CELEX: 51979PC0606
Language: da
Date: 1979-10-31
Title: UDKAST TIL RÅDETS AFGØRELSE OM GODKENDELSE AF DE "SUBSIDIÆRE ORDNINGER" TIL OVERENSKOMSTEN MELLEM DET FORENEDE KONGERIGE STORBRITANNIEN OG NORDIRLAND, DET EUROPÆISKE ATOMENERGIFÆLLESSKAB OG DEN INTERNATIONALE ATOMENERGIORGANISATION TIL GENNEMFØRELSE AF KONTROLFORANSTALTNINGER I DET FORENEDE KONGERIGE STORBRITANNIEN OG NORDIRLAND I FORBINDELSE MED TRAKTATEN OM IKKE-SPREDNING AF KERNEVÅBEN (forelagt af Kommissionen for Rådet)

ARCHIVES HISTORIQUES
DE LA COMMISSION
COLLECTION RELIEE DES
DOCUMENTS "COM"
COM (79) 606
Vol. 1979/0207
 ---pagebreak--- Disclaimer
Conformément au règlement (CEE, Euratom) n° 354/83 du Conseil du 1er février 1983
concernant l'ouverture au public des archives historiques de la Communauté économique
européenne et de la Communauté européenne de l'énergie atomique (JO L 43 du 15.2.1983,
p. 1), tel que modifié par le règlement (CE, Euratom) n° 1700/2003 du 22 septembre 2003
(JO L 243 du 27.9.2003, p. 1), ce dossier est ouvert au public. Le cas échéant, les documents
classifiés présents dans ce dossier ont été déclassifiés conformément à l'article 5 dudit
règlement.
In accordance with Council Regulation (EEC, Euratom) No 354/83 of 1 February 1983
concerning the opening to the public of the historical archives of the European Economic
Community and the European Atomic Energy Community (OJ L 43, 15.2.1983, p. 1), as
amended by Regulation (EC, Euratom) No 1700/2003 of 22 September 2003 (OJ L 243,
27.9.2003, p. 1), this file is open to the public. Where necessary, classified documents in this
file have been declassified in conformity with Article 5 of the aforementioned regulation.
In Übereinstimmung mit der Verordnung (EWG, Euratom) Nr. 354/83 des Rates vom 1.
Februar 1983 über die Freigabe der historischen Archive der Europäischen
Wirtschaftsgemeinschaft und der Europäischen Atomgemeinschaft (ABI. L 43 vom 15.2.1983,
S. 1), geändert durch die Verordnung (EG, Euratom) Nr. 1700/2003 vom 22. September 2003
(ABI. L 243 vom 27.9.2003, S. 1), ist diese Datei der Öffentlichkeit zugänglich. Soweit
erforderlich, wurden die Verschlusssachen in dieser Datei in Übereinstimmung mit Artikel 5
der genannten Verordnung freigegeben.
 ---pagebreak---                                                                        KOM ( 79 ) 606 endelig udg
      '
        KOMMISSIONEN
           FOR DE
                                                                       Bruxelles,   | 2, XI. 1979
EUROPÆISKE FÆLLESSKABER
                                                                       INTERNT DOKUMENT
   Kommissionens Sekretariat
                                          UDKAST TIL RÅDETS AFGØRELSE
                             OM GODKENDELSE AF DE " SUBSIDIÆRE   ORDNINGER " TIL
                               OVERENSKOMSTEN MELLEM DET FORENEDE KONGERIGE
                              STORBRITANNIEN OG NORDIRLAND ,   DET EUROPÆISKE
                               ATOMENERGIFÆLLESSKAB    OG DEN INTERNATIONALE
                               ATOMENERGIORGANISATION TIL GENNEMFØRELSE AF
                             KONTROLFORANSTALTNINGER I DET FORENEDE KONGERIGE
                              STORBRITANNIEN OG NORDIRLAND I FORBINDELSE MED
                                TRAKTATEN OM IKKE-SPREDNING AF KERNEVÅBEN
                                  ( forelagt af Kommissionen for Rådet )
    KOM(79)606 endelig udg.
 ---pagebreak---           OVERENSKOMST MELLEM UK/EURATOI^/TAEA - SUBSIDIÆRE ORDNINGER
Den overenskomst om kontrolforanstaltninger , solh "blev indgået i 197 « mellem
Det forenede Kongerige , Det europæiske Atomenergifællesskab og Den interna^-
tionale Atomenergiorganisation med henblik på gennemførelse af den britiske
regerings frivillige tilbud ( l ), trådte i kraft den 14 « august 1978 «
I henhold til artikel 39 i denne overenskomst er der udarbejdet subsidiære
ordninger , som præciserer , hvorledes de nærmere bestemmelser i denne overens­
komst skal anvendes .
Disse subsidiære ordninger er opbygget på samme måde som dem , der er indgået
i forbindelse med overenskomsten mellem Fællesskabet , IAEA og de syv EF-lande ,
der ikke besidder kernevåben ( herefter benævnt "verifikationsoverenskomst") ( 2 ).
Enkelte punkter er imidlertid anderledes som følge af udviklingen og visse
særlige træk i overenskomsten med Det forenede Kongerige .
Disse subsidiære ordninger består af
A ) En indledning , der indeholder fire dele :
     I. De "regler og metoder", der er henvist til i artikel XII i protokollen ,
        og som skal anvendes ved beregningen af inspektionsvirksomheden . Denne
        del afviger fuldstændig fra den tilsvarende del i verifikationsoverens-
        komst en , hvori pkt . 12 var affattet således :
        "De -forannævnte regler og metoder er udtryk for den nuværende vieten og
        erfaring . De undersøges ... for at tage hensyn til den teknologiske ud­
        vikling på kontrolområdet samt til den indvundne erfaring ."
        Rent faktisk er de regler og metoder , der er blevet udarbejdet i perio­
        den 1971-1972 , aldrig siden blevet gennemgået . Da der i mellemtiden er
        fremkommet nye løsninger til gennemførelse af verifikationsoverenskomsten
( 1 ) Overenskomst mellem Det forenede kongerige Storbritannien og Nordirland , „
      Det europæiske Atomenergifællesskab og Den internationale Atomenergior­
      ganisation til gennemførelse af kontrolforanstaltninger i Det forenede
      kongerige Storbritannien og Nordirland i forbindelse med traktaten om
      ikke-spredning af kernevåben .
( 2 ) Overenskomst mellem kongeriget Belgien , kongeriget Danmark , Forbundsre­
      publikken Tyskland , Irland , Den italienske Republik , storhertugdømmet
      Luxembourg , kongeriget Nederlandene , Det europæiske Atomenergifællesskab
      og Den internationale Atomenergiorganisation til gennemførelse af artikel
      III , stk . 1 og 4 » i traktaten om ikke-spredning af kernevåben .
 ---pagebreak---          ( f.eks . ordningen med " joint teams"), "blev det klart , at det ikke
         længere var muligt at anvende de gamle "regler og metoder", som de
         fremstod .
         En ajourføring af disse "regler og metoder" ville uundgåeligt have
         fået følger for verifikationsoverenskomsten og ville formentlig også
         have truet de skrøbelige kompromis'er vedrørende gennemførelsen af
         denne overenskomst , som man var nået frem til i mellemtiden som et re­
         sultat af lange og vanskelige drøftelser mellem Euratom og IAEA .
         Det syntes derfor formålstjenligt at søge en fuldstændig ny ordning ,
         dvs . en ny ordlyd , i forbindelse med overenskomsten vedrørende Det
         forenede Kongerige .
         Det "bør "bemærkes , at selv om de regler og metoder , der udarbejdes med
         henblik på denne overenskomst , er helt forskellige fra verifikations-
         overenskomstens regler og metoder , vil deres gennemførelse føre til de
         samme praktiske resultater . Dette fremgår tydeligt af stk . 8 i denne del ,
         hvor det hedder , at " disse regler og metoder , under ensartede vilkår ,
         vil sikre gennemførelse af ensartede kontrolforanstaltninger i Det for­
         enede Kongerige såvel som i andre stater , der er genstand for Fælles­
         skabets og organisationens kontrolforanstaltninger".
         Endvidere har denne nye ordning muliggjort fuldstændig integration i
         de subsidiære ordninger af den tresidede aftale om ordningerne vedrø­
         rende " joint teams ", som Rådet godkendte i september 1977 i forbindelse
         med verifikationsoverenskomsten .
         Som det var tilfældet ved sidstnævnte overenskomst , suppleres "reglerne
         og' metoderne" af eksempler , der illustrerer deres anvendelse i forskel­
         lige typer anlæg. En granskning af eksemplerne bekræfter , at kontrol­
         foranstaltninger i lighed med dan , der er fastsat i verifikationsoverens-
         komsten , vil blive anvendt i Det forenede Kongerige .
   II . Af samme grunde som anført ovenfor vedrørende "regler og metoder" vil
         de samordningsforanstaltninger , der henvises til i artikel XIX og XX i
         protokollen , i stedet for at blive fastsat generelt i indledningen til
         de subsidiære ordninger med Det forenede Kongerige , blive fastsat nær­
         mere i de enkelte "anlægsbilag" som anført i artikel XIX . Med henblik
         herpå må der også tages hensyn til de " joint teams"-ordninger , som Rådet
         har godkendt .
                           «
  III . Afsnittet "ffodellen til og fremlæggelsen af ... rapporter" er identisk
         med det tilsvarende afsnit i verifikationsoverenskomsten .
   IV . Der er indføjet endiiu et afsnit i de "subsidiære ordninger med Det for­
    »    enede Kongerige med henblik på at specificere de praktiske metoder til ,
         gennemførelse af artikel 23 i aftalen } denne artikel bestemmer , at an­
         vendelsen af organisationens kontrolforanstaltninger i Det forenede Kon­
         gerige i henhold til andre overenskomster om kontrolforanstaltninger med
         organisationen skal suspenderes , så længe overenskomsten er i kraft .
B ) Den "almindelige del" af de subsidiære ordninger specificerer de meddelelser ,
      der skal gives af parterne , de relevante dokumenter , de procedurer , der skal
      følges , og tidsfristerne . Denne del er fuldt ud sammenlignelig verifikations-
     overenskomsten og overenskomsten med Det forenede Kongerige imellem . I den
     "almindelige del" af sidstnævnte er bilagene imidlertid noget anderledes som
      følge af et væsentligt træk ved denne overenskomst , nemlig eksistensen af
 ---pagebreak---                               - 3 -
    en liste over de anlæg , der er genstand for overenskomsten , samt en liste
    over de anlæg , der er udpeget af organisationen i henhold til overenskomstens
    artikel 78 , litra a ). Det "bør bemærkes , at disse lister er ensidige doku­
    menter , og derfor ikke en integrerende del af de subsidiære ordninger .
    Bilaget vedrørende det vejledende spørgeskema i forbindelse med beskri­
    vende oplysninger for anlæggene er identisk i begge overenskomster .
C ) Endelig skal der som ved verifikationsoverenskomsten forhandles separate
 • dokumenter ( anlægsbilag ); for så vidt angår Det forenede Kongerige skal
    anlægsbi lagene godkendes for hvert anlæg eller del af et anlæg på listen
    over anlæg .
 ---pagebreak---                                 - 4 -
                          RÅDETS AFGØRELSE
          om godkendelse af de "subsidiære ordninger " til overenskomsten
          mellem Det forenede kongerige Storbritannien og Nordirland , Det
          europæiske Atomenergifællesskab og Den internationale Atomener­
          giorganisation til gennemførelse af kontrolforanstaltninger i
          Det forenede kongerige Storbritannien og Nordirland i forbindel­
          se med traktaten om ikke-spredning af kernevåben
  RÅDET FOR DE EUROPÆISKE FÆLLESSKABER HAR -
  under henvisning til traktaten om oprettelse af Det europæiske Atomener­
  gifællesskab , særlig artikel 101 , stk . 2 ,
  under henvisning til udkast fra Kommissionen, og
  ud fra følgende betragtninger :
' Kommissionen har i overensstemmelse med Rådets direktiver forhandlet og
  har til hensigt at oprette "subsidiære ordninger " til supplering af den
  overenskomst mellem Det europæiske Atomenergifællesskab og Den internati­
  onale Atomenergiorganisation , der blev godkendt af Rådet den 14. juni 1976 ,
  og hvori også Det forenede Kongerige deltager ;
  ordlyden af disse "subsidiære ordninger" bør godkendes -                ,
  TRUFFET FØLGENDE AFGØRELSE :
                               Eneste artikel
  Herved godkendes ordlyden af de "subsidiære ordninger " til overenskomsten
  mellem Det forenede kongerige Storbritannien og Nordirland , Det europæiske
  Atomenergifællésskab og Den interhationale Atomenergi organisat ion til gen­
  nemførelse af kontrolforanstaltninger i Det forenede kongerige Storbritan­
  nien og Nordirland i forbindelse med traktaten om ikke-spredning af kerne­
  våben .
  Udfærdiget i'                                   På Rådets vegne
      4
                                                     Formand
 ---pagebreak---   ,   . . ,        .                                      ann «*   ^
                                    ν · »»* . ' - ' Λ **»
                                              r •-     «V
ΟκΚ\^)^αί                                                        '
        UK/ 'irjHATOK /l' îîA AGR^J-ESnT
        PRAPT SU33IDI/=RY ARKAKGEMiSPrS
 ---pagebreak---                                                           'GTS-ISTS
                                              TO 'I'Hin
   agsemmv BETVJI^ TH ? U ^ ITDD KIKGIXV .! OV CRSAT BRITAIK AND nokthvirn
   VHI3 bUkOPiSA!; ATO;.:iO SJKRCY CGwjiUIilTY AI:'l> THE EiTivRit A'PIQft AL ATOMIC ' KN SRGY .
   AGLiiCY POH TI 1)3 APPLICATION 01-' 3APEGUARD3 B< THE UliJTSD KHGDOkI lì, COiiKECTION
  WITH - THE TRiSATY Ox) THiS KOU-PIfOLIPiSRATIOK OP MJCLEAR WEAPONS
  The3e Subsidiary Arrangements , made under Article 39(a ) of the Agreement between
  the United Kingdom of Great Britain and Northern Ireland , the European Atomic
  Energy Community and the International Atomic Energy Agency in connection with the
  Treaty on the lion-Proliferation of Nuclear Weapons , signed at Vienna on 6 September
   19?6 , specify in detail , to the extent necessary to permit the Agency to fulfil its
  responsibilities under this Agreement , how the procedures laid dovm in that Agree­
  ment are to be applied ." The Agreement and its Protocol are hereinafter referred to
• as 'the Agreement 1 and '•the Protocol' .          These Subsidiary Arrangements consist of :
  A.     An Introduction relating to
         I    The Rules and Methods for the implementation of the. criteria
              referred to in Article 81 of the Agreement and Article XII of
              the Protocol .                            .        ■
        II • The co-ordination arrangements referred to in Article XIX of
              the Protocol .                                       \
     . III    The specification of the form and format of reports referred
              to in Article IX of the Protocol .
        IV    The arrangements for the implementation of the provisions of
              Article 23 of the Agreement .
  B.     A General Port applicable to all nuclear material in the United Kingdom '
         covered by Article 1 of the Agreement which specifies the communications
         to be made between the Parties , the relevant documents , the procedures to
         be followed and the time limits for actions to be made between the Parties .
  This Part is supplemented by the following Annexes :
  l(a) The current Facilities List as specified in Article l(b ) of the Agreement .
  l(b ) A current ] j st of Facilities in the United ?.'ingdom designated pursuant to .
           Article V0 (;> )• of the Agreement .
    Annex l(a) and Annex 1(b ) are r.ot an integral part of these subsidiary arrangements
  II       The agreed indicative questionnaire , referred to in ArticTe II ofths
           Protocol .   This indicates the design and other information to be provided
           for the preparation of Facility Attachments .
  C.     A separate Attachment for each facility or part of a facility .
    June 1079                             BESÏRSCTED
 ---pagebreak---                                                                                            1.
                                             li Ï\.<S   i LU                               !-
                                                                                          .I
                                                                                            I
                                   STTBSITJTARY       ARRANGEMENTS                          lv
                                                                                            ï
                                                                                            1
                                            INTRODUCTION                                     Γ­
                                                                                             Ι
I ' RULES AUD METHODS FOR THE IMPLEMENTATION OF THE CRITERIA REFERRED TO .                    !
      IN ARTICLE 81 OF THE AGREEMENT AND ARTICLE XII OF THE PROTOCOL UNDER (                  J
       THE TERMS OF THE UK/EURATOM/lAEA AGREEMENT                                 •            !
1 . The objective of safeguards will be achieved , inter alia, through routine
      inspection efforts under the Agreement as determined on the basis of the        '         '
      criteria described below.                                    \
                                                                         '    :         '
                                                                                                 j
2.     The criteria for determining inspection efforts are :-                                     !
         (a) the form and accessibility of the nuclear material to be safeguarded;        ■j
         (b ) the effectiveness of the Community 's safeguards ; .                                 ;
         ( c) characteristics of the 'nuclear fuel cycle being safeguarded in the UK ;             \
         ( d) international interdependence in relation to the nuclear fuel cycle
              being safeguarded in the UK ; and
         ( e) technical developments in the field of . safeguards . ,                                [
3 . All routine inspection activities expected to be carried out by Euratom and                      !
     t                                          .                                   .                !
       the Agency will be listed and allocated adequate inspectors' time for their                    ;
       execution , so that in total the ARIE 1 * and ARIE 2* efforts derived will be _
    . sufficient for practical operations .                                                           i
 4.    In the case of installations for uranium enrichment or using significant
       quantities of plutoniuia and highly enriched uranium or reprocessing irradiated
       fuel and such other facilities as mutually agreed upon the IAEA and Riratom will
       form " Joint Teams " of inspectors who will jointly carry out their work.
       Basically all routine inspection activities to be carried out under the Agreement
       in each plant will be considered as a task to be performed by one Joint Team .
 5 . The purpose of having Joint Teams of inspectors is to enable both organizations
        to achieve the safeguards objectives , with minimum intrusion into facility
        operations compatible with these objectives and with the avoidance to the extent
        possible of unnecessary duplication .
 6 . The Joint Team will perform common verification activities undertaken in
        mutual support in such a way as to give each organisation all the information
        required to draw its own independent conclusion.
  7. Provided . that the objective stated in 6 above is assured the following arrangements
        shall guide the operations of the Joint Team :-
  * Actual Routine Inspection Efforts of the Community (ARIE 1 ) and of the Agency (AltlE 2)
 ---pagebreak---    ( i)      Collection of basic data will be done as far as possible on the basis       1
             of a common set pf working papers . The distribution, of tasks within
             the Joint Team will be decided by the team itself . If a certain inspection
             activity 13 considered as requiring more than one inspector , inspectors
             from both IAEA, and Euratom mem, bers of the team will be present . An
             activity which can be carried out by a single inspector may be undertaken >
             by any mem ber of the Joint Team . Sampling plans will be prepared            [
             jointly, but provision will be made where required for each organisation i
           _ to perform its own analysis on sampling taken . If seals are required by      j
             both organisations the Joint Team will apply one agreed seal . Until          i
             mutually -accepted seals are available , different seals may be applied .     i
   ( ii )    Data obtained in the course of performing inspection activities will be
          . reviewed for completeness and correctness by the Joint Team -. Identical
             copies of all data collected will be compiled by the Joint Team and
             made available to both organisations .               . •
                            0
   ( iii ) No hierarchical structure is foreseen for the Joint Team . Requests to
             the operator relating to Joint Team activities will normally be
             channelled through the Euratom inspector and the Agency inspector will
             accompany him whenever it is considered necessary by the Agency .
  These Rules and Methods will , for similar conditions , provide for the
!
  implementation of similar safeguards in the United Kingdom as in other states
  subject to Community and Agency safeguards .
The inspection efforts for typical facilities are shown in the following
specific examples . These examples shall be reviewed from time to time
to take into account new technological developments in the field of safeguards
and experience gained.
 ---pagebreak---                RESTRICTED
                                                     £
                    •                              {> ,
                      EXAMPLES
                                  *
The following examples illustrate the application of
the Rules and Methods .  They have "been established
for a number of realistic cases .
