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BLOOM: A 176B-Parameter Open-Access Multilingual Language Model

BigScience Workshop, :, Teven Le Scao, Angela Fan, Christopher Akiki, Ellie Pavlick, Suzana Ilić, Daniel Hesslow, Roman Castagné, Alexandra Sasha Luccioni, François Yvon, Matthias Gallé, Jonathan Tow, Alexander M. Rush, Stella Biderman, Albert Webson, Pawan Sasanka Ammanamanchi, Thomas Wang, Benoît Sagot, Niklas Muennighoff, Albert Villanova del Moral, Olatunji Ruwase, Rachel Bawden, Stas Bekman, Angelina McMillan-Major, Iz Beltagy, Huu Nguyen, Lucile Saulnier, Samson Tan, Pedro Ortiz Suarez, Victor Sanh, Hugo Laurençon, Yacine Jernite, Julien Launay, Margaret Mitchell, Colin Raffel, Aaron Gokaslan, Adi Simhi, Aitor Soroa, Alham Fikri Aji, Amit Alfassy, Anna Rogers, Ariel Kreisberg Nitzav, Canwen Xu, Chenghao Mou, Chris Emezue, Christopher Klamm, Colin Leong, Daniel van Strien, David Ifeoluwa Adelani, Dragomir Radev, Eduardo González Ponferrada, Efrat Levkovizh, Ethan Kim, Eyal Bar Natan, Francesco De Toni, Gérard Dupont, Germán Kruszewski, Giada Pistilli, Hady Elsahar, Hamza Benyamina, Hieu Tran, Ian Yu, Idris Abdulmumin, Isaac Johnson, Itziar Gonzalez-Dios, Javier de la Rosa, Jenny Chim, Jesse Dodge, Jian Zhu, Jonathan Chang, Jörg Frohberg, Joseph Tobing, Joydeep Bhattacharjee, Khalid Almubarak, Kimbo Chen, Kyle Lo, Leandro Von Werra, Leon Weber, Long Phan, Loubna Ben allal, Ludovic Tanguy, Manan Dey, Manuel Romero Muñoz, Maraim Masoud, María Grandury, Mario Šaško, Max Huang, Maximin Coavoux, Mayank Singh, Mike Tian-Jian Jiang, Minh Chien Vu, Mohammad A. Jauhar, Mustafa Ghaleb, Nishant Subramani, Nora Kassner, Nurulaqilla Khamis, Olivier Nguyen, Omar Espejel, Ona de Gibert, Paulo Villegas, Peter Henderson, Pierre Colombo, Priscilla Amuok, Quentin Lhoest, Rheza Harliman, Rishi Bommasani, Roberto Luis López, Rui Ribeiro, Salomey Osei, Sampo Pyysalo, Sebastian Nagel, Shamik Bose, Shamsuddeen Hassan Muhammad, Shanya Sharma, Shayne Longpre, Somaieh Nikpoor, Stanislav Silberberg, Suhas Pai, Sydney Zink, Tiago Timponi Torrent, Timo Schick, Tristan Thrush, Valentin Danchev, Vassilina Nikoulina, Veronika Laippala, Violette Lepercq, Vrinda Prabhu, Zaid Alyafeai, Zeerak Talat, Arun Raja, Benjamin Heinzerling, Chenglei Si, Davut Emre Taşar, Elizabeth Salesky, Sabrina J. Mielke, Wilson Y. Lee, Abheesht Sharma, Andrea Santilli, Antoine Chaffin, Arnaud Stiegler, Debajyoti Datta, Eliza Szczechla, Gunjan Chhablani, Han Wang, Harshit Pandey, Hendrik Strobelt, Jason Alan Fries, Jos Rozen, Leo Gao, Lintang Sutawika, M Saiful Bari, Maged S. Al-shaibani, Matteo Manica, Nihal Nayak, Ryan Teehan, Samuel Albanie, Sheng Shen, Srulik Ben-David, Stephen H. Bach, Taewoon Kim, Tali Bers, Thibault Fevry, Trishala Neeraj, Urmish Thakker, Vikas Raunak, Xiangru Tang, Zheng-Xin Yong, Zhiqing Sun, Shaked Brody, Yallow Uri, Hadar Tojarieh, Adam Roberts, Hyung Won Chung, Jaesung Tae, Jason Phang, Ofir Press, Conglong Li, Deepak Narayanan, Hatim Bourfoune, Jared Casper, Jeff Rasley, Max Ryabinin, Mayank Mishra, Minjia Zhang, Mohammad Shoeybi, Myriam Peyrounette, Nicolas Patry, Nouamane Tazi, Omar Sanseviero, Patrick von Platen, Pierre Cornette, Pierre François Lavallée, Rémi Lacroix, Samyam Rajbhandari, Sanchit Gandhi, Shaden Smith, Stéphane Requena, Suraj Patil, Tim Dettmers, Ahmed Baruwa, Amanpreet Singh, Anastasia Cheveleva, Anne-Laure Ligozat, Arjun Subramonian, Aurélie Névéol, Charles Lovering, Dan Garrette, Deepak Tunuguntla, Ehud Reiter, Ekaterina Taktasheva, Ekaterina Voloshina, Eli Bogdanov, Genta Indra Winata, Hailey Schoelkopf, Jan-Christoph Kalo, Jekaterina Novikova, Jessica Zosa Forde, Jordan Clive, Jungo Kasai, Ken Kawamura, Liam Hazan, Marine Carpuat, Miruna Clinciu, Najoung Kim, Newton Cheng, Oleg Serikov, Omer Antverg, Oskar van der Wal, Rui Zhang, Ruochen Zhang, Sebastian Gehrmann, Shachar Mirkin, Shani Pais, Tatiana Shavrina, Thomas Scialom, Tian Yun, Tomasz Limisiewicz, Verena Rieser, Vitaly Protasov, Vladislav Mikhailov, Yada Pruksachatkun, Yonatan Belinkov, Zachary Bamberger, Zdeněk Kasner, Alice Rueda, Amanda Pestana, Amir Feizpour, Ammar Khan, Amy Faranak, Ana Santos, Anthony Hevia, Antigona Unldreaj, Arash Aghagol, Arezoo Abdollahi, Aycha Tammour, Azadeh HajiHosseini, Bahareh Behroozi, Benjamin Ajibade, Bharat Saxena, Carlos Muñoz Ferrandis, Daniel McDuff, Danish Contractor, David Lansky, Davis David, Douwe Kiela, Duong A. Nguyen, Edward Tan, Emi Baylor, Ezinwanne Ozoani, Fatima Mirza, Frankline Ononiwu, Habib Rezanejad, Hessie Jones, Indrani Bhattacharya, Irene Solaiman, Irina Sedenko, Isar Nejadgholi, Jesse Passmore, Josh Seltzer, Julio Bonis Sanz, Livia Dutra, Mairon Samagaio, Maraim Elbadri, Margot Mieskes, Marissa Gerchick, Martha Akinlolu, Michael McKenna, Mike Qiu, Muhammed Ghauri, Mykola Burynok, Nafis Abrar, Nazneen Rajani, Nour Elkott, Nour Fahmy, Olanrewaju Samuel, Ran An, Rasmus Kromann, Ryan Hao, Samira Alizadeh, Sarmad Shubber, Silas Wang, Sourav Roy, Sylvain Viguier, Thanh Le, Tobi Oyebade, Trieu Le, Yoyo Yang, Zach Nguyen, Abhinav Ramesh Kashyap, Alfredo Palasciano, Alison Callahan, Anima Shukla, Antonio Miranda-Escalada, Ayush Singh, Benjamin Beilharz, Bo Wang, Caio Brito, Chenxi Zhou, Chirag Jain, Chuxin Xu, Clémentine Fourrier, Daniel León Periñán, Daniel Molano, Dian Yu, Enrique Manjavacas, Fabio Barth, Florian Fuhrimann, Gabriel Altay, Giyaseddin Bayrak, Gully Burns, Helena U. Vrabec, Imane Bello, Ishani Dash, Jihyun Kang, John Giorgi, Jonas Golde, Jose David Posada, Karthik Rangasai Sivaraman, Lokesh Bulchandani, Lu Liu, Luisa Shinzato, Madeleine Hahn de Bykhovetz, Maiko Takeuchi, Marc Pàmies, Maria A Castillo, Marianna Nezhurina, Mario Sänger, Matthias Samwald, Michael Cullan, Michael Weinberg, Michiel De Wolf, Mina Mihaljcic, Minna Liu, Moritz Freidank, Myungsun Kang, Natasha Seelam, Nathan Dahlberg, Nicholas Michio Broad, Nikolaus Muellner, Pascale Fung, Patrick Haller, Ramya Chandrasekhar, Renata Eisenberg, Robert Martin, Rodrigo Canalli, Rosaline Su, Ruisi Su, Samuel Cahyawijaya, Samuele Garda, Shlok S Deshmukh, Shubhanshu Mishra, Sid Kiblawi, Simon Ott, Sinee Sang-aroonsiri, Srishti Kumar, Stefan Schweter, Sushil Bharati, Tanmay Laud, Théo Gigant, Tomoya Kainuma, Wojciech Kusa, Yanis Labrak, Yash Shailesh Bajaj, Yash Venkatraman, Yifan Xu, Yingxin Xu, Yu Xu, Zhe Tan, Zhongli Xie, Zifan Ye, Mathilde Bras, Younes Belkada, Thomas Wolf

