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Bunka AI 4

A Study on Scaling Up Multilingual News Framing Analysis

Syeda Sabrina Akter, Antonios Anastasopoulos

Media framing is the study of strategically selecting and presenting specific aspects of political issues to shape public opinion. Despite its relevance to almost all societies around the world, research has been limited due to the lack of available datasets and other resources. This study explores the possibility of dataset creation through crowdsourcing, utilizing non-expert annotators to develop training corpora. We first extend framing analysis beyond English news to a multilingual context (12 typologically diverse languages) through automatic translation. We also present a novel benchmark in Bengali and Portuguese on the immigration and same-sex marriage domains. Additionally, we show that a system trained on our crowd-sourced dataset, combined with other existing ones, leads to a 5.32 percentage point increase from the baseline, showing that crowdsourcing is a viable option. Last, we study the performance of large language models (LLMs) for this task, finding that task-specific fine-tuning is a better approach than employing bigger non-specialized models.

http://arxiv.org/abs/2404.01481v1

cs.CL

Are large language models superhuman chemists?

Adrian Mirza, Nawaf Alampara, Sreekanth Kunchapu, Benedict Emoekabu, Aswanth Krishnan, Mara Wilhelmi, Macjonathan Okereke, Juliane Eberhardt, Amir Mohammad Elahi, Maximilian Greiner, Caroline T. Holick, Tanya Gupta, Mehrdad Asgari, Christina Glaubitz, Lea C. Klepsch, Yannik Köster, Jakob Meyer, Santiago Miret, Tim Hoffmann, Fabian Alexander Kreth, Michael Ringleb, Nicole Roesner, Ulrich S. Schubert, Leanne M. Stafast, Dinga Wonanke, Michael Pieler, Philippe Schwaller, Kevin Maik Jablonka

Large language models (LLMs) have gained widespread interest due to their ability to process human language and perform tasks on which they have not been explicitly trained. This is relevant for the chemical sciences, which face the problem of small and diverse datasets that are frequently in the form of text. LLMs have shown promise in addressing these issues and are increasingly being harnessed to predict chemical properties, optimize reactions, and even design and conduct experiments autonomously. However, we still have only a very limited systematic understanding of the chemical reasoning capabilities of LLMs, which would be required to improve models and mitigate potential harms. Here, we introduce "ChemBench," an automated framework designed to rigorously evaluate the chemical knowledge and reasoning abilities of state-of-the-art LLMs against the expertise of human chemists. We curated more than 7,000 question-answer pairs for a wide array of subfields of the chemical sciences, evaluated leading open and closed-source LLMs, and found that the best models outperformed the best human chemists in our study on average. The models, however, struggle with some chemical reasoning tasks that are easy for human experts and provide overconfident, misleading predictions, such as about chemicals' safety profiles. These findings underscore the dual reality that, although LLMs demonstrate remarkable proficiency in chemical tasks, further research is critical to enhancing their safety and utility in chemical sciences. Our findings also indicate a need for adaptations to chemistry curricula and highlight the importance of continuing to develop evaluation frameworks to improve safe and useful LLMs.

http://arxiv.org/abs/2404.01475v1

cs.LG, cond-mat.mtrl-sci, cs.AI, physics.chem-ph

Will the Real Linda Please Stand up...to Large Language Models? Examining the Representativeness Heuristic in LLMs

Pengda Wang, Zilin Xiao, Hanjie Chen, Frederick L. Oswald

Although large language models (LLMs) have demonstrated remarkable proficiency in understanding text and generating human-like text, they may exhibit biases acquired from training data in doing so. Specifically, LLMs may be susceptible to a common cognitive trap in human decision-making called the representativeness heuristic. This is a concept in psychology that refers to judging the likelihood of an event based on how closely it resembles a well-known prototype or typical example versus considering broader facts or statistical evidence. This work investigates the impact of the representativeness heuristic on LLM reasoning. We created REHEAT (Representativeness Heuristic AI Testing), a dataset containing a series of problems spanning six common types of representativeness heuristics. Experiments reveal that four LLMs applied to REHEAT all exhibited representativeness heuristic biases. We further identify that the model's reasoning steps are often incorrectly based on a stereotype rather than the problem's description. Interestingly, the performance improves when adding a hint in the prompt to remind the model of using its knowledge. This suggests the uniqueness of the representativeness heuristic compared to traditional biases. It can occur even when LLMs possess the correct knowledge while failing in a cognitive trap. This highlights the importance of future research focusing on the representativeness heuristic in model reasoning and decision-making and on developing solutions to address it.

http://arxiv.org/abs/2404.01461v1

cs.CL, cs.HC

Developing Safe and Responsible Large Language Models -- A Comprehensive Framework

Shaina Raza, Oluwanifemi Bamgbose, Shardul Ghuge, Fatemeh Tavakoli, Deepak John Reji

Given the growing concerns around the safety and risks of Large Language Models (LLMs), it is essential to develop methods for mitigating these issues. We introduce Safe and Responsible Large Language Model (SR$_{\text{LLM}}$) , a model designed to enhance the safety of language generation using LLMs. Our approach incorporates a comprehensive LLM safety risk taxonomy and utilizes a dataset annotated by experts that align with this taxonomy. SR$_{\text{LLM}}$ is designed to identify potentially unsafe content and produce benign variations. It employs instruction-based and parameter-efficient fine-tuning methods, making the model not only effective in enhancing safety but also resource-efficient and straightforward to adjust. Through our testing on five benchmark datasets and two proprietary datasets, we observed notable reductions in the generation of unsafe content. Moreover, following the implementation of safety measures, there was a significant improvement in the production of safe content. We detail our fine-tuning processes and how we benchmark safety for SR$_{\text{LLM}}$ with the community engagement and promote the responsible advancement of LLMs. All the data and code are available anonymous at https://github.com/shainarazavi/Safe-Responsible-LLM .

http://arxiv.org/abs/2404.01399v1

cs.CL

FABLES: Evaluating faithfulness and content selection in book-length summarization

Yekyung Kim, Yapei Chang, Marzena Karpinska, Aparna Garimella, Varun Manjunatha, Kyle Lo, Tanya Goyal, Mohit Iyyer

While long-context large language models (LLMs) can technically summarize book-length documents (>100K tokens), the length and complexity of the documents have so far prohibited evaluations of input-dependent aspects like faithfulness. In this paper, we conduct the first large-scale human evaluation of faithfulness and content selection on LLM-generated summaries of fictional books. Our study mitigates the issue of data contamination by focusing on summaries of books published in 2023 or 2024, and we hire annotators who have fully read each book prior to the annotation task to minimize cost and cognitive burden. We collect FABLES, a dataset of annotations on 3,158 claims made in LLM-generated summaries of 26 books, at a cost of $5.2K USD, which allows us to rank LLM summarizers based on faithfulness: Claude-3-Opus significantly outperforms all closed-source LLMs, while the open-source Mixtral is on par with GPT-3.5-Turbo. An analysis of the annotations reveals that most unfaithful claims relate to events and character states, and they generally require indirect reasoning over the narrative to invalidate. While LLM-based auto-raters have proven reliable for factuality and coherence in other settings, we implement several LLM raters of faithfulness and find that none correlates strongly with human annotations, especially with regard to detecting unfaithful claims. Our experiments suggest that detecting unfaithful claims is an important future direction not only for summarization evaluation but also as a testbed for long-context understanding. Finally, we move beyond faithfulness by exploring content selection errors in book-length summarization: we develop a typology of omission errors related to crucial narrative elements and also identify a systematic over-emphasis on events occurring towards the end of the book.

http://arxiv.org/abs/2404.01261v1

cs.CL, cs.AI

An image speaks a thousand words, but can everyone listen? On translating images for cultural relevance

Simran Khanuja, Sathyanarayanan Ramamoorthy, Yueqi Song, Graham Neubig

Given the rise of multimedia content, human translators increasingly focus on culturally adapting not only words but also other modalities such as images to convey the same meaning. While several applications stand to benefit from this, machine translation systems remain confined to dealing with language in speech and text. In this work, we take a first step towards translating images to make them culturally relevant. First, we build three pipelines comprising state-of-the-art generative models to do the task. Next, we build a two-part evaluation dataset: i) concept: comprising 600 images that are cross-culturally coherent, focusing on a single concept per image, and ii) application: comprising 100 images curated from real-world applications. We conduct a multi-faceted human evaluation of translated images to assess for cultural relevance and meaning preservation. We find that as of today, image-editing models fail at this task, but can be improved by leveraging LLMs and retrievers in the loop. Best pipelines can only translate 5% of images for some countries in the easier concept dataset and no translation is successful for some countries in the application dataset, highlighting the challenging nature of the task. Our code and data is released here: https://github.com/simran-khanuja/image-transcreation.

http://arxiv.org/abs/2404.01247v1

cs.CL, cs.CV

Generating Faithful and Complete Hospital-Course Summaries from the Electronic Health Record

Griffin Adams

The rapid adoption of Electronic Health Records (EHRs) has been instrumental in streamlining administrative tasks, increasing transparency, and enabling continuity of care across providers. An unintended consequence of the increased documentation burden, however, has been reduced face-time with patients and, concomitantly, a dramatic rise in clinician burnout. In this thesis, we pinpoint a particularly time-intensive, yet critical, documentation task: generating a summary of a patient's hospital admissions, and propose and evaluate automated solutions. In Chapter 2, we construct a dataset based on 109,000 hospitalizations (2M source notes) and perform exploratory analyses to motivate future work on modeling and evaluation [NAACL 2021]. In Chapter 3, we address faithfulness from a modeling perspective by revising noisy references [EMNLP 2022] and, to reduce the reliance on references, directly calibrating model outputs to metrics [ACL 2023]. These works relied heavily on automatic metrics as human annotations were limited. To fill this gap, in Chapter 4, we conduct a fine-grained expert annotation of system errors in order to meta-evaluate existing metrics and better understand task-specific issues of domain adaptation and source-summary alignments. To learn a metric less correlated to extractiveness (copy-and-paste), we derive noisy faithfulness labels from an ensemble of existing metrics and train a faithfulness classifier on these pseudo labels [MLHC 2023]. Finally, in Chapter 5, we demonstrate that fine-tuned LLMs (Mistral and Zephyr) are highly prone to entity hallucinations and cover fewer salient entities. We improve both coverage and faithfulness by performing sentence-level entity planning based on a set of pre-computed salient entities from the source text, which extends our work on entity-guided news summarization [ACL, 2023], [EMNLP, 2023].

http://arxiv.org/abs/2404.01189v1

cs.CL

Green AI: Exploring Carbon Footprints, Mitigation Strategies, and Trade Offs in Large Language Model Training

Vivian Liu, Yiqiao Yin

Prominent works in the field of Natural Language Processing have long attempted to create new innovative models by improving upon previous model training approaches, altering model architecture, and developing more in-depth datasets to better their performance. However, with the quickly advancing field of NLP comes increased greenhouse gas emissions, posing concerns over the environmental damage caused by training LLMs. Gaining a comprehensive understanding of the various costs, particularly those pertaining to environmental aspects, that are associated with artificial intelligence serves as the foundational basis for ensuring safe AI models. Currently, investigations into the CO2 emissions of AI models remain an emerging area of research, and as such, in this paper, we evaluate the CO2 emissions of well-known large language models, which have an especially high carbon footprint due to their significant amount of model parameters. We argue for the training of LLMs in a way that is responsible and sustainable by suggesting measures for reducing carbon emissions. Furthermore, we discuss how the choice of hardware affects CO2 emissions by contrasting the CO2 emissions during model training for two widely used GPUs. Based on our results, we present the benefits and drawbacks of our proposed solutions and make the argument for the possibility of training more environmentally safe AI models without sacrificing their robustness and performance.

http://arxiv.org/abs/2404.01157v1

cs.CL, cs.PF

Do LLMs Find Human Answers To Fact-Driven Questions Perplexing? A Case Study on Reddit

Parker Seegmiller, Joseph Gatto, Omar Sharif, Madhusudan Basak, Sarah Masud Preum

Large language models (LLMs) have been shown to be proficient in correctly answering questions in the context of online discourse. However, the study of using LLMs to model human-like answers to fact-driven social media questions is still under-explored. In this work, we investigate how LLMs model the wide variety of human answers to fact-driven questions posed on several topic-specific Reddit communities, or subreddits. We collect and release a dataset of 409 fact-driven questions and 7,534 diverse, human-rated answers from 15 r/Ask{Topic} communities across 3 categories: profession, social identity, and geographic location. We find that LLMs are considerably better at modeling highly-rated human answers to such questions, as opposed to poorly-rated human answers. We present several directions for future research based on our initial findings.

http://arxiv.org/abs/2404.01147v1

cs.CL, cs.LG

LLM Attributor: Interactive Visual Attribution for LLM Generation

Seongmin Lee, Zijie J. Wang, Aishwarya Chakravarthy, Alec Helbling, ShengYun Peng, Mansi Phute, Duen Horng Chau, Minsuk Kahng

While large language models (LLMs) have shown remarkable capability to generate convincing text across diverse domains, concerns around its potential risks have highlighted the importance of understanding the rationale behind text generation. We present LLM Attributor, a Python library that provides interactive visualizations for training data attribution of an LLM's text generation. Our library offers a new way to quickly attribute an LLM's text generation to training data points to inspect model behaviors, enhance its trustworthiness, and compare model-generated text with user-provided text. We describe the visual and interactive design of our tool and highlight usage scenarios for LLaMA2 models fine-tuned with two different datasets: online articles about recent disasters and finance-related question-answer pairs. Thanks to LLM Attributor's broad support for computational notebooks, users can easily integrate it into their workflow to interactively visualize attributions of their models. For easier access and extensibility, we open-source LLM Attributor at https://github.com/poloclub/ LLM-Attribution. The video demo is available at https://youtu.be/mIG2MDQKQxM.

http://arxiv.org/abs/2404.01361v1

cs.CL, cs.AI, cs.HC, cs.LG

Regularized Best-of-N Sampling to Mitigate Reward Hacking for Language Model Alignment

Yuu Jinnai, Tetsuro Morimura, Kaito Ariu, Kenshi Abe

Best-of-N (BoN) sampling with a reward model has been shown to be an effective strategy for aligning Large Language Models (LLMs) to human preferences at the time of decoding. BoN sampling is susceptible to a problem known as reward hacking. Because the reward model is an imperfect proxy for the true objective, over-optimizing its value can compromise its performance on the true objective. A common solution to prevent reward hacking in preference learning techniques is to optimize a reward using proximity regularization (e.g., KL regularization), which ensures that the language model remains close to the reference model. In this research, we propose Regularized Best-of-N (RBoN), a variant of BoN that aims to mitigate reward hacking by incorporating a proximity term in response selection, similar to preference learning techniques. We evaluate two variants of RBoN on the AlpacaFarm dataset and find that they outperform BoN, especially when the proxy reward model has a low correlation with the true objective.

http://arxiv.org/abs/2404.01054v2

cs.CL, cs.AI

Can LLMs get help from other LLMs without revealing private information?

