CELEX: 32017R0393
Language: en
Date: 2016-11-11 00:00:00
Title: Commission Implementing Regulation (EU) 2017/393 of 11 November 2016 laying down implementing technical standards with regard to the templates and procedures for the reporting and transmission of information on internalised settlements in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council (Text with EEA relevance. )

10.3.2017   
               
               
                  EN
               
               
                  Official Journal of the European Union
               
               
                  L 65/116
               
            COMMISSION IMPLEMENTING REGULATION (EU) 2017/393
      of 11 November 2016
      laying down implementing technical standards with regard to the templates and procedures for the reporting and transmission of information on internalised settlements in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council
      (Text with EEA relevance)
      THE EUROPEAN COMMISSION,
      Having regard to the Treaty on the Functioning of the European Union,
      Having regard to Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012 (1), and in particular the third subparagraph of Article 9(3) thereof,
      Whereas:
      
                  (1)
               
               
                  In accordance with Regulation (EU) No 909/2014 settlement internalisers and competent authorities are to report and transmit information on internalised settlements using standard forms, templates and procedures. Standard forms, templates and procedures also need to be used when competent authorities inform the European Securities and Markets Authority (ESMA) on any potential risk resulting from the settlement activity.
               
            
                  (2)
               
               
                  In order to facilitate the implementation of the procedures and processes related to the reporting requirements on internalised settlements across market participants and to minimise the associated costs, the information should be provided using codes specified in standards published by the International Organisation for Standardisation where such codes are available.
               
            
                  (3)
               
               
                  In order to facilitate the processing of large volumes of data in a consistent and efficient manner, reports should be transmitted in a machine readable format.
               
            
                  (4)
               
               
                  The reporting requirements set out in this Regulation may require significant IT system changes, market testing and adjustments to legal arrangements of the institutions concerned. It is therefore necessary to give those institutions sufficient time to prepare for application of those requirements.
               
            
                  (5)
               
               
                  This Regulation is based on the draft implementing technical standards submitted by ESMA to the Commission.
               
            
                  (6)
               
               
                  ESMA has conducted an open public consultation on the draft implementing technical standards on which this Regulation is based, analysed the potential related costs and benefits and requested the opinion of the Securities and Markets Stakeholder Group established in accordance with Article 37 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (2),
               
            HAS ADOPTED THIS REGULATION:
      Article 1
      1.   A settlement internaliser shall use the template set out in Annex I to this Regulation when it reports to the competent authority in accordance with the first subparagraph of Article 9(1) of Regulation (EU) No 909/2014. That report shall be submitted within 10 working days from the end of each quarter of a calendar year.
      The first report under the first subparagraph shall be submitted within 10 working days from the end of the first quarter following 10 March 2019.
      2.   The competent authority shall use the template set out in Annex I to this Regulation when it transmits to European Securities and Markets Authority (ESMA) the information received under the first subparagraph of Article 9(1) of Regulation (EU) No 909/2014. That information shall be transmitted within five working days from the date of receipt of each report referred to in paragraph 1 of this Article.
      3.   The template set out in Annex I shall be completed in accordance with the instructions set out in Annex II.
      4.   The competent authority shall use the template set out in Annex III when it informs ESMA of any potential risk resulting from internalised settlement activity. Information on any potential risk resulting from internalised settlement activity shall be submitted within 30 working days from the end of each quarter of a calendar year. The competent authority shall complete that template in accordance with the instructions set out in Annex IV.
      5.   The information referred to in paragraphs 1, 2 and 4 shall be provided in a machine readable format.
      Article 2
      This Regulation shall enter into force on 10 March 2019.
      
         This Regulation shall be binding in its entirety and directly applicable in all Member States.
         Done at Brussels, 11 November 2016.
         
            
               For the Commission
            
            
               The President
            
            Jean-Claude JUNCKER
         
      
      
         (1)  OJ L 257, 28.8.2014, p. 1.
      
         (2)  Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC (OJ L 331, 15.12.2010, p. 84).
      
         ANNEX I
         
            Template for reporting and transmission of information on internalised settlement
         
         
                     
                        Internalised Settlement
                     
                  
               
                     
                        Settlement Internaliser Information
                     
                  
               
                      
                  
                  
                     
                        C0010
                     
                  
               
                     
                        Country code
                     
                  
                  
                     
                        R0010
                     
                  
                  
                      
                  
               
                     
                        Reporting timestamp
                     
                  
                  
                     
                        R0020
                     
                  
                  
                      
                  
               
                     
                        Reporting period
                     
                  
                  
                     
                        R0030
                     
                  
                  
                      
                  
               
                     
                        LEI
                     
                  
                  
                     
                        R0040
                     
                  
                  
                      
                  
               
                     
                        Name of person responsible
                     
                  
                  
                     
                        R0050
                     
                  
                  
                      
                  
               
                     
                        Function of person responsible
                     
                  
                  
                     
                        R0060
                     
                  
                  
                      
                  
               
                     
                        Phone number
                     
                  
                  
                     
                        R0070
                     
                  
                  
                      
                  
               
                     
                        Email address
                     
                  
                  
                     
                        R0080
                     
                  
                  
                      
                  
               
                      
                  
                  
                     
                        Aggregate
                     
                  
                  
                     
                        Rate
                     
                  
               
                     
                        Settled
                     
                  
                  
                     
                        Failed
                     
                  
                  
                     
                        Total
                     
                  
                  
                     
                        Failed
                     
                  
               
                     
                        Volume
                     
                  
                  
                     
                        Value (EUR)
                     
                  
                  
                     
                        Volume
                     
                  
                  
                     
                        Value (EUR)
                     
                  
                  
                     
                        Volume
                     
                  
                  
                     
                        Value (EUR)
                     
                  
                  
                     
                        Volume %
                     
                  
                  
                     
                        Value %
                     
                  
               
