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<ACCEPTANCE-DATETIME>20170310144607
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<ACCEPTANCE-DATETIME>20170310144607
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ZIP: 89074
</SEC-HEADER> |
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<ACCEPTANCE-DATETIME>20170123120021
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99c76859-9d69-4853-8567-1b0b47ae6c5a | 2024-12-17_03:48:05_EST | http://www.sec.gov/Archives/edgar/data/1498301/000149830117000015/0001498301-17-000015.txt | master12017.idx | 10-Q | master12017 | asna10q-q2fy17.htm | <SEC-HEADER>0001498301-17-000015.hdr.sgml : 20170306
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13db740f-8dfa-4a66-8fb5-3414debc63e7 | 2024-12-17_03:48:05_EST | http://www.sec.gov/Archives/edgar/data/1498301/000149830117000015/0001498301-17-000015.txt | master12017.idx | XML | master12017 | R1.htm | <SEC-HEADER>0001498301-17-000015.hdr.sgml : 20170306
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DATE AS OF CHANGE: 20170317
EFFECTIVENESS DATE: 20170317
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FILED AS OF DATE: 20170314
DATE AS OF CHANGE: 20170314
FILER:
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SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34799
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BUSINESS ADDRESS:
STREET 1: SUITE F, 23RD FLOOR, BUILDING B
STREET 2: 228 YANJIANG AVE, JIANGAN DISTRICT
CITY: WUHAN CITY, HUBEI PROVINCE
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ZIP: 430010
BUSINESS PHONE: (86) 27 8274 0726
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CITY: WUHAN CITY, HUBEI PROVINCE
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ZIP: 430010
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DATE OF NAME CHANGE: 20100304
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66c34462-f4b8-4c79-b7ab-4971f44c0e3d | 2024-12-17_03:46:17_EST | http://www.sec.gov/Archives/edgar/data/1486299/000119380517000442/0001193805-17-000442.txt | master12017.idx | XML | master12017 | R7.htm | <SEC-HEADER>0001193805-17-000442.hdr.sgml : 20170314
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DATE AS OF CHANGE: 20170308
EFFECTIVENESS DATE: 20170308
FILER:
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CITY: NEW YORK
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</CLASS-CONTRACT>
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</CLASS-CONTRACT>
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</CLASS-CONTRACT>
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<CLASS-CONTRACT-ID>C000090184
<CLASS-CONTRACT-NAME>Direxion Daily Regional Banks Bull 3X Shares
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</CLASS-CONTRACT>
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<CLASS-CONTRACT-ID>C000090189
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</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
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<SERIES>
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<SERIES-ID>S000031278
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<CLASS-CONTRACT-ID>C000096993
<CLASS-CONTRACT-NAME>Direxion Daily Corporate Bond Bull 3X Shares
</CLASS-CONTRACT>
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<OWNER-CIK>0001424958
<SERIES-ID>S000031279
<SERIES-NAME>Direxion Daily High Yield Bull 2X Shares
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<CLASS-CONTRACT-ID>C000096994
<CLASS-CONTRACT-NAME>Direxion Daily High Yield Bull 2X Shares
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000031280
<SERIES-NAME>Direxion Daily Municipal Bond Taxable Bull 3X Shares
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<CLASS-CONTRACT-ID>C000096995
<CLASS-CONTRACT-NAME>Direxion Daily Municipal Bond Taxable Bull 3X Shares
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000031283
<SERIES-NAME>Direxion Daily Corporate Bond Bear 3X Shares
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<CLASS-CONTRACT-ID>C000096998
<CLASS-CONTRACT-NAME>Direxion Daily Corporate Bond Bear 3X Shares
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000031285
<SERIES-NAME>Direxion Daily High Yield Bear 2X Shares
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<CLASS-CONTRACT-ID>C000097000
<CLASS-CONTRACT-NAME>Direxion Daily High Yield Bear 2X Shares
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000031286
<SERIES-NAME>Direxion Daily Municipal Bond Taxable Bear 1X Shares
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<CLASS-CONTRACT-ID>C000097001
<CLASS-CONTRACT-NAME>Direxion Daily Municipal Bond Taxable Bear 1X Shares
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000031288
<SERIES-NAME>Direxion Daily Total Bond Market Bear 1X Shares
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<CLASS-CONTRACT-ID>C000097003
<CLASS-CONTRACT-NAME>Direxion Daily Total Bond Market Bear 1X Shares
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</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000031292
<SERIES-NAME>Direxion Daily S&P 500 (R) Bear 1X Shares
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<CLASS-CONTRACT-ID>C000097007
<CLASS-CONTRACT-NAME>Direxion Daily S&P 500 (R) Bear 1X Shares
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</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000031293
<SERIES-NAME>Direxion Daily Small Cap Bear 1X Shares
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<CLASS-CONTRACT-ID>C000097008
<CLASS-CONTRACT-NAME>Direxion Daily Small Cap Bear 1X Shares
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000031295
<SERIES-NAME>Direxion Daily Corporate Bond Bear 1X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000097010
<CLASS-CONTRACT-NAME>Direxion Daily Corporate Bond Bear 1X Shares
</CLASS-CONTRACT>
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<SERIES-ID>S000033634
<SERIES-NAME>Direxion NASDAQ-100(R) Equal Weighted Index Shares
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<CLASS-CONTRACT-ID>C000103352
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000034439
<SERIES-NAME>Direxion All Cap Insider Sentiment Shares
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<CLASS-CONTRACT-ID>C000105914
<CLASS-CONTRACT-NAME>Direxion All Cap Insider Sentiment Shares
<CLASS-CONTRACT-TICKER-SYMBOL>KNOW
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<OWNER-CIK>0001424958
<SERIES-ID>S000034516
<SERIES-NAME>DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X SHARES
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<CLASS-CONTRACT-ID>C000106084
<CLASS-CONTRACT-NAME>DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X SHARES