Florian Hartmann, Duc-Hieu Tran, Peter Kairouz, Victor Cărbune, Blaise Aguera y Arcas

Cascades are a common type of machine learning systems in which a large, remote model can be queried if a local model is not able to accurately label a user's data by itself. Serving stacks for large language models (LLMs) increasingly use cascades due to their ability to preserve task performance while dramatically reducing inference costs. However, applying cascade systems in situations where the local model has access to sensitive data constitutes a significant privacy risk for users since such data could be forwarded to the remote model. In this work, we show the feasibility of applying cascade systems in such setups by equipping the local model with privacy-preserving techniques that reduce the risk of leaking private information when querying the remote model. To quantify information leakage in such setups, we introduce two privacy measures. We then propose a system that leverages the recently introduced social learning paradigm in which LLMs collaboratively learn from each other by exchanging natural language. Using this paradigm, we demonstrate on several datasets that our methods minimize the privacy loss while at the same time improving task performance compared to a non-cascade baseline.

http://arxiv.org/abs/2404.01041v2

cs.LG, cs.AI, cs.CR, cs.MA

Harnessing Large Language Models for Training-free Video Anomaly Detection

Luca Zanella, Willi Menapace, Massimiliano Mancini, Yiming Wang, Elisa Ricci

Video anomaly detection (VAD) aims to temporally locate abnormal events in a video. Existing works mostly rely on training deep models to learn the distribution of normality with either video-level supervision, one-class supervision, or in an unsupervised setting. Training-based methods are prone to be domain-specific, thus being costly for practical deployment as any domain change will involve data collection and model training. In this paper, we radically depart from previous efforts and propose LAnguage-based VAD (LAVAD), a method tackling VAD in a novel, training-free paradigm, exploiting the capabilities of pre-trained large language models (LLMs) and existing vision-language models (VLMs). We leverage VLM-based captioning models to generate textual descriptions for each frame of any test video. With the textual scene description, we then devise a prompting mechanism to unlock the capability of LLMs in terms of temporal aggregation and anomaly score estimation, turning LLMs into an effective video anomaly detector. We further leverage modality-aligned VLMs and propose effective techniques based on cross-modal similarity for cleaning noisy captions and refining the LLM-based anomaly scores. We evaluate LAVAD on two large datasets featuring real-world surveillance scenarios (UCF-Crime and XD-Violence), showing that it outperforms both unsupervised and one-class methods without requiring any training or data collection.

http://arxiv.org/abs/2404.01014v1

cs.CV

LLM-RadJudge: Achieving Radiologist-Level Evaluation for X-Ray Report Generation

Zilong Wang, Xufang Luo, Xinyang Jiang, Dongsheng Li, Lili Qiu

Evaluating generated radiology reports is crucial for the development of radiology AI, but existing metrics fail to reflect the task's clinical requirements. This study proposes a novel evaluation framework using large language models (LLMs) to compare radiology reports for assessment. We compare the performance of various LLMs and demonstrate that, when using GPT-4, our proposed metric achieves evaluation consistency close to that of radiologists. Furthermore, to reduce costs and improve accessibility, making this method practical, we construct a dataset using LLM evaluation results and perform knowledge distillation to train a smaller model. The distilled model achieves evaluation capabilities comparable to GPT-4. Our framework and distilled model offer an accessible and efficient evaluation method for radiology report generation, facilitating the development of more clinically relevant models. The model will be further open-sourced and accessible.

http://arxiv.org/abs/2404.00998v1

cs.CL, cs.AI

Exploring the Nexus of Large Language Models and Legal Systems: A Short Survey

Weicong Qin, Zhongxiang Sun

With the advancement of Artificial Intelligence (AI) and Large Language Models (LLMs), there is a profound transformation occurring in the realm of natural language processing tasks within the legal domain. The capabilities of LLMs are increasingly demonstrating unique roles in the legal sector, bringing both distinctive benefits and various challenges. This survey delves into the synergy between LLMs and the legal system, such as their applications in tasks like legal text comprehension, case retrieval, and analysis. Furthermore, this survey highlights key challenges faced by LLMs in the legal domain, including bias, interpretability, and ethical considerations, as well as how researchers are addressing these issues. The survey showcases the latest advancements in fine-tuned legal LLMs tailored for various legal systems, along with legal datasets available for fine-tuning LLMs in various languages. Additionally, it proposes directions for future research and development.

http://arxiv.org/abs/2404.00990v1

cs.CL

Evaluating the Factuality of Large Language Models using Large-Scale Knowledge Graphs

Xiaoze Liu, Feijie Wu, Tianyang Xu, Zhuo Chen, Yichi Zhang, Xiaoqian Wang, Jing Gao

The advent of Large Language Models (LLMs) has significantly transformed the AI landscape, enhancing machine learning and AI capabilities. Factuality issue is a critical concern for LLMs, as they may generate factually incorrect responses. In this paper, we propose GraphEval to evaluate an LLM's performance using a substantially large test dataset. Specifically, the test dataset is retrieved from a large knowledge graph with more than 10 million facts without expensive human efforts. Unlike conventional methods that evaluate LLMs based on generated responses, GraphEval streamlines the evaluation process by creating a judge model to estimate the correctness of the answers given by the LLM. Our experiments demonstrate that the judge model's factuality assessment aligns closely with the correctness of the LLM's generated outputs, while also substantially reducing evaluation costs. Besides, our findings offer valuable insights into LLM performance across different metrics and highlight the potential for future improvements in ensuring the factual integrity of LLM outputs. The code is publicly available at https://github.com/xz-liu/GraphEval.

http://arxiv.org/abs/2404.00942v1

cs.CL, cs.AI, cs.LG

A Survey on Multilingual Large Language Models: Corpora, Alignment, and Bias

Yuemei Xu, Ling Hu, Jiayi Zhao, Zihan Qiu, Yuqi Ye, Hanwen Gu

Based on the foundation of Large Language Models (LLMs), Multilingual Large Language Models (MLLMs) have been developed to address the challenges of multilingual natural language processing tasks, hoping to achieve knowledge transfer from high-resource to low-resource languages. However, significant limitations and challenges still exist, such as language imbalance, multilingual alignment, and inherent bias. In this paper, we aim to provide a comprehensive analysis of MLLMs, delving deeply into discussions surrounding these critical issues. First of all, we start by presenting an overview of MLLMs, covering their evolution, key techniques, and multilingual capacities. Secondly, we explore widely utilized multilingual corpora for MLLMs' training and multilingual datasets oriented for downstream tasks that are crucial for enhancing the cross-lingual capability of MLLMs. Thirdly, we survey the existing studies on multilingual representations and investigate whether the current MLLMs can learn a universal language representation. Fourthly, we discuss bias on MLLMs including its category and evaluation metrics, and summarize the existing debiasing techniques. Finally, we discuss existing challenges and point out promising research directions. By demonstrating these aspects, this paper aims to facilitate a deeper understanding of MLLMs and their potentiality in various domains.

http://arxiv.org/abs/2404.00929v1

cs.CL, cs.AI

LLaMA-Excitor: General Instruction Tuning via Indirect Feature Interaction

Bo Zou, Chao Yang, Yu Qiao, Chengbin Quan, Youjian Zhao

Existing methods to fine-tune LLMs, like Adapter, Prefix-tuning, and LoRA, which introduce extra modules or additional input sequences to inject new skills or knowledge, may compromise the innate abilities of LLMs. In this paper, we propose LLaMA-Excitor, a lightweight method that stimulates the LLMs' potential to better follow instructions by gradually paying more attention to worthwhile information. Specifically, the LLaMA-Excitor does not directly change the intermediate hidden state during the self-attention calculation of the transformer structure. We designed the Excitor block as a bypass module for the similarity score computation in LLMs' self-attention to reconstruct keys and change the importance of values by learnable prompts. LLaMA-Excitor ensures a self-adaptive allocation of additional attention to input instructions, thus effectively preserving LLMs' pre-trained knowledge when fine-tuning LLMs on low-quality instruction-following datasets. Furthermore, we unify the modeling of multi-modal tuning and language-only tuning, extending LLaMA-Excitor to a powerful visual instruction follower without the need for complex multi-modal alignment. Our proposed approach is evaluated in language-only and multi-modal tuning experimental scenarios. Notably, LLaMA-Excitor is the only method that maintains basic capabilities while achieving a significant improvement (+6%) on the MMLU benchmark. In the visual instruction tuning, we achieve a new state-of-the-art image captioning performance of 157.5 CIDEr on MSCOCO, and a comparable performance (88.39%) on ScienceQA to cutting-edge models with more parameters and extensive vision-language pertaining.

http://arxiv.org/abs/2404.00913v1

cs.CV, cs.AI, cs.CL

Self-Demos: Eliciting Out-of-Demonstration Generalizability in Large Language Models

Wei He, Shichun Liu, Jun Zhao, Yiwen Ding, Yi Lu, Zhiheng Xi, Tao Gui, Qi Zhang, Xuanjing Huang

Large language models (LLMs) have shown promising abilities of in-context learning (ICL), adapting swiftly to new tasks with only few-shot demonstrations. However, current few-shot methods heavily depend on high-quality, query-specific demos, which are often lacking. When faced with out-of-demonstration (OOD) queries, methods that rely on hand-crafted demos or external retrievers might fail. To bridge the gap between limited demos and OOD queries, we propose Self-Demos, a novel prompting method that elicits the inherent generalizability in LLMs by query-aware demo generation. The generated demos strategically interpolate between existing demos and the given query, transforming the query from OOD to ID. To evaluate the effectiveness of our approach, we manually constructed OOD-Toolset, a dataset in the tool-using scenario with over 300 real-world APIs and 1000 instances, each consisting of three tool-use cases as demos and an OOD query. Thorough experiments on our dataset and two public math benchmarks have shown that our method can outperform state-of-the-art baselines in the OOD setting. Moreover, we conduct a range of analyses to validate Self-Demos's generalization and provide more insights.

http://arxiv.org/abs/2404.00884v1

cs.CL, cs.AI

Bailong: Bilingual Transfer Learning based on QLoRA and Zip-tie Embedding

Lung-Chuan Chen, Zong-Ru Li

Large language models (LLMs) have demonstrated exceptional performance in various NLP applications. However, the majority of existing open-source LLMs are pre-trained primarily on English data and little part of other languages. This deficiency in multilingual training data results in suboptimal performance when applied to languages with fewer available resources. Furthermore, enhancing the performance of LLMs on low-resource languages by full-parameter fine-tuning with additional data requires substantial computational resources, posing computational barriers for research organizations and individual researchers. Consequently, several techniques such as parameter-efficient tuning and advanced embedding initialization have been proposed to address these challenges. In this work, we combine them to facilitate cross-lingual transfer on English-dominated open-source LLM. To effectively enhance the model's proficiency in Traditional Chinese, we conduct secondary pre-training on Llama 2 7B with Traditional Chinese data by leveraging QLoRA and our proposed zip-tie embedding initialization. The resulting model called Bailong, which stands for Bilingual trAnsfer learnIng based on qLOra and zip-tie embeddiNG. We present Bailong-instruct 7B, a fine-tuned version of Bailong 7B optimized for multi-turn dialogue scenarios. Recognizing the inadequacy of benchmark datasets in Traditional Chinese, we further introduce Bailong-bench to assess the alignment of models with human preferences and the capability to follow instructions in both Traditional Chinese and English tasks. In our evaluation, Bailong-instruct 7B exhibits competitive performance on Bailong-bench and other benchmark datasets when compared to other open-source models of similar or even larger parameter sizes. Bailong-instruct 7B and Bailong-bench are publicly available with the aim of empowering the community to build upon our efforts.

http://arxiv.org/abs/2404.00862v1

cs.CL, cs.AI

Fairness in Large Language Models: A Taxonomic Survey

Zhibo Chu, Zichong Wang, Wenbin Zhang

Large Language Models (LLMs) have demonstrated remarkable success across various domains. However, despite their promising performance in numerous real-world applications, most of these algorithms lack fairness considerations. Consequently, they may lead to discriminatory outcomes against certain communities, particularly marginalized populations, prompting extensive study in fair LLMs. On the other hand, fairness in LLMs, in contrast to fairness in traditional machine learning, entails exclusive backgrounds, taxonomies, and fulfillment techniques. To this end, this survey presents a comprehensive overview of recent advances in the existing literature concerning fair LLMs. Specifically, a brief introduction to LLMs is provided, followed by an analysis of factors contributing to bias in LLMs. Additionally, the concept of fairness in LLMs is discussed categorically, summarizing metrics for evaluating bias in LLMs and existing algorithms for promoting fairness. Furthermore, resources for evaluating bias in LLMs, including toolkits and datasets, are summarized. Finally, existing research challenges and open questions are discussed.

http://arxiv.org/abs/2404.01349v1

cs.CL, cs.AI

Can Language Models Recognize Convincing Arguments?

Paula Rescala, Manoel Horta Ribeiro, Tiancheng Hu, Robert West

The remarkable and ever-increasing capabilities of Large Language Models (LLMs) have raised concerns about their potential misuse for creating personalized, convincing misinformation and propaganda. To gain insights into LLMs' persuasive capabilities without directly engaging in experimentation with humans, we propose studying their performance on the related task of detecting convincing arguments. We extend a dataset by Durmus & Cardie (2018) with debates, votes, and user traits and propose tasks measuring LLMs' ability to (1) distinguish between strong and weak arguments, (2) predict stances based on beliefs and demographic characteristics, and (3) determine the appeal of an argument to an individual based on their traits. We show that LLMs perform on par with humans in these tasks and that combining predictions from different LLMs yields significant performance gains, even surpassing human performance. The data and code released with this paper contribute to the crucial ongoing effort of continuously evaluating and monitoring the rapidly evolving capabilities and potential impact of LLMs.

http://arxiv.org/abs/2404.00750v1

cs.CL, cs.CY

LLM meets Vision-Language Models for Zero-Shot One-Class Classification

Yassir Bendou, Giulia Lioi, Bastien Pasdeloup, Lukas Mauch, Ghouthi Boukli Hacene, Fabien Cardinaux, Vincent Gripon

We consider the problem of zero-shot one-class visual classification. In this setting, only the label of the target class is available, and the goal is to discriminate between positive and negative query samples without requiring any validation example from the target task. We propose a two-step solution that first queries large language models for visually confusing objects and then relies on vision-language pre-trained models (e.g., CLIP) to perform classification. By adapting large-scale vision benchmarks, we demonstrate the ability of the proposed method to outperform adapted off-the-shelf alternatives in this setting. Namely, we propose a realistic benchmark where negative query samples are drawn from the same original dataset as positive ones, including a granularity-controlled version of iNaturalist, where negative samples are at a fixed distance in the taxonomy tree from the positive ones. Our work shows that it is possible to discriminate between a single category and other semantically related ones using only its label

http://arxiv.org/abs/2404.00675v2

cs.CV, cs.AI

Harnessing Large Language Model to collect and analyze Metal-organic framework property dataset

Wonseok Lee, Yeonghun Kang, Taeun Bae, Jihan Kim

This research was focused on the efficient collection of experimental Metal-Organic Framework (MOF) data from scientific literature to address the challenges of accessing hard-to-find data and improving the quality of information available for machine learning studies in materials science. Utilizing a chain of advanced Large Language Models (LLMs), we developed a systematic approach to extract and organize MOF data into a structured format. Our methodology successfully compiled information from more than 40,000 research articles, creating a comprehensive and ready-to-use dataset. The findings highlight the significant advantage of incorporating experimental data over relying solely on simulated data for enhancing the accuracy of machine learning predictions in the field of MOF research.

http://arxiv.org/abs/2404.13053v1

cond-mat.mtrl-sci

WavLLM: Towards Robust and Adaptive Speech Large Language Model

Shujie Hu, Long Zhou, Shujie Liu, Sanyuan Chen, Hongkun Hao, Jing Pan, Xunying Liu, Jinyu Li, Sunit Sivasankaran, Linquan Liu, Furu Wei

The recent advancements in large language models (LLMs) have revolutionized the field of natural language processing, progressively broadening their scope to multimodal perception and generation. However, effectively integrating listening capabilities into LLMs poses significant challenges, particularly with respect to generalizing across varied contexts and executing complex auditory tasks. In this work, we introduce WavLLM, a robust and adaptive speech large language model with dual encoders, and a prompt-aware LoRA weight adapter, optimized by a two-stage curriculum learning approach. Leveraging dual encoders, we decouple different types of speech information, utilizing a Whisper encoder to process the semantic content of speech, and a WavLM encoder to capture the unique characteristics of the speaker's identity. Within the curriculum learning framework, WavLLM first builds its foundational capabilities by optimizing on mixed elementary single tasks, followed by advanced multi-task training on more complex tasks such as combinations of the elementary tasks. To enhance the flexibility and adherence to different tasks and instructions, a prompt-aware LoRA weight adapter is introduced in the second advanced multi-task training stage. We validate the proposed model on universal speech benchmarks including tasks such as ASR, ST, SV, ER, and also apply it to specialized datasets like Gaokao English listening comprehension set for SQA, and speech Chain-of-Thought (CoT) evaluation set. Experiments demonstrate that the proposed model achieves state-of-the-art performance across a range of speech tasks on the same model size, exhibiting robust generalization capabilities in executing complex tasks using CoT approach. Furthermore, our model successfully completes Gaokao tasks without specialized training. The codes, models, audio, and Gaokao evaluation set can be accessed at \url{aka.ms/wavllm}.

