CELEX: 52000PC0368
Language: en
Date: 2000-06-16
Title: Proposal for a decision of the European Parliament and of the Council establishing a programme of Community action to encourage cooperation between Member States to combat social exclusion

Avis juridique important

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52000PC0368

Proposal for a decision of the European Parliament and of the Council establishing a programme of Community action to encourage cooperation between Member States to combat social exclusion  /* COM/2000/0368 final - COD 2000/0157 */  

Official Journal C 337 E , 28/11/2000 P. 0130 - 0135

Proposal for a DECISION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL establishing a programme of Community action to encourage cooperation between Member States to combat social exclusion(presented by the Commission)EXPLANATORY MEMORANDUMAs part of its contribution to the preparation of the Lisbon European Council, the Commission presented on 1 March 2000 its Communication "Building an inclusive Europe" [1]. Based on the will to promote social policy as a productive factor, this proposed giving a new impetus to EU cooperation on combating social exclusion and to implement to this end the new Treaty provision agreed in Amsterdam - Article 137 of the Treaty establishing the European Community (TEC). By incorporating the promotion of social inclusion within the overall strategy of the Union for the next decade, and by agreeing to develop social inclusion policies on the basis of an open method of coordination at EU level, the Lisbon European Council took a major step forward in this cooperation. As a follow-up to these conclusions, and having regard to Article 137 TEC, the Commission hereby proposes a decision establishing a Community action programme to support and encourage this cooperation.[1]   COM (2000) 79 final of 1 March 20001. The Community's strategy for combating social exclusionAt the Lisbon European Council, the Union has set itself a new strategic goal for the next decade: to become the most competitive and dynamic knowledge-based economy in the world, capable of sustainable economic growth, with more and better jobs and greater social cohesion. To achieve this goal, the European Council decided on a three-pronged strategy: to promote the transition to a competitive knowledge-based economy and an information society for all; to modernise the European model, invest in people and promote social inclusion; and to sustain a healthy economic outlook and favourable growth prospects. Within this framework, the European Council agreed to base social inclusion policies on an open method of coordination combining national action plans and a Commission initiative for cooperation. The strategy would be underpinned by adequate targets for the eradication of poverty and social exclusion to be agreed by the Council by the end of the year 2000 [2].[2]   The Lisbon European Council decided that the Council should agree adequate targets by the end of the year 2000. It also decided that the group of high level officials which the Commission has proposed establishing as part of cooperation in the field of social protection should be involved in this work as well as in the establishment of commonly agreed indicators.More specifically, the European Council stated that the Community social inclusion strategy should consist of:- promoting a better understanding of social exclusion through continued dialogue and exchanges of information and best practice, on the basis of commonly agreed indicators;- mainstreaming the promotion of inclusion in Member States' employment, education and training, health and housing policies, this being complemented at Community level by action under the Structural Funds within the present budgetary framework;- and developing priority actions addressed to specific target groups, with Member States choosing amongst those actions according to their particular situations, and reporting subsequently on their implementation.Implementing this strategy through the open method of coordination while respecting the principle of subsidiarity and actively involving all relevant actors, as recommended by the European Council implies:- fixing guidelines for the Union combined with specific timetables for achieving the goals which they set in the short, medium and long term;- establishing, where appropriate, quantitative and qualitative indicators and benchmarks against the best in the world and tailored to the needs of different Member States and sectors as means of comparing best practice;- translating these European guidelines into national and regional policies by setting specific targets and adopting measures, taking into account national and regional differences;- and periodic monitoring, evaluation and peer review organised as mutual learning processes.Responding to the invitation of the Lisbon European Council, the Commission hereby presents a Community action programme to support the EU policy cooperation called for by this strategy.This programme will put in place measures provided for in Article 137 TEC (paragraph 2, subparagraphs 2 and 3) "designed to encourage co-operation between Member States through initiatives aimed at improving knowledge, developing exchanges of information and best practices, promoting innovative approaches and evaluating experiences in order to combat social exclusion". It is designed to complement Community efforts which seek to maximise the impact on social exclusion and to mainstream the combating of social exclusion in all Community policy instruments and measures. It will be of particular relevance to combating the potential new forms of social exclusion connected with the emerging knowledge society as well as to seizing the opportunities provided by the knowledge society to the combating of social exclusion. It will contribute to supporting the efforts needed to significantly reduce poverty in Europe as proposed by the Commission in its contribution to the Lisbon European Council (reducing the numbers living below the poverty line from 18 % today to 15 % in 2005 and 10 % in 2010 and halving child poverty by 2010 [3]). In this respect, it will support the development of commonly agreed targets and indicators at the EU level, complemented within each Member State by quantitative and qualitative indicators and benchmarks which reflect their respective needs and priorities as set out in their national action plans to combat social exclusion.