CELEX: 51979PC0606
Language: de
Date: 1979-10-31
Title: ENTWURF EINES BESCHLUSSES DES RATES ZUR BILLIGUNG DER "ERGÄNZENDEN ABMACHUNGEN" ZU DEM ÜBEREINKOMMEN ZWISCHEN DEM VEREINIGTEN KÖNIGREICH VON GROSSBRITANNIEN UND NORDIRLAND, DER EUROPÄISCHEN ATOMGEMEINSCHAFT UND DER INTERNATIONALEN ATOMENERGIE-ORGANISATION ZUR ANWENDUNG DER SICHERHEITSGARANTIEN IN ZUSAMMENHANG MIT DEM ATOMSPERRVERTRAG IN VEREINIGTEN KÖNIGREICH VON GROSSBRITANNIEN UND NORDIRLAND (von der Kommission dem Rat vorgelegt)

ARCHIVES HISTORIQUES
DE LA COMMISSION
COLLECTION RELIEE DES
DOCUMENTS "COM"
COM (79) 606
Vol. 1979/0207
 ---pagebreak--- Disclaimer
Conformément au règlement (CEE, Euratom) n° 354/83 du Conseil du 1er février 1983
concernant l'ouverture au public des archives historiques de la Communauté économique
européenne et de la Communauté européenne de l'énergie atomique (JO L 43 du 15.2.1983,
p. 1), tel que modifié par le règlement (CE, Euratom) n° 1700/2003 du 22 septembre 2003
(JO L 243 du 27.9.2003, p. 1), ce dossier est ouvert au public. Le cas échéant, les documents
classifiés présents dans ce dossier ont été déclassifiés conformément à l'article 5 dudit
règlement.
In accordance with Council Regulation (EEC, Euratom) No 354/83 of 1 February 1983
concerning the opening to the public of the historical archives of the European Economic
Community and the European Atomic Energy Community (OJ L 43, 15.2.1983, p. 1), as
amended by Regulation (EC, Euratom) No 1700/2003 of 22 September 2003 (OJ L 243,
27.9.2003, p. 1), this file is open to the public. Where necessary, classified documents in this
file have been declassified in conformity with Article 5 of the aforementioned regulation.
In Übereinstimmung mit der Verordnung (EWG, Euratom) Nr. 354/83 des Rates vom 1.
Februar 1983 über die Freigabe der historischen Archive der Europäischen
Wirtschaftsgemeinschaft und der Europäischen Atomgemeinschaft (ABI. L 43 vom 15.2.1983,
S. 1), geändert durch die Verordnung (EG, Euratom) Nr. 1700/2003 vom 22. September 2003
(ABI. L 243 vom 27.9.2003, S. 1), ist diese Datei der Öffentlichkeit zugänglich. Soweit
erforderlich, wurden die Verschlusssachen in dieser Datei in Übereinstimmung mit Artikel 5
der genannten Verordnung freigegeben.
 ---pagebreak---                                                                          K0M(79 ) 606 endg .
          KOMMISSIOH                                                    Brüssel , den 31 . Oktober 1979
               DER
EUROPAISCHEN GEMEINSCHAFTEN                                             NUR FÜR DEN DIENSTGEBRAUCH
         Genero I se k reto riot
                                      ENTWURF EINES BESCHLUSSES DES RATES
                           ZUR BILLIGUNG DER     " ERGÄNZENDEN ABMACHUNGEN " ZU DEM
                         OBEREINKOMMEN ZWISCHEN DEM VEREINIGTEN KÖNIGREICH VON
                              GROSSBRITANNIEN UND NORDIRLAND ,   DER EUROPASICHEN
           ATOMGEMEINSCHAFT UND DER              INTERNATIONALEN ATOMENGIE-ORGANISATION
                      ZUR ANWENDUNG DER SICHERHEITSGARANTIEN IN ZUSAMMENHANG ""
                           MIT DEM ATOMSPERRVERTRAG IN VEREINIGTEN KÖNIGREICH
                                      VON GROSSBRITANNIEN UND NORDIRLAND
                                   ( von der Kommission dem Rat vorgelegt )
          KOM(79)606 endg.
 ---pagebreak---       ABKOMMEN VEREINIGTES KONIGREICH/EURATOM/IAEO - ERGÄNZENDE ABMACHUNGEN
Das 1976 zwischen dem Vereinigten Königreich , der Europäischen Atomgemein­
schaft und der Internationalen Atomenergie-Organisation geschlossene Über­
einkommen über Sicherheitsüberwachung ist in Befolgung des freiwilligen
Angebots der britischen Regierung ( 1 ) am 14 . August 1978 in Kraft getreten .
Gemäß Artikel 39 dieses Abkommens wurden in der Folge "Ergänzende Abmachungen '1
ausgearbeitet , um die Anwendungsmodalitäten des Übereinkommens im einzelnen
festzulegen .
Diese Ergänzenden Abmachungen weisen die gleiche Struktur auf wie die im
Rahmen des Abkommens zwischen der Gemeinschaft , der IAEO und den sieben
kernwaffenlosen Mitgliedstaaten der Gemeinschaft ( nachstehend "Verifikations-
abkommen " genannt ) getroffenen Vereinbarungen ( 2 ). Angesichts der Ent­
wicklung der Lage lind bestimmter besonderer Merkmale unterscheiden sich
jedoch einige Teile des Abkommens im Hinblick auf das Vereinigte Königreich .
Die Ergänzenden Abmachungen des Abkommens umfassen die nachstehenden Teile :
( 1 ) Abkonmen zwischen dem Vereinigten Königreich von Großbritannien und
       Nördirland , der Europäischen Atomgemeinschaft und der Internationalen
       Atomenergie-Organisation zur Anwendung der Sicherheitsgarantien im
       Zusammenhang mit dem Atomsperrvertrag im Vereinigten Königreich von
       Großbritannien und Nördirland .
( 2 ) Übereinkommen zwischen dem Königreich Belgien , dem Königreich Dänemark ,
       der Bundesrepublik Deutschland , Irland , der italienischen Republik ,
      dem Großherzogtum Luxemburg , dem Königreich der Niederlande , der
       Europäischen Atomgemeinschaft und der Internationalen Atomenergie-
      Organisation in Ausführlang von Artikel III Absatz 1 und 4 des Vertrags
      über die Nichtverbreitung von Kernwaffen .
 ---pagebreak---                                                                            2
A. Eine in vier Teile unterteilte Einleitung :
   I.   Die in Artikel XII des Protokolls genannten "Regeln und Methoden"
        zur Berechnung des Inspektionsaufwandes . Dieser Teil unterscheidet
        sich gänzlich von dem betreffenden Teil des Verifikationsabkommens ,
        dessen Punkt 12 wie folgt lautet :
        " Die vorstehenden Regeln und Methoden wurden nach dem gegenwär­
          tigen Stand der Kenntnisse und Erfahrungen festgelegt . Sie
          werden .... überprüft , um neuen technologischen Entwicklungen
          auf dem Gebiet der Sicherheitsüberwachung und den gewonnenen
          Erfahrungen Rechnung zu tragen . "
        In Wirklichkeit wurden die 1971/72 ausgearbeiteten Regeln und
        Methoden seither nicht überprüft . Da sich in der Zwischenzeit be­
        stimmte neue Lösungen ergeben haben , um das Verifikationsabkommen
        anzuwneden ( hier sei nur auf das Prinzip der " joint teams " hinge­
        wiesen ), liegt auf der Hand , daß die früheren "Regeln und Methoden "
        in ihrer derzeitigen Form nicht mehr angewandt werden können .
        Eine Fortschreibung dieser Regeln und Methoden hätte unweigerlich
        Auswirkungen auf das Verifikationsabkommen gehabt und hätte sich
        nachteilig auf die mühsam erarbeiteten Kompromisse auswirken können ,
        die in der Zwischenzeit in langwierigen und schwierigen Diskussionen
        zwischen Euratom und der IAEO im Hinblick auf die Anwendung dieses
        Abkommens erzielt worden sind .
        Daher schien es wünschenswert , für das Übereinkommen betreffend das
        Vereinigte Königreich eine gänzlich neue und eigenständige Lösung
        zu finden , das heißt einen unterschiedlichen Wortlaut .
        Hierbei muß unterstrichen werden , daß - selbst wenn sich die für
        dieses Übereinkommen ausgearbeiteten "Regeln und Methoden " von den­
        jenigen des Verifikationsabkommens unterscheiden - das praktische
        Ergebnis für ihre Anwendung doch in beiden Fällen gleich sein wird .
        Dies ist ausdrücklich in Absatz 8 dieses Teils aufgeführt , in dem
        es heißt , daß diese Regeln und Methoden unter vergleichbaren Be­
        dingungen die Anwendung von vergleichbaren Maßnahmen der Sicherheits-
        überwachung gewährleisten müssen , wie die Maßnahmen, die in anderen
        der Sicherheitsüberwachung der Gemeinschaft und der IAEO unterliegen­
        den Staaten angewandt werden .
 ---pagebreak---                                                                              3
        Im übrigen war es aufgrund dieser eigenständigen Formulierung möglich ,
        die Vereinbarungen betreffend die " joint teams ", die der Rat im
        September 1977 im Rahmen des Verifikationsabkommens genehmigt hatte ,
        vollständig in die Ergänzenden Abmachungen des dreiseitigen Überein-
        kommens einzubeziehen .
        Wie im Falle des letztgenannten Abkommens werden diese "Regeln und
        Methoden " durch Beispiele ergänzt , die ihre Anwendving in verschie­
        denen Anlagetypen veranschaulichen . Eine Prüfung dieser Beispiele
        bestätigt , daß im Vereinigten Königreich ähnliche Maßnahmen der
        Sicherheitsüberwachung angewandt werden wie diejenigen , die im
        Verifikationsabkommen vorgesehen sind .
  II .  Aus den gleichen Gründen , wie sie hinsichtlich der " Regeln und
        Methoden " aufgeführt sind , werden die in Artikel XIX und XX des
        Protokolls genannten Koordinierungsmaßnahmen in der Einleitung zu
        den Ergänzenden Abmachungen des britischen Übereinkommens nicht
        generell erwähnt , sondern sie werden , wie in Artikel XIX vorgesehen ,
        in jedem anlagespezifischen Anhang festgelegt .
        Bei dieser Festlegung wird auch den vom Rat genehmigten Vereinbarun­
        gen über die " joint teams " Rechnung getragen .
  III . Der Teil " Form und Format der Berichte " stimmt mit dem entsprechen­
        den Teil des Verifikationsabkommens überein .
  IV. Den Ergänzenden Abmachungen mit dem Vereinigten Königreich wurde
        noch ein zusätzlicher Teil beigefügt , um die praktischen Anwendungs-
        modalitäten von Artikel 23 des Übereinkommens festzulegen ; dieser
        Artikel sieht vor , daß die Anwendung von Sicherheitsüberwachungen
        der Agentur aufgrund anderer über Sicherheitsüberwachungen mit der
        Agentur abgeschlossener Abkommen so lange ausgesetzt wird , wie das
        Abkommen in Kraft ist .
B. Im "allgemeinen Teil " der Ergänzenden Abmachungen sind die von den Par­
   teien auszutauschenden Mitteilungen , die einschlägigen Dokumente , die
   anzuwendenden Verfahren und die einzuhaltenden Termine aufgeführt . Die­
   ser Teil des Verifikationsabkommens ist im großen und ganzen mit den
   entsprechenden Teil des britischen Ubereinkommens vergleichbar .
                                                                          ./•
 ---pagebreak---                                                                         4
Im " allgemeinen Teil " des Übereinkommens mit dem Vereinigten Königreich
sind jedoch die Anhänge zum Teil unterschiedlich , um einem wesentlichen
Charakteristikum dieses Übereinkommens Rechnung zu tragen , nämlich der
Erstellung einer "Liste der Anlagen", die dem Übereinkommen unterliegen ,
und einer Liste der von der IAEO gemäß Artikel 78 a des Übereinkommens
benannten Anlagen . Hier ist zu bemerken , daß es sich bei diesen Listen
um einseitige Akte handelt , so daß diese Listen kein Bestandteil der
Ergänzenden Abmachungen sind . Der Anhang , der den Fragebogen betreffend
die beschreibenden Angaben über die Anlagen enthält , stimmt in den
beiden Übereinkoirmen überein .
Wie im Falle des Verifikationsabkommens werden schließlich getrennte
Anhänge ("Facility Attachments ") ausgehandelt ; im Falle des Vereinigten
Königreichs werden "attachments " für jede Anlage oder jeden Anlagenteil
auf der Anlagenliste erstellt .
 ---pagebreak---                                                                            5
                              BESCHLUSS DES RATES
              zur Billigung der " Ergänzenden Abmachungen   zu dem
              Übereinkommen zwischen dem Vereinigten Königreich
             von Grossbritannien und Nordirland , der Europäischen
             Atomgemeinschaft und der Internationalen Atomenergie-
              Organisation zur Anwendung der Sicherheitsgarantien
           im Zusammenhang mit dem Atomsperrvertrag im Vereinigten
                 Königreich von Grossbritannien und Nordirland
DER RAT DER EUROPÄISCHEN GEMEINSCHAFTEN
gestütztauf den Vertrag zur Gründung der Europäischen Atomgemeinschaft ,
insbesondere auf Artikel 101 Absatz 2 ,
gestützt auf den von der Kommission vorgelegten Entwurf ,
in der Erwägung , dass die Kommission gemäss den Richtlinien des Rates
" Ergänzende Abmachungen" ausgehandelt hat und abschliessen will , die
das Übereinkommen zwischen der Europäischen Atomgemeinschaft und der
Internationalen Atomenergie-Organisation ergänzen , das vom Rat am
14 . Juni 1976 gebilligt wurde und dem auch das Vereinigte Königreich
angehört ,
in der Erwägung , dass der Wortlaut der " Ergänzenden Abmachungen" gebilligt
werden sollte ,
BESCHLIESST :
                                Einziger Artikel
 Der Wortlaut der " Ergänzenden Abmachungen" zu dem Übereinkommen zwischen
 dem Vereinigten Königreich von Grossbritannien und Nordirland, der          _
 Europäischen Atomgemeinschaft und der Internationalen Atomenergie-Orgamsat
 zur Anwendung der Sicherheitsgarantien im Zusammenhang mit dem Atomsperr­
 vertrag im Vereinigten Königreich von Grossbritannien und Nordirland wird
 gebilligt .
 Geschehen zu
                                                          Im Namen des Rates
                                                             Der Präsident
 ---pagebreak---                                 ' V\ »».* . -
ΟΜ(^<ξ)6σ6.Αηο?.-––π-–
                          V-i
         WEURATOK /IA13& ACÏRTOIÏFT
         DRAF? SUB3IDI.ARY /. nRAI.Offii'KTS
 ---pagebreak---                                                b > èr- » J     i  &»•*
                                     SU/.'SIDIAHY / HEiBGE-iaiTS
          ,   "                                  ?G M'HTI.                                '         '
 AC:is £tfj *;T bsiwew? th ? ukepbd kikgbow of great B ritain and KOimwa jkslamd,
 THIS fcin>0?KAi. ATOMIC SiKRCY COi-c-iUiilTY A::D THE EiTJu&A'flOfi AL ATOMIC ' rIK SRGY .
 AOIi-JCY I''OH TIIJ3 APPLICATION OF 3AKESUARDS IH THE UWTSD KEGDOii It CGliKBCTIGN
 WITH THIS TREATY OH THB li 0ii-PR0LIF3RATI0S OP MJCLEAR V.: EAP0f;3 •
These . Subsidiary Arrangements , made under Article 39(a ) of the Agreement between
the United Kingdom of Great Britain and northern Ireland , the European Atomic
Energy Community and the International Atomic Energy Agency in connection with the
Treaty on the fton-Proliferation of Nuclear Weapons , signed at Vienna on 6 September
 1976 , specify in detail , to the extent necessary to permit the Agency to fulfil lbs
responsibilities under this Agreement , how the procedures laid down in that Agree­
ment are to be applied ." The Agreement and its Protocol are hereinafter referred to
as 'the Agreement' and " the Protocol' .                 These Subsidiary Arrangements consist of :
                                                                                       • « Λ
A.      An Introduction relating to
        I       The Rules and Methods for the ^ implementation of the criteria
                referred to in /article 81 of the Agreement and Article XII of
                the Protocol .
      II        The co-ordination arrangements referred to in Article XIX of
         '      the Protocol .
     Ill        The specification of the . form and format of reports referred
                to in Article IX of the Protocol .
      IV        The arrangements for the implementation of the provisions of
                Article 23 of , the Agreement .                                 .
B.      A General Part applicable to all nuclear material in the United Kingdom
        covered by Article 1 of the Agreement which specifies the communications
        to be made between the Parties , the relevant documents , the procedures to
        be followed and the time limits for actions to be made between the Parties .
This Part is supplemented by the following Annexes :
l(o.) The current Facilities List as specified in Article 1(b ) of the Agreement .
l(b ) A current list of Facilities in the United Kingdom designated pursuant to
            Article 7^0' ) of the Agrcement .
  Annex l(a) and Annex 1(b ) are not an integral part of these subsidiary arrangements
II         The agreed indicative questionnaire , referred to in Articl'e II of" the
            Protocol .  This indicates the design and other information to be provided
            for the preparation of Facility Attachments .
C.      A separate Attachment for each facility or part of a facility .
  June IO79                                 EESTP.1CTED
 ---pagebreak---    1            »
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                                      . STT psi TJT Airy AP.RANO 131 : SÎTTS
                                                                          *"*                  !
                                                    INTRPLUCTICM                               |
 I      . RULES AID METHODS FOR THE IMPLEMENTATION OP THE CRITERIA REFERRED TO
          IK ARTICLE 81 OF THE AGREEMENT AND ARTICLE XII OF THE PROTOCOL UNDER                  ;
          THE TEItMS OF THE UX/EURATOM/lAEA AGREEMENT                                           J
 1 , The objective of safeguards will be achieved , inter alia, through routine
          inspection efforts under the Agreement as determined on the basis of the
          criteria described below .                                            '
  2.      The criteria for determining inspection efforts are :-              .                   ;
            (a)   the form and accessibility of the nuclear material to be safeguarded ;
            (b )  the effectiveness of the Community 's safeguards ;
             ( c) characteristics of the nuclear fuel cycle being safeguarded in the UK ;
             ( d) international interdependence in relation to the nuclear fuel cycle
                       /                                                                            j
                  being safeguarded in the UK ; and
             ( e) technical developments in the field of safeguards .