http://arxiv.org/abs/2404.00656v1

cs.CL, cs.AI, cs.SD, eess.AS

RQ-RAG: Learning to Refine Queries for Retrieval Augmented Generation

Chi-Min Chan, Chunpu Xu, Ruibin Yuan, Hongyin Luo, Wei Xue, Yike Guo, Jie Fu

Large Language Models (LLMs) exhibit remarkable capabilities but are prone to generating inaccurate or hallucinatory responses. This limitation stems from their reliance on vast pretraining datasets, making them susceptible to errors in unseen scenarios. To tackle these challenges, Retrieval-Augmented Generation (RAG) addresses this by incorporating external, relevant documents into the response generation process, thus leveraging non-parametric knowledge alongside LLMs' in-context learning abilities. However, existing RAG implementations primarily focus on initial input for context retrieval, overlooking the nuances of ambiguous or complex queries that necessitate further clarification or decomposition for accurate responses. To this end, we propose learning to Refine Query for Retrieval Augmented Generation (RQ-RAG) in this paper, endeavoring to enhance the model by equipping it with capabilities for explicit rewriting, decomposition, and disambiguation. Our experimental results indicate that our method, when applied to a 7B Llama2 model, surpasses the previous state-of-the-art (SOTA) by an average of 1.9\% across three single-hop QA datasets, and also demonstrates enhanced performance in handling complex, multi-hop QA datasets. Our code is available at https://github.com/chanchimin/RQ-RAG.

http://arxiv.org/abs/2404.00610v1

cs.CL

Extensive Self-Contrast Enables Feedback-Free Language Model Alignment

Xiao Liu, Xixuan Song, Yuxiao Dong, Jie Tang

Reinforcement learning from human feedback (RLHF) has been a central technique for recent large language model (LLM) alignment. However, its heavy dependence on costly human or LLM-as-Judge preference feedback could stymie its wider applications. In this work, we introduce Self-Contrast, a feedback-free large language model alignment method via exploiting extensive self-generated negatives. With only supervised fine-tuning (SFT) targets, Self-Contrast leverages the LLM itself to generate massive diverse candidates, and harnesses a pre-trained embedding model to filter multiple negatives according to text similarity. Theoretically, we illustrate that in this setting, merely scaling negative responses can still effectively approximate situations with more balanced positive and negative preference annotations. Our experiments with direct preference optimization (DPO) on three datasets show that, Self-Contrast could consistently outperform SFT and standard DPO training by large margins. And as the number of self-generated negatives increases, the performance of Self-Contrast continues to grow. Code and data are available at https://github.com/THUDM/Self-Contrast.

http://arxiv.org/abs/2404.00604v1

cs.CL, cs.AI, cs.LG

Harnessing the Power of Large Language Model for Uncertainty Aware Graph Processing

Zhenyu Qian, Yiming Qian, Yuting Song, Fei Gao, Hai Jin, Chen Yu, Xia Xie

Handling graph data is one of the most difficult tasks. Traditional techniques, such as those based on geometry and matrix factorization, rely on assumptions about the data relations that become inadequate when handling large and complex graph data. On the other hand, deep learning approaches demonstrate promising results in handling large graph data, but they often fall short of providing interpretable explanations. To equip the graph processing with both high accuracy and explainability, we introduce a novel approach that harnesses the power of a large language model (LLM), enhanced by an uncertainty-aware module to provide a confidence score on the generated answer. We experiment with our approach on two graph processing tasks: few-shot knowledge graph completion and graph classification. Our results demonstrate that through parameter efficient fine-tuning, the LLM surpasses state-of-the-art algorithms by a substantial margin across ten diverse benchmark datasets. Moreover, to address the challenge of explainability, we propose an uncertainty estimation based on perturbation, along with a calibration scheme to quantify the confidence scores of the generated answers. Our confidence measure achieves an AUC of 0.8 or higher on seven out of the ten datasets in predicting the correctness of the answer generated by LLM.

http://arxiv.org/abs/2404.00589v2

cs.LG, cs.CL

CHOPS: CHat with custOmer Profile Systems for Customer Service with LLMs

Jingzhe Shi, Jialuo Li, Qinwei Ma, Zaiwen Yang, Huan Ma, Lei Li

Businesses and software platforms are increasingly turning to Large Language Models (LLMs) such as GPT-3.5, GPT-4, GLM-3, and LLaMa-2 for chat assistance with file access or as reasoning agents for customer service. However, current LLM-based customer service models have limited integration with customer profiles and lack the operational capabilities necessary for effective service. Moreover, existing API integrations emphasize diversity over the precision and error avoidance essential in real-world customer service scenarios. To address these issues, we propose an LLM agent named CHOPS (CHat with custOmer Profile in existing System), designed to: (1) efficiently utilize existing databases or systems for accessing user information or interacting with these systems following existing guidelines; (2) provide accurate and reasonable responses or carry out required operations in the system while avoiding harmful operations; and (3) leverage a combination of small and large LLMs to achieve satisfying performance at a reasonable inference cost. We introduce a practical dataset, the CPHOS-dataset, which includes a database, guiding files, and QA pairs collected from CPHOS, an online platform that facilitates the organization of simulated Physics Olympiads for high school teachers and students. We have conducted extensive experiments to validate the performance of our proposed CHOPS architecture using the CPHOS-dataset, with the aim of demonstrating how LLMs can enhance or serve as alternatives to human customer service. Code for our proposed architecture and dataset can be found at {https://github.com/JingzheShi/CHOPS}.

http://arxiv.org/abs/2404.01343v2

cs.CL, cs.AI

DiffAgent: Fast and Accurate Text-to-Image API Selection with Large Language Model

Lirui Zhao, Yue Yang, Kaipeng Zhang, Wenqi Shao, Yuxin Zhang, Yu Qiao, Ping Luo, Rongrong Ji

Text-to-image (T2I) generative models have attracted significant attention and found extensive applications within and beyond academic research. For example, the Civitai community, a platform for T2I innovation, currently hosts an impressive array of 74,492 distinct models. However, this diversity presents a formidable challenge in selecting the most appropriate model and parameters, a process that typically requires numerous trials. Drawing inspiration from the tool usage research of large language models (LLMs), we introduce DiffAgent, an LLM agent designed to screen the accurate selection in seconds via API calls. DiffAgent leverages a novel two-stage training framework, SFTA, enabling it to accurately align T2I API responses with user input in accordance with human preferences. To train and evaluate DiffAgent's capabilities, we present DABench, a comprehensive dataset encompassing an extensive range of T2I APIs from the community. Our evaluations reveal that DiffAgent not only excels in identifying the appropriate T2I API but also underscores the effectiveness of the SFTA training framework. Codes are available at https://github.com/OpenGVLab/DiffAgent.

http://arxiv.org/abs/2404.01342v1

cs.CL, cs.AI

CodeBenchGen: Creating Scalable Execution-based Code Generation Benchmarks

Yiqing Xie, Alex Xie, Divyanshu Sheth, Pengfei Liu, Daniel Fried, Carolyn Rose

To facilitate evaluation of code generation systems across diverse scenarios, we present CodeBenchGen, a framework to create scalable execution-based benchmarks that only requires light guidance from humans. Specifically, we leverage a large language model (LLM) to convert an arbitrary piece of code into an evaluation example, including test cases for execution-based evaluation. We illustrate the usefulness of our framework by creating a dataset, Exec-CSN, which includes 1,931 examples involving 293 libraries revised from code in 367 GitHub repositories taken from the CodeSearchNet dataset. To demonstrate the complexity and solvability of examples in Exec-CSN, we present a human study demonstrating that 81.3% of the examples can be solved by humans and 61% are rated as "requires effort to solve". We conduct code generation experiments on open-source and proprietary models and analyze the performance of both humans and models. We provide the code at https://github.com/Veronicium/CodeBenchGen.

http://arxiv.org/abs/2404.00566v3

cs.SE, cs.CL

Comparing Bad Apples to Good Oranges: Aligning Large Language Models via Joint Preference Optimization

Hritik Bansal, Ashima Suvarna, Gantavya Bhatt, Nanyun Peng, Kai-Wei Chang, Aditya Grover

A common technique for aligning large language models (LLMs) relies on acquiring human preferences by comparing multiple generations conditioned on a fixed context. This only leverages the pairwise comparisons when the generations are placed in an identical context. However, such conditional rankings often fail to capture the complex and multidimensional aspects of human preferences. In this work, we revisit the traditional paradigm of preference acquisition and propose a new axis that is based on eliciting preferences jointly over the instruction-response pairs. While prior preference optimizations are designed for conditional ranking protocols (e.g., DPO), our proposed preference acquisition protocol introduces DOVE, a new preference optimization objective that upweights the joint probability of the chosen instruction-response pair over the rejected instruction-response pair. Interestingly, we find that the LLM trained with joint instruction-response preference data using DOVE outperforms the LLM trained with DPO by 5.2% and 3.3% win-rate for the summarization and open-ended dialogue datasets, respectively. Our findings reveal that joint preferences over instruction and response pairs can significantly enhance the alignment of LLMs by tapping into a broader spectrum of human preference elicitation. The data and code is available at https://github.com/Hritikbansal/dove.

http://arxiv.org/abs/2404.00530v1

cs.CL, cs.AI, cs.LG

PROMPT-SAW: Leveraging Relation-Aware Graphs for Textual Prompt Compression

Muhammad Asif Ali, Zhengping Li, Shu Yang, Keyuan Cheng, Yang Cao, Tianhao Huang, Lijie Hu, Lu Yu, Di Wang

Large language models (LLMs) have shown exceptional abilities for multiple different natural language processing tasks. While prompting is a crucial tool for LLM inference, we observe that there is a significant cost associated with exceedingly lengthy prompts. Existing attempts to compress lengthy prompts lead to sub-standard results in terms of readability and interpretability of the compressed prompt, with a detrimental impact on prompt utility. To address this, we propose PROMPT-SAW: Prompt compresSion via Relation AWare graphs, an effective strategy for prompt compression over task-agnostic and task-aware prompts. PROMPT-SAW uses the prompt's textual information to build a graph, later extracts key information elements in the graph to come up with the compressed prompt. We also propose GSM8K-AUG, i.e., an extended version of the existing GSM8k benchmark for task-agnostic prompts in order to provide a comprehensive evaluation platform. Experimental evaluation using benchmark datasets shows that prompts compressed by PROMPT-SAW are not only better in terms of readability, but they also outperform the best-performing baseline models by up to 14.3 and 13.7 respectively for task-aware and task-agnostic settings while compressing the original prompt text by 33.0 and 56.7.

http://arxiv.org/abs/2404.00489v1

cs.CL, cs.AI, cs.LG

Dialectical Alignment: Resolving the Tension of 3H and Security Threats of LLMs

Shu Yang, Jiayuan Su, Han Jiang, Mengdi Li, Keyuan Cheng, Muhammad Asif Ali, Lijie Hu, Di Wang

With the rise of large language models (LLMs), ensuring they embody the principles of being helpful, honest, and harmless (3H), known as Human Alignment, becomes crucial. While existing alignment methods like RLHF, DPO, etc., effectively fine-tune LLMs to match preferences in the preference dataset, they often lead LLMs to highly receptive human input and external evidence, even when this information is poisoned. This leads to a tendency for LLMs to be Adaptive Chameleons when external evidence conflicts with their parametric memory. This exacerbates the risk of LLM being attacked by external poisoned data, which poses a significant security risk to LLM system applications such as Retrieval-augmented generation (RAG). To address the challenge, we propose a novel framework: Dialectical Alignment (DA), which (1) utilizes AI feedback to identify optimal strategies for LLMs to navigate inter-context conflicts and context-memory conflicts with different external evidence in context window (i.e., different ratios of poisoned factual contexts); (2) constructs the SFT dataset as well as the preference dataset based on the AI feedback and strategies above; (3) uses the above datasets for LLM alignment to defense poisoned context attack while preserving the effectiveness of in-context knowledge editing. Our experiments show that the dialectical alignment model improves poisoned data attack defense by 20 and does not require any additional prompt engineering or prior declaration of ``you may be attacked`` to the LLMs' context window.

http://arxiv.org/abs/2404.00486v1

cs.CL, cs.AI

MetaIE: Distilling a Meta Model from LLM for All Kinds of Information Extraction Tasks

Letian Peng, Zilong Wang, Feng Yao, Zihan Wang, Jingbo Shang

Information extraction (IE) is a fundamental area in natural language processing where prompting large language models (LLMs), even with in-context examples, cannot defeat small LMs tuned on very small IE datasets. We observe that IE tasks, such as named entity recognition and relation extraction, all focus on extracting important information, which can be formalized as a label-to-span matching. In this paper, we propose a novel framework MetaIE to build a small LM as meta-model by learning to extract "important information", i.e., the meta-understanding of IE, so that this meta-model can be adapted to all kind of IE tasks effectively and efficiently. Specifically, MetaIE obtains the small LM via a symbolic distillation from an LLM following the label-to-span scheme. We construct the distillation dataset via sampling sentences from language model pre-training datasets (e.g., OpenWebText in our implementation) and prompting an LLM to identify the typed spans of "important information". We evaluate the meta-model under the few-shot adaptation setting. Extensive results on 13 datasets from 6 IE tasks confirm that MetaIE can offer a better starting point for few-shot tuning on IE datasets and outperform other meta-models from (1) vanilla language model pre-training, (2) multi-IE-task pre-training with human annotations, and (3) single-IE-task symbolic distillation from LLM. Moreover, we provide comprehensive analyses of MetaIE, such as the size of the distillation dataset, the meta-model architecture, and the size of the meta-model.

http://arxiv.org/abs/2404.00457v1

cs.CL

CoDa: Constrained Generation based Data Augmentation for Low-Resource NLP

Chandra Kiran Reddy Evuru, Sreyan Ghosh, Sonal Kumar, Ramaneswaran S, Utkarsh Tyagi, Dinesh Manocha

We present CoDa (Constrained Generation based Data Augmentation), a controllable, effective, and training-free data augmentation technique for low-resource (data-scarce) NLP. Our approach is based on prompting off-the-shelf instruction-following Large Language Models (LLMs) for generating text that satisfies a set of constraints. Precisely, we extract a set of simple constraints from every instance in the low-resource dataset and verbalize them to prompt an LLM to generate novel and diverse training instances. Our findings reveal that synthetic data that follows simple constraints in the downstream dataset act as highly effective augmentations, and CoDa can achieve this without intricate decoding-time constrained generation techniques or fine-tuning with complex algorithms that eventually make the model biased toward the small number of training instances. Additionally, CoDa is the first framework that provides users explicit control over the augmentation generation process, thereby also allowing easy adaptation to several domains. We demonstrate the effectiveness of CoDa across 11 datasets spanning 3 tasks and 3 low-resource settings. CoDa outperforms all our baselines, qualitatively and quantitatively, with improvements of 0.12%-7.19%. Code is available here: https://github.com/Sreyan88/CoDa

http://arxiv.org/abs/2404.00415v1

cs.CL

Controllable and Diverse Data Augmentation with Large Language Model for Low-Resource Open-Domain Dialogue Generation

Zhenhua Liu, Tong Zhu, Jianxiang Xiang, Wenliang Chen

Data augmentation (DA) is crucial to mitigate model training instability and over-fitting problems in low-resource open-domain dialogue generation. However, traditional DA methods often neglect semantic data diversity, restricting the overall quality. Recently, large language models (LLM) have been used for DA to generate diversified dialogues. However, they have limited controllability and tend to generate dialogues with a distribution shift compared to the seed dialogues. To maximize the augmentation diversity and address the controllability problem, we propose \textbf{S}ummary-based \textbf{D}ialogue \textbf{A}ugmentation with LLM (SDA). Our approach enhances the controllability of LLM by using dialogue summaries as a planning tool. Based on summaries, SDA can generate high-quality and diverse dialogue data even with a small seed dataset. To evaluate the efficacy of data augmentation methods for open-domain dialogue, we designed a clustering-based metric to characterize the semantic diversity of the augmented dialogue data. The experimental results show that SDA can augment high-quality and semantically diverse dialogues given a small seed dataset and an LLM, and the augmented data can boost the performance of open-domain dialogue models.

