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Zhangir Azerbayev
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theory BKR_Decision
imports BKR_Algorithm
"Berlekamp_Zassenhaus.Factorize_Rat_Poly"
"Algebraic_Numbers.Real_Roots"
"BKR_Proofs"
"HOL.Deriv"
begin
section "Algorithm"
subsection "Parsing"
(* Formula type *)
datatype 'a fml =
And "'a fml" "'a fml"
| Or "'a fml" "'a fml"
| Gt 'a (* 'a > 0 *)
| Geq 'a (* 'a \<ge> 0 *)
| Lt 'a (* 'a < 0 *)
| Leq 'a (* 'a \<le> 0 *)
| Eq 'a (* 'a = 0 *)
| Neq 'a (* 'a \<noteq> 0 *)
(* Evaluating a formula over a lookup semantics where 'a is nat *)
primrec lookup_sem :: "nat fml \<Rightarrow> ('a::linordered_field list) \<Rightarrow> bool"
where
"lookup_sem (And l r) ls = (lookup_sem l ls \<and> lookup_sem r ls)"
| "lookup_sem (Or l r) ls = (lookup_sem l ls \<or> lookup_sem r ls)"
| "lookup_sem (Gt p) ls = (ls ! p > 0)"
| "lookup_sem (Geq p) ls = (ls ! p \<ge> 0)"
| "lookup_sem (Lt p) ls = (ls ! p < 0)"
| "lookup_sem (Leq p) ls = (ls ! p \<le> 0)"
| "lookup_sem (Eq p) ls = (ls ! p = 0)"
| "lookup_sem (Neq p) ls = (ls ! p \<noteq> 0)"
(* (compute) all polynomials mentioned in a formula *)
primrec poly_list :: "'a fml \<Rightarrow> 'a list"
where
"poly_list (And l r) = poly_list l @ poly_list r"
| "poly_list (Or l r) = poly_list l @ poly_list r"
| "poly_list (Gt p) = [p]"
| "poly_list (Geq p) = [p]"
| "poly_list (Lt p) = [p]"
| "poly_list (Leq p) = [p]"
| "poly_list (Eq p) = [p]"
| "poly_list (Neq p) = [p]"
primrec index_of_aux :: "'a list \<Rightarrow> 'a \<Rightarrow> nat \<Rightarrow> nat" where
"index_of_aux [] y n = n"
| "index_of_aux (x#xs) y n =
(if x = y then n else index_of_aux xs y (n+1))"
definition index_of :: "'a list \<Rightarrow> 'a \<Rightarrow> nat" where
"index_of xs y = index_of_aux xs y 0"
definition convert :: "'a fml \<Rightarrow> (nat fml \<times> 'a list)"
where
"convert fml = (
let ps = remdups (poly_list fml)
in
(map_fml (index_of ps) fml, ps)
)"
subsection "Factoring"
(* Makes sure the result of factorize_rat_poly is monic *)
definition factorize_rat_poly_monic :: "rat poly \<Rightarrow> (rat \<times> (rat poly \<times> nat) list)"
where
"factorize_rat_poly_monic p = (
let (c,fs) = factorize_rat_poly p ;
lcs = prod_list (map (\<lambda>(f,i). (lead_coeff f) ^ Suc i) fs) ;
fs = map (\<lambda>(f,i). (normalize f, i)) fs
in
(c * lcs,fs)
)"
(* Factoring an input list of polynomials *)
definition factorize_polys :: "rat poly list \<Rightarrow> (rat poly list \<times> (rat \<times> (nat \<times> nat) list) list)"
where
"factorize_polys ps = (
let fact_ps = map factorize_rat_poly_monic ps;
factors = remdups (map fst (concat (map snd fact_ps))) ;
data = map (\<lambda>(c,fs). (c, map (\<lambda>(f,pow). (index_of factors f, pow) ) fs)) fact_ps
in
(factors,data)
)"
(* After turning a polynomial into factors,
this turns a sign condition on the factors
into a sign condition for the polynomial *)
definition undo_factorize :: "rat \<times> (nat \<times> nat) list \<Rightarrow> rat list \<Rightarrow> rat"
where
"undo_factorize cfs signs =
squash
(case cfs of (c,fs) \<Rightarrow>
(c * prod_list (map (\<lambda>(f,pow). (signs ! f) ^ Suc pow) fs)))
"
definition undo_factorize_polys :: "(rat \<times> (nat \<times> nat) list) list \<Rightarrow> rat list \<Rightarrow> rat list"
where
"undo_factorize_polys ls signs = map (\<lambda>l. undo_factorize l signs) ls"
subsection "Auxiliary Polynomial"
definition crb:: "real poly \<Rightarrow> int" where
"crb p = ceiling (2 + max_list_non_empty (map (\<lambda> i. norm (coeff p i)) [0 ..< degree p])
/ norm (lead_coeff p))"
(* Because we are using prod_list instead of lcm, it's important that this is called
when ps is pairwise coprime. *)
definition coprime_r :: "real poly list \<Rightarrow> real poly"
where
"coprime_r ps = pderiv (prod_list ps) * ([:-(crb (prod_list ps)),1:]) * ([:(crb (prod_list ps)),1:])"
subsection "Setting Up the Procedure"
(* 0 indexed *)
definition insertAt :: "nat \<Rightarrow> 'a \<Rightarrow> 'a list \<Rightarrow> 'a list" where
"insertAt n x ls = take n ls @ x # (drop n ls)"
(* 0 indexed *)
definition removeAt :: "nat \<Rightarrow> 'a list \<Rightarrow> 'a list" where
"removeAt n ls = take n ls @ (drop (n+1) ls)"
definition find_sgas_aux:: "real poly list \<Rightarrow> rat list list"
where "find_sgas_aux in_list =
concat (map (\<lambda>i.
map (\<lambda>v. insertAt i 0 v) (find_consistent_signs_at_roots (in_list ! i) (removeAt i in_list))
) [0..<length in_list])"
(* For an input list of real polynomials, apply BKR to all positions *)
definition find_sgas :: "real poly list \<Rightarrow> rat list list"
where
"find_sgas ps = (
let r = coprime_r ps in
find_consistent_signs_at_roots r ps @ find_sgas_aux ps
)"
(* Putting the sign condition preprocessing together with BKR *)
definition find_consistent_signs :: "rat poly list \<Rightarrow> rat list list"
where
"find_consistent_signs ps = (
let (fs,data) = factorize_polys ps;
sgas = find_sgas (map (map_poly of_rat) fs);
rsgas = map (undo_factorize_polys data) sgas
in
(if fs = [] then [(map (\<lambda>x. if poly x 0 < 0 then -1 else if poly x 0 = 0 then 0 else 1) ps)] else rsgas)
)"
subsection "Deciding Univariate Problems"
definition decide_universal :: "rat poly fml \<Rightarrow> bool"
where [code]:
"decide_universal fml = (
let (fml_struct,polys) = convert fml;
conds = find_consistent_signs polys
in
list_all (lookup_sem fml_struct) conds
)"
definition decide_existential :: "rat poly fml \<Rightarrow> bool"
where [code]:
"decide_existential fml = (
let (fml_struct,polys) = convert fml;
conds = find_consistent_signs polys
in
find (lookup_sem fml_struct) conds \<noteq> None
)"
section "Proofs"
subsection "Parsing and Semantics"
(* Evaluating a formula where 'a is a real poly *)
primrec real_sem :: "real poly fml \<Rightarrow> real \<Rightarrow> bool"
where
"real_sem (And l r) x = (real_sem l x \<and> real_sem r x)"
| "real_sem (Or l r) x = (real_sem l x \<or> real_sem r x)"
| "real_sem (Gt p) x = (poly p x > 0)"
| "real_sem (Geq p) x = (poly p x \<ge> 0)"
| "real_sem (Lt p) x = (poly p x < 0)"
| "real_sem (Leq p) x = (poly p x \<le> 0)"
| "real_sem (Eq p) x = (poly p x = 0)"
| "real_sem (Neq p) x = (poly p x \<noteq> 0)"
(* Evaluating a formula where 'a is a rat poly *)
primrec fml_sem :: "rat poly fml \<Rightarrow> real \<Rightarrow> bool"
where
"fml_sem (And l r) x = (fml_sem l x \<and> fml_sem r x)"
| "fml_sem (Or l r) x = (fml_sem l x \<or> fml_sem r x)"
| "fml_sem (Gt p) x = (rpoly p x > 0)"
| "fml_sem (Geq p) x = (rpoly p x \<ge> 0)"
| "fml_sem (Lt p) x = (rpoly p x < 0)"
| "fml_sem (Leq p) x = (rpoly p x \<le> 0)"
| "fml_sem (Eq p) x = (rpoly p x = 0)"
| "fml_sem (Neq p) x = (rpoly p x \<noteq> 0)"
lemma poly_list_set_fml:
shows "set (poly_list fml) = set_fml fml"
apply (induction) by auto
lemma convert_semantics_lem:
assumes "\<And>p. p \<in> set (poly_list fml) \<Longrightarrow>
ls ! (index_of ps p) = rpoly p x"
shows "fml_sem fml x = lookup_sem (map_fml (index_of ps) fml) ls"
using assms apply (induct fml)
by auto
lemma index_of_aux_more:
shows "index_of_aux ls p n \<ge> n"
apply (induct ls arbitrary: n)
apply auto
using Suc_leD by blast
lemma index_of_aux_lookup:
assumes "p \<in> set ls"
shows "(index_of_aux ls p n) - n < length ls"
"ls ! ((index_of_aux ls p n) - n) = p"
using assms apply (induct ls arbitrary: n)
apply auto
apply (metis Suc_diff_Suc index_of_aux_more lessI less_Suc_eq_0_disj less_le_trans)
by (metis Suc_diff_Suc index_of_aux_more lessI less_le_trans nth_Cons_Suc)
lemma index_of_lookup:
assumes "p \<in> set ls"
shows "index_of ls p < length ls"
"ls ! (index_of ls p) = p"
apply (metis assms index_of_aux_lookup(1) index_of_def minus_nat.diff_0)
by (metis assms index_of_aux_lookup(2) index_of_def minus_nat.diff_0)
lemma convert_semantics:
shows "fml_sem fml x = lookup_sem (fst (convert fml)) (map (\<lambda>p. rpoly p x) (snd (convert fml)))"
unfolding convert_def Let_def apply simp
apply (intro convert_semantics_lem)
by (simp add: index_of_lookup(1) index_of_lookup(2))
lemma convert_closed:
shows "\<And>i. i \<in> set_fml (fst (convert fml)) \<Longrightarrow> i < length (snd (convert fml))"
unfolding convert_def Let_def
apply (auto simp add: fml.set_map)
by (simp add: index_of_lookup(1) poly_list_set_fml)
(* Rational sign vector of polynomials qs with rational coefficients at x *)
definition sign_vec::"rat poly list \<Rightarrow> real \<Rightarrow> rat list"
where "sign_vec qs x \<equiv>
map (squash \<circ> (\<lambda>p. rpoly p x)) qs"
(* The set of all rational sign vectors for qs wrt the set S
When S = UNIV, then this quantifies over all reals *)
definition consistent_sign_vectors::"rat poly list \<Rightarrow> real set \<Rightarrow> rat list set"
where "consistent_sign_vectors qs S = (sign_vec qs) ` S"
lemma sign_vec_semantics:
assumes "\<And>i. i \<in> set_fml fml \<Longrightarrow> i < length ls"
shows "lookup_sem fml (map (\<lambda>p. rpoly p x) ls) = lookup_sem fml (sign_vec ls x)"
using assms apply (induction)
by (auto simp add: sign_vec_def squash_def)
(* The universal and existential decision procedure is easy if we know the consistent sign vectors *)
lemma universal_lookup_sem:
assumes "\<And>i. i \<in> set_fml fml \<Longrightarrow> i < length qs"
assumes "set signs = consistent_sign_vectors qs UNIV"
shows "(\<forall>x::real. lookup_sem fml (map (\<lambda>p. rpoly p x) qs)) \<longleftrightarrow>
list_all (lookup_sem fml) signs"
using assms(2) unfolding consistent_sign_vectors_def list_all_iff
by (simp add: assms(1) sign_vec_semantics)
lemma existential_lookup_sem:
assumes "\<And>i. i \<in> set_fml fml \<Longrightarrow> i < length qs"
assumes "set signs = consistent_sign_vectors qs UNIV"
shows "(\<exists>x::real. lookup_sem fml (map (\<lambda>p. rpoly p x) qs)) \<longleftrightarrow>
find (lookup_sem fml) signs \<noteq> None"
using assms(2) unfolding consistent_sign_vectors_def find_None_iff
by (simp add: assms(1) sign_vec_semantics)
subsection "Factoring Lemmas"
(*definition real_factorize_list:: "rat poly list \<Rightarrow> real poly list"
where "real_factorize_list qs = map (map_poly of_rat) (fst(factorize_polys qs))"
*)
interpretation of_rat_poly_hom: map_poly_comm_semiring_hom of_rat..
interpretation of_rat_poly_hom: map_poly_comm_ring_hom of_rat..
interpretation of_rat_poly_hom: map_poly_idom_hom of_rat..