' 3 . All routine inspection activities expected to be carried out by Euratom and
           the Agency will be listed and allocated adequate inspectors' time for their                >
           execution, so that ,in total the ARIE 1 * and ARIE ^ 2* efforts derived will be
       . sufficient for practical operations .
  4.       In the case of installations for uranium enrichment or using significant
           quantities of plutoniura and highly enriched uranium or reprocessing irradiated
           fuel and such other facilities as mutually agreed upon the IAEA arid Euratom will
           form " Joint Teams " of inspectors who will jointly carry out their work, .
           Basically all routine inspection activities to be carried out under the Agreement
           in each plant will be considered as a task to be performed by one Joint Team .
                                                                                                        I
   5 . The purpose of having Joint Teams of inspectors is to enable both organizations
            to achieve the safeguards objectives , with minimum intrusion into facility
            operations compatible with these objectives and with the avoidance to the extent
            possible of unnecessary duplication .
    6 . The Joint Team will perform common verification activities undertaken in
            mutual support in such a way as to give each organisation all the information
            required to draw its own independent conclusion.
    7. Provided that the objective stated in 6 above is assured the following arrangements
             shall guide the operations , of the Joint Team :-
     * Actual Routine Inspection Efforts of the Community (ARIE 1 ) and of the Agency (aRI^ *-)
 ---pagebreak---   ( i)     Collection of bnsic data will be done as far as possible on the basis
           of a common set of working papers". The distribution of tasks within,
           the Joint Team will be decided by the team itself . If a certain inspection
           activity i3 considered as requiring more than one inspector , inspectors
           from both IAEA, and Euratom menu bers of the team will be present . An
           activity which can be carried out by a single inspector may be undertaken
           by any mem ber of the Joint Team . Sampling plans will be prepared
           jointly, but provision will be made where required for each organisation
           to, perform its own analysis on sampling taken . If seals are required by
           both organisations the Joint Team will apply one agreed seal . Until *
       :   mutually .accepted seals are available , different seals may be applied .
  ( ii )   Data obtained in the course of performing inspection activities will be
         . reviewed for completeness and correctness by the Joint Team -. Identical
           copies of all data collected will be compiled by the Joint Team and
           made available to both organisations .
  ( iii ) No hierarchical structure is foreseen for the Joint Team . Requests to
           the operator relating to Joint Team activities will normally be
           channelled through the Euratom inspector and the Agency inspector will
           accompany him whenever it is considered necessary by the Agency .
 These Rules and Methods will , for similar conditions , provide for the
 implementation of similar safeguards in the United Kingdom as in other states
 subject to Community and Agency safeguards .
The inspection efforts for typical facilities are shown in the following
specific examples . These examples shall "be reviewed from time to time
to take into account new technological developments in the field of safeguards
and experience gained .
                                      -3-
 ---pagebreak---                RESTRICTED
                     EXAMPLES
The following examples illustrate the application of
the Rules and Methods . They have "been established
for a number of realistic cases .
                           4
 ---pagebreak--- 1XAMPLK A •           A Pasrl; "Tíreodfti» 'Hraotor                     /'*'■
                                             ø •
Application to a fast breeder reactor of nominal inventory 1000 kg       plutonium
and 3000 kg natural uranium , and a throughput of 1000 kg plutoniunjj and 3000 kg
natural uranium per year .
It is assumed that the reactor is operated continously.
                                                             AR IE 1              ARIE 2
        Activities               Kum"ber of events/year   (man days/y )       ( man days /y )
  1 Receipts                                150                  *                   *
  2 Despatcnes                              150                  *                   *
  3 Examination of records                                      20                  20
  4 Physical Inventory                         2                10                   5
     Vérification
  5 Containment/ Surveillance                                   20                  20
     Activities
   • Total  -                                                 • 5°                  45
         \
  * Covered "by verification activities associated v;ixth fast "breeder reactor storage
     facility .                                         •
 ---pagebreak---                                                                                                (J
KXAMPIJE 33   Fr-anh e.nfl Irradiated Fuel SI or?,re associated with a Fast Breeder Reactor
Application to a fresh and irradiat-ed storage facility with a nominal inventory
of 1000 kg plutonium and 3000 kg natural uranium and a throughput of 1000 leg
plutcnium and 3000 kg natural uranium per year. It is assumed that the facility
is operated continuously .
                                                                        ABIE 1         ARIE 2
          Activities                   Number of events /year       (Man days /y ) (Man days/y ) !
   1  Receipts                                150                       75                75
   2  Despatches of irradiated                150                      105                80
       fuel
                                     !
   3   Examination of records                                           30                30
                                                                                  . I
   4   Containment / Surveillance                                       30          1     30
                                                                                     I
       activities
                                    j                           1
   5 Sampling and NDA               j                                   40                40      |
       measurements                                                                                l
                                                                                                   I
    6  Physical Inventory                                               20                 ■ J
       vérification
       Total                                                           300               300
 ITote : For inspection activities at strategic points , other than the strategic
         points referred to in codes 3.1.2 . and 3.2.1 . of the facility attachments ,
         ARIE 1 = 50         ARIE 2 = 50 man/days are assumed . This figure is not based
          on calculations or specific characteristics of the facilities in question ,
          is pro memoria only and is included in the ARIE figures for the various
          inspection activities indicated in the table .
                                               - 6 -
 ---pagebreak---                                                                                                           ca . i
EXAMPLE C " Fast Reactor Fuel Reprocessing Plant                                      ^
                                                                                     1-.
                                                                                                                     t
                                                                                                                    •«■
                                                                                                                     !
                                                                                           '                         {.
                                                                                  V.     ■                           J.
                                                                              .î        -                         .  t
                                                                             i<         '                            (!
Application to a fast reactor fuel reprocessing plant of nominal inventory of
1000 kg Pu and nominal throughput of 1000. kg per year.                      V                 ■
                      ■ ■    '            '        . .          ■ '             *                       -    " '--i
It is assumed that the plant is operating              from dissolver to process -
300 days per year on a 7 days per week and 3 shifts per day "basis , and                                        ^      J
performing about 350 dir solutions .                                    .                    '                         •
                                                                             ARXE 1                  ARXE 2
           Activities                    Number of events/year         ( Man days/y ) . ( Man days /y )
                                     . I
   1  Receipts                                   150                 !       75                    I
                                                                                                   I
                                                                                                       75     ■
                                                                                                      350
   2  Input measurements                         350
                                                                     [     350
;-.3  Pu output                                 • 25                     V   25                        25
                                   I
                                                           »
  4   Waste - hulls + LAW/MAW                                                50                        30
                                                                                                       *
   5  Containment /Surveillance                                              *
      activities
   6  examination of Records                                                 30                        30
  7 . Calibrations and® verifi­                                            ■ 10                  j     10
                                                                                                  i
      cations of operators                                                                       i
                                                                                                 I
      measurement system                                            i
                                  I
                                  I
   8  Sample preparation for                   400                           90                        90
      shipment
   9  Clean-out operations                        2                          20
 10   Phyr-ical invent ory                        2                          20                        20
      vérification
      Total                                                                670                        630
 * Covered "by   other verification activities
 Note : For inspection activities at strategic points , other than the . strategic
          points referred to in codes' 3.1.2 . and 3.2.1 . of the facility attachments ,
          ARIE 1 a 80. tuid ARIE 2 = 80 man/days are assumed . This figure is not "based
          on calculations or specific characteristics of the facilities in question ,
          is pro memoria only and is included in the ARIE" figures for the . various
          inspection activities indicated in the table *
 ---pagebreak---                                                                                                  (9         !
                                                                                                            î
JXAI'.PLE -D     Fabrication of Mixed Pi i:1.onii;ir. /Uranium Oxide Fuel Elements
                                                                                                             I.
                                                                                                             L
Application to a mixed plutonium/uraniuin fuel element fabrication facility of                            ' !
nominal inventory 300 kg plutonium plus 900 kg natural uranium and a throughput                               |
of 300 kg plutonium and 900 kg of uranium per year . It is assumed that the                                   ;
facility operates 8 hours/day for 5 days/weelc for approximately 300 days /year.
                                                                            ARIE 1          ARIE 2
           Activities                      Number of events/year       ( Man days /y )     Man days /y'
                                                                                                     –
                                                                                                        !
   -1   Receipts of plutonium                         25                      25              25
        nitrate in flasks
    2   Transfer of plutonium                                                  50              50
        nitrate to storage tanks
    3   Verification of input to                                                               30
        conversion process
                                                                               50      j
                                       1                                               I
    4   Observation of sarapling                                              40              40
        activities                                                     I
                                         i                             t ■
     5  NDA measurements                                                       80       ι      80
     6  Shipment of sub assemblies                 25                          25              25
 ' 7    Clean out operation                           2
                                                                     I
                                                                               20        !      0
     8  Physical Inventory taking                     2              I
                                                                     1
                                                                               40              30
     9  Cont ainment /Surve il 1 anc e                                         50              50
        activities
   10 Examination of Records                                                   40              40
   11 Calibration and verification                                             20              20
       of operators measurements
       system
   12  Samples preparation for                                                 50              50
       shipment
    13 Preparation of standards                                                40              40
       Total                                                                  530             500
  Note : For inspection activities at strategic points , other than the strategic
           points referred to in codes 3 . 1.2 , and 3 . 2.1 , of the facility attachments ,
           ARIE 1 » 100 and ARIE 2 = 100 man/days are assumed . This figure is not
           based on calculations or specific characteristics of the facilities in
           question , is pro meinoria only and is included in the ARIE figures for the
           various inspection activities indicated in the table .
                                            - 8 -
 ---pagebreak--- EXAMPLE . E      Zara TYiftr^v Brooder Kenotor
Application to a Zero Energy Breeder Reactor of nominal inventory of 1700 kg
plutonium as metal and oxide a^id 2200 kg enriched uranium as m8tal and oxide
(U2-^ content 650 kg) and 58 tons of natural uranium. It is assumed that
the facility is operating 8 hours/day' for 5 days /week throughout the year .
                                                                                                  ■ ' 1
                                                                      ARIE 1             Ail IS 2
         Activities                     Numb nr of events/year     ( Kan day /y )     ( Kan day/y )
  1     Receipts                      I        , 20                     20          !     20
                                                                                    i
  2     Despatches                               20                     20          i     20
  3     Observation of                                                  60        i       50
                                                                                                       1
        ongoing operations          !                                                                  I
  4' , Containraent /Surveillance                                       80                80
        activities                  i
  5    .NDA Activities                    selected at random           100               100
                                                                l
  o     Physical Inventory                        2                     10                10
        vérification
  7     Examination of records                                          10                10
        Total
                                                               <
                                                                 |     300               290
                                                                 i
Mote : For inspection activities at strategic points , other than the strategic
           points referred to in codes 3.1.2 . and 3.2.1 . of the facility attachments ,
           ARIE 1 = 50 an(l ARIE 2 = 50 man/days are assumed .       This figure is not
          "based on calculations or specific characteristics of the facilities in
          question , is pro memoria only and is included in the ARIE figures for the
          various inspection activities indicated in the table .           <
 ---pagebreak---    f
•.• '           ' •                  ' '             :          '                 ■        yl- -1       I
                 •                                        .                                         ' î'1
                                                                                                        f
  EXAMPLE F        Continuously Fuelled Graphite I'orieratcd Picnctors                                  1
                                       *
'•                                      •                                                               i
 Application to :                                                                                      ;
 a ) A power station fuelled with natural uranium metal fuel with a nominal
                                                                                                       I
       inventory of 900 tonnes uranium and an annual throughput of 120 tonnes                           f-
 b ) A power station fuelled with low enriched uranium ( enrichment varies from                         i
       1.162 to 3.50 v// U235 ) nominal inventory of 280 tonnes total uranium and
       annual throughput of 39 tonnes uranium.                                                       ■!
 Reactors operated continously.
                                                                    ARIE 1             ARIE 2
         Activities                  Number of events/year       (Man days/y )      (Man days/y )
     1 Receipts                                 30                  NIL +              NIL
                                                                                           H»
     2 Despatches                             • 30                   30        ,        30
     3 Examination of                                                10                 10
       records
    4 Physical Invent ory                        1                    5                  3
       vérification
     5 Containment and Surveill­                                      *                  *
       ance activities
                                                                                I
     6 NDA measurements                                       !       5 •                5
                                                              i
       Total                                                         50                 48
                                   i                         !                                    "
                                                                                                      1
      if sealed at fabrication plant
 .* covered by other verification activities
                                                                                                       \
                                                                                                        1
                                           - 10 -                                                       !
 ---pagebreak---                             ikis^ icQ
                  SUBSIDIARY ARRANGEMENTS
                        INTRODUCTION
Co-ordinatiori Arrangements
The co-ordination arrangements referred to in Articles XIX and XX of the
Protocol are specified in the Facility Attachments , Inspections of facilities
designated pursuant to Annex 1(b ) of these Subsidiary Arrangements are
to be carried out , where so agreed , by Joint Teams of inspectors drawn frosr
the European Atomic Energy Community and from the International Atomic
Energy Agency. .
                                11
                      RESTRICTED
 ---pagebreak---                                 RESTRICTED
                           SUBSIDIARY ARRANGEMENTS
                                INTRODUCTION
III .Form and Format of Ronorts
     Accounting reports shall normally be provided to the Agency on mag"6"'' 10
     tape . They shall inolude all the appropriate information specified i*1
     Code 10 . The format for reports on magnetic tapes will be speci ^^e<^ 1X1
     letters to be exchanged between the Commission and the Agency 's Secre­
    tariat .
    Under exceptional circumstances , accounting reports may be tra*ism^'fc ^ e^'
     in hard copy .
                                 - 12 -
                            RESTRICTED
 ---pagebreak---                  SUBSIDIARY ARRANGEMENTS
                       INTRODUCTION
Arrangements for the implementation of Article 23 of . the
A^reoment
                                                          i
At the time this Agreement enters into force the United Kingdom and
the Agency yhall jointly agree the inventory of nuclear material
already in the United Kingdom which is subject to other safeguards agreemen
between the Agency and the United Kingdom .
The Agency and the United Kingdom shall seek jointly to make arrangements
with the other parties involved so that safeguards in the United Kingdom
under such Agreements are suspended . The United Kingdom will inform the
Agency by letter of the amounts of material under other Agreements which
susbequently arrive in or are despatched from the United Kingdom , within
JO days of receipt or despatch.
On the basis of such transfers the United Kingdom and "the Agency shall
each maintain a record of the amounts of material subject to suspended
safeguards agreements and shall compare their records at . six-monthly
intervals .                    •
It will be the responsibility of the Agency to designate a sufficient
number of facilities to ensure that the total amount of material of each
type actually safeguarded in the United Kingdom is at all times equal to
or greater than the corresponding quantities in the above mentioned record .
 ---pagebreak---                                                                   45
                 'irr T
                 Ü\i£ *> l F\J W ï fciJ
              SUBSIDIARY AKR ANGEKENTS
                    GENERAL PART              ■■ ! .
                  Table of Contents     • •
Subject
Channels of communication
     Communications from Agency                              •
     Communications to Agency
The Community 's Safeguards Measures referred to in Article 32 01
the Agreement
     Measures foreseen in the Agreement
     Specifications of information to be provided by the Community
Provision of information by the Community
     Information on facilities or parts of facilities
     Radiological protection and safety
     Initial report                ,
     Accounting reports                     ,
     Spécial reports
     Information on transfers into or out of the United Kingdom
Provision of information by the Agency to the Community and to the
United Kingdom                                                 «
     Agency statements
     Advance Notice of ad hoc inspections
Publication of information by the Agency
Termination and exemption
     Model arrangement for termination
     Model request for exemption
     Model communication on re-application of safeguards
Advance notifications of transfers of nuclear material out of or
into the United Kingdom                              -
     Model communication for intended export
     Model communication for exoected import
 ---pagebreak---                           47K£YK3 î /n 7'F;
                    Tatîle of Contents ( Cont'd )
                                                          -«tel
   Code                                   Subject
            Model inventory of nuclear material subject to safeguards
            under the Agreement
 9          Samples, for Safeguards
10          Report forms and explanations pf their use .
11          Provision of information by the United Kingdom on intended
            withdrawal of nuclear material for national security reasons
            ( Article 14 of the Agreement )
Annex 1(a ) The current Facilities List
Annex Kb )  The current list of Designated Facilities
Annex II    The Indicative Questionnaire for the provision . of
            Design Information
                           Ρ!
                           P-j Γ*        ' *>"<^ Τ*
                               h s i >. Jjf         Γ ί"\
                                                 n-ln
                                     - 15 -
 ---pagebreak---                                                                   45
                 ££ςϊ£!ΓΗΤΓ5
              SUBSIDIARY ARRANGEMENTS
                                               S
                   GENERAL PART
                 Table of Contents
Subject
Channels of communication
     Communications from Agency
     Communications to Agency
The Community 's Safeguards Measures referred to in Article 32 of
the Agreement
     Measures foreseen in the Agreement
     Specifications of information to be provided by the Community
Provision of information by the Community
     Information on facilities or parts of facilities
     Radiological protection and safety
     Initial report
     Accounting reports
     Spécial reports
     Information on transfers into or out of the United Kingdom
Provision of information by the Agency to the Community and to the
United Kingdom
     Agency statements
     Advance Notice of ad hoc inspections
Publication of information by the Agency .
