Abstract:
The present disclosure relates to a communication method and system for converging a 5th-Generation (5G) communication system for supporting higher data rates beyond a 4th-Generation (4G) system with a technology for Internet of Things (IoT). The present disclosure may be applied to intelligent services based on the 5G communication technology and the IoT-related technology, such as smart home, smart building, smart city, smart car, connected car, health care, digital education, smart retail, security and safety services. A method and apparatus for transmitting/receiving Channel State Information (CSI) is provided for use in a Full Dimensional Multiple Input Multiple Output (FD-MIMO) system. A channel state information (CSI) reception for a base station according to the present disclosure for use in a wireless communication system includes transmitting CSI process configuration information to a terminal, transmitting a CSI Reference Signal (CSI-RS) to the terminal based on the CSI process configuration information, and receiving the CSI generated based on CSI-RS measurement result from the terminal, wherein the CSI process configuration information is configured to measure channel states of horizontal and vertical antenna arrays, the CSI includes a joint Channel Quality Indicator (CQI), and the joint CQI is determined based on the CQIs for the horizontal and vertical antennas arrays.

Description:
CROSS-REFERENCE TO RELATED APPLICATION AND CLAIM OF PRIORITY 
       [0001]    The present application is related to and claims the benefit under 35 U.S.C. §119(a) of a Korean patent application filed on Jul. 16, 2015, in the Korean Intellectual Property Office and assigned Serial No. 10-2015-0101216, the entire disclosure of which is hereby incorporated by reference. 
       TECHNICAL FIELD 
       [0002]    The present disclosure relates to a method and apparatus for transmitting/receiving Channel State Information (CSI) in a Full Dimensional Multiple Input Multiple Output (FD-MIMO) system. 
       BACKGROUND 
       [0003]    To meet the demand for wireless data traffic having increased since deployment of 4G communication systems, efforts have been made to develop an improved 5G or pre-5G communication system. Therefore, the 5G or pre-5G communication system is also called a ‘Beyond 4G Network’ or a ‘Post LTE System’. The 5G communication system is considered to be implemented in higher frequency (mmWave) bands, e.g., 60 GHz bands, so as to accomplish higher data rates. To decrease propagation loss of the radio waves and increase the transmission distance, the beamforming, massive multiple-input multiple-output (MIMO), Full Dimensional MIMO (FD-MIMO), array antenna, an analog beam forming, large scale antenna techniques are discussed in 5G communication systems. In addition, in 5G communication systems, development for system network improvement is under way based on advanced small cells, cloud Radio Access Networks (RANs), ultra-dense networks, device-to-device (D2D) communication, wireless backhaul, moving network, cooperative communication, Coordinated Multi-Points (CoMP), reception-end interference cancellation and the like. In the 5G system, Hybrid FSK and QAM Modulation (FQAM) and sliding window superposition coding (SWSC) as an advanced coding modulation (ACM), and filter bank multi carrier (FBMC), non-orthogonal multiple access (NOMA), and sparse code multiple access (SCMA) as an advanced access technology have been developed. 
         [0004]    The Internet, which is a human centered connectivity network where humans generate and consume information, is now evolving to the Internet of Things (IoT) where distributed entities, such as things, exchange and process information without human intervention. The Internet of Everything (IoE), which is a combination of the IoT technology and the Big Data processing technology through connection with a cloud server, has emerged. As technology elements, such as “sensing technology”, “wired/wireless communication and network infrastructure”, “service interface technology”, and “Security technology” have been demanded for IoT implementation, a sensor network, a Machine-to-Machine (M2M) communication, Machine Type Communication (MTC), and so forth have been recently researched. Such an IoT environment may provide intelligent Internet technology services that create a new value to human life by collecting and analyzing data generated among connected things. IoT may be applied to a variety of fields including smart home, smart building, smart city, smart car or connected cars, smart grid, health care, smart appliances and advanced medical services through convergence and combination between existing Information Technology (IT) and various industrial applications. 
         [0005]    In line with this, various attempts have been made to apply 5G communication systems to IoT networks. For example, technologies such as a sensor network, Machine Type Communication (MTC), and Machine-to-Machine (M2M) communication may be implemented by beamforming, MIMO, and array antennas. Application of a cloud Radio Access Network (RAN) as the above-described Big Data processing technology may also be considered to be as an example of convergence between the 5G technology and the IoT technology. 
         [0006]    The mobile communication system has evolved to a high-speed, high-quality wireless packet data communication system capable of providing data and multimedia services beyond the early voice-oriented services. The standardization organizations such as the 3 rd  Generation Partnership Project (3GPP), the 3 rd  Generation Partnership Project-2 (3GPP2), and the Institute of Electrical and Electronics Engineers (IEEE) have standardized 3 rd  Generation mobile communication systems based on multicarrier multiple-access scheme. 
         [0007]    Recently, various multicarrier-based mobile communication standards such as 3GPP Long Term Evolution (LTE), 3GPP2 Ultra Mobile Broadband (UMB), and IEEE 802.16m have been developed to meet the requirements of the high-speed, high-quality wireless packet data communication services. 
         [0008]    The existing 3G wireless packet data communication systems such as LTE, UMB, and 802.16m operate based on multicarrier multiple access schemes and adopts various techniques such as MIMO, beamforming, Adaptive Modulation and Coding (AMC), and Channel-Sensitive Scheduling to improve the transmission efficiency. 
         [0009]    The above techniques are capable of improving transmission efficiency and system throughput in such a way of adjusting data rate by concentrating transmission power to certain antennas according to the channel quality and transmitting data selectively to the user with a high channel quality. Since most of these techniques operate based on the CSI between a base station (BS) (hereinafter, interchangeably referred to as evolved Node B (eNB) and terminals (hereinafter, interchangeably referred to as User Equipment (UE) or Mobile Station (MS)), it is necessary for the base station or the terminal to measure the channel state therebetween using a reference signal such as Channel State Indication Reference Signal (CSI-RS). 
         [0010]    The eNB is a transmitter in downlink and a receiver in uplink and capable of managing a plurality cells for communication. A mobile communication system is made up of a plurality of eNBs distributed geographically, and each eNB manages a plurality of cells to provide the UEs with communication service. 
         [0011]    Existing 3G and 4G mobile communication systems represented by LTE/LTE-A adopt MIMO technique which uses a plurality transmission/receive antennas to increase data rate and system throughput. The MIMO technique makes it possible to transmit spatially-separated multiple information streams. This technique of transmitting multiple spatially-separated information streams is referred to as spatial multiplexing. Typically, the number of spatially-multiplexed information streams is determined depending on the numbers of transmit and receive antennas. The number of spatially-multiplexed information streams is referred to as rank of the corresponding transmission. The LTE/LTE-A Release 11 supports 8×8 MIMO spatial multiplexing and up to rank  8 . 
       SUMMARY 
       [0012]    However, measurement and report of the channel states between the plural transmit and receive antennas requires a large amount of resources and thus there is a need of a method to solve this problem. 
         [0013]    To address the above-discussed deficiencies, it is a primary object to provide a method for a base station to receive channel state information (CSI) in a wireless communication system. The method includes transmitting CSI process configuration information to a terminal, transmitting a CSI Reference Signal (CSI-RS) to the terminal based on the CSI process configuration information, and receiving the CSI generated based on CSI-RS measurement result from the terminal, wherein the CSI process configuration information is configured to measure channel states of horizontal and vertical antenna arrays, the CSI includes a joint Channel Quality Indicator (CQI), and the joint CQI is determined based on the CQIs for the horizontal and vertical antennas arrays. 
         [0014]    In accordance with another aspect of the present disclosure, a method for a terminal to transmit Channel State Information (CSI) in a wireless communication system is provided. The method includes receiving CSI processing configuration information from a base station, receiving a CSI Reference Signal (CSI-RS) generated based on the CSI process configuration information from the base station, and transmitting the CSI generated based on CSI-RS measurement result to the base station, wherein the CSI process configuration information is configured to measure channel states of horizontal and vertical antenna arrays, the CSI includes a joint Channel Quality Indicator (CQI), and the joint CQI is determined based on the CQIs for the horizontal and vertical antennas arrays. 
         [0015]    In accordance with another aspect of the present disclosure, a base station for receiving Channel State Information (CSI) in a wireless communication system is provided. The base station includes a transceiver for transmitting and receiving signals to and from a terminal and a control unit which controls the transceiver to transmit CSI process configuration information to a terminal, transmit a CSI Reference Signal (CSI-RS) to the terminal based on the CSI process configuration information, and receive the CSI generated based on CSI-RS measurement result from the terminal, wherein the CSI process configuration information is configured to measure channel states of horizontal and vertical antenna arrays, the CSI includes a joint Channel Quality Indicator (CQI), and the joint CQI is determined based on the CQIs for the horizontal and vertical antennas arrays. 
         [0016]    In accordance with still another aspect of the present disclosure, a terminal for transmitting Channel State Information (CSI) in a wireless communication system is provided. The terminal includes a transceiver for transmitting and receiving signals to and from a base station and a control unit which controls the transceiver to receive CSI processing configuration information from a base station, receive a CSI Reference Signal (CSI-RS) generated based on the CSI process configuration information from the base station, and transmit the CSI generated based on CSI-RS measurement result to the base station, wherein the CSI process configuration information is configured to measure channel states of horizontal and vertical antenna arrays, the CSI includes a joint Channel Quality Indicator (CQI), and the joint CQI is determined based on the CQIs for the horizontal and vertical antennas arrays. 
         [0017]    Before undertaking the DETAILED DESCRIPTION below, it may be advantageous to set forth definitions of certain words and phrases used throughout this patent document: the terms “include” and “comprise,” as well as derivatives thereof, mean inclusion without limitation; the term “or,” is inclusive, meaning and/or; the phrases “associated with” and “associated therewith,” as well as derivatives thereof, may mean to include, be included within, interconnect with, contain, be contained within, connect to or with, couple to or with, be communicable with, cooperate with, interleave, juxtapose, be proximate to, be bound to or with, have, have a property of, or the like; and the term “controller” means any device, system or part thereof that controls at least one operation, such a device may be implemented in hardware, firmware or software, or some combination of at least two of the same. It should be noted that the functionality associated with any particular controller may be centralized or distributed, whether locally or remotely. Definitions for certain words and phrases are provided throughout this patent document, those of ordinary skill in the art should understand that in many, if not most instances, such definitions apply to prior, as well as future uses of such defined words and phrases. 
     
