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Welcome to the most sought after
direct marketing masterpiece. This book was recently selling for
over $900 dollars used—so I decided to re-issue it. It is a real
privilege to bring Gene Schwartz's advertising wisdom back into
print. We built a wonderful business based on his wisdom.
He was a special delight and a treat to know—Gene was
6'2" and reminded me of Gary Cooper in The Fountainhead. But
Gene had much more charm and wit and a fabulous, unforgettable
smile.
Exciting sight—watching the multi-talented genius's fingers
flying over the keyboard creating another brilliant ad. And then
he'd sit back with that great smile, read it over and enjoy it more
and more.
Gene wrote advertising copy lor the best direct marketers
in America. And then he published a book in 1964 titled Hoxc
to Double Your Child's Grades in School, following up with How
to Double Your Power to Learn and then Breakthrough Advertising
in 1966.
He was very clever—he exchanged his copywriting for access
to mailing list names and promoted his own books to them!
But then Gene had a stroke in 1978 and he had trouble
typing . . . for it affected his right side. But he worked and
iii
IV
FOREWORD
worked until he became quite proficient typing with just his
left hand.
My big idea—Retain Gene as a business consultant instead
of a copywriter to guarantee him a regular income. He became
very important to us in that new role. lie helped very much in
the creation of the Bottom Line/Personal concept and of our editorial
style. Awesome.
Then there was Gene III, the scientist, always reading the
leading-edge science books and belonging to a very sophisticated
group that met weekly to discuss the implications of those scientific
advances on society.
Finally, there was Gene IV—an amazing talent as an art collector,
together with his wife Barbara, a famous interior designer.
They built a fabulous art collection betting on Hans Hoffman
Morris Lewis, Frank Stella, Donald Judd and Milton Averv well
before anyone else had heard of them. Their first acquisition was
by the color-pioneer Hans Hoffman. It took me years to appreciate
Hoffman's work. Barbara also helped me build an incredible
collection of photographs that are now at the Art Institute of
Chicago. On my first gallery tour with them—I discovered a
crumpled photo by the Starn twins that had two words on i t -
Confusion/Order. That is what I'm devoted to-bringing order
from confusion. So Barbara and I built a very exciting Lessons
in Life collection. I was her first art advisory client. And it is
with her generous permission that we bring Gene's classic book
back into the world.
Martin Edelston
Founder and President. Boardroom Inc.
Publisher of Bottom Line/Personal
Jan-04
PREFACE TO THE
BOARDROOM EDITION
This book was first published
in 1966—what seems to be three lifetimes ago. It was put out
bv Prentice-Hall, a marvelous house: it sold onlv a few thousand
copies. But since it was published I have had people coming to me
regularly to tell me that thev directlv credit reading this book with
their making millions of dollars.
This is amazing enough, but even more remarkable is the fact
that—when I look back on it—not a single one of these people
was a copywriter. Here is a book that is called Breakthrough Advertising
. . . and yet was used bv men who were not in the business
of advertising at all, to make more monev than most of us ever
dream of accumulating.
How did this happen? Whv was a publisher, a financier, a
manufacturer of novelties, able to make so very much monev with
a book that is about putting sentences together? (The financier
told me that, within one vear after obtaining the book, he had
raised his net worth from $100.000 to $10 million). Are the
sentences contained in the pages that follow actually that powerful?
Can they change the fortunes of men so radically? Are thev
far more universally adaptable than I had first t h o u g h t . . . so they
are no longer about advertising products, but literally about opening
whole new markets for them?
\1
PREFACE
Therefore, eighteen years later, when Boardroom Books asked
me to republish this text. I had to study it again, with the fresh
eyes of a person who had not read it in all that time, to see what
was the real content of my book, and its real effect on its readers.
I did. I discovered the secret. And I am using this introduction
now to admit my red-faced shame. What I had thought I had
written those mam- years ago was a book on advertising; what I
actually put down on these pages was an entireh' different book,
on a far broader theme:
There is a way to develop an entirely new market for a new
or an old product. That way involves a certain number of clearludefined
steps. And in this hook 1 show „ou every single one of
those steps. ' J
As you mav know, all of us—no matter what official designation
we give the industry we do business m - a r e actually on a
deeper level, in exactly the same profession. We are all'simply
creating or exploiting markets for our products. When the market
is born, our business is simultaneously given birth. When it grows
so does our share of it. When it is mature, our sales charts develop
heir first aches and pains. And at that point, if we can develop a
fresh new- market for that old product, it is exactly as if we
achieved the Faustian dream, and enabled that product to drink
from the proverbial "Fountain of Youth."
We are all primarily conceptual midwives. helping give birth to
new markets for our products. All the other functions" we or our
business, p e r f o r m - t h e manufacturing, distribution service
hnancmg, and all the r e s t - a r e simply adjuncts to this vital central
process.
We are, in a single phrase, "Market-Makers." We sense each
new market in its turn. We test and evaluate its size and scope We
gauge its true potential financial strength, and then we focus all
the people, all the money and all the desire that makes it up on
one ultimate object: our own product.
Most of the time, the market exists before our product, and
we simply tap its present strength. But, m this era of constant
PREFACE Ml
change, we ourselves mav help give it its first viable financial
form. We may sense that people want computers in their homes
as well as their offices . . . or want to walk around all dav with
music plugged into their ears . . . or would like to spend three
air-conditioned hours in a faraway galaxv, battling with light-swords
against evil and tyranny.
Making a market, then, is not. as I thought when I originally
wrote this book, simply a matter of making an ad. It is also the
making of a product. And it is the making of a conduit through
which that product can be obtained bv the people whom you have
made desire it more than an equivalent sum of their money. This
book outwardly talks about the sentences that make up the primary
appeal of that product to that market. But its true and
deeper message is found when it is interpreted as a market-diviner,
and a market-intensifier. In other words, its message will show vou
how to find your "dream" market, and how to drive it into a national
"feeding frenzy."
And I have also made an equally important discovery upon
reviewing this book since it was first published. The examples in its
pages have grown slightly older, but the principles that these examples
manifest are timeless. For example, if I were writing this
book today, its examples would show more appreciation of
feminism, environmental awareness, health and fitness striving—
even the blessed sexual revolution. Thev would be more open and
more frank than thev could have been then.
All this is for the good—but this book is not about revieiving
todm/s ads, but creating from scratch tomorrow's winners! This
book is about avoiding the need for copying or imitating am other
product or advertisement. So today's examples are as "outdated"
as those of two decades ago. This book is about what-happensnext,
and the fundamental rules of making a fortune out of slightly
redirecting that tomorrow.
You see, people don't change: only the direction of their desires
do. They cannot be made to want anything, nor is it necessary
to create want. All that is necessary is to be able to channel
v U1 PREFACE
those wants into the proper products that offer legitimate satisfaction
for them. It takes ten million . . . fifteen million . . . twentvfive
million. . . fifty-- million . . . one hundred and fifty million people
. . . to create a vast market for your goods. But it takes only one
slip of paper—or its recitation by a series of salesmen—to direct all
those millions of people to your stores, or vour catalogues, or your
wholesalers.
Not one single thing has changed in that regard since I wrote
this book. Nor will it ever alter in the slightest.
So this book is not about building better mousetraps. It is,
however, about building larger mice, and then building terrifying
fear of them in your customers. In other words, it is about
helping to shape the largest and strongest market possible, and
then intensifying that market's reaction to its basic need or problem,
and to the "exclusive" solution vou have to offer it.
Ask Rodale Press—for whom I sold over twentv million dollars
of a single book, The Practical Encyclopedia of Natural
Healing.
Ask the publisher of this book. Boardroom Reports, Inc.—
who started out with $3,500 in total working capital, and who
will probably do more than 25 million dollars in gross volume
next year, with I am proud to say at least a little bit of assistance
from me.
Ask the seventeen businesses I've started or helped start. . .
(Twenty-five percent of just one of them was sold for close to a
million dollars in one dav.)
These principles work. They discover markets. Thev build
markets. They intensify markets. Thev revitalize markets. They
perform, in sum, the invaluable function of giving you customers
for the products you want or have to sell.
And that's what we all need, isn't it? Customers. This, therefore,
is a book full of customers—for your products.
It is really nothing else. Just customers, by the millions.
Eighteen years have passed. Three lifetimes. They've been
good years, and good lives. I hadn't read the book since then, but
PREFACE 1A
some hidden part of me had remembered it, and I think it's worth
your reading now.
If vou agree with me, whv not write and tell me so. I have
several millionaires, and multimillionaires, to my credit now. I'd
like to make the next one YOU.
Please help me.
Gene Schwartz
DEDICATION
To BARBARA, who somehow, incredibly, still loves and always inspires me.
INTRODUCTION
Creativity Can Be Made to Order
If You Follow This Simple Rule
If you expect a scholarly tome on
advertising, stop here.
I am a mail order copy writer who makes his living by producing
results—in carefully-measured dollars of profit—from the
written word.
My income—my standard of living—depends bluntly and directly
upon my ability to sell. And I have no salesmen to help
me; no store-reputation to help me: no point-of-purchase reminders,
no discounts, no friendly sales clerks to give mv products
a push.
I sell, or do not sell, on the basis of one tool alone—my ad
Therefore, I have done a great deal of thinking and experimenting
with these ads. And, since I have had the good fortune to
own my own mail order firms for the last eleven years, I have
had far greater freedom than most copy writers to put mv ideas
to a conclusive test and to see whether or not they really work.
I believe, as do many other advertising men, that mail order
is the greatest copy writing school in the world. In mail order
INTRODUCTION XI
for reasons which I'll reveal later in this book, YOU learn techniques
and approaches to copy—especially new-product and newslant
copy—that you learn in no other branch of this business.
Some of these techniques I have never seen discussed in anv
other article or book on copv writing—and I think I've read most
of them. I have explained these techniques in detail in the hope
that they will prove as profitable to other eopv writers as they've
been for me.
Can they be used by non-mail-order eopv writers as well?
Most assuredly. J. K. Lasker once said that mail order makes a
copy writer, but his real pav-off comes when he applies his mail
order techniques to general advertising. I think that B.B.D. & O.,
Ted Bates, Ogilvy, Young & Rubicam and a dozen other agencies
prove this every day.
Therefore I've written this book—not from the mail order
perspective alone—but from the universal problem of all eopv writing:
How to write a headline—and an ad that follows it—that will
open up an entirely new market for its product. An ad that will
give a new product immediate profit: that will give an old product
a brand-new slant; that will give a competitively-battered product
a new weapon—not onlv to protect itself against its imitators
but to actually damage or destrov the loyalty of their following.
These objectives cannot be achieved by following somebody
else's formula—no matter how successful it was for them. Thev
demand creativity Thev demand a brand-new headline; a brandnew
approach to the market: a literal advertising "breakthrough."
Hence the title of this book.
This, then, is a practical book, of practical rules that produce,
and exploit, creativity, and that are meant to pay off on the
very first ad. To put them to work, vou start with these basic
facts.
INTRODUCTION
Basic Facts of Life for Copy Writers
Writing copy is like playing the stock market, or being an
atomic physicist.
Basically all three of these professions—eopv writing, speculation
and science—are exactly alike. The same keys make each
one of them work. And if you realize win. vou can double the
effectiveness of your copy overnight.
Consider these facts:
All three of them deal with immense natural forces gargantuan
forces thousands of times more powerful than the men
who use them. In science, they are the fundamental energies of
the universe. In speculation, they are the billion-dollar tides and
currents of the market place. In copy writing thetj are the hopes
and fears and desires of millions upon millions of men and women,
all over the world.
