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\input{preamble} | |
% OK, start here. | |
% | |
\begin{document} | |
\title{Discriminants and Differents} | |
\maketitle | |
\phantomsection | |
\label{section-phantom} | |
\tableofcontents | |
\section{Introduction} | |
\label{section-introduction} | |
\noindent | |
In this chapter we study the different and discriminant | |
of locally quasi-finite morphisms of schemes. | |
A good reference for some of this material is \cite{Kunz}. | |
\medskip\noindent | |
Given a quasi-finite morphism $f : Y \to X$ of Noetherian schemes | |
there is a relative dualizing module $\omega_{Y/X}$. | |
In Section \ref{section-quasi-finite-dualizing} | |
we construct this module from scratch, using | |
Zariski's main theorem and \'etale localization methods. | |
The key property is that given a diagram | |
$$ | |
\xymatrix{ | |
Y' \ar[d]_{f'} \ar[r]_{g'} & Y \ar[d]^f \\ | |
X' \ar[r]^g & X | |
} | |
$$ | |
with $g : X' \to X$ flat, $Y' \subset X' \times_X Y$ open, and | |
$f' : Y' \to X'$ finite, then there is a canonical isomorphism | |
$$ | |
f'_*(g')^*\omega_{Y/X} = | |
\SheafHom_{\mathcal{O}_{X'}}(f'_*\mathcal{O}_{Y'}, \mathcal{O}_{X'}) | |
$$ | |
as sheaves of $f'_*\mathcal{O}_{Y'}$-modules. In | |
Section \ref{section-quasi-finite-traces} we prove that | |
if $f$ is flat, then there is a canonical global section | |
$\tau_{Y/X} \in H^0(Y, \omega_{Y/X})$ which for every commutative | |
diagram as above maps $(g')^*\tau_{Y/X}$ to the trace map | |
of Section \ref{section-discriminant} | |
for the finite locally free morphism $f'$. | |
In Section \ref{section-different} | |
we define the different for a flat quasi-finite | |
morphism of Noetherian schemes as the annihilator of the | |
cokernel of $\tau_{Y/X} : \mathcal{O}_X \to \omega_{Y/X}$. | |
\medskip\noindent | |
The main goal of this chapter is to prove that for | |
quasi-finite syntomic\footnote{AKA flat and lci.} $f$ the | |
different agrees with the K\"ahler different. | |
The K\"ahler different is the zeroth fitting ideal of $\Omega_{Y/X}$, see | |
Section \ref{section-kahler-different}. | |
This agreement is not obvious; we use a slick argument | |
due to Tate, see Section \ref{section-formula-different}. | |
On the way we also discuss the Noether different | |
and the Dedekind different. | |
\medskip\noindent | |
Only in the end of this chapter, see | |
Sections \ref{section-comparison} and \ref{section-gorenstein-lci}, | |
do we make the link with the more advanced material | |
on duality for schemes. | |
\section{Dualizing modules for quasi-finite ring maps} | |
\label{section-quasi-finite-dualizing} | |
\noindent | |
Let $A \to B$ be a quasi-finite homomorphism of Noetherian rings. By | |
Zariski's main theorem | |
(Algebra, Lemma \ref{algebra-lemma-quasi-finite-open-integral-closure}) | |
there exists a factorization $A \to B' \to B$ with | |
$A \to B'$ finite and $B' \to B$ inducing an open immersion of spectra. | |
We set | |
\begin{equation} | |
\label{equation-dualizing} | |
\omega_{B/A} = \Hom_A(B', A) \otimes_{B'} B | |
\end{equation} | |
in this situation. The reader can think of this as a kind of relative | |
dualizing module, see Lemmas \ref{lemma-compare-dualizing} and | |
\ref{lemma-compare-dualizing-algebraic}. | |
In this section we will show by elementary commutative algebra methods | |
that $\omega_{B/A}$ is independent of the choice of the factorization | |
and that formation of $\omega_{B/A}$ commutes with flat base change. | |
To help prove the independence of factorizations we compare two | |
given factorizations. | |
\begin{lemma} | |
\label{lemma-dominate-factorizations} | |
Let $A \to B$ be a quasi-finite ring map. Given two factorizations | |
$A \to B' \to B$ and $A \to B'' \to B$ with | |
$A \to B'$ and $A \to B''$ finite and $\Spec(B) \to \Spec(B')$ | |
and $\Spec(B) \to \Spec(B'')$ open immersions, there exists | |
an $A$-subalgebra $B''' \subset B$ finite over $A$ such that | |
$\Spec(B) \to \Spec(B''')$ an open immersion and $B' \to B$ and | |
$B'' \to B$ factor through $B'''$. | |
\end{lemma} | |
\begin{proof} | |
Let $B''' \subset B$ be the $A$-subalgebra generated by the images | |
of $B' \to B$ and $B'' \to B$. As $B'$ and $B''$ are each generated | |
by finitely many elements integral over $A$, we see that $B'''$ is | |
generated by finitely many elements integral over $A$ and we conclude | |
that $B'''$ is finite over $A$ | |
(Algebra, Lemma \ref{algebra-lemma-characterize-finite-in-terms-of-integral}). | |
Consider the maps | |
$$ | |
B = B' \otimes_{B'} B \to B''' \otimes_{B'} B \to B \otimes_{B'} B = B | |
$$ | |
The final equality holds because $\Spec(B) \to \Spec(B')$ is an | |
open immersion (and hence a monomorphism). The second arrow is injective | |
as $B' \to B$ is flat. Hence both arrows are isomorphisms. | |
This means that | |
$$ | |
\xymatrix{ | |
\Spec(B''') \ar[d] & \Spec(B) \ar[d] \ar[l] \\ | |
\Spec(B') & \Spec(B) \ar[l] | |
} | |
$$ | |
is cartesian. Since the base change of an open immersion is an | |
open immersion we conclude. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-dualizing-well-defined} | |
The module (\ref{equation-dualizing}) is well defined, i.e., | |
independent of the choice of the factorization. | |
\end{lemma} | |
\begin{proof} | |
Let $B', B'', B'''$ be as in Lemma \ref{lemma-dominate-factorizations}. | |
We obtain a canonical map | |
$$ | |
\omega''' = \Hom_A(B''', A) \otimes_{B'''} B \longrightarrow | |
\Hom_A(B', A) \otimes_{B'} B = \omega' | |
$$ | |
and a similar one involving $B''$. If we show these maps are isomorphisms | |
then the lemma is proved. Let $g \in B'$ be an element such that | |
$B'_g \to B_g$ is an isomorphism and hence $B'_g \to (B''')_g \to B_g$ | |
are isomorphisms. It suffices to show that $(\omega''')_g \to \omega'_g$ | |
is an isomorphism. The kernel and cokernel of the ring map $B' \to B'''$ | |
are finite $A$-modules and $g$-power torsion. | |
Hence they are annihilated by a power of $g$. | |
This easily implies the result. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-localize-dualizing} | |
Let $A \to B$ be a quasi-finite map of Noetherian rings. | |
\begin{enumerate} | |
\item If $A \to B$ factors as $A \to A_f \to B$ for some $f \in A$, | |
then $\omega_{B/A} = \omega_{B/A_f}$. | |
\item If $g \in B$, then $(\omega_{B/A})_g = \omega_{B_g/A}$. | |
\item If $f \in A$, then $\omega_{B_f/A_f} = (\omega_{B/A})_f$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Say $A \to B' \to B$ is a factorization with $A \to B'$ finite and | |
$\Spec(B) \to \Spec(B')$ an open immersion. In case (1) we may use | |
the factorization $A_f \to B'_f \to B$ to compute $\omega_{B/A_f}$ | |
and use Algebra, Lemma \ref{algebra-lemma-hom-from-finitely-presented}. | |
In case (2) use the factorization $A \to B' \to B_g$ to see the result. | |
Part (3) follows from a combination of (1) and (2). | |
\end{proof} | |
\noindent | |
Let $A \to B$ be a quasi-finite ring map of Noetherian rings, let | |
$A \to A_1$ be an arbitrary ring map of Noetherian rings, and set | |
$B_1 = B \otimes_A A_1$. We obtain a cocartesian diagram | |
$$ | |
\xymatrix{ | |
B \ar[r] & B_1 \\ | |
A \ar[u] \ar[r] & A_1 \ar[u] | |
} | |
$$ | |
Observe that $A_1 \to B_1$ is quasi-finite as well (Algebra, Lemma | |
\ref{algebra-lemma-quasi-finite-base-change}). | |
In this situation we will define a canonical | |
$B$-linear base change map | |
\begin{equation} | |
\label{equation-bc-dualizing} | |
\omega_{B/A} \longrightarrow \omega_{B_1/A_1} | |
\end{equation} | |
Namely, we choose a factorization $A \to B' \to B$ as in the construction | |
of $\omega_{B/A}$. Then $B'_1 = B' \otimes_A A_1$ is finite over $A_1$ | |
and we can use the factorization $A_1 \to B'_1 \to B_1$ in the construction | |
of $\omega_{B_1/A_1}$. Thus we have to construct a map | |
$$ | |
\Hom_A(B', A) \otimes_{B'} B | |
\longrightarrow | |
\Hom_{A_1}(B' \otimes_A A_1, A_1) \otimes_{B'_1} B_1 | |
$$ | |
Thus it suffices to construct a $B'$-linear map | |
$\Hom_A(B', A) \to \Hom_{A_1}(B' \otimes_A A_1, A_1)$ | |
which we will denote $\varphi \mapsto \varphi_1$. | |
Namely, given an $A$-linear map $\varphi : B' \to A$ we | |
let $\varphi_1$ be the map such that | |
$\varphi_1(b' \otimes a_1) = \varphi(b')a_1$. | |
This is clearly $A_1$-linear and the construction is complete. | |
\begin{lemma} | |
\label{lemma-bc-map-dualizing} | |
The base change map (\ref{equation-bc-dualizing}) | |
is independent of the choice of the | |
factorization $A \to B' \to B$. Given ring maps $A \to A_1 \to A_2$ | |
the composition of the base change maps for $A \to A_1$ and $A_1 \to A_2$ | |
is the base change map for $A \to A_2$. | |
\end{lemma} | |
\begin{proof} | |
Omitted. Hint: argue in exactly the same way as in | |
Lemma \ref{lemma-dualizing-well-defined} | |
using Lemma \ref{lemma-dominate-factorizations}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-dualizing-flat-base-change} | |
If $A \to A_1$ is flat, then | |
the base change map (\ref{equation-bc-dualizing}) induces an isomorphism | |
$\omega_{B/A} \otimes_B B_1 \to \omega_{B_1/A_1}$. | |
\end{lemma} | |
\begin{proof} | |
Assume that $A \to A_1$ is flat. By construction of $\omega_{B/A}$ we may | |
assume that $A \to B$ is finite. Then $\omega_{B/A} = \Hom_A(B, A)$ and | |
$\omega_{B_1/A_1} = \Hom_{A_1}(B_1, A_1)$. Since $B_1 = B \otimes_A A_1$ | |
the result follows from More on Algebra, Lemma | |
\ref{more-algebra-lemma-pseudo-coherence-and-base-change-ext}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-dualizing-composition} | |
Let $A \to B \to C$ be quasi-finite homomorphisms of Noetherian rings. | |
There is a canonical map | |
$\omega_{B/A} \otimes_B \omega_{C/B} \to \omega_{C/A}$. | |
\end{lemma} | |
\begin{proof} | |
Choose $A \to B' \to B$ with $A \to B'$ finite such that | |
$\Spec(B) \to \Spec(B')$ is an open immersion. Then | |
$B' \to C$ is quasi-finite too. Choose $B' \to C' \to C$ | |
with $B' \to C'$ finite and $\Spec(C) \to \Spec(C')$ an | |
open immersion. Then the source of the arrow is | |
$$ | |
\Hom_A(B', A) \otimes_{B'} B \otimes_B | |
\Hom_B(B \otimes_{B'} C', B) \otimes_{B \otimes_{B'} C'} C | |
$$ | |
which is equal to | |
$$ | |
\Hom_A(B', A) \otimes_{B'} | |
\Hom_{B'}(C', B) \otimes_{C'} C | |
$$ | |
This indeed comes with a canonical map to | |
$\Hom_A(C', A) \otimes_{C'} C = \omega_{C/A}$ | |
coming from composition | |
$\Hom_A(B', A) \times \Hom_{B'}(C', B) \to \Hom_A(C', A)$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-dualizing-product} | |
Let $A \to B$ and $A \to C$ be quasi-finite maps of Noetherian rings. | |
Then $\omega_{B \times C/A} = \omega_{B/A} \times \omega_{C/A}$ | |
as modules over $B \times C$. | |
\end{lemma} | |
\begin{proof} | |
Choose factorizations $A \to B' \to B$ and $A \to C' \to C$ such that | |
$A \to B'$ and $A \to C'$ are finite and such that $\Spec(B) \to \Spec(B')$ | |
and $\Spec(C) \to \Spec(C')$ are open immersions. Then | |
$A \to B' \times C' \to B \times C$ is a similar factorization. | |
Using this factorization to compute $\omega_{B \times C/A}$ | |
gives the lemma. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-dualizing-associated-primes} | |
Let $A \to B$ be a quasi-finite homomorphism of Noetherian rings. | |
Then $\text{Ass}_B(\omega_{B/A})$ is the set of primes of $B$ | |
lying over associated primes of $A$. | |
\end{lemma} | |
\begin{proof} | |
Choose a factorization $A \to B' \to B$ with $A \to B'$ finite and | |
$B' \to B$ inducing an open immersion on spectra. As | |
$\omega_{B/A} = \omega_{B'/A} \otimes_{B'} B$ it suffices | |
to prove the statement for $\omega_{B'/A}$. Thus we may assume $A \to B$ | |
is finite. | |
\medskip\noindent | |
Assume $\mathfrak p \in \text{Ass}(A)$ and $\mathfrak q$ is a prime | |
of $B$ lying over $\mathfrak p$. Let $x \in A$ be an element whose | |
annihilator is $\mathfrak p$. Choose a nonzero $\kappa(\mathfrak p)$ | |
linear map $\lambda : \kappa(\mathfrak q) \to \kappa(\mathfrak p)$. | |
Since $A/\mathfrak p \subset B/\mathfrak q$ is a finite extension | |
of rings, there is an $f \in A$, $f \not \in \mathfrak p$ | |
such that $f\lambda$ maps $B/\mathfrak q$ into $A/\mathfrak p$. | |
Hence we obtain a nonzero $A$-linear map | |
$$ | |
B \to B/\mathfrak q \to A/\mathfrak p \to A,\quad | |
b \mapsto f\lambda(b)x | |
$$ | |
An easy computation shows that this element of $\omega_{B/A}$ | |
has annihilator $\mathfrak q$, whence | |
$\mathfrak q \in \text{Ass}(\omega_{B/A})$. | |
\medskip\noindent | |
Conversely, suppose that $\mathfrak q \subset B$ is a prime ideal | |
lying over a prime $\mathfrak p \subset A$ which is not an associated | |
prime of $A$. We have to show that | |
$\mathfrak q \not \in \text{Ass}_B(\omega_{B/A})$. | |
After replacing $A$ by $A_\mathfrak p$ and $B$ by | |
$B_\mathfrak p$ we may assume that $\mathfrak p$ is a maximal ideal | |
of $A$. This is allowed by Lemma \ref{lemma-dualizing-flat-base-change} and | |
Algebra, Lemma \ref{algebra-lemma-localize-ass}. | |
Then there exists an $f \in \mathfrak m$ | |
which is a nonzerodivisor on $A$. | |
Then $f$ is a nonzerodivisor on $\omega_{B/A}$ | |
and hence $\mathfrak q$ is not an associated prime of this module. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-dualizing-base-flat-flat} | |
Let $A \to B$ be a flat quasi-finite homomorphism of Noetherian rings. | |
Then $\omega_{B/A}$ is a flat $A$-module. | |
\end{lemma} | |
\begin{proof} | |
Let $\mathfrak q \subset B$ be a prime lying over $\mathfrak p \subset A$. | |
We will show that the localization $\omega_{B/A, \mathfrak q}$ is flat | |
over $A_\mathfrak p$. | |
This suffices by Algebra, Lemma \ref{algebra-lemma-flat-localization}. | |
By | |
Algebra, Lemma \ref{algebra-lemma-etale-makes-quasi-finite-finite-one-prime} | |
we can find an \'etale ring map $A \to A'$ and a prime | |
ideal $\mathfrak p' \subset A'$ lying over $\mathfrak p$ | |
such that $\kappa(\mathfrak p') = \kappa(\mathfrak p)$ and | |
such that | |
$$ | |
B' = B \otimes_A A' = C \times D | |
$$ | |
with $A' \to C$ finite and such that the unique prime $\mathfrak q'$ | |
of $B \otimes_A A'$ lying over $\mathfrak q$ and $\mathfrak p'$ | |
corresponds to a prime of $C$. By | |
Lemma \ref{lemma-dualizing-flat-base-change} | |
and Algebra, Lemma \ref{algebra-lemma-base-change-flat-up-down} | |
it suffices to show $\omega_{B'/A', \mathfrak q'}$ | |
is flat over $A'_{\mathfrak p'}$. | |
Since $\omega_{B'/A'} = \omega_{C/A'} \times \omega_{D/A'}$ | |
by Lemma \ref{lemma-dualizing-product} | |
this reduces us to the case where $B$ is finite flat over $A$. | |
In this case $B$ is finite locally free as an $A$-module | |
and $\omega_{B/A} = \Hom_A(B, A)$ is the dual finite | |
locally free $A$-module. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-dualizing-base-change-of-flat} | |
If $A \to B$ is flat, then the base change map (\ref{equation-bc-dualizing}) | |
induces an isomorphism $\omega_{B/A} \otimes_B B_1 \to \omega_{B_1/A_1}$. | |
\end{lemma} | |
\begin{proof} | |
If $A \to B$ is finite flat, then $B$ is finite locally free as an $A$-module. | |
In this case $\omega_{B/A} = \Hom_A(B, A)$ is the dual finite | |
locally free $A$-module and formation of this module commutes | |
with arbitrary base change which proves the lemma in this case. | |
In the next paragraph we reduce the general (quasi-finite flat) | |
case to the finite flat case just discussed. | |
\medskip\noindent | |
Let $\mathfrak q_1 \subset B_1$ be a prime. We will show that the | |
localization of the map at the prime $\mathfrak q_1$ is an isomorphism, which | |
suffices by Algebra, Lemma \ref{algebra-lemma-characterize-zero-local}. | |
Let $\mathfrak q \subset B$ and $\mathfrak p \subset A$ be the prime | |
ideals lying under $\mathfrak q_1$. By | |
Algebra, Lemma \ref{algebra-lemma-etale-makes-quasi-finite-finite-one-prime} | |
we can find an \'etale ring map $A \to A'$ and a prime | |
ideal $\mathfrak p' \subset A'$ lying over $\mathfrak p$ | |
such that $\kappa(\mathfrak p') = \kappa(\mathfrak p)$ and | |
such that | |
$$ | |
B' = B \otimes_A A' = C \times D | |
$$ | |
with $A' \to C$ finite and such that the unique prime $\mathfrak q'$ | |
of $B \otimes_A A'$ lying over $\mathfrak q$ and $\mathfrak p'$ | |
corresponds to a prime of $C$. Set $A'_1 = A' \otimes_A A_1$ and | |
consider the base change maps | |
(\ref{equation-bc-dualizing}) for the ring maps | |
$A \to A' \to A'_1$ and $A \to A_1 \to A'_1$ as in the diagram | |
$$ | |
\xymatrix{ | |
\omega_{B'/A'} \otimes_{B'} B'_1 \ar[r] & \omega_{B'_1/A'_1} \\ | |
\omega_{B/A} \otimes_B B'_1 \ar[r] \ar[u] & | |
\omega_{B_1/A_1} \otimes_{B_1} B'_1 \ar[u] | |
} | |
$$ | |
where $B' = B \otimes_A A'$, $B_1 = B \otimes_A A_1$, and | |
$B_1' = B \otimes_A (A' \otimes_A A_1)$. By | |
Lemma \ref{lemma-bc-map-dualizing} the diagram commutes. By | |
Lemma \ref{lemma-dualizing-flat-base-change} | |
the vertical arrows are isomorphisms. | |
As $B_1 \to B'_1$ is \'etale and hence flat it suffices | |
to prove the top horizontal arrow is an isomorphism after localizing | |
at a prime $\mathfrak q'_1$ of $B'_1$ lying over $\mathfrak q$ | |
(there is such a prime and use | |
Algebra, Lemma \ref{algebra-lemma-local-flat-ff}). | |
Thus we may assume that $B = C \times D$ with $A \to C$ | |
finite and $\mathfrak q$ corresponding to a prime of $C$. | |
In this case the dualizing module $\omega_{B/A}$ decomposes | |
in a similar fashion (Lemma \ref{lemma-dualizing-product}) | |
which reduces the question | |
to the finite flat case $A \to C$ handled above. | |
\end{proof} | |
\begin{remark} | |
\label{remark-relative-dualizing-for-quasi-finite} | |
Let $f : Y \to X$ be a locally quasi-finite morphism of locally Noetherian | |
schemes. It is clear from Lemma \ref{lemma-localize-dualizing} | |
that there is a unique coherent $\mathcal{O}_Y$-module | |
$\omega_{Y/X}$ on $Y$ such that for every pair of affine opens | |
$\Spec(B) = V \subset Y$, $\Spec(A) = U \subset X$ with $f(V) \subset U$ | |
there is a canonical isomorphism | |
$$ | |
H^0(V, \omega_{Y/X}) = \omega_{B/A} | |