Large language models (LLMs) have been shown to be able to perform new tasks based on a few demonstrations or natural language instructions. While these capabilities have led to widespread adoption, most LLMs are developed by resource-rich organizations and are frequently kept from the public. As a step towards democratizing this powerful technology, we present BLOOM, a 176B-parameter open-access language model designed and built thanks to a collaboration of hundreds of researchers. BLOOM is a decoder-only Transformer language model that was trained on the ROOTS corpus, a dataset comprising hundreds of sources in 46 natural and 13 programming languages (59 in total). We find that BLOOM achieves competitive performance on a wide variety of benchmarks, with stronger results after undergoing multitask prompted finetuning. To facilitate future research and applications using LLMs, we publicly release our models and code under the Responsible AI License.

http://arxiv.org/abs/2211.05100v4

cs.CL

Two-stage LLM Fine-tuning with Less Specialization and More Generalization

Yihan Wang, Si Si, Daliang Li, Michal Lukasik, Felix Yu, Cho-Jui Hsieh, Inderjit S Dhillon, Sanjiv Kumar

Pretrained large language models (LLMs) are general purpose problem solvers applicable to a diverse set of tasks with prompts. They can be further improved towards a specific task by fine-tuning on a specialized dataset. However, fine-tuning usually makes the model narrowly specialized on this dataset with reduced general in-context learning performances, which is undesirable whenever the fine-tuned model needs to handle additional tasks where no fine-tuning data is available. In this work, we first demonstrate that fine-tuning on a single task indeed decreases LLMs' general in-context learning performance. We discover one important cause of such forgetting, format specialization, where the model overfits to the format of the fine-tuned task.We further show that format specialization happens at the very beginning of fine-tuning. To solve this problem, we propose Prompt Tuning with MOdel Tuning (ProMoT), a simple yet effective two-stage fine-tuning framework that reduces format specialization and improves generalization.ProMoT offloads task-specific format learning into additional and removable parameters by first doing prompt tuning and then fine-tuning the model itself with this soft prompt attached. With experiments on several fine-tuning tasks and 8 in-context evaluation tasks, we show that ProMoT achieves comparable performance on fine-tuned tasks to standard fine-tuning, but with much less loss of in-context learning performances across a board range of out-of-domain evaluation tasks. More importantly, ProMoT can even enhance generalization on in-context learning tasks that are semantically related to the fine-tuned task, e.g. ProMoT on En-Fr translation significantly improves performance on other language pairs, and ProMoT on NLI improves performance on summarization. Experiments also show that ProMoT can improve the generalization performance of multi-task training.

http://arxiv.org/abs/2211.00635v3

cs.CL, cs.LG

Query Refinement Prompts for Closed-Book Long-Form Question Answering

Reinald Kim Amplayo, Kellie Webster, Michael Collins, Dipanjan Das, Shashi Narayan

Large language models (LLMs) have been shown to perform well in answering questions and in producing long-form texts, both in few-shot closed-book settings. While the former can be validated using well-known evaluation metrics, the latter is difficult to evaluate. We resolve the difficulties to evaluate long-form output by doing both tasks at once -- to do question answering that requires long-form answers. Such questions tend to be multifaceted, i.e., they may have ambiguities and/or require information from multiple sources. To this end, we define query refinement prompts that encourage LLMs to explicitly express the multifacetedness in questions and generate long-form answers covering multiple facets of the question. Our experiments on two long-form question answering datasets, ASQA and AQuAMuSe, show that using our prompts allows us to outperform fully finetuned models in the closed book setting, as well as achieve results comparable to retrieve-then-generate open-book models.

http://arxiv.org/abs/2210.17525v1

cs.CL

MemoNet: Memorizing All Cross Features' Representations Efficiently via Multi-Hash Codebook Network for CTR Prediction

Pengtao Zhang, Junlin Zhang

New findings in natural language processing (NLP) demonstrate that the strong memorization capability contributes a lot to the success of Large Language Models (LLM). This inspires us to explicitly bring an independent memory mechanism into CTR ranking model to learn and memorize cross features' representations. In this paper, we propose multi-Hash Codebook NETwork (HCNet) as the memory mechanism for efficiently learning and memorizing representations of cross features in CTR tasks. HCNet uses a multi-hash codebook as the main memory place and the whole memory procedure consists of three phases: multi-hash addressing, memory restoring, and feature shrinking. We also propose a new CTR model named MemoNet which combines HCNet with a DNN backbone. Extensive experimental results on three public datasets and online test show that MemoNet reaches superior performance over state-of-the-art approaches. Besides, MemoNet shows scaling law of large language model in NLP, which means we can enlarge the size of the codebook in HCNet to sustainably obtain performance gains. Our work demonstrates the importance and feasibility of learning and memorizing representations of cross features, which sheds light on a new promising research direction.

http://arxiv.org/abs/2211.01334v3

cs.IR, cs.AI, cs.LG

Exploring the Value of Pre-trained Language Models for Clinical Named Entity Recognition

Samuel Belkadi, Lifeng Han, Yuping Wu, Goran Nenadic

The practice of fine-tuning Pre-trained Language Models (PLMs) from general or domain-specific data to a specific task with limited resources, has gained popularity within the field of natural language processing (NLP). In this work, we re-visit this assumption and carry out an investigation in clinical NLP, specifically Named Entity Recognition on drugs and their related attributes. We compare Transformer models that are trained from scratch to fine-tuned BERT-based LLMs namely BERT, BioBERT, and ClinicalBERT. Furthermore, we examine the impact of an additional CRF layer on such models to encourage contextual learning. We use n2c2-2018 shared task data for model development and evaluations. The experimental outcomes show that 1) CRF layers improved all language models; 2) referring to BIO-strict span level evaluation using macro-average F1 score, although the fine-tuned LLMs achieved 0.83+ scores, the TransformerCRF model trained from scratch achieved 0.78+, demonstrating comparable performances with much lower cost - e.g. with 39.80\% less training parameters; 3) referring to BIO-strict span-level evaluation using weighted-average F1 score, ClinicalBERT-CRF, BERT-CRF, and TransformerCRF exhibited lower score differences, with 97.59\%/97.44\%/96.84\% respectively. 4) applying efficient training by down-sampling for better data distribution further reduced the training cost and need for data, while maintaining similar scores - i.e. around 0.02 points lower compared to using the full dataset. Our models will be hosted at \url{https://github.com/HECTA-UoM/TransformerCRF}

http://arxiv.org/abs/2210.12770v4

cs.CL, cs.AI, cs.LG

Leveraging Large Language Models for Multiple Choice Question Answering

Joshua Robinson, Christopher Michael Rytting, David Wingate

While large language models (LLMs) like GPT-3 have achieved impressive results on multiple choice question answering (MCQA) tasks in the zero, one, and few-shot settings, they generally lag behind the MCQA state of the art (SOTA). MCQA tasks have traditionally been presented to LLMs like cloze tasks. An LLM is conditioned on a question (without the associated answer options) and its chosen option is the one assigned the highest probability after normalization (for length, etc.). A more natural prompting approach is to present the question and answer options to the LLM jointly and have it output the symbol (e.g., "A") associated with its chosen answer option. This approach allows the model to explicitly compare answer options, reduces computational costs, and mitigates the effects of tokenization scheme and answer option representations on answer selection. For the natural approach to be effective, the LLM it is used with must be able to associate answer options with the symbols that represent them. The LLM needs what we term multiple choice symbol binding (MCSB) ability. This ability varies greatly by model. We show that a model with high MCSB ability performs much better with the natural approach than with the traditional approach across 20 diverse datasets and largely closes the gap with the SOTA, suggesting that the MCQA ability of LLMs has been previously underestimated.

http://arxiv.org/abs/2210.12353v3

cs.CL, cs.LG

WikiWhy: Answering and Explaining Cause-and-Effect Questions

Matthew Ho, Aditya Sharma, Justin Chang, Michael Saxon, Sharon Levy, Yujie Lu, William Yang Wang

As large language models (LLMs) grow larger and more sophisticated, assessing their "reasoning" capabilities in natural language grows more challenging. Recent question answering (QA) benchmarks that attempt to assess reasoning are often limited by a narrow scope of covered situations and subject matters. We introduce WikiWhy, a QA dataset built around a novel auxiliary task: explaining why an answer is true in natural language. WikiWhy contains over 9,000 "why" question-answer-rationale triples, grounded on Wikipedia facts across a diverse set of topics. Each rationale is a set of supporting statements connecting the question to the answer. WikiWhy serves as a benchmark for the reasoning capabilities of LLMs because it demands rigorous explicit rationales for each answer to demonstrate the acquisition of implicit commonsense knowledge, which is unlikely to be easily memorized. GPT-3 baselines achieve only 38.7% human-evaluated correctness in the end-to-end answer & explain condition, leaving significant room for future improvements.

