CELEX: 32012D0031(01)
Language: hr
Date: 2012-12-11 00:00:00
Title: 2013/31/EU: Odluka Europske središnje banke od 11. prosinca 2012. o izmjeni Odluke ESB/2007/7 o uvjetima sustava TARGET2-ECB (ESB/2012/31)

168                     HR                             Službeni list Europske unije                                                     10/Sv. 7
32012D0031(01)
L 13/8                                              SLUŽBENI LIST EUROPSKE UNIJE                                                     17.1.2013.
                                              ODLUKA EUROPSKE SREDIŠNJE BANKE
                                                        od 11. prosinca 2012.
                                   o izmjeni Odluke ESB/2007/7 o uvjetima sustava TARGET2-ECB
                                                            (ESB/2012/31)
                                                             (2013/31/EU)
IZVRŠNI ODBOR EUROPSKE SREDIŠNJE BANKE,                                          Direktivom 98/26/EZ Europskog parlamenta i Vijeća od
                                                                                 19. svibnja 1998. o konačnosti namire u sustavima
                                                                                 namire plaćanja i vrijednosnih papira (4),
uzimajući u obzir Ugovor o funkcioniranju Europske unije, a
posebno njegov članak 127. stavak 2.,
                                                                         DONIO JE OVU ODLUKU
uzimajući u obzir Statut Europskog sustava središnjih banaka i
Europske središnje banke, a posebno njegov članak 11. stavak
11.6. i članke 17., 22. i 23.,
                                                                                                         Članak 1.
                                                                                              Izmjene Odluke ESB/2007/7
                                                                         Odluka ESB/2007/7 mijenja se kako slijedi:
uzimajući u obzir Smjernicu ESB/2012/27 od 5. prosinca 2012.
o Transeuropskom automatiziranom sustavu ekspresnih
novčanih transakcija u realnom vremenu na bruto načelu
(sustav TARGET2) (1), a posebno njezin članak 8. stavak 2.,
                                                                         1. U članku 1. stavku 1. točki (c) prva bilješka zamjenjuje se
                                                                             sljedećim:
budući da:
                                                                             „(1) Važeća politika Eurosustava u vezi s lokacijom infra­
(1)     Smjernica ESB/2007/2 od 26. travnja 2007. o Transeu­                      strukture utvrđena je u sljedećim izjavama, koje su sve
        ropskom automatiziranom sustavu ekspresnih novčanih                       dostupne na internetskoj stranici ESB-a www.ecb.europa.
        transakcija u realnom vremenu na bruto načelu (sustav                     eu: (a) Policy statement on euro payment and settlement
        TARGET2) (2) nedavno je preinačena kako bi se uključila                   systems located outside the euro area od 3. studenoga
        pravila koja su prethodno bila unutarnja pravila Eurosu­                  1998.; (b) The Eurosystem’s policy line with regard to conso­
        stava i dodale neophodne definicije, kao i odredbe u vezi                 lidation in central counterparty clearing od 27. rujna 2001.;
        s neprimjenjivošću sankcija na banke izvan Unije,                         (c) The Eurosystem policy principles on the location and
        razmjenom informacija glede privremenog ili trajnog                       operation of infrastructures settling in euro-denominated
        ukidanja pristupa operacijama monetarne politike i                        payment transaction od 19. srpnja 2007.; (d) The Eurosy­
        posljedicama toga privremenog ili trajnog ukidanja.                       stem policy principles on the location and operation of infra­
                                                                                  structures settling euro-denominated payment transactions:
                                                                                  specification of legally and operationally located in the euro
                                                                                  area od 20. studenoga 2008.; (e) The Eurosystem oversight
(2)     Stoga je potrebno izmijeniti Odluku ESB/2007/7 od                         policy framework od srpnja 2011.”
        24. srpnja 2007. o uvjetima sustava TARGET2-ECB (3)
        kako bi se: (a) unijeli određeni elementi iz Smjernice
        ESB/2012/27 u uvjete sustava TARGET2-ECB; i (b) ažuri­
        rala upućivanja na nacionalno zakonodavstvo u vezi s
                                                                         2. Prilog Odluci ESB/2007/7 mijenja se u skladu s Prilogom
                                                                             ovoj Odluci.
(1) Još nije objavljeno u Službenom listu.
(2) SL L 237, 8.9.2007., str. 1.
(3) SL L 237, 8.9.2007., str. 71.                                        (4) SL L 166, 11.6.1998., str. 45.
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                                                         Članak 2.
                                                   Stupanje na snagu
         Ova Odluka stupa na snagu 1. siječnja 2013.
         Sastavljeno u Frankfurtu na Majni 11. prosinca 2012.
                                                                           Predsjednik ESB-a
                                                                             Mario DRAGHI
 ---pagebreak--- 170           HR                                    Službeni list Europske unije                                                   10/Sv. 7
                                                                PRILOG
    Prilog Odluci ESB/2007/7 mijenja se kako slijedi:
    1. Članak 1. mijenja se kako slijedi:
        (a) definicija pojma „Eurosystem CBs” zamjenjuje se sljedećim:
            „— ‚Eurosystem CB’ means the ECB or a euro area NCB,”;
        (b) umeće se sljedeća definicija:
            „— ‚euro area NCB’ means the national central bank (NCB) of a Member State whose currency is the euro,”.