                     
                        C0020
                     
                  
                  
                     
                        C0030
                     
                  
                  
                     
                        C0040
                     
                  
                  
                     
                        C0050
                     
                  
                  
                     
                        C0060
                     
                  
                  
                     
                        C0070
                     
                  
                  
                     
                        C0080
                     
                  
                  
                     
                        C0090
                     
                  
               
                     
                        Overall total
                     
                  
                  
                     
                        R0090
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     
                        Financial instruments
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU of the European Parliament and of the Council (1)
                     
                  
                  
                     
                        R0100
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     
                        R0110
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     
                        R0120
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     
                        R0130
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     
                        R0140
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Units in collective investment undertakings, other than exchange-traded funds
                  
                  
                     
                        R0150
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     
                        R0160
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Emission allowances
                  
                  
                     
                        R0170
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Other financial instruments
                  
                  
                     
                        R0180
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     
                        Type of transactions
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Purchase or sale of securities
                  
                  
                     
                        R0190
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Collateral management operations
                  
                  
                     
                        R0200
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Securities lending and securities borrowing
                  
                  
                     
                        R0210
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Repurchase transactions
                  
                  
                     
                        R0220
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Other securities transactions
                  
                  
                     
                        R0230
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     
                        Type of client
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     
                        R0240
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     
                        R0250
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     
                        Cash Transfers
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Total Cash Transfers
                  
                  
                     
                        R0260
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     
                        Each Issuer CSD Information
                     
                  
               
                      
                  
                  
                     
                        C0100
                     
                  
               
                     
                        Issuer CSD identifier
                     
                  
                  
                     
                        R0270
                     
                  
                  
                      
                  
               
                     
                        Issuer CSD country code
                     
                  
                  
                     
                        R0280
                     
                  
                  
                      
                  
               
                      
                  
                  
                     
                        Aggregate
                     
                  
                  
                     
                        Rate
                     
                  
               
                     
                        Settled
                     
                  
                  
                     
                        Failed
                     
                  
                  
                     
                        Total Settled Failed
                     
                  
                  
                     
                        Failed
                     
                  
               
                     
                        Volume
                     
                  
                  
                     
                        Value (EUR)
                     
                  
                  
                     
                        Volume
                     
                  
                  
                     
                        Value (EUR)
                     
                  
                  
                     
                        Volume
                     
                  
                  
                     
                        Value (EUR)
                     
                  
                  
                     
                        Volume %
                     
                  
                  
                     
                        Value %
                     
                  
               
                     
                        C0110
                     
                  
                  
                     
                        C0120
                     
                  
                  
                     
                        C0130
                     
                  
                  
                     
                        C0140
                     
                  
                  
                     
                        C0150
                     
                  
                  
                     
                        C0160
                     
                  
                  
                     
                        C0170
                     
                  
                  
                     
                        C0180
                     
                  
               
                     
                        Overall total
                     
                  
                  
                     
                        R0290
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     
                        Financial instruments
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     
                        R0300
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     
                        R0310
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     
                        R0320
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     
                        R0330
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     
                        R0340
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Units in collective investment undertakings other than ETFs
                  
                  
                     
                        R0350
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     
                        R0360
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Emission allowances
                  
                  
                     
                        R0370
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Other financial instruments
                  
                  
                     
                        R0380
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     
                        Type of transactions
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Purchase or sale of securities
                  
                  
                     
                        R0390
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Collateral management operations
                  
                  
                     
                        R0400
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Securities lending and securities borrowing
                  
                  
                     
                        R0410
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Repurchase transactions
                  
                  
                     
                        R0420
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Other securities transactions
                  
                  
                     
                        R0430
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     
                        Type of client
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     
                        R0440
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     
                        R0450
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     
                        Cash Transfers
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
                     Total Cash Transfers
                  
                  
                     
                        R0460
                     
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
                  
                      
                  
               
            (1)  Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p. 349).
      
      
         ANNEX II
         
            Instructions for completing the template for reporting and transmission of information on internalised settlement
         
         The ‘Cell Reference’ column of the table below identifies the items to be reported by identifying the columns and lines as showed in the template in Annex I. Information in columns C0100-C0180, as well as in Rows R0270-R0460 shall be reported for each issuer CSD.
         Information in columns C0020, C0040, C0060, C0110, C0130 and C0150 for aggregated volumes shall be reported as a whole number expressed using up to 20 numerical characters without decimal places.
         Information in columns C0030, C0050, C0070, C0120, C0140 and C0160 for aggregate values shall be reported as a value expressed using up to 20 numerical characters including decimals. The decimal mark is not counted as a numerical character and at least one character before and two characters after the decimal mark shall be populated. A full stop shall be used as the decimal mark.
         Information in columns C0080, C0090, C00170 and C00180 for rates shall be reported as a percentage value up to two decimal places.
         Where no activity needs to be reported, information in columns C0020-C0090 and C0110-C0180 shall be completed with a zero value.
         
                     No.
                  
                  
                     Cell Reference
                  
                  
                     Item
                  
                  
                     Instruction
                  
               
                     1
                  
                  
                     C0010, R0010
                  
                  
                     Country code
                  
                  
                     Identify the ISO 3166 2 character code of the place of establishment of the settlement internaliser.
                  
               
                     2
                  
                  
                     C0010, R0020
                  
                  
                     Reporting timestamp
                  
                  
                     For reporting from the settlement internaliser to the competent authority, identify the ISO 8601 in UTC time format (YYYY-MM-DDThh:mm:ssZ) code of the date when the report from the settlement internaliser to the competent authority is made.
                     For reporting from the competent authority to ESMA, identify the ISO 8601 in UTC time format (YYYY-MM-DDThh:mm:ssZ) code of the date when the report from the competent authority to ESMA is made.
                  