$$ | |
and where these isomorphisms are compatible with restriction maps. | |
\end{remark} | |
\begin{lemma} | |
\label{lemma-compare-dualizing-algebraic} | |
Let $A \to B$ be a quasi-finite homomorphism of Noetherian rings. | |
Let $\omega_{B/A}^\bullet \in D(B)$ be the algebraic relative dualizing | |
complex discussed in Dualizing Complexes, Section | |
\ref{dualizing-section-relative-dualizing-complexes-Noetherian}. | |
Then there is a (nonunique) isomorphism | |
$\omega_{B/A} = H^0(\omega_{B/A}^\bullet)$. | |
\end{lemma} | |
\begin{proof} | |
Choose a factorization $A \to B' \to B$ | |
where $A \to B'$ is finite and $\Spec(B') \to \Spec(B)$ | |
is an open immersion. Then | |
$\omega_{B/A}^\bullet = \omega_{B'/A}^\bullet \otimes_B^\mathbf{L} B'$ | |
by Dualizing Complexes, Lemmas | |
\ref{dualizing-lemma-composition-shriek-algebraic} and | |
\ref{dualizing-lemma-upper-shriek-localize} and | |
the definition of $\omega_{B/A}^\bullet$. Hence | |
it suffices to show there is an isomorphism when $A \to B$ is finite. | |
In this case we can use | |
Dualizing Complexes, Lemma \ref{dualizing-lemma-upper-shriek-finite} | |
to see that $\omega_{B/A}^\bullet = R\Hom(B, A)$ and hence | |
$H^0(\omega^\bullet_{B/A}) = \Hom_A(B, A)$ as desired. | |
\end{proof} | |
\section{Discriminant of a finite locally free morphism} | |
\label{section-discriminant} | |
\noindent | |
Let $X$ be a scheme and let $\mathcal{F}$ be a finite locally | |
free $\mathcal{O}_X$-module. Then there is a canonical {\it trace} map | |
$$ | |
\text{Trace} : | |
\SheafHom_{\mathcal{O}_X}(\mathcal{F}, \mathcal{F}) | |
\longrightarrow | |
\mathcal{O}_X | |
$$ | |
See Exercises, Exercise \ref{exercises-exercise-trace-det}. This map has | |
the property that $\text{Trace}(\text{id})$ is the locally constant function | |
on $\mathcal{O}_X$ corresponding to the rank of $\mathcal{F}$. | |
\medskip\noindent | |
Let $\pi : X \to Y$ be a morphism of schemes which is finite locally | |
free. Then there exists a canonical {\it trace for $\pi$} | |
which is an $\mathcal{O}_Y$-linear map | |
$$ | |
\text{Trace}_\pi : \pi_*\mathcal{O}_X \longrightarrow \mathcal{O}_Y | |
$$ | |
sending a local section $f$ of $\pi_*\mathcal{O}_X$ to the | |
trace of multiplication by $f$ on $\pi_*\mathcal{O}_X$. Over | |
affine opens this recovers the construction in | |
Exercises, Exercise \ref{exercises-exercise-trace-det-rings}. | |
The composition | |
$$ | |
\mathcal{O}_Y \xrightarrow{\pi^\sharp} \pi_*\mathcal{O}_X | |
\xrightarrow{\text{Trace}_\pi} \mathcal{O}_Y | |
$$ | |
equals multiplication by the degree of $\pi$ (which is a locally constant | |
function on $Y$). In analogy with | |
Fields, Section \ref{fields-section-trace-pairing} | |
we can define the trace pairing | |
$$ | |
Q_\pi : | |
\pi_*\mathcal{O}_X \times \pi_*\mathcal{O}_X | |
\longrightarrow | |
\mathcal{O}_Y | |
$$ | |
by the rule $(f, g) \mapsto \text{Trace}_\pi(fg)$. We can think of | |
$Q_\pi$ as a linear map | |
$\pi_*\mathcal{O}_X \to | |
\SheafHom_{\mathcal{O}_Y}(\pi_*\mathcal{O}_X, \mathcal{O}_Y)$ | |
between locally free modules of the same rank, and hence obtain | |
a determinant | |
$$ | |
\det(Q_\pi) : | |
\wedge^{top}(\pi_*\mathcal{O}_X) | |
\longrightarrow | |
\wedge^{top}(\pi_*\mathcal{O}_X)^{\otimes -1} | |
$$ | |
or in other words a global section | |
$$ | |
\det(Q_\pi) \in \Gamma(Y, \wedge^{top}(\pi_*\mathcal{O}_X)^{\otimes -2}) | |
$$ | |
The {\it discriminant of $\pi$} is by definition the closed | |
subscheme $D_\pi \subset Y$ cut out by this global section. | |
Clearly, $D_\pi$ is a locally principal closed subscheme of $Y$. | |
\begin{lemma} | |
\label{lemma-discriminant} | |
Let $\pi : X \to Y$ be a morphism of schemes which is finite locally | |
free. Then $\pi$ is \'etale if and only if its discriminant is empty. | |
\end{lemma} | |
\begin{proof} | |
By Morphisms, Lemma \ref{morphisms-lemma-etale-flat-etale-fibres} | |
it suffices to check that the fibres of $\pi$ are \'etale. | |
Since the construction of the trace pairing commutes with base | |
change we reduce to the following question: Let $k$ be a field | |
and let $A$ be a finite dimensional $k$-algebra. Show that | |
$A$ is \'etale over $k$ if and only if the trace pairing | |
$Q_{A/k} : A \times A \to k$, $(a, b) \mapsto \text{Trace}_{A/k}(ab)$ | |
is nondegenerate. | |
\medskip\noindent | |
Assume $Q_{A/k}$ is nondegenerate. If $a \in A$ is a nilpotent element, then | |
$ab$ is nilpotent for all $b \in A$ and we conclude that $Q_{A/k}(a, -)$ is | |
identically zero. Hence $A$ is reduced. Then we can write | |
$A = K_1 \times \ldots \times K_n$ as a product where each $K_i$ | |
is a field (see | |
Algebra, Lemmas \ref{algebra-lemma-finite-dimensional-algebra}, | |
\ref{algebra-lemma-artinian-finite-length}, and | |
\ref{algebra-lemma-minimal-prime-reduced-ring}). | |
In this case the quadratic | |
space $(A, Q_{A/k})$ is the orthogonal direct sum of the spaces | |
$(K_i, Q_{K_i/k})$. It follows from | |
Fields, Lemma \ref{fields-lemma-separable-trace-pairing} | |
that each $K_i$ is separable over $k$. This means that $A$ is \'etale | |
over $k$ by Algebra, Lemma \ref{algebra-lemma-etale-over-field}. | |
The converse is proved by reading the argument backwards. | |
\end{proof} | |
\section{Traces for flat quasi-finite ring maps} | |
\label{section-quasi-finite-traces} | |
\noindent | |
The trace referred to in the title of this section is of a completely | |
different nature than the trace discussed in | |
Duality for Schemes, Section \ref{duality-section-trace}. | |
Namely, it is the trace | |
as discussed in Fields, Section \ref{fields-section-trace-pairing} | |
and generalized in Exercises, Exercises \ref{exercises-exercise-trace-det} and | |
\ref{exercises-exercise-trace-det-rings}. | |
\medskip\noindent | |
Let $A \to B$ be a finite flat map of Noetherian rings. Then $B$ is finite | |
flat as an $A$-module and hence finite locally free | |
(Algebra, Lemma \ref{algebra-lemma-finite-projective}). | |
Given $b \in B$ we can consider the {\it trace} $\text{Trace}_{B/A}(b)$ | |
of the $A$-linear map $B \to B$ given by | |
multiplication by $b$ on $B$. By the references above this defines | |
an $A$-linear map $\text{Trace}_{B/A} : B \to A$. | |
Since $\omega_{B/A} = \Hom_A(B, A)$ as $A \to B$ is finite, we see | |
that $\text{Trace}_{B/A} \in \omega_{B/A}$. | |
\medskip\noindent | |
For a general flat quasi-finite ring map we define the notion | |
of a trace as follows. | |
\begin{definition} | |
\label{definition-trace-element} | |
Let $A \to B$ be a flat quasi-finite map of Noetherian rings. | |
The {\it trace element} is the unique\footnote{Uniqueness | |
and existence will be justified in | |
Lemmas \ref{lemma-trace-unique} and \ref{lemma-dualizing-tau}.} | |
element | |
$\tau_{B/A} \in \omega_{B/A}$ | |
with the following property: for any Noetherian $A$-algebra $A_1$ | |
such that $B_1 = B \otimes_A A_1$ comes with a | |
product decomposition $B_1 = C \times D$ with $A_1 \to C$ finite | |
the image of $\tau_{B/A}$ in $\omega_{C/A_1}$ | |
is $\text{Trace}_{C/A_1}$. | |
Here we use the base change map (\ref{equation-bc-dualizing}) and | |
Lemma \ref{lemma-dualizing-product} to get | |
$\omega_{B/A} \to \omega_{B_1/A_1} \to \omega_{C/A_1}$. | |
\end{definition} | |
\noindent | |
We first prove that trace elements are unique and then | |
we prove that they exist. | |
\begin{lemma} | |
\label{lemma-trace-unique} | |
Let $A \to B$ be a flat quasi-finite map of Noetherian rings. | |
Then there is at most one trace element in $\omega_{B/A}$. | |
\end{lemma} | |
\begin{proof} | |
Let $\mathfrak q \subset B$ be a prime ideal lying over the prime | |
$\mathfrak p \subset A$. By | |
Algebra, Lemma \ref{algebra-lemma-etale-makes-quasi-finite-finite-one-prime} | |
we can find an \'etale ring map $A \to A_1$ and a prime | |
ideal $\mathfrak p_1 \subset A_1$ lying over $\mathfrak p$ | |
such that $\kappa(\mathfrak p_1) = \kappa(\mathfrak p)$ and | |
such that | |
$$ | |
B_1 = B \otimes_A A_1 = C \times D | |
$$ | |
with $A_1 \to C$ finite and such that the unique prime $\mathfrak q_1$ | |
of $B \otimes_A A_1$ lying over $\mathfrak q$ and $\mathfrak p_1$ | |
corresponds to a prime of $C$. Observe that | |
$\omega_{C/A_1} = \omega_{B/A} \otimes_B C$ | |
(combine Lemmas \ref{lemma-dualizing-flat-base-change} and | |
\ref{lemma-dualizing-product}). Since the collection | |
of ring maps $B \to C$ obtained in this manner is a jointly | |
injective family of flat maps and since the image of $\tau_{B/A}$ | |
in $\omega_{C/A_1}$ is prescribed the uniqueness follows. | |
\end{proof} | |
\noindent | |
Here is a sanity check. | |
\begin{lemma} | |
\label{lemma-finite-flat-trace} | |
Let $A \to B$ be a finite flat map of Noetherian rings. | |
Then $\text{Trace}_{B/A} \in \omega_{B/A}$ is the trace element. | |
\end{lemma} | |
\begin{proof} | |
Suppose we have $A \to A_1$ with $A_1$ Noetherian and | |
a product decomposition $B \otimes_A A_1 = C \times D$ with $A_1 \to C$ | |
finite. Of course in this case $A_1 \to D$ is also finite. | |
Set $B_1 = B \otimes_A A_1$. | |
Since the construction of traces commutes with base change | |
we see that $\text{Trace}_{B/A}$ maps to $\text{Trace}_{B_1/A_1}$. | |
Thus the proof is finished by noticing that | |
$\text{Trace}_{B_1/A_1} = (\text{Trace}_{C/A_1}, \text{Trace}_{D/A_1})$ | |
under the isomorphism | |
$\omega_{B_1/A_1} = \omega_{C/A_1} \times \omega_{D/A_1}$ | |
of Lemma \ref{lemma-dualizing-product}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-trace-base-change} | |
Let $A \to B$ be a flat quasi-finite map of Noetherian rings. | |
Let $\tau \in \omega_{B/A}$ be a trace element. | |
\begin{enumerate} | |
\item If $A \to A_1$ is a map with $A_1$ Noetherian, then with | |
$B_1 = A_1 \otimes_A B$ the image of $\tau$ in $\omega_{B_1/A_1}$ is a | |
trace element. | |
\item If $A = R_f$, then $\tau$ is a trace element in $\omega_{B/R}$. | |
\item If $g \in B$, then the image of $\tau$ in $\omega_{B_g/A}$ | |
is a trace element. | |
\item If $B = B_1 \times B_2$, then $\tau$ maps to a trace element | |
in both $\omega_{B_1/A}$ and $\omega_{B_2/A}$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Part (1) is a formal consequence of the definition. | |
\medskip\noindent | |
Statement (2) makes sense because $\omega_{B/R} = \omega_{B/A}$ | |
by Lemma \ref{lemma-localize-dualizing}. Denote $\tau'$ the element | |
$\tau$ but viewed as an element of $\omega_{B/R}$. To see that (2) is true | |
suppose that we have $R \to R_1$ with $R_1$ Noetherian and a product | |
decomposition $B \otimes_R R_1 = C \times D$ with $R_1 \to C$ finite. | |
Then with $A_1 = (R_1)_f$ we see that $B \otimes_A A_1 = C \times D$. | |
Since $R_1 \to C$ is finite, a fortiori $A_1 \to C$ is finite. | |
Hence we can use the defining property of $\tau$ to get the corresponding | |
property of $\tau'$. | |
\medskip\noindent | |
Statement (3) makes sense because $\omega_{B_g/A} = (\omega_{B/A})_g$ | |
by Lemma \ref{lemma-localize-dualizing}. The proof is similar to the proof | |
of (2). Suppose we have $A \to A_1$ with $A_1$ Noetherian and | |
a product decomposition $B_g \otimes_A A_1 = C \times D$ with $A_1 \to C$ | |
finite. Set $B_1 = B \otimes_A A_1$. Then | |
$\Spec(C) \to \Spec(B_1)$ is an open immersion as $B_g \otimes_A A_1 = (B_1)_g$ | |
and the image is closed because $B_1 \to C$ is finite | |
(as $A_1 \to C$ is finite). | |
Thus we see that $B_1 = C \times D_1$ and $D = (D_1)_g$. Then we can use | |
the defining property of $\tau$ to get the corresponding property | |
for the image of $\tau$ in $\omega_{B_g/A}$. | |
\medskip\noindent | |
Statement (4) makes sense because | |
$\omega_{B/A} = \omega_{B_1/A} \times \omega_{B_2/A}$ by | |
Lemma \ref{lemma-dualizing-product}. | |
Suppose we have $A \to A'$ with $A'$ Noetherian and | |
a product decomposition $B \otimes_A A' = C \times D$ with $A' \to C$ | |
finite. Then it is clear that we can refine this product | |
decomposition into $B \otimes_A A' = C_1 \times C_2 \times D_1 \times D_2$ | |
with $A' \to C_i$ finite such that $B_i \otimes_A A' = C_i \times D_i$. | |
Then we can use the defining property of $\tau$ to get the corresponding | |
property for the image of $\tau$ in $\omega_{B_i/A}$. This uses the obvious | |
fact that | |
$\text{Trace}_{C/A'} = (\text{Trace}_{C_1/A'}, \text{Trace}_{C_2/A'})$ | |
under the decomposition | |
$\omega_{C/A'} = \omega_{C_1/A'} \times \omega_{C_2/A'}$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-glue-trace} | |
Let $A \to B$ be a flat quasi-finite map of Noetherian rings. | |
Let $g_1, \ldots, g_m \in B$ be elements generating the unit ideal. | |
Let $\tau \in \omega_{B/A}$ be an element whose image in | |
$\omega_{B_{g_i}/A}$ is a trace element for $A \to B_{g_i}$. | |
Then $\tau$ is a trace element. | |
\end{lemma} | |
\begin{proof} | |
Suppose we have $A \to A_1$ with $A_1$ Noetherian and a product | |
decomposition $B \otimes_A A_1 = C \times D$ with $A_1 \to C$ finite. | |
We have to show that the image of $\tau$ in $\omega_{C/A_1}$ is | |
$\text{Trace}_{C/A_1}$. Observe that $g_1, \ldots, g_m$ | |
generate the unit ideal in $B_1 = B \otimes_A A_1$ and that | |
$\tau$ maps to a trace element in $\omega_{(B_1)_{g_i}/A_1}$ | |
by Lemma \ref{lemma-trace-base-change}. Hence we may replace | |
$A$ by $A_1$ and $B$ by $B_1$ to get to the situation as described | |
in the next paragraph. | |
\medskip\noindent | |
Here we assume that $B = C \times D$ with $A \to C$ is finite. | |
Let $\tau_C$ be the image of $\tau$ in $\omega_{C/A}$. | |
We have to prove that $\tau_C = \text{Trace}_{C/A}$ in $\omega_{C/A}$. | |
By the compatibility of trace elements with products | |
(Lemma \ref{lemma-trace-base-change}) | |
we see that $\tau_C$ maps to a trace element in $\omega_{C_{g_i}/A}$. | |
Hence, after replacing $B$ by $C$ we may assume that $A \to B$ | |
is finite flat. | |
\medskip\noindent | |
Assume $A \to B$ is finite flat. In this case $\text{Trace}_{B/A}$ | |
is a trace element by Lemma \ref{lemma-finite-flat-trace}. | |
Hence $\text{Trace}_{B/A}$ maps to a trace element in | |
$\omega_{B_{g_i}/A}$ by Lemma \ref{lemma-trace-base-change}. | |
Since trace elements are unique (Lemma \ref{lemma-trace-unique}) | |
we find that $\text{Trace}_{B/A}$ and $\tau$ map | |
to the same elements in $\omega_{B_{g_i}/A} = (\omega_{B/A})_{g_i}$. | |
As $g_1, \ldots, g_m$ generate the unit ideal of $B$ the map | |
$\omega_{B/A} \to \prod \omega_{B_{g_i}/A}$ is injective | |
and we conclude that $\tau_C = \text{Trace}_{B/A}$ as desired. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-dualizing-tau} | |
Let $A \to B$ be a flat quasi-finite map of Noetherian rings. | |
There exists a trace element $\tau \in \omega_{B/A}$. | |
\end{lemma} | |
\begin{proof} | |
Choose a factorization $A \to B' \to B$ with $A \to B'$ finite and | |
$\Spec(B) \to \Spec(B')$ an open immersion. Let $g_1, \ldots, g_n \in B'$ | |
be elements such that $\Spec(B) = \bigcup D(g_i)$ as opens of $\Spec(B')$. | |
Suppose that we can prove the existence of trace elements $\tau_i$ for the | |
quasi-finite flat ring maps $A \to B_{g_i}$. Then for all $i, j$ the elements | |
$\tau_i$ and $\tau_j$ map to trace elements of $\omega_{B_{g_ig_j}/A}$ | |
by Lemma \ref{lemma-trace-base-change}. By uniqueness of | |
trace elements (Lemma \ref{lemma-trace-unique}) they map to the same element. | |
Hence the sheaf condition for the quasi-coherent module associated to | |
$\omega_{B/A}$ (see Algebra, Lemma \ref{algebra-lemma-cover-module}) | |
produces an element $\tau \in \omega_{B/A}$. | |
Then $\tau$ is a trace element by | |
Lemma \ref{lemma-glue-trace}. | |
In this way we reduce to the case treated in the next paragraph. | |
\medskip\noindent | |
Assume we have $A \to B'$ finite and $g \in B'$ with $B = B'_g$ flat over $A$. | |
It is our task to construct a trace element in | |
$\omega_{B/A} = \Hom_A(B', A) \otimes_{B'} B$. | |
Choose a resolution $F_1 \to F_0 \to B' \to 0$ of $B'$ by finite free | |
$A$-modules $F_0$ and $F_1$. Then we have an exact sequence | |
$$ | |
0 \to \Hom_A(B', A) \to F_0^\vee \to F_1^\vee | |
$$ | |
where $F_i^\vee = \Hom_A(F_i, A)$ is the dual finite free module. | |
Similarly we have the exact sequence | |
$$ | |
0 \to \Hom_A(B', B') \to F_0^\vee \otimes_A B' \to F_1^\vee \otimes_A B' | |
$$ | |
The idea of the construction of $\tau$ is to use the diagram | |
$$ | |
B' \xrightarrow{\mu} \Hom_A(B', B') | |
\leftarrow \Hom_A(B', A) \otimes_A B' | |
\xrightarrow{ev} A | |
$$ | |
where the first arrow sends $b' \in B'$ to the $A$-linear operator | |
given by multiplication by $b'$ and the last arrow is the evaluation map. | |
The problem is that the middle arrow, which sends $\lambda' \otimes b'$ | |
to the map $b'' \mapsto \lambda'(b'')b'$, is not an isomorphism. | |
If $B'$ is flat over $A$, the exact sequences above show that it | |
is an isomorphism and the composition from left to right is the usual trace | |
$\text{Trace}_{B'/A}$. In the general case, we consider | |
the diagram | |
$$ | |
\xymatrix{ | |
& \Hom_A(B', A) \otimes_A B' \ar[r] \ar[d] & | |
\Hom_A(B', A) \otimes_A B'_g \ar[d] \\ | |
B' \ar[r]_-\mu \ar@{..>}[rru] \ar@{..>}[ru]^\psi & | |
\Hom_A(B', B') \ar[r] & | |
\Ker(F_0^\vee \otimes_A B'_g \to F_1^\vee \otimes_A B'_g) | |
} | |
$$ | |
By flatness of $A \to B'_g$ we see that the right vertical arrow is an | |
isomorphism. Hence we obtain the unadorned dotted arrow. | |
Since $B'_g = \colim \frac{1}{g^n}B'$, since | |
colimits commute with tensor products, | |
and since $B'$ is a finitely presented $A$-module | |
we can find an $n \geq 0$ and a $B'$-linear (for right $B'$-module structure) | |
map $\psi : B' \to \Hom_A(B', A) \otimes_A B'$ | |
whose composition with the left vertical arrow is $g^n\mu$. | |
Composing with $ev$ we obtain an element | |
$ev \circ \psi \in \Hom_A(B', A)$. Then we set | |
$$ | |
\tau = (ev \circ \psi) \otimes g^{-n} \in | |
\Hom_A(B', A) \otimes_{B'} B'_g = \omega_{B'_g/A} = \omega_{B/A} | |
$$ | |
We omit the easy verification that this element does not depend | |