lemma finite_prod_map_of_rat_poly_hom:
shows "poly (real_of_rat_poly (\<Prod>(a,b)\<in>s. f a b)) y = (\<Prod>(a,b)\<in>s. poly (real_of_rat_poly (f a b)) y)"
apply (simp add: of_rat_poly_hom.hom_prod poly_prod)
by (simp add: case_prod_app prod.case_distrib)
lemma sign_vec_index_of:
assumes "f \<in> set ftrs"
shows "sign_vec ftrs x ! (index_of ftrs f) = squash (rpoly f x)"
by (simp add: assms index_of_lookup(1) index_of_lookup(2) sign_vec_def)
lemma squash_idem:
shows "squash (squash x) = squash x"
unfolding squash_def by auto
lemma squash_mult:
shows "squash ((a::real) * b) = squash a * squash b"
unfolding squash_def apply auto
using less_not_sym mult_neg_neg apply blast
using mult_less_0_iff by blast
lemma squash_prod_list:
shows "squash (prod_list (ls::real list)) = prod_list (map squash ls)"
apply (induction ls)
unfolding squash_def apply auto
apply (simp add: mult_less_0_iff)
by (simp add: zero_less_mult_iff)
lemma squash_pow:
shows "squash ((x::real) ^ (y::nat)) = (squash x) ^ y"
unfolding squash_def apply auto
by (auto simp add: zero_less_power_eq)
lemma squash_real_of_rat[simp]:
shows "squash (real_of_rat x) = squash x"
unfolding squash_def by auto
lemma factorize_rat_poly_monic_irreducible_monic:
assumes "factorize_rat_poly_monic f = (c,fs)"
assumes "(fi,i) \<in> set fs"
shows "irreducible fi \<and> monic fi"
proof -
obtain c' fs' where cfs: "factorize_rat_poly f = (c',fs')"
by (meson surj_pair)
then have fs: "fs = map (\<lambda>(f,i). (normalize f, i)) fs'"
using factorize_rat_poly_monic_def assms by auto
obtain "fi'" where "(fi',i) \<in> set fs'" "fi = normalize fi'"
using assms(2) unfolding fs by auto
thus ?thesis using factorize_rat_poly irreducible_normalize_iff
by (metis cfs monic_normalize not_irreducible_zero)
qed
lemma square_free_normalize:
assumes "square_free p"
shows "square_free (normalize p)"
by (metis assms square_free_multD(3) unit_factor_mult_normalize)
lemma coprime_normalize:
assumes "coprime a b"
shows "coprime (normalize a) b"
using assms by auto
lemma undo_normalize:
shows "a = Polynomial.smult (unit_factor (lead_coeff a)) (normalize a)"
by (metis add.right_neutral mult_pCons_right mult_zero_right normalize_mult_unit_factor pCons_0_hom.hom_zero unit_factor_poly_def)
lemma finite_smult_distr:
assumes "distinct fs"
shows "(\<Prod>(x,y)\<in>set fs. Polynomial.smult ((f x y)::rat) (g x y)) =
Polynomial.smult (\<Prod>(x,y)\<in>set fs. f x y) (\<Prod>(x,y)\<in>set fs. g x y)"
using assms
proof (induction fs)
case Nil
then show ?case by auto
next
case (Cons a fs)
then show ?case apply auto
using mult.commute mult_smult_right prod.case_distrib smult_smult split_cong split_conv
by (simp add: Groups.mult_ac(2) split_beta)
qed
lemma normalize_coprime_degree:
assumes "normalize (f::rat poly) = normalize g"
assumes "coprime f g"
shows "degree f = 0"
proof -
have "f dvd g" by (simp add: assms(1) associatedD2)
then have "f dvd 1"
using assms(2) associatedD1 by auto
thus ?thesis
using Missing_Polynomial_Factorial.is_unit_field_poly by blast
qed
lemma factorize_rat_poly_monic_square_free_factorization:
assumes res: "factorize_rat_poly_monic f = (c,fs)"
shows "square_free_factorization f (c,fs)"
proof (unfold square_free_factorization_def split, intro conjI impI allI)
obtain c' fs' where cfs: "factorize_rat_poly f = (c',fs')"
by (meson surj_pair)
then have fs: "fs = map (\<lambda>(f,i). (normalize f, i)) fs'"
using factorize_rat_poly_monic_def assms by auto
have sq: "square_free_factorization f (c',fs')"
using cfs factorize_rat_poly(1) by blast
obtain lcs where lcs: "lcs = prod_list (map (\<lambda>(f,i). lead_coeff f ^ Suc i) fs')" by force
have c: "c = c' * lcs" using assms unfolding factorize_rat_poly_monic_def cfs Let_def lcs by auto
show "f = 0 \<Longrightarrow> c = 0" using c cfs by auto
show "f = 0 \<Longrightarrow> fs = []" using fs cfs by auto
have dist: "distinct fs'" using sq square_free_factorizationD(5) by blast
show dist2: "distinct fs" unfolding fs
unfolding distinct_conv_nth apply auto
proof -
fix i j
assume ij: "i < length fs'" "j < length fs'" "i \<noteq> j"
assume eq: "(case fs' ! i of
(f, x) \<Rightarrow> (normalize f, x)) =
(case fs' ! j of
(f, x) \<Rightarrow> (normalize f, x))"
obtain f a where fa: "fs' ! i = (f,a)" by force
obtain g where g: "fs' ! j = (g,a)" "normalize f = normalize g"
using eq fa apply auto
by (metis case_prod_conv prod.collapse prod.inject)
have "f \<noteq> g" using dist ij fa g
using nth_eq_iff_index_eq by fastforce
then have "coprime f g"
using square_free_factorizationD(3)[OF sq, of f a g a] fa g ij
apply auto
using nth_mem by force
then have "degree f = 0"
by (simp add: g(2) normalize_coprime_degree)
thus False
using fa ij(1) nth_mem sq square_free_factorizationD'(3) by fastforce
qed
have ceq: "c = c' * (\<Prod>(a, i)\<in>set fs'. (lead_coeff a) ^ Suc i)" using c lcs
by (simp add: dist prod.distinct_set_conv_list)
have fseq: " (\<Prod>(a, i)\<in>set fs. a ^ Suc i) = (\<Prod>(a, i)\<in>set fs'. (normalize a) ^ Suc i)"
apply (subst prod.distinct_set_conv_list[OF dist])
apply (subst prod.distinct_set_conv_list[OF dist2])
unfolding fs apply (auto simp add: o_def )
by (metis (no_types, lifting) case_prod_conv old.prod.exhaust)
have "f = Polynomial.smult c' (\<Prod>(a, i)\<in>set fs'. a ^ Suc i)" using sq square_free_factorizationD(1) by blast
moreover have "... = Polynomial.smult c' (\<Prod>(a, i)\<in>set fs'. (Polynomial.smult ((unit_factor (lead_coeff a))) (normalize a)) ^ Suc i)"
apply (subst undo_normalize[symmetric]) by auto
moreover have "... = Polynomial.smult c'
(\<Prod>(a, i)\<in>set fs'. (Polynomial.smult ((lead_coeff a) ^ Suc i) ((normalize a) ^ Suc i)))"
apply (subst smult_power) by auto
moreover have "... = Polynomial.smult c'
(Polynomial.smult (\<Prod>(a, i)\<in>set fs'. ((lead_coeff a) ^ Suc i))
(\<Prod>(a, i)\<in>set fs'. (normalize a) ^ Suc i))"
apply (subst finite_smult_distr) by (auto simp add: dist)
moreover have "... = Polynomial.smult (c' * (\<Prod>(a, i)\<in>set fs'. (lead_coeff a) ^ Suc i))
(\<Prod>(a, i)\<in>set fs'. (normalize a) ^ Suc i)"
using smult_smult by blast
moreover have "... = Polynomial.smult c (\<Prod>(a, i)\<in>set fs. a ^ Suc i)"
unfolding ceq fseq by auto
ultimately show "f = Polynomial.smult c (\<Prod>(a, i)\<in>set fs. a ^ Suc i)" by auto
fix a i
assume ai: "(a,i) \<in> set fs"
obtain a' where a': "(a',i) \<in> set fs'" "a = normalize a'" using ai unfolding fs by auto
show "square_free a" using square_free_normalize a'
using sq square_free_factorizationD(2) by blast
show "0 < degree a" using degree_normalize a'
using sq square_free_factorizationD'(3) by fastforce
fix b j
assume bj: "(b,j) \<in> set fs" "(a,i) \<noteq> (b,j)"
obtain b' where b': "(b',j) \<in> set fs'" "b = normalize b'" using bj unfolding fs by auto
show "algebraic_semidom_class.coprime a b" using a' b' apply auto
using bj(2) sq square_free_factorizationD(3) by fastforce
qed
lemma undo_factorize_correct:
assumes "factorize_rat_poly_monic p = (c,fs)"
assumes "\<And>f p. (f,p) \<in> set fs \<Longrightarrow> f \<in> set ftrs"
shows "undo_factorize (c,map (\<lambda>(f,pow). (index_of ftrs f, pow)) fs) (sign_vec ftrs x) = squash (rpoly p x)"
proof -
have p: "p = smult c (\<Prod>(a, i)\<in> set fs. a ^ Suc i)"
using assms(1) factorize_rat_poly_monic_square_free_factorization square_free_factorizationD(1) by blast
have fs: "distinct fs"
using assms(1) factorize_rat_poly_monic_square_free_factorization square_free_factorizationD(5) by blast
have "rpoly p x = ((real_of_rat c) * rpoly (\<Prod>(a, i)\<in> set fs. a ^ Suc i) x)"
using p by (simp add: of_rat_hom.map_poly_hom_smult)
moreover have "... = ((real_of_rat c) * rpoly (\<Prod>ai\<in> set fs. case ai of (a,i) \<Rightarrow> a ^ Suc i) x)"
by blast
moreover have "... = ((real_of_rat c) * (\<Prod>ai\<in> set fs. case ai of (a,i) \<Rightarrow> rpoly (a ^ Suc i) x))"
by (simp add: finite_prod_map_of_rat_poly_hom)
moreover have "... = ((real_of_rat c) * (\<Prod>ai\<in> set fs. case ai of (a,i) \<Rightarrow> (rpoly a x) ^ Suc i))"
by (metis (mono_tags, lifting) of_rat_poly_hom.hom_power poly_hom.hom_power split_cong)
moreover have "... = ((real_of_rat c) * (prod_list (map (\<lambda>ai. case ai of (a,i) \<Rightarrow> (rpoly a x) ^ Suc i) fs)))"
by (simp add: fs prod.distinct_set_conv_list)
ultimately have "rpoly p x = ((real_of_rat c) * (prod_list (map (\<lambda>ai. case ai of (a,i) \<Rightarrow> (rpoly a x) ^ Suc i) fs)))" by auto
then have "squash (rpoly p x) = squash c * prod_list (map squash (map (\<lambda>ai. case ai of (a,i) \<Rightarrow> (rpoly a x) ^ Suc i) fs))"
by (auto simp add: squash_mult squash_prod_list o_def)
moreover have "... = squash c * prod_list (map (\<lambda>ai. case ai of (a,i) \<Rightarrow> squash ((rpoly a x) ^ Suc i)) fs)"
apply (simp add: o_def)
by (simp add: prod.case_distrib)
ultimately have rp:"squash(rpoly p x) = squash c * prod_list (map (\<lambda>ai. case ai of (a,i) \<Rightarrow> squash (rpoly a x) ^ Suc i) fs)"
using squash_pow
by presburger
have "undo_factorize
(c, map (\<lambda>(f, pow).(index_of ftrs f, pow)) fs) (sign_vec ftrs x) =
squash
(c * (\<Prod>xa\<leftarrow>fs. case xa of (f, y) \<Rightarrow> sign_vec ftrs x ! index_of ftrs f ^ Suc y))"
unfolding undo_factorize_def apply (auto simp add: o_def)
by (metis (mono_tags, lifting) case_prod_conv old.prod.exhaust)
moreover have "... = squash
(c * (\<Prod>xa\<leftarrow>fs. case xa of (f, y) \<Rightarrow> (squash (rpoly f x)) ^ Suc y))"
using assms(2) sign_vec_index_of
map_eq_conv split_cong
apply (auto)
by (smt map_eq_conv split_cong)
ultimately show ?thesis using rp
by (metis (mono_tags, lifting) of_rat_hom.hom_mult squash_idem squash_mult squash_real_of_rat)
qed
lemma length_sign_vec[simp]:
shows "length (sign_vec ps x) = length ps" unfolding sign_vec_def by auto
lemma factorize_polys_has_factors:
assumes "factorize_polys ps = (ftrs,data)"
assumes "p \<in> set ps"
assumes "factorize_rat_poly_monic p = (c,fs)"
shows "set (map fst fs) \<subseteq> set ftrs"
using assms unfolding factorize_polys_def Let_def apply auto
by (metis UN_iff fst_conv image_eqI snd_conv)
lemma factorize_polys_undo_factorize_polys:
assumes "factorize_polys ps = (ftrs,data)"
shows "undo_factorize_polys data (sign_vec ftrs x) = sign_vec ps x"
unfolding list_eq_iff_nth_eq undo_factorize_polys_def apply auto
proof -
show leq:"length data = length ps"
using assms unfolding factorize_polys_def by (auto simp add: Let_def)
fix i
assume il:"i < length data"
obtain c fs where cfs: "factorize_rat_poly_monic (ps ! i) = (c,fs)"
by (meson surj_pair)
then have fsts:"set (map fst fs) \<subseteq> set ftrs"
using assms factorize_polys_has_factors il leq nth_mem by fastforce
have *:"data ! i = (c,map (\<lambda>(f,pow). (index_of ftrs f, pow)) fs)"
using assms unfolding factorize_polys_def
using cfs il by (auto simp add: Let_def cfs)
have "undo_factorize (data ! i) (sign_vec ftrs x) = squash (rpoly (ps ! i) x)" unfolding *
apply (subst undo_factorize_correct[of "ps ! i"])
apply (auto simp add: cfs)
using fsts by auto
thus "undo_factorize (data ! i) (sign_vec ftrs x) = sign_vec ps x ! i"
using leq il sign_vec_def by auto
qed
lemma factorize_polys_irreducible_monic:
assumes "factorize_polys ps = (fs,data)"
shows "distinct fs" "\<And>f. f \<in> set fs \<Longrightarrow> irreducible f \<and> monic f"
using assms unfolding factorize_polys_def Let_def apply auto
using factorize_rat_poly_monic_irreducible_monic
apply (metis prod.collapse)
using factorize_rat_poly_monic_irreducible_monic
by (metis prod.collapse)
lemma factorize_polys_square_free:
assumes "factorize_polys ps = (fs,data)"
shows "\<And>f. f \<in> set fs \<Longrightarrow> square_free f"
using assms factorize_polys_irreducible_monic(2) irreducible_imp_square_free by blast
lemma irreducible_monic_coprime:
assumes f: "monic f" "irreducible (f::rat poly)"
assumes g: "monic g" "irreducible (g::rat poly)"
assumes "f \<noteq> g"
shows "coprime f g"
by (metis (no_types, lifting) assms(5) coprime_0(2) coprime_def' f(1) f(2) g(1) g(2) irreducible_normalized_divisors normalize_dvd_iff normalize_idem normalize_monic)
lemma factorize_polys_coprime:
assumes "factorize_polys ps = (fs,data)"
shows "\<And>f g. f \<in> set fs \<Longrightarrow> g \<in> set fs \<Longrightarrow> f \<noteq> g \<Longrightarrow> coprime f g"
using assms factorize_polys_irreducible_monic(2) irreducible_monic_coprime by auto
lemma coprime_rat_poly_real_poly:
assumes "coprime p (q::rat poly)"
shows "coprime (real_of_rat_poly p) ((real_of_rat_poly q)::real poly)"
by (metis assms gcd_dvd_1 of_rat_hom.map_poly_gcd of_rat_poly_hom.hom_dvd_1)
lemma coprime_rat_poly_iff_coprimereal_poly:
shows "coprime p (q::rat poly) \<longleftrightarrow> coprime (real_of_rat_poly p) ((real_of_rat_poly q)::real poly)"
proof -
have forward: "coprime p (q::rat poly) \<longrightarrow> coprime (real_of_rat_poly p) ((real_of_rat_poly q)::real poly)"
using coprime_rat_poly_real_poly by auto
have backward: "coprime (real_of_rat_poly p) ((real_of_rat_poly q)::real poly) \<Longrightarrow> coprime p (q::rat poly)"
proof -
assume copr_real: "comm_monoid_mult_class.coprime (real_of_rat_poly p) (real_of_rat_poly q)"
have "degree (gcd p (q::rat poly)) > 0 \<Longrightarrow> False"
proof -
assume deg: "degree (gcd p (q::rat poly)) > 0"
then have "\<exists>y. y dvd p \<and> y dvd q \<and> degree y > 0"
by blast
then obtain y where yprop: "y dvd p \<and> y dvd q \<and> degree y > 0"
by auto
then have "(real_of_rat_poly y) dvd (real_of_rat_poly p) \<and>
(real_of_rat_poly y ) dvd (real_of_rat_poly q) \<and> degree y > 0"
by simp
then show "False"
using copr_real apply (auto)
by fastforce
qed
then show "comm_monoid_mult_class.coprime p (q::rat poly)"
using comm_monoid_gcd_class.gcd_dvd_1
by (metis Missing_Polynomial_Factorial.is_unit_field_poly copr_real gcd_zero_iff' neq0_conv of_rat_poly_hom.hom_zero)
qed
show ?thesis
using forward backward by auto
qed
lemma factorize_polys_map_distinct:
assumes "factorize_polys ps = (fs,data)"
assumes "fss = map real_of_rat_poly fs"
shows "distinct fss"
using factorize_polys_irreducible_monic[OF assms(1)]
unfolding assms(2)
apply (simp add: distinct_conv_nth)
by (metis of_rat_eq_iff of_rat_hom.coeff_map_poly_hom poly_eqI)
lemma factorize_polys_map_square_free:
assumes "factorize_polys ps = (fs,data)"
assumes "fss = map real_of_rat_poly fs"
shows "\<And>f. f \<in> set fss \<Longrightarrow> square_free f"
using factorize_polys_square_free[OF assms(1)]
using assms(2) field_hom_0'.square_free_map_poly of_rat_hom.field_hom_0'_axioms by auto
lemma factorize_polys_map_coprime:
assumes "factorize_polys ps = (fs,data)"
assumes "fss = map real_of_rat_poly fs"
shows "\<And>f g. f \<in> set fss \<Longrightarrow> g \<in> set fss \<Longrightarrow> f \<noteq> g \<Longrightarrow> coprime f g"
using factorize_polys_coprime[OF assms(1)] coprime_rat_poly_real_poly unfolding assms(2)
by auto
lemma coprime_prod_list:
assumes "\<And>p. p \<in> set ps \<Longrightarrow> p \<noteq> 0"
assumes "coprime (prod_list ps) (q::real poly)"
shows "\<And>p. p \<in> set ps \<Longrightarrow> coprime p q"
proof -
fix p
assume "p \<in> set ps"
then obtain r where r: "prod_list ps = r * p"
using remove1_retains_prod by blast
show "coprime p q"
apply (rule coprime_prod[of r 1])
using assms r apply auto
by blast
qed
(* basically copied from square_free_factorizationD' *)
lemma factorize_polys_square_free_prod_list:
assumes "factorize_polys ps = (fs,data)"
shows "square_free (prod_list fs)"
proof (rule square_freeI)
from factorize_polys_coprime[OF assms]
have coprime: "\<And>p q. p \<in> set fs \<Longrightarrow> q \<in> set fs \<Longrightarrow> p \<noteq> q \<Longrightarrow> coprime p q" .