Termination and exemption
     Model arrangement for termination
     Model request for . exemption
     Model communication on re-application of safeguards
Advance notifications of transfers of nuclear material out of or
into the United Kingdom                                       *
      Model communication for intended export
      Model communication for exoected import
 ---pagebreak---                                                I tsÄs^
                     Table of Contents ( Cont'd )
   Code                                    Subject
             Model inventory of nuclear material subject to safeguards
             under the Agreement
             Samples, for Safeguards
10           Report forms and explanations of their use .
11
          /
             Provision of information by the United Kingdom on intended
             withdrawal of nuclear material for national security reasons
             ( Article 14 of the Agreement )
Annex 1(a )  The current Facilities List
Axme.x 1(b ) The current list of Designated Facilities
Annex II     The Indicative Questionnaire for the provision . of
             Design Information
                           P> V* r,r ^ 'i * * n    r*
 ---pagebreak---                                                                                         esM
                                1.   Channels of communication
                 Subject                                           Name and Address
        Communications from Agency                                                     and :
        On matters relating to implementation          The Safeguards Office ce Commission of
        of Agreement , Protocol and Subsidiary         Department of Energyy -Comrrronities
                                                                                 the European
        Arrangements .                                 Thames House South
                                                       London SW1P ^QJ           Directorate of
                                                       Direct                Euratom
                                                                             ^       Safeguards
        Routing of communications under 1.1.1                                    Jean Monnet Bid
        Normal contact of Agency inspectors             The Safeguards Office ce Kirchberg ,
        in the United Kingdom .                         Department of Energy Luxembourg
                                                                             ;y
                                                        Thames House South       Grand Duchy of
                                                        London SW1P *tQJ              Luxembourg
         Communications to A.qsncy         ,
1.2.1    On matters relating to implementation          The Director General
         of Agreement , Protocol and Subsidiary         International Atomic Energy Agency
         Arrangements .                                 K&mtner Ring 1 1 PO Sox 590 ,
                                                        ^-1 01 r Vienna Austria
                                                         Téléphoné    52H511
                                                         Telex        01 26^5
                                                       . Cable        INATOM A
                                                         Or Agency staff member shown by
                                                         previous communications to be
                                                         authorised to deal with subject
                                                         matter .
  . 2.2   Contact in case of accidents or                 As Above
          other emergencies involving
          Agency inspectors .
                                           - 16 -
                                      RESTRICTED
 ---pagebreak---      i V >,*» »■„ S .J n   }     ->
                                                             »    »>   • ' *-
                                               :o .in Article ~>,Z o.C tho A«-re3r.en <                     MS
                               Référencé tl
Codo                             (Articles )                                                   Subject
                         Anreement | 'Protocol
                                                 I'ossuros fo ror.oon In the? A Tooment
2.1.1                                            For rr.easurer.:ont :
                         32(a )                  A r,;easursn.Gnt system for the determination, where
                                                 appropriate of quantities of nuclear material
                                                        (O received ;
                                                      ( ii )          produced ;
                                                    ( iii )           shipped
                                                      ( iv )          lost ;
                                                    - W (v )          otherv/ise removed from inventory, or
                                                        vi )
                                                      (vi             on inventory.
                         32(b )                   The evaluation of precision and accuracy of
                                                 measurements and the estimation cf measurement
                                                  uncertainty.                                                 ^
                         32(d )                  Procedures for taking a physical inventory.
                         32(e )                   Procedures for the evaluation of accumulations
                                                  of unmeasured inventory and unmeasured losses .              _■
 2.1.2                                            For accountancy:
                         32(c ) ■;                Procedures for identifying, reviewing and evaluating
                                                  differences in shipper/receiver measurements .
                         32 ( f )                 A system of records and reports showing, for each
                                                  material balance area , the inventory of nuclear
                                                  material end the changes in that inventory including
                                                  receipts into and transfers out of the material
                                                  balance area .
                         32(h )                   Procedures for the submission of reports to • the
                                                  Agency in accordance , with Articles 59 ~ °5 ana o7 -
                                                  of the Agreement and with Articles VII - IX of 'the
                                                  Protocol .
2,1.3                     32 ( g)                 Provisions to assure correct operation of the
                                                  accounting procedures and arrangements .
 */ Note            Reference to Articles in these columns is purely indicative so as to facilitate
                    cross-reference between the Subsidiary Arrangements and the Agreement; ana
                    Protocol respectively. \
                                                         ?     "v" r-
                                                                   ZU
                                                          -   17 –
 ---pagebreak---                                    kesiriçîed                                                    m
                     Ileferenco
Code               ( Articles )                                 Subject
                   mont I Protocol
            Arrreement
                                                                                     Information      I
            32(a )                    Specif le n t : ons of informat io n up
                                     be •nrovi^.'d ( as nnolicnbie j         ■       nrovioed bv tr.3
            - (h)                                                                    Community        L
  2.1                                 For each of the items listed
                                      under code 2.1 information is .
                                      to be provided on :
   2.1.1                              The existing legislation ( laws ,
                                      regulations , general adminis­
                                      trative procedures ) giving
                                      requirements or laying dov/n                   The European
                                      minimum standards ( outlines ,               Communities Act
                                      and brief extracts of relevant               I 1972
                                      texts , and references ).
                                                                                     The Treaty
  , 2.1.2                             The organizational unit(s ) in                 establishing The
                                      the United Kingdom responsible                 European Atomic
                                      for :                                          Energy Community
                                                (i}
                                              (iî      measurement ;                L.1957
                                              ( ii )   accountancy ;
                                            ( iii ) the assurance that the
                                            du
                                                       functions listed lander
                                                       codes 2.1.1 and 2.1.2
                                                       arc carried out correctly
                                                                                      Commission
  . 2.1.3                              The extent to v/hich each of the               Régulation
                                       organizational units involved                  ( Euratom) No .
                                            ( i ) has authority to insure
                                            (0                                        3227/ 76 ,
                                                     compliance "nith the             19 October 1976
                                                     provisions of the
                                                     Community 's Safeguard?
                                        Mu( ii } carries out audits ;
                                       (( iii
                                          T      ))  carries out independent
                                                     measurements .
    . 2.1.4                             The procedures and techniques
                                        followed by each organizational
                                        unit in order to meet the
                                        requirements or minimum standards
                                        referred to under code 2.2.1.1
                                                                Note : The Agency should be       ;
                                                                       provided with texts of
                                                                       new laws , regulations of
                                                                       general administrative
                                                                       procedures as soon as
                                                                       possible after promulgation.
                                                    - 18 -
                                                                fcHSIRiCTED
 ---pagebreak---                                                                                                 ^LO
                                                      5?     i
                                              »; f 4-.K V ^- k
                                                               j
                        3.   - Provision of information by the Community
                   Référencé
                   ( Articles )                                  Subject       bate or time limit
Code
         Agreement          Protocol
 3.1                                   Information on facilities or parts
                                       of facilities
 3.1.1     k?-kh               II -V   Provision of design information in        Prior to discussions
                                        respect of facilities or parts           of the . Facility
                                        thereof identified in the Facilities Attachment .
                                        List ( Annex 1(a )).
  3.1.2                        II -V    Provision of design information for Not later than 30
                                        new facilities or parts of new           days before the
                                         facilities together with complete       facility or part of
                                        proposal for the Facility                facility scheduled
                                         Attachment .                            to go into operatior
            i*5 •               II -V    Provision- of information on            Not later - than 15
  3.1.3,
                                         significent changes to data              days before the
                                         previously provided under ,3.1*1        modification is
                                         or 3.1.2 , as specified in the          ,scheduled to be
                                         relevant Attachment together             completed .
                                         with the proposal for consequent
                                       i amendment of the Attachment .
  3.1.4     ^5                  II -v    Provision of information on              Together with the ,
                                         changes to data previously               first inventory
                                         provided under 3« 1.1 or 3« 1.2          change report made
                                         other than changes specified             after modification
                                         in 3.1.3 .                               is complete .     .
                                         Note 1
                                         With reference to subjects under
                                         code 3«1i
             6(a )                       Confidential information shall           When provided .
                                         be marked as such and treated
                                          accordingly .
             8(c )                       Confidential information , once          When examine a .
                                          examined , may be marked by the
                                          Agency to show that the examina­
                                          tion has taken place .
                                          Note 2
                                          With reference to subjects under
                                          codes 3.1.2 and 3«1«3:
             k2M                          If the information cannot be
                                          provided in full at the time
                                          specified , the Agency and the
                                          Community may agree on a later
                                          date for Completion of the
                                          information .
                                                         - 19 -          :: TU
 ---pagebreak--- •        y                                                                                    (M.       f
                                             v -**•** eip     c- st
                   »
                                  m
                     Reference                                                  Date or time lirnit
  Code               ( Articles )                                      Subject
                                                                                                          i
             Agreement      Protocol
   3-2                               Radiological Protection and Safety */                                  i
                                                                                                            t
   3.2.1          . 88               Information on laws and regulations        Initially upon . entry       |
                                     for radiological protection and            into force of the           1
                                     safety in the United Kingdom as            Subsidiary Arrangements
                                     applicable to Agency inspectors .
   3.2.2          , 88               Information on radiological                Initially , upon entry
                                     surveillance measure ? and on              into force of the              \
                                     medical facilities that. are. avail­       Subsidiary Arrangements
                                     able for Agency inspectors in case
                                     of radiation accidents .
                                                                                                                 i
                                                                                 Note
                                                                                 The Agency should be :
                                                                                 provided with informa­
                                                                                 tion on new laws or .
                                                                                 regulations , or change
                                                                                 to the information
                                                                                 provided under code     ■:
                                                                                 3.2.2 , as soon as
                                                                                 possible after such            j
                                                                                 new laws or regula -           i
                                                                                 tions have been                |
                                                                                 promulgated or changes j
                                                                                 introduced .
    3.2.3     44 , 88                 Information on radiation dosages           Quarterly , or as soon
                                      received by Agency inspectors in           aspossible after
                                      the performance of their functions         significant radiation
                                      in the United Kingdom .                     exposure .
                                                                                                                 \
                                                                                                                 i
      *J   It is understood that the United Kingdom will ensure that staff members of the Agency
           carrying out functions under the Agreement benefit fully from the health and                          <
           safety measures in force at each facility , including the provision of available                      \
           medical care and measures for emergency assistance in case of accidents .                             $
                                                                                                                   *
                                                                                                                   I
                                                                                                                   i
                                                                    - 20 -
                                          î \/ LT4 <» II is ? ^ '      î * 1 *>
                                                          a a V. ^ i     Ui
                                                                           »
 ---pagebreak---                                                        i\fc   i   L-
                    Refe rence
Coàe
                   (Arti cles )                             Subject                  Date or time limit
            Agreement     I Protocol
3.3         62 , 34                       Initial Report
                                                                                   I
                        ι
                                          Despatch of the initial report of          Within thirty days
                                          all nuclear material subject to safe­      of the last day of
                        !                 guards under the Agreement .               the calendar month
                                                                  /
                                                                            . .
                                                                                   I
                                                                                   I
                                                                                     in which Agreement
                        I                                                            entered into force
                                                                                     by the fastest means
 >t
   j   I                                   ( For content see standard form R.02 ,    of communication
                                          as attached to " Code 10 with explan­       ( express air mail or
   4
                                           ations ).                                 diplomatic pouch ).
                        ■               J
Note :      If materia 1 "balance iireas tinder the Agreement have not yet b een defined , list
           material a ccording t <> material "balance areas or geographical location as used
           "by the Community.
       i
V      i
                                          Accounting Reports
       i
1.4.1       59-61 ,         VI, νπ ,      Despatch of inventory change               As soon as possible ,
           63(a), 64 IX ,                 reports either in a consolidated           but within 60 days '
           65                             list or individually , as specified        after the end of the
                                          in the relevant Attachment , and           month in which the •
                                          concise notes .                            inventory change ( s )
                                          (For content see standard form R.01 ,      occur ( s ), by fastest
                                                                                     means of communication ,
                                             as attached to "Code 10 , with expla-
                                             ations .)
3.4.2      59-61 ,          VI , VIII ,   Despatch of material balance               As soon as possible ,
           63 (b ), 67 . IX ,             reports with physical inventory            but within 60 days
                                          listing attached .                         of completion of
                        I                                            *
                                                                                     physical inventory
                                                                                     taking.
                        i
 O
                        i.                (For content see standard forms
                                          R.03 for material balance report
                                          and R.02 for physical inventory
                                          listing,, as attached to Code 10 ,
                                           with explanations .)
3*4.3      69                             Despatch of amplification and              Normally within 30
                                          clarification of accounting                days of the date of
Li                                        reports .                                  Agency * s request .
 '       .                                                  - 21 -
  v
                                                            i f\l w- i tZcJ
 ---pagebreak---                                                                                         Qà
                                      ssmicm) .
                  Refere: nce
Iode            ( Articl. es )              Subject                    Date or time limit
         Agreement I Protocol
.5                             Spécial - Reports
. 5.1    68                    Despatch of . special reports .        Without delay after the
                                                                      Community is led to
                                                                      believe that there is or
                                                                      may have been loss of
                                                                      nuclear material or after
                                                                      the containment has un­
                                                                      expectedly changed to the
                                                                      extent that unauthorized .
                                                                      removal of nuclear materi­
                                                                      al has become possible ,
                                                                      by cable , telex or tele­
                                                                      phone and follow-up lette:
       I
                               Despatch of special reports in case
i.5.2    91(C )                of unusual incidents or circum­        Immediately after
                                                                      incident or circumsta­
                               stances during transfers of nuclear
                               material into or out of the United
                                                                      nce     is known by cable ,
                               Kingdom which have been notified       telex , or telephone and
                               to the Agency under Article 91 ( a)    follow-up letter .
ï.5.3    69,9i(c )             of the Agreement                       Immediately on receipt
                               Despatch of amplification and          of Agency 's request or
                               clarification of special reports .     as soon as possible
                                                                      thereafter .
                                                                    I
                                                                    i
         53                    Note : The Agency may request          As long as the relevant
                                       amplification or clarifi­      records are retained as
                                       cation of the reports           specified in Attachment
                                       referred to under Codes         concerned .
                                       3 . 4-. 3 and 3-5.3
5.6                            Information on transfers into or
                               out of the United Kingdom
5.6 .1    9l(b)(i )            Despatch of advance notification        To reach Agency normally
                               of transfers of nuclear material        not less than ten days
                               out of the UK of more than one          before shipment
                                effective kilogram .       See Code    See Note 1
                                ?. t.for details of information
                                to be transmitted .
 5.6.2    9l(b)(i )             Despatch of advance notification of To reach Agency normally
                                transfers of nuclear material           not less than ten days
                                out of the United , Kingdom from       before shipment
                                facilities which normally export       See Note 1                 '
                                significant quantities to the
                                same State in shipments each
                                not exceeding one effective
                                kilogram , if so specified in
                                the corresponding Facility
                                Attachment .
                                                                           ,Y   II    '
                                                                         r. M   if t>-i
 ---pagebreak---                                                                                                           β μ·
              |            Référencé
*     Code    |            ( Articles )                        Subject                     Date or Time Limit
                Agreement ]|       Protocol
                                Il      :   :                                         I                 •
      3.6*3     91 ("b ) ( ii )               Bespatch of advance notification of       To be sent to the Agenc;
                                              nuclear , material transfers into the     not later than ths date
                                              UK each of more than one effective        of receipt , and when ova.
                                              kilogram .   See Code 7.2 for details     possible at such time . a
                                              of information to be transmitted .        to ensure that it is
                                                                                        received by the Agency
                                                                                        later than two days bef
                                                                                        the material is unpacko
                                                                                    i
                                                                                    I
                                                   K                                 I
  -lote 1 :  In practice ,, the notifications under Codes 3.6.1 and 3.6.2 . should be despatched to
             reach the Agency 5 working days before the nuclear material is to be prepared for
             shipment .                          ..
  ■Tote 2 :  If the observation of the time limits given under codes 3.6.1 , 3.6.2 and 3.6.3 would
             result in delayed shipment or unpacking , shorter notice to enable the Agency to . act
             under Article 71 ( C )» as appropriate , may be given be cable , telex or telephone .
             Such a notice should be followed by transmission of the full information under Codes
             7*1 or 7*2 as appropriate . In no case will . these requirements be interpreted as an
             obligation for the operator to postpone preparing for shipment , shipping or unpacking
             nuclear material .                                                                     '
   .'ote 3 ? Referring to Codes 3*6.1 , 3.6.2 , and 3.6 . 3 » despatch of notification of" delays not
             giving rise to Special Reports , in preparation for shipment , in despatch or in
             unpacking of nuclear material will be made as soon as possible by cable , telex or
             telephone . Notifications should give new dates , if known .
     ote     The information included under Codes 3«3 » 3«4 » 3-5 and- 3.6 shall be treated as
             confidential and appropriate security measures taken for its transmission .
 ---pagebreak---                                                 I    [:     )
                           ^*    Provision of Information by the Agency to the
                                 Community nnd to the United Kingdom
                Eeference                                                      Date or timo lim-iu
Code
              ( Articles )                        Subject
     Agreement          Protocol
1                                   Agency statements              ■ <   -
1.1    M , 66                       Provision of copies of the Agency 's       Half-yearly , as of
                                    unified inventories                        30 June and 3'!
                                    See model under code 8 .                   December not later
                                                                               than' 3 months ' e.ftsr
                                                                               these dates .
1.2    30,90                                                                   As specified xn
                                    Statement on th -* Agency 's               the Facility
                                    verification activities as
                                                                               Attachmeil'fcs
                                    specified in the Facility
                                    Attachments .
                                    Note
                                                                               If possible witnxn
                                    If the Community or the United             30 days after
                                    Kingdom disagrees with any                 receipt of the
                                    Agency statement , notice to this          statement in
                                    Effect should be sent to the
                                                                               question-
                                    Agency                -   •
                                    ^avance Notice      nf flfi hûO–iïiSPe nsl
                                                                               Immediately after
       8^ a ), 7l(a )               Notice by the Agency 'tha-                 receipt of any not i
                                         it intends to inspect nuclear         fication pursuant
                                    material in connection             '       to code 3.6 above
                                    transfers into or out of             e     and at least 24 hrc
                                    United Kingdom .                           before the inspect !
                                              .    -- 24 -
                                                    ϊ^ΤΓΠ
                                         K.'w î         *
 ---pagebreak---                                       . ' Λ. ί    'ί · .        - ' '
                                                                                         / <> '
                                               'j      v. ■+' L »î                         /- te
                         5.  Publication of Information by the Agency
          Keference
Code                                                                    Subject
          ( Articles )
      Agreement   | Protocol
5.1     6(b)(ii )             The Agency may publish the following summarized in forma tic
                              after having secured the agreement of the Community and oj
                              the United Kingdom .
