CELEX: 32019D0032
Language: cs
Date: 2019-10-29 00:00:00
Title: Rozhodnutí Evropské Centrální Banky (EU) 2019/1848 ze dne 29. října 2019, kterým se mění rozhodnutí ECB/2007/7 o podmínkách TARGET2-ECB (ECB/2019/32)

5.11.2019   
               
               
                  CS
               
               
                  Úřední věstník Evropské unie
               
               
                  L 283/57
               
            
         ROZHODNUTÍ EVROPSKÉ CENTRÁLNÍ BANKY (EU) 2019/1848
         ze dne 29. října 2019,
         kterým se mění rozhodnutí ECB/2007/7 o podmínkách TARGET2-ECB (ECB/2019/32)
         Výkonná rada Evropské centrální banky,
         s ohledem na Smlouvu o fungování Evropské unie, a zejména na první a čtvrtou odrážku čl. 127 odst. 2 této smlouvy,
         s ohledem na statut Evropského systému centrálních bank a Evropské centrální banky, a zejména na článek 11.6 a články 17, 22 a 23 tohoto statutu,
         vzhledem k těmto důvodům:
         
                     (1)
                  
                  
                     Rada guvernérů změnila (1) dne 4. října 2019 obecné zásady ECB/2012/27 (2) s cílem: a) zavést novou funkci SSP, která umožňuje zpracování velmi kritických a kritických plateb v nouzových situacích a kterou musí centrální banky Eurosystému dodržovat; b) objasnit podmínky, za nichž se TARGET2 mohou účastnit investiční podniky, včetně požadavku na právní stanovisko k investičním podnikům usazeným mimo Evropský hospodářský prostor (EHP), které žádají o přímou účast v systému, který je součástí TARGET2; c) objasnit, že účastníci systémů, které jsou součástí TARGET2, musí splňovat požadavek na vlastní certifikaci pro účely TARGET2 a požadavky poskytovatelů síťových služeb TARGET2 na bezpečnost koncového bodu a příslušnou centrální banku Eurosystému informovat o všech opatřeních k předejití krize nebo opatřeních krizového řízení, která se na ně vztahují, a d) vyjasnit a aktualizovat některé další prvky obecných zásad ECB/2012/27.
                  
               
                     (2)
                  
                  
                     Změny obecných zásad ECB/2012/27, které mají vliv na podmínky TARGET2-ECB, je třeba zohlednit v rozhodnutí ECB/2007/7 (3).
                  
               
                     (3)
                  
                  
                     Rozhodnutí ECB/2007/7 je proto třeba odpovídajícím způsobem změnit,
                  
               PŘIJALA TOTO ROZHODNUTÍ:
         
            Článek 1
            Změny
            Přílohy I, II a III rozhodnutí ECB/2007/7 se mění v souladu s přílohou tohoto rozhodnutí.
         
         
            Článek 2
            Závěrečná ustanovení
            Toto rozhodnutí vstupuje v platnost prvním dnem po zveřejnění v Úředním věstníku Evropské unie.
         
         
            Použije se ode dne 17. listopadu 2019.
            Ve Frankfurtu nad Mohanem dne 29. října 2019.
            
               
                  Prezident ECB
               
               Mario DRAGHI
            
         
         
            (1)  Obecné zásady (EU) 2019/1849 ze dne 4. října 2019, kterými se mění obecné zásady ECB/2012/27 o transevropském expresním automatizovaném systému zúčtování plateb v reálném čase (TARGET2) (ECB/2019/30) (viz strana 64 v tomto čísle Úředního věstníku).
         
            (2)  Obecné zásady ECB/2012/27 ze dne 5. prosince 2012 o transevropském expresním automatizovaném systému zúčtování plateb v reálném čase (TARGET2) (Úř. věst. L 30, 30.1.2013, s. 1).
         
            (3)  Rozhodnutí ECB/2007/7 ze dne 24. července 2007 o podmínkách TARGET2-ECB (Úř. věst. L 237, 8.9.2007, s. 71).
      
