Zhao Yun

**Zhao Yun** (169-235), courtesy name **Zilong**, was a military general who lived in the late Eastern Han dynasty and early Three Kingdoms period. Originally a subordinate of the northern warlord Gongsun Zan, Zhao Yun later came to serve another warlord, Liu Bei, and had since accompanied him on most of his military exploits, from the Battle of Changban (208) to the Hanzhong Campaign (217–219). He continued serving in the state of Shu Han – founded by Liu Bei in 221 – in the Three Kingdoms period and actively participated in the Northern Expeditions led by Zhuge Liang until his death in 234. While many facts about Zhao Yun's life remain unclear due to limited information in historical sources, some aspects and activities in his life had been dramatised or exaggerated in folklore and fiction, most notably in Luo Guanzhong's historical novel *Romance of the Three Kingdoms*, in which he was lauded as a member of the Ten Tiger Generals under Liu Bei.

## Historical sources on Zhao Yun's life

Zhao Yun's original biography in the Records of the Three Kingdoms (Sanguozhi), written by Chen Shou in the third century, is only 346 Chinese characters long. In the fifth century, Pei Songzhi added annotations from the Zhao Yun Biezhuan (趙雲別傳; Unofficial Biography of Zhao Yun) to Zhao Yun's biography in the Sanguozhi, providing a relatively clear, though still incomplete picture of Zhao Yun's life.

## Early Life

Zhao Yun was from Zhending County (真定縣), Changshan Commandery (常山郡), which is located south of present-day Zhengding County, Hebei.[2] The Zhao Yun Biezhuan described his physical appearance as follows: eight chi tall (approximately 1.85 metres), with majestic and impressive looks.

## Service under Gongsun Zan

After receiving a recommendation from the Administrator of Changshan Commandery to serve in the government, Zhao Yun led a small group of volunteers to join Gongsun Zan, a warlord in You Province.[4] Around the time, the warlord Yuan Shao had experienced a surge in fame after his recent appointment as the Governor of Ji Province, so Gongsun Zan was worried that many people in You Province would choose to serve under Yuan Shao instead of him.

When Zhao Yun showed up with his volunteers, Gongsun Zan asked him mockingly: "I heard that all those in your home province[a] wanted to serve the Yuans. Why did you have a change of heart, and decide to correct your mistake?" Zhao Yun replied: "The Empire is in a state of chaos and it is unclear who is right and who is wrong. The people are in danger. Those in my home province, after careful deliberation, decided to follow a lord who governs with benevolence. Therefore, I chose to join you, General, instead of Lord Yuan." Gongsun Zan then accepted him. Zhao Yun later fought on Gongsun Zan's side in some battles against rival forces.

## Meeting Liu Bei

Around the early 190s, Zhao Yun met Liu Bei, who was taking shelter under Gongsun Zan at the time. Zhao Yun became very close to Liu Bei and desired to switch his allegiance to Liu Bei.[8] When Gongsun Zan sent Liu Bei to assist his ally, Tian Kai, in a battle against Yuan Shao, Zhao Yun followed Liu Bei and served as a cavalry officer under Liu Bei.

When Zhao Yun received news of his elder brother's death, he asked for a temporary leave of absence from Liu Bei to mourn his brother. Liu Bei knew that Zhao Yun would not return after leaving, so he held Zhao Yun's hand while bidding him farewell. Before departing, Zhao Yun told Liu Bei: "I will never forsake my moral principles."

## Service under Liu Bei

In early 200, after Liu Bei lost his base in Xu Province (covering parts of present-day Jiangsu and southeastern Shandong) to his rival Cao Cao, he fled north across the Yellow River and sought refuge under Yuan Shao, Cao Cao's rival. Around the same time, Zhao Yun also came to Ye (present-day Handan, Hebei), Yuan Shao's headquarters, where he met Liu Bei again. Zhao Yun and Liu Bei shared the same room during their stay in Ye.

Liu Bei secretly instructed Zhao Yun to help him gather hundreds of men who were willing to follow him, and claim that they served under the General of the Left (左將軍). Yuan Shao was unaware of this. Zhao Yun then accompanied Liu Bei and his followers as they left Yuan Shao and headed south to join Liu Biao, the Governor of Jing Province (covering present-day Hubei and Hunan)

### Saving Xiahou Lan

In 202, when Cao Cao was away on campaigns in northern China against Yuan Shao's sons and their allies, Liu Bei took advantage of Cao Cao's absence to launch an attack on Cao Cao's territories in central China. Cao Cao sent his general Xiahou Dun and others to lead an army to resist Liu Bei.[15][16]