http://arxiv.org/abs/2210.12152v2

cs.CL, cs.AI

Large Language Models Can Self-Improve

Jiaxin Huang, Shixiang Shane Gu, Le Hou, Yuexin Wu, Xuezhi Wang, Hongkun Yu, Jiawei Han

Large Language Models (LLMs) have achieved excellent performances in various tasks. However, fine-tuning an LLM requires extensive supervision. Human, on the other hand, may improve their reasoning abilities by self-thinking without external inputs. In this work, we demonstrate that an LLM is also capable of self-improving with only unlabeled datasets. We use a pre-trained LLM to generate "high-confidence" rationale-augmented answers for unlabeled questions using Chain-of-Thought prompting and self-consistency, and fine-tune the LLM using those self-generated solutions as target outputs. We show that our approach improves the general reasoning ability of a 540B-parameter LLM (74.4%->82.1% on GSM8K, 78.2%->83.0% on DROP, 90.0%->94.4% on OpenBookQA, and 63.4%->67.9% on ANLI-A3) and achieves state-of-the-art-level performance, without any ground truth label. We conduct ablation studies and show that fine-tuning on reasoning is critical for self-improvement.

http://arxiv.org/abs/2210.11610v2

cs.CL

Prompting GPT-3 To Be Reliable

Chenglei Si, Zhe Gan, Zhengyuan Yang, Shuohang Wang, Jianfeng Wang, Jordan Boyd-Graber, Lijuan Wang

Large language models (LLMs) show impressive abilities via few-shot prompting. Commercialized APIs such as OpenAI GPT-3 further increase their use in real-world language applications. However, the crucial problem of how to improve the reliability of GPT-3 is still under-explored. While reliability is a broad and vaguely defined term, we decompose reliability into four main facets that correspond to the existing framework of ML safety and are well-recognized to be important: generalizability, social biases, calibration, and factuality. Our core contribution is to establish simple and effective prompts that improve GPT-3's reliability as it: 1) generalizes out-of-distribution, 2) balances demographic distribution and uses natural language instructions to reduce social biases, 3) calibrates output probabilities, and 4) updates the LLM's factual knowledge and reasoning chains. With appropriate prompts, GPT-3 is more reliable than smaller-scale supervised models on all these facets. We release all processed datasets, evaluation scripts, and model predictions. Our systematic empirical study not only sheds new insights on the reliability of prompting LLMs, but more importantly, our prompting strategies can help practitioners more reliably use LLMs like GPT-3.

http://arxiv.org/abs/2210.09150v2

cs.CL

Robust Preference Learning for Storytelling via Contrastive Reinforcement Learning

Louis Castricato, Alexander Havrilla, Shahbuland Matiana, Michael Pieler, Anbang Ye, Ian Yang, Spencer Frazier, Mark Riedl

Controlled automated story generation seeks to generate natural language stories satisfying constraints from natural language critiques or preferences. Existing methods to control for story preference utilize prompt engineering which is labor intensive and often inconsistent. They may also use logit-manipulation methods which require annotated datasets to exist for the desired attributes. To address these issues, we first train a contrastive bi-encoder model to align stories with corresponding human critiques, named CARP, building a general purpose preference model. This is subsequently used as a reward function to fine-tune a generative language model via reinforcement learning. However, simply fine-tuning a generative language model with a contrastive reward model does not always reliably result in a story generation system capable of generating stories that meet user preferences. To increase story generation robustness we further fine-tune the contrastive reward model using a prompt-learning technique. A human participant study is then conducted comparing generations from our full system, ablations, and two baselines. We show that the full fine-tuning pipeline results in a story generator preferred over a LLM 20x as large as well as logit-based methods. This motivates the use of contrastive learning for general purpose human preference modeling.

http://arxiv.org/abs/2210.07792v2

cs.CL

Bootstrapping Multilingual Semantic Parsers using Large Language Models

Abhijeet Awasthi, Nitish Gupta, Bidisha Samanta, Shachi Dave, Sunita Sarawagi, Partha Talukdar

Despite cross-lingual generalization demonstrated by pre-trained multilingual models, the translate-train paradigm of transferring English datasets across multiple languages remains to be a key mechanism for training task-specific multilingual models. However, for many low-resource languages, the availability of a reliable translation service entails significant amounts of costly human-annotated translation pairs. Further, translation services may continue to be brittle due to domain mismatch between task-specific input text and general-purpose text used for training translation models. For multilingual semantic parsing, we demonstrate the effectiveness and flexibility offered by large language models (LLMs) for translating English datasets into several languages via few-shot prompting. Through extensive comparisons on two public datasets, MTOP and MASSIVE, spanning 50 languages and several domains, we show that our method of translating data using LLMs outperforms a strong translate-train baseline on 41 out of 50 languages. We study the key design choices that enable more effective multilingual data translation via prompted LLMs.

http://arxiv.org/abs/2210.07313v2

cs.CL, cs.LG

CLASP: Few-Shot Cross-Lingual Data Augmentation for Semantic Parsing

Andy Rosenbaum, Saleh Soltan, Wael Hamza, Amir Saffari, Marco Damonte, Isabel Groves

A bottleneck to developing Semantic Parsing (SP) models is the need for a large volume of human-labeled training data. Given the complexity and cost of human annotation for SP, labeled data is often scarce, particularly in multilingual settings. Large Language Models (LLMs) excel at SP given only a few examples, however LLMs are unsuitable for runtime systems which require low latency. In this work, we propose CLASP, a simple method to improve low-resource SP for moderate-sized models: we generate synthetic data from AlexaTM 20B to augment the training set for a model 40x smaller (500M parameters). We evaluate on two datasets in low-resource settings: English PIZZA, containing either 348 or 16 real examples, and mTOP cross-lingual zero-shot, where training data is available only in English, and the model must generalize to four new languages. On both datasets, we show significant improvements over strong baseline methods.

http://arxiv.org/abs/2210.07074v2

cs.CL, cs.AI, cs.LG

Large Language Models are few(1)-shot Table Reasoners

Wenhu Chen

Recent literature has shown that large language models (LLMs) are generally excellent few-shot reasoners to solve text reasoning tasks. However, the capability of LLMs on table reasoning tasks is yet to be explored. In this paper, we aim at understanding how well LLMs can perform table-related tasks with few-shot in-context learning. Specifically, we evaluated LLMs on popular table QA and fact verification datasets like WikiTableQuestion, FetaQA, TabFact, and FEVEROUS and found that LLMs are competent at complex reasoning over table structures, though these models are not pre-trained on any table corpus. When combined with `chain of thoughts' prompting, LLMs can achieve very strong performance with only a 1-shot demonstration, even on par with some SoTA models. We show that LLMs are even more competent at generating comprehensive long-form answers on FetaQA than tuned T5-large. We further manually studied the reasoning chains elicited from LLMs and found that these reasoning chains are highly consistent with the underlying semantic form. We believe that LLMs can serve as a simple yet generic baseline for future research. The code and data are released in https://github.com/wenhuchen/TableCoT.

http://arxiv.org/abs/2210.06710v2

cs.CL

SEAL : Interactive Tool for Systematic Error Analysis and Labeling

Nazneen Rajani, Weixin Liang, Lingjiao Chen, Meg Mitchell, James Zou

With the advent of Transformers, large language models (LLMs) have saturated well-known NLP benchmarks and leaderboards with high aggregate performance. However, many times these models systematically fail on tail data or rare groups not obvious in aggregate evaluation. Identifying such problematic data groups is even more challenging when there are no explicit labels (e.g., ethnicity, gender, etc.) and further compounded for NLP datasets due to the lack of visual features to characterize failure modes (e.g., Asian males, animals indoors, waterbirds on land, etc.). This paper introduces an interactive Systematic Error Analysis and Labeling (\seal) tool that uses a two-step approach to first identify high error slices of data and then, in the second step, introduce methods to give human-understandable semantics to those underperforming slices. We explore a variety of methods for coming up with coherent semantics for the error groups using language models for semantic labeling and a text-to-image model for generating visual features. SEAL toolkit and demo screencast is available at https://huggingface.co/spaces/nazneen/seal.

http://arxiv.org/abs/2210.05839v1

cs.CL, cs.HC

Generating Executable Action Plans with Environmentally-Aware Language Models

Maitrey Gramopadhye, Daniel Szafir

Large Language Models (LLMs) trained using massive text datasets have recently shown promise in generating action plans for robotic agents from high level text queries. However, these models typically do not consider the robot's environment, resulting in generated plans that may not actually be executable, due to ambiguities in the planned actions or environmental constraints. In this paper, we propose an approach to generate environmentally-aware action plans that agents are better able to execute. Our approach involves integrating environmental objects and object relations as additional inputs into LLM action plan generation to provide the system with an awareness of its surroundings, resulting in plans where each generated action is mapped to objects present in the scene. We also design a novel scoring function that, along with generating the action steps and associating them with objects, helps the system disambiguate among object instances and take into account their states. We evaluated our approach using the VirtualHome simulator and the ActivityPrograms knowledge base and found that action plans generated from our system had a 310% improvement in executability and a 147% improvement in correctness over prior work. The complete code and a demo of our method is publicly available at https://github.com/hri-ironlab/scene_aware_language_planner.