http://arxiv.org/abs/2404.00361v1

cs.CL

Commonsense Scene Graph-based Target Localization for Object Search

Wenqi Ge, Chao Tang, Hong Zhang

Object search is a fundamental skill for household robots, yet the core problem lies in the robot's ability to locate the target object accurately. The dynamic nature of household environments, characterized by the arbitrary placement of daily objects by users, makes it challenging to perform target localization. To efficiently locate the target object, the robot needs to be equipped with knowledge at both the object and room level. However, existing approaches rely solely on one type of knowledge, leading to unsatisfactory object localization performance and, consequently, inefficient object search processes. To address this problem, we propose a commonsense scene graph-based target localization, CSG-TL, to enhance target object search in the household environment. Given the pre-built map with stationary items, the robot models the room-level knowledge with object-level commonsense knowledge generated by a large language model (LLM) to a commonsense scene graph (CSG), supporting both types of knowledge for CSG-TL. To demonstrate the superiority of CSG-TL on target localization, extensive experiments are performed on the real-world ScanNet dataset and the AI2THOR simulator. Moreover, we have extended CSG-TL to an object search framework, CSG-OS, validated in both simulated and real-world environments. Code and videos are available at https://sites.google.com/view/csg-os.

http://arxiv.org/abs/2404.00343v1

cs.RO

Augmenting NER Datasets with LLMs: Towards Automated and Refined Annotation

Yuji Naraki, Ryosuke Yamaki, Yoshikazu Ikeda, Takafumi Horie, Hiroki Naganuma

In the field of Natural Language Processing (NLP), Named Entity Recognition (NER) is recognized as a critical technology, employed across a wide array of applications. Traditional methodologies for annotating datasets for NER models are challenged by high costs and variations in dataset quality. This research introduces a novel hybrid annotation approach that synergizes human effort with the capabilities of Large Language Models (LLMs). This approach not only aims to ameliorate the noise inherent in manual annotations, such as omissions, thereby enhancing the performance of NER models, but also achieves this in a cost-effective manner. Additionally, by employing a label mixing strategy, it addresses the issue of class imbalance encountered in LLM-based annotations. Through an analysis across multiple datasets, this method has been consistently shown to provide superior performance compared to traditional annotation methods, even under constrained budget conditions. This study illuminates the potential of leveraging LLMs to improve dataset quality, introduces a novel technique to mitigate class imbalances, and demonstrates the feasibility of achieving high-performance NER in a cost-effective way.

http://arxiv.org/abs/2404.01334v1

cs.CL, cs.LG

A Comprehensive Study on NLP Data Augmentation for Hate Speech Detection: Legacy Methods, BERT, and LLMs

Md Saroar Jahan, Mourad Oussalah, Djamila Romaissa Beddia, Jhuma kabir Mim, Nabil Arhab

The surge of interest in data augmentation within the realm of NLP has been driven by the need to address challenges posed by hate speech domains, the dynamic nature of social media vocabulary, and the demands for large-scale neural networks requiring extensive training data. However, the prevalent use of lexical substitution in data augmentation has raised concerns, as it may inadvertently alter the intended meaning, thereby impacting the efficacy of supervised machine learning models. In pursuit of suitable data augmentation methods, this study explores both established legacy approaches and contemporary practices such as Large Language Models (LLM), including GPT in Hate Speech detection. Additionally, we propose an optimized utilization of BERT-based encoder models with contextual cosine similarity filtration, exposing significant limitations in prior synonym substitution methods. Our comparative analysis encompasses five popular augmentation techniques: WordNet and Fast-Text synonym replacement, Back-translation, BERT-mask contextual augmentation, and LLM. Our analysis across five benchmarked datasets revealed that while traditional methods like back-translation show low label alteration rates (0.3-1.5%), and BERT-based contextual synonym replacement offers sentence diversity but at the cost of higher label alteration rates (over 6%). Our proposed BERT-based contextual cosine similarity filtration markedly reduced label alteration to just 0.05%, demonstrating its efficacy in 0.7% higher F1 performance. However, augmenting data with GPT-3 not only avoided overfitting with up to sevenfold data increase but also improved embedding space coverage by 15% and classification F1 score by 1.4% over traditional methods, and by 0.8% over our method.

http://arxiv.org/abs/2404.00303v1

cs.CL

An Empirical Study of Automated Vulnerability Localization with Large Language Models

Jian Zhang, Chong Wang, Anran Li, Weisong Sun, Cen Zhang, Wei Ma, Yang Liu

Recently, Automated Vulnerability Localization (AVL) has attracted much attention, aiming to facilitate diagnosis by pinpointing the lines of code responsible for discovered vulnerabilities. Large Language Models (LLMs) have shown potential in various domains, yet their effectiveness in vulnerability localization remains underexplored. In this work, we perform the first comprehensive study of LLMs for AVL. Our investigation encompasses 10+ leading LLMs suitable for code analysis, including ChatGPT and various open-source models, across three architectural types: encoder-only, encoder-decoder, and decoder-only, with model sizes ranging from 60M to 16B parameters. We explore the efficacy of these LLMs using 4 distinct paradigms: zero-shot learning, one-shot learning, discriminative fine-tuning, and generative fine-tuning. Our evaluation framework is applied to the BigVul-based dataset for C/C++, and an additional dataset comprising smart contract vulnerabilities. The results demonstrate that discriminative fine-tuning of LLMs can significantly outperform existing learning-based methods for AVL, while other paradigms prove less effective or unexpectedly ineffective for the task. We also identify challenges related to input length and unidirectional context in fine-tuning processes for encoders and decoders. We then introduce two remedial strategies: the sliding window and the right-forward embedding, both of which substantially enhance performance. Furthermore, our findings highlight certain generalization capabilities of LLMs across Common Weakness Enumerations (CWEs) and different projects, indicating a promising pathway toward their practical application in vulnerability localization.

http://arxiv.org/abs/2404.00287v1

cs.SE, cs.CR

Injecting New Knowledge into Large Language Models via Supervised Fine-Tuning

Nick Mecklenburg, Yiyou Lin, Xiaoxiao Li, Daniel Holstein, Leonardo Nunes, Sara Malvar, Bruno Silva, Ranveer Chandra, Vijay Aski, Pavan Kumar Reddy Yannam, Tolga Aktas, Todd Hendry

In recent years, Large Language Models (LLMs) have shown remarkable performance in generating human-like text, proving to be a valuable asset across various applications. However, adapting these models to incorporate new, out-of-domain knowledge remains a challenge, particularly for facts and events that occur after the model's knowledge cutoff date. This paper investigates the effectiveness of Supervised Fine-Tuning (SFT) as a method for knowledge injection in LLMs, specifically focusing on the domain of recent sporting events. We compare different dataset generation strategies -- token-based and fact-based scaling -- to create training data that helps the model learn new information. Our experiments on GPT-4 demonstrate that while token-based scaling can lead to improvements in Q&A accuracy, it may not provide uniform coverage of new knowledge. Fact-based scaling, on the other hand, offers a more systematic approach to ensure even coverage across all facts. We present a novel dataset generation process that leads to more effective knowledge ingestion through SFT, and our results show considerable performance improvements in Q&A tasks related to out-of-domain knowledge. This study contributes to the understanding of domain adaptation for LLMs and highlights the potential of SFT in enhancing the factuality of LLM responses in specific knowledge domains.

http://arxiv.org/abs/2404.00213v2

cs.CL

Multi-Conditional Ranking with Large Language Models

Pouya Pezeshkpour, Estevam Hruschka

Utilizing large language models (LLMs) to rank a set of items has become a common approach in recommendation and retrieval systems. Typically, these systems focus on ordering a substantial number of documents in a monotonic order based on a given query. However, real-world scenarios often present a different challenge: ranking a comparatively smaller set of items, but according to a variety of diverse and occasionally conflicting conditions. In this paper, we define and explore the task of multi-conditional ranking by introducing MCRank, a benchmark tailored for assessing multi-conditional ranking across various item types and conditions. Our analysis of LLMs using MCRank indicates a significant decrease in performance as the number and complexity of items and conditions grow. To overcome this limitation, we propose a novel decomposed reasoning method, consisting of EXtracting and Sorting the conditions, and then Iterativly Ranking the items (EXSIR). Our extensive experiments show that this decomposed reasoning method enhances LLMs' performance significantly, achieving up to a 12% improvement over existing LLMs. We also provide a detailed analysis of LLMs performance across various condition categories, and examine the effectiveness of decomposition step. Furthermore, we compare our method with existing approaches such as Chain-of-Thought and an encoder-type ranking model, demonstrating the superiority of our approach and complexity of MCR task. We released our dataset and code.

http://arxiv.org/abs/2404.00211v1

cs.CL, cs.LG

GPTA: Generative Prompt Tuning Assistant for Synergistic Downstream Neural Network Enhancement with LLMs

Xiao Liu, Jiawei Zhang

This study introduces GPTA, a Large Language Model assistance training framework, that enhances the training of downstream task models via prefix prompt. By minimizing data exposure to LLM, the framework addresses the security and legal challenges of applying LLM in downstream task model training. GPTA utilizes a new synergistic training approach, optimizing the downstream models with parameter gradients and LLMs with the novel ``dialogue gradient''. The framework not only demonstrates significant improvements in model performance across six NLP benchmark datasets, but also reduces overfitting in low-resource scenarios effectively. The detailed analyses further validate that our pioneer framework provides a cost-efficient and adaptive method for downstream task model training with LLM support.

http://arxiv.org/abs/2404.00189v1

cs.CL

On-the-fly Definition Augmentation of LLMs for Biomedical NER

Monica Munnangi, Sergey Feldman, Byron C Wallace, Silvio Amir, Tom Hope, Aakanksha Naik

Despite their general capabilities, LLMs still struggle on biomedical NER tasks, which are difficult due to the presence of specialized terminology and lack of training data. In this work we set out to improve LLM performance on biomedical NER in limited data settings via a new knowledge augmentation approach which incorporates definitions of relevant concepts on-the-fly. During this process, to provide a test bed for knowledge augmentation, we perform a comprehensive exploration of prompting strategies. Our experiments show that definition augmentation is useful for both open source and closed LLMs. For example, it leads to a relative improvement of 15\% (on average) in GPT-4 performance (F1) across all (six) of our test datasets. We conduct extensive ablations and analyses to demonstrate that our performance improvements stem from adding relevant definitional knowledge. We find that careful prompting strategies also improve LLM performance, allowing them to outperform fine-tuned language models in few-shot settings. To facilitate future research in this direction, we release our code at https://github.com/allenai/beacon.

http://arxiv.org/abs/2404.00152v2

cs.CL

Draw-and-Understand: Leveraging Visual Prompts to Enable MLLMs to Comprehend What You Want

Weifeng Lin, Xinyu Wei, Ruichuan An, Peng Gao, Bocheng Zou, Yulin Luo, Siyuan Huang, Shanghang Zhang, Hongsheng Li

The interaction between humans and artificial intelligence (AI) is a crucial factor that reflects the effectiveness of multimodal large language models (MLLMs). However, current MLLMs primarily focus on image-level comprehension and limit interaction to textual instructions, thereby constraining their flexibility in usage and depth of response. In this paper, we introduce the Draw-and-Understand project: a new model, a multi-domain dataset, and a challenging benchmark for visual prompting. Specifically, we propose SPHINX-V, a new end-to-end trained Multimodal Large Language Model (MLLM) that connects a vision encoder, a visual prompt encoder and an LLM for various visual prompts (points, bounding boxes, and free-form shape) and language understanding. To advance visual prompting research for MLLMs, we introduce MDVP-Data and MDVP-Bench. MDVP-Data features a multi-domain dataset containing 1.6M unique image-visual prompt-text instruction-following samples, including natural images, document images, OCR images, mobile screenshots, web screenshots, and multi-panel images. Furthermore, we present MDVP-Bench, a comprehensive and challenging benchmark to assess a model's capability in understanding visual prompting instructions. Our experiments demonstrate SPHINX-V's impressive multimodal interaction capabilities through visual prompting, revealing significant improvements in detailed pixel-level description and question-answering abilities.

http://arxiv.org/abs/2403.20271v2

cs.CV

Latxa: An Open Language Model and Evaluation Suite for Basque

Julen Etxaniz, Oscar Sainz, Naiara Perez, Itziar Aldabe, German Rigau, Eneko Agirre, Aitor Ormazabal, Mikel Artetxe, Aitor Soroa

We introduce Latxa, a family of large language models for Basque ranging from 7 to 70 billion parameters. Latxa is based on Llama 2, which we continue pretraining on a new Basque corpus comprising 4.3M documents and 4.2B tokens. Addressing the scarcity of high-quality benchmarks for Basque, we further introduce 4 multiple choice evaluation datasets: EusProficiency, comprising 5,169 questions from official language proficiency exams; EusReading, comprising 352 reading comprehension questions; EusTrivia, comprising 1,715 trivia questions from 5 knowledge areas; and EusExams, comprising 16,774 questions from public examinations. In our extensive evaluation, Latxa outperforms all previous open models we compare to by a large margin. In addition, it is competitive with GPT-4 Turbo in language proficiency and understanding, despite lagging behind in reading comprehension and knowledge-intensive tasks. Both the Latxa family of models, as well as our new pretraining corpora and evaluation datasets, are publicly available under open licenses at https://github.com/hitz-zentroa/latxa. Our suite enables reproducible research on methods to build LLMs for low-resource languages.

http://arxiv.org/abs/2403.20266v1

cs.CL, cs.AI, cs.LG

Unleashing the Potential of Large Language Models for Predictive Tabular Tasks in Data Science

Yazheng Yang, Yuqi Wang, Sankalok Sen, Lei Li, Qi Liu

In the domain of data science, the predictive tasks of classification, regression, and imputation of missing values are commonly encountered challenges associated with tabular data. This research endeavors to apply Large Language Models (LLMs) towards addressing these predictive tasks. Despite their proficiency in comprehending natural language, LLMs fall short in dealing with structured tabular data. This limitation stems from their lacking exposure to the intricacies of tabular data during their foundational training. Our research aims to mitigate this gap by compiling a comprehensive corpus of tables annotated with instructions and executing large-scale training of Llama-2 on this enriched dataset. Furthermore, we investigate the practical application of applying the trained model to zero-shot prediction, few-shot prediction, and in-context learning scenarios. Through extensive experiments, our methodology has shown significant improvements over existing benchmarks. These advancements highlight the efficacy of tailoring LLM training to solve table-related problems in data science, thereby establishing a new benchmark in the utilization of LLMs for enhancing tabular intelligence.

http://arxiv.org/abs/2403.20208v5

cs.LG, cs.AI

IndiBias: A Benchmark Dataset to Measure Social Biases in Language Models for Indian Context

Nihar Ranjan Sahoo, Pranamya Prashant Kulkarni, Narjis Asad, Arif Ahmad, Tanu Goyal, Aparna Garimella, Pushpak Bhattacharyya

The pervasive influence of social biases in language data has sparked the need for benchmark datasets that capture and evaluate these biases in Large Language Models (LLMs). Existing efforts predominantly focus on English language and the Western context, leaving a void for a reliable dataset that encapsulates India's unique socio-cultural nuances. To bridge this gap, we introduce IndiBias, a comprehensive benchmarking dataset designed specifically for evaluating social biases in the Indian context. We filter and translate the existing CrowS-Pairs dataset to create a benchmark dataset suited to the Indian context in Hindi language. Additionally, we leverage LLMs including ChatGPT and InstructGPT to augment our dataset with diverse societal biases and stereotypes prevalent in India. The included bias dimensions encompass gender, religion, caste, age, region, physical appearance, and occupation. We also build a resource to address intersectional biases along three intersectional dimensions. Our dataset contains 800 sentence pairs and 300 tuples for bias measurement across different demographics. The dataset is available in English and Hindi, providing a size comparable to existing benchmark datasets. Furthermore, using IndiBias we compare ten different language models on multiple bias measurement metrics. We observed that the language models exhibit more bias across a majority of the intersectional groups.