5.1.1                         The amounts and types of nuclear material subject to safe­
                              guards under the Agreement in the United Kingdom in terms
                              of effective kilograms as follows : .
                              ( a ) natural and depleted uranium , and thorium ;
                              (b )       enriched uranium with an enrichment up to and
                                   including y/o \
                              ( c ) enriched uranium with an enrichment of more
                                    than 5°/oi and
                              ( d)       plutonium .
5.1.2
                              A list of the facilities irj. the United Kingdom which conts
                              nuclear material subject to safeguards under the Agreement
                              as follows :
                              (a)        reactors with an indication of their purpose and
                                   with their nominal power ;
                              ( b ) conversion and fabrication plants , with an indication
                              whether they are pilot or industrial size plants ;
                              (c)        isotope separation plants , with their nominal
                              capacity ;
                              ( d)       reprocessing plants , with their nominal capacity ;
                              and
                              (e)        critical facilities , research installations (with s
                              indication of their nature J and separate storage facilitis
                              The list may also contain the official description and/or
                              name , and the location of each facility .
                                                               OC     _
 ---pagebreak--- «                           ...                                                      f<5 \l
  Code 6.1 - Kodel                                                      -            VL..'
  Agreomont Rcforencs                                              -
     ( Articles )                                                         . .
  13 , 3ï3(b ) .                      *
                                TERMINATION OP SATF-VJAUDS
                                  017 FJCLEAR MATERIAL '
                          TO BE UrED Iir NON-NUCLEAR ACTIVITIES ^             ■
  Safeguards shall "be terminated with respect to nuclear material as
  specified "below :
      a)          g/kg total weight , and        g fissile
           isotope(s ) 6f                        (Element )
      b ) Chemical composition
          Physical form :
          Enrichment or isotopic composition ( if
          applicable ):
      c ) Material balance area and location therein where
          the nuclear material ic now present :
     d ) Present use , with particulars of containment , if
          appropriate :                     N
     e ) The proposed non-nuclear use is :
     f ) The nuclear material , once in use , will be
          practically irrecoverable because
     g)' Approximate date of transfer to non-nuclear use :
       For the Community                   For the Agency     For the United Kingdom
       Date
                                              ,
                                           Date
                                                               ( ref para f above )
                                                              JL ,
                                                              Date
      Except nuclear material covered by specific provisions for termination of
      safeguards in the Facility Attachmerr;s if relevant .
                                         - 26 -
 ---pagebreak--- « Code 6.2 - Modal
  Agreement Reference
       (Articles )
  36 , 37
                                REOUEST FOR EXEI-TTION
                                      ' OF 'NUCLEAR MATERIAL ^
                        PROM SAFEGUARDS"                     */
                                                       Date
  a) Exemption from safeguards is requested for
                g/kg total weight , and          g fissile
        isotope(s ) of      ....................( Element )
 b ) Chemical composition :
        Physical form :
        Enrichment or isotopic composition ( if
        applicable )
 c ) Material balance area and location therein where
        the nuclear material is now present :
 d ) Intented use ( only if exemption is sought
        pursuant to Article 36(a) or (b )):
 e ) Approximate date of :
        ( i ) for exemption under Articles 36(a) and 37 *
               transfer out of material balance area
      . ( ii ) for exemption under Article 36(b ):
               transfer to non-nuclear use
                                                            For the Community
        Exemption granted as above
        Date
                                                            For the Agency
 ^/Except nuclear material covered by specific provisions for exemption from
    safeguards in the Facility Attachments if relevant .
                                         - 27 -
 ---pagebreak---                                                                                     0
  Codo 6.3 . - Kodel
                                                                                      t
  Agre e rae nt Reference
      ( Articles )
             38
                                 BTU- APPLIC ATI Cm OP SAFEOUARDS
                        IK RESPECT OP KUCLEAR I-TATSRTAL PR57T0USLY EXEMPTED
                                                             Dato
  a)    Safeguards should "be re-applied in respect of
        ...          g/kg total Keigh't , and ..........gS fissile
       iGotope(s ) of                              ( Element )
  b)   Chemical composition :
       Physical form :
       Enrichment or isotopic composition ( if applicable )
. c ) Material balance area and location therein where
       safeguards should "be re-applie<jl in respect of
       the nuclear material          .........
  d ) Date from which safeguards should "be re-applied :
  e ) Exemption from safeguards ijfi respect of material
       in question was granted on
       under Article
                                                (date )
                                                                  For the Community
  a ) Safeguards will be re-applied to the nuclear
       material described above .
  b ) For nuclear material which was exempted pursuant
       to Article 37 , the amount which now remains
       exempted under the relevant paragraph of the
       Article is                        ...
  Date
                                                                   For the Agency
                                             - 23 -
 ---pagebreak---                                   PPCTpïr-p - ^
Gode' 7^1 - Mêâel
Agreement Reference
   (Articles )
     12 , 91               ■   *
                    HTFOHHATION TO BE PROVIDED FOR ADVANCE NOTIFICATION
                  ( a)    Quantity :   total weight of element '
                                       in grams/kilograms ;
                                       weight of fissile isotope ( s ) in
                                       grains ( if applicable ) . .
                  (b )    Chemical composition
                          Physical form                        '
                          Enrichment or isotopic composition ( if
                          applicable )
                  (c)     Ntunber of items                              :
                  (d )    Description (type ) of containers ,
                          including features that would permit
                          sealing
                          Shipment identification data
                  (e)     State and , if known , place of destination
                  ( f)  " Means of' transport
                  ( g)    Material "balance area and location therein
                          where material is prepared for shipping
                          and can "be identified and where its
                          quantity and composition can if possible
                          be verified
                                         λΝ·ί-ν;'> ί νί ί ? 'Ο
                                              - 29 -
 ---pagebreak---                                            fi Vu -w' L i
                                                                         (M
Code 7.1 - Kodel (page 2 )
Atfracment Référencé
    (Articles )
     12 . 91
                 (h )   Last date when material can "be identified
                        and when its quantity and composition can ,
                        if possible , "be verified
                 (i)   Approximate dates of dispatch
                        and of expected. arrival-.at destination
                (j)    Date of notification
                (lc)   Ilarac of authorised person on behalf
                       of Community
                JTotet If separate shipments are prepared together for
                        dispatch to the same State (whether simultaneous
                        or not ), they may all "be specified in a pingle
                        advance notification .
                                       ËESÎKÎCTED
                                          - 30
 ---pagebreak--- . '                                                                                          (&
Ceâe 7 . g - Moàel                          MwJ f *a v f fcL*
Agr cernent Reference
    (Articles )
     12 , 91
                        INFORI'lATI ON TO BE PROVIDED FOR ADVANCE NOTIFICATION
                     OP IMPORTS OP NUCLEAR MATERIAL INTO THE UNITED KINGDOM
                ; . (a)       Quantity : total weight of element in grams/kilograins ;
                                           weight of fissile isotope(s ) in grams ( if applicable )
                  . . (b )   Chemical composition                                "      •
                             Physical form
                             Enrichment or isotopic composition ( if applicable )
                      (c )   Number of items
                      (d )   Description (type ) of containers
                      (e)    Supplying State
                      (f)    Means of transport .                       .. -          -
                      ( g)   Expected or actual date of arrival in the United Kingdom .
                      (h )   Material balance area and location therein where
                             material will be unpacked and can be identified and
                             where its quantity and composition can be verified
                                            fiESïRJCTED
                                                 - 31 -
 ---pagebreak---                     /      x          v.?,L ÎXI.w.
Code 7.2 - Model (page 2 )
Agreement Reference
   ( Articles )
     12 , 91
                (i)    Date(s ) when material will "be unpacked
                (j)    Data of notification
                (k)    Name of authorised person on Lohalf ■
                       of Community .
                Note :  If separate shipments from the same State are
                        expected to "be unpacked together ( whether they
                        have arrived together or not ) they may all "be
                        specified in a single advance notification .
 ---pagebreak--- Code 8 - Model
Agreement ^ Reforance
     ( Articles )
12 . 41 . 66
                               THE AGENCY 'S IMVBHTOBY OF NUCLEAR MATERIAL
                                SUBJECT TO SAFEGUARDS UNDER THE AGREEMENT
                                      as of                            -
A.   Consolidated Book Inventory
                                                        Quantity ■
          MBA          Facility        Material                              Limits
                                                     Total    Fissile       of Error
                                                    Elément   Isotope
                                                   »
B.   Material in transit in the United Kincdom
                                                                         Quantity
               Between
                                               Material
       Shipper           Receiver                                Total          Fissile
                                                                 Element        Isotope
        ( MBA)    arid      ( MBA )                             /
                                         - 33-
 ---pagebreak--- coment Koforence
                                          j ) "" r>
(Articles )                                         ; r.-' ;<' % rn*
 ,   12 , 41 , 66
           Export Ar.count
        Transferred to ( st&te and,                               \                        Quantity
        if loiov/n , place of                        Icaterial
                                                                                     Total        Fiss ile
        destination)                                                         -  Element           IsotoDS    >
                                                                       %                                   •
                                                                     r     I
     NOTCH    . 1 . • Nuclear material in respect of which the Agency has received a
                       report froa tho shipping material balance axes, that the export
                       of the caterial'out of the United Kingdom has taken place will
                       be placed on the export account for the United Kingdom until
                       such tice as the Agency has received confiraation that the
                       material has been received by the recipient State .
            • 2.       Nuclear material transferred, to the United Kingdom will be
                       listed in the inventory upon receipt by the Agency of the
                       inventory chcnge report fron the- receiving material balance
                       area pertaining to the receipt of the xnaterial in question .
                3.     Nuclear material transferred between two material balance areas
                    • within the United Xingdom will continue , to be listed by the
                     , Agency in respect of the material balance area from which it
                       has been shipped , as material in transit , until it is reported
                       to have been received in the receiving material balance area.
                                                  - 34 -                 _Kl   i *V«
 ---pagebreak---                                       RESTRICTED
         Code 9 - Model
         Agreement Reference
               ( Articles )
                    75
         Protocol Reference
               ( Articles )
              . .   XXII
                                  SAMPLES FOR SAFEGUARDS
         Information to be included in Sample Forms used by the Agency .
1.       Country .                                           ■   <
2.'      Facility/ MBA code .
3.       Date of sampling.
4.       Proposed shipment date and means of transport .
5.       Packaging arrangements .
6.       Activity of content .
7.       Agency :jeal number .
8.       Name and signature of appropriate official at shipping facility/MBA to
         whom the sealed package has been handed over for shipment .
9.       Name and signature of authorized official at Facility and of IAEA inspector
         certifying that the samples described in the sample form have been taken
         for analysis .             ,
10 .     Data for samples taken :
     a ) Material description and batch name or number.
     b ) Weight of sample and bottle .
     c ) Net weight of sample .
     d ) Enrichment wt$ ( if applicable ).
     e ) Operator's value for elemeqt conc.(wt$.)
     f ) Operator 's values for U/U    /Pu/Th weights' in the sample .
         Note .
         One copy of the sample form to be given for retention by appropriate official
         at shipping facility/MBA
             : V  » -
                            1           " - 35-
                                    RESTRICTED
 ---pagebreak---  A'-j.'o ov.ic: !ii, ne fe re nee
 ( Art le ] es )
■7;-t5f',v'7
Protocol Jïeferenoc
( Article.*,:; )
           IX                  REPORT FO:;::S A;;D EXPLANATION OF TIISIE US
ILÎTaûDUCTION
Reports to b<j provided to the- Agency consist of throe types ;             Inventory Change
Repcrtn ( ICR ), Physical Inventory Listing? ( PIL ) and j'.!a terial Balance Reports
( LII3R ).        For each of these a hard copy pro forma is attached .
These forms are Oesacnod to give an indication of the contents of the reports
to be provided by the Community to the Agency but these forms will not normally be
used since the reports will normally be provided on magnetic tape .
The form and format of the reports to be provided by the Community to the Agency
are set forth in the Introduction to these Subsidiary Arrangements .
                                           BBÏRICTSD            '
                                                     - 36
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  1          3   4                10           14         18       20 21                    29              33         37 38            \       46      48                          5β 72 73 74                  )·
 N-65A/Rev.3 ( Sept 77 )
 ---pagebreak--- Header Coding :
 1–2      Country Code
 5- 8      Facility Code
 9-12      MBA Code
13–18      Beginning Date of Period Covered (YYMMDD)
19–24      Date of Reported Event or Ending Date of Period (YYMMDD)
25–27      Number of line Entries, increased by 1 . .
28-31      For IAEA use onlv
70–73      Report Number
74–79     Attribute ( coded at the IAEA)
 ---pagebreak---       α
                                                              li'WtNTORY CHANGE REPORT ( SCR ) FORM R.OI.2
      COUNTR Y                                                                                                PERIOD COVERED BY REPORT:           FROM                          TO .
      F ACILITY                                                                                               REPORT No
      MATERIAL BALANCE AREA
                                                                25      28                                    PAGE No ..       ,. 0F              PAGES      SIGNATURE
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19–24      Date (YYMMDD)
25_27      Number of line Entries, increased by
    28
70-73       Report Number
74–79       Attribute {coded at the IAEA)
 ---pagebreak---                                                                       rrrrcrs
                                                                                                                                                                                 FU :
                            MATERIAL BALANCE REPORT (MBR ) FORM R.03
                                                                            REPORTING PERIOD. FROM                                                    TO .
     COUNTR Y
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     F ACILITY
   MATERIAL BALANCE AREA .                                                 PAGE                          OF .               . PAGES          SIGNATURE .
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                                                                                                                                                           REPORT
  ►-                                          UI                     WEIGHT OF                     Jtf           FISSILE ISOTOPES                     O                      >•
        Y-                                    S                      ELEMENT                                                                                   Ko*           ÛC
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uu                                                                                          ΊΠ                                             ΊΠ Ί                                 Ί
LJUU Α - -                               ΫU           I        I      I    I   I   I    I    □                               I   I    I    I    ΊΊ             ι         "ϋn
                                                                   -40-
N-CGO/ R ov .G ( Fob 77)
                                              RESTRICTED
 ---pagebreak---   Header Coding :
   1–2        Country Code
   5– 8       Facilitv Code
   9-12       MBA Code
  13-18       Beginning Date of Period Covered (YYMMDD)
  19-24       Ending Date of Period Covered (YYMMDD)
  25–27       Number of line Entries, increased bv 1 .
  28–31       For lAEA use only
  70–73       Report Number
  74–79       Attribute ( coded at the IAEA)
 Codes of line Entries (to be used, if desired, as appropriate)
 PB                                  RA LN
  RA RF                              LN
  RF                                 RA LD
  RA RD                              LD
 RD                                  RA TW
 RA RS                              TW
 RS                                 RA EU
 RA RN                              EU
 RN                                 RA EQ
 RA NP                              EQ
 NP                                 RATU
 RA DU                              TU
 DU                                 RA LA
 RA DQ                              LA
 DQ                                 RA ED {for decreases in E)
 RA FW                              ED       (for decreases in E )
 FW                                 RA NE (for decreases in N )
 RA  ED ( for increases in   D)     NE       (for decreases in N )
ED       ( for increases in  D)     RA DE (for decreases in D)
 RA  NE ( for increases in   E)     DE       (for decreases in D)
NE       ( for increases iin E)     RA ND ( for decreases in N )
RA   DE ( for increases iin  E)     ND       (for decreases in N )
DE       (for increases iin  E      RA BE
RA   ND ( for increases iin  D)     BE
ND       (for increases iin  D      RA Dl
RA SF                               Dl
SF                                  RA BA
RA SD                               BA
SD                                  RAPE
RA SS                              PE
SS                               • RAMF
RA SN                              MF
SN
 ---pagebreak---                                        S£>.'®JCTED                                         (
Τ?Χ?Ι,Λ::ΛΤΪΟ:?!3 ΟΡ ΡΟΗΗ Κ.ΟΙ - χι?ν>3:ίτο·ατ ΟΙΚΙΧΒ ΚΒΡΟΚΪ
 1.    Fo.rm R.01 should bo           foy Inventory Cliange Reports ( ICR ) only.
The bat ic version of thin for.n , forsi R,01,1 , consists of three types of
entries , i.e. heading information , mate-rial identification and accountancy
data.     In addition , for coiiie material bp.lnnca area-i isotopio data will be
provided if so agreed by tho Parties in the relevant facility attachments .
In euch cases isotopio data are in indispensable part of batch date and
should bo reported . For thin purpose a second version of tho ICE, foria
R.01 . 2 is available , which has a section handed 'isotopic data' ,
       V/harever in these explanations mention is made of for® R.01 , this
refers to the part of the forrc which both version® have in conwon .
                                                             •                           . %
ïîea'îin ^ Info^T^tion
2.      'Country' , 'facility' , 'j;iaterial balance area' i   the name of the country,
the identification ! es specified in the relevant facility attachment ^ pf tho
facility and tho notorial balanoo area (fJSA) to which the report relates ,
should bo given,
3.     'Period covered by report' s when the reposi» covera an individual
inventory change , the date ( day, month , yoar) of tha.t change should be given
here . In the case of periodic reporting, the period covered (beginning and
ending date ) should be given,
4 . . 'Report no. ' «    reports for e^ch !3A should be numbered consecutively,
5.     'Page No, ,,, of , ## pages' % the page number and the total number of pages
should be given. If an ICR consists of several pages , the heading information
may be omitted from the second and following pages as long as each page bears
a nienber end signature ,
6,     'Signature' *    each page of the report should be sigaed.
                                    *
i'etsrial ( 3atchj Identific a tion 7>ata
7.      'Entry nuMber'i each lino entry in an ICR should have one unique entry
number in sequential order,         This also applies if a batch is to be? reported in
several line entries and if an ICR consists of several pages ,           Kence , a batch
rcay comprise several entry nunbars .
       With this provision eny entry in reports froa a particular I.3A can be
unicjuoly identified by reference to the report nunbar and entry number */,
C.      'Continuation' *   not applicable ,
            aJan 'Corruptions                          £RIGTED
 ---pagebreak---                                        : KE;OSJCTED                                      (
  TSXPMTATIOKS OP vore.: it.ot - LJ\R^ FTO.ÏT C!<XTG3 REPORT
   1.    Form R.OI should bo 'ij^d fop Inventory Change Reports ( ICR ) only .
  The basic vers? ion of this form , " form R.01.1 , cons in ts of three types of
  entries , i.e. heading information , material identification and accountancy
  data .   In addition , for some material balance areas isotopic data will be
  provided if ao a .'.greed. by the Parties in the relevant facility attachments .