from factorize_polys_square_free[OF assms]
have sq: "\<And>p. p \<in> set fs \<Longrightarrow> square_free p" .
thus "prod_list fs \<noteq> 0" unfolding prod_list_zero_iff
using square_free_def by blast
fix q
assume "degree q > 0" "q * q dvd prod_list fs"
from irreducible\<^sub>d_factor[OF this(1)] this(2) obtain q where
irr: "irreducible q" and dvd: "q * q dvd prod_list fs" unfolding dvd_def by auto
hence dvd': "q dvd prod_list fs" unfolding dvd_def by auto
from irreducible_dvd_prod_list[OF irr dvd'] obtain b where
mem: "b \<in> set fs" and dvd1: "q dvd b" by auto
from dvd1 obtain k where b: "b = q * k" unfolding dvd_def by auto
from split_list[OF mem] b obtain bs1 bs2 where bs: "fs = bs1 @ b # bs2" by auto
from irr have q0: "q \<noteq> 0" and dq: "degree q > 0" unfolding irreducible\<^sub>d_def by auto
have "square_free (q * k)" using sq b mem by auto
from this[unfolded square_free_def, THEN conjunct2, rule_format, OF dq]
have qk: "\<not> q dvd k" by simp
from dvd[unfolded bs b] have "q * q dvd q * (k * prod_list (bs1 @ bs2))"
by (auto simp: ac_simps)
with q0 have "q dvd k * prod_list (bs1 @ bs2)" by auto
with irr qk have "q dvd prod_list (bs1 @ bs2)" by auto
from irreducible_dvd_prod_list[OF irr this] obtain b' where
mem': "b' \<in> set (bs1 @ bs2)" and dvd2: "q dvd b'" by fastforce
from dvd1 dvd2 have "q dvd gcd b b'" by auto
with dq is_unit_iff_degree[OF q0] have cop: "\<not> coprime b b'" by force
from mem' have "b' \<in> set fs" unfolding bs by auto
have b': "b' = b" using coprime
using \<open>b' \<in> set fs\<close> cop mem by blast
with mem' bs factorize_polys_irreducible_monic(1)[OF assms] show False by auto
qed
lemma factorize_polys_map_square_free_prod_list:
assumes "factorize_polys ps = (fs,data)"
assumes "fss = map real_of_rat_poly fs"
shows "square_free (prod_list fss)"
using factorize_polys_square_free_prod_list[OF assms(1)] unfolding assms(2)
by (simp add: of_rat_hom.square_free_map_poly)
lemma factorize_polys_map_coprime_pderiv:
assumes "factorize_polys ps = (fs,data)"
assumes "fss = map real_of_rat_poly fs"
shows "\<And>f. f \<in> set fss \<Longrightarrow> coprime f (pderiv (prod_list fss))"
proof -
fix f
assume f: "f \<in> set fss"
from factorize_polys_map_square_free[OF assms]
have sq: "\<And>p. p \<in> set fss \<Longrightarrow> square_free p" .
have z: "\<And>p. p \<in> set fss \<Longrightarrow> p \<noteq> 0" using sq square_free_def by blast
have c: "coprime (prod_list fss) (pderiv (prod_list fss))"
apply (simp add: separable_def[symmetric] square_free_iff_separable[symmetric])
using factorize_polys_map_square_free_prod_list[OF assms] .
from coprime_prod_list[OF z c f]
show "coprime f (pderiv (prod_list fss))" by auto
qed
definition pairwise_coprime_list:: "rat poly list \<Rightarrow> bool"
where "pairwise_coprime_list qs =
(\<forall>m < length qs. \<forall> n < length qs.
m \<noteq> n \<longrightarrow> coprime (qs ! n) (qs ! m))"
(* Restating factorize_polys_map_coprime to match later definitions *)
lemma coprime_factorize:
fixes qs:: "rat poly list"
shows "pairwise_coprime_list (fst(factorize_polys qs))"
proof -
let ?fs = "fst(factorize_polys qs)"
have "(\<forall>m < length ?fs. \<forall> n < length ?fs.
m \<noteq> n \<longrightarrow> coprime (?fs ! n) (?fs ! m))"
proof clarsimp
fix m n
assume "m < length (fst (factorize_polys qs))"
assume "n < length (fst (factorize_polys qs))"
assume "m \<noteq> n"
show " algebraic_semidom_class.coprime (fst (factorize_polys qs) ! n)
(fst (factorize_polys qs) ! m)"
by (metis \<open>m < length (fst (factorize_polys qs))\<close> \<open>m \<noteq> n\<close> \<open>n < length (fst (factorize_polys qs))\<close> coprime_iff_coprime distinct_conv_nth factorize_polys_coprime factorize_polys_def factorize_polys_irreducible_monic(1) fstI nth_mem)
qed
then show ?thesis unfolding pairwise_coprime_list_def by auto
qed
lemma squarefree_factorization_degree:
assumes "square_free_factorization p (c,fs)"
shows "degree p = sum_list (map (\<lambda>(f,c). (c+1) * degree f) fs)"
proof -
have "p =
Polynomial.smult c
(\<Prod>(a, i)\<in>set fs. a ^ Suc i)" using assms unfolding square_free_factorization_def
by blast
then have "degree p = degree (\<Prod>(a, i)\<in>set fs. a ^ Suc i)"
using assms square_free_factorizationD(4) by fastforce
also have "... = degree (prod_list (map (\<lambda>(f,c). f ^ Suc c) fs))"
by (metis assms prod.distinct_set_conv_list square_free_factorizationD(5))
also have "... = (\<Sum>(a, i)\<leftarrow>fs. degree (a ^ Suc i))"
apply (subst degree_prod_list_eq)
apply (auto simp add: o_def)
using assms degree_0 square_free_factorizationD(2) apply blast
using assms degree_0 square_free_factorizationD(2) apply blast
by (simp add: prod.case_distrib)
ultimately show ?thesis
by (smt Polynomial.degree_power_eq add.commute assms degree_0 map_eq_conv plus_1_eq_Suc split_cong square_free_factorizationD(2))
qed
subsection "Auxiliary Polynomial Lemmas"
definition roots_of_coprime_r:: "real poly list \<Rightarrow> real set"
where "roots_of_coprime_r qs = {x. poly (coprime_r qs) x = 0}"
lemma crb_lem_pos:
fixes x:: "real"
fixes p:: "real poly"
assumes x: "poly p x = 0"
assumes p: "p \<noteq> 0"
shows "x < crb p"
using cauchy_root_bound[of p x] apply (auto)
unfolding crb_def apply (auto)
using p x
by linarith
lemma crb_lem_neg:
fixes x:: "real"
fixes p:: "real poly"
assumes x: "poly p x = 0"
assumes p: "p \<noteq> 0"
shows "x > -crb p"
using cauchy_root_bound[of p x] apply (auto)
unfolding crb_def apply (auto)
using p x by linarith
(* Show that the product of the polynomial list is 0 at x iff there is a polynomial
in the list that is 0 at x *)
lemma prod_zero:
shows "\<forall>x . poly (prod_list (qs:: rat poly list)) x = 0 \<longleftrightarrow> (\<exists>q \<in> set (qs). poly q x = 0)"
apply auto
using poly_prod_list_zero_iff apply blast
using poly_prod_list_zero_iff by blast
lemma coprime_r_zero1: "poly (coprime_r qs) (crb (prod_list qs)) = 0"
by (simp add: coprime_r_def)
lemma coprime_r_zero2: "poly (coprime_r qs) (-crb (prod_list qs)) = 0"
by (simp add: coprime_r_def)
lemma coprime_mult:
fixes a:: "real poly"
fixes b:: "real poly"
fixes c:: "real poly"
assumes "algebraic_semidom_class.coprime a b"
assumes "algebraic_semidom_class.coprime a c"
shows "algebraic_semidom_class.coprime a (b*c)"
using assms(1) assms(2) by auto
(* Will be needed when we call the BKR roots on coprime_r *)
lemma coprime_r_coprime_prop:
fixes ps:: "rat poly list"
assumes "factorize_polys ps = (fs,data)"
assumes "fss = map real_of_rat_poly fs"
shows "\<And>f. f \<in> set fss \<Longrightarrow> coprime f (coprime_r fss)"
proof clarsimp
fix f:: "real poly"
assume f_in: "f \<in> set fss"
have nonz_prod: "prod_list fss \<noteq> 0" using factorize_polys_map_square_free apply (auto)
using assms(1) assms(2) square_free_def by fastforce
have nonz_f: "f \<noteq> 0" using f_in factorize_polys_map_square_free apply (auto)
using assms(1) assms(2) square_free_def by fastforce
have copr_pderiv: "algebraic_semidom_class.coprime f (pderiv (prod_list fss))" using factorize_polys_map_coprime_pderiv
apply (auto)
using f_in assms(1) assms(2) by auto
have z_iff: "\<forall>x. poly f x = 0 \<longrightarrow> poly (prod_list fss) x = 0"
using f_in apply (auto)
using poly_prod_list_zero_iff by blast
let ?inf_p = "[:-(crb (prod_list fss)),1:]::real poly"
have copr_inf: "algebraic_semidom_class.coprime f ([:-(crb (prod_list fss)),1:])"
proof -
have zero_prop: "\<forall>x. poly ?inf_p x = 0 \<longleftrightarrow> x = crb (prod_list fss)"
by auto
have "poly (prod_list fss) (crb (prod_list fss)) \<noteq> 0"
proof -
have h: "\<forall>x. poly (prod_list fss) x = 0 \<longrightarrow> x < (crb (prod_list fss))"
using nonz_prod crb_lem_pos[where p = "prod_list fss"]
by auto
then show ?thesis by auto
qed
then have nonzero: "poly f (crb (prod_list fss)) \<noteq> 0"
using z_iff by auto
then have "\<not>(\<exists>x. poly f x = 0 \<and> poly ?inf_p x = 0)"
by simp
have is_unit_gcd: "is_unit (gcd ?inf_p f)"
using prime_elem_imp_gcd_eq prime_elem_iff_irreducible linear_irreducible_field
apply (auto) using nonzero
proof -
have f1: "\<forall>x0. - (x0::real) = - 1 * x0"
by simp
have "(1::real) \<noteq> 0"
by auto
then have "is_unit (gcd (pCons (- 1 * real_of_int (crb (prod_list fss))) 1) f)"
using f1 by (metis (no_types) is_unit_gcd nonzero one_poly_eq_simps(1) poly_eq_0_iff_dvd prime_elem_imp_coprime prime_elem_linear_field_poly)
then show "degree (gcd (pCons (- real_of_int (crb (prod_list fss))) 1) f) = 0"
by simp
qed
then show ?thesis
using is_unit_gcd
by (metis gcd.commute gcd_eq_1_imp_coprime is_unit_gcd_iff)
qed
let ?ninf_p = "[:(crb (prod_list fss)),1:]::real poly"
have copr_neg_inf: "algebraic_semidom_class.coprime f ([:(crb (prod_list fss)),1:])"
proof -
have h: "\<forall>x. poly f x = 0 \<longrightarrow> poly (prod_list fss) x = 0"
using f_in apply (auto)
using poly_prod_list_zero_iff by blast
have zero_prop: "\<forall>x. poly ?ninf_p x = 0 \<longleftrightarrow> x = -crb (prod_list fss)"
by auto
have "poly (prod_list fss) (-crb (prod_list fss)) \<noteq> 0"
proof -
have h: "\<forall>x. poly (prod_list fss) x = 0 \<longrightarrow> x > (-crb (prod_list fss))"
using nonz_prod crb_lem_neg[where p = "prod_list fss"]
by auto
then show ?thesis by auto
qed
then have nonzero: "poly f (-crb (prod_list fss)) \<noteq> 0"
using z_iff by auto
then have "\<not>(\<exists>x. poly f x = 0 \<and> poly ?ninf_p x = 0)"
using zero_prop by auto
have is_unit_gcd: "is_unit (gcd ?ninf_p f)"
using prime_elem_imp_gcd_eq prime_elem_iff_irreducible linear_irreducible_field
apply (auto) using nonzero
proof -
have f1: "(1::real) \<noteq> 0"
by auto
have "\<not> pCons (real_of_int (crb (prod_list fss))) 1 dvd f"
using nonzero by auto
then show "degree (gcd (pCons (real_of_int (crb (prod_list fss))) 1) f) = 0"
using f1 by (metis (no_types) Missing_Polynomial_Factorial.is_unit_field_poly coprime_imp_gcd_eq_1 is_unit_gcd_iff one_poly_eq_simps(1) prime_elem_imp_coprime prime_elem_linear_field_poly)
qed
then show ?thesis
using is_unit_gcd
by (metis gcd.commute gcd_eq_1_imp_coprime is_unit_gcd_iff)
qed
show "algebraic_semidom_class.coprime f (coprime_r fss)"
using copr_pderiv coprime_mult unfolding coprime_r_def
using copr_inf copr_neg_inf by blast
qed
lemma coprime_r_nonzero:
fixes ps:: "rat poly list"
assumes "factorize_polys ps = (fs,data)"
assumes nonempty_fs: "fs \<noteq> []"
assumes fss_is: "fss = map real_of_rat_poly fs"
shows "(coprime_r fss) \<noteq> 0"
proof -
have nonempty_fss: "fss \<noteq> []" using nonempty_fs fss_is by auto
have deg_f: "\<forall>f \<in> set (fs). degree f > 0"
using factorize_polys_irreducible_monic
apply (auto)
using assms(1) irreducible_degree_field by blast
then have deg_fss: "\<forall>f \<in> set (fss). degree f > 0"
using fss_is by simp
then have fss_nonz: "\<forall>f \<in> set (fss). f \<noteq> 0"
by auto
have "fss \<noteq> [] \<longrightarrow> ((\<forall>f \<in> set (fss). (degree f > 0 \<and> f \<noteq> 0)) \<longrightarrow> degree (prod_list fss) > 0)"
proof (induct fss)
case Nil
then show ?case
by blast
next
case (Cons a fss)
show ?case
proof clarsimp
assume z_lt: "0 < degree a"
assume anonz: "a \<noteq> 0"
assume fnonz: "\<forall>f\<in>set fss. 0 < degree f \<and> f \<noteq> 0"
have h: "degree (a * prod_list fss) = degree a + degree (prod_list fss) "
using degree_mult_eq[where p = "a", where q = "prod_list fss"] anonz fnonz
by auto
then show "0 < degree (a * prod_list fss)"
using z_lt Cons.hyps by auto
qed
qed
then have "degree (prod_list fss) > 0"
using nonempty_fss deg_fss fss_nonz by auto
then have pderiv_nonzero: "pderiv (prod_list fss) \<noteq> 0"