http://arxiv.org/abs/2403.20147v2

cs.CL

Fine-tuning Large Language Models for Automated Diagnostic Screening Summaries

Manjeet Yadav, Nilesh Kumar Sahu, Mudita Chaturvedi, Snehil Gupta, Haroon R Lone

Improving mental health support in developing countries is a pressing need. One potential solution is the development of scalable, automated systems to conduct diagnostic screenings, which could help alleviate the burden on mental health professionals. In this work, we evaluate several state-of-the-art Large Language Models (LLMs), with and without fine-tuning, on our custom dataset for generating concise summaries from mental state examinations. We rigorously evaluate four different models for summary generation using established ROUGE metrics and input from human evaluators. The results highlight that our top-performing fine-tuned model outperforms existing models, achieving ROUGE-1 and ROUGE-L values of 0.810 and 0.764, respectively. Furthermore, we assessed the fine-tuned model's generalizability on a publicly available D4 dataset, and the outcomes were promising, indicating its potential applicability beyond our custom dataset.

http://arxiv.org/abs/2403.20145v2

cs.CL

Multi-Frame, Lightweight & Efficient Vision-Language Models for Question Answering in Autonomous Driving

Akshay Gopalkrishnan, Ross Greer, Mohan Trivedi

Vision-Language Models (VLMs) and Multi-Modal Language models (MMLMs) have become prominent in autonomous driving research, as these models can provide interpretable textual reasoning and responses for end-to-end autonomous driving safety tasks using traffic scene images and other data modalities. However, current approaches to these systems use expensive large language model (LLM) backbones and image encoders, making such systems unsuitable for real-time autonomous driving systems where tight memory constraints exist and fast inference time is necessary. To address these previous issues, we develop EM-VLM4AD, an efficient, lightweight, multi-frame vision language model which performs Visual Question Answering for autonomous driving. In comparison to previous approaches, EM-VLM4AD requires at least 10 times less memory and floating point operations, while also achieving higher BLEU-4, METEOR, CIDEr, and ROGUE scores than the existing baseline on the DriveLM dataset. EM-VLM4AD also exhibits the ability to extract relevant information from traffic views related to prompts and can answer questions for various autonomous driving subtasks. We release our code to train and evaluate our model at https://github.com/akshaygopalkr/EM-VLM4AD.

http://arxiv.org/abs/2403.19838v1

cs.CV, cs.AI

Target Span Detection for Implicit Harmful Content

Nazanin Jafari, James Allan

Identifying the targets of hate speech is a crucial step in grasping the nature of such speech and, ultimately, in improving the detection of offensive posts on online forums. Much harmful content on online platforms uses implicit language especially when targeting vulnerable and protected groups such as using stereotypical characteristics instead of explicit target names, making it harder to detect and mitigate the language. In this study, we focus on identifying implied targets of hate speech, essential for recognizing subtler hate speech and enhancing the detection of harmful content on digital platforms. We define a new task aimed at identifying the targets even when they are not explicitly stated. To address that task, we collect and annotate target spans in three prominent implicit hate speech datasets: SBIC, DynaHate, and IHC. We call the resulting merged collection Implicit-Target-Span. The collection is achieved using an innovative pooling method with matching scores based on human annotations and Large Language Models (LLMs). Our experiments indicate that Implicit-Target-Span provides a challenging test bed for target span detection methods.

http://arxiv.org/abs/2403.19836v1

cs.CL

Developing Healthcare Language Model Embedding Spaces

Niall Taylor, Dan Schofield, Andrey Kormilitzin, Dan W Joyce, Alejo Nevado-Holgado

Pre-trained Large Language Models (LLMs) often struggle on out-of-domain datasets like healthcare focused text. We explore specialized pre-training to adapt smaller LLMs to different healthcare datasets. Three methods are assessed: traditional masked language modeling, Deep Contrastive Learning for Unsupervised Textual Representations (DeCLUTR), and a novel pre-training objective utilizing metadata categories from the healthcare settings. These schemes are evaluated on downstream document classification tasks for each dataset, with additional analysis of the resultant embedding spaces. Contrastively trained models outperform other approaches on the classification tasks, delivering strong performance from limited labeled data and with fewer model parameter updates required. While metadata-based pre-training does not further improve classifications across the datasets, it yields interesting embedding cluster separability. All domain adapted LLMs outperform their publicly available general base LLM, validating the importance of domain-specialization. This research illustrates efficient approaches to instill healthcare competency in compact LLMs even under tight computational budgets, an essential capability for responsible and sustainable deployment in local healthcare settings. We provide pre-training guidelines for specialized healthcare LLMs, motivate continued inquiry into contrastive objectives, and demonstrates adaptation techniques to align small LLMs with privacy-sensitive medical tasks.

http://arxiv.org/abs/2403.19802v1

cs.CL, cs.AI

Change-Agent: Towards Interactive Comprehensive Remote Sensing Change Interpretation and Analysis

Chenyang Liu, Keyan Chen, Haotian Zhang, Zipeng Qi, Zhengxia Zou, Zhenwei Shi

Monitoring changes in the Earth's surface is crucial for understanding natural processes and human impacts, necessitating precise and comprehensive interpretation methodologies. Remote sensing satellite imagery offers a unique perspective for monitoring these changes, leading to the emergence of remote sensing image change interpretation (RSICI) as a significant research focus. Current RSICI technology encompasses change detection and change captioning, each with its limitations in providing comprehensive interpretation. To address this, we propose an interactive Change-Agent, which can follow user instructions to achieve comprehensive change interpretation and insightful analysis according to user instructions, such as change detection and change captioning, change object counting, change cause analysis, etc. The Change-Agent integrates a multi-level change interpretation (MCI) model as the eyes and a large language model (LLM) as the brain. The MCI model contains two branches of pixel-level change detection and semantic-level change captioning, in which multiple BI-temporal Iterative Interaction (BI3) layers utilize Local Perception Enhancement (LPE) and the Global Difference Fusion Attention (GDFA) modules to enhance the model's discriminative feature representation capabilities. To support the training of the MCI model, we build the LEVIR-MCI dataset with a large number of change masks and captions of changes. Extensive experiments demonstrate the effectiveness of the proposed MCI model and highlight the promising potential of our Change-Agent in facilitating comprehensive and intelligent interpretation of surface changes. To facilitate future research, we will make our dataset and codebase of the MCI model and Change-Agent publicly available at https://github.com/Chen-Yang-Liu/Change-Agent

http://arxiv.org/abs/2403.19646v2

cs.CV

JDocQA: Japanese Document Question Answering Dataset for Generative Language Models

Eri Onami, Shuhei Kurita, Taiki Miyanishi, Taro Watanabe

Document question answering is a task of question answering on given documents such as reports, slides, pamphlets, and websites, and it is a truly demanding task as paper and electronic forms of documents are so common in our society. This is known as a quite challenging task because it requires not only text understanding but also understanding of figures and tables, and hence visual question answering (VQA) methods are often examined in addition to textual approaches. We introduce Japanese Document Question Answering (JDocQA), a large-scale document-based QA dataset, essentially requiring both visual and textual information to answer questions, which comprises 5,504 documents in PDF format and annotated 11,600 question-and-answer instances in Japanese. Each QA instance includes references to the document pages and bounding boxes for the answer clues. We incorporate multiple categories of questions and unanswerable questions from the document for realistic question-answering applications. We empirically evaluate the effectiveness of our dataset with text-based large language models (LLMs) and multimodal models. Incorporating unanswerable questions in finetuning may contribute to harnessing the so-called hallucination generation.

http://arxiv.org/abs/2403.19454v1

cs.CL

Mixed Preference Optimization: Reinforcement Learning with Data Selection and Better Reference Model

Qi Gou, Cam-Tu Nguyen

Large Language Models (LLMs) have become increasingly popular due to their ability to process and generate natural language. However, as they are trained on massive datasets of text, LLMs can inherit harmful biases and produce outputs that are not aligned with human values. This paper studies two main approaches to LLM alignment: Reinforcement Learning with Human Feedback (RLHF) and contrastive learning-based methods like Direct Preference Optimization (DPO). By analyzing the stability and robustness of RLHF and DPO, we propose MPO (Mixed Preference Optimization), a novel method that mitigates the weaknesses of both approaches. Specifically, we propose a two-stage training procedure: first train DPO on an easy dataset, and then perform RLHF on a difficult set with DPO model being the reference model. Here, the easy and difficult sets are constructed by a well-trained reward model that splits response pairs into those with large gaps of reward (easy), and those with small gaps (difficult). The first stage allows us to obtain a relatively optimal policy (LLM) model quickly, whereas the second stage refines LLM with online RLHF, thus mitigating the distribution shift issue associated with DPO. Experiments are conducted on two public alignment datasets, namely HH-RLHF and TLDR, demonstrating the effectiveness of MPO, both in terms of GPT4 and human evaluation.

http://arxiv.org/abs/2403.19443v1

cs.CL

OAKINK2: A Dataset of Bimanual Hands-Object Manipulation in Complex Task Completion

Xinyu Zhan, Lixin Yang, Yifei Zhao, Kangrui Mao, Hanlin Xu, Zenan Lin, Kailin Li, Cewu Lu

We present OAKINK2, a dataset of bimanual object manipulation tasks for complex daily activities. In pursuit of constructing the complex tasks into a structured representation, OAKINK2 introduces three level of abstraction to organize the manipulation tasks: Affordance, Primitive Task, and Complex Task. OAKINK2 features on an object-centric perspective for decoding the complex tasks, treating them as a sequence of object affordance fulfillment. The first level, Affordance, outlines the functionalities that objects in the scene can afford, the second level, Primitive Task, describes the minimal interaction units that humans interact with the object to achieve its affordance, and the third level, Complex Task, illustrates how Primitive Tasks are composed and interdependent. OAKINK2 dataset provides multi-view image streams and precise pose annotations for the human body, hands and various interacting objects. This extensive collection supports applications such as interaction reconstruction and motion synthesis. Based on the 3-level abstraction of OAKINK2, we explore a task-oriented framework for Complex Task Completion (CTC). CTC aims to generate a sequence of bimanual manipulation to achieve task objectives. Within the CTC framework, we employ Large Language Models (LLMs) to decompose the complex task objectives into sequences of Primitive Tasks and have developed a Motion Fulfillment Model that generates bimanual hand motion for each Primitive Task. OAKINK2 datasets and models are available at https://oakink.net/v2.

http://arxiv.org/abs/2403.19417v1

cs.CV

BP4ER: Bootstrap Prompting for Explicit Reasoning in Medical Dialogue Generation

Yuhong He, Yongqi Zhang, Shizhu He, Jun Wan

Medical dialogue generation (MDG) has gained increasing attention due to its substantial practical value. Previous works typically employ a sequence-to-sequence framework to generate medical responses by modeling dialogue context as sequential text with annotated medical entities. While these methods have been successful in generating fluent responses, they fail to provide process explanations of reasoning and require extensive entity annotation. To address these limitations, we propose the method Bootstrap Prompting for Explicit Reasoning in MDG (BP4ER), which explicitly model MDG's multi-step reasoning process and iteratively enhance this reasoning process. We employ a least-to-most prompting strategy to guide a large language model (LLM) in explicit reasoning, breaking down MDG into simpler sub-questions. These sub-questions build on answers from previous ones. Additionally, we also introduce two distinct bootstrapping techniques for prompting, which autonomously correct errors and facilitate the LLM's explicit reasoning. This approach eliminates the need for entity annotation and increases the transparency of the MDG process by explicitly generating the intermediate reasoning chain. The experimental findings on the two public datasets indicate that BP4ER outperforms state-of-the-art methods in terms of both objective and subjective evaluation metrics.

http://arxiv.org/abs/2403.19414v1

cs.CL

Checkpoint Merging via Bayesian Optimization in LLM Pretraining

Deyuan Liu, Zecheng Wang, Bingning Wang, Weipeng Chen, Chunshan Li, Zhiying Tu, Dianhui Chu, Bo Li, Dianbo Sui

The rapid proliferation of large language models (LLMs) such as GPT-4 and Gemini underscores the intense demand for resources during their training processes, posing significant challenges due to substantial computational and environmental costs. To alleviate this issue, we propose checkpoint merging in pretraining LLM. This method utilizes LLM checkpoints with shared training trajectories, and is rooted in an extensive search space exploration for the best merging weight via Bayesian optimization. Through various experiments, we demonstrate that: (1) Our proposed methodology exhibits the capacity to augment pretraining, presenting an opportunity akin to obtaining substantial benefits at minimal cost; (2) Our proposed methodology, despite requiring a given held-out dataset, still demonstrates robust generalization capabilities across diverse domains, a pivotal aspect in pretraining.

http://arxiv.org/abs/2403.19390v1

cs.CL

Generate then Retrieve: Conversational Response Retrieval Using LLMs as Answer and Query Generators

Zahra Abbasiantaeb, Mohammad Aliannejadi

CIS is a prominent area in IR that focuses on developing interactive knowledge assistants. These systems must adeptly comprehend the user's information requirements within the conversational context and retrieve the relevant information. To this aim, the existing approaches model the user's information needs with one query called rewritten query and use this query for passage retrieval. In this paper, we propose three different methods for generating multiple queries to enhance the retrieval. In these methods, we leverage the capabilities of large language models (LLMs) in understanding the user's information need and generating an appropriate response, to generate multiple queries. We implement and evaluate the proposed models utilizing various LLMs including GPT-4 and Llama-2 chat in zero-shot and few-shot settings. In addition, we propose a new benchmark for TREC iKAT based on gpt 3.5 judgments. Our experiments reveal the effectiveness of our proposed models on the TREC iKAT dataset.

http://arxiv.org/abs/2403.19302v1

cs.IR

Ungrammatical-syntax-based In-context Example Selection for Grammatical Error Correction

Chenming Tang, Fanyi Qu, Yunfang Wu

In the era of large language models (LLMs), in-context learning (ICL) stands out as an effective prompting strategy that explores LLMs' potency across various tasks. However, applying LLMs to grammatical error correction (GEC) is still a challenging task. In this paper, we propose a novel ungrammatical-syntax-based in-context example selection strategy for GEC. Specifically, we measure similarity of sentences based on their syntactic structures with diverse algorithms, and identify optimal ICL examples sharing the most similar ill-formed syntax to the test input. Additionally, we carry out a two-stage process to further improve the quality of selection results. On benchmark English GEC datasets, empirical results show that our proposed ungrammatical-syntax-based strategies outperform commonly-used word-matching or semantics-based methods with multiple LLMs. This indicates that for a syntax-oriented task like GEC, paying more attention to syntactic information can effectively boost LLMs' performance. Our code will be publicly available after the publication of this paper.

http://arxiv.org/abs/2403.19283v1

cs.CL

Fine-Tuning Language Models with Reward Learning on Policy

Hao Lang, Fei Huang, Yongbin Li

Reinforcement learning from human feedback (RLHF) has emerged as an effective approach to aligning large language models (LLMs) to human preferences. RLHF contains three steps, i.e., human preference collecting, reward learning, and policy optimization, which are usually performed serially. Despite its popularity, however, (fixed) reward models may suffer from inaccurate off-distribution, since policy optimization continuously shifts LLMs' data distribution. Repeatedly collecting new preference data from the latest LLMs may alleviate this issue, which unfortunately makes the resulting system more complicated and difficult to optimize. In this paper, we propose reward learning on policy (RLP), an unsupervised framework that refines a reward model using policy samples to keep it on-distribution. Specifically, an unsupervised multi-view learning method is introduced to learn robust representations of policy samples. Meanwhile, a synthetic preference generation approach is developed to simulate high-quality preference data with policy outputs. Extensive experiments on three benchmark datasets show that RLP consistently outperforms the state-of-the-art. Our code is available at \url{https://github.com/AlibabaResearch/DAMO-ConvAI/tree/main/rlp}.

http://arxiv.org/abs/2403.19279v1

cs.CL, cs.AI, cs.LG

sDPO: Don't Use Your Data All at Once

Dahyun Kim, Yungi Kim, Wonho Song, Hyeonwoo Kim, Yunsu Kim, Sanghoon Kim, Chanjun Park

As development of large language models (LLM) progresses, aligning them with human preferences has become increasingly important. We propose stepwise DPO (sDPO), an extension of the recently popularized direct preference optimization (DPO) for alignment tuning. This approach involves dividing the available preference datasets and utilizing them in a stepwise manner, rather than employing it all at once. We demonstrate that this method facilitates the use of more precisely aligned reference models within the DPO training framework. Furthermore, sDPO trains the final model to be more performant, even outperforming other popular LLMs with more parameters.