               
                     3
                  
                  
                     C0010, R0030
                  
                  
                     Reporting period
                  
                  
                     Identify the ISO 8601 (YYYY-MM-DD) code of the date identifying the last day of the reporting period.
                  
               
                     4
                  
                  
                     C0010, R0040
                  
                  
                     Settlement internaliser identifier
                  
                  
                     Insert identification code of the settlement internaliser, using a Legal Entity Identifier (LEI).
                  
               
                     5
                  
                  
                     C0010, R0050
                  
                  
                     Name of person responsible
                  
                  
                     For reporting from the settlement internaliser to the competent authority, indicate the name of the person responsible for the report at the settlement internaliser.
                     For reporting from the competent authority to ESMA, the name of the liaison at the competent authority.
                  
               
                     6
                  
                  
                     C0010, R0060
                  
                  
                     Function of person responsible
                  
                  
                     For reporting from the settlement internaliser to the competent authority, the function of the person responsible for the report at the settlement internaliser.
                     For reporting from the competent authority to ESMA, the function of the liaison at the competent authority.
                  
               
                     7
                  
                  
                     C0010, R0070
                  
                  
                     Phone number
                  
                  
                     For reporting from the settlement internaliser to the competent authority, the phone number of the person responsible for the report at the settlement internaliser.
                     For reporting from the competent authority to ESMA, the phone number of the liaison at the competent authority.
                  
               
                     8
                  
                  
                     C0010, R0080
                  
                  
                     Email address
                  
                  
                     For reporting from the settlement internaliser to the competent authority, the email address of the person responsible for the report at the settlement internaliser.
                     For reporting from the competent authority to ESMA, the email address of the liaison at the competent authority.
                  
               
                     9
                  
                  
                     C0100, R0270
                  
                  
                     Issuer CSD identifier
                  
                  
                     Insert identification code of the CSD, using an LEI.
                     If information on the issuer CSD is not available the first two characters of the ISIN codes shall be used.
                  
               
                     10
                  
                  
                     C0100, R0280
                  
                  
                     Issuer CSD Country Code
                  
                  
                     Identify the ISO 3166 2 character code of the place of establishment of the issuer CSD.
                  
               
                     11
                  
                  
                     C0020, R0090
                     C0110, R0290
                  
                  
                     Overall total
                  
                  
                     Aggregated volume of internalised settlement instructions settled by the settlement internaliser during the period covered by the report.
                  
               
                     12
                  
                  
                     C0030, R0090
                     C0120, R0290
                  
                  
                     Overall total
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled during the period covered by the report.
                  
               
                     13
                  
                  
                     C0040, R0090
                     C0130, R0290
                  
                  
                     Overall total
                  
                  
                     Aggregated volume of failed internalised settlement instructions during the period covered by the report
                  
               
                     14
                  
                  
                     C0050, R0090
                     C0140, R0290
                  
                  
                     Overall total
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions during the period covered by the report
                  
               
                     15
                  
                  
                     C0060, R0090
                     C0150, R0290
                  
                  
                     Overall total
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions during the period covered by the report.
                  
               
                     16
                  
                  
                     C0070, R0090
                     C0160, R0290
                  
                  
                     Overall total
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and of failed internalised settlement instructions during the period covered by the report.
                  
               
                     17
                  
                  
                     C0080, R0090
                     C0170, R0290
                  
                  
                     Overall total
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions during the period covered by the report.
                  
               
                     18
                  
                  
                     C0090, R0090
                     C0180, R0290
                  
                  
                     Overall total
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions during the period covered by the report.
                  
               
                     19
                  
                  
                     C0020, R0100
                     C0110, R0300
                  
                  
                     Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of internalised settlement instructions settled in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
                  
               
                     20
                  
                  
                     C0030, R0100
                     C0120, R0300
                  
                  
                     Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     21
                  
                  
                     C0040, R0100
                     C0130, R0300
                  
                  
                     Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report
                  
               
                     22
                  
                  
                     C0050, R0100
                     C0140, R0300
                  
                  
                     Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report
                  
               
                     23
                  
                  
                     C0060, R0100
                     C0150, R0300
                  
                  
                     Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     24
                  
                  
                     C0070, R0100
                     C0160, R0300
                  
                  
                     Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     25
                  
                  
                     C0080, R0100
                     C0170, R0300
                  
                  
                     Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     26
                  
                  
                     C0090, R0100
                     C0180, R0300
                  
                  
                     Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     27
                  
                  
                     C0020, R0110
                     C0110, R0310
                  
                  
                     Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of internalised settlement instructions settled in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
                  
               
                     28
                  
                  
                     C0030, R0110
                     C0120, R0310
                  
                  
                     Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     29
                  
                  
                     C0040, R0110
                     C0130, R0310
                  
                  
                     Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report
                  
               
                     30
                  
                  
                     C0050, R0110
                     C0140, R0310
                  
                  
                     Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report
                  
               
                     31
                  
                  
                     C0060, R0110
                     C0150, R0310
                  
                  
                     Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     32
                  
                  
                     C0070, R0110
                     C0160, R0310
                  
                  
                     Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and of failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     33
                  
                  
                     C0080, R0110
                     C0170, R0310
                  
                  
                     Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     34
                  
                  
                     C0090, R0110
                     C0180, R0310
                  
                  
                     Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     35
                  
                  
                     C0020, R0120
                     C0110, R0320
                  
                  
                     Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of internalised settlement instructions settled in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
                  
               
                     36
                  
                  
                     C0030, R0120
                     C0120, R0320
                  
                  
                     Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     37
                  
                  
                     C0040, R0120
                     C0130, R0320
                  
                  
                     Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report
                  
               
                     38
                  
                  
                     C0050, R0120
                     C0140, R0320
                  
                  
                     Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report
                  
               
                     39
                  
                  
                     C0060, R0120
                     C0150, R0320
                  
                  
                     Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     40
                  
                  
                     C0070, R0120
                     C0160, R0320
                  
                  
                     Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and of failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     41
                  