by (simp add: pderiv_eq_0_iff)
have "(([:-(crb (prod_list fss)),1:]) * ([:(crb (prod_list fss)),1:])) \<noteq> 0"
by auto
then show ?thesis using pderiv_nonzero
unfolding coprime_r_def apply (auto)
by (metis offset_poly_eq_0_lemma right_minus_eq synthetic_div_unique_lemma)
qed
lemma Rolle_pderiv:
fixes q:: "real poly"
fixes x1 x2:: "real"
shows "(x1 < x2 \<and> poly q x1 = 0 \<and> poly q x2 = 0) \<longrightarrow> (\<exists>w. x1 < w \<and> w < x2 \<and> poly (pderiv q) w = 0)"
using Rolle_deriv apply (auto)
by (metis DERIV_unique Rolle continuous_at_imp_continuous_on poly_DERIV poly_differentiable poly_isCont)
lemma coprime_r_roots_prop:
fixes qs:: "real poly list"
assumes pairwise_rel_prime: "\<forall>q1 q2. (q1 \<noteq> q2 \<and> (List.member qs q1) \<and> (List.member qs q2))\<longrightarrow> coprime q1 q2"
shows "\<forall>x1. \<forall>x2. ((x1 < x2 \<and> (\<exists>q1 \<in> set (qs). (poly q1 x1) = 0) \<and> (\<exists>q2\<in> set(qs). (poly q2 x2) = 0)) \<longrightarrow> (\<exists>q. x1 < q \<and> q < x2 \<and> poly (coprime_r qs) q = 0))"
proof clarsimp
fix x1:: "real"
fix x2:: "real"
fix q1:: "real poly"
fix q2:: "real poly"
assume "x1 < x2"
assume q1_in: "q1 \<in> set qs"
assume q1_0: "poly q1 x1 = 0"
assume q2_in: "q2 \<in> set qs"
assume q2_0: "poly q2 x2 = 0"
have prod_z_x1: "poly (prod_list qs) x1 = 0" using q1_in q1_0
using poly_prod_list_zero_iff by blast
have prod_z_x2: "poly (prod_list qs) x2 = 0" using q2_in q2_0
using poly_prod_list_zero_iff by blast
have "\<exists>w>x1. w < x2 \<and> poly (pderiv (prod_list qs)) w = 0"
using Rolle_pderiv[where q = "prod_list qs"] prod_z_x1 prod_z_x2
using \<open>x1 < x2\<close> by blast
then obtain w where w_def: "w > x1 \<and>w < x2 \<and> poly (pderiv (prod_list qs)) w = 0"
by auto
then have "poly (coprime_r qs) w = 0"
unfolding coprime_r_def
by simp
then show "\<exists>q>x1. q < x2 \<and> poly (coprime_r qs) q = 0"
using w_def by blast
qed
subsection "Setting Up the Procedure: Lemmas"
definition has_no_zeros::"rat list \<Rightarrow> bool"
where "has_no_zeros l = (0 \<notin> set l)"
lemma hnz_prop: "has_no_zeros l \<longleftrightarrow> \<not>(\<exists>k < length l. l ! k = 0)"
unfolding has_no_zeros_def
by (simp add: in_set_conv_nth)
definition cast_rat_list:: "rat poly list \<Rightarrow> real poly list"
where "cast_rat_list qs = map real_of_rat_poly qs"
definition consistent_sign_vectors_r::"real poly list \<Rightarrow> real set \<Rightarrow> rat list set"
where "consistent_sign_vectors_r qs S = (signs_at qs) ` S"
lemma consistent_sign_vectors_consistent_sign_vectors_r:
shows"consistent_sign_vectors_r (cast_rat_list qs) S = consistent_sign_vectors qs S"
unfolding consistent_sign_vectors_r_def cast_rat_list_def consistent_sign_vectors_def
sign_vec_def signs_at_def
by auto
(* Relies on coprime_rat_poly_real_poly *)
lemma coprime_over_reals_coprime_over_rats:
fixes qs:: "rat poly list"
assumes csa_in: "csa \<in> (consistent_sign_vectors qs UNIV)"
assumes p1p2: "p1\<noteq>p2 \<and> p1 < length csa \<and> p2 < length csa \<and> csa ! p1 = 0 \<and> csa ! p2 = 0"
shows "\<not> algebraic_semidom_class.coprime (nth qs p1) (nth qs p2) "
proof -
have isx: "\<exists>(x::real). csa = (sign_vec qs x)"
using csa_in unfolding consistent_sign_vectors_def by auto
then obtain x where havex: "csa = (sign_vec qs x)" by auto
then have expolys: "poly (real_of_rat_poly (nth qs p1)) x = 0 \<and> poly (real_of_rat_poly (nth qs p2)) x = 0"
using havex unfolding sign_vec_def squash_def
by (smt class_field.neg_1_not_0 length_map map_map nth_map one_neq_zero p1p2)
then have "\<not> coprime (real_of_rat_poly (nth qs p1)) ((real_of_rat_poly (nth qs p2))::real poly)"
apply (auto) using coprime_poly_0
by blast
then show ?thesis
using coprime_rat_poly_real_poly by auto
qed
(* This and the following lemma are designed to show that if you have two sgas that aren't the same,
there's a 0 in between! The proof uses IVT. It hones in on the component that's changed sign
(either from 1 to {0, -1} or from -1 to {0, 1}) *)
lemma zero_above:
fixes qs:: "rat poly list"
fixes x1:: "real"
assumes hnz: "has_no_zeros (sign_vec qs x1)"
shows "(\<forall> x2 > x1. ((sign_vec qs x1) \<noteq> (sign_vec qs x2)) \<longrightarrow>
(\<exists>(r::real) > x1. (r \<le> x2 \<and> (\<exists> q \<in> set(qs). rpoly q r = 0))))"
proof clarsimp
fix x2
assume x1_lt: "x1 < x2"
assume diff_sign_vec: "sign_vec qs x1 \<noteq> sign_vec qs x2"
then have "\<exists>q \<in> set qs. squash (rpoly q x1) \<noteq> squash (rpoly q x2)"
unfolding sign_vec_def
by simp
then obtain q where q_prop: "q \<in> set qs \<and> squash (rpoly q x1) \<noteq> squash (rpoly q x2)"
by auto
then have q_in: "q \<in> set qs" by auto
have poss1: "squash (rpoly q x1) = -1 \<and> squash (rpoly q x2) = 1 \<longrightarrow> (\<exists>r>x1. r \<le> x2 \<and> (\<exists>q\<in>set qs. rpoly q r = 0))"
using poly_IVT_pos[of x1 x2] using x1_lt unfolding squash_def apply (auto)
using q_prop by fastforce
have poss2: "squash (rpoly q x1) = 1 \<and> squash (rpoly q x2) = -1 \<longrightarrow> (\<exists>r>x1. r \<le> x2 \<and> (\<exists>q\<in>set qs. rpoly q r = 0))"
using poly_IVT_neg[of x1 x2] using x1_lt unfolding squash_def apply (auto)
using q_prop by fastforce
have poss3: "squash (rpoly q x2) = 0 \<longrightarrow> (\<exists>r>x1. r \<le> x2 \<and> (\<exists>q\<in>set qs. rpoly q r = 0))"
using x1_lt unfolding squash_def apply (auto)
using q_prop by blast
have "(q \<in> set qs \<and> rpoly q x1 = 0) \<longrightarrow> \<not>has_no_zeros (sign_vec qs x1)"
unfolding has_no_zeros_def sign_vec_def apply auto
by (smt image_iff squash_def)
have not_poss4: "squash (rpoly q x1) \<noteq> 0"
using hnz q_in unfolding squash_def
using \<open>q \<in> set qs \<and> rpoly q x1 = 0 \<longrightarrow> \<not> has_no_zeros (sign_vec qs x1)\<close> by auto
then show "\<exists>r>x1. r \<le> x2 \<and> (\<exists>q\<in>set qs. rpoly q r = 0)"
using q_prop poss1 poss2 poss3 not_poss4
apply (auto)
apply (meson squash_def)
apply (metis squash_def)
apply (metis squash_def) by (meson squash_def)
qed
lemma zero_below:
fixes qs:: "rat poly list"
fixes x1:: "real"
assumes hnz: "has_no_zeros (sign_vec qs x1)"
shows "\<forall>x2 < x1. ((sign_vec qs x1) \<noteq> (sign_vec qs x2)) \<longrightarrow>
(\<exists>(r::real) < x1. (r \<ge> x2 \<and> (\<exists> q \<in> set(qs). rpoly q r = 0)))"
proof clarsimp
fix x2
assume x1_gt: "x2 < x1"
assume diff_sign_vec: "sign_vec qs x1 \<noteq> sign_vec qs x2"
then have "\<exists>q \<in> set qs. squash (rpoly q x1) \<noteq> squash (rpoly q x2)"
unfolding sign_vec_def
by simp
then obtain q where q_prop: "q \<in> set qs \<and> squash (rpoly q x1) \<noteq> squash (rpoly q x2)"
by auto
then have q_in: "q \<in> set qs" by auto
have poss1: "squash (rpoly q x1) = -1 \<and> squash (rpoly q x2) = 1 \<longrightarrow> (\<exists>r<x1. (r \<ge> x2 \<and> (\<exists> q \<in> set(qs). rpoly q r = 0)))"
using poly_IVT_neg[of x2 x1] using x1_gt unfolding squash_def apply (auto)
using q_prop by fastforce
have poss2: "squash (rpoly q x1) = 1 \<and> squash (rpoly q x2) = -1 \<longrightarrow> (\<exists>r<x1. (r \<ge> x2 \<and> (\<exists> q \<in> set(qs). rpoly q r = 0)))"
using poly_IVT_pos[of x2 x1] using x1_gt unfolding squash_def apply (auto)
using q_prop by fastforce
have poss3: "squash (rpoly q x2) = 0 \<longrightarrow> (\<exists>r<x1. (r \<ge> x2 \<and> (\<exists> q \<in> set(qs). rpoly q r = 0)))"
using x1_gt unfolding squash_def apply (auto)
using q_prop by blast
have "(q \<in> set qs \<and> rpoly q x1 = 0) \<longrightarrow> \<not>has_no_zeros (sign_vec qs x1)"
unfolding has_no_zeros_def sign_vec_def apply auto
using image_iff squash_def
by (smt image_iff squash_def)
have not_poss4: "squash (rpoly q x1) \<noteq> 0"
using hnz q_in unfolding squash_def
using \<open>q \<in> set qs \<and> rpoly q x1 = 0 \<longrightarrow> \<not> has_no_zeros (sign_vec qs x1)\<close> by auto
then show "(\<exists>r<x1. (r \<ge> x2 \<and> (\<exists> q \<in> set(qs). rpoly q r = 0)))"
using q_prop poss1 poss2 poss3 not_poss4 apply (auto)
apply (meson squash_def)
apply (metis squash_def)
apply (metis squash_def)
by (meson squash_def)
qed
lemma sorted_list_lemma:
fixes l:: "real list"
fixes a b:: "real"
fixes n:: "nat"
assumes "a < b"
assumes "(n + 1) < length l"
assumes strict_sort: "sorted_wrt (<) l"
assumes lt_a: "(l ! n) < a"
assumes b_lt: "b < (l ! (n+1))"
shows "\<not>(\<exists>(x::real). (List.member l x \<and> a \<le> x \<and> x \<le> b))"
proof -
have sorted_hyp_var: "\<forall>q1 < length l. \<forall>q2 < length l. (q1 < q2 \<longrightarrow>
(l ! q1) < (l ! q2))"
using strict_sort by (auto simp: sorted_wrt_iff_nth_less)
then have sorted_hyp_var2: "\<forall>q1 < length l. \<forall>q2 < length l. ((l ! q1) < (l ! q2)) \<longrightarrow> q1 < q2"
using linorder_neqE_nat
by (metis Groups.add_ac(2) add_mono_thms_linordered_field(5) less_irrefl)
have "(\<exists>(x::real). (List.member l x \<and> a \<le> x \<and> x \<le> b)) \<Longrightarrow> False"
proof -
assume "(\<exists>(x::real). (List.member l x \<and> a \<le> x \<and> x \<le> b))"
then obtain x where x_prop: "List.member l x \<and> a \<le> x \<and> x \<le> b" by auto
then have l_prop: "List.member l x \<and> (l ! n) < x \<and> x < (l ! (n+1))"
using lt_a b_lt by auto
have nth_l: "l ! n < x" using l_prop by auto
have np1th_l: "x < l ! (n+1)" using l_prop by auto
have "\<exists>k. k < length l \<and> nth l k = x" using l_prop
by (meson in_set_member index_of_lookup(1) index_of_lookup(2))
then obtain k where k_prop: "k < length l \<and> nth l k = x" by auto
have n_lt: "n < k"
using nth_l sorted_hyp_var k_prop add_lessD1 assms(2) linorder_neqE_nat nat_SN.gt_trans
by (meson sorted_hyp_var2)
have k_gt: "k < n + 1"
using sorted_hyp_var np1th_l k_prop
using assms(2) sorted_hyp_var2 by blast
show False
using n_lt k_gt by auto
qed
then show ?thesis by auto
qed
(* This lemma shows that any zero of coprime_r is either between two roots or it's smaller than the
least root (neg inf) or it's greater than the biggest root (pos inf). *)
lemma roots_of_coprime_r_location_property:
fixes qs:: "rat poly list"
fixes sga:: "rat list"
fixes zer_list
assumes pairwise_rel_prime: "pairwise_coprime_list qs"
assumes all_squarefree: "\<And>q. q \<in> set qs \<Longrightarrow> rsquarefree q"
assumes x1_prop: "sga = sign_vec qs x1"
assumes hnz: "has_no_zeros sga"
assumes zer_list_prop: "zer_list = sorted_list_of_set {(x::real). (\<exists>q \<in> set(qs). (rpoly q x = 0))}"
shows "zer_list \<noteq> [] \<longrightarrow> ((x1 < (zer_list ! 0)) \<or> (x1 > (zer_list ! (length zer_list - 1)) \<or>
(\<exists> n < (length zer_list - 1). x1 > (zer_list ! n) \<and> x1 < (zer_list ! (n+1)))))"
proof -
let ?zer_list = "sorted_list_of_set {(x::real). (\<exists>q \<in> set(qs). (rpoly q x = 0))} :: real list"
show ?thesis
proof -
have "((\<forall>q. (List.member qs q) \<longrightarrow> q \<noteq> 0) \<and> has_no_zeros (sign_vec qs x1)) \<Longrightarrow> \<not> List.member ?zer_list x1"
proof (induct qs)
case Nil
then show ?case apply (auto)
by (simp add: member_rec(2))
next
case (Cons a qs)
then show ?case
proof clarsimp
assume imp: "((\<forall>q. List.member qs q \<longrightarrow> q \<noteq> 0) \<and>
has_no_zeros (sign_vec qs x1) \<Longrightarrow>
\<not> List.member (sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0})
x1)"
assume nonz: "\<forall>q. List.member (a # qs) q \<longrightarrow> q \<noteq> 0"
assume hnz: " has_no_zeros (sign_vec (a # qs) x1)"
assume mem_list: "List.member
(sorted_list_of_set {x. rpoly a x = 0 \<or> (\<exists>q\<in>set qs. rpoly q x = 0)})
x1"
have "has_no_zeros (sign_vec (a # qs) x1) \<Longrightarrow> has_no_zeros (sign_vec qs x1)"