  In ouch cases isotonic data are in indispensable part of batch data and
  should be reported .      For this purpose a second version of the ICR , form
  R.01.2 is available , which has a section headed 1 is o topic data 1 .
         Wherever in these explanations mention is made of form R. 01 , this
  refers to the part " of the J&rm which both versions have - in common .
  Headi ng Inf ormati on
  2.     'Country' , 1 facility 1 , 'material balance area' :  the name of the country,
• the identification , as specified in the relevdnt facility attachment , of the
  facility and the material balance area ( f.3A ) to which the report relates ,,
  should be given .
  3.     'Period covered by report' :      when the report covers a» individual
  inventory change , the date ( day , month , year ) of tha.t change should be given
  here . In the case of periodic, reporting, the period covered ( beginning and
  ending date ) should be given .
  4.     'Report no.' :    reports for each I.TBA should be numbered consecutively.
  5.     'Page No . ... of ... pages' :     the page number and the total number of pages
  should be given .     If an ICR consists of several pages , the heading information
 may be omitted from the second and following pages as long as each page bears
  a mrniber end signature .
  6.     'Signature ' :  each page of the report should be signed .
 l'aterinl ( Sntch ) Identification Data
  7.     'Entry number 1 :   each line entry in an ICR should have one unique entry
  number in sequential order.         This also applies if a batch is to be reported in
  several line entries and if an ICR consists of several pages .         Hence , a batch
  may comprise several entry numbers .
         With this provision any entry in reports from a particular I.3A can be
  uniquely identified by reference to the report number and entry number            ,
  0.     'Continuation' :    not applicable .
  *? see also 'Corrections' .                          XR'CTED
 ---pagebreak---                                              SK3JRICT2Q
5).    'Pate of inventory change' ; the dnte should ba tfivem ( flay, fiion'fehjlyo^)
on which the olywga in inventory occurred or was established .
                                   •
                                                                                       .7                   r":
                                                                                                                *
10.   'MBA/facility/country ' : this entry should s how the names or codes of the
13/jj between which the material was transferred .   In the cose of exports , or v
imports , if the MBA from which the material comes or to which it is shipped is
unknown , the name of the facility or country concerned must bo reported ,:
11 . 'Type of inventory change 1 *' one of the following key words or their codes
should be used in this column in order to indicate the typo of inventory change
                                                                                               ■:.< * "■
                                                                         . - Λ-· / ■\· ιί;ί '··/ <■'
                                                         *          ' "V V !
                .                '                  .■         ' .    .                                           rr.
                                                                                        ,·.     ■ ·'·' ί«· ι
                                                                                     •      ' ·'■ (.       'ν
                                                                                                         ·. ·   ■
                  •     .    ■       -        ■■■          ■• 7
                                                                • · · ■'        7 . : ,' ίι' : 77 ■                - '
                                   *
                               •       >       »
                               s         -7   ËSSIRiCTED
 ---pagebreak---             Keyworôm                JÉKHKam             Exo la nation
  Recoj.pt foreign                  ji?   Nuclear iriaterinl imported into the
y
                                          United Kingdom .
  Receipt domestic                  RT>   Receipt of nuclear material fro;:!
                                          another MBA in the United Kingdom .
  Receipt at storting point         RS    Domestic receipt of nuclear material
                                          at starting point of safeguard:;
  Receipt from non-safe guarded     RN    Receipt of nuclear material from non-
  activity                                safeguarded activity , in accordance
                                          with Article 14
  ïluclear production               1TP   Production of special fissionable
                       »                  material jji a reactor (?u , U<?33 )
  Do-exemption , uîo    .           DU    Reapplication of safeguards on nuclear
                                          material previously exempted therefrom
                                          pursuant to Article 36 of the agreement
  De-exemption , . quantity         DQ,   Reapplication of safeguards on nuclear
                                          material previously exempted therefrom
                                          pursuant to Article 37 of the agreement
  Shipment foreign        ;         SP    Nuclear material exported out of the
                                          United Kingdom
  Shii>nent dômes tic               SD    Transfer of nuclear material to another
                                          I.IBA in the United kingdom
  Return to pre-safeguards stage    SS    Transfer of safeguarded nuclear materii
                                          back to nre-safeguardea stage
  Shipment to non-safeguarded       SIT   Withdrawal of nuclear material 1 rom tni
  Activity                                 scope of the Agreement in accordance wi
                                          Article 14 .
  Nuclear loss                      LA    Consumption of nuclear material due
                                          to its transformation into other eleina
                                          or isotope(s ) as a result of nuclear
                                          reactions
  Mea3ured discaxd                  LD '  Operational loss - loss of a measured 1
                                          estimated ( on the basis of measurement
                                           quantity of nuclear material from prco
                                          ess ing which has been disposed of in
                                          such a V79v that it is not suitable for
                                          further nuclear use
  Transfer to retained v/aste        T>V  Transfer of measured nuclear material
                                          the retained waste category -which is
                                          deemed to be unrecoverable at present ,
                                          stored at the I-3A and to be deleted £1
                                          the inventory of the I.13A
  Re-transfer from retained         F.7   Re-transfer of material , which had be*:
  v/aste                                  stored at the I.3A as retained waste , t
                                          nuclear material . This applies ,v;henef
                                          material in the retained v/ssts cat
                                           is removed from storage either for pr;
                                          ssing at the I3A or for shipment froz;
                                          the IIBA .
                                 RESISiCTSD
                                 -43-
 ---pagebreak---                                         ^ ^',-β I
          i'eyv/ords                     Code                     idxplnn.-it.lon
exemption , use                 •        EU        Exemption of nucloar material from
                                                   safeguards pursuant to Article 36 of
                                                   tho Agreement
Exemption , nuantity                     aQ       "Exemption of nuclear material from
                                                   safeguards pursuant. to /article 37 of
                                                   the Agreement
Termination , non-nuclear use            TU        Termination of safeguards on nuclear
                                                   material pursuant to Articles 13 nnd
                                                   35(b ) of the Agreement
Accidental loso                          LA        Irretrievable and inadvertent loos of
                                                   a knov/n quantity of nuclear material
                                                   as the result of an operational ncc.idc-n
Transfer depleted to natural            DN         Transfer of nuclear r.aterial iron
                                                   depleted uranium to natural uraniu.ni , -
                                                  e » S« by an enrichment process
Transfer depleted to enriched         US           Transfer - of nuclear material from
                                                   depleted uranium to enriched uranium ,
                                                  e.g. by an enrichment process
Transfer natural to depleted            1®         Transfer of nuclear material from
                                                  natural uranium to depleted uranium ,
                                                  e.g. by blending or irradiation
Transfer natural to enriched            1TE       Transfer of nuclear material from
                                                  natural uranium to enriched uranium ,
                                                  e.g. by an enrichment process
Transfer enriched to. depleted         ED         Transfer of nuclear listeria 1 frcn
                                                  enriched uranium to depleted uranium ,
                                                  e.g. by blending or irradiation
Transfer enriched to natural        . E1T         Transfer of nuclear material from
                                                  enriched uranium to natural uranium ,
                                                  e.g. by blending or irradiation ..
Shipper - Receiver Difference          DI         Shipper/receiver difference - the
( s/a D)                                          difference between the quantity of
                                                  material in a batch as stated by the
                                                  shipper and as measured by the operator
                                                  of the receiving material balance area .
Rebntching plus                        R?         Increase of the nuantity of a oaten due
                                                  to rebatching . *
Rebate hing minus                      K,'        Decrease of the quantity of o baton due
                                                  to rebatching.
                              pSmCTED
                                  –A4*2*
 ---pagebreak--- 12 . 'XI.IP Code ' : the name or code should be given of the flov/ key me ,-inurement
polnt v/lioro' the batch reported wnc measured , received or chipped .
13 .  'Name or number of batch 1 : . the designation ( marking ) of the batch reported
on should be given,     This is partic\ilarly important if item accountability is used .
14 .  'Number of items in batch' :    the number of similar items of which the batch
consists should be given , e.g. the number of drums , fuel rods , containers .
15 . Tiaterial description' :    this entry should be used to describe the nuclear
material by the use of four keywords or codes :
     ( a) First and second keywords :
            First Keyword              Second Keyword               Code
            solutions                  m.trate                      LN
                                       fluorides                    LF
                                       other                      , L0
            powder                     homogeneous                  PH
                                       heterogeneous                Pil
            ceramics                   pellets                      C?
                                       spheres                      CS
                                       other                        CO .
            métal                      pure                         I.IP
                                       alloys                       MA
            fuel                       rods , pins                  ER
                                       plates                       EP
                                       bundles                      EB
                                       assemblies                   EA
                                       other                        EO
            sealed sources                                          03
            small quantities                                        SS
            samples
            scrap                      homogeneous                  SH
                                       heterogeneous                SN
                                       ( cleanouts ,
                                       clinkers , sludges ,
                                       fines , other )
            solid waste                hulls                        lïï
                                       mixed                        AM
                                       ( plastics , gloves ,
                                       papers , etc )
                                       contaminated equipment       AC
                                       other                        AO
            liquid waste               lov,' active                 VlTi
                                       médium active                Viïvl
                                       high active                 V;H
                             HKÏHCTED
 ---pagebreak---                                      . RESTRICTED                                        ^
         (b ) Third kcyv;ord s    thi.n keyword opacifies the type of container ( iters ).
               One of th -* following words or codes should bo used :
               Keyword                   •     Code
               cy'lindcr                       C
              pack                             P
              drum                             D
               discrète fuel units */          S
              bird cage                       B
              bottle                           F
              Tank . or other container T
              other                            0
       ( c ) Fourth Keyword ; for further characterization of the material , one
              of the follov/ing words should be used :
              Keyword                          Code                  .
              fresh nuclear material          F
              irradiated nuclear              I
              material                     ,                     1 .
              retained waste                  Y.r
              irrecoverable material          IT
              recoverable material            R
*J For fuel only.        The keyword denotes that the number of items reported is
     the number of discrete fuel units , as identified by the second keyword .
Account?ncy ^nta
16 .   'Element' :     the element name or code of the quantities given in the subsequent
columns should be given .         The following codes should, be used :
                                              Code
                depleted uranium              D                                           ■ -
                natural uranium               N
                enriched uranium              E
                plutonium                     P
                thorium                       T
                     , ,  ,  .  .                              .         .  *  ,
       The element code to be reported in the case of a category change y. inventory
change code in , 1)8 , ND , 172 , ST», or 1ST ) is that of the 'higher' category (3 > JT""I>).
17 .    'Y/eight of element '      the weight of the element referred to in the 'previous
paragraph should be given,: rour.ded ^J, if desired to the nearest integer of the ur.v
as specified in the ne:ct column .           These units are :
Z/ round in/ps •     digits 1-4 should be rounded off
                     digitu 5~9 pfc^uld b'er'rourricd up
                                                              RESTRICTED
 ---pagebreak---                                             VA *.*>
                                       • '■ »srf I' 1
                                                             b&u                       .    V
         ( a) Crans of plutonium :
         ( h ; Grams of total uranium for enriched uranium ;
         ( c ) Kilograms of thorium , natural uranium and depleted uranium .
        For reporting purposes the weights of individual items in the "botch should be
 edded together before rounding to the nearest unit _*/.
 10. ,'Unit - KG/G' :      the unit used in the previous column should be given.
 19 .    'Weight of fissile isotopes' :       for enriched uranium ( element code E ) the
                                                                                     */
 coinb3,ned weight of the isotopes U235 arid U233 should be given rounded                if desired
 to the nearest grain .     For other categories of uranium ( element codes N and ])) the
v/eight of fissile isotopes may be required if so agreed and specified in the re "levari
Facility Attachment . !
20 .     'Isotope code' :   to indicate the kind of fissile isotope of which the weight
 is given in accordance v/ ith the previous paragraph , one of the following codes
should be used :
                                                        Code
        Foi: fissile isotope content of
        U235 only                                       G
        for fissile isotope content of
        U235 Plus U233                                  J
        for fissile isotope content of
        U233 only                                       K
21 .    'I'easurement basis' ?   this column serves for the indication whether or not the
reported batch data are based on measurements made at the MBA and , if not , what they
arc based on .       One of the following keywords or codes should be vised :
            Keywords                       Code                            Explanation
measured                                   M               the batch data are based on measure­
                                                          ments made at the I.IBA , including r-liPs
                                                          on its boundary
measured elsewhere                         N              the batch data are based on measure­
                                                          ments made at another IJ3A
tagged                                     T              the batch data are based on measure­
                                                          ments previously made at the same I.3A
                                                          end have been reported for that i3A .in
                     •                                    an ICR or PIL and the measurements ha*
                                                      .   not been repeated
labelled                                   L              the batch data are based on measure­
                                                          ments previously made at enother -3A
                                                          and have been reported for the pressr.t
                                                          J.CBA in an ICR or PIL and the meanurer.2:
                                                          have not been repeated .
        In the case of a category change ( inventory change code D1T , 3)3 , 10), ITS , 3D
or F.Ii ), the . measurement basis code is T\.
Jy rounding:       digits 1-4 ohculd be rounded . off              ^
                   dibits      should bo "rounded up 5                        I
 ---pagebreak---   22 , ' Concise note ' : not applicable .                Xl>< ; ^iJ                        (53
 ^3.      'Correction' :     this column is uaod when it in neco;ss:ary to correct en entry
 in an earlier ICR , by giving the number of the earlier report ancl that of the
 entry therein which needs correction .            The remainder of this line should give nl 1
 the information in rcnpect of thic entry as it should now read so that tho dntiro
 line of the original entry is replaced . If the correction consists in adding one or
more lines to tho original report , the line nrunbers indicated in these columns
should be the numbers, of the last entry line in the original report plus 1 , 2 , etc .
 ( up to and not more than 8 entries ).          If the correction consists in deleting a
lino , the original entry should be replaced by a line containing zero quantities .
Reasons for corrections should be given in concise notes .
In ot on je lin ta
        Paragraphs 24 to 28 refer to the version R.01,2 only ,
24 .     'To entry number' :       in "this column the entry number of the related batch dyta
(should be repeated in order to psrxrdt the related data to be connected ;           thus ,
uranium and plutonium mu<3 t be entered on different lines , with a reference to the
respective line entry above .
25 .     'Contin . ' :    not applicable .
26 .     ' /jU 233               ?u 242' :   the weight percentages of the indicated isotopes
tj liould be given as specified in the relevant Facility Attachment ,
                     . For the application of isotope correlation techniques an accuracy
of at least two decimals ia required .
27 .     'lie a a urement basis' :   see paragraph 21 above .
28 .     'Correction' :      see paragraph 23 above .
EXPLANATION OF F0R1I R.02 - PHYSICAL EivisiTTORY LTSTHJG
 23 .    This report form should bo uned for Physical Inventor;/ Listings ( PIL ) only .
 fi'o each I.iaterial Balance Report or set, of material Balance Reports pertaining
 to the same period a Physical Inventory Listing is to be attached .            Since the
  information to be given in fom tt.02 is specified in the same way as that to be
  given in R.01 , the explanations in respect of form R.02 . consist of references to
  the relevant paragraphs of R.01 .
  Heafl.ln f Tn fo rrat i on
  30 .   These items are to be handled as those for R.01 :         see paragraphs 2-6 .
                                              -48-
 ---pagebreak---                                                         HESISICT'ED
   Mr».tor.lnl ( Jhtch ) Tfir.rt5f5cn.t5on Tinta
y
   31 ♦    'Entry no.'i    see paragraph 7 .
   32 .    'Continuation' :     not applicable .
   3 3 - % KI.IP Code' 1  as in paragraph 12 , but for inventory key measurement point .
  34.      'Name or number of batch' :      sec paragraph-13 .
  35 .    'Humbor of items in batch' :       see paragraph 14.
  36 .    'J.laterial description' :     seo poragraph 15 »
  Accountancy "Data
  37 .    'Element' :    see paragraph 16 .
  38 .    'Weight of element' :      see paragraph 17#
  39 «    'Unit KG/G' :    see paragraph 18 .
  40 .    'Weight of fissile isotopes' :        see paragraph 19 .
  41 .    'Isotope code' :      see paragraph 20 ,
  42 .    'îfo&s virement basis'î    see paragraph 21 .
  43 .    'Correotion to' :      see paragraph 23 .
  EXPLANATIONS OP FOIL'.! R.03 - T.'ATF.RTAL 3ALAI7C3 REPORTS
   1
  44 .    This report form should bo used for Material Balance Reports ( K3R ) only.
  Sinco the information to be given in form R.03 is to a large extent specified
  in the came way as that to be given in R.01 , the explanation in respect of
  fona ft. 03 consist of references to tho relevant paragraphs of form R.01 .
  I70TO : Unless otherwise indicated in the relevant Facility Attachment , separate
  HBRs shall be prepared for each category of nuclear material as listed in para­
  graph 16 above .
                                              1 '
  îîearttn.'' Tnfornrntion
  45 .    Those itens are to bo handled as for form R.01 :         see paragraphs 2-6 .
  Colura* Inscription
  46 .    'Entry number' :      see paragraph 7.
  47 .    'Continuation' :      not applicable .
  40. 'Entry name' : in this colvmn the following keyv7oru3 or their codes should
  be used , in the sequence indicated as applicable for the type of ISA in question:
                                                            SSIBICTS
 ---pagebreak---                                       BËSIRÏÇTED                                             ( 55
        Keyword.?                         Codo                             Explanation
Beginning physical inventory             P3            Beginning phyo icsl inventory should be
                                                       equal to the ending physical inventory
                                                        of the previous report ..
( Xiwontory ch,iri;;ec :, for kcyv/orda                For each' type of inventory change , £.-3
and cod'is relating to various                  • •    applicable for the LIBA in question , one
types of inventory clnnge , see                        consolidated entry should be rnado for the
ParaGraph 11 of these explanations .))                 entire reporting period ;    list first
                                                       increases in the inventory and then
                                                       decrease therein ; receipts of nuclear
                                                       piaterial at the facility should be
                                                       entered on shipper 's data .