The men who use these forces did not create them; thev
can neither turn them on nor shut them off thev can neither diminish
them nor add to them. But they ran harness them! The
scientist did not create the energy of the sun; hut he can direct
that energy into the explosion of an atom bomb. The speculator
did not create the enormous growth of the electronics industry
after the war: but he can ride that growth to produce a fifty times
increase in his capital. And the copy writer does not create the
desire of millions of women all over America to lose weight; but
he can channel that desire onto a particular product, and make
its owner a millionaire.
This, then, is the end goal—to take these gigantic natural
forces and harness them to our own uses. But how do we do it?
No two of these forces are alike. Each is unique; each operates
in a different way The same formula, earefullv worked out to release
atomic energy, fails complete])- to solve the problem of
rocket propulsion. The same pattern of investment, that spots the
upturn in electronics and makes a fortune, loses that fortune in
uranium. And the same advertising appeal, that builds an in-
INTRODl (
INTRODUCTION ™1
dustrv in reducing, collapses completely when applied to health
foods, even though both advertisements may reach exactly the
same audience.
Whv? Because no formula works twice. Each and every
formula is simplv the written solution to a particular problem that
occurred in the past. Change even one part of that problem, and
vou need an entirelv different formula. That's why memorizing
theories won't make vou a scientist, or studying charts won't make
you a market wizard, or rewriting somebody else's headlines won't
make vou a copy writer.
What will work? Innovation, of course. Continuous, repeated
innovation. A steady stream of new ideas—fresh new solutions to
new problems. Created—not by the impossible route of memory—
but by analysis.
In afield in which the rales are constantly changing—where
the forces that determine the outcome are constantly shifting—
where new problems are constantly being encountered every day—
rules, formulas and principles simply will not work. They are too
rigid—too tightly bound to the past. They must he replaced by
the only known method of dealing with the Constantly New—
analysis.
And what is analysis? It is a series of measuring rods, cheekpoints,
signpost questions that show you where a particular force
is going, and enable you to get there first. It is a series of rough
guesses, based on past successes, that enables you to cut through
the surface of a problem to see what makes it tick. Analysis is
the art of asking the right questions and letting the problem dictate
the right answers. It is the technique of the break-through.
And it can be learned—just as surely as grammar, mathematics
or spelling.
The first part of this book is about analysis, applied to the
profession of copy writing. Its basic thesis is this:
Everv new market—everv new product—every newadvertisement
is a fresh new problem that never existed
before on the face of this earth. Past advertising successes
CONTENTS
PART 1: THE BASIC STRATEGY OF PERSUASION 1
1 MASS DESntE: THE FORCE THAT MAKES ADVERTISING
WORK—AND HOW TO FOCUS IT ONTO YOUR PRODUCT 3
What Is This Mass Desire—and How Is It Created? 4
Permanent Forces 6
The Forces of Change 6
How to Channel Mass Desire Onto Your Particular Product 7
The Analysis of Your Product: What It Is—and What It Does 9
2 YOUR PROSPECT'S STATE OF AWARENESS—HOW TO
CAPITALIZE ON IT WHEN YOU WTUTE YOUR HEADLINE 13
Your Headline's Real Job 14
What Your Prospect's State of
Awareness Demands From Your Headline 15
The Most Aware 16
The Customer Knows of the
Product But Doesn't Yet Want It 16
How to Introduce New Products 79
How to Introduce Products That Solve Needs 21
How to Open Up a Completely Unaware Market 23
Giving Words to a Hidden Dream 26
Exploiting a Hidden Fear 27
Leading Into an Unacceptable Problem by
Starting With a Universally Accepted Image 28
To Project a Hidden Desire
Which Cannot Be Put Bluntly Into Words 29
Using a Common Resentment or Unvoiced Protest
to Capture a Far Greater Market Than the Direct
Statement of the Solution of That Resentment Would Produce 30
Projecting an Ultimate Triumph That the Prospect Will Identify With 32
xv
CONTENTS
Projecting the Result of a Problem in Such a Way
That It Will Be Identified With by People Who Would
Reject a Direct Statement of the Problem Itself 3.3
Projecting the Result of an Accomplishment
to Attract People Who Would Be Frightened Away
by the Work Implied to Achieve It 34
The List Never Ends 34
A Final Word on Style in Advertising Copy 35
3 THE SOPHISTICATION OF YOUR M4RKET:
HOW MANY PRODUCTS HAVE BEEN THERE BEFORE YOU? 37
If You Are First in Your Market 37
If You're Second, Do This 3.9
The Third Stage of Sophistication 41
The Fourth Stage 44
How to Revive a "'Dead" Product 45
Let's Look at an Industry That Went
Through All Five Stages of Sophistication 46
A Personal Note 50
4 38 WAYS TO STRENGTHEN YOUR HEADLINE
ONCE YOU HAVE YOUR BASIC D3EA 51
5 SUMMARY: THE ART OF CREATIVE PLANNING—
HOW TO MAKE AN IDEA GROW 59
The Three Levels of Creativity 5.9
On Motivation Research and Its Relation to the Copy Writer 61
On Expressing the Personality of a Product in Your Headline 63
On the Only Type of Prevention Headline That Will Sell 64
On the Selection of Splinter Markets to Avoid Competition 65
In Summary 66
PART 2: THE SEVEN BASIC TECHNIQUES OF
BREAKTHROUGH ADVERTISING 69
6 INSDDE YOUR PROSPECT'S MIND—WHAT MAKES
PEOPLE READ, WANT, BELDZVE 71
Desires 72
Identifications 73
Beliefs 74
CONTENTS
7 THE FTRST TECHNIQUE OF BREAKTHROUGH COPY:
INTENSIFICATION 77
Thirteen Ways to Strengthen Desire 77
Your First Presentation of Your Claims HO
Put the Claims in Action 83
Bring In the Reader 85
Show Him How to Test Your Claims 86
Stretch Out Your Benefits in Time 87
Bring In an Audience 89
Show Experts Approving 90
Compare, Contrast, Prove Superiority 91
Picture the Black Side, Too 92
Show How Easy It Is To Get These Benefits 94
Use Metaphor, Analogy. Imagination 94
Before You're Done, Summarize 95
Put Your Guarantee to Work 99
How to Apply These Principles of Intensification to the Campaign 101
8 THE SECOND TECHNIQUE OF
BREAKTHROUGH COPY: IDENTIFICATION 107
How to Build a Saleable Personality Into Your Product 107
A Personal Note 108
The Roles Your Prospect Desires 109
Character Roles 110
Achievement Roles 113
How to Put These Longings for
Identification to Work for Your Product 114
The Primary Image of Your Product 117
How to Build New Images Into Your Product 119
On the Limits to the Images Your Prospects Will Identify With 124
On Saleable Identifications Springing From
the Physical Product Itself 125
9 THE TfflRD TECHNIQUE OF
BREAKTHROUGH COPY: GRADUALIZATION 129
How to Make Your Prospect Believe Your
Claims Before You State Them 729
What Exactly Is Belief? 130
The Architecture of Belief 133
CONTENTS
A New Definition of Awareness 134
A Detailed Example 135
How Belief Was Built Into the Opening 137
Goal Conclusions 139
The Ultimate Objective 141
A Restatement of Our Basic Theory 144
The Inclusion Question 145
Detailed Identification 145
Contradiction of Present (False) Beliefs 146
The Language of Logic 147
Syllogistic Thinking 149
Other Belief Forms 150
10 THE FOURTH TECHNIQUE OF
BREAKTHROUGH COPY: REDEFINITION 153
How to Remove Objections to Your Product 153
Simplification 155
Escalation 160
Price Reduction 162
11 THE FIFTH TECHNIQUE OF
BREAKTHROUGH COPY: MECHANIZATION 165
How to Verbally Prove That Your Product Does What
You Claim 165
Verbal Proof 167
Stage One: Name the Mechanism 167
Stage Two: Describe the Mechanism 168
Stage Three: Feature the Mechanism 170
On the Importance of Mechanism When You Want
to Convince Your Reader That You're Giving Him a Bargain 171
12 THE SIXTH TECHNIQUE OF
BREAKTHROUGH COPY: CONCENTRATION 175
How to Destroy Alternate Ways for
Your Prospect to Satisfy His Desire 175
What Concentration Is 177
Let's See How He Does It 179
A Second Strategy 181
One Final Word on Concentration 184
CONTENTS
13 THE SEVENTH TECHNIQUE OF
BREAKTHROUGH COPY: CAMOUFLAGE 185
How to Borrow Conviction for Your Copy 185
Let's Look at a Few Examples 186
The Second Way to Borrow Believability 190
Believability-Borrowing Strategy #3 191
14 THE FINAL TOUCHES 195
Verification—How to Offer Authorities and Proof 196
Reinforcement—How to Make Two Claims Do the Work
of Four 200
Interweaving—How to Blend Emotion,
Image and Logic Into the Same Sentence
Sensitivity—How to Give Your Reader
What He Demands Step by Step Throughout the Copy 20o
Sample Ad #1 206
Sample Ad #2 210
Sample Ad #3 210
Sample Ad #4 211
See How the Structure Differs 214
Momentum—How to Draw Your
Reader Deeper and Deeper Into Your Copy 215
Mood—How to Pack Your Copy With Drama,
Excitement, Sincerity or Any Other Emotion You Wish
EPTLOGUE-A COPY WRITER'S LIBRARY 227
202
222
INDEX 229
PARTI
THE BASIC STRATEGY
OF PERSUASION
How to write a winning
headline that no one has
ever written before
1
MASS DESIRE:
THE FORCE THAT MAKES
ADVERTISING WORK
—AND HOW TO FOCUS
IT ONTO YOUR PRODUCT
Let's get right down to the heart
of the matter. The power, the force, the overwhelming urge to
own that makes advertising work, comes from the market itself,
and not from the copy. Copy cannot create desire for a product.
It can only take the hopes, dreams, fears and desires that already
exist in the hearts of millions of people, and focus those alreadyexisting
desires onto a particular product. This is the copy writer's
task: not to create this mass desire—but to channel and direct it.
Actually, it would be impossible for any one advertiser to
spend enough money to actually create this mass desire. He can
only exploit it. And he dies when he tries to run against it.
This has been shown time and time again in the automotive
field, for example. In 1948, in order to display their rising standard
of living, the American public decided they wanted a longer,
lower, wider car. Chrysler chose to buck the trend; and offered a
4 MASS DESIRE: THE FORCE THAT MAKES ADVERTISING WORK
fine, functional car—with more head, leg and shoulder room
on the inside—but shorter and squatter on the outside. A
multimillion-dollar campaign was prepared bv one of the most
creative agencies in America. But the results—against the tide of
mass desire—were catastrophic.
In 1954, cars had become universallv long; and drivers were
appraising each other's car in terms of horsepower. Here was the
rise to dominance of a vast new public demand. The Twin-H
Hudson Hornet, the twin-exhaust Cadillac, the Chrysler 300—all
in turn exploited this trend, and rode it to gain millions of dollars
in extra sales. The Ford Company decided to plav it down,
and devoted millions of advertising dollars to sell safety. Again,
the advertising ran into a wall of disinterest: results were nonexistent;
and the next year Ford produced, and advertised, the
highest-horsepower engines in their history
YVut perhaps \Vie most pamTu\ prooY was the Edsel. Here was
a good car, backed by a deluge of fhu< advertising, that died trying
to fight the overwhelming switch in demand to a cheap,
simple, inexpensive-to-run compact car.
Let me repeat. This mass desire must already be there. It
must already exist. You cannot create it. and vou cannot fight it.
But you can—and must—direct it, channel it. focus it onto your
particular product.
What Is This Mass Desire—and How Is It Created?
We can define this Mass Desire quite simply. It is the public
spread of a private want.
Advertising is a business of statistics. We deal with percentages
of population. We address our ads to individuals; and yet
the success of our advertising depends on thousands, or even millions,
of these individuals sharing the same response to these
ads—the response of wanting our product enough to pav us the
price we ask for it.