                  
                     C0080, R0120
                     C0170, R0320
                  
                  
                     Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     42
                  
                  
                     C0090, R0120
                     C0180, R0320
                  
                  
                     Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     43
                  
                  
                     C0020, R0130
                     C0110, R0330
                  
                  
                     Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of internalised settlement instructions settled in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
                  
               
                     44
                  
                  
                     C0030, R0130
                     C0120, R0330
                  
                  
                     Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     45
                  
                  
                     C0040, R0130
                     C0130, R0330
                  
                  
                     Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report
                  
               
                     46
                  
                  
                     C0050, R0130
                     C0140, R0330
                  
                  
                     Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report
                  
               
                     47
                  
                  
                     C0060, R0130
                     C0150, R0330
                  
                  
                     Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     48
                  
                  
                     C0070, R0130
                     C0160, R0330
                  
                  
                     Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     49
                  
                  
                     C0080, R0130
                     C0170, R0330
                  
                  
                     Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     50
                  
                  
                     C0090, R0130
                     C0180, R0330
                  
                  
                     Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     51
                  
                  
                     C0020, R0140
                     C0110, R0340
                  
                  
                     Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of internalised settlement instructions settled in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
                  
               
                     52
                  
                  
                     C0030, R0140
                     C0120, R0340
                  
                  
                     Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     53
                  
                  
                     C0040, R0140
                     C0130, R0340
                  
                  
                     Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report
                  
               
                     54
                  
                  
                     C0050, R0140
                     C0140, R0340
                  
                  
                     Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report
                  
               
                     55
                  
                  
                     C0060, R0140
                     C0150, R0340
                  
                  
                     Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     56
                  
                  
                     C0070, R0140
                     C0160, R0340
                  
                  
                     Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     57
                  
                  
                     C0080, R0140
                     C0170, R0340
                  
                  
                     Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     58
                  
                  
                     C0090, R0140
                     C0180, R0340
                  
                  
                     Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     59
                  
                  
                     C0020, R0150
                     C0110, R0350
                  
                  
                     Units in collective investment undertakings, other than ETFs
                  
                  
                     Aggregated volume of internalised settlement instructions settled for units in collective investment undertakings, other than ETFs by the settlement internaliser during the period covered by the report.
                  
               
                     60
                  
                  
                     C0030, R0150
                     C0120, R0350
                  
                  
                     Units in collective investment undertakings, other than ETFs
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled in units in collective investment undertakings, other than ETFs during the period covered by the report.
                  
               
                     61
                  
                  
                     C0040, R0150
                     C0130, R0350
                  
                  
                     Units in collective investment undertakings, other than ETFs
                  
                  
                     Aggregated volume of failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
                  
               
                     62
                  
                  
                     C0050, R0150
                     C0140, R0350
                  
                  
                     Units in collective investment undertakings, other than ETFs
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
                  
               
                     63
                  
                  
                     C0060, R0150
                     C0150, R0350
                  
                  
                     Units in collective investment undertakings, other than ETFs
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
                  
               
                     64
                  
                  
                     C0070, R0150
                     C0160, R0350
                  
                  
                     Units in collective investment undertakings, other than ETFs
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
                  
               
                     65
                  
                  
                     C0080, R0150
                     C0170, R0350
                  
                  
                     Units in collective investment undertakings, other than ETFs
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
                  
               
                     66
                  
                  
                     C0090, R0150
                     C0180, R0350
                  
                  
                     Units in collective investment undertakings, other than ETFs
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in units in collective investment undertakings, other than ETFs during the period covered by the report.
                  
               
                     67
                  
                  
                     C0020, R0160
                     C0110, R0360
                  
                  
                     Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of internalised settlement instructions settled in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
                  
               
                     68
                  
                  
                     C0030, R0160
                     C0120, R0360
                  
                  
                     Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     69
                  
                  
                     C0040, R0160
                     C0130, R0360
                  
                  
                     Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report
                  
               
                     70
                  
                  
                     C0050, R0160
                     C0140, R0360
                  
                  
                     Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report
                  
               
                     71
                  
                  
                     C0060, R0160
                     C0150, R0360
                  
                  
                     Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     72
                  
                  
                     C0070, R0160
                     C0160, R0360
                  
                  
                     Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     73
                  
                  
                     C0080, R0160
                     C0170, R0360
                  
                  
                     Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     74
                  
                  
                     C0090, R0160
                     C0180, R0360
                  
                  
                     Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     75
                  
                  
                     C0020, R0170
                     C0110, R0370
                  
                  
                     Emission allowances
                  
                  
                     Aggregated volume of internalised settlement instructions settled in emission allowances by the settlement internaliser during the period covered by the report.
                  
               
                     76
                  
                  
                     C0030, R0170
                     C0120, R0370
                  
                  
                     Emission allowances
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled in emission allowances during the period covered by the report.
                  
               
                     77
                  
                  
                     C0040, R0170
                     C0130, R0370
                  
                  
                     Emission allowances
                  
                  
                     Aggregated volume of failed internalised settlement instructions in emission allowances during the period covered by the report
                  
               
                     78
                  
                  
                     C0050, R0170
                     C0140, R0370
                  
                  
                     Emission allowances
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions in emission allowances during the period covered by the report
                  
               
                     79
                  
                  
                     C0060, R0170
                     C0150, R0370
                  
                  
                     Emission allowances
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in emission allowances during the period covered by the report.
                  
               
                     80
                  
                  
                     C0070, R0170
                     C0160, R0370
                  
                  
                     Emission allowances
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in emission allowances during the period covered by the report.
                  
               
                     81
                  
                  
                     C0080, R0170
                     C0170, R0370
                  
                  
                     Emission allowances
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in emission allowances during the period covered by the report.
                  