      
         
            Přílohy
            Přílohy I, II a III rozhodnutí ECB/2007/7 se mění takto:
            
                        1.
                     
                     
                        Příloha I se mění takto:
                        
                                    a)
                                 
                                 
                                    v článku 1 se definice pojmu „Contingency Module“ zrušuje;
                                 
                              
                                    b)
                                 
                                 
                                    v článku 1 se definice pojmu „Information and Control Module (ICM)“ nahrazuje tímto:
                                    
                                             
                                                „—„ Information and Control Module (ICM)“ means the SSP module that allows PM account holders to obtain online information and gives them the possibility to submit liquidity transfer orders, manage liquidity and, if applicable, initiate backup payment orders or payment orders to the Contingency Solution in a contingency,“;
                                             
                                          
                              
                                    c)
                                 
                                 
                                    v článku 1 se doplňuje nová definice, která zní:
                                    
                                             
                                                „—„ Contingency Solution“ means the SSP functionality that processes very critical and critical payments in contingency,“;
                                             
                                          
                              
                                    d)
                                 
                                 
                                    v článku 9 se odstavec 8 nahrazuje tímto:
                                    
                                                „8.
                                             
                                             
                                                Participants shall immediately inform the ECB if an event of default occurs in relation to themselves or if they are subject to crisis prevention measures or crisis management measures within the meaning of Directive 2014/59/EU of the European Parliament and of the Council (*1)
                                                
                                             
                                          
                                       (*1)  Directive 2014/59/EU of the European Parliament and of the Council of 15 May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive 82/891/EEC, and Directives 2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and 2013/36/EU, and Regulations (EU) No 1093/2010 and (EU) No 648/2012, of the European Parliament and of the Council (Úř. věst. L 173, 12.6.2014, p. 190).“; or any other equivalent applicable legislation."
                        
                                 
                              
                                    e)
                                 
                                 
                                    článek 21 se nahrazuje tímto:
                                    
                                       „Article 21
                                       Business continuity and contingency procedures
                                       
                                          1.   In the event of an abnormal external event or any other event which affects the operation of the SSP, the business continuity and contingency procedures described in Appendix IV shall apply.
                                       
                                       
                                          2.   The Eurosystem provides a Contingency Solution if the events described in paragraph 1 occur. Connection to and use of the Contingency Solution shall be mandatory for participants considered by the ECB to be critical. Other participants may, on request, connect to the Contingency Solution.“;
                                       
                                    
                                 
                              
                                    f)
                                 
                                 
                                    článek 22 se mění takto:
                                    
                                                i)
                                             
                                             
                                                odstavec 3 se nahrazuje tímto:
                                                
                                                            „3.
                                                         
                                                         
                                                            The ECB may impose additional security requirements, in particular with regard to cybersecurity or the prevention of fraud, on all participants and/or on participants that are considered critical by the ECB.“;
                                                         
                                                      
                                          
                                                ii)
                                             
                                             
                                                doplňuje se nový odstavec 4, který zní:
                                                
                                                            „4.
                                                         
                                                         
                                                            Participants shall provide the ECB with their TARGET2 self-certification and their attestation of adherence to the TARGET2 network service provider’s endpoint security requirements. In the event of non-adherence to the latter, participants shall provide a document describing alternative mitigating measures to the satisfaction of the ECB.“;
                                                         
                                                      
                                          
                              
                                    g)
                                 
                                 
                                    v čl. 23 odst. 1 se písmeno c) nahrazuje tímto:
                                    
                                                „c)
                                             
                                             
                                                allows participants to initiate backup liquidity redistribution and backup contingency payments or payment orders to the Contingency Solution in the event of a failure of the participant’s payment infrastructure.“;
                                             
                                          
                              
                                    h)
                                 
                                 
                                    v čl. 32 odst. 2 se písmeno c) nahrazuje tímto:
                                    
                                                „c)
                                             