MASS DESIRE: THE FORCE THAT MAKES ADVERTISING WORK 5
Before these individuals can share this buying response,
they must first share the desire upon which our ad is based.
Privately, each of them wants the same thing. Puhliclx. there
are enough of them to repay us the cost of advertising, manufacturing
and selling, plus a profit. It is the moment alien a private
desire is shared by a statistically significant number of
people, large enough to profitably repay selling these people,
that a market is born. This market mav consist of a desire shared
by only a few thousand people, such as the urge to own fine
antiques. Or it may be shared by tens of millions, as the desire
to lose weight. But it is there, demanding to be satisfied, waiting
only for the information that will direct it onto a particular
product.
Since these mass desires are shared bv millions of people.
they take years to develop, and thev are created b\ social, economic
and technological forces far greater than advertising itself
can command. It is this fact, when used correctly that gives advertising
its enormous potential for profit. Bv simplv directing
this gigantic, already-existing mass desire—rather than being required
to create it—advertising thus commands an economic force
hundreds of times more poiveifnl Hum the mere number of dollars
that the advertiser can spend on it. This is the Amplification
Effect of successful advertising—the reason that $1 spent on such
advertising can create 850 or even SI00 in sales.
But this Amplification Effect takes place only when advertising
exploits already-existing desire. When it tries to create this desire,
it is no longer advertising but education. And, as education.
it can produce at best only one dollar in sales for every dollar
spent on advertising. No single advertiser can afford to educate
the American public. He must rely on forces far greater than any
advertising budget to build this mass desire. And then he can
make those forces work for him—by directing that desire onto his
particular product.
What are these nation-wide forces that create this mass
desire? There are many of them. But they fall into two general
6 MASS DESIRE: THE FORCE THAT MAKES ADVERTISING WORK
categories—each presenting its distinct problem to the copy writer.
Here are these two categories, with a few specific examples of
each.
1. Permanent Forces
Mass Instinct. The desire of women to be attractive, or men
to be virile, or men and women both to keep their health. In
this case, the instinct never fades—the desire never changes. The
copy writer's problem here is not to pick out the trend—it is
there for everyone to see. His job is to distinguish his product
from the others that were there before it—to create a fresh appeal—
to build a stronger believabilitv—to shift desire from the
fulfillment offered by one product to that offered bv another.
How this is done, we shall see in a moment.
A mass technological problem. Bad television reception, or
corroding automobile mufflers, or the time it takes for aspirin to
bring relief. Until the problem is finallv solved, the customers
will buy and try—buy and try again. And here the copy writer
has the same problem—to offer the same claim of relief as his
competitors, but offer it in a new way.
2. The Forces of Change
The beginning, the fulfillment, and the reversal of a trend.
Style. The sudden mass decision to show off a pay raise bv installing
a swimming pool in the back yard, instead of buying a
bigger car. The horsepower appeal of the Fifties, and its sudden
subordination to gas economy. Here the copv writer is dealing
with the straws in the wind that may indicate a hurricane. Here
he needs sensitivity, foresight, intuition. He must be able to see
and catch the rising tide when it's almost imperceptible—sense
which of the several appeals that are built into his product he
should stress at any particular moment, and when to shift to another—
and, always, how to be there first.
MASS DESIRE: THE FORCE THAT MAKES ADVERTISING WORK
Mass Education. The school primer and the movie screen.
The tastes and appearances of society women, television stars,
presidential candidates, trickling down to every hamlet in
America. Group pressure; back-yard gossip; community product
pioneers. And equally important, the sum total of all advertising—
in its unconscious, unplanned and overall effect of multiplying
people's dreams and desires, and thus raising their standard
of living. Here again the problem is timing. When does the
shift become statistically significant? When do enough people make
the change? When should the automotive powerhouse, for example,
change its image to become the common man's gas saver?
The copy writer is faced with a society containing dozens—
even hundreds—of these already-existing mass desires. His first
joh therefore is to detect them—inventory them—chart their force
and direction. This is a study that will occupy part of every working
dav for the rest of his life.
His second job is to harness his products onto their backs.
He does this in this wav:
How to Channel Mass Desire
Onto Your Particular Product
The copy writer in his work uses three tools: his own knowledge
of people's hopes, dreams, desires and emotions; his client's
product; and the advertising message, which connects the two.
The copy writer performs his work in three stages. In general,
thev go something like this:
1. Choose the most powerful desire that can possibly he applied
to your product.
Every mass desire has three vital dimensions. The first is urgency,
intensity, degree of demand to be satisfied. For example,
constant arthritic pains compared to a minor headache. The second
dimension is staving power, degree of repetition, the inability
to become satiated. For example, raw hunger compared to a
craving for gourmet foods. And the third dimension is scope—
ft> MASS DESIRE: THE FORCE THAT MAKES ADVERTISING WORK
the number of people who share this desire. For example, the
number of men willing to pay $10 for an automotive accessorv
that saves gas—as compared to those willing to pav the same
price for one that merely prevents future repair bills.
Every product appeals to two, three or four of these mass
desires. But only one can predominate; onlv one can reach out
through your headline to your customer. Only one is the key that
unlocks the maximum economic power at the particular time your
advertisement is published. Your choice among these alternate desires
is the most important step yon will take in writing your ad.
If it is wrong, nothing else that you do in the ad will matter. This
choice is embodied in your headline. It is for this reason that we
spend so many chapters on headlines later on.
To sum up the first stage then, you trv to choose the mass
desire that gives you the most power in all three dimensions. You
try to tap a single overwhelming desire existing today in the hearts
and minds of millions of people who are actively seeking to satisfy
it at this verv moment.
2. Acknowledge that desire—reinforce it—and/or offer the
means to satisfy it—in a single statement in the headline of
your ad.
This headline is the bridge between vour prospect and your
product. It touches your prospect at the point of awareness that
he has arrived at today. If he is aware of vour product, and realizes
that it can satisfy his desire, vour headline starts with vour
product. If he is not aware of your product, but only of the desire
itself, your headline starts with the desire. And, if he is not
yet aware of what he really seeks, but is concerned only with a
general problem, your headline starts with that problem and crystallizes
it into a specific need.
In any case, your headline—though it mav never mention
your product—is the first vital step in recognizing this mass desire—
justifying and intensifying it—and directing its solution along
one specific path.
3. And then you take the series of performances that are
MASS DESIRE: THE FORCE THAT MAKES ADVERTISING WORK 9
built into your product—what your product does—and you show
your prospect how these product performances inevitably satisfy
that desire. Here's how:
The Analysis of Your Product:
What It Is—and What It Does
In reality, every product vou are given to sell is actually two
products. One of them is the physical product—the steel, glass,
paper or tobacco that the manufacturer has shaped into a particular
pattern, of which he is justly proud. The other is the functional
product—the product in action—the series of benefits that
vour product performs for vour consumer, and on the basis of
which he buys vour product.
The physical product does not sell. People do not buy the
steel in a car, the glass in a vase, the tobacco in a cigarette, or
the paper in a book.
The physical part of your product is of value only because
it enables your product to do things for people. The important
part of your product is what it does. The rest—the steel skeleton—
the chrome or metal case that vou actually deliver to your
customer—is only your excuse for charging them your price. What
they are reallv paying you for is what the product will do.
No physical part of vour product can ever become a headline.
No one will buy the size of vour clients plant, the weight
of vour client's steel, the care of vour client's construction. All
these facts can only be used, later on. to document and reinforce
the primary performance that vou promise your reader in your
headline, in the following wavs:
By justifying your price. This is the common-sense theory
that the longer the car, the more tubes in the television set, the
more stitches per inch in the suit, then the greater the number
of dollars your product can command—if that product first delivers
the performance that your prospect demands.
By documenting the quality of your performance. Tell your
10 MASS DESIRE: THE FORCE THAT MAKES ADVERTISING WORK
prospect the weight of steel in vour car's door, and he's more
likely to believe that your car will protect his life if he should
have an accident on the highway. Tell vour prospect the number
of times your plant removes the impurities in vour face cream,
and she's more likely to believe that vour cream will remove the
impurities in her skin.
By assuring your prospect that that performance will continue
throughout the years. Ceramic mufflers mean no repair bills
for the life of your car. Chemically-protected paper means you
can hand your prize books down to vour children. Quick-frozen
food means vou can retain taste and vitamins for months after
your purchase.
By sharpening the reader's mental picture of that performance.
The Rolls-Royce must give vou perfect riding silence because
every metal part of the chassis is shielded from every other
metal part by a protective coat of rubber. Helena Rubenstein's
new face cream must make your skin look younger because it
contains the placenta of living animals.
And, above all, by giving your product's claim of performance
afresh new basis for believability. This is the most important use
of the physical product in fields where a new firm or product is
attempting to invade an established Mass Instinct field. Others
have made the same claim before. Your product, in order to pull
sales awav from them, must introduce a new mechanism that performs
the claim, or a new quality that assures its performance,
or a new freedom from old limitations that improves the performance.
This is the point of difference—often conceived by the
copy writer, and built bv the manufacturer into the product at
his recommendation. We shall discuss this point of difference
quite thoroughly in the next few chapters.
So much for the physical product. It is always subordinated
to the functional product—the product in action—what the product
does.
It is the performance of your product, satisfying the mass
desire of your market, that provides the selling power of your ad.
MASS DESIRE: THE FORCE THAT MAKES ADVERTISING WORK 11
Your first task, then, in studying your product, is to list the
number of different performances it contains—to group these
performances against the mass desires that each of them satisfies—
and then to feature the one performance that will harness
the greatest sales power onto vour product at that particular time.
Take the automobile, for example. Every automobile offers
its prospective owner several different and distinct sets of
performances:
It offers him transportation. The ability to carry himself, his
family, his luggage, and perhaps tin the case of station wagons)
his pets and his furniture from place to place.
It offers him dependability. The freedom from breakdown,
stalling, poor performance, repair bills, embarrassment and inconvenience.
It offers him economy. Inexpensive transportation: savings in
both gas and oil; freedom from repair bills, seen this time from
the point of view of the pocket book: durability high trade-in
value, low insurance cost.
It offers him power. Number of horses at his command; takeoff
at the lights: acceleration on hills and in traffic; top speed,
even if he never uses it. All adding up to a feeling of dominance
on the highway.
It offers him recognition. Admiration, status, subtle and accepted
bragging, envy, the feeling of having arrived. The ohs and
ahs of his neighbors, the first ride, the very smell of a new car.
It offers him value. The number of feet of steel he can command
for the price. High trade-in value over the years. The fact
that the car can last for 100,000 miles, even if he can afford to
trade it in every year.
It offers him novelty: Power steering five vears ago—electric
door locks todav. Three-tone paint jobs vesterdav—iridescent
paints now. The thrill of being the leader, the pace-setter, the
proven pioneer.
And man\- more. Some of them hidden, never admitted,
discovered only recently bv motivation research. Dozens of
VZ MASS DESIRE: THE FORCE THAT MAKES ADVERTISING WORK
different performances, built into the same product, each of
them reaching out and tapping a different desire—a distinct
public.
And yet your ad can feature onlv one of these performances;
can effectively tap only one mass desire at a time.
Your headline is limited by physical space. You have onlv
one glance of the reader's eye to stop him. He is preoccupiedhe
is not looking for your product or your message—the span of
his attention will admit only one thought to penetrate his indifference
during that glance.
If your first thought holds him. he will read the second. If
the second holds him, he will read the third. And if the third
thought holds him, he will probably read through your ad.
Every product gives you dozens of keys. But onlv one will
fit the lock. Your job is to find that one dominant performance
squeeze every drop of power out of it in your presentation—and
then convince your reader that that performance and that satisfaction
can come onlv from your product.