                           4
 ---pagebreak--- . :               •              .            • ;                                                     (S
 EX/.MPI.H A           A !Rn.wfc Tlreodftt» Hf*aetor                 • •       À
                                                # •
 Application to a fast "breeder reactor of nominal inventory 1000 kg             plutonium
 and 3000 kg natural uranium, and a throughput of 1000 kg plutoniui^ and 3000 kg
 natural uranium per year .                                                         .    . ...
 It is assumed that the reactor is operated continously .
                                                                   ARIE 1                 ARIE 2
          Activities                 ]\Tum"ber of events/year   (man days /y )        ( man days /y )
   1   Receipts                                150                       *                      *
   2   Despatcnes                              150                       *                      «•
   3 Examination of records ,                                          20      !               20
                                                                               I
   4 Physieal Inventory                           2                    10                       5
       Vérification
                                   1
   5 Containment/ Surveillance                                     .   20                      20
       Activities
     ■ Total                                                           5°                      45
   * Covered "by verification activities associated vjith fast "breeder reactor storage
       facility .                                             "            .      .
                                                    - 5 -
 ---pagebreak---                                                                                                   .     . 0:
EXAMPLE 33    Fr^nh e<nd Trrefliaiefi Fuftl Sto TP. RQ associated with a Fast Breeder eiAC vo
Application to a fresh and irradiated storage facility with a nominal inventory
of 1000 kg plutonium and 3000 kg natural uranium and a throughput of 1000 kg
plutcnium and 3000 kg natural uranium per year. It is assumed that the facility
is operated continuously .                                              •
                                                                               ABIE 1           ARIE - 2
          Activities                  Number of events /year          (Man aays/y )           (Man days/y )
                                              150                              75                   75
   1  Receipts
                                              150                             105                   80-
   2  Despatches of irradiated
      fuel
                                                                  I                         I
                                                                                30                  30
   3  Examination of records
                                                                      /
                                                                                      • . I
   4  Containment /Surveillance ,                                               3°        I          3°      |
      activities                                                  ι
                                                                                                             I
                                                                                                             I
                                    !
                                                                          ,     40                   40
    5 Sampling and NDA
      measurements
    6  Pjjysical Inventory                                                  '   20
      vérification
       Total                                                                   300                  300
 Note : For inspection activities at stre-tegic points , other than the strategic
          points referred to in codes 3.1.2 . and 3.2.1 . of the facility attachments ,
          ARIE 1 = 50 and ARIE 2 = 50 man/days are assumed . This figure is not "based
          on calculations or specific characteristics of the facilities in question ,
          is pro memoria only and is included in the ARIE figures for the various
          inspection activities indicated in the table . •
 ---pagebreak---                                                                                              es
 EXAMPLE C ' Fs.st Reactor Fuel HeprfloeKsin.fi' Plant            "         ■£
                                                                              ' Λ ,
                                                                              V
Application to a fast reactor fuel reprocessing plant of nominal ; inventory of
 1000 kg Pu and. nominal throughput of 1000 kg per year .                 \
                                                                            i
 It is assumed that the plant is operating -> from dissolver to process -
300 days per year on a 7. days per v/eek and 3 shifts per day basis , and
 performing about 35 ^ dirsolutions .
                                                                          ARIE 1         ARIE 2
           Activities               Number of events/year            ( Man days/y )   ( Man days /y )
                                                                I
    1 Receipts                              150            .    I ·       75               75
    2 Input measurements                    350                          350              350
.■■3  Pu output                              25                       -   25               25
                                                     1
   4  Waste - hulls + LAW/MAW                                             50               30
                                                                          *                *
    5 Containment /Surveillance
      activities
    6 examination of Records                                              30        '      30
   7  Calibrations and verifi - •                                         10               10
      cations of operators              \
      measurement system
  ' *
    8 Sample preparation for               400                 1          90               90
      shipment
                                  I
                                               »
    9 Clean-out operations                   2                            20
 10   Phyr-ical invent ory                   2                            20               20
      vérification
      Total                                                              670              630
 * Covered by     other verification activities
 Note : For inspection activities at strategic points , other than the . strategic
          points referred to in codes 3.1.2 . and 3.2.1 . of the facility attachments ,
          ARIE 1 = 80 and' ARIE 2 = 80 raan/days are assumed .      This figure, is not based
          011 calculations or specific chs-racteristics of the facilities in question ,
          is pro memoria only and is included in the ARIE figures for the various
          inspection activities indicated in the table®
 ---pagebreak---                                                                                                     (9
K/AMPLE -3     Fnbricrvtion of TTixod PIirb on ii; ir; /Ur•? nin m Oxide Puel Kler.cnts
Application to a mixed, plutoniura/uraniuia fuel element fabrication facility of
nominal inventory 300 kg plutonium plus 900 kg natural uranium and a throughput
of 300 leg plutonium and 900 kg of uranium per year * It is assumed that the
facility operates 8 hours/day for 5 days/week for approximately 300 days /year.
                                                                               ARIE 1          ARIE 2
          Activities                    Number of events/year            ,[ Man day s /y )    Kan. days /y
                                                                                           L
  •1  Receipts of plutonium                            25                         25              25
      nitrate in flasks
   2  Transfer of plutonium                                                       50              50
      nitrate to storage tanks
   3  Verification of input to                                                     50             50
      conversion process
   4  Observation of sarapling                                                    40              40
      activities                                ■
                                                                          i
   5  iJDA measurements                                                          , 80       I      80
   6  Shipment of sub assemblies                     25                            25       !     25
                                                                                            I
   7  Clean out operation                               2                          20               0
                                      I
   8  Physical Inventory taking                         2                          40             30
   9   Containment /Surveillance                                                   50              50
       activities
  10 Examination of Records                                                        40             40
  11 Calibration and verification                                                  20              20
     of operators measurements
     sy st em
  12 Samples preparation for                                                       50              50
     shipment
  13 Preparation of standards                                                      40              40
     Total                                                                       530             500
 Note : For inspection activities at strategic points , other than the strategic
          points referred to in codes 3.1.2 . and 3.2,1 . of the facility attachments ,
          ARIS 1 = 100 and ARIE 2 = 100 man/days are assumed . This figure is not
          based on calculations or specific characteristics of the facilities in
          question , is pro mernoria only and is included in the ARIE figures for the
          various inspection activities indicated in the table .
 ---pagebreak--- EXAMPLE E       Zor-o Enwy- Bredder Heaotor
Application to a Zero Energy Breeder Reactor of nominal inventory of 1700 kg
plutonium as metal and oxide and 2200 kg enriched uranium as metal and oxide
        content 650 kg ) ana 58 tons of natural uranium . It is assumed that
the facility is operating 8 hours/day' for 5 days/week throughout the year .
                                                                 ARIE 1            ARIE 2
     .  Activities                  Number of event s/year    ( Nan day/y )     ( Man day/y )
  1    Receipts                            20                      20               20
  2    Despatcnes                          20                      20               20
                                  I
  3    Observation of                                              60       Ij!     50
       ongoing operations
                                                                              I
  4    Containment /Surveillance                                   00               80
       activities                                           i
       EDA Activities                 selected at random          100              100
                                  I
  0    Physical Inventory                   2                      10               10
       vérification
  7    Examination of records                                      10               10
       Total                                                      300              290
                                                           ;
Note      For inspection activities at strategic points , other than the strategic
          points referred to in codes 3.1.2 . and 3.2.1 . of the facility attachments ,
          ARIE 1 = 50 and ARIE 2-^0 man/days are assumed . This figure is not
         ■based on calculations or specific characteristics of the facilities in
          question , is pro memoria only and is included in the ARIE figures for the
          various inspection activities indicated in the table .
 ---pagebreak---                                                                                       l-M ,  -
  EXAMPLE F     Continuously Fuelled Grn.phite I'socierntcd Reactors
                                     »
*·                                    ·                                         V
 Application to :
 a ) A power station fuelled with natural uranium metal fuel with a nominal
     inventory of 900 tonnes uranium and an annual throughput of 120 tonnes
 b ) A power station fuelled with low enriched uranium ( enrichment varies from
     1.162 to 3.50 w/°        nominal inventory of 280 tonnes total uranium and
     annual throughput of 39 tonnes uranium .
 Reactors operated coritinously.
                                                                   ARTE 1         ARIE 2
       Activities                  Number of events/year        (Man days /y ) (Man days/y )
                                 1
                                 1
   1 Receipts                    I            30             j
                                                             1
                                                                   NTL +          NIL
                                                                                      *r
   2 Dcspatches                             • 30                    30             30
   3 Examination of                                                 10             10
     records
   4 Physical Inventory                        1                     5              3
     vérification
   5 Containment and Surveill­                                       *              *
     ance activities
   6 NDA measurements                                                5   ■          5
                                                              1
     Total                                                    I     50             48
    if sealed at fabrication plant
 * covered by other verification activities
                                         - 10 -
 ---pagebreak---                                                                            'ii
                         RÊSTR is-' in D
                    SUBSIDIARY ARRANGEMENTS
                           INTRODUCTION
II Co~ordination Arrangements
   The co-ordination arrangements referred to in Articles XIX and XX of the       |
   Protocol are specified in the Facility Attachiaents . Inspections of facilitiei
                                                                                  I
   designated pursuant to Annex 1(b) of these Subsidiary Arrangements are
   to be carried out , where so agreed , by Joint Teams of inspectors drawn fronr
   the European Atomic Energy Community and from the International Atomic
   Energy Agency. .                            ,                                  !
                                  11
                         RESTRICTED          .
 ---pagebreak---                              RESTRICTED
                        3ϋΒ3ΙΓ>ΙΛΙΐΥ ΛΙΪΠΛΚΟΕΜΞίΤΒ
                              ικτηοΰυοτιοκ
l-'orm and Format of Ronorts
Accounting reports shall normally be provided to the Agency on magn®*' 10
tape . They shall inolude ell the appropriate information specified in
Code 10 . The format for reports on magnetic tapes v/ill be specified m
letters to be exchanged between the Commission and the Agency 's Secre­
tariat .
Under exceptional circumstances , accounting reports may be transmitted
in hard copy .
                              - 12 -
                        RESTRICTED
 ---pagebreak---                                                                                      0+
                         ï\    I A < , 'W a U
                                                                ;
                   ' SUBSIDIARY ARRANGEMENTS
                            INTRODUCTION          .
IV Arrangements for the implementation of Article 23 of the
   A,crrecment                    '•
   At the time this Agreement enters into force the United Kingdom and
   the Agency uhall jointly agree the inventory of nuclear material
   already in the United Kingdom which is subject to other safeguards agreements
   between the Agency and the United Kingdom .
   The Agency and the United Kingdom shall seek jointly to make arrangements
   with the other parties involved so that safeguards in the United Kingdom
   under such Agreements are suspended .          The United Kingdom will inform the
   Agency by letter of the amounts of material under other Agreements which
   susbequently arrive in or are despatched from the United Kingdom , within
   JO days of receipt or despatch.                     1
   On the basis of such transfers the United Kingdom and the Agency shall
   each maintain a record of the amounts of material subject to suspended
   safeguards agreements and shall compare their records at . six-monthly
   intervals .,
   It will be the responsibility of the Agency to designate a sufficient
   number of facilities to ensure that the total ajnount of material of each
   type actually safeguarded in . the 'United Kingdom is at all times equal to
      /
   or greater than the corresponding quantities in the above mentioned record ..
                                  - 13 -
                             ΚΡδΤΡΙΓΤΓΡΓΪ
                                   i i v i v. * i
 ---pagebreak---                              RESTRICTED
                          SUBSIDIARY ARRANGEMENTS
                               GENERAL PART                -
                             Table of Contents
                                                             /
hde         Subject
 .
            Channels of communication
    1.1           Communications from Agency
    1.2           Communications to Agency                                   •
2.          The Community 's Safeguards Measures referred to in Article 32 of
            the Agreement
    2.1           Measures foreseen in the Agreement
    2.2           Specifications of information to be provided by the Community
  .         Provision of information by the Community
    3.1           Information on facilities or parts of facilities
    3.2           Radiological protection and safety
    5-5           Initial report
    3 .^          Accounting reports
     3.5        • Spécial reports
     3.6          Information on transfers into or out of the United Kingdom
            Provision of information by the Agency to the Community and to t e
            United Kingdom
     4.1          Agency statements
          I
     ^.2          Advance Notice of ad hoc inspections
5.          Publication of information by the Agency
 6.         Termination and exemption
      6.1         Model arrangement for termination
      6.2         Model request for exemption
      6.3         Model communication on re-application of safeguards
    .
             Advance notifications of transfers of nuclear material out o or
             into the United Kingdom
                   Model communication for intended export
      7.2 I        Model communication for exoected import
          I                                       »
 ---pagebreak---       F
                                       ' )?y )C' £*    r 4i 5 '**v '7 • r-
                                                       i,     *> 1
                                   Table of Contents ( Cont'd )
   t
   *•
  é
   t
        '
                       fT"                                                       *rrr-
                                                                                  Λ-
 j:          Code                                              Subject
 f
f.         8               Model inventory of nuclear material subject to safeguaras
                           under the Agreement
           9               Samples, for Safeguards
          10               Report forms and explanations of their use .
          11               Provision of information by the United Kingdom on intended
                           withdrawal of nuclear material for national security reasons
                           ( Article 14 of the Agreement )
         Annex 1(a )       The current Facilities List
                     ;
         Annex 1(b )       The current list of Designated Facilities
         Annex II          The Indicative Quest ionnaire for the provision . of
                           Design Information                                           ,
                                            j.-. [»« v l «• 1 n         i> N 1 i
                                                          - 15 -
 ---pagebreak---         .L
                                       Ώ 'ΓΤ.Ο'~'5·"·» ΪΛΤΓΙΛ
                                                              MJ
                                                           )| Itfll i»-»
                                     1.      Channels of communication
                                                                          '' "-            •              •         ■        \
)ûô                Subject                                                               Name and Address
                                                                                                              ι
,1         Communications from Agency                                                                              and :
, 1.1      On matters relating to implementation                             The Safeguards Office Commission of
           of Agreement , Protocol and Subsidiary 1                          Department of Energy "the European
           Arrangements .                                                    Thames House South         Communities
                                                                             London SW1P kQJ            Directorate of
. 1.2      Routing of communications under 1.1.1                             Direct               Euratom Safeguards
                                                                                                        Jean Monnet Bid
. 1.3      Normal contact of Agency inspectors                               The Safeguards Office Kirchberg ,
           in the United Kingdom .                                           Department of Energy - Luxembourg
                                                                             Thames House South         Grand Duchy of
                                                                             London SW1P ^QJ                    , Luxembourg
           Communications to A.<?e nev
 . 2.1     On matters relating to implementation                             The Director General
           of Agreement , Protocol and Subsidiary                            International Atomic Energy Agency
           Arrangements .                                                  . K&mtner Ring 11 "        Sox 590,
                                                                             A.-1 01 T Vienna Austria
                                                                             Téléphoné : 52^511.'
                                                                             Telex        : 01 2645
                                                                             Cable        : INATOM A
                                                                  /
                                                                              Or Agency staff member shown by
                                                                              previous communications to be
                                                                              authorised to deal with subject
                                                                              matter .
  . 2.2    Contact in case of accidents or                                     As Above
            other emergencies involving
            Agency inspectors .
                                                       - 16 - '
                                                        i!               D                           '      .
 ---pagebreak---                                                                        O v<<-<>i<.vii. W f    »y  I^IUJ    , Ul.(.t.Uw  t .v w.tj wsA- w •.» ^ « A    WM
       // I « », C
      L+jy
                      .J i t      <!» &"%
                            ô_Vy_ | &®jLy                              to ,-i'n Article                 ;2 o.C the A<~re-2r.ent                              ys, -
                                                          ,
                                                                     I
                                      Référencé t/
; odc                     I             ( Articles )                                                                                               Subject .
                               Agreement          | ■ Protocol
                                                  i          :     i
                                                                          j .?O"5 sut, '0 c >                       i.n "tno A orroor,.on ,f/
!. 1                  ■|I
Î.1.1             ■■ I                                                    F or me a s lire r.:o nt :
                               32(a )           !                          A measurement system for the determination v/ nere
                        J
                                                            <
                                                                           appropriate of quantities of nuclear material
                                                                                  (i)            receiveâ ;
                                                                                ( ii )           produced ;
                        I                                                     ( iii )            shipped­
                                                    •   '
                                                                                ( iv )           lost ;
                                                I                             - (v )             other-.vise removed from inventory , or
                                                                   i I          (vi )            on inventory.
                                                                 • !
                               32(b) . jI                      -   i
                                                                        „ The evaluation of precision and accuracy of
                                                                          measurements ana the estimation cx measurement
                          I                     !                          uncertainty .
                          1 '              -   I
                          i ■ 32(a)            |                          Procedures for taking a physical inventory.
                          | 32(o )
                          I
                                             '                            Procedures for the evaluation of accumulations
                                                                           of unmeasured inventory and unmeasured losses .
                                                  i
 2.1,2                                                                    For accountnncv :
                              32(c )           |I I
                                                      '
                                                                          Procedures for identifying , reviewing and evaluating
                                               I                          differences in shipper/receiver measurements .                                      . r
                                               I
                              32(f )                                      A system of records and reports showing , for eacn
                                                                          material balance area , the, inventory of nuciear
                                                                          material and the changes in that inventory inexudins,
                                                  I '                     receiots into and transfers out of the material
                                                                          balance area .
                              32(h )                                 I Procedures for the submission of reports to - the
                                                                     I Agency in accordance with Articles 59 ~ °5 ana o7 - ■
                                                                          of the Agreement and with Articles VII - IX of ' the
                                                                          Protocol .
 . 1.3                        32(g)                                       Provisions to assure correct operation of the                                             '
                                                                          accounting procedures and arrangements .                                                 j
                                                                                                                                                                   I
                                                                                                                                                                   ί
             ■      ,  i
                 Reference to Articles in these columns is purely indicative so as to facilitate
                 cross-reference between the Subsidiary Arrangements and the Agreement and the ^
                 Protocol respectively.
                                                                ËESI!                      S " f>
                                                                                           iZU
                                                                                  - 17 -
 ---pagebreak---                                    :JBD                                             (Ά
         Ile fercnco
       ( Articles )                                Subject
Ar-reement      Protocol
32(a )                   Specif icnt : on ?, of informat io n to        Tnforrn tinn
- (h)                    be "provided ( as pnolicgble j                 nroviôad bv I
                                                                        Coinmunity
                         For each of the iters listed
                         under code 2.1 information is .
                         to be provided on :
                         The existing legislation ( laws ,
                         regulations , general adminis­
                         trative procedures ) giving
                         requirements or laying down                    The European
                         minimum standards ( outlines ,                Communities Act
                         and brief extracts of relevant                 1972
                         texts , and rex"erences ).
                                                                        The Treaty
                         The organizational unit(s ) in                 establishing The
                         the United Kingdom responsible                 European Atomic
                         for :                             ,             Energy Community
                               (2)
                                 ( i} measurement ;
                               ( ii )    accountancy;
                                                                       L.1957
                             ( iii ) the assurance that the
                                         functions listed under
                                         codes 2.1.1 and 2.1.2
                                         are carried out correctly
                                                                         Commission
                         The extent to which each of the
                                                                         Régulation
                         organizational units involved                   ( Euratom) No ,
                             (1)       has authority to insure           3227/ 76 ,
                                       compliance with the               19 October T97S
                                      provisions of the
                                       Community ' s Safeguard?
                                       carries out audits ;
                          ( iii )    • carries out independent
                                       measurements .
                          The procedures and techniques
                          followed by each organizational
                          unit in order to meet the
                          requirements or minimum' standards
                          referred to under code 2.2.1.1
                                                   Note : The Agency should be –
                                                          provided with texts of
                                                          new laws , regulations of
                                                          general administrative
                                                          procedures as soon as
                                                          possible after promulgation.
                                    - 18 -
                                                   ÊBIR j CTED
 ---pagebreak---                                                                                                              1^-°
                                       t, fV.'î  1 i.ufw'
                     3.   Provision of information by the Community
                Keference
Code            ( Articles )                              Subject                             Date or time limit
        Agreement        Protocol
 3.1                              Information on facilities or parts
                                  of facilities
 3.1.1                    II-V    Provision of design information in                            Prior to discussion
                                  respect of facilities or parts                               of the Facility
                                  thereof identified in the Facilitie                          Attachment .