    2. U članku 20. stavak 1. zamjenjuje se sljedećim:
        „1.     For the purposes of the first sentence of Article 3(1) of the Settlement Finality Directive and the third sentence
        of § 116, § 96(2), § 82 and § 340(3) of the German Insolvency Code (Insolvenzordnung) and the last sentence of §
        46(2) of the KWG, payment orders are deemed entered into TARGET2-ECB at the moment that the relevant
        participant’s PM account is debited.”
    3. U članku 25. stavak 5. zamjenjuje se sljedećim:
        „5.     Notwithstanding Sections 675(u), 675(v), 675(x), 675y 675z, 676a, 676c of the German Civil Code (Bürgerliches
        Gesetzbuch), paragraphs 1 to 4 shall apply to the extent that the ECB’s liability can be excluded.”
    4. U članku 33. stavku 3. prva rečenica zamjenjuje se sljedećim:
        „Participants, when acting as the payment service provider of a payer or payee, shall comply with all requirements
        resulting from administrative or restrictive measures imposed pursuant to Articles 75 or 215 of the Treaty on the
        Functioning of the European Union to which they are subject, including with respect to notification and/or the
        obtaining of consent from a competent authority in relation to the processing of transactions. In addition:”.
    5. Dodatak VI. zamjenjuje se sljedećim:
                                                             „Appendix VI
                                                 FEE SCHEDULE AND INVOICING
        Fees and invoicing for direct participants
        1. The monthly fee for the processing of payment orders in TARGET2-ECB for direct participants, depending on
            which option the direct participant has chosen, shall be either:
            (a) EUR 150 per PM account plus a flat fee per transaction (debit entry) of EUR 0,80; or
            (b) EUR 1 875 per PM account plus a fee per transaction (debit entry) determined as follows, based on the volume
                of transactions (number of processed items) per month:
                                                                                                                Price
                    Band                   From                               To
                                                                                                               (EUR)
                     1                                     1                           10 000                                 0,60
                     2                               10 001                            25 000                                 0,50
                     3                               25 001                            50 000                                 0,40
                     4                               50 001                           100 000                                 0,20
                     5                       Above 100 000                                  —                               0,125
                Liquidity transfers between a participant’s PM account and its sub-accounts shall not be subject to a charge.
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         2. There shall be an additional monthly fee for direct participants who do not wish the BIC of their account to be
            published in the TARGET2 directory of EUR 30 per account.
         3. The following invoicing rules apply to direct participants. The direct participant shall receive the invoice for the
            previous month specifying the fees to be paid, no later than on the fifth business day of the following month.
            Payment shall be made at the latest on the 10th working day of that month to the account specified by the ECB and
            shall be debited from that participant’s PM account.
         Fees and invoicing for ancillary systems
         4. An ancillary system using the ASI or the Participant Interface, irrespective of the number of any accounts it may hold
            with the ASCB and/or the SCB, shall be subject to a fee schedule consisting of three elements, as set out below.
            (a) A fixed monthly fee of EUR 1 000 to be charged to each ancillary system (Fixed Fee I).
            (b) A second monthly fixed fee of between EUR 417 and EUR 4 167, in proportion to the underlying gross value of
                the ancillary system’s euro cash settlement transactions (Fixed Fee II):
                                                                                          Annual fee               Monthly fee
                        Band      From (EUR million/day)    To (EUR million/day)
                                                                                              (EUR)                   (EUR)
                         1                             0            below 1 000                       5 000                      417
                         2                        1 000             below 2 500                     10 000                       833
                         3                        2 500             below 5 000                     20 000                     1 667
                         4                        5 000            below 10 000                     30 000                     2 500
                         5                       10 000            below 50 000                     40 000                     3 333
                         6               Above 50 000                          —                    50 000                     4 167
                The gross value of the ancillary system’s euro cash settlement transactions shall be calculated by the ASCB once a
                year on the basis of such gross value during the previous year and the calculated gross value shall be applied for
                calculating the fee as from 1 January of each calendar year.
            (c) A transaction fee calculated on the same basis as the schedule established for direct participants in paragraph 1 of
                this Appendix. The ancillary systems may choose one of the two options: either to pay a flat EUR 0,80 fee per
                payment instruction (Option A) or to pay a fee calculated on a degressive basis (Option B), subject to the following
                modifications:
                 (i) for Option B, the limits of the bands relating to volume of payment instructions are divided by two; and
                (ii) a monthly fixed fee of EUR 150 (under Option A) or EUR 1 875 (under Option B) shall be charged in addition
                     to Fixed Fee I and Fixed Fee II.
         5. Any fee payable in relation to a payment instruction submitted or payment received by an ancillary system, via either
            the participant interface or the ASI, shall be exclusively charged to this ancillary system. The Governing Council may
            establish more detailed rules for the determination of billable transactions settled via the ASI.
         6. Each ancillary system shall receive an invoice from its respective ASCB for the previous month based on the fees
            referred to in paragraph 4, no later than the fifth business day of the following month. Payments shall be made no
            later than the 10th business day of this month to the account specified by the ASCB or shall be debited from an
            account specified by the ancillary system.
         7. For the purposes of this paragraph, each ancillary system that has been designated under Directive 98/26/EC shall be
            treated separately, even if two or more of them are operated by the same legal entity. The same rule shall apply to the
            ancillary systems that have not been designated under Directive 98/26/EC, in which case the ancillary systems shall be
            identified by reference to the following criteria: (a) a formal arrangement, based on a contractual or legislative
            instrument, e.g. an agreement among the participants and the system operator; (b) multiple membership; (c)
            common rules and standardised arrangements; (d) for the clearing, netting or settlement of payments or securities
            between the participants.”.