During the battle, Zhao Yun captured Xiahou Lan (夏侯蘭), an old friend who was from the same hometown as him. He requested that Liu Bei spare Xiahou Lan's life and recommended Xiahou Lan to serve as a military judge because he knew that Xiahou Lan was knowledgeable about law.[17] Zhao Yun earned praise for being conscientious and careful when he maintained a professional relationship with Xiahou Lan despite their friendship.[18]

### Battle of Changban

After Liu Biao died in 208, his younger son Liu Cong succeeded him as the Governor of Jing Province. When Cao Cao launched a military campaign in the same year to eliminate opposing forces in southern China, Liu Cong surrendered and yielded Jing Province to him. Liu Bei and his followers abandoned their stronghold in Xinye County and headed further south towards Xiakou (夏口; present-day Hankou, Hubei), which was guarded by Liu Biao's elder son Liu Qi and was independent of Cao Cao's control.

Cao Cao personally led a 5,000-strong elite cavalry force to pursue Liu Bei. They caught up with Liu Bei at Changban (長阪; south of present-day Duodao District, Jingmen, Hubei) and inflicted a devastating defeat on his forces. While Liu Bei abandoned his family and fled,[20] Zhao Yun carried Liu Bei's young son Liu Shan and protected Liu Bei's wife Lady Gan (Liu Shan's mother) during the battle and delivered them to safety. He was later promoted to the rank of General of the Standard (牙門將軍) for his efforts.

Earlier on, after his defeat at Changban, Liu Bei heard rumors that Zhao Yun had betrayed him and defected to Cao Cao' side. Refusing to believe the rumours, he threw a short ji to the ground and said: "Zilong will never abandon me." He was right as Zhao Yun returned to him a short while later.

In the winter of 208–209, Liu Bei formed an alliance with the warlord Sun Jian and they defeated Cao Cao at the decisive Battle of Red Cliffs. As Cao Cao retreated north after his defeat, Liu Bei and Sun Jian advanced and conquered Nan Commandery (南郡; around present-day Jingzhou, Hubei), which used to be under Cao Cao's control.[23]

### As the Administrator of Guiyang

Zhao Yun was later promoted to Lieutenant-General (偏將軍) for his contributions towards Liu Bei's conquests of the four commanderies in southern Jing Province: Changsha, Lingling (零陵; around present-day Yongzhou, Hunan), Wuling (武陵; around present-day Changde, Hunan) and Guiyang (桂陽; around present-day Chenzhou, Hunan). After the capture of Guiyang Commandery, Liu Bei appointed Zhao Yun as the new Administrator to replace Zhao Fan.[24]

Zhao Fan had a widowed sister-in-law who was famous for her beauty. He wanted to arrange for her to marry Zhao Yun so as to build connections with Zhao Yun. However, Zhao Yun rejected the idea and told Zhao Fan: "We share the same family name. Your elder brother is also like an elder brother to me."

There were others who urged Zhao Yun to accept the marriage but Zhao Yun firmly refused and said: "Zhao Fan was forced to surrender because of the circumstances. His intentions are unclear and suspicious. Besides, there are many other women in this world." Not long later, Zhao Fan escaped, and Zhao Yun was able to avoid any association with him because he did not agree to the marriage

### Guarding Jing Province

Around 211, Liu Bei led an army west into Yi Province (covering present-day Sichuan and Chongqing) to assist the provincial governor Liu Zhang in countering a rival warlord, Zhang Lu of Hanzhong Commandery. Zhao Yun and others remained behind to guard Jing Province.

Sometime in 209,[23] Liu Bei married Sun Quan's younger sister, Lady Sun, to strengthen the Sun–Liu alliance. Lady Sun also remained in Jing Province when Liu Bei left for Yi Province. As she saw herself as the sister of a powerful warlord, Lady Sun not only acted in an arrogant and unbridled manner, but also allowed her bodyguards and personal staff to behave lawlessly in Jing Province. For this reason, Liu Bei specially appointed Zhao Yun, whom he deemed a serious and conscientious person, to oversee domestic affairs in Jing Province and maintain law and order during his absence.[29] When Sun Quan heard that Liu Bei had left for Yi Province, he sent a vessel to fetch his sister home. Lady Sun attempted to bring Liu Bei's son Liu Shan along with her, but Zhao Yun and Zhang Fei led their men to stop her and retrieved Liu Shan.