http://arxiv.org/abs/2210.04964v2

cs.RO, cs.AI, cs.CL

Understanding HTML with Large Language Models

Izzeddin Gur, Ofir Nachum, Yingjie Miao, Mustafa Safdari, Austin Huang, Aakanksha Chowdhery, Sharan Narang, Noah Fiedel, Aleksandra Faust

Large language models (LLMs) have shown exceptional performance on a variety of natural language tasks. Yet, their capabilities for HTML understanding -- i.e., parsing the raw HTML of a webpage, with applications to automation of web-based tasks, crawling, and browser-assisted retrieval -- have not been fully explored. We contribute HTML understanding models (fine-tuned LLMs) and an in-depth analysis of their capabilities under three tasks: (i) Semantic Classification of HTML elements, (ii) Description Generation for HTML inputs, and (iii) Autonomous Web Navigation of HTML pages. While previous work has developed dedicated architectures and training procedures for HTML understanding, we show that LLMs pretrained on standard natural language corpora transfer remarkably well to HTML understanding tasks. For instance, fine-tuned LLMs are 12% more accurate at semantic classification compared to models trained exclusively on the task dataset. Moreover, when fine-tuned on data from the MiniWoB benchmark, LLMs successfully complete 50% more tasks using 192x less data compared to the previous best supervised model. Out of the LLMs we evaluate, we show evidence that T5-based models are ideal due to their bidirectional encoder-decoder architecture. To promote further research on LLMs for HTML understanding, we create and open-source a large-scale HTML dataset distilled and auto-labeled from CommonCrawl.

http://arxiv.org/abs/2210.03945v2

cs.LG, cs.AI

Decomposed Prompting: A Modular Approach for Solving Complex Tasks

Tushar Khot, Harsh Trivedi, Matthew Finlayson, Yao Fu, Kyle Richardson, Peter Clark, Ashish Sabharwal

Few-shot prompting is a surprisingly powerful way to use Large Language Models (LLMs) to solve various tasks. However, this approach struggles as the task complexity increases or when the individual reasoning steps of the task themselves are hard to learn, especially when embedded in more complex tasks. To address this, we propose Decomposed Prompting, a new approach to solve complex tasks by decomposing them (via prompting) into simpler sub-tasks that can be delegated to a library of prompting-based LLMs dedicated to these sub-tasks. This modular structure allows each prompt to be optimized for its specific sub-task, further decomposed if necessary, and even easily replaced with more effective prompts, trained models, or symbolic functions if desired. We show that the flexibility and modularity of Decomposed Prompting allows it to outperform prior work on few-shot prompting using GPT3. On symbolic reasoning tasks, we can further decompose sub-tasks that are hard for LLMs into even simpler solvable sub-tasks. When the complexity comes from the input length, we can recursively decompose the task into the same task but with smaller inputs. We also evaluate our approach on textual multi-step reasoning tasks: on long-context multi-hop QA task, we can more effectively teach the sub-tasks via our separate sub-tasks prompts; and on open-domain multi-hop QA, we can incorporate a symbolic information retrieval within our decomposition framework, leading to improved performance on both tasks. Datasets, Code and Prompts available at https://github.com/allenai/DecomP.

http://arxiv.org/abs/2210.02406v2

cs.CL

Explaining Patterns in Data with Language Models via Interpretable Autoprompting

Chandan Singh, John X. Morris, Jyoti Aneja, Alexander M. Rush, Jianfeng Gao

Large language models (LLMs) have displayed an impressive ability to harness natural language to perform complex tasks. In this work, we explore whether we can leverage this learned ability to find and explain patterns in data. Specifically, given a pre-trained LLM and data examples, we introduce interpretable autoprompting (iPrompt), an algorithm that generates a natural-language string explaining the data. iPrompt iteratively alternates between generating explanations with an LLM and reranking them based on their performance when used as a prompt. Experiments on a wide range of datasets, from synthetic mathematics to natural-language understanding, show that iPrompt can yield meaningful insights by accurately finding groundtruth dataset descriptions. Moreover, the prompts produced by iPrompt are simultaneously human-interpretable and highly effective for generalization: on real-world sentiment classification datasets, iPrompt produces prompts that match or even improve upon human-written prompts for GPT-3. Finally, experiments with an fMRI dataset show the potential for iPrompt to aid in scientific discovery. All code for using the methods and data here is made available on Github.

http://arxiv.org/abs/2210.01848v2

cs.LG, cs.AI, cs.CL, q-bio.NC, stat.ML

When to Make Exceptions: Exploring Language Models as Accounts of Human Moral Judgment

Zhijing Jin, Sydney Levine, Fernando Gonzalez, Ojasv Kamal, Maarten Sap, Mrinmaya Sachan, Rada Mihalcea, Josh Tenenbaum, Bernhard Schölkopf

AI systems are becoming increasingly intertwined with human life. In order to effectively collaborate with humans and ensure safety, AI systems need to be able to understand, interpret and predict human moral judgments and decisions. Human moral judgments are often guided by rules, but not always. A central challenge for AI safety is capturing the flexibility of the human moral mind -- the ability to determine when a rule should be broken, especially in novel or unusual situations. In this paper, we present a novel challenge set consisting of rule-breaking question answering (RBQA) of cases that involve potentially permissible rule-breaking -- inspired by recent moral psychology studies. Using a state-of-the-art large language model (LLM) as a basis, we propose a novel moral chain of thought (MORALCOT) prompting strategy that combines the strengths of LLMs with theories of moral reasoning developed in cognitive science to predict human moral judgments. MORALCOT outperforms seven existing LLMs by 6.2% F1, suggesting that modeling human reasoning might be necessary to capture the flexibility of the human moral mind. We also conduct a detailed error analysis to suggest directions for future work to improve AI safety using RBQA. Our data is open-sourced at https://huggingface.co/datasets/feradauto/MoralExceptQA and code at https://github.com/feradauto/MoralCoT

http://arxiv.org/abs/2210.01478v3

cs.CL, cs.AI, cs.CY, cs.LG

Language Models Are Greedy Reasoners: A Systematic Formal Analysis of Chain-of-Thought

Abulhair Saparov, He He

Large language models (LLMs) have shown remarkable reasoning capabilities given chain-of-thought prompts (examples with intermediate reasoning steps). Existing benchmarks measure reasoning ability indirectly, by evaluating accuracy on downstream tasks such as mathematical reasoning. However, it is unclear how these models obtain the answers and whether they rely on simple heuristics rather than the generated chain-of-thought. To enable systematic exploration of the reasoning ability of LLMs, we present a new synthetic question-answering dataset called PrOntoQA, where each example is generated from a synthetic world model represented in first-order logic. This allows us to parse the generated chain-of-thought into symbolic proofs for formal analysis. Our analysis on InstructGPT and GPT-3 shows that LLMs are quite capable of making correct individual deduction steps, and so are generally capable of reasoning, even in fictional contexts. However, they have difficulty with proof planning: When multiple valid deduction steps are available, they are not able to systematically explore the different options.

http://arxiv.org/abs/2210.01240v4

cs.CL

The (In)Effectiveness of Intermediate Task Training For Domain Adaptation and Cross-Lingual Transfer Learning

Sovesh Mohapatra, Somesh Mohapatra

Transfer learning from large language models (LLMs) has emerged as a powerful technique to enable knowledge-based fine-tuning for a number of tasks, adaptation of models for different domains and even languages. However, it remains an open question, if and when transfer learning will work, i.e. leading to positive or negative transfer. In this paper, we analyze the knowledge transfer across three natural language processing (NLP) tasks - text classification, sentimental analysis, and sentence similarity, using three LLMs - BERT, RoBERTa, and XLNet - and analyzing their performance, by fine-tuning on target datasets for domain and cross-lingual adaptation tasks, with and without an intermediate task training on a larger dataset. Our experiments showed that fine-tuning without an intermediate task training can lead to a better performance for most tasks, while more generalized tasks might necessitate a preceding intermediate task training step. We hope that this work will act as a guide on transfer learning to NLP practitioners.

http://arxiv.org/abs/2210.01091v2

cs.CL

Unpacking Large Language Models with Conceptual Consistency

Pritish Sahu, Michael Cogswell, Yunye Gong, Ajay Divakaran

If a Large Language Model (LLM) answers "yes" to the question "Are mountains tall?" then does it know what a mountain is? Can you rely on it responding correctly or incorrectly to other questions about mountains? The success of Large Language Models (LLMs) indicates they are increasingly able to answer queries like these accurately, but that ability does not necessarily imply a general understanding of concepts relevant to the anchor query. We propose conceptual consistency to measure a LLM's understanding of relevant concepts. This novel metric measures how well a model can be characterized by finding out how consistent its responses to queries about conceptually relevant background knowledge are. To compute it we extract background knowledge by traversing paths between concepts in a knowledge base and then try to predict the model's response to the anchor query from the background knowledge. We investigate the performance of current LLMs in a commonsense reasoning setting using the CSQA dataset and the ConceptNet knowledge base. While conceptual consistency, like other metrics, does increase with the scale of the LLM used, we find that popular models do not necessarily have high conceptual consistency. Our analysis also shows significant variation in conceptual consistency across different kinds of relations, concepts, and prompts. This serves as a step toward building models that humans can apply a theory of mind to, and thus interact with intuitively.