The next four chapters will show von how to locate that one
dominant performance, and how to fasliion it into vour headline.
Once you have written that headline, then even other performance
contained in your product simply reinforces and documents
that main appeal, in exactly the same wav as the physical
product facts listed above.
2
YOUR PROSPECT'S STATE
OF AWARENESS—HOW TO
CAPITALIZE ON IT WHEN
YOU WRITE YOUR
HEADLINE
You have now completed the first
two stages in writing your ad. You have defined the mass desire
that makes up your market—for example, the desire to lose weight,
shared by millions of women all over America. And you have selected
the one performance in vour product that satisfies that desire
most deeply—for example, a liquid meal in a glass, delicious,
filling, already measured for you. as easy and pleasant to drink
as a chocolate malted.
This definition of vour market, and the selection of the product
performance most likely to capture that market, forms the
core concept, or theme, of vour ad. You now know where you
are going to start—with your market; and where you are going
to end—with your product. The bridge between these two—their
meeting place—is your ad.
Your ad always begins with your market, and leads that
13
14 YOUR PROSPECT'S STATE OF AWARENESS
market inevitably into your product. The beginning of vour ad—
your headline—is the first step in this process. Therefore it concerns
itself entirely with your market. It mav never even mention
your product or its performance. It is based entirely on the answer
to these three questions:
1. What is the mass desire that creates this market? (Which
we have already discovered.)
2. How much do these people know today about the way
your product satisfies this desire? (Their State of Awareness.)
3. How many other products have been presented to them
before yours? (Their State of Sophistication.
The answer to question 1 gives von the nation-wide force
that creates your market. The answer to questions 2 and 3 gives
you the location of that market in relation to vour product. Your
strategy for exploiting or overcoming the answers to these last
two questions will give you the content of vour headline. Let's
first re-define the job we are going to ask our headline to do,
and then see how each of these last two questions tells us what
that headline should—and should not—saw
Your Headline's Real Job
There has been much confusion about how much of a selling
job your headline should be required to do. Actually, your
headline does not need to sell at all. It does not have to mention
your product. It does not even have to mention vour main appeal.
To demand that a headline should do any of these is to
place the full selling burden on approximately 10% to 20% of
the total physical space of your ad . . . that physical space taken
up by the headline itself.
Your headline has only one job—to stop your prospect and
compel him to read the second sentence of your ad. In exactly
the same way, your second sentence has only one job—to force
him to read the third sentence of vour ad. And the third sentence
YOUR PROSPECT'S STATE OF AWARENESS 15
—and every additional sentence in your ad—has exactly the
same job.
It is simply common sense that the more of vour storv vou
can force your prospect to read, the more thoroughly you can sell
him. To attempt to do the same selling job in ten words, instead
of a hundred, or a thousand, is to shoot craps with vour clients
money. You might as well bnv only enough space to print vour
headline, and use the rest of the budget for repeat insertions.
It is the copy writer's job to force the prospect to read his
client's full story—not just a skimmed version of it. Only to
prospects actively seeking the client's specific brand-name product,
and in a case where you can offer them a special price reduction,
can your headline do the full selling job. To attempt a
complete selling job with anv other kind of headline is simply to
admit defeat.
What Your Prospect's State of
Awareness Demands From Your Headline
We have already assumed that the only reader you are looking
for is the prospect for vour product. That means that he
shares a defined desire with thousands, and perhaps even millions,
of other people all over America. But how much aware is
that prospect of that desire? How close is it to the surface of his
consciousness? Is he aware only that a problem or need exists,
or is he aware if they can be satisfied? And if he is aware that
a means of satisfaction exists, does he realize that it lies in your
iiroup of products, or specifically in your product by name, or
more specifically in your product at a given price?
The answer to these questions will help you determine the
State of Awareness of your market—their present state of knowledge
about your product and the satisfaction that your product
performs. It is at this precise point of awareness that vour headline
begins.
16 YOUR PROSPECT'S STATE OF AWARENESS
In its natural development, everv market's awareness passes
through several stages. The more aware your market, the easier
the selling job, the less vou need to sav. Let's go down the awareness
scale step by step. We'll start at the Most Aware—the most
mechanical selling job—and proceed to more and more difficult
problems, requiring more and more creative solutions.
1. The Most Aware
The customer knows of your product—knows what it does—
knows he wants it. At this point, he just hasn't gotten around to
buying it yet. Your headline—in fact, vour entire ad—need state
little more except the name of your product and a bargain price.
For example:
"Revere Zomar Lens, Electric Eve Camera—Formerly
$149.50—Now Only $119.95."
The remainder of the advertisement can summarize quicklv
the most desirable selling points. Then add the name of a store,
or a coupon, and close.
This is the typical department store, discount store, mailorder-
bargain-catalog type of advertising. It takes advantage of
the full weight of all the advertising that has been done on the
same product before it. Its addition—its news—is the price—or
a free gift—or instant delivery—or proximity in the neighborhood.
Its prospect is fully aware—he has all the information he
needs. Here the copy writer is nothing more than the merchandise
manager's phrase-maker. The price is the most important
part of his headline. There is nothing creative about his job, and
he should receive the lowest possible scale of pav.
2. The Customer Knows of the Product
But Doesn't Yet Want It
Here, your prospect isn't completely aware of all your product
does, or isn't convinced of how well it does it, or hasn't yet
been told how much better it does it now.
YOUR PROSPECT'S STATE OF AWARENESS 17
Here—in the approach to this market—is the great bulk of
all advertising. Here you are dealing with a product which is
known—which has established a brand name—which has alreadylinked
itself with an acknowledged public desire, and has proven
that it satisfied that desire.
Here vour headline is faced with one of seven tasks:
(a) To reinforce your prospects desire for your product:
(b) To sharpen his image of the way vour product satisfies
that desire;
(c) To extend his image of where and when vour product
satisfies that desire;
(d) To introduce new proof, details, documentation of how
well vour product satisfies that desire;
(e) To announce a new mechanism in that product to enable
it to satisfy that desire e\-en better;
(f) To announce a new mechanism in vour product that eliminates
former limitations;
(g) Or to completely change the image or the mechanism of
that product, in order to remove it from the competition of other
products claiming to satisfy the same desire.
In all seven cases, the approach is the same. You display the
name of the product—either in the headline or in an equally
large logo—and use the remainder of the headline to point out
its superioritv. The body of the ad is then an elaboration of that
superiority—including visualization, documentation, mechanization.
When you have finished weaving in everv strand of vour
product's superiority7, your ad is done.
Here are sample headlines presenting solutions to all seven
of the problems of this state of awareness:
(a) To reinforce your prospect's desire for your product—
bv using:
ASSOCIATION:
"Steinway—The Instrument of the Immortals."
"Jov—The Costliest Perfume in the World."
18 YOUR PROSPECT'S STATE OF AWARENESS
EXAMPLE:
"Which Twin Has the Toni?"
"Hair Coloring So Natural Only Her Hairdresser
Knows For Sure—Miss Clairol."
SENSORY SHARPEN I \ 0 :
"Tastes like you just picked it—Dole."
"The skin YOU love to touch—Woodbury"
ILLUSTRATION:
(Anyone of the thousands of superb pictorial ads in the food,
fashion, cosmetic, jewelry and similar industries. Perhaps best
summed up by Life Saver's classic headline. "Please don't lick
this page.")
(b) To sharpen your prospect's image of the way your product
satisfies that desire (Much like the sensory shaipening illustrated
above; but concentrating here on the physical product itself, or on
the mechanism bv which it works):
"At 60 miles an hour, the loudest noise in a Rolls
Royee is the electric clock."
"The amazing story of a Zippo that worked after
being taken from the bellv of a fish."
(c) To extend his image of where and when your product
satisfies that desire:
"Anywhere you go. Hertz is always nearby"
"Thirst knows no season"—in a winter ad, at a time
when cold drinks were only consumed during the summer—"
Coca Cola."
(d) To introduce new proof, details, documentation of how
11 your product satisfies that desire:
"9 out of 10 screen stars use Lux Toilet Soap for
their priceless smooth skins."
we,
YOUR PROSPECT'S STATE OF AWARENESS 19
"Jake La Motta, 160-lb fighter, fails to flatten Mono
paper cup."
"In Boston, the #1 tea-drinking citv, the #1 tea is
Salada."
(e) To announce a new mechanism in that product to enable
it to satisfy that desire even better:
"Hoovers new invention washes floors and vacuums
up the scrub water."
"Worlds only dog food that makes its own gravy—
Gaines Graw Train."
(f) To announce a new mechanism in i/onr product that eliminates
former limitations:
"You breathe no dustv odors when YOU do it with
Lewvt."
"A new Zenith hearing aid—inconspicuous beyond
belief."
(g) Or to completely change the image or the mechanism of
the product, in order to remove it from the competition of other
products claiming to satisfy the same desire.
Here we are dealing with the State of Sophistication of our
market—the amount of exposure they have already had to similar
products. Every product during its life history encounters this
problem. All of Chapter 3 will be devoted to some of the approaches
to its solution.
We now move on to the less aware markets—with their more
difficult copv challenges, and their greater demand for the unprecedented.
3. How to Introduce New Products
The prospect either knows, or recognizes immediately, that
he wants what the product does; but he doesn't yet know' that
there is a product—your product—that will do it for him.
20 YOUR PROSPECT'S STATE OF AWARENESS
Here the problem is two-fold. First, to pinpoint the illdefined,
as-vet-uncrvstallized desire that is slowly spreading
through great masses of people all over America. And second,
to crystallize that desire, and its solution, so sharplv and so dramatically
that each and every prospect will recognize it at a
glance.
The three steps in the process are simple. Name the desire
and/or its solution in vour headline. Prove that that solution can
be accomplished. And show that the mechanism of that accomplishment
is contained in vour product.
However, starting with a market in this still-amorphous state
of awareness, and continuing with each of the more difficult challenges
to come, the execution becomes more and more important
than the mechanics. Here the eopv writer contributes more and
more to the value of the product in the public eve, and to its
total volume of sales. Here the innovator comes into play. Here
the ratio of salary of copy writer to production supervisor shoots
up abruptly. For this is the domain of the idea man.
What are the attributes he needs0
First, analysis. As a copy writer vou will find it necessary to
define the particular market most receptive to vour product, its
location in relation to your product in terms of awareness and
sophistication, and the driving emotional forces that have created | Here are some examples of headlines you could use:
“making fabulous sums of money”
“lifetime of wisdom from one of America’s most distinguished and successful financiers”
“reveals almost completely-unknown techniques” and “for the first time between the covers of a single book”
|
both that market and the potential for the sales of vour product
within it.
Second, intuition, which may be described as the ability to
sense a trend at its start, gauge its force and direction, determine
the precise moment when it burgeons into a profitable
market.
And third, verbal creativity, as discussed in the next three
chapters, and throughout the rest of the book. The ability to give
a name to the still-undefined. To capture a feeling, a hope, a desire,
a fear in words. To create a catchword or a slogan. To focus
emotion, and give it a goal.
Let us see how great writers in the past have taken these
YOUR PROSPECT'S STATE OF AWARENESS 21
amorphous desires, and brought them into razor-sharp focus in
a single statement in their headline:
"Light a Lucky, and vou'll never miss sweets that make
you fat."
"Who else wants a whiter wash—with no hard work':""
"How to win friends and influence people.
"To men who want to cjuit work some day.
"When doctors feel rotten—this is what they do.'
"Now! Run your car without spark plugs''
"Who ever heard of 17,000 />/<>om* ironi a single plant0"
And dozens more. Here, amorphous desire has been crystallized
in the headline. Then sharpened and expanded in the
first few paragraphs; satisfied and documented in the body of the
ad: and focussed inevitably on the product throughout.