                                  List ( Annex 1(a )).
 3.1.2                    II-V    Provision of design information for                          Not later than 30
                                  new facilities or parts of new                               days before the
                                  facilities together with complete                            facility or part ofj
                                  proposal for the Facility                                    facility scheduled )
                                  Attachment .                                                 to - go into operatio:
 3.1.3,   ^5              II-V    Provision of information on                                  Not later than , 15
                                  significent changes to data                                  days before the
                                  previously provided under 3.1.1                              modification is
                                  or 3*1.2 , as specified in the                               scheduled to be
                                  relevant Attachment together                                 completed .
                                  with the proposal for consequent
                                  amendment of the Attachment .
 3.1 .    *+5             II-V    Provision of - information on                                Together with the
                                  changes to data previously                                   first inventory
                                  provided under 3-1.1 or 3.1.2                                change    report made
                                  other than changes specified                                 after modification
                                  in 3-1.3 .                                                   is complete .
                                  Note 1
                                  With reference to subjects under
                                  code 3.1 :
          6(a )                   Confidential information shall                               When provided .
                                  be marked as such and treated
                                  accordingly .
          8(c )                   Confidential information , once                              When examined .
                                  examined , may be marked by the'
                                  Agency to show that the examina­
                                  tion has taken place .
                                  Note 2
                                  with reference to subjects under
                                  codes 3.1.2 and 3.1«3 :
          k2,k5                   If the information cannot be
                                  provided in full at the time
                                  specified , the Agency and the
                                  Community may agree on a later
                                  date for completion of the
                                  information .       ' ,
                                              - 19 -        5 V t .T-, + * F r ■ ' ,, ' •' f>
 ---pagebreak---                                                                                              1*1         1
                                                                                                         Γ
                                                                              '  .   ,     '               ι
                                                                                                       •   t
                   Reference
Code                                                     Subject                Date or time lirnit
                   ( Articles )                                                                             i
                                                                     / '
                                                                                                            Γ
          Agreement        Protocol
                                                                                   •                          ï
3.2                                   Radiological Protection and Safety ♦/
                                                                                                              I
3.2.1      44 ,- 88                   Information on laws and regulations       Initially upon entry           (
                                      for radiological protection and •         into force of the              j
                                      safety in the United Kingdom as           Subsidiary Arrangements!
                                      applicable to Agency inspectors .                                         I
        I                           ι                . .
                                                                                                /   -           f
3.2.2      44 , 88                    Information on radiological               Initially , upon entry j
                                      surveillance measures and on              into force of the                j
                                      medical facilities that are, avail­       Subsidiary Arrangements
                                      able for Agency inspectors . in case
                                      of radiation accidents .
                         I
                                                                                Note
                                                                                The Agency should be
                                                                                provided with informa­
                                                                                tion on new laws or
                                                                                regulations , or change
                                                                                to the information
                                                                                provided under code      =.
                                                                           . ;  3.2.2 , as soon as
                                                                                possible after such              |
                                                                                new laws or regula -             ,
                 9
                                                                                tions have been                  j
                                                                                promulgated or changes j
                                                                                introduced .
                                                                                                                l
 3.2.3       , 88                     Information on radiation dosages          Quarterly , or as soon .
                                       received by Agency inspectors in         aspossible after      , j
                                       the performance of their functions        significant radiation j
                                       in the United Kingdom .
                                                                                 exposure .                     j
                                                                                                                !
                                                                                                                i
                                                                                                                I
                                                                                                                I.
  1/   It is understood that the United Kingdom will ensure that staff members of the Agency
       carrying out functions under .the Agreement benefit fully from the health and ,                          j'
       safety measures in force at each facility , including the provision of available                         "
       medical care and measures for emergency assistance in case of accidents .                                F
 ---pagebreak---          Reference
        (Articles )                         Subject                Date or time limit
        nent I Protocol
A ?r cernent
62 , 34                     Initial ReDort
                            Despatch of the initial report of      Within thirty days
                            all nuclear material subject to safe­  of the last day of
                            guards under the Agreement .           the calendar month
                                                                    in which Agreement
                                                                    entered into force
                                                                   by the fastest means
                            ( For content see standard form R.02 , of communication
                            as attached to' Code 10 with explan­   "( express air mail or
                             ations ).                             diplomatic pouch ).
If material balance areas tinder the Agreement have not yet been defined , list
material according to material balance areas or geographical location as used
by the Community .
                            Accounting Reports
59-61 ,        VI , vn ,    Despatch of inventory change           As soon as possible ,
63 ( a), 64    IX .         reports either in a consolidated       but within 60 days
65                          list or individually, as specified     after the end of the
                            in the relevant Attachment , and       month in which the
                            concise notes .                         inventory change (s )
                            (For content see standard form R.01 ,  occur ( s ), by fastest
                                                                   means of communication .
                              as attached to Code 10 , with expla-
                              ations . )
59-61 ,        VI , ■VIII , Despatch of material balance           As soon as possible ,
63 (h ), 67    IX ,         reports with physical inventory        but within 60 days
                            listing attached .                     of completion of
                                                                   physical inventory
                                                                   taking.
                            (For content see standard forms
                            R.03 for material balance report
                            and R.02 for physical inventory
                            listing,, as attached to Code 10 ,
                             with explanations .)
69                          Despatch of amplification and          Normally within 30
                            clarification of accounting            days of the date of
                            reports .                              Agency*s request .
 ---pagebreak---                                                                                                      .               f!
                                                Η        " Λ·ΐ"--\                                                   1;
                                                                                                                     y
                                                                                                                     [
        i
                                                                                                           ■ •   •   l
                                                                                                                     f
                    Referemce
                : ( Articl. es )                   Subject                             Date or time limit
• de
                             Protocol
          Agreement J                                                                      •                          r
)   '
                                        Spécial 'Reports
M,        68                            Despatch of . special reports .               Without delay aft or the         ,
                                                                                      Community is led . to             '
                                                                                      believe that there is or
                                                                                      may have been loss of
                                                                                      nuclear material or after
                                                                                      the containment has un­
                                                                                      expectedly changed to the
                                                                                Ν
                                                                                      extent that unauthorized
              .   f
                                              ■
                                                                                      removal of nuclear materi­
                                                                                      al has become possible ,
                                                                                      by cable , telex or tele­
                                                                                      phone and follow-up lette :
                                        Despatch of special reports in case
5.2       91(C )                        of unusual incidents or circum­
                                                                                      Immediately after
                                                                                      incident or circumsta­
                                        stances during transfers of nuclear nce is known by cable ,
                                        material into or out of the United
        i                               Kingdom which have been notified              telex , or telephone and
        I
                                        to the Agency under Article 91 ( a)            follow-up letter .
 5-3      69,9t(c )                     of the Agreement                              Immediately on receipt
                                        Despatch of amplification and                 of Agency 's request or
                                        clarification of special reports .
                                                                                      as soon as possible
                                                                                      thereafter .                 •
        ι
                          I
          53                            Note ; The Agency may request                  As long as the relevant
                                                 amplification or clarifi­             records are retained as
                                                 cation of the reports                 specified in Attachment
                                                 referred to under Codes               concerned .
                                                 3.^.3 and 3-5.3
                                                                                    I
,6    '                               I Information on transfers into or
                                      i
                                        out of the United Kingdom
. 6.1      9l(b ) ( i )                  Despatch of advance notification               To reach Agency normally
                                        of transfers of nuclear material           I not less than ten 'days
                                         out of the UK of more than one            j    before shipment
                                         effective kilogram .      See Code             See Note 1
                                         7.1 . for details of information
                                         to be transmitted .
 . 6.2     9"i(b ) ( i )                 Despatch of advance notification of To reach Agency normally
                                         transfers of nuclear material                  not less than ten days
                                         out of the United Kingdom from                 before    shipment
                                         facilities which normally export               See    Note 1
                                         significant quantities to the
                                         same State in shipments eacji
                                         not exceeding one effective                                           /
                                         kilogram , if so specified in
                                         the corresponding Facility
                                         Attachment .
                                                                            * \ m     r      *
                                                                            • a r /
 ---pagebreak---                                                                                                     (Ï4-;
                       Hei e :rence
     Code              ( Art :Lcles )                      Subject              I    Date or Time Limit
                Agreement ]|     Protocol                                       i
                              I!          l
                                                                                I                 ' _       >
                                                                                                          '  I
     3.6.3      9l(b)(ii )                  Despatch of advance notification of   To be sent to the Ager.|
                                            nuclear material transfers into the   not later than the da;$
                                            UK each of more than one effective    of receipt , and whenovj_
                                            kilogram . See Code 7.2 for details   possible at such time :
                                            of information to be transmitted .    to ensure that it is
                                                                                  received by the Agency ^
                                                                                  later than, two days be;
                                                                                  the material is unpacki '
                                                i                    \          i
Note 1 :    In practice ,, the notifications under Codes 3.6.1 and 3.6.2 . should be despatched "to '
            reach the Agency 5 working days before the nuclear material is to be prepared for                  |
            shipment .                                      -
  tote 2 :  If the observation of the time limits' given under codes 3.6.1 , 3.6.2 and 3.6.3 would
            result 'in delayed shipment or unpacking , shorter notice to enable the Agency to act
            under . Article 71 ( c ), as appropriate , may be given be cable , telex or telephone .
            Such a notice should be followed by transmission of the full information under • Codes
'           7«1 or 7*2 as appropriate . In no case will . these requirements be interpreted as an -
!           obligation for the operator to postpone preparing for shipment , shipping or unpacking
            nuclear material .
    ote 3 ? Referring to Codes 3.6.1 , 3.6.2 , and 3.6.3 , despatch of notification of delays not
            giving rise to Special Reports , in preparation for shipment , in despatch or in
            unpacking of nuclear . material will be made as soon as possible by cable , telex or
            telephone . Notifications should give new dates , if known .
  [ote /j : The information included under Codes 3.3 , 3.4 , 3.5 and. 3.6 shall be treated as
  j         confidential and appropriate security measures taken for its transmission .
 ---pagebreak---                                    M* lf* : •>.. ti ' '•     f- ?*** y !
                         if . Provision of Information by the hr^ r-y to ^ e-
                              Conmunity ond to xhe United Kingdom
                                                             »
             Reference                                                                    Date or time limi -          j
 de                                                     • Subject
            ( Articles )                                                                                    ■- i        i
    Agreement      >  Protocol                   ■         ■
                                                                                                            '<          \
                                                                                                            V        •  \
                                 Agency statements
                                 Provision of copies of the Agency 's                      Haif-yearly ' as 0           ;
  1   Vl.66                                                                                30 June       31
                                 unified inventories                                       December not later
                                 See model under code 8 .                                  than 3 months' after
                                                                                           these dates .
                                                                                     !
                                                                                           As specified in.
,2    30,90      .                Statement on the Agency s                                the y.v.cii-ty
                                  verification activities as                               Attachments           /
                                  specified in the Facility
                                  Attachments .
                                  Note
                                                                                           If possible within
                                  If the Community or the Unite                             JO days after .
                                  Kingdom disagrees with any                     .          receipt of the
                                  Agency statement , notice to                              statement in
                                  effect should be sent to the                              question .
                                  Agency                       .                                ,  •        c.
                                                                                       1–
                                                                                        1
                                                                                       £<                          ■
                                  Advance "Mot i ce of ad
                                                                                             Immediately after
>
       83< a >, 7l(a)              Notice by the Agency                  x * nUclear         receipt of anynoti
                                              it intends to insp                             fication pursuant
                                   material in connection v>                                 to code 3-6 above
                                   transfers into or out o                                  and at least 24 . krs
                                   United Kingdom .                                         before the inspeotii
                                                                                                 :             :
                                                                                                             ,r
                                                                 - 24 -
                                                                                                             u
                                                                                                             U '•
 ---pagebreak---                      1                                            £•                7. >          *• •• •                 / ft /
                                                                 i*.*' -1 ^ P » i'.      V- V î* i* ■• i- - ''
    I
    I                                            5.       Publicntion of In formation bv the A /rency
    ;                  ■            •   ■                                                                       •                !
                                                                                                                                 1
                                                   ■ -                                                                           !
   i
                             Reforenc:e
             Code                                                                                              Subject             !
                             ( ArticleÎS )
                                            Protocol
  t'
                         Agreernent j                                                                                              I
             5.1           6(b ) ( ii )                    The Agency may publish the foxlowing summarized informatit
  |i
                                                           after having secured the agreement of the Community and o;
                                                           the United Kingdom .
    I
    ;        5.1.1                                         The amounts and types of nuclear material subject to safe
                                                           guards under the Agreement in the United Kingdom in terms
                                                           of effective kilograms as follows :
 > i
                                                           ( a ) natural and depleted uranium , and thorium ;
 i i
     i
                                                           (b )           enriched uranium with an enrichment up to and
 :|                                                             including 5% >
                                                           ( c ) enriched uranium with an enrichment of more
 il                                                               than 5/J > and
t ■
 il            '   '                                       ( d)           plutonium .
             5.1.2
                                                           A list of the facilities in the United Kingdom which conts
                                                           nuclear material subject to safeguards under the Agreemen;
      ;
                                                       I as follows :
l'                                        I             i
                                                           (a)            reactors with an indication of their purpose and
ji                                                              with their nominal power ;
i:         ■                                               ( b ) conversion and fabrication plants , with an indication
I ;
                                                           whether they are pilot or industrial size plants ;
I;                                                         (c)            isotope separation plants , with their nominal
                                                           capacity ;
      ■
                                                           ( d)           reprocessing plants , with their nominal capacity ;
;      }
                                                           and
: !
                                                           (e)            critical facilities , research installations ( with i
i i                                                        indication of their nature ^ and separate storage facilitis
I ;
!                  /
                                                           The list may also contain the official description and/or
                                                           name , and the location of each facility .
         I
         I
                                                                                           _             _
 ---pagebreak--- Code 6 .1 - Kcdel
A^reomcnt Poforenco                                ,
   ( Articles )                                                         .
13 , '3500            ,    '                                          '   '
                              TERMINATION OF FAFSnUAHDS
                                 ON KUCLIUAT? MATERIAL              " '
                                                                */
                        TO BB tJ£3D III NON-NUCLEAR ACTIVITIES -*
Safeguards shall "be terminated with respect to nuclear material as
specified below :
    a)          c/kg total weight , and          g fissile «
         isotope(s ) 6f                          (Element )
    b ) Chemical composition
        Physical form :
        Enrichment or isotopic composition ( if
        applicable ):
    c ) Material balance area and location therein where
        the nuclear material is now present :
   d ) Present use , with particulars of containment , if
        appropriate :
    e ) The proposed non-nuclear use is :
    f ) The nuclear material , once in use , will be
        practically irrecoverable because
    g) Approximate date of transfer to non-nuclear use :
      For the Community                   For the Agency     For the United Kingdom
      Date                                Date               ( ref para f above )
                                                             Date
    Except nuclear material covered by specific provisions for termination of
     safeguards' in the Facility Attachments if relevant .
                                        - 26 - .
 ---pagebreak--- « Code 6.2 - Model
   Agreement Reference                                                            Q{
        ( Articles )
   36 , 37
                                   REQUEST FOR EXRI-TTIOX
                          FROM SAFEGUARDS' OF NUCLEAR MATERIAL
                                                           Date
   a)     Exemption from safeguards is requested for
        '         gjkg total weight , and           gf:
                                                    g fissile
          isotope(s ) of                            ( Element )
  "b )    Chemical composition :
          Physical form :
          Enrichment or isotopic composition ( if
          applicable )
   c ) Material "balance area and location therein where
          the nuclear material is now present :
  d)      Intented use ( only if exemption is sought
          pursuant to Article 36(a) or ( b )):
   e ) Approximate date of :
          ( i ) for exemption under Articles 36(a) and 37 5
                 transfer out of material balance area
          ( ii ) for exemption urider Article 36(b ):
                 transfer to non-nuclear use
                                                                For the Community
          Exemption granted as above
          Date
                                                                For the Agency
  ^/Except nuclear material covered by specific provisions for exemption from
       safeguards in the Facility Attacliments if relevant .
 ---pagebreak--- Codo 6.3 - - Kodel
Agreoifiont Rofereftco
     ( Articles )
          33
                                RE-.APPLTC ATI 01' OF S AFEGUARDS
                      TH RESPECT OP KUCLEAR MATERIAL PREVIOUSLY EXEMPTED
                                                           Date
a)     Safeguards should be re-applied ia rospect of
                   g/kg total weight , and . ••••••••••£ fissile
       isotcpe(s ) of • •..••••^•.•••••••••••(Element )
b) Chemical composition : •
      Physical form :         ..............................
      Enrichment or isotopic composition ( if applicable )
c ) Material "balance area and location therein where
      safeguards should "be re-applied in respect of
      the nuclear material ............. ...............
d ). Date from which safeguards should be re-applied :
e ) Exemption from safeguards in respect of material
      in question was granted on
      under Article                           (date))
                                              (date
                                                                  For the Community
a ) Safeguards will be re-applied to the nuclear
      material described above .
b ) For nuclear material which was exempted pursuant
      to Article 37 » the amount which now remains
       exeiapted under the relevant paragraph of the .
       Article is
Date
                                                                   For the Agency
                                            - 23 -
 ---pagebreak---                                   nrr>-~ - - -           –
                                  i' ' l "    : • l{ .       -J
                                              A >a     >} t+.i H
Code' 7«1 - Mèâel
Agreement Reference
   (Articles )
     12 , 91
                    INFORMATION TO BE PROVIDED FOR ADVANCE NOTIFICATION
               OP EXPORTS 0 ? NUCLEAR MATERIAL OUT OP THE TOUTED KINGDOM
                  ( a)    Quantity :       total weight of element
                                           in grams/kilogràms ;
                                           weight of fissile isotope ( s ) in
                                           grains ( if applicable ) . .
                  (b )    Chemical composition
                         Physical form                                  '
                         Enrichment or isotopic composition ( if
                         applicable )
                  (c)    Number of items                                  . -
                  (d )   Description (type ) of containers ,
                          including features that would permit
                          sealing
                         Shipment identification data
                  (e)    State and , if known , place of destination
                  ( f)   Means of transport
                  ( g)   Material "balance area and location therein
                         where material is prepared for shipping
                          and can "be identified and where its
                          quantity and composition can if possible
                         "be verified
                                             K ;" S »         H  c. - H
                                                   - 29 -
 ---pagebreak---                                           .h >»M 4Î
Code 7.1 - iïodel (page 2 )
A&Tûcmeni Référencé
   (/articles )
    12 , 91  .
                (h )    Last date when material can "be identified
                        and when its quantity and composition can ,
                        if possible , he verified
                (i)     Approximate dates of dispatch
                        and of expected, arrival..at . destination
                (j)    Date of notification
                (lc)   ITarne of authorised person on behalf
                       of Community
                Note : If separate shipments are prepared together for
                        dispatch to the same State (whether simultaneous
                        or not ), they may all "be specifie<jl in a single
                        advance notification .
                                       KSIR2CTED
                                          - 30 -
 ---pagebreak---                                                                                            (&'
Gede 7»i - Meetel                               i,Sv | fs.U
Agrcement Refcrence                         -
   (Articles )
    12 . 91
                      IITFORKATI PIT TO BE PROVIDED FOR ADVANCE NOTIFICATION
                  OP IMPORTS OP NUCLEAR MATERIAL INTO THE UNITED KINGDOM
                  . (a )    Quantity: total weight of element in grams/kilograms ;
                                         weight of fissile isotope(s ) in grams ( if applicable )
               . . (b )     Chemical composition                               -      •
                            Physical form
                            Enrichment or isotopic composition ( if applicable )
                    (c )    Number of items
                    (d )    Description (type ) of containers
                    (e)     Supplying State
                    (f )    Means of transport .                                    -
                    ( g)    Expected or actual' date of arrival in the United Kingdom .
                    (h)     Material balance area and location therein where
                            material will be unpacked and can be identified and
                            where its quantity and composition can be verified
                                          ïlESTRRTED
                                               - 31 -
 ---pagebreak--- Code 7.2 - Model (page 2 )
Agreemcnt Reference
   (Articles )
    12 , 91
               (i)    Date(s ) when material' will "be unpacked
               (j)    Data of notification
               (k)    Name of authorised person oa behalf
                      of Community ,
               Note :  If separate shipments from the same State are
                       expected to "be unpacked together ( whether they
                       have arrived together or not ) they nay all he
                       specified in a single advance notification .