                                             
                                                supervisory, resolution and oversight authorities of Member States and the Union, including CBs, to the extent that this is necessary for the performance of their public tasks, and provided in all such cases that the disclosure is not in conflict with the applicable law.“;
                                             
                                          
                              
                                    i)
                                 
                                 
                                    dodatek I se mění takto:
                                    
                                                i)
                                             
                                             
                                                pátý řádek tabulky v bodě 2 odst. 1 se nahrazuje tímto:
                                                
                                                            „MT 202COV
                                                         
                                                         
                                                            Mandatory
                                                         
                                                         
                                                            Cover payment“
                                                         
                                                      
                                          
                                                ii)
                                             
                                             
                                                v bodě 8 se odstavec 7 nahrazuje tímto:
                                                
                                                             
                                                         
                                                         
                                                            „If a participant has technical problems and is unable to submit any payment order, it may generate preformatted backup liquidity redistribution and backup contingency payments by using the ICM. The ECB shall open such functionality upon request of the participant“;
                                                         
                                                      
                                          
                              
                                    j)
                                 
                                 
                                    v dodatku III pod názvem „Terms of reference for country opinions for non-EEA participants in TARGET2“ se bod 3.2 s názvem „General insolvency issues“ nahrazuje tímto:
                                    
                                                „3.2.
                                             
                                             
                                                
                                                   General insolvency and crisis management issues
                                                
                                                
                                                            3.2.a.
                                                         
                                                         
                                                            
                                                               Types of insolvency and crisis management proceedings
                                                            
                                                            
                                                                         
                                                                     
                                                                     
                                                                        The only types of insolvency proceedings (including composition or rehabilitation) which, for the purpose of this Opinion, shall include all proceedings in respect of the Participant’s assets or any branch it may have in [jurisdiction] to which the Participant may become subject in [jurisdiction], are the following: [list proceedings in original language and English translation] (together collectively referred to as ‘Insolvency Proceedings‘).
                                                                     
                                                                  
                                                                         
                                                                     
                                                                     
                                                                        In addition to Insolvency Proceedings, the Participant, any of its assets, or any branch it may have in [jurisdiction] may become subject in [jurisdiction] to [list any applicable moratorium, receivership, or any other proceedings as a result of which payments to and/or from the Participant may be suspended, or limitations can be imposed in relation to such payments, or similar proceedings, including crisis prevention and crisis management measures equivalent to those defined in Directive 2014/59/EU, in original language and English translation] (hereinafter collectively referred to as ‘Proceedings‘).
                                                                     
                                                                  
                                                      
                                                            3.2.b.
                                                         
                                                         
                                                            
                                                               Insolvency treaties
                                                            
                                                            
                                                                         
                                                                     
                                                                     
                                                                        [jurisdiction] or certain political subdivisions within [jurisdiction], as specified, is/are party to the following insolvency treaties: [specify, if applicable which have or may have an impact on this Opinion].“;
                                                                     
                                                                  
                                                      
                                          
                              
                                    k)
                                 
                                 
                                    v dodatku IV se bod 6 mění takto:
                                    
                                                i)
                                             
                                             
                                                písmena a) a b) se nahrazují tímto:
                                                
                                                            „a)
                                                         
                                                         
                                                            If the ECB deems it necessary to do so, it shall initiate the contingency processing of payment orders using the Contingency Solution of the SSP. In such cases, only a minimum service level shall be provided to participants. The ECB shall inform its participants of the start of contingency processing by any available means of communication.
                                                         
                                                      
                                                            b)
                                                         
                                                         
                                                            In contingency processing, payment orders shall be submitted by the participants and authorised by the ECB. In addition, the participants may submit files containing payment instructions, which may be uploaded into the Contingency Solution by the ECB.“;
                                                         
                                                      
                                          
                                                ii)
                                             
                                             
                                                písmena d) a e) se nahrazují tímto:
                                                
                                                            „d)
                                                         