               
                     82
                  
                  
                     C0090, R0170
                     C0180, R0370
                  
                  
                     Emission allowances
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in emission allowances during the period covered by the report.
                  
               
                     83
                  
                  
                     C0020, R0180
                     C0110, R0380
                  
                  
                     Other financial instruments
                  
                  
                     Aggregated volume of internalised settlement instructions settled in other financial instruments by the settlement internaliser during the period covered by the report.
                  
               
                     84
                  
                  
                     C0030, R0180
                     C0120, R0380
                  
                  
                     Other financial instruments
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled in other financial instruments during the period covered by the report.
                  
               
                     85
                  
                  
                     C0040, R0180
                     C0130, R0380
                  
                  
                     Other financial instruments
                  
                  
                     Aggregated volume of failed internalised settlement instructions in other financial instruments during the period covered by the report
                  
               
                     86
                  
                  
                     C0050, R0180
                     C0140, R0380
                  
                  
                     Other financial instruments
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions in other financial instruments during the period covered by the report
                  
               
                     87
                  
                  
                     C0060, R0180
                     C0150, R0380
                  
                  
                     Other financial instruments
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions in other financial instruments during the period covered by the report.
                  
               
                     88
                  
                  
                     C0070, R0180
                     C0160, R0380
                  
                  
                     Other financial instruments
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in other financial instruments during the period covered by the report.
                  
               
                     89
                  
                  
                     C0080, R0180
                     C0170, R0380
                  
                  
                     Other financial instruments
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in other financial instruments during the period covered by the report.
                  
               
                     90
                  
                  
                     C0090, R0180
                     C0180, R0380
                  
                  
                     Other financial instruments
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions in other financial instruments during the period covered by the report.
                  
               
                     91
                  
                  
                     C0020, R0190
                     C0110, R0390
                  
                  
                     Purchase or sale of securities
                  
                  
                     Aggregated volume of internalised settlement instructions settled for purchase or sale of securities by the settlement internaliser during the period covered by the report.
                  
               
                     92
                  
                  
                     C0030, R0190
                     C0120, R0390
                  
                  
                     Purchase or sale of securities
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled for the purchase or sale of securities during the period covered by the report.
                  
               
                     93
                  
                  
                     C0040, R0190
                     C0130, R0390
                  
                  
                     Purchase or sale of securities
                  
                  
                     Aggregated volume of failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report
                  
               
                     94
                  
                  
                     C0050, R0190
                     C0140, R0390
                  
                  
                     Purchase or sale of securities
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report
                  
               
                     95
                  
                  
                     C0060, R0190
                     C0150, R0390
                  
                  
                     Purchase or sale of securities
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.
                  
               
                     96
                  
                  
                     C0070, R0190
                     C0160, R0390
                  
                  
                     Purchase or sale of securities
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.
                  
               
                     97
                  
                  
                     C0080, R0190
                     C0170, R0390
                  
                  
                     Purchase or sale of securities
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.
                  
               
                     98
                  
                  
                     C0090, R0190
                     C0180, R0390
                  
                  
                     Purchase or sale of securities
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the purchase or sale of securities during the period covered by the report.
                  
               
                     99
                  
                  
                     C0020, R0200
                     C0110, R0400
                  
                  
                     Collateral management operations
                  
                  
                     Aggregated volume of internalised settlement instructions settled for the collateral management operations by the settlement internaliser during the period covered by the report.
                     Collateral management operations are defined as:
                     
                                 —
                              
                              
                                 Collateral in: COLI;
                              
                           
                                 —
                              
                              
                                 Collateral out: COLO;
                              
                           
                                 —
                              
                              
                                 Central bank collateral operation: CNCB.
                              
                           
               
                     100
                  
                  
                     C0030, R0200
                     C0120, R0400
                  
                  
                     Collateral management operations
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled for the collateral management operations during the period covered by the report.
                     Collateral management operations are defined as:
                     
                                 —
                              
                              
                                 Collateral in: COLI
                              
                           
                                 —
                              
                              
                                 Collateral out: COLO
                              
                           
                                 —
                              
                              
                                 Central bank collateral operation: CNCB
                              
                           
               
                     101
                  
                  
                     C0040, R0200
                     C0130, R0400
                  
                  
                     Collateral management operations
                  
                  
                     Aggregated volume of failed internalised settlement instructions for the collateral management operations during the period covered by the report.
                     Collateral management operations are defined as:
                     
                                 —
                              
                              
                                 Collateral in: COLI
                              
                           
                                 —
                              
                              
                                 Collateral out: COLO
                              
                           
                                 —
                              
                              
                                 Central bank collateral operation: CNCB
                              
                           
               
                     102
                  
                  
                     C0050, R0200
                     C0140, R0400
                  
                  
                     Collateral management operations
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions for the collateral management operations during the period covered by the report.
                     Collateral management operations are defined as:
                     
                                 —
                              
                              
                                 Collateral in: COLI
                              
                           
                                 —
                              
                              
                                 Collateral out: COLO
                              
                           
                                 —
                              
                              
                                 Central bank collateral operation: CNCB
                              
                           
               
                     103
                  
                  
                     C0060, R0200
                     C0150, R0400
                  
                  
                     Collateral management operations
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the collateral management operations during the period covered by the report.
                     Collateral management operations are defined as:
                     
                                 —
                              
                              
                                 Collateral in: COLI
                              
                           
                                 —
                              
                              
                                 Collateral out: COLO
                              
                           
                                 —
                              
                              
                                 Central bank collateral operation: CNCB
                              
                           
               
                     104
                  
                  
                     C0070, R0200
                     C0160, R0400
                  
                  
                     Collateral management operations
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the collateral management operations during the period covered by the report.
                     Collateral management operations are defined as:
                     
                                 —
                              
                              
                                 Collateral in: COLI
                              
                           
                                 —
                              
                              
                                 Collateral out: COLO
                              
                           
                                 —
                              
                              
                                 Central bank collateral operation: CNCB
                              
                           
               