[3]   Doc/00/7 of 28/02/002. The strategy of the programmeCombating social exclusion is first and foremost the responsibility of Member States and their national, regional and local authorities. The proposed Community programme is intended to add value to Member States' action. Building on the national action plans to be established by Member States, the programme will focus on transnational cooperation as a means of improving understanding and practice, and with Member States it will promote monitoring, evaluation and peer review as mutual learning processes. The work of the programme will be linked to the targets to be agreed by the Council to focus work on making a decisive impact on the eradication of poverty. Given the contribution of social partners and non-governmental organisations to combating social exclusion, the programme will involve them in the broad based policy dialogue and debate that it will promote at European level.Social exclusion is multidimensional in nature. As a result, measures to combat social exclusion have to be developed in a wide range of policy areas such as employment, social protection, education and training, health and housing. The experiences of Member States as well as of the Community have demonstrated the importance of an integrated approach which succeeds in linking and "proofing" different policies to combat social exclusion. They have also shown the importance of partnerships bringing together all those involved in these policies to ensure this integrated approach. Experience has demonstrated the need for ensuring an active participation of all stakeholders, especially those excluded or exposed to social exclusion as well as the organisations working for their interests including social partners and other civil society actors such as non governmental and voluntary organisations. Member States are pursuing this in a variety of ways, by means of national programmes, special coordination mechanisms, framework legislation, activation, and the promotion of individual pathways to integration.In its support to policy cooperation between Member States and with a view to mainstream combating exclusion in all relevant policies, the programme will therefore put particular emphasis on integrated, partnership-based and participative approaches, and related good practice and monitoring issues. The thrust of the strategy underpinning the programme is therefore to invest in analysis, knowledge and understanding at Community level which will help Member States to achieve these targets, and to do so in the context of a mutual learning process. It will encourage transnational exchange of analysis and good practice to help the stakeholders to improve their policies and action. The issues to be addressed in such a cooperation will be identified with Member States on the basis of their national action plans, and the programme committee established in the proposed decision will have an important role to play in this respect.3. ObjectivesIn line with the conclusions of the Lisbon European Council, the overall aim of the programme is to encourage cooperation which would enable the Union and its Member States to make a decisive impact on the eradication of poverty and social exclusion as measured by targets agreed by the Council.More specifically, the objectives of the programme should be to enhance the effectiveness and efficiency of Community and Member States policies and actions by:- improving the understanding of social exclusion;- organising policy cooperation and mutual learning in the context of the national action plans; and,- developing the capacity of actors to address social exclusion effectively, in particular through networking at EU level.4. ActionsTo meet these objectives, the programme will divide its activities into three mutually supportive strands.Strand 1: Analysis of characteristics, causes, processes and trends in social exclusion. This will involve the development of common methodologies of measurement, the development and dissemination of comparable statistics in Member States and at Community level, as well as the development of thematic studies to contribute to the knowledge on social exclusion in Member States. The importance of this strand is linked to the conclusion of the Lisbon European Council to develop national action plans and a new open method of co-ordination to combat social exclusion and the need in this context to identify appropriate quantitative and qualitative indicators and benchmarks which will make it possible to promote periodic monitoring, evaluation and peer review. This will require special cooperation efforts to improve statistics, methodologies and understanding of social exclusion as well as of policies which can help to prevent and combat exclusion.  Particular effort is proposed with regard to statistical work in cooperation with national statistical offices.Strand 2: Policy cooperation and exchange of information and best practices. Transnational measures under this strand will support Member States in preparing, implementing, monitoring and evaluating their national action plans to combat social exclusion. More specifically, support will be provided for policy workshops, meetings, seminars with a European dimension, organised by European organisations, Member States or other key actors with the active support of Member States in connection with the development of quantitative and qualitative indicators and benchmarks as a means of comparing best practice, the evaluation of policies and experience. Support will also be available for periodic monitoring, evaluation, peer review activities and studies organised as mutual learning processes. A final measure will concern the production and dissemination of an annual EU Review on Social Exclusion which would present the state of play of the different national action plans as well as of relevant Community policies and actions.Strand 3: Promotion of dialogue involving the various stakeholders and support to networking. Measures under this strand will seek to support a broad-based policy dialogue and debate at European level on social exclusion. They will include core-funding for relevant key European networks involved in combating poverty and social exclusion and an annual EU Round Table Conference on Social Exclusion organised in collaboration with the EU Presidency.In all these activities, the programme will respect the principle of gender mainstreaming.Particular attention will be paid to address exclusion issues connected with the emerging knowledge society.5. Optimising added value, synergy and complementarityTo draw maximum benefits from the programme it is essential that actions supported by it do not overlap with other Community actions. In addition, wherever possible outputs from the programme should be used to enhance the inclusive effect of other Community instruments. This will be achieved as follows.- Activities of the programme would be geared exclusively towards supporting policy-oriented co-operation between Member States within the context of implementing the new open method of coordination on social inclusion.  The programme would not co-finance micro projects on the ground aimed at dealing with social exclusion at local, regional and national level and at benefiting the excluded directly. This is the responsibility of Member States within the context of their national action plans, complemented as the case may be by specific Community instruments. These could include the structural funds in Objective 1 and 2 regions or by the European Social Fund under Objective 3 and its new Community initiative EQUAL, in areas connected with the integration in the labour market.- Neither would the programme support transnational cooperation and policy-oriented actions in relation to issues which may be relevant for social exclusion but which are or will be covered by special separate Community action, as for example, for non-discrimination, and equality between women and men on employment. As the programme is designed to support the development of the national action plans and to promote their innovative, integrated and partnership-based policy solutions, particular attention will be paid however to making optimal use of the knowledge and experience generated under these programmes. At the same time, the lessons and good practice generated in the context of this programme and Member States' national action plans will need to be made available to other Community programmes and instruments so that maximum synergy can be developed between them.