    
     
       BRIEF DESCRIPTION OF THE DRAWINGS 
         [0018]    For a more complete understanding of the present disclosure and its advantages, reference is now made to the following description taken in conjunction with the accompanying drawings, in which like reference numerals represent like parts: 
           [0019]      FIG. 1  is a diagram illustrating a method for estimating channels using the Kronecker-Product according to an embodiment of the present disclosure; 
           [0020]      FIG. 2  is diagram illustrating a method for the eNB to adjust the compensation value based on the ACK/NACK feedback from the UE according to an embodiment of the present disclosure; 
           [0021]      FIG. 3  is a diagram illustrating a CSI process for calculating the joint CQI according to the third and fourth embodiments of the present disclosure; 
           [0022]      FIG. 4  is a flowchart illustrating a method for an eNB to receive channel state information from a UE according to an embodiment of the present disclosure; 
           [0023]      FIG. 5  is a flowchart illustrating a method for a UE to transmit channel state information to an eNB according to an embodiment of the present disclosure; 
           [0024]      FIG. 6  is a block diagram illustrating a configuration of an eNB according to an embodiment of the present disclosure; and 
           [0025]      FIG. 7  is a block diagram illustrating a configuration of a UE according to an embodiment of the present disclosure. 
       
    
    
     DETAILED DESCRIPTION 
       [0026]      FIGS. 1 through 7 , discussed below, and the various embodiments used to describe the principles of the present disclosure in this patent document are by way of illustration only and should not be construed in any way to limit the scope of the disclosure. Those skilled in the art will understand that the principles of the present disclosure may be implemented in any suitably arranged telecommunication technologies. 
         [0027]    Exemplary embodiments of the present invention are described with reference to the accompanying drawings in detail. Detailed description of well-known functions and structures incorporated herein may be omitted to avoid obscuring the subject matter of the present invention. Further, the following terms are defined in consideration of the functionality in the present disclosure, and may vary according to the intention of a user or an operator, usage, etc. Therefore, the definition should be made on the basis of the overall content of the present specification. 
         [0028]    Although the description is directed to the OFDM-based radio communication system, particularly the 3GPP E-UTRAN, it will be understood by those skilled in the art that the present disclosure can be applied even to other communication systems having the similar technical background and channel format, with a slight modification, without departing from the spirit and scope of the present disclosure. 
         [0029]    Advantages and features of the present disclosure and methods of accomplishing the same may be understood more readily by reference to the following detailed description of exemplary embodiments and the accompanying drawings. The present disclosure may, however, be embodied in many different forms and should not be construed as being limited to the exemplary embodiments set forth herein. Rather, these exemplary embodiments are provided so that this disclosure will be thorough and complete and will fully convey the concept of the disclosure to those skilled in the art, and the present disclosure will only be defined by the appended claims. Like reference numerals refer to like elements throughout the specification. 
         [0030]    As described above, the FD-MIMO system requires reference signals increasing in number in proportion to the number of TxRUs (interchangeably referred to as transceiver units or antenna ports) and channel feedback based thereon. However, legacy LTE release 12 standard restricts the number of TxRUs to 8 and thus there is a need of a method for supporting more than 8 TxRUs on the basis of the LTE release 12 standard. 
         [0031]    In order to accomplish this, it can be possible to use more than one multiple CSI process. At this time, the CSI process abide by an LTE release earlier than release 12, and the UE identifies an independent antenna set per CSI process. 
         [0032]    Table 1 shows detailed configuration information of the CSI process in the LTE release earlier than release 12. The CSI process configuration information is transmitted from an eNB to a UE. 
         [0000]    
       
         
               
               
             
           
               
                   
                 TABLE 1 
               
               
                   
                   
               
             
             
               
                   
                 CSI-Process-r11 
               
               
                   
                 - csi-ProcessId-r11 
               
               
                   
                 - csi-RS-ConfigNZPId-r11 
               
               
                   
                 * csi-rs-ConfigNZPId-r11 
               
               
                   
                 * antennaPortsCount-r11 
               
               
                   
                 :ENUMERATED 
               
               
                   
                 {an1, an2, an4, an8} 
               
               
                   
                 * resourceConfig-r11 
               
               
                   
                 * subframeConfig-11 
               
               
                   
                 * scrambleingIdentity-r11 
               
               
                   
                 - csi-IM-ConfigId-r11 
               
               
                   
                 - p-C-AndCBSRList-r11 
               
               
                   
                 - cqi-ReportBothProc-r11 
               
               
                   
                 - cqi-ReportPeriodicProcId-r11 
               
               
                   
                 - cqi-ReportAperiodicProc-r11 
               
               
                   
                 ...... 
               
               
                   
                 } 
               
               
                   
                   
               
             
          
         
       
     
         [0033]    The CSI process configuration information can include configuration information (such as CSI process ID (csi-ProcessId-r11), CSI-RS interval, and location (csi-RS-ConfigNZPId-r11)), interference measurement region information for CQI measurement (csi-IM-ConfigId-r11), and CQI feedback interval and transmission region information for use by the UE in feeding back the measurement result on the corresponding CSI-RS (cqi-ReportBothProc-r11, cqi-ReportPeriodicProcId-r11, and cqi-ReportAperiodicProc-r11)). 
         [0034]    The UE transmits CSI feedback information at a given feedback interval in a given transmission region based on the CSI-process configuration information, the feedback information including a Rank Indicator (RI) indicating the rank available for the downlink channel, a Precoding Matrix Indicator (PMI) as the channel precoding information, and a Channel Quality Indicator (CQI) for used in precoding the corresponding channel with the matrix indicated by the PMI. 
         [0035]    As described above, the LTE release 12 restricts the number of antenna ports, i.e. TxRUs, per CSI process to 8. In order to support more TxRUs for FD-MIMO transmission, it can be necessary to extend the maximum number of antenna ports, i.e., TxRUs, to 16 (two CSI processes), 24 (three CSI processes), or 64 (eight CSI processes) by applying more than one CSI processes. 
         [0036]    Meanwhile, the maximum number of CSI processes per UE is limited to 3 in the LTE release 12 standard. This means that the number of TxRUs is limited to 24 even when using the multiple CSI processes. Accordingly, in order to implement a FD-MIMO system supporting the case of using 32 TxRUs or 64 TxRUs, there is a need of a method for reducing extra overhead caused by increased number of channels. 
         [0037]    One solution for this is to use a Kronecker-Product-based (KP-based) channel recovery method. For this purpose, it is necessary to use the antenna arrays for the respective horizontal and vertical domains of the channel as the respective TxRU sets and, if transmitting the CSI-RSs corresponding the antenna arrays for the respective horizontal and vertical domains through different CSI processes, it can be possible to estimate channels for all TxRUs using the Kronecker-Product thereof. 
         [0038]      FIG. 1  is a diagram illustrating a method for estimating channels using the Kronecker-Product according to an embodiment of the present disclosure. Referring to  FIG. 1 , independent CSI processes are applied to the horizontal and vertical direction antenna arrays, respectively, one CSI-RS antenna port is allocated to each of the TxRUs constituting one antenna array, and the UE feeds back the channel state information (RI, PMI, and CQI) corresponding to the independent CSI processes 
         [0039]    The V-CSI-RS configuration information  100  is the information for configuring the CSI process corresponding to the vertical antenna array. The V-CSI-RS configuration information  100  includes a CSI process ID for the vertical antenna array (csi-ProcessId-r11)  101 , a number of V-CSI-RSs (antennaPortsCount-r11)  102 , a CSI-RS position (resourceConfig-r11)  103 , and information on CQI feedback interval and transmission region for the UE to measure channels using the corresponding V-CSI-RS (cqi-ReportBothProc-r11, cqi-ReportPeriodicProcId-r11, and cqi-ReportAperiodicProc-r11)  104 . 
         [0040]    The H-CSI-RS configuration information  110  is the information for configuring the CSI process corresponding to the horizontal antenna array. The H-CSI-RS configuration information  110  includes a CSI process ID for the horizontal antenna array (csi-ProcessId-r11) 111, a number of H-CSI-RSs (antennaPortsCount-r11)  112 , a CSI-RS position (resourceConfig-r11)  113 , and information on CQI feedback interval and transmission region for the UE to measure channels using the corresponding H-CSI-RS (cqi-ReportBothProc-r11, cqi-ReportPeriodicProcId-r11, and cqi-ReportAperiodicProc-r11)  114 . 
         [0041]    In the downlink carrying the CSI-RS signaling, the CSI-RSs belonging to the H-CSI-RS processes  120  and  121  are transmitted from the eNB to the UE according to the H-CSI-RS configuration information. The CSI-RSs belonging to the V-CSI-RS processes  130  and  131  are transmitted from the eNB to the UE according to the V-CSI-RS configuration information. 
         [0042]    In the uplink carrying the channel state information feedback from the UE to the eNB, the channel state informations generated based on the CSI processes for the vertical antenna array (H-PMI, H-CQI, and H-RI)  140  and  141  are transmitted from the UE to the eNB according to the H-CSI-RS configuration information. The channel state informations generated based on the CSI processes for the vertical antenna array (V-PMI, V-CQI, and V-RI)  150  and  151  are transmitted from the UE to the eNB according to the V-CSI-RS configuration information. 
         [0043]    In this case, the eNB performs Kronecker-Product on the PMI H  and PMI V  to recover PMI Joint  for all TxRUs in a 3-Dimensional (3D) form with the horizontal and vertical antennas. This can be expressed by equation (1): 
         [0000]      PMI Joint =PMI V           PMI H   (1)
 