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<OWNER-CIK>0001424958
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<CLASS-CONTRACT-NAME>DIREXION DAILY JUNIOR GOLD MINERS INDEX BEAR 3X SHARES
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</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000034518
<SERIES-NAME>Direxion Daily Silver Miners Index Bull 2X Shares
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<CLASS-CONTRACT-NAME>Direxion Daily Silver Miners Index Bull 2X Shares
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000034519
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</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000037955
<SERIES-NAME>Direxion Daily Technology Bear 1X Shares
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<CLASS-CONTRACT-ID>C000117139
<CLASS-CONTRACT-NAME>Direxion Daily Technology Bear 1X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>TECZ
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000037956
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<CLASS-CONTRACT-NAME>Direxion Daily Small Cap Bull 2X Shares
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</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000038649
<SERIES-NAME>Direxion Daily FTSE Europe Bull 3X Shares
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<CLASS-CONTRACT-ID>C000119158
<CLASS-CONTRACT-NAME>Direxion Daily FTSE Europe Bull 3X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>EURL
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000041172
<SERIES-NAME>Direxion Daily MSCI Japan Bull 3X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000127744
<CLASS-CONTRACT-NAME>Direxion Daily MSCI Japan Bull 3X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>JPNL
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000042038
<SERIES-NAME>Direxion Zacks MLP High Income Index Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000130595
<CLASS-CONTRACT-NAME>Direxion Zacks MLP High Income Index Shares
<CLASS-CONTRACT-TICKER-SYMBOL>ZMLP
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000045674
<SERIES-NAME>Direxion iBillionaire Index ETF
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<CLASS-CONTRACT-ID>C000142299
<CLASS-CONTRACT-NAME>Direxion iBillionaire Index ETF
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000046307
<SERIES-NAME>Direxion Daily S&P 500 Bull 1.25X Shares
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<CLASS-CONTRACT-ID>C000144714
<CLASS-CONTRACT-NAME>Direxion Daily S&P 500 Bull 1.25X Shares
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</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000046309
<SERIES-NAME>Direxion Daily Small Cap Bull 1.25X Shares
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<CLASS-CONTRACT-ID>C000144716
<CLASS-CONTRACT-NAME>Direxion Daily Small Cap Bull 1.25X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>LLSC
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000048742
<SERIES-NAME>Direxion Daily CSI 300 China A Share Bull 2X Shares
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<CLASS-CONTRACT-ID>C000153531
<CLASS-CONTRACT-NAME>Direxion Daily CSI 300 China A Share Bull 2X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>CHAU
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000048906
<SERIES-NAME>Direxion Daily CSI 300 China A Share Bear 1X Shares
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<CLASS-CONTRACT-ID>C000154004
<CLASS-CONTRACT-NAME>Direxion Daily CSI 300 China A Share Bear 1X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>CHAD
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000049373
<SERIES-NAME>Direxion Daily S&P Biotech Bull 3X Shares
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<CLASS-CONTRACT-ID>C000156149
<CLASS-CONTRACT-NAME>Direxion Daily S&P Biotech Bull 3X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>LABU
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000049374
<SERIES-NAME>Direxion Daily S&P Biotech Bear 3X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000156150
<CLASS-CONTRACT-NAME>Direxion Daily S&P Biotech Bear 3X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>LABD
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000049375
<SERIES-NAME>Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 3X Shares
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<CLASS-CONTRACT-ID>C000156151
<CLASS-CONTRACT-NAME>Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 3X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>GUSH
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000049376
<SERIES-NAME>Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000156152
<CLASS-CONTRACT-NAME>Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>DRIP
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000050535
<SERIES-NAME>Direxion Daily Cyber Security & IT Bull 2X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000159444
<CLASS-CONTRACT-NAME>Direxion Daily Cyber Security & IT Bull 2X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>HAKK
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000050536
<SERIES-NAME>Direxion Daily Cyber Security & IT Bear 2X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000159445
<CLASS-CONTRACT-NAME>Direxion Daily Cyber Security & IT Bear 2X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>HAKD
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000050537
<SERIES-NAME>Direxion Daily Pharmaceutical & Medical Bull 2X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000159446
<CLASS-CONTRACT-NAME>Direxion Daily Pharmaceutical & Medical Bull 2X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>PILL
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000050538
<SERIES-NAME>Direxion Daily Pharmaceutical & Medical Bear 2X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000159447
<CLASS-CONTRACT-NAME>Direxion Daily Pharmaceutical & Medical Bear 2X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>PILS
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000051661
<SERIES-NAME>Direxion Daily SME-ChiNext 100 China A Shares Bear 1X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000162469
<CLASS-CONTRACT-NAME>Direxion Daily SME-ChiNext 100 China A Shares Bear 1X Shares
</CLASS-CONTRACT>
</SERIES>
<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000051662
<SERIES-NAME>Direxion Daily MSCI China A Bear 1X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000162470
<CLASS-CONTRACT-NAME>Direxion Daily MSCI China A Bear 1X Shares
</CLASS-CONTRACT>
</SERIES>
<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000051663