proof -
assume hnz: "has_no_zeros (sign_vec (a # qs) x1)"
have same_vec: "sign_vec (a # qs) x1 = ((if rpoly a x1 > 0 then 1 else if rpoly a x1 = 0 then 0 else -1) # sign_vec (qs) x1)"
unfolding sign_vec_def squash_def by auto
have "has_no_zeros ((if rpoly a x1 > 0 then 1 else if rpoly a x1 = 0 then 0 else -1) # sign_vec (qs) x1)
\<Longrightarrow> has_no_zeros (sign_vec (qs) x1)"
by (simp add: has_no_zeros_def)
then show "has_no_zeros (sign_vec qs x1)" using hnz same_vec by auto
qed
then have nmem: "\<not> List.member (sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0}) x1"
using hnz nonz imp apply (auto)
by (simp add: member_rec(1))
have "\<forall>q \<in>set qs. q \<noteq> 0"
using nonz using in_set_member apply (auto) by fastforce
then have "\<forall>q \<in>set qs. finite {x. rpoly q x = 0}"
by (simp add: poly_roots_finite)
then have fin_set: "finite {x. \<exists>q\<in>set qs. rpoly q x = 0}"
by auto
have not_in: "x1 \<notin> {x. \<exists>q\<in>set qs. rpoly q x = 0}" using fin_set nmem set_sorted_list_of_set
all_squarefree
apply (auto)
by (simp add: List.member_def \<open>finite {x. \<exists>q\<in>set qs. rpoly q x = 0}\<close>)
have x1_in: "x1 \<in> {x. rpoly a x = 0 \<or> (\<exists>q\<in>set qs. rpoly q x = 0)}"
using mem_list sorted_list_of_set
proof -
have f1: "\<forall>r R. ((r::real) \<in> R \<or> \<not> List.member (sorted_list_of_set R) r) \<or> infinite R"
by (metis in_set_member set_sorted_list_of_set)
have "finite {r. rpoly a (r::real) = 0}"
by (metis (full_types) List.finite_set member_rec(1) nonz real_roots_of_rat_poly(1))
then show ?thesis
using f1 \<open>finite {x. \<exists>q\<in>set qs. rpoly q x = 0}\<close> mem_list by fastforce
qed
have "rpoly a x1 \<noteq> 0" using hnz
unfolding has_no_zeros_def sign_vec_def squash_def by auto
then show "False" using not_in x1_in
by auto
qed
qed
then have non_mem: "\<not> List.member ?zer_list x1"
using all_squarefree unfolding rsquarefree_def hnz apply (auto)
using hnz x1_prop
by (simp add: in_set_member)
have "?zer_list \<noteq> [] \<Longrightarrow> ((x1 \<ge> (?zer_list ! 0)) \<and> (x1 \<le> (?zer_list ! (length ?zer_list - 1))))
\<Longrightarrow> (\<exists> n < (length ?zer_list - 1). x1 > (?zer_list ! n) \<and> x1 < (?zer_list ! (n+1)))"
proof -
assume "?zer_list \<noteq> []"
assume x1_asm: "(x1 \<ge> (?zer_list ! 0)) \<and> (x1 \<le> (?zer_list ! (length ?zer_list - 1)))"
have nm1: "x1 \<noteq> ?zer_list ! 0" using non_mem
using \<open>sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0} \<noteq> []\<close> in_set_member
by (metis (no_types, lifting) in_set_conv_nth length_greater_0_conv)
have nm2: "x1 \<noteq> ?zer_list ! (length ?zer_list -1)" using non_mem
by (metis (no_types, lifting) One_nat_def \<open>sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0} \<noteq> []\<close> diff_Suc_less in_set_member length_greater_0_conv nth_mem)
then have x_asm_var: "x1 > (?zer_list ! 0) \<and> x1 < ?zer_list ! (length ?zer_list -1)"
using x1_asm nm1 nm2 by auto
have "(\<forall>n. (n < (length ?zer_list - 1) \<and> x1 \<ge> (?zer_list ! n) \<longrightarrow> x1 \<ge> (?zer_list ! (n+1)))) \<Longrightarrow> False"
proof -
assume assump: "(\<forall>n. (n < (length ?zer_list - 1) \<and> x1 \<ge> (?zer_list ! n) \<longrightarrow> x1 \<ge> (?zer_list ! (n+1))))"
have zer_case: "x1 \<ge> ?zer_list ! 0" using x_asm_var by auto
have all_n: "\<And> n. (n < (length ?zer_list - 1) \<longrightarrow> x1 \<ge> ?zer_list ! n) "
proof -
fix n
show n_lt: "(n < (length ?zer_list - 1) \<longrightarrow> x1 \<ge> ?zer_list ! n)"
proof (induct n)
case 0
then show ?case using zer_case
by blast
next
case (Suc n)
then show ?case
using assump
using Suc_eq_plus1 Suc_lessD by presburger
qed
qed
have "(length ?zer_list - 2) \<le> length ?zer_list -1"
using diff_le_mono2 one_le_numeral by blast
have "x1 \<ge> ?zer_list ! (length ?zer_list - 1)"
proof -
have h1: "length ?zer_list = 1 \<longrightarrow> x1 \<ge> ?zer_list ! (length ?zer_list - 1)"
using assump zer_case by auto
have h2: "length ?zer_list > 1 \<longrightarrow> x1 \<ge> ?zer_list ! (length ?zer_list - 1)"
using all_n assump apply (auto)
by (metis (mono_tags, lifting) Suc_diff_Suc lessI)
then show ?thesis using h1 h2 apply (auto)
using zer_case by blast
qed
then show False using all_n x_asm_var
by linarith
qed
then show ?thesis
using x1_asm
by (smt One_nat_def Suc_pred \<open>sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0} \<noteq> []\<close> in_set_member length_greater_0_conv less_SucI non_mem nth_mem)
qed
then have h1: "(?zer_list \<noteq> [] \<and> (x1 \<ge> (?zer_list ! 0)) \<and> (x1 \<le> (?zer_list ! (length ?zer_list - 1))) \<Longrightarrow>
(\<exists> n < (length ?zer_list - 1). x1 > (?zer_list ! n) \<and> x1 < (?zer_list ! (n+1))))"
by blast
then show ?thesis apply (auto)
using zer_list_prop not_less
by auto
qed
qed
(* This lemma is essentially saying that the zeros of coprime_r capture all relevant sample points.
From roots_of_coprime_r_location_property, we know that any zero of coprime_r is either between two
roots, or it's smaller than the least root (neg inf), or it's greater than the biggest root (pos inf).
Then, since the polynomials have constant signs within those intervals, the zeros of coprime_r
capture all the relevant information.
*)
lemma roots_of_coprime_r_capture_sgas_without_zeros:
fixes qs:: "rat poly list"
fixes sga:: "rat list"
assumes pairwise_rel_prime: "pairwise_coprime_list qs"
assumes all_squarefree: "\<And>q. q \<in> set qs \<Longrightarrow> rsquarefree q"
assumes ex_x1: "sga = sign_vec qs x1"
assumes hnz: "has_no_zeros sga"
shows "(\<exists>w \<in> (roots_of_coprime_r (cast_rat_list qs)). sga = (sign_vec qs w))"
proof -
obtain x1 where x1_prop: "sga = (sign_vec qs x1)" using ex_x1 by auto
let ?zer_list = "sorted_list_of_set {(x::real). (\<exists>q \<in> set(qs). (rpoly q x = 0))} :: real list"
have strict_sorted_h: "sorted_wrt (<) ?zer_list" using sorted_sorted_list_of_set
strict_sorted_iff by auto
then have sorted_hyp: "\<forall>q < length ?zer_list. (q + 1 < length ?zer_list) \<longrightarrow>
(?zer_list ! q) < (?zer_list ! (q +1))"
using strict_sorted_h by (auto simp: sorted_wrt_iff_nth_less)
then have sorted_hyp_var: "\<forall>q1 < length ?zer_list. \<forall>q2 < length ?zer_list. (q1 < q2 \<longrightarrow>
(?zer_list ! q1) < (?zer_list ! q2))"
using sorted_wrt_iff_nth_less strict_sorted_h by blast
then have sorted_hyp_var2: "\<forall>q1 < length ?zer_list. ((?zer_list ! q1)::real) \<le> (?zer_list ! (length ?zer_list - 1))"
by (smt (verit, ccfv_SIG) One_nat_def Suc_pred bot_nat_0.extremum less_Suc_eq_le less_le not_less)
have nonz_q: "\<forall>q \<in>set qs. q \<noteq> 0"
using all_squarefree unfolding rsquarefree_def using in_set_member by auto
then have "\<forall>q \<in>set qs. finite {x. rpoly q x = 0}"
by (simp add: poly_roots_finite)
then have fin_set: "finite {x. \<exists>q\<in>set qs. rpoly q x = 0}"
by auto
have x1_and_roots: "?zer_list \<noteq> [] \<longrightarrow> ((x1 < (?zer_list ! 0)) \<or> (x1 > (?zer_list ! (length ?zer_list - 1)) \<or>
(\<exists> n < (length ?zer_list - 1). x1 > (?zer_list ! n) \<and> x1 < (?zer_list ! (n+1)))))"
using roots_of_coprime_r_location_property x1_prop assms by auto
have x2gt: "\<forall>x2>x1. sign_vec qs x1 \<noteq> sign_vec qs x2 \<longrightarrow> (\<exists>r>x1. r \<le> x2 \<and> (\<exists>q\<in>set qs. rpoly q r = 0))"
using hnz x1_prop zero_above[of qs x1] by auto
have x2lt: "\<forall>x2<x1. sign_vec qs x1 \<noteq> sign_vec qs x2 \<longrightarrow> (\<exists>r<x1. x2 \<le> r \<and> (\<exists>q\<in>set qs. rpoly q r = 0))"
using hnz x1_prop zero_below[of qs x1] by (auto)
have triv_neg_inf_h: "?zer_list = [] \<Longrightarrow> sga = (sign_vec qs (-crb (prod_list (cast_rat_list qs))))"
proof -
assume empty_zer: "(?zer_list:: real list) = []"
let ?zer_set = "{x. \<exists>q\<in>set qs. rpoly q x = 0}:: real set"
have fin_zer: "finite ?zer_set" using fin_set by auto
have "finite ?zer_set \<Longrightarrow> (sorted_list_of_set ?zer_set = []) = (?zer_set = {})"
using fin_zer sorted_list_of_set_eq_Nil_iff[where A = "?zer_set"] by auto
then have "(sorted_list_of_set ?zer_set = []) = (?zer_set = {})"
using fin_zer by auto
then have nozers: "?zer_set = {}"
using empty_zer by auto
then have "\<not>(\<exists>(r::real). (\<exists>(q::rat poly)\<in>set qs. rpoly q r = 0))"
using nozers by auto
then have "\<forall>y. sign_vec qs x1 = sign_vec qs y"
proof -
fix y
have gt_prop: "x1 > y \<longrightarrow> sign_vec qs x1 = sign_vec qs y"
using hnz x1_prop zero_below[of qs x1] apply (auto)
using \<open>\<nexists>r. \<exists>q\<in>set qs. rpoly q r = 0\<close> by blast
have lt_prop: "x1 < y \<longrightarrow> sign_vec qs x1 = sign_vec qs y"
using zero_above[of qs x1] apply (auto)
using \<open>\<nexists>r. \<exists>q\<in>set qs. rpoly q r = 0\<close> x2gt by blast
show ?thesis using gt_prop lt_prop apply (auto)
apply (metis \<open>\<nexists>r. \<exists>q\<in>set qs. rpoly q r = 0\<close> linorder_neqE_linordered_idom x2gt x2lt)
using x2gt x2lt apply (auto)
apply (metis \<open>\<nexists>r. \<exists>q\<in>set qs. rpoly q r = 0\<close> linorder_neqE_linordered_idom)
apply (metis \<open>\<nexists>r. \<exists>q\<in>set qs. rpoly q r = 0\<close> linorder_neqE_linordered_idom)
by (metis \<open>\<nexists>r. \<exists>q\<in>set qs. rpoly q r = 0\<close> linorder_neqE_linordered_idom)
qed
then show ?thesis
by (simp add: x1_prop)
qed
have neg_inf_h: "?zer_list \<noteq>[] \<Longrightarrow> (x1 < (?zer_list ! 0) \<Longrightarrow> sga = (sign_vec qs (-crb (prod_list (cast_rat_list qs)))))"
proof -
let ?neg_crb = "-crb (prod_list (cast_rat_list qs))"
assume len_nontriv: "?zer_list \<noteq>[]"
assume x1_lt: "x1 < ?zer_list ! 0"
have r_gt: "\<forall>r. (\<exists>q\<in>set qs. rpoly q r = 0) \<longrightarrow> r \<ge> (?zer_list ! 0)"
proof clarsimp
fix q::"rat poly"
fix r:: "real"
assume q_in: "q \<in> set qs"
assume "rpoly q r = 0"
then have "r \<in> {x. \<exists>q\<in>set qs. rpoly q x = 0}" using q_in by auto
then have "List.member (sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0}) r"
using in_set_member set_sorted_list_of_set fin_set apply (auto)
by (smt \<open>r \<in> {x. \<exists>q\<in>set qs. rpoly q x = 0}\<close> fin_set in_set_member set_sorted_list_of_set)
then show "sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0} ! 0 \<le> r"
using sorted_hyp_var
by (metis (no_types, lifting) gr_implies_not0 in_set_conv_nth in_set_member not_less sorted_iff_nth_mono sorted_sorted_list_of_set)
qed
have prod_zer: "\<forall>x. (\<exists>q\<in>set qs. rpoly q x = 0) \<longrightarrow> (poly (prod_list (cast_rat_list qs)) x) = 0"
using prod_list_zero_iff[where xs = "(cast_rat_list qs)"] unfolding cast_rat_list_def
apply (auto)
using nonz_q apply blast
by (metis (no_types, opaque_lifting) image_eqI list.set_map of_rat_poly_hom.prod_list_map_hom poly_prod_list_zero_iff)
have "?zer_list \<noteq>[] \<longrightarrow> List.member (sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0})
(?zer_list ! 0)"
using nth_Cons_0 apply (auto)
by (meson gr0I in_set_member length_0_conv nth_mem)
then have "?zer_list \<noteq>[] \<longrightarrow> (?zer_list ! 0)
\<in> {x. \<exists>q\<in>set qs. rpoly q x = 0}"
using in_set_member[where x = "(sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0} ! 0)",
where xs = "sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0}"]
set_sorted_list_of_set fin_set
by blast
then have "?zer_list \<noteq>[] \<longrightarrow> (\<exists>q\<in>set qs. rpoly q (?zer_list ! 0) = 0)"
by blast
