SANDS, INC., as Grantor By:
Name: Title:
39
BARCLAYS BANK PLC,
as Collateral Agent
By:
Title:
40
SCHEDULE 5.1
TO PLEDGE AND SECURITY AGREEMENT
GENERAL INFORMATION
(A)
Full Legal Name, Type of Organization, Jurisdiction of Organization, Chief
Executive Office/Sole Place of Business (or Residence if Grantor is a Natural
Person) and Organizational Identification Number of each Grantor:
Full Legal
Name
Type of
Organization
Jurisdiction of
Organization
Chief Executive
Office/Sole Place of
Business (or
Residence if Grantor
is a Natural Person)
Organization I.D.#
(B)
Other Names (including any Trade Name or Fictitious Business Name) under which
each Grantor currently conducts business:
Full Legal Name
Trade Name or Fictitious Business Name
(C)
Changes in Name, Jurisdiction of Organization, Chief Executive Office or Sole
Place of Business (or Principal Residence if Grantor is a Natural Person) and
Corporate Structure within past five (5) years:
Grantor
Date of Change
Description of Change
SCHEDULE 5.1-1
SCHEDULE 5.2
TO PLEDGE AND SECURITY AGREEMENT
COLLATERAL IDENTIFICATION
I. INVESTMENT RELATED PROPERTY
(A)
Pledged Stock:
Grantor
Stock
Issuer
Class of
Stock
Certificated (Y/N)
Stock Certificate
No.
Par Value
No. of
Pledged
Stock
Percentage
of Outstanding Stock of the Stock Issuer
Pledged LLC Interests:
Grantor
Limited
Liability
Company
Certificated
(Y/N)
Certificate No.
(if any)
No. of Pledged
Units
Percentage of Outstanding LLC Interests of the Limited Liability
Company
Pledged Partnership Interests:
Grantor
Partnership
Type of
Partnership
Interests (e.g.,
general or
limited)
Certificated
(Y/N)
Certificate No.
(if any)
Percentage of
Outstanding
Partnership
Interests of the
Partnership
Trust Interests or other Equity Interests not listed above:
Grantor
Trust
Class of Trust Interests
Certificated
(Y/N)
Certificate No.
(if any)
Percentage of Outstanding
Trust Interests
of the Trust
Pledged Debt:
Grantor
Issuer
Original Principal Amount
Outstanding
Principal
Balance
Issue Date
Maturity Date
SCHEDULE 5.2-1
Securities Account:
Grantor
Share of Securities
Intermediary
Account Number
Account Name
Deposit Accounts:
Grantor
Name of Depositary Bank
Account Number
Account Name
Commodity Contracts and Commodity Accounts:
Grantor
Name of Commodity
Intermediary
Account Number
Account Name
II. INTELLECTUAL PROPERTY
(A)
Copyrights
Grantor
Jurisdiction
Title of Work
Registration Number
(if any)
Registration Date (if
any)
(B)
Copyright Licenses
Grantor
Description of Copyright
License
Registration Number (if
any) of underlying
Copyright
Name of Licensor
(C)
Patents
Grantor
Jurisdiction
Title of Patent
Patent
Number/(Application
Number)
Issue Date/(Filing
Date)
SCHEDULE 5.2-2
(D)
Patent Licenses
Grantor
Description of Patent
License
Patent Number of
underlying Patent
Name of Licensor
(E)
Trademarks
Grantor
Jurisdiction
Trademark
Registration Number/(Serial Number)
Registration
Date/(Filing Date)
(F)
Trademark Licenses
Grantor
Description of Trademark
License
Registration Number of
underlying Trademark
Name of Licensor
(G)
Trade Secret Licenses
III. COMMERCIAL TORT CLAIMS
Grantor
Commercial Tort Claims
IV. LETTER OF CREDIT RIGHTS
Grantor
Description of Letters of Credit
SCHEDULE 5.2-3
V. WAREHOUSEMAN, BAILEES AND OTHER THIRD PARTIES IN POSSESSION OF COLLATERAL
Grantor
Description of Property
Name and Address of Third Party
VI. MATERIAL CONTRACTS
Grantor
Description of Material Contract
SCHEDULE 5.2-4
SCHEDULE 5.4 TO
PLEDGE AND SECURITY AGREEMENT
FINANCING STATEMENTS:
Grantor
Filing Jurisdiction(s)
SCHEDULE 5.4-1
EXHIBIT A