 ---pagebreak---  ;  . Code 8 - Model
|     Agreeraent^ lîeforonoe
j          (Articlea )
!
j
      12, 41 » 66                            •
i
'                                  THE AGENCY 'S INVENTORY OP NUCLEAR MATERIAL
I        ,                             SUBJECT TO SAFEGUARDS UNDER THE AGREEMENT
!
i
    ,                                         as of
iI
                                    ■                    • ■
      A.   Consolidated Book Inventory
                                                                 Quantity •
              MBA           Facility           Material    I                        Limits
                                                              Total    Fissile   k of Error
                                                             Elément   Isotope
                                      ■ '1
      B.   Material in transit in the United Kingdom
                    Between                                                    Quantity
                                                       Material
            Shipper            Receiver                                  Total        Fissile
                                                                         Element      Isotope
             (MBA)     arid      (MBA)
 1
•I
 1i
  t
  I
                                                 - 33-
 ---pagebreak--- C.    Export Account
                                                                              Quantity
   Transferred to ( st&te and ,
   If loiovm , place of                      liaterxal
                                                                        Total        Fissile
   destination )                                                     Elément         ISOtODO
Notch i . 1 .      Nuclear material in respect of Tfhich the Agency has received a
                   report from the shipping material balance area that the export
                   of the material 'out of the United Kingdom has taken place will'-
                   be placed on the export account for the United Kingdom until
                   such time as the Agency has received confirmation that the
                   material has been received by the recipient State .
       • 2.        Nuclear material transferred to the United Kingdom will be
                   listed in the inventory upon receipt by the Agency of the
                   inventory change report from the receiving material balance .
                   area pertaining to the receipt of the material in question .
          3 ..     Nuclear material transferred between two material balance areas
               . • vrithin the United Kingdom Trill continue to. be listed by the
                   Agency in respect of the material balance area from T7hich it
                   has been shipped , as material in transit , until it is reported
                   to have been received in the receiving material balance area .
                                           - 34 -
 ---pagebreak---                                     nv
                                    RESTRICTED
         Code 9 ~ Mode !
         Agreement Reference
               ( Articles )
                   75
         Protocol Reference
              ( Articles )
                   XXII
                                  SAMPLES FOR SAFEGUARDS
         Information to be included in Sample Forms ueed by the Agency.
1.       Country .
2. "     Facility/ MBA code .
3»       Date of sampling.
4«       Proposed shipment date and means of transport .
5.       Packaging arrangements .
6.       Activity of content .
7.       Agency L;eal number .
8.       Name and signature of appropriate official at shipping facility/MBA to
         whom the sealed package has been handed over for shipment .
9.       Name and signature of authorized official at Facility and of IAEA inspector
         certifying that the samples described in the sample form have been taken
         for analysis .
10 .     Data for samples taken :
     a ) Material description and batch name or number.
     b ) Weight of sample, and bottle .
     c ) Net v;eight of sample .
     d ) Enrichment wt$ ( if applicable).
     e ) Operator's value for element conc.(vrt$.)
     f ) Operator 's values for U/U     /PiV'Th weights - in the sample .
         Note .
       ■ One copy of the sample form to be given for retention by appropriate official
         at shipping facility/MBA
                                    RESTRICTED
 ---pagebreak---                                              v .1 w r
 000 fi   i'J
AfX'OCr.ion'O rio ference
 (•Articles )             .                                                          vO
 " 9-6 ^, %>7
Protocol Référencé                           .
( Artie loo )
         IX '          REPORT F0IC.1S AliL EXPLANATION OP TllSffi US3
                                                              t
IITTRÛDUCTIGN
Reports to bo provided to the Agency conn is t of three types ;       Inventory Change
Reports ( ICR ), Physical Inventory Listing (PIL) and iviiterial Balance Reports ,
(]*I3R ) . For each of these a hard copy proforaa is attached .
These fornis are desicned to give an indication of the contents of the reports
to be provided by the Community to the Agency but these forms will not normally be
used since the reports will normally be provided on magnetic tape .
The form and format of the reports to be provided by the Community to the Agency
are set forth in the Introduction to these Subsidiary Arrangements .
                                   EESIRICTED
                                                 36
 ---pagebreak---                                                              INVENTORY CHANGE REPORT ( ICR ) FORM R.01.1 /C
     COUKTRY                                                                                                 PERIOD COVERED BY REPORT :          FROM                             TO
     FACSLin                                                                                                 REPORT No .
                                                                                                                                                                                                              !                         I
I MATERIAL BALANCE AREA                                                                      •               PAGE No .            OF         ... PAGES         SIGNATURE
il                5            'g             13                »9                  25      28        31   1                                                                           70                       7 4
m          L+.J      I     I I    i II I         I I I I l_l              I I I
                                                                          I            L_J i I I                                                                                      L            i    i 1. 1 ! 1 I I I !1I
                                                                                                                                          ACCOUNTANCY                  DATA                    <*o   UJ          CORRECTION         j
                                            MBA / COUNTRY                                                           Z
              z
              o
                                                                   >
                                                                      lli
                                                                                                    NUMBER
                                                                                                                 JO
                                                                                                                                                                                               <y>
                                                                                                                                                                                                <
                                                                                                                                                                                                     h-
                                                                                                                                                                                                     O
                                                                                                                                                                                                                       TO           :
              h­
                                                               U-Û^UJ O                                                                                                                        CO    z
                         DATE Or                                       O
                                                                                  NAME OR               OF                 H                               o>
                                                                                                                                                                       WEIGHT OF
              <                                                                                                  o: o.                                                                  O
   ENT RY                                                                                                                                                 \
              D        INVENTORY                               iuÇz   U         NUMBER OF            ITEMS
                                                                                                                 H5
                                                                                                                           Z                               CT>            FISSILE
                                                                                                                                                                                        O
                                                                                                                                                                                        o
                                                                                                                                                                                               cc
                                                                                                                                                                                                     UJ
                                                                                                                                                                                                             REPORT         ENTRY
     N o.     Z
                         CHANGE                                ^ LU ^  CL          BATCH                IN
                                                                                                                           UJ      . WEIGHT OF            _JÉ                                   ID
                                                                                                                                                                                                     co
                                           FROM           TO                                                                                                            ISOTOPES                     G
              \ '
                                                                       5                             BATCH       < i^       ■K
                                                                                                                                       ELEMENT            h-                            (L
                                                                                                                                                                                               <-o                No .        No .
              Z                                                                                                  2 LU
                                                                                                                           LJ
                                                                                                                                                                    ( URANIUM CNLY )    O       <    z
              O                                                                                                            -J                             Z                                    lu    o
              u
                                                                                                                    O      LU                             ID
                                                                                                                                                                             ( 9)       o
                                                                                                                                                                                                2    o
nrn          iïTι–πτπτπ                                        rrraITT;                          m                       h I 'm ]                ï®. LLLiJ                                 ι : NI Π1                              M
   '    :ΓΊm             4           I    10            »        18
                                                                               21                    39      r »         blJI       36                  46
                                                                                                                                                                       48             ULLuLl                  74          :LU     L_fB0l
πnπ                                                                   π                                                                                                                       LL                                  LΜ
ππΠ                                                                   □                                                  □                                                            u                                           LΗ
ππΠ                                                                   □                                                  □                                                            MLL                                         LΜ
ππΠ                                                                   Π                                                  □                                                            ΜLL                                 L_LΜ
ππΠ                                                                   □                                                  □                                      Γ                     I L                                         L   2
ππΠ                                                                   Π                                                  Π                                                            uLL                                         LM
πΠΠ                                                                   Π                                                  n                                                                    LL                                  LM
         ιΠΠ                                                          Π                                                  Π                                                            □LL                                         LLU
         ïΠΠ                                                          Π                                                  Π                                                            □ L                                         L   2
ΓΊΠΠ                                                                  Π                                                  Π                                                            υLL                                 I LH
nΠΠ                                                                   Π                                                  Π                                                            u L                                         L   2
ηn                                                                    π                                                  Π                                                                    LL                                  L
πnπ                                                                   π                          ^7                      Π                                     i
                                                                                                                                                                                              LL                          L_Ly
             Π                                                        Π                                                  !                                      Γ                    :MLM                                         UM
nnπ                                                                   π                                                  π                                                            MLM                                         UU
nnπ                                                                   π                                                  Π                                                            UL                                              2
          ΠΠ                                                          Π                                                  Π                                                            nnn                                             >
ππΠ                                                                   Π                                                  Π                                                            □                                             y
πππ                                                                   Π                                                  Π                                                            uuu                                             2
ΓΊnΊ                                                                  Π                                                  Π                                                            Π                                               2
ΓΊΠΊ                                               Ί                  Π                                                  Π                                                            Π□Π                                         uli
ΓΊΠΊ                                                                  Π                                                  Π                                                            Π□Π                                         J3
 1            3    4                   10            14        18     20                         29          33            37  38                      «6        48                    56 72 7 3 74                        78
Ν-65Α,ffleîv.3    ( Sept 77 )
                                                                            W                                                             O
 ---pagebreak--- Header Coding:
 1–2       Country Code
 5- 8      Facility Code
 9-12    _ MBA Code
13-18      Beginning Date of Period Covered (YYMMDD)
19-24      Date of Reported Event or Ending Date of Period (YYMMDD)
25-27      Number of line Entries, increased by 1 .
28-31      For JAEA use only
70-73      Report Number
74–79      Attribute (coded at the IAEA)
 ---pagebreak---                                                                      ir*iVE!\i TORY CHANGE REPORT ( SCR ) FORM R.Q1.2
       COUNTR Y                                                                                                            PERIOD COVERED BY REPORT:          FROM                           TO
 :     FACILITY                                                                                                            REPORT No
 !     MATERIAL BALANCE AREA .                                                                                             PAGE No .        OF .                         SIGNATURE
                                                                       25     28                                                                              PAGES
     I    M  f-'l ' ' I     J       L     Mil                                                                                                                                                                                    1  M       I    I
                              MBA/ FACILITY/                                                                                                                                                                     H             CORRECTION
                                                                                                                                                        ACCOUNTANCY                  DATA                        Z
                                   COUNTRY                                                                 NUMBER                                                                                                LU
                                                                                                                                                                                                                                      TO
                                                                                                               OF
                 DATE OF
               INVENTORY
                                                           TYPE OF
                                                          INVENTORY
                                                                        KMP
                                                                                      NAME OR
                                                                                    NUMBER OF                ITEMS           MATERIAL                                                 WEIGHT OF                  2^
                                                                       CODE                                                 DESCRIPTION       2                                                                  rr
                 CHANGE                                     CHANGE                     BATCH                   IN                                                                       FISSILE
                              FROM               TO                                                                                                     WEIGHT OF                                                              REPORT
                                                                                                            BATCH                             S                                        ISOTOPES                  uo a
                                                                                                                                              LU          ELEMENT                                                <                 No .
                                                                                                                                                                                 ( URANIUM ONLY )                UJ
                                                                                                                                                                                             ( 9)
                                   I  I        I  I I                             I I   I    I I    I I      I  I                                    !  I       I I I I           I   I    II     I  I I
                III           I                     I                             I I   I    I I    II       I     I     I   I I                     I  I   I   I I I             I   I    I    I I                                 I   I
                  III         I    I  I           I                               I I   I    I I    I I      I  I  I                                 1  I   I   I I I I                         I    I                              I   1
                  I                   I        I    I                             I I   I    I I    I                                                   I   I   M   I             I   I    III       I I                       J    L
fc-L            1111                              I I                             I I       I       I           I  I                                 I  I   I   I I I I                                                            _L_L
                       I                                                                                     I  I  I                                 I  I   I   I I I I           I   I    1    I LJ   I                                I
                              M       1   I    I  ' I I                             1   I    I I    I I I    1  !  I     I   I I                     I  !   I   I 1 I I  1.1 .    I   ] .. ! I    I  I                           III             !
                           10               14          IU          20        2 1                         29          33                   37     38                                                       SA 72          7 3 7 4             78
       O                                                                                                                                                                                                                     CORRECTION
          Z                                                                                    ISOTOPIC              DATA                                                                                         UJ
                                                                                                                                                                                                                                    TO
          î-
   g      ~7
          O
           .
                    >" 233              "" 234               SU 235       %U 236                 %U 238              " Pu 238          %PU239            %P° 240            %Pu 241                 %PU242        <^<
                                                                                                                                                                                                                  lu i tO
                                                                                                                                                                                                                             REPORT :
                                                                                                                                                                                                                                          1
                                                                                                                                                                                                                                              il
       2  U,                                                                                                                                  \                                                                                   No.     |
       UJ                                                                                                                                                                                                         S                           UJ
    I ΠΠπ□□□πππππππππππππππππππππππππππππππππππππππΓΓΓπππΓπΓΠΓΓΓΓΓΓΓΓΊΓΓΓΠΓΠm
    ιΜ πΓιΠππ□π□π□□ππππππππ□π□□□□πππππππππππππππππΓ ΓΓΓΠππL.Γ ΓΓιΓL ΓΓΓΠ ΓΊ ΓΓΓΓΠππ
    ιi              iΓΓΓ□ΓΠΓΓΓΠΓΓ□ΓΓ□rΓ□□□ΠΓΓΓΓΓΓΓ ΓΓΠΠΓ ΠΓΠ                                                                                           ΓΓΓΓΓΓΓΓη               t    !L_r
                                                                                                                                                                                              ΓιΓrΓΓ – : ΠΊ IΓ IΠΓΓη
                 Γ IIrΓ□ΓΠΠ□π□ΓΓ □ΓΠΓΓΓΓΓ□Π□ΓΓΓΓ□ΓΓΠ□□ΠΓΠΠππ□□□ππΓ□□ΠΓΓΓΓΓΓΓΓΓΠ 1                                                                                                                                         I Πππ□π
                     Γ
    Iυ ΓΓΠ□ΓΓI IΠΠπΓΓΓΓΓΠΓΓΓΓΓΠΠΠππΓΓΓΠΓΓΓΓΠΠΓΓΓΓΠΠΓΠΠΓΓΠΓΓΓΓΓΠΓΓΓΓΓΠΓ                                                                                                                                                    ΠΠΠ ππ 31
υ π□□π□π□ΓΠππππΓΠΓ □ΓΓΓΠΠ□□□□ππ□□πππππππΓΓΠππππππππππΓ □π□πππππππππ Iππ□□□
υ□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□□ _JJ□□J□
   14                           10                    16             22                   28                    34                  40                                52                       5»                72        74               76
N-S6B/ Ror.l (Jan 7S)                                                        V /                  '                                              v J
 ---pagebreak---                                                                                                       fvin^J fvj|^ j| ;;^ LJ.                                     f.                •                  ■ ■ QVj j?
                                                PHYSICAL INVENTORY LISTING ( PIL) FORM R.02 /c                                                                                                                             •:
       COUNT' r\  β V                                                                                        I DATE
                     l . .  < i •>>•«-• i • ■ 1 1 <   . . i . . i . 1 1   1 1 • i 1 1 « i ■ i ... 1 1 .. .                                                                                                                 1
                 ITV                                                                                           REPORT No
       FACILI
  1
       MATER* I    AI
                   S
                         RAI ANI CP ARPA
                                        9                                t9                           *      ks
                                                                                                               PAGF No .
                                                                                                                         20         U
                                                                                                                                       OF                  PAGE !
                                                                                                                                                                      Π    SIGNATURE
                                                                                                                                                                               70
                                                                                                                                                                                            ~~Γ~ΖΖΊ
                                                                                                                                                                                               24                         5£J
 Γ7                    M I 1 1 I I                                            I                       i    r    i   i  i    i i   i                                                               i     i   i  i   i    M
    Z
     o
         Z
         O
         *<
              u
              û
              O               NAME OR
                                                           NUMBER
                                                                   OF
                                                                                  _i o
                                                                                       r                              ACCOUNTANCY                      DATA
                                                                                                                                                                                      M
                                                                                                                                                                                          <
                                                                                                                                                                                         ai
                                                                                                                                                                                            UJ
                                                                                                                                                                                            h-
                                                                                                                                                                                            O
                                                                                                                                                                                            z
                                                                                                                                                                                                 CORRECTION
                                                                                                                                                                                                          TO               Ί
                                                                                  a: Q.                                                    o»
         D    u            NUMBER OF                          ITEMS                                                                                       WEIGHT OF                   O                            o
    >-                                                                                                                                    \                                              cè UJ                    Z
    OC   5    0.                BATCH                               IN           H5                     Z
                                                                                                        LU        WEIGHT OF
                                                                                                                                           e»
                                                                                                                                          _K
                                                                                                                                                            FISSILE
                                                                                                                                                                                      O
                                                                                                                                                                                      u     v>
                                                                                                                                                                                                REP0WT1           >-
    h-
    z
         h-
         z
              2                                               BATCH               <y                    X
                                                                                                                  ELEMENT                 V-
                                                                                                                                                           ISOTOPES                   ut
                                                                                                                                                                                      &
                                                                                                                                                                                         <
                                                                                                                                                                                            O
                                                                                                                                                                                                    No .          c:         i;
    LU                                                                            Sui                   Ui
                                                                                                                                                     ( URANIUM ONLY )                 o     z                     j~
        8                                                                              o                -J                                z                                           9
                                                                                                                                                                                         UJ o                     z
                                                                                                        Hi                                r>                   fol                       5  u                     UJ
GŒ
        FΡ                                            L_J?              L »
                                                                                                     in
                                                                                                     I2L       38
                                                                                                                                       DTE
                                                                                                                                                        «
                                                                                                                                                                                  ΙΠΙΠ HJ
                                                                                                                                                                                  I » mmi_ii
                                                                                                                                                                                                               ULl:LJ
                                                                                                                                                                                                               ui£     l£i
πnr                                                                                                 r                                                                             LLL                                   U
π r                                                                                                 π                                                                              ι_LL                                 h
                                                                                                                                                                                                                        U1
ΠΓ                                                                                                  Π                                                                             LLL
ΠΠΓ                                                                                                 Γ                                                                             Γ LL                                 h
ΓΊΓΓ                                                                                                n                                                                             LLL                                  la
πr                                                                                                  r                                           i
                                                                                                                                                J       :                :        rru                                  0
n□E                                                                                                 Γ                                                                             ΓΓΓ                                  lil
πηΓ                                                                                                 π                                                                             L L    _
                                                                                                                                                                                                                       H
π ηΓ                                                                                                Γ                                                                                                                  0:
ΓΊ□                                                                                                 Γ                                                                             LΓΕ                                  0
π□E                                                                                                 Ε                                                                             LΠ L                                 0
□□□                                                                                                 L                                                                             ΕΠE                                  Β
n□n                                                                                                 π                                                                             ΕΓΕ                                  Eli
□□                                                                                                  □                                                                             ΕΓΕ                                  II
ΕΊΠΠ                                                                                                n                                                                             ΕΠE                                  R
π□G                                                                                                 □                                 i                                                  ΠΕ                            Et
ΓΊ Π                                                                                                Π                                           I                  à              ΕΠΕ                                  Ri
        JJ                                                                                          Π                                                                             ΕΠΕ                                  Ri
πji                                                                                                 n                                                       π                     ΕΠΕ                                  R;
                                                                                                    □                           »               ε:^
                                                                                                                                                  -,
                                                                                                                                                    /        .
                                                                                                                                                                   ι
                                                                                                                                                                   <«
                                                                                                                                                                   3
                                                                                                                                                                    1
                                                                                                                                                                                  ΕΠΕ                                  RI
                                                                                                    Π                                                                             ΓΠΠ                                  R
MJJ                                                                                                 n                                                                             ΕΠΠ                                  R
                                                                                                                                                                                                    ' ■«- ■■■■
M I I                                                                                               Π                                                                             ηΠ[
                                                                                                                                                                    ?
                                                                                                                                                                     S                                                   5 li
M IJ                                                                                                Π                                             ¥                  \
                                                                                                                                                                       !