on the choice of $n$ and $\psi$ above. | |
\medskip\noindent | |
Let us prove that $\tau$ as constructed in the previous paragraph | |
has the desired property in a special case. Namely, say | |
$B' = C' \times D'$ and $g = (f, h)$ where $A \to C'$ flat, $D'_h$ is flat, and | |
$f$ is a unit in $C'$. | |
To show: $\tau$ maps to $\text{Trace}_{C'/A}$ in $\omega_{C'/A}$. | |
In this case we first choose $n_D$ and | |
$\psi_D : D' \to \Hom_A(D', A) \otimes_A D'$ as above for the pair | |
$(D', h)$ and we can let | |
$\psi_C : C' \to \Hom_A(C', A) \otimes_A C' = \Hom_A(C', C')$ | |
be the map seconding $c' \in C'$ to multiplication by $c'$. | |
Then we take $n = n_D$ and $\psi = (f^{n_D} \psi_C, \psi_D)$ | |
and the desired compatibility is clear because | |
$\text{Trace}_{C'/A} = ev \circ \psi_C$ as remarked above. | |
\medskip\noindent | |
To prove the desired property in general, suppose given | |
$A \to A_1$ with $A_1$ Noetherian and a product decomposition | |
$B'_g \otimes_A A_1 = C \times D$ with $A_1 \to C$ finite. | |
Set $B'_1 = B' \otimes_A A_1$. Then $\Spec(C) \to \Spec(B'_1)$ | |
is an open immersion as $B'_g \otimes_A A_1 = (B'_1)_g$ and | |
the image is closed as $B'_1 \to C$ is finite (since $A_1 \to C$ | |
is finite). Thus $B'_1 = C \times D'$ and $D'_g = D$. | |
We conclude that $B'_1 = C \times D'$ and $g$ over $A_1$ | |
are as in the previous paragraph. | |
Since formation of the displayed diagram above | |
commutes with base change, the formation of $\tau$ commutes | |
with the base change $A \to A_1$ (details omitted; use the | |
resolution $F_1 \otimes_A A_1 \to F_0 \otimes_A A_1 \to B'_1 \to 0$ | |
to see this). Thus the desired compatibility follows from the result | |
of the previous paragraph. | |
\end{proof} | |
\begin{remark} | |
\label{remark-relative-dualizing-for-flat-quasi-finite} | |
Let $f : Y \to X$ be a flat locally quasi-finite morphism of locally | |
Noetherian schemes. Let $\omega_{Y/X}$ be as in | |
Remark \ref{remark-relative-dualizing-for-quasi-finite}. | |
It is clear from the uniqueness, existence, and compatibility with | |
localization of trace elements | |
(Lemmas \ref{lemma-trace-unique}, \ref{lemma-dualizing-tau}, and | |
\ref{lemma-trace-base-change}) | |
that there exists a global section | |
$$ | |
\tau_{Y/X} \in \Gamma(Y, \omega_{Y/X}) | |
$$ | |
such that for every pair of affine opens | |
$\Spec(B) = V \subset Y$, $\Spec(A) = U \subset X$ with $f(V) \subset U$ | |
that element $\tau_{Y/X}$ maps to $\tau_{B/A}$ under the | |
canonical isomorphism | |
$H^0(V, \omega_{Y/X}) = \omega_{B/A}$. | |
\end{remark} | |
\begin{lemma} | |
\label{lemma-tau-nonzero} | |
Let $k$ be a field and let $A$ be a finite $k$-algebra. Assume $A$ | |
is local with residue field $k'$. The following are equivalent | |
\begin{enumerate} | |
\item $\text{Trace}_{A/k}$ is nonzero, | |
\item $\tau_{A/k} \in \omega_{A/k}$ is nonzero, and | |
\item $k'/k$ is separable and $\text{length}_A(A)$ is prime | |
to the characteristic of $k$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Conditions (1) and (2) are equivalent by Lemma \ref{lemma-finite-flat-trace}. | |
Let $\mathfrak m \subset A$. Since $\dim_k(A) < \infty$ it is clear that | |
$A$ has finite length over $A$. Choose a filtration | |
$$ | |
A = I_0 \supset \mathfrak m = I_1 \supset I_2 \supset \ldots I_n = 0 | |
$$ | |
by ideals such that $I_i/I_{i + 1} \cong k'$ as $A$-modules. See | |
Algebra, Lemma \ref{algebra-lemma-simple-pieces} which also shows that | |
$n = \text{length}_A(A)$. If $a \in \mathfrak m$ then $aI_i \subset I_{i + 1}$ | |
and it is immediate that $\text{Trace}_{A/k}(a) = 0$. | |
If $a \not \in \mathfrak m$ with image $\lambda \in k'$, then | |
we conclude | |
$$ | |
\text{Trace}_{A/k}(a) = | |
\sum\nolimits_{i = 0, \ldots, n - 1} | |
\text{Trace}_k(a : I_i/I_{i - 1} \to I_i/I_{i - 1}) = | |
n \text{Trace}_{k'/k}(\lambda) | |
$$ | |
The proof of the lemma is finished by applying | |
Fields, Lemma \ref{fields-lemma-separable-trace-pairing}. | |
\end{proof} | |
\section{Finite morphisms} | |
\label{section-finite-morphisms} | |
\noindent | |
In this section we collect some observations about the | |
constructions in the previous sections for finite morphisms. | |
Let $f : Y \to X$ be a finite morphism of locally Noetherian schemes. | |
Let $\omega_{Y/X}$ be as in | |
Remark \ref{remark-relative-dualizing-for-quasi-finite}. | |
\medskip\noindent | |
The first remark is that | |
$$ | |
f_*\omega_{Y/X} = \SheafHom_{\mathcal{O}_X}(f_*\mathcal{O}_Y, \mathcal{O}_X) | |
$$ | |
as sheaves of $f_*\mathcal{O}_Y$-modules. Since $f$ is affine, this | |
formula uniquely characterizes $\omega_{Y/X}$, see | |
Morphisms, Lemma \ref{morphisms-lemma-affine-equivalence-modules}. | |
The formula holds because for $\Spec(A) = U \subset X$ affine open, the | |
inverse image $V = f^{-1}(U)$ is the spectrum of a finite $A$-algebra | |
$B$ and hence | |
$$ | |
H^0(U, f_*\omega_{Y/X}) = | |
H^0(V, \omega_{Y/X}) = | |
\omega_{B/A} = | |
\Hom_A(B, A) = | |
H^0(U, \SheafHom_{\mathcal{O}_X}(f_*\mathcal{O}_Y, \mathcal{O}_X)) | |
$$ | |
by construction. In particular, we obtain a canonical evaluation map | |
$$ | |
f_*\omega_{Y/X} \longrightarrow \mathcal{O}_X | |
$$ | |
which is given by evaluation at $1$ if we think of $f_*\omega_{Y/X}$ | |
as the sheaf $\SheafHom_{\mathcal{O}_X}(f_*\mathcal{O}_Y, \mathcal{O}_X)$. | |
\medskip\noindent | |
The second remark is that using the evaluation map we obtain | |
canonical identifications | |
$$ | |
\Hom_Y(\mathcal{F}, f^*\mathcal{G} \otimes_{\mathcal{O}_Y} \omega_{Y/X}) | |
= | |
\Hom_X(f_*\mathcal{F}, \mathcal{G}) | |
$$ | |
functorially in the quasi-coherent module $\mathcal{F}$ on $Y$ | |
and the finite locally free module $\mathcal{G}$ on $X$. | |
If $\mathcal{G} = \mathcal{O}_X$ this follows immediately | |
from the above and | |
Algebra, Lemma \ref{algebra-lemma-adjoint-hom-restrict}. | |
For general $\mathcal{G}$ we can use the same lemma and the | |
isomorphisms | |
$$ | |
f_*(f^*\mathcal{G} \otimes_{\mathcal{O}_Y} \omega_{Y/X}) = | |
\mathcal{G} \otimes_{\mathcal{O}_X} | |
\SheafHom_{\mathcal{O}_X}(f_*\mathcal{O}_Y, \mathcal{O}_X) = | |
\SheafHom_{\mathcal{O}_X}(f_*\mathcal{O}_Y, \mathcal{G}) | |
$$ | |
of $f_*\mathcal{O}_Y$-modules where the first equality is the | |
projection formula | |
(Cohomology, Lemma \ref{cohomology-lemma-projection-formula}). | |
An alternative is to prove the formula affine locally by | |
direct computation. | |
\medskip\noindent | |
The third remark is that if $f$ is in addition flat, then the | |
composition | |
$$ | |
f_*\mathcal{O}_Y \xrightarrow{f_*\tau_{Y/X}} f_*\omega_{Y/X} | |
\longrightarrow \mathcal{O}_X | |
$$ | |
is equal to the trace map $\text{Trace}_f$ discussed in | |
Section \ref{section-discriminant}. This follows immediately by | |
looking over affine opens. | |
\medskip\noindent | |
The fourth remark is that if $f$ is flat and $X$ Noetherian, then | |
we obtain | |
$$ | |
\Hom_Y(K, Lf^*M \otimes_{\mathcal{O}_Y} \omega_{Y/X}) | |
= | |
\Hom_X(Rf_*K, M) | |
$$ | |
for any $K$ in $D_\QCoh(\mathcal{O}_Y)$ and $M$ in $D_\QCoh(\mathcal{O}_X)$. | |
This follows from the material in | |
Duality for Schemes, Section \ref{duality-section-proper-flat}, | |
but can be proven directly in this case as follows. | |
First, if $X$ is affine, then it holds by | |
Dualizing Complexes, Lemmas \ref{dualizing-lemma-right-adjoint} and | |
\ref{dualizing-lemma-RHom-is-tensor-special}\footnote{There is a | |
simpler proof of this lemma in our case.} and | |
Derived Categories of Schemes, Lemma \ref{perfect-lemma-affine-compare-bounded}. | |
Then we can use the induction principle | |
(Cohomology of Schemes, Lemma \ref{coherent-lemma-induction-principle}) | |
and Mayer-Vietoris | |
(in the form of Cohomology, Lemma \ref{cohomology-lemma-mayer-vietoris-hom}) | |
to finish the proof. | |
\section{The Noether different} | |
\label{section-noether-different} | |
\noindent | |
There are many different differents available in the literature. | |
We list some of them in this and the next sections; for more | |
information we suggest the reader consult \cite{Kunz}. | |
\medskip\noindent | |
Let $A \to B$ be a ring map. Denote | |
$$ | |
\mu : B \otimes_A B \longrightarrow B,\quad | |
b \otimes b' \longmapsto bb' | |
$$ | |
the multiplication map. Let $I = \Ker(\mu)$. It is clear that $I$ is | |
generated by the elements $b \otimes 1 - 1 \otimes b$ for $b \in B$. | |
Hence the annihilator $J \subset B \otimes_A B$ of $I$ is a $B$-module | |
in a canonical manner. The {\it Noether different} of $B$ over $A$ is | |
the image of $J$ under the map $\mu : B \otimes_A B \to B$. Equivalently, | |
the Noether different is the image of the map | |
$$ | |
J = \Hom_{B \otimes_A B}(B, B \otimes_A B) \longrightarrow B,\quad | |
\varphi \longmapsto \mu(\varphi(1)) | |
$$ | |
We begin with some obligatory lemmas. | |
\begin{lemma} | |
\label{lemma-noether-different-product} | |
Let $A \to B_i$, $i = 1, 2$ be ring maps. Set $B = B_1 \times B_2$. | |
\begin{enumerate} | |
\item The annihilator $J$ of $\Ker(B \otimes_A B \to B)$ is $J_1 \times J_2$ | |
where $J_i$ is the annihilator of $\Ker(B_i \otimes_A B_i \to B_i)$. | |
\item The Noether different $\mathfrak{D}$ of $B$ over $A$ is | |
$\mathfrak{D}_1 \times \mathfrak{D}_2$, where $\mathfrak{D}_i$ is | |
the Noether different of $B_i$ over $A$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Omitted. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-noether-different-base-change} | |
Let $A \to B$ be a finite type ring map. Let $A \to A'$ be a flat ring map. | |
Set $B' = B \otimes_A A'$. | |
\begin{enumerate} | |
\item The annihilator $J'$ of $\Ker(B' \otimes_{A'} B' \to B')$ is | |
$J \otimes_A A'$ where $J$ is the annihilator of $\Ker(B \otimes_A B \to B)$. | |
\item The Noether different $\mathfrak{D}'$ of $B'$ over $A'$ is | |
$\mathfrak{D}B'$, where $\mathfrak{D}$ is | |
the Noether different of $B$ over $A$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Choose generators $b_1, \ldots, b_n$ of $B$ as an $A$-algebra. | |
Then | |
$$ | |
J = \Ker(B \otimes_A B \xrightarrow{b_i \otimes 1 - 1 \otimes b_i} | |
(B \otimes_A B)^{\oplus n}) | |
$$ | |
Hence we see that the formation of $J$ commutes with flat base change. | |
The result on the Noether different follows immediately from this. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-noether-different-localization} | |
Let $A \to B' \to B$ be ring maps with $A \to B'$ | |
of finite type and $B' \to B$ inducing an open immersion of spectra. | |
\begin{enumerate} | |
\item The annihilator $J$ of $\Ker(B \otimes_A B \to B)$ is | |
$J' \otimes_{B'} B$ where $J'$ is the annihilator of | |
$\Ker(B' \otimes_A B' \to B')$. | |
\item The Noether different $\mathfrak{D}$ of $B$ over $A$ is | |
$\mathfrak{D}'B$, where $\mathfrak{D}'$ is | |
the Noether different of $B'$ over $A$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Write $I = \Ker(B \otimes_A B \to B)$ and $I' = \Ker(B' \otimes_A B' \to B')$. | |
As $\Spec(B) \to \Spec(B')$ is an open immersion, it follows that | |
$B = (B \otimes_A B) \otimes_{B' \otimes_A B'} B'$. Thus we see that | |
$I = I'(B \otimes_A B)$. Since $I'$ is finitely generated and | |
$B' \otimes_A B' \to B \otimes_A B$ is flat, we conclude that | |
$J = J'(B \otimes_A B)$, see | |
Algebra, Lemma \ref{algebra-lemma-annihilator-flat-base-change}. | |
Since the $B' \otimes_A B'$-module structure of $J'$ | |
factors through $B' \otimes_A B' \to B'$ we conclude that (1) is true. | |
Part (2) is a consequence of (1). | |
\end{proof} | |
\begin{remark} | |
\label{remark-construction-pairing} | |
Let $A \to B$ be a quasi-finite homomorphism of Noetherian rings. | |
Let $J$ be the annihilator of $\Ker(B \otimes_A B \to B)$. | |
There is a canonical $B$-bilinear pairing | |
\begin{equation} | |
\label{equation-pairing-noether} | |
\omega_{B/A} \times J \longrightarrow B | |
\end{equation} | |
defined as follows. Choose a factorization $A \to B' \to B$ | |
with $A \to B'$ finite and $B' \to B$ inducing an open immersion | |
of spectra. Let $J'$ be the annihilator of $\Ker(B' \otimes_A B' \to B')$. | |
We first define | |
$$ | |
\Hom_A(B', A) \times J' \longrightarrow B',\quad | |
(\lambda, \sum b_i \otimes c_i) \longmapsto \sum \lambda(b_i)c_i | |
$$ | |
This is $B'$-bilinear exactly because for $\xi \in J'$ and $b \in B'$ | |
we have $(b \otimes 1)\xi = (1 \otimes b)\xi$. By | |
Lemma \ref{lemma-noether-different-localization} | |
and the fact that $\omega_{B/A} = \Hom_A(B', A) \otimes_{B'} B$ | |
we can extend this to a $B$-bilinear pairing as displayed above. | |
\end{remark} | |
\begin{lemma} | |
\label{lemma-noether-pairing-compatibilities} | |
Let $A \to B$ be a quasi-finite homomorphism of Noetherian rings. | |
\begin{enumerate} | |
\item If $A \to A'$ is a flat map of Noetherian rings, then | |
$$ | |
\xymatrix{ | |
\omega_{B/A} \times J \ar[r] \ar[d] & B \ar[d] \\ | |
\omega_{B'/A'} \times J' \ar[r] & B' | |
} | |
$$ | |
is commutative where notation as in | |
Lemma \ref{lemma-noether-different-base-change} | |
and horizontal arrows are given by | |
(\ref{equation-pairing-noether}). | |
\item If $B = B_1 \times B_2$, then | |
$$ | |
\xymatrix{ | |
\omega_{B/A} \times J \ar[r] \ar[d] & B \ar[d] \\ | |
\omega_{B_i/A} \times J_i \ar[r] & B_i | |
} | |
$$ | |
is commutative for $i = 1, 2$ where notation as in | |
Lemma \ref{lemma-noether-different-product} | |
and horizontal arrows are given by | |
(\ref{equation-pairing-noether}). | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Because of the construction of the pairing in | |
Remark \ref{remark-construction-pairing} | |
both (1) and (2) reduce to the case where $A \to B$ is finite. | |
Then (1) follows from the fact that the contraction map | |
$\Hom_A(M, A) \otimes_A M \otimes_A M \to M$, | |
$\lambda \otimes m \otimes m' \mapsto \lambda(m)m'$ | |
commuted with base change. To see (2) use that | |
$J = J_1 \times J_2$ is contained in the summands | |
$B_1 \otimes_A B_1$ and $B_2 \otimes_A B_2$ | |
of $B \otimes_A B$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-noether-pairing-flat-quasi-finite} | |
Let $A \to B$ be a flat quasi-finite homomorphism of Noetherian rings. | |
The pairing of Remark \ref{remark-construction-pairing} induces an isomorphism | |
$J \to \Hom_B(\omega_{B/A}, B)$. | |
\end{lemma} | |
\begin{proof} | |
We first prove this when $A \to B$ is finite and flat. In this case we can | |
localize on $A$ and assume $B$ is finite free as an $A$-module. Let | |
$b_1, \ldots, b_n$ be a basis of $B$ as an $A$-module and denote | |
$b_1^\vee, \ldots, b_n^\vee$ the dual basis of $\omega_{B/A}$. Note that | |
$\sum b_i \otimes c_i \in J$ maps to the element of $\Hom_B(\omega_{B/A}, B)$ | |
which sends $b_i^\vee$ to $c_i$. Suppose $\varphi : \omega_{B/A} \to B$ | |
is $B$-linear. Then we claim that $\xi = \sum b_i \otimes \varphi(b_i^\vee)$ | |
is an element of $J$. Namely, the $B$-linearity of $\varphi$ | |
exactly implies that $(b \otimes 1)\xi = (1 \otimes b)\xi$ for all $b \in B$. | |
Thus our map has an inverse and it is an isomorphism. | |
\medskip\noindent | |
Let $\mathfrak q \subset B$ be a prime lying over $\mathfrak p \subset A$. | |
We will show that the localization | |
$$ | |
J_\mathfrak q | |
\longrightarrow | |
\Hom_B(\omega_B/A, B)_\mathfrak q | |
$$ | |
is an isomorphism. | |
This suffices by Algebra, Lemma \ref{algebra-lemma-characterize-zero-local}. | |
By | |
Algebra, Lemma \ref{algebra-lemma-etale-makes-quasi-finite-finite-one-prime} | |
we can find an \'etale ring map $A \to A'$ and a prime | |
ideal $\mathfrak p' \subset A'$ lying over $\mathfrak p$ | |
such that $\kappa(\mathfrak p') = \kappa(\mathfrak p)$ and | |
such that | |
$$ | |
B' = B \otimes_A A' = C \times D | |
$$ | |
with $A' \to C$ finite and such that the unique prime $\mathfrak q'$ | |
of $B \otimes_A A'$ lying over $\mathfrak q$ and $\mathfrak p'$ | |
corresponds to a prime of $C$. Let $J'$ be the annihilator of | |
$\Ker(B' \otimes_{A'} B' \to B')$. By | |
Lemmas \ref{lemma-dualizing-flat-base-change}, | |
\ref{lemma-noether-different-base-change}, and | |
\ref{lemma-noether-pairing-compatibilities} | |
the map $J' \to \Hom_{B'}(\omega_{B'/A'}, B')$ | |
is gotten by applying the functor $- \otimes_B B'$ | |
to the map $J \to \Hom_B(\omega_{B/A}, B)$. | |
Since $B_\mathfrak q \to B'_{\mathfrak q'}$ is faithfully flat | |
it suffices to prove the result for $(A' \to B', \mathfrak q')$. | |
By Lemmas \ref{lemma-dualizing-product}, | |
\ref{lemma-noether-different-product}, and | |
\ref{lemma-noether-pairing-compatibilities} | |
this reduces us to the case proved in the first | |
paragraph of the proof. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-noether-different-flat-quasi-finite} | |
Let $A \to B$ be a flat quasi-finite homomorphism of Noetherian rings. | |
The diagram | |
$$ | |
\xymatrix{ | |
J \ar[rr] \ar[rd]_\mu & & | |
\Hom_B(\omega_{B/A}, B) \ar[ld]^{\varphi \mapsto \varphi(\tau_{B/A})} \\ | |
& B | |
} | |
$$ | |
commutes where the horizontal arrow is the isomorphism of | |
Lemma \ref{lemma-noether-pairing-flat-quasi-finite}. | |
Hence the Noether different of $B$ over $A$ | |
is the image of the map $\Hom_B(\omega_{B/A}, B) \to B$. | |
\end{lemma} | |
\begin{proof} | |
Exactly as in the proof of Lemma \ref{lemma-noether-pairing-flat-quasi-finite} | |
this reduces to the case of a finite free map $A \to B$. | |
In this case $\tau_{B/A} = \text{Trace}_{B/A}$. | |
Choose a basis $b_1, \ldots, b_n$ of $B$ as an $A$-module. | |
Let $\xi = \sum b_i \otimes c_i \in J$. Then $\mu(\xi) = \sum b_i c_i$. | |
On the other hand, the image of $\xi$ in $\Hom_B(\omega_{B/A}, B)$ | |
sends $\text{Trace}_{B/A}$ to $\sum \text{Trace}_{B/A}(b_i)c_i$. | |
Thus we have to show | |
$$ | |
\sum b_ic_i = \sum \text{Trace}_{B/A}(b_i)c_i | |
$$ | |
when $\xi = \sum b_i \otimes c_i \in J$. Write $b_i b_j = \sum_k a_{ij}^k b_k$ | |
for some $a_{ij}^k \in A$. Then the right hand side is | |
$\sum_{i, j} a_{ij}^j c_i$. On the other hand, $\xi \in J$ implies | |
$$ | |