then have poly_zer: "?zer_list \<noteq>[] \<longrightarrow> (poly (prod_list (cast_rat_list qs)) (?zer_list ! 0)) = 0"
using prod_zer by auto
have "\<forall>q. List.member (cast_rat_list qs) q \<longrightarrow>q \<noteq> 0" using nonz_q
unfolding cast_rat_list_def using in_set_member imageE image_set map_poly_zero of_rat_eq_0_iff
by smt
then have "(prod_list (cast_rat_list qs)) \<noteq> 0"
using prod_list_zero_iff in_set_member apply (auto)
by fastforce
then have crb_lt: "?zer_list \<noteq>[] \<longrightarrow> ?neg_crb < ?zer_list ! 0"
using crb_lem_neg[where p = "(prod_list (cast_rat_list qs))", where x = "sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0} ! 0"] apply (auto)
using poly_zer
by blast
have crb_gt_x1: "?zer_list \<noteq>[] \<longrightarrow> (?neg_crb > x1 \<longrightarrow> (sga \<noteq> (sign_vec qs ?neg_crb)) \<longrightarrow> (\<exists>r>x1. r \<le> ?neg_crb \<and> (\<exists>q\<in>set qs. rpoly q r = 0)))"
using x2gt apply (auto)
using crb_lt r_gt x1_prop by fastforce
have crb_lt_x1: "?neg_crb < x1 \<longrightarrow> (sga \<noteq> (sign_vec qs ?neg_crb)) \<longrightarrow> (\<exists>r<x1. ?neg_crb \<le> r \<and> (\<exists>q\<in>set qs. rpoly q r = 0))"
using x2lt apply (auto)
using x1_lt r_gt x1_prop by fastforce
show ?thesis using len_nontriv crb_gt_x1 crb_lt_x1 x1_lt crb_lt r_gt apply (auto)
using x1_prop by blast
qed
have pos_inf_h: "?zer_list \<noteq> [] \<Longrightarrow> (x1 > (?zer_list ! (length ?zer_list - 1)) \<Longrightarrow> sga = (sign_vec qs (crb (prod_list (cast_rat_list qs)))))"
proof -
let ?pos_crb = "crb (prod_list (cast_rat_list qs))"
assume len_nontriv: "?zer_list \<noteq>[]"
assume x1_lt: "x1 > ?zer_list ! (length ?zer_list - 1)"
have r_gt: "\<And>r. (\<exists>q\<in>set qs. rpoly q r = 0) \<Longrightarrow> r \<le> (?zer_list ! (length ?zer_list - 1))"
proof -
fix r:: "real"
assume q_in: "(\<exists>q\<in>set qs. rpoly q r = 0)"
then obtain q::"rat poly" where q_prop: "q \<in> set qs \<and> rpoly q r = 0" by auto
then have "r \<in> {x. \<exists>q\<in>set qs. rpoly q x = 0}" using q_in by auto
then have "List.member (sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0}) r"
using in_set_member set_sorted_list_of_set fin_set by smt
then have "\<exists>n < (length ?zer_list). r = ?zer_list ! n"
by (metis (no_types, lifting) in_set_conv_nth in_set_member)
then obtain n where n_prop: "n < length ?zer_list \<and> r = ?zer_list ! n"
by auto
then show "r \<le> (?zer_list ! (length ?zer_list - 1))"
proof -
have "\<forall>q1. q1 < length ?zer_list \<longrightarrow> (?zer_list ! q1) \<le> (?zer_list ! (length ?zer_list - 1:: nat))"
using sorted_hyp_var2 by auto
then have "(?zer_list ! n) \<le> (?zer_list ! (length ?zer_list - 1))"
using n_prop by auto
then show ?thesis using n_prop by auto
qed
qed
have prod_zer: "\<forall>x. (\<exists>q\<in>set qs. rpoly q x = 0) \<longrightarrow> (poly (prod_list (cast_rat_list qs)) x) = 0"
using prod_list_zero_iff[where xs = "(cast_rat_list qs)"] unfolding cast_rat_list_def
apply (auto)
using nonz_q apply blast
by (metis (no_types, opaque_lifting) image_eqI list.set_map of_rat_poly_hom.prod_list_map_hom poly_prod_list_zero_iff)
have "?zer_list \<noteq>[] \<longrightarrow> List.member (sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0})
(?zer_list ! (length ?zer_list -1))"
using nth_Cons_0 apply (auto)
by (metis (no_types, lifting) diff_less in_set_conv_nth in_set_member length_greater_0_conv length_sorted_list_of_set zero_less_Suc)
then have "?zer_list \<noteq>[] \<longrightarrow> (?zer_list ! (length ?zer_list -1))
\<in> {x. \<exists>q\<in>set qs. rpoly q x = 0}"
using in_set_member[where x = "(sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0} ! (length ?zer_list -1))",
where xs = "sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0}"]
set_sorted_list_of_set fin_set
by blast
then have "?zer_list \<noteq>[] \<longrightarrow> (\<exists>q\<in>set qs. rpoly q (?zer_list ! (length ?zer_list -1)) = 0)"
by blast
then have poly_zer: "?zer_list \<noteq>[] \<longrightarrow> (poly (prod_list (cast_rat_list qs)) (?zer_list ! (length ?zer_list -1))) = 0"
using prod_zer by auto
have "\<forall>q. List.member (cast_rat_list qs) q \<longrightarrow>q \<noteq> 0" using nonz_q
unfolding cast_rat_list_def using in_set_member imageE image_set map_poly_zero of_rat_eq_0_iff
by smt
then have "(prod_list (cast_rat_list qs)) \<noteq> 0"
using prod_list_zero_iff in_set_member apply (auto)
by fastforce
then have crb_lt: "?zer_list \<noteq>[] \<longrightarrow> ?pos_crb > ?zer_list ! (length ?zer_list -1)"
using crb_lem_pos[where p = "(prod_list (cast_rat_list qs))", where x = "sorted_list_of_set {x. \<exists>q\<in>set qs. rpoly q x = 0} ! (length ?zer_list -1)"] apply (auto)
using poly_zer
by simp
have crb_gt_x1: "?zer_list \<noteq>[] \<longrightarrow> ((?pos_crb::real) > (x1::real) \<longrightarrow> (sga \<noteq> (sign_vec (qs::rat poly list) (?pos_crb::real))) \<longrightarrow> (\<exists>(r::real)<x1. r \<ge> ?pos_crb \<and> (\<exists>(q::rat poly)\<in>set qs. rpoly q r = 0)))"
using x2gt apply (auto)
using crb_lt r_gt x1_prop
using x1_lt by fastforce
have crb_lt_x1: "?pos_crb < x1 \<longrightarrow> (sga \<noteq> (sign_vec qs ?pos_crb)) \<longrightarrow> (\<exists>r>x1. ?pos_crb \<ge> r \<and> (\<exists>q\<in>set qs. poly (real_of_rat_poly q) r = 0))"
using x2lt apply (auto)
using x1_lt r_gt x1_prop
by (meson \<open>prod_list (cast_rat_list qs) \<noteq> 0\<close> crb_lem_pos not_less prod_zer)
show ?thesis using len_nontriv crb_gt_x1 crb_lt_x1 x1_lt crb_lt r_gt apply (auto)
using x1_prop
by blast
qed
have between_h: "(\<exists> n < (length ?zer_list - 1). x1 > (?zer_list ! n) \<and> x1 < (?zer_list ! (n+1))) \<Longrightarrow> (\<exists>w \<in> (roots_of_coprime_r (cast_rat_list qs)). sga = (sign_vec qs w))"
proof -
assume "(\<exists> n < (length ?zer_list - 1). x1 > (?zer_list ! n) \<and> x1 < (?zer_list ! (n+1)))"
then obtain n where n_prop: "n < (length ?zer_list - 1) \<and> x1 > (?zer_list ! n) \<and> x1 < (?zer_list ! (n+1))"
by auto
have "\<forall>q1 q2. (q1 \<noteq> q2 \<and> (List.member (cast_rat_list qs) q1) \<and> (List.member (cast_rat_list qs) q2))\<longrightarrow> coprime q1 q2"
using pairwise_rel_prime coprime_rat_poly_iff_coprimereal_poly
unfolding pairwise_coprime_list_def
by (smt cast_rat_list_def imageE image_set in_set_conv_nth in_set_member)
then have all_prop: "\<forall>x1. \<forall>x2. ((x1 < x2 \<and> (\<exists>q1 \<in> set (cast_rat_list(qs)). (poly q1 x1) = 0) \<and> (\<exists>q2\<in> set((cast_rat_list(qs))). (poly q2 x2) = 0)) \<longrightarrow> (\<exists>q. x1 < q \<and> q < x2 \<and> poly (coprime_r (cast_rat_list qs)) q = 0))"
using coprime_r_roots_prop
by auto
have exq1: "(\<exists>q1 \<in> set (cast_rat_list(qs)). (poly q1 (?zer_list ! n)) = 0)"
unfolding cast_rat_list_def using n_prop apply (auto)
by (smt (verit, ccfv_SIG) One_nat_def Suc_eq_plus1 Suc_lessD fin_set length_sorted_list_of_set less_diff_conv mem_Collect_eq nth_mem set_sorted_list_of_set)
have exq2: "(\<exists>q2 \<in> set (cast_rat_list(qs)). (poly q2 (?zer_list ! (n+1))) = 0)"
unfolding cast_rat_list_def using n_prop One_nat_def Suc_eq_plus1 fin_set less_diff_conv mem_Collect_eq nth_mem set_sorted_list_of_set
by (smt (verit, ccfv_SIG) image_eqI set_map)
have n_prop2: "(((?zer_list ! n) < (?zer_list ! (n+1)) \<and> (\<exists>q1 \<in> set (cast_rat_list(qs)). (poly q1 (?zer_list ! n)) = 0) \<and> (\<exists>q2\<in> set((cast_rat_list(qs))). (poly q2 (?zer_list ! (n+1))) = 0)))"
using exq1 exq2 sorted_hyp n_prop by auto
then have "(\<exists>q. (?zer_list ! n) < q \<and> q < (?zer_list ! (n+1)) \<and> poly (coprime_r (cast_rat_list qs)) q = 0)"
using all_prop n_prop2 by auto
then have "\<exists>w \<in> (roots_of_coprime_r (cast_rat_list qs)). (?zer_list ! n) < w \<and> w < (?zer_list ! (n+1))"
apply (auto)
using roots_of_coprime_r_def by auto
then obtain w where w_prop: "w \<in> (roots_of_coprime_r (cast_rat_list qs)) \<and> (?zer_list ! n) < w \<and> w < (?zer_list ! (n+1))" by auto
have n_lt1: "n < length ?zer_list" using n_prop
using add_lessD1 less_diff_conv by blast
have n_lt2: "n + 1 < length ?zer_list" using n_prop
using less_diff_conv by blast
have sorted_hyp_var3: "?zer_list ! n < ?zer_list ! (n + 1)" using sorted_hyp
n_lt1 n_lt2 by auto
then have helper: "w > x1 \<longrightarrow> \<not>(\<exists>(x::real). (List.member ?zer_list x \<and> x1 \<le> x \<and> x \<le> w))"
using n_prop w_prop x1_prop strict_sorted_h sorted_list_lemma[where n = "n", where l = ?zer_list, where a = "x1", where b = "w"] sorted_hyp_var3
by auto
have no_root1: "w > x1 \<Longrightarrow> \<not>(\<exists>r>x1. r \<le> w \<and> (\<exists>q\<in>set qs. rpoly q r = 0))"
proof -
assume "w > x1"
then have nex: "\<not>(\<exists>(x::real). (List.member ?zer_list x \<and> x1 \<le> x \<and> x \<le> w))"
using helper by auto
have "(\<exists>r>x1. r \<le> w \<and> (\<exists>q\<in>set qs. rpoly q r = 0)) \<Longrightarrow> False"
proof -
assume "(\<exists>r>x1. r \<le> w \<and> (\<exists>q\<in>set qs. rpoly q r = 0))"
then obtain r where r_prop: "r > x1 \<and>r \<le> w \<and>(\<exists>q\<in>set qs. rpoly q r = 0)" by auto
then have "List.member ?zer_list r \<and>x1 \<le> r \<and>x1 \<le> w "
by (smt fin_set in_set_member mem_Collect_eq set_sorted_list_of_set)
then show ?thesis using nex r_prop
by blast
qed
then show ?thesis by auto
qed
have helper2: "w < x1 \<longrightarrow> \<not>(\<exists>(x::real). (List.member ?zer_list x \<and> w \<le> x \<and> x \<le> x1))"
using n_prop w_prop x1_prop strict_sorted_h sorted_list_lemma[where n = "n", where l = ?zer_list, where a = "w", where b = "x1"] sorted_hyp_var3
by auto
have no_root2: "w < x1 \<Longrightarrow> \<not>(\<exists>r<x1. w \<le> r \<and> (\<exists>q\<in>set qs. rpoly q r = 0))"
proof -
assume "w < x1"
then have nex: "\<not>(\<exists>(x::real). (List.member ?zer_list x \<and> w \<le> x \<and> x \<le> x1))"
using helper2 by auto
have "(\<exists>r<x1. w \<le> r \<and> (\<exists>q\<in>set qs. rpoly q r = 0)) \<Longrightarrow> False"
proof -
assume "(\<exists>r<x1. w \<le> r\<and> (\<exists>q\<in>set qs. rpoly q r = 0))"
then obtain r where r_prop: "r < x1 \<and> w \<le> r \<and>(\<exists>q\<in>set qs. rpoly q r = 0)" by auto
then have "List.member ?zer_list r \<and> w \<le> r \<and> r \<le> x1 "
by (smt fin_set in_set_member mem_Collect_eq set_sorted_list_of_set)
then show ?thesis using nex r_prop
by blast
qed
then show ?thesis by auto
qed
then have w_gt: "w > x1 \<longrightarrow> (sign_vec qs x1) = (sign_vec qs w)"
using no_root1 n_prop x2gt by auto
have w_lt: "w < x1 \<longrightarrow> (sign_vec qs x1) = (sign_vec qs w)"
using no_root2 n_prop x2lt by auto
then have "sga = (sign_vec qs w)" using w_gt w_lt x1_prop by auto
then show "(\<exists>w \<in> (roots_of_coprime_r (cast_rat_list qs)). sga = (sign_vec qs w))"
using w_prop by auto
qed
show ?thesis using triv_neg_inf_h neg_inf_h pos_inf_h between_h x1_and_roots
by (metis (mono_tags, lifting) coprime_r_zero1 coprime_r_zero2 mem_Collect_eq roots_of_coprime_r_def)
qed
(* This lemma heavily relies on the main BKR_Proofs result and also the lemma named
roots_of_coprime_r_capture_sgas_without_zeros *)
lemma find_csas_lemma_nozeros:
fixes qs:: "rat poly list"
assumes fs: "factorize_polys qs = (fs,data)"
assumes "fs \<noteq> []"
shows "(csa \<in> (consistent_sign_vectors fs UNIV) \<and> has_no_zeros csa) \<longleftrightarrow>
csa \<in> set (find_consistent_signs_at_roots (coprime_r (cast_rat_list fs)) (cast_rat_list fs))"
proof -
let ?new_l = "cast_rat_list fs"
let ?copr = "coprime_r ?new_l"
have copr_nonz: "?copr \<noteq> 0"
using coprime_r_nonzero[OF assms(1-2)] unfolding cast_rat_list_def by auto