<SERIES-NAME>Direxion Daily S&P Biotech Bear 1X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000162471
<CLASS-CONTRACT-NAME>Direxion Daily S&P Biotech Bear 1X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>LABS
</CLASS-CONTRACT>
</SERIES>
<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000051664
<SERIES-NAME>Direxion Daily Healthcare Bear 1X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000162472
<CLASS-CONTRACT-NAME>Direxion Daily Healthcare Bear 1X Shares
</CLASS-CONTRACT>
</SERIES>
<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000051665
<SERIES-NAME>Direxion Daily SME-ChiNext 100 China A Shares Bull 2X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000162473
<CLASS-CONTRACT-NAME>Direxion Daily SME-ChiNext 100 China A Shares Bull 2X Shares
</CLASS-CONTRACT>
</SERIES>
<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000051666
<SERIES-NAME>Direxion Daily MSCI China A Bull 2X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000162474
<CLASS-CONTRACT-NAME>Direxion Daily MSCI China A Bull 2X Shares
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000051925
<SERIES-NAME>Direxion Daily Cyber Security & IT Bear 1X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000163380
<CLASS-CONTRACT-NAME>Direxion Daily Cyber Security & IT Bear 1X Shares
</CLASS-CONTRACT>
</SERIES>
<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000051926
<SERIES-NAME>Direxion Daily Greece Bear 1X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000163381
<CLASS-CONTRACT-NAME>Direxion Daily Greece Bear 1X Shares
</CLASS-CONTRACT>
</SERIES>
<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000051927
<SERIES-NAME>Direxion Daily Pharmaceutical & Medical Bear 1X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000163382
<CLASS-CONTRACT-NAME>Direxion Daily Pharmaceutical & Medical Bear 1X Shares
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000051930
<SERIES-NAME>Direxion Daily Greece Bull 2X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000163385
<CLASS-CONTRACT-NAME>Direxion Daily Greece Bull 2X Shares
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000051931
<SERIES-NAME>Direxion Daily Biotech Bull 2X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000163386
<CLASS-CONTRACT-NAME>Direxion Daily Biotech Bull 2X Shares
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000051932
<SERIES-NAME>Direxion Daily Biotech Bear 2X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000163387
<CLASS-CONTRACT-NAME>Direxion Daily Biotech Bear 2X Shares
</CLASS-CONTRACT>
</SERIES>
<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000053323
<SERIES-NAME>Direxion Daily Frontier 100 Bear 1X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000167773
<CLASS-CONTRACT-NAME>Direxion Daily Frontier 100 Bear 1X Shares
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000053324
<SERIES-NAME>Direxion Daily Consumer Staples Bear 1X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000167774
<CLASS-CONTRACT-NAME>Direxion Daily Consumer Staples Bear 1X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>SPLZ
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000053325
<SERIES-NAME>Direxion Daily Consumer Discretionary Bear 1X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000167775
<CLASS-CONTRACT-NAME>Direxion Daily Consumer Discretionary Bear 1X Shares
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000053326
<SERIES-NAME>Direxion Daily Energy Bear 1X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000167776
<CLASS-CONTRACT-NAME>Direxion Daily Energy Bear 1X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>ERYY
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000053327
<SERIES-NAME>Direxion Daily Financial Bear 1X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000167777
<CLASS-CONTRACT-NAME>Direxion Daily Financial Bear 1X Shares
<CLASS-CONTRACT-TICKER-SYMBOL>FAZZ
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000053328
<SERIES-NAME>Direxion Daily Industrials Bear 1X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000167778
<CLASS-CONTRACT-NAME>Direxion Daily Industrials Bear 1X Shares
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000053329
<SERIES-NAME>Direxion Daily Materials Bear 1X Shares
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000167779
<CLASS-CONTRACT-NAME>Direxion Daily Materials Bear 1X Shares
</CLASS-CONTRACT>
</SERIES>
<SERIES>
<OWNER-CIK>0001424958
<SERIES-ID>S000053330
<SERIES-NAME>Direxion Daily Utilities Bear 1X Shares
<CLASS-CONTRACT>
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69d6cd5e-f240-4da5-85fd-192b1e6d1ae7 | 2024-12-17_03:47:14_EST | http://www.sec.gov/Archives/edgar/data/1488139/000148813917000008/0001488139-17-000008.txt | master12017.idx | EX-31.1 | master12017 | ex311q416.htm | <SEC-HEADER>0001488139-17-000008.hdr.sgml : 20170303
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3e73dd20-8eab-428c-8ec1-bc36b172c8e9 | 2024-12-17_03:47:14_EST | http://www.sec.gov/Archives/edgar/data/1488139/000148813917000008/0001488139-17-000008.txt | master12017.idx | EX-31.2 | master12017 | ex312q416.htm | <SEC-HEADER>0001488139-17-000008.hdr.sgml : 20170303
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3d37aeae-f932-4889-a9f7-6dc73b58e96b | 2024-12-17_03:47:14_EST | http://www.sec.gov/Archives/edgar/data/1488139/000148813917000008/0001488139-17-000008.txt | master12017.idx | EX-32.1 | master12017 | ex321q416.htm | <SEC-HEADER>0001488139-17-000008.hdr.sgml : 20170303
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3b10725b-117a-453c-8afd-d037da0b4a0b | 2024-12-17_03:45:37_EST | http://www.sec.gov/Archives/edgar/data/1479750/000162828017001735/0001628280-17-001735.txt | master12017.idx | XML | master12017 | R65.htm | <SEC-HEADER>0001628280-17-001735.hdr.sgml : 20170227
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bf310d41-d5c9-4f9c-a5e6-6594d14a3f25 | 2024-12-17_03:45:37_EST | http://www.sec.gov/Archives/edgar/data/1479750/000162828017001735/0001628280-17-001735.txt | master12017.idx | XML | master12017 | R66.htm | <SEC-HEADER>0001628280-17-001735.hdr.sgml : 20170227
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9859b230-02ce-4507-a97c-59370417f934 | 2024-12-17_03:48:11_EST | http://www.sec.gov/Archives/edgar/data/1498301/000114420417002550/0001144204-17-002550.txt | master12017.idx | 8-K | master12017 | v457028_8k.htm | <SEC-HEADER>0001144204-17-002550.hdr.sgml : 20170118
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CONFORMED PERIOD OF REPORT: 20170118
ITEM INFORMATION: Regulation FD Disclosure
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FILER:
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CITY: MAHWAH
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MAIL ADDRESS:
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304387ca-16b9-466b-a423-1c1a5e3b47fe | 2024-12-17_03:43:30_EST | http://www.sec.gov/Archives/edgar/data/1469192/000114420417015843/0001144204-17-015843.txt | master12017.idx | XML | master12017 | R57.htm | <SEC-HEADER>0001144204-17-015843.hdr.sgml : 20170321
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</CLASS-CONTRACT>
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<SERIES-ID>S000028525
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<CLASS-CONTRACT>
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<CLASS-CONTRACT>
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185924
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<CLASS-CONTRACT>
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<SERIES-ID>S000028526
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<CLASS-CONTRACT-ID>C000087315
<CLASS-CONTRACT-NAME>Investor Class
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<CLASS-CONTRACT>
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087317
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087318
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087319
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087320
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185926
<CLASS-CONTRACT-NAME>Class R6
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<SERIES>
<OWNER-CIK>0001469192
<SERIES-ID>S000028527
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<CLASS-CONTRACT-ID>C000087321
<CLASS-CONTRACT-NAME>Investor Class
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087322
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087323
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087324
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087325
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087326
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185927
<CLASS-CONTRACT-NAME>Class R6
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<SERIES>
<OWNER-CIK>0001469192
<SERIES-ID>S000028528
<SERIES-NAME>MainStay Retirement 2030 Fund
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<CLASS-CONTRACT-ID>C000087327
<CLASS-CONTRACT-NAME>Investor Class
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087328
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087329
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087330
<CLASS-CONTRACT-NAME>Class R1
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087331
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087332
<CLASS-CONTRACT-NAME>Class R3
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185928
<CLASS-CONTRACT-NAME>Class R6
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001469192
<SERIES-ID>S000028529
<SERIES-NAME>MainStay Floating Rate Fund
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087333
<CLASS-CONTRACT-NAME>Investor Class
<CLASS-CONTRACT-TICKER-SYMBOL>MXFNX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087334
<CLASS-CONTRACT-NAME>Class A
<CLASS-CONTRACT-TICKER-SYMBOL>MXFAX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087335
<CLASS-CONTRACT-NAME>Class B
<CLASS-CONTRACT-TICKER-SYMBOL>MXFBX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087336
<CLASS-CONTRACT-NAME>Class C
<CLASS-CONTRACT-TICKER-SYMBOL>MXFCX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087337
<CLASS-CONTRACT-NAME>Class I
<CLASS-CONTRACT-TICKER-SYMBOL>MXFIX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000166839
<CLASS-CONTRACT-NAME>Class R3
<CLASS-CONTRACT-TICKER-SYMBOL>MXFHX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185929
<CLASS-CONTRACT-NAME>Class R6
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185930
<CLASS-CONTRACT-NAME>Class T
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001469192
<SERIES-ID>S000028530
<SERIES-NAME>MainStay Retirement 2040 Fund
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087338
<CLASS-CONTRACT-NAME>Investor Class
<CLASS-CONTRACT-TICKER-SYMBOL>MSRUX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087339
<CLASS-CONTRACT-NAME>Class A
<CLASS-CONTRACT-TICKER-SYMBOL>MSRTX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087340
<CLASS-CONTRACT-NAME>Class I
<CLASS-CONTRACT-TICKER-SYMBOL>MSRYX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087341
<CLASS-CONTRACT-NAME>Class R1
<CLASS-CONTRACT-TICKER-SYMBOL>MSREX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087342
<CLASS-CONTRACT-NAME>Class R2
<CLASS-CONTRACT-TICKER-SYMBOL>MSRQX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087343
<CLASS-CONTRACT-NAME>Class R3
<CLASS-CONTRACT-TICKER-SYMBOL>MSRZX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185931
<CLASS-CONTRACT-NAME>Class R6
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001469192
<SERIES-ID>S000028531
<SERIES-NAME>MainStay Retirement 2050 Fund
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087344
<CLASS-CONTRACT-NAME>Class I
<CLASS-CONTRACT-TICKER-SYMBOL>MSRMX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087345
<CLASS-CONTRACT-NAME>Class R1
<CLASS-CONTRACT-TICKER-SYMBOL>MSROX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087346
<CLASS-CONTRACT-NAME>Class R2
<CLASS-CONTRACT-TICKER-SYMBOL>MSRPX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087347
<CLASS-CONTRACT-NAME>Class R3
<CLASS-CONTRACT-TICKER-SYMBOL>MSRWX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087348
<CLASS-CONTRACT-NAME>Investor Class
<CLASS-CONTRACT-TICKER-SYMBOL>MSRVX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087349
<CLASS-CONTRACT-NAME>Class A
<CLASS-CONTRACT-TICKER-SYMBOL>MSRLX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185932
<CLASS-CONTRACT-NAME>Class R6
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001469192
<SERIES-ID>S000028532
<SERIES-NAME>MainStay Conservative Allocation Fund
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087350
<CLASS-CONTRACT-NAME>Investor Class
<CLASS-CONTRACT-TICKER-SYMBOL>MCKNX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087351
<CLASS-CONTRACT-NAME>Class A
<CLASS-CONTRACT-TICKER-SYMBOL>MCKAX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087352
<CLASS-CONTRACT-NAME>Class B
<CLASS-CONTRACT-TICKER-SYMBOL>MCKBX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087353
<CLASS-CONTRACT-NAME>Class C
<CLASS-CONTRACT-TICKER-SYMBOL>MCKCX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087354
<CLASS-CONTRACT-NAME>Class I
<CLASS-CONTRACT-TICKER-SYMBOL>MCKIX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000166840
<CLASS-CONTRACT-NAME>Class R3
<CLASS-CONTRACT-TICKER-SYMBOL>MCKRX