(b_j \otimes 1)(\sum\nolimits_i b_i \otimes c_i) = | |
(1 \otimes b_j)(\sum\nolimits_i b_i \otimes c_i) | |
$$ | |
which implies that $b_j c_i = \sum_k a_{jk}^i c_k$. Thus the left hand side | |
is $\sum_{i, j} a_{ij}^i c_j$. Since $a_{ij}^k = a_{ji}^k$ the equality holds. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-noether-different} | |
Let $A \to B$ be a finite type ring map. Let $\mathfrak{D} \subset B$ | |
be the Noether different. Then $V(\mathfrak{D})$ is the set of primes | |
$\mathfrak q \subset B$ such that $A \to B$ is not unramified at $\mathfrak q$. | |
\end{lemma} | |
\begin{proof} | |
Assume $A \to B$ is unramified at $\mathfrak q$. After replacing | |
$B$ by $B_g$ for some $g \in B$, $g \not \in \mathfrak q$ we may | |
assume $A \to B$ is unramified (Algebra, Definition | |
\ref{algebra-definition-unramified} and | |
Lemma \ref{lemma-noether-different-localization}). | |
In this case $\Omega_{B/A} = 0$. Hence if $I = \Ker(B \otimes_A B \to B)$, | |
then $I/I^2 = 0$ by | |
Algebra, Lemma \ref{algebra-lemma-differentials-diagonal}. | |
Since $A \to B$ is of finite type, we see that $I$ is finitely | |
generated. Hence by Nakayama's lemma | |
(Algebra, Lemma \ref{algebra-lemma-NAK}) | |
there exists an element of the form $1 + i$ | |
annihilating $I$. It follows that $\mathfrak{D} = B$. | |
\medskip\noindent | |
Conversely, assume that $\mathfrak{D} \not \subset \mathfrak q$. | |
Then after replacing $B$ by a principal localization as above | |
we may assume $\mathfrak{D} = B$. This means there exists an | |
element of the form $1 + i$ in the annihilator of $I$. | |
Conversely this implies that $I/I^2 = \Omega_{B/A}$ is zero | |
and we conclude. | |
\end{proof} | |
\section{The K\"ahler different} | |
\label{section-kahler-different} | |
\noindent | |
Let $A \to B$ be a finite type ring map. The {\it K\"ahler different} is the | |
zeroth fitting ideal of $\Omega_{B/A}$ as a $B$-module. We globalize the | |
definition as follows. | |
\begin{definition} | |
\label{definition-kahler-different} | |
Let $f : Y \to X$ be a morphism of schemes which is locally of finite type. | |
The {\it K\"ahler different} is the $0$th fitting ideal of $\Omega_{Y/X}$. | |
\end{definition} | |
\noindent | |
The K\"ahler different is a quasi-coherent sheaf of ideals on $Y$. | |
\begin{lemma} | |
\label{lemma-base-change-kahler-different} | |
Consider a cartesian diagram of schemes | |
$$ | |
\xymatrix{ | |
Y' \ar[d]_{f'} \ar[r] & Y \ar[d]^f \\ | |
X' \ar[r]^g & X | |
} | |
$$ | |
with $f$ locally of finite type. Let $R \subset Y$, resp.\ $R' \subset Y'$ | |
be the closed subscheme cut out by the K\"ahler different of $f$, resp.\ $f'$. | |
Then $Y' \to Y$ induces an isomorphism $R' \to R \times_Y Y'$. | |
\end{lemma} | |
\begin{proof} | |
This is true because $\Omega_{Y'/X'}$ is the pullback of $\Omega_{Y/X}$ | |
(Morphisms, Lemma \ref{morphisms-lemma-base-change-differentials}) | |
and then we can apply | |
More on Algebra, Lemma \ref{more-algebra-lemma-fitting-ideal-basics}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-kahler-different} | |
Let $f : Y \to X$ be a morphism of schemes which is locally of finite type. | |
Let $R \subset Y$ be the closed subscheme defined by | |
the K\"ahler different. Then $R \subset Y$ is exactly | |
the set of points where $f$ is not unramified. | |
\end{lemma} | |
\begin{proof} | |
This is a copy of | |
Divisors, Lemma \ref{divisors-lemma-zero-fitting-ideal-omega-unramified}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-kahler-different-complete-intersection} | |
Let $A$ be a ring. Let $n \geq 1$ and | |
$f_1, \ldots, f_n \in A[x_1, \ldots, x_n]$. | |
Set $B = A[x_1, \ldots, x_n]/(f_1, \ldots, f_n)$. | |
The K\"ahler different of $B$ over $A$ is the ideal | |
of $B$ generated by $\det(\partial f_i/\partial x_j)$. | |
\end{lemma} | |
\begin{proof} | |
This is true because $\Omega_{B/A}$ has a presentation | |
$$ | |
\bigoplus\nolimits_{i = 1, \ldots, n} B f_i | |
\xrightarrow{\text{d}} | |
\bigoplus\nolimits_{j = 1, \ldots, n} B \text{d}x_j | |
\rightarrow \Omega_{B/A} \rightarrow 0 | |
$$ | |
by Algebra, Lemma \ref{algebra-lemma-differential-seq}. | |
\end{proof} | |
\section{The Dedekind different} | |
\label{section-dedekind-different} | |
\noindent | |
Let $A \to B$ be a ring map. We say {\it the Dedekind different is defined} | |
if $A$ is Noetherian, $A \to B$ is finite, | |
any nonzerodivisor on $A$ is a nonzerodivisor on $B$, and $K \to L$ is | |
\'etale where $K = Q(A)$ and $L = B \otimes_A K$. Then $K \subset L$ is | |
finite \'etale and | |
$$ | |
\mathcal{L}_{B/A} = \{x \in L \mid \text{Trace}_{L/K}(bx) \in A | |
\text{ for all }b \in B\} | |
$$ | |
is the Dedekind complementary module. In this situation the | |
{\it Dedekind different} is | |
$$ | |
\mathfrak{D}_{B/A} = \{x \in L \mid x\mathcal{L}_{B/A} \subset B\} | |
$$ | |
viewed as a $B$-submodule of $L$. | |
By Lemma \ref{lemma-dedekind-different-ideal} the Dedekind different is an | |
ideal of $B$ either if $A$ is normal or if $B$ is flat over $A$. | |
\begin{lemma} | |
\label{lemma-dedekind-different-ideal} | |
Assume the Dedekind different of $A \to B$ is defined. Consider the statements | |
\begin{enumerate} | |
\item $A \to B$ is flat, | |
\item $A$ is a normal ring, | |
\item $\text{Trace}_{L/K}(B) \subset A$, | |
\item $1 \in \mathcal{L}_{B/A}$, and | |
\item the Dedekind different $\mathfrak{D}_{B/A}$ is an ideal of $B$. | |
\end{enumerate} | |
Then we have (1) $\Rightarrow$ (3), (2) $\Rightarrow$ (3), | |
(3) $\Leftrightarrow$ (4), and (4) $\Rightarrow$ (5). | |
\end{lemma} | |
\begin{proof} | |
The equivalence of (3) and (4) and the | |
implication (4) $\Rightarrow$ (5) are immediate. | |
\medskip\noindent | |
If $A \to B$ is flat, then we see that $\text{Trace}_{B/A} : B \to A$ is | |
defined and that $\text{Trace}_{L/K}$ is the base change. Hence (3) holds. | |
\medskip\noindent | |
If $A$ is normal, then $A$ is a finite product of normal domains, | |
hence we reduce to the case of a normal domain. Then $K$ is | |
the fraction field of $A$ and $L = \prod L_i$ is a finite product of | |
finite separable field extensions of $K$. Then | |
$\text{Trace}_{L/K}(b) = \sum \text{Trace}_{L_i/K}(b_i)$ | |
where $b_i \in L_i$ is the image of $b$. | |
Since $b$ is integral over $A$ as $B$ is finite over $A$, | |
these traces are in $A$. This is true because the | |
minimal polynomial of $b_i$ over $K$ has coefficients in $A$ | |
(Algebra, Lemma \ref{algebra-lemma-minimal-polynomial-normal-domain}) | |
and because $\text{Trace}_{L_i/K}(b_i)$ is an | |
integer multiple of one of these coefficients | |
(Fields, Lemma \ref{fields-lemma-trace-and-norm-from-minimal-polynomial}). | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-dedekind-complementary-module} | |
If the Dedekind different of $A \to B$ is defined, then | |
there is a canonical isomorphism | |
$\mathcal{L}_{B/A} \to \omega_{B/A}$. | |
\end{lemma} | |
\begin{proof} | |
Recall that $\omega_{B/A} = \Hom_A(B, A)$ as $A \to B$ is finite. | |
We send $x \in \mathcal{L}_{B/A}$ to the map | |
$b \mapsto \text{Trace}_{L/K}(bx)$. | |
Conversely, given an $A$-linear map $\varphi : B \to A$ | |
we obtain a $K$-linear map $\varphi_K : L \to K$. Since $K \to L$ is finite | |
\'etale, we see that the trace pairing is nondegenerate | |
(Lemma \ref{lemma-discriminant}) and hence there exists a $x \in L$ such that | |
$\varphi_K(y) = \text{Trace}_{L/K}(xy)$ for all $y \in L$. | |
Then $x \in \mathcal{L}_{B/A}$ maps to $\varphi$ in $\omega_{B/A}$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-flat-dedekind-complementary-module-trace} | |
If the Dedekind different of $A \to B$ is defined and $A \to B$ is flat, then | |
\begin{enumerate} | |
\item the canonical isomorphism $\mathcal{L}_{B/A} \to \omega_{B/A}$ | |
sends $1 \in \mathcal{L}_{B/A}$ to the trace element | |
$\tau_{B/A} \in \omega_{B/A}$, and | |
\item the Dedekind different is | |
$\mathfrak{D}_{B/A} = \{b \in B \mid b\omega_{B/A} \subset B\tau_{B/A}\}$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
The first assertion | |
follows from the proof of Lemma \ref{lemma-dedekind-different-ideal} | |
and Lemma \ref{lemma-finite-flat-trace}. | |
The second assertion is immediate from the first and the | |
definitions. | |
\end{proof} | |
\section{The different} | |
\label{section-different} | |
\noindent | |
The motivation for the following definition is that it recovers the | |
Dedekind different in the finite flat case as we will see below. | |
\begin{definition} | |
\label{definition-different} | |
Let $f : Y \to X$ be a flat quasi-finite morphism of Noetherian schemes. | |
Let $\omega_{Y/X}$ be the relative dualizing module and let | |
$\tau_{Y/X} \in \Gamma(Y, \omega_{Y/X})$ be the trace element | |
(Remarks \ref{remark-relative-dualizing-for-quasi-finite} and | |
\ref{remark-relative-dualizing-for-flat-quasi-finite}). | |
The annihilator of | |
$$ | |
\Coker(\mathcal{O}_Y \xrightarrow{\tau_{Y/X}} \omega_{Y/X}) | |
$$ | |
is the {\it different} of $Y/X$. It is a coherent ideal | |
$\mathfrak{D}_f \subset \mathcal{O}_Y$. | |
\end{definition} | |
\noindent | |
We will generalize this in Remark \ref{remark-different-generalization} below. | |
Observe that $\mathfrak{D}_f$ is locally generated by one element if | |
$\omega_{Y/X}$ is an invertible $\mathcal{O}_Y$-module. | |
We first state the agreement with the Dedekind different. | |
\begin{lemma} | |
\label{lemma-flat-agree-dedekind} | |
Let $f : Y \to X$ be a flat quasi-finite morphism of Noetherian schemes. | |
Let $V = \Spec(B) \subset Y$, $U = \Spec(A) \subset X$ | |
be affine open subschemes with $f(V) \subset U$. | |
If the Dedekind different of $A \to B$ is defined, then | |
$$ | |
\mathfrak{D}_f|_V = \widetilde{\mathfrak{D}_{B/A}} | |
$$ | |
as coherent ideal sheaves on $V$. | |
\end{lemma} | |
\begin{proof} | |
This is clear from Lemmas \ref{lemma-dedekind-different-ideal} and | |
\ref{lemma-flat-dedekind-complementary-module-trace}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-flat-gorenstein-agree-noether} | |
Let $f : Y \to X$ be a flat quasi-finite morphism of Noetherian schemes. | |
Let $V = \Spec(B) \subset Y$, $U = \Spec(A) \subset X$ | |
be affine open subschemes with $f(V) \subset U$. | |
If $\omega_{Y/X}|_V$ is invertible, i.e., if $\omega_{B/A}$ | |
is an invertible $B$-module, then | |
$$ | |
\mathfrak{D}_f|_V = \widetilde{\mathfrak{D}} | |
$$ | |
as coherent ideal sheaves on $V$ where | |
$\mathfrak{D} \subset B$ is the Noether different of $B$ over $A$. | |
\end{lemma} | |
\begin{proof} | |
Consider the map | |
$$ | |
\SheafHom_{\mathcal{O}_Y}(\omega_{Y/X}, \mathcal{O}_Y) | |
\longrightarrow | |
\mathcal{O}_Y,\quad | |
\varphi \longmapsto \varphi(\tau_{Y/X}) | |
$$ | |
The image of this map corresponds to the Noether different | |
on affine opens, see Lemma \ref{lemma-noether-different-flat-quasi-finite}. | |
Hence the result follows from the elementary fact that given | |
an invertible module $\omega$ and a global section $\tau$ | |
the image of | |
$\tau : \SheafHom(\omega, \mathcal{O}) = \omega^{\otimes -1} \to \mathcal{O}$ | |
is the same as the annihilator of $\Coker(\tau : \mathcal{O} \to \omega)$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-base-change-different} | |
Consider a cartesian diagram of Noetherian schemes | |
$$ | |
\xymatrix{ | |
Y' \ar[d]_{f'} \ar[r] & Y \ar[d]^f \\ | |
X' \ar[r]^g & X | |
} | |
$$ | |
with $f$ flat and quasi-finite. Let $R \subset Y$, resp.\ $R' \subset Y'$ | |
be the closed subscheme cut out by the different | |
$\mathfrak{D}_f$, resp.\ $\mathfrak{D}_{f'}$. | |
Then $Y' \to Y$ induces a bijective closed immersion $R' \to R \times_Y Y'$. | |
If $g$ is flat or if $\omega_{Y/X}$ is invertible, then | |
$R' = R \times_Y Y'$. | |
\end{lemma} | |
\begin{proof} | |
There is an immediate reduction to the case where $X$, $X'$, $Y$, $Y'$ | |
are affine. In other words, we have a cocartesian diagram of Noetherian | |
rings | |
$$ | |
\xymatrix{ | |
B' & B \ar[l] \\ | |
A' \ar[u] & A \ar[l] \ar[u] | |
} | |
$$ | |
with $A \to B$ flat and quasi-finite. The base change map | |
$\omega_{B/A} \otimes_B B' \to \omega_{B'/A'}$ is an isomorphism | |
(Lemma \ref{lemma-dualizing-base-change-of-flat}) and maps | |
the trace element $\tau_{B/A}$ to the trace element $\tau_{B'/A'}$ | |
(Lemma \ref{lemma-trace-base-change}). | |
Hence the finite $B$-module $Q = \Coker(\tau_{B/A} : B \to \omega_{B/A})$ | |
satisfies $Q \otimes_B B' = \Coker(\tau_{B'/A'} : B' \to \omega_{B'/A'})$. | |
Thus $\mathfrak{D}_{B/A}B' \subset \mathfrak{D}_{B'/A'}$ which means | |
we obtain the closed immersion $R' \to R \times_Y Y'$. | |
Since $R = \text{Supp}(Q)$ and $R' = \text{Supp}(Q \otimes_B B')$ | |
(Algebra, Lemma \ref{algebra-lemma-support-closed}) | |
we see that $R' \to R \times_Y Y'$ is bijective by | |
Algebra, Lemma \ref{algebra-lemma-support-base-change}. | |
The equality $\mathfrak{D}_{B/A}B' = \mathfrak{D}_{B'/A'}$ holds | |
if $B \to B'$ is flat, e.g., if $A \to A'$ is flat, see | |
Algebra, Lemma \ref{algebra-lemma-annihilator-flat-base-change}. | |
Finally, if $\omega_{B/A}$ is invertible, then we can localize | |
and assume $\omega_{B/A} = B \lambda$. Writing $\tau_{B/A} = b\lambda$ | |
we see that $Q = B/bB$ and $\mathfrak{D}_{B/A} = bB$. | |
The same reasoning over $B'$ | |
gives $\mathfrak{D}_{B'/A'} = bB'$ and the lemma is proved. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-norm-different-in-discriminant} | |
Let $f : Y \to X$ be a finite flat morphism of Noetherian schemes. | |
Then $\text{Norm}_f : f_*\mathcal{O}_Y \to \mathcal{O}_X$ maps | |
$f_*\mathfrak{D}_f$ into the ideal sheaf of the discriminant $D_f$. | |
\end{lemma} | |
\begin{proof} | |
The norm map is constructed in | |
Divisors, Lemma \ref{divisors-lemma-finite-locally-free-has-norm} | |
and the discriminant of $f$ in Section \ref{section-discriminant}. | |
The question is affine local, hence we may assume $X = \Spec(A)$, | |
$Y = \Spec(B)$ and $f$ given by a finite locally free ring map $A \to B$. | |
Localizing further we may assume $B$ is finite free as an $A$-module. | |
Choose a basis $b_1, \ldots, b_n \in B$ for $B$ as an $A$-module. | |
Denote $b_1^\vee, \ldots, b_n^\vee$ the dual basis of | |
$\omega_{B/A} = \Hom_A(B, A)$ as an $A$-module. | |
Since the norm of $b$ is the determinant of $b : B \to B$ as an | |
$A$-linear map, we see that | |
$\text{Norm}_{B/A}(b) = \det(b_i^\vee(bb_j))$. | |
The discriminant is the principal closed subscheme of $\Spec(A)$ | |
defined by $\det(\text{Trace}_{B/A}(b_ib_j))$. | |
If $b \in \mathfrak{D}_{B/A}$ then | |
there exist $c_i \in B$ such that | |
$b \cdot b_i^\vee = c_i \cdot \text{Trace}_{B/A}$ where | |
we use a dot to indicate the $B$-module structure on $\omega_{B/A}$. | |
Write $c_i = \sum a_{il} b_l$. | |
We have | |
\begin{align*} | |
\text{Norm}_{B/A}(b) | |
& = | |
\det(b_i^\vee(bb_j)) \\ | |
& = | |
\det( (b \cdot b_i^\vee)(b_j)) \\ | |
& = | |
\det((c_i \cdot \text{Trace}_{B/A})(b_j)) \\ | |
& = | |
\det(\text{Trace}_{B/A}(c_ib_j)) \\ | |
& = | |
\det(a_{il}) \det(\text{Trace}_{B/A}(b_l b_j)) | |
\end{align*} | |
which proves the lemma. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-different-ramification} | |
Let $f : Y \to X$ be a flat quasi-finite morphism of Noetherian schemes. | |
The closed subscheme $R \subset Y$ defined by the different $\mathfrak{D}_f$ | |
is exactly the set of points where $f$ is not \'etale | |
(equivalently not unramified). | |
\end{lemma} | |
\begin{proof} | |
Since $f$ is of finite presentation and flat, we see that it is \'etale | |
at a point if and only if it is unramified at that point. Moreover, the | |
formation of the locus of ramified points commutes with base change. | |
See Morphisms, Section \ref{morphisms-section-etale} and especially | |
Morphisms, Lemma \ref{morphisms-lemma-set-points-where-fibres-etale}. | |
By Lemma \ref{lemma-base-change-different} the formation of $R$ commutes | |
set theoretically with base change. Hence it suffices to prove the | |
lemma when $X$ is the spectrum of a field. On the other hand, the | |
construction of $(\omega_{Y/X}, \tau_{Y/X})$ is local on $Y$. | |
Since $Y$ is a finite discrete space (being quasi-finite | |
over a field), we may assume $Y$ has a unique point. | |
\medskip\noindent | |
Say $X = \Spec(k)$ and $Y = \Spec(B)$ where $k$ is a field and $B$ is | |
a finite local $k$-algebra. If $Y \to X$ is \'etale, then | |
$B$ is a finite separable extension of $k$, and the trace | |
element $\text{Trace}_{B/k}$ is a basis element of $\omega_{B/k}$ | |
by Fields, Lemma \ref{fields-lemma-separable-trace-pairing}. | |
Thus $\mathfrak{D}_{B/k} = B$ in this case. | |
Conversely, if $\mathfrak{D}_{B/k} = B$, then we see from | |
Lemma \ref{lemma-norm-different-in-discriminant} | |
and the fact that the norm of $1$ equals $1$ that the | |
discriminant is empty. Hence | |
$Y \to X$ is \'etale by Lemma \ref{lemma-discriminant}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-norm-different-is-discriminant} | |
Let $f : Y \to X$ be a flat quasi-finite morphism of Noetherian schemes. | |
Let $R \subset Y$ be the closed subscheme defined by $\mathfrak{D}_f$. | |
\begin{enumerate} | |
\item If $\omega_{Y/X}$ is invertible, | |
then $R$ is a locally principal closed subscheme of $Y$. | |
\item If $\omega_{Y/X}$ is invertible and $f$ is finite, then | |
the norm of $R$ is the discriminant $D_f$ of $f$. | |
\item If $\omega_{Y/X}$ is invertible and $f$ | |
is \'etale at the associated points of $Y$, then $R$ | |
is an effective Cartier divisor and there is an | |
isomorphism $\mathcal{O}_Y(R) = \omega_{Y/X}$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Proof of (1). We may work locally on $Y$, hence we may assume | |
$\omega_{Y/X}$ is free of rank $1$. Say $\omega_{Y/X} = \mathcal{O}_Y\lambda$. | |
Then we can write $\tau_{Y/X} = h \lambda$ and then we see that | |
$R$ is defined by $h$, i.e., $R$ is locally principal. | |
\medskip\noindent | |
Proof of (2). We may assume $Y \to X$ is given by a finite free ring | |