have nontriv_list: "0 < length ?new_l"
using assms cast_rat_list_def by (auto)
have pairwise_cp: "(\<And>q. q \<in> set ?new_l \<Longrightarrow>
algebraic_semidom_class.coprime ?copr q)" using coprime_r_coprime_prop[OF assms(1)]
apply (auto)
by (metis cast_rat_list_def comm_monoid_mult_class.coprime_commute coprime_iff_coprime list.set_map)
have set_fsga: "set(find_consistent_signs_at_roots ?copr ?new_l) = set(characterize_consistent_signs_at_roots ?copr ?new_l)"
using find_consistent_signs_at_roots[OF copr_nonz pairwise_cp] by auto
then have csa_in_hyp: "csa \<in> set (find_consistent_signs_at_roots ?copr ?new_l)
\<longleftrightarrow> csa \<in> set(characterize_consistent_signs_at_roots ?copr ?new_l)" by auto
have forward: "(csa \<in> (consistent_sign_vectors fs UNIV) \<and> has_no_zeros csa)
\<Longrightarrow> csa \<in> set(characterize_consistent_signs_at_roots ?copr ?new_l)"
proof -
assume csa_in: "(csa \<in> (consistent_sign_vectors fs UNIV) \<and> has_no_zeros csa)"
have fin: "finite {x. poly (coprime_r (cast_rat_list fs)) x = 0}"
using copr_nonz poly_roots_finite
by (simp add: poly_roots_finite fs)
have pcl: "pairwise_coprime_list fs"
using coprime_factorize fs
by (metis fst_conv)
have sqf: "\<And>q. q \<in> set fs \<Longrightarrow> rsquarefree q"
using factorize_polys_square_free[OF assms(1)]
by (metis square_free_rsquarefree)
obtain x1 where x1:"csa = sign_vec fs x1"
using consistent_sign_vectors_def csa_in by auto
have hnz: "has_no_zeros csa" using csa_in by auto
obtain w where w_prop: "w\<in>roots_of_coprime_r (cast_rat_list fs)" "csa = sign_vec fs w"
using roots_of_coprime_r_capture_sgas_without_zeros[OF pcl sqf x1 hnz]
by auto
have w_root: "poly (coprime_r (cast_rat_list fs)) w = 0"
using w_prop
by (simp add: roots_of_coprime_r_def)
then have "w \<in> {x. poly (coprime_r (cast_rat_list fs)) x = 0}"
by auto
then have w_ins: "w \<in> set (characterize_root_list_p (coprime_r (cast_rat_list fs)))"
using fin set_sorted_list_of_set[where A="{x. poly (coprime_r (cast_rat_list fs)) x = 0}"]
unfolding characterize_root_list_p_def
by auto
have "map ((\<lambda>x. if 0 < x then 1 else if x < 0 then - 1 else 0) \<circ> (\<lambda>p. rpoly p w)) fs =
map ((\<lambda>x. if 0 < x then 1 else - 1) \<circ> (\<lambda>p. rpoly p w)) fs"
proof -
have "\<not>(\<exists>x \<in> set fs. rpoly x w = 0)"
proof clarsimp
fix x
assume x_in: "x \<in> set fs"
assume x_zer: "rpoly x w = 0"
then have "\<exists>k < length fs. nth fs k = x"
using x_in
by (simp add: in_set_conv_nth)
then obtain k where k_prop: "k < length fs \<and> fs ! k = x"
by auto
then have "(sign_vec fs w) ! k = 0" using x_zer apply (auto)
unfolding sign_vec_def squash_def by auto
then have "\<not> (has_no_zeros (sign_vec fs w))"
apply (auto)
by (simp add: hnz_prop k_prop)
then show False using hnz unfolding sign_vec_def squash_def
using \<open>\<not> has_no_zeros (sign_vec fs w)\<close> w_prop(2) by blast
qed
then show ?thesis using hnz unfolding sign_vec_def squash_def by auto
qed
then have "map ((\<lambda>x. if 0 < x then 1 else if x < 0 then - 1 else 0) \<circ> (\<lambda>p. rpoly p w)) fs =
map (\<lambda>q. if 0 < poly q w then 1 else - 1)
(cast_rat_list fs)"
unfolding cast_rat_list_def by auto
then have "csa = map (\<lambda>q. if 0 < poly q w then 1 else - 1)
(cast_rat_list fs)"
by (simp add: comp_def sign_vec_def squash_def w_prop(2))
then show ?thesis unfolding characterize_consistent_signs_at_roots_def
apply (auto) unfolding signs_at_def using w_ins w_prop
using consistent_sign_vectors_consistent_sign_vectors_r consistent_sign_vectors_def consistent_sign_vectors_r_def signs_at_def by force
qed
have backward: "csa \<in> set(characterize_consistent_signs_at_roots ?copr ?new_l) \<Longrightarrow>
(csa \<in> (consistent_sign_vectors fs UNIV) \<and> has_no_zeros csa)"
proof -
assume csa_in: "csa \<in> set(characterize_consistent_signs_at_roots ?copr ?new_l)"
have csa_in_old_set: "csa \<in> set (characterize_consistent_signs_at_roots_copr ?copr ?new_l)"
using csa_list_copr_rel copr_nonz csa_in find_consistent_signs_at_roots_copr pairwise_cp set_fsga by auto
have "\<forall>(x::real). \<forall> (l::real poly list). rec_list True (\<lambda>h T. If (h = 0) False)
(map (\<lambda>q. if 0 < poly q x then (1::rat) else (-1::rat))
l)"
proof clarsimp
fix x::"real"
fix l::"real poly list"
show " rec_list True (\<lambda>h T. If (h = 0) False)
(map (\<lambda>q. if 0 < poly q x then (1::rat) else (-1::rat)) l) "
proof (induct l)
case Nil
then show ?case
by simp
next
case (Cons a l)
then show ?case by auto
qed
qed
then have "\<forall>x. rec_list True (\<lambda>h T. If (h = 0) False)
(map (\<lambda>q. if 0 < poly q x then (1::rat) else - 1)
(cast_rat_list fs))"
by auto
then have hnz: "has_no_zeros csa"
using csa_in_old_set
unfolding characterize_consistent_signs_at_roots_copr_def consistent_sign_vec_copr_def
apply (auto) unfolding has_no_zeros_def
by auto
have "\<exists>w \<in> set(characterize_root_list_p ?copr). csa = consistent_sign_vec_copr ?new_l w"
using csa_in_old_set using characterize_consistent_signs_at_roots_copr_def by auto
then obtain w where w_prop: "w \<in> set (characterize_root_list_p ?copr) \<and> csa = consistent_sign_vec_copr ?new_l w"
by auto
then have "poly ?copr w = 0" unfolding characterize_root_list_p_def
by (simp add: copr_nonz poly_roots_finite)
then have copr_prop: "\<forall>p \<in> set(?new_l). poly p w \<noteq> 0"
using w_prop coprime_r_coprime_prop apply (auto)
by (meson coprime_poly_0 in_set_member pairwise_cp)
then have "consistent_sign_vec_copr ?new_l w = sign_vec fs w"
unfolding sign_vec_def squash_def consistent_sign_vec_copr_def
cast_rat_list_def by auto
then show ?thesis using hnz w_prop apply (auto)
using consistent_sign_vectors_def by blast
qed
have "(csa \<in> (consistent_sign_vectors fs UNIV) \<and> has_no_zeros csa)
\<longleftrightarrow> csa \<in> set(characterize_consistent_signs_at_roots ?copr ?new_l)"
using forward backward by blast
then show ?thesis using csa_in_hyp by auto
qed
lemma range_eq:
fixes a
fixes b
shows "a = b \<longrightarrow> range a = range b"
by simp
lemma removeAt_distinct:
shows "distinct fss \<Longrightarrow> distinct (removeAt i fss)"
unfolding removeAt_def
by (simp add: set_take_disj_set_drop_if_distinct)
lemma consistent_signs_atw:
assumes "\<And>p. p \<in> set fs \<Longrightarrow> poly p x \<noteq> 0"
shows "consistent_sign_vec_copr fs x = signs_at fs x"
unfolding consistent_sign_vec_copr_def signs_at_def squash_def o_def
by (simp add: assms)
(* This could be an alternate (equivalent) definition *)
lemma characterize_consistent_signs_at_roots_rw:
assumes "p \<noteq> 0"
assumes copr: "\<And>q. q \<in> set fs \<Longrightarrow> coprime p q"
shows "set (characterize_consistent_signs_at_roots p fs) =
consistent_sign_vectors_r fs ({x. poly p x = 0})"
by (simp add: assms(1) characterize_consistent_signs_at_roots_def consistent_sign_vectors_r_def poly_roots_finite characterize_root_list_p_def)
lemma signs_at_insert:
assumes "i \<le> length qs"
shows "insertAt i (squash (poly p x)) (signs_at qs x) =
signs_at (insertAt i p qs) x"
unfolding insertAt_def signs_at_def o_def using assms take_map apply auto
apply (subst drop_map) by simp
lemma length_removeAt:
assumes "i < length ls"
shows "length (removeAt i ls) = length ls - 1"
unfolding removeAt_def using assms by auto
lemma insertAt_removeAt:
assumes "i < length ls"
shows "insertAt i (ls!i) (removeAt i ls) = ls"
unfolding insertAt_def removeAt_def using assms apply auto
by (simp add: Cons_nth_drop_Suc)
lemma insertAt_nth:
assumes "i \<le> length ls"
shows "insertAt i n ls ! i = n"
unfolding insertAt_def using assms
by (simp add: nth_append_take)
lemma length_signs_at[simp]:
shows "length (signs_at qs x) = length qs"
unfolding signs_at_def by auto
lemma find_csa_at_index:
assumes "i < length fss"
assumes "\<And>p q. p \<in> set fss \<Longrightarrow> q \<in> set fss \<Longrightarrow> p \<noteq> q \<Longrightarrow> coprime p q"
assumes "\<And>p. p \<in> set fss \<Longrightarrow> p \<noteq> 0"
assumes "distinct fss"
shows "
set (map (\<lambda>v. insertAt i 0 v) (find_consistent_signs_at_roots (fss ! i) (removeAt i fss))) =
{v \<in> consistent_sign_vectors_r fss UNIV. v ! i = 0}"
proof -
from removeAt_distinct[OF assms(4)]
have neq: "fss ! i \<noteq> 0" using assms by simp
have cop: "\<And>q. q \<in> set (removeAt i fss) \<Longrightarrow> coprime (fss ! i) q" using assms
unfolding removeAt_def
apply auto
using dual_order.strict_trans find_first_unique image_iff less_imp_le_nat less_not_refl nth_image nth_mem
apply (smt atLeastLessThan_iff dual_order.strict_trans find_first_unique image_iff less_imp_le_nat less_not_refl nth_image nth_mem)
by (metis Cons_nth_drop_Suc distinct.simps(2) distinct_drop in_set_dropD nth_mem)
from find_consistent_signs_at_roots[OF neq]
have "set (find_consistent_signs_at_roots (fss ! i) (removeAt i fss)) =
set (characterize_consistent_signs_at_roots (fss ! i) (removeAt i fss))"
using cop by auto
then have eq: "set (map (insertAt i 0)
(find_consistent_signs_at_roots (fss ! i)
(removeAt i fss))) = insertAt i 0 ` set (characterize_consistent_signs_at_roots (fss ! i) (removeAt i fss)) "
by simp
from characterize_consistent_signs_at_roots_rw[OF neq cop]
have eq2: "set (characterize_consistent_signs_at_roots (fss ! i) (removeAt i fss)) = consistent_sign_vectors_r (removeAt i fss) {x. poly (fss ! i) x = 0}" .
have ile: "i \<le> length (removeAt i fss)"
using length_removeAt[OF assms(1)] assms(1) by linarith
have 1: "\<And>xb. poly (fss ! i) xb = 0 \<Longrightarrow>
insertAt i 0 (signs_at (removeAt i fss) xb) \<in> range (signs_at fss)"
proof -
fix x
assume "poly (fss ! i) x = 0"
then have "insertAt i 0 (signs_at (removeAt i fss) x) =
insertAt i (squash (poly (fss ! i) x)) (signs_at (removeAt i fss) x)" by (auto simp add: squash_def)
also have "... = signs_at (insertAt i (fss ! i) (removeAt i fss)) x"
apply (intro signs_at_insert)
using length_removeAt[OF assms(1)]
using assms(1) by linarith
also have "... = signs_at fss x" unfolding insertAt_removeAt[OF assms(1)] by auto
ultimately have *:"insertAt i 0 (signs_at (removeAt i fss) x) = signs_at fss x" by auto
thus "insertAt i 0 (signs_at (removeAt i fss) x) \<in> range (signs_at fss)" by auto
qed
have 2: "\<And>xa. signs_at fss xa ! i = 0 \<Longrightarrow>
i \<le> length (removeAt i fss) \<Longrightarrow>
signs_at fss xa
\<in> insertAt i 0 `
signs_at (removeAt i fss) `
{x. poly (fss ! i) x = 0}"
proof -
fix x
assume "signs_at fss x ! i = 0"
then have z:"poly (fss ! i) x = 0" unfolding signs_at_def o_def squash_def
by (smt assms(1) class_field.zero_not_one nth_map zero_neq_neg_one)
then have "insertAt i 0 (signs_at (removeAt i fss) x) =
insertAt i (squash (poly (fss ! i) x)) (signs_at (removeAt i fss) x)" by (auto simp add: squash_def)
also have "... = signs_at (insertAt i (fss ! i) (removeAt i fss)) x"
apply (intro signs_at_insert)
using length_removeAt[OF assms(1)]
using assms(1) by linarith
also have "... = signs_at fss x" unfolding insertAt_removeAt[OF assms(1)] by auto
ultimately have *:"insertAt i 0 (signs_at (removeAt i fss) x) = signs_at fss x" by auto
thus "signs_at fss x \<in> insertAt i 0 ` signs_at (removeAt i fss) ` {x. poly (fss ! i) x = 0}"
using z
by (metis (mono_tags, lifting) mem_Collect_eq rev_image_eqI)
qed
have "insertAt i 0 ` consistent_sign_vectors_r (removeAt i fss) {x. poly (fss ! i) x = 0} =
{v \<in> consistent_sign_vectors_r fss UNIV. v ! i = 0}"
unfolding consistent_sign_vectors_r_def
apply (auto simp add: 1)
apply (subst insertAt_nth)
using ile by (auto simp add: 2)
thus ?thesis unfolding eq eq2 .