                                                         
                                                            Payments required to avoid systemic risk shall be considered as ‘critical‘ and the ECB may decide to initiate contingency processing in relation to them.
                                                         
                                                      
                                                            e)
                                                         
                                                         
                                                            Participants shall submit payment orders for contingency processing directly into the Contingency Solution and information to payees shall be provided through encrypted and authenticated e-mail, as well as via authenticated fax. Participants shall submit files which contain payment instructions to the ECB for uploading into the Contingency Solution and which authorise the ECB to do so. The ECB may, exceptionally, also manually input payments on behalf of participants. Information concerning account balances and debit and credit entries may be obtained via the ECB.“;
                                                         
                                                      
                                          
                              
                                    l)
                                 
                                 
                                    v dodatku IV bodě 7 se písm. a) a b) nahrazují tímto:
                                    
                                                „a)
                                             
                                             
                                                In the event that a participant has a problem that prevents it from settling payments in TARGET2 it shall be its responsibility to resolve the problem. In particular, a participant may use in-house solutions or the ICM functionality, i.e. backup liquidity redistribution and backup contingency payments (e.g. CLS, EURO1).
                                             
                                          
                                                b)
                                             
                                             
                                                If a participant decides to use the ICM functionality for making backup liquidity redistribution, the ECB shall, if the participant so requests, open this functionality via the ICM. If the participant so requests, the ECB shall transmit an ICM broadcast message to inform other participants about the participant’s use of backup liquidity redistribution. The participant shall be responsible for sending such backup liquidity redistribution exclusively to other participants with which it has bilaterally agreed on the use of such payments and for any further steps in relation to such payments.“;
                                             
                                          
                              
                                    m)
                                 
                                 
                                    v dodatku VI se třetí a čtvrtý řádek tabulky v bodě 5 nahrazují tímto:
                                    
                                                „T2S DCA to T2S DCA liquidity transfer orders
                                             
                                             
                                                14,1
                                             
                                             
                                                per transfer
                                             
                                          
                                                Intra-balance movement (i.e. blocking, unblocking, reservation of liquidity etc.)
                                             
                                             
                                                9,4
                                             
                                             
                                                per transaction“
                                             
                                          
                              
                  
                        2.
                     
                     
                        Příloha II se mění takto:
                        
                                    a)
                                 
                                 
                                    článek 1 se mění takto:
                                    
                                                i)
                                             
                                             
                                                definice pojmu „Information and Control Module (ICM)“ se nahrazuje tímto:
                                                
                                                         
                                                            „—„ Information and Control Module (ICM)“ means the SSP module that allows PM account holders to obtain online information and gives them the possibility to submit liquidity transfer orders, manage liquidity and, if applicable, initiate backup payment orders or payment orders to the Contingency Solution in a contingency,“;
                                                         
                                                      
                                          
                                                ii)
                                             
                                             
                                                doplňuje se nová definice, která zní:
                                                
                                                         
                                                            „—„ Contingency Solution“ means the SSP functionality that processes very critical and critical payments in contingency,“;
                                                         
                                                      
                                          
                              
                                    b)
                                 
                                 
                                    v článku 10 se odstavec 9 nahrazuje tímto:
                                    
                                                „9.
                                             
                                             
                                                T2S DCA holders shall immediately inform the ECB if an event of default occurs in relation to themselves or if they are subject to crisis prevention measures or crisis management measures within the meaning of Directive 2014/59/EU or any other equivalent applicable legislation.“;
                                             
                                          
                              
                                    c)
                                 
                                 
                                    v článku 18 se odstavec 3 nahrazuje tímto:
                                    
                                                „3.
                                             
                                             
                                                The ECB may impose additional security requirements, in particular with regard to cybersecurity or the prevention of fraud, on all T2S DCA holders and/or on T2S DCA holders that are considered critical by the ECB.“;
                                             
                                          
                              
                                    d)
                                 
                                 
                                    v čl. 27 odst. 2 se písmeno c) nahrazuje tímto:
                                    