Sometimes the simplest statement of the desire is the best.
"How to win friends and influence people" needs no verbal twist
to increase its impact. At other times, the desire itself must be
reinforced by fresh proof that it can be achieved, "When doctors
feel rotten—this is what they do". Or by mystery, "Now! Run
your car without spark plugs!" Or by wonderment, "Who ever
heard of 17,000 blooms from a single plant?". The next two chapters
will discuss, first, the strategy of determining when to use a
fresh approach; and second, how- to sharpen that first statement
of desire with verbalization.
4. How to Introduce Products That Solve Needs
The prospect has—not a desire—but a need. He recognizes
the need immediately. But he doesn't yet realize the connection
between the fulfillment of that need and your product.
This is the problem-solving ad. It might be thought of as a
special case of the desire ad mentioned above, since the tech'
Z'Z YOUR PROSPECT'S STATE OF AWARENESS
nique of writing it is so similar. Here you start bv naming the
need and/or its solution in your headline. Then dramatize the
need so vividly that the prospect realizes just how badlv he needs
the solution. And then present your product as the inevitable
solution.
Again, this type of ad runs from the most naked statement
of the need alone, to the most complicated verbal twists to bring
it to the peak of impact. To start at the beginning, the most effective
possible headline for your particular problem mav be as
simple as this:
"Corns?"
Here, only the problem itself is mentioned—nothing more.
Or it may be necessary to state both problem and solution immediately:
"Stops maddening itch."
Many headlines in this category promise the removal of previously
unconquerable limitations. They are especially popular in
catalog selling:
"Lets portable transistor radios play on ordinary household
current."
And many combine all three elements—the problem, its solution,
and the removal of the usually expected limitations:
"Shrinks hemorrhoids without surgerv."
There are headlines which promise substitutes for unpleasant
or expensive tasks:
"Now! A ring and piston job in a tube!"
YOUR PROSPECT'S STATE OF AWARENESS ^o
And there are headlines which promise to prevent a future
problem, before it can occur:
"Look, Mom! No cavities!"
But many times the problem is not so clearly defined, not
so obviously on the surface. You may know the general area of
the problem—for example, people's embarrassment at speaking
poor English. But you may not be sure of which avenue is the
most effective in reaching them. Here the emphasis of a single
word—the emotional sharpening of an already easily-identified
image—provides the answer:
"Do YOU make these mistakes in English0"
And, where the solution to the need has been promised
before—where the direct statement of the solution has lost its
force and freshness—then verbal twists are needed to restore that
novelty:
"How a bald-headed barber helped save my hair."
5. How to Open Up a Completely Unaware Market
And finally—the most difficult. The prospect is either not
aware of his desire or his need—or he won't honestly admit it to
himself without being lead into it by your ad—or the need is so
general and amorphous that it resists being summed up in a single
headline—or it's a secret that just can't be verbalized.
This is the outer reach of the awareness scale. These are the
people who are still the logical prospects for your product; and
vet, in their own minds, they are hundreds of miles away from
accepting that product. It is your job to bridge that gap.
Let me repeat what I said when we first began to explore
these five stages of awareness. Each of these stages is separated
from the others by a psychological wall. On one side of that wall
is indifference; on the other, intense interest. A headline that
24
YOUR PROSPECT'S STATE OF AWARENESS
will work wonders in the first stage-for example, "Dial Soap-90
a cake -will fail completely when addressed to a third-stage
market where your prospect doesn't even realize that soaps can
be made with built-in deodorants. And a third-stage headlinefor
example "Who else wants a whiter wash with no hard work?"
-will be old-hat, no-news to todays housewife, who has been
barraged by whiter-than-white advertising for twenty years
To sum up, then.- a headline which will work to'a market in
one stage of awareness will not work to a market in another
stage of awareness. Nor will it work, even to a market in which
it has been successful, once that market passes on to a new stage
ot awareness. b
Most products are designed to satisfy a specific need or
desire. They are born into markets that are m at least the third
or fourth stages of awareness. They may therefore never be faced
with the problem of an unaware market.
However, many products actually pass out of public awareness
or out of public acceptance-at some time or other during
their hfe histories. The desire they satisfy dries up, or other
products serve it better, or they are branded "old-fashioned "
Again, we are dealing with a matter of statistics. When a
product begins to slip . . . when volume falls off, even though advertising
budgets are increased . . . when the name of the product
no longer sells as much . . . when a direct statement of the
product s function no longer sells as much . . . when a direct statement
of the desire or the need that the product fulfills no longer
sells as much-then that product needs to be reborn, and its problem
is the problem of opening up an unatvare market
Again, this is the most difficult, the most challenging probem
of a 1. There are few positive milestones to guide vou But
fortunately there are some completely self-evident negative rules
that can eliminate many blind alleys, and set you face to face
against your task. Planning a headline for a completely unaware
or resistant market, then, is first of all a process of elimination'
Here are the first paths:
25
YOUR PROSPECT'S STATE OF AWARENESS
1. Price means nothing to a person who does not know your
product, or want your product. Therefore, eliminate all mention
of price, or price reduction, in your headline or prime display
type.
2. The name of vour product means nothing to a person
who has never seen it'before, and may actually damage your ad
if you have had a bad model the year before, or if it is now associated
with the antiquated, the unfashionable, or the unpleasant.
Therefore, keep vour product out of the headline, and be
extremely wary about'breaking the mood or disguise of your ad
with a prominent logo.
3. And this is the hardest fact of all to accept. At this stage
of your market, a direct statement of what your product does,
what desire it satisfies, or what problem it sokes, simply will not
work. Your product either has not reached that direct stage, or
has passed beyond it. And vou cannot simply shift from one desire
to another. You are not faced here with a problem of sophistication,
but one of complete indifference, or unacceptability.
Therefore, the performance of vour product, and the desire
it'satisfies, can only be brought in later. You cannot mention them
in vour headline.
' So vou cannot mention price, product, function or desire.
What do vou have left? Your market, of course! And the distinct
possibility that by broadening vour appeal beyond price, product
function or specific desire, vou can reach the maximum limits of
your full potential market; consolidate splinter appeals; and increase
the sales of vour product at a fantastic rate.
Once you have accepted the challenge of writing this kind
of ad, then vour product and its attributes fade into the background,
and'you concentrate exclusively on the state of mind of
vour market at this particular moment.
' What vou are doing essentially in this fifth stage is calling
uour market together in the headline of your ad. You are writing
an identification headline. You are selling nothing, promising
nothing, satisfying nothing. Instead, you are echoing an emotion,
YOUR PROSPECT'S STATE OF AWARENESS
an attitude, a ^satisfaction that picks people out from the crowd
and binds them together in a single statement.
In this type of headline, you are telling them what thev are
You are defining them for themselves. You are giving them the
information they need and want, about a problem still so vague
that you are the first to put it into words.
Here, above all, is the type of headline that never attempts
to sell a product or a performance, but simplv tries to sell the
remainder of the ad itself—the information that follows on the
page. The only function of this headline is to get the prospect to
read the next paragraph. And this second paragraph pulls him
into the third; and the third into the fourth: and right on down
the page, paragraph after paragraph.
Meanwhile these paragraphs are building a steady progression
of logical images, from the first identification with'the headline,
to a growing awareness of the problem or the desire to
the realization that a solution is at hand, and to the inevitable
focussing of that desire and that solution onto your particular
product.
This, then, is the general strategy of dealing with an unaware
market. The application of this strategy, when all direct methods
have failed, has produced hundreds of great headlines. It would
be impossible to classify all of them, since each solution establishes
its own new pattern. However, there are definite landmarks
and directions we can distinguish. Here are some of them—starting
with the general principle they used, then the problem thev
solved, then the headline itself, and then the most important
structural paragraph of body copy:
Giving Words to a Hidden Dream
Problem: to expand the market for home correspondence
courses beyond that obtained by "Earn more money" and "Gain
more skill" headlines. The solution:
YOUR PROSPECT'S STATE OF AWARENESS 27
THE UNIVERSITY OF THE NIGHT
The voung Lincoln, poring over borrowed school-books
far into the night—seeking in the dim light of bis log fire
the transforming light of knowledge—eager to grow—eager
to do . . . here is an example which has inspired the man
who strives against the odds of circumstances to make his
place in the world.
To-night, in cities and towns and villages . . . thousands
of men will drop their daily labors to fight, beneath the
lamp, the battle that Lincoln fought. . .
Up from the mines, down from the masts of ships . . .
from all the places where men work, they will go home
and take up their books because they yearn to grow, because
thev seek higher training, greater skill, more responsibility
. . .
Some of them are men who work in one field whereas
their talents and desires are in another. Some . . . are halted
in their progress because they do not understand the higher
principles of their business or profession. Some left school
in bovhood because poverty made it necessary . . .
Fifty years ago these men . . . would have had no place
to turn for the courses of study and for the personal guidance
that they need.
Thirty vears ago there was founded a school to help
them—a school created for their needs and circumstances—
a school that goes to them no matter where they are—a
school. . .
Created in response to a need, the International Correspondence
Schools have developed their scope and usefulness
to the growth of that need . . .
Exploiting a Hidden Fear
Problem: To re-vitalize the sales of a coffee substitute, long
after health headlines and pep headlines and taste headlines had
failed. Secondary problem: To overcome a slipping brand name,
that was no longer an asset in either the headline or the logo.
The solution:
28 YOUR PROSPECT'S STATE OF AWARENESS
WHY MEN CRACK.. .
An authority of international standing recently wrote;
"You have overeaten and plugged vour organs with moderate
stimulants, the worst of which are not onlv alcohol
and tobacco, but caffeine and sugar . . ."
You know them. Strong men. vigorous men, robust
men—men who have never had a sick dav in their lives.
They drive. They drive themselves to the limit. They lash
themselves over the limit with stimulants. Thev crack. Often,
the\- crash.
You have seen them afterwards. Pitiful shells. The zest
gone, the fire gone. Burnt-out furnaces of energy.
"He was such a healthy-looking man "
He was. His health was his undoing. His constitution
absorbed punishment. Otherwise he might have been
warned in time.
"For every action there is an equal and contrary reaction."
You learned the law in physics. It applies to bodies.
For every ounce of energy gained bv stimulation, bv
whipping the nerves to action, an ounce of reserve strength
is drained . . . But repeated withdrawals exhaust anv reserve.
Physical bankruptcy. Then the crash . . .
It's time to get back to normal, to close the drafts, to
bank some of the fires...
Avoid stimulants. What is good for the bov is good for
the man . ..
Borrowed Energy Must Be Repaid!
Two million American families avoid caffeine bv drinking
Postum. And two million American families are better
off for it. . .
Leading Into an Unacceptable Problem by Starting
With a Universally Accepted Image
Problem: To gain both publisher and prospect acceptance
for a woman's deodorant. A direct statement of the performance
or product would not only offend, but would never be published.
The solution:
YOUR PROSPECT S STATE OF AWARENESS
WITHIN THE CURVE OF A WOMAN'S ARM
A frank discussion of a subject too often avoided.
A woman's arm! Poets have sung of its grace: artists
have painted its beautv.
It should be the daintiest, sweetest thing in the world.
And vet, unfortunatelv. it isn't, alwavs.
There's an old offender in this quest for perfect daintiness—
an offender of which we ourselves niav be ever so
unconscious, but which is just as truly present.
Shall we discuss it frankly?
Many a woman who savs, "No, I am never annoved
by perspiration," does not know the facts . . .
Of course, we aren't to blame because nature has made
us so that the perspiration glands under the arms are more
active than anywhere else. Nor are we to blame because . . .
have made normal evaporation there impossible.
Would you be absolutely sure of your daintiness?