         [0044]    However, there is no method proposed yet for estimating the channel quality information CQI Joint  of all TxRUs in the 3D form. Although it can be considered to multiply CQI H  and CQI V  as shown in equation (2) to acquire CQI Joint  simply, the result is very inaccurate. 
         [0000]      CQI Joint =CQI H CQI V   (2)
 
         [0045]    The reason for the inaccuracy of equation (2) can be found in equation (3). Since the CQI is based on the Signal-to-interference-plus-Noise Ratio (SINR), equation (3) can be derived by substituting the SINR equation for CQI. P Serv  denotes the received signal strength, NI IMR (k) denotes the interference and thermal noise from neighboring cells, H(k) or h(k) denotes a channel between the eNB and the UE, and W or w denotes the precoding matrix. The subscript v denotes that the value is a vertical domain value, and the subscript h denotes that the value is a horizontal domain value. The subscript KP denotes that the value is a 3D or joint domain value. 
         [0000]    
       
         
           
             
               
                 
                   
                     
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         [0046]    Thus, 
         [0000]      SINR Joint ( k )≠SINR V-domain ( k )SINR R-domain ( k )
 
         [0000]      SINR Joint ( k )≠SINR V-domain ( k )SINR H-domain ( k ).
 
         [0047]    As shown in equation (3), in the case of calculating CQI Joint  as a production of the CQI H  and CQI V  as shown in equation (2), if the CQI is interpreted as a product of SINRs, it occurs that the product of CQI H  and CQI V  includes the received signal strength P Serv  including path loss as a long-term component and the interference and thermal noise NI IMR (k) from the neighboring cells overlappingly. Accordingly, the CQI Joint  acquired by equation (2) is a very inaccurate value. 
         [0048]    The present disclosure proposes a method for applying a compensation offset for calculating total Joint CQI of the FD-MIMO and a procedure therefor. A description thereof is made with reference to equation (4): 
         [0000]    
       
         
           
             
               
                 
                   
                     CQI 
                     Joint 
                   
                   = 
                   
                     
                       
                         CQI 
                         V 
                       
                        
                       
                         CQI 
                         H 
                       
                     
                     
                       α 
                       offset 
                     
                   
                 
               
               
                 
                   ( 
                   4 
                   ) 
                 
               
             
           
         
       
     
         [0049]    If equation (4) is applied in the dB domain which is mainly used to express CQI, equation (5) is derived: 
         [0000]      CQI Joint  [dB]=CQI V +CQI H −α offset  [dB]  (5)
 
         [0050]    In order to acquire α offset  from equation (5), four embodiments can be proposed as follows. 
         [0051]    The first embodiment is directed to a method for an eNB to determine the information offset α offset  with any channel state information. This method is based on a technical statistical value, and the result value can vary depending on the channel condition. Accordingly, the eNB should be designed to store at least one compensation offset value and update the compensation offset value according to the cell environment and FD-MIMO environment. Table 2 shows an example thereof. 
         [0000]    
       
         
               
               
               
             
           
               
                 TABLE 2 
               
               
                   
               
               
                   
                 Per-environment configuration 
                 Compensation 
               
               
                   
                 value (α offset ) 
                 value (dB) 
               
               
                   
               
             
             
               
                   
                 Value 1 
                 +5 dB 
               
               
                   
                 Value 2 
                 +0 dB 
               
               
                   
                 Value 3 
                 −5 dB 
               
               
                   
                 . . . 
                 . . . 
               
               
                   
               
             
          
         
       
     
         [0052]    Second embodiment is directed to a method for the eNB to determine the compensation offset without extra information to reduce the overhead but update the compensation offset based on the positive acknowledgement/negative acknowledgement (ACK/NACK) feedback which the UE transmits in correspondence to downlink data transmitted by the eNB. 
         [0053]      FIG. 2  is diagram illustrating a method for the eNB to adjust the compensation value based on the ACK/NACK feedback from the UE according to an embodiment of the present disclosure. In  FIG. 2 , the eNB adds +β OFFSET  to the compensation offset in the case of receipt of an ACK and −γ OFFSET  in the case of receipt of a NACK from the UE. 
         [0054]    For the case of UE 1  200  from which four ACKs  201 ,  202 ,  203 , and  204  are received, the eNB adds +4β OFFSET  to the compensation offset. For the case of UE 2  210  from which four NACKs  211 ,  212 ,  213 , and  214  are received, the eNB adds −4γ OFFSET  to the compensation offset. For the case of UE 3  220  from which three NACKs  211 ,  222 , and  223  and one ACK  224  are received, the eNB adds +β OFFSET  and −3γ OFFSET  to the compensation offset. The eNB adds the compensation values β offset  and γ offset  for the ACK and NACK feedbacks corresponding to the transmitted packets in an accumulative manner to acquire a final compensation value. 
         [0055]    This can be expressed by equation (6): 
         [0000]      α offset ( n )=α offset ( n− 1)+δ( n )  (6)
 
         [0000]    δ(n)δ(n)δ(n) is +β offset  for ACK corresponding to the previous packet;
       −γ offset  for NACK corresponding to previous packet       
 
         [0057]    The UE can feed back the joint CQI reflecting the compensation offset values received from the eNB according to the first and second embodiments to the eNB and, if the UE reports the joint CQI calculated by equation (2), the eNB can recalculate the joint CQI by reflecting the compensation offset. The eNB can calculate the joint CQI based on the CQI H  and CQI V  reported by the UE. The UE can calculate the compensation value autonomously according to the first and second embodiments and reflects the compensation value for calculating the joint CQI, which is fed back to the eNB. The third and fourth embodiments are characterized by extra CSI processes and feedbacks so as to increase CSI process configuration and CSI-RS transmission overhead in comparison with the first and second embodiments but advantageous in terms of improving accuracy of the joint CQI for the 3D channel. The third and fourth embodiments can use the same CSI process with the exception of using different formulas for calculating the joint CQI. 
         [0058]      FIG. 3  is a diagram illustrating a CSI process for calculating the joint CQI according to the third and fourth embodiments of the present disclosure. Referring to  FIG. 3 , the CSI processes  320  and  321  for the vertical antenna array and the CSI processes  310  and  311  for the horizontal antenna array are configured based on the V-CSI-RS configuration information and H-CSI-RS configuration information as shown in  FIG. 1 , and the eNB transmits the CSI-RS according to the CSI processes. The UE transmits to the eNB the channel state information generated based on the CSI processes for the vertical antenna array (V-PMI, V-CQI, and V-RI)  350  and  351  and the channel state information generated based on the CSI processes for the horizontal antenna array (H-PMI, H-CQI, and H-RI)  340  and  341 . 
         [0059]    In  FIG. 3 , the J-CSI-RS processes  330  and  331  are further configured based on the J-CSI-RS configuration information  300 . The J-CSI-RS configuration information includes a CSI process ID for calculating the joint CQI with other configuration information (csi-ProcessId-r11)  301 , a number of J-CSI-RSs (antennaPortsCount-r11)  302 , a CSI-RS position (resourceConfig-r11)  303 , and information on CQI feedback interval and transmission region for the UE to measure channels using the corresponding J-CSI-RS (CQI-ReportBothProc-r11, cqi-ReportPeriodicProcId-r11, and cqi-ReprotAperiodicProc-r11)  304 . At this time, the difference from the other configuration information is that the number of J-CSI-RS antenna ports is preset to 1. The UE also transmit the channel state information of J-CQIs  360  and  361  to the eNB according to the J-CSI-RS configuration information. The on-antenna port indicated by the J-CSI-RS configuration information can be an antenna port crossing the horizontal antenna array and vertical antenna array or an arbitrary antenna port. 
         [0060]    The CSI process added in  FIG. 3  is a CSI process for acquiring a compensation value for the product of CQI H  and CQI V  of equation 2, and the UE can transmit the CQI information feedback concerning one extra antenna port to the eNB. 
         [0061]    A method for calculating the joint CQI with an additional CSI process according to the third embodiment for is expressed by equation (7): 
         [0000]      CQI Joint  [dB]=CQI V +CQI H −CQI 1-Port  [dB]  (7)
 