Adjusted ending book inventory           EA            Ending bocl: inventory including S/HD
                                                        ( if applicable ).
Ending physical inventory                P3
Material Unaccounted For (MUF)           J.tP
                                         MF            I.!aterial unaccounted for •- should be
                                                       calculated as the difference befc-.- asn
                                                       adjusted ending book inventory and
                                                       physical inventory.
Rounding adjustment                      HA            Quantity required to make the rounded sunr
                                                       equal to the era: of the rounded tercm .
                                                       Thia is given only for the adjusted
                                                       ending book inventory .
49 . 'Element' »     cee paragraph 16 .
50 . 'Weight of element' :       see paragraph 17#
51 . 'Unit KG/G 's      cee paragraph 10 .
52 . 'Weight of fissile isotopes' :        see paragrah 19 .
53 . 'Isotopo Code' :       see paragraph 20 .
54.  'Correction' :       cee paragraph 23 .
                                                                                                  α :
                                              /
                                                     "     **■ ï. 3   „
                                        -50-        - l' -v/J       J  ,
 ---pagebreak---                                          RESTRICTED
         Code 11            PROVISION OF INFORMATION BY THE UNITED KINGDOM
                      IN ACCORDANCE WITH ARTICLE      14 OF THE AGREEMENT
                 Referience
                  ( Arti cles )                                             Time limit
Code                                                      Subject
        Agreement            Protocol
     ι
     I
                          I
11.1      l(o$ , H                             Despatch of advance         To reach the Agei
                                               notification of withdrawal  and the Communitj
                                               of nuclear material from    10 days before tt
                                               the scope of the Agreement  material is to bf
                                               for national security       withdrawn unless
                         I
                                               reasons . See Code 11.2     otherwise specifi
                                                                                            r
                                               for details of information  in the relevant
           j
                                               to be transmitted .         Facility Attachée
       Note     Information included under Code It shall be treated as confidential-.
                                      RESTRICTED
                                           . -51-
 ---pagebreak---                              RESTRICTED
  Code 11.2 - Model
  Agreement Reference
• (Articles )
     14
  INFORMATION TO BE PROVIDED FOR ADVANCE NOTIFICATION OF INTENDED WITHDRAWAL
  OF NUCLEAR MATERIAL FROM THE SCOPE OF THE AGREEMENT FOR NATIONAL SECURITY .
  REASONS
        (l)    Material Balance Area Code
        (2)    Installation
        (3)    Quantities
        (4)    Chemical Composition                          ■        '
        ( 5)   Enrichment or iso.topic composition ( if appropriate )
        (6)    Physical Form
        (7)    Number of items
        (8)    Description of containers and seals
        (9 )   Shipment identification data .
        ( 10)  Date of notification
        ( 11 ) Name of authorised person, on behalf of United Kingdom
                                   ■ -52-'
 ---pagebreak---                                                                                                  V    η V··7", I ·""">· * »- V -»
                                                                                  ?.
                                                                                                 »••• «» 1 I - ' » «      *
BGSTRICTEDCKlaiRAI.
.*> k
                       ^1°"^
                        ^  . a> «. > n «
                                         AIc^:02^-3
                                             / I
                                PAM ( Ar;.:cx>I UN-       T f .. I
                                                                                                            iV .        i f«.>'
                                                                                                                                      ( ^5
            UNITED KINGDOM FACILITIES LIST
             Provided in accordance with Article 1(b ) of the Agreement between the United
             Kingdom of- Great Britain and Northern Ireland , the European Atoaic Encrry. ^
             Consunity and the International Atoaic Energy Agency for the application of
             Safeguards in the United Kiagdoa of Great Britain and Northern Ireland in
             connection with the Treaty on the Non-Proliferation of Nuclear Weapons
             Signed in Vienna on 6 September 1976* .                                                             .                  •
      • BRITISH JÎUCIEAR FUELS LTD
          • British Nuclear Fuels Ltd Vindecale Works
             Sellafield •            -                                 '                   .             '                        '
           • Seascale
             CCMBREft CA20 .1PG '                      ' . '                          . '                    ' .
         . British Nuclear Fuels Ltd Springfielas Works
             Salwick                                                                                                          .
             PreetonLANCASHIRE PR*r OXJ
                                                                                                                «
             British Nuclear Fuels Ltd Capenhurst Works
             Capenhurst
             Chester                                    –                         •
             CHESHXRE CH1 6ER                                                                                                   •
             British Nuclear Fuels Ltd Chapelcross Works
       ' ■ Annan                                 .                                                 .
             Durofrieshire
             SCOTLAND DG12 6RF                                                    ■ *     • .
          . UNITED KINGDOM ATOMIC ENERGY AUTHORITY
             UKAEA Atomic Energy Establishment Winfrith
         • Dorchester
             EORSSI   PT2 8DE
             UKAEA Windscale Nuclear Power Development Laboratories
             Sellafield                                                                                                           »
             Seascale
             CUMBRIA CA20 1PG            .                         •     .*
             UKAEA Daunreay Nuclear Power Development Establishment
              Dounreay                        .               -               .
              Thurso                                 •
              CAithness                                 •                       '
              SCOILAND KVm 7TZ             '
              UKAEA Springfields Nuclear Power Development Laboratories
              Salwick
              Preston                                -        . .                           « *
              LANCASHIRE FRh- OXJ
              UKAEA Atonic Energy Research Est abli shrccvit Harwell
         * Harvell                                 .*                .                      '                          '
              Didcot                               '
              0XF0RDS3IRE 0X11 ORA .                            '           "       *        • ' '        .        r
                                    ^•[". ςτρι^τΓπ;
 ---pagebreak---                                  RESTRICTED
                                       «
    CENTRAL EISCTP TCJTY GE?:TRATI?.'G BOARD '
    CEG3 Bradwell Nuclear Power Station
    Bradwell -on - Sea
    Nr ßouthamster •
    ESSEX  CMO 7HP
    CEG3 Berkeley lluclear Power Statiop
    Berkeley
    GLOUCE^TERSHIRS GL13 9PA
   CEGB Berkeley 27uclear Laboratories
   CEG3 Research Department
   Berkeley         *
   GLOUCESTERSHXRS GL13 9PB                                '   •
                                       «
   CEGB Bungeness 'A * Nuclear Power Station
 . Ronney Marsh                      •                               .
   KENT TN29 9PP
   CEGB Dunseness '13' Nuclear Power Station .
   Romney Marsh                      –•          .
   KENT TN29 9PP
   CEGB Hartlepool Nuclear Power .Station
   Tees Road
   Hartlepool                      '
   TEESIEiE TS25 2BZ           •          .
   CEGB Hinkley Point 'A * Nuclear Power Station
 " Nr Bridßewater
   SOMERSET TA5 1UD ■
■ CEGB Ilinkley Point 'B * Nuclear Power Station
   Nr Bridnewater                                                  •
   SOMERSET TA5 '»UD                    .   «
                                               é   •
   CEGB Oldbury Nuclear Power Station
   Thornbury .                                           .
   Nr Bristol
   AVON BS12 1RQ                                             *
   CEGB Sizewell Nuclear Pov;er Station
   Leiston
   SVFF01X IP16 4US                                     •'
   CEGB Trawsfynydd Nuclear Power Station >
   xrawsfynydd
   Gwnedd                                                *
   NORTH VALES LlM klfS
   CEGB Y/ylfa Nuclear Power Station
   Car.aes Bay                                                   *
   Arvglecea                                           . f
   Gwnedd                   .    •
   NORTH WAISS u6? om
         »                  t.
                                                        2
       *              » , .                  .       .
                              " ...           •
 ---pagebreak---                          n F* ^     r\ i      vr"!^                                                   _              /* /-
                         ktai :<-^i tu                                               . •                          . {%r>        ;
                   1            k                                                         >                                     I
   SO'JTH OK SOCfTlA::T> ELECTRICITY BOARD                              ■                                                        I
                                .                 •                                                                               i
   SSE3 Hunterston ! A' Nuclear Power Station                                                                                      i
   Vest K.ilbride                         "                                               . -           .
   Ayrshire                 .                 "                                                                                     !
   SCOTL/UîD KA23 %T
   SSE3 Hunterston 'B' Nuclear . Power . Station
   V/est Kilbride                                                                                                             ' ,
   Ayrshire
   SCOîLAN'D KA2? 9QT
 . UNI\rERSITIES                  •             ,                                .      .
   University of- London Reactor Centre                                                             "       '
   Silwood Park Sunninghall
   Ascot
   BERKSHIRE SL5 7PY                  _
   Queen Mary College Research Reactor
   Univereity of london                                                                                                               -
   Mile *ind Road
   LONDON E1 UNS                                    .             ...                                           ,   •      •'
   Scottish Universities Research and Reactor Centre
   East Kilbride
   GIASGOW G?5 OQU                      •               '                                     1
   Universities Research Reactor Risley
   Universities of Liverpool and Manchester
   Risley                                                                          .
. warrington                                                                                                  '
' CHESHIRE VA? 6AT
■ FIRMS
   Imperial Chemical Industries .Ltd Triga Reactor
   Petrochemicals Division
   PO Box No 2
   Organic " House                                         -       •
   Billin^ham                                             . ,
   TEESID3 TS23 1JB                                             -
   CSW Engineering Ltd
   11 Haxted Road
   Kernel Homestead
   KERTFORDSKXRE                                                      '
   Pickford , Holland & Co Ltd                                                                                    -
   Hayes Lane Works                                                                   '                         .     ' •
   hvc                    .                .                              •                       \
   Stourbridge                                                                "                       .• . .
   VEST MIDLANDS.DÏ9 8PH •                  •         -       •                         ' - ;
                                                                            . ©<*■ .
   NOTE                                                              -                      *   -
   Article 1 of the yigreerient provides that certain facilit5.e :> or parts thereof
   in the UK may bo excluded at any ti;r.3 for national security reasons . Ccrta;
   parts of scr.5 of the above facilities ere excluded freni the scope of the
   A/prctir.cnt for such reasons .                                                   -                    '
 ---pagebreak---                IJ ^ J. AJ . L iii il Ai UiAìì Gz-j'iiii'JTS
              G3I3RAL PART (Annex 1(b))                       RESTRICTED
LIST OP FACILITIES Iff THE U1TITED KIHGDCK DES IGKATED
FUIiSUAlTT TO ARTICLE 78(a ) OP THE AGREE1-EKT
                                                            Y) If*3 $*'WYIR\ /- V.-n ys- L^n
                                      1                     M           s RICTED
 ---pagebreak---                                                                            SUBSIDIARY AimilGEMSIITS                                      '                                                                           ft o
                                                                                      GElTEiUL ?PATtT
                                                                                                      _ L „ .                                 £v.v.>,v                     « &■*'*>*.                                ibl
                                                                                                                                                                                                                     V
                                 •i ; .                                                     ( A«fle* ïï )
                                 THE AGREED INDICATIVE QUESTIONAIRE , REFERRED TO IN ARTICLE II
                                 OP THE PROTOCOL .                              THIS INDICATES THE DESIGN AND - OTHER INFORMATION
                                 TO BE PROVIDED FOR THE PREPARATION OF FACILITY ATTACHMENTS
                                           •                       • - A. REACTOR FACILITIES                                      •                          - ' .-V                             V ;-.; ;          ■
                                                                                                                            t>ate of info rmat ion
       IDENTIFICATION OP THE FACILITY                                                                      ' -V                                 ^                                        '['v' ■                      •'
        1.                        Ñamo                                  .•                                    •' '                     :        *;•. :
                      .•          location .                                          .          ■ '                                                                .
        3. ' . Owner ( logal )y ' responsible body )                                                                                                                                ,V            .
' 4» ' ' ' Operator ( legally responsible. "body )                                                                                                                                                         ■'            ,
      ■ 5. .                 - present statue (in 'operation ov .expeoted data of start of oporatj-.n ,
                       '                                                                                                                 '               . ■                •   ' ' ^                         • •
    • 6 f "■}                      Pux'pbco and. typo of facility                                                         /
        '{*                   ' Operating n:odo of facility influencing its throughput# ( Shit t^ y
 • / "•                            adopted, approximate days of operating time per year, . oto. )
V                                  Layout of facility e'ito. Map showing perimeters and promises of t .s
                                   faoility in the form of a 6ito layout ; •' buildings ,. roads , rivers ,
                           •: railwayo ,                            etc .          '                .                               '•        .**' • .                        ' '.y'.",' ;;
   ' 9»                        " Layout of faoility y                                             ' •     ,                                                                                               '•
        •                           ( &) •                   structural containment , fences and access routes ,
                   •' >?.' ' (b) .                    ■ incoming material etorago area ;                                                                      '• :•*.          .           •" .                  .,
                              •• ( 6 )             :         reactor area ;                                     - '          •                                                                   . '
   !'•' . '.-J).                ■ ( d)                       'tost and experiment area , laboratories!
                                    (e )                   '.outgoing rnatorial Storage area ;                                                     -,          ; '                    '               -
                                    ( f)                      nuclear material .waste disposal®                                                        •          *._• .                                              . .
   ■ 10, è                          Additional mairi facili ty data i                                                 .                                                                                           " '
                                                              rated thermal output per. reactor for continuous operation ;-
                      ' I, ,                     .       ♦                              x                                '                                          \' •          '                     ;
                                     (b )                     source and special fissionable matoi^ialj
    .                    "           (o ) •                   initial ooró enrichmcnts ;                                                                                                                   "
 •           .y.'"'*' •. '• ( d ) .                           moderator                   ■     ' ■'                ....                                                                                                   '
                                     (<l)                  ; 'coolant# *,. )                                                                                               - ''             • /'
                ι . ·· χ «
                                    •/ ' •**•·. ■·     .         .   .
                                                                                 ^" cVn'l' /^'V'irrs '
                                                                         . : ϊ·; ί-ν ; ·ΐ ·,/ ' ; ·· >..» ι           ·
                                                                                                                                           •• '
                                                                                                                               . .···..· ■.,
                                                                                                                                                   v
                                                                                                                                                 · >:
                                                                                                                                                             '■         •'                     '
          *•                                       ' •-/       •                 '■**                  !♦   kJ      ' .*•" ' * ;                                     .•         •     ' '    ' ** '
 ---pagebreak---     GENERAL AFJUINGBKEN? OP THE FAC-TU.TT' IKCI.U'DING FEATURES EELATIKG TO. MATERIAL
  . ACCOVjjTAJMJy , COSTAIWffiNT AMD 5UKVSIUXJCB
                                                               »/               ■■■          •
    Description of Nucloax* Manorial-*' .                                                                ' • *. ..
    ),1. Fuel element and/or acoorrtbly outlj.no drawing in sufficient detail >o
    indicate "cenoral wtruoture v/ ith overall dimonaiono . (Element io the
    cmallos»t' contained fuol unit ? aooemb'.ly io tho combination of elements to
                                                  r%
    a hmidlinff unit Buch aa oluGter or bundlo . Proviyiona for olcment exchange
    ohould be nhown if applicable and indication given if this is foreseen to
                   .            .  •          ...                                              •
   1)9 .ft routino operation,) . . " . •                              .                                                          ; V            ; :-                       •
                                        »           ' ,       • •••-■■ ' **- ■        • «         •
    12 , J-Vel material –-* ( including nucloar Material in control or shiai
    e^eomblioB if applicable )*                                                                                    ..•; .                    •./. ; • V
          ■*     .              '     ' -           "i          *           -        "                         *"         *         *' '            '          *
     '<> i      ( a) chemical composition or major alloy oor-fctituentc ;
              ' 0>) uveraû'o cnriohmsnt por aasombjyj                                                                                                     f>
                (o ) nominal weight of fuol material por assembly Kith design
                                                  ^                 ,     .         »• *               '           .         •        s        .•     ».    •
                      tolérances.'                      ••                                                               : „•                         ": v
                                           * #/ ."              ,                   \■               .               ■ .                  :•          •• ■. .
   13 •         Cladding material :–'                                                         •*. ... v                                                             •.
   14* Mothod of identifying individual fuel elements and/or oaeerabliea if ;
   applicable ,            ' . '                                                                 ... ;            ' vVi '                              ':
   15* Other nuclear material uaed in the facility ( st&to briefly material ,
   purpose and way of uoing material , e.g. booat'er rode ).
   Plow of Nuclear
   –                    -»
                                  Material      •
                                                           • .•                »          .y                 •         •     . .
    16 . Schematic flow eheet ;fo ? the nucloar aateri&l showing points whore
   nuoloar material in identified or measured , material balance areas wid'
    Anvoivtovy locations used for matorial balance accountancy and estimated .
   range of inventories pf nuclear material in theu© areas xiador normal ' .
                                      •                                                           •#            ,
 •oporatinff 'conditions *                     - Vi."                    ' f / i \ ' •*'
                                          / •                                                              •I,
                                                                                                  •  J
                Itomo 11t14 tsTQ to be ancwered for caaoh typo of assembly in the
             . faoility * TeniiinolOGy coneiotont with 11 ohould bo v.oed .
'     •                       *                   •         4                                                                  •  •      ?          •      ' .   A- .
   **/ 'i %0 bo px-ovidod for tboae types of fuol for which non-destructive '
           *■■ teclxniq^ioo for nuclear material tmoay are available *                                                                            .                    • .
 ---pagebreak---                                          . : ËESTRIGTED "■      k   •      1 v
                                                                                '•
     17# ' Ebcpoetod, nominai 'fuol cycle data inoluding ( as applicarlo ) \
                                                                                                      ,, t .
   ' ■ ./.■•( a) ' reaotor coro loading } ' • . ' ;                                                           o • \V.v:
                ("b) expeotod Ivum-up } ' • .<                             \
         .^(o) annual refuelling amount } •'                            'v                      -V ■            \
         •./. (d) refuelling interval (on-lo'ad. or off-load) }                                                           :' .
             '■''(f) approximate forecast of throughput and inventory and of receipto .
                     . and shipments#                         y-.-                        • '• • ** ' . • •           •
   ll.-w'.lin/c of Nuclear Mate rial                  .             :'■                  .y                                     y -;
    18. Lay°ut end general arrangement drawings of freBh.fuel otorago , and
    Aercrip.tion of packaging of fro oh fuel#                       " '• '              ' ' • v. ."