http://arxiv.org/abs/2209.15093v1

cs.CL

Can Large Language Models Truly Understand Prompts? A Case Study with Negated Prompts

Joel Jang, Seonghyeon Ye, Minjoon Seo

Previous work has shown that there exists a scaling law between the size of Language Models (LMs) and their zero-shot performance on different downstream NLP tasks. In this work, we show that this phenomenon does not hold when evaluating large LMs on tasks with negated prompts, but instead shows an inverse scaling law. We evaluate 9 different tasks with negated prompts on (1) pretrained LMs (OPT & GPT-3) of varying sizes (125M - 175B), (2) LMs further pretrained to generalize to novel prompts (InstructGPT), (3) LMs provided with few-shot examples, and (4) LMs fine-tuned specifically on negated prompts; all LM types perform worse on negated prompts as they scale and show a huge performance gap between the human performance when comparing the average score on both original and negated prompts. By highlighting a critical limitation of existing LMs and methods, we urge the community to develop new approaches of developing LMs that actually follow the given instructions. We provide the code and the datasets to explore negated prompts at https://github.com/joeljang/negated-prompts-for-llms

http://arxiv.org/abs/2209.12711v1

cs.CL

Augmenting Interpretable Models with LLMs during Training

Chandan Singh, Armin Askari, Rich Caruana, Jianfeng Gao

Recent large language models (LLMs) have demonstrated remarkable prediction performance for a growing array of tasks. However, their proliferation into high-stakes domains (e.g. medicine) and compute-limited settings has created a burgeoning need for interpretability and efficiency. We address this need by proposing Augmented Interpretable Models (Aug-imodels), a framework for leveraging the knowledge learned by LLMs to build extremely efficient and interpretable models. Aug-imodels use LLMs during fitting but not during inference, allowing complete transparency and often a speed/memory improvement of greater than 1,000x for inference compared to LLMs. We explore two instantiations of Aug-imodels in natural-language processing: (i) Aug-GAM, which augments a generalized additive model with decoupled embeddings from an LLM and (ii) Aug-Tree, which augments a decision tree with LLM feature expansions. Across a variety of text-classification datasets, both outperform their non-augmented counterparts. Aug-GAM can even outperform much larger models (e.g. a 6-billion parameter GPT-J model), despite having 10,000x fewer parameters and being fully transparent. We further explore Aug-imodels in a natural-language fMRI study, where they generate interesting interpretations from scientific data. All code for using Aug-imodels and reproducing results is made available on Github.

http://arxiv.org/abs/2209.11799v3

cs.AI, cs.CL, cs.LG, stat.ME

T5QL: Taming language models for SQL generation

Samuel Arcadinho, David Aparício, Hugo Veiga, António Alegria

Automatic SQL generation has been an active research area, aiming at streamlining the access to databases by writing natural language with the given intent instead of writing SQL. Current SOTA methods for semantic parsing depend on LLMs to achieve high predictive accuracy on benchmark datasets. This reduces their applicability, since LLMs requires expensive GPUs. Furthermore, SOTA methods are ungrounded and thus not guaranteed to always generate valid SQL. Here we propose T5QL, a new SQL generation method that improves the performance in benchmark datasets when using smaller LMs, namely T5-Base, by 13pp when compared against SOTA methods. Additionally, T5QL is guaranteed to always output valid SQL using a context-free grammar to constrain SQL generation. Finally, we show that dividing semantic parsing in two tasks, candidate SQLs generation and candidate re-ranking, is a promising research avenue that can reduce the need for large LMs.

http://arxiv.org/abs/2209.10254v1

cs.LG, cs.DB

EffEval: A Comprehensive Evaluation of Efficiency for MT Evaluation Metrics

Daniil Larionov, Jens Grünwald, Christoph Leiter, Steffen Eger

Efficiency is a key property to foster inclusiveness and reduce environmental costs, especially in an era of LLMs. In this work, we provide a comprehensive evaluation of efficiency for MT evaluation metrics. Our approach involves replacing computation-intensive transformers with lighter alternatives and employing linear and quadratic approximations for alignment algorithms on top of LLM representations. We evaluate six (reference-free and reference-based) metrics across three MT datasets and examine 16 lightweight transformers. In addition, we look into the training efficiency of metrics like COMET by utilizing adapters. Our results indicate that (a) TinyBERT provides the optimal balance between quality and efficiency, (b) CPU speed-ups are more substantial than those on GPU; (c) WMD approximations yield no efficiency gains while reducing quality and (d) adapters enhance training efficiency (regarding backward pass speed and memory requirements) as well as, in some cases, metric quality. These findings can help to strike a balance between evaluation speed and quality, which is essential for effective NLG systems. Furthermore, our research contributes to the ongoing efforts to optimize NLG evaluation metrics with minimal impact on performance. To our knowledge, ours is the most comprehensive analysis of different aspects of efficiency for MT metrics conducted so far.

http://arxiv.org/abs/2209.09593v2

cs.CL, cs.LG

Enabling Conversational Interaction with Mobile UI using Large Language Models

Bryan Wang, Gang Li, Yang Li

Conversational agents show the promise to allow users to interact with mobile devices using language. However, to perform diverse UI tasks with natural language, developers typically need to create separate datasets and models for each specific task, which is expensive and effort-consuming. Recently, pre-trained large language models (LLMs) have been shown capable of generalizing to various downstream tasks when prompted with a handful of examples from the target task. This paper investigates the feasibility of enabling versatile conversational interactions with mobile UIs using a single LLM. We designed prompting techniques to adapt an LLM to mobile UIs. We experimented with four important modeling tasks that address various scenarios in conversational interaction. Our method achieved competitive performance on these challenging tasks without requiring dedicated datasets and training, offering a lightweight and generalizable approach to enable language-based mobile interaction.

http://arxiv.org/abs/2209.08655v2

cs.HC, cs.AI

FOLIO: Natural Language Reasoning with First-Order Logic

Simeng Han, Hailey Schoelkopf, Yilun Zhao, Zhenting Qi, Martin Riddell, Luke Benson, Lucy Sun, Ekaterina Zubova, Yujie Qiao, Matthew Burtell, David Peng, Jonathan Fan, Yixin Liu, Brian Wong, Malcolm Sailor, Ansong Ni, Linyong Nan, Jungo Kasai, Tao Yu, Rui Zhang, Shafiq Joty, Alexander R. Fabbri, Wojciech Kryscinski, Xi Victoria Lin, Caiming Xiong, Dragomir Radev

We present FOLIO, a human-annotated, open-domain, and logically complex and diverse dataset for reasoning in natural language (NL), equipped with first order logic (FOL) annotations. FOLIO consists of 1,435 examples (unique conclusions), each paired with one of 487 sets of premises which serve as rules to be used to deductively reason for the validity of each conclusion. The logical correctness of premises and conclusions is ensured by their parallel FOL annotations, which are automatically verified by our FOL inference engine. In addition to the main NL reasoning task, NL-FOL pairs in FOLIO automatically constitute a new NL-FOL translation dataset using FOL as the logical form. Our experiments on FOLIO systematically evaluate the FOL reasoning ability of supervised fine-tuning on medium-sized language models (BERT, RoBERTa) and few-shot prompting on large language models (GPT-NeoX, OPT, GPT-3, Codex). For NL-FOL translation, we experiment with GPT-3 and Codex. Our results show that one of the most capable Large Language Model (LLM) publicly available, GPT-3 davinci, achieves only slightly better than random results with few-shot prompting on a subset of FOLIO, and the model is especially bad at predicting the correct truth values for False and Unknown conclusions. Our dataset and code are available at https://github.com/Yale-LILY/FOLIO.

http://arxiv.org/abs/2209.00840v1

cs.CL

JARVIS: A Neuro-Symbolic Commonsense Reasoning Framework for Conversational Embodied Agents

Kaizhi Zheng, Kaiwen Zhou, Jing Gu, Yue Fan, Jialu Wang, Zonglin Di, Xuehai He, Xin Eric Wang