- The establishment of a special inter-service group in the Commission would seek to facilitate this. The group would be charged with the promotion of mainstreaming combating social exclusion in Community policies in general including action under the Structural Funds. Furthermore, it would seek to increase the anti-exclusive effect of Community instruments for whom combating social exclusion is already an important objective. This could include the European Employment Strategy, the concerted Strategy for social protection, the programmes and actions concerning discrimination and gender equality, and activities in the area of research, education and training, and public health. Particular attention will go to making full use in the programme of the findings of Community-funded socio-economic research.  The results of this inter-service work would be made available in a transparent and user-friendly way in the context of the programme. In addition, Member States representatives in Committees and groups on related issues will be provided with relevant information on the development of the programme. Particular attention will be paid in this respect to group to be established as part of the strategy for modernising social protection [4].[4]   See the Commission's proposal for a Council Decision setting up a Social Protection Committee (COM(2000) 134 final of 13 March 2000.- The Member States are in large part responsible for the implementation of actions under the Structural Funds. They should organise at their level close coordination between officials responsible for the structural funds and those responsible for policies to combat social exclusion. This coordination should pay particular attention to the contribution toward combating social exclusion of action under the structural funds, completing the mainstreaming of promoting combating exclusion in Member States' employment, education and training, health and housing policies. This would be an important element of the national action plans.6. Co-operation with Third CountriesUnder the European Economic Area Agreement and as part of the pre-accession strategy, the Community's policy is to open up participation in Community programmes to the EFTA countries and to candidate countries as widely as possible. It is particularly important to open this programme, as it is designed to contribute to the overall strategy to achieve the Union strategy goal for the decade agreed in Lisbon. The eradication of poverty and social exclusion on the basis of targets agreed at EU level is part of the modernisation of the Union economies and societies. The knowledge and experience which cooperation under this programme will generate will be particularly relevant to candidate countries, where this challenge is still generally much higher than in the EU.2000/0157 (COD)Proposal for a DECISION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL establishing a programme of Community action to encourage cooperation between Member States to combat social exclusionTHE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,Having regard to the Treaty establishing the European Community, and in particular Article 137, paragraph 2, subparagraphs 2 and 3 thereof,Having regard to the proposal from the Commission [5],[5]  OJ C , , p. .Having regard to the opinion of the Economic and Social Committee [6],[6]  OJ C , , p. .Having regard to the opinion of the Committee of the Regions [7],[7]  OJ C , , p. .Acting in accordance with the procedure laid down in Article 251 of the Treaty [8],[8]  OJ C , , p. .Whereas:(1) Pursuant to Article 2 of the Treaty, the Community shall have as one of its tasks to promote the raising of the standard of living and quality of life throughout the Community.(2) Pursuant to Article 136 of the Treaty, the Community and the Member States, having in mind fundamental social rights such as those set out in the European Social Charter signed at Turin on 18 October 1961 and in the 1989 Community Charter of the Fundamental Social Rights of Workers, shall have as an objective the combating of exclusion.(3) The European Parliament, the Economic and Social Committee and the Committee of the Regions have all urged the Community to strengthen its contribution to efforts in Member States to prevent and to combat social exclusion.(4) The Commission Communication of 1 March 2000, "Building an inclusive Europe" [9], described the challenge of social exclusion and the existing policy responses in Member States and at Community level, and proposed on this basis to give a new impetus to the EU cooperation to combat social exclusion.[9]  COM (2000) 79 final(5) The Lisbon European Council of 23 and 24 March 2000 incorporated the promotion of social inclusion as intrinsic to the overall strategy of the Union to achieve its strategic goal for the next decade of becoming the most competitive and dynamic knowledge-based economy in the world, capable of sustainable economic growth, with more and better jobs and greater social cohesion.(6) The Lisbon European Council further acknowledged that the new knowledge-based society offers both the potential for reducing social exclusion by creating the economic conditions for greater prosperity through higher levels of growth and employment and by opening up new ways of participating in society and the risk of an ever-widening gap between those who have access to the new knowledge, and those who are excluded - and that policies should be directed towards avoiding this risk and maximising this new potential.(7) The European Council further agreed that policies for combating social exclusion should be based on an open method of coordination combining national action plans and a Commission initiative for cooperation.(8) This Commission initiative which consists in a proposal for a multiannual action programme designed to encourage co-operation between Member States should aim at improving knowledge, developing exchanges of information and best practices, and evaluating experiences in order to enhance the effectiveness and efficiency of policies to combat exclusion.(9) Many non-governmental organisations at the European level have experience and expertise in fighting social exclusion, as well as acting at European level as the advocates of people who are exposed to social exclusion; they can therefore make an important contribution to understanding the diverse forms and effects of social exclusion and to ensuring that the design, implementation and follow-up of the programme take account of the experience of people exposed to social exclusion.(10) In compliance with Article 2 of Council Decision 1999/468/EC of 28 June 1999 laying down the procedures for the exercise of implementing powers conferred on the Commission [10], measures for the implementation of Decision should be adopted by use of the advisory procedure provided for in Article 3 of that Decision.[10]  OJ L 184, 17.7.1999, p. 23(11) It is necessary, in order to reinforce the added value of Community action, that the Commission, in cooperation with the Member States, should ensure, at all levels, the coherence and complementarity of actions implemented in the framework of this Decision and other relevant Community policies, instruments and actions, in particular those under the European Social Fund.