     19. Layout and general arrangement drawings 'of fe«h fuel preparation
    and/or acotsy room 'and reactor loading area#                                  . .                                " •
                            " #              (*           *                                            •' "
   20. Conoral arrangomont drav/ingo of fuol transfer equipment for freeh and
                                                                                                     *                            .»
    irradiated fuel , inolxtding refuelling machine o . or equipment .                                     " •
                           •·   .           η               -                                                      '            ·
  21 . General arrangement drawing of reactor VOSGO I , location of coro and
   openings in vescel , motbod of fuel handling in veoool#                                   ...             •• • .          •• •
 .22 , Sketch of coro ohowing tho general disposition , lattice , form ,
   pitch and dimonciona of core , reflector, location , chapes and dirnonsiono of
    control clemente , experimental and/or irradiation positione#
   23 . Number and eizo of channels for fuel elements or aceemhliea and for
. oontrol oioroon-to in "the coro#                                                                                        ••
    2^» ■ • Spon*fc dfuoì Storage :-                    1                            %                          .* ,- A *
  . V--/ ' ( a) layout and general arrangement drawings ; '                                                                   :
   .            (^) wotlioa of storage ;           • ■        "       •■           '• •          ,                •' •'
       •                design capacity of storage ;.             '     \jV ■ ' ;                                                .V
 . .' ;V . (d) ^ equipment for handling irradiated fuel }                                  ■' .
                ( 0 ) ' minimum cooling time before eh3.pment or irradiated fuel';
                (f) dvnwinft And dowcription- cf chipping cook for irradiated fuol
                        (ao required to exploit the psinui>ility of . coaling)#                                  • 1
                      « IV
 ---pagebreak---                                     v           RESEICTEO . > :; V'                                   V                :,
         • .                  •           5         . •   -                    «
    25. Nucloar' material touting area ( if applicable ) 1
    .• '      ( a) "brief doecription of the nature of the activities perforned ; '
•'            (*>) description of major equipment ( o.g. f hot ooll , fuel oloment
          'J           dooladding and dissolution equipmont ); ...                                           • •                 ■
•' ■          (o ) doocription of Bhippincr containaro for nuclear matoriaJi and
• v              . • packaging of waote and ocrap ( as roquired ,to* explore the . . . ■ •
    .                  ponoibility of. Dealing;).                                    ••                   *•
              (d) storage of unirradiated mid irradiated nuolear material ; ' » ■ .
             (o ) layout and general arrangement drawings for tho a*bove 9 • if not
                . '    oovered elsewhere . '                                                                     ' ,r-      '
   C oolant Data                  ,                                       . ..                                            :
  26 .       Schematic coolant flow diagrams as required for boat "balance                                                     . .
   calculations ( indicating pressure , temperatures and maon flow rate e at
  majpr points ),                                             •      .• '                                  •' .
  NUCLEAR MATERIAL ACCOUNTANCY AND CONTROL
  27 « Nuclear material control and accountancy system (deacri"bo item and/or
  mass accountancy eyatcm , including relevant assay measurement methods used
                                           '            '                                                                        :
  with aoDOsoed aocuracios , supplying specimen "blank forme used in all •
   control and accountancy procedures ), Longth of preservation of euch
 'records should "be stated ,                                   " "   ,
                                                  *              .  '                               . • '
   OTIDSR IKFORKATIOfi RELEVANT- TO APPLICATION OP SAFEGUARDS
             \                                              .                               1
   28«. . Organisational otz'ncturo for material accountancy and control#
   2<J, Information on tho health and safety procedures which the Agoncy shall
   OOBOI*VQ and with which tho . inapootors shall comply at tho' faoility ,                                                 .»
                                                                                  ·♦·,   ..  .λ . ,
                                                                                ; 'ί· :·
          < ■ ·.'·:'·· ν"       . ν; · ; '■··· . '^ν .::'··.·ί'· 1>νν "··
 ---pagebreak---                 •••.' ^ v'Vvl'^W^/V'^-'.cniTicAL -Airo ZERO.'BNERGY . facilities                                                                                              • V:..'                    í'                                       .
                                            '                 v .. ' ....                        K:                          • • . Bato of information
                 I2OTIFICÀTÏ0N                        N OF'THS FACILX'iT '                                              yc:;
        ' • ; 1 * • ■ Natno ; ■ .
                                                                      ''
                Kt .              Location                               '        .           •; v                                          ■                            ■
                3 -> . Owner ( loyally rosponaible "body )                                                                                                           !:                                                     /■
   ;                       • ' Operator ( loyally ro sponsible body )                                                                      ' '                                                         • . ; "-' /V       ;!               *:?-«•
                $-> . Pro cent status ( in operation or expected date of start of operation) "
                6»                Puvpooo and typo of fo.oi^ity,'
    ■                            Operating n>.oc\c of faoiiity influencing ito throughput*, ( Shift system
                adopted, approximate daya of operating time per year,1 oto .) '                                                                                                                     . :               ...          • '••••
              '8» •. • Layout of facility sito »f Map showing perimeters and premises of the
   •w faoiiity in the form of a site Icyouij buildings , roada , rivers , railways , • " J
           v ©>0# ,                    ,        «                 .    .   » .                                                                                                       y': sO> • >                                .
 > /• $ •                       'Layout of facility »                                           . '                                               ;                                                ■'
                       i v (a) structural containmènt , fonces and acceôs routes :                                                                                                 ■                                                       .•
                        V:' (b ) nuclear material storage area(o)j .                                                                                                          ';U                        V-l "
                                 ( c ) -fuel element asssmbling- arca» laboratorios , oto . 5'                                                                                                                                   .
  ' V{ i *.              'v W              critical assembly proper                                                                                                                                                          '• •           ;
               lOo              Additional main facility data                                                             1'                                     "•                                                            •* ' •
.                       r. ' .( a) ' maximum expected ©Derating power * and/or neutroxi 'fluxj • ' '                                                                                                                                     ••
                                 (^) wain typo(s) of nuclear mc.tBrial and enrichment }                                                                                                          i.-- -                               .
                  •. • ( o ) moderator; .. •                                                                                                                                ^                                .
             ■■ •:. (<i) reflector, blankotj                                                        :                ■"                                                    ' '..T/            «:V. /:                                    •
      '                         (e ) coolant , " . ^                                                                         ''-.v.- '                              -v                vjV-:-
■' *                       " 1*1 > ιη » ·Ι||Μ |||||||||<                                'ίι*1 ·ί'       ·, .ν· »ν| .                                                                         *·, /
   . y.ltJ '                                providad for each oritioal asUQmbly-if wor« thoja one in tho-
                          /
                                critical- f«.oility »*                              j .:; ./.V1 : .                                     .•                  s- »
                                                                                                                                              "s ' ,!. 1 1 ",« '            *• *   '    *\ ! • ■          ' ,•     .    * '     '     1
    1 .« ,                                              ^              ^   ..  ■      '' / i          *         • ' • , •;             t      ' " ' . * . • V'          - * '•' * 'r                J*           *   " ;            (
      ;           ·' ■          ν.\ '·.·■>                 · ν · ;ν · ; ί                                                            νν·.^" • ·ν:ν··'ΐ·.ί^ ·'· ^                     ν· ^ \ '·· \                         \■ ν
            · - ·<     «
                                     '■·■"' -;* ·· ?■-    ,; .· » · .           . ··■.·,                      ·
                                                                                                                  ί'^ ι ϊζύ·· , \
                                                                                                                   .    ,                                                .* ·    ·
                                                                                                                                                                                                            ' ·- ",. ·
                                                                                                                                                                                                          · .
                                        ....         ..                              '.T. -           5                                                                          • V; . 'ï V ;                          '
 ---pagebreak---               ■                                                   SESTRICTED '.r:
    GENERAL ARRANGEMENT OF THH FACILITY" INCLUDINO MATURES HELATINO TO MATERIAL
    ACCOUNTING CONTAINMENT AND SURVEI LLANCJ3 '• . r -                                                        ...
             *                           '                '            • * *                            '                                 '
   De scr iption of Nuclear1 M.rtorial                                                                                                                                        ;
    11 ,            Doccription "by mo one of drawinga or otherwise of all nuolear material
    in facility showing *                                                                                                             '                                   '■                                         "
            / ( a ) 'all types of unite including normal handling "units';                                                                                                                                   •' ' •
 •              ' (*>)             chemical composition or' main alloy constituents ;                                                                                     '*               >■ _ .
                    (o ) form and dimensions ;                                  •
          '         (d)    enrichmont ;                                  ' '•          ' ..
      '           •       «/                                                                                          : '                          .
                    (o)             nominal weight , of nuclear material with design tolerances ;
                    / n\  ^f *          •>   s ^                                       *                  "                         *1                                       '
                    ( f ) –'        oludding inatorxal ;                        and                    .,                                                        ■>,                v, \                  . .           .
                    (g ) mothod(o ) of identifying? units ,                                                          ,
   Location tmd Hrvndl inp; of ?< uclaar Material                                                                                                                                        •        ■■.
                                                              ■*              ,             • .                                                  '                 • *                   '      ' '
   12 o Description by moans c                                      iayout and general arrangement drawings or
   otherwise of »                                                                                 /•                  .             •          '     '        ' .                             .
                    ( a) nuclear material storage and assembly areas and critical
                           aosomblyfies ) proper ( invontory locations );                                                                                               '
                 ' , .
                    r + \    %             ii
                                             .   . •
                                                  i  «
                                                            n           a     •              «       •
                                                                                                            •                     ^
                                                                                                                                                                                                                    ' .^
            ■; ( b )       the estimated range of. inventories of nuolear material in these
                                                            Λ                     .                                           ·                                  . .                 *
                           *   _ _  .1. »                              .·                          .                                                           ·      ·        .       .    ·
                           locations ;                           .     •            •                                .          .   /.                                            •
        '*          ( o ) the physical arrangement of equipment used for assembling ,
                           testing and treasuring nuolear material ;                                                              and                               '
                    (d ) the routes of nuclear material ,                                                                               ■                                                              •
   13 * Sketch of critical assembly core showing core support structure ,                                                                                                                                          ,
   shielding and hoat removal arrangements with do script ion ( to bo provided
" foiroach critical assembly if more than ono in the critical facility ),,
   NUCLEAR MATERIAL ACCOUNTANCY AND CONTROL ' :
                                                                       ...                                         '                                   • *;                      •                   '               •.
                                                                            >              v                                                «•                   •                                               *
   Account ancy System                            "•                                                                                                        •. ' '                                       ' . ..
            •                                                                                                           1 ·   .
   14 «             Description of the nuclear matoric.1 control and accountancy cystem
   (doueribo . J,torn and/or wass ' accountancy system , . including relevant assay
         §                                                  •••                       . ' »»*                                                                                       "•              •
                                                       .• . ^                                                                                                       • t . .                         .      .
                                                                     »    •              X ••   * .           *• f          .                                                                       •    1
   y                To bo provided for ihoso typou of fuol for which noa-dor, tract ivo
     . ■ • tochniqx\oc for nuclear material assay * are aval labia ,,                                                                                                                                          •
                                                                                            >-.RfcSTRiGTFD
 ---pagebreak---      ;•                       /;\v RESTRICTED V ,               v v •.'•>:
rnothodo unod with aGGGOsed . aoour&oles ) supplying Rpocimon blo.nk forma •
usod in all control and aooountancy procedures .             Length of preoox'vation
of ouch rooordo ahcmld bo etatod .               // ' •;                    ' ' ' '•     r
Physical Inventory                      •   \                                              ■ • •,
15*          Beocription of procodureo , cchodulcd frequency , methods of
.            operator' 0 .invontoxy taking ('both for item arid/or mass accountancy
             inoluding relevant aa o?«y mothodo ), expected accuracy ;       aooeos to •
             nucloar material' is th© core uid to irradiated iruolo&r mo.tarial
           'outcide tho ooro , expoatod radiation lovolo .           ,
OTHER INFORMATION KSLBVANT TQ APPLICATION OF SAFEGUARDS ;                       - ' r.         :
16 * ' . ■ ' OrganizatiomO. Btruotu.x'0
                                      Π
                                          for material aooountsjioy
                                                         ·        ,
                                                                        and control
                                                                                 ■
                                                                                       . "-
17 .         Information on the health and cofoty procedures vrhioh shall bo
  •          observed ojicL with wh'ioh tho' .inepeotora shall - comply      tho faoiltity
 ---pagebreak---                      (V . CONVERSION , - FABRICATION Al'H) REPROCESSING FACILITIES
                                              •;     "*\j. ■<        4 ®ato of. information
        IDENTIFICATION . OF THE FACILITY" '                                                      j                 v?.* •
 ■              Kama
    • 2«        Location         *' " '• •                              ' ,VV "                          "/ '•                                     V
  \.i, : Owner ( legally responsible body )                             . .        r» V '
     . 4»       Oporator ( legally responsible body)                                                                                       * •'
- 5.            Prosont status (in operation or expected dato of start of operation)
'■6 , . Purpose and type' of - 'facility                                                   • ...                             •       :         '
   '      '
                                     ■ .                  ·     ■ \   ·
                                                                             · ..                  ·
                                                                                                         -" ■ V .-"Ο .   .       >
                                                                                                                                               ' '
       <•      Operating mode- of facility inf3.uencing " its throughput *                                                     ( Shift system
    • adopted, approximate days of operating time per year, etc .)                                                                    ' ' • ,.
      8» Layout of facility site . Map showing perimeters and premises of the
      fp.oili oy in t»ie A'prtn o± a site layout , - buildings , roads , rivers ,
   - railways , otc «            •                                                                    v.' .;..      •                          : -    •
   . 9*. : Layout of facility *                                                                                           'V.'S'
   .   '                                    .                                       ' '    4 '   ' ■                             •
           . • ( a) Btruotural cohi ainunorvt y foncos and access routofi ;                                                                        i'
               0>) rout 00 followed by nuclear material} . 1 ' . '                                                                               j
[' t - •/.' (c0 ..incoming Y.ucloar material storage }                                                                •• 'v ; '
;              (*l) ■ ®sch main processing area and proooss laboratory }                                                         r'
               (o ) teat or experimental arsafi ;                                                              r ,• . 'V ' ' •                      %
          . .■ (f) outgoing nuclear matorial storage }' ' !>                                                                                       ■% ....
f . ' . (g) waste disposal), facilities }                             • .; •            '■                      ••• ...' V ' • "              • '
>•             00 enalytioal laboratory . ■                                                                                                 .
                        •      . '             ' •               . ;      •'         -.V               .-. v' - |                  /.            '. ■      •
   GENERAL A11RAft CEMENT OF THE FACILITY TNCLUDKO FEATUBES KSLATING TO MATER TAL
   AQCOWWICY C01iT/aK].)1??;T AND SURVFJLL'J.'CS                                 •                   .              * 11 ^ lv
*■                •   •            ,       ''    . » .. .     .                •
                Location end Handling of Nuclear Material ' ' ' :                                                          .         • '
   10. Schematic flow ohoot for the nuclear matorial' showing points where • .
 n-aoloar material is Identified or measured, . material balance areas and ' ■
   .'.nvontcry . locations . \u7cd for material "balance' accountancy and estimated
 ---pagebreak---                                                                                   RESTRICTED
     . . range of inventories of nuolcar material in these ai-G&u under normal
                    operating conditions . Tho description should inoluda ( if applioablo ) t :j ' • «
                                 ,»•:..                               –                    .       ..                   -,v :•?:♦<     ■ •' « V '■    • '.<                                   .     •••."
               •••               ( a)  batch else or flow ratos . '                                                                                                     '•'."'v
                   •• , ,'; -(b ) method of otorago ox* packing;                                                          ' r;' ; '                                                        v yy
                          .*:• ( o ) • «toroso capacityj .• /                                                                                        ... .                                              -
            ■                   (& ) approximate forecast of throughput end inventory and of .receipts
                   '•                  and uhipmonta .                     .     ■ ••<
• :                11 .         Xn addition to 10 above f food storage areas for reprocessing plants
, ;i■:< 3.Qia?.ld "bo doBorihed by a 'genox'al arrangement drawing shov/iiigj                                                                                                      . •.y/.y'.;,
             " • • • ( a) locations fox* fuol eleaonts and handling equipment } " •
    7 ' • • (b ) typo of fuol elements including nuoloar material content and
           •/'..• • •                  onriohmont .                          ■ ' : ' ■•" • •' V . '              : ••'          '<                        ' ' •* ' •                             « •. '
      "* 12 *.                  In addition to 10 above , tho description of tho X'ocyole staga of tho                                                                «
 ' ■ •? proooora should include if available *                                                                               ..           ■ •.• . '•.'•'•.•■'•A ,' • '       iv .
                            .•(?;,) duration of tomporaxy Mtoraga }                                                                                             .. '                V-.'
*       ' *
                         • • '(b ) sohodules for external recycling ( if applicable ). " . .
                              '                                                                                                     -                                            .  t    " .
                                                                                                                                                                                             'y '
   \ • 13 . In addition to 10 above , tho description of tho discard stage of tho
                 proooco should includei                                                     ,                        •• • '                                              . ••' V ' ' '
        /•               •/ . ( a) tho . discard method (disposal or storage ).                                                                        • ,' .• * ! '...•• • .'Vv;';.
.           .• 14*            Undor equilibria conditions fox1 eaoh flowsheet referred, to in
   'i        '                                                                        ''                                                                                            .      _    ' *'
                 parc^Tapha^lO and 16 and assuming thg modos of oporation in 1 paragraph 7t
          .                                                                          ι                 *                .                          .               »
     •vy statoj .                         : •                                                     .... ■ '                              ' •
'••.'•!'                ; ( a) tho nominal throughput por yoarj                                                                                             : /y                             ■,
         - • •"                     V  ..     .                  •      .         •               .               ' ■
                   ■           (b)     tho in-piNocoB3 invontoxy "baeod on dosi^n capacity*'                                                                          . , .■
       ; '15» Do&cribo tho norwal prooeduros adopted for oomplote or partial
    . oloan~out of the plant , . Include description of special oamplinc; and ' ' .