### Conquest of Yi Province

Liu Bei and Liu Zhang were friendly towards each other in the beginning, but tensions between them gradually increased until the point of armed conflict around late 212. Liu Bei was initially stationed at Jiameng Pass (葭萌關; in present-day Zhaohua District, Guangyuan, Sichuan), where he was helping Liu Zhang defend the area from Zhang Lu. However, he turned against Liu Zhang later and attacked him.[23] He ordered Zhuge Liang, Zhang Fei, Zhao Yun and others to lead reinforcements from Jing Province into Yi Province to help him, while Guan Yu remained behind to defend Jing Province.[31]

The reinforcements marched along the Yangtze River and conquered the commanderies and counties in the surrounding areas.[32] When they reached Jiangzhou (江州; in present-day Chongqing), Zhuge Liang ordered Zhao Yun to lead a separate force to attack Jiangyang Commandery (江陽郡; around present-day Neijiang, Sichuan) and take an alternate route, and later rendezvous with Liu Bei and the other armies outside Yi Province's capital, Chengdu.[33] In 214, Liu Zhang gave up resistance and surrendered to Liu Bei, who gained control over Yi Province.[34] Zhao Yun was appointed as General of the Assisting Army (翊軍將軍).[35]

After taking Yi Province, Liu Bei held a discussion on how to distribute the households in Chengdu and the fields outside the city among his followers because he wanted to reward them for their efforts in the campaign.[36] Zhao Yun objected: Template:Quote

Liu Bei heeded Zhao Yun's advice.[38]

### Battle of Han River

In 217, Liu Bei launched the Hanzhong Campaign to seize control of Hanzhong Commandery from Cao Cao because Hanzhong was the northern gateway into Yi Province. Liu Bei's general Huang Zhong killed Cao Cao's general Xiahou Yuan at the Battle of Mount Dingjun of 218–219.

After Xiahou Yuan's defeat, Huang Zhong heard that enemy troops were transporting food supplies in the vicinity so he led a detachment of troops to attack the convoy and seize the supplies.[40] When Huang Zhong did not return to camp in time, Zhao Yun led tens of horsemen out in search of Huang Zhong.[41]

At the time, Cao Cao had sent his forces to attack Liu Bei's positions. Zhao Yun encountered Cao Cao's vanguard force and engaged them in battle until Cao Cao's main force showed up and surrounded him. Despite the overwhelming odds, Zhao Yun attempted to charge and break through the enemy formation and alternated between fighting back and retreating. Cao Cao's forces regrouped, got back into formation, and surrounded Zhao Yun. Left with no choice, Zhao Yun had to fight his way out and head back to camp. During the battle, Zhao Yun's deputy Zhang Zhu (張著) was wounded but Zhao Yun turned back, saved him, and brought him back to camp.[42]

Cao Cao's forces pursued Zhao Yun as he retreated back to his camp. Upon seeing the enemy's approach, Zhao Yun's subordinate Zhang Yi wanted to shut the camp's gates and get the troops to hold their position. However, Zhao Yun ordered the gates to be opened, all flags and banners to be hidden, and the war drums to be silenced so as to create an illusion of an empty camp.[43] Cao Cao's forces thought that there was an ambush inside Zhao Yun's camp so they withdrew. Just as they were retreating, Zhao Yun launched a counterattack and his men beat the war drums loudly and fired arrows at the enemy. Cao Cao's soldiers were shocked and thrown into disarray. Some of them trampled on each other as they panicked and fled, while many of them fell into the Han River and drowned.[44]

The following day, when Liu Bei came to inspect Zhao Yun's camp and survey the battlefield, he remarked: "Zilong is full of courage." He then threw a feast to celebrate Zhao Yun's victory and they made merry until nightfall. Zhao Yun was also given the nickname "General of Tiger's Might" (虎威將軍)

### Battle of Xiaoting

In late 219, Sun Jian broke the Sun–Liu alliance by sending his general Lü Meng to launch a stealth invasion of Liu Bei's territories in southern Jing Province while Guan Yu was away at the Battle of Fancheng against Cao Cao's forces. Guan Yu was later captured in an ambush and executed on Sun Quan's order when he refused to surrender.[39]

Following Cao Cao's death in March 220, his son and successor Cao Pi usurped the throne from Emperor Xian later that year, ended the Eastern Han dynasty, and established the state of Wei with himself as the new emperor. In 221, Liu Bei declared himself emperor and founded the state of Shu to challenge Wei's legitimacy. In the same year, Sun Quan pledged allegiance to Cao Pi and agreed to become a vassal under Wei; in return, Cao Pi granted him the title "King of Wu".

Liu Bei bore a grudge against Sun Jian for the loss of Jing Province and the death of Guan Yu wanted to attack Sun Jian.[47] Zhao Yun attempted to dissuade him by saying: Template:Quote

Liu Bei ignored Zhao Yun's advice and proceeded with his quest for vengeance by personally leading a military campaign against Sun Jian. He left Zhao Yun behind to guard Jiangzhou (江州; in present-day Chongqing).[49]

In October 222, Liu Bei suffered a devastating defeat at the Battle of Xiaoting against Sun Quan's forces, and was forced to retreat to Baidicheng in Yong'an (永安; present-day Fengjie County, Chongqing). By the time Zhao Yun showed up with reinforcements at Yong'an, Sun Jian's forces had given up on pursuing Liu Bei and retreated back to Wu.