                                                „c)
                                             
                                             
                                                supervisory, resolution and oversight authorities of Member States and the Union, including CBs, to the extent that this is necessary for the performance of their public tasks, and provided in all such cases that the disclosure is not in conflict with the applicable law.“;
                                             
                                          
                              
                                    e)
                                 
                                 
                                    v dodatku III pod názvem „Terms of reference for country opinions for non-EEA T2S DCA holders in TARGET2“ se bod 3.2 s názvem „General insolvency issues“ nahrazuje tímto:
                                    
                                                „3.2.
                                             
                                             
                                                
                                                   General insolvency and crisis management issues
                                                
                                                
                                                            3.2.a.
                                                         
                                                         
                                                            
                                                               Types of insolvency and crisis management proceedings
                                                            
                                                            
                                                                         
                                                                     
                                                                     
                                                                        The only types of insolvency proceedings (including composition or rehabilitation) which, for the purpose of this Opinion, shall include all proceedings in respect of the T2S DCA holder’s assets or any branch it may have in [jurisdiction] to which the T2S DCA holder may become subject in [jurisdiction], are the following: [list proceedings in original language and English translation] (together collectively referred to as ‘Insolvency Proceedings‘).
                                                                     
                                                                  
                                                                         
                                                                     
                                                                     
                                                                        In addition to Insolvency Proceedings, the T2S DCA holder, any of its assets, or any branch it may have in [jurisdiction] may become subject in [jurisdiction] to [list any applicable moratorium, receivership, or any other proceedings as a result of which payment orders to and/or from the T2S DCA holder may be suspended, or limitations can be imposed in relation to such payment orders, or similar proceedings, including crisis prevention and crisis management measures equivalent to those defined in Directive 2014/59/EU, in original language and English translation] (hereinafter collectively referred to as ‘Proceedings‘).
                                                                     
                                                                  
                                                      
                                                            3.2.b.
                                                         
                                                         
                                                            
                                                               Insolvency treaties
                                                            
                                                            
                                                                         
                                                                     
                                                                     
                                                                        [jurisdiction] or certain political subdivisions within [jurisdiction], as specified, is/are party to the following insolvency treaties: [specify, if applicable which have or may have an impact on this Opinion].“;
                                                                     
                                                                  
                                                      
                                          
                              
                                    f)
                                 
                                 
                                    v dodatku VI se třetí a čtvrtý řádek tabulky nahrazují tímto:
                                    
                                                „T2S DCA to T2S DCA liquidity transfer orders
                                             
                                             
                                                14,1 euro cent
                                             
                                             
                                                per transfer
                                             
                                          
                                                Intra-balance movement (i.e. blocking, unblocking, reservation of liquidity etc.)
                                             
                                             
                                                9,4 euro cent
                                             
                                             
                                                per transaction“
                                             
                                          
                              
                  
                        3.
                     
                     
                        Příloha III se mění takto:
                        
                                    a)
                                 
                                 
                                    v článku 14 se odstavec 8 nahrazuje tímto:
                                    
                                                „8.
                                             
                                             
                                                TIPS DCA holders shall immediately inform the ECB if an event of default occurs in relation to themselves or if they are subject to crisis prevention measures or crisis management measures within the meaning of Directive 2014/59/EU or any other equivalent applicable legislation.“;
                                             
                                          
                              
                                    b)
                                 
                                 
                                    Článek 21 se mění takto:
                                    
                                                i)
                                             
                                             
                                                odstavec 5 se nahrazuje tímto:
                                                
                                                            „5.
                                                         
                                                         
                                                            The ECB may impose additional security requirements, in particular with regard to cybersecurity or the prevention of fraud, on all TIPS DCA holders.“;
                                                         
                                                      
                                          
                                                ii)
                                             
                                             
                                                doplňuje se nový odstavec 6, který zní:
                                                
                                                            „6.
                                                         