map $A \to B$ and that $\omega_{B/A}$ is free of rank $1$ as $B$-module. | |
Choose a $B$-basis element $\lambda$ for $\omega_{B/A}$ and write | |
$\text{Trace}_{B/A} = b \cdot \lambda$ for some $b \in B$. | |
Then $\mathfrak{D}_{B/A} = (b)$ and $D_f$ is cut out by | |
$\det(\text{Trace}_{B/A}(b_ib_j))$ where $b_1, \ldots, b_n$ is a | |
basis of $B$ as an $A$-module. Let $b_1^\vee, \ldots, b_n^\vee$ | |
be the dual basis. | |
Writing $b_i^\vee = c_i \cdot \lambda$ we see that | |
$c_1, \ldots, c_n$ is a basis of $B$ as well. | |
Hence with $c_i = \sum a_{il}b_l$ we see that $\det(a_{il})$ | |
is a unit in $A$. Clearly, | |
$b \cdot b_i^\vee = c_i \cdot \text{Trace}_{B/A}$ | |
hence we conclude from the computation in the proof of | |
Lemma \ref{lemma-norm-different-in-discriminant} | |
that $\text{Norm}_{B/A}(b)$ is a unit times | |
$\det(\text{Trace}_{B/A}(b_ib_j))$. | |
\medskip\noindent | |
Proof of (3). In the notation above we see from | |
Lemma \ref{lemma-different-ramification} and the assumption | |
that $h$ does not vanish in | |
the associated points of $Y$, which implies that $h$ is a nonzerodivisor. | |
The canonical isomorphism sends $1$ to $\tau_{Y/X}$, see | |
Divisors, Lemma \ref{divisors-lemma-characterize-OD}. | |
\end{proof} | |
\section{Quasi-finite syntomic morphisms} | |
\label{section-quasi-finite-syntomic} | |
\noindent | |
This section discusses the fact that a quasi-finite syntomic morphism | |
has an invertible relative dualizing module. | |
\begin{lemma} | |
\label{lemma-syntomic-quasi-finite} | |
Let $f : Y \to X$ be a morphism of schemes. The following are equivalent | |
\begin{enumerate} | |
\item $f$ is locally quasi-finite and syntomic, | |
\item $f$ is locally quasi-finite, flat, and a local complete intersection | |
morphism, | |
\item $f$ is locally quasi-finite, flat, locally of finite presentation, | |
and the fibres of $f$ are local complete intersections, | |
\item $f$ is locally quasi-finite and for every $y \in Y$ there are | |
affine opens $y \in V = \Spec(B) \subset Y$, $U = \Spec(A) \subset X$ | |
with $f(V) \subset U$ an integer $n$ and | |
$h, f_1, \ldots, f_n \in A[x_1, \ldots, x_n]$ such that | |
$B = A[x_1, \ldots, x_n, 1/h]/(f_1, \ldots, f_n)$, | |
\item for every $y \in Y$ there are affine opens | |
$y \in V = \Spec(B) \subset Y$, $U = \Spec(A) \subset X$ | |
with $f(V) \subset U$ such that $A \to B$ is a relative global complete | |
intersection of the form $B = A[x_1, \ldots, x_n]/(f_1, \ldots, f_n)$, | |
\item $f$ is locally quasi-finite, flat, locally of finite presentation, | |
and $\NL_{X/Y}$ has tor-amplitude in $[-1, 0]$, and | |
\item $f$ is flat, locally of finite presentation, | |
$\NL_{X/Y}$ is perfect of rank $0$ with tor-amplitude in $[-1, 0]$, | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
The equivalence of (1) and (2) is | |
More on Morphisms, Lemma \ref{more-morphisms-lemma-flat-lci}. | |
The equivalence of (1) and (3) is | |
Morphisms, Lemma \ref{morphisms-lemma-syntomic-flat-fibres}. | |
\medskip\noindent | |
If $A \to B$ is as in (4), then | |
$B = A[x, x_1, \ldots, x_n]/(xh - 1, f_1, \ldots, f_n]$ | |
is a relative global complete intersection by see Algebra, Definition | |
\ref{algebra-definition-relative-global-complete-intersection}. | |
Thus (4) implies (5). | |
It is clear that (5) implies (4). | |
\medskip\noindent | |
Condition (5) implies (1): by | |
Algebra, Lemma \ref{algebra-lemma-relative-global-complete-intersection} | |
a relative global complete intersection is syntomic and | |
the definition of a relative global complete intersection | |
guarantees that a relative global complete intersection on | |
$n$ variables with $n$ equations is quasi-finite, see | |
Algebra, Definition | |
\ref{algebra-definition-relative-global-complete-intersection} and | |
Lemma \ref{algebra-lemma-isolated-point-fibre}. | |
\medskip\noindent | |
Either Algebra, Lemma \ref{algebra-lemma-syntomic} or | |
Morphisms, Lemma \ref{morphisms-lemma-syntomic-locally-standard-syntomic} | |
shows that (1) implies (5). | |
\medskip\noindent | |
More on Morphisms, Lemma \ref{more-morphisms-lemma-flat-fp-NL-lci} shows that | |
(6) is equivalent to (1). If the equivalent conditions (1) -- (6) hold, | |
then we see that affine locally $Y \to X$ is given by a relative global | |
complete intersection $B = A[x_1, \ldots, x_n]/(f_1, \ldots, f_n)$ | |
with the same number of variables as the number of | |
equations. Using this presentation we see that | |
$$ | |
\NL_{B/A} =\left( | |
(f_1, \ldots, f_n)/(f_1, \ldots, f_n)^2 | |
\longrightarrow | |
\bigoplus\nolimits_{i = 1, \ldots, n} B \text{d} x_i\right) | |
$$ | |
By Algebra, Lemma | |
\ref{algebra-lemma-relative-global-complete-intersection-conormal} | |
the module $(f_1, \ldots, f_n)/(f_1, \ldots, f_n)^2$ | |
is free with generators the congruence classes of the elements | |
$f_1, \ldots, f_n$. Thus $\NL_{B/A}$ has rank $0$ and so does $\NL_{Y/X}$. | |
In this way we see that (1) -- (6) imply (7). | |
\medskip\noindent | |
Finally, assume (7). By | |
More on Morphisms, Lemma \ref{more-morphisms-lemma-flat-fp-NL-lci} | |
we see that $f$ is syntomic. Thus on suitable affine opens | |
$f$ is given by a relative global complete intersection | |
$A \to B = A[x_1, \ldots, x_n]/(f_1, \ldots, f_m)$, see | |
Morphisms, Lemma \ref{morphisms-lemma-syntomic-locally-standard-syntomic}. | |
Exactly as above we see that $\NL_{B/A}$ is a perfect complex | |
of rank $n - m$. Thus $n = m$ and we see that (5) holds. | |
This finishes the proof. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-characterize-invertible} | |
Invertibility of the relative dualizing module. | |
\begin{enumerate} | |
\item If $A \to B$ is a quasi-finite flat homomorphism of Noetherian rings, | |
then $\omega_{B/A}$ is an invertible $B$-module if and only if | |
$\omega_{B \otimes_A \kappa(\mathfrak p)/\kappa(\mathfrak p)}$ | |
is an invertible $B \otimes_A \kappa(\mathfrak p)$-module | |
for all primes $\mathfrak p \subset A$. | |
\item If $Y \to X$ is a quasi-finite flat morphism of | |
Noetherian schemes, then $\omega_{Y/X}$ is invertible | |
if and only if $\omega_{Y_x/x}$ is invertible for all $x \in X$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Proof of (1). As $A \to B$ is flat, the module | |
$\omega_{B/A}$ is $A$-flat, see Lemma \ref{lemma-dualizing-base-flat-flat}. | |
Thus $\omega_{B/A}$ is an invertible $B$-module if and only if | |
$\omega_{B/A} \otimes_A \kappa(\mathfrak p)$ | |
is an invertible $B \otimes_A \kappa(\mathfrak p)$-module for | |
every prime $\mathfrak p \subset A$, see More on Morphisms, Lemma | |
\ref{more-morphisms-lemma-flat-and-free-at-point-fibre}. | |
Still using that $A \to B$ is flat, we have that | |
formation of $\omega_{B/A}$ commutes with base change, see | |
Lemma \ref{lemma-dualizing-base-change-of-flat}. | |
Thus we see that invertibility of the relative dualizing module, | |
in the presence of flatness, is equivalent to invertibility | |
of the relative dualizing module for the maps | |
$\kappa(\mathfrak p) \to B \otimes_A \kappa(\mathfrak p)$. | |
\medskip\noindent | |
Part (2) follows from (1) and the fact that affine locally | |
the dualizing modules are given by their algebraic counterparts, see | |
Remark \ref{remark-relative-dualizing-for-quasi-finite}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-dim-zero-global-complete-intersection-over-field} | |
Let $k$ be a field. Let $B = k[x_1, \ldots, x_n]/(f_1, \ldots, f_n)$ | |
be a global complete intersection over $k$ of dimension $0$. | |
Then $\omega_{B/k}$ is invertible. | |
\end{lemma} | |
\begin{proof} | |
By Noether normalization, see | |
Algebra, Lemma \ref{algebra-lemma-Noether-normalization} | |
we see that there exists a finite injection $k \to B$, i.e., | |
$\dim_k(B) < \infty$. Hence $\omega_{B/k} = \Hom_k(B, k)$ | |
as a $B$-module. | |
By Dualizing Complexes, Lemma \ref{dualizing-lemma-dualizing-finite} | |
we see that $R\Hom(B, k)$ is a dualizing complex for $B$ | |
and by Dualizing Complexes, Lemma \ref{dualizing-lemma-RHom-ext} | |
we see that $R\Hom(B, k)$ is equal to $\omega_{B/k}$ | |
placed in degree $0$. Thus it suffices to show that | |
$B$ is Gorenstein | |
(Dualizing Complexes, Lemma \ref{dualizing-lemma-gorenstein}). | |
This is true by Dualizing Complexes, Lemma | |
\ref{dualizing-lemma-gorenstein-lci}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-dualizing-syntomic-quasi-finite} | |
Let $f : Y \to X$ be a morphism of locally Noetherian schemes. If $f$ | |
satisfies the equivalent conditions of Lemma \ref{lemma-syntomic-quasi-finite} | |
then $\omega_{Y/X}$ is an invertible $\mathcal{O}_Y$-module. | |
\end{lemma} | |
\begin{proof} | |
We may assume $A \to B$ is a relative global complete | |
intersection of the form $B = A[x_1, \ldots, x_n]/(f_1, \ldots, f_n)$ | |
and we have to show $\omega_{B/A}$ is invertible. | |
This follows in combining Lemmas \ref{lemma-characterize-invertible} and | |
\ref{lemma-dim-zero-global-complete-intersection-over-field}. | |
\end{proof} | |
\begin{example} | |
\label{example-universal-quasi-finite-syntomic} | |
Let $n \geq 1$ and $d \geq 1$ be integers. Let $T$ be the set of | |
multi-indices $E = (e_1, \ldots, e_n)$ with $e_i \geq 0$ and | |
$\sum e_i \leq d$. Consider the ring | |
$$ | |
A = \mathbf{Z}[a_{i, E} ; 1 \leq i \leq n, E \in T] | |
$$ | |
In $A[x_1, \ldots, x_n]$ consider the elements | |
$f_i = \sum_{E \in T} a_{i, E} x^E$ where $x^E = x_1^{e_1} \ldots x_n^{e_n}$ | |
as is customary. Consider the $A$-algebra | |
$$ | |
B = A[x_1, \ldots, x_n]/(f_1, \ldots, f_n) | |
$$ | |
Denote $X_{n, d} = \Spec(A)$ and let $Y_{n, d} \subset \Spec(B)$ | |
be the maximal open subscheme such that the restriction of the | |
morphism $\Spec(B) \to \Spec(A) = X_{n, d}$ is quasi-finite, see | |
Algebra, Lemma \ref{algebra-lemma-quasi-finite-open}. | |
\end{example} | |
\begin{lemma} | |
\label{lemma-universal-quasi-finite-syntomic-etale} | |
With notation as in Example \ref{example-universal-quasi-finite-syntomic} | |
the schemes $X_{n, d}$ and $Y_{n, d}$ are regular and irreducible, | |
the morphism $Y_{n, d} \to X_{n, d}$ is locally quasi-finite and | |
syntomic, and there is a dense open subscheme $V \subset Y_{n, d}$ | |
such that $Y_{n, d} \to X_{n, d}$ restricts to an \'etale morphism | |
$V \to X_{n, d}$. | |
\end{lemma} | |
\begin{proof} | |
The scheme $X_{n, d}$ is the spectrum of the polynomial ring $A$. | |
Hence $X_{n, d}$ is regular and irreducible. Since we can write | |
$$ | |
f_i = a_{i, (0, \ldots, 0)} + | |
\sum\nolimits_{E \in T, E \not = (0, \ldots, 0)} a_{i, E} x^E | |
$$ | |
we see that the ring $B$ is isomorphic to the polynomial ring | |
on $x_1, \ldots, x_n$ and the elements $a_{i, E}$ with | |
$E \not = (0, \ldots, 0)$. Hence $\Spec(B)$ is an irreducible and | |
regular scheme and so is the open $Y_{n, d}$. The morphism | |
$Y_{n, d} \to X_{n, d}$ is locally quasi-finite and syntomic by | |
Lemma \ref{lemma-syntomic-quasi-finite}. To find $V$ it suffices | |
to find a single point where $Y_{n, d} \to X_{n, d}$ is \'etale | |
(the locus of points where a morphism is \'etale is open by | |
definition). Thus it suffices to find a point of $X_{n, d}$ | |
where the fibre of $Y_{n, d} \to X_{n, d}$ is nonempty and \'etale, see | |
Morphisms, Lemma \ref{morphisms-lemma-etale-at-point}. We choose | |
the point corresponding to the ring map $\chi : A \to \mathbf{Q}$ | |
sending $f_i$ to $1 + x_i^d$. Then | |
$$ | |
B \otimes_{A, \chi} \mathbf{Q} = | |
\mathbf{Q}[x_1, \ldots, x_n]/(x_1^d - 1, \ldots, x_n^d - 1) | |
$$ | |
which is a nonzero \'etale algebra over $\mathbf{Q}$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-locally-comes-from-universal} | |
Let $f : Y \to X$ be a morphism of schemes. If $f$ satisfies the equivalent | |
conditions of Lemma \ref{lemma-syntomic-quasi-finite} then for every | |
$y \in Y$ there exist $n, d$ and a commutative diagram | |
$$ | |
\xymatrix{ | |
Y \ar[d] & | |
V \ar[d] \ar[l] \ar[r] & | |
Y_{n, d} \ar[d] \\ | |
X & U \ar[l] \ar[r] & | |
X_{n, d} | |
} | |
$$ | |
where $U \subset X$ and $V \subset Y$ are open, where $Y_{n, d} \to X_{n, d}$ | |
is as in Example \ref{example-universal-quasi-finite-syntomic}, and | |
where the square on the right hand side is cartesian. | |
\end{lemma} | |
\begin{proof} | |
By Lemma \ref{lemma-syntomic-quasi-finite} | |
we can choose $U$ and $V$ affine so that | |
$U = \Spec(R)$ and $V = \Spec(S)$ with | |
$S = R[y_1, \ldots, y_n]/(g_1, \ldots, g_n)$. | |
With notation as in Example \ref{example-universal-quasi-finite-syntomic} | |
if we pick $d$ large enough, then we can write each $g_i$ as | |
$g_i = \sum_{E \in T} g_{i, E}y^E$ with $g_{i, E} \in R$. | |
Then the map $A \to R$ sending $a_{i, E}$ to $g_{i, E}$ | |
and the map $B \to S$ sending $x_i \to y_i$ give a cocartesian | |
diagram of rings | |
$$ | |
\xymatrix{ | |
S & B \ar[l] \\ | |
R \ar[u] & A \ar[l] \ar[u] | |
} | |
$$ | |
which proves the lemma. | |
\end{proof} | |
\section{Finite syntomic morphisms} | |
\label{section-finite-syntomic} | |
\noindent | |
This section is the analogue of Section \ref{section-quasi-finite-syntomic} | |
for finite syntomic morphisms. | |
\begin{lemma} | |
\label{lemma-syntomic-finite} | |
Let $f : Y \to X$ be a morphism of schemes. The following are equivalent | |
\begin{enumerate} | |
\item $f$ is finite and syntomic, | |
\item $f$ is finite, flat, and a local complete intersection morphism, | |
\item $f$ is finite, flat, locally of finite presentation, | |
and the fibres of $f$ are local complete intersections, | |
\item $f$ is finite and for every $x \in X$ there is an | |
affine open $x \in U = \Spec(A) \subset X$ an integer $n$ | |
and $f_1, \ldots, f_n \in A[x_1, \ldots, x_n]$ such that | |
$f^{-1}(U)$ is isomorphic to the spectrum of | |
$A[x_1, \ldots, x_n]/(f_1, \ldots, f_n)$, | |
\item $f$ is finite, flat, locally of finite presentation, | |
and $\NL_{X/Y}$ has tor-amplitude in $[-1, 0]$, and | |
\item $f$ is finite, flat, locally of finite presentation, and | |
$\NL_{X/Y}$ is perfect of rank $0$ with tor-amplitude in $[-1, 0]$, | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
The equivalence of (1), (2), (3), (5), and (6) | |
and the implication (4) $\Rightarrow$ (1) follow immediately | |
from Lemma \ref{lemma-syntomic-quasi-finite}. Assume the equivalent conditions | |
(1), (2), (3), (5), (6) hold. | |
Choose a point $x \in X$ and an affine open $U = \Spec(A)$ | |
of $x$ in $X$ and say $x$ corresponds to the prime ideal | |
$\mathfrak p \subset A$. Write $f^{-1}(U) = \Spec(B)$. | |
Write $B = A[x_1, \ldots, x_n]/I$. Since $\NL_{B/A}$ | |
is perfect of tor-amplitude in $[-1, 0]$ by (6) | |
we see that $I/I^2$ is a finite locally free $B$-module | |
of rank $n$. Since $B_\mathfrak p$ is semi-local we see that | |
$(I/I^2)_\mathfrak p$ is free of rank $n$, see | |
Algebra, Lemma \ref{algebra-lemma-locally-free-semi-local-free}. | |
Thus after replacing $A$ by a principal localization at | |
an element not in $\mathfrak p$ we may assume $I/I^2$ | |
is a free $B$-module of rank $n$. | |
Thus by Algebra, Lemma \ref{algebra-lemma-huber} | |
we can find a presentation of $B$ over $A$ | |
with the same number of variables as equations. In other words, | |
we may assume $B = A[x_1, \ldots, x_n]/(f_1, \ldots, f_n)$. | |
This proves (4). | |
\end{proof} | |
\begin{example} | |
\label{example-universal-finite-syntomic} | |
Let $d \geq 1$ be an integer. Consider variables | |
$a_{ij}^l$ for $1 \leq i, j, l \leq d$ and denote | |
$$ | |
A_d = \mathbf{Z}[a_{ij}^k]/J | |
$$ | |
where $J$ is the ideal generated by the elements | |
$$ | |
\left\{ | |
\begin{matrix} | |
\sum_l a_{ij}^la_{lk}^m - \sum_l a_{il}^ma_{jk}^l & \forall i, j, k, m \\ | |
a_{ij}^k - a_{ji}^k & \forall i, j, k \\ | |
a_{i1}^j - \delta_{ij} & \forall i, j | |
\end{matrix} | |
\right. | |
$$ | |
where $\delta_{ij}$ indices the Kronecker delta function. | |
We define an $A_d$-algebra $B_d$ as follows: as an $A_d$-module we set | |
$$ | |
B_d = A_d e_1 \oplus \ldots \oplus A_d e_d | |
$$ | |
The algebra structure is given by $A_d \to B_d$ mapping $1$ to $e_1$. | |
The multiplication on $B_d$ is the $A_d$-bilinar map | |
$$ | |
m : B_d \times B_d \longrightarrow B_d, \quad | |
m(e_i, e_j) = \sum a_{ij}^k e_k | |
$$ | |
It is straightforward to check that the relations given above | |
exactly force this to be an $A_d$-algebra structure. | |
The morphism | |
$$ | |
\pi_d : Y_d = \Spec(B_d) \longrightarrow \Spec(A_d) = X_d | |
$$ | |
is the ``universal'' finite free morphism of rank $d$. | |
\end{example} | |
\begin{lemma} | |
\label{lemma-universal-finite-syntomic} | |
With notation as in Example \ref{example-universal-finite-syntomic} | |
there is an open subscheme $U_d \subset X_d$ with the following property: | |
a morphism of schemes $X \to X_d$ factors through $U_d$ if and only | |
if $Y_d \times_{X_d} X \to X$ is syntomic. | |
\end{lemma} | |
\begin{proof} | |
Recall that being syntomic is the same thing as being flat and | |
a local complete intersection morphism, see | |
More on Morphisms, Lemma \ref{more-morphisms-lemma-flat-lci}. | |
The set $W_d \subset Y_d$ of points where $\pi_d$ is Koszul | |
is open in $Y_d$ and its formation commutes with arbitrary base change, see | |
More on Morphisms, Lemma \ref{more-morphisms-lemma-base-change-lci-fibres}. | |
Since $\pi_d$ is finite and hence closed, we see that | |
$Z = \pi_d(Y_d \setminus W_d)$ is closed. Since clearly $U_d = X_d \setminus Z$ | |
and since its formation commutes with base change we find that the lemma | |
is true. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-universal-finite-syntomic-smooth} | |
With notation as in Example \ref{example-universal-finite-syntomic} | |
and $U_d$ as in Lemma \ref{lemma-universal-finite-syntomic} | |
then $U_d$ is smooth over $\Spec(\mathbf{Z})$. | |
\end{lemma} | |
\begin{proof} | |
Let us use More on Morphisms, Lemma | |
\ref{more-morphisms-lemma-lifting-along-artinian-at-point} | |
to show that $U_d \to \Spec(\mathbf{Z})$ is smooth. | |
Namely, suppose that $\Spec(A) \to U_d$ is a morphism | |
