copies.
260.7a-6
Telegraphic delaying amendments.
260.7a-7
Effective date of amendment filed under section 8(a) of the Securities Act with the consent of the Commission.
260.7a-8
Effective date of amendment filed under section 8(a) of the Securities Act pursuant to order of Commission.
260.7a-9
Delaying amendments.
General Requirements as to Form and Content of Applications, Statements and Reports
General
260.7a-15
Scope of §§ 260.7a-15 to 260.7a-37.
Formal Requirements
260.7a-16
Inclusion of items, differentiation between items and answers, omission of instructions.
260.7a-17
Quality, color and size of paper.
260.7a-18
Legibility.
260.7a-19
Margin for binding.
260.7a-20
Riders; inserts.
General Requirements as to Contents
260.7a-21
Clarity.
260.7a-22
Information unknown or not reasonably available.
260.7a-23
Statements required where item is inapplicable or where answer is "none".
260.7a-24
Words relating to periods of time in the past.
260.7a-25
Words relating to the future.
260.7a-26
Disclaimer of control.
260.7a-27
Title of securities.
Incorporation by Reference
260.7a-28
Incorporation of matter in application, statement or report, other than exhibits, as answer to item.
260.7a-29
Incorporation of exhibits as such.
260.7a-30
Identification of material incorporated; form of incorporation.
260.7a-31
Incorporation by reference of contested material.
260.7a-32
Incorporation by reference rendering document incomplete, unclear, or confusing.
Exhibits
260.7a-33
Additional exhibits.
260.7a-34
Omission of substantially identical documents.
Amendments
260.7a-35
Formal requirements as to amendments.
260.7a-36
Signatures to amendments.
Inspection and Publication of Applications, Statements and Reports
260.7a-37
Inspection of applications, statements and reports.
Rules Under Section 310
260.10a-1
Application for determining eligibility of a foreign person to act as sole trustee pursuant to section 310(a)(1) of the Act.
260.10a-2
General requirements as to form and content of applications.
260.10a-3
Number of copies - Filing - Signatures.
260.10a-4
Consent of trustee to service of process.
260.10a-5
Eligibility of Canadian Trustees.
260.10b-1
Calculation of percentages.
260.10b-2
Applications under section 310(b)(1)(ii).
260.10b-3
Applications relative to affiliations between trustees and underwriters.
260.10b-4
Application for stay of trustee's duty to resign pursuant to section 310(b) of the Act.
260.10b-5
Content.
260.10b-6
Notices - Exemptive Application Procedure.
Rules Under Section 311
260.11b-4
Definition of "cash transaction" in section 311(b)(4).
260.11b-6
Definition of "self-liquidating paper" in section 311(b)(6).
Rules Under Section 314
Periodic Reports
260.14a-1
Application of §§ 260.7a-15 to 260.7a-38.
260.19a-1
Compliance with Section 314(a)(1) of the Trust Indenture Act for certain eligible indenture obligors.
Authority:
15 U.S.C. 77c, 77ddd, 77eee, 77ggg, 77nnn, 77sss, 78ll (d), 80b-3, 80b-4, and 80b-11, unless otherwise noted.
Source:
5 FR 293, Jan. 25, 1940, unless otherwise noted.
Editorial Note:
Nomenclature changes to part 260 appear at 57 FR 36501, Aug. 13, 1992, and 57 FR 47409, Oct. 16, 1992.
Note:
In §§ 260.0-1 to 260.14a-1 the numbers to the right of the decimal point correspond with the respective rule number of the general rules and regulations under the Trust Indenture Act of 1939.
ATTENTION ELECTRONIC FILERS
THIS REGULATION SHOULD BE READ IN CONJUNCTION WITH REGULATION S-T (PART 232 OF THIS CHAPTER), WHICH GOVERNS THE PREPARATION AND SUBMISSION OF DOCUMENTS IN ELECTRONIC FORMAT. MANY PROVISIONS RELATING TO THE PREPARATION AND SUBMISSION OF DOCUMENTS IN PAPER FORMAT CONTAINED IN THIS