                     105
                  
                  
                     C0080, R0200
                     C0170, R0400
                  
                  
                     Collateral management operations
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the collateral management operations during the period covered by the report.
                     Collateral management operations are defined as:
                     
                                 —
                              
                              
                                 Collateral in: COLI
                              
                           
                                 —
                              
                              
                                 Collateral out: COLO
                              
                           
                                 —
                              
                              
                                 Central bank collateral operation: CNCB
                              
                           
               
                     106
                  
                  
                     C0090, R0200
                     C0180, R0400
                  
                  
                     Collateral management operations
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the collateral management operations during the period covered by the report.
                     Collateral management operations are defined as:
                     
                                 —
                              
                              
                                 Collateral in: COLI
                              
                           
                                 —
                              
                              
                                 Collateral out: COLO
                              
                           
                                 —
                              
                              
                                 Central bank collateral operation: CNCB
                              
                           
               
                     107
                  
                  
                     C0020, R0210
                     C0110, R0410
                  
                  
                     Securities lending and securities borrowing
                  
                  
                     Aggregated volume of internalised settlement instructions settled for the securities lending and securities borrowing by the settlement internaliser during the period covered by the report.
                  
               
                     108
                  
                  
                     C0030, R0210
                     C0120, R0410
                  
                  
                     Securities lending and securities borrowing
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled for the securities lending and securities borrowing during the period covered by the report.
                  
               
                     109
                  
                  
                     C0040, R0210
                     C0130, R0410
                  
                  
                     Securities lending and securities borrowing
                  
                  
                     Aggregated volume, expressed in euros, of failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
                  
               
                     110
                  
                  
                     C0050, R0210
                     C0140, R0410
                  
                  
                     Securities lending and securities borrowing
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
                  
               
                     111
                  
                  
                     C0060, R0210
                     C0150, R0410
                  
                  
                     Securities lending and securities borrowing
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
                  
               
                     112
                  
                  
                     C0070, R0210
                     C0160, R0410
                  
                  
                     Securities lending and securities borrowing
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
                  
               
                     113
                  
                  
                     C0080, R0210
                     C0170, R0410
                  
                  
                     Securities lending and securities borrowing
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
                  
               
                     114
                  
                  
                     C0090, R0210
                     C0180, R0410
                  
                  
                     Securities lending and securities borrowing
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the securities lending and securities borrowing during the period covered by the report.
                  
               
                     115
                  
                  
                     C0020, R0220
                     C0110, R0420
                  
                  
                     Repurchase transactions
                  
                  
                     Aggregated volume of internalised settlement instructions settled for the repurchase transactions by the settlement internaliser during the period covered by the report.
                     Repurchase transactions are defined as:
                     
                                 —
                              
                              
                                 Repurchase agreement transactions: REPU
                              
                           
                                 —
                              
                              
                                 Reverse repurchase agreement transactions: RVPO
                              
                           
                                 —
                              
                              
                                 Triparty repurchase agreements: TRPO
                              
                           
                                 —
                              
                              
                                 Triparty reverse repurchase agreements: TRVO
                              
                           
                                 —
                              
                              
                                 Buy sell back transactions: BSBK
                              
                           
                                 —
                              
                              
                                 Sell buy back transactions: SBBK
                              
                           
               
                     116
                  
                  
                     C0030, R0220
                     C0120, R0420
                  
                  
                     Repurchase transactions
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled for the repurchase transactions during the period covered by the report.
                     Repurchase transactions are defined as:
                     
                                 —
                              
                              
                                 Repurchase agreement transactions: REPU
                              
                           
                                 —
                              
                              
                                 Reverse repurchase agreement transactions: RVPO
                              
                           
                                 —
                              
                              
                                 Triparty repurchase agreements: TRPO
                              
                           
                                 —
                              
                              
                                 Triparty reverse repurchase agreements: TRVO
                              
                           
                                 —
                              
                              
                                 Buy sell back transactions: BSBK
                              
                           
                                 —
                              
                              
                                 Sell buy back transactions: SBBK
                              
                           
               
                     117
                  
                  
                     C0040, R0220
                     C0130, R0420
                  
                  
                     Repurchase transactions
                  
                  
                     Aggregated volume of failed internalised settlement instructions for the repurchase transactions by the settlement internaliser during the period covered by the report.
                     Repurchase transactions are defined as:
                     
                                 —
                              
                              
                                 Repurchase agreement transactions: REPU
                              
                           
                                 —
                              
                              
                                 Reverse repurchase agreement transactions: RVPO
                              
                           
                                 —
                              
                              
                                 Triparty repurchase agreements: TRPO
                              
                           
                                 —
                              
                              
                                 Triparty reverse repurchase agreements: TRVO
                              
                           
                                 —
                              
                              
                                 Buy sell back transactions: BSBK
                              
                           
                                 —
                              
                              
                                 Sell buy back transactions: SBBK
                              
                           
               
                     118
                  
                  
                     C0050, R0220
                     C0140, R0420
                  
                  
                     Repurchase transactions
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions for the repurchase transactions during the period covered by the report.
                     Repurchase transactions are defined as:
                     
                                 —
                              
                              
                                 Repurchase agreement transactions: REPU
                              
                           
                                 —
                              
                              
                                 Reverse repurchase agreement transactions:RVPO
                              
                           
                                 —
                              
                              
                                 Triparty repurchase agreements: TRPO
                              
                           
                                 —
                              
                              
                                 Triparty reverse repurchase agreements: TRVO
                              
                           
                                 —
                              
                              
                                 Buy sell back transactions: BSBK
                              
                           
                                 —
                              
                              
                                 Sell buy back transactions: SBBK
                              
                           
               
