CELEX: 32012D0028(01)
Language: en
Date: 2012-12-07 00:00:00
Title: 2013/20/EU: Decision of the European Central Bank of 7 December 2012 amending Decision ECB/2009/4 concerning derogations that may be granted under Regulation (EC) No 958/2007 concerning statistics on the assets and liabilities of investment funds (ECB/2007/8) (ECB/2012/28)

15.1.2013   
            
            
               EN
            
            
               Official Journal of the European Union
            
            
               L 9/11
            
         DECISION OF THE EUROPEAN CENTRAL BANK
   of 7 December 2012
   amending Decision ECB/2009/4 concerning derogations that may be granted under Regulation (EC) No 958/2007 concerning statistics on the assets and liabilities of investment funds (ECB/2007/8)
   (ECB/2012/28)
   (2013/20/EU)
   THE GOVERNING COUNCIL OF THE EUROPEAN CENTRAL BANK,
   Having regard to Regulation (EC) No 958/2007 of the European Central Bank of 27 July 2007 concerning statistics on the assets and liabilities of investment funds (ECB/2007/8) (1), and in particular Article 3(2) thereof,
   Whereas:
   
               (1)
            
            
               The investment fund (IF) categories for which the national central banks (NCBs) have the discretion to grant derogations pursuant to Article 3(2) of Regulation (EC) No 958/2007 are laid down in the Annex to Decision ECB/2009/4 of 6 March 2009 concerning derogations that may be granted under Regulation (EC) No 958/2007 concerning statistics on the assets and liabilities of investment funds (ECB/2007/8) (2).
            
         
               (2)
            
            
               While the IF categories laid down in the Annex to Decision ECB/2009/4 remain unchanged, the Annex should be amended to update certain references to national legislation,
            
         HAS ADOPTED THIS DECISION:
   Article 1
   The Annex to Decision ECB/2009/4 is replaced by the text set out in the Annex to this Decision.
   Article 2
   This Decision is addressed to the NCBs of the Member States whose currency is the euro.
   
      Done at Frankfurt am Main, 7 December 2012.
      
         
            The President of the ECB
         
         Mario DRAGHI
      
   
   
      (1)  OJ L 211, 11.8.2007, p. 8.
   
      (2)  OJ L 72, 18.3.2009, p. 21.
   
      ANNEX
      
         
            ‘ANNEX
            
               Investment fund categories for which derogations may be granted under article 3(2) of Regulation (EC) No 958/2007
            
            
                        Member State
                     
                     
                        Name of IF category
                     
                     
                        Legal act relating to the category
                     
                     
                        Legal act determining the frequency of valuation
                     
                     
                        Frequency of valuation under national legislation
                     
                  
                        Title of legal act
                     
                     
                        Number/date of legal act
                     
                     
                        Relevant provisions
                     
                     
                        Title of legal act
                     
                     
                        Number/date of legal act
                     
                     
                        Relevant provisions
                     
                  
                        Greece
                     
                     
                        
                           Εταιρίες επενδύσεων σε ακίνητη περιουσία
                        
                        (Real estate investment companies)
                     
                     
                        
                           Αμοιβαία Κεφάλαια Ακίνητης Περιουσίας – Εταιρίες Επενδύσεων σε Ακίνητη Περιουσία και άλλες διατάξεις
                        
                        
                           (Law on real estate mutual funds – real estate investment companies and other legal provisions)
                        
                     
                     
                        No 2778 of 30 December 1999
                     
                     
                        Article 21
                     
                     
                        
                           Αμοιβαία Κεφάλαια Ακίνητης Περιουσίας – Εταιρίες Επενδύσεων σε Ακίνητη Περιουσία και άλλες διατάξεις
                        
                        
                           (Law on real estate mutual funds – real estate investment companies and other legal provisions)
                        
                     
                     
                        No 2778 of 30 December 1999
                     
                     
                        Articles 22(7) and 27(3) and (4)
                     
                     
                        Annual
                     
                  
                        France
                     
                     
                        
                           Fonds commun de placement à risque
                        
                        (Venture capital mutual funds)
                     
                     
                        
                           Code monétaire et financier
                        
                        (Monetary and Financial Code)
                     
                     
                         
                     
                     
                        Chapter IV, Section 1, sub-section 2, L214-28 to L214-32
                     
                     
                        
                           Règlement général de l’Autorité des Marchés Financiers
                        
                        (General regulation of the Financial Markets Authority)
                     
                     
                         
                     
                     
                        Book IV, Article 412-42
                     
                     
                        Biannual
                     
                  
                        France
                     
                     
                        
                           Sociétés civiles de placement immobilier
                        
                        (Real estate investment companies)
                     
                     
                        
                           Code monétaire et financier
                        
                     
                     
                         
                     
                     
                        Chapter IV, Section 3 L214-50 to L214-84
                     
                     
                        
                           Règlement général de l’Autorité des Marchés Financiers
                        
                     
                     
                         
                     
                     
                        Book IV, Article 422-44
                     
                     
                        Annual
                     
                  
                        France
                     
                     
                        
                           Organismes de placement collectif immobilier
                        
                        (Real estate collective investment undertakings)
                     
                     
                        
                           Code monétaire et financier
                        
                     
                     
                         
                     
                     
                        Chapter IV, Section 5, L214-89 to L214-146
                     
                     
                        
                           Règlement général de l’Autorité des Marchés Financiers
                        
                     
                     
                         
                     
                     
                        Book IV, Article 424-66
                     
                     
                        Biannual
                     
                  
                        Italy
                     
                     
                        
                           Fondi chiusi
                        
                        (Closed funds)
                     
                     
                        
                           Decreto legislativo – Testo unico delle disposizioni in materia di intermediazione finanziaria
                        
                        (Legislative decree – all provisions in the field of financial intermediation)
                     
                     
                        No 58 of 24 February 1998
                     
                     
                        Part I, Article 1
                        Part II, Articles 36, 37 and 39
                     
                     
                        
                           Provvedimento della Banca d'Italia – Regolamento sulla gestione collettiva del risparmio
                        
                        (Act of the Banca d’Italia – Regulation on the collective management of savings)
                     
                     
                        8 May 2012
                     
                     
                        Title V, Chapter 1, Section II, paragraph 4.6
                     
                     
                        Biannual
                     
                  
                        
                           Decreto ministeriale – Regolamento attuativo dell’articolo 37 del Decreto legislativo di 24 febbraio 1998, nr. 58
                        
                        (Ministerial decree – Regulation implementing Article 37 of Legislative decree No 58 of 24 February 1998)
                     
                     
                        No 228 of 24 May 1999
                     
                     
                        Chapter II, Article 12
                     
                  
                        Portugal
                     
                     
                        
                           Fundos de capital de risco
                        
                        (Risk capital funds)
                     
                     
                        
                           Decreto-Lei
                        
                        (Decree Law)
                     
                     
                        No 375/2007 of 8 November 2007
                     
                     
                        Article 18
                     
                     
                        
                           Regulamento da Comissão do Mercado de Valores Mobiliários
                        
                        (Securities Market Commission Regulation)
                     
                     
                        No 1/2008 of 14 February 2008
                     
                     
                        Articles 4 and 11
                     
                     
                        Biannual’