                                                         
                                                            TIPS DCA holders using instructing parties in line with Article 7(2) or (3), or allowing access to their TIPS DCA as set out in Article 8(1), shall be deemed to have addressed the risk stemming from such use or access in accordance with the additional security requirements imposed upon them.“;
                                                         
                                                      
                                          
                              
                                    c)
                                 
                                 
                                    v článku 26 se odstavec 4 nahrazuje tímto:
                                    
                                                „4.
                                             
                                             
                                                In the event that the ECB suspends or terminates a TIPS DCA holder’s participation in TARGET2-ECB under paragraph 1 or 2, the ECB shall immediately inform, by means of a ICM broadcast message, other CBs and PM account holders in all of the TARGET2 component systems of such suspension or termination. Such message shall be deemed to have been issued by the home CB of the PM account holder that received the message.
                                             
                                          Linked PM account holders shall have the responsibility to inform their Linked TIPS DCA holders of the suspension or termination of any TIPS DCA holder’s participation in TARGET2-ECB.
                                    In the event that the suspension or termination of a TIPS DCA holder’s participation in TARGET2-ECB occurs during the technical maintenance window, the ICM broadcast message shall be sent after the start of daytime processing on the next TARGET2 business day.“;
                                 
                              
                                    d)
                                 
                                 
                                    v čl. 29 odst. 3 se písmeno c) nahrazuje tímto:
                                    
                                                „c)
                                             
                                             
                                                supervisory, resolution and oversight authorities of Member States and the Union, including CBs, to the extent that this is necessary for the performance of their public tasks, and provided in all such cases that the disclosure is not in conflict with the applicable law.“;
                                             
                                          
                              
                                    e)
                                 
                                 
                                    v dodatku II pod názvem „Terms of reference for country opinions for non-EEA TIPS DCA holders in TARGET2“ se bod 3.2 s názvem „General insolvency issues“ nahrazuje tímto:
                                    
                                                „3.2.
                                             
                                             
                                                
                                                   General insolvency and crisis management issues
                                                
                                                
                                                            3.2.a.
                                                         
                                                         
                                                            
                                                               Types of insolvency and crisis management proceedings
                                                            
                                                            
                                                                         
                                                                     
                                                                     
                                                                        The only types of insolvency proceedings (including composition or rehabilitation) which, for the purpose of this Opinion, shall include all proceedings in respect of the TIPS DCA holder’s assets or any branch it may have in [jurisdiction] to which the TIPS DCA holder may become subject in [jurisdiction], are the following: [list proceedings in original language and English translation] (together collectively referred to as ‘Insolvency Proceedings‘).
                                                                     
                                                                  
                                                                         
                                                                     
                                                                     
                                                                        In addition to Insolvency Proceedings, the TIPS DCA holder, any of its assets, or any branch it may have in [jurisdiction] may become subject in [jurisdiction] to [list any applicable moratorium, receivership, or any other proceedings as a result of which payment orders to and/or from the TIPS DCA holder may be suspended, or limitations can be imposed in relation to such payment orders, or similar proceedings, including crisis prevention and crisis management measures equivalent to those defined in Directive 2014/59/EU, in original language and English translation] (hereinafter collectively referred to as „Proceedings“).
                                                                     
                                                                  
                                                      
                                                            3.2.b.
                                                         
                                                         
                                                            
                                                               Insolvency treaties
                                                            
                                                            
                                                                         
                                                                     
                                                                     
                                                                        [jurisdiction] or certain political subdivisions within [jurisdiction], as specified, is/are party to the following insolvency treaties: [specify, if applicable which have or may have an impact on this Opinion].“
                                                                     
                                                                  
                                                      
                                          
                              
                  
               (*1)  Directive 2014/59/EU of the European Parliament and of the Council of 15 May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive 82/891/EEC, and Directives 2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and 2013/36/EU, and Regulations (EU) No 1093/2010 and (EU) No 648/2012, of the European Parliament and of the Council (Úř. věst. L 173, 12.6.2014, p. 190).“; or any other equivalent applicable legislation.“