It is the chemicals of the body, not uncleanliness, that
cause odor. And even though there is no active perspiration—
no apparent moisture—there may be under the arms
an odor...
Fastidious women who want to be absolutely sure of
their daintiness have found that thev could not trust to
their own consciousness; they have felt the need of a toilet
water which would insure them against any of this kind
of underarm unpleasantness, either moisture or odor.
To meet this need, a physician formulated Odorono—
a perfectly harmless and delightful toilet water . . .
29
To Project a Hidden Desire Which
Cannot Be Put Bluntly Into Words
Problem: To capitalize on research findings that smoking cigarettes
gives men a feeling of virilitv, importance, sexual strength.
Any verbal expression of these themes, however, would be instantly
rejected as absurd and offensive. The solution:
The MARLBORO TATTOO AD: With its virile men (cowboys,
racing car drivers, sky divers, etc.) whose appearance alone
30 YOUR PROSPECT'S STATE OF AWARENESS
projected more of an image of raw virility than any number of
words could ever convev.
Using a Common Resentment or Unvoiced Protest
to Capture a Far Greater Market Than the Direct
Statement of the Solution of That Resentment
Would Produce
Problem: To sell a do-it-yourself book on television repairs.
Although all owners of TV sets were the potential market, only
a small fraction considered themselves interested enough or capable
enough to respond to a direct promise headline: "Save up
to $100 a year on your TV repairs!" Most were afraid thev could
not make the repairs themselves. Therefore, the market must
be broadened to include the nonhandvmen owners, bv exploiting
the existing resentment against TV senice contracts. The
solution:
WHY HAVEN'T TV OWNERS BEEN TOLD
THESE FACTS
Was your set purchased after the spring of 1947? Then
here is the full, uncensored storv of how- von can avoid
those $15-$20 repair bills—avoid those $30-860 a vear service
fees—and still get the perfect, movie-clear pictures
you've dreamed about!
How many times this week have you had to get up to
fix a jumpy TV picture? . . . How many times have you had
to put up with ghosts? . . .
90% of These Breakdowns Are Unnecessary!
All these breakdowns mav have seemed tragic to vou
at the moment they happened—but here is the real tragedy!
Do you know that the same exact set that vou now
have in your front room . . . has been playing in manufacturer's
test rooms for months—and playing perfectly!
These sets have been subjected to "Breakdown
Tests" . . . These sets have been tested against every conceivable
type of viewing hazard . . . And, in almost everyone
of these cases, these sets have produced perfect, movieYOUR
PROSPECT S STATE OF AWARENESS
clear pictures, without major breakdowns, for as much as
one full vear! Here are some of the reasons why:
What TV Experts Have Learned About Your Set.
If your set were properly cared for, as these sets
were . . . it need break down only once during the entire
year . . .
If your set were properly cared for, it can actually give
you perfect, movie-clear reception the other 364 days of
the year . . .
And most important, these experts have discovered
that you do not have to be a handyman or a mechanic in
order to coax this performance . . . Here's why:
5 Minutes a Week for Perfect Reception.
These TV experts have discovered that your TV set is
a great deal like your bod}' in this respect—that it gives
warning signals before it has a major breakdown . . .
Now, if you had the knowledge to make a few minor
adjustments, on the outside controls of that set, then you
could correct those symptoms . . .
If you do not have this knowledge . . . then your set
will weaken, you will have a constantly bad picture . . .
It's as simple as that. You pay a repairman—not for
his work—but for his knowledge. If you had that knowledge
yourself—then you would not have to pav him at
all . . .'
Now suppose that you had a TV expert at your elbow
24 hours a day. Suppose that every time your set began to
flicker, or jump . . . this expert would show you exactly what
knob on the outside of vour set vou could turn . . .
Suppose that every time you were annoyed bv
ghosts . . . this expert would show you a simple nonmechanical
trick . . .
Yes, and suppose that even when your set went black,
this expert could show you . . .
All the Information You Need About Your TV Set!
This is exactly what a new book, the TELEVISION
OWNER'S GUIDE does for you . . .
32 YOUR PROSPECT'S STATE OF AWARENESS
Projecting an Ultimate Triumph That
the Prospect Will Identify With
Problem: To sell music lessons by correspondence to a greater
audience than would respond to a direct "Plav Real Tunes on the
Piano in Five Davs" approach. The solution:
THEY LAUGHED WHEN I
SAT DOWN AT THE PIANO.
BUT WHEN I STARTED TO PLAY!—
Arthur had just played "The Rosarv." The room rang
with applause. I decided that this would he a dramatic moment
for me to make my debut. To the amazement of all
my friends, I strode confidently over to the piano and sat
down.
"Jack is up to his old tricks," somebody chuckled. The
crowd laughed . . .
"Can he really play?" I heard a girl whisper to Arthur.
"Heavens, no!" Arthur exclaimed. "He never plaved a
note in his life. But you just watch him. This is going to
be good." . . .
Then I Started to Play.
Instantly a tense silence fell on the guests. The laughter
died on their lips as if by magic . . . I heard gasps of
amazement. My friends sat breathless—spellbound.
I played on and on and as I plaved I forgot the people
around me. I forgot the hour, the place, the breathless listeners.
The little world I lived in seemed to fade—seemed
to grow dim—unreal. Only the music was real . . . It seemed
as if the master musician himself were speaking to me . . .
not in words but in chords. Not in sentences but in exquisite
melodies!
A Complete Triumph!
As the last notes of the Moonlight Sonata died awav,
the room resounded with a sudden roar of applause. I found
myself surrounded by excited faces. How mv friends
carried on! Men shook me by the hand—wildly congratulated
me—pounded me on the back with their enthusiasm!
Everybody was exclaiming with delight—plving me with
YOUR PROSPECT'S STATE OF AWARENESS
rapid questions . . . "Jack! Why didn't you tell us you could
play like that?" . . . "Where did you learn?" . . . "How long
have you studied?" . . . "Who was your teacher?"
"I have never even seen my teacher," I replied. "And
just a short while ago I couldn't even play a note."
"Quit vour kidding," laughed Arthur, himself an accomplished
pianist. "You've been studying for years. I can tell."
"I have been studying only a short while," I insisted.
"I decided to keep it a secret 'so I could surprise all you
folks."
Then I told them the whole story
"Have vou ever heard of the U.S. School of Music?"
T 'ISKPQ
A few of my friends nodded. "That's a correspondence
school, isn't it'3" thev exclaimed.
"Exactly," I replied. "They have a new simplified
method that can teach you to play any instrument by mail
in just a few short months." . . .
33
Projecting the Result of a Problem in Such a Way That It
Will Be Identified With by People Who Would Reject a
Direct Statement of the Problem Itself
Problem: To increase the sales of a mouthwash, not only on
a germ theme (which could be immediately accepted), but on
the more universal social-offense theme, which would be rejected
in its direct form. The idea of bad breath was too insulting to be
taken by the public "straight." The solution:
OFTEN A BRIDESMAID BUT NEVER A BRIDE
Edna's case was really a pathetic one. Like every
woman, her primary ambition was to marry. Most of the
girls in her set were married—or about to be. Yet no one
possessed more charm or grace or loveliness than she.
And as her birthdays crept gradually toward that tragic
thirtv-mark, marriage seemed farther from her life than
ever.
She was often a bridesmaid but never a bride.
3 4 YOUR PROSPECT'S STATE OF AWARENESS
That's the insidious thing about halitosis (unpleasant
breath). You, yourself rarely know when vou have it. And
even your closest friends won't tell vou.
Sometimes, of course, halitosis comes from some deepseated
organic disorder that requires professional advice.
But usually—and fortunately—halitosis is onlv a local condition
that yields to the regular use of Listerine as a mouth
wash and gargle. It is an interesting thing that this wellknown
antiseptic that has been in use for \ ears for surgical
dressings, possesses these unusual properties as a breath
deodorant...
Projecting the Result of an Accomplishment to Attract
People Who Would Be Frightened Away by the Work
Implied to Achieve It
Problem: To broaden the market for home correspondence
courses, beyond that possible with a direct statement of the immediate
result—learning or skill. An attempt must be made to
direct the prospect's mind away from effort, to reward. The solution:
"HERE'S AN EXTRA $50, GRACE—"
'7'm making real money now!"
"Yes, I've been keeping it a secret until pav day came.
I've been promoted with an increase of $50 a month. And
the first extra money is yours. Just a little reward for urging
me to study at home. The boss saws mv spare time
training has made me a valuable man to the firm and there's
more money coming soon. We're starting up easv street,
Grace, thanks to vou and the I.C.S. . . ."
YOUR PROS
The List Never Ends
Every day new solutions, new patterns are being created.
Wherever the direct appeal fails, or loses its power, you should
begin to explore a fifth stage headline.
However, there are two vital points to remember in connection
with this problem. First of all, this type of headline is inYOUR
PROSPECT'S STATE OF AWARENESS 35
finitely more difficult to bring home to the target than any of the
other four types. You are far more likely to miss the mark on this
headline, because you have far fewer guideposts to direct you.
Your headline no longer refers to i/our product, but it must therefore
refer even more strongly to your market. It cannot simply
be a startler, or an attention-getter, or humorous, or cute. Nor
can it mask the fact that it has no headline behind a prettv picture.
Most copy writers use a fifth stage problem to write an
empty headline, and are therefore simply wasting their client's
money.
Because it is so easy to wander off into an irrelevant headline,
keep this one cardinal rule in mind. Your prospect must
identify with your headline before lie can buy from it. It must
be his headline, his problem, his state of mind at that particular
moment. It must pick out the product's logical prospects—and
reject as many people as it attracts.
And, if it is an effective headline, and it works, then it too
will become outdated as your market moves on to a new stage
of awareness. And you will be presented with another problem,
just as challenging, and just as rewarding, as the one you have
solved before. You never step in the same river twice. No market
ever stands still.
A Final Word on Style in Advertising Copy
Markets change; desires change; fashions change. And so do
the acceptable styles of advertisements change. Certain advertising
styles—the form your advertising message takes—grow tired
with time—then stale—then actually laughable. At the turn of
the century, effective ads were written in verse; twenty years later,
no one would believe them. In the 1920s most of the great ads
were narrative stories—either first-person confessions, or third
person revelations, or comic strips dramatizations. Today everything
but the comic strip is gone—and we see less and less of it
every year. When a new style is born, people believe it, and it
36 YOUR PROSPECT'S STATE OF AWARENESS
reinforces the message it is carrying. When that same style grows
trite, people cannot see the message for the advertisement.
We'll explore this subject further, in the chapters discussing
Mood and Disguise in writing advertisements. Meanwhile, one
more note here.
In effective advertising, though stvles may change, strategydoes
not. If you will study the piano and bridesmaid ads in this
chapter, you will notice this: That while the narrative style of
both is now old-hat, you can still respond to their power. Both
tap desires that still exist—though now perhaps directed toward
different products and different problems. And both evoke those
desires, and channel those desires, so effectively, that if they
were rewritten in today's idiom, and applied to different products,
they still might sell millions of dollars worth of goods today.
THE SOPHISTICATION OF
YOUR MARKET:
HOW MANY PRODUCTS
HAVE BEEN THERE
BEFORE YOU?
As we mentioned before, in Chapter
2, there are three questions vou must answer before vou can
determine what goes into vour headline. These are:
1. What is the mass desire that motivates your market?
2. How much does your market know about your product?
(Their State of Awareness.)
3. How many similar products have they been told about before?
(Their State of Sophistication.)
This third question is the most easilv answered. A few hours
research should give you samples of everv competing ad in the
field—if there are any.