         [0062]    Equation (7) is based on equation (8). P Serv  denotes the received signal strength, NI IMR (k) denotes the interference and thermal noise from neighboring cells, H(k) or h(k) denotes a channel between the eNB and the UE, and W or w denotes the precoding matrix. The subscript v denotes that the value is a vertical domain value, and the subscript h denotes that the value is a horizontal domain value. The subscript KP denotes that the value is a 3D or joint domain value. The subscript 1-port denotes that the value corresponds to one antenna port configured based on the J-CSI-RS configuration information. 
         [0063]    SINR at the k th  tone for calculating CQI: 
         [0000]    
       
         
           
             
               
                 
                   
                     
                       
                         SINR 
                         Joint 
                       
                        
                       
                         ( 
                         k 
                         ) 
                       
                     
                     = 
                     
                       
                         
                           
                             P 
                             Serv 
                           
                            
                           
                             
                                
                               
                                 
                                   
                                     H 
                                     KP 
                                   
                                    
                                   
                                     ( 
                                     k 
                                     ) 
                                   
                                 
                                  
                                 
                                   W 
                                   KP 
                                   H 
                                 
                               
                                
                             
                             2 
                           
                         
                         
                           
                             NI 
                             IMR 
                           
                            
                           
                             ( 
                             k 
                             ) 
                           
                         
                       
                       = 
                       
                         
                           
                             P 
                             Serv 
                           
                            
                           
                             
                                
                               
                                 
                                   
                                     h 
                                     v 
                                   
                                    
                                   
                                     ( 
                                     k 
                                     ) 
                                   
                                 
                                  
                                 
                                   w 
                                   v 
                                   H 
                                 
                               
                                
                             
                             2 
                           
                            
                           
                             
                                
                               
                                 
                                   
                                     h 
                                     h 
                                   
                                    
                                   
                                     ( 
                                     k 
                                     ) 
                                   
                                 
                                  
                                 
                                   w 
                                   h 
                                   H 
                                 
                               
                                
                             
                             2 
                           
                         
                         
                           
                             NI 
                             IMR 
                           
                            
                           
                             ( 
                             k 
                             ) 
                           
                         
                       
                     
                   
                    
                   
                     
 
                   
                    
                   
                       
                   
                    
                   
                     
                       
                         SINR 
                         
                           V 
                           - 
                           domain 
                         
                       
                        
                       
                         ( 
                         k 
                         ) 
                       
                     
                     = 
                     
                       
                         
                           P 
                           Serv 
                         
                          
                         
                           
                              
                             
                               
                                 
                                   h 
                                   v 
                                 
                                  
                                 
                                   ( 
                                   k 
                                   ) 
                                 
                               
                                
                               
                                 w 
                                 v 
                                 H 
                               
                             
                              
                           
                           2 
                         
                       
                       
                         
                           NI 
                           IMR 
                         
                          
                         
                           ( 
                           k 
                           ) 
                         
                       
                     
                   
                    
                   
                     
 
                   
                    
                   
                       
                   
                    
                   
                     
                       
                         SINR 
                         
                           H 
                           - 
                           domain 
                         
                       
                        
                       
                         ( 
                         k 
                         ) 
                       
                     
                     = 
                     
                       
                         
                           P 
                           Serv 
                         
                          
                         
                           
                              
                             
                               
                                 
                                   h 
                                   h 
                                 
                                  
                                 
                                   ( 
                                   k 
                                   ) 
                                 
                               
                                
                               
                                 w 
                                 h 
                                 H 
                               
                             
                              
                           
                           2 
                         
                       
                       
                         
                           NI 
                           IMR 
                         
                          
                         
                           ( 
                           k 
                           ) 
                         
                       
                     
                   
                    
                   
                     
 
                   
                    
                   
                       
                   
                    
                   
                     
                       
                         SINR 
                         
                           1 
                           - 
                           Port 
                         
                       
                        
                       
                         ( 
                         k 
                         ) 
                       
                     
                     = 
                     
                       
                         
                           
                             P 
                             Serv 
                           
                            
                           
                             
                                
                               
                                 
                                   
                                     h 
                                     
                                       1 
                                       - 
                                       Port 
                                     
                                   
                                    
                                   
                                     ( 
                                     k 
                                     ) 
                                   
                                 
                                  
                                 
                                   h 
                                   
                                     1 
                                     - 
                                     Port 
                                   
                                   H 
                                 
                               
                                
                             
                             2 
                           
                         
                         
                           
                             NI 
                             IMR 
                           
                            
                           
                             ( 
                             k 
                             ) 
                           
                         
                       
                       ≈ 
                       
                         
                           P 
                           Serv 
                         
                         
                           
                             NI 
                             IMR 
                           
                            
                           
                             ( 
                             k 
                             ) 
                           
                         
                       
                     
                   
                 
               
               
                 
                   ( 
                   8 
                   ) 
                 
               
             
           
         
       
     
         [0064]    Using the above SINR, the joint SINR is expressed as follows: 
         [0000]    
       
         
           
             
               SIN 
                
               
                   
               
                
               
                 
                   R 
                   joint 
                 
                  
                 
                   ( 
                   k 
                   ) 
                 
               
             
             = 
             
               
                 
                   
                     SIN 
                      
                     
                         
                     
                      
                     
                       
                         R 
                         
                           V 
                           - 
                           domain 
                         
                       
                        
                       
                         ( 
                         k 
                         ) 
                       
                     
                      
                     SIN 
                      
                     
                         
                     
                      
                     
                       
                         R 
                         
                           N 
                           - 
                           domain 
                         
                       
                        
                       
                         ( 
                         k 
                         ) 
                       
                     
                   
                   
                     SIN 
                      
                     
                         
                     
                      
                     
                       
                         R 
                         
                           2 
                           - 
                           port 
                         
                       
                        
                       
                         ( 
                         k 
                         ) 
                       
                     
                   
                 
                  
                 SIN 
                  
                 
                     
                 
                  
                 
                   
                     R 
                     joint 
                   
                    
                   
                     ( 
                     k 
                     ) 
                   
                 
               
               = 
               
                 
                   SIN 
                    
                   
                       
                   
                    
                   
                     
                       R 
                       
                         V 
                         - 
                         domain 
                       
                     
                      
                     
                       ( 
                       k 
                       ) 
                     
                   
                    
                   SIN 
                    
                   
                       
                   
                    
                   
                     
                       R 
                       
                         N 
                         - 
                         domain 
                       
                     
                      
                     
                       ( 
                       k 
                       ) 
                     
                   
                 
                 
                   SIN 
                    
                   
                       
                   
                    
                   
                     
                       R 
                       
                         2 
                         - 
                         port 
                       
                     
                      
                     
                       ( 
                       k 
                       ) 
                     
                   
                 
               
             
           
         
       
     
         [0065]    In the dB domain, the joint SINR is expressed as follows: 
         [0000]      SINR Joint ( k ) [dB]=SINR V-domain ( k )+SINR R-domain ( k )−SINR 1-Port ( k ) [dB]
 
         [0066]    A method for calculating the joint CQI based on the effective SINR using a total channel capacity according to the fourth embodiment shows the highest accuracy among the four embodiments. According to the fourth embodiment, the joint CQI is calculated by equation (9): 
         [0000]    
       
         
           
             
               
                 
                   
                     SINR 
                     effectiveJoint 
                   
                   = 
                   
                     
                       
                         
                           ( 
                           
                             1 
                             + 
                             
                               SINR 
                               
                                 effective 
                                 , 
                                 
                                   V 
                                   - 
                                   domain 
                                 
                               
                             
                           
                           ) 
                         
                          
                         
                           ( 
                           
                             1 
                             + 
                             
                               SINR 
                               
                                 effective 
                                 , 
                                 
                                   H 
                                   - 
                                   domain 
                                 