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001469192
<SERIES-ID>S000028533
<SERIES-NAME>MainStay Moderate Allocation Fund
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087355
<CLASS-CONTRACT-NAME>Investor Class
<CLASS-CONTRACT-TICKER-SYMBOL>MMRDX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087356
<CLASS-CONTRACT-NAME>Class A
<CLASS-CONTRACT-TICKER-SYMBOL>MMRAX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087357
<CLASS-CONTRACT-NAME>Class B
<CLASS-CONTRACT-TICKER-SYMBOL>MMRBX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087358
<CLASS-CONTRACT-NAME>Class C
<CLASS-CONTRACT-TICKER-SYMBOL>MMRCX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087359
<CLASS-CONTRACT-NAME>Class I
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000166841
<CLASS-CONTRACT-NAME>Class R3
<CLASS-CONTRACT-TICKER-SYMBOL>MMRHX
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001469192
<SERIES-ID>S000028534
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087360
<CLASS-CONTRACT-NAME>Investor Class
<CLASS-CONTRACT-TICKER-SYMBOL>MGDNX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087361
<CLASS-CONTRACT-NAME>Class A
<CLASS-CONTRACT-TICKER-SYMBOL>MGDAX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087362
<CLASS-CONTRACT-NAME>Class B
<CLASS-CONTRACT-TICKER-SYMBOL>MGDBX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087363
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<CLASS-CONTRACT-TICKER-SYMBOL>MGDCX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087364
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000166842
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<CLASS-CONTRACT-TICKER-SYMBOL>MGDRX
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001469192
<SERIES-ID>S000028535
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087365
<CLASS-CONTRACT-NAME>Investor Class
<CLASS-CONTRACT-TICKER-SYMBOL>MGXNX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087366
<CLASS-CONTRACT-NAME>Class A
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087367
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087368
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087369
<CLASS-CONTRACT-NAME>Class I
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000166843
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</CLASS-CONTRACT>
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<SERIES>
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<CLASS-CONTRACT-ID>C000087370
<CLASS-CONTRACT-NAME>Class I
<CLASS-CONTRACT-TICKER-SYMBOL>MIXIX
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087371
<CLASS-CONTRACT-NAME>Investor Class
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087372
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<CLASS-CONTRACT-TICKER-SYMBOL>MIXAX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185933
<CLASS-CONTRACT-NAME>Class R6
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185934
<CLASS-CONTRACT-NAME>Class T
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001469192
<SERIES-ID>S000028537
<SERIES-NAME>MainStay Total Return Bond Fund
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087373
<CLASS-CONTRACT-NAME>Investor Class
<CLASS-CONTRACT-TICKER-SYMBOL>MTMNX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087374
<CLASS-CONTRACT-NAME>Class A
<CLASS-CONTRACT-TICKER-SYMBOL>MTMAX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087375
<CLASS-CONTRACT-NAME>Class B
<CLASS-CONTRACT-TICKER-SYMBOL>MTMBX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087376
<CLASS-CONTRACT-NAME>Class C
<CLASS-CONTRACT-TICKER-SYMBOL>MTMCX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087377
<CLASS-CONTRACT-NAME>Class I
<CLASS-CONTRACT-TICKER-SYMBOL>MTMIX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000116270
<CLASS-CONTRACT-NAME>Class R1
<CLASS-CONTRACT-TICKER-SYMBOL>MTMRX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000116271
<CLASS-CONTRACT-NAME>Class R2
<CLASS-CONTRACT-TICKER-SYMBOL>MTRTX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000127150
<CLASS-CONTRACT-NAME>Class R6
<CLASS-CONTRACT-TICKER-SYMBOL>MTRDX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000166844
<CLASS-CONTRACT-NAME>Class R3
<CLASS-CONTRACT-TICKER-SYMBOL>MTRVX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185935
<CLASS-CONTRACT-NAME>Class T
</CLASS-CONTRACT>
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<OWNER-CIK>0001469192
<SERIES-ID>S000028539
<SERIES-NAME>MainStay U.S. Equity Opportunities Fund
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087381
<CLASS-CONTRACT-NAME>Investor Class
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087382
<CLASS-CONTRACT-NAME>Class A
<CLASS-CONTRACT-TICKER-SYMBOL>MYCTX
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087383
<CLASS-CONTRACT-NAME>Class C
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087384
<CLASS-CONTRACT-NAME>Class I
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185936
<CLASS-CONTRACT-NAME>Class R6
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185937
<CLASS-CONTRACT-NAME>Class T
</CLASS-CONTRACT>
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<OWNER-CIK>0001469192
<SERIES-ID>S000028542
<SERIES-NAME>MainStay International Opportunities Fund
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087393
<CLASS-CONTRACT-NAME>Investor Class
<CLASS-CONTRACT-TICKER-SYMBOL>MYINX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087394
<CLASS-CONTRACT-NAME>Class A
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087395
<CLASS-CONTRACT-NAME>Class C
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000087396
<CLASS-CONTRACT-NAME>Class I
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185938
<CLASS-CONTRACT-NAME>Class R6
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185939
<CLASS-CONTRACT-NAME>Class T
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001469192
<SERIES-ID>S000036714
<SERIES-NAME>MainStay Balanced Fund
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<CLASS-CONTRACT-ID>C000112258
<CLASS-CONTRACT-NAME>Class A
<CLASS-CONTRACT-TICKER-SYMBOL>MBNAX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000112259
<CLASS-CONTRACT-NAME>Class B
<CLASS-CONTRACT-TICKER-SYMBOL>MBNBX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000112260
<CLASS-CONTRACT-NAME>Class C
<CLASS-CONTRACT-TICKER-SYMBOL>MBACX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000112261
<CLASS-CONTRACT-NAME>Class I
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000112262
<CLASS-CONTRACT-NAME>Class R1
<CLASS-CONTRACT-TICKER-SYMBOL>MBNRX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000112263
<CLASS-CONTRACT-NAME>Class R2