If You Are First in Your Market
If there are not—if vou are the first in your particular market,
with your particular product—then you are dealing with prospects
37
•JO THE SOPHISTICATION OF YOUR MARKET
that have no sophistication about your product at all. In other
words, thev have never received any information about such a
product before. Once you get them interested, they are likelv to
become much more enthusiastic, believe much more of what you
have to say, and buy that much more readily. Remember, vour
story is brand-new to them.
This, of course, is the dream of every manufacturer and every
copy writer. To be first. And it happens quite often today. Sometimes
because of a technological breakthrough—creating a new
product (women's hair sprays), or a radically better product (longplaying
records), or a familiar product at an explosively low price
(the Model T Ford).
And sometimes, such a brand-new market is created by the
insight of an advertising man, dealing with an already-established
product. In this case, the ad man visualizes the application of the
product to an entirely different market (the switch, in the Twenties,
of Ovaltine from an aid for insomnia to a body builder for
skinnv children).
Or he reaches that market through a hitherto untapped
medium (Revlons fabulous results from sponsorship of "The
$64,000 Question" in the early days of TV).
Or he discovers a previously unnoticed performance of his
product that carries it completely beyond the limits of its old
market (Lifebuoy's discovery that people would accept its strong
medicinal odor as a cure for perspiration odor, and their subsequent
christening of that odor with the catch-word "B.O.").
When such a golden opportunity—to be first—presents itself,
you are probably dealing with a market in its third or fourth
stage of awareness. Your prospects know that they would like
what your product does, or they would like to get rid of the problem
your product solves—if it were only possible.
Here, the answer to your third question is quite simple. You
are dealing with a market where you are first. Therefore thev
have no previous information about similar products. Therefore
they are completely unsophisticated.
THE SOPHISTICATION OF YOUR MARKET 39
And vour exploitation of this answer—your strategy in approaching
this market—is equally simple:
1. Be simple. Be direct. Above all, don't be fancy. 'Same either
the need or the claim in your headline—nothing more. Dramatize
that claim in your copy—make it as powerful as possible.
And. then bring in your product; and prove that it works.
Nothing more—because nothing more is needed. To illustrate,
let's look at one of the most profitable, insatiable, constantlyrenewing,
and therefore overworked fields in marketing history:
the reducing field. No one knows who was the first man to stumble
on the reducing field (though it's fairly certain that he must
have become a millionaire). But all he had to say in his headline
as a simple statement of the direct desire of millions of women:
"NOW! LOSE UGLY FAT!"
w:
As he started to clean up, others inevitably followed. But, by
this time, the reducing field had already been tapped. Advertisements
had been run. The direct claim had been made. Mere repetition
would no longer be enough. In other words, the reducing
market was now in its Second Stage of Sophistication. A new approach
was necessary. The strategy had to be changed—to this:
If You're Second, Do This
If you're second, and the direct claim is still working—then
copy that successful claim—but enlarge on it. Drive it to the absolute
limit. Outbid your competition.
For example, here are two successful headlines in the now
fiercelv-competitive reducing field that did just that. They have
both been pushed to the outer limits of both legality and believabilitv.
But thev both worked.
'LOSE UP TO 47 POUNDS IN 4 WEEKSOR
RECEIVE $40 BACK!"
40 THE SOPHISTICATION OF YOUR MARKET
"I AM 61 POUNDS LIGHTER
. . . NEVER A HUNGRY MINUTE."
In most fields, this enlarged-claim technique reaches the
outer limits in successive stages. Sometimes the completion of
this process takes years. In the home garden field, as another example,
an advertiser brought out a Floribunda Rose—using this
headline with startling success:
"PICK 25—50—100 ROSES
FROM THIS ONE MAGNIFICENT PLANT!"
It worked. And so, some years later, a special variety of cushion
mum swept the country with this headline:
"SIX HUNDRED MUMS
FROM A SINGLE BUSH!"
And, one year later, this headline carried the process to what
are probably the absolute limits of Mother Nature:
"WHO EVER HEARD OF
17,000 BLOOMS
FROM A SINGLE PLANT?"
As simple as this evolution looks, it produces results. It provided
a tremendous lift to car sales in the 1950s, when 50 more
horsepower was added to the advertisements everv vear. It was
climaxed in the Chrysler 300—a car named after its horsepower
rating—and pegged just at the limit of believability, practicality,
and the inevitable public reaction.
For the reaction will come. Toward the end, the process
disintegrates. The successful claim is overworked; enlargement
piles on enlargement. New competitors enter the field—each trying
to promise more. Headlines double and triple in size. Words
begin to lose their meaning—"whiter-than-whites" appear. The
prospect becomes confused—then skeptical. Believability is shattered;
claims are automatically discounted 50% by their
readers. More promise is poured in to compensate. The governTHE
SOPHISTICATION OF YOUR MARKET 41
merit begins to investigate. And the sales curve begins to turn
down-down-down.
The Third Stage of Sophistication
At this point, your market has entered into its Third Stage
of Sophistication. Your prospects have now heard all the claims—
all the extremes. Perhaps they have even bought one or two competitive
products. Every time they open a newspaper, another
similar headline screams out at them. How are they to distinguish
one product from the mass? How do you break through to
reach them?
One factor is vital here. That is the restorative power of the
market you are dealing with. It may be a market based on a constantly
recurring mass instinct, such as reducing. It may be a market
based on an unsolved technological problem, such as spark
plug replacement. It may be a market that periodically wishes to
renew or improve its purchases, such as cars, homes, appliances.
In all these cases, the desire never fades; the market continuallv
renews itself. New prospects come into the market. Old
customers become dissatisfied with their old purchases, their old
solutions, and begin to look again. The mass desire—the tremendous
profit potential—still exists. But it cannot be tapped by the
old, simple methods any longer.
Women still want to lose weight. But by now they've read
dozens of ads for reducing aids—all promising them to take off
20, 30, 40 pounds in a matter of weeks. They no longer fully believe
them. Perhaps the}' believe these ads so little that they won't
even try a new product at all. For months, even years, they may
simplv accept their overweight condition as "something that just
can't be helped."
But the desire never fades. The dissatisfaction builds up,
month after month. Secretly, perhaps even unconsciously, these
women are hoping to find a new product—a new headline—that
promises them a new way to satisfy that age-old desire.
42 THE SOPHISTICATION OF YOUR MARKET
And on this fundamental fact, we build our strategy for selling
a market in its Third Stage of Sophistication.
If your market is at the stage where they've heard all the
claims, in all their extremes, then mere repetition or exaggeration
wont work any longer. What this market needs now is a new device
to make all these old claims become fresh and believable to
them again. In other words, A NEW MECHANISM—a new way
to making the old promise work. A different process—a fresh
chance—a brand-new possibility of success where only disappointment
has resulted before.
Here the emphasis shifts from what the product does to
HOW it works. Not accomplishment, but performance becomes
dominant. The headline expands. The claim remains—but now
it is reinforced by the mechanism that accomplishes it. In the reducing
field, for example, the limits of its basic promise had been
reached bv headlines like this:
"I AM 61 POUNDS LIGHTER
. . . NEVER A HUNGRY MINUTE."
Now new leaders emerge—avoiding the competition of
claims—stressing mechanism instead, like this:
"FLOATS FAT RIGHT OUT
OF YOUR BODY!"
ft ft ft
"FIRST WONDER DRUG
FOR REDUCING!"
A vital change has taken place in both these ads—and in
every ad that deals successfully with this Third Stage of Sophistication.
In the previous, Second-Stage ads, the entire headline
was taken up by a complete statement of the main claim. Below
it, in smaller type, in either a subhead or the bodv copy, came
the mechanism that accomplished the claim. Often, this mechanism
was abbreviated—simply mentioned instead of being explained—
indicated bv a sort of shorthand, like this:
THE SOPHISTICATION OF YOUR MARKET 43
"I AM 61 POUNDS LIGHTER
. . . NEVER A HUNGRY MINUTE.'
Read the Astonishing Experience of New York Food
Expert with the Famous Eat-and-Redtice Plan.
In Third-Stage ads, however, this arrangement is completely
reversed. By this time, the basic claim has become well-known
to almost all its prospects—perhaps even too well-known. Therefore,
this shorthand can be applied to the claim itself. What was
before a five to ten word headline describing nothing but the
basic claim—"I AM 61 POUNDS LIGHTER"—Hint- can he communicated
in a single word in a headline devoted to explaining
how this claim is accomplished. For instance:
"FLOATS FAT RIGHT
OUT OF YOUR BODY!"
Or:
"FIRST WONDER DRUG
FOR REDUCING!"
First the mechanism is brought into the headline to establish
a point of difference—to make the old claims fresh and believable
again. And then—once the prospect is told that here is a brandnew
chance for success—then the claim can he restated in full, to
make sure that she realizes everything she is getting. Like this:
"FLOATS FAT RIGHT
OUT OF YOUR BODY!"
Released for the first time! The amazing scientific discoverv
that melts up to 37 POUNDS off men and women—
without starvation diets, without a single hungry moment—
without even giving up the foods you love!
Or—using the same Third-Stage arrangement of mechanism
in the headline, and claim elaborated in the lead paragraph—we
have this ad:
44 THE SOPHISTICATION OF YOUR MARKET
"FIRST WONDER DRUG
FOR REDUCING!"
Used successfully by thousands of phvsicians! Lose as
many pounds as you like without diets, without exercise,
without giving up the kinds of food vou love to eat!
In both these ads—and all others like them—the promise itself
is subordinated to the mechanism which accomplishes that
promise. This mechanism is featured in the headline. When ads
such as these are successful, you are dealing with a market that
is in its Third Stage of Sophistication.
The Fourth Stage
But you are still in a competitive market, and such ads give
only a temporary advantage. Such ads, presenting a new promise,
begin a new trend. Within a few months, the Third Stage of Sophistication
passes into a Fourth Stage—a new stage of elaboration
and enlargement. But this time, the elaboration is concentrated
on the mechanism, rather than on the promise—like this:
"FIRST NO-DIET REDUCING
WONDER DRUG!"
This Fourth Stage strategy can be summarized like this:
If a competitor has just introduced a new mechanism to
achieve the same claim as that performed by your product, and
that new-mechanism announcement is producing sales, then you
counter in this way. Simply elaborate or enlarge upon the successful
mechanism. Make it easier, quicker, surer; allow it to solve
more of the problem; overcome old limitations; promise extra benefits.
You are beginning a stage of embellishment similar to the
Second Stage of Sophistication described above. The same strategy
will be effective here.
But, unfortunately, so will the same limitations. The Fourth
THE SOPHISTICATION OF YOUR MARKET 45
Stage of Sophistication, like the Second Stage which it resembles,
eventually pushes itself out of the realm of believabilitv. At
this point, further elaborations become ineffective. You are then
faced with two alternatives:
First, discovering a new, acceptable mechanism to make the
promise fresh and believable again. But remember, the mechanism
vou use must not only be new and legitimate, but it must
be accepted as believable and significant by vour market. Each
Third and Fourth Stage ad that precedes you, makes this problem
of acceptance more and more difficult.
Eventually, of course, no new mechanism will gain acceptance.
The market will have grown tired of your promises and
the mechanisms bv which thev are accomplished. Your prospects
will have been glutted bv advertising. You will have reached the
Fifth Stage of Sophistication—the most difficult—where the field
is said to be exhausted—where competitors are dropping out of
the market en masse.
How to Revive a "Dead" Product
In this Final Stage of Sophistication, your market no longer
believes in your advertising, and therefore no longer wishes to he
aware of your product. In many ways, therefore, this Fifth Stage
of Sophistication corresponds to the Fifth Stage of Awareness discussed
in Chapter 2. The problems are the same. The strategy is
the same. The emphasis shifts from the promise and the mechanism
which accomplishes it, to identification with the prospect
himself. You are dealing here with the problem of bringing your
prospect into your ad—not through desire—but through identification.