                                                                                                                                                                       I '
                                                                                                                                                                                 ;
                                                                                                                                                                                  n ππ
UJJ                                                                                                 □                                                          • . I
                                                                                                                                                                      i
                                                                                                                                                                      !
                                                                                                                                                                      ι
                                                                                                                                                                                  πΠΠ
uJJ                                                                                                                                                                               ΠΠΊ
                                                                w
                                                                                                    L                                                                I
                                                                                                                                                                     I                                                 Uî
UJJ                                                                                                 n                                 π                                           πΠΊi-~1
        J I                                                                                                                                                                       ΠΠ Ί                                 ^1
UJJ                                                                                                 G                                                                             Π•"1Ί~~Ί
                                                                                                                                                                                                                     t
                                                                                                                                                                                                                     I  :>
u j                                                                                                                                                                               ΊΊΊ                                   n!
UJJ                                                                                                 1                                                                             Ίn                                   Ttr
UJJ                                                                                                                                                                               1Ί1                                  71
                                                                                                                                                                                                               ~~
                                                                                                    Λ
UJJ                                                                                                 J                                         I                                          11                            1
U J                                                                                                 1                                                                                       1                          7!
I
        JJ
                                                    ί
                                                    I                                               3                                           ––1111                                                                 ^ '
                                                                                                                                                                                                                       m
        JJ                                                                                          1                                 "1                                          H 11                                  5 \ïif .:
LJjJ
  \     3   . ύ
                                                                                                    J                                 n                                           αjn                          n5 1
 ---pagebreak--- Header Coding :
 1– 2      Country Code
 5– 8      Facility Code
 9-12      MBA Code
19-24      Date ( YYMMDD )
25-27      Number of line Entries , increased by 1 .
   28
70-73      Report Number
74-79      Attribute ( coded at the IAEA )
 ---pagebreak---                                                         :v;at:~r[al ca:_a:\:ce report m br ) form r.03
                                                                                                                  RCPOKTIN G P T RI 01                   FROM                                             TO
         COUN
                                                                                                                                                                                                                                                   f
                           I Κ (
         RR A      1 1      I T V
                                                                                                                 RFPORT NO .           .        ..
  Ί      11      Τ Α Ο : >. Ι       Ι■ I A I / M F* P A P PÀ                                            ' I      PAF.T NO .                       NF                             PAGES          SICN ATUI      3Ë                                  1
                                                      9           13                       IO               J !             25                2H                    31                     RJ                    74                             SN
                                                                                          1 I I ! I !                            I ! 1                                                                                                         IA6 |
                                                                                                                                                         I
    _JL
               Γ                      ! ' 1 1 ! [ I ! ! I ! ! 1                                                                                     ! !                                        II !                         I    !   I      I
                         Ϊ         '                                                                            ACCOUNTANCY                                  DATA
                                                                                                                                                                                                           LU
                                                                                                                                                                                                           H­
                                                                                                                                                                                                                     CORRFCCTION
                                                                                                                                                                                                                              TO
      O           o                                                                                                                                                                                        O
     Z                                                                                                                                                                                                     z
     >-
                                                                                        I                                                  EN
                                                                                                                                                                                                     O     LU
                                                                                                                                                                                                                                             O
     cc
                  Υ                               ENTRY NAME                     2:                                                                                  WEIGHT OF                       O     Kft                            Z
                  ζ                                                                                                                        O»                                                        U
     Y-                                                                          Υ                       WEIGHT OF                                           FISSILE ISOTOPES                              0        REPORT                >-
                  H
     z                                                                                                   ELEMENT                                                                                                         NO .             A
     UJ
                                                                                                                                          H­                 ( URANIUM ONLY )                        Ê     z
                                                                                                                                                                                                                                          h-
                                                                                                                                                                                                           o
                  O
                  O
                                                                                 J                                                        Z                                ( 9)                      O     U                              z
                                                                                 IJ                                                       13                                                                                              UJ
               Π                                                                                                                                                                                                                                ^ !
                                        20                                  37              38                                       40               44                                                  7 3    74                    78
       L                              O                                                                                                     I              !      !      I      !    I   I     I                       II        !             □
 Γ-                                                                                                                                                                                                Γ
n                                                             .      · :  ΓΓ                      ι   ι     ;      ι   ι  ι      ι                        III                                      L                   III                  I  M
Π                                                                                                                                                                                                                                              J
               Π                I   ,                                                             !   !    :      I   !   I                               I       I     I       I   1   I      I                       III                  I
                                                                                                                                                                                                                                                 7
ΓΠ                              .
                                i        U-ji
                                                |                  .      r
                                                                                                  :        I       I   I  I     I           I            I        !     Ι       I    I   :     !       r               I                    I  N
π                                                                                                                                                                                                                                              □
      1
               I
               I                Ι   B                                           Γ                I   I     I      I       !     I                         I       I     I       I   I    I     1
                                                                                                                                                                                                        i
                                                                                                                                                                                                                      I                        M
               Π       I
                         I
                                                                                        I
                                                                                        L
                                                                                                                                   I
                                                                                                                                   ;                                                                                                           □
ΓΓ             !
               !
                         I
                         1     L _.    . LU                                       ... J
                                                                                       I
                                                                                                1 .!       I     I    I  1      I                               I      I       I    ;   I      I
                                                                                                                                                                                                        I
                                                                                                                                                                                                        I         _ I      I _I._
                                                                                                                                                                                                                                                 7
                                                                                                                                                                                                                                               n
L
i
                                                                                               i__                       ;     l                         I      I      I      I    I    I      I
                                                                                                                                                                                                   ΓI  I              I    I                   3
               □                                                                                                                                   I                                               Γ                                           n
               Π                                                                Γ               I   I      I     I    I  I     I           I '           I      I      I      I    I   I.     I ,  ΓR   I         ._ L_1        L              n
               n                                                                                                                                                                                       I                                       π
M1                                  ΠΤΓΞΤΤΞΞ !                            J
                                                                               I
                                                                                I       T
                                                                                                I   I      I     I   I   I     I           I             Ι      I      I      I    I    I      I       Γ             III                   I   Μ
                                                                                                                                                                                                       I
                                                                                                                                                                                                       I                                       Π
                                                                         im
                                                                                                                                                                                                   I
LJ                                       Q                : : : :                               !   I      I     I    I  I     I   I I                   I      I      I      I    I    I      I   I   Γ             I    I
                                                                                                                                                                                                                                                 7Ί:
π                                                                                                                                                                                                                                              π
      ,                        I                                                Γ! I I I                                       I                         I             I      I    I    I          ΓΓ                III                   I
                                                                                                                                                                                                                                                 7
             I                                                                                                                                                                                                                                 Π
U                      I
                                I   EJ                                          Γr~I 1 1                              1 1 1        I
                                                                                                                                         ,I
                                                                                                                                                   I
                                                                                                                                                                                        II         Γ
                                                                                                                                                                                                   I
                                                                                                                                                                                                               Ι
                                                                                                                                                                                                                     III                   I   Π
               I                                                                                                                                                                                                                               Ί
LJU , a                                                                                 Γι... Γ ι                ι   ι   ι     ι                         I      I      I      I    I    I      I                     I    I     I              Π
I I
I             I                                                                                                                                                                                                                    !
                                                                                                                                                                                                                                               Π
LU                              L_!                                                         ...I         . 11111                                         I    •        I      1    I   I      I
                                                                                                                                                                                                       Γ'            i i i         I
                                                                                                                                                                                                                                          I    Μ
I                                                                                                                                                                                                  I    I
                                                                                                                                                                                                                                               Π
LJ                                                                       I Γ!_j I
                                                                                I                   i      i                              I              I      I      I      I    I   I      I    ΠΠ                III                  I    Π
               Μ                                                                                                                                                                                   Π                                           Π
1             I                                                           I
                                                                                                                                                    I
!                                                                                                                                                   I
I , J!' ''                         I
                                    I
                                                                                r               I                I   I   I     I          Ι '            I      I      1      I    I   I      1    ΊΊ          !
                                                                                                                                                                                                                     I    I    I               1
!
                                                                                                                                               Ί                                                   ΊΊ                                          Ί
                                                                                                                                                                                                                                                   i
                                                                       J         L–             I   I            I   I   I     I                                              1111                 nj. -L-l -J riι
                                                                            3'             36                                      40                                                              K   73        74                  73        60
                                                                                                        - 40-
                                                                               RSSTRiCTED
 ---pagebreak--- Header Coding :
 1–2         Country Code
 5– 8        Facility Code
 9-12        MBA Code
13–18        Beginning Date of Period Covered (YYMMDD )
19–24        Ending Date of Period Covered (YYMMDD)
25–27        Number of line Entries , increased by 1 .
28–31        For IAEA use only
70–73        Report Number
74-79        Attribute ( coded at the IAEA )
Codes of line Entries ( to be used, if desired, as appropriate)
PB                                  RA   LN
RA RF                               LN
RF                                  RA   LD
RA RD                               LD
RD                                  RA  TW
RA RS                               TW
RS                                  RA  EU
RA RN                               EU
RN                                  RA  EQ
RA NP                               EQ
NP                                  RA  TU
RA DU                               TU
DU                                  RA  LA
RA DQ                               LA
DQ                                  RA  ED    ( for decreases in E)
RA FW                               ED        ( for decreases in E)
FW                                  RA  NE (for     decreases in N)
RA ED    ( for increases in D)      NE        ( for decreases in N)
ED       ( for increases in D)      RA  DE (for     decreases in D)
RA NE ( for    increases in E)      DE        ( for decreases in D)
NE       ( for increases in E)      RA  ND ( for    decreases in N)
RA DE (for     increases in E)      ND        (for  decreases in N)
DE       ( for increases in E)      RA  BE
RA ND ( for    increases in D)      BE
ND       ( for increases in D)    • RA  DI
RA SF                               DI
SF                                  RA  BA
RA SD                               BA
SD                                  RA  PE
RA SS                               PE
SS                                • RA  MF
RA SN                               MF
SN
 ---pagebreak---   •• •                                    bbsxbjqted
                                          t .                       ■          ,
  T3X? I,/U:ATXO:TS OF vomt R.cr - xmmcar owraos REPORT •
   1,     Form R.OI should bo, uj'vd for Inventory Ciiange Reports ( ICR ) only.
  The basic version of this form , form R.0'1.1 , cons into of three types of
  ontri.GR , i.e. heading information , material identification and accountancy
  data.      In addition , for come material balance area.*? isotopic data will be
  provided if so arpceed by the Parties in the relevant facility attachments .
  In such esses isotopic data are in indispensable part of batch data and
  should be reported .       Fop' this purpose a second version of the ICR, form
  R.01.2 is available , which has a section headed 'isotopic data' .
          Y/herever. in these explanations mention is made of form R.01 , tnis
  refers to the part of the form which both versions have in common .
  Headi n g Information
  2.       'Country 1 , 'facility' , 'material balance area' :  the name of the country.
                                                                          \ ■    .
■ the identification , as specified in the relevant facility attachment , of the
  facility and the material' balance area (f.3A ) to v/hich the report relates ,
  should be riven . ,                                                                       -
                               ■ ,      :                        -       ♦    •    •
  3.      'Period covered Dy report' : when the report coveraaa individual
  inventory change , the date ( day, month , year ; of tha.t change should be given
  here . In the case of periodic reporting, the period covered (beginning and
  ending date ) should be given.
  4.      'Report no.' :    reports for each I.3A should be numbered consecutively.
  5.      'Page No . ».. of ... pages' : the page number and the total number of page
  should be given. If an ICR consists of several, pages , the heading information
  may be omitted from the second and following pages as long as each page bears
  a number and signature .
  6 .,    'Signature' :    each page of the report should be signed.
  Material ( Batch ) Identification Data             -                 ,
  7.      'Entry number 's each line entry in an ICR should have one unique entry
  number in sequential order.          This also applies if a batch is to be reported in
  several line entries and .if an ICS consists of several pages .              Hence , a batch
  may comprise several entry numbers .
          With this provision any entry in reports from a particular I3A can be
  uniquely identified by reference to the report number and entry number _*/. •
  G.      ''Continuation'     not applicable .
          see n3so 'Corrections' .                     /•.. TRIOTED
 ---pagebreak---                                           B^TJUCTED
     oxvla::atxous op vor;.: n.ot - EiVrsn 1 ovtr okktzs import
V
     1.    Form R.OI should bo ttjed • foy Inventory Change lie ports ( ICR ) only,
    'i'he basic vers? ion of this for;n , form R.01.1 , cons in to of three types of
    entries , i.e. heading information , material identification and accountancy
    data. In addition , for some material balance areas isotopic data will be
    provided if £30 agreed by the Parties in the relevant facility attachments .
    In such canes isotonic data are in indispensable part of batch data and
    should be reported . For thin purpose a second version of the ICR , form
    R.01.2 is available , which lias a section headed 'isotopic data' .
           V/herever in these explanations mention is made of form R.01 , this
    refers to the part " of the form which both versions have in coimcn .
    Kendjn'r Information
    2.      'Country' , ' facility ' , 'material balance area' : the name of the country,
  • the identification , as specified in the relevant facility attachment , of the
    facility and the material balance area ( i".3A ) to which the report relates ,
    should be given .
                       •                                           .. .
    3.     'Period covered by report' : when the report covers aa individual
    inventory change , the date ( day, month , year ) of tha.t change should be given
    here . In the case of periodic reporting, the period covered (beginning and
    ending date ) should be given.
    4.     'Report no.' :    reports for each I3A should be numbered consecutively,
    5.     'Page No . ... of ... pages' : the page number and the total number of page
    should be given . If an ICR consists of several page3 , the heading information
    may be omitted from the second and following pages as long as each page bears
    a number end signature .
                                 \
    6.      'Signature' :   each page of the report should be signed .
    T.'atsrial ( Batch ) Identification Data
    7.      'Entry number' :   each line entry in an ICR should have one unique entry
    number in sequential order. This also applies if a batch in to be reported in
    several line entries and if an ICR consists of several pages . Hence , a batch
    may comprise several entry numbers ,
           With this provision any entry in reports from a particular 13A can be
    uniquely identified by reference to the report number and entry number _*/.
    8.      'Continuation' :   not applicable .
           see a3so 'Corrections ' .                    *... XR'CTED
 ---pagebreak---                                                               r ' r    \
                                                             i>f.   ii
9.      1 i>o to of inventory ehr.n^e 1 :    thy date sheuiut b« yivem ( flay , fiian^h , yopas-)
on v/hich the dyinge in inventory occurred or v/as established *
                                          •                                           ι
10 .   'i-IBA/facility/country ' :   this entry should 3 how the names or codes of "the
V'H/si between v/hich the material was transferred .           In the case of exports or
imports , if the I'.IfA fro:n v/hich the material comes or to v/ hich it is shipped is
unknown , the name of the facility or country concerned must bo reported .
11 .   'Type of inventory change 's          one of the following key words or their codes
should be used in this column in order to indicate the type of inventory change
                                            42-        Bssmcrm
 ---pagebreak---             Keyword               J^selcted-           Explanation
Hecoj.pt foreign                  HP    Nuclear- material imported into the
                                        United Kingdom . .
Receipt domestic                  RT)   Receipt of nuclear material fro::;
                                        another 13A j.n the United Kingdom .
Receipt at starting point         RS    Domestic recej.pt of nuclear mnterial
                                        at starting; point of safeguards
Receipt from non-safeguarded      RN    Receipt of nuclear material from non-
activity                                safeguarded activity , in accordance
                                        with Article 14
Nuclear production                IIP   Production of special fission-rule
                                        material jjn a reactor (?u , U^33 )
De-exemption , use                DU    Reapplication of safeguards on nuclear
                                        material previously exempted th&refrorc
                                        pursuant to Article 36 of the agreement
De-exemption , ouantity           DQ,   Reapplication of a a.fe guards on nuclear
                                        material previously exempted t herefrom
                                        pursuant to Arti.cle 37 of the a gxo 01/1011',
Shipment foreign                  SP    Nuclear material exported out of the
                                        United Kingdom
Shipment domestic                 SD    Transfer of nuclear material to another
                                        I,IBA in the United Kingdom
Return to pre-safeguards stage    SS    Tirana fer of safeguarded nuclear materi?]
                                        back to nre-safeguardeu stage
Shipment to non-safe guarded      SIT   Withdrawal of nuclear material from tns
Activity                                 scope of the Agreement in accordance wi1
                                        Article 14 .
Nucleor loss                      LN    Consumption of nuclear matcri.al due
                                        to its transformation i.nto other e lemon;
                                        or isotope(s ) as a result of nuclear          j
                                        reactions
Iûea3ured discard                  LD * Operational los3 - loss of a measured 01
                                        estimated ( on the basis of measurement :
                                         quantity of nuclear material from prcc-j
                                        essing which has been disposed of in |
                                        such a v/av that it is not suitable for
                                        further nuclear use
Transfer to retained waste         TV/  Transfer of measured nuclear material t
                                         the retained waste category which is ;
                                         deemed to be unrecoverable at present ,
                                        stored at the I-.3A and to be deleted frc
                                         the inventory of the I3A
Re-transfer from retained         FiY   Re-transfer of material , which had bee:
waste                                   stored at the I.3A as retained waste , ts
                                        nuclear material . This applies whenevf
                                        material in the retained wssts cats '•or;
                                         is removed from storage either for proc
                                        ssing at the i.!3A or for shipment free. ;
                                         the I, IDA .
     ■*. -Τ
                               RESIK'CTHD
                               -43-
 ---pagebreak---                                                                                    m
                                   iZSSTglCT
          Keywords                       Code                   'Lxplnn^t.lon
exemption , use                  .      EU .    Exemption of nuclear material - from
                                                safeguards pursuant to Article 36 of
                                                the Agreement
Exemption , nuantity                    SQ      Exemption of nuclear rr.ater.ial fro-
                                                safeguards pursuant tp /article - 37 of
                                                the Agreement
Termination , non-nuclear use           TU    " Termination of safeguards on nuclear
                                                material pursuant to Articles 13 arid
                                                35 ( D ) of the Agreement
Accidental losa                         LA      Irretrievable and inadvertent loss of
                                                a knov/n quantity of nuclear mater .v>i
                                                as the result of an operational rccidcni
                                                                Λ
Transfer depleted to natural            I)H     Transfer of nuclear material from
                                                depleted uranium to natural uranium ,
                                                e.g. by an enricliment process           i
Transfer depleted to enriched           DE      Transfer of nuclear material from
                                                depleted uranium to enriched uranium ,
                                                e.g. by an enrichment process
Transfer natural to depleted            HD      Transfer of nuclear material from
                                                natural uranium to depleted uranium , '
                                                e.g. by blending or irradiation
Tranafer natural to enriched            HE      Transfer of nuclear material from
                                                natural uranium to enriched uranium ,
                                                ©•£>• by an enrichment process
Transfer enriched to depleted          ED       Transfer of nuclear material' from
                                                enriched uranium to depleted uranium,'
                                                e.g. by blending or irradiation
Transfer enriched to natural           Ell      Transfer of nuclear material from
                                                enriched uranium to natural uranium,
                                                e.g. by blending or irradiation .
Shipper - Receiver Difference          3)1      Shipper/receiver difference - the .
( S/fi D)                                       difference between the quantity of
                                                material in a batch as stated by the
                                                shipper and as measured by the operator
                                                of the receiving material balance area .
Rebotching plus                        E?       Increase of the quantity of a batch due : i
                                                to rebatening. .              .
Kebatching minus                       HIT      Decrease of the quantity of o batch due
                                                to rebatchiny.
                              &telPJCTED
                                   –44="
 ---pagebreak---                                                                                          (5c
12 . 'KI.IP Code 's the nai:.e or code should be given of the flow key measurement
point v/lioro' th<# batch reported woe ttsnf3urecl , received or shipped .
13 .  'ilomo or number of batch 1 : . the designation ( marking ) of the batch reported
on should be given ,     'i'his is particularly important if item accountability is used ,
14 ? 'Number of items in batch' :         the number of similar items of which the "batch
consists should be given , e.g. the number of drums , fuel rods , containers .