                               
                             
                           
                           ) 
                         
                       
                       
                         ( 
                         
                           1 
                           + 
                           
                             SINR 
                             
                               effective 
                               , 
                               
                                 1 
                                 - 
                                 Port 
                               
                             
                           
                         
                         ) 
                       
                     
                     - 
                     1 
                   
                 
               
               
                 
                   ( 
                   9 
                   ) 
                 
               
             
           
         
       
     
         [0067]    Equation (9) is based on equation (10). Capacity denotes the channel capacity, and           denotes Kronecker-Product. P Serv  denotes the received signal strength, NI IMR (k) denotes the interference and thermal noise from neighboring cells, H(k) or h(k) denotes a channel between the eNB and the UE, and W or w denotes the precoding matrix. The subscript v denotes that the value is a vertical domain value, and the subscript h denotes that the value is a horizontal domain value. The subscript KP denotes that the value is a 3D or joint domain value. The subscript 1-port denotes that the value corresponds to one antenna port configured based on the J-CSI-RS configuration information. 
         [0000]    
       
         
           
             
               
                 
                   
                     
                       Capacity 
                       effectiveJOINT 
                     
                     = 
                     
                       
                         ∑ 
                         
                           k 
                           = 
                           0 
                         
                         
                           K 
                           - 
                           1 
                         
                       
                        
                       
                         
                           log 
                           2 
                         
                          
                         
                           ( 
                           
                             1 
                             + 
                             
                               
                                 
                                   P 
                                   Serv 
                                 
                                  
                                 
                                   
                                      
                                     
                                       
                                         
                                           H 
                                           KP 
                                         
                                          
                                         
                                           ( 
                                           k 
                                           ) 
                                         
                                       
                                        
                                       
                                         W 
                                         KP 
                                         H 
                                       
                                     
                                      
                                   
                                   2 
                                 
                               
                               
                                 
                                   NI 
                                   IMR 
                                 
                                  
                                 
                                   ( 
                                   k 
                                   ) 
                                 
                               
                             
                           
                           ) 
                         
                       
                     
                   
                    
                   
                     
 
                   
                    
                   
                       
                   
                    
                   
                     
                       
                         if 
                          
                         
                             
                         
                          
                         
                           
                             H 
                             KP 
                           
                            
                           
                             ( 
                             k 
                             ) 
                           
                         
                       
                       = 
                       
                         
                           
                             h 
                             v 
                           
                            
                           
                             ( 
                             k 
                             ) 
                           
                         
                         ⊗ 
                         
                           
                             h 
                             h 
                           
                            
                           
                             ( 
                             k 
                             ) 
                           
                         
                       
                     
                     , 
                     
                       
 
                     
                      
                     
                         
                     
                      
                     
                       
                         W 
                         KP 
                       
                       = 
                       
                         
                           
                             
                               w 
                               v 
                             
                             ⊗ 
                             
                               w 
                               h 
                             
                           
                            
                           
                               
                           
                            
                           if 
                            
                           
                               
                           
                            
                           
                             
                               H 
                               KP 
                             
                              
                             
                               ( 
                               k 
                               ) 
                             
                           
                         
                         = 
                         
                           
                             
                               h 
                               v 
                             
                              
                             
                               ( 
                               k 
                               ) 
                             
                           
                           ⊗ 
                           
                             
                               h 
                               h 
                             
                              
                             
                               ( 
                               k 
                               ) 
                             
                           
                         
                       
                     
                     , 
                     
                       
 
                     
                      
                     
                         
                     
                      
                     
                       
                         W 
                         KP 
                       
                       = 
                       
                         
                           w 
                           v 
                         
                         ⊗ 
                         
                           w 
                           h 
                         
                       
                     
                   
                    
                   
                     
 
                   
                    
                   
                     
                       
                          
                         
                           
                             
                               H 
                               KP 
                             
                              
                             
                               ( 
                               k 
                               ) 
                             
                           
                            
                           
                             W 
                             KP 
                             H 
                           
                         
                          
                       
                       2 
                     
                     = 
                     
                       
                         
                            
                           
                             
                               
                                 H 
                                 KP 
                               
                                
                               
                                 ( 
                                 k 
                                 ) 
                               
                             
                              
                             
                               W 
                               KP 
                               H 
                             
                           
                            
                         
                         2 
                       
                       = 
                       
                         
                           
                              
                             
                               
                                 ( 
                                 
                                   
                                     
                                       h 
                                       v 
                                     
                                      
                                     
                                       ( 
                                       k 
                                       ) 
                                     
                                   
                                   ⊗ 
                                   
                                     
                                       h 
                                       h 
                                     
                                      
                                     
                                       ( 
                                       k 
                                       ) 
                                     
                                   
                                 
                                 ) 
                               
                                
                               
                                 ( 
                                 
                                   
                                     w 
                                     v 
                                     H 
                                   
                                   ⊗ 
                                   
                                     w 
                                     h 
                                     H 
                                   
                                 
                                 ) 
                               
                             
                              
                           
                           2 
                         
                          
                         
                           
                              
                             
                               
                                 ( 
                                 
                                   
                                     
                                       h 
                                       v 
                                     
                                      
                                     
                                       ( 
                                       k 
                                       ) 
                                     
                                   
                                   ⊗ 
                                   
                                     
                                       h 
                                       h 
                                     
                                      
                                     
                                       ( 
                                       k 
                                       ) 
                                     
                                   
                                 
                                 ) 
                               
                                
                               
                                 ( 
                                 
                                   
                                     w 
                                     v 
                                     H 
                                   
                                   ⊗ 
                                   
                                     w 
                                     h 
                                     H 
                                   
                                 
                                 ) 
                               
                             
                              
                           
                           2 
                         
                       
                     
                   
                 
               
               
                 
                   ( 
                   10 
                   ) 
                 
               
             
           
         
       
     
         [0068]    By nature of the Kronecker-Product, the following equation is provided: 
         [0000]      ∥( h   v ( k )           h   h ( k ))( w   v   H             w   h   H )∥ 2 =∥( h   v ( k ) w   v   H )( h   h ( k ) w   h   H )∥ 2  
 
         [0069]    Meanwhile, the horizontal channel (H) and vertical channel (V) and product of their PMIs can derive an integer value. 
         [0070]    h v (k)w v   H )=α v e jθ     v    (1×N T×V )(N T×V ×1)=(1×1) (number of rows×number of columns of matrix) 
         [0000]        h   h ( k ) w   h   H )=α h   e   jθ     h   (1× N   T×H )( N   T×H ×1)=(1×1)
 
         [0071]    then, ∥H KP (k)W KP   H ∥ 2 =∥(h v (k)w v   H )(h h (k)w h   H )∥ 2 =|α v e jθ     v   α h e jθ     h   | 2 =|α v e jθ     v   | 2 |α h e jθ     h   | 2 =|h v (k)w v   H | 2 |h h (k)w h   H | 2    
         [0072]    thus, ∥(h v (k)w v   H )(h h (k)w h   H )∥ 2 =|h v (k)w v   H | 2 |h h (k)w h   H | 2    
         [0073]    Finally, the total channel capacity is: 
         [0000]    
       
         
           
             
               Capacity 
               effectiveJOINT 
             
             = 
             
               
                 ∑ 
                 
                   k 
                   = 
                   0 
                 
                 
                   K 
                   - 
                   1 
                 
               
                
               
                 
                   log 
                   2 
                 
                  
                 
                   ( 
                   
                     1 
                     + 
                     
                       
                         
                           P 
                           Serv 
                         
                          
                         
                           
                              
                             
                               
                                 
                                   h 
                                   v 
                                 
                                  
                                 
                                   ( 
                                   k 
                                   ) 
                                 
                               
                                
                               
                                 w 
                                 v 
                                 H 
                               
                             
                              
                           
                           2 
                         
                          
                         
                           
                              
                             
                               
                                 
                                   h 
                                   h 
                                 
                                  
                                 
                                   ( 
                                   k 
                                   ) 
                                 
                               
                                
                               
                                 w 
                                 v 
                                 H 
                               
                             
                              
                           
                           2 
                         
                       
                       
                         
                           NI 
                           IMR 
                         
                          
                         
                           ( 
                           k 
                           ) 
                         
                       
                     
                   
                   ) 
                 
               
             
           
         
       
     
         [0074]    At this time, if 
         [0000]    
       
         
           
             
               
                 Q 
                 k 
               
               = 
               
                 
                   P 
                   Serv 
                 
                 
                   
                     NI 
                     IMR 
                   
                    
                   
                     ( 
                     k 
                     ) 
                   
                 
               
             
             , 
             
               
                 X 
                 k 
               
               = 
               
                 
                    
                   
                     
                       h 
                       v 
                     
                      
                     
                       w 
                       v 
                       H 
                     
                   
                    
                 
                 2 
               
             
             , 
             
               
                 Y 
                 k 
               
               = 
               
                 
                    
