reoffering to the public.
2.
The following terms are defined in the Sections of the Agreement
indicated:
INDEX OF TERMS
Term Section Actions Section 6.6(b) Agreement Preamble Apollo Investor Group
Section 1.6(c) Apollo Purchaser Preamble Athene Annuity & Life Assurance
Purchaser Preamble Athene Annuity and Life Company Purchaser Preamble Athene
Investor Group Section 2.2 Athene Purchasers Preamble Company Preamble Company
Indemnified Parties Section 4.1 Demand Registration Section 2.1 Demand
Registration Requestor Section 2.2 Demand Registration Request Section 2.1
Demand Registration Statement Section 2.1 Effectiveness Period Section 1.2
Holder Indemnified Parties Section 4.2 Indemnified Party Section 4.3
Indemnifying Party Section 4.3 Interruption Period Section 3.1(o) Investment
Agreement Recital Investor Preamble Investors Preamble Investor Group Preamble
Losses Section 4.1 New Shares Preamble Offering Persons Section 3.1(m) Piggyback
Notice Section 1.7(a) Piggyback Registration Statement Section 1.7(a) Piggyback
Requestor Section 2.2 Piggyback Request Section 1.7(a) Purchaser Preamble Resale
Shelf Registration Statement Section 1.1 Shelf Offering Section 1.6(a)
Subsequent Holder Notice Section 1.5 Subsequent Shelf Registration Statement
Section 1.3 Underwritten Shelf Take-Down Section 1.6(b) Underwritten Shelf
Take-Down Notice Section 1.6(b) Warrants Recital
A-3
Schedule I
Barclays Capital Inc.
Credit Suisse Securities (USA) LLC
Goldman Sachs & Co. LLC
Morgan Stanley & Co. LLC
Wells Fargo Securities, LLC
A-1