http://arxiv.org/abs/2403.19270v1

cs.CL, cs.AI

Dual-Personalizing Adapter for Federated Foundation Models

Yiyuan Yang, Guodong Long, Tao Shen, Jing Jiang, Michael Blumenstein

Recently, foundation models, particularly large language models (LLMs), have demonstrated an impressive ability to adapt to various tasks by fine-tuning large amounts of instruction data. Notably, federated foundation models emerge as a privacy preservation method to fine-tune models collaboratively under federated learning (FL) settings by leveraging many distributed datasets with non-IID data. To alleviate communication and computation overhead, parameter-efficient methods are introduced for efficiency, and some research adapted personalization methods to federated foundation models for better user preferences alignment. However, a critical gap in existing research is the neglect of test-time distribution shifts in real-world applications. Therefore, to bridge this gap, we propose a new setting, termed test-time personalization, which not only concentrates on the targeted local task but also extends to other tasks that exhibit test-time distribution shifts. To address challenges in this new setting, we explore a simple yet effective solution to learn a comprehensive foundation model. Specifically, a dual-personalizing adapter architecture (FedDPA) is proposed, comprising a global adapter and a local adapter for addressing test-time distribution shifts and personalization, respectively. Additionally, we introduce an instance-wise dynamic weighting mechanism to optimize the balance between the global and local adapters, enhancing overall performance. The effectiveness of the proposed method has been evaluated on benchmark datasets across different NLP tasks.

http://arxiv.org/abs/2403.19211v1

cs.LG, cs.AI, cs.CL

MUGC: Machine Generated versus User Generated Content Detection

Yaqi Xie, Anjali Rawal, Yujing Cen, Dixuan Zhao, Sunil K Narang, Shanu Sushmita

As advanced modern systems like deep neural networks (DNNs) and generative AI continue to enhance their capabilities in producing convincing and realistic content, the need to distinguish between user-generated and machine generated content is becoming increasingly evident. In this research, we undertake a comparative evaluation of eight traditional machine-learning algorithms to distinguish between machine-generated and human-generated data across three diverse datasets: Poems, Abstracts, and Essays. Our results indicate that traditional methods demonstrate a high level of accuracy in identifying machine-generated data, reflecting the documented effectiveness of popular pre-trained models like RoBERT. We note that machine-generated texts tend to be shorter and exhibit less word variety compared to human-generated content. While specific domain-related keywords commonly utilized by humans, albeit disregarded by current LLMs (Large Language Models), may contribute to this high detection accuracy, we show that deeper word representations like word2vec can capture subtle semantic variances. Furthermore, readability, bias, moral, and affect comparisons reveal a discernible contrast between machine-generated and human generated content. There are variations in expression styles and potentially underlying biases in the data sources (human and machine-generated). This study provides valuable insights into the advancing capacities and challenges associated with machine-generated content across various domains.

http://arxiv.org/abs/2403.19725v1

cs.CL, cs.AI, cs.LG

OmniParser: A Unified Framework for Text Spotting, Key Information Extraction and Table Recognition

Jianqiang Wan, Sibo Song, Wenwen Yu, Yuliang Liu, Wenqing Cheng, Fei Huang, Xiang Bai, Cong Yao, Zhibo Yang

Recently, visually-situated text parsing (VsTP) has experienced notable advancements, driven by the increasing demand for automated document understanding and the emergence of Generative Large Language Models (LLMs) capable of processing document-based questions. Various methods have been proposed to address the challenging problem of VsTP. However, due to the diversified targets and heterogeneous schemas, previous works usually design task-specific architectures and objectives for individual tasks, which inadvertently leads to modal isolation and complex workflow. In this paper, we propose a unified paradigm for parsing visually-situated text across diverse scenarios. Specifically, we devise a universal model, called OmniParser, which can simultaneously handle three typical visually-situated text parsing tasks: text spotting, key information extraction, and table recognition. In OmniParser, all tasks share the unified encoder-decoder architecture, the unified objective: point-conditioned text generation, and the unified input & output representation: prompt & structured sequences. Extensive experiments demonstrate that the proposed OmniParser achieves state-of-the-art (SOTA) or highly competitive performances on 7 datasets for the three visually-situated text parsing tasks, despite its unified, concise design. The code is available at https://github.com/AlibabaResearch/AdvancedLiterateMachinery.

http://arxiv.org/abs/2403.19128v1

cs.CV

FACTOID: FACtual enTailment fOr hallucInation Detection

Vipula Rawte, S. M Towhidul Islam Tonmoy, Krishnav Rajbangshi, Shravani Nag, Aman Chadha, Amit P. Sheth, Amitava Das

The widespread adoption of Large Language Models (LLMs) has facilitated numerous benefits. However, hallucination is a significant concern. In response, Retrieval Augmented Generation (RAG) has emerged as a highly promising paradigm to improve LLM outputs by grounding them in factual information. RAG relies on textual entailment (TE) or similar methods to check if the text produced by LLMs is supported or contradicted, compared to retrieved documents. This paper argues that conventional TE methods are inadequate for spotting hallucinations in content generated by LLMs. For instance, consider a prompt about the 'USA's stance on the Ukraine war''. The AI-generated text states, ...U.S. President Barack Obama says the U.S. will not put troops in Ukraine...'' However, during the war the U.S. president is Joe Biden which contradicts factual reality. Moreover, current TE systems are unable to accurately annotate the given text and identify the exact portion that is contradicted. To address this, we introduces a new type of TE called ``Factual Entailment (FE).'', aims to detect factual inaccuracies in content generated by LLMs while also highlighting the specific text segment that contradicts reality. We present FACTOID (FACTual enTAILment for hallucInation Detection), a benchmark dataset for FE. We propose a multi-task learning (MTL) framework for FE, incorporating state-of-the-art (SoTA) long text embeddings such as e5-mistral-7b-instruct, along with GPT-3, SpanBERT, and RoFormer. The proposed MTL architecture for FE achieves an avg. 40\% improvement in accuracy on the FACTOID benchmark compared to SoTA TE methods. As FE automatically detects hallucinations, we assessed 15 modern LLMs and ranked them using our proposed Auto Hallucination Vulnerability Index (HVI_auto). This index quantifies and offers a comparative scale to evaluate and rank LLMs according to their hallucinations.

http://arxiv.org/abs/2403.19113v1

cs.CL, cs.AI

JailbreakBench: An Open Robustness Benchmark for Jailbreaking Large Language Models

Patrick Chao, Edoardo Debenedetti, Alexander Robey, Maksym Andriushchenko, Francesco Croce, Vikash Sehwag, Edgar Dobriban, Nicolas Flammarion, George J. Pappas, Florian Tramer, Hamed Hassani, Eric Wong

Jailbreak attacks cause large language models (LLMs) to generate harmful, unethical, or otherwise objectionable content. Evaluating these attacks presents a number of challenges, which the current collection of benchmarks and evaluation techniques do not adequately address. First, there is no clear standard of practice regarding jailbreaking evaluation. Second, existing works compute costs and success rates in incomparable ways. And third, numerous works are not reproducible, as they withhold adversarial prompts, involve closed-source code, or rely on evolving proprietary APIs. To address these challenges, we introduce JailbreakBench, an open-sourced benchmark with the following components: (1) an evolving repository of state-of-the-art adversarial prompts, which we refer to as jailbreak artifacts; (2) a jailbreaking dataset comprising 100 behaviors -- both original and sourced from prior work -- which align with OpenAI's usage policies; (3) a standardized evaluation framework that includes a clearly defined threat model, system prompts, chat templates, and scoring functions; and (4) a leaderboard that tracks the performance of attacks and defenses for various LLMs. We have carefully considered the potential ethical implications of releasing this benchmark, and believe that it will be a net positive for the community. Over time, we will expand and adapt the benchmark to reflect technical and methodological advances in the research community.

http://arxiv.org/abs/2404.01318v2

cs.CR, cs.LG

LITA: Language Instructed Temporal-Localization Assistant

De-An Huang, Shijia Liao, Subhashree Radhakrishnan, Hongxu Yin, Pavlo Molchanov, Zhiding Yu, Jan Kautz

There has been tremendous progress in multimodal Large Language Models (LLMs). Recent works have extended these models to video input with promising instruction following capabilities. However, an important missing piece is temporal localization. These models cannot accurately answer the "When?" questions. We identify three key aspects that limit their temporal localization capabilities: (i) time representation, (ii) architecture, and (iii) data. We address these shortcomings by proposing Language Instructed Temporal-Localization Assistant (LITA) with the following features: (1) We introduce time tokens that encode timestamps relative to the video length to better represent time in videos. (2) We introduce SlowFast tokens in the architecture to capture temporal information at fine temporal resolution. (3) We emphasize temporal localization data for LITA. In addition to leveraging existing video datasets with timestamps, we propose a new task, Reasoning Temporal Localization (RTL), along with the dataset, ActivityNet-RTL, for learning and evaluating this task. Reasoning temporal localization requires both the reasoning and temporal localization of Video LLMs. LITA demonstrates strong performance on this challenging task, nearly doubling the temporal mean intersection-over-union (mIoU) of baselines. In addition, we show that our emphasis on temporal localization also substantially improves video-based text generation compared to existing Video LLMs, including a 36% relative improvement of Temporal Understanding. Code is available at: https://github.com/NVlabs/LITA

http://arxiv.org/abs/2403.19046v1

cs.CV, cs.AI

Towards LLM-RecSys Alignment with Textual ID Learning

Juntao Tan, Shuyuan Xu, Wenyue Hua, Yingqiang Ge, Zelong Li, Yongfeng Zhang

Generative recommendation based on Large Language Models (LLMs) have transformed the traditional ranking-based recommendation style into a text-to-text generation paradigm. However, in contrast to standard NLP tasks that inherently operate on human vocabulary, current research in generative recommendations struggles to effectively encode recommendation items within the text-to-text framework using concise yet meaningful ID representations. To better align LLMs with recommendation needs, we propose IDGen, representing each item as a unique, concise, semantically rich, platform-agnostic textual ID using human language tokens. This is achieved by training a textual ID generator alongside the LLM-based recommender, enabling seamless integration of personalized recommendations into natural language generation. Notably, as user history is expressed in natural language and decoupled from the original dataset, our approach suggests the potential for a foundational generative recommendation model. Experiments show that our framework consistently surpasses existing models in sequential recommendation under standard experimental setting. Then, we explore the possibility of training a foundation recommendation model with the proposed method on data collected from 19 different datasets and tested its recommendation performance on 6 unseen datasets across different platforms under a completely zero-shot setting. The results show that the zero-shot performance of the pre-trained foundation model is comparable to or even better than some traditional recommendation models based on supervised training, showing the potential of the IDGen paradigm serving as the foundation model for generative recommendation. Code and data are open-sourced at https://github.com/agiresearch/IDGenRec.

http://arxiv.org/abs/2403.19021v1

cs.IR, cs.AI, cs.CL, cs.LG

Mini-Gemini: Mining the Potential of Multi-modality Vision Language Models

Yanwei Li, Yuechen Zhang, Chengyao Wang, Zhisheng Zhong, Yixin Chen, Ruihang Chu, Shaoteng Liu, Jiaya Jia

In this work, we introduce Mini-Gemini, a simple and effective framework enhancing multi-modality Vision Language Models (VLMs). Despite the advancements in VLMs facilitating basic visual dialog and reasoning, a performance gap persists compared to advanced models like GPT-4 and Gemini. We try to narrow the gap by mining the potential of VLMs for better performance and any-to-any workflow from three aspects, i.e., high-resolution visual tokens, high-quality data, and VLM-guided generation. To enhance visual tokens, we propose to utilize an additional visual encoder for high-resolution refinement without increasing the visual token count. We further construct a high-quality dataset that promotes precise image comprehension and reasoning-based generation, expanding the operational scope of current VLMs. In general, Mini-Gemini further mines the potential of VLMs and empowers current frameworks with image understanding, reasoning, and generation simultaneously. Mini-Gemini supports a series of dense and MoE Large Language Models (LLMs) from 2B to 34B. It is demonstrated to achieve leading performance in several zero-shot benchmarks and even surpasses the developed private models. Code and models are available at https://github.com/dvlab-research/MiniGemini.

http://arxiv.org/abs/2403.18814v1

cs.CV, cs.AI, cs.CL

MLDT: Multi-Level Decomposition for Complex Long-Horizon Robotic Task Planning with Open-Source Large Language Model

Yike Wu, Jiatao Zhang, Nan Hu, LanLing Tang, Guilin Qi, Jun Shao, Jie Ren, Wei Song

In the realm of data-driven AI technology, the application of open-source large language models (LLMs) in robotic task planning represents a significant milestone. Recent robotic task planning methods based on open-source LLMs typically leverage vast task planning datasets to enhance models' planning abilities. While these methods show promise, they struggle with complex long-horizon tasks, which require comprehending more context and generating longer action sequences. This paper addresses this limitation by proposing MLDT, theMulti-Level Decomposition Task planning method. This method innovatively decomposes tasks at the goal-level, task-level, and action-level to mitigate the challenge of complex long-horizon tasks. In order to enhance open-source LLMs' planning abilities, we introduce a goal-sensitive corpus generation method to create high-quality training data and conduct instruction tuning on the generated corpus. Since the complexity of the existing datasets is not high enough, we construct a more challenging dataset, LongTasks, to specifically evaluate planning ability on complex long-horizon tasks. We evaluate our method using various LLMs on four datasets in VirtualHome. Our results demonstrate a significant performance enhancement in robotic task planning, showcasing MLDT's effectiveness in overcoming the limitations of existing methods based on open-source LLMs as well as its practicality in complex, real-world scenarios.

http://arxiv.org/abs/2403.18760v2

cs.RO

Understanding the Learning Dynamics of Alignment with Human Feedback

Shawn Im, Yixuan Li

Aligning large language models (LLMs) with human intentions has become a critical task for safely deploying models in real-world systems. While existing alignment approaches have seen empirical success, theoretically understanding how these methods affect model behavior remains an open question. Our work provides an initial attempt to theoretically analyze the learning dynamics of human preference alignment. We formally show how the distribution of preference datasets influences the rate of model updates and provide rigorous guarantees on the training accuracy. Our theory also reveals an intricate phenomenon where the optimization is prone to prioritizing certain behaviors with higher preference distinguishability. We empirically validate our findings on contemporary LLMs and alignment tasks, reinforcing our theoretical insights and shedding light on considerations for future alignment approaches. Disclaimer: This paper contains potentially offensive text; reader discretion is advised.

http://arxiv.org/abs/2403.18742v4

cs.LG, cs.AI

FoC: Figure out the Cryptographic Functions in Stripped Binaries with LLMs

Guoqiang Chen, Xiuwei Shang, Shaoyin Cheng, Yanming Zhang, Weiming Zhang, Nenghai Yu

Analyzing the behavior of cryptographic functions in stripped binaries is a challenging but essential task. Cryptographic algorithms exhibit greater logical complexity compared to typical code, yet their analysis is unavoidable in areas such as virus analysis and legacy code inspection. Existing methods often rely on data or structural pattern matching, leading to suboptimal generalizability and suffering from manual work. In this paper, we propose a novel framework called FoC to Figure out the Cryptographic functions in stripped binaries. In FoC, we first build a binary large language model (FoCBinLLM) to summarize the semantics of cryptographic functions in natural language. The prediction of FoC-BinLLM is insensitive to minor changes, such as vulnerability patches. To mitigate it, we further build a binary code similarity model (FoC-Sim) upon the FoC-BinLLM to create change-sensitive representations and use it to retrieve similar implementations of unknown cryptographic functions in a database. In addition, we construct a cryptographic binary dataset for evaluation and to facilitate further research in this domain. And an automated method is devised to create semantic labels for extensive binary functions. Evaluation results demonstrate that FoC-BinLLM outperforms ChatGPT by 14.61% on the ROUGE-L score. FoC-Sim outperforms the previous best methods with a 52% higher Recall@1. Furthermore, our method also shows practical ability in virus analysis and 1-day vulnerability detection.