15 . 'iYiatorial description' :     this entry should be used to describe the nuclear
material by the use of four key-words or codes :
     ( a) First and second keywords :
            First Keyword                  Second Keyword              Code
            solutions                      nitrate                     LN
                                           fluorides                   LF
                                           other                       LO
            powder                         homogeneous                PH
                                           heterogeneous              PN
            ceramics                       pellets                     CP
                                           spheres                     CS
                                           other                       CO-
            metal                          pure                       LIP
                                           oJ.loys                    LIA
            fuel                           rods , pins                ER
                                           plates                     EP
                                           bundles                    EB
                                           assemblies                 EA
                                           other                      EO
            sealed sources                 -                           03
            small quantities               -                          SS
            samples
                                                         )
            scrap                          homogeneous                SH
                                           heterogeneous            . SN
                                           ( cloanouts ,
                                  ,        clinkers , sludges ,
                                           fines , other )
            solid waste                    hulls                      AH
                                           mixed                      AM
                                           ( plastics , gloves ,
                                           papers , etc )
                                           contaminated equipment     AC
                                           other                      AO
            liquid waste                   low active                 YITJ
                                           medium active              YiM
                                           high active                ï.'H
                                ffiSlRlCTED
                                        ■   -4 ς-
 ---pagebreak---                                               βΒΧΚΟΤΕΟ                                                 ^
          (b ) Third keyword ; thin koyword opacifies . tho "type of container ( itera ).
                  Ono of the following words or codes should be .used :
                  Keyword                     .     Corlo
                 cyiinder                           C
                 pack                       •       P
                 drum                               D
                 discrète fuel units */             S
                 bird cage                          B                              ...   .■
                 bottle                             F        ,
                 Tank -, or other container T                                                   .    ,
                 other                    •         0
        ( c ) "Fourth Keyword :, for further characterization of the material , one
                 of the following words' should be used :
                 Keyword                            Code                  1     .
                 frer; h nuclear material          F
                 irradiated nuclear                I                        1 .
                 material 1
               ■ retained waste                   W ■ '                 -         -
                 irrecoverable tutorial            IT
              , reooveroble material -             R                                   ■  ■ - "   , -
      For fuel only . The keyword denotes that the number of items reported is -
      the number of discrete fuel units , as identified by the second keyword .
•Accountnhcy Tînt a
 16 ,   'Element 1 :       the element name or code of the quantities given in the subsequent
columns should be given.              The following codes should be used :
                                    i ■            Code
                    depleted uranium            ι
                                                   D
                    natural uranium                11
                    enricr.ed uranium              E    .
                  . plutonium                      Ρ
                    thorium                        Τ
        The element code to be reported . in the case of a category change ^ inventory ,
 change code in , DB , Hi), SB , Un , or 13IT) is that of the 'higher 1 category (3 > IT "> 15 ).
 17 .    'Weight , of element' :        the weight of the elenent referred to in the -previous
paragraph should be given ,: rounded                  , if desired to the nearest integer of the unit
 as specified in the next column .                These units ore :                                 -  - "
 jy rounding :, .digits 1-4 should be rounded off
                       . digitu 5-9 r-'^uld . bor'-rourrdcd up      _   '•
                                                -              ■   RESTRICTED
 ---pagebreak---                                              \ 1 !••'    V /rv«1»r>
                                             P      . rf^^Kn'                        •  •     -• s
                                                                                                 r-ry
                                                                                                   ?
                                                               « U,ïJ                           V_J.
         ( a) Crans of plutonium :
         ( b ) Craj:is of total uranium for enriched uranium;
         ( c ) Kilograms of thorium, natural uranium and depleted uranium .
                                                                                                         I
        For reporting purport3 the weights of individual items in the batch should be I
 cdded together before rounding to the nearest unit */.                                                  |
 "18. 'Unit - KG/G ^ the unit used in the previous column shou3.d be given.                               |
 19 . 'Weight of fissile isotopes 1 :,. for enriched uranium ( element code E ) the                        |
                                                                                           */
 combined weight of the isotopes U235 and U233 should be given rounded –* if desired
 to the nearest gram . For other categories of uranium ( element codes N and ])) the
 weight of fissile isotopes may be required if so agreed and specified in the relevas
 Facility Attachment . '
 20 . 'Isotope code' :. 'to indicate the kind of fissile isotope of which the weight
 is given in accordance with the previous paragraph , one of the following codes
 should be used :
                                                          Code
        Fon: fissile isotope content of                   ■
        U235 only                                         G
        for fissile isotope content of
        U235 plus U233                                    J
        for fissile isotope content of
        U233 only                                         K
21 . 'Measurement basis' : this column serves for the indication whether or not the
reported batch data are based on measurements made at the MBA and , if not , what they
arc based on . One of the following keywords or codes should be used :
            Keywords                        Code .                                Explanation
measured •                                  M                 the batch data are basea on measure­
                                                              ments made at the I.I3A , including r-lIPs
      .                                                       on its boundary
measured elsewhere                          N                 the batch data are based on measure­
                                                              ments made at another I.3A
tagged                                      T                 the batch data are based on measure­
                                                              ments previously made at the same I.3A
                                                              end have been reported for that 13A .in
                                                              an ICR or P IL and the measurements hsv«
                                                              not been repeated                              I
labelled                                    L                 the batch data are based on measure­
                                                              ments previously made at £• not her -"-''A |
                                                              and have been reoorred for the present!
                                                             J.3A in an ICR or ?IL and the rnennuremd
                                                              have not been repeated .
        In the case of a category change ( inventory change code T)1T , 3XD , ID), ITS , 3D                  ;
or Eli ) , the . measurement basis code is K.                                                                ;
Jj rounding: . dibits 1-4 should be rounded off                       n*C",i* i5 7^rr,nn*
                    dibits ri-c; should bo "rounded up ; -
 ---pagebreak---  ?2 . 'Conclue note' ; not applicable .                              XLvi'V^ i c^tJ                        (53
 23 , 'Correction' : this coluiin is uaod when it in necessary to correct on eniry
 in an earlier ICR , by giving ths number of the earlier report and that of the
 entry therein which needs correction. ■ The remainder of this line should give all
 the information in respect of thic entry as it should now read so that the entire
 line of the original entry is replaced . If the correction consists in adding one or
 more line3 to the original report , the line numbers indicated in these columns
 should "oe the numbers of the last entry line in the original report plus 1 , 2 , etc .
 ( up to and not more than 8 entries ).                    If the correction consists in deleting a
 line , the original entry should be replaced by a line containing zero quantities .
 Reasons for corrections should be given in concise notes .
 Inotopic lin ta                      .            ■
            Paragraphs 24 to 23 refer to the version R.01 . 2 only,                   ~                      • •
 24 .        'To entry number 's             in this column the entry number of the related batch data ,
 should be repented in order to permit the related data to be connected ;                             thus ,
 uranium and plutonium mast be entered on different lines , v/ith a reference to the
 respective line entry above ,                           '            (                   '
 25 .        'Contin .            not applicable .
 2 6 . ';<jU2 33                            ?u 242' : the weight percentages of the indicated isotopes
•should be given as specified in the relevant Facility Attachment .
                           . For the application of isotope correlation techniques an accuracy
 of at least two decimals i3 required .
 27 .         'î.'eo sûrement basis 's         see paragraph 21 above .
 28 .       . 'Correction' :            see paragraph 23 above .
 EXPLANATION OF FORI,I H.02 - PHYSIGAL INVENTORY LISTING
 29 .        This report form should b« used for Physical Inventor;,' Listings ( PIL ) only.
 To each I.Iaterial Balance Report or set, of Material Balance 3e ports pertaining ♦
 to the some period a Physical Inventory Listing is to be attached . Since the .
  information to be given in form R. 02 is specified in the same v/ay as that to be
  given in R.01 , the explanations in respect of form. R. 02 . consist of references to
  the relevant paragraphs of R.01 ,
  ) fe a d in       Tn i. oryn 1 1, on                           v '
  30 .        These items are to be handled as those for R.01 :                  see para /r-iviihs 2-6 .
                  I
                                                       -48-
 ---pagebreak---                                                                                          et
                                                            BBIRICTSD
Mp. tor.fftl ( V,*itch. ) Tflcrt.vf      r,ri "Ontg -
31 .      'Entry no.' :        see paragraph 7 »
32 .      'Continuation' s        not applicable .
33 .      ' KJ.IP Code' :     as in paragraph 12 , but for inventory key measurement point .
34.       'Nam3 or number of batch*'?           BOG paragraph - 13 .
35 -      'Suiabor of items in batch *:          see paragraph, 14.
36 .      'J.Iaterial description 1 :      seo paragraph 1 5 .
                                                  Λ
Accountancy "Data
37 .      'Element' :        see paragraph 16 .
38. '"floight of element'': ceo paragraph 17.
39 .      'Unit KG/G't see paragraph 18..
40 .      'Weight of fissile isotopes' :            see paragraph 19 .
41 .      'Isotopo code' :        see paragraph 20 .                                     ^
42 .      'ï£e as ureraent basis' :    eee paragraph 21 .
43 .      'Correotion to' :        see paragraph 23 .
EXPL/i'iA TIOiTS OF FOir: R.03 - T..AT5RTAL 3ALMTC3 REPORTS,
44-. Thi3 report form should bo used for Material Balance Reports (l.IISIt ) only.
Sinco the information to be given' in form R.03 is to a large extent specified
in the came way as that to be given in R.01 , the explanations in respect of
form R.03 consist of references to tho relevant paragraphs of form R.01 .
ITQTO : Unless otherwise indicated in the relevant Facility Attachment , separate
IffiRs shall be prepared for each category of nuclear material as listed in para- .
graph 1 6 above .
Tie a fl In r; Info rrr.n t ion
45 . Those iteus ore to bo handled as for fomH.01 : see paragraphs 2 - 6.
Coluir,n ]\sr3crir)tion
46 ,       'Entry number' : see paragraph 7.                 ■ *
47 .       'Continuation' :       not applicable .
40. 'Entry name' : , in this colunn the following keywords or their codes should
be used , in the sequence indicated as applicable for the typo of ISA in question
                                                                 SESIRICTr-n
 ---pagebreak---                                    Afci.FRiCTEû                                           55
          Keyword.?                        CoflCî                      E^lanation
£c /jinn in£ physical inventory           P3        Beginning physical inventory should be
                                                    equal to the ending physical inventory
                                                    of the previous report .
( Inventory changes : for keyv/orda                 For each' type of inventory cliar.^, as
and co do a relating to various                     applicable for the L13A in question , one
types of inventory change , sea                     consolidated entry should be ttado for th-:
paragraph 11 of these explanations ,)               entire reporting period ;    list first
                                                    increases in the inventory and then
                                                   decrease therein ; receipts of nuclear
                                                   piaterial at the facility should be
                                                    entered on shipper 's data .
Adjusted ending: book inventory           EA       Ending bock inventory including S/PJ)
                                                    ('if applicable ).
Ending physical inventory             1   PS
Material Unaccounted For (MUF)            J,£p     I.!aterial unaccounted for - should be
                                                    calculated as the difference betv.-asn
                                                    adjusted ending.book inventory mid
                                                   physical inventory.
Rounding adjustment                       EA        Quantity required to make the rounded sun
                                                   equal to the sua: of the rounded texro .
                                                   Th.ia i3 given only for the adjusted
                                                   ending book inventory.
49 .   'Element' »   cee paragraph 16 .
                 (
50 .   'Weight of element' :   see paragraph 17 .
51 .   'Unit KG/G 's   see paragraph 10 .
52 .   'V.'eight of fissile isotopes 1 :    see paragrah 19 .
53 .   'Isotope Code' :   see paragraph 20 .      -
54»    'Correction' 1   Gee paragraph 23 .
                                         -50-     ^ 'STRIÇTED
 ---pagebreak---                                         RESTRICTED
          Code 11          PROVISION OF INFORMATION BY THE UNITED KINGDOM
                     IN ACCORDANCE WITH ARTICLE          OF THE AGREEMENT
                                                                                               I
                 Refer ence                                                                    !
Code
                 ( Arti cles )                                               Time limit        I
                                                         Subject
         Agreement 1        Protocol
                         I
11.1                                           Despatch of advance          To reach the Ages
                                               notification of withdrawal   and the Community
                                               of nuclear material from     10 days before thi
                                               the scope of the Agreement   material is' to be
                                               for national security        withdrawn unless
     I
                                               reasons .  See Code 11.2     otherwise specifi-
                        I
                                               for details of information   m the relevant
                                               to be transmitted .          Facility Attachme
       Note    Information, included under Code "It shall be treated as confidential-.
                                     RESTRICTED
                                          . -51-
 ---pagebreak---                              RESTRICTED
  Codo 11.2 - Model
  Agreement Reference
■ (Articles )
     14
  INFORMATION TO BE PROVIDED FOR ADVANCE NOTIFICATION OF INTENDED WITHDRAWAL
  OF NUCLEAR MATERIAL FROM THE SCOPE OF THE AGREEMENT FOR NATIONAL SECURITY
  REASONS                                             ■.
        (l)    Material Balance Area Code
        (2)    Installation
        (3)    Quantities
        (b)    Chemical Composition
        ( 5)   Enrichment or isotopic composition ( if appropriate )
        (6)    Physical Form
        ( 7)   Number of items
        (8)    Description of containers and seals
        (9)    Shipment identification data .
        ( 10)  Date of notification
        ( 11 ) Nam© of authorised person on behalf of United Kingdom
                                 " -52-
 ---pagebreak---                                                                     ^^ ίΙ'Τί'ί.· ν ·ν:ν·>
- STRiCTFD                       A:í:d::c2:2::r3                            i*w «       4 t«..v *
                                                                                                                                •( 5.S
                    CHORAL PA.1T (Annex >1 ( a ) >
          UNITED KINGDOM FACILITIES LIST
©         Provided in accordance vith Article 1(b ) of the Agreement between the United
          Kingdom of Great Britain and Northern Ireland , the European Atcaic Energy
          Community and the International Atonic Energy Agency for the application of
    • Safeguards in the United Kin~doa of Great Britain and Northern Ireland in
          connection with the Treaty on the Non-Proliferation of Nuclear Weapons
          Signed in Vienna on 6 September 1976 .                                                                            ' .
          BRITISH IÏUCIEAR FJELS LTD
                                                                                                      l                 W
       • British Nuclear Fuels Ltd Windscale Works
          Sellafield     • '   .                                  .                       .                 .
        - Seascale           *                                                                                  4
          CUKBRIA CA20 1PG     '             •                            • *
      . British Nuclear Fuels Ltd Springfields Works                          .
          Salvick                                             -
          PrestonLANCASÎIIRE PR*r OXJ
                                                                       •                                                '       *
          British Nuclear Fuels Ltd Cauenhurst works
          Capenhurst                                                                                                      ,
          Chester                                                                                                 *
          CHESIIIRE CH1 6ER                                                                    .
                                                                                  t
          British Nuclear Fuels Ltd Chapelcross works
          Annan                                                             *
          Durafrieshire                               "                             "
          SCOTLAKD 3X512 6RF                              . •   .
      . UNITED KINGDOM ATOMIC ENERGY AUTHORITY
          UKAEA Atomic Energy Establishment Vinfrith
     * Dorchester
          BORSEI    1>I2 3m                                                                                        '
                                         .              <
          UKAEA Vindscale Nuclear Power Development Laboratories
          Sellafield                                                                        "             •
          Seascale                                          .                                           •
          CU MER IA CA20 1PG                     . .*
          UKAEA Dounreay Nuclear Power Development establishment
          Dounreay                             .                                                                              •
          Thurso                      «•   .                                          •                     .
          CAithness
          &COTLAND IW\k 7TZ      '       .
          UKAEA Springfields Nuclear Power Development Laboratories
          Salwick                                                                                            *-
          Preston                                                    .                       .                        •
        ' IANCASHIRE FRk OXJ
                                                                                                  •                  .
                                   •*                                                                         •       *
                                                                    '                               »
 ;        UKAEA Atonic Energy Research Establishment Harwell
   '      Harwell
          Didcot
   ' OXFORDSBIRE 0X11 ORA .
 ---pagebreak---                                       v ï M ' r-    ruri
                                     *5 i i \i       1 uL/
                                    «
  CE?rT7!AL EISCTPTCTTY G^rTRATIT.'G' BOARD
  CEGB Bradwell Nuclear Power Station
  Bradwc- ll- on- Sea   ;
  Nr ßouthainster •
  ESSEX    CKO 7HP .
  CEGB Berkeley Nuclear Power Station
  Berkeley
  GL0UC2STEBSHIHS GL13 9PA
  CEGB Berkeley Nuclei laboratories
  CEGB Research Departnent                                            • j
  Berkeley                                                 : •    . ,
  GLOUCESTERSHIRS GI/13 9PB
  CEGB Bun^eness 'A' Nuclear Power Station
  Roanoy Marsh                      •                               ■ ...
' KENT TN29 9P?                              ' .' .
  CEGB IXmseness 'B * Nuclear Power Station .
  Romney Marsh                     - -–                      •_
  KENT TN29 9PP
  CEGB Hartlepool Nuclear Power .Station
  Tees Road
  Hartlepool
  TEESIDE TS25 2BZ
  CEGB Hiuklcy Point 'A' Nuclear Power Station
 'Nr Bridßewater
  SOMERSET TA5 1UD •
  CEGB Hinkley Point 'B « Nuclear Power Station
  Nr Briunewater
  SOMERSET TA5 tUD                           -                           • "
                                               »
  CEGB Oldbury Nuclear Power Station
  Thornbury '                                           •
  Nr Bristol                                          *
  AVON BS12 IRQ                                           '
  CEGB Sizewell Nuclear Power Station
  Leiston
                  _                                     «
  SUFFOIX IP16 kVZ
  CEGB Trawsfynydd Nuclear Power Station
  Trawsfynydd
  Gwnedd                                   ■     ■          .
  NORTH VALES LlM 4DT
  CEGB V/ylfa Nuclear Power Station                                 ^
   Car.acs Bay >
   Anglcsca
   Gwnedd                   •                       '                   »
   NORTH WALES 116? ODH-.
                            ..   \
                    \          •
                                                        2
                                                 .            « •
               ,■     '                                   <             »
                  .       .
 ---pagebreak---                           RESTRICTED                                        .         (Y0 ' *
                                                                              I
      south of sco?l;::d eisctcictty board
      SSEB Hunterston 'A * Nuclear Power Station
      West K-ilbride    •      .
     Ayrshire                           ''             '         •
     SCOÎLAL'D KA23 9ÇT
     SSI3 Hunterston 'B * Nuclear. Power Station
     West Kilbride                                                              *
     Ayrshire
     SCOrLAÏîD KA23 9QT
■ . UNIVERSITIES               •              , _. % -
     University of* London Reactor Centre                                         " •
     Silwood Park Simninghill
     Ascot                               .•                                       -
     BFRXSHULE SL5 ?PY
     Queen Mary College Research Reactor
     UnaverGity of London                                                                    .
    Mile End Road
     LONDON £1 **NS                                            .                        .•
                                 - • ••                        •                        t
    Scottish Universities Research and Reactor Centre
    East Kilbride
    GIASGOW G?5 OQU                   .      *
    Universities Research Reactor Risley
    Universities of Liverpool and 2'Ianchostier
    Risley
  . Warrington
    CHESIIIRE WA3 6AT
 . FIRMS                                                               '•                   "
    Imperial Chenical Industries #Ltd Triga Reactor
    Petro chemicals Division
    PO Box No 2
    Organic " House
    Billin^ham                                      .
    TEESID3 TS23 1JB
    CSW Engineering Ltd
    11 Maxted Road                          *            ■
    Hemel Kemcctead
    HERTFORDSHIRS
   Packford , Holland & Co Ltd
   Haye6 Lane Works
   Itfe                                                    '       .
   Stourbridge               .       "
   VEST MIDIANDS . DY9 8PH •          •         .            .
                                                                     •
   NOTE
   Article 1 of the Agreement provides that certain facilities or parts thereof
   m the UK naj be excluded at any ti;r.e for national f;ecuz*ity reasons * Ccrtaj
   parts of scr.e of the above facilities are excluded from the scope , of the
   Agreement for cuch reasons .                                           -
 ---pagebreak---                           AiWAlï IriSi'irii'IXb
             G3I3RAL PART (Annex I (b))                RESTRICTED
LIST OP FACILITIES IIT THE UITITED KI1TGDOK DISS IG1TATED
PURSUA13T TO ARTICLE 78(a ) OP TEE AGREEMENT
                           1                          EESTR2CTEDL
 ---pagebreak---                                       i-                 b u jjis i jjiAR f AR:n:rGEMs:rrs                                   ^ c >•   ^ i?y-vr*p *-%.