(12) The Agreement on the European Economic Area (EEA Agreement) provides for greater cooperation in the social field between the European Community and its Member States, on the one hand, and the countries of the European Free Trade Association participating in the European Economic Area (EFTA/EEA), on the other; provision should be made to open up this programme to participation by the candidate countries of Central and Eastern Europe, in accordance with the conditions established in the Europe Agreements, in their additional protocols and in the decisions of the respective Association Councils, to Cyprus and Malta, funded by additional appropriations in accordance with the procedures to be agreed with those countries, as well as to Turkey, funded by additional appropriations in accordance with the procedures to be agreed with that country.(13) A financial reference amount, within the meaning of point 33 of the Interinstitutional Agreement of 6 May 1999 between the European Parliament, the Council and the Commission is included in this decision.(14) Articles 2 and 3 of the Treaty respectively set as a task of the Community the promotion of equality between men and women and provide that in all its activities the Community shall aim to eliminate inequalities and to promote equality between men and women; gender is a crucial cross-cutting issue which interacts to an important extent with the effects and causes of exclusion.(15) It is essential to monitor and evaluate the implementation of the programme to ensure that it achieve its objectives.(16) In accordance with the principles of subsidiarity and proportionality as defined in Article 5 of the Treaty, the objectives of the proposed action concerning the contribution of the Community to combating social exclusion cannot be sufficiently achieved by the Member States for reasons including the need for multilateral partnerships, the transnational exchange of information and the Community-wide dissemination of good practice; this Decision does not go beyond what is necessary to achieve those objectives,HAVE DECIDED AS FOLLOWS:Article 1Establishment of the programmeA programme of Community action to encourage cooperation between Member States in order to combat social exclusion, hereinafter referred to as 'the programme', is adopted for the period 1 January 2001 to 31 December 2005.Article 2Principles1. This programme shall be part of an open method of co-ordination between Member States to combat social exclusion, and shall be combined with national action plans.2. The programme and the national action plans shall contribute to a better understanding of social exclusion, the mainstreaming of the combating of exclusion in Member States and Community policies and measures, and the development of priority actions chosen by Member States in accordance with their particular situation.3. The overall aim of the programme shall be to encourage cooperation which enables the Union and the Member States to make a decisive impact on the eradication of poverty and social exclusion as measured by targets agreed by the Council.4. In designing, implementing and following up the activities under the programme account will be taken of the experience in the Member States at all relevant levels and of people exposed to poverty and social exclusion, as well as of social partners, non-governmental and voluntary organisations and other actors of the society involved in the fight against poverty and social exclusion.Article 3ObjectivesThe programme shall support cooperation which enables the Union and the Member States to enhance the effectiveness and efficiency of policies to combat social exclusion by:- improving the understanding of social exclusion;- organising policy cooperation and mutual learning in the context of the national action plans; and,- developing the capacity of actors to address social exclusion effectively, in particular through networking at EU level.Article 4Community actions1. With a view to achieving the objectives set out in Article 3, the following actions may be implemented within a transnational framework:- analysis of characteristics, causes, processes and trends in social exclusion, including the collection of comparable statistics, the development of common methodologies and thematic studies;- policy cooperation and exchange of information and best practices on the basis of the development of quantitative and qualitative indicators and benchmarks and through periodic monitoring, evaluation and peer review;- promotion of dialogue involving the various stakeholders and support to networking at European level between non-governmental organisations active in the fight against poverty and social exclusion.2. Arrangements for the implementation of the Community actions described in paragraph 1 are set out in annex.Article 5Implementation1. The Commission shall:- ensure the implementation of the Community actions covered by this programme;- have a regular exchange of views with representatives of non-governmental organisations and the social partners at European level on the design, implementation and follow-up of the programme and on related policy orientations. The Commission shall inform the Committee established under Article 7 of their opinions;- promote active partnership and dialogue between all the partners involved in the programme to encourage an integrated and co-ordinated approach to the fight against social exclusion.2. The Commission, in cooperation with the Member States, shall take the necessary steps to:- promote the involvement in the programme of all the parties concerned;- ensure the dissemination of the results of the actions undertaken within the framework of this programme;- provide appropriate information, publicity and follow-up with regard to actions supported by this programme.Article 6Financing1. The financial reference amount for implementing the programme for the period referred to in Article 1 shall be EUR 70 million.2. The annual appropriations shall be authorised by the budgetary authority within the limits of the financial perspective.Article 7Committee1. The Commission shall be assisted by an advisory committee composed of the representatives of the Member States and chaired by the representative of the Commission (hereinafter referred to as "the Committee").2. Where reference is made to this paragraph, the advisory procedure laid down in Article 3 of Council Decision 1999/468/EC shall apply, in respect of article 7, paragraph 3 and article 8.3. The representative of the Commission shall in particular consult the Committee on:- the general guidelines for the implementation of the programme;- the annual budgets and the distribution of funding between measures;- the annual plan of work for the implementation of the programme's actions, and the Commission proposals for selection criteria for financial support;4. To ensure the consistency and complementarity of this programme with other measures referred to in Article 8, the Commission shall keep the Committee regularly informed about other Community action contributing to combating social exclusion. Where appropriate, the Commission shall establish regular and structured co-operation between this Committee and the monitoring committees established for other relevant policies, instruments and actions.Article 8Consistency and complementarity1. The Commission shall, in