CHANGE THE ADDRESS FOR SERVICE OF NOTICE UPON IT BY A
NOTICE IN WRITING TO THE OTHER PARTIES.
[Signatures appear on following page]
26
IN WITNESS WHEREOF, the Grantor and the Lender have executed this Security
Agreement as of the date first above written.
GRANTOR:
KOSS CORPORATION
By:
Name:
Title:
JPMORGAN CHASE BANK, N.A., as Lender
By:
Name:
Title:
[Signature Page to Security Agreement]
EXHIBIT A
(See Sections 3.2, 3.3, 3.4, 3.9 and 9.1 of Security Agreement)
GRANTOR'S INFORMATION AND COLLATERAL LOCATIONS
I.
NAME OF GRANTOR:
II.
STATE OF INCORPORATION OR ORGANIZATION:
III.
TYPE OF ENTITY:
IV.
ORGANIZATIONAL NUMBER ASSIGNED BY STATE OF
INCORPORATION OR ORGANIZATION:
V.
FEDERAL IDENTIFICATION NUMBER:
VI.
PLACE OF BUSINESS (IF IT HAS ONLY ONE) OR
CHIEF EXECUTIVE OFFICE (IF MORE THAN ONE PLACE OF BUSINESS) AND MAILING ADDRESS:
Attention:
VII.
LOCATIONS OF COLLATERAL:
(A)
PROPERTIES OWNED BY THE GRANTOR:
NONE.
(B)
PROPERTIES LEASED BY THE GRANTOR (INCLUDE
LANDLORD'S NAME):
(C)
PUBLIC WAREHOUSES OR OTHER LOCATIONS
PURSUANT TO BAILMENT OR CONSIGNMENT ARRANGEMENTS (INCLUDE NAME OF WAREHOUSE
OPERATOR OR OTHER BAILEE OR CONSIGNEE):
VIII.
COMMERCIAL TORT CLAIMS:
(A)
(B)
EXHIBIT B
(See Section 3.5 of Security Agreement)
DEPOSIT ACCOUNTS
Name of Institution
Account Number
Check here if Deposit
Account is a Collateral
Deposit Account
Description of Deposit
Account if not a
Collateral Deposit
Account
EXHIBIT C
(See Section 3.7 of Security Agreement)
LETTER OF CREDIT RIGHTS
CHATTEL PAPER
EXHIBIT D
(See Section 3.10 and 3.11 of Security Agreement)
INTELLECTUAL PROPERTY RIGHTS
PATENTS
Patent Description
Patent Number
Issue Date
PATENT APPLICATIONS
Patent Application
Application Filing Date
Application Serial Number
TRADEMARKS
Trademark
Registration Date
Registration Number
TRADEMARKS APPLICATIONS
Trademark Application
Application Filing Date
Application Serial Number
COPYRIGHTS
Copyright
Registration Date
Registration Number
COPYRIGHT APPLICATIONS
Copyright Application
Application Filing Date
Application Serial Number
INTELLECTUAL PROPERTY LICENSES
Name of Agreement
Date of Agreement
Parties to Agreement
EXHIBIT E
(See Section 3.11 of Security Agreement)
TITLE DOCUMENTS
I.
VEHICLES SUBJECT TO CERTIFICATES OF
TITLE:
Description
Title Number
State Where Issued
II.
AIRCRAFT/ENGINES/PARTS, SHIPS, RAILCARS
AND OTHER VEHICLES GOVERNED BY FEDERAL STATUTE:
Description
Registration Number
EXHIBIT F
(See Section 3.11 of Security Agreement)
FIXTURES
III.
LEGAL DESCRIPTION, COUNTY AND STREET
ADDRESS OF PROPERTY ON WHICH FIXTURES ARE LOCATED:
IV.
NAME AND ADDRESS OF RECORD OWNER:
EXHIBIT G
(See Section 3.13 of Security Agreement and Definition of "Pledged Collateral")
LIST OF PLEDGED COLLATERAL, SECURITIES AND OTHER INVESTMENT PROPERTY
STOCKS
Issuer
Certificate
Number(s)
Number of Shares
Class of Stock
Percentage of
Outstanding
Shares
BONDS
Issuer
Number
Face Amount
Coupon Rate
Maturity
GOVERNMENT SECURITIES
Issuer
Number
Type
Face Amount
Coupon Rate
Maturity
OTHER SECURITIES OR OTHER INVESTMENT PROPERTY
(CERTIFICATED AND UNCERTIFICATED)
Issuer
Description of Collateral
Percentage Ownership Interest
[Add description of custody accounts or arrangements with securities
intermediary, if applicable]
EXHIBIT H
(See Section 3.1 of Security Agreement)
OFFICES IN WHICH FINANCING STATEMENTS HAVE BEEN FILED
EXHIBIT I
(See Section 4.4 and 4.8 of Security Agreement)
AMENDMENT
This Amendment, dated
,
is delivered pursuant
to Section