                   
                     
                       h 
                       h 
                     
                      
                     
                       w 
                       h 
                       H 
                     
                   
                    
                 
                 2 
               
             
             , 
           
         
       
     
         [0075]    The joint CQI is expressed as Capacity effective,Joint =Σ k=0   K-1  log 2 (1+Q k X k Y k ) and the value inside the parentheses of the log formula can be written as follows: 
         [0000]    
       
         
           
             
               1 
               + 
               
                 
                   Q 
                   k 
                 
                  
                 
                   X 
                   k 
                 
                  
                 
                   Y 
                   k 
                 
                 × 
                 
                   
                     1 
                     + 
                     
                       Q 
                       k 
                     
                   
                   
                     1 
                     + 
                     
                       Q 
                       k 
                     
                   
                 
               
             
             = 
             
               
                 
                   1 
                   + 
                   
                     Q 
                     k 
                   
                   + 
                   
                     
                       Q 
                       k 
                     
                      
                     
                       X 
                       k 
                     
                      
                     
                       Y 
                       k 
                     
                   
                   + 
                   
                     
                       Q 
                       k 
                       2 
                     
                      
                     
                       X 
                       k 
                     
                      
                     
                       Y 
                       k 
                     
                   
                 
                 
                   1 
                   + 
                   Q 
                 
               
               = 
               
                 
                   
                     1 
                     + 
                     
                       Q 
                       k 
                     
                     + 
                     
                       
                         Q 
                         k 
                       
                        
                       
                         X 
                         k 
                       
                        
                       
                         Y 
                         k 
                       
                     
                     - 
                     
                       { 
                       
                         
                           
                             Q 
                             k 
                           
                            
                           
                             X 
                             k 
                           
                         
                         + 
                         
                           
                             Q 
                             k 
                           
                            
                           
                             X 
                             k 
                           
                         
                       
                       } 
                     
                     + 
                     
                       { 
                       
                         
                           
                             Q 
                             k 
                           
                            
                           
                             X 
                             k 
                           
                         
                         + 
                         
                           
                             Q 
                             k 
                           
                            
                           
                             X 
                             k 
                           
                         
                       
                       } 
                     
                     + 
                     
                       
                         Q 
                         k 
                         2 
                       
                        
                       
                         X 
                         k 
                       
                        
                       
                         Y 
                         k 
                       
                     
                   
                   
                     1 
                     + 
                     Q 
                   
                 
                 = 
                 
                   
                     
                       
                         
                           
                             
                               [ 
                               
                                 
                                   Q 
                                   k 
                                 
                                 + 
                                 
                                   
                                     Q 
                                     k 
                                   
                                    
                                   
                                     X 
                                     k 
                                   
                                    
                                   
                                     Y 
                                     k 
                                   
                                 
                                 - 
                                 
                                   { 
                                   
                                     
                                       
                                         Q 
                                         k 
                                       
                                        
                                       
                                         X 
                                         k 
                                       
                                     
                                     + 
                                     
                                       
                                         Q 
                                         k 
                                       
                                        
                                       
                                         Y 
                                         k 
                                       
                                     
                                   
                                   } 
                                 
                               
                               ] 
                             
                             + 
                           
                         
                       
                       
                         
                           
                             [ 
                             
                               1 
                               + 
                               
                                 { 
                                 
                                   
                                     
                                       Q 
                                       k 
                                     
                                      
                                     
                                       X 
                                       k 
                                     
                                   
                                   + 
                                   
                                     
                                       Q 
                                       k 
                                     
                                      
                                     
                                       Y 
                                       k 
                                     
                                   
                                 
                                 } 
                               
                               + 
                               
                                 
                                   Q 
                                   k 
                                   2 
                                 
                                  
                                 
                                   X 
                                   k 
                                 
                                  
                                 
                                   Y 
                                   k 
                                 
                               
                             
                             ] 
                           
                         
                       
                     
                     
                       1 
                       + 
                       Q 
                     
                   
                   = 
                   
                     
                       
                         
                           
                             Q 
                             k 
                           
                            
                           
                             [ 
                             
                               
                                 ( 
                                 
                                   1 
                                   - 
                                   
                                     X 
                                     k 
                                   
                                 
                                 ) 
                               
                                
                               
                                 ( 
                                 
                                   1 
                                   - 
                                   
                                     Y 
                                     k 
                                   
                                 
                                 ) 
                               
                             
                             ] 
                           
                         
                         + 
                         
                           [ 
                           
                             
                               ( 
                               
                                 1 
                                 + 
                                 
                                   
                                     Q 
                                     k 
                                   
                                    
                                   
                                     X 
                                     k 
                                   
                                 
                               
                               ) 
                             
                              
                             
                               ( 
                               
                                 ( 
                                 
                                   1 
                                   + 
                                   
                                     
                                       Q 
                                       k 
                                     
                                      
                                     
                                       Y 
                                       k 
                                     
                                   
                                 
                                 ) 
                               
                               ) 
                             
                           
                           ] 
                         
                       
                       
                         1 
                         + 
                         
                           Q 
                           k 
                         
                       
                     
                     = 
                     
                       
                         
                           
                             Q 
                             k 
                           
                           
                             1 
                             + 
                             
                               Q 
                               k 
                             
                           
                         
                          
                         
                           ( 
                           
                             1 
                             - 
                             
                               X 
                               k 
                             
                           
                           ) 
                         
                          
                         
                           ( 
                           
                             1 
                             - 
                             
                               Y 
                               k 
                             
                           
                           ) 
                         
                       
                       + 
                       
                         
                           
                             
                               ( 
                               
                                 1 
                                 + 
                                 
                                   
                                     Q 
                                     k 
                                   
                                    
                                   
                                     X 
                                     k 
                                   
                                 
                               
                               ) 
                             
                              
                             
                               ( 
                               
                                 ( 
                                 
                                   1 
                                   + 
                                   
                                     
                                       Q 
                                       k 
                                     
                                      
                                     
                                       Y 
                                       k 
                                     
                                   
                                 
                                 ) 
                               
                               ) 
                             
                           
                           
                             1 
                             + 
                             
                               Q 
                               k 
                             
                           
                         
                         . 
                       
                     
                   
                 
               
             
           
         
       
     
         [0076]    This can be reduced to the original form of equation as follows: 
         [0000]    
       
         
           
             
               Capacity 
               effectiveJOINT 
             
             = 
             
               
                 ∑ 
                 
                   k 
                   = 
                   0 
                 
                 
                   K 
                   - 
                   1 
                 
               
                
               
                 
                   log 
                   2 
                 
                  
                 
                   { 
                   
                     
                       
                         
                           P 
                           Serv 
                         
                         
                           
                             P 
                             Serv 
                           
                           + 
                           
                             
                               NI 
                               IMR 
                             
                              
                             
                               ( 
                               k 
                               ) 
                             
                           
                         
                       
                        
                       
                         ( 
                         
                           1 
                           - 
                           
                             
                                
                               
                                 
                                   
                                     h 
                                     v 
                                   
                                    
                                   
                                     ( 
                                     k 
                                     ) 
                                   
                                 
                                  
                                 
                                   w 
                                   v 
                                   H 
                                 
                               
                                
                             
                             2 
                           
                         
                         ) 
                       
                        
                       
                         ( 
                         
                           1 
                           - 
                           
                             
                                
                               
                                 
                                   
                                     h 
                                     h 
                                   
                                    
                                   
                                     ( 
                                     k 
                                     ) 
                                   
                                 
                                  
                                 
                                   w 
                                   h 
                                   H 
                                 
                               
                                
                             
                             2 
                           
                         
                         ) 
                       
                     
                     + 
                     
                       
                         [ 
                         
                           
                             ( 
                             
                               1 
                               + 
                               
                                 
                                   
                                     P 
                                     Serv 
                                   
                                   
                                     
                                       NI 
                                       IMR 
                                     
                                      
                                     
                                       ( 
                                       k 
                                       ) 
                                     
                                   
                                 
                                  
                                 
                                   
                                      
                                     
                                       
                                         
                                           h 
                                           v 
                                         
                                          
                                         
                                           ( 
                                           k 
                                           ) 
                                         
                                       
                                        
                                       
                                         w 
                                         v 
                                         H 
                                       
                                     
                                      
                                   
                                   2 
                                 
                               
                             
                             ) 
                           
                            
                           
                             ( 
                             
                               1 
                               + 
                               
                                 
                                   
                                     P 
                                     Serv 
                                   
                                   
                                     
                                       NI 
                                       IMR 
                                     
                                      
                                     
                                       ( 
                                       k 
                                       ) 
                                     
                                   
                                 
                                  
                                 
                                   
                                      
                                     
                                       
                                         
                                           h 
                                           h 
                                         
                                          
                                         
                                           ( 
                                           k 
                                           ) 
                                         
                                       
                                        
                                       
                                         w 
                                         h 
                                         H 
                                       
                                     
                                      
                                   
                                   2 
                                 
                               
                             
                             ) 
                           
                         
                         ] 
                       