co-operation with the Member States, ensure overall consistency with other Community policies, instruments and actions, in particular by establishing appropriate mechanisms to co-ordinate the activities of this programme with relevant activities relating to research, employment, non-discrimination, equality between women and men, social protection, education, training and youth policy, health and in the field of the Community's external relations.2. The Member States shall make all possible efforts to ensure consistency and complementarity between activities under this programme and those carried out at national, regional and local levels.3. The Commission and the Member States shall ensure consistency and complementarity between action undertaken under this programme and Community action under the structural funds, in particular the Community initiative EQUAL.Article 9Participation of the EFTA/EEA countries, the associated countries of Central and Eastern Europe, Cyprus, Malta and TurkeyThis programme shall be open to the participation of:- the EFTA/EEA countries in accordance with the conditions established in the EEA Agreement;- the associated central and eastern European countries in accordance with the conditions established in the Europe Agreements, in their additional protocols and in the decisions of the respective Association Councils;- Cyprus, Malta and Turkey, funded by additional appropriations in accordance with procedures to be agreed with each country.Article 10Monitoring and evaluation1. The Commission shall regularly monitor this programme in cooperation with the Member States in accordance with the procedure set out in Article 7.2. The programme shall be evaluated by the Commission by the end of the third year and at the end of the programme with the assistance of independent experts. This evaluation will assess the relevance and effectiveness of actions implemented with regard to the objectives referred to in Article 3. It will also examine the impact of the programme as a whole. The evaluation will also examine the complementarity between action under this programme and that pursued under other relevant Community policies, instruments and actions.3. The Commission shall submit to the European Parliament, the Council, the Economic and Social Committee and the Committee of the Regions a final report on the implementation of the programme by 31 December 2006.Article 11Entry into forceThis Decision shall enter into force on the day of its publication in the Official Journal of the European Communities.Done at Brussels,For the European Parliament For the CouncilThe President The PresidentANNEXIndications for the implementation of the programme1. Action strandsWith a view to achieving the objectives set out in Article 3 and implement the Community actions set out in Article 4 the following measures may be implemented within a transnational framework:Strand 1: Analysis of characteristics, processes, causes and trends in social exclusionThe importance of this strand is linked to the conclusion of the Lisbon European Council to develop national action plans and a new open method of co-ordination to combat social exclusion and the need in this context to identify appropriate quantitative and qualitative indicators and benchmarks which will make it possible to promote periodic monitoring, evaluation and peer review. This requires special cooperation efforts to improve statistics, methodologies and understanding of social exclusion as well as of policies which can help to prevent and combat exclusion. Particular effort is proposed with regard to statistical work in cooperation with national statistical offices.In order to promote this, the following measures may be supported:1.1 Studies and meetings on the development of common methodologies to measure poverty and social exclusion, their extent, characteristics, processes, causes and trends;1.2 The collection and dissemination of comparable statistics in Member States and at Community level. This measure should support cooperation between national statistical offices and the Commission and improve the statistical reference sources at Community level and their contribution to the analysis of poverty and social exclusion;1.3 The development of thematic studies to contribute to the understanding of social exclusion, to address common issues in connection with policy developments in Member States, including emerging issues in relation to the knowledge based society.Strand 2 : Policy cooperation and exchange of information and best practicesIn order to promote policy cooperation and mutual learning in the context of the national action plan, the following transnational activities may be supported:2.1 Transnational exchange actions aimed at transferring information and good practices and developing peer review in the context of the national action plans, by means of policy meetings/workshops/seminars on benchmarks or on policies and practices, or other forms of exchange such as joint development of strategies and common dissemination of information etc., organised at the initiative of European organisations of Member States and/or of other key actors with the active involvement of Member States.2.2 Expert work and specific studies in connection with the development of indicators and benchmarks, including in relation to the knowledge based society.2.3 Annual EU Report on social exclusion, which would present the state of play on the different national action plans as well as actions conducted at European level in the main policies and fields where the fight against poverty and social exclusion is at stake.Keeping in mind that social exclusion is a multidimensional phenomenon, particular attention shall be paid to relevant policy developments on social protection, employment, education and training, health and housing policies.Strand 3: Participation of the various stakeholders and support to networking at EU levelIn order to actively involve public authorities as well as the social partners and the civil society, the following measures may be supported:3.1 Core funding for relevant key European networks involved in the fight against poverty and social exclusion.3.2 An annual EU Round Table Conference on social exclusion. The conference would be organised in close collaboration with the EU Presidency.2. General considerationsThe programme shall take into account the results of preparatory actions and activities under other Community policies, instruments and actions.In designing, implementing and following up the activities under the programme account will be taken of the experience of people exposed to poverty and social exclusion, as well as social partners, non-governmental organisations and other actors of the society involved in the fight against poverty and social exclusion. In all its activities, the programme will respect the principle of gender mainstreaming. The programme activities can be adapted or supplemented in accordance with the procedure established under Article 7, on the basis of an annual review.The implementation of the programme may require technical and administrative assistance to the mutual benefit of the Commission and of the beneficiaries and/or support expenditure.3. Method of presenting applications for supportStrand 1: This strand will be mainly implemented through calls for tenders. For cooperation with national statistical offices the EUROSTAT procedures will