                                              ■ ,;\ ' '; général kxm; ]                                                                           • ED.
                                                                        ( Anne* 'II )                                                         ,      •
                             THE AGREED INDICATIVE QUESTIONAIKE, REFERRED TO IN ARTICLE* II
                             OF THE PROTOCOL . THIS INDICATES THE DESIGN AND- OTHER INFORMATION
                           - TO BE PROVIDED FOR THE PREPARATION OF FACILITY ATTACHMENTS
                                                                                                                                                                               B
                                                   A. 'REACTOR FACILITIES                                     v■ v "
                                                                                                          ï)ato of information • •«»«
               / •
     IDENTIFICATION OF THE FACILITY                                            .'           ' • -. V.-:' •'                                                                      '      •
     1                       Υ/ Λ ηιΛ                 .      '· ■                           ·              '* · * ·
     1. "                    Ñamo           . .       •'                     ;                                    ;      •"'· . :       1· '
                                                                                                                                                       ;    * Η
                                                                                                                                                            Y- ' .•                 .
     ?.* ■'        .•        Location .                             ,*•         •                                   •/          ;    . . 1
     3» '             . . Ovmor ( logal)y' responsable body )                                                       '               N;;- !' •' ■             '*          ••
 . 4.                        Operator ( leg-ally responsible . "body )                                                                          v                                         ^
                        . Fresent status ( in operation or . expected data of- start of operation )
     6 . .< • Purpose and 'typo of facility                                                                                                                                   ' •
     l*              : Operating n;odo> of facility influencing ito throughput . ( Shift system
                             adopted , approximate days of operating time per year , . oto . ;
     &» -.                   Layout of facility sito , Map showing perimeters and promises of the
                             faoility in the form of a sito layout ; ' buildings , roads , rivers ,
                       : railways ,             etc .          '                                      . ■ ' .*                                                              '
                         ' Layout .of faoility V -                              ■                                                         :                                        . •
      ■ '.v                  ( a) '        structural containment , fences and access routes ; •
;             ' .-.V (b ) • incoming material etorago area ;                                                                                              '
                             ( c ) . reactor area ;                                         • ' . • ... .                                                                : ' •••
                   v> • (d )              'tost and experiment' area, laboratories ;                                                                    .          .'-'.V
                          • (° )         - outgoing rnatorial storage area ;                                                . '          • V •"                                       •
  '•      !' V                             ivuclear matorial .vasto disposai »                                                •
10. i                        Additional icain facili ty data s                                                                                                                        . ...
  '                     ' ( a)             rated thermal output per reactor for continuous operation ;-
                          · >% V· ·   '                      .    1        _     .             .         . .           .      ...        ·/ !· ·'
                             (b )          source and special fissionable mo.toi"ialj
                             (o)           initial coro enrichments ;                                                                ■y
                             ( 0.) '   ; coolant,' .
                                                                                                                                                                • ; .   . «
                                                                                                                                                                 . . , \,A
                                                    . i : i - X ! . y' (/         i'.f ,) 1                     '• –
 ---pagebreak---    GENERAL AFJUNGEKKK? OP TIE FACTLITT ItfCI.UDIHO FEATURES RELATING TO, MATERIAL
 , ACCOL'SWOr , CGSTAIMffiMT AND SURVEILLANCE •                                                           .; y.
                                                   */
   Description of Nuclear Matorj. al–' .
   11. Fuel clement, and/or acooavbly outline drawing in sufficient detail >o
   indicate {jonoral structure with ovarall dimensions . (Element is the
  emalloot' contained fuol unit ; assembly is the combinatioij                                               of elements to
                                                                    ''     .                                       *•
  a handling unit ouch aa cluctor or bundle . Provisions for                                                 olement exchwngo
  should "bo shown if applicable and indication given if this                                                is foreseen to
  l>o .a routine* operation# ) .                        ' .r                             .•                     / :                     :
  1Z » Fuel malarial ■–' ( including nucloar material in cpntrol or shim
  assoiifolI.oB if applicable ) i                              -v '•               • V •• .                                 •*.'
                                      i .          •-                                ••            .       •
          ( a) chemical composition or major alloy oonetituents ;                                                        ""
      * ' (b ) average cnriohinenf per assembly ?                              .                         •.
          ( o ) nominal weight of fuel material por assembly with design
                                    "     ' . • '       .     .                         ...      • '   '                    i.   . .
                • tolerances.   .                                                       •'                                           .. •;
                               ## / :                         ••                            •' .
  13 .    Cladding material «•– '                                          .v'; -V                              .' "••• ■ ■ V ".- '
            ! .                 - .              *    /' ·                                                                                       .
  14. Mot-hod of identifying- individual fuel dements end/or assemblies if •
                 *                  .                                  . •                                                                  ' *
 applicable . '                                •      : -                                                                      :
 15. OthGr nuclear material used in the facility ( atato briefly material ,
 purpose and way of uoing material , ft»g. booster rpdr?).                                                                             .*
 Floy/ of Nuclear 'Material                                                                   •'     .       ■'
  16 . Schematic' flew- sheet ;for the nucloar material showing points - whore .
                                                                                                                                              «
 nuolcar material is identified or measured, material balance areas and
  Inventory location a usod for matorial balance accountancy and estimated
 range of inventories of nuclear material in these areas undor normal '
                             ♦                             '                     /                                                   •    ,
.operating conditions .                            ,        v • '/ .                                            ■. .v                        ■ ;
          Itomo 11-14 r»T8 to bej &ncvered for oaoh typo of assembly in the
        . faoility . • Tenainolocy consistent with 11 should be used .
 **/ - To bo provided for thoae typos of fuel for which non-dostractive '
       * 'techniciuca for auoloor . material assay are available .                                                      . ...'              .
 ---pagebreak---                                                   / fiESIRiGTED
                                   »                              ·  · · .
             17 , Expocted , nominai fuol cyclo data inoluding ( as applioable ) t
                             reaotor cove loading;' • : '                                                  V; V: . ' ^
                      (b ) oxpeotod liUVA-Upj                                   '■       ;                  •' ' '
                      (c;    annual refuelling amounts            ••                           .          . •            ; .* •
                      (d) refuelling interval. ( or»~lo'ad or off-load);                             ". '.V vV '• P
                      ( f) approximate forecaot of throughput and Inventory and of receipto
                         . . and ohipmcnto , '            ' ■ .   .. .                           ..    .*■                         .
          Ha ling of Nuclear M at or 3. al                      .' "
           18. Layout and general arrangement drawings of fresh . fuel otorago , and
          :"; orcription of packaging of frooh fuel . '                                 ••
,. ^-9 * Layout and general arrangement drawings of feuh fuel preparation
          and/or aeoay room and reactor loading area#                                 .               .*              •' •
          20. Conor,i.l arrangomc-.nt dro,v/ing3 of fuol transfer equipment for freoh and
    . irradiated fuel , including1 refuelling machines . or equipment . '                                        • •;
         21. Gonaral arrangoraont . drawing of reactor vessel , location of coro and
         openinga in vescsl , method of fuol handling in veoool .                                ...           •.            • -
        22 . Sketch of core nhowing the general disposition , lattice , form , '
        pitch and dimonoiona of core , reflector, location , chapea and dimensiono of
        control olemento , experimental and/or irradiation poaitiono .
       23. Number and aise of channels fox* fuol elements or aceomhlioa and for
 . oontrol oioraonto in the coro .                           "
      24. • Spent fual storace *- '                             .' '        ^      V-V - ;' ; • •                                :
   •'             . Va) layout and.- general arrangement drawings;
          ;,;V (b) method of storage ;                     . ■                                - ■ ■'
      .                     deoign capacity of storage";                   "•/'               •• ' *                       .
   ,            ; -(d) % equipment for handling irradiatod fuel ; "                                         .                       ;
        ■' « • ■' (0    ) minimum cooling
                    ! r \ ,% – ...      *
                                               tirrie
                                                 ...
                                                      before shipment or irradiated fuol';                             .      ' •
  • l. -x                            fvnd doucription cf nhipping caok for irradiatod fuol
      v--                       Squired to exploit the poi.a-.ibility of . coaling).                         '• ' .            • .
                                                             Es :■:/;V^V?:'.^
 ---pagebreak---  25. Nucloar' material tofeting area ( if applicable) » .
               ( a) brief description of tho nature of the. activities performed; '
              (b) duacription of rnajor equipment ( o.g. , hot ooll , fuel olomcnt
       : ''J        deoladding and dissolution equiprnont ); .
     •        (o ) doocription of chipping containers for nuclear matoriai and
 ■•          . . • packaging of waste and scrap ( as x-oquired (to* explore the          .       *
  .'          '     possibility of. scaling).                 ••            *«             m
              ( d) storage of uniri'a&iated mid irradiated nuoloar material ;                  •
                                .                                                          •
              (o ) leyout and" gonoral arrangement drawings for tho above 9 if not
                    oovered elsowhere .
Coolant Data
|i »   MmW*   w   i  n -m
                              ,                                                        \
26 .          Schematic coolant flow diagx"am3 as required for hoat "balance                 ;
calpulationo ( indicating proosuro , temperatures and mass flow rates at
rcajçx* pointe ),                    *            •• .■ * ;      • ■ -.        #
         1                        .* •                                           i
NUCLEAR MATERIAL ACCOUNTANCY AND CONTROL
                                   '      "                 • i
27 « lfucloar matorial control and accountancy system (describe iteiji and/or
mas3 accountancy system , jj^oluding relevant assay measurement methods used
with assessed aocuracioQ supplying specimen "blank forms used in all ;
control and accountancy procedures ). Length of preservation of such
records should be stated .                                                         -
                                        *   ' •••.   *                  , •
OTHER INFORMATION RELEVANT TO APPLICATION OP SAFEGUARDS
26*. . Organisational otz^ucturo for cc&ierial accountancy and control *
2$. Information on tho health and safety procedures which the Agoncy shall
 observe and with which the . inspeotors shall comply at tho facility .              '      »
 ---pagebreak---           r        , »   ,    *> *   . V* '  '  • •
      *         •   .  *                              '
                                                          . • V'*-**»*.!
                                                                   •
                                                                             ï\JV  ^ |f L'jJ
                                                                                         LU '•                 ...          • ' '• :          , •
  •                                    y. t,                          ....
     • ' v<                                  * ■ CKIWCAX. Ain> ZEKO. isNERcar facilities                                •'
                                                              •;                       • **ate of information "«a                                        ' '
 _y.' . IDENTIFICATION OP'Vas FACILITY ' • ■                                    *' ''                               j'vi:
■" - 2e . Looaticm                                  '. "         ' '-'V-                          • •;       v --^-                        ' v'- /
                  . Owner (loyally responsible body } . ' ;:'V :                                                             ■;
              ,• Operator (loyally . reaponoiblo body) "                                               J V'" '%■:]'\V^ ;V'vr                          •' /'
 . <3.5'. Purpose     Vn"i-"'t and typo(inof °PfoMliW                 ioa or' ' «POOte4
                                                                                   'V
                                                                                               data'     of start    ' of       oporati            'f
                                                                                                                                                  . 'l ;
                                                                                                                                                             '
! 7' ******** <* *»«*&'USim*** It. ttVo^hput.'
        i-do^eA, epproxiwato days of operatic time per year; ©to.)/' •                                                                               \
      V °Uii °f f°OXlii7 Bit0#' Nai) ehowi»e Porimators' and premiseo of tho ;
    ■ aoiUV »«,. fo» of ..iti l.vout! VuUding,,                                                                   rivoM, rMmye. .
    • 9» "Layout ©f facilitai                                                                                                                                  ■
            ;v u; structural containment, foncos card acceos routes}                                                              ^                     ■'       .)
                                                                                                                                                                  j
 . •                         nucloaa-' material ct,orago aroa(o)}                                               -■                           V."' :•*' "
                                   1 *lùmni asssmb.lingr arca, Ubor&toriea., oto. \ ' .                                                                   '
                           _ oritical aceembJy 'propor                                  ••     • •        .                  •"
     l°o Acklitional ma'in fooility data                                        "W ' ■ ■' :-V                                                              '
      , ; ' U)                           wpastod                                                    neuW                                      - '-V
                            C,ain                       »ualear roatarS^l and enrichaent t -                                       V;'V'             ;
        . ' \(° ) Biodorator;                           - 'C'                              '■                            .V"         " V!>
            •. (d) % roflootor , blahlcot                                                                           •' »   "
               ( o ) coolant, "
 ---pagebreak---                              .:                           «£5τ^ιοτ£ί>νΓ;-·                                                                              ::; η· : .'■                                       £
    GENERAL AHBANGEMENT OP TID3 FACILITY BJCLUDINQ FEATURES RELATING TO MATERIAL
   ACCOUNTING CONTAINMENT AMD SURVEILLANCE . «•
           «                   ' ,                 '                                                      ■' • ' ' '            "" "       ■■ >.*'       T           *'        •     \                  •     '
   Description o'f Nuclear M.vtoriaV                                                                                                              "• . ■ ,           / *' • ' .■
    11 . Description by means of drawings or otherwise of all nuolear material
     in facility showing i                                                          - '^                                 ^ \v ' ' •
             ( a) all types of unite including normal hariidling units";
■       •    (*0         ■ chemical' composition or main alloy constituents ;                                                                                                '         '.. •
   . '       (% o )* ' form end dimensions                .
                                                                  ;· ■       .
                                                                                      •                 · ■ ·' ■.    .
                                                                                                                       i-.· • »·.·'··
                                                                                                                                ■         v.· ; ·..· V .:       ·
                                                                                                                                                                                                      . ...' γ
                                                                                                                                                                                           ■* ·<·.· '··
   ,         (d)        enrichment ;                        •             ' '•                                                                                                                     •
             (o) –^ nominal weight of nucloar matorial with design tolerances;
                      *        .                               .       .                    .
             ( f) –' ' oladding matorial ; , and •                                                                                                                                      \               .
          • (g) mothod(s) of identifying units. • v. ■.                                                                                                                                              •
  Location ond H.arullintf of Nuclear Material                                                                                                      '      •-                         • .
  » ΜΙ»»·ΙΜ·«">                    Λ,· ■■■Λ..·»»»····»»···»».·· ! 1 I ΙΜ       Ρ»· Κ·         I II ––                                                                                    ...           «
                                                       •*                               '           * .                                                  *              '•            " •"
  12 .       Description "by moons "c                            layout and genoral arrangement drawings o?
  otherwise ofj                                                                                       /.■>•        -            .             .. . ■■■      * ■         ..               .
             ( a) nuclear material storage and assembly areas and critical                                                                                                                                . '
                       aooc:ml>)y(ioa ) proper ( invontoxy looations );
             /. %                          .    .    "                   ^                                             1      „            .                               -       .                            J
        ' . (1>)       the estimated range of- inventories of nuolear material in those
                       locations :                        ;                                                                                                        .
             (o ) the physical arrangement of equipment used for assembling,
                       tooting and measuring' nuolear matorial ; ' end                                                                                       . .
             (d) the routes of nuclear matorial .                                                                                                                                •
                                                  . V.            :                                                           . '                    .' " –
  13* Sketch of critical assembly core showing core support structure ,
  shielding and hoat removal arrangements with do script ion (to bo provided
  for ouch critical assembly if more than ono in the critioal facility ).
  îîUClEAR MAÏÏ3RIAL ACCOUMTANCÏ AND CONTROL                                                                     /          •       r                         .         ' •
  Accountancy System        ■ ■ ■
                                       '                      . *v         .
                                                                         ···'·.·
                                                                                                                                    v."- '*■' •                   • • i                         ..     ·.··
           «                                              .                                     « .                               1   ' .             ^                    *
  14 ,       Por.cription of the nuolear matorial control and accountancy cystoa
   (doscribo item taid/or »acs accountancy eystem , .'including relevant aocay
      / To ho provided , for tnooo typoa of fuol for vhich noii«dor»truotive
      . • techniques for nuclear matorial assay aro available .                                                                                                                                  ,
                                                                         ..6              '
                                                                                                          .RESTRiCTED
 ---pagebreak---   rnothodo unod with asceticed . aoouraoioB ) oupplyihg opocimon blank formo •
  uood in all control and accountancy procod'areu .      Length of prcoorvation
 'of tmch rooordo (should bo stated .                           •*
  Phyoical Inventory '                                               -V.;
  15. " v; Description of procodureu , cchodulcd frequency , methods of
'          operator * 0 inventory taking ("both for item and/or maea accountancy
           including relevant aaojiy inothodo ), expected accuracy ;   aooeos to
  .      'nuclear material' is tho core uid to irradiated nuoleai* material
  .        out oido tho core , expooted Radiation lovelo .             . .     •' "•
 OTHER INFORMATION HELEVANT TO APPLICATION OP SAFEGUARDS ' '              '" •
 16»,'~ Organizational struoture for material aooountancy and controls
 17 . ' ' Information on tho health and oafoty procedures Uhioh shall bo
  •        obfjorvod ojid vith vhioh tho iriopeotoro shall comply at the faoiltity
 ---pagebreak---    ;                                                                    RESTRICTED
                                                                V" '               '               • ■ . :'*r !                                        . ' 5: :                                v •
    .                            ·        * ·" . »     . * '"···                                                                   ;   ·.■.····                ·        ···.· ;
                                                                                                                                                                     • ••• .        .
; ' , VV.-, . <>♦. '. CARAENSIÓIÍ, - FABRICATION ASD REPROCESSING FACILITIES                                                                                                     • ;
                     ·.     " ··· - ί *·'··.·.·.ν :· .·..··' *·.· ·.·'·.'·· ν< '/ ·,· ; ν^ 3)^0 οΓ· ΙηΓοΓτηβιϋοή ·····«*······· »«
   , Vv
         ^ 'miTIPICATION-OP THE FACXLITV ' " ;                                                                                                                                                           "
    "                - Horn*           ■■                                      =.                                                :
               2 . v • Location                              " •;                    •    .■   <.•                                              ■' ' ; ■                           'v,.' -/            •
                        ' Ovmer ( legally responsible "body ) •.                                             :»           4*.                                    *'?!•
   V.j.4. v Operator .(logal3y responsible "body)                                                                     ;                     \       . '' \'S                       ' ■'
            . 5.          Present status ( in operation or expected date of Btart of operation)
        '•''■6 . . Purposo and. type' of - 'facility
                                     •                          .                            :         '                             •                       .        I
' 7 « 'Operating mode of facility influencing - its throughput , ( Shift system
••V.;'- adopted, approximate days of operating time per year , etc# ) ■ ,' . • • • •
               8» . Loyout of facility site . . Map showing perimeters and.premieeQ of the
       t "                         '                                                 i                                                                                                                   ,
        " ' faoility.in the form of a site layout j "buildings , roads , rivers ,,
               railways , etc#                                                                         .» lj-:                               v
 :             9o : Layout of facility »                                                                                                                                       ■
                      • ( a) structural containment , fences and acoess rouioe ; ' •                                                                                          '' •.•
             «•...**
                          ("bV routes follov/ed ty nuclear material : . • '                                     '                       . .
                                                                                                                                              . '                                                    '
                          ( c ) JLncoming nuclear material storage ;                                                   "                                         v.-                    '• . ,       .
   V?:-'               " '(£•) ■ each main processing area and proooss laboratoryi .. '                                                                                                     .* .