and $A' \to A$ is a small extension. Then $B = A \otimes_{A_d} B_d$ | |
is a finite free $A$-algebra which is syntomic over $A$ | |
(by construction of $U_d$). By | |
Smoothing Ring Maps, Proposition \ref{smoothing-proposition-lift-smooth} | |
there exists a syntomic ring map $A' \to B'$ such that | |
$B \cong B' \otimes_{A'} A$. Set $e'_1 = 1 \in B'$. For $1 < i \leq d$ | |
choose lifts $e'_i \in B'$ of the elements | |
$1 \otimes e_i \in A \otimes_{A_d} B_d = B$. Then $e'_1, \ldots, e'_d$ | |
is a basis for $B'$ over $A'$ (for example see Algebra, Lemma | |
\ref{algebra-lemma-local-artinian-basis-when-flat}). | |
Thus we can write $e'_i e'_j = \sum \alpha_{ij}^l e'_l$ for unique | |
elements $\alpha_{ij}^l \in A'$ which satisfy the relations | |
$\sum_l \alpha_{ij}^l \alpha_{lk}^m = \sum_l \alpha_{il}^m \alpha _{jk}^l$ | |
and $\alpha_{ij}^k = \alpha_{ji}^k$ and $\alpha_{i1}^j - \delta_{ij}$ | |
in $A'$. This determines a morphism $\Spec(A') \to X_d$ by | |
sending $a_{ij}^l \in A_d$ to $\alpha_{ij}^l \in A'$. This morphism | |
agrees with the given morphism $\Spec(A) \to U_d$. Since $\Spec(A')$ | |
and $\Spec(A)$ have the same underlying topological space, we see | |
that we obtain the desired lift $\Spec(A') \to U_d$ and we | |
conclude that $U_d$ is smooth over $\mathbf{Z}$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-universal-finite-syntomic-etale} | |
With notation as in Example \ref{example-universal-finite-syntomic} | |
consider the open subscheme $U'_d \subset X_d$ over which | |
$\pi_d$ is \'etale. Then $U'_d$ is a dense subset of the | |
open $U_d$ of Lemma \ref{lemma-universal-finite-syntomic} | |
\end{lemma} | |
\begin{proof} | |
By exactly the same reasoning as in the proof of | |
Lemma \ref{lemma-universal-finite-syntomic}, using | |
Morphisms, Lemma \ref{morphisms-lemma-set-points-where-fibres-etale}, | |
there is a maximal open $U'_d \subset X_d$ over which $\pi_d$ is | |
\'etale. Moreover, since an \'etale morphism is syntomic, we see | |
that $U'_d \subset U_d$. To finish the proof we have to show | |
that $U'_d \subset U_d$ is dense. Let $u : \Spec(k) \to U_d$ be a morphism | |
where $k$ is a field. Let $B = k \otimes_{A_d} B_d$ as in the | |
proof of Lemma \ref{lemma-universal-finite-syntomic-smooth}. | |
We will show there is a local domain $A'$ with residue field $k$ | |
and a finite syntomic $A'$ algebra $B'$ with $B = k \otimes_{A'} B'$ | |
whose generic fibre is \'etale. Exactly as in the previous paragraph | |
this will determine a morphism $\Spec(A') \to U_d$ which will map the | |
generic point into $U'_d$ and the closed point to $u$, thereby | |
finishing the proof. | |
\medskip\noindent | |
By Lemma \ref{lemma-syntomic-finite} part (4) we can choose a presentation | |
$B = k[x_1, \ldots, x_n]/(f_1, \ldots, f_n)$. | |
Let $d'$ be the maximum total degree of the polynomials $f_1, \ldots, f_n$. | |
Let $Y_{n, d'} \to X_{n, d'}$ be as in | |
Example \ref{example-universal-quasi-finite-syntomic}. | |
By construction there is a morphism $u' : \Spec(k) \to X_{n, d'}$ | |
such that | |
$$ | |
\Spec(B) \cong Y_{n, d'} \times_{X_{n, d'}, u'} \Spec(k) | |
$$ | |
Denote $A = \mathcal{O}_{X_{n, d'}, u'}^h$ the henselization of the | |
local ring of $X_{n, d'}$ at the image of $u'$. Then we can write | |
$$ | |
Y_{n, d'} \times_{X_{n, d'}} \Spec(A) = Z \amalg W | |
$$ | |
with $Z \to \Spec(A)$ finite and $W \to \Spec(A)$ having empty | |
closed fibre, see | |
Algebra, Lemma \ref{algebra-lemma-characterize-henselian} part (13) | |
or the discussion in More on Morphisms, Section | |
\ref{more-morphisms-section-etale-localization}. | |
By Lemma \ref{lemma-universal-quasi-finite-syntomic-etale} | |
the local ring $A$ is regular (here we also use | |
More on Algebra, Lemma \ref{more-algebra-lemma-henselization-regular}) | |
and the morphism $Z \to \Spec(A)$ is \'etale over the generic point of | |
$\Spec(A)$ (because it is mapped to the generic point of $X_{d, n'}$). | |
By construction $Z \times_{\Spec(A)} \Spec(k) \cong \Spec(B)$. | |
This proves what we want except that the map from | |
residue field of $A$ to $k$ may not be an isomorphism. | |
By Algebra, Lemma \ref{algebra-lemma-flat-local-given-residue-field} | |
there exists a flat local ring map $A \to A'$ such that the residue | |
field of $A'$ is $k$. If $A'$ isn't a domain, then we choose a | |
minimal prime $\mathfrak p \subset A'$ (which lies over the | |
unique minimal prime of $A$ by flatness) and we replace | |
$A'$ by $A'/\mathfrak p$. Set $B'$ equal to the unique $A'$-algebra | |
such that $Z \times_{\Spec(A)} \Spec(A') = \Spec(B')$. | |
This finishes the proof. | |
\end{proof} | |
\begin{remark} | |
\label{remark-universal-finite-syntomic-smooth-top} | |
Let $\pi_d : Y_d \to X_d$ be as in | |
Example \ref{example-universal-finite-syntomic}. | |
Let $U_d \subset X_d$ be the maximal open over which | |
$V_d = \pi_d^{-1}(U_d)$ is finite syntomic as in | |
Lemma \ref{lemma-universal-finite-syntomic}. | |
Then it is also true that $V_d$ is smooth over $\mathbf{Z}$. | |
(Of course the morphism $V_d \to U_d$ is not smooth when $d \geq 2$.) | |
Arguing as in the proof of Lemma \ref{lemma-universal-finite-syntomic-smooth} | |
this corresponds to the following deformation | |
problem: given a small extension $C' \to C$ and | |
a finite syntomic $C$-algebra $B$ with a section $B \to C$, | |
find a finite syntomic $C'$-algebra $B'$ and a section $B' \to C'$ | |
whose tensor product with $C$ recovers $B \to C$. | |
By Lemma \ref{lemma-syntomic-finite} we may write | |
$B = C[x_1, \ldots, x_n]/(f_1, \ldots, f_n)$ as | |
a relative global complete intersection. | |
After a change of coordinates with may assume | |
$x_1, \ldots, x_n$ are in the kernel of $B \to C$. | |
Then the polynomials $f_i$ have vanishing constant terms. | |
Choose any lifts $f'_i \in C'[x_1, \ldots, x_n]$ of $f_i$ | |
with vanishing constant terms. Then | |
$B' = C'[x_1, \ldots, x_n]/(f'_1, \ldots, f'_n)$ | |
with section $B' \to C'$ sending $x_i$ to zero works. | |
\end{remark} | |
\begin{lemma} | |
\label{lemma-locally-comes-from-universal-finite} | |
Let $f : Y \to X$ be a morphism of schemes. If $f$ satisfies the equivalent | |
conditions of Lemma \ref{lemma-syntomic-finite} then for every | |
$x \in X$ there exist a $d$ and a commutative diagram | |
$$ | |
\xymatrix{ | |
Y \ar[d] & | |
V \ar[d] \ar[l] \ar[r] & | |
V_d \ar[d] \ar[r] & | |
Y_d \ar[d]^{\pi_d}\\ | |
X & | |
U \ar[l] \ar[r] & | |
U_d \ar[r] & | |
X_d | |
} | |
$$ | |
with the following properties | |
\begin{enumerate} | |
\item $U \subset X$ is open and $V = f^{-1}(U)$, | |
\item $\pi_d : Y_d \to X_d$ is as in | |
Example \ref{example-universal-finite-syntomic}, | |
\item $U_d \subset X_d$ is as in Lemma \ref{lemma-universal-finite-syntomic} | |
and $V_d = \pi_d^{-1}(U_d) \subset Y_d$, | |
\item where the middle square is cartesian. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Choose an affine open neighbourhood $U = \Spec(A) \subset X$ of $x$. | |
Write $V = f^{-1}(U) = \Spec(B)$. Then $B$ is a finite locally free | |
$A$-module and the inclusion $A \subset B$ is a locally direct summand. | |
Thus after shrinking $U$ we can choose a basis $1 = e_1, e_2, \ldots, e_d$ | |
of $B$ as an $A$-module. Write | |
$e_i e_j = \sum \alpha_{ij}^l e_l$ for unique | |
elements $\alpha_{ij}^l \in A$ which satisfy the relations | |
$\sum_l \alpha_{ij}^l \alpha_{lk}^m = \sum_l \alpha_{il}^m \alpha _{jk}^l$ | |
and $\alpha_{ij}^k = \alpha_{ji}^k$ and $\alpha_{i1}^j - \delta_{ij}$ | |
in $A$. This determines a morphism $\Spec(A) \to X_d$ by sending | |
$a_{ij}^l \in A_d$ to $\alpha_{ij}^l \in A$. By construction | |
$V \cong \Spec(A) \times_{X_d} Y_d$. By the definition of $U_d$ | |
we see that $\Spec(A) \to X_d$ factors through $U_d$. This | |
finishes the proof. | |
\end{proof} | |
\section{A formula for the different} | |
\label{section-formula-different} | |
\noindent | |
In this section we discuss the material in \cite[Appendix A]{Mazur-Roberts} | |
due to Tate. In our language, this will show that the different is | |
equal to the K\"ahler different in the case of a flat, quasi-finite, | |
local complete intersection morphism. | |
First we compute the Noether different in a special case. | |
\begin{lemma} | |
\label{lemma-tate} | |
\begin{reference} | |
\cite[Appendix]{Mazur-Roberts} | |
\end{reference} | |
Let $A \to P$ be a ring map. Let $f_1, \ldots, f_n \in P$ be a | |
Koszul regular sequence. Assume $B = P/(f_1, \ldots, f_n)$ | |
is flat over $A$. Let $g_1, \ldots, g_n \in P \otimes_A B$ | |
be a Koszul regular sequence generating the kernel of the multiplication | |
map $P \otimes_A B \to B$. Write $f_i \otimes 1 = \sum g_{ij} g_j$. | |
Then the annihilator of $\Ker(B \otimes_A B \to B)$ is a principal | |
ideal generated by the image of $\det(g_{ij})$. | |
\end{lemma} | |
\begin{proof} | |
The Koszul complex $K_\bullet = K(P, f_1, \ldots, f_n)$ is a resolution | |
of $B$ by finite free $P$-modules. The Koszul complex | |
$M_\bullet = K(P \otimes_A B, g_1, \ldots, g_n)$ is a resolution | |
of $B$ by finite free $P \otimes_A B$-modules. There is a map of | |
complexes | |
$$ | |
K_\bullet \longrightarrow M_\bullet | |
$$ | |
which in degree $1$ is given by the matrix $(g_{ij})$ and | |
in degree $n$ by $\det(g_{ij})$. See | |
More on Algebra, Lemma \ref{more-algebra-lemma-functorial}. | |
As $B$ is a flat $A$-module, we can view $M_\bullet$ as a complex | |
of flat $P$-modules (via $P \to P \otimes_A B$, $p \mapsto p \otimes 1$). | |
Thus we may use both complexes to compute $\text{Tor}_*^P(B, B)$ and | |
it follows that the displayed map defines a quasi-isomorphism after tensoring | |
with $B$. It is clear that $H_n(K_\bullet \otimes_P B) = B$. | |
On the other hand, $H_n(M_\bullet \otimes_P B)$ is the kernel of | |
$$ | |
B \otimes_A B \xrightarrow{g_1, \ldots, g_n} (B \otimes_A B)^{\oplus n} | |
$$ | |
Since $g_1, \ldots, g_n$ generate the kernel of $B \otimes_A B \to B$ | |
this proves the lemma. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-quasi-finite-complete-intersection} | |
Let $A$ be a ring. Let $n \geq 1$ and | |
$h, f_1, \ldots, f_n \in A[x_1, \ldots, x_n]$. | |
Set $B = A[x_1, \ldots, x_n, 1/h]/(f_1, \ldots, f_n)$. | |
Assume that $B$ is quasi-finite over $A$. | |
Then | |
\begin{enumerate} | |
\item $B$ is flat over $A$ and $A \to B$ is a relative local complete | |
intersection, | |
\item the annihilator $J$ of $I = \Ker(B \otimes_A B \to B)$ | |
is free of rank $1$ over $B$, | |
\item the Noether different of $B$ over $A$ is generated | |
by $\det(\partial f_i/\partial x_j)$ in $B$. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Note that | |
$B = A[x, x_1, \ldots, x_n]/(xh - 1, f_1, \ldots, f_n)$ | |
is a relative global complete intersection over $A$, see | |
Algebra, Definition | |
\ref{algebra-definition-relative-global-complete-intersection}. | |
By Algebra, Lemma \ref{algebra-lemma-relative-global-complete-intersection} | |
we see that $B$ is flat over $A$. | |
\medskip\noindent | |
Write $P' = A[x, x_1, \ldots, x_n]$ and | |
$P = P'/(xh - 1) = A[x_1, \ldots, x_n, 1/g]$. | |
Then we have $P' \to P \to B$. | |
By More on Algebra, Lemma | |
\ref{more-algebra-lemma-relative-global-complete-intersection-koszul} | |
we see that $xh - 1, f_1, \ldots, f_n$ is a Koszul regular sequence | |
in $P'$. Since $xh - 1$ is a Koszul regular sequence of length | |
one in $P'$ (by the same lemma for example) we conclude that | |
$f_1, \ldots, f_n$ is a Koszul regular sequence in $P$ by | |
More on Algebra, Lemma \ref{more-algebra-lemma-truncate-koszul-regular}. | |
\medskip\noindent | |
Let $g_i \in P \otimes_A B$ be the image of $x_i \otimes 1 - 1 \otimes x_i$. | |
Let us use the short hand $y_i = x_i \otimes 1$ and $z_i = 1 \otimes x_i$ | |
in $A[x_1, \ldots, x_n] \otimes_A A[x_1, \ldots, x_n]$ | |
so that $g_i$ is the image of $y_i - z_i$. For a polynomial | |
$f \in A[x_1, \ldots, x_n]$ we write $f(y) = f \otimes 1$ | |
and $f(z) = 1 \otimes f$ in the above tensor product. | |
Then we have | |
$$ | |
P \otimes_A B/(g_1, \ldots, g_n) = | |
\frac{A[y_1, \ldots, y_n, z_1, \ldots, z_n, \frac{1}{h(y)h(z)}]} | |
{(f_1(z), \ldots, f_n(z), y_1 - z_1, \ldots, y_n - z_n)} | |
$$ | |
which is clearly isomorphic to $B$. Hence by the same arguments | |
as above we find that $f_1(z), \ldots, f_n(z), y_1 - z_1, \ldots, y_n - z_n$ | |
is a Koszul regular sequence in | |
$A[y_1, \ldots, y_n, z_1, \ldots, z_n, \frac{1}{h(y)h(z)}]$. | |
The sequence $f_1(z), \ldots, f_n(z)$ is a Koszul regular in | |
$A[y_1, \ldots, y_n, z_1, \ldots, z_n, \frac{1}{h(y)h(z)}]$ | |
by flatness of the map | |
$$ | |
P \longrightarrow A[y_1, \ldots, y_n, z_1, \ldots, z_n, | |
\textstyle{\frac{1}{h(y)h(z)}}],\quad x_i \longmapsto z_i | |
$$ | |
and More on Algebra, Lemma | |
\ref{more-algebra-lemma-koszul-regular-flat-base-change}. | |
By More on Algebra, Lemma \ref{more-algebra-lemma-truncate-koszul-regular} | |
we conclude that $g_1, \ldots, g_n$ is a regular sequence | |
in $P \otimes_A B$. | |
\medskip\noindent | |
At this point we have verified all the assumptions of Lemma \ref{lemma-tate} | |
above with $P$, $f_1, \ldots, f_n$, and $g_i \in P \otimes_A B$ as above. | |
In particular the annihilator $J$ of $I$ is freely generated by one | |
element $\delta$ over $B$. | |
Set $f_{ij} = \partial f_i/\partial x_j \in A[x_1, \ldots, x_n]$. | |
An elementary computation shows that we can write | |
$$ | |
f_i(y) = | |
f_i(z_1 + g_1, \ldots, z_n + g_n) = | |
f_i(z) + \sum\nolimits_j f_{ij}(z) g_j + | |
\sum\nolimits_{j, j'} F_{ijj'}g_jg_{j'} | |
$$ | |
for some $F_{ijj'} \in A[y_1, \ldots, y_n, z_1, \ldots, z_n]$. | |
Taking the image in $P \otimes_A B$ the terms $f_i(z)$ map to | |
zero and we obtain | |
$$ | |
f_i \otimes 1 = \sum\nolimits_j | |
\left(1 \otimes f_{ij} + \sum\nolimits_{j'} F_{ijj'}g_{j'}\right)g_j | |
$$ | |
Thus we conclude from Lemma \ref{lemma-tate} | |
that $\delta = \det(g_{ij})$ with | |
$g_{ij} = 1 \otimes f_{ij} + \sum_{j'} F_{ijj'}g_{j'}$. | |
Since $g_{j'}$ maps to zero in $B$, we conclude | |
that the image of $\det(\partial f_i/\partial x_j)$ in $B$ | |
generates the Noether different of $B$ over $A$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-different-syntomic-quasi-finite} | |
Let $f : Y \to X$ be a morphism of Noetherian schemes. If $f$ | |
satisfies the equivalent conditions of Lemma \ref{lemma-syntomic-quasi-finite} | |
then the different $\mathfrak{D}_f$ of $f$ is the K\"ahler different | |
of $f$. | |
\end{lemma} | |
\begin{proof} | |
By Lemmas \ref{lemma-flat-gorenstein-agree-noether} and | |
\ref{lemma-dualizing-syntomic-quasi-finite} | |
the different of $f$ affine locally is the same as the | |
Noether different. Then the lemma follows from the | |
computation of the Noether different and the K\"ahler | |
different on standard affine pieces done in | |
Lemmas \ref{lemma-kahler-different-complete-intersection} and | |
\ref{lemma-quasi-finite-complete-intersection}. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-different-quasi-finite-complete-intersection} | |
Let $A$ be a ring. Let $n \geq 1$ and | |
$h, f_1, \ldots, f_n \in A[x_1, \ldots, x_n]$. | |
Set $B = A[x_1, \ldots, x_n, 1/h]/(f_1, \ldots, f_n)$. | |
Assume that $B$ is quasi-finite over $A$. | |
Then there is an isomorphism $B \to \omega_{B/A}$ | |
mapping $\det(\partial f_i/\partial x_j)$ to $\tau_{B/A}$. | |
\end{lemma} | |
\begin{proof} | |
Let $J$ be the annihilator of $\Ker(B \otimes_A B \to B)$. | |
By Lemma \ref{lemma-quasi-finite-complete-intersection} | |
the map $A \to B$ is flat and | |
$J$ is a free $B$-module with generator $\xi$ mapping to | |
$\det(\partial f_i/\partial x_j)$ in $B$. | |
Thus the lemma follows from | |
Lemma \ref{lemma-noether-different-flat-quasi-finite} | |
and the fact (Lemma \ref{lemma-dualizing-syntomic-quasi-finite}) | |
that $\omega_{B/A}$ is an invertible $B$-module. | |
(Warning: it is necessary to prove $\omega_{B/A}$ | |
is invertible because a finite $B$-module $M$ such | |
that $\Hom_B(M, B) \cong B$ need not be free.) | |
\end{proof} | |
\begin{example} | |
\label{example-different-for-monogenic} | |
Let $A$ be a Noetherian ring. Let $f, h \in A[x]$ such that | |
$$ | |
B = (A[x]/(f))_h = A[x, 1/h]/(f) | |
$$ | |
is quasi-finite over $A$. Let $f' \in A[x]$ be the derivative | |
of $f$ with respect to $x$. The ideal $\mathfrak{D} = (f') \subset B$ | |
is the Noether different of $B$ over $A$, | |
is the K\"ahler different of $B$ over $A$, and | |
is the ideal whose associated quasi-coherent sheaf of ideals is the | |
different of $\Spec(B)$ over $\Spec(A)$. | |
\end{example} | |
\begin{lemma} | |
\label{lemma-discriminant-quasi-finite-morphism-smooth} | |
Let $S$ be a Noetherian scheme. Let $X$, $Y$ be smooth schemes | |
of relative dimension $n$ over $S$. Let $f : Y \to X$ be a | |
quasi-finite morphism over $S$. | |
Then $f$ is flat and the closed subscheme $R \subset Y$ | |
cut out by the different of $f$ is the locally principal | |
closed subscheme cut out by | |
$$ | |
\wedge^n(\text{d}f) \in | |
\Gamma(Y, | |
(f^*\Omega^n_{X/S})^{\otimes -1} \otimes_{\mathcal{O}_Y} \Omega^n_{Y/S}) | |
$$ | |
If $f$ is \'etale at the associated points of $Y$, then $R$ is an | |
effective Cartier divisor and | |
$$ | |
f^*\Omega^n_{X/S} \otimes_{\mathcal{O}_Y} \mathcal{O}(R) = | |
\Omega^n_{Y/S} | |
$$ | |
as invertible sheaves on $Y$. | |
\end{lemma} | |
\begin{proof} | |
To prove that $f$ is flat, it suffices to prove $Y_s \to X_s$ | |
is flat for all $s \in S$ (More on Morphisms, Lemma | |
\ref{more-morphisms-lemma-morphism-between-flat-Noetherian}). | |
Flatness of $Y_s \to X_s$ follows from | |
Algebra, Lemma \ref{algebra-lemma-CM-over-regular-flat}. | |
By More on Morphisms, Lemma | |
\ref{more-morphisms-lemma-lci-permanence} | |
the morphism $f$ is a local complete intersection morphism. | |
Thus the statement on the different follows from the | |
corresponding statement on the K\"ahler different by | |
Lemma \ref{lemma-different-syntomic-quasi-finite}. | |
Finally, since we have the exact sequence | |
$$ | |