apply.Strand 2: Actions 2.1 will be mainly implemented in response to annual calls for proposals (some policy meetings/seminars might be organised directly by the Commission). Proposals will have to involve actors from at least 4 Member States and may be submitted to the Commission by European organisations and by Member States (or by organisations with the involvement of Member States). Actions 2.2 and 2.3 will require specific call for tenders.Strand 3: Under action 3.1 support may be provided to European networks satisfying criteria established by the Commission in consultation with the Committee in accordance with Article 7. Action 3.2 may be supported in response to requests for subsidies from Member States.4. Carrying out the actionsThe actions to be taken may be funded by service contracts following calls for tender or by subsidies for joint financing with other sources. In the latter case, the level of financial assistance by the Commission may not exceed, as a general rule, 80% of the expenditure actually incurred by the recipient.In carrying out the programme, the Commission may require addition resources, including recourse to experts. These requirements will be decided in the context of the Commission's ongoing assessment of resource allocation.In carrying out the programme the Commission may have recourse to technical and/or administrative assistance, to the mutual benefit of the Commission and of the beneficiaries, related to identification, preparation, management, monitoring, audit and control.The Commission may also undertake information, publication and dissemination actions. It may also undertake evaluation studies and organise seminars, colloquia or other meetings of experts.The Commission will prepare annual work plans setting out the priorities and actions to be undertaken. Moreover, it will also specify the arrangements and criteria to be applied in selecting and financing actions under this programme. In so doing, it will seek the opinion of the Committee mentioned in Article 7.Actions undertaken will fully respect the principles of data protection.Financial statement1. TITLE OF OPERATIONProgramme of Community action to encourage cooperation between Member States in order to combat social exclusion.2. BUDGET HEADINGS INVOLVEDB3-4105  preparatory measures to combat and prevent socialB3-4105A  exclusionA-70 global envelope3. LEGAL BASIS* Article 137, paragraph 2, subparagraphs 2 and 3 of the Treaty establishing the European Community.* Proposal for a decision of the European Parliament and of the Council establishing a programme of Community action to encourage cooperation between Member States to combat social exclusion.4. DESCRIPTION OF OPERATION4.1. ObjectivesThe programme shall support cooperation which enables the Union and the Member States to enhance the effectiveness and efficiency of policies to combat social exclusion by:- Improving the understanding of social exclusion;- Organising policy cooperation and mutual learning in the context of the national action plans;- Developing the capacity of actors to address social exclusion effectively, in particular through networking at EU level;4.2. Period coveredFrom 1 January 2001 to 31 December 2005.5. CLASSIFICATION OF EXPENDITURE5.1. Non-compulsory expenditure5.2. Differentiated appropriations5.3. Type of revenue involved: none6. TYPE OF EXPENDITURE6.1. Contracts for studies and provision of services, meetings of experts and the organisation of conferences and seminars, as well as for publication and dissemination expenditure agreed on the basis of an initiative from the Commission.6.2. Subsidies generally below 80% of total eligible costs in the case of grants to cover the general running costs of organisations operating at European level (strand 3.1) as well as of grants to cover costs strictly related to transnational cooperation and exchange of experience activities (Strands 2.1, 3.2).7. FINANCIAL IMPACTEstimates have been made on the basis of past experience and in particular the costs of the activities supported under the above mentioned budget lines in previous years. The breakdown is given for guidance and covers only the measures to be attributed directly to the programme budget headings. Particular attention will be paid in Year 1 to stock taking of past preparatory actions to ensure capitalisation and avoid duplication of existing work and set up most appropriate arrangements for close cooperation with relevant stakeholders. The annual budget of the programme will be progressively increased from 11 MEUR(Year 1) to 13 MEUR (Year 2) , 15.5 MEUR (Years 3 and 4) and 15 MEUR (Year 5)7.1 Method of calculating total cost of operation (relation between individual and total costs)M EUROSYear 1Strand 1 - Analysis of social exclusion* Action 1.1 : development of common methodologiesThis will include studies and related meetings with independent as well as governmental experts to discuss progress and proposals. Studies will be implemented through a call for tender,(4-6 projects with an average cost of 100-200.000/Year).  0.7MEURRelated meetings costs (4-6 meetings 40-60 participants).  0.2MEURSub-total action 1.1       0.9MEUR*  Action 1.2 : Collection and dissemination of comparable statisticsThe EUROSTAT procedures will apply to the two envisaged measures under 1.2 to which more than 60% of the budget of strand 1 is earmarked:- support to cooperation between nations statistical offices and the Commission with an annual allowance of EUR 500/700 000 for meetings, expert inputs, in-service training, development of data base linkages, etc         0.5MEUR- co-financing of the European Community Household Panel (ECHP) and its exploitations and support to the improvement of other surveys for poverty and social exclusion analysis (eg. with adaptation of questionnaires, samples, specific modules etc.);   2MEURSub-total action 1.2       2.5MEUR* Action 1.3 : thematic studiesAction 1.3 will be implemented through calls for tenders with an estimated budget for Year 1 of 4- projects (average EUR 150000/year).  0.6MEURStocktaking or feasibility studies will have a duration of 6-12 months financed under B3-4105A       0.2MEURSub-total action 1.3       0.8MEURStudies under 1.1 and 1.3 will be transnational and might have a duration of 2-3 years, with successive annual contracts; apart from stocktaking or feasibility studies financed under B3-4105A which will have a duration of 6-12 months.OVERALL TOTAL STRAND 1 (YEAR 1)   4.2MEURStrand 2 - Policy cooperation and exchange of good practice* action 2.1 transnational exchange actionsIt will be mainly implemented in response to annual calls for proposals from European organisation and Member States (or organisations with the active involvement of Member States).The estimated budget is based on 20-30 operations of about EUR 100-150 000(Year 1; the number of operations will be increased to 30-40 in subsequent years, the envisaged operations are eg. transnational policy meetings/seminars,  events or other forms of exchange concerning at least 4 Member States)       3.1MEURSub-total action 2.1       3.1MEUR* action 2.2 expert work and specific studiesIt will be implemented in response to annual calls for tenders. Action 2.2 estimated budget is based on the estimated cost of a group of independent experts (0,400) and an average of 5-8 specific studies of 50 to 100.000 EUR; the cost of the external evaluation of the programme are included in the total amount of this strand.