http://arxiv.org/abs/2403.18403v1

cs.CR

Sequential Recommendation with Latent Relations based on Large Language Model

Shenghao Yang, Weizhi Ma, Peijie Sun, Qingyao Ai, Yiqun Liu, Mingchen Cai, Min Zhang

Sequential recommender systems predict items that may interest users by modeling their preferences based on historical interactions. Traditional sequential recommendation methods rely on capturing implicit collaborative filtering signals among items. Recent relation-aware sequential recommendation models have achieved promising performance by explicitly incorporating item relations into the modeling of user historical sequences, where most relations are extracted from knowledge graphs. However, existing methods rely on manually predefined relations and suffer the sparsity issue, limiting the generalization ability in diverse scenarios with varied item relations. In this paper, we propose a novel relation-aware sequential recommendation framework with Latent Relation Discovery (LRD). Different from previous relation-aware models that rely on predefined rules, we propose to leverage the Large Language Model (LLM) to provide new types of relations and connections between items. The motivation is that LLM contains abundant world knowledge, which can be adopted to mine latent relations of items for recommendation. Specifically, inspired by that humans can describe relations between items using natural language, LRD harnesses the LLM that has demonstrated human-like knowledge to obtain language knowledge representations of items. These representations are fed into a latent relation discovery module based on the discrete state variational autoencoder (DVAE). Then the self-supervised relation discovery tasks and recommendation tasks are jointly optimized. Experimental results on multiple public datasets demonstrate our proposed latent relations discovery method can be incorporated with existing relation-aware sequential recommendation models and significantly improve the performance. Further analysis experiments indicate the effectiveness and reliability of the discovered latent relations.

http://arxiv.org/abs/2403.18348v1

cs.IR

Quantifying and Mitigating Unimodal Biases in Multimodal Large Language Models: A Causal Perspective

Meiqi Chen, Yixin Cao, Yan Zhang, Chaochao Lu

Recent advancements in Large Language Models (LLMs) have facilitated the development of Multimodal LLMs (MLLMs). Despite their impressive capabilities, MLLMs often suffer from an over-reliance on unimodal biases (e.g., language bias and vision bias), leading to incorrect answers in complex multimodal tasks. To investigate this issue, we propose a causal framework to interpret the biases in Visual Question Answering (VQA) problems. Within our framework, we devise a causal graph to elucidate the predictions of MLLMs on VQA problems, and assess the causal effect of biases through an in-depth causal analysis. Motivated by the causal graph, we introduce a novel MORE dataset, consisting of 12,000 VQA instances. This dataset is designed to challenge MLLMs' abilities, necessitating multi-hop reasoning and the surmounting of unimodal biases. Furthermore, we propose two strategies to mitigate unimodal biases and enhance MLLMs' reasoning capabilities, including a Decompose-Verify-Answer (DeVA) framework for limited-access MLLMs and the refinement of open-source MLLMs through fine-tuning. Extensive quantitative and qualitative experiments offer valuable insights for future research. Our project page is at https://opencausalab.github.io/MORE.

http://arxiv.org/abs/2403.18346v3

cs.CL, cs.CV

LC-LLM: Explainable Lane-Change Intention and Trajectory Predictions with Large Language Models

Mingxing Peng, Xusen Guo, Xianda Chen, Meixin Zhu, Kehua Chen, Hao, Yang, Xuesong Wang, Yinhai Wang

To ensure safe driving in dynamic environments, autonomous vehicles should possess the capability to accurately predict the lane change intentions of surrounding vehicles in advance and forecast their future trajectories. Existing motion prediction approaches have ample room for improvement, particularly in terms of long-term prediction accuracy and interpretability. In this paper, we address these challenges by proposing LC-LLM, an explainable lane change prediction model that leverages the strong reasoning capabilities and self-explanation abilities of Large Language Models (LLMs). Essentially, we reformulate the lane change prediction task as a language modeling problem, processing heterogeneous driving scenario information in natural language as prompts for input into the LLM and employing a supervised fine-tuning technique to tailor the LLM specifically for our lane change prediction task. This allows us to utilize the LLM's powerful common sense reasoning abilities to understand complex interactive information, thereby improving the accuracy of long-term predictions. Furthermore, we incorporate explanatory requirements into the prompts in the inference stage. Therefore, our LC-LLM model not only can predict lane change intentions and trajectories but also provides explanations for its predictions, enhancing the interpretability. Extensive experiments on the large-scale highD dataset demonstrate the superior performance and interpretability of our LC-LLM in lane change prediction task. To the best of our knowledge, this is the first attempt to utilize LLMs for predicting lane change behavior. Our study shows that LLMs can encode comprehensive interaction information for driving behavior understanding.

http://arxiv.org/abs/2403.18344v1

cs.AI

IterAlign: Iterative Constitutional Alignment of Large Language Models

Xiusi Chen, Hongzhi Wen, Sreyashi Nag, Chen Luo, Qingyu Yin, Ruirui Li, Zheng Li, Wei Wang

With the rapid development of large language models (LLMs), aligning LLMs with human values and societal norms to ensure their reliability and safety has become crucial. Reinforcement learning with human feedback (RLHF) and Constitutional AI (CAI) have been proposed for LLM alignment. However, these methods require either heavy human annotations or explicitly pre-defined constitutions, which are labor-intensive and resource-consuming. To overcome these drawbacks, we study constitution-based LLM alignment and propose a data-driven constitution discovery and self-alignment framework called IterAlign. IterAlign leverages red teaming to unveil the weaknesses of an LLM and automatically discovers new constitutions using a stronger LLM. These constitutions are then used to guide self-correction of the base LLM. Such a constitution discovery pipeline can be run iteratively and automatically to discover new constitutions that specifically target the alignment gaps in the current LLM. Empirical results on several safety benchmark datasets and multiple base LLMs show that IterAlign successfully improves truthfulness, helpfulness, harmlessness and honesty, improving the LLM alignment by up to $13.5\%$ in harmlessness.

http://arxiv.org/abs/2403.18341v1

cs.CL

Can LLMs Converse Formally? Automatically Assessing LLMs in Translating and Interpreting Formal Specifications

Rushang Karia, Daksh Dobhal, Daniel Bramblett, Pulkit Verma, Siddharth Srivastava

Stakeholders often describe system requirements using natural language which are then converted to formal syntax by a domain-expert leading to increased design costs. This paper assesses the capabilities of Large Language Models (LLMs) in converting between natural language descriptions and formal specifications. Existing work has evaluated the capabilities of LLMs in generating formal syntax such as source code but such experiments are typically hand-crafted and use problems that are likely to be in the training set of LLMs, and often require human-annotated datasets. We propose an approach that can use two copies of an LLM in conjunction with an off-the-shelf verifier to automatically evaluate its translation abilities without any additional human input. Our approach generates formal syntax using language grammars to automatically generate a dataset. We conduct an empirical evaluation to measure the accuracy of this translation task and show that SOTA LLMs cannot adequately solve this task, limiting their current utility in the design of complex systems.

http://arxiv.org/abs/2403.18327v1

cs.CL, cs.AI

Dual Instruction Tuning with Large Language Models for Mathematical Reasoning

Yongwei Zhou, Tiejun Zhao

Recent advancements highlight the success of instruction tuning with large language models (LLMs) utilizing Chain-of-Thought (CoT) data for mathematical reasoning tasks. Despite the fine-tuned LLMs, challenges persist, such as incorrect, missing, and redundant steps in CoT generation leading to inaccuracies in answer predictions. To alleviate this problem, we propose a dual instruction tuning strategy to meticulously model mathematical reasoning from both forward and reverse directions. This involves introducing the Intermediate Reasoning State Prediction task (forward reasoning) and the Instruction Reconstruction task (reverse reasoning) to enhance the LLMs' understanding and execution of instructions. Training instances for these tasks are constructed based on existing mathematical instruction tuning datasets. Subsequently, LLMs undergo multi-task fine-tuning using both existing mathematical instructions and the newly created data. Comprehensive experiments validate the effectiveness and domain generalization of the dual instruction tuning strategy across various mathematical reasoning tasks.

http://arxiv.org/abs/2403.18295v1

cs.CL

Exploring the Deceptive Power of LLM-Generated Fake News: A Study of Real-World Detection Challenges

Yanshen Sun, Jianfeng He, Limeng Cui, Shuo Lei, Chang-Tien Lu

Recent advancements in Large Language Models (LLMs) have enabled the creation of fake news, particularly in complex fields like healthcare. Studies highlight the gap in the deceptive power of LLM-generated fake news with and without human assistance, yet the potential of prompting techniques has not been fully explored. Thus, this work aims to determine whether prompting strategies can effectively narrow this gap. Current LLM-based fake news attacks require human intervention for information gathering and often miss details and fail to maintain context consistency. Therefore, to better understand threat tactics, we propose a strong fake news attack method called conditional Variational-autoencoder-Like Prompt (VLPrompt). Unlike current methods, VLPrompt eliminates the need for additional data collection while maintaining contextual coherence and preserving the intricacies of the original text. To propel future research on detecting VLPrompt attacks, we created a new dataset named VLPrompt fake news (VLPFN) containing real and fake texts. Our experiments, including various detection methods and novel human study metrics, were conducted to assess their performance on our dataset, yielding numerous findings.

http://arxiv.org/abs/2403.18249v2

cs.CL, cs.SI

Boosting Conversational Question Answering with Fine-Grained Retrieval-Augmentation and Self-Check

Linhao Ye, Zhikai Lei, Jianghao Yin, Qin Chen, Jie Zhou, Liang He

Retrieval-Augmented Generation (RAG) aims to generate more reliable and accurate responses, by augmenting large language models (LLMs) with the external vast and dynamic knowledge. Most previous work focuses on using RAG for single-round question answering, while how to adapt RAG to the complex conversational setting wherein the question is interdependent on the preceding context is not well studied. In this paper, we propose a conversation-level RAG approach, which incorporates fine-grained retrieval augmentation and self-check for conversational question answering (CQA). In particular, our approach consists of three components, namely conversational question refiner, fine-grained retriever and self-check based response generator, which work collaboratively for question understanding and relevant information acquisition in conversational settings. Extensive experiments demonstrate the great advantages of our approach over the state-of-the-art baselines. Moreover, we also release a Chinese CQA dataset with new features including reformulated question, extracted keyword, retrieved paragraphs and their helpfulness, which facilitates further researches in RAG enhanced CQA.

http://arxiv.org/abs/2403.18243v1

cs.AI

LLMs in HCI Data Work: Bridging the Gap Between Information Retrieval and Responsible Research Practices

Neda Taghizadeh Serajeh, Iman Mohammadi, Vittorio Fuccella, Mattia De Rosa

Efficient and accurate information extraction from scientific papers is significant in the rapidly developing human-computer interaction research in the literature review process. Our paper introduces and analyses a new information retrieval system using state-of-the-art Large Language Models (LLMs) in combination with structured text analysis techniques to extract experimental data from HCI literature, emphasizing key elements. Then We analyze the challenges and risks of using LLMs in the world of research. We performed a comprehensive analysis on our conducted dataset, which contained the specified information of 300 CHI 2020-2022 papers, to evaluate the performance of the two large language models, GPT-3.5 (text-davinci-003) and Llama-2-70b, paired with structured text analysis techniques. The GPT-3.5 model gains an accuracy of 58\% and a mean absolute error of 7.00. In contrast, the Llama2 model indicates an accuracy of 56\% with a mean absolute error of 7.63. The ability to answer questions was also included in the system in order to work with streamlined data. By evaluating the risks and opportunities presented by LLMs, our work contributes to the ongoing dialogue on establishing methodological validity and ethical guidelines for LLM use in HCI data work.

http://arxiv.org/abs/2403.18173v1

cs.HC, cs.IR

Oh! We Freeze: Improving Quantized Knowledge Distillation via Signal Propagation Analysis for Large Language Models

Kartikeya Bhardwaj, Nilesh Prasad Pandey, Sweta Priyadarshi, Kyunggeun Lee, Jun Ma, Harris Teague

Large generative models such as large language models (LLMs) and diffusion models have revolutionized the fields of NLP and computer vision respectively. However, their slow inference, high computation and memory requirement makes it challenging to deploy them on edge devices. In this study, we propose a light-weight quantization aware fine tuning technique using knowledge distillation (KD-QAT) to improve the performance of 4-bit weight quantized LLMs using commonly available datasets to realize a popular language use case, on device chat applications. To improve this paradigm of finetuning, as main contributions, we provide insights into stability of KD-QAT by empirically studying the gradient propagation during training to better understand the vulnerabilities of KD-QAT based approaches to low-bit quantization errors. Based on our insights, we propose ov-freeze, a simple technique to stabilize the KD-QAT process. Finally, we experiment with the popular 7B LLaMAv2-Chat model at 4-bit quantization level and demonstrate that ov-freeze results in near floating point precision performance, i.e., less than 0.7% loss of accuracy on Commonsense Reasoning benchmarks.

http://arxiv.org/abs/2403.18159v2

cs.LG, cs.AI, cs.CL

Large Language Models as Financial Data Annotators: A Study on Effectiveness and Efficiency

Toyin Aguda, Suchetha Siddagangappa, Elena Kochkina, Simerjot Kaur, Dongsheng Wang, Charese Smiley, Sameena Shah

Collecting labeled datasets in finance is challenging due to scarcity of domain experts and higher cost of employing them. While Large Language Models (LLMs) have demonstrated remarkable performance in data annotation tasks on general domain datasets, their effectiveness on domain specific datasets remains underexplored. To address this gap, we investigate the potential of LLMs as efficient data annotators for extracting relations in financial documents. We compare the annotations produced by three LLMs (GPT-4, PaLM 2, and MPT Instruct) against expert annotators and crowdworkers. We demonstrate that the current state-of-the-art LLMs can be sufficient alternatives to non-expert crowdworkers. We analyze models using various prompts and parameter settings and find that customizing the prompts for each relation group by providing specific examples belonging to those groups is paramount. Furthermore, we introduce a reliability index (LLM-RelIndex) used to identify outputs that may require expert attention. Finally, we perform an extensive time, cost and error analysis and provide recommendations for the collection and usage of automated annotations in domain-specific settings.

http://arxiv.org/abs/2403.18152v1

cs.CL

Automated Report Generation for Lung Cytological Images Using a CNN Vision Classifier and Multiple-Transformer Text Decoders: Preliminary Study

Atsushi Teramoto, Ayano Michiba, Yuka Kiriyama, Tetsuya Tsukamoto, Kazuyoshi Imaizumi, Hiroshi Fujita

Cytology plays a crucial role in lung cancer diagnosis. Pulmonary cytology involves cell morphological characterization in the specimen and reporting the corresponding findings, which are extremely burdensome tasks. In this study, we propose a report-generation technique for lung cytology images. In total, 71 benign and 135 malignant pulmonary cytology specimens were collected. Patch images were extracted from the captured specimen images, and the findings were assigned to each image as a dataset for report generation. The proposed method consists of a vision model and a text decoder. In the former, a convolutional neural network (CNN) is used to classify a given image as benign or malignant, and the features related to the image are extracted from the intermediate layer. Independent text decoders for benign and malignant cells are prepared for text generation, and the text decoder switches according to the CNN classification results. The text decoder is configured using a Transformer that uses the features obtained from the CNN for report generation. Based on the evaluation results, the sensitivity and specificity were 100% and 96.4%, respectively, for automated benign and malignant case classification, and the saliency map indicated characteristic benign and malignant areas. The grammar and style of the generated texts were confirmed as correct and in better agreement with gold standard compared to existing LLM-based image-captioning methods and single-text-decoder ablation model. These results indicate that the proposed method is useful for pulmonary cytology classification and reporting.

http://arxiv.org/abs/2403.18151v1

eess.IV, cs.CV, physics.med-ph

For those who don't know (how) to ask: Building a dataset of technology questions for digital newcomers

Evan Lucas, Kelly S. Steelman, Leo C. Ureel, Charles Wallace

While the rise of large language models (LLMs) has created rich new opportunities to learn about digital technology, many on the margins of this technology struggle to gain and maintain competency due to lexical or conceptual barriers that prevent them from asking appropriate questions. Although there have been many efforts to understand factuality of LLM-created content and ability of LLMs to answer questions, it is not well understood how unclear or nonstandard language queries affect the model outputs. We propose the creation of a dataset that captures questions of digital newcomers and outsiders, utilizing data we have compiled from a decade's worth of one-on-one tutoring. In this paper we lay out our planned efforts and some potential uses of this dataset.