                          ( o ) test or experijíiontal arsaáf ■ ' ,                                                                                    : - 'V '
                   .-( f)          outgoing nuclear material storage ;                                                                                                             • »//"
                          (g) 'tiaete disposai facilitieoj
      •• i'
    V-. 'ï                (h) enaîytioal laboratoiy . • '
V.' OEJ^RAL AllRAf<G2MEMT OF TRE FACILITY IKCLUDI2I0 FEATURES RELATING TO MATERIAL '
               ACCOUIiT/JJCY C02JTABn-J23i'T AND SURVEILLANCE .                                            ■        .                    .. ... .- '.V • .•                                           ' •
     •* i*                                                                                                   ■    '      *     »                             '•
               Flow , Locution end Handling of Kuolear Material                                                                                            -               ■                 •• • •"
i;-yv"- 10.               Schomatio flow shoot for the nuolear material '-showing points where ■ ■
               ny.oloar material is identified or raeasurod , ' material balance areas and
           * '     *                                          '                                                   •                                                                      .»
               inventory . locations , used for material balance' accountancy and er/cimatod
                               -                                     .                                                                            V                                   -                    f !"
   m,.                               ■ "i,v -                ;; -V'^ÈStR/ctED                                                 -                                                                        • ' fI
 ---pagebreak---                                              / ' .V-' - RESTRICTED                              ' ' " V-                                        ' QO
         range of inventories of nuolcar material in these areas under normal
         operating conditions . The descx-iption should inoludo ( if applioo-ble ) s
 ?                    .( a) Wfcch oise or flow ratoj .                   >•-       :i .     ■■   ■' •                                    >
         ■ • .'•'•('b ) mathod of storage ox* packing ;                                                                                 y
           :         . ( o ) • storage capacity ;       .•                                                                          '      •       ..                   ■'
                 *• '■{& ) approximate forocaet of throughput and inventory and of ,receipta
                . f.            caid shipmenta »                " • .             • '                                *' •
        '3.1.          Xn addition to 10 above , ' food storage areas for reprocessing plants                                                                . .
  . ' aatnild "boi doeoribed hy a genox'al arrangemont drawing showings
             • * . ( a) locations for fuel ©loiaentfl and handling equipment $ "                                               ''
                       (b ) , ' iypo of fuol elements including nuclear material content and                                                           '               •
                                enrichment .              : '•••' .■ ' > ,   J                                                                *                   '
  ' • 3JS »            In addition to 10 above , the dosoription of tho recycle stage of the                       «
                                                                                                                                                                              '
  ~ prooees should include- if avaijlablo *.                                   -.                               ' :•                             '       •
                       ( a) durât ion of temporary « torage ;
                  - (h ) sohedules for external rccyoling ( if applicable ). " . .                                        '           '
   .• 15 .             In addition to 10 above , the description of tho discard stage of the
        process ehould inoludo i                                                          :           .•    . -                             .                 : .        • .
                       ( a) tho discard method ( disposal or storage ).                                                                                .r , • .
     •• 14»           Under equilibrium conditions for each flowsheet referred , to in                                                         .                    •
     , paragraphy _10 and 16 and acoum'ing the modes of; operation in* paragraph                                                                                        ;j
 v.. states .                      ; >  ■                               ■ ' •/,>:       -
                       ( a) the nominal throughput per year}                                                 : '•                                     v ;;
                       (b) tho' in-procosa inventory "based on design capacity.'                                                               ' ' '•           , ' :!
 ; '15. Do&cribe the normal procedures adopted for complete or partial                                                                              ■                       ;
  •. - oloan-out of the plant .                  Include description of special sampling and                                                           _ ' ■ '
  ■ • ineasuremant points' associated witli tho clean-out procedure and tiubsequent
                                          '                                                    ' *                   •          '•' • • 1           ..          '• . *
" Physical inventox^f taking, if 'not desorihed in 10 above . . •"                                                                 ' "V';
1 ' J)GGCy'^V^-'' 0n of Kvclo-yr Material ■ . ' '                                                        .:   -■•                                                             '
 . 16 . iOocorihe , "by means cf flov/uheots or otliorwisoj tho 08tiinatod flow ,                                                                          '              •
 ' • and jjivontory of all nuclear material for (storage and prococs areas .
        The doncription ehould include , $                        .f                                                        •' v '• .
                                                           RESTRÏCÏED;                             >; :-v ; ::                  :                              'J
 ---pagebreak---           •:                    ( a) ■ physical and chemical formj                                    • >' _                                                                               ■
      '?v                    ' •(bY- contont range or oxp.octod upper' limits for each ©atagor/. of
i                                     •• colid or liquid disoard' material ?                                                             1 ' v.
                        .       (o ) enriohraont range •                                                            !                                                   '•<. '' '
             * KUCD3AK MATERIAL ACCOUNTANCY AND CONTROL .
                                               • . . • V ' •' ,r        \ •                         :                                        * . 1                        ?. •
                '     Accovr.tin ,? System                                                                                                                                   ' i' •
                '• •             , •                         - i            '                     ;        i    .                                                                      .*
                   . VJ ,. Description of the " accountancy systom vised to record and report
                    "accountancy data and establish matorial . balances , supplying specimen .
•                     forms usod in all procedures' ,, Length of preservation of such records
  • •                 ohovtld be etatod . ,                                      . •
                          -,               m •»            .          -               î                                                                                          ' *
            •.        10 * Indicate •when and how often material balance o are made , including any ,
V •                   during campaigns , Describe method and procedure for . adjustmont . of aocounts
    '•                after plant inventory taking,
                                             •                   *
                                                                                      ■ '} ,                                   ■       • .                  •
                                                                                                                                                                   .•    t
                                                                         «■         ♦    .                                                                     •
                  ' 19. ' Deocribo pi-ocodure for handling shipper/receiver differences and
         V                        - -                                             .                                                               .                          .
                      method of adjustment of accounts *                                   »                                                                                       "
                      20,      Describe procoduro for making oorrootions to accounts due to
            ' • procedural or clerical mistakos and the. offeot on chipper/recoiver
                    • differences f if applicable .
                                         •                                    • -f           .• •          ; v: •••    • . .         .                   .    : :     :        .     .
                      Physical Inventory                                       • ' .                              .■ .
            •..".'21. Pvofcrenco io made to paragraph 15. Identify the items of 'equipment " on
                ... the . flowsheets of paragraphs 10 and .16 to be regarded as containers for
                                                      •                                                 \
               • . nucloar matorial under physical inventory conditiona 0                                                                 State the timing in
              •« *                                       ■        . 1            ■■                       ■                                .  , .
       .              the campaign programme of taking; physical inventories'* •                                                                                 V '          .           ,
         .•           Wethodo for Moauurement . ' Sawoling and Analysis '                                                        • '                                       , • ....
                      22 ,      Method of ootablishir.g each nioaouremont at the point i:\dicatod should
   '•                'be doGcribod ;             equationo or tables usod and' calculations made to dotemino
             •        actual quantities of weights or . volumes should be identified . Rcoording
                    . of data automatically or manually should be statod . • Method of and                                                                                       .
                      practical proceduroo fox* sampling for each point 'indicated should be .
                  • άοβΟΓίηοώ , · ' '···.··.'·                                                                             · : ^···'·Ζ·ί .          .· ' ·····. ·-·>·.·. ··' "
                                                 ; .• .': y. v,: - RESTRICTED ' ■ ' V.;,: • * '
 ---pagebreak---   .    '   «
             ; • ■          • " RESTRICTED' ' '•••'
      Analytical mcthodc uood for accountancy purpocos should
   be described .     Reference to a manual • or report vould "bo
. Suitable .        .                                                    \
   Control of Koasurement Accuracy                                         .
      Doooribo measurement quality control programme relevant for                              •
  navorial accounting including programme G {togothcr with accuracy
  Values) for tho continuing appraisal of analytical , woight ,
'volume and sampling precisions and "biases , /and for the calibra­
  tion of associated equipment j method of calibrating tho measuring
  oquipmont referred to in paragraph 23 j            type and quality of
  standards used for analytical methods roforred to' in paragraph 23 ;
  typo of ana3ytical.equiprr.cmt used ,- method of balibration and
  frequency .              '                       ?      •/.' ..." ....        •...
  Statistical Valuation               '      . • •        -                              '• r .
     Desci'ibe cethoda of statistical evaluation of data accumulated
  in measurement control programmes' for tho evaluation of precision                              *
 and accuracy of measurements and the estimation of measuromont
 unoortainty     ( i.e. r determination of the random and systematic                           • .
 errors of tho measurements and tho associated limits of orx'or ;
 statistical procedures used to combine individual measurement
 error estimates to obtain the ovoro.ll limits of error for s/R
 differences , the book inventory , tho phycical inventory ©nd 3'IUF).
 OTIIER INFORMATION RELEVANT TO APPLICATION OF - SAFEGUARDS ' '
         Organizational structure for. material accountancy end control
          Information on' the health and safety procedures which .
rohall bo observed and with i/hioh tho inspectors shall comply' at
 the fuoility ,           . •, ■ '.yK /*. v v/:             ■•V-rW v -       v/; -.: -;.    y'~ .
 ---pagebreak---                                                                                     RÈSTRîCTÊD •
                                                                                                     .             •.              •••           ' ,           .     •     <    :      ,     1         ' , .V          * - •
                                                                                                                                                  */
                                                                   D.           STORAGE FACILITIES-'
        •            .                         "       ■ •.                           '             )i - • : ; Date cf information • «»••••••'•
       IDENTIFICATION OP THE PACIl^./ \                                                                                                                       • V- .-.V v - :                                     V;                      ..
   * 1. •           Nomo •                                •:                                                                                                 .■ r . v . .                                                                    '
       2.         ■ location                                 '                 . '
       3*            Owner ( legally responsible body )                                                                                              V'!./ , }                         \' ix                                         •
       4.        . Oporator ( legally responsible body )                                                                                                                                                                                  .
                                                                        •                   ·               ,     .. ·· ..»      *· ν     ;·.·'«·    ··'·»'               ·' »     '   ···.·..■*.· .                      V:                 ·
                                                                                        ■     ..*        ·.               ■..*<. ···                            ·       '        ♦         ·      ·        . ·.             ·
       5»           Présent status                               . 1                                               •• • .                                  • z . ' <•
       6.           Purpose and typo of facility                                                                                         .. . '                                                             • \
      •7.           Layout of facility .                                Stxvctural containment , fences and access routes r
       if appropnate .                                           '            • *' •               '                       . .. •      •'                                                       •' v
         •                                 •         •                           .        «                                                                                                                         •
  • CENERAL ABi? AN CEMEN T OP THS FACILITY INC LUDDJG FEATURES RELATING TO MATERIAL
  'ACCOUNTANCY , CONTAINMENT AND SURVEILLANCE*'                                                                                             " '                                ■                                .             ..
                                                                                  ■; ·■·■- ■ νν ...                                                                                                                                   .
       Decor .rpt ion of Nuclear Manorial '
       8«           Description by means 'of drawings or otherwise of all nuclear material .
' in 'facility showing :                                             0*            .•              .                * .                                 _*                                        '' ■                           ;•     ' .
 *                                                                                                              * '                                                    *                                                                    *»
       • .          ( a) > all typec of units including normal handling unitsj .
                          t «*/ .            •     ,                            ...                    '           ' ,                 ,,                           . .. '           , .                     '            '
   .       .        V*} –          chemical composition or main alloy conetituenta ; . 1
    •               (c ) form and dimensions } ■ ■                                                            '               '                                                                                , V ,
                    ( &)     enrichment :                                                                                                      •;;i               '
                    / . %\ # ** /I
                    I                   •        *             »
                                                                 ♦  1   ■          A                «i                           j   .     t '   *
                                                                                                                                                         *
                                                                                                                                                        » < «          m     •
                                                                                                                                                                                     •   j          *   .    .            .   .  „ .
                ■ ( c ) –' nominal veight of nuclear material with design tolerances j
                    . . »*/                                                                                                    ■
                    ( f) •–' cladding materials ?                                                  and                                                                                                  •'        .
                   '(s) « u>ethod(e ) of identifying units.                                                                                    '                       :               •. ' •                                   ' ...
      l/ocations pnd Hnndlin^r of Nuclear Material                                                                                                 ' •.                                              .        •         •
                                                       ^                                                                         "
            .      Description py meana" of layout and general arrangement di'awings oxv
                                                                   η      .                      ■
      otherwise ofj                                                         •             •. . •                                                             ■ -r                  ■
      */           Separate facilities not normally associated' v;ith enrichment , conversion , •
                   fabrication , reactor?, and chemical reprocessing and recovery facilities ,
  .***/ To be provided for those typos of fuel for which non-destructive
               ' teohniquos for nuolear material assay aro available .                                                                                                                         .                    ••
              - '•                        1 .           •          i:                                                ,
                       ...■  ■■       •          •           :        .                         ' • 12
 ---pagebreak---    • .           (a) . nuolear material storago aroaa ( invontory location^)}
     x ■_ ■. " ("b ) -;tho eatimatod ranga of inventories* of nuclear material in those
  ..       V - . ''.'locationc ;        . '•             * •/*.
            ' • (° ) nuolear material storage ' and/or shipping containers } "                                   V
 ; * '•
                (d) tho route o and equipment uwed for movemant of nuclwnr material t
                       •   *       '                  .      .                  •
                       if applioablo                         Cv '\:\V;; V"''                      v            v              V
     •              .•           *        • »                               \             •         1 ' •* v *   • * ' * ;• .• '
       NUCIEAR MATERIAL ACCOUNTANCY AND CONTROL .                                         S:".                    - <
                                                  f .  •   .
 . Accovntancy Syntom . '                             f* :
       10,      Description of the nuoloar material oon'trol and accountancy eyatem
   ■ (doocri"bo item and/or rnasr; accountancy system, including relevant assay '
    . motheda UEod with aoooBood accuracies ) supplying specimen. blank forms used
       in oil control and accountancy procedures .                                             :                 "V .•
   ' Phy ntcal Inventory                      ;« Y"          •••:' : '        ■■ • . '         "
. 11 .         Description of procedures/, eohedulod frequency , 'mothodo of operator's
      inventory taking (both £or item a^d/or jnasa accountancy including rolovant
      aooay. mothodo ), and expootod acouracy . '                      ; ,'       ' , . •; ' >
/ OTHER INFORMATION RELEVANT TO APPLICATION OP SAFEGUARDS                                       ' * • ;;
      12 , Organizational etruoture,, for EiatexvLal- accountancy and control*' '
     13* . Infoimation on the health and cafoty procedures' which shall "bo . "
 observed and vrith >/hich:/ th© "inopectoru . chall oomply at the facility ,
 ---pagebreak---                      • E.    ISOTOPE SEPARATION PLANTS
                          ■, ,                          - Date
 IDENTIFICATION OF THE FACILTTY                                     ^
 1.    Name
 2.    Location , exact address with telephone and telex numbers .
 3.    Owner (legally responsible body or individual ).
 4.    Operator ( legally responsible body or individual ).
 5.    Present status ( in operation or expected date of entry into operation ).
 6.    Building schedule ( if facility not in operation ):
       ( a ) date building starts ;       ,      .    „
       (b)   date of facility acceptance ;
       ( c ) commissioning date .
 7.    Purpose and type of facility ( nominal separation capacity , enrichment
                                         facilities , etc ).          ,
 8.    Operating mode of facility influencing its throughput , (Shift system
       adopted , approximate dates of operating times in year , etc .)
 9.    Layout of facility site . Map showing perimeters and premises of the
     * facility in the form of a site layout ; buildings , roads , rivers , railways
10. " Layout of facility
       ( a ) structural containment , fences and access routes ;
       ( b ) containment of certain parts of the facility ;       .
       (c ) routes followed by nuclear material ;
       ( d ) incoming nuclear material storage ;
       ( e ) each main processing area arid propess laboratory , including weighing
             and sampling area , decontamination , purification and feed areas , etc
                                       -                        i
       ( f ) test or experimental areas ;
       (g ) outgoing nuclear material storage ;
       ( h ) waste disposal facilities ;
       ( i ) analytical laboratory .
GENERAL ARRANGEMENT OF THE FACILITY INCLUDING FEATURES RELATING TO MATERIAL
ACCOUNTANCY , CONTAINMENT AND SURVEILLANCE
Flow , location and handling of nuclear material?
                                         Η                  RESTRICTED
 ---pagebreak---                                           j QU
11 .      Description by means of diagrams or otherwise of storage areas and process
          areas . The description should include ( if applicable ):
          ( a ) sampling and measuring points ;
          (b)   batch size and/or flow rate ;
          ( c ) method of storage or packing ;
          ( d ) storage capacities ;                '
12 .      In addition to item 11 above , the description of the ' facility should
          include :
          ( a ) separation capacity ;
          ( b ) enrichment techniques or methods ;
      - , ( c ) possible points for feed , product and tails ;
          ( d ) recycling facilities ;
          ( e ) type and size of UF6 cylinders used and filling and emptying methods .
13.       Power consumption should be given , where necessary .
1 *+.     Each diagram should indicate , under equilibrium conditions :
          ( a ) nominal throughput per year ;
          ( b ) physical inventory of in-process materials ;
          ( c ) material loss rate owing to leakage , decomposition , deposition , etc .,
          ( d ) arrangements for regular plant maintenance ( periodic shutdown or '
                continuous component replacement , etc. ).
15.       Describe special sampling and measurement points associated with
          decontamination of off-process equipment for maintenance or replacement .
16.       Describe process waste disposal point , including disposal method , storage
          period , type of disposal , etc .
Description of nuclear material
17.       Describe , by means of flowsheets or otherwise , the estimated flow and
          inventory of all nuclear material for storage and process areas . The
          description should include :
          ( a ) physical and chemical form ;
          (b ) enrichment range for feed , product and tails ;
          ( c ) content range or expected upper limits for each category of solid or
                liquid discard material .                                       _
                                        15         RESTRICTED
 ---pagebreak---                                 i     j £fj
NUCLEAR MATERIAL ACCOUNTANCY AND CONTROL
       ψ
                                                                          : ©
Accountancy system
18 .  Description of the accountancy system used to record and report
      accountancy data and to establish material balances , supplying
      specimen forms used in all procedures .
19 .  Indicate when and how often material balances are made , including any
      during campaigns . Describe method and procedure for adjustment of
      accounts after a physical inventory taking .                    ;
20.   Describe procedure for handling shipper/receiver differences and
      method of adjustment of accounts .             .   -
21 .  Describe procedure for making corrections to accounts due to procedural
      or clerical mistakes and the effect on shipper/receiver differences , if
      applicable ..                        ■           _
Physical inventory                                               '
22 .  Identify the items of equipment on the flowsheets of items 11 and 1 ?
      to be regarded as containers for nuclear material under physical
      inventory conditions . State the timing of physical inventory taking ..
Methods for measurement , sampling and analysis .
23.   Refer to the flowsheets of items 11 and 17 for location of sampling and
      measurement points .                                 .
2*+.  Method of establishing each measurement at the point indicated should be
      described ; equations or tables used and calculations made to determine
      actual quantities of weights or volumes should be identified . Recording
      of data automatically or manually should be stated . Method of and
 '    practical procedures for sampling for each point indicated should be
      described .   Indicate number of samples taken and rejection criteria .
25«   Analytical methods used for accountancy purposes should be described .
      Reference may be made to a manual or report .
Control of measurement accuracy          -
26.   Describe programmes for the continuous appraisal of weight , volume and
      sampling precision and biases and for the calibration of associated
      equipment .
27.   Describe type and quality of standards used for analytical methods
      referred to in paragraph 25 , type of analytical equipment used , method -
      of calibration and frequency .
Statisical evaluation
28.   Describe statistical evaluation programmes for data accumulated in control
      programmes for v/eight , volume * sampling and analytical measurements ( i.e.
      determination of the random and systematic errors of the measurements and
      associated limits of error ); statistical methods used to combine individual
      measurement error estimates to obtain the overall limits of error for S/R
      differences , the book inventory , the physical inventory and MUF .
 ---pagebreak---                            RESTRICTED
OTHER INFORMATION RELEVANT TO APPLICATION OF SAFEGUARDS
                                         #■
29 .  Organisation of material accountancy and control .
30.   Information on the health and safety rules which have to be observed
      and with which the inspectors must comply at the facility . , . .
                                 17         RESTRICTED
                                                  t
 ---pagebreak--- P.   FACILITIES USING NUCLEAR MATERIAL IN QUANTITIES EXCEEDING
     ONE EFFECTIVE KILOGRAMME
For any facility of a type not referred to m sections A to E using more than
an effective kilogramme per annum .
1.   Identification of the facility
2.   General arrangement of the facility , including features relating to
     material . accountancy , containment and surveillance .
3.   Nuclear material accountancy and control system , including techniques
     for physical inventory taking .
4.   Other information relevant to the application of safeguards .
The information required under these headings is , " as applicable , the same as
described in the questionnaires for the types of facilities coming under
Sections C , D and E.