(Year 1 pm)     0.7MEURSub-total action 2.2       0.7MEURaction 2.3 Annual social exclusion reportIt will also require calls for tender or the use of standard provision of services contracts.Under action 2.3 about EUR 150 000 should cover preparatory meetings with Member States and relevant stakeholders.     0.3MEURThe rest will be used for tendering editorial, translation and dissemination services as well as for covering the costs of complementary publications or communication activities relating to the results of the programme.B3-4105A 0.2MEURSub-total action 2.3       0.5MEUROVERALL TOTAL STRAND 2 (Year1)    4.3MEURStrand 3 - Participation of stakeholders and EU networking* action 3.1 core funding for EU networksSupport will go to a limited number of European level networks/platforms of NGOs with experience of the fight against social exclusion and acting as advocates of people exposed to social exclusion. The criteria for determining the organisations to be supported shall be established in consultation with the Programme Committee. Annual subventions could range from EUR 0.5 to 0.8 million on the basis of detailed workplans and budgets, approved by the Commission.        2.3MEUR* action 3.2The Annual Round Table Conference on Social Exclusion, would build on the annual  Social Exclusion Report and bring together representatives from all the key stakeholders.Annual subvention of +/- EUR 200.000 to the EU Presidency who would be in charge of organising the event jointly with the Commission. 0.2MEUROVERALL TOTAL STRAND 3 (Year1)    2.5MEUR7.2 Itemised breakdown of costCommitment appropriations in EUR million (at current prices)SUMMARY&gt;TABLE POSITION&gt;DETAILED&gt;TABLE POSITION&gt;7.3 Technical and administrative assistance and support expenditure (B3-4105A)Commitment appropriations EUR million (at current prices)&gt;TABLE POSITION&gt;7.4 Schedule of commitment and payment appropriationsEUR million&gt;TABLE POSITION&gt;8. Fraud prevention measuresAll the measures funded are subject to ex ante, in itinere and ex post analysis by the responsible departments as regards content quality and cost effectiveness. The grant applications forms will require information on the identity and nature of potential beneficiaries so that their reliability can be assessed in advance. Fraud prevention measures (checks, reports) are included in the agreements or contracts between the Commission and beneficiaries. The Commission will check reports and ensure that work has been properly carried out before intermediate and/or final payments are made. Special attention will be made in order to avoid double funding. In addition, controls by the Commission or the Court of Auditors of the European Communities may be carried out on the basis of documents or on the spot.9. Elements of cost-effectiveness analysisGiven the limited financial resources, the actions to be promoted under these provisions will involve both the application of the principles of cost-effectiveness analysis, and the rigorous selection of activities in order to induce a significant multiplier effect and a strong value-added.As the main objective of the programme is to encourage cooperation on combating social exclusion between Member States in the context an open method of coordination, all activities will be focussed on ensuring the active involvement of Member States in the implementation of the programme and on improving policies to combat social exclusion.Cooperation activities and outputs - be they in the form of indicators, statistics, studies, methodologies, publications, meetings or other forms of exchange - shall therefore be supported by the programme in function of their relevance and feasibility for more inclusive policy-making in fields and/or for issues which are included as a priority in national action plans to combat social exclusion.9.1. Specific objectives:Preventing and combating social exclusion is first and foremost the responsibility of the Member States and their national, regional and local authorities. In accordance with Article 137 of the Treaty, the Community can contribute to their efforts.In its conclusions, the European Lisbon Council agreed to promote social inclusion within the framework of an open method of coordination. To this end, it has invited the Commission to present by June 2000 an initiative for cooperation in this field which should be combined with national action plans.Building on the national action plans to be established by Member States, the programme will focus on transnational cooperation as a means of improving understanding and practice, and with Member States it will promote monitoring, evaluation and peer review as mutual learning processes.The overall aim of the programme is to encourage cooperation which would enable the Union and its Member States to make a decisive impact on the eradication of poverty and social exclusion as measured by targets agreed by the Council.To enhance the effectiveness and efficiency of Community and Member States policies and actions, three sub-objectives have been identified to which correspond three major strands for action under the programme:- improving the understanding of social exclusion (with a particular effort to improve statistics and indicators);- organising policy cooperation and mutual learning in the context of the national action plans;- developing the capacity of actors to address social exclusion effectively, in particular through networking at EU level.The programme will work with target actors who have the ability to ensure cross-fertilisation of expertise and to influence developments in policy and practice within the Member States. The strategy is therefore to promote transnational co-operation with and between these actors on a number of themes. The target actors to be involved include, for example, policy makers in national, regional and local administrations, non-governmental organisations, social partners, research institutes, the media, opinion-formers, social service providers.9.2. Grounds for the operationArticle 137 of the Amsterdam Treaty opens the possibility of Union initiatives to promote co-operation to combat social exclusion.Preparatory actions and consultations at European level during the period 1998-2000 involving the major stakeholders have confirmed that cooperation at European level in this field will produce added value:(i)  When it helps to promote the principles of an integrated approach, partnership and participation as well as the mainstreaming of combating exclusion in all relevant policies;(ii) When it enables key stakeholders in Member States, at all levels, to engage in a limited number of high-quality, policy-orientated cooperation initiatives aimed at improving understanding and evaluation of poverty and social exclusion, as well as at stimulating trans-national exchange and innovation to combat social exclusion.To achieve this the programme comprises three strands which will be mutually supportive and operate as follows:A first strand will focus on analysis of characteristics, processes, causes and trends in social exclusion. An important tool in this context is to help MS with the development of common methodologies (1.1). These methodologies are needed if Member States want to jointly assess and discuss challenges and trends in this field and to arrive at common understandings and diagnosis as well as at comparable data. These