STATEMENT ISSUED UNDER A DIRECT REGISTRATION SYSTEM OR OTHER BOOK
ENTRY SYSTEM) BEAR THE RESTRICTIVE LEGEND
SPECIFIED IN BCI 51-509.
10.
LEGENDING AND REGISTRATION OF SUBJECT
SECURITIES
10.1
THE SUBSCRIBER HEREBY ACKNOWLEDGES THAT
A LEGEND MAY BE PLACED ON THE CERTIFICATES REPRESENTING THE SECURITIES TO THE
EFFECT THAT THE SECURITIES REPRESENTED BY SUCH CERTIFICATES ARE SUBJECT TO A
HOLD PERIOD AND MAY NOT BE TRADED UNTIL THE EXPIRY OF SUCH HOLD PERIOD EXCEPT AS
PERMITTED BY APPLICABLE SECURITIES LEGISLATION.
10.2
THE SUBSCRIBER HEREBY ACKNOWLEDGES AND
AGREES TO THE COMPANY MAKING A NOTATION ON ITS RECORDS OR GIVING INSTRUCTIONS TO
THE REGISTRAR AND TRANSFER AGENT OF THE COMPANY IN ORDER TO IMPLEMENT THE
RESTRICTIONS ON TRANSFER SET FORTH AND DESCRIBED IN THIS AGREEMENT.
11.
COLLECTION OF PERSONAL INFORMATION
11.1
THE SUBSCRIBER ACKNOWLEDGES AND CONSENTS
TO THE FACT THAT THE COMPANY IS COLLECTING THE SUBSCRIBER'S PERSONAL INFORMATION
FOR THE PURPOSE OF FULFILLING THIS AGREEMENT AND COMPLETING THE TRANSACTIONS
CONTEMPLATED HEREIN.
THE SUBSCRIBER'S PERSONAL INFORMATION (AND, IF APPLICABLE,
THE PERSONAL INFORMATION OF THOSE ON WHOSE BEHALF THE SUBSCRIBER IS CONTRACTING
HEREUNDER) MAY BE DISCLOSED BY THE COMPANY TO (A) STOCK EXCHANGES OR SECURITIES
REGULATORY AUTHORITIES, (B) THE COMPANY'S REGISTRAR AND TRANSFER AGENT, (C)
CANADIAN TAX AUTHORITIES, (D) AUTHORITIES PURSUANT TO THE PROCEEDS OF CRIME
(MONEY LAUNDERING) AND TERRORIST FINANCING ACT (CANADA) AND (E) ANY OF THE OTHER
PARTIES INVOLVED IN THE TRANSACTIONS CONTEMPLATED HEREIN, INCLUDING LEGAL
COUNSEL, AND MAY BE INCLUDED IN RECORD BOOKS IN CONNECTION WITH THE TRANSACTIONS
CONTEMPLATED HEREIN.
BY EXECUTING THIS AGREEMENT, THE SUBSCRIBER IS DEEMED TO
BE CONSENTING TO THE FOREGOING COLLECTION, USE AND DISCLOSURE OF THE
SUBSCRIBER'S PERSONAL INFORMATION (AND, IF APPLICABLE, THE PERSONAL INFORMATION
OF THOSE ON WHOSE BEHALF THE SUBSCRIBER IS CONTRACTING HEREUNDER) AND TO THE
RETENTION OF SUCH PERSONAL INFORMATION FOR AS LONG AS PERMITTED OR REQUIRED BY
LAW OR BUSINESS PRACTICE.
NOTWITHSTANDING THAT THE SUBSCRIBER MAY BE PURCHASING
SECURITIES AS AGENT ON BEHALF OF AN UNDISCLOSED PRINCIPAL, THE SUBSCRIBER AGREES
TO PROVIDE, ON REQUEST, PARTICULARS AS TO THE IDENTITY OF SUCH UNDISCLOSED
PRINCIPAL AS MAY BE REQUIRED BY THE COMPANY IN ORDER TO COMPLY WITH THE
FOREGOING.
- 8 -
11.2
FURTHERMORE, THE SUBSCRIBER IS HEREBY
NOTIFIED THAT:
(A)
THE COMPANY MAY DELIVER TO A PROVINCIAL SECURITIES COMMISSION
AND/OR THE SEC CERTAIN PERSONAL INFORMATION PERTAINING TO THE SUBSCRIBER,
INCLUDING SUCH SUBSCRIBER'S FULL NAME, RESIDENTIAL ADDRESS AND TELEPHONE NUMBER,
THE NUMBER OF SHARES OR OTHER SECURITIES OF THE COMPANY OWNED BY THE SUBSCRIBER,
THE NUMBER OF SECURITIES PURCHASED BY THE SUBSCRIBER AND THE TOTAL PURCHASE
PRICE PAID FOR SUCH SECURITIES, THE PROSPECTUS EXEMPTION RELIED ON BY THE
COMPANY AND THE DATE OF DISTRIBUTION OF THE SECURITIES,
(B)
SUCH INFORMATION IS BEING COLLECTED INDIRECTLY BY THE
PROVINCIAL SECURITIES COMMISSION UNDER THE AUTHORITY GRANTED TO IT IN SECURITIES
LEGISLATION, AND
(C)
SUCH INFORMATION IS BEING COLLECTED FOR THE PURPOSES OF THE
ADMINISTRATION AND ENFORCEMENT OF THE SECURITIES LEGISLATION OF CANADA.
12.
COSTS
12.1
EACH PARTY SHALL BEAR ITS OWN COSTS AND
EXPENSES (INCLUDING ANY FEES AND