                     119
                  
                  
                     C0060, R0220
                     C0150, R0420
                  
                  
                     Repurchase transactions
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for the repurchase transactions during the period covered by the report.
                     Repurchase transactions are defined as:
                     
                                 —
                              
                              
                                 Repurchase agreement transactions: REPU
                              
                           
                                 —
                              
                              
                                 Reverse repurchase agreement transactions: RVPO
                              
                           
                                 —
                              
                              
                                 Triparty repurchase agreements: TRPO
                              
                           
                                 —
                              
                              
                                 Triparty reverse repurchase agreements: TRVO
                              
                           
                                 —
                              
                              
                                 Buy sell back transactions: BSBK
                              
                           
                                 —
                              
                              
                                 Sell buy back transactions: SBBK
                              
                           
               
                     120
                  
                  
                     C0070, R0220
                     C0160, R0420
                  
                  
                     Repurchase transactions
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the repurchase transactions during the period covered by the report.
                     Repurchase transactions are defined as:
                     
                                 —
                              
                              
                                 Repurchase agreement transactions: REPU
                              
                           
                                 —
                              
                              
                                 Reverse repurchase agreement transactions: RVPO
                              
                           
                                 —
                              
                              
                                 Triparty repurchase agreements: TRPO
                              
                           
                                 —
                              
                              
                                 Triparty reverse repurchase agreements: TRVO
                              
                           
                                 —
                              
                              
                                 Buy sell back transactions: BSBK
                              
                           
                                 —
                              
                              
                                 Sell buy back transactions: SBBK
                              
                           
               
                     121
                  
                  
                     C0080, R0220
                     C0170, R0420
                  
                  
                     Repurchase transactions
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the repurchase transactions during the period covered by the report.
                     Repurchase transactions are defined as:
                     
                                 —
                              
                              
                                 Repurchase agreement transactions: REPU
                              
                           
                                 —
                              
                              
                                 Reverse repurchase agreement transactions: RVPO
                              
                           
                                 —
                              
                              
                                 Triparty repurchase agreements: TRPO
                              
                           
                                 —
                              
                              
                                 Triparty reverse repurchase agreements: TRVO
                              
                           
                                 —
                              
                              
                                 Buy sell back transactions: BSBK
                              
                           
                                 —
                              
                              
                                 Sell buy back transactions: SBBK
                              
                           
               
                     122
                  
                  
                     C0090, R0220
                     C0180, R0420
                  
                  
                     Repurchase transactions
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for the repurchase transactions during the period covered by the report.
                     Repurchase transactions are defined as:
                     
                                 —
                              
                              
                                 Repurchase agreement transactions: REPU
                              
                           
                                 —
                              
                              
                                 Reverse repurchase agreement transactions: RVPO
                              
                           
                                 —
                              
                              
                                 Triparty repurchase agreements: TRPO
                              
                           
                                 —
                              
                              
                                 Triparty reverse repurchase agreements: TRVO
                              
                           
                                 —
                              
                              
                                 Buy sell back transactions: BSBK
                              
                           
                                 —
                              
                              
                                 Sell buy back transactions: SBBK
                              
                           
               
                     123
                  
                  
                     C0020, R0230
                     C0110, R0430
                  
                  
                     Other securities transactions
                  
                  
                     Aggregated volume of internalised settlement instructions settled for any other securities transactions by the settlement internaliser during the period covered by the report.
                  
               
                     124
                  
                  
                     C0030, R0230
                     C0120, R0430
                  
                  
                     Other securities transactions
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled for any other securities transactions during the period covered by the report.
                  
               
                     125
                  
                  
                     C0040, R0230
                     C0130, R0430
                  
                  
                     Other securities transactions
                  
                  
                     Aggregated volume of failed internalised settlement instructions settled for any other securities transactions during the period covered by the report.
                  
               
                     126
                  
                  
                     C0050, R0230
                     C0140, R0430
                  
                  
                     Other securities transactions
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions for any other securities transactions during the period covered by the report.
                  
               
                     127
                  
                  
                     C0060, R0230
                     C0150, R0430
                  
                  
                     Other securities transactions
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for any other securities transactions during the period covered by the report.
                  
               
                     128
                  
                  
                     C0070, R0230
                     C0160, R0430
                  
                  
                     Other securities transactions
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for any other securities transactions during the period covered by the report.
                  
               
                     129
                  
                  
                     C0080, R0230
                     C0170, R0430
                  
                  
                     Other securities transactions
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for any other securities transactions during the period covered by the report.
                  
               
                     130
                  
                  
                     C0090, R0230
                     C0180, R0430
                  
                  
                     Other securities transactions
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for any other securities transactions during the period covered by the report.
                  
               
                     131
                  
                  
                     C0020, R0240
                     C0110, R0440
                  
                  
                     Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of internalised settlement instructions settled for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
                  
               
                     132
                  
                  
                     C0030, R0240
                     C0120, R0440
                  
                  
                     Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     133
                  
                  
                     C0040, R0240
                     C0130, R0440
                  
                  
                     Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report
                  
               
                     134
                  
                  
                     C0050, R0240
                     C0140, R0440
                  
                  
                     Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report
                  
               
                     135
                  
                  
                     C0060, R0240
                     C0150, R0440
                  
                  
                     Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     136
                  
                  
                     C0070, R0240
                     C0160, R0440
                  
                  
                     Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     137
                  
                  
                     C0080, R0240
                     C0170, R0440
                  
                  
                     Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     138
                  
                  
                     C0090, R0240
                     C0180, R0440
                  
                  
                     Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     139
                  
                  
                     C0020, R0250
                     C0110, R0450
                  
                  
                     Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of internalised settlement instructions settled for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU by the settlement internaliser during the period covered by the report.
                  