f^*\Omega_{X/S} \xrightarrow{\text{d}f} \Omega_{X/S} \to \Omega_{Y/X} \to 0 | |
$$ | |
by Morphisms, Lemma \ref{morphisms-lemma-triangle-differentials} | |
and since $\Omega_{X/S}$ and $\Omega_{Y/S}$ are finite locally free | |
of rank $n$ (Morphisms, Lemma | |
\ref{morphisms-lemma-smooth-omega-finite-locally-free}), | |
the statement for the K\"ahler different is clear from the definition | |
of the zeroth fitting ideal. If $f$ is \'etale at the associated | |
points of $Y$, then $\wedge^n\text{d}f$ does not vanish in | |
the associated points of $Y$, which implies that the local equation | |
of $R$ is a nonzerodivisor. Hence $R$ is an effective Cartier divisor. | |
The canonical isomorphism sends $1$ to $\wedge^n\text{d}f$, see | |
Divisors, Lemma \ref{divisors-lemma-characterize-OD}. | |
\end{proof} | |
\section{The Tate map} | |
\label{section-tate-map} | |
\noindent | |
In this section we produce an isomorphism between | |
the determinant of the relative cotangent complex and | |
the relative dualizing module for a locally quasi-finite | |
syntomic morphism of locally Noetherian schemes. Following | |
\cite[1.4.4]{Garel} we dub the isomorphism the Tate map. | |
Our approach is to avoid doing local calculations as | |
much as is possible. | |
\medskip\noindent | |
Let $Y \to X$ be a locally quasi-finite syntomic morphism of schemes. | |
We will use all the equivalent conditions for this notion given in | |
Lemma \ref{lemma-syntomic-quasi-finite} without further mention in | |
this section. In particular, we see that $\NL_{Y/X}$ is a perfect | |
object of $D(\mathcal{O}_Y)$ with tor-amplitude in $[-1, 0]$. Thus | |
we have a canonical invertible module | |
$\det(\NL_{Y/X})$ on $Y$ and a global section | |
$$ | |
\delta(\NL_{Y/X}) \in \Gamma(Y, \det(\NL_{Y/X})) | |
$$ | |
See Derived Categories of Schemes, Lemma | |
\ref{perfect-lemma-determinant-two-term-complexes}. | |
Suppose given a commutative diagram of schemes | |
$$ | |
\xymatrix{ | |
Y' \ar[r]_b \ar[d] & Y \ar[d] \\ | |
X' \ar[r] & X | |
} | |
$$ | |
whose vertical arrows are locally quasi-finite syntomic and which | |
induces an isomorphism of $Y'$ with an open of $X' \times_X Y$. | |
Then the canonical map | |
$$ | |
Lb^*\NL_{Y/X} \longrightarrow \NL_{Y'/X'} | |
$$ | |
is a quasi-isomorphism by | |
More on Morphisms, Lemma \ref{more-morphisms-lemma-base-change-NL-flat}. | |
Thus we get a canonical isomorphism | |
$b^*\det(\NL_{Y/X}) \to \det(\NL_{Y'/X'})$ which sends the | |
canonical section $\delta(\NL_{Y/X})$ to $\delta(\NL_{Y'/ X'})$, see | |
Derived Categories of Schemes, Remark \ref{perfect-remark-functorial-det}. | |
\begin{remark} | |
\label{remark-local-description-delta} | |
Let $Y \to X$ be a locally quasi-finite syntomic morphism of schemes. | |
What does the pair $(\det(\NL_{Y/X}), \delta(\NL_{Y/X}))$ look | |
like locally? Choose affine opens $V = \Spec(B) \subset Y$, | |
$U = \Spec(A) \subset X$ with $f(V) \subset U$ and an integer $n$ and | |
$f_1, \ldots, f_n \in A[x_1, \ldots, x_n]$ such that | |
$B = A[x_1, \ldots, x_n]/(f_1, \ldots, f_n)$. Then | |
$$ | |
\NL_{B/A} = \left( | |
(f_1, \ldots, f_n)/(f_1, \ldots, f_n)^2 | |
\longrightarrow | |
\bigoplus\nolimits_{i = 1, \ldots, n} B \text{d} x_i\right) | |
$$ | |
and $(f_1, \ldots, f_n)/(f_1, \ldots, f_n)^2$ is free with generators | |
the classes $\overline{f}_i$. See proof of | |
Lemma \ref{lemma-syntomic-quasi-finite}. | |
Thus $\det(L_{B/A})$ is free on the generator | |
$$ | |
\text{d}x_1 \wedge \ldots \wedge \text{d}x_n | |
\otimes | |
(\overline{f}_1 \wedge \ldots \wedge \overline{f}_n)^{\otimes -1} | |
$$ | |
and the section $\delta(\NL_{B/A})$ is the element | |
$$ | |
\delta(\NL_{B/A}) = | |
\det(\partial f_j/ \partial x_i) \cdot | |
\text{d}x_1 \wedge \ldots \wedge \text{d}x_n | |
\otimes | |
(\overline{f}_1 \wedge \ldots \wedge \overline{f}_n)^{\otimes -1} | |
$$ | |
by definition. | |
\end{remark} | |
\noindent | |
Let $Y \to X$ be a locally quasi-finite syntomic morphism of | |
locally Noetherian schemes. By | |
Remarks \ref{remark-relative-dualizing-for-quasi-finite} and | |
\ref{remark-relative-dualizing-for-flat-quasi-finite} we have | |
a coherent $\mathcal{O}_Y$-module $\omega_{Y/X}$ and a canonical | |
global section | |
$$ | |
\tau_{Y/X} \in \Gamma(Y, \omega_{Y/X}) | |
$$ | |
which affine locally recovers the pair $\omega_{B/A}, \tau_{B/A}$. | |
By Lemma \ref{lemma-dualizing-syntomic-quasi-finite} the module | |
$\omega_{Y/X}$ is invertible. Suppose given a commutative diagram of | |
locally Noetherian schemes | |
$$ | |
\xymatrix{ | |
Y' \ar[r]_b \ar[d] & Y \ar[d] \\ | |
X' \ar[r] & X | |
} | |
$$ | |
whose vertical arrows are locally quasi-finite syntomic and which | |
induces an isomorphism of $Y'$ with an open of $X' \times_X Y$. | |
Then there is a canonical base change map | |
$$ | |
b^*\omega_{Y/X} \longrightarrow \omega_{Y'/X'} | |
$$ | |
which is an isomorphism | |
mapping $\tau_{Y/X}$ to $\tau_{Y'/X'}$. Namely, the base change map | |
in the affine setting is (\ref{equation-bc-dualizing}), it is an | |
isomorphism by Lemma \ref{lemma-dualizing-base-change-of-flat}, and it | |
maps $\tau_{Y/X}$ to $\tau_{Y'/X'}$ by | |
Lemma \ref{lemma-trace-base-change} part (1). | |
\begin{proposition} | |
\label{proposition-tate-map} | |
There exists a unique rule that to every locally quasi-finite syntomic | |
morphism of locally Noetherian schemes $Y \to X$ assigns an isomorphism | |
$$ | |
c_{Y/X} : \det(\NL_{Y/X}) \longrightarrow \omega_{Y/X} | |
$$ | |
satisfying the following two properties | |
\begin{enumerate} | |
\item the section $\delta(\NL_{Y/X})$ is mapped to $\tau_{Y/X}$, and | |
\item the rule is compatible with restriction to opens and with | |
base change. | |
\end{enumerate} | |
\end{proposition} | |
\begin{proof} | |
Let us reformulate the statement of the proposition. Consider the category | |
$\mathcal{C}$ whose objects, denoted $Y/X$, are locally quasi-finite syntomic | |
morphism $Y \to X$ of locally Noetherian schemes and whose morphisms | |
$b/a : Y'/X' \to Y/X$ are commutative diagrams | |
$$ | |
\xymatrix{ | |
Y' \ar[d] \ar[r]_b & Y \ar[d] \\ | |
X' \ar[r]^a & X | |
} | |
$$ | |
which induce an isomorphism of $Y'$ with an open subscheme of | |
$X' \times_X Y$. The proposition means that for every object | |
$Y/X$ of $\mathcal{C}$ we have an isomorphism | |
$c_{Y/X} : \det(\NL_{Y/X}) \to \omega_{Y/X}$ | |
with $c_{Y/X}(\delta(\NL_{Y/X})) = \tau_{Y/X}$ | |
and for every morphism $b/a : Y'/X' \to Y/X$ of $\mathcal{C}$ we have | |
$b^*c_{Y/X} = c_{Y'/X'}$ via the identifications | |
$b^*\det(\NL_{Y/X}) = \det(\NL_{Y'/X'})$ and | |
$b^*\omega_{Y/X} = \omega_{Y'/X'}$ described above. | |
\medskip\noindent | |
Given $Y/X$ in $\mathcal{C}$ and $y \in Y$ we can find | |
an affine open $V \subset Y$ and $U \subset X$ with $f(V) \subset U$ | |
such that there exists some isomorphism | |
$$ | |
\det(\NL_{Y/X})|_V \longrightarrow \omega_{Y/X}|_V | |
$$ | |
mapping $\delta(\NL_{Y/X})|_V$ to $\tau_{Y/X}|_V$. This follows | |
from picking affine opens as in | |
Lemma \ref{lemma-syntomic-quasi-finite} part (5), the affine | |
local description of $\delta(\NL_{Y/X})$ in | |
Remark \ref{remark-local-description-delta}, and | |
Lemma \ref{lemma-different-quasi-finite-complete-intersection}. | |
If the annihilator of the section $\tau_{Y/X}$ is zero, then | |
these local maps are unique and automatically glue. Hence if the annihilator | |
of $\tau_{Y/X}$ is zero, then there is a unique isomorphism | |
$c_{Y/X} : \det(\NL_{Y/X}) \to \omega_{Y/X}$ with | |
$c_{Y/X}(\delta(\NL_{Y/X})) = \tau_{Y/X}$. | |
If $b/a : Y'/X' \to Y/X$ is a morphism of $\mathcal{C}$ | |
and the annihilator of $\tau_{Y'/X'}$ is zero as well, | |
then $b^*c_{Y/X}$ is the unique isomorphism | |
$c_{Y'/X'} : \det(\NL_{Y'/X'}) \to \omega_{Y'/X'}$ with | |
$c_{Y'/X'}(\delta(\NL_{Y'/X'})) = \tau_{Y'/X'}$. | |
This follows formally from the fact that | |
$b^*\delta(\NL_{Y/X}) = \delta(\NL_{Y'/X'})$ and | |
$b^*\tau_{Y/X} = \tau_{Y'/X'}$. | |
\medskip\noindent | |
We can summarize the results of the previous paragraph as follows. | |
Let $\mathcal{C}_{nice} \subset \mathcal{C}$ denote the | |
full subcategory of $Y/X$ such that the annihilator of | |
$\tau_{Y/X}$ is zero. Then we have solved the problem | |
on $\mathcal{C}_{nice}$. For $Y/X$ in $\mathcal{C}_{nice}$ | |
we continue to denote $c_{Y/X}$ the solution we've just found. | |
\medskip\noindent | |
Consider morphisms | |
$$ | |
Y_1/X_1 \xleftarrow{b_1/a_1} Y/X \xrightarrow{b_2/a_2} Y_2/X_2 | |
$$ | |
in $\mathcal{C}$ such that $Y_1/X_1$ and $Y_2/X_2$ are objects | |
of $\mathcal{C}_{nice}$. {\bf Claim.} $b_1^*c_{Y_1/X_1} = b_2^*c_{Y_2/X_2}$. | |
We will first show that the claim implies the proposition | |
and then we will prove the claim. | |
\medskip\noindent | |
Let $d, n \geq 1$ and consider the locally | |
quasi-finite syntomic morphism $Y_{n, d} \to X_{n, d}$ | |
constructed in Example \ref{example-universal-quasi-finite-syntomic}. | |
Then $Y_{n, d}$ is an irreducible regular scheme and the | |
morphism $Y_{n, d} \to X_{n, d}$ is locally quasi-finite syntomic | |
and \'etale over a dense open, see | |
Lemma \ref{lemma-universal-quasi-finite-syntomic-etale}. | |
Thus $\tau_{Y_{n, d}/X_{n, d}}$ is nonzero for example by | |
Lemma \ref{lemma-different-ramification}. Now a nonzero section | |
of an invertible module over an irreducible regular scheme | |
has vanishing annihilator. Thus | |
$Y_{n, d}/X_{n, d}$ is an object of $\mathcal{C}_{nice}$. | |
\medskip\noindent | |
Let $Y/X$ be an arbitrary object of $\mathcal{C}$. Let $y \in Y$. | |
By Lemma \ref{lemma-locally-comes-from-universal} we can find | |
$n, d \geq 1$ and morphisms | |
$$ | |
Y/X \leftarrow V/U \xrightarrow{b/a} Y_{n, d}/X_{n, d} | |
$$ | |
of $\mathcal{C}$ such that $V \subset Y$ and $U \subset X$ are open. | |
Thus we can pullback the canonical morphism $c_{Y_{n, d}/X_{n, d}}$ | |
constructed above by $b$ to $V$. The claim guarantees these local | |
isomorphisms glue! Thus we get a well defined global isomorphism | |
$c_{Y/X} : \det(\NL_{Y/X}) \to \omega_{Y/X}$ with | |
$c_{Y/X}(\delta(\NL_{Y/X})) = \tau_{Y/X}$. | |
If $b/a : Y'/X' \to Y/X$ is a morphism of $\mathcal{C}$, then | |
the claim also implies that the similarly constructed map | |
$c_{Y'/X'}$ is the pullback by $b$ of the locally constructed | |
map $c_{Y/X}$. Thus it remains to prove the claim. | |
\medskip\noindent | |
In the rest of the proof we prove the claim. We may pick a point | |
$y \in Y$ and prove the maps agree in an open neighbourhood of $y$. | |
Thus we may replace $Y_1$, $Y_2$ by open neighbourhoods of the | |
image of $y$ in $Y_1$ and $Y_2$. Thus we may assume there are | |
morphisms | |
$$ | |
Y_{n_1, d_1}/X_{n_1, d_1} \leftarrow Y_1/X_1 | |
\quad\text{and}\quad | |
Y_2/X_2 \rightarrow Y_{n_2, d_2}/X_{n_2, d_2} | |
$$ | |
These are morphisms of $\mathcal{C}_{nice}$ for which we know the | |
desired compatibilities. Thus we may replace | |
$Y_1/X_1$ by $Y_{n_1, d_1}/X_{n_1, d_1}$ and | |
$Y_2/X_2$ by $Y_{n_2, d_2}/X_{n_2, d_2}$. This reduces us to the | |
case that $Y_1, X_1, Y_2, X_2$ are of finite type over $\mathbf{Z}$. | |
(The astute reader will realize that this step wouldn't have been | |
necessary if we'd defined $\mathcal{C}_{nice}$ to consist only | |
of those objects $Y/X$ with $Y$ and $X$ of finite type over $\mathbf{Z}$.) | |
\medskip\noindent | |
Assume $Y_1, X_1, Y_2, X_2$ are of finite type over $\mathbf{Z}$. | |
After replacing $Y, X, Y_1, X_1, Y_2, X_2$ by suitable open neighbourhoods | |
of the image of $y$ we may assume $Y, X, Y_1, X_1, Y_2, X_2$ are affine. | |
We may write $X = \lim X_\lambda$ as a cofiltered limit of affine | |
schemes of finite type over $X_1 \times X_2$. For each $\lambda$ | |
we get | |
$$ | |
Y_1 \times_{X_1} X_\lambda | |
\quad\text{and}\quad | |
X_\lambda \times_{X_2} Y_2 | |
$$ | |
If we take limits we obtain | |
$$ | |
\lim Y_1 \times_{X_1} X_\lambda = | |
Y_1 \times_{X_1} X \supset Y \subset | |
X \times_{X_2} Y_2 = \lim X_\lambda \times_{X_2} Y_2 | |
$$ | |
By Limits, Lemma \ref{limits-lemma-descend-opens} | |
we can find a $\lambda$ and opens | |
$V_{1, \lambda} \subset Y_1 \times_{X_1} X_\lambda$ and | |
$V_{2, \lambda} \subset X_\lambda \times_{X_2} Y_2$ | |
whose base change to $X$ recovers $Y$ (on both sides). | |
After increasing $\lambda$ we may assume | |
there is an isomorphism | |
$V_{1, \lambda} \to V_{2, \lambda}$ whose base change to $X$ is the | |
identity on $Y$, see | |
Limits, Lemma \ref{limits-lemma-descend-finite-presentation}. | |
Then we have the commutative diagram | |
$$ | |
\xymatrix{ | |
& Y/X \ar[d] \ar[ld]_{b_1/a_1} \ar[rd]^{b_2/a_2} \\ | |
Y_1/X_1 & V_{1, \lambda}/X_\lambda \ar[l] \ar[r] & Y_2/X_2 | |
} | |
$$ | |
Thus it suffices to prove the claim for the lower row | |
of the diagram and we reduce to the case discussed in the | |
next paragraph. | |
\medskip\noindent | |
Assume $Y, X, Y_1, X_1, Y_2, X_2$ are affine of finite type over $\mathbf{Z}$. | |
Write $X = \Spec(A)$, $X_i = \Spec(A_i)$. The ring map $A_1 \to A$ corresponding | |
to $X \to X_1$ is of finite type and hence we may choose a surjection | |
$A_1[x_1, \ldots, x_n] \to A$. Similarly, we may choose a surjection | |
$A_2[y_1, \ldots, y_m] \to A$. Set $X'_1 = \Spec(A_1[x_1, \ldots, x_n])$ | |
and $X'_2 = \Spec(A_2[y_1, \ldots, y_m])$. | |
Set $Y'_1 = Y_1 \times_{X_1} X'_1$ and $Y'_2 = Y_2 \times_{X_2} X'_2$. | |
We get the following diagram | |
$$ | |
Y_1/X_1 \leftarrow | |
Y'_1/X'_1 \leftarrow | |
Y/X | |
\rightarrow Y'_2/X'_2 | |
\rightarrow Y_2/X_2 | |
$$ | |
Since $X'_1 \to X_1$ and $X'_2 \to X_2$ are flat, the same is true | |
for $Y'_1 \to Y_1$ and $Y'_2 \to Y_2$. It follows easily that the | |
annihilators of $\tau_{Y'_1/X'_1}$ and $\tau_{Y'_2/X'_2}$ are zero. | |
Hence $Y'_1/X'_1$ and $Y'_2/X'_2$ are in $\mathcal{C}_{nice}$. | |
Thus the outer morphisms in the displayed diagram are morphisms | |
of $\mathcal{C}_{nice}$ for which we know the desired compatibilities. | |
Thus it suffices to prove the claim for | |
$Y'_1/X'_1 \leftarrow Y/X \rightarrow Y'_2/X'_2$. This reduces us | |
to the case discussed in the next paragraph. | |
\medskip\noindent | |
Assume $Y, X, Y_1, X_1, Y_2, X_2$ are affine of finite type over | |
$\mathbf{Z}$ and $X \to X_1$ and $X \to X_2$ are closed immersions. | |
Consider the open embeddings | |
$Y_1 \times_{X_1} X \supset Y \subset X \times_{X_2} Y_2$. | |
There is an open neighbourhood $V \subset Y$ of $y$ which is a | |
standard open of both $Y_1 \times_{X_1} X$ and $X \times_{X_2} Y_2$. | |
This follows from Schemes, Lemma \ref{schemes-lemma-standard-open-two-affines} | |
applied to the scheme obtained by glueing $Y_1 \times_{X_1} X$ and | |
$X \times_{X_2} Y_2$ along $Y$; details omitted. | |
Since $X \times_{X_2} Y_2$ is a closed subscheme of $Y_2$ | |
we can find a standard open $V_2 \subset Y_2$ such that | |
$V_2 \times_{X_2} X = V$. Similarly, we can find a standard open | |
$V_1 \subset Y_1$ such that $V_1 \times_{X_1} X = V$. | |
After replacing $Y, Y_1, Y_2$ by $V, V_1, V_2$ we reduce to the | |
case discussed in the next paragraph. | |
\medskip\noindent | |
Assume $Y, X, Y_1, X_1, Y_2, X_2$ are affine of finite type over | |
$\mathbf{Z}$ and $X \to X_1$ and $X \to X_2$ are closed immersions | |
and $Y_1 \times_{X_1} X = Y = X \times_{X_2} Y_2$. | |
Write $X = \Spec(A)$, $X_i = \Spec(A_i)$, $Y = \Spec(B)$, | |
$Y_i = \Spec(B_i)$. Then we can consider the affine schemes | |
$$ | |
X' = \Spec(A_1 \times_A A_2) = \Spec(A') | |
\quad\text{and}\quad | |
Y' = \Spec(B_1 \times_B B_2) = \Spec(B') | |
$$ | |
Observe that $X' = X_1 \amalg_X X_2$ and $Y' = Y_1 \amalg_Y Y_2$, see | |
More on Morphisms, Lemma \ref{more-morphisms-lemma-basic-example-pushout}. | |
By More on Algebra, Lemma \ref{more-algebra-lemma-fibre-product-finite-type} | |
the rings $A'$ and $B'$ are of finite type over $\mathbf{Z}$. By | |
More on Algebra, Lemma \ref{more-algebra-lemma-module-over-fibre-product} | |
we have $B' \otimes_A A_1 = B_1$ and $B' \times_A A_2 = B_2$. | |
In particular a fibre of $Y' \to X'$ over a point of | |
$X' = X_1 \amalg_X X_2$ is always equal to either a fibre of $Y_1 \to X_1$ | |
or a fibre of $Y_2 \to X_2$. By More on Algebra, Lemma | |
\ref{more-algebra-lemma-flat-module-over-fibre-product} | |
the ring map $A' \to B'$ is flat. Thus by | |
Lemma \ref{lemma-syntomic-quasi-finite} part (3) | |
we conclude that $Y'/X'$ is an object of $\mathcal{C}$. | |
Consider now the commutative diagram | |
$$ | |
\xymatrix{ | |
& Y/X \ar[ld]_{b_1/a_1} \ar[rd]^{b_2/a_2} \\ | |
Y_1/X_1 \ar[rd] & & Y_2/X_2 \ar[ld] \\ | |
& Y'/X' | |
} | |
$$ | |
Now we would be done if $Y'/X'$ is an object of $\mathcal{C}_{nice}$. | |
Namely, then pulling back $c_{Y'/X'}$ around the two sides of the | |
square, we would obtain the desired conclusion. Now, in fact, it | |
is true that $Y'/X'$ is an object of | |
$\mathcal{C}_{nice}$\footnote{Namely, the structure | |
sheaf $\mathcal{O}_{Y'}$ is a subsheaf of | |
$(Y_1 \to Y')_*\mathcal{O}_{Y_1} \times (Y_2 \to Y')_*\mathcal{O}_{Y_2}$.}. | |
But it is amusing to note that we don't even need this. | |
Namely, the arguments above show that, | |
after possibly shrinking all of the schemes | |
$X, Y, X_1, Y_1, X_2, Y_2, X', Y'$ we can find some | |
$n, d \geq 1$, and extend the diagram like so: | |
$$ | |
\xymatrix{ | |
& Y/X \ar[ld]_{b_1/a_1} \ar[rd]^{b_2/a_2} \\ | |
Y_1/X_1 \ar[rd] & & Y_2/X_2 \ar[ld] \\ | |
& Y'/X' \ar[d] \\ | |
& Y_{n, d}/X_{n, d} | |
} | |
$$ | |
and then we can use the already given argument by pulling | |
back from $c_{Y_{n, d}/X_{n, d}}$. This finishes the proof. | |
\end{proof} | |
\section{A generalization of the different} | |
\label{section-different-generalization} | |
\noindent | |
In this section we generalize Definition \ref{definition-different} | |
to take into account all cases of ring maps $A \to B$ | |
where the Dedekind different is defined and $1 \in \mathcal{L}_{B/A}$. | |
First we explain the condition ``$A \to B$ maps nonzerodivisors to | |
nonzerodivisors and induces a flat map $Q(A) \to Q(A) \otimes_A B$''. | |
\begin{lemma} | |