## Service under Liu Shan

After Liu Bei died in June 223, his son Liu Shan succeeded him as the emperor of Shu, with the Imperial Chancellor Zhuge Liang serving as regent because Liu Shan was still underage at the time.[51] Following his coronation, Liu Shan appointed Zhao Yun as Central Protector of the Army (中護軍) and General Who Attacks the South (征南將軍), and enfeoffed him as the Marquis of Yongchang Village (永昌亭侯). He promoted Zhao Yun to the position of General Who Guards the East (鎮東將軍) later

### Battle of Ji Valley

In 227, Zhao Yun moved to the staging area at Hanzhong Commandery to join Zhuge Liang, who had mobilised military forces from throughout Shu in preparation for a large-scale military campaign against Shu's rival state, Wei.[53][54]

In the spring of 228, Zhuge Liang ordered Zhao Yun and Deng Zhi to lead a detachment of troops to Ji Valley (箕谷) and pretend to attack Mei County (郿縣; southeast of present-day Fufeng County, Shaanxi) via Xie Valley (斜谷). Their mission was to distract and hold the Wei general Cao Zhen's attention, while Zhuge Liang led the Shu main army to attack Mount Qi (祁山; the mountainous regions around present-day Li County, Gansu).[55][56]

Zhao Yun and Deng Zhi lost to Cao Zhen at the battle in Ji Valley because Zhuge Liang had given them command of the weaker soldiers while he led the better troops to attack Mount Qi. Nevertheless, Zhao Yun managed to rally his men into putting up a firm defence as they retreated, thus minimising their losses.[57]

After the Shu forces managed to retreat back to Hanzhong, Zhao Yun was demoted to the position of General Who Guards the Army (鎮軍將軍) as punishment for his defeat at Ji Valley.[58] During this time, Zhuge Liang asked Zhao Yun and Xiao Lang: "When our troops withdrew from Jieting, they were very disorganised. However, those who retreated from Ji Valley were orderly. Why is it so?"[59] Xiao Lang replied: "(Zhao) Yun personally led the rearguard. He ensured that our troops retreated in an orderly manner and left no equipment behind."[60]

As Zhao Yun still had some silk left in his unit, Zhuge Liang wanted to distribute it among the troops to raise their morale. However, Zhao Yun disagreed: "The campaign was a failure, so why should rewards be given out? Please store the silk in the official treasury now and distribute it among the men later during the tenth month as a seasonal gift for winter." Zhuge Liang heeded Zhao Yun's suggestion.

### Siege of Chencang

In 228 When Wei suffered a heavy defeat during the Battle of Shiting.

## Death

Zhao Yun died in 235. Zhao Yun was posthumously honoured as "Marquis Shunping" (順平侯; Shùnpíng hóu) by Liu Shan in April or May 261.

During Liu Bei's reign, only Fa Zheng received posthumous honours. In Liu Shan's time, only three consecutive heads of government – Zhuge Liang, Jiang Wan and Fei Yi – received posthumous titles. Later, Liu Shan also posthumously honoured Chen Zhi, whom he favoured, and Xiahou Ba, a Wei general who defected to Shu. Guan Yu, Zhang Fei, Ma Chao, Pang Tong, Huang Zhong and Zhao Yun were also awarded posthumous titles by Liu Shan as well. At the time, it was a great honour for a person to receive a posthumous title.

Liu Shan's imperial edict for awarding Zhao Yun his posthumous title read: "Zhao Yun followed the Late Emperor and he made outstanding contributions. I was young then and experienced many difficulties, but I relied on his loyalty and faithfulness to get out of danger. I bestow this posthumous name on him to recognise him for his meritorious service and also because there were others who advised me to do so."[65]

The name of Zhao Yun's posthumous title was suggested by Jiang Wei and others – shun (順; shùn; literally "obey / follow") because he was virtuous and kind, ping (平; píng; literally "peace / pacify") because he performed his duties up to standard and overcame chaos, so shun and ping became "Shunping".

## Descendants

Zhao Yun's eldest son, Zhao Tong (趙統), served as a military officer in Shu and his highest appointment was an Imperial Guard in the Rapid as Tigers division (虎賁中郎). Zhao Yun's second son, Zhao Guang (趙廣), served as an Officer of the Standard (牙門將) and followed Jiang Wei in the campaigns against Wei and was killed in action in Tazhong (沓中; northwest of present-day Zhugqu County, Gansu).

## Appraisal

Chen Shou, who wrote Zhao Yun's biography in the *Sanguozhi*, commented on Zhao as follows: "Huang Zhong and Zhao Yun were fierce and mighty warriors, just like claws and teeth. Were they the successors to Guan Ying (灌嬰) and the Duke of Teng?"