errors of the measurements and
        associated limits of error ); statistical methods used to combine individual
        measurement error estimates to obtain the overall limits of error for S/H
        differences , the book inventory , the physical inventory and MUF .
                                   «         SES1RICTED
 ---pagebreak---                            RESTRICTED
OTHER INFORMATION RELEVANT TO APPLICATION OF 'SAFEGUARDS
29. Organisation of material accountancy and control .
JO.   Information on the health #nd. safety rules which have to be observed
      and with which the inspectors must comply at the facility .
                                                                   9
                               17       »ËS.ÏRfCTED
                                                 1
 ---pagebreak--- F.   FACILITIES USING KUCLEAR MATERIAL IN QUANTITIES EXCEEDING
                                                                               (B
     Oi/E EFFECTIVE KILOGRAMME       '                                              '
                                                                                  fc .
                                                                                  p
                                                                                   t
                                   •                                               i
For any facility of a type not referred to in sections A to E using more than      f
                                                                                    ;
an effective kilogramme per annum .                                                 i
1.   Identification of the facility                                                  ^
                                                                                      i
2.   General arrangement of the facility - including features relating to             !
                                                                                      y
     material   accountancy , containment and surveillance .                           ;
                                                                                       ι
3.   Nuclear material accountancy and control system , including techniques            j
     for physical inventory taking .                                                    j
4.   Other information relevant to the application of safeguards .                       I
                                                                                         |
                                                                                          !
                                                                                          3
                                                                                          i
The information required under these headings is , as applicable , the same as            '
                                                                                         ?!
described in the questionnaires for the types of facilities coming under                 j
Sections C , D and E.                                                           .        I