<CLASS-CONTRACT-TICKER-SYMBOL>MBCRX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000112264
<CLASS-CONTRACT-NAME>Class R3
<CLASS-CONTRACT-TICKER-SYMBOL>MBDRX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000112265
<CLASS-CONTRACT-NAME>Investor Class
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185940
<CLASS-CONTRACT-NAME>Class R6
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185941
<CLASS-CONTRACT-NAME>Class T
</CLASS-CONTRACT>
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<OWNER-CIK>0001469192
<SERIES-ID>S000036715
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<CLASS-CONTRACT-NAME>Class B
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<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000112267
<CLASS-CONTRACT-NAME>Class C
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000112268
<CLASS-CONTRACT-NAME>Class I
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000112269
<CLASS-CONTRACT-NAME>Investor Class
<CLASS-CONTRACT-TICKER-SYMBOL>MOINX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000112270
<CLASS-CONTRACT-NAME>Class A
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</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000118993
<CLASS-CONTRACT-NAME>Class R1
<CLASS-CONTRACT-TICKER-SYMBOL>MOPRX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000118994
<CLASS-CONTRACT-NAME>Class R2
<CLASS-CONTRACT-TICKER-SYMBOL>MOTRX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000166845
<CLASS-CONTRACT-NAME>Class R3
<CLASS-CONTRACT-TICKER-SYMBOL>MOVRX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185942
<CLASS-CONTRACT-NAME>Class R6
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185943
<CLASS-CONTRACT-NAME>Class T
</CLASS-CONTRACT>
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<SERIES>
<OWNER-CIK>0001469192
<SERIES-ID>S000036992
<SERIES-NAME>MainStay New York Tax Free Opportunities Fund
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000113210
<CLASS-CONTRACT-NAME>Class A
<CLASS-CONTRACT-TICKER-SYMBOL>MNOAX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000113211
<CLASS-CONTRACT-NAME>Class C
<CLASS-CONTRACT-TICKER-SYMBOL>MNOCX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000113212
<CLASS-CONTRACT-NAME>Class I
<CLASS-CONTRACT-TICKER-SYMBOL>MNOIX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000113213
<CLASS-CONTRACT-NAME>Investor Class
<CLASS-CONTRACT-TICKER-SYMBOL>MNOVX
</CLASS-CONTRACT>
<CLASS-CONTRACT>
<CLASS-CONTRACT-ID>C000185944
<CLASS-CONTRACT-NAME>Class R6
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<CLASS-CONTRACT>
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42ad0af7-9c4f-412f-8fc3-114cc1e27d20 | 2024-12-17_03:48:05_EST | http://www.sec.gov/Archives/edgar/data/1498148/000116169717000072/0001161697-17-000072.txt | master12017.idx | XML | master12017 | R3.htm | <SEC-HEADER>0001161697-17-000072.hdr.sgml : 20170123
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fb6ceeb8-db55-492f-93a8-f6c9220f7083 | 2024-12-17_03:48:05_EST | http://www.sec.gov/Archives/edgar/data/1498148/000116169717000072/0001161697-17-000072.txt | master12017.idx | XML | master12017 | R7.htm | <SEC-HEADER>0001161697-17-000072.hdr.sgml : 20170123
<ACCEPTANCE-DATETIME>20170123151918
ACCESSION NUMBER: 0001161697-17-000072
CONFORMED SUBMISSION TYPE: 10-Q
PUBLIC DOCUMENT COUNT: 54
CONFORMED PERIOD OF REPORT: 20161130
FILED AS OF DATE: 20170123
DATE AS OF CHANGE: 20170123
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ON THE MOVE SYSTEMS CORP.
CENTRAL INDEX KEY: 0001498148
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 272343603
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0228
FILING VALUES:
FORM TYPE: 10-Q
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55079
FILM NUMBER: 17540952
BUSINESS ADDRESS:
STREET 1: 701 N. GREEN VALLEY PARKWAY
STREET 2: SUITE 200
CITY: HENDERSON
STATE: NV
ZIP: 89074
BUSINESS PHONE: (702) 990-3271
MAIL ADDRESS:
STREET 1: 701 N. GREEN VALLEY PARKWAY
STREET 2: SUITE 200
CITY: HENDERSON
STATE: NV
ZIP: 89074
</SEC-HEADER> |
bd4188a8-ee0e-4a04-b619-4bbf71b82b2e | 2024-12-17_03:43:51_EST | http://www.sec.gov/Archives/edgar/data/1471261/000156459017004239/0001564590-17-004239.txt | master12017.idx | XML | master12017 | R9.htm | <SEC-HEADER>0001564590-17-004239.hdr.sgml : 20170314
<ACCEPTANCE-DATETIME>20170314130252
ACCESSION NUMBER: 0001564590-17-004239
CONFORMED SUBMISSION TYPE: 10-K
PUBLIC DOCUMENT COUNT: 120
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170314
DATE AS OF CHANGE: 20170314
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cobalt International Energy, Inc.
CENTRAL INDEX KEY: 0001471261
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 270821169
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34579
FILM NUMBER: 17687529
BUSINESS ADDRESS:
STREET 1: COBALT CENTER
STREET 2: 920 MEMORIAL CITY WAY, SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: (713) 579-9100
MAIL ADDRESS:
STREET 1: COBALT CENTER
STREET 2: 920 MEMORIAL CITY WAY, SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
</SEC-HEADER> |
597d8759-944a-46b6-b4a8-b3255611c708 | 2024-12-17_03:43:51_EST | http://www.sec.gov/Archives/edgar/data/1471261/000156459017004239/0001564590-17-004239.txt | master12017.idx | XML | master12017 | R10.htm | <SEC-HEADER>0001564590-17-004239.hdr.sgml : 20170314
<ACCEPTANCE-DATETIME>20170314130252
ACCESSION NUMBER: 0001564590-17-004239
CONFORMED SUBMISSION TYPE: 10-K
PUBLIC DOCUMENT COUNT: 120
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170314
DATE AS OF CHANGE: 20170314
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cobalt International Energy, Inc.
CENTRAL INDEX KEY: 0001471261
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 270821169
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34579
FILM NUMBER: 17687529
BUSINESS ADDRESS:
STREET 1: COBALT CENTER
STREET 2: 920 MEMORIAL CITY WAY, SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: (713) 579-9100
MAIL ADDRESS:
STREET 1: COBALT CENTER
STREET 2: 920 MEMORIAL CITY WAY, SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
</SEC-HEADER> |
94a3a8de-ef7c-4b9d-a67e-c7e327e5c68f | 2024-12-17_03:43:51_EST | http://www.sec.gov/Archives/edgar/data/1471261/000156459017004239/0001564590-17-004239.txt | master12017.idx | XML | master12017 | R11.htm | <SEC-HEADER>0001564590-17-004239.hdr.sgml : 20170314
<ACCEPTANCE-DATETIME>20170314130252
ACCESSION NUMBER: 0001564590-17-004239
CONFORMED SUBMISSION TYPE: 10-K
PUBLIC DOCUMENT COUNT: 120
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170314
DATE AS OF CHANGE: 20170314
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cobalt International Energy, Inc.