               
                     140
                  
                  
                     C0030, R0250
                     C0120, R0450
                  
                  
                     Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     141
                  
                  
                     C0040, R0250
                     C0130, R0450
                  
                  
                     Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated volume of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report
                  
               
                     142
                  
                  
                     C0050, R0250
                     C0140, R0450
                  
                  
                     Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     143
                  
                  
                     C0060, R0250
                     C0150, R0450
                  
                  
                     Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     144
                  
                  
                     C0070, R0250
                     C0160, R0450
                  
                  
                     Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and number of failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     145
                  
                  
                     C0080, R0250
                     C0170, R0450
                  
                  
                     Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     146
                  
                  
                     C0090, R0250
                     C0180, R0450
                  
                  
                     Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU during the period covered by the report.
                  
               
                     147
                  
                  
                     C0020, R0260
                     C0110, R0460
                  
                  
                     Total cash transfers
                  
                  
                     Aggregated volume of internalised settlement instructions settled for cash transfers by the settlement internaliser during the period covered by the report.
                  
               
                     148
                  
                  
                     C0030, R0260
                     C0120, R0460
                  
                  
                     Total cash transfers
                  
                  
                     Aggregated value, expressed in euros, of internalised settlement instructions settled for cash transfers during the period covered by the report.
                  
               
                     149
                  
                  
                     C0040, R0260
                     C0130, R0460
                  
                  
                     Total cash transfers
                  
                  
                     Aggregated volume of failed internalised settlement instructions for cash transfers during the period covered by the report
                  
               
                     150
                  
                  
                     C0050, R0260
                     C0140, R0460
                  
                  
                     Total cash transfers
                  
                  
                     Aggregated value, expressed in euros, of failed internalised settlement instructions for cash transfers during the period covered by the report
                  
               
                     151
                  
                  
                     C0060, R0260
                     C0150, R0460
                  
                  
                     Total cash transfers
                  
                  
                     Aggregated total of the volume of internalised settlement instructions settled by the settlement internaliser and volume of failed internalised settlement instructions for cash transfers during the period covered by the report.
                  
               
                     152
                  
                  
                     C0070, R0260
                     C0160, R0460
                  
                  
                     Total cash transfers
                  
                  
                     Aggregated total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for cash transfers during the period covered by the report.
                  
               
                     153
                  
                  
                     C0080, R0260
                     C0170, R0460
                  
                  
                     Total cash transfers
                  
                  
                     The rate of failed internalised settlement instructions compared to the aggregated total volume of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for cash transfers during the period covered by the report.
                  
               
                     154
                  
                  
                     C0090, R0260
                     C0180, R0460
                  
                  
                     Total cash transfers
                  
                  
                     The rate of failed internalised settlement instructions compared to the total value, expressed in euros, of internalised settlement instructions settled by the settlement internaliser and failed internalised settlement instructions for cash transfers during the period covered by the report.
                  
               
      
         ANNEX III
         
            Template for informing of potential risks
         
         
                     
                        Potential Risks
                     
                  
               
                     
                        Identification of the reporting competent authority
                     
                  
               
                      
                  
                  
                     C0010
                  
               
                     Name of the competent authority
                  
                  
                     R0010
                  
                  
                      
                  
               
                     Reporting timestamp
                  
                  
                     R0020
                  
                  
                      
                  
               
                     Reporting period
                  
                  
                     R0030
                  
                  
                      
                  
               
                     Name of the main liaison
                  
                  
                     R0040
                  
                  
                      
                  
               
                     Function of the main liaison
                  
                  
                     R0050
                  
                  
                      
                  
               
                     Phone number of the main liaison
                  
                  
                     R0060
                  
                  
                      
                  
               
                     Email address of the main liaison
                  
                  
                     R0070
                  
                  
                      
                  
               
                     
                        Identification of any potential risks resulting from the internalised settlement activity in the jurisdiction
                     
                  
               
                     Identification of any potential risks resulting from the internalised settlement activity in the jurisdiction
                  
                  
                     R0080
                  
                  
                      
                  
               
      
         ANNEX IV
         
            Instructions for completing the template for informing of potential risks
         
         The ‘Cell Reference’ column of the table below identifies the items to be reported by identifying the columns and lines as showed in the template in Annex III
         
                     No.
                  
                  
                     Cell Reference
                  
                  
                     Item
                  
                  
                     Instruction
                  
               
                     1
                  
                  
                     C0010, R0010
                  
                  
                     Name of the competent authority.
                  
                  
                     The full name of the competent authority.
                  
               
                     2
                  
                  
                     C0010, R0020
                  
                  
                     Reporting timestamp
                  
                  
                     Identify the ISO 8601 in UTC time format (YYYY-MM-DDThh:mm:ssZ) code of the date when the report from the competent authority is made.
                  
               
                     2
                  
                  
                     C0010, R0030
                  
                  
                     Reporting period
                  
                  
                     Identify the ISO 8601 (YYYY-MM-DD) code of the date identifying the last day of the reporting period.
                  
               
                     2
                  
                  
                     C0010, R0040
                  
                  
                     Name of the main liaison.
                  
                  
                     The main liaison at the competent authority that is responsible for completing the potential risks template.
                  
               
                     3
                  
                  
                     C0010, R0050
                  
                  
                     Function of the main liaison.
                  
                  
                     The function of the main liaison at the competent authority that is responsible for completing the potential risks template.
                  
               
                     4
                  
                  
                     C0010, R0060
                  
                  
                     Phone number of the main liaison.
                  
                  
                     The phone number of the main liaison at the competent authority who is responsible for completing the potential risks template.
                  
               
                     5
                  
                  
                     C0010, R0070
                  
                  
                     Email address of the main liaison.
                  
                  
                     The email address of the main liaison at the competent authority that is responsible for completing the potential risks template.
                  
               
                     6
                  
                  
                     C0010, R0080
                  
                  
                     Identification of any potential risks resulting from the internalised settlement activity in the jurisdiction.
                  
                  
                     Completed as free text.