\label{lemma-explain-condition} | |
Let $A \to B$ be a map of Noetherian rings. Consider the conditions | |
\begin{enumerate} | |
\item nonzerodivisors of $A$ map to nonzerodivisors of $B$, | |
\item (1) holds and $Q(A) \to Q(A) \otimes_A B$ is flat, | |
\item $A \to B_\mathfrak q$ is flat for every | |
$\mathfrak q \in \text{Ass}(B)$, | |
\item (3) holds and $A \to B_\mathfrak q$ is flat for every $\mathfrak q$ | |
lying over an element in $\text{Ass}(A)$. | |
\end{enumerate} | |
Then we have the following implications | |
$$ | |
\xymatrix{ | |
(1) & (2) \ar@{=>}[l] \ar@{=>}[d] \\ | |
(3) \ar@{=>}[u] & (4) \ar@{=>}[l] | |
} | |
$$ | |
If going up holds for $A \to B$ then (2) and (4) are equivalent. | |
\end{lemma} | |
\begin{proof} | |
The horizontal implications in the diagram are trivial. | |
Let $S \subset A$ be the set of nonzerodivisors so that | |
$Q(A) = S^{-1}A$ and $Q(A) \otimes_A B = S^{-1}B$. Recall that | |
$S = A \setminus \bigcup_{\mathfrak p \in \text{Ass}(A)} \mathfrak p$ | |
by Algebra, Lemma \ref{algebra-lemma-ass-zero-divisors}. | |
Let $\mathfrak q \subset B$ be a prime lying over $\mathfrak p \subset A$. | |
\medskip\noindent | |
Assume (2). If $\mathfrak q \in \text{Ass}(B)$ then | |
$\mathfrak q$ consists of zerodivisors, hence (1) implies | |
the same is true for $\mathfrak p$. Hence | |
$\mathfrak p$ corresponds to a prime of $S^{-1}A$. | |
Hence $A \to B_\mathfrak q$ is flat by our assumption (2). | |
If $\mathfrak q$ lies over an associated prime $\mathfrak p$ | |
of $A$, then certainly $\mathfrak p \in \Spec(S^{-1}A)$ and the | |
same argument works. | |
\medskip\noindent | |
Assume (3). Let $f \in A$ be a nonzerodivisor. If $f$ were a zerodivisor | |
on $B$, then $f$ is contained in an associated prime $\mathfrak q$ | |
of $B$. Since $A \to B_\mathfrak q$ is flat by assumption, we conclude that | |
$\mathfrak p$ is an associated prime of $A$ by | |
Algebra, Lemma \ref{algebra-lemma-bourbaki}. This would imply that | |
$f$ is a zerodivisor on $A$, a contradiction. | |
\medskip\noindent | |
Assume (4) and going up for $A \to B$. We already know (1) holds. | |
If $\mathfrak q$ corresponds to a prime of $S^{-1}B$ then $\mathfrak p$ | |
is contained in an associated prime $\mathfrak p'$ of $A$. By going up | |
there exists a prime $\mathfrak q'$ containing $\mathfrak q$ and lying | |
over $\mathfrak p$. Then $A \to B_{\mathfrak q'}$ is flat by | |
(4). Hence $A \to B_{\mathfrak q}$ is flat as a localization. | |
Thus $A \to S^{-1}B$ is flat and so is $S^{-1}A \to S^{-1}B$, see | |
Algebra, Lemma \ref{algebra-lemma-flat-localization}. | |
\end{proof} | |
\begin{remark} | |
\label{remark-different-generalization} | |
We can generalize Definition \ref{definition-different}. | |
Suppose that $f : Y \to X$ is a quasi-finite morphism of Noetherian schemes | |
with the following properties | |
\begin{enumerate} | |
\item the open $V \subset Y$ where $f$ is flat contains | |
$\text{Ass}(\mathcal{O}_Y)$ and $f^{-1}(\text{Ass}(\mathcal{O}_X))$, | |
\item the trace element $\tau_{V/X}$ comes from a section | |
$\tau \in \Gamma(Y, \omega_{Y/X})$. | |
\end{enumerate} | |
Condition (1) implies that $V$ contains the associated points of | |
$\omega_{Y/X}$ by Lemma \ref{lemma-dualizing-associated-primes}. | |
In particular, $\tau$ is unique if it exists | |
(Divisors, Lemma \ref{divisors-lemma-restriction-injective-open-contains-ass}). | |
Given $\tau$ we can define the different $\mathfrak{D}_f$ as the annihilator of | |
$\Coker(\tau : \mathcal{O}_Y \to \omega_{Y/X})$. This agrees with the | |
Dedekind different in many cases (Lemma \ref{lemma-agree-dedekind}). | |
However, for non-flat maps between non-normal rings, this generalization | |
no longer measures ramification of the morphism, see | |
Example \ref{example-no-different}. | |
\end{remark} | |
\begin{lemma} | |
\label{lemma-agree-dedekind} | |
Assume the Dedekind different is defined for $A \to B$. | |
Set $X = \Spec(A)$ and $Y = \Spec(B)$. The generalization of | |
Remark \ref{remark-different-generalization} | |
applies to the morphism $f : Y \to X$ if and only if | |
$1 \in \mathcal{L}_{B/A}$ (e.g., if $A$ is normal, see | |
Lemma \ref{lemma-dedekind-different-ideal}). | |
In this case $\mathfrak{D}_{B/A}$ is an ideal of $B$ and we have | |
$$ | |
\mathfrak{D}_f = \widetilde{\mathfrak{D}_{B/A}} | |
$$ | |
as coherent ideal sheaves on $Y$. | |
\end{lemma} | |
\begin{proof} | |
As the Dedekind different for $A \to B$ is defined we can apply | |
Lemma \ref{lemma-explain-condition} to see that | |
$Y \to X$ satisfies condition (1) of | |
Remark \ref{remark-different-generalization}. | |
Recall that there is a canonical isomorphism | |
$c : \mathcal{L}_{B/A} \to \omega_{B/A}$, see | |
Lemma \ref{lemma-dedekind-complementary-module}. | |
Let $K = Q(A)$ and $L = K \otimes_A B$ as above. | |
By construction the map $c$ fits into a commutative diagram | |
$$ | |
\xymatrix{ | |
\mathcal{L}_{B/A} \ar[r] \ar[d]_c & L \ar[d] \\ | |
\omega_{B/A} \ar[r] & \Hom_K(L, K) | |
} | |
$$ | |
where the right vertical arrow sends $x \in L$ to the map | |
$y \mapsto \text{Trace}_{L/K}(xy)$ and the lower horizontal | |
arrow is the base change map (\ref{equation-bc-dualizing}) for $\omega_{B/A}$. | |
We can factor the lower horizontal map as | |
$$ | |
\omega_{B/A} = \Gamma(Y, \omega_{Y/X}) | |
\to \Gamma(V, \omega_{V/X}) \to \Hom_K(L, K) | |
$$ | |
Since all associated points of $\omega_{V/X}$ | |
map to associated primes of $A$ | |
(Lemma \ref{lemma-dualizing-associated-primes}) | |
we see that the second map is injective. | |
The element $\tau_{V/X}$ maps to $\text{Trace}_{L/K}$ in | |
$\Hom_K(L, K)$ by the very definition of trace elements | |
(Definition \ref{definition-trace-element}). | |
Thus $\tau$ as in condition (2) of | |
Remark \ref{remark-different-generalization} | |
exists if and only if $1 \in \mathcal{L}_{B/A}$ and then | |
$\tau = c(1)$. In this case, by Lemma \ref{lemma-dedekind-different-ideal} | |
we see that $\mathfrak{D}_{B/A} \subset B$. | |
Finally, the agreement of $\mathfrak{D}_f$ with $\mathfrak{D}_{B/A}$ | |
is immediate from the definitions and the fact $\tau = c(1)$ seen above. | |
\end{proof} | |
\begin{example} | |
\label{example-no-different} | |
Let $k$ be a field. Let $A = k[x, y]/(xy)$ and $B = k[u, v]/(uv)$ and let | |
$A \to B$ be given by $x \mapsto u^n$ and $y \mapsto v^m$ for some | |
$n, m \in \mathbf{N}$ prime to the characteristic of $k$. Then | |
$A_{x + y} \to B_{x + y}$ is (finite) \'etale hence we are in the situation | |
where the Dedekind different is defined. A computation shows that | |
$$ | |
\text{Trace}_{L/K}(1) = (nx + my)/(x + y),\quad | |
\text{Trace}_{L/K}(u^i) = 0,\quad \text{Trace}_{L/K}(v^j) = 0 | |
$$ | |
for $1 \leq i < n$ and $1 \leq j < m$. We conclude that | |
$1 \in \mathcal{L}_{B/A}$ if and only if $n = m$. Moreover, a | |
computation shows that if $n = m$, then $\mathcal{L}_{B/A} = B$ | |
and the Dedekind different is $B$ as well. In other words, we find that | |
the different of Remark \ref{remark-different-generalization} | |
is defined for $\Spec(B) \to \Spec(A)$ | |
if and only if $n = m$, and in this case the different is the | |
unit ideal. Thus we see that in nonflat cases the nonvanishing | |
of the different does not guarantee the morphism is \'etale or unramified. | |
\end{example} | |
\section{Comparison with duality theory} | |
\label{section-comparison} | |
\noindent | |
In this section we compare the elementary algebraic constructions | |
above with the constructions in the chapter on duality theory | |
for schemes. | |
\begin{lemma} | |
\label{lemma-compare-dualizing} | |
Let $f : Y \to X$ be a quasi-finite separated morphism of Noetherian schemes. | |
For every pair of affine opens $\Spec(B) = V \subset Y$, | |
$\Spec(A) = U \subset X$ with $f(V) \subset U$ there is an isomorphism | |
$$ | |
H^0(V, f^!\mathcal{O}_Y) = \omega_{B/A} | |
$$ | |
where $f^!$ is as in | |
Duality for Schemes, Section \ref{duality-section-upper-shriek}. | |
These isomorphisms are compatible with restriction maps and define a canonical | |
isomorphism $H^0(f^!\mathcal{O}_X) = \omega_{Y/X}$ with | |
$\omega_{Y/X}$ as in Remark \ref{remark-relative-dualizing-for-quasi-finite}. | |
Similarly, if $f : Y \to X$ is a quasi-finite morphism of schemes of | |
finite type over a Noetherian base $S$ endowed with a dualizing complex | |
$\omega_S^\bullet$, then $H^0(f_{new}^!\mathcal{O}_X) = \omega_{Y/X}$. | |
\end{lemma} | |
\begin{proof} | |
By Zariski's main theorem we can choose a factorization $f = f' \circ j$ | |
where $j : Y \to Y'$ is an open immersion and $f' : Y' \to X$ is a finite | |
morphism, see More on Morphisms, Lemma | |
\ref{more-morphisms-lemma-quasi-finite-separated-pass-through-finite}. | |
By our construction in | |
Duality for Schemes, Lemma \ref{duality-lemma-shriek-well-defined} we have | |
$f^! = j^* \circ a'$ where | |
$a' : D_\QCoh(\mathcal{O}_X) \to D_\QCoh(\mathcal{O}_{Y'})$ | |
is the right adjoint to $Rf'_*$ of | |
Duality for Schemes, Lemma \ref{duality-lemma-twisted-inverse-image}. | |
By Duality for Schemes, Lemma \ref{duality-lemma-finite-twisted} | |
we see that | |
$\Phi(a'(\mathcal{O}_X)) = R\SheafHom(f'_*\mathcal{O}_{Y'}, \mathcal{O}_X)$ in | |
$D_\QCoh^+(f'_*\mathcal{O}_{Y'})$. In particular $a'(\mathcal{O}_X)$ has | |
vanishing cohomology sheaves in degrees $< 0$. The zeroth cohomology sheaf | |
is determined by the isomorphism | |
$$ | |
f'_*H^0(a'(\mathcal{O}_X)) = | |
\SheafHom_{\mathcal{O}_X}(f'_*\mathcal{O}_{Y'}, \mathcal{O}_X) | |
$$ | |
as $f'_*\mathcal{O}_{Y'}$-modules via the equivalence of | |
Morphisms, Lemma \ref{morphisms-lemma-affine-equivalence-modules}. | |
Writing $(f')^{-1}U = V' = \Spec(B')$, we obtain | |
$$ | |
H^0(V', a'(\mathcal{O}_X)) = \Hom_A(B', A). | |
$$ | |
As the zeroth cohomology sheaf of $a'(\mathcal{O}_X)$ | |
is a quasi-coherent module we find that | |
the restriction to $V$ is given by | |
$\omega_{B/A} = \Hom_A(B', A) \otimes_{B'} B$ as desired. | |
\medskip\noindent | |
The statement about restriction maps signifies that the restriction mappings | |
of the quasi-coherent $\mathcal{O}_{Y'}$-module $H^0(a'(\mathcal{O}_X))$ | |
for opens in $Y'$ agrees with the maps defined in | |
Lemma \ref{lemma-localize-dualizing} | |
for the modules $\omega_{B/A}$ via the isomorphisms given above. | |
This is clear. | |
\medskip\noindent | |
Let $f : Y \to X$ be a quasi-finite morphism of schemes of finite type | |
over a Noetherian base $S$ endowed with a dualizing complex $\omega_S^\bullet$. | |
Consider opens $V \subset Y$ and $U \subset X$ with $f(V) \subset U$ | |
and $V$ and $U$ separated over $S$. Denote $f|_V : V \to U$ the restriction | |
of $f$. By the discussion above and | |
Duality for Schemes, Lemma \ref{duality-lemma-duality-bootstrap} | |
there are canonical isomorphisms | |
$$ | |
H^0(f_{new}^!\mathcal{O}_X)|_V = H^0((f|_V)^!\mathcal{O}_U) = \omega_{V/U} = | |
\omega_{Y/X}|_V | |
$$ | |
We omit the verification that these isomorphisms glue to a global | |
isomorphism $H^0(f_{new}^!\mathcal{O}_X) \to \omega_{Y/X}$. | |
\end{proof} | |
\begin{lemma} | |
\label{lemma-compare-trace} | |
Let $f : Y \to X$ be a finite flat morphism of Noetherian schemes. | |
The map | |
$$ | |
\text{Trace}_f : f_*\mathcal{O}_Y \longrightarrow \mathcal{O}_X | |
$$ | |
of Section \ref{section-discriminant} | |
corresponds to a map $\mathcal{O}_Y \to f^!\mathcal{O}_X$ (see proof). | |
Denote $\tau_{Y/X} \in H^0(Y, f^!\mathcal{O}_X)$ the image of $1$. | |
Via the isomorphism $H^0(f^!\mathcal{O}_X) = \omega_{X/Y}$ of | |
Lemma \ref{lemma-compare-dualizing} | |
this agrees with the construction in | |
Remark \ref{remark-relative-dualizing-for-flat-quasi-finite}. | |
\end{lemma} | |
\begin{proof} | |
The functor $f^!$ is defined in | |
Duality for Schemes, Section \ref{duality-section-upper-shriek}. | |
Since $f$ is finite (and hence proper), we see that $f^!$ is given by | |
the right adjoint to pushforward for $f$. In | |
Duality for Schemes, Section \ref{duality-section-duality-finite} | |
we have made this adjoint explicit. In particular, | |
the object $f^!\mathcal{O}_X$ consists of a single | |
cohomology sheaf placed in degree $0$ and for this sheaf we have | |
$$ | |
f_*f^!\mathcal{O}_X = | |
\SheafHom_{\mathcal{O}_X}(f_*\mathcal{O}_Y, \mathcal{O}_X) | |
$$ | |
To see this we use also that $f_*\mathcal{O}_Y$ is finite locally free | |
as $f$ is a finite flat morphism of Noetherian schemes | |
and hence all higher Ext sheaves are zero. Some details omitted. | |
Thus finally | |
$$ | |
\text{Trace}_f \in | |
\Hom_{\mathcal{O}_X}(f_*\mathcal{O}_Y, \mathcal{O}_X) = | |
\Gamma(X, f_*f^!\mathcal{O}_X) = | |
\Gamma(Y, f^!\mathcal{O}_X) | |
$$ | |
On the other hand, we have $f^!\mathcal{O}_X = \omega_{Y/X}$ | |
by the identification of Lemma \ref{lemma-compare-dualizing}. | |
Thus we now have two elements, namely $\text{Trace}_f$ | |
and $\tau_{Y/X}$ from | |
Remark \ref{remark-relative-dualizing-for-flat-quasi-finite} in | |
$$ | |
\Gamma(Y, f^!\mathcal{O}_X) = \Gamma(Y, \omega_{Y/X}) | |
$$ | |
and the lemma says these elements are the same. | |
\medskip\noindent | |
Let $U = \Spec(A) \subset X$ be an affine open with inverse image | |
$V = \Spec(B) \subset Y$. Since $f$ is finite, we see that | |
$A \to B$ is finite and hence the $\omega_{Y/X}(V) = \Hom_A(B,A)$ | |
by construction and this isomorphism agrees with the identification | |
of $f_*f^!\mathcal{O}_Y$ with | |
$\SheafHom_{\mathcal{O}_X}(f_*\mathcal{O}_Y, \mathcal{O}_X)$ discussed | |
above. Hence the agreement of $\text{Trace}_f$ and $\tau_{Y/X}$ | |
follows from the fact that $\tau_{B/A} = \text{Trace}_{B/A}$ | |
by Lemma \ref{lemma-finite-flat-trace}. | |
\end{proof} | |
\section{Quasi-finite Gorenstein morphisms} | |
\label{section-gorenstein-lci} | |
\noindent | |
This section discusses quasi-finite Gorenstein morphisms. | |
\begin{lemma} | |
\label{lemma-gorenstein-quasi-finite} | |
Let $f : Y \to X$ be a quasi-finite morphism of Noetherian schemes. | |
The following are equivalent | |
\begin{enumerate} | |
\item $f$ is Gorenstein, | |
\item $f$ is flat and the fibres of $f$ are Gorenstein, | |
\item $f$ is flat and $\omega_{Y/X}$ is invertible | |
(Remark \ref{remark-relative-dualizing-for-quasi-finite}), | |
\item for every $y \in Y$ there are affine opens | |
$y \in V = \Spec(B) \subset Y$, $U = \Spec(A) \subset X$ | |
with $f(V) \subset U$ such that $A \to B$ is flat | |
and $\omega_{B/A}$ is an invertible $B$-module. | |
\end{enumerate} | |
\end{lemma} | |
\begin{proof} | |
Parts (1) and (2) are equivalent by definition. Parts (3) and (4) | |
are equivalent by the construction of $\omega_{Y/X}$ in | |
Remark \ref{remark-relative-dualizing-for-quasi-finite}. | |
Thus we have to show that (1)-(2) is equivalent to (3)-(4). | |
\medskip\noindent | |
First proof. Working affine locally we can assume $f$ is a separated | |
morphism and apply Lemma \ref{lemma-compare-dualizing} to see that | |
$\omega_{Y/X}$ is the zeroth cohomology sheaf of $f^!\mathcal{O}_X$. | |
Under both assumptions $f$ is flat and quasi-finite, hence | |
$f^!\mathcal{O}_X$ is isomorphic to $\omega_{Y/X}[0]$, see | |
Duality for Schemes, Lemma \ref{duality-lemma-flat-quasi-finite-shriek}. Hence | |
the equivalence follows from | |
Duality for Schemes, Lemma | |
\ref{duality-lemma-affine-flat-Noetherian-gorenstein}. | |
\medskip\noindent | |
Second proof. By Lemma \ref{lemma-characterize-invertible}, | |
we see that it suffices to prove the equivalence of | |
(2) and (3) when $X$ is the spectrum of a field $k$. | |
Then $Y = \Spec(B)$ where $B$ is a finite $k$-algebra. | |
In this case $\omega_{B/A} = \omega_{B/k} = \Hom_k(B, k)$ | |
placed in degree $0$ is a dualizing complex for $B$, see | |
Dualizing Complexes, Lemma \ref{dualizing-lemma-dualizing-finite}. | |
Thus the equivalence follows from | |
Dualizing Complexes, Lemma \ref{dualizing-lemma-gorenstein}. | |
\end{proof} | |
\begin{remark} | |
\label{remark-collect-results-qf-gorenstein} | |
Let $f : Y \to X$ be a quasi-finite Gorenstein morphism of Noetherian schemes. | |
Let $\mathfrak D_f \subset \mathcal{O}_Y$ be the different and let | |
$R \subset Y$ be the closed subscheme cut out by $\mathfrak D_f$. | |
Then we have | |
\begin{enumerate} | |
\item $\mathfrak D_f$ is a locally principal ideal, | |
\item $R$ is a locally principal closed subscheme, | |
\item $\mathfrak D_f$ is affine locally the same as the Noether different, | |
\item formation of $R$ commutes with base change, | |
\item if $f$ is finite, then the norm of $R$ is the discriminant of $f$, and | |
\item if $f$ is \'etale in the associated points of $Y$, then | |
$R$ is an effective Cartier divisor and $\omega_{Y/X} = \mathcal{O}_Y(R)$. | |
\end{enumerate} | |
This follows from Lemmas \ref{lemma-flat-gorenstein-agree-noether}, | |
\ref{lemma-base-change-different}, and | |
\ref{lemma-norm-different-is-discriminant}. | |
\end{remark} | |
\begin{remark} | |
\label{remark-collect-results-qf-gorenstein-two} | |
Let $S$ be a Noetherian scheme endowed with a dualizing complex | |
$\omega_S^\bullet$. Let $f : Y \to X$ be a quasi-finite Gorenstein | |
morphism of compactifyable schemes over $S$. Assume moreover | |
$Y$ and $X$ Cohen-Macaulay and $f$ \'etale at the generic | |
points of $Y$. Then we can combine | |
Duality for Schemes, Remark | |
\ref{duality-remark-CM-morphism-compare-dualizing} and | |
Remark \ref{remark-collect-results-qf-gorenstein} | |
to see that we have a canonical isomorphism | |
$$ | |
\omega_Y = f^*\omega_X \otimes_{\mathcal{O}_Y} \omega_{Y/X} = | |
f^*\omega_X \otimes_{\mathcal{O}_Y} \mathcal{O}_Y(R) | |
$$ | |
of $\mathcal{O}_Y$-modules. If further $f$ is finite, | |
then the isomorphism $\mathcal{O}_Y(R) = \omega_{Y/X}$ comes | |
from the global section $\tau_{Y/X} \in H^0(Y, \omega_{Y/X})$ | |
which corresponds via duality to the map | |
$\text{Trace}_f : f_*\mathcal{O}_Y \to \mathcal{O}_X$, see | |
Lemma \ref{lemma-compare-trace}. | |
\end{remark} | |
\input{chapters} | |
\bibliography{my} | |
\bibliographystyle{amsalpha} | |
\end{document} | |