methodologies are also essential for the development of more inclusive approaches, indicators and benchmarks in important areas such as employment, social protection, education and training, health, housing etc. which the programme will support by means of policy oriented thematic studies (1.3). Cooperation between MS in the context of the open method of coordination will also require more comprehensive and comparable statistics and indicators. Preparatory work involving representatives from statistical offices in MS as well as EUROSTAT during the last 2 years has confirmed that better statistics are needed and that a cost effective approach is to build on and strengthen existing data sources in MS and at Community level. An approach which the programme has adopted by encouraging specific cooperation on social exclusion between national statistical offices and EUROSTAT as well as by investing in a better exploitation of key Community data sources such as the ECHP (1.2).A second strand will focus more directly on promoting policy cooperation and exchange of information and best practices between MS. This strand puts in place three strategic tools at Community level which are to enable MS, in a transparent and mutually productive manner, to benchmark actions and developments in the context of their national action plans to combat social exclusion, i.e. to compare and exchange best practices, to monitor progress and evaluate impact, to undertake peer reviews. A first tool focuses on transnational exchange - it is vital if the programme is to allow Member States and other key stakeholders to meet, to discuss, to exchange information in a transnational framework; it will also make it possible to disseminate knowledge and information emerging from national action plan activities in other ways (2.1). A second tool consists of supporting trans-national expert work and studies on issues related to the development and implementation of national action plans (and therefore to the issues to be also addressed in transnational exchange under 2.1 and the annual review under 2.3). (2.2)A third tool makes it possible to produce an annual review and assessment of the state of play of the action plans as well as of the progress achieved in meeting the targets at EU level on reducing poverty and social exclusion (2.3). This will also contribute to the preparation of the special European Council in the Spring of each year as laid down in the Lisbon conclusions. Linking the three tools to policy cooperation in the context of the national action plans and the open method of coordination is to ensure that support from the programme will go to a limited number of high-quality, co-ordinated actions.A third strand is to promote the participation of the various stakeholders and to support networking at EU level.This strand includes support to a limited number of major EU networks of NGOs active in the field of social exclusion and poverty (3.1). Dialogue with the civil society organisations is a key component of the process to mobilise all actors to combat social exclusion. The programme therefore proposes to support this dialogue through EU co-ordination networks which have proved their capacity to bring together a very wide range of NGOs and to act as advocates of those exposed to exclusion. Supporting the running costs of a limited number of the basis on the basis of clear commitments and work programmes is preferable to supporting a large number of competing bodies and groups only acting as lobbies for their particular interests.A final measure under this strand is to organise once a year, either in the run-up to the special annual European Council in the Spring, or as a follow-up to it, a high-profile round table conference on social exclusion (3.2). It would create an annual opportunity for representatives from major stakeholders in MS and at Community level to meet and discuss a key theme/issue in relation to social exclusion. Organising the event in collaboration with the Presidency is to ensure political visibility and impact, and will help to place the event in the context of the open method of co-ordination. The annual social exclusion review should help to identify themes/issues which are a political priority.9.3. Monitoring and evaluation of the operationThe programme is designed to facilitate and support more effective and efficient policy responses by Member States to combating social exclusion in the context of national action plans and an open method of co-ordination. The functions of monitoring and evaluation therefore naturally form part of the activities implemented by the programme, in such a way as to derive maximum benefit from them. As the programme is designed to impact on policies by the improvement of understanding and the identification/dissemination of good practice, particular attention will be paid to assess the incorporation of transnational exchange and studies outcome into policy development.Monitoring and evaluation (M&E) of the programme will be a continuous task. It will look in particular at the effectiveness, efficiency, relevance and utility of the actions of the programme. Monitoring and evaluation will be adapted to the different actions and strands, and will include quality control, date collection, responsibility and reporting. Data collection on the activities implemented under the programme will be part of this continuous task, and all the promoters of these activities will have an obligation to report on their work and outcome. The Programme Committee will receive progress reports prepared by the Commission services on a regular basis. This will make it possible to fine tune specific measures and strands and or adjust the programme in function of needs/developments.In addition, the programme will be subject to a mid-term evaluation (by 30 June 2004) and a final evaluation (by 30 September 2006). Both these evaluations will be undertaken with the assistance of external evaluators and a specific steering group will be set up. The results of the final evaluation will be fed into an implementation report to the other Community institutions by 31 December 2006.Monitoring and evaluation including data collection are to be financed by the budget of the programme and, taking into account the SEM 2000 recommendations on M&E, it is proposed to reserve an indicative amount of 0.5 million EUR for evaluation and 0.35 million EUR for monitoring. External evaluation teams will be selected on the basis of a call for tender.Evaluation work will start as from Year 1. The corresponding costs are included under the strand 2.2.10. Administrative expenditure (Section III, Part A of the budget)The mobilisation of administrative and human resources necessary shall be covered by the resources already allocated to the managing service.10.1 Effect on the number of posts&gt;TABLE POSITION&gt;Detail in annex10.2 Overall financial impact of additional human resourcesEUR&gt;TABLE POSITION&gt;10.3 Increase in other administrative expenditure as a result of the operationEUR&gt;TABLE POSITION&gt;The amounts given must correspond to total expenditure arising from the operation if its duration is predetermined or expenditure for 12 months if it is indefinite. Expenditure within Title A7 in point 10.3 above is to be covered within the global envelope of DG EMPLANNEX TO THE FINANCIAL STATEMENT: EFFECT ON THE NUMBER OF POSTS&gt;TABLE POSITION&gt;&gt;TABLE POSITION&gt;