CENTRAL INDEX KEY: 0001471261
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 270821169
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34579
FILM NUMBER: 17687529
BUSINESS ADDRESS:
STREET 1: COBALT CENTER
STREET 2: 920 MEMORIAL CITY WAY, SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: (713) 579-9100
MAIL ADDRESS:
STREET 1: COBALT CENTER
STREET 2: 920 MEMORIAL CITY WAY, SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
</SEC-HEADER> |
7e57ca2b-2ce6-40ad-8167-708ccf51cef7 | 2024-12-17_03:43:51_EST | http://www.sec.gov/Archives/edgar/data/1471261/000156459017004239/0001564590-17-004239.txt | master12017.idx | XML | master12017 | R12.htm | <SEC-HEADER>0001564590-17-004239.hdr.sgml : 20170314
<ACCEPTANCE-DATETIME>20170314130252
ACCESSION NUMBER: 0001564590-17-004239
CONFORMED SUBMISSION TYPE: 10-K
PUBLIC DOCUMENT COUNT: 120
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170314
DATE AS OF CHANGE: 20170314
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cobalt International Energy, Inc.
CENTRAL INDEX KEY: 0001471261
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 270821169
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34579
FILM NUMBER: 17687529
BUSINESS ADDRESS:
STREET 1: COBALT CENTER
STREET 2: 920 MEMORIAL CITY WAY, SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: (713) 579-9100
MAIL ADDRESS:
STREET 1: COBALT CENTER
STREET 2: 920 MEMORIAL CITY WAY, SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
</SEC-HEADER> |
03faa8b9-1442-4195-823c-fb4ef6c4c6b1 | 2024-12-17_03:43:51_EST | http://www.sec.gov/Archives/edgar/data/1471261/000156459017004239/0001564590-17-004239.txt | master12017.idx | XML | master12017 | R13.htm | <SEC-HEADER>0001564590-17-004239.hdr.sgml : 20170314
<ACCEPTANCE-DATETIME>20170314130252
ACCESSION NUMBER: 0001564590-17-004239
CONFORMED SUBMISSION TYPE: 10-K
PUBLIC DOCUMENT COUNT: 120
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170314
DATE AS OF CHANGE: 20170314
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cobalt International Energy, Inc.
CENTRAL INDEX KEY: 0001471261
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 270821169
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34579
FILM NUMBER: 17687529
BUSINESS ADDRESS:
STREET 1: COBALT CENTER
STREET 2: 920 MEMORIAL CITY WAY, SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: (713) 579-9100
MAIL ADDRESS:
STREET 1: COBALT CENTER
STREET 2: 920 MEMORIAL CITY WAY, SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
</SEC-HEADER> |
3edcd451-782b-4e2f-bb3a-11ca23eb4bdb | 2024-12-17_03:43:51_EST | http://www.sec.gov/Archives/edgar/data/1471261/000156459017004239/0001564590-17-004239.txt | master12017.idx | XML | master12017 | R14.htm | <SEC-HEADER>0001564590-17-004239.hdr.sgml : 20170314
<ACCEPTANCE-DATETIME>20170314130252
ACCESSION NUMBER: 0001564590-17-004239
CONFORMED SUBMISSION TYPE: 10-K
PUBLIC DOCUMENT COUNT: 120
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170314
DATE AS OF CHANGE: 20170314
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cobalt International Energy, Inc.
CENTRAL INDEX KEY: 0001471261
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 270821169
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34579
FILM NUMBER: 17687529
BUSINESS ADDRESS:
STREET 1: COBALT CENTER
STREET 2: 920 MEMORIAL CITY WAY, SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: (713) 579-9100
MAIL ADDRESS:
STREET 1: COBALT CENTER
STREET 2: 920 MEMORIAL CITY WAY, SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77024
</SEC-HEADER> |
9d53df99-fd60-4e47-bbb1-0800eaf8ed7c | 2024-12-17_03:42:42_EST | http://www.sec.gov/Archives/edgar/data/1465740/000146574017000035/0001465740-17-000035.txt | master12017.idx | XML | master12017 | R6.htm | <SEC-HEADER>0001465740-17-000035.hdr.sgml : 20170228
<ACCEPTANCE-DATETIME>20170228094758
ACCESSION NUMBER: 0001465740-17-000035
CONFORMED SUBMISSION TYPE: 10-K
PUBLIC DOCUMENT COUNT: 158
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270312904
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34506
FILM NUMBER: 17645026
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 612-629-2500
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
</SEC-HEADER> |
6eda3206-d11c-44af-b573-a0e2085054e6 | 2024-12-17_03:42:42_EST | http://www.sec.gov/Archives/edgar/data/1465740/000146574017000035/0001465740-17-000035.txt | master12017.idx | XML | master12017 | R7.htm | <SEC-HEADER>0001465740-17-000035.hdr.sgml : 20170228
<ACCEPTANCE-DATETIME>20170228094758
ACCESSION NUMBER: 0001465740-17-000035
CONFORMED SUBMISSION TYPE: 10-K
PUBLIC DOCUMENT COUNT: 158
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270312904
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34506
FILM NUMBER: 17645026
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 612-629-2500
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
</SEC-HEADER> |
c8adc681-90e1-4ddf-b576-22c7c5f8b886 | 2024-12-17_03:42:42_EST | http://www.sec.gov/Archives/edgar/data/1465740/000146574017000035/0001465740-17-000035.txt | master12017.idx | XML | master12017 | R8.htm | <SEC-HEADER>0001465740-17-000035.hdr.sgml : 20170228
<ACCEPTANCE-DATETIME>20170228094758
ACCESSION NUMBER: 0001465740-17-000035
CONFORMED SUBMISSION TYPE: 10-K
PUBLIC DOCUMENT COUNT: 158
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270312904
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34506
FILM NUMBER: 17645026
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 612-629-2500
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
</SEC-HEADER> |
963ac751-7eb8-48bd-ab75-51ad8e19f61c | 2024-12-17_03:42:42_EST | http://www.sec.gov/Archives/edgar/data/1465740/000146574017000035/0001465740-17-000035.txt | master12017.idx | XML | master12017 | R9.htm | <SEC-HEADER>0001465740-17-000035.hdr.sgml : 20170228
<ACCEPTANCE-DATETIME>20170228094758
ACCESSION NUMBER: 0001465740-17-000035
CONFORMED SUBMISSION TYPE: 10-K
PUBLIC DOCUMENT COUNT: 158
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270312904
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34506
FILM NUMBER: 17645026
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 612-629-2500
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
</SEC-HEADER> |
830f5998-29c3-4ea4-a8c7-73a323c18a1b | 2024-12-17_03:42:42_EST | http://www.sec.gov/Archives/edgar/data/1465740/000146574017000035/0001465740-17-000035.txt | master12017.idx | XML | master12017 | R10.htm | <SEC-HEADER>0001465740-17-000035.hdr.sgml : 20170228
<ACCEPTANCE-DATETIME>20170228094758
ACCESSION NUMBER: 0001465740-17-000035
CONFORMED SUBMISSION TYPE: 10-K
PUBLIC DOCUMENT COUNT: 158
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270312904
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34506
FILM NUMBER: 17645026
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 612-629-2500
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
</SEC-HEADER> |
1f802b99-2503-4f95-854f-96813f87a96d | 2024-12-17_03:42:42_EST | http://www.sec.gov/Archives/edgar/data/1465740/000146574017000035/0001465740-17-000035.txt | master12017.idx | XML | master12017 | R11.htm | <SEC-HEADER>0001465740-17-000035.hdr.sgml : 20170228
<ACCEPTANCE-DATETIME>20170228094758
ACCESSION NUMBER: 0001465740-17-000035
CONFORMED SUBMISSION TYPE: 10-K
PUBLIC DOCUMENT COUNT: 158
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWO HARBORS INVESTMENT CORP.