qed
lemma in_set_concat_map:
assumes "i < length ls"
assumes "x \<in> set (f (ls ! i))"
shows "x \<in> set (concat (map f ls))"
using assms by auto
lemma find_csas_lemma_onezero_gen:
fixes qs:: "rat poly list"
assumes fs: "factorize_polys qs = (fs,data)"
assumes fss: "fss = cast_rat_list fs"
shows "(csa \<in> (consistent_sign_vectors_r fss UNIV) \<and> \<not>(has_no_zeros csa))
\<longleftrightarrow> csa \<in> set (find_sgas_aux fss)"
proof -
have a:"(\<And>p q. p \<in> set fss \<Longrightarrow>
q \<in> set fss \<Longrightarrow>
p \<noteq> q \<Longrightarrow> coprime p
q)"
using cast_rat_list_def factorize_polys_map_coprime fs fss by blast
have b:"(\<And>p. p \<in> set fss \<Longrightarrow> p \<noteq> 0)"
using factorize_polys_map_square_free_prod_list semidom_class.prod_list_zero_iff square_free_def
using cast_rat_list_def fs fss by blast
have c:"distinct fss"
using factorize_polys_map_distinct[OF assms(1)] assms(2) unfolding cast_rat_list_def
by auto
have forwards: "csa \<in> (consistent_sign_vectors_r fss UNIV) \<Longrightarrow>
\<not> (has_no_zeros csa)
\<Longrightarrow> csa \<in> set (find_sgas_aux fss)"
unfolding find_sgas_aux_def
proof -
assume csa: "csa \<in> (consistent_sign_vectors_r fss UNIV)"
assume hnz: "\<not>(has_no_zeros csa)"
then obtain i where i: "i < length csa" "csa ! i = 0" unfolding hnz_prop by auto
then have cin: "csa \<in> {v \<in> consistent_sign_vectors_r fss UNIV. v ! i = 0}" using csa by auto
have 1:"i < length fss" using i csa unfolding consistent_sign_vectors_r_def by auto
from find_csa_at_index[OF 1 a b c]
have eq: "set (map (\<lambda>v. insertAt i 0 v) (find_consistent_signs_at_roots (fss ! i) (removeAt i fss))) =
{v \<in> consistent_sign_vectors_r fss UNIV. v ! i = 0}" by auto
show "csa \<in> set (concat (map (\<lambda>i. map (insertAt i 0) (find_consistent_signs_at_roots (fss ! i) (removeAt i fss))) [0..<length fss]))"
using cin i unfolding eq[symmetric]
apply (intro in_set_concat_map[of i])
using 1 by auto
qed
have backwards: "csa \<in> set (find_sgas_aux fss) \<Longrightarrow>
\<not> (has_no_zeros csa) \<and> csa \<in> (consistent_sign_vectors_r fss UNIV)"
proof -
assume *: "csa \<in> set (find_sgas_aux fss)"
then obtain i where i: "i < length fss"
"csa \<in> set (map (\<lambda>v. insertAt i 0 v) (find_consistent_signs_at_roots (fss ! i) (removeAt i fss)))"
unfolding find_sgas_aux_def
by auto
from find_csa_at_index[OF i(1) a b c]
have eq: "set (map (\<lambda>v. insertAt i 0 v) (find_consistent_signs_at_roots (fss ! i) (removeAt i fss))) =
{v \<in> consistent_sign_vectors_r fss UNIV. v ! i = 0}" by auto
have *: "csa \<in> {v \<in> consistent_sign_vectors_r fss UNIV. v ! i = 0}" using i eq by auto
then have "length csa = length fss" unfolding consistent_sign_vectors_r_def by auto
thus ?thesis unfolding has_no_zeros_def using * apply (auto simp add:in_set_conv_nth)
using i(1) by auto
qed
show ?thesis
using forwards backwards by blast
qed
lemma mem_append: "List.member (l1@l2) m \<longleftrightarrow> (List.member l1 m \<or> List.member l2 m)"
by (simp add: List.member_def)
lemma same_sign_cond_rationals_reals:
fixes qs:: "rat poly list"
assumes lenh: "length (fst(factorize_polys qs)) > 0"
shows "set(find_sgas (map (map_poly of_rat) (fst(factorize_polys qs)))) = consistent_sign_vectors (fst(factorize_polys qs)) UNIV"
proof -
let ?ftrs = "(fst(factorize_polys qs))"
have pairwise_rel_prime: "pairwise_coprime_list (fst(factorize_polys qs))"
using factorize_polys_coprime
by (simp add: coprime_factorize)
have all_squarefree:"\<forall>q. (List.member (fst(factorize_polys qs)) q) \<longrightarrow> (rsquarefree q)"
using factorize_polys_square_free
by (metis in_set_member prod.collapse square_free_rsquarefree)
have allnonzero: "\<forall>q. (List.member ?ftrs q) \<longrightarrow> q \<noteq> 0"
using all_squarefree apply (auto)
using rsquarefree_def by blast
have h1: "\<forall> csa. (csa \<in> (consistent_sign_vectors ?ftrs UNIV) \<and> \<not> (has_no_zeros csa))
\<longleftrightarrow> csa \<in> set (find_sgas_aux (cast_rat_list ?ftrs))"
using lenh find_csas_lemma_onezero_gen pairwise_rel_prime allnonzero
by (metis consistent_sign_vectors_consistent_sign_vectors_r eq_fst_iff)
have h2: "\<forall>csa. (csa \<in> (consistent_sign_vectors ?ftrs UNIV) \<and> has_no_zeros csa) \<longleftrightarrow>
List.member (find_consistent_signs_at_roots (coprime_r (cast_rat_list ?ftrs)) (cast_rat_list ?ftrs)) csa"
using lenh find_csas_lemma_nozeros pairwise_rel_prime allnonzero
by (metis in_set_member length_greater_0_conv prod.collapse)
have h3: "\<forall> csa. List.member (find_sgas (map (map_poly of_rat) ?ftrs)) csa \<longleftrightarrow>
((List.member (find_sgas_aux (cast_rat_list ?ftrs)) csa) \<or> (List.member (find_consistent_signs_at_roots (coprime_r (cast_rat_list ?ftrs)) (cast_rat_list ?ftrs)) csa))"
unfolding find_sgas_def cast_rat_list_def using mem_append
by metis
have h4: "\<forall> csa. List.member (find_sgas (map (map_poly of_rat) ?ftrs)) csa \<longleftrightarrow>
((csa \<in> (consistent_sign_vectors ?ftrs UNIV) \<and> has_no_zeros csa) \<or> (csa \<in> (consistent_sign_vectors ?ftrs UNIV) \<and> \<not> (has_no_zeros csa)))"
using h1 h2 h3 apply (auto) apply (simp add: in_set_member) by (simp add: in_set_member)
have h5: "\<forall>csa. (csa \<in> (consistent_sign_vectors ?ftrs UNIV) \<and> has_no_zeros csa) \<or> (csa \<in> (consistent_sign_vectors ?ftrs UNIV) \<and> \<not> (has_no_zeros csa))
\<longleftrightarrow> csa \<in> (consistent_sign_vectors ?ftrs UNIV)"
by auto
then have "\<forall> csa. List.member (find_sgas (map (map_poly of_rat) ?ftrs)) csa \<longleftrightarrow> csa \<in> (consistent_sign_vectors ?ftrs UNIV)"
using h4
by blast
then show ?thesis using in_set_member apply (auto)
apply (simp add: in_set_member)
by (simp add: in_set_member)
qed
lemma factorize_polys_undo_factorize_polys_set:
assumes "factorize_polys ps = (ftrs,data)"
assumes "sgas = find_sgas (map (map_poly of_rat) ftrs)"
assumes sgas_set: "set (sgas) = consistent_sign_vectors ftrs UNIV"
shows "set (map (undo_factorize_polys data) sgas) = consistent_sign_vectors ps UNIV"
proof -
have h: "\<forall>x. undo_factorize_polys data (sign_vec ftrs x) = sign_vec ps x"
using factorize_polys_undo_factorize_polys
by (simp add: assms(1))
have h1: "\<forall>x. sign_vec ps x \<in> set (map (undo_factorize_polys data) sgas)"
using sgas_set
by (metis UNIV_I consistent_sign_vectors_def h image_eqI image_set)
then have subset_h: "consistent_sign_vectors ps UNIV \<subseteq> set (map (undo_factorize_polys data) sgas)"
unfolding consistent_sign_vectors_def by auto
have supset_h: "consistent_sign_vectors ps UNIV \<supseteq> set (map (undo_factorize_polys data) sgas)"
proof -
have "\<forall> ele. ele \<in> set (map (undo_factorize_polys data) sgas) \<longrightarrow>
(\<exists>n < length sgas. ele = (undo_factorize_polys data (nth sgas n)))"
using index_of_lookup(1) index_of_lookup(2) by fastforce
then have "\<forall> ele. ele \<in> set (map (undo_factorize_polys data) sgas) \<longrightarrow>
(\<exists>x. ele = (undo_factorize_polys data (sign_vec ftrs x)))"
using sgas_set apply (auto) using consistent_sign_vectors_def by auto
then show ?thesis using h
using consistent_sign_vectors_def by auto
qed
show ?thesis using subset_h supset_h
by blast
qed
lemma main_step_aux1:
fixes qs:: "rat poly list"
assumes empty: "(fst(factorize_polys qs)) = []"
shows "set (find_consistent_signs qs) = consistent_sign_vectors qs UNIV"
proof -
have set_eq: "set (find_consistent_signs qs) = {(map (\<lambda>x. if poly x 0 < 0 then -1 else if poly x 0 = 0 then 0 else 1) qs)}"
using empty unfolding find_consistent_signs_def apply (auto)
apply (metis fst_conv)
by (metis prod.collapse)
have deg_q_prop: "fst(factorize_polys qs) = [] \<Longrightarrow> (\<forall>q \<in>set(qs). degree q = 0)"
apply (rule ccontr)
proof clarsimp
fix q
assume *:"fst(factorize_polys qs) = []"
assume q: "q \<in> set qs" "0 < degree q"
obtain arb where "factorize_rat_poly_monic q = (arb,[])"
using * q unfolding factorize_polys_def apply (auto simp add:Let_def)
by (metis prod.collapse)
from squarefree_factorization_degree[OF factorize_rat_poly_monic_square_free_factorization[OF this]]
have "degree q = 0" by auto
thus False using q by auto
qed
have deg_q_cons: "(\<forall>q \<in>set(qs). degree q = 0) \<Longrightarrow> (consistent_sign_vectors qs UNIV = {(map (\<lambda>x. if poly x 0 < 0 then -1 else if poly x 0 = 0 then 0 else 1) qs)})"
proof -
assume deg_z: "(\<forall>q \<in>set(qs). degree q = 0)"
then have "\<forall>q \<in>set(qs). \<forall>x y. poly q x = poly q y"
apply (auto)
by (meson constant_def constant_degree)
then have csv: "consistent_sign_vectors qs UNIV = {sign_vec qs 0}"
unfolding consistent_sign_vectors_def sign_vec_def apply (auto)
apply (metis deg_z degree_0_id of_rat_hom.map_poly_hom_coeff_lift poly_0_coeff_0 poly_const_conv squash_real_of_rat)
by (metis (mono_tags, lifting) class_semiring.add.one_closed comp_def image_iff list.map_cong0 of_rat_hom.poly_map_poly_0)
have "sign_vec qs 0 = (map (\<lambda>x. if poly x 0 < 0 then -1 else if poly x 0 = 0 then 0 else 1) qs)"
unfolding sign_vec_def squash_def by auto
then show "consistent_sign_vectors qs UNIV = {(map (\<lambda>x. if poly x 0 < 0 then -1 else if poly x 0 = 0 then 0 else 1) qs)}"
using csv by auto
qed
then show ?thesis
using deg_q_prop deg_q_cons set_eq
by (simp add: empty)
qed
lemma main_step_aux2:
fixes qs:: "rat poly list"
assumes lenh: "length (fst(factorize_polys qs)) > 0"
shows "set (find_consistent_signs qs) = consistent_sign_vectors qs UNIV"
proof -
let ?fs = "fst(factorize_polys qs)"
let ?data = "snd(factorize_polys qs)"
let ?sgas = "find_sgas (map (map_poly of_rat) ?fs)"
have h0: "set (?sgas) = consistent_sign_vectors ?fs UNIV"
using lenh same_sign_cond_rationals_reals coprime_factorize by auto
then have h1: "set (map (undo_factorize_polys ?data) ?sgas) = consistent_sign_vectors qs UNIV"
using factorize_polys_undo_factorize_polys_set
by simp
then show ?thesis using lenh apply (auto)
apply (smt case_prod_unfold find_consistent_signs_def h1 main_step_aux1)
by (simp add: find_consistent_signs_def prod.case_eq_if)
qed
lemma main_step:
fixes qs:: "rat poly list"
shows "set (find_consistent_signs qs) = consistent_sign_vectors qs UNIV"
using main_step_aux1 main_step_aux2 by auto
subsection "Decision Procedure: Main Lemmas"
lemma decide_univ_lem_helper:
assumes "(fml_struct,polys) = convert fml"
shows "(\<forall>x::real. lookup_sem fml_struct (map (\<lambda>p. rpoly p x) polys)) \<longleftrightarrow>
(decide_universal fml)"
using universal_lookup_sem main_step unfolding decide_universal_def apply (auto)
apply (metis assms convert_closed fst_conv snd_conv)
by (metis (full_types) assms convert_closed fst_conv snd_conv)
lemma decide_exis_lem_helper:
assumes "(fml_struct,polys) = convert fml"
shows "(\<exists>x::real. lookup_sem fml_struct (map (\<lambda>p. rpoly p x) polys)) \<longleftrightarrow>
(decide_existential fml)"
using existential_lookup_sem main_step unfolding decide_existential_def apply (auto)
apply (metis assms convert_closed fst_conv snd_conv)
by (metis (full_types) assms convert_closed fst_conv snd_conv)
theorem decision_procedure:
shows "(\<forall>x::real. fml_sem fml x) \<longleftrightarrow> (decide_universal fml)"
"\<exists>x::real. fml_sem fml x \<longleftrightarrow> (decide_existential fml)"
using convert_semantics_lem decide_univ_lem_helper apply (auto)
apply (simp add: convert_semantics)
apply (metis convert_def convert_semantics fst_conv snd_conv)
using convert_semantics_lem
by (metis convert_def convert_semantics decide_exis_lem_helper fst_conv snd_conv)
end