value
added, franchise, bank shares, withholding, payroll, employment, excise,
property, deed, stamp, alternative or add-on minimum, environmental (including
taxes under Code §59A), profits, windfall profits, transaction, license, lease,
service, service use, occupation, severance, energy, unemployment, social
security, workers' compensation, capital, premium, and other taxes, assessments,
customs, duties, fees, levies, or other governmental charges of any nature
whatever, whether disputed or not, together with any interest, penalties,
additions to tax, or additional amounts with respect thereto.
"Tax Returns" means any return, declaration, report, claim for refund, or
information return or statement relating to Taxes, including any schedule or
attachment thereto, and including any amendment thereof.
"Taxing Authority" means any Governmental Authority having jurisdiction with
respect to any Tax.
"Trading Day" means any day on which the NASDAQ Stock Market is open for
trading.
"$" means United States dollars.
10.3 Index of Other Defined Terms. In addition to those terms defined above, the
following terms, in their capitalized forms, shall have the respective meanings
given thereto in the sections indicated below:
Defined Term
Section
"Affiliate Agreement"
2.2(j)
"Agreement"
Preamble
"Bixby Option Plan"
2.1(a)(x)
"Cancelable Common Share"
2.1(a)(i)
"Cancelable Non-Convertible Preferred Share"
2.1(a)(iv)
"Cancelable Pre-Definitive Agreement Convertible Debenture"
2.1(a)(v)
"Cancelable Pre-Definitive Agreement Convertible Preferred Share"
2.1(a)(ii)
"Cancelable Post-Definitive Agreement Convertible Debenture"
2.1(a)(vi)
"Cancelable Post-Definitive Agreement Convertible Preferred Share"
2.1(a)(iii)
"Cancelable Securities"
2.2(a)
"Certificate of Merger"
1.1
"Closing Date"
1.2
"Closing"
1.2
66
"Code"
Recitals
"Company"
Preamble
"Company Benefit Plan"
4.21(a)
"Company Common Stock"
2.1(a)(i)
"Company Common Stock Purchase Warrant"
2.1(a)(viii)
"Company Convertible Debentures"
2.1(a)v)
"Company Convertible Preferred Purchase Warrant"
2.1(a)(ix)
"Company Convertible Preferred Stock"
2.1(a)(ii)
"Company Disclosure Schedule"
Art. IV Intro
"Company Foreign Plans"
4.21(r)
"Company In-Bound Licenses"
4.18(b)
"Company Intellectual Property"
4.18(e)
"Company Lease"
4.17(c)
"Company-Leased Real Property"
4.17(a)
"Company Material Contracts"
4.19(b)
"Company Minor Contracts"
4.19(e)
"Company Non-Convertible Debt Security"
2.1(a)(vii)
"Company Non-Convertible Preferred Stock"
2.1(a)(iv)
"Company Out-Bound Licenses"
4.18(c)
"Company-Owned Intellectual Property"
4.18(a)
"Company-Owned Real Property"
4.17(a)
"Company-Owned Software"
4.18(m)(i)
"Company Pension Plan"
4.21(b)
"Company Permits"
4.7
"Company Principal Stockholder"
Preamble
"Company Receivables"
4.9
"Company Registered Intellectual Property"
4.18(f)
"Company Series A Convertible Preferred Stock"
4.4(a)
"Company Stockholder"
2.1
"Company Stock Option"
2.1(a)(x)
"Constituent Corporations"
1.1
"Delaware Secretary of State"
1.2
"DGCL"
Recitals
"Dissentable Shares"
2.3(a)
"Dissenting Holder"
2.3(a)
"Dissenting Shares"
2.3(a)
"Effective Time"
1.2
"Exchange Agent"
2.2(a)
"Exchange Fund"
2.2(a)
"Exchange Ratio"
2.1(a)(i)
"Form S-4 Registration Statement"
5.6(b)
"Indemnified Parties"
7.14(b)
"Merger"
1.1
"Merger Securities"
2.2(a)
"Merger Sub"
Preamble
"Merger Sub Common Stock"
2.1(a)(xi)
"Merger Sub Preferred Stock"
5.4(b)
67
"Most Recent Company Balance Sheet"
4.8(a)
"Most Recent Company Cash Flow Statement"
4.8(a)
"Most Recent Company Financial Statements"
4.8(a)
"Most Recent Company Income Statement"
4.8(a)
"Most Recent Company Statement of Stockholders' Equity"
4.8(a)
"Parent"
Preamble
"Parent Common Stock"
Recitals
"Parent Convertible Debenture"
2.1(a)(vi)
"Parent Convertible Preferred Stock"
2.1(a)(iii)
"Parent Disclosure Schedule"
Art. V Intro
"Parent Non-Convertible Preferred Stock"
2.1(a)(iv)
"Parent Preferred Stock"
5.4(a)
"Parent Representatives
7.2(d)
"Parent Stock-Split"
7.2(f)(i)(B)
"Parent SEC Reports"
5.7(a)
"Parent Stock Option"
2.1(a)(xii)
"Parent Warrant"
2.1(a)(xii)
"Party" / "Parties"
Preamble
"Pre-Closing Company Standstill