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license: apache-2.0

Model Card for Model ID

industry-bert-sec-v0.1 is part of a series of industry-fine-tuned sentence_transformer embedding models.

Model Details

Model Description

BERT-based 768-parameter drop-in substitute for non-industry-specific embeddings model. This model was trained on a wide range of publicly available U.S. Securities and Exchange Commission (SEC) regulatory filings and related documents.

  • Developed by: llmware
  • Shared by [optional]: Darren Oberst
  • Model type: BERT-based Industry domain fine-tuned Sentence Transformer architecture
  • Language(s) (NLP): English
  • License: Apache 2.0
  • Finetuned from model [optional]: BERT-based model, fine-tuning methodology described below.

Model Sources [optional]

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  • Demo [optional]: [More Information Needed]

Uses

Direct Use

This model is intended to be used as a sentence embedding model, specifically for financial services and use cases involving regulatory and financial filing documents.

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Downstream Use [optional]

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Out-of-Scope Use

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Bias, Risks, and Limitations

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Training Procedure

This model was fine-tuned using a custom self-supervised procedure that combined contrastive techniques with stochastic injections of distortions in the samples. The methodology was derived, adapted and inspired primarily from three research papers cited below: TSDAE (Reimers), DeClutr (Giorgi), and Contrastive Tension (Carlsson).

Citation [optional]

Custom training protocol used to train the model, which was derived and inspired by the following papers:

@article{wang-2021-TSDAE, title = "TSDAE: Using Transformer-based Sequential Denoising Auto-Encoderfor Unsupervised Sentence Embedding Learning", author = "Wang, Kexin and Reimers, Nils and Gurevych, Iryna", journal= "arXiv preprint arXiv:2104.06979", month = "4", year = "2021", url = "https://arxiv.org/abs/2104.06979", }

@inproceedings{giorgi-etal-2021-declutr, title = {{D}e{CLUTR}: Deep Contrastive Learning for Unsupervised Textual Representations}, author = {Giorgi, John and Nitski, Osvald and Wang, Bo and Bader, Gary}, year = 2021, month = aug, booktitle = {Proceedings of the 59th Annual Meeting of the Association for Computational Linguistics and the 11th International Joint Conference on Natural Language Processing (Volume 1: Long Papers)}, publisher = {Association for Computational Linguistics}, address = {Online}, pages = {879--895}, doi = {10.18653/v1/2021.acl-long.72}, url = {https://aclanthology.org/2021.acl-long.72} }

@article{Carlsson-2021-CT, title = {Semantic Re-tuning with Contrastive Tension}, author= {Fredrik Carlsson, Amaru Cuba Gyllensten, Evangelia Gogoulou, Erik Ylipää Hellqvist, Magnus Sahlgren}, year= {2021}, month= {"January"} Published: 12 Jan 2021, Last Modified: 05 May 2023 }

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