Building a conversational embodied agent to execute real-life tasks has been a long-standing yet quite challenging research goal, as it requires effective human-agent communication, multi-modal understanding, long-range sequential decision making, etc. Traditional symbolic methods have scaling and generalization issues, while end-to-end deep learning models suffer from data scarcity and high task complexity, and are often hard to explain. To benefit from both worlds, we propose JARVIS, a neuro-symbolic commonsense reasoning framework for modular, generalizable, and interpretable conversational embodied agents. First, it acquires symbolic representations by prompting large language models (LLMs) for language understanding and sub-goal planning, and by constructing semantic maps from visual observations. Then the symbolic module reasons for sub-goal planning and action generation based on task- and action-level common sense. Extensive experiments on the TEACh dataset validate the efficacy and efficiency of our JARVIS framework, which achieves state-of-the-art (SOTA) results on all three dialog-based embodied tasks, including Execution from Dialog History (EDH), Trajectory from Dialog (TfD), and Two-Agent Task Completion (TATC) (e.g., our method boosts the unseen Success Rate on EDH from 6.1\% to 15.8\%). Moreover, we systematically analyze the essential factors that affect the task performance and also demonstrate the superiority of our method in few-shot settings. Our JARVIS model ranks first in the Alexa Prize SimBot Public Benchmark Challenge.

http://arxiv.org/abs/2208.13266v3

cs.AI, cs.CL, cs.CV, cs.RO

Shortcut Learning of Large Language Models in Natural Language Understanding

Mengnan Du, Fengxiang He, Na Zou, Dacheng Tao, Xia Hu

Large language models (LLMs) have achieved state-of-the-art performance on a series of natural language understanding tasks. However, these LLMs might rely on dataset bias and artifacts as shortcuts for prediction. This has significantly affected their generalizability and adversarial robustness. In this paper, we provide a review of recent developments that address the shortcut learning and robustness challenge of LLMs. We first introduce the concepts of shortcut learning of language models. We then introduce methods to identify shortcut learning behavior in language models, characterize the reasons for shortcut learning, as well as introduce mitigation solutions. Finally, we discuss key research challenges and potential research directions in order to advance the field of LLMs.

http://arxiv.org/abs/2208.11857v2

cs.CL, cs.LG

Lost at C: A User Study on the Security Implications of Large Language Model Code Assistants

Gustavo Sandoval, Hammond Pearce, Teo Nys, Ramesh Karri, Siddharth Garg, Brendan Dolan-Gavitt

Large Language Models (LLMs) such as OpenAI Codex are increasingly being used as AI-based coding assistants. Understanding the impact of these tools on developers' code is paramount, especially as recent work showed that LLMs may suggest cybersecurity vulnerabilities. We conduct a security-driven user study (N=58) to assess code written by student programmers when assisted by LLMs. Given the potential severity of low-level bugs as well as their relative frequency in real-world projects, we tasked participants with implementing a singly-linked 'shopping list' structure in C. Our results indicate that the security impact in this setting (low-level C with pointer and array manipulations) is small: AI-assisted users produce critical security bugs at a rate no greater than 10% more than the control, indicating the use of LLMs does not introduce new security risks.

http://arxiv.org/abs/2208.09727v4

cs.CR

AlexaTM 20B: Few-Shot Learning Using a Large-Scale Multilingual Seq2Seq Model

Saleh Soltan, Shankar Ananthakrishnan, Jack FitzGerald, Rahul Gupta, Wael Hamza, Haidar Khan, Charith Peris, Stephen Rawls, Andy Rosenbaum, Anna Rumshisky, Chandana Satya Prakash, Mukund Sridhar, Fabian Triefenbach, Apurv Verma, Gokhan Tur, Prem Natarajan

In this work, we demonstrate that multilingual large-scale sequence-to-sequence (seq2seq) models, pre-trained on a mixture of denoising and Causal Language Modeling (CLM) tasks, are more efficient few-shot learners than decoder-only models on various tasks. In particular, we train a 20 billion parameter multilingual seq2seq model called Alexa Teacher Model (AlexaTM 20B) and show that it achieves state-of-the-art (SOTA) performance on 1-shot summarization tasks, outperforming a much larger 540B PaLM decoder model. AlexaTM 20B also achieves SOTA in 1-shot machine translation, especially for low-resource languages, across almost all language pairs supported by the model (Arabic, English, French, German, Hindi, Italian, Japanese, Marathi, Portuguese, Spanish, Tamil, and Telugu) on Flores-101 dataset. We also show in zero-shot setting, AlexaTM 20B outperforms GPT3 (175B) on SuperGLUE and SQuADv2 datasets and provides SOTA performance on multilingual tasks such as XNLI, XCOPA, Paws-X, and XWinograd. Overall, our results present a compelling case for seq2seq models as a powerful alternative to decoder-only models for Large-scale Language Model (LLM) training.

http://arxiv.org/abs/2208.01448v2

cs.CL, cs.LG

PASTA: A Dataset for Modeling Participant States in Narratives

Sayontan Ghosh, Mahnaz Koupaee, Isabella Chen, Francis Ferraro, Nathanael Chambers, Niranjan Balasubramanian

The events in a narrative are understood as a coherent whole via the underlying states of their participants. Often, these participant states are not explicitly mentioned, instead left to be inferred by the reader. A model that understands narratives should likewise infer these implicit states, and even reason about the impact of changes to these states on the narrative. To facilitate this goal, we introduce a new crowdsourced English-language, Participant States dataset, PASTA. This dataset contains inferable participant states; a counterfactual perturbation to each state; and the changes to the story that would be necessary if the counterfactual were true. We introduce three state-based reasoning tasks that test for the ability to infer when a state is entailed by a story, to revise a story conditioned on a counterfactual state, and to explain the most likely state change given a revised story. Experiments show that today's LLMs can reason about states to some degree, but there is large room for improvement, especially in problems requiring access and ability to reason with diverse types of knowledge (e.g. physical, numerical, factual).

http://arxiv.org/abs/2208.00329v2

cs.CL

Selection Bias Induced Spurious Correlations in Large Language Models

Emily McMilin

In this work we show how large language models (LLMs) can learn statistical dependencies between otherwise unconditionally independent variables due to dataset selection bias. To demonstrate the effect, we developed a masked gender task that can be applied to BERT-family models to reveal spurious correlations between predicted gender pronouns and a variety of seemingly gender-neutral variables like date and location, on pre-trained (unmodified) BERT and RoBERTa large models. Finally, we provide an online demo, inviting readers to experiment further.

http://arxiv.org/abs/2207.08982v1

cs.CL, cs.AI

Can large language models reason about medical questions?

Valentin Liévin, Christoffer Egeberg Hother, Andreas Geert Motzfeldt, Ole Winther

Although large language models (LLMs) often produce impressive outputs, it remains unclear how they perform in real-world scenarios requiring strong reasoning skills and expert domain knowledge. We set out to investigate whether close- and open-source models (GPT-3.5, LLama-2, etc.) can be applied to answer and reason about difficult real-world-based questions. We focus on three popular medical benchmarks (MedQA-USMLE, MedMCQA, and PubMedQA) and multiple prompting scenarios: Chain-of-Thought (CoT, think step-by-step), few-shot and retrieval augmentation. Based on an expert annotation of the generated CoTs, we found that InstructGPT can often read, reason and recall expert knowledge. Last, by leveraging advances in prompt engineering (few-shot and ensemble methods), we demonstrated that GPT-3.5 not only yields calibrated predictive distributions, but also reaches the passing score on three datasets: MedQA-USMLE 60.2%, MedMCQA 62.7% and PubMedQA 78.2%. Open-source models are closing the gap: Llama-2 70B also passed the MedQA-USMLE with 62.5% accuracy.

http://arxiv.org/abs/2207.08143v4

cs.CL, cs.AI, cs.LG, I.2.1; I.2.7

Flexible text generation for counterfactual fairness probing

Zee Fryer, Vera Axelrod, Ben Packer, Alex Beutel, Jilin Chen, Kellie Webster

A common approach for testing fairness issues in text-based classifiers is through the use of counterfactuals: does the classifier output change if a sensitive attribute in the input is changed? Existing counterfactual generation methods typically rely on wordlists or templates, producing simple counterfactuals that don't take into account grammar, context, or subtle sensitive attribute references, and could miss issues that the wordlist creators had not considered. In this paper, we introduce a task for generating counterfactuals that overcomes these shortcomings, and demonstrate how large language models (LLMs) can be leveraged to make progress on this task. We show that this LLM-based method can produce complex counterfactuals that existing methods cannot, comparing the performance of various counterfactual generation methods on the Civil Comments dataset and showing their value in evaluating a toxicity classifier.

http://arxiv.org/abs/2206.13757v1

cs.CL, cs.CY

Towards WinoQueer: Developing a Benchmark for Anti-Queer Bias in Large Language Models

Virginia K. Felkner, Ho-Chun Herbert Chang, Eugene Jang, Jonathan May

This paper presents exploratory work on whether and to what extent biases against queer and trans people are encoded in large language models (LLMs) such as BERT. We also propose a method for reducing these biases in downstream tasks: finetuning the models on data written by and/or about queer people. To measure anti-queer bias, we introduce a new benchmark dataset, WinoQueer, modeled after other bias-detection benchmarks but addressing homophobic and transphobic biases. We found that BERT shows significant homophobic bias, but this bias can be mostly mitigated by finetuning BERT on a natural language corpus written by members of the LGBTQ+ community.

http://arxiv.org/abs/2206.11484v2

cs.CL, cs.CY, I.2.7

PlanBench: An Extensible Benchmark for Evaluating Large Language Models on Planning and Reasoning about Change