(See Chapter 8.)
An outstanding example of a product which had lost its market
because of such a Fifth Stage of Sophistication, and then
gained it back by a brilliant use of the identification headline, is
the Postum ad discussed in Chapter 2, and its headline, "WHY
MEN CRACK . . ."
4 6 THE SOPHISTICATION OF YOUR MARKET
Let's Look at an Industry That Went Through
All Five Stages of Sophistication
But perhaps the classic example of an industry which encountered
all five Stages of Sophistication—and overcame them—
is the Cigarette Industry. The history of cigarette advertising is
a continuous battle against competition, against physical and social
taboos, even against the very success of its own current advertising;
which saturates and exhausts the market bv the weight
of its combined industry expenditures, and constantly demands
new approaches.
Let's briefly examine the main current of cigarette advertising
first—the progression from the first to the fifth Stages of
Sophistication—and then discuss some of the side problems it
encountered.
In the First Stage of Sophistication, when the market was
new, cigarette advertising featured taste, enjoyment, pleasure in
the headline:
"I'D WALK A MILE FOR A CAMEL!"
"CHESTERFIELD—THEY SATISFY!"
This raw promise of enjoyment gradually became elaborated
and embellished to push it to the limits of believabilitv. In this
Second Stage, since you cannot measure the pleasure a cigarette
gives you, the promise-growth took the form of broader and
broader comparisons:
"LIGHT UP A LUCKY, AND YOU WONT MISS
THE SWEETS THAT MAKE YOU FAT!"
But, without measurement, the limits of enlargement are
soon reached. So Third-Stage strategy began to be emploved—a
continuous stream of brilliant new mechanisms:
"LUCKIES—THEY'RE TOASTED!"
THE SOI'HI
and hciiai:
THE SOPHISTICATION OF YOUR MARKET 4 I
"PALL MALL'S GREATER LENGTH FILTERS
THE SMOKE FURTHER!"
"CAMELS—PROTECT YOUR T-ZONE!"
And, as each of these mechanisms was accepted bv the buying
public, the originators competitors adopted the mechanism
and began to elaborate on it—initiating the Fourth Stage:
"PHILIP MORRIS—ALL THE HARSHNESS BAKED OUT!"
"CHESTERFIELD—REGULAR AND KING-SIZED
TOO!"
"NINE OUT OF TEN DOCTORS PREFER
LUCKIES!"
But eventually the mechanisms lost their potency, and the
government ruled out the health claims; and in the early Fifties
the industry faced a Fifth Stage market. But a new marketing
tool—Motivation Research—had shown them how to reach this
market without mechanisms or claims, without even headlines,
simply by projecting strong visual identifications with the virility
that the public had accepted in a cigarette. For example, anv of
the Marlboro "Virile Men" ads. Or their imitations in Chesterfield,
or Camel ads.
Thus we have the full spectrum of sophistication confronting
an industry. But cigarette advertisers also encountered two critical
side problems. The first offered them the opportunity of doubling
their market. The second, of retaining that huge market in
the face of the most adverse publicity
The first challenge occurred immediately following the First
World War. By this time the old "Coffin Nails" taboo had been
forgotten—for men. But there still remained the equally great potential
market of women smokers—if smoking could be made respectable
for women. The trend was definitely in that direction—
the urge, the curiosity existed in millions of women in all social
4 8 THE SOPHISTICATION OF YOUR MARKET
classes—.some respectable women were actually daring to smoke
in public.
But the trend—left by itself—would take years to develop. An
advertisement had to be created to accelerate that trend. To make
smoking for women not only acceptable, but desirable. To channel
the vast movement toward liberation and equality of the Twenties
as the driving force to open up this huge new market.
But such an advertisement could never come right out and
suggest that women smoke. It could not even show a woman
smoking. Such an advertisement was definitely a Fifth Stage problem—
a problem in identification. And it was solved by linking a
man and woman in their most appealing connection—in love
with a smoking situation. The ad showed a young couple, sitting
together on a beach on a moonlit night. He is just lighting up
a cigarette—the first puffs of smoke are just drifting into the
moonlight. She has her face turned toward his, and her words
make up the entire headline (and, except for the logo, the entire
ad):
"BLOW SOME MY WAV."
Nothing more needed to be said. A vast new market—opened
up with four words.
The second challenge occurred thirty vears later. This was
the cancer scare of the late Fifties, which continues into today
It resulted in four reactions: First, there were cigarette holders,
water pipes, ceramic filters, etc.—none of which succeeded in establishing
a national market, since they represented too much
inconvenience, too blatant an admission that the purchaser was
worried about his smoking.
Secondly, the scare produced a determined effort in the industry
itself to conduct its own research, to counteract or correct
such claims.
Third, it produced a temporary drop in cigarette sales.
And, fourth, it opened up a vast new market for an already
THE SOPHISTICATION OF YOUR MARKET 49
existing product—the filter cigarette—aided by the industry itself,
which wisely gambled that smokers would not move out of
cigarettes, but simply into a different kind of cigarette.
Filter cigarettes had always existed, as a small, specialty market.
But now they were expanded into a mass market. Millions
of new prospects, who had never before even considered filter
cigarettes, now sought out information about them, asked to be
told which one to buy A new market opened up. And it started
to retrace the same Stages of Sophistication as its parent market
had passed through fifty years before:
First Stage:
"KENT'S MICRONITE FILTER TRAPS TARS BEFORE
THEY REACH YOUR LIPS'"
Second Stage:
"20,000 FILTER TRAPS IN VICEROY!"
Third Stage:
"PARLIAMENT—THE MOST IMPORTANT V* INCH
IN SMOKING TODAY—NO FILTER FEEDBACK!"
Fourth Stage:
"TAREYTON—DUAL FILTER FOR DOUBLE THE
PLEASURE!"
And the Fifth Stage—in an industry-wide stroke of genius—
right back to the flavor again:
"WINSTON TASTES GOOD LIKE A CIGARETTE
SHOULD!"
"IT'S WHAT'S UP FRONT THAT COUNTS!"
"L & M HAS FOUND THE SECRET THAT UNLOCKS
THE FLAVOR!"
50 THE SOPHISTICATION OF YOUR MARKET
And so it goes. In industry after industry. The same life cycle
for each market. The same deadly challenges. The same willingness
to adapt rather than perish.
A Personal Note
In this book I have tried to write a scientific study of advertising,
without troubling the reader with whatever personal
ethics I myself may observe. Every copv writer who has ever
sweated for days to create a new approach will know how it
feels to see that approach copied overnight bv a competitor. I
share every ounce of that feeling. But such events happen every
day. And they are effective. Therefore, examples such as those
detailed above must be listed, in all objectivitv, as a business
strategy that has and will solve competitive problems in a competitive
industry. I include them here—not as recommendations,
but as possible strategies to be chosen or rejected.
4
38 WAYS TO STRENGTHEN
YOUR HEADLINE
ONCE YOU HAVE YOUR
BASIC IDEA
Up to this point, we have been
concerned with the strategy of planning copv—of arriving at the
theme of our ad and the content of its headline—rather than
with the techniques of actually writing this copy. The entire second
portion of the book will be devoted to these techniques.
But we must pause now, and examine one of these techniques
out of sequence. It is called VERBALIZATION. And it is the
art of increasing the impact of a headline bi/ the way in which
it is stated.
Everything we have done so far lias helped us obtain the
content of our headline. We now know what we want to say. And
we now have to determine how to sav it.
The most obvious wav, of course, is simplv to state the claim
in its barest form. "Lose Weight," or "Stop Corns." for example.
And if you are the first in vour field, there is no better wav.
But where vou are competitive, or where the thought is too
51
52 38 WAYS TO STRENGTHEN YOUR HEADLINE
complicated to be stated simply and directly, then you must reinforce
that claim by binding other images to it with the words
in which you express it. This is Verbalization. And it can accomplish
several different purposes:
1. It can strengthen the claim—bv enlarging upon it, by measuring
it, by making it more vivid, etc.
2. It can make the claim new and fresh again—bv twisting
it, changing it, presenting it from a different angle, turning it into
a narration, challenging the reader with an example, etc.
3. It can help the claim pull the prospect into the body of
the ad—by promising him information about it, bv questioning
him, by partially revealing mechanism, etc.
All of these goals are accomplished by adding variations, enlargements
or embellishments to the main headline claim of the
ad. These additional images are bound into the main claim bv
the sentence structure of the headline. Thev alter the main claim
to make it more effective.
They are the second creative step in writing the ad. First,
we have seen how to determine the appeal itself. And now, howto
shape that appeal into its most effective form in the headline.
There are, of course, an infinite number of these variations
(every good copywriter invents a few himself). But there are general
patterns that most of them follow. Here are some of these
guideposts for vour own thinking:
1. Measure the size of the claim:
"20,000 FILTER TRAPS IN VICEROY!"
"I AM 61 POUNDS LIGHTER . . ."
'WHO EVER HEARD OF 17,000 BLOOMS
FROM A SINGLE PLANT?"
2. Measure the speed of the claim:
"FEEL BETTER FAST!"
38 WAYS TO STRENGTHEN YOUR HEADLINE 53
"7A7 TWO SECONDS, BAYER ASPIRIN BEGINS
TO DISSOLVE IN YOUR GLASS!'"
3. Compare the claim:
"SIX TIMES WHITER WASHES!"
"COSTS UP TO $300 LESS THAN MANY MODELS
OF THE LOW-PRICED THREE!"
4. Metaphorize the claim:
"BANISHES CORNS!"
"MELTS AWAY UGLY FAT!"
5. Sensitize the claim bv making the prospect feel, smell,
touch, see or hear it:
"TASTES LIKE YOU JUST PICKED IT!"
"THE SKIN YOU LOVE TO TOUCH!"
6. Demonstrate the claim bv showing a prime example:
"JAKE LAMOTTA, 160 POUND FIGHTER, FAILS
TO FLATTEN MONO PAPER CUP!"
"AT 60 MILES AN HOUR, THE LOUDEST NOISE
IN THIS ROLLS ROYCE IS THE ELECTRIC CLOCK!"
7. Dramatize the claim, or its result:
"HERE'S AN EXTRA 850, GRACE—I'M MAKING
BIG MONEY NOW!"
"THEY LAUGHED WHEN I SAT DOWN AT
THE PIANO—BUT WHEN I STARTED TO PLAY . . ."
8. State the claim as a paradox:
"HOW A BALD-HEADED BARBER SAVED MY
HAIR!"
"BEAT THE RACES BY PICKING LOSERS!"
5 4 38 WAYS TO STRENGTHEN YOUR HEADLINE
9. Remove limitations from the claim:
"SHRINKS HEMORRHOIDS WITHOUT SURGERY!"
"YOU BREATHE NO DUSTY ODORS WHEN
YOU DO IT WITH LEWYT!"
10. Associate the claim with values or people with whom
the prospect wishes to be identified:
"MICKEY MANTLE SAYS: CAMELS NEVER
BOTHER MY THROAT!"
"9 OUT OF 10 DECORATORS USE WUNDAWEAVE
CARPETS FOR LONG LIFE AT LOW COST!"
11. Show how much work, in detail, the claim does:
"NOW! RELIEF FROM ALL 5 ACID-CAUSED
STOMACH TROUBLES—IK SECONDS!"
"RELIEVES CONGESTION IN ALL 7 NASAL
PASSAGES INSTANTLY!"
12. State the claim as a question:
"WHO ELSE WANTS A WHITER WASH—WITH
NO HARD WORK?"
"COULD YOU USE $25 A WEEK EXTRA INCOME?"
13. Offer information about how to accomplish the claim: | Here are 5 examples of the best headlines you could use for an apparel brand:
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The concept is based around:
The emotion we are tapping into is: |
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