Paper
18.Healthcare & Pharmaceuticals
19.High Tech Industries
20.Hotel, Gaming, & Leisure
21.Media: Advertising, Printing & Publishing
22.Media: Broadcasting & Subscription
23.Media: Diversified & Production
24.Metals & Mining
25.Retail
26.Services: Business
27.Services: Consumer
28.Sovereign & Public Finance
29.Telecommunications
30.Transportation: Cargo
31.Transportation: Consumer
32.Utilities: Electric
33.Utilities: Oil & Gas
34.Utilities: Water
35.Wholesale
Sch. V-1
SCHEDULE VI
[INTENTIONALLY OMITTED]
Sch. VI-1
SCHEDULE VII
[INTENTIONALLY OMITTED]
Sch. VII-1
SCHEDULE VIII
CLOSING DATE LOAN ASSETS
Annex-A-1
Execution Version
EXHIBITS TO LOAN AND SECURITY AGREEMENT
Dated as of December 15, 2016
(HAMILTON STREET FUNDING LLC)
EXHIBITS
EXHIBIT A - Form of Approval Notice EXHIBIT B - Form of Borrowing Base
Certificate EXHIBIT C - Form of Disbursement Request EXHIBIT D - Form of Joinder
Supplement EXHIBIT E - Form of Notice of Borrowing EXHIBIT F - Form of Notice of
Reduction (Reduction of Advances Outstanding) EXHIBIT G - Form of Notice of
Termination/Permanent Reduction EXHIBIT H-1 - Form of Revolving Note (US Dollar)
EXHIBIT H-2 - Form of Revolving Note (Canadian Dollar) EXHIBIT H-3 - Form of
Revolving Note (British Pound) EXHIBIT H-4 - Form of Revolving Note (Euro)
EXHIBIT I - Form of Notice of Loan Asset Transfer EXHIBIT J - Form of
Certificate of Closing Attorneys EXHIBIT K - Form of Servicing Report EXHIBIT L
- [Intentionally Omitted] EXHIBIT M - Form of Release of Required Loan Documents
EXHIBIT N - Form of Transferee Letter EXHIBIT O - Form of Power of Attorney for
the Borrower EXHIBIT P - [Intentionally Omitted] EXHIBIT Q - [Intentionally
Omitted] EXHIBIT R - Form of Assignment of Required Loan Documents
EXHIBIT A
FORM OF APPROVAL NOTICE
HAMILTON STREET FUNDING LLC
APPROVED LOAN ASSET APPROVAL NOTICE
DATE: _____________
[APPROVED LOAN ASSET INFORMATION]
Obligor name
Par amount
Tranche
Pricing
Remaining maturity
EBITDA
Senior secured
indebtedness
Total indebtedness
Interest expense
Senior
Leverage Ratio
Interest Coverage Ratio
Total Leverage Ratio
LTV
Average Liquidity Score
Moody's rating (if any)
INITIAL
ASSIGNED VALUE AND RECOVERY RATE
[Initial] Assigned Value
Recovery
Rate
HSBC BANK USA, NATIONAL ASSOCIATION WAIVER
Waiver good until (if
applicable)
Waiver conditioned upon (if applicable)
Ex. A-1
ADDITIONAL ASSET-SPECIFIC SPECIFIED ELIGIBILITY CRITERIA (IF ANY)1
ASSET-SPECIFIC ASSIGNED VALUE ADJUSTMENT EVENTS (IF ANY)2
Waiver approved by:
HSBC Bank USA, National Association,
as the
Administrative Agent
Name:
Telephone No.:
1 Pursuant to the last clause to the definition of "Specified Eligibility
Criteria" in the Loan and Security Agreement.
2 Pursuant to clause (j) of the definition of "Value Adjustment Event" in the
Loan and Security Agreement.
Ex. A-2
EXHIBIT B
FORM OF BORROWING BASE CERTIFICATE
[_] [_], 20[_]
Reference is made to that certain Loan and Security Agreement, dated as of
December 15, 2016 (as amended, supplemented or otherwise modified from time to
time, the "Loan and Security Agreement"), by and among Hamilton Street Funding
LLC, as the borrower (the "Borrower"), HSBC Bank USA, National Association, as
the administrative agent (the "Administrative Agent"), each of the Lenders from
time to time party thereto (the "Lenders"), each of the Lender Agents from time
to time party