Karthik Valmeekam, Matthew Marquez, Alberto Olmo, Sarath Sreedharan, Subbarao Kambhampati

Generating plans of action, and reasoning about change have long been considered a core competence of intelligent agents. It is thus no surprise that evaluating the planning and reasoning capabilities of large language models (LLMs) has become a hot topic of research. Most claims about LLM planning capabilities are however based on common sense tasks-where it becomes hard to tell whether LLMs are planning or merely retrieving from their vast world knowledge. There is a strong need for systematic and extensible planning benchmarks with sufficient diversity to evaluate whether LLMs have innate planning capabilities. Motivated by this, we propose PlanBench, an extensible benchmark suite based on the kinds of domains used in the automated planning community, especially in the International Planning Competition, to test the capabilities of LLMs in planning or reasoning about actions and change. PlanBench provides sufficient diversity in both the task domains and the specific planning capabilities. Our studies also show that on many critical capabilities-including plan generation-LLM performance falls quite short, even with the SOTA models. PlanBench can thus function as a useful marker of progress of LLMs in planning and reasoning.

http://arxiv.org/abs/2206.10498v4

cs.CL, cs.AI

Fault-Aware Neural Code Rankers

Jeevana Priya Inala, Chenglong Wang, Mei Yang, Andres Codas, Mark Encarnación, Shuvendu K Lahiri, Madanlal Musuvathi, Jianfeng Gao

Large language models (LLMs) have demonstrated an impressive ability to generate code for various programming tasks. In many instances, LLMs can generate a correct program for a task when given numerous trials. Consequently, a recent trend is to do large scale sampling of programs using a model and then filtering/ranking the programs based on the program execution on a small number of known unit tests to select one candidate solution. However, these approaches assume that the unit tests are given and assume the ability to safely execute the generated programs (which can do arbitrary dangerous operations such as file manipulations). Both of the above assumptions are impractical in real-world software development. In this paper, we propose CodeRanker, a neural ranker that can predict the correctness of a sampled program without executing it. Our CodeRanker is fault-aware i.e., it is trained to predict different kinds of execution information such as predicting the exact compile/runtime error type (e.g., an IndexError or a TypeError). We show that CodeRanker can significantly increase the pass@1 accuracy of various code generation models (including Codex, GPT-Neo, GPT-J) on APPS, HumanEval and MBPP datasets.

http://arxiv.org/abs/2206.03865v2

cs.PL, cs.AI, cs.SE

Differentially Private Decoding in Large Language Models

Jimit Majmudar, Christophe Dupuy, Charith Peris, Sami Smaili, Rahul Gupta, Richard Zemel

Recent large-scale natural language processing (NLP) systems use a pre-trained Large Language Model (LLM) on massive and diverse corpora as a headstart. In practice, the pre-trained model is adapted to a wide array of tasks via fine-tuning on task-specific datasets. LLMs, while effective, have been shown to memorize instances of training data thereby potentially revealing private information processed during pre-training. The potential leakage might further propagate to the downstream tasks for which LLMs are fine-tuned. On the other hand, privacy-preserving algorithms usually involve retraining from scratch, which is prohibitively expensive for LLMs. In this work, we propose a simple, easy to interpret, and computationally lightweight perturbation mechanism to be applied to an already trained model at the decoding stage. Our perturbation mechanism is model-agnostic and can be used in conjunction with any LLM. We provide theoretical analysis showing that the proposed mechanism is differentially private, and experimental results showing a privacy-utility trade-off.

http://arxiv.org/abs/2205.13621v2

cs.CL, cs.LG

Large Language Models are Zero-Shot Reasoners

Takeshi Kojima, Shixiang Shane Gu, Machel Reid, Yutaka Matsuo, Yusuke Iwasawa

Pretrained large language models (LLMs) are widely used in many sub-fields of natural language processing (NLP) and generally known as excellent few-shot learners with task-specific exemplars. Notably, chain of thought (CoT) prompting, a recent technique for eliciting complex multi-step reasoning through step-by-step answer examples, achieved the state-of-the-art performances in arithmetics and symbolic reasoning, difficult system-2 tasks that do not follow the standard scaling laws for LLMs. While these successes are often attributed to LLMs' ability for few-shot learning, we show that LLMs are decent zero-shot reasoners by simply adding "Let's think step by step" before each answer. Experimental results demonstrate that our Zero-shot-CoT, using the same single prompt template, significantly outperforms zero-shot LLM performances on diverse benchmark reasoning tasks including arithmetics (MultiArith, GSM8K, AQUA-RAT, SVAMP), symbolic reasoning (Last Letter, Coin Flip), and other logical reasoning tasks (Date Understanding, Tracking Shuffled Objects), without any hand-crafted few-shot examples, e.g. increasing the accuracy on MultiArith from 17.7% to 78.7% and GSM8K from 10.4% to 40.7% with large InstructGPT model (text-davinci-002), as well as similar magnitudes of improvements with another off-the-shelf large model, 540B parameter PaLM. The versatility of this single prompt across very diverse reasoning tasks hints at untapped and understudied fundamental zero-shot capabilities of LLMs, suggesting high-level, multi-task broad cognitive capabilities may be extracted by simple prompting. We hope our work not only serves as the minimal strongest zero-shot baseline for the challenging reasoning benchmarks, but also highlights the importance of carefully exploring and analyzing the enormous zero-shot knowledge hidden inside LLMs before crafting finetuning datasets or few-shot exemplars.

http://arxiv.org/abs/2205.11916v4

cs.CL, cs.AI, cs.LG

Housekeep: Tidying Virtual Households using Commonsense Reasoning

Yash Kant, Arun Ramachandran, Sriram Yenamandra, Igor Gilitschenski, Dhruv Batra, Andrew Szot, Harsh Agrawal

We introduce Housekeep, a benchmark to evaluate commonsense reasoning in the home for embodied AI. In Housekeep, an embodied agent must tidy a house by rearranging misplaced objects without explicit instructions specifying which objects need to be rearranged. Instead, the agent must learn from and is evaluated against human preferences of which objects belong where in a tidy house. Specifically, we collect a dataset of where humans typically place objects in tidy and untidy houses constituting 1799 objects, 268 object categories, 585 placements, and 105 rooms. Next, we propose a modular baseline approach for Housekeep that integrates planning, exploration, and navigation. It leverages a fine-tuned large language model (LLM) trained on an internet text corpus for effective planning. We show that our baseline agent generalizes to rearranging unseen objects in unknown environments. See our webpage for more details: https://yashkant.github.io/housekeep/

http://arxiv.org/abs/2205.10712v1

cs.CV

Context-Aware Abbreviation Expansion Using Large Language Models

Shanqing Cai, Subhashini Venugopalan, Katrin Tomanek, Ajit Narayanan, Meredith Ringel Morris, Michael P. Brenner

Motivated by the need for accelerating text entry in augmentative and alternative communication (AAC) for people with severe motor impairments, we propose a paradigm in which phrases are abbreviated aggressively as primarily word-initial letters. Our approach is to expand the abbreviations into full-phrase options by leveraging conversation context with the power of pretrained large language models (LLMs). Through zero-shot, few-shot, and fine-tuning experiments on four public conversation datasets, we show that for replies to the initial turn of a dialog, an LLM with 64B parameters is able to exactly expand over 70% of phrases with abbreviation length up to 10, leading to an effective keystroke saving rate of up to about 77% on these exact expansions. Including a small amount of context in the form of a single conversation turn more than doubles abbreviation expansion accuracies compared to having no context, an effect that is more pronounced for longer phrases. Additionally, the robustness of models against typo noise can be enhanced through fine-tuning on noisy data.

http://arxiv.org/abs/2205.03767v3

cs.CL

The Unreliability of Explanations in Few-shot Prompting for Textual Reasoning

Xi Ye, Greg Durrett

Does prompting a large language model (LLM) like GPT-3 with explanations improve in-context learning? We study this question on two NLP tasks that involve reasoning over text, namely question answering and natural language inference. We test the performance of four LLMs on three textual reasoning datasets using prompts that include explanations in multiple different styles. For these tasks, we find that including explanations in the prompts for OPT, GPT-3 (davinci), and InstructGPT (text-davinci-001) only yields small to moderate accuracy improvements over standard few-show learning. However, text-davinci-002 is able to benefit more substantially. We further show that explanations generated by the LLMs may not entail the models' predictions nor be factually grounded in the input, even on simple tasks with extractive explanations. However, these flawed explanations can still be useful as a way to verify LLMs' predictions post-hoc. Through analysis in our three settings, we show that explanations judged by humans to be good--logically consistent with the input and the prediction--more likely cooccur with accurate predictions. Following these observations, we train calibrators using automatically extracted scores that assess the reliability of explanations, allowing us to improve performance post-hoc across all of our datasets.