CENTRAL INDEX KEY: 0001465740
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270312904
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34506
FILM NUMBER: 17645026
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 612-629-2500
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Two Harbors Investment Corp.
DATE OF NAME CHANGE: 20090605
</SEC-HEADER> |
1a082b4a-edef-4fc2-b8a0-17bfee08b183 | 2024-12-17_03:48:05_EST | http://www.sec.gov/Archives/edgar/data/1498068/000149806817000012/0001498068-17-000012.txt | master12017.idx | XML | master12017 | R4.htm | <SEC-HEADER>0001498068-17-000012.hdr.sgml : 20170308
<ACCEPTANCE-DATETIME>20170308173111
ACCESSION NUMBER: 0001498068-17-000012
CONFORMED SUBMISSION TYPE: 10-K
PUBLIC DOCUMENT COUNT: 101
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170308
DATE AS OF CHANGE: 20170308
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Renal Associates Holdings, Inc.
CENTRAL INDEX KEY: 0001498068
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 272170749
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37751
FILM NUMBER: 17676095
BUSINESS ADDRESS:
STREET 1: AMERICAN RENAL HOLDINGS, INC.
STREET 2: 500 CUMMINGS CENTER, SUITE 6550
CITY: BEVERLY
STATE: MA
ZIP: 01915
BUSINESS PHONE: 978-922-3080
MAIL ADDRESS:
STREET 1: AMERICAN RENAL HOLDINGS, INC.
STREET 2: 500 CUMMINGS CENTER, SUITE 6550
CITY: BEVERLY
STATE: MA
ZIP: 01915
FORMER COMPANY:
FORMER CONFORMED NAME: C.P. Atlas Holdings, Inc.
DATE OF NAME CHANGE: 20100802
</SEC-HEADER> |
bc2998fc-f13f-4934-b80d-280770490d58 | 2024-12-17_03:47:32_EST | http://www.sec.gov/Archives/edgar/data/1494891/000161577417000965/0001615774-17-000965.txt | master12017.idx | XML | master12017 | R7.htm | <SEC-HEADER>0001615774-17-000965.hdr.sgml : 20170310
<ACCEPTANCE-DATETIME>20170310123334
ACCESSION NUMBER: 0001615774-17-000965
CONFORMED SUBMISSION TYPE: 10-K
PUBLIC DOCUMENT COUNT: 60
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170310
DATE AS OF CHANGE: 20170310
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sensus Healthcare, Inc.
CENTRAL INDEX KEY: 0001494891
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 271647271
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37714
FILM NUMBER: 17681072
BUSINESS ADDRESS:
STREET 1: 851 BROKEN SOUND PARKWAY NW
STREET 2: SUITE 215
CITY: BOCA RATON
STATE: FL
ZIP: 33487
BUSINESS PHONE: 561-922-5808
MAIL ADDRESS:
STREET 1: 851 BROKEN SOUND PARKWAY NW
STREET 2: SUITE 215
CITY: BOCA RATON
STATE: FL
ZIP: 33487
FORMER COMPANY:
FORMER CONFORMED NAME: Sensus Healthcare, LLC
DATE OF NAME CHANGE: 20100622
</SEC-HEADER> |
3bfccbfa-c96c-4634-9a16-aa67d80c3ed7 | 2024-12-17_03:47:32_EST | http://www.sec.gov/Archives/edgar/data/1494891/000161577417000965/0001615774-17-000965.txt | master12017.idx | XML | master12017 | R8.htm | <SEC-HEADER>0001615774-17-000965.hdr.sgml : 20170310
<ACCEPTANCE-DATETIME>20170310123334
ACCESSION NUMBER: 0001615774-17-000965
CONFORMED SUBMISSION TYPE: 10-K
PUBLIC DOCUMENT COUNT: 60
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170310
DATE AS OF CHANGE: 20170310
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sensus Healthcare, Inc.
CENTRAL INDEX KEY: 0001494891
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 271647271
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 10-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37714
FILM NUMBER: 17681072
BUSINESS ADDRESS:
STREET 1: 851 BROKEN SOUND PARKWAY NW
STREET 2: SUITE 215
CITY: BOCA RATON
STATE: FL
ZIP: 33487
BUSINESS PHONE: 561-922-5808
MAIL ADDRESS:
STREET 1: 851 BROKEN SOUND PARKWAY NW
STREET 2: SUITE 215
CITY: BOCA RATON
STATE: FL
ZIP: 33487
FORMER COMPANY:
FORMER CONFORMED NAME: Sensus Healthcare, LLC
DATE OF NAME CHANGE: 20100622
</SEC-HEADER> |
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