                       
                         1 
                         + 
                         
                           
                             P 
                             Serv 
                           
                           
                             
                               NI 
                               IMR 
                             
                              
                             
                               ( 
                               k 
                               ) 
                             
                           
                         
                       
                     
                   
                   } 
                 
               
             
           
         
       
       
         
           
             
                 
             
              
             
               
                 
                   if 
                    
                   
                       
                   
                    
                   
                     
                       P 
                       Serv 
                     
                     
                       
                         P 
                         Serv 
                       
                       + 
                       
                         
                           NI 
                           IMR 
                         
                          
                         
                           ( 
                           k 
                           ) 
                         
                       
                     
                   
                    
                   
                     ( 
                     
                       1 
                       - 
                       
                         
                            
                           
                             
                               
                                 h 
                                 v 
                               
                                
                               
                                 ( 
                                 k 
                                 ) 
                               
                             
                              
                             
                               w 
                               v 
                               H 
                             
                           
                            
                         
                         2 
                       
                     
                     ) 
                   
                    
                   
                     ( 
                     
                       1 
                       - 
                       
                         
                            
                           
                             
                               
                                 h 
                                 h 
                               
                                
                               
                                 ( 
                                 k 
                                 ) 
                               
                             
                              
                             
                               w 
                               h 
                               H 
                             
                           
                            
                         
                         2 
                       
                     
                     ) 
                   
                 
                 = 
                 0 
               
               , 
               
                 
 
               
                
               
                 
                   
                     Capacity 
                     effectiveJOINT 
                   
                   ≈ 
                   
                     
                       ∑ 
                       
                         k 
                         = 
                         0 
                       
                       
                         K 
                         - 
                         1 
                       
                     
                      
                     
                       
                         log 
                         2 
                       
                        
                       
                         { 
                         
                           
                             [ 
                             
                               
                                 ( 
                                 
                                   1 
                                   + 
                                   
                                     
                                       
                                         P 
                                         Serv 
                                       
                                       
                                         
                                           NI 
                                           IMR 
                                         
                                          
                                         
                                           ( 
                                           k 
                                           ) 
                                         
                                       
                                     
                                      
                                     
                                       
                                          
                                         
                                           
                                             
                                               h 
                                               v 
                                             
                                              
                                             
                                               ( 
                                               k 
                                               ) 
                                             
                                           
                                            
                                           
                                             w 
                                             v 
                                             H 
                                           
                                         
                                          
                                       
                                       2 
                                     
                                   
                                 
                                 ) 
                               
                                
                               
                                 ( 
                                 
                                   1 
                                   + 
                                   
                                     
                                       
                                         P 
                                         Serv 
                                       
                                       
                                         
                                           NI 
                                           IMR 
                                         
                                          
                                         
                                           ( 
                                           k 
                                           ) 
                                         
                                       
                                     
                                      
                                     
                                       
                                          
                                         
                                           
                                             
                                               h 
                                               h 
                                             
                                              
                                             
                                               ( 
                                               k 
                                               ) 
                                             
                                           
                                            
                                           
                                             w 
                                             h 
                                             H 
                                           
                                         
                                          
                                       
                                       2 
                                     
                                   
                                 
                                 ) 
                               
                             
                             ] 
                           
                           
                             1 
                             + 
                             
                               
                                 P 
                                 Serv 
                               
                               
                                 
                                   NI 
                                   IMR 
                                 
                                  
                                 
                                   ( 
                                   k 
                                   ) 
                                 
                               
                             
                           
                         
                         } 
                       
                     
                   
                 
                 = 
                 
                   
                     
                       ∑ 
                       
                         k 
                         = 
                         0 
                       
                       
                         K 
                         - 
                         1 
                       
                     
                      
                     
                       
                         log 
                         2 
                       
                        
                       
                         ( 
                         
                           1 
                           + 
                           
                             
                               
                                 P 
                                 Serv 
                               
                               
                                 
                                   NI 
                                   IMR 
                                 
                                  
                                 
                                   ( 
                                   k 
                                   ) 
                                 
                               
                             
                              
                             
                               
                                  
                                 
                                   
                                     
                                       h 
                                       v 
                                     
                                      
                                     
                                       ( 
                                       k 
                                       ) 
                                     
                                   
                                    
                                   
                                     w 
                                     v 
                                     H 
                                   
                                 
                                  
                               
                               2 
                             
                           
                         
                         ) 
                       
                     
                   
                   + 
                   
                     
                       ∑ 
                       
                         k 
                         = 
                         0 
                       
                       
                         K 
                         - 
                         1 
                       
                     
                      
                     
                       
                         log 
                         2 
                       
                        
                       
                         ( 
                         
                           1 
                           + 
                           
                             
                               
                                 P 
                                 Serv 
                               
                               
                                 
                                   NI 
                                   IMR 
                                 
                                  
                                 
                                   ( 
                                   k 
                                   ) 
                                 
                               
                             
                              
                             
                               
                                  
                                 
                                   
                                     
                                       h 
                                       h 
                                     
                                      
                                     
                                       ( 
                                       k 
                                       ) 
                                     
                                   
                                    
                                   
                                     w 
                                     h 
                                     H 
                                   
                                 
                                  
                               
                               2 
                             
                           
                         
                         ) 
                       
                     
                   
                   - 
                   
                     
                       ∑ 
                       
                         k 
                         = 
                         0 
                       
                       
                         K 
                         - 
                         1 
                       
                     
                      
                     
                       
                         log 
                         2 
                       
                        
                       
                         ( 
                         
                           1 
                           + 
                           
                             
                               P 
                               Serv 
                             
                             
                               
                                 NI 
                                 IMR 
                               
                                
                               
                                 ( 
                                 k 
                                 ) 
                               
                             
                           
                         
                         ) 
                       
                     
                   
                 
               
             
           
         
       
     
         [0077]    Meanwhile, 
         [0000]    
       
         
           
             
               Capacity 
               
                 effective 
                 , 
                 
                   V 
                   - 
                   domain 
                 
               
             
             = 
             
               
                 
                   ∑ 
                   
                     k 
                     = 
                     0 
                   
                   
                     K 
                     - 
                     1 
                   
                 
                  
                 
                   
                     log 
                     2 
                   
                    
                   
                     ( 
                     
                       1 
                       + 
                       
                         
                           
                             P 
                             Serv 
                           
                            
                           
                             
                                
                               
                                 
                                   
                                     h 
                                     v 
                                   
                                    
                                   
                                     ( 
                                     k 
                                     ) 
                                   
                                 
                                  
                                 
                                   w 
                                   v 
                                   H 
                                 
                               
                                
                             
                             2 
                           
                         
                         
                           
                             NI 
                             IMR 
                           
                            
                           
                             ( 
                             k 
                             ) 
                           
                         
                       
                     
                     ) 
                   
                 
               
               = 
               
                 K 
                  
                 
                     
                 
                  
                 
                   
                     log 
                     2 
                   
                    
                   
                     ( 
                     
                       1 
                       + 
                       
                         SINR 
                         
                           effective 
                           , 
                           
                             V 
                             - 
                             domain 
                           
                         
                       
                     
                     ) 
                   
                 
               
             
           
         
       
       
         
           
             
               
                 Capacity 
                 
                   effective 
                   , 
                   
                     H 
                     - 
                     domain 
                   
                 
               
               = 
               
                 
                   
                     ∑ 
                     
                       k 
                       = 
                       0 
                     
                     
                       K 
                       - 
                       1 
                     
                   
                    
                   
                     
                       log 
                       2 
                     
                      
                     
                       ( 
                       
                         1 
                         + 
                         
                           
                             
                               P 
                               Serv 
                             
                              
                             
                               
                                  
                                 
                                   
                                     
                                       h 
                                       h 
                                     
                                      
                                     
                                       ( 
                                       k 
                                       ) 
                                     
                                   
                                    
                                   
                                     w 
                                     h 
                                     H 
                                   
                                 
                                  
                               
                               2 
                             
                           
                           
                             
                               NI 
                               IMR 
                             
                              
                             
                               ( 
                               k 
                               ) 
                             
                           
                         
                       
                       ) 
                     
                   
                 
                 = 
                 
                   K 
                    
                   
                       
                   
                    
                   
                     
                       log 
                       2 
                     
                      
                     
                       ( 
                       
                         1 
                         + 
                         
                           SINR 
                           
                             effective 
                             , 
                             
                               H 
                               - 
                               domain 
                             
                           
                         
                       
                       ) 
                     
                   
                 
               
             
              
             
               
 
             
           
         
       
       
         
           
             
               Capacity 
               
                 effective 
                 , 
                 
                   1 
                   - 
                   Port 
                 
               
             
             = 
             
               
                 
                   
                     ∑ 
                     
                       k 
                       = 
                       0 
                     
                     
                       K 
                       - 
                       1 
                     
                   
                    
                   
                     
                       log 
                       2 
                     
                      
                     
                       ( 
                       
                         1 
                         + 
                         
                           
                             