http://arxiv.org/abs/2403.18125v1

cs.CL

Don't Trust: Verify -- Grounding LLM Quantitative Reasoning with Autoformalization

Jin Peng Zhou, Charles Staats, Wenda Li, Christian Szegedy, Kilian Q. Weinberger, Yuhuai Wu

Large language models (LLM), such as Google's Minerva and OpenAI's GPT families, are becoming increasingly capable of solving mathematical quantitative reasoning problems. However, they still make unjustified logical and computational errors in their reasoning steps and answers. In this paper, we leverage the fact that if the training corpus of LLMs contained sufficiently many examples of formal mathematics (e.g. in Isabelle, a formal theorem proving environment), they can be prompted to translate i.e. autoformalize informal mathematical statements into formal Isabelle code -- which can be verified automatically for internal consistency. This provides a mechanism to automatically reject solutions whose formalized versions are inconsistent within themselves or with the formalized problem statement. We evaluate our method on GSM8K, MATH and MultiArith datasets and demonstrate that our approach provides a consistently better heuristic than vanilla majority voting -- the previously best method to identify correct answers, by more than 12% on GSM8K. In our experiments it improves results consistently across all datasets and LLM model sizes. The code can be found at https://github.com/jinpz/dtv.

http://arxiv.org/abs/2403.18120v1

cs.AI, cs.CL, cs.LG

Large Language Models for Education: A Survey and Outlook

Shen Wang, Tianlong Xu, Hang Li, Chaoli Zhang, Joleen Liang, Jiliang Tang, Philip S. Yu, Qingsong Wen

The advent of Large Language Models (LLMs) has brought in a new era of possibilities in the realm of education. This survey paper summarizes the various technologies of LLMs in educational settings from multifaceted perspectives, encompassing student and teacher assistance, adaptive learning, and commercial tools. We systematically review the technological advancements in each perspective, organize related datasets and benchmarks, and identify the risks and challenges associated with deploying LLMs in education. Furthermore, we outline future research opportunities, highlighting the potential promising directions. Our survey aims to provide a comprehensive technological picture for educators, researchers, and policymakers to harness the power of LLMs to revolutionize educational practices and foster a more effective personalized learning environment.

http://arxiv.org/abs/2403.18105v2

cs.CL, cs.AI

Enhancing Legal Document Retrieval: A Multi-Phase Approach with Large Language Models

Hai-Long Nguyen, Duc-Minh Nguyen, Tan-Minh Nguyen, Ha-Thanh Nguyen, Thi-Hai-Yen Vuong, Ken Satoh

Large language models with billions of parameters, such as GPT-3.5, GPT-4, and LLaMA, are increasingly prevalent. Numerous studies have explored effective prompting techniques to harness the power of these LLMs for various research problems. Retrieval, specifically in the legal data domain, poses a challenging task for the direct application of Prompting techniques due to the large number and substantial length of legal articles. This research focuses on maximizing the potential of prompting by placing it as the final phase of the retrieval system, preceded by the support of two phases: BM25 Pre-ranking and BERT-based Re-ranking. Experiments on the COLIEE 2023 dataset demonstrate that integrating prompting techniques on LLMs into the retrieval system significantly improves retrieval accuracy. However, error analysis reveals several existing issues in the retrieval system that still need resolution.

http://arxiv.org/abs/2403.18093v1

cs.CL, cs.AI

COIG-CQIA: Quality is All You Need for Chinese Instruction Fine-tuning

Yuelin Bai, Xinrun Du, Yiming Liang, Yonggang Jin, Ziqiang Liu, Junting Zhou, Tianyu Zheng, Xincheng Zhang, Nuo Ma, Zekun Wang, Ruibin Yuan, Haihong Wu, Hongquan Lin, Wenhao Huang, Jiajun Zhang, Wenhu Chen, Chenghua Lin, Jie Fu, Min Yang, Shiwen Ni, Ge Zhang

Recently, there have been significant advancements in large language models (LLMs), particularly focused on the English language. These advancements have enabled these LLMs to understand and execute complex instructions with unprecedented accuracy and fluency. However, despite these advancements, there remains a noticeable gap in the development of Chinese instruction tuning. The unique linguistic features and cultural depth of the Chinese language pose challenges for instruction tuning tasks. Existing datasets are either derived from English-centric LLMs or are ill-suited for aligning with the interaction patterns of real-world Chinese users. To bridge this gap, we introduce COIG-CQIA, a high-quality Chinese instruction tuning dataset. Our aim is to build a diverse, wide-ranging instruction-tuning dataset to better align model behavior with human interactions. To this end, we collect a high-quality human-written corpus from various sources on the Chinese Internet, including Q&A communities, Wikis, examinations, and existing NLP datasets. This corpus was rigorously filtered and carefully processed to form the COIG-CQIA dataset. Furthermore, we train models of various scales on different subsets of CQIA, following in-depth evaluation and analyses. The findings from our experiments offer valuable insights for selecting and developing Chinese instruction-tuning datasets. We also find that models trained on CQIA-Subset achieve competitive results in human assessment as well as knowledge and security benchmarks. Data are available at https://huggingface.co/datasets/m-a-p/COIG-CQIA

http://arxiv.org/abs/2403.18058v1

cs.CL, cs.AI

Untangling Knots: Leveraging LLM for Error Resolution in Computational Notebooks

Konstantin Grotov, Sergey Titov, Yaroslav Zharov, Timofey Bryksin

Computational notebooks became indispensable tools for research-related development, offering unprecedented interactivity and flexibility in the development process. However, these benefits come at the cost of reproducibility and an increased potential for bugs. There are many tools for bug fixing; however, they are generally targeted at the classical linear code. With the rise of code-fluent Large Language Models, a new stream of smart bug-fixing tools has emerged. However, the applicability of those tools is still problematic for non-linear computational notebooks. In this paper, we propose a potential solution for resolving errors in computational notebooks via an iterative LLM-based agent. We discuss the questions raised by this approach and share a novel dataset of computational notebooks containing bugs to facilitate the research of the proposed approach.

http://arxiv.org/abs/2405.01559v1

cs.SE, cs.LG

ArabicaQA: A Comprehensive Dataset for Arabic Question Answering

Abdelrahman Abdallah, Mahmoud Kasem, Mahmoud Abdalla, Mohamed Mahmoud, Mohamed Elkasaby, Yasser Elbendary, Adam Jatowt

In this paper, we address the significant gap in Arabic natural language processing (NLP) resources by introducing ArabicaQA, the first large-scale dataset for machine reading comprehension and open-domain question answering in Arabic. This comprehensive dataset, consisting of 89,095 answerable and 3,701 unanswerable questions created by crowdworkers to look similar to answerable ones, along with additional labels of open-domain questions marks a crucial advancement in Arabic NLP resources. We also present AraDPR, the first dense passage retrieval model trained on the Arabic Wikipedia corpus, specifically designed to tackle the unique challenges of Arabic text retrieval. Furthermore, our study includes extensive benchmarking of large language models (LLMs) for Arabic question answering, critically evaluating their performance in the Arabic language context. In conclusion, ArabicaQA, AraDPR, and the benchmarking of LLMs in Arabic question answering offer significant advancements in the field of Arabic NLP. The dataset and code are publicly accessible for further research https://github.com/DataScienceUIBK/ArabicaQA.

http://arxiv.org/abs/2403.17848v1

cs.CL, cs.IR

Assessment of Multimodal Large Language Models in Alignment with Human Values

Zhelun Shi, Zhipin Wang, Hongxing Fan, Zaibin Zhang, Lijun Li, Yongting Zhang, Zhenfei Yin, Lu Sheng, Yu Qiao, Jing Shao

Large Language Models (LLMs) aim to serve as versatile assistants aligned with human values, as defined by the principles of being helpful, honest, and harmless (hhh). However, in terms of Multimodal Large Language Models (MLLMs), despite their commendable performance in perception and reasoning tasks, their alignment with human values remains largely unexplored, given the complexity of defining hhh dimensions in the visual world and the difficulty in collecting relevant data that accurately mirrors real-world situations. To address this gap, we introduce Ch3Ef, a Compreh3ensive Evaluation dataset and strategy for assessing alignment with human expectations. Ch3Ef dataset contains 1002 human-annotated data samples, covering 12 domains and 46 tasks based on the hhh principle. We also present a unified evaluation strategy supporting assessment across various scenarios and different perspectives. Based on the evaluation results, we summarize over 10 key findings that deepen the understanding of MLLM capabilities, limitations, and the dynamic relationships between evaluation levels, guiding future advancements in the field.

http://arxiv.org/abs/2403.17830v1

cs.CV

Improving Text-to-Image Consistency via Automatic Prompt Optimization

Oscar Mañas, Pietro Astolfi, Melissa Hall, Candace Ross, Jack Urbanek, Adina Williams, Aishwarya Agrawal, Adriana Romero-Soriano, Michal Drozdzal

Impressive advances in text-to-image (T2I) generative models have yielded a plethora of high performing models which are able to generate aesthetically appealing, photorealistic images. Despite the progress, these models still struggle to produce images that are consistent with the input prompt, oftentimes failing to capture object quantities, relations and attributes properly. Existing solutions to improve prompt-image consistency suffer from the following challenges: (1) they oftentimes require model fine-tuning, (2) they only focus on nearby prompt samples, and (3) they are affected by unfavorable trade-offs among image quality, representation diversity, and prompt-image consistency. In this paper, we address these challenges and introduce a T2I optimization-by-prompting framework, OPT2I, which leverages a large language model (LLM) to improve prompt-image consistency in T2I models. Our framework starts from a user prompt and iteratively generates revised prompts with the goal of maximizing a consistency score. Our extensive validation on two datasets, MSCOCO and PartiPrompts, shows that OPT2I can boost the initial consistency score by up to 24.9% in terms of DSG score while preserving the FID and increasing the recall between generated and real data. Our work paves the way toward building more reliable and robust T2I systems by harnessing the power of LLMs.

http://arxiv.org/abs/2403.17804v1

cs.CV, cs.CL

Constructions Are So Difficult That Even Large Language Models Get Them Right for the Wrong Reasons

Shijia Zhou, Leonie Weissweiler, Taiqi He, Hinrich Schütze, David R. Mortensen, Lori Levin

In this paper, we make a contribution that can be understood from two perspectives: from an NLP perspective, we introduce a small challenge dataset for NLI with large lexical overlap, which minimises the possibility of models discerning entailment solely based on token distinctions, and show that GPT-4 and Llama 2 fail it with strong bias. We then create further challenging sub-tasks in an effort to explain this failure. From a Computational Linguistics perspective, we identify a group of constructions with three classes of adjectives which cannot be distinguished by surface features. This enables us to probe for LLM's understanding of these constructions in various ways, and we find that they fail in a variety of ways to distinguish between them, suggesting that they don't adequately represent their meaning or capture the lexical properties of phrasal heads.

http://arxiv.org/abs/2403.17760v1

cs.CL

TWOLAR: a TWO-step LLM-Augmented distillation method for passage Reranking

Davide Baldelli, Junfeng Jiang, Akiko Aizawa, Paolo Torroni

In this paper, we present TWOLAR: a two-stage pipeline for passage reranking based on the distillation of knowledge from Large Language Models (LLM). TWOLAR introduces a new scoring strategy and a distillation process consisting in the creation of a novel and diverse training dataset. The dataset consists of 20K queries, each associated with a set of documents retrieved via four distinct retrieval methods to ensure diversity, and then reranked by exploiting the zero-shot reranking capabilities of an LLM. Our ablation studies demonstrate the contribution of each new component we introduced. Our experimental results show that TWOLAR significantly enhances the document reranking ability of the underlying model, matching and in some cases even outperforming state-of-the-art models with three orders of magnitude more parameters on the TREC-DL test sets and the zero-shot evaluation benchmark BEIR. To facilitate future work we release our data set, finetuned models, and code.

http://arxiv.org/abs/2403.17759v1

cs.IR

Can multiple-choice questions really be useful in detecting the abilities of LLMs?

Wangyue Li, Liangzhi Li, Tong Xiang, Xiao Liu, Wei Deng, Noa Garcia

Multiple-choice questions (MCQs) are widely used in the evaluation of large language models (LLMs) due to their simplicity and efficiency. However, there are concerns about whether MCQs can truly measure LLM's capabilities, particularly in knowledge-intensive scenarios where long-form generation (LFG) answers are required. The misalignment between the task and the evaluation method demands a thoughtful analysis of MCQ's efficacy, which we undertake in this paper by evaluating nine LLMs on four question-answering (QA) datasets in two languages: Chinese and English. We identify a significant issue: LLMs exhibit an order sensitivity in bilingual MCQs, favoring answers located at specific positions, i.e., the first position. We further quantify the gap between MCQs and long-form generation questions (LFGQs) by comparing their direct outputs, token logits, and embeddings. Our results reveal a relatively low correlation between answers from MCQs and LFGQs for identical questions. Additionally, we propose two methods to quantify the consistency and confidence of LLMs' output, which can be generalized to other QA evaluation benchmarks. Notably, our analysis challenges the idea that the higher the consistency, the greater the accuracy. We also find MCQs to be less reliable than LFGQs in terms of expected calibration error. Finally, the misalignment between MCQs and LFGQs is not only reflected in the evaluation performance but also in the embedding space. Our code and models can be accessed at https://github.com/Meetyou-AI-Lab/Can-MC-Evaluate-LLMs.

http://arxiv.org/abs/2403.17752v2

cs.CL

Enhanced Short Text Modeling: Leveraging Large Language Models for Topic Refinement

Shuyu Chang, Rui Wang, Peng Ren, Haiping Huang

Crafting effective topic models for brief texts, like tweets and news headlines, is essential for capturing the swift shifts in social dynamics. Traditional topic models, however, often fall short in accurately representing the semantic intricacies of short texts due to their brevity and lack of contextual data. In our study, we harness the advanced capabilities of Large Language Models (LLMs) to introduce a novel approach termed "Topic Refinement". This approach does not directly involve itself in the initial modeling of topics but focuses on improving topics after they have been mined. By employing prompt engineering, we direct LLMs to eliminate off-topic words within a given topic, ensuring that only contextually relevant words are preserved or substituted with ones that fit better semantically. This method emulates human-like scrutiny and improvement of topics, thereby elevating the semantic quality of the topics generated by various models. Our comprehensive evaluation across three unique datasets has shown that our topic refinement approach significantly enhances the semantic coherence of topics.

http://arxiv.org/abs/2403.17706v1

cs.CL, cs.AI

Large Language Models Enhanced Collaborative Filtering

Zhongxiang Sun, Zihua Si, Xiaoxue Zang, Kai Zheng, Yang Song, Xiao Zhang, Jun Xu

Recent advancements in Large Language Models (LLMs) have attracted considerable interest among researchers to leverage these models to enhance Recommender Systems (RSs). Existing work predominantly utilizes LLMs to generate knowledge-rich texts or utilizes LLM-derived embeddings as features to improve RSs. Although the extensive world knowledge embedded in LLMs generally benefits RSs, the application can only take limited number of users and items as inputs, without adequately exploiting collaborative filtering information. Considering its crucial role in RSs, one key challenge in enhancing RSs with LLMs lies in providing better collaborative filtering information through LLMs. In this paper, drawing inspiration from the in-context learning and chain of thought reasoning in LLMs, we propose the Large Language Models enhanced Collaborative Filtering (LLM-CF) framework, which distils the world knowledge and reasoning capabilities of LLMs into collaborative filtering. We also explored a concise and efficient instruction-tuning method, which improves the recommendation capabilities of LLMs while preserving their general functionalities (e.g., not decreasing on the LLM benchmark). Comprehensive experiments on three real-world datasets demonstrate that LLM-CF significantly enhances several backbone recommendation models and consistently outperforms competitive baselines, showcasing its effectiveness in distilling the world knowledge and reasoning capabilities of LLM into collaborative filtering.

http://arxiv.org/abs/2403.17688v1

cs.IR