  ■ • moasvirennnt point u associated with tho cloaji-out procedure and oubsoquent
                 plyoioai inventoxy toJcing, if not described in 10 &bovo « ,                                                                                '                              :
       ' •.. •                             ...              . .                     '            , ;,;«.• • • . .                                  •"•                         '•>.
  •• • Desoription of Nuolcw Material •                                                                       •;                                      : ' •• •             V
               Πι·» Ι·ι ·1Ι » ι                      >/).»»|ίΙ|»ΙΟ»·Ι|ΙιΜ·» ΠΙΚ|«Ι|»<          ^                           »       ♦·    « ·»·' .                                                >,     '
                16 .          [Oocoroiba , by means of flov/uhoota or othorv/iso , tho ©etiinatod flow
           ■ G«d iavcntoxy _ of all miclo&r material for fttoragfl and procooo aroaai '. .                                                                                                                .
                 Tho doricription should iacludo',. s                                                                                                             -X-                •' •'      '•
                                                                                         , R3TR!CïêD •                                                                                    y .:
                                                , , y...y..y.y :.                                     • -.    y                      v^- yy i?            • y           y /.
 ---pagebreak---                               \
                                       î ■>                                        '.RESTRiCTSD '
                              . "        ; ,
                            '        · Γ··, .
                                   ..."    « ·
                   V
  •                                            •( &)' ••physical and' chemical form }
             \                          l .( b ) - oontont rang©' / or oxpootod upper limit a for each oatogor/ of                                                                                                            •
  •                   i,.V!                               colld or liquid ùiaoaxd material ? ,*                                                        '. •' '                           V<                      „
      '«' • \                           ' ( o ) enrichmant range . •                                             ».                                      1                                            .. v ' '
       ' '.-'V JIUCUSAK MATERUL. ACCOUNTANCY AND GOV 'l'TtOL                                                                   *• ' '                                                   ";v \ '"V/ - 'V -•
                              Aoeovntinff System                                                      v, »     •' '                   * . '                          ■ ' »                                    !          * v
                                                 . *                            ·                                       '                                         »'                                       « ·       I
                         . XJ *. Description of the . 'accountancy qystow uocd "to rocord and report
            V -. accountancy data and e stab! x ph ' material balances v supplying specimen
  •                           formo ueod in all procedures * 'Length of preservation of ouch records ,
    ■            , • ohould oe otat od*                                                          ......
                                                              ** M                                      •    •
               •               18.             Indicate when and how often material balaaceo are made , including any ,
                              during campaigno , " 'Peocriba method and procedure for . adjustment . of aooounts
1 ' *' after plant invent o*y taking.
        * .                      "                                                     »             •    .
                                                                                                                                                                                  •; , • '
       ;                      ip , J tteocribe procedure for handling shipper/receiver differences and
            ^                                                       '                                                     .  *      *           4          '*                                         ** * -
            1                 method of adjustment of accounts ,                                             • \           ■                  .         • *. '               . .•4
                                          %          •                                            • ■' '                 • '   :■                 ' '                          '> '                  " ' '•                     ;
 . .                          20.             Uaccribe px'oeodure foi^ n-ialcing oor^ootions to accouato dud to
                              procedural or clerical wiotakoo «uxd'' tbo. effoot on chipper/recoivor
                   ^• clifforcncóa , if applioable.,                                           .            . /                          .               ,;V "                  . .            >• , •;
                               '                                               .. .          '      f '                           ^                                                         "    -       ,        *
          « ' \
                               Phynical
                        , 1 r v-          . - ■        ■
                                                         Inveì!
                                                           ■ i ti
                                                                   tory           ''                                            ..         -V        -     •   .
                                                                                                                                                                       "          '       -     1 %            ■ - ,*
                                                            -                                                                               ·                                       »
                >/ ', 21 « Pvofcrenco io made 1 9 paxu\givaph 1 > Identify tha items of equipment on
  .                            the . floKsheets of para^rapho 10 and .16 to be regarded ao oont&inero for
                                                                         »                                           ' *
                   •. nuclear material unuoi- phyf>Aal inventoxy. conditioner                                                                                    Stato tho timing xa.
                    ,    • ,                                                             . ■     ■ <                    •
                    .';f the campaign - pro^rcanmo of taking - physical inventcriei»', •                                                                                                      *•, 'v                   '      ,
               /.                                                            •       ,                   • •   •                       •           v          • -          •          -            .         ••            *
            • '' ' .^otho dc for Measure ment t Sr^nplin ^ and Analysis '                                                                                                                               . •          .
                              22 .             Method of ontablishir.g each njeaouremont at the point indicated chould
         '•               'bo doecribed ;                             oqTiationo or tables ujsod and calculations made to determine
                  •           actual quantitiGo' of.woi^hta or . volumes should be identified.' Reoording
                   _ . of data automatically or mai'iUally ehould be atatod . - Method of and                                                                                                                 . .
  '          .            ■ practical procecluroo for campling for each point indicated chould bo .                                                                                                                •        '
                              described* ■'' *                                                  y                 !;*                                          ''     . ..• . y- . -- :/' ■
 ---pagebreak---          •      .   •       ■ •• RESTRICTED -             " 7 .           .         •     ' '
            *                                   *
        •Analytical methodo uood for accountancy purposes shoula
."bo described. Inference to & manual . or report would "bo
  oui'tablo *                             V •_    *' •   • ' '• ' .. * • " .
  Control of Koa aurcrnrmt Accuracy                    * •'             ••••>.* • . • .
;■ ' Doo^ri"bo measurement quality control programme relevant for
  material accounting including programmes (together with accuracy                            .
  values) for tho continuing-' appraisal of analytical, weight ,
  volume and sampling precisions and biases , /and for the calxbra- ^
   iion of associated equipment ? method of calibrating tho measuring .
   oquipmont referred to in paragraph 23 | type and quality of
   standards used for onalytioal methods referred to" in paragraph 23 ;
   typo of analytical . equipment' usod,- method of calibration and • ■ ■
   frequency .
    Stat i st ioal Bvaluat ion            . - ■                          • .
                                                                            i
  •. Describe methods of statistical evaluation of data accumulated
    in measurement control programmes 'for tho evaluation of precision' '
    and accuracy of measurements and the estimation of measurement •• •
    ■uncertainty (i.e. ,. dotesanation of the random and systematic
• errors of the measurements and tho associated limits of error ; ^ ...
     statistical procedures used to combine individual measurement -
     error estimates to obtain the ovorall limits of error for h/k
  'differences, the book . inventory,, the physical inventozy and MUF).
:• 07IIKR INFORMATION EEU2VANT TO APPLICATION OF - SAFEGUARDS                                 •.
  :" : ' ; Organisational structure for. material accountancy end control
               Information on" the -health and safety procedures which .                       -
     -shall bo observed and vith vhich the inspector shall comply' , aV _
      the facility.'      / V - - V -V                                        ' " 7' " ■ >
                                  ; RESTRICTED
 ---pagebreak---                        V'r : ,;^: '--:VRESJR!CTED'- ' •
                       .                                      '•   »              1                             •            »•  *          '
                                                                                                                                                                                                                   ^    r ' i
                     '              • ■. , .        D. . STORACE FACILITIES-' .                                                                                    V                   ,                         ,: ; .       .
                     ·■.'■·' ν'' '■·· Λ     ·. ··'                                                      '' ·' ν                       '· '··' · . ··' · · " . ·' ·. '                          ··'.     · · " '·
                               •   ' '                                  '                        Dato cf Information
                                                     t '■   »                          '            ,
                                                                                                                                   .    > •
      IDENTIFICATION OF THE FACII-T^'- t                                                         ■:
   il . -      Nomo -                     ■; •:                                                                         V. v
      2. ■     location                                   "      . '                                                     "... .*•"                                                   '
   . 3.        Owner ( legally responsible body )                                                            •v V.V''!v-                                               '■                                    "     ;
 . /„ ' . Oporator ( legally responsible body )
                                                            '             . •        ,     •          • v                                        •' »    '    •* •           ' • J" *        %          «            *
      5.       Présent status                      . 1                          ••••.'                                             /.                                      A-
      6.       Purpose and typo of facility                                                                   .. ,
                                                                                                                                            • 4        *   *       ; ■.     t
      7 . ■ Lsyout of facility .                             Structural containment , fences and access routes r
                                                                                 •       • •                      :.         .                                   •              ,                   •     •
      tf appropriate .                              ' ,          •                           . • •          • •• ■                                         '          ' v                             '
    • GENERAL. AREAN CEMENT OF TIE FACILITY INCLUDING FEATURES RELATING TO MATERIAL
    'ACCOUNTANCY , CONTAINMENT AND SURVEILLANCE--                                                                      •
                                                                     • •                                             .          ""                                                          . .. .• .
      r*ecc?.\rp tion of Nuclear Ma.torlal                                                     .                                                                                 :        ;
                                                                                                                                                    '•       .     ..          . . *      %                        . ,
      8.       Description by msanG'o.f drav/ ings or otherwise of all nuclear material •
/ in 'facility chowingi                                 _n-           .          -           '                                                                                                                        .
       ■ . ( a)        'all types of units including normal handling unitsj . '
       .. " (b )       –' chcmical composition or main alloy conetituentò ; . 1 .
  • ' (c )                form and. dimensionc ;                                         '                                                                                      .. / .                         • .
               ( d)       enrichment |                                                                                                                         . ■ . ,                                      . *• ,
                       |f. yj. / .                    .                                                                                            N " •
             • (e)     –' nominal weight of nuclear material with design tolerances *,
                /       s*/ , , , .                    ...                                 .              -
               ( f ) •–' cladding materials ;                                     and                               "                                           ♦' V. '                        . ..K
               is) • roethod(s ) of identifying units .                                                                                                                                             '
      i/ocationn end Handlinj? of Nuclear Material                                                                                                                                 •        •
                                                                                                                   ■         •
      $>♦.     Description qy roeana" of layout and general 'arrangement di'awinga ox*
      ■·                                                  η
      otherwise of :                          •                               •  . '
      tf       Separate facilities Aot normally ai3oociatcdr v/ ith enrichment , conversion ,
           . fabrication , reactor?, atid chewical reprocessing and recovery facilities .
              To be provided for those types of fuel for which non -dcstructive                                                                                                                                           .
            • techniquos for nuclear material assay aro available .                                                                                                      .
                                                                                    > 12 ■ RESTRiCTED ' ; '                                                                             '
 ---pagebreak---            (a)' ,'nuoloar material storage areao ( inventory -locations); ^
                '-;tho estimated range of . invent orio a of nuclear material in those .
 -V.-'v.'; v '-'locations ;         _•                 \
         ' (o ) nuclear material storage ' and/or shipping containers ;
         • (d) the routon and eqx\Ipmont xuicd for movemsnt of nuclaivr material 4
      ■ "•     ' if applioa"ble         - - '^V.^V'V.    -V-':              \                 :
  KUCISAH MATERIA!, ACCOlfflTAHCY AND CONTROL                     -j;;'V' >      -;S ; '[
  'Accovnt ancy Syntom
   10. Description of the nuoloar material oontrol and accountancy system
   (doracribo itftra and/or masu accountancy s-yeterrt , including relevant asG«y
  metheda usod with aoooBoed accuracies ) supplying cpecimon blank fornis used
 'in o.ll control and accountancy procedures *            . •.    .                 ]■ : •'
  Phy o leal Invento ry           .    ' ;j . ..      -•       . • '■!' 1
; 11 . Description of procedures/, eoheduled frequency , mothodo of opei*ator'a
   inventory traking (both for item and/or mass accountancy including relevant
   aooey. mothodo ) , and expootod accuracy .                       ; ..        V.
                                                 ■ Γ·
• OTHER INFORMATION KELEV/JiT TO APPLICATION OF S^SCUAKDo                 .    ;; .
   12 * Organizational etruotvu.-'e,. for mtex\ial* accountancy and control *
   13*' '..Information on "'the health 'and cafe ty prooedure a' which shall                '
obaorvod and vrith which// th© inopectoru . ehall comply at the facility * . ;
 ---pagebreak---                        E.  ISOTOPE SEPARATION PLANTS
                                                      Date
  IDENTIFICATION OF THE FACILITY
. 1.   Name
  2.   Location , exact address with telephone and telex numbers .
  3.   Owner ( legally responsible body or individual ).
  k.   Operator ( legally responsible body or individual ).
  5.   Present status ( in operation or expected date of entry into operation ).
  6.   Building schedule ( if facility not in operation ):
       ( a ) date building starts ;              -
       ( b ) date of facility acceptance ;
       ( c ) commissioning date .
  7.   Purpose and type of facility ( nominal separation capacity , enrichment
                                       facilities , etc ).
  8.   Operating mode of facility influencing its throughput . ( Shift system
       ndoptod , approximate dates of operating times in year , etc .)
                                     *
  9.   Layout of facility site . Map showing perimeters and premises of the
       facility in the form of a site layout ; buildings , roads , rivers , railways
10 .   Layout of facility
       ( a ) structural containment , fences and access routes ;
       ( b ) containment of certain parts of the facility ;
       ( c ) routes followed by nuclear material ;
       ( d ) incoming nuclear material storage ;
       ( e ) each main processing area and pro,cess laboratory , including weighing
             and sampling area , decontamination , purification and feed areas , etc
       ( f ) test or experimental areas ;
       ( g ) outgoing nuclear material storage ;
       (h ) waste disposal facilities ;
       ( i ) analytical laboratory .
GENERAL ARRANGEMENT OF THE FACILITY INCLUDING FEATURES RELATING TO MATERIAL
ACCOUNTANCY , CONTAINMENT AND SURVEILLANCE
Flow , location and handling of nuclear materials
               '                       U                 RESTRICTED
 ---pagebreak---                          ΛΛ V. ί ί\ι ν.< 1
11 .  Description by means of diagrams or otherwise of storage areas and process
      areas . The description should include ( if applicable ):
      ( a ) sampling and measuring points ;
      (b)   batch size and/or flow rate ;
      ( c ) method of storage or packing ;
      ( d ) storage capacities ;
1     In addition to item 11 above , the description of the facility should
      include :
      ( a ) separation capacity ;
      ( b ) enrichment techniques or methods ;
      ( c ) possible points for feed , product and tails ;
      ( d ) recycling facilities ;
      ( e ) type and size of UF6 cylinders used and filling and emptying methods .
13.   Power consumption should be given , where necessary .
14 .  Each diagram should indicate , under equilibrium conditions :
      ( a ) nominal throughput per year ;
      ( b ) physical inventory of in-process materials ;
      ( c ) material loss rate owing to leakage , decomposition', deposition , etc .,
      ( d ) arrangements for regular plant maintenance ( periodic shutdown or '
            continuous component replacement , etc. ).
15.   Describe special sampling and measurement points associated with
      decontamination of off-process equipment for maintenance or replacement .
16.   Describe process waste disposal point , including disposal method , storage
      period , type of disposal , etc .
Description of nuclear material
17.   Describe , by means of flowsheets or otherwise , the estimated flow and
      inventory of all nuclear material for storage and process areas . The
      description should include :
      ( a ) physical and chemical form ;
      ( b ) enrichment range for feed , product and tails ;
      ( c ) content range or expected upper limits for each category of solid or
            liquid discard material .
                                        15     RESTRICTED
 ---pagebreak--- NUCLEAR MATERIAL ACCOUNTANCY AND CONTROL .                                     ©
Accountancy system
18 .   Description of the accountancy system used to record and report
       accountancy data and to establish material balances , supplying
       specimen forms used in all procedures .
19 .   Indicate when and how often material balances are made , including any        *
       during campaigns . Describe method and procedure for adjustment of
       accounts after a physical inventory taking .
2,0.   Describe procedure for handling shipper/receiver differences and
       method of adjustment of accounts .
21 .   Describe procedure for making corrections to accounts due to procedural
       or clerical mistakes and the effect on shipper/receiver differences , if
       applicable .-
Physical inventory
22 .   Identify the items of equipment on the flowsheets of items 11 and 17
       to be regarded as containers for nuclear material under physical
       inventory conditions . State the timing of physical inventory taking .
Methods for measurement , sampling and analysis . .
23»    Refer to the flowsheets of items 11 and 17 for location of sampling and
       measurement points .
2^.    Method of establishing each measurement at the point indicated should be
       described ; equations or tables used and calculations made to determine
       actual quantities of weights or volumes should be identified . Recording
       of data automatically or manually should be stated . Method of and
       practical procedures for sampling for each point indicated should be
       described .   Indicate number of samples taken and rejection criteria .
25.    Analytical methods used for accountancy purposes should be described .
       Reference may be made to a manual or report .
Control of measurement accuracy           -
26.    Describe programmes for the continuous appraisal of weight , volume and
       sampling precision and biases and for the calibration of associated
       equipment .
 27.   Describe type and quality of standards used for analytical methods
       referred to in paragraph 25 , type of analytical equipment used , method
       of calibration and frequency .
 Statisical evaluation
 28.   Describe statistical evaluation programmes for data accumulated in control
       programmes for weight , volume ,, sampling and analytical measurements ( i.e.
       determination of the random and systematic errors of the measurements and
       associated limits of error ); statistical methods used to combine individual
       measurement error estimates to obtain the overall limits of error for S/R
       differences , the book inventory , the physical inventory and MUF .
                                   16       RESIRiCTED
 ---pagebreak---                            •KES.TRICTED
OTHER INFORMATION RELEVANT TO APPLICATION OF SAFEGUARDS
29 .  Organisation of material accountancy and control .
30.  'Information on the health and safety rules which have to be observed
      and with which the inspectors, must comply at the facility .
                                 17       RESTRICTED
 ---pagebreak--- F.    FACILITIES USING NUCLEAR MATERIAL IN QUANTITIES EXCEEDING
      ONE EFFECTIVE KILOGRAMME
For any facility of a type not referred to in sections A to E using more than
an effective kilogramme per annum .
1.    Identification of the facilitv
2.   General arrangement of the facility , including features relating to
     material   accountancy , containment and surveillance .
3.   Nuclear material accountancy and control system , including techniques
     for physical inventory taking ,
4.   Other information relevant to the application of safeguards .
The information required under these headings is , as applicable , the same as
described in the questionnaires for the types of facilities coming under
Sections C , D and E.
                                      - 18 -
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