http://arxiv.org/abs/2205.03401v2

cs.CL

ELQA: A Corpus of Metalinguistic Questions and Answers about English

Shabnam Behzad, Keisuke Sakaguchi, Nathan Schneider, Amir Zeldes

We present ELQA, a corpus of questions and answers in and about the English language. Collected from two online forums, the >70k questions (from English learners and others) cover wide-ranging topics including grammar, meaning, fluency, and etymology. The answers include descriptions of general properties of English vocabulary and grammar as well as explanations about specific (correct and incorrect) usage examples. Unlike most NLP datasets, this corpus is metalinguistic -- it consists of language about language. As such, it can facilitate investigations of the metalinguistic capabilities of NLU models, as well as educational applications in the language learning domain. To study this, we define a free-form question answering task on our dataset and conduct evaluations on multiple LLMs (Large Language Models) to analyze their capacity to generate metalinguistic answers.

http://arxiv.org/abs/2205.00395v2

cs.CL

Extraction of Sleep Information from Clinical Notes of Patients with Alzheimer's Disease Using Natural Language Processing

Sonish Sivarajkumar, Thomas Yu CHow Tam, Haneef Ahamed Mohammad, Samual Viggiano, David Oniani, Shyam Visweswaran, Yanshan Wang

Alzheimer's Disease (AD) is the most common form of dementia in the United States. Sleep is one of the lifestyle-related factors that has been shown critical for optimal cognitive function in old age. However, there is a lack of research studying the association between sleep and AD incidence. A major bottleneck for conducting such research is that the traditional way to acquire sleep information is time-consuming, inefficient, non-scalable, and limited to patients' subjective experience. A gold standard dataset is created from manual annotation of 570 randomly sampled clinical note documents from the adSLEEP, a corpus of 192,000 de-identified clinical notes of 7,266 AD patients retrieved from the University of Pittsburgh Medical Center (UPMC). We developed a rule-based Natural Language Processing (NLP) algorithm, machine learning models, and Large Language Model(LLM)-based NLP algorithms to automate the extraction of sleep-related concepts, including snoring, napping, sleep problem, bad sleep quality, daytime sleepiness, night wakings, and sleep duration, from the gold standard dataset. Rule-based NLP algorithm achieved the best performance of F1 across all sleep-related concepts. In terms of Positive Predictive Value (PPV), rule-based NLP algorithm achieved 1.00 for daytime sleepiness and sleep duration, machine learning models: 0.95 and for napping, 0.86 for bad sleep quality and 0.90 for snoring; and LLAMA2 with finetuning achieved PPV of 0.93 for Night Wakings, 0.89 for sleep problem, and 1.00 for sleep duration. The results show that the rule-based NLP algorithm consistently achieved the best performance for all sleep concepts. This study focused on the clinical notes of patients with AD, but could be extended to general sleep information extraction for other diseases.

http://arxiv.org/abs/2204.09601v2

cs.CL, cs.AI

Pop Quiz! Can a Large Language Model Help With Reverse Engineering?

Hammond Pearce, Benjamin Tan, Prashanth Krishnamurthy, Farshad Khorrami, Ramesh Karri, Brendan Dolan-Gavitt

Large language models (such as OpenAI's Codex) have demonstrated impressive zero-shot multi-task capabilities in the software domain, including code explanation. In this work, we examine if this ability can be used to help with reverse engineering. Specifically, we investigate prompting Codex to identify the purpose, capabilities, and important variable names or values from code, even when the code is produced through decompilation. Alongside an examination of the model's responses in answering open-ended questions, we devise a true/false quiz framework to characterize the performance of the language model. We present an extensive quantitative analysis of the measured performance of the language model on a set of program purpose identification and information extraction tasks: of the 136,260 questions we posed, it answered 72,754 correctly. A key takeaway is that while promising, LLMs are not yet ready for zero-shot reverse engineering.

http://arxiv.org/abs/2202.01142v1

cs.SE, cs.CR, cs.LG

Latency Adjustable Transformer Encoder for Language Understanding

Sajjad Kachuee, Mohammad Sharifkhani

Adjusting the latency, power, and accuracy of natural language understanding models is a desirable objective of an efficient architecture. This paper proposes an efficient Transformer architecture that adjusts the inference computational cost adaptively with a desired inference latency speedup. In fine-tuning phase, the proposed method detects less important hidden sequence elements (word-vectors) and eliminates them in each encoder layer using a proposed Attention Context Contribution (ACC) metric. After the fine-tuning phase, with the novel offline-tuning property, the inference latency of the model can be adjusted in a wide range of inference speedup selections without any further training. The proposed method is applied to the BERT-base and GPT-2 models for evaluation. Extensive experiments show that most of the word-vectors in higher Transformer layers have less contribution to the subsequent layers; hence, they can be eliminated to improve the inference latency. Experimental results on extensive sentiment analysis, classification, text generation tasks and regression benchmarks like GLUE showed that the method is effective in various datasets with minimal impact on global context. The proposed method mathematically and experimentally improves the inference latency of BERT-base and GPT-2 by up to 4.8 and 3.72 times with less than 0.75% accuracy drop and passable perplexity on average. The suggested approach posits that in Large Language Models (LLMs), although the complete network is necessary for training, it can be truncated during the fine-tuning phase.

http://arxiv.org/abs/2201.03327v7

cs.CL

Context-NER : Contextual Phrase Generation at Scale

Himanshu Gupta, Shreyas Verma, Santosh Mashetty, Swaroop Mishra

Named Entity Recognition (NER) has seen significant progress in recent years, with numerous state-of-the-art (SOTA) models achieving high performance. However, very few studies have focused on the generation of entities' context. In this paper, we introduce CONTEXT-NER, a task that aims to generate the relevant context for entities in a sentence, where the context is a phrase describing the entity but not necessarily present in the sentence. To facilitate research in this task, we also present the EDGAR10-Q dataset, which consists of annual and quarterly reports from the top 1500 publicly traded companies. The dataset is the largest of its kind, containing 1M sentences, 2.8M entities, and an average of 35 tokens per sentence, making it a challenging dataset. We propose a baseline approach that combines a phrase generation algorithm with inferencing using a 220M language model, achieving a ROUGE-L score of 27% on the test split. Additionally, we perform a one-shot inference with ChatGPT, which obtains a 30% ROUGE-L, highlighting the difficulty of the dataset. We also evaluate models such as T5 and BART, which achieve a maximum ROUGE-L of 49% after supervised finetuning on EDGAR10-Q. We also find that T5-large, when pre-finetuned on EDGAR10-Q, achieve SOTA results on downstream finance tasks such as Headline, FPB, and FiQA SA, outperforming vanilla version by 10.81 points. To our surprise, this 66x smaller pre-finetuned model also surpasses the finance-specific LLM BloombergGPT-50B by 15 points. We hope that our dataset and generated artifacts will encourage further research in this direction, leading to the development of more sophisticated language models for financial text analysis

http://arxiv.org/abs/2109.08079v4

cs.IR, cs.CL, cs.LG

Efficient Sequence Packing without Cross-contamination: Accelerating Large Language Models without Impacting Performance

Mario Michael Krell, Matej Kosec, Sergio P. Perez, Andrew Fitzgibbon

Effective training of today's large language models (LLMs) depends on large batches and long sequences for throughput and accuracy. To handle variable-length sequences on hardware accelerators, it is common practice to introduce padding tokens, so that all sequences in a batch have the same length. We show in this paper that the variation in sequence lengths in common NLP datasets is such that up to 50% of all tokens can be padding. In less common, but not extreme, cases (e.g. GLUE-cola with sequence length 128), the ratio is up to 89%. Existing methods to address the resulting inefficiency are complicated by the need to avoid cross-contamination in self-attention, by a reduction in accuracy when sequence ordering information is lost, or by customized kernel implementations only valid for specific accelerators. This paper introduces a new formalization of sequence packing in the context of the well-studied bin packing problem, and presents new algorithms based on this formulation which, for example, confer a 2x speedup for phase 2 pre-training in BERT. We show how existing models can be adapted to ensure mathematical equivalence between the original and packed models, meaning that packed models can be trained with existing pre-training and fine-tuning practices.

http://arxiv.org/abs/2107.02027v2

cs.CL, cs.CC, cs.IT, cs.LG, math.IT, 05-08, I.2.7; G.2.1

Unwrapping The Black Box of Deep ReLU Networks: Interpretability, Diagnostics, and Simplification

Agus Sudjianto, William Knauth, Rahul Singh, Zebin Yang, Aijun Zhang

The deep neural networks (DNNs) have achieved great success in learning complex patterns with strong predictive power, but they are often thought of as "black box" models without a sufficient level of transparency and interpretability. It is important to demystify the DNNs with rigorous mathematics and practical tools, especially when they are used for mission-critical applications. This paper aims to unwrap the black box of deep ReLU networks through local linear representation, which utilizes the activation pattern and disentangles the complex network into an equivalent set of local linear models (LLMs). We develop a convenient LLM-based toolkit for interpretability, diagnostics, and simplification of a pre-trained deep ReLU network. We propose the local linear profile plot and other visualization methods for interpretation and diagnostics, and an effective merging strategy for network simplification. The proposed methods are demonstrated by simulation examples, benchmark datasets, and a real case study in home lending credit risk assessment.

http://arxiv.org/abs/2011.04041v1

cs.LG, cs.AI, stat.ML