                               P 
                               Serv 
                             
                              
                             
                               
                                  
                                 
                                   
                                     
                                       h 
                                       
                                         1 
                                         - 
                                         Port 
                                       
                                     
                                      
                                     
                                       ( 
                                       k 
                                       ) 
                                     
                                   
                                    
                                   
                                     h 
                                     
                                       1 
                                       - 
                                       Port 
                                     
                                     H 
                                   
                                 
                                  
                               
                               2 
                             
                           
                           
                             
                               NI 
                               IMR 
                             
                              
                             
                               ( 
                               k 
                               ) 
                             
                           
                         
                       
                       ) 
                     
                   
                 
                 ≈ 
                 
                   
                     ∑ 
                     
                       k 
                       = 
                       0 
                     
                     
                       K 
                       - 
                       1 
                     
                   
                    
                   
                     
                       log 
                       2 
                     
                      
                     
                       ( 
                       
                         1 
                         + 
                         
                           
                             P 
                             Serv 
                           
                           
                             
                               NI 
                               IMR 
                             
                              
                             
                               ( 
                               k 
                               ) 
                             
                           
                         
                       
                       ) 
                     
                   
                 
                 ≈ 
                 
                   
                     ∑ 
                     
                       k 
                       = 
                       0 
                     
                     
                       K 
                       - 
                       1 
                     
                   
                    
                   
                     
                       log 
                       2 
                     
                      
                     
                       ( 
                       
                         1 
                         + 
                         
                           
                             P 
                             Serv 
                           
                           
                             
                               NI 
                               IMR 
                             
                              
                             
                               ( 
                               k 
                               ) 
                             
                           
                         
                       
                       ) 
                     
                   
                 
               
               = 
               
                 K 
                  
                 
                     
                 
                  
                 
                   
                     log 
                     2 
                   
                    
                   
                     ( 
                     
                       1 
                       + 
                       
                         SINR 
                         
                           effective 
                           , 
                           
                             1 
                             - 
                             Port 
                           
                         
                       
                     
                     ) 
                   
                 
               
             
           
         
       
     
         [0078]    and thus, finally Capacity effective,Joint ≈Capacity effective,V-domain +Capacity effective,H-domain −Capacity effective,1-Port . 
         [0079]    Accordingly, the joint CQI is expressed as: 
         [0000]        K  log 2 (1+SINR effective,Joint )= K  log 2 (1+SINR effective,V-domain )+ K  log 2 (1+SINR effective,H-domain )− K  log 2 (1+SINR effective,1-Port )
 
         [0000]    and, if removing K in both terms, 
         [0000]    
       
         
           
             
               
                 log 
                 2 
               
                
               
                 ( 
                 
                   1 
                   + 
                   
                     SINR 
                     effectiveJoint 
                   
                 
                 ) 
               
             
             = 
             
               
                 log 
                 2 
               
                
               
                 
                   
                     ( 
                     
                       1 
                       + 
                       
                         SINR 
                         
                           effective 
                           , 
                           
                             V 
                             - 
                             domain 
                           
                         
                       
                     
                     ) 
                   
                    
                   
                     ( 
                     
                       1 
                       + 
                       
                         SINR 
                         
                           effective 
                           , 
                           
                             H 
                             - 
                             domain 
                           
                         
                       
                     
                     ) 
                   
                 
                 
                   ( 
                   
                     1 
                     + 
                     
                       SINR 
                       
                         effective 
                         , 
                         
                           1 
                           - 
                           Port 
                         
                       
                     
                   
                   ) 
                 
               
             
           
         
       
       
         
           
             
               1 
               + 
               
                 SINR 
                 effectiveJoint 
               
             
             = 
             
               
                 
                   
                     ( 
                     
                       1 
                       + 
                       
                         SINR 
                         
                           effective 
                           , 
                           
                             V 
                             - 
                             domain 
                           
                         
                       
                     
                     ) 
                   
                    
                   
                     ( 
                     
                       1 
                       + 
                       
                         SINR 
                         
                           effective 
                           , 
                           
                             H 
                             - 
                             domain 
                           
                         
                       
                     
                     ) 
                   
                 
                 
                   ( 
                   
                     1 
                     + 
                     
                       SINR 
                       
                         effective 
                         , 
                         
                           1 
                           - 
                           Port 
                         
                       
                     
                   
                   ) 
                 
               
               . 
             
           
         
       
     
         [0080]    Finally, the joint CQI is expressed as follows: 
         [0000]    
       
         
           
             
               SINR 
               effectiveJoint 
             
             = 
             
               
                 
                   
                     ( 
                     
                       1 
                       + 
                       
                         SINR 
                         
                           effective 
                           , 
                           
                             V 
                             - 
                             domain 
                           
                         
                       
                     
                     ) 
                   
                    
                   
                     ( 
                     
                       1 
                       + 
                       
                         SINR 
                         
                           effective 
                           , 
                           
                             H 
                             - 
                             domain 
                           
                         
                       
                     
                     ) 
                   
                 
                 
                   ( 
                   
                     1 
                     + 
                     
                       SINR 
                       
                         effective 
                         , 
                         
                           1 
                           - 
                           Port 
                         
                       
                     
                   
                   ) 
                 
               
               - 
               1 
             
           
         
       
     
         [0081]    It is possible to estimate the joint CQI according to one of the four embodiments. 
         [0082]      FIG. 4  is a flowchart illustrating a method for an eNB to receive channel state information from a UE according to an embodiment of the present disclosure. Referring to  FIG. 4 , the eNB sends the UE the CSI process configuration information at step  400 . The CQI process configuration information can include at least one of the V-CSI-RS configuration information, H-CSI-RS configuration information, and J-CSI-RS configuration as described with reference to  FIGS. 1 and 3 . The eNB can further send the UE a compensation offset value calculated according to one of the first and second embodiments. The eNB sends the UE the CSI-RS according to the content of the CSI process configuration information at step  410 . 
         [0083]    The eNB receives channel state information generated based on the CSI-RS measurement from the UE at step  420 . The channel state information can include a CQI value for one antenna port or joint CQI as well as horizontal and vertical domains PMIs, CQIs, and RIs. The eNB can calculate joint CQI by reflecting the compensation offset based on the received channel state information according to one of the first and second embodiments or based on the channel state information for one antenna port according to one of the third and fourth embodiments. 
         [0084]      FIG. 5  is a flowchart illustrating a method for a UE to transmit channel state information to an eNB according to an embodiment of the present disclosure. Referring to  FIG. 5 , the UE receives CSI process configuration transmitted by the eNB at step  500 . The CSI process configuration information can include at least one of the V-CSI-RS configuration information, H-CSI-RS configuration information, and J-CSI-RS configuration as described with reference to  FIGS. 1 and 3 . The UE can further receive a compensation offset value calculated according to one of the first and second embodiments from the eNB. The UE receives the CSI-RS from the eNB according to the content of the CSI process configuration information. at step  510   
         [0085]    The UE generates channel state information based on the CSI-RS measurement result at step  520 . At this time, the UE can calculate the joint CQI according to one of the first to fourth embodiments. Particularly, the UE can measure SINR or CQI for one antenna port to calculate the joint CQI. 
         [0086]    The UE sends the eNB the generated channel state information at step  530 . The channel state information can include a CQI value, SINR value for one antenna port or joint CQI as well as horizontal and vertical domains PMIs, CQIs, and RIs. At this time, the eNB can calculate the joint CQI based on the channel information received from the UE. 
         [0087]      FIG. 6  is a block diagram illustrating a configuration of an eNB according to an embodiment of the present disclosure. As shown in  FIG. 6 , the eNB  600  includes a transceiver  610  and a control unit  620 . The transceiver  610  communicates signals with a UE, i.e. the eNB  600  transmits CSI process configuration information and CSI-RS to the UE and receives channel status information transmitted by the UE. The control unit  620  configures CSI processes and controls the operation of the transceiver  610 . The control unit  620  can also calculate a joint CQI. 
         [0088]      FIG. 7  is a block diagram illustrating a configuration of a UE according to an embodiment of the present disclosure. As shown in  FIG. 7 , the UE  700  includes a transceiver  710  and a control unit  720 . The transceiver  710  communicates signals with an eNB, i.e., the transceiver  710  receives CSI process configuration information and CSI-RS from the eNB and transmits channel state information generated based on the CSI-process configuration information to the eNB. The control unit  720  measures the CSI-RS and generates the channel state information based on the measurement result. At this time, the channel state information can include joint CQI as well as horizontal and vertical domains PMIs, CQIs, and Ms. 
         [0089]    As described above, the CSI measurement and report method and apparatus of the present disclosure is advantageous in terms of allowing the LTE release 12 or earlier release eNB and UE to perform FD-MIMO channel measurement and CSI report. 
         [0090]    Although the present disclosure has been described with an exemplary embodiment, various changes and modifications can be suggested to one skilled in the art. It is intended that the present disclosure encompass such changes and modifications as fall within the scope of the appended claims.